As filed with the Securities and Exchange Commission on August 27, 2021
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-00582
NEUBERGER BERMAN EQUITY FUNDS
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman Equity Funds
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: August 31
Date of reporting period: July 1, 2020 to June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
NPX Proxy Voting Record | |||||||||
Registrant : Neuberger Berman Equity Funds | |||||||||
Fund Name : Neuberger Berman Dividend Growth Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Activision Blizzard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATVI | CUSIP 00507V109 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reveta Bowers | Mgmt | For | For | |||||
2 | Elect Robert J. Corti | Mgmt | For | For | |||||
3 | Elect Hendrik Hartong III | Mgmt | For | For | |||||
4 | Elect Brian G. Kelly | Mgmt | For | For | |||||
5 | Elect Robert A. Kotick | Mgmt | For | For | |||||
6 | Elect Barry Meyer | Mgmt | For | For | |||||
7 | Elect Robert J. Morgado | Mgmt | For | For | |||||
8 | Elect Peter Nolan | Mgmt | For | For | |||||
9 | Elect Dawn Tarnofsky-Ostroff | Mgmt | For | For | |||||
10 | Elect Casey Wasserman | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
A | CUSIP 00846U101 | 03/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mala Anand | Mgmt | For | For | |||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | |||||
3 | Elect Michael R. McMullen | Mgmt | For | For | |||||
4 | Elect Daniel K. Podolsky | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMT | CUSIP 03027X100 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
2 | Elect Raymond P. Dolan | Mgmt | For | For | |||||
3 | Elect Kenneth R. Frank | Mgmt | For | For | |||||
4 | Elect Robert D. Hormats | Mgmt | For | For | |||||
5 | Elect Gustavo Lara Cantu | Mgmt | For | For | |||||
6 | Elect Grace D. Lieblein | Mgmt | For | For | |||||
7 | Elect Craig Macnab | Mgmt | For | For | |||||
8 | Elect JoAnn A. Reed | Mgmt | For | For | |||||
9 | Elect Pamela D.A. Reeve | Mgmt | For | For | |||||
10 | Elect David E. Sharbutt | Mgmt | For | For | |||||
11 | Elect Bruce L. Tanner | Mgmt | For | For | |||||
12 | Elect Samme L. Thompson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | |||||
Amphenol Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APH | CUSIP 032095101 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Stanley L. Clark | Mgmt | For | For | |||||
2 | Elect John D. Craig | Mgmt | For | For | |||||
3 | Elect David P. Falck | Mgmt | For | For | |||||
4 | Elect Edward G. Jepsen | Mgmt | For | For | |||||
5 | Elect Rita S. Lane | Mgmt | For | For | |||||
6 | Elect Robert A. Livingston | Mgmt | For | For | |||||
7 | Elect Martin H. Loeffler | Mgmt | For | For | |||||
8 | Elect R. Adam Norwitt | Mgmt | For | For | |||||
9 | Elect Anne C. Wolff | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the 2017 Stock Option Plan | Mgmt | For | For | |||||
13 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | |||||
11 | Elect Byron O. Spruell | Mgmt | For | For | |||||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | For | For | |||||
18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | For | For | |||||
19 | Reduction in Share Premium Account | Mgmt | For | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AAPL | CUSIP 037833100 | 02/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | |||||
6 | Elect Monica C. Lozano | Mgmt | For | For | |||||
7 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
8 | Elect Susan L. Wagner | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Against | For | |||||
Aptiv PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APTV | CUSIP G6095L109 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | |||||
2 | Elect Richard L. Clemmer | Mgmt | For | For | |||||
3 | Elect Nancy E. Cooper | Mgmt | For | For | |||||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | |||||
5 | Elect Rajiv L. Gupta | Mgmt | For | For | |||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | |||||
7 | Elect Merit E. Janow | Mgmt | For | For | |||||
8 | Elect Sean O. Mahoney | Mgmt | For | For | |||||
9 | Elect Paul M. Meister | Mgmt | For | For | |||||
10 | Elect Robert K. Ortberg | Mgmt | For | For | |||||
11 | Elect Colin J. Parris | Mgmt | For | For | |||||
12 | Elect Ana G. Pinczuk | Mgmt | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Assurant, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AIZ | CUSIP 04621X108 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Elaine D. Rosen | Mgmt | For | For | |||||
2 | Elect Paget L. Alves | Mgmt | For | For | |||||
3 | Elect J. Braxton Carter | Mgmt | For | For | |||||
4 | Elect Juan N. Cento | Mgmt | For | For | |||||
5 | Elect Alan B. Colberg | Mgmt | For | For | |||||
6 | Elect Harriet Edelman | Mgmt | For | For | |||||
7 | Elect Lawrence V. Jackson | Mgmt | For | For | |||||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | |||||
9 | Elect Debra J. Perry | Mgmt | For | For | |||||
10 | Elect Ognjen Redzic | Mgmt | For | For | |||||
11 | Elect Paul J. Reilly | Mgmt | For | For | |||||
12 | Elect Robert W. Stein | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the 2017 Long Term Equity Incentive Plan | Mgmt | For | For | |||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AZN | CUSIP 046353108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
5 | Elect Leif Johansson | Mgmt | For | For | |||||
6 | Elect Pascal Soriot | Mgmt | For | For | |||||
7 | Elect Marc Dunoyer | Mgmt | For | For | |||||
8 | Elect Philip Broadley | Mgmt | For | For | |||||
9 | Elect Euan Ashley | Mgmt | For | For | |||||
10 | Elect Michel Demare | Mgmt | For | For | |||||
11 | Elect Deborah DiSanzo | Mgmt | For | For | |||||
12 | Elect Diana Layfield | Mgmt | For | For | |||||
13 | Elect Sheri McCoy | Mgmt | For | For | |||||
14 | Elect Tony SK MOK | Mgmt | For | For | |||||
15 | Elect Nazneen Rahman | Mgmt | For | For | |||||
16 | Elect Marcus Wallenberg | Mgmt | For | For | |||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
18 | Remuneration Policy (Binding) | Mgmt | For | Against | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
25 | AstraZeneca Performance Share Plan 2020 | Mgmt | For | Against | |||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AZN | CUSIP 046353108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Alexion Transaction | Mgmt | For | For | |||||
Automatic Data Processing Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADP | CUSIP 053015103 | 11/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter Bisson | Mgmt | For | For | |||||
2 | Elect Richard T. Clark | Mgmt | For | For | |||||
3 | Elect Linnie M. Haynesworth | Mgmt | For | For | |||||
4 | Elect John P. Jones | Mgmt | For | For | |||||
5 | Elect Francine S. Katsoudas | Mgmt | For | For | |||||
6 | Elect Nazzic S. Keene | Mgmt | For | For | |||||
7 | Elect Thomas J. Lynch | Mgmt | For | For | |||||
8 | Elect Scott F. Powers | Mgmt | For | For | |||||
9 | Elect William J. Ready | Mgmt | For | For | |||||
10 | Elect Carlos A. Rodriguez | Mgmt | For | For | |||||
11 | Elect Sandra S. Wijnberg | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAX | CUSIP 071813109 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jose E. Almeida | Mgmt | For | For | |||||
2 | Elect Thomas F. Chen | Mgmt | For | For | |||||
3 | Elect John D. Forsyth | Mgmt | For | For | |||||
4 | Elect Peter S. Hellman | Mgmt | For | For | |||||
5 | Elect Michael F. Mahoney | Mgmt | For | For | |||||
6 | Elect Patricia Morrison | Mgmt | For | For | |||||
7 | Elect Stephen N. Oesterle | Mgmt | For | For | |||||
8 | Elect Catherine R. Smith | Mgmt | For | For | |||||
9 | Elect Thomas T. Stallkamp | Mgmt | For | For | |||||
10 | Elect Albert P.L. Stroucken | Mgmt | For | For | |||||
11 | Elect Amy M. Wendell | Mgmt | For | For | |||||
12 | Elect David S. Wilkes | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Approval of the 2021 Incentive Plan | Mgmt | For | For | |||||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
BlackRock, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BLK | CUSIP 09247X101 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bader M. Alsaad | Mgmt | For | For | |||||
2 | Elect Pamela Daley | Mgmt | For | For | |||||
3 | Elect Jessica P. Einhorn | Mgmt | For | For | |||||
4 | Elect Laurence D. Fink | Mgmt | For | For | |||||
5 | Elect William E. Ford | Mgmt | For | For | |||||
6 | Elect Fabrizio Freda | Mgmt | For | For | |||||
7 | Elect Murry S. Gerber | Mgmt | For | For | |||||
8 | Elect Margaret L. Johnson | Mgmt | For | For | |||||
9 | Elect Robert S. Kapito | Mgmt | For | For | |||||
10 | Elect Cheryl D. Mills | Mgmt | For | For | |||||
11 | Elect Gordon M. Nixon | Mgmt | For | For | |||||
12 | Elect Charles H. Robbins | Mgmt | For | For | |||||
13 | Elect Marco Antonio Slim Domit | Mgmt | For | For | |||||
14 | Elect Hans Vestberg | Mgmt | For | For | |||||
15 | Elect Susan L. Wagner | Mgmt | For | For | |||||
16 | Elect Mark Wilson | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
19 | Charter Amendment to Permit Shareholders to Call Special Meetings | Mgmt | For | For | |||||
20 | Charter Amendment to Eliminate Supermajority Voting Requirements | Mgmt | For | For | |||||
21 | Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions | Mgmt | For | For | |||||
22 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Brigham Minerals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MNRL | CUSIP 10918L103 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jon-Al Duplantier | Mgmt | For | Against | |||||
2 | Elect Robert M. Roosa | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BMY | CUSIP 110122108 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter J. Arduini | Mgmt | For | For | |||||
2 | Elect Michael W. Bonney | Mgmt | For | For | |||||
3 | Elect Giovanni Caforio | Mgmt | For | For | |||||
4 | Elect Julia A. Haller | Mgmt | For | For | |||||
5 | Elect Paula A. Price | Mgmt | For | For | |||||
6 | Elect Derica W. Rice | Mgmt | For | For | |||||
7 | Elect Theodore R. Samuels, II | Mgmt | For | For | |||||
8 | Elect Gerald Storch | Mgmt | For | For | |||||
9 | Elect Karen H. Vousden | Mgmt | For | For | |||||
10 | Elect Phyllis R. Yale | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Approval of the 2021 Stock Award and Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Caterpillar Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CAT | CUSIP 149123101 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | |||||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | |||||
4 | Elect Gerald Johnson | Mgmt | For | For | |||||
5 | Elect David W. MacLennan | Mgmt | For | For | |||||
6 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | |||||
8 | Elect Susan C. Schwab | Mgmt | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | |||||
10 | Elect Miles D. White | Mgmt | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Report on Net Zero Benchmark | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
CenterPoint Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CNP | CUSIP 15189T107 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Leslie D. Biddle | Mgmt | For | For | |||||
2 | Elect Milton Carroll | Mgmt | For | For | |||||
3 | Elect Wendy Montoya Cloonan | Mgmt | For | For | |||||
4 | Elect Earl M. Cummings | Mgmt | For | For | |||||
5 | Elect David J. Lesar | Mgmt | For | For | |||||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | |||||
7 | Elect Theodore F. Pound | Mgmt | For | For | |||||
8 | Elect Phillip R. Smith | Mgmt | For | For | |||||
9 | Elect Barry T. Smitherman | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Chubb Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CB | CUSIP H1467J104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | |||||
3 | Dividends from Reserves | Mgmt | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | |||||
5 | Election of Statutory Auditors | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Appointment of Special Auditor | Mgmt | For | For | |||||
8 | Elect Evan G. Greenberg | Mgmt | For | For | |||||
9 | Elect Michael P. Connors | Mgmt | For | For | |||||
10 | Elect Michael G. Atieh | Mgmt | For | For | |||||
11 | Elect Sheila P. Burke | Mgmt | For | For | |||||
12 | Elect Mary A. Cirillo | Mgmt | For | For | |||||
13 | Elect Robert J. Hugin | Mgmt | For | For | |||||
14 | Elect Robert W. Scully | Mgmt | For | For | |||||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | |||||
16 | Elect Theodore E. Shasta | Mgmt | For | For | |||||
17 | Elect David H. Sidwell | Mgmt | For | For | |||||
18 | Elect Olivier Steimer | Mgmt | For | For | |||||
19 | Elect Luis Tellez | Mgmt | For | For | |||||
20 | Elect Frances F. Townsend | Mgmt | For | For | |||||
21 | Elect Evan G. Greenberg as Board Chair | Mgmt | For | For | |||||
22 | Elect Michael P. Connors | Mgmt | For | For | |||||
23 | Elect Mary A. Cirillo | Mgmt | For | For | |||||
24 | Elect Frances F. Townsend | Mgmt | For | For | |||||
25 | Appointment of Independent Proxy | Mgmt | For | For | |||||
26 | 2016 Long-Term Incentive Plan | Mgmt | For | For | |||||
27 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |||||
28 | Board Compensation | Mgmt | For | For | |||||
29 | Executive Compensation | Mgmt | For | For | |||||
30 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
31 | Additional or Amended Proposals | Mgmt | For | Against | |||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMCSA | CUSIP 20030N101 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | Against | |||||
Corning Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GLW | CUSIP 219350105 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Donald W. Blair | Mgmt | For | For | |||||
2 | Elect Leslie A. Brun | Mgmt | For | For | |||||
3 | Elect Stephanie A. Burns | Mgmt | For | For | |||||
4 | Elect Richard T. Clark | Mgmt | For | For | |||||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | |||||
6 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | |||||
7 | Elect Deborah Ann Henretta | Mgmt | For | For | |||||
8 | Elect Daniel P. Huttenlocher | Mgmt | For | For | |||||
9 | Elect Kurt M. Landgraf | Mgmt | For | For | |||||
10 | Elect Kevin J. Martin | Mgmt | For | For | |||||
11 | Elect Deborah D. Rieman | Mgmt | For | For | |||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | |||||
13 | Elect Wendell P. Weeks | Mgmt | For | For | |||||
14 | Elect Mark S. Wrighton | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
CSX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSX | CUSIP 126408103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | |||||
2 | Elect Thomas P. Bostick | Mgmt | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | |||||
6 | Elect David M. Moffett | Mgmt | For | For | |||||
7 | Elect Linda H. Riefler | Mgmt | For | For | |||||
8 | Elect Suzanne M. Vautrinot | Mgmt | For | For | |||||
9 | Elect James L. Wainscott | Mgmt | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Devon Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DVN | CUSIP 25179M103 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | |||||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | |||||
1.3 | Elect Ann G. Fox | Mgmt | For | For | |||||
1.4 | Elect David A. Hager | Mgmt | For | For | |||||
1.5 | Elect Kelt Kindick | Mgmt | For | For | |||||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | |||||
1.7 | Elect Karl F. Kurz | Mgmt | For | For | |||||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | |||||
1.9 | Elect Richard E. Muncrief | Mgmt | For | For | |||||
1.10 | Elect Duane C. Radtke | Mgmt | For | For | |||||
1.11 | Elect Valerie M. Williams | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Devon Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DVN | CUSIP 25179M103 | 12/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with WPX | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Dominion Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
D | CUSIP 25746U109 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James A. Bennett | Mgmt | For | For | |||||
2 | Elect Robert M. Blue | Mgmt | For | For | |||||
3 | Elect Helen E. Dragas | Mgmt | For | For | |||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | |||||
5 | Elect D. Maybank Hagood | Mgmt | For | For | |||||
6 | Elect Ronald W. Jibson | Mgmt | For | For | |||||
7 | Elect Mark J. Kington | Mgmt | For | For | |||||
8 | Elect Joseph M. Rigby | Mgmt | For | For | |||||
9 | Elect Pamela L. Royal | Mgmt | For | For | |||||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | |||||
11 | Elect Susan N. Story | Mgmt | For | For | |||||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LLY | CUSIP 532457108 | 05/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Katherine Baicker | Mgmt | For | For | |||||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | |||||
3 | Elect Jamere Jackson | Mgmt | For | For | |||||
4 | Elect Gabrielle Sulzberger | Mgmt | For | For | |||||
5 | Elect Jackson P. Tai | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | |||||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
12 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Against | |||||
13 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | |||||
Equinix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQIX | CUSIP 29444U700 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
1.6 | Elect Charles Meyers | Mgmt | For | For | |||||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | |||||
1.8 | Elect Sandra Rivera | Mgmt | For | For | |||||
1.9 | Elect Peter F. Van Camp | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Equitable Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQH | CUSIP 29452E101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Francis A. Hondal | Mgmt | For | For | |||||
2 | Elect Daniel G. Kaye | Mgmt | For | For | |||||
3 | Elect Joan Lamm-Tennant | Mgmt | For | For | |||||
4 | Elect Kristi A. Matus | Mgmt | For | For | |||||
5 | Elect Ramon de Oliveira | Mgmt | For | For | |||||
6 | Elect Mark Pearson | Mgmt | For | For | |||||
7 | Elect Bertram L. Scott | Mgmt | For | For | |||||
8 | Elect George Stansfield | Mgmt | For | For | |||||
9 | Elect Charles G.T. Stonehill | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIS | CUSIP 31620M106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ellen R. Alemany | Mgmt | For | For | |||||
2 | Elect Jeffrey A. Goldstein | Mgmt | For | For | |||||
3 | Elect Lisa A. Hook | Mgmt | For | Against | |||||
4 | Elect Keith W. Hughes | Mgmt | For | For | |||||
5 | Elect Gary L. Lauer | Mgmt | For | For | |||||
6 | Elect Gary A. Norcross | Mgmt | For | For | |||||
7 | Elect Louise M. Parent | Mgmt | For | For | |||||
8 | Elect Brian T. Shea | Mgmt | For | For | |||||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | |||||
10 | Elect Jeffrey E. Stiefler | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Freeport-McMoRan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FCX | CUSIP 35671D857 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect David P. Abney | Mgmt | For | For | |||||
2 | Elect Richard C. Adkerson | Mgmt | For | For | |||||
3 | Elect Robert W. Dudley | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Dustan E. McCoy | Mgmt | For | For | |||||
6 | Elect John J. Stephens | Mgmt | For | For | |||||
7 | Elect Frances F. Townsend | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GM | CUSIP 37045V100 | 06/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary T. Barra | Mgmt | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | |||||
3 | Elect Linda R. Gooden | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Jane L. Mendillo | Mgmt | For | For | |||||
6 | Elect Judith A. Miscik | Mgmt | For | For | |||||
7 | Elect Patricia F. Russo | Mgmt | For | For | |||||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | |||||
9 | Elect Carol M. Stephenson | Mgmt | For | For | |||||
10 | Elect Mark A. Tatum | Mgmt | For | For | |||||
11 | Elect Devin N. Wenig | Mgmt | For | For | |||||
12 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Net Zero Company Benchmark Executive Remuneration Indicator | ShrHoldr | Against | For | |||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HON | CUSIP 438516106 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Darius Adamczyk | Mgmt | For | For | |||||
2 | Elect Duncan B. Angove | Mgmt | For | For | |||||
3 | Elect William S. Ayer | Mgmt | For | For | |||||
4 | Elect Kevin Burke | Mgmt | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | |||||
6 | Elect Deborah Flint | Mgmt | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | |||||
8 | Elect Grace D. Lieblein | Mgmt | For | For | |||||
9 | Elect Raymond T. Odierno | Mgmt | For | For | |||||
10 | Elect George Paz | Mgmt | For | For | |||||
11 | Elect Robin L. Washington | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JPM | CUSIP 46625H100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | |||||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
Marriott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MAR | CUSIP 571903202 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | |||||
2 | Elect Anthony G. Capuano | Mgmt | For | For | |||||
3 | Elect Deborah Marriott Harrison | Mgmt | For | For | |||||
4 | Elect Frederick A. Henderson | Mgmt | For | For | |||||
5 | Elect Eric Hippeau | Mgmt | For | For | |||||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | |||||
7 | Elect Debra L. Lee | Mgmt | For | For | |||||
8 | Elect Aylwin B. Lewis | Mgmt | For | For | |||||
9 | Elect David S. Marriott | Mgmt | For | For | |||||
10 | Elect Margaret M. McCarthy | Mgmt | For | For | |||||
11 | Elect George Munoz | Mgmt | For | For | |||||
12 | Elect Horacio D. Rozanski | Mgmt | For | For | |||||
13 | Elect Susan C. Schwab | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | |||||
17 | Elimination of Supermajority Requirement for Future Amendments to the Certificate | Mgmt | For | For | |||||
18 | Elimination of Supermajority Requirement for Future Amendments to Certain Bylaw Provisions | Mgmt | For | For | |||||
19 | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Transactions | Mgmt | For | For | |||||
20 | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Business Combinations | Mgmt | For | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Mondelez International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDLZ | CUSIP 609207105 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | |||||
3 | Elect Lois D. Juliber | Mgmt | For | For | |||||
4 | Elect Peter W. May | Mgmt | For | For | |||||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | |||||
6 | Elect Jane Hamilton Nielsen | Mgmt | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MS | CUSIP 617446448 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Elizabeth Corley | Mgmt | For | For | |||||
2 | Elect Alistair Darling | Mgmt | For | For | |||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | |||||
4 | Elect James P. Gorman | Mgmt | For | For | |||||
5 | Elect Robert H. Herz | Mgmt | For | For | |||||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | |||||
7 | Elect Hironori Kamezawa | Mgmt | For | For | |||||
8 | Elect Shelley B. Leibowitz | Mgmt | For | For | |||||
9 | Elect Stephen J. Luczo | Mgmt | For | For | |||||
10 | Elect Judith A. Miscik | Mgmt | For | For | |||||
11 | Elect Dennis M. Nally | Mgmt | For | For | |||||
12 | Elect Mary L. Schapiro | Mgmt | For | For | |||||
13 | Elect Perry M. Traquina | Mgmt | For | For | |||||
14 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
17 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | |||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOVN | CUSIP 66987V109 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | |||||
6 | Board Compensation | Mgmt | For | For | |||||
7 | Executive Compensation | Mgmt | For | For | |||||
8 | Compensation Report | Mgmt | For | For | |||||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | For | |||||
10 | Elect Nancy C. Andrews | Mgmt | For | For | |||||
11 | Elect Ton Buchner | Mgmt | For | For | |||||
12 | Elect Patrice Bula | Mgmt | For | For | |||||
13 | Elect Elizabeth Doherty | Mgmt | For | For | |||||
14 | Elect Ann M. Fudge | Mgmt | For | For | |||||
15 | Elect Bridgette P. Heller | Mgmt | For | For | |||||
16 | Elect Frans van Houten | Mgmt | For | For | |||||
17 | Elect Simon Moroney | Mgmt | For | For | |||||
18 | Elect Andreas von Planta | Mgmt | For | For | |||||
19 | Elect Charles L. Sawyers | Mgmt | For | For | |||||
20 | Elect Enrico Vanni | Mgmt | For | For | |||||
21 | Elect William T. Winters | Mgmt | For | For | |||||
22 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | For | |||||
23 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | For | |||||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | |||||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | |||||
26 | Elect Simon Moroney as Compensation Committee Member | Mgmt | For | For | |||||
27 | Appointment of Auditor | Mgmt | For | For | |||||
28 | Appointment of Independent Proxy | Mgmt | For | For | |||||
29 | Amendments to Articles (Term of Office) | Mgmt | For | For | |||||
30 | Additional or Amended Proposals | Mgmt | For | Against | |||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QCOM | CUSIP 747525103 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sylvia Acevedo | Mgmt | For | For | |||||
2 | Elect Mark Fields | Mgmt | For | For | |||||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | |||||
4 | Elect Gregory N. Johnson | Mgmt | For | For | |||||
5 | Elect Ann M. Livermore | Mgmt | For | For | |||||
6 | Elect Harish Manwani | Mgmt | For | For | |||||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | |||||
8 | Elect Jamie S. Miller | Mgmt | For | For | |||||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | |||||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | |||||
11 | Elect Irene B. Rosenfeld | Mgmt | For | For | |||||
12 | Elect Neil Smit | Mgmt | For | For | |||||
13 | Elect Jean-Pascal Tricoire | �� | Mgmt | For | For | ||||
14 | Elect Anthony J. Vinciquerra | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
SGS SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SGSN | CINS H7485A108 | 03/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
7 | Elect Calvin Grieder | Mgmt | For | N/A | |||||
8 | Elect Sami Atiya | Mgmt | For | N/A | |||||
9 | Elect Paul Desmarais, Jr. | Mgmt | For | N/A | |||||
10 | Elect Ian Gallienne | Mgmt | For | N/A | |||||
11 | Elect Shelby R. du Pasquier | Mgmt | For | N/A | |||||
12 | Elect Kory Sorenson | Mgmt | For | N/A | |||||
13 | Elect Tobias Hartmann | Mgmt | For | N/A | |||||
14 | Elect Janet S. Vergis | Mgmt | For | N/A | |||||
15 | Appoint Calvin Grieder as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Kory Sorenson as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Board Compensation | Mgmt | For | N/A | |||||
22 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | N/A | |||||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | N/A | |||||
25 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
26 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWK | CUSIP 854502101 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | |||||
9 | Elect Jane M. Palmieri | Mgmt | For | For | |||||
10 | Elect Mojdeh Poul | Mgmt | For | For | |||||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
12 | Elect Irving Tan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
16 | Elimination of CBCA Supermajority Requirements | Mgmt | For | For | |||||
17 | Elimination of Business Combination Supermajority Requirements | Mgmt | For | For | |||||
18 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | |||||
Steris Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STE | CUSIP G8473T100 | 07/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard C. Breeden | Mgmt | For | For | |||||
2 | Elect Cynthia L. Feldmann | Mgmt | For | For | |||||
3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | |||||
4 | Elect David B. Lewis | Mgmt | For | For | |||||
5 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | |||||
6 | Elect Nirav R. Shah | Mgmt | For | For | |||||
7 | Elect Mohsen M. Sohi | Mgmt | For | For | |||||
8 | Elect Richard M. Steeves | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Appointment of Statutory Auditor | Mgmt | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2330 | CUSIP 874039100 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | |||||
3 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | |||||
4.1 | Elect Mark LIU | Mgmt | For | For | |||||
4.2 | Elect Che-Chia WEI | Mgmt | For | For | |||||
4.3 | Elect Fan-Cheng TSENG | Mgmt | For | For | |||||
4.4 | Elect Ming-Hsin KUNG | Mgmt | For | For | |||||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | |||||
4.6 | Elect Kok-Choo CHEN | Mgmt | For | For | |||||
4.7 | Elect Michael R. Splinter | Mgmt | For | For | |||||
4.8 | Elect Moshe N.Gavrielov | Mgmt | For | For | |||||
4.9 | Elect Yancey HAI | Mgmt | For | For | |||||
4.10 | Elect L. Rafael Reif | Mgmt | For | For | |||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PNC | CUSIP 693475105 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joseph Alvarado | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | Against | |||||
3 | Elect Debra A. Cafaro | Mgmt | For | For | |||||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | |||||
5 | Elect David L. Cohen | Mgmt | For | For | |||||
6 | Elect William S. Demchak | Mgmt | For | For | |||||
7 | Elect Andrew T. Feldstein | Mgmt | For | For | |||||
8 | Elect Richard J. Harshman | Mgmt | For | For | |||||
9 | Elect Daniel R. Hesse | Mgmt | For | For | |||||
10 | Elect Linda R. Medler | Mgmt | For | For | |||||
11 | Elect Martin Pfinsgraff | Mgmt | For | For | |||||
12 | Elect Toni Townes-Whitley | Mgmt | For | For | |||||
13 | Elect Michael J. Ward | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing | ShrHoldr | Against | For | |||||
Virtu Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VIRT | CUSIP 928254101 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Virginia Gambale | Mgmt | For | For | |||||
1.2 | Elect John D. Nixon | Mgmt | For | For | |||||
1.3 | Elect David J. Urban | Mgmt | For | For | |||||
1.4 | Elect Michael T. Viola | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Walmart Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WMT | CUSIP 931142103 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cesar Conde | Mgmt | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
3 | Elect Sarah Friar | Mgmt | For | For | |||||
4 | Elect Carla A. Harris | Mgmt | For | For | |||||
5 | Elect Thomas Horton | Mgmt | For | For | |||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | |||||
7 | Elect C. Douglas McMillon | Mgmt | For | For | |||||
8 | Elect Gregory B. Penner | Mgmt | For | For | |||||
9 | Elect Steven S Reinemund | Mgmt | For | For | |||||
10 | Elect Randall L. Stephenson | Mgmt | For | For | |||||
11 | Elect S. Robson Walton | Mgmt | For | For | |||||
12 | Elect Steuart Walton | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Refrigerants Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | ShrHoldr | Against | For | |||||
19 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | For | |||||
Wheaton Precious Metals Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WPM | CUSIP 962879102 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect George L. Brack | Mgmt | For | For | |||||
1.2 | Elect John A. Brough | Mgmt | For | For | |||||
1.3 | Elect R. Peter Gillin | Mgmt | For | For | |||||
1.4 | Elect Chantal Gosselin | Mgmt | For | For | |||||
1.5 | Elect Douglas M. Holtby | Mgmt | For | For | |||||
1.6 | Elect Glenn Ives | Mgmt | For | For | |||||
1.7 | Elect Charles A. Jeannes | Mgmt | For | For | |||||
1.8 | Elect Eduardo Luna | Mgmt | For | For | |||||
1.9 | Elect Marilyn Schonberner | Mgmt | For | For | |||||
1.10 | Elect Randy V.J. Smallwood | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Emerging Markets Equity Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
3SBIO Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1530 | CINS G8875G102 | 11/06/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Grant of 10,000,000 Award Shares to Dr. Zhu Zhenping | Mgmt | For | For | |||||
4 | Specific Mandate to Grant Award Shares to Dr. Zhu Zhenping | Mgmt | For | For | |||||
5 | Board Authorization | Mgmt | For | For | |||||
A-Living Services Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3319 | CINS Y0038M100 | 04/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Acquisition | Mgmt | For | For | |||||
A-Living Services Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3319 | CINS Y0038M100 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Annual Report | Mgmt | For | For | |||||
6 | 2021 Financial Budget | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Supervisors' Fees | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
12 | Authority to Repurchase H Shares | Mgmt | For | For | |||||
A-Living Services Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3319 | CINS Y0038M100 | 09/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Change of Company Name | Mgmt | For | For | |||||
3 | Amendments to Articles in relation to Company Name Change | Mgmt | For | For | |||||
A-Living Smart City Services Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3319 | CINS Y0038M100 | 11/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Supplemental Property Management Services Agreement | Mgmt | For | For | |||||
3 | 2021 Property Management Services Framework Agreement | Mgmt | For | For | |||||
4 | 2021 Property Agency Services Framework Agreement | Mgmt | For | For | |||||
5 | 2021 Framework Referral Agreement | Mgmt | For | For | |||||
Accton Technology Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2345 | CINS Y0002S109 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Election of Representative of Kuan Xin Investment Corp. | Mgmt | For | For | |||||
4 | Elect HUANG Kuo-Hsiu | Mgmt | For | For | |||||
5 | Elect DU Heng-Yi | Mgmt | For | For | |||||
6 | Elect HUANG Shu-Chieh | Mgmt | For | For | |||||
7 | Elect LEE Fa-Yauh | Mgmt | For | For | |||||
8 | Elect KUO Ming-Jian | Mgmt | For | For | |||||
9 | Elect Eizo Kobayahi | Mgmt | For | For | |||||
10 | Elect Ankur Singla | Mgmt | For | For | |||||
11 | Elect Avigdor Willenz | Mgmt | For | For | |||||
12 | Relapse of Non-compete Restrictions | Mgmt | For | For | |||||
Alibaba Group Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BABA | CUSIP 01609W102 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |||||
2 | Elect Maggie Wei WU | Mgmt | For | Against | |||||
3 | Elect Kabir MISRA | Mgmt | For | For | |||||
4 | Elect Walter Teh Ming KWAUK | Mgmt | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | |||||
Allegro.EU Societe Anonyme | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALE | CINS L0R67D109 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Accounts and Reports (Consolidated Accounts) | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | |||||
8 | Ratify Danielle Arendt-Michels | Mgmt | For | For | |||||
9 | Ratify Gautier Laurent | Mgmt | For | For | |||||
10 | Ratify Severine Michel | Mgmt | For | For | |||||
11 | Ratify Cedric Pedoni | Mgmt | For | For | |||||
12 | Ratify Gilles Wily Duroy | Mgmt | For | For | |||||
13 | Ratify Francois Nuyts | Mgmt | For | For | |||||
14 | Ratify Jonathan Eastick | Mgmt | For | For | |||||
15 | Ratify Darren Richard Huston | Mgmt | For | For | |||||
16 | Ratify David Barker | Mgmt | For | For | |||||
17 | Ratify Carla Smits-Nusteling | Mgmt | For | For | |||||
18 | Ratify Pawel Padusinski | Mgmt | For | For | |||||
19 | Ratify Nancy Cruickshank | Mgmt | For | For | |||||
20 | Ratify Richard Sanders | Mgmt | For | For | |||||
21 | Ratification of Auditor's Acts | Mgmt | For | For | |||||
22 | Appointment of Auditor | Mgmt | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Apollo Hospitals Enterprise Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APOLLOHOSP | CINS Y0187F138 | 01/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
Apollo Hospitals Enterprise Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APOLLOHOSP | CINS Y0187F138 | 05/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger by Absorption between Parent and Subsidiary | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Apollo Hospitals Enterprise Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APOLLOHOSP | CINS Y0187F138 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Sangita Reddy | Mgmt | For | For | |||||
4 | Appointment of Preetha Reddy (Executive Vice-Chair); Approval of Remuneration | Mgmt | For | For | |||||
5 | Appointment of Suneeta Reddy (Managing Director); Approval of Remuneration | Mgmt | For | For | |||||
6 | Appointment of Sangita Reddy (Joint Managing Director); Approval of Remuneration | Mgmt | For | For | |||||
7 | Approve Payment of Remuneration to Executive Promoter Directors | Mgmt | For | For | |||||
8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | |||||
9 | Approve Payment of Fees to Cost Auditors | Mgmt | For | For | |||||
ASM Pacific Technology Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0522 | CINS G0535Q133 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
8 | Authority to Issue Repurchased Shares | Mgmt | For | For | |||||
9 | Elect John LOK Kam Chong | Mgmt | For | For | |||||
10 | Elect Benjamin LOH Gek Lim | Mgmt | For | For | |||||
11 | Elect Patricia CHOU Pei-Fen | Mgmt | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | |||||
B3 S.A. - Brasil Bolsa Balcao | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
B3SA3 | CINS P1909G107 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Board Size | Mgmt | For | For | |||||
5 | Election of Directors | Mgmt | For | For | |||||
6 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | N/A | |||||
9 | Allocate Cumulative Votes to Alberto Monteiro de Queiroz Netto | Mgmt | N/A | N/A | |||||
10 | Allocate Cumulative Votes to Ana Carla Abrao Costa | Mgmt | N/A | N/A | |||||
11 | Allocate Cumulative Votes to Antonio Carlos Quintella | Mgmt | N/A | N/A | |||||
12 | Allocate Cumulative Votes to Claudia Farkouh Prado | Mgmt | N/A | N/A | |||||
13 | Allocate Cumulative Votes to Cristina Anne Betts | Mgmt | N/A | N/A | |||||
14 | Allocate Cumulative Votes to Eduardo Mazzilli de Vassimon | Mgmt | N/A | N/A | |||||
15 | Allocate Cumulative Votes to Florian Bartunek | Mgmt | N/A | N/A | |||||
16 | Allocate Cumulative Votes to Guilherme Affonso Ferreira | Mgmt | N/A | N/A | |||||
17 | Allocate Cumulative Votes to Jose de Menezes Berenguer Neto | Mgmt | N/A | N/A | |||||
18 | Allocate Cumulative Votes to Mauricio Machado de Minas | Mgmt | N/A | N/A | |||||
19 | Allocate Cumulative Votes to Pedro Paulo Giubbina Lorenzini | Mgmt | N/A | N/A | |||||
20 | Request Cumulative Voting | Mgmt | N/A | N/A | |||||
21 | Remuneration Policy | Mgmt | For | For | |||||
22 | Request Establishment of Supervisory Council | Mgmt | N/A | N/A | |||||
23 | Election of Supervisory Council | Mgmt | For | For | |||||
24 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | N/A | |||||
25 | Supervisory Council Fees | Mgmt | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
B3 S.A. - Brasil Bolsa Balcao | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
B3SA3 | CINS P1909G107 | 05/10/2021 | �� | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Stock Split | Mgmt | For | For | |||||
3 | Amendments to Article 3 (Corporate Purpose) | Mgmt | For | For | |||||
4 | Amendments to Articles 5 and 8 (Share Capital) | Mgmt | For | For | |||||
5 | Amendments to Articles 16, 29 and 37 (Duties) | Mgmt | For | For | |||||
6 | Amendments to Article 22 (Board of Directors' Composition) | Mgmt | For | For | |||||
7 | Amendments to Article 32 (Management Board's Composition) | Mgmt | For | For | |||||
8 | Amendments to Articles (Board of Directors' Committees) | Mgmt | For | For | |||||
9 | Amendments to Article 76 (Indemnity Agreements) | Mgmt | For | For | |||||
10 | Amendments to Article 76 (Indemnity Agreements) | Mgmt | For | For | |||||
11 | Amendments to Articles (Miscellaneous) | Mgmt | For | For | |||||
12 | Consolidation of Articles | Mgmt | For | For | |||||
13 | Amendment to the Restricted Shares Plan | Mgmt | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Banco Bradesco S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BBDC3 | CINS P1808G117 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Elect Cristiana Pereira to the Supervisory Council Presented by Preferred Shareholders | Mgmt | N/A | N/A | |||||
Beijing Sinnet Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
300383 | CINS Y0R7V6101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Annual Report | Mgmt | For | For | |||||
2 | 2020 Accounts and Reports | Mgmt | For | For | |||||
3 | 2020 Directors' Report | Mgmt | For | For | |||||
4 | 2020 Supervisors' Report | Mgmt | For | For | |||||
5 | 2020 Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | 2021 Compensation for Directors and Supervisors | Mgmt | For | For | |||||
7 | Appointment of 2021 Auditor | Mgmt | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | |||||
9 | Amendments to Procedural Rules: Shareholder Meeting | Mgmt | For | Against | |||||
10 | Amendments to Work System for Independent Directors | Mgmt | For | Against | |||||
11 | Amendments to Work System for External Guarantees | Mgmt | For | Against | |||||
12 | Amendments to Work System for External Investments | Mgmt | For | Against | |||||
13 | Amendments to Work System for Connected Transactions | Mgmt | For | Against | |||||
14 | Amendments to Work System for Raised Funds | Mgmt | For | Against | |||||
15 | Entering into the Supplemental Agreement II Regarding the Capital Increase Agreement with Zhida Yunchuang (Sanhe) Technology Co., Ltd. | Mgmt | For | For | |||||
Bharti Airtel Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BHARTIARTL | CINS Y0885K108 | 03/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Preferential Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Bid Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BID | CINS S11881109 | 11/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | |||||
2 | Re-elect Stephen Koseff | Mgmt | For | For | |||||
3 | Re-elect Paul Baloyi | Mgmt | For | Against | |||||
4 | Re-elect Helen Wiseman | Mgmt | For | For | |||||
5 | Election of Audit Committee Member (Tasneem Abdool-Samad) | Mgmt | For | For | |||||
6 | Elect Audit and Risk Committee Member (Paul Baloyi) | Mgmt | For | Against | |||||
7 | Elect Audit and Risk Committee Member (Nigel G. Payne) | Mgmt | For | Against | |||||
8 | Elect Audit and Risk Committee Chair (Helen Wiseman) | Mgmt | For | For | |||||
9 | Approve Remuneration Policy (Policy) | Mgmt | For | Against | |||||
10 | Approve Remuneration Policy (Implementation) | Mgmt | For | Against | |||||
11 | General Authority to Issue Shares | Mgmt | For | For | |||||
12 | Authority to Issue Shares for Cash | Mgmt | For | For | |||||
13 | Approve Allocation to Distribute Share Capital or Premium | Mgmt | For | For | |||||
14 | Authority to Create and Issue Convertible Debentures | Mgmt | For | For | |||||
15 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | |||||
17 | Chair | Mgmt | For | For | |||||
18 | Lead independent non-executive director (SA) | Mgmt | For | For | |||||
19 | Lead independent director (International) | Mgmt | For | For | |||||
20 | Non-executive directors (SA) | Mgmt | For | For | |||||
21 | Non-executive directors (International) | Mgmt | For | For | |||||
22 | Audit and risk committee chair (International) | Mgmt | For | For | |||||
23 | Audit and risk committee chair (SA) | Mgmt | For | For | |||||
24 | Audit and risk committee member (SA) | Mgmt | For | For | |||||
25 | Audit and risk committee member (International) | Mgmt | For | For | |||||
26 | Remuneration committee chair (SA) | Mgmt | For | For | |||||
27 | Remuneration committee chair (International) | Mgmt | For | For | |||||
28 | Remuneration committee member (SA) | Mgmt | For | For | |||||
29 | Remuneration committee member (International) | Mgmt | For | For | |||||
30 | Nominations committee chair (SA) | Mgmt | For | For | |||||
31 | Nominations committee chair (International) | Mgmt | For | For | |||||
32 | Nominations committee member (SA) | Mgmt | For | For | |||||
33 | Nominations committee member (International) | Mgmt | For | For | |||||
34 | Acquisitions committee chair (SA) | Mgmt | For | For | |||||
35 | Acquisitions committee chair (International) | Mgmt | For | For | |||||
36 | Acquisitions committee member (SA) | Mgmt | For | For | |||||
37 | Acquisitions committee member (International) | Mgmt | For | For | |||||
38 | Social and ethics committee chair (SA) | Mgmt | For | For | |||||
39 | Social and ethics committee chair (International) | Mgmt | For | For | |||||
40 | Social and ethics committee member (SA) | Mgmt | For | For | |||||
41 | Social and ethics committee member (International) | Mgmt | For | For | |||||
42 | Ad hoc meetings (SA) | Mgmt | For | For | |||||
43 | Ad hoc meetings (International) | Mgmt | For | For | |||||
44 | Travel per meeting cycle (SA) | Mgmt | For | For | |||||
45 | Travel per meeting cycle (International) | Mgmt | For | For | |||||
46 | Approve Financial Assistance (Sections 44 & 45) | Mgmt | For | For | |||||
Capitec Bank Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CPI | CINS S15445109 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Re-elect Danie P. Meintjes | Mgmt | For | For | |||||
2 | Re-elect Petrus (Piet) J. Mouton | Mgmt | For | For | |||||
3 | Re-elect Jean P. Verster | Mgmt | For | For | |||||
4 | Elect Cora Fernandez | Mgmt | For | For | |||||
5 | Elect Stanislaus Alexander du Plessis | Mgmt | For | For | |||||
6 | Elect Vusumuzi (Vusi) Mahlangu | Mgmt | For | For | |||||
7 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | |||||
8 | Appointment of Auditor (Deloitte & Touche) | Mgmt | For | For | |||||
9 | Authority to Issue Shares Pursuant to a Conversion of Loss Absorbent Capital Instruments | Mgmt | For | For | |||||
10 | Authority to Issue Shares for Cash | Mgmt | For | For | |||||
11 | Approve Remuneration Policy | Mgmt | For | For | |||||
12 | Approve Remuneration Implementation Report | Mgmt | For | Against | |||||
13 | Amendment to the Capitec Bank Holdings Share Trust Deed | Mgmt | For | For | |||||
14 | Approve NEDs' Fees | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Approve Financial Assistance (Section 45) | Mgmt | For | For | |||||
17 | Approve Financial Assistance (Section 44) | Mgmt | For | For | |||||
Chemical Works of Gedeon Richter Plc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RICHTER | CINS X3124S107 | 04/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hungary | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Agenda | Mgmt | For | For | |||||
6 | Recording Device for Meeting | Mgmt | For | For | |||||
7 | Election of Presiding Chair and Individuals to Keep Minutes | Mgmt | For | For | |||||
8 | Financial Statements (Consolidated) | Mgmt | For | For | |||||
9 | Directors' Report | Mgmt | For | For | |||||
10 | Financial Statements | Mgmt | For | For | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
12 | Corporate Governance Report | Mgmt | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | |||||
14 | Directors' Report on Acquired Treasury Shares | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares and Reissue Shares | Mgmt | For | For | |||||
16 | Elect Balint Szecsenyi | Mgmt | For | For | |||||
17 | Elect Anett Pandurics | Mgmt | For | For | |||||
18 | Elect Nandor P. Acs | Mgmt | For | For | |||||
19 | Elect Laszlo Szabo | Mgmt | For | For | |||||
20 | Elect Attila Chikan | Mgmt | For | For | |||||
21 | Elect Jonathan Robert Bedros | Mgmt | For | For | |||||
22 | Elect Zoltan Matos | Mgmt | For | For | |||||
23 | Elect Livia Pavlik | Mgmt | For | For | |||||
24 | Elect Krisztina Gal | Mgmt | For | For | |||||
25 | Elect Peter Muller | Mgmt | For | For | |||||
26 | Appoint Attila Chikan to the Audit Committee | Mgmt | For | For | |||||
27 | Appoint Zoltan Matos and Livia Pavlik to the Audit Committee | Mgmt | For | For | |||||
28 | Directors' Fees | Mgmt | For | For | |||||
29 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | N/A | |||||
30 | Supervisory Board Fees | Mgmt | For | For | |||||
31 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
China Gas Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0384 | CINS G2109G103 | 08/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect LIU Ming Hui | Mgmt | For | Against | |||||
6 | Elect ZHU Weiwei | Mgmt | For | Against | |||||
7 | Elect LIU Chang | Mgmt | For | For | |||||
8 | Elect CHEN Yanyan | Mgmt | For | For | |||||
9 | Elect ZHANG Ling | Mgmt | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
China Merchants Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3968 | CINS Y14896115 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | Annual Report | Mgmt | For | For | |||||
5 | Financial Statements | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
8 | 2020 Related Party Transaction Report | Mgmt | For | For | |||||
9 | Elect LI Chaoxian | Mgmt | For | For | |||||
10 | Elect SHI Yongdong | Mgmt | For | For | |||||
11 | Elect GUO Xikun as a Shareholder Supervisor | Mgmt | For | For | |||||
12 | Medium-Term Capital Management Plan (2021-2023) | Mgmt | For | For | |||||
13 | Redemption of Capital Bonds | Mgmt | For | For | |||||
14 | Authority to Issue Capital Bonds | Mgmt | For | For | |||||
15 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
China Merchants Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3968 | CINS Y14896115 | 09/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect MIAO Jianmin | Mgmt | For | For | |||||
Chunghwa Telecom Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2412 | CINS Y1613J108 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | |||||
5 | Amendments to Procedural Rules for Election of Directors | Mgmt | For | For | |||||
6 | Release of Non-compete Restrictions | Mgmt | For | For | |||||
Cnooc Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0883 | CINS Y1662W117 | 11/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking | Mgmt | For | For | |||||
Com2uS Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
078340 | CINS Y1695S109 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | |||||
2 | Amendments to Articles | Mgmt | For | Against | |||||
3 | Elect LEE Joo Hwan | Mgmt | For | For | |||||
4 | Elect LEE Sang Goo | Mgmt | For | For | |||||
5 | Directors' Fees | Mgmt | For | Against | |||||
6 | Corporate Auditors' Fees | Mgmt | For | For | |||||
7 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | |||||
CP ALL Public Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CPALL | CINS Y1772K169 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Results of Operations | Mgmt | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Elect Soopakij Chearavanont | Mgmt | For | Against | |||||
7 | Elect Korsak Chairasmisak | Mgmt | For | Against | |||||
8 | Elect Supachai Chearavanont | Mgmt | For | Against | |||||
9 | Elect Adirek Sripratak | Mgmt | For | Against | |||||
10 | Elect Tanin Buranamanit | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | Against | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
13 | Authority to Issue Debentures | Mgmt | For | For | |||||
CP ALL Public Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CPALL | CINS Y1772K169 | 07/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors Report | Mgmt | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Prasert Jarupanich | Mgmt | For | Against | |||||
6 | Elect Narong Chearavanont | Mgmt | For | Against | |||||
7 | Elect Pittaya Jearavisitkul | Mgmt | For | Against | |||||
8 | Elect Piyawat Titasattavorakul | Mgmt | For | Against | |||||
9 | Elect Umroong Sanphasitvong | Mgmt | For | Against | |||||
10 | Directors' Fees | Mgmt | For | Against | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Amendments to Memorandum | Mgmt | For | For | |||||
13 | Transaction of Other Business | Mgmt | For | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Credicorp Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAP | CUSIP G2519Y108 | 10/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Leslie Harold Pierce Diez Canseco | Mgmt | For | For | |||||
Credicorp Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAP | CUSIP G2519Y108 | 03/31/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
CSN Mineracao S.A | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMIN3 | CINS P3338S108 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | N/A | |||||
CSN Mineracao S.A | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMIN3 | CINS P3338S108 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Remuneration Policy | Mgmt | For | For | |||||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | N/A | |||||
7 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | N/A | |||||
CSPC Innovation Pharmaceutical Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
300765 | CINS Y1825N103 | 09/07/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | By-election of Non-employee Supervisors | Mgmt | For | Against | |||||
4 | Amendments to Procedural Rules of Shareholder Meetings and Board Meetings | Mgmt | For | Against | |||||
5 | Amendments to Procedural Rules of Supervisory Board Meetings | Mgmt | For | Against | |||||
6 | Settlement and Termination of Some Projects Financed with Raised Funds and Permanently Supplement the Working Capital | Mgmt | For | For | |||||
7 | Elect WANG Hui | Mgmt | For | For | |||||
8 | Elect CAI Lei | Mgmt | For | For | |||||
Detsky Mir JSC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSKY | CINS X1810L113 | 09/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Interim Dividends (2Q2020) | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Detsky Mir PJSC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSKY | CINS X1810L113 | 03/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Early Termination of Board Powers | Mgmt | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Andrey A. Anishenko | Mgmt | N/A | N/A | |||||
5 | Elect Pavel S. Boyarinov | Mgmt | N/A | N/A | |||||
6 | Elect Maria V. Gordon | Mgmt | N/A | N/A | |||||
7 | Elect Pavel S. Grachev | Mgmt | N/A | N/A | |||||
8 | Elect Maria S. Davydova | Mgmt | N/A | N/A | |||||
9 | Elect Dmitry Klenov | Mgmt | N/A | N/A | |||||
10 | Elect Vladimir G. Klimanov | Mgmt | N/A | N/A | |||||
11 | Elect Stanislav V. Kotomkin | Mgmt | N/A | N/A | |||||
12 | Elect Tony Maher | Mgmt | N/A | N/A | |||||
13 | Elect Mikhail B. Stiskin | Mgmt | N/A | N/A | |||||
14 | Elect Foss Michael | Mgmt | N/A | N/A | |||||
15 | Elect Alexander V. Shevchuk | Mgmt | N/A | N/A | |||||
16 | Amendments to Regulations on Directors' Fees | Mgmt | For | For | |||||
Detsky Mir PJSC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSKY | CINS X1810L113 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | |||||
3 | Financial Statements | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Elect Andrey A. Anishenko | Mgmt | For | For | |||||
7 | Elect Maria V. Gordon | Mgmt | For | For | |||||
8 | Elect Pavel S. Grachev | Mgmt | For | Against | |||||
9 | Elect Dmitry Klenov | Mgmt | For | Against | |||||
10 | Elect Vladimir G. Klimanov | Mgmt | For | Against | |||||
11 | Elect Tony Maher | Mgmt | For | Against | |||||
12 | Elect David Ronnberg | Mgmt | For | For | |||||
13 | Elect Mikhail B. Stiskin | Mgmt | For | Against | |||||
14 | Elect Michael Foss | Mgmt | For | For | |||||
15 | Elect Alexander V. Shevchuk | Mgmt | For | For | |||||
16 | Amendments to Articles | Mgmt | For | For | |||||
17 | Elect Yury E. Vikulin | Mgmt | For | For | |||||
18 | Elect Nadezhda V. Voskresenskaya | Mgmt | For | For | |||||
19 | Elect Arkadi Suprunov | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Amendments to Regulations on Board Remuneration | Mgmt | For | For | |||||
Detskymir PJSC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSKY | CINS X1810L113 | 12/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Interim Dividends 3Q2020 | Mgmt | For | For | |||||
2 | Board Size | Mgmt | For | Against | |||||
3 | Amendments to Articles | Mgmt | For | Against | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Dino Polska SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DNP | CINS X188AF102 | 06/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Election of Presiding Chair | Mgmt | For | For | |||||
5 | Compliance with Rules of Convocation | Mgmt | For | For | |||||
6 | Agenda | Mgmt | For | For | |||||
7 | Presentation of Management Board Activity Report | Mgmt | For | For | |||||
8 | Presentation of Financial Statements | Mgmt | For | For | |||||
9 | Presentation of Allocation of Profits Proposal | Mgmt | For | For | |||||
10 | Presentation of Supervisory Board Activity Report | Mgmt | For | For | |||||
11 | Presentation of Supervisory Board Report (Company's Activity; Financial Statements; Allocation of Profits) | Mgmt | For | For | |||||
12 | Presentation of Motion to Approve Management Board Report | Mgmt | For | For | |||||
13 | Presentation of Motion to Approve Accounts and Reports | Mgmt | For | For | |||||
14 | Presentation of Motion to Approve Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
15 | Presentation of Motion to Approve Allocation of Profits | Mgmt | For | For | |||||
16 | Presentation of Motion to Ratify Management Board Acts | Mgmt | For | For | |||||
17 | Management Board Report | Mgmt | For | For | |||||
18 | Financial Statements | Mgmt | For | For | |||||
19 | Financial Statements (Consolidated) | Mgmt | For | For | |||||
20 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
21 | Ratification of Management Acts | Mgmt | For | For | |||||
22 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
23 | Remuneration Report | Mgmt | For | Against | |||||
24 | Board Size | Mgmt | For | For | |||||
25 | Changes to the Supervisory Board Composition | Mgmt | For | Against | |||||
26 | Supervisory Board Fees | Mgmt | For | Against | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Dino Polska SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DNP | CINS X188AF102 | 07/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Election of Presiding Chair | Mgmt | For | For | |||||
5 | Compliance with Rules of Convocation | Mgmt | For | For | |||||
6 | Agenda | Mgmt | For | For | |||||
7 | Presentation of Management Board Report | Mgmt | For | For | |||||
8 | Presentation of Financial Statements | Mgmt | For | For | |||||
9 | Presentation of Allocation of Profits Proposal | Mgmt | For | For | |||||
10 | Presentation of Supervisory Board Report (Activity) | Mgmt | For | For | |||||
11 | Presentation of Supervisory Board Report (Company's Activity) | Mgmt | For | For | |||||
12 | Presentation of Supervisory Board Report (Consolidated Financial Statements) | Mgmt | For | For | |||||
13 | Presentation of Supervisory Board Report (Management Board Report) | Mgmt | For | For | |||||
14 | Presentation of Motion to Approve Accounts and Reports | Mgmt | For | For | |||||
15 | Presentation of Motion to Approve Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
16 | Presentation of Motion to Approve Allocation of Profits | Mgmt | For | For | |||||
17 | Presentation of Motion to Ratify Management Board Acts | Mgmt | For | For | |||||
18 | Management Board Report | Mgmt | For | For | |||||
19 | Financial Statements | Mgmt | For | For | |||||
20 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
21 | Management Board Report (Consolidated) | Mgmt | For | For | |||||
22 | Financial Statements (Consolidated) | Mgmt | For | For | |||||
23 | Ratification of Management Board Acts | Mgmt | For | For | |||||
24 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
25 | Elect Szymon Piduch | Mgmt | For | For | |||||
26 | Remuneration Policy | Mgmt | For | Against | |||||
27 | Directors' Fees | Mgmt | For | For | |||||
28 | Amendments to Articles; Uniform Text of Articles | Mgmt | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
Energisa S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENGI3 | CINS P3769S114 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Remuneration Policy | Mgmt | For | For | |||||
Energisa S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENGI3 | CINS P3769S114 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | N/A | |||||
7 | Election of Supervisory Council | Mgmt | For | For | |||||
8 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | N/A | |||||
9 | Elect Vania Andrade de Souza to the Supervisory Council Presented by Preferred Shareholders | Mgmt | N/A | N/A | |||||
Fomento Economico Mexicano S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FEMSAUBD | CINS P4182H115 | 03/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | Against | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Authority to Repurchase Shares | Mgmt | For | For | |||||
4 | Election of Directors; Fees | Mgmt | For | For | |||||
5 | Election of Board Committee Members; Fees | Mgmt | For | For | |||||
6 | Election of Meeting Delegates | Mgmt | For | For | |||||
7 | Minutes | Mgmt | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Fujian Green Pine Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
300132 | CINS Y26565104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Work Report of the Board of Directors | Mgmt | For | For | |||||
2 | 2020 Work Report of the Supervisory Committeee | Mgmt | For | For | |||||
3 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
4 | 2020 Annual Accounts | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Application for Comprehensive Credit Line to Banks in 2021 and Relevant Authorization | Mgmt | For | For | |||||
GMM Pfaudler Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GMM | CINS Y27292120 | 12/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendment to Borrowing Powers | Mgmt | For | For | |||||
3 | Acquisition of Pfaudler Group | Mgmt | For | For | |||||
4 | Authority to Pledge Shares held in a Subsidiary | Mgmt | For | For | |||||
5 | Amendment to Borrowing Powers | Mgmt | For | For | |||||
6 | Authority to Give Guarantees | Mgmt | For | For | |||||
7 | Authority to Pledge Shares held in a Subsidiary | Mgmt | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | |||||
Greentown Management Holdings Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9979 | CINS G4102M103 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect GUO Jiafeng | Mgmt | For | For | |||||
6 | Elect LI Jun | Mgmt | For | For | |||||
7 | Elect LIN Sanjiu | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
HDFC Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HDFCBANK | CINS Y3119P190 | 07/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | |||||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Elect Kaizad Bharucha | Mgmt | For | For | |||||
5 | Authority to Set the Statutory Auditor's Fees | Mgmt | For | For | |||||
6 | Ratification of Additional Fees of Statutory Auditor | Mgmt | For | For | |||||
7 | Elect Malay Patel | Mgmt | For | For | |||||
8 | Elect Kaizad Bharucha | Mgmt | For | For | |||||
9 | Elect Renu Sud Karnad | Mgmt | For | Against | |||||
10 | Related Party Transactions (Housing Development Finance Corporation Limited) | Mgmt | For | For | |||||
11 | Related Party Transactions (HDB Finance Services Limited) | Mgmt | For | For | |||||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | |||||
HDFC Bank Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HDFCBANK | CINS Y3119P190 | 12/01/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Sashidhar Jagdishan | Mgmt | For | For | |||||
3 | Appoint Sashidhar Jagdishan (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | |||||
Hero MotoCorp Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HEROMOTOCO | CINS Y3194B108 | 08/12/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Suman Kant Munjal | Mgmt | For | For | |||||
4 | Authority to Set Cost Auditors' Fees | Mgmt | For | For | |||||
5 | Elect Tina Trikha | Mgmt | For | For | |||||
Housing Development Finance Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HDFC | CINS Y37246207 | 07/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Issue Shares and/or Convertible Securities | Mgmt | For | For | |||||
3 | Ratification of ESOS | Mgmt | For | For | |||||
Housing Development Finance Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HDFC | CINS Y37246207 | 07/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Renu Sud Karnad | Mgmt | For | For | |||||
4 | Appointment of Renu Sud Karnad (Managing Director); Approval of Remuneration | Mgmt | For | For | |||||
5 | Appointment of Srinivasa Rangan (Executive Director); Approval of Remuneration | Mgmt | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | |||||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | |||||
8 | Sale of Shares in HDFC Life Insurance Company limited | Mgmt | For | For | |||||
9 | Sale of Shares in HDFC ERGO General Insurance Company Limited | Mgmt | For | For | |||||
Huatai Securities Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6886 | CINS Y37426114 | 02/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect KE Xiang | Mgmt | For | For | |||||
3 | Authority to Issue Onshore and Offshore Debt Financing Instruments | Mgmt | For | For | |||||
4 | Amendments to Procedural Rules Governing Shareholders General Meetings | Mgmt | For | For | |||||
5 | Restricted Share Incentive Scheme of A Shares (Draft) and its Summary | Mgmt | For | For | |||||
6 | Adoption of Administrative Measures for the Restricted Share Incentive Scheme of A Shares | Mgmt | For | For | |||||
7 | Adoption of Administrative Measures for the Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares | Mgmt | For | For | |||||
8 | Board Authorization to Handle Matters in relation to the Scheme | Mgmt | For | For | |||||
ICICI Bank Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICICIBANK | CINS Y3860Z132 | 08/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Issue Shares and Equity Linked Securities Securities w/o Preemptive Rights | Mgmt | For | For | |||||
ICICI Bank Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICICIBANK | CINS Y3860Z132 | 08/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Vishakha Mulye | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | |||||
4 | Appointment Of Branch Auditors | Mgmt | For | For | |||||
5 | Appoint Vishakha Mulye (Whole-Time Director); Approval of Remuneration | Mgmt | For | For | |||||
6 | Elect Girish Chandra Chaturvedi | Mgmt | For | For | |||||
7 | Appointment of Girish Chandra Chaturvedi as Non-Executive (Part-time) Chairman; Approval or Remuneration | Mgmt | For | For | |||||
8 | Change of Location of Registered Office | Mgmt | For | For | |||||
Inari Amertron Berhad | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INARI | CINS Y3887U108 | 11/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Directors' Fees | Mgmt | For | For | |||||
2 | Directors' Benefits | Mgmt | For | For | |||||
3 | Elect OH Seong Lye | Mgmt | For | For | |||||
4 | Elect FOO Kok Siew | Mgmt | For | For | |||||
5 | Elect LAU Kean Cheong | Mgmt | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
9 | Retention of Aishah Binti Al-Marhum Sultan Haji Ahmad Shah as an Independent Director | Mgmt | For | For | |||||
10 | Retention of OH Seong Lye as an Independent Director | Mgmt | For | For | |||||
11 | Retention of FOO Kok Siew as Independent Director | Mgmt | For | For | |||||
IndusInd Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INDUSINDBK | CINS Y3990M134 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Arun Tiwari | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
4 | Appointment of Arun Tiwari (Part-time Non-Executive Chairman); Approval of Remuneration | Mgmt | For | For | |||||
5 | Elect and Appoint Sumant Kathpalia (Managing Director and CEO); Approve Remuneration | Mgmt | For | For | |||||
6 | Elect Sanjay K. Asher | Mgmt | For | For | |||||
7 | Elect Bhavna Gautam Doshi | Mgmt | For | For | |||||
8 | Elect Shanker Annaswamy | Mgmt | For | For | |||||
9 | Elect T. T. Ram Mohan | Mgmt | For | For | |||||
10 | Authority to Issue Long-Term Bonds and/or Non-Convertible Debentures | Mgmt | For | For | |||||
11 | Amendments to ESOS Scheme 2007 (ESOS Scheme 2020) | Mgmt | For | For | |||||
Infosys Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFY | CUSIP 456788108 | 06/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect U. B. Pravin Rao | Mgmt | For | For | |||||
4 | Authority to Repurchase Shares | Mgmt | For | For | |||||
5 | Elect Michael Gibbs | Mgmt | For | For | |||||
6 | Elect Bobby Kanu Parikh | Mgmt | For | For | |||||
7 | Elect Chitra Nayak | Mgmt | For | For | |||||
8 | Revision of Remuneration of U.B. Pravin Rao (COO) | Mgmt | For | Against | |||||
Inpost S.A | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INPST | CINS L5125Z108 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Cristina Berta Jones to the Supervisory Board | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
JD.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JD | CINS G8208B101 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Adoption of the Company’s Dual Foreign Name | Mgmt | For | For | |||||
3 | Amended And Restated Memorandum of Association and Articles of Association | Mgmt | For | For | |||||
Jiangsu Changshu Rural Commercial Bank Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
601128 | CINS Y443B1100 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
2 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
3 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
4 | 2020 Annual Accounts And 2021 Financial Budget Plan | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | 2021 Estimated Quota of Continuing Connected Transactions with Some Related Parties | Mgmt | For | For | |||||
7 | Reappointment Of 2021 Audit Firm | Mgmt | For | For | |||||
8 | Amendments to the Remuneration Management Measures for Directors and Supervisors | Mgmt | For | Against | |||||
Jiangsu Changshu Rural Commercial Bank Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
601128 | CINS Y443B1100 | 11/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | |||||
2 | Amendments to Procedural Rules Governing Shareholders' General Meetings | Mgmt | For | For | |||||
Jiangsu Changshu Rural Commercial Bank Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
601128 | CINS Y443B1100 | 12/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect ZHUANG Guangqiang | Mgmt | For | For | |||||
2 | Elect XUE Wen | Mgmt | For | For | |||||
3 | Elect SUN Ming | Mgmt | For | For | |||||
4 | Elect MENG Shihe | Mgmt | For | For | |||||
5 | Elect YANG Yuguang | Mgmt | For | For | |||||
6 | Elect NIE Yuhui | Mgmt | For | For | |||||
7 | Elect WANG Chunhua | Mgmt | For | For | |||||
8 | Elect ZHU Qinbao | Mgmt | For | For | |||||
9 | Elect DAI Xuming | Mgmt | For | For | |||||
10 | Elect FAN Lijun | Mgmt | For | For | |||||
11 | Elect JIANG Jiansheng | Mgmt | For | For | |||||
12 | Elect ZHANG Helian | Mgmt | For | For | |||||
13 | Elect YUAN Xiuguo | Mgmt | For | For | |||||
14 | Elect WU Minyan | Mgmt | For | For | |||||
15 | Elect CAI Zexiang | Mgmt | For | For | |||||
16 | Elect TAO Shaofeng | Mgmt | For | For | |||||
17 | Elect SHEN Mei | Mgmt | For | For | |||||
18 | Elect YU Xiaohua | Mgmt | For | For | |||||
19 | Elect LIAO Yuansu | Mgmt | For | For | |||||
JM Financial Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JMFINANCIL | CINS Y44462110 | 07/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Nimesh N. Kampani | Mgmt | For | Against | |||||
4 | Related Party Transactions Including Guarantees with JM Financial Credit Solutions Limited | Mgmt | For | For | |||||
5 | Related Party Transactions Including Guarantees with JM Financial Asset Reconstruction Company Limited | Mgmt | For | For | |||||
6 | Related Party Transactions Including Guarantees with JM Financial Products Limited | Mgmt | For | For | |||||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | |||||
Kaspi.kz JSC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KSPI | CINS 48581R106 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Kazakhstan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Agenda | Mgmt | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | Against | |||||
5 | Presentation of Information on Shareholders' Appeal | Mgmt | For | For | |||||
6 | Board Term Length | Mgmt | For | Against | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Declaration of Residency | Mgmt | N/A | N/A | |||||
Keystone Microtech Corp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6683 | CINS Y4729V106 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Business Reports and Financial Statements | Mgmt | For | For | |||||
2 | 2020 Profit Distribution | Mgmt | For | For | |||||
3 | Amendments to the Procedures of Directors Election | Mgmt | For | For | |||||
4 | Amendments to the Rules of Shareholder Meeting | Mgmt | For | For | |||||
5 | Issuance of Restricted New Shares for Employees | Mgmt | For | For | |||||
6 | Elect LI Chih-Min | Mgmt | For | For | |||||
7 | Kuan-Yi Investment Co., Ltd. | Mgmt | For | Against | |||||
8 | Elect LU Chun-Lang | Mgmt | For | For | |||||
9 | Elect YEH Chi-Hung | Mgmt | For | For | |||||
10 | Elect LIN Chiang-Liang | Mgmt | For | For | |||||
11 | Elect CHEN Chi-Wen | Mgmt | For | For | |||||
12 | Elect CHEN Chin-Han | Mgmt | For | For | |||||
13 | Release of Non-competition Restriction on the Directors and Its Representative | Mgmt | For | For | |||||
Korea Petro Chemical Ind. Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
006650 | CINS Y4S99J105 | 03/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect KANG GIl Soon | Mgmt | For | For | |||||
2 | Elect YOO Gyu Chang | Mgmt | For | For | |||||
3 | Directors' Fees | Mgmt | For | Against | |||||
4 | Corporate Auditors' Fees | Mgmt | For | Against | |||||
Kuaishou Technology | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1024 | CINS G53263102 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Elect SU Hua | Mgmt | For | For | |||||
5 | Elect CHENG Yixiao | Mgmt | For | For | |||||
6 | Elect ZHANG Fei | Mgmt | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Kweichow Moutai Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600519 | CINS Y5070V116 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
2 | 2020 Work Report of the Board of Supervisors | Mgmt | For | For | |||||
3 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
4 | 2020 Annual Accounts | Mgmt | For | For | |||||
5 | 2021 Financial Budget Report | Mgmt | For | For | |||||
6 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
7 | 2020 Work Report Of Independent Directors | Mgmt | For | For | |||||
8 | 2021 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | For | For | |||||
L G Chemical | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
051910 | CINS Y52758102 | 10/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Land Mark Optoelectronics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3081 | CINS Y51823105 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Proposed Resolutions for the Company's 2020 Business Report and Financial Statements | Mgmt | For | For | |||||
2 | Proposed Resolutions for the Company's 2020 Earnings Distribution. Proposed Cash Dividend: TWD 5 Per Share | Mgmt | For | For | |||||
3 | Discussion of Amendments to the Company's Procedures for Election of Directors. | Mgmt | For | For | |||||
Largan Precision Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3008 | CINS Y52144105 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Amendments to Procedural Rules of Election of Directors and Supervisors | Mgmt | For | For | |||||
LG CHEM LTD | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
051910 | CINS Y52758102 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Elect CHA Dong Seok | Mgmt | For | Against | |||||
4 | Election of Independent Director to Become Audit Committee Member: KIM Mun Su | Mgmt | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | |||||
Link Real Estate Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0823 | CINS Y5281M111 | 07/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Elect Peter TSE Pak Wing | Mgmt | For | For | |||||
4 | Elect Nancy TSE Sau Ling | Mgmt | For | For | |||||
5 | Elect Elaine C. YOUNG | Mgmt | For | For | |||||
6 | Elect NG Kok Siong | Mgmt | For | For | |||||
7 | Authority to Repurchase Units | Mgmt | For | For | |||||
8 | Amendments to Scope of Permitted Investments and Investment Scope Trust Deed | Mgmt | For | For | |||||
Luxshare Precision Industry Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002475 | CINS Y7744X106 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Directors' Report | Mgmt | For | For | |||||
2 | 2020 Supervisors' Report | Mgmt | For | For | |||||
3 | 2020 Accounts and Reports | Mgmt | For | For | |||||
4 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
5 | 2020 Allocation of Dividends | Mgmt | For | For | |||||
6 | 2020 Independent Directors' Report | Mgmt | For | For | |||||
7 | Re-appointment of Auditor | Mgmt | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | |||||
9 | Amendments to Management System for External Investment | Mgmt | For | Against | |||||
10 | Authority to Provide Guarantees to Overseas Wholly-Owned Subsidiaries | Mgmt | For | For | |||||
11 | Re-elect WANG Laichun | Mgmt | For | For | |||||
12 | Re-elect WANG Laisheng | Mgmt | For | For | |||||
13 | Elect LI Wei | Mgmt | For | For | |||||
14 | Elect WANG Tao | Mgmt | For | For | |||||
15 | Re-elect ZHANG Ying | Mgmt | For | For | |||||
16 | Elect LIU Zhonghua | Mgmt | For | For | |||||
17 | Elect SONG Yuhong | Mgmt | For | For | |||||
18 | Re-elect XIA Yanrong | Mgmt | For | For | |||||
19 | Re-elect MO Rongying | Mgmt | For | Against | |||||
Mahindra & Mahindra Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
M&M | CINS Y54164150 | 08/07/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | |||||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Elect Anand G. Mahindra | Mgmt | For | For | |||||
5 | Approve Payment of Fees to Cost Auditors | Mgmt | For | For | |||||
6 | Appointment of Pawan Goenka (Managing Director and Chief Executive Officer); Approval of Remuneration | Mgmt | For | For | |||||
7 | Elect Anish Dilip Shah | Mgmt | For | Against | |||||
8 | Appointment of Anish Shah (Deputy Managing Director and Group Chief Financial Officer until April 1, 2021; Managing Director and Chief Executive Officer from April 2, 2021); Approval of Remuneration | Mgmt | For | Against | |||||
9 | Elect Rajesh Jejurikar | Mgmt | For | Against | |||||
10 | Appointment of Rajesh Jejurikar (Executive Director (Automotive and Farm Sectors)); Approval of Remuneration | Mgmt | For | Against | |||||
11 | Elect CP Gurnani | Mgmt | For | For | |||||
Mahindra & Mahindra Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
M&M | CINS Y54164150 | 09/12/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Divestiture | Mgmt | For | Against | |||||
Metropolis Healthcare Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
542650 | CINS Y59774110 | 09/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Ameera Shah | Mgmt | For | For | |||||
4 | Authority to Set Cost Auditor's fees | Mgmt | For | For | |||||
5 | Elect Anita Ramachandran | Mgmt | For | For | |||||
6 | Appointment of Sushil Kanubhai Shah (Whole-Time Director designated as Chairman and Executive Director); Approval of Remuneration | Mgmt | For | Against | |||||
Moneta Money Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MONET | CINS X3R0GS100 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Czech Republic | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Adoption of Meeting Rules of Procedure | Mgmt | For | For | |||||
4 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | |||||
5 | Elect Miroslav Singer | Mgmt | For | For | |||||
6 | Shareholder Proposal Regarding Election of Dissident Supervisory Board Member Nicola Northway | ShrHoldr | Against | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Financial Statements (Consolidated) | Mgmt | For | For | |||||
11 | Financial Statements | Mgmt | For | For | |||||
12 | Financial Statements of Wustentrot hypotecni banka a.s. | Mgmt | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Remuneration Report | Mgmt | For | For | |||||
Moneta Money Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MONET | CINS X3R0GS100 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Czech Republic | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Adoption of Meeting Rules of Procedure | Mgmt | For | For | |||||
3 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | |||||
4 | Merger/Acquisition | Mgmt | For | Against | |||||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
Moneta Money Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MONET | CINS X3R0GS100 | 09/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Czech Republic | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Adoption of Meeting Rules of Procedure | Mgmt | For | For | |||||
3 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | |||||
4 | Election of Supervisory Board Members | Mgmt | For | For | |||||
5 | Election of Audit Committee Members | Mgmt | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
10 | Accounts and Reports | Mgmt | For | For | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
12 | Management Agreement with Supervisory Board Member | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Remuneration Policy | Mgmt | For | For | |||||
15 | Amendments to Articles | Mgmt | For | For | |||||
NARI Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600406 | CINS Y6S99Q112 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Annual Accounts | Mgmt | For | For | |||||
2 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
3 | 2020 Work Report Of Independent Directors | Mgmt | For | For | |||||
4 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
5 | 2020 Work Report of the Board of Supervisors | Mgmt | For | For | |||||
6 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
7 | 2021 Financial Budget | Mgmt | For | For | |||||
8 | 2021 Continuing Connected Transactions | Mgmt | For | For | |||||
9 | 2021 Entrust Loan Quota Among Internal Enterprises | Mgmt | For | For | |||||
10 | Connected Transactions Regarding Application for Entrust Loans from the Controlling Shareholder | Mgmt | For | For | |||||
11 | 2021 Reappointment Of Financial And Internal Control Audit Firm | Mgmt | For | For | |||||
12 | Change of the Implementing Parties of Some Projects Financed with Raised Funds | Mgmt | For | For | |||||
13 | Application for Issuance of Debt Financing Instruments to the National Association of Financial Market Institutional Investors | Mgmt | For | For | |||||
14 | The Company's Eligibility for Public Issuance of Corporate Bond | Mgmt | For | For | |||||
15 | Public Issuance of Corporate Bonds: Par Value, Issuing Method and Issuing Volume | Mgmt | For | For | |||||
16 | Public Issuance Of Corporate Bonds: Bond Duration | Mgmt | For | For | |||||
17 | Public Issuance Of Corporate Bonds: Repaying The Principal And Interest | Mgmt | For | For | |||||
18 | Public Issuance Of Corporate Bonds: Interest Rate And Its Determining Method | Mgmt | For | For | |||||
19 | Public Issuance Of Corporate Bonds: Issuing Targets | Mgmt | For | For | |||||
20 | Public Issuance Of Corporate Bonds: Purpose Of The Raised Funds | Mgmt | For | For | |||||
21 | Public Issuance Of Corporate Bonds: Guarantee Arrangement | Mgmt | For | For | |||||
22 | Public Issuance Of Corporate Bonds: Redemption Or Resale Clauses | Mgmt | For | For | |||||
23 | Public Issuance of Corporate Bonds: The Company's Credit Conditions and Repayment Guarantee Measures | Mgmt | For | For | |||||
24 | Public Issuance Of Corporate Bonds: Listing Place | Mgmt | For | For | |||||
25 | Public Issuance Of Corporate Bonds: Underwriting Method | Mgmt | For | For | |||||
26 | Public Issuance Of Corporate Bonds: The Valid Period Of The Resolution | Mgmt | For | For | |||||
27 | Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds | Mgmt | For | For | |||||
28 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Mgmt | For | For | |||||
29 | Elect DOU Xiaobo | Mgmt | For | For | |||||
NARI Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600406 | CINS Y6S99Q112 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect HU Jiangyi | Mgmt | For | For | |||||
2 | Elect ZHENG Zongqiang | Mgmt | For | Against | |||||
NARI Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600406 | CINS Y6S99Q112 | 09/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | |||||
2 | Change of Registered Capital and Amendments to Articles | Mgmt | For | For | |||||
3 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | Against | |||||
4 | Amendments to Procedural Rules for Board Meetings | Mgmt | For | Against | |||||
5 | Amendments to Procedural Rules for Supervisor Meetings | Mgmt | For | Against | |||||
6 | Capital Increase in A Wholly-owned Subsidiary | Mgmt | For | For | |||||
Naspers Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NPN | CINS S53435103 | 08/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Approve Allocation of Dividends | Mgmt | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Elect Manisha Girotra | Mgmt | For | For | |||||
5 | Elect Ying Xu | Mgmt | For | For | |||||
6 | Re-elect Don Eriksson | Mgmt | For | For | |||||
7 | Re-elect Mark R. Sorour | Mgmt | For | For | |||||
8 | Re-elect Emilie M. Choi | Mgmt | For | For | |||||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | For | |||||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | |||||
11 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | |||||
12 | Elect Audit Committee Member (Manisha Girotra ) | Mgmt | For | For | |||||
13 | Elect Audit Committee Member (Steve J.Z. Pacak) | Mgmt | For | Against | |||||
14 | Approve Remuneration Policy | Mgmt | For | For | |||||
15 | Approve Remuneration Implementation Report | Mgmt | For | For | |||||
16 | Amendment to Trust Deed of Naspers Restricted Stock Plan Trust | Mgmt | For | For | |||||
17 | Amendment to Trust Deed of MIH Services FZ LLC Share Trust | Mgmt | For | For | |||||
18 | Amendment to Trust Deed of MIH Holdings Share Trust | Mgmt | For | For | |||||
19 | Amendment to Trust Deed of Naspers Share Incentive Trust | Mgmt | For | For | |||||
20 | General Authority to Issue Shares | Mgmt | For | Against | |||||
21 | Authority to Issue Shares for Cash | Mgmt | For | For | |||||
22 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
23 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | |||||
24 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | |||||
25 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | |||||
26 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | |||||
27 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | |||||
28 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | |||||
29 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | |||||
30 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | |||||
31 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | |||||
32 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | |||||
33 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | |||||
34 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | |||||
35 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | |||||
36 | Approve Financial Assistance (Section 44) | Mgmt | For | For | |||||
37 | Approve Financial Assistance (Section 45) | Mgmt | For | For | |||||
38 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | |||||
39 | Specific Authority to Repurchase Shares | Mgmt | For | For | |||||
40 | Authority to Repurchase A Ordinary Shares | Mgmt | For | Against | |||||
National Stock Exchange of India Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NSE | CINS Y6S05M106 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Approve Board Vacancy | Mgmt | For | For | |||||
Network International Holdings Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NETW | CINS G6457T104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Rohinton Kalifa | Mgmt | For | For | |||||
4 | Elect Nandan Mer | Mgmt | For | For | |||||
5 | Elect Darren Pope | Mgmt | For | For | |||||
6 | Elect Anil Dua | Mgmt | For | For | |||||
7 | Elect Victoria Hull | Mgmt | For | For | |||||
8 | Elect Rohit Malhotra | Mgmt | For | For | |||||
9 | Elect Ali Mazanderani | Mgmt | For | For | |||||
10 | Elect Habib Al Mulla | Mgmt | For | For | |||||
11 | Elect Diane Radley | Mgmt | For | For | |||||
12 | Elect Monique Shivanandan | Mgmt | For | For | |||||
13 | Elect Suryanarayan Subramanian | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Orion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
271560 | CINS Y6S90M128 | 03/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Elect HEO Yong Suk | Mgmt | For | For | |||||
4 | Election of Independent Director to Become Audit Committee Member: KIM Hong Il | Mgmt | For | Against | |||||
5 | Election of Audit Committee Member: HEO Yong Suk | Mgmt | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | |||||
PagSeguro Digital Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PAGS | CUSIP G68707101 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Luiz Frias | Mgmt | For | For | |||||
2 | Elect Maria Judith de Brito | Mgmt | For | For | |||||
3 | Elect Eduardo Alcaro | Mgmt | For | For | |||||
4 | Elect Noemia Gushiken | Mgmt | For | Against | |||||
5 | Elect Cleveland P. Teixeira | Mgmt | For | For | |||||
6 | Elect Marcia Nogueira de Mello | Mgmt | For | For | |||||
7 | Elect Ricardo Dutra da Silva | Mgmt | For | For | |||||
8 | Accounts and Reports | Mgmt | For | For | |||||
9 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
10 | Ratification of Director and Officer Acts | Mgmt | For | For | |||||
PagSeguro Digital Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PAGS | CUSIP G68707101 | 07/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Luiz Frias | Mgmt | For | For | |||||
3 | Elect Maria Judith de Brito | Mgmt | For | For | |||||
4 | Elect Eduardo Alcaro | Mgmt | For | Against | |||||
5 | Elect Noemia Gushiken | Mgmt | For | Against | |||||
6 | Elect Cleveland P. Teixeira | Mgmt | For | For | |||||
7 | Elect Marcia Nogueira de Mello | Mgmt | For | For | |||||
8 | Elect Ricardo Dutra da Silva | Mgmt | For | For | |||||
9 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
10 | Ratification of Director and Officer Acts | Mgmt | For | For | |||||
Parade Technologies, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4966 | CINS G6892A108 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Business Report | Mgmt | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Adoption of Employee Restricted Stocks Plan | Mgmt | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Parex Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PXT | CUSIP 69946Q104 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | |||||
2.1 | Elect Lisa Colnett | Mgmt | For | For | |||||
2.2 | Elect Sigmund L. Cornelius | Mgmt | For | For | |||||
2.3 | Elect Robert Engbloom | Mgmt | For | For | |||||
2.4 | Elect Wayne K. Foo | Mgmt | For | For | |||||
2.5 | Elect Bob (G.R.) MacDougall | Mgmt | For | For | |||||
2.6 | Elect Glenn A. McNamara | Mgmt | For | For | |||||
2.7 | Elect Imad Mohsen | Mgmt | For | For | |||||
2.8 | Elect Carmen Sylvain | Mgmt | For | For | |||||
2.9 | Elect Paul Wright | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
4 | Shareholder Protection Rights Plan Renewal | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2318 | CINS Y69790114 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Directors' Report | Mgmt | For | For | |||||
2 | Supervisors' Report | Mgmt | For | For | |||||
3 | 2020 Annual Report | Mgmt | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
7 | Performance Evaluation Report of the Independent Non-executive Directors | Mgmt | For | For | |||||
8 | Elect MA Mingzhe | Mgmt | For | For | |||||
9 | Elect XIE Yonglin | Mgmt | For | For | |||||
10 | Elect TAN Sin Yin | Mgmt | For | For | |||||
11 | Elect Jason YAO Bo | Mgmt | For | For | |||||
12 | Elect CAI Fangfang | Mgmt | For | For | |||||
13 | Elect Soopakij Chearavanont XIE Jiren | Mgmt | For | Against | |||||
14 | Elect YANG Xiaoping | Mgmt | For | Against | |||||
15 | Elect WANG Yongjian | Mgmt | For | For | |||||
16 | Elect HUANG Wei | Mgmt | For | For | |||||
17 | Elect OUYANG Hui | Mgmt | For | For | |||||
18 | Elect Kenneth NG Sing Yip | Mgmt | For | For | |||||
19 | Elect CHU Yiyun | Mgmt | For | For | |||||
20 | Elect LIU Hong | Mgmt | For | For | |||||
21 | Elect JIN Li | Mgmt | For | For | |||||
22 | Elect Albert NG Kong NG Kong Ping | Mgmt | For | For | |||||
23 | Elect GU Liji as Supervisor | Mgmt | For | For | |||||
24 | Elect HUANG Baokui as Supervisor | Mgmt | For | For | |||||
25 | Elect ZHANG Wangjin as Supervisor | Mgmt | For | For | |||||
26 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | |||||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
28 | Amendments to Articles of Association | Mgmt | For | For | |||||
PJSC Lukoil | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LKOH | CINS 69343P105 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Vagit Y. Alekperov | Mgmt | For | Against | |||||
5 | Elect Victor V. Blazheev | Mgmt | For | Against | |||||
6 | Elect Toby T. Gati | Mgmt | For | For | |||||
7 | Elect Ravil U. Maganov | Mgmt | For | Against | |||||
8 | Elect Roger Munnings | Mgmt | For | For | |||||
9 | Elect Boris N. Porfiriev | Mgmt | For | For | |||||
10 | Elect Pavel Teplukhin | Mgmt | For | For | |||||
11 | Elect Leonid A. Fedun | Mgmt | For | Against | |||||
12 | Elect Lyubov N. Khoba | Mgmt | For | Against | |||||
13 | Elect Sergei D. Shatalov | Mgmt | For | For | |||||
14 | Elect Wolfgang Schussel | Mgmt | For | For | |||||
15 | Appointment of CEO | Mgmt | For | For | |||||
16 | Directors' Fees (FY2020) | Mgmt | For | For | |||||
17 | Directors' Fees (FY2021) | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Amendments to Articles | Mgmt | For | For | |||||
20 | D&O Insurance | Mgmt | For | Against | |||||
PJSC Lukoil | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LKOH | CINS 69343P105 | 12/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Interim Dividends (3Q2020) | Mgmt | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
PJSC Polyus | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLZL | CINS X59432108 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Maria V. Gordon | Mgmt | For | For | |||||
5 | Elect Pavel S. Grachev | Mgmt | For | Against | |||||
6 | Elect Edward C. Dowling | Mgmt | For | For | |||||
7 | Elect Said S. Kerimov | Mgmt | For | Against | |||||
8 | Elect Sergei Nossoff | Mgmt | For | Against | |||||
9 | Elect Vladimir A. Polin | Mgmt | For | Against | |||||
10 | Elect Kent Potter | Mgmt | For | For | |||||
11 | Elect Mikhail B. Stiskin | Mgmt | For | Against | |||||
12 | Elect William H. Champion | Mgmt | For | For | |||||
13 | Appointment of Auditor (RAS) | Mgmt | For | For | |||||
14 | Appointment of Auditor (IFRS) | Mgmt | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Poly Developments and Holdings Group Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600048 | CINS Y7000Q100 | 03/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles of Association | Mgmt | For | For | |||||
2 | Amendments to Procedural Rules Governing Board Meetings | Mgmt | For | Against | |||||
3 | Amendments to Connected Transactions Decision Making System | Mgmt | For | Against | |||||
4 | Amendments to Dividend Management System | Mgmt | For | Against | |||||
Poly Developments and Holdings Group Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600048 | CINS Y7000Q100 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Directors' Report | Mgmt | For | For | |||||
2 | 2020 Supervisors' Report | Mgmt | For | For | |||||
3 | 2021 Investment Plan | Mgmt | For | For | |||||
4 | 2020 Accounts and Reports | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
7 | Re-Appointment of the Auditor | Mgmt | For | For | |||||
8 | 2021 External Guarantees | Mgmt | For | For | |||||
9 | Connected Transactions With Joint Ventures And Associated Companies | Mgmt | For | For | |||||
10 | Shareholder Return Plan For the Next Three Years (2021 To 2023) | Mgmt | For | For | |||||
Poly Developments and Holdings Group Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600048 | CINS Y7000Q100 | 11/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments To The Raised Funds Management Measures | Mgmt | For | Against | |||||
2 | Change Of Audit Firm | Mgmt | For | For | |||||
3 | Provision Of Credit Enhancing Measures For The Issuance Of A Project | Mgmt | For | For | |||||
4 | Change Of The Remaining Quota Of Perpetual Medium-Term Notes Into Medium-Term Notes | Mgmt | For | For | |||||
Prosus N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRX | CINS N7163R103 | 08/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | Against | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends' Capitilisation of Reserves (FY2020) | Mgmt | For | For | |||||
6 | Capitilisation of Reserves (FY2021) | Mgmt | For | For | |||||
7 | Executive Remuneration Policy | Mgmt | For | Against | |||||
8 | Non-Executive Remuneration Policy | Mgmt | For | For | |||||
9 | Ratification of Executives Acts | Mgmt | For | For | |||||
10 | Ratification of Non-Executives Acts | Mgmt | For | Against | |||||
11 | Elect Ying Xu to the Board of Directors | Mgmt | For | For | |||||
12 | Elect Don Eriksson to the Board of Directors | Mgmt | For | For | |||||
13 | Elect Mark R. Sorour to the Board of Directors | Mgmt | For | For | |||||
14 | Elect Emilie M. Choi to the Board of Directors | Mgmt | For | For | |||||
15 | Elect Manisha Girotra to the Board of Directors | Mgmt | For | For | |||||
16 | Elect Rachel C.C. Jafta to the Board of Directors | Mgmt | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Amendment to the Prosus Share Award Plan | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
PT Bank Central Asia Tbk | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BBCA | CINS Y7123P138 | 03/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | |||||
3 | Election of Directors and Commissioners (Slate) | Mgmt | For | For | |||||
4 | Directors' and Commissioners' Fees | Mgmt | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
6 | Allocation of Interim Dividends for Fiscal Year 2021 | Mgmt | For | For | |||||
7 | Approval of Recovery Plan | Mgmt | For | For | |||||
PT Bank Central Asia Tbk | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BBCA | CINS Y7123P138 | 07/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | Against | |||||
2 | Amendments to Articles Bundled | Mgmt | For | Against | |||||
Reliance Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RELIANCE | CINS Y72570180 | 03/31/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Court | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Scheme of Arrangement (Transfer of Business Undertaking to Subsidiary) | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Reliance Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RELIANCE | CINS Y72570206 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Elect Nikhil R. Meswani | Mgmt | For | Against | |||||
5 | Elect Pawan Kumar Kapil | Mgmt | For | Against | |||||
6 | Elect Shumeet Banerji | Mgmt | For | For | |||||
7 | Authority to Set Cost Auditors Fees | Mgmt | For | For | |||||
Reliance Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RELIANCE | CINS Y72570180 | 07/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports (Standalone) | Mgmt | For | For | |||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Nikhil R. Meswani | Mgmt | For | Against | |||||
6 | Elect P.M.S. Prasad | Mgmt | For | Against | |||||
7 | Reappointment of Hital R. Meswani (Whole-time Director); Approve Remuneration | Mgmt | For | For | |||||
8 | Elect Kosaraju Veerayya Chowdary | Mgmt | For | Against | |||||
9 | Authority to Set Cost Auditors Fees | Mgmt | For | For | |||||
Reliance Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RELIANCE | CINS Y72596102 | 07/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | |||||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Elect Nikhil R. Meswani | Mgmt | For | Against | |||||
5 | Elect P.M.S. Prasad | Mgmt | For | Against | |||||
6 | Reappointment of Hital R. Meswani (Whole-time Director); Approve Remuneration | Mgmt | For | For | |||||
7 | Elect Kosaraju Veerayya Chowdary | Mgmt | For | Against | |||||
8 | Authority to Set Cost Auditors Fees | Mgmt | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RIO | CINS G75754104 | 04/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
3 | Remuneration Report (UK Advisory) | Mgmt | For | Against | |||||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | Against | |||||
5 | Elect Megan E. Clark | Mgmt | For | For | |||||
6 | Elect Hinda Gharbi | Mgmt | For | For | |||||
7 | Elect Simon P. Henry | Mgmt | For | For | |||||
8 | Elect Sam H. Laidlaw | Mgmt | For | For | |||||
9 | Elect Simon McKeon | Mgmt | For | For | |||||
10 | Elect Jennifer Nason | Mgmt | For | For | |||||
11 | Elect Jakob Stausholm | Mgmt | For | For | |||||
12 | Elect Simon R. Thompson | Mgmt | For | For | |||||
13 | Elect Ngaire Woods | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | Global Employee Share Plan | Mgmt | For | For | |||||
18 | UK Share Plan | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Rumo S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RAIL3 | CINS P8S114104 | 07/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | |||||
4 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | For | |||||
5 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | N/A | |||||
Rumo S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RAIL3 | CINS P8S114104 | 07/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Supervisory Council Size | Mgmt | For | For | |||||
5 | Elect Luis Claudio Rapparini Soares | Mgmt | For | Against | |||||
6 | Elect Francisco Silverio Morales Cespede | Mgmt | For | Against | |||||
7 | Elect Cristina Anne Betts | Mgmt | For | Against | |||||
8 | Elect Marcelo Curti | Mgmt | For | Against | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Elect Reginaldo Ferreira Alexandre | Mgmt | For | For | |||||
11 | Elect Marcos Tadeu de Siquiera | Mgmt | For | N/A | |||||
12 | Election Luis Rapparini as Supervisory Council Chair | Mgmt | For | For | |||||
13 | Remuneration policy | Mgmt | For | Against | |||||
14 | Supervisory Council Fees | Mgmt | For | For | |||||
15 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | N/A | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Rumo S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RAIL3 | CINS P8S114104 | 08/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Increase in Authorized Capital | Mgmt | For | For | |||||
3 | Amendments to Article 6 (Authorized Capital); Consolidation of Articles | Mgmt | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Samsung Electronics Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
005930 | CINS Y74718100 | 03/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect PARK Byung Gook | Mgmt | For | For | |||||
3 | Elect KIM Jeong Hun | Mgmt | For | For | |||||
4 | Elect KIM Ki Nam | Mgmt | For | For | |||||
5 | Elect KIM Hyun Suk | Mgmt | For | For | |||||
6 | Elect KOH Dong Jin | Mgmt | For | For | |||||
7 | Election of Independent Director to Become Audit Committee Member: KIM Sun Uk | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBER | CINS X76317100 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Elect Esko Tapani Aho | Mgmt | For | For | |||||
7 | Elect Natalie A. Braginsky Mounier | Mgmt | For | For | |||||
8 | Elect Herman O. Gref | Mgmt | For | Against | |||||
9 | Elect Bella I. Zlatkis | Mgmt | For | Against | |||||
10 | Elect Sergey M. Ignatyev | Mgmt | For | Against | |||||
11 | Elect Michael Kovalchuk | Mgmt | For | For | |||||
12 | Elect Vladimir V. Kolichev | Mgmt | For | Against | |||||
13 | Elect Nikolay N. Kudryavtsev | Mgmt | For | For | |||||
14 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | |||||
15 | Elect Gennady G. Melikyan | Mgmt | For | For | |||||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Against | |||||
17 | Elect Anton G. Siluanov | Mgmt | For | Against | |||||
18 | Elect Dmitry N. Chernishenko | Mgmt | For | Against | |||||
19 | Elect Nadya Wells | Mgmt | For | For | |||||
20 | Amendments to Articles | Mgmt | For | For | |||||
21 | D&O Insurance | Mgmt | For | For | |||||
22 | Directors' Fees | Mgmt | For | For | |||||
23 | Amendments to Regulations on Directors' Fees | Mgmt | For | For | |||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBER | CINS X76317100 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Elect Esko Tapani Aho | Mgmt | For | For | |||||
7 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | |||||
8 | Elect Herman O. Gref | Mgmt | For | Against | |||||
9 | Elect Bella I. Zlatkis | Mgmt | For | Against | |||||
10 | Elect Sergey M. Ignatyev | Mgmt | For | Against | |||||
11 | Elect Michael Kovalchuk | Mgmt | For | For | |||||
12 | Elect Vladimir V. Kolichev | Mgmt | For | Against | |||||
13 | Elect Nikolay N. Kudryavtsev | Mgmt | For | For | |||||
14 | Elect Aleksander Kuleshov | Mgmt | For | For | |||||
15 | Elect Gennady G. Melikyan | Mgmt | For | For | |||||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Against | |||||
17 | Elect Anton G. Siluanov | Mgmt | For | Against | |||||
18 | Elect Dmitry N. Chernishenko | Mgmt | For | Against | |||||
19 | Elect Nadya Wells | Mgmt | For | For | |||||
20 | D&O Insurance | Mgmt | For | For | |||||
21 | Amendments to Articles | Mgmt | For | For | |||||
Sichuan Kelun Pharmaceutical Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002422 | CINS Y7931Q104 | 02/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approval of Line of Credit | Mgmt | For | For | |||||
2 | Authority to Issue Debt Instruments | Mgmt | For | Against | |||||
3 | Launching The Bill Pool Business | Mgmt | For | For | |||||
4 | Authority to Give Guarantees | Mgmt | For | For | |||||
5 | Purchase of Wealth Management Products with Proprietary Funds | Mgmt | For | For | |||||
6 | Additional Financial Aid to a Subsidiary | Mgmt | For | For | |||||
7 | Financial Aid to a Subsidiary | Mgmt | For | For | |||||
8 | Adjustment Of The Purpose Of Some Repurchased Shares And Cancellation Of Some Restricted Stocks | Mgmt | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | |||||
Sichuan Kelun Pharmaceutical Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002422 | CINS Y7931Q104 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
3 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
4 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
5 | 2020 Annual Accounts | Mgmt | For | For | |||||
6 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
7 | Appointment of Audit Firm | Mgmt | For | For | |||||
8 | 2021 Estimated Continuing Connected Transactions | Mgmt | For | For | |||||
9 | 2021 Estimated Continuing Connected Transactions With A Company | Mgmt | For | For | |||||
10 | Determination Of Remuneration For Directors | Mgmt | For | For | |||||
11 | Determination Of Remuneration For Supervisors | Mgmt | For | For | |||||
12 | Purchase Of Liability Insurance For Directors, Supervisors, And Senior Management | Mgmt | For | For | |||||
13 | Financial Aid Quota To A Controlled Subsidiary | Mgmt | For | For | |||||
14 | The Company’s Eligibility For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
15 | Plan For Public Issuance Of Convertible Corporate Bonds: Stock Type | Mgmt | For | For | |||||
16 | Plan For Public Issuance Of Convertible Corporate Bonds: Issuing Scale | Mgmt | For | For | |||||
17 | Plan For Public Issuance Of Convertible Corporate Bonds: Par Valor and Issue Price | Mgmt | For | For | |||||
18 | Plan For Public Issuance Of Convertible Corporate Bonds: Bond Duration | Mgmt | For | For | |||||
19 | Plan For Public Issuance Of Convertible Corporate Bonds: Interest Rate Of The Bond | Mgmt | For | For | |||||
20 | Plan For Public Issuance Of Convertible Corporate Bonds: Time Limit And Method For Paying The Interest | Mgmt | For | For | |||||
21 | Plan For Public Issuance Of Convertible Corporate Bonds: Guarantee Matters | Mgmt | For | For | |||||
22 | Plan For Public Issuance Of Convertible Corporate Bonds: Conversion Period | Mgmt | For | For | |||||
23 | Plan For Public Issuance Of Convertible Corporate Bonds: Determination And Adjustment To The Conversion Price | Mgmt | For | For | |||||
24 | Plan For Public Issuance Of Convertible Corporate Bonds: Provisions On Downward Adjustment Of Conversion Price | Mgmt | For | For | |||||
25 | Plan For Public Issuance Of Convertible Corporate Bonds: Determining Method For The Number Of Converted Shares And Treatment Method In Case The Remaining Convertible Bonds Cannot Be Converted Into One Common Share When Conversion Happens | Mgmt | For | For | |||||
26 | Plan For Public Issuance Of Convertible Corporate Bonds: Redemption Clauses | Mgmt | For | For | |||||
27 | Plan For Public Issuance Of Convertible Corporate Bonds: Resale Clauses | Mgmt | For | For | |||||
28 | Plan For Public Issuance Of Convertible Corporate Bonds: Attribution Of Related Dividends For Conversion Years | Mgmt | For | For | |||||
29 | Plan For Public Issuance Of Convertible Corporate Bonds: Issuing Targets And Method | Mgmt | For | For | |||||
30 | Plan For Public Issuance Of Convertible Corporate Bonds: Arrangement For Placing To Original Shareholders | Mgmt | For | For | |||||
31 | Plan For Public Issuance Of Convertible Corporate Bonds: Matters Regarding The Meetings Of Bondholders | Mgmt | For | For | |||||
32 | Plan For Public Issuance Of Convertible Corporate Bonds: Purpose Of The Raised Funds | Mgmt | For | For | |||||
33 | Plan For Public Issuance Of Convertible Corporate Bonds: Raised Funds Deposit Account | Mgmt | For | For | |||||
34 | Plan For Public Issuance Of Convertible Corporate Bonds: The Validity Period Of The Plan For The Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
35 | Plan For Public Issuance Of Convertible Corporate Bonds: Liabilities For Breach Of Contract | Mgmt | For | For | |||||
36 | Preplan For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
37 | Rules Governing The Meetings Of Bondholders Of The Company's Convertible Bonds | Mgmt | For | For | |||||
38 | Feasibility Analysis Report On Projects To Be Financed With Raised Funds From The Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
39 | Risk Warning On Diluted Immediate Return After The Public Issuance Of Convertible Corporate Bonds And Filling Measures, And Commitments Of Relevant Parties | Mgmt | For | For | |||||
40 | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | Mgmt | For | For | |||||
41 | Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
42 | The Spin-Off Listing Of A Subsidiary On CHINEXT Board Is In Compliance With Relevant Laws And Regulations | Mgmt | For | For | |||||
43 | Plan For The Spin-Off Listing Of The Subsidiary On Chinext Board | Mgmt | For | For | |||||
44 | Preplan For The Spin-Off Listing Of The Subsidiary On Chinext Board | Mgmt | For | For | |||||
45 | The Spin-Off Listing Of The Subsidiary Is In Compliance With The Several Issues Concerning The Regulation Of The Trial Domestic Spin-Off Listing Of Subordinate Companies Of Listed Companies | Mgmt | For | For | |||||
46 | The Spin-Off Listing Of The Subsidiary On The Chinext Board Is For The Legitimate Rights And Interest Of Shareholders And Creditors | Mgmt | For | For | |||||
47 | Statement On Sustainable Profitability And Prospects Of The Company | Mgmt | For | For | |||||
48 | The Subsidiary Is Capable Of Conducting Law-Based Operation | Mgmt | For | For | |||||
49 | Purpose, Commercial Reasonability, Necessity And Feasibility Of The Spin-Off | Mgmt | For | For | |||||
50 | Statement On The Compliance And Completeness Of The Legal Procedure Of The Spin-Off And The Validity Of The Legal Documents Submitted | Mgmt | For | For | |||||
51 | Authorization To The Board And Its Authorized Persons To Handle Matters Regarding The Spin-Off Listing | Mgmt | For | For | |||||
52 | Elect LIU Gexin | Mgmt | For | For | |||||
53 | Elect LIU Sichuan | Mgmt | For | For | |||||
54 | Elect WANG Jingyi | Mgmt | For | For | |||||
55 | Elect SHAO Wenpo | Mgmt | For | For | |||||
56 | Elect HE Guosheng | Mgmt | For | For | |||||
57 | Elect WANG Guangji | Mgmt | For | For | |||||
58 | Elect REN Shichi | Mgmt | For | For | |||||
59 | Elect GAO Jinbo | Mgmt | For | For | |||||
60 | Elect CHEN Jie | Mgmt | For | For | |||||
61 | Elect GUO Yunpei | Mgmt | For | For | |||||
62 | Elect WAN Peng | Mgmt | For | Against | |||||
SK Hynix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000660 | CINS Y8085F100 | 03/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect PARK Jung Ho | Mgmt | For | For | |||||
3 | Elect SONG Ho Keun | Mgmt | For | For | |||||
4 | Elect CHO Hyun Jae | Mgmt | For | For | |||||
5 | Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa | Mgmt | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | |||||
7 | Share Option Grant | Mgmt | For | For | |||||
8 | Share Option Grant | Mgmt | For | For | |||||
SK Telecom Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
017670 | CINS Y4935N104 | 11/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | |||||
SK Telecom Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
017670 | CINS Y4935N104 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Share Option Grant | Mgmt | For | For | |||||
4 | Elect RYU Young Sang | Mgmt | For | For | |||||
5 | Election of Independent Director to Become Audit Committee Member: YOON Young Min | Mgmt | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | |||||
Soulbrain Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
357780 | CINS Y8076W120 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | |||||
Spandana Sphoorty Financial Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPANDANA | CINS Y8T89X106 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Spandana Employee Stock Option Scheme 2021 ("ESOP Scheme 2021") | Mgmt | For | Against | |||||
3 | Extension of ESOP Scheme 2021 to Subsidiary | Mgmt | For | Against | |||||
Spandana Sphoorty Financial Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPANDANA | CINS Y8T89X106 | 07/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | |||||
Spandana Sphoorty Financial Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPANDANA | CINS Y8T89X106 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Amit Sobti | Mgmt | For | Against | |||||
3 | Elect Sunish Sharma | Mgmt | For | For | |||||
State Bank of India | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBIN | CINS Y8155P103 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
Suofeiya Home Collection Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002572 | CINS Y29336107 | 12/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Letter of Intention on Project Investment to Be Signed with the People's Government of Haizhu District, Guangzhou | Mgmt | For | For | |||||
2 | Amendments To The External Investment Management System | Mgmt | For | Against | |||||
Suofeiya Home Collection Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002572 | CINS Y29336107 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Supervisors' Report | Mgmt | For | For | |||||
2 | 2020 Directors' Report | Mgmt | For | For | |||||
3 | 2020 Accounts and Reports | Mgmt | For | For | |||||
4 | 2021 Financial Budget | Mgmt | For | For | |||||
5 | 2020 Allocation of Dividends | Mgmt | For | For | |||||
6 | Long-Term Shareholder Returns Plan | Mgmt | For | For | |||||
7 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
8 | Re-appointment of Auditor for 2021 | Mgmt | For | For | |||||
9 | 2021 Estimated Related Party Transactions of the Company and Its Subsidiaries with Guangxi Fenglin and Its Subsidiaries | Mgmt | For | For | |||||
10 | Investment in Principal-Protected Bank Wealth Management Products with Proprietary Funds | Mgmt | For | For | |||||
11 | Investment in Principal-Protected Bank Wealth Management Products with Some of Idle Raised Funds | Mgmt | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | |||||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | Against | |||||
14 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | Against | |||||
15 | Amendments to Procedural Rules: Supervisory Board Meetings | Mgmt | For | Against | |||||
16 | Amendments to Management System for External Guarantees | Mgmt | For | Against | |||||
17 | Amendments to Management System for Connected Transaction | Mgmt | For | Against | |||||
18 | Amendments to Code of Conduct for Directors, Supervisors, and Senior Management | Mgmt | For | Against | |||||
19 | Amendments to Dividend Distribution Policy | Mgmt | For | Against | |||||
20 | Amendments to Management System for Provision of External Financial Aid | Mgmt | For | Against | |||||
21 | Amendments to Securities Investment and Abolishment of Management System for Risk Investment | Mgmt | For | Against | |||||
22 | Amendments to Work System for Independent Directors | Mgmt | For | Against | |||||
23 | Amendments to Code of Conduct for Controlling Shareholders and De Facto Controller | Mgmt | For | Against | |||||
24 | Amendments to Implementation Rules for Cumulative Voting System | Mgmt | For | Against | |||||
25 | Approval of Financing Quota | Mgmt | For | For | |||||
26 | Authority to Give External Guarantees | Mgmt | For | For | |||||
Suofeiya Home Collection Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002572 | CINS Y29336107 | 08/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Continuation Of The Guarantee For A Controlled Subsidiary | Mgmt | For | For | |||||
2 | Termination Of External Investment And Cancellation Of A Sub-Subsidiary | Mgmt | For | For | |||||
3 | Adjustment of the Investment Plan for the East China Production Base Phase III | Mgmt | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2330 | CINS Y84629107 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | |||||
3 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | |||||
4 | Elect Mark LIU | Mgmt | For | For | |||||
5 | Elect Che-Chia WEI | Mgmt | For | For | |||||
6 | Elect Fan-Cheng TSENG | Mgmt | For | For | |||||
7 | Elect Ming-Hsin KUNG | Mgmt | For | For | |||||
8 | Elect Peter L. Bonfield | Mgmt | For | For | |||||
9 | Elect Kok-Choo CHEN | Mgmt | For | For | |||||
10 | Elect Michael R. Splinter | Mgmt | For | For | |||||
11 | Elect Moshe N.Gavrielov | Mgmt | For | For | |||||
12 | Elect Yancey HAI | Mgmt | For | For | |||||
13 | Elect L. Rafael Reif | Mgmt | For | For | |||||
Tata Consultancy Services | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TCS | CINS Y85279100 | 11/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Repurchase Shares | Mgmt | For | For | |||||
TCS Group Holding PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TCS | CUSIP 87238U104 | 08/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Elect Jacques Der Megreditchian | Mgmt | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Tencent Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
700 | CINS G87572163 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect YANG Siu Shun | Mgmt | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | |||||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Tencent Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
700 | CINS G87572163 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Adopt the Share Option Plan of a Subsidiary | Mgmt | For | Against | |||||
Thai Beverage Public Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
Y92 | CINS Y8588A103 | 01/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Meeting Minutes | Mgmt | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Charoen Sirivadhanabhakdi | Mgmt | For | For | |||||
6 | Elect Wanna Sirivadhanabhakdi | Mgmt | For | Against | |||||
7 | Elect Potjanee Thanavaranit | Mgmt | For | Against | |||||
8 | Elect Chatri Banchuin | Mgmt | For | For | |||||
9 | Elect Kritika Kongsompong | Mgmt | For | For | |||||
10 | Elect WEE Joo Yeow | Mgmt | For | For | |||||
11 | Elect Khemchai Chutiwongse | Mgmt | For | For | |||||
12 | Elect Pasu Loharjun | Mgmt | For | For | |||||
13 | Elect Busaya Mathelin | Mgmt | For | For | |||||
14 | Authorization of Legal Formalities | Mgmt | For | For | |||||
15 | Directors' Fees | Mgmt | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
17 | Liability Insurance | Mgmt | For | For | |||||
18 | Related Party Transactions | Mgmt | For | For | |||||
19 | Approval of Long Term Incentive Plan 2021 | Mgmt | For | For | |||||
20 | Reduction of Registered Capital | Mgmt | For | For | |||||
21 | Amendments to Memorandum | Mgmt | For | For | |||||
22 | Increase in Registered Capital | Mgmt | For | For | |||||
23 | Amendments to Memorandum | Mgmt | For | For | |||||
24 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | |||||
25 | Transaction of Other Business | Mgmt | For | Against | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Trip.com Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TCOM | CUSIP 89677Q107 | 03/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Split | Mgmt | For | For | |||||
Tsingtao Brewery Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0168 | CINS Y8997D102 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Elect Guo Xiu Zhang | Mgmt | For | Against | |||||
Tsingtao Brewery Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0168 | CINS Y8997D102 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Directors' Report | Mgmt | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | |||||
6 | Financial Report | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | |||||
9 | Appointment of Internal Control Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Elect HUANG Ke Xing | Mgmt | For | For | |||||
11 | Elect YU Zhu Ming | Mgmt | For | For | |||||
12 | Elect WANG Rui Yong | Mgmt | For | For | |||||
13 | Elect SHI Kun | Mgmt | For | Against | |||||
14 | Elect XIAO Geng | Mgmt | For | For | |||||
15 | Elect SHENG Lei Ming | Mgmt | For | For | |||||
16 | Elect JIANG Xing Lu | Mgmt | For | For | |||||
17 | Elect ZHANG Rania | Mgmt | For | For | |||||
18 | Elect GUO Xiu Zhang | Mgmt | For | For | |||||
19 | Elect YAO Yu | Mgmt | For | Against | |||||
20 | Elect LI Yan | Mgmt | For | For | |||||
21 | Elect WANG Ya Ping | Mgmt | For | For | |||||
22 | Directors' and Supervisors' Remuneration | Mgmt | For | For | |||||
23 | Liability Insurance | Mgmt | For | For | |||||
24 | Amendments to Articles | Mgmt | For | Against | |||||
UltraTech Cement Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ULTRACEMCO | CINS Y9046E109 | 08/12/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Rajashree Birla | Mgmt | For | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
5 | Authority to Set Cost Auditors' Fees | Mgmt | For | For | |||||
6 | Appointment of Kailash Chandra Jhanwar (Managing Director); Approve Remuneration | Mgmt | For | For | |||||
7 | Continuation of Office of Rajashree Birla | Mgmt | For | Against | |||||
8 | Revision of Remuneration for Atul Daga (CFO) | Mgmt | For | For | |||||
9 | Elect Alka Bharucha | Mgmt | For | For | |||||
Uni-President Enterprises Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1216 | CINS Y91475106 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | |||||
4 | Amendments to Procedural Rules for Election of Directors | Mgmt | For | For | |||||
5 | Non-Compete Restrictions for Directors | Mgmt | For | For | |||||
United Breweries Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBL | CINS Y9181N153 | 04/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Payment of Minimum Remuneration - Rishi Pardal (Managing Director) from August 1, 2020 to March 31, 2021 | Mgmt | For | Against | |||||
2 | Payment of Minimum Remuneration - Shekhar Ramamurthy (Former Managing Director) from April 1, 2020 to July 31, 2021 | Mgmt | For | Against | |||||
United Breweries Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBL | CINS Y9181N153 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Christiaan A J Van Steenbergen | Mgmt | For | Against | |||||
4 | Elect Jan Cornelis Van Der Linden | Mgmt | For | Against | |||||
5 | Elect Rishi Pardal | Mgmt | For | For | |||||
6 | Appointment of Rishi Pardal (Managing Director); Approval of Remuneration | Mgmt | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | |||||
8 | Authority to Issue Commercial Paper | Mgmt | For | For | |||||
Woongjin Coway Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
021240 | CINS Y1786S109 | 03/31/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Directors' Fees | Mgmt | For | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
Wus Printed Circuit (Kunshan) Company Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002463 | CINS Y9716K104 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Directors' Report | Mgmt | For | For | |||||
3 | 2020 Supervisors' Report | Mgmt | For | For | |||||
4 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
5 | 2020 Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | 2021 Re- Appointment of Auditor | Mgmt | For | For | |||||
8 | Application for Comprehensive Credit Line and Provision of Guarantees to Subsidiaries | Mgmt | For | For | |||||
9 | Elect GAO Qiquan | Mgmt | For | For | |||||
X5 Retail Group N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIVE | CINS 98387E205 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Final Dividend | Mgmt | For | For | |||||
7 | Ratification of Management Acts | Mgmt | For | For | |||||
8 | Ratification of Board Acts | Mgmt | For | For | |||||
9 | Elect Igor Shekhterman to the Management Board | Mgmt | For | For | |||||
10 | Management Board Remuneration Policy | Mgmt | For | For | |||||
11 | Elect Stephan DuCharme | Mgmt | For | Against | |||||
12 | Elect Mikhail M. Fridman | Mgmt | For | For | |||||
13 | Elect Richard Brasher | Mgmt | For | For | |||||
14 | Elect Alexander Tynkovan | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Xianhe Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
603733 | CINS Y67350101 | 03/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Eligibility for the Company's Issuance of Convertible Corporate Bonds | Mgmt | For | For | |||||
2 | Issuance Types | Mgmt | For | For | |||||
3 | Issuance Size | Mgmt | For | For | |||||
4 | Maturity | Mgmt | For | For | |||||
5 | Nominal Value and Issuance Price | Mgmt | For | For | |||||
6 | Interest Rates | Mgmt | For | For | |||||
7 | Period and Method for the Payment of Principal and Interests | Mgmt | For | For | |||||
8 | Conversion Period | Mgmt | For | For | |||||
9 | Determination Method for Conversion Shares Numbers | Mgmt | For | For | |||||
10 | Price and Adjustments for Conversion Shares | Mgmt | For | For | |||||
11 | Downward Adjustments Clause | Mgmt | For | For | |||||
12 | Redemption Clause | Mgmt | For | For | |||||
13 | Re-Sale Clause | Mgmt | For | For | |||||
14 | Attribution Arrangement for Profits | Mgmt | For | For | |||||
15 | Issuance Method and Target Subscribers | Mgmt | For | For | |||||
16 | Allotment Arrangement for Original Shareholders | Mgmt | For | For | |||||
17 | Bondholders Meeting Matters | Mgmt | For | For | |||||
18 | Use of Proceeds | Mgmt | For | For | |||||
19 | Guarantees | Mgmt | For | For | |||||
20 | Depository of Raised Funds | Mgmt | For | For | |||||
21 | Validity | Mgmt | For | For | |||||
22 | Preplan for Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |||||
23 | Feasibility Report of the Use of Proceeds | Mgmt | For | For | |||||
24 | Establishment of Procedural Rules for Bondholders Meeting | Mgmt | For | For | |||||
25 | Report of Deposit and Use of Previously Raised Funds | Mgmt | For | For | |||||
26 | Indemnification Arrangements for Diluted Current Earnings and Commitments | Mgmt | For | For | |||||
27 | Shareholder Return Plan for Next Three Years (2021-2023) | Mgmt | For | For | |||||
28 | Board Authorization to Implement the Issuance of Convertible Corporate Bonds Plan and its Relevant Matters | Mgmt | For | For | |||||
Xianhe Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
603733 | CINS Y67350101 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
2 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
3 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
4 | 2020 Annual Accounts | Mgmt | For | For | |||||
5 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
6 | 2021 Reappointment of Audit Firm | Mgmt | For | For | |||||
7 | 2020 Continuing Connected Transactions and 2021 Estimated Continuing Connected Transactions | Mgmt | For | For | |||||
8 | 2021 External Guarantees | Mgmt | For | For | |||||
9 | 2021 Connected Guarantees with Joint Ventures | Mgmt | For | For | |||||
10 | Report on Deposit and Use of Previously Raised Funds | Mgmt | For | For | |||||
11 | Determination of 2020 Remuneration for Directors and Supervisors | Mgmt | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | |||||
13 | Investment In Construction Of A Project | Mgmt | For | For | |||||
Xianhe Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
603733 | CINS Y67350101 | 12/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Investment in Construction of Guangxi Sanjiangkou New District High-Performance Paper-Based New Materials Project | Mgmt | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | |||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
YNDX | CUSIP N97284108 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approval of the Merger of Yandex.Market B.V. into Yandex N.V. | Mgmt | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | |||||
4 | Elect John Boynton | Mgmt | For | For | |||||
5 | Elect Esther Dyson | Mgmt | For | For | |||||
6 | Elect Ilya A. Strebulaev | Mgmt | For | For | |||||
7 | Elect Alexander Moldovan | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
10 | Authority to Exclude Preemptive Rights | Mgmt | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
YNDX | CUSIP N97284108 | 10/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | |||||
3 | Elect Arkady Volozh | Mgmt | For | For | |||||
4 | Elect Mikhail Parakhin | Mgmt | For | For | |||||
5 | Authority to Cancel Shares | Mgmt | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | |||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
8 | Authority to Exclude Preemptive Rights | Mgmt | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Yifeng Pharmacy Chain Co.Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
603939 | CINS Y982AC104 | 03/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Fees | Mgmt | For | For | |||||
3 | Supervisors' Fees | Mgmt | For | For | |||||
4 | Replenish Working Capital with Surplus Funds Raised from Non-Public Share Offering | Mgmt | For | For | |||||
5 | Re-elect GAO Yi | Mgmt | For | For | |||||
6 | Re-elect GAO Feng | Mgmt | For | For | |||||
7 | Re-elect GAO Youcheng | Mgmt | For | For | |||||
8 | Re-elect XU Xin | Mgmt | For | For | |||||
9 | Elect CHAI Mingang | Mgmt | For | For | |||||
10 | Elect YE Weitao | Mgmt | For | For | |||||
11 | Re-elect YAN Aiming | Mgmt | For | For | |||||
12 | Re-elect WANG Hongxia | Mgmt | For | For | |||||
13 | Re-elect YI Languang | Mgmt | For | For | |||||
14 | Re-elect CHEN Bin | Mgmt | For | For | |||||
15 | Re-elect LIU Yi | Mgmt | For | Against | |||||
Yifeng Pharmacy Chain Co.Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
603939 | CINS Y982AC104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
2 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
3 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
4 | 2020 Annual Accounts | Mgmt | For | For | |||||
5 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
6 | Reappointment Of 2021 Audit Firm | Mgmt | For | For | |||||
7 | Application for Comprehensive Credit Line to banks and Accepting the Guarantee by Related Parties | Mgmt | For | For | |||||
8 | The Company and De Facto Controller's Provision of Guarantee for Subsidiaries Application for Bank Credit | Mgmt | For | For | |||||
9 | Purchase Of Wealth Management Products With Some Idle Proprietary Funds | Mgmt | For | For | |||||
10 | Purchase Of Wealth Management Products With Some Idle Raised Funds | Mgmt | For | For | |||||
11 | Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association | Mgmt | For | For | |||||
Yonghui Superstores Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
601933 | CINS Y9841N106 | 11/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approve to Appoint Auditors and to Fix Their Remuneration | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Zhejiang Juhua Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600160 | CINS Y9890M108 | 04/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Directors' Report | Mgmt | For | For | |||||
2 | 2020 Supervisors' Report | Mgmt | For | Against | |||||
3 | 2020 Accounts and Reports | Mgmt | For | For | |||||
4 | 2021 Financial Budget | Mgmt | For | For | |||||
5 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
6 | 2020 Allocation of Dividends | Mgmt | For | For | |||||
7 | Re-Appointment of Audit Firm and Internal Control Auditor for 2021 and Authority to Set Audit Fees for 2020 | Mgmt | For | For | |||||
8 | 2020 Related Party Transaction Implementation Results and 2021 Estimated Related Party Transactions | Mgmt | For | For | |||||
9 | Permanently Replenish Working Capital with Idle Raised Funds following the Completion of Investment Projects | Mgmt | For | For | |||||
10 | Authority to Sign Daily Production and Operation Contract with Controlling Shareholder | Mgmt | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | |||||
12 | Shareholder Returns Plan (2021-2023) | Mgmt | For | For | |||||
13 | Elect LI Jun | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Equity Income Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Alexandria Real Estate Equities, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARE | CUSIP 015271109 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joel S. Marcus | Mgmt | For | For | |||||
2 | Elect Steven R. Hash | Mgmt | For | For | |||||
3 | Elect James P. Cain | Mgmt | For | For | |||||
4 | Elect Maria C. Freire | Mgmt | For | For | |||||
5 | Elect Jennifer Friel Goldstein | Mgmt | For | For | |||||
6 | Elect Richard H. Klein | Mgmt | For | For | |||||
7 | Elect Michael A. Woronoff | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AEE | CUSIP 023608102 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Warner L. Baxter | Mgmt | For | For | |||||
2 | Elect Cynthia J. Brinkley | Mgmt | For | For | |||||
3 | Elect Catherine S. Brune | Mgmt | For | For | |||||
4 | Elect J. Edward Coleman | Mgmt | For | For | |||||
5 | Elect Ward H. Dickson | Mgmt | For | For | |||||
6 | Elect Noelle K. Eder | Mgmt | For | For | |||||
7 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | |||||
8 | Elect Rafael Flores | Mgmt | For | For | |||||
9 | Elect Richard J. Harshman | Mgmt | For | For | |||||
10 | Elect Craig S. Ivey | Mgmt | For | For | |||||
11 | Elect James C. Johnson | Mgmt | For | For | |||||
12 | Elect Steven H. Lipstein | Mgmt | For | For | |||||
13 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Americold Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COLD | CUSIP 03064D108 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Fred W. Boehler | Mgmt | For | For | |||||
2 | Elect George J. Alburger, Jr. | Mgmt | For | For | |||||
3 | Elect Kelly H. Barrett | Mgmt | For | For | |||||
4 | Elect Antonio F. Fernandez | Mgmt | For | For | |||||
5 | Elect James R. Heistand | Mgmt | For | For | |||||
6 | Elect David J. Neithercut | Mgmt | For | For | |||||
7 | Elect Mark R. Patterson | Mgmt | For | For | |||||
8 | Elect Andrew P. Power | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Amundi | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMUN | CINS F0300Q103 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
10 | 2020 Remuneration Report | Mgmt | For | For | |||||
11 | 2020 Remuneration of Yves Perrier, CEO | Mgmt | For | Against | |||||
12 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
13 | 2021 Remuneration Policy, CEO (Until May 10, 2021) | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy, CEO (From May 11, 2021) | Mgmt | For | For | |||||
15 | 2021 Remuneration Policy, Chair (Until May 10, 2021) | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy, Chair (From May 11, 2021) | Mgmt | For | For | |||||
17 | 2020 Remuneration for Identified Staff | Mgmt | For | For | |||||
18 | Ratification of Co-Option of Michele Guibert | Mgmt | For | For | |||||
19 | Elect Michele Guibert | Mgmt | For | For | |||||
20 | Elect William Kadouch-Chassaing | Mgmt | For | Against | |||||
21 | Elect Michel Mathieu | Mgmt | For | Against | |||||
22 | Non-Renewal of Henri Buecher as Director | Mgmt | For | For | |||||
23 | Elect Patrice Gentie | Mgmt | For | For | |||||
24 | Non-Renewal of Auditor (Ernst & Young) | Mgmt | For | For | |||||
25 | Appointment of Auditor (Mazars) | Mgmt | For | For | |||||
26 | Non-Renewal of Alternate Auditor (Picarle) | Mgmt | For | For | |||||
27 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
28 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | |||||
29 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
30 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
31 | Authority to Issue Performance Shares | Mgmt | For | For | |||||
32 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
33 | Amendments to Articles Regarding Shareholders Meetings | Mgmt | For | For | |||||
34 | Amendments to Articles Regarding Update of Legal Provisions | Mgmt | For | For | |||||
35 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Assurant, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AIZ | CUSIP 04621X108 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Elaine D. Rosen | Mgmt | For | For | |||||
2 | Elect Paget L. Alves | Mgmt | For | For | |||||
3 | Elect J. Braxton Carter | Mgmt | For | For | |||||
4 | Elect Juan N. Cento | Mgmt | For | For | |||||
5 | Elect Alan B. Colberg | Mgmt | For | For | |||||
6 | Elect Harriet Edelman | Mgmt | For | For | |||||
7 | Elect Lawrence V. Jackson | Mgmt | For | For | |||||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | |||||
9 | Elect Debra J. Perry | Mgmt | For | For | |||||
10 | Elect Ognjen Redzic | Mgmt | For | For | |||||
11 | Elect Paul J. Reilly | Mgmt | For | For | |||||
12 | Elect Robert W. Stein | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the 2017 Long Term Equity Incentive Plan | Mgmt | For | For | |||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AZN | CUSIP 046353108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
5 | Elect Leif Johansson | Mgmt | For | For | |||||
6 | Elect Pascal Soriot | Mgmt | For | For | |||||
7 | Elect Marc Dunoyer | Mgmt | For | For | |||||
8 | Elect Philip Broadley | Mgmt | For | For | |||||
9 | Elect Euan Ashley | Mgmt | For | For | |||||
10 | Elect Michel Demare | Mgmt | For | For | |||||
11 | Elect Deborah DiSanzo | Mgmt | For | For | |||||
12 | Elect Diana Layfield | Mgmt | For | For | |||||
13 | Elect Sheri McCoy | Mgmt | For | For | |||||
14 | Elect Tony SK MOK | Mgmt | For | For | |||||
15 | Elect Nazneen Rahman | Mgmt | For | For | |||||
16 | Elect Marcus Wallenberg | Mgmt | For | For | |||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
18 | Remuneration Policy (Binding) | Mgmt | For | Against | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
25 | AstraZeneca Performance Share Plan 2020 | Mgmt | For | Against | |||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AZN | CUSIP 046353108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Alexion Transaction | Mgmt | For | For | |||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAC | CUSIP 060505104 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sharon L. Allen | Mgmt | For | For | |||||
2 | Elect Susan S. Bies | Mgmt | For | For | |||||
3 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | |||||
4 | Elect Pierre J. P. de Weck | Mgmt | For | For | |||||
5 | Elect Arnold W. Donald | Mgmt | For | For | |||||
6 | Elect Linda P. Hudson | Mgmt | For | For | |||||
7 | Elect Monica C. Lozano | Mgmt | For | For | |||||
8 | Elect Thomas J. May | Mgmt | For | For | |||||
9 | Elect Brian T. Moynihan | Mgmt | For | For | |||||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | |||||
11 | Elect Denise L. Ramos | Mgmt | For | For | |||||
12 | Elect Clayton S. Rose | Mgmt | For | For | |||||
13 | Elect Michael D. White | Mgmt | For | For | |||||
14 | Elect Thomas D. Woods | Mgmt | For | For | |||||
15 | Elect R. David Yost | Mgmt | For | For | |||||
16 | Elect Maria T. Zuber | Mgmt | For | Against | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | |||||
20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
23 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
Best Buy Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BBY | CUSIP 086516101 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Corie S. Barry | Mgmt | For | For | |||||
2 | Elect Lisa M. Caputo | Mgmt | For | For | |||||
3 | Elect J. Patrick Doyle | Mgmt | For | For | |||||
4 | Elect David W. Kenny | Mgmt | For | For | |||||
5 | Elect Mario J. Marte | Mgmt | For | For | |||||
6 | Elect Karen A. McLoughlin | Mgmt | For | For | |||||
7 | Elect Thomas L. Millner | Mgmt | For | For | |||||
8 | Elect Claudia Fan Munce | Mgmt | For | For | |||||
9 | Elect Richelle P. Parham | Mgmt | For | For | |||||
10 | Elect Steven E. Rendle | Mgmt | For | For | |||||
11 | Elect Eugene A. Woods | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BMY | CUSIP 110122108 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter J. Arduini | Mgmt | For | For | |||||
2 | Elect Michael W. Bonney | Mgmt | For | For | |||||
3 | Elect Giovanni Caforio | Mgmt | For | For | |||||
4 | Elect Julia A. Haller | Mgmt | For | For | |||||
5 | Elect Paula A. Price | Mgmt | For | For | |||||
6 | Elect Derica W. Rice | Mgmt | For | For | |||||
7 | Elect Theodore R. Samuels, II | Mgmt | For | For | |||||
8 | Elect Gerald Storch | Mgmt | For | For | |||||
9 | Elect Karen H. Vousden | Mgmt | For | For | |||||
10 | Elect Phyllis R. Yale | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Approval of the 2021 Stock Award and Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Brixmor Property Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BRX | CUSIP 11120U105 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James M. Taylor Jr. | Mgmt | For | For | |||||
2 | Elect John G. Schreiber | Mgmt | For | For | |||||
3 | Elect Michael Berman | Mgmt | For | For | |||||
4 | Elect Julie Bowerman | Mgmt | For | For | |||||
5 | Elect Sheryl M. Crosland | Mgmt | For | For | |||||
6 | Elect Thomas W. Dickson | Mgmt | For | For | |||||
7 | Elect Daniel B. Hurwitz | Mgmt | For | For | |||||
8 | Elect William D. Rahm | Mgmt | For | For | |||||
9 | Elect Gabrielle Sulzberger | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COG | CUSIP 127097103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | |||||
1.2 | Elect Rhys J. Best | Mgmt | For | For | |||||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | |||||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | |||||
1.5 | Elect Peter B. Delaney | Mgmt | For | For | |||||
1.6 | Elect Dan O. Dinges | Mgmt | For | For | |||||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | |||||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Camden Property Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CPT | CUSIP 133131102 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard J. Campo | Mgmt | For | For | |||||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | |||||
1.3 | Elect Mark D. Gibson | Mgmt | For | For | |||||
1.4 | Elect Scott S. Ingraham | Mgmt | For | For | |||||
1.5 | Elect Renu Khator | Mgmt | For | For | |||||
1.6 | Elect D. Keith Oden | Mgmt | For | For | |||||
1.7 | Elect William F. Paulsen | Mgmt | For | For | |||||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | |||||
1.9 | Elect Steven Webster | Mgmt | For | For | |||||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Caterpillar Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CAT | CUSIP 149123101 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | |||||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | |||||
4 | Elect Gerald Johnson | Mgmt | For | For | |||||
5 | Elect David W. MacLennan | Mgmt | For | For | |||||
6 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | |||||
8 | Elect Susan C. Schwab | Mgmt | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | |||||
10 | Elect Miles D. White | Mgmt | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Report on Net Zero Benchmark | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
CenterPoint Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CNP | CUSIP 15189T107 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Leslie D. Biddle | Mgmt | For | For | |||||
2 | Elect Milton Carroll | Mgmt | For | For | |||||
3 | Elect Wendy Montoya Cloonan | Mgmt | For | For | |||||
4 | Elect Earl M. Cummings | Mgmt | For | For | |||||
5 | Elect David J. Lesar | Mgmt | For | For | |||||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | |||||
7 | Elect Theodore F. Pound | Mgmt | For | For | |||||
8 | Elect Phillip R. Smith | Mgmt | For | For | |||||
9 | Elect Barry T. Smitherman | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CVX | CUSIP 166764100 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Wanda M. Austin | Mgmt | For | For | |||||
2 | Elect John B. Frank | Mgmt | For | For | |||||
3 | Elect Alice P. Gast | Mgmt | For | For | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | |||||
5 | Elect Marillyn A. Hewson | Mgmt | For | For | |||||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | |||||
7 | Elect Charles W. Moorman IV | Mgmt | For | For | |||||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | |||||
9 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
10 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
11 | Elect D. James Umpleby III | Mgmt | For | For | |||||
12 | Elect Michael K. Wirth | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
20 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Chubb Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CB | CUSIP H1467J104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | |||||
3 | Dividends from Reserves | Mgmt | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | |||||
5 | Election of Statutory Auditors | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Appointment of Special Auditor | Mgmt | For | For | |||||
8 | Elect Evan G. Greenberg | Mgmt | For | For | |||||
9 | Elect Michael P. Connors | Mgmt | For | For | |||||
10 | Elect Michael G. Atieh | Mgmt | For | For | |||||
11 | Elect Sheila P. Burke | Mgmt | For | For | |||||
12 | Elect Mary A. Cirillo | Mgmt | For | For | |||||
13 | Elect Robert J. Hugin | Mgmt | For | For | |||||
14 | Elect Robert W. Scully | Mgmt | For | For | |||||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | |||||
16 | Elect Theodore E. Shasta | Mgmt | For | For | |||||
17 | Elect David H. Sidwell | Mgmt | For | For | |||||
18 | Elect Olivier Steimer | Mgmt | For | For | |||||
19 | Elect Luis Tellez | Mgmt | For | For | |||||
20 | Elect Frances F. Townsend | Mgmt | For | For | |||||
21 | Elect Evan G. Greenberg as Board Chair | Mgmt | For | For | |||||
22 | Elect Michael P. Connors | Mgmt | For | For | |||||
23 | Elect Mary A. Cirillo | Mgmt | For | For | |||||
24 | Elect Frances F. Townsend | Mgmt | For | For | |||||
25 | Appointment of Independent Proxy | Mgmt | For | For | |||||
26 | 2016 Long-Term Incentive Plan | Mgmt | For | For | |||||
27 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |||||
28 | Board Compensation | Mgmt | For | For | |||||
29 | Executive Compensation | Mgmt | For | For | |||||
30 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
31 | Additional or Amended Proposals | Mgmt | For | Against | |||||
Citizens Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CFG | CUSIP 174610105 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bruce Van Saun | Mgmt | For | For | |||||
2 | Elect Lee Alexander | Mgmt | For | For | |||||
3 | Elect Christine M. Cumming | Mgmt | For | For | |||||
4 | Elect William P. Hankowsky | Mgmt | For | For | |||||
5 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | |||||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | |||||
7 | Elect Charles J. Koch | Mgmt | For | For | |||||
8 | Elect Robert G. Leary | Mgmt | For | For | |||||
9 | Elect Terrance J. Lillis | Mgmt | For | For | |||||
10 | Elect Shivan S. Subramaniam | Mgmt | For | For | |||||
11 | Elect Christopher J. Swift | Mgmt | For | For | |||||
12 | Elect Wendy A. Watson | Mgmt | For | For | |||||
13 | Elect Marita Zuraitis | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CME | CUSIP 12572Q105 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Terrence A. Duffy | Mgmt | For | For | |||||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | |||||
3 | Elect Charles P. Carey | Mgmt | For | For | |||||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | |||||
5 | Elect Bryan T. Durkin | Mgmt | For | For | |||||
6 | Elect Ana Dutra | Mgmt | For | For | |||||
7 | Elect Martin J. Gepsman | Mgmt | For | For | |||||
8 | Elect Larry G. Gerdes | Mgmt | For | For | |||||
9 | Elect Daniel R. Glickman | Mgmt | For | For | |||||
10 | Elect Daniel G. Kaye | Mgmt | For | For | |||||
11 | Elect Phyllis M. Lockett | Mgmt | For | Against | |||||
12 | Elect Deborah J. Lucas | Mgmt | For | For | |||||
13 | Elect Terry L. Savage | Mgmt | For | For | |||||
14 | Elect Rahael Seifu | Mgmt | For | For | |||||
15 | Elect William R. Shepard | Mgmt | For | For | |||||
16 | Elect Howard J. Siegel | Mgmt | For | For | |||||
17 | Elect Dennis A. Suskind | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Cogent Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCOI | CUSIP 19239V302 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | |||||
1.2 | Elect D. Blake Bath | Mgmt | For | For | |||||
1.3 | Elect Steven D. Brooks | Mgmt | For | For | |||||
1.4 | Elect Lewis H. Ferguson, III | Mgmt | For | For | |||||
1.5 | Elect Carolyn Katz | Mgmt | For | For | |||||
1.6 | Elect Sheryl Kennedy | Mgmt | For | For | |||||
1.7 | Elect Marc Montagner | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Amendment to the 2017 Incentive Award Plan | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COP | CUSIP 20825C104 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Charles E. Bunch | Mgmt | For | For | |||||
2 | Elect Caroline Maury Devine | Mgmt | For | For | |||||
3 | Elect John V. Faraci | Mgmt | For | For | |||||
4 | Elect Jody L Freeman | Mgmt | For | For | |||||
5 | Elect Gay Huey Evans | Mgmt | For | For | |||||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | |||||
7 | Elect Ryan M. Lance | Mgmt | For | For | |||||
8 | Elect Timothy A. Leach | Mgmt | For | For | |||||
9 | Elect William H. McRaven | Mgmt | For | For | |||||
10 | Elect Sharmila Mulligan | Mgmt | For | For | |||||
11 | Elect Eric D. Mullins | Mgmt | For | For | |||||
12 | Elect Arjun N. Murti | Mgmt | For | For | |||||
13 | Elect Robert A. Niblock | Mgmt | For | For | |||||
14 | Elect David T. Seaton | Mgmt | For | For | |||||
15 | Elect R. A. Walker | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | |||||
19 | Shareholder Proposal Regarding Greenhouse Gas Reduction Targets | ShrHoldr | Against | For | |||||
Corning Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GLW | CUSIP 219350105 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Donald W. Blair | Mgmt | For | For | |||||
2 | Elect Leslie A. Brun | Mgmt | For | For | |||||
3 | Elect Stephanie A. Burns | Mgmt | For | For | |||||
4 | Elect Richard T. Clark | Mgmt | For | For | |||||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | |||||
6 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | |||||
7 | Elect Deborah Ann Henretta | Mgmt | For | For | |||||
8 | Elect Daniel P. Huttenlocher | Mgmt | For | For | |||||
9 | Elect Kurt M. Landgraf | Mgmt | For | For | |||||
10 | Elect Kevin J. Martin | Mgmt | For | For | |||||
11 | Elect Deborah D. Rieman | Mgmt | For | For | |||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | |||||
13 | Elect Wendell P. Weeks | Mgmt | For | For | |||||
14 | Elect Mark S. Wrighton | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
Crown Castle International Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCI | CUSIP 22822V101 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | |||||
5 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
6 | Elect Lee W. Hogan | Mgmt | For | For | |||||
7 | Elect Tammy K. Jones | Mgmt | For | For | |||||
8 | Elect J. Landis Martin | Mgmt | For | For | |||||
9 | Elect Anthony J. Melone | Mgmt | For | For | |||||
10 | Elect W. Benjamin Moreland | Mgmt | For | For | |||||
11 | Elect Kevin A. Stephens | Mgmt | For | For | |||||
12 | Elect Matthew Thornton III | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
CVS Health Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CVS | CUSIP 126650100 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Fernando Aguirre | Mgmt | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | |||||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | |||||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | |||||
5 | Elect David W. Dorman | Mgmt | For | For | |||||
6 | Elect Roger N. Farah | Mgmt | For | For | |||||
7 | Elect Anne M. Finucane | Mgmt | For | For | |||||
8 | Elect Edward J. Ludwig | Mgmt | For | For | |||||
9 | Elect Karen S. Lynch | Mgmt | For | For | |||||
10 | Elect Jean-Pierre Millon | Mgmt | For | For | |||||
11 | Elect Mary L. Schapiro | Mgmt | For | For | |||||
12 | Elect William C. Weldon | Mgmt | For | For | |||||
13 | Elect Tony L. White | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
CyrusOne Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CONE | CUSIP 23283R100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Bruce W. Duncan | Mgmt | For | For | |||||
1.2 | Elect David H. Ferdman | Mgmt | For | For | |||||
1.3 | Elect John W. Gamble, Jr | Mgmt | For | For | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | |||||
1.5 | Elect Denise A. Olsen | Mgmt | For | For | |||||
1.6 | Elect Alex Shumate | Mgmt | For | For | |||||
1.7 | Elect William E. Sullivan | Mgmt | For | For | |||||
1.8 | Elect Lynn A. Wentworth | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Dominion Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
D | CUSIP 25746U109 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James A. Bennett | Mgmt | For | For | |||||
2 | Elect Robert M. Blue | Mgmt | For | For | |||||
3 | Elect Helen E. Dragas | Mgmt | For | For | |||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | |||||
5 | Elect D. Maybank Hagood | Mgmt | For | For | |||||
6 | Elect Ronald W. Jibson | Mgmt | For | For | |||||
7 | Elect Mark J. Kington | Mgmt | For | For | |||||
8 | Elect Joseph M. Rigby | Mgmt | For | For | |||||
9 | Elect Pamela L. Royal | Mgmt | For | For | |||||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | |||||
11 | Elect Susan N. Story | Mgmt | For | For | |||||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Duke Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DRE | CUSIP 264411505 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John P. Case | Mgmt | For | For | |||||
2 | Elect James B. Connor | Mgmt | For | For | |||||
3 | Elect Tamara D. Fischer | Mgmt | For | For | |||||
4 | Elect Norman K. Jenkins | Mgmt | For | For | |||||
5 | Elect Kelly T. Killingsworth | Mgmt | For | For | |||||
6 | Elect Melanie R. Sabelhaus | Mgmt | For | For | |||||
7 | Elect Peter M. Scott III | Mgmt | For | For | |||||
8 | Elect David P. Stockert | Mgmt | For | For | |||||
9 | Elect Chris Sultemeier | Mgmt | For | For | |||||
10 | Elect Michael E. Szymanczyk | Mgmt | For | For | |||||
11 | Elect Warren M. Thompson | Mgmt | For | For | |||||
12 | Elect Lynn C. Thurber | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ETN | CUSIP G29183103 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | |||||
2 | Elect Christopher M. Connor | Mgmt | For | For | |||||
3 | Elect Olivier Leonetti | Mgmt | For | For | |||||
4 | Elect Deborah L. McCoy | Mgmt | For | For | |||||
5 | Elect Silvio Napoli | Mgmt | For | For | |||||
6 | Elect Gregory R. Page | Mgmt | For | For | |||||
7 | Elect Sandra Pianalto | Mgmt | For | For | |||||
8 | Elect Lori J. Ryerkerk | Mgmt | For | For | |||||
9 | Elect Gerald B. Smith | Mgmt | For | For | |||||
10 | Elect Dorothy C. Thompson | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Flowers Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FLO | CUSIP 343498101 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect George E. Deese | Mgmt | For | For | |||||
2 | Elect Edward J. Casey, Jr. | Mgmt | For | For | |||||
3 | Elect Thomas C. Chubb | Mgmt | For | For | |||||
4 | Elect Rhonda Gass | Mgmt | For | For | |||||
5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | |||||
6 | Elect Margaret G. Lewis | Mgmt | For | For | |||||
7 | Elect W. Jameson McFadden | Mgmt | For | For | |||||
8 | Elect A. Ryals McMullian | Mgmt | For | For | |||||
9 | Elect James T. Spear | Mgmt | For | For | |||||
10 | Elect Melvin T. Stith | Mgmt | For | For | |||||
11 | Elect Terry S. Thomas | Mgmt | For | For | |||||
12 | Elect C. Martin Wood, III | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JNJ | CUSIP 478160104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | |||||
9 | Elect Anne Mulcahy | Mgmt | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | |||||
13 | Elect Nadja Y. West | Mgmt | For | For | |||||
14 | Elect Ronald A. Williams | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Against | Against | |||||
20 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Against | |||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JPM | CUSIP 46625H100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | |||||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
Kellogg Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
K | CUSIP 487836108 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carter Cast | Mgmt | For | For | |||||
2 | Elect Zack Gund | Mgmt | For | For | |||||
3 | Elect Donald R. Knauss | Mgmt | For | For | |||||
4 | Elect Mike Schlotman | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Elimination of Supermajority Voting Requirements | Mgmt | For | For | |||||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | N/A | N/A | |||||
Leggett & Platt, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LEG | CUSIP 524660107 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | |||||
2 | Elect Robert E. Brunner | Mgmt | For | For | |||||
3 | Elect Mary Campbell | Mgmt | For | For | |||||
4 | Elect J. Mitchell Dolloff | Mgmt | For | For | |||||
5 | Elect Manuel A. Fernandez | Mgmt | For | For | |||||
6 | Elect Karl G. Glassman | Mgmt | For | For | |||||
7 | Elect Joseph W. McClanathan | Mgmt | For | For | |||||
8 | Elect Judy C. Odom | Mgmt | For | For | |||||
9 | Elect Srikanth Padmanabhan | Mgmt | For | For | |||||
10 | Elect Jai Shah | Mgmt | For | For | |||||
11 | Elect Phoebe A. Wood | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Lockheed Martin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LMT | CUSIP 539830109 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel F. Akerson | Mgmt | For | For | |||||
2 | Elect David B. Burritt | Mgmt | For | For | |||||
3 | Elect Bruce A. Carlson | Mgmt | For | Against | |||||
4 | Elect Joseph Dunford Jr. | Mgmt | For | For | |||||
5 | Elect James O. Ellis, Jr. | Mgmt | For | For | |||||
6 | Elect Thomas J. Falk | Mgmt | For | For | |||||
7 | Elect Ilene S. Gordon | Mgmt | For | For | |||||
8 | Elect Vicki A. Hollub | Mgmt | For | For | |||||
9 | Elect Jeh C. Johnson | Mgmt | For | For | |||||
10 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
11 | Elect James D. Taiclet | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Against | For | |||||
Maxim Integrated Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MXIM | CUSIP 57772K101 | 10/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Maxim Integrated Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MXIM | CUSIP 57772K101 | 11/05/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William P. Sullivan | Mgmt | For | For | |||||
2 | Elect Tunc Doluca | Mgmt | For | For | |||||
3 | Elect Tracy C. Accardi | Mgmt | For | For | |||||
4 | Elect James R. Bergman | Mgmt | For | For | |||||
5 | Elect Joseph R. Bronson | Mgmt | For | For | |||||
6 | Elect Robert E. Grady | Mgmt | For | For | |||||
7 | Elect Mercedes Johnson | Mgmt | For | For | |||||
8 | Elect William D. Watkins | Mgmt | For | For | |||||
9 | Elect MaryAnn Wright | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MCD | CUSIP 580135101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Medtronic Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDT | CUSIP G5960L103 | 12/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | |||||
6 | Elect Michael O. Leavitt | Mgmt | For | For | |||||
7 | Elect James T. Lenehan | Mgmt | For | For | |||||
8 | Elect Kevin E. Lofton | Mgmt | For | For | |||||
9 | Elect Geoffrey S. Martha | Mgmt | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
MGM Growth Properties LLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MGP | CUSIP 55303A105 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kathryn Coleman | Mgmt | For | For | |||||
2 | Elect Charles Irving | Mgmt | For | For | |||||
3 | Elect Paul J. Salem | Mgmt | For | For | |||||
4 | Elect Thomas A. Roberts | Mgmt | For | For | |||||
5 | Elect Daniel J. Taylor | Mgmt | For | For | |||||
6 | Elect Corey Sanders | Mgmt | For | For | |||||
7 | Elect John M. McManus | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Newell Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NWL | CUSIP 651229106 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | |||||
2 | Elect Patrick D. Campbell | Mgmt | For | For | |||||
3 | Elect James R. Craigie | Mgmt | For | For | |||||
4 | Elect Brett M. Icahn | Mgmt | For | For | |||||
5 | Elect Jay L. Johnson | Mgmt | For | For | |||||
6 | Elect Gerardo I. Lopez | Mgmt | For | For | |||||
7 | Elect Courtney R. Mather | Mgmt | For | For | |||||
8 | Elect Ravichandra K. Saligram | Mgmt | For | For | |||||
9 | Elect Judith A. Sprieser | Mgmt | For | For | |||||
10 | Elect Robert A. Steele | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Newmont Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEM | CUSIP 651639106 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Patrick G. Awuah, Jr. | Mgmt | For | For | |||||
2 | Elect Gregory H. Boyce | Mgmt | For | For | |||||
3 | Elect Bruce R. Brook | Mgmt | For | For | |||||
4 | Elect Maura J. Clark | Mgmt | For | For | |||||
5 | Elect Matthew Coon Come | Mgmt | For | For | |||||
6 | Elect Jose Manuel Madero | Mgmt | For | For | |||||
7 | Elect Rene Medori | Mgmt | For | For | |||||
8 | Elect Jane Nelson | Mgmt | For | For | |||||
9 | Elect Thomas Palmer | Mgmt | For | For | |||||
10 | Elect Julio M. Quintana | Mgmt | For | For | |||||
11 | Elect Susan N. Story | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEE | CUSIP 65339F101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | |||||
6 | Elect Amy B. Lane | Mgmt | For | For | |||||
7 | Elect David L. Porges | Mgmt | For | For | |||||
8 | Elect James L. Robo | Mgmt | For | For | |||||
9 | Elect Rudy E. Schupp | Mgmt | For | For | |||||
10 | Elect John L. Skolds | Mgmt | For | For | |||||
11 | Elect Lynn M. Utter | Mgmt | For | For | |||||
12 | Elect Darryl L. Wilson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Approval of the 2021 Long Term Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOVN | CUSIP 66987V109 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | |||||
6 | Board Compensation | Mgmt | For | For | |||||
7 | Executive Compensation | Mgmt | For | For | |||||
8 | Compensation Report | Mgmt | For | For | |||||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | For | |||||
10 | Elect Nancy C. Andrews | Mgmt | For | For | |||||
11 | Elect Ton Buchner | Mgmt | For | For | |||||
12 | Elect Patrice Bula | Mgmt | For | For | |||||
13 | Elect Elizabeth Doherty | Mgmt | For | For | |||||
14 | Elect Ann M. Fudge | Mgmt | For | For | |||||
15 | Elect Bridgette P. Heller | Mgmt | For | For | |||||
16 | Elect Frans van Houten | Mgmt | For | For | |||||
17 | Elect Simon Moroney | Mgmt | For | For | |||||
18 | Elect Andreas von Planta | Mgmt | For | For | |||||
19 | Elect Charles L. Sawyers | Mgmt | For | For | |||||
20 | Elect Enrico Vanni | Mgmt | For | For | |||||
21 | Elect William T. Winters | Mgmt | For | For | |||||
22 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | For | |||||
23 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | For | |||||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | |||||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | |||||
26 | Elect Simon Moroney as Compensation Committee Member | Mgmt | For | For | |||||
27 | Appointment of Auditor | Mgmt | For | For | |||||
28 | Appointment of Independent Proxy | Mgmt | For | For | |||||
29 | Amendments to Articles (Term of Office) | Mgmt | For | For | |||||
30 | Additional or Amended Proposals | Mgmt | For | Against | |||||
Nutrien Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NTR | CUSIP 67077M108 | 05/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | |||||
1.2 | Elect Maura J. Clark | Mgmt | For | For | |||||
1.3 | Elect Russell K. Girling | Mgmt | For | For | |||||
1.4 | Elect Miranda C. Hubbs | Mgmt | For | For | |||||
1.5 | Elect Raj S. Kushwaha | Mgmt | For | For | |||||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | |||||
1.7 | Elect Consuelo E. Madere | Mgmt | For | For | |||||
1.8 | Elect Charles V. Magro | Mgmt | For | Against | |||||
1.9 | Elect Keith G. Martell | Mgmt | For | For | |||||
1.10 | Elect Aaron W. Regent | Mgmt | For | For | |||||
1.11 | Elect Mayo M. Schmidt | Mgmt | For | For | |||||
1.12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Paychex Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PAYX | CUSIP 704326107 | 10/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect B. Thomas Golisano | Mgmt | For | For | |||||
2 | Elect Thomas F. Bonadio | Mgmt | For | For | |||||
3 | Elect Joseph G. Doody | Mgmt | For | For | |||||
4 | Elect David J. S. Flaschen | Mgmt | For | For | |||||
5 | Elect Pamela A. Joseph | Mgmt | For | For | |||||
6 | Elect Martin Mucci | Mgmt | For | For | |||||
7 | Elect Joseph M. Tucci | Mgmt | For | For | |||||
8 | Elect Joseph M. Velli | Mgmt | For | For | |||||
9 | Elect Kara Wilson | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Procter & Gamble Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PG | CUSIP 742718109 | 10/13/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Francis S. Blake | Mgmt | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Debra L. Lee | Mgmt | For | For | |||||
6 | Elect Terry J. Lundgren | Mgmt | For | For | |||||
7 | Elect Christine M. McCarthy | Mgmt | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | |||||
9 | Elect Nelson Peltz | Mgmt | For | For | |||||
10 | Elect David. S. Taylor | Mgmt | For | For | |||||
11 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the Stock Ownership Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | |||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLD | CUSIP 74340W103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Public Service Enterprise Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PEG | CUSIP 744573106 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ralph Izzo | Mgmt | For | For | |||||
2 | Elect Shirley Ann Jackson | Mgmt | For | For | |||||
3 | Elect Willie A. Deese | Mgmt | For | For | |||||
4 | Elect David Lilley | Mgmt | For | For | |||||
5 | Elect Barry H. Ostrowsky | Mgmt | For | For | |||||
6 | Elect Scott G. Stephenson | Mgmt | For | For | |||||
7 | Elect Laura A. Sugg | Mgmt | For | For | |||||
8 | Elect John P. Surma | Mgmt | For | For | |||||
9 | Elect Susan Tomasky | Mgmt | For | For | |||||
10 | Elect Alfred W. Zollar | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Approval of the 2021 Equity Compensation Plan for Outside Directors | Mgmt | For | For | |||||
14 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QCOM | CUSIP 747525103 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sylvia Acevedo | Mgmt | For | For | |||||
2 | Elect Mark Fields | Mgmt | For | For | |||||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | |||||
4 | Elect Gregory N. Johnson | Mgmt | For | For | |||||
5 | Elect Ann M. Livermore | Mgmt | For | For | |||||
6 | Elect Harish Manwani | Mgmt | For | For | |||||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | |||||
8 | Elect Jamie S. Miller | Mgmt | For | For | |||||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | |||||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | |||||
11 | Elect Irene B. Rosenfeld | Mgmt | For | For | |||||
12 | Elect Neil Smit | Mgmt | For | For | |||||
13 | Elect Jean-Pascal Tricoire | Mgmt | For | For | |||||
14 | Elect Anthony J. Vinciquerra | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RIO | CUSIP 767204100 | 04/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
3 | Remuneration Report (UK Advisory) | Mgmt | For | Against | |||||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | Against | |||||
5 | Elect Megan E. Clark | Mgmt | For | For | |||||
6 | Elect Hinda Gharbi | Mgmt | For | For | |||||
7 | Elect Simon P. Henry | Mgmt | For | For | |||||
8 | Elect Sam H. Laidlaw | Mgmt | For | For | |||||
9 | Elect Simon McKeon | Mgmt | For | For | |||||
10 | Elect Jennifer Nason | Mgmt | For | For | |||||
11 | Elect Jakob Stausholm | Mgmt | For | For | |||||
12 | Elect Simon R. Thompson | Mgmt | For | For | |||||
13 | Elect Ngaire Woods | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | Global Employee Share Plan | Mgmt | For | For | |||||
18 | UK Share Plan | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Sempra Energy | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SRE | CUSIP 816851109 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | |||||
2 | Elect Andres Conesa Labastida | Mgmt | For | For | |||||
3 | Elect Maria Contreras-Sweet | Mgmt | For | For | |||||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | |||||
5 | Elect William D. Jones | Mgmt | For | For | |||||
6 | Elect Jeffrey W. Martin | Mgmt | For | For | |||||
7 | Elect Bethany J. Mayer | Mgmt | For | For | |||||
8 | Elect Michael N. Mears | Mgmt | For | For | |||||
9 | Elect Jack T. Taylor | Mgmt | For | For | |||||
10 | Elect Cynthia L. Walker | Mgmt | For | For | |||||
11 | Elect Cynthia J. Warner | Mgmt | For | For | |||||
12 | Elect James C. Yardley | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | Against | |||||
SGS SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SGSN | CINS H7485A108 | 03/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
7 | Elect Calvin Grieder | Mgmt | For | N/A | |||||
8 | Elect Sami Atiya | Mgmt | For | N/A | |||||
9 | Elect Paul Desmarais, Jr. | Mgmt | For | N/A | |||||
10 | Elect Ian Gallienne | Mgmt | For | N/A | |||||
11 | Elect Shelby R. du Pasquier | Mgmt | For | N/A | |||||
12 | Elect Kory Sorenson | Mgmt | For | N/A | |||||
13 | Elect Tobias Hartmann | Mgmt | For | N/A | |||||
14 | Elect Janet S. Vergis | Mgmt | For | N/A | |||||
15 | Appoint Calvin Grieder as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Kory Sorenson as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Board Compensation | Mgmt | For | N/A | |||||
22 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | N/A | |||||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | N/A | |||||
25 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
26 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
Southern Copper Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SCCO | CUSIP 84265V105 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect German Larrea Mota-Velasco | Mgmt | For | Against | |||||
1.2 | Elect Oscar Gonzalez Rocha | Mgmt | For | Against | |||||
1.3 | Elect Vicente Artiztegui Andreve | Mgmt | For | For | |||||
1.4 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | For | |||||
1.5 | Elect Leonardo Contreras Lerdo de Tejada | Mgmt | For | For | |||||
1.6 | Elect Xavier Garcia de Quevedo Topete | Mgmt | For | Against | |||||
1.7 | Elect Rafael Mac Gregor Anciola | Mgmt | For | For | |||||
1.8 | Elect Luis Miguel Palomino Bonilla | Mgmt | For | Against | |||||
1.9 | Elect Gilberto Perezalonso Cifuentes | Mgmt | For | For | |||||
1.10 | Elect Carlos Ruiz Sacristan | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWK | CUSIP 854502101 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elimination of Business Combination Supermajority Requirements | Mgmt | For | For | |||||
TELUS Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
T | CUSIP 87971M103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect R.H. (Dick) Auchinleck | Mgmt | For | For | |||||
1.2 | Elect Raymond T. Chan | Mgmt | For | For | |||||
1.3 | Elect Hazel Claxton | Mgmt | For | For | |||||
1.4 | Elect Lisa de Wilde | Mgmt | For | For | |||||
1.5 | Elect Darren Entwistle | Mgmt | For | For | |||||
1.6 | Elect Thomas E. Flynn | Mgmt | For | For | |||||
1.7 | Elect Mary Jo Haddad | Mgmt | For | For | |||||
1.8 | Elect Kathy Kinloch | Mgmt | For | For | |||||
1.9 | Elect Christine Magee | Mgmt | For | For | |||||
1.10 | Elect John Manley | Mgmt | For | For | |||||
1.11 | Elect David Mowat | Mgmt | For | For | |||||
1.12 | Elect Marc Parent | Mgmt | For | For | |||||
1.13 | Elect Denise Pickett | Mgmt | For | For | |||||
1.14 | Elect W. Sean Willy | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Renewal of the Deferred Share Unit Plan | Mgmt | For | For | |||||
TELUS Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
T | CUSIP 87971M103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect R.H. (Dick) Auchinleck | Mgmt | For | For | |||||
1.2 | Elect Raymond T. Chan | Mgmt | For | For | |||||
1.3 | Elect Hazel Claxton | Mgmt | For | For | |||||
1.4 | Elect Lisa de Wilde | Mgmt | For | For | |||||
1.5 | Elect Darren Entwistle | Mgmt | For | For | |||||
1.6 | Elect Thomas E. Flynn | Mgmt | For | For | |||||
1.7 | Elect Mary Jo Haddad | Mgmt | For | For | |||||
1.8 | Elect Kathy Kinloch | Mgmt | For | For | |||||
1.9 | Elect Christine Magee | Mgmt | For | For | |||||
1.10 | Elect John Manley | Mgmt | For | For | |||||
1.11 | Elect David Mowat | Mgmt | For | For | |||||
1.12 | Elect Marc Parent | Mgmt | For | For | |||||
1.13 | Elect Denise Pickett | Mgmt | For | For | |||||
1.14 | Elect W. Sean Willy | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Renewal of the Deferred Share Unit Plan | Mgmt | For | For | |||||
Terreno Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TRNO | CUSIP 88146M101 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect W. Blake Baird | Mgmt | For | For | |||||
2 | Elect Michael A. Coke | Mgmt | For | For | |||||
3 | Elect Linda Assante | Mgmt | For | For | |||||
4 | Elect LeRoy E. Carlson | Mgmt | For | For | |||||
5 | Elect David M. Lee | Mgmt | For | For | |||||
6 | Elect Gabriela Franco Parcella | Mgmt | For | For | |||||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | |||||
8 | Elect Dennis Polk | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TXN | CUSIP 882508104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | |||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HD | CUSIP 437076102 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | For | |||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PNC | CUSIP 693475105 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joseph Alvarado | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | Against | |||||
3 | Elect Debra A. Cafaro | Mgmt | For | For | |||||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | |||||
5 | Elect David L. Cohen | Mgmt | For | For | |||||
6 | Elect William S. Demchak | Mgmt | For | For | |||||
7 | Elect Andrew T. Feldstein | Mgmt | For | For | |||||
8 | Elect Richard J. Harshman | Mgmt | For | For | |||||
9 | Elect Daniel R. Hesse | Mgmt | For | For | |||||
10 | Elect Linda R. Medler | Mgmt | For | For | |||||
11 | Elect Martin Pfinsgraff | Mgmt | For | For | |||||
12 | Elect Toni Townes-Whitley | Mgmt | For | For | |||||
13 | Elect Michael J. Ward | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing | ShrHoldr | Against | For | |||||
Unilever NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UNA | CUSIP 904784709 | 09/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles Regarding Unification | Mgmt | For | For | |||||
2 | Unification | Mgmt | For | For | |||||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | |||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | |||||
Unilever plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ULVR | CUSIP 904767704 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Advisory Vote on Climate Transition Action Plan | Mgmt | For | For | |||||
5 | Elect Nils Andersen | Mgmt | For | For | |||||
6 | Elect Laura M.L. Cha | Mgmt | For | For | |||||
7 | Elect Judith Hartmann | Mgmt | For | For | |||||
8 | Elect Alan Jope | Mgmt | For | For | |||||
9 | Elect Andrea Jung | Mgmt | For | For | |||||
10 | Elect Susan Kilsby | Mgmt | For | For | |||||
11 | Elect Strive T. Masiyiwa | Mgmt | For | For | |||||
12 | Elect Youngme E. Moon | Mgmt | For | For | |||||
13 | Elect Graeme D. Pitkethly | Mgmt | For | For | |||||
14 | Elect John Rishton | Mgmt | For | For | |||||
15 | Elect Feike Sijbesma | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Approval of Performance Share Plan | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
25 | Adoption of New Articles | Mgmt | For | For | |||||
26 | Reduction in Share Premium Account | Mgmt | For | For | |||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VLO | CUSIP 91913Y100 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | |||||
2 | Elect Joseph W. Gorder | Mgmt | For | For | |||||
3 | Elect Kimberly S. Greene | Mgmt | For | For | |||||
4 | Elect Deborah P. Majoras | Mgmt | For | For | |||||
5 | Elect Eric D. Mullins | Mgmt | For | For | |||||
6 | Elect Donald L. Nickles | Mgmt | For | For | |||||
7 | Elect Philip J. Pfeiffer | Mgmt | For | For | |||||
8 | Elect Robert A. Profusek | Mgmt | For | For | |||||
9 | Elect Stephen M. Waters | Mgmt | For | For | |||||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VZ | CUSIP 92343V104 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | |||||
2 | Elect Roxanne S. Austin | Mgmt | For | For | |||||
3 | Elect Mark T. Bertolini | Mgmt | For | For | |||||
4 | Elect Melanie L. Healey | Mgmt | For | For | |||||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | |||||
6 | Elect Daniel H. Schulman | Mgmt | For | For | |||||
7 | Elect Rodney E. Slater | Mgmt | For | For | |||||
8 | Elect Hans Vestberg | Mgmt | For | For | |||||
9 | Elect Gregory G. Weaver | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
13 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | |||||
14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | |||||
Virtu Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VIRT | CUSIP 928254101 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Virginia Gambale | Mgmt | For | For | |||||
1.2 | Elect John D. Nixon | Mgmt | For | For | |||||
1.3 | Elect David J. Urban | Mgmt | For | For | |||||
1.4 | Elect Michael T. Viola | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Watsco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WSO | CUSIP 942622200 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect George P. Sape | Mgmt | For | Against | |||||
2 | Approval of the 2021 Incentive Compensation Plan | Mgmt | For | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
WEC Energy Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEC | CUSIP 92939U106 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Curt S. Culver | Mgmt | For | For | |||||
2 | Elect Danny L. Cunningham | Mgmt | For | For | |||||
3 | Elect William M. Farrow III | Mgmt | For | For | |||||
4 | Elect J. Kevin Fletcher | Mgmt | For | For | |||||
5 | Elect Cristina A. Garcia-Thomas | Mgmt | For | For | |||||
6 | Elect Maria C. Green | Mgmt | For | For | |||||
7 | Elect Gale E. Klappa | Mgmt | For | For | |||||
8 | Elect Thomas K. Lane | Mgmt | For | For | |||||
9 | Elect Ulice Payne, Jr. | Mgmt | For | For | |||||
10 | Elect Mary Ellen Stanek | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Amendment to the Omnibus Stock Incentive Plan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Focus Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
A-Living Services Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3319 | CINS Y0038M100 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Annual Report | Mgmt | For | For | |||||
6 | 2021 Financial Budget | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Supervisors' Fees | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
12 | Authority to Repurchase H Shares | Mgmt | For | For | |||||
Adyen NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADYEN | CINS N3501V104 | 02/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Alexander Matthey to the Management Board | Mgmt | For | For | |||||
5 | Elect Caoimhe Keogan to the Supervisory Board | Mgmt | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Alibaba Group Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BABA | CUSIP 01609W102 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |||||
2 | Elect Maggie Wei WU | Mgmt | For | Against | |||||
3 | Elect Kabir MISRA | Mgmt | For | For | |||||
4 | Elect Walter Teh Ming KWAUK | Mgmt | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | |||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMZN | CUSIP 023135106 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | |||||
2 | Elect Keith B. Alexander | Mgmt | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | |||||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | |||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AEO | CUSIP 02553E106 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Janice E. Page | Mgmt | For | For | |||||
2 | Elect David M. Sable | Mgmt | For | For | |||||
3 | Elect Noel J. Spiegel | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASML | CUSIP N07059210 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
9 | Elect Birgit Conix to the Supervisory Board | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
14 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Authority to Repurchase Additional Shares | Mgmt | For | For | |||||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
Cadence Design Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDNS | CUSIP 127387108 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark W. Adams | Mgmt | For | Against | |||||
2 | Elect Ita M. Brennan | Mgmt | For | For | |||||
3 | Elect Lewis Chew | Mgmt | For | For | |||||
4 | Elect Julia Liuson | Mgmt | For | For | |||||
5 | Elect James D. Plummer | Mgmt | For | For | |||||
6 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | |||||
7 | Elect John B. Shoven | Mgmt | For | For | |||||
8 | Elect Young K. Sohn | Mgmt | For | For | |||||
9 | Elect Lip-Bu Tan | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Canadian Pacific Railway Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CP | CUSIP 13645T100 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John Baird | Mgmt | For | For | |||||
1.2 | Elect Isabelle Courville | Mgmt | For | For | |||||
1.3 | Elect Keith E. Creel | Mgmt | For | For | |||||
1.4 | Elect Gillian H. Denham | Mgmt | For | For | |||||
1.5 | Elect Edward R. Hamberger | Mgmt | For | For | |||||
1.6 | Elect Rebecca MacDonald | Mgmt | For | For | |||||
1.7 | Elect Edward L. Monser | Mgmt | For | For | |||||
1.8 | Elect Matthew H. Paull | Mgmt | For | For | |||||
1.9 | Elect Jane L. Peverett | Mgmt | For | For | |||||
1.10 | Elect Andrea Robertson | Mgmt | For | For | |||||
1.11 | Elect Gordon T. Trafton | Mgmt | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of Share Split | Mgmt | For | For | |||||
5 | Shareholder Proposal Regarding Annual Shareholder Vote on Climate Action Plan | ShrHoldr | For | For | |||||
Cellnex Telecom S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLNX | CINS E2R41M104 | 07/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Report on Non-Financial Information | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | |||||
6 | Special Dividend | Mgmt | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | |||||
8 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | |||||
9 | Extraordinary Bonus | Mgmt | For | Against | |||||
10 | Board Size | Mgmt | For | For | |||||
11 | Elect Marieta Del Rivero Bermejo | Mgmt | For | For | |||||
12 | Ratify Co-Option and Elect Franco Bernabe | Mgmt | For | For | |||||
13 | Ratify Co-Option and Elect Mamoun Jamai | Mgmt | For | For | |||||
14 | Ratify Co-Option and Elect Christian Coco | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | |||||
17 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
18 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
CrowdStrike Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRWD | CUSIP 22788C105 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | |||||
1.2 | Elect Sameer K. Gandhi | Mgmt | For | For | |||||
1.3 | Elect Gerhard Watzinger | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
5 | Amendment to the 2019 Employee Stock Purchase Plan | Mgmt | For | Against | |||||
Deere & Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DE | CUSIP 244199105 | 02/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tamra A. Erwin | Mgmt | For | For | |||||
2 | Elect Alan C. Heuberger | Mgmt | For | For | |||||
3 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | |||||
4 | Elect Dipak C. Jain | Mgmt | For | For | |||||
5 | Elect Michael O. Johanns | Mgmt | For | For | |||||
6 | Elect Clayton M. Jones | Mgmt | For | For | |||||
7 | Elect John C. May | Mgmt | For | For | |||||
8 | Elect Gregory R. Page | Mgmt | For | For | |||||
9 | Elect Sherry M. Smith | Mgmt | For | For | |||||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
11 | Elect Sheila G. Talton | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Duck Creek Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DCT | CUSIP 264120106 | 03/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles E. Moran | Mgmt | For | Against | |||||
1.2 | Elect Stuart Nicoll | Mgmt | For | Against | |||||
1.3 | Elect Jason A. Wright | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Entain plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENT | CINS G3167C109 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | ISLE OF MAN | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
5 | Elect David Satz | Mgmt | For | For | |||||
6 | Elect Robert Hoskin | Mgmt | For | For | |||||
7 | Elect Stella David | Mgmt | For | For | |||||
8 | Elect Vicky Jarman | Mgmt | For | For | |||||
9 | Elect Mark Gregory | Mgmt | For | For | |||||
10 | Elect Rob Wood | Mgmt | For | For | |||||
11 | Elect Jette Nygaard-Andersen | Mgmt | For | For | |||||
12 | Elect J.M. Barry Gibson | Mgmt | For | For | |||||
13 | Elect Peter Isola | Mgmt | For | For | |||||
14 | Elect Pierre B. Bouchut | Mgmt | For | For | |||||
15 | Elect Virginia McDowell | Mgmt | For | For | |||||
16 | Ratification of Directors' Fees; increase in NED Fee Cap | Mgmt | For | For | |||||
17 | Amend Articles in Relation to Board Size | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
EPAM Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EPAM | CUSIP 29414B104 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Arkadiy Dobkin | Mgmt | For | For | |||||
2 | Elect Robert E. Segert | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
6 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Estee Lauder Cos., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EL | CUSIP 518439104 | 11/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | For | |||||
2 | Elect Wei Sun Christianson | Mgmt | For | For | |||||
3 | Elect Fabrizio Freda | Mgmt | For | For | |||||
4 | Elect Jane Lauder | Mgmt | For | For | |||||
5 | Elect Leonard A. Lauder | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Etsy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ETSY | CUSIP 29786A106 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gary S. Briggs | Mgmt | For | For | |||||
2 | Elect Edith Cooper | Mgmt | For | For | |||||
3 | Elect Melissa Reiff | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Expedia Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXPE | CUSIP 30212P303 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Samuel Altman | Mgmt | For | For | |||||
2 | Elect Beverly Anderson | Mgmt | For | For | |||||
3 | Elect Susan C. Athey | Mgmt | For | For | |||||
4 | Elect Chelsea Clinton | Mgmt | For | Against | |||||
5 | Elect Barry Diller | Mgmt | For | For | |||||
6 | Elect Jon T. Gieselman | Mgmt | For | For | |||||
7 | Elect Craig A. Jacobson | Mgmt | For | Against | |||||
8 | Elect Peter M. Kern | Mgmt | For | For | |||||
9 | Elect Dara Khosrowshahi | Mgmt | For | Against | |||||
10 | Elect Patricia Menendez-Cambo | Mgmt | For | For | |||||
11 | Elect Gregory K. Mondre | Mgmt | For | For | |||||
12 | Elect David Sambur | Mgmt | For | For | |||||
13 | Elect Alexander von Furstenberg | Mgmt | For | For | |||||
14 | Elect Julie Whalen | Mgmt | For | For | |||||
15 | Amendment to the 2013 Employee Stock Purchase Plan and 2013 International Employee Stock Purchase Plan | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FICO | CUSIP 303250104 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Braden R. Kelly | Mgmt | For | For | |||||
2 | Elect Fabiola R. Arredondo | Mgmt | For | For | |||||
3 | Elect James D. Kirsner | Mgmt | For | For | |||||
4 | Elect William J. Lansing | Mgmt | For | For | |||||
5 | Elect Eva Manolis | Mgmt | For | For | |||||
6 | Elect Marc F. McMorris | Mgmt | For | For | |||||
7 | Elect Joanna Rees | Mgmt | For | For | |||||
8 | Elect David A. Rey | Mgmt | For | For | |||||
9 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
IAC/InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IAC | CUSIP 44891N109 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Vimeo Spin-off | Mgmt | For | For | |||||
2 | Corporate Opportunities Waiver | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
4 | Elect Chelsea Clinton | Mgmt | For | For | |||||
5 | Elect Barry Diller | Mgmt | For | For | |||||
6 | Elect Michael D. Eisner | Mgmt | For | Against | |||||
7 | Elect Bonnie S. Hammer | Mgmt | For | Against | |||||
8 | Elect Victor A. Kaufman | Mgmt | For | For | |||||
9 | Elect Joseph Levin | Mgmt | For | For | |||||
10 | Elect Bryan Lourd | Mgmt | For | For | |||||
11 | Elect Westley Moore | Mgmt | For | For | |||||
12 | Elect David Rosenblatt | Mgmt | For | For | |||||
13 | Elect Alan G. Spoon | Mgmt | For | For | |||||
14 | Elect Alexander von Furstenberg | Mgmt | For | For | |||||
15 | Elect Richard F. Zannino | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
IHS Markit Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFO | CUSIP G47567105 | 03/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger with S&P Global | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | |||||
IMCD N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IMCD | CINS N4447S106 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Remuneration Report | Mgmt | For | For | |||||
8 | Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Intuit Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTU | CUSIP 461202103 | 01/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Eve Burton | Mgmt | For | For | |||||
2 | Elect Scott D. Cook | Mgmt | For | For | |||||
3 | Elect Richard Dalzell | Mgmt | For | For | |||||
4 | Elect Sasan Goodarzi | Mgmt | For | For | |||||
5 | Elect Deborah Liu | Mgmt | For | For | |||||
6 | Elect Tekedra Mawakana | Mgmt | For | For | |||||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
8 | Elect Dennis D. Powell | Mgmt | For | For | |||||
9 | Elect Brad D. Smith | Mgmt | For | For | |||||
10 | Elect Thomas J. Szkutak | Mgmt | For | For | |||||
11 | Elect Raul Vazquez | Mgmt | For | For | |||||
12 | Elect Jeff Weiner | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
IQVIA Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IQV | CUSIP 46266C105 | 04/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Ari Bousbib | Mgmt | For | For | |||||
1.2 | Elect John M. Leonard | Mgmt | For | For | |||||
1.3 | Elect Todd B. Sisitsky | Mgmt | For | For | |||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | N/A | |||||
3 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | |||||
4 | Elimination of Supermajority Requirement for Director Removals | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
L'Oreal S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OR | CINS F58149133 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Elect Nicolas Hieronimus | Mgmt | For | For | |||||
10 | Elect Alexandre Ricard | Mgmt | For | For | |||||
11 | Elect Francoise Bettencourt Meyers | Mgmt | For | For | |||||
12 | Elect Paul Bulcke | Mgmt | For | For | |||||
13 | Elect Virginie Morgon | Mgmt | For | For | |||||
14 | 2020 Remuneration Report | Mgmt | For | For | |||||
15 | 2020 Remuneration of Jean-Paul Agon, Chair and CEO | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
18 | 2021 Remuneration Policy (CEO) | Mgmt | For | For | |||||
19 | 2021 Remuneration Policy (Chair) | Mgmt | For | For | |||||
20 | Related Party Transaction (Nicolas Hieronimus, Incoming CEO) | Mgmt | For | For | |||||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
26 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
27 | Amendments to Articles Regarding Written Consultation | Mgmt | For | For | |||||
28 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
Linde Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LIN | CUSIP 74005P104 | 07/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Wolfgang Reitzle | Mgmt | For | For | |||||
2 | Elect Stephen F. Angel | Mgmt | For | For | |||||
3 | Elect Ann-Kristin Achleitner | Mgmt | For | For | |||||
4 | Elect Clemens A.H. Borsig | Mgmt | For | For | |||||
5 | Elect Nance K. Dicciani | Mgmt | For | For | |||||
6 | Elect Thomas Enders | Mgmt | For | For | |||||
7 | Elect Franz Fehrenbach | Mgmt | For | For | |||||
8 | Elect Edward G. Galante | Mgmt | For | For | |||||
9 | Elect Larry D. McVay | Mgmt | For | For | |||||
10 | Elect Victoria Ossadnik | Mgmt | For | For | |||||
11 | Elect Martin H. Richenhagen | Mgmt | For | Against | |||||
12 | Elect Robert L. Wood | Mgmt | For | For | |||||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Lvmh Moet Hennessy Vuitton SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MC | CINS F58485115 | 04/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
10 | Elect Antoine Arnault | Mgmt | For | For | |||||
11 | Elect Nicolas Bazire | Mgmt | For | For | |||||
12 | Elect Charles de Croisset | Mgmt | For | Against | |||||
13 | Elect Yves-Thibault de Silguy | Mgmt | For | For | |||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | |||||
15 | Amendment to 2020 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
16 | Amendment to 2020 Remuneration Policy (Executives) | Mgmt | For | Against | |||||
17 | 2020 Remuneration Report | Mgmt | For | Against | |||||
18 | 2020 Remuneration of Bernard Arnault, Chair and CEO | Mgmt | For | Against | |||||
19 | 2020 Remuneration of Antonio Belloni, Deputy CEO | Mgmt | For | Against | |||||
20 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
21 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | Against | |||||
22 | 2021 Remuneration Policy (Deputy CEO) | Mgmt | For | Against | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
26 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | |||||
27 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | |||||
28 | Authority to Issue Shares and Convertible Debt Through Private Placement (Qualified Investors) | Mgmt | For | Against | |||||
29 | Greenshoe | Mgmt | For | Against | |||||
30 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | Against | |||||
31 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | |||||
32 | Authority to Grant Stock Options | Mgmt | For | Against | |||||
33 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
34 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | |||||
35 | Amendments to Article Regarding Alternate Auditors | Mgmt | For | For | |||||
Lvmh Moet Hennessy Vuitton SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MC | CINS F58485115 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NKE | CUSIP 654106103 | 09/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | |||||
2 | Elect Peter B. Henry | Mgmt | For | For | |||||
3 | Elect Michelle A. Peluso | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Pinterest, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PINS | CUSIP 72352L106 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
2 | Elect Evan Sharp | Mgmt | For | For | |||||
3 | Elect Andrea Wishom | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Procter & Gamble Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PG | CUSIP 742718109 | 10/13/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Francis S. Blake | Mgmt | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Debra L. Lee | Mgmt | For | For | |||||
6 | Elect Terry J. Lundgren | Mgmt | For | For | |||||
7 | Elect Christine M. McCarthy | Mgmt | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | |||||
9 | Elect Nelson Peltz | Mgmt | For | For | |||||
10 | Elect David. S. Taylor | Mgmt | For | For | |||||
11 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the Stock Ownership Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | |||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLD | CUSIP 74340W103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
PT Bank Central Asia Tbk | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BBCA | CINS Y7123P138 | 03/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | |||||
3 | Election of Directors and Commissioners (Slate) | Mgmt | For | For | |||||
4 | Directors' and Commissioners' Fees | Mgmt | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
6 | Allocation of Interim Dividends for Fiscal Year 2021 | Mgmt | For | For | |||||
7 | Approval of Recovery Plan | Mgmt | For | For | |||||
Puma SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PUM | CINS D62318148 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Management Board Remuneration Policy | Mgmt | For | For | |||||
11 | Increase in Authorised Capital | Mgmt | For | For | |||||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sunac Services Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
01516 | CINS G8569B104 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect WANG Mengde | Mgmt | For | For | |||||
6 | Elect CAO Hongling | Mgmt | For | For | |||||
7 | Elect GAO Xi | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
T-Mobile US, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TMUS | CUSIP 872590104 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Marcelo Claure | Mgmt | For | For | |||||
1.2 | Elect Srikant M. Datar | Mgmt | For | For | |||||
1.3 | Elect Bavan M. Holloway | Mgmt | For | For | |||||
1.4 | Elect Timotheus Hottges | Mgmt | For | For | |||||
1.5 | Elect Christian P. Illek | Mgmt | For | For | |||||
1.6 | Elect Raphael Kubler | Mgmt | For | For | |||||
1.7 | Elect Thorsten Langheim | Mgmt | For | For | |||||
1.8 | Elect Dominique Leroy | Mgmt | For | For | |||||
1.9 | Elect G. Michael Sievert | Mgmt | For | For | |||||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | |||||
1.11 | Elect Omar Tazi | Mgmt | For | For | |||||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | |||||
1.13 | Elect Michael Wilkens | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2330 | CUSIP 874039100 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | |||||
3 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | |||||
4.1 | Elect Mark LIU | Mgmt | For | For | |||||
4.2 | Elect Che-Chia WEI | Mgmt | For | For | |||||
4.3 | Elect Fan-Cheng TSENG | Mgmt | For | For | |||||
4.4 | Elect Ming-Hsin KUNG | Mgmt | For | For | |||||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | |||||
4.6 | Elect Kok-Choo CHEN | Mgmt | For | For | |||||
4.7 | Elect Michael R. Splinter | Mgmt | For | For | |||||
4.8 | Elect Moshe N.Gavrielov | Mgmt | For | For | |||||
4.9 | Elect Yancey HAI | Mgmt | For | For | |||||
4.10 | Elect L. Rafael Reif | Mgmt | For | For | |||||
Target Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TGT | CUSIP 87612E106 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | |||||
2 | Elect George S. Barrett | Mgmt | For | For | |||||
3 | Elect Brian C. Cornell | Mgmt | For | For | |||||
4 | Elect Robert L. Edwards | Mgmt | For | For | |||||
5 | Elect Melanie L. Healey | Mgmt | For | For | |||||
6 | Elect Donald R. Knauss | Mgmt | For | For | |||||
7 | Elect Christine A. Leahy | Mgmt | For | For | |||||
8 | Elect Monica C. Lozano | Mgmt | For | For | |||||
9 | Elect Mary E. Minnick | Mgmt | For | For | |||||
10 | Elect Derica W. Rice | Mgmt | For | For | |||||
11 | Elect Kenneth L. Salazar | Mgmt | For | For | |||||
12 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
The New York Times Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NYT | CUSIP 650111107 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Amanpal S. Bhutani | Mgmt | For | For | |||||
1.2 | Elect Beth A. Brooke | Mgmt | For | For | |||||
1.3 | Elect Brian McAndrews | Mgmt | For | For | |||||
1.4 | Elect Doreen A. Toben | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
V | CUSIP 92826C839 | 01/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | |||||
2 | Elect Mary B. Cranston | Mgmt | For | For | |||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | |||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | |||||
5 | Elect Ramon L. Laguarta | Mgmt | For | For | |||||
6 | Elect John F. Lundgren | Mgmt | For | For | |||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | |||||
8 | Elect Denise M. Morrison | Mgmt | For | For | |||||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
10 | Elect Linda J. Rendle | Mgmt | For | For | |||||
11 | Elect John A.C. Swainson | Mgmt | For | For | |||||
12 | Elect Maynard G. Webb | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Right to Call Special Meetings | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Against | For | |||||
Wix.com Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WIX | CUSIP M98068105 | 11/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deirdre M. Bigley | Mgmt | For | For | |||||
2 | Elect Allon Bloch | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Genesis Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
AAON, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AAON | CUSIP 000360206 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Norman H. Asbjornson | Mgmt | For | For | |||||
2 | Elect Gary D. Fields | Mgmt | For | For | |||||
3 | Elect Angela E. Kouplen | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Abcam | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ABC | CINS G0060R118 | 12/04/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
5 | Elect Peter V. Allen | Mgmt | For | For | |||||
6 | Elect Alan Hirzel | Mgmt | For | For | |||||
7 | Elect Michael Baldock | Mgmt | For | For | |||||
8 | Elect Louise A.V.C. Patten | Mgmt | For | For | |||||
9 | Elect Mara G. Aspinall | Mgmt | For | For | |||||
10 | Elect Giles Kerr | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Allegiant Travel Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALGT | CUSIP 01748X102 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | |||||
2 | Elect Montie Brewer | Mgmt | For | For | |||||
3 | Elect Gary Ellmer | Mgmt | For | For | |||||
4 | Elect Ponder Harrison | Mgmt | For | For | |||||
5 | Elect Linda A. Marvin | Mgmt | For | For | |||||
6 | Elect Charles W. Pollard | Mgmt | For | For | |||||
7 | Elect John T. Redmond | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Allegiant Travel Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALGT | CUSIP 01748X102 | 08/04/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | |||||
2 | Elect Montie Brewer | Mgmt | For | For | |||||
3 | Elect Gary Ellmer | Mgmt | For | For | |||||
4 | Elect Ponder Harrison | Mgmt | For | For | |||||
5 | Elect Linda A. Marvin | Mgmt | For | For | |||||
6 | Elect Charles W. Pollard | Mgmt | For | For | |||||
7 | Elect John T. Redmond | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Altair Engineering Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALTR | CUSIP 021369103 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary C. Boyce | Mgmt | For | Against | |||||
2 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Elect Jim F. Anderson | Mgmt | For | For | |||||
AMERISAFE, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMSF | CUSIP 03071H100 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Philip A. Garcia | Mgmt | For | For | |||||
1.2 | Elect Millard E. Morris | Mgmt | For | For | |||||
1.3 | Elect Randy Roach | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AIT | CUSIP 03820C105 | 10/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert J. Pagano, Jr. | Mgmt | For | For | |||||
1.2 | Elect Neil A. Schrimsher | Mgmt | For | For | |||||
1.3 | Elect Peter C. Wallace | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
AptarGroup, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATR | CUSIP 038336103 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andreas C. Kramvis | Mgmt | For | For | |||||
2 | Elect Maritza Gomez Montiel | Mgmt | For | For | |||||
3 | Elect Jesse WU Jen-Wei | Mgmt | For | For | |||||
4 | Elect Ralf K. Wunderlich | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Array Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARRY | CUSIP 04271T100 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Troy Alstead | Mgmt | For | Against | |||||
1.2 | Elect Orlando D. Ashford | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Artisan Partners Asset Management Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APAM | CUSIP 04316A108 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jennifer A. Barbetta | Mgmt | For | For | |||||
1.2 | Elect Matthew R. Barger | Mgmt | For | For | |||||
1.3 | Elect Eric R. Colson | Mgmt | For | For | |||||
1.4 | Elect Tench Coxe | Mgmt | For | For | |||||
1.5 | Elect Stephanie G. DiMarco | Mgmt | For | For | |||||
1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | |||||
1.7 | Elect Andrew A. Ziegler | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Asbury Automotive Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ABG | CUSIP 043436104 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas J. Reddin | Mgmt | For | For | |||||
2 | Elect Joel Alsfine | Mgmt | For | For | |||||
3 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | |||||
4 | Elect William D Fay | Mgmt | For | For | |||||
5 | Elect David W. Hult | Mgmt | For | For | |||||
6 | Elect Juanita T. James | Mgmt | For | For | |||||
7 | Elect Philip F. Maritz | Mgmt | For | For | |||||
8 | Elect Maureen F. Morrison | Mgmt | For | For | |||||
9 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Aspen Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AZPN | CUSIP 045327103 | 01/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas M. Bradicich | Mgmt | For | For | |||||
1.2 | Elect Adriana Karaboutis | Mgmt | For | For | |||||
1.3 | Elect Georgia Keresty | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Atrion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATRI | CUSIP 049904105 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Preston G. Athey | Mgmt | For | For | |||||
2 | Elect Hugh J. Morgan, Jr. | Mgmt | For | For | |||||
3 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Bank of Hawaii Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BOH | CUSIP 062540109 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect S. Haunani Apoliona | Mgmt | For | For | |||||
2 | Elect Mark A. Burak | Mgmt | For | For | |||||
3 | Elect John C. Erickson | Mgmt | For | For | |||||
4 | Elect Joshua D. Feldman | Mgmt | For | For | |||||
5 | Elect Peter S. Ho | Mgmt | For | For | |||||
6 | Elect Michelle E. Hulst | Mgmt | For | For | |||||
7 | Elect Kent T. Lucien | Mgmt | For | For | |||||
8 | Elect Alicia E. Moy | Mgmt | For | For | |||||
9 | Elect Victor K. Nichols | Mgmt | For | For | |||||
10 | Elect Barbara J. Tanabe | Mgmt | For | For | |||||
11 | Elect Dana M. Tokioka | Mgmt | For | For | |||||
12 | Elect Raymond P. Vara, Jr. | Mgmt | For | For | |||||
13 | Elect Robert W. Wo | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Bio-Techne Corp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TECH | CUSIP 09073M104 | 10/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Change in Board Size | Mgmt | For | For | |||||
2 | Elect Robert V. Baumgartner | Mgmt | For | For | |||||
3 | Elect Julie L. Bushman | Mgmt | For | For | |||||
4 | Elect John L. Higgins | Mgmt | For | For | |||||
5 | Elect Joseph D. Keegan | Mgmt | For | For | |||||
6 | Elect Charles R. Kummeth | Mgmt | For | For | |||||
7 | Elect Roeland Nusse | Mgmt | For | For | |||||
8 | Elect Alpna H. Seth | Mgmt | For | For | |||||
9 | Elect Randolph C. Steer | Mgmt | For | For | |||||
10 | Elect Rupert Vessey | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
BOK Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BOKF | CUSIP 05561Q201 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Alan S. Armstrong | Mgmt | For | Against | |||||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | |||||
1.3 | Elect Steven Bangert | Mgmt | For | For | |||||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | For | |||||
1.5 | Elect Steven G. Bradshaw | Mgmt | For | For | |||||
1.6 | Elect Chester Cadieux, III | Mgmt | For | For | |||||
1.7 | Elect John W. Coffey | Mgmt | For | For | |||||
1.8 | Elect Joseph W. Craft III | �� | Mgmt | For | For | ||||
1.9 | Elect Jack Finley | Mgmt | For | For | |||||
1.10 | Elect David F. Griffin | Mgmt | For | For | |||||
1.11 | Elect V. Burns Hargis | Mgmt | For | For | |||||
1.12 | Elect Douglas D Hawthorne | Mgmt | For | For | |||||
1.13 | Elect Kimberley D. Henry | Mgmt | For | For | |||||
1.14 | Elect E. Carey Joullian, IV | Mgmt | For | For | |||||
1.15 | Elect George B. Kaiser | Mgmt | For | For | |||||
1.16 | Elect Stanley A. Lybarger | Mgmt | For | Against | |||||
1.17 | Elect Steven J. Malcolm | Mgmt | For | For | |||||
1.18 | Elect Steven E. Nell | Mgmt | For | Against | |||||
1.19 | Elect E.C. Richards | Mgmt | For | For | |||||
1.20 | Elect Claudia San Pedro | Mgmt | For | For | |||||
1.21 | Elect Michael C. Turpen | Mgmt | For | For | |||||
1.22 | Elect Rose M. Washington | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Bright Horizons Family Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BFAM | CUSIP 109194100 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Julie Atkinson | Mgmt | For | For | |||||
2 | Elect Jordan Hitch | Mgmt | For | For | |||||
3 | Elect Laurel J. Richie | Mgmt | For | For | |||||
4 | Elect Mary Ann Tocio | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
Cable One, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CABO | CUSIP 12685J105 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas S. Gayner | Mgmt | For | For | |||||
2 | Elect Deborah J. Kissire | Mgmt | For | For | |||||
3 | Elect Thomas O. Might | Mgmt | For | For | |||||
4 | Elect Kristine E. Miller | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Certara, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CERT | CUSIP 15687V109 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mason P. Slaine | Mgmt | For | Against | |||||
1.2 | Elect James E. Cashman III | Mgmt | For | For | |||||
1.3 | Elect Ethan Waxman | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Chase Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCF | CUSIP 16150R104 | 02/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Adam P. Chase | Mgmt | For | For | |||||
1.2 | Elect Peter R. Chase | Mgmt | For | For | |||||
1.3 | Elect Mary Claire Chase | Mgmt | For | For | |||||
1.4 | Elect Thomas D. DeByle | Mgmt | For | For | |||||
1.5 | Elect John H. Derby III | Mgmt | For | For | |||||
1.6 | Elect Chad A. McDaniel | Mgmt | For | For | |||||
1.7 | Elect Dana Mohler-Faria | Mgmt | For | For | |||||
1.8 | Elect Joan Wallace-Benjamin | Mgmt | For | For | |||||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Chemed Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHE | CUSIP 16359R103 | 05/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin J. McNamara | Mgmt | For | For | |||||
2 | Elect Ron DeLyons | Mgmt | For | For | |||||
3 | Elect Joel F. Gemunder | Mgmt | For | For | |||||
4 | Elect Patrick Grace | Mgmt | For | For | |||||
5 | Elect Christopher J. Heaney | Mgmt | For | For | |||||
6 | Elect Thomas C. Hutton | Mgmt | For | For | |||||
7 | Elect Andrea R. Lindell | Mgmt | For | For | |||||
8 | Elect Thomas P. Rice | Mgmt | For | For | |||||
9 | Elect Donald E. Saunders | Mgmt | For | For | |||||
10 | Elect George J. Walsh III | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHD | CUSIP 171340102 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James R. Craigie | Mgmt | For | For | |||||
2 | Elect Matthew T. Farrell | Mgmt | For | For | |||||
3 | Elect Bradley C. Irwin | Mgmt | For | For | |||||
4 | Elect Penry W. Price | Mgmt | For | For | |||||
5 | Elect Susan G. Saideman | Mgmt | For | For | |||||
6 | Elect Ravichandra K. Saligram | Mgmt | For | For | |||||
7 | Elect Robert K. Shearer | Mgmt | For | For | |||||
8 | Elect Janet S. Vergis | Mgmt | For | For | |||||
9 | Elect Arthur B. Winkleblack | Mgmt | For | For | |||||
10 | Elect Laurie J. Yoler | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Elimination of Supermajority Requirement Regarding Board Vacancies | Mgmt | For | For | |||||
13 | Elimination of Supermajority Requirement to Approve Certain Actions | Mgmt | For | For | |||||
14 | Technical Amendments to Articles Regarding Classified Board | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
CMC Materials, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCMP | CUSIP 12571T100 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Barbara A. Klein | Mgmt | For | For | |||||
1.2 | Elect David H. Li | Mgmt | For | For | |||||
1.3 | Elect William P. Noglows | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | For | |||||
Cognex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CGNX | CUSIP 192422103 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sachin S. Lawande | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Columbia Banking System, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COLB | CUSIP 197236102 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Craig D. Eerkes | Mgmt | For | For | |||||
2 | Elect Laura Alvarez Schrag | Mgmt | For | For | |||||
3 | Elect Ford Elsaesser | Mgmt | For | For | |||||
4 | Elect Mark A. Finkelstein | Mgmt | For | For | |||||
5 | Elect Eric Forrest | Mgmt | For | For | |||||
6 | Elect Thomas M. Hulbert | Mgmt | For | For | |||||
7 | Elect Michelle M. Lantow | Mgmt | For | For | |||||
8 | Elect Randal Lund | Mgmt | For | For | |||||
9 | Elect Tracy Mack-Askew | Mgmt | For | For | |||||
10 | Elect S. Mae Fujita Numata | Mgmt | For | For | |||||
11 | Elect Elizabeth W. Seaton | Mgmt | For | For | |||||
12 | Elect Clint E. Stein | Mgmt | For | For | |||||
13 | Elect Janine Terrano | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Community Bank System, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CBU | CUSIP 203607106 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brian R. Ace | Mgmt | For | For | |||||
2 | Elect Mark J. Bolus | Mgmt | For | For | |||||
3 | Elect Jeffrey L. Davis | Mgmt | For | For | |||||
4 | Elect Neil E. Fesette | Mgmt | For | For | |||||
5 | Elect Kerrie D. MacPherson | Mgmt | For | For | |||||
6 | Elect John Parente | Mgmt | For | For | |||||
7 | Elect Raymond C. Pecor III | Mgmt | For | For | |||||
8 | Elect Susan E. Skerritt | Mgmt | For | For | |||||
9 | Elect Sally A. Steele | Mgmt | For | For | |||||
10 | Elect Eric E. Stickels | Mgmt | For | For | |||||
11 | Elect Mark E. Tryniski | Mgmt | For | For | |||||
12 | Elect John F. Whipple, Jr. | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Computer Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSVI | CUSIP 20539A105 | 07/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dana Bowers | Mgmt | For | For | |||||
1.2 | Elect Kristin Rudolph Muhlner | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
CSW Industrials, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSWI | CUSIP 126402106 | 08/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Joseph B. Armes | Mgmt | For | For | |||||
1.2 | Elect Michael R. Gambrell | Mgmt | For | Against | |||||
1.3 | Elect Terry L. Johnston | Mgmt | For | For | |||||
1.4 | Elect Linda A. Livingstone | Mgmt | For | For | |||||
1.5 | Elect William F. Quinn | Mgmt | For | For | |||||
1.6 | Elect Robert M. Swartz | Mgmt | For | For | |||||
1.7 | Elect J. Kent Sweezey | Mgmt | For | For | |||||
1.8 | Elect Debra L. Von Storch | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CFR | CUSIP 229899109 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carlos Alvarez | Mgmt | For | For | |||||
2 | Elect Chris M. Avery | Mgmt | For | For | |||||
3 | Elect Anthony R. Chase | Mgmt | For | For | |||||
4 | Elect Cynthia J. Comparin | Mgmt | For | For | |||||
5 | Elect Samuel G. Dawson | Mgmt | For | For | |||||
6 | Elect Crawford H. Edwards | Mgmt | For | For | |||||
7 | Elect Patrick B. Frost | Mgmt | For | For | |||||
8 | Elect Phillip D. Green | Mgmt | For | For | |||||
9 | Elect David J. Haemisegger | Mgmt | For | For | |||||
10 | Elect Karen E. Jennings | Mgmt | For | For | |||||
11 | Elect Charles W. Matthews | Mgmt | For | For | |||||
12 | Elect Ida Clement Steen | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
CVB Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CVBF | CUSIP 126600105 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect George A. Borba, Jr. | Mgmt | For | For | |||||
1.2 | Elect David A. Brager | Mgmt | For | For | |||||
1.3 | Elect Stephen A. Del Guercio | Mgmt | For | For | |||||
1.4 | Elect Rodrigo Guerra, Jr. | Mgmt | For | For | |||||
1.5 | Elect Anna Kan | Mgmt | For | For | |||||
1.6 | Elect Marshall V. Laitsch | Mgmt | For | For | |||||
1.7 | Elect Kristina M. Leslie | Mgmt | For | For | |||||
1.8 | Elect Raymond V. O'Brien III | Mgmt | For | For | |||||
1.9 | Elect Jane Olvera | Mgmt | For | For | |||||
1.10 | Elect Hal W. Oswalt | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Driven Brands Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DRVN | CUSIP 26210V102 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Neal K. Aronson | Mgmt | For | Against | |||||
1.2 | Elect Jonathan Fitzpatrick | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Eagle Materials Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXP | CUSIP 26969P108 | 08/05/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Margot L. Carter | Mgmt | For | For | |||||
2 | Elect Michael R. Nicolais | Mgmt | For | For | |||||
3 | Elect Mary P. Ricciardello | Mgmt | For | For | |||||
4 | Elect Richard R. Stewart | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Emergent BioSolutions Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EBS | CUSIP 29089Q105 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jerome M. Hauer | Mgmt | For | For | |||||
2 | Elect Robert G. Kramer | Mgmt | For | For | |||||
3 | Elect Marvin L. White | Mgmt | For | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
Exponent, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXPO | CUSIP 30214U102 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect George H. Brown | Mgmt | For | For | |||||
2 | Elect Catherine Ford Corrigan | Mgmt | For | For | |||||
3 | Elect Paul R. Johnston | Mgmt | For | For | |||||
4 | Elect Carol Lindstrom | Mgmt | For | For | |||||
5 | Elect Karen A. Richardson | Mgmt | For | For | |||||
6 | Elect John B. Shoven | Mgmt | For | For | |||||
7 | Elect Debra L. Zumwalt | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Factset Research Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FDS | CUSIP 303075105 | 12/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robin A. Abrams | Mgmt | For | For | |||||
2 | Elect Laurie A. Siegel | Mgmt | For | For | |||||
3 | Elect Malcolm Frank | Mgmt | For | For | |||||
4 | Elect Siew Kai Choy | Mgmt | For | For | |||||
5 | Elect Lee M. Shavel | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FICO | CUSIP 303250104 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Braden R. Kelly | Mgmt | For | For | |||||
2 | Elect Fabiola R. Arredondo | Mgmt | For | For | |||||
3 | Elect James D. Kirsner | Mgmt | For | For | |||||
4 | Elect William J. Lansing | Mgmt | For | For | |||||
5 | Elect Eva Manolis | Mgmt | For | For | |||||
6 | Elect Marc F. McMorris | Mgmt | For | For | |||||
7 | Elect Joanna Rees | Mgmt | For | For | |||||
8 | Elect David A. Rey | Mgmt | For | For | |||||
9 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
First Financial Bankshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FFIN | CUSIP 32020R109 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect April Anthony | Mgmt | For | For | |||||
1.2 | Elect Vianei Lopez Braun | Mgmt | For | For | |||||
1.3 | Elect Tucker S. Bridwell | Mgmt | For | For | |||||
1.4 | Elect David Copeland | Mgmt | For | For | |||||
1.5 | Elect Mike Denny | Mgmt | For | For | |||||
1.6 | Elect F. Scott Dueser | Mgmt | For | For | |||||
1.7 | Elect Murray Edwards | Mgmt | For | For | |||||
1.8 | Elect Tim Lancaster | Mgmt | For | For | |||||
1.9 | Elect Kade L. Matthews | Mgmt | For | For | |||||
1.10 | Elect Robert Nickles, Jr. | Mgmt | For | For | |||||
1.11 | Elect Johnny E. Trotter | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Omnibus Stock and Incentive Plan | Mgmt | For | For | |||||
First Hawaiian, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FHB | CUSIP 32051X108 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Matthew J. Cox | Mgmt | For | For | |||||
2 | Elect W. Allen Doane | Mgmt | For | For | |||||
3 | Elect Robert S. Harrison | Mgmt | For | For | |||||
4 | Elect Faye W. Kurren | Mgmt | For | For | |||||
5 | Elect Allen B. Uyeda | Mgmt | For | For | |||||
6 | Elect Jenai S. Wall | Mgmt | For | For | |||||
7 | Elect Vanessa L. Washington | Mgmt | For | For | |||||
8 | Elect C. Scott Wo | Mgmt | For | For | |||||
9 | Amendment to the 2016 Non-Employee Director Plan | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Floor & Decor Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FND | CUSIP 339750101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Norman H. Axelrod | Mgmt | For | For | |||||
2 | Elect Ryan R. Marshall | Mgmt | For | For | |||||
3 | Elect Richard L. Sullivan | Mgmt | For | For | |||||
4 | Elect Felicia D. Thornton | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | |||||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
Forward Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FWRD | CUSIP 349853101 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Ronald W. Allen | Mgmt | For | For | |||||
1.2 | Elect Ana B. Amicarella | Mgmt | For | For | |||||
1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | |||||
1.4 | Elect C. Robert Campbell | Mgmt | For | For | |||||
1.5 | Elect R. Craig Carlock | Mgmt | For | For | |||||
1.6 | Elect G. Michael Lynch | Mgmt | For | For | |||||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | |||||
1.8 | Elect Chitra Nayak | Mgmt | For | For | |||||
1.9 | Elect Scott M. Niswonger | Mgmt | For | For | |||||
1.10 | Elect Javier Polit | Mgmt | For | For | |||||
1.11 | Elect Richard H. Roberts | Mgmt | For | For | |||||
1.12 | Elect Thomas Schmitt | Mgmt | For | For | |||||
1.13 | Elect Laurie A. Tucker | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fox Factory Holding Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FOXF | CUSIP 35138V102 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael Dennison | Mgmt | For | For | |||||
1.2 | Elect Sidney Johnson | Mgmt | For | For | |||||
1.3 | Elect Ted Waitman | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Glacier Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GBCI | CUSIP 37637Q105 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect David C. Boyles | Mgmt | For | For | |||||
1.2 | Elect Robert A. Cashell, Jr. | Mgmt | For | For | |||||
1.3 | Elect Randall M. Chesler | Mgmt | For | For | |||||
1.4 | Elect Sherry L. Cladouhos | Mgmt | For | For | |||||
1.5 | Elect James M. English | Mgmt | For | For | |||||
1.6 | Elect Annie M. Goodwin | Mgmt | For | For | |||||
1.7 | Elect Kristen Heck | Mgmt | For | For | |||||
1.8 | Elect Craig A. Langel | Mgmt | For | For | |||||
1.9 | Elect Douglas J. McBride | Mgmt | For | For | |||||
1.10 | Elect George R. Sutton | Mgmt | For | For | |||||
2 | Director Indemnification | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Graco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GGG | CUSIP 384109104 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brett C.Carter | Mgmt | For | For | |||||
2 | Elect R. William Van Sant | Mgmt | For | For | |||||
3 | Elect Emily White | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Grocery Outlet Holding Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GO | CUSIP 39874R101 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mary Kay Haben | Mgmt | For | For | |||||
1.2 | Elect Gail Moody-Byrd | Mgmt | For | For | |||||
1.3 | Elect S. MacGregor Read, Jr | Mgmt | For | For | |||||
1.4 | Elect Jeffrey York | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Haemonetics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HAE | CUSIP 405024100 | 07/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Simon | Mgmt | For | For | |||||
1.2 | Elect Robert E. Abernathy | Mgmt | For | For | |||||
1.3 | Elect Michael J. Coyle | Mgmt | For | For | |||||
1.4 | Elect Charles J. Dockendorff | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Hamilton Lane Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HLNE | CUSIP 407497106 | 09/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect David J. Berkman | Mgmt | For | For | |||||
1.2 | Elect O. Griffith Sexton | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Houlihan Lokey, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HLI | CUSIP 441593100 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Irwin N. Gold | Mgmt | For | Against | |||||
1.2 | Elect Gillian B. Zucker | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
IAA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IAA | CUSIP 449253103 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William Breslin | Mgmt | For | For | |||||
2 | Elect Brian Bales | Mgmt | For | For | |||||
3 | Elect Olaf Kastner | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Icon Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICLR | CUSIP G4705A100 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Icon Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICLR | CUSIP G4705A100 | 07/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary Pendergast | Mgmt | For | For | |||||
2 | Elect Hugh Brady | Mgmt | For | For | |||||
3 | Elect Ronan Murphy | Mgmt | For | For | |||||
4 | Elect Julie O'Neill | Mgmt | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | |||||
11 | Issuance of Treasury Shares | Mgmt | For | For | |||||
Idexx Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IDXX | CUSIP 45168D104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bruce L. Claflin | Mgmt | For | For | |||||
2 | Elect Asha S. Collins | Mgmt | For | For | |||||
3 | Elect Daniel M. Junius | Mgmt | For | For | |||||
4 | Elect Sam Samad | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
J & J Snack Foods Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JJSF | CUSIP 466032109 | 02/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Peter G. Stanley | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
Jack Henry & Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JKHY | CUSIP 426281101 | 11/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | |||||
1.2 | Elect John F. Prim | Mgmt | For | For | |||||
1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | |||||
1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | |||||
1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | |||||
1.6 | Elect Laura G. Kelly | Mgmt | For | For | |||||
1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | |||||
1.8 | Elect Wesley A. Brown | Mgmt | For | For | |||||
1.9 | Elect David B. Foss | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Kadant Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KAI | CUSIP 48282T104 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Erin L. Russell | Mgmt | For | Against | |||||
2 | Elect William P. Tully | Mgmt | For | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Restricted Stock Units Grant for Non-Employee Directors | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Lakeland Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LKFN | CUSIP 511656100 | 04/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Blake W. Augsburger | Mgmt | For | For | |||||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | |||||
3 | Elect Darrianne Christian | Mgmt | For | For | |||||
4 | Elect Daniel F. Evans, Jr. | Mgmt | For | For | |||||
5 | Elect David M. Findlay | Mgmt | For | For | |||||
6 | Elect Michael L. Kubacki | Mgmt | For | For | |||||
7 | Elect Emily E. Pichon | Mgmt | For | For | |||||
8 | Elect Steven D. Ross | Mgmt | For | For | |||||
9 | Elect Brian J. Smith | Mgmt | For | For | |||||
10 | Elect Bradley J. Toothaker | Mgmt | For | For | |||||
11 | Elect Ronald D. Truex | Mgmt | For | For | |||||
12 | Elect M. Scott Welch | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Lancaster Colony Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LANC | CUSIP 513847103 | 11/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert L. Fox | Mgmt | For | For | |||||
1.2 | Elect John B. Gerlach, Jr. | Mgmt | For | For | |||||
1.3 | Elect Robert P. Ostryniec | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Lattice Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSCC | CUSIP 518415104 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect James R. Anderson | Mgmt | For | For | |||||
1.2 | Elect Robin A. Abrams | Mgmt | For | For | |||||
1.3 | Elect Mark E. Jensen | Mgmt | For | For | |||||
1.4 | Elect Anjali Joshi | Mgmt | For | For | |||||
1.5 | Elect James P. Lederer | Mgmt | For | For | |||||
1.6 | Elect Krishna Rangasayee | Mgmt | For | For | |||||
1.7 | Elect D. Jeffrey Richardson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
LCI Industries | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LCII | CUSIP 50189K103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James F. Gero | Mgmt | For | For | |||||
2 | Elect Frank J. Crespo | Mgmt | For | For | |||||
3 | Elect Brendan J. Deely | Mgmt | For | For | |||||
4 | Elect Ronald J. Fenech | Mgmt | For | For | |||||
5 | Elect Tracy D. Graham | Mgmt | For | For | |||||
6 | Elect Virginia L. Henkels | Mgmt | For | For | |||||
7 | Elect Jason D. Lippert | Mgmt | For | For | |||||
8 | Elect Stephanie K. Mains | Mgmt | For | For | |||||
9 | Elect Kieran O'Sullivan | Mgmt | For | For | |||||
10 | Elect David A. Reed | Mgmt | For | For | |||||
11 | Elect John A. Sirpilla | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Lindsay Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LNN | CUSIP 535555106 | 01/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert E. Brunner | Mgmt | For | For | |||||
1.2 | Elect Randy A. Wood | Mgmt | For | For | |||||
2 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Lithia Motors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LAD | CUSIP 536797103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sidney B. DeBoer | Mgmt | For | For | |||||
2 | Elect Susan O. Cain | Mgmt | For | For | |||||
3 | Elect Bryan B. DeBoer | Mgmt | For | For | |||||
4 | Elect Shauna F. McIntyre | Mgmt | For | For | |||||
5 | Elect Louis P. Miramontes | Mgmt | For | For | |||||
6 | Elect Kenneth E. Roberts | Mgmt | For | For | |||||
7 | Elect David J. Robino | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Elimination of Dual Class Stock | Mgmt | For | For | |||||
Littelfuse, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LFUS | CUSIP 537008104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kristina A. Cerniglia | Mgmt | For | For | |||||
2 | Elect Tzau-Jin Chung | Mgmt | For | For | |||||
3 | Elect Cary T. Fu | Mgmt | For | For | |||||
4 | Elect Maria C. Green | Mgmt | For | For | |||||
5 | Elect Anthony Grillo | Mgmt | For | For | |||||
6 | Elect David W. Heinzmann | Mgmt | For | For | |||||
7 | Elect Gordon Hunter | Mgmt | For | For | |||||
8 | Elect William P. Noglows | Mgmt | For | For | |||||
9 | Elect Nathan Zommer | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MANH | CUSIP 562750109 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deepak Raghavan | Mgmt | For | For | |||||
2 | Elect Edmond I. Eger III | Mgmt | For | For | |||||
3 | Elect Linda T. Hollembaek | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
MarketAxess Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MKTX | CUSIP 57060D108 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard M. McVey | Mgmt | For | For | |||||
2 | Elect Nancy Altobello | Mgmt | For | For | |||||
3 | Elect Steven Begleiter | Mgmt | For | For | |||||
4 | Elect Stephen P. Casper | Mgmt | For | For | |||||
5 | Elect Jane P. Chwick | Mgmt | For | For | |||||
6 | Elect Christopher R. Concannon | Mgmt | For | For | |||||
7 | Elect William F. Cruger | Mgmt | For | For | |||||
8 | Elect Kourtney Gibson | Mgmt | For | For | |||||
9 | Elect Justin G. Gmelich | Mgmt | For | For | |||||
10 | Elect Richard G. Ketchum | Mgmt | For | For | |||||
11 | Elect Emily H. Portney | Mgmt | For | For | |||||
12 | Elect Richard L. Prager | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
MKS Instruments, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MKSI | CUSIP 55306N104 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Rajeev Batra | Mgmt | For | For | |||||
1.2 | Elect Gerald G. Colella | Mgmt | For | For | |||||
1.3 | Elect Elizabeth A. Mora | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Model N, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MODN | CUSIP 607525102 | 02/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Baljit Dail | Mgmt | For | For | |||||
1.2 | Elect Melissa Fisher | Mgmt | For | For | |||||
1.3 | Elect Alan S. Henricks | Mgmt | For | For | |||||
2 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | Against | |||||
3 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Monro Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MNRO | CUSIP 610236101 | 08/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John L. Auerbach | Mgmt | For | For | |||||
1.2 | Elect Donald Glickman | Mgmt | For | For | |||||
1.3 | Elect Lindsay N. Hyde | Mgmt | For | For | |||||
1.4 | Elect Brett T. Ponton | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
MSA Safety Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSA | CUSIP 553498106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Sandra Phillips Rogers | Mgmt | For | For | |||||
1.2 | Elect John T. Ryan III | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
National Instruments Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NATI | CUSIP 636518102 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gayla J. Delly | Mgmt | For | For | |||||
1.2 | Elect Gerhard Fettweis | Mgmt | For | For | |||||
1.3 | Elect Duy-Loan T. Le | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
National Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NRC | CUSIP 637372202 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael D. Hays | Mgmt | For | For | |||||
1.2 | Elect John N. Nunnelly | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Reincorporation | Mgmt | For | For | |||||
5 | Increase in Authorized Common Stock | Mgmt | For | Against | |||||
6 | Amendment to Articles Regarding Removal of Business Combinations Restrictions | Mgmt | For | For | |||||
7 | Opt Out of Section 203 of the Delaware Code | Mgmt | For | For | |||||
Neogen Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEOG | CUSIP 640491106 | 10/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect G. Bruce Papesh | Mgmt | For | For | |||||
1.2 | Elect Ralph A. Rodriguez | Mgmt | For | For | |||||
1.3 | Elect Catherine E. Woteki | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
NetScout Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NTCT | CUSIP 64115T104 | 09/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | Against | |||||
1.2 | Elect Christopher Perretta | Mgmt | For | For | |||||
1.3 | Elect Susan L. Spradley | Mgmt | For | For | |||||
2 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
NewMarket Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEU | CUSIP 651587107 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Phyllis L. Cothran | Mgmt | For | For | |||||
2 | Elect Mark M. Gambill | Mgmt | For | For | |||||
3 | Elect Bruce C. Gottwald | Mgmt | For | For | |||||
4 | Elect Thomas E. Gottwald | Mgmt | For | For | |||||
5 | Elect Patrick D. Hanley | Mgmt | For | For | |||||
6 | Elect H. Hiter Harris, III | Mgmt | For | For | |||||
7 | Elect James E. Rogers | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Nexstar Media Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NXST | CUSIP 65336K103 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Perry A. Sook | Mgmt | For | For | |||||
1.2 | Elect Geoff Armstrong | Mgmt | For | For | |||||
1.3 | Elect Jay M. Grossman | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Nordson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NDSN | CUSIP 655663102 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John A. DeFord | Mgmt | For | For | |||||
1.2 | Elect Arthur L. George | Mgmt | For | For | |||||
1.3 | Elect Frank M. Jaehnert | Mgmt | For | For | |||||
1.4 | Elect Ginger M. Jones | Mgmt | For | For | |||||
1.5 | Elect Jennifer A. Parmentier | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Stock Incentive and Award Plan | Mgmt | For | For | |||||
Novanta Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOVT | CUSIP 67000B104 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lonny J. Carpenter | Mgmt | For | For | |||||
2 | Elect Deborah DiSanzo | Mgmt | For | For | |||||
3 | Elect Matthijs Glastra | Mgmt | For | For | |||||
4 | Elect Brian D. King | Mgmt | For | For | |||||
5 | Elect Ira J. Lamel | Mgmt | For | For | |||||
6 | Elect Maxine L. Mauricio | Mgmt | For | For | |||||
7 | Elect Katherine A Owen | Mgmt | For | For | |||||
8 | Elect Thomas N. Secor | Mgmt | For | For | |||||
9 | Elect Frank Andy Wilson | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Amendments to Bye-Law Number 1 | Mgmt | For | For | |||||
14 | Authorization of Blank Check Preferred Stock | Mgmt | For | For | |||||
Ollie's Bargain Outlet Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OLLI | CUSIP 681116109 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alissa Ahlman | Mgmt | For | For | |||||
2 | Elect Robert N. Fisch | Mgmt | For | For | |||||
3 | Elect Thomas T. Hendrickson | Mgmt | For | For | |||||
4 | Elect John Swygert | Mgmt | For | For | |||||
5 | Elect Richard F. Zannino | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
Omega Flex, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OFLX | CUSIP 682095104 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Stewart B. Reed | Mgmt | For | For | |||||
1.2 | Elect David K. Evans | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Pool Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
POOL | CUSIP 73278L105 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter D. Arvan | Mgmt | For | For | |||||
2 | Elect Timothy M. Graven | Mgmt | For | For | |||||
3 | Elect Debra S. Oler | Mgmt | For | For | |||||
4 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | |||||
5 | Elect Harlan F. Seymour | Mgmt | For | For | |||||
6 | Elect Robert C. Sledd | Mgmt | For | For | |||||
7 | Elect John E. Stokely | Mgmt | For | For | |||||
8 | Elect David G. Whalen | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Power Integrations, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
POWI | CUSIP 739276103 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Wendy Arienzo | Mgmt | For | For | |||||
1.2 | Elect Balu Balakrishnan | Mgmt | For | For | |||||
1.3 | Elect Nicholas E. Brathwaite | Mgmt | For | For | |||||
1.4 | Elect Anita Ganti | Mgmt | For | For | |||||
1.5 | Elect William L. George | Mgmt | For | For | |||||
1.6 | Elect Balakrishnan S. Iyer | Mgmt | For | For | |||||
1.7 | Elect Jennifer Lloyd | Mgmt | For | For | |||||
1.8 | Elect Necip Sayiner | Mgmt | For | For | |||||
1.9 | Elect Steven J. Sharp | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the 2016 Incentive Award Plan | Mgmt | For | For | |||||
4 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Prosperity Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PB | CUSIP 743606105 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect James A. Bouligny | Mgmt | For | For | |||||
1.2 | Elect W.R. Collier | Mgmt | For | For | |||||
1.3 | Elect Bruce W. Hunt | Mgmt | For | For | |||||
1.4 | Elect Robert Steelhammer | Mgmt | For | For | |||||
1.5 | Elect H. E. Timanus, Jr. | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Quaker Chemical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KWR | CUSIP 747316107 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael F. Barry | Mgmt | For | For | |||||
2 | Elect Charlotte C. Decker | Mgmt | For | For | |||||
3 | Elect Jeffry D. Frisby | Mgmt | For | For | |||||
4 | Elect Michael J. Shannon | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Qualys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QLYS | CUSIP 74758T303 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey P. Hank | Mgmt | For | For | |||||
1.2 | Elect Sumedh S. Thakar | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
RBC Bearings Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ROLL | CUSIP 75524B104 | 09/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael J. Hartnett | Mgmt | For | For | |||||
1.2 | Elect Dolores J. Ennico | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Richelieu Hardware Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RCH | CUSIP 76329W103 | 04/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Sylvie Vachon | Mgmt | For | For | |||||
1.2 | Elect Lucie Chabot | Mgmt | For | For | |||||
1.3 | Elect Marie Lemay | Mgmt | For | For | |||||
1.4 | Elect Pierre Pomerleau | Mgmt | For | For | |||||
1.5 | Elect Luc Martin | Mgmt | For | For | |||||
1.6 | Elect Richard Lord | Mgmt | For | For | |||||
1.7 | Elect Marc Poulin | Mgmt | For | For | |||||
1.8 | Elect Robert Courteau | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
RLI Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RLI | CUSIP 749607107 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kaj Ahlmann | Mgmt | For | For | |||||
1.2 | Elect Michael E. Angelina | Mgmt | For | For | |||||
1.3 | Elect John T. Baily | Mgmt | For | For | |||||
1.4 | Elect Calvin G. Butler, Jr. | Mgmt | For | For | |||||
1.5 | Elect David B. Duclos | Mgmt | For | For | |||||
1.6 | Elect Susan S. Fleming | Mgmt | For | For | |||||
1.7 | Elect Jordan W. Graham | Mgmt | For | For | |||||
1.8 | Elect Craig W. Kliethermes | Mgmt | For | For | |||||
1.9 | Elect Jonathan E. Michael | Mgmt | For | For | |||||
1.10 | Elect Robert P. Restrepo, Jr. | Mgmt | For | For | |||||
1.11 | Elect Debbie S. Roberts | Mgmt | For | For | |||||
1.12 | Elect Michael J. Stone | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Rogers Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ROG | CUSIP 775133101 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | |||||
1.2 | Elect Megan Faust | Mgmt | For | For | |||||
1.3 | Elect Bruce D. Hoechner | Mgmt | For | For | |||||
1.4 | Elect Carol R. Jensen | Mgmt | For | For | |||||
1.5 | Elect Keith Larson | Mgmt | For | For | |||||
1.6 | Elect Ganesh Moorthy | Mgmt | For | For | |||||
1.7 | Elect Jeffrey J. Owens | Mgmt | For | For | |||||
1.8 | Elect Helene Simonet | Mgmt | For | For | |||||
1.9 | Elect Peter C. Wallace | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Rollins, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ROL | CUSIP 775711104 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gary W. Rollins | Mgmt | For | For | |||||
1.2 | Elect Harry J. Cynkus | Mgmt | For | For | |||||
1.3 | Elect Pamela R. Rollins | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
Simulations Plus, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SLP | CUSIP 829214105 | 02/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Walter S. Woltosz | Mgmt | For | For | |||||
1.2 | Elect Dr. John K. Paglia | Mgmt | For | Against | |||||
1.3 | Elect David L. Ralph | Mgmt | For | Against | |||||
1.4 | Elect Daniel L. Weiner, Ph.D. | Mgmt | For | Against | |||||
1.5 | Elect Lisa LaVange | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | Against | |||||
Simulations Plus, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SLP | CUSIP 829214105 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
SiteOne Landscape Supply, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SITE | CUSIP 82982L103 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Doug Black | Mgmt | For | For | |||||
1.2 | Elect Jack L. Wyszomierski | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
SPS Commerce, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPSC | CUSIP 78463M107 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Archie C. Black | Mgmt | For | For | |||||
2 | Elect James B. Ramsey | Mgmt | For | For | |||||
3 | Elect Marty M. Reaume | Mgmt | For | For | |||||
4 | Elect Tami L. Reller | Mgmt | For | For | |||||
5 | Elect Philip E. Soran | Mgmt | For | For | |||||
6 | Elect Anne Sempowski Ward | Mgmt | For | For | |||||
7 | Elect Sven A. Wehrwein | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
TechTarget, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTGT | CUSIP 87874R100 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert D. Burke | Mgmt | For | For | |||||
2 | Elect Bruce Levenson | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Amendment to the 2017 Stock Option and Incentive Plan | Mgmt | For | Against | |||||
Tetra Tech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTEK | CUSIP 88162G103 | 02/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Dan L. Batrack | Mgmt | For | For | |||||
2 | Elect Gary R. Birkenbeuel | Mgmt | For | For | |||||
3 | Elect Patrick C. Haden | Mgmt | For | For | |||||
4 | Elect J. Christopher Lewis | Mgmt | For | For | |||||
5 | Elect Joanne M. Maguire | Mgmt | For | For | |||||
6 | Elect Kimberly E. Ritrievi | Mgmt | For | For | |||||
7 | Elect J. Kenneth Thompson | Mgmt | For | For | |||||
8 | Elect Kirsten M. Volpi | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Texas Roadhouse, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TXRH | CUSIP 882681109 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael A. Crawford | Mgmt | For | For | |||||
1.2 | Elect Gregory N. Moore | Mgmt | For | For | |||||
1.3 | Elect Curtis A. Warfield | Mgmt | For | For | |||||
1.4 | Elect Kathleen M. Widmer | Mgmt | For | For | |||||
1.5 | Elect James R. Zarley | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
The Toro Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTC | CUSIP 891092108 | 03/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Janet K. Cooper | Mgmt | For | For | |||||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | |||||
1.3 | Elect Michael G. Vale | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Tractor Supply Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TSCO | CUSIP 892356106 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | |||||
1.2 | Elect Joy Brown | Mgmt | For | For | |||||
1.3 | Elect Ricardo Cardenas | Mgmt | For | For | |||||
1.4 | Elect Denise L. Jackson | Mgmt | For | For | |||||
1.5 | Elect Thomas A. Kingsbury | Mgmt | For | For | |||||
1.6 | Elect Ramkumar Krishnan | Mgmt | For | For | |||||
1.7 | Elect Edna K. Morris | Mgmt | For | For | |||||
1.8 | Elect Mark J. Weikel | Mgmt | For | For | |||||
1.9 | Elect Harry A. Lawton III | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Tyler Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TYL | CUSIP 902252105 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Glenn A. Carter | Mgmt | For | For | |||||
2 | Elect Brenda A. Cline | Mgmt | For | For | |||||
3 | Elect Ronnie D. Hawkins Jr. | Mgmt | For | For | |||||
4 | Elect Mary L. Landrieu | Mgmt | For | For | |||||
5 | Elect John S. Marr, Jr. | Mgmt | For | For | |||||
6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | |||||
7 | Elect Daniel M. Pope | Mgmt | For | For | |||||
8 | Elect Dustin R. Womble | Mgmt | For | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Utz Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UTZ | CUSIP G22707106 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John W. Altmeyer | Mgmt | For | For | |||||
2 | Elect Jason K. Giordano | Mgmt | For | For | |||||
3 | Elect B. John Lindeman | Mgmt | For | For | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Valmont Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VMI | CUSIP 920253101 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | |||||
1.2 | Elect Theo Freye | Mgmt | For | For | |||||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | |||||
1.4 | Elect Joan Robinson-Berry | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Vertex, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VERX | CUSIP 92538J106 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Amanda Westphal Radcliffe | Mgmt | For | Against | |||||
1.2 | Elect Stefanie Westphal Thompson | Mgmt | For | Against | |||||
1.3 | Elect Kevin L. Robert | Mgmt | For | Against | |||||
1.4 | Elect Bradley Gayton | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Watsco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WSO | CUSIP 942622200 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect George P. Sape | Mgmt | For | Against | |||||
2 | Approval of the 2021 Incentive Compensation Plan | Mgmt | For | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
WD-40 Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WDFC | CUSIP 929236107 | 12/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel T. Carter | Mgmt | For | For | |||||
2 | Elect Melissa Claassen | Mgmt | For | For | |||||
3 | Elect Eric P. Etchart | Mgmt | For | For | |||||
4 | Elect Lara L. Lee | Mgmt | For | For | |||||
5 | Elect Trevor I. Mihalik | Mgmt | For | For | |||||
6 | Elect Graciela I. Monteagudo | Mgmt | For | For | |||||
7 | Elect David B. Pendarvis | Mgmt | For | For | |||||
8 | Elect Garry O. Ridge | Mgmt | For | For | |||||
9 | Elect Gregory A. Sandfort | Mgmt | For | For | |||||
10 | Elect Anne G. Saunders | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
West Pharmaceutical Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WST | CUSIP 955306105 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Buthman | Mgmt | For | For | |||||
2 | Elect William F. Feehery | Mgmt | For | For | |||||
3 | Elect Robert F. Friel | Mgmt | For | For | |||||
4 | Elect Eric M. Green | Mgmt | For | For | |||||
5 | Elect Thomas W. Hofmann | Mgmt | For | For | |||||
6 | Elect Deborah L. V. Keller | Mgmt | For | For | |||||
7 | Elect Myla P. Lai-Goldman | Mgmt | For | For | |||||
8 | Elect Douglas A. Michels | Mgmt | For | For | |||||
9 | Elect Paolo Pucci | Mgmt | For | For | |||||
10 | Elect Patrick J. Zenner | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
XPEL, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XPEL | CUSIP 98379L100 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Ryan L. Pape | Mgmt | For | For | |||||
1.2 | Elect Mark E. Adams | Mgmt | For | For | |||||
1.3 | Elect John A. Constantine | Mgmt | For | Against | |||||
1.4 | Elect Richard K. Crumly | Mgmt | For | For | |||||
1.5 | Elect Michael Klonne | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Zebra Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZBRA | CUSIP 989207105 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | |||||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | |||||
1.3 | Elect Ross W. Manire | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Global Real Estate Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Allied Properties Real Estate Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AP.UN | CUSIP 019456102 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to the Declaration of Trust | Mgmt | For | For | |||||
2 | Elect Kay Brekken | Mgmt | For | For | |||||
3 | Elect Gerald R. Connor | Mgmt | For | For | |||||
4 | Elect Lois Cormack | Mgmt | For | For | |||||
5 | Elect Gordon R. Cunningham | Mgmt | For | For | |||||
6 | Elect Michael R. Emory | Mgmt | For | For | |||||
7 | Elect James Griffiths | Mgmt | For | For | |||||
8 | Elect Margaret T. Nelligan | Mgmt | For | For | |||||
9 | Elect Stephen Sender | Mgmt | For | For | |||||
10 | Elect Leonard Peter Sharpe | Mgmt | For | For | |||||
11 | Elect Jennifer Tory | Mgmt | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
American Homes 4 Rent | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMH | CUSIP 02665T306 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | |||||
6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | |||||
7 | Elect Matthew J. Hart | Mgmt | For | For | |||||
8 | Elect Michelle C. Kerrick | Mgmt | For | For | |||||
9 | Elect James H. Kropp | Mgmt | For | For | |||||
10 | Elect Lynn C. Swann | Mgmt | For | For | |||||
11 | Elect Winifred Webb | Mgmt | For | For | |||||
12 | Elect Jay Willoughby | Mgmt | For | For | |||||
13 | Elect Matthew R. Zaist | Mgmt | For | For | |||||
14 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMT | CUSIP 03027X100 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
2 | Elect Raymond P. Dolan | Mgmt | For | For | |||||
3 | Elect Kenneth R. Frank | Mgmt | For | For | |||||
4 | Elect Robert D. Hormats | Mgmt | For | For | |||||
5 | Elect Gustavo Lara Cantu | Mgmt | For | For | |||||
6 | Elect Grace D. Lieblein | Mgmt | For | For | |||||
7 | Elect Craig Macnab | Mgmt | For | For | |||||
8 | Elect JoAnn A. Reed | Mgmt | For | For | |||||
9 | Elect Pamela D.A. Reeve | Mgmt | For | For | |||||
10 | Elect David E. Sharbutt | Mgmt | For | For | |||||
11 | Elect Bruce L. Tanner | Mgmt | For | For | |||||
12 | Elect Samme L. Thompson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | |||||
Apartment Investment & Management Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AIV | CUSIP 03748R754 | 11/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Revoke Consent to Call a Special Meeting to Vote on any Separation or Spin-Off | Mgmt | For | N/A | |||||
Argan | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARG | CINS F0378V109 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Ratification of Acts; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits | Mgmt | For | For | |||||
9 | Allocation of Dividends | Mgmt | For | For | |||||
10 | Scrip Dividend | Mgmt | For | For | |||||
11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
12 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | Against | |||||
13 | 2020 Remuneration Report | Mgmt | For | For | |||||
14 | 2020 Remuneration of Ronan Le Lan, Management Board Chair | Mgmt | For | For | |||||
15 | 2020 Remuneration of Francis Albertinelli, Management Board Member | Mgmt | For | For | |||||
16 | 2020 Remuneration of Frederic Larroumets, Management Board Member | Mgmt | For | For | |||||
17 | 2020 Remuneration of Jean-Claude Le Lan Junior, Management Board Member | Mgmt | For | Against | |||||
18 | 2020 Remuneration of Jean-Claude Le Lan, Supervisory Board Chair | Mgmt | For | For | |||||
19 | 2021 Supervisory Board Members' Fees | Mgmt | For | For | |||||
20 | Elect Florence Soule de Lafont | Mgmt | For | For | |||||
21 | Elect Jean-Claude Le Lan | Mgmt | For | For | |||||
22 | Elect Hubert Rodarie | Mgmt | For | For | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | |||||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | |||||
26 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | |||||
27 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | |||||
28 | Authority to Set Offering Price of Shares | Mgmt | For | Against | |||||
29 | Greenshoe | Mgmt | For | Against | |||||
30 | Authority to Increase Capital in Consideration for Contributions In Kind (France) | Mgmt | For | Against | |||||
31 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | |||||
33 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
34 | Amendments to Articles Regarding Written Consultations | Mgmt | For | For | |||||
35 | Amendments to Articles Regarding Voting Options and Electronic Voting | Mgmt | For | For | |||||
36 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
Boston Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BXP | CUSIP 101121101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joel I. Klein | Mgmt | For | For | |||||
2 | Elect Kelly A. Ayotte | Mgmt | For | For | |||||
3 | Elect Bruce W. Duncan | Mgmt | For | For | |||||
4 | Elect Karen E. Dykstra | Mgmt | For | For | |||||
5 | Elect Carol B. Einiger | Mgmt | For | For | |||||
6 | Elect Diane J. Hoskins | Mgmt | For | For | |||||
7 | Elect Douglas T. Linde | Mgmt | For | For | |||||
8 | Elect Matthew J. Lustig | Mgmt | For | For | |||||
9 | Elect Owen D. Thomas | Mgmt | For | For | |||||
10 | Elect David A. Twardock | Mgmt | For | For | |||||
11 | Elect William H. Walton, III | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Approval of the 2021 Stock Incentive Plan | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Brookfield Asset Management Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAM.A | CUSIP 112585104 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | |||||
1.3 | Elect Janice Fukakusa | Mgmt | For | For | |||||
1.4 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | |||||
1.6 | Elect Hutham S. Olayan | Mgmt | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Canadian Apartment Properties REIT | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CAR.UN | CUSIP 134921105 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Lori-Ann Beausoleil | Mgmt | For | For | |||||
1.2 | Elect Harold Burke | Mgmt | For | For | |||||
1.3 | Elect Gina Cody | Mgmt | For | For | |||||
1.4 | Elect Mark Kenney | Mgmt | For | For | |||||
1.5 | Elect Poonam Puri | Mgmt | For | For | |||||
1.6 | Elect Jamie Schwartz | Mgmt | For | For | |||||
1.7 | Elect Michael Stein | Mgmt | For | For | |||||
1.8 | Elect Elaine Todres | Mgmt | For | For | |||||
1.9 | Elect Rene Tremblay | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Cellnex Telecom S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLNX | CINS E2R41M104 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Report on Non-Financial Information | Mgmt | For | For | |||||
6 | Allocation of Losses | Mgmt | For | For | |||||
7 | Ratification of Board Acts | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
10 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | |||||
11 | Board Size | Mgmt | For | For | |||||
12 | Elect Alexandra Reich | Mgmt | For | For | |||||
13 | Amendments to Articles (Editorial Amendments) | Mgmt | For | For | |||||
14 | Amendments to Articles (Deletion to Articles) | Mgmt | For | For | |||||
15 | Amendments to Article (Renumbering) | Mgmt | For | For | |||||
16 | Amendments to Article (Corporate Purpose) | Mgmt | For | For | |||||
17 | Amendments to Article (Corporate Governance System) | Mgmt | For | For | |||||
18 | Amendments to Articles (Electronic Attendance) | Mgmt | For | For | |||||
19 | Amendments to Articles (Attendance by Electronic Means) | Mgmt | For | For | |||||
20 | Amendments to Articles (Resolutions) | Mgmt | For | For | |||||
21 | Amendments to General Meeting Regulations (Technical) | Mgmt | For | For | |||||
22 | Amendments to General Meeting Regulations (References) | Mgmt | For | For | |||||
23 | Amendments to General Meeting Regulations (Electronic Attendance) | Mgmt | For | For | |||||
24 | Issuance of Shares w/o Preemptive Rights (Hutchinson Transaction) | Mgmt | For | For | |||||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
26 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | |||||
27 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
28 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Charter Hall Long WALE REIT | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLW | CINS Q2308E106 | 02/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Ratify Placement of Securities | Mgmt | For | For | |||||
Charter Hall Long WALE REIT. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLW | CINS Q2308E106 | 10/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Re-elect Glenn M. Fraser | Mgmt | For | For | |||||
3 | Ratify Placement of Securities | Mgmt | For | For | |||||
China Resources Land Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1109 | CINS G2108Y105 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect CHEN Rong | Mgmt | For | Against | |||||
6 | Elect WANG Yan | Mgmt | For | Against | |||||
7 | Elect LI Xin | Mgmt | For | For | |||||
8 | Elect GUO Shiqing | Mgmt | For | For | |||||
9 | Elect Peter WAN Kam To | Mgmt | For | Against | |||||
10 | Elect Andrew Y. YAN | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
Crown Castle International Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCI | CUSIP 22822V101 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | |||||
5 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
6 | Elect Lee W. Hogan | Mgmt | For | For | |||||
7 | Elect Tammy K. Jones | Mgmt | For | For | |||||
8 | Elect J. Landis Martin | Mgmt | For | For | |||||
9 | Elect Anthony J. Melone | Mgmt | For | For | |||||
10 | Elect W. Benjamin Moreland | Mgmt | For | For | |||||
11 | Elect Kevin A. Stephens | Mgmt | For | For | |||||
12 | Elect Matthew Thornton III | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
CyrusOne Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CONE | CUSIP 23283R100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Bruce W. Duncan | Mgmt | For | For | |||||
1.2 | Elect David H. Ferdman | Mgmt | For | For | |||||
1.3 | Elect John W. Gamble, Jr | Mgmt | For | For | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | |||||
1.5 | Elect Denise A. Olsen | Mgmt | For | For | |||||
1.6 | Elect Alex Shumate | Mgmt | For | For | |||||
1.7 | Elect William E. Sullivan | Mgmt | For | For | |||||
1.8 | Elect Lynn A. Wentworth | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Deutsche Wohnen SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DWNI | CINS D2046U176 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratify Michael Zahn | Mgmt | For | For | |||||
8 | Ratify Philip Grosse | Mgmt | For | For | |||||
9 | Ratify Henrik Thomsen | Mgmt | For | For | |||||
10 | Ratify Lars Urbansky | Mgmt | For | For | |||||
11 | Ratify Matthias Hunlein | Mgmt | For | For | |||||
12 | Ratify Jurgen Fenk | Mgmt | For | For | |||||
13 | Ratify Arwed Fischer | Mgmt | For | For | |||||
14 | Ratify Kerstin Gunther | Mgmt | For | For | |||||
15 | Ratify Tina Kleingarn | Mgmt | For | For | |||||
16 | Ratify Andreas Kretschmer | Mgmt | For | For | |||||
17 | Ratify Florian Stetter | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Elect Florian Stetter as Supervisory Board Member | Mgmt | For | For | |||||
20 | Mangement Board Remuneration Policy | Mgmt | For | For | |||||
21 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
22 | Amendments to Articles (Virtual Supervisory Board Member Participation at General Meetings) | Mgmt | For | Against | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
24 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | |||||
Digital Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DLR | CUSIP 253868103 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Laurence A. Chapman | Mgmt | For | For | |||||
2 | Elect Alexis Black Bjorlin | Mgmt | For | For | |||||
3 | Elect VeraLinn Jamieson | Mgmt | For | For | |||||
4 | Elect Kevin J. Kennedy | Mgmt | For | For | |||||
5 | Elect William G. LaPerch | Mgmt | For | For | |||||
6 | Elect Jean F.H.P. Mandeville | Mgmt | For | For | |||||
7 | Elect Afshin Mohebbi | Mgmt | For | For | |||||
8 | Elect Mark R. Patterson | Mgmt | For | For | |||||
9 | Elect Mary Hogan Preusse | Mgmt | For | For | |||||
10 | Elect Dennis E. Singleton | Mgmt | For | For | |||||
11 | Elect A. William Stein | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Douglas Emmett, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DEI | CUSIP 25960P109 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | |||||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | |||||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | |||||
1.4 | Elect Leslie E. Bider | Mgmt | For | For | |||||
1.5 | Elect Dorene C. Dominguez | Mgmt | For | For | |||||
1.6 | Elect David T. Feinberg | Mgmt | For | For | |||||
1.7 | Elect Virginia McFerran | Mgmt | For | For | |||||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | |||||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | Against | |||||
1.10 | Elect Johnese M. Spisso | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Duke Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DRE | CUSIP 264411505 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John P. Case | Mgmt | For | For | |||||
2 | Elect James B. Connor | Mgmt | For | For | |||||
3 | Elect Tamara D. Fischer | Mgmt | For | For | |||||
4 | Elect Norman K. Jenkins | Mgmt | For | For | |||||
5 | Elect Kelly T. Killingsworth | Mgmt | For | For | |||||
6 | Elect Melanie R. Sabelhaus | Mgmt | For | For | |||||
7 | Elect Peter M. Scott III | Mgmt | For | For | |||||
8 | Elect David P. Stockert | Mgmt | For | For | |||||
9 | Elect Chris Sultemeier | Mgmt | For | For | |||||
10 | Elect Michael E. Szymanczyk | Mgmt | For | For | |||||
11 | Elect Warren M. Thompson | Mgmt | For | For | |||||
12 | Elect Lynn C. Thurber | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Equinix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQIX | CUSIP 29444U700 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
1.6 | Elect Charles Meyers | Mgmt | For | For | |||||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | |||||
1.8 | Elect Sandra Rivera | Mgmt | For | For | |||||
1.9 | Elect Peter F. Van Camp | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Equity LifeStyle Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ELS | CUSIP 29472R108 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | |||||
1.2 | Elect Derrick Burks | Mgmt | For | For | |||||
1.3 | Elect Philip C. Calian | Mgmt | For | For | |||||
1.4 | Elect David J. Contis | Mgmt | For | For | |||||
1.5 | Elect Constance Freedman | Mgmt | For | For | |||||
1.6 | Elect Thomas P. Heneghan | Mgmt | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Equity Residential | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQR | CUSIP 29476L107 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Angela M. Aman | Mgmt | For | For | |||||
1.2 | Elect Raymond Bennett | Mgmt | For | For | |||||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | |||||
1.4 | Elect Connie K. Duckworth | Mgmt | For | For | |||||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | |||||
1.6 | Elect Tahsinul Zia Huque | Mgmt | For | For | |||||
1.7 | Elect John E. Neal | Mgmt | For | For | |||||
1.8 | Elect David J. Neithercut | Mgmt | For | For | |||||
1.9 | Elect Mark J. Parrell | Mgmt | For | For | |||||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | |||||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Essex Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ESS | CUSIP 297178105 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | |||||
1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | |||||
1.3 | Elect Amal M. Johnson | Mgmt | For | For | |||||
1.4 | Elect Mary Kasaris | Mgmt | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
1.6 | Elect George M. Marcus | Mgmt | For | For | |||||
1.7 | Elect Thomas E. Robinson | Mgmt | For | For | |||||
1.8 | Elect Michael J. Schall | Mgmt | For | For | |||||
1.9 | Elect Byron A. Scordelis | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Extra Space Storage Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXR | CUSIP 30225T102 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | |||||
2 | Elect Joseph D. Margolis | Mgmt | For | For | |||||
3 | Elect Roger B. Porter | Mgmt | For | For | |||||
4 | Elect Joseph J. Bonner | Mgmt | For | For | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | |||||
6 | Elect Spencer F. Kirk | Mgmt | For | For | |||||
7 | Elect Dennis J. Letham | Mgmt | For | For | |||||
8 | Elect Diane Olmstead | Mgmt | For | For | |||||
9 | Elect Julia Vander Ploeg | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
GDS Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GDS | CINS G3902L109 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Elect LIM Ah Doo | Mgmt | For | For | |||||
4 | Elect Chang Sun | Mgmt | For | For | |||||
5 | Elect Judy Qing Ye | Mgmt | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | |||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
8 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | |||||
9 | Authorization of Directors and Officers | Mgmt | For | For | |||||
Goodman Group | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GMG | CINS Q4229W132 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Appointment of Auditor (Goodman Logistics (HK) Ltd) | Mgmt | For | For | |||||
3 | Elect Stephen P. Johns (Goodman Ltd) | Mgmt | For | For | |||||
4 | Elect Stephen P. Johns (Goodman Logistics (HK) Ltd) | Mgmt | For | For | |||||
5 | Elect Mark G. Johnson | Mgmt | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | |||||
7 | Equity Grant (CEO Gregory Goodman) | Mgmt | For | For | |||||
8 | Equity Grant (Executive Director Danny Peeters) | Mgmt | For | For | |||||
9 | Equity Grant (Deputy CEO, CEO North America Anthony Rozic) | Mgmt | For | For | |||||
Healthcare Trust of America, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HTA | CUSIP 42225P501 | 07/07/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Scott D. Peters | Mgmt | For | For | |||||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | |||||
3 | Elect Vicki U. Booth | Mgmt | For | For | |||||
4 | Elect H. Lee Cooper | Mgmt | For | For | |||||
5 | Elect Warren D. Fix | Mgmt | For | For | |||||
6 | Elect Peter N. Foss | Mgmt | For | For | |||||
7 | Elect Jay P. Leupp | Mgmt | For | For | |||||
8 | Elect Gary T. Wescombe | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Healthpeak Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PEAK | CUSIP 42250P103 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brian G. Cartwright | Mgmt | For | For | |||||
2 | Elect Christine N. Garvey | Mgmt | For | For | |||||
3 | Elect R. Kent Griffin Jr. | Mgmt | For | For | |||||
4 | Elect David B. Henry | Mgmt | For | For | |||||
5 | Elect Thomas M. Herzog | Mgmt | For | For | |||||
6 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
7 | Elect Sara G. Lewis | Mgmt | For | For | |||||
8 | Elect Katherine M. Sandstrom | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Highwoods Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HIW | CUSIP 431284108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | |||||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | |||||
1.3 | Elect Thomas P. Anderson | Mgmt | For | For | |||||
1.4 | Elect Carlos E. Evans | Mgmt | For | For | |||||
1.5 | Elect David L. Gadis | Mgmt | For | For | |||||
1.6 | Elect David J. Hartzell | Mgmt | For | For | |||||
1.7 | Elect Sherry A. Kellett | Mgmt | For | For | |||||
1.8 | Elect Theodore J. Klinck | Mgmt | For | For | |||||
1.9 | Elect Anne M. Lloyd | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Long-Term Equity Incentive Plan | Mgmt | For | For | |||||
Host Hotels & Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HST | CUSIP 44107P104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary L. Baglivo | Mgmt | For | For | |||||
2 | Elect Richard E. Marriott | Mgmt | For | For | |||||
3 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | |||||
4 | Elect John B. Morse, Jr. | Mgmt | For | For | |||||
5 | Elect Mary Hogan Preusse | Mgmt | For | For | |||||
6 | Elect Walter C. Rakowich | Mgmt | For | For | |||||
7 | Elect James F. Risoleo | Mgmt | For | For | |||||
8 | Elect Gordon H. Smith | Mgmt | For | For | |||||
9 | Elect A. William Stein | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Invitation Homes Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INVH | CUSIP 46187W107 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael D. Fascitelli | Mgmt | For | For | |||||
1.2 | Elect Dallas B. Tanner | Mgmt | For | For | |||||
1.3 | Elect Jana Cohen Barbe | Mgmt | For | For | |||||
1.4 | Elect Richard D. Bronson | Mgmt | For | For | |||||
1.5 | Elect Jeffrey E. Kelter | Mgmt | For | For | |||||
1.6 | Elect Joseph D. Margolis | Mgmt | For | For | |||||
1.7 | Elect John B. Rhea | Mgmt | For | For | |||||
1.8 | Elect J. Heidi Roizen | Mgmt | For | For | |||||
1.9 | Elect Janice L. Sears | Mgmt | For | For | |||||
1.10 | Elect William J. Stein | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Japan Real Estate Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
8952 | CINS J27523109 | 12/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles - 1 | Mgmt | For | For | |||||
2 | Amendments to Articles - 2 | Mgmt | For | For | |||||
3 | Elect Yutaka Yanagisawa as Executive Director | Mgmt | For | For | |||||
4 | Elect Naoki Umeda | Mgmt | For | For | |||||
5 | Elect Masaaki Fujino | Mgmt | For | For | |||||
6 | Elect Tomohiro Okanoya | Mgmt | For | For | |||||
7 | Elect Hiroaki Takano | Mgmt | For | For | |||||
8 | Elect Yoshinori Kiya as Alternate Supervisory Director | Mgmt | For | For | |||||
Keppel DC REIT | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AJBU | CINS Y47230100 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Elect TAN Tin Wee | Mgmt | For | For | |||||
4 | Elect Thomas PANG Thieng Hwi | Mgmt | For | Against | |||||
5 | Authority to Issue Units w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
LEG Immobilien AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LEG | CINS D4960A103 | 08/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
12 | Increase in Authorised Capital | Mgmt | For | For | |||||
13 | Management Board Remuneration Policy | Mgmt | For | Against | |||||
14 | Supervisory Board Size | Mgmt | For | For | |||||
15 | Elect Martin Wiesmann as Supervisory Board Member | Mgmt | For | For | |||||
16 | Approval of Profit-and-Loss Transfer Agreement | Mgmt | For | For | |||||
17 | Merger by Absorption; Change of Legal Form | Mgmt | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Mapletree Industrial Trust Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ME8U | CINS Y5759S103 | 08/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Property Purchase | Mgmt | For | For | |||||
Mirvac Group. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MGR | CINS Q62377108 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Re-elect Christine Bartlett | Mgmt | For | For | |||||
4 | Re-elect Samantha Mostyn | Mgmt | For | For | |||||
5 | Elect Alan (Rob) R.H. Sindel | Mgmt | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Equity Grant (MD/CEO Susan Lloyd-Hurwitz) | Mgmt | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Amendments to Constitution (Mirvac Property Trust) | Mgmt | For | For | |||||
MITSUBISHI ESTATE CO., LTD. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
8802 | CINS J43916113 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Hirotaka Sugiyama | Mgmt | For | For | |||||
4 | Elect Junichi Yoshida | Mgmt | For | For | |||||
5 | Elect Junichi Tanisawa | Mgmt | For | For | |||||
6 | Elect Tetsuji Arimori | Mgmt | For | For | |||||
7 | Elect Hiroshi Katayama | Mgmt | For | For | |||||
8 | Elect Hitoshi Kubo | Mgmt | For | For | |||||
9 | Elect Jo Kato | Mgmt | For | For | |||||
10 | Elect Noboru Nishigai | Mgmt | For | For | |||||
11 | Elect Tsuyoshi Okamoto | Mgmt | For | For | |||||
12 | Elect Shin Ebihara | Mgmt | For | For | |||||
13 | Elect Tetsuo Narukawa | Mgmt | For | For | |||||
14 | Elect Masaaki Shirakawa | Mgmt | For | For | |||||
15 | Elect Shin Nagase | Mgmt | For | For | |||||
16 | Elect Setsuko Egami | Mgmt | For | For | |||||
17 | Elect Iwao Taka | Mgmt | For | For | |||||
National Retail Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NNN | CUSIP 637417106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | |||||
1.2 | Elect Steven D. Cosler | Mgmt | For | For | |||||
1.3 | Elect Don DeFosset | Mgmt | For | For | |||||
1.4 | Elect David M. Fick | Mgmt | For | For | |||||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | |||||
1.6 | Elect Kevin B. Habicht | Mgmt | For | Against | |||||
1.7 | Elect Betsy D. Holden | Mgmt | For | For | |||||
1.8 | Elect Julian E. Whitehurst | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Nomura Real Estate Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3231 | CINS J5893B104 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Shoichi Nagamatsu | Mgmt | For | For | |||||
3 | Elect Eiji Kutsukake | Mgmt | For | For | |||||
4 | Elect Daisaku Matsuo | Mgmt | For | For | |||||
5 | Elect Makoto Haga | Mgmt | For | For | |||||
6 | Elect Hiroshi Kurokawa | Mgmt | For | For | |||||
7 | Elect Tetsuro Higashi | Mgmt | For | For | |||||
8 | Elect Katsura Ito | Mgmt | For | For | |||||
9 | Elect Hiroyuki Kimura | Mgmt | For | For | |||||
10 | Elect Yasushi Takayama | Mgmt | For | For | |||||
11 | Elect Yoshio Mogi | Mgmt | For | For | |||||
12 | Elect Akiko Miyakawa | Mgmt | For | For | |||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLD | CUSIP 74340W103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Public Storage | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PSA | CUSIP 74460D109 | 04/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | |||||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | |||||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | |||||
4 | Elect Michelle Millstone-Shroff | Mgmt | For | For | |||||
5 | Elect Shankh S. Mitra | Mgmt | For | For | |||||
6 | Elect David J. Neithercut | Mgmt | For | For | |||||
7 | Elect Rebecca L. Owen | Mgmt | For | For | |||||
8 | Elect Kristy M. Pipes | Mgmt | For | For | |||||
9 | Elect Avedick B. Poladian | Mgmt | For | For | |||||
10 | Elect John Reyes | Mgmt | For | For | |||||
11 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | |||||
12 | Elect Tariq M. Shaukat | Mgmt | For | For | |||||
13 | Elect Ronald P. Spogli | Mgmt | For | For | |||||
14 | Elect Paul S. Williams | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | |||||
18 | Elimination of Cumulative Voting | Mgmt | For | For | |||||
Regency Centers Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REG | CUSIP 758849103 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | |||||
2 | Elect Joseph F. Azrack | Mgmt | For | For | |||||
3 | Elect Bryce Blair | Mgmt | For | For | |||||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | |||||
5 | Elect Deirdre J. Evens | Mgmt | For | For | |||||
6 | Elect Thomas W. Furphy | Mgmt | For | For | |||||
7 | Elect Karin Klein | Mgmt | For | For | |||||
8 | Elect Peter Linneman | Mgmt | For | For | |||||
9 | Elect David P. O'Connor | Mgmt | For | For | |||||
10 | Elect Lisa Palmer | Mgmt | For | For | |||||
11 | Elect Thomas G. Wattles | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Safestore Holdings plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SAFE | CINS G77733106 | 03/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
5 | Final Dividend | Mgmt | For | For | |||||
6 | Elect Gert van de Weerdhof | Mgmt | For | For | |||||
7 | Elect David Hearn | Mgmt | For | For | |||||
8 | Elect Frederic Vecchioli | Mgmt | For | For | |||||
9 | Elect Andy Jones | Mgmt | For | For | |||||
10 | Elect Ian Krieger | Mgmt | For | For | |||||
11 | Elect Joanne Kenrick | Mgmt | For | For | |||||
12 | Elect Claire Balmforth | Mgmt | For | For | |||||
13 | Elect Bill Oliver | Mgmt | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
SBA Communications Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBAC | CUSIP 78410G104 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary S. Chan | Mgmt | For | For | |||||
2 | Elect George R. Krouse, Jr. | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Segro Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SGRO | CINS G80277141 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Elect Gerald Corbett | Mgmt | For | For | |||||
5 | Elect Mary E. Barnard | Mgmt | For | For | |||||
6 | Elect Susan V. Clayton | Mgmt | For | For | |||||
7 | Elect Soumen Das | Mgmt | For | For | |||||
8 | Elect Carol Fairweather | Mgmt | For | For | |||||
9 | Elect Christopher Fisher | Mgmt | For | For | |||||
10 | Elect Andy Gulliford | Mgmt | For | For | |||||
11 | Elect Martin Moore | Mgmt | For | For | |||||
12 | Elect David Sleath | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
21 | Savings Related Share Option Plan | Mgmt | For | For | |||||
22 | Share Incentive Plan | Mgmt | For | For | |||||
23 | Scrip Dividend | Mgmt | For | For | |||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPG | CUSIP 828806109 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | |||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | |||||
3 | Elect Karen N. Horn | Mgmt | For | For | |||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | |||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | |||||
6 | Elect Gary M. Rodkin | Mgmt | For | For | |||||
7 | Elect Stefan M. Selig | Mgmt | For | For | |||||
8 | Elect Daniel C. Smith | Mgmt | For | For | |||||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | |||||
10 | Elect Marta R. Stewart | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Spirit Realty Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SRC | CUSIP 84860W300 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jackson Hsieh | Mgmt | For | For | |||||
2 | Elect Kevin M. Charlton | Mgmt | For | For | |||||
3 | Elect Todd A. Dunn | Mgmt | For | For | |||||
4 | Elect Elizabeth F. Frank | Mgmt | For | For | |||||
5 | Elect Michelle M. Frymire | Mgmt | For | For | |||||
6 | Elect Kristian M. Gathright | Mgmt | For | For | |||||
7 | Elect Richard I. Gilchrist | Mgmt | For | For | |||||
8 | Elect Diana M. Laing | Mgmt | For | For | |||||
9 | Elect Nicholas P. Shepherd | Mgmt | For | For | |||||
10 | Elect Thomas J. Sullivan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Summit Industrial Income REIT | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SMU.UN | CUSIP 866120116 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Paul Dykeman | Mgmt | For | For | |||||
1.2 | Elect Louis J. Maroun | Mgmt | For | For | |||||
1.3 | Elect Saul Shulman | Mgmt | For | For | |||||
1.4 | Elect Larry Morassutti | Mgmt | For | For | |||||
1.5 | Elect Michael Catford | Mgmt | For | For | |||||
1.6 | Elect Anne McLellan | Mgmt | For | For | |||||
1.7 | Elect Jo-Ann Lempert | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Sun Hung Kai Properties Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0016 | CINS Y82594121 | 11/05/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Dicky Peter YIP | Mgmt | For | For | |||||
4 | Elect Richard WONG Yue Chim | Mgmt | For | Against | |||||
5 | Elect William FUNG Kwok Lun | Mgmt | For | For | |||||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | For | |||||
7 | Elect Henry FAN Hung Ling | Mgmt | For | For | |||||
8 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | |||||
9 | Elect Victor LUI Ting | Mgmt | For | For | |||||
10 | Elect Allen FUNG Yuk-Lun | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sunevision Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1686 | CINS G85700105 | 10/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Martin CHAN Man-yuen | Mgmt | For | For | |||||
6 | Elect Fiona LAU Yeuk-Hung | Mgmt | For | For | |||||
7 | Elect Lily CHENG Ka-Lai | Mgmt | For | For | |||||
8 | Elect Raymond KWOK Ping Luen | Mgmt | For | For | |||||
9 | Elect Edward CHEUNG Wing Yui | Mgmt | For | Against | |||||
10 | Elect Christopher KWOK Kai-wang | Mgmt | For | For | |||||
11 | Elect Robert CHAN Hong-ki | Mgmt | For | For | |||||
12 | Elect WONG Kai-Man | Mgmt | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | |||||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
UNITE Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UTG | CINS G9283N101 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Scrip Dividend | Mgmt | For | For | |||||
5 | Elect Richard Huntingford | Mgmt | For | For | |||||
6 | Elect Richard Smith | Mgmt | For | For | |||||
7 | Elect Joe Lister | Mgmt | For | For | |||||
8 | Elect Elizabeth McMeikan | Mgmt | For | For | |||||
9 | Elect Ross Paterson | Mgmt | For | For | |||||
10 | Elect Richard Akers | Mgmt | For | For | |||||
11 | Elect Ilaria del Beato | Mgmt | For | For | |||||
12 | Elect Shirley Pearce | Mgmt | For | For | |||||
13 | Elect Thomas Jackson | Mgmt | For | For | |||||
14 | Elect Steve M Smith | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
21 | Adoption of New Articles | Mgmt | For | For | |||||
UOL Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
U14 | CINS Y9299W103 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | |||||
4 | Elect WEE Cho Yaw | Mgmt | For | For | |||||
5 | Elect WEE Ee-Chao | Mgmt | For | Against | |||||
6 | Elect SIM Hwee Cher | Mgmt | For | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
8 | Elect LAU Cheng Soon | Mgmt | For | For | |||||
9 | Authority to Issue Shares under UOL 2012 Share Option Scheme | Mgmt | For | Against | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
Vonovia SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VNA | CINS D9581T100 | 04/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
14 | Increase in Authorised Capital | Mgmt | For | For | |||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Vornado Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VNO | CUSIP 929042109 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Steven Roth | Mgmt | For | For | |||||
1.2 | Elect Candace K. Beinecke | Mgmt | For | For | |||||
1.3 | Elect Michael D. Fascitelli | Mgmt | For | For | |||||
1.4 | Elect Beatrice Bassey | Mgmt | For | For | |||||
1.5 | Elect William W. Helman IV | Mgmt | For | For | |||||
1.6 | Elect David Mandelbaum | Mgmt | For | For | |||||
1.7 | Elect Mandakini Puri | Mgmt | For | For | |||||
1.8 | Elect Daniel R. Tisch | Mgmt | For | For | |||||
1.9 | Elect Richard R. West | Mgmt | For | For | |||||
1.10 | Elect Russell B. Wight, Jr. | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Welltower Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WELL | CUSIP 95040Q104 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | |||||
2 | Elect Karen B. DeSalvo | Mgmt | For | For | |||||
3 | Elect Jeffrey H. Donahue | Mgmt | For | For | |||||
4 | Elect Philip L. Hawkins | Mgmt | For | For | |||||
5 | Elect Dennis G. Lopez | Mgmt | For | For | |||||
6 | Elect Shankh S. Mitra | Mgmt | For | For | |||||
7 | Elect Ade J. Patton | Mgmt | For | For | |||||
8 | Elect Diana W. Reid | Mgmt | For | For | |||||
9 | Elect Sergio D. Rivera | Mgmt | For | For | |||||
10 | Elect Johnese M. Spisso | Mgmt | For | For | |||||
11 | Elect Kathryn M. Sullivan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Weyerhaeuser Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WY | CUSIP 962166104 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Emmert | Mgmt | For | For | |||||
2 | Elect Rick R. Holley | Mgmt | For | For | |||||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | |||||
4 | Elect Deidra C. Merriwether | Mgmt | For | For | |||||
5 | Elect Al Monaco | Mgmt | For | For | |||||
6 | Elect Nicole W. Piasecki | Mgmt | For | For | |||||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | |||||
8 | Elect Devin W. Stockfish | Mgmt | For | For | |||||
9 | Elect Kim Williams | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Greater China Equity Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Akeso, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9926 | CINS G0146B103 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Elect XIA Yu | Mgmt | For | For | |||||
5 | Elect LI Baiyong | Mgmt | For | For | |||||
6 | Elect Maxwell WANG Zhongmin | Mgmt | For | For | |||||
7 | Elect XIE Ronggang | Mgmt | For | For | |||||
8 | Directors' fees | Mgmt | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
Alibaba Group Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BABA | CINS G01719114 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |||||
3 | Elect Maggie Wei WU | Mgmt | For | Against | |||||
4 | Elect Kabir MISRA | Mgmt | For | For | |||||
5 | Elect Walter Teh Ming KWAUK | Mgmt | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | |||||
Brilliance China Automotive Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1114 | CINS G1368B102 | 01/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Huachen Framework Agreements and Annual Caps | Mgmt | For | For | |||||
CanSino Biologics Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6185 | CINS Y1099N102 | 10/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Change in Use of Proceeds from the Company's Listing of H Shares | Mgmt | For | For | |||||
3 | Proposed Use of Part of Over-raised Proceeds from Listing of the Company's A Shares | Mgmt | For | For | |||||
CanSino Biologics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6185 | CINS Y1099N102 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | |||||
5 | Annual Report | Mgmt | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | 2021 Financial Budget | Mgmt | For | For | |||||
8 | Profit Distribution Plan | Mgmt | For | For | |||||
9 | Approve the Company’s unrecovered losses reaching one third of the total paid-in capital. | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Elect Zhongqi SHAO as a supervisor | Mgmt | For | Against | |||||
12 | Credit Applications | Mgmt | For | For | |||||
13 | Change in Use of Net Proceeds | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
China Everbright International Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0257 | CINS Y14226107 | 08/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Change of Company Name | Mgmt | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
China Merchants Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3968 | CINS Y14896115 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | Annual Report | Mgmt | For | For | |||||
5 | Financial Statements | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
8 | 2020 Related Party Transaction Report | Mgmt | For | For | |||||
9 | Elect LI Chaoxian | Mgmt | For | For | |||||
10 | Elect SHI Yongdong | Mgmt | For | For | |||||
11 | Elect GUO Xikun as a Shareholder Supervisor | Mgmt | For | For | |||||
12 | Medium-Term Capital Management Plan (2021-2023) | Mgmt | For | For | |||||
13 | Redemption of Capital Bonds | Mgmt | For | For | |||||
14 | Authority to Issue Capital Bonds | Mgmt | For | For | |||||
15 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
China Merchants Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3968 | CINS Y14896115 | 09/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect MIAO Jianmin | Mgmt | For | For | |||||
China National Building Material Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3323 | CINS Y15045100 | 03/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Restructuring/Reorganization | Mgmt | For | For | |||||
China National Building Material Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3323 | CINS Y15045100 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Final Dividend | Mgmt | For | For | |||||
7 | Authority to Declare Interim Dividend | Mgmt | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
9 | Authority to Issue A or H Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
10 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | |||||
11 | Amendments to Articles of Association | Mgmt | For | For | |||||
12 | Amendments to Procedural Rules of General Meetings | Mgmt | For | For | |||||
China National Building Material Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3323 | CINS Y15045100 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Elect FU Jinguang | Mgmt | For | For | |||||
China Pacific Insurance (Group) Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2601 | CINS Y1505Z103 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | 2020 Annual Reports | Mgmt | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | |||||
8 | Directors' Due Diligence Report | Mgmt | For | For | |||||
9 | Report on Performance of Independent Directors | Mgmt | For | For | |||||
10 | 2021 Charitable Donations | Mgmt | For | For | |||||
11 | Increase in Registered Capital | Mgmt | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | |||||
13 | Amendments to Procedural Rules of Shareholder General Meetings | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
China Pacific Insurance (Group) Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2601 | CINS Y1505Z103 | 08/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Amendments to Articles of Association | Mgmt | For | For | |||||
4 | Establishment of a Subsidiary | Mgmt | For | For | |||||
5 | Elect CHEN Ran | Mgmt | For | For | |||||
6 | Elect John Robert Dacey | Mgmt | For | Against | |||||
7 | Elect LIANG Hong | Mgmt | For | For | |||||
China Petroleum & Chemical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0386 | CINS Y15010104 | 09/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Divestiture | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Elect ZHANG Shaofeng | Mgmt | For | For | |||||
China Resources Beer (Holdings) Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0291 | CINS Y15037107 | 03/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Joint Venture Agreement | Mgmt | For | For | |||||
4 | Provision of Capital Commitment, Shareholder's Loan and/or Guarantee | Mgmt | For | For | |||||
5 | Relocation Compensation Agreement | Mgmt | For | For | |||||
6 | New Relocation Compensation Agreement | Mgmt | For | For | |||||
7 | Construction Agreement | Mgmt | For | For | |||||
8 | Board Authorization to Handle Matters Pertaining to Agreements | Mgmt | For | For | |||||
9 | Elect Richard Raymond WEISSEND | Mgmt | For | For | |||||
China Resources Beer (Holdings) Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
0291 | CINS Y15037107 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Frank LAI Ni Hium | Mgmt | For | For | |||||
6 | Elect HOUANG Tai Ninh | Mgmt | For | For | |||||
7 | Elect Bernard CHAN Charnwut | Mgmt | For | For | |||||
8 | Elect Gordon SIU Kwing Chue | Mgmt | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
China Resources Land Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1109 | CINS G2108Y105 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect CHEN Rong | Mgmt | For | Against | |||||
6 | Elect WANG Yan | Mgmt | For | Against | |||||
7 | Elect LI Xin | Mgmt | For | For | |||||
8 | Elect GUO Shiqing | Mgmt | For | For | |||||
9 | Elect Peter WAN Kam To | Mgmt | For | Against | |||||
10 | Elect Andrew Y. YAN | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
China Yongda Automobiles Services Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3669 | CINS G2162W102 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect CAI Yingjie | Mgmt | For | For | |||||
6 | Elect WANG Zhigao | Mgmt | For | Against | |||||
7 | Elect WANG Liqun | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
CSPC Pharmaceutical Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1093 | CINS Y1837N109 | 03/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Proposed Domestic Issue and the Specific Mandate | Mgmt | For | For | |||||
4 | Board Authorization in Relation to Proposed Domestic Issue and the Specific Mandate | Mgmt | For | For | |||||
5 | Plan for Distribution of Profits Accumulated Before the Proposed Domestic Issue | Mgmt | For | For | |||||
6 | Three Year Price Stabilization Policy | Mgmt | For | For | |||||
7 | Dividend Return Plan | Mgmt | For | For | |||||
8 | Resolution on the Use of Proceeds from the Proposed Domestic Issue | Mgmt | For | For | |||||
9 | Resolution the Remedial Measures for the Potential Dilution of Immediate Returns | Mgmt | For | For | |||||
10 | Undertakings and the Corresponding Binding Measures in Connection with the Proposed Domestic Issue | Mgmt | For | For | |||||
11 | Adoption of Procedural Rules for General Meetings | Mgmt | For | For | |||||
12 | Adoption of Procedural Rules for Board Meetings | Mgmt | For | For | |||||
13 | Elect JIANG Hao | Mgmt | For | For | |||||
14 | Elect WANG Hongguang | Mgmt | For | For | |||||
15 | Elect Alan AU Chun Kwok | Mgmt | For | For | |||||
16 | Amendments to Articles of Association | Mgmt | For | For | |||||
CSPC Pharmaceutical Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1093 | CINS Y1837N109 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect CAI Dongchen | Mgmt | For | Against | |||||
6 | Elect ZHANG Cuilong | Mgmt | For | For | |||||
7 | Elect PAN Weidong | Mgmt | For | For | |||||
8 | Elect LI Chunlei | Mgmt | For | For | |||||
9 | Elect WANG Qingxi | Mgmt | For | For | |||||
10 | Elect Stephen LAW Cheuk Kin | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Grant Options Under share Option Scheme | Mgmt | For | Against | |||||
CSPC Pharmaceutical Group Limited. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1093 | CINS Y1837N109 | 10/12/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Bonus Issue | Mgmt | For | For | |||||
EVE Energy Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
300014 | CINS Y2303F109 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Subsidiaries Launching Financial Leasing Business | Mgmt | For | For | |||||
2 | Guarantee For Subsidiaries | Mgmt | For | For | |||||
3 | Change Of The Purpose Of Some Raised Funds | Mgmt | For | For | |||||
Gree Electric Appliances, Inc. of Zhuhai | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000651 | CINS Y2882R102 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
3 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
4 | 2020 Financial Reports | Mgmt | For | For | |||||
5 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
6 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
7 | 2021 Appointment Of Audit Firm | Mgmt | For | Against | |||||
8 | Launching Foreign Exchange Derivatives Transactions In 2021 | Mgmt | For | For | |||||
9 | Use Of Proprietary Idle Funds For Investment And Financial Management | Mgmt | For | For | |||||
10 | Estimation Of Continuing Connected Transactions | Mgmt | For | For | |||||
11 | Amendments to the Company's Articles of Association, the Rules of Procedure Governing Shareholders General Meetings, and Rules of Procedure Governing the Board Meetings | Mgmt | For | For | |||||
12 | Amendments To The Rules Of Procedure Governing The Supervisory Committee | Mgmt | For | For | |||||
13 | Approve Employee Share Ownership Plan (Draft) and Summary | Mgmt | For | Against | |||||
14 | Approve Authorization of Board to Handle All Related Matters | Mgmt | For | Against | |||||
Gree Electrical Appliances Inc. Of Zhuhai | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000651 | CINS Y2882R102 | 11/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Interim Profit Distribution Preplan | Mgmt | For | For | |||||
3 | Elect CHENG Min | Mgmt | For | Against | |||||
Haier Electronics Group Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1169 | CINS G42313125 | 12/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Court | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Scheme of Arrangement | Mgmt | For | For | |||||
Haier Electronics Group Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1169 | CINS G42313125 | 12/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Reduction in Authorized Capital | Mgmt | For | For | |||||
4 | Scheme of Arrangement | Mgmt | For | For | |||||
Haier Smart Home Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600690 | CINS Y298BN100 | 03/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Appointment of International Accounting Standards Auditor for 2020 | Mgmt | For | For | |||||
4 | Authority to Repurchase H Shares | Mgmt | For | For | |||||
5 | Elect XIE Juzhi | Mgmt | For | For | |||||
6 | Elect YU Hon To | Mgmt | For | Against | |||||
7 | Elect LI Kam Fun | Mgmt | For | For | |||||
8 | Elect LI Shipeng | Mgmt | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Haier Smart Home Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600690 | CINS Y298BN100 | 03/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Repurchase H Shares | Mgmt | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Haier Smart Home Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600690 | CINS Y298BN100 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued H Shares | Mgmt | For | For | |||||
3 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued D Shares | Mgmt | For | For | |||||
Haier Smart Home Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600690 | CINS Y298BN100 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | 2020 Accounts and Reports | Mgmt | For | For | |||||
4 | 2020 Annual Report and Its Summary | Mgmt | For | For | |||||
5 | 2020 Directors' Report | Mgmt | For | For | |||||
6 | 2020 Supervisors' Report | Mgmt | For | For | |||||
7 | 2020 Internal Control Audit Report | Mgmt | For | For | |||||
8 | 2020 Allocation of Dividends | Mgmt | For | For | |||||
9 | 2021 Estimated Guarantees Provided to Subsidiaries | Mgmt | For | For | |||||
10 | Approval of Foreign Exchange Derivatives Transactions | Mgmt | For | For | |||||
11 | Adjustment to Directors' Fees | Mgmt | For | For | |||||
12 | Termination of Some Investment Projects Financed by Raised Funds from Convertible Corporate Bonds and Permanently Replenish Working Capital Using Excess Raised Funds | Mgmt | For | For | |||||
13 | General Authorisation to the Board to Issue H Shares | Mgmt | For | Against | |||||
14 | General Authorisation to the Board to Issue D Shares | Mgmt | For | Against | |||||
15 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued H Shares | Mgmt | For | For | |||||
16 | General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued D Shares | Mgmt | For | For | |||||
17 | Amendments to Articles | Mgmt | For | For | |||||
18 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | For | |||||
19 | Amendments to Procedural Rules: Supervisory Board Meetings | Mgmt | For | For | |||||
20 | Amendments to Management System for External Guarantees | Mgmt | For | For | |||||
21 | Re-appointment of Auditor for PRC Accounting Standards | Mgmt | For | For | |||||
22 | Re-appointment of Auditor for International Accounting Standards | Mgmt | For | For | |||||
23 | Approval to Renew Financial Service Framework Agreement with Haier Group Corporation and Estimated Related Party Transactions | Mgmt | For | For | |||||
24 | A Share Core Employee Stock Ownership Plan (2021-2025) (Draft) and Its Summary | Mgmt | For | For | |||||
25 | H Share Core Employee Stock Ownership Plan (2021-2025) (Draft) and Its Summary | Mgmt | For | For | |||||
26 | Board Authorisation to Handle Matters Related to Core Employee Stock Ownership Plan | Mgmt | For | For | |||||
27 | H Share Restricted Share Unit Scheme (2021-2025) (Draft) | Mgmt | For | For | |||||
28 | Board Authorisation to Handle Matters Related to H Share Restricted Share Unit Plan | Mgmt | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
30 | Elect WU Qi | Mgmt | For | For | |||||
31 | Elect LIU Dalin | Mgmt | For | Against | |||||
32 | Elect MA Yingjie | Mgmt | For | For | |||||
Inner Mongolia Yili Industrial Group Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600887 | CINS Y408DG116 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
2 | 2020 Directors' Report | Mgmt | For | For | |||||
3 | 2020 Supervisors' Report | Mgmt | For | For | |||||
4 | 2021 Business and Investment Plan | Mgmt | For | Against | |||||
5 | 2020 Accounts and Reports and 2021 Financial Budget | Mgmt | For | For | |||||
6 | 2020 Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | 2020 Independent Directors' Report | Mgmt | For | For | |||||
8 | Authority to Authorize A Wholly-Owned Subsidiaries to Give Guarantees for Clients | Mgmt | For | Against | |||||
9 | Registration and Issuance of Ultra Short Term Commercial Papers | Mgmt | For | For | |||||
10 | Authority to Give Guarantees for Wholly-Owned Subsidiaries | Mgmt | For | For | |||||
11 | Authority to Give Guarantees for Hohhot City Yixing Milk Industry Investment Management Co., Ltd. | Mgmt | For | For | |||||
12 | Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | |||||
14 | Work System for Independent Directors | Mgmt | For | For | |||||
15 | Management System for Connected Transactions | Mgmt | For | For | |||||
16 | Re-Appointment of Auditor | Mgmt | For | For | |||||
Inner Mongolia Yili Industrial Group Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600887 | CINS Y408DG116 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | The Company‘s Eligibility for Non-public A-share Offering | Mgmt | For | Against | |||||
2 | Stock Type and Par Value | Mgmt | For | Against | |||||
3 | Issuing Method and Date | Mgmt | For | Against | |||||
4 | Pricing Base Date, Pricing Principles and Issue Price | Mgmt | For | Against | |||||
5 | Issuing Volume | Mgmt | For | Against | |||||
6 | Issuing Targets and Subscription Method | Mgmt | For | Against | |||||
7 | Amount and Purpose of the Raised Funds | Mgmt | For | Against | |||||
8 | Lockup Period Arrangement | Mgmt | For | Against | |||||
9 | Listing Place | Mgmt | For | Against | |||||
10 | Arrangement for the Accumulated Retained Profits Before the Non-public Offering | Mgmt | For | Against | |||||
11 | The Valid Period of the Resolution on This Offering | Mgmt | For | Against | |||||
12 | Preplan For 2021 Non-Public A-Share Offering | Mgmt | For | Against | |||||
13 | Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering | Mgmt | For | Against | |||||
14 | No Need To Prepare A Report On Use Of Previously Raised Funds | Mgmt | For | For | |||||
15 | Diluted Immediate Return After 2021 Non-public A-share Offering and Filling Measures, and Commitments of Relevant Parties | Mgmt | For | Against | |||||
16 | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | Mgmt | For | For | |||||
17 | Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | Mgmt | For | Against | |||||
18 | Amendments to the Business Scope and the Articles of Association of the Company | Mgmt | For | For | |||||
Inner Mongolia Yili Industrial Group Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600887 | CINS Y408DG116 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Long-Term Service Plan (Draft) And Its Summary | Mgmt | For | Against | |||||
2 | Management Rules For The Long-Term Service Plan (Draft) | Mgmt | For | Against | |||||
3 | Repurchase And Cancellation Of Some 2019 Restricted Stocks | Mgmt | For | For | |||||
4 | Amendments to the Articles of Association of the Company in Respect to the Registered Capital and Total Share Capital | Mgmt | For | For | |||||
JD.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JD | CINS G8208B101 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Adoption of the Company’s Dual Foreign Name | Mgmt | For | For | |||||
3 | Amended And Restated Memorandum of Association and Articles of Association | Mgmt | For | For | |||||
Jiangsu Eastern Shenghong Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000301 | CINS Y9717R108 | 04/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2021 Estimated Continuing Connected Transactions | Mgmt | For | For | |||||
Jiangsu Eastern Shenghong Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000301 | CINS Y9717R108 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
3 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
4 | 2020 Annual Accounts And 2021 Financial Budget Report | Mgmt | For | For | |||||
5 | 2020 Profit Distribution Plan | Mgmt | For | For | |||||
6 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
7 | 2021 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | For | For | |||||
8 | Approve Adjustment of Performance Commitment Period and Signing of Supplementary Agreement | Mgmt | For | For | |||||
Jiangsu Eastern Shenghong Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000301 | CINS Y9717R108 | 05/31/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Investment In And Construction Of A Project By A Company | Mgmt | For | For | |||||
Midea Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000333 | CINS Y6S40V103 | 01/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2017 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
2 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2018 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
3 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
4 | Approval of Repurchase and Cancellation of Some Restricted Shares of 2020 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
Midea Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000333 | CINS Y6S40V103 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Directors' Report | Mgmt | For | For | |||||
3 | 2020 Supervisors' Report | Mgmt | For | For | |||||
4 | 2020 Accounts and Reports | Mgmt | For | For | |||||
5 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | 8th Phase of the Stock Option Incentive Plan (Draft) And Its Summary | Mgmt | For | For | |||||
8 | Formulation of the Measures of Implementation And Appraisal of the 8th Stock Option Incentive Plan | Mgmt | For | For | |||||
9 | Authorization To the Board To Handle Matters Regarding the 8th Stock Option Incentive Plan | Mgmt | For | For | |||||
10 | 2021 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | For | For | |||||
11 | Appraisal Measures for the Implementation of the 2021 Restricted Stock Incentive Plan | Mgmt | For | For | |||||
12 | Authorization To the Board To Handle Matters Regarding the 2021 Restricted Stock Incentive Plan | Mgmt | For | For | |||||
13 | Key Management Team Stock Ownership Plan And the Midea Global Partners 7th Phase Stock Ownership Plan (Draft) And Its Summary | Mgmt | For | Against | |||||
14 | Management Measures On The Midea Global Partners Stock Ownership Plan | Mgmt | For | Against | |||||
15 | Authorization To the Board to Handle Matters Regarding The Midea Global Partners Stock Ownership Plan | Mgmt | For | Against | |||||
16 | Key Management Team Stock Ownership Plan And The Midea Business Partners 4th Phase Stock Ownership Plan (Draft) And Its Summary | Mgmt | For | Against | |||||
17 | Management Measures On The Midea Business Partners 4th Phase Stock Ownership Plan | Mgmt | For | Against | |||||
18 | Authorization Of the Board To Handle Matters Regarding The Midea Business Partners 4th Phase Stock Ownership Plan | Mgmt | For | Against | |||||
19 | 2021 Provision Of Guarantee For Controlled Subsidiaries | Mgmt | For | Against | |||||
20 | Special Report On 2021 Foreign Exchange Derivative Trading Business | Mgmt | For | For | |||||
21 | Connected Transactions With Banks In 2021 | Mgmt | For | For | |||||
22 | Re- Appointment of Auditor | Mgmt | For | Against | |||||
23 | Amendments to Articles Of Association | Mgmt | For | For | |||||
24 | Plan For Repurchase Of Public Shares | Mgmt | For | For | |||||
Midea Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000333 | CINS Y6S40V103 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Repurchase and Cancellation of Some Restricted Shares of 2018 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
2 | Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
3 | Repurchase and Cancellation of Some Restricted Shares of 2020 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
New Hope Liuhe Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000876 | CINS Y7933V101 | 11/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | The Company's Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | |||||
2 | Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued | Mgmt | For | For | |||||
3 | Plan For Public Issuance Of Convertible Corporate Bonds: Issuing Scale | Mgmt | For | For | |||||
4 | Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price | Mgmt | For | For | |||||
5 | Plan For Public Issuance Of Convertible Corporate Bonds: Bond Duration | Mgmt | For | For | |||||
6 | Plan For Public Issuance Of Convertible Corporate Bonds: Interest Rate | Mgmt | For | For | |||||
7 | Plan for Public Issuance of Convertible Corporate Bonds: Time and Method for Paying the Interest | Mgmt | For | For | |||||
8 | Plan For Public Issuance Of Convertible Corporate Bonds: Guarantee | Mgmt | For | For | |||||
9 | Plan For Public Issuance Of Convertible Corporate Bonds: Conversion Period | Mgmt | For | For | |||||
10 | Plan for Public Issuance of Convertible Corporate Bonds: Determination and Adjustment of the Conversion Price | Mgmt | For | For | |||||
11 | Plan for Public Issuance of Convertible Corporate Bonds: Downward Adjustment of Conversion Price | Mgmt | For | For | |||||
12 | Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares | Mgmt | For | For | |||||
13 | Plan For Public Issuance Of Convertible Corporate Bonds: Redemption Clauses | Mgmt | For | For | |||||
14 | Plan For Public Issuance Of Convertible Corporate Bonds: Resale Clauses | Mgmt | For | For | |||||
15 | Plan for Public Issuance of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years | Mgmt | For | For | |||||
16 | Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method | Mgmt | For | For | |||||
17 | Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placement to Existing Shareholders | Mgmt | For | For | |||||
18 | Plan for Public Issuance of Convertible Corporate Bonds: Bondholders and Bondholders' Meetings | Mgmt | For | For | |||||
19 | Plan for Public Issuance of Convertible Corporate Bonds: Purpose of the Raised Funds | Mgmt | For | For | |||||
20 | Plan For Public Issuance Of Convertible Corporate Bonds: Raised Funds Deposit Account | Mgmt | For | For | |||||
21 | Plan for Public Issuance of Convertible Corporate Bonds: The Valid Period of the Plan for Convertible Bond Issuance | Mgmt | For | For | |||||
22 | Preplan For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
23 | Feasibility Analysis Report On Projects To Be Financed With Raised Funds From The Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
24 | Report On The Use Of Previously Raised Funds | Mgmt | For | For | |||||
25 | Diluted Immediate Return after the Public Issuance of Convertible Corporate Bonds, Filling Measures and Commitments of Relevant Parties | Mgmt | For | For | |||||
26 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | |||||
27 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |||||
28 | Adjustment of the 2020 Estimated Continuing Connected Transactions and Addition of Connected Transactions | Mgmt | For | For | |||||
New Hope Liuhe Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000876 | CINS Y7933V101 | 01/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approval of 2021 Restricted Shares Incentive Plan (Draft) and its Summary | Mgmt | For | For | |||||
2 | Approval of the Assessment and Management Measures of 2021 Restricted Shares Incentive Plan | Mgmt | For | For | |||||
3 | Board Authorization to Implement 2021 Restricted Shares Incentive Plan and Relevant Matters | Mgmt | For | For | |||||
4 | Approval of 2021 Core Backbones Employee Stock Purchase Plan (Draft) and its Summary | Mgmt | For | For | |||||
5 | Approval of the Management Measures of 2021 Core Backbones Employee Stock Purchase Plan | Mgmt | For | For | |||||
6 | Board Authorization to Implement the 2021 Core Backbones Employee Stock Purchase Plan and Relevant Matters | Mgmt | For | For | |||||
7 | Cancellation of Some Stock Options and Repurchase and Cancellation of Some Restricted Shares | Mgmt | For | For | |||||
New Hope Liuhe Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
000876 | CINS Y7933V101 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
3 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
4 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Appointment Of 2021 Financial Audit Firm | Mgmt | For | For | |||||
7 | Provision Of Guarantee For Payment For Raw Materials Purchased By Subordinate Companies | Mgmt | For | For | |||||
8 | 2021 Estimated Financing Guarantee Quota | Mgmt | For | For | |||||
9 | The Framework Agreement On Continuing Connected Transactions To Be Signed And Estimation Of 2021 Continuing Connected Transactions | Mgmt | For | For | |||||
10 | Amendments to the Company's Articles of Association | Mgmt | For | For | |||||
11 | Amendments To The Rules Of Procedure Governing The Board Meetings | Mgmt | For | For | |||||
12 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | For | |||||
13 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | For | For | |||||
14 | Termination of the 2021 Restricted Stock Incentive Plan (Draft) and Relevant Proposals | Mgmt | For | For | |||||
New Oriental Education & Technology Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9901 | CUSIP 647581107 | 03/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | |||||
2 | Adoption of the Company’s Dual Foreign Name | Mgmt | For | For | |||||
3 | Amendments and Adoption of the Memorandum of Association and Articles of Association | Mgmt | For | For | |||||
New Oriental Education & Technology Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9901 | CINS G6470A108 | 03/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Share Subdivision | Mgmt | For | For | |||||
3 | Adoption of the Company’s Dual Foreign Name | Mgmt | For | For | |||||
4 | Amendments and Adoption of the Memorandum of Association and Articles of Association | Mgmt | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2318 | CINS Y69790106 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | 2020 Annual Report | Mgmt | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
8 | Performance Evaluation Report of the Independent Non-executive Directors | Mgmt | For | For | |||||
9 | Elect MA Mingzhe | Mgmt | For | For | |||||
10 | Elect XIE Yonglin | Mgmt | For | For | |||||
11 | Elect TAN Sin Yin | Mgmt | For | For | |||||
12 | Elect Jason YAO Bo | Mgmt | For | For | |||||
13 | Elect CAI Fangfang | Mgmt | For | For | |||||
14 | Elect Soopakij Chearavanont XIE Jiren | Mgmt | For | Against | |||||
15 | Elect YANG Xiaoping | Mgmt | For | Against | |||||
16 | Elect WANG Yongjian | Mgmt | For | For | |||||
17 | Elect HUANG Wei | Mgmt | For | For | |||||
18 | Elect OUYANG Hui | Mgmt | For | For | |||||
19 | Elect Kenneth NG Sing Yip | Mgmt | For | For | |||||
20 | Elect CHU Yiyun | Mgmt | For | For | |||||
21 | Elect LIU Hong | Mgmt | For | For | |||||
22 | Elect JIN Li | Mgmt | For | For | |||||
23 | Elect Albert NG Kong NG Kong Ping | Mgmt | For | For | |||||
24 | Elect GU Liji as Supervisor | Mgmt | For | For | |||||
25 | Elect HUANG Baokui as Supervisor | Mgmt | For | For | |||||
26 | Elect ZHANG Wangjin as Supervisor | Mgmt | For | For | |||||
27 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | |||||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
29 | Amendments to Articles of Association | Mgmt | For | For | |||||
Qingdao Haier Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600690 | CINS Y7166P102 | 09/01/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Eligibility of Major Asset Restructuring | Mgmt | For | For | |||||
2 | Overall Plan of the Transaction | Mgmt | For | For | |||||
3 | Approval of Program Supervision | Mgmt | For | For | |||||
4 | Transaction Counterparties | Mgmt | For | For | |||||
5 | Underlying Assets | Mgmt | For | For | |||||
6 | Valuation of the Underlying Assets and the Transaction Price | Mgmt | For | For | |||||
7 | Stock Type and Par Value | Mgmt | For | For | |||||
8 | Listing Place | Mgmt | For | For | |||||
9 | Issuing Date | Mgmt | For | For | |||||
10 | Issuing Targets | Mgmt | For | For | |||||
11 | Pricing Base Date, Issue Price, and Pricing Method of H-Shares | Mgmt | For | For | |||||
12 | Issuing Volume of H-Shares | Mgmt | For | For | |||||
13 | Swap Ratio | Mgmt | For | For | |||||
14 | Cash Payment of a Company | Mgmt | For | For | |||||
15 | Disposal Method for Fractional Shares | Mgmt | For | For | |||||
16 | Arrangement for the Accumulated Retained Profits | Mgmt | For | For | |||||
17 | Lockup Period | Mgmt | For | For | |||||
18 | Valid Period of the Resolution | Mgmt | For | For | |||||
19 | Proposal on the Constitution of A Related Party Transaction | Mgmt | For | For | |||||
20 | Proposal on the Constitution of A Major Asset Restructuring | Mgmt | For | For | |||||
21 | Proposal on the Constitution of A Restructuring Listing | Mgmt | For | For | |||||
22 | Report Draft and Its Summary Regarding the Related Party Transaction of Major Assets Purchase of the Company | Mgmt | For | For | |||||
23 | Proposal on Compliance in relation to Relevant Laws and Regulations | Mgmt | For | For | |||||
24 | Audit Reports and Proforma Reports on the Proposed Transaction | Mgmt | For | For | |||||
25 | Audit Reports and Proforma Reports on the Underlying Assets of the Transaction | Mgmt | For | For | |||||
26 | Assessment Report on the Underlying Assets of the Transaction | Mgmt | For | For | |||||
27 | Proposal on the Independence of Assessment Institution | Mgmt | For | For | |||||
28 | Proposal on Compliance in relation to Relevant Laws and Regulations | Mgmt | For | For | |||||
29 | Proposed Dilution on Current Earnings Per Share of the Listed Company | Mgmt | For | For | |||||
30 | Report on the Use of Previously Raised Proceeds | Mgmt | For | For | |||||
31 | Shareholder Return Plan (2021-2023) | Mgmt | For | For | |||||
32 | Amendments to Articles Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
33 | Amendments to Procedural Rules of Shareholder General Meetings Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
34 | Amendments to Procedural Rules of Board of Directors Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
35 | Amendments to Procedural Rules of Board of Supervisors Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
36 | Amendments to Applicable Proceeds Management Policy Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
37 | Amendments to Applicable Decision Making Policy on Related Party Transaction Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
38 | Amendments to Independent Directors Policy on Related Party Transaction Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
39 | Amendments to Investment Management Rules Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
40 | Amendments to External Guarantee Management System Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
41 | Amendments to Confidentiality and File Management System Pursuant to the Listing of H Shares | Mgmt | For | For | |||||
42 | Related Party Transactions (2020-2022) | Mgmt | For | Against | |||||
43 | Board Authorization to Handle Matters Regarding Proposed Transaction | Mgmt | For | For | |||||
44 | Approve Adjustment Plan on Exchangeable Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries | Mgmt | For | For | |||||
45 | Transfer of 54.50% Equity Interest in Haier Kaosi Ecological Technological Co., Ltd. | Mgmt | For | For | |||||
46 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Qingdao Haier Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
600690 | CINS Y7166P102 | 09/01/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Overall Plan of the Transaction | Mgmt | For | For | |||||
2 | Approval of Program Supervision | Mgmt | For | For | |||||
3 | Transaction Counterparties | Mgmt | For | For | |||||
4 | Underlying Assets | Mgmt | For | For | |||||
5 | Valuation of the Underlying Assets and the Transaction Price | Mgmt | For | For | |||||
6 | Stock Type and Par Value | Mgmt | For | For | |||||
7 | Listing Place | Mgmt | For | For | |||||
8 | Issuing Date | Mgmt | For | For | |||||
9 | Issuing Targets | Mgmt | For | For | |||||
10 | Pricing Base Date, Issue Price, and Pricing Method of H-Shares | Mgmt | For | For | |||||
11 | Issuing Volume of H-Shares | Mgmt | For | For | |||||
12 | Swap Ratio | Mgmt | For | For | |||||
13 | Cash Payment of a Company | Mgmt | For | For | |||||
14 | Disposal Method for Fractional Shares | Mgmt | For | For | |||||
15 | Arrangement for the Accumulated Retained Profits | Mgmt | For | For | |||||
16 | Lockup Period | Mgmt | For | For | |||||
17 | Valid Period of the Resolution | Mgmt | For | For | |||||
18 | Approve Adjustment Plan on Exchangeable Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries | Mgmt | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Shenzhou International Group Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2313 | CINS G8087W101 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect HUANG Guanlin | Mgmt | For | For | |||||
6 | Elect MA Renhe | Mgmt | For | Against | |||||
7 | Elect ZHANG Bingsheng | Mgmt | For | For | |||||
8 | Elect LIU Chunhong | Mgmt | For | For | |||||
9 | Elect LIU Xinggao | Mgmt | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
Sunny Optical Technology Group Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2382 | CINS G8586D109 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect SUN Yang | Mgmt | For | For | |||||
6 | Elect FENG Hua Jun | Mgmt | For | For | |||||
7 | Elect SHAO Yang Dong | Mgmt | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
Tencent Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
700 | CINS G87572163 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect YANG Siu Shun | Mgmt | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | |||||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Tencent Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
700 | CINS G87572163 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Adopt the Share Option Plan of a Subsidiary | Mgmt | For | Against | |||||
Weichai Power Co | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2338 | CINS Y9531A109 | 01/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
3 | Company's Compliance with the Conditions for the Non-public Issuance of A Shares | Mgmt | For | For | |||||
4 | class and par value of Shares to be issued | Mgmt | For | For | |||||
5 | method and time of issuance | Mgmt | For | For | |||||
6 | target subscribers and subscription method | Mgmt | For | For | |||||
7 | Pricing Benchmark Date, issue price and pricing | Mgmt | For | For | |||||
8 | number of Shares to be issued | Mgmt | For | For | |||||
9 | lock-up period arrangement | Mgmt | For | For | |||||
10 | place of listing of the new A Shares to be issued | Mgmt | For | For | |||||
11 | arrangement of accumulated undistributed profits | Mgmt | For | For | |||||
12 | validity period | Mgmt | For | For | |||||
13 | use of Proceeds | Mgmt | For | For | |||||
14 | Plan for the Non-public Issuance of A Shares | Mgmt | For | For | |||||
15 | Feasibility Analysis Report on the Use of Proceeds from the Non-public Issuance of A Shares | Mgmt | For | For | |||||
16 | Resolution on the absence of need to prepare a report on the use of previously raised proceeds | Mgmt | For | For | |||||
17 | Resolution on the remedial measures for the dilution of immediate returns | Mgmt | For | For | |||||
18 | Shareholders Return Plan (2021-2023) | Mgmt | For | For | |||||
19 | Board Authorization in relation to Non-public Issuance of A Shares | Mgmt | For | For | |||||
20 | Amendments to Management Measures on the Use of Raised Proceeds | Mgmt | For | For | |||||
Weichai Power Co | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2338 | CINS Y9531A109 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Resolution on the Spin-off and Listing of a Subsidiary being in Compliance with Relevant Laws and Regulations | Mgmt | For | Against | |||||
3 | Proposal for the Spin-off and Listing of a Subsidiary | Mgmt | For | Against | |||||
4 | Plan for the Spin-off and Listing of a Subsidiary | Mgmt | For | Against | |||||
5 | The Spin-off and Listing of the Subsidiary on the ChiNext Board of SSE in Compliance with the Regulation on Domestic Spin-off Listing of Subsidiaries of Domestically Listed Companies | Mgmt | For | Against | |||||
6 | The Spin-off and Listing of the Above Subsidiary on the ChiNext Board of the SSE for the Legitimate Rights and Interests of Shareholders and Creditors | Mgmt | For | Against | |||||
7 | Ability of the Company to Maintain Independence and Sustainable Profitability | Mgmt | For | Against | |||||
8 | The Subsidiary is Capable of Conducting Law-based Operation | Mgmt | For | Against | |||||
9 | Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off and the Validity of the Legal Documents Submitted | Mgmt | For | Against | |||||
10 | Purpose, Commercial Rationality, Necessity and Feasibility Analysis of the Spin-off | Mgmt | For | Against | |||||
11 | Authorization to the Board and Its Authorized Persons to Handle Matters regarding the Spin-off | Mgmt | For | Against | |||||
12 | Amendments to Articles of Association | Mgmt | For | For | |||||
13 | Continuing Connected Transaction between the Company and its subsidiaries and Shantui Construction Machinery Co., Ltd. | Mgmt | For | Against | |||||
14 | CNHTC Purchase Agreement | Mgmt | For | For | |||||
15 | CNHTC Supply Agreement | Mgmt | For | For | |||||
Weichai Power Co | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2338 | CINS Y9531A109 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Annual Report | Mgmt | For | For | |||||
4 | Directors' Report | Mgmt | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Final Financial Report | Mgmt | For | For | |||||
8 | Financial Budget Report | Mgmt | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
10 | Appointment of Internal Control Auditor | Mgmt | For | For | |||||
11 | Merger and Absorption of Weichai Power (Weifang) Intensive Logistics Co., Ltd. | Mgmt | For | For | |||||
12 | Merger and Absortion of Weichai Power (Weifang) Reconstruction Co., Ltd. | Mgmt | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
14 | Authority to Declare Interim Dividends | Mgmt | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
16 | Elect TAN Xuguang | Mgmt | For | For | |||||
17 | Elect ZHANG Liangfu | Mgmt | For | For | |||||
18 | Elect JIANG Kui | Mgmt | For | For | |||||
19 | Elect ZHANG Quan | Mgmt | For | For | |||||
20 | Elect XU Xinyu | Mgmt | For | For | |||||
21 | Elect SUN Shaojun | Mgmt | For | For | |||||
22 | Elect YUAN Hongming | Mgmt | For | For | |||||
23 | Elect YAN Jianbo | Mgmt | For | For | |||||
24 | Elect Gordon Riske | Mgmt | For | For | |||||
25 | Elect Michael Martin Macht | Mgmt | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
27 | Elect LI Hongwu | Mgmt | For | Against | |||||
28 | Elect WEN Daocai | Mgmt | For | For | |||||
29 | Elect JIANG Yan | Mgmt | For | For | |||||
30 | Elect YU Zhuoping | Mgmt | For | For | |||||
31 | Elect ZHAO Huifang | Mgmt | For | For | |||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
33 | Elect LU Wenwu | Mgmt | For | Against | |||||
34 | Elect WU Hongwei | Mgmt | For | For | |||||
Weichai Power Co | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2338 | CINS Y9531A109 | 07/31/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | For | |||||
Weichai Power Co | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2338 | CINS Y9531A109 | 11/13/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Supplemental Agreement to Weichai Sale and Processing Services Agreement | Mgmt | For | For | |||||
3 | Supplemental Agreement to Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services Agreement | Mgmt | For | For | |||||
4 | Supplemental Agreement to Weichai Heavy Machinery Purchase and Processing Services Agreement | Mgmt | For | For | |||||
5 | Supplemental Agreement to Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply Framework Agreement | Mgmt | For | For | |||||
6 | Supplemental Agreement to Transmissions Supply Framework Agreement | Mgmt | For | For | |||||
7 | Supplemental Agreement to Axles Supply Framework Agreement | Mgmt | For | For | |||||
8 | Supplemental Agreement to Weichai Westport Supply Agreement | Mgmt | For | For | |||||
9 | Supplemental Agreement to Weichai Westport Purchase Agreement | Mgmt | For | For | |||||
10 | Supplemental Agreement to Weichai Westport Logistics Agreement | Mgmt | For | For | |||||
11 | Supplemental Agreement to Weichai Westport Leasing Agreement | Mgmt | For | For | |||||
12 | Authority to Give Guarantees | Mgmt | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | |||||
Wens Foodstuffs Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
300498 | CINS Y2R30P108 | 07/13/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | The Companys Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | |||||
2 | Type of Securities to Be Issued | Mgmt | For | For | |||||
3 | Issuing Scale | Mgmt | For | For | |||||
4 | Par Value and Issue Price | Mgmt | For | For | |||||
5 | Bond Duration | Mgmt | For | For | |||||
6 | Interest Rate | Mgmt | For | For | |||||
7 | Time Limit and Method for Repaying the Principal and Interest | Mgmt | For | For | |||||
8 | Conversion Period | Mgmt | For | For | |||||
9 | Determination and Adjustment of the Conversion Price | Mgmt | For | For | |||||
10 | Downward Adjustment of Conversion Price | Mgmt | For | For | |||||
11 | Determining Method for the Number of Converted Shares | Mgmt | For | For | |||||
12 | Redemption Clauses | Mgmt | For | For | |||||
13 | Resale Clauses | Mgmt | For | For | |||||
14 | Attribution of Related Dividends for Conversion Years | Mgmt | For | For | |||||
15 | Issuing Targets and Method | Mgmt | For | For | |||||
16 | Arrangement for Placement to Existing Shareholders | Mgmt | For | For | |||||
17 | Matters Regarding Bondholders Meetings | Mgmt | For | For | |||||
18 | Purpose of the Raised Funds | Mgmt | For | For | |||||
19 | Guarantee Matters | Mgmt | For | For | |||||
20 | Deposit and Management of the Raised Funds | Mgmt | For | For | |||||
21 | The Valid Period of the Issuance Plan | Mgmt | For | For | |||||
22 | Preplan For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | |||||
23 | Demonstration Analysis Report on Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |||||
24 | Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |||||
25 | Report On The Use Of Previously Raised Funds | Mgmt | For | For | |||||
26 | Risk Warning on Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures, and Commitments of Relevant Parties | Mgmt | For | For | |||||
27 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | |||||
28 | Shareholder Return Plan For The Next Three Years From 2020 To 2022 | Mgmt | For | For | |||||
29 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | |||||
30 | Repurchase and Cancellation of Some Restricted Stocks Under the First Phase Restricted Stocks Incentive Plan | Mgmt | For | For | |||||
31 | Amendments to the Company's Articles of Association | Mgmt | For | For | |||||
32 | Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | For | |||||
33 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Mgmt | For | For | |||||
34 | Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | For | For | |||||
35 | Amendments to the Raised Funds Management Measures | Mgmt | For | For | |||||
Wens Foodstuffs Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
300498 | CINS Y2R30P108 | 09/07/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | For | |||||
3 | Allocation of Interim Profits/Dividends | Mgmt | For | For | |||||
4 | Approval of Use of Surplus from Previous Raised Funds | Mgmt | For | For | |||||
5 | Authority to Issue Overseas USD -dominated Bonds by the Company | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 01/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Provision Of Guarantee For A Company | Mgmt | For | Against | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 01/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Approve Signing of Changshou Economic and Technological Development Zone Project Investment Agreement | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 04/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Directors' Report | Mgmt | For | For | |||||
2 | 2020 Supervisors' Report | Mgmt | For | For | |||||
3 | 2020 Accounts and Reports | Mgmt | For | For | |||||
4 | 2020 Allocation of Dividends | Mgmt | For | For | |||||
5 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
6 | Re-Appointment of Dahua Certified Public Accountants (Special General Partnership) as the Company's Auditor and Internal Control Auditor in 2021 | Mgmt | For | For | |||||
7 | Estimated Related Party Transactions in 2021 | Mgmt | For | For | |||||
8 | 2020 Directors' Fees | Mgmt | For | For | |||||
9 | 2020 Supervisors' Fees | Mgmt | For | For | |||||
10 | Approval of Line of Credit in 2021 | Mgmt | For | For | |||||
11 | Authority to Give Guarantees within the Limit of the Company's 2021 Consolidated Financial Statement | Mgmt | For | For | |||||
12 | Estimated Deposit, Borrowing and Guarantee Transactions with a Related Bank in 2021 | Mgmt | For | For | |||||
13 | Performance Statement on Company's Issuance of Shares to Purchase Assets, Raising Supporting Funds and Related Party Transactions in 2020 | Mgmt | For | For | |||||
14 | Approval to Provide Financial Support to a Controlled Subsidiary and Its Subsidiaries | Mgmt | For | For | |||||
15 | Approval of Adjustment to Directors and Senior Managers' Remuneration | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 04/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | External Investment | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 07/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Provide Financial Support to Holding Subsidiaries | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 07/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | |||||
2 | Change of Registered Capital and Amendments to Articles | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 09/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Estimated Quota of Deposits in and Loans from Related Banks and Guarantee | Mgmt | For | For | |||||
Yunnan Energy New Material Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002812 | CINS Y9881M109 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Cash Management With Some Idle Raised Funds | Mgmt | For | For | |||||
2 | Temporarily Supplementing The Working Capital With Some Idle Raised Funds | Mgmt | For | For | |||||
Zhejiang Dahua Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002236 | CINS Y988AP102 | 07/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Connected Transaction regarding Agreement on Equity Transfer of Wholly-owned Subsidiaries | Mgmt | For | For | |||||
2 | Provision Of Guarantee For Wholly-Owned Subsidiaries | Mgmt | For | Against | |||||
3 | Provision Of Guarantee For Controlled Subsidiaries | Mgmt | For | For | |||||
Zhejiang Dahua Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002236 | CINS Y988AP102 | 08/12/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect FU Liquan | Mgmt | For | For | |||||
2 | Elect WU Jun | Mgmt | For | For | |||||
3 | Elect ZHANG Xingming | Mgmt | For | For | |||||
4 | Elect ZHU Jiangming | Mgmt | For | For | |||||
5 | Elect CHEN Ailing | Mgmt | For | For | |||||
6 | Elect YANG Huayong | Mgmt | For | For | |||||
7 | Elect LIU Hanlin | Mgmt | For | For | |||||
8 | Elect ZHANG Yulin | Mgmt | For | For | |||||
9 | Elect ZHENG Jieping as a Supervisor | Mgmt | For | Against | |||||
10 | Adjustment Of Remuneration For Independent Directors | Mgmt | For | For | |||||
11 | Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants | Mgmt | For | For | |||||
12 | Decrease of the Company's Registered Capital and Amendments to the Companys Articles of Association | Mgmt | For | For | |||||
13 | Amendments To The External Guarantee Management System | Mgmt | For | Against | |||||
Zhejiang Satellite Petrochemical Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002648 | CINS Y98961116 | 02/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Draft and Summary of Performance Share Incentive Plan | Mgmt | For | For | |||||
2 | Methods to Assess the Performance of Plan Participants | Mgmt | For | For | |||||
3 | Authorization of the Board to Handle All Related Matters | Mgmt | For | For | |||||
Zhejiang Satellite Petrochemical Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002648 | CINS Y98961116 | 04/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | The Framework Agreement On External Investment To Be Signed | Mgmt | For | For | |||||
2 | Additional External Guarantee Quota | Mgmt | For | For | |||||
Zhejiang Satellite Petrochemical Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002648 | CINS Y98961116 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | 2020 Work Report Of The Board Of Directors | Mgmt | For | For | |||||
2 | 2020 Work Report Of The Supervisory Committee | Mgmt | For | For | |||||
3 | 2020 Annual Accounts | Mgmt | For | For | |||||
4 | 2020 Annual Report And Its Summary | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Launching Commodity Derivatives Trading Business In 2021 | Mgmt | For | For | |||||
7 | 2021 Launching Foreign Exchange Hedging Business | Mgmt | For | For | |||||
8 | 2021 External Guarantee Quota Of The Company | Mgmt | For | For | |||||
9 | 2021 External Guarantee Quota Of Subsidiaries | Mgmt | For | For | |||||
10 | 2021 Reappointment of Audit Firm | Mgmt | For | For | |||||
Zhejiang Satellite Petrochemical Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002648 | CINS Y98961116 | 11/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | A Transportation Service Agreement To Be Signed | Mgmt | For | For | |||||
Zhejiang Satellite Petrochemical Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
002648 | CINS Y98961116 | 12/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Re-elect YANG Weidong | Mgmt | For | For | |||||
3 | Re-elect MA Guolin | Mgmt | For | For | |||||
4 | Re-elect YANG Yuying | Mgmt | For | For | |||||
5 | Elect ZHU Xiaodong | Mgmt | For | For | |||||
6 | Re-elect GAO Changyou | Mgmt | For | For | |||||
7 | Re-elect PAN Yushuang | Mgmt | For | For | |||||
8 | Re-elect FEI Jinhong | Mgmt | For | For | |||||
9 | Re-elect TANG Wenrong | Mgmt | For | Against | |||||
10 | Re-elect HU Xiaolong | Mgmt | For | For | |||||
11 | Adjustments to 2018 Employee Restricted Share Plan (Prior Agenda) | Mgmt | N/A | N/A | |||||
Zoomlion Heavy Industry Science and Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1157 | CINS Y1293Y102 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Other | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Zoomlion Heavy Industry Science and Technology Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1157 | CINS Y1293Y102 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Annual Report of A Shares | Mgmt | For | For | |||||
6 | Annual Report of H Shares | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Provision for Asset Impairment | Mgmt | For | For | |||||
9 | Appointment of Domestic Auditor | Mgmt | For | For | |||||
10 | Appointment of International Auditor | Mgmt | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
12 | Application for Banking Credit Line | Mgmt | For | For | |||||
13 | Authorization to Zoomlion Industrial Vehicles to Engage in Business relating to Banker's Acceptance Secured by Goods | Mgmt | For | For | |||||
14 | Authorization to Agricultural Machinery Co.Ltd., a subsidiary of the Company, to engage in financial business with relevant financial institutions and downstream customers and provide external guarantees. | Mgmt | For | For | |||||
15 | Authority to Give Guarantees | Mgmt | For | For | |||||
16 | Investment and Financial Management | Mgmt | For | For | |||||
17 | Development of Financial Derivatives Business | Mgmt | For | For | |||||
18 | Authorization to Hunan Zhicheng Financing and Guarantee Company Limited to Provide Guarantees | Mgmt | For | For | |||||
19 | approve (i) the registration of asset-backed securities products (ii) the undertaking of obligations to top up the shortfall (iii) provision of guarantee by the Company | Mgmt | For | For | |||||
20 | Approve (i) the registration of supply chain asset-backed securities products in the amount of RMB6 billion by Zoomlion Business Factoring (China) Co., Ltd. (“Zoomlion Business Factoring (China)”) and (ii) the issue of necessary documents by the Company as joint debtor, and to authorise the Board or its authorised persons to determine and deal with matters in connection with the issue of such products. | Mgmt | For | For | |||||
21 | Related Party Transactions of the disposal by the Company of 81% equity interest | Mgmt | For | For | |||||
22 | Approve the continuing provision of guarantees | Mgmt | For | For | |||||
23 | Authority to Give Buy-back Guarantees | Mgmt | For | For | |||||
24 | Debt Financing Instruments | Mgmt | For | For | |||||
25 | Approve the issue of medium-term notes by the Company with a principal amount of not more than RMB5 billion | Mgmt | For | For | |||||
26 | Approve and confirm compliance by the Company with the conditions for the issue of bonds. | Mgmt | For | For | |||||
27 | Approve the issue of bonds by the Company to professional investors by way of public offering with a principal amount of not more than RMB5 billion | Mgmt | For | For | |||||
28 | Authorise the Board and its authorised persons to deal with all matters in connection with the Bond Issue | Mgmt | For | For | |||||
29 | Amendments to Articles | Mgmt | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Fund Name : Neuberger Berman Guardian Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Activision Blizzard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATVI | CUSIP 00507V109 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reveta Bowers | Mgmt | For | For | |||||
2 | Elect Robert J. Corti | Mgmt | For | For | |||||
3 | Elect Hendrik Hartong III | Mgmt | For | For | |||||
4 | Elect Brian G. Kelly | Mgmt | For | For | |||||
5 | Elect Robert A. Kotick | Mgmt | For | For | |||||
6 | Elect Barry Meyer | Mgmt | For | For | |||||
7 | Elect Robert J. Morgado | Mgmt | For | For | |||||
8 | Elect Peter Nolan | Mgmt | For | For | |||||
9 | Elect Dawn Tarnofsky-Ostroff | Mgmt | For | For | |||||
10 | Elect Casey Wasserman | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Adobe Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADBE | CUSIP 00724F101 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Amy L. Banse | Mgmt | For | For | |||||
2 | Elect Melanie Boulden | Mgmt | For | For | |||||
3 | Elect Frank A. Calderoni | Mgmt | For | For | |||||
4 | Elect James E. Daley | Mgmt | For | For | |||||
5 | Elect Laura Desmond | Mgmt | For | For | |||||
6 | Elect Shantanu Narayen | Mgmt | For | For | |||||
7 | Elect Kathleen Oberg | Mgmt | For | For | |||||
8 | Elect Dheeraj Pandey | Mgmt | For | For | |||||
9 | Elect David A. Ricks | Mgmt | For | For | |||||
10 | Elect Daniel Rosensweig | Mgmt | For | For | |||||
11 | Elect John E. Warnock | Mgmt | For | For | |||||
12 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Air Products and Chemicals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APD | CUSIP 009158106 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan K. Carter | Mgmt | For | For | |||||
2 | Elect Charles I. Cogut | Mgmt | For | For | |||||
3 | Elect Lisa Davis | Mgmt | For | For | |||||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | |||||
5 | Elect Seifi Ghasemi | Mgmt | For | For | |||||
6 | Elect David H. Y. Ho | Mgmt | For | For | |||||
7 | Elect Edward L. Monser | Mgmt | For | For | |||||
8 | Elect Matthew H. Paull | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Alibaba Group Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BABA | CUSIP 01609W102 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |||||
2 | Elect Maggie Wei WU | Mgmt | For | Against | |||||
3 | Elect Kabir MISRA | Mgmt | For | For | |||||
4 | Elect Walter Teh Ming KWAUK | Mgmt | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | |||||
Alphabet Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GOOGL | CUSIP 02079K305 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Larry Page | Mgmt | For | For | |||||
2 | Elect Sergey Brin | Mgmt | For | For | |||||
3 | Elect Sundar Pichai | Mgmt | For | For | |||||
4 | Elect John L. Hennessy | Mgmt | For | For | |||||
5 | Elect Frances H. Arnold | Mgmt | For | For | |||||
6 | Elect L. John Doerr | Mgmt | For | Against | |||||
7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | |||||
8 | Elect Ann Mather | Mgmt | For | Against | |||||
9 | Elect Alan R. Mulally | Mgmt | For | For | |||||
10 | Elect K. Ram Shriram | Mgmt | For | For | |||||
11 | Elect Robin L. Washington | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Approval of the 2021 Stock Plan | Mgmt | For | Against | |||||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMZN | CUSIP 023135106 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | |||||
2 | Elect Keith B. Alexander | Mgmt | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | |||||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | |||||
Anaplan, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLAN | CUSIP 03272L108 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect David Conte | Mgmt | For | For | |||||
1.2 | Elect Suresh Vasudevan | Mgmt | For | For | |||||
1.3 | Elect Yvonne Wassenaar | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AAPL | CUSIP 037833100 | 02/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | |||||
6 | Elect Monica C. Lozano | Mgmt | For | For | |||||
7 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
8 | Elect Susan L. Wagner | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Against | For | |||||
Ashland Global Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASH | CUSIP 044186104 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Brendan M. Cummins | Mgmt | For | For | |||||
1.2 | Elect William G. Dempsey | Mgmt | For | For | |||||
1.3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | |||||
1.4 | Elect Wetteny Joseph | Mgmt | For | For | |||||
1.5 | Elect Susan L. Main | Mgmt | For | For | |||||
1.6 | Elect Guillermo Novo | Mgmt | For | For | |||||
1.7 | Elect Jerome A. Peribere | Mgmt | For | For | |||||
1.8 | Elect Ricky C. Sandler | Mgmt | For | For | |||||
1.9 | Elect Janice J. Teal | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Omnibus Incentive Compensation Plan | Mgmt | For | For | |||||
Atlassian Corporation Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TEAM | CUSIP G06242104 | 12/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
5 | Elect Shona L. Brown | Mgmt | For | For | |||||
6 | Elect Michael Cannon-Brookes | Mgmt | For | For | |||||
7 | Elect Scott Farquhar | Mgmt | For | For | |||||
8 | Elect Heather Mirjahangir Fernandez | Mgmt | For | For | |||||
9 | Elect Sasan Goodarzi | Mgmt | For | For | |||||
10 | Elect Jay Parikh | Mgmt | For | For | |||||
11 | Elect Enrique T. Salem | Mgmt | For | For | |||||
12 | Elect Steven J. Sordello | Mgmt | For | For | |||||
13 | Elect Richard Wong | Mgmt | For | For | |||||
14 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares (Securities Restriction Agreement Buyback) | Mgmt | For | Against | |||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAX | CUSIP 071813109 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jose E. Almeida | Mgmt | For | For | |||||
2 | Elect Thomas F. Chen | Mgmt | For | For | |||||
3 | Elect John D. Forsyth | Mgmt | For | For | |||||
4 | Elect Peter S. Hellman | Mgmt | For | For | |||||
5 | Elect Michael F. Mahoney | Mgmt | For | For | |||||
6 | Elect Patricia Morrison | Mgmt | For | For | |||||
7 | Elect Stephen N. Oesterle | Mgmt | For | For | |||||
8 | Elect Catherine R. Smith | Mgmt | For | For | |||||
9 | Elect Thomas T. Stallkamp | Mgmt | For | For | |||||
10 | Elect Albert P.L. Stroucken | Mgmt | For | For | |||||
11 | Elect Amy M. Wendell | Mgmt | For | For | |||||
12 | Elect David S. Wilkes | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Approval of the 2021 Incentive Plan | Mgmt | For | For | |||||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
Becton, Dickinson and Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BDX | CUSIP 075887109 | 01/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Catherine M. Burzik | Mgmt | For | For | |||||
2 | Elect R. Andrew Eckert | Mgmt | For | For | |||||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | |||||
4 | Elect Claire M. Fraser | Mgmt | For | For | |||||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | |||||
6 | Elect Christopher Jones | Mgmt | For | For | |||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | |||||
8 | Elect David F. Melcher | Mgmt | For | For | |||||
9 | Elect Thomas E. Polen | Mgmt | For | For | |||||
10 | Elect Claire Pomeroy | Mgmt | For | For | |||||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | |||||
12 | Elect Timothy M. Ring | Mgmt | For | For | |||||
13 | Elect Bertram L. Scott | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | |||||
BlackRock, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BLK | CUSIP 09247X101 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bader M. Alsaad | Mgmt | For | For | |||||
2 | Elect Pamela Daley | Mgmt | For | For | |||||
3 | Elect Jessica P. Einhorn | Mgmt | For | For | |||||
4 | Elect Laurence D. Fink | Mgmt | For | For | |||||
5 | Elect William E. Ford | Mgmt | For | For | |||||
6 | Elect Fabrizio Freda | Mgmt | For | For | |||||
7 | Elect Murry S. Gerber | Mgmt | For | For | |||||
8 | Elect Margaret L. Johnson | Mgmt | For | For | |||||
9 | Elect Robert S. Kapito | Mgmt | For | For | |||||
10 | Elect Cheryl D. Mills | Mgmt | For | For | |||||
11 | Elect Gordon M. Nixon | Mgmt | For | For | |||||
12 | Elect Charles H. Robbins | Mgmt | For | For | |||||
13 | Elect Marco Antonio Slim Domit | Mgmt | For | For | |||||
14 | Elect Hans Vestberg | Mgmt | For | For | |||||
15 | Elect Susan L. Wagner | Mgmt | For | For | |||||
16 | Elect Mark Wilson | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
19 | Charter Amendment to Permit Shareholders to Call Special Meetings | Mgmt | For | For | |||||
20 | Charter Amendment to Eliminate Supermajority Voting Requirements | Mgmt | For | For | |||||
21 | Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions | Mgmt | For | For | |||||
22 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Brookfield Asset Management Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAM.A | CUSIP 112585104 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | |||||
1.3 | Elect Janice Fukakusa | Mgmt | For | For | |||||
1.4 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | |||||
1.6 | Elect Hutham S. Olayan | Mgmt | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
CDW Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDW | CUSIP 12514G108 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Virginia C. Addicott | Mgmt | For | For | |||||
2 | Elect James A. Bell | Mgmt | For | For | |||||
3 | Elect Lynda M. Clarizio | Mgmt | For | For | |||||
4 | Elect Paul J. Finnegan | Mgmt | For | For | |||||
5 | Elect Anthony Foxx | Mgmt | For | For | |||||
6 | Elect Christine A. Leahy | Mgmt | For | For | |||||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | |||||
8 | Elect David W. Nelms | Mgmt | For | For | |||||
9 | Elect Joseph R. Swedish | Mgmt | For | For | |||||
10 | Elect Donna F. Zarcone | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
14 | Amendment to Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | Mgmt | For | For | |||||
15 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
16 | Amendment to the Coworker Stock Purchase Plan | Mgmt | For | For | |||||
Chewy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHWY | CUSIP 16679L109 | 07/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Raymond Svider | Mgmt | For | Against | |||||
1.2 | Elect Sharon McCollam | Mgmt | For | For | |||||
1.3 | Elect J.K. Symancyk | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
C | CUSIP 172967424 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ellen M. Costello | Mgmt | For | For | |||||
2 | Elect Grace E. Dailey | Mgmt | For | For | |||||
3 | Elect Barbara J. Desoer | Mgmt | For | For | |||||
4 | Elect John C. Dugan | Mgmt | For | For | |||||
5 | Elect Jane N. Fraser | Mgmt | For | For | |||||
6 | Elect Duncan P. Hennes | Mgmt | For | For | |||||
7 | Elect Peter B. Henry | Mgmt | For | For | |||||
8 | Elect S. Leslie Ireland | Mgmt | For | For | |||||
9 | Elect Lew W. Jacobs, IV | Mgmt | For | For | |||||
10 | Elect Renee J. James | Mgmt | For | For | |||||
11 | Elect Gary M. Reiner | Mgmt | For | For | |||||
12 | Elect Diana L. Taylor | Mgmt | For | For | |||||
13 | Elect James S. Turley | Mgmt | For | For | |||||
14 | Elect Deborah C. Wright | Mgmt | For | For | |||||
15 | Elect Alexander R. Wynaendts | Mgmt | For | For | |||||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | For | |||||
20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
24 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
25 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CME | CUSIP 12572Q105 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Terrence A. Duffy | Mgmt | For | For | |||||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | |||||
3 | Elect Charles P. Carey | Mgmt | For | For | |||||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | |||||
5 | Elect Bryan T. Durkin | Mgmt | For | For | |||||
6 | Elect Ana Dutra | Mgmt | For | For | |||||
7 | Elect Martin J. Gepsman | Mgmt | For | For | |||||
8 | Elect Larry G. Gerdes | Mgmt | For | For | |||||
9 | Elect Daniel R. Glickman | Mgmt | For | For | |||||
10 | Elect Daniel G. Kaye | Mgmt | For | For | |||||
11 | Elect Phyllis M. Lockett | Mgmt | For | Against | |||||
12 | Elect Deborah J. Lucas | Mgmt | For | For | |||||
13 | Elect Terry L. Savage | Mgmt | For | For | |||||
14 | Elect Rahael Seifu | Mgmt | For | For | |||||
15 | Elect William R. Shepard | Mgmt | For | For | |||||
16 | Elect Howard J. Siegel | Mgmt | For | For | |||||
17 | Elect Dennis A. Suskind | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COST | CUSIP 22160K105 | 01/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Susan L. Decker | Mgmt | For | For | |||||
1.2 | Elect Kenneth D. Denman | Mgmt | For | For | |||||
1.3 | Elect Richard A. Galanti | Mgmt | For | Against | |||||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | |||||
1.5 | Elect Sally Jewell | Mgmt | For | For | |||||
1.6 | Elect Charles T. Munger | Mgmt | For | For | |||||
1.7 | Elect Jeffrey S. Raikes | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Duck Creek Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DCT | CUSIP 264120106 | 03/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles E. Moran | Mgmt | For | Against | |||||
1.2 | Elect Stuart Nicoll | Mgmt | For | Against | |||||
1.3 | Elect Jason A. Wright | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Equifax Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EFX | CUSIP 294429105 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark W. Begor | Mgmt | For | For | |||||
2 | Elect Mark L. Feidler | Mgmt | For | For | |||||
3 | Elect G. Thomas Hough | Mgmt | For | For | |||||
4 | Elect Robert D. Marcus | Mgmt | For | For | |||||
5 | Elect Scott A. McGregor | Mgmt | For | For | |||||
6 | Elect John A. McKinley | Mgmt | For | For | |||||
7 | Elect Robert W. Selander | Mgmt | For | For | |||||
8 | Elect Melissa D. Smith | Mgmt | For | For | |||||
9 | Elect Audrey Boone Tillman | Mgmt | For | For | |||||
10 | Elect Heather H. Wilson | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Expedia Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXPE | CUSIP 30212P303 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Samuel Altman | Mgmt | For | For | |||||
2 | Elect Beverly Anderson | Mgmt | For | For | |||||
3 | Elect Susan C. Athey | Mgmt | For | For | |||||
4 | Elect Chelsea Clinton | Mgmt | For | Against | |||||
5 | Elect Barry Diller | Mgmt | For | For | |||||
6 | Elect Jon T. Gieselman | Mgmt | For | For | |||||
7 | Elect Craig A. Jacobson | Mgmt | For | Against | |||||
8 | Elect Peter M. Kern | Mgmt | For | For | |||||
9 | Elect Dara Khosrowshahi | Mgmt | For | Against | |||||
10 | Elect Patricia Menendez-Cambo | Mgmt | For | For | |||||
11 | Elect Gregory K. Mondre | Mgmt | For | For | |||||
12 | Elect David Sambur | Mgmt | For | For | |||||
13 | Elect Alexander von Furstenberg | Mgmt | For | For | |||||
14 | Elect Julie Whalen | Mgmt | For | For | |||||
15 | Amendment to the 2013 Employee Stock Purchase Plan and 2013 International Employee Stock Purchase Plan | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Facebook, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FB | CUSIP 30303M102 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Peggy Alford | Mgmt | For | Against | |||||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Against | |||||
1.3 | Elect Andrew W. Houston | Mgmt | For | For | |||||
1.4 | Elect Nancy Killefer | Mgmt | For | For | |||||
1.5 | Elect Robert M. Kimmitt | Mgmt | For | For | |||||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | |||||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | |||||
1.8 | Elect Tracey T. Travis | Mgmt | For | For | |||||
1.9 | Elect Mark Zuckerberg | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Amendment to the Director Compensation Policy | Mgmt | For | Against | |||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |||||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
6 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | |||||
7 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | Against | |||||
8 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | ShrHoldr | Against | Against | |||||
9 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIS | CUSIP 31620M106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ellen R. Alemany | Mgmt | For | For | |||||
2 | Elect Jeffrey A. Goldstein | Mgmt | For | For | |||||
3 | Elect Lisa A. Hook | Mgmt | For | Against | |||||
4 | Elect Keith W. Hughes | Mgmt | For | For | |||||
5 | Elect Gary L. Lauer | Mgmt | For | For | |||||
6 | Elect Gary A. Norcross | Mgmt | For | For | |||||
7 | Elect Louise M. Parent | Mgmt | For | For | |||||
8 | Elect Brian T. Shea | Mgmt | For | For | |||||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | |||||
10 | Elect Jeffrey E. Stiefler | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GILD | CUSIP 375558103 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | |||||
2 | Elect Jeffrey A. Bluestone | Mgmt | For | For | |||||
3 | Elect Sandra J. Horning | Mgmt | For | For | |||||
4 | Elect Kelly A. Kramer | Mgmt | For | For | |||||
5 | Elect Kevin E. Lofton | Mgmt | For | For | |||||
6 | Elect Harish Manwani | Mgmt | For | For | |||||
7 | Elect Daniel P. O'Day | Mgmt | For | For | |||||
8 | Elect Javier J. Rodriguez | Mgmt | For | For | |||||
9 | Elect Anthony Welters | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
Humana Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HUM | CUSIP 444859102 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | |||||
2 | Elect Raquel C. Bono | Mgmt | For | For | |||||
3 | Elect Bruce D. Broussard | Mgmt | For | For | |||||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | |||||
5 | Elect Wayne A.I. Frederick | Mgmt | For | For | |||||
6 | Elect John W. Garratt | Mgmt | For | For | |||||
7 | Elect David A. Jones Jr. | Mgmt | For | For | |||||
8 | Elect Karen W. Katz | Mgmt | For | For | |||||
9 | Elect Marcy S. Klevorn | Mgmt | For | For | |||||
10 | Elect William J. McDonald | Mgmt | For | For | |||||
11 | Elect Jorge S. Mesquita | Mgmt | For | For | |||||
12 | Elect James J. O'Brien | Mgmt | For | For | |||||
13 | Elect Marissa T. Peterson | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
IHS Markit Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFO | CUSIP G47567105 | 03/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger with S&P Global | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | |||||
IHS Markit Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFO | CUSIP G47567105 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lance Uggla | Mgmt | For | For | |||||
2 | Elect John Browne | Mgmt | For | For | |||||
3 | Elect Dinyar S. Devitre | Mgmt | For | For | |||||
4 | Elect Ruann F. Ernst | Mgmt | For | For | |||||
5 | Elect Jacques Esculier | Mgmt | For | For | |||||
6 | Elect Gay Huey Evans | Mgmt | For | For | |||||
7 | Elect William E. Ford | Mgmt | For | For | |||||
8 | Elect Nicoletta Giadrossi | Mgmt | For | For | |||||
9 | Elect Robert P. Kelly | Mgmt | For | For | |||||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | |||||
11 | Elect Jean-Paul L. Montupet | Mgmt | For | For | |||||
12 | Elect Deborah Keiko Orida | Mgmt | For | For | |||||
13 | Elect James A. Rosenthal | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Intuit Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTU | CUSIP 461202103 | 01/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Eve Burton | Mgmt | For | For | |||||
2 | Elect Scott D. Cook | Mgmt | For | For | |||||
3 | Elect Richard Dalzell | Mgmt | For | For | |||||
4 | Elect Sasan Goodarzi | Mgmt | For | For | |||||
5 | Elect Deborah Liu | Mgmt | For | For | |||||
6 | Elect Tekedra Mawakana | Mgmt | For | For | |||||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
8 | Elect Dennis D. Powell | Mgmt | For | For | |||||
9 | Elect Brad D. Smith | Mgmt | For | For | |||||
10 | Elect Thomas J. Szkutak | Mgmt | For | For | |||||
11 | Elect Raul Vazquez | Mgmt | For | For | |||||
12 | Elect Jeff Weiner | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JNJ | CUSIP 478160104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | |||||
9 | Elect Anne Mulcahy | Mgmt | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | |||||
13 | Elect Nadja Y. West | Mgmt | For | For | |||||
14 | Elect Ronald A. Williams | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Against | Against | |||||
20 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Against | |||||
Keurig Dr Pepper Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KDP | CUSIP 49271V100 | 06/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert J. Gamgort | Mgmt | For | For | |||||
2 | Elect Olivier Goudet | Mgmt | For | For | |||||
3 | Elect Peter Harf | Mgmt | For | For | |||||
4 | Elect Juliette Hickman | Mgmt | For | For | |||||
5 | Elect Genevieve Hovde | Mgmt | For | For | |||||
6 | Elect Paul S. Michaels | Mgmt | For | For | |||||
7 | Elect Pamela H. Patsley | Mgmt | For | For | |||||
8 | Elect Gerhard Pleuhs | Mgmt | Abstain | For | |||||
9 | Elect Lubomira Rochet | Mgmt | For | For | |||||
10 | Elect Debra A. Sandler | Mgmt | For | For | |||||
11 | Elect Robert S. Singer | Mgmt | For | For | |||||
12 | Elect Justine Tan | Mgmt | For | For | |||||
13 | Elect Nelson Urdaneta | Mgmt | For | For | |||||
14 | Elect Larry D. Young | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
L3Harris Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LHX | CUSIP 502431109 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sallie B. Bailey | Mgmt | For | For | |||||
2 | Elect William M. Brown | Mgmt | For | For | |||||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | |||||
4 | Elect Thomas A. Corcoran | Mgmt | For | For | |||||
5 | Elect Thomas A. Dattilo | Mgmt | For | For | |||||
6 | Elect Roger Fradin | Mgmt | For | For | |||||
7 | Elect Lewis Hay III | Mgmt | For | For | |||||
8 | Elect Lewis Kramer | Mgmt | For | For | |||||
9 | Elect Christopher E. Kubasik | Mgmt | For | For | |||||
10 | Elect Rita S. Lane | Mgmt | For | For | |||||
11 | Elect Robert B. Millard | Mgmt | For | For | |||||
12 | Elect Lloyd W. Newton | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MCD | CUSIP 580135101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Medtronic Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDT | CUSIP G5960L103 | 12/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | |||||
6 | Elect Michael O. Leavitt | Mgmt | For | For | |||||
7 | Elect James T. Lenehan | Mgmt | For | For | |||||
8 | Elect Kevin E. Lofton | Mgmt | For | For | |||||
9 | Elect Geoffrey S. Martha | Mgmt | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Mondelez International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDLZ | CUSIP 609207105 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | |||||
3 | Elect Lois D. Juliber | Mgmt | For | For | |||||
4 | Elect Peter W. May | Mgmt | For | For | |||||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | |||||
6 | Elect Jane Hamilton Nielsen | Mgmt | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEE | CUSIP 65339F101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | |||||
6 | Elect Amy B. Lane | Mgmt | For | For | |||||
7 | Elect David L. Porges | Mgmt | For | For | |||||
8 | Elect James L. Robo | Mgmt | For | For | |||||
9 | Elect Rudy E. Schupp | Mgmt | For | For | |||||
10 | Elect John L. Skolds | Mgmt | For | For | |||||
11 | Elect Lynn M. Utter | Mgmt | For | For | |||||
12 | Elect Darryl L. Wilson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Approval of the 2021 Long Term Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NKE | CUSIP 654106103 | 09/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | |||||
2 | Elect Peter B. Henry | Mgmt | For | For | |||||
3 | Elect Michelle A. Peluso | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
PayPal Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PYPL | CUSIP 70450Y103 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Rodney C. Adkins | Mgmt | For | For | |||||
2 | Elect Jonathan Christodoro | Mgmt | For | For | |||||
3 | Elect John J. Donahoe II | Mgmt | For | For | |||||
4 | Elect David W. Dorman | Mgmt | For | For | |||||
5 | Elect Belinda J. Johnson | Mgmt | For | For | |||||
6 | Elect Gail J. McGovern | Mgmt | For | For | |||||
7 | Elect Deborah M. Messemer | Mgmt | For | For | |||||
8 | Elect David M. Moffett | Mgmt | For | For | |||||
9 | Elect Ann M. Sarnoff | Mgmt | For | For | |||||
10 | Elect Daniel H. Schulman | Mgmt | For | For | |||||
11 | Elect Frank D. Yeary | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Against | For | |||||
Peloton Interactive Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PTON | CUSIP 70614W100 | 12/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Erik Blachford | Mgmt | For | Against | |||||
1.2 | Elect Howard Draft | Mgmt | For | For | |||||
1.3 | Elect Pamela Thomas-Graham | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRM | CUSIP 79466L302 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Marc R. Benioff | Mgmt | For | For | |||||
2 | Elect Craig A. Conway | Mgmt | For | For | |||||
3 | Elect Parker Harris | Mgmt | For | For | |||||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | |||||
5 | Elect Neelie Kroes | Mgmt | For | For | |||||
6 | Elect Colin L. Powell | Mgmt | For | For | |||||
7 | Elect Sanford R. Robertson | Mgmt | For | For | |||||
8 | Elect John V. Roos | Mgmt | For | For | |||||
9 | Elect Robin L. Washington | Mgmt | For | For | |||||
10 | Elect Maynard G. Webb | Mgmt | For | For | |||||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | |||||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | Against | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
SBA Communications Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBAC | CUSIP 78410G104 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary S. Chan | Mgmt | For | For | |||||
2 | Elect George R. Krouse, Jr. | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
ServiceNow, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOW | CUSIP 81762P102 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan L. Bostrom | Mgmt | For | For | |||||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | |||||
3 | Elect Lawrence J Jackson, Jr. | Mgmt | For | For | |||||
4 | Elect Frederic B. Luddy | Mgmt | For | For | |||||
5 | Elect Jeffrey A. Miller | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Adoption of Shareholder Right to Call Special Meetings | Mgmt | For | For | |||||
9 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
10 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Spotify Technology S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPOT | CUSIP L8681T102 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | |||||
4 | Elect Daniel Ek | Mgmt | For | For | |||||
5 | Elect Martin Lorentzon | Mgmt | For | For | |||||
6 | Elect Shishir S. Mehrotra | Mgmt | For | For | |||||
7 | Elect Christopher P. Marshall | Mgmt | For | Against | |||||
8 | Elect Barry McCarthy | Mgmt | For | For | |||||
9 | Elect Heidi O'Neill | Mgmt | For | For | |||||
10 | Elect Theodore A. Sarandos | Mgmt | For | For | |||||
11 | Elect Thomas O. Staggs | Mgmt | For | For | |||||
12 | Elect Cristina Stenbeck | Mgmt | For | For | |||||
13 | Elect Mona K. Sutphen | Mgmt | For | For | |||||
14 | Elect Padmasree Warrior | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Directors' Fees | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authorization of Legal Formalities | Mgmt | For | For | |||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HD | CUSIP 437076102 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | For | |||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TMO | CUSIP 883556102 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Marc N. Casper | Mgmt | For | For | |||||
2 | Elect Nelson J. Chai | Mgmt | For | For | |||||
3 | Elect C. Martin Harris | Mgmt | For | For | |||||
4 | Elect Tyler Jacks | Mgmt | For | For | |||||
5 | Elect R. Alexandra Keith | Mgmt | For | For | |||||
6 | Elect Thomas J. Lynch | Mgmt | For | For | |||||
7 | Elect Jim P. Manzi | Mgmt | For | For | |||||
8 | Elect James C. Mullen | Mgmt | For | For | |||||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | |||||
10 | Elect Debora L. Spar | Mgmt | For | For | |||||
11 | Elect Scott M. Sperling | Mgmt | For | For | |||||
12 | Elect Dion J. Weisler | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Tradeweb Markets Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TW | CUSIP 892672106 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Paula B. Madoff | Mgmt | For | Against | |||||
1.2 | Elect Thomas Pluta | Mgmt | For | For | |||||
1.3 | Elect Brian West | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
Uber Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBER | CUSIP 90353T100 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
2 | Elect Revathi Advaithi | Mgmt | For | For | |||||
3 | Elect Ursula M. Burns | Mgmt | For | For | |||||
4 | Elect Robert A. Eckert | Mgmt | For | For | |||||
5 | Elect Amanda Ginsberg | Mgmt | For | For | |||||
6 | Elect Dara Kosorowshahi | Mgmt | For | For | |||||
7 | Elect Wan Ling Martello | Mgmt | For | For | |||||
8 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | |||||
9 | Elect John A. Thain | Mgmt | For | For | |||||
10 | Elect David Trujillo | Mgmt | For | For | |||||
11 | Elect Alexander R. Wynaendts | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
Union Pacific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UNP | CUSIP 907818108 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | |||||
3 | Elect David B. Dillon | Mgmt | For | For | |||||
4 | Elect Lance M. Fritz | Mgmt | For | For | |||||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | |||||
6 | Elect Jane H. Lute | Mgmt | For | For | |||||
7 | Elect Michael R. McCarthy | Mgmt | For | For | |||||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | |||||
9 | Elect Jose H. Villarreal | Mgmt | For | For | |||||
10 | Elect Christopher J. Williams | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Approval of the 2021 Stock Incentive Plan | Mgmt | For | For | |||||
14 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding EEO-1 Reporting | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan | ShrHoldr | Against | For | |||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UNH | CUSIP 91324P102 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard T. Burke | Mgmt | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
3 | Elect Stephen J. Hemsley | Mgmt | For | For | |||||
4 | Elect Michele J. Hooper | Mgmt | For | For | |||||
5 | Elect F. William McNabb, III | Mgmt | For | For | |||||
6 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | |||||
7 | Elect John H. Noseworthy | Mgmt | For | For | |||||
8 | Elect Gail R. Wilensky | Mgmt | For | For | |||||
9 | Elect Andrew Witty | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
V | CUSIP 92826C839 | 01/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | |||||
2 | Elect Mary B. Cranston | Mgmt | For | For | |||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | |||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | |||||
5 | Elect Ramon L. Laguarta | Mgmt | For | For | |||||
6 | Elect John F. Lundgren | Mgmt | For | For | |||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | |||||
8 | Elect Denise M. Morrison | Mgmt | For | For | |||||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
10 | Elect Linda J. Rendle | Mgmt | For | For | |||||
11 | Elect John A.C. Swainson | Mgmt | For | For | |||||
12 | Elect Maynard G. Webb | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Right to Call Special Meetings | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Against | For | |||||
Walmart Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WMT | CUSIP 931142103 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cesar Conde | Mgmt | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
3 | Elect Sarah Friar | Mgmt | For | For | |||||
4 | Elect Carla A. Harris | Mgmt | For | For | |||||
5 | Elect Thomas Horton | Mgmt | For | For | |||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | |||||
7 | Elect C. Douglas McMillon | Mgmt | For | For | |||||
8 | Elect Gregory B. Penner | Mgmt | For | For | |||||
9 | Elect Steven S Reinemund | Mgmt | For | For | |||||
10 | Elect Randall L. Stephenson | Mgmt | For | For | |||||
11 | Elect S. Robson Walton | Mgmt | For | For | |||||
12 | Elect Steuart Walton | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Refrigerants Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | ShrHoldr | Against | For | |||||
19 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | For | |||||
Waste Management, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WM | CUSIP 94106L109 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James C. Fish, Jr. | Mgmt | For | For | |||||
2 | Elect Andres R. Gluski | Mgmt | For | For | |||||
3 | Elect Victoria M. Holt | Mgmt | For | For | |||||
4 | Elect Kathleen M. Mazzarella | Mgmt | For | For | |||||
5 | Elect Sean E. Menke | Mgmt | For | For | |||||
6 | Elect William B. Plummer | Mgmt | For | For | |||||
7 | Elect John C. Pope | Mgmt | For | For | |||||
8 | Elect Maryrose T. Sylvester | Mgmt | For | For | |||||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
WEC Energy Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEC | CUSIP 92939U106 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Curt S. Culver | Mgmt | For | For | |||||
2 | Elect Danny L. Cunningham | Mgmt | For | For | |||||
3 | Elect William M. Farrow III | Mgmt | For | For | |||||
4 | Elect J. Kevin Fletcher | Mgmt | For | For | |||||
5 | Elect Cristina A. Garcia-Thomas | Mgmt | For | For | |||||
6 | Elect Maria C. Green | Mgmt | For | For | |||||
7 | Elect Gale E. Klappa | Mgmt | For | For | |||||
8 | Elect Thomas K. Lane | Mgmt | For | For | |||||
9 | Elect Ulice Payne, Jr. | Mgmt | For | For | |||||
10 | Elect Mary Ellen Stanek | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Amendment to the Omnibus Stock Incentive Plan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
WEX Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEX | CUSIP 96208T104 | 06/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Nancy Altobello | Mgmt | For | For | |||||
2 | Elect Bhavana Bartholf | Mgmt | For | For | |||||
3 | Elect Derrick Roman | Mgmt | For | For | |||||
4 | Elect Regina O. Sommer | Mgmt | For | For | |||||
5 | Elect Jack VanWoerkom | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Amendment to the 2019 Equity and Incentive Plan | Mgmt | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
Workday, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WDAY | CUSIP 98138H101 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Aneel Bhusri | Mgmt | For | For | |||||
1.2 | Elect Ann-Marie Campbell | Mgmt | For | For | |||||
1.3 | Elect David A. Duffield | Mgmt | For | For | |||||
1.4 | Elect Lee J. Styslinger III | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Fund Name : Neuberger Berman Integrated Large Cap Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Academy Sports and Outdoors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASO | CUSIP 00402L107 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Brian T. Marley | Mgmt | For | For | |||||
1.2 | Elect Thomas M. Nealon | Mgmt | For | For | |||||
1.3 | Elect Nathaniel H. Taylor | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Adobe Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADBE | CUSIP 00724F101 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Amy L. Banse | Mgmt | For | For | |||||
2 | Elect Melanie Boulden | Mgmt | For | For | |||||
3 | Elect Frank A. Calderoni | Mgmt | For | For | |||||
4 | Elect James E. Daley | Mgmt | For | For | |||||
5 | Elect Laura Desmond | Mgmt | For | For | |||||
6 | Elect Shantanu Narayen | Mgmt | For | For | |||||
7 | Elect Kathleen Oberg | Mgmt | For | For | |||||
8 | Elect Dheeraj Pandey | Mgmt | For | For | |||||
9 | Elect David A. Ricks | Mgmt | For | For | |||||
10 | Elect Daniel Rosensweig | Mgmt | For | For | |||||
11 | Elect John E. Warnock | Mgmt | For | For | |||||
12 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Air Products and Chemicals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APD | CUSIP 009158106 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan K. Carter | Mgmt | For | For | |||||
2 | Elect Charles I. Cogut | Mgmt | For | For | |||||
3 | Elect Lisa Davis | Mgmt | For | For | |||||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | |||||
5 | Elect Seifi Ghasemi | Mgmt | For | For | |||||
6 | Elect David H. Y. Ho | Mgmt | For | For | |||||
7 | Elect Edward L. Monser | Mgmt | For | For | |||||
8 | Elect Matthew H. Paull | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Alphabet Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GOOGL | CUSIP 02079K305 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Larry Page | Mgmt | For | For | |||||
2 | Elect Sergey Brin | Mgmt | For | For | |||||
3 | Elect Sundar Pichai | Mgmt | For | For | |||||
4 | Elect John L. Hennessy | Mgmt | For | For | |||||
5 | Elect Frances H. Arnold | Mgmt | For | For | |||||
6 | Elect L. John Doerr | Mgmt | For | Against | |||||
7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | |||||
8 | Elect Ann Mather | Mgmt | For | Against | |||||
9 | Elect Alan R. Mulally | Mgmt | For | For | |||||
10 | Elect K. Ram Shriram | Mgmt | For | For | |||||
11 | Elect Robin L. Washington | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Approval of the 2021 Stock Plan | Mgmt | For | Against | |||||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Altice USA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATUS | CUSIP 02156K103 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Patrick Drahi | Mgmt | For | For | |||||
2 | Elect Gerrit Jan Bakker | Mgmt | For | For | |||||
3 | Elect Manon Brouliette | Mgmt | For | Against | |||||
4 | Elect David Drahi | Mgmt | For | Against | |||||
5 | Elect Dexter Goei | Mgmt | For | For | |||||
6 | Elect Mark Mullen | Mgmt | For | For | |||||
7 | Elect Dennis Okhuijsen | Mgmt | For | For | |||||
8 | Elect Charles Stewart | Mgmt | For | For | |||||
9 | Elect Raymond Svider | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMZN | CUSIP 023135106 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | |||||
2 | Elect Keith B. Alexander | Mgmt | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | |||||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | |||||
American Homes 4 Rent | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMH | CUSIP 02665T306 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | |||||
6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | |||||
7 | Elect Matthew J. Hart | Mgmt | For | For | |||||
8 | Elect Michelle C. Kerrick | Mgmt | For | For | |||||
9 | Elect James H. Kropp | Mgmt | For | For | |||||
10 | Elect Lynn C. Swann | Mgmt | For | For | |||||
11 | Elect Winifred Webb | Mgmt | For | For | |||||
12 | Elect Jay Willoughby | Mgmt | For | For | |||||
13 | Elect Matthew R. Zaist | Mgmt | For | For | |||||
14 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMT | CUSIP 03027X100 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
2 | Elect Raymond P. Dolan | Mgmt | For | For | |||||
3 | Elect Kenneth R. Frank | Mgmt | For | For | |||||
4 | Elect Robert D. Hormats | Mgmt | For | For | |||||
5 | Elect Gustavo Lara Cantu | Mgmt | For | For | |||||
6 | Elect Grace D. Lieblein | Mgmt | For | For | |||||
7 | Elect Craig Macnab | Mgmt | For | For | |||||
8 | Elect JoAnn A. Reed | Mgmt | For | For | |||||
9 | Elect Pamela D.A. Reeve | Mgmt | For | For | |||||
10 | Elect David E. Sharbutt | Mgmt | For | For | |||||
11 | Elect Bruce L. Tanner | Mgmt | For | For | |||||
12 | Elect Samme L. Thompson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | |||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AME | CUSIP 031100100 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tod E. Carpenter | Mgmt | For | For | |||||
2 | Elect Karleen M. Oberton | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Amphenol Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APH | CUSIP 032095101 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Stanley L. Clark | Mgmt | For | For | |||||
2 | Elect John D. Craig | Mgmt | For | For | |||||
3 | Elect David P. Falck | Mgmt | For | For | |||||
4 | Elect Edward G. Jepsen | Mgmt | For | For | |||||
5 | Elect Rita S. Lane | Mgmt | For | For | |||||
6 | Elect Robert A. Livingston | Mgmt | For | For | |||||
7 | Elect Martin H. Loeffler | Mgmt | For | For | |||||
8 | Elect R. Adam Norwitt | Mgmt | For | For | |||||
9 | Elect Anne C. Wolff | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the 2017 Stock Option Plan | Mgmt | For | For | |||||
13 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Analog Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADI | CUSIP 032654105 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | |||||
2 | Elect Vincent Roche | Mgmt | For | For | |||||
3 | Elect James A. Champy | Mgmt | For | For | |||||
4 | Elect Anantha P. Chandrakasan | Mgmt | For | For | |||||
5 | Elect Bruce R. Evans | Mgmt | For | For | |||||
6 | Elect Edward H. Frank | Mgmt | For | For | |||||
7 | Elect Laurie H. Glimcher | Mgmt | For | For | |||||
8 | Elect Karen M. Golz | Mgmt | For | For | |||||
9 | Elect Mark M. Little | Mgmt | For | For | |||||
10 | Elect Kenton J. Sicchitano | Mgmt | For | For | |||||
11 | Elect Susie Wee | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Analog Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADI | CUSIP 032654105 | 10/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | |||||
11 | Elect Byron O. Spruell | Mgmt | For | For | |||||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | For | For | |||||
18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | For | For | |||||
19 | Reduction in Share Premium Account | Mgmt | For | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AAPL | CUSIP 037833100 | 02/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | |||||
6 | Elect Monica C. Lozano | Mgmt | For | For | |||||
7 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
8 | Elect Susan L. Wagner | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Against | For | |||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASML | CUSIP N07059210 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
9 | Elect Birgit Conix to the Supervisory Board | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
14 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Authority to Repurchase Additional Shares | Mgmt | For | For | |||||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
Assurant, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AIZ | CUSIP 04621X108 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Elaine D. Rosen | Mgmt | For | For | |||||
2 | Elect Paget L. Alves | Mgmt | For | For | |||||
3 | Elect J. Braxton Carter | Mgmt | For | For | |||||
4 | Elect Juan N. Cento | Mgmt | For | For | |||||
5 | Elect Alan B. Colberg | Mgmt | For | For | |||||
6 | Elect Harriet Edelman | Mgmt | For | For | |||||
7 | Elect Lawrence V. Jackson | Mgmt | For | For | |||||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | |||||
9 | Elect Debra J. Perry | Mgmt | For | For | |||||
10 | Elect Ognjen Redzic | Mgmt | For | For | |||||
11 | Elect Paul J. Reilly | Mgmt | For | For | |||||
12 | Elect Robert W. Stein | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the 2017 Long Term Equity Incentive Plan | Mgmt | For | For | |||||
Bank OZK | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OZK | CUSIP 06417N103 | 05/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Nicholas Brown | Mgmt | For | For | |||||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | |||||
3 | Elect Beverly Cole | Mgmt | For | For | |||||
4 | Elect Robert East | Mgmt | For | For | |||||
5 | Elect Kathleen Franklin | Mgmt | For | For | |||||
6 | Elect Catherine B. Freedberg | Mgmt | For | For | |||||
7 | Elect Jeffrey Gearhart | Mgmt | For | For | |||||
8 | Elect George Gleason | Mgmt | For | For | |||||
9 | Elect Peter Kenny | Mgmt | For | For | |||||
10 | Elect William A. Koefoed, Jr. | Mgmt | For | For | |||||
11 | Elect Christopher Orndorff | Mgmt | For | For | |||||
12 | Elect Steven Sadoff | Mgmt | For | For | |||||
13 | Elect Ross Whipple | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BRKA | CUSIP 084670108 | 05/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | |||||
1.2 | Elect Charles T. Munger | Mgmt | For | For | |||||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | |||||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | |||||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | |||||
1.6 | Elect Kenneth I. Chenault | Mgmt | For | For | |||||
1.7 | Elect Susan L. Decker | Mgmt | For | Against | |||||
1.8 | Elect David S. Gottesman | Mgmt | For | Against | |||||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | |||||
1.10 | Elect Ajit Jain | Mgmt | For | For | |||||
1.11 | Elect Thomas S. Murphy | Mgmt | For | Against | |||||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | |||||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | Against | |||||
1.14 | Elect Meryl B. Witmer | Mgmt | For | Against | |||||
2 | Shareholder Proposal Regarding Climate Report | ShrHoldr | Against | Against | |||||
3 | Shareholder Proposal Regarding Diversity and Inclusion Reports | ShrHoldr | Against | Against | |||||
BJ's Wholesale Club Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BJ | CUSIP 05550J101 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher J. Baldwin | Mgmt | For | For | |||||
1.2 | Elect Ken Parent | Mgmt | For | For | |||||
1.3 | Elect Robert A. Steele | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Cable One, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CABO | CUSIP 12685J105 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas S. Gayner | Mgmt | For | For | |||||
2 | Elect Deborah J. Kissire | Mgmt | For | For | |||||
3 | Elect Thomas O. Might | Mgmt | For | For | |||||
4 | Elect Kristine E. Miller | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COG | CUSIP 127097103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | |||||
1.2 | Elect Rhys J. Best | Mgmt | For | For | |||||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | |||||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | |||||
1.5 | Elect Peter B. Delaney | Mgmt | For | For | |||||
1.6 | Elect Dan O. Dinges | Mgmt | For | For | |||||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | |||||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Cactus, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WHD | CUSIP 127203107 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael Y. McGovern | Mgmt | For | For | |||||
1.2 | Elect John (Andy) O'Donnell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Caterpillar Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CAT | CUSIP 149123101 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | |||||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | |||||
4 | Elect Gerald Johnson | Mgmt | For | For | |||||
5 | Elect David W. MacLennan | Mgmt | For | For | |||||
6 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | |||||
8 | Elect Susan C. Schwab | Mgmt | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | |||||
10 | Elect Miles D. White | Mgmt | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Report on Net Zero Benchmark | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
CBRE Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CBRE | CUSIP 12504L109 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brandon B. Boze | Mgmt | For | For | |||||
2 | Elect Beth F. Cobert | Mgmt | For | For | |||||
3 | Elect Reginald H. Gilyard | Mgmt | For | For | |||||
4 | Elect Shira D. Goodman | Mgmt | For | For | |||||
5 | Elect Christopher T. Jenny | Mgmt | For | For | |||||
6 | Elect Gerardo I. Lopez | Mgmt | For | For | |||||
7 | Elect Oscar Munoz | Mgmt | For | For | |||||
8 | Elect Robert E. Sulentic | Mgmt | For | For | |||||
9 | Elect Laura D. Tyson | Mgmt | For | For | |||||
10 | Elect Sanjiv Yajnik | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
CDK Global Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDK | CUSIP 12508E101 | 11/12/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Leslie A. Brun | Mgmt | For | For | |||||
2 | Elect Willie A. Deese | Mgmt | For | For | |||||
3 | Elect Amy J. Hillman | Mgmt | For | For | |||||
4 | Elect Brian M. Krzanich | Mgmt | For | For | |||||
5 | Elect Stephen A. Miles | Mgmt | For | For | |||||
6 | Elect Robert E. Radway | Mgmt | For | For | |||||
7 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | |||||
8 | Elect Frank S. Sowinski | Mgmt | For | For | |||||
9 | Elect Eileen J. Voynick | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Check Point Software Technologies | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHKP | CUSIP M22465104 | 08/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gil Shwed | Mgmt | For | For | |||||
2 | Elect Jerry Ungerman | Mgmt | For | For | |||||
3 | Elect Dan Propper | Mgmt | For | For | |||||
4 | Elect Tal Shavit | Mgmt | For | For | |||||
5 | Elect Eyal Waldman | Mgmt | For | For | |||||
6 | Elect Shai Weiss | Mgmt | For | For | |||||
7 | Elect Irwin Federman | Mgmt | For | For | |||||
8 | Elect Ray Rothrock | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Option Grant of CEO | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Confirmation of Controlling Shareholder | Mgmt | N/A | N/A | |||||
13 | Confirmation of Controlling Shareholder | Mgmt | N/A | N/A | |||||
Cheniere Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LNG | CUSIP 16411R208 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect G. Andrea Botta | Mgmt | For | For | |||||
2 | Elect Jack A. Fusco | Mgmt | For | For | |||||
3 | Elect Vicky A. Bailey | Mgmt | For | For | |||||
4 | Elect Nuno Brandolini | Mgmt | For | For | |||||
5 | Elect David B. Kilpatrick | Mgmt | For | For | |||||
6 | Elect Sean T. Klimczak | Mgmt | For | For | |||||
7 | Elect Andrew N. Langham | Mgmt | For | For | |||||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | |||||
9 | Elect Neal A. Shear | Mgmt | For | For | |||||
10 | Elect Andrew J. Teno | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSCO | CUSIP 17275R102 | 12/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | |||||
3 | Elect Michael D. Capellas | Mgmt | For | For | |||||
4 | Elect Mark Garrett | Mgmt | For | For | |||||
5 | Elect Kristina M. Johnson | Mgmt | For | For | |||||
6 | Elect Roderick C. McGeary | Mgmt | For | For | |||||
7 | Elect Charles H. Robbins | Mgmt | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | Against | |||||
9 | Elect Brenton L. Saunders | Mgmt | For | For | |||||
10 | Elect Lisa T. Su | Mgmt | For | For | |||||
11 | Reincorporation from California to Delaware | Mgmt | For | For | |||||
12 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | |||||
Citizens Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CFG | CUSIP 174610105 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bruce Van Saun | Mgmt | For | For | |||||
2 | Elect Lee Alexander | Mgmt | For | For | |||||
3 | Elect Christine M. Cumming | Mgmt | For | For | |||||
4 | Elect William P. Hankowsky | Mgmt | For | For | |||||
5 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | |||||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | |||||
7 | Elect Charles J. Koch | Mgmt | For | For | |||||
8 | Elect Robert G. Leary | Mgmt | For | For | |||||
9 | Elect Terrance J. Lillis | Mgmt | For | For | |||||
10 | Elect Shivan S. Subramaniam | Mgmt | For | For | |||||
11 | Elect Christopher J. Swift | Mgmt | For | For | |||||
12 | Elect Wendy A. Watson | Mgmt | For | For | |||||
13 | Elect Marita Zuraitis | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMCSA | CUSIP 20030N101 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | Against | |||||
CSX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSX | CUSIP 126408103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | |||||
2 | Elect Thomas P. Bostick | Mgmt | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | |||||
6 | Elect David M. Moffett | Mgmt | For | For | |||||
7 | Elect Linda H. Riefler | Mgmt | For | For | |||||
8 | Elect Suzanne M. Vautrinot | Mgmt | For | For | |||||
9 | Elect James L. Wainscott | Mgmt | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
DexCom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DXCM | CUSIP 252131107 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin Sayer | Mgmt | For | For | |||||
2 | Elect Nicholas Augustinos | Mgmt | For | For | |||||
3 | Elect Bridgette P. Heller | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | |||||
Dover Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DOV | CUSIP 260003108 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deborah L. DeHaas | Mgmt | For | For | |||||
2 | Elect H. John Gilbertson, Jr. | Mgmt | For | For | |||||
3 | Elect Kristiane C. Graham | Mgmt | For | For | |||||
4 | Elect Michael F. Johnston | Mgmt | For | For | |||||
5 | Elect Eric A. Spiegel | Mgmt | For | For | |||||
6 | Elect Richard J. Tobin | Mgmt | For | For | |||||
7 | Elect Stephen M. Todd | Mgmt | For | For | |||||
8 | Elect Stephen K. Wagner | Mgmt | For | For | |||||
9 | Elect Keith E. Wandell | Mgmt | For | For | |||||
10 | Elect Mary A. Winston | Mgmt | For | For | |||||
11 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ETN | CUSIP G29183103 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | |||||
2 | Elect Christopher M. Connor | Mgmt | For | For | |||||
3 | Elect Olivier Leonetti | Mgmt | For | For | |||||
4 | Elect Deborah L. McCoy | Mgmt | For | For | |||||
5 | Elect Silvio Napoli | Mgmt | For | For | |||||
6 | Elect Gregory R. Page | Mgmt | For | For | |||||
7 | Elect Sandra Pianalto | Mgmt | For | For | |||||
8 | Elect Lori J. Ryerkerk | Mgmt | For | For | |||||
9 | Elect Gerald B. Smith | Mgmt | For | For | |||||
10 | Elect Dorothy C. Thompson | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EBAY | CUSIP 278642103 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Anthony J. Bates | Mgmt | For | For | |||||
2 | Elect Adriane M. Brown | Mgmt | For | For | |||||
3 | Elect Diana Farrell | Mgmt | For | For | |||||
4 | Elect Logan D. Green | Mgmt | For | For | |||||
5 | Elect Bonnie S. Hammer | Mgmt | For | For | |||||
6 | Elect E. Carol Hayles | Mgmt | For | For | |||||
7 | Elect Jamie Iannone | Mgmt | For | For | |||||
8 | Elect Kathleen C. Mitic | Mgmt | For | For | |||||
9 | Elect Matthew J. Murphy | Mgmt | For | For | |||||
10 | Elect Paul S. Pressler | Mgmt | For | For | |||||
11 | Elect Mohak Shroff | Mgmt | For | For | |||||
12 | Elect Robert H. Swan | Mgmt | For | For | |||||
�� | 13 | Elect Perry M. Traquina | Mgmt | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
16 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
EOG Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EOG | CUSIP 26875P101 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Janet F. Clark | Mgmt | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | |||||
3 | Elect Robert P. Daniels | Mgmt | For | For | |||||
4 | Elect James C. Day | Mgmt | For | For | |||||
5 | Elect C. Christopher Gaut | Mgmt | For | For | |||||
6 | Elect Michael T. Kerr | Mgmt | For | For | |||||
7 | Elect Julie J. Robertson | Mgmt | For | For | |||||
8 | Elect Donald F. Textor | Mgmt | For | For | |||||
9 | Elect William R. Thomas | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Approval of the 2021 Omnibus Equity Compensation Plan | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Equity LifeStyle Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ELS | CUSIP 29472R108 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | |||||
1.2 | Elect Derrick Burks | Mgmt | For | For | |||||
1.3 | Elect Philip C. Calian | Mgmt | For | For | |||||
1.4 | Elect David J. Contis | Mgmt | For | For | |||||
1.5 | Elect Constance Freedman | Mgmt | For | For | |||||
1.6 | Elect Thomas P. Heneghan | Mgmt | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIS | CUSIP 31620M106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ellen R. Alemany | Mgmt | For | For | |||||
2 | Elect Jeffrey A. Goldstein | Mgmt | For | For | |||||
3 | Elect Lisa A. Hook | Mgmt | For | Against | |||||
4 | Elect Keith W. Hughes | Mgmt | For | For | |||||
5 | Elect Gary L. Lauer | Mgmt | For | For | |||||
6 | Elect Gary A. Norcross | Mgmt | For | For | |||||
7 | Elect Louise M. Parent | Mgmt | For | For | |||||
8 | Elect Brian T. Shea | Mgmt | For | For | |||||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | |||||
10 | Elect Jeffrey E. Stiefler | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GM | CUSIP 37045V100 | 06/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary T. Barra | Mgmt | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | |||||
3 | Elect Linda R. Gooden | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Jane L. Mendillo | Mgmt | For | For | |||||
6 | Elect Judith A. Miscik | Mgmt | For | For | |||||
7 | Elect Patricia F. Russo | Mgmt | For | For | |||||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | |||||
9 | Elect Carol M. Stephenson | Mgmt | For | For | |||||
10 | Elect Mark A. Tatum | Mgmt | For | For | |||||
11 | Elect Devin N. Wenig | Mgmt | For | For | |||||
12 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Net Zero Company Benchmark Executive Remuneration Indicator | ShrHoldr | Against | For | |||||
Gentex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GNTX | CUSIP 371901109 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Leslie Brown | Mgmt | For | For | |||||
1.2 | Elect Steve Downing | Mgmt | For | For | |||||
1.3 | Elect Gary Goode | Mgmt | For | For | |||||
1.4 | Elect James Hollars | Mgmt | For | For | |||||
1.5 | Elect Richard O. Schaum | Mgmt | For | For | |||||
1.6 | Elect Kathleen Starkoff | Mgmt | For | For | |||||
1.7 | Elect Brian C. Walker | Mgmt | For | For | |||||
1.8 | Elect James Wallace | Mgmt | For | For | |||||
1.9 | Elect Ling Zang | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
HCA Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HCA | CUSIP 40412C101 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas F. Frist III | Mgmt | For | For | |||||
2 | Elect Samuel N. Hazen | Mgmt | For | For | |||||
3 | Elect Meg G. Crofton | Mgmt | For | For | |||||
4 | Elect Robert J. Dennis | Mgmt | For | For | |||||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | |||||
6 | Elect William R. Frist | Mgmt | For | For | |||||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | |||||
8 | Elect Michael W. Michelson | Mgmt | For | For | |||||
9 | Elect Wayne J. Riley | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
13 | Shareholder Proposal Regarding Impact of Quality Metrics on Executive Compensation | ShrHoldr | Against | For | |||||
Hill-Rom Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HRC | CUSIP 431475102 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect William G. Dempsey | Mgmt | For | For | |||||
1.2 | Elect John P. Groetelaars | Mgmt | For | For | |||||
1.3 | Elect Gary L. Ellis | Mgmt | For | For | |||||
1.4 | Elect Stacy Enxing Seng | Mgmt | For | For | |||||
1.5 | Elect Mary Garrett | Mgmt | For | For | |||||
1.6 | Elect James R. Giertz | Mgmt | For | For | |||||
1.7 | Elect William H. Kucheman | Mgmt | For | For | |||||
1.8 | Elect Gregory J. Moore | Mgmt | For | For | |||||
1.9 | Elect Felicia F. Norwood | Mgmt | For | For | |||||
1.10 | Elect Nancy M. Schlichting | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Approval of the 2021 Stock Incentive Plan | Mgmt | For | For | |||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HON | CUSIP 438516106 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Darius Adamczyk | Mgmt | For | For | |||||
2 | Elect Duncan B. Angove | Mgmt | For | For | |||||
3 | Elect William S. Ayer | Mgmt | For | For | |||||
4 | Elect Kevin Burke | Mgmt | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | |||||
6 | Elect Deborah Flint | Mgmt | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | |||||
8 | Elect Grace D. Lieblein | Mgmt | For | For | |||||
9 | Elect Raymond T. Odierno | Mgmt | For | For | |||||
10 | Elect George Paz | Mgmt | For | For | |||||
11 | Elect Robin L. Washington | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Humana Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HUM | CUSIP 444859102 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | |||||
2 | Elect Raquel C. Bono | Mgmt | For | For | |||||
3 | Elect Bruce D. Broussard | Mgmt | For | For | |||||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | |||||
5 | Elect Wayne A.I. Frederick | Mgmt | For | For | |||||
6 | Elect John W. Garratt | Mgmt | For | For | |||||
7 | Elect David A. Jones Jr. | Mgmt | For | For | |||||
8 | Elect Karen W. Katz | Mgmt | For | For | |||||
9 | Elect Marcy S. Klevorn | Mgmt | For | For | |||||
10 | Elect William J. McDonald | Mgmt | For | For | |||||
11 | Elect Jorge S. Mesquita | Mgmt | For | For | |||||
12 | Elect James J. O'Brien | Mgmt | For | For | |||||
13 | Elect Marissa T. Peterson | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Intercontinental Exchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICE | CUSIP 45866F104 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | |||||
2 | Elect Shantella E. Cooper | Mgmt | For | For | |||||
3 | Elect Charles R. Crisp | Mgmt | For | For | |||||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | |||||
6 | Elect Mark F. Mulhern | Mgmt | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | |||||
9 | Elect Caroline Silver | Mgmt | For | For | |||||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | |||||
11 | Elect Judith A. Sprieser | Mgmt | For | For | |||||
12 | Elect Vincent S. Tese | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JNJ | CUSIP 478160104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | |||||
9 | Elect Anne Mulcahy | Mgmt | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | |||||
13 | Elect Nadja Y. West | Mgmt | For | For | |||||
14 | Elect Ronald A. Williams | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Against | Against | |||||
20 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Against | |||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JPM | CUSIP 46625H100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | |||||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
Lam Research Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LRCX | CUSIP 512807108 | 11/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Sohail U. Ahmed | Mgmt | For | For | |||||
1.2 | Elect Timothy M. Archer | Mgmt | For | For | |||||
1.3 | Elect Eric K. Brandt | Mgmt | For | For | |||||
1.4 | Elect Michael R. Cannon | Mgmt | For | For | |||||
1.5 | Elect Catherine P. Lego | Mgmt | For | For | |||||
1.6 | Elect Bethany J. Mayer | Mgmt | For | For | |||||
1.7 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | |||||
1.8 | Elect Lih-Shyng (Rick L.) Tsai | Mgmt | For | For | |||||
1.9 | Elect Leslie F. Varon | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Lennar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LEN | CUSIP 526057104 | 04/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Amy L. Banse | Mgmt | For | For | |||||
2 | Elect Richard Beckwitt | Mgmt | For | For | |||||
3 | Elect Steven L. Gerard | Mgmt | For | For | |||||
4 | Elect Theron I. Gilliam | Mgmt | For | For | |||||
5 | Elect Sherrill W. Hudson | Mgmt | For | For | |||||
6 | Elect Jonathan M. Jaffe | Mgmt | For | For | |||||
7 | Elect Sidney Lapidus | Mgmt | For | For | |||||
8 | Elect Teri P. McClure | Mgmt | For | For | |||||
9 | Elect Stuart A. Miller | Mgmt | For | For | |||||
10 | Elect Armando J. Olivera | Mgmt | For | For | |||||
11 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MCD | CUSIP 580135101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Medtronic Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDT | CUSIP G5960L103 | 12/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | |||||
6 | Elect Michael O. Leavitt | Mgmt | For | For | |||||
7 | Elect James T. Lenehan | Mgmt | For | For | |||||
8 | Elect Kevin E. Lofton | Mgmt | For | For | |||||
9 | Elect Geoffrey S. Martha | Mgmt | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Mid-America Apartment Communities, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MAA | CUSIP 59522J103 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | |||||
2 | Elect Alan B. Graf, Jr. | Mgmt | For | For | |||||
3 | Elect Toni Jennings | Mgmt | For | For | |||||
4 | Elect Edith Kelly-Green | Mgmt | For | For | |||||
5 | Elect James K. Lowder | Mgmt | For | For | |||||
6 | Elect Thomas H. Lowder | Mgmt | For | For | |||||
7 | Elect Monica McGurk | Mgmt | For | For | |||||
8 | Elect Claude B. Nielsen | Mgmt | For | For | |||||
9 | Elect Philip W. Norwood | Mgmt | For | For | |||||
10 | Elect W. Reid Sanders | Mgmt | For | For | |||||
11 | Elect Gary Shorb | Mgmt | For | For | |||||
12 | Elect David P. Stockert | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Monster Beverage Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MNST | CUSIP 61174X109 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | |||||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | |||||
1.3 | Elect Mark J. Hall | Mgmt | For | For | |||||
1.4 | Elect James Leonard Dinkins | Mgmt | For | For | |||||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | |||||
1.6 | Elect Jeanne P. Jackson | Mgmt | For | For | |||||
1.7 | Elect Steven G. Pizula | Mgmt | For | For | |||||
1.8 | Elect Benjamin M. Polk | Mgmt | For | For | |||||
1.9 | Elect Mark S. Vidergauz | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Bylaw Amendment for Annual Proxy Vote and Report on Climate Change | ShrHoldr | Against | For | |||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MS | CUSIP 617446448 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Elizabeth Corley | Mgmt | For | For | |||||
2 | Elect Alistair Darling | Mgmt | For | For | |||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | |||||
4 | Elect James P. Gorman | Mgmt | For | For | |||||
5 | Elect Robert H. Herz | Mgmt | For | For | |||||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | |||||
7 | Elect Hironori Kamezawa | Mgmt | For | For | |||||
8 | Elect Shelley B. Leibowitz | Mgmt | For | For | |||||
9 | Elect Stephen J. Luczo | Mgmt | For | For | |||||
10 | Elect Judith A. Miscik | Mgmt | For | For | |||||
11 | Elect Dennis M. Nally | Mgmt | For | For | |||||
12 | Elect Mary L. Schapiro | Mgmt | For | For | |||||
13 | Elect Perry M. Traquina | Mgmt | For | For | |||||
14 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
17 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | |||||
Motorola Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSI | CUSIP 620076307 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | |||||
7 | Elect Joseph M. Tucci | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEE | CUSIP 65339F101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | |||||
6 | Elect Amy B. Lane | Mgmt | For | For | |||||
7 | Elect David L. Porges | Mgmt | For | For | |||||
8 | Elect James L. Robo | Mgmt | For | For | |||||
9 | Elect Rudy E. Schupp | Mgmt | For | For | |||||
10 | Elect John L. Skolds | Mgmt | For | For | |||||
11 | Elect Lynn M. Utter | Mgmt | For | For | |||||
12 | Elect Darryl L. Wilson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Approval of the 2021 Long Term Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NKE | CUSIP 654106103 | 09/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | |||||
2 | Elect Peter B. Henry | Mgmt | For | For | |||||
3 | Elect Michelle A. Peluso | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOVN | CUSIP 66987V109 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | |||||
6 | Board Compensation | Mgmt | For | For | |||||
7 | Executive Compensation | Mgmt | For | For | |||||
8 | Compensation Report | Mgmt | For | For | |||||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | For | |||||
10 | Elect Nancy C. Andrews | Mgmt | For | For | |||||
11 | Elect Ton Buchner | Mgmt | For | For | |||||
12 | Elect Patrice Bula | Mgmt | For | For | |||||
13 | Elect Elizabeth Doherty | Mgmt | For | For | |||||
14 | Elect Ann M. Fudge | Mgmt | For | For | |||||
15 | Elect Bridgette P. Heller | Mgmt | For | For | |||||
16 | Elect Frans van Houten | Mgmt | For | For | |||||
17 | Elect Simon Moroney | Mgmt | For | For | |||||
18 | Elect Andreas von Planta | Mgmt | For | For | |||||
19 | Elect Charles L. Sawyers | Mgmt | For | For | |||||
20 | Elect Enrico Vanni | Mgmt | For | For | |||||
21 | Elect William T. Winters | Mgmt | For | For | |||||
22 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | For | |||||
23 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | For | |||||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | |||||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | |||||
26 | Elect Simon Moroney as Compensation Committee Member | Mgmt | For | For | |||||
27 | Appointment of Auditor | Mgmt | For | For | |||||
28 | Appointment of Independent Proxy | Mgmt | For | For | |||||
29 | Amendments to Articles (Term of Office) | Mgmt | For | For | |||||
30 | Additional or Amended Proposals | Mgmt | For | Against | |||||
Packaging Corporation of America | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PKG | CUSIP 695156109 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | |||||
2 | Elect Duane C. Farrington | Mgmt | For | For | |||||
3 | Elect Donna A. Harman | Mgmt | For | For | |||||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | |||||
5 | Elect Robert C. Lyons | Mgmt | For | For | |||||
6 | Elect Thomas P. Maurer | Mgmt | For | For | |||||
7 | Elect Samuel Mencoff | Mgmt | For | For | |||||
8 | Elect Roger B. Porter | Mgmt | For | For | |||||
9 | Elect Thomas S. Souleles | Mgmt | For | For | |||||
10 | Elect Paul T. Stecko | Mgmt | For | For | |||||
11 | Elect James D. Woodrum | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PM | CUSIP 718172109 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brant (Bonin) Bough | Mgmt | For | For | |||||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | |||||
3 | Elect Michel Combes | Mgmt | For | For | |||||
4 | Elect Juan Jose Daboub | Mgmt | For | For | |||||
5 | Elect Werner Geissler | Mgmt | For | For | |||||
6 | Elect Lisa A. Hook | Mgmt | For | Against | |||||
7 | Elect Jun Makihara | Mgmt | For | For | |||||
8 | Elect Kalpana Morparia | Mgmt | For | For | |||||
9 | Elect Lucio A. Noto | Mgmt | For | For | |||||
10 | Elect Jacek Olczak | Mgmt | For | For | |||||
11 | Elect Frederik Paulsen | Mgmt | For | For | |||||
12 | Elect Robert B. Polet | Mgmt | For | For | |||||
13 | Elect Shlomo Yanai | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Pioneer Natural Resources Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PXD | CUSIP 723787107 | 01/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Parsley | Mgmt | For | For | |||||
Pioneer Natural Resources Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PXD | CUSIP 723787107 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect A.R. Alameddine | Mgmt | For | For | |||||
2 | Elect Edison C. Buchanan | Mgmt | For | For | |||||
3 | Elect Matthew Gallagher | Mgmt | For | For | |||||
4 | Elect Phillip A. Gobe | Mgmt | For | For | |||||
5 | Elect Larry R. Grillot | Mgmt | For | For | |||||
6 | Elect Stacy P. Methvin | Mgmt | For | For | |||||
7 | Elect Royce W. Mitchell | Mgmt | For | For | |||||
8 | Elect Frank A. Risch | Mgmt | For | For | |||||
9 | Elect Scott D. Sheffield | Mgmt | For | For | |||||
10 | Elect J. Kenneth Thompson | Mgmt | For | For | |||||
11 | Elect Phoebe A. Wood | Mgmt | For | For | |||||
12 | Elect Michael D. Wortley | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
Procter & Gamble Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PG | CUSIP 742718109 | 10/13/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Francis S. Blake | Mgmt | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Debra L. Lee | Mgmt | For | For | |||||
6 | Elect Terry J. Lundgren | Mgmt | For | For | |||||
7 | Elect Christine M. McCarthy | Mgmt | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | |||||
9 | Elect Nelson Peltz | Mgmt | For | For | |||||
10 | Elect David. S. Taylor | Mgmt | For | For | |||||
11 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the Stock Ownership Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | |||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLD | CUSIP 74340W103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QCOM | CUSIP 747525103 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sylvia Acevedo | Mgmt | For | For | |||||
2 | Elect Mark Fields | Mgmt | For | For | |||||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | |||||
4 | Elect Gregory N. Johnson | Mgmt | For | For | |||||
5 | Elect Ann M. Livermore | Mgmt | For | For | |||||
6 | Elect Harish Manwani | Mgmt | For | For | |||||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | |||||
8 | Elect Jamie S. Miller | Mgmt | For | For | |||||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | |||||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | |||||
11 | Elect Irene B. Rosenfeld | Mgmt | For | For | |||||
12 | Elect Neil Smit | Mgmt | For | For | |||||
13 | Elect Jean-Pascal Tricoire | Mgmt | For | For | |||||
14 | Elect Anthony J. Vinciquerra | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Regeneron Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REGN | CUSIP 75886F107 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect N. Anthony Coles | Mgmt | For | Against | |||||
2 | Elect Arthur F. Ryan | Mgmt | For | Against | |||||
3 | Elect George L. Sing | Mgmt | For | Against | |||||
4 | Elect Marc Tessier-Lavigne | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
ServiceNow, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOW | CUSIP 81762P102 | 06/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan L. Bostrom | Mgmt | For | For | |||||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | |||||
3 | Elect Lawrence J Jackson, Jr. | Mgmt | For | For | |||||
4 | Elect Frederic B. Luddy | Mgmt | For | For | |||||
5 | Elect Jeffrey A. Miller | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Adoption of Shareholder Right to Call Special Meetings | Mgmt | For | For | |||||
9 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
10 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Steel Dynamics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STLD | CUSIP 858119100 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mark D. Millett | Mgmt | For | For | |||||
1.2 | Elect Sheree Bargabos | Mgmt | For | For | |||||
1.3 | Elect Keith E. Busse | Mgmt | For | For | |||||
1.4 | Elect Frank D. Byrne | Mgmt | For | For | |||||
1.5 | Elect Kenneth W. Cornew | Mgmt | For | For | |||||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | |||||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | |||||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | |||||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | |||||
1.10 | Elect Steven A. Sonnenberg | Mgmt | For | For | |||||
1.11 | Elect Richard P. Teets, Jr. | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
T-Mobile US, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TMUS | CUSIP 872590104 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Marcelo Claure | Mgmt | For | For | |||||
1.2 | Elect Srikant M. Datar | Mgmt | For | For | |||||
1.3 | Elect Bavan M. Holloway | Mgmt | For | For | |||||
1.4 | Elect Timotheus Hottges | Mgmt | For | For | |||||
1.5 | Elect Christian P. Illek | Mgmt | For | For | |||||
1.6 | Elect Raphael Kubler | Mgmt | For | For | |||||
1.7 | Elect Thorsten Langheim | Mgmt | For | For | |||||
1.8 | Elect Dominique Leroy | Mgmt | For | For | |||||
1.9 | Elect G. Michael Sievert | Mgmt | For | For | |||||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | |||||
1.11 | Elect Omar Tazi | Mgmt | For | For | |||||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | |||||
1.13 | Elect Michael Wilkens | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TEL | CUSIP H84989104 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | |||||
2 | Elect Terrence R. Curtin | Mgmt | For | For | |||||
3 | Elect Carol A. Davidson | Mgmt | For | For | |||||
4 | Elect Lynn A. Dugle | Mgmt | For | For | |||||
5 | Elect William A. Jeffrey | Mgmt | For | For | |||||
6 | Elect David M. Kerko | Mgmt | For | Against | |||||
7 | Elect Thomas J. Lynch | Mgmt | For | For | |||||
8 | Elect Heath A. Mitts | Mgmt | For | Against | |||||
9 | Elect Yong Nam | Mgmt | For | For | |||||
10 | Elect Daniel J. Phelan | Mgmt | For | For | |||||
11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | |||||
12 | Elect Mark C. Trudeau | Mgmt | For | For | |||||
13 | Elect Dawn C. Willoughby | Mgmt | For | For | |||||
14 | Elect Laura H. Wright | Mgmt | For | For | |||||
15 | Appoint Thomas J. Lynch as Board Chair | Mgmt | For | For | |||||
16 | Elect Daniel J. Phelan as Management Development and Compensation Committee Member | Mgmt | For | For | |||||
17 | Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member | Mgmt | For | For | |||||
18 | Elect Mark C. Trudeau as Management Development and Compensation Committee Member | Mgmt | For | For | |||||
19 | Elect Dawn C. Willoughby as Management Development and Compensation Committee Member | Mgmt | For | For | |||||
20 | Appointment of Independent Proxy | Mgmt | For | For | |||||
21 | Approval of Annual Report | Mgmt | For | For | |||||
22 | Approval of Statutory Financial Statements | Mgmt | For | For | |||||
23 | Approval of Consolidated Financial Statements | Mgmt | For | For | |||||
24 | Ratification of Board and Management Acts | Mgmt | For | For | |||||
25 | Appointment of Auditor | Mgmt | For | For | |||||
26 | Appointment of Swiss Registered Auditor | Mgmt | For | For | |||||
27 | Appointment of Special Auditor | Mgmt | For | For | |||||
28 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
29 | Executive Compensation | Mgmt | For | For | |||||
30 | Board Compensation | Mgmt | For | For | |||||
31 | Allocation of Profits | Mgmt | For | For | |||||
32 | Dividend from Reserves | Mgmt | For | For | |||||
33 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | For | |||||
34 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
35 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | |||||
36 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Teladoc Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDOC | CUSIP 87918A105 | 05/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Christopher Bischoff | Mgmt | For | For | |||||
2 | Elect Karen L. Daniel | Mgmt | For | For | |||||
3 | Elect Sandra Fenwick | Mgmt | For | For | |||||
4 | Elect William H. Frist | Mgmt | For | For | |||||
5 | Elect Jason Gorevic | Mgmt | For | For | |||||
6 | Elect Catherine A. Jacobson | Mgmt | For | For | |||||
7 | Elect Thomas G. McKinley | Mgmt | For | For | |||||
8 | Elect Kenneth H. Paulus | Mgmt | For | For | |||||
9 | Elect David L. Shedlarz | Mgmt | For | For | |||||
10 | Elect Mark Douglas Smith | Mgmt | For | For | |||||
11 | Elect David B. Snow, Jr. | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TXN | CUSIP 882508104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | |||||
The Cooper Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COO | CUSIP 216648402 | 03/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Colleen E. Jay | Mgmt | For | For | |||||
2 | Elect William A. Kozy | Mgmt | For | For | |||||
3 | Elect Jody S. Lindell | Mgmt | For | For | |||||
4 | Elect Teresa S. Madden | Mgmt | For | For | |||||
5 | Elect Gary S. Petersmeyer | Mgmt | For | For | |||||
6 | Elect Robert S. Weiss | Mgmt | For | For | |||||
7 | Elect Albert G. White III | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HIG | CUSIP 416515104 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | |||||
2 | Elect Larry D. De Shon | Mgmt | For | For | |||||
3 | Elect Carlos Dominguez | Mgmt | For | For | |||||
4 | Elect Trevor Fetter | Mgmt | For | For | |||||
5 | Elect Donna A. James | Mgmt | For | For | |||||
6 | Elect Kathryn A. Mikells | Mgmt | For | For | |||||
7 | Elect Michael G. Morris | Mgmt | For | For | |||||
8 | Elect Teresa W. Roseborough | Mgmt | For | For | |||||
9 | Elect Virginia P. Ruesterholz | Mgmt | For | For | |||||
10 | Elect Christopher J. Swift | Mgmt | For | For | |||||
11 | Elect Matthew E. Winter | Mgmt | For | For | |||||
12 | Elect Greig Woodring | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HD | CUSIP 437076102 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | For | |||||
The Progressive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PGR | CUSIP 743315103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | |||||
8 | Elect Devin C. Johnson | Mgmt | For | For | |||||
9 | Elect Jeffrey D. Kelly | Mgmt | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TMO | CUSIP 883556102 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Marc N. Casper | Mgmt | For | For | |||||
2 | Elect Nelson J. Chai | Mgmt | For | For | |||||
3 | Elect C. Martin Harris | Mgmt | For | For | |||||
4 | Elect Tyler Jacks | Mgmt | For | For | |||||
5 | Elect R. Alexandra Keith | Mgmt | For | For | |||||
6 | Elect Thomas J. Lynch | Mgmt | For | For | |||||
7 | Elect Jim P. Manzi | Mgmt | For | For | |||||
8 | Elect James C. Mullen | Mgmt | For | For | |||||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | |||||
10 | Elect Debora L. Spar | Mgmt | For | For | |||||
11 | Elect Scott M. Sperling | Mgmt | For | For | |||||
12 | Elect Dion J. Weisler | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
United Rentals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
URI | CUSIP 911363109 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | |||||
2 | Elect Marc A. Bruno | Mgmt | For | For | |||||
3 | Elect Matthew J. Flannery | Mgmt | For | For | |||||
4 | Elect Bobby J. Griffin | Mgmt | For | For | |||||
5 | Elect Kim Harris Jones | Mgmt | For | For | |||||
6 | Elect Terri L. Kelly | Mgmt | For | For | |||||
7 | Elect Michael J. Kneeland | Mgmt | For | For | |||||
8 | Elect Gracia C. Martore | Mgmt | For | For | |||||
9 | Elect Filippo Passerini | Mgmt | For | For | |||||
10 | Elect Donald C. Roof | Mgmt | For | For | |||||
11 | Elect Shiv Singh | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VZ | CUSIP 92343V104 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | |||||
2 | Elect Roxanne S. Austin | Mgmt | For | For | |||||
3 | Elect Mark T. Bertolini | Mgmt | For | For | |||||
4 | Elect Melanie L. Healey | Mgmt | For | For | |||||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | |||||
6 | Elect Daniel H. Schulman | Mgmt | For | For | |||||
7 | Elect Rodney E. Slater | Mgmt | For | For | |||||
8 | Elect Hans Vestberg | Mgmt | For | For | |||||
9 | Elect Gregory G. Weaver | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
13 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | |||||
14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | |||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
V | CUSIP 92826C839 | 01/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | |||||
2 | Elect Mary B. Cranston | Mgmt | For | For | |||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | |||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | |||||
5 | Elect Ramon L. Laguarta | Mgmt | For | For | |||||
6 | Elect John F. Lundgren | Mgmt | For | For | |||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | |||||
8 | Elect Denise M. Morrison | Mgmt | For | For | |||||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
10 | Elect Linda J. Rendle | Mgmt | For | For | |||||
11 | Elect John A.C. Swainson | Mgmt | For | For | |||||
12 | Elect Maynard G. Webb | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Right to Call Special Meetings | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Against | For | |||||
Vistra Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VST | CUSIP 92840M102 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Scott B. Helm | Mgmt | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | |||||
3 | Elect Arcilia C. Acosta | Mgmt | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | |||||
8 | Elect Jeff D. Hunter | Mgmt | For | For | |||||
9 | Elect Curtis A. Morgan | Mgmt | For | For | |||||
10 | Elect John R. Sult | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Zebra Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZBRA | CUSIP 989207105 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | |||||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | |||||
1.3 | Elect Ross W. Manire | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Zoetis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZTS | CUSIP 98978V103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sanjay Khosla | Mgmt | For | For | |||||
2 | Elect Antoinette R. Leatherberry | Mgmt | For | For | |||||
3 | Elect Willie M. Reed | Mgmt | For | For | |||||
4 | Elect Linda Rhodes | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
Fund Name : Neuberger Berman International Equity Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Adidas AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADS | CINS D0066B185 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Elect Jackie Joyner-Kersee as Supervisory Board Member | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
14 | Amendments to Articles | Mgmt | For | For | |||||
15 | Increase in Authorised Capital (Authorised Capital 2021/I) | Mgmt | For | For | |||||
16 | Increase in Authorised Capital (Authorised Capital III) | Mgmt | For | For | |||||
17 | Cancellation of Authorised Capital | Mgmt | For | For | |||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Adidas AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADS | CINS D0066B185 | 08/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Allocation of Profits | Mgmt | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | Against | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
10 | Amendments to Articles Regarding Virtual AGM Participation | Mgmt | For | For | |||||
11 | Elect Christian Klein as Supervisory Board Member | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
Aercap Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AER | CUSIP N00985106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification Of Supervisory Board Acts | Mgmt | For | For | |||||
3 | Merger/Acquisition | Mgmt | For | For | |||||
4 | Elect Aengus Kelly | Mgmt | For | For | |||||
5 | Elect Paul Dacier | Mgmt | For | For | |||||
6 | Elect Michael G. Walsh | Mgmt | For | For | |||||
7 | Elect James A. Lawrence | Mgmt | For | For | |||||
8 | Elect Jennifer VanBelle | Mgmt | For | For | |||||
9 | Equity Incentive Plan | Mgmt | For | For | |||||
10 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
17 | Authority to Suppress Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Additional Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Reduction of Capital through Cancellation of Shares | Mgmt | For | For | |||||
21 | Bundled Amendments | Mgmt | For | For | |||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1299 | CINS Y002A1105 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect LEE Yuan Siong | Mgmt | For | For | |||||
6 | Elect CHOW Chung Kong | Mgmt | For | For | |||||
7 | Elect John B. Harrison | Mgmt | For | For | |||||
8 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | |||||
9 | Elect Cesar V. Purisima | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Air Liquide S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AI | CINS F01764103 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
10 | Elect Xavier Huillard | Mgmt | For | For | |||||
11 | Elect Pierre Breber | Mgmt | For | For | |||||
12 | Elect Aiman Ezzat | Mgmt | For | For | |||||
13 | Elect Bertrand Dumazy | Mgmt | For | For | |||||
14 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
15 | 2020 Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | |||||
16 | 2020 Remuneration Report | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | For | |||||
18 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Greenshoe | Mgmt | For | For | |||||
22 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
23 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Alibaba Group Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BABA | CINS G01719114 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |||||
3 | Elect Maggie Wei WU | Mgmt | For | Against | |||||
4 | Elect Kabir MISRA | Mgmt | For | For | |||||
5 | Elect Walter Teh Ming KWAUK | Mgmt | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | |||||
Alimentation Couche-Tard Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATD.A | CUSIP 01626P304 | 09/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
2.1 | Elect Alain Bouchard | Mgmt | For | For | |||||
2.2 | Elect Melanie Kau | Mgmt | For | For | |||||
2.3 | Elect Jean Bernier | Mgmt | For | For | |||||
2.4 | Elect Eric Boyko | Mgmt | For | For | |||||
2.5 | Elect Jacques D'Amours | Mgmt | For | For | |||||
2.6 | Elect Janice L. Fields | Mgmt | For | For | |||||
2.7 | Elect Richard Fortin | Mgmt | For | For | |||||
2.8 | Elect Brian Hannasch | Mgmt | For | For | |||||
2.9 | Elect Marie Josee Lamothe | Mgmt | For | For | |||||
2.10 | Elect Monique F. Leroux | Mgmt | For | For | |||||
2.11 | Elect Real Plourde | Mgmt | For | For | |||||
2.12 | Elect Daniel Rabinowicz | Mgmt | For | For | |||||
2.13 | Elect Louis Tetu | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Linking Compensation to ESG Criteria | ShrHoldr | Against | For | |||||
5 | Shareholder Proposal Regarding Disclosure of Board Independence Qualifications | ShrHoldr | Against | For | |||||
6 | Shareholder Proposal Regarding Living Wage | ShrHoldr | Against | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | |||||
11 | Elect Byron O. Spruell | Mgmt | For | For | |||||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | For | For | |||||
18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | For | For | |||||
19 | Reduction in Share Premium Account | Mgmt | For | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Arkema | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AKE | CINS F0392W125 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
10 | Elect Thierry Pilenko | Mgmt | For | For | |||||
11 | Elect Sebastien Moynot | Mgmt | For | For | |||||
12 | Elect Ilse Henne | Mgmt | For | For | |||||
13 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
15 | 2020 Remuneration Report | Mgmt | For | For | |||||
16 | 2020 Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | |||||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
19 | Amendments to Articles Regarding Employee Shareholder Representatives And Shareholder Representation | Mgmt | For | For | |||||
20 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASML | CINS N07059202 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | Against | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Ratification of Management Board Acts | Mgmt | For | For | |||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
13 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | |||||
14 | Management Board Remuneration Policy | Mgmt | For | For | |||||
15 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Elect Birgit Conix to the Supervisory Board | Mgmt | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
25 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | |||||
28 | Authority to Repurchase Additional Shares | Mgmt | For | For | |||||
29 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASSAB | CINS W0817X204 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Accounts and Reports | Mgmt | For | For | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
13 | Ratification of Lars Renstrom | Mgmt | For | For | |||||
14 | Ratification of Carl Douglas | Mgmt | For | For | |||||
15 | Ratification of Eva Karlsson | Mgmt | For | For | |||||
16 | Ratification of Birgitta Klasen | Mgmt | For | For | |||||
17 | Ratification of Lena Olving | Mgmt | For | For | |||||
18 | Ratification of Sofia Schorling Hogberg | Mgmt | For | For | |||||
19 | Ratification of Jan Svensson | Mgmt | For | For | |||||
20 | Ratification of Joakim Weidemanis | Mgmt | For | For | |||||
21 | Ratification of Rune Hjalm | Mgmt | For | For | |||||
22 | Ratification of Mats Persson | Mgmt | For | For | |||||
23 | Ratification of Bjarne Johansson | Mgmt | For | For | |||||
24 | Ratification of Nadja Wikstrom | Mgmt | For | For | |||||
25 | Ratification of Nico Delvaux (CEO) | Mgmt | For | For | |||||
26 | Board Size | Mgmt | For | For | |||||
27 | Directors' Fees | Mgmt | For | For | |||||
28 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
29 | Election of Directors | Mgmt | For | For | |||||
30 | Appointment of Auditor | Mgmt | For | For | |||||
31 | Remuneration Report | Mgmt | For | For | |||||
32 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
33 | Adoption of Share-Based Incentives (LTI 2021) | Mgmt | For | For | |||||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASSAB | CINS W0817X204 | 11/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALV | CUSIP 052800109 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mikael Bratt | Mgmt | For | For | |||||
1.2 | Elect Laurie Brlas | Mgmt | For | For | |||||
1.3 | Elect Jan Carlson | Mgmt | For | For | |||||
1.4 | Elect Hasse Johansson | Mgmt | For | For | |||||
1.5 | Elect Leif Johansson | Mgmt | For | For | |||||
1.6 | Elect Franz-Josef Kortum | Mgmt | For | For | |||||
1.7 | Elect Frederic B. Lissalde | Mgmt | For | For | |||||
1.8 | Elect Min Liu | Mgmt | For | For | |||||
1.9 | Elect Xiaozhi Liu | Mgmt | For | For | |||||
1.10 | Elect Martin Lundstedt | Mgmt | For | For | |||||
1.11 | Elect Thaddeus J. Senko | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Barratt Developments plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BDEV | CINS G08288105 | 10/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Elect John M. Allan | Mgmt | For | For | |||||
5 | Elect David F. Thomas | Mgmt | For | For | |||||
6 | Elect Steven J. Boyes | Mgmt | For | For | |||||
7 | Elect Jessica White | Mgmt | For | For | |||||
8 | Elect Richard Akers | Mgmt | For | For | |||||
9 | Elect Nina Bibby | Mgmt | For | For | |||||
10 | Elect Jock F. Lennox | Mgmt | For | For | |||||
11 | Elect Sharon White | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
19 | Adoption of Amended Articles of Association | Mgmt | For | For | |||||
Bawag Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BG | CINS A0997C107 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
Bawag Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BG | CINS A0997C107 | 10/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Allocation of Profits | Mgmt | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | |||||
9 | Management Board Remuneration Policy | Mgmt | For | Against | |||||
10 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Biffa Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BIFF | CINS G1R62B102 | 07/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Elect Michael Averill | Mgmt | For | For | |||||
5 | Elect Gab Barbaro | Mgmt | For | For | |||||
6 | Elect Carol Chesney | Mgmt | For | For | |||||
7 | Elect Ken Lever | Mgmt | For | For | |||||
8 | Elect David Martin | Mgmt | For | For | |||||
9 | Elect Richard N. Pike | Mgmt | For | For | |||||
10 | Elect Michael Topham | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Brenntag SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BNR | CINS D12459117 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | |||||
14 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Bridgestone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
5108 | CINS J04578126 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Elect Shuichi Ishibashi | Mgmt | For | For | |||||
5 | Elect Masahiro Higashi | Mgmt | For | For | |||||
6 | Elect Scott T. Davis | Mgmt | For | For | |||||
7 | Elect Yuri Okina | Mgmt | For | For | |||||
8 | Elect Kenichi Masuda | Mgmt | For | For | |||||
9 | Elect Kenzo Yamamoto | Mgmt | For | For | |||||
10 | Elect Keiko Terui | Mgmt | For | For | |||||
11 | Elect Seiichi Sasa | Mgmt | For | For | |||||
12 | Elect Yojiro Shiba | Mgmt | For | For | |||||
13 | Elect Yoko Suzuki | Mgmt | For | For | |||||
14 | Elect Hideo Hara | Mgmt | For | For | |||||
15 | Elect Tsuyoshi Yoshimi | Mgmt | For | For | |||||
Bunzl plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BNZL | CINS G16968110 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect Peter Ventress | Mgmt | For | For | |||||
4 | Elect Frank van Zanten | Mgmt | For | For | |||||
5 | Elect Richard Howes | Mgmt | For | For | |||||
6 | Elect Vanda Murray | Mgmt | For | For | |||||
7 | Elect Lloyd Pitchford | Mgmt | For | For | |||||
8 | Elect Stephan Ronald Nanninga | Mgmt | For | For | |||||
9 | Elect Vin Murria | Mgmt | For | For | |||||
10 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
14 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
15 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
16 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
17 | Savings-Related Share Option Scheme | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
23 | Adoption of New Articles | Mgmt | For | For | |||||
Check Point Software Technologies | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHKP | CUSIP M22465104 | 08/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gil Shwed | Mgmt | For | For | |||||
2 | Elect Jerry Ungerman | Mgmt | For | For | |||||
3 | Elect Dan Propper | Mgmt | For | For | |||||
4 | Elect Tal Shavit | Mgmt | For | For | |||||
5 | Elect Eyal Waldman | Mgmt | For | For | |||||
6 | Elect Shai Weiss | Mgmt | For | For | |||||
7 | Elect Irwin Federman | Mgmt | For | For | |||||
8 | Elect Ray Rothrock | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Option Grant of CEO | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Confirmation of Controlling Shareholder | Mgmt | N/A | N/A | |||||
13 | Confirmation of Controlling Shareholder | Mgmt | N/A | N/A | |||||
Clinigen Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLIN | CINS G2R22L107 | 11/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Peter V. Allen | Mgmt | For | For | |||||
5 | Elect Ian J. Nicholson | Mgmt | For | For | |||||
6 | Elect Anne Hyland | Mgmt | For | For | |||||
7 | Elect Alan K. Boyd | Mgmt | For | Against | |||||
8 | Elect Shaun Chilton | Mgmt | For | For | |||||
9 | Elect Nick Keher | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
12 | Authorisation of Political Donations | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
CRH Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRH | CINS G25508105 | 02/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
5 | Cancellation of Income Shares (Simplification) | Mgmt | For | For | |||||
6 | Reduction in Authorized Capital (Simplification) | Mgmt | For | For | |||||
7 | Amendments to Articles (Simplification) | Mgmt | For | For | |||||
CRH Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRH | CINS G25508105 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Final Dividend | Mgmt | For | For | |||||
6 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
7 | Elect Richard Boucher | Mgmt | For | For | |||||
8 | Elect Caroline Dowling | Mgmt | For | For | |||||
9 | Elect Richard H. Fearon | Mgmt | For | For | |||||
10 | Elect Johan Karlstrom | Mgmt | For | For | |||||
11 | Elect Shaun Kelly | Mgmt | For | For | |||||
12 | Elect Lamar McKay | Mgmt | For | For | |||||
13 | Elect Albert Manifold | Mgmt | For | For | |||||
14 | Elect Gillian L. Platt | Mgmt | For | For | |||||
15 | Elect Mary K. Rhinehart | Mgmt | For | For | |||||
16 | Elect Siobhan Talbot | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | |||||
24 | Scrip Dividend | Mgmt | For | For | |||||
25 | Savings-related Share Options Scheme | Mgmt | For | For | |||||
26 | Reduction in Share Premium Account | Mgmt | For | For | |||||
DAIKIN INDUSTRIES, LTD. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6367 | CINS J10038115 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Noriyuki Inoue | Mgmt | For | Against | |||||
4 | Elect Masanori Togawa | Mgmt | For | Against | |||||
5 | Elect Tatsuo Kawada | Mgmt | For | Against | |||||
6 | Elect Akiji Makino | Mgmt | For | For | |||||
7 | Elect Shingo Torii | Mgmt | For | For | |||||
8 | Elect Yuko Arai | Mgmt | For | For | |||||
9 | Elect Ken Tayano | Mgmt | For | For | |||||
10 | Elect Masatsugu Minaka | Mgmt | For | For | |||||
11 | Elect Takashi Matsuzaki | Mgmt | For | For | |||||
12 | Elect Kanwal Jeet Jawa | Mgmt | For | For | |||||
13 | Elect Yoshihiro Mineno | Mgmt | For | For | |||||
14 | Elect Ryu Yano as Statutory Auditor | Mgmt | For | Against | |||||
15 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | |||||
16 | Amendment to the Equity Compensation Plan | Mgmt | For | For | |||||
DBS Group Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
D05 | CINS Y20246107 | 03/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
4 | Elect Piyush Gupta | Mgmt | For | For | |||||
5 | Elect Punita Lal | Mgmt | For | For | |||||
6 | Elect Anthony LIM Weng Kin | Mgmt | For | For | |||||
7 | Authority to Issues Share under The California Sub-Plan | Mgmt | For | For | |||||
8 | Authority To Grant Awards And Issue Shares Under The Dbsh Share Plan | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
11 | Authority To Issue Shares Pursuant To The Dbsh Scrip Dividend Scheme | Mgmt | For | For | |||||
12 | Election of Presiding Chair; Minutes | Mgmt | For | For | |||||
DCC Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DCC | CINS G2689P101 | 02/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
DCC Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DCC | CINS G2689P101 | 07/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Remuneration Policy (Advisory) | Mgmt | For | For | |||||
5 | Elect Mark Breuer | Mgmt | For | For | |||||
6 | Elect Caroline Dowling | Mgmt | For | For | |||||
7 | Elect Tufan Erginbilgic | Mgmt | For | For | |||||
8 | Elect David C. Jukes | Mgmt | For | For | |||||
9 | Elect Pamela J. Kirby | Mgmt | For | For | |||||
10 | Elect Jane Lodge | Mgmt | For | For | |||||
11 | Elect Cormac McCarthy | Mgmt | For | For | |||||
12 | Elect John Moloney | Mgmt | For | For | |||||
13 | Elect Donal Murphy | Mgmt | For | For | |||||
14 | Elect Mark Ryan | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | |||||
21 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | |||||
Deutsche Boerse AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DB1 | CINS D1882G119 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Elect Karl-Heinz Flother | Mgmt | For | For | |||||
12 | Elect Andreas Gottschling | Mgmt | For | For | |||||
13 | Elect Martin Jetter | Mgmt | For | For | |||||
14 | Elect Barbara Lambert | Mgmt | For | For | |||||
15 | Elect Michael Martin Rudiger | Mgmt | For | For | |||||
16 | Elect Charles G.T. Stonehill | Mgmt | For | For | |||||
17 | Elect Clara-Christina Streit | Mgmt | For | For | |||||
18 | Elect Tan Chong Lee | Mgmt | For | For | |||||
19 | Increase in Authorised Capital | Mgmt | For | For | |||||
20 | Management Board Remuneration Policy | Mgmt | For | For | |||||
21 | Amendments to Articles (Location of AGM) | Mgmt | For | For | |||||
22 | Appointment of Auditor | Mgmt | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Diageo plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DGE | CINS G42089113 | 09/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Final Dividend | Mgmt | For | For | |||||
5 | Elect Melissa Bethell | Mgmt | For | For | |||||
6 | Elect Javier Ferran | Mgmt | For | For | |||||
7 | Elect Susan Kilsby | Mgmt | For | For | |||||
8 | Elect Lady Nicola Mendelsohn | Mgmt | For | For | |||||
9 | Elect Ivan Menezes | Mgmt | For | For | |||||
10 | Elect Kathryn A. Mikells | Mgmt | For | For | |||||
11 | Elect Alan Stewart | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Amendment to the 2001 Share Incentive Plan | Mgmt | For | For | |||||
17 | UK Sharesave Plan | Mgmt | For | For | |||||
18 | Deferred Bonus Share Plan | Mgmt | For | For | |||||
19 | International Share Plans | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
23 | Adoption of New Articles | Mgmt | For | For | |||||
24 | Ratification of Transactions | Mgmt | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Electrocomponents plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ECM | CINS G29848101 | 07/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Joan Wainwright | Mgmt | For | For | |||||
4 | Elect Bertrand Bodson | Mgmt | For | For | |||||
5 | Elect Louisa Burdett | Mgmt | For | For | |||||
6 | Elect David Egan | Mgmt | For | For | |||||
7 | Elect Karen J. Guerra | Mgmt | For | For | |||||
8 | Elect Peter Johnson | Mgmt | For | For | |||||
9 | Elect Bessie Lee | Mgmt | For | For | |||||
10 | Elect Simon Pryce | Mgmt | For | For | |||||
11 | Elect Lindsley Ruth | Mgmt | For | For | |||||
12 | Elect David Sleath | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Ferguson plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FERG | CINS G3421J106 | 07/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Adoption of New Articles (Additional U.S. Listing) | Mgmt | For | For | |||||
Ferguson Plc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FERG | CINS G3421J106 | 12/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Bill Brundage | Mgmt | For | For | |||||
5 | Elect Tessa Bamford | Mgmt | For | For | |||||
6 | Elect Geoff Drabble | Mgmt | For | For | |||||
7 | Elect Catherine A. Halligan | Mgmt | For | For | |||||
8 | Elect Kevin Murphy | Mgmt | For | For | |||||
9 | Elect Alan Murray | Mgmt | For | For | |||||
10 | Elect Thomas Schmitt | Mgmt | For | For | |||||
11 | Elect Nadia Shouraboura | Mgmt | For | For | |||||
12 | Elect Jacqueline Simmonds | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Fevertree Drinks Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FEVR | CINS G33929103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Bill Ronald | Mgmt | For | For | |||||
5 | Elect Tim Warrillow | Mgmt | For | For | |||||
6 | Elect Andrew Branchflower | Mgmt | For | For | |||||
7 | Elect Coline McConville | Mgmt | For | Against | |||||
8 | Elect Kevin Havelock | Mgmt | For | For | |||||
9 | Elect Jeff Popkin | Mgmt | For | For | |||||
10 | Elect Domenico J. De Lorenzo | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | |||||
Fujitsu Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6702 | CINS J15708159 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Takahito Tokita | Mgmt | For | For | |||||
3 | Elect Hidenori Furuta | Mgmt | For | For | |||||
4 | Elect Takeshi Isobe | Mgmt | For | For | |||||
5 | Elect Masami Yamamoto | Mgmt | For | For | |||||
6 | Elect Chiaki Mukai | Mgmt | For | For | |||||
7 | Elect Atsushi Abe | Mgmt | For | For | |||||
8 | Elect Yoshiko Kojo @ Yoshiko Kugu | Mgmt | For | For | |||||
9 | Elect Scott Callon | Mgmt | For | For | |||||
10 | Elect Kenichiro Sasae | Mgmt | For | For | |||||
11 | Elect Yoichi Hirose as Statutory Auditor | Mgmt | For | Against | |||||
12 | Elect Koichi Namba as Alternate Statutory Auditor | Mgmt | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | |||||
14 | Amendment to the Performance Linked Equity Compensation Plan | Mgmt | For | For | |||||
Gerresheimer AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GXI | CINS D2852S109 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Management Board Remuneration Policy | Mgmt | For | For | |||||
11 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
12 | Increase in Authorised Capital I | Mgmt | For | For | |||||
13 | Increase in Authorised Capital II | Mgmt | For | For | |||||
Heineken NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HEIA | CINS N39427211 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | Against | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | Against | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
16 | Elect Harold P.J. van den Broek to the Management Board | Mgmt | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Elect Maarten Das to the Supervisory Board | Mgmt | For | Against | |||||
19 | Elect Nitin Paranjpe to the Supervisory Board | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
HKBN Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1310 | CINS G45158105 | 12/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect William YEUNG Chu Kwong | Mgmt | For | Against | |||||
6 | Elect Suyi KIM | Mgmt | For | Against | |||||
7 | Elect Bradley Jay Horwitz | Mgmt | For | For | |||||
8 | Elect Stanley CHOW | Mgmt | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | |||||
13 | Authority to issue Repurchased Shares | Mgmt | For | Against | |||||
14 | Amendments to Articles of Association | Mgmt | For | For | |||||
Hoya Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7741 | CINS J22848105 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Yukako Uchinaga | Mgmt | For | For | |||||
3 | Elect Mitsudo Urano | Mgmt | For | For | |||||
4 | Elect Shuzo Kaihori | Mgmt | For | For | |||||
5 | Elect Hiroaki Yoshihara | Mgmt | For | For | |||||
6 | Elect Yasuyuki Abe | Mgmt | For | For | |||||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | |||||
Ibstock plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IBST | CINS G46956135 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Jonathan Nicholls | Mgmt | For | For | |||||
5 | Elect Louis Eperjesi | Mgmt | For | For | |||||
6 | Elect Tracey Graham | Mgmt | For | For | |||||
7 | Elect Claire L. Hawkings | Mgmt | For | For | |||||
8 | Elect Joseph Hudson | Mgmt | For | For | |||||
9 | Elect Chris M. McLeish | Mgmt | For | For | |||||
10 | Elect Justin R. Read | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Senior Managers Share Plan | Mgmt | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Ichigo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2337 | CINS J2382Y109 | 05/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Scott Callon | Mgmt | For | For | |||||
3 | Elect Takuma Hasegawa | Mgmt | For | Against | |||||
4 | Elect Minoru Ishihara | Mgmt | For | For | |||||
5 | Elect Eri Murai | Mgmt | For | For | |||||
6 | Elect Tetsuya Fujita | Mgmt | For | Against | |||||
7 | Elect Noriko Kawate | Mgmt | For | For | |||||
8 | Elect Yukio Suzuki | Mgmt | For | For | |||||
9 | Elect Masatoshi Matsuzaki | Mgmt | For | For | |||||
10 | Elect Nobuhide Nakaido | Mgmt | For | For | |||||
Infineon Technologies AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IFX | CINS D35415104 | 02/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratify Reinhard Ploss | Mgmt | For | For | |||||
10 | Ratify Helmut Gassel | Mgmt | For | For | |||||
11 | Ratify Jochen Hanebeck | Mgmt | For | For | |||||
12 | Ratify Sven Schneider | Mgmt | For | For | |||||
13 | Ratify Wolfgang Eder | Mgmt | For | For | |||||
14 | Ratify Peter Bauer | Mgmt | For | For | |||||
15 | Ratify Xiaoqun Clever | Mgmt | For | For | |||||
16 | Ratify Johann Dechant | Mgmt | For | For | |||||
17 | Ratify Herbert Diess | Mgmt | For | For | |||||
18 | Ratify Friedrich Eichiner | Mgmt | For | For | |||||
19 | Ratify Annette Engelfried | Mgmt | For | For | |||||
20 | Ratify Peter Gruber | Mgmt | For | For | |||||
21 | Ratify Gerhard Hobbach | Mgmt | For | For | |||||
22 | Ratify Hans-Ulrich Holdenried | Mgmt | For | For | |||||
23 | Ratify Renate Kocher | Mgmt | For | For | |||||
24 | Ratify Susanne Lachenmann | Mgmt | For | For | |||||
25 | Ratify Geraldine Picaud | Mgmt | For | For | |||||
26 | Ratify Manfred Puffer | Mgmt | For | For | |||||
27 | Ratify Melanie Riedl | Mgmt | For | For | |||||
28 | Ratify Kerstin Schulzendorf | Mgmt | For | For | |||||
29 | Ratify Jurgen Scholz | Mgmt | For | For | |||||
30 | Ratify Ulrich Spiesshofer | Mgmt | For | For | |||||
31 | Ratify Margret Suckale | Mgmt | For | For | |||||
32 | Ratify Eckart Sunner | Mgmt | For | For | |||||
33 | Ratify Diana Vitale | Mgmt | For | For | |||||
34 | Appointment of Auditor | Mgmt | For | For | |||||
35 | Management Board Remuneration Policy | Mgmt | For | For | |||||
36 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
37 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | |||||
38 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
39 | Amendments to Articles (Supervisory Board's Rules of Procedure) | Mgmt | For | For | |||||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
41 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Infosys Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFY | CUSIP 456788108 | 06/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect U. B. Pravin Rao | Mgmt | For | For | |||||
4 | Authority to Repurchase Shares | Mgmt | For | For | |||||
5 | Elect Michael Gibbs | Mgmt | For | For | |||||
6 | Elect Bobby Kanu Parikh | Mgmt | For | For | |||||
7 | Elect Chitra Nayak | Mgmt | For | For | |||||
8 | Revision of Remuneration of U.B. Pravin Rao (COO) | Mgmt | For | Against | |||||
Infraestructura Energetica Nova S.A.B. de C.V | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IENOVA | CINS P5R19K107 | 11/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Ratify Co-Option and Elect George William Bilicic; Election of Board Secretary | Mgmt | For | For | |||||
Infraestructura Energetica Nova S.A.B. de C.V | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IENOVA | CINS P5R19K107 | 11/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
2 | Cancellation of Shares | Mgmt | For | For | |||||
Infraestructura Energetica Nova S.A.B. de C.V | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IENOVA | CINS P5R19K107 | 11/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
3 | Election of Meeting Delegates | Mgmt | For | For | |||||
Intertrust NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTER | CINS N4584R101 | 03/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Shankar Iyer to the management board | Mgmt | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Intertrust NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTER | CINS N4584R101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Elect Toine van Laack to the Supervisory Board | Mgmt | For | For | |||||
12 | Elect Charlotte Emily Lambkin to the Supervisory Board | Mgmt | For | For | |||||
13 | Elect Paul James Willing to the Supervisory Board | Mgmt | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Julius Baer Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAER | CINS H4414N103 | 11/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
Julius Baer Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAER | CINS H4414N103 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits; Dividend from Reserves | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Board Compensation | Mgmt | For | N/A | |||||
8 | Executive Compensation (Cash-based Variable) | Mgmt | For | N/A | |||||
9 | Executive Compensation (Share-based Variable) | Mgmt | For | N/A | |||||
10 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
11 | Elect Romeo Lacher | Mgmt | For | N/A | |||||
12 | Elect Gilbert Achermann | Mgmt | For | N/A | |||||
13 | Elect Heinrich Baumann | Mgmt | For | N/A | |||||
14 | Elect Richard Campbell-Breeden | Mgmt | For | N/A | |||||
15 | Elect Ivo Furrer | Mgmt | For | N/A | |||||
16 | Elect Claire Giraut | Mgmt | For | N/A | |||||
17 | Elect Kathryn Shih | Mgmt | For | N/A | |||||
18 | Elect Eunice Zehnder-Lai | Mgmt | For | N/A | |||||
19 | Elect Olga Zoutendijk | Mgmt | For | N/A | |||||
20 | Elect David Nicol | Mgmt | For | N/A | |||||
21 | Appoint Romeo Lacher as Board Chair | Mgmt | For | N/A | |||||
22 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | N/A | |||||
23 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | N/A | |||||
24 | Elect Kathryn Shih as Compensation Committee Member | Mgmt | For | N/A | |||||
25 | Elect Eunice Zehnder-Lai as Compensation Committee Member | Mgmt | For | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | N/A | |||||
27 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
29 | Amendments to Articles (Removal of Obsolete Provisions) | Mgmt | For | N/A | |||||
Kao Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4452 | CINS J30642169 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Michitaka Sawada | Mgmt | For | For | |||||
4 | Elect Yoshihiro Hasebe | Mgmt | For | For | |||||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | |||||
6 | Elect Tomoharu Matsuda | Mgmt | For | For | |||||
7 | Elect Sonosuke Kadonaga | Mgmt | For | For | |||||
8 | Elect Osamu Shinobe | Mgmt | For | For | |||||
9 | Elect Chiaki Mukai | Mgmt | For | For | |||||
10 | Elect Nobuhide Hayashi | Mgmt | For | For | |||||
11 | Elect Sadanao Kawashima | Mgmt | For | For | |||||
12 | Elect Hideki Amano | Mgmt | For | For | |||||
13 | Amendments to Performance-Linked Equity Compensation Plan | Mgmt | For | For | |||||
KBC Groupe SA NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KBC | CINS B5337G162 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits | Mgmt | For | For | |||||
9 | Allocation of Dividend | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | For | |||||
11 | Remuneration Policy | Mgmt | For | For | |||||
12 | Ratification of Board Acts | Mgmt | For | Against | |||||
13 | Ratification of Auditor's Acts | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Elect Luc Popelier to the Board of Directors | Mgmt | For | For | |||||
16 | Elect Katelijn Callewaert to the Board of Directors | Mgmt | For | Against | |||||
17 | Elect Philippe Vlerick to the Board of Directors | Mgmt | For | Against | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
KBC Groupe SA NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KBC | CINS B5337G162 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Amendments to Articles (Article 2) | Mgmt | For | For | |||||
6 | Amendments to Articles (Article 3) | Mgmt | For | For | |||||
7 | Amendments to Articles (Article 4) | Mgmt | For | For | |||||
8 | Amendments to Articles (Article 8) | Mgmt | For | For | |||||
9 | Amendments to Articles (Article 10) | Mgmt | For | For | |||||
10 | Amendments to Articles (Article 12) | Mgmt | For | For | |||||
11 | Amendments to Articles (Article 13) | Mgmt | For | For | |||||
12 | Amendments to Articles (Article 15) | Mgmt | For | For | |||||
13 | Amendments to Articles (Article 16) | Mgmt | For | For | |||||
14 | Amendments to Articles (Article 16) | Mgmt | For | For | |||||
15 | Amendments to Articles (Article 20) | Mgmt | For | For | |||||
16 | Amendments to Articles (Article 22) | Mgmt | For | For | |||||
17 | Amendments to Articles (Article 27) | Mgmt | For | For | |||||
18 | Amendments to Articles (Article 27) | Mgmt | For | For | |||||
19 | Amendments to Articles (Article 28bis) | Mgmt | For | For | |||||
20 | Amendments to Articles (Article 30) | Mgmt | For | For | |||||
21 | Amendments to Articles (Article 32) | Mgmt | For | For | |||||
22 | Amendments to Articles (Article 35) | Mgmt | For | For | |||||
23 | Amendments to Articles (Title V and Article 36) | Mgmt | For | For | |||||
24 | Amendments to Articles (Article 41) | Mgmt | For | For | |||||
25 | Terminate Authority to Cancel Shares | Mgmt | For | For | |||||
26 | Authority to Coordinate Articles | Mgmt | For | For | |||||
27 | Authorisation of Legal Formalities (General Meeting) | Mgmt | For | For | |||||
28 | Authorisation of Legal Formalities (Power of Attorney) | Mgmt | For | For | |||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Kering | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KER | CINS F5433L103 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Elect Francois-Henri Pinault | Mgmt | For | For | |||||
10 | Elect Jean-Francois Palus | Mgmt | For | For | |||||
11 | Elect Heloise Temple-Boyer | Mgmt | For | For | |||||
12 | Elect Baudouin Prot | Mgmt | For | For | |||||
13 | 2020 Remuneration Report | Mgmt | For | For | |||||
14 | 2020 Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | Against | |||||
15 | 2020 Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | Against | |||||
17 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | 2021 Directors' Fees | Mgmt | For | For | |||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | |||||
25 | Authority to Set Offering Price of Shares | Mgmt | For | For | |||||
26 | Greenshoe | Mgmt | For | For | |||||
27 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
28 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KRZ | CINS G52416107 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KRZ | CINS G52416107 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Emer Gilvarry | Mgmt | For | For | |||||
5 | Elect Jinlong Wang | Mgmt | For | For | |||||
6 | Elect Gerry Behan | Mgmt | For | For | |||||
7 | Elect Hugh Brady | Mgmt | For | For | |||||
8 | Elect Gerard Culligan | Mgmt | For | For | |||||
9 | Elect Karin L. Dorrepaal | Mgmt | For | For | |||||
10 | Elect Marguerite Larkin | Mgmt | For | For | |||||
11 | Elect Tom Moran | Mgmt | For | For | |||||
12 | Elect Cornelius Murphy | Mgmt | For | For | |||||
13 | Elect Christopher Rogers | Mgmt | For | For | |||||
14 | Elect Edmond Scanlan | Mgmt | For | For | |||||
15 | Elect Philip Toomey | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
18 | Remuneration Policy (Advisory) | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Long-Term Incentive Plan | Mgmt | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Kinaxis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KXS | CUSIP 49448Q109 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John (Ian) Giffen | Mgmt | For | For | |||||
1.2 | Elect Robert Courteau | Mgmt | For | For | |||||
1.3 | Elect Gillian (Jill) Denham | Mgmt | For | For | |||||
1.4 | Elect Angel Mendez | Mgmt | For | For | |||||
1.5 | Elect Pamela Passman | Mgmt | For | For | |||||
1.6 | Elect Elizabeth (Betsy) Rafael | Mgmt | For | For | |||||
1.7 | Elect Kelly Thomas | Mgmt | For | For | |||||
1.8 | Elect John Sicard | Mgmt | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | |||||
4 | Amendment to the Share Unit Plan | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Koninklijke DSM NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSM | CINS N5017D122 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Amendments to Articles (Bundled) | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | For | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
12 | Elect Dimitri de Vreeze to the Management Board | Mgmt | For | For | |||||
13 | Elect Frits van Paasschen to the Supervisory Board | Mgmt | For | For | |||||
14 | Elect John Ramsay to the Supervisory Board | Mgmt | For | For | |||||
15 | Elect Carla M.C. Mahieu to the Supervisory Board | Mgmt | For | For | |||||
16 | Elect Corien M. Wortmann-Kool to the Supervisory Board | Mgmt | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights in Connection with a Rights Issue | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Cancellation of Shares | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Koninklijke Philips N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PHIA | CINS N7637U112 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | Against | |||||
11 | Ratification of Management Board Acts | Mgmt | For | For | |||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
13 | Elect Marnix J. van Ginneken to the Management Board | Mgmt | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
15 | Elect CHUA Sock Koong to the Supervisory Board | Mgmt | For | For | |||||
16 | Elect Indra K. Nooyi to the Supervisory Board | Mgmt | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Cancellation of Shares | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
London Stock Exchange Group | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSE | CINS G5689U103 | 11/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Divestment of Borsa Italiana to Euronext | Mgmt | For | For | |||||
London Stock Exchange Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSEG | CINS G5689U103 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Elect Jacques Aigrain | Mgmt | For | For | |||||
5 | Elect Dominic Blakemore | Mgmt | For | For | |||||
6 | Elect Kathleen DeRose | Mgmt | For | For | |||||
7 | Elect Cressida Hogg | Mgmt | For | For | |||||
8 | Elect Stephen O'Connor | Mgmt | For | For | |||||
9 | Elect Val Rahmani | Mgmt | For | For | |||||
10 | Elect Don Robert | Mgmt | For | For | |||||
11 | Elect David A. Schwimmer | Mgmt | For | For | |||||
12 | Elect Martin Brand | Mgmt | For | For | |||||
13 | Elect Erin Brown | Mgmt | For | For | |||||
14 | Elect Anna Manz | Mgmt | For | For | |||||
15 | Elect Douglas M. Steenland | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | |||||
20 | SAYE Option Plan | Mgmt | For | For | |||||
21 | Adoption of New Articles | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Lonza Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LONN | CINS H50524133 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | N/A | |||||
5 | Compensation Report | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Allocation of Profits/ Dividends | Mgmt | For | N/A | |||||
8 | Elect Werner J. Bauer | Mgmt | For | N/A | |||||
9 | Elect Albert M. Baehny | Mgmt | For | N/A | |||||
10 | Elect Dorothee Deuring | Mgmt | For | N/A | |||||
11 | Elect Angelica Kohlmann | Mgmt | For | N/A | |||||
12 | Elect Christoph Mader | Mgmt | For | N/A | |||||
13 | Elect Barbara M. Richmond | Mgmt | For | N/A | |||||
14 | Elect Jurgen B. Steinemann | Mgmt | For | N/A | |||||
15 | Elect Olivier Verscheure | Mgmt | For | N/A | |||||
16 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | N/A | |||||
17 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
22 | Board Compensation | Mgmt | For | N/A | |||||
23 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
24 | Executive Compensation (Short-term Variable) | Mgmt | For | N/A | |||||
25 | Executive Compensation (Long-term Variable) | Mgmt | For | N/A | |||||
26 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
27 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | N/A | |||||
Nexi SpA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEXI | CINS T6S18J104 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Cross-Border Merger by Incorporation | Mgmt | For | For | |||||
4 | Board Size | Mgmt | For | For | |||||
5 | Election of Two Directors | Mgmt | For | For | |||||
6 | Board Term Length | Mgmt | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nexi SpA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEXI | CINS T6S18J104 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nexi SpA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEXI | CINS T6S18J104 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Approval of Merger Plan and Amendment to Articles | Mgmt | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nordea Bank Abp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NDAFI | CINS X5S8VL105 | 03/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Board and CEO Acts | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Directors' Fees | Mgmt | For | For | |||||
13 | Board Size | Mgmt | For | For | |||||
14 | Election of Directors | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Issue Contingent Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Trade in Company Stock (Repurchase) | Mgmt | For | For | |||||
19 | Authority to Trade in Company Stock (Issuance) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Issuance of Treasury Shares | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOVN | CINS H5820Q150 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
7 | Authority to Repurchase Shares | Mgmt | For | N/A | |||||
8 | Board Compensation | Mgmt | For | N/A | |||||
9 | Executive Compensation | Mgmt | For | N/A | |||||
10 | Compensation Report | Mgmt | For | N/A | |||||
11 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | N/A | |||||
12 | Elect Nancy C. Andrews | Mgmt | For | N/A | |||||
13 | Elect Ton Buchner | Mgmt | For | N/A | |||||
14 | Elect Patrice Bula | Mgmt | For | N/A | |||||
15 | Elect Elizabeth Doherty | Mgmt | For | N/A | |||||
16 | Elect Ann M. Fudge | Mgmt | For | N/A | |||||
17 | Elect Bridgette P. Heller | Mgmt | For | N/A | |||||
18 | Elect Frans van Houten | Mgmt | For | N/A | |||||
19 | Elect Simon Moroney | Mgmt | For | N/A | |||||
20 | Elect Andreas von Planta | Mgmt | For | N/A | |||||
21 | Elect Charles L. Sawyers | Mgmt | For | N/A | |||||
22 | Elect Enrico Vanni | Mgmt | For | N/A | |||||
23 | Elect William T. Winters | Mgmt | For | N/A | |||||
24 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | N/A | |||||
25 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | N/A | |||||
26 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | N/A | |||||
27 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | N/A | |||||
28 | Elect Simon Moroney as Compensation Committee Member | Mgmt | For | N/A | |||||
29 | Appointment of Auditor | Mgmt | For | N/A | |||||
30 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
31 | Amendments to Articles (Term of Office) | Mgmt | For | N/A | |||||
32 | Additional or Amended Proposals | Mgmt | N/A | N/A | |||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NXPI | CUSIP N6596X109 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | |||||
3 | Elect Kurt Sievers | Mgmt | For | For | |||||
4 | Elect Peter L. Bonfield | Mgmt | For | For | |||||
5 | Elect Annette K. Clayton | Mgmt | For | For | |||||
6 | Elect Anthony Foxx | Mgmt | For | For | |||||
7 | Elect Kenneth A. Goldman | Mgmt | For | For | |||||
8 | Elect Josef Kaeser | Mgmt | For | For | |||||
9 | Elect Lena Olving | Mgmt | For | For | |||||
10 | Elect Peter Smitham | Mgmt | For | For | |||||
11 | Elect Julie Southern | Mgmt | For | For | |||||
12 | Elect Jasmin Staiblin | Mgmt | For | For | |||||
13 | Elect Gregory L. Summe | Mgmt | For | For | |||||
14 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
19 | Directors' Fees | Mgmt | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
OTSUKA CORPORATION | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4768 | CINS J6243L115 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Yuji Otsuka | Mgmt | For | For | |||||
4 | Elect Kazuyuki Katakura | Mgmt | For | For | |||||
5 | Elect Toshiyasu Takahashi | Mgmt | For | Against | |||||
6 | Elect Hironobu Tsurumi | Mgmt | For | For | |||||
7 | Elect Hironobu Saito | Mgmt | For | For | |||||
8 | Elect Katsuhiro Yano | Mgmt | For | For | |||||
9 | Elect Minoru Sakurai | Mgmt | For | For | |||||
10 | Elect Jiro Makino | Mgmt | For | Against | |||||
11 | Elect Tetsuo Saito | Mgmt | For | For | |||||
12 | Elect Makiko Hamabe | Mgmt | For | For | |||||
13 | Elect Tatsumi Murata as Statutory Auditor | Mgmt | For | For | |||||
14 | Retirement Allowances for Directors | Mgmt | For | Against | |||||
15 | Retirement Allowances for Statutory Auditor | Mgmt | For | Against | |||||
Partners Group Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PGHN | CINS H6120A101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Amendments to Articles | Mgmt | For | N/A | |||||
7 | Compensation Report | Mgmt | For | N/A | |||||
8 | Board Compensation (Short-Term) | Mgmt | For | N/A | |||||
9 | Board Compensation (Long-Term) | Mgmt | For | N/A | |||||
10 | Board Compensation ('Technical Non-Financial') | Mgmt | For | N/A | |||||
11 | Executive Compensation (Revision: Fixed FY2021) | Mgmt | For | N/A | |||||
12 | Executive Compensation (Fixed FY2022) | Mgmt | For | N/A | |||||
13 | Executive Compensation (Long-Term) | Mgmt | For | N/A | |||||
14 | Executive Compensation ('Technical Non-Financial') | Mgmt | For | N/A | |||||
15 | Elect Steffen Meister as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Marcel Erni | Mgmt | For | N/A | |||||
17 | Elect Alfred Gantner | Mgmt | For | N/A | |||||
18 | Elect Lisa A. Hook | Mgmt | For | N/A | |||||
19 | Elect Joseph P. Landy | Mgmt | For | N/A | |||||
20 | Elect Grace del Rosario-Castano | Mgmt | For | N/A | |||||
21 | Elect Martin Strobel | Mgmt | For | N/A | |||||
22 | Elect Urs Wietlisbach | Mgmt | For | N/A | |||||
23 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Chair | Mgmt | For | N/A | |||||
24 | Elect Lisa A. Hook as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
25 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
26 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
27 | Appointment of Auditor | Mgmt | For | N/A | |||||
Pernod Ricard | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RI | CINS F72027109 | 11/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Amendments to Articles Regarding Vote Counting | Mgmt | For | For | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Elect Alexandre Ricard | Mgmt | For | For | |||||
10 | Elect Cesar Giron | Mgmt | For | Against | |||||
11 | Elect Wolfgang Colberg | Mgmt | For | For | |||||
12 | Elect Virginie Fauvel | Mgmt | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | |||||
14 | Remuneration of Alexandre Ricard, Chair and CEO | Mgmt | For | For | |||||
15 | Remuneration Report | Mgmt | For | For | |||||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
17 | Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
20 | Relocation of Corporate Headquarters | Mgmt | For | For | |||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
23 | Amendments to Articles Regarding Written Consultation | Mgmt | For | For | |||||
24 | Amendments to Articles Regarding Remuneration | Mgmt | For | For | |||||
25 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRU | CINS G72899100 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Chua Sock Koong | Mgmt | For | For | |||||
4 | Elect Ming Lu | Mgmt | For | For | |||||
5 | Elect Jeanette Wong | Mgmt | For | For | |||||
6 | Elect Shriti Vadera | Mgmt | For | For | |||||
7 | Elect Jeremy Anderson | Mgmt | For | For | |||||
8 | Elect Mark FitzPatrick | Mgmt | For | For | |||||
9 | Elect David Law | Mgmt | For | For | |||||
10 | Elect Anthony Nightingale | Mgmt | For | For | |||||
11 | Elect Philip Remnant | Mgmt | For | For | |||||
12 | Elect Alice D. Schroeder | Mgmt | For | For | |||||
13 | Elect Stuart James Turner | Mgmt | For | For | |||||
14 | Elect Thomas R. Watjen | Mgmt | For | For | |||||
15 | Elect Michael A. Wells | Mgmt | For | For | |||||
16 | Elect Fields Wicker-Miurin | Mgmt | For | For | |||||
17 | Elect Yok Tak Amy Yip | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
25 | Authority to Repurchase Shares | Mgmt | For | For | |||||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
QIAGEN N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QGEN | CUSIP N72482123 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report | Mgmt | For | Against | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
5 | Elect Metin Colpan | Mgmt | For | For | |||||
6 | Elect Thomas Ebeling | Mgmt | For | For | |||||
7 | Elect Toralf Haag | Mgmt | For | For | |||||
8 | Elect Ross L. Levine | Mgmt | For | For | |||||
9 | Elect Elaine Mardis | Mgmt | For | For | |||||
10 | Elect Lawrence A. Rosen | Mgmt | For | For | |||||
11 | Elect Elizabeth E. Tallett | Mgmt | For | For | |||||
12 | Elect Thierry Bernard | Mgmt | For | For | |||||
13 | Elect Roland Sackers | Mgmt | For | For | |||||
14 | Management Board Remuneration Policy | Mgmt | For | Against | |||||
15 | Supervisory Board Remuneration Policy | Mgmt | For | Against | |||||
16 | Supervisory Board Members' Fees | Mgmt | For | Against | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Suppress Preemptive Rights for Mergers, Acquisitions and Strategic Alliances | Mgmt | For | Against | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Amendment to Articles In Connection with Changes to Dutch Law | Mgmt | For | For | |||||
Reckitt Benckiser Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RKT.L | CINS G74079107 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Andrew RJ Bonfield | Mgmt | For | For | |||||
5 | Elect Jeff Carr | Mgmt | For | For | |||||
6 | Elect Nicandro Durante | Mgmt | For | For | |||||
7 | Elect Mary Harris | Mgmt | For | For | |||||
8 | Elect Mehmood Khan | Mgmt | For | For | |||||
9 | Elect Pamela J. Kirby | Mgmt | For | For | |||||
10 | Elect Sara Mathew | Mgmt | For | For | |||||
11 | Elect Laxman Narasimhan | Mgmt | For | For | |||||
12 | Elect Christopher A. Sinclair | Mgmt | For | For | |||||
13 | Elect Elane B. Stock | Mgmt | For | For | |||||
14 | Elect Olivier Bohuon | Mgmt | For | For | |||||
15 | Elect Margherita Della Valle | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Amendments to Articles | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
RELX Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REL | CINS G7493L105 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
6 | Elect Paul Walker | Mgmt | For | For | |||||
7 | Elect June Felix | Mgmt | For | For | |||||
8 | Elect Erik Engstrom | Mgmt | For | For | |||||
9 | Elect Wolfhart Hauser | Mgmt | For | For | |||||
10 | Elect Charlotte Hogg | Mgmt | For | For | |||||
11 | Elect Marike van Lier Lels | Mgmt | For | For | |||||
12 | Elect Nicholas Luff | Mgmt | For | For | |||||
13 | Elect Robert J. MacLeod | Mgmt | For | For | |||||
14 | Elect Linda S. Sanford | Mgmt | For | For | |||||
15 | Elect Andrew J. Sukawaty | Mgmt | For | For | |||||
16 | Elect Suzanne Wood | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Rightmove Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RMV | CINS G7565D106 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
6 | Elect Alison Dolan | Mgmt | For | For | |||||
7 | Elect Andrew Fisher | Mgmt | For | For | |||||
8 | Elect Peter Brooks-Johnson | Mgmt | For | For | |||||
9 | Elect Jacqueline de Rojas | Mgmt | For | For | |||||
10 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | |||||
11 | Elect Andrew Findlay | Mgmt | For | For | |||||
12 | Elect Amit Tiwari | Mgmt | For | For | |||||
13 | Elect Lorna Tilbian | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
20 | Adoption of New Articles | Mgmt | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sanwa Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
5929 | CINS J6858G104 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Toshitaka Takayama | Mgmt | For | For | |||||
4 | Elect Yasushi Takayama | Mgmt | For | For | |||||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | |||||
6 | Elect Hiroyuki Yamazaki | Mgmt | For | For | |||||
7 | Elect Meiji Takayama | Mgmt | For | For | |||||
8 | Elect Masanaka Yokota | Mgmt | For | For | |||||
9 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
Sap SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SAP | CUSIP 803054204 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Ratification of Management Board Acts | Mgmt | For | For | |||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Elect Qi Lu | Mgmt | For | For | |||||
6 | Elect Rouven Westphal | Mgmt | For | For | |||||
7 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
8 | Amendment to Corporate Purpose | Mgmt | For | For | |||||
9 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
Sap SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SAP | CINS D66992104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Elect Qi Lu | Mgmt | For | For | |||||
11 | Elect Rouven Westphal | Mgmt | For | For | |||||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
13 | Amendment to Corporate Purpose | Mgmt | For | For | |||||
14 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
Savills plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SVS | CINS G78283119 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Elect Nicholas Ferguson | Mgmt | For | For | |||||
5 | Elect Mark Ridley | Mgmt | For | For | |||||
6 | Elect Timothy G. Freshwater | Mgmt | For | For | |||||
7 | Elect Simon Shaw | Mgmt | For | For | |||||
8 | Elect Stacey Cartwright | Mgmt | For | For | |||||
9 | Elect Florence Tondu-Melique | Mgmt | For | For | |||||
10 | Elect Dana G. Roffman | Mgmt | For | For | |||||
11 | Elect Philip Lee | Mgmt | For | For | |||||
12 | Elect Richard Orders | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Approval of Performance Share Plan | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Sbanken ASA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBANK | CINS R7565B108 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Election of Presiding Chair | Mgmt | For | N/A | |||||
7 | Agenda | Mgmt | For | N/A | |||||
8 | Minutes | Mgmt | For | N/A | |||||
9 | Accounts and Reports | Mgmt | For | N/A | |||||
10 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | N/A | |||||
12 | Directors' Fees | Mgmt | For | N/A | |||||
13 | Nomination Committee Fees | Mgmt | For | N/A | |||||
14 | Remuneration Policy | Mgmt | For | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
16 | Elect Susanne Munch Thore as Chair | Mgmt | For | N/A | |||||
17 | Elect Berit Henriksen | Mgmt | For | N/A | |||||
18 | Elect Oistein Widding | Mgmt | For | N/A | |||||
19 | Elect Niklas Midby as Chair | Mgmt | For | N/A | |||||
20 | Elect Mai-Lill Ibsen | Mgmt | For | N/A | |||||
21 | Elect Ragnhild Wiborg | Mgmt | For | N/A | |||||
22 | Elect Hermann Korsgaard | Mgmt | For | N/A | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | N/A | |||||
24 | Authority to Issue Hybrid capital instruments (Tier 1) | Mgmt | For | N/A | |||||
25 | Authority to Issue Subordinated debt (Tier 2) | Mgmt | For | N/A | |||||
26 | Authority to Issue Senior non-preferred debt (Tier 3) | Mgmt | For | N/A | |||||
27 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | N/A | |||||
Sbanken ASA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBANK | CINS R7565B108 | 12/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Election of Presiding Chair | Mgmt | For | N/A | |||||
6 | Agenda | Mgmt | For | N/A | |||||
7 | Minutes | Mgmt | For | N/A | |||||
8 | Authority to Distribute Dividends | Mgmt | For | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Schneider Electric SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SU | CINS F86921107 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
11 | 2020 Remuneration Report | Mgmt | For | For | |||||
12 | 2020 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Mgmt | For | For | |||||
13 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
15 | Elect Jean-Pascal Tricoire | Mgmt | For | For | |||||
16 | Elect Anna Ohlsson-Leijon | Mgmt | For | For | |||||
17 | Election of Thierry Jacquet (Employee Shareholder Representatives) | Mgmt | Against | For | |||||
18 | Election of Zennia Csikos (Employee Shareholder Representatives) | Mgmt | Against | For | |||||
19 | Elect Xiaoyun Ma (Employee Shareholder Representatives) | Mgmt | For | For | |||||
20 | Election of Malene Kvist Kristensen (Employee Shareholder Representatives) | Mgmt | Against | For | |||||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | |||||
25 | Greenshoe | Mgmt | For | For | |||||
26 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
28 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
29 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
31 | Amendments to Article Regarding Board Powers | Mgmt | For | For | |||||
32 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
SCSK Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9719 | CINS J70081104 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Elect Masao Tabuchi | Mgmt | For | For | |||||
4 | Elect Toru Tanihara | Mgmt | For | For | |||||
5 | Elect Koji Tamefusa | Mgmt | For | For | |||||
6 | Elect Tetsuya Fukunaga | Mgmt | For | For | |||||
7 | Elect Kei Kato | Mgmt | For | For | |||||
8 | Elect Bin Haga | Mgmt | For | For | |||||
9 | Elect Kiyoto Matsuda | Mgmt | For | For | |||||
10 | Elect Tetsuya Kubo | Mgmt | For | For | |||||
11 | Elect Yasunori Anzai | Mgmt | For | Against | |||||
12 | Elect Kimitoshi Yabuki | Mgmt | For | For | |||||
13 | Elect Masaichi Nakamura | Mgmt | For | For | |||||
SGS SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SGSN | CINS H7485A108 | 03/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
7 | Elect Calvin Grieder | Mgmt | For | N/A | |||||
8 | Elect Sami Atiya | Mgmt | For | N/A | |||||
9 | Elect Paul Desmarais, Jr. | Mgmt | For | N/A | |||||
10 | Elect Ian Gallienne | Mgmt | For | N/A | |||||
11 | Elect Shelby R. du Pasquier | Mgmt | For | N/A | |||||
12 | Elect Kory Sorenson | Mgmt | For | N/A | |||||
13 | Elect Tobias Hartmann | Mgmt | For | N/A | |||||
14 | Elect Janet S. Vergis | Mgmt | For | N/A | |||||
15 | Appoint Calvin Grieder as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Kory Sorenson as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Board Compensation | Mgmt | For | N/A | |||||
22 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | N/A | |||||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | N/A | |||||
25 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
26 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
Shenzhou International Group Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2313 | CINS G8087W101 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect HUANG Guanlin | Mgmt | For | For | |||||
6 | Elect MA Renhe | Mgmt | For | Against | |||||
7 | Elect ZHANG Bingsheng | Mgmt | For | For | |||||
8 | Elect LIU Chunhong | Mgmt | For | For | |||||
9 | Elect LIU Xinggao | Mgmt | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
Shionogi & Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4507 | CINS J74229105 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Isao Teshirogi | Mgmt | For | For | |||||
4 | Elect Takuko Sawada | Mgmt | For | For | |||||
5 | Elect Keiichi Ando | Mgmt | For | For | |||||
6 | Elect Hiroshi Ozaki | Mgmt | For | For | |||||
7 | Elect Fumi Takatsuki | Mgmt | For | For | |||||
8 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | |||||
SIG Combibloc Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SIGN | CINS H76406117 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | N/A | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
4 | Allocation of Profits | Mgmt | For | N/A | |||||
5 | Dividend from Reserves | Mgmt | For | N/A | |||||
6 | Compensation Report | Mgmt | For | N/A | |||||
7 | Board Compensation | Mgmt | For | N/A | |||||
8 | Executive Compensation | Mgmt | For | N/A | |||||
9 | Elect Andreas Umbach | Mgmt | For | N/A | |||||
10 | Elect Werner J. Bauer | Mgmt | For | N/A | |||||
11 | Elect Wah-Hui Chu | Mgmt | For | N/A | |||||
12 | Elect Colleen A. Goggins | Mgmt | For | N/A | |||||
13 | Elect Mariel Hoch | Mgmt | For | N/A | |||||
14 | Elect Matthias Wahren | Mgmt | For | N/A | |||||
15 | Elect Nigel S. Wright | Mgmt | For | N/A | |||||
16 | Elect Abdallah Obeikan | Mgmt | For | N/A | |||||
17 | Elect Martine Snels | Mgmt | For | N/A | |||||
18 | Appoint Andreas Umbach as Board Chair | Mgmt | For | N/A | |||||
19 | Elect Wah-Hui Chu as Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Elect Colleen A. Goggins as Compensation Committee Member | Mgmt | For | N/A | |||||
21 | Elect Mariel Hoch as Compensation Committee Member | Mgmt | For | N/A | |||||
22 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
23 | Amendments to Articles (Removal of Opting-Out Provision) | Mgmt | For | N/A | |||||
24 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
25 | Appointment of Auditor | Mgmt | For | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Smith & Nephew plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SN. | CINS G82343164 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Roland Diggelmann | Mgmt | For | For | |||||
5 | Elect Erik Engstrom | Mgmt | For | For | |||||
6 | Elect Robin Freestone | Mgmt | For | For | |||||
7 | Elect John Ma | Mgmt | For | For | |||||
8 | Elect Katarzyna Mazur-Hofsaess | Mgmt | For | For | |||||
9 | Elect Rick Medlock | Mgmt | For | For | |||||
10 | Elect Anne-Francoise Nesmes | Mgmt | For | For | |||||
11 | Elect Marc Owen | Mgmt | For | For | |||||
12 | Elect Roberto Quarta | Mgmt | For | For | |||||
13 | Elect Angie Risley | Mgmt | For | For | |||||
14 | Elect Bob White | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Smurfit Kappa Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SKG | CINS G8248F104 | 02/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
Smurfit Kappa Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SKG | CINS G8248F104 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
5 | Final Dividend | Mgmt | For | For | |||||
6 | Elect Kaisa Hietala | Mgmt | For | For | |||||
7 | Elect Irial Finan | Mgmt | For | For | |||||
8 | Elect Anthony Smurfit | Mgmt | For | For | |||||
9 | Elect Ken Bowles | Mgmt | For | For | |||||
10 | Elect Anne Anderson | Mgmt | For | For | |||||
11 | Elect Frits Beurskens | Mgmt | For | For | |||||
12 | Elect Carol Fairweather | Mgmt | For | For | |||||
13 | Elect James A. Lawrence | Mgmt | For | For | |||||
14 | Elect Lourdes Melgar | Mgmt | For | For | |||||
15 | Elect John Moloney | Mgmt | For | For | |||||
16 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | |||||
17 | Elect Gonzalo Restrepo | Mgmt | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
24 | Amendment to Performance Share Plan | Mgmt | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sonova Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SOON | CINS H8024W106 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | N/A | |||||
8 | Elect Lynn Dorsey Bleil | Mgmt | For | N/A | |||||
9 | Elect Lukas Braunschweiler | Mgmt | For | N/A | |||||
10 | Elect Stacy Enxing Seng | Mgmt | For | N/A | |||||
11 | Elect Ronald van der Vis | Mgmt | For | N/A | |||||
12 | Elect Jinlong Wang | Mgmt | For | N/A | |||||
13 | Elect Adrian Widmer | Mgmt | For | N/A | |||||
14 | Elect Gregory Behar | Mgmt | For | N/A | |||||
15 | Elect Roland Diggelmann | Mgmt | For | N/A | |||||
16 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Elect Lukas Braunschweiler as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Roland Diggelmann Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Board Compensation | Mgmt | For | N/A | |||||
22 | Executive Compensation | Mgmt | For | N/A | |||||
23 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
St. James's Place plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STJ | CINS G5005D124 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect Andrew Croft | Mgmt | For | For | |||||
4 | Elect Ian Gascoigne | Mgmt | For | For | |||||
5 | Elect Craig Gentle | Mgmt | For | For | |||||
6 | Elect Emma Griffin | Mgmt | For | For | |||||
7 | Elect Rosemary Hilary | Mgmt | For | For | |||||
8 | Elect Simon Jeffreys | Mgmt | For | For | |||||
9 | Elect Roger Yates | Mgmt | For | For | |||||
10 | Elect Lesley-Ann Nash | Mgmt | For | For | |||||
11 | Elect Paul Manduca | Mgmt | For | For | |||||
12 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Stabilus S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STM | CINS L8750H104 | 02/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Ratification of Management Board Acts (Michael Buchsner) | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts (Mark Wilhelms) | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts (Markus Schadlich) | Mgmt | For | For | |||||
11 | Ratification of Management Board Acts (Andreas Sievers) | Mgmt | For | For | |||||
12 | Ratification of Management Board Acts (Andreas Schroder) | Mgmt | For | For | |||||
13 | Ratification of Supervisory Board Acts (Stephan Kessel) | Mgmt | For | For | |||||
14 | Ratification of Supervisory Board Acts (Joachim Rauhut) | Mgmt | For | For | |||||
15 | Ratification of Supervisory Board Acts (Ralf-Michael Fuchs) | Mgmt | For | For | |||||
16 | Ratification of Supervisory Board Acts (Dirk Linzmeier) | Mgmt | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Remuneration Report | Mgmt | For | Against | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Tecan Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TECN | CINS H84774167 | 04/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
5 | Dividend from Reserves | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Elect Lukas Braunschweiler | Mgmt | For | N/A | |||||
8 | Elect Oliver S. Fetzer | Mgmt | For | N/A | |||||
9 | Elect Heinrich Fischer | Mgmt | For | N/A | |||||
10 | Elect Karen Hubscher | Mgmt | For | N/A | |||||
11 | Elect Christa Kreuzburg | Mgmt | For | N/A | |||||
12 | Elect Daniel R. Marshak | Mgmt | For | N/A | |||||
13 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | N/A | |||||
14 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | N/A | |||||
15 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | N/A | |||||
16 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Appointment of Auditor | Mgmt | For | N/A | |||||
18 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
19 | Compensation Report | Mgmt | For | N/A | |||||
20 | Board Compensation | Mgmt | For | N/A | |||||
21 | Executive Compensation | Mgmt | For | N/A | |||||
TechnoPro Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6028 | CINS J82251109 | 09/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Authority to Reduce Capital Reserve | Mgmt | For | For | |||||
4 | Elect Yasuji Nishio | Mgmt | For | For | |||||
5 | Elect Gaku Shimaoka | Mgmt | For | For | |||||
6 | Elect Koichiro Asai | Mgmt | For | For | |||||
7 | Elect Takeshi Yagi | Mgmt | For | For | |||||
8 | Elect Toshihiro Hagiwara | Mgmt | For | For | |||||
9 | Elect Tsunehiro Watabe | Mgmt | For | For | |||||
10 | Elect Kazuhiko Yamada | Mgmt | For | For | |||||
11 | Elect Harumi Sakamoto | Mgmt | For | For | |||||
12 | Elect Rumiko Tanabe as Statutory Auditor | Mgmt | For | For | |||||
Techtronic Industries Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
669 | CINS Y8563B159 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Stephan H. Pudwill | Mgmt | For | For | |||||
6 | Elect Frank CHAN Chi Chung | Mgmt | For | Against | |||||
7 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | |||||
8 | Elect Virginia Davis Wilmerding | Mgmt | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Teleperformance | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TEP | CINS F9120F106 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
11 | 2020 Remuneration Report | Mgmt | For | For | |||||
12 | 2020 Remuneration of Daniel Julien, Chair and CEO | Mgmt | For | For | |||||
13 | 2020 Remuneration of Olivier Rigaudy, Deputy CEO | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
15 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Deputy CEO) | Mgmt | For | For | |||||
17 | Elect Daniel Julien | Mgmt | For | For | |||||
18 | Elect Emily A. Abrera | Mgmt | For | For | |||||
19 | Elect Alain Boulet | Mgmt | For | For | |||||
20 | Elect Robert Paszczak | Mgmt | For | For | |||||
21 | Elect Stephen Winningham | Mgmt | For | For | |||||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | |||||
26 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Terumo Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4543 | CINS J83173104 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Takayoshi Mimura | Mgmt | For | For | |||||
4 | Elect Shinjiro Sato | Mgmt | For | For | |||||
5 | Elect Toshiaki Takagi | Mgmt | For | For | |||||
6 | Elect Shoji Hatano | Mgmt | For | For | |||||
7 | Elect Kyo Nishikawa | Mgmt | For | For | |||||
8 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | |||||
9 | Elect Hidenori Nishi | Mgmt | For | For | |||||
10 | Elect Keiya Ozawa | Mgmt | For | For | |||||
11 | Elect Takanori Shibazaki | Mgmt | For | Against | |||||
12 | Elect Masaichi Nakamura | Mgmt | For | For | |||||
13 | Elect Soichiro Uno | Mgmt | For | For | |||||
14 | Elect Koichi Sakaguchi as Alternate Audit Committee Director | Mgmt | For | For | |||||
The Weir Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEIR | CINS G95248137 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Elect Ben Magara | Mgmt | For | For | |||||
5 | Elect Srinivasan Venkatakrishnan | Mgmt | For | For | |||||
6 | Elect Charles Berry | Mgmt | For | For | |||||
7 | Elect Jon Stanton | Mgmt | For | For | |||||
8 | Elect John Heasley | Mgmt | For | For | |||||
9 | Elect Barbara S. Jeremiah | Mgmt | For | For | |||||
10 | Elect Clare M. Chapman | Mgmt | For | For | |||||
11 | Elect Engelbert A. Haan | Mgmt | For | For | |||||
12 | Elect Mary Jo Jacobi | Mgmt | For | For | |||||
13 | Elect Jim McDonald | Mgmt | For | For | |||||
14 | Elect Stephen Young | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Tokio Marine Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
8766 | CINS J86298106 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Tsuyoshi Nagano | Mgmt | For | Against | |||||
4 | Elect Satoru Komiya | Mgmt | For | Against | |||||
5 | Elect Takayuki Yuasa | Mgmt | For | For | |||||
6 | Elect Akira Harashima | Mgmt | For | For | |||||
7 | Elect Kenji Okada | Mgmt | For | For | |||||
8 | Elect Yoshinari Endo | Mgmt | For | For | |||||
9 | Elect Shinichi Hirose | Mgmt | For | For | |||||
10 | Elect Akio Mimura | Mgmt | For | Against | |||||
11 | Elect Masako Egawa | Mgmt | For | For | |||||
12 | Elect Takashi Mitachi | Mgmt | For | For | |||||
13 | Elect Nobuhiro Endo | Mgmt | For | For | |||||
14 | Elect Shinya Katanozaka | Mgmt | For | For | |||||
15 | Elect Emi Osono | Mgmt | For | For | |||||
16 | Elect Yoichi Moriwaki | Mgmt | For | For | |||||
17 | Trust Type Equity Plans | Mgmt | For | For | |||||
Total SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FP | CINS F92124100 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
12 | Elect Patrick Pouyanne | Mgmt | For | For | |||||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | |||||
14 | Elect Jacques Aschenbroich | Mgmt | For | For | |||||
15 | Elect R. Glenn Hubbard | Mgmt | For | For | |||||
16 | 2020 Remuneration Report | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | 2020 Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | |||||
19 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
20 | Shareholder Approval of Decarbonisation Ambition | Mgmt | For | For | |||||
21 | Change of Company Name | Mgmt | For | For | |||||
22 | Authority to Issue Performance Shares | Mgmt | For | For | |||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
Toyota Motor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7203 | CINS J92676113 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | |||||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | |||||
4 | Elect Akio Toyoda | Mgmt | For | Against | |||||
5 | Elect Koji Kobayashi | Mgmt | For | For | |||||
6 | Elect James Kuffner | Mgmt | For | For | |||||
7 | Elect Kenta Kon | Mgmt | For | Against | |||||
8 | Elect Ikuro Sugawara | Mgmt | For | For | |||||
9 | Elect Philip Craven | Mgmt | For | For | |||||
10 | Elect Teiko Kudo | Mgmt | For | For | |||||
11 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | |||||
UBS Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBSG | CINS H42097107 | 04/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts (Excluding French Cross-Border Matter) | Mgmt | For | N/A | |||||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | N/A | |||||
8 | Elect Jeremy Anderson | Mgmt | For | N/A | |||||
9 | Elect William C. Dudley | Mgmt | For | N/A | |||||
10 | Elect Reto Francioni | Mgmt | For | N/A | |||||
11 | Elect Fred Zuliu HU | Mgmt | For | N/A | |||||
12 | Elect Mark Hughes | Mgmt | For | N/A | |||||
13 | Elect Nathalie Rachou | Mgmt | For | N/A | |||||
14 | Elect Julie G. Richardson | Mgmt | For | N/A | |||||
15 | Elect Dieter Wemmer | Mgmt | For | N/A | |||||
16 | Elect Jeanette Wong | Mgmt | For | N/A | |||||
17 | Elect Claudia Bockstiegel | Mgmt | For | N/A | |||||
18 | Elect Patrick Firmenich | Mgmt | For | N/A | |||||
19 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | N/A | |||||
21 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | N/A | |||||
22 | Elect Jeanette Wong as Compensation Committee Member | Mgmt | For | N/A | |||||
23 | Board Compensation | Mgmt | For | N/A | |||||
24 | Executive Compensation (Variable) | Mgmt | For | N/A | |||||
25 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
26 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
27 | Appointment of Auditor | Mgmt | For | N/A | |||||
28 | Appointment of Special Auditor | Mgmt | For | N/A | |||||
29 | Amendments to Articles | Mgmt | For | N/A | |||||
30 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
31 | Authority to Repurchase Shares | Mgmt | For | N/A | |||||
UBS Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBSG | CINS H42097107 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Extraordinary Dividend from Reserves | Mgmt | For | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Unilever NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UNA | CINS N8981F289 | 09/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendments to Articles Regarding Unification | Mgmt | For | For | |||||
3 | Unification | Mgmt | For | For | |||||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | |||||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | |||||
Unilever plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ULVR | CINS G92087165 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Advisory Vote on Climate Transition Action Plan | Mgmt | For | For | |||||
5 | Elect Nils Andersen | Mgmt | For | For | |||||
6 | Elect Laura M.L. Cha | Mgmt | For | For | |||||
7 | Elect Judith Hartmann | Mgmt | For | For | |||||
8 | Elect Alan Jope | Mgmt | For | For | |||||
9 | Elect Andrea Jung | Mgmt | For | For | |||||
10 | Elect Susan Kilsby | Mgmt | For | For | |||||
11 | Elect Strive T. Masiyiwa | Mgmt | For | For | |||||
12 | Elect Youngme E. Moon | Mgmt | For | For | |||||
13 | Elect Graeme D. Pitkethly | Mgmt | For | For | |||||
14 | Elect John Rishton | Mgmt | For | For | |||||
15 | Elect Feike Sijbesma | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Approval of Performance Share Plan | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
25 | Adoption of New Articles | Mgmt | For | For | |||||
26 | Reduction in Share Premium Account | Mgmt | For | For | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Weir Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEIR | CINS G95248137 | 11/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Divestiture/Spin-off | Mgmt | For | For | |||||
Fund Name : Neuberger Berman International Select Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Adidas AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADS | CINS D0066B185 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Elect Jackie Joyner-Kersee as Supervisory Board Member | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
14 | Amendments to Articles | Mgmt | For | For | |||||
15 | Increase in Authorised Capital (Authorised Capital 2021/I) | Mgmt | For | For | |||||
16 | Increase in Authorised Capital (Authorised Capital III) | Mgmt | For | For | |||||
17 | Cancellation of Authorised Capital | Mgmt | For | For | |||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Adidas AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADS | CINS D0066B185 | 08/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Allocation of Profits | Mgmt | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | Against | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
10 | Amendments to Articles Regarding Virtual AGM Participation | Mgmt | For | For | |||||
11 | Elect Christian Klein as Supervisory Board Member | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
Aercap Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AER | CUSIP N00985106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification Of Supervisory Board Acts | Mgmt | For | For | |||||
3 | Merger/Acquisition | Mgmt | For | For | |||||
4 | Elect Aengus Kelly | Mgmt | For | For | |||||
5 | Elect Paul Dacier | Mgmt | For | For | |||||
6 | Elect Michael G. Walsh | Mgmt | For | For | |||||
7 | Elect James A. Lawrence | Mgmt | For | For | |||||
8 | Elect Jennifer VanBelle | Mgmt | For | For | |||||
9 | Equity Incentive Plan | Mgmt | For | For | |||||
10 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
17 | Authority to Suppress Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Additional Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Reduction of Capital through Cancellation of Shares | Mgmt | For | For | |||||
21 | Bundled Amendments | Mgmt | For | For | |||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1299 | CINS Y002A1105 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect LEE Yuan Siong | Mgmt | For | For | |||||
6 | Elect CHOW Chung Kong | Mgmt | For | For | |||||
7 | Elect John B. Harrison | Mgmt | For | For | |||||
8 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | |||||
9 | Elect Cesar V. Purisima | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Air Liquide S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AI | CINS F01764103 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
10 | Elect Xavier Huillard | Mgmt | For | For | |||||
11 | Elect Pierre Breber | Mgmt | For | For | |||||
12 | Elect Aiman Ezzat | Mgmt | For | For | |||||
13 | Elect Bertrand Dumazy | Mgmt | For | For | |||||
14 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
15 | 2020 Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | |||||
16 | 2020 Remuneration Report | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | For | |||||
18 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Greenshoe | Mgmt | For | For | |||||
22 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
23 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Alibaba Group Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BABA | CINS G01719114 | 09/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | For | For | |||||
3 | Elect Maggie Wei WU | Mgmt | For | Against | |||||
4 | Elect Kabir MISRA | Mgmt | For | For | |||||
5 | Elect Walter Teh Ming KWAUK | Mgmt | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | |||||
Alimentation Couche-Tard Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATD.A | CUSIP 01626P304 | 09/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
2.1 | Elect Alain Bouchard | Mgmt | For | For | |||||
2.2 | Elect Melanie Kau | Mgmt | For | For | |||||
2.3 | Elect Jean Bernier | Mgmt | For | For | |||||
2.4 | Elect Eric Boyko | Mgmt | For | For | |||||
2.5 | Elect Jacques D'Amours | Mgmt | For | For | |||||
2.6 | Elect Janice L. Fields | Mgmt | For | For | |||||
2.7 | Elect Richard Fortin | Mgmt | For | For | |||||
2.8 | Elect Brian Hannasch | Mgmt | For | For | |||||
2.9 | Elect Marie Josee Lamothe | Mgmt | For | For | |||||
2.10 | Elect Monique F. Leroux | Mgmt | For | For | |||||
2.11 | Elect Real Plourde | Mgmt | For | For | |||||
2.12 | Elect Daniel Rabinowicz | Mgmt | For | For | |||||
2.13 | Elect Louis Tetu | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Linking Compensation to ESG Criteria | ShrHoldr | Against | For | |||||
5 | Shareholder Proposal Regarding Disclosure of Board Independence Qualifications | ShrHoldr | Against | For | |||||
6 | Shareholder Proposal Regarding Living Wage | ShrHoldr | Against | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | |||||
11 | Elect Byron O. Spruell | Mgmt | For | For | |||||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | For | For | |||||
18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | For | For | |||||
19 | Reduction in Share Premium Account | Mgmt | For | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Arkema | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AKE | CINS F0392W125 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
10 | Elect Thierry Pilenko | Mgmt | For | For | |||||
11 | Elect Sebastien Moynot | Mgmt | For | For | |||||
12 | Elect Ilse Henne | Mgmt | For | For | |||||
13 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
15 | 2020 Remuneration Report | Mgmt | For | For | |||||
16 | 2020 Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | |||||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
19 | Amendments to Articles Regarding Employee Shareholder Representatives And Shareholder Representation | Mgmt | For | For | |||||
20 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASML | CINS N07059202 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | Against | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Ratification of Management Board Acts | Mgmt | For | For | |||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
13 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | |||||
14 | Management Board Remuneration Policy | Mgmt | For | For | |||||
15 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Elect Birgit Conix to the Supervisory Board | Mgmt | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
25 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | |||||
28 | Authority to Repurchase Additional Shares | Mgmt | For | For | |||||
29 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASSAB | CINS W0817X204 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Accounts and Reports | Mgmt | For | For | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
13 | Ratification of Lars Renstrom | Mgmt | For | For | |||||
14 | Ratification of Carl Douglas | Mgmt | For | For | |||||
15 | Ratification of Eva Karlsson | Mgmt | For | For | |||||
16 | Ratification of Birgitta Klasen | Mgmt | For | For | |||||
17 | Ratification of Lena Olving | Mgmt | For | For | |||||
18 | Ratification of Sofia Schorling Hogberg | Mgmt | For | For | |||||
19 | Ratification of Jan Svensson | Mgmt | For | For | |||||
20 | Ratification of Joakim Weidemanis | Mgmt | For | For | |||||
21 | Ratification of Rune Hjalm | Mgmt | For | For | |||||
22 | Ratification of Mats Persson | Mgmt | For | For | |||||
23 | Ratification of Bjarne Johansson | Mgmt | For | For | |||||
24 | Ratification of Nadja Wikstrom | Mgmt | For | For | |||||
25 | Ratification of Nico Delvaux (CEO) | Mgmt | For | For | |||||
26 | Board Size | Mgmt | For | For | |||||
27 | Directors' Fees | Mgmt | For | For | |||||
28 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
29 | Election of Directors | Mgmt | For | For | |||||
30 | Appointment of Auditor | Mgmt | For | For | |||||
31 | Remuneration Report | Mgmt | For | For | |||||
32 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
33 | Adoption of Share-Based Incentives (LTI 2021) | Mgmt | For | For | |||||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASSAB | CINS W0817X204 | 11/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALV | CUSIP 052800109 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mikael Bratt | Mgmt | For | For | |||||
1.2 | Elect Laurie Brlas | Mgmt | For | For | |||||
1.3 | Elect Jan Carlson | Mgmt | For | For | |||||
1.4 | Elect Hasse Johansson | Mgmt | For | For | |||||
1.5 | Elect Leif Johansson | Mgmt | For | For | |||||
1.6 | Elect Franz-Josef Kortum | Mgmt | For | For | |||||
1.7 | Elect Frederic B. Lissalde | Mgmt | For | For | |||||
1.8 | Elect Min Liu | Mgmt | For | For | |||||
1.9 | Elect Xiaozhi Liu | Mgmt | For | For | |||||
1.10 | Elect Martin Lundstedt | Mgmt | For | For | |||||
1.11 | Elect Thaddeus J. Senko | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Barratt Developments plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BDEV | CINS G08288105 | 10/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Elect John M. Allan | Mgmt | For | For | |||||
5 | Elect David F. Thomas | Mgmt | For | For | |||||
6 | Elect Steven J. Boyes | Mgmt | For | For | |||||
7 | Elect Jessica White | Mgmt | For | For | |||||
8 | Elect Richard Akers | Mgmt | For | For | |||||
9 | Elect Nina Bibby | Mgmt | For | For | |||||
10 | Elect Jock F. Lennox | Mgmt | For | For | |||||
11 | Elect Sharon White | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
19 | Adoption of Amended Articles of Association | Mgmt | For | For | |||||
Bawag Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BG | CINS A0997C107 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
Bawag Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BG | CINS A0997C107 | 10/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Allocation of Profits | Mgmt | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | |||||
9 | Management Board Remuneration Policy | Mgmt | For | Against | |||||
10 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Brenntag SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BNR | CINS D12459117 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | �� | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | |||||
14 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Bridgestone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
5108 | CINS J04578126 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Elect Shuichi Ishibashi | Mgmt | For | For | |||||
5 | Elect Masahiro Higashi | Mgmt | For | For | |||||
6 | Elect Scott T. Davis | Mgmt | For | For | |||||
7 | Elect Yuri Okina | Mgmt | For | For | |||||
8 | Elect Kenichi Masuda | Mgmt | For | For | |||||
9 | Elect Kenzo Yamamoto | Mgmt | For | For | |||||
10 | Elect Keiko Terui | Mgmt | For | For | |||||
11 | Elect Seiichi Sasa | Mgmt | For | For | |||||
12 | Elect Yojiro Shiba | Mgmt | For | For | |||||
13 | Elect Yoko Suzuki | Mgmt | For | For | |||||
14 | Elect Hideo Hara | Mgmt | For | For | |||||
15 | Elect Tsuyoshi Yoshimi | Mgmt | For | For | |||||
Bunzl plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BNZL | CINS G16968110 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect Peter Ventress | Mgmt | For | For | |||||
4 | Elect Frank van Zanten | Mgmt | For | For | |||||
5 | Elect Richard Howes | Mgmt | For | For | |||||
6 | Elect Vanda Murray | Mgmt | For | For | |||||
7 | Elect Lloyd Pitchford | Mgmt | For | For | |||||
8 | Elect Stephan Ronald Nanninga | Mgmt | For | For | |||||
9 | Elect Vin Murria | Mgmt | For | For | |||||
10 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
14 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
15 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
16 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
17 | Savings-Related Share Option Scheme | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
23 | Adoption of New Articles | Mgmt | For | For | |||||
Check Point Software Technologies | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHKP | CUSIP M22465104 | 08/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gil Shwed | Mgmt | For | For | |||||
2 | Elect Jerry Ungerman | Mgmt | For | For | |||||
3 | Elect Dan Propper | Mgmt | For | For | |||||
4 | Elect Tal Shavit | Mgmt | For | For | |||||
5 | Elect Eyal Waldman | Mgmt | For | For | |||||
6 | Elect Shai Weiss | Mgmt | For | For | |||||
7 | Elect Irwin Federman | Mgmt | For | For | |||||
8 | Elect Ray Rothrock | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Option Grant of CEO | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Confirmation of Controlling Shareholder | Mgmt | N/A | N/A | |||||
13 | Confirmation of Controlling Shareholder | Mgmt | N/A | N/A | |||||
CRH Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRH | CINS G25508105 | 02/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
5 | Cancellation of Income Shares (Simplification) | Mgmt | For | For | |||||
6 | Reduction in Authorized Capital (Simplification) | Mgmt | For | For | |||||
7 | Amendments to Articles (Simplification) | Mgmt | For | For | |||||
CRH Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRH | CINS G25508105 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Final Dividend | Mgmt | For | For | |||||
6 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
7 | Elect Richard Boucher | Mgmt | For | For | |||||
8 | Elect Caroline Dowling | Mgmt | For | For | |||||
9 | Elect Richard H. Fearon | Mgmt | For | For | |||||
10 | Elect Johan Karlstrom | Mgmt | For | For | |||||
11 | Elect Shaun Kelly | Mgmt | For | For | |||||
12 | Elect Lamar McKay | Mgmt | For | For | |||||
13 | Elect Albert Manifold | Mgmt | For | For | |||||
14 | Elect Gillian L. Platt | Mgmt | For | For | |||||
15 | Elect Mary K. Rhinehart | Mgmt | For | For | |||||
16 | Elect Siobhan Talbot | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | |||||
24 | Scrip Dividend | Mgmt | For | For | |||||
25 | Savings-related Share Options Scheme | Mgmt | For | For | |||||
26 | Reduction in Share Premium Account | Mgmt | For | For | |||||
DAIKIN INDUSTRIES, LTD. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6367 | CINS J10038115 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Noriyuki Inoue | Mgmt | For | Against | |||||
4 | Elect Masanori Togawa | Mgmt | For | Against | |||||
5 | Elect Tatsuo Kawada | Mgmt | For | Against | |||||
6 | Elect Akiji Makino | Mgmt | For | For | |||||
7 | Elect Shingo Torii | Mgmt | For | For | |||||
8 | Elect Yuko Arai | Mgmt | For | For | |||||
9 | Elect Ken Tayano | Mgmt | For | For | |||||
10 | Elect Masatsugu Minaka | Mgmt | For | For | |||||
11 | Elect Takashi Matsuzaki | Mgmt | For | For | |||||
12 | Elect Kanwal Jeet Jawa | Mgmt | For | For | |||||
13 | Elect Yoshihiro Mineno | Mgmt | For | For | |||||
14 | Elect Ryu Yano as Statutory Auditor | Mgmt | For | Against | |||||
15 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | |||||
16 | Amendment to the Equity Compensation Plan | Mgmt | For | For | |||||
DBS Group Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
D05 | CINS Y20246107 | 03/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
4 | Elect Piyush Gupta | Mgmt | For | For | |||||
5 | Elect Punita Lal | Mgmt | For | For | |||||
6 | Elect Anthony LIM Weng Kin | Mgmt | For | For | |||||
7 | Authority to Issues Share under The California Sub-Plan | Mgmt | For | For | |||||
8 | Authority To Grant Awards And Issue Shares Under The Dbsh Share Plan | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
11 | Authority To Issue Shares Pursuant To The Dbsh Scrip Dividend Scheme | Mgmt | For | For | |||||
12 | Election of Presiding Chair; Minutes | Mgmt | For | For | |||||
DCC Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DCC | CINS G2689P101 | 02/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
DCC Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DCC | CINS G2689P101 | 07/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Remuneration Policy (Advisory) | Mgmt | For | For | |||||
5 | Elect Mark Breuer | Mgmt | For | For | |||||
6 | Elect Caroline Dowling | Mgmt | For | For | |||||
7 | Elect Tufan Erginbilgic | Mgmt | For | For | |||||
8 | Elect David C. Jukes | Mgmt | For | For | |||||
9 | Elect Pamela J. Kirby | Mgmt | For | For | |||||
10 | Elect Jane Lodge | Mgmt | For | For | |||||
11 | Elect Cormac McCarthy | Mgmt | For | For | |||||
12 | Elect John Moloney | Mgmt | For | For | |||||
13 | Elect Donal Murphy | Mgmt | For | For | |||||
14 | Elect Mark Ryan | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | |||||
21 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | |||||
Deutsche Boerse AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DB1 | CINS D1882G119 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Elect Karl-Heinz Flother | Mgmt | For | For | |||||
12 | Elect Andreas Gottschling | Mgmt | For | For | |||||
13 | Elect Martin Jetter | Mgmt | For | For | |||||
14 | Elect Barbara Lambert | Mgmt | For | For | |||||
15 | Elect Michael Martin Rudiger | Mgmt | For | For | |||||
16 | Elect Charles G.T. Stonehill | Mgmt | For | For | |||||
17 | Elect Clara-Christina Streit | Mgmt | For | For | |||||
18 | Elect Tan Chong Lee | Mgmt | For | For | |||||
19 | Increase in Authorised Capital | Mgmt | For | For | |||||
20 | Management Board Remuneration Policy | Mgmt | For | For | |||||
21 | Amendments to Articles (Location of AGM) | Mgmt | For | For | |||||
22 | Appointment of Auditor | Mgmt | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Diageo plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DGE | CINS G42089113 | 09/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Final Dividend | Mgmt | For | For | |||||
5 | Elect Melissa Bethell | Mgmt | For | For | |||||
6 | Elect Javier Ferran | Mgmt | For | For | |||||
7 | Elect Susan Kilsby | Mgmt | For | For | |||||
8 | Elect Lady Nicola Mendelsohn | Mgmt | For | For | |||||
9 | Elect Ivan Menezes | Mgmt | For | For | |||||
10 | Elect Kathryn A. Mikells | Mgmt | For | For | |||||
11 | Elect Alan Stewart | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Amendment to the 2001 Share Incentive Plan | Mgmt | For | For | |||||
17 | UK Sharesave Plan | Mgmt | For | For | |||||
18 | Deferred Bonus Share Plan | Mgmt | For | For | |||||
19 | International Share Plans | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
23 | Adoption of New Articles | Mgmt | For | For | |||||
24 | Ratification of Transactions | Mgmt | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Electrocomponents plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ECM | CINS G29848101 | 07/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Joan Wainwright | Mgmt | For | For | |||||
4 | Elect Bertrand Bodson | Mgmt | For | For | |||||
5 | Elect Louisa Burdett | Mgmt | For | For | |||||
6 | Elect David Egan | Mgmt | For | For | |||||
7 | Elect Karen J. Guerra | Mgmt | For | For | |||||
8 | Elect Peter Johnson | Mgmt | For | For | |||||
9 | Elect Bessie Lee | Mgmt | For | For | |||||
10 | Elect Simon Pryce | Mgmt | For | For | |||||
11 | Elect Lindsley Ruth | Mgmt | For | For | |||||
12 | Elect David Sleath | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Ferguson plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FERG | CINS G3421J106 | 07/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Adoption of New Articles (Additional U.S. Listing) | Mgmt | For | For | |||||
Ferguson Plc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FERG | CINS G3421J106 | 12/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Bill Brundage | Mgmt | For | For | |||||
5 | Elect Tessa Bamford | Mgmt | For | For | |||||
6 | Elect Geoff Drabble | Mgmt | For | For | |||||
7 | Elect Catherine A. Halligan | Mgmt | For | For | |||||
8 | Elect Kevin Murphy | Mgmt | For | For | |||||
9 | Elect Alan Murray | Mgmt | For | For | |||||
10 | Elect Thomas Schmitt | Mgmt | For | For | |||||
11 | Elect Nadia Shouraboura | Mgmt | For | For | |||||
12 | Elect Jacqueline Simmonds | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Fevertree Drinks Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FEVR | CINS G33929103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Bill Ronald | Mgmt | For | For | |||||
5 | Elect Tim Warrillow | Mgmt | For | For | |||||
6 | Elect Andrew Branchflower | Mgmt | For | For | |||||
7 | Elect Coline McConville | Mgmt | For | Against | |||||
8 | Elect Kevin Havelock | Mgmt | For | For | |||||
9 | Elect Jeff Popkin | Mgmt | For | For | |||||
10 | Elect Domenico J. De Lorenzo | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | |||||
Fujitsu Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6702 | CINS J15708159 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Takahito Tokita | Mgmt | For | For | |||||
3 | Elect Hidenori Furuta | Mgmt | For | For | |||||
4 | Elect Takeshi Isobe | Mgmt | For | For | |||||
5 | Elect Masami Yamamoto | Mgmt | For | For | |||||
6 | Elect Chiaki Mukai | Mgmt | For | For | |||||
7 | Elect Atsushi Abe | Mgmt | For | For | |||||
8 | Elect Yoshiko Kojo @ Yoshiko Kugu | Mgmt | For | For | |||||
9 | Elect Scott Callon | Mgmt | For | For | |||||
10 | Elect Kenichiro Sasae | Mgmt | For | For | |||||
11 | Elect Yoichi Hirose as Statutory Auditor | Mgmt | For | Against | |||||
12 | Elect Koichi Namba as Alternate Statutory Auditor | Mgmt | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | |||||
14 | Amendment to the Performance Linked Equity Compensation Plan | Mgmt | For | For | |||||
Gerresheimer AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GXI | CINS D2852S109 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Management Board Remuneration Policy | Mgmt | For | For | |||||
11 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
12 | Increase in Authorised Capital I | Mgmt | For | For | |||||
13 | Increase in Authorised Capital II | Mgmt | For | For | |||||
Heineken NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HEIA | CINS N39427211 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | Against | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | Against | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
16 | Elect Harold P.J. van den Broek to the Management Board | Mgmt | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Elect Maarten Das to the Supervisory Board | Mgmt | For | Against | |||||
19 | Elect Nitin Paranjpe to the Supervisory Board | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Hoya Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7741 | CINS J22848105 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Yukako Uchinaga | Mgmt | For | For | |||||
3 | Elect Mitsudo Urano | Mgmt | For | For | |||||
4 | Elect Shuzo Kaihori | Mgmt | For | For | |||||
5 | Elect Hiroaki Yoshihara | Mgmt | For | For | |||||
6 | Elect Yasuyuki Abe | Mgmt | For | For | |||||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | |||||
Infineon Technologies AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IFX | CINS D35415104 | 02/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratify Reinhard Ploss | Mgmt | For | For | |||||
10 | Ratify Helmut Gassel | Mgmt | For | For | |||||
11 | Ratify Jochen Hanebeck | Mgmt | For | For | |||||
12 | Ratify Sven Schneider | Mgmt | For | For | |||||
13 | Ratify Wolfgang Eder | Mgmt | For | For | |||||
14 | Ratify Peter Bauer | Mgmt | For | For | |||||
15 | Ratify Xiaoqun Clever | Mgmt | For | For | |||||
16 | Ratify Johann Dechant | Mgmt | For | For | |||||
17 | Ratify Herbert Diess | Mgmt | For | For | |||||
18 | Ratify Friedrich Eichiner | Mgmt | For | For | |||||
19 | Ratify Annette Engelfried | Mgmt | For | For | |||||
20 | Ratify Peter Gruber | Mgmt | For | For | |||||
21 | Ratify Gerhard Hobbach | Mgmt | For | For | |||||
22 | Ratify Hans-Ulrich Holdenried | Mgmt | For | For | |||||
23 | Ratify Renate Kocher | Mgmt | For | For | |||||
24 | Ratify Susanne Lachenmann | Mgmt | For | For | |||||
25 | Ratify Geraldine Picaud | Mgmt | For | For | |||||
26 | Ratify Manfred Puffer | Mgmt | For | For | |||||
27 | Ratify Melanie Riedl | Mgmt | For | For | |||||
28 | Ratify Kerstin Schulzendorf | Mgmt | For | For | |||||
29 | Ratify Jurgen Scholz | Mgmt | For | For | |||||
30 | Ratify Ulrich Spiesshofer | Mgmt | For | For | |||||
31 | Ratify Margret Suckale | Mgmt | For | For | |||||
32 | Ratify Eckart Sunner | Mgmt | For | For | |||||
33 | Ratify Diana Vitale | Mgmt | For | For | |||||
34 | Appointment of Auditor | Mgmt | For | For | |||||
35 | Management Board Remuneration Policy | Mgmt | For | For | |||||
36 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
37 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | |||||
38 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
39 | Amendments to Articles (Supervisory Board's Rules of Procedure) | Mgmt | For | For | |||||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
41 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Infosys Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFY | CUSIP 456788108 | 06/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect U. B. Pravin Rao | Mgmt | For | For | |||||
4 | Authority to Repurchase Shares | Mgmt | For | For | |||||
5 | Elect Michael Gibbs | Mgmt | For | For | |||||
6 | Elect Bobby Kanu Parikh | Mgmt | For | For | |||||
7 | Elect Chitra Nayak | Mgmt | For | For | |||||
8 | Revision of Remuneration of U.B. Pravin Rao (COO) | Mgmt | For | Against | |||||
Julius Baer Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAER | CINS H4414N103 | 11/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
Julius Baer Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAER | CINS H4414N103 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits; Dividend from Reserves | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Board Compensation | Mgmt | For | N/A | |||||
8 | Executive Compensation (Cash-based Variable) | Mgmt | For | N/A | |||||
9 | Executive Compensation (Share-based Variable) | Mgmt | For | N/A | |||||
10 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
11 | Elect Romeo Lacher | Mgmt | For | N/A | |||||
12 | Elect Gilbert Achermann | Mgmt | For | N/A | |||||
13 | Elect Heinrich Baumann | Mgmt | For | N/A | |||||
14 | Elect Richard Campbell-Breeden | Mgmt | For | N/A | |||||
15 | Elect Ivo Furrer | Mgmt | For | N/A | |||||
16 | Elect Claire Giraut | Mgmt | For | N/A | |||||
17 | Elect Kathryn Shih | Mgmt | For | N/A | |||||
18 | Elect Eunice Zehnder-Lai | Mgmt | For | N/A | |||||
19 | Elect Olga Zoutendijk | Mgmt | For | N/A | |||||
20 | Elect David Nicol | Mgmt | For | N/A | |||||
21 | Appoint Romeo Lacher as Board Chair | Mgmt | For | N/A | |||||
22 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | N/A | |||||
23 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | N/A | |||||
24 | Elect Kathryn Shih as Compensation Committee Member | Mgmt | For | N/A | |||||
25 | Elect Eunice Zehnder-Lai as Compensation Committee Member | Mgmt | For | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | N/A | |||||
27 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
29 | Amendments to Articles (Removal of Obsolete Provisions) | Mgmt | For | N/A | |||||
Kao Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4452 | CINS J30642169 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Michitaka Sawada | Mgmt | For | For | |||||
4 | Elect Yoshihiro Hasebe | Mgmt | For | For | |||||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | |||||
6 | Elect Tomoharu Matsuda | Mgmt | For | For | |||||
7 | Elect Sonosuke Kadonaga | Mgmt | For | For | |||||
8 | Elect Osamu Shinobe | Mgmt | For | For | |||||
9 | Elect Chiaki Mukai | Mgmt | For | For | |||||
10 | Elect Nobuhide Hayashi | Mgmt | For | For | |||||
11 | Elect Sadanao Kawashima | Mgmt | For | For | |||||
12 | Elect Hideki Amano | Mgmt | For | For | |||||
13 | Amendments to Performance-Linked Equity Compensation Plan | Mgmt | For | For | |||||
KBC Groupe SA NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KBC | CINS B5337G162 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits | Mgmt | For | For | |||||
9 | Allocation of Dividend | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | For | |||||
11 | Remuneration Policy | Mgmt | For | For | |||||
12 | Ratification of Board Acts | Mgmt | For | Against | |||||
13 | Ratification of Auditor's Acts | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Elect Luc Popelier to the Board of Directors | Mgmt | For | For | |||||
16 | Elect Katelijn Callewaert to the Board of Directors | Mgmt | For | Against | |||||
17 | Elect Philippe Vlerick to the Board of Directors | Mgmt | For | Against | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
KBC Groupe SA NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KBC | CINS B5337G162 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Amendments to Articles (Article 2) | Mgmt | For | For | |||||
6 | Amendments to Articles (Article 3) | Mgmt | For | For | |||||
7 | Amendments to Articles (Article 4) | Mgmt | For | For | |||||
8 | Amendments to Articles (Article 8) | Mgmt | For | For | |||||
9 | Amendments to Articles (Article 10) | Mgmt | For | For | |||||
10 | Amendments to Articles (Article 12) | Mgmt | For | For | |||||
11 | Amendments to Articles (Article 13) | Mgmt | For | For | |||||
12 | Amendments to Articles (Article 15) | Mgmt | For | For | |||||
13 | Amendments to Articles (Article 16) | Mgmt | For | For | |||||
14 | Amendments to Articles (Article 16) | Mgmt | For | For | |||||
15 | Amendments to Articles (Article 20) | Mgmt | For | For | |||||
16 | Amendments to Articles (Article 22) | Mgmt | For | For | |||||
17 | Amendments to Articles (Article 27) | Mgmt | For | For | |||||
18 | Amendments to Articles (Article 27) | Mgmt | For | For | |||||
19 | Amendments to Articles (Article 28bis) | Mgmt | For | For | |||||
20 | Amendments to Articles (Article 30) | Mgmt | For | For | |||||
21 | Amendments to Articles (Article 32) | Mgmt | For | For | |||||
22 | Amendments to Articles (Article 35) | Mgmt | For | For | |||||
23 | Amendments to Articles (Title V and Article 36) | Mgmt | For | For | |||||
24 | Amendments to Articles (Article 41) | Mgmt | For | For | |||||
25 | Terminate Authority to Cancel Shares | Mgmt | For | For | |||||
26 | Authority to Coordinate Articles | Mgmt | For | For | |||||
27 | Authorisation of Legal Formalities (General Meeting) | Mgmt | For | For | |||||
28 | Authorisation of Legal Formalities (Power of Attorney) | Mgmt | For | For | |||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Kering | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KER | CINS F5433L103 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Elect Francois-Henri Pinault | Mgmt | For | For | |||||
10 | Elect Jean-Francois Palus | Mgmt | For | For | |||||
11 | Elect Heloise Temple-Boyer | Mgmt | For | For | |||||
12 | Elect Baudouin Prot | Mgmt | For | For | |||||
13 | 2020 Remuneration Report | Mgmt | For | For | |||||
14 | 2020 Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | Against | |||||
15 | 2020 Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | Against | |||||
17 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | 2021 Directors' Fees | Mgmt | For | For | |||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | |||||
25 | Authority to Set Offering Price of Shares | Mgmt | For | For | |||||
26 | Greenshoe | Mgmt | For | For | |||||
27 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
28 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KRZ | CINS G52416107 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KRZ | CINS G52416107 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Emer Gilvarry | Mgmt | For | For | |||||
5 | Elect Jinlong Wang | Mgmt | For | For | |||||
6 | Elect Gerry Behan | Mgmt | For | For | |||||
7 | Elect Hugh Brady | Mgmt | For | For | |||||
8 | Elect Gerard Culligan | Mgmt | For | For | |||||
9 | Elect Karin L. Dorrepaal | Mgmt | For | For | |||||
10 | Elect Marguerite Larkin | Mgmt | For | For | |||||
11 | Elect Tom Moran | Mgmt | For | For | |||||
12 | Elect Cornelius Murphy | Mgmt | For | For | |||||
13 | Elect Christopher Rogers | Mgmt | For | For | |||||
14 | Elect Edmond Scanlan | Mgmt | For | For | |||||
15 | Elect Philip Toomey | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
18 | Remuneration Policy (Advisory) | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Long-Term Incentive Plan | Mgmt | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Koninklijke DSM NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSM | CINS N5017D122 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Amendments to Articles (Bundled) | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | For | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
12 | Elect Dimitri de Vreeze to the Management Board | Mgmt | For | For | |||||
13 | Elect Frits van Paasschen to the Supervisory Board | Mgmt | For | For | |||||
14 | Elect John Ramsay to the Supervisory Board | Mgmt | For | For | |||||
15 | Elect Carla M.C. Mahieu to the Supervisory Board | Mgmt | For | For | |||||
16 | Elect Corien M. Wortmann-Kool to the Supervisory Board | Mgmt | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights in Connection with a Rights Issue | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Cancellation of Shares | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Koninklijke Philips N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PHIA | CINS N7637U112 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | Against | |||||
11 | Ratification of Management Board Acts | Mgmt | For | For | |||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
13 | Elect Marnix J. van Ginneken to the Management Board | Mgmt | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
15 | Elect CHUA Sock Koong to the Supervisory Board | Mgmt | For | For | |||||
16 | Elect Indra K. Nooyi to the Supervisory Board | Mgmt | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Cancellation of Shares | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
L'Oreal S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OR | CINS F58149133 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Elect Nicolas Hieronimus | Mgmt | For | For | |||||
10 | Elect Alexandre Ricard | Mgmt | For | For | |||||
11 | Elect Francoise Bettencourt Meyers | Mgmt | For | For | |||||
12 | Elect Paul Bulcke | Mgmt | For | For | |||||
13 | Elect Virginie Morgon | Mgmt | For | For | |||||
14 | 2020 Remuneration Report | Mgmt | For | For | |||||
15 | 2020 Remuneration of Jean-Paul Agon, Chair and CEO | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
18 | 2021 Remuneration Policy (CEO) | Mgmt | For | For | |||||
19 | 2021 Remuneration Policy (Chair) | Mgmt | For | For | |||||
20 | Related Party Transaction (Nicolas Hieronimus, Incoming CEO) | Mgmt | For | For | |||||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
26 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
27 | Amendments to Articles Regarding Written Consultation | Mgmt | For | For | |||||
28 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
London Stock Exchange Group | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSE | CINS G5689U103 | 11/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Divestment of Borsa Italiana to Euronext | Mgmt | For | For | |||||
London Stock Exchange Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSEG | CINS G5689U103 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Elect Jacques Aigrain | Mgmt | For | For | |||||
5 | Elect Dominic Blakemore | Mgmt | For | For | |||||
6 | Elect Kathleen DeRose | Mgmt | For | For | |||||
7 | Elect Cressida Hogg | Mgmt | For | For | |||||
8 | Elect Stephen O'Connor | Mgmt | For | For | |||||
9 | Elect Val Rahmani | Mgmt | For | For | |||||
10 | Elect Don Robert | Mgmt | For | For | |||||
11 | Elect David A. Schwimmer | Mgmt | For | For | |||||
12 | Elect Martin Brand | Mgmt | For | For | |||||
13 | Elect Erin Brown | Mgmt | For | For | |||||
14 | Elect Anna Manz | Mgmt | For | For | |||||
15 | Elect Douglas M. Steenland | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | |||||
20 | SAYE Option Plan | Mgmt | For | For | |||||
21 | Adoption of New Articles | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Lonza Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LONN | CINS H50524133 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | N/A | |||||
5 | Compensation Report | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Allocation of Profits/ Dividends | Mgmt | For | N/A | |||||
8 | Elect Werner J. Bauer | Mgmt | For | N/A | |||||
9 | Elect Albert M. Baehny | Mgmt | For | N/A | |||||
10 | Elect Dorothee Deuring | Mgmt | For | N/A | |||||
11 | Elect Angelica Kohlmann | Mgmt | For | N/A | |||||
12 | Elect Christoph Mader | Mgmt | For | N/A | |||||
13 | Elect Barbara M. Richmond | Mgmt | For | N/A | |||||
14 | Elect Jurgen B. Steinemann | Mgmt | For | N/A | |||||
15 | Elect Olivier Verscheure | Mgmt | For | N/A | |||||
16 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | N/A | |||||
17 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
22 | Board Compensation | Mgmt | For | N/A | |||||
23 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
24 | Executive Compensation (Short-term Variable) | Mgmt | For | N/A | |||||
25 | Executive Compensation (Long-term Variable) | Mgmt | For | N/A | |||||
26 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
27 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | N/A | |||||
Nexi SpA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEXI | CINS T6S18J104 | 03/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Cross-Border Merger by Incorporation | Mgmt | For | For | |||||
4 | Board Size | Mgmt | For | For | |||||
5 | Election of Two Directors | Mgmt | For | For | |||||
6 | Board Term Length | Mgmt | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nexi SpA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEXI | CINS T6S18J104 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nexi SpA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEXI | CINS T6S18J104 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Approval of Merger Plan and Amendment to Articles | Mgmt | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nordea Bank Abp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NDAFI | CINS X5S8VL105 | 03/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Board and CEO Acts | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Directors' Fees | Mgmt | For | For | |||||
13 | Board Size | Mgmt | For | For | |||||
14 | Election of Directors | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Issue Contingent Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Trade in Company Stock (Repurchase) | Mgmt | For | For | |||||
19 | Authority to Trade in Company Stock (Issuance) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Issuance of Treasury Shares | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NOVN | CINS H5820Q150 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
7 | Authority to Repurchase Shares | Mgmt | For | N/A | |||||
8 | Board Compensation | Mgmt | For | N/A | |||||
9 | Executive Compensation | Mgmt | For | N/A | |||||
10 | Compensation Report | Mgmt | For | N/A | |||||
11 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | N/A | |||||
12 | Elect Nancy C. Andrews | Mgmt | For | N/A | |||||
13 | Elect Ton Buchner | Mgmt | For | N/A | |||||
14 | Elect Patrice Bula | Mgmt | For | N/A | |||||
15 | Elect Elizabeth Doherty | Mgmt | For | N/A | |||||
16 | Elect Ann M. Fudge | Mgmt | For | N/A | |||||
17 | Elect Bridgette P. Heller | Mgmt | For | N/A | |||||
18 | Elect Frans van Houten | Mgmt | For | N/A | |||||
19 | Elect Simon Moroney | Mgmt | For | N/A | |||||
20 | Elect Andreas von Planta | Mgmt | For | N/A | |||||
21 | Elect Charles L. Sawyers | Mgmt | For | N/A | |||||
22 | Elect Enrico Vanni | Mgmt | For | N/A | |||||
23 | Elect William T. Winters | Mgmt | For | N/A | |||||
24 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | N/A | |||||
25 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | N/A | |||||
26 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | N/A | |||||
27 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | N/A | |||||
28 | Elect Simon Moroney as Compensation Committee Member | Mgmt | For | N/A | |||||
29 | Appointment of Auditor | Mgmt | For | N/A | |||||
30 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
31 | Amendments to Articles (Term of Office) | Mgmt | For | N/A | |||||
32 | Additional or Amended Proposals | Mgmt | N/A | N/A | |||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NXPI | CUSIP N6596X109 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | |||||
3 | Elect Kurt Sievers | Mgmt | For | For | |||||
4 | Elect Peter L. Bonfield | Mgmt | For | For | |||||
5 | Elect Annette K. Clayton | Mgmt | For | For | |||||
6 | Elect Anthony Foxx | Mgmt | For | For | |||||
7 | Elect Kenneth A. Goldman | Mgmt | For | For | |||||
8 | Elect Josef Kaeser | Mgmt | For | For | |||||
9 | Elect Lena Olving | Mgmt | For | For | |||||
10 | Elect Peter Smitham | Mgmt | For | For | |||||
11 | Elect Julie Southern | Mgmt | For | For | |||||
12 | Elect Jasmin Staiblin | Mgmt | For | For | |||||
13 | Elect Gregory L. Summe | Mgmt | For | For | |||||
14 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
19 | Directors' Fees | Mgmt | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
OTSUKA CORPORATION | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4768 | CINS J6243L115 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Yuji Otsuka | Mgmt | For | For | |||||
4 | Elect Kazuyuki Katakura | Mgmt | For | For | |||||
5 | Elect Toshiyasu Takahashi | Mgmt | For | Against | |||||
6 | Elect Hironobu Tsurumi | Mgmt | For | For | |||||
7 | Elect Hironobu Saito | Mgmt | For | For | |||||
8 | Elect Katsuhiro Yano | Mgmt | For | For | |||||
9 | Elect Minoru Sakurai | Mgmt | For | For | |||||
10 | Elect Jiro Makino | Mgmt | For | Against | |||||
11 | Elect Tetsuo Saito | Mgmt | For | For | |||||
12 | Elect Makiko Hamabe | Mgmt | For | For | |||||
13 | Elect Tatsumi Murata as Statutory Auditor | Mgmt | For | For | |||||
14 | Retirement Allowances for Directors | Mgmt | For | Against | |||||
15 | Retirement Allowances for Statutory Auditor | Mgmt | For | Against | |||||
Partners Group Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PGHN | CINS H6120A101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Amendments to Articles | Mgmt | For | N/A | |||||
7 | Compensation Report | Mgmt | For | N/A | |||||
8 | Board Compensation (Short-Term) | Mgmt | For | N/A | |||||
9 | Board Compensation (Long-Term) | Mgmt | For | N/A | |||||
10 | Board Compensation ('Technical Non-Financial') | Mgmt | For | N/A | |||||
11 | Executive Compensation (Revision: Fixed FY2021) | Mgmt | For | N/A | |||||
12 | Executive Compensation (Fixed FY2022) | Mgmt | For | N/A | |||||
13 | Executive Compensation (Long-Term) | Mgmt | For | N/A | |||||
14 | Executive Compensation ('Technical Non-Financial') | Mgmt | For | N/A | |||||
15 | Elect Steffen Meister as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Marcel Erni | Mgmt | For | N/A | |||||
17 | Elect Alfred Gantner | Mgmt | For | N/A | |||||
18 | Elect Lisa A. Hook | Mgmt | For | N/A | |||||
19 | Elect Joseph P. Landy | Mgmt | For | N/A | |||||
20 | Elect Grace del Rosario-Castano | Mgmt | For | N/A | |||||
21 | Elect Martin Strobel | Mgmt | For | N/A | |||||
22 | Elect Urs Wietlisbach | Mgmt | For | N/A | |||||
23 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Chair | Mgmt | For | N/A | |||||
24 | Elect Lisa A. Hook as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
25 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
26 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
27 | Appointment of Auditor | Mgmt | For | N/A | |||||
Pernod Ricard | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RI | CINS F72027109 | 11/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Amendments to Articles Regarding Vote Counting | Mgmt | For | For | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Elect Alexandre Ricard | Mgmt | For | For | |||||
10 | Elect Cesar Giron | Mgmt | For | Against | |||||
11 | Elect Wolfgang Colberg | Mgmt | For | For | |||||
12 | Elect Virginie Fauvel | Mgmt | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | |||||
14 | Remuneration of Alexandre Ricard, Chair and CEO | Mgmt | For | For | |||||
15 | Remuneration Report | Mgmt | For | For | |||||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
17 | Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
20 | Relocation of Corporate Headquarters | Mgmt | For | For | |||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
23 | Amendments to Articles Regarding Written Consultation | Mgmt | For | For | |||||
24 | Amendments to Articles Regarding Remuneration | Mgmt | For | For | |||||
25 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRU | CINS G72899100 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Chua Sock Koong | Mgmt | For | For | |||||
4 | Elect Ming Lu | Mgmt | For | For | |||||
5 | Elect Jeanette Wong | Mgmt | For | For | |||||
6 | Elect Shriti Vadera | Mgmt | For | For | |||||
7 | Elect Jeremy Anderson | Mgmt | For | For | |||||
8 | Elect Mark FitzPatrick | Mgmt | For | For | |||||
9 | Elect David Law | Mgmt | For | For | |||||
10 | Elect Anthony Nightingale | Mgmt | For | For | |||||
11 | Elect Philip Remnant | Mgmt | For | For | |||||
12 | Elect Alice D. Schroeder | Mgmt | For | For | |||||
13 | Elect Stuart James Turner | Mgmt | For | For | |||||
14 | Elect Thomas R. Watjen | Mgmt | For | For | |||||
15 | Elect Michael A. Wells | Mgmt | For | For | |||||
16 | Elect Fields Wicker-Miurin | Mgmt | For | For | |||||
17 | Elect Yok Tak Amy Yip | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
25 | Authority to Repurchase Shares | Mgmt | For | For | |||||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
QIAGEN N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QGEN | CUSIP N72482123 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report | Mgmt | For | Against | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
5 | Elect Metin Colpan | Mgmt | For | For | |||||
6 | Elect Thomas Ebeling | Mgmt | For | For | |||||
7 | Elect Toralf Haag | Mgmt | For | For | |||||
8 | Elect Ross L. Levine | Mgmt | For | For | |||||
9 | Elect Elaine Mardis | Mgmt | For | For | |||||
10 | Elect Lawrence A. Rosen | Mgmt | For | For | |||||
11 | Elect Elizabeth E. Tallett | Mgmt | For | For | |||||
12 | Elect Thierry Bernard | Mgmt | For | For | |||||
13 | Elect Roland Sackers | Mgmt | For | For | |||||
14 | Management Board Remuneration Policy | Mgmt | For | Against | |||||
15 | Supervisory Board Remuneration Policy | Mgmt | For | Against | |||||
16 | Supervisory Board Members' Fees | Mgmt | For | Against | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Suppress Preemptive Rights for Mergers, Acquisitions and Strategic Alliances | Mgmt | For | Against | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Amendment to Articles In Connection with Changes to Dutch Law | Mgmt | For | For | |||||
Reckitt Benckiser Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RKT.L | CINS G74079107 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Andrew RJ Bonfield | Mgmt | For | For | |||||
5 | Elect Jeff Carr | Mgmt | For | For | |||||
6 | Elect Nicandro Durante | Mgmt | For | For | |||||
7 | Elect Mary Harris | Mgmt | For | For | |||||
8 | Elect Mehmood Khan | Mgmt | For | For | |||||
9 | Elect Pamela J. Kirby | Mgmt | For | For | |||||
10 | Elect Sara Mathew | Mgmt | For | For | |||||
11 | Elect Laxman Narasimhan | Mgmt | For | For | |||||
12 | Elect Christopher A. Sinclair | Mgmt | For | For | |||||
13 | Elect Elane B. Stock | Mgmt | For | For | |||||
14 | Elect Olivier Bohuon | Mgmt | For | For | |||||
15 | Elect Margherita Della Valle | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Amendments to Articles | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
RELX Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REL | CINS G7493L105 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
6 | Elect Paul Walker | Mgmt | For | For | |||||
7 | Elect June Felix | Mgmt | For | For | |||||
8 | Elect Erik Engstrom | Mgmt | For | For | |||||
9 | Elect Wolfhart Hauser | Mgmt | For | For | |||||
10 | Elect Charlotte Hogg | Mgmt | For | For | |||||
11 | Elect Marike van Lier Lels | Mgmt | For | For | |||||
12 | Elect Nicholas Luff | Mgmt | For | For | |||||
13 | Elect Robert J. MacLeod | Mgmt | For | For | |||||
14 | Elect Linda S. Sanford | Mgmt | For | For | |||||
15 | Elect Andrew J. Sukawaty | Mgmt | For | For | |||||
16 | Elect Suzanne Wood | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Rightmove Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RMV | CINS G7565D106 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
6 | Elect Alison Dolan | Mgmt | For | For | |||||
7 | Elect Andrew Fisher | Mgmt | For | For | |||||
8 | Elect Peter Brooks-Johnson | Mgmt | For | For | |||||
9 | Elect Jacqueline de Rojas | Mgmt | For | For | |||||
10 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | |||||
11 | Elect Andrew Findlay | Mgmt | For | For | |||||
12 | Elect Amit Tiwari | Mgmt | For | For | |||||
13 | Elect Lorna Tilbian | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
20 | Adoption of New Articles | Mgmt | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sanwa Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
5929 | CINS J6858G104 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Toshitaka Takayama | Mgmt | For | For | |||||
4 | Elect Yasushi Takayama | Mgmt | For | For | |||||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | |||||
6 | Elect Hiroyuki Yamazaki | Mgmt | For | For | |||||
7 | Elect Meiji Takayama | Mgmt | For | For | |||||
8 | Elect Masanaka Yokota | Mgmt | For | For | |||||
9 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
Sap SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SAP | CUSIP 803054204 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Ratification of Management Board Acts | Mgmt | For | For | |||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Elect Qi Lu | Mgmt | For | For | |||||
6 | Elect Rouven Westphal | Mgmt | For | For | |||||
7 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
8 | Amendment to Corporate Purpose | Mgmt | For | For | |||||
9 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
Sap SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SAP | CINS D66992104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Elect Qi Lu | Mgmt | For | For | |||||
11 | Elect Rouven Westphal | Mgmt | For | For | |||||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
13 | Amendment to Corporate Purpose | Mgmt | For | For | |||||
14 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
Schneider Electric SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SU | CINS F86921107 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
11 | 2020 Remuneration Report | Mgmt | For | For | |||||
12 | 2020 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Mgmt | For | For | |||||
13 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
15 | Elect Jean-Pascal Tricoire | Mgmt | For | For | |||||
16 | Elect Anna Ohlsson-Leijon | Mgmt | For | For | |||||
17 | Election of Thierry Jacquet (Employee Shareholder Representatives) | Mgmt | Against | For | |||||
18 | Election of Zennia Csikos (Employee Shareholder Representatives) | Mgmt | Against | For | |||||
19 | Elect Xiaoyun Ma (Employee Shareholder Representatives) | Mgmt | For | For | |||||
20 | Election of Malene Kvist Kristensen (Employee Shareholder Representatives) | Mgmt | Against | For | |||||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | |||||
25 | Greenshoe | Mgmt | For | For | |||||
26 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | |||||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
28 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
29 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | |||||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
31 | Amendments to Article Regarding Board Powers | Mgmt | For | For | |||||
32 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
SCSK Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9719 | CINS J70081104 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Elect Masao Tabuchi | Mgmt | For | For | |||||
4 | Elect Toru Tanihara | Mgmt | For | For | |||||
5 | Elect Koji Tamefusa | Mgmt | For | For | |||||
6 | Elect Tetsuya Fukunaga | Mgmt | For | For | |||||
7 | Elect Kei Kato | Mgmt | For | For | |||||
8 | Elect Bin Haga | Mgmt | For | For | |||||
9 | Elect Kiyoto Matsuda | Mgmt | For | For | |||||
10 | Elect Tetsuya Kubo | Mgmt | For | For | |||||
11 | Elect Yasunori Anzai | Mgmt | For | Against | |||||
12 | Elect Kimitoshi Yabuki | Mgmt | For | For | |||||
13 | Elect Masaichi Nakamura | Mgmt | For | For | |||||
SGS SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SGSN | CINS H7485A108 | 03/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
7 | Elect Calvin Grieder | Mgmt | For | N/A | |||||
8 | Elect Sami Atiya | Mgmt | For | N/A | |||||
9 | Elect Paul Desmarais, Jr. | Mgmt | For | N/A | |||||
10 | Elect Ian Gallienne | Mgmt | For | N/A | |||||
11 | Elect Shelby R. du Pasquier | Mgmt | For | N/A | |||||
12 | Elect Kory Sorenson | Mgmt | For | N/A | |||||
13 | Elect Tobias Hartmann | Mgmt | For | N/A | |||||
14 | Elect Janet S. Vergis | Mgmt | For | N/A | |||||
15 | Appoint Calvin Grieder as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Kory Sorenson as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Board Compensation | Mgmt | For | N/A | |||||
22 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | N/A | |||||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | N/A | |||||
25 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
26 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
Shenzhou International Group Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2313 | CINS G8087W101 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect HUANG Guanlin | Mgmt | For | For | |||||
6 | Elect MA Renhe | Mgmt | For | Against | |||||
7 | Elect ZHANG Bingsheng | Mgmt | For | For | |||||
8 | Elect LIU Chunhong | Mgmt | For | For | |||||
9 | Elect LIU Xinggao | Mgmt | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | |||||
Shionogi & Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4507 | CINS J74229105 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Isao Teshirogi | Mgmt | For | For | |||||
4 | Elect Takuko Sawada | Mgmt | For | For | |||||
5 | Elect Keiichi Ando | Mgmt | For | For | |||||
6 | Elect Hiroshi Ozaki | Mgmt | For | For | |||||
7 | Elect Fumi Takatsuki | Mgmt | For | For | |||||
8 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | |||||
SIG Combibloc Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SIGN | CINS H76406117 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | N/A | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
4 | Allocation of Profits | Mgmt | For | N/A | |||||
5 | Dividend from Reserves | Mgmt | For | N/A | |||||
6 | Compensation Report | Mgmt | For | N/A | |||||
7 | Board Compensation | Mgmt | For | N/A | |||||
8 | Executive Compensation | Mgmt | For | N/A | |||||
9 | Elect Andreas Umbach | Mgmt | For | N/A | |||||
10 | Elect Werner J. Bauer | Mgmt | For | N/A | |||||
11 | Elect Wah-Hui Chu | Mgmt | For | N/A | |||||
12 | Elect Colleen A. Goggins | Mgmt | For | N/A | |||||
13 | Elect Mariel Hoch | Mgmt | For | N/A | |||||
14 | Elect Matthias Wahren | Mgmt | For | N/A | |||||
15 | Elect Nigel S. Wright | Mgmt | For | N/A | |||||
16 | Elect Abdallah Obeikan | Mgmt | For | N/A | |||||
17 | Elect Martine Snels | Mgmt | For | N/A | |||||
18 | Appoint Andreas Umbach as Board Chair | Mgmt | For | N/A | |||||
19 | Elect Wah-Hui Chu as Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Elect Colleen A. Goggins as Compensation Committee Member | Mgmt | For | N/A | |||||
21 | Elect Mariel Hoch as Compensation Committee Member | Mgmt | For | N/A | |||||
22 | Increase in Authorised Capital | Mgmt | For | N/A | |||||
23 | Amendments to Articles (Removal of Opting-Out Provision) | Mgmt | For | N/A | |||||
24 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
25 | Appointment of Auditor | Mgmt | For | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Smith & Nephew plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SN. | CINS G82343164 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Roland Diggelmann | Mgmt | For | For | |||||
5 | Elect Erik Engstrom | Mgmt | For | For | |||||
6 | Elect Robin Freestone | Mgmt | For | For | |||||
7 | Elect John Ma | Mgmt | For | For | |||||
8 | Elect Katarzyna Mazur-Hofsaess | Mgmt | For | For | |||||
9 | Elect Rick Medlock | Mgmt | For | For | |||||
10 | Elect Anne-Francoise Nesmes | Mgmt | For | For | |||||
11 | Elect Marc Owen | Mgmt | For | For | |||||
12 | Elect Roberto Quarta | Mgmt | For | For | |||||
13 | Elect Angie Risley | Mgmt | For | For | |||||
14 | Elect Bob White | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Smurfit Kappa Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SKG | CINS G8248F104 | 02/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
Smurfit Kappa Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SKG | CINS G8248F104 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
5 | Final Dividend | Mgmt | For | For | |||||
6 | Elect Kaisa Hietala | Mgmt | For | For | |||||
7 | Elect Irial Finan | Mgmt | For | For | |||||
8 | Elect Anthony Smurfit | Mgmt | For | For | |||||
9 | Elect Ken Bowles | Mgmt | For | For | |||||
10 | Elect Anne Anderson | Mgmt | For | For | |||||
11 | Elect Frits Beurskens | Mgmt | For | For | |||||
12 | Elect Carol Fairweather | Mgmt | For | For | |||||
13 | Elect James A. Lawrence | Mgmt | For | For | |||||
14 | Elect Lourdes Melgar | Mgmt | For | For | |||||
15 | Elect John Moloney | Mgmt | For | For | |||||
16 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | |||||
17 | Elect Gonzalo Restrepo | Mgmt | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
24 | Amendment to Performance Share Plan | Mgmt | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sonova Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SOON | CINS H8024W106 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | N/A | |||||
8 | Elect Lynn Dorsey Bleil | Mgmt | For | N/A | |||||
9 | Elect Lukas Braunschweiler | Mgmt | For | N/A | |||||
10 | Elect Stacy Enxing Seng | Mgmt | For | N/A | |||||
11 | Elect Ronald van der Vis | Mgmt | For | N/A | |||||
12 | Elect Jinlong Wang | Mgmt | For | N/A | |||||
13 | Elect Adrian Widmer | Mgmt | For | N/A | |||||
14 | Elect Gregory Behar | Mgmt | For | N/A | |||||
15 | Elect Roland Diggelmann | Mgmt | For | N/A | |||||
16 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Elect Lukas Braunschweiler as Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Roland Diggelmann Nominating and Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Board Compensation | Mgmt | For | N/A | |||||
22 | Executive Compensation | Mgmt | For | N/A | |||||
23 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
St. James's Place plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STJ | CINS G5005D124 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect Andrew Croft | Mgmt | For | For | |||||
4 | Elect Ian Gascoigne | Mgmt | For | For | |||||
5 | Elect Craig Gentle | Mgmt | For | For | |||||
6 | Elect Emma Griffin | Mgmt | For | For | |||||
7 | Elect Rosemary Hilary | Mgmt | For | For | |||||
8 | Elect Simon Jeffreys | Mgmt | For | For | |||||
9 | Elect Roger Yates | Mgmt | For | For | |||||
10 | Elect Lesley-Ann Nash | Mgmt | For | For | |||||
11 | Elect Paul Manduca | Mgmt | For | For | |||||
12 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Techtronic Industries Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
669 | CINS Y8563B159 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Elect Stephan H. Pudwill | Mgmt | For | For | |||||
6 | Elect Frank CHAN Chi Chung | Mgmt | For | Against | |||||
7 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | |||||
8 | Elect Virginia Davis Wilmerding | Mgmt | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Teleperformance | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TEP | CINS F9120F106 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
11 | 2020 Remuneration Report | Mgmt | For | For | |||||
12 | 2020 Remuneration of Daniel Julien, Chair and CEO | Mgmt | For | For | |||||
13 | 2020 Remuneration of Olivier Rigaudy, Deputy CEO | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
15 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Deputy CEO) | Mgmt | For | For | |||||
17 | Elect Daniel Julien | Mgmt | For | For | |||||
18 | Elect Emily A. Abrera | Mgmt | For | For | |||||
19 | Elect Alain Boulet | Mgmt | For | For | |||||
20 | Elect Robert Paszczak | Mgmt | For | For | |||||
21 | Elect Stephen Winningham | Mgmt | For | For | |||||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | |||||
26 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Terumo Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4543 | CINS J83173104 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Takayoshi Mimura | Mgmt | For | For | |||||
4 | Elect Shinjiro Sato | Mgmt | For | For | |||||
5 | Elect Toshiaki Takagi | Mgmt | For | For | |||||
6 | Elect Shoji Hatano | Mgmt | For | For | |||||
7 | Elect Kyo Nishikawa | Mgmt | For | For | |||||
8 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | |||||
9 | Elect Hidenori Nishi | Mgmt | For | For | |||||
10 | Elect Keiya Ozawa | Mgmt | For | For | |||||
11 | Elect Takanori Shibazaki | Mgmt | For | Against | |||||
12 | Elect Masaichi Nakamura | Mgmt | For | For | |||||
13 | Elect Soichiro Uno | Mgmt | For | For | |||||
14 | Elect Koichi Sakaguchi as Alternate Audit Committee Director | Mgmt | For | For | |||||
The Weir Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEIR | CINS G95248137 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Elect Ben Magara | Mgmt | For | For | |||||
5 | Elect Srinivasan Venkatakrishnan | Mgmt | For | For | |||||
6 | Elect Charles Berry | Mgmt | For | For | |||||
7 | Elect Jon Stanton | Mgmt | For | For | |||||
8 | Elect John Heasley | Mgmt | For | For | |||||
9 | Elect Barbara S. Jeremiah | Mgmt | For | For | |||||
10 | Elect Clare M. Chapman | Mgmt | For | For | |||||
11 | Elect Engelbert A. Haan | Mgmt | For | For | |||||
12 | Elect Mary Jo Jacobi | Mgmt | For | For | |||||
13 | Elect Jim McDonald | Mgmt | For | For | |||||
14 | Elect Stephen Young | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Tokio Marine Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
8766 | CINS J86298106 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Tsuyoshi Nagano | Mgmt | For | Against | |||||
4 | Elect Satoru Komiya | Mgmt | For | Against | |||||
5 | Elect Takayuki Yuasa | Mgmt | For | For | |||||
6 | Elect Akira Harashima | Mgmt | For | For | |||||
7 | Elect Kenji Okada | Mgmt | For | For | |||||
8 | Elect Yoshinari Endo | Mgmt | For | For | |||||
9 | Elect Shinichi Hirose | Mgmt | For | For | |||||
10 | Elect Akio Mimura | Mgmt | For | Against | |||||
11 | Elect Masako Egawa | Mgmt | For | For | |||||
12 | Elect Takashi Mitachi | Mgmt | For | For | |||||
13 | Elect Nobuhiro Endo | Mgmt | For | For | |||||
14 | Elect Shinya Katanozaka | Mgmt | For | For | |||||
15 | Elect Emi Osono | Mgmt | For | For | |||||
16 | Elect Yoichi Moriwaki | Mgmt | For | For | |||||
17 | Trust Type Equity Plans | Mgmt | For | For | |||||
Total SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FP | CINS F92124100 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
12 | Elect Patrick Pouyanne | Mgmt | For | For | |||||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | |||||
14 | Elect Jacques Aschenbroich | Mgmt | For | For | |||||
15 | Elect R. Glenn Hubbard | Mgmt | For | For | |||||
16 | 2020 Remuneration Report | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | 2020 Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | |||||
19 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
20 | Shareholder Approval of Decarbonisation Ambition | Mgmt | For | For | |||||
21 | Change of Company Name | Mgmt | For | For | |||||
22 | Authority to Issue Performance Shares | Mgmt | For | For | |||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
Toyota Motor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7203 | CINS J92676113 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | |||||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | |||||
4 | Elect Akio Toyoda | Mgmt | For | Against | |||||
5 | Elect Koji Kobayashi | Mgmt | For | For | |||||
6 | Elect James Kuffner | Mgmt | For | For | |||||
7 | Elect Kenta Kon | Mgmt | For | Against | |||||
8 | Elect Ikuro Sugawara | Mgmt | For | For | |||||
9 | Elect Philip Craven | Mgmt | For | For | |||||
10 | Elect Teiko Kudo | Mgmt | For | For | |||||
11 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | |||||
UBS Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBSG | CINS H42097107 | 04/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts (Excluding French Cross-Border Matter) | Mgmt | For | N/A | |||||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | N/A | |||||
8 | Elect Jeremy Anderson | Mgmt | For | N/A | |||||
9 | Elect William C. Dudley | Mgmt | For | N/A | |||||
10 | Elect Reto Francioni | Mgmt | For | N/A | |||||
11 | Elect Fred Zuliu HU | Mgmt | For | N/A | |||||
12 | Elect Mark Hughes | Mgmt | For | N/A | |||||
13 | Elect Nathalie Rachou | Mgmt | For | N/A | |||||
14 | Elect Julie G. Richardson | Mgmt | For | N/A | |||||
15 | Elect Dieter Wemmer | Mgmt | For | N/A | |||||
16 | Elect Jeanette Wong | Mgmt | For | N/A | |||||
17 | Elect Claudia Bockstiegel | Mgmt | For | N/A | |||||
18 | Elect Patrick Firmenich | Mgmt | For | N/A | |||||
19 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | N/A | |||||
21 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | N/A | |||||
22 | Elect Jeanette Wong as Compensation Committee Member | Mgmt | For | N/A | |||||
23 | Board Compensation | Mgmt | For | N/A | |||||
24 | Executive Compensation (Variable) | Mgmt | For | N/A | |||||
25 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
26 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
27 | Appointment of Auditor | Mgmt | For | N/A | |||||
28 | Appointment of Special Auditor | Mgmt | For | N/A | |||||
29 | Amendments to Articles | Mgmt | For | N/A | |||||
30 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | N/A | |||||
31 | Authority to Repurchase Shares | Mgmt | For | N/A | |||||
UBS Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UBSG | CINS H42097107 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Extraordinary Dividend from Reserves | Mgmt | For | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Unilever NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UNA | CINS N8981F289 | 09/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Amendments to Articles Regarding Unification | Mgmt | For | For | |||||
3 | Unification | Mgmt | For | For | |||||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | |||||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | |||||
Unilever plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ULVR | CINS G92087165 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Advisory Vote on Climate Transition Action Plan | Mgmt | For | For | |||||
5 | Elect Nils Andersen | Mgmt | For | For | |||||
6 | Elect Laura M.L. Cha | Mgmt | For | For | |||||
7 | Elect Judith Hartmann | Mgmt | For | For | |||||
8 | Elect Alan Jope | Mgmt | For | For | |||||
9 | Elect Andrea Jung | Mgmt | For | For | |||||
10 | Elect Susan Kilsby | Mgmt | For | For | |||||
11 | Elect Strive T. Masiyiwa | Mgmt | For | For | |||||
12 | Elect Youngme E. Moon | Mgmt | For | For | |||||
13 | Elect Graeme D. Pitkethly | Mgmt | For | For | |||||
14 | Elect John Rishton | Mgmt | For | For | |||||
15 | Elect Feike Sijbesma | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Approval of Performance Share Plan | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
25 | Adoption of New Articles | Mgmt | For | For | |||||
26 | Reduction in Share Premium Account | Mgmt | For | For | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Weir Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEIR | CINS G95248137 | 11/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Divestiture/Spin-off | Mgmt | For | For | |||||
Fund Name : Neuberger Berman International Small Cap Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
AEON DELIGHT CO.,LTD. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9787 | CINS J0036F104 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Kazumasa Hamada | Mgmt | For | For | |||||
3 | Elect Nobuo Yamazato | Mgmt | For | For | |||||
4 | Elect Hideyuki Mito | Mgmt | For | For | |||||
5 | Elect Hiroyuki Watanabe | Mgmt | For | For | |||||
6 | Elect Masaaki Fujita | Mgmt | For | For | |||||
7 | Elect Yoshiaki Hompo | Mgmt | For | For | |||||
8 | Elect Keiji Yoshikawa | Mgmt | For | For | |||||
9 | Elect Asako Takada | Mgmt | For | For | |||||
10 | Elect Hiroshi Mitsui | Mgmt | For | Against | |||||
11 | Elect Tsukasa Takahashi | Mgmt | For | For | |||||
12 | Elect Yuji Kawabe | Mgmt | For | Against | |||||
Amano Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6436 | CINS J01302108 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Izumi Nakajima | Mgmt | For | Against | |||||
4 | Elect Hiroyuki Tsuda | Mgmt | For | Against | |||||
5 | Elect Kunihiro Ihara | Mgmt | For | For | |||||
6 | Elect Manabu Yamazaki | Mgmt | For | For | |||||
7 | Elect Kirihito Ninomiya | Mgmt | For | For | |||||
8 | Elect Fujinori Tazo | Mgmt | For | For | |||||
9 | Elect Kiyoshi Kawashima | Mgmt | For | For | |||||
10 | Elect Michinobu Omori | Mgmt | For | For | |||||
11 | Elect Sumie Watanabe | Mgmt | For | For | |||||
12 | Elect Naofumi Nagakawa as Statutory Auditor | Mgmt | For | For | |||||
Applus Services | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APPS | CINS E0534T106 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Report on Non-Financial Information | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Board Acts | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Amendments to Articles (Remote General Meetings) | Mgmt | For | For | |||||
10 | Amendments to Articles (Remuneration) | Mgmt | For | For | |||||
11 | Amendments to Articles (Board Meetings) | Mgmt | For | For | |||||
12 | Amendments to General Meeting Regulations | Mgmt | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
14 | Elect Maria Cristina Henriquez de Luna Basagoiti | Mgmt | For | For | |||||
15 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
16 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
ARB Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARB | CINS Q0463W135 | 10/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | |||||
3 | Re-elect Andrew H. Brown | Mgmt | For | For | |||||
4 | Re-elect Andrew P. Stott | Mgmt | For | Against | |||||
ARIAKE JAPAN Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2815 | CINS J01964105 | 06/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Naoki Shirakawa | Mgmt | For | For | |||||
3 | Elect Katsutoshi Iwaki | Mgmt | For | For | |||||
4 | Elect Koichi Matsumoto | Mgmt | For | For | |||||
5 | Elect Koji Iwaki | Mgmt | For | For | |||||
6 | Elect Takeyoshi Ono | Mgmt | For | For | |||||
7 | Elect Toru Nishiki | Mgmt | For | For | |||||
8 | Elect Morihiro Kimura | Mgmt | For | Against | |||||
9 | Bonus | Mgmt | For | For | |||||
10 | Retirement Allowances for Non-Audit Committee Directors | Mgmt | For | Against | |||||
Azbil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6845 | CINS J0370G106 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
Befesa S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BFSA | CINS L0R30V103 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Approval of Consolidated Financial Statements | Mgmt | For | For | |||||
4 | Approval of Standalone Financial Statements | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Ratification of Board Acts | Mgmt | For | For | |||||
7 | Non-Executive Directors' Fees | Mgmt | For | For | |||||
8 | Remuneration Report | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
Befesa S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BFSA | CINS L0R30V103 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Increase in Authorised Capital | Mgmt | For | Against | |||||
3 | Amendments to Articles (Proxy Representation) | Mgmt | For | For | |||||
4 | Amendments to Articles (Right to ask Questions at AGM) | Mgmt | For | For | |||||
5 | Amendments to Articles (AGM Organisation) | Mgmt | For | For | |||||
6 | Amendments to Articles (AGM Participation) | Mgmt | For | For | |||||
BELIMO Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BEAN | CINS H07171103 | 03/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
5 | Compensation Report | Mgmt | For | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | N/A | |||||
7 | Board Compensation | Mgmt | For | N/A | |||||
8 | Executive Compensation | Mgmt | For | N/A | |||||
9 | Elect Adrian Altenburger | Mgmt | For | N/A | |||||
10 | Elect Patrick Burkhalter | Mgmt | For | N/A | |||||
11 | Elect Sandra Emme | Mgmt | For | N/A | |||||
12 | Elect Urban Linsi | Mgmt | For | N/A | |||||
13 | Elect Stefan Ranstrand | Mgmt | For | N/A | |||||
14 | Elect Martin Zwyssig | Mgmt | For | N/A | |||||
15 | Elect Patrick Burkhalter as Board Chair | Mgmt | For | N/A | |||||
16 | Elect Martin Zwyssig as Vice Chair | Mgmt | For | N/A | |||||
17 | Elect Sandra Emme as Compensation and Nominating Committee Member | Mgmt | For | N/A | |||||
18 | Elect Adrian Altenburger as Compensation and Nominating Committee Member | Mgmt | For | N/A | |||||
19 | Elect Urban Linsi as Compensation and Nominating Committee Member | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Appointment of Auditor | Mgmt | For | N/A | |||||
22 | Stock Split | Mgmt | For | N/A | |||||
Biffa Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BIFF | CINS G1R62B102 | 07/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Elect Michael Averill | Mgmt | For | For | |||||
5 | Elect Gab Barbaro | Mgmt | For | For | |||||
6 | Elect Carol Chesney | Mgmt | For | For | |||||
7 | Elect Ken Lever | Mgmt | For | For | |||||
8 | Elect David Martin | Mgmt | For | For | |||||
9 | Elect Richard N. Pike | Mgmt | For | For | |||||
10 | Elect Michael Topham | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Big Yellow Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BYG | CINS G1093E108 | 08/05/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Richard R. Cotton | Mgmt | For | For | |||||
5 | Elect James Gibson | Mgmt | For | For | |||||
6 | Elect Anna Keay | Mgmt | For | For | |||||
7 | Elect Adrian Lee | Mgmt | For | For | |||||
8 | Elect Vince Niblett | Mgmt | For | For | |||||
9 | Elect John Trotman | Mgmt | For | For | |||||
10 | Elect Nicholas Vetch | Mgmt | For | For | |||||
11 | Elect Julia Hailes | Mgmt | For | For | |||||
12 | Elect Laela Pakpour Tabrizi | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Biotage AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BIOT | CINS W25769139 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
14 | Ratify Torben Jorgensen | Mgmt | For | For | |||||
15 | Ratify Peter Ehrenheim | Mgmt | For | For | |||||
16 | Ratify Thomas Eklund | Mgmt | For | For | |||||
17 | Ratify Karolina Lawitz | Mgmt | For | For | |||||
18 | Ratify Asa Hedin | Mgmt | For | For | |||||
19 | Ratify Mark Bradley | Mgmt | For | For | |||||
20 | Ratify Tomas Blomquist (CEO) | Mgmt | For | For | |||||
21 | Board Size; Number of Auditors | Mgmt | For | For | |||||
22 | Directors' Fees | Mgmt | For | For | |||||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
24 | Elect Torben Jorgensen | Mgmt | For | For | |||||
25 | Elect Peter Ehrenheim | Mgmt | For | Against | |||||
26 | Elect Thomas Eklund | Mgmt | For | For | |||||
27 | Elect Karolina Lawitz | Mgmt | For | For | |||||
28 | Elect Asa Hedin | Mgmt | For | Against | |||||
29 | Elect Mark Bradley | Mgmt | For | For | |||||
30 | Elect Torben Jorgensen as Chair | Mgmt | For | For | |||||
31 | Appointment of Auditor | Mgmt | For | For | |||||
32 | Approval of Nominating Committee Guidelines | Mgmt | For | For | |||||
33 | Remuneration Report | Mgmt | For | For | |||||
34 | Amendments to Articles (Postal Voting) | Mgmt | For | For | |||||
35 | Long-Term Incentive Plan | Mgmt | For | For | |||||
36 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
37 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
39 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Bioteque Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4107 | CINS Y08968102 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Amendments to Procedural Rules of Election of Directors and Supervisors | Mgmt | For | For | |||||
Bloomsbury Publishing plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BMY | CINS G1179Q132 | 07/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Final Dividend; Bonus Issue | Mgmt | For | For | |||||
5 | Elect Steven Hall | Mgmt | For | For | |||||
6 | Elect Richard Lambert | Mgmt | For | For | |||||
7 | Elect Nigel Newton | Mgmt | For | For | |||||
8 | Elect Leslie-Ann Reed | Mgmt | For | For | |||||
9 | Elect Penny Scott- Bayfield | Mgmt | For | For | |||||
10 | Elect John A. Warren | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | |||||
17 | Adoption of New Articles | Mgmt | For | For | |||||
Borregaard ASA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BRG | CINS R1R79W105 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Agenda; Election of Presiding Chair; Minutes | Mgmt | For | N/A | |||||
7 | Accounts and Reports; Allocation of Profits and Dividends | Mgmt | For | N/A | |||||
8 | Remuneration Policy | Mgmt | For | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Authority to Repurchase Shares Pursuant to Incentive Programs | Mgmt | For | N/A | |||||
11 | Authority to Repurchase Shares For Amortisation | Mgmt | For | N/A | |||||
12 | Elect Helge Aasen | Mgmt | For | N/A | |||||
13 | Elect Terje Andersen | Mgmt | For | N/A | |||||
14 | Elect Tove Andersen | Mgmt | For | N/A | |||||
15 | Elect Margrethe Hauge | Mgmt | For | N/A | |||||
16 | Elect John Arne Ulvan | Mgmt | For | N/A | |||||
17 | Elect Helge Aasen as Chair | Mgmt | For | N/A | |||||
18 | Elect Mimi K. Berdal | Mgmt | For | N/A | |||||
19 | Elect Erik Must | Mgmt | For | N/A | |||||
20 | Elect Rune Selmar | Mgmt | For | N/A | |||||
21 | Elect Mimi K. Berdal as Chair | Mgmt | For | N/A | |||||
22 | Directors' Fees | Mgmt | For | N/A | |||||
23 | Nomination Committee Fees | Mgmt | For | N/A | |||||
24 | Authority to Set Auditor's Fees | Mgmt | For | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Bossard Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BOSN | CINS H09904105 | 04/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | N/A | |||||
5 | Compensation Report | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
8 | Elect David Dean as Shareholder A Representative | Mgmt | For | N/A | |||||
9 | Elect Thomas Schmuckli as Board Chair | Mgmt | For | N/A | |||||
10 | Elect Stefan Michel | Mgmt | For | N/A | |||||
11 | Elect Rene Cotting | Mgmt | For | N/A | |||||
12 | Elect Martin Kuhn | Mgmt | For | N/A | |||||
13 | Elect Patricia Heidtman | Mgmt | For | N/A | |||||
14 | Elect David Dean | Mgmt | For | N/A | |||||
15 | Elect Petra Maria Ehmann | Mgmt | For | N/A | |||||
16 | Elect Marcel Keller | Mgmt | For | N/A | |||||
17 | Elect David Dean as Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Stefan Michel as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Elect Patricia Heidtman as Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Elect Marcel Keller as Compensation Committee Member | Mgmt | For | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
22 | Appointment of Auditor | Mgmt | For | N/A | |||||
23 | Board Compensation | Mgmt | For | N/A | |||||
24 | Executive Compensation | Mgmt | For | N/A | |||||
Broadleaf Co.,Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3673 | CINS J04642112 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Kenji Oyama | Mgmt | For | Against | |||||
4 | Elect Kenichi Yamanaka | Mgmt | For | For | |||||
5 | Elect Morio Kizawa | Mgmt | For | For | |||||
6 | Elect Hiroshi Takada | Mgmt | For | For | |||||
7 | Elect Risa Tanaka | Mgmt | For | For | |||||
8 | Elect Kumiko Igushi | Mgmt | For | For | |||||
9 | Elect Kinya Ikeda | Mgmt | For | For | |||||
10 | Elect Yusuke Asakura | Mgmt | For | For | |||||
Carel Industries S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRL | CINS T2R2A6107 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Amendments to Articles | Mgmt | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Board Size | Mgmt | For | For | |||||
8 | Board Term Length | Mgmt | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | List Presented by Luigi Rossi Luciani S.a.p.a. and Luigi Nalini S.a.p.a. | Mgmt | For | N/A | |||||
11 | List Presented by Group of Institutional investors Representing 2.15% of Share Capital | Mgmt | For | For | |||||
12 | Elect Luigi Rossi Luciani as Chair | Mgmt | N/A | N/A | |||||
13 | Elect Luigi Nalini as Vice-Chair | Mgmt | N/A | N/A | |||||
14 | Directors' Fees | Mgmt | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
16 | List Presented by Luigi Rossi Luciani S.a.p.a. and Luigi Nalini S.a.p.a. | Mgmt | N/A | N/A | |||||
17 | List Presented by Group of Institutional investors Representing 2.15% of Share Capital | Mgmt | N/A | N/A | |||||
18 | Election of Chair Board of Statutory Auditors | Mgmt | For | For | |||||
19 | Statutory Auditors' Fees | Mgmt | For | For | |||||
20 | Remuneration Policy (Binding) | Mgmt | For | Against | |||||
21 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
22 | 2021-2025 Performance Shares Plan | Mgmt | For | Against | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Cellavision AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CEVI | CINS W2128U119 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
14 | Ratify Soren Mellstig | Mgmt | For | For | |||||
15 | Ratify Mikael Worning | Mgmt | For | For | |||||
16 | Ratify Anna Malm Bernsten | Mgmt | For | For | |||||
17 | Ratify Christer Fahraeus | Mgmt | For | For | |||||
18 | Ratify Asa Hedin | Mgmt | For | For | |||||
19 | Ratify Niklas Prager | Mgmt | For | For | |||||
20 | Ratify Jurgen Riedl | Mgmt | For | For | |||||
21 | Ratify Stefan Wolf | Mgmt | For | For | |||||
22 | Ratify Zlatko Rihter (CEO) | Mgmt | For | For | |||||
23 | Ratify Magnus Blixt (CEO) | Mgmt | For | For | |||||
24 | Ratify Gunnar B. Hansen | Mgmt | For | For | |||||
25 | Ratify Markus Jonasson Kristoffersson | Mgmt | For | For | |||||
26 | Board Size; Number of Auditors | Mgmt | For | For | |||||
27 | Directors and Auditors' Fees | Mgmt | For | For | |||||
28 | Elect Mikael Worning | Mgmt | For | For | |||||
29 | Elect Anna Malm Bernsten | Mgmt | For | For | |||||
30 | Elect Christer Fahraeus | Mgmt | For | For | |||||
31 | Elect Asa Hedin | Mgmt | For | Against | |||||
32 | Elect Niklas Prager | Mgmt | For | For | |||||
33 | Elect Jurgen Riedl | Mgmt | For | For | |||||
34 | Elect Stefan Wolf | Mgmt | For | For | |||||
35 | Elect Mikael Worning as Chair | Mgmt | For | For | |||||
36 | Appointment of Auditor | Mgmt | For | For | |||||
37 | Approval of Nominating Committee Guidelines | Mgmt | For | For | |||||
38 | Remuneration Report | Mgmt | For | For | |||||
39 | Amendments to Articles | Mgmt | For | For | |||||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
41 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Cerved Group S.p.A | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CERV | CINS T2R840120 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Losses | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Allocation of Dividend | ShrHoldr | Against | For | |||||
8 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
9 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees (Ernst & Young, Preferred Option) | Mgmt | For | For | |||||
Chemometec AS | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHEMM | CINS K18309102 | 10/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Elect Preben Konig | Mgmt | For | Against | |||||
10 | Elect Martin Glensbjerg | Mgmt | For | Against | |||||
11 | Elect Peter Reich | Mgmt | For | For | |||||
12 | Elect Kristine Frch | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Remuneration Policy | Mgmt | For | Against | |||||
15 | Remuneration Report | Mgmt | For | Against | |||||
16 | Amendments to Articles | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Transaction of Other Business | Mgmt | N/A | N/A | |||||
CKD Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6407 | CINS J08022113 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Kazunori Kajimoto | Mgmt | For | For | |||||
3 | Elect Katsuhito Okuoka | Mgmt | For | For | |||||
4 | Elect Katsunori Hayashida | Mgmt | For | For | |||||
5 | Elect Shinji Yuhara | Mgmt | For | For | |||||
6 | Elect Noriko Asai | Mgmt | For | For | |||||
7 | Elect Kazumasa Uemura | Mgmt | For | For | |||||
8 | Elect Stefan Sacre | Mgmt | For | For | |||||
Clinigen Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLIN | CINS G2R22L107 | 11/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Peter V. Allen | Mgmt | For | For | |||||
5 | Elect Ian J. Nicholson | Mgmt | For | For | |||||
6 | Elect Anne Hyland | Mgmt | For | For | |||||
7 | Elect Alan K. Boyd | Mgmt | For | Against | |||||
8 | Elect Shaun Chilton | Mgmt | For | For | |||||
9 | Elect Nick Keher | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
12 | Authorisation of Political Donations | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
Cloetta AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLAB | CINS W2397U105 | 04/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Accounts and Reports | Mgmt | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
15 | Remuneration Report | Mgmt | For | For | |||||
16 | Ratify Mikael Aru | Mgmt | For | For | |||||
17 | Ratify Patrick Bergander | Mgmt | For | For | |||||
18 | Ratify Lottie Knutson | Mgmt | For | For | |||||
19 | Ratify Mikael Norman | Mgmt | For | For | |||||
20 | Ratify Alan McLean Raleigh | Mgmt | For | For | |||||
21 | Ratify Camilla Svenfelt | Mgmt | For | For | |||||
22 | Ratify Mikael Svenfelt | Mgmt | For | For | |||||
23 | Ratify Lilian Fossum Biner | Mgmt | For | For | |||||
24 | Ratify Henri de Sauvage Nolting | Mgmt | For | For | |||||
25 | Board Size | Mgmt | For | For | |||||
26 | Directors and Auditors' Fees | Mgmt | For | For | |||||
27 | Elect Mikael Norman | Mgmt | For | For | |||||
28 | Elect Mikael Aru | Mgmt | For | For | |||||
29 | Elect Patrick Bergander | Mgmt | For | For | |||||
30 | Elect Lottie Knutson | Mgmt | For | For | |||||
31 | Elect Alan McLean Raleigh | Mgmt | For | For | |||||
32 | Elect Camilla Svenfelt | Mgmt | For | For | |||||
33 | Elect Mikael Svenfelt | Mgmt | For | For | |||||
34 | Elect Mikael Norman as Chair | Mgmt | For | For | |||||
35 | Appointment of Auditor | Mgmt | For | For | |||||
36 | Approval of Nominating Committee Guidelines | Mgmt | For | For | |||||
37 | Remuneration Policy | Mgmt | For | For | |||||
38 | Long-term share-based incentive plan (LTI 2021) | Mgmt | For | For | |||||
39 | Issuance of treasury shares pursuant to LTIP 2021 | Mgmt | For | For | |||||
40 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
41 | Amendments to Articles | Mgmt | For | For | |||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Cloetta AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLAB | CINS W2397U105 | 11/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
Colliers International Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CIGI | CUSIP 194693107 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Peter F. Cohen | Mgmt | For | For | |||||
1.2 | Elect John (Jack) P. Curtin, Jr. | Mgmt | For | For | |||||
1.3 | Elect Christopher Galvin | Mgmt | For | For | |||||
1.4 | Elect P. Jane Gavan | Mgmt | For | For | |||||
1.5 | Elect Stephen J. Harper | Mgmt | For | For | |||||
1.6 | Elect Jay S. Hennick | Mgmt | For | For | |||||
1.7 | Elect Katherine M. Lee | Mgmt | For | For | |||||
1.8 | Elect Benjamin F. Stein | Mgmt | For | For | |||||
1.9 | Elect L. Frederick Sutherland | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Approval of Transaction and Elimination of Dual Class Stock | Mgmt | For | For | |||||
Computer Modelling Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMG | CUSIP 205249105 | 07/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | |||||
2.1 | Elect Judith J. Athaide | Mgmt | For | For | |||||
2.2 | Elect Kenneth M. Dedeluk | Mgmt | For | For | |||||
2.3 | Elect Christopher L. Fong | Mgmt | For | For | |||||
2.4 | Elect Patrick R. Jamieson | Mgmt | For | For | |||||
2.5 | Elect Peter H. Kinash | Mgmt | For | For | |||||
2.6 | Elect Mark Miller | Mgmt | For | For | |||||
2.7 | Elect Ryan N. Schneider | Mgmt | For | For | |||||
2.8 | Elect John B. Zaozirny | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
4 | Stock Option Plan Renewal | Mgmt | For | For | |||||
5 | Amendment to the PSU & RSU Plan | Mgmt | For | For | |||||
Corbion NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRBN | CINS N2334V109 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Elect Eddy van Rhede van der Kloot to the Management Board | Mgmt | For | For | |||||
12 | Elect Dessi Temperley to the Supervisory Board | Mgmt | For | For | |||||
13 | Elect Mathieu Vrijsen to the Supervisory Board | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions, or Strategic Alliances | Mgmt | For | For | |||||
17 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions, or Strategic Alliances | Mgmt | For | Against | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Cancellation of Shares | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Corporate Travel Management Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CTD | CINS Q2909K105 | 10/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | |||||
3 | Elect Jonathon K. Brett | Mgmt | For | For | |||||
4 | Re-elect Sophie A. Mitchell | Mgmt | For | For | |||||
5 | Re-elect Ewen G.W. Crouch | Mgmt | For | For | |||||
6 | Approve Omnibus Incentive Plan | Mgmt | For | For | |||||
7 | Equity Grant (COO Laura Ruffles: Performance-based SARs) | Mgmt | For | For | |||||
8 | Equity Grant (COO Laura Ruffles: Time-based SARs) | Mgmt | For | For | |||||
Craneware Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRW | CINS G2554M100 | 11/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Will Whitehorn | Mgmt | For | For | |||||
4 | Elect Keith Neilson | Mgmt | For | For | |||||
5 | Elect Craig T. Preston | Mgmt | For | For | |||||
6 | Elect Colleen Blye | Mgmt | For | For | |||||
7 | Elect Russ Rudish | Mgmt | For | For | |||||
8 | Elect Alistair Erskine | Mgmt | For | For | |||||
9 | Elect David Kemp | Mgmt | For | For | |||||
10 | Final Dividend | Mgmt | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Dechra Pharmaceuticals plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DPH | CINS G2769C145 | 10/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Final Dividend | Mgmt | For | For | |||||
5 | Elect Paul Sandland | Mgmt | For | For | |||||
6 | Elect Alison Platt | Mgmt | For | For | |||||
7 | Elect Tony Rice | Mgmt | For | For | |||||
8 | Elect Ian Page | Mgmt | For | For | |||||
9 | Elect Tony Griffin | Mgmt | For | For | |||||
10 | Elect Lisa Bright | Mgmt | For | For | |||||
11 | Elect Julian Heslop | Mgmt | For | For | |||||
12 | Elect Ishbel Macpherson | Mgmt | For | For | |||||
13 | Elect Lawson Macartney | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Dentium | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
145720 | CINS Y2R34J108 | 03/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | |||||
2 | Elect SEO Seung Woo | Mgmt | For | For | |||||
3 | Elect CHOI Sung Ho | Mgmt | For | For | |||||
4 | Election of Independent Director to Become Audit Committee Member: CHO Seung Ryong | Mgmt | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | |||||
Dermapharm Holding SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DMP | CINS D1T0ZJ103 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Management Board Remuneration Policy | Mgmt | For | Against | |||||
11 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
Digital Arts Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
2326 | CINS J1228V105 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Toshio Dogu | Mgmt | For | For | |||||
4 | Elect Takuya Matsumoto | Mgmt | For | For | |||||
5 | Elect Chise Kuwayama as Audit Committee Director | Mgmt | For | For | |||||
6 | Elect Komei Sasaki as Alternate Audit Committee Director | Mgmt | For | For | |||||
Diploma plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DPLM | CINS G27664112 | 01/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect John E. Nicholas | Mgmt | For | For | |||||
4 | Elect Jonathan Thomson | Mgmt | For | For | |||||
5 | Elect Barbara Gibbes | Mgmt | For | For | |||||
6 | Elect Andrew P. Smith | Mgmt | For | For | |||||
7 | Elect Anne Thorburn | Mgmt | For | For | |||||
8 | Elect Geraldine Huse | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
11 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Adoption of New Articles | Mgmt | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Dustin Group AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DUST | CINS W2R21A104 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Increase in Authorized Capital | Mgmt | For | For | |||||
12 | Centralpoint Transaction | Mgmt | For | For | |||||
13 | Rights Issue Pursuant to Acquisition | Mgmt | For | For | |||||
Dustin Group AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DUST | CINS W2R21A104 | 12/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
16 | Ratify Mia Brunell Livfors | Mgmt | For | For | |||||
17 | Ratify Caroline Berg | Mgmt | For | For | |||||
18 | Ratify Gunnel Duveblad | Mgmt | For | For | |||||
19 | Ratify Johan Fant | Mgmt | For | For | |||||
20 | Ratify Tomas Franzen | Mgmt | For | For | |||||
21 | Ratify Mattias Miksche | Mgmt | For | For | |||||
22 | Ratify Morten Strand | Mgmt | For | For | |||||
23 | Ratify Thomas Ekman (CEO) | Mgmt | For | For | |||||
24 | Nomination Committee Report | Mgmt | For | For | |||||
25 | Board Size | Mgmt | For | For | |||||
26 | Directors and Auditors' Fees | Mgmt | For | For | |||||
27 | Elect Mia Brunell Livfors | Mgmt | For | For | |||||
28 | Elect Gunnel Duveblad | Mgmt | For | For | |||||
29 | Elect Johan Fant | Mgmt | For | For | |||||
30 | Elect Tomas Franzen | Mgmt | For | For | |||||
31 | Elect Mattias Miksche | Mgmt | For | For | |||||
32 | Elect Morten Strand | Mgmt | For | For | |||||
33 | Elect Stina Andersson | Mgmt | For | For | |||||
34 | Elect Gregor Bieler | Mgmt | For | For | |||||
35 | Elect Mia Brunell Livfors as Chair of the Board | Mgmt | For | For | |||||
36 | Appointment of Auditor | Mgmt | For | For | |||||
37 | Remuneration Guidelines | Mgmt | For | For | |||||
38 | Long-term Incentive Program 2021 | Mgmt | For | For | |||||
39 | Amendments to Articles | Mgmt | For | For | |||||
40 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
41 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
43 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
EM Systems Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4820 | CINS J1309M107 | 03/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Kozo Kunimitsu | Mgmt | For | For | |||||
3 | Elect Kenji Oishi | Mgmt | For | For | |||||
4 | Elect Hiromasa Kunimitsu | Mgmt | For | For | |||||
5 | Elect Gen Aota | Mgmt | For | For | |||||
6 | Elect Megumi Seki | Mgmt | For | For | |||||
7 | Elect Takeshi Miyata | Mgmt | For | For | |||||
8 | Elect Yasuhiro Matsubara as Audit Committee Director | Mgmt | For | Against | |||||
Enghouse Systems Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENGH | CUSIP 292949104 | 03/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Sadler | Mgmt | For | For | |||||
1.2 | Elect Eric Demirian | Mgmt | For | For | |||||
1.3 | Elect Reid Drury | Mgmt | For | For | |||||
1.4 | Elect John Gibson | Mgmt | For | For | |||||
1.5 | Elect Pierre Lassonde | Mgmt | For | For | |||||
1.6 | Elect Jane Mowat | Mgmt | For | For | |||||
1.7 | Elect Paul Stoyan | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Esker | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALESK | CINS F3164D101 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses; Ratification of Acts | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | 2021 Supervisory Board Members' Fees | Mgmt | For | For | |||||
11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
12 | Appointment of Auditor (Orfis) | Mgmt | For | For | |||||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | |||||
14 | Authority to Cancel Shares | Mgmt | For | For | |||||
15 | Authority to Issue Restricted Shares | Mgmt | For | Against | |||||
16 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
Future Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FUTR | CINS G37005132 | 01/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Scheme of Arrangement (Merger/Acquisition) | Mgmt | For | For | |||||
Future Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FUTR | CINS G37005132 | 02/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
5 | Elect Richard N.L. Huntingford | Mgmt | For | For | |||||
6 | Elect Zillah Byng-Thorne | Mgmt | For | For | |||||
7 | Elect Rachel Addison | Mgmt | For | For | |||||
8 | Elect Meredith E. Amdur | Mgmt | For | For | |||||
9 | Elect Mark Brooker | Mgmt | For | For | |||||
10 | Elect Hugo Drayton | Mgmt | For | Against | |||||
11 | Elect Rob Hattrell | Mgmt | For | For | |||||
12 | Elect Alan Newman | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | U.S. Employee Stock Purchase Plan | Mgmt | For | For | |||||
18 | Value Creation Plan | Mgmt | For | Against | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | |||||
Games Workshop Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GAW | CINS G3715N102 | 09/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Kevin D. Rountree | Mgmt | For | For | |||||
3 | Elect Rachel F. Tongue | Mgmt | For | For | |||||
4 | Elect Nicholas J. Donaldson | Mgmt | For | For | |||||
5 | Elect Elaine O'Donnell | Mgmt | For | For | |||||
6 | Elect John Richard Brewis | Mgmt | For | For | |||||
7 | Elect Karen Elizabeth Marsh | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
10 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
GB Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GBG | CINS G3770M106 | 08/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Natalie Gammon | Mgmt | For | For | |||||
3 | Elect David Anthony Rasche | Mgmt | For | For | |||||
4 | Elect Christopher Graham Clark | Mgmt | For | For | |||||
5 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
12 | Adoption of Amended Articles | Mgmt | For | For | |||||
Genus plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GNS | CINS G3827X105 | 11/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Iain G.T. Ferguson | Mgmt | For | For | |||||
5 | Elect Alison Henriksen | Mgmt | For | For | |||||
6 | Elect Stephen Wilson | Mgmt | For | For | |||||
7 | Elect Lysanne Gray | Mgmt | For | For | |||||
8 | Elect Lykele van der Broek | Mgmt | For | For | |||||
9 | Elect Lesley Knox | Mgmt | For | For | |||||
10 | Elect Ian Charles | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
GoCo Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GOCO | CINS G4022E108 | 01/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Scheme of Arrangement (Merger) | Mgmt | For | For | |||||
GoCo Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GOCO | CINS G4022E108 | 01/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Authorize the Board to Give Effect to the Scheme | Mgmt | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
GVS S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GVS | CINS T5R4C5106 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | |||||
6 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
8 | Increase in Statutory Auditors' Fees | Mgmt | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Hansen Technologies | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HSN | CINS Q4474Z103 | 11/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | |||||
3 | Re-elect David Trude | Mgmt | For | For | |||||
4 | Re-elect David Howell | Mgmt | For | For | |||||
5 | Elect Don Rankin | Mgmt | For | For | |||||
6 | Equity Grant (MD/CEO Andrew Hansen) | Mgmt | For | For | |||||
7 | Renew Performance Rights Plan | Mgmt | For | For | |||||
8 | Adopt New Constitution | Mgmt | For | For | |||||
Haw Par Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
H02 | CINS V42666103 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect WEE Ee Lim | Mgmt | For | For | |||||
4 | Elect LOW Weng Keong | Mgmt | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
Ideagen Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IDEA | CINS G2757D105 | 10/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Elect Barnaby Kent | Mgmt | For | For | |||||
3 | Elect Richard Longdon | Mgmt | For | For | |||||
4 | Elect Emma Jane Hayes | Mgmt | For | For | |||||
5 | Remuneration Report | Mgmt | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
7 | Final Dividend | Mgmt | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
Inficon Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IFCN | CINS H7190K102 | 03/31/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Ratification of Board Acts | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Elect Richard Fischer | Mgmt | For | N/A | |||||
7 | Accounts and Reports | Mgmt | For | N/A | |||||
8 | Elect Vanessa Frey | Mgmt | For | N/A | |||||
9 | Elect Beat Siegrist | Mgmt | For | N/A | |||||
10 | Elect Reto Suter | Mgmt | For | N/A | |||||
11 | Elect Richard Fischer as Compensation Committee Member | Mgmt | For | N/A | |||||
12 | Elect Beat Siegrist as Compensation Committee Member | Mgmt | For | N/A | |||||
13 | Elect Reto Suter as Compensation Committee Member | Mgmt | For | N/A | |||||
14 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | N/A | |||||
16 | Compensation Report | Mgmt | For | N/A | |||||
17 | Board Compensation | Mgmt | For | N/A | |||||
18 | Executive Compensation | Mgmt | For | N/A | |||||
19 | Amendments to Articles | Mgmt | For | N/A | |||||
20 | Accounts and Reports | Mgmt | For | N/A | |||||
Interparfums | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ITP | CINS F5262B119 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
10 | Elect Veronique Gabai-Pinsky | Mgmt | For | For | |||||
11 | Elect Patrick Choel | Mgmt | For | For | |||||
12 | Elect Maurice Alhadeve | Mgmt | For | For | |||||
13 | 2021 Directors' Fees | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
15 | 2021 Remuneration Policy (CEO & Chair) | Mgmt | For | Against | |||||
16 | 2020 Remuneration Report | Mgmt | For | For | |||||
17 | 2020 Remuneration of Philippe Benacin, Chair and CEO | Mgmt | For | For | |||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
19 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
20 | Amendment to Article on Term Lengths | Mgmt | For | For | |||||
21 | Textual References Applicable in Case of Regulation Updates | Mgmt | For | For | |||||
22 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Interroll Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INRN | CINS H4247Q117 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
6 | Amendments to Articles (General Meeting Chair) | Mgmt | For | N/A | |||||
7 | Amendments to Articles (Constitution of the Board) | Mgmt | For | N/A | |||||
8 | Board Compensation | Mgmt | For | N/A | |||||
9 | Executive Compensation | Mgmt | For | N/A | |||||
10 | Elect Paul Zumbuhl as Board Chair | Mgmt | For | N/A | |||||
11 | Elect Urs Tanner | Mgmt | For | N/A | |||||
12 | Elect Stefano Mercorio | Mgmt | For | N/A | |||||
13 | Elect Ingo Specht | Mgmt | For | N/A | |||||
14 | Elect Elena Cortona | Mgmt | For | N/A | |||||
15 | Elect Markus Asch | Mgmt | For | N/A | |||||
16 | Elect Susanne Schreiber | Mgmt | For | N/A | |||||
17 | Elect Urs Tanner as Compensation Committee Member | Mgmt | For | N/A | |||||
18 | Elect Stefano Mercorio as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Intertrust NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTER | CINS N4584R101 | 03/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Elect Shankar Iyer to the management board | Mgmt | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Intertrust NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTER | CINS N4584R101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Elect Toine van Laack to the Supervisory Board | Mgmt | For | For | |||||
12 | Elect Charlotte Emily Lambkin to the Supervisory Board | Mgmt | For | For | |||||
13 | Elect Paul James Willing to the Supervisory Board | Mgmt | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Jenoptik AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JEN | CINS D3S19K104 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Jenoptik AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JEN | CINS D3S19K104 | 08/07/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
Johnson Service Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JSG | CINS G51576125 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Jock F. Lennox | Mgmt | For | For | |||||
4 | Elect Peter Egan | Mgmt | For | For | |||||
5 | Elect Yvonne Monaghan | Mgmt | For | For | |||||
6 | Elect Chris Girling | Mgmt | For | For | |||||
7 | Elect Nick Gregg | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Kardex AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KARN | CINS H44577189 | 04/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Elect Jakob Bleiker | Mgmt | For | N/A | |||||
8 | Elect Philipp Buhofer | Mgmt | For | N/A | |||||
9 | Elect Eugen Elmiger | Mgmt | For | N/A | |||||
10 | Elect Andreas Haberli | Mgmt | For | N/A | |||||
11 | Elect Ulrich Looser | Mgmt | For | N/A | |||||
12 | Elect Felix A. Thoni | Mgmt | For | N/A | |||||
13 | Appoint Felix A. Thoni as Board Chair | Mgmt | For | N/A | |||||
14 | Elect Philipp Buhofer as Compensation and Nominating Committee Member | Mgmt | For | N/A | |||||
15 | Elect Eugen Elmiger as Compensation and Nominating Committee Member | Mgmt | For | N/A | |||||
16 | Elect Ulrich Looser as Compensation and Nominating Committee Member | Mgmt | For | N/A | |||||
17 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | N/A | |||||
19 | Board Compensation | Mgmt | For | N/A | |||||
20 | Executive Compensation | Mgmt | For | N/A | |||||
Kemira Oyj | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KEMIRA | CINS X44073108 | 03/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Accounts and Reports | Mgmt | For | For | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
12 | Ratification of Board, President and CEO and deputy CEO Acts | Mgmt | For | For | |||||
13 | Remuneration Report | Mgmt | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
15 | Directors' Fees | Mgmt | For | For | |||||
16 | Election of Directors; Board Size | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Approval of Nominating Committee Guidelines | Mgmt | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Kinaxis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KXS | CUSIP 49448Q109 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John (Ian) Giffen | Mgmt | For | For | |||||
1.2 | Elect Robert Courteau | Mgmt | For | For | |||||
1.3 | Elect Gillian (Jill) Denham | Mgmt | For | For | |||||
1.4 | Elect Angel Mendez | Mgmt | For | For | |||||
1.5 | Elect Pamela Passman | Mgmt | For | For | |||||
1.6 | Elect Elizabeth (Betsy) Rafael | Mgmt | For | For | |||||
1.7 | Elect Kelly Thomas | Mgmt | For | For | |||||
1.8 | Elect John Sicard | Mgmt | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | |||||
4 | Amendment to the Share Unit Plan | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Kito Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6409 | CINS J33996117 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Yoshio Kito | Mgmt | For | For | |||||
4 | Elect Edward W. Hunter | Mgmt | For | For | |||||
5 | Elect Tsuneo Yuzurihara | Mgmt | For | For | |||||
6 | Elect Shigeki Osozawa | Mgmt | For | For | |||||
7 | Elect Katsumi Nakamura | Mgmt | For | For | |||||
8 | Elect Takashi Hirai | Mgmt | For | For | |||||
9 | Elect Koji Osawa | Mgmt | For | For | |||||
10 | Elect Masahide Kamachi as Alternate Statutory Auditor | Mgmt | For | For | |||||
Komax Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KOMN | CINS H4614U113 | 04/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
5 | Allocation of Profits/ Dividends | Mgmt | For | N/A | |||||
6 | Elect Beat Kalin as Board Chair | Mgmt | For | N/A | |||||
7 | Elect David Dean | Mgmt | For | N/A | |||||
8 | Elect Andreas Haberli | Mgmt | For | N/A | |||||
9 | Elect Kurt Haerri | Mgmt | For | N/A | |||||
10 | Elect Mariel Hoch | Mgmt | For | N/A | |||||
11 | Elect Roland Siegwart | Mgmt | For | N/A | |||||
12 | Elect Andreas Haberli as Compensation Committee Member | Mgmt | For | N/A | |||||
13 | Elect Beat Kalin as Compensation Committee Member | Mgmt | For | N/A | |||||
14 | Elect Roland Siegwart as Compensation Committee Member | Mgmt | For | N/A | |||||
15 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
16 | Appointment of Auditor | Mgmt | For | N/A | |||||
17 | Compensation Report | Mgmt | For | N/A | |||||
18 | Board Compensation | Mgmt | For | N/A | |||||
19 | Executive Compensation | Mgmt | For | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Konishi Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4956 | CINS J36082105 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Elect Takashi Yokota | Mgmt | For | For | |||||
4 | Elect Keiichi Oyama | Mgmt | For | For | |||||
5 | Elect Satoru Kusakabe | Mgmt | For | For | |||||
6 | Elect Shozo Arisawa | Mgmt | For | For | |||||
7 | Elect Hirofumi Matsubata | Mgmt | For | For | |||||
8 | Elect Toshihiko Iwao | Mgmt | For | For | |||||
9 | Elect Keiko Takase | Mgmt | For | For | |||||
10 | Elect Makoto Kimura | Mgmt | For | For | |||||
11 | Elect Shinya Enomoto | Mgmt | For | For | |||||
12 | Elect Kenji Kawada | Mgmt | For | For | |||||
13 | Elect Motoyuki Nakata | Mgmt | For | For | |||||
14 | Elect Yoshiki Yamada | Mgmt | For | For | |||||
15 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | |||||
16 | Audit Committee Directors’ Fees | Mgmt | For | For | |||||
17 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
Learning Technologies Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LTG | CINS G5416A107 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect Simon Boddie | Mgmt | For | For | |||||
4 | Elect Andrew Stephen Brode | Mgmt | For | For | |||||
5 | Elect Aimee Chapple | Mgmt | For | For | |||||
6 | Elect Neil Elton | Mgmt | For | For | |||||
7 | Elect Piers Lea | Mgmt | For | For | |||||
8 | Elect Leslie-Ann Reed | Mgmt | For | For | |||||
9 | Elect Jonathan Satchell | Mgmt | For | For | |||||
10 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
Lectra SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSS | CINS F56028107 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
9 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
10 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
11 | Ratification of Board Acts | Mgmt | For | For | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
13 | 2020 Remuneration Report | Mgmt | For | For | |||||
14 | 2020 Remuneration of Daniel Harari, Chair and CEO | Mgmt | For | For | |||||
15 | Elect Celine Abecassis-Moedas | Mgmt | For | For | |||||
16 | 2021 Directors' Fees | Mgmt | For | For | |||||
17 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
18 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
20 | Authority to Increase Capital in Consideration for Contributions In Kind to AIP | Mgmt | For | For | |||||
21 | Issuance of Shares w/o Preemptive Rights (AIP) | Mgmt | For | For | |||||
22 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | |||||
23 | Amendments to Articles | Mgmt | For | For | |||||
24 | Elect Jean-Marie (John) Canan | Mgmt | For | For | |||||
25 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
Lectra SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSS | CINS F56028107 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Authority to Increase Capital in Consideration for Contributions In Kind to AIP | Mgmt | For | For | |||||
7 | Issuance of Shares w/o Preemptive Rights (AIP) | Mgmt | For | For | |||||
8 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | |||||
9 | Elect John Canan | Mgmt | For | For | |||||
10 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Lumibird | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LBIRD | CINS F7627R110 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
8 | Allocation of Profits | Mgmt | For | For | |||||
9 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | |||||
11 | Non-Renewal of Alternate Auditor | Mgmt | For | For | |||||
12 | Ratification of Co-Option of Gwenaelle Le Flohic | Mgmt | For | Against | |||||
13 | Elect Marie Begona Lebrun | Mgmt | For | For | |||||
14 | Elect Emmanuel Cueff | Mgmt | For | For | |||||
15 | Elect EMZ Partners as Censor | Mgmt | For | Against | |||||
16 | 2021 Directors' Fees | Mgmt | For | For | |||||
17 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
18 | 2020 Remuneration Report | Mgmt | For | For | |||||
19 | 2020 Remuneration of Marc Le Flohic, Chair and CEO | Mgmt | For | For | |||||
20 | 2020 Remuneration of Jean-Marc Gendre, Deputy CEO | Mgmt | For | For | |||||
21 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
22 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | |||||
23 | 2021 Remuneration Policy (Deputy CEO) | Mgmt | For | For | |||||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
26 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights and/or to Increase Capital Through Capitalisations | Mgmt | For | Against | |||||
27 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | |||||
28 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | |||||
29 | Greenshoe | Mgmt | For | Against | |||||
30 | Authority to Set Offering Price of Shares | Mgmt | For | Against | |||||
31 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | |||||
32 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (Qualified Investors) | Mgmt | For | Against | |||||
33 | Authority to Issue Restricted Shares | Mgmt | For | Against | |||||
34 | Authority to Grant Stock Options | Mgmt | For | Against | |||||
35 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
36 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
Medacta Group SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MOVE | CINS H7251B108 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Profits | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Elect Alberto Siccardi as Board Chair | Mgmt | For | N/A | |||||
8 | Elect Maria Luisa Siccardi Tonolli | Mgmt | For | N/A | |||||
9 | Elect Victor Balli | Mgmt | For | N/A | |||||
10 | Elect Riccardo Braglia | Mgmt | For | N/A | |||||
11 | Elect Philippe Weber | Mgmt | For | N/A | |||||
12 | Elect Philippe Weber as Compensation Committee Member | Mgmt | For | N/A | |||||
13 | Elect Riccardo Braglia as Compensation Committee Member | Mgmt | For | N/A | |||||
14 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | N/A | |||||
16 | Board Compensation (Fees) | Mgmt | For | N/A | |||||
17 | Board Compensation (Consulting Services) | Mgmt | For | N/A | |||||
18 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
19 | Executive Compensation (Variable Short-Term) | Mgmt | For | N/A | |||||
20 | Executive Compensation (Variable Long-Term) | Mgmt | For | N/A | |||||
Medacta Group SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MOVE | CINS H7251B108 | 12/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Elect Riccardo Braglia to the Board of Directors | Mgmt | For | N/A | |||||
4 | Elect Riccardo Braglia as Compensation Committee Member | Mgmt | For | N/A | |||||
Medartis Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MED | CINS H54007101 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Compensation Report | Mgmt | For | N/A | |||||
5 | Allocation of Losses | Mgmt | For | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | N/A | |||||
7 | Board Compensation | Mgmt | For | N/A | |||||
8 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
9 | Executive Compensation (Variable) | Mgmt | For | N/A | |||||
10 | Appoint Marco Gadola as Board Chair | Mgmt | For | N/A | |||||
11 | Elect Thomas Straumann | Mgmt | For | N/A | |||||
12 | Elect Dominik Ellenrieder | Mgmt | For | N/A | |||||
13 | Elect Jurg Greuter | Mgmt | For | N/A | |||||
14 | Elect Daniel B. Herren | Mgmt | For | N/A | |||||
15 | Elect Roland W. Hess | Mgmt | For | N/A | |||||
16 | Elect Willi Miesch | Mgmt | For | N/A | |||||
17 | Elect Damien Tappy | Mgmt | For | N/A | |||||
18 | Elect Dominik Ellenrieder as Compensation Committee Member | Mgmt | For | N/A | |||||
19 | Elect Daniel B. Herren as Compensation Committee Member | Mgmt | For | N/A | |||||
20 | Elect Damien Tappy as Compensation Committee Member | Mgmt | For | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
22 | Appointment of Auditor | Mgmt | For | N/A | |||||
Nagaileben Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7447 | CINS J47152103 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Ichiro Sawanobori | Mgmt | For | Against | |||||
3 | Elect Nobuhiko Saito | Mgmt | For | For | |||||
4 | Elect Katsuji Asai | Mgmt | For | For | |||||
5 | Elect Yasuyoshi Yamamoto | Mgmt | For | For | |||||
6 | Elect Kinya Shintani | Mgmt | For | For | |||||
7 | Elect Hiroyuki Yamamura | Mgmt | For | For | |||||
8 | Elect Kazutaka Ogino | Mgmt | For | Against | |||||
9 | Elect Koichi Shiromi | Mgmt | For | For | |||||
10 | Elect Kota Mishima | Mgmt | For | For | |||||
Nakanishi Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7716 | CINS J4800J102 | 03/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Yukiko Araki as Director | Mgmt | For | For | |||||
2 | Elect Hideki Toyotama as Statutory Auditor | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
Network International Holdings Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NETW | CINS G6457T104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Rohinton Kalifa | Mgmt | For | For | |||||
4 | Elect Nandan Mer | Mgmt | For | For | |||||
5 | Elect Darren Pope | Mgmt | For | For | |||||
6 | Elect Anil Dua | Mgmt | For | For | |||||
7 | Elect Victoria Hull | Mgmt | For | For | |||||
8 | Elect Rohit Malhotra | Mgmt | For | For | |||||
9 | Elect Ali Mazanderani | Mgmt | For | For | |||||
10 | Elect Habib Al Mulla | Mgmt | For | For | |||||
11 | Elect Diane Radley | Mgmt | For | For | |||||
12 | Elect Monique Shivanandan | Mgmt | For | For | |||||
13 | Elect Suryanarayan Subramanian | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Nexus AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NXU | CINS D5650J106 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
8 | Increase in Authorised Capital | Mgmt | For | For | |||||
9 | Management Board Remuneration Policy | Mgmt | For | For | |||||
10 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
11 | Approval of Profit-and-Loss Transfer Agreements with Nexus Swisslab GmbH | Mgmt | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Nichias Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
5393 | CINS J49205107 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Toshiyuki Takei | Mgmt | For | Against | |||||
4 | Elect Kiminori Nakata | Mgmt | For | For | |||||
5 | Elect Shoichi Yonezawa | Mgmt | For | For | |||||
6 | Elect Katsumi Kametsu | Mgmt | For | For | |||||
7 | Elect Satoshi Tanabe | Mgmt | For | For | |||||
8 | Elect Takahiro Niwa | Mgmt | For | For | |||||
9 | Elect Tsukasa Yamamoto | Mgmt | For | For | |||||
10 | Elect Kiyoshi Sato | Mgmt | For | For | |||||
11 | Elect Yoichi Eto | Mgmt | For | For | |||||
12 | Elect Yoshito Hirabayashi | Mgmt | For | Against | |||||
13 | Elect Yoko Wachi | Mgmt | For | For | |||||
Nihon Parkerizing Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4095 | CINS J55096101 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Kazuichi Satomi | Mgmt | For | Against | |||||
3 | Elect Mitsuru Matsumoto | Mgmt | For | Against | |||||
4 | Elect Hiroyasu Tamura | Mgmt | For | For | |||||
5 | Elect Masayuki Yoshida | Mgmt | For | For | |||||
6 | Elect Shimako Emori | Mgmt | For | For | |||||
7 | Elect Tatsuya Mori | Mgmt | For | For | |||||
8 | Elect Masaharu Kubota | Mgmt | For | For | |||||
9 | Elect Koji Chika | Mgmt | For | Against | |||||
10 | Elect Shigetaka Hazeyama as Alternate Audit Committee Director | Mgmt | For | For | |||||
Nohmi Bosai Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6744 | CINS J58966102 | 06/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Takeshi Hashizume | Mgmt | For | For | |||||
3 | Elect Tatsunori Ito | Mgmt | For | For | |||||
4 | Elect Takeshi Okamura | Mgmt | For | For | |||||
5 | Elect Jun Uchiyama | Mgmt | For | For | |||||
6 | Elect Masahiro Hasegawa | Mgmt | For | For | |||||
7 | Elect Tatsuya Izumida | Mgmt | For | For | |||||
8 | Elect Shin Shiotani | Mgmt | For | For | |||||
9 | Elect Ichiro Ishii | Mgmt | For | For | |||||
10 | Elect Keiko Hirano | Mgmt | For | For | |||||
11 | Elect Yasuhiro Takahashi as Statutory Auditor | Mgmt | For | For | |||||
12 | Directors' Fees and Restricted Stock Plan | Mgmt | For | For | |||||
13 | Outside Directors' Fees | Mgmt | For | For | |||||
14 | Statutory Auditors' Fees | Mgmt | For | For | |||||
Okamoto Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
5122 | CINS J60428109 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Yoshiyuki Okamoto | Mgmt | For | Against | |||||
3 | Elect Akifumi Yaguchi | Mgmt | For | For | |||||
4 | Elect Kunihiko Okamoto | Mgmt | For | For | |||||
5 | Elect Keiji Ikeda | Mgmt | For | For | |||||
6 | Elect Hiroshi Takashima | Mgmt | For | For | |||||
7 | Elect Masaru Okamoto | Mgmt | For | For | |||||
8 | Elect Yoichi Tsuchiya | Mgmt | For | For | |||||
9 | Elect Kenji Tanaka | Mgmt | For | For | |||||
10 | Elect Tetsuo Nodera | Mgmt | For | For | |||||
11 | Elect Yuji Tanaka | Mgmt | For | For | |||||
12 | Elect Akihiko Fukuda | Mgmt | For | For | |||||
13 | Elect Tetsuo Nakajima | Mgmt | For | For | |||||
14 | Elect Takayuki Kume | Mgmt | For | Against | |||||
15 | Elect Atsushi Sato | Mgmt | For | Against | |||||
16 | Elect Minoru Yamazaki | Mgmt | For | Against | |||||
17 | Elect Mitsue Aizawa | Mgmt | For | Against | |||||
On the Beach Group plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OTB | CINS G6754C101 | 02/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Elect Richard Pennycook | Mgmt | For | For | |||||
4 | Elect Simon Cooper | Mgmt | For | For | |||||
5 | Elect Shaun Morton | Mgmt | For | For | |||||
6 | Elect David Kelly | Mgmt | For | For | |||||
7 | Elect Elaine O'Donnell | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
11 | Authorisation of Political Donations | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | |||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
OneSavings Bank plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSB | CINS G6769K106 | 11/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Scheme of Arrangement | Mgmt | For | For | |||||
OneSavings Bank plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSB | CINS G6769K106 | 11/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Scheme of Arrangement | Mgmt | For | For | |||||
2 | Amendments to Articles (Scheme) | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
OPTEX GROUP Company, Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
6914 | CINS J61654109 | 03/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Isamu Oguni | Mgmt | For | For | |||||
4 | Elect Akira Higashi | Mgmt | For | For | |||||
5 | Elect Toru Kobayashi | Mgmt | For | For | |||||
6 | Elect Toru Kamimura | Mgmt | For | For | |||||
7 | Elect Hiroyuki Onishi | Mgmt | For | For | |||||
8 | Elect Tatsuya Nakajima | Mgmt | For | For | |||||
9 | Elect Kazuhiro Yoshida | Mgmt | For | For | |||||
10 | Elect Nanako Aono | Mgmt | For | For | |||||
11 | Elect Minoru Kida as Audit Committee Director | Mgmt | For | For | |||||
OSB Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSB | CINS G6S36L101 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Reduction in Share Capital by Amendment to Nominal Value | Mgmt | For | For | |||||
OSB Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSB | CINS G6S36L101 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | |||||
5 | Final Dividend | Mgmt | For | For | |||||
6 | Elect Graham Allatt | Mgmt | For | For | |||||
7 | Elect Elizabeth Noel Harwerth | Mgmt | For | For | |||||
8 | Elect Sarah Hedger | Mgmt | For | For | |||||
9 | Elect Rajan Kapoor | Mgmt | For | For | |||||
10 | Elect Mary McNamara | Mgmt | For | For | |||||
11 | Elect David A. Weymouth | Mgmt | For | For | |||||
12 | Elect Andrew Golding | Mgmt | For | For | |||||
13 | Elect April Talintyre | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
21 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Pexip Holding ASA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PEXIP | CINS R66399107 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Election of Presiding Chair; Minutes | Mgmt | For | N/A | |||||
7 | Agenda | Mgmt | For | N/A | |||||
8 | Accounts and Reports | Mgmt | For | N/A | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | N/A | |||||
10 | Board Fees | Mgmt | For | N/A | |||||
11 | Audit Committee Fees (FY2020) | Mgmt | For | N/A | |||||
12 | Nomination Committee Fees | Mgmt | For | N/A | |||||
13 | Appointment of Nominating Committee | Mgmt | For | N/A | |||||
14 | Election of Directors | Mgmt | For | N/A | |||||
15 | Corporate Governance Report | Mgmt | For | N/A | |||||
16 | Remuneration Policy | Mgmt | For | N/A | |||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | N/A | |||||
18 | Authority to Issue Shares (Employee Options and Incentive Programs) | Mgmt | For | N/A | |||||
19 | Authority to Repurchase Shares | Mgmt | For | N/A | |||||
Pharmagest Interactive | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PHA | CINS F7242R115 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Authority to Grant Stock Options | Mgmt | For | Against | |||||
5 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
Prestige International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4290 | CINS J6401L105 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Shinichi Tamagami | Mgmt | For | For | |||||
3 | Elect Hiroshi Sekine | Mgmt | For | For | |||||
4 | Elect Yuki Osaka | Mgmt | For | For | |||||
5 | Elect Kanako Iwase | Mgmt | For | For | |||||
6 | Elect Yoshikazu Hattori | Mgmt | For | For | |||||
7 | Elect Norio Yoshida as Statutory Auditor | Mgmt | For | Against | |||||
8 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
Prestige International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
4290 | CINS J6401L105 | 07/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Elect Shinichi Tamagami | Mgmt | For | For | |||||
3 | Elect Hiroshi Sekine | Mgmt | For | For | |||||
4 | Elect Yuki Osaka | Mgmt | For | For | |||||
5 | Elect Kanako Iwase | Mgmt | For | For | |||||
6 | Elect Yoshikazu Hattori | Mgmt | For | For | |||||
7 | Elect Yutaka Ishino as Statutory Auditor | Mgmt | For | Against | |||||
Relo Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
8876 | CINS J6436W118 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Masanori Sasada | Mgmt | For | For | |||||
2 | Elect Kenichi Nakamura | Mgmt | For | For | |||||
3 | Elect Yasushi Kadota | Mgmt | For | For | |||||
4 | Elect Kenji Koshinaga | Mgmt | For | For | |||||
5 | Elect Takeshi Kawano | Mgmt | For | For | |||||
6 | Elect Katsuhiko Koyama | Mgmt | For | For | |||||
7 | Elect Takashi Onogi | Mgmt | For | Against | |||||
8 | Elect Kazuya Udagawa | Mgmt | For | For | |||||
9 | Elect Masayuki Iwai as Statutory Auditor | Mgmt | For | Against | |||||
10 | Equity Compensation Plan | Mgmt | For | For | |||||
Restore Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RST | CINS G7595U102 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
4 | Elect Charles Bligh | Mgmt | For | For | |||||
5 | Elect Neil Ritchie | Mgmt | For | For | |||||
6 | Elect Martin Towers | Mgmt | For | For | |||||
7 | Elect Sharon Baylay | Mgmt | For | For | |||||
8 | Elect Susan J. Davy | Mgmt | For | For | |||||
9 | Elect Jamie Hopkins | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
14 | Adoption of New Articles | Mgmt | For | Against | |||||
Sanne Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SNN | CINS G7805V106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
6 | Elect Rupert Robson | Mgmt | For | For | |||||
7 | Elect Nicola Palios | Mgmt | For | For | |||||
8 | Elect Mel Carvill | Mgmt | For | For | |||||
9 | Elect Julia Chapman | Mgmt | For | For | |||||
10 | Elect James Ireland | Mgmt | For | For | |||||
11 | Elect Yves Stein | Mgmt | For | For | |||||
12 | Elect Martin Schnaier | Mgmt | For | For | |||||
13 | Elect Sophie O'Connor | Mgmt | For | For | |||||
14 | Elect Fernando Fanton | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Adoption of New Articles | Mgmt | For | Against | |||||
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Sbanken ASA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBANK | CINS R7565B108 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Election of Presiding Chair | Mgmt | For | N/A | |||||
7 | Agenda | Mgmt | For | N/A | |||||
8 | Minutes | Mgmt | For | N/A | |||||
9 | Accounts and Reports | Mgmt | For | N/A | |||||
10 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | N/A | |||||
12 | Directors' Fees | Mgmt | For | N/A | |||||
13 | Nomination Committee Fees | Mgmt | For | N/A | |||||
14 | Remuneration Policy | Mgmt | For | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
16 | Elect Susanne Munch Thore as Chair | Mgmt | For | N/A | |||||
17 | Elect Berit Henriksen | Mgmt | For | N/A | |||||
18 | Elect Oistein Widding | Mgmt | For | N/A | |||||
19 | Elect Niklas Midby as Chair | Mgmt | For | N/A | |||||
20 | Elect Mai-Lill Ibsen | Mgmt | For | N/A | |||||
21 | Elect Ragnhild Wiborg | Mgmt | For | N/A | |||||
22 | Elect Hermann Korsgaard | Mgmt | For | N/A | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | N/A | |||||
24 | Authority to Issue Hybrid capital instruments (Tier 1) | Mgmt | For | N/A | |||||
25 | Authority to Issue Subordinated debt (Tier 2) | Mgmt | For | N/A | |||||
26 | Authority to Issue Senior non-preferred debt (Tier 3) | Mgmt | For | N/A | |||||
27 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | N/A | |||||
Sbanken ASA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBANK | CINS R7565B108 | 12/16/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Election of Presiding Chair | Mgmt | For | N/A | |||||
6 | Agenda | Mgmt | For | N/A | |||||
7 | Minutes | Mgmt | For | N/A | |||||
8 | Authority to Distribute Dividends | Mgmt | For | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Schoeller-Bleckmann Oilfield Equipment AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBO | CINS A7362J104 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | |||||
8 | Elect Wolfram Littich as Supervisory Board Member | Mgmt | For | For | |||||
9 | Remuneration Report | Mgmt | For | Against | |||||
10 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
Schouw & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SCHO | CINS K86111166 | 04/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Ratification of Board and CEO Acts | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Remuneration Report | Mgmt | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Directors' Fees | Mgmt | For | For | |||||
11 | Amendments to Articles (Editorial Amendment) | Mgmt | For | For | |||||
12 | Amendments to Articles (Electronic Communication) | Mgmt | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
14 | Elect Jorgen Wisborg | Mgmt | For | For | |||||
15 | Elect Hans Martin Smith | Mgmt | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Authorization to Carry Out Formalities | Mgmt | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sensyne Health Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SENS | CINS G8060D104 | 01/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Capital Raising | Mgmt | For | For | |||||
2 | Disapplication of Preemptive Rights (Capital Raising) | Mgmt | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sensyne Health Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SENS | CINS G8060D104 | 10/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | |||||
3 | Elect Lord Paul Drayson | Mgmt | For | For | |||||
4 | Elect Bruce Keogh | Mgmt | For | For | |||||
5 | Elect Vishal Gulati | Mgmt | For | For | |||||
6 | Elect Mary Hardy | Mgmt | For | For | |||||
7 | Elect Lionel Tarassenko | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights (Additional Authority) | Mgmt | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Sho-Bond Holdings Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
1414 | CINS J7447D107 | 09/25/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Elect Tatsuya Kishimoto | Mgmt | For | For | |||||
4 | Elect Koyo Takeo | Mgmt | For | For | |||||
5 | Elect Shunya Tojo | Mgmt | For | For | |||||
6 | Elect Yasuhiro Sekiguchi | Mgmt | For | For | |||||
7 | Elect Shigeru Naraoka | Mgmt | For | For | |||||
Shoei Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
7839 | CINS J74530114 | 12/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | |||||
4 | Elect Masayuki Shida | Mgmt | For | For | |||||
5 | Elect Takayuki Horimoto | Mgmt | For | For | |||||
6 | Elect Keiichiro Kobayashi | Mgmt | For | For | |||||
7 | Retirement Allowances for Director | Mgmt | For | Against | |||||
8 | Special Allowances for Directors and Statutory Auditor | Mgmt | For | Against | |||||
9 | Adoption of Restricted Stock Plan | Mgmt | For | For | |||||
Shurgard Self Storage SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SHUR | CINS L8230B107 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
6 | Ratification of Board Acts | Mgmt | For | For | |||||
7 | Elect Ronald L. Havner, Jr. to the Board of Directors | Mgmt | For | For | |||||
8 | Elect Marc Oursin to the Board of Directors | Mgmt | For | For | |||||
9 | Elect Z. Jamie Behar to the Board of Directors | Mgmt | For | For | |||||
10 | Elect Daniel C. Staton to the Board of Directors | Mgmt | For | For | |||||
11 | Elect Olivier Faujour to the Board of Directors | Mgmt | For | For | |||||
12 | Elect Frank Fiskers to the Board of Directors | Mgmt | For | For | |||||
13 | Elect Ian Marcus to the Board of Directors | Mgmt | For | For | |||||
14 | Elect Padraig McCarthy to the Board of Directors | Mgmt | For | For | |||||
15 | Elect Isabelle Moins to the Board of Directors | Mgmt | For | For | |||||
16 | Elect Muriel de Lathouwer to the Board of Directors | Mgmt | For | For | |||||
17 | Elect Everett B. Miller, III to the Board of Directors | Mgmt | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | |||||
19 | Remuneration Report | Mgmt | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
SimCorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SIM | CINS K8851Q129 | 03/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
8 | Remuneration Report | Mgmt | For | For | |||||
9 | Elect Peter Schutze | Mgmt | For | For | |||||
10 | Elect Morten Hubbe | Mgmt | For | For | |||||
11 | Elect Herve Couturier | Mgmt | For | For | |||||
12 | Elect Simon Jeffreys | Mgmt | For | For | |||||
13 | Elect Adam Warby | Mgmt | For | For | |||||
14 | Elect Joan A. Binstock | Mgmt | For | For | |||||
15 | Elect Susan Standiford | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Amendment to Remuneration Policy | Mgmt | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | |||||
19 | Amendments to Articles | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
SimCorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SIM | CINS K8851Q129 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Software Service,Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
3733 | CINS J7599W101 | 01/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Elect Masaru Miyazaki | Mgmt | For | Against | |||||
3 | Elect Akihiro Otani | Mgmt | For | For | |||||
4 | Elect Junichiro Ito | Mgmt | For | For | |||||
5 | Elect Yasuaki Matsumoto | Mgmt | For | For | |||||
6 | Elect Akira Tamura | Mgmt | For | For | |||||
7 | Elect Masahiro Kanno | Mgmt | For | For | |||||
8 | Elect Muneo Maekawa as Statutory Auditor | Mgmt | For | For | |||||
9 | Elect Yoshihiro Matsuo as Alternate Statutory Auditor | Mgmt | For | For | |||||
Sopra Steria Group | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SOP | CINS F20906115 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | 2020 Remuneration Report | Mgmt | For | For | |||||
10 | 2020 Remuneration of Pierre Pasquier, Chair | Mgmt | For | For | |||||
11 | 2020 Remuneration of Vincent Paris, CEO | Mgmt | For | For | |||||
12 | 2021 Remuneration Policy (Chair) | Mgmt | For | For | |||||
13 | 2021 Remuneration Policy (CEO) | Mgmt | For | For | |||||
14 | 2021 Remuneration Policy (Board) | Mgmt | For | For | |||||
15 | 2021 Directors' Fees | Mgmt | For | For | |||||
16 | Elect Astrid Anciaux | Mgmt | For | For | |||||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
18 | Authority to Issue Performance Shares | Mgmt | For | For | |||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
20 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Stabilus S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STM | CINS L8750H104 | 02/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Ratification of Management Board Acts (Michael Buchsner) | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts (Mark Wilhelms) | Mgmt | For | For | |||||
10 | Ratification of Management Board Acts (Markus Schadlich) | Mgmt | For | For | |||||
11 | Ratification of Management Board Acts (Andreas Sievers) | Mgmt | For | For | |||||
12 | Ratification of Management Board Acts (Andreas Schroder) | Mgmt | For | For | |||||
13 | Ratification of Supervisory Board Acts (Stephan Kessel) | Mgmt | For | For | |||||
14 | Ratification of Supervisory Board Acts (Joachim Rauhut) | Mgmt | For | For | |||||
15 | Ratification of Supervisory Board Acts (Ralf-Michael Fuchs) | Mgmt | For | For | |||||
16 | Ratification of Supervisory Board Acts (Dirk Linzmeier) | Mgmt | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | |||||
18 | Remuneration Report | Mgmt | For | Against | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Steadfast Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SDF | CINS Q8744R106 | 10/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | Against | |||||
3 | Equity Grant (MD/CEO Robert Kelly) | Mgmt | For | For | |||||
4 | Re-elect Francis (Frank) M. O'Halloran | Mgmt | For | For | |||||
5 | Re-elect Anne B. O'Driscoll | Mgmt | For | For | |||||
Stratec SE | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBS | CINS D8T6E3103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Elect Rolf Vornhagen To The Supervisory Board | Mgmt | For | For | |||||
13 | Management Board Remuneration Policy | Mgmt | For | For | |||||
14 | Supervisory Board Remuneration Policy | Mgmt | For | For | |||||
15 | Amendments to Articles (SRD II) | Mgmt | For | For | |||||
16 | Amendments to Articles (Supervisory Board Remuneration) | Mgmt | For | For | |||||
Sun Frontier Fudosan Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
8934 | CINS J7808L102 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Amendment to the Equity Compensation Plan | Mgmt | For | For | |||||
Sweco AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWECA | CINS W31065225 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Accounts and Reports | Mgmt | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
15 | Ratification of Johan Nordstrom | Mgmt | For | For | |||||
16 | Ratification of Asa Bergman (as Board Member) | Mgmt | For | For | |||||
17 | Ratification of Gunnel Duveblad | Mgmt | For | For | |||||
18 | Ratification of Elaine Grunewald | Mgmt | For | For | |||||
19 | Ratification of Alf Goransson | Mgmt | For | For | |||||
20 | Ratification of Johan Hjertonsson | Mgmt | For | For | |||||
21 | Ratification of Eva Lindqvist | Mgmt | For | For | |||||
22 | Ratification of Christine Wolff | Mgmt | For | For | |||||
23 | Ratification of Gorgen Edenhagen | Mgmt | For | For | |||||
24 | Ratification of Maria Ekh | Mgmt | For | For | |||||
25 | Ratification of Anna Leonsson | Mgmt | For | For | |||||
26 | Ratification of Charlotte Berglund | Mgmt | For | For | |||||
27 | Ratification of Nicole Corrodi | Mgmt | For | For | |||||
28 | Ratification of Peter Rothstein | Mgmt | For | For | |||||
29 | Ratification of Asa Bergman (as CEO) | Mgmt | For | For | |||||
30 | Board Size | Mgmt | For | For | |||||
31 | Number of Auditors | Mgmt | For | For | |||||
32 | Directors' Fees | Mgmt | For | For | |||||
33 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
34 | Elect Asa Bergman | Mgmt | For | For | |||||
35 | Elect Gunnel Duveblad | Mgmt | For | For | |||||
36 | Elect Elaine Weidman Grunewald | Mgmt | For | For | |||||
37 | Elect Alf Goransson | Mgmt | For | Against | |||||
38 | Elect Johan Hjertonsson | Mgmt | For | For | |||||
39 | Elect Johan Nordstrom | Mgmt | For | For | |||||
40 | Elect Christine Wolff | Mgmt | For | For | |||||
41 | Elect Johan Nordstrom as Chair | Mgmt | For | For | |||||
42 | Appointment of Auditor | Mgmt | For | For | |||||
43 | Amendments to Articles (Postal Voting) | Mgmt | For | For | |||||
44 | Remuneration Report | Mgmt | For | For | |||||
45 | Share Bonus Scheme 2021; Transfer of Shares; Issuance of Shares Pursuant to Social Security Contributions | Mgmt | For | For | |||||
46 | Adoption of Share-Based Incentives (Share Savings Scheme 2021) | Mgmt | For | For | |||||
47 | Authority to Repurchase Shares | Mgmt | For | For | |||||
48 | Authority to Transfer Treasury Shares (Acquisitions) | Mgmt | For | For | |||||
49 | Authority to Issue Treasury Shares (Share Bonus Scheme 2020) | Mgmt | For | For | |||||
50 | Authority to Issue Treasury Shares (Share Saving Scheme 2018) | Mgmt | For | For | |||||
51 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
52 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
53 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Sweco AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWECA | CINS W9421X112 | 10/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | |||||
11 | Stock Split | Mgmt | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
Tecan Group AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TECN | CINS H84774167 | 04/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
5 | Dividend from Reserves | Mgmt | For | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
7 | Elect Lukas Braunschweiler | Mgmt | For | N/A | |||||
8 | Elect Oliver S. Fetzer | Mgmt | For | N/A | |||||
9 | Elect Heinrich Fischer | Mgmt | For | N/A | |||||
10 | Elect Karen Hubscher | Mgmt | For | N/A | |||||
11 | Elect Christa Kreuzburg | Mgmt | For | N/A | |||||
12 | Elect Daniel R. Marshak | Mgmt | For | N/A | |||||
13 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | N/A | |||||
14 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | N/A | |||||
15 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | N/A | |||||
16 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | N/A | |||||
17 | Appointment of Auditor | Mgmt | For | N/A | |||||
18 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
19 | Compensation Report | Mgmt | For | N/A | |||||
20 | Board Compensation | Mgmt | For | N/A | |||||
21 | Executive Compensation | Mgmt | For | N/A | |||||
The Descartes Systems Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSG | CUSIP 249906108 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Deepak Chopra | Mgmt | For | For | |||||
1.2 | Elect Deborah Close | Mgmt | For | For | |||||
1.3 | Elect Eric A. Demirian | Mgmt | For | For | |||||
1.4 | Elect Dennis Maple | Mgmt | For | For | |||||
1.5 | Elect Chris E. Muntwyler | Mgmt | For | For | |||||
1.6 | Elect Jane O'Hagan | Mgmt | For | For | |||||
1.7 | Elect Edward J. Ryan | Mgmt | For | For | |||||
1.8 | Elect John Walker | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Thule Group AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
THULE | CINS W9T18N112 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
16 | Ratify Bengt Baron | Mgmt | For | For | |||||
17 | Ratify Mattias Ankarberg | Mgmt | For | For | |||||
18 | Ratify Hans Eckerstrom | Mgmt | For | For | |||||
19 | Ratify Helene Mellquist | Mgmt | For | For | |||||
20 | Ratify Therese Reutersward | Mgmt | For | For | |||||
21 | Ratify Helene Willberg | Mgmt | For | For | |||||
22 | Ratify Magnus Welander (CEO) | Mgmt | For | For | |||||
23 | Board Size | Mgmt | For | For | |||||
24 | Directors' Fees | Mgmt | For | For | |||||
25 | Elect Bengt Baron | Mgmt | For | Against | |||||
26 | Elect Mattias Ankarberg | Mgmt | For | For | |||||
27 | Elect Hans Eckerstrom | Mgmt | For | For | |||||
28 | Elect Helene Mellquist | Mgmt | For | For | |||||
29 | Elect Therese Reutersward | Mgmt | For | For | |||||
30 | Elect Helene Willberg | Mgmt | For | For | |||||
31 | Elect Bengt Baron as Chair | Mgmt | For | Against | |||||
32 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
33 | Appointment of Auditor | Mgmt | For | For | |||||
34 | Remuneration Policy | Mgmt | For | For | |||||
35 | Remuneration Report | Mgmt | For | For | |||||
36 | Amendments to Articles | Mgmt | For | For | |||||
37 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
39 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Tikehau Capital | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TKO | CINS F9T553127 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Losses | Mgmt | For | For | |||||
10 | Transfer of Reserves/Dividends | Mgmt | For | For | |||||
11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
12 | Elect Jean Charest | Mgmt | For | For | |||||
13 | Elect Florence Lustman | Mgmt | For | For | |||||
14 | Elect Remmert Laan | Mgmt | For | For | |||||
15 | Ratification of the Co-option of Anne-Laure Naveos | Mgmt | For | For | |||||
16 | 2021 Remuneration Policy (Managing Partners) | Mgmt | For | Against | |||||
17 | 2021 Remuneration Policy (Supervisory Board Members) | Mgmt | For | For | |||||
18 | 2020 Remuneration Report | Mgmt | For | Against | |||||
19 | 2020 Remuneration of Managing Partners | Mgmt | For | Against | |||||
20 | 2020 Remuneration of Christian de Labriffe, the Supervisory Board Chair | Mgmt | For | For | |||||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
22 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
TKC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
9746 | CINS J83560102 | 12/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | |||||
3 | Elect Masanori Iizuka | Mgmt | For | Against | |||||
4 | Elect Satoshi Hitaka | Mgmt | For | For | |||||
5 | Elect Yasuo Igarashi | Mgmt | For | For | |||||
6 | Elect Ikuo Kawahashi | Mgmt | For | For | |||||
7 | Elect Kiyotsugu Nakanishi | Mgmt | For | For | |||||
8 | Elect Yoshimasa Oshida | Mgmt | For | For | |||||
9 | Elect Junko Iijima | Mgmt | For | For | |||||
10 | Elect Nobuhiko Koga | Mgmt | For | For | |||||
11 | Elect Tsuneo Miyashita | Mgmt | For | Against | |||||
12 | Elect Masaaki Arino | Mgmt | For | Against | |||||
13 | Elect Tomoyasu Hamamura | Mgmt | For | Against | |||||
Uniphar Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UPR | CINS G9300Z103 | 02/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Approve Migration of Electronic Settlement | Mgmt | For | For | |||||
3 | Adoption of New Articles (Migration) | Mgmt | For | For | |||||
4 | Authority to Implement the Migration | Mgmt | For | For | |||||
Uniphar Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UPR | CINS G9300Z103 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | N/A | |||||
3 | Final Dividend | Mgmt | For | N/A | |||||
4 | Elect Tim Dolphin | Mgmt | For | N/A | |||||
5 | Elect Padraic Dempsey | Mgmt | For | N/A | |||||
6 | Elect Paul Hogan | Mgmt | For | N/A | |||||
7 | Elect Maurice Pratt | Mgmt | For | N/A | |||||
8 | Elect Jeffrey Berkowitz | Mgmt | For | N/A | |||||
9 | Elect Jim Gaul | Mgmt | For | N/A | |||||
10 | Elect Liz Hoctor | Mgmt | For | N/A | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | N/A | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | N/A | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | N/A | |||||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | N/A | |||||
15 | Authority to Repurchase Shares | Mgmt | For | N/A | |||||
16 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | N/A | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Victrex plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VCT | CINS G9358Y107 | 02/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Final Dividend | Mgmt | For | For | |||||
4 | Elect Lawrence C. Pentz | Mgmt | For | For | |||||
5 | Elect Jane Toogood | Mgmt | For | For | |||||
6 | Elect Janet Ashdown | Mgmt | For | For | |||||
7 | Elect Brendan Connolly | Mgmt | For | For | |||||
8 | Elect David J. Thomas | Mgmt | For | For | |||||
9 | Elect Jakob Sigurdsson | Mgmt | For | For | |||||
10 | Elect Martin Court | Mgmt | For | For | |||||
11 | Elect Richard J. Armitage | Mgmt | For | For | |||||
12 | Elect Rosalind C. Rivaz | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
21 | Adoption of New Articles | Mgmt | For | For | |||||
Virbac | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VIRP | CINS F97900116 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses; Ratification of Acts | Mgmt | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | |||||
11 | Elect Marie-Helene Dick-Madelpuech | Mgmt | For | Against | |||||
12 | Elect Solene Madelpuech | Mgmt | For | For | |||||
13 | Elect Xavier Yon Consulting Unipessoal Lda as Censor | Mgmt | For | Against | |||||
14 | 2020 Remuneration Report (Supervisory Board) | Mgmt | For | For | |||||
15 | 2020 Remuneration Report (Management Board) | Mgmt | For | For | |||||
16 | 2020 Remuneration of Marie-Helene Dick-Madelpuech, Supervisory Board Chair | Mgmt | For | For | |||||
17 | 2020 Remuneration of Sebastien Huron, Management Board Chair | Mgmt | For | Against | |||||
18 | 2020 Remuneration of Christian Karst, Management Board Member | Mgmt | For | Against | |||||
19 | 2020 Remuneration of Habib Ramdani, Management Board Member | Mgmt | For | Against | |||||
20 | 2021 Remuneration Policy (Chair) | Mgmt | For | For | |||||
21 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
22 | 2021 Remuneration Policy (CEO) | Mgmt | For | For | |||||
23 | 2021 Remuneration Policy (Deputy CEOs) | Mgmt | For | For | |||||
24 | 2021 Directors' Fees | Mgmt | For | For | |||||
25 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
27 | Authority to Issue Performance Shares | Mgmt | For | For | |||||
28 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
29 | Elect Rodolphe Durand as Censor | Mgmt | For | Against | |||||
30 | Amendments to Articles Regarding Censors | Mgmt | For | Against | |||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Virbac SA | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VIRP | CINS F97900116 | 12/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Change of Corporate Structure | Mgmt | For | For | |||||
6 | Adoption of New Articles | Mgmt | For | For | |||||
7 | Transfer of Management Board Powers (Authority to Issue Performance Shares and Authority to Reduce Capital) | Mgmt | For | For | |||||
8 | Elect Marie-Helene Dick | Mgmt | For | Against | |||||
9 | Elect Pierre Madelpuech | Mgmt | For | For | |||||
10 | Elect Solene Madelpuech | Mgmt | For | For | |||||
11 | Elect Philippe G. H. Capron | Mgmt | For | Against | |||||
12 | Elect Olivier Bohuon | Mgmt | For | For | |||||
13 | Elect Cyrille Petit | Mgmt | For | For | |||||
14 | Elect Xavier Yon as Censor | Mgmt | For | Against | |||||
15 | Continuation of the Mandate of the Employee Representative | Mgmt | For | For | |||||
16 | Transfer of Management Board Powers (Authority to Repurchase Shares) | Mgmt | For | For | |||||
17 | Remuneration Policy (Board of Directors) | Mgmt | For | For | |||||
18 | Remuneration Policy (CEO) | Mgmt | For | Against | |||||
19 | Remuneration Policy (Deputy CEOs) | Mgmt | For | Against | |||||
20 | Authorisation of Legal Formalities | Mgmt | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
VZ Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VZN | CINS H9239A111 | 04/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | |||||
6 | Elect Fred Kindle as Board Chair | Mgmt | For | N/A | |||||
7 | Elect Roland Iff | Mgmt | For | N/A | |||||
8 | Elect Albrecht Langhart | Mgmt | For | N/A | |||||
9 | Elect Roland Ledergerber | Mgmt | For | N/A | |||||
10 | Elect Olivier de Perregaux | Mgmt | For | N/A | |||||
11 | Elect Fred Kindle as Compensation Committee Member | Mgmt | For | N/A | |||||
12 | Elect Roland Ledergerber as Compensation Committee Member | Mgmt | For | N/A | |||||
13 | Appointment of Independent Proxy | Mgmt | For | N/A | |||||
14 | Appointment of Auditor | Mgmt | For | N/A | |||||
15 | Board Compensation | Mgmt | For | N/A | |||||
16 | Executive Compensation (Fixed) | Mgmt | For | N/A | |||||
17 | Executive Compensation (Variable) | Mgmt | For | N/A | |||||
Washtec Ag | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WSU | CINS D9545B104 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | |||||
13 | Non-Executive Remuneration Policy (Forward-Looking) | Mgmt | For | Against | |||||
14 | Supervisory Board Members' Long-Term Variable Remuneration Fees | Mgmt | For | Against | |||||
15 | Shareholder Proposal Regarding Capitalisation of Reserves | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Reduction in Share Capital | ShrHoldr | Against | For | |||||
Washtec Ag | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WSU | CINS D9545B104 | 07/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Allocation of Profits | Mgmt | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | |||||
10 | Amendments to an Intra-company Control Agreement with AUWA-Chemie GmbH | Mgmt | For | For | |||||
Xvivo Perfusion AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XVIVO | CINS W989AP102 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
16 | Ratify Gosta Johannesson | Mgmt | For | For | |||||
17 | Ratify Camilla Oberg | Mgmt | For | For | |||||
18 | Ratify Folke Nilsson | Mgmt | For | For | |||||
19 | Ratify Lars Henriksson | Mgmt | For | For | |||||
20 | Ratify Lena Hoglund | Mgmt | For | For | |||||
21 | Ratify Yvonne Martensson | Mgmt | For | For | |||||
22 | Ratify Dag Andersson (CEO) | Mgmt | For | For | |||||
23 | Board Size; Number of Auditors | Mgmt | For | For | |||||
24 | Directors' and Auditor's Fees | Mgmt | For | For | |||||
25 | Elect Gosta Johannesson | Mgmt | For | For | |||||
26 | Elect Camilla Oberg | Mgmt | For | For | |||||
27 | Elect Folke Nilsson | Mgmt | For | For | |||||
28 | Elect Lars Henriksson | Mgmt | For | For | |||||
29 | Elect Lena Hoglund | Mgmt | For | For | |||||
30 | Elect Yvonne Martensson | Mgmt | For | For | |||||
31 | Elect Gosta Johannesson as Chair | Mgmt | For | For | |||||
32 | Appointment of Auditor | Mgmt | For | For | |||||
33 | Remuneration Report | Mgmt | For | For | |||||
34 | Remuneration Policy | Mgmt | For | For | |||||
35 | Amendments to Articles | Mgmt | For | For | |||||
36 | Long-Term Incentive Programme | Mgmt | For | For | |||||
37 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
38 | Authority to Repurchase Shares | Mgmt | For | For | |||||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
Xvivo Perfusion AB | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XVIVO | CINS W989AP102 | 10/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
10 | Board Size | Mgmt | For | For | |||||
11 | Nomination Committee Report | Mgmt | For | For | |||||
12 | Elect Lena Hoglund | Mgmt | For | For | |||||
13 | Elect Lars Henriksson | Mgmt | For | For | |||||
14 | Directors' Fees | Mgmt | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
Fund Name : Neuberger Berman Intrinsic Value Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Acadia Healthcare Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ACHC | CUSIP 00404A109 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect E. Perot Bissell | Mgmt | For | For | |||||
2 | Elect Vicky B. Gregg | Mgmt | For | For | |||||
3 | Elect Debra K. Osteen | Mgmt | For | For | |||||
4 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Accuray Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARAY | CUSIP 004397105 | 11/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Beverly Huss | Mgmt | For | For | |||||
2 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | |||||
3 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | |||||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Aercap Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AER | CUSIP N00985106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification Of Supervisory Board Acts | Mgmt | For | For | |||||
3 | Merger/Acquisition | Mgmt | For | For | |||||
4 | Elect Aengus Kelly | Mgmt | For | For | |||||
5 | Elect Paul Dacier | Mgmt | For | For | |||||
6 | Elect Michael G. Walsh | Mgmt | For | For | |||||
7 | Elect James A. Lawrence | Mgmt | For | For | |||||
8 | Elect Jennifer VanBelle | Mgmt | For | For | |||||
9 | Equity Incentive Plan | Mgmt | For | For | |||||
10 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
17 | Authority to Suppress Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Additional Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Reduction of Capital through Cancellation of Shares | Mgmt | For | For | |||||
21 | Bundled Amendments | Mgmt | For | For | |||||
Amneal Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMRX | CUSIP 03168L105 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Emily Peterson Alva | Mgmt | For | For | |||||
2 | Elect J. Kevin Buchi | Mgmt | For | For | |||||
3 | Elect Jeff George | Mgmt | For | For | |||||
4 | Elect John J. Kiely | Mgmt | For | For | |||||
5 | Elect Paul M. Meister | Mgmt | For | For | |||||
6 | Elect Ted Nark | Mgmt | For | For | |||||
7 | Elect Chintu Patel | Mgmt | For | For | |||||
8 | Elect Chirag Patel | Mgmt | For | For | |||||
9 | Elect Gautam Patel | Mgmt | For | For | |||||
10 | Elect Shlomo Yanai | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to Articles to Eliminate References to Class B-1 Common Stock | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Atlantic Power Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATP | CUSIP 04878Q863 | 04/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
AtriCure, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATRC | CUSIP 04963C209 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael H. Carrel | Mgmt | For | For | |||||
2 | Elect Mark A. Collar | Mgmt | For | For | |||||
3 | Elect Daniel Florin | Mgmt | For | For | |||||
4 | Elect Regina E. Groves | Mgmt | For | For | |||||
5 | Elect B. Kristine Johnson | Mgmt | For | For | |||||
6 | Elect Karen N. Prange | Mgmt | For | For | |||||
7 | Elect Sven A. Wehrwein | Mgmt | For | For | |||||
8 | Elect Robert S. White | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Avanos Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AVNS | CUSIP 05350V106 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gary D. Blackford | Mgmt | For | For | |||||
2 | Elect Patrick J. O'Leary | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
6 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
Avery Dennison Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AVY | CUSIP 053611109 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bradley A. Alford | Mgmt | For | For | |||||
2 | Elect Anthony K. Anderson | Mgmt | For | For | |||||
3 | Elect Mark J. Barrenechea | Mgmt | For | Against | |||||
4 | Elect Mitchell R. Butier | Mgmt | For | For | |||||
5 | Elect Ken C. Hicks | Mgmt | For | For | |||||
6 | Elect Andres A. Lopez | Mgmt | For | For | |||||
7 | Elect Patrick T. Siewert | Mgmt | For | For | |||||
8 | Elect Julia A. Stewart | Mgmt | For | For | |||||
9 | Elect Martha N. Sullivan | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Avis Budget Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CAR | CUSIP 053774105 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bernardo Hees | Mgmt | For | For | |||||
2 | Elect Lynn Krominga | Mgmt | For | Against | |||||
3 | Elect Glenn Lurie | Mgmt | For | For | |||||
4 | Elect Jagdeep Pahwa | Mgmt | For | For | |||||
5 | Elect Karthik Sarma | Mgmt | For | Against | |||||
6 | Elect Carl Sparks | Mgmt | For | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Babcock & Wilcox Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BW | CUSIP 05614L209 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | |||||
2 | Elect Henry E. Bartoli | Mgmt | For | For | |||||
3 | Elect Philip D. Moeller | Mgmt | For | For | |||||
4 | Elect Henry E. Bartoli | Mgmt | For | For | |||||
5 | Elect Philip D. Moeller | Mgmt | For | For | |||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
BankUnited, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BKU | CUSIP 06652K103 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Rajinder P. Singh | Mgmt | For | For | |||||
1.2 | Elect Tere Blanca | Mgmt | For | For | |||||
1.3 | Elect John N. DiGiacomo | Mgmt | For | For | |||||
1.4 | Elect Michael J. Dowling | Mgmt | For | For | |||||
1.5 | Elect Douglas J. Pauls | Mgmt | For | For | |||||
1.6 | Elect A. Gail Prudenti | Mgmt | For | For | |||||
1.7 | Elect William S. Rubenstein | Mgmt | For | For | |||||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | |||||
1.9 | Elect Lynne Wines | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Bloom Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BE | CUSIP 093712107 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael J. Boskin | Mgmt | For | Against | |||||
1.2 | Elect John T. Chambers | Mgmt | For | For | |||||
1.3 | Elect L. John Doerr | Mgmt | For | Against | |||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Box, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BOX | CUSIP 10316T104 | 07/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Sue Barsamian | Mgmt | For | For | |||||
1.2 | Elect Carl Bass | Mgmt | For | For | |||||
1.3 | Elect Jack R. Lazar | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
CEVA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CEVA | CUSIP 157210105 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Bernadette Andrietti | Mgmt | For | For | |||||
1.2 | Elect Eliyahu Ayalon | Mgmt | For | For | |||||
1.3 | Elect Zvi Limon | Mgmt | For | For | |||||
1.4 | Elect Jaclyn Liu | Mgmt | For | Against | |||||
1.5 | Elect Maria Marced | Mgmt | For | For | |||||
1.6 | Elect Peter McManamon | Mgmt | For | For | |||||
1.7 | Elect Sven-Christer Nilsson | Mgmt | For | For | |||||
1.8 | Elect Louis Silver | Mgmt | For | For | |||||
1.9 | Elect Gideon Wertheizer | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Charles River Laboratories International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRL | CUSIP 159864107 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James C. Foster | Mgmt | For | For | |||||
2 | Elect Nancy C. Andrews | Mgmt | For | For | |||||
3 | Elect Robert J. Bertolini | Mgmt | For | For | |||||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | |||||
5 | Elect George Llado, Sr. | Mgmt | For | For | |||||
6 | Elect Martin Mackay | Mgmt | For | For | |||||
7 | Elect George E. Massaro | Mgmt | For | For | |||||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | |||||
9 | Elect C. Richard Reese | Mgmt | For | For | |||||
10 | Elect Richard F. Wallman | Mgmt | For | For | |||||
11 | Elect Virginia M. Wilson | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Chico's FAS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHS | CUSIP 168615102 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bonnie R. Brooks | Mgmt | For | For | |||||
2 | Elect Janice L. Fields | Mgmt | For | For | |||||
3 | Elect Deborah L. Kerr | Mgmt | For | For | |||||
4 | Elect Molly Langenstein | Mgmt | For | For | |||||
5 | Elect John J. Mahoney | Mgmt | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | |||||
7 | Elect Kim Roy | Mgmt | For | Against | |||||
8 | Elect David F. Walker | Mgmt | For | For | |||||
9 | Elect Stephen E. Watson | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Childrens Place Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLCE | CUSIP 168905107 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joseph Alutto | Mgmt | For | For | |||||
2 | Elect John E. Bachman | Mgmt | For | For | |||||
3 | Elect Marla Beck | Mgmt | For | For | |||||
4 | Elect Elizabeth J. Boland | Mgmt | For | For | |||||
5 | Elect Jane T. Elfers | Mgmt | For | For | |||||
6 | Elect Tracey R. Griffin | Mgmt | For | For | |||||
7 | Elect Joseph Gromek | Mgmt | For | For | |||||
8 | Elect Norman S. Matthews | Mgmt | For | For | |||||
9 | Elect Debby Reiner | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Ciena Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CIEN | CUSIP 171779309 | 04/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hassan M. Ahmed | Mgmt | For | For | |||||
2 | Elect Bruce L. Claflin | Mgmt | For | For | |||||
3 | Elect T. Michael Nevens | Mgmt | For | For | |||||
4 | Elect Patrick Gallagher | Mgmt | For | For | |||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Clean Harbors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLH | CUSIP 184496107 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Alan S. McKim | Mgmt | For | For | |||||
1.2 | Elect John T. Preston | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the Management Incentive Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Ratification of Exclusive Forum Amendment | Mgmt | For | Against | |||||
Cleveland-Cliffs Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLF | CUSIP 185899101 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect C. Lourenco Goncalves | Mgmt | For | For | |||||
1.2 | Elect Douglas C. Taylor | Mgmt | For | For | |||||
1.3 | Elect John T. Baldwin | Mgmt | For | For | |||||
1.4 | Elect Robert P. Fisher, Jr. | Mgmt | For | For | |||||
1.5 | Elect William K. Gerber | Mgmt | For | For | |||||
1.6 | Elect Susan M. Green | Mgmt | For | For | |||||
1.7 | Elect M. Ann Harlan | Mgmt | For | For | |||||
1.8 | Elect Ralph S. Michael, III | Mgmt | For | For | |||||
1.9 | Elect Janet L. Miller | Mgmt | For | For | |||||
1.10 | Elect Eric M. Rychel | Mgmt | For | For | |||||
1.11 | Elect Gabriel Stoliar | Mgmt | For | For | |||||
1.12 | Elect Arlene M. Yocum | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Approval of the 2021 Non-Employee Directors' Compensation Plan | Mgmt | For | For | |||||
4 | Approval of the 2021 Equity and Incentive Plan | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Cloudera, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLDR | CUSIP 18914U100 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gary Hu | Mgmt | For | For | |||||
1.2 | Elect Kevin Klausmeyer | Mgmt | For | For | |||||
1.3 | Elect Michael Stankey | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMA | CUSIP 200340107 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael E. Collins | Mgmt | For | For | |||||
2 | Elect Roger A. Cregg | Mgmt | For | For | |||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | |||||
4 | Elect Curtis C. Farmer | Mgmt | For | For | |||||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | |||||
6 | Elect Richard G. Lindner | Mgmt | For | For | |||||
7 | Elect Barbara R. Smith | Mgmt | For | For | |||||
8 | Elect Robert S. Taubman | Mgmt | For | For | |||||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | |||||
10 | Elect Nina G. Vaca | Mgmt | For | For | |||||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Amendment to the 2018 Long-Term Incentive Plan | Mgmt | For | For | |||||
15 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Conduent Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CNDT | CUSIP 206787103 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Clifford Skelton | Mgmt | For | For | |||||
2 | Elect Hunter C. Gary | Mgmt | For | For | |||||
3 | Elect Kathy J. Higgins Victor | Mgmt | For | For | |||||
4 | Elect Scott Letier | Mgmt | For | For | |||||
5 | Elect Jesse A. Lynn | Mgmt | For | For | |||||
6 | Elect Steven D. Miller | Mgmt | For | For | |||||
7 | Elect Michael Montelongo | Mgmt | For | For | |||||
8 | Elect Margarita Palau-Hernandez | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Approval of the 2021 Performance Incentive Plan | Mgmt | For | For | |||||
CoreLogic Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLGX | CUSIP 21871D103 | 11/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Shareholder Proposal Regarding Repeal of Interim Bylaw Amendments | ShrHoldr | Against | N/A | |||||
2 | Remove J. David Chatham | ShrHoldr | Against | N/A | |||||
3 | Remove Douglas C. Curling | ShrHoldr | Against | N/A | |||||
4 | Remove John C. Dorman | ShrHoldr | Against | N/A | |||||
5 | Remove Paul F. Folino | ShrHoldr | Against | N/A | |||||
6 | Remove Thomas C. O'Brien | ShrHoldr | Against | N/A | |||||
7 | Remove Pamela H. Patenaude | ShrHoldr | Against | N/A | |||||
8 | Remove Vikrant Raina | ShrHoldr | Against | N/A | |||||
9 | Remove J. Michael Shepherd | ShrHoldr | Against | N/A | |||||
10 | Remove David F. Walker | ShrHoldr | Against | N/A | |||||
11 | Elect W. Steve Albrecht | ShrHoldr | Against | N/A | |||||
12 | Elect Martina Lewis Bradford | ShrHoldr | Against | N/A | |||||
13 | Elect Gail Landis | ShrHoldr | Against | N/A | |||||
14 | Elect Wendy Lane | ShrHoldr | Against | N/A | |||||
15 | Elect Ryan McKendrick | ShrHoldr | Against | N/A | |||||
16 | Elect Katherine KT Rabin | ShrHoldr | Against | N/A | |||||
17 | Elect Sreekanth Ravi | ShrHoldr | Against | N/A | |||||
18 | Elect Lisa Wardell | ShrHoldr | Against | N/A | |||||
19 | Elect Henry W. Jay Winship | ShrHoldr | Against | N/A | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | N/A | |||||
CoreLogic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CLGX | CUSIP 21871D103 | 11/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Remove J. David Chatham | ShrHoldr | N/A | N/A | |||||
2 | Remove Douglas C. Curling | ShrHoldr | N/A | N/A | |||||
3 | Remove John C. Dorman | ShrHoldr | N/A | N/A | |||||
4 | Remove Paul F. Folino | ShrHoldr | N/A | N/A | |||||
5 | Remove Thomas C. O'Brien | ShrHoldr | N/A | N/A | |||||
6 | Remove Pamela H. Patenaude | ShrHoldr | N/A | N/A | |||||
7 | Remove Vikrant Raina | ShrHoldr | N/A | N/A | |||||
8 | Remove J. Michael Shepherd | ShrHoldr | N/A | N/A | |||||
9 | Remove David F. Walker | ShrHoldr | N/A | N/A | |||||
10 | Elect W. Steve Albrecht | ShrHoldr | N/A | N/A | |||||
11 | Elect Martina Lewis Bradford | ShrHoldr | N/A | N/A | |||||
12 | Elect Gail Landis | ShrHoldr | N/A | N/A | |||||
13 | Elect Wendy Lane | ShrHoldr | N/A | N/A | |||||
14 | Elect Ryan McKendrick | ShrHoldr | N/A | N/A | |||||
15 | Elect Katherine KT Rabin | ShrHoldr | N/A | N/A | |||||
16 | Elect Sreekanth Ravi | ShrHoldr | N/A | N/A | |||||
17 | Elect Lisa Wardell | ShrHoldr | N/A | N/A | |||||
18 | Elect Henry W. Jay Winship | ShrHoldr | N/A | N/A | |||||
19 | Shareholder Proposal Regarding Repeal of Interim Bylaw Amendments | ShrHoldr | N/A | N/A | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | N/A | N/A | |||||
Covanta Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CVA | CUSIP 22282E102 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect David M. Barse | Mgmt | For | For | |||||
1.2 | Elect Ronald J. Broglio | Mgmt | For | For | |||||
1.3 | Elect Peter C. B. Bynoe | Mgmt | For | For | |||||
1.4 | Elect Linda J. Fisher | Mgmt | For | For | |||||
1.5 | Elect Joseph M. Holsten | Mgmt | For | For | |||||
1.6 | Elect Owen R. Michaelson | Mgmt | For | For | |||||
1.7 | Elect Danielle Pletka | Mgmt | For | For | |||||
1.8 | Elect Michael W. Ranger | Mgmt | For | For | |||||
1.9 | Elect Robert S. Silberman | Mgmt | For | For | |||||
1.10 | Elect Jean Smith | Mgmt | For | For | |||||
1.11 | Elect Samuel Zell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Criteo S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRTO | CUSIP 226718104 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Rachel Picard | Mgmt | For | For | |||||
2 | Elect Nathalie Balla | Mgmt | For | For | |||||
3 | Elect Hubert de Pesquidoux | Mgmt | For | For | |||||
4 | Ratification of Co-Option of Megan Clarken | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | |||||
10 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | |||||
11 | Authority to Cancel Lapsed Shares or Options and Reduce Capital | Mgmt | For | For | |||||
12 | Authority to Repurchase and Cancel Shares | Mgmt | For | For | |||||
13 | Global Ceiling on Capital Increases for Equity Compensation Plans | Mgmt | For | For | |||||
14 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (Underwriters) | Mgmt | For | For | |||||
15 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | |||||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | |||||
17 | Greenshoe | Mgmt | For | For | |||||
18 | Employee Stock Purchase Plan | Mgmt | For | For | |||||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | |||||
20 | Amendments to Articles Regarding Board of Directors | Mgmt | For | For | |||||
21 | Amendments to Articles Regarding Board of Directors Meetings | Mgmt | For | For | |||||
Crown Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCK | CUSIP 228368106 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John W. Conway | Mgmt | For | For | |||||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | |||||
1.3 | Elect Richard H. Fearon | Mgmt | For | For | |||||
1.4 | Elect Andrea Funk | Mgmt | For | For | |||||
1.5 | Elect Stephen J. Hagge | Mgmt | For | For | |||||
1.6 | Elect Rose Lee | Mgmt | For | For | |||||
1.7 | Elect James H. Miller | Mgmt | For | For | |||||
1.8 | Elect Josef M. Muller | Mgmt | For | For | |||||
1.9 | Elect B. Craig Owens | Mgmt | For | For | |||||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | |||||
1.11 | Elect Jim L. Turner | Mgmt | For | For | |||||
1.12 | Elect William S. Urkiel | Mgmt | For | For | |||||
1.13 | Elect Dwayne A. Wilson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
CytoSorbents Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CTSO | CUSIP 23283X206 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Phillip Chan | Mgmt | For | For | |||||
2 | Elect Al W. Kraus | Mgmt | For | For | |||||
3 | Elect Edward R. Jones | Mgmt | For | For | |||||
4 | Elect Michael G. Bator | Mgmt | For | For | |||||
5 | Elect Alan D. Sobel | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
Danaos Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DAC | CUSIP Y1968P121 | 07/31/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Kandylidis | Mgmt | For | For | |||||
1.2 | Elect Iraklis Prokopakis | Mgmt | For | Against | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
Devon Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DVN | CUSIP 25179M103 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | |||||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | |||||
1.3 | Elect Ann G. Fox | Mgmt | For | For | |||||
1.4 | Elect David A. Hager | Mgmt | For | For | |||||
1.5 | Elect Kelt Kindick | Mgmt | For | For | |||||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | |||||
1.7 | Elect Karl F. Kurz | Mgmt | For | For | |||||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | |||||
1.9 | Elect Richard E. Muncrief | Mgmt | For | For | |||||
1.10 | Elect Duane C. Radtke | Mgmt | For | For | |||||
1.11 | Elect Valerie M. Williams | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Devon Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DVN | CUSIP 25179M103 | 12/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with WPX | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Diebold Nixdorf, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DBD | CUSIP 253651103 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Arthur F. Anton | Mgmt | For | For | |||||
2 | Elect Bruce H. Besanko | Mgmt | For | For | |||||
3 | Elect Reynolds C. Bish | Mgmt | For | For | |||||
4 | Elect Ellen M. Costello | Mgmt | For | For | |||||
5 | Elect Phillip R. Cox | Mgmt | For | For | |||||
6 | Elect Alexander Dibelius | Mgmt | For | For | |||||
7 | Elect Matthew Goldfarb | Mgmt | For | For | |||||
8 | Elect Gary G. Greenfield | Mgmt | For | For | |||||
9 | Elect Gerrard B. Schmid | Mgmt | For | For | |||||
10 | Elect Kent M. Stahl | Mgmt | For | For | |||||
11 | Elect Lauren C. States | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Amendment to the 2017 Equity and Performance Incentive Plan | Mgmt | For | For | |||||
Dril-Quip, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DRQ | CUSIP 262037104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Steven L. Newman | Mgmt | For | For | |||||
2 | Elect Amy B. Schwetz | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | |||||
Enerpac Tool Group Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EPAC | CUSIP 292765104 | 01/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Alfredo Altavilla | Mgmt | For | For | |||||
1.2 | Elect Judy L. Altmaier | Mgmt | For | For | |||||
1.3 | Elect Randal W. Baker | Mgmt | For | For | |||||
1.4 | Elect J. Palmer Clarkson | Mgmt | For | For | |||||
1.5 | Elect Danny L. Cunningham | Mgmt | For | For | |||||
1.6 | Elect E. James Ferland | Mgmt | For | For | |||||
1.7 | Elect Richard D. Holder | Mgmt | For | For | |||||
1.8 | Elect Sidney S. Simmons | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | |||||
Entegris, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENTG | CUSIP 29362U104 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | |||||
2 | Elect R. Nicholas Burns | Mgmt | For | For | |||||
3 | Elect Rodney Clark | Mgmt | For | For | |||||
4 | Elect James F. Gentilcore | Mgmt | For | For | |||||
5 | Elect Yvette Kanouff | Mgmt | For | For | |||||
6 | Elect James P. Lederer | Mgmt | For | For | |||||
7 | Elect Bertrand Loy | Mgmt | For | For | |||||
8 | Elect Paul L.H. Olson | Mgmt | For | For | |||||
9 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | |||||
10 | Elect Brian Sullivan | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
FireEye, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FEYE | CUSIP 31816Q101 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sara C. Andrews | Mgmt | For | For | |||||
2 | Elect Adrian McDermott | Mgmt | For | For | |||||
3 | Elect Robert E. Switz | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
FLIR Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FLIR | CUSIP 302445101 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger with Teledyne | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Fluidigm Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FLDM | CUSIP 34385P108 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gerhard F. Burbach | Mgmt | For | For | |||||
1.2 | Elect Carlos Paya | Mgmt | For | For | |||||
1.3 | Elect Ana K. Stankovic | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Forum Energy Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FET | CUSIP 34984V209 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael M. McShane | Mgmt | For | For | |||||
1.2 | Elect John Schmitz | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Forum Energy Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FET | CUSIP 34984V100 | 09/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Issuance of Common Stock upon Conversion of Convertible Senior Secured Notes | Mgmt | For | For | |||||
Hain Celestial Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HAIN | CUSIP 405217100 | 11/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard A. Beck | Mgmt | For | For | |||||
2 | Elect Celeste A. Clark | Mgmt | For | For | |||||
3 | Elect R. Dean Hollis | Mgmt | For | For | |||||
4 | Elect Shervin J. Korangy | Mgmt | For | For | |||||
5 | Elect Mark L. Schiller | Mgmt | For | For | |||||
6 | Elect Michael B. Sims | Mgmt | For | For | |||||
7 | Elect Glenn W. Welling | Mgmt | For | For | |||||
8 | Elect Dawn M. Zier | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Harsco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HSC | CUSIP 415864107 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James .F. Earl | Mgmt | For | For | |||||
2 | Elect Kathy G. Eddy | Mgmt | For | For | |||||
3 | Elect David C. Everitt | Mgmt | For | For | |||||
4 | Elect F. Nicholas Grasberger, III | Mgmt | For | For | |||||
5 | Elect Carolann I. Haznedar | Mgmt | For | For | |||||
6 | Elect Mario Longhi | Mgmt | For | For | |||||
7 | Elect Edgar M. Purvis | Mgmt | For | For | |||||
8 | Elect Phillip C. Widman | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Amendment to the 2016 Non-Employee Directors Equity Compensation Plan | Mgmt | For | For | |||||
Ii-Vi Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IIVI | CUSIP 902104108 | 11/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joseph J. Corasanti | Mgmt | For | For | |||||
2 | Elect Patricia A. Hatter | Mgmt | For | For | |||||
3 | Elect Marc Y.E. Pelaez | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Amendment to the 2018 Omnibus Incentive Plan | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
II-VI Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IIVI | CUSIP 902104108 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Impinj, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PI | CUSIP 453204109 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel Gibson | Mgmt | For | For | |||||
2 | Elect Umesh Padval | Mgmt | For | For | |||||
3 | Elect Steve Sanghi | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | N/A | |||||
Infinera Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INFN | CUSIP 45667G103 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gregory P. Dougherty | Mgmt | For | For | |||||
2 | Elect David W. Heard | Mgmt | For | For | |||||
3 | Elect Paul J. Milbury | Mgmt | For | For | |||||
4 | Elect David F. Welch | Mgmt | For | For | |||||
5 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
International Game Technology PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IGT | CUSIP G4863A108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Elect Marco Sala | Mgmt | For | For | |||||
5 | Elect Beatrice Bassey | Mgmt | For | Against | |||||
6 | Elect Massimiliano Chiara | Mgmt | For | Against | |||||
7 | Elect Alberto Dessy | Mgmt | For | For | |||||
8 | Elect Marco Drago | Mgmt | For | For | |||||
9 | Elect James F. McCann | Mgmt | For | For | |||||
10 | Elect Heather McGregor | Mgmt | For | For | |||||
11 | Elect Lorenzo Pellicioli | Mgmt | For | For | |||||
12 | Elect Samantha Ravich | Mgmt | For | For | |||||
13 | Elect Vincent L. Sadusky | Mgmt | For | For | |||||
14 | Elect Gianmario Tondato da Ruos | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | 2021 Equity Incentive Plan | Mgmt | For | For | |||||
Intersect ENT, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XENT | CUSIP 46071F103 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kieran T. Gallahue | Mgmt | For | For | |||||
1.2 | Elect Thomas A. West | Mgmt | For | For | |||||
1.3 | Elect Teresa L. Kline | Mgmt | For | For | |||||
1.4 | Elect Cynthia L. Lucchese | Mgmt | For | For | |||||
1.5 | Elect Dana G. Mead, Jr. | Mgmt | For | For | |||||
1.6 | Elect Neil A. Hattangadi | Mgmt | For | For | |||||
1.7 | Elect Elisabeth Sandoval-Little | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
ION Geophysical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IO | CUSIP 462044207 | 02/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Debt Restructuring | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Amendment to the 2013 Long-Term Incentive Plan | Mgmt | For | For | |||||
ION Geophysical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IO | CUSIP 462044207 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect James M. Lapeyre, Jr. | Mgmt | For | For | |||||
1.2 | Elect Christopher T. Usher | Mgmt | For | For | |||||
1.3 | Elect Zhang ShaoHua | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | |||||
Itron, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ITRI | CUSIP 465741106 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas L. Deitrich | Mgmt | For | For | |||||
2 | Elect Timothy Leyden | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
KAR Auction Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KAR | CUSIP 48238T109 | 06/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carmel Galvin | Mgmt | For | For | |||||
2 | Elect James P. Hallett | Mgmt | For | For | |||||
3 | Elect Mark E. Hill | Mgmt | For | For | |||||
4 | Elect J. Mark Howell | Mgmt | For | For | |||||
5 | Elect Stefan Jacoby | Mgmt | For | For | |||||
6 | Elect Peter Kelly | Mgmt | For | For | |||||
7 | Elect Michael T. Kestner | Mgmt | For | For | |||||
8 | Elect Mary Ellen Smith | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KBR | CUSIP 48242W106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark E. Baldwin | Mgmt | For | For | |||||
2 | Elect Stuart J. B. Bradie | Mgmt | For | For | |||||
3 | Elect Lynn A. Dugle | Mgmt | For | For | |||||
4 | Elect Lester L. Lyles | Mgmt | For | For | |||||
5 | Elect Wendy M. Masiello | Mgmt | For | For | |||||
6 | Elect Jack B. Moore | Mgmt | For | For | |||||
7 | Elect Ann D. Pickard | Mgmt | For | For | |||||
8 | Elect Umberto della Sala | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | |||||
Luminex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LMNX | CUSIP 55027E102 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Edward A. Ogunro | Mgmt | For | For | |||||
2 | Elect Kevin M. McNamara | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Amendment to the 2018 Equity Incentive Plan | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Luminex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LMNX | CUSIP 55027E102 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Acquisition by DiaSorin | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
Lydall, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LDL | CUSIP 550819106 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect David G. Bills | Mgmt | For | For | |||||
2 | Elect James J. Cannon | Mgmt | For | For | |||||
3 | Elect Marc T. Giles | Mgmt | For | For | |||||
4 | Elect Paul W. Graves | Mgmt | For | For | |||||
5 | Elect Sara A. Greenstein | Mgmt | For | For | |||||
6 | Elect Suzanne Hammett | Mgmt | For | For | |||||
7 | Elect Katherine C. Harper | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
MACOM Technology Solutions Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MTSI | CUSIP 55405Y100 | 03/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John Ocampo | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | For | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
MEDNAX, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MD | CUSIP 58502B106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Karey D. Barker | Mgmt | For | For | |||||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | |||||
1.3 | Elect Paul G. Gabos | Mgmt | For | For | |||||
1.4 | Elect Manuel Kadre | Mgmt | For | For | |||||
1.5 | Elect Thomas A. McEachin | Mgmt | For | For | |||||
1.6 | Elect Roger J. Medel | Mgmt | For | For | |||||
1.7 | Elect Mark S. Ordan | Mgmt | For | For | |||||
1.8 | Elect Michael A. Rucker | Mgmt | For | For | |||||
1.9 | Elect Guy P. Sansone | Mgmt | For | For | |||||
1.10 | Elect John M. Starcher, Jr. | Mgmt | For | For | |||||
1.11 | Elect Shirley A. Weis | Mgmt | For | For | |||||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | |||||
3 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
MEDNAX, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MD | CUSIP 58502B106 | 09/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Karey D. Barker | Mgmt | For | For | |||||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | |||||
1.3 | Elect Paul G. Gabos | Mgmt | For | For | |||||
1.4 | Elect Manuel Kadre | Mgmt | For | For | |||||
1.5 | Elect Thomas A. McEachin | Mgmt | For | For | |||||
1.6 | Elect Roger J. Medel | Mgmt | For | For | |||||
1.7 | Elect Mark S. Ordan | Mgmt | For | For | |||||
1.8 | Elect Michael A. Rucker | Mgmt | For | For | |||||
1.9 | Elect Guy P. Sansone | Mgmt | For | For | |||||
1.10 | Elect John M. Starcher, Jr. | Mgmt | For | For | |||||
1.11 | Elect Shirley A. Weis | Mgmt | For | For | |||||
2 | Company Name Change | Mgmt | For | For | |||||
3 | Company's Subsidiary Name Change | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Mercury Systems Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MRCY | CUSIP 589378108 | 10/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mark Aslett | Mgmt | For | For | |||||
1.2 | Elect Mary L. Krakauer | Mgmt | For | For | |||||
1.3 | Elect William K. O'Brien | Mgmt | For | For | |||||
1.4 | Elect Orlando P. Carvalho | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the 2018 Stock Incentive Plan | Mgmt | For | For | |||||
4 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Mobile Iron Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MOBL | CUSIP 60739U204 | 11/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Molina Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MOH | CUSIP 60855R100 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel Cooperman | Mgmt | For | For | |||||
2 | Elect Stephen H. Lockhart | Mgmt | For | For | |||||
3 | Elect Richard M. Schapiro | Mgmt | For | For | |||||
4 | Elect Ronna E. Romney | Mgmt | For | For | |||||
5 | Elect Dale Wolf | Mgmt | For | For | |||||
6 | Elect Joseph M. Zubretsky | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
Nuance Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NUAN | CUSIP 67020Y100 | 02/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mark D. Benjamin | Mgmt | For | For | |||||
1.2 | Elect Daniel Brennan | Mgmt | For | For | |||||
1.3 | Elect Lloyd A. Carney | Mgmt | For | For | |||||
1.4 | Elect Thomas D. Ebling | Mgmt | For | For | |||||
1.5 | Elect Robert J. Finocchio | Mgmt | For | For | |||||
1.6 | Elect Laura S. Kaiser | Mgmt | For | For | |||||
1.7 | Elect Michal Katz | Mgmt | For | For | |||||
1.8 | Elect Mark R. Laret | Mgmt | For | For | |||||
1.9 | Elect Sanjay Vaswani | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Nuance Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NUAN | CUSIP 67020Y100 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OIS | CUSIP 678026105 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect E. Joseph Wright | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Amendment to the Equity Participation Plan | Mgmt | For | For | |||||
OneSpan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSPN | CUSIP 68287N100 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Marc C. Boroditsky | Mgmt | For | For | |||||
2 | Elect Garry L. Capers | Mgmt | For | For | |||||
3 | Elect Scott M. Clements | Mgmt | For | For | |||||
4 | Elect John N. Fox, Jr. | Mgmt | For | For | |||||
5 | Elect Jean K. Holley | Mgmt | For | For | |||||
6 | Elect Marianne Johnson | Mgmt | For | For | |||||
7 | Elect Matthew Moog (Withdrawn) | Mgmt | For | Against | |||||
8 | Elect Alfred Nietzel | Mgmt | For | For | |||||
9 | Elect Marc Zenner | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
OraSure Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSUR | CUSIP 68554V108 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael Celano | Mgmt | For | For | |||||
2 | Elect James A. Datin | Mgmt | For | For | |||||
3 | Elect Lelio Marmora | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Ormat Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ORA | CUSIP 686688102 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Isaac Angel | Mgmt | For | For | |||||
2 | Elect Albertus Bruggink | Mgmt | For | For | |||||
3 | Elect Dan Falk | Mgmt | For | For | |||||
4 | Elect David Granot | Mgmt | For | For | |||||
5 | Elect Mike Nikkel | Mgmt | For | For | |||||
6 | Elect Dafna Sharir | Mgmt | For | For | |||||
7 | Elect Stanley B. Stern | Mgmt | For | For | |||||
8 | Elect Hidetake Takahashi | Mgmt | For | For | |||||
9 | Elect Byron G. Wong | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
OSI Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSIS | CUSIP 671044105 | 12/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Deepak Chopra | Mgmt | For | For | |||||
1.2 | Elect Steven C. Good | Mgmt | For | For | |||||
1.3 | Elect Meyer Luskin | Mgmt | For | For | |||||
1.4 | Elect William F. Ballhaus, Jr. | Mgmt | For | For | |||||
1.5 | Elect James B. Hawkins | Mgmt | For | For | |||||
1.6 | Elect Gerald Chizever | Mgmt | For | Against | |||||
1.7 | Elect Kelli Bernard | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Amendment to the 2012 Incentive Award Plan | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Patterson Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PDCO | CUSIP 703395103 | 09/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John D. Buck | Mgmt | For | For | |||||
2 | Elect Alex N. Blanco | Mgmt | For | For | |||||
3 | Elect Jody H. Feragen | Mgmt | For | For | |||||
4 | Elect Robert C. Frenzel | Mgmt | For | For | |||||
5 | Elect Francis J. Malecha | Mgmt | For | For | |||||
6 | Elect Ellen A. Rudnick | Mgmt | For | For | |||||
7 | Elect Neil A. Schrimsher | Mgmt | For | For | |||||
8 | Elect Mark S. Walchirk | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Patterson-UTI Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PTEN | CUSIP 703481101 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Tiffany J. Thom Cepak | Mgmt | For | For | |||||
1.2 | Elect Michael W. Conlon | Mgmt | For | For | |||||
1.3 | Elect William A Hendricks, Jr. | Mgmt | For | For | |||||
1.4 | Elect Curtis W. Huff | Mgmt | For | For | |||||
1.5 | Elect Terry H. Hunt | Mgmt | For | For | |||||
1.6 | Elect Janeen S. Judah | Mgmt | For | For | |||||
2 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Quantum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QMCO | CUSIP 747906501 | 08/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John A. Fichthorn | Mgmt | For | For | |||||
2 | Elect James J. Lerner | Mgmt | For | For | |||||
3 | Elect Raghavendra Rau | Mgmt | For | For | |||||
4 | Elect Marc E. Rothman | Mgmt | For | For | |||||
5 | Elect Rebecca Jacoby | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Radware | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RDWR | CUSIP M81873107 | 11/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gabi Seligsohn | Mgmt | For | For | |||||
2 | Elect Stanley B. Stern | Mgmt | For | For | |||||
3 | Elect Naama Zeldis | Mgmt | For | For | |||||
4 | Amendments to Articles to Codify Advanced Notice Procedures | Mgmt | For | For | |||||
5 | RSU Grant of CEO | Mgmt | For | Against | |||||
6 | Declaration of Non-Interest Holder | Mgmt | N/A | N/A | |||||
7 | Amend Compensation Policy | Mgmt | For | For | |||||
8 | Declaration of Non-Interest Holder | Mgmt | N/A | N/A | |||||
9 | Authorize Yehuda Zisapel to Serve as Chair | Mgmt | For | Against | |||||
10 | Declaration of Non-Interest Holder | Mgmt | N/A | N/A | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Rambus Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RMBS | CUSIP 750917106 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Emiko Higashi | Mgmt | For | Against | |||||
2 | Elect Meera Rao | Mgmt | For | Against | |||||
3 | Elect Karen M. Rogge | Mgmt | For | For | |||||
4 | Elect Sanjay Saraf | Mgmt | For | For | |||||
5 | Elect Eric B. Stang | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Resideo Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REZI | CUSIP 76118Y104 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Roger Fradin | Mgmt | For | For | |||||
2 | Elect Nina L. Richardson | Mgmt | For | For | |||||
3 | Elect Andrew Teich | Mgmt | For | For | |||||
4 | Elect Kareem Yusuf | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Ribbon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RBBN | CUSIP 762544104 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mariano S. de Beer | Mgmt | For | For | |||||
2 | Elect R. Stewart Ewing, Jr. | Mgmt | For | For | |||||
3 | Elect Bruns H. Grayson | Mgmt | For | For | |||||
4 | Elect Beatriz V. Infante | Mgmt | For | For | |||||
5 | Elect Bruce W. McClelland | Mgmt | For | For | |||||
6 | Elect Krish A. Prabhu | Mgmt | For | For | |||||
7 | Elect Shaul Shani | Mgmt | For | For | |||||
8 | Elect Richard W. Smith | Mgmt | For | For | |||||
9 | Elect Tanya Tamone | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Ryder System, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
R | CUSIP 783549108 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert J. Eck | Mgmt | For | For | |||||
2 | Elect Robert A. Hagemann | Mgmt | For | For | |||||
3 | Elect Michael F. Hilton | Mgmt | For | For | |||||
4 | Elect Tamara L. Lundgren | Mgmt | For | For | |||||
5 | Elect Luis P. Nieto, Jr. | Mgmt | For | For | |||||
6 | Elect David G. Nord | Mgmt | For | For | |||||
7 | Elect Robert E. Sanchez | Mgmt | For | For | |||||
8 | Elect Abbie J. Smith | Mgmt | For | For | |||||
9 | Elect E. Follin Smith | Mgmt | For | For | |||||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Amendment to the 2019 Equity and Incentive Compensation Plan | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
SeaWorld Entertainment, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SEAS | CUSIP 81282V100 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ronald Bension | Mgmt | For | For | |||||
2 | Elect James Chambers | Mgmt | For | Against | |||||
3 | Elect William Gray | Mgmt | For | Against | |||||
4 | Elect Timothy Hartnett | Mgmt | For | For | |||||
5 | Elect Charles A. Koppelman | Mgmt | For | Against | |||||
6 | Elect Yoshikazu Maruyama | Mgmt | For | For | |||||
7 | Elect Thomas E. Moloney | Mgmt | For | For | |||||
8 | Elect Neha Jogani Narang | Mgmt | For | For | |||||
9 | Elect Scott I. Ross | Mgmt | For | Against | |||||
10 | Elect Kimberly K. Schaefer | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Spirit AeroSystems Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPR | CUSIP 848574109 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Stephen A. Cambone | Mgmt | For | For | |||||
2 | Elect Charles L. Chadwell | Mgmt | For | For | |||||
3 | Elect Irene M. Esteves | Mgmt | For | For | |||||
4 | Elect Paul E. Fulchino | Mgmt | For | For | |||||
5 | Elect Thomas C. Gentile, III | Mgmt | For | For | |||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | |||||
7 | Elect Robert D. Johnson | Mgmt | For | For | |||||
8 | Elect Ronald T. Kadish | Mgmt | For | For | |||||
9 | Elect John L. Plueger | Mgmt | For | For | |||||
10 | Elect Laura H. Wright | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Stericycle, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SRCL | CUSIP 858912108 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert S. Murley | Mgmt | For | For | |||||
2 | Elect Cindy J. Miller | Mgmt | For | For | |||||
3 | Elect Brian P. Anderson | Mgmt | For | For | |||||
4 | Elect Lynn Dorsey Bleil | Mgmt | For | For | |||||
5 | Elect Thomas F. Chen | Mgmt | For | For | |||||
6 | Elect Jesse Joel Hackney, Jr. | Mgmt | For | For | |||||
7 | Elect Veronica M. Hagen | Mgmt | For | For | |||||
8 | Elect Steven C. Hooley | Mgmt | For | For | |||||
9 | Elect James J. Martell | Mgmt | For | For | |||||
10 | Elect Kay G. Priestly | Mgmt | For | For | |||||
11 | Elect James L. Welch | Mgmt | For | For | |||||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | |||||
Stratasys Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SSYS | CUSIP M85548101 | 11/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Dov Ofer | Mgmt | For | For | |||||
2 | Elect Zeev Holtzman | Mgmt | For | For | |||||
3 | Elect John J. McEleney | Mgmt | For | Against | |||||
4 | Elect Ziva Patir | Mgmt | For | For | |||||
5 | Elect David Reis | Mgmt | For | For | |||||
6 | Elect Michael Schoellhorn | Mgmt | For | For | |||||
7 | Elect Yair Seroussi | Mgmt | For | For | |||||
8 | Elect Adina Shorr | Mgmt | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | |||||
10 | Compensation for New Board Chair | Mgmt | For | For | |||||
11 | Amendment to the 2012 Omnibus Equity Compensation Incentive Plan | Mgmt | For | Against | |||||
12 | Amend Compensation Policy Provisions Relating to D&O Liability Insurance | Mgmt | For | For | |||||
13 | Confirmation of Non-Controlling Shareholder | Mgmt | N/A | N/A | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
TCF Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TCF | CUSIP 872307103 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Teledyne Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDY | CUSIP 879360105 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with FLIR | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Teledyne Technologies Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDY | CUSIP 879360105 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Denise R. Cade | Mgmt | For | For | |||||
1.2 | Elect Simon M. Lorne | Mgmt | For | For | |||||
1.3 | Elect Wesley W. von Schack | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Tempur Sealy International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TPX | CUSIP 88023U101 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | |||||
2 | Elect Cathy R. Gates | Mgmt | For | For | |||||
3 | Elect John A. Heil | Mgmt | For | For | |||||
4 | Elect Jon L. Luther | Mgmt | For | For | |||||
5 | Elect Richard W. Neu | Mgmt | For | For | |||||
6 | Elect Scott L. Thompson | Mgmt | For | For | |||||
7 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
Tetra Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTI | CUSIP 88162F105 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mark E. Baldwin | Mgmt | For | For | |||||
1.2 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | |||||
1.3 | Elect John F. Glick | Mgmt | For | For | |||||
1.4 | Elect Gina A. Luna | Mgmt | For | For | |||||
1.5 | Elect Brady M. Murphy | Mgmt | For | For | |||||
1.6 | Elect William D. Sullivan | Mgmt | For | For | |||||
1.7 | Elect Shawn D. Williams | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Amendment to the 2018 Equity Incentive Plan | Mgmt | For | For | |||||
Texas Capital Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TCBI | CUSIP 88224Q107 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Rob C. Holmes | Mgmt | For | For | |||||
1.2 | Elect Larry L. Helm | Mgmt | For | For | |||||
1.3 | Elect James H. Browning | Mgmt | For | For | |||||
1.4 | Elect Jonathan E. Baliff | Mgmt | For | For | |||||
1.5 | Elect David S. Huntley | Mgmt | For | For | |||||
1.6 | Elect Charles S. Hyle | Mgmt | For | For | |||||
1.7 | Elect Elysia Holt Ragusa | Mgmt | For | For | |||||
1.8 | Elect Steven P. Rosenberg | Mgmt | For | For | |||||
1.9 | Elect Robert W. Stallings | Mgmt | For | For | |||||
1.10 | Elect Dale W. Tremblay | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Texas Capital Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TCBI | CUSIP 88224Q107 | 10/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Larry L. Helm | Mgmt | For | For | |||||
1.2 | Elect James H. Browning | Mgmt | For | For | |||||
1.3 | Elect Jonathan E. Baliff | Mgmt | For | For | |||||
1.4 | Elect David S. Huntley | Mgmt | For | For | |||||
1.5 | Elect Charles S. Hyle | Mgmt | For | For | |||||
1.6 | Elect Elysia Holt Ragusa | Mgmt | For | For | |||||
1.7 | Elect Steven P. Rosenberg | Mgmt | For | For | |||||
1.8 | Elect Robert W. Stallings | Mgmt | For | For | |||||
1.9 | Elect Dale W. Tremblay | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | Against | |||||
The ODP Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ODP | CUSIP 88337F105 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Quincy L. Allen | Mgmt | For | For | |||||
2 | Elect Kristin A. Campbell | Mgmt | For | For | |||||
3 | Elect Marcus Dunlop | Mgmt | For | For | |||||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | |||||
5 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | |||||
6 | Elect Shashank Samant | Mgmt | For | For | |||||
7 | Elect Wendy L. Schoppert | Mgmt | For | For | |||||
8 | Elect Gerry P. Smith | Mgmt | For | For | |||||
9 | Elect David M. Szymanski | Mgmt | For | For | |||||
10 | Elect Joseph Vassalluzzo | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
TreeHouse Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
THS | CUSIP 89469A104 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ashley Buchanan | Mgmt | For | For | |||||
2 | Elect Steven Oakland | Mgmt | For | For | |||||
3 | Elect Jill A. Rahman | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Twin Disc Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TWIN | CUSIP 901476101 | 10/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael Doar | Mgmt | For | For | |||||
1.2 | Elect Michael C. Smiley | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Approval of the 2020 Stock Incentive Plan for Non-Employee Directors | Mgmt | For | For | |||||
5 | Board Size | Mgmt | For | Against | |||||
Unisys Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UIS | CUSIP 909214306 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter A. Altabef | Mgmt | For | For | |||||
2 | Elect Jared L. Cohon | Mgmt | For | For | |||||
3 | Elect Nathaniel A. Davis | Mgmt | For | For | |||||
4 | Elect Matthew J. Desch | Mgmt | For | For | |||||
5 | Elect Denise K. Fletcher | Mgmt | For | For | |||||
6 | Elect Philippe Germond | Mgmt | For | For | |||||
7 | Elect Lisa A. Hook | Mgmt | For | For | |||||
8 | Elect Deborah Lee James | Mgmt | For | For | |||||
9 | Elect Paul E. Martin | Mgmt | For | For | |||||
10 | Elect Regina Paolillo | Mgmt | For | For | |||||
11 | Elect Lee D. Roberts | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Valmont Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VMI | CUSIP 920253101 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | |||||
1.2 | Elect Theo Freye | Mgmt | For | For | |||||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | |||||
1.4 | Elect Joan Robinson-Berry | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Veeco Instruments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VECO | CUSIP 922417100 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard A. D'Amore | Mgmt | For | For | |||||
1.2 | Elect Keith D. Jackson | Mgmt | For | For | |||||
1.3 | Elect Mary Jane Raymond | Mgmt | For | For | |||||
2 | Amendment to the 2016 Employee Stock Purchase Plan | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Verint Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VRNT | CUSIP 92343X100 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dan Bodner | Mgmt | For | For | |||||
1.2 | Elect Linda M. Crawford | Mgmt | For | For | |||||
1.3 | Elect John R. Egan | Mgmt | For | For | |||||
1.4 | Elect Reid French | Mgmt | For | For | |||||
1.5 | Elect Stephen Gold | Mgmt | For | For | |||||
1.6 | Elect William Kurtz | Mgmt | For | For | |||||
1.7 | Elect Andrew D. Miller | Mgmt | For | For | |||||
1.8 | Elect Richard Nottenburg | Mgmt | For | For | |||||
1.9 | Elect Jason A. Wright | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Viavi Solutions Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VIAV | CUSIP 925550105 | 11/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard E. Belluzzo | Mgmt | For | For | |||||
1.2 | Elect Keith L. Barnes | Mgmt | For | For | |||||
1.3 | Elect Laura Black | Mgmt | For | For | |||||
1.4 | Elect Tor R. Braham | Mgmt | For | For | |||||
1.5 | Elect Timothy Campos | Mgmt | For | For | |||||
1.6 | Elect Donald Colvin | Mgmt | For | For | |||||
1.7 | Elect Glenda M. Dorchak | Mgmt | For | For | |||||
1.8 | Elect Masood Jabbar | Mgmt | For | For | |||||
1.9 | Elect Oleg Khaykin | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Vistra Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VST | CUSIP 92840M102 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Scott B. Helm | Mgmt | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | |||||
3 | Elect Arcilia C. Acosta | Mgmt | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | |||||
8 | Elect Jeff D. Hunter | Mgmt | For | For | |||||
9 | Elect Curtis A. Morgan | Mgmt | For | For | |||||
10 | Elect John R. Sult | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Vonage Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VG | CUSIP 92886T201 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid Akhavan | Mgmt | For | For | |||||
2 | Elect Jeffrey A. Citron | Mgmt | For | For | |||||
3 | Elect Stephen Fisher | Mgmt | For | For | |||||
4 | Elect Jan Hauser | Mgmt | For | For | |||||
5 | Elect Priscilla Hung | Mgmt | For | For | |||||
6 | Elect Carolyn Katz | Mgmt | For | For | |||||
7 | Elect Michael J. McConnell | Mgmt | For | For | |||||
8 | Elect Rory P. Read | Mgmt | For | For | |||||
9 | Elect John J. Roberts | Mgmt | For | For | |||||
10 | Elect Tien Tzuo | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Welbilt, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WBT | CUSIP 949090104 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cynthia M. Egnotovich | Mgmt | For | For | |||||
2 | Elect Dino J. Bianco | Mgmt | For | For | |||||
3 | Elect Joan K. Chow | Mgmt | For | Against | |||||
4 | Elect Janice L. Fields | Mgmt | For | For | |||||
5 | Elect Brian R. Gamache | Mgmt | For | For | |||||
6 | Elect Andrew N. Langham | Mgmt | For | For | |||||
7 | Elect William C. Johnson | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Amendment to the 2016 Omnibus Incentive Plan | Mgmt | For | For | |||||
Xperi Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XPER | CUSIP 98390M103 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Darcy Antonellis | Mgmt | For | For | |||||
2 | Elect Laura J. Durr | Mgmt | For | For | |||||
3 | Elect David C. Habiger | Mgmt | For | For | |||||
4 | Elect Jon E. Kirchner | Mgmt | For | For | |||||
5 | Elect Daniel Moloney | Mgmt | For | For | |||||
6 | Elect Raghavendra Rau | Mgmt | For | For | |||||
7 | Elect Christopher A. Seams | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Large Cap Value Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
3M Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MMM | CUSIP 88579Y101 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas K. Brown | Mgmt | For | For | |||||
2 | Elect Pamela J. Craig | Mgmt | For | For | |||||
3 | Elect David B. Dillon | Mgmt | For | For | |||||
4 | Elect Michael L. Eskew | Mgmt | For | For | |||||
5 | Elect James R. Fitterling | Mgmt | For | For | |||||
6 | Elect Herbert L. Henkel | Mgmt | For | For | |||||
7 | Elect Amy E. Hood | Mgmt | For | For | |||||
8 | Elect Muhtar Kent | Mgmt | For | For | |||||
9 | Elect Dambisa F. Moyo | Mgmt | For | For | |||||
10 | Elect Gregory R. Page | Mgmt | For | For | |||||
11 | Elect Michael F. Roman | Mgmt | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the 2016 Long-Term Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ABT | CUSIP 002824100 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | |||||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | |||||
1.3 | Elect Sally E. Blount | Mgmt | For | For | |||||
1.4 | Elect Robert B. Ford | Mgmt | For | For | |||||
1.5 | Elect Michelle A. Kumbier | Mgmt | For | For | |||||
1.6 | Elect Darren W. McDew | Mgmt | For | For | |||||
1.7 | Elect Nancy McKinstry | Mgmt | For | For | |||||
1.8 | Elect William A. Osborn | Mgmt | For | For | |||||
1.9 | Elect Michael F. Roman | Mgmt | For | For | |||||
1.10 | Elect Daniel J. Starks | Mgmt | For | For | |||||
1.11 | Elect John G. Stratton | Mgmt | For | For | |||||
1.12 | Elect Glenn F. Tilton | Mgmt | For | For | |||||
1.13 | Elect Miles D. White | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Elimination of Supermajority Requirement for Article Amendments | Mgmt | For | For | |||||
5 | Elimination of Supermajority Requirement for Approval of Certain Extraordinary Transactions | Mgmt | For | For | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
7 | Shareholder Proposal Regarding Company Plan to Promote Racial Justice | ShrHoldr | Against | For | |||||
8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ABBV | CUSIP 00287Y109 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | |||||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | |||||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | |||||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Amendment to the 2013 Incentive Stock Program | Mgmt | For | For | |||||
5 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | |||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | |||||
8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
Agnico Eagle Mines Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AEM | CUSIP 008474108 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Leona Aglukkaq | Mgmt | For | For | |||||
1.2 | Elect Sean Boyd | Mgmt | For | For | |||||
1.3 | Elect Martine A. Celej | Mgmt | For | For | |||||
1.4 | Elect Robert J. Gemmell | Mgmt | For | For | |||||
1.5 | Elect Mel Leiderman | Mgmt | For | For | |||||
1.6 | Elect Deborah A. McCombe | Mgmt | For | For | |||||
1.7 | Elect James D. Nasso | Mgmt | For | For | |||||
1.8 | Elect Sean Riley | Mgmt | For | For | |||||
1.9 | Elect J. Merfyn Roberts | Mgmt | For | For | |||||
1.10 | Elect Jamie C. Sokalsky | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Amendment to Stock Option Plan | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ABC | CUSIP 03073E105 | 03/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ornella Barra | Mgmt | For | For | |||||
2 | Elect Steven H. Collis | Mgmt | For | For | |||||
3 | Elect D. Mark Durcan | Mgmt | For | For | |||||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | |||||
5 | Elect Lon R. Greenberg | Mgmt | For | For | |||||
6 | Elect Jane E. Henney | Mgmt | For | For | |||||
7 | Elect Kathleen Hyle | Mgmt | For | For | |||||
8 | Elect Michael J. Long | Mgmt | For | For | |||||
9 | Elect Henry W. McGee | Mgmt | For | Against | |||||
10 | Elect Dennis M. Nally | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
Analog Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADI | CUSIP 032654105 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | |||||
2 | Elect Vincent Roche | Mgmt | For | For | |||||
3 | Elect James A. Champy | Mgmt | For | For | |||||
4 | Elect Anantha P. Chandrakasan | Mgmt | For | For | |||||
5 | Elect Bruce R. Evans | Mgmt | For | For | |||||
6 | Elect Edward H. Frank | Mgmt | For | For | |||||
7 | Elect Laurie H. Glimcher | Mgmt | For | For | |||||
8 | Elect Karen M. Golz | Mgmt | For | For | |||||
9 | Elect Mark M. Little | Mgmt | For | For | |||||
10 | Elect Kenton J. Sicchitano | Mgmt | For | For | |||||
11 | Elect Susie Wee | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Anthem, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ANTM | CUSIP 036752103 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lewis Hay III | Mgmt | For | For | |||||
2 | Elect Antonio F. Neri | Mgmt | For | For | |||||
3 | Elect Ramiro G. Peru | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
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Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | |||||
11 | Elect Byron O. Spruell | Mgmt | For | For | |||||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | For | For | |||||
18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | For | For | |||||
19 | Reduction in Share Premium Account | Mgmt | For | For | |||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AON | CUSIP G0408V102 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ADM | CUSIP 039483102 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael S. Burke | Mgmt | For | For | |||||
2 | Elect Theodore Colbert | Mgmt | For | For | |||||
3 | Elect Terrell K. Crews | Mgmt | For | For | |||||
4 | Elect Pierre Dufour | Mgmt | For | For | |||||
5 | Elect Donald E. Felsinger | Mgmt | For | For | |||||
6 | Elect Suzan F. Harrison | Mgmt | For | For | |||||
7 | Elect Juan R. Luciano | Mgmt | For | For | |||||
8 | Elect Patrick J. Moore | Mgmt | For | For | |||||
9 | Elect Francisco Sanchez | Mgmt | For | For | |||||
10 | Elect Debra A. Sandler | Mgmt | For | For | |||||
11 | Elect Lei Z. Schlitz | Mgmt | For | For | |||||
12 | Elect Kelvin R. Westbrook | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAC | CUSIP 060505104 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sharon L. Allen | Mgmt | For | For | |||||
2 | Elect Susan S. Bies | Mgmt | For | For | |||||
3 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | |||||
4 | Elect Pierre J. P. de Weck | Mgmt | For | For | |||||
5 | Elect Arnold W. Donald | Mgmt | For | For | |||||
6 | Elect Linda P. Hudson | Mgmt | For | For | |||||
7 | Elect Monica C. Lozano | Mgmt | For | For | |||||
8 | Elect Thomas J. May | Mgmt | For | For | |||||
9 | Elect Brian T. Moynihan | Mgmt | For | For | |||||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | |||||
11 | Elect Denise L. Ramos | Mgmt | For | For | |||||
12 | Elect Clayton S. Rose | Mgmt | For | For | |||||
13 | Elect Michael D. White | Mgmt | For | For | |||||
14 | Elect Thomas D. Woods | Mgmt | For | For | |||||
15 | Elect R. David Yost | Mgmt | For | For | |||||
16 | Elect Maria T. Zuber | Mgmt | For | Against | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | |||||
20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
23 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BRKA | CUSIP 084670108 | 05/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | |||||
1.2 | Elect Charles T. Munger | Mgmt | For | For | |||||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | |||||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | |||||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | |||||
1.6 | Elect Kenneth I. Chenault | Mgmt | For | For | |||||
1.7 | Elect Susan L. Decker | Mgmt | For | Against | |||||
1.8 | Elect David S. Gottesman | Mgmt | For | Against | |||||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | |||||
1.10 | Elect Ajit Jain | Mgmt | For | For | |||||
1.11 | Elect Thomas S. Murphy | Mgmt | For | Against | |||||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | |||||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | Against | |||||
1.14 | Elect Meryl B. Witmer | Mgmt | For | Against | |||||
2 | Shareholder Proposal Regarding Climate Report | ShrHoldr | Against | Against | |||||
3 | Shareholder Proposal Regarding Diversity and Inclusion Reports | ShrHoldr | Against | Against | |||||
BHP Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BHP | CUSIP 088606108 | 10/14/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports (BHP Group plc & BHP Group Limited) | Mgmt | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | |||||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | |||||
7 | Remuneration Report (Advisory- UK) | Mgmt | For | For | |||||
8 | Remuneration Report (Advisory -AUS) | Mgmt | For | For | |||||
9 | Equity Grant (CEO Mike Henry) | Mgmt | For | For | |||||
10 | Approval of the termination benefits | Mgmt | For | For | |||||
11 | Elect Xiaoqun Clever | Mgmt | For | For | |||||
12 | Elect Gary J. Goldberg | Mgmt | For | For | |||||
13 | Elect Mike Henry | Mgmt | For | For | |||||
14 | Elect Christine E. O'Reilly | Mgmt | For | For | |||||
15 | Elect Dion J. Weisler | Mgmt | For | For | |||||
16 | Elect Terence (Terry) J. Bowen | Mgmt | For | For | |||||
17 | Elect Malcolm W. Broomhead | Mgmt | For | For | |||||
18 | Elect Ian D. Cockerill | Mgmt | For | For | |||||
19 | Elect Anita M. Frew | Mgmt | For | For | |||||
20 | Elect Susan Kilsby | Mgmt | For | For | |||||
21 | Elect John Mogford | Mgmt | For | For | |||||
22 | Elect Ken N. MacKenzie | Mgmt | For | For | |||||
23 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | For | |||||
24 | Shareholder Proposal Regarding Cultural Heritage Protection | ShrHoldr | Against | N/A | |||||
25 | Shareholder Proposal Regarding Industry Association COVID-19 Advocacy Activities | ShrHoldr | Against | For | |||||
BorgWarner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BWA | CUSIP 099724106 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Nelda J. Connors | Mgmt | For | For | |||||
2 | Elect Dennis C. Cuneo | Mgmt | For | For | |||||
3 | Elect David S. Haffner | Mgmt | For | For | |||||
4 | Elect Michael S. Hanley | Mgmt | For | For | |||||
5 | Elect Frederic B. Lissalde | Mgmt | For | For | |||||
6 | Elect Paul A. Mascarenas | Mgmt | For | For | |||||
7 | Elect Shaun E. McAlmont | Mgmt | For | For | |||||
8 | Elect Deborah D. McWhinney | Mgmt | For | For | |||||
9 | Elect Alexis P. Michas | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Carnival Corporation & Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCL | CUSIP 143658300 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | |||||
2 | Elect Jonathon Band | Mgmt | For | For | |||||
3 | Elect Jason G. Cahilly | Mgmt | For | For | |||||
4 | Elect Helen Deeble | Mgmt | For | For | |||||
5 | Elect Arnold W. Donald | Mgmt | For | For | |||||
6 | Elect Jeffrey Gearhart | Mgmt | For | For | |||||
7 | Elect Richard J. Glasier | Mgmt | For | For | |||||
8 | Elect Katie Lahey | Mgmt | For | For | |||||
9 | Elect John Parker | Mgmt | For | For | |||||
10 | Elect Stuart Subotnick | Mgmt | For | For | |||||
11 | Elect Laura A. Weil | Mgmt | For | For | |||||
12 | Elect Randall J. Weisenburger | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Approval of Directors' Remuneration Report | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Receipt of Accounts and Reports of Carnival plc | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | |||||
21 | Amendment to the 2020 Stock Plan | Mgmt | For | For | |||||
Caterpillar Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CAT | CUSIP 149123101 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | |||||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | |||||
4 | Elect Gerald Johnson | Mgmt | For | For | |||||
5 | Elect David W. MacLennan | Mgmt | For | For | |||||
6 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | |||||
8 | Elect Susan C. Schwab | Mgmt | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | |||||
10 | Elect Miles D. White | Mgmt | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Report on Net Zero Benchmark | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CVX | CUSIP 166764100 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Wanda M. Austin | Mgmt | For | For | |||||
2 | Elect John B. Frank | Mgmt | For | For | |||||
3 | Elect Alice P. Gast | Mgmt | For | For | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | |||||
5 | Elect Marillyn A. Hewson | Mgmt | For | For | |||||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | |||||
7 | Elect Charles W. Moorman IV | Mgmt | For | For | |||||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | |||||
9 | Elect Debra L. Reed-Klages | Mgmt | For | For | |||||
10 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
11 | Elect D. James Umpleby III | Mgmt | For | For | |||||
12 | Elect Michael K. Wirth | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
20 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
C | CUSIP 172967424 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ellen M. Costello | Mgmt | For | For | |||||
2 | Elect Grace E. Dailey | Mgmt | For | For | |||||
3 | Elect Barbara J. Desoer | Mgmt | For | For | |||||
4 | Elect John C. Dugan | Mgmt | For | For | |||||
5 | Elect Jane N. Fraser | Mgmt | For | For | |||||
6 | Elect Duncan P. Hennes | Mgmt | For | For | |||||
7 | Elect Peter B. Henry | Mgmt | For | For | |||||
8 | Elect S. Leslie Ireland | Mgmt | For | For | |||||
9 | Elect Lew W. Jacobs, IV | Mgmt | For | For | |||||
10 | Elect Renee J. James | Mgmt | For | For | |||||
11 | Elect Gary M. Reiner | Mgmt | For | For | |||||
12 | Elect Diana L. Taylor | Mgmt | For | For | |||||
13 | Elect James S. Turley | Mgmt | For | For | |||||
14 | Elect Deborah C. Wright | Mgmt | For | For | |||||
15 | Elect Alexander R. Wynaendts | Mgmt | For | For | |||||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | For | |||||
20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
24 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
25 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMA | CUSIP 200340107 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael E. Collins | Mgmt | For | For | |||||
2 | Elect Roger A. Cregg | Mgmt | For | For | |||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | |||||
4 | Elect Curtis C. Farmer | Mgmt | For | For | |||||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | |||||
6 | Elect Richard G. Lindner | Mgmt | For | For | |||||
7 | Elect Barbara R. Smith | Mgmt | For | For | |||||
8 | Elect Robert S. Taubman | Mgmt | For | For | |||||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | |||||
10 | Elect Nina G. Vaca | Mgmt | For | For | |||||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Amendment to the 2018 Long-Term Incentive Plan | Mgmt | For | For | |||||
15 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMI | CUSIP 231021106 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | |||||
2 | Elect Robert J. Bernhard | Mgmt | For | For | |||||
3 | Elect Franklin R. Chang Diaz | Mgmt | For | For | |||||
4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | |||||
5 | Elect Stephen B. Dobbs | Mgmt | For | For | |||||
6 | Elect Carla A. Harris | Mgmt | For | For | |||||
7 | Elect Robert K. Herdman | Mgmt | For | For | |||||
8 | Elect Alexis M. Herman | Mgmt | For | For | |||||
9 | Elect Thomas J. Lynch | Mgmt | For | For | |||||
10 | Elect William I. Miller | Mgmt | For | For | |||||
11 | Elect Georgia R. Nelson | Mgmt | For | For | |||||
12 | Elect Kimberly A. Nelson | Mgmt | For | For | |||||
13 | Elect Karen H. Quintos | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Professional Services Allowance | ShrHoldr | Against | For | |||||
Deere & Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DE | CUSIP 244199105 | 02/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tamra A. Erwin | Mgmt | For | For | |||||
2 | Elect Alan C. Heuberger | Mgmt | For | For | |||||
3 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | |||||
4 | Elect Dipak C. Jain | Mgmt | For | For | |||||
5 | Elect Michael O. Johanns | Mgmt | For | For | |||||
6 | Elect Clayton M. Jones | Mgmt | For | For | |||||
7 | Elect John C. May | Mgmt | For | For | |||||
8 | Elect Gregory R. Page | Mgmt | For | For | |||||
9 | Elect Sherry M. Smith | Mgmt | For | For | |||||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
11 | Elect Sheila G. Talton | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DAL | CUSIP 247361702 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Edward H. Bastian | Mgmt | For | For | |||||
2 | Elect Francis S. Blake | Mgmt | For | For | |||||
3 | Elect Ashton Carter | Mgmt | For | For | |||||
4 | Elect David G. DeWalt | Mgmt | For | For | |||||
5 | Elect William H. Easter III | Mgmt | For | For | |||||
6 | Elect Christopher A. Hazleton | Mgmt | For | For | |||||
7 | Elect Michael P. Huerta | Mgmt | For | For | |||||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | |||||
9 | Elect George N. Mattson | Mgmt | For | For | |||||
10 | Elect Sergio A. L. Rial | Mgmt | For | For | |||||
11 | Elect David. S. Taylor | Mgmt | For | For | |||||
12 | Elect Kathy N. Waller | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | Against | |||||
Devon Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DVN | CUSIP 25179M103 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | |||||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | |||||
1.3 | Elect Ann G. Fox | Mgmt | For | For | |||||
1.4 | Elect David A. Hager | Mgmt | For | For | |||||
1.5 | Elect Kelt Kindick | Mgmt | For | For | |||||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | |||||
1.7 | Elect Karl F. Kurz | Mgmt | For | For | |||||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | |||||
1.9 | Elect Richard E. Muncrief | Mgmt | For | For | |||||
1.10 | Elect Duane C. Radtke | Mgmt | For | For | |||||
1.11 | Elect Valerie M. Williams | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Duke Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DUK | CUSIP 26441C204 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael G. Browning | Mgmt | For | For | |||||
1.2 | Elect Annette K. Clayton | Mgmt | For | For | |||||
1.3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | |||||
1.4 | Elect Robert M. Davis | Mgmt | For | For | |||||
1.5 | Elect Caroline D. Dorsa | Mgmt | For | For | |||||
1.6 | Elect W. Roy Dunbar | Mgmt | For | For | |||||
1.7 | Elect Nicholas C. Fanandakis | Mgmt | For | For | |||||
1.8 | Elect Lynn J. Good | Mgmt | For | For | |||||
1.9 | Elect John T. Herron | Mgmt | For | For | |||||
1.10 | Elect E. Marie McKee | Mgmt | For | For | |||||
1.11 | Elect Michael J. Pacilio | Mgmt | For | For | |||||
1.12 | Elect Thomas E. Skains | Mgmt | For | For | |||||
1.13 | Elect William E. Webster, Jr. | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
DuPont de Nemours, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DD | CUSIP 26614N102 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Amy G. Brady | Mgmt | For | For | |||||
2 | Elect Edward D. Breen | Mgmt | For | For | |||||
3 | Elect Ruby R. Chandy | Mgmt | For | For | |||||
4 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | |||||
5 | Elect Terrence R. Curtin | Mgmt | For | For | |||||
6 | Elect Alexander M. Cutler | Mgmt | For | For | |||||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | |||||
8 | Elect Luther C. Kissam IV | Mgmt | For | For | |||||
9 | Elect Frederick M. Lowery | Mgmt | For | For | |||||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | |||||
11 | Elect Deanna M. Mulligan | Mgmt | For | For | |||||
12 | Elect Steven M. Sterin | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Diversity Reporting | ShrHoldr | Against | Against | |||||
18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | |||||
EOG Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EOG | CUSIP 26875P101 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Janet F. Clark | Mgmt | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | |||||
3 | Elect Robert P. Daniels | Mgmt | For | For | |||||
4 | Elect James C. Day | Mgmt | For | For | |||||
5 | Elect C. Christopher Gaut | Mgmt | For | For | |||||
6 | Elect Michael T. Kerr | Mgmt | For | For | |||||
7 | Elect Julie J. Robertson | Mgmt | For | For | |||||
8 | Elect Donald F. Textor | Mgmt | For | For | |||||
9 | Elect William R. Thomas | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Approval of the 2021 Omnibus Equity Compensation Plan | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Equitable Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQH | CUSIP 29452E101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Francis A. Hondal | Mgmt | For | For | |||||
2 | Elect Daniel G. Kaye | Mgmt | For | For | |||||
3 | Elect Joan Lamm-Tennant | Mgmt | For | For | |||||
4 | Elect Kristi A. Matus | Mgmt | For | For | |||||
5 | Elect Ramon de Oliveira | Mgmt | For | For | |||||
6 | Elect Mark Pearson | Mgmt | For | For | |||||
7 | Elect Bertram L. Scott | Mgmt | For | For | |||||
8 | Elect George Stansfield | Mgmt | For | For | |||||
9 | Elect Charles G.T. Stonehill | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XOM | CUSIP 30231G102 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael J. Angelakis | Mgmt | For | N/A | |||||
1.2 | Elect Susan K. Avery | Mgmt | For | N/A | |||||
1.3 | Elect Angela F. Braly | Mgmt | For | N/A | |||||
1.4 | Elect Ursula M. Burns | Mgmt | For | N/A | |||||
1.5 | Elect Kenneth C. Frazier | Mgmt | For | N/A | |||||
1.6 | Elect Joseph L. Hooley | Mgmt | For | N/A | |||||
1.7 | Elect Steven A. Kandarian | Mgmt | For | N/A | |||||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | N/A | |||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | N/A | |||||
1.10 | Elect Jeffrey W. Ubben | Mgmt | For | N/A | |||||
1.11 | Elect Darren W. Woods | Mgmt | For | N/A | |||||
1.12 | Elect Wan Zulkiflee | Mgmt | For | N/A | |||||
2 | Ratification of Auditor | Mgmt | For | N/A | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | N/A | |||||
4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | N/A | |||||
5 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | N/A | |||||
6 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | ShrHoldr | Against | N/A | |||||
7 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Against | N/A | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | N/A | |||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | N/A | |||||
10 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | N/A | |||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
XOM | CUSIP 30231G102 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gregory J. Goff (Dissident Nominee) | ShrHoldr | N/A | N/A | |||||
1.2 | Elect Kaisa Hietala (Dissident Nominee) | ShrHoldr | N/A | N/A | |||||
1.3 | Elect Alexander A. Karsner (Dissident Nominee) | ShrHoldr | N/A | N/A | |||||
1.4 | Elect Anders Runevad (Dissident Nominee) | ShrHoldr | N/A | N/A | |||||
1.5 | Elect Michael J. Angelakis | ShrHoldr | N/A | N/A | |||||
1.6 | Elect Susan K. Avery | ShrHoldr | N/A | N/A | |||||
1.7 | Elect Angela F. Braly | ShrHoldr | N/A | N/A | |||||
1.8 | Elect Ursula M. Burns | ShrHoldr | N/A | N/A | |||||
1.9 | Elect Kenneth C. Frazier | ShrHoldr | N/A | N/A | |||||
1.10 | Elect Joseph L. Hooley | ShrHoldr | N/A | N/A | |||||
1.11 | Elect Jeffrey W. Ubben | ShrHoldr | N/A | N/A | |||||
1.12 | Elect Darren W. Woods | ShrHoldr | N/A | N/A | |||||
2 | Ratification of Auditor | Mgmt | N/A | N/A | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | N/A | |||||
4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | N/A | N/A | |||||
5 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | N/A | N/A | |||||
6 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | ShrHoldr | N/A | N/A | |||||
7 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | N/A | N/A | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | N/A | |||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | N/A | N/A | |||||
10 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | N/A | N/A | |||||
�� | |||||||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FITB | CUSIP 316773100 | 04/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | |||||
2 | Elect B. Evan Bayh III | Mgmt | For | For | |||||
3 | Elect Jorge L. Benitez | Mgmt | For | For | |||||
4 | Elect Katherine B. Blackburn | Mgmt | For | For | |||||
5 | Elect Emerson L. Brumback | Mgmt | For | For | |||||
6 | Elect Greg D. Carmichael | Mgmt | For | For | |||||
7 | Elect Linda W. Clement-Holmes | Mgmt | For | For | |||||
8 | Elect C. Bryan Daniels | Mgmt | For | For | |||||
9 | Elect Mitchell S. Feiger | Mgmt | For | For | |||||
10 | Elect Thomas H. Harvey | Mgmt | For | For | |||||
11 | Elect Gary R. Heminger | Mgmt | For | For | |||||
12 | Elect Jewell D. Hoover | Mgmt | For | For | |||||
13 | Elect Eileen A. Mallesch | Mgmt | For | For | |||||
14 | Elect Michael B. McCallister | Mgmt | For | For | |||||
15 | Elect Marsha C. Williams | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
19 | Approval of the 2021 Incentive Compensation Plan | Mgmt | For | For | |||||
20 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
21 | Elimination of Cumulative Voting | Mgmt | For | For | |||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FLR | CUSIP 343412102 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan M. Bennett | Mgmt | For | For | |||||
2 | Elect Rosemary T. Berkery | Mgmt | For | For | |||||
3 | Elect Alan L. Boeckmann | Mgmt | For | For | |||||
4 | Elect David E. Constable | Mgmt | For | For | |||||
5 | Elect H. Paulett Eberhart | Mgmt | For | For | |||||
6 | Elect James T. Hackett | Mgmt | For | For | |||||
7 | Elect Thomas C. Leppert | Mgmt | For | For | |||||
8 | Elect Teri P. McClure | Mgmt | For | For | |||||
9 | Elect Armando J. Olivera | Mgmt | For | For | |||||
10 | Elect Matthew K. Rose | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FLR | CUSIP 343412102 | 11/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan M. Bennett | Mgmt | For | Against | |||||
2 | Elect Rosemary T. Berkery | Mgmt | For | For | |||||
3 | Elect Alan L. Boeckmann | Mgmt | For | For | |||||
4 | Elect David E. Constable | Mgmt | For | For | |||||
5 | Elect H. Paulett Eberhart | Mgmt | For | For | |||||
6 | Elect Peter J. Fluor | Mgmt | For | For | |||||
7 | Elect James T. Hackett | Mgmt | For | For | |||||
8 | Elect Carlos M. Hernandez | Mgmt | For | For | |||||
9 | Elect Thomas C. Leppert | Mgmt | For | For | |||||
10 | Elect Teri P. McClure | Mgmt | For | For | |||||
11 | Elect Armando J. Olivera | Mgmt | For | For | |||||
12 | Elect Matthew K. Rose | Mgmt | For | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Approval of the 2020 Performance Incentive Plan | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Freeport-McMoRan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FCX | CUSIP 35671D857 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect David P. Abney | Mgmt | For | For | |||||
2 | Elect Richard C. Adkerson | Mgmt | For | For | |||||
3 | Elect Robert W. Dudley | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Dustan E. McCoy | Mgmt | For | For | |||||
6 | Elect John J. Stephens | Mgmt | For | For | |||||
7 | Elect Frances F. Townsend | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GE | CUSIP 369604103 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sebastien Bazin | Mgmt | For | For | |||||
2 | Elect Ashton B. Carter | Mgmt | For | For | |||||
3 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | |||||
4 | Elect Francisco D'Souza | Mgmt | For | For | |||||
5 | Elect Edward P. Garden | Mgmt | For | For | |||||
6 | Elect Thomas W. Horton | Mgmt | For | For | |||||
7 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | |||||
8 | Elect Catherine Lesjak | Mgmt | For | For | |||||
9 | Elect Paula Rosput Reynolds | Mgmt | For | For | |||||
10 | Elect Leslie F. Seidman | Mgmt | For | For | |||||
11 | Elect James S. Tisch | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Reverse Stock Split | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Climate Action 100+ Net Zero Indicator | ShrHoldr | For | For | |||||
General Mills, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GIS | CUSIP 370334104 | 09/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect R. Kerry Clark | Mgmt | For | For | |||||
2 | Elect David M. Cordani | Mgmt | For | For | |||||
3 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | |||||
4 | Elect Jeffrey L. Harmening | Mgmt | For | For | |||||
5 | Elect Maria G. Henry | Mgmt | For | For | |||||
6 | Elect Jo Ann Jenkins | Mgmt | For | For | |||||
7 | Elect Elizabeth C. Lempres | Mgmt | For | For | |||||
8 | Elect Diane L. Neal | Mgmt | For | For | |||||
9 | Elect Stephen A. Odland | Mgmt | For | For | |||||
10 | Elect Maria A. Sastre | Mgmt | For | For | |||||
11 | Elect Eric D. Sprunk | Mgmt | For | For | |||||
12 | Elect Jorge A. Uribe | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GM | CUSIP 37045V100 | 06/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary T. Barra | Mgmt | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | |||||
3 | Elect Linda R. Gooden | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Jane L. Mendillo | Mgmt | For | For | |||||
6 | Elect Judith A. Miscik | Mgmt | For | For | |||||
7 | Elect Patricia F. Russo | Mgmt | For | For | |||||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | |||||
9 | Elect Carol M. Stephenson | Mgmt | For | For | |||||
10 | Elect Mark A. Tatum | Mgmt | For | For | |||||
11 | Elect Devin N. Wenig | Mgmt | For | For | |||||
12 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Net Zero Company Benchmark Executive Remuneration Indicator | ShrHoldr | Against | For | |||||
HCA Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HCA | CUSIP 40412C101 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas F. Frist III | Mgmt | For | For | |||||
2 | Elect Samuel N. Hazen | Mgmt | For | For | |||||
3 | Elect Meg G. Crofton | Mgmt | For | For | |||||
4 | Elect Robert J. Dennis | Mgmt | For | For | |||||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | |||||
6 | Elect William R. Frist | Mgmt | For | For | |||||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | |||||
8 | Elect Michael W. Michelson | Mgmt | For | For | |||||
9 | Elect Wayne J. Riley | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
13 | Shareholder Proposal Regarding Impact of Quality Metrics on Executive Compensation | ShrHoldr | Against | For | |||||
Hilton Worldwide Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HLT | CUSIP 43300A203 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | |||||
2 | Elect Jonathan D. Gray | Mgmt | For | For | |||||
3 | Elect Charlene T. Begley | Mgmt | For | For | |||||
4 | Elect Chris Carr | Mgmt | For | For | |||||
5 | Elect Melanie L. Healey | Mgmt | For | For | |||||
6 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | |||||
7 | Elect Judith A. McHale | Mgmt | For | For | |||||
8 | Elect John G. Schreiber | Mgmt | For | For | |||||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | |||||
10 | Elect Douglas M. Steenland | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Illinois Tool Works Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ITW | CUSIP 452308109 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel J. Brutto | Mgmt | For | For | |||||
2 | Elect Susan Crown | Mgmt | For | For | |||||
3 | Elect Darrell L. Ford | Mgmt | For | For | |||||
4 | Elect James W. Griffith | Mgmt | For | For | |||||
5 | Elect Jay L. Henderson | Mgmt | For | For | |||||
6 | Elect Richard H. Lenny | Mgmt | For | For | |||||
7 | Elect E. Scott Santi | Mgmt | For | For | |||||
8 | Elect David H. B. Smith, Jr. | Mgmt | For | For | |||||
9 | Elect Pamela B. Strobel | Mgmt | For | For | |||||
10 | Elect Anre D. Williams | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTC | CUSIP 458140100 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Patrick P. Gelsinger | Mgmt | For | For | |||||
2 | Elect James J. Goetz | Mgmt | For | For | |||||
3 | Elect Alyssa Henry | Mgmt | For | For | |||||
4 | Elect Omar Ishrak | Mgmt | For | For | |||||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | |||||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | |||||
7 | Elect Gregory D. Smith | Mgmt | For | For | |||||
8 | Elect Dion J. Weisler | Mgmt | For | For | |||||
9 | Elect Frank D. Yeary | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
13 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Against | For | |||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JPM | CUSIP 46625H100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | |||||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
Keurig Dr Pepper Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KDP | CUSIP 49271V100 | 06/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert J. Gamgort | Mgmt | For | For | |||||
2 | Elect Olivier Goudet | Mgmt | For | For | |||||
3 | Elect Peter Harf | Mgmt | For | For | |||||
4 | Elect Juliette Hickman | Mgmt | For | For | |||||
5 | Elect Genevieve Hovde | Mgmt | For | For | |||||
6 | Elect Paul S. Michaels | Mgmt | For | For | |||||
7 | Elect Pamela H. Patsley | Mgmt | For | For | |||||
8 | Elect Gerhard Pleuhs | Mgmt | Abstain | For | |||||
9 | Elect Lubomira Rochet | Mgmt | For | For | |||||
10 | Elect Debra A. Sandler | Mgmt | For | For | |||||
11 | Elect Robert S. Singer | Mgmt | For | For | |||||
12 | Elect Justine Tan | Mgmt | For | For | |||||
13 | Elect Nelson Urdaneta | Mgmt | For | For | |||||
14 | Elect Larry D. Young | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
Kohl's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KSS | CUSIP 500255104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael J. Bender | Mgmt | For | For | |||||
1.2 | Elect Peter Boneparth | Mgmt | For | For | |||||
1.3 | Elect Steven A. Burd | Mgmt | For | For | |||||
1.4 | Elect Yael Cosset | Mgmt | For | For | |||||
1.5 | Elect H. Charles Floyd | Mgmt | For | For | |||||
1.6 | Elect Michelle D. Gass | Mgmt | For | For | |||||
1.7 | Elect Robbin Mitchell | Mgmt | For | For | |||||
1.8 | Elect Jonas Prising | Mgmt | For | For | |||||
1.9 | Elect John E. Schlifske | Mgmt | For | For | |||||
1.10 | Elect Adrianne Shapira | Mgmt | For | For | |||||
1.11 | Elect Frank V. Sica | Mgmt | For | For | |||||
1.12 | Elect Stephanie A. Streeter | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Lincoln National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LNC | CUSIP 534187109 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | |||||
2 | Elect William H. Cunningham | Mgmt | For | For | |||||
3 | Elect Reginald E. Davis | Mgmt | For | For | |||||
4 | Elect Dennis R. Glass | Mgmt | For | For | |||||
5 | Elect George W. Henderson, III | Mgmt | For | For | |||||
6 | Elect Eric G. Johnson | Mgmt | For | For | |||||
7 | Elect Gary C. Kelly | Mgmt | For | For | |||||
8 | Elect M. Leanne Lachman | Mgmt | For | For | |||||
9 | Elect Michael F. Mee | Mgmt | For | For | |||||
10 | Elect Patrick S. Pittard | Mgmt | For | For | |||||
11 | Elect Lynn M. Utter | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
LyondellBasell Industries N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LYB | CUSIP N53745100 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jacques Aigrain | Mgmt | For | For | |||||
2 | Elect Lincoln Benet | Mgmt | For | For | |||||
3 | Elect Jagjeet S. Bindra | Mgmt | For | For | |||||
4 | Elect Robin Buchanan | Mgmt | For | For | |||||
5 | Elect Anthony R. Chase | Mgmt | For | For | |||||
6 | Elect Stephen F. Cooper | Mgmt | For | For | |||||
7 | Elect Nance K. Dicciani | Mgmt | For | For | |||||
8 | Elect Robert W. Dudley | Mgmt | For | For | |||||
9 | Elect Claire S. Farley | Mgmt | For | For | |||||
10 | Elect Michael S. Hanley | Mgmt | For | For | |||||
11 | Elect Albert Manifold | Mgmt | For | For | |||||
12 | Elect Bhavesh V. Patel | Mgmt | For | For | |||||
13 | Ratification of Board Acts | Mgmt | For | For | |||||
14 | Accounts and Reports | Mgmt | For | For | |||||
15 | Appointment of Dutch Statutory Auditor | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Cancellation of Shares | Mgmt | For | For | |||||
20 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | |||||
21 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
Marriott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MAR | CUSIP 571903202 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | |||||
2 | Elect Anthony G. Capuano | Mgmt | For | For | |||||
3 | Elect Deborah Marriott Harrison | Mgmt | For | For | |||||
4 | Elect Frederick A. Henderson | Mgmt | For | For | |||||
5 | Elect Eric Hippeau | Mgmt | For | For | |||||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | |||||
7 | Elect Debra L. Lee | Mgmt | For | For | |||||
8 | Elect Aylwin B. Lewis | Mgmt | For | For | |||||
9 | Elect David S. Marriott | Mgmt | For | For | |||||
10 | Elect Margaret M. McCarthy | Mgmt | For | For | |||||
11 | Elect George Munoz | Mgmt | For | For | |||||
12 | Elect Horacio D. Rozanski | Mgmt | For | For | |||||
13 | Elect Susan C. Schwab | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | |||||
17 | Elimination of Supermajority Requirement for Future Amendments to the Certificate | Mgmt | For | For | |||||
18 | Elimination of Supermajority Requirement for Future Amendments to Certain Bylaw Provisions | Mgmt | For | For | |||||
19 | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Transactions | Mgmt | For | For | |||||
20 | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Business Combinations | Mgmt | For | For | |||||
Mckesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MCK | CUSIP 58155Q103 | 07/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Dominic J. Caruso | Mgmt | For | For | |||||
2 | Elect N. Anthony Coles | Mgmt | For | For | |||||
3 | Elect M. Christine Jacobs | Mgmt | For | For | |||||
4 | Elect Donald R. Knauss | Mgmt | For | For | |||||
5 | Elect Marie L. Knowles | Mgmt | For | For | |||||
6 | Elect Bradley E. Lerman | Mgmt | For | For | |||||
7 | Elect Maria Martinez | Mgmt | For | For | |||||
8 | Elect Edward A. Mueller | Mgmt | For | For | |||||
9 | Elect Susan R. Salka | Mgmt | For | Against | |||||
10 | Elect Brian S. Tyler | Mgmt | For | For | |||||
11 | Elect Kenneth E. Washington | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | For | |||||
Medtronic Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDT | CUSIP G5960L103 | 12/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | |||||
6 | Elect Michael O. Leavitt | Mgmt | For | For | |||||
7 | Elect James T. Lenehan | Mgmt | For | For | |||||
8 | Elect Kevin E. Lofton | Mgmt | For | For | |||||
9 | Elect Geoffrey S. Martha | Mgmt | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MET | CUSIP 59156R108 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cheryl W. Grise | Mgmt | For | For | |||||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | |||||
3 | Elect Gerald L. Hassell | Mgmt | For | For | |||||
4 | Elect David L. Herzog | Mgmt | For | For | |||||
5 | Elect R. Glenn Hubbard | Mgmt | For | For | |||||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | |||||
7 | Elect William E. Kennard | Mgmt | For | For | |||||
8 | Elect Michel A. Khalaf | Mgmt | For | For | |||||
9 | Elect Catherine R. Kinney | Mgmt | For | For | |||||
10 | Elect Diana L. McKenzie | Mgmt | For | For | |||||
11 | Elect Denise M. Morrison | Mgmt | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Mondelez International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDLZ | CUSIP 609207105 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | |||||
3 | Elect Lois D. Juliber | Mgmt | For | For | |||||
4 | Elect Peter W. May | Mgmt | For | For | |||||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | |||||
6 | Elect Jane Hamilton Nielsen | Mgmt | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |||||
Newmont Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEM | CUSIP 651639106 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Patrick G. Awuah, Jr. | Mgmt | For | For | |||||
2 | Elect Gregory H. Boyce | Mgmt | For | For | |||||
3 | Elect Bruce R. Brook | Mgmt | For | For | |||||
4 | Elect Maura J. Clark | Mgmt | For | For | |||||
5 | Elect Matthew Coon Come | Mgmt | For | For | |||||
6 | Elect Jose Manuel Madero | Mgmt | For | For | |||||
7 | Elect Rene Medori | Mgmt | For | For | |||||
8 | Elect Jane Nelson | Mgmt | For | For | |||||
9 | Elect Thomas Palmer | Mgmt | For | For | |||||
10 | Elect Julio M. Quintana | Mgmt | For | For | |||||
11 | Elect Susan N. Story | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEE | CUSIP 65339F101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | |||||
6 | Elect Amy B. Lane | Mgmt | For | For | |||||
7 | Elect David L. Porges | Mgmt | For | For | |||||
8 | Elect James L. Robo | Mgmt | For | For | |||||
9 | Elect Rudy E. Schupp | Mgmt | For | For | |||||
10 | Elect John L. Skolds | Mgmt | For | For | |||||
11 | Elect Lynn M. Utter | Mgmt | For | For | |||||
12 | Elect Darryl L. Wilson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Approval of the 2021 Long Term Incentive Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Parker-Hannifin Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PH | CUSIP 701094104 | 10/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lee C. Banks | Mgmt | For | For | |||||
2 | Elect Robert G. Bohn | Mgmt | For | For | |||||
3 | Elect Linda A. Harty | Mgmt | For | For | |||||
4 | Elect Kevin A. Lobo | Mgmt | For | For | |||||
5 | Elect Candy M. Obourn | Mgmt | For | For | |||||
6 | Elect Joseph Scaminace | Mgmt | For | For | |||||
7 | Elect Ake Svensson | Mgmt | For | For | |||||
8 | Elect Laura K. Thompson | Mgmt | For | For | |||||
9 | Elect James R. Verrier | Mgmt | For | For | |||||
10 | Elect James L. Wainscott | Mgmt | For | For | |||||
11 | Elect Thomas L. Williams | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PCG | CUSIP 69331C108 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cheryl F. Campbell | Mgmt | For | For | |||||
2 | Elect Kerry W. Cooper | Mgmt | For | For | |||||
3 | Elect Arno Harris | Mgmt | For | For | |||||
4 | Elect Michael R. Niggli | Mgmt | For | For | |||||
5 | Elect Oluwadara J. Treseder | Mgmt | For | For | |||||
6 | Elect Benjamin F. Wilson | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PM | CUSIP 718172109 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brant (Bonin) Bough | Mgmt | For | For | |||||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | |||||
3 | Elect Michel Combes | Mgmt | For | For | |||||
4 | Elect Juan Jose Daboub | Mgmt | For | For | |||||
5 | Elect Werner Geissler | Mgmt | For | For | |||||
6 | Elect Lisa A. Hook | Mgmt | For | Against | |||||
7 | Elect Jun Makihara | Mgmt | For | For | |||||
8 | Elect Kalpana Morparia | Mgmt | For | For | |||||
9 | Elect Lucio A. Noto | Mgmt | For | For | |||||
10 | Elect Jacek Olczak | Mgmt | For | For | |||||
11 | Elect Frederik Paulsen | Mgmt | For | For | |||||
12 | Elect Robert B. Polet | Mgmt | For | For | |||||
13 | Elect Shlomo Yanai | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Phillips 66 | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PSX | CUSIP 718546104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Julie L. Bushman | Mgmt | For | For | |||||
2 | Elect Lisa Davis | Mgmt | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Shareholder Proposal Regarding Greenhouse Gas Reduction Targets | ShrHoldr | Against | Against | |||||
7 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | Against | |||||
Pioneer Natural Resources Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PXD | CUSIP 723787107 | 01/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Parsley | Mgmt | For | For | |||||
Pioneer Natural Resources Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PXD | CUSIP 723787107 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect A.R. Alameddine | Mgmt | For | For | |||||
2 | Elect Edison C. Buchanan | Mgmt | For | For | |||||
3 | Elect Matthew Gallagher | Mgmt | For | For | |||||
4 | Elect Phillip A. Gobe | Mgmt | For | For | |||||
5 | Elect Larry R. Grillot | Mgmt | For | For | |||||
6 | Elect Stacy P. Methvin | Mgmt | For | For | |||||
7 | Elect Royce W. Mitchell | Mgmt | For | For | |||||
8 | Elect Frank A. Risch | Mgmt | For | For | |||||
9 | Elect Scott D. Sheffield | Mgmt | For | For | |||||
10 | Elect J. Kenneth Thompson | Mgmt | For | For | |||||
11 | Elect Phoebe A. Wood | Mgmt | For | For | |||||
12 | Elect Michael D. Wortley | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
Procter & Gamble Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PG | CUSIP 742718109 | 10/13/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Francis S. Blake | Mgmt | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | |||||
4 | Elect Joseph Jimenez | Mgmt | For | For | |||||
5 | Elect Debra L. Lee | Mgmt | For | For | |||||
6 | Elect Terry J. Lundgren | Mgmt | For | For | |||||
7 | Elect Christine M. McCarthy | Mgmt | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | |||||
9 | Elect Nelson Peltz | Mgmt | For | For | |||||
10 | Elect David. S. Taylor | Mgmt | For | For | |||||
11 | Elect Margaret C. Whitman | Mgmt | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Amendment to the Stock Ownership Plan | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | |||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLD | CUSIP 74340W103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRU | CUSIP 744320102 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Against | |||||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | |||||
3 | Elect Robert M. Falzon | Mgmt | For | For | |||||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | |||||
5 | Elect Wendy E. Jones | Mgmt | For | For | |||||
6 | Elect Karl J. Krapek | Mgmt | For | For | |||||
7 | Elect Peter R. Lighte | Mgmt | For | For | |||||
8 | Elect Charles F. Lowrey | Mgmt | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | |||||
10 | Elect Sandra Pianalto | Mgmt | For | For | |||||
11 | Elect Christine A. Poon | Mgmt | For | For | |||||
12 | Elect Douglas A. Scovanner | Mgmt | For | For | |||||
13 | Elect Michael A. Todman | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
PVH Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PVH | CUSIP 693656100 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brent Callinicos | Mgmt | For | For | |||||
2 | Elect George Cheeks | Mgmt | For | For | |||||
3 | Elect Emanuel Chirico | Mgmt | For | For | |||||
4 | Elect Joseph B. Fuller | Mgmt | For | For | |||||
5 | Elect Stefan Larsson | Mgmt | For | For | |||||
6 | Elect V. James Marino | Mgmt | For | For | |||||
7 | Elect G. Penny McIntyre | Mgmt | For | For | |||||
8 | Elect Amy McPherson | Mgmt | For | For | |||||
9 | Elect Henry Nasella | Mgmt | For | For | |||||
10 | Elect Allison Peterson | Mgmt | For | For | |||||
11 | Elect Edward R. Rosenfeld | Mgmt | For | For | |||||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Range Resources Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RRC | CUSIP 75281A109 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brenda A. Cline | Mgmt | For | For | |||||
2 | Elect Margaret K. Dorman | Mgmt | For | For | |||||
3 | Elect James M. Funk | Mgmt | For | For | |||||
4 | Elect Steven D. Gray | Mgmt | For | For | |||||
5 | Elect Gregory G. Maxwell | Mgmt | For | For | |||||
6 | Elect Steffen E. Palko | Mgmt | For | For | |||||
7 | Elect Jeffrey L. Ventura | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Amendment to the 2019 Equity-Based Compensation Plan | Mgmt | For | For | |||||
Raytheon Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RTX | CUSIP 75513E101 | 04/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | |||||
2 | Elect Gregory J. Hayes | Mgmt | For | For | |||||
3 | Elect Thomas A. Kennedy | Mgmt | For | For | |||||
4 | Elect Marshall O. Larsen | Mgmt | For | For | |||||
5 | Elect George R. Oliver | Mgmt | For | For | |||||
6 | Elect Robert K. Ortberg | Mgmt | For | For | |||||
7 | Elect Margaret L. O'Sullivan | Mgmt | For | For | |||||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | |||||
9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | |||||
10 | Elect Denise L. Ramos | Mgmt | For | For | |||||
11 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
12 | Elect Brian C. Rogers | Mgmt | For | For | |||||
13 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | |||||
14 | Elect Robert O. Work | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Approval of the Executive Annual Incentive Plan | Mgmt | For | For | |||||
18 | Amendment to the 2018 Long-Term Incentive Plan | Mgmt | For | For | |||||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Regions Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RF | CUSIP 7591EP100 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | |||||
2 | Elect Don DeFosset | Mgmt | For | For | |||||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||||
4 | Elect Zhanna Golodryga | Mgmt | For | For | |||||
5 | Elect John D. Johns | Mgmt | For | For | |||||
6 | Elect Ruth Ann Marshall | Mgmt | For | For | |||||
7 | Elect Charles D. McCrary | Mgmt | For | For | |||||
8 | Elect James T. Prokopanko | Mgmt | For | For | |||||
9 | Elect Lee J. Styslinger III | Mgmt | For | For | |||||
10 | Elect Jose S. Suquet | Mgmt | For | For | |||||
11 | Elect John M. Turner, Jr. | Mgmt | For | For | |||||
12 | Elect Timothy Vines | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RIO | CUSIP 767204100 | 04/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
3 | Remuneration Report (UK Advisory) | Mgmt | For | Against | |||||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | Against | |||||
5 | Elect Megan E. Clark | Mgmt | For | For | |||||
6 | Elect Hinda Gharbi | Mgmt | For | For | |||||
7 | Elect Simon P. Henry | Mgmt | For | For | |||||
8 | Elect Sam H. Laidlaw | Mgmt | For | For | |||||
9 | Elect Simon McKeon | Mgmt | For | For | |||||
10 | Elect Jennifer Nason | Mgmt | For | For | |||||
11 | Elect Jakob Stausholm | Mgmt | For | For | |||||
12 | Elect Simon R. Thompson | Mgmt | For | For | |||||
13 | Elect Ngaire Woods | Mgmt | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | |||||
17 | Global Employee Share Plan | Mgmt | For | For | |||||
18 | UK Share Plan | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Southern Copper Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SCCO | CUSIP 84265V105 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect German Larrea Mota-Velasco | Mgmt | For | Against | |||||
1.2 | Elect Oscar Gonzalez Rocha | Mgmt | For | Against | |||||
1.3 | Elect Vicente Artiztegui Andreve | Mgmt | For | For | |||||
1.4 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | For | |||||
1.5 | Elect Leonardo Contreras Lerdo de Tejada | Mgmt | For | For | |||||
1.6 | Elect Xavier Garcia de Quevedo Topete | Mgmt | For | Against | |||||
1.7 | Elect Rafael Mac Gregor Anciola | Mgmt | For | For | |||||
1.8 | Elect Luis Miguel Palomino Bonilla | Mgmt | For | Against | |||||
1.9 | Elect Gilberto Perezalonso Cifuentes | Mgmt | For | For | |||||
1.10 | Elect Carlos Ruiz Sacristan | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
Southern Copper Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SCCO | CUSIP 84265V105 | 07/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect German Larrea Mota-Velasco | Mgmt | For | For | |||||
1.2 | Elect Oscar Gonzalez Rocha | Mgmt | For | Against | |||||
1.3 | Elect Vicente Artiztegui Andreve | Mgmt | For | For | |||||
1.4 | Elect Alfredo Casar Perez | Mgmt | For | For | |||||
1.5 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | |||||
1.6 | Elect Xavier Garcia de Quevedo Topete | Mgmt | For | Against | |||||
1.7 | Elect Rafael Mac Gregor Anciola | Mgmt | For | For | |||||
1.8 | Elect Luis Miguel Palomino Bonilla | Mgmt | For | For | |||||
1.9 | Elect Gilberto Perezalonso Cifuentes | Mgmt | For | Against | |||||
1.10 | Elect Carlos Ruiz Sacristan | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWK | CUSIP 854502101 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | |||||
9 | Elect Jane M. Palmieri | Mgmt | For | For | |||||
10 | Elect Mojdeh Poul | Mgmt | For | For | |||||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
12 | Elect Irving Tan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
16 | Elimination of CBCA Supermajority Requirements | Mgmt | For | For | |||||
17 | Elimination of Business Combination Supermajority Requirements | Mgmt | For | For | |||||
18 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | |||||
Synovus Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SNV | CUSIP 87161C501 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tim E. Bentsen | Mgmt | For | For | |||||
2 | Elect Kevin S. Blair | Mgmt | For | For | |||||
3 | Elect F. Dixon Brooke Jr. | Mgmt | For | For | |||||
4 | Elect Stephen T. Butler | Mgmt | For | For | |||||
5 | Elect Elizabeth W. Camp | Mgmt | For | For | |||||
6 | Elect Pedro Cherry | Mgmt | For | For | |||||
7 | Elect Diana M. Murphy | Mgmt | For | For | |||||
8 | Elect Harris Pastides | Mgmt | For | For | |||||
9 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | |||||
10 | Elect John L. Stallworth | Mgmt | For | For | |||||
11 | Elect Kessel D. Stelling | Mgmt | For | For | |||||
12 | Elect Barry L. Storey | Mgmt | For | For | |||||
13 | Elect Teresa White | Mgmt | For | For | |||||
14 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
15 | Approval of the 2021 Director Stock Purchase Plan | Mgmt | For | For | |||||
16 | Approval of the 2021 Omnibus Plan | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | |||||
The Boeing Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BA | CUSIP 097023105 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert A. Bradway | Mgmt | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | |||||
3 | Elect Lynne M. Doughtie | Mgmt | For | For | |||||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | |||||
5 | Elect Lynn J. Good | Mgmt | For | For | |||||
6 | Elect Akhil Johri | Mgmt | For | For | |||||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | |||||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | |||||
9 | Elect John M. Richardson | Mgmt | For | For | |||||
10 | Elect Ronald A. Williams | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SCHW | CUSIP 808513105 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | |||||
2 | Elect Joan T. Dea | Mgmt | For | For | |||||
3 | Elect Christopher V. Dodds | Mgmt | For | For | |||||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | |||||
5 | Elect Bharat B. Masrani | Mgmt | For | For | |||||
6 | Elect Charles A. Ruffel | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
10 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Against | Against | |||||
The Mosaic Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MOS | CUSIP 61945C103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | |||||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | |||||
3 | Elect Gregory L. Ebel | Mgmt | For | For | |||||
4 | Elect Timothy S. Gitzel | Mgmt | For | For | |||||
5 | Elect Denise C. Johnson | Mgmt | For | For | |||||
6 | Elect Emery N. Koenig | Mgmt | For | For | |||||
7 | Elect James C. O'Rourke | Mgmt | For | For | |||||
8 | Elect David T. Seaton | Mgmt | For | For | |||||
9 | Elect Steven M. Seibert | Mgmt | For | For | |||||
10 | Elect Luciano Siani Pires | Mgmt | For | For | |||||
11 | Elect Gretchen Watkins | Mgmt | For | For | |||||
12 | Elect Kelvin R. Westbrook | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PNC | CUSIP 693475105 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joseph Alvarado | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | Against | |||||
3 | Elect Debra A. Cafaro | Mgmt | For | For | |||||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | |||||
5 | Elect David L. Cohen | Mgmt | For | For | |||||
6 | Elect William S. Demchak | Mgmt | For | For | |||||
7 | Elect Andrew T. Feldstein | Mgmt | For | For | |||||
8 | Elect Richard J. Harshman | Mgmt | For | For | |||||
9 | Elect Daniel R. Hesse | Mgmt | For | For | |||||
10 | Elect Linda R. Medler | Mgmt | For | For | |||||
11 | Elect Martin Pfinsgraff | Mgmt | For | For | |||||
12 | Elect Toni Townes-Whitley | Mgmt | For | For | |||||
13 | Elect Michael J. Ward | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing | ShrHoldr | Against | For | |||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DIS | CUSIP 254687106 | 03/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan E. Arnold | Mgmt | For | For | |||||
2 | Elect Mary T. Barra | Mgmt | For | For | |||||
3 | Elect Safra A. Catz | Mgmt | For | For | |||||
4 | Elect Robert A. Chapek | Mgmt | For | For | |||||
5 | Elect Francis A. deSouza | Mgmt | For | For | |||||
6 | Elect Michael B.G. Froman | Mgmt | For | For | |||||
7 | Elect Robert A. Iger | Mgmt | For | For | |||||
8 | Elect Maria Elena Lagomasino | Mgmt | For | For | |||||
9 | Elect Mark G. Parker | Mgmt | For | For | |||||
10 | Elect Derica W. Rice | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | |||||
14 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Truist Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TFC | CUSIP 89832Q109 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jennifer S. Banner | Mgmt | For | For | |||||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | |||||
3 | Elect Agnes Bundy Scanlan | Mgmt | For | For | |||||
4 | Elect Anna R. Cablik | Mgmt | For | For | |||||
5 | Elect Dallas S. Clement | Mgmt | For | For | |||||
6 | Elect Paul D. Donahue | Mgmt | For | For | |||||
7 | Elect Paul R. Garcia | Mgmt | For | For | |||||
8 | Elect Patrick C. Graney III | Mgmt | For | For | |||||
9 | Elect Linnie M. Haynesworth | Mgmt | For | For | |||||
10 | Elect Kelly S. King | Mgmt | For | For | |||||
11 | Elect Easter Maynard | Mgmt | For | For | |||||
12 | Elect Donna S. Morea | Mgmt | For | For | |||||
13 | Elect Charles A. Patton | Mgmt | For | For | |||||
14 | Elect Nido R. Qubein | Mgmt | For | For | |||||
15 | Elect David M. Ratcliffe | Mgmt | For | For | |||||
16 | Elect William H. Rogers, Jr. | Mgmt | For | For | |||||
17 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | |||||
18 | Elect Christine Sears | Mgmt | For | For | |||||
19 | Elect Thomas E. Skains | Mgmt | For | For | |||||
20 | Elect Bruce L. Tanner | Mgmt | For | For | |||||
21 | Elect Thomas N. Thompson | Mgmt | For | For | |||||
22 | Elect Steven C. Voorhees | Mgmt | For | For | |||||
23 | Ratification of Auditor | Mgmt | For | For | |||||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
USB | CUSIP 902973304 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Warner L. Baxter | Mgmt | For | For | |||||
2 | Elect Dorothy J. Bridges | Mgmt | For | For | |||||
3 | Elect Elizabeth L. Buse | Mgmt | For | For | |||||
4 | Elect Andrew Cecere | Mgmt | For | For | |||||
5 | Elect Kimberly N. Ellison-Taylor | Mgmt | For | For | |||||
6 | Elect Kimberly J. Harris | Mgmt | For | For | |||||
7 | Elect Roland A. Hernandez | Mgmt | For | For | |||||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | |||||
9 | Elect Karen S. Lynch | Mgmt | For | For | |||||
10 | Elect Richard P. McKenney | Mgmt | For | For | |||||
11 | Elect Yusuf I. Mehdi | Mgmt | For | For | |||||
12 | Elect John P. Wiehoff | Mgmt | For | For | |||||
13 | Elect Scott W. Wine | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
United Airlines Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UAL | CUSIP 910047109 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carolyn Corvi | Mgmt | For | For | |||||
2 | Elect Barnaby "Barney" M. Harford | Mgmt | For | For | |||||
3 | Elect Michele J. Hooper | Mgmt | For | For | |||||
4 | Elect Walter Isaacson | Mgmt | For | For | |||||
5 | Elect James A.C. Kennedy | Mgmt | For | For | |||||
6 | Elect J. Scott Kirby | Mgmt | For | For | |||||
7 | Elect Edward M. Philip | Mgmt | For | For | |||||
8 | Elect Edward L. Shapiro | Mgmt | For | For | |||||
9 | Elect David J. Vitale | Mgmt | For | For | |||||
10 | Elect Laysha Ward | Mgmt | For | For | |||||
11 | Elect James M. Whitehurst | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Approval of 2021 Incentive Compensation Plan | Mgmt | For | For | |||||
15 | Amendment to Articles to Preserve Certain Tax Benefits | Mgmt | For | For | |||||
16 | Approval of Tax Benefits Preservation Plan | Mgmt | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
18 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | Against | |||||
United Rentals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
URI | CUSIP 911363109 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | |||||
2 | Elect Marc A. Bruno | Mgmt | For | For | |||||
3 | Elect Matthew J. Flannery | Mgmt | For | For | |||||
4 | Elect Bobby J. Griffin | Mgmt | For | For | |||||
5 | Elect Kim Harris Jones | Mgmt | For | For | |||||
6 | Elect Terri L. Kelly | Mgmt | For | For | |||||
7 | Elect Michael J. Kneeland | Mgmt | For | For | |||||
8 | Elect Gracia C. Martore | Mgmt | For | For | |||||
9 | Elect Filippo Passerini | Mgmt | For | For | |||||
10 | Elect Donald C. Roof | Mgmt | For | For | |||||
11 | Elect Shiv Singh | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
United States Steel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
X | CUSIP 912909108 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | |||||
2 | Elect David B. Burritt | Mgmt | For | For | |||||
3 | Elect John J. Engel | Mgmt | For | For | |||||
4 | Elect John V. Faraci | Mgmt | For | For | |||||
5 | Elect Murry S. Gerber | Mgmt | For | For | |||||
6 | Elect Jeh C. Johnson | Mgmt | For | For | |||||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | |||||
8 | Elect Michael H. McGarry | Mgmt | For | For | |||||
9 | Elect Eugene B. Sperling | Mgmt | For | Against | |||||
10 | Elect David S. Sutherland | Mgmt | For | For | |||||
11 | Elect Patricia A. Tracey | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Amendment to the 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | |||||
Vistra Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VST | CUSIP 92840M102 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Scott B. Helm | Mgmt | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | |||||
3 | Elect Arcilia C. Acosta | Mgmt | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | |||||
8 | Elect Jeff D. Hunter | Mgmt | For | For | |||||
9 | Elect Curtis A. Morgan | Mgmt | For | For | |||||
10 | Elect John R. Sult | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
WPX Energy Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WPX | CUSIP 98212B103 | 12/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger with Devon | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Zions Bancorporation, National Association | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZION | CUSIP 989701107 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Maria Contreras-Sweet | Mgmt | For | For | |||||
2 | Elect Gary L. Crittenden | Mgmt | For | For | |||||
3 | Elect Suren K. Gupta | Mgmt | For | For | |||||
4 | Elect Claire Huang | Mgmt | For | For | |||||
5 | Elect Vivian S. Lee | Mgmt | For | For | |||||
6 | Elect Scott J. McLean | Mgmt | For | For | |||||
7 | Elect Edward F. Murphy | Mgmt | For | For | |||||
8 | Elect Stephen D. Quinn | Mgmt | For | For | |||||
9 | Elect Harris H. Simmons | Mgmt | For | For | |||||
10 | Elect Aaron B. Skonnard | Mgmt | For | For | |||||
11 | Elect Barbara A. Yastine | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Mid Cap Growth Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Align Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALGN | CUSIP 016255101 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin J. Dallas | Mgmt | For | For | |||||
2 | Elect Joseph M. Hogan | Mgmt | For | For | |||||
3 | Elect Joseph Lacob | Mgmt | For | For | |||||
4 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | |||||
5 | Elect George J. Morrow | Mgmt | For | For | |||||
6 | Elect Anne M. Myong | Mgmt | For | For | |||||
7 | Elect Andrea L. Saia | Mgmt | For | For | |||||
8 | Elect Greg J. Santora | Mgmt | For | For | |||||
9 | Elect Susan E. Siegel | Mgmt | For | For | |||||
10 | Elect Warren S. Thaler | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Exclusive Forum Provision | Mgmt | For | Against | |||||
13 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Allegiant Travel Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALGT | CUSIP 01748X102 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | |||||
2 | Elect Montie Brewer | Mgmt | For | For | |||||
3 | Elect Gary Ellmer | Mgmt | For | For | |||||
4 | Elect Ponder Harrison | Mgmt | For | For | |||||
5 | Elect Linda A. Marvin | Mgmt | For | For | |||||
6 | Elect Charles W. Pollard | Mgmt | For | For | |||||
7 | Elect John T. Redmond | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AME | CUSIP 031100100 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tod E. Carpenter | Mgmt | For | For | |||||
2 | Elect Karleen M. Oberton | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Amphenol Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APH | CUSIP 032095101 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Stanley L. Clark | Mgmt | For | For | |||||
2 | Elect John D. Craig | Mgmt | For | For | |||||
3 | Elect David P. Falck | Mgmt | For | For | |||||
4 | Elect Edward G. Jepsen | Mgmt | For | For | |||||
5 | Elect Rita S. Lane | Mgmt | For | For | |||||
6 | Elect Robert A. Livingston | Mgmt | For | For | |||||
7 | Elect Martin H. Loeffler | Mgmt | For | For | |||||
8 | Elect R. Adam Norwitt | Mgmt | For | For | |||||
9 | Elect Anne C. Wolff | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the 2017 Stock Option Plan | Mgmt | For | For | |||||
13 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Aptiv PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APTV | CUSIP G6095L109 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | |||||
2 | Elect Richard L. Clemmer | Mgmt | For | For | |||||
3 | Elect Nancy E. Cooper | Mgmt | For | For | |||||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | |||||
5 | Elect Rajiv L. Gupta | Mgmt | For | For | |||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | |||||
7 | Elect Merit E. Janow | Mgmt | For | For | |||||
8 | Elect Sean O. Mahoney | Mgmt | For | For | |||||
9 | Elect Paul M. Meister | Mgmt | For | For | |||||
10 | Elect Robert K. Ortberg | Mgmt | For | For | |||||
11 | Elect Colin J. Parris | Mgmt | For | For | |||||
12 | Elect Ana G. Pinczuk | Mgmt | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Ascendis Pharma A/S | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASND | CUSIP 04351P101 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | |||||
2 | Presentation of Accounts and Reports | Mgmt | For | For | |||||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | |||||
4 | Allocation of Loss | Mgmt | For | For | |||||
5 | Elect James I. Healy | Mgmt | For | Against | |||||
6 | Elect Jan Moller Mikkelsen | Mgmt | For | For | |||||
7 | Elect Lisa Bright Morrison | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Issue share w/o Preemptive Rights | Mgmt | For | For | |||||
10 | Authority to Issue Warrants w/o Preemptive Rights Pursuant to LTI | Mgmt | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Avalara, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AVLR | CUSIP 05338G106 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Marion R. Foote | Mgmt | For | For | |||||
1.2 | Elect Rajeev Singh | Mgmt | For | For | |||||
1.3 | Elect Kathleen Zwickert | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Avantor, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AVTR | CUSIP 05352A100 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Matthew Holt | Mgmt | For | For | |||||
2 | Elect Christi Shaw | Mgmt | For | For | |||||
3 | Elect Michael Severino | Mgmt | For | For | |||||
4 | Elect Gregory L. Summe | Mgmt | For | For | |||||
5 | Permit Shareholders to Call a Special Meeting | Mgmt | For | For | |||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Axon Enterprise, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AXON | CUSIP 05464C101 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard H. Carmona | Mgmt | For | Against | |||||
1.2 | Elect Julie Cullivan | Mgmt | For | For | |||||
1.3 | Elect Caitlin Kalinowski | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Board Size | Mgmt | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | |||||
Ball Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BLL | CUSIP 058498106 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John A. Bryant | Mgmt | For | For | |||||
1.2 | Elect Michael J. Cave | Mgmt | For | For | |||||
1.3 | Elect Daniel W. Fisher | Mgmt | For | For | |||||
1.4 | Elect Pedro Henrique Mariani | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Best Buy Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BBY | CUSIP 086516101 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Corie S. Barry | Mgmt | For | For | |||||
2 | Elect Lisa M. Caputo | Mgmt | For | For | |||||
3 | Elect J. Patrick Doyle | Mgmt | For | For | |||||
4 | Elect David W. Kenny | Mgmt | For | For | |||||
5 | Elect Mario J. Marte | Mgmt | For | For | |||||
6 | Elect Karen A. McLoughlin | Mgmt | For | For | |||||
7 | Elect Thomas L. Millner | Mgmt | For | For | |||||
8 | Elect Claudia Fan Munce | Mgmt | For | For | |||||
9 | Elect Richelle P. Parham | Mgmt | For | For | |||||
10 | Elect Steven E. Rendle | Mgmt | For | For | |||||
11 | Elect Eugene A. Woods | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Bio-Rad Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BIO | CUSIP 090572207 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Melinda Litherland | Mgmt | For | For | |||||
2 | Elect Arnold A. Pinkston | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
BJ's Wholesale Club Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BJ | CUSIP 05550J101 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher J. Baldwin | Mgmt | For | For | |||||
1.2 | Elect Ken Parent | Mgmt | For | For | |||||
1.3 | Elect Robert A. Steele | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Booz Allen Hamilton Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAH | CUSIP 099502106 | 07/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ralph W. Shrader | Mgmt | For | For | |||||
2 | Elect Joan L. Amble | Mgmt | For | For | |||||
3 | Elect Michele A. Flournoy | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | |||||
Boston Beer Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SAM | CUSIP 100557107 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Meghan V. Joyce | Mgmt | For | For | |||||
1.2 | Elect Michael Spillane | Mgmt | For | For | |||||
1.3 | Elect Jean-Michel Valette | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Burlington Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BURL | CUSIP 122017106 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael Goodwin | Mgmt | For | For | |||||
2 | Elect William P. McNamara | Mgmt | For | For | |||||
3 | Elect Michael O'Sullivan | Mgmt | For | For | |||||
4 | Elect Jessica Rodriguez | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |||||
CarMax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KMX | CUSIP 143130102 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter J. Bensen | Mgmt | For | For | |||||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | |||||
3 | Elect Sona Chawla | Mgmt | For | For | |||||
4 | Elect Thomas J. Folliard | Mgmt | For | For | |||||
5 | Elect Shira D. Goodman | Mgmt | For | For | |||||
6 | Elect Robert J. Hombach | Mgmt | For | For | |||||
7 | Elect David W. McCreight | Mgmt | For | For | |||||
8 | Elect William D. Nash | Mgmt | For | For | |||||
9 | Elect Mark F. O'Neil | Mgmt | For | For | |||||
10 | Elect Pietro Satriano | Mgmt | For | For | |||||
11 | Elect Marcella Shinder | Mgmt | For | For | |||||
12 | Elect Mitchell D. Steenrod | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Catalent Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CTLT | CUSIP 148806102 | 10/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Madhavan Balachandran | Mgmt | For | For | |||||
2 | Elect J. Martin Carroll | Mgmt | For | For | |||||
3 | Elect Rolf Classon | Mgmt | For | For | |||||
4 | Elect John J. Greisch | Mgmt | For | For | |||||
5 | Elect Christa Kreuzburg | Mgmt | For | For | |||||
6 | Elect Gregory T. Lucier | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
CDW Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDW | CUSIP 12514G108 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Virginia C. Addicott | Mgmt | For | For | |||||
2 | Elect James A. Bell | Mgmt | For | For | |||||
3 | Elect Lynda M. Clarizio | Mgmt | For | For | |||||
4 | Elect Paul J. Finnegan | Mgmt | For | For | |||||
5 | Elect Anthony Foxx | Mgmt | For | For | |||||
6 | Elect Christine A. Leahy | Mgmt | For | For | |||||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | |||||
8 | Elect David W. Nelms | Mgmt | For | For | |||||
9 | Elect Joseph R. Swedish | Mgmt | For | For | |||||
10 | Elect Donna F. Zarcone | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
14 | Amendment to Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | Mgmt | For | For | |||||
15 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
16 | Amendment to the Coworker Stock Purchase Plan | Mgmt | For | For | |||||
Chegg, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHGG | CUSIP 163092109 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Marne Levine | Mgmt | For | For | |||||
1.2 | Elect Richard Sarnoff | Mgmt | For | For | |||||
1.3 | Elect Paul LeBlanc | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Chipotle Mexican Grill, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMG | CUSIP 169656105 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | |||||
1.2 | Elect Matthew Carey | Mgmt | For | For | |||||
1.3 | Elect Gregg L. Engles | Mgmt | For | For | |||||
1.4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | |||||
1.5 | Elect Neil Flanzraich | Mgmt | For | For | |||||
1.6 | Elect Mauricio Gutierrez | Mgmt | For | For | |||||
1.7 | Elect Robin Hickenlooper | Mgmt | For | For | |||||
1.8 | Elect Scott H. Maw | Mgmt | For | For | |||||
1.9 | Elect Ali Namvar | Mgmt | For | For | |||||
1.10 | Elect Brian Niccol | Mgmt | For | For | |||||
1.11 | Elect Mary A. Winston | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHD | CUSIP 171340102 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James R. Craigie | Mgmt | For | For | |||||
2 | Elect Matthew T. Farrell | Mgmt | For | For | |||||
3 | Elect Bradley C. Irwin | Mgmt | For | For | |||||
4 | Elect Penry W. Price | Mgmt | For | For | |||||
5 | Elect Susan G. Saideman | Mgmt | For | For | |||||
6 | Elect Ravichandra K. Saligram | Mgmt | For | For | |||||
7 | Elect Robert K. Shearer | Mgmt | For | For | |||||
8 | Elect Janet S. Vergis | Mgmt | For | For | |||||
9 | Elect Arthur B. Winkleblack | Mgmt | For | For | |||||
10 | Elect Laurie J. Yoler | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Elimination of Supermajority Requirement Regarding Board Vacancies | Mgmt | For | For | |||||
13 | Elimination of Supermajority Requirement to Approve Certain Actions | Mgmt | For | For | |||||
14 | Technical Amendments to Articles Regarding Classified Board | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Cintas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CTAS | CUSIP 172908105 | 10/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gerald S. Adolph | Mgmt | For | For | |||||
2 | Elect John F. Barrett | Mgmt | For | For | |||||
3 | Elect Melanie W. Barstad | Mgmt | For | For | |||||
4 | Elect Karen L. Carnahan | Mgmt | For | For | |||||
5 | Elect Robert E. Coletti | Mgmt | For | For | |||||
6 | Elect Scott D. Farmer | Mgmt | For | For | |||||
7 | Elect Joseph Scaminace | Mgmt | For | For | |||||
8 | Elect Ronald W. Tysoe | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Cloudflare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NET | CUSIP 18915M107 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Maria S. Eitel | Mgmt | For | For | |||||
1.2 | Elect Matthew Prince | Mgmt | For | For | |||||
1.3 | Elect Katrin Suder | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Costar Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSGP | CUSIP 22160N109 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael R. Klein | Mgmt | For | For | |||||
2 | Elect Andrew C. Florance | Mgmt | For | For | |||||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | |||||
4 | Elect Michael J. Glosserman | Mgmt | For | For | |||||
5 | Elect John W. Hill | Mgmt | For | For | |||||
6 | Elect Robert W. Musslewhite | Mgmt | For | For | |||||
7 | Elect Christopher J. Nassetta | Mgmt | For | For | |||||
8 | Elect Louise S. Sams | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
11 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
Coupa Software Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COUP | CUSIP 22266L106 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roger S. Siboni | Mgmt | For | For | |||||
1.2 | Elect H. Tayloe Stansbury | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
CrowdStrike Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRWD | CUSIP 22788C105 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | |||||
1.2 | Elect Sameer K. Gandhi | Mgmt | For | For | |||||
1.3 | Elect Gerhard Watzinger | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
5 | Amendment to the 2019 Employee Stock Purchase Plan | Mgmt | For | Against | |||||
CrowdStrike Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CRWD | CUSIP 22788C105 | 07/06/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Denis J. O'Leary | Mgmt | For | Against | |||||
1.2 | Elect Joseph E. Sexton | Mgmt | For | Against | |||||
1.3 | Elect Godfrey R. Sullivan | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Darden Restaurants, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DRI | CUSIP 237194105 | 09/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Margaret Shan Atkins | Mgmt | For | For | |||||
1.2 | Elect James P. Fogarty | Mgmt | For | For | |||||
1.3 | Elect Cynthia T. Jamison | Mgmt | For | For | |||||
1.4 | Elect Eugene I. Lee, Jr. | Mgmt | For | For | |||||
1.5 | Elect Nana Mensah | Mgmt | For | For | |||||
1.6 | Elect William S. Simon | Mgmt | For | For | |||||
1.7 | Elect Charles M. Sonsteby | Mgmt | For | For | |||||
1.8 | Elect Timothy J. Wilmott | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
DICK'S Sporting Goods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DKS | CUSIP 253393102 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William J. Colombo | Mgmt | For | For | |||||
2 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | |||||
3 | Elect Desiree Ralls-Morrison | Mgmt | For | For | |||||
4 | Elect Larry D. Stone | Mgmt | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | |||||
6 | Board Size | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Amendment to the 2012 Stock and Incentive Plan | Mgmt | For | For | |||||
DocuSign, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DOCU | CUSIP 256163106 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Enrique T. Salem | Mgmt | For | For | |||||
1.2 | Elect Peter Solvik | Mgmt | For | For | |||||
1.3 | Elect Inhi Cho Suh | Mgmt | For | For | |||||
1.4 | Elect Mary Agnes Wilderotter | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
DraftKings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DKNG | CUSIP 26142R104 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jason D. Robins | Mgmt | For | For | |||||
1.2 | Elect Harry Sloan | Mgmt | For | For | |||||
1.3 | Elect Matthew Kalish | Mgmt | For | For | |||||
1.4 | Elect Paul Liberman | Mgmt | For | For | |||||
1.5 | Elect Woodrow H. Levin | Mgmt | For | For | |||||
1.6 | Elect Shalom Meckenzie | Mgmt | For | For | |||||
1.7 | Elect Jocelyn Moore | Mgmt | For | For | |||||
1.8 | Elect Ryan R. Moore | Mgmt | For | For | |||||
1.9 | Elect Valerie A. Mosley | Mgmt | For | For | |||||
1.10 | Elect Steven J. Murray | Mgmt | For | For | |||||
1.11 | Elect Hany M. Nada | Mgmt | For | For | |||||
1.12 | Elect John S. Salter | Mgmt | For | For | |||||
1.13 | Elect Marni M. Walden | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Transaction of Other Business | Mgmt | N/A | N/A | |||||
Electronic Arts Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EA | CUSIP 285512109 | 08/06/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | |||||
2 | Elect Jay C. Hoag | Mgmt | For | For | |||||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | |||||
4 | Elect Lawrence F. Probst III | Mgmt | For | For | |||||
5 | Elect Talbott Roche | Mgmt | For | For | |||||
6 | Elect Richard A. Simonson | Mgmt | For | For | |||||
7 | Elect Luis A. Ubinas | Mgmt | For | For | |||||
8 | Elect Heidi J. Ueberroth | Mgmt | For | For | |||||
9 | Elect Andrew Wilson | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Encompass Health Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EHC | CUSIP 29261A100 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Greg D. Carmichael | Mgmt | For | For | |||||
2 | Elect John W. Chidsey | Mgmt | For | For | |||||
3 | Elect Donald L. Correll | Mgmt | For | For | |||||
4 | Elect Yvonne M. Curl | Mgmt | For | For | |||||
5 | Elect Charles M. Elson | Mgmt | For | For | |||||
6 | Elect Joan E. Herman | Mgmt | For | For | |||||
7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | |||||
8 | Elect Leslye G. Katz | Mgmt | For | For | |||||
9 | Elect Patricia A. Maryland | Mgmt | For | For | |||||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | |||||
11 | Elect Nancy M. Schlichting | Mgmt | For | For | |||||
12 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | |||||
13 | Elect Mark J. Tarr | Mgmt | For | For | |||||
14 | Elect Terrance Williams | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Enphase Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENPH | CUSIP 29355A107 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Badrinarayanan Kothandaraman | Mgmt | For | For | |||||
1.2 | Elect Joseph Malchow | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
4 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Entegris, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ENTG | CUSIP 29362U104 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | |||||
2 | Elect R. Nicholas Burns | Mgmt | For | For | |||||
3 | Elect Rodney Clark | Mgmt | For | For | |||||
4 | Elect James F. Gentilcore | Mgmt | For | For | |||||
5 | Elect Yvette Kanouff | Mgmt | For | For | |||||
6 | Elect James P. Lederer | Mgmt | For | For | |||||
7 | Elect Bertrand Loy | Mgmt | For | For | |||||
8 | Elect Paul L.H. Olson | Mgmt | For | For | |||||
9 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | |||||
10 | Elect Brian Sullivan | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
EPAM Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EPAM | CUSIP 29414B104 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Arkadiy Dobkin | Mgmt | For | For | |||||
2 | Elect Robert E. Segert | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
6 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Etsy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ETSY | CUSIP 29786A106 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gary S. Briggs | Mgmt | For | For | |||||
2 | Elect Edith Cooper | Mgmt | For | For | |||||
3 | Elect Melissa Reiff | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Everbridge, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EVBG | CUSIP 29978A104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Alison Dean | Mgmt | For | For | |||||
1.2 | Elect Kent J. Mathy | Mgmt | For | For | |||||
1.3 | Elect Simon Paris | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Repeal of Classified Board | Mgmt | For | For | |||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
Exact Sciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXAS | CUSIP 30063P105 | 06/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Paul J. Clancy | Mgmt | For | For | |||||
1.2 | Elect Pierre Jacquet | Mgmt | For | For | |||||
1.3 | Elect Daniel J. Levangie | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Exact Sciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXAS | CUSIP 30063P105 | 07/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Eli Casdin | Mgmt | For | For | |||||
1.2 | Elect James E. Doyle | Mgmt | For | For | |||||
1.3 | Elect Freda C. Lewis-Hall | Mgmt | For | For | |||||
1.4 | Elect Kathleen Sebelius | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
Five Below, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIVE | CUSIP 33829M101 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Dinesh S. Lathi | Mgmt | For | For | |||||
2 | Elect Richard L. Markee | Mgmt | For | For | |||||
3 | Elect Thomas Vellios | Mgmt | For | For | |||||
4 | Elect Zuhairah S. Washington | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Five9, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIVN | CUSIP 338307101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael Burdiek | Mgmt | For | For | |||||
1.2 | Elect David G. DeWalt | Mgmt | For | For | |||||
1.3 | Elect Susan Barsamian | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Generac Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GNRC | CUSIP 368736104 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert D. Dixon | Mgmt | For | For | |||||
1.2 | Elect David A. Ramon | Mgmt | For | For | |||||
1.3 | Elect William D. Jenkins | Mgmt | For | For | |||||
1.4 | Elect Kathryn V. Roedel | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Haemonetics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HAE | CUSIP 405024100 | 07/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Simon | Mgmt | For | For | |||||
1.2 | Elect Robert E. Abernathy | Mgmt | For | For | |||||
1.3 | Elect Michael J. Coyle | Mgmt | For | For | |||||
1.4 | Elect Charles J. Dockendorff | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
HEICO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HEI | CUSIP 422806109 | 03/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | |||||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | |||||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | Against | |||||
1.4 | Elect Eric A. Mendelson | Mgmt | For | For | |||||
1.5 | Elect Laurans A. Mendelson | Mgmt | For | For | |||||
1.6 | Elect Victor H. Mendelson | Mgmt | For | For | |||||
1.7 | Elect Julie Neitzel | Mgmt | For | For | |||||
1.8 | Elect Alan Schriesheim | Mgmt | For | Against | |||||
1.9 | Elect Frank J. Schwitter | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Horizon Therapeutics Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HZNP | CUSIP G46188101 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William F. Daniel | Mgmt | For | For | |||||
2 | Elect H. Thomas Watkins | Mgmt | For | Against | |||||
3 | Elect Pascale Witz | Mgmt | For | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | |||||
7 | Approval of Amended and Restated 2020 Equity Incentive Plan | Mgmt | For | For | |||||
Houlihan Lokey, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HLI | CUSIP 441593100 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Irwin N. Gold | Mgmt | For | Against | |||||
1.2 | Elect Gillian B. Zucker | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Hubspot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HUBS | CUSIP 443573100 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brian Halligan | Mgmt | For | For | |||||
2 | Elect Ron Gill | Mgmt | For | For | |||||
3 | Elect Jill Ward | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
IAC/InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IAC | CUSIP 44891N109 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Vimeo Spin-off | Mgmt | For | For | |||||
2 | Corporate Opportunities Waiver | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
4 | Elect Chelsea Clinton | Mgmt | For | For | |||||
5 | Elect Barry Diller | Mgmt | For | For | |||||
6 | Elect Michael D. Eisner | Mgmt | For | Against | |||||
7 | Elect Bonnie S. Hammer | Mgmt | For | Against | |||||
8 | Elect Victor A. Kaufman | Mgmt | For | For | |||||
9 | Elect Joseph Levin | Mgmt | For | For | |||||
10 | Elect Bryan Lourd | Mgmt | For | For | |||||
11 | Elect Westley Moore | Mgmt | For | For | |||||
12 | Elect David Rosenblatt | Mgmt | For | For | |||||
13 | Elect Alan G. Spoon | Mgmt | For | For | |||||
14 | Elect Alexander von Furstenberg | Mgmt | For | For | |||||
15 | Elect Richard F. Zannino | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
Idex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IEX | CUSIP 45167R104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William M. Cook | Mgmt | For | For | |||||
2 | Elect Mark A. Buthman | Mgmt | For | For | |||||
3 | Elect Lakecia N. Gunter | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Idexx Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IDXX | CUSIP 45168D104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bruce L. Claflin | Mgmt | For | For | |||||
2 | Elect Asha S. Collins | Mgmt | For | For | |||||
3 | Elect Daniel M. Junius | Mgmt | For | For | |||||
4 | Elect Sam Samad | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Insulet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PODD | CUSIP 45784P101 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Wayne A.I. Frederick | Mgmt | For | For | |||||
1.2 | Elect Shacey Petrovic | Mgmt | For | For | |||||
1.3 | Elect Timothy J. Scannell | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Iovance Biotherapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IOVA | CUSIP 462260100 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Iain Dukes | Mgmt | For | For | |||||
1.2 | Elect Maria Fardis | Mgmt | For | Against | |||||
1.3 | Elect Athena Countouriotis | Mgmt | For | Against | |||||
1.4 | Elect Ryan Maynard | Mgmt | For | For | |||||
1.5 | Elect Merrill A. McPeak | Mgmt | For | Against | |||||
1.6 | Elect Wayne P. Rothbaum | Mgmt | For | For | |||||
1.7 | Elect Michael Weiser | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Jack Henry & Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JKHY | CUSIP 426281101 | 11/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | |||||
1.2 | Elect John F. Prim | Mgmt | For | For | |||||
1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | |||||
1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | |||||
1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | |||||
1.6 | Elect Laura G. Kelly | Mgmt | For | For | |||||
1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | |||||
1.8 | Elect Wesley A. Brown | Mgmt | For | For | |||||
1.9 | Elect David B. Foss | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Jazz Pharmaceuticals Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JAZZ | CUSIP G50871105 | 07/30/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | |||||
2 | Elect Heather Ann McSharry | Mgmt | For | For | |||||
3 | Elect Anne O'Riordan | Mgmt | For | For | |||||
4 | Elect Rick E. Winningham | Mgmt | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Amendment to the 2007 Non-Employee Directors Stock Award Plan | Mgmt | For | Against | |||||
8 | Reduction in Share Premium Account | Mgmt | For | For | |||||
KLA Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KLAC | CUSIP 482480100 | 11/04/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Edward W. Barnholt | Mgmt | For | For | |||||
2 | Elect Robert M. Calderoni | Mgmt | For | For | |||||
3 | Elect Jeneanne Hanley | Mgmt | For | For | |||||
4 | Elect Emiko Higashi | Mgmt | For | For | |||||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | |||||
6 | Elect Gary B. Moore | Mgmt | For | For | |||||
7 | Elect Marie E. Myers | Mgmt | For | For | |||||
8 | Elect Kiran M. Patel | Mgmt | For | For | |||||
9 | Elect Victor Peng | Mgmt | For | For | |||||
10 | Elect Robert A. Rango | Mgmt | For | For | |||||
11 | Elect Richard P. Wallace | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | |||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MANH | CUSIP 562750109 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deepak Raghavan | Mgmt | For | For | |||||
2 | Elect Edmond I. Eger III | Mgmt | For | For | |||||
3 | Elect Linda T. Hollembaek | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
MarketAxess Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MKTX | CUSIP 57060D108 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard M. McVey | Mgmt | For | For | |||||
2 | Elect Nancy Altobello | Mgmt | For | For | |||||
3 | Elect Steven Begleiter | Mgmt | For | For | |||||
4 | Elect Stephen P. Casper | Mgmt | For | For | |||||
5 | Elect Jane P. Chwick | Mgmt | For | For | |||||
6 | Elect Christopher R. Concannon | Mgmt | For | For | |||||
7 | Elect William F. Cruger | Mgmt | For | For | |||||
8 | Elect Kourtney Gibson | Mgmt | For | For | |||||
9 | Elect Justin G. Gmelich | Mgmt | For | For | |||||
10 | Elect Richard G. Ketchum | Mgmt | For | For | |||||
11 | Elect Emily H. Portney | Mgmt | For | For | |||||
12 | Elect Richard L. Prager | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Marvell Technology Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MRVL | CUSIP G5876H105 | 04/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
2 | Inphi Transaction | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Marvell Technology Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MRVL | CUSIP G5876H105 | 07/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William Tudor Brown | Mgmt | For | For | |||||
2 | Elect Brad W. Buss | Mgmt | For | For | |||||
3 | Elect Edward H. Frank | Mgmt | For | For | |||||
4 | Elect Richard S. Hill | Mgmt | For | For | |||||
5 | Elect Bethany J. Mayer | Mgmt | For | For | |||||
6 | Elect Matthew J. Murphy | Mgmt | For | For | |||||
7 | Elect Michael G. Strachan | Mgmt | For | For | |||||
8 | Elect Robert E. Switz | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Masimo Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MASI | CUSIP 574795100 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joe Kiani | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Match Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MTCH | CUSIP 57667L107 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Wendi Murdoch | Mgmt | For | For | |||||
2 | Elect Glenn H. Schiffman | Mgmt | For | For | |||||
3 | Elect Pamela S. Seymon | Mgmt | For | For | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Microchip Technology Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MCHP | CUSIP 595017104 | 08/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Steve Sanghi | Mgmt | For | For | |||||
2 | Elect Matthew W. Chapman | Mgmt | For | For | |||||
3 | Elect L. B. Day | Mgmt | For | Against | |||||
4 | Elect Esther L. Johnson | Mgmt | For | Against | |||||
5 | Elect Wade F. Meyercord | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
MongoDB, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDB | CUSIP 60937P106 | 06/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roelof F. Botha | Mgmt | For | For | |||||
1.2 | Elect Dev Ittycheria | Mgmt | For | For | |||||
1.3 | Elect John D. McMahon | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
MongoDB, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDB | CUSIP 60937P106 | 07/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Archana Agrawal | Mgmt | For | For | |||||
1.2 | Elect Hope Cochran | Mgmt | For | For | |||||
1.3 | Elect Dwight Merriman | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Monolithic Power Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MPWR | CUSIP 609839105 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Eugen Elmiger | Mgmt | For | For | |||||
1.2 | Elect Jeff Zhou | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
O'Reilly Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ORLY | CUSIP 67103H107 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect David E. O'Reilly | Mgmt | For | For | |||||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | |||||
3 | Elect Greg Henslee | Mgmt | For | For | |||||
4 | Elect Jay D. Burchfield | Mgmt | For | For | |||||
5 | Elect Thomas T. Hendrickson | Mgmt | For | For | |||||
6 | Elect John R. Murphy | Mgmt | For | For | |||||
7 | Elect Dana M. Perlman | Mgmt | For | For | |||||
8 | Elect Maria A. Sastre | Mgmt | For | For | |||||
9 | Elect Andrea M. Weiss | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Okta, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OKTA | CUSIP 679295105 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Todd McKinnon | Mgmt | For | For | |||||
1.2 | Elect Michael Stankey | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Old Dominion Freight Line, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ODFL | CUSIP 679580100 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Sherry A. Aaholm | Mgmt | For | For | |||||
1.2 | Elect David S. Congdon | Mgmt | For | For | |||||
1.3 | Elect John R. Congdon, Jr. | Mgmt | For | For | |||||
1.4 | Elect Bradley R. Gabosch | Mgmt | For | For | |||||
1.5 | Elect Greg C. Gantt | Mgmt | For | For | |||||
1.6 | Elect Patrick D. Hanley | Mgmt | For | For | |||||
1.7 | Elect John D. Kasarda | Mgmt | For | For | |||||
1.8 | Elect Wendy T. Stallings | Mgmt | For | For | |||||
1.9 | Elect Thomas A. Stith, III | Mgmt | For | For | |||||
1.10 | Elect Leo H. Suggs | Mgmt | For | For | |||||
1.11 | Elect D. Michael Wray | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Ollie's Bargain Outlet Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OLLI | CUSIP 681116109 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alissa Ahlman | Mgmt | For | For | |||||
2 | Elect Robert N. Fisch | Mgmt | For | For | |||||
3 | Elect Thomas T. Hendrickson | Mgmt | For | For | |||||
4 | Elect John Swygert | Mgmt | For | For | |||||
5 | Elect Richard F. Zannino | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
ON Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ON | CUSIP 682189105 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Atsushi Abe | Mgmt | For | For | |||||
2 | Elect Alan Campbell | Mgmt | For | For | |||||
3 | Elect Susan K. Carter | Mgmt | For | For | |||||
4 | Elect Thomas L. Deitrich | Mgmt | For | For | |||||
5 | Elect Gilles Delfassy | Mgmt | For | For | |||||
6 | Elect Hassaine S. El-Khoury | Mgmt | For | For | |||||
7 | Elect Bruce E. Kiddoo | Mgmt | For | For | |||||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | |||||
9 | Elect Gregory L. Waters | Mgmt | For | For | |||||
10 | Elect Christine Y. Yan | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | |||||
14 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
Paylocity Holding Corp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PCTY | CUSIP 70438V106 | 12/03/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Steven I. Sarowitz | Mgmt | For | For | |||||
1.2 | Elect Ellen Carnahan | Mgmt | For | For | |||||
1.3 | Elect Jeffrey T. Diehl | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Penumbra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PEN | CUSIP 70975L107 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Adam Elsesser | Mgmt | For | For | |||||
1.2 | Elect Harpreet Grewal | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Approval of the RSU Sub-Plan for France | Mgmt | For | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Pinterest, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PINS | CUSIP 72352L106 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
2 | Elect Evan Sharp | Mgmt | For | For | |||||
3 | Elect Andrea Wishom | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
PPD, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PPD | CUSIP 69355F102 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Ensley | Mgmt | For | Against | |||||
1.2 | Elect Maria Teresa Hilado | Mgmt | For | Against | |||||
1.3 | Elect David Simmons | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Q2 Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QTWO | CUSIP 74736L109 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Lynn Atchison | Mgmt | For | For | |||||
1.2 | Elect Jeffrey T. Diehl | Mgmt | For | For | |||||
1.3 | Elect Matthew P. Flake | Mgmt | For | For | |||||
1.4 | Elect Stephen C. Hooley | Mgmt | For | For | |||||
1.5 | Elect Margaret L. Taylor | Mgmt | For | For | |||||
1.6 | Elect Lynn Antipas Tyson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Rexnord Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RXN | CUSIP 76169B102 | 07/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas D. Christopoul | Mgmt | For | For | |||||
1.2 | Elect John S. Stroup | Mgmt | For | For | |||||
1.3 | Elect Peggy N. Troy | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
RingCentral, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RNG | CUSIP 76680R206 | 06/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Vladimir Shmunis | Mgmt | For | For | |||||
1.2 | Elect Kenneth A. Goldman | Mgmt | For | For | |||||
1.3 | Elect Michelle R. McKenna | Mgmt | For | For | |||||
1.4 | Elect Robert Theis | Mgmt | For | For | |||||
1.5 | Elect Allan Thygesen | Mgmt | For | For | |||||
1.6 | Elect Neil Williams | Mgmt | For | For | |||||
1.7 | Elect Mignon L. Clyburn | Mgmt | For | For | |||||
1.8 | Elect Arne Duncan | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Roku, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ROKU | CUSIP 77543R102 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ravi Ahuja | Mgmt | For | Against | |||||
2 | Elect Mai Fyfield | Mgmt | For | For | |||||
3 | Elect Laurie Simon Hodrick | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Signature Bank | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBNY | CUSIP 82669G104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kathryn A. Byrne | Mgmt | For | For | |||||
2 | Elect Maggie Timoney | Mgmt | For | For | |||||
3 | Elect George Tsunis | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | |||||
7 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
8 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | |||||
Spotify Technology S.A. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPOT | CUSIP L8681T102 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | |||||
4 | Elect Daniel Ek | Mgmt | For | For | |||||
5 | Elect Martin Lorentzon | Mgmt | For | For | |||||
6 | Elect Shishir S. Mehrotra | Mgmt | For | For | |||||
7 | Elect Christopher P. Marshall | Mgmt | For | Against | |||||
8 | Elect Barry McCarthy | Mgmt | For | For | |||||
9 | Elect Heidi O'Neill | Mgmt | For | For | |||||
10 | Elect Theodore A. Sarandos | Mgmt | For | For | |||||
11 | Elect Thomas O. Staggs | Mgmt | For | For | |||||
12 | Elect Cristina Stenbeck | Mgmt | For | For | |||||
13 | Elect Mona K. Sutphen | Mgmt | For | For | |||||
14 | Elect Padmasree Warrior | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Directors' Fees | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authorization of Legal Formalities | Mgmt | For | For | |||||
SVB Financial Group | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SIVB | CUSIP 78486Q101 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Greg W. Becker | Mgmt | For | For | |||||
1.2 | Elect Eric A. Benhamou | Mgmt | For | For | |||||
1.3 | Elect John Clendening | Mgmt | For | For | |||||
1.4 | Elect Richard Daniels | Mgmt | For | For | |||||
1.5 | Elect Alison Davis | Mgmt | For | For | |||||
1.6 | Elect Roger F. Dunbar | Mgmt | For | For | |||||
1.7 | Elect Joel P. Friedman | Mgmt | For | For | |||||
1.8 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | |||||
1.9 | Elect Kay Matthews | Mgmt | For | For | |||||
1.10 | Elect Mary J. Miller | Mgmt | For | For | |||||
1.11 | Elect Kate D. Mitchell | Mgmt | For | For | |||||
1.12 | Elect Garen K. Staglin | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Teladoc Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDOC | CUSIP 87918A105 | 05/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Christopher Bischoff | Mgmt | For | For | |||||
2 | Elect Karen L. Daniel | Mgmt | For | For | |||||
3 | Elect Sandra Fenwick | Mgmt | For | For | |||||
4 | Elect William H. Frist | Mgmt | For | For | |||||
5 | Elect Jason Gorevic | Mgmt | For | For | |||||
6 | Elect Catherine A. Jacobson | Mgmt | For | For | |||||
7 | Elect Thomas G. McKinley | Mgmt | For | For | |||||
8 | Elect Kenneth H. Paulus | Mgmt | For | For | |||||
9 | Elect David L. Shedlarz | Mgmt | For | For | |||||
10 | Elect Mark Douglas Smith | Mgmt | For | For | |||||
11 | Elect David B. Snow, Jr. | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Teladoc Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDOC | CUSIP 87918A105 | 10/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Livongo Issuance | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Teledyne Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDY | CUSIP 879360105 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with FLIR | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Teledyne Technologies Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDY | CUSIP 879360105 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Denise R. Cade | Mgmt | For | For | |||||
1.2 | Elect Simon M. Lorne | Mgmt | For | For | |||||
1.3 | Elect Wesley W. von Schack | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Teleflex Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TFX | CUSIP 879369106 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Candace H. Duncan | Mgmt | For | For | |||||
2 | Elect Stephen K. Klasko | Mgmt | For | For | |||||
3 | Elect Stuart A. Randle | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Abstain | Against | |||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TER | CUSIP 880770102 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | |||||
2 | Elect Edwin J. Gillis | Mgmt | For | For | |||||
3 | Elect Timothy E. Guertin | Mgmt | For | For | |||||
4 | Elect Peter Herweck | Mgmt | For | For | |||||
5 | Elect Mark E. Jagiela | Mgmt | For | For | |||||
6 | Elect Mercedes Johnson | Mgmt | For | For | |||||
7 | Elect Marilyn Matz | Mgmt | For | For | |||||
8 | Elect Paul J. Tufano | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
12 | Amendment to 1996 Employee Stock Purchase Plan | Mgmt | For | For | |||||
13 | Amendment to the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
The Trade Desk, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTD | CUSIP 88339J105 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect David R. Pickles | Mgmt | For | For | |||||
1.2 | Elect Gokul Rajaram | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Trade Desk Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTD | CUSIP 88339J105 | 12/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendment Regarding Conversion of Class B Common Stock into Class A Common Stock | Mgmt | For | For | |||||
2 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
3 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | |||||
4 | Amendment Regarding Voting Entitlements of Class A Common Stock Holders | Mgmt | For | For | |||||
5 | Bundled Bylaw Amendments | Mgmt | For | For | |||||
6 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Twilio Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TWLO | CUSIP 90138F102 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jeff Lawson | Mgmt | For | For | |||||
1.2 | Elect Byron B. Deeter | Mgmt | For | For | |||||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
United Rentals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
URI | CUSIP 911363109 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | |||||
2 | Elect Marc A. Bruno | Mgmt | For | For | |||||
3 | Elect Matthew J. Flannery | Mgmt | For | For | |||||
4 | Elect Bobby J. Griffin | Mgmt | For | For | |||||
5 | Elect Kim Harris Jones | Mgmt | For | For | |||||
6 | Elect Terri L. Kelly | Mgmt | For | For | |||||
7 | Elect Michael J. Kneeland | Mgmt | For | For | |||||
8 | Elect Gracia C. Martore | Mgmt | For | For | |||||
9 | Elect Filippo Passerini | Mgmt | For | For | |||||
10 | Elect Donald C. Roof | Mgmt | For | For | |||||
11 | Elect Shiv Singh | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Veeva Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VEEV | CUSIP 922475108 | 01/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendment to Restated Certificate of Incorporation to Become a Public Benefit Corporation | Mgmt | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | |||||
Veeva Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VEEV | CUSIP 922475108 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark Carges | Mgmt | For | For | |||||
2 | Elect Paul E. Chamberlain | Mgmt | For | For | |||||
3 | Elect Ronald E. F. Codd | Mgmt | For | For | |||||
4 | Elect Peter P. Gassner | Mgmt | For | For | |||||
5 | Elect Mary Lynne Hedley | Mgmt | For | For | |||||
6 | Elect Gordon Ritter | Mgmt | For | For | |||||
7 | Elect Paul Sekhri | Mgmt | For | For | |||||
8 | Elect Matthew J. Wallach | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | Against | |||||
12 | Permit Shareholders to Call Special Meetings | Mgmt | For | Against | |||||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Visteon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VC | CUSIP 92839U206 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James J. Barrese | Mgmt | For | For | |||||
2 | Elect Naomi M. Bergman | Mgmt | For | For | |||||
3 | Elect Jeffrey D. Jones | Mgmt | For | For | |||||
4 | Elect Sachin S. Lawande | Mgmt | For | For | |||||
5 | Elect Joanne M. Maguire | Mgmt | For | For | |||||
6 | Elect Robert J. Manzo | Mgmt | For | For | |||||
7 | Elect Francis M. Scricco | Mgmt | For | For | |||||
8 | Elect David L. Treadwell | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Amended and Restated Certificate of Incorporation | Mgmt | For | For | |||||
Waste Connections, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WCN | CUSIP 94106B101 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Edward E. Guillet | Mgmt | For | For | |||||
2 | Elect Michael W. Harlan | Mgmt | For | For | |||||
3 | Elect Larry S. Hughes | Mgmt | For | For | |||||
4 | Elect Worthing F. Jackman | Mgmt | For | For | |||||
5 | Elect Elise L. Jordan | Mgmt | For | For | |||||
6 | Elect Susan Lee | Mgmt | For | For | |||||
7 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | |||||
8 | Elect William J. Razzouk | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
West Pharmaceutical Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WST | CUSIP 955306105 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Buthman | Mgmt | For | For | |||||
2 | Elect William F. Feehery | Mgmt | For | For | |||||
3 | Elect Robert F. Friel | Mgmt | For | For | |||||
4 | Elect Eric M. Green | Mgmt | For | For | |||||
5 | Elect Thomas W. Hofmann | Mgmt | For | For | |||||
6 | Elect Deborah L. V. Keller | Mgmt | For | For | |||||
7 | Elect Myla P. Lai-Goldman | Mgmt | For | For | |||||
8 | Elect Douglas A. Michels | Mgmt | For | For | |||||
9 | Elect Paolo Pucci | Mgmt | For | For | |||||
10 | Elect Patrick J. Zenner | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
WEX Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WEX | CUSIP 96208T104 | 06/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Nancy Altobello | Mgmt | For | For | |||||
2 | Elect Bhavana Bartholf | Mgmt | For | For | |||||
3 | Elect Derrick Roman | Mgmt | For | For | |||||
4 | Elect Regina O. Sommer | Mgmt | For | For | |||||
5 | Elect Jack VanWoerkom | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Amendment to the 2019 Equity and Incentive Plan | Mgmt | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
Wix.com Ltd | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WIX | CUSIP M98068105 | 11/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deirdre M. Bigley | Mgmt | For | For | |||||
2 | Elect Allon Bloch | Mgmt | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Zebra Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZBRA | CUSIP 989207105 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | |||||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | |||||
1.3 | Elect Ross W. Manire | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Zimmer Biomet Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZBH | CUSIP 98956P102 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Christopher B. Begley | Mgmt | For | For | |||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | |||||
3 | Elect Michael J. Farrell | Mgmt | For | For | |||||
4 | Elect Robert A. Hagemann | Mgmt | For | For | |||||
5 | Elect Bryan C. Hanson | Mgmt | For | For | |||||
6 | Elect Arthur J. Higgins | Mgmt | For | For | |||||
7 | Elect Maria Teresa Hilado | Mgmt | For | For | |||||
8 | Elect Syed Jafry | Mgmt | For | For | |||||
9 | Elect Sreelakshmi Kolli | Mgmt | For | For | |||||
10 | Elect Michael W. Michelson | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | |||||
14 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | |||||
15 | Amendment to the Directors' Deferred Compensation Plan | Mgmt | For | For | |||||
16 | Permit Shareholders to Call a Special Meeting | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Mid Cap Intrinsic Value Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Aercap Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AER | CUSIP N00985106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification Of Supervisory Board Acts | Mgmt | For | For | |||||
3 | Merger/Acquisition | Mgmt | For | For | |||||
4 | Elect Aengus Kelly | Mgmt | For | For | |||||
5 | Elect Paul Dacier | Mgmt | For | For | |||||
6 | Elect Michael G. Walsh | Mgmt | For | For | |||||
7 | Elect James A. Lawrence | Mgmt | For | For | |||||
8 | Elect Jennifer VanBelle | Mgmt | For | For | |||||
9 | Equity Incentive Plan | Mgmt | For | For | |||||
10 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
15 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
17 | Authority to Suppress Preemptive Rights in Connection with the Transaction | Mgmt | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | |||||
19 | Additional Authority to Repurchase Shares | Mgmt | For | For | |||||
20 | Reduction of Capital through Cancellation of Shares | Mgmt | For | For | |||||
21 | Bundled Amendments | Mgmt | For | For | |||||
Alexion Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALXN | CUSIP 015351109 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | AstraZeneca Transaction | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Amdocs Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DOX | CUSIP G02602103 | 01/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert A. Minicucci | Mgmt | For | For | |||||
2 | Elect Adrian Gardner | Mgmt | For | For | |||||
3 | Elect James S. Kahan | Mgmt | For | For | |||||
4 | Elect Rafael de la Vega | Mgmt | For | For | |||||
5 | Elect Giora Yaron | Mgmt | For | For | |||||
6 | Elect Eli Gelman | Mgmt | For | For | |||||
7 | Elect Richard T.C. LeFave | Mgmt | For | For | |||||
8 | Elect John A. MacDonald | Mgmt | For | For | |||||
9 | Elect Shuky Sheffer | Mgmt | For | For | |||||
10 | Elect Yvette Kanouff | Mgmt | For | For | |||||
11 | Increase Quarterly Dividend | Mgmt | For | For | |||||
12 | Accounts and Reports | Mgmt | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Aptiv PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APTV | CUSIP G6095L109 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | |||||
2 | Elect Richard L. Clemmer | Mgmt | For | For | |||||
3 | Elect Nancy E. Cooper | Mgmt | For | For | |||||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | |||||
5 | Elect Rajiv L. Gupta | Mgmt | For | For | |||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | |||||
7 | Elect Merit E. Janow | Mgmt | For | For | |||||
8 | Elect Sean O. Mahoney | Mgmt | For | For | |||||
9 | Elect Paul M. Meister | Mgmt | For | For | |||||
10 | Elect Robert K. Ortberg | Mgmt | For | For | |||||
11 | Elect Colin J. Parris | Mgmt | For | For | |||||
12 | Elect Ana G. Pinczuk | Mgmt | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Ashland Global Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASH | CUSIP 044186104 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Brendan M. Cummins | Mgmt | For | For | |||||
1.2 | Elect William G. Dempsey | Mgmt | For | For | |||||
1.3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | |||||
1.4 | Elect Wetteny Joseph | Mgmt | For | For | |||||
1.5 | Elect Susan L. Main | Mgmt | For | For | |||||
1.6 | Elect Guillermo Novo | Mgmt | For | For | |||||
1.7 | Elect Jerome A. Peribere | Mgmt | For | For | |||||
1.8 | Elect Ricky C. Sandler | Mgmt | For | For | |||||
1.9 | Elect Janice J. Teal | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Omnibus Incentive Compensation Plan | Mgmt | For | For | |||||
BankUnited, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BKU | CUSIP 06652K103 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Rajinder P. Singh | Mgmt | For | For | |||||
1.2 | Elect Tere Blanca | Mgmt | For | For | |||||
1.3 | Elect John N. DiGiacomo | Mgmt | For | For | |||||
1.4 | Elect Michael J. Dowling | Mgmt | For | For | |||||
1.5 | Elect Douglas J. Pauls | Mgmt | For | For | |||||
1.6 | Elect A. Gail Prudenti | Mgmt | For | For | |||||
1.7 | Elect William S. Rubenstein | Mgmt | For | For | |||||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | |||||
1.9 | Elect Lynne Wines | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
BJ's Wholesale Club Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BJ | CUSIP 05550J101 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher J. Baldwin | Mgmt | For | For | |||||
1.2 | Elect Ken Parent | Mgmt | For | For | |||||
1.3 | Elect Robert A. Steele | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Carlisle Companies Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSL | CUSIP 142339100 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James D. Frias | Mgmt | For | For | |||||
2 | Elect Maia A. Hansen | Mgmt | For | For | |||||
3 | Elect Corrine D. Ricard | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
CDW Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDW | CUSIP 12514G108 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Virginia C. Addicott | Mgmt | For | For | |||||
2 | Elect James A. Bell | Mgmt | For | For | |||||
3 | Elect Lynda M. Clarizio | Mgmt | For | For | |||||
4 | Elect Paul J. Finnegan | Mgmt | For | For | |||||
5 | Elect Anthony Foxx | Mgmt | For | For | |||||
6 | Elect Christine A. Leahy | Mgmt | For | For | |||||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | |||||
8 | Elect David W. Nelms | Mgmt | For | For | |||||
9 | Elect Joseph R. Swedish | Mgmt | For | For | |||||
10 | Elect Donna F. Zarcone | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
14 | Amendment to Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | Mgmt | For | For | |||||
15 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
16 | Amendment to the Coworker Stock Purchase Plan | Mgmt | For | For | |||||
CenterPoint Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CNP | CUSIP 15189T107 | 04/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Leslie D. Biddle | Mgmt | For | For | |||||
2 | Elect Milton Carroll | Mgmt | For | For | |||||
3 | Elect Wendy Montoya Cloonan | Mgmt | For | For | |||||
4 | Elect Earl M. Cummings | Mgmt | For | For | |||||
5 | Elect David J. Lesar | Mgmt | For | For | |||||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | |||||
7 | Elect Theodore F. Pound | Mgmt | For | For | |||||
8 | Elect Phillip R. Smith | Mgmt | For | For | |||||
9 | Elect Barry T. Smitherman | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Chico's FAS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHS | CUSIP 168615102 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Bonnie R. Brooks | Mgmt | For | For | |||||
2 | Elect Janice L. Fields | Mgmt | For | For | |||||
3 | Elect Deborah L. Kerr | Mgmt | For | For | |||||
4 | Elect Molly Langenstein | Mgmt | For | For | |||||
5 | Elect John J. Mahoney | Mgmt | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | |||||
7 | Elect Kim Roy | Mgmt | For | Against | |||||
8 | Elect David F. Walker | Mgmt | For | For | |||||
9 | Elect Stephen E. Watson | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Childrens Place Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLCE | CUSIP 168905107 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joseph Alutto | Mgmt | For | For | |||||
2 | Elect John E. Bachman | Mgmt | For | For | |||||
3 | Elect Marla Beck | Mgmt | For | For | |||||
4 | Elect Elizabeth J. Boland | Mgmt | For | For | |||||
5 | Elect Jane T. Elfers | Mgmt | For | For | |||||
6 | Elect Tracey R. Griffin | Mgmt | For | For | |||||
7 | Elect Joseph Gromek | Mgmt | For | For | |||||
8 | Elect Norman S. Matthews | Mgmt | For | For | |||||
9 | Elect Debby Reiner | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Ciena Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CIEN | CUSIP 171779309 | 04/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hassan M. Ahmed | Mgmt | For | For | |||||
2 | Elect Bruce L. Claflin | Mgmt | For | For | |||||
3 | Elect T. Michael Nevens | Mgmt | For | For | |||||
4 | Elect Patrick Gallagher | Mgmt | For | For | |||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMA | CUSIP 200340107 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael E. Collins | Mgmt | For | For | |||||
2 | Elect Roger A. Cregg | Mgmt | For | For | |||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | |||||
4 | Elect Curtis C. Farmer | Mgmt | For | For | |||||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | |||||
6 | Elect Richard G. Lindner | Mgmt | For | For | |||||
7 | Elect Barbara R. Smith | Mgmt | For | For | |||||
8 | Elect Robert S. Taubman | Mgmt | For | For | |||||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | |||||
10 | Elect Nina G. Vaca | Mgmt | For | For | |||||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Amendment to the 2018 Long-Term Incentive Plan | Mgmt | For | For | |||||
15 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Conduent Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CNDT | CUSIP 206787103 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Clifford Skelton | Mgmt | For | For | |||||
2 | Elect Hunter C. Gary | Mgmt | For | For | |||||
3 | Elect Kathy J. Higgins Victor | Mgmt | For | For | |||||
4 | Elect Scott Letier | Mgmt | For | For | |||||
5 | Elect Jesse A. Lynn | Mgmt | For | For | |||||
6 | Elect Steven D. Miller | Mgmt | For | For | |||||
7 | Elect Michael Montelongo | Mgmt | For | For | |||||
8 | Elect Margarita Palau-Hernandez | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Approval of the 2021 Performance Incentive Plan | Mgmt | For | For | |||||
Devon Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DVN | CUSIP 25179M103 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | |||||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | |||||
1.3 | Elect Ann G. Fox | Mgmt | For | For | |||||
1.4 | Elect David A. Hager | Mgmt | For | For | |||||
1.5 | Elect Kelt Kindick | Mgmt | For | For | |||||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | |||||
1.7 | Elect Karl F. Kurz | Mgmt | For | For | |||||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | |||||
1.9 | Elect Richard E. Muncrief | Mgmt | For | For | |||||
1.10 | Elect Duane C. Radtke | Mgmt | For | For | |||||
1.11 | Elect Valerie M. Williams | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Dollar Tree, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DLTR | CUSIP 256746108 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Arnold S. Barron | Mgmt | For | For | |||||
2 | Elect Gregory M. Bridgeford | Mgmt | For | For | |||||
3 | Elect Thomas W. Dickson | Mgmt | For | For | |||||
4 | Elect Lemuel E. Lewis | Mgmt | For | For | |||||
5 | Elect Jeffrey G. Naylor | Mgmt | For | For | |||||
6 | Elect Winnie Park | Mgmt | For | For | |||||
7 | Elect Bob Sasser | Mgmt | For | For | |||||
8 | Elect Stephanie P. Stahl | Mgmt | For | For | |||||
9 | Elect Carrie A. Wheeler | Mgmt | For | For | |||||
10 | Elect Thomas E. Whiddon | Mgmt | For | For | |||||
11 | Elect Michael A Witynski | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | For | |||||
Dun & Bradstreet Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DNB | CUSIP 26484T106 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Anthony M. Jabbour | Mgmt | For | Against | |||||
1.2 | Elect Douglas K. Ammerman | Mgmt | For | Against | |||||
1.3 | Elect Keith J. Jackson | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
EOG Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EOG | CUSIP 26875P101 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Janet F. Clark | Mgmt | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | |||||
3 | Elect Robert P. Daniels | Mgmt | For | For | |||||
4 | Elect James C. Day | Mgmt | For | For | |||||
5 | Elect C. Christopher Gaut | Mgmt | For | For | |||||
6 | Elect Michael T. Kerr | Mgmt | For | For | |||||
7 | Elect Julie J. Robertson | Mgmt | For | For | |||||
8 | Elect Donald F. Textor | Mgmt | For | For | |||||
9 | Elect William R. Thomas | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Approval of the 2021 Omnibus Equity Compensation Plan | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Evergy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EVRG | CUSIP 30034W106 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect David A. Campbell | Mgmt | For | For | |||||
2 | Elect Mollie Hale Carter | Mgmt | For | For | |||||
3 | Elect Thomas D. Hyde | Mgmt | For | For | |||||
4 | Elect B. Anthony Isaac | Mgmt | For | For | |||||
5 | Elect Paul Keglevic | Mgmt | For | For | |||||
6 | Elect Mary L. Landrieu | Mgmt | For | For | |||||
7 | Elect Sandra A.J. Lawrence | Mgmt | For | For | |||||
8 | Elect Ann D. Murtlow | Mgmt | For | For | |||||
9 | Elect Sandra J. Price | Mgmt | For | For | |||||
10 | Elect Mark A. Ruelle | Mgmt | For | For | |||||
11 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | For | |||||
12 | Elect John A. Stall | Mgmt | For | For | |||||
13 | Elect C. John Wilder | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GD | CUSIP 369550108 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James S. Crown | Mgmt | For | For | |||||
2 | Elect Rudy F. deLeon | Mgmt | For | For | |||||
3 | Elect Cecil D. Haney | Mgmt | For | For | |||||
4 | Elect Mark M. Malcolm | Mgmt | For | For | |||||
5 | Elect James N. Mattis | Mgmt | For | For | |||||
6 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
7 | Elect C. Howard Nye | Mgmt | For | For | |||||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | |||||
9 | Elect Laura J. Schumacher | Mgmt | For | For | |||||
10 | Elect Robert K. Steel | Mgmt | For | For | |||||
11 | Elect John G. Stratton | Mgmt | For | For | |||||
12 | Elect Peter A. Wall | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | |||||
Hain Celestial Group Inc | |||||||||
Ticker | Security ID: | �� | Meeting Date | ||||||
HAIN | CUSIP 405217100 | 11/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard A. Beck | Mgmt | For | For | |||||
2 | Elect Celeste A. Clark | Mgmt | For | For | |||||
3 | Elect R. Dean Hollis | Mgmt | For | For | |||||
4 | Elect Shervin J. Korangy | Mgmt | For | For | |||||
5 | Elect Mark L. Schiller | Mgmt | For | For | |||||
6 | Elect Michael B. Sims | Mgmt | For | For | |||||
7 | Elect Glenn W. Welling | Mgmt | For | For | |||||
8 | Elect Dawn M. Zier | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HBAN | CUSIP 446150104 | 03/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HBAN | CUSIP 446150104 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Lizabeth A. Ardisana | Mgmt | For | For | |||||
1.2 | Elect Alanna Y. Cotton | Mgmt | For | For | |||||
1.3 | Elect Ann B. Crane | Mgmt | For | For | |||||
1.4 | Elect Robert S. Cubbin | Mgmt | For | For | |||||
1.5 | Elect Steven G. Elliott | Mgmt | For | For | |||||
1.6 | Elect Gina D. France | Mgmt | For | For | |||||
1.7 | Elect J. Michael Hochschwender | Mgmt | For | For | |||||
1.8 | Elect John Chris Inglis | Mgmt | For | For | |||||
1.9 | Elect Katherine M.A. Kline | Mgmt | For | For | |||||
1.10 | Elect Richard W. Neu | Mgmt | For | For | |||||
1.11 | Elect Kenneth J. Phelan | Mgmt | For | For | |||||
1.12 | Elect David L. Porteous | Mgmt | For | For | |||||
1.13 | Elect Stephen D. Steinour | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Amendment to the 2018 Long-Term Incentive Plan | Mgmt | For | For | |||||
Itron, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ITRI | CUSIP 465741106 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas L. Deitrich | Mgmt | For | For | |||||
2 | Elect Timothy Leyden | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Johnson Controls International plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JCI | CUSIP G51502105 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | |||||
2 | Elect Pierre E. Cohade | Mgmt | For | For | |||||
3 | Elect Michael E. Daniels | Mgmt | For | For | |||||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | |||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | |||||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | |||||
7 | Elect Simone Menne | Mgmt | For | For | |||||
8 | Elect George R. Oliver | Mgmt | For | For | |||||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | |||||
10 | Elect Mark P. Vergnano | Mgmt | For | For | |||||
11 | Elect R. David Yost | Mgmt | For | For | |||||
12 | Elect John D. Young | Mgmt | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | |||||
16 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Approval of 2021 Equity and Incentive Plan | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
KAR Auction Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KAR | CUSIP 48238T109 | 06/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carmel Galvin | Mgmt | For | For | |||||
2 | Elect James P. Hallett | Mgmt | For | For | |||||
3 | Elect Mark E. Hill | Mgmt | For | For | |||||
4 | Elect J. Mark Howell | Mgmt | For | For | |||||
5 | Elect Stefan Jacoby | Mgmt | For | For | |||||
6 | Elect Peter Kelly | Mgmt | For | For | |||||
7 | Elect Michael T. Kestner | Mgmt | For | For | |||||
8 | Elect Mary Ellen Smith | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Lions Gate Entertainment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LGF | CUSIP 535919203 | 09/15/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Michael R. Burns | Mgmt | For | For | |||||
2 | Elect Mignon L. Clyburn | Mgmt | For | For | |||||
3 | Elect Gordon Crawford | Mgmt | For | For | |||||
4 | Elect Jon Feltheimer | Mgmt | For | For | |||||
5 | Elect Emily Fine | Mgmt | For | Against | |||||
6 | Elect Michael T. Fries | Mgmt | For | Against | |||||
7 | Elect Susan McCaw | Mgmt | For | For | |||||
8 | Elect Yvette Ostolaza | Mgmt | For | Against | |||||
9 | Elect Mark H. Rachesky | Mgmt | For | For | |||||
10 | Elect Daniel E. Sanchez | Mgmt | For | For | |||||
11 | Elect Daryl Simm | Mgmt | For | Against | |||||
12 | Elect Hardwick Simmons | Mgmt | For | For | |||||
13 | Elect David M. Zaslav | Mgmt | For | Against | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
16 | Amendment to the 2019 Performance Incentive Plan | Mgmt | For | For | |||||
M&T Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MTB | CUSIP 55261F104 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Increase in Preferred Stock | Mgmt | For | For | |||||
2 | People's United Transaction | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
MEDNAX, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MD | CUSIP 58502B106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Karey D. Barker | Mgmt | For | For | |||||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | |||||
1.3 | Elect Paul G. Gabos | Mgmt | For | For | |||||
1.4 | Elect Manuel Kadre | Mgmt | For | For | |||||
1.5 | Elect Thomas A. McEachin | Mgmt | For | For | |||||
1.6 | Elect Roger J. Medel | Mgmt | For | For | |||||
1.7 | Elect Mark S. Ordan | Mgmt | For | For | |||||
1.8 | Elect Michael A. Rucker | Mgmt | For | For | |||||
1.9 | Elect Guy P. Sansone | Mgmt | For | For | |||||
1.10 | Elect John M. Starcher, Jr. | Mgmt | For | For | |||||
1.11 | Elect Shirley A. Weis | Mgmt | For | For | |||||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | |||||
3 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
MEDNAX, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MD | CUSIP 58502B106 | 09/09/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Karey D. Barker | Mgmt | For | For | |||||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | |||||
1.3 | Elect Paul G. Gabos | Mgmt | For | For | |||||
1.4 | Elect Manuel Kadre | Mgmt | For | For | |||||
1.5 | Elect Thomas A. McEachin | Mgmt | For | For | |||||
1.6 | Elect Roger J. Medel | Mgmt | For | For | |||||
1.7 | Elect Mark S. Ordan | Mgmt | For | For | |||||
1.8 | Elect Michael A. Rucker | Mgmt | For | For | |||||
1.9 | Elect Guy P. Sansone | Mgmt | For | For | |||||
1.10 | Elect John M. Starcher, Jr. | Mgmt | For | For | |||||
1.11 | Elect Shirley A. Weis | Mgmt | For | For | |||||
2 | Company Name Change | Mgmt | For | For | |||||
3 | Company's Subsidiary Name Change | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
MGM Resorts International | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MGM | CUSIP 552953101 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Barry Diller | Mgmt | For | For | |||||
2 | Elect William W. Grounds | Mgmt | For | For | |||||
3 | Elect Alexis M. Herman | Mgmt | For | For | |||||
4 | Elect William Joseph Hornbuckle | Mgmt | For | For | |||||
5 | Elect Mary Chris Jammet | Mgmt | For | For | |||||
6 | Elect John Kilroy | Mgmt | For | Against | |||||
7 | Elect Joey Levin | Mgmt | For | For | |||||
8 | Elect Rose McKinney-James | Mgmt | For | For | |||||
9 | Elect Keith A. Meister | Mgmt | For | For | |||||
10 | Elect Paul J. Salem | Mgmt | For | For | |||||
11 | Elect Gregory M. Spierkel | Mgmt | For | For | |||||
12 | Elect Jan G. Swartz | Mgmt | For | For | |||||
13 | Elect Daniel J. Taylor | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
16 | Authorization of Preferred Stock | Mgmt | For | Against | |||||
Molson Coors Beverage Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TAP | CUSIP 60871R209 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roger G. Eaton | Mgmt | For | For | |||||
1.2 | Elect Charles M. Herington | Mgmt | For | For | |||||
1.3 | Elect H. Sanford Riley | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Motorola Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSI | CUSIP 620076307 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | |||||
7 | Elect Joseph M. Tucci | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Nuance Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NUAN | CUSIP 67020Y100 | 02/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mark D. Benjamin | Mgmt | For | For | |||||
1.2 | Elect Daniel Brennan | Mgmt | For | For | |||||
1.3 | Elect Lloyd A. Carney | Mgmt | For | For | |||||
1.4 | Elect Thomas D. Ebling | Mgmt | For | For | |||||
1.5 | Elect Robert J. Finocchio | Mgmt | For | For | |||||
1.6 | Elect Laura S. Kaiser | Mgmt | For | For | |||||
1.7 | Elect Michal Katz | Mgmt | For | For | |||||
1.8 | Elect Mark R. Laret | Mgmt | For | For | |||||
1.9 | Elect Sanjay Vaswani | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Nuance Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NUAN | CUSIP 67020Y100 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | |||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NXPI | CUSIP N6596X109 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | |||||
3 | Elect Kurt Sievers | Mgmt | For | For | |||||
4 | Elect Peter L. Bonfield | Mgmt | For | For | |||||
5 | Elect Annette K. Clayton | Mgmt | For | For | |||||
6 | Elect Anthony Foxx | Mgmt | For | For | |||||
7 | Elect Kenneth A. Goldman | Mgmt | For | For | |||||
8 | Elect Josef Kaeser | Mgmt | For | For | |||||
9 | Elect Lena Olving | Mgmt | For | For | |||||
10 | Elect Peter Smitham | Mgmt | For | For | |||||
11 | Elect Julie Southern | Mgmt | For | For | |||||
12 | Elect Jasmin Staiblin | Mgmt | For | For | |||||
13 | Elect Gregory L. Summe | Mgmt | For | For | |||||
14 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
18 | Authority to Cancel Repurchased Shares | Mgmt | For | For | |||||
19 | Directors' Fees | Mgmt | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Oge Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OGE | CUSIP 670837103 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Frank A. Bozich | Mgmt | For | For | |||||
2 | Elect Peter D. Clarke | Mgmt | For | For | |||||
3 | Elect Luke R. Corbett | Mgmt | For | For | |||||
4 | Elect David L. Hauser | Mgmt | For | For | |||||
5 | Elect Luther C. Kissam IV | Mgmt | For | For | |||||
6 | Elect Judy R. McReynolds | Mgmt | For | For | |||||
7 | Elect David E. Rainbolt | Mgmt | For | For | |||||
8 | Elect J. Michael Sanner | Mgmt | For | For | |||||
9 | Elect Sheila G. Talton | Mgmt | For | For | |||||
10 | Elect Sean Trauschke | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
ONEOK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OKE | CUSIP 682680103 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brian L. Derksen | Mgmt | For | For | |||||
2 | Elect Julie H. Edwards | Mgmt | For | For | |||||
3 | Elect John W. Gibson | Mgmt | For | For | |||||
4 | Elect Mark W. Helderman | Mgmt | For | For | |||||
5 | Elect Randall J. Larson | Mgmt | For | For | |||||
6 | Elect Steven J. Malcolm | Mgmt | For | For | |||||
7 | Elect Jim W. Mogg | Mgmt | For | For | |||||
8 | Elect Pattye L. Moore | Mgmt | For | For | |||||
9 | Elect Eduardo A. Rodriguez | Mgmt | For | For | |||||
10 | Elect Gerald B. Smith | Mgmt | For | For | |||||
11 | Elect Terry K. Spencer | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Perspecta Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRSP | CUSIP 715347100 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Perspecta Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRSP | CUSIP 715347100 | 08/05/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sanju K. Bansal | Mgmt | For | For | |||||
2 | Elect Sondra L. Barbour | Mgmt | For | For | |||||
3 | Elect John M. Curtis | Mgmt | For | For | |||||
4 | Elect Lisa S. Disbrow | Mgmt | For | For | |||||
5 | Elect Glenn A. Eisenberg | Mgmt | For | For | |||||
6 | Elect Pamela O. Kimmet | Mgmt | For | For | |||||
7 | Elect Ramzi M. Musallam | Mgmt | For | Against | |||||
8 | Elect Philip O. Nolan | Mgmt | For | For | |||||
9 | Elect Betty J. Sapp | Mgmt | For | For | |||||
10 | Elect Michael E. Ventling | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | |||||
Phillips 66 | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PSX | CUSIP 718546104 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Julie L. Bushman | Mgmt | For | For | |||||
2 | Elect Lisa Davis | Mgmt | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Shareholder Proposal Regarding Greenhouse Gas Reduction Targets | ShrHoldr | Against | Against | |||||
7 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | Against | |||||
Regency Centers Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REG | CUSIP 758849103 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | |||||
2 | Elect Joseph F. Azrack | Mgmt | For | For | |||||
3 | Elect Bryce Blair | Mgmt | For | For | |||||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | |||||
5 | Elect Deirdre J. Evens | Mgmt | For | For | |||||
6 | Elect Thomas W. Furphy | Mgmt | For | For | |||||
7 | Elect Karin Klein | Mgmt | For | For | |||||
8 | Elect Peter Linneman | Mgmt | For | For | |||||
9 | Elect David P. O'Connor | Mgmt | For | For | |||||
10 | Elect Lisa Palmer | Mgmt | For | For | |||||
11 | Elect Thomas G. Wattles | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWKS | CUSIP 83088M102 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan S. Batey | Mgmt | For | For | |||||
2 | Elect Kevin L. Beebe | Mgmt | For | For | |||||
3 | Elect Timothy R. Furey | Mgmt | For | For | |||||
4 | Elect Liam K. Griffin | Mgmt | For | For | |||||
5 | Elect Christine King | Mgmt | For | For | |||||
6 | Elect David P. McGlade | Mgmt | For | For | |||||
7 | Elect Robert A. Schriesheim | Mgmt | For | For | |||||
8 | Elect Kimberly S. Stevenson | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
11 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | N/A | |||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWK | CUSIP 854502101 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | |||||
9 | Elect Jane M. Palmieri | Mgmt | For | For | |||||
10 | Elect Mojdeh Poul | Mgmt | For | For | |||||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
12 | Elect Irving Tan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
16 | Elimination of CBCA Supermajority Requirements | Mgmt | For | For | |||||
17 | Elimination of Business Combination Supermajority Requirements | Mgmt | For | For | |||||
18 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | |||||
Starwood Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STWD | CUSIP 85571B105 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | |||||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | |||||
1.3 | Elect Camille Douglas | Mgmt | For | For | |||||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | |||||
1.5 | Elect Frederick P. Perpall | Mgmt | For | For | |||||
1.6 | Elect Fred S. Ridley | Mgmt | For | For | |||||
1.7 | Elect Barry S. Sternlicht | Mgmt | For | For | |||||
1.8 | Elect Strauss Zelnick | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
The AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AES | CUSIP 00130H105 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Janet G. Davidson | Mgmt | For | For | |||||
2 | Elect Andres R. Gluski | Mgmt | For | For | |||||
3 | Elect Tarun Khanna | Mgmt | For | For | |||||
4 | Elect Holly K. Koeppel | Mgmt | For | For | |||||
5 | Elect Julia M. Laulis | Mgmt | For | For | |||||
6 | Elect James H. Miller | Mgmt | For | For | |||||
7 | Elect Alain Monie | Mgmt | For | For | |||||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | |||||
9 | Elect Moises Naim | Mgmt | For | For | |||||
10 | Elect Teresa M. Sebastian | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments | ShrHoldr | Against | For | |||||
The Williams Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WMB | CUSIP 969457100 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan S. Armstrong | Mgmt | For | For | |||||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | |||||
3 | Elect Nancy K. Buese | Mgmt | For | For | |||||
4 | Elect Stephen I. Chazen | Mgmt | For | For | |||||
5 | Elect Charles I. Cogut | Mgmt | For | For | |||||
6 | Elect Michael A. Creel | Mgmt | For | For | |||||
7 | Elect Stacey H. Dore | Mgmt | For | For | |||||
8 | Elect Vicki L. Fuller | Mgmt | For | For | |||||
9 | Elect Peter A. Ragauss | Mgmt | For | For | |||||
10 | Elect Rose M. Robeson | Mgmt | For | For | |||||
11 | Elect Scott D. Sheffield | Mgmt | For | For | |||||
12 | Elect Murray D. Smith | Mgmt | For | For | |||||
13 | Elect William H. Spence | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
Travel+Leisure Co | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TNL | CUSIP 98310W108 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Louise F. Brady | Mgmt | For | For | |||||
1.2 | Elect Michael D. Brown | Mgmt | For | For | |||||
1.3 | Elect James E. Buckman | Mgmt | For | For | |||||
1.4 | Elect George Herrera | Mgmt | For | For | |||||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | |||||
1.6 | Elect Denny Marie Post | Mgmt | For | For | |||||
1.7 | Elect Ronald L. Rickles | Mgmt | For | For | |||||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
TreeHouse Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
THS | CUSIP 89469A104 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ashley Buchanan | Mgmt | For | For | |||||
2 | Elect Steven Oakland | Mgmt | For | For | |||||
3 | Elect Jill A. Rahman | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Truist Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TFC | CUSIP 89832Q109 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jennifer S. Banner | Mgmt | For | For | |||||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | |||||
3 | Elect Agnes Bundy Scanlan | Mgmt | For | For | |||||
4 | Elect Anna R. Cablik | Mgmt | For | For | |||||
5 | Elect Dallas S. Clement | Mgmt | For | For | |||||
6 | Elect Paul D. Donahue | Mgmt | For | For | |||||
7 | Elect Paul R. Garcia | Mgmt | For | For | |||||
8 | Elect Patrick C. Graney III | Mgmt | For | For | |||||
9 | Elect Linnie M. Haynesworth | Mgmt | For | For | |||||
10 | Elect Kelly S. King | Mgmt | For | For | |||||
11 | Elect Easter Maynard | Mgmt | For | For | |||||
12 | Elect Donna S. Morea | Mgmt | For | For | |||||
13 | Elect Charles A. Patton | Mgmt | For | For | |||||
14 | Elect Nido R. Qubein | Mgmt | For | For | |||||
15 | Elect David M. Ratcliffe | Mgmt | For | For | |||||
16 | Elect William H. Rogers, Jr. | Mgmt | For | For | |||||
17 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | |||||
18 | Elect Christine Sears | Mgmt | For | For | |||||
19 | Elect Thomas E. Skains | Mgmt | For | For | |||||
20 | Elect Bruce L. Tanner | Mgmt | For | For | |||||
21 | Elect Thomas N. Thompson | Mgmt | For | For | |||||
22 | Elect Steven C. Voorhees | Mgmt | For | For | |||||
23 | Ratification of Auditor | Mgmt | For | For | |||||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Valmont Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VMI | CUSIP 920253101 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | |||||
1.2 | Elect Theo Freye | Mgmt | For | For | |||||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | |||||
1.4 | Elect Joan Robinson-Berry | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Vistra Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VST | CUSIP 92840M102 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Scott B. Helm | Mgmt | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | |||||
3 | Elect Arcilia C. Acosta | Mgmt | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | |||||
8 | Elect Jeff D. Hunter | Mgmt | For | For | |||||
9 | Elect Curtis A. Morgan | Mgmt | For | For | |||||
10 | Elect John R. Sult | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Western Digital Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WDC | CUSIP 958102105 | 11/18/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kimberly E. Alexy | Mgmt | For | Against | |||||
2 | Elect Martin I. Cole | Mgmt | For | For | |||||
3 | Elect Kathleen A. Cote | Mgmt | For | For | |||||
4 | Elect Tunc Doluca | Mgmt | For | For | |||||
5 | Elect David V. Goeckeler | Mgmt | For | For | |||||
6 | Elect Matthew E. Massengill | Mgmt | For | For | |||||
7 | Elect Paula A. Price | Mgmt | For | For | |||||
8 | Elect Stephanie A. Streeter | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Amendment to the 2017 Performance Incentive Plan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Zimmer Biomet Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZBH | CUSIP 98956P102 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Christopher B. Begley | Mgmt | For | For | |||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | |||||
3 | Elect Michael J. Farrell | Mgmt | For | For | |||||
4 | Elect Robert A. Hagemann | Mgmt | For | For | |||||
5 | Elect Bryan C. Hanson | Mgmt | For | For | |||||
6 | Elect Arthur J. Higgins | Mgmt | For | For | |||||
7 | Elect Maria Teresa Hilado | Mgmt | For | For | |||||
8 | Elect Syed Jafry | Mgmt | For | For | |||||
9 | Elect Sreelakshmi Kolli | Mgmt | For | For | |||||
10 | Elect Michael W. Michelson | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | |||||
14 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | |||||
15 | Amendment to the Directors' Deferred Compensation Plan | Mgmt | For | For | |||||
16 | Permit Shareholders to Call a Special Meeting | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Multi-Cap Opportunities Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Activision Blizzard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ATVI | CUSIP 00507V109 | 06/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reveta Bowers | Mgmt | For | For | |||||
2 | Elect Robert J. Corti | Mgmt | For | For | |||||
3 | Elect Hendrik Hartong III | Mgmt | For | For | |||||
4 | Elect Brian G. Kelly | Mgmt | For | For | |||||
5 | Elect Robert A. Kotick | Mgmt | For | For | |||||
6 | Elect Barry Meyer | Mgmt | For | For | |||||
7 | Elect Robert J. Morgado | Mgmt | For | For | |||||
8 | Elect Peter Nolan | Mgmt | For | For | |||||
9 | Elect Dawn Tarnofsky-Ostroff | Mgmt | For | For | |||||
10 | Elect Casey Wasserman | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Allison Transmission Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALSN | CUSIP 01973R101 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Judy L. Altmaier | Mgmt | For | For | |||||
2 | Elect Stan A. Askren | Mgmt | For | For | |||||
3 | Elect David C. Everitt | Mgmt | For | For | |||||
4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | |||||
5 | Elect David S. Graziosi | Mgmt | For | For | |||||
6 | Elect Carolann I. Haznedar | Mgmt | For | For | |||||
7 | Elect Richard P. Lavin | Mgmt | For | For | |||||
8 | Elect Thomas W. Rabaut | Mgmt | For | For | |||||
9 | Elect Richard V. Reynolds | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMZN | CUSIP 023135106 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | |||||
2 | Elect Keith B. Alexander | Mgmt | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | |||||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | |||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AAPL | CUSIP 037833100 | 02/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | |||||
6 | Elect Monica C. Lozano | Mgmt | For | For | |||||
7 | Elect Ronald D. Sugar | Mgmt | For | For | |||||
8 | Elect Susan L. Wagner | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Against | For | |||||
Aramark | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARMK | CUSIP 03852U106 | 02/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan M. Cameron | Mgmt | For | For | |||||
2 | Elect Greg Creed | Mgmt | For | For | |||||
3 | Elect Calvin Darden | Mgmt | For | For | |||||
4 | Elect Richard W. Dreiling | Mgmt | For | For | |||||
5 | Elect Irene M. Esteves | Mgmt | For | For | |||||
6 | Elect Daniel J. Heinrich | Mgmt | For | For | |||||
7 | Elect Bridgette P. Heller | Mgmt | For | For | |||||
8 | Elect Paul C. Hilal | Mgmt | For | For | |||||
9 | Elect Karen M. King | Mgmt | For | For | |||||
10 | Elect Stephen I. Sadove | Mgmt | For | For | |||||
11 | Elect Arthur B. Winkleblack | Mgmt | For | For | |||||
12 | Elect John J. Zillmer | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
16 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | |||||
17 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | |||||
Ball Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BLL | CUSIP 058498106 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John A. Bryant | Mgmt | For | For | |||||
1.2 | Elect Michael J. Cave | Mgmt | For | For | |||||
1.3 | Elect Daniel W. Fisher | Mgmt | For | For | |||||
1.4 | Elect Pedro Henrique Mariani | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BRKA | CUSIP 084670108 | 05/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | |||||
1.2 | Elect Charles T. Munger | Mgmt | For | For | |||||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | |||||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | |||||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | |||||
1.6 | Elect Kenneth I. Chenault | Mgmt | For | For | |||||
1.7 | Elect Susan L. Decker | Mgmt | For | Against | |||||
1.8 | Elect David S. Gottesman | Mgmt | For | Against | |||||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | |||||
1.10 | Elect Ajit Jain | Mgmt | For | For | |||||
1.11 | Elect Thomas S. Murphy | Mgmt | For | Against | |||||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | |||||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | Against | |||||
1.14 | Elect Meryl B. Witmer | Mgmt | For | Against | |||||
2 | Shareholder Proposal Regarding Climate Report | ShrHoldr | Against | Against | |||||
3 | Shareholder Proposal Regarding Diversity and Inclusion Reports | ShrHoldr | Against | Against | |||||
BJ's Wholesale Club Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BJ | CUSIP 05550J101 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher J. Baldwin | Mgmt | For | For | |||||
1.2 | Elect Ken Parent | Mgmt | For | For | |||||
1.3 | Elect Robert A. Steele | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Booking Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BKNG | CUSIP 09857L108 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | |||||
1.2 | Elect Glenn D. Fogel | Mgmt | For | For | |||||
1.3 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | |||||
1.4 | Elect Wei Hopeman | Mgmt | For | For | |||||
1.5 | Elect Robert J. Mylod Jr. | Mgmt | For | For | |||||
1.6 | Elect Charles H. Noski | Mgmt | For | For | |||||
1.7 | Elect Nicholas J. Read | Mgmt | For | For | |||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | |||||
1.9 | Elect Bob van Dijk | Mgmt | For | For | |||||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | |||||
1.11 | Elect Vanessa A. Wittman | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Permit Shareholders to Act by Written Consent | Mgmt | For | Against | |||||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
7 | Shareholder Proposal Regarding Climate Transition Report | ShrHoldr | Against | Against | |||||
8 | Shareholder Proposal Regarding Annual Advisory Vote on Climate Policies and Strategies | ShrHoldr | Against | For | |||||
Brookfield Asset Management Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAM.A | CUSIP 112585104 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | |||||
1.3 | Elect Janice Fukakusa | Mgmt | For | For | |||||
1.4 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | |||||
1.6 | Elect Hutham S. Olayan | Mgmt | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Brookfield Renewable Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BEPC | CUSIP 11284V105 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey M. Blidner | Mgmt | For | For | |||||
1.2 | Elect Scott R. Cutler | Mgmt | For | For | |||||
1.3 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | |||||
1.4 | Elect Nancy Dorn | Mgmt | For | For | |||||
1.5 | Elect David Mann | Mgmt | For | For | |||||
1.6 | Elect Louis J. Maroun | Mgmt | For | For | |||||
1.7 | Elect Sachin Shah | Mgmt | For | For | |||||
1.8 | Elect Stephen Westwell | Mgmt | For | For | |||||
1.9 | Elect Patricia Zuccotti | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Brunswick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BC | CUSIP 117043109 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Nancy E. Cooper | Mgmt | For | For | |||||
2 | Elect David C. Everitt | Mgmt | For | For | |||||
3 | Elect Reginald Fils-Aime | Mgmt | For | For | |||||
4 | Elect Lauren P. Flaherty | Mgmt | For | For | |||||
5 | Elect David M. Foulkes | Mgmt | For | For | |||||
6 | Elect Joseph W. McClanathan | Mgmt | For | For | |||||
7 | Elect David V. Singer | Mgmt | For | For | |||||
8 | Elect Jane L. Warner | Mgmt | For | For | |||||
9 | Elect J. Steven Whisler | Mgmt | For | For | |||||
10 | Elect Roger J. Wood | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Cable One, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CABO | CUSIP 12685J105 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas S. Gayner | Mgmt | For | For | |||||
2 | Elect Deborah J. Kissire | Mgmt | For | For | |||||
3 | Elect Thomas O. Might | Mgmt | For | For | |||||
4 | Elect Kristine E. Miller | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Chubb Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CB | CUSIP H1467J104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | |||||
3 | Dividends from Reserves | Mgmt | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | |||||
5 | Election of Statutory Auditors | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
7 | Appointment of Special Auditor | Mgmt | For | For | |||||
8 | Elect Evan G. Greenberg | Mgmt | For | For | |||||
9 | Elect Michael P. Connors | Mgmt | For | For | |||||
10 | Elect Michael G. Atieh | Mgmt | For | For | |||||
11 | Elect Sheila P. Burke | Mgmt | For | For | |||||
12 | Elect Mary A. Cirillo | Mgmt | For | For | |||||
13 | Elect Robert J. Hugin | Mgmt | For | For | |||||
14 | Elect Robert W. Scully | Mgmt | For | For | |||||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | |||||
16 | Elect Theodore E. Shasta | Mgmt | For | For | |||||
17 | Elect David H. Sidwell | Mgmt | For | For | |||||
18 | Elect Olivier Steimer | Mgmt | For | For | |||||
19 | Elect Luis Tellez | Mgmt | For | For | |||||
20 | Elect Frances F. Townsend | Mgmt | For | For | |||||
21 | Elect Evan G. Greenberg as Board Chair | Mgmt | For | For | |||||
22 | Elect Michael P. Connors | Mgmt | For | For | |||||
23 | Elect Mary A. Cirillo | Mgmt | For | For | |||||
24 | Elect Frances F. Townsend | Mgmt | For | For | |||||
25 | Appointment of Independent Proxy | Mgmt | For | For | |||||
26 | 2016 Long-Term Incentive Plan | Mgmt | For | For | |||||
27 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | |||||
28 | Board Compensation | Mgmt | For | For | |||||
29 | Executive Compensation | Mgmt | For | For | |||||
30 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
31 | Additional or Amended Proposals | Mgmt | For | Against | |||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSCO | CUSIP 17275R102 | 12/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | |||||
3 | Elect Michael D. Capellas | Mgmt | For | For | |||||
4 | Elect Mark Garrett | Mgmt | For | For | |||||
5 | Elect Kristina M. Johnson | Mgmt | For | For | |||||
6 | Elect Roderick C. McGeary | Mgmt | For | For | |||||
7 | Elect Charles H. Robbins | Mgmt | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | Against | |||||
9 | Elect Brenton L. Saunders | Mgmt | For | For | |||||
10 | Elect Lisa T. Su | Mgmt | For | For | |||||
11 | Reincorporation from California to Delaware | Mgmt | For | For | |||||
12 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | |||||
Columbia Sportswear Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COLM | CUSIP 198516106 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Timothy P. Boyle | Mgmt | For | For | |||||
1.2 | Elect Stephen E. Babson | Mgmt | For | For | |||||
1.3 | Elect Andy D. Bryant | Mgmt | For | For | |||||
1.4 | Elect John W. Culver | Mgmt | For | For | |||||
1.5 | Elect Walter T. Klenz | Mgmt | For | For | |||||
1.6 | Elect Kevin Mansell | Mgmt | For | For | |||||
1.7 | Elect Ronald E. Nelson | Mgmt | For | For | |||||
1.8 | Elect Sabrina Simmons | Mgmt | For | For | |||||
1.9 | Elect Malia H. Wasson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMCSA | CUSIP 20030N101 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | Against | |||||
CSX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSX | CUSIP 126408103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | |||||
2 | Elect Thomas P. Bostick | Mgmt | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | |||||
6 | Elect David M. Moffett | Mgmt | For | For | |||||
7 | Elect Linda H. Riefler | Mgmt | For | For | |||||
8 | Elect Suzanne M. Vautrinot | Mgmt | For | For | |||||
9 | Elect James L. Wainscott | Mgmt | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Eagle Materials Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXP | CUSIP 26969P108 | 08/05/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Margot L. Carter | Mgmt | For | For | |||||
2 | Elect Michael R. Nicolais | Mgmt | For | For | |||||
3 | Elect Mary P. Ricciardello | Mgmt | For | For | |||||
4 | Elect Richard R. Stewart | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Graphic Packaging Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GPK | CUSIP 388689101 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | |||||
1.2 | Elect Philip R. Martens | Mgmt | For | For | |||||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
HCA Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HCA | CUSIP 40412C101 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas F. Frist III | Mgmt | For | For | |||||
2 | Elect Samuel N. Hazen | Mgmt | For | For | |||||
3 | Elect Meg G. Crofton | Mgmt | For | For | |||||
4 | Elect Robert J. Dennis | Mgmt | For | For | |||||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | |||||
6 | Elect William R. Frist | Mgmt | For | For | |||||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | |||||
8 | Elect Michael W. Michelson | Mgmt | For | For | |||||
9 | Elect Wayne J. Riley | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
13 | Shareholder Proposal Regarding Impact of Quality Metrics on Executive Compensation | ShrHoldr | Against | For | |||||
Hill-Rom Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HRC | CUSIP 431475102 | 03/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect William G. Dempsey | Mgmt | For | For | |||||
1.2 | Elect John P. Groetelaars | Mgmt | For | For | |||||
1.3 | Elect Gary L. Ellis | Mgmt | For | For | |||||
1.4 | Elect Stacy Enxing Seng | Mgmt | For | For | |||||
1.5 | Elect Mary Garrett | Mgmt | For | For | |||||
1.6 | Elect James R. Giertz | Mgmt | For | For | |||||
1.7 | Elect William H. Kucheman | Mgmt | For | For | |||||
1.8 | Elect Gregory J. Moore | Mgmt | For | For | |||||
1.9 | Elect Felicia F. Norwood | Mgmt | For | For | |||||
1.10 | Elect Nancy M. Schlichting | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Approval of the 2021 Stock Incentive Plan | Mgmt | For | For | |||||
Intercontinental Exchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICE | CUSIP 45866F104 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | |||||
2 | Elect Shantella E. Cooper | Mgmt | For | For | |||||
3 | Elect Charles R. Crisp | Mgmt | For | For | |||||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | |||||
6 | Elect Mark F. Mulhern | Mgmt | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | |||||
9 | Elect Caroline Silver | Mgmt | For | For | |||||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | |||||
11 | Elect Judith A. Sprieser | Mgmt | For | For | |||||
12 | Elect Vincent S. Tese | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JPM | CUSIP 46625H100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | |||||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
Lamb Weston Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LW | CUSIP 513272104 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Peter J. Bensen | Mgmt | For | For | |||||
2 | Elect Charles A. Blixt | Mgmt | For | For | |||||
3 | Elect Robert J. Coviello | Mgmt | For | For | |||||
4 | Elect Andre J. Hawaux | Mgmt | For | For | |||||
5 | Elect William G. Jurgensen | Mgmt | For | For | |||||
6 | Elect Thomas P. Maurer | Mgmt | For | For | |||||
7 | Elect Robert A. Niblock | Mgmt | For | For | |||||
8 | Elect Hala G. Moddelmog | Mgmt | For | For | |||||
9 | Elect Maria Renna Sharpe | Mgmt | For | For | |||||
10 | Elect Thomas P. Werner | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LVS | CUSIP 517834107 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Irwin Chafetz | Mgmt | For | For | |||||
1.2 | Elect Micheline Chau | Mgmt | For | Against | |||||
1.3 | Elect Patrick Dumont | Mgmt | For | For | |||||
1.4 | Elect Charles D. Forman | Mgmt | For | For | |||||
1.5 | Elect Robert Glen Goldstein | Mgmt | For | For | |||||
1.6 | Elect George Jamieson | Mgmt | For | For | |||||
1.7 | Elect Nora M. Jordan | Mgmt | For | For | |||||
1.8 | Elect Charles A. Koppelman | Mgmt | For | Against | |||||
1.9 | Elect Lewis Kramer | Mgmt | For | For | |||||
1.10 | Elect David F. Levi | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LOW | CUSIP 548661107 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | |||||
1.2 | Elect David H. Batchelder | Mgmt | For | For | |||||
1.3 | Elect Angela F. Braly | Mgmt | For | For | |||||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | |||||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | |||||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | |||||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | |||||
1.8 | Elect Daniel J. Heinrich | Mgmt | For | For | |||||
1.9 | Elect Brian C. Rogers | Mgmt | For | For | |||||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | |||||
1.11 | Elect Mary Beth West | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MCD | CUSIP 580135101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Mondelez International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDLZ | CUSIP 609207105 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | |||||
3 | Elect Lois D. Juliber | Mgmt | For | For | |||||
4 | Elect Peter W. May | Mgmt | For | For | |||||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | |||||
6 | Elect Jane Hamilton Nielsen | Mgmt | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | For | |||||
Motorola Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSI | CUSIP 620076307 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | |||||
7 | Elect Joseph M. Tucci | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NKE | CUSIP 654106103 | 09/17/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | |||||
2 | Elect Peter B. Henry | Mgmt | For | For | |||||
3 | Elect Michelle A. Peluso | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | |||||
Nordson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NDSN | CUSIP 655663102 | 03/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John A. DeFord | Mgmt | For | For | |||||
1.2 | Elect Arthur L. George | Mgmt | For | For | |||||
1.3 | Elect Frank M. Jaehnert | Mgmt | For | For | |||||
1.4 | Elect Ginger M. Jones | Mgmt | For | For | |||||
1.5 | Elect Jennifer A. Parmentier | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Stock Incentive and Award Plan | Mgmt | For | For | |||||
PayPal Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PYPL | CUSIP 70450Y103 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Rodney C. Adkins | Mgmt | For | For | |||||
2 | Elect Jonathan Christodoro | Mgmt | For | For | |||||
3 | Elect John J. Donahoe II | Mgmt | For | For | |||||
4 | Elect David W. Dorman | Mgmt | For | For | |||||
5 | Elect Belinda J. Johnson | Mgmt | For | For | |||||
6 | Elect Gail J. McGovern | Mgmt | For | For | |||||
7 | Elect Deborah M. Messemer | Mgmt | For | For | |||||
8 | Elect David M. Moffett | Mgmt | For | For | |||||
9 | Elect Ann M. Sarnoff | Mgmt | For | For | |||||
10 | Elect Daniel H. Schulman | Mgmt | For | For | |||||
11 | Elect Frank D. Yeary | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Against | For | |||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PFE | CUSIP 717081103 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | |||||
2 | Elect Albert Bourla | Mgmt | For | For | |||||
3 | Elect Susan Desmond-Hellmann | Mgmt | For | For | |||||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | |||||
5 | Elect Scott Gottlieb | Mgmt | For | For | |||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | |||||
7 | Elect Susan Hockfield | Mgmt | For | For | |||||
8 | Elect Dan R. Littman | Mgmt | For | For | |||||
9 | Elect Shantanu Narayen | Mgmt | For | For | |||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
11 | Elect James Quincey | Mgmt | For | For | |||||
12 | Elect James C. Smith | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | For | |||||
Raytheon Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RTX | CUSIP 75513E101 | 04/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | |||||
2 | Elect Gregory J. Hayes | Mgmt | For | For | |||||
3 | Elect Thomas A. Kennedy | Mgmt | For | For | |||||
4 | Elect Marshall O. Larsen | Mgmt | For | For | |||||
5 | Elect George R. Oliver | Mgmt | For | For | |||||
6 | Elect Robert K. Ortberg | Mgmt | For | For | |||||
7 | Elect Margaret L. O'Sullivan | Mgmt | For | For | |||||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | |||||
9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | |||||
10 | Elect Denise L. Ramos | Mgmt | For | For | |||||
11 | Elect Fredric G. Reynolds | Mgmt | For | For | |||||
12 | Elect Brian C. Rogers | Mgmt | For | For | |||||
13 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | |||||
14 | Elect Robert O. Work | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Approval of the Executive Annual Incentive Plan | Mgmt | For | For | |||||
18 | Amendment to the 2018 Long-Term Incentive Plan | Mgmt | For | For | |||||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | For | |||||
Rockwell Automation, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ROK | CUSIP 773903109 | 02/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect William P. Gipson | Mgmt | For | For | |||||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | |||||
1.3 | Elect Steven R. Kalmanson | Mgmt | For | For | |||||
1.4 | Elect Lawrence D. Kingsley | Mgmt | For | For | |||||
1.5 | Elect Lisa A. Payne | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWK | CUSIP 854502101 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | |||||
9 | Elect Jane M. Palmieri | Mgmt | For | For | |||||
10 | Elect Mojdeh Poul | Mgmt | For | For | |||||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
12 | Elect Irving Tan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
16 | Elimination of CBCA Supermajority Requirements | Mgmt | For | For | |||||
17 | Elimination of Business Combination Supermajority Requirements | Mgmt | For | For | |||||
18 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | |||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SCHW | CUSIP 808513105 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | |||||
2 | Elect Joan T. Dea | Mgmt | For | For | |||||
3 | Elect Christopher V. Dodds | Mgmt | For | For | |||||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | |||||
5 | Elect Bharat B. Masrani | Mgmt | For | For | |||||
6 | Elect Charles A. Ruffel | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | |||||
10 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Against | Against | |||||
The Progressive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PGR | CUSIP 743315103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | |||||
8 | Elect Devin C. Johnson | Mgmt | For | For | |||||
9 | Elect Jeffrey D. Kelly | Mgmt | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | |||||
�� | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
The Sherwin-Williams Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SHW | CUSIP 824348106 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | |||||
2 | Elect Arthur F. Anton | Mgmt | For | For | |||||
3 | Elect Jeff M. Fettig | Mgmt | For | For | |||||
4 | Elect Richard J. Kramer | Mgmt | For | For | |||||
5 | Elect John G. Morikis | Mgmt | For | For | |||||
6 | Elect Christine A. Poon | Mgmt | For | For | |||||
7 | Elect Aaron M. Powell | Mgmt | For | For | |||||
8 | Elect Michael H. Thaman | Mgmt | For | For | |||||
9 | Elect Matthew Thornton III | Mgmt | For | For | |||||
10 | Elect Steven H. Wunning | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DIS | CUSIP 254687106 | 03/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Susan E. Arnold | Mgmt | For | For | |||||
2 | Elect Mary T. Barra | Mgmt | For | For | |||||
3 | Elect Safra A. Catz | Mgmt | For | For | |||||
4 | Elect Robert A. Chapek | Mgmt | For | For | |||||
5 | Elect Francis A. deSouza | Mgmt | For | For | |||||
6 | Elect Michael B.G. Froman | Mgmt | For | For | |||||
7 | Elect Robert A. Iger | Mgmt | For | For | |||||
8 | Elect Maria Elena Lagomasino | Mgmt | For | For | |||||
9 | Elect Mark G. Parker | Mgmt | For | For | |||||
10 | Elect Derica W. Rice | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | |||||
14 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
US Foods Holding Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
USFD | CUSIP 912008109 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cheryl A. Bachelder | Mgmt | For | For | |||||
2 | Elect Court D. Carruthers | Mgmt | For | For | |||||
3 | Elect John A. Lederer | Mgmt | For | For | |||||
4 | Elect Carl A. Pforzheimer | Mgmt | For | For | |||||
5 | Elect David M. Tehle | Mgmt | For | For | |||||
6 | Elect Ann E. Ziegler | Mgmt | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
�� | |||||||||
WD-40 Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WDFC | CUSIP 929236107 | 12/08/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel T. Carter | Mgmt | For | For | |||||
2 | Elect Melissa Claassen | Mgmt | For | For | |||||
3 | Elect Eric P. Etchart | Mgmt | For | For | |||||
4 | Elect Lara L. Lee | Mgmt | For | For | |||||
5 | Elect Trevor I. Mihalik | Mgmt | For | For | |||||
6 | Elect Graciela I. Monteagudo | Mgmt | For | For | |||||
7 | Elect David B. Pendarvis | Mgmt | For | For | |||||
8 | Elect Garry O. Ridge | Mgmt | For | For | |||||
9 | Elect Gregory A. Sandfort | Mgmt | For | For | |||||
10 | Elect Anne G. Saunders | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Fund Name : Neuberger Berman Real Estate Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
American Homes 4 Rent | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMH | CUSIP 02665T306 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | |||||
6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | |||||
7 | Elect Matthew J. Hart | Mgmt | For | For | |||||
8 | Elect Michelle C. Kerrick | Mgmt | For | For | |||||
9 | Elect James H. Kropp | Mgmt | For | For | |||||
10 | Elect Lynn C. Swann | Mgmt | For | For | |||||
11 | Elect Winifred Webb | Mgmt | For | For | |||||
12 | Elect Jay Willoughby | Mgmt | For | For | |||||
13 | Elect Matthew R. Zaist | Mgmt | For | For | |||||
14 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMT | CUSIP 03027X100 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
2 | Elect Raymond P. Dolan | Mgmt | For | For | |||||
3 | Elect Kenneth R. Frank | Mgmt | For | For | |||||
4 | Elect Robert D. Hormats | Mgmt | For | For | |||||
5 | Elect Gustavo Lara Cantu | Mgmt | For | For | |||||
6 | Elect Grace D. Lieblein | Mgmt | For | For | |||||
7 | Elect Craig Macnab | Mgmt | For | For | |||||
8 | Elect JoAnn A. Reed | Mgmt | For | For | |||||
9 | Elect Pamela D.A. Reeve | Mgmt | For | For | |||||
10 | Elect David E. Sharbutt | Mgmt | For | For | |||||
11 | Elect Bruce L. Tanner | Mgmt | For | For | |||||
12 | Elect Samme L. Thompson | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | |||||
Apartment Investment & Management Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AIV | CUSIP 03748R754 | 11/20/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Revoke Consent to Call a Special Meeting to Vote on any Separation or Spin-Off | Mgmt | For | N/A | |||||
Boston Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BXP | CUSIP 101121101 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Joel I. Klein | Mgmt | For | For | |||||
2 | Elect Kelly A. Ayotte | Mgmt | For | For | |||||
3 | Elect Bruce W. Duncan | Mgmt | For | For | |||||
4 | Elect Karen E. Dykstra | Mgmt | For | For | |||||
5 | Elect Carol B. Einiger | Mgmt | For | For | |||||
6 | Elect Diane J. Hoskins | Mgmt | For | For | |||||
7 | Elect Douglas T. Linde | Mgmt | For | For | |||||
8 | Elect Matthew J. Lustig | Mgmt | For | For | |||||
9 | Elect Owen D. Thomas | Mgmt | For | For | |||||
10 | Elect David A. Twardock | Mgmt | For | For | |||||
11 | Elect William H. Walton, III | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Approval of the 2021 Stock Incentive Plan | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Brookfield Asset Management Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BAM.A | CUSIP 112585104 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | |||||
1.3 | Elect Janice Fukakusa | Mgmt | For | For | |||||
1.4 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | |||||
1.6 | Elect Hutham S. Olayan | Mgmt | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Camden Property Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CPT | CUSIP 133131102 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard J. Campo | Mgmt | For | For | |||||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | |||||
1.3 | Elect Mark D. Gibson | Mgmt | For | For | |||||
1.4 | Elect Scott S. Ingraham | Mgmt | For | For | |||||
1.5 | Elect Renu Khator | Mgmt | For | For | |||||
1.6 | Elect D. Keith Oden | Mgmt | For | For | |||||
1.7 | Elect William F. Paulsen | Mgmt | For | For | |||||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | |||||
1.9 | Elect Steven Webster | Mgmt | For | For | |||||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Crown Castle International Corp. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CCI | CUSIP 22822V101 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | |||||
5 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
6 | Elect Lee W. Hogan | Mgmt | For | For | |||||
7 | Elect Tammy K. Jones | Mgmt | For | For | |||||
8 | Elect J. Landis Martin | Mgmt | For | For | |||||
9 | Elect Anthony J. Melone | Mgmt | For | For | |||||
10 | Elect W. Benjamin Moreland | Mgmt | For | For | |||||
11 | Elect Kevin A. Stephens | Mgmt | For | For | |||||
12 | Elect Matthew Thornton III | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
CyrusOne Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CONE | CUSIP 23283R100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Bruce W. Duncan | Mgmt | For | For | |||||
1.2 | Elect David H. Ferdman | Mgmt | For | For | |||||
1.3 | Elect John W. Gamble, Jr | Mgmt | For | For | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | |||||
1.5 | Elect Denise A. Olsen | Mgmt | For | For | |||||
1.6 | Elect Alex Shumate | Mgmt | For | For | |||||
1.7 | Elect William E. Sullivan | Mgmt | For | For | |||||
1.8 | Elect Lynn A. Wentworth | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Digital Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DLR | CUSIP 253868103 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Laurence A. Chapman | Mgmt | For | For | |||||
2 | Elect Alexis Black Bjorlin | Mgmt | For | For | |||||
3 | Elect VeraLinn Jamieson | Mgmt | For | For | |||||
4 | Elect Kevin J. Kennedy | Mgmt | For | For | |||||
5 | Elect William G. LaPerch | Mgmt | For | For | |||||
6 | Elect Jean F.H.P. Mandeville | Mgmt | For | For | |||||
7 | Elect Afshin Mohebbi | Mgmt | For | For | |||||
8 | Elect Mark R. Patterson | Mgmt | For | For | |||||
9 | Elect Mary Hogan Preusse | Mgmt | For | For | |||||
10 | Elect Dennis E. Singleton | Mgmt | For | For | |||||
11 | Elect A. William Stein | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Douglas Emmett, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DEI | CUSIP 25960P109 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | |||||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | |||||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | |||||
1.4 | Elect Leslie E. Bider | Mgmt | For | For | |||||
1.5 | Elect Dorene C. Dominguez | Mgmt | For | For | |||||
1.6 | Elect David T. Feinberg | Mgmt | For | For | |||||
1.7 | Elect Virginia McFerran | Mgmt | For | For | |||||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | |||||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | Against | |||||
1.10 | Elect Johnese M. Spisso | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Duke Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DRE | CUSIP 264411505 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John P. Case | Mgmt | For | For | |||||
2 | Elect James B. Connor | Mgmt | For | For | |||||
3 | Elect Tamara D. Fischer | Mgmt | For | For | |||||
4 | Elect Norman K. Jenkins | Mgmt | For | For | |||||
5 | Elect Kelly T. Killingsworth | Mgmt | For | For | |||||
6 | Elect Melanie R. Sabelhaus | Mgmt | For | For | |||||
7 | Elect Peter M. Scott III | Mgmt | For | For | |||||
8 | Elect David P. Stockert | Mgmt | For | For | |||||
9 | Elect Chris Sultemeier | Mgmt | For | For | |||||
10 | Elect Michael E. Szymanczyk | Mgmt | For | For | |||||
11 | Elect Warren M. Thompson | Mgmt | For | For | |||||
12 | Elect Lynn C. Thurber | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
Equinix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQIX | CUSIP 29444U700 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
1.6 | Elect Charles Meyers | Mgmt | For | For | |||||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | |||||
1.8 | Elect Sandra Rivera | Mgmt | For | For | |||||
1.9 | Elect Peter F. Van Camp | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
Equity LifeStyle Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ELS | CUSIP 29472R108 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | |||||
1.2 | Elect Derrick Burks | Mgmt | For | For | |||||
1.3 | Elect Philip C. Calian | Mgmt | For | For | |||||
1.4 | Elect David J. Contis | Mgmt | For | For | |||||
1.5 | Elect Constance Freedman | Mgmt | For | For | |||||
1.6 | Elect Thomas P. Heneghan | Mgmt | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Equity Residential | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EQR | CUSIP 29476L107 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Angela M. Aman | Mgmt | For | For | |||||
1.2 | Elect Raymond Bennett | Mgmt | For | For | |||||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | |||||
1.4 | Elect Connie K. Duckworth | Mgmt | For | For | |||||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | |||||
1.6 | Elect Tahsinul Zia Huque | Mgmt | For | For | |||||
1.7 | Elect John E. Neal | Mgmt | For | For | |||||
1.8 | Elect David J. Neithercut | Mgmt | For | For | |||||
1.9 | Elect Mark J. Parrell | Mgmt | For | For | |||||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | |||||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Essex Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ESS | CUSIP 297178105 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | |||||
1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | |||||
1.3 | Elect Amal M. Johnson | Mgmt | For | For | |||||
1.4 | Elect Mary Kasaris | Mgmt | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
1.6 | Elect George M. Marcus | Mgmt | For | For | |||||
1.7 | Elect Thomas E. Robinson | Mgmt | For | For | |||||
1.8 | Elect Michael J. Schall | Mgmt | For | For | |||||
1.9 | Elect Byron A. Scordelis | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Extra Space Storage Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXR | CUSIP 30225T102 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | |||||
2 | Elect Joseph D. Margolis | Mgmt | For | For | |||||
3 | Elect Roger B. Porter | Mgmt | For | For | |||||
4 | Elect Joseph J. Bonner | Mgmt | For | For | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | |||||
6 | Elect Spencer F. Kirk | Mgmt | For | For | |||||
7 | Elect Dennis J. Letham | Mgmt | For | For | |||||
8 | Elect Diane Olmstead | Mgmt | For | For | |||||
9 | Elect Julia Vander Ploeg | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Four Corners Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FCPT | CUSIP 35086T109 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William H. Lenehan | Mgmt | For | For | |||||
2 | Elect John S. Moody | Mgmt | For | For | |||||
3 | Elect Douglas B. Hansen | Mgmt | For | For | |||||
4 | Elect Eric S. Hirschhorn | Mgmt | For | For | |||||
5 | Elect Charles Jemley | Mgmt | For | For | |||||
6 | Elect Marran H. Ogilvie | Mgmt | For | For | |||||
7 | Elect Toni S. Steele | Mgmt | For | For | |||||
8 | Elect Liz Tennican | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Healthcare Trust of America, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HTA | CUSIP 42225P501 | 07/07/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Scott D. Peters | Mgmt | For | For | |||||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | |||||
3 | Elect Vicki U. Booth | Mgmt | For | For | |||||
4 | Elect H. Lee Cooper | Mgmt | For | For | |||||
5 | Elect Warren D. Fix | Mgmt | For | For | |||||
6 | Elect Peter N. Foss | Mgmt | For | For | |||||
7 | Elect Jay P. Leupp | Mgmt | For | For | |||||
8 | Elect Gary T. Wescombe | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Healthpeak Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PEAK | CUSIP 42250P103 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Brian G. Cartwright | Mgmt | For | For | |||||
2 | Elect Christine N. Garvey | Mgmt | For | For | |||||
3 | Elect R. Kent Griffin Jr. | Mgmt | For | For | |||||
4 | Elect David B. Henry | Mgmt | For | For | |||||
5 | Elect Thomas M. Herzog | Mgmt | For | For | |||||
6 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
7 | Elect Sara G. Lewis | Mgmt | For | For | |||||
8 | Elect Katherine M. Sandstrom | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Highwoods Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HIW | CUSIP 431284108 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | |||||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | |||||
1.3 | Elect Thomas P. Anderson | Mgmt | For | For | |||||
1.4 | Elect Carlos E. Evans | Mgmt | For | For | |||||
1.5 | Elect David L. Gadis | Mgmt | For | For | |||||
1.6 | Elect David J. Hartzell | Mgmt | For | For | |||||
1.7 | Elect Sherry A. Kellett | Mgmt | For | For | |||||
1.8 | Elect Theodore J. Klinck | Mgmt | For | For | |||||
1.9 | Elect Anne M. Lloyd | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Long-Term Equity Incentive Plan | Mgmt | For | For | |||||
Host Hotels & Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HST | CUSIP 44107P104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary L. Baglivo | Mgmt | For | For | |||||
2 | Elect Richard E. Marriott | Mgmt | For | For | |||||
3 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | |||||
4 | Elect John B. Morse, Jr. | Mgmt | For | For | |||||
5 | Elect Mary Hogan Preusse | Mgmt | For | For | |||||
6 | Elect Walter C. Rakowich | Mgmt | For | For | |||||
7 | Elect James F. Risoleo | Mgmt | For | For | |||||
8 | Elect Gordon H. Smith | Mgmt | For | For | |||||
9 | Elect A. William Stein | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Invitation Homes Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INVH | CUSIP 46187W107 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael D. Fascitelli | Mgmt | For | For | |||||
1.2 | Elect Dallas B. Tanner | Mgmt | For | For | |||||
1.3 | Elect Jana Cohen Barbe | Mgmt | For | For | |||||
1.4 | Elect Richard D. Bronson | Mgmt | For | For | |||||
1.5 | Elect Jeffrey E. Kelter | Mgmt | For | For | |||||
1.6 | Elect Joseph D. Margolis | Mgmt | For | For | |||||
1.7 | Elect John B. Rhea | Mgmt | For | For | |||||
1.8 | Elect J. Heidi Roizen | Mgmt | For | For | |||||
1.9 | Elect Janice L. Sears | Mgmt | For | For | |||||
1.10 | Elect William J. Stein | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Kimco Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KIM | CUSIP 49446R109 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Milton Cooper | Mgmt | For | For | |||||
2 | Elect Philip E. Coviello | Mgmt | For | For | |||||
3 | Elect Conor C. Flynn | Mgmt | For | For | |||||
4 | Elect Frank Lourenso | Mgmt | For | For | |||||
5 | Elect Henry Moniz | Mgmt | For | For | |||||
6 | Elect Mary Hogan Preusse | Mgmt | For | For | |||||
7 | Elect Valerie Richardson | Mgmt | For | For | |||||
8 | Elect Richard B. Saltzman | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
National Retail Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NNN | CUSIP 637417106 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | |||||
1.2 | Elect Steven D. Cosler | Mgmt | For | For | |||||
1.3 | Elect Don DeFosset | Mgmt | For | For | |||||
1.4 | Elect David M. Fick | Mgmt | For | For | |||||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | |||||
1.6 | Elect Kevin B. Habicht | Mgmt | For | Against | |||||
1.7 | Elect Betsy D. Holden | Mgmt | For | For | |||||
1.8 | Elect Julian E. Whitehurst | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OHI | CUSIP 681936100 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kapila K. Anand | Mgmt | For | For | |||||
1.2 | Elect Craig R. Callen | Mgmt | For | For | |||||
1.3 | Elect Barbara B. Hill | Mgmt | For | For | |||||
1.4 | Elect Kevin J. Jacobs | Mgmt | For | For | |||||
1.5 | Elect Edward Lowenthal | Mgmt | For | For | |||||
1.6 | Elect C. Taylor Pickett | Mgmt | For | For | |||||
1.7 | Elect Stephen D. Plavin | Mgmt | For | For | |||||
1.8 | Elect Burke W. Whitman | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PLD | CUSIP 74340W103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Public Storage | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PSA | CUSIP 74460D109 | 04/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | |||||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | |||||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | |||||
4 | Elect Michelle Millstone-Shroff | Mgmt | For | For | |||||
5 | Elect Shankh S. Mitra | Mgmt | For | For | |||||
6 | Elect David J. Neithercut | Mgmt | For | For | |||||
7 | Elect Rebecca L. Owen | Mgmt | For | For | |||||
8 | Elect Kristy M. Pipes | Mgmt | For | For | |||||
9 | Elect Avedick B. Poladian | Mgmt | For | For | |||||
10 | Elect John Reyes | Mgmt | For | For | |||||
11 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | |||||
12 | Elect Tariq M. Shaukat | Mgmt | For | For | |||||
13 | Elect Ronald P. Spogli | Mgmt | For | For | |||||
14 | Elect Paul S. Williams | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | |||||
18 | Elimination of Cumulative Voting | Mgmt | For | For | |||||
Regency Centers Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REG | CUSIP 758849103 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | |||||
2 | Elect Joseph F. Azrack | Mgmt | For | For | |||||
3 | Elect Bryce Blair | Mgmt | For | For | |||||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | |||||
5 | Elect Deirdre J. Evens | Mgmt | For | For | |||||
6 | Elect Thomas W. Furphy | Mgmt | For | For | |||||
7 | Elect Karin Klein | Mgmt | For | For | |||||
8 | Elect Peter Linneman | Mgmt | For | For | |||||
9 | Elect David P. O'Connor | Mgmt | For | For | |||||
10 | Elect Lisa Palmer | Mgmt | For | For | |||||
11 | Elect Thomas G. Wattles | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Rexford Industrial Realty, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REXR | CUSIP 76169C100 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert L. Antin | Mgmt | For | For | |||||
2 | Elect Michael S. Frankel | Mgmt | For | For | |||||
3 | Elect Diana Ingram | Mgmt | For | For | |||||
4 | Elect Debra L. Morris | Mgmt | For | For | |||||
5 | Elect Tyler H. Rose | Mgmt | For | For | |||||
6 | Elect Peter E. Schwab | Mgmt | For | For | |||||
7 | Elect Howard Schwimmer | Mgmt | For | For | |||||
8 | Elect Richard Ziman | Mgmt | For | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
11 | Amendment to the 2013 Incentive Award Plan | Mgmt | For | For | |||||
SBA Communications Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBAC | CUSIP 78410G104 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mary S. Chan | Mgmt | For | For | |||||
2 | Elect George R. Krouse, Jr. | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPG | CUSIP 828806109 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | |||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | |||||
3 | Elect Karen N. Horn | Mgmt | For | For | |||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | |||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | |||||
6 | Elect Gary M. Rodkin | Mgmt | For | For | |||||
7 | Elect Stefan M. Selig | Mgmt | For | For | |||||
8 | Elect Daniel C. Smith | Mgmt | For | For | |||||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | |||||
10 | Elect Marta R. Stewart | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Spirit Realty Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SRC | CUSIP 84860W300 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jackson Hsieh | Mgmt | For | For | |||||
2 | Elect Kevin M. Charlton | Mgmt | For | For | |||||
3 | Elect Todd A. Dunn | Mgmt | For | For | |||||
4 | Elect Elizabeth F. Frank | Mgmt | For | For | |||||
5 | Elect Michelle M. Frymire | Mgmt | For | For | |||||
6 | Elect Kristian M. Gathright | Mgmt | For | For | |||||
7 | Elect Richard I. Gilchrist | Mgmt | For | For | |||||
8 | Elect Diana M. Laing | Mgmt | For | For | |||||
9 | Elect Nicholas P. Shepherd | Mgmt | For | For | |||||
10 | Elect Thomas J. Sullivan | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Sun Communities, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SUI | CUSIP 866674104 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gary A. Shiffman | Mgmt | For | For | |||||
2 | Elect Tonya Allen | Mgmt | For | For | |||||
3 | Elect Meghan G. Baivier | Mgmt | For | For | |||||
4 | Elect Stephanie W. Bergeron | Mgmt | For | For | |||||
5 | Elect Brian M. Hermelin | Mgmt | For | For | |||||
6 | Elect Ronald A. Klein | Mgmt | For | For | |||||
7 | Elect Clunet R. Lewis | Mgmt | For | For | |||||
8 | Elect Arthur A. Weiss | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Vornado Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VNO | CUSIP 929042109 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Steven Roth | Mgmt | For | For | |||||
1.2 | Elect Candace K. Beinecke | Mgmt | For | For | |||||
1.3 | Elect Michael D. Fascitelli | Mgmt | For | For | |||||
1.4 | Elect Beatrice Bassey | Mgmt | For | For | |||||
1.5 | Elect William W. Helman IV | Mgmt | For | For | |||||
1.6 | Elect David Mandelbaum | Mgmt | For | For | |||||
1.7 | Elect Mandakini Puri | Mgmt | For | For | |||||
1.8 | Elect Daniel R. Tisch | Mgmt | For | For | |||||
1.9 | Elect Richard R. West | Mgmt | For | For | |||||
1.10 | Elect Russell B. Wight, Jr. | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Welltower Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WELL | CUSIP 95040Q104 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | |||||
2 | Elect Karen B. DeSalvo | Mgmt | For | For | |||||
3 | Elect Jeffrey H. Donahue | Mgmt | For | For | |||||
4 | Elect Philip L. Hawkins | Mgmt | For | For | |||||
5 | Elect Dennis G. Lopez | Mgmt | For | For | |||||
6 | Elect Shankh S. Mitra | Mgmt | For | For | |||||
7 | Elect Ade J. Patton | Mgmt | For | For | |||||
8 | Elect Diana W. Reid | Mgmt | For | For | |||||
9 | Elect Sergio D. Rivera | Mgmt | For | For | |||||
10 | Elect Johnese M. Spisso | Mgmt | For | For | |||||
11 | Elect Kathryn M. Sullivan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Weyerhaeuser Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WY | CUSIP 962166104 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Emmert | Mgmt | For | For | |||||
2 | Elect Rick R. Holley | Mgmt | For | For | |||||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | |||||
4 | Elect Deidra C. Merriwether | Mgmt | For | For | |||||
5 | Elect Al Monaco | Mgmt | For | For | |||||
6 | Elect Nicole W. Piasecki | Mgmt | For | For | |||||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | |||||
8 | Elect Devin W. Stockfish | Mgmt | For | For | |||||
9 | Elect Kim Williams | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Small Cap Growth Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Academy Sports and Outdoors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASO | CUSIP 00402L107 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Brian T. Marley | Mgmt | For | For | |||||
1.2 | Elect Thomas M. Nealon | Mgmt | For | For | |||||
1.3 | Elect Nathaniel H. Taylor | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Air Lease Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AL | CUSIP 00912X302 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Matthew J. Hart | Mgmt | For | For | |||||
2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | |||||
3 | Elect Marshall O. Larsen | Mgmt | For | For | |||||
4 | Elect Susan McCaw | Mgmt | For | For | |||||
5 | Elect Robert A. Milton | Mgmt | For | For | |||||
6 | Elect John L. Plueger | Mgmt | For | For | |||||
7 | Elect Ian M. Saines | Mgmt | For | For | |||||
8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Allegiant Travel Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ALGT | CUSIP 01748X102 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | |||||
2 | Elect Montie Brewer | Mgmt | For | For | |||||
3 | Elect Gary Ellmer | Mgmt | For | For | |||||
4 | Elect Ponder Harrison | Mgmt | For | For | |||||
5 | Elect Linda A. Marvin | Mgmt | For | For | |||||
6 | Elect Charles W. Pollard | Mgmt | For | For | |||||
7 | Elect John T. Redmond | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AMED | CUSIP 023436108 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Vickie L. Capps | Mgmt | For | For | |||||
1.2 | Elect Molly J. Coye | Mgmt | For | For | |||||
1.3 | Elect Julie D. Klapstein | Mgmt | For | For | |||||
1.4 | Elect Teresa L. Kline | Mgmt | For | For | |||||
1.5 | Elect Paul B. Kusserow | Mgmt | For | For | |||||
1.6 | Elect Richard A. Lechleiter | Mgmt | For | For | |||||
1.7 | Elect Bruce D. Perkins | Mgmt | For | For | |||||
1.8 | Elect Jeffrey A. Rideout | Mgmt | For | For | |||||
1.9 | Elect Ivanetta Davis Samuels | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Appian Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APPN | CUSIP 03782L101 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Matthew W. Calkins | Mgmt | For | For | |||||
1.2 | Elect Robert C. Kramer | Mgmt | For | For | |||||
1.3 | Elect A.G.W. Biddle, III | Mgmt | For | For | |||||
1.4 | Elect Prashanth Boccassam | Mgmt | For | Against | |||||
1.5 | Elect Michael G. Devine | Mgmt | For | For | |||||
1.6 | Elect Barbara Kilberg | Mgmt | For | Against | |||||
1.7 | Elect Michael J. Mulligan | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
Arcutis Biotherapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARQT | CUSIP 03969K108 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Terrie Curran | Mgmt | For | Against | |||||
2 | Elect Halley E. Gilbert | �� | Mgmt | For | For | ||||
3 | Elect Ricky Sun | Mgmt | For | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Arena Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARNA | CUSIP 040047607 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jayson Dallas | Mgmt | For | For | |||||
1.2 | Elect Oliver S. Fetzer | Mgmt | For | Against | |||||
1.3 | Elect Kieran T. Gallahue | Mgmt | For | For | |||||
1.4 | Elect Jennifer Jarrett | Mgmt | For | Against | |||||
1.5 | Elect Katharine Knobil | Mgmt | For | For | |||||
1.6 | Elect Amit D. Munshi | Mgmt | For | For | |||||
1.7 | Elect Garry A. Neil | Mgmt | For | For | |||||
1.8 | Elect Tina S. Nova | Mgmt | For | For | |||||
1.9 | Elect Nawal Ouzren | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Arrowhead Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ARWR | CUSIP 04280A100 | 03/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Anzalone | Mgmt | For | For | |||||
1.2 | Elect Marianne De Backer | Mgmt | For | For | |||||
1.3 | Elect Mauro Ferrari | Mgmt | For | For | |||||
1.4 | Elect Douglass B. Given | Mgmt | For | For | |||||
1.5 | Elect Adeoye Y. Olukotun | Mgmt | For | For | |||||
1.6 | Elect Michael S. Perry | Mgmt | For | Against | |||||
1.7 | Elect William Waddill | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Approval of the 2021 Incentive Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Ascendis Pharma A/S | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ASND | CUSIP 04351P101 | 05/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | |||||
2 | Presentation of Accounts and Reports | Mgmt | For | For | |||||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | |||||
4 | Allocation of Loss | Mgmt | For | For | |||||
5 | Elect James I. Healy | Mgmt | For | Against | |||||
6 | Elect Jan Moller Mikkelsen | Mgmt | For | For | |||||
7 | Elect Lisa Bright Morrison | Mgmt | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | |||||
9 | Authority to Issue share w/o Preemptive Rights | Mgmt | For | For | |||||
10 | Authority to Issue Warrants w/o Preemptive Rights Pursuant to LTI | Mgmt | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Axon Enterprise, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AXON | CUSIP 05464C101 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Richard H. Carmona | Mgmt | For | Against | |||||
1.2 | Elect Julie Cullivan | Mgmt | For | For | |||||
1.3 | Elect Caitlin Kalinowski | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Board Size | Mgmt | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | |||||
Axonics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AXNX | CUSIP 05465P101 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Raymond W. Cohen | Mgmt | For | For | |||||
2 | Elect Robert E. McNamara | Mgmt | For | For | |||||
3 | Elect Michael H. Carrel | Mgmt | For | For | |||||
4 | Elect Nancy L. Snyderman | Mgmt | For | For | |||||
5 | Elect Jane E. Kiernan | Mgmt | For | For | |||||
6 | Elect David M. Demski | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Boyd Gaming Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BYD | CUSIP 103304101 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John R. Bailey | Mgmt | For | For | |||||
1.2 | Elect Robert L. Boughner | Mgmt | For | Against | |||||
1.3 | Elect William R. Boyd | Mgmt | For | Against | |||||
1.4 | Elect William S. Boyd | Mgmt | For | For | |||||
1.5 | Elect Marianne Boyd Johnson | Mgmt | For | For | |||||
1.6 | Elect Keith E. Smith | Mgmt | For | For | |||||
1.7 | Elect Christine J. Spadafor | Mgmt | For | For | |||||
1.8 | Elect A. Randall Thoman | Mgmt | For | For | |||||
1.9 | Elect Peter M. Thomas | Mgmt | For | For | |||||
1.10 | Elect Paul W. Whetsell | Mgmt | For | For | |||||
1.11 | Elect Veronica J. Wilson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Builders Firstsource Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BLDR | CUSIP 12008R107 | 12/22/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Builders FirstSource, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BLDR | CUSIP 12008R107 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Cleveland A. Christophe | Mgmt | For | For | |||||
1.2 | Elect David E. Flitman | Mgmt | For | For | |||||
1.3 | Elect W. Bradley Hayes | Mgmt | For | For | |||||
1.4 | Elect Brett N. Milgrim | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Calix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CALX | CUSIP 13100M509 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Don Listwin | Mgmt | For | For | |||||
1.2 | Elect Kevin Peters | Mgmt | For | For | |||||
1.3 | Elect J. Daniel Plants | Mgmt | For | For | |||||
2 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Amendment to the 2017 Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
Cardlytics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDLX | CUSIP 14161W105 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John V. Balen | Mgmt | For | For | |||||
1.2 | Elect Aimee Lapic | Mgmt | For | For | |||||
1.3 | Elect Jessica Jensen | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
CareDx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CDNA | CUSIP 14167L103 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect George W. Bickerstaff, III | Mgmt | For | For | |||||
1.2 | Elect Grace Colon | Mgmt | For | For | |||||
1.3 | Elect Ralph Snyderman | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
Casella Waste Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CWST | CUSIP 147448104 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John W. Casella | Mgmt | For | For | |||||
1.2 | Elect William P. Hulligan | Mgmt | For | For | |||||
1.3 | Elect Rose Stuckey Kirk | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Chart Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GTLS | CUSIP 16115Q308 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Carey Chen | Mgmt | For | For | |||||
1.2 | Elect Jillian C. Evanko | Mgmt | For | For | |||||
1.3 | Elect Steven W. Krablin | Mgmt | For | For | |||||
1.4 | Elect Singleton B. McAllister | Mgmt | For | For | |||||
1.5 | Elect Michael L. Molinini | Mgmt | For | For | |||||
1.6 | Elect David M. Sagehorn | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Chegg, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHGG | CUSIP 163092109 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Marne Levine | Mgmt | For | For | |||||
1.2 | Elect Richard Sarnoff | Mgmt | For | For | |||||
1.3 | Elect Paul LeBlanc | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Churchill Downs Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CHDN | CUSIP 171484108 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect William C. Carstanjen | Mgmt | For | For | |||||
1.2 | Elect Karole F. Lloyd | Mgmt | For | For | |||||
1.3 | Elect Paul C. Varga | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Collegium Pharmaceutical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
COLL | CUSIP 19459J104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Rita Balice-Gordon | Mgmt | For | For | |||||
2 | Elect Garen G. Bohlin | Mgmt | For | For | |||||
3 | Elect Gwen A. Melincoff | Mgmt | For | For | |||||
4 | Elect Theodore R. Schroeder | Mgmt | For | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | |||||
CONMED Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CNMD | CUSIP 207410101 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect David Bronson | Mgmt | For | For | |||||
1.2 | Elect Brian Concannon | Mgmt | For | For | |||||
1.3 | Elect LaVerne Council | Mgmt | For | For | |||||
1.4 | Elect Charles M. Farkas | Mgmt | For | For | |||||
1.5 | Elect Martha Goldberg Aronson | Mgmt | For | For | |||||
1.6 | Elect Curt R. Hartman | Mgmt | For | For | |||||
1.7 | Elect Jerome J. Lande | Mgmt | For | For | |||||
1.8 | Elect Barbara Schwarzentraub | Mgmt | For | For | |||||
1.9 | Elect Mark E. Tryniski | Mgmt | For | For | |||||
1.10 | Elect John L. Workman | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Dorman Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DORM | CUSIP 258278100 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Steven L. Berman | Mgmt | For | For | |||||
2 | Elect Kevin M. Olsen | Mgmt | For | For | |||||
3 | Elect Lisa M. Bachmann | Mgmt | For | For | |||||
4 | Elect John J. Gavin | Mgmt | For | For | |||||
5 | Elect Paul R. Lederer | Mgmt | For | For | |||||
6 | Elect Richard T. Riley | Mgmt | For | For | |||||
7 | Elect Kelly A. Romano | Mgmt | For | For | |||||
8 | Elect G. Michael Stakias | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Emergent BioSolutions Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EBS | CUSIP 29089Q105 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jerome M. Hauer | Mgmt | For | For | |||||
2 | Elect Robert G. Kramer | Mgmt | For | For | |||||
3 | Elect Marvin L. White | Mgmt | For | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | |||||
ESCO Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ESE | CUSIP 296315104 | 02/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Victor L. Richey, Jr. | Mgmt | For | For | |||||
1.2 | Elect James M. Stolze | Mgmt | For | For | |||||
2 | Amendment to the 2018 Omnibus Incentive Plan | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Everbridge, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EVBG | CUSIP 29978A104 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Alison Dean | Mgmt | For | For | |||||
1.2 | Elect Kent J. Mathy | Mgmt | For | For | |||||
1.3 | Elect Simon Paris | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Repeal of Classified Board | Mgmt | For | For | |||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
Exponent, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
EXPO | CUSIP 30214U102 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect George H. Brown | Mgmt | For | For | |||||
2 | Elect Catherine Ford Corrigan | Mgmt | For | For | |||||
3 | Elect Paul R. Johnston | Mgmt | For | For | |||||
4 | Elect Carol Lindstrom | Mgmt | For | For | |||||
5 | Elect Karen A. Richardson | Mgmt | For | For | |||||
6 | Elect John B. Shoven | Mgmt | For | For | |||||
7 | Elect Debra L. Zumwalt | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fate Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FATE | CUSIP 31189P102 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert M. Hershberg | Mgmt | For | For | |||||
1.2 | Elect Michael Lee | Mgmt | For | For | |||||
1.3 | Elect William H. Rastetter | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
Five Below, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FIVE | CUSIP 33829M101 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Dinesh S. Lathi | Mgmt | For | For | |||||
2 | Elect Richard L. Markee | Mgmt | For | For | |||||
3 | Elect Thomas Vellios | Mgmt | For | For | |||||
4 | Elect Zuhairah S. Washington | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Freshpet, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FRPT | CUSIP 358039105 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles A. Norris | Mgmt | For | For | |||||
1.2 | Elect Leta D. Priest | Mgmt | For | For | |||||
1.3 | Elect Olu Beck | Mgmt | For | For | |||||
1.4 | Elect William B. Cyr | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | |||||
5 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | Against | |||||
Gibraltar Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ROCK | CUSIP 374689107 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark G. Barberio | Mgmt | For | For | |||||
2 | Elect William T. Bosway | Mgmt | For | For | |||||
3 | Elect Craig A. Hindman | Mgmt | For | For | |||||
4 | Elect Gwendolyn G. Mizell | Mgmt | For | For | |||||
5 | Elect William P. Montague | Mgmt | For | For | |||||
6 | Elect Linda K. Myers | Mgmt | For | For | |||||
7 | Elect James B. Nish | Mgmt | For | For | |||||
8 | Elect Atlee Valentine Pope | Mgmt | For | For | |||||
9 | Elect Manish H. Shah | Mgmt | For | For | |||||
10 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Graphic Packaging Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GPK | CUSIP 388689101 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | |||||
1.2 | Elect Philip R. Martens | Mgmt | For | For | |||||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Haemonetics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HAE | CUSIP 405024100 | 07/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Simon | Mgmt | For | For | |||||
1.2 | Elect Robert E. Abernathy | Mgmt | For | For | |||||
1.3 | Elect Michael J. Coyle | Mgmt | For | For | |||||
1.4 | Elect Charles J. Dockendorff | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Halozyme Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HALO | CUSIP 40637H109 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jean-Pierre Bizzari | Mgmt | For | For | |||||
1.2 | Elect James M. Daly | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Approval of the 2021 Stock Plan | Mgmt | For | For | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Helen of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HELE | CUSIP G4388N106 | 08/26/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Gary B. Abromovitz | Mgmt | For | For | |||||
2 | Elect Krista Berry | Mgmt | For | For | |||||
3 | Elect Vincent D. Carson | Mgmt | For | For | |||||
4 | Elect Thurman K. Case | Mgmt | For | For | |||||
5 | Elect Timothy F. Meeker | Mgmt | For | For | |||||
6 | Elect Julien R. Mininberg | Mgmt | For | For | |||||
7 | Elect Beryl B. Raff | Mgmt | For | For | |||||
8 | Elect Darren G. Woody | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
Horizon Therapeutics Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HZNP | CUSIP G46188101 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect William F. Daniel | Mgmt | For | For | |||||
2 | Elect H. Thomas Watkins | Mgmt | For | Against | |||||
3 | Elect Pascale Witz | Mgmt | For | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
6 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | |||||
7 | Approval of Amended and Restated 2020 Equity Incentive Plan | Mgmt | For | For | |||||
Houlihan Lokey, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
HLI | CUSIP 441593100 | 09/24/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Irwin N. Gold | Mgmt | For | Against | |||||
1.2 | Elect Gillian B. Zucker | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
ICU Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICUI | CUSIP 44930G107 | 05/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Vivek Jain | Mgmt | For | For | |||||
1.2 | Elect George A. Lopez | Mgmt | For | For | |||||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | |||||
1.4 | Elect David C. Greenberg | Mgmt | For | For | |||||
1.5 | Elect Elisha W. Finney | Mgmt | For | For | |||||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | |||||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
II-VI Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IIVI | CUSIP 902104108 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Impinj, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PI | CUSIP 453204109 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Daniel Gibson | Mgmt | For | For | |||||
2 | Elect Umesh Padval | Mgmt | For | For | |||||
3 | Elect Steve Sanghi | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | N/A | |||||
Inspire Medical Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INSP | CUSIP 457730109 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Marilyn Carlson Nelson | Mgmt | For | For | |||||
1.2 | Elect Jerry Griffin | Mgmt | For | For | |||||
1.3 | Elect Casey M. Tansey | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Intellia Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NTLA | CUSIP 45826J105 | 06/23/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Fred E. Cohen | Mgmt | For | For | |||||
1.2 | Elect Jean-Francois Formela | Mgmt | For | For | |||||
1.3 | Elect Frank Verwiel | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Iovance Biotherapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
IOVA | CUSIP 462260100 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Iain Dukes | Mgmt | For | For | |||||
1.2 | Elect Maria Fardis | Mgmt | For | Against | |||||
1.3 | Elect Athena Countouriotis | Mgmt | For | Against | |||||
1.4 | Elect Ryan Maynard | Mgmt | For | For | |||||
1.5 | Elect Merrill A. McPeak | Mgmt | For | Against | |||||
1.6 | Elect Wayne P. Rothbaum | Mgmt | For | For | |||||
1.7 | Elect Michael Weiser | Mgmt | For | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Karuna Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KRTX | CUSIP 48576A100 | 06/16/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Christopher J. Coughlin | Mgmt | For | For | |||||
2 | Elect James I. Healy | Mgmt | For | Against | |||||
3 | Elect Jeffrey M. Jonas | Mgmt | For | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Kratos Defense & Security Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KTOS | CUSIP 50077B207 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Scott Anderson | Mgmt | For | For | |||||
1.2 | Elect Eric DeMarco | Mgmt | For | For | |||||
1.3 | Elect William Hoglund | Mgmt | For | For | |||||
1.4 | Elect Scot Jarvis | Mgmt | For | For | |||||
1.5 | Elect Jane Judd | Mgmt | For | For | |||||
1.6 | Elect Samuel Liberatore | Mgmt | For | For | |||||
1.7 | Elect Amy Zegart | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Krystal Biotech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
KRYS | CUSIP 501147102 | 05/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Suma Krishnan | Mgmt | For | For | |||||
1.2 | Elect Julian S. Gangolli | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Landstar System, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSTR | CUSIP 515098101 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James B. Gattoni | Mgmt | For | For | |||||
2 | Elect Anthony J. Orlando | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Lattice Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LSCC | CUSIP 518415104 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect James R. Anderson | Mgmt | For | For | |||||
1.2 | Elect Robin A. Abrams | Mgmt | For | For | |||||
1.3 | Elect Mark E. Jensen | Mgmt | For | For | |||||
1.4 | Elect Anjali Joshi | Mgmt | For | For | |||||
1.5 | Elect James P. Lederer | Mgmt | For | For | |||||
1.6 | Elect Krishna Rangasayee | Mgmt | For | For | |||||
1.7 | Elect D. Jeffrey Richardson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Lithia Motors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LAD | CUSIP 536797103 | 04/29/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sidney B. DeBoer | Mgmt | For | For | |||||
2 | Elect Susan O. Cain | Mgmt | For | For | |||||
3 | Elect Bryan B. DeBoer | Mgmt | For | For | |||||
4 | Elect Shauna F. McIntyre | Mgmt | For | For | |||||
5 | Elect Louis P. Miramontes | Mgmt | For | For | |||||
6 | Elect Kenneth E. Roberts | Mgmt | For | For | |||||
7 | Elect David J. Robino | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Elimination of Dual Class Stock | Mgmt | For | For | |||||
LivePerson, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LPSN | CUSIP 538146101 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin C. Lavan | Mgmt | For | Against | |||||
2 | Elect Robert P. LoCascio | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | Against | |||||
Lumentum Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LITE | CUSIP 55024U109 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Penelope Herscher | Mgmt | For | For | |||||
2 | Elect Harold L. Covert | Mgmt | For | For | |||||
3 | Elect Julia S. Johnson | Mgmt | For | For | |||||
4 | Elect Brian J. Lillie | Mgmt | For | For | |||||
5 | Elect Alan S. Lowe | Mgmt | For | For | |||||
6 | Elect Ian S. Small | Mgmt | For | For | |||||
7 | Elect Janet S. Wong | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
Magnite, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MGNI | CUSIP 78112V102 | 06/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Robert J. Frankenberg | Mgmt | For | For | |||||
2 | Elect Sarah P. Harden | Mgmt | For | For | |||||
3 | Elect James Rossman | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MANH | CUSIP 562750109 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deepak Raghavan | Mgmt | For | For | |||||
2 | Elect Edmond I. Eger III | Mgmt | For | For | |||||
3 | Elect Linda T. Hollembaek | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Marriott Vacations Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VAC | CUSIP 57164Y107 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Lizanne Galbreath | Mgmt | For | For | |||||
1.2 | Elect Melquiades R. Martinez | Mgmt | For | For | |||||
1.3 | Elect Stephen R. Quazzo | Mgmt | For | For | |||||
1.4 | Elect Stephen P. Weisz | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Mercury Systems Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MRCY | CUSIP 589378108 | 10/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Mark Aslett | Mgmt | For | For | |||||
1.2 | Elect Mary L. Krakauer | Mgmt | For | For | |||||
1.3 | Elect William K. O'Brien | Mgmt | For | For | |||||
1.4 | Elect Orlando P. Carvalho | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the 2018 Stock Incentive Plan | Mgmt | For | For | |||||
4 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Meritor, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MTOR | CUSIP 59001K100 | 01/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | |||||
1.2 | Elect Rodger L. Boehm | Mgmt | For | For | |||||
1.3 | Elect Lloyd G. Trotter | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Mesa Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MLAB | CUSIP 59064R109 | 08/28/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jennifer S. Alltoft | Mgmt | For | Against | |||||
1.2 | Elect Evan C. Guillemin | Mgmt | For | For | |||||
1.3 | Elect Shannon M. Hall | Mgmt | For | Against | |||||
1.4 | Elect David M. Kelly | Mgmt | For | For | |||||
1.5 | Elect Gary M. Owens | Mgmt | For | For | |||||
1.6 | Elect David B. Perez | Mgmt | For | For | |||||
1.7 | Elect John B. Schmieder | Mgmt | For | Against | |||||
1.8 | Elect John J. Sullivan | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Mirati Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MRTX | CUSIP 60468T105 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles M. Baum | Mgmt | For | For | |||||
1.2 | Elect Bruce L.A. Carter | Mgmt | For | For | |||||
1.3 | Elect Julie M. Cherrington | Mgmt | For | For | |||||
1.4 | Elect Aaron I. Davis | Mgmt | For | For | |||||
1.5 | Elect Henry J. Fuchs | Mgmt | For | Against | |||||
1.6 | Elect Michael Grey | Mgmt | For | Against | |||||
1.7 | Elect Faheem Hasnain | Mgmt | For | For | |||||
1.8 | Elect Craig A. Johnson | Mgmt | For | Against | |||||
1.9 | Elect Maya Martinez-Davis | Mgmt | For | For | |||||
1.10 | Elect Shalini Sharp | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | Against | |||||
4 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | |||||
Model N, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MODN | CUSIP 607525102 | 02/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Baljit Dail | Mgmt | For | For | |||||
1.2 | Elect Melissa Fisher | Mgmt | For | For | |||||
1.3 | Elect Alan S. Henricks | Mgmt | For | For | |||||
2 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | Against | |||||
3 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Natera, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NTRA | CUSIP 632307104 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Roelof F. Botha | Mgmt | For | For | |||||
1.2 | Elect Steve Chapman | Mgmt | For | For | |||||
1.3 | Elect Todd Cozzens | Mgmt | For | For | |||||
1.4 | Elect Matthew Rabinowitz | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Neogenomics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NEO | CUSIP 64049M209 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Douglas M. VanOort | Mgmt | For | For | |||||
2 | Elect Mark Mallon | Mgmt | For | For | |||||
3 | Elect Lynn A. Tetrault | Mgmt | For | For | |||||
4 | Elect Bruce K. Crowther | Mgmt | For | For | |||||
5 | Elect Allison L. Hannah | Mgmt | For | For | |||||
6 | Elect Kevin C. Johnson | Mgmt | For | For | |||||
7 | Elect Stephen M. Kanovsky | Mgmt | For | For | |||||
8 | Elect Michael A. Kelly | Mgmt | For | Against | |||||
9 | Elect Rachel A. Stahler | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Amendment to the Equity Incentive Plan | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
nLIGHT, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
LASR | CUSIP 65487K100 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Carlisle | Mgmt | For | For | |||||
1.2 | Elect Bill Gossman | Mgmt | For | For | |||||
1.3 | Elect Gary F. Locke | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Novavax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NVAX | CUSIP 670002401 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard H. Douglas | Mgmt | For | For | |||||
2 | Elect Margaret G. McGlynn | Mgmt | For | For | |||||
3 | Elect David M. Mott | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
5 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | |||||
6 | Ratification of April 2020 Equity Grants | Mgmt | For | Against | |||||
7 | Ratification of June 2020 Equity Grants | Mgmt | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
NuVasive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NUVA | CUSIP 670704105 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Vickie L. Capps | Mgmt | For | For | |||||
2 | Elect John A. DeFord | Mgmt | For | For | |||||
3 | Elect R. Scott Huennekens | Mgmt | For | For | |||||
4 | Elect Siddhartha C. Kadia | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
NuVasive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NUVA | CUSIP 670704105 | 09/10/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Ollie's Bargain Outlet Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OLLI | CUSIP 681116109 | 06/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Alissa Ahlman | Mgmt | For | For | |||||
2 | Elect Robert N. Fisch | Mgmt | For | For | |||||
3 | Elect Thomas T. Hendrickson | Mgmt | For | For | |||||
4 | Elect John Swygert | Mgmt | For | For | |||||
5 | Elect Richard F. Zannino | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
OneSpaWorld Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OSW | CUSIP P73684113 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Marc Magliacano | Mgmt | For | For | |||||
2 | Elect Jeffrey E. Stiefler | Mgmt | For | For | |||||
3 | Elect Walter D. McLallen | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Option Care Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OPCH | CUSIP 68404L201 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect John J Arlotta | Mgmt | For | For | |||||
1.2 | Elect Elizabeth Q. Betten | Mgmt | For | For | |||||
1.3 | Elect David W. Golding | Mgmt | For | For | |||||
1.4 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | |||||
1.5 | Elect Alan Nielsen | Mgmt | For | For | |||||
1.6 | Elect R. Carter Pate | Mgmt | For | For | |||||
1.7 | Elect John C. Rademacher | Mgmt | For | For | |||||
1.8 | Elect Nitin Sahney | Mgmt | For | For | |||||
1.9 | Elect Timothy Sullivan | Mgmt | For | For | |||||
1.10 | Elect Mark Vainisi | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Amendment to the 2018 Equity Incentive Plan | Mgmt | For | For | |||||
Oxford Immunotec Global PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OXFD | CUSIP G6855A103 | 02/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Authorize the Board to Give Effect to the Scheme | Mgmt | For | For | |||||
2 | Company Name Change | Mgmt | For | For | |||||
Oxford Immunotec Global PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OXFD | CUSIP G6855A103 | 02/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Scheme of Arrangement (Merger) | Mgmt | For | For | |||||
Performance Food Group Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PFGC | CUSIP 71377A103 | 11/19/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect George L. Holm | Mgmt | For | For | |||||
2 | Elect Barbara J. Beck | Mgmt | For | For | |||||
3 | Elect Matthew C. Flanigan | Mgmt | For | For | |||||
4 | Elect David V. Singer | Mgmt | For | For | |||||
5 | Elect Meredith Adler | Mgmt | For | For | |||||
6 | Elect Jeffrey M. Overly | Mgmt | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Pinnacle Financial Partners, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PNFP | CUSIP 72346Q104 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Abney S. Boxley, III | Mgmt | For | For | |||||
2 | Elect Gregory L. Burns | Mgmt | For | For | |||||
3 | Elect Thomas C. Farnsworth, III | Mgmt | For | For | |||||
4 | Elect David B. Ingram | Mgmt | For | For | |||||
5 | Elect Decosta E. Jenkins | Mgmt | For | For | |||||
6 | Elect G. Kennedy Thompson | Mgmt | For | For | |||||
7 | Elect Charles E. Brock | Mgmt | For | For | |||||
8 | Elect Richard D. Callicutt II | Mgmt | For | For | |||||
9 | Elect Joseph C. Galante | Mgmt | For | For | |||||
10 | Elect Robert A. McCabe, Jr. | Mgmt | For | For | |||||
11 | Elect Reese L. Smith, III | Mgmt | For | For | |||||
12 | Elect M. Terry Turner | Mgmt | For | For | |||||
13 | Elect Renda J. Burkhart | Mgmt | For | For | |||||
14 | Elect Marty G. Dickens | Mgmt | For | For | |||||
15 | Elect Glenda B. Glover | Mgmt | For | For | |||||
16 | Elect Ronald L. Samuels | Mgmt | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
19 | Amendment to the 2018 Omnibus Equity Incentive Plan | Mgmt | For | For | |||||
Primerica, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PRI | CUSIP 74164M108 | 05/12/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John A. Addison, Jr. | Mgmt | For | For | |||||
2 | Elect Joel M. Babbit | Mgmt | For | For | |||||
3 | Elect P. George Benson | Mgmt | For | For | |||||
4 | Elect C. Saxby Chambliss | Mgmt | For | For | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | |||||
6 | Elect Cynthia N. Day | Mgmt | For | For | |||||
7 | Elect Sanjeev Dheer | Mgmt | For | For | |||||
8 | Elect Beatriz R. Perez | Mgmt | For | For | |||||
9 | Elect D. Richard Williams | Mgmt | For | For | |||||
10 | Elect Glenn J. Williams | Mgmt | For | For | |||||
11 | Elect Barbara A. Yastine | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
PTC Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PTCT | CUSIP 69366J200 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Emma Reeve | Mgmt | For | For | |||||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | |||||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | |||||
1.4 | Elect Mary Smith | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Amendment to the 2016 Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
PubMatic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PUBM | CUSIP 74467Q103 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Cathleen P. Black | Mgmt | For | For | |||||
1.2 | Elect W. Eric Carlborg | Mgmt | For | For | |||||
1.3 | Elect Susan Daimler | Mgmt | For | Against | |||||
1.4 | Elect Amar K. Goel | Mgmt | For | For | |||||
1.5 | Elect Rajeev K. Goel | Mgmt | For | For | |||||
1.6 | Elect Narendra K Gupta | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Q2 Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
QTWO | CUSIP 74736L109 | 06/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Lynn Atchison | Mgmt | For | For | |||||
1.2 | Elect Jeffrey T. Diehl | Mgmt | For | For | |||||
1.3 | Elect Matthew P. Flake | Mgmt | For | For | |||||
1.4 | Elect Stephen C. Hooley | Mgmt | For | For | |||||
1.5 | Elect Margaret L. Taylor | Mgmt | For | For | |||||
1.6 | Elect Lynn Antipas Tyson | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
R1 RCM Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RCM | CUSIP 749397105 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael C. Feiner | Mgmt | For | For | |||||
1.2 | Elect Joseph Flanagan | Mgmt | For | For | |||||
1.3 | Elect John B. Henneman, III | Mgmt | For | For | |||||
1.4 | Elect Alex J. Mandl | Mgmt | For | For | |||||
1.5 | Elect Neal Moszkowski | Mgmt | For | Against | |||||
1.6 | Elect Ian Sacks | Mgmt | For | For | |||||
1.7 | Elect Jill D. Smith | Mgmt | For | For | |||||
1.8 | Elect Anthony J. Speranzo | Mgmt | For | For | |||||
1.9 | Elect Anthony R. Tersigni | Mgmt | For | For | |||||
1.10 | Elect Albert R. Zimmerli | Mgmt | For | For | |||||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Elect David M. Dill | Mgmt | For | For | |||||
Redfin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RDFN | CUSIP 75737F108 | 06/09/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Austin Ligon | Mgmt | For | For | |||||
2 | Elect David H. Lissy | Mgmt | For | For | |||||
3 | Elect James Slavet | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | |||||
Repligen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RGEN | CUSIP 759916109 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Tony J. Hunt | Mgmt | For | For | |||||
2 | Elect Karen Dawes | Mgmt | For | For | |||||
3 | Elect Nicolas M. Barthelemy | Mgmt | For | For | |||||
4 | Elect Carrie Eglinton Manner | Mgmt | For | For | |||||
5 | Elect Rohin Mhatre | Mgmt | For | For | |||||
6 | Elect Glenn P. Muir | Mgmt | For | For | |||||
7 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Rexnord Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RXN | CUSIP 76169B102 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Todd A. Adams | Mgmt | For | For | |||||
1.2 | Elect Theodore D. Crandall | Mgmt | For | For | |||||
1.3 | Elect Rosemary M. Schooler | Mgmt | For | For | |||||
1.4 | Elect Robin A. Walker-Lee | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Rexnord Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RXN | CUSIP 76169B102 | 07/23/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Thomas D. Christopoul | Mgmt | For | For | |||||
1.2 | Elect John S. Stroup | Mgmt | For | For | |||||
1.3 | Elect Peggy N. Troy | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Seacoast Banking Corporation of Florida | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBCF | CUSIP 811707801 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jacqueline L. Bradley | Mgmt | For | For | |||||
1.2 | Elect H. Gilbert Culbreth Jr. | Mgmt | For | For | |||||
1.3 | Elect Christopher E. Fogal | Mgmt | For | For | |||||
1.4 | Elect Charles M. Shaffer | Mgmt | For | For | |||||
2 | Approval of the 2021 Incentive Plan | Mgmt | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Shift4 Payments, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FOUR | CUSIP 82452J109 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jared Isaacman | Mgmt | For | Against | |||||
1.2 | Elect Andrew Frey | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Skyline Champion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SKY | CUSIP 830830105 | 07/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Keith Anderson | Mgmt | For | For | |||||
1.2 | Elect Michael Berman | Mgmt | For | For | |||||
1.3 | Elect Timothy J. Bernlohr | Mgmt | For | For | |||||
1.4 | Elect Eddie Capel | Mgmt | For | For | |||||
1.5 | Elect John C. Firth | Mgmt | For | For | |||||
1.6 | Elect Michael Kaufman | Mgmt | For | For | |||||
1.7 | Elect Erin Mulligan Nelson | Mgmt | For | For | |||||
1.8 | Elect Gary E. Robinette | Mgmt | For | For | |||||
1.9 | Elect Mark Yost | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Sprout Social, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SPT | CUSIP 85209W109 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Justyn Howard | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Sunrun Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RUN | CUSIP 86771W105 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Katherine August-deWilde | Mgmt | For | For | |||||
1.2 | Elect Gerald Risk | Mgmt | For | For | |||||
1.3 | Elect Sonita Lontoh | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Against | Against | |||||
Sutro Biopharma, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
STRO | CUSIP 869367102 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Joseph M. Lobacki | Mgmt | For | For | |||||
1.2 | Elect Daniel H. Petree | Mgmt | For | For | |||||
1.3 | Elect Shalini Sharp | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Teladoc Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TDOC | CUSIP 87918A105 | 10/29/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Livongo Issuance | Mgmt | For | For | |||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | |||||
Tetra Tech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TTEK | CUSIP 88162G103 | 02/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Dan L. Batrack | Mgmt | For | For | |||||
2 | Elect Gary R. Birkenbeuel | Mgmt | For | For | |||||
3 | Elect Patrick C. Haden | Mgmt | For | For | |||||
4 | Elect J. Christopher Lewis | Mgmt | For | For | |||||
5 | Elect Joanne M. Maguire | Mgmt | For | For | |||||
6 | Elect Kimberly E. Ritrievi | Mgmt | For | For | |||||
7 | Elect J. Kenneth Thompson | Mgmt | For | For | |||||
8 | Elect Kirsten M. Volpi | Mgmt | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | |||||
Texas Roadhouse, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TXRH | CUSIP 882681109 | 05/13/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Michael A. Crawford | Mgmt | For | For | |||||
1.2 | Elect Gregory N. Moore | Mgmt | For | For | |||||
1.3 | Elect Curtis A. Warfield | Mgmt | For | For | |||||
1.4 | Elect Kathleen M. Widmer | Mgmt | For | For | |||||
1.5 | Elect James R. Zarley | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
4 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | For | For | |||||
The Descartes Systems Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DSG | CUSIP 249906108 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Deepak Chopra | Mgmt | For | For | |||||
1.2 | Elect Deborah Close | Mgmt | For | For | |||||
1.3 | Elect Eric A. Demirian | Mgmt | For | For | |||||
1.4 | Elect Dennis Maple | Mgmt | For | For | |||||
1.5 | Elect Chris E. Muntwyler | Mgmt | For | For | |||||
1.6 | Elect Jane O'Hagan | Mgmt | For | For | |||||
1.7 | Elect Edward J. Ryan | Mgmt | For | For | |||||
1.8 | Elect John Walker | Mgmt | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
The RealReal, Inc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REAL | CUSIP 88339P101 | 06/15/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert Krolik | Mgmt | For | For | |||||
1.2 | Elect Niki Leondakis | Mgmt | For | For | |||||
1.3 | Elect Emma Grede | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
Turning Point Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TPB | CUSIP 90041L105 | 05/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gregory H. A. Baxter | Mgmt | For | For | |||||
1.2 | Elect H.C. Charles Diao | Mgmt | For | For | |||||
1.3 | Elect Ashley Davis Frushone | Mgmt | For | For | |||||
1.4 | Elect David E. Glazek | Mgmt | For | For | |||||
1.5 | Elect Assia Grazioli-Venier | Mgmt | For | For | |||||
1.6 | Elect Stephen Usher | Mgmt | For | For | |||||
1.7 | Elect Lawrence S. Wexler | Mgmt | For | For | |||||
1.8 | Elect Arnold Zimmerman | Mgmt | For | For | |||||
2 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Turning Point Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TPTX | CUSIP 90041T108 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Simeon J. George | Mgmt | For | For | |||||
1.2 | Elect Carol Gallagher | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
Ultragenyx Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
RARE | CUSIP 90400D108 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Deborah Dunsire | Mgmt | For | For | |||||
2 | Elect Michael A. Narachi | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Utz Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UTZ | CUSIP G22707106 | 05/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John W. Altmeyer | Mgmt | For | For | |||||
2 | Elect Jason K. Giordano | Mgmt | For | For | |||||
3 | Elect B. John Lindeman | Mgmt | For | For | |||||
4 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Varonis Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VRNS | CUSIP 922280102 | 05/25/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Gili Iohan | Mgmt | For | For | |||||
1.2 | Elect Rachel Prishkolnik | Mgmt | For | For | |||||
1.3 | Elect Ofer Segev | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Veritone, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VERI | CUSIP 92347M100 | 06/24/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Jeff P. Gehl | Mgmt | For | Against | |||||
1.2 | Elect Richard H. Taketa | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Visteon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VC | CUSIP 92839U206 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect James J. Barrese | Mgmt | For | For | |||||
2 | Elect Naomi M. Bergman | Mgmt | For | For | |||||
3 | Elect Jeffrey D. Jones | Mgmt | For | For | |||||
4 | Elect Sachin S. Lawande | Mgmt | For | For | |||||
5 | Elect Joanne M. Maguire | Mgmt | For | For | |||||
6 | Elect Robert J. Manzo | Mgmt | For | For | |||||
7 | Elect Francis M. Scricco | Mgmt | For | For | |||||
8 | Elect David L. Treadwell | Mgmt | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Amended and Restated Certificate of Incorporation | Mgmt | For | For | |||||
Wingstop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
WING | CUSIP 974155103 | 05/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Charles R. Morrison | Mgmt | For | For | |||||
1.2 | Elect Kate S. Lavelle | Mgmt | For | For | |||||
1.3 | Elect Kilandigalu M. Madati | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Fund Name : Neuberger Berman Sustainable Equity Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Accenture plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ACN | CUSIP G1151C101 | 02/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jaime Ardila | Mgmt | For | For | |||||
2 | Elect Herbert Hainer | Mgmt | For | For | |||||
3 | Elect Nancy McKinstry | Mgmt | For | For | |||||
4 | Elect Beth E. Mooney | Mgmt | For | For | |||||
5 | Elect Gilles Pelisson | Mgmt | For | For | |||||
6 | Elect Paula A. Price | Mgmt | For | For | |||||
7 | Elect Venkata Renduchintala | Mgmt | For | For | |||||
8 | Elect David P. Rowland | Mgmt | For | For | |||||
9 | Elect Arun Sarin | Mgmt | For | For | |||||
10 | Elect Julie Sweet | Mgmt | For | For | |||||
11 | Elect Frank Kui Tang | Mgmt | For | For | |||||
12 | Elect Tracey T. Travis | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | Mgmt | For | For | |||||
Advance Auto Parts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
AAP | CUSIP 00751Y106 | 05/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Carla J. Bailo | Mgmt | For | For | |||||
2 | Elect John F. Ferraro | Mgmt | For | For | |||||
3 | Elect Thomas R. Greco | Mgmt | For | For | |||||
4 | Elect Jeffrey J. Jones II | Mgmt | For | For | |||||
5 | Elect Eugene I. Lee, Jr. | Mgmt | For | For | |||||
6 | Elect Sharon L. McCollam | Mgmt | For | For | |||||
7 | Elect Douglas A. Pertz | Mgmt | For | For | |||||
8 | Elect Nigel Travis | Mgmt | For | For | |||||
9 | Elect Arthur L Valdez Jr. | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | |||||
Alphabet Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GOOGL | CUSIP 02079K305 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Larry Page | Mgmt | For | For | |||||
2 | Elect Sergey Brin | Mgmt | For | For | |||||
3 | Elect Sundar Pichai | Mgmt | For | For | |||||
4 | Elect John L. Hennessy | Mgmt | For | For | |||||
5 | Elect Frances H. Arnold | Mgmt | For | For | |||||
6 | Elect L. John Doerr | Mgmt | For | Against | |||||
7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | |||||
8 | Elect Ann Mather | Mgmt | For | Against | |||||
9 | Elect Alan R. Mulally | Mgmt | For | For | |||||
10 | Elect K. Ram Shriram | Mgmt | For | For | |||||
11 | Elect Robin L. Washington | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Approval of the 2021 Stock Plan | Mgmt | For | Against | |||||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | |||||
15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | ShrHoldr | Against | Against | |||||
19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | For | |||||
20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | For | |||||
21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | For | |||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ABC | CUSIP 03073E105 | 03/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ornella Barra | Mgmt | For | For | |||||
2 | Elect Steven H. Collis | Mgmt | For | For | |||||
3 | Elect D. Mark Durcan | Mgmt | For | For | |||||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | |||||
5 | Elect Lon R. Greenberg | Mgmt | For | For | |||||
6 | Elect Jane E. Henney | Mgmt | For | For | |||||
7 | Elect Kathleen Hyle | Mgmt | For | For | |||||
8 | Elect Michael J. Long | Mgmt | For | For | |||||
9 | Elect Henry W. McGee | Mgmt | For | Against | |||||
10 | Elect Dennis M. Nally | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
ANSYS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ANSS | CUSIP 03662Q105 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jim Frankola | Mgmt | For | For | |||||
2 | Elect Alec D. Gallimore | Mgmt | For | For | |||||
3 | Elect Ronald W. Hovsepian | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Approval of the 2021 Equity and Incentive Compensation Plan | Mgmt | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
Aptiv PLC | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
APTV | CUSIP G6095L109 | 04/30/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | |||||
2 | Elect Richard L. Clemmer | Mgmt | For | For | |||||
3 | Elect Nancy E. Cooper | Mgmt | For | For | |||||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | |||||
5 | Elect Rajiv L. Gupta | Mgmt | For | For | |||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | |||||
7 | Elect Merit E. Janow | Mgmt | For | For | |||||
8 | Elect Sean O. Mahoney | Mgmt | For | For | |||||
9 | Elect Paul M. Meister | Mgmt | For | For | |||||
10 | Elect Robert K. Ortberg | Mgmt | For | For | |||||
11 | Elect Colin J. Parris | Mgmt | For | For | |||||
12 | Elect Ana G. Pinczuk | Mgmt | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Arista Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ANET | CUSIP 040413106 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kelly Battles | Mgmt | For | For | |||||
1.2 | Elect Andreas Bechtolsheim | Mgmt | For | For | |||||
1.3 | Elect Jayshree Ullal | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Becton, Dickinson and Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BDX | CUSIP 075887109 | 01/26/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Catherine M. Burzik | Mgmt | For | For | |||||
2 | Elect R. Andrew Eckert | Mgmt | For | For | |||||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | |||||
4 | Elect Claire M. Fraser | Mgmt | For | For | |||||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | |||||
6 | Elect Christopher Jones | Mgmt | For | For | |||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | |||||
8 | Elect David F. Melcher | Mgmt | For | For | |||||
9 | Elect Thomas E. Polen | Mgmt | For | For | |||||
10 | Elect Claire Pomeroy | Mgmt | For | For | |||||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | |||||
12 | Elect Timothy M. Ring | Mgmt | For | For | |||||
13 | Elect Bertram L. Scott | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | |||||
Booking Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
BKNG | CUSIP 09857L108 | 06/03/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | |||||
1.2 | Elect Glenn D. Fogel | Mgmt | For | For | |||||
1.3 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | |||||
1.4 | Elect Wei Hopeman | Mgmt | For | For | |||||
1.5 | Elect Robert J. Mylod Jr. | Mgmt | For | For | |||||
1.6 | Elect Charles H. Noski | Mgmt | For | For | |||||
1.7 | Elect Nicholas J. Read | Mgmt | For | For | |||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | |||||
1.9 | Elect Bob van Dijk | Mgmt | For | For | |||||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | |||||
1.11 | Elect Vanessa A. Wittman | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | |||||
5 | Permit Shareholders to Act by Written Consent | Mgmt | For | Against | |||||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | |||||
7 | Shareholder Proposal Regarding Climate Transition Report | ShrHoldr | Against | Against | |||||
8 | Shareholder Proposal Regarding Annual Advisory Vote on Climate Policies and Strategies | ShrHoldr | Against | For | |||||
Cigna Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CI | CUSIP 125523100 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect David M. Cordani | Mgmt | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | |||||
3 | Elect Eric J. Foss | Mgmt | For | For | |||||
4 | Elect Elder Granger | Mgmt | For | For | |||||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | |||||
6 | Elect George Kurian | Mgmt | For | For | |||||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | |||||
9 | Elect John M. Partridge | Mgmt | For | For | |||||
10 | Elect Kimberly A. Ross | Mgmt | For | For | |||||
11 | Elect Eric C. Wiseman | Mgmt | For | For | |||||
12 | Elect Donna F. Zarcone | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | |||||
18 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | For | |||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CTSH | CUSIP 192446102 | 06/01/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | �� | Proponent | Mgmt Rec | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | |||||
2 | Elect Vinita K. Bali | Mgmt | For | For | |||||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | |||||
4 | Elect Archana Deskus | Mgmt | For | For | |||||
5 | Elect John M. Dineen | Mgmt | For | For | |||||
6 | Elect Brian Humphries | Mgmt | For | For | |||||
7 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | |||||
8 | Elect Michael Patsalos-Fox | Mgmt | For | For | |||||
9 | Elect Joseph M. Velli | Mgmt | For | For | |||||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | |||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CL | CUSIP 194162103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect John P. Bilbrey | Mgmt | For | For | |||||
2 | Elect John T. Cahill | Mgmt | For | For | |||||
3 | Elect Lisa M. Edwards | Mgmt | For | For | |||||
4 | Elect C. Martin Harris | Mgmt | For | For | |||||
5 | Elect Martina Hund-Mejean | Mgmt | For | For | |||||
6 | Elect Kimberly A. Nelson | Mgmt | For | For | |||||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | |||||
8 | Elect Michael B. Polk | Mgmt | For | For | |||||
9 | Elect Stephen I. Sadove | Mgmt | For | For | |||||
10 | Elect Noel R. Wallace | Mgmt | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CMCSA | CUSIP 20030N101 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
4 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | Against | |||||
Compass Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CPG | CINS G23296208 | 02/04/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
4 | Elect Ian K. Meakins | Mgmt | For | For | |||||
5 | Elect Dominic Blakemore | Mgmt | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | |||||
7 | Elect Karen Witts | Mgmt | For | For | |||||
8 | Elect Carol Arrowsmith | Mgmt | For | For | |||||
9 | Elect John G. Bason | Mgmt | For | For | |||||
10 | Elect Stefan Bomhard | Mgmt | For | For | |||||
11 | Elect John Bryant | Mgmt | For | For | |||||
12 | Elect Anne-Francoise Nesmes | Mgmt | For | For | |||||
13 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | |||||
14 | Elect Ireena Vittal | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
CSX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
CSX | CUSIP 126408103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | |||||
2 | Elect Thomas P. Bostick | Mgmt | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | |||||
6 | Elect David M. Moffett | Mgmt | For | For | |||||
7 | Elect Linda H. Riefler | Mgmt | For | For | |||||
8 | Elect Suzanne M. Vautrinot | Mgmt | For | For | |||||
9 | Elect James L. Wainscott | Mgmt | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Danaher Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DHR | CUSIP 235851102 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Rainer M. Blair | Mgmt | For | For | |||||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | |||||
3 | Elect Teri List | Mgmt | For | For | |||||
4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | |||||
5 | Elect Jessica L. Mega | Mgmt | For | For | |||||
6 | Elect Mitchell P. Rales | Mgmt | For | For | |||||
7 | Elect Steven M. Rales | Mgmt | For | For | |||||
8 | Elect Pardis C. Sabeti | Mgmt | For | For | |||||
9 | Elect John T. Schwieters | Mgmt | For | For | |||||
10 | Elect Alan G. Spoon | Mgmt | For | For | |||||
11 | Elect Raymond C. Stevens | Mgmt | For | For | |||||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | |||||
Discovery, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
DISCA | CUSIP 25470F104 | 06/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Robert R. Beck | Mgmt | For | For | |||||
1.2 | Elect Robert L. Johnson | Mgmt | For | Against | |||||
1.3 | Elect J. David Wargo | Mgmt | For | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
Eversource Energy | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ES | CUSIP 30040W108 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Cotton M. Cleveland | Mgmt | For | For | |||||
2 | Elect James S. DiStasio | Mgmt | For | For | |||||
3 | Elect Francis A. Doyle | Mgmt | For | For | |||||
4 | Elect Linda D. Forry | Mgmt | For | For | |||||
5 | Elect Gregory M. Jones | Mgmt | For | For | |||||
6 | Elect James J. Judge | Mgmt | For | For | |||||
7 | Elect John Y. Kim | Mgmt | For | For | |||||
8 | Elect Kenneth R. Leibler | Mgmt | For | For | |||||
9 | Elect David H. Long | Mgmt | For | For | |||||
10 | Elect William C. Van Faasen | Mgmt | For | For | |||||
11 | Elect Frederica M. Williams | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
Fiserv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
FISV | CUSIP 337738108 | 05/19/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Frank J. Bisignano | Mgmt | For | For | |||||
1.2 | Elect Alison Davis | Mgmt | For | For | |||||
1.3 | Elect Henrique De Castro | Mgmt | For | For | |||||
1.4 | Elect Harry DiSimone | Mgmt | For | For | |||||
1.5 | Elect Dennis F. Lynch | Mgmt | For | For | |||||
1.6 | Elect Heidi G. Miller | Mgmt | For | For | |||||
1.7 | Elect Scott C. Nuttall | Mgmt | For | For | |||||
1.8 | Elect Denis J. O'Leary | Mgmt | For | For | |||||
1.9 | Elect Doyle R. Simons | Mgmt | For | For | |||||
1.10 | Elect Kevin M. Warren | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
GoDaddy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GDDY | CUSIP 380237107 | 06/02/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Herald Y. Chen | Mgmt | For | For | |||||
1.2 | Elect Brian H. Sharples | Mgmt | For | For | |||||
1.3 | Elect Leah Sweet | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Intercontinental Exchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ICE | CUSIP 45866F104 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | |||||
2 | Elect Shantella E. Cooper | Mgmt | For | For | |||||
3 | Elect Charles R. Crisp | Mgmt | For | For | |||||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | |||||
6 | Elect Mark F. Mulhern | Mgmt | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | |||||
9 | Elect Caroline Silver | Mgmt | For | For | |||||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | |||||
11 | Elect Judith A. Sprieser | Mgmt | For | For | |||||
12 | Elect Vincent S. Tese | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | |||||
Intuit Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
INTU | CUSIP 461202103 | 01/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Eve Burton | Mgmt | For | For | |||||
2 | Elect Scott D. Cook | Mgmt | For | For | |||||
3 | Elect Richard Dalzell | Mgmt | For | For | |||||
4 | Elect Sasan Goodarzi | Mgmt | For | For | |||||
5 | Elect Deborah Liu | Mgmt | For | For | |||||
6 | Elect Tekedra Mawakana | Mgmt | For | For | |||||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | |||||
8 | Elect Dennis D. Powell | Mgmt | For | For | |||||
9 | Elect Brad D. Smith | Mgmt | For | For | |||||
10 | Elect Thomas J. Szkutak | Mgmt | For | For | |||||
11 | Elect Raul Vazquez | Mgmt | For | For | |||||
12 | Elect Jeff Weiner | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
JPM | CUSIP 46625H100 | 05/18/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | |||||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | |||||
15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | |||||
Mastercard Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MA | CUSIP 57636Q104 | 06/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Ajay Banga | Mgmt | For | For | |||||
2 | Elect Merit E. Janow | Mgmt | For | For | |||||
3 | Elect Richard K. Davis | Mgmt | For | For | |||||
4 | Elect Steven J. Freiberg | Mgmt | For | For | |||||
5 | Elect Julius Genachowski | Mgmt | For | For | |||||
6 | Elect GOH Choon Phong | Mgmt | For | For | |||||
7 | Elect Oki Matsumoto | Mgmt | For | For | |||||
8 | Elect Michael Miebach | Mgmt | For | For | |||||
9 | Elect Youngme E. Moon | Mgmt | For | For | |||||
10 | Elect Rima Qureshi | Mgmt | For | For | |||||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | |||||
12 | Elect Gabrielle Sulzberger | Mgmt | For | For | |||||
13 | Elect Jackson P. Tai | Mgmt | For | For | |||||
14 | Elect Lance Uggla | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | |||||
17 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | |||||
18 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | |||||
19 | Elimination of Supermajority Requirements | Mgmt | For | For | |||||
Medtronic Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MDT | CUSIP G5960L103 | 12/11/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | |||||
6 | Elect Michael O. Leavitt | Mgmt | For | For | |||||
7 | Elect James T. Lenehan | Mgmt | For | For | |||||
8 | Elect Kevin E. Lofton | Mgmt | For | For | |||||
9 | Elect Geoffrey S. Martha | Mgmt | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | |||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
MSFT | CUSIP 594918104 | 12/02/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Reid G. Hoffman | Mgmt | For | For | |||||
2 | Elect Hugh F. Johnston | Mgmt | For | For | |||||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | |||||
4 | Elect Satya Nadella | Mgmt | For | For | |||||
5 | Elect Sandra E. Peterson | Mgmt | For | For | |||||
6 | Elect Penny S. Pritzker | Mgmt | For | For | |||||
7 | Elect Charles W. Scharf | Mgmt | For | For | |||||
8 | Elect Arne M. Sorenson | Mgmt | For | For | |||||
9 | Elect John W. Stanton | Mgmt | For | For | |||||
10 | Elect John W. Thompson | Mgmt | For | For | |||||
11 | Elect Emma N. Walmsley | Mgmt | For | For | |||||
12 | Elect Padmasree Warrior | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | |||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NG. | CINS G6S9A7120 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | WPDIL Acquisition | Mgmt | For | For | |||||
2 | Amendment to Borrowing Powers | Mgmt | For | For | |||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
NG. | CINS G6S9A7120 | 07/27/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Final Dividend | Mgmt | For | For | |||||
3 | Elect Sir Peter Gershon | Mgmt | For | For | |||||
4 | Elect John Pettigrew | Mgmt | For | For | |||||
5 | Elect Andy Agg | Mgmt | For | For | |||||
6 | Elect Nicola Shaw | Mgmt | For | For | |||||
7 | Elect Mark Williamson | Mgmt | For | For | |||||
8 | Elect Jonathan Dawson | Mgmt | For | For | |||||
9 | Elect Therese Esperdy | Mgmt | For | For | |||||
10 | Elect Paul Golby | Mgmt | For | For | |||||
11 | Elect Liz Hewitt | Mgmt | For | For | |||||
12 | Elect Amanda Mesler | Mgmt | For | For | |||||
13 | Elect Earl L. Shipp | Mgmt | For | For | |||||
14 | Elect Jonathan SIlver | Mgmt | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
20 | Share Incentive Plan | Mgmt | For | For | |||||
21 | Sharesave Plan | Mgmt | For | For | |||||
22 | Amendment to Borrowing Powers | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
25 | Authority to Repurchase Shares | Mgmt | For | For | |||||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
Otis Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
OTIS | CUSIP 68902V107 | 04/27/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jeffrey H. Black | Mgmt | For | For | |||||
2 | Elect Kathy Hopinkah Hannan | Mgmt | For | For | |||||
3 | Elect Shailesh G. Jejurikar | Mgmt | For | For | |||||
4 | Elect Christopher J. Kearney | Mgmt | For | For | |||||
5 | Elect Judith F. Marks | Mgmt | For | For | |||||
6 | Elect Harold W. McGraw III | Mgmt | For | For | |||||
7 | Elect Margaret M.V. Preston | Mgmt | For | For | |||||
8 | Elect Shelley Stewart, Jr. | Mgmt | For | For | |||||
9 | Elect John H. Walker | Mgmt | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
Regeneron Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
REGN | CUSIP 75886F107 | 06/11/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect N. Anthony Coles | Mgmt | For | Against | |||||
2 | Elect Arthur F. Ryan | Mgmt | For | Against | |||||
3 | Elect George L. Sing | Mgmt | For | Against | |||||
4 | Elect Marc Tessier-Lavigne | Mgmt | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | |||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SWK | CUSIP 854502101 | 05/10/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | |||||
9 | Elect Jane M. Palmieri | Mgmt | For | For | |||||
10 | Elect Mojdeh Poul | Mgmt | For | For | |||||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | |||||
12 | Elect Irving Tan | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | |||||
16 | Elimination of CBCA Supermajority Requirements | Mgmt | For | For | |||||
17 | Elimination of Business Combination Supermajority Requirements | Mgmt | For | For | |||||
18 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | |||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SBUX | CUSIP 855244109 | 03/17/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Richard E. Allison, Jr. | Mgmt | For | For | |||||
2 | Elect Rosalind G. Brewer | Mgmt | For | Against | |||||
3 | Elect Andrew Campion | Mgmt | For | For | |||||
4 | Elect Mary N. Dillon | Mgmt | For | For | |||||
5 | Elect Isabel Ge Mahe | Mgmt | For | For | |||||
6 | Elect Mellody Hobson | Mgmt | For | For | |||||
7 | Elect Kevin R. Johnson | Mgmt | For | For | |||||
8 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | |||||
9 | Elect Satya Nadella | Mgmt | For | For | |||||
10 | Elect Joshua Cooper Ramo | Mgmt | For | For | |||||
11 | Elect Clara Shih | Mgmt | For | For | |||||
12 | Elect Javier G. Teruel | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | For | |||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
TXN | CUSIP 882508104 | 04/22/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | |||||
The Progressive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
PGR | CUSIP 743315103 | 05/07/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | |||||
8 | Elect Devin C. Johnson | Mgmt | For | For | |||||
9 | Elect Jeffrey D. Kelly | Mgmt | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
The Sherwin-Williams Company | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
SHW | CUSIP 824348106 | 04/21/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | |||||
2 | Elect Arthur F. Anton | Mgmt | For | For | |||||
3 | Elect Jeff M. Fettig | Mgmt | For | For | |||||
4 | Elect Richard J. Kramer | Mgmt | For | For | |||||
5 | Elect John G. Morikis | Mgmt | For | For | |||||
6 | Elect Christine A. Poon | Mgmt | For | For | |||||
7 | Elect Aaron M. Powell | Mgmt | For | For | |||||
8 | Elect Michael H. Thaman | Mgmt | For | For | |||||
9 | Elect Matthew Thornton III | Mgmt | For | For | |||||
10 | Elect Steven H. Wunning | Mgmt | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
USB | CUSIP 902973304 | 04/20/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Warner L. Baxter | Mgmt | For | For | |||||
2 | Elect Dorothy J. Bridges | Mgmt | For | For | |||||
3 | Elect Elizabeth L. Buse | Mgmt | For | For | |||||
4 | Elect Andrew Cecere | Mgmt | For | For | |||||
5 | Elect Kimberly N. Ellison-Taylor | Mgmt | For | For | |||||
6 | Elect Kimberly J. Harris | Mgmt | For | For | |||||
7 | Elect Roland A. Hernandez | Mgmt | For | For | |||||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | |||||
9 | Elect Karen S. Lynch | Mgmt | For | For | |||||
10 | Elect Richard P. McKenney | Mgmt | For | For | |||||
11 | Elect Yusuf I. Mehdi | Mgmt | For | For | |||||
12 | Elect John P. Wiehoff | Mgmt | For | For | |||||
13 | Elect Scott W. Wine | Mgmt | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
Unilever NV | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
UNA | CUSIP 904784709 | 09/21/2020 | |||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Amendments to Articles Regarding Unification | Mgmt | For | For | |||||
2 | Unification | Mgmt | For | For | |||||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | |||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | |||||
Unilever plc | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ULVR | CUSIP 904767704 | 05/05/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | |||||
4 | Advisory Vote on Climate Transition Action Plan | Mgmt | For | For | |||||
5 | Elect Nils Andersen | Mgmt | For | For | |||||
6 | Elect Laura M.L. Cha | Mgmt | For | For | |||||
7 | Elect Judith Hartmann | Mgmt | For | For | |||||
8 | Elect Alan Jope | Mgmt | For | For | |||||
9 | Elect Andrea Jung | Mgmt | For | For | |||||
10 | Elect Susan Kilsby | Mgmt | For | For | |||||
11 | Elect Strive T. Masiyiwa | Mgmt | For | For | |||||
12 | Elect Youngme E. Moon | Mgmt | For | For | |||||
13 | Elect Graeme D. Pitkethly | Mgmt | For | For | |||||
14 | Elect John Rishton | Mgmt | For | For | |||||
15 | Elect Feike Sijbesma | Mgmt | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | |||||
19 | Approval of Performance Share Plan | Mgmt | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | |||||
25 | Adoption of New Articles | Mgmt | For | For | |||||
26 | Reduction in Share Premium Account | Mgmt | For | For | |||||
United Rentals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
URI | CUSIP 911363109 | 05/06/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | |||||
2 | Elect Marc A. Bruno | Mgmt | For | For | |||||
3 | Elect Matthew J. Flannery | Mgmt | For | For | |||||
4 | Elect Bobby J. Griffin | Mgmt | For | For | |||||
5 | Elect Kim Harris Jones | Mgmt | For | For | |||||
6 | Elect Terri L. Kelly | Mgmt | For | For | |||||
7 | Elect Michael J. Kneeland | Mgmt | For | For | |||||
8 | Elect Gracia C. Martore | Mgmt | For | For | |||||
9 | Elect Filippo Passerini | Mgmt | For | For | |||||
10 | Elect Donald C. Roof | Mgmt | For | For | |||||
11 | Elect Shiv Singh | Mgmt | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||||
14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | |||||
Vestas Wind Systems A/S | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
VWS | CINS K9773J128 | 04/08/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | |||||
10 | Remuneration Report | Mgmt | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | |||||
12 | Elect Anders Runevad | Mgmt | For | For | |||||
13 | Elect Bert Nordberg | Mgmt | For | For | |||||
14 | Elect Bruce Grant | Mgmt | For | For | |||||
15 | Elect Eva Merete Sofelde Berneke | Mgmt | For | For | |||||
16 | Elect Helle Thorning-Schmidt | Mgmt | For | For | |||||
17 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | |||||
18 | Elect Lars Josefsson | Mgmt | For | For | |||||
19 | Elect Kentaro Hosomi | Mgmt | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | |||||
21 | Amendments to Remuneration Policy | Mgmt | For | For | |||||
22 | Amendments to Articles regarding the Denomination of Shares | Mgmt | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | |||||
24 | Amendments to Articles Regarding Virtual meetings | Mgmt | For | For | |||||
25 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | |||||
26 | Special Dividend | Mgmt | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | |||||
28 | Authorization of Legal Formalities | Mgmt | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | |||||
W.W. Grainger, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
GWW | CUSIP 384802104 | 04/28/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Rodney C. Adkins | Mgmt | For | For | |||||
1.2 | Elect Brian P. Anderson | Mgmt | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | |||||
1.4 | Elect Katherine D. Jaspon | Mgmt | For | For | |||||
1.5 | Elect Stuart L. Levenick | Mgmt | For | For | |||||
1.6 | Elect D. G. Macpherson | Mgmt | For | For | |||||
1.7 | Elect Neil S. Novich | Mgmt | For | For | |||||
1.8 | Elect Beatriz R. Perez | Mgmt | For | For | |||||
1.9 | Elect Michael J. Roberts | Mgmt | For | For | |||||
1.10 | Elect E. Scott Santi | Mgmt | For | For | |||||
1.11 | Elect Susan Slavik Williams | Mgmt | For | For | |||||
1.12 | Elect Lucas E. Watson | Mgmt | For | For | |||||
1.13 | Elect Steven A. White | Mgmt | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
Zebra Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | |||||||
ZBRA | CUSIP 989207105 | 05/14/2021 | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | For/Agnst Mgmt | |||||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | |||||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | |||||
1.3 | Elect Ross W. Manire | Mgmt | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | |||||
Fund Name : Neuberger Berman U.S. Equity Impact Fund | |||||||||
7/1/2020 - 6/30/2021 | |||||||||
Array Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRY | CUSIP 04271T100 | 06/07/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Troy Alstead | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Orlando D. Ashford | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avangrid, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGR | CUSIP 05351W103 | 06/01/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ignacio Sanchez Galan | Mgmt | For | For | For | ||||
1.2 | Elect John E. Baldacci | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Alcain Lopez | Mgmt | For | For | For | ||||
1.4 | Elect Dennis Victor Arriola | Mgmt | For | For | For | ||||
1.5 | Elect Pedro Azagra Blazquez | Mgmt | For | For | For | ||||
1.6 | Elect Robert Duffy | Mgmt | For | For | For | ||||
1.7 | Elect Teresa A. Herbert | Mgmt | For | For | For | ||||
1.8 | Elect Patricia Jacobs | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John L. Lahey | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Jose Angel Marra Rodriguez | Mgmt | For | For | For | ||||
1.11 | Elect Santiago Martinez Garrido | Mgmt | For | For | For | ||||
1.12 | Elect Jose Sainz Armada | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Alan D. Solomont | Mgmt | For | For | For | ||||
1.14 | Elect Elizabeth Timm | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Brookfield Renewable Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEPC | CUSIP 11284V105 | 06/22/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey M. Blidner | Mgmt | For | For | For | ||||
1.2 | Elect Scott R. Cutler | Mgmt | For | For | For | ||||
1.3 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||||
1.4 | Elect Nancy Dorn | Mgmt | For | For | For | ||||
1.5 | Elect David Mann | Mgmt | For | For | For | ||||
1.6 | Elect Louis J. Maroun | Mgmt | For | For | For | ||||
1.7 | Elect Sachin Shah | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Westwell | Mgmt | For | For | For | ||||
1.9 | Elect Patricia Zuccotti | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Cable One, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CABO | CUSIP 12685J105 | 05/21/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas S. Gayner | Mgmt | For | For | For | ||||
2 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||||
3 | Elect Thomas O. Might | Mgmt | For | For | For | ||||
4 | Elect Kristine E. Miller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DexCom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXCM | CUSIP 252131107 | 05/20/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Sayer | Mgmt | For | For | For | ||||
2 | Elect Nicholas Augustinos | Mgmt | For | For | For | ||||
3 | Elect Bridgette P. Heller | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
DocuSign, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOCU | CUSIP 256163106 | 05/28/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Enrique T. Salem | Mgmt | For | For | For | ||||
1.2 | Elect Peter Solvik | Mgmt | For | For | For | ||||
1.3 | Elect Inhi Cho Suh | Mgmt | For | For | For | ||||
1.4 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Emergent BioSolutions Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBS | CUSIP 29089Q105 | 05/20/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerome M. Hauer | Mgmt | For | For | For | ||||
2 | Elect Robert G. Kramer | Mgmt | For | For | For | ||||
3 | Elect Marvin L. White | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
Etsy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETSY | CUSIP 29786A106 | 06/11/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary S. Briggs | Mgmt | For | For | For | ||||
2 | Elect Edith Cooper | Mgmt | For | For | For | ||||
3 | Elect Melissa Reiff | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Graphic Packaging Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPK | CUSIP 388689101 | 05/26/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | For | ||||
1.2 | Elect Philip R. Martens | Mgmt | For | For | For | ||||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HASI | CUSIP 41068X100 | 06/03/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | ||||
1.2 | Elect Clarence D. Armbrister | Mgmt | For | For | For | ||||
1.3 | Elect Teresa M. Brenner | Mgmt | For | For | For | ||||
1.4 | Elect Michael T. Eckhart | Mgmt | For | For | For | ||||
1.5 | Elect Nancy C. Floyd | Mgmt | For | For | For | ||||
1.6 | Elect Simone F. Lagomarsino | Mgmt | For | For | For | ||||
1.7 | Elect Charles M. O'Neil | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Osborne | Mgmt | For | For | For | ||||
1.9 | Elect Steve G. Osgood | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
II-VI Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IIVI | CUSIP 902104108 | 06/24/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Lyft, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYFT | CUSIP 55087P104 | 06/17/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Zimmer | Mgmt | For | For | For | ||||
1.2 | Elect Valerie B. Jarrett | Mgmt | For | For | For | ||||
1.3 | Elect David Lawee | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/25/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Mary Ellen Coe | Mgmt | For | For | For | ||||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
7 | Elect Stephen L. Mayo | Mgmt | For | For | For | ||||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Christine E. Seidman | Mgmt | For | For | For | ||||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||||
12 | Elect Kathy J. Warden | Mgmt | For | For | For | ||||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | Against | For | ||||
PayPal Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PYPL | CUSIP 70450Y103 | 05/26/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||||
3 | Elect John J. Donahoe II | Mgmt | For | For | For | ||||
4 | Elect David W. Dorman | Mgmt | For | For | For | ||||
5 | Elect Belinda J. Johnson | Mgmt | For | For | For | ||||
6 | Elect Gail J. McGovern | Mgmt | For | For | For | ||||
7 | Elect Deborah M. Messemer | Mgmt | For | For | For | ||||
8 | Elect David M. Moffett | Mgmt | For | For | For | ||||
9 | Elect Ann M. Sarnoff | Mgmt | For | For | For | ||||
10 | Elect Daniel H. Schulman | Mgmt | For | For | For | ||||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Against | Against | For | ||||
Proofpoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFPT | CUSIP 743424103 | 06/15/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dana L. Evan | Mgmt | For | For | For | ||||
2 | Elect Kristen Gil | Mgmt | For | For | For | ||||
3 | Elect Gary Steele | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
SolarEdge Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEDG | CUSIP 83417M104 | 06/01/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nadav Zafrir | Mgmt | For | For | For | ||||
2 | Elect Avery More | Mgmt | For | For | For | ||||
3 | Elect Zivi Lando | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Square, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SQ | CUSIP 852234103 | 06/15/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Garutti | Mgmt | For | For | For | ||||
1.2 | Elect Mary Meeker | Mgmt | For | For | For | ||||
1.3 | Elect Lawrence Summers | Mgmt | For | For | For | ||||
1.4 | Elect Darren Walker | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||||
Sunrun Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RUN | CUSIP 86771W105 | 06/03/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Katherine August-deWilde | Mgmt | For | For | For | ||||
1.2 | Elect Gerald Risk | Mgmt | For | For | For | ||||
1.3 | Elect Sonita Lontoh | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Against | For | Against | ||||
Trane Technologies plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CUSIP G8994E103 | 06/03/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirk E. Arnold | Mgmt | For | For | For | ||||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||||
3 | Elect John Bruton | Mgmt | For | For | For | ||||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | ||||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
6 | Elect Linda P. Hudson | Mgmt | For | For | For | ||||
7 | Elect Michael W. Lamach | Mgmt | For | For | For | ||||
8 | Elect Myles Lee | Mgmt | For | For | For | ||||
9 | Elect April Miller Boise | Mgmt | For | For | For | ||||
10 | Elect Karen B. Peetz | Mgmt | For | For | For | ||||
11 | Elect John P. Surma | Mgmt | For | For | For | ||||
12 | Elect Tony L. White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Set the Price Range at which the Company can Re-Allot Treasury Shares | Mgmt | For | For | For | ||||
Universal Health Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHS | CUSIP 913903100 | 05/19/2021 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Equity Funds
By: | /s/ Joseph V. Amato |
Joseph V. Amato | |
Chief Executive Officer and President |
Date: August 27, 2021