RBC Bearings Incorporated | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ROLL | CUSIP 75524B104 | | | | 09/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Michael J. Hartnett | | | | Mgmt | For | For | |
| 1.2 | Elect Dolores J. Ennico | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
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Richelieu Hardware Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| RCH | CUSIP 76329W103 | | | | 04/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Sylvie Vachon | | | | Mgmt | For | For | |
| 1.2 | Elect Lucie Chabot | | | | Mgmt | For | For | |
| 1.3 | Elect Marie Lemay | | | | Mgmt | For | For | |
| 1.4 | Elect Pierre Pomerleau | | | | Mgmt | For | For | |
| 1.5 | Elect Luc Martin | | | | Mgmt | For | For | |
| 1.6 | Elect Richard Lord | | | | Mgmt | For | For | |
| 1.7 | Elect Marc Poulin | | | | Mgmt | For | For | |
| 1.8 | Elect Robert Courteau | | | | Mgmt | For | For | |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
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RLI Corp. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| RLI | CUSIP 749607107 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Kaj Ahlmann | | | | Mgmt | For | For | |
| 1.2 | Elect Michael E. Angelina | | | | Mgmt | For | For | |
| 1.3 | Elect John T. Baily | | | | Mgmt | For | For | |
| 1.4 | Elect Calvin G. Butler, Jr. | | | | Mgmt | For | For | |
| 1.5 | Elect David B. Duclos | | | | Mgmt | For | For | |
| 1.6 | Elect Susan S. Fleming | | | | Mgmt | For | For | |
| 1.7 | Elect Jordan W. Graham | | | | Mgmt | For | For | |
| 1.8 | Elect Craig W. Kliethermes | | | | Mgmt | For | For | |
| 1.9 | Elect Jonathan E. Michael | | | | Mgmt | For | For | |
| 1.10 | Elect Robert P. Restrepo, Jr. | | | | Mgmt | For | For | |
| 1.11 | Elect Debbie S. Roberts | | | | Mgmt | For | For | |
| 1.12 | Elect Michael J. Stone | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
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Rogers Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ROG | CUSIP 775133101 | | | | 05/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Keith L. Barnes | | | | Mgmt | For | For | |
| 1.2 | Elect Megan Faust | | | | Mgmt | For | For | |
| 1.3 | Elect Bruce D. Hoechner | | | | Mgmt | For | For | |
| 1.4 | Elect Carol R. Jensen | | | | Mgmt | For | For | |
| 1.5 | Elect Keith Larson | | | | Mgmt | For | For | |
| 1.6 | Elect Ganesh Moorthy | | | | Mgmt | For | For | |
| 1.7 | Elect Jeffrey J. Owens | | | | Mgmt | For | For | |
| 1.8 | Elect Helene Simonet | | | | Mgmt | For | For | |
| 1.9 | Elect Peter C. Wallace | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
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Rollins, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ROL | CUSIP 775711104 | | | | 04/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Gary W. Rollins | | | | Mgmt | For | For | |
| 1.2 | Elect Harry J. Cynkus | | | | Mgmt | For | For | |
| 1.3 | Elect Pamela R. Rollins | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Increase in Authorized Common Stock | | Mgmt | For | For | |
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Simulations Plus, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SLP | CUSIP 829214105 | | | | 02/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Walter S. Woltosz | | | | Mgmt | For | For | |
| 1.2 | Elect Dr. John K. Paglia | | | | Mgmt | For | Against | |
| 1.3 | Elect David L. Ralph | | | | Mgmt | For | Against | |
| 1.4 | Elect Daniel L. Weiner, Ph.D. | | | | Mgmt | For | Against | |
| 1.5 | Elect Lisa LaVange | | | | Mgmt | For | Against | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Amendment to the 2017 Equity Incentive Plan | | Mgmt | For | Against | |
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Simulations Plus, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SLP | CUSIP 829214105 | | | | 06/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Approval of the 2021 Equity Incentive Plan | | Mgmt | For | For | |
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SiteOne Landscape Supply, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SITE | CUSIP 82982L103 | | | | 05/12/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Doug Black | | | | Mgmt | For | For | |
| 1.2 | Elect Jack L. Wyszomierski | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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SPS Commerce, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SPSC | CUSIP 78463M107 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Archie C. Black | | | | Mgmt | For | For | |
| 2 | Elect James B. Ramsey | | | | Mgmt | For | For | |
| 3 | Elect Marty M. Reaume | | | | Mgmt | For | For | |
| 4 | Elect Tami L. Reller | | | | Mgmt | For | For | |
| 5 | Elect Philip E. Soran | | | | Mgmt | For | For | |
| 6 | Elect Anne Sempowski Ward | | | | Mgmt | For | For | |
| 7 | Elect Sven A. Wehrwein | | | | Mgmt | For | For | |
| 8 | Ratification of Auditor | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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TechTarget, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TTGT | CUSIP 87874R100 | | | | 06/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Robert D. Burke | | | | Mgmt | For | For | |
| 2 | Elect Bruce Levenson | | | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
| 4 | Amendment to the 2017 Stock Option and Incentive Plan | Mgmt | For | Against | |
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Tetra Tech, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TTEK | CUSIP 88162G103 | | | | 02/24/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Dan L. Batrack | | | | Mgmt | For | For | |
| 2 | Elect Gary R. Birkenbeuel | | | | Mgmt | For | For | |
| 3 | Elect Patrick C. Haden | | | | Mgmt | For | For | |
| 4 | Elect J. Christopher Lewis | | | | Mgmt | For | For | |
| 5 | Elect Joanne M. Maguire | | | | Mgmt | For | For | |
| 6 | Elect Kimberly E. Ritrievi | | | | Mgmt | For | For | |
| 7 | Elect J. Kenneth Thompson | | | | Mgmt | For | For | |
| 8 | Elect Kirsten M. Volpi | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
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Texas Roadhouse, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TXRH | CUSIP 882681109 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Michael A. Crawford | | | | Mgmt | For | For | |
| 1.2 | Elect Gregory N. Moore | | | | Mgmt | For | For | |
| 1.3 | Elect Curtis A. Warfield | | | | Mgmt | For | For | |
| 1.4 | Elect Kathleen M. Widmer | | | | Mgmt | For | For | |
| 1.5 | Elect James R. Zarley | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Approval of the 2021 Long-Term Incentive Plan | | Mgmt | For | For | |
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The Toro Company | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TTC | CUSIP 891092108 | | | | 03/16/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Janet K. Cooper | | | | Mgmt | For | For | |
| 1.2 | Elect Gary L. Ellis | | | | Mgmt | For | For | |
| 1.3 | Elect Michael G. Vale | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Tractor Supply Company | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TSCO | CUSIP 892356106 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Cynthia T. Jamison | | | | Mgmt | For | For | |
| 1.2 | Elect Joy Brown | | | | Mgmt | For | For | |
| 1.3 | Elect Ricardo Cardenas | | | | Mgmt | For | For | |
| 1.4 | Elect Denise L. Jackson | | | | Mgmt | For | For | |
| 1.5 | Elect Thomas A. Kingsbury | | | | Mgmt | For | For | |
| 1.6 | Elect Ramkumar Krishnan | | | | Mgmt | For | For | |
| 1.7 | Elect Edna K. Morris | | | | Mgmt | For | For | |
| 1.8 | Elect Mark J. Weikel | | | | Mgmt | For | For | |
| 1.9 | Elect Harry A. Lawton III | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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Tyler Technologies, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TYL | CUSIP 902252105 | | | | 05/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Glenn A. Carter | | | | Mgmt | For | For | |
| 2 | Elect Brenda A. Cline | | | | Mgmt | For | For | |
| 3 | Elect Ronnie D. Hawkins Jr. | | | | Mgmt | For | For | |
| 4 | Elect Mary L. Landrieu | | | | Mgmt | For | For | |
| 5 | Elect John S. Marr, Jr. | | | | Mgmt | For | For | |
| 6 | Elect H. Lynn Moore, Jr. | | | | Mgmt | For | For | |
| 7 | Elect Daniel M. Pope | | | | Mgmt | For | For | |
| 8 | Elect Dustin R. Womble | | | | Mgmt | For | Against | |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Utz Brands, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| UTZ | CUSIP G22707106 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect John W. Altmeyer | | | | Mgmt | For | For | |
| 2 | Elect Jason K. Giordano | | | | Mgmt | For | For | |
| 3 | Elect B. John Lindeman | | | | Mgmt | For | For | |
| 4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | |
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Valmont Industries, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| VMI | CUSIP 920253101 | | | | 04/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Daniel P. Neary | | | | Mgmt | For | For | |
| 1.2 | Elect Theo Freye | | | | Mgmt | For | For | |
| 1.3 | Elect Stephen G. Kaniewski | | | | Mgmt | For | For | |
| 1.4 | Elect Joan Robinson-Berry | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
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Vertex, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| VERX | CUSIP 92538J106 | | | | 05/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Amanda Westphal Radcliffe | | | Mgmt | For | Against | |
| 1.2 | Elect Stefanie Westphal Thompson | | | Mgmt | For | Against | |
| 1.3 | Elect Kevin L. Robert | | | | Mgmt | For | Against | |
| 1.4 | Elect Bradley Gayton | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
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Watsco, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WSO | CUSIP 942622200 | | | | 06/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect George P. Sape | | | | Mgmt | For | Against | |
| 2 | Approval of the 2021 Incentive Compensation Plan | Mgmt | For | Against | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | |
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WD-40 Co. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WDFC | CUSIP 929236107 | | | | 12/08/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Daniel T. Carter | | | | Mgmt | For | For | |
| 2 | Elect Melissa Claassen | | | | Mgmt | For | For | |
| 3 | Elect Eric P. Etchart | | | | Mgmt | For | For | |
| 4 | Elect Lara L. Lee | | | | Mgmt | For | For | |
| 5 | Elect Trevor I. Mihalik | | | | Mgmt | For | For | |
| 6 | Elect Graciela I. Monteagudo | | | | Mgmt | For | For | |
| 7 | Elect David B. Pendarvis | | | | Mgmt | For | For | |
| 8 | Elect Garry O. Ridge | | | | Mgmt | For | For | |
| 9 | Elect Gregory A. Sandfort | | | | Mgmt | For | For | |
| 10 | Elect Anne G. Saunders | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |
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West Pharmaceutical Services, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WST | CUSIP 955306105 | | | | 05/04/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mark A. Buthman | | | | Mgmt | For | For | |
| 2 | Elect William F. Feehery | | | | Mgmt | For | For | |
| 3 | Elect Robert F. Friel | | | | Mgmt | For | For | |
| 4 | Elect Eric M. Green | | | | Mgmt | For | For | |
| 5 | Elect Thomas W. Hofmann | | | | Mgmt | For | For | |
| 6 | Elect Deborah L. V. Keller | | | | Mgmt | For | For | |
| 7 | Elect Myla P. Lai-Goldman | | | | Mgmt | For | For | |
| 8 | Elect Douglas A. Michels | | | | Mgmt | For | For | |
| 9 | Elect Paolo Pucci | | | | Mgmt | For | For | |
| 10 | Elect Patrick J. Zenner | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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XPEL, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| XPEL | CUSIP 98379L100 | | | | 05/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Ryan L. Pape | | | | Mgmt | For | For | |
| 1.2 | Elect Mark E. Adams | | | | Mgmt | For | For | |
| 1.3 | Elect John A. Constantine | | | | Mgmt | For | Against | |
| 1.4 | Elect Richard K. Crumly | | | | Mgmt | For | For | |
| 1.5 | Elect Michael Klonne | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
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Zebra Technologies Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ZBRA | CUSIP 989207105 | | | | 05/14/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Chirantan J. Desai | | | | Mgmt | For | For | |
| 1.2 | Elect Richard L. Keyser | | | | Mgmt | For | For | |
| 1.3 | Elect Ross W. Manire | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
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Fund Name : Neuberger Berman Global Real Estate Fund | | | | | | | |
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7/1/2020 - 6/30/2021 | | | | | | | | | |
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Allied Properties Real Estate Investment Trust | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AP.UN | CUSIP 019456102 | | | | 05/10/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Canada | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Amendments to the Declaration of Trust | | Mgmt | For | For | |
| 2 | Elect Kay Brekken | | | | Mgmt | For | For | |
| 3 | Elect Gerald R. Connor | | | | Mgmt | For | For | |
| 4 | Elect Lois Cormack | | | | Mgmt | For | For | |
| 5 | Elect Gordon R. Cunningham | | | | Mgmt | For | For | |
| 6 | Elect Michael R. Emory | | | | Mgmt | For | For | |
| 7 | Elect James Griffiths | | | | Mgmt | For | For | |
| 8 | Elect Margaret T. Nelligan | | | | Mgmt | For | For | |
| 9 | Elect Stephen Sender | | | | Mgmt | For | For | |
| 10 | Elect Leonard Peter Sharpe | | | | Mgmt | For | For | |
| 11 | Elect Jennifer Tory | | | | Mgmt | For | For | |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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American Homes 4 Rent | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AMH | CUSIP 02665T306 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kenneth M. Woolley | | | | Mgmt | For | For | |
| 2 | Elect David P. Singelyn | | | | Mgmt | For | For | |
| 3 | Elect Douglas N. Benham | | | | Mgmt | For | For | |
| 4 | Elect John Corrigan | | | | Mgmt | For | For | |
| 5 | Elect David Goldberg | | | | Mgmt | For | For | |
| 6 | Elect Tamara Hughes Gustavson | | | | Mgmt | For | For | |
| 7 | Elect Matthew J. Hart | | | | Mgmt | For | For | |
| 8 | Elect Michelle C. Kerrick | | | | Mgmt | For | For | |
| 9 | Elect James H. Kropp | | | | Mgmt | For | For | |
| 10 | Elect Lynn C. Swann | | | | Mgmt | For | For | |
| 11 | Elect Winifred Webb | | | | Mgmt | For | For | |
| 12 | Elect Jay Willoughby | | | | Mgmt | For | For | |
| 13 | Elect Matthew R. Zaist | | | | Mgmt | For | For | |
| 14 | Approval of the 2021 Equity Incentive Plan | | Mgmt | For | For | |
| 15 | Approval of the Employee Stock Purchase Plan | | Mgmt | For | For | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
| 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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American Tower Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AMT | CUSIP 03027X100 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Thomas Bartlett | | | | Mgmt | For | For | |
| 2 | Elect Raymond P. Dolan | | | | Mgmt | For | For | |
| 3 | Elect Kenneth R. Frank | | | | Mgmt | For | For | |
| 4 | Elect Robert D. Hormats | | | | Mgmt | For | For | |
| 5 | Elect Gustavo Lara Cantu | | | | Mgmt | For | For | |
| 6 | Elect Grace D. Lieblein | | | | Mgmt | For | For | |
| 7 | Elect Craig Macnab | | | | Mgmt | For | For | |
| 8 | Elect JoAnn A. Reed | | | | Mgmt | For | For | |
| 9 | Elect Pamela D.A. Reeve | | | | Mgmt | For | For | |
| 10 | Elect David E. Sharbutt | | | | Mgmt | For | For | |
| 11 | Elect Bruce L. Tanner | | | | Mgmt | For | For | |
| 12 | Elect Samme L. Thompson | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | |
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Apartment Investment & Management Co. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AIV | CUSIP 03748R754 | | | | 11/20/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Proxy Contest | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Revoke Consent to Call a Special Meeting to Vote on any Separation or Spin-Off | Mgmt | For | N/A | |
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Argan | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ARG | CINS F0378V109 | | | | 03/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Mix | France | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 4 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 5 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 6 | Accounts and Reports; Ratification of Acts; Non Tax-Deductible Expenses | Mgmt | For | For | |
| 7 | Consolidated Accounts and Reports | | Mgmt | For | For | |
| 8 | Allocation of Profits | | | | Mgmt | For | For | |
| 9 | Allocation of Dividends | | | | Mgmt | For | For | |
| 10 | Scrip Dividend | | | | Mgmt | For | For | |
| 11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |
| 12 | 2021 Remuneration Policy (Corporate Officers) | | Mgmt | For | Against | |
| 13 | 2020 Remuneration Report | | | | Mgmt | For | For | |
| 14 | 2020 Remuneration of Ronan Le Lan, Management Board Chair | Mgmt | For | For | |
| 15 | 2020 Remuneration of Francis Albertinelli, Management Board Member | Mgmt | For | For | |
| 16 | 2020 Remuneration of Frederic Larroumets, Management Board Member | Mgmt | For | For | |
| 17 | 2020 Remuneration of Jean-Claude Le Lan Junior, Management Board Member | Mgmt | For | Against | |
| 18 | 2020 Remuneration of Jean-Claude Le Lan, Supervisory Board Chair | Mgmt | For | For | |
| 19 | 2021 Supervisory Board Members' Fees | | Mgmt | For | For | |
| 20 | Elect Florence Soule de Lafont | | | | Mgmt | For | For | |
| 21 | Elect Jean-Claude Le Lan | | | | Mgmt | For | For | |
| 22 | Elect Hubert Rodarie | | | | Mgmt | For | For | |
| 23 | Authority to Repurchase and Reissue Shares | | Mgmt | For | Against | |
| 24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |
| 25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | |
| 26 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | |
| 27 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | |
| 28 | Authority to Set Offering Price of Shares | | Mgmt | For | Against | |
| 29 | Greenshoe | | | | Mgmt | For | Against | |
| 30 | Authority to Increase Capital in Consideration for Contributions In Kind (France) | Mgmt | For | Against | |
| 31 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | |
| 32 | Global Ceiling on Capital Increases | | | Mgmt | For | For | |
| 33 | Employee Stock Purchase Plan | | | | Mgmt | For | For | |
| 34 | Amendments to Articles Regarding Written Consultations | Mgmt | For | For | |
| 35 | Amendments to Articles Regarding Voting Options and Electronic Voting | Mgmt | For | For | |
| 36 | Authorisation of Legal Formalities | | | Mgmt | For | For | |
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Boston Properties, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BXP | CUSIP 101121101 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Joel I. Klein | | | | Mgmt | For | For | |
| 2 | Elect Kelly A. Ayotte | | | | Mgmt | For | For | |
| 3 | Elect Bruce W. Duncan | | | | Mgmt | For | For | |
| 4 | Elect Karen E. Dykstra | | | | Mgmt | For | For | |
| 5 | Elect Carol B. Einiger | | | | Mgmt | For | For | |
| 6 | Elect Diane J. Hoskins | | | | Mgmt | For | For | |
| 7 | Elect Douglas T. Linde | | | | Mgmt | For | For | |
| 8 | Elect Matthew J. Lustig | | | | Mgmt | For | For | |
| 9 | Elect Owen D. Thomas | | | | Mgmt | For | For | |
| 10 | Elect David A. Twardock | | | | Mgmt | For | For | |
| 11 | Elect William H. Walton, III | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Approval of the 2021 Stock Incentive Plan | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
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Brookfield Asset Management Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BAM.A | CUSIP 112585104 | | | | 06/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Canada | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect M. Elyse Allan | | | | Mgmt | For | For | |
| 1.2 | Elect Angela F. Braly | | | | Mgmt | For | For | |
| 1.3 | Elect Janice Fukakusa | | | | Mgmt | For | For | |
| 1.4 | Elect V. Maureen Kempston Darkes | | Mgmt | For | For | |
| 1.5 | Elect Frank J. McKenna | | | | Mgmt | For | For | |
| 1.6 | Elect Hutham S. Olayan | | | | Mgmt | For | For | |
| 1.7 | Elect Seek Ngee Huat | | | | Mgmt | For | For | |
| 1.8 | Elect Diana L. Taylor | | | | Mgmt | For | For | |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Canadian Apartment Properties REIT | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CAR.UN | CUSIP 134921105 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Canada | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Lori-Ann Beausoleil | | | | Mgmt | For | For | |
| 1.2 | Elect Harold Burke | | | | Mgmt | For | For | |
| 1.3 | Elect Gina Cody | | | | Mgmt | For | For | |
| 1.4 | Elect Mark Kenney | | | | Mgmt | For | For | |
| 1.5 | Elect Poonam Puri | | | | Mgmt | For | For | |
| 1.6 | Elect Jamie Schwartz | | | | Mgmt | For | For | |
| 1.7 | Elect Michael Stein | | | | Mgmt | For | For | |
| 1.8 | Elect Elaine Todres | | | | Mgmt | For | For | |
| 1.9 | Elect Rene Tremblay | | | | Mgmt | For | For | |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Cellnex Telecom S.A. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CLNX | CINS E2R41M104 | | | | 03/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Ordinary | Spain | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | | | Mgmt | For | For | |
| 5 | Report on Non-Financial Information | | Mgmt | For | For | |
| 6 | Allocation of Losses | | | | Mgmt | For | For | |
| 7 | Ratification of Board Acts | | | | Mgmt | For | For | |
| 8 | Directors' Fees | | | | Mgmt | For | For | |
| 9 | Remuneration Policy (Binding) | | | | Mgmt | For | For | |
| 10 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | |
| 11 | Board Size | | | | Mgmt | For | For | |
| 12 | Elect Alexandra Reich | | | | Mgmt | For | For | |
| 13 | Amendments to Articles (Editorial Amendments) | Mgmt | For | For | |
| 14 | Amendments to Articles (Deletion to Articles) | | Mgmt | For | For | |
| 15 | Amendments to Article (Renumbering) | | Mgmt | For | For | |
| 16 | Amendments to Article (Corporate Purpose) | | Mgmt | For | For | |
| 17 | Amendments to Article (Corporate Governance System) | Mgmt | For | For | |
| 18 | Amendments to Articles (Electronic Attendance) | Mgmt | For | For | |
| 19 | Amendments to Articles (Attendance by Electronic Means) | Mgmt | For | For | |
| 20 | Amendments to Articles (Resolutions) | | Mgmt | For | For | |
| 21 | Amendments to General Meeting Regulations (Technical) | Mgmt | For | For | |
| 22 | Amendments to General Meeting Regulations (References) | Mgmt | For | For | |
| 23 | Amendments to General Meeting Regulations (Electronic Attendance) | Mgmt | For | For | |
| 24 | Issuance of Shares w/o Preemptive Rights (Hutchinson Transaction) | Mgmt | For | For | |
| 25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |
| 26 | Authority to Issue Convertible Debt Instruments | | Mgmt | For | Against | |
| 27 | Authorisation of Legal Formalities | | | Mgmt | For | For | |
| 28 | Remuneration Report (Advisory) | | | | Mgmt | For | Against | |
| 29 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Charter Hall Long WALE REIT | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CLW | CINS Q2308E106 | | | | 02/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Australia | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Ratify Placement of Securities | | | | Mgmt | For | For | |
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Charter Hall Long WALE REIT. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CLW | CINS Q2308E106 | | | | 10/22/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Australia | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Re-elect Glenn M. Fraser | | | | Mgmt | For | For | |
| 3 | Ratify Placement of Securities | | | | Mgmt | For | For | |
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China Resources Land Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1109 | CINS G2108Y105 | | | | 06/09/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect CHEN Rong | | | | Mgmt | For | Against | |
| 6 | Elect WANG Yan | | | | Mgmt | For | Against | |
| 7 | Elect LI Xin | | | | Mgmt | For | For | |
| 8 | Elect GUO Shiqing | | | | Mgmt | For | For | |
| 9 | Elect Peter WAN Kam To | | | | Mgmt | For | Against | |
| 10 | Elect Andrew Y. YAN | | | | Mgmt | For | For | |
| 11 | Directors' Fees | | | | Mgmt | For | For | |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 13 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 15 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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Crown Castle International Corp. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CCI | CUSIP 22822V101 | | | | 05/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect P. Robert Bartolo | | | | Mgmt | For | For | |
| 2 | Elect Jay A. Brown | | | | Mgmt | For | For | |
| 3 | Elect Cindy Christy | | | | Mgmt | For | For | |
| 4 | Elect Ari Q. Fitzgerald | | | | Mgmt | For | For | |
| 5 | Elect Andrea J. Goldsmith | | | | Mgmt | For | For | |
| 6 | Elect Lee W. Hogan | | | | Mgmt | For | For | |
| 7 | Elect Tammy K. Jones | | | | Mgmt | For | For | |
| 8 | Elect J. Landis Martin | | | | Mgmt | For | For | |
| 9 | Elect Anthony J. Melone | | | | Mgmt | For | For | |
| 10 | Elect W. Benjamin Moreland | | | | Mgmt | For | For | |
| 11 | Elect Kevin A. Stephens | | | | Mgmt | For | For | |
| 12 | Elect Matthew Thornton III | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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CyrusOne Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CONE | CUSIP 23283R100 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Bruce W. Duncan | | | | Mgmt | For | For | |
| 1.2 | Elect David H. Ferdman | | | | Mgmt | For | For | |
| 1.3 | Elect John W. Gamble, Jr | | | | Mgmt | For | For | |
| 1.4 | Elect T. Tod Nielsen | | | | Mgmt | For | For | |
| 1.5 | Elect Denise A. Olsen | | | | Mgmt | For | For | |
| 1.6 | Elect Alex Shumate | | | | Mgmt | For | For | |
| 1.7 | Elect William E. Sullivan | | | | Mgmt | For | For | |
| 1.8 | Elect Lynn A. Wentworth | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | |
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Deutsche Wohnen SE | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DWNI | CINS D2046U176 | | | | 06/01/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Germany | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 4 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 5 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 6 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 7 | Ratify Michael Zahn | | | | Mgmt | For | For | |
| 8 | Ratify Philip Grosse | | | | Mgmt | For | For | |
| 9 | Ratify Henrik Thomsen | | | | Mgmt | For | For | |
| 10 | Ratify Lars Urbansky | | | | Mgmt | For | For | |
| 11 | Ratify Matthias Hunlein | | | | Mgmt | For | For | |
| 12 | Ratify Jurgen Fenk | | | | Mgmt | For | For | |
| 13 | Ratify Arwed Fischer | | | | Mgmt | For | For | |
| 14 | Ratify Kerstin Gunther | | | | Mgmt | For | For | |
| 15 | Ratify Tina Kleingarn | | | | Mgmt | For | For | |
| 16 | Ratify Andreas Kretschmer | | | | Mgmt | For | For | |
| 17 | Ratify Florian Stetter | | | | Mgmt | For | For | |
| 18 | Appointment of Auditor | | | | Mgmt | For | For | |
| 19 | Elect Florian Stetter as Supervisory Board Member | Mgmt | For | For | |
| 20 | Mangement Board Remuneration Policy | | Mgmt | For | For | |
| 21 | Supervisory Board Remuneration Policy | | Mgmt | For | For | |
| 22 | Amendments to Articles (Virtual Supervisory Board Member Participation at General Meetings) | Mgmt | For | Against | |
| 23 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | |
| 24 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | |
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Digital Realty Trust, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DLR | CUSIP 253868103 | | | | 06/03/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Laurence A. Chapman | | | | Mgmt | For | For | |
| 2 | Elect Alexis Black Bjorlin | | | | Mgmt | For | For | |
| 3 | Elect VeraLinn Jamieson | | | | Mgmt | For | For | |
| 4 | Elect Kevin J. Kennedy | | | | Mgmt | For | For | |
| 5 | Elect William G. LaPerch | | | | Mgmt | For | For | |
| 6 | Elect Jean F.H.P. Mandeville | | | | Mgmt | For | For | |
| 7 | Elect Afshin Mohebbi | | | | Mgmt | For | For | |
| 8 | Elect Mark R. Patterson | | | | Mgmt | For | For | |
| 9 | Elect Mary Hogan Preusse | | | | Mgmt | For | For | |
| 10 | Elect Dennis E. Singleton | | | | Mgmt | For | For | |
| 11 | Elect A. William Stein | | | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Douglas Emmett, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DEI | CUSIP 25960P109 | | | | 05/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Dan A. Emmett | | | | Mgmt | For | For | |
| 1.2 | Elect Jordan L. Kaplan | | | | Mgmt | For | For | |
| 1.3 | Elect Kenneth M. Panzer | | | | Mgmt | For | For | |
| 1.4 | Elect Leslie E. Bider | | | | Mgmt | For | For | |
| 1.5 | Elect Dorene C. Dominguez | | | | Mgmt | For | For | |
| 1.6 | Elect David T. Feinberg | | | | Mgmt | For | For | |
| 1.7 | Elect Virginia McFerran | | | | Mgmt | For | For | |
| 1.8 | Elect Thomas E. O'Hern | | | | Mgmt | For | For | |
| 1.9 | Elect William E. Simon, Jr. | | | | Mgmt | For | Against | |
| 1.10 | Elect Johnese M. Spisso | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
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Duke Realty Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DRE | CUSIP 264411505 | | | | 04/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect John P. Case | | | | Mgmt | For | For | |
| 2 | Elect James B. Connor | | | | Mgmt | For | For | |
| 3 | Elect Tamara D. Fischer | | | | Mgmt | For | For | |
| 4 | Elect Norman K. Jenkins | | | | Mgmt | For | For | |
| 5 | Elect Kelly T. Killingsworth | | | | Mgmt | For | For | |
| 6 | Elect Melanie R. Sabelhaus | | | | Mgmt | For | For | |
| 7 | Elect Peter M. Scott III | | | | Mgmt | For | For | |
| 8 | Elect David P. Stockert | | | | Mgmt | For | For | |
| 9 | Elect Chris Sultemeier | | | | Mgmt | For | For | |
| 10 | Elect Michael E. Szymanczyk | | | | Mgmt | For | For | |
| 11 | Elect Warren M. Thompson | | | | Mgmt | For | For | |
| 12 | Elect Lynn C. Thurber | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
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Equinix, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EQIX | CUSIP 29444U700 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Thomas Bartlett | | | | Mgmt | For | For | |
| 1.2 | Elect Nanci E. Caldwell | | | | Mgmt | For | For | |
| 1.3 | Elect Adaire Fox-Martin | | | | Mgmt | For | For | |
| 1.4 | Elect Gary F. Hromadko | | | | Mgmt | For | For | |
| 1.5 | Elect Irving F. Lyons, III | | | | Mgmt | For | For | |
| 1.6 | Elect Charles Meyers | | | | Mgmt | For | For | |
| 1.7 | Elect Christopher B. Paisley | | | | Mgmt | For | For | |
| 1.8 | Elect Sandra Rivera | | | | Mgmt | For | For | |
| 1.9 | Elect Peter F. Van Camp | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
| 4 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |
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Equity LifeStyle Properties, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ELS | CUSIP 29472R108 | | | | 04/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Andrew Berkenfield | | | | Mgmt | For | For | |
| 1.2 | Elect Derrick Burks | | | | Mgmt | For | For | |
| 1.3 | Elect Philip C. Calian | | | | Mgmt | For | For | |
| 1.4 | Elect David J. Contis | | | | Mgmt | For | For | |
| 1.5 | Elect Constance Freedman | | | | Mgmt | For | For | |
| 1.6 | Elect Thomas P. Heneghan | | | | Mgmt | For | For | |
| 1.7 | Elect Marguerite Nader | | | | Mgmt | For | For | |
| 1.8 | Elect Scott R. Peppet | | | | Mgmt | For | For | |
| 1.9 | Elect Sheli Z. Rosenberg | | | | Mgmt | For | For | |
| 1.10 | Elect Samuel Zell | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Equity Residential | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EQR | CUSIP 29476L107 | | | | 06/17/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Angela M. Aman | | | | Mgmt | For | For | |
| 1.2 | Elect Raymond Bennett | | | | Mgmt | For | For | |
| 1.3 | Elect Linda Walker Bynoe | | | | Mgmt | For | For | |
| 1.4 | Elect Connie K. Duckworth | | | | Mgmt | For | For | |
| 1.5 | Elect Mary Kay Haben | | | | Mgmt | For | For | |
| 1.6 | Elect Tahsinul Zia Huque | | | | Mgmt | For | For | |
| 1.7 | Elect John E. Neal | | | | Mgmt | For | For | |
| 1.8 | Elect David J. Neithercut | | | | Mgmt | For | For | |
| 1.9 | Elect Mark J. Parrell | | | | Mgmt | For | For | |
| 1.10 | Elect Mark S. Shapiro | | | | Mgmt | For | For | |
| 1.11 | Elect Stephen E. Sterrett | | | | Mgmt | For | For | |
| 1.12 | Elect Samuel Zell | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Essex Property Trust, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ESS | CUSIP 297178105 | | | | 05/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Keith R. Guericke | | | | Mgmt | For | For | |
| 1.2 | Elect Maria R. Hawthorne | | | | Mgmt | For | For | |
| 1.3 | Elect Amal M. Johnson | | | | Mgmt | For | For | |
| 1.4 | Elect Mary Kasaris | | | | Mgmt | For | For | |
| 1.5 | Elect Irving F. Lyons, III | | | | Mgmt | For | For | |
| 1.6 | Elect George M. Marcus | | | | Mgmt | For | For | |
| 1.7 | Elect Thomas E. Robinson | | | | Mgmt | For | For | |
| 1.8 | Elect Michael J. Schall | | | | Mgmt | For | For | |
| 1.9 | Elect Byron A. Scordelis | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Extra Space Storage Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EXR | CUSIP 30225T102 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kenneth M. Woolley | | | | Mgmt | For | For | |
| 2 | Elect Joseph D. Margolis | | | | Mgmt | For | For | |
| 3 | Elect Roger B. Porter | | | | Mgmt | For | For | |
| 4 | Elect Joseph J. Bonner | | | | Mgmt | For | For | |
| 5 | Elect Gary L. Crittenden | | | | Mgmt | For | For | |
| 6 | Elect Spencer F. Kirk | | | | Mgmt | For | For | |
| 7 | Elect Dennis J. Letham | | | | Mgmt | For | For | |
| 8 | Elect Diane Olmstead | | | | Mgmt | For | For | |
| 9 | Elect Julia Vander Ploeg | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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GDS Holdings Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GDS | CINS G3902L109 | | | | 06/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Elect LIM Ah Doo | | | | Mgmt | For | For | |
| 4 | Elect Chang Sun | | | | Mgmt | For | For | |
| 5 | Elect Judy Qing Ye | | | | Mgmt | For | For | |
| 6 | Appointment of Auditor | | | | Mgmt | For | For | |
| 7 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 8 | Restoration of Right to Call a Special Meeting | | Mgmt | For | For | |
| 9 | Authorization of Directors and Officers | | Mgmt | For | For | |
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Goodman Group | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GMG | CINS Q4229W132 | | | | 11/19/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Australia | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Appointment of Auditor (Goodman Logistics (HK) Ltd) | Mgmt | For | For | |
| 3 | Elect Stephen P. Johns (Goodman Ltd) | | Mgmt | For | For | |
| 4 | Elect Stephen P. Johns (Goodman Logistics (HK) Ltd) | Mgmt | For | For | |
| 5 | Elect Mark G. Johnson | | | | Mgmt | For | For | |
| 6 | Remuneration Report | | | | Mgmt | For | For | |
| 7 | Equity Grant (CEO Gregory Goodman) | | Mgmt | For | For | |
| 8 | Equity Grant (Executive Director Danny Peeters) | Mgmt | For | For | |
| 9 | Equity Grant (Deputy CEO, CEO North America Anthony Rozic) | Mgmt | For | For | |
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Healthcare Trust of America, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HTA | CUSIP 42225P501 | | | | 07/07/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Scott D. Peters | | | | Mgmt | For | For | |
| 2 | Elect W. Bradley Blair, II | | | | Mgmt | For | For | |
| 3 | Elect Vicki U. Booth | | | | Mgmt | For | For | |
| 4 | Elect H. Lee Cooper | | | | Mgmt | For | For | |
| 5 | Elect Warren D. Fix | | | | Mgmt | For | For | |
| 6 | Elect Peter N. Foss | | | | Mgmt | For | For | |
| 7 | Elect Jay P. Leupp | | | | Mgmt | For | For | |
| 8 | Elect Gary T. Wescombe | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
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Healthpeak Properties, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| PEAK | CUSIP 42250P103 | | | | 04/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Brian G. Cartwright | | | | Mgmt | For | For | |
| 2 | Elect Christine N. Garvey | | | | Mgmt | For | For | |
| 3 | Elect R. Kent Griffin Jr. | | | | Mgmt | For | For | |
| 4 | Elect David B. Henry | | | | Mgmt | For | For | |
| 5 | Elect Thomas M. Herzog | | | | Mgmt | For | For | |
| 6 | Elect Lydia H. Kennard | | | | Mgmt | For | For | |
| 7 | Elect Sara G. Lewis | | | | Mgmt | For | For | |
| 8 | Elect Katherine M. Sandstrom | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
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Highwoods Properties, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HIW | CUSIP 431284108 | | | | 05/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Charles A. Anderson | | | | Mgmt | For | For | |
| 1.2 | Elect Gene H. Anderson | | | | Mgmt | For | For | |
| 1.3 | Elect Thomas P. Anderson | | | | Mgmt | For | For | |
| 1.4 | Elect Carlos E. Evans | | | | Mgmt | For | For | |
| 1.5 | Elect David L. Gadis | | | | Mgmt | For | For | |
| 1.6 | Elect David J. Hartzell | | | | Mgmt | For | For | |
| 1.7 | Elect Sherry A. Kellett | | | | Mgmt | For | For | |
| 1.8 | Elect Theodore J. Klinck | | | | Mgmt | For | For | |
| 1.9 | Elect Anne M. Lloyd | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Approval of the 2021 Long-Term Equity Incentive Plan | Mgmt | For | For | |
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Host Hotels & Resorts, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HST | CUSIP 44107P104 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mary L. Baglivo | | | | Mgmt | For | For | |
| 2 | Elect Richard E. Marriott | | | | Mgmt | For | For | |
| 3 | Elect Sandeep Lakhmi Mathrani | | | | Mgmt | For | For | |
| 4 | Elect John B. Morse, Jr. | | | | Mgmt | For | For | |
| 5 | Elect Mary Hogan Preusse | | | | Mgmt | For | For | |
| 6 | Elect Walter C. Rakowich | | | | Mgmt | For | For | |
| 7 | Elect James F. Risoleo | | | | Mgmt | For | For | |
| 8 | Elect Gordon H. Smith | | | | Mgmt | For | For | |
| 9 | Elect A. William Stein | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |
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Invitation Homes Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| INVH | CUSIP 46187W107 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Michael D. Fascitelli | | | | Mgmt | For | For | |
| 1.2 | Elect Dallas B. Tanner | | | | Mgmt | For | For | |
| 1.3 | Elect Jana Cohen Barbe | | | | Mgmt | For | For | |
| 1.4 | Elect Richard D. Bronson | | | | Mgmt | For | For | |
| 1.5 | Elect Jeffrey E. Kelter | | | | Mgmt | For | For | |
| 1.6 | Elect Joseph D. Margolis | | | | Mgmt | For | For | |
| 1.7 | Elect John B. Rhea | | | | Mgmt | For | For | |
| 1.8 | Elect J. Heidi Roizen | | | | Mgmt | For | For | |
| 1.9 | Elect Janice L. Sears | | | | Mgmt | For | For | |
| 1.10 | Elect William J. Stein | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Japan Real Estate Investment Corp. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 8952 | CINS J27523109 | | | | 12/10/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Japan | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Amendments to Articles - 1 | | | | Mgmt | For | For | |
| 2 | Amendments to Articles - 2 | | | | Mgmt | For | For | |
| 3 | Elect Yutaka Yanagisawa as Executive Director | Mgmt | For | For | |
| 4 | Elect Naoki Umeda | | | | Mgmt | For | For | |
| 5 | Elect Masaaki Fujino | | | | Mgmt | For | For | |
| 6 | Elect Tomohiro Okanoya | | | | Mgmt | For | For | |
| 7 | Elect Hiroaki Takano | | | | Mgmt | For | For | |
| 8 | Elect Yoshinori Kiya as Alternate Supervisory Director | Mgmt | For | For | |
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Keppel DC REIT | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AJBU | CINS Y47230100 | | | | 04/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Singapore | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 3 | Elect TAN Tin Wee | | | | Mgmt | For | For | |
| 4 | Elect Thomas PANG Thieng Hwi | | | | Mgmt | For | Against | |
| 5 | Authority to Issue Units w/ or w/o Preemptive Rights | Mgmt | For | For | |
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LEG Immobilien AG | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| LEG | CINS D4960A103 | | | | 08/19/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Germany | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 4 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 5 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 6 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 7 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 8 | Ratification of Management Board Acts | | Mgmt | For | For | |
| 9 | Ratification of Supervisory Board Acts | | Mgmt | For | For | |
| 10 | Appointment of Auditor | | | | Mgmt | For | For | |
| 11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |
| 12 | Increase in Authorised Capital | | | | Mgmt | For | For | |
| 13 | Management Board Remuneration Policy | | Mgmt | For | Against | |
| 14 | Supervisory Board Size | | | | Mgmt | For | For | |
| 15 | Elect Martin Wiesmann as Supervisory Board Member | Mgmt | For | For | |
| 16 | Approval of Profit-and-Loss Transfer Agreement | | Mgmt | For | For | |
| 17 | Merger by Absorption; Change of Legal Form | | Mgmt | For | For | |
| 18 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Mapletree Industrial Trust Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ME8U | CINS Y5759S103 | | | | 08/27/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Singapore | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Property Purchase | | | | Mgmt | For | For | |
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Mirvac Group. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MGR | CINS Q62377108 | | | | 11/19/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Australia | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Re-elect Christine Bartlett | | | | Mgmt | For | For | |
| 4 | Re-elect Samantha Mostyn | | | | Mgmt | For | For | |
| 5 | Elect Alan (Rob) R.H. Sindel | | | | Mgmt | For | For | |
| 6 | Remuneration Report | | | | Mgmt | For | For | |
| 7 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 8 | Equity Grant (MD/CEO Susan Lloyd-Hurwitz) | | Mgmt | For | For | |
| 9 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 10 | Amendments to Constitution (Mirvac Property Trust) | Mgmt | For | For | |
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MITSUBISHI ESTATE CO., LTD. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 8802 | CINS J43916113 | | | | 06/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Japan | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 3 | Elect Hirotaka Sugiyama | | | | Mgmt | For | For | |
| 4 | Elect Junichi Yoshida | | | | Mgmt | For | For | |
| 5 | Elect Junichi Tanisawa | | | | Mgmt | For | For | |
| 6 | Elect Tetsuji Arimori | | | | Mgmt | For | For | |
| 7 | Elect Hiroshi Katayama | | | | Mgmt | For | For | |
| 8 | Elect Hitoshi Kubo | | | | Mgmt | For | For | |
| 9 | Elect Jo Kato | | | | Mgmt | For | For | |
| 10 | Elect Noboru Nishigai | | | | Mgmt | For | For | |
| 11 | Elect Tsuyoshi Okamoto | | | | Mgmt | For | For | |
| 12 | Elect Shin Ebihara | | | | Mgmt | For | For | |
| 13 | Elect Tetsuo Narukawa | | | | Mgmt | For | For | |
| 14 | Elect Masaaki Shirakawa | | | | Mgmt | For | For | |
| 15 | Elect Shin Nagase | | | | Mgmt | For | For | |
| 16 | Elect Setsuko Egami | | | | Mgmt | For | For | |
| 17 | Elect Iwao Taka | | | | Mgmt | For | For | |
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National Retail Properties, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NNN | CUSIP 637417106 | | | | 05/12/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Pamela K. M. Beall | | | | Mgmt | For | For | |
| 1.2 | Elect Steven D. Cosler | | | | Mgmt | For | For | |
| 1.3 | Elect Don DeFosset | | | | Mgmt | For | For | |
| 1.4 | Elect David M. Fick | | | | Mgmt | For | For | |
| 1.5 | Elect Edward J. Fritsch | | | | Mgmt | For | For | |
| 1.6 | Elect Kevin B. Habicht | | | | Mgmt | For | Against | |
| 1.7 | Elect Betsy D. Holden | | | | Mgmt | For | For | |
| 1.8 | Elect Julian E. Whitehurst | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
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Nomura Real Estate Holdings, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3231 | CINS J5893B104 | | | | 06/24/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Japan | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Elect Shoichi Nagamatsu | | | | Mgmt | For | For | |
| 3 | Elect Eiji Kutsukake | | | | Mgmt | For | For | |
| 4 | Elect Daisaku Matsuo | | | | Mgmt | For | For | |
| 5 | Elect Makoto Haga | | | | Mgmt | For | For | |
| 6 | Elect Hiroshi Kurokawa | | | | Mgmt | For | For | |
| 7 | Elect Tetsuro Higashi | | | | Mgmt | For | For | |
| 8 | Elect Katsura Ito | | | | Mgmt | For | For | |
| 9 | Elect Hiroyuki Kimura | | | | Mgmt | For | For | |
| 10 | Elect Yasushi Takayama | | | | Mgmt | For | For | |
| 11 | Elect Yoshio Mogi | | | | Mgmt | For | For | |
| 12 | Elect Akiko Miyakawa | | | | Mgmt | For | For | |
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Prologis, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| PLD | CUSIP 74340W103 | | | | 04/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Hamid R. Moghadam | | | | Mgmt | For | For | |
| 2 | Elect Cristina G. Bita | | | | Mgmt | For | For | |
| 3 | Elect George L. Fotiades | | | | Mgmt | For | For | |
| 4 | Elect Lydia H. Kennard | | | | Mgmt | For | For | |
| 5 | Elect Irving F. Lyons, III | | | | Mgmt | For | For | |
| 6 | Elect Avid Modjtabai | | | | Mgmt | For | For | |
| 7 | Elect David P. O'Connor | | | | Mgmt | For | For | |
| 8 | Elect Olivier Piani | | | | Mgmt | For | For | |
| 9 | Elect Jeffrey L. Skelton | | | | Mgmt | For | For | |
| 10 | Elect Carl B. Webb | | | | Mgmt | For | For | |
| 11 | Elect William D. Zollars | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
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Public Storage | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| PSA | CUSIP 74460D109 | | | | 04/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Ronald L. Havner, Jr. | | | | Mgmt | For | For | |
| 2 | Elect Tamara Hughes Gustavson | | | | Mgmt | For | For | |
| 3 | Elect Leslie Stone Heisz | | | | Mgmt | For | For | |
| 4 | Elect Michelle Millstone-Shroff | | | | Mgmt | For | For | |
| 5 | Elect Shankh S. Mitra | | | | Mgmt | For | For | |
| 6 | Elect David J. Neithercut | | | | Mgmt | For | For | |
| 7 | Elect Rebecca L. Owen | | | | Mgmt | For | For | |
| 8 | Elect Kristy M. Pipes | | | | Mgmt | For | For | |
| 9 | Elect Avedick B. Poladian | | | | Mgmt | For | For | |
| 10 | Elect John Reyes | | | | Mgmt | For | For | |
| 11 | Elect Joseph D. Russell, Jr. | | | | Mgmt | For | For | |
| 12 | Elect Tariq M. Shaukat | | | | Mgmt | For | For | |
| 13 | Elect Ronald P. Spogli | | | | Mgmt | For | For | |
| 14 | Elect Paul S. Williams | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
| 17 | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | |
| 18 | Elimination of Cumulative Voting | | | | Mgmt | For | For | |
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Regency Centers Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| REG | CUSIP 758849103 | | | | 05/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Martin E. Stein, Jr. | | | | Mgmt | For | For | |
| 2 | Elect Joseph F. Azrack | | | | Mgmt | For | For | |
| 3 | Elect Bryce Blair | | | | Mgmt | For | For | |
| 4 | Elect C. Ronald Blankenship | | | | Mgmt | For | For | |
| 5 | Elect Deirdre J. Evens | | | | Mgmt | For | For | |
| 6 | Elect Thomas W. Furphy | | | | Mgmt | For | For | |
| 7 | Elect Karin Klein | | | | Mgmt | For | For | |
| 8 | Elect Peter Linneman | | | | Mgmt | For | For | |
| 9 | Elect David P. O'Connor | | | | Mgmt | For | For | |
| 10 | Elect Lisa Palmer | | | | Mgmt | For | For | |
| 11 | Elect Thomas G. Wattles | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
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Safestore Holdings plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SAFE | CINS G77733106 | | | | 03/17/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United Kingdom | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Remuneration Report (Advisory) | | | | Mgmt | For | For | |
| 3 | Appointment of Auditor | | | | Mgmt | For | For | |
| 4 | Authority to Set Auditor's Fees | | | | Mgmt | For | For | |
| 5 | Final Dividend | | | | Mgmt | For | For | |
| 6 | Elect Gert van de Weerdhof | | | | Mgmt | For | For | |
| 7 | Elect David Hearn | | | | Mgmt | For | For | |
| 8 | Elect Frederic Vecchioli | | | | Mgmt | For | For | |
| 9 | Elect Andy Jones | | | | Mgmt | For | For | |
| 10 | Elect Ian Krieger | | | | Mgmt | For | For | |
| 11 | Elect Joanne Kenrick | | | | Mgmt | For | For | |
| 12 | Elect Claire Balmforth | | | | Mgmt | For | For | |
| 13 | Elect Bill Oliver | | | | Mgmt | For | For | |
| 14 | Authorisation of Political Donations | | | Mgmt | For | For | |
| 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 17 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |
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SBA Communications Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SBAC | CUSIP 78410G104 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mary S. Chan | | | | Mgmt | For | For | |
| 2 | Elect George R. Krouse, Jr. | | | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Segro Plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SGRO | CINS G80277141 | | | | 04/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United Kingdom | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Final Dividend | | | | Mgmt | For | For | |
| 3 | Remuneration Report (Advisory) | | | | Mgmt | For | For | |
| 4 | Elect Gerald Corbett | | | | Mgmt | For | For | |
| 5 | Elect Mary E. Barnard | | | | Mgmt | For | For | |
| 6 | Elect Susan V. Clayton | | | | Mgmt | For | For | |
| 7 | Elect Soumen Das | | | | Mgmt | For | For | |
| 8 | Elect Carol Fairweather | | | | Mgmt | For | For | |
| 9 | Elect Christopher Fisher | | | | Mgmt | For | For | |
| 10 | Elect Andy Gulliford | | | | Mgmt | For | For | |
| 11 | Elect Martin Moore | | | | Mgmt | For | For | |
| 12 | Elect David Sleath | | | | Mgmt | For | For | |
| 13 | Appointment of Auditor | | | | Mgmt | For | For | |
| 14 | Authority to Set Auditor's Fees | | | | Mgmt | For | For | |
| 15 | Authorisation of Political Donations | | | Mgmt | For | For | |
| 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |
| 19 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |
| 21 | Savings Related Share Option Plan | | | Mgmt | For | For | |
| 22 | Share Incentive Plan | | | | Mgmt | For | For | |
| 23 | Scrip Dividend | | | | Mgmt | For | For | |
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Simon Property Group, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SPG | CUSIP 828806109 | | | | 05/12/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Glyn F. Aeppel | | | | Mgmt | For | For | |
| 2 | Elect Larry C. Glasscock | | | | Mgmt | For | For | |
| 3 | Elect Karen N. Horn | | | | Mgmt | For | For | |
| 4 | Elect Allan B. Hubbard | | | | Mgmt | For | For | |
| 5 | Elect Reuben S. Leibowitz | | | | Mgmt | For | For | |
| 6 | Elect Gary M. Rodkin | | | | Mgmt | For | For | |
| 7 | Elect Stefan M. Selig | | | | Mgmt | For | For | |
| 8 | Elect Daniel C. Smith | | | | Mgmt | For | For | |
| 9 | Elect J. Albert Smith, Jr. | | | | Mgmt | For | For | |
| 10 | Elect Marta R. Stewart | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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Spirit Realty Capital, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SRC | CUSIP 84860W300 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Jackson Hsieh | | | | Mgmt | For | For | |
| 2 | Elect Kevin M. Charlton | | | | Mgmt | For | For | |
| 3 | Elect Todd A. Dunn | | | | Mgmt | For | For | |
| 4 | Elect Elizabeth F. Frank | | | | Mgmt | For | For | |
| 5 | Elect Michelle M. Frymire | | | | Mgmt | For | For | |
| 6 | Elect Kristian M. Gathright | | | | Mgmt | For | For | |
| 7 | Elect Richard I. Gilchrist | | | | Mgmt | For | For | |
| 8 | Elect Diana M. Laing | | | | Mgmt | For | For | |
| 9 | Elect Nicholas P. Shepherd | | | | Mgmt | For | For | |
| 10 | Elect Thomas J. Sullivan | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
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Summit Industrial Income REIT | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SMU.UN | CUSIP 866120116 | | | | 05/12/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Canada | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Paul Dykeman | | | | Mgmt | For | For | |
| 1.2 | Elect Louis J. Maroun | | | | Mgmt | For | For | |
| 1.3 | Elect Saul Shulman | | | | Mgmt | For | For | |
| 1.4 | Elect Larry Morassutti | | | | Mgmt | For | For | |
| 1.5 | Elect Michael Catford | | | | Mgmt | For | For | |
| 1.6 | Elect Anne McLellan | | | | Mgmt | For | For | |
| 1.7 | Elect Jo-Ann Lempert | | | | Mgmt | For | For | |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
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Sun Hung Kai Properties Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 0016 | CINS Y82594121 | | | | 11/05/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 3 | Elect Dicky Peter YIP | | | | Mgmt | For | For | |
| 4 | Elect Richard WONG Yue Chim | | | | Mgmt | For | Against | |
| 5 | Elect William FUNG Kwok Lun | | | | Mgmt | For | For | |
| 6 | Elect Norman LEUNG Nai Pang | | | | Mgmt | For | For | |
| 7 | Elect Henry FAN Hung Ling | | | | Mgmt | For | For | |
| 8 | Elect William KWAN Cheuk Yin | | | | Mgmt | For | Against | |
| 9 | Elect Victor LUI Ting | | | | Mgmt | For | For | |
| 10 | Elect Allen FUNG Yuk-Lun | | | | Mgmt | For | For | |
| 11 | Directors' Fees | | | | Mgmt | For | For | |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 13 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 15 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
| 16 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 17 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Sunevision Holdings Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1686 | CINS G85700105 | | | | 10/30/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect Martin CHAN Man-yuen | | | | Mgmt | For | For | |
| 6 | Elect Fiona LAU Yeuk-Hung | | | | Mgmt | For | For | |
| 7 | Elect Lily CHENG Ka-Lai | | | | Mgmt | For | For | |
| 8 | Elect Raymond KWOK Ping Luen | | | Mgmt | For | For | |
| 9 | Elect Edward CHEUNG Wing Yui | | | Mgmt | For | Against | |
| 10 | Elect Christopher KWOK Kai-wang | | | Mgmt | For | For | |
| 11 | Elect Robert CHAN Hong-ki | | | | Mgmt | For | For | |
| 12 | Elect WONG Kai-Man | | | | Mgmt | For | For | |
| 13 | Directors' Fees | | | | Mgmt | For | For | |
| 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 16 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 17 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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UNITE Group plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| UTG | CINS G9283N101 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United Kingdom | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Remuneration Report (Advisory) | | | | Mgmt | For | For | |
| 3 | Final Dividend | | | | Mgmt | For | For | |
| 4 | Scrip Dividend | | | | Mgmt | For | For | |
| 5 | Elect Richard Huntingford | | | | Mgmt | For | For | |
| 6 | Elect Richard Smith | | | | Mgmt | For | For | |
| 7 | Elect Joe Lister | | | | Mgmt | For | For | |
| 8 | Elect Elizabeth McMeikan | | | | Mgmt | For | For | |
| 9 | Elect Ross Paterson | | | | Mgmt | For | For | |
| 10 | Elect Richard Akers | | | | Mgmt | For | For | |
| 11 | Elect Ilaria del Beato | | | | Mgmt | For | For | |
| 12 | Elect Shirley Pearce | | | | Mgmt | For | For | |
| 13 | Elect Thomas Jackson | | | | Mgmt | For | For | |
| 14 | Elect Steve M Smith | | | | Mgmt | For | For | |
| 15 | Appointment of Auditor | | | | Mgmt | For | For | |
| 16 | Authority to Set Auditor's Fees | | | | Mgmt | For | For | |
| 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |
| 21 | Adoption of New Articles | | | | Mgmt | For | For | |
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UOL Group Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| U14 | CINS Y9299W103 | | | | 04/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Singapore | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 3 | Directors' Fees | | | | Mgmt | For | For | |
| 4 | Elect WEE Cho Yaw | | | | Mgmt | For | For | |
| 5 | Elect WEE Ee-Chao | | | | Mgmt | For | Against | |
| 6 | Elect SIM Hwee Cher | | | | Mgmt | For | Against | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 8 | Elect LAU Cheng Soon | | | | Mgmt | For | For | |
| 9 | Authority to Issue Shares under UOL 2012 Share Option Scheme | Mgmt | For | Against | |
| 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |
| 11 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | |
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Vonovia SE | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| VNA | CINS D9581T100 | | | | 04/16/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Germany | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 4 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 5 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 6 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 7 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 8 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 9 | Ratification of Management Board Acts | | Mgmt | For | For | |
| 10 | Ratification of Supervisory Board Acts | | Mgmt | For | For | |
| 11 | Appointment of Auditor | | | | Mgmt | For | For | |
| 12 | Management Board Remuneration Policy | | Mgmt | For | For | |
| 13 | Supervisory Board Remuneration Policy | | Mgmt | For | For | |
| 14 | Increase in Authorised Capital | | | | Mgmt | For | For | |
| 15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |
| 16 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 17 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 18 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Vornado Realty Trust | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| VNO | CUSIP 929042109 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Steven Roth | | | | Mgmt | For | For | |
| 1.2 | Elect Candace K. Beinecke | | | | Mgmt | For | For | |
| 1.3 | Elect Michael D. Fascitelli | | | | Mgmt | For | For | |
| 1.4 | Elect Beatrice Bassey | | | | Mgmt | For | For | |
| 1.5 | Elect William W. Helman IV | | | | Mgmt | For | For | |
| 1.6 | Elect David Mandelbaum | | | | Mgmt | For | For | |
| 1.7 | Elect Mandakini Puri | | | | Mgmt | For | For | |
| 1.8 | Elect Daniel R. Tisch | | | | Mgmt | For | For | |
| 1.9 | Elect Richard R. West | | | | Mgmt | For | For | |
| 1.10 | Elect Russell B. Wight, Jr. | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Welltower Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WELL | CUSIP 95040Q104 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kenneth J. Bacon | | | | Mgmt | For | For | |
| 2 | Elect Karen B. DeSalvo | | | | Mgmt | For | For | |
| 3 | Elect Jeffrey H. Donahue | | | | Mgmt | For | For | |
| 4 | Elect Philip L. Hawkins | | | | Mgmt | For | For | |
| 5 | Elect Dennis G. Lopez | | | | Mgmt | For | For | |
| 6 | Elect Shankh S. Mitra | | | | Mgmt | For | For | |
| 7 | Elect Ade J. Patton | | | | Mgmt | For | For | |
| 8 | Elect Diana W. Reid | | | | Mgmt | For | For | |
| 9 | Elect Sergio D. Rivera | | | | Mgmt | For | For | |
| 10 | Elect Johnese M. Spisso | | | | Mgmt | For | For | |
| 11 | Elect Kathryn M. Sullivan | | | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Weyerhaeuser Company | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WY | CUSIP 962166104 | | | | 05/14/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mark A. Emmert | | | | Mgmt | For | For | |
| 2 | Elect Rick R. Holley | | | | Mgmt | For | For | |
| 3 | Elect Sara Grootwassink Lewis | | | | Mgmt | For | For | |
| 4 | Elect Deidra C. Merriwether | | | | Mgmt | For | For | |
| 5 | Elect Al Monaco | | | | Mgmt | For | For | |
| 6 | Elect Nicole W. Piasecki | | | | Mgmt | For | For | |
| 7 | Elect Lawrence A. Selzer | | | | Mgmt | For | For | |
| 8 | Elect Devin W. Stockfish | | | | Mgmt | For | For | |
| 9 | Elect Kim Williams | | | | Mgmt | For | For | |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
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Fund Name : Neuberger Berman Greater China Equity Fund | | | | | | | |
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7/1/2020 - 6/30/2021 | | | | | | | | | |
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Akeso, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 9926 | CINS G0146B103 | | | | 06/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Elect XIA Yu | | | | Mgmt | For | For | |
| 5 | Elect LI Baiyong | | | | Mgmt | For | For | |
| 6 | Elect Maxwell WANG Zhongmin | | | | Mgmt | For | For | |
| 7 | Elect XIE Ronggang | | | | Mgmt | For | For | |
| 8 | Directors' fees | | | | Mgmt | For | For | |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 11 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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Alibaba Group Holding Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BABA | CINS G01719114 | | | | 09/30/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |
| 3 | Elect Maggie Wei WU | | | | Mgmt | For | Against | |
| 4 | Elect Kabir MISRA | | | | Mgmt | For | For | |
| 5 | Elect Walter Teh Ming KWAUK | | | | Mgmt | For | For | |
| 6 | Appointment of Auditor | | | | Mgmt | For | For | |
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Brilliance China Automotive Holdings Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1114 | CINS G1368B102 | | | | 01/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Bermuda | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Huachen Framework Agreements and Annual Caps | Mgmt | For | For | |
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CanSino Biologics Inc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 6185 | CINS Y1099N102 | | | | 10/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Change in Use of Proceeds from the Company's Listing of H Shares | Mgmt | For | For | |
| 3 | Proposed Use of Part of Over-raised Proceeds from Listing of the Company's A Shares | Mgmt | For | For | |
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CanSino Biologics Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 6185 | CINS Y1099N102 | | | | 05/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Directors' Report | | | | Mgmt | For | For | |
| 4 | Supervisors' Report | | | | Mgmt | For | For | |
| 5 | Annual Report | | | | Mgmt | For | For | |
| 6 | Accounts and Reports | | | | Mgmt | For | For | |
| 7 | 2021 Financial Budget | | | | Mgmt | For | For | |
| 8 | Profit Distribution Plan | | | | Mgmt | For | For | |
| 9 | Approve the Company’s unrecovered losses reaching one third of the total paid-in capital. | Mgmt | For | For | |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 11 | Elect Zhongqi SHAO as a supervisor | | Mgmt | For | Against | |
| 12 | Credit Applications | | | | Mgmt | For | For | |
| 13 | Change in Use of Net Proceeds | | | | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 15 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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China Everbright International Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 0257 | CINS Y14226107 | | | | 08/14/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Change of Company Name | | | | Mgmt | For | For | |
| 4 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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China Merchants Bank | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3968 | CINS Y14896115 | | | | 06/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Directors' Report | | | | Mgmt | For | For | |
| 3 | Supervisors' Report | | | | Mgmt | For | For | |
| 4 | Annual Report | | | | Mgmt | For | For | |
| 5 | Financial Statements | | | | Mgmt | For | For | |
| 6 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 8 | 2020 Related Party Transaction Report | | Mgmt | For | For | |
| 9 | Elect LI Chaoxian | | | | Mgmt | For | For | |
| 10 | Elect SHI Yongdong | | | | Mgmt | For | For | |
| 11 | Elect GUO Xikun as a Shareholder Supervisor | | Mgmt | For | For | |
| 12 | Medium-Term Capital Management Plan (2021-2023) | Mgmt | For | For | |
| 13 | Redemption of Capital Bonds | | | | Mgmt | For | For | |
| 14 | Authority to Issue Capital Bonds | | | | Mgmt | For | For | |
| 15 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | |
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China Merchants Bank | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3968 | CINS Y14896115 | | | | 09/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Elect MIAO Jianmin | | | | Mgmt | For | For | |
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China National Building Material Company Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3323 | CINS Y15045100 | | | | 03/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Restructuring/Reorganization | | | | Mgmt | For | For | |
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China National Building Material Company Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3323 | CINS Y15045100 | | | | 05/14/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Directors' Report | | | | Mgmt | For | For | |
| 4 | Supervisors' Report | | | | Mgmt | For | For | |
| 5 | Accounts and Reports | | | | Mgmt | For | For | |
| 6 | Allocation of Final Dividend | | | | Mgmt | For | For | |
| 7 | Authority to Declare Interim Dividend | | Mgmt | For | For | |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 9 | Authority to Issue A or H Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 10 | Authority to Issue Debt Financing Instruments | | Mgmt | For | For | |
| 11 | Amendments to Articles of Association | | Mgmt | For | For | |
| 12 | Amendments to Procedural Rules of General Meetings | Mgmt | For | For | |
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China National Building Material Company Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3323 | CINS Y15045100 | | | | 09/24/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Elect FU Jinguang | | | | Mgmt | For | For | |
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China Pacific Insurance (Group) Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2601 | CINS Y1505Z103 | | | | 05/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Directors' Report | | | | Mgmt | For | For | |
| 3 | Supervisors' Report | | | | Mgmt | For | For | |
| 4 | 2020 Annual Reports | | | | Mgmt | For | For | |
| 5 | Accounts and Reports | | | | Mgmt | For | For | |
| 6 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 7 | Appointment of Auditor | | | | Mgmt | For | For | |
| 8 | Directors' Due Diligence Report | | | | Mgmt | For | For | |
| 9 | Report on Performance of Independent Directors | Mgmt | For | For | |
| 10 | 2021 Charitable Donations | | | | Mgmt | For | For | |
| 11 | Increase in Registered Capital | | | | Mgmt | For | For | |
| 12 | Amendments to Articles | | | | Mgmt | For | For | |
| 13 | Amendments to Procedural Rules of Shareholder General Meetings | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
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China Pacific Insurance (Group) Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2601 | CINS Y1505Z103 | | | | 08/21/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Amendments to Articles of Association | | Mgmt | For | For | |
| 4 | Establishment of a Subsidiary | | | | Mgmt | For | For | |
| 5 | Elect CHEN Ran | | | | Mgmt | For | For | |
| 6 | Elect John Robert Dacey | | | | Mgmt | For | Against | |
| 7 | Elect LIANG Hong | | | | Mgmt | For | For | |
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China Petroleum & Chemical Corporation | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 0386 | CINS Y15010104 | | | | 09/28/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 4 | Divestiture | | | | Mgmt | For | For | |
| 5 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 6 | Elect ZHANG Shaofeng | | | | Mgmt | For | For | |
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China Resources Beer (Holdings) Company Limited | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 0291 | CINS Y15037107 | | | | 03/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Joint Venture Agreement | | | | Mgmt | For | For | |
| 4 | Provision of Capital Commitment, Shareholder's Loan and/or Guarantee | Mgmt | For | For | |
| 5 | Relocation Compensation Agreement | | Mgmt | For | For | |
| 6 | New Relocation Compensation Agreement | | Mgmt | For | For | |
| 7 | Construction Agreement | | | | Mgmt | For | For | |
| 8 | Board Authorization to Handle Matters Pertaining to Agreements | Mgmt | For | For | |
| 9 | Elect Richard Raymond WEISSEND | | Mgmt | For | For | |
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China Resources Beer (Holdings) Company Limited | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 0291 | CINS Y15037107 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect Frank LAI Ni Hium | | | | Mgmt | For | For | |
| 6 | Elect HOUANG Tai Ninh | | | | Mgmt | For | For | |
| 7 | Elect Bernard CHAN Charnwut | | | | Mgmt | For | For | |
| 8 | Elect Gordon SIU Kwing Chue | | | | Mgmt | For | For | |
| 9 | Directors' Fees | | | | Mgmt | For | For | |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 11 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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China Resources Land Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1109 | CINS G2108Y105 | | | | 06/09/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect CHEN Rong | | | | Mgmt | For | Against | |
| 6 | Elect WANG Yan | | | | Mgmt | For | Against | |
| 7 | Elect LI Xin | | | | Mgmt | For | For | |
| 8 | Elect GUO Shiqing | | | | Mgmt | For | For | |
| 9 | Elect Peter WAN Kam To | | | | Mgmt | For | Against | |
| 10 | Elect Andrew Y. YAN | | | | Mgmt | For | For | |
| 11 | Directors' Fees | | | | Mgmt | For | For | |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 13 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 15 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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China Yongda Automobiles Services Holdings Limited | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 3669 | CINS G2162W102 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect CAI Yingjie | | | | Mgmt | For | For | |
| 6 | Elect WANG Zhigao | | | | Mgmt | For | Against | |
| 7 | Elect WANG Liqun | | | | Mgmt | For | For | |
| 8 | Directors' Fees | | | | Mgmt | For | For | |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 11 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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CSPC Pharmaceutical Group Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1093 | CINS Y1837N109 | | | | 03/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Proposed Domestic Issue and the Specific Mandate | Mgmt | For | For | |
| 4 | Board Authorization in Relation to Proposed Domestic Issue and the Specific Mandate | Mgmt | For | For | |
| 5 | Plan for Distribution of Profits Accumulated Before the Proposed Domestic Issue | Mgmt | For | For | |
| 6 | Three Year Price Stabilization Policy | | Mgmt | For | For | |
| 7 | Dividend Return Plan | | | | Mgmt | For | For | |
| 8 | Resolution on the Use of Proceeds from the Proposed Domestic Issue | Mgmt | For | For | |
| 9 | Resolution the Remedial Measures for the Potential Dilution of Immediate Returns | Mgmt | For | For | |
| 10 | Undertakings and the Corresponding Binding Measures in Connection with the Proposed Domestic Issue | Mgmt | For | For | |
| 11 | Adoption of Procedural Rules for General Meetings | Mgmt | For | For | |
| 12 | Adoption of Procedural Rules for Board Meetings | Mgmt | For | For | |
| 13 | Elect JIANG Hao | | | | Mgmt | For | For | |
| 14 | Elect WANG Hongguang | | | | Mgmt | For | For | |
| 15 | Elect Alan AU Chun Kwok | | | | Mgmt | For | For | |
| 16 | Amendments to Articles of Association | | Mgmt | For | For | |
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CSPC Pharmaceutical Group Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1093 | CINS Y1837N109 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect CAI Dongchen | | | | Mgmt | For | Against | |
| 6 | Elect ZHANG Cuilong | | | | Mgmt | For | For | |
| 7 | Elect PAN Weidong | | | | Mgmt | For | For | |
| 8 | Elect LI Chunlei | | | | Mgmt | For | For | |
| 9 | Elect WANG Qingxi | | | | Mgmt | For | For | |
| 10 | Elect Stephen LAW Cheuk Kin | | | | Mgmt | For | For | |
| 11 | Directors' Fees | | | | Mgmt | For | For | |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 13 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 15 | Authority to Grant Options Under share Option Scheme | Mgmt | For | Against | |
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CSPC Pharmaceutical Group Limited. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1093 | CINS Y1837N109 | | | | 10/12/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Hong Kong | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Bonus Issue | | | | Mgmt | For | For | |
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EVE Energy Co., Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 300014 | CINS Y2303F109 | | | | 06/09/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Subsidiaries Launching Financial Leasing Business | Mgmt | For | For | |
| 2 | Guarantee For Subsidiaries | | | | Mgmt | For | For | |
| 3 | Change Of The Purpose Of Some Raised Funds | Mgmt | For | For | |
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Gree Electric Appliances, Inc. of Zhuhai | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000651 | CINS Y2882R102 | | | | 06/30/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | 2020 Work Report Of The Board Of Directors | | Mgmt | For | For | |
| 3 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |
| 4 | 2020 Financial Reports | | | | Mgmt | For | For | |
| 5 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 6 | 2020 Profit Distribution Plan | | | | Mgmt | For | For | |
| 7 | 2021 Appointment Of Audit Firm | | | | Mgmt | For | Against | |
| 8 | Launching Foreign Exchange Derivatives Transactions In 2021 | Mgmt | For | For | |
| 9 | Use Of Proprietary Idle Funds For Investment And Financial Management | Mgmt | For | For | |
| 10 | Estimation Of Continuing Connected Transactions | Mgmt | For | For | |
| 11 | Amendments to the Company's Articles of Association, the Rules of Procedure Governing Shareholders General Meetings, and Rules of Procedure Governing the Board Meetings | Mgmt | For | For | |
| 12 | Amendments To The Rules Of Procedure Governing The Supervisory Committee | Mgmt | For | For | |
| 13 | Approve Employee Share Ownership Plan (Draft) and Summary | Mgmt | For | Against | |
| 14 | Approve Authorization of Board to Handle All Related Matters | Mgmt | For | Against | |
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Gree Electrical Appliances Inc. Of Zhuhai | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000651 | CINS Y2882R102 | | | | 11/02/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | 2020 Interim Profit Distribution Preplan | | Mgmt | For | For | |
| 3 | Elect CHENG Min | | | | Mgmt | For | Against | |
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Haier Electronics Group Co., Ltd | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1169 | CINS G42313125 | | | | 12/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Court | Bermuda | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Scheme of Arrangement | | | | Mgmt | For | For | |
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Haier Electronics Group Co., Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1169 | CINS G42313125 | | | | 12/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Bermuda | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Reduction in Authorized Capital | | | | Mgmt | For | For | |
| 4 | Scheme of Arrangement | | | | Mgmt | For | For | |
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Haier Smart Home Co Ltd | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600690 | CINS Y298BN100 | | | | 03/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Amendments to Articles | | | | Mgmt | For | For | |
| 3 | Appointment of International Accounting Standards Auditor for 2020 | Mgmt | For | For | |
| 4 | Authority to Repurchase H Shares | | | Mgmt | For | For | |
| 5 | Elect XIE Juzhi | | | | Mgmt | For | For | |
| 6 | Elect YU Hon To | | | | Mgmt | For | Against | |
| 7 | Elect LI Kam Fun | | | | Mgmt | For | For | |
| 8 | Elect LI Shipeng | | | | Mgmt | For | For | |
| 9 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 10 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Haier Smart Home Co Ltd | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600690 | CINS Y298BN100 | | | | 03/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Other | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Authority to Repurchase H Shares | | | Mgmt | For | For | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Haier Smart Home Co Ltd | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600690 | CINS Y298BN100 | | | | 06/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Other | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued H Shares | Mgmt | For | For | |
| 3 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued D Shares | Mgmt | For | For | |
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Haier Smart Home Co Ltd | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600690 | CINS Y298BN100 | | | | 06/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | 2020 Accounts and Reports | | | | Mgmt | For | For | |
| 4 | 2020 Annual Report and Its Summary | | Mgmt | For | For | |
| 5 | 2020 Directors' Report | | | | Mgmt | For | For | |
| 6 | 2020 Supervisors' Report | | | | Mgmt | For | For | |
| 7 | 2020 Internal Control Audit Report | | | Mgmt | For | For | |
| 8 | 2020 Allocation of Dividends | | | | Mgmt | For | For | |
| 9 | 2021 Estimated Guarantees Provided to Subsidiaries | Mgmt | For | For | |
| 10 | Approval of Foreign Exchange Derivatives Transactions | Mgmt | For | For | |
| 11 | Adjustment to Directors' Fees | | | | Mgmt | For | For | |
| 12 | Termination of Some Investment Projects Financed by Raised Funds from Convertible Corporate Bonds and Permanently Replenish Working Capital Using Excess Raised Funds | Mgmt | For | For | |
| 13 | General Authorisation to the Board to Issue H Shares | Mgmt | For | Against | |
| 14 | General Authorisation to the Board to Issue D Shares | Mgmt | For | Against | |
| 15 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued H Shares | Mgmt | For | For | |
| 16 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued D Shares | Mgmt | For | For | |
| 17 | Amendments to Articles | | | | Mgmt | For | For | |
| 18 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | For | |
| 19 | Amendments to Procedural Rules: Supervisory Board Meetings | Mgmt | For | For | |
| 20 | Amendments to Management System for External Guarantees | Mgmt | For | For | |
| 21 | Re-appointment of Auditor for PRC Accounting Standards | Mgmt | For | For | |
| 22 | Re-appointment of Auditor for International Accounting Standards | Mgmt | For | For | |
| 23 | Approval to Renew Financial Service Framework Agreement with Haier Group Corporation and Estimated Related Party Transactions | Mgmt | For | For | |
| 24 | A Share Core Employee Stock Ownership Plan (2021-2025) (Draft) and Its Summary | Mgmt | For | For | |
| 25 | H Share Core Employee Stock Ownership Plan (2021-2025) (Draft) and Its Summary | Mgmt | For | For | |
| 26 | Board Authorisation to Handle Matters Related to Core Employee Stock Ownership Plan | Mgmt | For | For | |
| 27 | H Share Restricted Share Unit Scheme (2021-2025) (Draft) | Mgmt | For | For | |
| 28 | Board Authorisation to Handle Matters Related to H Share Restricted Share Unit Plan | Mgmt | For | For | |
| 29 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 30 | Elect WU Qi | | | | Mgmt | For | For | |
| 31 | Elect LIU Dalin | | | | Mgmt | For | Against | |
| 32 | Elect MA Yingjie | | | | Mgmt | For | For | |
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Inner Mongolia Yili Industrial Group Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600887 | CINS Y408DG116 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 2 | 2020 Directors' Report | | | | Mgmt | For | For | |
| 3 | 2020 Supervisors' Report | | | | Mgmt | For | For | |
| 4 | 2021 Business and Investment Plan | | Mgmt | For | Against | |
| 5 | 2020 Accounts and Reports and 2021 Financial Budget | Mgmt | For | For | |
| 6 | 2020 Allocation of Profits/Dividends | | | Mgmt | For | For | |
| 7 | 2020 Independent Directors' Report | | | Mgmt | For | For | |
| 8 | Authority to Authorize A Wholly-Owned Subsidiaries to Give Guarantees for Clients | Mgmt | For | Against | |
| 9 | Registration and Issuance of Ultra Short Term Commercial Papers | Mgmt | For | For | |
| 10 | Authority to Give Guarantees for Wholly-Owned Subsidiaries | Mgmt | For | For | |
| 11 | Authority to Give Guarantees for Hohhot City Yixing Milk Industry Investment Management Co., Ltd. | Mgmt | For | For | |
| 12 | Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 13 | Amendments to Articles | | | | Mgmt | For | For | |
| 14 | Work System for Independent Directors | | Mgmt | For | For | |
| 15 | Management System for Connected Transactions | Mgmt | For | For | |
| 16 | Re-Appointment of Auditor | | | | Mgmt | For | For | |
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Inner Mongolia Yili Industrial Group Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600887 | CINS Y408DG116 | | | | 06/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | The Company‘s Eligibility for Non-public A-share Offering | Mgmt | For | Against | |
| 2 | Stock Type and Par Value | | | | Mgmt | For | Against | |
| 3 | Issuing Method and Date | | | | Mgmt | For | Against | |
| 4 | Pricing Base Date, Pricing Principles and Issue Price | Mgmt | For | Against | |
| 5 | Issuing Volume | | | | Mgmt | For | Against | |
| 6 | Issuing Targets and Subscription Method | | Mgmt | For | Against | |
| 7 | Amount and Purpose of the Raised Funds | | Mgmt | For | Against | |
| 8 | Lockup Period Arrangement | | | | Mgmt | For | Against | |
| 9 | Listing Place | | | | Mgmt | For | Against | |
| 10 | Arrangement for the Accumulated Retained Profits Before the Non-public Offering | Mgmt | For | Against | |
| 11 | The Valid Period of the Resolution on This Offering | Mgmt | For | Against | |
| 12 | Preplan For 2021 Non-Public A-Share Offering | | Mgmt | For | Against | |
| 13 | Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering | Mgmt | For | Against | |
| 14 | No Need To Prepare A Report On Use Of Previously Raised Funds | Mgmt | For | For | |
| 15 | Diluted Immediate Return After 2021 Non-public A-share Offering and Filling Measures, and Commitments of Relevant Parties | Mgmt | For | Against | |
| 16 | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | Mgmt | For | For | |
| 17 | Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | Mgmt | For | Against | |
| 18 | Amendments to the Business Scope and the Articles of Association of the Company | Mgmt | For | For | |
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Inner Mongolia Yili Industrial Group Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600887 | CINS Y408DG116 | | | | 09/25/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Long-Term Service Plan (Draft) And Its Summary | Mgmt | For | Against | |
| 2 | Management Rules For The Long-Term Service Plan (Draft) | Mgmt | For | Against | |
| 3 | Repurchase And Cancellation Of Some 2019 Restricted Stocks | Mgmt | For | For | |
| 4 | Amendments to the Articles of Association of the Company in Respect to the Registered Capital and Total Share Capital | Mgmt | For | For | |
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JD.com, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| JD | CINS G8208B101 | | | | 06/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Adoption of the Company’s Dual Foreign Name | | Mgmt | For | For | |
| 3 | Amended And Restated Memorandum of Association and Articles of Association | Mgmt | For | For | |
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Jiangsu Eastern Shenghong Co. Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000301 | CINS Y9717R108 | | | | 04/16/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | 2021 Estimated Continuing Connected Transactions | Mgmt | For | For | |
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Jiangsu Eastern Shenghong Co. Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000301 | CINS Y9717R108 | | | | 05/10/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | 2020 Work Report Of The Board Of Directors | | Mgmt | For | For | |
| 3 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |
| 4 | 2020 Annual Accounts And 2021 Financial Budget Report | Mgmt | For | For | |
| 5 | 2020 Profit Distribution Plan | | | | Mgmt | For | For | |
| 6 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 7 | 2021 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | For | For | |
| 8 | Approve Adjustment of Performance Commitment Period and Signing of Supplementary Agreement | Mgmt | For | For | |
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Jiangsu Eastern Shenghong Co. Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000301 | CINS Y9717R108 | | | | 05/31/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Investment In And Construction Of A Project By A Company | Mgmt | For | For | |
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Midea Group Company Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000333 | CINS Y6S40V103 | | | | 01/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2017 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 2 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2018 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 3 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 4 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2020 Restricted Shares Incentive Plan | Mgmt | For | For | |
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Midea Group Company Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000333 | CINS Y6S40V103 | | | | 05/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | 2020 Directors' Report | | | | Mgmt | For | For | |
| 3 | 2020 Supervisors' Report | | | | Mgmt | For | For | |
| 4 | 2020 Accounts and Reports | | | | Mgmt | For | For | |
| 5 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 6 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 7 | 8th Phase of the Stock Option Incentive Plan (Draft) And Its Summary | Mgmt | For | For | |
| 8 | Formulation of the Measures of Implementation And Appraisal of the 8th Stock Option Incentive Plan | Mgmt | For | For | |
| 9 | Authorization To the Board To Handle Matters Regarding the 8th Stock Option Incentive Plan | Mgmt | For | For | |
| 10 | 2021 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | For | For | |
| 11 | Appraisal Measures for the Implementation of the 2021 Restricted Stock Incentive Plan | Mgmt | For | For | |
| 12 | Authorization To the Board To Handle Matters Regarding the 2021 Restricted Stock Incentive Plan | Mgmt | For | For | |
| 13 | Key Management Team Stock Ownership Plan And the Midea Global Partners 7th Phase Stock Ownership Plan (Draft) And Its Summary | Mgmt | For | Against | |
| 14 | Management Measures On The Midea Global Partners Stock Ownership Plan | Mgmt | For | Against | |
| 15 | Authorization To the Board to Handle Matters Regarding The Midea Global Partners Stock Ownership Plan | Mgmt | For | Against | |
| 16 | Key Management Team Stock Ownership Plan And The Midea Business Partners 4th Phase Stock Ownership Plan (Draft) And Its Summary | Mgmt | For | Against | |
| 17 | Management Measures On The Midea Business Partners 4th Phase Stock Ownership Plan | Mgmt | For | Against | |
| 18 | Authorization Of the Board To Handle Matters Regarding The Midea Business Partners 4th Phase Stock Ownership Plan | Mgmt | For | Against | |
| 19 | 2021 Provision Of Guarantee For Controlled Subsidiaries | Mgmt | For | Against | |
| 20 | Special Report On 2021 Foreign Exchange Derivative Trading Business | Mgmt | For | For | |
| 21 | Connected Transactions With Banks In 2021 | | Mgmt | For | For | |
| 22 | Re- Appointment of Auditor | | | | Mgmt | For | Against | |
| 23 | Amendments to Articles Of Association | | Mgmt | For | For | |
| 24 | Plan For Repurchase Of Public Shares | | Mgmt | For | For | |
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Midea Group Company Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000333 | CINS Y6S40V103 | | | | 06/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Repurchase and Cancellation of Some Restricted Shares of 2018 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 2 | Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 3 | Repurchase and Cancellation of Some Restricted Shares of 2020 Restricted Shares Incentive Plan | Mgmt | For | For | |
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New Hope Liuhe Co Ltd | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000876 | CINS Y7933V101 | | | | 11/18/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | The Company's Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | |
| 2 | Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued | Mgmt | For | For | |
| 3 | Plan For Public Issuance Of Convertible Corporate Bonds: Issuing Scale | Mgmt | For | For | |
| 4 | Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price | Mgmt | For | For | |
| 5 | Plan For Public Issuance Of Convertible Corporate Bonds: Bond Duration | Mgmt | For | For | |
| 6 | Plan For Public Issuance Of Convertible Corporate Bonds: Interest Rate | Mgmt | For | For | |
| 7 | Plan for Public Issuance of Convertible Corporate Bonds: Time and Method for Paying the Interest | Mgmt | For | For | |
| 8 | Plan For Public Issuance Of Convertible Corporate Bonds: Guarantee | Mgmt | For | For | |
| 9 | Plan For Public Issuance Of Convertible Corporate Bonds: Conversion Period | Mgmt | For | For | |
| 10 | Plan for Public Issuance of Convertible Corporate Bonds: Determination and Adjustment of the Conversion Price | Mgmt | For | For | |
| 11 | Plan for Public Issuance of Convertible Corporate Bonds: Downward Adjustment of Conversion Price | Mgmt | For | For | |
| 12 | Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares | Mgmt | For | For | |
| 13 | Plan For Public Issuance Of Convertible Corporate Bonds: Redemption Clauses | Mgmt | For | For | |
| 14 | Plan For Public Issuance Of Convertible Corporate Bonds: Resale Clauses | Mgmt | For | For | |
| 15 | Plan for Public Issuance of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years | Mgmt | For | For | |
| 16 | Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method | Mgmt | For | For | |
| 17 | Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placement to Existing Shareholders | Mgmt | For | For | |
| 18 | Plan for Public Issuance of Convertible Corporate Bonds: Bondholders and Bondholders' Meetings | Mgmt | For | For | |
| 19 | Plan for Public Issuance of Convertible Corporate Bonds: Purpose of the Raised Funds | Mgmt | For | For | |
| 20 | Plan For Public Issuance Of Convertible Corporate Bonds: Raised Funds Deposit Account | Mgmt | For | For | |
| 21 | Plan for Public Issuance of Convertible Corporate Bonds: The Valid Period of the Plan for Convertible Bond Issuance | Mgmt | For | For | |
| 22 | Preplan For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |
| 23 | Feasibility Analysis Report On Projects To Be Financed With Raised Funds From The Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |
| 24 | Report On The Use Of Previously Raised Funds | | Mgmt | For | For | |
| 25 | Diluted Immediate Return after the Public Issuance of Convertible Corporate Bonds, Filling Measures and Commitments of Relevant Parties | Mgmt | For | For | |
| 26 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | |
| 27 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |
| 28 | Adjustment of the 2020 Estimated Continuing Connected Transactions and Addition of Connected Transactions | Mgmt | For | For | |
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New Hope Liuhe Co., Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000876 | CINS Y7933V101 | | | | 01/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Approval of 2021 Restricted Shares Incentive Plan (Draft) and its Summary | Mgmt | For | For | |
| 2 | Approval of the Assessment and Management Measures of 2021 Restricted Shares Incentive Plan | Mgmt | For | For | |
| 3 | Board Authorization to Implement 2021 Restricted Shares Incentive Plan and Relevant Matters | Mgmt | For | For | |
| 4 | Approval of 2021 Core Backbones Employee Stock Purchase Plan (Draft) and its Summary | Mgmt | For | For | |
| 5 | Approval of the Management Measures of 2021 Core Backbones Employee Stock Purchase Plan | Mgmt | For | For | |
| 6 | Board Authorization to Implement the 2021 Core Backbones Employee Stock Purchase Plan and Relevant Matters | Mgmt | For | For | |
| 7 | Cancellation of Some Stock Options and Repurchase and Cancellation of Some Restricted Shares | Mgmt | For | For | |
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New Hope Liuhe Co., Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 000876 | CINS Y7933V101 | | | | 05/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 3 | 2020 Work Report Of The Board Of Directors | | Mgmt | For | For | |
| 4 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |
| 5 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 6 | Appointment Of 2021 Financial Audit Firm | | Mgmt | For | For | |
| 7 | Provision Of Guarantee For Payment For Raw Materials Purchased By Subordinate Companies | Mgmt | For | For | |
| 8 | 2021 Estimated Financing Guarantee Quota | | Mgmt | For | For | |
| 9 | The Framework Agreement On Continuing Connected Transactions To Be Signed And Estimation Of 2021 Continuing Connected Transactions | Mgmt | For | For | |
| 10 | Amendments to the Company's Articles of Association | Mgmt | For | For | |
| 11 | Amendments To The Rules Of Procedure Governing The Board Meetings | Mgmt | For | For | |
| 12 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | For | |
| 13 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | For | For | |
| 14 | Termination of the 2021 Restricted Stock Incentive Plan (Draft) and Relevant Proposals | Mgmt | For | For | |
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New Oriental Education & Technology Group Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 9901 | CUSIP 647581107 | | | | 03/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Share Subdivision | | | | Mgmt | For | For | |
| 2 | Adoption of the Company’s Dual Foreign Name | | Mgmt | For | For | |
| 3 | Amendments and Adoption of the Memorandum of Association and Articles of Association | Mgmt | For | For | |
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New Oriental Education & Technology Group Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 9901 | CINS G6470A108 | | | | 03/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Share Subdivision | | | | Mgmt | For | For | |
| 3 | Adoption of the Company’s Dual Foreign Name | | Mgmt | For | For | |
| 4 | Amendments and Adoption of the Memorandum of Association and Articles of Association | Mgmt | For | For | |
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Ping An Insurance (Group) Company of China, Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2318 | CINS Y69790106 | | | | 03/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Directors' Report | | | | Mgmt | For | For | |
| 3 | Supervisors' Report | | | | Mgmt | For | For | |
| 4 | 2020 Annual Report | | | | Mgmt | For | For | |
| 5 | Accounts and Reports | | | | Mgmt | For | For | |
| 6 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 8 | Performance Evaluation Report of the Independent Non-executive Directors | Mgmt | For | For | |
| 9 | Elect MA Mingzhe | | | | Mgmt | For | For | |
| 10 | Elect XIE Yonglin | | | | Mgmt | For | For | |
| 11 | Elect TAN Sin Yin | | | | Mgmt | For | For | |
| 12 | Elect Jason YAO Bo | | | | Mgmt | For | For | |
| 13 | Elect CAI Fangfang | | | | Mgmt | For | For | |
| 14 | Elect Soopakij Chearavanont XIE Jiren | | Mgmt | For | Against | |
| 15 | Elect YANG Xiaoping | | | | Mgmt | For | Against | |
| 16 | Elect WANG Yongjian | | | | Mgmt | For | For | |
| 17 | Elect HUANG Wei | | | | Mgmt | For | For | |
| 18 | Elect OUYANG Hui | | | | Mgmt | For | For | |
| 19 | Elect Kenneth NG Sing Yip | | | | Mgmt | For | For | |
| 20 | Elect CHU Yiyun | | | | Mgmt | For | For | |
| 21 | Elect LIU Hong | | | | Mgmt | For | For | |
| 22 | Elect JIN Li | | | | Mgmt | For | For | |
| 23 | Elect Albert NG Kong NG Kong Ping | | Mgmt | For | For | |
| 24 | Elect GU Liji as Supervisor | | | | Mgmt | For | For | |
| 25 | Elect HUANG Baokui as Supervisor | | Mgmt | For | For | |
| 26 | Elect ZHANG Wangjin as Supervisor | | Mgmt | For | For | |
| 27 | Authority to Issue Debt Financing Instruments | | Mgmt | For | For | |
| 28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 29 | Amendments to Articles of Association | | Mgmt | For | For | |
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Qingdao Haier Co., Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600690 | CINS Y7166P102 | | | | 09/01/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Eligibility of Major Asset Restructuring | | Mgmt | For | For | |
| 2 | Overall Plan of the Transaction | | | | Mgmt | For | For | |
| 3 | Approval of Program Supervision | | | | Mgmt | For | For | |
| 4 | Transaction Counterparties | | | | Mgmt | For | For | |
| 5 | Underlying Assets | | | | Mgmt | For | For | |
| 6 | Valuation of the Underlying Assets and the Transaction Price | Mgmt | For | For | |
| 7 | Stock Type and Par Value | | | | Mgmt | For | For | |
| 8 | Listing Place | | | | Mgmt | For | For | |
| 9 | Issuing Date | | | | Mgmt | For | For | |
| 10 | Issuing Targets | | | | Mgmt | For | For | |
| 11 | Pricing Base Date, Issue Price, and Pricing Method of H-Shares | Mgmt | For | For | |
| 12 | Issuing Volume of H-Shares | | | | Mgmt | For | For | |
| 13 | Swap Ratio | | | | Mgmt | For | For | |
| 14 | Cash Payment of a Company | | | | Mgmt | For | For | |
| 15 | Disposal Method for Fractional Shares | | Mgmt | For | For | |
| 16 | Arrangement for the Accumulated Retained Profits | Mgmt | For | For | |
| 17 | Lockup Period | | | | Mgmt | For | For | |
| 18 | Valid Period of the Resolution | | | | Mgmt | For | For | |
| 19 | Proposal on the Constitution of A Related Party Transaction | Mgmt | For | For | |
| 20 | Proposal on the Constitution of A Major Asset Restructuring | Mgmt | For | For | |
| 21 | Proposal on the Constitution of A Restructuring Listing | Mgmt | For | For | |
| 22 | Report Draft and Its Summary Regarding the Related Party Transaction of Major Assets Purchase of the Company | Mgmt | For | For | |
| 23 | Proposal on Compliance in relation to Relevant Laws and Regulations | Mgmt | For | For | |
| 24 | Audit Reports and Proforma Reports on the Proposed Transaction | Mgmt | For | For | |
| 25 | Audit Reports and Proforma Reports on the Underlying Assets of the Transaction | Mgmt | For | For | |
| 26 | Assessment Report on the Underlying Assets of the Transaction | Mgmt | For | For | |
| 27 | Proposal on the Independence of Assessment Institution | Mgmt | For | For | |
| 28 | Proposal on Compliance in relation to Relevant Laws and Regulations | Mgmt | For | For | |
| 29 | Proposed Dilution on Current Earnings Per Share of the Listed Company | Mgmt | For | For | |
| 30 | Report on the Use of Previously Raised Proceeds | Mgmt | For | For | |
| 31 | Shareholder Return Plan (2021-2023) | | Mgmt | For | For | |
| 32 | Amendments to Articles Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 33 | Amendments to Procedural Rules of Shareholder General Meetings Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 34 | Amendments to Procedural Rules of Board of Directors Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 35 | Amendments to Procedural Rules of Board of Supervisors Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 36 | Amendments to Applicable Proceeds Management Policy Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 37 | Amendments to Applicable Decision Making Policy on Related Party Transaction Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 38 | Amendments to Independent Directors Policy on Related Party Transaction Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 39 | Amendments to Investment Management Rules Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 40 | Amendments to External Guarantee Management System Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 41 | Amendments to Confidentiality and File Management System Pursuant to the Listing of H Shares | Mgmt | For | For | |
| 42 | Related Party Transactions (2020-2022) | | Mgmt | For | Against | |
| 43 | Board Authorization to Handle Matters Regarding Proposed Transaction | Mgmt | For | For | |
| 44 | Approve Adjustment Plan on Exchangeable Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries | Mgmt | For | For | |
| 45 | Transfer of 54.50% Equity Interest in Haier Kaosi Ecological Technological Co., Ltd. | Mgmt | For | For | |
| 46 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Qingdao Haier Co., Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 600690 | CINS Y7166P102 | | | | 09/01/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Other | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Overall Plan of the Transaction | | | | Mgmt | For | For | |
| 2 | Approval of Program Supervision | | | | Mgmt | For | For | |
| 3 | Transaction Counterparties | | | | Mgmt | For | For | |
| 4 | Underlying Assets | | | | Mgmt | For | For | |
| 5 | Valuation of the Underlying Assets and the Transaction Price | Mgmt | For | For | |
| 6 | Stock Type and Par Value | | | | Mgmt | For | For | |
| 7 | Listing Place | | | | Mgmt | For | For | |
| 8 | Issuing Date | | | | Mgmt | For | For | |
| 9 | Issuing Targets | | | | Mgmt | For | For | |
| 10 | Pricing Base Date, Issue Price, and Pricing Method of H-Shares | Mgmt | For | For | |
| 11 | Issuing Volume of H-Shares | | | | Mgmt | For | For | |
| 12 | Swap Ratio | | | | Mgmt | For | For | |
| 13 | Cash Payment of a Company | | | | Mgmt | For | For | |
| 14 | Disposal Method for Fractional Shares | | Mgmt | For | For | |
| 15 | Arrangement for the Accumulated Retained Profits | Mgmt | For | For | |
| 16 | Lockup Period | | | | Mgmt | For | For | |
| 17 | Valid Period of the Resolution | | | | Mgmt | For | For | |
| 18 | Approve Adjustment Plan on Exchangeable Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries | Mgmt | For | For | |
| 19 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Shenzhou International Group Holdings Limited | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2313 | CINS G8087W101 | | | | 05/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect HUANG Guanlin | | | | Mgmt | For | For | |
| 6 | Elect MA Renhe | | | | Mgmt | For | Against | |
| 7 | Elect ZHANG Bingsheng | | | | Mgmt | For | For | |
| 8 | Elect LIU Chunhong | | | | Mgmt | For | For | |
| 9 | Elect LIU Xinggao | | | | Mgmt | For | For | |
| 10 | Directors' Fees | | | | Mgmt | For | For | |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 13 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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Sunny Optical Technology Group Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2382 | CINS G8586D109 | | | | 05/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect SUN Yang | | | | Mgmt | For | For | |
| 6 | Elect FENG Hua Jun | | | | Mgmt | For | For | |
| 7 | Elect SHAO Yang Dong | | | | Mgmt | For | For | |
| 8 | Directors' Fees | | | | Mgmt | For | For | |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 11 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
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Tencent Holdings Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 700 | CINS G87572163 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | | | Mgmt | For | For | |
| 4 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 5 | Elect YANG Siu Shun | | | | Mgmt | For | For | |
| 6 | Directors' Fees | | | | Mgmt | For | For | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |
| 9 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 10 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | |
| 11 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Tencent Holdings Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 700 | CINS G87572163 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | Cayman Islands | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Adopt the Share Option Plan of a Subsidiary | | Mgmt | For | Against | |
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Weichai Power Co | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2338 | CINS Y9531A109 | | | | 01/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 3 | Company's Compliance with the Conditions for the Non-public Issuance of A Shares | Mgmt | For | For | |
| 4 | class and par value of Shares to be issued | | Mgmt | For | For | |
| 5 | method and time of issuance | | | | Mgmt | For | For | |
| 6 | target subscribers and subscription method | | Mgmt | For | For | |
| 7 | Pricing Benchmark Date, issue price and pricing | Mgmt | For | For | |
| 8 | number of Shares to be issued | | | | Mgmt | For | For | |
| 9 | lock-up period arrangement | | | | Mgmt | For | For | |
| 10 | place of listing of the new A Shares to be issued | Mgmt | For | For | |
| 11 | arrangement of accumulated undistributed profits | Mgmt | For | For | |
| 12 | validity period | | | | Mgmt | For | For | |
| 13 | use of Proceeds | | | | Mgmt | For | For | |
| 14 | Plan for the Non-public Issuance of A Shares | | Mgmt | For | For | |
| 15 | Feasibility Analysis Report on the Use of Proceeds from the Non-public Issuance of A Shares | Mgmt | For | For | |
| 16 | Resolution on the absence of need to prepare a report on the use of previously raised proceeds | Mgmt | For | For | |
| 17 | Resolution on the remedial measures for the dilution of immediate returns | Mgmt | For | For | |
| 18 | Shareholders Return Plan (2021-2023) | | Mgmt | For | For | |
| 19 | Board Authorization in relation to Non-public Issuance of A Shares | Mgmt | For | For | |
| 20 | Amendments to Management Measures on the Use of Raised Proceeds | Mgmt | For | For | |
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Weichai Power Co | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2338 | CINS Y9531A109 | | | | 05/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Resolution on the Spin-off and Listing of a Subsidiary being in Compliance with Relevant Laws and Regulations | Mgmt | For | Against | |
| 3 | Proposal for the Spin-off and Listing of a Subsidiary | Mgmt | For | Against | |
| 4 | Plan for the Spin-off and Listing of a Subsidiary | | Mgmt | For | Against | |
| 5 | The Spin-off and Listing of the Subsidiary on the ChiNext Board of SSE in Compliance with the Regulation on Domestic Spin-off Listing of Subsidiaries of Domestically Listed Companies | Mgmt | For | Against | |
| 6 | The Spin-off and Listing of the Above Subsidiary on the ChiNext Board of the SSE for the Legitimate Rights and Interests of Shareholders and Creditors | Mgmt | For | Against | |
| 7 | Ability of the Company to Maintain Independence and Sustainable Profitability | Mgmt | For | Against | |
| 8 | The Subsidiary is Capable of Conducting Law-based Operation | Mgmt | For | Against | |
| 9 | Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off and the Validity of the Legal Documents Submitted | Mgmt | For | Against | |
| 10 | Purpose, Commercial Rationality, Necessity and Feasibility Analysis of the Spin-off | Mgmt | For | Against | |
| 11 | Authorization to the Board and Its Authorized Persons to Handle Matters regarding the Spin-off | Mgmt | For | Against | |
| 12 | Amendments to Articles of Association | | Mgmt | For | For | |
| 13 | Continuing Connected Transaction between the Company and its subsidiaries and Shantui Construction Machinery Co., Ltd. | Mgmt | For | Against | |
| 14 | CNHTC Purchase Agreement | | | | Mgmt | For | For | |
| 15 | CNHTC Supply Agreement | | | | Mgmt | For | For | |
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Weichai Power Co | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2338 | CINS Y9531A109 | | | | 06/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Annual Report | | | | Mgmt | For | For | |
| 4 | Directors' Report | | | | Mgmt | For | For | |
| 5 | Supervisors' Report | | | | Mgmt | For | For | |
| 6 | Accounts and Reports | | | | Mgmt | For | For | |
| 7 | Final Financial Report | | | | Mgmt | For | For | |
| 8 | Financial Budget Report | | | | Mgmt | For | For | |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 10 | Appointment of Internal Control Auditor | | Mgmt | For | For | |
| 11 | Merger and Absorption of Weichai Power (Weifang) Intensive Logistics Co., Ltd. | Mgmt | For | For | |
| 12 | Merger and Absortion of Weichai Power (Weifang) Reconstruction Co., Ltd. | Mgmt | For | For | |
| 13 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 14 | Authority to Declare Interim Dividends | | Mgmt | For | For | |
| 15 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 16 | Elect TAN Xuguang | | | | Mgmt | For | For | |
| 17 | Elect ZHANG Liangfu | | | | Mgmt | For | For | |
| 18 | Elect JIANG Kui | | | | Mgmt | For | For | |
| 19 | Elect ZHANG Quan | | | | Mgmt | For | For | |
| 20 | Elect XU Xinyu | | | | Mgmt | For | For | |
| 21 | Elect SUN Shaojun | | | | Mgmt | For | For | |
| 22 | Elect YUAN Hongming | | | | Mgmt | For | For | |
| 23 | Elect YAN Jianbo | | | | Mgmt | For | For | |
| 24 | Elect Gordon Riske | | | | Mgmt | For | For | |
| 25 | Elect Michael Martin Macht | | | | Mgmt | For | For | |
| 26 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 27 | Elect LI Hongwu | | | | Mgmt | For | Against | |
| 28 | Elect WEN Daocai | | | | Mgmt | For | For | |
| 29 | Elect JIANG Yan | | | | Mgmt | For | For | |
| 30 | Elect YU Zhuoping | | | | Mgmt | For | For | |
| 31 | Elect ZHAO Huifang | | | | Mgmt | For | For | |
| 32 | Non-Voting Agenda Item | | | | N/A | N/A | N/A | |
| 33 | Elect LU Wenwu | | | | Mgmt | For | Against | |
| 34 | Elect WU Hongwei | | | | Mgmt | For | For | |
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| | | | | | | | | |
Weichai Power Co | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2338 | CINS Y9531A109 | | | | 07/31/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Authority to Give Guarantees | | | | Mgmt | For | For | |
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Weichai Power Co | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 2338 | CINS Y9531A109 | | | | 11/13/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Supplemental Agreement to Weichai Sale and Processing Services Agreement | Mgmt | For | For | |
| 3 | Supplemental Agreement to Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services Agreement | Mgmt | For | For | |
| 4 | Supplemental Agreement to Weichai Heavy Machinery Purchase and Processing Services Agreement | Mgmt | For | For | |
| 5 | Supplemental Agreement to Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply Framework Agreement | Mgmt | For | For | |
| 6 | Supplemental Agreement to Transmissions Supply Framework Agreement | Mgmt | For | For | |
| 7 | Supplemental Agreement to Axles Supply Framework Agreement | Mgmt | For | For | |
| 8 | Supplemental Agreement to Weichai Westport Supply Agreement | Mgmt | For | For | |
| 9 | Supplemental Agreement to Weichai Westport Purchase Agreement | Mgmt | For | For | |
| 10 | Supplemental Agreement to Weichai Westport Logistics Agreement | Mgmt | For | For | |
| 11 | Supplemental Agreement to Weichai Westport Leasing Agreement | Mgmt | For | For | |
| 12 | Authority to Give Guarantees | | | | Mgmt | For | For | |
| 13 | Amendments to Articles | | | | Mgmt | For | For | |
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Wens Foodstuffs Group Co. Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 300498 | CINS Y2R30P108 | | | | 07/13/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | The Companys Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | |
| 2 | Type of Securities to Be Issued | | | | Mgmt | For | For | |
| 3 | Issuing Scale | | | | Mgmt | For | For | |
| 4 | Par Value and Issue Price | | | | Mgmt | For | For | |
| 5 | Bond Duration | | | | Mgmt | For | For | |
| 6 | Interest Rate | | | | Mgmt | For | For | |
| 7 | Time Limit and Method for Repaying the Principal and Interest | Mgmt | For | For | |
| 8 | Conversion Period | | | | Mgmt | For | For | |
| 9 | Determination and Adjustment of the Conversion Price | Mgmt | For | For | |
| 10 | Downward Adjustment of Conversion Price | | Mgmt | For | For | |
| 11 | Determining Method for the Number of Converted Shares | Mgmt | For | For | |
| 12 | Redemption Clauses | | | | Mgmt | For | For | |
| 13 | Resale Clauses | | | | Mgmt | For | For | |
| 14 | Attribution of Related Dividends for Conversion Years | Mgmt | For | For | |
| 15 | Issuing Targets and Method | | | | Mgmt | For | For | |
| 16 | Arrangement for Placement to Existing Shareholders | Mgmt | For | For | |
| 17 | Matters Regarding Bondholders Meetings | | Mgmt | For | For | |
| 18 | Purpose of the Raised Funds | | | | Mgmt | For | For | |
| 19 | Guarantee Matters | | | | Mgmt | For | For | |
| 20 | Deposit and Management of the Raised Funds | | Mgmt | For | For | |
| 21 | The Valid Period of the Issuance Plan | | Mgmt | For | For | |
| 22 | Preplan For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |
| 23 | Demonstration Analysis Report on Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |
| 24 | Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |
| 25 | Report On The Use Of Previously Raised Funds | | Mgmt | For | For | |
| 26 | Risk Warning on Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures, and Commitments of Relevant Parties | Mgmt | For | For | |
| 27 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |
| 28 | Shareholder Return Plan For The Next Three Years From 2020 To 2022 | Mgmt | For | For | |
| 29 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | |
| 30 | Repurchase and Cancellation of Some Restricted Stocks Under the First Phase Restricted Stocks Incentive Plan | Mgmt | For | For | |
| 31 | Amendments to the Company's Articles of Association | Mgmt | For | For | |
| 32 | Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | For | |
| 33 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Mgmt | For | For | |
| 34 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | For | For | |
| 35 | Amendments to the Raised Funds Management Measures | Mgmt | For | For | |
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| | | | | | | | | |
Wens Foodstuffs Group Co. Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 300498 | CINS Y2R30P108 | | | | 09/07/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Authority to Give Guarantees | | | | Mgmt | For | For | |
| 3 | Allocation of Interim Profits/Dividends | | Mgmt | For | For | |
| 4 | Approval of Use of Surplus from Previous Raised Funds | Mgmt | For | For | |
| 5 | Authority to Issue Overseas USD -dominated Bonds by the Company | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 01/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Provision Of Guarantee For A Company | | Mgmt | For | Against | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 01/25/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Approve Signing of Changshou Economic and Technological Development Zone Project Investment Agreement | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 04/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | 2020 Directors' Report | | | | Mgmt | For | For | |
| 2 | 2020 Supervisors' Report | | | | Mgmt | For | For | |
| 3 | 2020 Accounts and Reports | | | | Mgmt | For | For | |
| 4 | 2020 Allocation of Dividends | | | | Mgmt | For | For | |
| 5 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 6 | Re-Appointment of Dahua Certified Public Accountants (Special General Partnership) as the Company's Auditor and Internal Control Auditor in 2021 | Mgmt | For | For | |
| 7 | Estimated Related Party Transactions in 2021 | | Mgmt | For | For | |
| 8 | 2020 Directors' Fees | | | | Mgmt | For | For | |
| 9 | 2020 Supervisors' Fees | | | | Mgmt | For | For | |
| 10 | Approval of Line of Credit in 2021 | | | | Mgmt | For | For | |
| 11 | Authority to Give Guarantees within the Limit of the Company's 2021 Consolidated Financial Statement | Mgmt | For | For | |
| 12 | Estimated Deposit, Borrowing and Guarantee Transactions with a Related Bank in 2021 | Mgmt | For | For | |
| 13 | Performance Statement on Company's Issuance of Shares to Purchase Assets, Raising Supporting Funds and Related Party Transactions in 2020 | Mgmt | For | For | |
| 14 | Approval to Provide Financial Support to a Controlled Subsidiary and Its Subsidiaries | Mgmt | For | For | |
| 15 | Approval of Adjustment to Directors and Senior Managers' Remuneration | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 04/15/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | External Investment | | | | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 07/08/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Provide Financial Support to Holding Subsidiaries | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 07/30/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 2 | Change of Registered Capital and Amendments to Articles | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 09/14/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | 2020 Estimated Quota of Deposits in and Loans from Related Banks and Guarantee | Mgmt | For | For | |
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Yunnan Energy New Material Co Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002812 | CINS Y9881M109 | | | | 09/24/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Cash Management With Some Idle Raised Funds | Mgmt | For | For | |
| 2 | Temporarily Supplementing The Working Capital With Some Idle Raised Funds | Mgmt | For | For | |
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Zhejiang Dahua Technology Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002236 | CINS Y988AP102 | | | | 07/24/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Connected Transaction regarding Agreement on Equity Transfer of Wholly-owned Subsidiaries | Mgmt | For | For | |
| 2 | Provision Of Guarantee For Wholly-Owned Subsidiaries | Mgmt | For | Against | |
| 3 | Provision Of Guarantee For Controlled Subsidiaries | Mgmt | For | For | |
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Zhejiang Dahua Technology Co., Ltd. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002236 | CINS Y988AP102 | | | | 08/12/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect FU Liquan | | | | Mgmt | For | For | |
| 2 | Elect WU Jun | | | | Mgmt | For | For | |
| 3 | Elect ZHANG Xingming | | | | Mgmt | For | For | |
| 4 | Elect ZHU Jiangming | | | | Mgmt | For | For | |
| 5 | Elect CHEN Ailing | | | | Mgmt | For | For | |
| 6 | Elect YANG Huayong | | | | Mgmt | For | For | |
| 7 | Elect LIU Hanlin | | | | Mgmt | For | For | |
| 8 | Elect ZHANG Yulin | | | | Mgmt | For | For | |
| 9 | Elect ZHENG Jieping as a Supervisor | | Mgmt | For | Against | |
| 10 | Adjustment Of Remuneration For Independent Directors | Mgmt | For | For | |
| 11 | Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants | Mgmt | For | For | |
| 12 | Decrease of the Company's Registered Capital and Amendments to the Companys Articles of Association | Mgmt | For | For | |
| 13 | Amendments To The External Guarantee Management System | Mgmt | For | Against | |
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Zhejiang Satellite Petrochemical Co. Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002648 | CINS Y98961116 | | | | 02/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Draft and Summary of Performance Share Incentive Plan | Mgmt | For | For | |
| 2 | Methods to Assess the Performance of Plan Participants | Mgmt | For | For | |
| 3 | Authorization of the Board to Handle All Related Matters | Mgmt | For | For | |
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Zhejiang Satellite Petrochemical Co. Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002648 | CINS Y98961116 | | | | 04/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | The Framework Agreement On External Investment To Be Signed | Mgmt | For | For | |
| 2 | Additional External Guarantee Quota | | Mgmt | For | For | |
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Zhejiang Satellite Petrochemical Co. Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002648 | CINS Y98961116 | | | | 05/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | 2020 Work Report Of The Board Of Directors | | Mgmt | For | For | |
| 2 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |
| 3 | 2020 Annual Accounts | | | | Mgmt | For | For | |
| 4 | 2020 Annual Report And Its Summary | | Mgmt | For | For | |
| 5 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 6 | Launching Commodity Derivatives Trading Business In 2021 | Mgmt | For | For | |
| 7 | 2021 Launching Foreign Exchange Hedging Business | Mgmt | For | For | |
| 8 | 2021 External Guarantee Quota Of The Company | Mgmt | For | For | |
| 9 | 2021 External Guarantee Quota Of Subsidiaries | | Mgmt | For | For | |
| 10 | 2021 Reappointment of Audit Firm | | | Mgmt | For | For | |
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Zhejiang Satellite Petrochemical Co. Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002648 | CINS Y98961116 | | | | 11/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | A Transportation Service Agreement To Be Signed | Mgmt | For | For | |
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Zhejiang Satellite Petrochemical Co. Ltd | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 002648 | CINS Y98961116 | | | | 12/25/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Re-elect YANG Weidong | | | | Mgmt | For | For | |
| 3 | Re-elect MA Guolin | | | | Mgmt | For | For | |
| 4 | Re-elect YANG Yuying | | | | Mgmt | For | For | |
| 5 | Elect ZHU Xiaodong | | | | Mgmt | For | For | |
| 6 | Re-elect GAO Changyou | | | | Mgmt | For | For | |
| 7 | Re-elect PAN Yushuang | | | | Mgmt | For | For | |
| 8 | Re-elect FEI Jinhong | | | | Mgmt | For | For | |
| 9 | Re-elect TANG Wenrong | | | | Mgmt | For | Against | |
| 10 | Re-elect HU Xiaolong | | | | Mgmt | For | For | |
| 11 | Adjustments to 2018 Employee Restricted Share Plan (Prior Agenda) | Mgmt | N/A | N/A | |
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Zoomlion Heavy Industry Science and Technology Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1157 | CINS Y1293Y102 | | | | 05/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Other | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Amendments to Articles | | | | Mgmt | For | For | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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Zoomlion Heavy Industry Science and Technology Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| 1157 | CINS Y1293Y102 | | | | 05/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | China | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
| 2 | Directors' Report | | | | Mgmt | For | For | |
| 3 | Supervisors' Report | | | | Mgmt | For | For | |
| 4 | Accounts and Reports | | | | Mgmt | For | For | |
| 5 | Annual Report of A Shares | | | | Mgmt | For | For | |
| 6 | Annual Report of H Shares | | | | Mgmt | For | For | |
| 7 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 8 | Provision for Asset Impairment | | | | Mgmt | For | For | |
| 9 | Appointment of Domestic Auditor | | | | Mgmt | For | For | |
| 10 | Appointment of International Auditor | | Mgmt | For | For | |
| 11 | Authority to Set Auditor's Fees | | | | Mgmt | For | For | |
| 12 | Application for Banking Credit Line | | | Mgmt | For | For | |
| 13 | Authorization to Zoomlion Industrial Vehicles to Engage in Business relating to Banker's Acceptance Secured by Goods | Mgmt | For | For | |
| 14 | Authorization to Agricultural Machinery Co.Ltd., a subsidiary of the Company, to engage in financial business with relevant financial institutions and downstream customers and provide external guarantees. | Mgmt | For | For | |
| 15 | Authority to Give Guarantees | | | | Mgmt | For | For | |
| 16 | Investment and Financial Management | | Mgmt | For | For | |
| 17 | Development of Financial Derivatives Business | | Mgmt | For | For | |
| 18 | Authorization to Hunan Zhicheng Financing and Guarantee Company Limited to Provide Guarantees | Mgmt | For | For | |
| 19 | approve (i) the registration of asset-backed securities products (ii) the undertaking of obligations to top up the shortfall (iii) provision of guarantee by the Company | Mgmt | For | For | |
| 20 | Approve (i) the registration of supply chain asset-backed securities products in the amount of RMB6 billion by Zoomlion Business Factoring (China) Co., Ltd. (“Zoomlion Business Factoring (China)”) and (ii) the issue of necessary documents by the Company as joint debtor, and to authorise the Board or its authorised persons to determine and deal with matters in connection with the issue of such products. | Mgmt | For | For | |
| 21 | Related Party Transactions of the disposal by the Company of 81% equity interest | Mgmt | For | For | |
| 22 | Approve the continuing provision of guarantees | | Mgmt | For | For | |
| 23 | Authority to Give Buy-back Guarantees | | Mgmt | For | For | |
| 24 | Debt Financing Instruments | | | | Mgmt | For | For | |
| 25 | Approve the issue of medium-term notes by the Company with a principal amount of not more than RMB5 billion | Mgmt | For | For | |
| 26 | Approve and confirm compliance by the Company with the conditions for the issue of bonds. | Mgmt | For | For | |
| 27 | Approve the issue of bonds by the Company to professional investors by way of public offering with a principal amount of not more than RMB5 billion | Mgmt | For | For | |
| 28 | Authorise the Board and its authorised persons to deal with all matters in connection with the Bond Issue | Mgmt | For | For | |
| 29 | Amendments to Articles | | | | Mgmt | For | For | |
| 30 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | |
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| | | | | | | | | |
Fund Name : Neuberger Berman Guardian Fund | | | | | | | | |
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7/1/2020 - 6/30/2021 | | | | | | | | | |
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Activision Blizzard, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ATVI | CUSIP 00507V109 | | | | 06/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Reveta Bowers | | | | Mgmt | For | For | |
| 2 | Elect Robert J. Corti | | | | Mgmt | For | For | |
| 3 | Elect Hendrik Hartong III | | | | Mgmt | For | For | |
| 4 | Elect Brian G. Kelly | | | | Mgmt | For | For | |
| 5 | Elect Robert A. Kotick | | | | Mgmt | For | For | |
| 6 | Elect Barry Meyer | | | | Mgmt | For | For | |
| 7 | Elect Robert J. Morgado | | | | Mgmt | For | For | |
| 8 | Elect Peter Nolan | | | | Mgmt | For | For | |
| 9 | Elect Dawn Tarnofsky-Ostroff | | | | Mgmt | For | For | |
| 10 | Elect Casey Wasserman | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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Adobe Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ADBE | CUSIP 00724F101 | | | | 04/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Amy L. Banse | | | | Mgmt | For | For | |
| 2 | Elect Melanie Boulden | | | | Mgmt | For | For | |
| 3 | Elect Frank A. Calderoni | | | | Mgmt | For | For | |
| 4 | Elect James E. Daley | | | | Mgmt | For | For | |
| 5 | Elect Laura Desmond | | | | Mgmt | For | For | |
| 6 | Elect Shantanu Narayen | | | | Mgmt | For | For | |
| 7 | Elect Kathleen Oberg | | | | Mgmt | For | For | |
| 8 | Elect Dheeraj Pandey | | | | Mgmt | For | For | |
| 9 | Elect David A. Ricks | | | | Mgmt | For | For | |
| 10 | Elect Daniel Rosensweig | | | | Mgmt | For | For | |
| 11 | Elect John E. Warnock | | | | Mgmt | For | For | |
| 12 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Air Products and Chemicals, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| APD | CUSIP 009158106 | | | | 01/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Susan K. Carter | | | | Mgmt | For | For | |
| 2 | Elect Charles I. Cogut | | | | Mgmt | For | For | |
| 3 | Elect Lisa Davis | | | | Mgmt | For | For | |
| 4 | Elect Chadwick C. Deaton | | | | Mgmt | For | For | |
| 5 | Elect Seifi Ghasemi | | | | Mgmt | For | For | |
| 6 | Elect David H. Y. Ho | | | | Mgmt | For | For | |
| 7 | Elect Edward L. Monser | | | | Mgmt | For | For | |
| 8 | Elect Matthew H. Paull | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 10 | 2021 Long-Term Incentive Plan | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
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Alibaba Group Holding Limited | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BABA | CUSIP 01609W102 | | | | 09/30/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |
| 2 | Elect Maggie Wei WU | | | | Mgmt | For | Against | |
| 3 | Elect Kabir MISRA | | | | Mgmt | For | For | |
| 4 | Elect Walter Teh Ming KWAUK | | | | Mgmt | For | For | |
| 5 | Appointment of Auditor | | | | Mgmt | For | For | |
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Alphabet Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GOOGL | CUSIP 02079K305 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Larry Page | | | | Mgmt | For | For | |
| 2 | Elect Sergey Brin | | | | Mgmt | For | For | |
| 3 | Elect Sundar Pichai | | | | Mgmt | For | For | |
| 4 | Elect John L. Hennessy | | | | Mgmt | For | For | |
| 5 | Elect Frances H. Arnold | | | | Mgmt | For | For | |
| 6 | Elect L. John Doerr | | | | Mgmt | For | Against | |
| 7 | Elect Roger W. Ferguson, Jr. | | | | Mgmt | For | For | |
| 8 | Elect Ann Mather | | | | Mgmt | For | Against | |
| 9 | Elect Alan R. Mulally | | | | Mgmt | For | For | |
| 10 | Elect K. Ram Shriram | | | | Mgmt | For | For | |
| 11 | Elect Robin L. Washington | | | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Approval of the 2021 Stock Plan | | | | Mgmt | For | Against | |
| 14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |
| 15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | ShrHoldr | Against | Against | |
| 19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | For | |
| 20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | For | |
| 21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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Amazon.com, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AMZN | CUSIP 023135106 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Jeffrey P. Bezos | | | | Mgmt | For | For | |
| 2 | Elect Keith B. Alexander | | | | Mgmt | For | For | |
| 3 | Elect Jamie S. Gorelick | | | | Mgmt | For | For | |
| 4 | Elect Daniel P. Huttenlocher | | | | Mgmt | For | For | |
| 5 | Elect Judith A. McGrath | | | | Mgmt | For | For | |
| 6 | Elect Indra K. Nooyi | | | | Mgmt | For | For | |
| 7 | Elect Jonathan J. Rubinstein | | | | Mgmt | For | For | |
| 8 | Elect Thomas O. Ryder | | | | Mgmt | For | For | |
| 9 | Elect Patricia Q. Stonesifer | | | | Mgmt | For | For | |
| 10 | Elect Wendell P. Weeks | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | |
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |
| 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |
| 19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | For | |
| 20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | |
| 21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
| 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |
| 23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | |
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Anaplan, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| PLAN | CUSIP 03272L108 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect David Conte | | | | Mgmt | For | For | |
| 1.2 | Elect Suresh Vasudevan | | | | Mgmt | For | For | |
| 1.3 | Elect Yvonne Wassenaar | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Apple Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AAPL | CUSIP 037833100 | | | | 02/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect James A. Bell | | | | Mgmt | For | For | |
| 2 | Elect Timothy D. Cook | | | | Mgmt | For | For | |
| 3 | Elect Albert A. Gore | | | | Mgmt | For | For | |
| 4 | Elect Andrea Jung | | | | Mgmt | For | For | |
| 5 | Elect Arthur D. Levinson | | | | Mgmt | For | For | |
| 6 | Elect Monica C. Lozano | | | | Mgmt | For | For | |
| 7 | Elect Ronald D. Sugar | | | | Mgmt | For | For | |
| 8 | Elect Susan L. Wagner | | | | Mgmt | For | For | |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |
| 12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Against | For | |
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Ashland Global Holdings Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ASH | CUSIP 044186104 | | | | 01/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Brendan M. Cummins | | | | Mgmt | For | For | |
| 1.2 | Elect William G. Dempsey | | | | Mgmt | For | For | |
| 1.3 | Elect Jay V. Ihlenfeld | | | | Mgmt | For | For | |
| 1.4 | Elect Wetteny Joseph | | | | Mgmt | For | For | |
| 1.5 | Elect Susan L. Main | | | | Mgmt | For | For | |
| 1.6 | Elect Guillermo Novo | | | | Mgmt | For | For | |
| 1.7 | Elect Jerome A. Peribere | | | | Mgmt | For | For | |
| 1.8 | Elect Ricky C. Sandler | | | | Mgmt | For | For | |
| 1.9 | Elect Janice J. Teal | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Approval of the 2021 Omnibus Incentive Compensation Plan | Mgmt | For | For | |
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Atlassian Corporation Plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TEAM | CUSIP G06242104 | | | | 12/03/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Remuneration Report | | | | Mgmt | For | For | |
| 3 | Appointment of Auditor | | | | Mgmt | For | For | |
| 4 | Authority to Set Auditor's Fees | | | | Mgmt | For | For | |
| 5 | Elect Shona L. Brown | | | | Mgmt | For | For | |
| 6 | Elect Michael Cannon-Brookes | | | | Mgmt | For | For | |
| 7 | Elect Scott Farquhar | | | | Mgmt | For | For | |
| 8 | Elect Heather Mirjahangir Fernandez | | Mgmt | For | For | |
| 9 | Elect Sasan Goodarzi | | | | Mgmt | For | For | |
| 10 | Elect Jay Parikh | | | | Mgmt | For | For | |
| 11 | Elect Enrique T. Salem | | | | Mgmt | For | For | |
| 12 | Elect Steven J. Sordello | | | | Mgmt | For | For | |
| 13 | Elect Richard Wong | | | | Mgmt | For | For | |
| 14 | Authority to Repurchase Shares Off-Market | | Mgmt | For | For | |
| 15 | Authority to Repurchase Shares (Securities Restriction Agreement Buyback) | Mgmt | For | Against | |
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Baxter International Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BAX | CUSIP 071813109 | | | | 05/04/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Jose E. Almeida | | | | Mgmt | For | For | |
| 2 | Elect Thomas F. Chen | | | | Mgmt | For | For | |
| 3 | Elect John D. Forsyth | | | | Mgmt | For | For | |
| 4 | Elect Peter S. Hellman | | | | Mgmt | For | For | |
| 5 | Elect Michael F. Mahoney | | | | Mgmt | For | For | |
| 6 | Elect Patricia Morrison | | | | Mgmt | For | For | |
| 7 | Elect Stephen N. Oesterle | | | | Mgmt | For | For | |
| 8 | Elect Catherine R. Smith | | | | Mgmt | For | For | |
| 9 | Elect Thomas T. Stallkamp | | | | Mgmt | For | For | |
| 10 | Elect Albert P.L. Stroucken | | | | Mgmt | For | For | |
| 11 | Elect Amy M. Wendell | | | | Mgmt | For | For | |
| 12 | Elect David S. Wilkes | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Approval of the 2021 Incentive Plan | | | Mgmt | For | For | |
| 16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |
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Becton, Dickinson and Company | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BDX | CUSIP 075887109 | | | | 01/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Catherine M. Burzik | | | | Mgmt | For | For | |
| 2 | Elect R. Andrew Eckert | | | | Mgmt | For | For | |
| 3 | Elect Vincent A. Forlenza | | | | Mgmt | For | For | |
| 4 | Elect Claire M. Fraser | | | | Mgmt | For | For | |
| 5 | Elect Jeffrey W. Henderson | | | | Mgmt | For | For | |
| 6 | Elect Christopher Jones | | | | Mgmt | For | For | |
| 7 | Elect Marshall O. Larsen | | | | Mgmt | For | For | |
| 8 | Elect David F. Melcher | | | | Mgmt | For | For | |
| 9 | Elect Thomas E. Polen | | | | Mgmt | For | For | |
| 10 | Elect Claire Pomeroy | | | | Mgmt | For | For | |
| 11 | Elect Rebecca W. Rimel | | | | Mgmt | For | For | |
| 12 | Elect Timothy M. Ring | | | | Mgmt | For | For | |
| 13 | Elect Bertram L. Scott | | | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | |
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BlackRock, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BLK | CUSIP 09247X101 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Bader M. Alsaad | | | | Mgmt | For | For | |
| 2 | Elect Pamela Daley | | | | Mgmt | For | For | |
| 3 | Elect Jessica P. Einhorn | | | | Mgmt | For | For | |
| 4 | Elect Laurence D. Fink | | | | Mgmt | For | For | |
| 5 | Elect William E. Ford | | | | Mgmt | For | For | |
| 6 | Elect Fabrizio Freda | | | | Mgmt | For | For | |
| 7 | Elect Murry S. Gerber | | | | Mgmt | For | For | |
| 8 | Elect Margaret L. Johnson | | | | Mgmt | For | For | |
| 9 | Elect Robert S. Kapito | | | | Mgmt | For | For | |
| 10 | Elect Cheryl D. Mills | | | | Mgmt | For | For | |
| 11 | Elect Gordon M. Nixon | | | | Mgmt | For | For | |
| 12 | Elect Charles H. Robbins | | | | Mgmt | For | For | |
| 13 | Elect Marco Antonio Slim Domit | | | | Mgmt | For | For | |
| 14 | Elect Hans Vestberg | | | | Mgmt | For | For | |
| 15 | Elect Susan L. Wagner | | | | Mgmt | For | For | |
| 16 | Elect Mark Wilson | | | | Mgmt | For | For | |
| 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 18 | Ratification of Auditor | | | | Mgmt | For | For | |
| 19 | Charter Amendment to Permit Shareholders to Call Special Meetings | Mgmt | For | For | |
| 20 | Charter Amendment to Eliminate Supermajority Voting Requirements | Mgmt | For | For | |
| 21 | Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions | Mgmt | For | For | |
| 22 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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Brookfield Asset Management Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BAM.A | CUSIP 112585104 | | | | 06/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect M. Elyse Allan | | | | Mgmt | For | For | |
| 1.2 | Elect Angela F. Braly | | | | Mgmt | For | For | |
| 1.3 | Elect Janice Fukakusa | | | | Mgmt | For | For | |
| 1.4 | Elect V. Maureen Kempston Darkes | | Mgmt | For | For | |
| 1.5 | Elect Frank J. McKenna | | | | Mgmt | For | For | |
| 1.6 | Elect Hutham S. Olayan | | | | Mgmt | For | For | |
| 1.7 | Elect Seek Ngee Huat | | | | Mgmt | For | For | |
| 1.8 | Elect Diana L. Taylor | | | | Mgmt | For | For | |
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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CDW Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CDW | CUSIP 12514G108 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Virginia C. Addicott | | | | Mgmt | For | For | |
| 2 | Elect James A. Bell | | | | Mgmt | For | For | |
| 3 | Elect Lynda M. Clarizio | | | | Mgmt | For | For | |
| 4 | Elect Paul J. Finnegan | | | | Mgmt | For | For | |
| 5 | Elect Anthony Foxx | | | | Mgmt | For | For | |
| 6 | Elect Christine A. Leahy | | | | Mgmt | For | For | |
| 7 | Elect Sanjay Mehrotra | | | | Mgmt | For | For | |
| 8 | Elect David W. Nelms | | | | Mgmt | For | For | |
| 9 | Elect Joseph R. Swedish | | | | Mgmt | For | For | |
| 10 | Elect Donna F. Zarcone | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Elimination of Supermajority Requirement | | Mgmt | For | For | |
| 14 | Amendment to Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | Mgmt | For | For | |
| 15 | Approval of the 2021 Long-Term Incentive Plan | | Mgmt | For | For | |
| 16 | Amendment to the Coworker Stock Purchase Plan | Mgmt | For | For | |
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Chewy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CHWY | CUSIP 16679L109 | | | | 07/14/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Raymond Svider | | | | Mgmt | For | Against | |
| 1.2 | Elect Sharon McCollam | | | | Mgmt | For | For | |
| 1.3 | Elect J.K. Symancyk | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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Citigroup Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| C | CUSIP 172967424 | | | | 04/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Ellen M. Costello | | | | Mgmt | For | For | |
| 2 | Elect Grace E. Dailey | | | | Mgmt | For | For | |
| 3 | Elect Barbara J. Desoer | | | | Mgmt | For | For | |
| 4 | Elect John C. Dugan | | | | Mgmt | For | For | |
| 5 | Elect Jane N. Fraser | | | | Mgmt | For | For | |
| 6 | Elect Duncan P. Hennes | | | | Mgmt | For | For | |
| 7 | Elect Peter B. Henry | | | | Mgmt | For | For | |
| 8 | Elect S. Leslie Ireland | | | | Mgmt | For | For | |
| 9 | Elect Lew W. Jacobs, IV | | | | Mgmt | For | For | |
| 10 | Elect Renee J. James | | | | Mgmt | For | For | |
| 11 | Elect Gary M. Reiner | | | | Mgmt | For | For | |
| 12 | Elect Diana L. Taylor | | | | Mgmt | For | For | |
| 13 | Elect James S. Turley | | | | Mgmt | For | For | |
| 14 | Elect Deborah C. Wright | | | | Mgmt | For | For | |
| 15 | Elect Alexander R. Wynaendts | | | | Mgmt | For | For | |
| 16 | Elect Ernesto Zedillo Ponce de Leon | | Mgmt | For | For | |
| 17 | Ratification of Auditor | | | | Mgmt | For | For | |
| 18 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 19 | Amendment to the 2019 Stock Incentive Plan | | Mgmt | For | For | |
| 20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |
| 21 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |
| 22 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |
| 23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |
| 24 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |
| 25 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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CME Group Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CME | CUSIP 12572Q105 | | | | 05/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Terrence A. Duffy | | | | Mgmt | For | For | |
| 2 | Elect Timothy S. Bitsberger | | | | Mgmt | For | For | |
| 3 | Elect Charles P. Carey | | | | Mgmt | For | For | |
| 4 | Elect Dennis H. Chookaszian | | | | Mgmt | For | For | |
| 5 | Elect Bryan T. Durkin | | | | Mgmt | For | For | |
| 6 | Elect Ana Dutra | | | | Mgmt | For | For | |
| 7 | Elect Martin J. Gepsman | | | | Mgmt | For | For | |
| 8 | Elect Larry G. Gerdes | | | | Mgmt | For | For | |
| 9 | Elect Daniel R. Glickman | | | | Mgmt | For | For | |
| 10 | Elect Daniel G. Kaye | | | | Mgmt | For | For | |
| 11 | Elect Phyllis M. Lockett | | | | Mgmt | For | Against | |
| 12 | Elect Deborah J. Lucas | | | | Mgmt | For | For | |
| 13 | Elect Terry L. Savage | | | | Mgmt | For | For | |
| 14 | Elect Rahael Seifu | | | | Mgmt | For | For | |
| 15 | Elect William R. Shepard | | | | Mgmt | For | For | |
| 16 | Elect Howard J. Siegel | | | | Mgmt | For | For | |
| 17 | Elect Dennis A. Suskind | | | | Mgmt | For | For | |
| 18 | Ratification of Auditor | | | | Mgmt | For | For | |
| 19 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Costco Wholesale Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| COST | CUSIP 22160K105 | | | | 01/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Susan L. Decker | | | | Mgmt | For | For | |
| 1.2 | Elect Kenneth D. Denman | | | | Mgmt | For | For | |
| 1.3 | Elect Richard A. Galanti | | | | Mgmt | For | Against | |
| 1.4 | Elect W. Craig Jelinek | | | | Mgmt | For | For | |
| 1.5 | Elect Sally Jewell | | | | Mgmt | For | For | |
| 1.6 | Elect Charles T. Munger | | | | Mgmt | For | For | |
| 1.7 | Elect Jeffrey S. Raikes | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Duck Creek Technologies, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DCT | CUSIP 264120106 | | | | 03/12/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Charles E. Moran | | | | Mgmt | For | Against | |
| 1.2 | Elect Stuart Nicoll | | | | Mgmt | For | Against | |
| 1.3 | Elect Jason A. Wright | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
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Equifax Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EFX | CUSIP 294429105 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mark W. Begor | | | | Mgmt | For | For | |
| 2 | Elect Mark L. Feidler | | | | Mgmt | For | For | |
| 3 | Elect G. Thomas Hough | | | | Mgmt | For | For | |
| 4 | Elect Robert D. Marcus | | | | Mgmt | For | For | |
| 5 | Elect Scott A. McGregor | | | | Mgmt | For | For | |
| 6 | Elect John A. McKinley | | | | Mgmt | For | For | |
| 7 | Elect Robert W. Selander | | | | Mgmt | For | For | |
| 8 | Elect Melissa D. Smith | | | | Mgmt | For | For | |
| 9 | Elect Audrey Boone Tillman | | | | Mgmt | For | For | |
| 10 | Elect Heather H. Wilson | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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Expedia Group, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EXPE | CUSIP 30212P303 | | | | 06/09/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Samuel Altman | | | | Mgmt | For | For | |
| 2 | Elect Beverly Anderson | | | | Mgmt | For | For | |
| 3 | Elect Susan C. Athey | | | | Mgmt | For | For | |
| 4 | Elect Chelsea Clinton | | | | Mgmt | For | Against | |
| 5 | Elect Barry Diller | | | | Mgmt | For | For | |
| 6 | Elect Jon T. Gieselman | | | | Mgmt | For | For | |
| 7 | Elect Craig A. Jacobson | | | | Mgmt | For | Against | |
| 8 | Elect Peter M. Kern | | | | Mgmt | For | For | |
| 9 | Elect Dara Khosrowshahi | | | | Mgmt | For | Against | |
| 10 | Elect Patricia Menendez-Cambo | | | | Mgmt | For | For | |
| 11 | Elect Gregory K. Mondre | | | | Mgmt | For | For | |
| 12 | Elect David Sambur | | | | Mgmt | For | For | |
| 13 | Elect Alexander von Furstenberg | | | | Mgmt | For | For | |
| 14 | Elect Julie Whalen | | | | Mgmt | For | For | |
| 15 | Amendment to the 2013 Employee Stock Purchase Plan and 2013 International Employee Stock Purchase Plan | Mgmt | For | For | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |
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Facebook, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| FB | CUSIP 30303M102 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Peggy Alford | | | | Mgmt | For | Against | |
| 1.2 | Elect Marc L. Andreessen | | | | Mgmt | For | Against | |
| 1.3 | Elect Andrew W. Houston | | | | Mgmt | For | For | |
| 1.4 | Elect Nancy Killefer | | | | Mgmt | For | For | |
| 1.5 | Elect Robert M. Kimmitt | | | | Mgmt | For | For | |
| 1.6 | Elect Sheryl K. Sandberg | | | | Mgmt | For | For | |
| 1.7 | Elect Peter A. Thiel | | | | Mgmt | For | For | |
| 1.8 | Elect Tracey T. Travis | | | | Mgmt | For | For | |
| 1.9 | Elect Mark Zuckerberg | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Amendment to the Director Compensation Policy | Mgmt | For | Against | |
| 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |
| 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |
| 6 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | |
| 7 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | Against | |
| 8 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | ShrHoldr | Against | Against | |
| 9 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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Fidelity National Information Services, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| FIS | CUSIP 31620M106 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Ellen R. Alemany | | | | Mgmt | For | For | |
| 2 | Elect Jeffrey A. Goldstein | | | | Mgmt | For | For | |
| 3 | Elect Lisa A. Hook | | | | Mgmt | For | Against | |
| 4 | Elect Keith W. Hughes | | | | Mgmt | For | For | |
| 5 | Elect Gary L. Lauer | | | | Mgmt | For | For | |
| 6 | Elect Gary A. Norcross | | | | Mgmt | For | For | |
| 7 | Elect Louise M. Parent | | | | Mgmt | For | For | |
| 8 | Elect Brian T. Shea | | | | Mgmt | For | For | |
| 9 | Elect James B. Stallings, Jr. | | | | Mgmt | For | For | |
| 10 | Elect Jeffrey E. Stiefler | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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Gilead Sciences, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GILD | CUSIP 375558103 | | | | 05/12/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Jacqueline K. Barton | | | | Mgmt | For | For | |
| 2 | Elect Jeffrey A. Bluestone | | | | Mgmt | For | For | |
| 3 | Elect Sandra J. Horning | | | | Mgmt | For | For | |
| 4 | Elect Kelly A. Kramer | | | | Mgmt | For | For | |
| 5 | Elect Kevin E. Lofton | | | | Mgmt | For | For | |
| 6 | Elect Harish Manwani | | | | Mgmt | For | For | |
| 7 | Elect Daniel P. O'Day | | | | Mgmt | For | For | |
| 8 | Elect Javier J. Rodriguez | | | | Mgmt | For | For | |
| 9 | Elect Anthony Welters | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |
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Humana Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HUM | CUSIP 444859102 | | | | 04/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kurt J. Hilzinger | | | | Mgmt | For | For | |
| 2 | Elect Raquel C. Bono | | | | Mgmt | For | For | |
| 3 | Elect Bruce D. Broussard | | | | Mgmt | For | For | |
| 4 | Elect Frank A. D'Amelio | | | | Mgmt | For | For | |
| 5 | Elect Wayne A.I. Frederick | | | | Mgmt | For | For | |
| 6 | Elect John W. Garratt | | | | Mgmt | For | For | |
| 7 | Elect David A. Jones Jr. | | | | Mgmt | For | For | |
| 8 | Elect Karen W. Katz | | | | Mgmt | For | For | |
| 9 | Elect Marcy S. Klevorn | | | | Mgmt | For | For | |
| 10 | Elect William J. McDonald | | | | Mgmt | For | For | |
| 11 | Elect Jorge S. Mesquita | | | | Mgmt | For | For | |
| 12 | Elect James J. O'Brien | | | | Mgmt | For | For | |
| 13 | Elect Marissa T. Peterson | | | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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IHS Markit Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| INFO | CUSIP G47567105 | | | | 03/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Merger with S&P Global | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | |
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IHS Markit Ltd. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| INFO | CUSIP G47567105 | | | | 05/05/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Lance Uggla | | | | Mgmt | For | For | |
| 2 | Elect John Browne | | | | Mgmt | For | For | |
| 3 | Elect Dinyar S. Devitre | | | | Mgmt | For | For | |
| 4 | Elect Ruann F. Ernst | | | | Mgmt | For | For | |
| 5 | Elect Jacques Esculier | | | | Mgmt | For | For | |
| 6 | Elect Gay Huey Evans | | | | Mgmt | For | For | |
| 7 | Elect William E. Ford | | | | Mgmt | For | For | |
| 8 | Elect Nicoletta Giadrossi | | | | Mgmt | For | For | |
| 9 | Elect Robert P. Kelly | | | | Mgmt | For | For | |
| 10 | Elect Deborah D. McWhinney | | | | Mgmt | For | For | |
| 11 | Elect Jean-Paul L. Montupet | | | | Mgmt | For | For | |
| 12 | Elect Deborah Keiko Orida | | | | Mgmt | For | For | |
| 13 | Elect James A. Rosenthal | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Ratification of Auditor | | | | Mgmt | For | For | |
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Intuit Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| INTU | CUSIP 461202103 | | | | 01/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Eve Burton | | | | Mgmt | For | For | |
| 2 | Elect Scott D. Cook | | | | Mgmt | For | For | |
| 3 | Elect Richard Dalzell | | | | Mgmt | For | For | |
| 4 | Elect Sasan Goodarzi | | | | Mgmt | For | For | |
| 5 | Elect Deborah Liu | | | | Mgmt | For | For | |
| 6 | Elect Tekedra Mawakana | | | | Mgmt | For | For | |
| 7 | Elect Suzanne Nora Johnson | | | | Mgmt | For | For | |
| 8 | Elect Dennis D. Powell | | | | Mgmt | For | For | |
| 9 | Elect Brad D. Smith | | | | Mgmt | For | For | |
| 10 | Elect Thomas J. Szkutak | | | | Mgmt | For | For | |
| 11 | Elect Raul Vazquez | | | | Mgmt | For | For | |
| 12 | Elect Jeff Weiner | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
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Johnson & Johnson | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| JNJ | CUSIP 478160104 | | | | 04/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mary C. Beckerle | | | | Mgmt | For | For | |
| 2 | Elect D. Scott Davis | | | | Mgmt | For | For | |
| 3 | Elect Ian E.L. Davis | | | | Mgmt | For | For | |
| 4 | Elect Jennifer A. Doudna | | | | Mgmt | For | For | |
| 5 | Elect Alex Gorsky | | | | Mgmt | For | For | |
| 6 | Elect Marillyn A. Hewson | | | | Mgmt | For | For | |
| 7 | Elect Hubert Joly | | | | Mgmt | For | For | |
| 8 | Elect Mark B. McClellan | | | | Mgmt | For | For | |
| 9 | Elect Anne Mulcahy | | | | Mgmt | For | For | |
| 10 | Elect Charles Prince | | | | Mgmt | For | Against | |
| 11 | Elect A. Eugene Washington | | | | Mgmt | For | For | |
| 12 | Elect Mark A. Weinberger | | | | Mgmt | For | For | |
| 13 | Elect Nadja Y. West | | | | Mgmt | For | For | |
| 14 | Elect Ronald A. Williams | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
| 17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |
| 19 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Against | Against | |
| 20 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Against | |
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Keurig Dr Pepper Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| KDP | CUSIP 49271V100 | | | | 06/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Robert J. Gamgort | | | | Mgmt | For | For | |
| 2 | Elect Olivier Goudet | | | | Mgmt | For | For | |
| 3 | Elect Peter Harf | | | | Mgmt | For | For | |
| 4 | Elect Juliette Hickman | | | | Mgmt | For | For | |
| 5 | Elect Genevieve Hovde | | | | Mgmt | For | For | |
| 6 | Elect Paul S. Michaels | | | | Mgmt | For | For | |
| 7 | Elect Pamela H. Patsley | | | | Mgmt | For | For | |
| 8 | Elect Gerhard Pleuhs | | | | Mgmt | Abstain | For | |
| 9 | Elect Lubomira Rochet | | | | Mgmt | For | For | |
| 10 | Elect Debra A. Sandler | | | | Mgmt | For | For | |
| 11 | Elect Robert S. Singer | | | | Mgmt | For | For | |
| 12 | Elect Justine Tan | | | | Mgmt | For | For | |
| 13 | Elect Nelson Urdaneta | | | | Mgmt | For | For | |
| 14 | Elect Larry D. Young | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
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L3Harris Technologies, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| LHX | CUSIP 502431109 | | | | 04/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Sallie B. Bailey | | | | Mgmt | For | For | |
| 2 | Elect William M. Brown | | | | Mgmt | For | For | |
| 3 | Elect Peter W. Chiarelli | | | | Mgmt | For | For | |
| 4 | Elect Thomas A. Corcoran | | | | Mgmt | For | For | |
| 5 | Elect Thomas A. Dattilo | | | | Mgmt | For | For | |
| 6 | Elect Roger Fradin | | | | Mgmt | For | For | |
| 7 | Elect Lewis Hay III | | | | Mgmt | For | For | |
| 8 | Elect Lewis Kramer | | | | Mgmt | For | For | |
| 9 | Elect Christopher E. Kubasik | | | | Mgmt | For | For | |
| 10 | Elect Rita S. Lane | | | | Mgmt | For | For | |
| 11 | Elect Robert B. Millard | | | | Mgmt | For | For | |
| 12 | Elect Lloyd W. Newton | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
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McDonald's Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MCD | CUSIP 580135101 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Lloyd H. Dean | | | | Mgmt | For | For | |
| 2 | Elect Robert A. Eckert | | | | Mgmt | For | For | |
| 3 | Elect Catherine Engelbert | | | | Mgmt | For | For | |
| 4 | Elect Margaret H. Georgiadis | | | | Mgmt | For | For | |
| 5 | Elect Enrique Hernandez, Jr. | | | | Mgmt | For | Against | |
| 6 | Elect Christopher Kempczinski | | | | Mgmt | For | For | |
| 7 | Elect Richard H. Lenny | | | | Mgmt | For | Against | |
| 8 | Elect John Mulligan | | | | Mgmt | For | For | |
| 9 | Elect Sheila A. Penrose | | | | Mgmt | For | For | |
| 10 | Elect John W. Rogers, Jr. | | | | Mgmt | For | For | |
| 11 | Elect Paul S. Walsh | | | | Mgmt | For | For | |
| 12 | Elect Miles D. White | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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Medtronic Plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MDT | CUSIP G5960L103 | | | | 12/11/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Richard H. Anderson | | | | Mgmt | For | For | |
| 2 | Elect Craig Arnold | | | | Mgmt | For | For | |
| 3 | Elect Scott C. Donnelly | | | | Mgmt | For | For | |
| 4 | Elect Andrea J. Goldsmith | | | | Mgmt | For | For | |
| 5 | Elect Randall J. Hogan, III | | | | Mgmt | For | For | |
| 6 | Elect Michael O. Leavitt | | | | Mgmt | For | For | |
| 7 | Elect James T. Lenehan | | | | Mgmt | For | For | |
| 8 | Elect Kevin E. Lofton | | | | Mgmt | For | For | |
| 9 | Elect Geoffrey S. Martha | | | | Mgmt | For | For | |
| 10 | Elect Elizabeth G. Nabel | | | | Mgmt | For | For | |
| 11 | Elect Denise M. O'Leary | | | | Mgmt | For | For | |
| 12 | Elect Kendall J. Powell | | | | Mgmt | For | Against | |
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 17 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
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Microsoft Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MSFT | CUSIP 594918104 | | | | 12/02/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Reid G. Hoffman | | | | Mgmt | For | For | |
| 2 | Elect Hugh F. Johnston | | | | Mgmt | For | For | |
| 3 | Elect Teri L. List-Stoll | | | | Mgmt | For | For | |
| 4 | Elect Satya Nadella | | | | Mgmt | For | For | |
| 5 | Elect Sandra E. Peterson | | | | Mgmt | For | For | |
| 6 | Elect Penny S. Pritzker | | | | Mgmt | For | For | |
| 7 | Elect Charles W. Scharf | | | | Mgmt | For | For | |
| 8 | Elect Arne M. Sorenson | | | | Mgmt | For | For | |
| 9 | Elect John W. Stanton | | | | Mgmt | For | For | |
| 10 | Elect John W. Thompson | | | | Mgmt | For | For | |
| 11 | Elect Emma N. Walmsley | | | | Mgmt | For | For | |
| 12 | Elect Padmasree Warrior | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |
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Mondelez International, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MDLZ | CUSIP 609207105 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Lewis W.K. Booth | | | | Mgmt | For | For | |
| 2 | Elect Charles E. Bunch | | | | Mgmt | For | For | |
| 3 | Elect Lois D. Juliber | | | | Mgmt | For | For | |
| 4 | Elect Peter W. May | | | | Mgmt | For | For | |
| 5 | Elect Jorge S. Mesquita | | | | Mgmt | For | For | |
| 6 | Elect Jane Hamilton Nielsen | | | | Mgmt | For | For | |
| 7 | Elect Fredric G. Reynolds | | | | Mgmt | For | For | |
| 8 | Elect Christiana Smith Shi | | | | Mgmt | For | For | |
| 9 | Elect Patrick T. Siewert | | | | Mgmt | For | For | |
| 10 | Elect Michael A. Todman | | | | Mgmt | For | For | |
| 11 | Elect Jean-Francois M. L. van Boxmeer | | Mgmt | For | For | |
| 12 | Elect Dirk Van de Put | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |
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NextEra Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NEE | CUSIP 65339F101 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Sherry S. Barrat | | | | Mgmt | For | For | |
| 2 | Elect James L. Camaren | | | | Mgmt | For | For | |
| 3 | Elect Kenneth B. Dunn | | | | Mgmt | For | For | |
| 4 | Elect Naren K. Gursahaney | | | | Mgmt | For | For | |
| 5 | Elect Kirk S. Hachigian | | | | Mgmt | For | For | |
| 6 | Elect Amy B. Lane | | | | Mgmt | For | For | |
| 7 | Elect David L. Porges | | | | Mgmt | For | For | |
| 8 | Elect James L. Robo | | | | Mgmt | For | For | |
| 9 | Elect Rudy E. Schupp | | | | Mgmt | For | For | |
| 10 | Elect John L. Skolds | | | | Mgmt | For | For | |
| 11 | Elect Lynn M. Utter | | | | Mgmt | For | For | |
| 12 | Elect Darryl L. Wilson | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Approval of the 2021 Long Term Incentive Plan | | Mgmt | For | For | |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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Nike, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NKE | CUSIP 654106103 | | | | 09/17/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Alan B. Graf, Jr. | | | | Mgmt | For | For | |
| 2 | Elect Peter B. Henry | | | | Mgmt | For | For | |
| 3 | Elect Michelle A. Peluso | | | | Mgmt | For | For | |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | |
| 6 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | |
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |
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PayPal Holdings, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| PYPL | CUSIP 70450Y103 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Rodney C. Adkins | | | | Mgmt | For | For | |
| 2 | Elect Jonathan Christodoro | | | | Mgmt | For | For | |
| 3 | Elect John J. Donahoe II | | | | Mgmt | For | For | |
| 4 | Elect David W. Dorman | | | | Mgmt | For | For | |
| 5 | Elect Belinda J. Johnson | | | | Mgmt | For | For | |
| 6 | Elect Gail J. McGovern | | | | Mgmt | For | For | |
| 7 | Elect Deborah M. Messemer | | | | Mgmt | For | For | |
| 8 | Elect David M. Moffett | | | | Mgmt | For | For | |
| 9 | Elect Ann M. Sarnoff | | | | Mgmt | For | For | |
| 10 | Elect Daniel H. Schulman | | | | Mgmt | For | For | |
| 11 | Elect Frank D. Yeary | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
| 15 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Against | For | |
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Peloton Interactive Inc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| PTON | CUSIP 70614W100 | | | | 12/09/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Erik Blachford | | | | Mgmt | For | Against | |
| 1.2 | Elect Howard Draft | | | | Mgmt | For | For | |
| 1.3 | Elect Pamela Thomas-Graham | | | | Mgmt | For | Against | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |
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salesforce.com, inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CRM | CUSIP 79466L302 | | | | 06/10/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Marc R. Benioff | | | | Mgmt | For | For | |
| 2 | Elect Craig A. Conway | | | | Mgmt | For | For | |
| 3 | Elect Parker Harris | | | | Mgmt | For | For | |
| 4 | Elect Alan G. Hassenfeld | | | | Mgmt | For | For | |
| 5 | Elect Neelie Kroes | | | | Mgmt | For | For | |
| 6 | Elect Colin L. Powell | | | | Mgmt | For | For | |
| 7 | Elect Sanford R. Robertson | | | | Mgmt | For | For | |
| 8 | Elect John V. Roos | | | | Mgmt | For | For | |
| 9 | Elect Robin L. Washington | | | | Mgmt | For | For | |
| 10 | Elect Maynard G. Webb | | | | Mgmt | For | For | |
| 11 | Elect Susan D. Wojcicki | | | | Mgmt | For | For | |
| 12 | Amendment to the 2013 Equity Incentive Plan | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | Against | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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SBA Communications Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SBAC | CUSIP 78410G104 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mary S. Chan | | | | Mgmt | For | For | |
| 2 | Elect George R. Krouse, Jr. | | | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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ServiceNow, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NOW | CUSIP 81762P102 | | | | 06/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Susan L. Bostrom | | | | Mgmt | For | For | |
| 2 | Elect Jonathan C. Chadwick | | | | Mgmt | For | For | |
| 3 | Elect Lawrence J Jackson, Jr. | | | | Mgmt | For | For | |
| 4 | Elect Frederic B. Luddy | | | | Mgmt | For | For | |
| 5 | Elect Jeffrey A. Miller | | | | Mgmt | For | For | |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 7 | Ratification of Auditor | | | | Mgmt | For | For | |
| 8 | Adoption of Shareholder Right to Call Special Meetings | Mgmt | For | For | |
| 9 | Approval of the 2021 Equity Incentive Plan | | Mgmt | For | For | |
| 10 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | |
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Spotify Technology S.A. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| SPOT | CUSIP L8681T102 | | | | 04/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 3 | Ratification of Board Acts | | | | Mgmt | For | For | |
| 4 | Elect Daniel Ek | | | | Mgmt | For | For | |
| 5 | Elect Martin Lorentzon | | | | Mgmt | For | For | |
| 6 | Elect Shishir S. Mehrotra | | | | Mgmt | For | For | |
| 7 | Elect Christopher P. Marshall | | | | Mgmt | For | Against | |
| 8 | Elect Barry McCarthy | | | | Mgmt | For | For | |
| 9 | Elect Heidi O'Neill | | | | Mgmt | For | For | |
| 10 | Elect Theodore A. Sarandos | | | | Mgmt | For | For | |
| 11 | Elect Thomas O. Staggs | | | | Mgmt | For | For | |
| 12 | Elect Cristina Stenbeck | | | | Mgmt | For | For | |
| 13 | Elect Mona K. Sutphen | | | | Mgmt | For | For | |
| 14 | Elect Padmasree Warrior | | | | Mgmt | For | For | |
| 15 | Appointment of Auditor | | | | Mgmt | For | For | |
| 16 | Directors' Fees | | | | Mgmt | For | For | |
| 17 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 18 | Authorization of Legal Formalities | | | Mgmt | For | For | |
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The Home Depot, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HD | CUSIP 437076102 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Gerard J. Arpey | | | | Mgmt | For | For | |
| 2 | Elect Ari Bousbib | | | | Mgmt | For | For | |
| 3 | Elect Jeffery H. Boyd | | | | Mgmt | For | For | |
| 4 | Elect Gregory D. Brenneman | | | | Mgmt | For | For | |
| 5 | Elect J. Frank Brown | | | | Mgmt | For | For | |
| 6 | Elect Albert P. Carey | | | | Mgmt | For | For | |
| 7 | Elect Helena B. Foulkes | | | | Mgmt | For | For | |
| 8 | Elect Linda R. Gooden | | | | Mgmt | For | For | |
| 9 | Elect Wayne M. Hewett | | | | Mgmt | For | For | |
| 10 | Elect Manuel Kadre | | | | Mgmt | For | For | |
| 11 | Elect Stephanie C. Linnartz | | | | Mgmt | For | For | |
| 12 | Elect Craig A. Menear | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Prison Labor | | ShrHoldr | Against | For | |
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Thermo Fisher Scientific Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TMO | CUSIP 883556102 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Marc N. Casper | | | | Mgmt | For | For | |
| 2 | Elect Nelson J. Chai | | | | Mgmt | For | For | |
| 3 | Elect C. Martin Harris | | | | Mgmt | For | For | |
| 4 | Elect Tyler Jacks | | | | Mgmt | For | For | |
| 5 | Elect R. Alexandra Keith | | | | Mgmt | For | For | |
| 6 | Elect Thomas J. Lynch | | | | Mgmt | For | For | |
| 7 | Elect Jim P. Manzi | | | | Mgmt | For | For | |
| 8 | Elect James C. Mullen | | | | Mgmt | For | For | |
| 9 | Elect Lars Rebien Sorensen | | | | Mgmt | For | For | |
| 10 | Elect Debora L. Spar | | | | Mgmt | For | For | |
| 11 | Elect Scott M. Sperling | | | | Mgmt | For | For | |
| 12 | Elect Dion J. Weisler | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
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Tradeweb Markets Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| TW | CUSIP 892672106 | | | | 05/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Paula B. Madoff | | | | Mgmt | For | Against | |
| 1.2 | Elect Thomas Pluta | | | | Mgmt | For | For | |
| 1.3 | Elect Brian West | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |
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Uber Technologies, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| UBER | CUSIP 90353T100 | | | | 05/10/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Ronald D. Sugar | | | | Mgmt | For | For | |
| 2 | Elect Revathi Advaithi | | | | Mgmt | For | For | |
| 3 | Elect Ursula M. Burns | | | | Mgmt | For | For | |
| 4 | Elect Robert A. Eckert | | | | Mgmt | For | For | |
| 5 | Elect Amanda Ginsberg | | | | Mgmt | For | For | |
| 6 | Elect Dara Kosorowshahi | | | | Mgmt | For | For | |
| 7 | Elect Wan Ling Martello | | | | Mgmt | For | For | |
| 8 | Elect Yasir bin Othman Al-Rumayyan | | Mgmt | For | For | |
| 9 | Elect John A. Thain | | | | Mgmt | For | For | |
| 10 | Elect David Trujillo | | | | Mgmt | For | For | |
| 11 | Elect Alexander R. Wynaendts | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Elimination of Supermajority Requirement | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |
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Union Pacific Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| UNP | CUSIP 907818108 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Andrew H. Card, Jr. | | | | Mgmt | For | For | |
| 2 | Elect William J. DeLaney | | | | Mgmt | For | For | |
| 3 | Elect David B. Dillon | | | | Mgmt | For | For | |
| 4 | Elect Lance M. Fritz | | | | Mgmt | For | For | |
| 5 | Elect Deborah C. Hopkins | | | | Mgmt | For | For | |
| 6 | Elect Jane H. Lute | | | | Mgmt | For | For | |
| 7 | Elect Michael R. McCarthy | | | | Mgmt | For | For | |
| 8 | Elect Thomas F. McLarty III | | | | Mgmt | For | For | |
| 9 | Elect Jose H. Villarreal | | | | Mgmt | For | For | |
| 10 | Elect Christopher J. Williams | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Approval of the 2021 Stock Incentive Plan | | Mgmt | For | For | |
| 14 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding EEO-1 Reporting | ShrHoldr | Against | Against | |
| 16 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |
| 17 | Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan | ShrHoldr | Against | For | |
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UnitedHealth Group Incorporated | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| UNH | CUSIP 91324P102 | | | | 06/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Richard T. Burke | | | | Mgmt | For | For | |
| 2 | Elect Timothy P. Flynn | | | | Mgmt | For | For | |
| 3 | Elect Stephen J. Hemsley | | | | Mgmt | For | For | |
| 4 | Elect Michele J. Hooper | | | | Mgmt | For | For | |
| 5 | Elect F. William McNabb, III | | | | Mgmt | For | For | |
| 6 | Elect Valerie C. Montgomery Rice | | | Mgmt | For | For | |
| 7 | Elect John H. Noseworthy | | | | Mgmt | For | For | |
| 8 | Elect Gail R. Wilensky | | | | Mgmt | For | For | |
| 9 | Elect Andrew Witty | | | | Mgmt | For | For | |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | |
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
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Visa Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| V | CUSIP 92826C839 | | | | 01/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Lloyd A. Carney | | | | Mgmt | For | For | |
| 2 | Elect Mary B. Cranston | | | | Mgmt | For | For | |
| 3 | Elect Francisco Javier Fernandez-Carbajal | | Mgmt | For | For | |
| 4 | Elect Alfred F. Kelly, Jr. | | | | Mgmt | For | For | |
| 5 | Elect Ramon L. Laguarta | | | | Mgmt | For | For | |
| 6 | Elect John F. Lundgren | | | | Mgmt | For | For | |
| 7 | Elect Robert W. Matschullat | | | | Mgmt | For | For | |
| 8 | Elect Denise M. Morrison | | | | Mgmt | For | For | |
| 9 | Elect Suzanne Nora Johnson | | | | Mgmt | For | For | |
| 10 | Elect Linda J. Rendle | | | | Mgmt | For | For | |
| 11 | Elect John A.C. Swainson | | | | Mgmt | For | For | |
| 12 | Elect Maynard G. Webb | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | |
| 16 | Shareholder Right to Call Special Meetings | | Mgmt | For | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Against | For | |
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Walmart Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WMT | CUSIP 931142103 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Cesar Conde | | | | Mgmt | For | For | |
| 2 | Elect Timothy P. Flynn | | | | Mgmt | For | For | |
| 3 | Elect Sarah Friar | | | | Mgmt | For | For | |
| 4 | Elect Carla A. Harris | | | | Mgmt | For | For | |
| 5 | Elect Thomas Horton | | | | Mgmt | For | For | |
| 6 | Elect Marissa A. Mayer | | | | Mgmt | For | For | |
| 7 | Elect C. Douglas McMillon | | | | Mgmt | For | For | |
| 8 | Elect Gregory B. Penner | | | | Mgmt | For | For | |
| 9 | Elect Steven S Reinemund | | | | Mgmt | For | For | |
| 10 | Elect Randall L. Stephenson | | | | Mgmt | For | For | |
| 11 | Elect S. Robson Walton | | | | Mgmt | For | For | |
| 12 | Elect Steuart Walton | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Refrigerants Report | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |
| 17 | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | ShrHoldr | Against | For | |
| 19 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | For | |
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Waste Management, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WM | CUSIP 94106L109 | | | | 05/11/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect James C. Fish, Jr. | | | | Mgmt | For | For | |
| 2 | Elect Andres R. Gluski | | | | Mgmt | For | For | |
| 3 | Elect Victoria M. Holt | | | | Mgmt | For | For | |
| 4 | Elect Kathleen M. Mazzarella | | | | Mgmt | For | For | |
| 5 | Elect Sean E. Menke | | | | Mgmt | For | For | |
| 6 | Elect William B. Plummer | | | | Mgmt | For | For | |
| 7 | Elect John C. Pope | | | | Mgmt | For | For | |
| 8 | Elect Maryrose T. Sylvester | | | | Mgmt | For | For | |
| 9 | Elect Thomas H. Weidemeyer | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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WEC Energy Group, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WEC | CUSIP 92939U106 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Curt S. Culver | | | | Mgmt | For | For | |
| 2 | Elect Danny L. Cunningham | | | | Mgmt | For | For | |
| 3 | Elect William M. Farrow III | | | | Mgmt | For | For | |
| 4 | Elect J. Kevin Fletcher | | | | Mgmt | For | For | |
| 5 | Elect Cristina A. Garcia-Thomas | | | | Mgmt | For | For | |
| 6 | Elect Maria C. Green | | | | Mgmt | For | For | |
| 7 | Elect Gale E. Klappa | | | | Mgmt | For | For | |
| 8 | Elect Thomas K. Lane | | | | Mgmt | For | For | |
| 9 | Elect Ulice Payne, Jr. | | | | Mgmt | For | For | |
| 10 | Elect Mary Ellen Stanek | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Amendment to the Omnibus Stock Incentive Plan | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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WEX Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WEX | CUSIP 96208T104 | | | | 06/04/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Nancy Altobello | | | | Mgmt | For | For | |
| 2 | Elect Bhavana Bartholf | | | | Mgmt | For | For | |
| 3 | Elect Derrick Roman | | | | Mgmt | For | For | |
| 4 | Elect Regina O. Sommer | | | | Mgmt | For | For | |
| 5 | Elect Jack VanWoerkom | | | | Mgmt | For | For | |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 7 | Amendment to the 2019 Equity and Incentive Plan | Mgmt | For | For | |
| 8 | Repeal of Classified Board | | | | Mgmt | For | For | |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | |
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Workday, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WDAY | CUSIP 98138H101 | | | | 06/08/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Aneel Bhusri | | | | Mgmt | For | For | |
| 1.2 | Elect Ann-Marie Campbell | | | | Mgmt | For | For | |
| 1.3 | Elect David A. Duffield | | | | Mgmt | For | For | |
| 1.4 | Elect Lee J. Styslinger III | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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Fund Name : Neuberger Berman Integrated Large Cap Fund | | | | | | | |
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7/1/2020 - 6/30/2021 | | | | | | | | | |
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Academy Sports and Outdoors, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ASO | CUSIP 00402L107 | | | | 06/03/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Brian T. Marley | | | | Mgmt | For | For | |
| 1.2 | Elect Thomas M. Nealon | | | | Mgmt | For | For | |
| 1.3 | Elect Nathaniel H. Taylor | | | | Mgmt | For | Against | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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Adobe Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ADBE | CUSIP 00724F101 | | | | 04/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Amy L. Banse | | | | Mgmt | For | For | |
| 2 | Elect Melanie Boulden | | | | Mgmt | For | For | |
| 3 | Elect Frank A. Calderoni | | | | Mgmt | For | For | |
| 4 | Elect James E. Daley | | | | Mgmt | For | For | |
| 5 | Elect Laura Desmond | | | | Mgmt | For | For | |
| 6 | Elect Shantanu Narayen | | | | Mgmt | For | For | |
| 7 | Elect Kathleen Oberg | | | | Mgmt | For | For | |
| 8 | Elect Dheeraj Pandey | | | | Mgmt | For | For | |
| 9 | Elect David A. Ricks | | | | Mgmt | For | For | |
| 10 | Elect Daniel Rosensweig | | | | Mgmt | For | For | |
| 11 | Elect John E. Warnock | | | | Mgmt | For | For | |
| 12 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Air Products and Chemicals, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| APD | CUSIP 009158106 | | | | 01/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Susan K. Carter | | | | Mgmt | For | For | |
| 2 | Elect Charles I. Cogut | | | | Mgmt | For | For | |
| 3 | Elect Lisa Davis | | | | Mgmt | For | For | |
| 4 | Elect Chadwick C. Deaton | | | | Mgmt | For | For | |
| 5 | Elect Seifi Ghasemi | | | | Mgmt | For | For | |
| 6 | Elect David H. Y. Ho | | | | Mgmt | For | For | |
| 7 | Elect Edward L. Monser | | | | Mgmt | For | For | |
| 8 | Elect Matthew H. Paull | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 10 | 2021 Long-Term Incentive Plan | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
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Alphabet Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GOOGL | CUSIP 02079K305 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Larry Page | | | | Mgmt | For | For | |
| 2 | Elect Sergey Brin | | | | Mgmt | For | For | |
| 3 | Elect Sundar Pichai | | | | Mgmt | For | For | |
| 4 | Elect John L. Hennessy | | | | Mgmt | For | For | |
| 5 | Elect Frances H. Arnold | | | | Mgmt | For | For | |
| 6 | Elect L. John Doerr | | | | Mgmt | For | Against | |
| 7 | Elect Roger W. Ferguson, Jr. | | | | Mgmt | For | For | |
| 8 | Elect Ann Mather | | | | Mgmt | For | Against | |
| 9 | Elect Alan R. Mulally | | | | Mgmt | For | For | |
| 10 | Elect K. Ram Shriram | | | | Mgmt | For | For | |
| 11 | Elect Robin L. Washington | | | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Approval of the 2021 Stock Plan | | | | Mgmt | For | Against | |
| 14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |
| 15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | ShrHoldr | Against | Against | |
| 19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | For | |
| 20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | For | |
| 21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
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Altice USA, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ATUS | CUSIP 02156K103 | | | | 06/16/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Patrick Drahi | | | | Mgmt | For | For | |
| 2 | Elect Gerrit Jan Bakker | | | | Mgmt | For | For | |
| 3 | Elect Manon Brouliette | | | | Mgmt | For | Against | |
| 4 | Elect David Drahi | | | | Mgmt | For | Against | |
| 5 | Elect Dexter Goei | | | | Mgmt | For | For | |
| 6 | Elect Mark Mullen | | | | Mgmt | For | For | |
| 7 | Elect Dennis Okhuijsen | | | | Mgmt | For | For | |
| 8 | Elect Charles Stewart | | | | Mgmt | For | For | |
| 9 | Elect Raymond Svider | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
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Amazon.com, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AMZN | CUSIP 023135106 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Jeffrey P. Bezos | | | | Mgmt | For | For | |
| 2 | Elect Keith B. Alexander | | | | Mgmt | For | For | |
| 3 | Elect Jamie S. Gorelick | | | | Mgmt | For | For | |
| 4 | Elect Daniel P. Huttenlocher | | | | Mgmt | For | For | |
| 5 | Elect Judith A. McGrath | | | | Mgmt | For | For | |
| 6 | Elect Indra K. Nooyi | | | | Mgmt | For | For | |
| 7 | Elect Jonathan J. Rubinstein | | | | Mgmt | For | For | |
| 8 | Elect Thomas O. Ryder | | | | Mgmt | For | For | |
| 9 | Elect Patricia Q. Stonesifer | | | | Mgmt | For | For | |
| 10 | Elect Wendell P. Weeks | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | |
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |
| 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |
| 19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | For | |
| 20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | |
| 21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
| 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |
| 23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | |
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American Homes 4 Rent | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AMH | CUSIP 02665T306 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kenneth M. Woolley | | | | Mgmt | For | For | |
| 2 | Elect David P. Singelyn | | | | Mgmt | For | For | |
| 3 | Elect Douglas N. Benham | | | | Mgmt | For | For | |
| 4 | Elect John Corrigan | | | | Mgmt | For | For | |
| 5 | Elect David Goldberg | | | | Mgmt | For | For | |
| 6 | Elect Tamara Hughes Gustavson | | | | Mgmt | For | For | |
| 7 | Elect Matthew J. Hart | | | | Mgmt | For | For | |
| 8 | Elect Michelle C. Kerrick | | | | Mgmt | For | For | |
| 9 | Elect James H. Kropp | | | | Mgmt | For | For | |
| 10 | Elect Lynn C. Swann | | | | Mgmt | For | For | |
| 11 | Elect Winifred Webb | | | | Mgmt | For | For | |
| 12 | Elect Jay Willoughby | | | | Mgmt | For | For | |
| 13 | Elect Matthew R. Zaist | | | | Mgmt | For | For | |
| 14 | Approval of the 2021 Equity Incentive Plan | | Mgmt | For | For | |
| 15 | Approval of the Employee Stock Purchase Plan | | Mgmt | For | For | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
| 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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American Tower Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AMT | CUSIP 03027X100 | | | | 05/26/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Thomas Bartlett | | | | Mgmt | For | For | |
| 2 | Elect Raymond P. Dolan | | | | Mgmt | For | For | |
| 3 | Elect Kenneth R. Frank | | | | Mgmt | For | For | |
| 4 | Elect Robert D. Hormats | | | | Mgmt | For | For | |
| 5 | Elect Gustavo Lara Cantu | | | | Mgmt | For | For | |
| 6 | Elect Grace D. Lieblein | | | | Mgmt | For | For | |
| 7 | Elect Craig Macnab | | | | Mgmt | For | For | |
| 8 | Elect JoAnn A. Reed | | | | Mgmt | For | For | |
| 9 | Elect Pamela D.A. Reeve | | | | Mgmt | For | For | |
| 10 | Elect David E. Sharbutt | | | | Mgmt | For | For | |
| 11 | Elect Bruce L. Tanner | | | | Mgmt | For | For | |
| 12 | Elect Samme L. Thompson | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | |
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AMETEK, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AME | CUSIP 031100100 | | | | 05/06/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Tod E. Carpenter | | | | Mgmt | For | For | |
| 2 | Elect Karleen M. Oberton | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | |
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Amphenol Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| APH | CUSIP 032095101 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Stanley L. Clark | | | | Mgmt | For | For | |
| 2 | Elect John D. Craig | | | | Mgmt | For | For | |
| 3 | Elect David P. Falck | | | | Mgmt | For | For | |
| 4 | Elect Edward G. Jepsen | | | | Mgmt | For | For | |
| 5 | Elect Rita S. Lane | | | | Mgmt | For | For | |
| 6 | Elect Robert A. Livingston | | | | Mgmt | For | For | |
| 7 | Elect Martin H. Loeffler | | | | Mgmt | For | For | |
| 8 | Elect R. Adam Norwitt | | | | Mgmt | For | For | |
| 9 | Elect Anne C. Wolff | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Amendment to the 2017 Stock Option Plan | | Mgmt | For | For | |
| 13 | Increase in Authorized Common Stock | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |
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Analog Devices, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ADI | CUSIP 032654105 | | | | 03/10/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Ray Stata | | | | Mgmt | For | For | |
| 2 | Elect Vincent Roche | | | | Mgmt | For | For | |
| 3 | Elect James A. Champy | | | | Mgmt | For | For | |
| 4 | Elect Anantha P. Chandrakasan | | | | Mgmt | For | For | |
| 5 | Elect Bruce R. Evans | | | | Mgmt | For | For | |
| 6 | Elect Edward H. Frank | | | | Mgmt | For | For | |
| 7 | Elect Laurie H. Glimcher | | | | Mgmt | For | For | |
| 8 | Elect Karen M. Golz | | | | Mgmt | For | For | |
| 9 | Elect Mark M. Little | | | | Mgmt | For | For | |
| 10 | Elect Kenton J. Sicchitano | | | | Mgmt | For | For | |
| 11 | Elect Susie Wee | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
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Analog Devices, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ADI | CUSIP 032654105 | | | | 10/08/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Merger/Acquisition | | | | Mgmt | For | For | |
| 2 | Right to Adjourn Meeting | | | | Mgmt | For | For | |
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Aon plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AON | CUSIP G0408V102 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Lester B. Knight | | | | Mgmt | For | For | |
| 2 | Elect Gregory C. Case | | | | Mgmt | For | For | |
| 3 | Elect Jin-Yong Cai | | | | Mgmt | For | For | |
| 4 | Elect Jeffrey C. Campbell | | | | Mgmt | For | For | |
| 5 | Elect Fulvio Conti | | | | Mgmt | For | For | |
| 6 | Elect Cheryl A. Francis | | | | Mgmt | For | For | |
| 7 | Elect J. Michael Losh | | | | Mgmt | For | For | |
| 8 | Elect Richard B. Myers | | | | Mgmt | For | For | |
| 9 | Elect Richard C. Notebaert | | | | Mgmt | For | For | |
| 10 | Elect Gloria Santona | | | | Mgmt | For | For | |
| 11 | Elect Byron O. Spruell | | | | Mgmt | For | For | |
| 12 | Elect Carolyn Y. Woo | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Appointment of Auditor | | | | Mgmt | For | For | |
| 16 | Authority to Set Auditor's Fees | | | | Mgmt | For | For | |
| 17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | For | For | |
| 18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | For | For | |
| 19 | Reduction in Share Premium Account | | Mgmt | For | For | |
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Aon plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AON | CUSIP G0408V102 | | | | 08/26/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Special | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | For | For | |
| 2 | Right to Adjourn Meeting | | | | Mgmt | For | For | |
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Apple Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AAPL | CUSIP 037833100 | | | | 02/23/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect James A. Bell | | | | Mgmt | For | For | |
| 2 | Elect Timothy D. Cook | | | | Mgmt | For | For | |
| 3 | Elect Albert A. Gore | | | | Mgmt | For | For | |
| 4 | Elect Andrea Jung | | | | Mgmt | For | For | |
| 5 | Elect Arthur D. Levinson | | | | Mgmt | For | For | |
| 6 | Elect Monica C. Lozano | | | | Mgmt | For | For | |
| 7 | Elect Ronald D. Sugar | | | | Mgmt | For | For | |
| 8 | Elect Susan L. Wagner | | | | Mgmt | For | For | |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |
| 12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Against | For | |
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ASML Holding N.V. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ASML | CUSIP N07059210 | | | | 04/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Remuneration Report | | | | Mgmt | For | Against | |
| 2 | Accounts and Reports | | | | Mgmt | For | For | |
| 3 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 4 | Ratification of Management Board Acts | | Mgmt | For | For | |
| 5 | Ratification of Supervisory Board Acts | | Mgmt | For | For | |
| 6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | |
| 7 | Management Board Remuneration Policy | | Mgmt | For | For | |
| 8 | Supervisory Board Remuneration Policy | | Mgmt | For | For | |
| 9 | Elect Birgit Conix to the Supervisory Board | | Mgmt | For | For | |
| 10 | Appointment of Auditor | | | | Mgmt | For | For | |
| 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 12 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | |
| 13 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |
| 14 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |
| 15 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 16 | Authority to Repurchase Additional Shares | | Mgmt | For | For | |
| 17 | Authority to Cancel Repurchased Shares | | Mgmt | For | For | |
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Assurant, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| AIZ | CUSIP 04621X108 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Elaine D. Rosen | | | | Mgmt | For | For | |
| 2 | Elect Paget L. Alves | | | | Mgmt | For | For | |
| 3 | Elect J. Braxton Carter | | | | Mgmt | For | For | |
| 4 | Elect Juan N. Cento | | | | Mgmt | For | For | |
| 5 | Elect Alan B. Colberg | | | | Mgmt | For | For | |
| 6 | Elect Harriet Edelman | | | | Mgmt | For | For | |
| 7 | Elect Lawrence V. Jackson | | | | Mgmt | For | For | |
| 8 | Elect Jean-Paul L. Montupet | | | | Mgmt | For | For | |
| 9 | Elect Debra J. Perry | | | | Mgmt | For | For | |
| 10 | Elect Ognjen Redzic | | | | Mgmt | For | For | |
| 11 | Elect Paul J. Reilly | | | | Mgmt | For | For | |
| 12 | Elect Robert W. Stein | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Amendment to the 2017 Long Term Equity Incentive Plan | Mgmt | For | For | |
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Bank OZK | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| OZK | CUSIP 06417N103 | | | | 05/03/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Nicholas Brown | | | | Mgmt | For | For | |
| 2 | Elect Paula H.J. Cholmondeley | | | | Mgmt | For | For | |
| 3 | Elect Beverly Cole | | | | Mgmt | For | For | |
| 4 | Elect Robert East | | | | Mgmt | For | For | |
| 5 | Elect Kathleen Franklin | | | | Mgmt | For | For | |
| 6 | Elect Catherine B. Freedberg | | | | Mgmt | For | For | |
| 7 | Elect Jeffrey Gearhart | | | | Mgmt | For | For | |
| 8 | Elect George Gleason | | | | Mgmt | For | For | |
| 9 | Elect Peter Kenny | | | | Mgmt | For | For | |
| 10 | Elect William A. Koefoed, Jr. | | | | Mgmt | For | For | |
| 11 | Elect Christopher Orndorff | | | | Mgmt | For | For | |
| 12 | Elect Steven Sadoff | | | | Mgmt | For | For | |
| 13 | Elect Ross Whipple | | | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
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Berkshire Hathaway Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BRKA | CUSIP 084670108 | | | | 05/01/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Warren E. Buffett | | | | Mgmt | For | For | |
| 1.2 | Elect Charles T. Munger | | | | Mgmt | For | For | |
| 1.3 | Elect Gregory E. Abel | | | | Mgmt | For | For | |
| 1.4 | Elect Howard G. Buffett | | | | Mgmt | For | For | |
| 1.5 | Elect Stephen B. Burke | | | | Mgmt | For | For | |
| 1.6 | Elect Kenneth I. Chenault | | | | Mgmt | For | For | |
| 1.7 | Elect Susan L. Decker | | | | Mgmt | For | Against | |
| 1.8 | Elect David S. Gottesman | | | | Mgmt | For | Against | |
| 1.9 | Elect Charlotte Guyman | | | | Mgmt | For | For | |
| 1.10 | Elect Ajit Jain | | | | Mgmt | For | For | |
| 1.11 | Elect Thomas S. Murphy | | | | Mgmt | For | Against | |
| 1.12 | Elect Ronald L. Olson | | | | Mgmt | For | For | |
| 1.13 | Elect Walter Scott, Jr. | | | | Mgmt | For | Against | |
| 1.14 | Elect Meryl B. Witmer | | | | Mgmt | For | Against | |
| 2 | Shareholder Proposal Regarding Climate Report | ShrHoldr | Against | Against | |
| 3 | Shareholder Proposal Regarding Diversity and Inclusion Reports | ShrHoldr | Against | Against | |
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BJ's Wholesale Club Holdings, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| BJ | CUSIP 05550J101 | | | | 06/17/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Christopher J. Baldwin | | | | Mgmt | For | For | |
| 1.2 | Elect Ken Parent | | | | Mgmt | For | For | |
| 1.3 | Elect Robert A. Steele | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Cable One, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CABO | CUSIP 12685J105 | | | | 05/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Thomas S. Gayner | | | | Mgmt | For | For | |
| 2 | Elect Deborah J. Kissire | | | | Mgmt | For | For | |
| 3 | Elect Thomas O. Might | | | | Mgmt | For | For | |
| 4 | Elect Kristine E. Miller | | | | Mgmt | For | For | |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Cabot Oil & Gas Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| COG | CUSIP 127097103 | | | | 04/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Dorothy M. Ables | | | | Mgmt | For | For | |
| 1.2 | Elect Rhys J. Best | | | | Mgmt | For | For | |
| 1.3 | Elect Robert S. Boswell | | | | Mgmt | For | For | |
| 1.4 | Elect Amanda M. Brock | | | | Mgmt | For | For | |
| 1.5 | Elect Peter B. Delaney | | | | Mgmt | For | For | |
| 1.6 | Elect Dan O. Dinges | | | | Mgmt | For | For | |
| 1.7 | Elect W. Matt Ralls | | | | Mgmt | For | For | |
| 1.8 | Elect Marcus A. Watts | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Cactus, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| WHD | CUSIP 127203107 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Michael Y. McGovern | | | | Mgmt | For | For | |
| 1.2 | Elect John (Andy) O'Donnell | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
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Caterpillar Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CAT | CUSIP 149123101 | | | | 06/09/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kelly A. Ayotte | | | | Mgmt | For | For | |
| 2 | Elect David L. Calhoun | | | | Mgmt | For | For | |
| 3 | Elect Daniel M. Dickinson | | | | Mgmt | For | For | |
| 4 | Elect Gerald Johnson | | | | Mgmt | For | For | |
| 5 | Elect David W. MacLennan | | | | Mgmt | For | For | |
| 6 | Elect Debra L. Reed-Klages | | | | Mgmt | For | For | |
| 7 | Elect Edward B. Rust, Jr. | | | | Mgmt | For | For | |
| 8 | Elect Susan C. Schwab | | | | Mgmt | For | For | |
| 9 | Elect D. James Umpleby III | | | | Mgmt | For | For | |
| 10 | Elect Miles D. White | | | | Mgmt | For | For | |
| 11 | Elect Rayford Wilkins Jr. | | | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Report on Net Zero Benchmark | ShrHoldr | Against | Against | |
| 15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |
| 16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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CBRE Group, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CBRE | CUSIP 12504L109 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Brandon B. Boze | | | | Mgmt | For | For | |
| 2 | Elect Beth F. Cobert | | | | Mgmt | For | For | |
| 3 | Elect Reginald H. Gilyard | | | | Mgmt | For | For | |
| 4 | Elect Shira D. Goodman | | | | Mgmt | For | For | |
| 5 | Elect Christopher T. Jenny | | | | Mgmt | For | For | |
| 6 | Elect Gerardo I. Lopez | | | | Mgmt | For | For | |
| 7 | Elect Oscar Munoz | | | | Mgmt | For | For | |
| 8 | Elect Robert E. Sulentic | | | | Mgmt | For | For | |
| 9 | Elect Laura D. Tyson | | | | Mgmt | For | For | |
| 10 | Elect Sanjiv Yajnik | | | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |
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CDK Global Inc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CDK | CUSIP 12508E101 | | | | 11/12/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Leslie A. Brun | | | | Mgmt | For | For | |
| 2 | Elect Willie A. Deese | | | | Mgmt | For | For | |
| 3 | Elect Amy J. Hillman | | | | Mgmt | For | For | |
| 4 | Elect Brian M. Krzanich | | | | Mgmt | For | For | |
| 5 | Elect Stephen A. Miles | | | | Mgmt | For | For | |
| 6 | Elect Robert E. Radway | | | | Mgmt | For | For | |
| 7 | Elect Stephen F. Schuckenbrock | | | | Mgmt | For | For | |
| 8 | Elect Frank S. Sowinski | | | | Mgmt | For | For | |
| 9 | Elect Eileen J. Voynick | | | | Mgmt | For | For | |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 11 | Ratification of Auditor | | | | Mgmt | For | For | |
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Check Point Software Technologies | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CHKP | CUSIP M22465104 | | | | 08/03/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Gil Shwed | | | | Mgmt | For | For | |
| 2 | Elect Jerry Ungerman | | | | Mgmt | For | For | |
| 3 | Elect Dan Propper | | | | Mgmt | For | For | |
| 4 | Elect Tal Shavit | | | | Mgmt | For | For | |
| 5 | Elect Eyal Waldman | | | | Mgmt | For | For | |
| 6 | Elect Shai Weiss | | | | Mgmt | For | For | |
| 7 | Elect Irwin Federman | | | | Mgmt | For | For | |
| 8 | Elect Ray Rothrock | | | | Mgmt | For | For | |
| 9 | Ratification of Auditor | | | | Mgmt | For | For | |
| 10 | Option Grant of CEO | | | | Mgmt | For | For | |
| 11 | Directors' Fees | | | | Mgmt | For | For | |
| 12 | Confirmation of Controlling Shareholder | | Mgmt | N/A | N/A | |
| 13 | Confirmation of Controlling Shareholder | | Mgmt | N/A | N/A | |
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Cheniere Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| LNG | CUSIP 16411R208 | | | | 05/13/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect G. Andrea Botta | | | | Mgmt | For | For | |
| 2 | Elect Jack A. Fusco | | | | Mgmt | For | For | |
| 3 | Elect Vicky A. Bailey | | | | Mgmt | For | For | |
| 4 | Elect Nuno Brandolini | | | | Mgmt | For | For | |
| 5 | Elect David B. Kilpatrick | | | | Mgmt | For | For | |
| 6 | Elect Sean T. Klimczak | | | | Mgmt | For | For | |
| 7 | Elect Andrew N. Langham | | | | Mgmt | For | For | |
| 8 | Elect Donald F. Robillard, Jr. | | | | Mgmt | For | For | |
| 9 | Elect Neal A. Shear | | | | Mgmt | For | For | |
| 10 | Elect Andrew J. Teno | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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Cisco Systems, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CSCO | CUSIP 17275R102 | | | | 12/10/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect M. Michele Burns | | | | Mgmt | For | For | |
| 2 | Elect Wesley G. Bush | | | | Mgmt | For | For | |
| 3 | Elect Michael D. Capellas | | | | Mgmt | For | For | |
| 4 | Elect Mark Garrett | | | | Mgmt | For | For | |
| 5 | Elect Kristina M. Johnson | | | | Mgmt | For | For | |
| 6 | Elect Roderick C. McGeary | | | | Mgmt | For | For | |
| 7 | Elect Charles H. Robbins | | | | Mgmt | For | For | |
| 8 | Elect Arun Sarin | | | | Mgmt | For | Against | |
| 9 | Elect Brenton L. Saunders | | | | Mgmt | For | For | |
| 10 | Elect Lisa T. Su | | | | Mgmt | For | For | |
| 11 | Reincorporation from California to Delaware | | Mgmt | For | For | |
| 12 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | |
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Citizens Financial Group, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CFG | CUSIP 174610105 | | | | 04/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Bruce Van Saun | | | | Mgmt | For | For | |
| 2 | Elect Lee Alexander | | | | Mgmt | For | For | |
| 3 | Elect Christine M. Cumming | | | | Mgmt | For | For | |
| 4 | Elect William P. Hankowsky | | | | Mgmt | For | For | |
| 5 | Elect Leo I. Higdon, Jr. | | | | Mgmt | For | For | |
| 6 | Elect Edward J. Kelly, III | | | | Mgmt | For | For | |
| 7 | Elect Charles J. Koch | | | | Mgmt | For | For | |
| 8 | Elect Robert G. Leary | | | | Mgmt | For | For | |
| 9 | Elect Terrance J. Lillis | | | | Mgmt | For | For | |
| 10 | Elect Shivan S. Subramaniam | | | | Mgmt | For | For | |
| 11 | Elect Christopher J. Swift | | | | Mgmt | For | For | |
| 12 | Elect Wendy A. Watson | | | | Mgmt | For | For | |
| 13 | Elect Marita Zuraitis | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
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Comcast Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CMCSA | CUSIP 20030N101 | | | | 06/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Kenneth J. Bacon | | | | Mgmt | For | For | |
| 1.2 | Elect Madeline S. Bell | | | | Mgmt | For | For | |
| 1.3 | Elect Naomi M. Bergman | | | | Mgmt | For | For | |
| 1.4 | Elect Edward D. Breen | | | | Mgmt | For | For | |
| 1.5 | Elect Gerald L. Hassell | | | | Mgmt | For | For | |
| 1.6 | Elect Jeffrey A. Honickman | | | | Mgmt | For | For | |
| 1.7 | Elect Maritza Gomez Montiel | | | | Mgmt | For | For | |
| 1.8 | Elect Asuka Nakahara | | | | Mgmt | For | For | |
| 1.9 | Elect David C. Novak | | | | Mgmt | For | For | |
| 1.10 | Elect Brian L. Roberts | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
| 4 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | Against | |
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CSX Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| CSX | CUSIP 126408103 | | | | 05/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Donna M. Alvarado | | | | Mgmt | For | For | |
| 2 | Elect Thomas P. Bostick | | | | Mgmt | For | For | |
| 3 | Elect James M. Foote | | | | Mgmt | For | For | |
| 4 | Elect Steven T. Halverson | | | | Mgmt | For | For | |
| 5 | Elect Paul C. Hilal | | | | Mgmt | For | For | |
| 6 | Elect David M. Moffett | | | | Mgmt | For | For | |
| 7 | Elect Linda H. Riefler | | | | Mgmt | For | For | |
| 8 | Elect Suzanne M. Vautrinot | | | | Mgmt | For | For | |
| 9 | Elect James L. Wainscott | | | | Mgmt | For | For | |
| 10 | Elect J. Steven Whisler | | | | Mgmt | For | For | |
| 11 | Elect John J. Zillmer | | | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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DexCom, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DXCM | CUSIP 252131107 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kevin Sayer | | | | Mgmt | For | For | |
| 2 | Elect Nicholas Augustinos | | | | Mgmt | For | For | |
| 3 | Elect Bridgette P. Heller | | | | Mgmt | For | For | |
| 4 | Ratification of Auditor | | | | Mgmt | For | For | |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 6 | Repeal of Classified Board | | | | Mgmt | For | For | |
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Dover Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| DOV | CUSIP 260003108 | | | | 05/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Deborah L. DeHaas | | | | Mgmt | For | For | |
| 2 | Elect H. John Gilbertson, Jr. | | | | Mgmt | For | For | |
| 3 | Elect Kristiane C. Graham | | | | Mgmt | For | For | |
| 4 | Elect Michael F. Johnston | | | | Mgmt | For | For | |
| 5 | Elect Eric A. Spiegel | | | | Mgmt | For | For | |
| 6 | Elect Richard J. Tobin | | | | Mgmt | For | For | |
| 7 | Elect Stephen M. Todd | | | | Mgmt | For | For | |
| 8 | Elect Stephen K. Wagner | | | | Mgmt | For | For | |
| 9 | Elect Keith E. Wandell | | | | Mgmt | For | For | |
| 10 | Elect Mary A. Winston | | | | Mgmt | For | For | |
| 11 | Approval of the 2021 Omnibus Incentive Plan | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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Eaton Corporation plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ETN | CUSIP G29183103 | | | | 04/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Craig Arnold | | | | Mgmt | For | For | |
| 2 | Elect Christopher M. Connor | | | | Mgmt | For | For | |
| 3 | Elect Olivier Leonetti | | | | Mgmt | For | For | |
| 4 | Elect Deborah L. McCoy | | | | Mgmt | For | For | |
| 5 | Elect Silvio Napoli | | | | Mgmt | For | For | |
| 6 | Elect Gregory R. Page | | | | Mgmt | For | For | |
| 7 | Elect Sandra Pianalto | | | | Mgmt | For | For | |
| 8 | Elect Lori J. Ryerkerk | | | | Mgmt | For | For | |
| 9 | Elect Gerald B. Smith | | | | Mgmt | For | For | |
| 10 | Elect Dorothy C. Thompson | | | | Mgmt | For | For | |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 15 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
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EBay Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EBAY | CUSIP 278642103 | | | | 06/15/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Anthony J. Bates | | | | Mgmt | For | For | |
| 2 | Elect Adriane M. Brown | | | | Mgmt | For | For | |
| 3 | Elect Diana Farrell | | | | Mgmt | For | For | |
| 4 | Elect Logan D. Green | | | | Mgmt | For | For | |
| 5 | Elect Bonnie S. Hammer | | | | Mgmt | For | For | |
| 6 | Elect E. Carol Hayles | | | | Mgmt | For | For | |
| 7 | Elect Jamie Iannone | | | | Mgmt | For | For | |
| 8 | Elect Kathleen C. Mitic | | | | Mgmt | For | For | |
| 9 | Elect Matthew J. Murphy | | | | Mgmt | For | For | |
| 10 | Elect Paul S. Pressler | | | | Mgmt | For | For | |
| 11 | Elect Mohak Shroff | | | | Mgmt | For | For | |
| 12 | Elect Robert H. Swan | | | | Mgmt | For | For | |
�� | 13 | Elect Perry M. Traquina | | | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 16 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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EOG Resources, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| EOG | CUSIP 26875P101 | | | | 04/29/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Janet F. Clark | | | | Mgmt | For | For | |
| 2 | Elect Charles R. Crisp | | | | Mgmt | For | For | |
| 3 | Elect Robert P. Daniels | | | | Mgmt | For | For | |
| 4 | Elect James C. Day | | | | Mgmt | For | For | |
| 5 | Elect C. Christopher Gaut | | | | Mgmt | For | For | |
| 6 | Elect Michael T. Kerr | | | | Mgmt | For | For | |
| 7 | Elect Julie J. Robertson | | | | Mgmt | For | For | |
| 8 | Elect Donald F. Textor | | | | Mgmt | For | For | |
| 9 | Elect William R. Thomas | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Approval of the 2021 Omnibus Equity Compensation Plan | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Equity LifeStyle Properties, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ELS | CUSIP 29472R108 | | | | 04/27/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Andrew Berkenfield | | | | Mgmt | For | For | |
| 1.2 | Elect Derrick Burks | | | | Mgmt | For | For | |
| 1.3 | Elect Philip C. Calian | | | | Mgmt | For | For | |
| 1.4 | Elect David J. Contis | | | | Mgmt | For | For | |
| 1.5 | Elect Constance Freedman | | | | Mgmt | For | For | |
| 1.6 | Elect Thomas P. Heneghan | | | | Mgmt | For | For | |
| 1.7 | Elect Marguerite Nader | | | | Mgmt | For | For | |
| 1.8 | Elect Scott R. Peppet | | | | Mgmt | For | For | |
| 1.9 | Elect Sheli Z. Rosenberg | | | | Mgmt | For | For | |
| 1.10 | Elect Samuel Zell | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Fidelity National Information Services, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| FIS | CUSIP 31620M106 | | | | 05/19/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Ellen R. Alemany | | | | Mgmt | For | For | |
| 2 | Elect Jeffrey A. Goldstein | | | | Mgmt | For | For | |
| 3 | Elect Lisa A. Hook | | | | Mgmt | For | Against | |
| 4 | Elect Keith W. Hughes | | | | Mgmt | For | For | |
| 5 | Elect Gary L. Lauer | | | | Mgmt | For | For | |
| 6 | Elect Gary A. Norcross | | | | Mgmt | For | For | |
| 7 | Elect Louise M. Parent | | | | Mgmt | For | For | |
| 8 | Elect Brian T. Shea | | | | Mgmt | For | For | |
| 9 | Elect James B. Stallings, Jr. | | | | Mgmt | For | For | |
| 10 | Elect Jeffrey E. Stiefler | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Ratification of Auditor | | | | Mgmt | For | For | |
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General Motors Company | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GM | CUSIP 37045V100 | | | | 06/14/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mary T. Barra | | | | Mgmt | For | For | |
| 2 | Elect Wesley G. Bush | | | | Mgmt | For | For | |
| 3 | Elect Linda R. Gooden | | | | Mgmt | For | For | |
| 4 | Elect Joseph Jimenez | | | | Mgmt | For | For | |
| 5 | Elect Jane L. Mendillo | | | | Mgmt | For | For | |
| 6 | Elect Judith A. Miscik | | | | Mgmt | For | For | |
| 7 | Elect Patricia F. Russo | | | | Mgmt | For | For | |
| 8 | Elect Thomas M. Schoewe | | | | Mgmt | For | For | |
| 9 | Elect Carol M. Stephenson | | | | Mgmt | For | For | |
| 10 | Elect Mark A. Tatum | | | | Mgmt | For | For | |
| 11 | Elect Devin N. Wenig | | | | Mgmt | For | For | |
| 12 | Elect Margaret C. Whitman | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Net Zero Company Benchmark Executive Remuneration Indicator | ShrHoldr | Against | For | |
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Gentex Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| GNTX | CUSIP 371901109 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Leslie Brown | | | | Mgmt | For | For | |
| 1.2 | Elect Steve Downing | | | | Mgmt | For | For | |
| 1.3 | Elect Gary Goode | | | | Mgmt | For | For | |
| 1.4 | Elect James Hollars | | | | Mgmt | For | For | |
| 1.5 | Elect Richard O. Schaum | | | | Mgmt | For | For | |
| 1.6 | Elect Kathleen Starkoff | | | | Mgmt | For | For | |
| 1.7 | Elect Brian C. Walker | | | | Mgmt | For | For | |
| 1.8 | Elect James Wallace | | | | Mgmt | For | For | |
| 1.9 | Elect Ling Zang | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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HCA Healthcare, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HCA | CUSIP 40412C101 | | | | 04/28/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Thomas F. Frist III | | | | Mgmt | For | For | |
| 2 | Elect Samuel N. Hazen | | | | Mgmt | For | For | |
| 3 | Elect Meg G. Crofton | | | | Mgmt | For | For | |
| 4 | Elect Robert J. Dennis | | | | Mgmt | For | For | |
| 5 | Elect Nancy-Ann DeParle | | | | Mgmt | For | For | |
| 6 | Elect William R. Frist | | | | Mgmt | For | For | |
| 7 | Elect Charles O. Holliday, Jr. | | | | Mgmt | For | For | |
| 8 | Elect Michael W. Michelson | | | | Mgmt | For | For | |
| 9 | Elect Wayne J. Riley | | | | Mgmt | For | For | |
| 10 | Ratification of Auditor | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
| 13 | Shareholder Proposal Regarding Impact of Quality Metrics on Executive Compensation | ShrHoldr | Against | For | |
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Hill-Rom Holdings, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HRC | CUSIP 431475102 | | | | 03/10/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect William G. Dempsey | | | | Mgmt | For | For | |
| 1.2 | Elect John P. Groetelaars | | | | Mgmt | For | For | |
| 1.3 | Elect Gary L. Ellis | | | | Mgmt | For | For | |
| 1.4 | Elect Stacy Enxing Seng | | | | Mgmt | For | For | |
| 1.5 | Elect Mary Garrett | | | | Mgmt | For | For | |
| 1.6 | Elect James R. Giertz | | | | Mgmt | For | For | |
| 1.7 | Elect William H. Kucheman | | | | Mgmt | For | For | |
| 1.8 | Elect Gregory J. Moore | | | | Mgmt | For | For | |
| 1.9 | Elect Felicia F. Norwood | | | | Mgmt | For | For | |
| 1.10 | Elect Nancy M. Schlichting | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
| 4 | Approval of the 2021 Stock Incentive Plan | | Mgmt | For | For | |
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Honeywell International Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HON | CUSIP 438516106 | | | | 05/21/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Darius Adamczyk | | | | Mgmt | For | For | |
| 2 | Elect Duncan B. Angove | | | | Mgmt | For | For | |
| 3 | Elect William S. Ayer | | | | Mgmt | For | For | |
| 4 | Elect Kevin Burke | | | | Mgmt | For | For | |
| 5 | Elect D. Scott Davis | | | | Mgmt | For | For | |
| 6 | Elect Deborah Flint | | | | Mgmt | For | For | |
| 7 | Elect Judd Gregg | | | | Mgmt | For | For | |
| 8 | Elect Grace D. Lieblein | | | | Mgmt | For | For | |
| 9 | Elect Raymond T. Odierno | | | | Mgmt | For | For | |
| 10 | Elect George Paz | | | | Mgmt | For | For | |
| 11 | Elect Robin L. Washington | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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Humana Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| HUM | CUSIP 444859102 | | | | 04/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Kurt J. Hilzinger | | | | Mgmt | For | For | |
| 2 | Elect Raquel C. Bono | | | | Mgmt | For | For | |
| 3 | Elect Bruce D. Broussard | | | | Mgmt | For | For | |
| 4 | Elect Frank A. D'Amelio | | | | Mgmt | For | For | |
| 5 | Elect Wayne A.I. Frederick | | | | Mgmt | For | For | |
| 6 | Elect John W. Garratt | | | | Mgmt | For | For | |
| 7 | Elect David A. Jones Jr. | | | | Mgmt | For | For | |
| 8 | Elect Karen W. Katz | | | | Mgmt | For | For | |
| 9 | Elect Marcy S. Klevorn | | | | Mgmt | For | For | |
| 10 | Elect William J. McDonald | | | | Mgmt | For | For | |
| 11 | Elect Jorge S. Mesquita | | | | Mgmt | For | For | |
| 12 | Elect James J. O'Brien | | | | Mgmt | For | For | |
| 13 | Elect Marissa T. Peterson | | | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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Intercontinental Exchange, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| ICE | CUSIP 45866F104 | | | | 05/14/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Sharon Y. Bowen | | | | Mgmt | For | For | |
| 2 | Elect Shantella E. Cooper | | | | Mgmt | For | For | |
| 3 | Elect Charles R. Crisp | | | | Mgmt | For | For | |
| 4 | Elect Duriya M. Farooqui | | | | Mgmt | For | For | |
| 5 | Elect Lord Hague of Richmond | | | | Mgmt | For | For | |
| 6 | Elect Mark F. Mulhern | | | | Mgmt | For | For | |
| 7 | Elect Thomas E. Noonan | | | | Mgmt | For | For | |
| 8 | Elect Frederic V. Salerno | | | | Mgmt | For | For | |
| 9 | Elect Caroline Silver | | | | Mgmt | For | For | |
| 10 | Elect Jeffrey C. Sprecher | | | | Mgmt | For | For | |
| 11 | Elect Judith A. Sprieser | | | | Mgmt | For | For | |
| 12 | Elect Vincent S. Tese | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |
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Johnson & Johnson | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| JNJ | CUSIP 478160104 | | | | 04/22/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Mary C. Beckerle | | | | Mgmt | For | For | |
| 2 | Elect D. Scott Davis | | | | Mgmt | For | For | |
| 3 | Elect Ian E.L. Davis | | | | Mgmt | For | For | |
| 4 | Elect Jennifer A. Doudna | | | | Mgmt | For | For | |
| 5 | Elect Alex Gorsky | | | | Mgmt | For | For | |
| 6 | Elect Marillyn A. Hewson | | | | Mgmt | For | For | |
| 7 | Elect Hubert Joly | | | | Mgmt | For | For | |
| 8 | Elect Mark B. McClellan | | | | Mgmt | For | For | |
| 9 | Elect Anne Mulcahy | | | | Mgmt | For | For | |
| 10 | Elect Charles Prince | | | | Mgmt | For | Against | |
| 11 | Elect A. Eugene Washington | | | | Mgmt | For | For | |
| 12 | Elect Mark A. Weinberger | | | | Mgmt | For | For | |
| 13 | Elect Nadja Y. West | | | | Mgmt | For | For | |
| 14 | Elect Ronald A. Williams | | | | Mgmt | For | For | |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 16 | Ratification of Auditor | | | | Mgmt | For | For | |
| 17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | For | |
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |
| 19 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Against | Against | |
| 20 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Against | |
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JPMorgan Chase & Co. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| JPM | CUSIP 46625H100 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Linda B. Bammann | | | | Mgmt | For | For | |
| 2 | Elect Stephen B. Burke | | | | Mgmt | For | For | |
| 3 | Elect Todd A. Combs | | | | Mgmt | For | For | |
| 4 | Elect James S. Crown | | | | Mgmt | For | For | |
| 5 | Elect James Dimon | | | | Mgmt | For | For | |
| 6 | Elect Timothy P. Flynn | | | | Mgmt | For | For | |
| 7 | Elect Mellody Hobson | | | | Mgmt | For | For | |
| 8 | Elect Michael A. Neal | | | | Mgmt | For | For | |
| 9 | Elect Phebe N. Novakovic | | | | Mgmt | For | For | |
| 10 | Elect Virginia M. Rometty | | | | Mgmt | For | For | |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 12 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |
| 15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |
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Lam Research Corp. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| LRCX | CUSIP 512807108 | | | | 11/03/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Sohail U. Ahmed | | | | Mgmt | For | For | |
| 1.2 | Elect Timothy M. Archer | | | | Mgmt | For | For | |
| 1.3 | Elect Eric K. Brandt | | | | Mgmt | For | For | |
| 1.4 | Elect Michael R. Cannon | | | | Mgmt | For | For | |
| 1.5 | Elect Catherine P. Lego | | | | Mgmt | For | For | |
| 1.6 | Elect Bethany J. Mayer | | | | Mgmt | For | For | |
| 1.7 | Elect Abhijit Y. Talwalkar | | | | Mgmt | For | For | |
| 1.8 | Elect Lih-Shyng (Rick L.) Tsai | | | | Mgmt | For | For | |
| 1.9 | Elect Leslie F. Varon | | | | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 3 | Ratification of Auditor | | | | Mgmt | For | For | |
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Lennar Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| LEN | CUSIP 526057104 | | | | 04/07/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Amy L. Banse | | | | Mgmt | For | For | |
| 2 | Elect Richard Beckwitt | | | | Mgmt | For | For | |
| 3 | Elect Steven L. Gerard | | | | Mgmt | For | For | |
| 4 | Elect Theron I. Gilliam | | | | Mgmt | For | For | |
| 5 | Elect Sherrill W. Hudson | | | | Mgmt | For | For | |
| 6 | Elect Jonathan M. Jaffe | | | | Mgmt | For | For | |
| 7 | Elect Sidney Lapidus | | | | Mgmt | For | For | |
| 8 | Elect Teri P. McClure | | | | Mgmt | For | For | |
| 9 | Elect Stuart A. Miller | | | | Mgmt | For | For | |
| 10 | Elect Armando J. Olivera | | | | Mgmt | For | For | |
| 11 | Elect Jeffrey Sonnenfeld | | | | Mgmt | For | For | |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |
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McDonald's Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MCD | CUSIP 580135101 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Lloyd H. Dean | | | | Mgmt | For | For | |
| 2 | Elect Robert A. Eckert | | | | Mgmt | For | For | |
| 3 | Elect Catherine Engelbert | | | | Mgmt | For | For | |
| 4 | Elect Margaret H. Georgiadis | | | | Mgmt | For | For | |
| 5 | Elect Enrique Hernandez, Jr. | | | | Mgmt | For | Against | |
| 6 | Elect Christopher Kempczinski | | | | Mgmt | For | For | |
| 7 | Elect Richard H. Lenny | | | | Mgmt | For | Against | |
| 8 | Elect John Mulligan | | | | Mgmt | For | For | |
| 9 | Elect Sheila A. Penrose | | | | Mgmt | For | For | |
| 10 | Elect John W. Rogers, Jr. | | | | Mgmt | For | For | |
| 11 | Elect Paul S. Walsh | | | | Mgmt | For | For | |
| 12 | Elect Miles D. White | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | For | |
| 16 | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | ShrHoldr | Against | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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Medtronic Plc | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MDT | CUSIP G5960L103 | | | | 12/11/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Richard H. Anderson | | | | Mgmt | For | For | |
| 2 | Elect Craig Arnold | | | | Mgmt | For | For | |
| 3 | Elect Scott C. Donnelly | | | | Mgmt | For | For | |
| 4 | Elect Andrea J. Goldsmith | | | | Mgmt | For | For | |
| 5 | Elect Randall J. Hogan, III | | | | Mgmt | For | For | |
| 6 | Elect Michael O. Leavitt | | | | Mgmt | For | For | |
| 7 | Elect James T. Lenehan | | | | Mgmt | For | For | |
| 8 | Elect Kevin E. Lofton | | | | Mgmt | For | For | |
| 9 | Elect Geoffrey S. Martha | | | | Mgmt | For | For | |
| 10 | Elect Elizabeth G. Nabel | | | | Mgmt | For | For | |
| 11 | Elect Denise M. O'Leary | | | | Mgmt | For | For | |
| 12 | Elect Kendall J. Powell | | | | Mgmt | For | Against | |
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |
| 17 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
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Microsoft Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MSFT | CUSIP 594918104 | | | | 12/02/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Reid G. Hoffman | | | | Mgmt | For | For | |
| 2 | Elect Hugh F. Johnston | | | | Mgmt | For | For | |
| 3 | Elect Teri L. List-Stoll | | | | Mgmt | For | For | |
| 4 | Elect Satya Nadella | | | | Mgmt | For | For | |
| 5 | Elect Sandra E. Peterson | | | | Mgmt | For | For | |
| 6 | Elect Penny S. Pritzker | | | | Mgmt | For | For | |
| 7 | Elect Charles W. Scharf | | | | Mgmt | For | For | |
| 8 | Elect Arne M. Sorenson | | | | Mgmt | For | For | |
| 9 | Elect John W. Stanton | | | | Mgmt | For | For | |
| 10 | Elect John W. Thompson | | | | Mgmt | For | For | |
| 11 | Elect Emma N. Walmsley | | | | Mgmt | For | For | |
| 12 | Elect Padmasree Warrior | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
| 15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |
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Mid-America Apartment Communities, Inc. | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MAA | CUSIP 59522J103 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect H. Eric Bolton, Jr. | | | | Mgmt | For | For | |
| 2 | Elect Alan B. Graf, Jr. | | | | Mgmt | For | For | |
| 3 | Elect Toni Jennings | | | | Mgmt | For | For | |
| 4 | Elect Edith Kelly-Green | | | | Mgmt | For | For | |
| 5 | Elect James K. Lowder | | | | Mgmt | For | For | |
| 6 | Elect Thomas H. Lowder | | | | Mgmt | For | For | |
| 7 | Elect Monica McGurk | | | | Mgmt | For | For | |
| 8 | Elect Claude B. Nielsen | | | | Mgmt | For | For | |
| 9 | Elect Philip W. Norwood | | | | Mgmt | For | For | |
| 10 | Elect W. Reid Sanders | | | | Mgmt | For | For | |
| 11 | Elect Gary Shorb | | | | Mgmt | For | For | |
| 12 | Elect David P. Stockert | | | | Mgmt | For | For | |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 14 | Ratification of Auditor | | | | Mgmt | For | For | |
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Monster Beverage Corporation | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MNST | CUSIP 61174X109 | | | | 06/15/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1.1 | Elect Rodney C. Sacks | | | | Mgmt | For | For | |
| 1.2 | Elect Hilton H. Schlosberg | | | | Mgmt | For | For | |
| 1.3 | Elect Mark J. Hall | | | | Mgmt | For | For | |
| 1.4 | Elect James Leonard Dinkins | | | | Mgmt | For | For | |
| 1.5 | Elect Gary P. Fayard | | | | Mgmt | For | For | |
| 1.6 | Elect Jeanne P. Jackson | | | | Mgmt | For | For | |
| 1.7 | Elect Steven G. Pizula | | | | Mgmt | For | For | |
| 1.8 | Elect Benjamin M. Polk | | | | Mgmt | For | For | |
| 1.9 | Elect Mark S. Vidergauz | | | | Mgmt | For | For | |
| 2 | Ratification of Auditor | | | | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 4 | Shareholder Proposal Regarding Bylaw Amendment for Annual Proxy Vote and Report on Climate Change | ShrHoldr | Against | For | |
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Morgan Stanley | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MS | CUSIP 617446448 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Elizabeth Corley | | | | Mgmt | For | For | |
| 2 | Elect Alistair Darling | | | | Mgmt | For | For | |
| 3 | Elect Thomas H. Glocer | | | | Mgmt | For | For | |
| 4 | Elect James P. Gorman | | | | Mgmt | For | For | |
| 5 | Elect Robert H. Herz | | | | Mgmt | For | For | |
| 6 | Elect Nobuyuki Hirano | | | | Mgmt | For | For | |
| 7 | Elect Hironori Kamezawa | | | | Mgmt | For | For | |
| 8 | Elect Shelley B. Leibowitz | | | | Mgmt | For | For | |
| 9 | Elect Stephen J. Luczo | | | | Mgmt | For | For | |
| 10 | Elect Judith A. Miscik | | | | Mgmt | For | For | |
| 11 | Elect Dennis M. Nally | | | | Mgmt | For | For | |
| 12 | Elect Mary L. Schapiro | | | | Mgmt | For | For | |
| 13 | Elect Perry M. Traquina | | | | Mgmt | For | For | |
| 14 | Elect Rayford Wilkins Jr. | | | | Mgmt | For | For | |
| 15 | Ratification of Auditor | | | | Mgmt | For | For | |
| 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 17 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | |
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Motorola Solutions, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| MSI | CUSIP 620076307 | | | | 05/18/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Gregory Q. Brown | | | | Mgmt | For | For | |
| 2 | Elect Kenneth D. Denman | | | | Mgmt | For | For | |
| 3 | Elect Egon Durban | | | | Mgmt | For | For | |
| 4 | Elect Clayton M. Jones | | | | Mgmt | For | For | |
| 5 | Elect Judy C. Lewent | | | | Mgmt | For | For | |
| 6 | Elect Gregory K. Mondre | | | | Mgmt | For | For | |
| 7 | Elect Joseph M. Tucci | | | | Mgmt | For | For | |
| 8 | Ratification of Auditor | | | | Mgmt | For | For | |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
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NextEra Energy, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NEE | CUSIP 65339F101 | | | | 05/20/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Sherry S. Barrat | | | | Mgmt | For | For | |
| 2 | Elect James L. Camaren | | | | Mgmt | For | For | |
| 3 | Elect Kenneth B. Dunn | | | | Mgmt | For | For | |
| 4 | Elect Naren K. Gursahaney | | | | Mgmt | For | For | |
| 5 | Elect Kirk S. Hachigian | | | | Mgmt | For | For | |
| 6 | Elect Amy B. Lane | | | | Mgmt | For | For | |
| 7 | Elect David L. Porges | | | | Mgmt | For | For | |
| 8 | Elect James L. Robo | | | | Mgmt | For | For | |
| 9 | Elect Rudy E. Schupp | | | | Mgmt | For | For | |
| 10 | Elect John L. Skolds | | | | Mgmt | For | For | |
| 11 | Elect Lynn M. Utter | | | | Mgmt | For | For | |
| 12 | Elect Darryl L. Wilson | | | | Mgmt | For | For | |
| 13 | Ratification of Auditor | | | | Mgmt | For | For | |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | |
| 15 | Approval of the 2021 Long Term Incentive Plan | | Mgmt | For | For | |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |
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Nike, Inc. | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NKE | CUSIP 654106103 | | | | 09/17/2020 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Elect Alan B. Graf, Jr. | | | | Mgmt | For | For | |
| 2 | Elect Peter B. Henry | | | | Mgmt | For | For | |
| 3 | Elect Michelle A. Peluso | | | | Mgmt | For | For | |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | |
| 5 | Ratification of Auditor | | | | Mgmt | For | For | |
| 6 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | |
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |
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Novartis AG | | | | | | | | | |
| Ticker | Security ID: | | | | Meeting Date | | |
| NOVN | CUSIP 66987V109 | | | | 03/02/2021 | | |
| Meeting Type | Country of Trade | | | | | | | |
| Annual | United States | | | | | | | |
| Issue No. | Description | | | | Proponent | Mgmt Rec | For/Agnst Mgmt |
| 1 | Accounts and Reports | | | | Mgmt | For | For | |
| 2 | Ratification of Board and Management Acts | | Mgmt | For | For | |
| 3 | Allocation of Profits/Dividends | | | | Mgmt | For | For | |
| 4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |
| 5 | Authority to Repurchase Shares | | | | Mgmt | For | For | |
| 6 | Board Compensation | | | | Mgmt | For | For | |
| 7 | Executive Compensation | | | | Mgmt | For | For | |
| 8 | Compensation Report | | | | Mgmt | For | For | |
| 9 | Elect Jorg Reinhardt as Board Chair | | Mgmt | For | For | |
| 10 | Elect Nancy C. Andrews | | | | Mgmt | For | For | |
| 11 | Elect Ton Buchner | | | | Mgmt | For | For | |
| 12 | Elect Patrice Bula | | | | Mgmt | For | For | |
| 13 | Elect Elizabeth Doherty | | | | Mgmt | For | For | |
| 14 | Elect Ann M. Fudge | | | | Mgmt | For | For | |
| 15 | Elect Bridgette P. Heller | | | | Mgmt | For | For | |
| 16 | Elect Frans van Houten | | | | Mgmt | For | For | |
| 17 | Elect Simon Moroney | | | | Mgmt | For | For | |
| 18 | Elect Andreas von Planta | | | | Mgmt | For | For | |
| 19 | Elect Charles L. Sawyers | | | | Mgmt | For | For | |
| 20 | Elect Enrico Vanni | | | | Mgmt | For | For | |
| 21 | Elect William T. Winters | | | | Mgmt | For | For | |
| 22 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | For | |
| 23 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | For | |
| 24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | |
| 25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | |
| 26 | Elect Simon Moroney as Compensation Committee Member | Mgmt | For | For | |
| 27 | Appointment of Auditor | | | | Mgmt | For | For | |
| 28 | Appointment of Independent Proxy | | | Mgmt | For | For | |
| 29 | Amendments to Articles (Term of Office) | | Mgmt | For | For | |
| 30 | Additional or Amended Proposals | | | Mgmt | For | Against | |
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