UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number: 811-00558
THE HARTFORD MUTUAL FUNDS II, INC.
(Exact name of registrant as specified in charter)
690 Lee Road, Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
Registrant’s telephone number, including area code: (610) 386-4068
Date of fiscal year end: October 31
Date of reporting period: April 30, 2021
Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Reports to Stockholders.
A MESSAGE FROM THE PRESIDENT
Dear Shareholders:
Thank you for investing in Hartford Mutual Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2020 through April 30, 2021.
Market Review
During the six months ended April 30, 2021, U.S. stocks, as measured by the S&P 500 Index,1 gained 28.85%. The strong returns for the period reflected a growing
consensus among investors that a strong economic recovery has finally begun to take hold and that the worst days of the coronavirus (COVID-19) pandemic should soon be behind us.
Optimism was often hard to come by during the difficult months of 2020. The six-month period covered in this report followed many months of high unemployment, business lockdowns, face-mask requirements, and social-distancing measures. Along the way, governments around the world, including here in the U.S., mounted a rescue effort with unprecedented levels of monetary and fiscal support.
November 2020 marked the resolution of a contentious U.S. presidential election, a positive for markets. Then came the pivotal announcements that safe and effective COVID-19 vaccines were ready for federal approval – providing hope that a significant corner in the battle against the virus had been turned.
In late December of 2020, the U.S. Congress passed a $900 billion pandemic relief bill. For its part, the U.S. Federal Reserve (Fed) continued to maintain its ongoing policy of near-zero interest rates.
A winter resurgence of COVID-19 infections touched off a wave of new hospitalizations and deaths – more than 542,000 U.S. lives lost by winter’s end.2 New viral variants took root in the U.S., threatening to prolong the pandemic. A horrific surge of new death counts gripped India.
By the end of the period, over 101.4 million U.S. individuals – 31% of the nation’s population – had been fully vaccinated.3 Meanwhile, in Washington, Congress fast-tracked approval of the Biden administration’s $1.9 trillion economic stimulus package. A proposal for $2.3 trillion in new infrastructure spending soon followed.
As investors digested numerous new policy initiatives, rates on 10-year Treasuries rose to nearly 1.75% in mid-March, triggering a new round of market volatility and a fierce debate over a possible return of inflation. By period’s end, the question of inflation – how much and how persistent – remained unsettled, although the Fed provided assurances of a continued low-rate environment.
As we seek to move past the pandemic, it’s still vitally important to maintain a strong relationship with a financial professional, who can confidently guide you through shifting markets while helping you find a good fit within our family of funds.
Thank you again for investing in Hartford Mutual Funds. For the most up-to-date information on our complete selection of mutual funds and exchange-traded funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted price index composed of 500 widely held common stocks. The index is unmanaged and not available for direct investment. Past performance does not guarantee future results. |
2 | Wall Street Journal, 3/21/2021. |
3 | USAFacts.org, “What’s the nation’s progress on vaccinations?”. |
Hartford Domestic Equity Funds
Table of Contents
|
The Hartford Capital Appreciation Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 28.96% | | | | 49.84% | | | | 16.07% | | | | 11.94% | |
Class A3 | | | 21.87% | | | | 41.60% | | | | 14.77% | | | | 11.31% | |
Class C2 | | | 28.43% | | | | 48.68% | | | | 15.20% | | | | 11.13% | |
Class C4 | | | 27.43% | | | | 47.68% | | | | 15.20% | | | | 11.13% | |
Class I2 | | | 29.11% | | | | 50.26% | | | | 16.39% | | | | 12.27% | |
Class R32 | | | 28.71% | | | | 49.30% | | | | 15.68% | | | | 11.59% | |
Class R42 | | | 28.89% | | | | 49.77% | | | | 16.03% | | | | 11.94% | |
Class R52 | | | 29.06% | | | | 50.18% | | | | 16.38% | | | | 12.27% | |
Class R62 | | | 29.15% | | | | 50.37% | | | | 16.50% | | | | 12.38% | |
Class Y2 | | | 29.10% | | | | 50.26% | | | | 16.46% | | | | 12.37% | |
Class F2 | | | 29.16% | | | | 50.35% | | | | 16.47% | | | | 12.31% | |
Russell 3000 Index | | | 31.08% | | | | 50.92% | | | | 17.67% | | | | 14.03% | |
S&P 500 Index | | | 28.85% | | | | 45.98% | | | | 17.42% | | | | 14.17% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.07% | | | | 1.07% | |
Class C | | | 1.84% | | | | 1.84% | |
Class I | | | 0.78% | | | | 0.78% | |
Class R3 | | | 1.41% | | | | 1.41% | |
Class R4 | | | 1.10% | | | | 1.10% | |
Class R5 | | | 0.80% | | | | 0.80% | |
Class R6 | | | 0.70% | | | | 0.70% | |
Class Y | | | 0.80% | | | | 0.80% | |
Class F | | | 0.70% | | | | 0.70% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The Fund’s strategy for allocating assets among portfolio management teams may not work as intended. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks are generally greater, and include additional risks, for investments in emerging markets. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 8.1 | % |
Consumer Discretionary | | | 17.0 | |
Consumer Staples | | | 7.6 | |
Energy | | | 0.6 | |
Financials | | | 10.9 | |
Health Care | | | 13.0 | |
Industrials | | | 13.2 | |
Information Technology | | | 19.3 | |
Materials | | | 3.2 | |
Real Estate | | | 4.1 | |
Utilities | | | 0.4 | |
| | | | |
Total | | | 97.4 | % |
| | | | |
Short-Term Investments | | | 2.2 | |
Other Assets & Liabilities | | | 0.4 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Core Equity Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 04/30/1998 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 26.16% | | | | 44.71% | | | | 17.00% | | | | 14.52% | |
Class A3 | | | 19.22% | | | | 36.75% | | | | 15.68% | | | | 13.87% | |
Class C2 | | | 25.70% | | | | 43.62% | | | | 16.13% | | | | 13.68% | |
Class C4 | | | 24.70% | | | | 42.62% | | | | 16.13% | | | | 13.68% | |
Class I2 | | | 26.29% | | | | 45.07% | | | | 17.29% | | | | 14.70% | |
Class R32 | | | 25.93% | | | | 44.20% | | | | 16.59% | | | | 14.20% | |
Class R42 | | | 26.15% | | | | 44.70% | | | | 16.97% | | | | 14.57% | |
Class R52 | | | 26.29% | | | | 45.03% | | | | 17.29% | | | | 14.89% | |
Class R62 | | | 26.36% | | | | 45.20% | | | | 17.40% | | | | 14.97% | |
Class Y2 | | | 26.30% | | | | 45.10% | | | | 17.36% | | | | 14.94% | |
Class F2 | | | 26.35% | | | | 45.21% | | | | 17.38% | | | | 14.74% | |
S&P 500 Index | | | 28.85% | | | | 45.98% | | | | 17.42% | | | | 14.17% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class I shares commenced operations on 03/31/2015. Performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R6 shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares from 03/31/2015 through 02/27/2017 and Class A shares (excluding sales charges) prior to 03/31/2015.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 0.73% | | | | 0.73% | |
Class C | | | 1.47% | | | | 1.47% | |
Class I | | | 0.46% | | | | 0.46% | |
Class R3 | | | 1.07% | | | | 1.07% | |
Class R4 | | | 0.78% | | | | 0.78% | |
Class R5 | | | 0.48% | | | | 0.48% | |
Class R6 | | | 0.38% | | | | 0.38% | |
Class Y | | | 0.48% | | | | 0.46% | |
Class F | | | 0.38% | | | | 0.38% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 12.7 | % |
Consumer Discretionary | | | 10.8 | |
Consumer Staples | | | 6.6 | |
Energy | | | 1.2 | |
Financials | | | 12.0 | |
Health Care | | | 13.5 | |
Industrials | | | 10.0 | |
Information Technology | | | 25.8 | |
Materials | | | 1.4 | |
Real Estate | | | 1.7 | |
Utilities | | | 2.4 | |
| | | | |
Total | | | 98.1 | % |
| | | | |
Short-Term Investments | | | 1.6 | |
Other Assets & Liabilities | | | 0.3 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Dividend and Growth Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 34.45% | | | | 45.02% | | | | 14.56% | | | | 11.86% | |
Class A3 | | | 27.05% | | | | 37.05% | | | | 13.27% | | | | 11.23% | |
Class C2 | | | 33.98% | | | | 43.92% | | | | 13.69% | | | | 11.02% | |
Class C4 | | | 32.98% | | | | 42.92% | | | | 13.69% | | | | 11.02% | |
Class I2 | | | 34.65% | | | | 45.45% | | | | 14.85% | | | | 12.13% | |
Class R32 | | | 34.20% | | | | 44.57% | | | | 14.16% | | | | 11.49% | |
Class R42 | | | 34.44% | | | | 45.01% | | | | 14.51% | | | | 11.83% | |
Class R52 | | | 34.61% | | | | 45.38% | | | | 14.85% | | | | 12.17% | |
Class R62 | | | 34.67% | | | | 45.51% | | | | 14.96% | | | | 12.27% | |
Class Y2 | | | 34.69% | | | | 45.50% | | | | 14.93% | | | | 12.26% | |
Class F2 | | | 34.73% | | | | 45.60% | | | | 14.94% | | | | 12.17% | |
S&P 500 Index | | | 28.85% | | | | 45.98% | | | | 17.42% | | | | 14.17% | |
Russell 1000 Value Index | | | 36.30% | | | | 45.92% | | | | 12.15% | | | | 11.13% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.00% | | | | 1.00% | |
Class C | | | 1.78% | | | | 1.78% | |
Class I | | | 0.74% | | | | 0.74% | |
Class R3 | | | 1.36% | | | | 1.36% | |
Class R4 | | | 1.05% | | | | 1.05% | |
Class R5 | | | 0.75% | | | | 0.75% | |
Class R6 | | | 0.65% | | | | 0.65% | |
Class Y | | | 0.74% | | | | 0.69% | |
Class F | | | 0.65% | | | | 0.65% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 8.8 | % |
Consumer Discretionary | | | 6.3 | |
Consumer Staples | | | 5.0 | |
Energy | | | 4.2 | |
Financials | | | 20.0 | |
Health Care | | | 14.7 | |
Industrials | | | 9.3 | |
Information Technology | | | 17.9 | |
Materials | | | 3.9 | |
Real Estate | | | 2.3 | |
Utilities | | | 3.2 | |
| | | | |
Total | | | 95.6 | % |
| | | | |
Short-Term Investments | | | 4.0 | |
Other Assets & Liabilities | | | 0.4 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Equity Income Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 08/28/2003 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 30.62% | | | | 38.68% | | | | 12.16% | | | | 11.19% | |
Class A3 | | | 23.44% | | | | 31.06% | | | | 10.90% | | | | 10.57% | |
Class C2 | | | 30.12% | | | | 37.63% | | | | 11.33% | | | | 10.37% | |
Class C4 | | | 29.12% | | | | 36.63% | | | | 11.33% | | | | 10.37% | |
Class I2 | | | 30.74% | | | | 39.06% | | | | 12.44% | | | | 11.48% | |
Class R32 | | | 30.32% | | | | 38.18% | | | | 11.76% | | | | 10.81% | |
Class R42 | | | 30.51% | | | | 38.58% | | | | 12.10% | | | | 11.14% | |
Class R52 | | | 30.78% | | | | 39.03% | | | | 12.44% | | | | 11.48% | |
Class R62 | | | 30.80% | | | | 39.10% | | | | 12.55% | | | | 11.59% | |
Class Y2 | | | 30.82% | | | | 39.08% | | | | 12.51% | | | | 11.57% | |
Class F2 | | | 30.80% | | | | 39.17% | | | | 12.53% | | | | 11.52% | |
Russell 1000 Value Index | | | 36.30% | | | | 45.92% | | | | 12.15% | | | | 11.13% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.01% | | | | 1.01% | |
Class C | | | 1.76% | | | | 1.76% | |
Class I | | | 0.74% | | | | 0.74% | |
Class R3 | | | 1.36% | | | | 1.36% | |
Class R4 | | | 1.06% | | | | 1.06% | |
Class R5 | | | 0.77% | | | | 0.77% | |
Class R6 | | | 0.66% | | | | 0.66% | |
Class Y | | | 0.76% | | | | 0.76% | |
Class F | | | 0.66% | | | | 0.66% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 4.2 | % |
Consumer Discretionary | | | 4.8 | |
Consumer Staples | | | 10.4 | |
Energy | | | 4.5 | |
Financials | | | 20.4 | |
Health Care | | | 17.9 | |
Industrials | | | 14.1 | |
Information Technology | | | 9.0 | |
Materials | | | 3.0 | |
Real Estate | | | 2.7 | |
Utilities | | | 6.0 | |
| | | | |
Total | | | 97.0 | % |
| | | | |
Short-Term Investments | | | 2.8 | |
Other Assets & Liabilities | | | 0.2 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Growth Opportunities Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 03/31/1963 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 23.90% | | | | 69.06% | | | | 24.50% | | | | 17.41% | |
Class A3 | | | 17.08% | | | | 59.77% | | | | 23.10% | | | | 16.74% | |
Class C2 | | | 23.44% | | | | 67.82% | | | | 23.57% | | | | 16.56% | |
Class C4 | | | 22.44% | | | | 66.82% | | | | 23.57% | | | | 16.56% | |
Class I2 | | | 24.03% | | | | 69.51% | | | | 24.81% | | | | 17.70% | |
Class R32 | | | 23.67% | | | | 68.47% | | | | 24.07% | | | | 17.04% | |
Class R42 | | | 23.84% | | | | 68.97% | | | | 24.44% | | | | 17.40% | |
Class R52 | | | 24.02% | | | | 69.46% | | | | 24.81% | | | | 17.75% | |
Class R62 | | | 24.08% | | | | 69.63% | | | | 24.94% | | | | 17.86% | |
Class Y2 | | | 24.05% | | | | 69.56% | | | | 24.90% | | | | 17.85% | |
Class F2 | | | 24.08% | | | | 69.63% | | | | 24.91% | | | | 17.75% | |
Russell 3000 Growth Index | | | 25.08% | | | | 52.41% | | | | 22.59% | | | | 16.70% | |
Russell 1000 Growth Index | | | 24.31% | | | | 51.41% | | | | 22.88% | | | | 17.02% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.10% | | | | 1.10% | |
Class C | | | 1.85% | | | | 1.85% | |
Class I | | | 0.82% | | | | 0.82% | |
Class R3 | | | 1.43% | | | | 1.43% | |
Class R4 | | | 1.13% | | | | 1.13% | |
Class R5 | | | 0.84% | | | | 0.84% | |
Class R6 | | | 0.74% | | | | 0.74% | |
Class Y | | | 0.82% | | | | 0.82% | |
Class F | | | 0.74% | | | | 0.74% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 16.8 | % |
Consumer Discretionary | | | 30.9 | |
Consumer Staples | | | 1.8 | |
Financials | | | 3.3 | |
Health Care | | | 16.2 | |
Industrials | | | 5.7 | |
Information Technology | | | 25.2 | |
Real Estate | | | 0.1 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
Short-Term Investments | | | 0.5 | |
Other Assets & Liabilities | | | (0.5 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Healthcare Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 05/01/2000 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 17.45% | | | | 29.06% | | | | 15.25% | | | | 15.87% | |
Class A3 | | | 10.99% | | | | 21.96% | | | | 13.96% | | | | 15.21% | |
Class C2 | | | 17.05% | | | | 28.11% | | | | 14.40% | | | | 15.02% | |
Class C4 | | | 16.05% | | | | 27.11% | | | | 14.40% | | | | 15.02% | |
Class I2 | | | 17.63% | | | | 29.40% | | | | 15.57% | | | | 16.21% | |
Class R32 | | | 17.28% | | | | 28.64% | | | | 14.89% | | | | 15.53% | |
Class R42 | | | 17.45% | | | | 29.04% | | | | 15.23% | | | | 15.88% | |
Class R52 | | | 17.62% | | | | 29.40% | | | | 15.58% | | | | 16.22% | |
Class R62 | | | 17.68% | | | | 29.53% | | | | 15.68% | | | | 16.34% | |
Class Y2 | | | 17.65% | | | | 29.48% | | | | 15.66% | | | | 16.32% | |
Class F2 | | | 17.68% | | | | 29.54% | | | | 15.67% | | | | 16.25% | |
S&P Composite 1500 Health Care Index | | | 21.04% | | | | 25.33% | | | | 14.36% | | | | 15.54% | |
S&P 500 Index | | | 28.85% | | | | 45.98% | | | | 17.42% | | | | 14.17% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares. Class R6 shares commenced operations on 02/28/2019. Performance prior to that date is that of the Fund’s Class Y shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.27% | | | | 1.27% | |
Class C | | | 2.04% | | | | 2.04% | |
Class I | | | 0.99% | | | | 0.99% | |
Class R3 | | | 1.60% | | | | 1.60% | |
Class R4 | | | 1.30% | | | | 1.30% | |
Class R5 | | | 1.00% | | | | 1.00% | |
Class R6 | | | 0.90% | | | | 0.90% | |
Class Y | | | 1.00% | | | | 1.00% | |
Class F | | | 0.90% | | | | 0.90% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Risks of focusing investments on the healthcare related sector include regulatory and legal developments, patent considerations, intense competitive pressures, rapid technological changes, potential product obsolescence, and liquidity risk. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets.
Composition by Subsector(1)
as of 04/30/2021
| | | | |
Subsector | | Percentage of Net Assets | |
Equity Securities | |
Biotechnology | | | 21.5 | % |
Consumer Finance | | | 0.1 | |
Diversified Telecommunication Services | | | 0.3 | |
Health Care Equipment & Supplies | | | 24.1 | |
Health Care Providers & Services | | | 17.8 | |
Insurance | | | 0.3 | |
Life Sciences Tools & Services | | | 11.9 | |
Pharmaceuticals | | | 23.0 | |
| | | | |
Total | | | 99.0 | % |
| | | | |
Short-Term Investments | | | 4.4 | |
Other Assets & Liabilities | | | (3.4 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These subsector classifications are used for financial reporting purposes. |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 12/31/1997 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term growth of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 35.48% | | | | 54.49% | | | | 17.76% | | | | 13.45% | |
Class A3 | | | 28.02% | | | | 45.99% | | | | 16.43% | | | | 12.81% | |
Class C2 | | | 35.02% | | | | 53.34% | | | | 16.88% | | | | 12.62% | |
Class C4 | | | 34.02% | | | | 52.34% | | | | 16.88% | | | | 12.62% | |
Class I2 | | | 35.65% | | | | 54.90% | | | | 18.04% | | | | 13.72% | |
Class R32 | | | 35.26% | | | | 53.92% | | | | 17.35% | | | | 13.08% | |
Class R42 | | | 35.48% | | | | 54.43% | | | | 17.72% | | | | 13.43% | |
Class R52 | | | 35.66% | | | | 54.91% | | | | 18.08% | | | | 13.77% | |
Class R62 | | | 35.74% | | | | 55.03% | | | | 18.18% | | | | 13.89% | |
Class Y2 | | | 35.73% | | | | 54.96% | | | | 18.15% | | | | 13.87% | |
Class F2 | | | 35.73% | | | | 55.01% | | | | 18.14% | | | | 13.77% | |
S&P MidCap 400 Index | | | 44.34% | | | | 67.90% | | | | 15.10% | | | | 12.11% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.11% | | | | 1.11% | |
Class C | | | 1.87% | | | | 1.87% | |
Class I | | | 0.88% | | | | 0.87% | |
Class R3 | | | 1.47% | | | | 1.47% | |
Class R4 | | | 1.17% | | | | 1.17% | |
Class R5 | | | 0.85% | | | | 0.85% | |
Class R6 | | | 0.75% | | | | 0.75% | |
Class Y | | | 0.86% | | | | 0.79% | |
Class F | | | 0.75% | | | | 0.75% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements if any. Net expenses reflect such arrangements only with respect to Classes I and Y and in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 2.7 | % |
Consumer Discretionary | | | 11.2 | |
Consumer Staples | | | 2.3 | |
Energy | | | 0.1 | |
Financials | | | 11.6 | |
Health Care | | | 20.1 | |
Industrials | | | 14.8 | |
Information Technology | | | 25.7 | |
Materials | | | 2.2 | |
Real Estate | | | 6.1 | |
Utilities | | | 3.2 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
Short-Term Investments | | | 1.2 | |
Other Assets & Liabilities | | | (1.2 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford MidCap Value Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 04/30/2001 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 45.05% | | | | 55.09% | | | | 10.78% | | | | 9.46% | |
Class A3 | | | 37.07% | | | | 46.56% | | | | 9.53% | | | | 8.84% | |
Class C2 | | | 44.41% | | | | 53.80% | | | | 9.95% | | | | 8.66% | |
Class C4 | | | 43.41% | | | | 52.80% | | | | 9.95% | | | | 8.66% | |
Class I2 | | | 45.24% | | | | 55.57% | | | | 11.09% | | | | 9.80% | |
Class R32 | | | 44.93% | | | | 54.63% | | | | 10.46% | | | | 9.17% | |
Class R42 | | | 45.12% | | | | 55.10% | | | | 10.81% | | | | 9.51% | |
Class R52 | | | 45.28% | | | | 55.58% | | | | 11.14% | | | | 9.83% | |
Class Y2 | | | 45.31% | | | | 55.71% | | | | 11.20% | | | | 9.92% | |
Class F2 | | | 45.40% | | | | 55.87% | | | | 11.22% | | | | 9.87% | |
Russell Midcap Value Index | | | 41.41% | | | | 60.70% | | | | 12.18% | | | | 11.31% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.26% | | | | 1.26% | |
Class C | | | 2.03% | | | | 2.03% | |
Class I | | | 0.91% | | | | 0.91% | |
Class R3 | | | 1.54% | | | | 1.54% | |
Class R4 | | | 1.24% | | | | 1.24% | |
Class R5 | | | 0.92% | | | | 0.92% | |
Class Y | | | 0.92% | | | | 0.92% | |
Class F | | | 0.82% | | | | 0.82% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 1.8 | % |
Consumer Discretionary | | | 12.7 | |
Consumer Staples | | | 2.9 | |
Energy | | | 1.8 | |
Financials | | | 20.4 | |
Health Care | | | 9.3 | |
Industrials | | | 19.1 | |
Information Technology | | | 8.4 | |
Materials | | | 7.1 | |
Real Estate | | | 9.4 | |
Utilities | | | 5.2 | |
| | | | |
Total | | | 98.1 | % |
| | | | |
Short-Term Investments | | | 1.3 | |
Other Assets & Liabilities | | | 0.6 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Quality Value Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 01/02/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 34.98% | | | | 43.13% | | | | 11.86% | | | | 9.70% | |
Class A3 | | | 27.56% | | | | 35.26% | | | | 10.60% | | | | 9.08% | |
Class C2 | | | 34.42% | | | | 41.97% | | | | 11.01% | | | | 8.87% | |
Class C4 | | | 33.42% | | | | 40.97% | | | | 11.01% | | | | 8.87% | |
Class I2 | | | 35.20% | | | | 43.64% | | | | 12.22% | | | | 10.05% | |
Class R32 | | | 34.80% | | | | 42.80% | | | | 11.55% | | | | 9.41% | |
Class R42 | | | 35.02% | | | | 43.18% | | | | 11.89% | | | | 9.76% | |
Class R52 | | | 35.21% | | | | 43.61% | | | | 12.22% | | | | 10.07% | |
Class R62 | | | 35.27% | | | | 43.81% | | | | 12.34% | | | | 10.15% | |
Class Y2 | | | 35.18% | | | | 43.65% | | | | 12.26% | | | | 10.11% | |
Class F2 | | | 35.31% | | | | 43.79% | | | | 12.31% | | | | 10.09% | |
Russell 1000 Value Index | | | 36.30% | | | | 45.92% | | | | 12.15% | | | | 11.13% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
The returns include the Fund’s performance when the Fund pursued a different investment objective and principal investment strategy prior to 11/01/2017.
Class R6 shares commenced operations on 02/28/2018. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.03% | | | | 0.96% | |
Class C | | | 1.82% | | | | 1.71% | |
Class I | | | 0.67% | | | | 0.66% | |
Class R3 | | | 1.29% | | | | 1.18% | |
Class R4 | | | 0.98% | | | | 0.88% | |
Class R5 | | | 0.69% | | | | 0.63% | |
Class R6 | | | 0.58% | | | | 0.46% | |
Class Y | | | 0.68% | | | | 0.57% | |
Class F | | | 0.58% | | | | 0.46% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 5.1 | % |
Consumer Discretionary | | | 7.4 | |
Consumer Staples | | | 5.6 | |
Energy | | | 5.6 | |
Financials | | | 22.8 | |
Health Care | | | 14.5 | |
Industrials | | | 13.4 | |
Information Technology | | | 9.4 | |
Materials | | | 4.2 | |
Real Estate | | | 4.3 | |
Utilities | | | 5.0 | |
| | | | |
Total | | | 97.3 | % |
| | | | |
Short-Term Investments | | | 1.5 | |
Other Assets & Liabilities | | | 1.2 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Small Cap Growth Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 01/04/1988 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 35.11% | | | | 65.04% | | | | 18.23% | | | | 12.97% | |
Class A3 | | | 27.68% | | | | 55.96% | | | | 16.90% | | | | 12.33% | |
Class C2 | | | 34.61% | | | | 63.92% | | | | 17.43% | | | | 12.19% | |
Class C4 | | | 33.61% | | | | 62.92% | | | | 17.43% | | | | 12.19% | |
Class I2 | | | 35.34% | | | | 65.65% | | | | 18.63% | | | | 13.34% | |
Class R32 | | | 34.91% | | | | 64.63% | | | | 17.92% | | | | 12.70% | |
Class R42 | | | 35.10% | | | | 65.09% | | | | 18.28% | | | | 13.04% | |
Class R52 | | | 35.32% | | | | 65.60% | | | | 18.64% | | | | 13.39% | |
Class R62 | | | 35.38% | | | | 65.78% | | | | 18.76% | | | | 13.48% | |
Class Y2 | | | 35.34% | | | | 65.70% | | | | 18.72% | | | | 13.48% | |
Class F2 | | | 35.38% | | | | 65.78% | | | | 18.73% | | | | 13.39% | |
Russell 2000 Growth Index | | | 37.84% | | | | 69.15% | | | | 18.89% | | | | 12.86% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.26% | | | | 1.26% | |
Class C | | | 1.90% | | | | 1.90% | |
Class I | | | 0.85% | | | | 0.85% | |
Class R3 | | | 1.49% | | | | 1.49% | |
Class R4 | | | 1.19% | | | | 1.19% | |
Class R5 | | | 0.89% | | | | 0.89% | |
Class R6 | | | 0.77% | | | | 0.77% | |
Class Y | | | 0.88% | | | | 0.83% | |
Class F | | | 0.77% | | | | 0.77% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 1.8 | % |
Consumer Discretionary | | | 15.3 | |
Consumer Staples | | | 3.6 | |
Financials | | | 5.0 | |
Health Care | | | 30.5 | |
Industrials | | | 15.6 | |
Information Technology | | | 21.8 | |
Materials | | | 2.2 | |
Real Estate | | | 4.0 | |
| | | | |
Total | | | 99.8 | % |
| | | | |
Short-Term Investments | | | 0.8 | |
Other Assets & Liabilities | | | (0.6 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Small Cap Value Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 01/01/2005 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 66.02% | | | | 90.36% | | | | 13.37% | | | | 9.85% | |
Class A3 | | | 56.89% | | | | 79.89% | | | | 12.09% | | | | 9.23% | |
Class C2 | | | 65.43% | | | | 88.76% | | | | 12.53% | | | | 9.03% | |
Class C4 | | | 64.43% | | | | 87.76% | | | | 12.53% | | | | 9.03% | |
Class I2 | | | 66.37% | | | | 90.95% | | | | 13.75% | | | | 10.07% | |
Class R32 | | | 66.03% | | | | 90.10% | | | | 13.17% | | | | 9.68% | |
Class R42 | | | 66.06% | | | | 90.40% | | | | 13.44% | | | | 9.96% | |
Class R52 | | | 66.35% | | | | 91.05% | | | | 13.80% | | | | 10.29% | |
Class R62 | | | 66.51% | | | | 91.23% | | | | 13.88% | | | | 10.34% | |
Class Y2 | | | 66.27% | | | | 91.00% | | | | 13.84% | | | | 10.32% | |
Class F2 | | | 66.46% | | | | 91.06% | | | | 13.85% | | | | 10.12% | |
Russell 2000 Value Index | | | 59.17% | | | | 78.96% | | | | 13.54% | | | | 10.10% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class I shares commenced operations on 03/31/2015. Performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R3, R4 and R5 shares commenced operations on 09/30/2011. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares from 03/31/2015 through 02/27/2017 and Class A shares (excluding sales charges) prior to 03/31/2015. Class R6 shares commenced operations on 02/28/2018. Performance prior to that date is that of the Fund’s Class Y shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
Performance prior to 11/01/2018 reflects when the Fund pursued different strategies.
Performance information includes performance under the Fund’s previous sub-adviser, Hartford Investment Management Company. As of 06/04/2012, Hartford Investment Management Company no longer served as the sub-adviser to the Fund.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.41% | | | | 1.30% | |
Class C | | | 2.15% | | | | 2.05% | |
Class I | | | 1.04% | | | | 1.00% | |
Class R3 | | | 1.63% | | | | 1.50% | |
Class R4 | | | 1.33% | | | | 1.20% | |
Class R5 | | | 1.03% | | | | 0.90% | |
Class R6 | | | 0.92% | | | | 0.80% | |
Class Y | | | 1.02% | | | | 0.85% | |
Class F | | | 0.91% | | | | 0.80% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 1.7 | % |
Consumer Discretionary | | | 12.8 | |
Consumer Staples | | | 6.7 | |
Financials | | | 35.0 | |
Health Care | | | 6.1 | |
Industrials | | | 16.9 | |
Information Technology | | | 11.4 | |
Materials | | | 2.9 | |
Real Estate | | | 1.7 | |
Utilities | | | 3.4 | |
| | | | |
Total | | | 98.6 | % |
| | | | |
Short-Term Investments | | | 2.0 | |
Other Assets & Liabilities | | | (0.6 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Small Company Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 32.57% | | | | 83.82% | | | | 24.14% | | | | 13.46% | |
Class A3 | | | 25.28% | | | | 73.71% | | | | 22.74% | | | | 12.82% | |
Class C2 | | | 32.03% | | | | 82.24% | | | | 23.17% | | | | 12.62% | |
Class C4 | | | 31.03% | | | | 81.24% | | | | 23.17% | | | | 12.62% | |
Class I2 | | | 32.77% | | | | 84.33% | | | | 24.48% | | | | 13.75% | |
Class R32 | | | 32.37% | | | | 83.34% | | | | 23.87% | | | | 13.23% | |
Class R42 | | | 32.57% | | | | 83.86% | | | | 24.24% | | | | 13.57% | |
Class R52 | | | 32.81% | | | | 84.44% | | | | 24.62% | | | | 13.92% | |
Class R62 | | | 32.82% | | | | 84.59% | | | | 24.69% | | | | 14.00% | |
Class Y2 | | | 32.80% | | | | 84.45% | | | | 24.65% | | | | 13.99% | |
Class F2 | | | 32.85% | | | | 84.63% | | | | 24.63% | | | | 13.82% | |
Russell 2000 Growth Index | | | 37.84% | | | | 69.15% | | | | 18.89% | | | | 12.86% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.32% | | | | 1.32% | |
Class C | | | 2.14% | | | | 2.14% | |
Class I | | | 1.00% | | | | 1.00% | |
Class R3 | | | 1.61% | | | | 1.61% | |
Class R4 | | | 1.30% | | | | 1.30% | |
Class R5 | | | 1.01% | | | | 1.01% | |
Class R6 | | | 0.90% | | | | 0.90% | |
Class Y | | | 0.96% | | | | 0.96% | |
Class F | | | 0.90% | | | | 0.90% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 2.0 | % |
Consumer Discretionary | | | 22.2 | |
Consumer Staples | | | 1.2 | |
Financials | | | 3.2 | |
Health Care | | | 28.4 | |
Industrials | | | 14.7 | |
Information Technology | | | 21.5 | |
Real Estate | | | 3.7 | |
| | | | |
Total | | | 96.9 | % |
| | | | |
Short-Term Investments | | | 3.9 | |
Other Assets & Liabilities | | | (0.8 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Domestic Equity Funds |
Benchmark Glossary (Unaudited)
Russell 1000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership.
Russell 1000 Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with lower price-to-book ratios and lower forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership.
Russell 2000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index growth companies with higher price-to-book ratios and higher forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 2000 Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index companies with lower price-to-book ratios and lower forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 3000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 3000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 3000 Index is designed to measures the performance of the 3,000 largest U.S. companies based on total market capitalization.
Russell 3000 Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the 3,000 largest U.S. companies based on total market capitalization.
Russell Midcap Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap value segment of the U.S. equity universe. It includes those Russell Midcap Index companies with lower price-to-book ratios and lower forecasted growth values.
S&P 500 Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted price index composed of 500 widely held common stocks.
S&P Composite 1500 Health Care Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index comprised of those companies included in the S&P Composite 1500 that are classified as members of the Global Industry Classification Standard (GICS®) health care sector.
S&P MidCap 400 Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index designed to measure the performance of the mid-cap segment of the market. The index is composed of 400 constituent companies.
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited)
Your Fund’s Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service (12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2020 through April 30, 2021. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (front-end sales loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class’ annualized expense ratio multiplied by average account value over the period, multiplied by 181/365 (to reflect the one-half year period).
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period
November 1, 2020
through April 30, 2021 | | | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period
November 1, 2020
through April 30, 2021 | | | Annualized expense ratio | |
The Hartford Capital Appreciation Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,289.30 | | | $ | 5.90 | | | $ | 1,000.00 | | | $ | 1,019.64 | | | $ | 5.21 | | | | 1.04 | % |
Class C | | $ | 1,000.00 | | | $ | 1,284.30 | | | $ | 10.36 | | | $ | 1,000.00 | | | $ | 1,015.72 | | | $ | 9.15 | | | | 1.83 | % |
Class I | | $ | 1,000.00 | | | $ | 1,291.10 | | | $ | 4.37 | | | $ | 1,000.00 | | | $ | 1,020.98 | | | $ | 3.86 | | | | 0.77 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,286.90 | | | $ | 7.94 | | | $ | 1,000.00 | | | $ | 1,017.85 | | | $ | 7.00 | | | | 1.40 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,288.90 | | | $ | 6.24 | | | $ | 1,000.00 | | | $ | 1,019.34 | | | $ | 5.51 | | | | 1.10 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,290.60 | | | $ | 4.54 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,291.50 | | | $ | 3.92 | | | $ | 1,000.00 | | | $ | 1,021.37 | | | $ | 3.46 | | | | 0.69 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,291.00 | | | $ | 4.37 | | | $ | 1,000.00 | | | $ | 1,020.98 | | | $ | 3.86 | | | | 0.77 | % |
Class F | | $ | 1,000.00 | | | $ | 1,291.60 | | | $ | 3.92 | | | $ | 1,000.00 | | | $ | 1,021.37 | | | $ | 3.46 | | | | 0.69 | % |
| | | | | | |
Hartford Core Equity Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,261.60 | | | $ | 3.87 | | | $ | 1,000.00 | | | $ | 1,021.37 | | | $ | 3.46 | | | | 0.69 | % |
Class C | | $ | 1,000.00 | | | $ | 1,256.60 | | | $ | 8.11 | | | $ | 1,000.00 | | | $ | 1,017.60 | | | $ | 7.25 | | | | 1.45 | % |
Class I | | $ | 1,000.00 | | | $ | 1,262.90 | | | $ | 2.47 | | | $ | 1,000.00 | | | $ | 1,022.61 | | | $ | 2.21 | | | | 0.44 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,259.30 | | | $ | 5.88 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,261.50 | | | $ | 3.93 | | | $ | 1,000.00 | | | $ | 1,021.32 | | | $ | 3.51 | | | | 0.70 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,262.90 | | | $ | 2.58 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,263.60 | | | $ | 2.02 | | | $ | 1,000.00 | | | $ | 1,023.01 | | | $ | 1.81 | | | | 0.36 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,263.00 | | | $ | 2.47 | | | $ | 1,000.00 | | | $ | 1,022.61 | | | $ | 2.21 | | | | 0.44 | % |
Class F | | $ | 1,000.00 | | | $ | 1,263.50 | | | $ | 2.02 | | | $ | 1,000.00 | | | $ | 1,023.01 | | | $ | 1.81 | | | | 0.36 | % |
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period
November 1, 2020
through April 30, 2021 | | | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period
November 1, 2020
through April 30, 2021 | | | Annualized expense ratio | |
| | | | | | |
The Hartford Dividend and Growth Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,344.50 | | | $ | 5.64 | | | $ | 1,000.00 | | | $ | 1,019.98 | | | $ | 4.86 | | | | 0.97 | % |
Class C | | $ | 1,000.00 | | | $ | 1,339.80 | | | $ | 10.21 | | | $ | 1,000.00 | | | $ | 1,016.07 | | | $ | 8.80 | | | | 1.76 | % |
Class I | | $ | 1,000.00 | | | $ | 1,346.50 | | | $ | 4.13 | | | $ | 1,000.00 | | | $ | 1,021.27 | | | $ | 3.56 | | | | 0.71 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,342.00 | | | $ | 7.72 | | | $ | 1,000.00 | | | $ | 1,018.20 | | | $ | 6.66 | | | | 1.33 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,344.40 | | | $ | 6.05 | | | $ | 1,000.00 | | | $ | 1,019.64 | | | $ | 5.21 | | | | 1.04 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,346.10 | | | $ | 4.19 | | | $ | 1,000.00 | | | $ | 1,021.22 | | | $ | 3.61 | | | | 0.72 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,346.70 | | | $ | 3.67 | | | $ | 1,000.00 | | | $ | 1,021.67 | | | $ | 3.16 | | | | 0.63 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,346.90 | | | $ | 3.90 | | | $ | 1,000.00 | | | $ | 1,021.47 | | | $ | 3.36 | | | | 0.67 | % |
Class F | | $ | 1,000.00 | | | $ | 1,347.30 | | | $ | 3.67 | | | $ | 1,000.00 | | | $ | 1,021.67 | | | $ | 3.16 | | | | 0.63 | % |
| | | | | | |
The Hartford Equity Income Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,306.20 | | | $ | 5.60 | | | $ | 1,000.00 | | | $ | 1,019.94 | | | $ | 4.91 | | | | 0.98 | % |
Class C | | $ | 1,000.00 | | | $ | 1,301.20 | | | $ | 9.99 | | | $ | 1,000.00 | | | $ | 1,016.12 | | | $ | 8.75 | | | | 1.75 | % |
Class I | | $ | 1,000.00 | | | $ | 1,307.40 | | | $ | 4.18 | | | $ | 1,000.00 | | | $ | 1,021.18 | | | $ | 3.66 | | | | 0.73 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,303.20 | | | $ | 7.71 | | | $ | 1,000.00 | | | $ | 1,018.10 | | | $ | 6.76 | | | | 1.35 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,305.10 | | | $ | 6.00 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,307.80 | | | $ | 4.23 | | | $ | 1,000.00 | | | $ | 1,021.13 | | | $ | 3.71 | | | | 0.74 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,308.00 | | | $ | 3.72 | | | $ | 1,000.00 | | | $ | 1,021.57 | | | $ | 3.26 | | | | 0.65 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,308.20 | | | $ | 4.12 | | | $ | 1,000.00 | | | $ | 1,021.22 | | | $ | 3.61 | | | | 0.72 | % |
Class F | | $ | 1,000.00 | | | $ | 1,308.00 | | | $ | 3.72 | | | $ | 1,000.00 | | | $ | 1,021.57 | | | $ | 3.26 | | | | 0.65 | % |
| | | | | | |
The Hartford Growth Opportunities Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,239.00 | | | $ | 5.88 | | | $ | 1,000.00 | | | $ | 1,019.54 | | | $ | 5.31 | | | | 1.06 | % |
Class C | | $ | 1,000.00 | | | $ | 1,234.40 | | | $ | 10.14 | | | $ | 1,000.00 | | | $ | 1,015.72 | | | $ | 9.15 | | | | 1.83 | % |
Class I | | $ | 1,000.00 | | | $ | 1,240.30 | | | $ | 4.50 | | | $ | 1,000.00 | | | $ | 1,020.78 | | | $ | 4.06 | | | | 0.81 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,236.70 | | | $ | 7.99 | | | $ | 1,000.00 | | | $ | 1,017.65 | | | $ | 7.20 | | | | 1.44 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,238.40 | | | $ | 6.33 | | | $ | 1,000.00 | | | $ | 1,019.14 | | | $ | 5.71 | | | | 1.14 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,240.40 | | | $ | 4.67 | | | $ | 1,000.00 | | | $ | 1,020.63 | | | $ | 4.21 | | | | 0.84 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,240.90 | | | $ | 4.06 | | | $ | 1,000.00 | | | $ | 1,021.18 | | | $ | 3.66 | | | | 0.73 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,240.50 | | | $ | 4.44 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
Class F | | $ | 1,000.00 | | | $ | 1,240.80 | | | $ | 4.06 | | | $ | 1,000.00 | | | $ | 1,021.18 | | | $ | 3.66 | | | | 0.73 | % |
| | | | | | |
The Hartford Healthcare Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,174.50 | | | $ | 6.74 | | | $ | 1,000.00 | | | $ | 1,018.60 | | | $ | 6.26 | | | | 1.25 | % |
Class C | | $ | 1,000.00 | | | $ | 1,170.50 | | | $ | 10.87 | | | $ | 1,000.00 | | | $ | 1,014.78 | | | $ | 10.09 | | | | 2.02 | % |
Class I | | $ | 1,000.00 | | | $ | 1,176.30 | | | $ | 5.29 | | | $ | 1,000.00 | | | $ | 1,019.94 | | | $ | 4.91 | | | | 0.98 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,172.80 | | | $ | 8.62 | | | $ | 1,000.00 | | | $ | 1,016.86 | | | $ | 8.00 | | | | 1.60 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,174.50 | | | $ | 6.96 | | | $ | 1,000.00 | | | $ | 1,018.40 | | | $ | 6.46 | | | | 1.29 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,176.20 | | | $ | 5.34 | | | $ | 1,000.00 | | | $ | 1,019.89 | | | $ | 4.96 | | | | 0.99 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,176.80 | | | $ | 4.80 | | | $ | 1,000.00 | | | $ | 1,020.38 | | | $ | 4.46 | | | | 0.89 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,176.50 | | | $ | 5.18 | | | $ | 1,000.00 | | | $ | 1,020.03 | | | $ | 4.81 | | | | 0.96 | % |
Class F | | $ | 1,000.00 | | | $ | 1,176.80 | | | $ | 4.80 | | | $ | 1,000.00 | | | $ | 1,020.38 | | | $ | 4.46 | | | | 0.89 | % |
| | | | | | |
The Hartford MidCap Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,354.80 | | | $ | 6.31 | | | $ | 1,000.00 | | | $ | 1,019.44 | | | $ | 5.41 | | | | 1.08 | % |
Class C | | $ | 1,000.00 | | | $ | 1,350.20 | | | $ | 10.72 | | | $ | 1,000.00 | | | $ | 1,015.67 | | | $ | 9.20 | | | | 1.84 | % |
Class I | | $ | 1,000.00 | | | $ | 1,356.50 | | | $ | 4.91 | | | $ | 1,000.00 | | | $ | 1,020.63 | | | $ | 4.21 | | | | 0.84 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,352.60 | | | $ | 8.40 | | | $ | 1,000.00 | | | $ | 1,017.65 | | | $ | 7.20 | | | | 1.44 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,354.80 | | | $ | 6.54 | | | $ | 1,000.00 | | | $ | 1,019.24 | | | $ | 5.61 | | | | 1.12 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,356.60 | | | $ | 4.85 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,357.40 | | | $ | 4.33 | | | $ | 1,000.00 | | | $ | 1,021.13 | | | $ | 3.71 | | | | 0.74 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,357.30 | | | $ | 4.50 | | | $ | 1,000.00 | | | $ | 1,020.98 | | | $ | 3.86 | | | | 0.77 | % |
Class F | | $ | 1,000.00 | | | $ | 1,357.30 | | | $ | 4.33 | | | $ | 1,000.00 | | | $ | 1,021.13 | | | $ | 3.71 | | | | 0.74 | % |
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period
November 1, 2020
through April 30, 2021 | | | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period
November 1, 2020
through April 30, 2021 | | | Annualized expense ratio | |
| | | | | | |
The Hartford MidCap Value Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,450.50 | | | $ | 7.23 | | | $ | 1,000.00 | | | $ | 1,018.89 | | | $ | 5.96 | | | | 1.19 | % |
Class C | | $ | 1,000.00 | | | $ | 1,444.10 | | | $ | 11.94 | | | $ | 1,000.00 | | | $ | 1,015.03 | | | $ | 9.84 | | | | 1.97 | % |
Class I | | $ | 1,000.00 | | | $ | 1,452.40 | | | $ | 5.23 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,449.30 | | | $ | 8.99 | | | $ | 1,000.00 | | | $ | 1,017.46 | | | $ | 7.40 | | | | 1.48 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,451.20 | | | $ | 7.23 | | | $ | 1,000.00 | | | $ | 1,018.89 | | | $ | 5.96 | | | | 1.19 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,452.80 | | | $ | 5.35 | | | $ | 1,000.00 | | | $ | 1,020.43 | | | $ | 4.41 | | | | 0.88 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,453.10 | | | $ | 5.23 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class F | | $ | 1,000.00 | | | $ | 1,454.00 | | | $ | 4.75 | | | $ | 1,000.00 | | | $ | 1,020.93 | | | $ | 3.91 | | | | 0.78 | % |
| | | | | | |
Hartford Quality Value Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,349.80 | | | $ | 5.42 | | | $ | 1,000.00 | | | $ | 1,020.18 | | | $ | 4.66 | | | | 0.93 | % |
Class C | | $ | 1,000.00 | | | $ | 1,344.20 | | | $ | 9.88 | | | $ | 1,000.00 | | | $ | 1,016.36 | | | $ | 8.50 | | | | 1.70 | % |
Class I | | $ | 1,000.00 | | | $ | 1,352.00 | | | $ | 3.50 | | | $ | 1,000.00 | | | $ | 1,021.82 | | | $ | 3.01 | | | | 0.60 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,348.00 | | | $ | 6.75 | | | $ | 1,000.00 | | | $ | 1,019.04 | | | $ | 5.81 | | | | 1.16 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,350.20 | | | $ | 5.07 | | | $ | 1,000.00 | | | $ | 1,020.48 | | | $ | 4.36 | | | | 0.87 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,352.10 | | | $ | 3.50 | | | $ | 1,000.00 | | | $ | 1,021.82 | | | $ | 3.01 | | | | 0.60 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,352.70 | | | $ | 2.68 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,351.80 | | | $ | 3.32 | | | $ | 1,000.00 | | | $ | 1,021.97 | | | $ | 2.86 | | | | 0.57 | % |
Class F | | $ | 1,000.00 | | | $ | 1,353.10 | | | $ | 2.68 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
| | | | | | |
The Hartford Small Cap Growth Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,350.90 | | | $ | 6.94 | | | $ | 1,000.00 | | | $ | 1,018.89 | | | $ | 5.96 | | | | 1.19 | % |
Class C | | $ | 1,000.00 | | | $ | 1,346.10 | | | $ | 11.17 | | | $ | 1,000.00 | | | $ | 1,015.27 | | | $ | 9.59 | | | | 1.92 | % |
Class I | | $ | 1,000.00 | | | $ | 1,353.20 | | | $ | 4.84 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,349.10 | | | $ | 8.50 | | | $ | 1,000.00 | | | $ | 1,017.56 | | | $ | 7.30 | | | | 1.46 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,350.80 | | | $ | 6.88 | | | $ | 1,000.00 | | | $ | 1,018.94 | | | $ | 5.91 | | | | 1.18 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,352.90 | | | $ | 4.96 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,353.80 | | | $ | 4.44 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,353.40 | | | $ | 4.73 | | | $ | 1,000.00 | | | $ | 1,020.78 | | | $ | 4.06 | | | | 0.81 | % |
Class F | | $ | 1,000.00 | | | $ | 1,353.80 | | | $ | 4.44 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
| | | | | | |
Hartford Small Cap Value Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,660.20 | | | $ | 8.44 | | | $ | 1,000.00 | | | $ | 1,018.45 | | | $ | 6.41 | | | | 1.28 | % |
Class C | | $ | 1,000.00 | | | $ | 1,654.30 | | | $ | 13.36 | | | $ | 1,000.00 | | | $ | 1,014.73 | | | $ | 10.14 | | | | 2.03 | % |
Class I | | $ | 1,000.00 | | | $ | 1,663.70 | | | $ | 6.01 | | | $ | 1,000.00 | | | $ | 1,020.28 | | | $ | 4.56 | | | | 0.91 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,658.40 | | | $ | 8.77 | | | $ | 1,000.00 | | | $ | 1,018.20 | | | $ | 6.66 | | | | 1.33 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,660.60 | | | $ | 7.85 | | | $ | 1,000.00 | | | $ | 1,018.89 | | | $ | 5.96 | | | | 1.19 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,663.50 | | | $ | 5.94 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,665.10 | | | $ | 5.29 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,662.70 | | | $ | 5.61 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class F | | $ | 1,000.00 | | | $ | 1,664.60 | | | $ | 5.29 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
| | | | | | |
The Hartford Small Company Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,325.70 | | | $ | 6.98 | | | $ | 1,000.00 | | | $ | 1,018.79 | | | $ | 6.06 | | | | 1.21 | % |
Class C | | $ | 1,000.00 | | | $ | 1,320.30 | | | $ | 11.85 | | | $ | 1,000.00 | | | $ | 1,014.58 | | | $ | 10.29 | | | | 2.06 | % |
Class I | | $ | 1,000.00 | | | $ | 1,328.10 | | | $ | 5.37 | | | $ | 1,000.00 | | | $ | 1,020.18 | | | $ | 4.66 | | | | 0.93 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,323.70 | | | $ | 8.87 | | | $ | 1,000.00 | | | $ | 1,017.16 | | | $ | 7.70 | | | | 1.54 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,325.70 | | | $ | 7.27 | | | $ | 1,000.00 | | | $ | 1,018.55 | | | $ | 6.31 | | | | 1.26 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,328.10 | | | $ | 5.43 | | | $ | 1,000.00 | | | $ | 1,020.13 | | | $ | 4.71 | | | | 0.94 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,328.50 | | | $ | 4.91 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,328.40 | | | $ | 5.20 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
Class F | | $ | 1,000.00 | | | $ | 1,328.50 | | | $ | 4.91 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
|
The Hartford Capital Appreciation Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.4% | |
| | | Automobiles & Components - 0.3% | |
| 175,359 | | | Thor Industries, Inc. | | $ | 24,829,081 | |
| | | | | | | | |
| | | Banks - 2.5% | |
| 1,866,355 | | | Bank of America Corp. | | | 75,643,368 | |
| 165,890 | | | JP Morgan Chase & Co. | | | 25,515,541 | |
| 470,382 | | | Western Alliance Bancorp | | | 49,423,037 | |
| 791,239 | | | Zions Bancorp NA | | | 44,151,136 | |
| | | | | | | | |
| | | | | | | 194,733,082 | |
| | | | | | | | |
| | | Capital Goods - 7.2% | |
| 503,398 | | | AerCap Holdings N.V.(1) | | | 29,322,934 | |
| 125,280 | | | Caterpillar, Inc. | | | 28,577,621 | |
| 783,668 | | | Colfax Corp.(1) | | | 35,413,957 | |
| 358,597 | | | Emerson Electric Co. | | | 32,449,443 | |
| 96,539 | | | General Dynamics Corp. | | | 18,364,614 | |
| 806,800 | | | HF Global, Inc.(2)(3) | | | 16,337,700 | |
| 482,345 | | | Ingersoll Rand, Inc.(1) | | | 23,832,666 | |
| 861,121 | | | JELD-WEN Holding, Inc.(1) | | | 25,118,900 | |
| 402,262 | | | Johnson Controls International plc | | | 25,077,013 | |
| 543,450 | | | Kennametal, Inc. | | | 21,824,952 | |
| 208,535 | | | Lockheed Martin Corp. | | | 79,360,080 | |
| 200,101 | | | Middleby Corp.(1) | | | 36,282,313 | |
| 239,826 | | | Northrop Grumman Corp. | | | 85,003,927 | |
| 301,256 | | | Raytheon Technologies Corp. | | | 25,076,549 | |
| 435,743 | | | SPX FLOW, Inc. | | | 29,016,126 | |
| 591,273 | | | Westinghouse Air Brake Technologies Corp. | | | 48,525,775 | |
| | | | | | | | |
| | | | | | | 559,584,570 | |
| | | | | | | | |
| | | Commercial & Professional Services - 2.2% | |
| 355,286 | | | Clean Harbors, Inc.(1) | | | 31,606,243 | |
| 327,348 | | | Copart, Inc.(1) | | | 40,758,100 | |
| 29,308 | | | CoStar Group, Inc.(1) | | | 25,041,634 | |
| 448,558 | | | Leidos Holdings, Inc. | | | 45,429,954 | |
| 218,951 | | | Waste Management, Inc. | | | 30,208,669 | |
| | | | | | | | |
| | | | | | | 173,044,600 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 3.9% | |
| 211,010 | | | Carter’s, Inc. | | | 22,955,778 | |
| 170,063 | | | Garmin Ltd. | | | 23,339,446 | |
| 259,020 | | | Lennar Corp. Class A | | | 26,834,472 | |
| 133,728 | | | Lululemon Athletica, Inc.(1) | | | 44,834,987 | |
| 461,649 | | | NIKE, Inc. Class B | | | 61,223,890 | |
| 4,739 | | | NVR, Inc.(1) | | | 23,780,776 | |
| 223,961 | | | Polaris, Inc. | | | 31,361,259 | |
| 595,224 | | | Steven Madden Ltd. | | | 24,207,760 | |
| 551,823 | | | Under Armour, Inc. Class A(1) | | | 13,414,817 | |
| 1,235,250 | | | Under Armour, Inc. Class C(1) | | | 24,593,828 | |
| 101,582 | | | VF Corp. | | | 8,904,678 | |
| | | | | | | | |
| | | | | | | 305,451,691 | |
| | | | | | | | |
| | | Consumer Services - 6.2% | |
| 757,666 | | | Aramark | | | 29,450,477 | |
| 832,654 | | | Bloomin’ Brands, Inc.(1) | | | 26,311,866 | |
| 31,502 | | | Booking Holdings, Inc.(1) | | | 77,686,452 | |
| 190,720 | | | Chegg, Inc.(1) | | | 17,227,738 | |
| 21,365 | | | Chipotle Mexican Grill, Inc.(1) | | | 31,877,221 | |
| 615,662 | | | DraftKings, Inc. Class A(1) | | | 34,883,409 | |
| 608,008 | | | Las Vegas Sands Corp. | | | 37,246,570 | |
| 395,347 | | | McDonald’s Corp. | | | 93,333,520 | |
| 413,947 | | | Penn National Gaming, Inc.(1) | | | 36,890,957 | |
| 550,116 | | | Six Flags Entertainment Corp.(1) | | | 25,844,450 | |
| 229,452 | | | Starbucks Corp. | | | 26,269,959 | |
| 293,051 | | | Wyndham Hotels & Resorts, Inc. | | | 21,424,959 | |
| 201,721 | | | Yum! Brands, Inc. | | | 24,109,694 | |
| | | | | | | | |
| | | | | | | 482,557,272 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.4% - (continued) | |
| | | Diversified Financials - 3.8% | |
| 857,744 | | | American Express Co. | | $ | 131,535,042 | |
| 597,962 | | | Bank of New York Mellon Corp. | | | 29,826,345 | |
| 30,434 | | | BlackRock, Inc. | | | 24,934,576 | |
| 241,384 | | | Charles Schwab Corp. | | | 16,993,434 | |
| 33,400 | | | Coinbase Global, Inc. Class A(1) | | | 9,941,176 | |
| 414,235 | | | Synchrony Financial | | | 18,118,639 | |
| 336,455 | | | Tradeweb Markets, Inc. Class A | | | 27,347,062 | |
| 558,932 | | | Voya Financial, Inc. | | | 37,906,768 | |
| | | | | | | | |
| | | | | | | 296,603,042 | |
| | | | | | | | |
| | | Energy - 0.6% | |
| 528,591 | | | Diamondback Energy, Inc. | | | 43,201,742 | |
| | | | | | | | |
| | | Food & Staples Retailing - 0.8% | | | |
| 833,166 | | | U.S. Foods Holding Corp.(1) | | | 34,543,063 | |
| 183,896 | | | Walmart, Inc. | | | 25,728,889 | |
| | | | | | | | |
| | | | | | | 60,271,952 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 5.3% | |
| 422,029 | | | Altria Group, Inc. | | | 20,151,885 | |
| 1,162,514 | | | Coca-Cola Co. | | | 62,752,506 | |
| 252,133 | | | Constellation Brands, Inc. Class A | | | 60,592,602 | |
| 1,847,077 | | | Diageo plc | | | 82,917,806 | |
| 436,400 | | | General Mills, Inc. | | | 26,559,304 | |
| 251,377 | | | Lamb Weston Holdings, Inc. | | | 20,235,848 | |
| 491,023 | | | Mondelez International, Inc. Class A | | | 29,859,109 | |
| 493,659 | | | PepsiCo., Inc. | | | 71,165,881 | |
| 420,222 | | | Philip Morris International, Inc. | | | 39,921,090 | |
| | | | | | | | |
| | | | | | | 414,156,031 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 8.8% | |
| 63,770 | | | ABIOMED, Inc.(1) | | | 20,452,952 | |
| 362,626 | | | Acadia Healthcare Co., Inc.(1) | | | 22,091,176 | |
| 105,100 | | | agilon health, Inc.(1) | | | 3,313,803 | |
| 72,686 | | | Align Technology, Inc.(1) | | | 43,286,694 | |
| 592,054 | | | Baxter International, Inc. | | | 50,733,107 | |
| 56,735 | | | Becton Dickinson and Co. | | | 14,116,235 | |
| 375,598 | | | Boston Scientific Corp.(1) | | | 16,376,073 | |
| 257,973 | | | Cerner Corp. | | | 19,360,874 | |
| 192,792 | | | Danaher Corp. | | | 48,957,600 | |
| 95,706 | | | DexCom, Inc.(1) | | | 36,952,087 | |
| 385,115 | | | Encompass Health Corp. | | | 32,680,859 | |
| 438,437 | | | GoodRx Holdings, Inc. Class A(1)(4) | | | 17,541,864 | |
| 119,024 | | | Insulet Corp.(1) | | | 35,138,265 | |
| 130,576 | | | Laboratory Corp. of America Holdings(1) | | | 34,716,241 | |
| 662,768 | | | Medtronic plc | | | 86,769,587 | |
| 124,563 | | | Molina Healthcare, Inc.(1) | | | 31,776,021 | |
| 1,733,304 | | | Multiplan Corp.(1)(4) | | | 12,878,449 | |
| 291,044 | | | Oak Street Health, Inc.(1) | | | 17,937,042 | |
| 64,170 | | | Teleflex, Inc. | | | 27,110,542 | |
| 220,985 | | | UnitedHealth Group, Inc. | | | 88,128,818 | |
| 74,950 | | | Veeva Systems, Inc. Class A(1) | | | 21,169,627 | |
| | | | | | | | |
| | | | | | | 681,487,916 | |
| | | | | | | | |
| | | Household & Personal Products - 1.5% | |
| 895,162 | | | Colgate-Palmolive Co. | | | 72,239,573 | |
| 85,767 | | | Kimberly-Clark Corp. | | | 11,434,457 | |
| 225,951 | | | Procter & Gamble Co. | | | 30,146,382 | |
| | | | | | | | |
| | | | | | | 113,820,412 | |
| | | | | | | | |
| | | Insurance - 4.5% | |
| 995,025 | | | Aflac, Inc. | | | 53,462,693 | |
| 32,368 | | | Alleghany Corp.(1) | | | 21,976,901 | |
| 250,809 | | | Assurant, Inc. | | | 39,025,881 | |
| 424,583 | | | Chubb Ltd. | | | 72,854,197 | |
| 1,053,906 | | | CNO Financial Group, Inc. | | | 26,906,220 | |
| 126,010 | | | Globe Life, Inc. | | | 12,914,765 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.4% - (continued) | |
| | | Insurance - 4.5% - (continued) | |
| 183,343 | | | Hanover Insurance Group, Inc. | | $ | 25,358,170 | |
| 693,205 | | | Marsh & McLennan Cos., Inc. | | | 94,067,919 | |
| | | | | | | | |
| | | | | | | 346,566,746 | |
| | | | | | | | |
| | | Materials - 3.2% | |
| 336,804 | | | Barrick Gold Corp. | | | 7,157,085 | |
| 222,542 | | | Celanese Corp. | | | 34,861,204 | |
| 211,065 | | | Ecolab, Inc. | | | 47,303,888 | |
| 464,668 | | | FMC Corp. | | | 54,942,344 | |
| 351,500 | | | Linde plc | | | 100,472,760 | |
| | | | | | | | |
| | | | | | | 244,737,281 | |
| | | | | | | | |
| | | Media & Entertainment - 7.9% | |
| 442,386 | | | Activision Blizzard, Inc. | | | 40,341,179 | |
| 83,105 | | | Alphabet, Inc. Class A(1) | | | 195,587,618 | |
| 313,007 | | | Facebook, Inc. Class A(1) | | | 101,752,316 | |
| 150,677 | | | Match Group, Inc.(1) | | | 23,449,862 | |
| 608,487 | | | Omnicom Group, Inc. | | | 50,054,141 | |
| 292,112 | | | Pinterest, Inc. Class A(1) | | | 19,387,473 | |
| 53,792 | | | Roku, Inc.(1) | | | 18,449,042 | |
| 755,926 | | | Snap, Inc. Class A(1) | | | 46,731,345 | |
| 133,368 | | | Spotify Technology S.A.(1) | | | 33,624,740 | |
| 583,990 | | | Twitter, Inc.(1) | | | 32,247,928 | |
| 254,905 | | | Walt Disney Co.(1) | | | 47,417,428 | |
| | | | | | | | |
| | | | | | | 609,043,072 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 4.2% | |
| 190,871 | | | Allakos, Inc.(1) | | | 20,827,844 | |
| 23,031 | | | Biogen, Inc.(1) | | | 6,156,877 | |
| 468,453 | | | ChemoCentryx, Inc.(1) | | | 22,640,334 | |
| 444,275 | | | Elanco Animal Health, Inc.(1) | | | 14,087,960 | |
| 108,566 | | | Exact Sciences Corp.(1) | | | 14,311,170 | |
| 313,491 | | | Heron Therapeutics, Inc.(1) | | | 5,479,823 | |
| 67,186 | | | Illumina, Inc.(1) | | | 26,393,348 | |
| 519,818 | | | Johnson & Johnson | | | 84,589,983 | |
| 154,069 | | | Kodiak Sciences, Inc.(1) | | | 18,617,698 | |
| 1,784,880 | | | Pfizer, Inc. | | | 68,985,612 | |
| 442,653 | | | PTC Therapeutics, Inc.(1) | | | 18,241,730 | |
| 51,565 | | | Reata Pharmaceuticals, Inc. Class A(1) | | | 5,228,691 | |
| 11,100 | | | Sana Biotechnology, Inc.(1) | | | 238,650 | |
| 98,307 | | | Vertex Pharmaceuticals, Inc.(1) | | | 21,450,587 | |
| | | | | | | | |
| | | | | | | 327,250,307 | |
| | | | | | | | |
| | | Real Estate - 4.0% | |
| 102,496 | | | Alexandria Real Estate Equities, Inc. REIT | | | 18,562,026 | |
| 90,657 | | | American Tower Corp. REIT | | | 23,096,684 | |
| 687,782 | | | Americold Realty Trust REIT | | | 27,779,515 | |
| 161,165 | | | Crown Castle International Corp. REIT | | | 30,469,855 | |
| 693,863 | | | Gaming and Leisure Properties, Inc. REIT | | | 32,257,691 | |
| 269,213 | | | Prologis, Inc. REIT | | | 31,371,391 | |
| 121,690 | | | Public Storage REIT | | | 34,214,360 | |
| 218,017 | | | Redfin Corp.(1) | | | 15,431,243 | |
| 405,937 | | | Ryman Hospitality Properties, Inc. REIT | | | 31,926,945 | |
| 804,108 | | | STORE Capital Corp. REIT | | | 28,779,025 | |
| 1,268,019 | | | VICI Properties, Inc. REIT | | | 40,196,202 | |
| | | | | | | | |
| | | | | | | 314,084,937 | |
| | | | | | | | |
| | | Retailing - 6.2% | |
| 89,572 | | | Alibaba Group Holding Ltd. ADR(1) | | | 20,686,653 | |
| 43,121 | | | Amazon.com, Inc.(1) | | | 149,518,618 | |
| 14,826 | | | AutoZone, Inc.(1) | | | 21,707,043 | |
| 225,950 | | | Chewy, Inc. Class A(1)(4) | | | 18,012,734 | |
| 129,123 | | | Dollar General Corp. | | | 27,729,164 | |
| 84,995 | | | Etsy, Inc.(1) | | | 16,896,156 | |
| 63,840 | | | Five Below, Inc.(1) | | | 12,849,077 | |
| 10,615 | | | JAND, Inc. Class A(1)(2)(3)(5) | | | 242,341 | |
| 115,559 | | | Lowe’s Cos., Inc. | | | 22,678,454 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.4% - (continued) | |
| | | Retailing - 6.2% - (continued) | |
| 82,731 | | | Ollie’s Bargain Outlet Holdings, Inc.(1) | | $ | 7,633,589 | |
| 287,980 | | | Ross Stores, Inc. | | | 37,708,101 | |
| 1,770,261 | | | TJX Cos., Inc. | | | 125,688,531 | |
| 316,327 | | | Tory Burch LLC(1)(2)(3)(5) | | | 15,569,599 | |
| | | | | | | | |
| | | | | | | 476,920,060 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.2% | |
| 803,135 | | | Advanced Micro Devices, Inc.(1) | | | 65,551,879 | |
| 146,768 | | | First Solar, Inc.(1) | | | 11,232,155 | |
| 665,332 | | | Marvell Technology, Inc. | | | 30,079,660 | |
| 275,993 | | | MKS Instruments, Inc. | | | 49,433,106 | |
| 24,350 | | | NVIDIA Corp. | | | 14,619,253 | |
| 101,939 | | | Skyworks Solutions, Inc. | | | 18,484,599 | |
| 52,747 | | | SolarEdge Technologies, Inc.(1) | | | 13,900,944 | |
| 153,125 | | | Texas Instruments, Inc. | | | 27,640,594 | |
| 73,481 | | | Universal Display Corp. | | | 16,436,965 | |
| | | | | | | | |
| | | | | | | 247,379,155 | |
| | | | | | | | |
| | | Software & Services - 12.3% | |
| 151,069 | | | Accenture plc Class A | | | 43,805,478 | |
| 227,699 | | | ANSYS, Inc.(1) | | | 83,260,416 | |
| 102,940 | | | Avalara, Inc.(1) | | | 14,587,627 | |
| 62,921 | | | Fair Isaac Corp.(1) | | | 32,807,639 | |
| 223,032 | | | FleetCor Technologies, Inc.(1) | | | 64,170,767 | |
| 606,671 | | | Genpact Ltd. | | | 28,835,073 | |
| 214,834 | | | Global Payments, Inc. | | | 46,109,821 | |
| 248,916 | | | GoDaddy, Inc. Class A(1) | | | 21,610,887 | |
| 151,079 | | | Guidewire Software, Inc.(1) | | | 15,940,345 | |
| 486,065 | | | International Business Machines Corp. | | | 68,962,902 | |
| 150,933 | | | Mastercard, Inc. Class A | | | 57,665,462 | |
| 415,617 | | | Medallia, Inc.(1) | | | 12,256,545 | |
| 217,616 | | | Microsoft Corp. | | | 54,878,403 | |
| 56,956 | | | MongoDB, Inc.(1) | | | 16,942,132 | |
| 800,634 | | | Oracle Corp. | | | 60,680,051 | |
| 71,667 | | | Paycom Software, Inc.(1) | | | 27,549,512 | |
| 8,300 | | | Rapid7, Inc.(1) | | | 674,375 | |
| 86,349 | | | RingCentral, Inc. Class A(1) | | | 27,541,014 | |
| 274,553 | | | salesforce.com, Inc.(1) | | | 63,235,047 | |
| 94,787 | | | Square, Inc. Class A(1) | | | 23,205,753 | |
| 342,587 | | | Tenable Holdings, Inc.(1) | | | 12,845,300 | |
| 250,671 | | | Varonis Systems, Inc.(1) | | | 13,273,029 | |
| 148,629 | | | Visa, Inc. Class A | | | 34,713,789 | |
| 1,024,950 | | | Western Union Co. | | | 26,402,712 | |
| 127,631 | | | WEX, Inc.(1) | | | 26,191,158 | |
| 291,779 | | | Workday, Inc. Class A(1) | | | 72,069,413 | |
| | | | | | | | |
| | | | | | | 950,214,650 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 3.4% | |
| 89,766 | | | Arrow Electronics, Inc.(1) | | | 10,239,608 | |
| 160,240 | | | CDW Corp. | | | 28,575,599 | |
| 1,753,398 | | | Cisco Systems, Inc. | | | 89,265,492 | |
| 134,507 | | | F5 Networks, Inc.(1) | | | 25,120,527 | |
| 1,529,117 | | | Flex Ltd.(1) | | | 26,606,636 | |
| 340,246 | | | II-VI, Inc.(1) | | | 22,844,117 | |
| 393,548 | | | Lumentum Holdings, Inc.(1) | | | 33,471,257 | |
| 121,157 | | | Rogers Corp.(1) | | | 23,727,387 | |
| 70,186 | | | Vontier Corp.(1) | | | 2,199,629 | |
| | | | | | | | |
| | | | | | | 262,050,252 | |
| | | | | | | | |
| | | Telecommunication Services - 0.2% | |
| 108,997 | | | T-Mobile U.S., Inc.(1) | | | 14,401,774 | |
| | | | | | | | |
| | | Transportation - 3.8% | |
| 374,375 | | | Canadian National Railway Co. | | | 40,305,124 | |
| 190,170 | | | FedEx Corp. | | | 55,208,253 | |
| 308,548 | | | J.B. Hunt Transport Services, Inc. | | | 52,672,229 | |
| 65,292 | | | Southwest Airlines Co. | | | 4,099,032 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.4% - (continued) | |
| | | Transportation - 3.8% - (continued) | |
| 599,840 | | | Uber Technologies, Inc.(1) | | $ | 32,853,237 | |
| 270,377 | | | Union Pacific Corp. | | | 60,048,028 | |
| 246,596 | | | United Parcel Service, Inc. Class B | | | 50,271,060 | |
| | | | | | | | |
| | | | | | | 295,456,963 | |
| | | | | | | | |
| | | Utilities - 0.4% | |
| 372,031 | | | CenterPoint Energy, Inc. | | | 9,111,039 | |
| 222,617 | | | Duke Energy Corp. | | | 22,415,306 | |
| | | | | | | | |
| | | | | | | 31,526,345 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $5,463,217,506) | | $ | 7,469,372,933 | |
| | | | | | | | |
|
ESCROWS - 0.0% | |
| | | Consumer Durables & Apparel - 0.0% | | | |
| 83,332 | | | One Kings Lane, Inc.(1)(2)(3)(5) | | $ | 13,333 | |
| | | | | | | | |
| | | Software & Services - 0.0% | | | |
| 95,031 | | | Marklogic Corp.(1)(2)(3)(5) | | | 1,236 | |
| | | | | | | | |
| | |
| | | | Total Escrows (cost $—) | | $ | 14,569 | |
| | | | | | | | |
|
CONVERTIBLE PREFERRED STOCKS - 1.0% | |
| | | Commercial & Professional Services - 0.0% | | | |
| 33,739 | | | Rubicon Global Holdings LLC Series C(1)(2)(3)(5) | | $ | 554,669 | |
| | | | | | | | |
| | | Consumer Services - 0.1% | |
| 20,148 | | | Airbnb, Inc. Series E(1)(3)(7) | | | 3,443,535 | |
| | | | | | | | |
| | | Diversified Financials - 0.1% | |
| 348,919 | | | Social Finance, Inc. Series F(3)(5) | | | 10,517,466 | |
| | | | | | | | |
| | | Real Estate - 0.1% | | | |
| 326,184 | | | We Co. Series D1(1)(3)(5) | | | 2,972,515 | |
| 599,094 | | | We Co. Series D2(1)(3)(5) | | | 5,459,543 | |
| | | | | | | | |
| | | | | | | 8,432,058 | |
| | | | | | | | |
| | | Retailing - 0.3% | |
| 56,050 | | | Honest Co., Inc. Series C(1)(2)(3)(5) | | | 947,850 | |
| 23,702 | | | JAND, Inc. Series D(1)(2)(3)(5) | | | 547,042 | |
| 556,388 | | | Honest Co., Inc. Series E(1)(2)(3)(5) | | | 9,408,966 | |
| 269,407 | | | Coupang LLC(1)(3)(7) | | | 10,889,162 | |
| | | | | | | | |
| | | | | | | 21,793,020 | |
| | | | | | | | |
| | | Software & Services - 0.4% | |
| 566,622 | | | Essence Group Holdings Corp. Series 3(1)(2)(3)(5) | | | 1,382,558 | |
| 47,064 | | | Sharecare, Inc. Series B2(3)(5) | | | 29,914,820 | |
| 77,707 | | | Lookout, Inc. Series F(1)(2)(3)(5) | | | 717,235 | |
| | | | | | | | |
| | | | | | | 32,014,613 | |
| | | | | | | | |
| | |
| | | | Total Convertible Preferred Stocks (cost $50,664,388) | | $ | 76,755,361 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $5,513,881,894) | | $ | 7,546,142,863 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 2.2% | |
| | | Repurchase Agreements - 1.8% | | | |
| 139,157,525 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $139,157,583; collateralized by U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $141,940,757 | | $ | 139,157,525 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.4% | | | |
| 3,621,537 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.00%(6) | | | 3,621,536 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 2.2% - (continued) | |
| | | Securities Lending Collateral - 0.4% - (continued) | |
| 25,402,551 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.00%(6) | | $ | 25,402,551 | |
| | | | | | | | |
| | | | | | | 29,024,087 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $168,181,612) | | $ | 168,181,612 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $5,682,063,506) | | | 99.6 | % | | $ | 7,714,324,475 | |
| | | | Other Assets and Liabilities | | | 0.4 | % | | | 34,750,020 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 7,749,074,495 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Non-income producing. |
(2) | Investment valued using significant unobservable inputs. |
(3) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2021, the aggregate fair value of these securities was $108,919,570, which represented 1.4% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(4) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(5) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $78,249,173 or 1.0% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 05/2014 | | | Essence Group Holdings Corp. Series 3 Convertible Preferred | | | 566,622 | | | $ | 895,999 | | | $ | 1,382,558 | |
| 08/2014 | | | Honest Co., Inc. Series C Convertible Preferred | | | 56,050 | | | | 758,281 | | | | 947,850 | |
| 08/2015 | | | Honest Co., Inc. Series E Convertible Preferred | | | 556,388 | | | | 12,728,766 | | | | 9,408,966 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 04/2015 | | | JAND, Inc. Class A | | | 10,615 | | | $ | 121,916 | | | $ | 242,341 | |
| 04/2015 | | | JAND, Inc. Series D Convertible Preferred | | | 23,702 | | | | 272,225 | | | | 547,042 | |
| 07/2014 | | | Lookout, Inc. Series F Convertible Preferred | | | 77,707 | | | | 887,655 | | | | 717,235 | |
| 01/2021 | | | Marklogic Corp. | | | 95,031 | | | | — | | | | 1,236 | |
| 01/2014 | | | One Kings Lane, Inc. | | | 83,332 | | | | — | | | | 13,333 | |
| 09/2015 | | | Rubicon Global Holdings LLC Series C Convertible Preferred | | | 33,739 | | | | 673,447 | | | | 554,669 | |
| 03/2015 | | | Sharecare, Inc. Series B2 Convertible Preferred | | | 47,064 | | | | 11,759,882 | | | | 29,914,820 | |
| 09/2015 | | | Social Finance, Inc. Series F Convertible Preferred | | | 348,919 | | | | 5,504,651 | | | | 10,517,466 | |
| 11/2013 | | | Tory Burch LLC | | | 316,327 | | | | 24,792,580 | | | | 15,569,599 | |
| 12/2014 | | | We Co. Series D1 Convertible Preferred | | | 326,184 | | | | 5,431,342 | | | | 2,972,515 | |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 12/2014 | | | We Co. Series D2 Convertible Preferred | | | 599,094 | | | $ | 9,975,610 | | | $ | 5,459,543 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 73,802,354 | | | $ | 78,249,173 | |
| | | | | | | | | | | | | | | | |
(6) | Current yield as of period end. |
(7) | Investment is temporarily subject to certain trading restrictions. At April 30, 2021, the value of such restricted securities amounted to $14,332,697 or 0.2% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 06/2015 | | | Airbnb, Inc. Series E Convertible Preferred | | | 20,148 | | | $ | 937,833 | | | $ | 3,443,535 | |
| 11/2014 | | | Coupang LLC Convertible Preferred | | | 269,407 | | | | 838,697 | | | | 10,889,162 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | 1,776,530 | | | | 14,332,697 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2021 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | |
Nasdaq 100 E-MINI Future | | | 547 | | | | 06/18/2021 | | | $ | 151,519,000 | | | $ | 1,469,584 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | 1,469,584 | |
| | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 24,829,081 | | | $ | 24,829,081 | | | $ | — | | | $ | — | |
Banks | | | 194,733,082 | | | | 194,733,082 | | | | — | | | | — | |
Capital Goods | | | 559,584,570 | | | | 543,246,870 | | | | — | | | | 16,337,700 | |
Commercial & Professional Services | | | 173,044,600 | | | | 173,044,600 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 305,451,691 | | | | 305,451,691 | | | | — | | | | — | |
Consumer Services | | | 482,557,272 | | | | 482,557,272 | | | | — | | | | — | |
Diversified Financials | | | 296,603,042 | | | | 296,603,042 | | | | — | | | | — | |
Energy | | | 43,201,742 | | | | 43,201,742 | | | | — | | | | — | |
Food & Staples Retailing | | | 60,271,952 | | | | 60,271,952 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 414,156,031 | | | | 331,238,225 | | | | 82,917,806 | | | | — | |
Health Care Equipment & Services | | | 681,487,916 | | | | 681,487,916 | | | | — | | | | — | |
Household & Personal Products | | | 113,820,412 | | | | 113,820,412 | | | | — | | | | — | |
Insurance | | | 346,566,746 | | | | 346,566,746 | | | | — | | | | — | |
Materials | | | 244,737,281 | | | | 244,737,281 | | | | — | | | | — | |
Media & Entertainment | | | 609,043,072 | | | | 609,043,072 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 327,250,307 | | | | 327,250,307 | | | | — | | | | — | |
Real Estate | | | 314,084,937 | | | | 314,084,937 | | | | — | | | | — | |
Retailing | | | 476,920,060 | | | | 461,108,120 | | | | — | | | | 15,811,940 | |
Semiconductors & Semiconductor Equipment | | | 247,379,155 | | | | 247,379,155 | | | | — | | | | — | |
Software & Services | | | 950,214,650 | | | | 950,214,650 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 262,050,252 | | | | 262,050,252 | | | | — | | | | — | |
Telecommunication Services | | | 14,401,774 | | | | 14,401,774 | | | | — | | | | — | |
Transportation | | | 295,456,963 | | | | 295,456,963 | | | | — | | | | — | |
Utilities | | | 31,526,345 | | | | 31,526,345 | | | | — | | | | — | |
Escrows | | | 14,569 | | | | — | | | | — | | | | 14,569 | |
Convertible Preferred Stocks | | | 76,755,361 | | | | — | | | | 63,197,041 | | | | 13,558,320 | |
Short-Term Investments | | | 168,181,612 | | | | 29,024,087 | | | | 139,157,525 | | | | — | |
Futures Contracts(2) | | | 1,469,584 | | | | 1,469,584 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 7,715,794,059 | | | $ | 7,384,799,158 | | | $ | 285,272,372 | | | $ | 45,722,529 | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, investments valued at $29,414,732 were transferred out of Level 3 due to the corroboration of significant inputs with quoted market prices or observable market data and there were no transfers in to Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for period ended April 30, 2021 is not presented.
The accompanying notes are an integral part of these financial statements.
|
Hartford Core Equity Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% | |
| | | Automobiles & Components - 0.4% | |
| 63,406 | | | Tesla, Inc.* | | $ | 44,982,753 | |
| | | | | | | | |
| | | Banks - 6.0% | |
| 6,540,939 | | | Bank of America Corp. | | | 265,104,258 | |
| 1,870,925 | | | JP Morgan Chase & Co. | | | 287,766,974 | |
| 785,029 | | | PNC Financial Services Group, Inc. | | | 146,761,171 | |
| | | | | | | | |
| | | | | | | 699,632,403 | |
| | | | | | | | |
| | | Capital Goods - 6.0% | |
| 1,007,808 | | | AMETEK, Inc. | | | 135,983,533 | |
| 1,460,038 | | | Fortune Brands Home & Security, Inc. | | | 153,274,789 | |
| 547,770 | | | IDEX Corp. | | | 122,810,034 | |
| 626,197 | | | Illinois Tool Works, Inc. | | | 144,313,361 | |
| 1,628,970 | | | Raytheon Technologies Corp. | | | 135,595,463 | |
| | | | | | | | |
| | | | | | | 691,977,180 | |
| | | | | | | | |
| | | Commercial & Professional Services - 2.6% | |
| 509,244 | | | Equifax, Inc. | | | 116,734,002 | |
| 1,213,493 | | | Leidos Holdings, Inc. | | | 122,902,571 | |
| 530,571 | | | Republic Services, Inc. | | | 56,399,697 | |
| | | | | | | | |
| | | | | | | 296,036,270 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 2.2% | |
| 1,007,926 | | | NIKE, Inc. Class B | | | 133,671,146 | |
| 1,421,137 | | | VF Corp. | | | 124,576,870 | |
| | | | | | | | |
| | | | | | | 258,248,016 | |
| | | | | | | | |
| | | Consumer Services - 2.4% | |
| 200,328 | | | Airbnb, Inc. Class A*(1) | | | 34,598,649 | |
| 38,316 | | | Booking Holdings, Inc.* | | | 94,490,321 | |
| 639,955 | | | McDonald’s Corp. | | | 151,080,577 | |
| | | | | | | | |
| | | | | | | 280,169,547 | |
| | | | | | | | |
| | | Diversified Financials - 5.1% | |
| 1,043,602 | | | American Express Co. | | | 160,036,367 | |
| 161,168 | | | BlackRock, Inc. | | | 132,044,942 | |
| 1,544,009 | | | Charles Schwab Corp. | | | 108,698,234 | |
| 2,361,235 | | | Morgan Stanley | | | 194,919,949 | |
| | | | | | | | |
| | | | | | | 595,699,492 | |
| | | | | | | | |
| | | Energy - 1.2% | |
| 1,830,293 | | | EOG Resources, Inc. | | | 134,782,777 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.3% | |
| 1,109,495 | | | Walmart, Inc. | | | 155,229,445 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 2.4% | |
| 667,944 | | | Constellation Brands, Inc. Class A | | | 160,520,302 | |
| 1,259,427 | | | Monster Beverage Corp.* | | | 122,227,390 | |
| | | | | | | | |
| | | | | | | 282,747,692 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 8.3% | |
| 911,149 | | | Abbott Laboratories | | | 109,410,772 | |
| 29,968 | | | agilon health, Inc.* | | | 944,891 | |
| 1,454,354 | | | Baxter International, Inc. | | | 124,623,594 | |
| 482,675 | | | Becton Dickinson and Co. | | | 120,094,367 | |
| 553,840 | | | Danaher Corp. | | | 140,642,130 | |
| 1,478,019 | | | Hologic, Inc.* | | | 96,884,145 | |
| 369,372 | | | Laboratory Corp. of America Holdings* | | | 98,204,934 | |
| 678,234 | | | UnitedHealth Group, Inc. | | | 270,479,719 | |
| | | | | | | | |
| | | | | | | 961,284,552 | |
| | | | | | | | |
| | | Household & Personal Products - 2.9% | |
| 1,419,455 | | | Colgate-Palmolive Co. | | | 114,550,019 | |
| 1,703,919 | | | Procter & Gamble Co. | | | 227,336,873 | |
| | | | | | | | |
| | | | | | | 341,886,892 | |
| | | | | | | | |
| | | Insurance - 0.9% | |
| 631,912 | | | Chubb Ltd. | | | 108,429,780 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% - (continued) | |
| | | Materials - 1.4% | |
| 938,456 | | | PPG Industries, Inc. | | $ | 160,701,205 | |
| | | | | | | | |
| | | Media & Entertainment - 11.5% | |
| 255,088 | | | Alphabet, Inc. Class A* | | | 600,349,608 | |
| 996,906 | | | Facebook, Inc. Class A* | | | 324,074,202 | |
| 284,365 | | | Netflix, Inc.* | | | 146,012,897 | |
| 1,454,719 | | | Walt Disney Co.* | | | 270,606,828 | |
| | | | | | | | |
| | | | | | | 1,341,043,535 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 5.2% | |
| 972,984 | | | Eli Lilly & Co. | | | 177,832,286 | |
| 2,459,852 | | | Merck & Co., Inc. | | | 183,258,974 | |
| 186,549 | | | Regeneron Pharmaceuticals, Inc.* | | | 89,786,034 | |
| 331,672 | | | Thermo Fisher Scientific, Inc. | | | 155,962,124 | |
| | | | | | | | |
| | | | | | | 606,839,418 | |
| | | | | | | | |
| | | Real Estate - 1.7% | |
| 464,477 | | | American Tower Corp. REIT | | | 118,334,805 | |
| 1,677,033 | | | Gaming and Leisure Properties, Inc. REIT | | | 77,965,264 | |
| | | | | | | | |
| | | | | | | 196,300,069 | |
| | | | | | | | |
| | | Retailing - 5.8% | |
| 143,187 | | | Amazon.com, Inc.* | | | 496,489,468 | |
| 2,479,775 | | | TJX Cos., Inc. | | | 176,064,025 | |
| | | | | | | | |
| | | | | | | 672,553,493 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 4.8% | |
| 1,192,076 | | | Advanced Micro Devices, Inc.* | | | 97,297,243 | |
| 307,018 | | | KLA Corp. | | | 96,818,126 | |
| 814,518 | | | QUALCOMM, Inc. | | | 113,055,099 | |
| 559,651 | | | Teradyne, Inc. | | | 70,001,147 | |
| 1,003,300 | | | Texas Instruments, Inc. | | | 181,105,683 | |
| | | | | | | | |
| | | | | | | 558,277,298 | |
| | | | | | | | |
| | | Software & Services - 12.0% | |
| 771,526 | | | Fidelity National Information Services, Inc. | | | 117,966,325 | |
| 575,418 | | | Global Payments, Inc. | | | 123,501,965 | |
| 931,438 | | | GoDaddy, Inc. Class A* | | | 80,867,447 | |
| 526,297 | | | Mastercard, Inc. Class A | | | 201,077,032 | |
| 2,195,575 | | | Microsoft Corp. | | | 553,680,104 | |
| 717,178 | | | salesforce.com, Inc.* | | | 165,180,437 | |
| 751,148 | | | SS&C Technologies Holdings, Inc. | | | 55,750,205 | |
| 395,406 | | | Workday, Inc. Class A* | | | 97,665,282 | |
| | | | | | | | |
| | | | | | | 1,395,688,797 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 9.0% | |
| 4,165,388 | | | Apple, Inc. | | | 547,581,906 | |
| 648,636 | | | CDW Corp. | | | 115,671,258 | |
| 3,416,709 | | | Corning, Inc. | | | 151,052,705 | |
| 720,658 | | | Motorola Solutions, Inc. | | | 135,699,901 | |
| 1,265,221 | | | NetApp, Inc. | | | 94,499,357 | |
| | | | | | | | |
| | | | | | | 1,044,505,127 | |
| | | | | | | | |
| | | Telecommunication Services - 1.2% | |
| 2,382,342 | | | Verizon Communications, Inc. | | | 137,675,544 | |
| | | | | | | | |
| | | Transportation - 1.4% | |
| 563,667 | | | FedEx Corp. | | | 163,638,167 | |
| | | | | | | | |
| | | Utilities - 2.4% | |
| 1,535,596 | | | American Electric Power Co., Inc. | | | 136,222,721 | |
| 1,869,911 | | | NextEra Energy, Inc. | | | 144,936,802 | |
| | | | | | | | |
| | | | | | | 281,159,523 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $7,374,426,442) | | $ | 11,409,488,975 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Core Equity Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | |
Shares or Principal Amount | | | Market Value† | |
SHORT-TERM INVESTMENTS - 1.6% | |
| | | Repurchase Agreements - 1.3% | |
| 153,278,482 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $153,278,546; collateralized by U.S. Treasury Inflation Index Note at 0.500%, maturing 01/15/2028, with a market value of $156,344,111 | | | $ | 153,278,482 | |
| | | | | | | | | | | | |
| | | Securities Lending Collateral - 0.3% | |
| 4,084,206 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2) | | | | 4,084,206 | |
| 28,647,850 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(2) | | | | 28,647,850 | |
| | | | | | | | | | | | |
| | | | | | | | | | | 32,732,056 | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $186,010,538) | | | $ | 186,010,538 | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $7,560,436,980) | | | 99.7 | % | | $ | 11,595,499,513 | |
| | | | Other Assets and Liabilities | | | 0.3 | % | | | 31,694,471 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 11,627,193,984 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2021 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | |
S&P 500 (E-Mini) Future | | | 280 | | | | 06/18/2021 | | | $ | 58,441,600 | | | $ | 25,079 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | 25,079 | |
| | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Core Equity Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 44,982,753 | | | $ | 44,982,753 | | | $ | — | | | $ | — | |
Banks | | | 699,632,403 | | | | 699,632,403 | | | | — | | | | — | |
Capital Goods | | | 691,977,180 | | | | 691,977,180 | | | | — | | | | — | |
Commercial & Professional Services | | | 296,036,270 | | | | 296,036,270 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 258,248,016 | | | | 258,248,016 | | | | — | | | | — | |
Consumer Services | | | 280,169,547 | | | | 280,169,547 | | | | — | | | | — | |
Diversified Financials | | | 595,699,492 | | | | 595,699,492 | | | | — | | | | — | |
Energy | | | 134,782,777 | | | | 134,782,777 | | | | — | | | | — | |
Food & Staples Retailing | | | 155,229,445 | | | | 155,229,445 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 282,747,692 | | | | 282,747,692 | | | | — | | | | — | |
Health Care Equipment & Services | | | 961,284,552 | | | | 961,284,552 | | | | — | | | | — | |
Household & Personal Products | | | 341,886,892 | | | | 341,886,892 | | | | — | | | | — | |
Insurance | | | 108,429,780 | | | | 108,429,780 | | | | — | | | | — | |
Materials | | | 160,701,205 | | | | 160,701,205 | | | | — | | | | — | |
Media & Entertainment | | | 1,341,043,535 | | | | 1,341,043,535 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 606,839,418 | | | | 606,839,418 | | | | — | | | | — | |
Real Estate | | | 196,300,069 | | | | 196,300,069 | | | | — | | | | — | |
Retailing | | | 672,553,493 | | | | 672,553,493 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 558,277,298 | | | | 558,277,298 | | | | — | | | | — | |
Software & Services | | | 1,395,688,797 | | | | 1,395,688,797 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 1,044,505,127 | | | | 1,044,505,127 | | | | — | | | | — | |
Telecommunication Services | | | 137,675,544 | | | | 137,675,544 | | | | — | | | | — | |
Transportation | | | 163,638,167 | | | | 163,638,167 | | | | — | | | | — | |
Utilities | | | 281,159,523 | | | | 281,159,523 | | | | — | | | | — | |
Short-Term Investments | | | 186,010,538 | | | | 32,732,056 | | | | 153,278,482 | | | | — | |
Futures Contracts(2) | | | 25,079 | | | | 25,079 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 11,595,524,592 | | | $ | 11,442,246,110 | | | $ | 153,278,482 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Dividend and Growth Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.6% | |
| | | Banks - 7.9% | |
| 9,978,597 | | | Bank of America Corp. | | $ | 404,432,536 | |
| 2,621,783 | | | JP Morgan Chase & Co. | | | 403,256,443 | |
| 1,032,803 | | | PNC Financial Services Group, Inc. | | | 193,082,521 | |
| | | | | | | | |
| | | | | | | 1,000,771,500 | |
| | | | | | | | |
| | | Capital Goods - 7.9% | |
| 303,576 | | | Deere & Co. | | | 112,581,160 | |
| 824,347 | | | General Dynamics Corp. | | | 156,815,530 | |
| 2,172,732 | | | Ingersoll Rand, Inc.* | | | 107,354,688 | |
| 1,956,595 | | | Johnson Controls International plc | | | 121,974,132 | |
| 382,605 | | | Lockheed Martin Corp. | | | 145,604,159 | |
| 2,050,793 | | | Otis Worldwide Corp. | | | 159,695,251 | |
| 2,419,092 | | | Raytheon Technologies Corp. | | | 201,365,218 | |
| | | | | | | | |
| | | | | | | 1,005,390,138 | |
| | | | | | | | |
| | | Commercial & Professional Services - 0.8% | |
| 748,425 | | | Waste Management, Inc. | | | 103,260,197 | |
| | | | | | | | |
| | | Consumer Services - 2.2% | |
| 1,259,021 | | | Hilton Worldwide Holdings, Inc.* | | | 162,036,003 | |
| 478,776 | | | McDonald’s Corp. | | | 113,029,438 | |
| | | | | | | | |
| | | | | | | 275,065,441 | |
| | | | | | | | |
| | | Diversified Financials - 6.2% | |
| 1,465,741 | | | American Express Co. | | | 224,771,383 | |
| 171,417 | | | BlackRock, Inc. | | | 140,441,948 | |
| 2,428,568 | | | Charles Schwab Corp. | | | 170,971,187 | |
| 1,025,789 | | | Northern Trust Corp. | | | 116,734,788 | |
| 343,731 | | | S&P Global, Inc. | | | 134,189,145 | |
| | | | | | | | |
| | | | | | | 787,108,451 | |
| | | | | | | | |
| | | Energy - 4.2% | |
| 1,847,247 | | | Chevron Corp. | | | 190,395,748 | |
| 2,906,103 | | | ConocoPhillips | | | 148,618,107 | |
| 1,785,631 | | | Marathon Petroleum Corp. | | | 99,370,365 | |
| 2,051,673 | | | Total S.A. ADR | | | 90,848,081 | |
| | | | | | | | |
| | | | | | | 529,232,301 | |
| | | | | | | | |
| | | Food & Staples Retailing - 2.5% | |
| 1,693,703 | | | Sysco Corp. | | | 143,507,455 | |
| 1,233,606 | | | Walmart, Inc. | | | 172,593,816 | |
| | | | | | | | |
| | | | | | | 316,101,271 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 2.5% | |
| 3,327,702 | | | Coca-Cola Co. | | | 179,629,354 | |
| 2,192,382 | | | Mondelez International, Inc. Class A | | | 133,318,749 | |
| | | | | | | | |
| | | | | | | 312,948,103 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 7.6% | |
| 430,679 | | | Anthem, Inc. | | | 163,395,306 | |
| 556,160 | | | Becton Dickinson and Co. | | | 138,378,169 | |
| 883,232 | | | HCA Healthcare, Inc. | | | 177,582,626 | |
| 1,591,613 | | | Medtronic plc | | | 208,373,974 | |
| 696,004 | | | UnitedHealth Group, Inc. | | | 277,566,395 | |
| | | | | | | | |
| | | | | | | 965,296,470 | |
| | | | | | | | |
| | | Insurance - 5.9% | |
| 3,232,805 | | | American International Group, Inc. | | | 156,629,402 | |
| 1,245,380 | | | Chubb Ltd. | | | 213,694,754 | |
| 2,030,836 | | | MetLife, Inc. | | | 129,222,095 | |
| 1,070,294 | | | Principal Financial Group, Inc. | | | 68,359,678 | |
| 1,871,963 | | | Prudential Financial, Inc. | | | 187,870,207 | |
| | | | | | | | |
| | | | | | | 755,776,136 | |
| | | | | | | | |
| | | Materials - 3.9% | |
| 1,580,689 | | | Celanese Corp. | | | 247,614,932 | |
| 784,270 | | | FMC Corp. | | | 92,732,085 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.6% - (continued) | |
| | | Materials - 3.9% - (continued) | |
| 884,237 | | | PPG Industries, Inc. | | $ | 151,416,744 | |
| | | | | | | | |
| | | | | | | 491,763,761 | |
| | | | | | | | |
| | | Media & Entertainment - 6.3% | |
| 212,421 | | | Alphabet, Inc. Class A* | | | 499,932,824 | |
| 5,240,249 | | | Comcast Corp. Class A | | | 294,239,981 | |
| | | | | | | | |
| | | | | | | 794,172,805 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 7.1% | |
| 860,530 | | | Agilent Technologies, Inc. | | | 115,001,229 | |
| 2,482,254 | | | AstraZeneca plc ADR(1) | | | 131,733,220 | |
| 2,467,335 | | | Bristol-Myers Squibb Co. | | | 154,011,051 | |
| 1,704,483 | | | Merck & Co., Inc. | | | 126,983,983 | |
| 1,364,109 | | | Novartis AG ADR | | | 116,276,651 | |
| 6,761,349 | | | Pfizer, Inc. | | | 261,326,139 | |
| | | | | | | | |
| | | | | | | 905,332,273 | |
| | | | | | | | |
| | | Real Estate - 2.3% | |
| 369,998 | | | American Tower Corp. REIT | | | 94,264,390 | |
| 5,037,230 | | | Host Hotels & Resorts, Inc. REIT* | | | 91,476,097 | |
| 400,643 | | | Public Storage REIT | | | 112,644,786 | |
| | | | | | | | |
| | | | | | | 298,385,273 | |
| | | | | | | | |
| | | Retailing - 4.1% | |
| 529,979 | | | Home Depot, Inc. | | | 171,538,303 | |
| 968,303 | | | Lowe’s Cos., Inc. | | | 190,029,464 | |
| 2,290,734 | | | TJX Cos., Inc. | | | 162,642,114 | |
| | | | | | | | |
| | | | | | | 524,209,881 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.6% | |
| 408,288 | | | Broadcom, Inc. | | | 186,260,985 | |
| 1,338,353 | | | Micron Technology, Inc.* | | | 115,192,043 | |
| 829,312 | | | Texas Instruments, Inc. | | | 149,699,109 | |
| | | | | | | | |
| | | | | | | 451,152,137 | |
| | | | | | | | |
| | | Software & Services - 6.7% | |
| 428,218 | | | Accenture plc Class A | | | 124,170,373 | |
| 616,422 | | | Cognizant Technology Solutions Corp. Class A | | | 49,560,329 | |
| 886,489 | | | Fidelity National Information Services, Inc. | | | 135,544,168 | |
| 2,170,649 | | | Microsoft Corp. | | | 547,394,265 | |
| | | | | | | | |
| | | | | | | 856,669,135 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 7.6% | |
| 2,433,017 | | | Apple, Inc. | | | 319,844,415 | |
| 4,425,343 | | | Cisco Systems, Inc. | | | 225,294,212 | |
| 3,712,141 | | | Corning, Inc. | | | 164,113,754 | |
| 5,470,888 | | | HP, Inc. | | | 186,611,990 | |
| 341,912 | | | Motorola Solutions, Inc. | | | 64,382,029 | |
| | | | | | | | |
| | | | | | | 960,246,400 | |
| | | | | | | | |
| | | Telecommunication Services - 2.5% | |
| 5,539,123 | | | Verizon Communications, Inc. | | | 320,105,918 | |
| | | | | | | | |
| | | Transportation - 0.6% | |
| 371,395 | | | Union Pacific Corp. | | | 82,483,116 | |
| | | | | | | | |
| | | Utilities - 3.2% | |
| 1,889,163 | | | Dominion Energy, Inc. | | | 150,944,124 | |
| 2,730,795 | | | Exelon Corp. | | | 122,721,927 | |
| 993,839 | | | Sempra Energy | | | 136,722,431 | |
| | | | | | | | |
| | | | | | | 410,388,482 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $7,383,102,491) | | $ | 12,145,859,189 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Dividend and Growth Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 4.0% | |
| | | Repurchase Agreements - 3.0% | |
| 380,416,036 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $380,416,195; collateralized by U.S. Treasury Note at 0.750%, maturing 01/31/2028, with a market value of $183,725,311, U.S. Treasury Inflation Index Note at 0.500%, maturing 01/15/2028, with a market value of $25,877,404, U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $178,421,681 | | $ | 380,416,036 | |
| | | | | | | | |
| | | Securities Lending Collateral - 1.0% | |
| 15,091,024 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2) | | | 15,091,024 | |
| 105,852,990 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(2) | | | 105,852,990 | |
| | | | | | | | |
| | | | | | | 120,944,014 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $501,360,050) | | $ | 501,360,050 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $7,884,462,541) | | | 99.6 | % | | $ | 12,647,219,239 | |
| | | | Other Assets and Liabilities | | | 0.4 | % | | | 51,632,582 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 12,698,851,821 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 1,000,771,500 | | | $ | 1,000,771,500 | | | $ | — | | | $ | — | |
Capital Goods | | | 1,005,390,138 | | | | 1,005,390,138 | | | | — | | | | — | |
Commercial & Professional Services | | | 103,260,197 | | | | 103,260,197 | | | | — | | | | — | |
Consumer Services | | | 275,065,441 | | | | 275,065,441 | | | | — | | | | — | |
Diversified Financials | | | 787,108,451 | | | | 787,108,451 | | | | — | | | | — | |
Energy | | | 529,232,301 | | | | 529,232,301 | | | | — | | | | — | |
Food & Staples Retailing | | | 316,101,271 | | | | 316,101,271 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 312,948,103 | | | | 312,948,103 | | | | — | | | | — | |
Health Care Equipment & Services | | | 965,296,470 | | | | 965,296,470 | | | | — | | | | — | |
Insurance | | | 755,776,136 | | | | 755,776,136 | | | | — | | | | — | |
Materials | | | 491,763,761 | | | | 491,763,761 | | | | — | | | | — | |
Media & Entertainment | | | 794,172,805 | | | | 794,172,805 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 905,332,273 | | | | 905,332,273 | | | | — | | | | — | |
Real Estate | | | 298,385,273 | | | | 298,385,273 | | | | — | | | | — | |
Retailing | | | 524,209,881 | | | | 524,209,881 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 451,152,137 | | | | 451,152,137 | | | | — | | | | — | |
Software & Services | | | 856,669,135 | | | | 856,669,135 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 960,246,400 | | | | 960,246,400 | | | | — | | | | — | |
Telecommunication Services | | | 320,105,918 | | | | 320,105,918 | | | | — | | | | — | |
Transportation | | | 82,483,116 | | | | 82,483,116 | | | | — | | | | — | |
Utilities | | | 410,388,482 | | | | 410,388,482 | | | | — | | | | — | |
Short-Term Investments | | | 501,360,050 | | | | 120,944,014 | | | | 380,416,036 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 12,647,219,239 | | | $ | 12,266,803,203 | | | $ | 380,416,036 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Equity Income Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.0% | |
| | | Banks - 9.2% | |
| 4,156,322 | | | Bank of America Corp. | | $ | 168,455,731 | |
| 830,369 | | | JP Morgan Chase & Co. | | | 127,719,056 | |
| 303,802 | | | PNC Financial Services Group, Inc. | | | 56,795,784 | |
| 1,281,131 | | | Truist Financial Corp. | | | 75,983,879 | |
| | | | | | | | |
| | | | | | | 428,954,450 | |
| | | | | | | | |
| | | Capital Goods - 11.8% | |
| 299,705 | | | Caterpillar, Inc. | | | 68,365,708 | |
| 94,362 | | | Deere & Co. | | | 34,994,148 | |
| 705,152 | | | Eaton Corp. plc | | | 100,787,375 | |
| 376,650 | | | General Dynamics Corp. | | | 71,650,129 | |
| 346,396 | | | Honeywell International, Inc. | | | 77,260,164 | |
| 926,651 | | | Johnson Controls International plc | | | 57,767,423 | |
| 163,791 | | | Lockheed Martin Corp. | | | 62,332,303 | |
| 908,145 | | | Raytheon Technologies Corp. | | | 75,593,990 | |
| | | | | | | | |
| | | | | | | 548,751,240 | |
| | | | | | | | |
| | | Commercial & Professional Services - 0.5% | |
| 182,800 | | | Waste Management, Inc. | | | 25,220,916 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 0.3% | |
| 157,148 | | | VF Corp. | | | 13,775,594 | |
| | | | | | | | |
| | | Consumer Services - 0.9% | |
| 176,043 | | | McDonald’s Corp. | | | 41,560,231 | |
| | | | | | | | |
| | | Diversified Financials - 5.0% | |
| 106,034 | | | BlackRock, Inc. | | | 86,873,656 | |
| 585,099 | | | Blackstone Group, Inc. Class A | | | 51,775,411 | |
| 1,115,300 | | | Morgan Stanley | | | 92,068,015 | |
| | | | | | | | |
| | | | | | | 230,717,082 | |
| | | | | | | | |
| | | Energy - 4.5% | |
| 1,107,061 | | | ConocoPhillips | | | 56,615,099 | |
| 627,566 | | | Phillips 66 | | | 50,776,365 | |
| 339,072 | | | Pioneer Natural Resources Co. | | | 52,159,446 | |
| 1,057,527 | | | TC Energy Corp. | | | 52,319,259 | |
| | | | | | | | |
| | | | | | | 211,870,169 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 8.1% | |
| 981,243 | | | Archer-Daniels-Midland Co. | | | 61,945,870 | |
| 610,700 | | | Kellogg Co. | | | 38,119,894 | |
| 1,542,696 | | | Mondelez International, Inc. Class A | | | 93,811,344 | |
| 361,200 | | | Nestle S.A. ADR | | | 43,174,236 | |
| 298,435 | | | PepsiCo., Inc. | | | 43,022,390 | |
| 1,017,262 | | | Philip Morris International, Inc. | | | 96,639,890 | |
| | | | | | | | |
| | | | | | | 376,713,624 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 8.4% | |
| 124,697 | | | Anthem, Inc. | | | 47,308,795 | |
| 533,300 | | | Baxter International, Inc. | | | 45,698,477 | |
| 367,700 | | | Becton Dickinson and Co. | | | 91,487,437 | |
| 510,875 | | | Medtronic plc | | | 66,883,755 | |
| 354,798 | | | UnitedHealth Group, Inc. | | | 141,493,442 | |
| | | | | | | | |
| | | | | | | 392,871,906 | |
| | | | | | | | |
| | | Household & Personal Products - 2.3% | |
| 451,818 | | | Procter & Gamble Co. | | | 60,281,558 | |
| 809,668 | | | Unilever plc ADR | | | 47,543,705 | |
| | | | | | | | |
| | | | | | | 107,825,263 | |
| | | | | | | | |
| | | Insurance - 6.2% | |
| 606,481 | | | Chubb Ltd. | | | 104,066,075 | |
| 1,654,630 | | | MetLife, Inc. | | | 105,284,107 | |
| 776,293 | | | Progressive Corp. | | | 78,203,757 | |
| | | | | | | | |
| | | | | | | 287,553,939 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.0% - (continued) | |
| | | Materials - 3.0% | |
| 396,690 | | | Celanese Corp. | | $ | 62,141,489 | |
| 459,638 | | | PPG Industries, Inc. | | | 78,708,411 | |
| | | | | | | | |
| | | | | | | 140,849,900 | |
| | | | | | | | |
| | | Media & Entertainment - 3.0% | |
| 2,468,404 | | | Comcast Corp. Class A | | | 138,600,885 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 9.5% | |
| 840,078 | | | AstraZeneca plc ADR(1) | | | 44,582,939 | |
| 296,019 | | | Eli Lilly & Co. | | | 54,103,393 | |
| 848,992 | | | Johnson & Johnson | | | 138,156,468 | |
| 417,875 | | | Merck & Co., Inc. | | | 31,131,688 | |
| 423,853 | | | Novartis AG | | | 36,170,065 | |
| 2,536,645 | | | Pfizer, Inc. | | | 98,041,329 | |
| 130,633 | | | Roche Holding AG | | | 42,606,683 | |
| | | | | | | | |
| | | | | | | 444,792,565 | |
| | | | | | | | |
| | | Real Estate - 2.7% | |
| 661,623 | | | Crown Castle International Corp. REIT | | | 125,086,444 | |
| | | | | | | | |
| | | Retailing - 3.6% | |
| 195,701 | | | Home Depot, Inc. | | | 63,342,542 | |
| 298,119 | | | Lowe’s Cos., Inc. | | | 58,505,854 | |
| 617,372 | | | TJX Cos., Inc. | | | 43,833,412 | |
| | | | | | | | |
| | | | | | | 165,681,808 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 1.3% | |
| 383,990 | | | Analog Devices, Inc. | | | 58,811,908 | |
| | | | | | | | |
| | | Software & Services - 1.1% | |
| 286,987 | | | Automatic Data Processing, Inc. | | | 53,663,699 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 6.6% | |
| 2,783,870 | | | Cisco Systems, Inc. | | | 141,726,822 | |
| 1,715,230 | | | Corning, Inc. | | | 75,830,318 | |
| 655,841 | | | TE Connectivity Ltd. | | | 88,190,939 | |
| | | | | | | | |
| | | | | | | 305,748,079 | |
| | | | | | | | |
| | | Telecommunication Services - 1.2% | |
| 937,047 | | | Verizon Communications, Inc. | | | 54,151,946 | |
| | | | | | | | |
| | | Transportation - 1.8% | |
| 380,564 | | | Union Pacific Corp. | | | 84,519,459 | |
| | | | | | | | |
| | | Utilities - 6.0% | |
| 506,595 | | | American Electric Power Co., Inc. | | | 44,940,042 | |
| 757,500 | | | Dominion Energy, Inc. | | | 60,524,250 | |
| 415,031 | | | Duke Energy Corp. | | | 41,789,471 | |
| 1,238,821 | | | Exelon Corp. | | | 55,672,616 | |
| 394,546 | | | Sempra Energy | | | 54,277,693 | |
| 485,429 | | | UGI Corp. | | | 21,218,102 | |
| | | | | | | | |
| | | | | | | 278,422,174 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $3,049,620,736) | | $ | 4,516,143,281 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 2.8% | |
| | | Repurchase Agreements - 1.9% | |
| 88,925,298 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $88,925,335; collateralized by U.S. Treasury Note at 0.625%, maturing 12/31/2027, with a market value of $16,714,722 and U.S. Treasury Bond at 1.750%, maturing 01/15/2028, with a market value of $73,989,148 | | $ | 88,925,298 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.9% | |
| 5,174,956 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2) | | | 5,174,956 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Equity Income Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 2.8% - (continued) | |
| | | Securities Lending Collateral - 0.9% - (continued) | |
| 36,298,700 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(2) | | $ | 36,298,700 | |
| | | | | | | | |
| | | | | | | 41,473,656 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $130,398,954) | | $ | 130,398,954 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $3,180,019,690) | | | 99.8 | % | | $ | 4,646,542,235 | |
| | | | Other Assets and Liabilities | | | 0.2 | % | | | 9,658,845 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 4,656,201,080 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 428,954,450 | | | $ | 428,954,450 | | | $ | — | | | $ | — | |
Capital Goods | | | 548,751,240 | | | | 548,751,240 | | | | — | | | | — | |
Commercial & Professional Services | | | 25,220,916 | | | | 25,220,916 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 13,775,594 | | | | 13,775,594 | | | | — | | | | — | |
Consumer Services | | | 41,560,231 | | | | 41,560,231 | | | | — | | | | — | |
Diversified Financials | | | 230,717,082 | | | | 230,717,082 | | | | — | | | | — | |
Energy | | | 211,870,169 | | | | 211,870,169 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 376,713,624 | | | | 376,713,624 | | | | — | | | | — | |
Health Care Equipment & Services | | | 392,871,906 | | | | 392,871,906 | | | | — | | | | — | |
Household & Personal Products | | | 107,825,263 | | | | 107,825,263 | | | | — | | | | — | |
Insurance | | | 287,553,939 | | | | 287,553,939 | | | | — | | | | — | |
Materials | | | 140,849,900 | | | | 140,849,900 | | | | — | | | | — | |
Media & Entertainment | | | 138,600,885 | | | | 138,600,885 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 444,792,565 | | | | 366,015,817 | | | | 78,776,748 | | | | — | |
Real Estate | | | 125,086,444 | | | | 125,086,444 | | | | — | | | | — | |
Retailing | | | 165,681,808 | | | | 165,681,808 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 58,811,908 | | | | 58,811,908 | | | | — | | | | — | |
Software & Services | | | 53,663,699 | | | | 53,663,699 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 305,748,079 | | | | 305,748,079 | | | | — | | | | — | |
Telecommunication Services | | | 54,151,946 | | | | 54,151,946 | | | | — | | | | — | |
Transportation | | | 84,519,459 | | | | 84,519,459 | | | | — | | | | — | |
Utilities | | | 278,422,174 | | | | 278,422,174 | | | | — | | | | — | |
Short-Term Investments | | | 130,398,954 | | | | 41,473,656 | | | | 88,925,298 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 4,646,542,235 | | | $ | 4,478,840,189 | | | $ | 167,702,046 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Growth Opportunities Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.6% | |
| | | Automobiles & Components - 1.4% | |
| 778,371 | | | Thor Industries, Inc. | | $ | 110,209,550 | |
| | | | | | | | |
| | | Capital Goods - 1.0% | |
| 450,322 | | | Middleby Corp.* | | | 81,652,385 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.7% | |
| 603,830 | | | Copart, Inc.* | | | 75,182,873 | |
| 148,443 | | | CoStar Group, Inc.* | | | 126,834,153 | |
| 875,064 | | | Leidos Holdings, Inc. | | | 88,626,482 | |
| | | | | | | | |
| | | | | | | 290,643,508 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 5.1% | |
| 877,162 | | | Lennar Corp. Class A | | | 90,873,983 | |
| 667,786 | | | Lululemon Athletica, Inc.* | | | 223,888,612 | |
| 566,561 | | | Polaris, Inc. | | | 79,335,537 | |
| | | | | | | | |
| | | | | | | 394,098,132 | |
| | | | | | | | |
| | | Consumer Services - 10.1% | |
| 79,858 | | | Booking Holdings, Inc.* | | | 196,936,217 | |
| 836,098 | | | Chegg, Inc.* | | | 75,524,732 | |
| 102,479 | | | Chipotle Mexican Grill, Inc.* | | | 152,901,742 | |
| 2,972,657 | | | DraftKings, Inc. Class A* | | | 168,430,746 | |
| 916,314 | | | Penn National Gaming, Inc.* | | | 81,661,904 | |
| 989,612 | | | Starbucks Corp. | | | 113,300,678 | |
| | | | | | | | |
| | | | | | | 788,756,019 | |
| | | | | | | | |
| | | Diversified Financials - 2.3% | |
| 157,067 | | | Coinbase Global, Inc. Class A* | | | 46,749,422 | |
| 1,602,302 | | | Tradeweb Markets, Inc. Class A | | | 130,235,106 | |
| | | | | | | | |
| | | | | | | 176,984,528 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.8% | |
| 581,263 | | | Constellation Brands, Inc. Class A | | | 139,689,124 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 11.5% | |
| 272,887 | | | ABIOMED, Inc.* | | | 87,523,047 | |
| 259,100 | | | agilon health, Inc.* | | | 8,169,423 | |
| 338,140 | | | Align Technology, Inc.* | | | 201,372,514 | |
| 464,397 | | | Danaher Corp. | | | 117,928,974 | |
| 450,546 | | | DexCom, Inc.* | | | 173,955,811 | |
| 2,065,194 | | | GoodRx Holdings, Inc. Class A(1)* | | | 82,628,412 | |
| 308,176 | | | Insulet Corp.* | | | 90,979,719 | |
| 7,292,874 | | | Multiplan Corp.(1)* | | | 54,186,054 | |
| 1,347,906 | | | Oak Street Health, Inc.* | | | 83,071,447 | |
| | | | | | | | |
| | | | | | | 899,815,401 | |
| | | | | | | | |
| | | Insurance - 0.5% | |
| 3,768,800 | | | Soaring Eagle Acquisition Corp. UNIT* | | | 40,740,728 | |
| | | | | | | | |
| | | Media & Entertainment - 16.8% | |
| 230,582 | | | Alphabet, Inc. Class A* | | | 542,674,737 | |
| 554,029 | | | Facebook, Inc. Class A* | | | 180,103,747 | |
| 648,250 | | | Match Group, Inc.* | | | 100,887,148 | |
| 3,450,360 | | | Snap, Inc. Class A* | | | 213,301,255 | |
| 598,043 | | | Spotify Technology S.A.* | | | 150,778,601 | |
| 2,195,956 | | | Twitter, Inc.* | | | 121,260,690 | |
| | | | | | | | |
| | | | | | | 1,309,006,178 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 4.7% | |
| 209,083 | | | Ascendis Pharma A/S ADR* | | | 30,310,762 | |
| 2,093,739 | | | Elanco Animal Health, Inc.* | | | 66,392,464 | |
| 551,728 | | | Exact Sciences Corp.* | | | 72,728,785 | |
| 323,707 | | | Illumina, Inc.* | | | 127,165,058 | |
| 178,650 | | | Kodiak Sciences, Inc.* | | | 21,588,066 | |
| 135,988 | | | Novavax, Inc.* | | | 32,219,637 | |
| 121,360 | | | Reata Pharmaceuticals, Inc. Class A* | | | 12,305,904 | |
| | | | | | | | |
| | | | | | | 362,710,676 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.6% - (continued) | |
| | | Retailing - 11.8% | |
| 203,748 | | | Amazon.com, Inc.* | | $ | 706,479,890 | |
| 162,061 | | | Five Below, Inc.* | | | 32,618,017 | |
| 123,196 | | | JAND, Inc. Class A(2)(3)(4)* | | | 2,812,565 | |
| 1,314,336 | | | Ross Stores, Inc. | | | 172,099,156 | |
| 171,581 | | | Tory Burch LLC(2)(3)(4)* | | | 8,445,215 | |
| | | | | | | | |
| | | | | | | 922,454,843 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 7.3% | |
| 2,640,743 | | | Advanced Micro Devices, Inc.* | | | 215,537,444 | |
| 1,317,411 | | | Marvell Technology, Inc. | | | 59,560,151 | |
| 475,971 | | | MKS Instruments, Inc. | | | 85,251,166 | |
| 111,120 | | | NVIDIA Corp. | | | 66,714,226 | |
| 244,174 | | | SolarEdge Technologies, Inc.* | | | 64,349,616 | |
| 345,750 | | | Universal Display Corp. | | | 77,340,817 | |
| | | | | | | | |
| | | | | | | 568,753,420 | |
| | | | | | | | |
| | | Software & Services - 17.5% | |
| 308,331 | | | Fair Isaac Corp.* | | | 160,766,867 | |
| 729,119 | | | Guidewire Software, Inc.* | | | 76,929,346 | |
| 733,965 | | | Mastercard, Inc. Class A | | | 280,418,668 | |
| 267,051 | | | MongoDB, Inc.* | | | 79,436,990 | |
| 330,572 | | | Paycom Software, Inc.* | | | 127,075,183 | |
| 413,817 | | | RingCentral, Inc. Class A* | | | 131,986,932 | |
| 831,968 | | | salesforce.com, Inc.* | | | 191,618,870 | |
| 471,471 | | | Square, Inc. Class A* | | | 115,425,530 | |
| 1,165,278 | | | Varonis Systems, Inc.* | | | 61,701,470 | |
| 578,541 | | | Workday, Inc. Class A* | | | 142,899,627 | |
| | | | | | | | |
| | | | | | | 1,368,259,483 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 0.1% | |
| 292,906 | | | Vontier Corp.* | | | 9,179,674 | |
| | | | | | | | |
| | | Transportation - 1.0% | |
| 266,369 | | | FedEx Corp. | | | 77,329,584 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $5,774,916,353) | | $ | 7,540,283,233 | |
| | | | | | | | |
|
CONVERTIBLE PREFERRED STOCKS - 2.9% | |
| | | Commercial & Professional Services - 0.1% | |
| 470,535 | | | Rubicon Global Holdings LLC Series C(2)(3)(4)* | | $ | 7,735,596 | |
| | | | | | | | |
| | | Real Estate - 0.1% | |
| 224,870 | | | We Co. Series D1(3)(4)* | | | 2,049,240 | |
| 317,638 | | | We Co. Series D2(3)(4)* | | | 2,894,635 | |
| | | | | | | | |
| | | | | | | 4,943,875 | |
| | | | | | | | |
| | | Retailing - 2.5% | |
| 544,064 | | | Honest Co., Inc. Series C(2)(3)(4)* | | | 9,200,557 | |
| 275,096 | | | JAND, Inc. Series D(2)(3)(4)* | | | 6,349,216 | |
| 4,434,460 | | | Coupang LLC(3)(7)* | | | 179,236,439 | |
| | | | | | | | |
| | | | | | | 194,786,212 | |
| | | | | | | | |
| | | Software & Services - 0.2% | |
| 5,668,755 | | | Essence Group Holdings Corp. Series 3(2)(3)(4)* | | | 13,831,762 | |
| 743,470 | | | Lookout, Inc. Series F(2)(3)(4)* | | | 6,862,228 | |
| | | | | | | | |
| | | | | | | 20,693,990 | |
| | | | | | | | |
| | |
| | | | Total Convertible Preferred Stocks (cost $60,207,258) | | $ | 228,159,673 | |
| | | | | | | | |
|
ESCROWS - 0.0%(5) | |
| | | Consumer Durables & Apparel - 0.0% | |
| 923,832 | | | One Kings Lane, Inc.(2)(3)(4)* | | $ | 147,813 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Growth Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
ESCROWS - 0.0%(5) - (continued) | |
| | | Software & Services - 0.0% | |
| 1,078,374 | | | Marklogic Corp.(2)(3)(4)* | | $ | 14,019 | |
| | | | | | | | |
| | |
| | | | Total Escrows (cost $—) | | $ | 161,832 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $5,835,123,611) | | $ | 7,768,604,738 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 0.5% | |
| | | Repurchase Agreements - 0.1% | |
$ | 1,924,574 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $1,924,575; collateralized by U.S. Treasury Inflation Index Government Bond at 1.750%, maturing 01/15/2028, with a market value of $1,963,101 | | $ | 1,924,574 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.4% | |
| 3,966,902 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(6) | | | 3,966,902 | |
| 27,825,048 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(6) | | | 27,825,048 | |
| | | | | | | | |
| | | | | | | 31,791,950 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $33,716,524) | | $ | 33,716,524 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $5,868,840,135) | | | 100.0 | % | | $ | 7,802,321,262 | |
| | | | Other Assets and Liabilities | | | 0.0 | % | | | 597,982 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 7,802,919,244 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Investment valued using significant unobservable inputs. |
(3) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2021, the aggregate fair value of these securities was $252,482,195, which represented 3.2% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(4) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $60,342,846 or 0.8% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 05/2014 | | | Essence Group Holdings Corp. Series 3 Convertible Preferred | | | 5,668,755 | | | $ | 8,964,002 | | | $ | 13,831,762 | |
| 08/2014 | | | Honest Co., Inc. Series C Convertible Preferred | | | 544,064 | | | | 7,360,452 | | | | 9,200,557 | |
| 04/2015 | | | JAND, Inc. Class A | | | 123,196 | | | | 1,414,943 | | | | 2,812,565 | |
| 04/2015 | | | JAND, Inc. Series D Convertible Preferred | | | 275,096 | | | | 3,159,560 | | | | 6,349,216 | |
| 07/2014 | | | Lookout, Inc. Series F Convertible Preferred | | | 743,470 | | | | 8,492,732 | | | | 6,862,228 | |
| 01/2021 | | | Marklogic Corp. | | | 1,078,374 | | | | — | | | | 14,019 | |
| 08/2014 | | | One Kings Lane, Inc. | | | 923,832 | | | | — | | | | 147,813 | |
| 09/2015 | | | Rubicon Global Holdings LLC Series C Convertible Preferred | | | 470,535 | | | | 9,392,114 | | | | 7,735,596 | |
| 11/2013 | | | Tory Burch LLC | | | 171,581 | | | | 13,447,917 | | | | 8,445,215 | |
| 12/2014 | | | We Co. Series D1 Convertible Preferred | | | 224,870 | | | | 3,744,347 | | | | 2,049,240 | |
| 12/2014 | | | We Co. Series D2 Convertible Preferred | | | 317,638 | | | | 5,289,041 | | | | 2,894,635 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 61,265,108 | | | $ | 60,342,846 | |
| | | | | | | | | | | | | | | | |
(5) | Share amount represents shares of the issuer previously held that resulted in receipt of the escrow. |
(6) | Current yield as of period end. |
(7) | Investment is temporarily subject to certain trading restrictions. At April 30, 2021, the value of such restricted securities amounted to $179,236,439 or 2.3% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 11/2014 | | | Coupang LLC Convertible Preferred | | | 4,434,460 | | | $ | 13,805,010 | | | $ | 179,236,439 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 13,805,010 | | | $ | 179,236,439 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
PIPE Purchase Commitments Outstanding as of April 30, 2021 | |
Period Committed | | | Security Name | | Committed Shares | | | Committed Cost | | | Market Value | | | Unrealized Appreciation (Depreciation) | |
| 02/2021 | | | Churchill Capital Corp.(3) | | | 3,555,931 | | | $ | 53,338,965 | | | $ | 67,495,126 | | | $ | 14,156,161 | |
| 02/2021 | | | FTAC Olympus Acquisition Corp.(3) | | | 685,800 | | | | 6,858,000 | | | | 6,209,233 | | | | (648,767 | ) |
| 03/2021 | | | Thomas Bravo Advantage Rights(3) | | | 3,708,500 | | | | 37,085,000 | | | | 36,480,515 | | | | (604,485 | ) |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 97,281,965 | | | $ | 110,184,874 | | | $ | 12,902,909 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Growth Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Special purpose acquisition companies (“SPACs”) are collective investment structures that allow for private investments in public equity investments (“PIPE”). The Hartford Growth Opportunities Fund had contingent commitments outstanding of $97,281,965 to purchase restricted PIPE shares as of April 30, 2021.
The aggregate unrealized appreciation/depreciation of PIPE commitments represents 0.2% of net assets.
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 110,209,550 | | | $ | 110,209,550 | | | $ | — | | | $ | — | |
Capital Goods | | | 81,652,385 | | | | 81,652,385 | | | | — | | | | — | |
Commercial & Professional Services | | | 290,643,508 | | | | 290,643,508 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 394,098,132 | | | | 394,098,132 | | | | — | | | | — | |
Consumer Services | | | 788,756,019 | | | | 788,756,019 | | | | — | | | | — | |
Diversified Financials | | | 176,984,528 | | | | 176,984,528 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 139,689,124 | | | | 139,689,124 | | | | — | | | | — | |
Health Care Equipment & Services | | | 899,815,401 | | | | 899,815,401 | | | | — | | | | — | |
Insurance | | | 40,740,728 | | | | 40,740,728 | | | | — | | | | — | |
Media & Entertainment | | | 1,309,006,178 | | | | 1,309,006,178 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 362,710,676 | | | | 362,710,676 | | | | — | | | | — | |
Retailing | | | 922,454,843 | | | | 911,197,063 | | | | — | | | | 11,257,780 | |
Semiconductors & Semiconductor Equipment | | | 568,753,420 | | | | 568,753,420 | | | | — | | | | — | |
Software & Services | | | 1,368,259,483 | | | | 1,368,259,483 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 9,179,674 | | | | 9,179,674 | | | | — | | | | — | |
Transportation | | | 77,329,584 | | | | 77,329,584 | | | | — | | | | — | |
Convertible Preferred Stocks | | | 228,159,673 | | | | — | | | | 184,180,314 | | | | 43,979,359 | |
Escrows | | | 161,832 | | | | — | | | | — | | | | 161,832 | |
Short-Term Investments | | | 33,716,524 | | | | 31,791,950 | | | | 1,924,574 | | | | — | |
PIPE Purchase Commitment | | | 14,156,161 | | | | — | | | | 14,156,161 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 7,816,477,423 | | | $ | 7,560,817,403 | | | $ | 200,261,049 | | | $ | 55,398,971 | |
| | | | | | | | | | | | | | | | |
Liabilities | |
PIPE Purchase Commitment | | $ | (1,253,252 | ) | | $ | — | | | $ | (1,253,252 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | (1,253,252 | ) | | $ | — | | | $ | (1,253,252 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, investments valued at $43,700,183 were transferred out of Level 3 due to the corroboration of significant inputs with quoted market prices or observable market data and there were no transfers in to Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for period ended April 30, 2021 is not presented.
The accompanying notes are an integral part of these financial statements.
|
The Hartford Healthcare Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.0% | |
| | | Biotechnology - 21.5% | |
| 201,032 | | | 89bio, Inc.* | | $ | 5,285,131 | |
| 143,785 | | | Akero Therapeutics, Inc.*(1) | | | 4,428,578 | |
| 642,153 | | | Alkermes plc* | | | 14,130,577 | |
| 90,203 | | | Alnylam Pharmaceuticals, Inc.* | | | 12,686,150 | |
| 281,626 | | | Apellis Pharmaceuticals, Inc.* | | | 14,269,989 | |
| 197,839 | | | Arena Pharmaceuticals, Inc.* | | | 13,577,691 | |
| 12,686 | | | Argenx SE ADR* | | | 3,637,203 | |
| 27,232 | | | Ascendis Pharma A/S ADR* | | | 3,947,823 | |
| 423,200 | | | Aveanna Healthcare Holdings, Inc.* | | | 4,942,976 | |
| 66,338 | | | Biogen, Inc.* | | | 17,734,138 | |
| 91,130 | | | Biohaven Pharmaceutical Holding Co., Ltd.* | | | 6,843,863 | |
| 40,794 | | | Black Diamond Therapeutics, Inc.* | | | 1,086,752 | |
| 234,869 | | | Coherus Biosciences, Inc.* | | | 3,476,061 | |
| 506,215 | | | Connect Biopharma Holdings Ltd. ADR* | | | 8,236,118 | |
| 304,774 | | | Dyne Therapeutics, Inc.* | | | 5,997,952 | |
| 700,775 | | | Everest Medicines Ltd.*(1)(2) | | | 6,185,211 | |
| 68,649 | | | Exact Sciences Corp.* | | | 9,049,311 | |
| 289,605 | | | Freeline Therapeutics Holdings plc ADR* | | | 3,185,655 | |
| 581,340 | | | Gamida Cell Ltd.* | | | 4,290,289 | |
| 51,337 | | | Generation Bio Co.* | | | 1,871,747 | |
| 18,853 | | | Genmab A/S* | | | 6,918,336 | |
| 129,956 | | | Genus plc | | | 9,127,041 | |
| 389,181 | | | Gracell Biotechnologies, Inc. ADR* | | | 4,740,225 | |
| 1,287,831 | | | ImmunoGen, Inc.* | | | 10,379,918 | |
| 3,365,000 | | | InnoCare Pharma Ltd.*(2) | | | 10,639,053 | |
| 806,691 | | | Ironwood Pharmaceuticals, Inc.* | | | 8,905,869 | |
| 115,081 | | | Kodiak Sciences, Inc.* | | | 13,906,388 | |
| 95,116 | | | Kymera Therapeutics, Inc.*(1) | | | 4,332,534 | |
| 88,315 | | | Madrigal Pharmaceuticals, Inc.* | | | 12,019,672 | |
| 299,963 | | | Merus N.V.* | | | 6,281,225 | |
| 48,136 | | | Mirati Therapeutics, Inc.* | | | 8,001,166 | |
| 203,484 | | | Myovant Sciences Ltd.*(1) | | | 4,252,816 | |
| 49,569 | | | Novavax, Inc.* | | | 11,744,383 | |
| 313,684 | | | Nurix Therapeutics, Inc.* | | | 10,922,477 | |
| 209,732 | | | Oyster Point Pharma, Inc.*(1) | | | 4,330,966 | |
| 1,801,809 | | | PhaseBio Pharmaceuticals, Inc.*(1) | | | 5,459,481 | |
| 125,931 | | | Radius Health, Inc.* | | | 2,808,261 | |
| 127,670 | | | Revolution Medicines, Inc.* | | | 4,237,367 | |
| 47,015 | | | Sage Therapeutics, Inc.* | | | 3,702,901 | |
| 115,893 | | | Seagen, Inc.* | | | 16,660,778 | |
| 504,112 | | | Syndax Pharmaceuticals, Inc.* | | | 8,035,545 | |
| 205,356 | | | UroGen Pharma Ltd.*(1) | | | 3,994,174 | |
| 76,756 | | | Vertex Pharmaceuticals, Inc.* | | | 16,748,159 | |
| 173,067 | | | Zai Lab Ltd. ADR* | | | 28,765,466 | |
| 59,866 | | | Zealand Pharma A/S ADR*(1) | | | 1,973,183 | |
| | | | | | | | |
| | | | | | | 363,750,599 | |
| | | | | | | | |
| | | Consumer Finance - 0.1% | |
| 113,693 | | | Orion Acquisition Corp. UNIT* | | | 1,136,930 | |
| | | | | | | | |
| | | Health Care Distributors - 0.8% | |
| 202,958 | | | AdaptHealth Corp.* | | | 5,897,960 | |
| 229,382 | | | Owens & Minor, Inc. | | | 8,278,396 | |
| | | | | | | | |
| | | | | | | 14,176,356 | |
| | | | | | | | |
| | | Health Care Equipment - 23.2% | |
| 433,105 | | | Abbott Laboratories | | | 52,007,248 | |
| 280,383 | | | Baxter International, Inc. | | | 24,026,019 | |
| 154,601 | | | Becton Dickinson and Co. | | | 38,466,275 | |
| 1,270,981 | | | Boston Scientific Corp.* | | | 55,414,772 | |
| 230,005 | | | Danaher Corp. | | | 58,407,470 | |
| 455,168 | | | Edwards Lifesciences Corp.* | | | 43,477,647 | |
| 208,014 | | | Hologic, Inc.* | | | 13,635,318 | |
| 43,802 | | | Inari Medical, Inc.* | | | 5,006,131 | |
| 46,164 | | | Insulet Corp.* | | | 13,628,536 | |
| 116,039 | | | Integra LifeSciences Holdings Corp.* | | | 8,596,169 | |
| 34,869 | | | Intuitive Surgical, Inc.* | | | 30,161,685 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.0% - (continued) | |
| | | Health Care Equipment - 23.2% - (continued) | |
| 18,051 | | | Masimo Corp.* | | $ | 4,199,926 | |
| 117,705 | | | NuVasive, Inc.* | | | 8,410,022 | |
| 524,728 | | | Smith & Nephew plc | | | 11,357,080 | |
| 56,384 | | | Teleflex, Inc. | | | 23,821,112 | |
| 209,000 | | | Venus MedTech Hangzhou, Inc. Class H*(2) | | | 1,849,602 | |
| | | | | | | | |
| | | | | | | 392,465,012 | |
| | | | | | | | |
| | | Health Care Facilities - 3.1% | |
| 205,416 | | | Encompass Health Corp. | | | 17,431,602 | |
| 172,356 | | | HCA Healthcare, Inc. | | | 34,653,897 | |
| | | | | | | | |
| | | | | | | 52,085,499 | |
| | | | | | | | |
| | | Health Care Services - 1.9% | |
| 54,900 | | | agilon health, Inc.* | | | 1,730,997 | |
| 85,959 | | | Innovage Holding Corp.* | | | 2,188,516 | |
| 70,834 | | | Laboratory Corp. of America Holdings* | | | 18,832,636 | |
| 42,393 | | | LHC Group, Inc.* | | | 8,829,190 | |
| | | | | | | | |
| | | | | | | 31,581,339 | |
| | | | | | | | |
| | | Health Care Supplies - 0.9% | |
| 2,800,078 | | | ConvaTec Group plc(2) | | | 8,437,895 | |
| 60,958 | | | Quidel Corp.* | | | 6,387,789 | |
| 504,000 | | | Shandong Weigao Group Medical Polymer Co., Ltd. Class H | | | 1,128,343 | |
| | | | | | | | |
| | | | | | | 15,954,027 | |
| | | | | | | | |
| | | Integrated Telecommunication Services - 0.3% | |
| 369,983 | | | MedTech Acquisition Corp.* | | | 3,710,929 | |
| 74,936 | | | Therapeutics Acquisition Corp. Class A*(1) | | | 750,859 | |
| | | | | | | | |
| | | | | | | 4,461,788 | |
| | | | | | | | |
| | | Life & Health Insurance - 0.3% | |
| 243,052 | | | Oscar Health, Inc. Class A*(1) | | | 5,524,572 | |
| | | | | | | | |
| | | Life Sciences Tools & Services - 11.9% | |
| 20,690 | | | Bio-Techne Corp. | | | 8,844,768 | |
| 86,475 | | | Illumina, Inc.* | | | 33,970,839 | |
| 127,461 | | | NanoString Technologies, Inc.* | | | 10,154,818 | |
| 175,110 | | | NeoGenomics, Inc.* | | | 8,578,639 | |
| 447,718 | | | PPD, Inc.* | | | 20,684,572 | |
| 309,780 | | | Syneos Health, Inc.* | | | 26,284,833 | |
| 16,293 | | | Tecan Group AG | | | 7,939,343 | |
| 139,180 | | | Thermo Fisher Scientific, Inc. | | | 65,446,611 | |
| 379,263 | | | WuXi AppTec Co., Ltd. Class H(2) | | | 8,935,768 | |
| 779,500 | | | Wuxi Biologics Cayman, Inc.*(2) | | | 10,942,460 | |
| | | | | | | | |
| | | | | | | 201,782,651 | |
| | | | | | | | |
| | | Managed Health Care - 12.0% | |
| 229,477 | | | Centene Corp.* | | | 14,167,910 | |
| 58,124 | | | Humana, Inc. | | | 25,879,130 | |
| 39,492 | | | Molina Healthcare, Inc.* | | | 10,074,409 | |
| 474,700 | | | Notre Dame Intermedica Participacoes S.A. | | | 7,102,083 | |
| 363,734 | | | UnitedHealth Group, Inc. | | | 145,057,119 | |
| | | | | | | | |
| | | | | | | 202,280,651 | |
| | | | | | | | |
| | | Pharmaceuticals - 23.0% | |
| 863,500 | | | Astellas Pharma, Inc. | | | 12,996,595 | |
| 788,126 | | | AstraZeneca plc ADR(1) | | | 41,825,847 | |
| 850,860 | | | Bristol-Myers Squibb Co. | | | 53,110,681 | |
| 737,925 | | | Daiichi Sankyo Co., Ltd. | | | 18,846,908 | |
| 204,895 | | | Eisai Co., Ltd. | | | 13,363,642 | |
| 185,911 | | | Elanco Animal Health, Inc.* | | | 5,895,238 | |
| 439,726 | | | Eli Lilly & Co. | | | 80,368,721 | |
| 93,869 | | | Hikma Pharmaceuticals plc | | | 3,163,303 | |
| 96,188 | | | Hutchison China MediTech Ltd. ADR* | | | 2,721,159 | |
| 1,426,400 | | | Hypera S.A. | | | 9,101,357 | |
| 137,400 | | | Kyowa Kirin Co., Ltd. | | | 4,182,195 | |
| 65,053 | | | Laboratorios Farmaceuticos Rovi S.A. | | | 3,769,719 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Healthcare Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.0% - (continued) | |
| | | Pharmaceuticals - 23.0% - (continued) | |
| 60,600 | | | Nippon Shinyaku Co., Ltd. | | $ | 4,087,684 | |
| 99,878 | | | Novartis AG | | | 8,523,223 | |
| 318,745 | | | Ono Pharmaceutical Co., Ltd. | | | 8,028,822 | |
| 2,246,765 | | | Pfizer, Inc. | | | 86,837,467 | |
| 251,600 | | | Revance Therapeutics, Inc.* | | | 7,326,592 | |
| 172,903 | | | Theravance Biopharma, Inc.* | | | 3,413,105 | |
| 107,684 | | | UCB S.A. | | | 9,971,325 | |
| 822,398 | | | Viatris, Inc.* | | | 10,937,893 | |
| | | | | | | | |
| | | | | | | 388,471,476 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $1,173,070,296) | | $ | 1,673,670,900 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 4.4% | |
| | | Repurchase Agreements - 1.1% | |
| 17,813,440 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $17,813,447; collateralized by U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $18,169,794 | | $ | 17,813,440 | |
| | | | | | | | |
| | | Securities Lending Collateral - 3.3% | |
| 7,050,939 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(3) | | | 7,050,939 | |
| 49,457,413 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(3) | | | 49,457,413 | |
| | | | | | | | |
| | | | | | | 56,508,352 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $74,321,792) | | $ | 74,321,792 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $1,247,392,088) | | | 103.4 | % | | $ | 1,747,992,692 | |
| | | | Other Assets and Liabilities | | | (3.4 | )% | | | (58,024,279 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 1,689,968,413 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $46,989,989, representing 2.8% of net assets. |
(3) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Biotechnology | | $ | 363,750,599 | | | $ | 330,880,958 | | | $ | 32,869,641 | | | $ | — | |
Consumer Finance | | | 1,136,930 | | | | 1,136,930 | | | | — | | | | — | |
Health Care Distributors | | | 14,176,356 | | | | 14,176,356 | | | | — | | | | — | |
Health Care Equipment | | | 392,465,012 | | | | 379,258,330 | | | | 13,206,682 | | | | — | |
Health Care Facilities | | | 52,085,499 | | | | 52,085,499 | | | | — | | | | — | |
Health Care Services | | | 31,581,339 | | | | 31,581,339 | | | | — | | | | — | |
Health Care Supplies | | | 15,954,027 | | | | 14,825,684 | | | | 1,128,343 | | | | — | |
Integrated Telecommunication Services | | | 4,461,788 | | | | 4,461,788 | | | | — | | | | — | |
Life & Health Insurance | | | 5,524,572 | | | | 5,524,572 | | | | — | | | | — | |
Life Sciences Tools & Services | | | 201,782,651 | | | | 173,965,080 | | | | 27,817,571 | | | | — | |
Managed Health Care | | | 202,280,651 | | | | 202,280,651 | | | | — | | | | — | |
Pharmaceuticals | | | 388,471,476 | | | | 305,307,779 | | | | 83,163,697 | | | | — | |
Short-Term Investments | | | 74,321,792 | | | | 56,508,352 | | | | 17,813,440 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 1,747,992,692 | | | $ | 1,571,993,318 | | | $ | 175,999,374 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 100.0% | |
| | | Banks - 5.6% | |
| 1,175,998 | | | Cullen/Frost Bankers, Inc. | | $ | 141,190,320 | |
| 222,765 | | | First Citizens BancShares, Inc. Class A | | | 193,239,727 | |
| 941,588 | | | First Republic Bank | | | 172,536,585 | |
| 1,112,394 | | | M&T Bank Corp. | | | 175,413,410 | |
| 1,645,973 | | | Prosperity Bancshares, Inc. | | | 120,748,579 | |
| 924,082 | | | South State Corp. | | | 77,918,594 | |
| | | | | | | | |
| | | | | | | 881,047,215 | |
| | | | | | | | |
| | | Capital Goods - 8.2% | |
| 1,125,804 | | | Graco, Inc. | | | 86,461,747 | |
| 1,121,779 | | | IDEX Corp. | | | 251,502,852 | |
| 6,840,829 | | | Ingersoll Rand, Inc.* | | | 338,005,361 | |
| 692,495 | | | Lennox International, Inc. | | | 232,221,273 | |
| 1,317,041 | | | Lincoln Electric Holdings, Inc. | | | 168,647,100 | |
| 509,183 | | | Middleby Corp.* | | | 92,325,062 | |
| 394,758 | | | Watsco, Inc. | | | 115,608,828 | |
| | | | | | | | |
| | | | | | | 1,284,772,223 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.0% | |
| 1,243,191 | | | Dun & Bradstreet Holdings, Inc.* | | | 29,538,218 | |
| 5,309,329 | | | GFL Environmental, Inc.(1) | | | 174,836,204 | |
| 2,553,642 | | | IAA, Inc.* | | | 160,394,254 | |
| 7,875,447 | | | KAR Auction Services, Inc.(2) | | | 118,052,951 | |
| | | | | | | | |
| | | | | | | 482,821,627 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 6.7% | |
| 1,405,464 | | | Carter’s, Inc. | | | 152,900,428 | |
| 53,577 | | | NVR, Inc.* | | | 268,854,744 | |
| 2,154,773 | | | PVH Corp. | | | 243,877,208 | |
| 6,683,134 | | | Under Armour, Inc. Class C* | | | 133,061,198 | |
| 2,949,892 | | | YETI Holdings, Inc.* | | | 251,979,775 | |
| | | | | | | | |
| | | | | | | 1,050,673,353 | |
| | | | | | | | |
| | | Consumer Services - 1.8% | |
| 1,792,172 | | | Choice Hotels International, Inc. | | | 203,949,174 | |
| 935,656 | | | Hyatt Hotels Corp. Class A* | | | 77,032,558 | |
| | | | | | | | |
| | | | | | | 280,981,732 | |
| | | | | | | | |
| | | Diversified Financials - 1.7% | |
| 498,620 | | | Credit Acceptance Corp.*(1) | | | 196,850,190 | |
| 814,631 | | | Hamilton Lane, Inc. Class A | | | 73,683,374 | |
| | | | | | | | |
| | | | | | | 270,533,564 | |
| | | | | | | | |
| | | Energy - 0.1% | |
| 1,166,449 | | | Cabot Oil & Gas Corp. | | | 19,444,705 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.1% | |
| 2,861,457 | | | Performance Food Group Co.* | | | 167,967,526 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.2% | |
| 2,302,231 | | | Lamb Weston Holdings, Inc. | | | 185,329,595 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 9.5% | |
| 558,319 | | | Amedisys, Inc.* | | | 150,662,382 | |
| 1,813,914 | | | Encompass Health Corp. | | | 153,928,742 | |
| 2,301,985 | | | Hill-Rom Holdings, Inc. | | | 253,724,787 | |
| 3,422,809 | | | Integra LifeSciences Holdings Corp.* | | | 253,561,691 | |
| 776,665 | | | LHC Group, Inc.* | | | 161,756,019 | |
| 632,930 | | | Molina Healthcare, Inc.* | | | 161,460,443 | |
| 2,319,882 | | | NuVasive, Inc.* | | | 165,755,569 | |
| 444,270 | | | Teleflex, Inc. | | | 187,695,190 | |
| | | | | | | | |
| | | | | | | 1,488,544,823 | |
| | | | | | | | |
| | | Insurance - 4.3% | |
| 18,085 | | | Alleghany Corp.* | | | 12,279,172 | |
| 255,129 | | | Erie Indemnity Co. Class A | | | 54,602,709 | |
| 2,486,699 | | | Fidelity National Financial, Inc. | | | 113,443,208 | |
| 963,924 | | | Globe Life, Inc. | | | 98,792,571 | |
| 164,809 | | | Markel Corp.* | | | 193,884,604 | |
| 99,021 | | | White Mountains Insurance Group Ltd. | | | 115,402,044 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 100.0% - (continued) | |
| | | Insurance - 4.3% - (continued) | |
| 1,121,692 | | | WR Berkley Corp. | | $ | 89,421,286 | |
| | | | | | | | |
| | | | | | | 677,825,594 | |
| | | | | | | | |
| | | Materials - 2.2% | |
| 7,197,928 | | | Element Solutions, Inc. | | | 157,490,665 | |
| 436,060 | | | Packaging Corp. of America | | | 64,384,259 | |
| 2,255,874 | | | Silgan Holdings, Inc. | | | 95,130,206 | |
| 456,876 | | | Steel Dynamics, Inc. | | | 24,771,817 | |
| | | | | | | | |
| | | | | | | 341,776,947 | |
| | | | | | | | |
| | | Media & Entertainment - 2.7% | |
| 91,981 | | | Cable One, Inc. | | | 164,645,990 | |
| 3,598,554 | | | Cargurus, Inc.* | | | 88,812,313 | |
| 15,721,648 | | | Zynga, Inc. Class A* | | | 170,108,231 | |
| | | | | | | | |
| | | | | | | 423,566,534 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 10.6% | |
| 1,071,902 | | | Allakos, Inc.* | | | 116,965,946 | |
| 2,631,350 | | | Apellis Pharmaceuticals, Inc.* | | | 133,330,504 | |
| 1,652,544 | | | Arena Pharmaceuticals, Inc.* | | | 113,414,095 | |
| 2,677,160 | | | ChemoCentryx, Inc.* | | | 129,387,143 | |
| 146,946 | | | ICON plc*(1) | | | 31,879,935 | |
| 4,273,788 | | | Iovance Biotherapeutics, Inc.* | | | 134,367,895 | |
| 972,866 | | | Jazz Pharmaceuticals plc* | | | 159,939,170 | |
| 742,978 | | | Kodiak Sciences, Inc.* | | | 89,781,461 | |
| 1,398,985 | | | PRA Health Sciences, Inc.* | | | 233,476,607 | |
| 3,320,266 | | | PTC Therapeutics, Inc.* | | | 136,828,162 | |
| 1,285,527 | | | Reata Pharmaceuticals, Inc. Class A* | | | 130,352,438 | |
| 2,024,758 | | | Sage Therapeutics, Inc.* | | | 159,469,940 | |
| 1,178,926 | | | Syneos Health, Inc.* | | | 100,031,871 | |
| | | | | | | | |
| | | | | | | 1,669,225,167 | |
| | | | | | | | |
| | | Real Estate - 6.1% | |
| 2,152,972 | | | Douglas Emmett, Inc. REIT | | | 72,210,681 | |
| 2,195,973 | | | Equity Commonwealth REIT | | | 63,244,022 | |
| 2,438,461 | | | Life Storage, Inc. REIT | | | 234,238,564 | |
| 352,914 | | | PS Business Parks, Inc. REIT | | | 57,302,646 | |
| 2,097,745 | | | Redfin Corp.* | | | 148,478,391 | |
| 3,110,406 | | | Rexford Industrial Realty, Inc. REIT | | | 172,783,053 | |
| 6,070,931 | | | STORE Capital Corp. REIT | | | 217,278,621 | |
| | | | | | | | |
| | | | | | | 965,535,978 | |
| | | | | | | | |
| | | Retailing - 2.7% | |
| 1,099,182 | | | CarMax, Inc.* | | | 146,455,009 | |
| 1,411,663 | | | Etsy, Inc.* | | | 280,624,488 | |
| | | | | | | | |
| | | | | | | 427,079,497 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 4.2% | |
| 2,798,670 | | | First Solar, Inc.* | | | 214,182,215 | |
| 1,539,199 | | | MKS Instruments, Inc. | | | 275,685,933 | |
| 1,216,823 | | | Silicon Laboratories, Inc.* | | | 171,511,202 | |
| | | | | | | | |
| | | | | | | 661,379,350 | |
| | | | | | | | |
| | | Software & Services - 10.9% | |
| 826,562 | | | Aspen Technology, Inc.* | | | 108,147,372 | |
| 775,696 | | | Black Knight, Inc.* | | | 56,175,904 | |
| 7,287,833 | | | Genpact Ltd. | | | 346,390,702 | |
| 1,372,378 | | | Guidewire Software, Inc.* | | | 144,799,603 | |
| 1,651,630 | | | LiveRamp Holdings, Inc.* | | | 80,896,837 | |
| 1,361,402 | | | Q2 Holdings, Inc.* | | | 141,613,036 | |
| 1,620,843 | | | Science Applications International Corp. | | | 144,935,781 | |
| 1,565,758 | | | Shift4 Payments, Inc. Class A* | | | 154,837,809 | |
| 4,172,787 | | | Teradata Corp.* | | | 206,427,773 | |
| 1,596,113 | | | WEX, Inc.* | | | 327,538,349 | |
| | | | | | | | |
| | | | | | | 1,711,763,166 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 11.6% | |
| 1,235,682 | | | CDW Corp. | | | 220,359,171 | |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 100.0% - (continued) | |
| | | Technology Hardware & Equipment - 11.6% - (continued) | |
| 729,288 | | | Coherent, Inc.* | | $ | 189,607,587 | |
| 15,212,958 | | | CommScope Holding Co., Inc.*(2) | | | 250,253,159 | |
| 1,658,772 | | | F5 Networks, Inc.* | | | 309,792,259 | |
| 13,058,839 | | | Flex Ltd.* | | | 227,223,799 | |
| 4,643,231 | | | II-VI, Inc.* | | | 311,746,529 | |
| 2,479,591 | | | Lumentum Holdings, Inc.* | | | 210,889,214 | |
| 2,618,058 | | | National Instruments Corp. | | | 108,413,782 | |
| | | | | | | | |
| | | | | | | 1,828,285,500 | |
| | | | | | | | |
| | | Transportation - 2.6% | |
| 277,269 | | | AMERCO | | | 165,427,004 | |
| 5,142,301 | | | Knight-Swift Transportation Holdings, Inc. | | | 242,305,223 | |
| | | | | | | | |
| | | | | | | 407,732,227 | |
| | | | | | | | |
| | | Utilities - 3.2% | |
| 1,484,681 | | | Black Hills Corp. | | | 102,413,295 | |
| 2,381,144 | | | NiSource, Inc. | | | 61,957,367 | |
| 1,205,733 | | | Pinnacle West Capital Corp. | | | 102,065,299 | |
| 5,435,297 | | | UGI Corp. | | | 237,576,832 | |
| | | | | | | | |
| | | | | | | 504,012,793 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $10,587,848,675) | | $ | 15,730,299,116 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.2% | |
| | | Repurchase Agreements - 0.1% | |
| 8,394,537 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $8,394,541; collateralized by U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $8,562,443 | | $ | 8,394,537 | |
| | | | | | | | |
| | | Securities Lending Collateral - 1.1% | |
| 21,775,217 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(3) | | | 21,775,217 | |
| 152,737,937 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(3) | | | 152,737,937 | |
| | | | | | | | |
| | | | | | | 174,513,154 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $182,907,691) | | $ | 182,907,691 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $10,770,756,366) | | | 101.2 | % | | $ | 15,913,206,807 | |
| | | | Other Assets and Liabilities | | | (1.2 | )% | | | (182,333,823 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 15,730,872,984 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Affiliated company – The Fund owns greater than 5% of the outstanding voting securities of this issuer. |
(3) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 881,047,215 | | | $ | 881,047,215 | | | $ | — | | | $ | — | |
Capital Goods | | | 1,284,772,223 | | | | 1,284,772,223 | �� | | | — | | | | — | |
Commercial & Professional Services | | | 482,821,627 | | | | 482,821,627 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 1,050,673,353 | | | | 1,050,673,353 | | | | — | | | | — | |
Consumer Services | | | 280,981,732 | | | | 280,981,732 | | | | — | | | | — | |
Diversified Financials | | | 270,533,564 | | | | 270,533,564 | | | | — | | | | — | |
Energy | | | 19,444,705 | | | | 19,444,705 | | | | — | | | | — | |
Food & Staples Retailing | | | 167,967,526 | | | | 167,967,526 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 185,329,595 | | | | 185,329,595 | | | | — | | | | — | |
Health Care Equipment & Services | | | 1,488,544,823 | | | | 1,488,544,823 | | | | — | | | | — | |
Insurance | | | 677,825,594 | | | | 677,825,594 | | | | — | | | | — | |
Materials | | | 341,776,947 | | | | 341,776,947 | | | | — | | | | — | |
Media & Entertainment | | | 423,566,534 | | | | 423,566,534 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 1,669,225,167 | | | | 1,669,225,167 | | | | — | | | | — | |
Real Estate | | | 965,535,978 | | | | 965,535,978 | | | | — | | | | — | |
Retailing | | | 427,079,497 | | | | 427,079,497 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 661,379,350 | | | | 661,379,350 | | | | — | | | | — | |
Software & Services | | | 1,711,763,166 | | | | 1,711,763,166 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 1,828,285,500 | | | | 1,828,285,500 | | | | — | | | | — | |
Transportation | | | 407,732,227 | | | | 407,732,227 | | | | — | | | | — | |
Utilities | | | 504,012,793 | | | | 504,012,793 | | | | — | | | | — | |
Short-Term Investments | | | 182,907,691 | | | | 174,513,154 | | | | 8,394,537 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 15,913,206,807 | | | $ | 15,904,812,270 | | | $ | 8,394,537 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford MidCap Value Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% | |
| | | Automobiles & Components - 2.1% | |
| 235,197 | | | Gentex Corp. | | $ | 8,274,230 | |
| 103,388 | | | Magna International, Inc. | | | 9,761,895 | |
| | | | | | | | |
| | | | | | | 18,036,125 | |
| | | | | | | | |
| | | Banks - 9.6% | |
| 79,196 | | | M&T Bank Corp. | | | 12,488,417 | |
| 613,127 | | | MGIC Investment Corp. | | | 9,344,056 | |
| 162,235 | | | South State Corp. | | | 13,679,655 | |
| 391,580 | | | Sterling Bancorp | | | 9,840,405 | |
| 240,876 | | | Synovus Financial Corp. | | | 11,287,449 | |
| 120,325 | | | Western Alliance Bancorp | | | 12,642,548 | |
| 220,588 | | | Zions Bancorp NA | | | 12,308,811 | |
| | | | | | | | |
| | | | | | | 81,591,341 | |
| | | | | | | | |
| | | Capital Goods - 14.9% | |
| 203,221 | | | AerCap Holdings N.V.* | | | 11,837,623 | |
| 304,545 | | | Colfax Corp.* | | | 13,762,389 | |
| 261,622 | | | Ingersoll Rand, Inc.* | | | 12,926,743 | |
| 327,939 | | | JELD-WEN Holding, Inc.* | | | 9,565,981 | |
| 260,638 | | | Johnson Controls International plc | | | 16,248,173 | |
| 56,611 | | | L3Harris Technologies, Inc. | | | 11,844,720 | |
| 66,032 | | | Middleby Corp.* | | | 11,972,922 | |
| 262,567 | | | Rexnord Corp. | | | 13,109,970 | |
| 127,417 | | | SPX FLOW, Inc. | | | 8,484,698 | |
| 198,931 | | | Westinghouse Air Brake Technologies Corp. | | | 16,326,267 | |
| | | | | | | | |
| | | | | | | 126,079,486 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.1% | |
| 150,799 | | | Clean Harbors, Inc.* | | | 13,415,079 | |
| 125,531 | | | Leidos Holdings, Inc. | | | 12,713,780 | |
| | | | | | | | |
| | | | | | | 26,128,859 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 4.1% | |
| 61,101 | | | Carter’s, Inc. | | | 6,647,177 | |
| 41,298 | | | Columbia Sportswear Co. | | | 4,501,895 | |
| 121,582 | | | Leggett & Platt, Inc. | | | 6,038,978 | |
| 83,068 | | | Lennar Corp. Class A | | | 8,605,845 | |
| 226,140 | | | Steven Madden Ltd. | | | 9,197,114 | |
| | | | | | | | |
| | | | | | | 34,991,009 | |
| | | | | | | | |
| | | Consumer Services - 3.1% | |
| 117,553 | | | Boyd Gaming Corp.* | | | 7,776,131 | |
| 194,266 | | | Six Flags Entertainment Corp.* | | | 9,126,617 | |
| 126,558 | | | Wyndham Hotels & Resorts, Inc. | | | 9,252,655 | |
| | | | | | | | |
| | | | | | | 26,155,403 | |
| | | | | | | | |
| | | Diversified Financials - 1.9% | |
| 242,583 | | | Voya Financial, Inc. | | | 16,451,979 | |
| | | | | | | | |
| | | Energy - 1.8% | |
| 183,866 | | | Delek U.S. Holdings, Inc. | | | 4,363,140 | |
| 133,542 | | | Diamondback Energy, Inc. | | | 10,914,388 | |
| | | | | | | | |
| | | | | | | 15,277,528 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.8% | |
| 371,547 | | | U.S. Foods Holding Corp.* | | | 15,404,339 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.1% | |
| 255,708 | | | Keurig Dr Pepper, Inc. | | | 9,167,132 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 7.6% | |
| 106,101 | | | Acadia Healthcare Co., Inc.* | | | 6,463,673 | |
| 259,386 | | | Centene Corp.* | | | 16,014,492 | |
| 99,537 | | | Dentsply Sirona, Inc. | | | 6,719,743 | |
| 174,722 | | | Encompass Health Corp. | | | 14,826,909 | |
| 75,093 | | | Hill-Rom Holdings, Inc. | | | 8,276,750 | |
| 157,741 | | | Integra LifeSciences Holdings Corp.* | | | 11,685,453 | |
| | | | | | | | |
| | | | | | | 63,987,020 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% - (continued) | |
| | | Insurance - 8.9% | |
| 17,248 | | | Alleghany Corp.* | | $ | 11,710,875 | |
| 87,543 | | | Arthur J Gallagher & Co. | | | 12,689,358 | |
| 120,630 | | | Assurant, Inc. | | | 18,770,028 | |
| 331,479 | | | CNO Financial Group, Inc. | | | 8,462,659 | |
| 95,719 | | | Hanover Insurance Group, Inc. | | | 13,238,895 | |
| 136,891 | | | Kemper Corp. | | | 10,685,711 | |
| | | | | | | | |
| | | | | | | 75,557,526 | |
| | | | | | | | |
| | | Materials - 7.1% | |
| 178,224 | | | Buzzi Unicem S.p.A. | | | 4,755,352 | |
| 112,207 | | | Celanese Corp. | | | 17,577,227 | |
| 130,536 | | | Crown Holdings, Inc. | | | 14,332,853 | |
| 80,813 | | | FMC Corp. | | | 9,555,329 | |
| 86,529 | | | Reliance Steel & Aluminum Co. | | | 13,871,464 | |
| | | | | | | | |
| | | | | | | 60,092,225 | |
| | | | | | | | |
| | | Media & Entertainment - 1.8% | |
| 69,283 | | | Electronic Arts, Inc. | | | 9,843,729 | |
| 280,705 | | | TEGNA, Inc. | | | 5,630,942 | |
| | | | | | | | |
| | | | | | | 15,474,671 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 1.7% | |
| 174,258 | | | Syneos Health, Inc.* | | | 14,785,791 | |
| | | | | | | | |
| | | Real Estate - 9.4% | |
| 176,337 | | | American Campus Communities, Inc. REIT | | | 7,972,196 | |
| 226,640 | | | Americold Realty Trust REIT | | | 9,153,989 | |
| 422,704 | | | Essential Properties Realty Trust, Inc. REIT | | | 11,070,618 | |
| 120,697 | | | First Industrial Realty Trust, Inc. REIT | | | 6,007,090 | |
| 297,861 | | | Gaming and Leisure Properties, Inc. REIT | | | 13,847,558 | |
| 605,849 | | | Host Hotels & Resorts, Inc. REIT* | | | 11,002,218 | |
| 86,904 | | | Life Storage, Inc. REIT | | | 8,347,998 | |
| 151,613 | | | Ryman Hospitality Properties, Inc. REIT | | | 11,924,362 | |
| | | | | | | | |
| | | | | | | 79,326,029 | |
| | | | | | | | |
| | | Retailing - 3.4% | |
| 80,954 | | | CarMax, Inc.* | | | 10,786,311 | |
| 86,708 | | | Dollar Tree, Inc.* | | | 9,962,749 | |
| 64,041 | | | Ross Stores, Inc. | | | 8,385,529 | |
| | | | | | | | |
| | | | | | | 29,134,589 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 1.2% | |
| 57,865 | | | MKS Instruments, Inc. | | | 10,364,200 | |
| | | | | | | | |
| | | Software & Services - 0.9% | |
| 100,770 | | | Amdocs Ltd. | | | 7,733,090 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 6.3% | |
| 140,389 | | | Ciena Corp.* | | | 7,085,433 | |
| 68,674 | | | F5 Networks, Inc.* | | | 12,825,556 | |
| 47,376 | | | II-VI, Inc.* | | | 3,180,825 | |
| 191,269 | | | Lumentum Holdings, Inc.* | | | 16,267,428 | |
| 39,143 | | | Rogers Corp.* | | | 7,665,765 | |
| 88,808 | | | Western Digital Corp.* | | | 6,272,509 | |
| | | | | | | | |
| | | | | | | 53,297,516 | |
| | | | | | | | |
| | | Transportation - 1.1% | |
| 441,693 | | | JetBlue Airways Corp.* | | | 8,992,869 | |
| | | | | | | | |
| | | Utilities - 5.2% | |
| 196,733 | | | Alliant Energy Corp. | | | 11,050,493 | |
| 160,167 | | | Evergy, Inc. | | | 10,245,883 | |
| 204,160 | | | Portland General Electric Co. | | | 10,383,577 | |
| 92,306 | | | Sempra Energy | | | 12,698,536 | |
| | | | | | | | |
| | | | | | | 44,378,489 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $596,506,382) | | $ | 832,407,216 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford MidCap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 1.3% | |
| | | Repurchase Agreements - 1.3% | |
| 10,859,604 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $10,859,609; collateralized by U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $11,076,866 | | $ | 10,859,604 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $10,859,604) | | $ | 10,859,604 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | | Total Investments (cost $607,365,986) | | | 99.4 | % | | $ | 843,266,820 | |
| | | | Other Assets and Liabilities | | | 0.6 | % | | | 4,979,290 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 848,246,110 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 18,036,125 | | | $ | 18,036,125 | | | $ | — | | | $ | — | |
Banks | | | 81,591,341 | | | | 81,591,341 | | | | — | | | | — | |
Capital Goods | | | 126,079,486 | | | | 126,079,486 | | | | — | | | | — | |
Commercial & Professional Services | | | 26,128,859 | | | | 26,128,859 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 34,991,009 | | | | 34,991,009 | | | | — | | | | — | |
Consumer Services | | | 26,155,403 | | | | 26,155,403 | | | | — | | | | — | |
Diversified Financials | | | 16,451,979 | | | | 16,451,979 | | | | — | | | | — | |
Energy | | | 15,277,528 | | | | 15,277,528 | | | | — | | | | — | |
Food & Staples Retailing | | | 15,404,339 | | | | 15,404,339 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 9,167,132 | | | | 9,167,132 | | | | — | | | | — | |
Health Care Equipment & Services | | | 63,987,020 | | | | 63,987,020 | | | | — | | | | — | |
Insurance | | | 75,557,526 | | | | 75,557,526 | | | | — | | | | — | |
Materials | | | 60,092,225 | | | | 55,336,873 | | | | 4,755,352 | | | | — | |
Media & Entertainment | | | 15,474,671 | | | | 15,474,671 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 14,785,791 | | | | 14,785,791 | | | | — | | | | — | |
Real Estate | | | 79,326,029 | | | | 79,326,029 | | | | — | | | | — | |
Retailing | | | 29,134,589 | | | | 29,134,589 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 10,364,200 | | | | 10,364,200 | | | | — | | | | — | |
Software & Services | | | 7,733,090 | | | | 7,733,090 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 53,297,516 | | | | 53,297,516 | | | | — | | | | — | |
Transportation | | | 8,992,869 | | | | 8,992,869 | | | | — | | | | — | |
Utilities | | | 44,378,489 | | | | 44,378,489 | | | | — | | | | — | |
Short-Term Investments | | | 10,859,604 | | | | — | | | | 10,859,604 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 843,266,820 | | | $ | 827,651,864 | | | $ | 15,614,956 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Quality Value Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.3% | |
| | | Banks - 12.0% | |
| 228,900 | | | Bank of America Corp. | | $ | 9,277,317 | |
| 30,957 | | | Bank of Nova Scotia | | | 1,971,651 | |
| 64,474 | | | JP Morgan Chase & Co. | | | 9,916,746 | |
| 29,212 | | | PNC Financial Services Group, Inc. | | | 5,461,184 | |
| | | | | | | | |
| | | | | | | 26,626,898 | |
| | | | | | | | |
| | | Capital Goods - 11.0% | |
| 8,991 | | | Deere & Co. | | | 3,334,312 | |
| 15,218 | | | Eaton Corp. plc | | | 2,175,109 | |
| 15,212 | | | Honeywell International, Inc. | | | 3,392,884 | |
| 55,525 | | | Johnson Controls International plc | | | 3,461,428 | |
| 8,142 | | | Lockheed Martin Corp. | | | 3,098,520 | |
| 58,087 | | | Raytheon Technologies Corp. | | | 4,835,162 | |
| 50,081 | | | Westinghouse Air Brake Technologies Corp. | | | 4,110,148 | |
| | | | | | | | |
| | | | | | | 24,407,563 | |
| | | | | | | | |
| | | Commercial & Professional Services - 1.2% | |
| 18,694 | | | Waste Management, Inc. | | | 2,579,211 | |
| | | | | | | | |
| | | Consumer Services - 2.6% | |
| 16,946 | | | Hilton Worldwide Holdings, Inc.* | | | 2,180,950 | |
| 15,290 | | | McDonald’s Corp. | | | 3,609,663 | |
| | | | | | | | |
| | | | | | | 5,790,613 | |
| | | | | | | | |
| | | Diversified Financials - 2.9% | |
| 28,936 | | | American Express Co. | | | 4,437,335 | |
| 1,037 | | | BlackRock, Inc. | | | 849,614 | |
| 17,214 | | | Charles Schwab Corp. | | | 1,211,866 | |
| | | | | | | | |
| | | | | | | 6,498,815 | |
| | | | | | | | |
| | | Energy - 5.6% | |
| 48,787 | | | Chevron Corp. | | | 5,028,476 | |
| 44,529 | | | EOG Resources, Inc. | | | 3,279,115 | |
| 19,999 | | | Exxon Mobil Corp. | | | 1,144,743 | |
| 66,731 | | | Total S.A.”“Total S.A.“Total S.A. ADR | | | 2,954,849 | |
| | | | | | | | |
| | | | | | | 12,407,183 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.4% | |
| 37,371 | | | Sysco Corp. | | | 3,166,445 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 4.2% | |
| 31,664 | | | Coca-Cola Co. | | | 1,709,223 | |
| 61,426 | | | Mondelez International, Inc. Class A | | | 3,735,315 | |
| 40,728 | | | Philip Morris International, Inc. | | | 3,869,160 | |
| | | | | | | | |
| | | | | | | 9,313,698 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 9.3% | |
| 5,909 | | | Anthem, Inc. | | | 2,241,816 | |
| 16,493 | | | Becton Dickinson and Co. | | | 4,103,623 | |
| 21,184 | | | Hill-Rom Holdings, Inc. | | | 2,334,901 | |
| 38,766 | | | Koninklijke Philips N.V. ADR* | | | 2,195,706 | |
| 38,741 | | | Medtronic plc | | | 5,071,972 | |
| 11,793 | | | UnitedHealth Group, Inc. | | | 4,703,048 | |
| | | | | | | | |
| | | | | | | 20,651,066 | |
| | | | | | | | |
| | | Insurance - 7.9% | |
| 60,712 | | | American International Group, Inc. | | | 2,941,496 | |
| 24,261 | | | Chubb Ltd. | | | 4,162,945 | |
| 20,373 | | | Marsh & McLennan Cos., Inc. | | | 2,764,616 | |
| 39,336 | | | MetLife, Inc. | | | 2,502,950 | |
| 38,011 | | | Principal Financial Group, Inc. | | | 2,427,763 | |
| 26,442 | | | Prudential Financial, Inc. | | | 2,653,719 | |
| | | | | | | | |
| | | | | | | 17,453,489 | |
| | | | | | | | |
| | | Materials - 4.2% | |
| 26,136 | | | Celanese Corp. | | | 4,094,204 | |
| 17,209 | | | FMC Corp. | | | 2,034,792 | |
| 17,758 | | | PPG Industries, Inc. | | | 3,040,880 | |
| | | | | | | | |
| | | | | | | 9,169,876 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.3% - (continued) | |
| | | Media & Entertainment - 2.3% | |
| 88,553 | | | Comcast Corp. Class A | | $ | 4,972,251 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 5.2% | |
| 43,299 | | | AstraZeneca plc ADR | | | 2,297,878 | |
| 30,098 | | | Merck & Co., Inc. | | | 2,242,301 | |
| 21,293 | | | Novartis AG ADR | | | 1,815,015 | |
| 133,666 | | | Pfizer, Inc. | | | 5,166,191 | |
| | | | | | | | |
| | | | | | | 11,521,385 | |
| | | | | | | | |
| | | Real Estate - 4.3% | |
| 6,793 | | | American Tower Corp. REIT | | | 1,730,652 | |
| 135,744 | | | Host Hotels & Resorts, Inc. REIT* | | | 2,465,111 | |
| 8,199 | | | Public Storage REIT | | | 2,305,231 | |
| 95,121 | | | VICI Properties, Inc. REIT | | | 3,015,336 | |
| | | | | | | | |
| | | | | | | 9,516,330 | |
| | | | | | | | |
| | | Retailing - 4.8% | |
| 571,800 | | | Allstar Co.(1)(2) | | | 700,455 | |
| 16,000 | | | Lowe’s Cos., Inc. | | | 3,140,000 | |
| 19,302 | | | Target Corp. | | | 4,000,533 | |
| 39,075 | | | TJX Cos., Inc. | | | 2,774,325 | |
| | | | | | | | |
| | | | | | | 10,615,313 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 4.5% | |
| 8,960 | | | Broadcom, Inc. | | | 4,087,552 | |
| 45,564 | | | Intel Corp. | | | 2,621,297 | |
| 17,643 | | | Texas Instruments, Inc. | | | 3,184,738 | |
| | | | | | | | |
| | | | | | | 9,893,587 | |
| | | | | | | | |
| | | Software & Services - 3.2% | |
| 10,902 | | | Accenture plc Class A | | | 3,161,253 | |
| 12,800 | | | Cognizant Technology Solutions Corp. Class A | | | 1,029,120 | |
| 19,105 | | | Fidelity National Information Services, Inc. | | | 2,921,154 | |
| | | | | | | | |
| | | | | | | 7,111,527 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 1.7% | |
| 75,289 | | | Cisco Systems, Inc. | | | 3,832,963 | |
| | | | | | | | |
| | | Telecommunication Services - 2.8% | |
| 106,717 | | | Verizon Communications, Inc. | | | 6,167,175 | |
| | | | | | | | |
| | | Transportation - 1.2% | |
| 15,694 | | | J.B. Hunt Transport Services, Inc. | | | 2,679,123 | |
| | | | | | | | |
| | | Utilities - 5.0% | |
| 43,029 | | | Alliant Energy Corp. | | | 2,416,939 | |
| 39,817 | | | Avangrid, Inc. | | | 2,026,685 | |
| 27,705 | | | Dominion Energy, Inc. | | | 2,213,630 | |
| 26,194 | | | Eversource Energy | | | 2,258,447 | |
| 16,313 | | | Sempra Energy | | | 2,244,179 | |
| | | | | | | | |
| | | | | | | 11,159,880 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $159,871,634) | | $ | 215,534,391 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.5% | |
| | | Repurchase Agreements - 1.5% | |
| 3,245,427 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $3,245,428; collateralized by U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $3,310,372 | | $ | 3,245,427 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $3,245,427) | | $ | 3,245,427 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | | Total Investments (cost $163,117,061) | | | 98.8 | % | | $ | 218,779,818 | |
| | | | Other Assets and Liabilities | | | 1.2 | % | | | 2,586,299 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 221,366,117 | |
| | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Quality Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2021, the aggregate fair value of this security was $700,455, which |
| represented 0.3% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(2) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $700,455 or 0.3% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 08/2011 | | | Allstar Co. | | | 571,800 | | | $ | — | | | $ | 700,455 | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 26,626,898 | | | $ | 26,626,898 | | | $ | — | | | $ | — | |
Capital Goods | | | 24,407,563 | | | | 24,407,563 | | | | — | | | | — | |
Commercial & Professional Services | | | 2,579,211 | | | | 2,579,211 | | | | — | | | | — | |
Consumer Services | | | 5,790,613 | | | | 5,790,613 | | | | — | | | | — | |
Diversified Financials | | | 6,498,815 | | | | 6,498,815 | | | | — | | | | — | |
Energy | | | 12,407,183 | | | | 12,407,183 | | | | — | | | | — | |
Food & Staples Retailing | | | 3,166,445 | | | | 3,166,445 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 9,313,698 | | | | 9,313,698 | | | | — | | | | — | |
Health Care Equipment & Services | | | 20,651,066 | | | | 20,651,066 | | | | — | | | | — | |
Insurance | | | 17,453,489 | | | | 17,453,489 | �� | | | — | | | | — | |
Materials | | | 9,169,876 | | | | 9,169,876 | | | | — | | | | — | |
Media & Entertainment | | | 4,972,251 | | | | 4,972,251 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 11,521,385 | | | | 11,521,385 | | | | — | | | | — | |
Real Estate | | | 9,516,330 | | | | 9,516,330 | | | | — | | | | — | |
Retailing | | | 10,615,313 | | | | 9,914,858 | | | | 700,455 | | | | — | |
Semiconductors & Semiconductor Equipment | | | 9,893,587 | | | | 9,893,587 | | | | — | | | | — | |
Software & Services | | | 7,111,527 | | | | 7,111,527 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 3,832,963 | | | | 3,832,963 | | | | — | | | | — | |
Telecommunication Services | | | 6,167,175 | | | | 6,167,175 | | | | — | | | | — | |
Transportation | | | 2,679,123 | | | | 2,679,123 | | | | — | | | | — | |
Utilities | | | 11,159,880 | | | | 11,159,880 | | | | — | | | | — | |
Short-Term Investments | | | 3,245,427 | | | | — | | | | 3,245,427 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 218,779,818 | | | $ | 214,833,936 | | | $ | 3,945,882 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Cap Growth Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.8% | |
| | | Automobiles & Components - 2.9% | |
| 64,808 | | | Fox Factory Holding Corp.* | | $ | 9,930,530 | |
| 95,465 | | | Patrick Industries, Inc. | | | 8,553,664 | |
| 63,462 | | | Thor Industries, Inc. | | | 8,985,584 | |
| | | | | | | | |
| | | | | | | 27,469,778 | |
| | | | | | | | |
| | | Banks - 2.6% | |
| 430,927 | | | MGIC Investment Corp. | | | 6,567,328 | |
| 122,383 | | | Synovus Financial Corp. | | | 5,734,867 | |
| 78,795 | | | Triumph Bancorp, Inc.* | | | 6,983,601 | |
| 49,035 | | | Western Alliance Bancorp | | | 5,152,107 | |
| | | | | | | | |
| | | | | | | 24,437,903 | |
| | | | | | | | |
| | | Capital Goods - 10.1% | |
| 66,347 | | | Altra Industrial Motion Corp. | | | 3,915,137 | |
| 75,729 | | | Applied Industrial Technologies, Inc. | | | 7,244,236 | |
| 41,600 | | | Armstrong World Industries, Inc. | | | 4,311,840 | |
| 97,597 | | | Boise Cascade Co. | | | 6,511,672 | |
| 157,072 | | | Builders FirstSource, Inc.* | | | 7,644,694 | |
| 96,990 | | | BWX Technologies, Inc. | | | 6,490,571 | |
| 42,639 | | | Curtiss-Wright Corp. | | | 5,453,528 | |
| 43,044 | | | EnerSys | | | 3,941,970 | |
| 54,500 | | | Hydrofarm Holdings Group, Inc.* | | | 3,580,650 | |
| 70,214 | | | ITT, Inc. | | | 6,621,882 | |
| 61,496 | | | John Bean Technologies Corp. | | | 8,940,289 | |
| 47,146 | | | Mercury Systems, Inc.* | | | 3,547,265 | |
| 102,671 | | | Plug Power, Inc.* | | | 2,927,150 | |
| 135,869 | | | Rexnord Corp. | | | 6,783,939 | |
| 98,042 | | | SPX Corp.* | | | 5,947,228 | |
| 95,421 | | | SPX FLOW, Inc. | | | 6,354,084 | |
| 39,777 | | | Trex Co., Inc.* | | | 4,295,518 | |
| | | | | | | | |
| | | | | | | 94,511,653 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.8% | |
| 87,805 | | | ASGN, Inc.* | | | 9,235,330 | |
| 65,629 | | | Clean Harbors, Inc.* | | | 5,838,356 | |
| 64,567 | | | Exponent, Inc. | | | 6,219,739 | |
| 66,293 | | | Insperity, Inc. | | | 5,803,289 | |
| 64,105 | | | Tetra Tech, Inc. | | | 8,181,721 | |
| | | | | | | | |
| | | | | | | 35,278,435 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 5.0% | |
| 31,320 | | | Deckers Outdoor Corp.* | | | 10,592,424 | |
| 78,808 | | | PVH Corp. | | | 8,919,489 | |
| 58,377 | | | TopBuild Corp.* | | | 12,981,877 | |
| 290,500 | | | Under Armour, Inc. Class C* | | | 5,783,855 | |
| 102,078 | | | YETI Holdings, Inc.* | | | 8,719,503 | |
| | | | | | | | |
| | | | | | | 46,997,148 | |
| | | | | | | | |
| | | Consumer Services - 4.1% | |
| 103,534 | | | BJ’s Restaurants, Inc.* | | | 6,314,539 | |
| 40,610 | | | Churchill Downs, Inc. | | | 8,589,015 | |
| 221,042 | | | GAN Ltd.*(1) | | | 4,076,014 | |
| 98,340 | | | Penn National Gaming, Inc.* | | | 8,764,061 | |
| 70,790 | | | Wingstop, Inc. | | | 11,213,844 | |
| | | | | | | | |
| | | | | | | 38,957,473 | |
| | | | | | | | |
| | | Diversified Financials - 1.4% | |
| 111,793 | | | OneMain Holdings, Inc. | | | 6,357,668 | |
| 101,250 | | | Stifel Financial Corp. | | | 7,005,487 | |
| | | | | | | | |
| | | | | | | 13,363,155 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.0% | |
| 164,740 | | | Performance Food Group Co.* | | | 9,670,238 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 2.2% | |
| 59,398 | | | Freshpet, Inc.* | | | 10,977,938 | |
| 277,371 | | | Hostess Brands, Inc.* | | | 4,241,003 | |
| 167,276 | | | Simply Good Foods Co.* | | | 5,779,386 | |
| | | | | | | | |
| | | | | | | 20,998,327 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.8% - (continued) | |
| | | Health Care Equipment & Services - 12.1% | |
| 164,691 | | | AdaptHealth Corp.* | | $ | 4,785,920 | |
| 49,434 | | | Addus HomeCare Corp.* | | | 5,230,117 | |
| 16,610 | | | Amedisys, Inc.* | | | 4,482,209 | |
| 87,167 | | | AtriCure, Inc.* | | | 6,717,961 | |
| 93,081 | | | Cardiovascular Systems, Inc.* | | | 3,753,026 | |
| 135,400 | | | Covetrus, Inc.* | | | 3,879,210 | |
| 58,089 | | | Glaukos Corp.* | | | 5,469,660 | |
| 97,998 | | | Globus Medical, Inc. Class A* | | | 7,033,317 | |
| 121,968 | | | Health Catalyst, Inc.* | | | 7,061,947 | |
| 78,469 | | | Integer Holdings Corp.* | | | 7,366,670 | |
| 120,036 | | | Integra LifeSciences Holdings Corp.* | | | 8,892,267 | |
| 42,285 | | | LHC Group, Inc.* | | | 8,806,697 | |
| 56,941 | | | ModivCare, Inc.* | | | 7,976,295 | |
| 93,660 | | | Omnicell, Inc.* | | | 13,582,573 | |
| 189,261 | | | OraSure Technologies, Inc.* | | | 1,731,738 | |
| 422,219 | | | R1 RCM, Inc.* | | | 11,518,134 | |
| 60,880 | | | Tandem Diabetes Care, Inc.* | | | 5,594,872 | |
| | | | | | | | |
| | | | | | | 113,882,613 | |
| | | | | | | | |
| | | Household & Personal Products - 0.4% | |
| 143,527 | | | BellRing Brands, Inc. Class A* | | | 3,701,561 | |
| | | | | | | | |
| | | Insurance - 1.0% | |
| 107,191 | | | James River Group Holdings Ltd. | | | 5,049,768 | |
| 56,483 | | | Kemper Corp. | | | 4,409,063 | |
| | | | | | | | |
| | | | | | | 9,458,831 | |
| | | | | | | | |
| | | Materials - 2.2% | |
| 178,032 | | | Axalta Coating Systems Ltd.* | | | 5,677,440 | |
| 62,420 | | | Ingevity Corp.* | | | 4,873,754 | |
| 154,647 | | | Louisiana-Pacific Corp. | | | 10,188,144 | |
| | | | | | | | |
| | | | | | | 20,739,338 | |
| | | | | | | | |
| | | Media & Entertainment - 1.4% | |
| 88,850 | | | Cardlytics, Inc.*(1) | | | 12,219,541 | |
| 25,775 | | | Cargurus, Inc.* | | | 636,127 | |
| | | | | | | | |
| | | | | | | 12,855,668 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 18.4% | |
| 44,368 | | | Allakos, Inc.* | | | 4,841,436 | |
| 57,714 | | | ALX Oncology Holdings, Inc.* | | | 3,616,359 | |
| 113,749 | | | Apellis Pharmaceuticals, Inc.* | | | 5,763,662 | |
| 51,949 | | | Arena Pharmaceuticals, Inc.* | | | 3,565,260 | |
| 59,937 | | | Arrowhead Pharmaceuticals, Inc.* | | | 4,361,016 | |
| 48,185 | | | Arvinas, Inc.* | | | 3,321,874 | |
| 65,159 | | | Biohaven Pharmaceutical Holding Co., Ltd.* | | | 4,893,441 | |
| 140,862 | | | Celldex Therapeutics, Inc.* | | | 4,272,344 | |
| 83,578 | | | ChemoCentryx, Inc.* | | | 4,039,325 | |
| 121,074 | | | Constellation Pharmaceuticals, Inc.* | | | 2,617,620 | |
| 166,237 | | | Dicerna Pharmaceuticals, Inc.* | | | 5,184,932 | |
| 176,789 | | | Dyne Therapeutics, Inc.* | | | 3,479,208 | |
| 30,333 | | | Fate Therapeutics, Inc.* | | | 2,650,801 | |
| 236,497 | | | Heron Therapeutics, Inc.* | | | 4,133,968 | |
| 268,125 | | | Homology Medicines, Inc.* | | | 1,815,206 | |
| 451,688 | | | ImmunoGen, Inc.* | | | 3,640,605 | |
| 73,107 | | | KalVista Pharmaceuticals, Inc.* | | | 1,825,482 | |
| 22,370 | | | Karuna Therapeutics, Inc.* | | | 2,483,294 | |
| 43,813 | | | Kodiak Sciences, Inc.* | | | 5,294,363 | |
| 155,866 | | | Kura Oncology, Inc.* | | | 4,197,471 | |
| 45,877 | | | Kymera Therapeutics, Inc.*(1) | | | 2,089,697 | |
| 37,558 | | | Madrigal Pharmaceuticals, Inc.* | | | 5,111,644 | |
| 252,225 | | | Mersana Therapeutics, Inc.* | | | 4,017,944 | |
| 30,007 | | | Mirati Therapeutics, Inc.* | | | 4,987,764 | |
| 86,092 | | | NanoString Technologies, Inc.* | | | 6,858,950 | |
| 48,616 | | | Natera, Inc.* | | | 5,348,732 | |
| 117,051 | | | NeoGenomics, Inc.* | | | 5,734,329 | |
| 44,272 | | | Nkarta, Inc.* | | | 1,410,063 | |
| 26,069 | | | Novavax, Inc.* | | | 6,176,528 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Cap Growth Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.8% - (continued) | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 18.4% - (continued) | |
| 89,488 | | | PTC Therapeutics, Inc.* | | $ | 3,687,800 | |
| 175,619 | | | Radius Health, Inc.* | | | 3,916,304 | |
| 90,891 | | | RAPT Therapeutics, Inc.* | | | 1,994,149 | |
| 33,725 | | | Reata Pharmaceuticals, Inc. Class A* | | | 3,419,715 | |
| 147,293 | | | Revance Therapeutics, Inc.* | | | 4,289,172 | |
| 56,915 | | | Revolution Medicines, Inc.* | | | 1,889,009 | |
| 84,212 | | | Rocket Pharmaceuticals, Inc.* | | | 3,860,278 | |
| 162,189 | | | Syndax Pharmaceuticals, Inc.* | | | 2,585,293 | |
| 117,945 | | | TCR2 Therapeutics, Inc.* | | | 2,678,531 | |
| 122,189 | | | TG Therapeutics, Inc.* | | | 5,463,070 | |
| 195,032 | | | Theravance Biopharma, Inc.* | | | 3,849,932 | |
| 50,897 | | | Turning Point Therapeutics, Inc.* | | | 3,879,878 | |
| 44,622 | | | Ultragenyx Pharmaceutical, Inc.* | | | 4,981,600 | |
| 99,675 | | | Veracyte, Inc.* | | | 4,958,831 | |
| 109,120 | | | Y-mAbs Therapeutics, Inc.* | | | 3,281,238 | |
| | | | | | | | |
| | | | | | | 172,468,118 | |
| | | | | | | | |
| | | Real Estate - 4.0% | |
| 243,887 | | | Essential Properties Realty Trust, Inc. REIT | | | 6,387,401 | |
| 338,031 | | | Independence Realty Trust, Inc. REIT | | | 5,692,442 | |
| 130,021 | | | JBG SMITH Properties REIT | | | 4,239,985 | |
| 51,436 | | | PS Business Parks, Inc. REIT | | | 8,351,663 | |
| 118,539 | | | Rexford Industrial Realty, Inc. REIT | | | 6,584,841 | |
| 81,715 | | | Ryman Hospitality Properties, Inc. REIT | | | 6,426,885 | |
| | | | | | | | |
| | | | | | | 37,683,217 | |
| | | | | | | | |
| | | Retailing - 3.3% | |
| 64,842 | | | Floor & Decor Holdings, Inc. Class A* | | | 7,192,275 | |
| 131,178 | | | Foot Locker, Inc. | | | 7,736,878 | |
| 17,455 | | | Lithia Motors, Inc. Class A | | | 6,709,353 | |
| 46,961 | | | Ollie’s Bargain Outlet Holdings, Inc.* | | | 4,333,091 | |
| 58,170 | | | Shutterstock, Inc. | | | 5,071,261 | |
| | | | | | | | |
| | | | | | | 31,042,858 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 4.4% | |
| 117,599 | | | Axcelis Technologies, Inc.* | | | 4,883,887 | |
| 61,475 | | | Cirrus Logic, Inc.* | | | 4,574,355 | |
| 144,689 | | | FormFactor, Inc.* | | | 5,664,574 | |
| 186,272 | | | Lattice Semiconductor Corp.* | | | 9,371,344 | |
| 109,782 | | | Power Integrations, Inc. | | | 9,091,047 | |
| 56,055 | | | Synaptics, Inc.* | | | 7,840,413 | |
| | | | | | | | |
| | | | | | | 41,425,620 | |
| | | | | | | | |
| | | Software & Services - 16.4% | |
| 79,705 | | | Alarm.com Holdings, Inc.* | | | 7,154,321 | |
| 71,353 | | | Blackbaud, Inc.* | | | 5,074,625 | |
| 30,366 | | | CACI International, Inc. Class A* | | | 7,739,079 | |
| 51,797 | | | Concentrix Corp.* | | | 8,048,218 | |
| 115,974 | | | Digital Turbine, Inc.* | | | 8,747,919 | |
| 39,711 | | | Everbridge, Inc.* | | | 5,270,047 | |
| 94,234 | | | ExlService Holdings, Inc.* | | | 8,705,337 | |
| 34,738 | | | Five9, Inc.* | | | 6,529,702 | |
| 63,513 | | | j2 Global, Inc.* | | | 7,685,073 | |
| 98,031 | | | LiveRamp Holdings, Inc.* | | | 4,801,558 | |
| 49,318 | | | Manhattan Associates, Inc.* | | | 6,768,402 | |
| 164,267 | | | Medallia, Inc.* | | | 4,844,234 | |
| 96,626 | | | Mimecast Ltd.* | | | 4,195,501 | |
| 20,240 | | | Paylocity Holding Corp.* | | | 3,911,178 | |
| 137,724 | | | Perficient, Inc.* | | | 9,036,072 | |
| 61,255 | | | Q2 Holdings, Inc.* | | | 6,371,745 | |
| 102,090 | | | Rapid7, Inc.* | | | 8,294,812 | |
| 244,238 | | | Repay Holdings Corp.* | | | 5,580,838 | |
| 62,372 | | | Science Applications International Corp. | | | 5,577,304 | |
| 104,756 | | | Sprout Social, Inc. Class A* | | | 6,944,275 | |
| 170,287 | | | SVMK, Inc.* | | | 3,063,463 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.8% - (continued) | |
| | | Software & Services - 16.4% - (continued) | |
| 138,642 | | | Telos Corp.* | | $ | 4,600,142 | |
| 144,217 | | | Varonis Systems, Inc.* | | | 7,636,290 | |
| 575,599 | | | Verra Mobility Corp.* | | | 7,736,051 | |
| | | | | | | | |
| | | | | | | 154,316,186 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 2.4% | |
| 139,472 | | | II-VI, Inc.* | | | 9,364,150 | |
| 70,180 | | | Insight Enterprises, Inc.* | | | 7,043,967 | |
| 71,218 | | | Lumentum Holdings, Inc.* | | | 6,057,091 | |
| | | | | | | | |
| | | | | | | 22,465,208 | |
| | | | | | | | |
| | | Telecommunication Services - 0.4% | |
| 77,283 | | | ArcLight Clean Transition Corp. Class A*(1) | | | 1,250,439 | |
| 16,344 | | | Bandwidth, Inc. Class A* | | | 2,160,677 | |
| | | | | | | | |
| | | | | | | 3,411,116 | |
| | | | | | | | |
| | | Transportation - 0.3% | |
| 159,923 | | | Marten Transport Ltd. | | | 2,673,913 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $593,975,153) | | $ | 937,808,357 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 0.8% | |
| | | Repurchase Agreements - 0.3% | |
| 2,996,724 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $2,996,725; collateralized by U.S. Treasury Note at 1.250%, maturing 03/31/2028, with a market value of $3,056,726 | | $ | 2,996,724 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.5% | |
| 635,993 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2) | | | 635,993 | |
| 4,461,049 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(2) | | | 4,461,049 | |
| | | | | | | | |
| | | | | | | 5,097,042 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $8,093,766) | | $ | 8,093,766 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | | Total Investments (cost $602,068,919) | | | 100.6 | % | | $ | 945,902,123 | |
| | | | Other Assets and Liabilities | | | (0.6 | )% | | | (6,085,760 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 939,816,363 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Cap Growth Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 27,469,778 | | | $ | 27,469,778 | | | $ | — | | | $ | — | |
Banks | | | 24,437,903 | | | | 24,437,903 | | | | — | | | | — | |
Capital Goods | | | 94,511,653 | | | | 94,511,653 | | | | — | | | | — | |
Commercial & Professional Services | | | 35,278,435 | | | | 35,278,435 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 46,997,148 | | | | 46,997,148 | | | | — | | | | — | |
Consumer Services | | | 38,957,473 | | | | 38,957,473 | | | | — | | | | — | |
Diversified Financials | | | 13,363,155 | | | | 13,363,155 | | | | — | | | | — | |
Food & Staples Retailing | | | 9,670,238 | | | | 9,670,238 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 20,998,327 | | | | 20,998,327 | | | | — | | | | — | |
Health Care Equipment & Services | | | 113,882,613 | | | | 113,882,613 | | | | — | | | | — | |
Household & Personal Products | | | 3,701,561 | | | | 3,701,561 | | | | — | | | | — | |
Insurance | | | 9,458,831 | | | | 9,458,831 | | | | — | | | | — | |
Materials | | | 20,739,338 | | | | 20,739,338 | | | | — | | | | — | |
Media & Entertainment | | | 12,855,668 | | | | 12,855,668 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 172,468,118 | | | | 172,468,118 | | | | — | | | | — | |
Real Estate | | | 37,683,217 | | | | 37,683,217 | | | | — | | | | — | |
Retailing | | | 31,042,858 | | | | 31,042,858 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 41,425,620 | | | | 41,425,620 | | | | — | | | | — | |
Software & Services | | | 154,316,186 | | | | 154,316,186 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 22,465,208 | | | | 22,465,208 | | | | — | | | | — | |
Telecommunication Services | | | 3,411,116 | | | | 3,411,116 | | | | — | | | | — | |
Transportation | | | 2,673,913 | | | | 2,673,913 | | | | — | | | | — | |
Short-Term Investments | | | 8,093,766 | | | | 5,097,042 | | | | 2,996,724 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 945,902,123 | | | $ | 942,905,399 | | | $ | 2,996,724 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Small Cap Value Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.9% | |
| | | Banks - 21.7% | |
| 57,943 | | | Bank OZK | | $ | 2,375,083 | |
| 115,864 | | | Cadence Bancorp | | | 2,577,974 | |
| 21,764 | | | Federal Agricultural Mortgage Corp. Class C | | | 2,238,645 | |
| 66,843 | | | First Hawaiian, Inc. | | | 1,835,509 | |
| 39,497 | | | First Interstate BancSystem, Inc. Class A | | | 1,855,174 | |
| 160,475 | | | FNB Corp. | | | 2,068,523 | |
| 69,055 | | | Great Western Bancorp, Inc. | | | 2,282,268 | |
| 95,310 | | | Home BancShares, Inc. | | | 2,652,477 | |
| 56,800 | | | Pacific Premier Bancorp, Inc. | | | 2,500,904 | |
| 96,052 | | | Radian Group, Inc. | | | 2,366,721 | |
| 56,889 | | | Sandy Spring Bancorp, Inc. | | | 2,580,485 | |
| 112,175 | | | Sterling Bancorp | | | 2,818,958 | |
| 120,209 | | | Umpqua Holdings Corp. | | | 2,240,696 | |
| | | | | | | | |
| | | | | | | 30,393,417 | |
| | | | | | | | |
| | | Capital Goods - 6.3% | |
| 22,632 | | | EnerSys | | | 2,072,638 | |
| 54,848 | | | Kennametal, Inc. | | | 2,202,696 | |
| 70,413 | | | nVent Electric plc | | | 2,144,076 | |
| 129,693 | | | REV Group, Inc. | | | 2,365,600 | |
| | | | | | | | |
| | | | | | | 8,785,010 | |
| | | | | | | | |
| | | Commercial & Professional Services - 9.8% | |
| 116,324 | | | BrightView Holdings, Inc.* | | | 2,085,689 | |
| 65,329 | | | Deluxe Corp. | | | 2,875,783 | |
| 59,174 | | | Herman Miller, Inc. | | | 2,455,721 | |
| 39,222 | | | Kforce, Inc. | | | 2,198,001 | |
| 56,013 | | | Loomis AB(1) | | | 1,834,282 | |
| 25,193 | | | Science Applications International Corp. | | | 2,252,758 | |
| | | | | | | | |
| | | | | | | 13,702,234 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 8.1% | |
| 23,441 | | | Carter’s, Inc. | | | 2,550,146 | |
| 38,926 | | | Kontoor Brands, Inc. | | | 2,445,721 | |
| 71,044 | | | Movado Group, Inc. | | | 2,228,650 | |
| 62,256 | | | Steven Madden Ltd. | | | 2,531,952 | |
| 25,178 | | | Sturm Ruger & Co., Inc. | | | 1,635,059 | |
| | | | | | | | |
| | | | | | | 11,391,528 | |
| | | | | | | | |
| | | Consumer Services - 3.0% | |
| 58,507 | | | Adtalem Global Education, Inc.* | | | 2,007,375 | |
| 102,094 | | | H&R Block, Inc. | | | 2,272,613 | |
| | | | | | | | |
| | | | | | | 4,279,988 | |
| | | | | | | | |
| | | Diversified Financials - 5.1% | |
| 124,014 | | | Greenhill & Co., Inc. | | | 1,882,533 | |
| 187,450 | | | Navient Corp. | | | 3,154,783 | |
| 56,332 | | | PRA Group, Inc.* | | | 2,122,590 | |
| | | | | | | | |
| | | | | | | 7,159,906 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.7% | |
| 153,765 | | | Hostess Brands, Inc.* | | | 2,351,067 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 6.1% | |
| 47,685 | | | Envista Holdings Corp.* | | | 2,063,807 | |
| 92,177 | | | NextGen Healthcare, Inc.* | | | 1,687,761 | |
| 34,969 | | | NuVasive, Inc.* | | | 2,498,535 | |
| 63,889 | | | Premier, Inc. Class A | | | 2,258,476 | |
| | | | | | | | |
| | | | | | | 8,508,579 | |
| | | | | | | | |
| | | Household & Personal Products - 5.0% | |
| 69,389 | | | Edgewell Personal Care Co. | | | 2,650,660 | |
| 46,007 | | | Energizer Holdings, Inc. | | | 2,268,145 | |
| 9,145 | | | Medifast, Inc. | | | 2,076,738 | |
| | | | | | | | |
| | | | | | | 6,995,543 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.9% - (continued) | |
| | | Insurance - 4.5% | |
| 204,768 | | | Lancashire Holdings Ltd. | | $ | 2,007,518 | |
| 96,891 | | | ProAssurance Corp. | | | 2,422,275 | |
| 179,144 | | | SiriusPoint Ltd.* | | | 1,895,343 | |
| | | | | | | | |
| | | | | | | 6,325,136 | |
| | | | | | | | |
| | | Materials - 2.9% | |
| 31,844 | | | Compass Minerals International, Inc. | | | 2,162,844 | |
| 42,570 | | | Schweitzer-Mauduit International, Inc. | | | 1,944,172 | |
| | | | | | | | |
| | | | | | | 4,107,016 | |
| | | | | | | | |
| | | Media & Entertainment - 1.7% | |
| 119,182 | | | TEGNA, Inc. | | | 2,390,791 | |
| | | | | | | | |
| | | Real Estate - 2.4% | |
| 143,551 | | | CoreCivic, Inc. REIT | | | 1,115,391 | |
| 97,195 | | | Pebblebrook Hotel Trust REIT | | | 2,321,017 | |
| | | | | | | | |
| | | | | | | 3,436,408 | |
| | | | | | | | |
| | | Retailing - 1.7% | |
| 30,508 | | | Children’s Place, Inc.* | | | 2,390,302 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 6.1% | |
| 34,294 | | | Ichor Holdings Ltd.* | | | 1,912,576 | |
| 99,927 | | | Rambus, Inc.* | | | 1,896,615 | |
| 37,233 | | | Silicon Motion Technology Corp. ADR | | | 2,674,074 | |
| 74,162 | | | Tower Semiconductor Ltd.* | | | 2,098,785 | |
| | | | | | | | |
| | | | | | | 8,582,050 | |
| | | | | | | | |
| | | Software & Services - 4.0% | |
| 38,131 | | | CSG Systems International, Inc. | | | 1,753,644 | |
| 29,357 | | | InterDigital, Inc. | | | 2,037,963 | |
| 90,656 | | | Xperi Holding Corp. | | | 1,862,981 | |
| | | | | | | | |
| | | | | | | 5,654,588 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 1.3% | |
| 47,373 | | | Plantronics, Inc.* | | | 1,894,446 | |
| | | | | | | | |
| | | Utilities - 3.4% | |
| 46,103 | | | Portland General Electric Co. | | | 2,344,799 | |
| 96,854 | | | South Jersey Industries, Inc. | | | 2,397,136 | |
| | | | | | | | |
| | | | | | | 4,741,935 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $94,929,862) | | $ | 133,089,944 | |
| | | | | | | | |
|
EXCHANGE-TRADED FUNDS - 3.7% | |
| | | Other Investment Pools & Funds - 3.7% | |
| 32,449 | | | iShares Russell 2000 Value ETF | | $ | 5,269,069 | |
| | | | | | | | |
| | |
| | | | Total Exchange-Traded Funds (cost $5,108,767) | | $ | 5,269,069 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $100,038,629) | | $ | 138,359,013 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 2.0% | |
| | | Repurchase Agreements - 0.7% | |
| 907,121 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $907,121; collateralized by U.S. Government Bond at 1.750%, maturing 01/15/2028, with a market value of $925,383 | | $ | 907,121 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Small Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
SHORT-TERM INVESTMENTS - 2.0% - (continued) | |
| | | Securities Lending Collateral - 1.3% | |
| 230,429 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2) | | $ | 230,429 | |
| 1,616,297 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(2) | | | 1,616,297 | |
| | | | | | | | |
| | | | | | | 1,846,726 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $2,753,847) | | $ | 2,753,847 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | | | | | | | |
| | | | Total Investments (cost $102,792,476) | | | 100.6 | % | | $ | 141,112,860 | |
| | | | Other Assets and Liabilities | | | (0.6 | )% | | | (843,587 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 140,269,273 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 30,393,417 | | | $ | 30,393,417 | | | $ | — | | | $ | — | |
Capital Goods | | | 8,785,010 | | | | 8,785,010 | | | | — | | | | — | |
Commercial & Professional Services | | | 13,702,234 | | | | 11,867,952 | | | | 1,834,282 | | | | — | |
Consumer Durables & Apparel | | | 11,391,528 | | | | 11,391,528 | | | | — | | | | — | |
Consumer Services | | | 4,279,988 | | | | 4,279,988 | | | | — | | | | — | |
Diversified Financials | | | 7,159,906 | | | | 7,159,906 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 2,351,067 | | | | 2,351,067 | | | | — | | | | — | |
Health Care Equipment & Services | | | 8,508,579 | | | | 8,508,579 | | | | — | | | | — | |
Household & Personal Products | | | 6,995,543 | | | | 6,995,543 | | | | — | | | | — | |
Insurance | | | 6,325,136 | | | | 4,317,618 | | | | 2,007,518 | | | | — | |
Materials | | | 4,107,016 | | | | 4,107,016 | | | | — | | | | — | |
Media & Entertainment | | | 2,390,791 | | | | 2,390,791 | | | | — | | | | — | |
Real Estate | | | 3,436,408 | | | | 3,436,408 | | | | — | | | | — | |
Retailing | | | 2,390,302 | | | | 2,390,302 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 8,582,050 | | | | 8,582,050 | | | | — | | | | — | |
Software & Services | | | 5,654,588 | | | | 5,654,588 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 1,894,446 | | | | 1,894,446 | | | | — | | | | — | |
Utilities | | | 4,741,935 | | | | 4,741,935 | | | | — | | | | — | |
Exchange-Traded Funds | | | 5,269,069 | | | | 5,269,069 | | | | — | | | | — | |
Short-Term Investments | | | 2,753,847 | | | | 1,846,726 | | | | 907,121 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 141,112,860 | | | $ | 136,363,939 | | | $ | 4,748,921 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Company Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.7% | |
| | | Automobiles & Components - 0.9% | |
| 65,156 | | | Thor Industries, Inc. | | $ | 9,225,438 | |
| | | | | | | | |
| | | Banks - 2.1% | |
| 280,325 | | | Sterling Bancorp | | | 7,044,567 | |
| 126,170 | | | Western Alliance Bancorp | | | 13,256,682 | |
| | | | | | | | |
| | | | | | | 20,301,249 | |
| | | | | | | | |
| | | Capital Goods - 12.9% | |
| 185,746 | | | Altra Industrial Motion Corp. | | | 10,960,871 | |
| 176,085 | | | Applied Industrial Technologies, Inc. | | | 16,844,291 | |
| 224,348 | | | Builders FirstSource, Inc.* | | | 10,919,017 | |
| 190,421 | | | Colfax Corp.* | | | 8,605,125 | |
| 144,289 | | | Curtiss-Wright Corp. | | | 18,454,563 | |
| 108,795 | | | Gibraltar Industries, Inc.* | | | 9,993,909 | |
| 109,800 | | | Hydrofarm Holdings Group, Inc.* | | | 7,213,860 | |
| 101,737 | | | ITT, Inc. | | | 9,594,817 | |
| 127,977 | | | Kennametal, Inc. | | | 5,139,556 | |
| 39,550 | | | Kornit Digital Ltd.* | | | 3,866,408 | |
| 106,768 | | | Middleby Corp.* | | | 19,359,174 | |
| 114,210 | | | Rush Enterprises, Inc. Class A | | | 5,637,406 | |
| | | | | | | | |
| | | | | | | 126,588,997 | |
| | | | | | | | |
| | | Commercial & Professional Services - 1.2% | |
| 148,873 | | | TriNet Group, Inc.* | | | 11,717,794 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 6.1% | |
| 41,008 | | | Cavco Industries, Inc.* | | | 8,588,305 | |
| 78,377 | | | Polaris, Inc. | | | 10,975,131 | |
| 207,077 | | | Skyline Champion Corp.* | | | 9,200,431 | |
| 394,500 | | | Wolverine World Wide, Inc. | | | 16,458,540 | |
| 171,632 | | | YETI Holdings, Inc.* | | | 14,660,806 | |
| | | | | | | | |
| | | | | | | 59,883,213 | |
| | | | | | | | |
| | | Consumer Services - 7.3% | |
| 194,988 | | | Boyd Gaming Corp.* | | | 12,898,456 | |
| 192,199 | | | Chegg, Inc.* | | | 17,361,336 | |
| 284,446 | | | GAN Ltd.*(1) | | | 5,245,184 | |
| 62,230 | | | Penn National Gaming, Inc.* | | | 5,545,938 | |
| 211,546 | | | Planet Fitness, Inc. Class A* | | | 17,767,748 | |
| 80,556 | | | Wingstop, Inc. | | | 12,760,876 | |
| | | | | | | | |
| | | | | | | 71,579,538 | |
| | | | | | | | |
| | | Diversified Financials - 1.1% | |
| 45,978 | | | Hamilton Lane, Inc. Class A | | | 4,158,710 | |
| 117,424 | | | Hannon Armstrong Sustainable Infrastructure Capital, Inc. REIT | | | 6,153,018 | |
| | | | | | | | |
| | | | | | | 10,311,728 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.2% | |
| 9,846 | | | Boston Beer Co., Inc. Class A* | | | 11,977,560 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 11.9% | |
| 223,953 | | | Accolade, Inc.* | | | 11,231,243 | |
| 74,596 | | | Addus HomeCare Corp.* | | | 7,892,257 | |
| 8,803 | | | agilon health, Inc.* | | | 277,559 | |
| 111,590 | | | Globus Medical, Inc. Class A* | | | 8,008,814 | |
| 206,001 | | | Health Catalyst, Inc.* | | | 11,927,458 | |
| 91,539 | | | Hill-Rom Holdings, Inc. | | | 10,089,429 | |
| 59,053 | | | Inari Medical, Inc.* | | | 6,749,167 | |
| 25,147 | | | Insulet Corp.* | | | 7,423,897 | |
| 148,793 | | | Integra LifeSciences Holdings Corp.* | | | 11,022,585 | |
| 65,508 | | | LHC Group, Inc.* | | | 13,643,351 | |
| 1,141,625 | | | Multiplan Corp.*(1) | | | 8,482,274 | |
| 188,839 | | | Oak Street Health, Inc.* | | | 11,638,148 | |
| 60,641 | | | Omnicell, Inc.* | | | 8,794,158 | |
| | | | | | | | |
| | | | | | | 117,180,340 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.7% - (continued) | |
| | | Media & Entertainment - 1.5% | |
| 109,627 | | | Cardlytics, Inc.* | | $ | 15,077,001 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 16.5% | |
| 30,969 | | | Acceleron Pharma, Inc.* | | | 3,870,196 | |
| 58,464 | | | Allakos, Inc.* | | | 6,379,592 | |
| 110,352 | | | ALX Oncology Holdings, Inc.* | | | 6,914,656 | |
| 318,919 | | | Amicus Therapeutics, Inc.* | | | 3,138,163 | |
| 94,362 | | | Apellis Pharmaceuticals, Inc.* | | | 4,781,323 | |
| 98,913 | | | Arena Pharmaceuticals, Inc.* | | | 6,788,399 | |
| 42,535 | | | Ascendis Pharma A/S ADR* | | | 6,166,299 | |
| 73,666 | | | BioAtla, Inc.* | | | 3,653,097 | |
| 52,715 | | | Blueprint Medicines Corp.* | | | 5,077,509 | |
| 76,270 | | | ChemoCentryx, Inc.* | | | 3,686,129 | |
| 251,340 | | | Constellation Pharmaceuticals, Inc.* | | | 5,433,971 | |
| 139,745 | | | Freeline Therapeutics Holdings plc ADR* | | | 1,537,195 | |
| 361,298 | | | Heron Therapeutics, Inc.* | | | 6,315,489 | |
| 698,998 | | | ImmunoGen, Inc.* | | | 5,633,924 | |
| 99,635 | | | Iovance Biotherapeutics, Inc.* | | | 3,132,524 | |
| 139,910 | | | KalVista Pharmaceuticals, Inc.* | | | 3,493,553 | |
| 85,805 | | | Kodiak Sciences, Inc.* | | | 10,368,676 | |
| 94,494 | | | Kura Oncology, Inc.* | | | 2,544,723 | |
| 24,800 | | | Medpace Holdings, Inc.* | | | 4,208,064 | |
| 170,342 | | | Mersana Therapeutics, Inc.* | | | 2,713,548 | |
| 31,575 | | | Mirati Therapeutics, Inc.* | | | 5,248,397 | |
| 90,017 | | | NanoString Technologies, Inc.* | | | 7,171,654 | |
| 154,421 | | | NeoGenomics, Inc.* | | | 7,565,085 | |
| 20,851 | | | Novavax, Inc.* | | | 4,940,227 | |
| 128,058 | | | PTC Therapeutics, Inc.* | | | 5,277,270 | |
| 21,738 | | | Reata Pharmaceuticals, Inc. Class A* | | | 2,204,233 | |
| 93,548 | | | Revolution Medicines, Inc.* | | | 3,104,858 | |
| 79,520 | | | Rocket Pharmaceuticals, Inc.* | | | 3,645,197 | |
| 224,803 | | | TCR2 Therapeutics, Inc.* | | | 5,105,276 | |
| 191,296 | | | TG Therapeutics, Inc.* | | | 8,552,844 | |
| 62,173 | | | Turning Point Therapeutics, Inc.* | | | 4,739,448 | |
| 213,270 | | | UroGen Pharma Ltd.*(1) | | | 4,148,102 | |
| 176,873 | | | Y-mAbs Therapeutics, Inc.* | | | 5,318,571 | |
| | | | | | | | |
| | | | | | | 162,858,192 | |
| | | | | | | | |
| | | Real Estate - 3.7% | |
| 373,393 | | | Essential Properties Realty Trust, Inc. REIT | | | 9,779,163 | |
| 124,554 | | | Redfin Corp.* | | | 8,815,932 | |
| 118,262 | | | Ryman Hospitality Properties, Inc. REIT | | | 9,301,306 | |
| 460,920 | | | Xenia Hotels & Resorts, Inc. REIT | | | 8,955,676 | |
| | | | | | | | |
| | | | | | | 36,852,077 | |
| | | | | | | | |
| | | Retailing - 7.0% | |
| 3,136,600 | | | Allstar Co.(2)(3)(4) | | | 3,842,335 | |
| 68,005 | | | Five Below, Inc.* | | | 13,687,366 | |
| 149,252 | | | Floor & Decor Holdings, Inc. Class A* | | | 16,555,032 | |
| 199,124 | | | Ollie’s Bargain Outlet Holdings, Inc.* | | | 18,373,171 | |
| 289,573 | | | Porch Group, Inc.* | | | 3,854,217 | |
| 463,197 | | | RealReal, Inc.* | | | 11,473,390 | |
| 26,907 | | | Tory Burch LLC*(2)(3)(5) | | | 1,324,385 | |
| | | | | | | | |
| | | | | | | 69,109,896 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.6% | |
| 105,189 | | | ACM Research, Inc. Class A* | | | 8,304,672 | |
| 189,383 | | | Maxeon Solar Technologies Ltd.*(1) | | | 3,408,894 | |
| 44,402 | | | MKS Instruments, Inc. | | | 7,952,842 | |
| 572,573 | | | Tower Semiconductor Ltd.* | | | 16,203,816 | |
| | | | | | | | |
| | | | | | | 35,870,224 | |
| | | | | | | | |
| | | Software & Services - 14.0% | |
| 170,711 | | | 2U, Inc.* | | | 6,700,407 | |
| 166,631 | | | Digital Turbine, Inc.* | | | 12,568,976 | |
| 125,717 | | | j2 Global, Inc.* | | | 15,211,757 | |
| 179,431 | | | LiveRamp Holdings, Inc.* | | | 8,788,530 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Company Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.7% - (continued) | |
| | | Software & Services - 14.0% - (continued) | |
| 110,808 | | | Manhattan Associates, Inc.* | | $ | 15,207,290 | |
| 143,782 | | | Mimecast Ltd.* | | | 6,243,014 | |
| 228,890 | | | Perficient, Inc.* | | | 15,017,473 | |
| 37,858 | | | Q2 Holdings, Inc.* | | | 3,937,989 | |
| 214,499 | | | Rapid7, Inc.* | | | 17,428,044 | |
| 479,176 | | | Repay Holdings Corp.* | | | 10,949,172 | |
| 257,596 | | | Telos Corp.* | | | 8,547,035 | |
| 168,741 | | | Varonis Systems, Inc.* | | | 8,934,836 | |
| 645,786 | | | Verra Mobility Corp.* | | | 8,679,364 | |
| | | | | | | | |
| | | | | | | 138,213,887 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 4.6% | |
| 247,856 | | | II-VI, Inc.* | | | 16,641,052 | |
| 61,643 | | | Lumentum Holdings, Inc.* | | | 5,242,737 | |
| 87,965 | | | Novanta, Inc.* | | | 11,585,870 | |
| 142,470 | | | PAR Technology Corp.* | | | 11,702,486 | |
| | | | | | | | |
| | | | | | | 45,172,145 | |
| | | | | | | | |
| | | Telecommunication Services - 0.5% | |
| 39,791 | | | Bandwidth, Inc. Class A* | | | 5,260,370 | |
| | | | | | | | |
| | | Transportation - 0.6% | |
| 25,045 | | | Saia, Inc.* | | | 5,873,052 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $730,636,452) | | $ | 953,052,701 | |
| | | | | | | | |
|
CONVERTIBLE PREFERRED STOCKS - 0.2% | |
| | | Retailing - 0.2% | |
| 94,978 | | | Honest Co., Inc. Series E*(2)(3)(5) | | $ | 1,606,154 | |
| | | | | | | | |
| | |
| | | | Total Convertible Preferred Stocks (cost $2,172,859) | | $ | 1,606,154 | |
| | | | | | | | |
|
ESCROWS - 0.0%(6) | |
| | | Software & Services - 0.0% | |
| 263,189 | | | Marklogic Corp.*(2)(3)(5) | | $ | 3,422 | |
| | | | | | | | |
| | |
| | | | Total Escrows (cost $—) | | $ | 3,422 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $732,809,311) | | $ | 954,662,277 | |
| | | | | | | | |
SHORT-TERM INVESTMENTS - 3.9% | |
| | | Repurchase Agreements - 2.8% | |
| 27,904,582 | | | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2021 at 0.005%, due on 05/03/2021 with a maturity value of $27,904,594; collateralized by U.S. Treasury Inflation Index Bond at 0.500%, maturing 01/15/2028, with a market value of $28,462,787 | | $ | 27,904,582 | |
| | | | | | | | |
| | | Securities Lending Collateral - 1.1% | |
| 1,319,664 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(7) | | | 1,319,664 | |
| 9,256,523 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(7) | | | 9,256,523 | |
| | | | | | | | |
| | | | | | | 10,576,187 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $38,480,769) | | $ | 38,480,769 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | | Total Investments (cost $771,290,080) | | | 100.8 | % | | $ | 993,143,046 | |
| | | | Other Assets and Liabilities | | | (0.8 | )% | | | (7,826,891 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 985,316,155 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2021, the aggregate fair value of these securities was $7,862,004, which represented 0.8% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(3) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $6,776,296 or 0.7% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Total Cost | | | Market Value | |
| 08/2011 | | | Allstar Co. | | | 3,136,600 | | | $ | — | | | $ | 3,842,335 | |
| 08/2015 | | | Honest Co., Inc. Series E Convertible Preferred | | | 94,978 | | | | 2,172,859 | | | | 1,606,154 | |
| 01/2021 | | | Marklogic Corp. | | | 263,189 | | | | — | | | | 3,422 | |
| 11/2013 | | | Tory Burch LLC | | | 26,907 | | | | 2,108,912 | | | | 1,324,385 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 4,281,771 | | | $ | 6,776,296 | |
| | | | | | | | | | | | | | | | |
(4) | Affiliated company – The Fund owns greater than 5% of the outstanding voting securities of this issuer. |
(5) | Investment valued using significant unobservable inputs. |
(6) | Share amount represents shares of the issuer previously held that resulted in receipt of the escrow. |
(7) | Current yield as of period end. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Company Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
|
PIPE Purchase Commitments Outstanding as of April 30, 2021 |
| | | | | | | | | | | | | | | | | | | | |
Period Committed | | | Security Name | | Committed Shares | | | Committed Cost | | | Market Value | | | Unrealized Appreciation (Depreciation) | |
| 02/2021 | | | Aone(2) | | | 726,000 | | | $ | 7,260,000 | | | $ | 6,579,738 | | | $ | (680,262 | ) |
| 02/2021 | | | Decarbonization Plus Acquisition Corp(2) | | | 249,000 | | | | 2,490,000 | | | | 2,330,640 | | | | (159,360 | ) |
| 02/2021 | | | FTAC Olympus Acquisition Corp. (2) | | | 97,900 | | | | 979,000 | | | | 886,387 | | | | (92,613 | ) |
| 12/2020 | | | TPG Pace Beneficial Finance Corp. (2) | | | 481,900 | | | | 4,819,000 | | | | 7,281,990 | | | | 2,462,990 | |
| 01/2021 | | | TS Innovation Acquisitions Corp. (2) | | | 561,220 | | | | 5,612,200 | | | | 5,167,153 | | | | (445,047 | ) |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 21,160,200 | | | $ | 22,245,908 | | | $ | 1,085,708 | |
| | | | | | | | | | | | | | | | | | | | |
Special purpose acquisition companies (“SPACs”) are collective investment structures that allow for private investments in public equity investments (“PIPE”). The Hartford Small Company Fund had contingent commitments outstanding of $21,160,200 to purchase restricted PIPE shares as of April 30, 2021.
The aggregate unrealized appreciation/depreciation of PIPE commitments represents 0.1% of net assets.
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 9,225,438 | | | $ | 9,225,438 | | | $ | — | | | $ | — | |
Banks | | | 20,301,249 | | | | 20,301,249 | | | | — | | | | — | |
Capital Goods | | | 126,588,997 | | | | 126,588,997 | | | | — | | | | — | |
Commercial & Professional Services | | | 11,717,794 | | | | 11,717,794 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 59,883,213 | | | | 59,883,213 | | | | — | | | | — | |
Consumer Services | | | 71,579,538 | | | | 71,579,538 | | | | — | | | | — | |
Diversified Financials | | | 10,311,728 | | | | 10,311,728 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 11,977,560 | | | | 11,977,560 | | | | — | | | | — | |
Health Care Equipment & Services | | | 117,180,340 | | | | 117,180,340 | | | | — | | | | — | |
Media & Entertainment | | | 15,077,001 | | | | 15,077,001 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 162,858,192 | | | | 162,858,192 | | | | — | | | | — | |
Real Estate | | | 36,852,077 | | | | 36,852,077 | | | | — | | | | — | |
Retailing | | | 69,109,896 | | | | 63,943,176 | | | | 3,842,335 | | | | 1,324,385 | |
Semiconductors & Semiconductor Equipment | | | 35,870,224 | | | | 35,870,224 | | | | — | | | | — | |
Software & Services | | | 138,213,887 | | | | 138,213,887 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 45,172,145 | | | | 45,172,145 | | | | — | | | | — | |
Telecommunication Services | | | 5,260,370 | | | | 5,260,370 | | | | — | | | | — | |
Transportation | | | 5,873,052 | | | | 5,873,052 | | | | — | | | | — | |
Convertible Preferred Stocks | | | 1,606,154 | | | | — | | | | — | | | | 1,606,154 | |
Escrows | | | 3,422 | | | | — | | | | — | | | | 3,422 | |
Short-Term Investments | | | 38,480,769 | | | | 10,576,187 | | | | 27,904,582 | | | | — | |
PIPE Purchase Commitment | | | 2,462,990 | | | | — | | | | 2,462,990 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 995,606,036 | | | $ | 958,462,168 | | | $ | 34,209,907 | | | $ | 2,933,961 | |
| | | | | | | | | | | | | | | | |
Liabilities | |
PIPE Purchase Commitment | | $ | (1,377,282 | ) | | $ | — | | | $ | (1,377,282 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | (1,377,282 | ) | | $ | — | | | $ | (1,377,282 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for period ended April 30, 2021 is not presented.
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Glossary (abbreviations used in the preceding Schedules of Investments)
| | |
Currency Abbreviations: |
USD | | United States Dollar |
|
Index Abbreviations: |
S&P | | Standard & Poor’s |
|
Other Abbreviations: |
ADR | | American Depositary Receipt |
ETF | | Exchange-Traded Fund |
REIT | | Real Estate Investment Trust |
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | |
Assets: | | | | | |
Investments in securities, at market value(1) | | $ | 7,575,166,950 | | | $ | 11,442,221,031 | | | $ | 12,266,803,203 | | | $ | 4,557,616,937 | |
Repurchase agreements | | | 139,157,525 | | | | 153,278,482 | | | | 380,416,036 | | | | 88,925,298 | |
Cash | | | 62,056,963 | | | | 68,349,067 | | | | 169,190,817 | | | | 39,653,264 | |
Cash collateral held for securities on loan | | | 1,527,813 | | | | 1,722,999 | | | | 6,366,431 | | | | 2,183,152 | |
Foreign currency | | | 1,255 | | | | — | | | | — | | | | 636,298 | |
Receivables: | | | | | | | | | | | | | | | | |
Investment securities sold | | | 41,277,628 | | | | 2,429,705 | | | | — | | | | 5,309,726 | |
Fund shares sold | | | 1,196,954 | | | | 25,038,852 | | | | 27,663,813 | | | | 5,106,358 | |
Dividends and interest | | | 2,979,001 | | | | 7,425,929 | | | | 9,982,688 | | | | 4,210,748 | |
Securities lending income | | | 6,141 | | | | 5,304 | | | | 19,556 | | | | 8,857 | |
Variation margin on futures contracts | | | 7,619,737 | | | | 25,080 | | | | — | | | | — | |
Tax reclaims | | | 601,267 | | | | — | | | | 2,196,764 | | | | 2,392,598 | |
Other assets | | | 106,710 | | | | 295,678 | | | | 230,742 | | | | 109,043 | |
| | | | | | | | | | | | | | | | |
Total assets | | | 7,831,697,944 | | | | 11,700,792,127 | | | | 12,862,870,050 | | | | 4,706,152,279 | |
| | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | |
Obligation to return securities lending collateral | | | 30,551,900 | | | | 34,455,055 | | | | 127,310,445 | | | | 43,656,808 | |
Payables: | | | | | | | | | | | | | | | | |
Investment securities purchased | | | 40,798,320 | | | | 17,567,117 | | | | 21,153,128 | | | | — | |
Fund shares redeemed | | | 5,474,194 | | | | 17,304,914 | | | | 7,905,757 | | | | 3,260,098 | |
Investment management fees | | | 4,178,823 | | | | 3,092,696 | | | | 6,114,077 | | | | 2,310,856 | |
Transfer agent fees | | | 1,058,723 | | | | 786,300 | | | | 944,381 | | | | 440,763 | |
Accounting services fees | | | 86,776 | | | | 128,530 | | | | 140,085 | | | | 51,700 | |
Board of Directors’ fees | | | 30,022 | | | | 30,216 | | | | 36,372 | | | | 16,956 | |
Distribution fees | | | 219,900 | | | | 138,436 | | | | 179,135 | | | | 89,046 | |
Accrued expenses | | | 224,791 | | | | 94,879 | | | | 234,849 | | | | 124,972 | |
| | | | | | | | | | | | | | | | |
Total liabilities | | | 82,623,449 | | | | 73,598,143 | | | | 164,018,229 | | | | 49,951,199 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 7,749,074,495 | | | $ | 11,627,193,984 | | | $ | 12,698,851,821 | | | $ | 4,656,201,080 | |
| | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | | | | | | | | |
Capital stock and paid-in-capital | | $ | 5,000,207,086 | | | $ | 7,427,444,087 | | | $ | 7,464,079,216 | | | $ | 2,968,863,653 | |
Distributable earnings | | | 2,748,867,409 | | | | 4,199,749,897 | | | | 5,234,772,605 | | | | 1,687,337,427 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 7,749,074,495 | | | $ | 11,627,193,984 | | | $ | 12,698,851,821 | | | $ | 4,656,201,080 | |
| | | | | | | | | | | | | | | | |
Shares authorized | | | 1,540,000,000 | | | | 825,000,000 | | | | 1,175,000,000 | | | | 675,000,000 | |
| | | | | | | | | | | | | | | | |
Par value | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0010 | |
| | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 47.10 | | | $ | 45.22 | | | $ | 31.73 | | | $ | 22.47 | |
| | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 49.84 | | | $ | 47.85 | | | $ | 33.58 | | | $ | 23.78 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 121,619,508 | | | | 33,854,169 | | | | 139,522,676 | | | | 78,816,957 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 5,728,880,757 | | | $ | 1,530,730,361 | | | $ | 4,427,094,696 | | | $ | 1,771,214,066 | |
| | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 33.03 | | | $ | 40.99 | | | $ | 30.46 | | | $ | 22.35 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 4,889,674 | | | | 13,349,155 | | | | 5,038,180 | | | | 8,158,021 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 161,501,154 | | | $ | 547,218,191 | | | $ | 153,450,475 | | | $ | 182,315,165 | |
| | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 47.40 | | | $ | 45.32 | | | $ | 31.55 | | | $ | 22.32 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 15,220,542 | | | | 94,908,447 | | | | 80,415,503 | | | | 57,009,082 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 721,384,660 | | | $ | 4,301,610,216 | | | $ | 2,537,270,187 | | | $ | 1,272,554,203 | |
| | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | 53.29 | | | $ | 45.89 | | | $ | 32.25 | | | $ | 22.51 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 904,028 | | | | 1,286,659 | | | | 2,139,788 | | | | 1,676,762 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 48,180,026 | | | $ | 59,047,642 | | | $ | 69,009,279 | | | $ | 37,748,095 | |
| | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | 55.55 | | | $ | 46.69 | | | $ | 32.52 | | | $ | 22.55 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 665,662 | | | | 4,842,791 | | | | 2,950,229 | | | | 2,090,627 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 36,975,633 | | | $ | 226,095,564 | | | $ | 95,930,769 | | | $ | 47,147,420 | |
| | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | 56.80 | | | $ | 45.69 | | | $ | 32.66 | | | $ | 22.68 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 691,675 | | | | 4,736,801 | | | | 7,496,802 | | | | 3,817,138 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 39,290,377 | | | $ | 216,435,510 | | | $ | 244,865,932 | | | $ | 86,566,544 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | |
Class R6: Net asset value per share | | $ | 57.21 | | | $ | 45.90 | | | $ | 32.66 | | | $ | 22.74 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 286,303 | | | | 21,431,303 | | | | 11,815,719 | | | | 3,372,391 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 16,378,948 | | | $ | 983,638,361 | | | $ | 385,959,206 | | | $ | 76,693,212 | |
| | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 57.18 | | | $ | 45.88 | | | $ | 32.67 | | | $ | 22.75 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 2,053,215 | | | | 18,893,134 | | | | 31,224,064 | | | | 4,906,615 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 117,404,523 | | | $ | 866,828,814 | | | $ | 1,020,104,901 | | | $ | 111,606,881 | |
| | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 47.38 | | | $ | 45.35 | | | $ | 31.53 | | | $ | 22.32 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 18,552,271 | | | | 63,845,598 | | | | 119,431,947 | | | | 47,954,475 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 879,078,417 | | | $ | 2,895,589,325 | | | $ | 3,765,166,376 | | | $ | 1,070,355,494 | |
| | | | | | | | | | | | | | | | |
Cost of investments | | $ | 5,682,063,506 | | | $ | 7,560,436,980 | | | $ | 7,884,462,541 | | | $ | 3,180,019,690 | |
Cost of foreign currency | | $ | 1,242 | | | $ | — | | | $ | — | | | $ | 637,024 | |
| | | | |
(1) Includes Investment in securities on loan, at market value | | $ | 29,314,155 | | | $ | 32,836,316 | | | $ | 128,813,149 | | | $ | 44,137,098 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | The Hartford Growth Opportunities Fund | | | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | |
Assets: | | | | | |
Investments in securities, at market value(1) | | $ | 7,800,396,688 | | | $ | 1,730,179,252 | | | $ | 15,536,506,160 | | | $ | 832,407,216 | |
Repurchase agreements | | | 1,924,574 | | | | 17,813,440 | | | | 8,394,537 | | | | 10,859,604 | |
Investments in affiliated investments, at market value | | | — | | | | — | | | | 368,306,110 | | | | — | |
PIPE purchase commitments | | | 12,902,909 | | | | — | | | | — | | | | — | |
Cash | | | 891,922 | | | | 7,976,314 | | | | 3,745,494 | | | | 4,841,898 | |
Cash collateral held for securities on loan | | | 1,673,512 | | | | 2,974,571 | | | | 9,186,283 | | | | — | |
Foreign currency | | | 21 | | | | 18 | | | | — | | | | — | |
Receivables: | | | | | | | | | | | | | | | | |
Investment securities sold | | | 51,591,855 | | | | 935,203 | | | | 39,719,100 | | | | 5,298,320 | |
Fund shares sold | | | 9,357,074 | | | | 788,710 | | | | 18,638,558 | | | | 1,954,586 | |
Dividends and interest | | | 542,235 | | | | 1,504,891 | | | | 1,924,949 | | | | 208,934 | |
Securities lending income | | | 14,450 | | | | 27,108 | | | | 44,038 | | | | — | |
Tax reclaims | | | 408,642 | | | | 258,154 | | | | — | | | | — | |
Other assets | | | 185,272 | | | | 105,037 | | | | 204,590 | | | | 97,140 | |
| | | | | | | | | | | | | | | | |
Total assets | | | 7,879,889,154 | | | | 1,762,562,698 | | | | 15,986,669,819 | | | | 855,667,698 | |
| | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | |
Obligation to return securities lending collateral | | | 33,465,462 | | | | 59,482,923 | | | | 183,699,437 | | | | — | |
Payables: | | | | | | | | | | | | | | | | |
Investment securities purchased | | | 32,807,353 | | | | 10,340,890 | | | | 35,858,464 | | | | 5,499,432 | |
Fund shares redeemed | | | 5,011,578 | | | | 1,216,719 | | | | 24,433,489 | | | | 1,237,980 | |
Investment management fees | | | 4,479,191 | | | | 1,155,239 | | | | 9,098,612 | | | | 485,534 | |
Transfer agent fees | | | 811,995 | | | | 268,116 | | | | 1,681,946 | | | | 92,622 | |
Accounting services fees | | | 87,692 | | | | 18,796 | | | | 177,773 | | | | 9,402 | |
Board of Directors’ fees | | | 24,252 | | | | 6,826 | | | | 60,496 | | | | 2,468 | |
Distribution fees | | | 177,154 | | | | 52,336 | | | | 197,133 | | | | 14,269 | |
Accrued expenses | | | 105,233 | | | | 52,440 | | | | 589,485 | | | | 79,881 | |
| | | | | | | | | | | | | | | | |
Total liabilities | | | 76,969,910 | | | | 72,594,285 | | | | 255,796,835 | | | | 7,421,588 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 7,802,919,244 | | | $ | 1,689,968,413 | | | $ | 15,730,872,984 | | | $ | 848,246,110 | |
| | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | | | | | | | | |
Capital stock and paid-in-capital | | $ | 4,703,951,075 | | | $ | 1,155,013,585 | | | $ | 9,560,216,274 | | | $ | 608,578,455 | |
Distributable earnings | | | 3,098,968,169 | | | | 534,954,828 | | | | 6,170,656,710 | | | | 239,667,655 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 7,802,919,244 | | | $ | 1,689,968,413 | | | $ | 15,730,872,984 | | | $ | 848,246,110 | |
| | | | | | | | | | | | | | | | |
Shares authorized | | | 19,850,000,000 | | | | 485,000,000 | | | | 1,105,000,000 | | | | 475,000,000 | |
| | | | | | | | | | | | | | | | |
Par value | | $ | 0.0001 | | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0010 | |
| | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 58.98 | | | $ | 42.60 | | | $ | 37.00 | | | $ | 17.66 | |
| | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 62.41 | | | $ | 45.08 | | | $ | 39.15 | | | $ | 18.69 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 60,632,657 | | | | 20,173,746 | | | | 95,733,681 | | | | 19,926,425 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 3,576,182,375 | | | $ | 859,473,841 | | | $ | 3,542,401,407 | | | $ | 351,874,509 | |
| | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 23.97 | | | $ | 31.59 | | | $ | 22.98 | | | $ | 13.95 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 14,120,907 | | | | 4,555,296 | | | | 18,746,577 | | | | 746,279 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 338,449,309 | | | $ | 143,894,223 | | | $ | 430,729,468 | | | $ | 10,413,652 | |
| | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 63.83 | | | $ | 45.75 | | | $ | 38.73 | | | $ | 17.85 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 32,348,837 | | | | 9,723,731 | | | | 125,387,751 | | | | 1,341,053 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 2,064,901,303 | | | $ | 444,907,786 | | | $ | 4,855,787,928 | | | $ | 23,938,937 | |
| | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | 58.57 | | | $ | 43.70 | | | $ | 42.01 | | | $ | 18.71 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 955,551 | | | | 782,150 | | | | 2,616,667 | | | | 391,010 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 55,963,676 | | | $ | 34,176,275 | | | $ | 109,930,297 | | | $ | 7,314,648 | |
| | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | 64.08 | | | $ | 46.97 | | | $ | 44.52 | | | $ | 19.13 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,242,838 | | | | 560,887 | | | | 4,949,790 | | | | 582,989 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 79,644,013 | | | $ | 26,342,318 | | | $ | 220,348,987 | | | $ | 11,151,126 | |
| | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | 69.02 | | | $ | 50.11 | | | $ | 46.48 | | | $ | 19.42 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 355,349 | | | | 260,570 | | | | 9,140,794 | | | | 107,134 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 24,524,762 | | | $ | 13,056,896 | | | $ | 424,828,709 | | | $ | 2,080,637 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | The Hartford Growth Opportunities Fund | | | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | |
Class R6: Net asset value per share | | $ | 70.69 | | | $ | 51.02 | | | $ | 47.20 | | | $ | — | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 900,685 | | | | 113,414 | | | | 42,067,548 | | | | — | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 63,665,852 | | | $ | 5,786,387 | | | $ | 1,985,509,331 | | | $ | — | |
| | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 70.60 | | | $ | 50.96 | | | $ | 47.10 | | | $ | 19.46 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 7,960,639 | | | | 2,377,428 | | | | 24,999,698 | | | | 977,336 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 562,017,022 | | | $ | 121,143,476 | | | $ | 1,177,395,413 | | | $ | 19,019,368 | |
| | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 64.18 | | | $ | 45.97 | | | $ | 38.93 | | | $ | 17.85 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 16,166,466 | | | | 895,919 | | | | 76,644,343 | | | | 23,672,431 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 1,037,570,932 | | | $ | 41,187,211 | | | $ | 2,983,941,444 | | | $ | 422,453,233 | |
| | | | | | | | | | | | | | | | |
Cost of investments | | $ | 5,868,840,135 | | | $ | 1,247,392,088 | | | $ | 10,432,625,623 | | | $ | 607,365,986 | |
Cost of investments in affiliated investments | | $ | — | | | $ | — | | | $ | 338,130,743 | | | $ | — | |
Cost of foreign currency | | $ | 20 | | | $ | 18 | | | $ | — | | | $ | — | |
| | | | |
(1) Includes Investment in securities on loan, at market value | | $ | 31,554,884 | | | $ | 59,222,156 | | | $ | 181,467,213 | | | $ | — | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | | | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
Assets: | | | | | |
Investments in securities, at market value(1) | | $ | 215,534,391 | | | $ | 942,905,399 | | | $ | 140,205,739 | | | $ | 961,396,129 | |
Repurchase agreements | | | 3,245,427 | | | | 2,996,724 | | | | 907,121 | | | | 27,904,582 | |
Investments in affiliated investments, at market value | | | — | | | | — | | | | — | | | | 3,842,335 | |
PIPE purchase commitments | | | — | | | | — | | | | — | | | | 1,085,708 | |
Cash | | | 1,467,678 | | | | 1,357,765 | | | | 405,690 | | | | 12,451,354 | |
Cash collateral held for securities on loan | | | — | | | | 268,306 | | | | 97,211 | | | | 556,725 | |
Foreign currency | | | 7 | | | | — | | | | — | | | | — | |
Receivables: | | | | | | | | | | | | | | | | |
From affiliates | | | 1,589 | | | | — | | | | 1,273 | | | | — | |
Investment securities sold | | | 1,090,425 | | | | 6,022,375 | | | | — | | | | 16,134,712 | |
Fund shares sold | | | 360,330 | | | | 922,027 | | | | 772,886 | | | | 2,050,527 | |
Dividends and interest | | | 202,848 | | | | 6,669 | | | | 32,339 | | | | 58,120 | |
Securities lending income | | | — | | | | 25,069 | | | | 16 | | | | 14,031 | |
Tax reclaims | | | 56,850 | | | | — | | | | — | | | | — | |
Other assets | | | 75,267 | | | | 79,444 | | | | 65,076 | | | | 124,830 | |
| | | | | | | | | | | | | | | | |
Total assets | | | 222,034,812 | | | | 954,583,778 | | | | 142,487,351 | | | | 1,025,619,053 | |
| | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | |
Obligation to return securities lending collateral | | | — | | | | 5,365,348 | | | | 1,943,937 | | | | 11,132,913 | |
Payables: | | | | | | | | | | | | | | | | |
Investment securities purchased | | | 436,459 | | | | 8,279,570 | | | | — | | | | 27,530,368 | |
Fund shares redeemed | | | 67,259 | | | | 339,165 | | | | 166,228 | | | | 799,915 | |
Investment management fees | | | 80,475 | | | | 545,370 | | | | 77,611 | | | | 628,057 | |
Transfer agent fees | | | 52,636 | | | | 144,074 | | | | 13,747 | | | | 114,639 | |
Accounting services fees | | | 2,459 | | | | 10,493 | | | | 1,524 | | | | 10,950 | |
Board of Directors’ fees | | | 792 | | | | 4,275 | | | | 246 | | | | 2,472 | |
Distribution fees | | | 6,794 | | | | 12,210 | | | | 2,221 | | | | 20,833 | |
Accrued expenses | | | 21,821 | | | | 66,910 | | | | 12,564 | | | | 62,751 | |
| | | | | | | | | | | | | | | | |
Total liabilities | | | 668,695 | | | | 14,767,415 | | | | 2,218,078 | | | | 40,302,898 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 221,366,117 | | | $ | 939,816,363 | | | $ | 140,269,273 | | | $ | 985,316,155 | |
| | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | | | | | | | | |
Capital stock and paid-in-capital | | $ | 161,410,527 | | | $ | 497,906,713 | | | $ | 101,152,974 | | | $ | 586,807,076 | |
Distributable earnings | | | 59,955,590 | | | | 441,909,650 | | | | 39,116,299 | | | | 398,509,079 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 221,366,117 | | | $ | 939,816,363 | | | $ | 140,269,273 | | | $ | 985,316,155 | |
| | | | | | | | | | | | | | | | |
Shares authorized | | | 22,100,000,000 | | | | 22,100,000,000 | | | | 860,000,000 | | | | 525,000,000 | |
| | | | | | | | | | | | | | | | |
Par value | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0010 | | | $ | 0.0010 | |
| | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 24.61 | | | $ | 64.57 | | | $ | 13.64 | | | $ | 30.72 | |
| | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 26.04 | | | $ | 68.33 | | | $ | 14.43 | | | $ | 32.51 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 7,404,537 | | | | 4,027,104 | | | | 4,288,290 | | | | 16,832,938 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 182,218,265 | | | $ | 260,026,019 | | | $ | 58,479,590 | | | $ | 517,190,423 | |
| | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 20.89 | | | $ | 41.28 | | | $ | 11.76 | | | $ | 18.01 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 166,482 | | | | 319,023 | | | | 244,369 | | | | 570,810 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 3,478,338 | | | $ | 13,168,940 | | | $ | 2,872,844 | | | $ | 10,279,690 | |
| | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 24.25 | | | $ | 68.58 | | | $ | 13.66 | | | $ | 33.18 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 641,182 | | | | 1,735,328 | | | | 1,062,096 | | | | 1,746,451 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 15,547,102 | | | $ | 119,008,239 | | | $ | 14,504,427 | | | $ | 57,938,836 | |
| | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | 25.05 | | | $ | 63.30 | | | $ | 14.20 | | | $ | 34.01 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 44,755 | | | | 165,723 | | | | 55,274 | | | | 533,748 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 1,121,031 | | | $ | 10,489,964 | | | $ | 785,043 | | | $ | 18,153,808 | |
| | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | 25.30 | | | $ | 67.66 | | | $ | 14.41 | | | $ | 36.98 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 210,078 | | | | 376,139 | | | | 3,610 | | | | 431,653 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 5,315,093 | | | $ | 25,451,101 | | | $ | 52,032 | | | $ | 15,963,515 | |
| | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | 25.53 | | | $ | 72.45 | | | $ | 14.36 | | | $ | 39.85 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 11,721 | | | | 1,296,935 | | | | 1,230 | | | | 165,168 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 299,209 | | | $ | 93,968,818 | | | $ | 17,666 | | | $ | 6,581,287 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | | | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
Class R6: Net asset value per share | | $ | 25.58 | | | $ | 73.81 | | | $ | 14.36 | | | $ | 40.91 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 25,891 | | | | 1,310,156 | | | | 21,512 | | | | 111,210 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 662,384 | | | $ | 96,701,020 | | | $ | 308,829 | | | $ | 4,549,058 | |
| | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 25.55 | | | $ | 73.79 | | | $ | 14.33 | | | $ | 40.84 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 19,217 | | | | 4,017,186 | | | | 96,959 | | | | 1,203,017 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 491,040 | | | $ | 296,435,081 | | | $ | 1,389,827 | | | $ | 49,125,256 | |
| | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 24.14 | | | $ | 68.95 | | | $ | 13.64 | | | $ | 33.43 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 506,810 | | | | 356,298 | | | | 4,534,314 | | | | 9,140,751 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 12,233,655 | | | $ | 24,567,181 | | | $ | 61,859,015 | | | $ | 305,534,282 | |
| | | | | | | | | | | | | | | | |
Cost of investments | | $ | 163,117,061 | | | $ | 602,068,919 | | | $ | 102,792,476 | | | $ | 771,290,080 | |
Cost of foreign currency | | $ | 7 | | | $ | — | | | $ | — | | | $ | — | |
| | | | |
(1) Includes Investment in securities on loan, at market value | | $ | — | | | $ | 5,158,100 | | | $ | 1,801,074 | | | $ | 10,489,682 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Operations
For the Six-Month Period Ended April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | |
Investment Income: | |
Dividends | | $ | 43,364,425 | | | $ | 64,691,947 | | | $ | 122,994,798 | | | $ | 60,430,962 | |
Interest | | | 41,017 | | | | 56,953 | | | | 76,625 | | | | 22,523 | |
Securities lending | | | 72,628 | | | | 9,883 | | | | 27,551 | | | | 15,720 | |
Less: Foreign tax withheld | | | (61,549 | ) | | | — | | | | (1,405,104 | ) | | | (795,445 | ) |
| | | | | | | | | | | | | | | | |
Total investment income, net | | | 43,416,521 | | | | 64,758,783 | | | | 121,693,870 | | | | 59,673,760 | |
| | | | | | | | | | | | | | | | |
Expenses: | |
Investment management fees | | | 24,091,821 | | | | 17,117,495 | | | | 33,276,589 | | | | 13,146,498 | |
Transfer agent fees | |
Class A | | | 2,768,027 | | | | 583,532 | | | | 1,851,308 | | | | 671,570 | |
Class C | | | 134,134 | | | | 216,876 | | | | 102,989 | | | | 106,418 | |
Class I | | | 262,639 | | | | 1,389,110 | | | | 807,687 | | | | 474,304 | |
Class R3 | | | 50,500 | | | | 51,891 | | | | 64,185 | | | | 35,431 | |
Class R4 | | | 28,680 | | | | 134,174 | | | | 69,049 | | | | 34,149 | |
Class R5 | | | 20,283 | | | | 102,679 | | | | 96,983 | | | | 34,509 | |
Class R6 | | | — | | | | 9,846 | | | | 4,546 | | | | 1,250 | |
Class Y | | | 61,183 | | | | 356,108 | | | | 404,846 | | | | 44,654 | |
Class F | | | 2,730 | | | | 6,720 | | | | 10,970 | | | | 4,522 | |
Distribution fees | |
Class A | | | 6,663,636 | | | | 1,687,251 | | | | 4,932,924 | | | | 1,967,789 | |
Class C | | | 952,365 | | | | 2,544,375 | | | | 788,887 | | | | 1,020,586 | |
Class R3 | | | 117,852 | | | | 134,549 | | | | 157,636 | | | | 88,736 | |
Class R4 | | | 44,438 | | | | 243,510 | | | | 110,788 | | | | 55,508 | |
Custodian fees | | | 9,931 | | | | 13,227 | | | | 12,633 | | | | 7,167 | |
Registration and filing fees | | | 79,915 | | | | 251,582 | | | | 210,837 | | | | 104,070 | |
Accounting services fees | | | 514,526 | | | | 730,286 | | | | 782,190 | | | | 301,978 | |
Board of Directors’ fees | | | 92,086 | | | | 126,935 | | | | 134,308 | | | | 53,271 | |
Audit and tax fees | | | 24,541 | | | | 9,840 | | | | 9,983 | | | | 9,862 | |
Other expenses | | | 344,563 | | | | 323,485 | | | | 433,040 | | | | 211,382 | |
| | | | | | | | | | | | | | | | |
Total expenses (before waivers, reimbursements and fees paid indirectly) | | | 36,263,850 | | | | 26,033,471 | | | | 44,262,378 | | | | 18,373,654 | |
| | | | | | | | | | | | | | | | |
Transfer agent fee waivers | | | (17,901 | ) | | | (36,496 | ) | | | (220,339 | ) | | | (10,138 | ) |
Distribution fee reimbursements | | | (109,821 | ) | | | (52,486 | ) | | | (48,500 | ) | | | (7,359 | ) |
Commission recapture | | | (36,327 | ) | | | (5,321 | ) | | | (16,287 | ) | | | (2,946 | ) |
| | | | | | | | | | | | | | | | |
Total waivers, reimbursements and fees paid indirectly | | | (164,049 | ) | | | (94,303 | ) | | | (285,126 | ) | | | (20,443 | ) |
| | | | | | | | | | | | | | | | |
Total expenses, net | | | 36,099,801 | | | | 25,939,168 | | | | 43,977,252 | | | | 18,353,211 | |
| | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | 7,316,720 | | | | 38,819,615 | | | | 77,716,618 | | | | 41,320,549 | |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | | | | | | |
Investments | | | 747,716,250 | | | | 171,719,528 | | | | 475,643,231 | | | | 206,198,829 | |
Futures contracts | | | 20,266,367 | | | | 25,403,411 | | | | — | | | | — | |
Other foreign currency transactions | | | (25,620 | ) | | | — | | | | (2,510 | ) | | | (8,426 | ) |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 767,956,997 | | | | 197,122,939 | | | | 475,640,721 | | | | 206,190,403 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | | | | | | |
Investments | | | 1,025,802,643 | | | | 2,084,488,099 | | | | 2,649,116,097 | | | | 872,914,328 | |
Futures contracts | | | 3,575,980 | | | | 2,060,056 | | | | — | | | | — | |
Translation of other assets and liabilities in foreign currencies | | | 16,785 | | | | — | | | | — | | | | 13,887 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 1,029,395,408 | | | | 2,086,548,155 | | | | 2,649,116,097 | | | | 872,928,215 | |
| | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 1,797,352,405 | | | | 2,283,671,094 | | | | 3,124,756,818 | | | | 1,079,118,618 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 1,804,669,125 | | | $ | 2,322,490,709 | | | $ | 3,202,473,436 | | | $ | 1,120,439,167 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | The Hartford Growth Opportunities Fund | | | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | |
Investment Income: | |
Dividends | | $ | 12,125,456 | | | $ | 7,868,673 | | | $ | 52,587,641 | | | $ | 5,185,423 | |
Interest | | | 30,679 | | | | 8,845 | | | | 5,012 | | | | 771 | |
Securities lending | | | 209,035 | | | | 103,133 | | | | 233,109 | | | | — | |
Less: Foreign tax withheld | | | — | | | | (134,281 | ) | | | (18,046 | ) | | | (28,908 | ) |
| | | | | | | | | | | | | | | | |
Total investment income, net | | | 12,365,170 | | | | 7,846,370 | | | | 52,807,716 | | | | 5,157,286 | |
| | | | | | | | | | | | | | | | |
Expenses: | |
Investment management fees | | | 25,817,421 | | | | 6,893,639 | | | | 53,637,351 | | | | 2,675,885 | |
Transfer agent fees | |
Class A | | | 1,434,354 | | | | 471,132 | | | | 1,553,991 | | | | 250,071 | |
Class C | | | 170,862 | | | | 98,181 | | | | 242,004 | | | | 10,857 | |
Class I | | | 803,240 | | | | 194,008 | | | | 2,536,724 | | | | 8,829 | |
Class R3 | | | 56,675 | | | | 35,404 | | | | 113,201 | | | | 6,610 | |
Class R4 | | | 61,516 | | | | 20,766 | | | | 185,381 | | | | 8,166 | |
Class R5 | | | 13,575 | | | | 6,679 | | | | 204,070 | | | | 965 | |
Class R6 | | | 950 | | | | 89 | | | | 32,444 | | | | — | |
Class Y | | | 221,361 | | | | 60,522 | | | | 675,407 | | | | 7,635 | |
Class F | | | 3,317 | | | | 713 | | | | 14,349 | | | | 3,108 | |
Distribution fees | |
Class A | | | 4,192,579 | | | | 1,030,157 | | | | 4,135,447 | | | | 383,356 | |
Class C | | | 1,757,046 | | | | 753,083 | | | | 2,199,735 | | | | 54,281 | |
Class R3 | | | 134,870 | | | | 83,654 | | | | 268,531 | | | | 16,476 | |
Class R4 | | | 98,236 | | | | 33,191 | | | | 284,248 | | | | 12,416 | |
Custodian fees | | | 14,122 | | | | 11,185 | | | | 28,520 | | | | 1,733 | |
Registration and filing fees | | | 126,200 | | | | 75,951 | | | | 161,727 | | | | 61,591 | |
Accounting services fees | | | 520,173 | | | | 115,433 | | | | 1,078,775 | | | | 52,840 | |
Board of Directors’ fees | | | 92,349 | | | | 21,036 | | | | 192,230 | | | | 8,933 | |
Audit and tax fees | | | 20,483 | | | | 11,227 | | | | 10,032 | | | | 9,710 | |
Other expenses | | | 259,973 | | | | 88,284 | | | | 876,052 | | | | 96,874 | |
| | | | | | | | | | | | | | | | |
Total expenses (before waivers, reimbursements and fees paid indirectly) | | | 35,799,302 | | | | 10,004,334 | | | | 68,430,219 | | | | 3,670,336 | |
| | | | | | | | | | | | | | | | |
Transfer agent fee waivers | | | (48,828 | ) | | | (20,235 | ) | | | (427,084 | ) | | | (602 | ) |
Distribution fee reimbursements | | | (115,890 | ) | | | (14,135 | ) | | | (61,698 | ) | | | (3,604 | ) |
Commission recapture | | | (71,494 | ) | | | (805 | ) | | | (29,410 | ) | | | (10,212 | ) |
| | | | | | | | | | | | | | | | |
Total waivers, reimbursements and fees paid indirectly | | | (236,212 | ) | | | (35,175 | ) | | | (518,192 | ) | | | (14,418 | ) |
| | | | | | | | | | | | | | | | |
Total expenses, net | | | 35,563,090 | | | | 9,969,159 | | | | 67,912,027 | | | | 3,655,918 | |
| | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | (23,197,920 | ) | | | (2,122,789 | ) | | | (15,104,311 | ) | | | 1,501,368 | |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | | | | | | |
Investments | | | 1,183,639,670 | | | | 40,950,904 | | | | 1,224,813,058 | | | | 45,613,008 | |
Investments in affiliated investments | | | — | | | | — | | | | (58,939,900 | ) | | | — | |
Other foreign currency transactions | | | (10,450 | ) | | | 21,128 | | | | — | | | | 5,219 | |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 1,183,629,220 | | | | 40,972,032 | | | | 1,165,873,158 | | | | 45,618,227 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | | | | | | |
Investments | | | 363,138,926 | | | | 215,997,450 | | | | 3,133,583,593 | | | | 220,140,426 | |
Investments in affiliated investments | | | — | | | | — | | | | 191,799,329 | | | | — | |
Translation of other assets and liabilities in foreign currencies | | | 1,428 | | | | 4,527 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 363,140,354 | | | | 216,001,977 | | | | 3,325,382,922 | | | | 220,140,426 | |
| | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 1,546,769,574 | | | | 256,974,009 | | | | 4,491,256,080 | | | | 265,758,653 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 1,523,571,654 | | | $ | 254,851,220 | | | $ | 4,476,151,769 | | | $ | 267,260,021 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | | | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
Investment Income: | |
Dividends | | $ | 2,553,770 | | | $ | 2,602,769 | | | $ | 1,008,628 | | | $ | 872,203 | |
Interest | | | 858 | | | | 1,073 | | | | 172 | | | | 4,375 | |
Securities lending | | | — | | | | 64,577 | | | | 1,563 | | | | 108,517 | |
Less: Foreign tax withheld | | | (35,398 | ) | | | — | | | | (4,987 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Total investment income, net | | | 2,519,230 | | | | 2,668,419 | | | | 1,005,376 | | | | 985,095 | |
| | | | | | | | | | | | | | | | |
Expenses: | |
Investment management fees | | | 447,695 | | | | 3,350,740 | | | | 380,175 | | | | 3,646,678 | |
Transfer agent fees | |
Class A | | | 145,996 | | | | 222,508 | | | | 48,035 | | | | 302,671 | |
Class C | | | 4,970 | | | | 11,357 | | | | 2,861 | | | | 12,212 | |
Class I | | | 6,172 | | | | 39,542 | | | | 2,364 | | | | 20,400 | |
Class R3 | | | 1,056 | | | | 9,821 | | | | 551 | | | | 17,284 | |
Class R4 | | | 3,607 | | | | 23,977 | | | | 30 | | | | 12,809 | |
Class R5 | | | 145 | | | | 40,949 | | | | 7 | | | | 2,864 | |
Class R6 | | | 11 | | | | 1,171 | | | | 6 | | | | 39 | |
Class Y | | | 251 | | | | 148,153 | | | | 168 | | | | 11,663 | |
Class F | | | 104 | | | | 270 | | | | 106 | | | | 2,318 | |
Distribution fees | |
Class A | | | 205,063 | | | | 308,216 | | | | 57,008 | | | | 608,353 | |
Class C | | | 20,178 | | | | 73,341 | | | | 13,538 | | | | 55,647 | |
Class R3 | | | 2,529 | | | | 24,707 | | | | 1,548 | | | | 43,215 | |
Class R4 | | | 5,733 | | | | 35,967 | | | | 54 | | | | 19,682 | |
Custodian fees | | | 659 | | | | 3,251 | | | | 1,269 | | | | 6,253 | |
Registration and filing fees | | | 57,510 | | | | 61,452 | | | | 57,385 | | | | 69,691 | |
Accounting services fees | | | 14,078 | | | | 66,524 | | | | 7,672 | | | | 65,321 | |
Board of Directors’ fees | | | 2,447 | | | | 12,016 | | | | 1,207 | | | | 11,184 | |
Audit and tax fees | | | 13,956 | | | | 9,652 | | | | 9,820 | | | | 17,874 | |
Other expenses | | | 19,849 | | | | 77,480 | | | | 11,740 | | | | 82,743 | |
| | | | | | | | | | | | | | | | |
Total expenses (before waivers, reimbursements and fees paid indirectly) | | | 952,009 | | | | 4,521,094 | | | | 595,544 | | | | 5,008,901 | |
| | | | | | | | | | | | | | | | |
Expense waivers | | | (58,273 | ) | | | — | | | | (27,292 | ) | | | — | |
Transfer agent fee waivers | | | — | | | | (80,197 | ) | | | — | | | | — | |
Distribution fee reimbursements | | | (4,761 | ) | | | (9,665 | ) | | | (2,306 | ) | | | (11,272 | ) |
Commission recapture | | | (183 | ) | | | (8,130 | ) | | | (1,043 | ) | | | (9,151 | ) |
| | | | | | | | | | | | | | | | |
Total waivers, reimbursements and fees paid indirectly | | | (63,217 | ) | | | (97,992 | ) | | | (30,641 | ) | | | (20,423 | ) |
| | | | | | | | | | | | | | | | |
Total expenses, net | | | 888,792 | | | | 4,423,102 | | | | 564,903 | | | | 4,988,478 | |
| | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | 1,630,438 | | | | (1,754,683 | ) | | | 440,473 | | | | (4,003,383 | ) |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions on: | |
Investments | | | 5,574,920 | | | | 103,837,729 | | | | 9,918,961 | | | | 181,457,788 | |
Investments in affiliated investments | | | — | | | | — | | | | — | | | | 729,066 | |
Other foreign currency transactions | | | 168 | | | | — | | | | 669 | | | | 184 | |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions | | | 5,575,088 | | | | 103,837,729 | | | | 9,919,630 | | | | 182,187,038 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments of: | |
Investments | | | 51,087,061 | | | | 170,818,987 | | | | 41,177,015 | | | | 52,552,806 | |
Investments in affiliated investments | | | — | | | | — | | | | — | | | | 2,572,070 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments | | | 51,087,061 | | | | 170,818,987 | | | | 41,177,015 | | | | 55,124,876 | |
| | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments and Foreign Currency Transactions | | | 56,662,149 | | | | 274,656,716 | | | | 51,096,645 | | | | 237,311,914 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 58,292,587 | | | $ | 272,902,033 | | | $ | 51,537,118 | | | $ | 233,308,531 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets
| | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | |
Net investment income (loss) | | $ | 7,316,720 | | | $ | 35,121,555 | | | $ | 38,819,615 | | | $ | 68,377,330 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 767,956,997 | | | | 321,998,365 | | | | 197,122,939 | | | | (54,681,104 | ) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 1,029,395,408 | | | | 174,640,236 | | | | 2,086,548,155 | | | | 762,997,999 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 1,804,669,125 | | | | 531,760,156 | | | | 2,322,490,709 | | | | 776,694,225 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | |
Class A | | | (256,626,339 | ) | | | (233,332,626 | ) | | | (7,166,565 | ) | | | (22,933,276 | ) |
Class C | | | (12,630,217 | ) | | | (16,172,531 | ) | | | — | | | | (8,130,633 | ) |
Class I | | | (33,651,291 | ) | | | (33,414,797 | ) | | | (26,510,047 | ) | | | (50,034,683 | ) |
Class R3 | | | (1,911,571 | ) | | | (1,922,241 | ) | | | (145,253 | ) | | | (766,121 | ) |
Class R4 | | | (1,459,214 | ) | | | (1,528,792 | ) | | | (972,045 | ) | | | (3,662,366 | ) |
Class R5 | | | (1,629,937 | ) | | | (1,654,005 | ) | | | (1,462,901 | ) | | | (6,433,518 | ) |
Class R6 | | | (638,212 | ) | | | (3,567,961 | ) | | | (6,940,312 | ) | | | (7,619,916 | ) |
Class Y | | | (4,992,537 | ) | | | (8,300,069 | ) | | | (5,937,551 | ) | | | (10,460,626 | ) |
Class F | | | (42,410,230 | ) | | | (40,192,877 | ) | | | (21,751,271 | ) | | | (48,473,881 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (355,949,548 | ) | | | (340,085,899 | ) | | | (70,885,945 | ) | | | (158,515,020 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | |
Sold | | | 211,891,922 | | | | 393,860,254 | | | | 2,194,064,961 | | | | 4,431,360,869 | |
Issued on reinvestment of distributions | | | 343,958,325 | | | | 327,641,306 | | | | 67,490,064 | | | | 151,792,918 | |
Redeemed | | | (612,452,446 | ) | | | (1,497,856,000 | ) | | | (1,478,718,236 | ) | | | (2,300,491,319 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | (56,602,199 | ) | | | (776,354,440 | ) | | | 782,836,789 | | | | 2,282,662,468 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 1,392,117,378 | | | | (584,680,183 | ) | | | 3,034,441,553 | | | | 2,900,841,673 | |
| | | | | | | | | | | | | | | | |
Net Assets: | |
Beginning of period | | | 6,356,957,117 | | | | 6,941,637,300 | | | | 8,592,752,431 | | | | 5,691,910,758 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 7,749,074,495 | | | $ | 6,356,957,117 | | | $ | 11,627,193,984 | | | $ | 8,592,752,431 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | |
Net investment income (loss) | | $ | 77,716,618 | | | $ | 159,576,823 | | | $ | 41,320,549 | | | $ | 76,499,402 | |
Net realized gain (loss) on investments and foreign currency transactions | | | 475,640,721 | | | | 194,550,105 | | | | 206,190,403 | | | | 41,190,676 | |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | | | 2,649,116,097 | | | | (496,987,234 | ) | | | 872,928,215 | | | | (294,473,186 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 3,202,473,436 | | | | (142,860,306 | ) | | | 1,120,439,167 | | | | (176,783,108 | ) |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | |
Class A | | | (106,237,759 | ) | | | (160,312,321 | ) | | | (31,259,303 | ) | | | (123,227,802 | ) |
Class C | | | (3,922,621 | ) | | | (7,036,533 | ) | | | (3,436,275 | ) | | | (20,643,364 | ) |
Class I | | | (56,949,601 | ) | | | (56,365,416 | ) | | | (24,324,857 | ) | | | (79,079,559 | ) |
Class R3 | | | (1,563,841 | ) | | | (2,526,370 | ) | | | (648,562 | ) | | | (3,167,178 | ) |
Class R4 | | | (2,325,102 | ) | | | (4,441,817 | ) | | | (887,747 | ) | | | (4,104,853 | ) |
Class R5 | | | (5,600,821 | ) | | | (8,627,986 | ) | | | (1,564,794 | ) | | | (6,408,419 | ) |
Class R6 | | | (7,103,852 | ) | | | (6,208,413 | ) | | | (1,435,778 | ) | | | (4,420,613 | ) |
Class Y | | | (25,912,479 | ) | | | (32,073,450 | ) | | | (2,103,663 | ) | | | (8,372,101 | ) |
Class F | | | (93,600,914 | ) | | | (133,641,614 | ) | | | (22,072,795 | ) | | | (77,653,805 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (303,216,990 | ) | | | (411,233,920 | ) | | | (87,733,774 | ) | | | (327,077,694 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | |
Sold | | | 1,672,982,570 | | | | 2,466,834,298 | | | | 438,353,718 | | | | 870,782,771 | |
Issued on reinvestment of distributions | | | 291,771,317 | | | | 395,743,447 | | | | 84,588,198 | | | | 313,924,345 | |
Redeemed | | | (1,354,048,768 | ) | | | (2,162,912,714 | ) | | | (591,491,416 | ) | | | (1,064,410,832 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 610,705,119 | | | | 699,665,031 | | | | (68,549,500 | ) | | | 120,296,284 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 3,509,961,565 | | | | 145,570,805 | | | | 964,155,893 | | | | (383,564,518 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | |
Beginning of period | | | 9,188,890,256 | | | | 9,043,319,451 | | | | 3,692,045,187 | | | | 4,075,609,705 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 12,698,851,821 | | | $ | 9,188,890,256 | | | $ | 4,656,201,080 | | | $ | 3,692,045,187 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | The Hartford Growth Opportunities Fund | | | The Hartford Healthcare Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | |
Net investment income (loss) | | $ | (23,197,920 | ) | | $ | (29,916,479 | ) | | $ | (2,122,789 | ) | | $ | (4,395,168 | ) |
Net realized gain (loss) on investments and foreign currency transactions | | | 1,183,629,220 | | | | 1,058,626,660 | | | | 40,972,032 | | | | 203,398,936 | |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | | | 363,140,354 | | | | 1,003,071,867 | | | | 216,001,977 | | | | 73,940,755 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 1,523,571,654 | | | | 2,031,782,048 | | | | 254,851,220 | | | | 272,944,523 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | |
Class A | | | (423,668,933 | ) | | | (132,324,071 | ) | | | (93,880,300 | ) | | | (43,738,879 | ) |
Class C | | | (94,848,402 | ) | | | (33,402,683 | ) | | | (22,672,233 | ) | | | (11,289,417 | ) |
Class I | | | (234,064,363 | ) | | | (86,336,894 | ) | | | (44,908,247 | ) | | | (18,502,650 | ) |
Class R3 | | | (7,102,825 | ) | | | (2,788,128 | ) | | | (3,747,673 | ) | | | (2,132,500 | ) |
Class R4 | | | (9,398,655 | ) | | | (3,725,988 | ) | | | (2,881,694 | ) | | | (1,601,341 | ) |
Class R5 | | | (2,988,256 | ) | | | (1,419,176 | ) | | | (1,201,964 | ) | | | (362,224 | ) |
Class R6 | | | (5,296,402 | ) | | | (1,357,539 | ) | | | (438,736 | ) | | | (138,636 | ) |
Class Y | | | (53,966,607 | ) | | | (8,936,697 | ) | | | (10,597,239 | ) | | | (4,160,454 | ) |
Class F | | | (109,670,067 | ) | | | (31,543,831 | ) | | | (4,009,747 | ) | | | (1,805,276 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (941,004,510 | ) | | | (301,835,007 | ) | | | (184,337,833 | ) | | | (83,731,377 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | |
Sold | | | 852,782,480 | | | | 1,236,652,514 | | | | 164,911,237 | | | | 225,456,081 | |
Issued on reinvestment of distributions | | | 867,860,228 | | | | 276,247,055 | | | | 175,117,607 | | | | 79,518,799 | |
Redeemed | | | (895,397,836 | ) | | | (1,570,077,091 | ) | | | (186,242,406 | ) | | | (300,020,713 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 825,244,872 | | | | (57,177,522 | ) | | | 153,786,438 | | | | 4,954,167 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 1,407,812,016 | | | | 1,672,769,519 | | | | 224,299,825 | | | | 194,167,313 | |
| | | | | | | | | | | | | | | | |
Net Assets: | |
Beginning of period | | | 6,395,107,228 | | | | 4,722,337,709 | | | | 1,465,668,588 | | | | 1,271,501,275 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 7,802,919,244 | | | $ | 6,395,107,228 | | | $ | 1,689,968,413 | | | $ | 1,465,668,588 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | |
Net investment income (loss) | | $ | (15,104,311 | ) | | $ | (10,215,371 | ) | | $ | 1,501,368 | | | $ | 4,875,802 | |
Net realized gain (loss) on investments and foreign currency transactions | | | 1,165,873,158 | | | | 1,702,763,140 | | | | 45,618,227 | | | | (39,228,979 | ) |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | | | 3,325,382,922 | | | | (766,119,265 | ) | | | 220,140,426 | | | | (52,936,953 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 4,476,151,769 | | | | 926,428,504 | | | | 267,260,021 | | | | (87,290,130 | ) |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | |
Class A | | | (347,506,292 | ) | | | (150,147,304 | ) | | | (837,738 | ) | | | (9,305,290 | ) |
Class C | | | (72,065,078 | ) | | | (38,059,233 | ) | | | — | | | | (469,443 | ) |
Class I | | | (475,898,575 | ) | | | (215,894,776 | ) | | | (113,371 | ) | | | (986,601 | ) |
Class R3 | | | (10,341,121 | ) | | | (4,574,098 | ) | | | — | | | | (194,286 | ) |
Class R4 | | | (21,473,620 | ) | | | (11,938,522 | ) | | | (19,876 | ) | | | (330,164 | ) |
Class R5 | | | (36,606,303 | ) | | | (21,826,289 | ) | | | (9,446 | ) | | | (46,111 | ) |
Class R6 | | | (171,635,482 | ) | | | (75,768,819 | ) | | | — | | | | — | |
Class Y | | | (114,448,304 | ) | | | (67,701,427 | ) | | | (91,721 | ) | | | (388,031 | ) |
Class F | | | (294,576,639 | ) | | | (117,154,616 | ) | | | (2,424,870 | ) | | | (10,736,193 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (1,544,551,414 | ) | | | (703,065,084 | ) | | | (3,497,022 | ) | | | (22,456,119 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | |
Sold | | | 1,166,599,336 | | | | 3,049,644,964 | | | | 72,952,194 | | | | 143,137,588 | |
Issued on reinvestment of distributions | | | 1,483,162,360 | | | | 674,235,988 | | | | 3,487,144 | | | | 22,332,350 | |
Redeemed | | | (2,818,649,379 | ) | | | (4,890,549,843 | ) | | | (91,734,009 | ) | | | (161,706,044 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | (168,887,683 | ) | | | (1,166,668,891 | ) | | | (15,294,671 | ) | | | 3,763,894 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 2,762,712,672 | | | | (943,305,471 | ) | | | 248,468,328 | | | | (105,982,355 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | |
Beginning of period | | | 12,968,160,312 | | | | 13,911,465,783 | | | | 599,777,782 | | | | 705,760,137 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 15,730,872,984 | | | $ | 12,968,160,312 | | | $ | 848,246,110 | | | $ | 599,777,782 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | |
Net investment income (loss) | | $ | 1,630,438 | | | $ | 4,115,456 | | | $ | (1,754,683 | ) | | $ | (2,708,736 | ) |
Net realized gain (loss) on investments and foreign currency transactions | | | 5,575,088 | | | | (2,408,260 | ) | | | 103,837,729 | | | | 76,991,681 | |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | | | 51,087,061 | | | | (16,678,797 | ) | | | 170,818,987 | | | | 50,280,658 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 58,292,587 | | | | (14,971,601 | ) | | | 272,902,033 | | | | 124,563,603 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | |
Class A | | | (3,241,327 | ) | | | (8,585,823 | ) | | | (16,552,797 | ) | | | (3,152,385 | ) |
Class C | | | (63,247 | ) | | | (334,835 | ) | | | (1,531,480 | ) | | | (371,513 | ) |
Class I | | | (300,872 | ) | | | (704,282 | ) | | | (7,507,522 | ) | | | (2,950,208 | ) |
Class R3 | | | (17,729 | ) | | | (57,990 | ) | | | (683,476 | ) | | | (162,662 | ) |
Class R4 | | | (91,734 | ) | | | (303,759 | ) | | | (2,012,020 | ) | | | (630,158 | ) |
Class R5 | | | (5,775 | ) | | | (12,405 | ) | | | (5,481,575 | ) | | | (1,205,841 | ) |
Class R6 | | | (13,682 | ) | | | (1,828 | ) | | | (6,037,685 | ) | | | (971,533 | ) |
Class Y | | | (10,318 | ) | | | (33,830 | ) | | | (17,719,809 | ) | | | (5,261,028 | ) |
Class F | | | (258,522 | ) | | | (650,547 | ) | | | (3,391,954 | ) | | | (693,277 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (4,003,206 | ) | | | (10,685,299 | ) | | | (60,918,318 | ) | | | (15,398,605 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | |
Sold | | | 10,356,976 | | | | 14,502,495 | | | | 84,367,699 | | | | 261,523,570 | |
Issued on reinvestment of distributions | | | 3,936,286 | | | | 10,505,584 | | | | 58,369,869 | | | | 14,907,961 | |
Redeemed | | | (16,773,762 | ) | | | (38,374,320 | ) | | | (214,925,871 | ) | | | (601,709,062 | ) |
| | | | | | | | | | | | | | | | |
Net (decrease) from capital share transactions | | | (2,480,500 | ) | | | (13,366,241 | ) | | | (72,188,303 | ) | | | (325,277,531 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 51,808,881 | | | | (39,023,141 | ) | | | 139,795,412 | | | | (216,112,533 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | |
Beginning of period | | | 169,557,236 | | | | 208,580,377 | | | | 800,020,951 | | | | 1,016,133,484 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 221,366,117 | | | $ | 169,557,236 | | | $ | 939,816,363 | | | $ | 800,020,951 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | |
Net investment income (loss) | | $ | 440,473 | | | $ | 1,079,397 | | | $ | (4,003,383 | ) | | $ | (3,224,456 | ) |
Net realized gain (loss) on investments and foreign currency transactions | | | 9,919,630 | | | | (8,845,626 | ) | | | 182,187,038 | | | | 80,687,603 | |
Net changes in unrealized appreciation (depreciation) of investments | | | 41,177,015 | | | | (8,048,202 | ) | | | 55,124,876 | | | | 109,288,045 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 51,537,118 | | | | (15,814,431 | ) | | | 233,308,531 | | | | 186,751,192 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | |
Class A | | | (363,877 | ) | | | (2,971,162 | ) | | | (42,313,503 | ) | | | (19,581,596 | ) |
Class C | | | (3,953 | ) | | | (232,432 | ) | | | (1,604,568 | ) | | | (922,638 | ) |
Class I | | | (54,057 | ) | | | (419,421 | ) | | | (3,566,682 | ) | | | (1,641,458 | ) |
Class R3 | | | (3,498 | ) | | | (37,274 | ) | | | (1,394,855 | )�� | | | (795,519 | ) |
Class R4 | | | (362 | ) | | | (4,174 | ) | | | (1,251,521 | ) | | | (754,352 | ) |
Class R5 | | | (148 | ) | | | (730 | ) | | | (377,953 | ) | | | (157,911 | ) |
Class R6 | | | (3,866 | ) | | | (7,037 | ) | | | (128,962 | ) | | | (5,772 | ) |
Class Y | | | (3,913 | ) | | | (28,438 | ) | | | (1,778,231 | ) | | | (1,571,493 | ) |
Class F | | | (666,330 | ) | | | (3,318,166 | ) | | | (24,289,826 | ) | | | (11,316,929 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (1,100,004 | ) | | | (7,018,834 | ) | | | (76,706,101 | ) | | | (36,747,668 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | |
Sold | | | 24,486,958 | | | | 14,194,625 | | | | 211,154,783 | | | | 102,088,209 | |
Issued on reinvestment of distributions | | | 1,094,884 | | | | 6,977,511 | | | | 76,134,000 | | | | 36,543,865 | |
Redeemed | | | (15,113,957 | ) | | | (23,873,812 | ) | | | (188,791,471 | ) | | | (164,590,834 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 10,467,885 | | | | (2,701,676 | ) | | | 98,497,312 | | | | (25,958,760 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 60,904,999 | | | | (25,534,941 | ) | | | 255,099,742 | | | | 124,044,764 | |
| | | | | | | | | | | | | | | | |
Net Assets: | |
Beginning of period | | | 79,364,274 | | | | 104,899,215 | | | | 730,216,413 | | | | 606,171,649 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 140,269,273 | | | $ | 79,364,274 | | | $ | 985,316,155 | | | $ | 730,216,413 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Capital Appreciation Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 38.39 | | | $ | 0.03 | | | $ | 10.82 | | | $ | 10.85 | | | $ | (0.15 | ) | | $ | (1.99 | ) | | $ | (2.14 | ) | | $ | 47.10 | | | | 28.93 | %(4) | | $ | 5,728,881 | | | | 1.05 | %(5) | | | 1.04 | %(5) | | | 0.15 | %(5) | | | 38 | % |
C | | | 27.45 | | | | (0.10 | ) | | | 7.67 | | | | 7.57 | | | | — | | | | (1.99 | ) | | | (1.99 | ) | | | 33.03 | | | | 28.43 | (4) | | | 161,501 | | | | 1.83 | (5) | | | 1.83 | (5) | | | (0.63 | )(5) | | | 38 | |
I | | | 38.66 | | | | 0.09 | | | | 10.90 | | | | 10.99 | | | | (0.26 | ) | | | (1.99 | ) | | | (2.25 | ) | | | 47.40 | | | | 29.11 | (4) | | | 721,385 | | | | 0.77 | (5) | | | 0.77 | (5) | | | 0.42 | (5) | | | 38 | |
R3 | | | 43.14 | | | | (0.05 | ) | | | 12.19 | | | | 12.14 | | | | — | | | | (1.99 | ) | | | (1.99 | ) | | | 53.29 | | | | 28.69 | (4) | | | 48,180 | | | | 1.41 | (5) | | | 1.40 | (5) | | | (0.20 | )(5) | | | 38 | |
R4 | | | 44.91 | | | | 0.03 | | | | 12.70 | | | | 12.73 | | | | (0.10 | ) | | | (1.99 | ) | | | (2.09 | ) | | | 55.55 | | | | 28.89 | (4) | | | 36,976 | | | | 1.10 | (5) | | | 1.10 | (5) | | | 0.10 | (5) | | | 38 | |
R5 | | | 45.94 | | | | 0.10 | | | | 12.99 | | | | 13.09 | | | | (0.24 | ) | | | (1.99 | ) | | | (2.23 | ) | | | 56.80 | | | | 29.06 | (4) | | | 39,290 | | | | 0.80 | (5) | | | 0.80 | (5) | | | 0.40 | (5) | | | 38 | |
R6 | | | 46.27 | | | | 0.13 | | | | 13.08 | | | | 13.21 | | | | (0.28 | ) | | | (1.99 | ) | | | (2.27 | ) | | | 57.21 | | | | 29.15 | (4) | | | 16,379 | | | | 0.69 | (5) | | | 0.69 | (5) | | | 0.50 | (5) | | | 38 | |
Y | | | 46.24 | | | | 0.11 | | | | 13.08 | | | | 13.19 | | | | (0.26 | ) | | | (1.99 | ) | | | (2.25 | ) | | | 57.18 | | | | 29.10 | (4) | | | 117,405 | | | | 0.80 | (5) | | | 0.77 | (5) | | | 0.44 | (5) | | | 38 | |
F | | | 38.66 | | | | 0.11 | | | | 10.89 | | | | 11.00 | | | | (0.29 | ) | | | (1.99 | ) | | | (2.28 | ) | | | 47.38 | | | | 29.16 | (4) | | | 879,078 | | | | 0.69 | (5) | | | 0.69 | (5) | | | 0.50 | (5) | | | 38 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 37.12 | | | $ | 0.18 | | | $ | 2.90 | | | $ | 3.08 | | | $ | (0.17 | ) | | $ | (1.64 | ) | | $ | (1.81 | ) | | $ | 38.39 | | | | 8.57 | % | | $ | 4,645,677 | | | | 1.07 | % | | | 1.07 | % | | | 0.48 | % | | | 84 | % |
C | | | 27.08 | | | | (0.07 | ) | | | 2.08 | | | | 2.01 | | | | — | | | | (1.64 | ) | | | (1.64 | ) | | | 27.45 | | | | 7.78 | | | | 177,309 | | | | 1.85 | | | | 1.85 | | | | (0.27 | ) | | | 84 | |
I | | | 37.36 | | | | 0.28 | | | | 2.93 | | | | 3.21 | | | | (0.27 | ) | | | (1.64 | ) | | | (1.91 | ) | | | 38.66 | | | | 8.88 | | | | 584,048 | | | | 0.79 | | | | 0.79 | | | | 0.77 | | | | 84 | |
R3 | | | 41.47 | | | | 0.06 | | | | 3.25 | | | | 3.31 | | | | — | | | | (1.64 | ) | | | (1.64 | ) | | | 43.14 | | | | 8.25 | | | | 42,449 | | | | 1.42 | | | | 1.42 | | | | 0.14 | | | | 84 | |
R4 | | | 43.06 | | | | 0.20 | | | | 3.39 | | | | 3.59 | | | | (0.10 | ) | | | (1.64 | ) | | | (1.74 | ) | | | 44.91 | | | | 8.59 | | | | 32,732 | | | | 1.10 | | | | 1.10 | | | | 0.46 | | | | 84 | |
R5 | | | 44.04 | | | | 0.33 | | | | 3.47 | | | | 3.80 | | | | (0.26 | ) | | | (1.64 | ) | | | (1.90 | ) | | | 45.94 | | | | 8.88 | | | | 34,188 | | | | 0.81 | | | | 0.81 | | | | 0.75 | | | | 84 | |
R6 | | | 44.34 | | | | 0.43 | | | | 3.44 | | | | 3.87 | | | | (0.30 | ) | | | (1.64 | ) | | | (1.94 | ) | | | 46.27 | | | | 9.03 | | | | 12,531 | | | | 0.70 | | | | 0.70 | | | | 1.00 | | | | 84 | |
Y | | | 44.32 | | | | 0.36 | | | | 3.49 | | | | 3.85 | | | | (0.29 | ) | | | (1.64 | ) | | | (1.93 | ) | | | 46.24 | | | | 8.97 | | | | 103,152 | | | | 0.80 | | | | 0.75 | | | | 0.83 | | | | 84 | |
F | | | 37.36 | | | | 0.31 | | | | 2.93 | | | | 3.24 | | | | (0.30 | ) | | | (1.64 | ) | | | (1.94 | ) | | | 38.66 | | | | 9.00 | | | | 724,872 | | | | 0.70 | | | | 0.70 | | | | 0.85 | | | | 84 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 37.88 | | | $ | 0.15 | | | $ | 4.81 | | | $ | 4.96 | | | $ | (0.11 | ) | | $ | (5.61 | ) | | $ | (5.72 | ) | | $ | 37.12 | | | | 16.32 | % | | $ | 4,831,749 | | | | 1.07 | % | | | 1.07 | % | | | 0.42 | % | | | 68 | % |
C | | | 29.30 | | | | (0.09 | ) | | | 3.48 | | | | 3.39 | | | | — | | | | (5.61 | ) | | | (5.61 | ) | | | 27.08 | | | | 15.45 | | | | 278,394 | | | | 1.83 | | | | 1.83 | | | | (0.33 | ) | | | 68 | |
I | | | 38.08 | | | | 0.25 | | | | 4.84 | | | | 5.09 | | | | (0.20 | ) | | | (5.61 | ) | | | (5.81 | ) | | | 37.36 | | | | 16.66 | | | | 658,302 | | | | 0.79 | | | | 0.79 | | | | 0.70 | | | | 68 | |
R3 | | | 41.62 | | | | 0.03 | | | | 5.43 | | | | 5.46 | | | | — | | | | (5.61 | ) | | | (5.61 | ) | | | 41.47 | | | | 15.91 | | | | 50,957 | | | | 1.42 | | | | 1.42 | | | | 0.07 | | | | 68 | |
R4 | | | 42.94 | | | | 0.16 | | | | 5.63 | | | | 5.79 | | | | (0.06 | ) | | | (5.61 | ) | | | (5.67 | ) | | | 43.06 | | | | 16.27 | | | | 38,634 | | | | 1.11 | | | | 1.11 | | | | 0.39 | | | | 68 | |
R5 | | | 43.80 | | | | 0.28 | | | | 5.75 | | | | 6.03 | | | | (0.18 | ) | | | (5.61 | ) | | | (5.79 | ) | | | 44.04 | | | | 16.64 | | | | 38,808 | | | | 0.80 | | | | 0.80 | | | | 0.68 | | | | 68 | |
R6 | | | 44.07 | | | | 0.33 | | | | 5.78 | | | | 6.11 | | | | (0.23 | ) | | | (5.61 | ) | | | (5.84 | ) | | | 44.34 | | | | 16.74 | | | | 80,535 | | | | 0.70 | | | | 0.70 | | | | 0.78 | | | | 68 | |
Y | | | 44.06 | | | | 0.32 | | | | 5.77 | | | | 6.09 | | | | (0.22 | ) | | | (5.61 | ) | | | (5.83 | ) | | | 44.32 | | | | 16.71 | | | | 187,754 | | | | 0.78 | | | | 0.74 | | | | 0.75 | | | | 68 | |
F | | | 38.09 | | | | 0.28 | | | | 4.83 | | | | 5.11 | | | | (0.23 | ) | | | (5.61 | ) | | | (5.84 | ) | | | 37.36 | | | | 16.75 | | | | 776,505 | | | | 0.70 | | | | 0.70 | | | | 0.79 | | | | 68 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 41.86 | | | $ | 0.15 | | | $ | 1.45 | | | $ | 1.60 | | | $ | (0.26 | ) | | $ | (5.32 | ) | | $ | (5.58 | ) | | $ | 37.88 | | | | 3.92 | % | | $ | 4,742,846 | | | | 1.07 | % | | | 1.06 | % | | | 0.38 | % | | | 108 | % |
C | | | 33.62 | | | | (0.11 | ) | | | 1.16 | | | | 1.05 | | | | (0.05 | ) | | | (5.32 | ) | | | (5.37 | ) | | | 29.30 | | | | 3.15 | | | | 426,256 | | | | 1.81 | | | | 1.81 | | | | (0.34 | ) | | | 108 | |
I | | | 42.04 | | | | 0.26 | | | | 1.44 | | | | 1.70 | | | | (0.34 | ) | | | (5.32 | ) | | | (5.66 | ) | | | 38.08 | | | | 4.19 | | | | 734,580 | | | | 0.78 | | | | 0.78 | | | | 0.66 | | | | 108 | |
R3 | | | 45.39 | | | | 0.02 | | | | 1.56 | | | | 1.58 | | | | (0.03 | ) | | | (5.32 | ) | | | (5.35 | ) | | | 41.62 | | | | 3.57 | | | | 61,882 | | | | 1.42 | | | | 1.41 | | | | 0.04 | | | | 108 | |
R4 | | | 46.69 | | | | 0.15 | | | | 1.62 | | | | 1.77 | | | | (0.20 | ) | | | (5.32 | ) | | | (5.52 | ) | | | 42.94 | | | | 3.87 | | | | 51,635 | | | | 1.10 | | | | 1.10 | | | | 0.34 | | | | 108 | |
R5 | | | 47.54 | | | | 0.30 | | | | 1.63 | | | | 1.93 | | | | (0.35 | ) | | | (5.32 | ) | | | (5.67 | ) | | | 43.80 | | | | 4.18 | | | | 34,288 | | | | 0.80 | | | | 0.80 | | | | 0.65 | | | | 108 | |
R6 | | | 47.80 | | | | 0.35 | | | | 1.64 | | | | 1.99 | | | | (0.40 | ) | | | (5.32 | ) | | | (5.72 | ) | | | 44.07 | | | | 4.29 | | | | 70,935 | | | | 0.70 | | | | 0.70 | | | | 0.75 | | | | 108 | |
Y | | | 47.78 | | | | 0.34 | | | | 1.64 | | | | 1.98 | | | | (0.38 | ) | | | (5.32 | ) | | | (5.70 | ) | | | 44.06 | | | | 4.28 | | | | 175,731 | | | | 0.71 | | | | 0.71 | | | | 0.74 | | | | 108 | |
F | | | 42.06 | | | | 0.30 | | | | 1.45 | | | | 1.75 | | | | (0.40 | ) | | | (5.32 | ) | | | (5.72 | ) | | | 38.09 | | | | 4.28 | | | | 880,110 | | | | 0.70 | | | | 0.70 | | | | 0.75 | | | | 108 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 34.49 | | | $ | 0.13 | | | $ | 7.39 | | | $ | 7.52 | | | $ | (0.15 | ) | | $ | — | | | $ | (0.15 | ) | | $ | 41.86 | | | | 21.86 | % | | $ | 4,613,982 | | | | 1.09 | %(6) | | | 1.08 | %(6) | | | 0.34 | % | | | 123 | % |
C | | | 27.80 | | | | (0.12 | ) | | | 5.94 | | | | 5.82 | | | | — | | | | — | | | | — | | | | 33.62 | | | | 20.97 | | | | 1,241,267 | | | | 1.82 | (6) | | | 1.82 | (6) | | | (0.39 | ) | | | 123 | |
I | | | 34.65 | | | | 0.25 | | | | 7.40 | | | | 7.65 | | | | (0.26 | ) | | | — | | | | (0.26 | ) | | | 42.04 | | | | 22.20 | | | | 846,019 | | | | 0.81 | (6) | | | 0.81 | (6) | | | 0.63 | | | | 123 | |
R3 | | | 37.38 | | | | 0.01 | | | | 8.01 | | | | 8.02 | | | | (0.01 | ) | | | — | | | | (0.01 | ) | | | 45.39 | | | | 21.47 | | | | 75,201 | | | | 1.42 | (6) | | | 1.40 | (6) | | | 0.03 | | | | 123 | |
R4 | | | 38.39 | | | | 0.14 | | | | 8.23 | | | | 8.37 | | | | (0.07 | ) | | | — | | | | (0.07 | ) | | | 46.69 | | | | 21.82 | | | | 74,374 | | | | 1.11 | (6) | | | 1.11 | (6) | | | 0.33 | | | | 123 | |
R5 | | | 39.15 | | | | 0.28 | | | | 8.37 | | | | 8.65 | | | | (0.26 | ) | | | — | | | | (0.26 | ) | | | 47.54 | | | | 22.20 | | | | 40,582 | | | | 0.81 | (6) | | | 0.80 | (6) | | | 0.63 | | | | 123 | |
R6 | | | 39.36 | | | | 0.31 | | | | 8.42 | | | | 8.73 | | | | (0.29 | ) | | | — | | | | (0.29 | ) | | | 47.80 | | | | 22.33 | | | | 70,142 | | | | 0.71 | (6) | | | 0.71 | (6) | | | 0.71 | | | | 123 | |
Y | | | 39.36 | | | | 0.30 | | | | 8.41 | | | | 8.71 | | | | (0.29 | ) | | | — | | | | (0.29 | ) | | | 47.78 | | | | 22.27 | | | | 184,502 | | | | 0.72 | (6) | | | 0.72 | (6) | | | 0.70 | | | | 123 | |
F(7) | | | 38.15 | | | | 0.18 | | | | 3.73 | | | | 3.91 | | | | — | | | | — | | | | — | | | | 42.06 | | | | 10.28 | (4) | | | 1,103,972 | | | | 0.71 | (6)(5) | | | 0.71 | (6)(5) | | | 0.65 | (5) | | | 123 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Capital Appreciation Fund – (continued) | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 38.15 | | | $ | 0.13 | | | $ | (0.57 | ) | | $ | (0.44 | ) | | $ | (0.12 | ) | | $ | (3.10 | ) | | $ | (3.22 | ) | | $ | 34.49 | | | | (0.97 | )% | | $ | 4,609,594 | | | | 1.11 | % | | | 1.11 | %(8) | | | 0.39 | % | | | 88 | % |
B | | | 31.00 | | | | (0.13 | ) | | | (0.49 | ) | | | (0.62 | ) | | | — | | | | (3.10 | ) | | | (3.10 | ) | | | 27.28 | | | | (1.82 | ) | | | 58,647 | | | | 2.00 | | | | 2.00 | (8) | | | (0.49 | ) | | | 88 | |
C | | | 31.48 | | | | (0.09 | ) | | | (0.49 | ) | | | (0.58 | ) | | | — | | | | (3.10 | ) | | | (3.10 | ) | | | 27.80 | | | | (1.65 | ) | | | 1,420,171 | | | | 1.83 | | | | 1.83 | (8) | | | (0.33 | ) | | | 88 | |
I | | | 38.31 | | | | 0.24 | | | | (0.57 | ) | | | (0.33 | ) | | | (0.23 | ) | | | (3.10 | ) | | | (3.33 | ) | | | 34.65 | | | | (0.65 | ) | | | 1,225,026 | | | | 0.81 | | | | 0.81 | (8) | | | 0.70 | | | | 88 | |
R3 | | | 41.06 | | | | 0.03 | | | | (0.61 | ) | | | (0.58 | ) | | | — | | | | (3.10 | ) | | | (3.10 | ) | | | 37.38 | | | | (1.26 | ) | | | 103,526 | | | | 1.43 | | | | 1.42 | (8) | | | 0.09 | | | | 88 | |
R4 | | | 42.07 | | | | 0.15 | | | | (0.63 | ) | | | (0.48 | ) | | | (0.10 | ) | | | (3.10 | ) | | | (3.20 | ) | | | 38.39 | | | | (0.95 | ) | | | 100,426 | | | | 1.12 | | | | 1.12 | (8) | | | 0.39 | | | | 88 | |
R5 | | | 42.84 | | | | 0.27 | | | | (0.64 | ) | | | (0.37 | ) | | | (0.22 | ) | | | (3.10 | ) | | | (3.32 | ) | | | 39.15 | | | | (0.65 | ) | | | 45,643 | | | | 0.82 | | | | 0.82 | (8) | | | 0.69 | | | | 88 | |
R6 | | | 43.03 | | | | 0.33 | | | | (0.66 | ) | | | (0.33 | ) | | | (0.24 | ) | | | (3.10 | ) | | | (3.34 | ) | | | 39.36 | | | | (0.56 | ) | | | 57,432 | | | | 0.72 | | | | 0.72 | (8) | | | 0.85 | | | | 88 | |
Y | | | 43.05 | | | | 0.30 | | | | (0.63 | ) | | | (0.33 | ) | | | (0.26 | ) | | | (3.10 | ) | | | (3.36 | ) | | | 39.36 | | | | (0.55 | ) | | | 939,300 | | | | 0.72 | | | | 0.72 | (8) | | | 0.78 | | | | 88 | |
|
Hartford Core Equity Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 36.04 | | | $ | 0.12 | | | $ | 9.28 | | | $ | 9.40 | | | $ | (0.22 | ) | | $ | — | | | $ | (0.22 | ) | | $ | 45.22 | | | | 26.16 | %(4) | | $ | 1,530,730 | | | | 0.70 | %(5) | | | 0.69 | %(5) | | | 0.56 | %(5) | | | 9 | % |
C | | | 32.62 | | | | (0.04 | ) | | | 8.41 | | | | 8.37 | | | | — | | | | — | | | | — | | | | 40.99 | | | | 25.66 | (4) | | | 547,218 | | | | 1.45 | (5) | | | 1.45 | (5) | | | (0.19 | )(5) | | | 9 | |
I | | | 36.16 | | | | 0.17 | | | | 9.30 | | | | 9.47 | | | | (0.31 | ) | | | — | | | | (0.31 | ) | | | 45.32 | | | | 26.29 | (4) | | | 4,301,610 | | | | 0.44 | (5) | | | 0.44 | (5) | | | 0.82 | (5) | | | 9 | |
R3 | | | 36.54 | | | | 0.04 | | | | 9.42 | | | | 9.46 | | | | (0.11 | ) | | | — | | | | (0.11 | ) | | | 45.89 | | | | 25.93 | (4) | | | 59,048 | | | | 1.05 | (5) | | | 1.05 | (5) | | | 0.20 | (5) | | | 9 | |
R4 | | | 37.20 | | | | 0.12 | | | | 9.58 | | | | 9.70 | | | | (0.21 | ) | | | — | | | | (0.21 | ) | | | 46.69 | | | | 26.15 | (4) | | | 226,096 | | | | 0.75 | (5) | | | 0.70 | (5) | | | 0.55 | (5) | | | 9 | |
R5 | | | 36.44 | | | | 0.17 | | | | 9.38 | | | | 9.55 | | | | (0.30 | ) | | | — | | | | (0.30 | ) | | | 45.69 | | | | 26.29 | (4) | | | 216,436 | | | | 0.46 | (5) | | | 0.46 | (5) | | | 0.80 | (5) | | | 9 | |
R6 | | | 36.62 | | | | 0.19 | | | | 9.43 | | | | 9.62 | | | | (0.34 | ) | | | — | | | | (0.34 | ) | | | 45.90 | | | | 26.36 | (4) | | | 983,638 | | | | 0.36 | (5) | | | 0.36 | (5) | | | 0.89 | (5) | | | 9 | |
Y | | | 36.60 | | | | 0.17 | | | | 9.42 | | | | 9.59 | | | | (0.31 | ) | | | — | | | | (0.31 | ) | | | 45.88 | | | | 26.30 | (4) | | | 866,829 | | | | 0.45 | (5) | | | 0.44 | (5) | | | 0.82 | (5) | | | 9 | |
F | | | 36.19 | | | | 0.19 | | | | 9.31 | | | | 9.50 | | | | (0.34 | ) | | | — | | | | (0.34 | ) | | | 45.35 | | | | 26.35 | (4) | | | 2,895,589 | | | | 0.36 | (5) | | | 0.36 | (5) | | | 0.90 | (5) | | | 9 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 33.40 | | | $ | 0.26 | | | $ | 3.23 | | | $ | 3.49 | | | $ | (0.23 | ) | | $ | (0.62 | ) | | $ | (0.85 | ) | | $ | 36.04 | | | | 10.58 | % | | $ | 1,140,994 | | | | 0.73 | % | | | 0.72 | % | | | 0.77 | % | | | 22 | % |
C | | | 30.35 | | | | 0.01 | | | | 2.92 | | | | 2.93 | | | | (0.04 | ) | | | (0.62 | ) | | | (0.66 | ) | | | 32.62 | | | | 9.74 | | | | 443,989 | | | | 1.47 | | | | 1.47 | | | | 0.03 | | | | 22 | |
I | | | 33.50 | | | | 0.35 | | | | 3.24 | | | | 3.59 | | | | (0.31 | ) | | | (0.62 | ) | | | (0.93 | ) | | | 36.16 | | | | 10.87 | | | | 2,936,718 | | | | 0.46 | | | | 0.46 | | | | 1.03 | | | | 22 | |
R3 | | | 33.86 | | | | 0.15 | | | | 3.26 | | | | 3.41 | | | | (0.11 | ) | | | (0.62 | ) | | | (0.73 | ) | | | 36.54 | | | | 10.17 | | | | 46,674 | | | | 1.07 | | | | 1.07 | | | | 0.43 | | | | 22 | |
R4 | | | 34.44 | | | | 0.27 | | | | 3.33 | | | | 3.60 | | | | (0.22 | ) | | | (0.62 | ) | | | (0.84 | ) | | | 37.20 | | | | 10.58 | | | | 169,267 | | | | 0.78 | | | | 0.73 | | | | 0.77 | | | | 22 | |
R5 | | | 33.75 | | | | 0.36 | | | | 3.25 | | | | 3.61 | | | | (0.30 | ) | | | (0.62 | ) | | | (0.92 | ) | | | 36.44 | | | | 10.85 | | | | 188,738 | | | | 0.47 | | | | 0.47 | | | | 1.04 | | | | 22 | |
R6 | | | 33.91 | | | | 0.38 | | | | 3.29 | | | | 3.67 | | | | (0.34 | ) | | | (0.62 | ) | | | (0.96 | ) | | | 36.62 | | | | 10.96 | | | | 746,018 | | | | 0.38 | | | | 0.38 | | | | 1.10 | | | | 22 | |
Y | | | 33.90 | | | | 0.36 | | | | 3.28 | | | | 3.64 | | | | (0.32 | ) | | | (0.62 | ) | | | (0.94 | ) | | | 36.60 | | | | 10.89 | | | | 668,655 | | | | 0.47 | | | | 0.45 | | | | 1.05 | | | | 22 | |
F | | | 33.52 | | | | 0.38 | | | | 3.25 | | | | 3.63 | | | | (0.34 | ) | | | (0.62 | ) | | | (0.96 | ) | | | 36.19 | | | | 10.97 | | | | 2,251,700 | | | | 0.38 | | | | 0.38 | | | | 1.12 | | | | 22 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 30.17 | | | $ | 0.27 | | | $ | 4.40 | | | $ | 4.67 | | | $ | (0.21 | ) | | $ | (1.23 | ) | | $ | (1.44 | ) | | $ | 33.40 | | | | 16.60 | % | | $ | 881,587 | | | | 0.74 | % | | | 0.73 | % | | | 0.88 | % | | | 15 | % |
C | | | 27.53 | | | | 0.04 | | | | 4.01 | | | | 4.05 | | | | — | | | | (1.23 | ) | | | (1.23 | ) | | | 30.35 | | | | 15.71 | | | | 366,553 | | | | 1.47 | | | | 1.47 | | | | 0.14 | | | | 15 | |
I | | | 30.26 | | | | 0.35 | | | | 4.40 | | | | 4.75 | | | | (0.28 | ) | | | (1.23 | ) | | | (1.51 | ) | | | 33.50 | | | | 16.91 | | | | 1,740,669 | | | | 0.47 | | | | 0.47 | | | | 1.14 | | | | 15 | |
R3 | | | 30.52 | | | | 0.16 | | | | 4.48 | | | | 4.64 | | | | (0.07 | ) | | | (1.23 | ) | | | (1.30 | ) | | | 33.86 | | | | 16.18 | | | | 34,158 | | | | 1.10 | | | | 1.10 | | | | 0.52 | | | | 15 | |
R4 | | | 31.03 | | | | 0.28 | | | | 4.54 | | | | 4.82 | | | | (0.18 | ) | | | (1.23 | ) | | | (1.41 | ) | | | 34.44 | | | | 16.59 | | | | 150,159 | | | | 0.77 | | | | 0.74 | | | | 0.88 | | | | 15 | |
R5 | | | 30.47 | | | | 0.35 | | | | 4.44 | | | | 4.79 | | | | (0.28 | ) | | | (1.23 | ) | | | (1.51 | ) | | | 33.75 | | | | 16.90 | | | | 231,879 | | | | 0.49 | | | | 0.49 | | | | 1.13 | | | | 15 | |
R6 | | | 30.61 | | | | 0.38 | | | | 4.46 | | | | 4.84 | | | | (0.31 | ) | | | (1.23 | ) | | | (1.54 | ) | | | 33.91 | | | | 17.01 | | | | 259,706 | | | | 0.38 | | | | 0.38 | | | | 1.22 | | | | 15 | |
Y | | | 30.61 | | | | 0.37 | | | | 4.45 | | | | 4.82 | | | | (0.30 | ) | | | (1.23 | ) | | | (1.53 | ) | | | 33.90 | | | | 16.94 | | | | 371,580 | | | | 0.46 | | | | 0.43 | | | | 1.18 | | | | 15 | |
F | | | 30.28 | | | | 0.38 | | | | 4.40 | | | | 4.78 | | | | (0.31 | ) | | | (1.23 | ) | | | (1.54 | ) | | | 33.52 | | | | 17.00 | | | | 1,655,619 | | | | 0.38 | | | | 0.38 | | | | 1.21 | | | | 15 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 28.53 | | | $ | 0.22 | | | $ | 2.42 | | | $ | 2.64 | | | $ | (0.25 | ) | | $ | (0.75 | ) | | $ | (1.00 | ) | | $ | 30.17 | | | | 9.41 | % | | $ | 666,354 | | | | 0.74 | % | | | 0.74 | % | | | 0.73 | % | | | 22 | % |
C | | | 26.13 | | | | — | | | | 2.22 | | | | 2.22 | | | | (0.07 | ) | | | (0.75 | ) | | | (0.82 | ) | | | 27.53 | | | | 8.61 | | | | 293,064 | | | | 1.48 | | | | 1.48 | | | | — | | | | 22 | |
I | | | 28.60 | | | | 0.30 | | | | 2.43 | | | | 2.73 | | | | (0.32 | ) | | | (0.75 | ) | | | (1.07 | ) | | | 30.26 | | | | 9.72 | | | | 1,130,600 | | | | 0.47 | | | | 0.47 | | | | 1.00 | | | | 22 | |
R3 | | | 28.85 | | | | 0.12 | | | | 2.44 | | | | 2.56 | | | | (0.14 | ) | | | (0.75 | ) | | | (0.89 | ) | | | 30.52 | | | | 9.02 | | | | 34,765 | | | | 1.10 | | | | 1.10 | | | | 0.38 | | | | 22 | |
R4 | | | 29.32 | | | | 0.22 | | | | 2.48 | | | | 2.70 | | | | (0.24 | ) | | | (0.75 | ) | | | (0.99 | ) | | | 31.03 | | | | 9.37 | | | | 144,866 | | | | 0.79 | | | | 0.76 | | | | 0.72 | | | | 22 | |
R5 | | | 28.81 | | | | 0.30 | | | | 2.44 | | | | 2.74 | | | | (0.33 | ) | | | (0.75 | ) | | | (1.08 | ) | | | 30.47 | | | | 9.69 | | | | 201,510 | | | | 0.49 | | | | 0.49 | | | | 0.99 | | | | 22 | |
R6 | | | 28.93 | | | | 0.33 | | | | 2.45 | | | | 2.78 | | | | (0.35 | ) | | | (0.75 | ) | | | (1.10 | ) | | | 30.61 | | | | 9.80 | | | | 146,643 | | | | 0.39 | | | | 0.39 | | | | 1.08 | | | | 22 | |
Y | | | 28.93 | | | | 0.32 | | | | 2.45 | | | | 2.77 | | | | (0.34 | ) | | | (0.75 | ) | | | (1.09 | ) | | | 30.61 | | | | 9.77 | | | | 216,788 | | | | 0.42 | | | | 0.42 | | | | 1.06 | | | | 22 | |
F | | | 28.63 | | | | 0.33 | | | | 2.42 | | | | 2.75 | | | | (0.35 | ) | | | (0.75 | ) | | | (1.10 | ) | | | 30.28 | | | | 9.80 | | | | 635,245 | | | | 0.39 | | | | 0.39 | | | | 1.09 | | | | 22 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Core Equity Fund – (continued) | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 23.87 | | | $ | 0.27 | | | $ | 4.70 | | | $ | 4.97 | | | $ | (0.12 | ) | | $ | (0.19 | ) | | $ | (0.31 | ) | | $ | 28.53 | | | | 21.06 | % | | $ | 631,817 | | | | 0.75 | % | | | 0.75 | % | | | 1.05 | % | | | 39 | % |
C | | | 21.94 | | | | 0.07 | | | | 4.33 | | | | 4.40 | | | | (0.02 | ) | | | (0.19 | ) | | | (0.21 | ) | | | 26.13 | | | | 20.20 | | | | 316,886 | | | | 1.50 | | | | 1.50 | | | | 0.30 | | | | 39 | |
I | | | 23.93 | | | | 0.34 | | | | 4.71 | | | | 5.05 | | | | (0.19 | ) | | | (0.19 | ) | | | (0.38 | ) | | | 28.60 | | | | 21.37 | | | | 982,686 | | | | 0.52 | | | | 0.52 | | | | 1.30 | | | | 39 | |
R3 | | | 24.18 | | | | 0.19 | | | | 4.77 | | | | 4.96 | | | | (0.10 | ) | | | (0.19 | ) | | | (0.29 | ) | | | 28.85 | | | | 20.71 | | | | 43,004 | | | | 1.11 | | | | 1.09 | | | | 0.72 | | | | 39 | |
R4 | | | 24.54 | | | | 0.27 | | | | 4.84 | | | | 5.11 | | | | (0.14 | ) | | | (0.19 | ) | | | (0.33 | ) | | | 29.32 | | | | 21.05 | | | | 172,584 | | | | 0.81 | | | | 0.79 | | | | 1.01 | | | | 39 | |
R5 | | | 24.10 | | | | 0.35 | | | | 4.75 | | | | 5.10 | | | | (0.20 | ) | | | (0.19 | ) | | | (0.39 | ) | | | 28.81 | | | | 21.41 | | | | 192,359 | | | | 0.51 | | | | 0.49 | | | | 1.31 | | | | 39 | |
R6 | | | 24.19 | | | | 0.37 | | | | 4.77 | | | | 5.14 | | | | (0.21 | ) | | | (0.19 | ) | | | (0.40 | ) | | | 28.93 | | | | 21.52 | | | | 118,527 | | | | 0.41 | | | | 0.41 | | | | 1.38 | | | | 39 | |
Y | | | 24.20 | | | | 0.35 | | | | 4.78 | | | | 5.13 | | | | (0.21 | ) | | | (0.19 | ) | | | (0.40 | ) | | | 28.93 | | | | 21.47 | | | | 148,542 | | | | 0.42 | | | | 0.42 | | | | 1.33 | | | | 39 | |
F(7) | | | 26.05 | | | | 0.26 | | | | 2.32 | | | | 2.58 | | | | — | | | | — | | | | — | | | | 28.63 | | | | 9.90 | (4) | | | 585,057 | | | | 0.41 | (5) | | | 0.41 | (5) | | | 1.39 | (5) | | | 39 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 24.05 | | | $ | 0.15 | | | $ | 0.13 | | | $ | 0.28 | | | $ | (0.03 | ) | | $ | (0.43 | ) | | $ | (0.46 | ) | | $ | 23.87 | | | | 1.21 | % | | $ | 703,896 | | | | 0.80 | % | | | 0.80 | %(9) | | | 0.64 | % | | | 29 | % |
B | | | 22.33 | | | | (0.02 | ) | | | 0.11 | | | | 0.09 | | | | — | | | | (0.43 | ) | | | (0.43 | ) | | | 21.99 | | | | 0.43 | | | | 766 | | | | 1.96 | | | | 1.55 | (9) | | | (0.10 | ) | | | 29 | |
C | | | 22.27 | | | | (0.03 | ) | | | 0.13 | | | | 0.10 | | | | — | | | | (0.43 | ) | | | (0.43 | ) | | | 21.94 | | | | 0.47 | | | | 281,383 | | | | 1.55 | | | | 1.55 | (9) | | | (0.12 | ) | | | 29 | |
I | | | 24.09 | | | | 0.21 | | | | 0.13 | | | | 0.34 | | | | (0.07 | ) | | | (0.43 | ) | | | (0.50 | ) | | | 23.93 | | | | 1.47 | | | | 749,824 | | | | 0.55 | | | | 0.55 | (9) | | | 0.88 | | | | 29 | |
R3 | | | 24.44 | | | | 0.08 | | | | 0.13 | | | | 0.21 | | | | (0.04 | ) | | | (0.43 | ) | | | (0.47 | ) | | | 24.18 | | | | 0.89 | | | | 36,012 | | | | 1.14 | | | | 1.10 | (9) | | | 0.33 | | | | 29 | |
R4 | | | 24.73 | | | | 0.15 | | | | 0.14 | | | | 0.29 | | | | (0.05 | ) | | | (0.43 | ) | | | (0.48 | ) | | | 24.54 | | | | 1.21 | | | | 144,490 | | | | 0.83 | | | | 0.80 | (9) | | | 0.63 | | | | 29 | |
R5 | | | 24.25 | | | | 0.22 | | | | 0.14 | | | | 0.36 | | | | (0.08 | ) | | | (0.43 | ) | | | (0.51 | ) | | | 24.10 | | | | 1.52 | | | | 121,871 | | | | 0.53 | | | | 0.50 | (9) | | | 0.93 | | | | 29 | |
R6 | | | 24.33 | | | | 0.24 | | | | 0.13 | | | | 0.37 | | | | (0.08 | ) | | | (0.43 | ) | | | (0.51 | ) | | | 24.19 | | | | 1.55 | | | | 32,059 | | | | 0.43 | | | | 0.43 | (9) | | | 1.00 | | | | 29 | |
Y | | | 24.33 | | | | 0.24 | | | | 0.13 | | | | 0.37 | | | | (0.07 | ) | | | (0.43 | ) | | | (0.50 | ) | | | 24.20 | | | | 1.58 | | | | 281,692 | | | | 0.43 | | | | 0.43 | (9) | | | 0.99 | | | | 29 | |
|
The Hartford Dividend and Growth Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 24.26 | | | $ | 0.17 | | | $ | 8.07 | | | $ | 8.24 | | | $ | (0.20 | ) | | $ | (0.57 | ) | | $ | (0.77 | ) | | $ | 31.73 | | | | 34.45 | %(4) | | $ | 4,427,095 | | | | 0.97 | %(5) | | | 0.97 | %(5) | | | 1.23 | %(5) | | | 14 | % |
C | | | 23.31 | | | | 0.06 | | | | 7.76 | | | | 7.82 | | | | (0.10 | ) | | | (0.57 | ) | | | (0.67 | ) | | | 30.46 | | | | 33.98 | (4) | | | 153,450 | | | | 1.76 | (5) | | | 1.76 | (5) | | | 0.46 | (5) | | | 14 | |
I | | | 24.12 | | | | 0.21 | | | | 8.03 | | | | 8.24 | | | | (0.24 | ) | | | (0.57 | ) | | | (0.81 | ) | | | 31.55 | | | | 34.65 | (4) | | | 2,537,270 | | | | 0.71 | (5) | | | 0.71 | (5) | | | 1.48 | (5) | | | 14 | |
R3 | | | 24.65 | | | | 0.13 | | | | 8.19 | | | | 8.32 | | | | (0.15 | ) | | | (0.57 | ) | | | (0.72 | ) | | | 32.25 | | | | 34.20 | (4) | | | 69,009 | | | | 1.33 | (5) | | | 1.33 | (5) | | | 0.87 | (5) | | | 14 | |
R4 | | | 24.84 | | | | 0.17 | | | | 8.27 | | | | 8.44 | | | | (0.19 | ) | | | (0.57 | ) | | | (0.76 | ) | | | 32.52 | | | | 34.44 | (4) | | | 95,931 | | | | 1.04 | (5) | | | 1.04 | (5) | | | 1.17 | (5) | | | 14 | |
R5 | | | 24.95 | | | | 0.22 | | | | 8.30 | | | | 8.52 | | | | (0.24 | ) | | | (0.57 | ) | | | (0.81 | ) | | | 32.66 | | | | 34.61 | (4) | | | 244,866 | | | | 0.72 | (5) | | | 0.72 | (5) | | | 1.48 | (5) | | | 14 | |
R6 | | | 24.95 | | | | 0.23 | | | | 8.30 | | | | 8.53 | | | | (0.25 | ) | | | (0.57 | ) | | | (0.82 | ) | | | 32.66 | | | | 34.67 | (4) | | | 385,959 | | | | 0.63 | (5) | | | 0.63 | (5) | | | 1.54 | (5) | | | 14 | |
Y | | | 24.95 | | | | 0.23 | | | | 8.31 | | | | 8.54 | | | | (0.25 | ) | | | (0.57 | ) | | | (0.82 | ) | | | 32.67 | | | | 34.69 | (4) | | | 1,020,105 | | | | 0.72 | (5) | | | 0.67 | (5) | | | 1.54 | (5) | | | 14 | |
F | | | 24.10 | | | | 0.22 | | | | 8.03 | | | | 8.25 | | | | (0.25 | ) | | | (0.57 | ) | | | (0.82 | ) | | | 31.53 | | | | 34.73 | (4) | | | 3,765,166 | | | | 0.63 | (5) | | | 0.63 | (5) | | | 1.57 | (5) | | | 14 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 25.93 | | | $ | 0.39 | | | $ | (0.94 | ) | | $ | (0.55 | ) | | $ | (0.37 | ) | | $ | (0.75 | ) | | $ | (1.12 | ) | | $ | 24.26 | | | | (2.20 | )% | | $ | 3,385,907 | | | | 1.00 | % | | | 1.00 | % | | | 1.61 | % | | | 28 | % |
C | | | 24.96 | | | | 0.20 | | | | (0.92 | ) | | | (0.72 | ) | | | (0.18 | ) | | | (0.75 | ) | | | (0.93 | ) | | | 23.31 | | | | (3.01 | ) | | | 138,431 | | | | 1.78 | | | | 1.78 | | | | 0.84 | | | | 28 | |
I | | | 25.80 | | | | 0.45 | | | | (0.94 | ) | | | (0.49 | ) | | | (0.44 | ) | | | (0.75 | ) | | | (1.19 | ) | | | 24.12 | | | | (1.97 | ) | | | 1,681,761 | | | | 0.73 | | | | 0.73 | | | | 1.86 | | | | 28 | |
R3 | | | 26.32 | | | | 0.31 | | | | (0.95 | ) | | | (0.64 | ) | | | (0.28 | ) | | | (0.75 | ) | | | (1.03 | ) | | | 24.65 | | | | (2.54 | ) | | | 54,642 | | | | 1.35 | | | | 1.35 | | | | 1.26 | | | | 28 | |
R4 | | | 26.52 | | | | 0.39 | | | | (0.97 | ) | | | (0.58 | ) | | | (0.35 | ) | | | (0.75 | ) | | | (1.10 | ) | | | 24.84 | | | | (2.26 | ) | | | 82,299 | | | | 1.05 | | | | 1.05 | | | | 1.56 | | | | 28 | |
R5 | | | 26.64 | | | | 0.47 | | | | (0.98 | ) | | | (0.51 | ) | | | (0.43 | ) | | | (0.75 | ) | | | (1.18 | ) | | | 24.95 | | | | (1.97 | ) | | | 177,851 | | | | 0.74 | | | | 0.74 | | | | 1.86 | | | | 28 | |
R6 | | | 26.64 | | | | 0.49 | | | | (0.97 | ) | | | (0.48 | ) | | | (0.46 | ) | | | (0.75 | ) | | | (1.21 | ) | | | 24.95 | | | | (1.87 | ) | | | 196,065 | | | | 0.65 | | | | 0.65 | | | | 1.94 | | | | 28 | |
Y | | | 26.64 | | | | 0.48 | | | | (0.97 | ) | | | (0.49 | ) | | | (0.45 | ) | | | (0.75 | ) | | | (1.20 | ) | | | 24.95 | | | | (1.91 | ) | | | 735,618 | | | | 0.73 | | | | 0.68 | | | | 1.92 | | | | 28 | |
F | | | 25.78 | | | | 0.48 | | | | (0.95 | ) | | | (0.47 | ) | | | (0.46 | ) | | | (0.75 | ) | | | (1.21 | ) | | | 24.10 | | | | (1.89 | ) | | | 2,736,317 | | | | 0.64 | | | | 0.64 | | | | 1.96 | | | | 28 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 25.63 | | | $ | 0.40 | | | $ | 2.63 | | | $ | 3.03 | | | $ | (0.38 | ) | | $ | (2.35 | ) | | $ | (2.73 | ) | | $ | 25.93 | | | | 13.75 | % | | $ | 3,739,696 | | | | 1.00 | % | | | 0.99 | % | | | 1.65 | % | | | 22 | % |
C | | | 24.75 | | | | 0.21 | | | | 2.53 | | | | 2.74 | | | | (0.18 | ) | | | (2.35 | ) | | | (2.53 | ) | | | 24.96 | | | | 12.92 | | | | 192,715 | | | | 1.77 | | | | 1.77 | | | | 0.89 | | | | 22 | |
I | | | 25.51 | | | | 0.46 | | | | 2.63 | | | | 3.09 | | | | (0.45 | ) | | | (2.35 | ) | | | (2.80 | ) | | | 25.80 | | | | 14.08 | | | | 1,079,962 | | | | 0.73 | | | | 0.73 | | | | 1.89 | | | | 22 | |
R3 | | | 25.97 | | | | 0.32 | | | | 2.67 | | | | 2.99 | | | | (0.29 | ) | | | (2.35 | ) | | | (2.64 | ) | | | 26.32 | | | | 13.33 | | | | 66,115 | | | | 1.36 | | | | 1.35 | | | | 1.30 | | | | 22 | |
R4 | | | 26.14 | | | | 0.40 | | | | 2.69 | | | | 3.09 | | | | (0.36 | ) | | | (2.35 | ) | | | (2.71 | ) | | | 26.52 | | | | 13.71 | | | | 111,451 | | | | 1.04 | | | | 1.04 | | | | 1.61 | | | | 22 | |
R5 | | | 26.25 | | | | 0.47 | | | | 2.71 | | | | 3.18 | | | | (0.44 | ) | | | (2.35 | ) | | | (2.79 | ) | | | 26.64 | | | | 14.05 | | | | 193,707 | | | | 0.74 | | | | 0.74 | | | | 1.89 | | | | 22 | |
R6 | | | 26.25 | | | | 0.50 | | | | 2.71 | | | | 3.21 | | | | (0.47 | ) | | | (2.35 | ) | | | (2.82 | ) | | | 26.64 | | | | 14.16 | | | | 119,159 | | | | 0.64 | | | | 0.64 | | | | 1.98 | | | | 22 | |
Y | | | 26.25 | | | | 0.49 | | | | 2.70 | | | | 3.19 | | | | (0.45 | ) | | | (2.35 | ) | | | (2.80 | ) | | | 26.64 | | | | 14.10 | | | | 696,309 | | | | 0.71 | | | | 0.68 | | | | 1.96 | | | | 22 | |
F | | | 25.50 | | | | 0.49 | | | | 2.61 | | | | 3.10 | | | | (0.47 | ) | | | (2.35 | ) | | | (2.82 | ) | | | 25.78 | | | | 14.15 | | | | 2,844,206 | | | | 0.64 | | | | 0.64 | | | | 2.00 | | | | 22 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Dividend and Growth Fund – (continued) | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 27.46 | | | $ | 0.39 | | | $ | 0.80 | | | $ | 1.19 | | | $ | (0.38 | ) | | $ | (2.64 | ) | | $ | (3.02 | ) | | $ | 25.63 | | | | 4.38 | % | | $ | 3,521,062 | | | | 0.99 | % | | | 0.99 | % | | | 1.49 | % | | | 31 | % |
C | | | 26.62 | | | | 0.19 | | | | 0.77 | | | | 0.96 | | | | (0.19 | ) | | | (2.64 | ) | | | (2.83 | ) | | | 24.75 | | | | 3.58 | | | | 228,076 | | | | 1.76 | | | | 1.75 | | | | 0.76 | | | | 31 | |
I | | | 27.35 | | | | 0.46 | | | | 0.79 | | | | 1.25 | | | | (0.45 | ) | | | (2.64 | ) | | | (3.09 | ) | | | 25.51 | | | | 4.68 | | | | 847,646 | | | | 0.73 | | | | 0.73 | | | | 1.75 | | | | 31 | |
R3 | | | 27.78 | | | | 0.30 | | | | 0.81 | | | | 1.11 | | | | (0.28 | ) | | | (2.64 | ) | | | (2.92 | ) | | | 25.97 | | | | 4.03 | | | | 72,723 | | | | 1.35 | | | | 1.35 | | | | 1.13 | | | | 31 | |
R4 | | | 27.95 | | | | 0.39 | | | | 0.80 | | | | 1.19 | | | | (0.36 | ) | | | (2.64 | ) | | | (3.00 | ) | | | 26.14 | | | | 4.32 | | | | 131,649 | | | | 1.04 | | | | 1.04 | | | | 1.44 | | | | 31 | |
R5 | | | 28.05 | | | | 0.47 | | | | 0.82 | | | | 1.29 | | | | (0.45 | ) | | | (2.64 | ) | | | (3.09 | ) | | | 26.25 | | | | 4.65 | | | | 146,918 | | | | 0.74 | | | | 0.74 | | | | 1.74 | | | | 31 | |
R6 | | | 28.05 | | | | 0.49 | | | | 0.82 | | | | 1.31 | | | | (0.47 | ) | | | (2.64 | ) | | | (3.11 | ) | | | 26.25 | | | | 4.76 | | | | 74,795 | | | | 0.64 | | | | 0.64 | | | | 1.84 | | | | 31 | |
Y | | | 28.05 | | | | 0.49 | | | | 0.81 | | | | 1.30 | | | | (0.46 | ) | | | (2.64 | ) | | | (3.10 | ) | | | 26.25 | | | | 4.72 | | | | 616,454 | | | | 0.68 | | | | 0.68 | | | | 1.80 | | | | 31 | |
F | | | 27.33 | | | | 0.48 | | | | 0.80 | | | | 1.28 | | | | (0.47 | ) | | | (2.64 | ) | | | (3.11 | ) | | | 25.50 | | | | 4.77 | | | | 2,591,584 | | | | 0.64 | | | | 0.64 | | | | 1.84 | | | | 31 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 23.49 | | | $ | 0.39 | | | $ | 4.75 | | | $ | 5.14 | | | $ | (0.38 | ) | | $ | (0.79 | ) | | $ | (1.17 | ) | | $ | 27.46 | | | | 22.40 | % | | $ | 3,619,123 | | | | 1.00 | % | | | 1.00 | % | | | 1.52 | % | | | 26 | % |
C | | | 22.80 | | | | 0.19 | | | | 4.62 | | | | 4.81 | | | | (0.20 | ) | | | (0.79 | ) | | | (0.99 | ) | | | 26.62 | | | | 21.54 | | | | 449,961 | | | | 1.74 | | | | 1.74 | | | | 0.78 | | | | 26 | |
I | | | 23.38 | | | | 0.44 | | | | 4.74 | | | | 5.18 | | | | (0.42 | ) | | | (0.79 | ) | | | (1.21 | ) | | | 27.35 | | | | 22.67 | | | | 775,427 | | | | 0.80 | | | | 0.80 | | | | 1.75 | | | | 26 | |
R3 | | | 23.75 | | | | 0.30 | | | | 4.81 | | | | 5.11 | | | | (0.29 | ) | | | (0.79 | ) | | | (1.08 | ) | | | 27.78 | | | | 21.97 | | | | 77,175 | | | | 1.35 | | | | 1.35 | | | | 1.17 | | | | 26 | |
R4 | | | 23.89 | | | | 0.38 | | | | 4.84 | | | | 5.22 | | | | (0.37 | ) | | | (0.79 | ) | | | (1.16 | ) | | | 27.95 | | | | 22.34 | | | | 142,563 | | | | 1.05 | | | | 1.05 | | | | 1.47 | | | | 26 | |
R5 | | | 23.97 | | | | 0.46 | | | | 4.86 | | | | 5.32 | | | | (0.45 | ) | | | (0.79 | ) | | | (1.24 | ) | | | 28.05 | | | | 22.72 | | | | 132,739 | | | | 0.74 | | | | 0.74 | | | | 1.76 | | | | 26 | |
R6 | | | 23.97 | | | | 0.46 | | | | 4.88 | | | | 5.34 | | | | (0.47 | ) | | | (0.79 | ) | | | (1.26 | ) | | | 28.05 | | | | 22.83 | | | | 10,957 | | | | 0.65 | | | | 0.64 | | | | 1.75 | | | | 26 | |
Y | | | 23.97 | | | | 0.50 | | | | 4.84 | | | | 5.34 | | | | (0.47 | ) | | | (0.79 | ) | | | (1.26 | ) | | | 28.05 | | | | 22.81 | | | | 605,049 | | | | 0.66 | | | | 0.66 | | | | 1.94 | | | | 26 | |
F(7) | | | 25.51 | | | | 0.29 | | | | 1.86 | | | | 2.15 | | | | (0.33 | ) | | | — | | | | (0.33 | ) | | | 27.33 | | | | 8.49 | (4) | | | 2,570,906 | | | | 0.64 | (5) | | | 0.64 | (5) | | | 1.66 | (5) | | | 26 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 24.99 | | | $ | 0.37 | | | $ | 0.50 | | | $ | 0.87 | | | $ | (0.34 | ) | | $ | (2.03 | ) | | $ | (2.37 | ) | | $ | 23.49 | | | | 4.12 | % | | $ | 3,501,684 | | | | 1.03 | % | | | 1.03 | %(10) | | | 1.59 | % | | | 22 | % |
B | | | 24.55 | | | | 0.16 | | | | 0.47 | | | | 0.63 | | | | (0.11 | ) | | | (2.03 | ) | | | (2.14 | ) | | | 23.04 | | | | 3.12 | | | | 19,716 | | | | 2.01 | | | | 1.96 | (10) | | | 0.71 | | | | 22 | |
C | | | 24.34 | | | | 0.19 | | | | 0.47 | | | | 0.66 | | | | (0.17 | ) | | | (2.03 | ) | | | (2.20 | ) | | | 22.80 | | | | 3.31 | | | | 437,961 | | | | 1.77 | | | | 1.77 | (10) | | | 0.85 | | | | 22 | |
I | | | 24.89 | | | | 0.41 | | | | 0.50 | | | | 0.91 | | | | (0.39 | ) | | | (2.03 | ) | | | (2.42 | ) | | | 23.38 | | | | 4.31 | | | | 1,779,168 | | | | 0.83 | | | | 0.83 | (10) | | | 1.78 | | | | 22 | |
R3 | | | 25.24 | | | | 0.29 | | | | 0.51 | | | | 0.80 | | | | (0.26 | ) | | | (2.03 | ) | | | (2.29 | ) | | | 23.75 | | | | 3.78 | | | | 79,400 | | | | 1.36 | | | | 1.36 | (10) | | | 1.26 | | | | 22 | |
R4 | | | 25.37 | | | | 0.37 | | | | 0.51 | | | | 0.88 | | | | (0.33 | ) | | | (2.03 | ) | | | (2.36 | ) | | | 23.89 | | | | 4.10 | | | | 136,673 | | | | 1.06 | | | | 1.06 | (10) | | | 1.56 | | | | 22 | |
R5 | | | 25.44 | | | | 0.44 | | | | 0.51 | | | | 0.95 | | | | (0.39 | ) | | | (2.03 | ) | | | (2.42 | ) | | | 23.97 | | | | 4.41 | | | | 104,487 | | | | 0.76 | | | | 0.76 | (10) | | | 1.89 | | | | 22 | |
R6 | | | 25.44 | | | | 0.42 | | | | 0.55 | | | | 0.97 | | | | (0.41 | ) | | | (2.03 | ) | | | (2.44 | ) | | | 23.97 | | | | 4.48 | | | | 2,964 | | | | 0.66 | | | | 0.66 | (10) | | | 1.76 | | | | 22 | |
Y | | | 25.45 | | | | 0.46 | | | | 0.51 | | | | 0.97 | | | | (0.42 | ) | | | (2.03 | ) | | | (2.45 | ) | | | 23.97 | | | | 4.50 | | | | 1,460,506 | | | | 0.66 | | | | 0.66 | (10) | | | 1.95 | | | | 22 | |
|
The Hartford Equity Income Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 17.55 | | | $ | 0.18 | | | $ | 5.15 | | | $ | 5.33 | | | $ | (0.21 | ) | | $ | (0.20 | ) | | $ | (0.41 | ) | | $ | 22.47 | | | | 30.62 | %(4) | | $ | 1,771,214 | | | | 0.98 | %(5) | | | 0.98 | %(5) | | | 1.81 | %(5) | | | 13 | % |
C | | | 17.46 | | | | 0.11 | | | | 5.11 | | | | 5.22 | | | | (0.13 | ) | | | (0.20 | ) | | | (0.33 | ) | | | 22.35 | | | | 30.12 | (4) | | | 182,315 | | | | 1.75 | (5) | | | 1.75 | (5) | | | 1.07 | (5) | | | 13 | |
I | | | 17.44 | | | | 0.21 | | | | 5.10 | | | | 5.31 | | | | (0.23 | ) | | | (0.20 | ) | | | (0.43 | ) | | | 22.32 | | | | 30.74 | (4) | | | 1,272,554 | | | | 0.73 | (5) | | | 0.73 | (5) | | | 2.06 | (5) | | | 13 | |
R3 | | | 17.59 | | | | 0.15 | | | | 5.14 | | | | 5.29 | | | | (0.17 | ) | | | (0.20 | ) | | | (0.37 | ) | | | 22.51 | | | | 30.32 | (4) | | | 37,748 | | | | 1.35 | (5) | | | 1.35 | (5) | | | 1.45 | (5) | | | 13 | |
R4 | | | 17.62 | | | | 0.18 | | | | 5.15 | | | | 5.33 | | | | (0.20 | ) | | | (0.20 | ) | | | (0.40 | ) | | | 22.55 | | | | 30.51 | (4) | | | 47,147 | | | | 1.05 | (5) | | | 1.05 | (5) | | | 1.75 | (5) | | | 13 | |
R5 | | | 17.71 | | | | 0.21 | | | | 5.19 | | | | 5.40 | | | | (0.23 | ) | | | (0.20 | ) | | | (0.43 | ) | | | 22.68 | | | | 30.78 | (4) | | | 86,567 | | | | 0.74 | (5) | | | 0.74 | (5) | | | 2.04 | (5) | | | 13 | |
R6 | | | 17.76 | | | | 0.22 | | | | 5.20 | | | | 5.42 | | | | (0.24 | ) | | | (0.20 | ) | | | (0.44 | ) | | | 22.74 | | | | 30.80 | (4) | | | 76,693 | | | | 0.65 | (5) | | | 0.65 | (5) | | | 2.13 | (5) | | | 13 | |
Y | | | 17.76 | | | | 0.21 | | | | 5.21 | | | | 5.42 | | | | (0.23 | ) | | | (0.20 | ) | | | (0.43 | ) | | | 22.75 | | | | 30.82 | (4) | | | 111,607 | | | | 0.74 | (5) | | | 0.72 | (5) | | | 2.07 | (5) | | | 13 | |
F | | | 17.44 | | | | 0.22 | | | | 5.10 | | | | 5.32 | | | | (0.24 | ) | | | (0.20 | ) | | | (0.44 | ) | | | 22.32 | | | | 30.80 | (4) | | | 1,070,355 | | | | 0.65 | (5) | | | 0.65 | (5) | | | 2.16 | (5) | | | 13 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 19.99 | | | $ | 0.34 | | | $ | (1.21 | ) | | $ | (0.87 | ) | | $ | (0.31 | ) | | $ | (1.26 | ) | | $ | (1.57 | ) | | $ | 17.55 | | | | (4.68 | )% | | $ | 1,365,895 | | | | 1.00 | % | | | 1.00 | % | | | 1.89 | % | | | 31 | % |
C | | | 19.88 | | | | 0.21 | | | | (1.20 | ) | | | (0.99 | ) | | | (0.17 | ) | | | (1.26 | ) | | | (1.43 | ) | | | 17.46 | | | | (5.38 | ) | | | 191,917 | | | | 1.76 | | | | 1.76 | | | | 1.15 | | | | 31 | |
I | | | 19.88 | | | | 0.38 | | | | (1.20 | ) | | | (0.82 | ) | | | (0.36 | ) | | | (1.26 | ) | | | (1.62 | ) | | | 17.44 | | | | (4.44 | ) | | | 977,950 | | | | 0.74 | | | | 0.74 | | | | 2.13 | | | | 31 | |
R3 | | | 20.02 | | | | 0.28 | | | | (1.20 | ) | | | (0.92 | ) | | | (0.25 | ) | | | (1.26 | ) | | | (1.51 | ) | | | 17.59 | | | | (4.97 | ) | | | 31,778 | | | | 1.36 | | | | 1.36 | | | | 1.55 | | | | 31 | |
R4 | | | 20.06 | | | | 0.33 | | | | (1.21 | ) | | | (0.88 | ) | | | (0.30 | ) | | | (1.26 | ) | | | (1.56 | ) | | | 17.62 | | | | (4.72 | ) | | | 41,386 | | | | 1.05 | | | | 1.05 | | | | 1.85 | | | | 31 | |
R5 | | | 20.16 | | | | 0.39 | | | | (1.22 | ) | | | (0.83 | ) | | | (0.36 | ) | | | (1.26 | ) | | | (1.62 | ) | | | 17.71 | | | | (4.46 | ) | | | 56,329 | | | | 0.77 | | | | 0.77 | | | | 2.14 | | | | 31 | |
R6 | | | 20.21 | | | | 0.40 | | | | (1.21 | ) | | | (0.81 | ) | | | (0.38 | ) | | | (1.26 | ) | | | (1.64 | ) | | | 17.76 | | | | (4.34 | ) | | | 55,448 | | | | 0.66 | | | | 0.66 | | | | 2.22 | | | | 31 | |
Y | | | 20.22 | | | | 0.40 | | | | (1.23 | ) | | | (0.83 | ) | | | (0.37 | ) | | | (1.26 | ) | | | (1.63 | ) | | | 17.76 | | | | (4.40 | ) | | | 81,615 | | | | 0.76 | | | | 0.71 | | | | 2.20 | | | | 31 | |
F | | | 19.87 | | | | 0.40 | | | | (1.19 | ) | | | (0.79 | ) | | | (0.38 | ) | | | (1.26 | ) | | | (1.64 | ) | | | 17.44 | | | | (4.31 | ) | | | 889,727 | | | | 0.66 | | | | 0.66 | | | | 2.23 | | | | 31 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Equity Income Fund – (continued) | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 19.39 | | | $ | 0.38 | | | $ | 2.02 | | | $ | 2.40 | | | $ | (0.36 | ) | | $ | (1.44 | ) | | $ | (1.80 | ) | | $ | 19.99 | | | | 13.88 | % | | $ | 1,565,663 | | | | 1.00 | % | | | 1.00 | % | | | 2.01 | % | | | 21 | % |
C | | | 19.29 | | | | 0.24 | | | | 2.00 | | | | 2.24 | | | | (0.21 | ) | | | (1.44 | ) | | | (1.65 | ) | | | 19.88 | | | | 13.00 | | | | 292,388 | | | | 1.76 | | | | 1.76 | | | | 1.27 | | | | 21 | |
I | | | 19.29 | | | | 0.43 | | | | 2.01 | | | | 2.44 | | | | (0.41 | ) | | | (1.44 | ) | | | (1.85 | ) | | | 19.88 | | | | 14.17 | | | | 959,142 | | | | 0.75 | | | | 0.75 | | | | 2.26 | | | | 21 | |
R3 | | | 19.41 | | | | 0.32 | | | | 2.02 | | | | 2.34 | | | | (0.29 | ) | | | (1.44 | ) | | | (1.73 | ) | | | 20.02 | | | | 13.48 | | | | 43,474 | | | | 1.36 | | | | 1.36 | | | | 1.66 | | | | 21 | |
R4 | | | 19.44 | | | | 0.37 | | | | 2.04 | | | | 2.41 | | | | (0.35 | ) | | | (1.44 | ) | | | (1.79 | ) | | | 20.06 | | | | 13.85 | | | | 53,957 | | | | 1.07 | | | | 1.07 | | | | 1.96 | | | | 21 | |
R5 | | | 19.54 | | | | 0.43 | | | | 2.04 | | | | 2.47 | | | | (0.41 | ) | | | (1.44 | ) | | | (1.85 | ) | | | 20.16 | | | | 14.14 | | | | 81,758 | | | | 0.76 | | | | 0.76 | | | | 2.25 | | | | 21 | |
R6 | | | 19.58 | | | | 0.45 | | | | 2.05 | | | | 2.50 | | | | (0.43 | ) | | | (1.44 | ) | | | (1.87 | ) | | | 20.21 | | | | 14.29 | | | | 52,201 | | | | 0.66 | | | | 0.66 | | | | 2.33 | | | | 21 | |
Y | | | 19.58 | | | | 0.45 | | | | 2.05 | | | | 2.50 | | | | (0.42 | ) | | | (1.44 | ) | | | (1.86 | ) | | | 20.22 | | | | 14.21 | | | | 105,015 | | | | 0.73 | | | | 0.71 | | | | 2.34 | | | | 21 | |
F | | | 19.29 | | | | 0.44 | | | | 2.01 | | | | 2.45 | | | | (0.43 | ) | | | (1.44 | ) | | | (1.87 | ) | | | 19.87 | | | | 14.24 | | | | 922,012 | | | | 0.66 | | | | 0.66 | | | | 2.34 | | | | 21 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 20.64 | | | $ | 0.38 | | | $ | (0.24 | ) | | $ | 0.14 | | | $ | (0.35 | ) | | $ | (1.04 | ) | | $ | (1.39 | ) | | $ | 19.39 | | | | 0.49 | % | | $ | 1,508,580 | | | | 1.00 | % | | | 1.00 | % | | | 1.90 | % | | | 22 | % |
C | | | 20.53 | | | | 0.23 | | | | (0.23 | ) | | | — | | | | (0.20 | ) | | | (1.04 | ) | | | (1.24 | ) | | | 19.29 | | | | (0.22 | ) | | | 330,741 | | | | 1.75 | | | | 1.75 | | | | 1.16 | | | | 22 | |
I | | | 20.54 | | | | 0.43 | | | | (0.24 | ) | | | 0.19 | | | | (0.40 | ) | | | (1.04 | ) | | | (1.44 | ) | | | 19.29 | | | | 0.77 | | | | 1,157,708 | | | | 0.74 | | | | 0.74 | | | | 2.14 | | | | 22 | |
R3 | | | 20.66 | | | | 0.31 | | | | (0.25 | ) | | | 0.06 | | | | (0.27 | ) | | | (1.04 | ) | | | (1.31 | ) | | | 19.41 | | | | 0.12 | | | | 46,820 | | | | 1.36 | | | | 1.36 | | | | 1.53 | | | | 22 | |
R4 | | | 20.69 | | | | 0.37 | | | | (0.24 | ) | | | 0.13 | | | | (0.34 | ) | | | (1.04 | ) | | | (1.38 | ) | | | 19.44 | | | | 0.43 | | | | 70,446 | | | | 1.06 | | | | 1.06 | | | | 1.83 | | | | 22 | |
R5 | | | 20.78 | | | | 0.43 | | | | (0.23 | ) | | | 0.20 | | | | (0.40 | ) | | | (1.04 | ) | | | (1.44 | ) | | | 19.54 | | | | 0.78 | | | | 79,557 | | | | 0.76 | | | | 0.76 | | | | 2.13 | | | | 22 | |
R6 | | | 20.83 | | | | 0.45 | | | | (0.24 | ) | | | 0.21 | | | | (0.42 | ) | | | (1.04 | ) | | | (1.46 | ) | | | 19.58 | | | | 0.83 | | | | 34,957 | | | | 0.66 | | | | 0.66 | | | | 2.22 | | | | 22 | |
Y | | | 20.83 | | | | 0.45 | | | | (0.25 | ) | | | 0.20 | | | | (0.41 | ) | | | (1.04 | ) | | | (1.45 | ) | | | 19.58 | | | | 0.79 | | | | 140,057 | | | | 0.70 | | | | 0.70 | | | | 2.19 | | | | 22 | |
F | | | 20.54 | | | | 0.45 | | | | (0.24 | ) | | | 0.21 | | | | (0.42 | ) | | | (1.04 | ) | | | (1.46 | ) | | | 19.29 | | | | 0.85 | | | | 774,529 | | | | 0.65 | | | | 0.65 | | | | 2.23 | | | | 22 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 17.97 | | | $ | 0.35 | | | $ | 3.24 | | | $ | 3.59 | | | $ | (0.32 | ) | | $ | (0.60 | ) | | $ | (0.92 | ) | | $ | 20.64 | | | | 20.51 | % | | $ | 1,685,398 | | | | 1.00 | % | | | 1.00 | % | | | 1.83 | % | | | 16 | % |
C | | | 17.89 | | | | 0.21 | | | | 3.21 | | | | 3.42 | | | | (0.18 | ) | | | (0.60 | ) | | | (0.78 | ) | | | 20.53 | | | | 19.56 | | | | 449,104 | | | | 1.74 | | | | 1.74 | | | | 1.09 | | | | 16 | |
I | | | 17.89 | | | | 0.39 | | | | 3.23 | | | | 3.62 | | | | (0.37 | ) | | | (0.60 | ) | | | (0.97 | ) | | | 20.54 | | | | 20.76 | | | | 1,111,235 | | | | 0.78 | | | | 0.78 | | | | 2.03 | | | | 16 | |
R3 | | | 17.99 | | | | 0.28 | | | | 3.24 | | | | 3.52 | | | | (0.25 | ) | | | (0.60 | ) | | | (0.85 | ) | | | 20.66 | | | | 20.06 | | | | 57,341 | | | | 1.37 | | | | 1.37 | | | | 1.46 | | | | 16 | |
R4 | | | 18.02 | | | | 0.34 | | | | 3.24 | | | | 3.58 | | | | (0.31 | ) | | | (0.60 | ) | | | (0.91 | ) | | | 20.69 | | | | 20.39 | | | | 79,632 | | | | 1.06 | | | | 1.06 | | | | 1.77 | | | | 16 | |
R5 | | | 18.09 | | | | 0.40 | | | | 3.26 | | | | 3.66 | | | | (0.37 | ) | | | (0.60 | ) | | | (0.97 | ) | | | 20.78 | | | | 20.77 | | | | 83,048 | | | | 0.76 | | | | 0.76 | | | | 2.06 | | | | 16 | |
R6 | | | 18.13 | | | | 0.41 | | | | 3.28 | | | | 3.69 | | | | (0.39 | ) | | | (0.60 | ) | | | (0.99 | ) | | | 20.83 | | | | 20.91 | | | | 29,284 | | | | 0.66 | | | | 0.66 | | | | 2.10 | | | | 16 | |
Y | | | 18.13 | | | | 0.45 | | | | 3.23 | | | | 3.68 | | | | (0.38 | ) | | | (0.60 | ) | | | (0.98 | ) | | | 20.83 | | | | 20.88 | | | | 141,479 | | | | 0.67 | | | | 0.67 | | | | 2.35 | | | | 16 | |
F(7) | | | 19.22 | | | | 0.24 | | | | 1.37 | | | | 1.61 | | | | (0.29 | ) | | | — | | | | (0.29 | ) | | | 20.54 | | | | 8.45 | (4) | | | 674,626 | | | | 0.66 | (5) | | | 0.66 | (5) | | | 1.84 | (5) | | | 16 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 18.70 | | | $ | 0.36 | | | $ | 0.64 | | | $ | 1.00 | | | $ | (0.33 | ) | | $ | (1.40 | ) | | $ | (1.73 | ) | | $ | 17.97 | | | | 6.13 | % | | $ | 1,676,572 | | | | 1.04 | % | | | 1.04 | % | | | 2.03 | % | | | 14 | % |
B | | | 18.72 | | | | 0.34 | | | | 0.64 | | | | 0.98 | | | | (0.30 | ) | | | (1.40 | ) | | | (1.70 | ) | | | 18.00 | | | | 6.01 | | | | 6,930 | | | | 1.18 | | | | 1.18 | | | | 1.95 | | | | 14 | |
C | | | 18.61 | | | | 0.23 | | | | 0.65 | | | | 0.88 | | | | (0.20 | ) | | | (1.40 | ) | | | (1.60 | ) | | | 17.89 | | | | 5.45 | | | | 452,909 | | | | 1.76 | | | | 1.76 | | | | 1.30 | | | | 14 | |
I | | | 18.62 | | | | 0.39 | | | | 0.66 | | | | 1.05 | | | | (0.38 | ) | | | (1.40 | ) | | | (1.78 | ) | | | 17.89 | | | | 6.45 | | | | 966,338 | | | | 0.78 | | | | 0.78 | | | | 2.25 | | | | 14 | |
R3 | | | 18.72 | | | | 0.30 | | | | 0.64 | | | | 0.94 | | | | (0.27 | ) | | | (1.40 | ) | | | (1.67 | ) | | | 17.99 | | | | 5.77 | | | | 54,732 | | | | 1.38 | | | | 1.38 | | | | 1.68 | | | | 14 | |
R4 | | | 18.74 | | | | 0.35 | | | | 0.65 | | | | 1.00 | | | | (0.32 | ) | | | (1.40 | ) | | | (1.72 | ) | | | 18.02 | | | | 6.14 | | | | 76,745 | | | | 1.07 | | | | 1.07 | | | | 1.98 | | | | 14 | |
R5 | | | 18.81 | | | | 0.41 | | | | 0.64 | | | | 1.05 | | | | (0.37 | ) | | | (1.40 | ) | | | (1.77 | ) | | | 18.09 | | | | 6.42 | | | | 65,276 | | | | 0.77 | | | | 0.77 | | | | 2.31 | | | | 14 | |
R6 | | | 18.84 | | | | 0.42 | | | | 0.66 | | | | 1.08 | | | | (0.39 | ) | | | (1.40 | ) | | | (1.79 | ) | | | 18.13 | | | | 6.57 | | | | 14,551 | | | | 0.67 | | | | 0.67 | | | | 2.38 | | | | 14 | |
Y | | | 18.84 | | | | 0.41 | | | | 0.67 | | | | 1.08 | | | | (0.39 | ) | | | (1.40 | ) | | | (1.79 | ) | | | 18.13 | | | | 6.57 | | | | 386,011 | | | | 0.67 | | | | 0.67 | | | | 2.35 | | | | 14 | |
|
The Hartford Growth Opportunities Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 54.65 | | | $ | (0.20 | ) | | $ | 12.44 | | | $ | 12.24 | | | $ | — | | | $ | (7.91 | ) | | $ | (7.91 | ) | | $ | 58.98 | | | | 23.90 | %(4) | | $ | 3,576,182 | | | | 1.07 | %(5) | | | 1.06 | %(5) | | | (0.72 | )%(5) | | | 57 | % |
C | | | 26.47 | | | | (0.18 | ) | | | 5.59 | | | | 5.41 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 23.97 | | | | 23.44 | (4) | | | 338,449 | | | | 1.83 | (5) | | | 1.83 | (5) | | | (1.49 | )(5) | | | 57 | |
I | | | 58.51 | | | | (0.15 | ) | | | 13.38 | | | | 13.23 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 63.83 | | | | 24.03 | (4) | | | 2,064,901 | | | | 0.81 | (5) | | | 0.81 | (5) | | | (0.47 | )(5) | | | 57 | |
R3 | | | 54.41 | | | | (0.31 | ) | | | 12.38 | | | | 12.07 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 58.57 | | | | 23.67 | (4) | | | 55,964 | | | | 1.44 | (5) | | | 1.44 | (5) | | | (1.09 | )(5) | | | 57 | |
R4 | | | 58.79 | | | | (0.24 | ) | | | 13.44 | | | | 13.20 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 64.08 | | | | 23.84 | (4) | | | 79,644 | | | | 1.14 | (5) | | | 1.14 | (5) | | | (0.80 | )(5) | | | 57 | |
R5 | | | 62.69 | | | | (0.16 | ) | | | 14.40 | | | | 14.24 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 69.02 | | | | 24.04 | (4) | | | 24,525 | | | | 0.84 | (5) | | | 0.84 | (5) | | | (0.50 | )(5) | | | 57 | |
R6 | | | 64.01 | | | | (0.14 | ) | | | 14.73 | | | | 14.59 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 70.69 | | | | 24.09 | (4) | | | 63,666 | | | | 0.73 | (5) | | | 0.73 | (5) | | | (0.41 | )(5) | | | 57 | |
Y | | | 63.96 | | | | (0.16 | ) | | | 14.71 | | | | 14.55 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 70.60 | | | | 24.05 | (4) | | | 562,017 | | | | 0.82 | (5) | | | 0.80 | (5) | | | (0.46 | )(5) | | | 57 | |
F | | | 58.77 | | | | (0.12 | ) | | | 13.44 | | | | 13.32 | | | | — | | | | (7.91 | ) | | | (7.91 | ) | | | 64.18 | | | | 24.08 | (4) | | | 1,037,571 | | | | 0.73 | (5) | | | 0.73 | (5) | | | (0.39 | )(5) | | | 57 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Growth Opportunities Fund – (continued) | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 39.45 | | | $ | (0.30 | ) | | $ | 18.03 | | | $ | 17.73 | | | $ | — | | | $ | (2.53 | ) | | $ | (2.53 | ) | | $ | 54.65 | | | | 47.69 | % | | $ | 2,939,376 | | | | 1.10 | % | | | 1.09 | % | | | (0.66 | )% | | | 118 | % |
C | | | 20.50 | | | | (0.31 | ) | | | 8.81 | | | | 8.50 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 26.47 | | | | 46.64 | | | | 322,226 | | | | 1.85 | | | | 1.85 | | | | (1.41 | ) | | | 118 | |
I | | | 41.95 | | | | (0.19 | ) | | | 19.28 | | | | 19.09 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 58.51 | | | | 48.12 | | | | 1,722,100 | | | | 0.83 | | | | 0.83 | | | | (0.39 | ) | | | 118 | |
R3 | | | 39.41 | | | | (0.44 | ) | | | 17.97 | | | | 17.53 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 54.41 | | | | 47.21 | | | | 47,880 | | | | 1.44 | | | | 1.43 | | | | (0.99 | ) | | | 118 | |
R4 | | | 42.26 | | | | (0.33 | ) | | | 19.39 | | | | 19.06 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 58.79 | | | | 47.67 | | | | 70,918 | | | | 1.13 | | | | 1.13 | | | | (0.69 | ) | | | 118 | |
R5 | | | 44.78 | | | | (0.20 | ) | | | 20.64 | | | | 20.44 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 62.69 | | | | 48.09 | | | | 23,170 | | | | 0.85 | | | | 0.85 | | | | (0.40 | ) | | | 118 | |
R6 | | | 45.63 | | | | (0.17 | ) | | | 21.08 | | | | 20.91 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 64.01 | | | | 48.23 | | | | 40,559 | | | | 0.74 | | | | 0.74 | | | | (0.31 | ) | | | 118 | |
Y | | | 45.62 | | | | (0.20 | ) | | | 21.07 | | | | 20.87 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 63.96 | | | | 48.15 | | | | 433,672 | | | | 0.83 | | | | 0.78 | | | | (0.38 | ) | | | 118 | |
F | | | 42.09 | | | | (0.15 | ) | | | 19.36 | | | | 19.21 | | | | — | | | | (2.53 | ) | | | (2.53 | ) | | | 58.77 | | | | 48.25 | | | | 795,206 | | | | 0.74 | | | | 0.74 | | | | (0.31 | ) | | | 118 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 45.89 | | | $ | (0.25 | ) | | $ | 4.35 | | | $ | 4.10 | | | $ | — | | | $ | (10.54 | ) | | $ | (10.54 | ) | | $ | 39.45 | | | | 13.64 | % | | $ | 2,089,246 | | | | 1.12 | % | | | 1.11 | % | | | (0.64 | )% | | | 66 | % |
C | | | 29.36 | | | | (0.29 | ) | | | 1.97 | | | | 1.68 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 20.50 | | | | 12.79 | | | | 281,545 | | | | 1.86 | | | | 1.86 | | | | (1.39 | ) | | | 66 | |
I | | | 47.99 | | | | (0.16 | ) | | | 4.66 | | | | 4.50 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 41.95 | | | | 13.94 | | | | 1,500,756 | | | | 0.85 | | | | 0.85 | | | | (0.38 | ) | | | 66 | |
R3 | | | 45.98 | | | | (0.39 | ) | | | 4.36 | | | | 3.97 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 39.41 | | | | 13.25 | | | | 44,757 | | | | 1.47 | | | | 1.46 | | | | (1.00 | ) | | | 66 | |
R4 | | | 48.38 | | | | (0.29 | ) | | | 4.71 | | | | 4.42 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 42.26 | | | | 13.57 | | | | 67,104 | | | | 1.15 | | | | 1.15 | | | | (0.69 | ) | | | 66 | |
R5 | | | 50.48 | | | | (0.17 | ) | | | 5.01 | | | | 4.84 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 44.78 | | | | 13.92 | | | | 25,396 | | | | 0.85 | | | | 0.85 | | | | (0.39 | ) | | | 66 | |
R6 | | | 51.18 | | | | (0.13 | ) | | | 5.12 | | | | 4.99 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 45.63 | | | | 14.03 | | | | 22,765 | | | | 0.75 | | | | 0.75 | | | | (0.29 | ) | | | 66 | |
Y | | | 51.18 | | | | (0.15 | ) | | | 5.13 | | | | 4.98 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 45.62 | | | | 14.00 | | | | 164,390 | | | | 0.83 | | | | 0.79 | | | | (0.33 | ) | | | 66 | |
F | | | 48.07 | | | | (0.12 | ) | | | 4.68 | | | | 4.56 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 42.09 | | | | 14.07 | | | | 526,379 | | | | 0.74 | | | | 0.74 | | | | (0.28 | ) | | | 66 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 46.20 | | | $ | (0.29 | ) | | $ | 3.86 | | | $ | 3.57 | | | $ | — | | | $ | (3.88 | ) | | $ | (3.88 | ) | | $ | 45.89 | | | | 8.31 | % | | $ | 2,013,200 | | | | 1.11 | % | | | 1.11 | % | | | (0.61 | )% | | | 122 | % |
C | | | 31.15 | | | | (0.41 | ) | | | 2.50 | | | | 2.09 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 29.36 | | | | 7.49 | | | | 321,653 | | | | 1.85 | | | | 1.85 | | | | (1.35 | ) | | | 122 | |
I | | | 48.01 | | | | (0.17 | ) | | | 4.03 | | | | 3.86 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 47.99 | | | | 8.62 | | | | 1,674,141 | | | | 0.84 | | | | 0.84 | | | | (0.34 | ) | | | 122 | |
R3 | | | 46.43 | | | | (0.45 | ) | | | 3.88 | | | | 3.43 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 45.98 | | | | 7.94 | | | | 47,707 | | | | 1.46 | | | | 1.45 | | | | (0.95 | ) | | | 122 | |
R4 | | | 48.52 | | | | (0.32 | ) | | | 4.06 | | | | 3.74 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 48.38 | | | | 8.28 | | | | 79,229 | | | | 1.15 | | | | 1.15 | | | | (0.65 | ) | | | 122 | |
R5 | | | 50.31 | | | | (0.18 | ) | | | 4.23 | | | | 4.05 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 50.48 | | | | 8.60 | | | | 19,708 | | | | 0.86 | | | | 0.86 | | | | (0.35 | ) | | | 122 | |
R6 | | | 50.91 | | | | (0.14 | ) | | | 4.29 | | | | 4.15 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 51.18 | | | | 8.71 | | | | 12,061 | | | | 0.75 | | | | 0.75 | | | | (0.26 | ) | | | 122 | |
Y | | | 50.92 | | | | (0.15 | ) | | | 4.29 | | | | 4.14 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 51.18 | | | | 8.68 | | | | 127,721 | | | | 0.78 | | | | 0.78 | | | | (0.28 | ) | | | 122 | |
F | | | 48.05 | | | | (0.12 | ) | | | 4.02 | | | | 3.90 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 48.07 | | | | 8.71 | | | | 401,565 | | | | 0.75 | | | | 0.75 | | | | (0.25 | ) | | | 122 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 37.66 | | | $ | (0.23 | ) | | $ | 10.17 | | | $ | 9.94 | | | $ | — | | | $ | (1.40 | ) | | $ | (1.40 | ) | | $ | 46.20 | | | | 27.40 | % | | $ | 1,914,743 | | | | 1.11 | % | | | 1.10 | % | | | (0.57 | )% | | | 119 | % |
C | | | 26.03 | | | | (0.36 | ) | | | 6.88 | | | | 6.52 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 31.15 | | | | 26.46 | | | | 412,184 | | | | 1.86 | | | | 1.86 | | | | (1.32 | ) | | | 119 | |
I | | | 39.00 | | | | (0.15 | ) | | | 10.56 | | | | 10.41 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 48.01 | | | | 27.67 | | | | 1,546,058 | | | | 0.89 | | | | 0.89 | | | | (0.35 | ) | | | 119 | |
R3 | | | 37.96 | | | | (0.37 | ) | | | 10.24 | | | | 9.87 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 46.43 | | | | 26.95 | | | | 48,315 | | | | 1.46 | | | | 1.45 | | | | (0.92 | ) | | | 119 | |
R4 | | | 39.50 | | | | (0.26 | ) | | | 10.68 | | | | 10.42 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 48.52 | | | | 27.33 | | | | 81,413 | | | | 1.15 | | | | 1.15 | | | | (0.62 | ) | | | 119 | |
R5 | | | 40.78 | | | | (0.14 | ) | | | 11.07 | | | | 10.93 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 50.31 | | | | 27.74 | | | | 16,530 | | | | 0.86 | | | | 0.85 | | | | (0.32 | ) | | | 119 | |
R6 | | | 41.21 | | | | (0.12 | ) | | | 11.22 | | | | 11.10 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 50.91 | | | | 27.86 | | | | 4,554 | | | | 0.76 | | | | 0.75 | | | | (0.26 | ) | | | 119 | |
Y | | | 41.23 | | | | (0.09 | ) | | | 11.18 | | | | 11.09 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 50.92 | | | | 27.83 | | | | 104,645 | | | | 0.77 | | | | 0.77 | | | | (0.22 | ) | | | 119 | |
F(7) | | | 40.07 | | | | (0.10 | ) | | | 8.08 | | | | 7.98 | | | | — | | | | — | | | | — | | | | 48.05 | | | | 19.92 | (4) | | | 617,087 | | | | 0.75 | (5) | | | 0.75 | (5) | | | (0.34 | )(5) | | | 119 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 40.68 | | | $ | (0.20 | ) | | $ | 0.55 | | | $ | 0.35 | | | $ | — | | | $ | (3.37 | ) | | $ | (3.37 | ) | | $ | 37.66 | | | | 1.04 | % | | $ | 1,747,532 | | | | 1.14 | % | | | 1.14 | %(11) | | | (0.55 | )% | | | 117 | % |
B | | | 29.08 | | | | (0.37 | ) | | | 0.35 | | | | (0.02 | ) | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 25.69 | | | | 0.09 | | | | 4,249 | | | | 2.09 | | | | 2.06 | (11) | | | (1.45 | ) | | | 117 | |
C | | | 29.37 | | | | (0.33 | ) | | | 0.36 | | | | 0.03 | | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 26.03 | | | | 0.28 | | | | 420,107 | | | | 1.89 | | | | 1.89 | (11) | | | (1.29 | ) | | | 117 | |
I | | | 41.98 | | | | (0.12 | ) | | | 0.57 | | | | 0.45 | | | | (0.06 | ) | | | (3.37 | ) | | | (3.43 | ) | | | 39.00 | | | | 1.25 | | | | 1,726,408 | | | | 0.93 | | | | 0.93 | (11) | | | (0.32 | ) | | | 117 | |
R3 | | | 41.11 | | | | (0.33 | ) | | | 0.55 | | | | 0.22 | | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 37.96 | | | | 0.71 | | | | 47,559 | | | | 1.47 | | | | 1.47 | (11) | | | (0.87 | ) | | | 117 | |
R4 | | | 42.51 | | | | (0.22 | ) | | | 0.58 | | | | 0.36 | | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 39.50 | | | | 1.02 | | | | 72,213 | | | | 1.17 | | | | 1.17 | (11) | | | (0.57 | ) | | | 117 | |
R5 | | | 43.73 | | | | (0.08 | ) | | | 0.57 | | | | 0.49 | | | | (0.07 | ) | | | (3.37 | ) | | | (3.44 | ) | | | 40.78 | | | | 1.30 | | | | 14,791 | | | | 0.87 | | | | 0.86 | (11) | | | (0.20 | ) | | | 117 | |
R6 | | | 44.15 | | | | (0.07 | ) | | | 0.61 | | | | 0.54 | | | | (0.11 | ) | | | (3.37 | ) | | | (3.48 | ) | | | 41.21 | | | | 1.40 | | | | 942 | | | | 0.77 | | | | 0.77 | (11) | | | (0.17 | ) | | | 117 | |
Y | | | 44.17 | | | | (0.08 | ) | | | 0.62 | | | | 0.54 | | | | (0.11 | ) | | | (3.37 | ) | | | (3.48 | ) | | | 41.23 | | | | 1.40 | | | | 231,037 | | | | 0.77 | | | | 0.77 | (11) | | | (0.19 | ) | | | 117 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Healthcare Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 40.91 | | | $ | (0.06 | ) | | $ | 6.92 | | | $ | 6.86 | | | $ | — | | | $ | (5.17 | ) | | $ | (5.17 | ) | | $ | 42.60 | | | | 17.45 | %(4) | | $ | 859,474 | | | | 1.25 | %(5) | | | 1.25 | %(5) | | | (0.28 | )%(5) | | | 21 | % |
C | | | 31.63 | | | | (0.16 | ) | | | 5.29 | | | | 5.13 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 31.59 | | | | 17.05 | (4) | | | 143,894 | | | | 2.02 | (5) | | | 2.02 | (5) | | | (1.05 | )(5) | | | 21 | |
I | | | 43.53 | | | | 0.00 | (12) | | | 7.39 | | | | 7.39 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 45.75 | | | | 17.63 | (4) | | | 444,908 | | | | 0.98 | (5) | | | 0.98 | (5) | | | (0.01 | )(5) | | | 21 | |
R3 | | | 41.90 | | | | (0.14 | ) | | | 7.11 | | | | 6.97 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 43.70 | | | | 17.28 | (4) | | | 34,176 | | | | 1.60 | (5) | | | 1.60 | (5) | | | (0.63 | )(5) | | | 21 | |
R4 | | | 44.63 | | | | (0.08 | ) | | | 7.59 | | | | 7.51 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 46.97 | | | | 17.45 | (4) | | | 26,342 | | | | 1.29 | (5) | | | 1.29 | (5) | | | (0.33 | )(5) | | | 21 | |
R5 | | | 47.24 | | | | (0.01 | ) | | | 8.05 | | | | 8.04 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 50.11 | | | | 17.62 | (4) | | | 13,057 | | | | 0.99 | (5) | | | 0.99 | (5) | | | (0.03 | )(5) | | | 21 | |
R6 | | | 47.99 | | | | 0.02 | | | | 8.18 | | | | 8.20 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 51.02 | | | | 17.68 | (4) | | | 5,786 | | | | 0.89 | (5) | | | 0.89 | (5) | | | 0.08 | (5) | | | 21 | |
Y | | | 47.95 | | | | 0.00 | (12) | | | 8.18 | | | | 8.18 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 50.96 | | | | 17.65 | (4) | | | 121,143 | | | | 0.99 | (5) | | | 0.96 | (5) | | | 0.01 | (5) | | | 21 | |
F | | | 43.70 | | | | 0.02 | | | | 7.42 | | | | 7.44 | | | | — | | | | (5.17 | ) | | | (5.17 | ) | | | 45.97 | | | | 17.68 | (4) | | | 41,187 | | | | 0.89 | (5) | | | 0.89 | (5) | | | 0.08 | (5) | | | 21 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 35.63 | | | $ | (0.13 | ) | | $ | 7.77 | | | $ | 7.64 | | | $ | — | | | $ | (2.36 | ) | | $ | (2.36 | ) | | $ | 40.91 | | | | 22.17 | % | | $ | 746,242 | | | | 1.28 | % | | | 1.28 | % | | | (0.33 | )% | | | 49 | % |
C | | | 28.24 | | | | (0.33 | ) | | | 6.08 | | | | 5.75 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 31.63 | | | | 21.21 | | | | 139,847 | | | | 2.04 | | | | 2.04 | | | | (1.09 | ) | | | 49 | |
I | | | 37.68 | | | | (0.02 | ) | | | 8.23 | | | | 8.21 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 43.53 | | | | 22.49 | | | | 376,518 | | | | 0.99 | | | | 0.99 | | | | (0.05 | ) | | | 49 | |
R3 | | | 36.56 | | | | (0.26 | ) | | | 7.96 | | | | 7.70 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 41.90 | | | | 21.74 | | | | 31,090 | | | | 1.61 | | | | 1.61 | | | | (0.65 | ) | | | 49 | |
R4 | | | 38.69 | | | | (0.15 | ) | | | 8.45 | | | | 8.30 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 44.63 | | | | 22.12 | | | | 25,078 | | | | 1.30 | | | | 1.30 | | | | (0.35 | ) | | | 49 | |
R5 | | | 40.71 | | | | (0.03 | ) | | | 8.92 | | | | 8.89 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 47.24 | | | | 22.48 | | | | 10,937 | | | | 1.01 | | | | 1.01 | | | | (0.07 | ) | | | 49 | |
R6 | | | 41.28 | | | | 0.02 | | | | 9.05 | | | | 9.07 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 47.99 | | | | 22.61 | | | | 3,885 | | | | 0.90 | | | | 0.90 | | | | 0.04 | | | | 49 | |
Y | | | 41.27 | | | | (0.01 | ) | | | 9.05 | | | | 9.04 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 47.95 | | | | 22.55 | | | | 97,263 | | | | 1.00 | | | | 0.95 | | | | (0.01 | ) | | | 49 | |
F | | | 37.79 | | | | 0.02 | | | | 8.25 | | | | 8.27 | | | | — | | | | (2.36 | ) | | | (2.36 | ) | | | 43.70 | | | | 22.59 | | | | 34,808 | | | | 0.90 | | | | 0.90 | | | | 0.04 | | | | 49 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 34.38 | | | $ | (0.10 | ) | | $ | 3.83 | | | $ | 3.73 | | | $ | — | | | $ | (2.48 | ) | | $ | (2.48 | ) | | $ | 35.63 | | | | 12.02 | % | | $ | 666,181 | | | | 1.30 | % | | | 1.30 | % | | | (0.30 | )% | | | 35 | % |
C | | | 27.98 | | | | (0.28 | ) | | | 3.02 | | | | 2.74 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 28.24 | | | | 11.17 | | | | 138,539 | | | | 2.05 | | | | 2.05 | | | | (1.06 | ) | | | 35 | |
I | | | 36.11 | | | | 0.00 | (12) | | | 4.05 | | | | 4.05 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 37.68 | | | | 12.36 | | | | 297,000 | | | | 1.01 | | | | 1.01 | | | | (0.01 | ) | | | 35 | |
R3 | | | 35.32 | | | | (0.21 | ) | | | 3.93 | | | | 3.72 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 36.56 | | | | 11.66 | | | | 33,948 | | | | 1.62 | | | | 1.62 | | | | (0.62 | ) | | | 35 | |
R4 | | | 37.12 | | | | (0.12 | ) | | | 4.17 | | | | 4.05 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 38.69 | | | | 12.00 | | | | 26,699 | | | | 1.32 | | | | 1.32 | | | | (0.32 | ) | | | 35 | |
R5 | | | 38.82 | | | | (0.01 | ) | | | 4.38 | | | | 4.37 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 40.71 | | | | 12.32 | | | | 6,170 | | | | 1.02 | | | | 1.02 | | | | (0.04 | ) | | | 35 | |
R6(13) | | | 39.22 | | | | 0.02 | | | | 2.04 | | | | 2.06 | | | | — | | | | — | | | | — | | | | 41.28 | | | | 5.25 | (4) | | | 1,341 | | | | 0.91 | (5) | | | 0.91 | (5) | | | 0.06 | (5) | | | 35 | |
Y | | | 39.29 | | | | 0.01 | | | | 4.45 | | | | 4.46 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 41.27 | | | | 12.40 | | | | 72,515 | | | | 0.97 | | | | 0.96 | | | | 0.03 | | | | 35 | |
F | | | 36.17 | | | | 0.02 | | | | 4.08 | | | | 4.10 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 37.79 | | | | 12.48 | | | | 29,108 | | | | 0.91 | | | | 0.91 | | | | 0.06 | | | | 35 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 34.86 | | | $ | (0.14 | ) | | $ | 1.45 | | | $ | 1.31 | | | $ | — | | | $ | (1.79 | ) | | $ | (1.79 | ) | | $ | 34.38 | | | | 3.86 | % | | $ | 682,175 | | | | 1.28 | % | | | 1.28 | % | | | (0.40 | )% | | | 27 | % |
C | | | 28.90 | | | | (0.33 | ) | | | 1.20 | | | | 0.87 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 27.98 | | | | 3.10 | | | | 160,084 | | | | 2.03 | | | | 2.02 | | | | (1.13 | ) | | | 27 | |
I | | | 36.43 | | | | (0.04 | ) | | | 1.51 | | | | 1.47 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 36.11 | | | | 4.15 | | | | 379,392 | | | | 1.00 | | | | 1.00 | | | | (0.11 | ) | | | 27 | |
R3 | | | 35.87 | | | | (0.26 | ) | | | 1.50 | | | | 1.24 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 35.32 | | | | 3.55 | | | | 38,412 | | | | 1.61 | | | | 1.61 | | | | (0.72 | ) | | | 27 | |
R4 | | | 37.50 | | | | (0.16 | ) | | | 1.57 | | | | 1.41 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 37.12 | | | | 3.86 | | | | 32,373 | | | | 1.30 | | | | 1.30 | | | | (0.42 | ) | | | 27 | |
R5 | | | 39.03 | | | | (0.05 | ) | | | 1.63 | | | | 1.58 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 38.82 | | | | 4.15 | | | | 7,757 | | | | 1.02 | | | | 1.02 | | | | (0.13 | ) | | | 27 | |
Y | | | 39.45 | | | | (0.01 | ) | | | 1.64 | | | | 1.63 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 39.29 | | | | 4.24 | | | | 52,896 | | | | 0.92 | | | | 0.92 | | | | (0.03 | ) | | | 27 | |
F | | | 36.45 | | | | — | | | | 1.51 | | | | 1.51 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 36.17 | | | | 4.26 | | | | 76,003 | | | | 0.90 | | | | 0.90 | | | | (0.01 | ) | | | 27 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 30.96 | | | $ | (0.12 | ) | | $ | 7.04 | | | $ | 6.92 | | | $ | — | | | $ | (3.02 | ) | | $ | (3.02 | ) | | $ | 34.86 | | | | 24.28 | % | | $ | 714,694 | | | | 1.29 | % | | | 1.29 | % | | | (0.36 | )% | | | 23 | % |
C | | | 26.34 | | | | (0.30 | ) | | | 5.88 | | | | 5.58 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 28.90 | | | | 23.37 | | | | 242,421 | | | | 2.04 | | | | 2.03 | | | | (1.10 | ) | | | 23 | |
I | | | 32.15 | | | | (0.04 | ) | | | 7.34 | | | | 7.30 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 36.43 | | | | 24.59 | | | | 351,686 | | | | 1.03 | | | | 1.03 | | | | (0.11 | ) | | | 23 | |
R3 | | | 31.87 | | | | (0.23 | ) | | | 7.25 | | | | 7.02 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 35.87 | | | | 23.87 | | | | 45,673 | | | | 1.61 | | | | 1.61 | | | | (0.68 | ) | | | 23 | |
R4 | | | 33.10 | | | | (0.13 | ) | | | 7.55 | | | | 7.42 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 37.50 | | | | 24.22 | | | | 35,927 | | | | 1.31 | | | | 1.31 | | | | (0.38 | ) | | | 23 | |
R5 | | | 34.23 | | | | (0.03 | ) | | | 7.85 | | | | 7.82 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 39.03 | | | | 24.62 | | | | 6,888 | | | | 1.01 | | | | 1.01 | | | | (0.08 | ) | | | 23 | |
Y | | | 34.54 | | | | (0.01 | ) | | | 7.94 | | | | 7.93 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 39.45 | | | | 24.72 | | | | 45,193 | | | | 0.93 | | | | 0.93 | | | | (0.02 | ) | | | 23 | |
F(7) | | | 33.96 | | | | 0.01 | | | | 2.48 | | | | 2.49 | | | | — | | | | — | | | | — | | | | 36.45 | | | | 7.33 | (4) | | | 61,710 | | | | 0.90 | (5) | | | 0.90 | (5) | | | 0.04 | (5) | | | 23 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Healthcare Fund – (continued) | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 38.70 | | | $ | (0.12 | ) | | $ | (2.52 | ) | | $ | (2.64 | ) | | $ | (0.55 | ) | | $ | (4.55 | ) | | $ | (5.10 | ) | | $ | 30.96 | | | | (8.11 | )% | | $ | 757,038 | | | | 1.33 | % | | | 1.33 | % | | | (0.36 | )% | | | 35 | % |
B | | | 33.41 | | | | (0.36 | ) | | | (2.15 | ) | | | (2.51 | ) | | | (0.13 | ) | | | (4.55 | ) | | | (4.68 | ) | | | 26.22 | | | | (8.94 | ) | | | 2,056 | | | | 2.24 | | | | 2.22 | | | | (1.26 | ) | | | 35 | |
C | | | 33.73 | | | | (0.31 | ) | | | (2.15 | ) | | | (2.46 | ) | | | (0.38 | ) | | | (4.55 | ) | | | (4.93 | ) | | | 26.34 | | | | (8.78 | ) | | | 254,009 | | | | 2.06 | | | | 2.06 | | | | (1.10 | ) | | | 35 | |
I | | | 39.98 | | | | (0.03 | ) | | | (2.61 | ) | | | (2.64 | ) | | | (0.64 | ) | | | (4.55 | ) | | | (5.19 | ) | | | 32.15 | | | | (7.86 | ) | | | 228,463 | | | | 1.07 | | | | 1.07 | | | | (0.09 | ) | | | 35 | |
R3 | | | 39.69 | | | | (0.22 | ) | | | (2.61 | ) | | | (2.83 | ) | | | (0.44 | ) | | | (4.55 | ) | | | (4.99 | ) | | | 31.87 | | | | (8.38 | ) | | | 43,993 | | | | 1.62 | | | | 1.62 | | | | (0.66 | ) | | | 35 | |
R4 | | | 41.01 | | | | (0.13 | ) | | | (2.69 | ) | | | (2.82 | ) | | | (0.54 | ) | | | (4.55 | ) | | | (5.09 | ) | | | 33.10 | | | | (8.09 | ) | | | 38,273 | | | | 1.32 | | | | 1.32 | | | | (0.36 | ) | | | 35 | |
R5 | | | 42.22 | | | | (0.02 | ) | | | (2.79 | ) | | | (2.81 | ) | | | (0.63 | ) | | | (4.55 | ) | | | (5.18 | ) | | | 34.23 | | | | (7.82 | ) | | | 5,342 | | | | 1.03 | | | | 1.03 | | | | (0.06 | ) | | | 35 | |
Y | | | 42.54 | | | | 0.02 | | | | (2.80 | ) | | | (2.78 | ) | | | (0.67 | ) | | | (4.55 | ) | | | (5.22 | ) | | | 34.54 | | | | (7.72 | ) | | | 51,125 | | | | 0.92 | | | | 0.92 | | | | 0.05 | | | | 35 | |
|
The Hartford MidCap Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 30.63 | | | $ | (0.07 | ) | | $ | 10.40 | | | $ | 10.33 | | | $ | — | | | $ | (3.96 | ) | | $ | (3.96 | ) | | $ | 37.00 | | | | 35.48 | %(4) | | $ | 3,542,401 | | | | 1.08 | %(5) | | | 1.08 | %(5) | | | (0.38 | )%(5) | | | 15 | % |
C | | | 20.34 | | | | (0.13 | ) | | | 6.73 | | | | 6.60 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 22.98 | | | | 35.02 | (4) | | | 430,729 | | | | 1.84 | (5) | | | 1.84 | (5) | | | (1.15 | )(5) | | | 15 | |
I | | | 31.87 | | | | (0.03 | ) | | | 10.85 | | | | 10.82 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 38.73 | | | | 35.65 | (4) | | | 4,855,788 | | | | 0.84 | (5) | | | 0.84 | (5) | | | (0.15 | )(5) | | | 15 | |
R3 | | | 34.38 | | | | (0.15 | ) | | | 11.74 | | | | 11.59 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 42.01 | | | | 35.26 | (4) | | | 109,930 | | | | 1.45 | (5) | | | 1.44 | (5) | | | (0.75 | )(5) | | | 15 | |
R4 | | | 36.18 | | | | (0.09 | ) | | | 12.39 | | | | 12.30 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 44.52 | | | | 35.48 | (4) | | | 220,349 | | | | 1.15 | (5) | | | 1.12 | (5) | | | (0.43 | )(5) | | | 15 | |
R5 | | | 37.58 | | | | (0.03 | ) | | | 12.89 | | | | 12.86 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 46.48 | | | | 35.66 | (4) | | | 424,829 | | | | 0.83 | (5) | | | 0.83 | (5) | | | (0.14 | )(5) | | | 15 | |
R6 | | | 38.09 | | | | (0.01 | ) | | | 13.08 | | | | 13.07 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 47.20 | | | | 35.74 | (4) | | | 1,985,509 | | | | 0.74 | (5) | | | 0.74 | (5) | | | (0.04 | )(5) | | | 15 | |
Y | | | 38.02 | | | | (0.02 | ) | | | 13.06 | | | | 13.04 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 47.10 | | | | 35.73 | (4) | | | 1,177,395 | | | | 0.84 | (5) | | | 0.77 | (5) | | | (0.08 | )(5) | | | 15 | |
F | | | 32.00 | | | | (0.01 | ) | | | 10.90 | | | | 10.89 | | | | — | | | | (3.96 | ) | | | (3.96 | ) | | | 38.93 | | | | 35.73 | (4) | | | 2,983,941 | | | | 0.74 | (5) | | | 0.74 | (5) | | | (0.04 | )(5) | | | 15 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 30.34 | | | $ | (0.08 | ) | | $ | 2.00 | | | $ | 1.92 | | | $ | — | | | $ | (1.63 | ) | | $ | (1.63 | ) | | $ | 30.63 | | | | 6.48 | % | | $ | 2,724,316 | | | | 1.11 | % | | | 1.11 | % | | | (0.27 | )% | | | 45 | % |
C | | | 20.83 | | | | (0.20 | ) | | | 1.34 | | | | 1.14 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 20.34 | | | | 5.63 | | | | 380,033 | | | | 1.87 | | | | 1.87 | | | | (1.02 | ) | | | 45 | |
I | | | 31.43 | | | | (0.01 | ) | | | 2.08 | | | | 2.07 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 31.87 | | | | 6.74 | | | | 3,867,925 | | | | 0.88 | | | | 0.87 | | | | (0.04 | ) | | | 45 | |
R3 | | | 33.98 | | | | (0.21 | ) | | | 2.24 | | | | 2.03 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 34.38 | | | | 6.09 | | | | 92,023 | | | | 1.47 | | | | 1.47 | | | | (0.63 | ) | | | 45 | |
R4 | | | 35.57 | | | | (0.10 | ) | | | 2.34 | | | | 2.24 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 36.18 | | | | 6.42 | | | | 205,114 | | | | 1.16 | | | | 1.14 | | | | (0.30 | ) | | | 45 | |
R5 | | | 36.77 | | | | 0.00 | (12) | | | 2.44 | | | | 2.44 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 37.58 | | | | 6.77 | | | | 371,791 | | | | 0.85 | | | | 0.85 | | | | 0.00 | (14) | | | 45 | |
R6 | | | 37.22 | | | | 0.03 | | | | 2.47 | | | | 2.50 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 38.09 | | | | 6.85 | | | | 1,759,581 | | | | 0.75 | | | | 0.75 | | | | 0.08 | | | | 45 | |
Y | | | 37.17 | | | | 0.02 | | | | 2.46 | | | | 2.48 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 38.02 | | | | 6.81 | | | | 1,144,624 | | | | 0.85 | | | | 0.79 | | | | 0.06 | | | | 45 | |
F | | | 31.52 | | | | 0.03 | | | | 2.08 | | | | 2.11 | | | | — | | | | (1.63 | ) | | | (1.63 | ) | | | 32.00 | | | | 6.85 | | | | 2,422,752 | | | | 0.75 | | | | 0.75 | | | | 0.09 | | | | 45 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 30.03 | | | $ | (0.09 | ) | | $ | 3.80 | | | $ | 3.71 | | | $ | — | | | $ | (3.40 | ) | | $ | (3.40 | ) | | $ | 30.34 | | | | 14.93 | % | | $ | 2,820,971 | | | | 1.11 | % | | | 1.10 | % | | | (0.32 | )% | | | 31 | % |
C | | | 21.90 | | | | (0.22 | ) | | | 2.55 | | | | 2.33 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 20.83 | | | | 14.10 | | | | 498,057 | | | | 1.86 | | | | 1.86 | | | | (1.08 | ) | | | 31 | |
I | | | 30.91 | | | | (0.02 | ) | | | 3.94 | | | | 3.92 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 31.43 | | | | 15.25 | | | | 4,168,592 | | | | 0.85 | | | | 0.85 | | | | (0.06 | ) | | | 31 | |
R3 | | | 33.31 | | | | (0.22 | ) | | | 4.29 | | | | 4.07 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 33.98 | | | | 14.54 | | | | 96,409 | | | | 1.45 | | | | 1.45 | | | | (0.67 | ) | | | 31 | |
R4 | | | 34.59 | | | | (0.12 | ) | | | 4.50 | | | | 4.38 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 35.57 | | | | 14.89 | | | | 266,390 | | | | 1.16 | | | | 1.14 | | | | (0.36 | ) | | | 31 | |
R5 | | | 35.55 | | | | (0.02 | ) | | | 4.64 | | | | 4.62 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 36.77 | | | | 15.23 | | | | 497,712 | | | | 0.84 | | | | 0.84 | | | | (0.07 | ) | | | 31 | |
R6 | | | 35.90 | | | | 0.02 | | | | 4.70 | | | | 4.72 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 37.22 | | | | 15.37 | | | | 1,731,890 | | | | 0.74 | | | | 0.74 | | | | 0.04 | | | | 31 | |
Y | | | 35.87 | | | | 0.00 | (12) | | | 4.70 | | | | 4.70 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 37.17 | | | | 15.32 | | | | 1,571,851 | | | | 0.82 | | | | 0.78 | | | | 0.01 | | | | 31 | |
F | | | 30.96 | | | | 0.01 | | | | 3.95 | | | | 3.96 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 31.52 | | | | 15.36 | | | | 2,259,594 | | | | 0.74 | | | | 0.74 | | | | 0.04 | | | | 31 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 30.36 | | | $ | (0.12 | ) | | $ | 1.20 | | | $ | 1.08 | | | $ | — | | | $ | (1.41 | ) | | $ | (1.41 | ) | | $ | 30.03 | | | | 3.63 | % | | $ | 2,592,610 | | | | 1.11 | % | | | 1.10 | % | | | (0.39 | )% | | | 37 | % |
C | | | 22.67 | | | | (0.27 | ) | | | 0.91 | | | | 0.64 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 21.90 | | | | 2.84 | | | | 580,708 | | | | 1.85 | | | | 1.85 | | | | (1.14 | ) | | | 37 | |
I | | | 31.12 | | | | (0.03 | ) | | | 1.23 | | | | 1.20 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 30.91 | | | | 3.91 | | | | 3,666,464 | | | | 0.82 | | | | 0.82 | | | | (0.11 | ) | | | 37 | |
R3 | | | 33.64 | | | | (0.26 | ) | | | 1.34 | | | | 1.08 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 33.31 | | | | 3.23 | | | | 102,632 | | | | 1.46 | | | | 1.46 | | | | (0.75 | ) | | | 37 | |
R4 | | | 34.78 | | | | (0.16 | ) | | | 1.38 | | | | 1.22 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 34.59 | | | | 3.57 | | | | 289,049 | | | | 1.16 | | | | 1.15 | | | | (0.43 | ) | | | 37 | |
R5 | | | 35.59 | | | | (0.05 | ) | | | 1.42 | | | | 1.37 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 35.55 | | | | 3.89 | | | | 468,146 | | | | 0.85 | | | | 0.85 | | | | (0.13 | ) | | | 37 | |
R6 | | | 35.90 | | | | (0.01 | ) | | | 1.42 | | | | 1.41 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 35.90 | | | | 3.97 | | | | 1,014,518 | | | | 0.75 | | | | 0.75 | | | | (0.04 | ) | | | 37 | |
Y | | | 35.88 | | | | (0.02 | ) | | | 1.42 | | | | 1.40 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 35.87 | | | | 3.95 | | | | 1,934,520 | | | | 0.78 | | | | 0.78 | | | | (0.06 | ) | | | 37 | |
F | | | 31.15 | | | | (0.01 | ) | | | 1.23 | | | | 1.22 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 30.96 | | | | 3.97 | | | | 1,648,425 | | | | 0.75 | | | | 0.75 | | | | (0.03 | ) | | | 37 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford MidCap Fund – (continued) | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 24.25 | | | $ | (0.11 | ) | | $ | 7.00 | | | $ | 6.89 | | | $ | — | | | $ | (0.78 | ) | | $ | (0.78 | ) | | $ | 30.36 | | | | 29.02 | % | | $ | 2,482,275 | | | | 1.13 | % | | | 1.12 | % | | | (0.38 | )% | | | 30 | % |
C | | | 18.42 | | | | (0.23 | ) | | | 5.26 | | | | 5.03 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 22.67 | | | | 28.07 | | | | 717,521 | | | | 1.87 | | | | 1.87 | | | | (1.12 | ) | | | 30 | |
I | | | 24.79 | | | | (0.05 | ) | | | 7.16 | | | | 7.11 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 31.12 | | | | 29.28 | | | | 2,996,705 | | | | 1.02 | | | | 0.89 | | | | (0.17 | ) | | | 30 | |
R3 | | | 26.88 | | | | (0.22 | ) | | | 7.76 | | | | 7.54 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 33.64 | | | | 28.59 | | | | 90,582 | | | | 1.47 | | | | 1.47 | | | | (0.73 | ) | | | 30 | |
R4 | | | 27.69 | | | | (0.14 | ) | | | 8.01 | | | | 7.87 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 34.78 | | | | 28.95 | | | | 263,236 | | | | 1.16 | | | | 1.16 | | | | (0.43 | ) | | | 30 | |
R5 | | | 28.24 | | | | (0.04 | ) | | | 8.17 | | | | 8.13 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 35.59 | | | | 29.32 | | | | 356,166 | | | | 0.86 | | | | 0.86 | | | | (0.14 | ) | | | 30 | |
R6 | | | 28.45 | | | | (0.05 | ) | | | 8.28 | | | | 8.23 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 35.90 | | | | 29.45 | | | | 431,183 | | | | 0.76 | | | | 0.76 | | | | (0.14 | ) | | | 30 | |
Y | | | 28.44 | | | | (0.01 | ) | | | 8.23 | | | | 8.22 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 35.88 | | | | 29.43 | | | | 1,847,676 | | | | 0.78 | | | | 0.78 | | | | (0.04 | ) | | | 30 | |
F(7) | | | 27.52 | | | | (0.03 | ) | | | 3.66 | | | | 3.63 | | | | — | | | | — | | | | — | | | | 31.15 | | | | 13.19 | (4) | | | 1,244,732 | | | | 0.76 | (5) | | | 0.76 | (5) | | | (0.15 | )(5) | | | 30 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 26.47 | | | $ | (0.07 | ) | | $ | (0.22 | ) | | $ | (0.29 | ) | | $ | — | | | $ | (1.93 | ) | | $ | (1.93 | ) | | $ | 24.25 | | | | (0.79 | )% | | $ | 2,041,826 | | | | 1.17 | % | | | 1.17 | % | | | (0.29 | )% | | | 31 | % |
B | | | 20.13 | | | | (0.21 | ) | | | (0.19 | ) | | | (0.40 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 17.80 | | | | (1.66 | ) | | | 16,842 | | | | 2.06 | | | | 2.06 | | | | (1.16 | ) | | | 31 | |
C | | | 20.73 | | | | (0.18 | ) | | | (0.20 | ) | | | (0.38 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 18.42 | | | | (1.50 | ) | | | 611,311 | | | | 1.89 | | | | 1.89 | | | | (1.01 | ) | | | 31 | |
I | | | 26.96 | | | | (0.04 | ) | | | (0.20 | ) | | | (0.24 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 24.79 | | | | (0.57 | ) | | | 1,725,700 | | | | 1.02 | | | | 1.02 | | | | (0.18 | ) | | | 31 | |
R3 | | | 29.20 | | | | (0.16 | ) | | | (0.23 | ) | | | (0.39 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 26.88 | | | | (1.07 | ) | | | 71,711 | | | | 1.48 | | | | 1.48 | | | | (0.59 | ) | | | 31 | |
R4 | | | 29.93 | | | | (0.08 | ) | | | (0.23 | ) | | | (0.31 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 27.69 | | | | (0.76 | ) | | | 165,137 | | | | 1.18 | | | | 1.18 | | | | (0.30 | ) | | | 31 | |
R5 | | | 30.39 | | | | — | | | | (0.22 | ) | | | (0.22 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 28.24 | | | | (0.47 | ) | | | 193,533 | | | | 0.87 | | | | 0.87 | | | | — | | | | 31 | |
R6 | | | 30.58 | | | | — | | | | (0.20 | ) | | | (0.20 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 28.45 | | | | (0.36 | ) | | | 26,352 | | | | 0.77 | | | | 0.77 | | | | 0.01 | | | | 31 | |
Y | | | 30.57 | | | | 0.03 | | | | (0.23 | ) | | | (0.20 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 28.44 | | | | (0.36 | ) | | | 1,490,965 | | | | 0.77 | | | | 0.77 | | | | 0.10 | | | | 31 | |
|
The Hartford MidCap Value Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 12.21 | | | $ | 0.01 | | | $ | 5.48 | | | $ | 5.49 | | | $ | (0.04 | ) | | $ | — | | | $ | (0.04 | ) | | $ | 17.66 | | | | 45.05 | %(4) | | $ | 351,875 | | | | 1.19 | %(5) | | | 1.19 | %(5) | | | 0.19 | %(5) | | | 31 | % |
C | | | 9.66 | | | | (0.04 | ) | | | 4.33 | | | | 4.29 | | | | — | | | | — | | | | — | | | | 13.95 | | | | 44.41 | (4) | | | 10,414 | | | | 1.98 | (5) | | | 1.97 | (5) | | | (0.58 | )(5) | | | 31 | |
I | | | 12.36 | | | | 0.04 | | | | 5.53 | | | | 5.57 | | | | (0.08 | ) | | | — | | | | (0.08 | ) | | | 17.85 | | | | 45.24 | (4) | | | 23,939 | | | | 0.86 | (5) | | | 0.86 | (5) | | | 0.54 | (5) | | | 31 | |
R3 | | | 12.91 | | | | (0.01 | ) | | | 5.81 | | | | 5.80 | | | | — | | | | — | | | | — | | | | 18.71 | | | | 44.93 | (4) | | | 7,315 | | | | 1.48 | (5) | | | 1.48 | (5) | | | (0.09 | )(5) | | | 31 | |
R4 | | | 13.21 | | | | 0.02 | | | | 5.93 | | | | 5.95 | | | | (0.03 | ) | | | — | | | | (0.03 | ) | | | 19.13 | | | | 45.12 | (4) | | | 11,151 | | | | 1.19 | (5) | | | 1.19 | (5) | | | 0.19 | (5) | | | 31 | |
R5 | | | 13.44 | | | | 0.04 | | | | 6.03 | | | | 6.07 | | | | (0.09 | ) | | | — | | | | (0.09 | ) | | | 19.42 | | | | 45.28 | (4) | | | 2,081 | | | | 0.88 | (5) | | | 0.88 | (5) | | | 0.50 | (5) | | | 31 | |
Y | | | 13.47 | | | | 0.04 | | | | 6.04 | | | | 6.08 | | | | (0.09 | ) | | | — | | | | (0.09 | ) | | | 19.46 | | | | 45.31 | (4) | | | 19,019 | | | | 0.87 | (5) | | | 0.86 | (5) | | | 0.49 | (5) | | | 31 | |
F | | | 12.36 | | | | 0.05 | | | | 5.54 | | | | 5.59 | | | | (0.10 | ) | | | — | | | | (0.10 | ) | | | 17.85 | | | | 45.40 | (4) | | | 422,453 | | | | 0.78 | (5) | | | 0.78 | (5) | | | 0.60 | (5) | | | 31 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 14.43 | | | $ | 0.07 | | | $ | (1.86 | ) | | $ | (1.79 | ) | | $ | (0.09 | ) | | $ | (0.34 | ) | | $ | (0.43 | ) | | $ | 12.21 | | | | (12.86 | )% | | $ | 245,112 | | | | 1.25 | % | | | 1.25 | % | | | 0.56 | % | | | 61 | % |
C | | | 11.51 | | | | (0.02 | ) | | | (1.49 | ) | | | (1.51 | ) | | | 0.00 | (12) | | | (0.34 | ) | | | (0.34 | ) | | | 9.66 | | | | (13.55 | ) | | | 9,533 | | | | 2.03 | | | | 2.03 | | | | (0.20 | ) | | | 61 | |
I | | | 14.60 | | | | 0.12 | | | | (1.88 | ) | | | (1.76 | ) | | | (0.14 | ) | | | (0.34 | ) | | | (0.48 | ) | | | 12.36 | | | | (12.58 | ) | | | 19,722 | | | | 0.91 | | | | 0.91 | | | | 0.91 | | | | 61 | |
R3 | | | 15.22 | | | | 0.04 | | | | (1.98 | ) | | | (1.94 | ) | | | (0.03 | ) | | | (0.34 | ) | | | (0.37 | ) | | | 12.91 | | | | (13.12 | ) | | | 5,317 | | | | 1.53 | | | | 1.53 | | | | 0.30 | | | | 61 | |
R4 | | | 15.58 | | | | 0.08 | | | | (2.02 | ) | | | (1.94 | ) | | | (0.09 | ) | | | (0.34 | ) | | | (0.43 | ) | | | 13.21 | | | | (12.88 | ) | | | 8,857 | | | | 1.23 | | | | 1.23 | | | | 0.58 | | | | 61 | |
R5 | | | 15.82 | | | | 0.12 | | | | (2.04 | ) | | | (1.92 | ) | | | (0.12 | ) | | | (0.34 | ) | | | (0.46 | ) | | | 13.44 | | | | (12.60 | ) | | | 1,423 | | | | 0.92 | | | | 0.92 | | | | 0.88 | | | | 61 | |
Y | | | 15.87 | | | | 0.13 | | | | (2.05 | ) | | | (1.92 | ) | | | (0.14 | ) | | | (0.34 | ) | | | (0.48 | ) | | | 13.47 | | | | (12.55 | ) | | | 10,009 | | | | 0.92 | | | | 0.88 | | | | 0.93 | | | | 61 | |
F | | | 14.60 | | | | 0.13 | | | | (1.88 | ) | | | (1.75 | ) | | | (0.15 | ) | | | (0.34 | ) | | | (0.49 | ) | | | 12.36 | | | | (12.51 | ) | | | 299,805 | | | | 0.82 | | | | 0.82 | | | | 0.98 | | | | 61 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 14.54 | | | $ | 0.08 | | | $ | 1.44 | | | $ | 1.52 | | | $ | (0.04 | ) | | $ | (1.59 | ) | | $ | (1.63 | ) | | $ | 14.43 | | | | 12.74 | % | | $ | 309,996 | | | | 1.23 | % | | | 1.23 | % | | | 0.61 | % | | | 55 | % |
C | | | 11.97 | | | | (0.02 | ) | | | 1.15 | | | | 1.13 | | | | — | | | | (1.59 | ) | | | (1.59 | ) | | | 11.51 | | | | 11.99 | | | | 15,910 | | | | 1.99 | | | | 1.99 | | | | (0.14 | ) | | | 55 | |
I | | | 14.68 | | | | 0.13 | | | | 1.46 | | | | 1.59 | | | | (0.08 | ) | | | (1.59 | ) | | | (1.67 | ) | | | 14.60 | | | | 13.20 | | | | 31,173 | | | | 0.89 | | | | 0.89 | | | | 0.95 | | | | 55 | |
R3 | | | 15.23 | | | | 0.05 | | | | 1.53 | | | | 1.58 | | | | — | | | | (1.59 | ) | | | (1.59 | ) | | | 15.22 | | | | 12.42 | | | | 8,034 | | | | 1.52 | | | | 1.52 | | | | 0.33 | | | | 55 | |
R4 | | | 15.55 | | | | 0.09 | | | | 1.57 | | | | 1.66 | | | | (0.04 | ) | | | (1.59 | ) | | | (1.63 | ) | | | 15.58 | | | | 12.77 | | | | 11,865 | | | | 1.21 | | | | 1.21 | | | | 0.64 | | | | 55 | |
R5 | | | 15.76 | | | | 0.16 | | | | 1.57 | | | | 1.73 | | | | (0.08 | ) | | | (1.59 | ) | | | (1.67 | ) | | | 15.82 | | | | 13.14 | | | | 1,592 | | | | 0.92 | | | | 0.92 | | | | 1.06 | | | | 55 | |
Y | | | 15.80 | | | | 0.15 | | | | 1.60 | | | | 1.75 | | | | (0.09 | ) | | | (1.59 | ) | | | (1.68 | ) | | | 15.87 | | | | 13.23 | | | | 12,624 | | | | 0.89 | | | | 0.85 | | | | 0.98 | | | | 55 | |
F | | | 14.69 | | | | 0.14 | | | | 1.46 | | | | 1.60 | | | | (0.10 | ) | | | (1.59 | ) | | | (1.69 | ) | | | 14.60 | | | | 13.27 | | | | 314,566 | | | | 0.80 | | | | 0.80 | | | | 1.03 | | | | 55 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford MidCap Value Fund – (continued) | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 15.62 | | | $ | 0.03 | | | $ | (0.72 | ) | | $ | (0.69 | ) | | $ | — | | | $ | (0.39 | ) | | $ | (0.39 | ) | | $ | 14.54 | | | | (4.56 | )% | | $ | 284,646 | | | | 1.22 | % | | | 1.22 | % | | | 0.18 | % | | | 49 | % |
C | | | 13.03 | | | | (0.07 | ) | | | (0.60 | ) | | | (0.67 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 11.97 | | | | (5.26 | ) | | | 17,909 | | | | 1.98 | | | | 1.97 | | | | (0.57 | ) | | | 49 | |
I | | | 15.72 | | | | 0.08 | | | | (0.73 | ) | | | (0.65 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 14.68 | | | | (4.27 | ) | | | 34,656 | | | | 0.90 | | | | 0.90 | | | | 0.50 | | | | 49 | |
R3 | | | 16.39 | | | | (0.02 | ) | | | (0.75 | ) | | | (0.77 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 15.23 | | | | (4.84 | ) | | | 9,555 | | | | 1.52 | | | | 1.52 | | | | (0.13 | ) | | | 49 | |
R4 | | | 16.68 | | | | 0.03 | | | | (0.77 | ) | | | (0.74 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 15.55 | | | | (4.52 | ) | | | 11,639 | | | | 1.22 | | | | 1.22 | | | | 0.18 | | | | 49 | |
R5 | | | 16.88 | | | | 0.08 | | | | (0.78 | ) | | | (0.70 | ) | | | (0.03 | ) | | | (0.39 | ) | | | (0.42 | ) | | | 15.76 | | | | (4.32 | ) | | | 8,087 | | | | 0.91 | | | | 0.91 | | | | 0.48 | | | | 49 | |
Y | | | 16.93 | | | | 0.09 | | | | (0.79 | ) | | | (0.70 | ) | | | (0.04 | ) | | | (0.39 | ) | | | (0.43 | ) | | | 15.80 | | | | (4.23 | ) | | | 11,371 | | | | 0.86 | | | | 0.86 | | | | 0.52 | | | | 49 | |
F | | | 15.76 | | | | 0.10 | | | | (0.73 | ) | | | (0.63 | ) | | | (0.05 | ) | | | (0.39 | ) | | | (0.44 | ) | | | 14.69 | | | | (4.18 | ) | | | 252,917 | | | | 0.80 | | | | 0.80 | | | | 0.61 | | | | 49 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 13.98 | | | $ | 0.01 | | | $ | 2.65 | | | $ | 2.66 | | | $ | — | | | $ | (1.02 | ) | | $ | (1.02 | ) | | $ | 15.62 | | | | 19.67 | % | | $ | 291,082 | | | | 1.23 | % | | | 1.23 | % | | | 0.06 | % | | | 40 | % |
C | | | 11.90 | | | | (0.08 | ) | | | 2.23 | | | | 2.15 | | | | — | | | | (1.02 | ) | | | (1.02 | ) | | | 13.03 | | | | 18.66 | | | | 35,520 | | | | 1.96 | | | | 1.96 | | | | (0.67 | ) | | | 40 | |
I | | | 14.09 | | | | 0.03 | | | | 2.67 | | | | 2.70 | | | | (0.05 | ) | | | (1.02 | ) | | | (1.07 | ) | | | 15.72 | | | | 19.81 | | | | 43,342 | | | | 1.20 | | | | 1.10 | | | | 0.20 | | | | 40 | |
R3 | | | 14.67 | | | | (0.04 | ) | | | 2.78 | | | | 2.74 | | | | — | | | | (1.02 | ) | | | (1.02 | ) | | | 16.39 | | | | 19.26 | | | | 11,923 | | | | 1.52 | | | | 1.52 | | | | (0.23 | ) | | | 40 | |
R4 | | | 14.87 | | | | 0.01 | | | | 2.82 | | | | 2.83 | | | | — | | | | (1.02 | ) | | | (1.02 | ) | | | 16.68 | | | | 19.58 | | | | 12,637 | | | | 1.21 | | | | 1.21 | | | | 0.08 | | | | 40 | |
R5 | | | 15.03 | | | | 0.06 | | | | 2.86 | | | | 2.92 | | | | (0.05 | ) | | | (1.02 | ) | | | (1.07 | ) | | | 16.88 | | | | 20.06 | | | | 11,445 | | | | 0.91 | | | | 0.91 | | | | 0.38 | | | | 40 | |
Y | | | 15.07 | | | | 0.08 | | | | 2.86 | | | | 2.94 | | | | (0.06 | ) | | | (1.02 | ) | | | (1.08 | ) | | | 16.93 | | | | 20.10 | | | | 28,403 | | | | 0.82 | | | | 0.82 | | | | 0.48 | | | | 40 | |
F(7) | | | 14.97 | | | | 0.05 | | | | 0.74 | | | | 0.79 | | | | — | | | | — | | | | — | | | | 15.76 | | | | 5.28 | (4) | | | 238,682 | | | | 0.81 | (5) | | | 0.81 | (5) | | | 0.46 | (5) | | | 40 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 15.11 | | | $ | 0.03 | | | $ | (0.03 | ) | | $ | — | | | $ | (0.02 | ) | | $ | (1.11 | ) | | $ | (1.13 | ) | | $ | 13.98 | | | | 0.18 | % | | $ | 246,023 | | | | 1.30 | % | | | 1.30 | %(15) | | | 0.18 | % | | | 56 | % |
B | | | 13.15 | | | | (0.07 | ) | | | (0.03 | ) | | | (0.10 | ) | | | — | | | | (1.11 | ) | | | (1.11 | ) | | | 11.94 | | | | (0.57 | ) | | | 637 | | | | 2.42 | | | | 2.12 | (15) | | | (0.63 | ) | | | 56 | |
C | | | 13.09 | | | | (0.06 | ) | | | (0.02 | ) | | | (0.08 | ) | | | — | | | | (1.11 | ) | | | (1.11 | ) | | | 11.90 | | | | (0.42 | ) | | | 35,965 | | | | 2.02 | | | | 2.02 | (15) | | | (0.54 | ) | | | 56 | |
I | | | 15.22 | | | | 0.05 | | | | (0.01 | ) | | | 0.04 | | | | (0.06 | ) | | | (1.11 | ) | | | (1.17 | ) | | | 14.09 | | | | 0.48 | | | | 83,155 | | | | 1.06 | | | | 1.06 | (15) | | | 0.39 | | | | 56 | |
R3 | | | 15.82 | | | | (0.01 | ) | | | (0.03 | ) | | | (0.04 | ) | | | — | | | | (1.11 | ) | | | (1.11 | ) | | | 14.67 | | | | (0.07 | ) | | | 11,396 | | | | 1.56 | | | | 1.56 | (15) | | | (0.07 | ) | | | 56 | |
R4 | | | 15.99 | | | | 0.03 | | | | (0.02 | ) | | | 0.01 | | | | (0.02 | ) | | | (1.11 | ) | | | (1.13 | ) | | | 14.87 | | | | 0.30 | | | | 13,448 | | | | 1.25 | | | | 1.25 | (15) | | | 0.23 | | | | 56 | |
R5 | | | 16.15 | | | | 0.08 | | | | (0.03 | ) | | | 0.05 | | | | (0.06 | ) | | | (1.11 | ) | | | (1.17 | ) | | | 15.03 | | | | 0.54 | | | | 9,831 | | | | 0.95 | | | | 0.95 | (15) | | | 0.52 | | | | 56 | |
Y | | | 16.19 | | | | 0.09 | | | | (0.03 | ) | | | 0.06 | | | | (0.07 | ) | | | (1.11 | ) | | | (1.18 | ) | | | 15.07 | | | | 0.63 | | | | 79,990 | | | | 0.85 | | | | 0.85 | (15) | | | 0.63 | | | | 56 | |
|
Hartford Quality Value Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 18.61 | | | $ | 0.18 | | | $ | 6.26 | | | $ | 6.44 | | | $ | (0.44 | ) | | $ | — | | | $ | (0.44 | ) | | $ | 24.61 | | | | 34.98 | %(4) | | $ | 182,218 | | | | 0.99 | %(5) | | | 0.93 | %(5) | | | 1.61 | %(5) | | | 12 | % |
C | | | 15.78 | | | | 0.08 | | | | 5.31 | | | | 5.39 | | | | (0.28 | ) | | | — | | | | (0.28 | ) | | | 20.89 | | | | 34.42 | (4) | | | 3,478 | | | | 1.81 | (5) | | | 1.70 | (5) | | | 0.86 | (5) | | | 12 | |
I | | | 18.37 | | | | 0.21 | | | | 6.17 | | | | 6.38 | | | | (0.50 | ) | | | — | | | | (0.50 | ) | | | 24.25 | | | | 35.20 | (4) | | | 15,547 | | | | 0.65 | (5) | | | 0.60 | (5) | | | 1.92 | (5) | | | 12 | |
R3 | | | 18.92 | | | | 0.15 | | | | 6.37 | | | | 6.52 | | | | (0.39 | ) | | | — | | | | (0.39 | ) | | | 25.05 | | | | 34.80 | (4) | | | 1,121 | | | | 1.27 | (5) | | | 1.16 | (5) | | | 1.37 | (5) | | | 12 | |
R4 | | | 19.13 | | | | 0.19 | | | | 6.43 | | | | 6.62 | | | | (0.45 | ) | | | — | | | | (0.45 | ) | | | 25.30 | | | | 35.02 | (4) | | | 5,315 | | | | 0.97 | (5) | | | 0.87 | (5) | | | 1.65 | (5) | | | 12 | |
R5 | | | 19.32 | | | | 0.22 | | | | 6.50 | | | | 6.72 | | | | (0.51 | ) | | | — | | | | (0.51 | ) | | | 25.53 | | | | 35.21 | (4) | | | 299 | | | | 0.67 | (5) | | | 0.60 | (5) | | | 1.93 | (5) | | | 12 | |
R6 | | | 19.38 | | | | 0.24 | | | | 6.50 | | | | 6.74 | | | | (0.54 | ) | | | — | | | | (0.54 | ) | | | 25.58 | | | | 35.27 | (4) | | | 662 | | | | 0.56 | (5) | | | 0.46 | (5) | | | 2.07 | (5) | | | 12 | |
Y | | | 19.35 | | | | 0.23 | | | | 6.49 | | | | 6.72 | | | | (0.52 | ) | | | — | | | | (0.52 | ) | | | 25.55 | | | | 35.18 | (4) | | | 491 | | | | 0.67 | (5) | | | 0.57 | (5) | | | 1.98 | (5) | | | 12 | |
F | | | 18.31 | | | | 0.22 | | | | 6.15 | | | | 6.37 | | | | (0.54 | ) | | | — | | | | (0.54 | ) | | | 24.14 | | | | 35.31 | (4) | | | 12,234 | | | | 0.56 | (5) | | | 0.46 | (5) | | | 2.06 | (5) | | | 12 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 21.11 | | | $ | 0.42 | | | $ | (1.85 | ) | | $ | (1.43 | ) | | $ | (0.48 | ) | | $ | (0.59 | ) | | $ | (1.07 | ) | | $ | 18.61 | | | | (7.34 | )% | | $ | 140,154 | | | | 1.03 | % | | | 0.91 | % | | | 2.19 | % | | | 26 | % |
C | | | 18.05 | | | | 0.23 | | | | (1.59 | ) | | | (1.36 | ) | | | (0.32 | ) | | | (0.59 | ) | | | (0.91 | ) | | | 15.78 | | | | (8.09 | ) | | | 3,673 | | | | 1.82 | | | | 1.71 | | | | 1.38 | | | | 26 | |
I | | | 20.85 | | | | 0.48 | | | | (1.82 | ) | | | (1.34 | ) | | | (0.55 | ) | | | (0.59 | ) | | | (1.14 | ) | | | 18.37 | | | | (7.02 | ) | | | 10,927 | | | | 0.67 | | | | 0.56 | | | | 2.53 | | | | 26 | |
R3 | | | 21.45 | | | | 0.38 | | | | (1.89 | ) | | | (1.51 | ) | | | (0.43 | ) | | | (0.59 | ) | | | (1.02 | ) | | | 18.92 | | | | (7.56 | ) | | | 855 | | | | 1.29 | | | | 1.16 | | | | 1.91 | | | | 26 | |
R4 | | | 21.68 | | | | 0.44 | | | | (1.91 | ) | | | (1.47 | ) | | | (0.49 | ) | | | (0.59 | ) | | | (1.08 | ) | | | 19.13 | | | | (7.34 | ) | | | 3,887 | | | | 0.98 | | | | 0.87 | | | | 2.21 | | | | 26 | |
R5 | | | 21.87 | | | | 0.50 | | | | (1.92 | ) | | | (1.42 | ) | | | (0.54 | ) | | | (0.59 | ) | | | (1.13 | ) | | | 19.32 | | | | (7.05 | ) | | | 220 | | | | 0.69 | | | | 0.58 | | | | 2.53 | | | | 26 | |
R6 | | | 21.93 | | | | 0.50 | | | | (1.89 | ) | | | (1.39 | ) | | | (0.57 | ) | | | (0.59 | ) | | | (1.16 | ) | | | 19.38 | | | | (6.92 | ) | | | 485 | | | | 0.58 | | | | 0.46 | | | | 2.53 | | | | 26 | |
Y | | | 21.91 | | | | 0.51 | | | | (1.93 | ) | | | (1.42 | ) | | | (0.55 | ) | | | (0.59 | ) | | | (1.14 | ) | | | 19.35 | | | | (7.05 | ) | | | 382 | | | | 0.68 | | | | 0.57 | | | | 2.53 | | | | 26 | |
F | | | 20.83 | | | | 0.50 | | | | (1.82 | ) | | | (1.32 | ) | | | (0.61 | ) | | | (0.59 | ) | | | (1.20 | ) | | | 18.31 | | | | (6.94 | ) | | | 8,975 | | | | 0.58 | | | | 0.46 | | | | 2.64 | | | | 26 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Quality Value Fund – (continued) | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 20.00 | | | $ | 0.38 | | | $ | 1.99 | | | $ | 2.37 | | | $ | (0.28 | ) | | $ | (0.98 | ) | | $ | (1.26 | ) | | $ | 21.11 | | | | 13.10 | % | | $ | 169,771 | | | | 1.00 | % | | | 0.90 | % | | | 1.95 | % | | | 23 | % |
C | | | 17.12 | | | | 0.20 | | | | 1.71 | | | | 1.91 | | | | — | | | | (0.98 | ) | | | (0.98 | ) | | | 18.05 | | | | 12.23 | | | | 6,834 | | | | 1.76 | | | | 1.67 | | | | 1.21 | | | | 23 | |
I | | | 19.78 | | | | 0.45 | | | | 1.94 | | | | 2.39 | | | | (0.34 | ) | | | (0.98 | ) | | | (1.32 | ) | | | 20.85 | | | | 13.49 | | | | 12,796 | | | | 0.65 | | | | 0.56 | | | | 2.30 | | | | 23 | |
R3 | | | 20.29 | | | | 0.34 | | | | 2.01 | | | | 2.35 | | | | (0.21 | ) | | | (0.98 | ) | | | (1.19 | ) | | | 21.45 | | | | 12.78 | | | | 1,240 | | | | 1.27 | | | | 1.16 | | | | 1.69 | | | | 23 | |
R4 | | | 20.49 | | | | 0.40 | | | | 2.04 | | | | 2.44 | | | | (0.27 | ) | | | (0.98 | ) | | | (1.25 | ) | | | 21.68 | | | | 13.17 | | | | 6,014 | | | | 0.95 | | | | 0.86 | | | | 1.99 | | | | 23 | |
R5 | | | 20.67 | | | | 0.47 | | | | 2.04 | | | | 2.51 | | | | (0.33 | ) | | | (0.98 | ) | | | (1.31 | ) | | | 21.87 | | | | 13.46 | | | | 230 | | | | 0.67 | | | | 0.58 | | | | 2.33 | | | | 23 | |
R6 | | | 20.74 | | | | 0.47 | | | | 2.06 | | | | 2.53 | | | | (0.36 | ) | | | (0.98 | ) | | | (1.34 | ) | | | 21.93 | | | | 13.57 | | | | 34 | | | | 0.56 | | | | 0.46 | | | | 2.26 | | | | 23 | |
Y | | | 20.72 | | | | 0.47 | | | | 2.05 | | | | 2.52 | | | | (0.35 | ) | | | (0.98 | ) | | | (1.33 | ) | | | 21.91 | | | | 13.50 | | | | 622 | | | | 0.64 | | | | 0.55 | | | | 2.29 | | | | 23 | |
F | | | 19.77 | | | | 0.48 | | | | 1.92 | | | | 2.40 | | | | (0.36 | ) | | | (0.98 | ) | | | (1.34 | ) | | | 20.83 | | | | 13.58 | | | | 11,040 | | | | 0.55 | | | | 0.46 | | | | 2.52 | | | | 23 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 20.49 | | | $ | 0.31 | | | $ | 0.16 | | | $ | 0.47 | | | $ | (0.20 | ) | | $ | (0.76 | ) | | $ | (0.96 | ) | | $ | 20.00 | | | | 2.25 | % | | $ | 164,325 | | | | 1.06 | % | | | 1.04 | % | | | 1.52 | % | | | 85 | % |
C | | | 17.67 | | | | 0.14 | | | | 0.15 | | | | 0.29 | | | | (0.08 | ) | | | (0.76 | ) | | | (0.84 | ) | | | 17.12 | | | | 1.53 | | | | 9,082 | | | | 1.81 | | | | 1.79 | | | | 0.80 | | | | 85 | |
I | | | 20.25 | | | | 0.38 | | | | 0.16 | | | | 0.54 | | | | (0.25 | ) | | | (0.76 | ) | | | (1.01 | ) | | | 19.78 | | | | 2.60 | | | | 12,974 | | | | 0.71 | | | | 0.69 | | | | 1.87 | | | | 85 | |
R3 | | | 20.70 | | | | 0.26 | | | | 0.17 | | | | 0.43 | | | | (0.08 | ) | | | (0.76 | ) | | | (0.84 | ) | | | 20.29 | | | | 2.03 | | | | 1,075 | | | | 1.34 | | | | 1.30 | | | | 1.26 | | | | 85 | |
R4 | | | 20.95 | | | | 0.33 | | | | 0.16 | | | | 0.49 | | | | (0.19 | ) | | | (0.76 | ) | | | (0.95 | ) | | | 20.49 | | | | 2.29 | | | | 6,014 | | | | 1.04 | | | | 1.01 | | | | 1.55 | | | | 85 | |
R5 | | | 21.13 | | | | 0.38 | | | | 0.17 | | | | 0.55 | | | | (0.25 | ) | | | (0.76 | ) | | | (1.01 | ) | | | 20.67 | | | | 2.57 | | | | 504 | | | | 0.74 | | | | 0.72 | | | | 1.76 | | | | 85 | |
R6(16) | | | 20.99 | | | | 0.28 | | | | (0.53 | )(17) | | | (0.25 | ) | | | — | | | | — | | | | — | | | | 20.74 | | | | (1.19 | )(4) | | | 10 | | | | 0.61 | (5) | | | 0.59 | (5) | | | 1.95 | (5) | | | 85 | |
Y | | | 21.19 | | | | 0.40 | | | | 0.17 | | | | 0.57 | | | | (0.28 | ) | | | (0.76 | ) | | | (1.04 | ) | | | 20.72 | | | | 2.65 | | | | 601 | | | | 0.68 | | | | 0.66 | | | | 1.90 | | | | 85 | |
F | | | 20.26 | | | | 0.39 | | | | 0.17 | | | | 0.56 | | | | (0.29 | ) | | | (0.76 | ) | | | (1.05 | ) | | | 19.77 | | | | 2.71 | | | | 88,336 | | | | 0.62 | | | | 0.60 | | | | 1.94 | | | | 85 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 17.94 | | | $ | 0.19 | | | $ | 2.64 | | | $ | 2.83 | | | $ | (0.14 | ) | | $ | (0.14 | ) | | $ | (0.28 | ) | | $ | 20.49 | | | | 15.89 | % | | $ | 180,059 | | | | 1.20 | % | | | 1.20 | % | | | 0.95 | % | | | 39 | % |
C | | | 15.52 | | | | 0.04 | | | | 2.28 | | | | 2.32 | | | | (0.03 | ) | | | (0.14 | ) | | | (0.17 | ) | | | 17.67 | | | | 15.05 | | | | 20,312 | | | | 1.93 | | | | 1.93 | | | | 0.22 | | | | 39 | |
I | | | 17.75 | | | | 0.24 | | | | 2.60 | | | | 2.84 | | | | (0.20 | ) | | | (0.14 | ) | | | (0.34 | ) | | | 20.25 | | | | 16.19 | | | | 15,561 | | | | 0.94 | | | | 0.94 | | | | 1.22 | | | | 39 | |
R3 | | | 18.13 | | | | 0.13 | | | | 2.66 | | | | 2.79 | | | | (0.08 | ) | | | (0.14 | ) | | | (0.22 | ) | | | 20.70 | | | | 15.48 | | | | 1,448 | | | | 1.54 | | | | 1.53 | | | | 0.63 | | | | 39 | |
R4 | | | 18.34 | | | | 0.19 | | | | 2.70 | | | | 2.89 | | | | (0.14 | ) | | | (0.14 | ) | | | (0.28 | ) | | | 20.95 | | | | 15.87 | | | | 7,550 | | | | 1.20 | | | | 1.20 | | | | 0.96 | | | | 39 | |
R5 | | | 18.49 | | | | 0.23 | | | | 2.75 | | | | 2.98 | | | | (0.20 | ) | | | (0.14 | ) | | | (0.34 | ) | | | 21.13 | | | | 16.25 | | | | 480 | | | | 0.91 | | | | 0.91 | | | | 1.17 | | | | 39 | |
Y | | | 18.55 | | | | 0.27 | | | | 2.73 | | | | 3.00 | | | | (0.22 | ) | | | (0.14 | ) | | | (0.36 | ) | | | 21.19 | | | | 16.32 | | | | 1,052 | | | | 0.83 | | | | 0.83 | | | | 1.31 | | | | 39 | |
F(7) | | | 19.58 | | | | 0.16 | | | | 0.52 | | | | 0.68 | | | | — | | | | — | | | | — | | | | 20.26 | | | | 3.47 | (4) | | | 12,030 | | | | 0.80 | (5) | | | 0.80 | (5) | | | 1.17 | (5) | | | 39 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 18.66 | | | $ | 0.16 | | | $ | 0.57 | | | $ | 0.73 | | | $ | (0.21 | ) | | $ | (1.24 | ) | | $ | (1.45 | ) | | $ | 17.94 | | | | 4.71 | % | | $ | 187,475 | | | | 1.25 | % | | | 1.25 | %(18) | | | 0.93 | % | | | 41 | % |
B | | | 16.45 | | | | 0.02 | | | | 0.48 | | | | 0.50 | | | | (0.01 | ) | | | (1.24 | ) | | | (1.25 | ) | | | 15.70 | | | | 3.75 | | | | 695 | | | | 2.41 | | | | 2.11 | (18) | | | 0.11 | | | | 41 | |
C | | | 16.34 | | | | 0.03 | | | | 0.49 | | | | 0.52 | | | | (0.10 | ) | | | (1.24 | ) | | | (1.34 | ) | | | 15.52 | | | | 3.93 | | | | 22,223 | | | | 1.97 | | | | 1.97 | (18) | | | 0.21 | | | | 41 | |
I | | | 18.47 | | | | 0.21 | | | | 0.57 | | | | 0.78 | | | | (0.26 | ) | | | (1.24 | ) | | | (1.50 | ) | | | 17.75 | | | | 5.03 | | | | 19,139 | | | | 0.92 | | | | 0.92 | (18) | | | 1.23 | | | | 41 | |
R3 | | | 18.83 | | | | 0.11 | | | | 0.58 | | | | 0.69 | | | | (0.15 | ) | | | (1.24 | ) | | | (1.39 | ) | | | 18.13 | | | | 4.39 | | | | 2,783 | | | | 1.54 | | | | 1.54 | (18) | | | 0.64 | | | | 41 | |
R4 | | | 19.03 | | | | 0.17 | | | | 0.59 | | | | 0.76 | | | | (0.21 | ) | | | (1.24 | ) | | | (1.45 | ) | | | 18.34 | | | | 4.73 | | | | 8,720 | | | | 1.22 | | | | 1.22 | (18) | | | 0.96 | | | | 41 | |
R5 | | | 19.19 | | | | 0.22 | | | | 0.59 | | | | 0.81 | | | | (0.27 | ) | | | (1.24 | ) | | | (1.51 | ) | | | 18.49 | | | | 5.04 | | | | 2,025 | | | | 0.92 | | | | 0.92 | (18) | | | 1.27 | | | | 41 | |
Y | | | 19.24 | | | | 0.26 | | | | 0.58 | | | | 0.84 | | | | (0.29 | ) | | | (1.24 | ) | | | (1.53 | ) | | | 18.55 | | | | 5.14 | | | | 845 | | | | 0.81 | | | | 0.81 | (18) | | | 1.46 | | | | 41 | |
|
The Hartford Small Cap Growth Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 51.35 | | | $ | (0.19 | ) | | $ | 17.73 | | | $ | 17.54 | | | $ | — | | | $ | (4.32 | ) | | $ | (4.32 | ) | | $ | 64.57 | | | | 35.09 | %(4) | | $ | 260,026 | | | | 1.19 | %(5) | | | 1.19 | %(5) | | | (0.62 | )%(5) | | | 25 | % |
C | | | 34.22 | | | | (0.27 | ) | | | 11.65 | | | | 11.38 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 41.28 | | | | 34.61 | (4) | | | 13,169 | | | | 1.92 | (5) | | | 1.92 | (5) | | | (1.35 | )(5) | | | 25 | |
I | | | 54.23 | | | | (0.09 | ) | | | 18.76 | | | | 18.67 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 68.58 | | | | 35.32 | (4) | | | 119,008 | | | | 0.83 | (5) | | | 0.83 | (5) | | | (0.27 | )(5) | | | 25 | |
R3 | | | 50.47 | | | | (0.27 | ) | | | 17.42 | | | | 17.15 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 63.30 | | | | 34.91 | (4) | | | 10,490 | | | | 1.46 | (5) | | | 1.46 | (5) | | | (0.89 | )(5) | | | 25 | |
R4 | | | 53.64 | | | | (0.19 | ) | | | 18.53 | | | | 18.34 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 67.66 | | | | 35.08 | (4) | | | 25,451 | | | | 1.18 | (5) | | | 1.18 | (5) | | | (0.59 | )(5) | | | 25 | |
R5 | | | 57.10 | | | | (0.10 | ) | | | 19.77 | | | | 19.67 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 72.45 | | | | 35.29 | (4) | | | 93,969 | | | | 0.85 | (5) | | | 0.85 | (5) | | | (0.29 | )(5) | | | 25 | |
R6 | | | 58.07 | | | | (0.07 | ) | | | 20.13 | | | | 20.06 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 73.81 | | | | 35.38 | (4) | | | 96,701 | | | | 0.76 | (5) | | | 0.76 | (5) | | | (0.19 | )(5) | | | 25 | |
Y | | | 58.07 | | | | (0.08 | ) | | | 20.12 | | | | 20.04 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 73.79 | | | | 35.34 | (4) | | | 296,435 | | | | 0.86 | (5) | | | 0.81 | (5) | | | (0.24 | )(5) | | | 25 | |
F | | | 54.48 | | | | (0.05 | ) | | | 18.84 | | | | 18.79 | | | | — | | | | (4.32 | ) | | | (4.32 | ) | | | 68.95 | | | | 35.38 | (4) | | | 24,567 | | | | 0.76 | (5) | | | 0.76 | (5) | | | (0.16 | )(5) | | | 25 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Small Cap Growth Fund – (continued) | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 45.71 | | | $ | (0.28 | ) | | $ | 6.67 | | | $ | 6.39 | | | $ | — | | | $ | (0.75 | ) | | $ | (0.75 | ) | | $ | 51.35 | | | | 14.06 | % | | $ | 198,430 | | | | 1.26 | % | | | 1.25 | % | | | (0.60 | )% | | | 58 | % |
C | | | 30.90 | | | | (0.39 | ) | | | 4.46 | | | | 4.07 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 34.22 | | | | 13.31 | | | | 12,323 | | | | 1.91 | | | | 1.91 | | | | (1.25 | ) | | | 58 | |
I | | | 48.05 | | | | (0.09 | ) | | | 7.02 | | | | 6.93 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 54.23 | | | | 14.50 | | | | 98,673 | | | | 0.85 | | | | 0.85 | | | | (0.19 | ) | | | 58 | |
R3 | | | 45.05 | | | | (0.38 | ) | | | 6.55 | | | | 6.17 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 50.47 | | | | 13.80 | | | | 7,485 | | | | 1.49 | | | | 1.49 | | | | (0.83 | ) | | | 58 | |
R4 | | | 47.69 | | | | (0.26 | ) | | | 6.96 | | | | 6.70 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 53.64 | | | | 14.13 | | | | 31,169 | | | | 1.19 | | | | 1.19 | | | | (0.52 | ) | | | 58 | |
R5 | | | 50.57 | | | | (0.12 | ) | | | 7.40 | | | | 7.28 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 57.10 | | | | 14.47 | | | | 71,754 | | | | 0.89 | | | | 0.89 | | | | (0.23 | ) | | | 58 | |
R6 | | | 51.36 | | | | (0.06 | ) | | | 7.52 | | | | 7.46 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 58.07 | | | | 14.62 | | | | 80,327 | | | | 0.78 | | | | 0.78 | | | | (0.12 | ) | | | 58 | |
Y | | | 51.39 | | | | (0.08 | ) | | | 7.51 | | | | 7.43 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 58.07 | | | | 14.58 | | | | 255,484 | | | | 0.88 | | | | 0.81 | | | | (0.16 | ) | | | 58 | |
F | | | 48.23 | | | | (0.06 | ) | | | 7.06 | | | | 7.00 | | | | — | | | | (0.75 | ) | | | (0.75 | ) | | | 54.48 | | | | 14.62 | | | | 44,376 | | | | 0.78 | | | | 0.78 | | | | (0.13 | ) | | | 58 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 55.20 | | | $ | (0.21 | ) | | $ | 2.62 | | | $ | 2.41 | | | $ | — | | | $ | (11.90 | ) | | $ | (11.90 | ) | | $ | 45.71 | | | | 8.99 | % | | $ | 195,314 | | | | 1.24 | % | | | 1.24 | % | | | (0.46 | )% | | | 48 | % |
C | | | 41.81 | | | | (0.34 | ) | | | 1.33 | | | | 0.99 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 30.90 | | | | 8.27 | | | | 15,722 | | | | 1.89 | | | | 1.89 | | | | (1.11 | ) | | | 48 | |
I | | | 57.17 | | | | (0.02 | ) | | | 2.80 | | | | 2.78 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 48.05 | | | | 9.41 | | | | 191,482 | | | | 0.83 | | | | 0.83 | | | | (0.05 | ) | | | 48 | |
R3 | | | 54.70 | | | | (0.31 | ) | | | 2.56 | | | | 2.25 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 45.05 | | | | 8.72 | | | | 10,036 | | | | 1.47 | | | | 1.47 | | | | (0.69 | ) | | | 48 | |
R4 | | | 56.99 | | | | (0.18 | ) | | | 2.78 | | | | 2.60 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 47.69 | | | | 9.05 | | | | 42,296 | | | | 1.17 | | | | 1.17 | | | | (0.39 | ) | | | 48 | |
R5 | | | 59.48 | | | | (0.03 | ) | | | 3.02 | | | | 2.99 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 50.57 | | | | 9.40 | | | | 82,624 | | | | 0.85 | | | | 0.85 | | | | (0.07 | ) | | | 48 | |
R6 | | | 60.16 | | | | 0.00 | (12) | | | 3.10 | | | | 3.10 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 51.36 | | | | 9.49 | | | | 66,260 | | | | 0.76 | | | | 0.76 | | | | 0.01 | | | | 48 | |
Y | | | 60.20 | | | | (0.01 | ) | | | 3.10 | | | | 3.09 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 51.39 | | | | 9.44 | | | | 365,867 | | | | 0.82 | | | | 0.80 | | | | (0.01 | ) | | | 48 | |
F | | | 57.30 | | | | 0.01 | | | | 2.82 | | | | 2.83 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 48.23 | | | | 9.49 | | | | 46,533 | | | | 0.76 | | | | 0.76 | | | | 0.02 | | | | 48 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 57.24 | | | $ | (0.33 | ) | | $ | 1.03 | | | $ | 0.70 | | | $ | — | | | $ | (2.74 | ) | | $ | (2.74 | ) | | $ | 55.20 | | | | 1.20 | % | | $ | 203,297 | | | | 1.21 | % | | | 1.20 | % | | | (0.56 | )% | | | 66 | % |
C | | | 44.29 | | | | (0.55 | ) | | | 0.81 | | | | 0.26 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 41.81 | | | | 0.53 | | | | 23,212 | | | | 1.88 | | | | 1.88 | | | | (1.22 | ) | | | 66 | |
I | | | 58.97 | | | | (0.10 | ) | | | 1.04 | | | | 0.94 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 57.17 | | | | 1.59 | | | | 243,340 | | | | 0.82 | | | | 0.82 | | | | (0.16 | ) | | | 66 | |
R3 | | | 56.89 | | | | (0.48 | ) | | | 1.03 | | | | 0.55 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 54.70 | | | | 0.94 | | | | 13,210 | | | | 1.47 | | | | 1.47 | | | | (0.82 | ) | | | 66 | |
R4 | | | 58.98 | | | | (0.31 | ) | | | 1.06 | | | | 0.75 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 56.99 | | | | 1.26 | | | | 69,097 | | | | 1.15 | | | | 1.15 | | | | (0.50 | ) | | | 66 | |
R5 | | | 61.26 | | | | (0.12 | ) | | | 1.08 | | | | 0.96 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 59.48 | | | | 1.56 | | | | 94,887 | | | | 0.85 | | | | 0.85 | | | | (0.20 | ) | | | 66 | |
R6 | | | 61.87 | | | | (0.09 | ) | | | 1.12 | | | | 1.03 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 60.16 | | | | 1.66 | | | | 44,278 | | | | 0.75 | | | | 0.75 | | | | (0.14 | ) | | | 66 | |
Y | | | 61.93 | | | | (0.09 | ) | | | 1.10 | | | | 1.01 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 60.20 | | | | 1.63 | | | | 358,049 | | | | 0.79 | | | | 0.79 | | | | (0.14 | ) | | | 66 | |
F | | | 59.06 | | | | (0.06 | ) | | | 1.04 | | | | 0.98 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 57.30 | | | | 1.66 | | | | 47,999 | | | | 0.75 | | | | 0.75 | | | | (0.10 | ) | | | 66 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 44.55 | | | $ | (0.25 | ) | | $ | 13.25 | | | $ | 13.00 | | | $ | — | | | $ | (0.31 | ) | | $ | (0.31 | ) | | $ | 57.24 | | | | 29.28 | % | | $ | 215,743 | | | | 1.17 | % | | | 1.16 | % | | | (0.48 | )% | | | 56 | % |
C | | | 34.78 | | | | (0.48 | ) | | | 10.30 | | | | 9.82 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 44.29 | | | | 28.36 | | | | 36,531 | | | | 1.89 | | | | 1.88 | | | | (1.19 | ) | | | 56 | |
I | | | 45.79 | | | | (0.18 | ) | | | 13.67 | | | | 13.49 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 58.97 | | | | 29.56 | | | | 429,401 | | | | 1.03 | | | | 0.95 | | | | (0.33 | ) | | | 56 | |
R3 | | | 44.42 | | | | (0.41 | ) | | | 13.19 | | | | 12.78 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 56.89 | | | | 28.87 | | | | 14,427 | | | | 1.48 | | | | 1.48 | | | | (0.79 | ) | | | 56 | |
R4 | | | 45.90 | | | | (0.26 | ) | | | 13.65 | | | | 13.39 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 58.98 | | | | 29.27 | | | | 76,315 | | | | 1.16 | | | | 1.16 | | | | (0.48 | ) | | | 56 | |
R5 | | | 47.52 | | | | (0.10 | ) | | | 14.15 | | | | 14.05 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 61.26 | | | | 29.67 | | | | 118,794 | | | | 0.86 | | | | 0.86 | | | | (0.17 | ) | | | 56 | |
R6 | | | 47.94 | | | | (0.06 | ) | | | 14.30 | | | | 14.24 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 61.87 | | | | 29.80 | | | | 10,596 | | | | 0.76 | | | | 0.76 | | | | (0.11 | ) | | | 56 | |
Y | | | 48.00 | | | | (0.05 | ) | | | 14.29 | | | | 14.24 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 61.93 | | | | 29.76 | | | | 370,006 | | | | 0.78 | | | | 0.78 | | | | (0.09 | ) | | | 56 | |
F(7) | | | 52.62 | | | | (0.09 | ) | | | 6.53 | | | | 6.44 | | | | — | | | | — | | | | — | | | | 59.06 | | | | 12.24 | (4) | | | 47,409 | | | | 0.75 | (5) | | | 0.75 | (5) | | | (0.24 | )(5) | | | 56 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 48.56 | | | $ | (0.19 | ) | | $ | 0.11 | (17) | | $ | (0.08 | ) | | $ | — | | | $ | (3.93 | ) | | $ | (3.93 | ) | | $ | 44.55 | | | | 0.02 | % | | $ | 197,738 | | | | 1.25 | % | | | 1.25 | % | | | (0.44 | )% | | | 45 | % |
B | | | 39.35 | | | | (0.43 | ) | | | 0.05 | (17) | | | (0.38 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 35.04 | | | | (0.84 | ) | | | 606 | | | | 2.35 | | | | 2.09 | | | | (1.23 | ) | | | 45 | |
C | | | 39.03 | | | | (0.39 | ) | | | 0.07 | (17) | | | (0.32 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 34.78 | | | | (0.65 | ) | | | 37,807 | | | | 1.94 | | | | 1.94 | | | | (1.13 | ) | | | 45 | |
I | | | 49.68 | | | | (0.07 | ) | | | 0.11 | (17) | | | 0.04 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 45.79 | | | | 0.28 | | | | 137,606 | | | | 0.99 | | | | 0.99 | | | | (0.16 | ) | | | 45 | |
R3 | | | 48.54 | | | | (0.30 | ) | | | 0.11 | (17) | | | (0.19 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 44.42 | | | | (0.24 | ) | | | 12,708 | | | | 1.51 | | | | 1.51 | | | | (0.70 | ) | | | 45 | |
R4 | | | 49.87 | | | | (0.18 | ) | | | 0.14 | (17) | | | (0.04 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 45.90 | | | | 0.09 | | | | 66,273 | | | | 1.19 | | | | 1.19 | | | | (0.39 | ) | | | 45 | |
R5 | | | 51.35 | | | | (0.04 | ) | | | 0.14 | (17) | | | 0.10 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 47.52 | | | | 0.40 | | | | 102,166 | | | | 0.89 | | | | 0.89 | | | | (0.09 | ) | | | 45 | |
R6 | | | 51.73 | | | | (0.04 | ) | | | 0.18 | (17) | | | 0.14 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 47.94 | | | | 0.46 | | | | 4,072 | | | | 0.79 | | | | 0.79 | | | | (0.09 | ) | | | 45 | |
Y | | | 51.78 | | | | 0.01 | | | | 0.14 | (17) | | | 0.15 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 48.00 | | | | 0.50 | | | | 290,401 | | | | 0.79 | | | | 0.79 | | | | 0.01 | | | | 45 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Small Cap Value Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 8.29 | | | $ | 0.03 | | | $ | 5.41 | | | $ | 5.44 | | | $ | (0.09 | ) | | $ | — | | | $ | (0.09 | ) | | $ | 13.64 | | | | 66.02 | %(4) | | $ | 58,480 | | | | 1.32 | %(5) | | | 1.28 | %(5) | | | 0.58 | %(5) | | | 43 | % |
C | | | 7.12 | | | | (0.01 | ) | | | 4.66 | | | | 4.65 | | | | (0.01 | ) | | | — | | | | (0.01 | ) | | | 11.76 | | | | 65.43 | (4) | | | 2,873 | | | | 2.08 | (5) | | | 2.03 | (5) | | | (0.15 | )(5) | | | 43 | |
I | | | 8.31 | | | | 0.05 | | | | 5.42 | | | | 5.47 | | | | (0.12 | ) | | | — | | | | (0.12 | ) | | | 13.66 | | | | 66.37 | (4) | | | 14,504 | | | | 0.93 | (5) | | | 0.91 | (5) | | | 0.76 | (5) | | | 43 | |
R3 | | | 8.62 | | | | 0.03 | | | | 5.62 | | | | 5.65 | | | | (0.07 | ) | | | — | | | | (0.07 | ) | | | 14.20 | | | | 65.84 | (4) | | | 785 | | | | 1.54 | (5) | | | 1.33 | (5) | | | 0.56 | (5) | | | 43 | |
R4 | | | 8.76 | | | | 0.04 | | | | 5.71 | | | | 5.75 | | | | (0.10 | ) | | | — | | | | (0.10 | ) | | | 14.41 | | | | 66.06 | (4) | | | 52 | | | | 1.25 | (5) | | | 1.19 | (5) | | | 0.68 | (5) | | | 43 | |
R5 | | | 8.74 | | | | 0.06 | | | | 5.69 | | | | 5.75 | | | | (0.13 | ) | | | — | | | | (0.13 | ) | | | 14.36 | | | | 66.35 | (4) | | | 18 | | | | 0.96 | (5) | | | 0.90 | (5) | | | 0.92 | (5) | | | 43 | |
R6 | | | 8.74 | | | | 0.07 | | | | 5.70 | | | | 5.77 | | | | (0.15 | ) | | | — | | | | (0.15 | ) | | | 14.36 | | | | 66.51 | (4) | | | 309 | | | | 0.87 | (5) | | | 0.80 | (5) | | | 1.10 | (5) | | | 43 | |
Y | | | 8.73 | | | | 0.05 | | | | 5.69 | | | | 5.74 | | | | (0.14 | ) | | | — | | | | (0.14 | ) | | | 14.33 | | | | 66.27 | (4) | | | 1,390 | | | | 0.92 | (5) | | | 0.85 | (5) | | | 0.87 | (5) | | | 43 | |
F | | | 8.31 | | | | 0.06 | | | | 5.42 | | | | 5.48 | | | | (0.15 | ) | | | — | | | | (0.15 | ) | | | 13.64 | | | | 66.46 | (4) | | | 61,859 | | | | 0.86 | (5) | | | 0.80 | (5) | | | 1.07 | (5) | | | 43 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 10.35 | | | $ | 0.09 | | | $ | (1.49 | ) | | $ | (1.40 | ) | | $ | (0.08 | ) | | $ | (0.58 | ) | | $ | (0.66 | ) | | $ | 8.29 | | | | (14.57 | )% | | $ | 32,996 | | | | 1.41 | % | | | 1.29 | % | | | 1.04 | % | | | 62 | % |
C | | | 8.96 | | | | 0.02 | | | | (1.28 | ) | | | (1.26 | ) | | | 0.00 | (12) | | | (0.58 | ) | | | (0.58 | ) | | | 7.12 | | | | (15.15 | ) | | | 2,020 | | | | 2.15 | | | | 2.04 | | | | 0.29 | | | | 62 | |
I | | | 10.37 | | | | 0.12 | | | | (1.48 | ) | | | (1.36 | ) | | | (0.12 | ) | | | (0.58 | ) | | | (0.70 | ) | | | 8.31 | | | | (14.22 | ) | | | 2,915 | | | | 1.04 | | | | 0.93 | | | | 1.43 | | | | 62 | |
R3 | | | 10.73 | | | | 0.08 | | | | (1.54 | ) | | | (1.46 | ) | | | (0.07 | ) | | | (0.58 | ) | | | (0.65 | ) | | | 8.62 | | | | (14.62 | ) | | | 457 | | | | 1.63 | | | | 1.42 | | | | 0.92 | | | | 62 | |
R4 | | | 10.89 | | | | 0.10 | | | | (1.56 | ) | | | (1.46 | ) | | | (0.09 | ) | | | (0.58 | ) | | | (0.67 | ) | | | 8.76 | | | | (14.46 | ) | | | 30 | | | | 1.33 | | | | 1.20 | | | | 1.10 | | | | 62 | |
R5 | | | 10.87 | | | | 0.13 | | | | (1.56 | ) | | | (1.43 | ) | | | (0.12 | ) | | | (0.58 | ) | | | (0.70 | ) | | | 8.74 | | | | (14.21 | ) | | | 10 | | | | 1.03 | | | | 0.90 | | | | 1.51 | | | | 62 | |
R6 | | | 10.87 | | | | 0.12 | | | | (1.54 | ) | | | (1.42 | ) | | | (0.13 | ) | | | (0.58 | ) | | | (0.71 | ) | | | 8.74 | | | | (14.17 | ) | | | 240 | | | | 0.92 | | | | 0.80 | | | | 1.42 | | | | 62 | |
Y | | | 10.86 | | | | 0.13 | | | | (1.55 | ) | | | (1.42 | ) | | | (0.13 | ) | | | (0.58 | ) | | | (0.71 | ) | | | 8.73 | | | | (14.18 | ) | | | 250 | | | | 1.02 | | | | 0.85 | | | | 1.50 | | | | 62 | |
F | | | 10.38 | | | | 0.13 | | | | (1.49 | ) | | | (1.36 | ) | | | (0.13 | ) | | | (0.58 | ) | | | (0.71 | ) | | | 8.31 | | | | (14.22 | ) | | | 40,447 | | | | 0.91 | | | | 0.80 | | | | 1.53 | | | | 62 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 13.65 | | | $ | 0.10 | | | $ | (0.04 | ) | | $ | 0.06 | | | $ | (0.03 | ) | | $ | (3.33 | ) | | $ | (3.36 | ) | | $ | 10.35 | | | | 3.46 | % | | $ | 47,037 | | | | 1.37 | % | | | 1.27 | % | | | 0.98 | % | | | 140 | % |
C | | | 12.35 | | | | 0.02 | | | | (0.08 | ) | | | (0.06 | ) | | | — | | | | (3.33 | ) | | | (3.33 | ) | | | 8.96 | | | | 2.60 | | | | 3,719 | | | | 2.14 | | | | 2.04 | | | | 0.26 | | | | 140 | |
I | | | 13.68 | | | | 0.14 | | | | (0.05 | ) | | | 0.09 | | | | (0.07 | ) | | | (3.33 | ) | | | (3.40 | ) | | | 10.37 | | | | 3.77 | | | | 4,354 | | | | 1.00 | | | | 0.90 | | | | 1.34 | | | | 140 | |
R3 | | | 14.02 | | | | 0.09 | | | | (0.03 | ) | | | 0.06 | | | | (0.02 | ) | | | (3.33 | ) | | | (3.35 | ) | | | 10.73 | | | | 3.31 | | | | 609 | | | | 1.62 | | | | 1.42 | | | | 0.82 | | | | 140 | |
R4 | | | 14.16 | | | | 0.11 | | | | (0.03 | ) | | | 0.08 | | | | (0.02 | ) | | | (3.33 | ) | | | (3.35 | ) | | | 10.89 | | | | 3.52 | | | | 69 | | | | 1.31 | | | | 1.20 | | | | 1.01 | | | | 140 | |
R5 | | | 14.16 | | | | 0.16 | | | | (0.05 | ) | | | 0.11 | | | | (0.07 | ) | | | (3.33 | ) | | | (3.40 | ) | | | 10.87 | | | | 3.82 | | | | 11 | | | | 1.01 | | | | 0.90 | | | | 1.44 | | | | 140 | |
R6 | | | 14.15 | | | | 0.15 | | | | (0.02 | ) | | | 0.13 | | | | (0.08 | ) | | | (3.33 | ) | | | (3.41 | ) | | | 10.87 | | | | 3.99 | | | | 103 | | | | 0.89 | | | | 0.80 | | | | 1.39 | | | | 140 | |
Y | | | 14.15 | | | | 0.16 | | | | (0.04 | ) | | | 0.12 | | | | (0.08 | ) | | | (3.33 | ) | | | (3.41 | ) | | | 10.86 | | | | 3.94 | | | | 572 | | | | 0.97 | | | | 0.85 | | | | 1.43 | | | | 140 | |
F | | | 13.68 | | | | 0.15 | | | | (0.04 | ) | | | 0.11 | | | | (0.08 | ) | | | (3.33 | ) | | | (3.41 | ) | | | 10.38 | | | | 3.99 | | | | 48,425 | | | | 0.89 | | | | 0.80 | | | | 1.43 | | | | 140 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 14.13 | | | $ | 0.04 | | | $ | 0.10 | | | $ | 0.14 | | | $ | (0.02 | ) | | $ | (0.60 | ) | | $ | (0.62 | ) | | $ | 13.65 | | | | 1.00 | % | | $ | 52,406 | | | | 1.35 | % | | | 1.29 | % | | | 0.28 | % | | | 68 | % |
C | | | 12.91 | | | | (0.06 | ) | | | 0.10 | | | | 0.04 | | | | — | | | | (0.60 | ) | | | (0.60 | ) | | | 12.35 | | | | 0.27 | | | | 6,444 | | | | 2.13 | | | | 2.04 | | | | (0.44 | ) | | | 68 | |
I | | | 14.15 | | | | 0.09 | | | | 0.10 | | | | 0.19 | | | | (0.06 | ) | | | (0.60 | ) | | | (0.66 | ) | | | 13.68 | | | | 1.33 | | | | 3,756 | | | | 1.02 | | | | 0.95 | | | | 0.62 | | | | 68 | |
R3 | | | 14.50 | | | | 0.03 | | | | 0.09 | | | | 0.12 | | | | — | | | | (0.60 | ) | | | (0.60 | ) | | | 14.02 | | | | 0.82 | | | | 529 | | | | 1.62 | | | | 1.43 | | | | 0.18 | | | | 68 | |
R4 | | | 14.61 | | | | 0.06 | | | | 0.10 | | | | 0.16 | | | | (0.01 | ) | | | (0.60 | ) | | | (0.61 | ) | | | 14.16 | | | | 1.07 | | | | 48 | | | | 1.32 | | | | 1.20 | | | | 0.41 | | | | 68 | |
R5 | | | 14.63 | | | | 0.10 | | | | 0.10 | | | | 0.20 | | | | (0.07 | ) | | | (0.60 | ) | | | (0.67 | ) | | | 14.16 | | | | 1.39 | | | | 36 | | | | 1.02 | | | | 0.90 | | | | 0.71 | | | | 68 | |
R6(16) | | | 13.99 | | | | 0.05 | | | | 0.11 | | | | 0.16 | | | | — | | | | — | | | | — | | | | 14.15 | | | | 1.14 | (4) | | | 10 | | | | 0.91 | (5) | | | 0.84 | (5) | | | 0.47 | (5) | | | 68 | |
Y | | | 14.66 | | | | 0.11 | | | | 0.10 | | | | 0.21 | | | | (0.12 | ) | | | (0.60 | ) | | | (0.72 | ) | | | 14.15 | | | | 1.42 | | | | 646 | | | | 0.96 | | | | 0.85 | | | | 0.74 | | | | 68 | |
F | | | 14.16 | | | | 0.11 | | | | 0.09 | | | | 0.20 | | | | (0.08 | ) | | | (0.60 | ) | | | (0.68 | ) | | | 13.68 | | | | 1.42 | | | | 38,087 | | | | 0.90 | | | | 0.84 | | | | 0.80 | | | | 68 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.56 | | | $ | 0.04 | | | $ | 2.63 | | | $ | 2.67 | | | $ | (0.10 | ) | | $ | — | | | $ | (0.10 | ) | | $ | 14.13 | | | | 23.19 | % | | $ | 53,057 | | | | 1.28 | % | | | 1.27 | % | | | 0.32 | % | | | 83 | % |
C | | | 10.58 | | | | (0.05 | ) | | | 2.40 | | | | 2.35 | | | | (0.02 | ) | | | — | | | | (0.02 | ) | | | 12.91 | | | | 22.24 | | | | 11,081 | | | | 2.03 | | | | 2.01 | | | | (0.41 | ) | | | 83 | |
I | | | 11.58 | | | | 0.08 | | | | 2.63 | | | | 2.71 | | | | (0.14 | ) | | | — | | | | (0.14 | ) | | | 14.15 | | | | 23.53 | | | | 3,225 | | | | 1.01 | | | | 1.00 | | | | 0.60 | | | | 83 | |
R3 | | | 11.87 | | | | 0.01 | | | | 2.69 | | | | 2.70 | | | | (0.07 | ) | | | — | | | | (0.07 | ) | | | 14.50 | | | | 22.79 | | | | 723 | | | | 1.63 | | | | 1.50 | | | | 0.09 | | | | 83 | |
R4 | | | 11.94 | | | | 0.05 | | | | 2.70 | | | | 2.75 | | | | (0.08 | ) | | | — | | | | (0.08 | ) | | | 14.61 | | | | 23.11 | | | | 113 | | | | 1.36 | | | | 1.20 | | | | 0.36 | | | | 83 | |
R5 | | | 11.96 | | | | 0.10 | | | | 2.71 | | | | 2.81 | | | | (0.14 | ) | | | — | | | | (0.14 | ) | | | 14.63 | | | | 23.63 | | | | 44 | | | | 1.01 | | | | 0.90 | | | | 0.74 | | | | 83 | |
Y | | | 12.00 | | | | 0.11 | | | | 2.71 | | | | 2.82 | | | | (0.16 | ) | | | — | | | | (0.16 | ) | | | 14.66 | | | | 23.58 | | | | 1,242 | | | | 0.86 | | | | 0.85 | | | | 0.78 | | | | 83 | |
F(7) | | | 13.22 | | | | 0.05 | | | | 0.89 | | | | 0.94 | | | | — | | | | — | | | | — | | | | 14.16 | | | | 7.11 | (4) | | | 86,675 | | | | 0.88 | (5) | | | 0.85 | (5) | | | 0.52 | (5) | | | 83 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Small Cap Value Fund – (continued) | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 12.35 | | | $ | 0.10 | | | $ | (0.15 | )(17) | | $ | (0.05 | ) | | $ | (0.02 | ) | | $ | (0.72 | ) | | $ | (0.74 | ) | | $ | 11.56 | | | | (0.22 | )% | | $ | 46,270 | | | | 1.35 | % | | | 1.31 | %(19) | | | 0.85 | % | | | 94 | % |
B | | | 11.58 | | | | 0.01 | | | | (0.14 | )(17) | | | (0.13 | ) | | | — | | | | (0.72 | ) | | | (0.72 | ) | | | 10.73 | | | | (0.93 | ) | | | 798 | | | | 2.25 | | | | 2.06 | (19) | | | 0.10 | | | | 94 | |
C | | | 11.43 | | | | 0.01 | | | | (0.14 | )(17) | | | (0.13 | ) | | | — | | | | (0.72 | ) | | | (0.72 | ) | | | 10.58 | | | | (0.94 | ) | | | 10,410 | | | | 2.08 | | | | 2.06 | (19) | | | 0.11 | | | | 94 | |
I | | | 12.38 | | | | 0.13 | | | | (0.15 | )(17) | | | (0.02 | ) | | | (0.06 | ) | | | (0.72 | ) | | | (0.78 | ) | | | 11.58 | | | | 0.05 | | | | 2,582 | | | | 1.01 | | | | 1.00 | (19) | | | 1.17 | | | | 94 | |
R3 | | | 12.67 | | | | 0.08 | | | | (0.16 | )(17) | | | (0.08 | ) | | | — | | | | (0.72 | ) | | | (0.72 | ) | | | 11.87 | | | | (0.43 | ) | | | 734 | | | | 1.61 | | | | 1.51 | (19) | | | 0.65 | | | | 94 | |
R4 | | | 12.72 | | | | 0.11 | | | | (0.15 | )(17) | | | (0.04 | ) | | | (0.02 | ) | | | (0.72 | ) | | | (0.74 | ) | | | 11.94 | | | | (0.09 | ) | | | 267 | | | | 1.30 | | | | 1.21 | (19) | | | 0.96 | | | | 94 | |
R5 | | | 12.78 | | | | 0.13 | | | | (0.14 | )(17) | | | (0.01 | ) | | | (0.09 | ) | | | (0.72 | ) | | | (0.81 | ) | | | 11.96 | | | | 0.16 | | | | 44 | | | | 1.00 | | | | 0.91 | (19) | | | 1.08 | | | | 94 | |
Y | | | 12.77 | | | | 0.16 | | | | (0.15 | )(17) | | | 0.01 | | | | (0.06 | ) | | | (0.72 | ) | | | (0.78 | ) | | | 12.00 | | | | 0.31 | | | | 110,028 | | | | 0.88 | | | | 0.86 | (19) | | | 1.36 | | | | 94 | |
|
The Hartford Small Company Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 25.50 | | | $ | (0.15 | ) | | $ | 8.15 | | | $ | 8.00 | | | $ | — | | | $ | (2.78 | ) | | $ | (2.78 | ) | | $ | 30.72 | | | | 32.57 | %(4) | | $ | 517,190 | | | | 1.22 | %(5) | | | 1.21 | %(5) | | | (1.00 | )%(5) | | | 70 | % |
C | | | 15.97 | | | | (0.16 | ) | | | 4.98 | | | | 4.82 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 18.01 | | | | 32.03 | (4) | | | 10,280 | | | | 2.06 | (5) | | | 2.06 | (5) | | | (1.84 | )(5) | | | 70 | |
I | | | 27.31 | | | | (0.12 | ) | | | 8.77 | | | | 8.65 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 33.18 | | | | 32.81 | (4) | | | 57,939 | | | | 0.93 | (5) | | | 0.93 | (5) | | | (0.75 | )(5) | | | 70 | |
R3 | | | 28.02 | | | | (0.22 | ) | | | 8.99 | | | | 8.77 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 34.01 | | | | 32.37 | (4) | | | 18,154 | | | | 1.54 | (5) | | | 1.54 | (5) | | | (1.32 | )(5) | | | 70 | |
R4 | | | 30.22 | | | | (0.18 | ) | | | 9.72 | | | | 9.54 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 36.98 | | | | 32.57 | (4) | | | 15,964 | | | | 1.26 | (5) | | | 1.26 | (5) | | | (1.02 | )(5) | | | 70 | |
R5 | | | 32.33 | | | | (0.14 | ) | | | 10.44 | | | | 10.30 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 39.85 | | | | 32.81 | (4) | | | 6,581 | | | | 0.94 | (5) | | | 0.94 | (5) | | | (0.75 | )(5) | | | 70 | |
R6 | | | 33.12 | | | | (0.14 | ) | | | 10.71 | | | | 10.57 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 40.91 | | | | 32.85 | (4) | | | 4,549 | | | | 0.85 | (5) | | | 0.85 | (5) | | | (0.72 | )(5) | | | 70 | |
Y | | | 33.07 | | | | (0.14 | ) | | | 10.69 | | | | 10.55 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 40.84 | | | | 32.84 | (4) | | | 49,125 | | | | 0.90 | (5) | | | 0.90 | (5) | | | (0.72 | )(5) | | | 70 | |
F | | | 27.49 | | | | (0.10 | ) | | | 8.82 | | | | 8.72 | | | | — | | | | (2.78 | ) | | | (2.78 | ) | | | 33.43 | | | | 32.85 | (4) | | | 305,534 | | | | 0.85 | (5) | | | 0.85 | (5) | | | (0.62 | )(5) | | | 70 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 20.35 | | | $ | (0.14 | ) | | $ | 6.57 | | | $ | 6.43 | | | $ | — | | | $ | (1.28 | ) | | $ | (1.28 | ) | | $ | 25.50 | | | | 33.21 | % | | $ | 389,496 | | | | 1.32 | % | | | 1.31 | % | | | (0.66 | )% | | | 104 | % |
C | | | 13.30 | | | | (0.20 | ) | | | 4.15 | | | | 3.95 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 15.97 | | | | 32.08 | | | | 9,058 | | | | 2.14 | | | | 2.14 | | | | (1.50 | ) | | | 104 | |
I | | | 21.65 | | | | (0.08 | ) | | | 7.02 | | | | 6.94 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 27.31 | | | | 33.59 | | | | 35,806 | | | | 1.00 | | | | 1.00 | | | | (0.35 | ) | | | 104 | |
R3 | | | 22.29 | | | | (0.21 | ) | | | 7.22 | | | | 7.01 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 28.02 | | | | 32.91 | | | | 14,013 | | | | 1.61 | | | | 1.55 | | | | (0.90 | ) | | | 104 | |
R4 | | | 23.88 | | | | (0.15 | ) | | | 7.77 | | | | 7.62 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 30.22 | | | | 33.29 | | | | 13,363 | | | | 1.30 | | | | 1.25 | | | | (0.60 | ) | | | 104 | |
R5 | | | 25.40 | | | | (0.08 | ) | | | 8.29 | | | | 8.21 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 32.33 | | | | 33.64 | | | | 3,936 | | | | 1.01 | | | | 0.95 | | | | (0.30 | ) | | | 104 | |
R6 | | | 25.97 | | | | (0.13 | ) | | | 8.56 | | | | 8.43 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 33.12 | | | | 33.75 | | | | 1,530 | | | | 0.90 | | | | 0.90 | | | | (0.42 | ) | | | 104 | |
Y | | | 25.95 | | | | (0.08 | ) | | | 8.48 | | | | 8.40 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 33.07 | | | | 33.65 | | | | 19,956 | | | | 0.96 | | | | 0.95 | | | | (0.29 | ) | | | 104 | |
F | | | 21.76 | | | | (0.06 | ) | | | 7.07 | | | | 7.01 | | | | — | | | | (1.28 | ) | | | (1.28 | ) | | | 27.49 | | | | 33.75 | | | | 243,057 | | | | 0.90 | | | | 0.90 | | | | (0.24 | ) | | | 104 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 22.20 | | | $ | (0.13 | ) | | $ | 2.28 | | | $ | 2.15 | | | $ | — | | | $ | (4.00 | ) | | $ | (4.00 | ) | | $ | 20.35 | | | | 14.08 | % | | $ | 311,742 | | | | 1.33 | % | | | 1.32 | % | | | (0.66 | )% | | | 91 | % |
C | | | 16.11 | | | | (0.19 | ) | | | 1.38 | | | | 1.19 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 13.30 | | | | 13.24 | | | | 9,929 | | | | 2.14 | | | | 2.13 | | | | (1.46 | ) | | | 91 | |
I | | | 23.28 | | | | (0.08 | ) | | | 2.45 | | | | 2.37 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 21.65 | | | | 14.48 | | | | 26,939 | | | | 1.04 | | | | 1.03 | | | | (0.37 | ) | | | 91 | |
R3 | | | 23.95 | | | | (0.19 | ) | | | 2.53 | | | | 2.34 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 22.29 | | | | 13.84 | | | | 14,142 | | | | 1.62 | | | | 1.55 | | | | (0.89 | ) | | | 91 | |
R4 | | | 25.28 | | | | (0.14 | ) | | | 2.74 | | | | 2.60 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 23.88 | | | | 14.20 | | | | 14,261 | | | | 1.32 | | | | 1.25 | | | | (0.59 | ) | | | 91 | |
R5 | | | 26.53 | | | | (0.07 | ) | | | 2.94 | | | | 2.87 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 25.40 | | | | 14.56 | | | | 3,239 | | | | 1.02 | | | | 0.95 | | | | (0.29 | ) | | | 91 | |
R6 | | | 27.02 | | | | (0.06 | ) | | | 3.01 | | | | 2.95 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 25.97 | | | | 14.60 | | | | 206 | | | | 0.90 | | | | 0.90 | | | | (0.23 | ) | | | 91 | |
Y | | | 27.01 | | | | (0.06 | ) | | | 3.00 | | | | 2.94 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 25.95 | | | | 14.56 | | | | 32,472 | | | | 0.94 | | | | 0.93 | | | | (0.26 | ) | | | 91 | |
F | | | 23.35 | | | | (0.05 | ) | | | 2.46 | | | | 2.41 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 21.76 | | | | 14.63 | | | | 193,242 | | | | 0.90 | | | | 0.90 | | | | (0.23 | ) | | | 91 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 20.34 | | | $ | (0.20 | ) | | $ | 2.06 | | | $ | 1.86 | | | $ | — | | | $ | — | | | $ | — | | | $ | 22.20 | | | | 9.20 | % | | $ | 283,912 | | | | 1.34 | % | | | 1.33 | % | | | (0.87 | )% | | | 104 | % |
C | | | 14.87 | | | | (0.27 | ) | | | 1.51 | | | | 1.24 | | | | — | | | | — | | | | — | | | | 16.11 | | | | 8.34 | | | | 11,729 | | | | 2.12 | | | | 2.10 | | | | (1.64 | ) | | | 104 | |
I | | | 21.27 | | | | (0.14 | ) | | | 2.15 | | | | 2.01 | | | | — | | | | — | | | | — | | | | 23.28 | | | | 9.45 | | | | 28,540 | | | | 1.07 | | | | 1.05 | | | | (0.60 | ) | | | 104 | |
R3 | | | 21.98 | | | | (0.27 | ) | | | 2.24 | | | | 1.97 | | | | — | | | | — | | | | — | | | | 23.95 | | | | 8.92 | | | | 16,386 | | | | 1.63 | | | | 1.55 | | | | (1.09 | ) | | | 104 | |
R4 | | | 23.14 | | | | (0.20 | ) | | | 2.34 | | | | 2.14 | | | | — | | | | — | | | | — | | | | 25.28 | | | | 9.25 | | | | 15,295 | | | | 1.32 | | | | 1.25 | | | | (0.79 | ) | | | 104 | |
R5 | | | 24.21 | | | | (0.14 | ) | | | 2.46 | | | | 2.32 | | | | — | | | | — | | | | — | | | | 26.53 | | | | 9.58 | | | | 2,678 | | | | 1.03 | | | | 0.95 | | | | (0.51 | ) | | | 104 | |
R6 | | | 24.64 | | | | (0.12 | ) | | | 2.50 | | | | 2.38 | | | | — | | | | — | | | | — | | | | 27.02 | | | | 9.66 | | | | 144 | | | | 0.91 | | | | 0.90 | | | | (0.42 | ) | | | 104 | |
Y | | | 24.64 | | | | (0.12 | ) | | | 2.49 | | | | 2.37 | | | | — | | | | — | | | | — | | | | 27.01 | | | | 9.66 | | | | 35,351 | | | | 0.92 | | | | 0.90 | | | | (0.44 | ) | | | 104 | |
F | | | 21.30 | | | | (0.11 | ) | | | 2.16 | | | | 2.05 | | | | — | | | | — | | | | — | | | | 23.35 | | | | 9.63 | | | | 115,365 | | | | 0.91 | | | | 0.90 | | | | (0.45 | ) | | | 104 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Small Company Fund – (continued) | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 15.74 | | | $ | (0.12 | ) | | $ | 4.72 | | | $ | 4.60 | | | $ | — | | | $ | — | | | $ | — | | | $ | 20.34 | | | | 29.16 | % | | $ | 252,187 | | | | 1.39 | % | | | 1.37 | % | | | (0.64 | )% | | | 109 | % |
C | | | 11.60 | | | | (0.19 | ) | | | 3.46 | | | | 3.27 | | | | — | | | | — | | | | — | | | | 14.87 | | | | 28.19 | | | | 26,529 | | | | 2.12 | | | | 2.10 | | | | (1.40 | ) | | | 109 | |
I | | | 16.43 | | | | (0.10 | ) | | | 4.94 | | | | 4.84 | | | | — | | | | — | | | | — | | | | 21.27 | | | | 29.40 | | | | 28,052 | | | | 1.49 | | | | 1.15 | | | | (0.51 | ) | | | 109 | |
R3 | | | 17.05 | | | | (0.17 | ) | | | 5.10 | | | | 4.93 | | | | — | | | | — | | | | — | | | | 21.98 | | | | 28.91 | | | | 23,932 | | | | 1.63 | | | | 1.55 | | | | (0.84 | ) | | | 109 | |
R4 | | | 17.89 | | | | (0.11 | ) | | | 5.36 | | | | 5.25 | | | | — | | | | — | | | | — | | | | 23.14 | | | | 29.29 | | | | 23,080 | | | | 1.32 | | | | 1.25 | | | | (0.53 | ) | | | 109 | |
R5 | | | 18.67 | | | | (0.04 | ) | | | 5.58 | | | | 5.54 | | | | — | | | | — | | | | — | | | | 24.21 | | | | 29.67 | | | | 3,263 | | | | 1.06 | | | | 0.95 | | | | (0.20 | ) | | | 109 | |
R6 | | | 18.99 | | | | (0.09 | ) | | | 5.74 | | | | 5.65 | | | | — | | | | — | | | | — | | | | 24.64 | | | | 29.75 | | | | 78 | | | | 1.07 | | | | 0.90 | | | | (0.38 | ) | | | 109 | |
Y | | | 18.99 | | | | (0.02 | ) | | | 5.67 | | | | 5.65 | | | | — | | | | — | | | | — | | | | 24.64 | | | | 29.70 | | | | 33,040 | | | | 0.94 | | | | 0.90 | | | | (0.08 | ) | | | 109 | |
F(7) | | | 18.76 | | | | (0.05 | ) | | | 2.59 | | | | 2.54 | | | | — | | | | — | | | | — | | | | 21.30 | | | | 13.49 | (4) | | | 81,831 | | | | 0.92 | (5) | | | 0.90 | (5) | | | (0.38 | )(5) | | | 109 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 19.36 | | | $ | (0.14 | ) | | $ | (0.90 | ) | | $ | (1.04 | ) | | $ | — | | | $ | (2.58 | ) | | $ | (2.58 | ) | | $ | 15.74 | | | | (5.73 | )% | | $ | 262,618 | | | | 1.45 | % | | | 1.43 | %(20) | | | (0.87 | )% | | | 81 | % |
B | | | 15.08 | | | | (0.19 | ) | | | (0.69 | ) | | | (0.88 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 11.62 | | | | (6.40 | ) | | | 862 | | | | 2.46 | | | | 2.17 | (20) | | | (1.59 | ) | | | 81 | |
C | | | 15.06 | | | | (0.19 | ) | | | (0.69 | ) | | | (0.88 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 11.60 | | | | (6.41 | ) | | | 25,586 | | | | 2.14 | | | | 2.14 | (20) | | | (1.58 | ) | | | 81 | |
I | | | 20.04 | | | | (0.10 | ) | | | (0.93 | ) | | | (1.03 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 16.43 | | | | (5.45 | ) | | | 41,881 | | | | 1.24 | | | | 1.18 | (20) | | | (0.61 | ) | | | 81 | |
R3 | | | 20.77 | | | | (0.18 | ) | | | (0.96 | ) | | | (1.14 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 17.05 | | | | (5.83 | ) | | | 29,662 | | | | 1.62 | | | | 1.58 | (20) | | | (1.02 | ) | | | 81 | |
R4 | | | 21.61 | | | | (0.13 | ) | | | (1.01 | ) | | | (1.14 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 17.89 | | | | (5.58 | ) | | | 27,834 | | | | 1.31 | | | | 1.28 | (20) | | | (0.71 | ) | | | 81 | |
R5 | | | 22.37 | | | | (0.07 | ) | | | (1.05 | ) | | | (1.12 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 18.67 | | | | (5.27 | ) | | | 5,283 | | | | 1.00 | | | | 0.97 | (20) | | | (0.37 | ) | | | 81 | |
R6 | | | 22.69 | | | | (0.06 | ) | | | (1.06 | ) | | | (1.12 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 18.99 | | | | (5.18 | ) | | | 9 | | | | 0.90 | | | | 0.90 | (20) | | | (0.34 | ) | | | 81 | |
Y | | | 22.69 | | | | (0.06 | ) | | | (1.06 | ) | | | (1.12 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 18.99 | | | | (5.18 | ) | | | 98,620 | | | | 0.90 | | | | 0.90 | (20) | | | (0.33 | ) | | | 81 | |
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(6) | Includes interest expense representing less than 0.005%. |
(7) | Commenced operations on February 28, 2017. |
(8) | Excluding the expenses not subject to cap, the ratios would have been 1.09%, 1.98%, 1.81%, 0.79%, 1.40%, 1.10%, 0.80%, 0.70% and 0.70% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(9) | Excluding the expenses not subject to cap, the ratios would have been 0.79%, 1.54%, 1.54%, 0.54%, 1.09%, 0.79%, 0.49%, 0.42% and 0.42% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(10) | Excluding the expenses not subject to cap, the ratios would have been 1.02%, 1.95%, 1.76%, 0.82%, 1.35%, 1.05%, 0.75%, 0.65% and 0.65% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(11) | Excluding the expenses not subject to cap, the ratios would have been 1.12%, 2.04%, 1.87%, 0.91%, 1.45%, 1.15%, 0.85%, 0.75% and 0.76% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(12) | Amount is less than $0.01 per share. |
(13) | Commenced operations on February 28, 2019. |
(14) | Amount is less than 0.01%. |
(15) | Excluding the expenses not subject to cap, the ratios would have been 1.28%, 2.10%, 2.00%, 1.04%, 1.54%, 1.23%, 0.93% and 0.83% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y, respectively. |
(16) | Commenced operations on February 28, 2018. |
(17) | Per share amount was not in accord with the net realized and unrealized gain (loss) for the period because of the timing of transactions in shares of the Fund and the amount and timing of per-share net realized and unrealized gain (loss) on such shares. |
(18) | Excluding the expenses not subject to cap, the ratios would have been 1.23%, 2.09%, 1.95%, 0.90%, 1.52%, 1.20%, 0.90% and 0.79% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y, respectively. |
(19) | Excluding the expenses not subject to cap, the ratios would have been 1.30%, 2.05%, 2.05%, 0.99%, 1.50%, 1.20%, 0.90% and 0.85% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y, respectively. |
(20) | Excluding the expenses not subject to cap, the ratios would have been 1.40%, 2.15%, 2.11%, 1.15%, 1.55%, 1.25%, 0.95%, 0.88% and 0.88% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Notes to Financial Statements
April 30, 2021 (Unaudited)
The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each, a “Company” and collectively, the “Companies”) are each an open-end registered management investment company comprised of thirty-six and fourteen series, respectively, as of April 30, 2021. Financial statements for the series of each Company listed below (each, a “Fund” and collectively, the “Funds”) are included in this report.
The Hartford Mutual Funds, Inc.:
The Hartford Capital Appreciation Fund (the “Capital Appreciation Fund”)
Hartford Core Equity Fund (the “Core Equity Fund”)
The Hartford Dividend and Growth Fund (the “Dividend and Growth Fund”)
The Hartford Equity Income Fund (the “Equity Income Fund”)
The Hartford Healthcare Fund (the “Healthcare Fund”)
The Hartford MidCap Fund (the “MidCap Fund”)
The Hartford MidCap Value Fund (the “MidCap Value Fund”)
Hartford Small Cap Value Fund (the “Small Cap Value Fund”)
The Hartford Small Company Fund (the “Small Company Fund”)
The Hartford Mutual Funds II, Inc.:
The Hartford Growth Opportunities Fund (the “Growth Opportunities Fund”)
Hartford Quality Value Fund (the “Quality Value Fund”)
The Hartford Small Cap Growth Fund (the “Small Cap Growth Fund”)
The assets of each Fund are separate and a shareholder’s interest is limited to the Fund in which shares are held. Each Company is organized under the laws of the State of Maryland and is registered with the U.S. Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). Each Fund is a diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification Topic 946, “Financial Services – Investment Companies”.
Each Fund has registered for sale Class A, Class C, Class I, Class R3, Class R4, Class R5, Class Y and Class F shares. Core Equity Fund has registered for sale Class T shares. As of April 30, 2021, Class T shares have not commenced operations. Each Fund, except the MidCap Value Fund, has registered for sale Class R6 shares. Class A shares are sold with a front-end sales charge of up to 5.50%. Class T shares have a front-end sales charge of up to 2.50%. Class C shares are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Effective April 1, 2021, Class C shares automatically convert to Class A shares of the same Fund after eight years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least eight years. Classes I, R3, R4, R5, R6, Y and F shares do not have a sales charge.
2. | Significant Accounting Policies: |
The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles (“U.S. GAAP”). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates.
| a) | Determination of Net Asset Value – The net asset value (“NAV”) of each class of each Fund’s shares is determined as of the close of regular trading on the New York Stock Exchange (the “Exchange”) (normally 4:00 p.m. Eastern Time) (the “NYSE Close”) on each day that the Exchange is open (“Valuation Date”). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept purchase and redemption orders and calculate each Fund’s NAV in accordance with applicable law. The NAV for each class of shares of each Fund is determined by dividing the value of the Fund’s net assets attributable to a class of shares by the number of shares outstanding for that class. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
| b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
If market prices are not readily available or are deemed unreliable, a Fund will use the fair value of the security or other instrument as determined in good faith under policies and procedures established by and under the supervision of the Board of Directors of the respective Company (the “Board of Directors”) (“Valuation Procedures”). Market prices are considered not readily available where there is an absence of current or reliable market-based data (e.g., trade information or broker quotes), including where events occur after the close of the relevant market, but prior to the NYSE Close, that materially affect the values of a Fund’s portfolio holdings or assets. In addition, market prices are considered not readily available when, due to extraordinary circumstances, the exchanges or markets on which the securities or other instruments trade do not open for trading for the entire day and no other market prices are available. Fair value pricing is subjective in nature and the use of fair value pricing by a Fund may cause the NAV of its shares to differ significantly from the NAV that would have been calculated using market prices at the close of the exchange on which a portfolio holding is primarily traded. There can be no assurance that a Fund could obtain the fair value assigned to an investment if the Fund were to sell the investment at approximately the time at which the Fund determines its NAV.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, redeem or exchange shares of the Fund.
Fixed income investments (other than short-term obligations) held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost.
Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange (“Exchange Close”). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures.
Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund.
Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.
Investments in open-end mutual funds, if any, are valued at the respective NAV of each open-end mutual fund on the Valuation Date. Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Such open-end mutual funds and listed investment companies may use fair value pricing as disclosed in their prospectuses.
Financial instruments for which prices are not available from an independent pricing service may be valued using market quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures established by the Board of Directors.
U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are:
| • | | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
| • | | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| • | | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
The Board of Directors has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all relevant factors in determining an investment’s fair value, and may seek the advice of such Fund’s sub-adviser(s), as applicable, knowledgeable brokers, and legal counsel in making such determination. The Valuation Committee reports to the Audit Committee of the Board of Directors.
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.
| c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, a Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available.
Interest income, including amortization of premium, accretion of discounts and additional principal received in-kind in lieu of cash, is accrued on a daily basis.
Please refer to Note 8 for Securities Lending information.
| d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends from securities in which the Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain on investments in these securities, if applicable. |
| e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements.
Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates.
| f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
| g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund’s net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income and non-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Orders for the purchase of a Fund’s shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV.
Dividends are declared pursuant to a policy adopted by the respective Company’s Board of Directors. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of each Fund, except Dividend and Growth Fund and Equity Income Fund, is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Dividend and Growth Fund and Equity Income Fund is to pay dividends from net investment income, if any, quarterly and realized gains, if any, at least once a year.
Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing .
3. | Securities and Other Investments: |
| a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund’s Schedule of Investments. |
| b) | Repurchase Agreements – A repurchase agreement is an agreement between two parties whereby one party sells the other a security at a specified price with a commitment to repurchase the security later at an agreed-upon price, date and interest payment. Each Fund is permitted to enter into fully collateralized repurchase agreements. Each Company’s Board of Directors has delegated to the sub-adviser(s), as applicable, the responsibility of evaluating the creditworthiness of the banks and securities dealers with which the Funds will engage in repurchase agreements. The sub-adviser(s) will monitor such transactions to ensure that the value of underlying collateral will be at least equal to the total amount of the repurchase obligation as required by the valuation provision of the repurchase agreement, including the accrued interest. Repurchase agreements carry the risk that the market value of the securities declines below the repurchase price. A Fund could also lose money if it is unable to recover the securities and the value of any collateral held or assets segregated by the Fund to cover the transaction is less than the value of the securities. In the event the borrower commences bankruptcy proceedings, a court may characterize the transaction as a loan. If a Fund has not perfected a security interest in the underlying collateral, the Fund may be required to return the underlying collateral to the borrower’s estate and be treated as an unsecured creditor. As an unsecured creditor, the Fund could lose some or all of the principal and interest involved in the transaction. See each Fund’s Schedule of Investments, if applicable, for repurchase agreements as of April 30, 2021. |
| c) | Special Purpose Acquisition Companies – A Fund may invest in special purpose acquisition companies (“SPACs”) or similar special purpose entities. SPACs are collective investment structures that pool funds in order to seek potential acquisition opportunities. SPACs and similar entities may be blank check companies with no operating history or ongoing business other than to seek a potential acquisition. Because SPACs and similar entities have no operating history or ongoing business other than seeking acquisitions, the value of their securities is particularly dependent on the ability of the entity’s management to identify and complete a profitable acquisition. Some SPACs may pursue acquisitions only within certain industries or regions, which may increase the volatility of their securities’ prices. In addition, these securities, which are typically traded in the OTC market, may be considered illiquid and/or be subject to restrictions on resale. A Fund may enter into a contingent commitment with a SPAC to purchase shares of private investments in public equity investments (“PIPE”) if and when the SPAC completes its merger or acquisition; however if the commitment expires, then no shares are purchased. Purchased PIPE shares will be restricted from trading until the registration statement for the shares is declared effective. Upon registration, the shares can be freely sold; however, in certain circumstances, the issuer may have the right to temporarily suspend trading of the shares in the first year after the merger. The Growth Opportunities Fund and the Small Company Fund each had contingent commitments outstanding of approximately $97,281,965 and $21,160,200 respectively, to purchase PIPE shares as of April 30, 2021. |
4. | Financial Derivative Instruments: |
The following disclosures contain information on how and why a Fund may use derivative instruments, the credit-risk-related contingent features in certain derivative instruments, and how derivative instruments affect a Fund’s financial position and results of operations. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations.
| a) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant (“FCM”) an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value (“variation margin”) is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
During the six-month period ended April 30, 2021, each of Capital Appreciation Fund and Core Equity Fund had used futures contracts.
| b) | Additional Derivative Instrument Information: |
Capital Appreciation Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | — | | | $ | — | | | $ | 1,469,584 | | | $ | — | | | $ | — | | | $ | 1,469,584 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 1,469,584 | | | $ | — | | | $ | — | | | $ | 1,469,584 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative unrealized appreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 20,266,367 | | | $ | — | | | $ | — | | | $ | 20,266,367 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 20,266,367 | | | $ | — | | | $ | — | | | $ | 20,266,367 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 3,575,980 | | | $ | — | | | $ | — | | | $ | 3,575,980 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 3,575,980 | | | $ | — | | | $ | — | | | $ | 3,575,980 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2021, the average monthly amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 518 | |
Core Equity Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | — | | | $ | — | | | $ | 25,079 | | | $ | — | | | $ | — | | | $ | 25,079 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 25,079 | | | $ | — | | | $ | — | | | $ | 25,079 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative unrealized appreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Core Equity Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 25,403,411 | | | $ | — | | | $ | — | | | $ | 25,403,411 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 25,403,411 | | | $ | — | | | $ | — | | | $ | 25,403,411 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 2,060,056 | | | $ | — | | | $ | — | | | $ | 2,060,056 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 2,060,056 | | | $ | — | | | $ | — | | | $ | 2,060,056 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2021, the average monthly amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 409 | |
| c) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund’s custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund’s custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
The following tables present a Fund’s derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement (“MNA”) and net of the related collateral received/pledged by a Fund as of April 30, 2021:
Capital Appreciation Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Futures contracts | | $ | 1,469,584 | | | $ | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 1,469,584 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (1,469,584 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | — | | | $ | — | |
| | | | | | | | |
Core Equity Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Futures contracts | | $ | 25,079 | | | $ | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 25,079 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (25,079 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | — | | | $ | — | |
| | | | | | | | |
A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks.
The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of each Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments.
A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance. The current ongoing outbreak of COVID-19, a respiratory disease caused by a novel coronavirus, has negatively affected the worldwide economy, the financial health of individual companies and the market in significant and unforeseen ways. The future impact of the ongoing COVID-19 pandemic remains unclear. The effects to public health, business and market conditions resulting from COVID-19 pandemic may have a significant negative impact on the performance of a Fund’s investments, including exacerbating other pre-existing political, social and economic risks.
Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets.
Securities lending involves the risk that a Fund may lose money because the borrower of the loaned securities fails to return the securities in a timely manner or at all. A Fund could also lose money in the event of a decline in the value of the collateral provided for the loaned securities or a decline in the value of any investments made with cash collateral. These events could also trigger adverse tax consequences for a Fund that lends its holdings.
| a) | Each Fund intends to continue to qualify as a Regulated Investment Company (“RIC”) under Subchapter M of the Internal Revenue Code (“IRC”) by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2021. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
| b) | Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at April 30, 2021 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| | | | | | | | | | | | | | | | |
Fund | | Tax Cost | | | Gross Unrealized Appreciation | | | Gross Unrealized (Depreciation) | | | Net Unrealized Appreciation/ (Depreciation) | |
Capital Appreciation Fund | | $ | 5,682,063,506 | | | $ | 2,096,985,622 | | | $ | (63,255,069 | ) | | $ | 2,033,730,553 | |
Core Equity Fund | | | 7,560,436,980 | | | | 4,063,704,836 | | | | (28,617,224 | ) | | | 4,035,087,612 | |
Dividend and Growth Fund | | | 7,884,462,541 | | | | 4,787,313,278 | | | | (24,556,580 | ) | | | 4,762,756,698 | |
Equity Income Fund | | | 3,180,019,690 | | | | 1,473,407,561 | | | | (6,885,016 | ) | | | 1,466,522,545 | |
Growth Opportunities Fund | | | 5,868,840,135 | | | | 2,053,771,247 | | | | (120,290,120 | ) | | | 1,933,481,127 | |
Healthcare Fund | | | 1,247,392,088 | | | | 546,834,558 | | | | (46,233,954 | ) | | | 500,600,604 | |
MidCap Fund | | | 10,770,756,366 | | | | 5,387,475,021 | | | | (245,024,580 | ) | | | 5,142,450,441 | |
MidCap Value Fund | | | 607,365,986 | | | | 236,126,387 | | | | (225,553 | ) | | | 235,900,834 | |
Quality Value Fund | | | 163,117,061 | | | | 56,505,465 | | | | (842,708 | ) | | | 55,662,757 | |
Small Cap Growth Fund | | | 602,068,919 | | | | 368,188,865 | | | | (24,355,661 | ) | | | 343,833,204 | |
Small Cap Value Fund | | | 102,792,476 | | | | 39,448,108 | | | | (1,127,724 | ) | | | 38,320,384 | |
Small Company Fund | | | 771,290,080 | | | | 253,793,908 | | | | (31,940,942 | ) | | | 221,852,966 | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| c) | Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. |
At October 31, 2020 (tax year end), each Fund’s capital loss carryforwards for U.S. federal income tax purposes were as follows:
| | | | | | | | |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | | Long-Term Capital Loss Carryforward with No Expiration | |
Core Equity Fund | | $ | 47,413,004 | | | $ | — | |
MidCap Value Fund | | | 17,728,662 | | | | 15,069,753 | |
Quality Value Fund | | | 2,509,529 | | | | — | |
Small Cap Value Fund | | | 1,618,830 | | | | 3,882,399 | |
The Capital Appreciation Fund, Dividend and Growth Fund, Equity Income Fund, Growth Opportunities Fund, Healthcare Fund, MidCap Fund, Small Cap Growth Fund and Small Company Fund had no capital loss carryforwards for U.S. federal tax purposes as of October 31, 2020.
| a) | Investment Management Agreement – Hartford Funds Management Company, LLC (“HFMC”) serves as each Fund’s investment manager. Each Company, on behalf of its respective Funds, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. (“The Hartford”). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Wellington Management Company LLP (“Wellington Management”) under a sub-advisory agreement and Wellington Management performs the daily investment of the assets of each Fund in accordance with the Fund’s investment objective and policies. HFMC pays a sub-advisory fee to Wellington Management out of its management fee. |
The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2021; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates:
| | |
Fund | | Management Fee Rates |
Capital Appreciation Fund | | 0.8000% on first $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $4 billion and; |
| | 0.6475% on next $5 billion and; |
| | 0.6450% over $10 billion |
| |
Core Equity Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $1.5 billion and; |
| | 0.3250% on next $2.5 billion and; |
| | 0.3225% over $5 billion |
| |
Dividend and Growth Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
| |
Equity Income Fund | | 0.7500% on first $250 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5900% on next $2.5 billion and; |
| | 0.5875% over $5 billion |
| |
Growth Opportunities Fund | | 0.8000% on first $250 million and; |
| | 0.7000% on next $4.75 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
| |
Healthcare Fund | | 0.9000% on first $500 million and; |
| | 0.8500% on next $500 million and; |
| | 0.8000% on next $4 billion and; |
| | 0.7975% on next $5 billion and; |
| | 0.7950% over $10 billion |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | |
Fund | | Management Fee Rates |
MidCap Fund | | 0.8500% on first $500 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $4 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
| |
MidCap Value Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
| |
Quality Value Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $4 billion and; |
| | 0.3250% on next $5 billion and; |
| | 0.3225% over $10 billion |
| |
Small Cap Growth Fund | | 0.9000% on first $100 million and; |
| | 0.8000% on next $150 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $4.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
| |
Small Cap Value Fund | | 0.7000% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $2 billion and; |
| | 0.5900% on next $2 billion and; |
| | 0.5800% on next $5 billion and; |
| | 0.5700% over $10 billion |
| |
Small Company Fund | | 0.8500% on first $250 million and; |
| | 0.8000% on next $250 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $3.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
| b) | Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between each Company, on behalf of its respective Funds, and HFMC. HFMC has delegated certain accounting and administrative service functions to State Street Bank and Trust Company (“State Street”). In consideration of services rendered and expenses assumed pursuant to the fund accounting agreement, each Fund pays HFMC a fee. As of April 30, 2021, HFMC received the following fee with respect to each Fund: any sub-accounting fee payable by HFMC plus the amount of expenses that HFMC allocates for providing the fund accounting services. |
| c) | Operating Expenses – Allocable expenses incurred by each Company are allocated to each series within such Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2021, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses), through February 28, 2022 (unless the applicable Board of Directors approves its earlier termination) as follows for each of the following Funds: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Quality Value Fund | | | 0.96 | % | | | 1.71 | % | | | 0.66 | % | | | 1.18 | % | | | 0.88 | % | | | 0.63 | % | | | 0.46 | % | | | 0.57 | % | | | 0.46 | % |
Small Cap Value Fund | | | 1.30 | % | | | 2.05 | % | | | 1.00 | % | | | 1.50 | % | | | 1.20 | % | | | 0.90 | % | | | 0.80 | % | | | 0.85 | % | | | 0.80 | % |
From November 1, 2020 through February 28, 2021, HFMC contractually limited the total operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), as follows for the following Fund:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Small Company Fund | | | 1.40 | % | | | 2.15 | % | | | 1.15 | % | | | 1.55 | % | | | 1.25 | % | | | 0.95 | % | | | 0.90 | % | | | 0.95 | % | | | 0.90 | % |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| d) | Fees Paid Indirectly – Certain Funds have entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc. to partially recapture non-discounted trade commissions. Such rebates are used to pay a portion of a Fund’s expenses. For the six-month period ended April 30, 2021, these amounts, if any, are included in the Statements of Operations. |
The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. The annualized expense ratio after waivers reflecting the reduction for fees paid indirectly for the period is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Capital Appreciation Fund | | | 1.04 | % | | | 1.83 | % | | | 0.77 | % | | | 1.40 | % | | | 1.10 | % | | | 0.80 | % | | | 0.69 | % | | | 0.77 | % | | | 0.69 | % |
Core Equity Fund | | | 0.69 | % | | | 1.44 | % | | | 0.44 | % | | | 1.05 | % | | | 0.70 | % | | | 0.46 | % | | | 0.36 | % | | | 0.44 | % | | | 0.36 | % |
Dividend and Growth Fund | | | 0.97 | % | | | 1.76 | % | | | 0.71 | % | | | 1.33 | % | | | 1.04 | % | | | 0.72 | % | | | 0.63 | % | | | 0.67 | % | | | 0.63 | % |
Equity Income Fund | | | 0.98 | % | | | 1.75 | % | | | 0.73 | % | | | 1.35 | % | | | 1.05 | % | | | 0.74 | % | | | 0.65 | % | | | 0.72 | % | | | 0.65 | % |
Growth Opportunities Fund | | | 1.06 | % | | | 1.83 | % | | | 0.81 | % | | | 1.43 | % | | | 1.14 | % | | | 0.84 | % | | | 0.73 | % | | | 0.79 | % | | | 0.73 | % |
Healthcare Fund | | | 1.25 | % | | | 2.02 | % | | | 0.98 | % | | | 1.60 | % | | | 1.29 | % | | | 0.99 | % | | | 0.89 | % | | | 0.96 | % | | | 0.89 | % |
MidCap Fund | | | 1.08 | % | | | 1.84 | % | | | 0.84 | % | | | 1.44 | % | | | 1.12 | % | | | 0.83 | % | | | 0.74 | % | | | 0.77 | % | | | 0.74 | % |
MidCap Value Fund | | | 1.19 | % | | | 1.97 | % | | | 0.86 | % | | | 1.48 | % | | | 1.19 | % | | | 0.88 | % | | | N/A | | | | 0.86 | % | | | 0.78 | % |
Quality Value Fund | | | 0.93 | % | | | 1.70 | % | | | 0.60 | % | | | 1.16 | % | | | 0.87 | % | | | 0.60 | % | | | 0.46 | % | | | 0.57 | % | | | 0.46 | % |
Small Cap Growth Fund | | | 1.18 | % | | | 1.92 | % | | | 0.83 | % | | | 1.45 | % | | | 1.18 | % | | | 0.85 | % | | | 0.76 | % | | | 0.81 | % | | | 0.76 | % |
Small Cap Value Fund | | | 1.28 | % | | | 2.03 | % | | | 0.90 | % | | | 1.32 | % | | | 1.19 | % | | | 0.90 | % | | | 0.80 | % | | | 0.85 | % | | | 0.80 | % |
Small Company Fund | | | 1.21 | % | | | 2.06 | % | | | 0.93 | % | | | 1.54 | % | | | 1.26 | % | | | 0.94 | % | | | 0.85 | % | | | 0.90 | % | | | 0.84 | % |
| e) | Sales Charges and Distribution and Service Plan for Class A, T, C, R3 and R4 Shares – Hartford Funds Distributors, LLC (“HFD”), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For the six-month period ended April 30, 2021, HFD received front-end sales charges and contingent deferred sales charges for each Fund as follows: |
| | | | | | | | |
Fund | | Front-end Sales Charges | | | Contingent Deferred Sales Charges | |
Capital Appreciation Fund | | $ | 909,464 | | | $ | 7,480 | |
Core Equity Fund | | | 1,566,438 | | | | 27,643 | |
Dividend and Growth Fund | | | 1,586,140 | | | | 16,432 | |
Equity Income Fund | | | 540,417 | | | | 6,524 | |
Growth Opportunities Fund | | | 1,756,316 | | | | 11,799 | |
Healthcare Fund | | | 594,857 | | | | 3,562 | |
MidCap Fund | | | 1,203,411 | | | | 12,453 | |
MidCap Value Fund | | | 218,857 | | | | 76 | |
Quality Value Fund | | | 40,453 | | | | — | |
Small Cap Growth Fund | | | 47,814 | | | | 307 | |
Small Cap Value Fund | | | 44,708 | | | | 104 | |
Small Company Fund | | | 339,951 | | | | 1,776 | |
The Board of Directors of each Company has approved the adoption of a separate distribution plan (each a “Plan”) pursuant to Rule 12b-1 under the 1940 Act for each of Class A, T, C, R3 and R4 shares. Under a Plan, Class A, Class T, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some or all of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class T Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class T shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. As of April 30, 2021, Class T shares have not commenced operations. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s 12b-1 fees are accrued daily and paid monthly or at such other intervals as the respective Company’s Board of Directors may determine. Any 12b-1 fees attributable to assets held in an account held directly with the Funds’ transfer agent for which there is not a third-party listed as the broker-dealer of record (or HFD does not otherwise have a payment obligation) are generally reimbursed to the applicable Fund. Such amounts are reflected as “Distribution fee reimbursements” on the Statements of Operations.
| f) | Other Related Party Transactions – Certain officers of each Company are directors and/or officers of HFMC and/or The Hartford or its subsidiaries. For the six-month period ended April 30, 2021, a portion of each Company’s Chief Compliance Officer’s (“CCO”) compensation |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| was paid by all of the investment companies in the Hartford fund complex. The portion allocated to each Fund, as represented in other expenses on the Statements of Operations, is outlined in the table below. |
| | | | |
Fund | | CCO Compensation Paid by Fund | |
Capital Appreciation Fund | | $ | 3,490 | |
Core Equity Fund | | | 5,126 | |
Dividend and Growth Fund | | | 5,584 | |
Equity Income Fund | | | 2,084 | |
Growth Opportunities Fund | | | 3,543 | |
Healthcare Fund | | | 775 | |
MidCap Fund | | | 7,182 | |
MidCap Value Fund | | | 374 | |
Quality Value Fund | | | 99 | |
Small Cap Growth Fund | | | 430 | |
Small Cap Value Fund | | | 58 | |
Small Company Fund | | | 447 | |
Hartford Administrative Services Company (“HASCO”), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to DST Asset Manager Solutions, Inc. (“DST”) (and any other designated sub-agent) according to the agreed-upon fee schedule under the sub-transfer agency agreement between HASCO and DST (or between HASCO and any other designated sub-agent, as applicable); (ii) sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits approved by the applicable Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin.
| | | | |
Share Class | | Specified Amount (as a percentage average daily net assets) | |
Class A | | | 0.25 | % |
Class C | | | 0.25 | % |
Class I | | | 0.20 | % |
Class Y | | | 0.11 | % |
Class R3 | | | 0.22 | % |
Class R4 | | | 0.17 | % |
Class R5 | | | 0.12 | % |
Class R6 | | | 0.004 | % |
Class F | | | 0.004 | % |
Effective March 1, 2021, HASCO has contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for the share classes of the Funds listed below through February 28, 2022, unless the Board of Directors approves its earlier termination:
| | | | | | | | |
Fund | | Class I | | | Class Y | |
Core Equity Fund | | | N/A | | | | 0.08 | % |
Dividend and Growth Fund | | | N/A | | | | 0.04 | % |
MidCap Fund | | | 0.12 | % | | | 0.04 | % |
Small Cap Growth Fund | | | N/A | | | | 0.06 | % |
From November 1, 2020 through February 28, 2021, HASCO contractually agreed to waive and/or reimburse a portion of the transfer agency fees for the share classes of the Funds listed below to the extent necessary to limit the transfer agency fees as follows:
| | | | | | | | |
Fund | | Class I | | | Class Y | |
Capital Appreciation Fund | | | N/A | | | | 0.06 | % |
Core Equity Fund | | | N/A | | | | 0.08 | % |
Dividend and Growth Fund | | | N/A | | | | 0.04 | % |
Equity Income Fund | | | N/A | | | | 0.06 | % |
Growth Opportunities Fund | | | N/A | | | | 0.04 | % |
Healthcare Fund | | | N/A | | | | 0.05 | % |
MidCap Fund | | | 0.12 | % | | | 0.04 | % |
MidCap Value Fund | | | N/A | | | | 0.07 | % |
Small Cap Growth Fund | | | N/A | | | | 0.04 | % |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Pursuant to a sub-transfer agency agreement between HASCO and DST, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to DST. Each Fund does not pay any fee directly to DST; rather, HASCO makes all such payments to DST. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For the six-month period ended April 30, 2021, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class’ average daily net assets is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Capital Appreciation Fund | | | 0.10 | % | | | 0.14 | % | | | 0.08 | % | | | 0.21 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | %* | | | 0.07 | % | | | 0.00 | %* |
Core Equity Fund | | | 0.09 | % | | | 0.09 | % | | | 0.08 | % | | | 0.19 | % | | | 0.14 | % | | | 0.10 | % | | | 0.00 | %* | | | 0.08 | % | | | 0.00 | %* |
Dividend and Growth Fund | | | 0.09 | % | | | 0.13 | % | | | 0.08 | % | | | 0.20 | % | | | 0.16 | % | | | 0.09 | % | | | 0.00 | %* | | | 0.04 | % | | | 0.00 | %* |
Equity Income Fund | | | 0.09 | % | | | 0.10 | % | | | 0.08 | % | | | 0.20 | % | | | 0.15 | % | | | 0.09 | % | | | 0.00 | %* | | | 0.07 | % | | | 0.00 | %* |
Growth Opportunities Fund | | | 0.09 | % | | | 0.10 | % | | | 0.08 | % | | | 0.21 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | %* | | | 0.07 | % | | | 0.00 | %* |
Healthcare Fund | | | 0.11 | % | | | 0.13 | % | | | 0.09 | % | | | 0.21 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | %* | | | 0.07 | % | | | 0.00 | %* |
MidCap Fund | | | 0.09 | % | | | 0.11 | % | | | 0.11 | % | | | 0.21 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | %* | | | 0.04 | % | | | 0.00 | %* |
MidCap Value Fund | | | 0.16 | % | | | 0.20 | % | | | 0.08 | % | | | 0.20 | % | | | 0.16 | % | | | 0.11 | % | | | N/A | | | | 0.09 | % | | | 0.00 | %* |
Quality Value Fund | | | 0.18 | % | | | 0.25 | % | | | 0.09 | % | | | 0.21 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | %* | | | 0.11 | % | | | 0.00 | %* |
Small Cap Growth Fund | | | 0.18 | % | | | 0.15 | % | | | 0.07 | % | | | 0.20 | % | | | 0.17 | % | | | 0.09 | % | | | 0.00 | %* | | | 0.05 | % | | | 0.00 | %* |
Small Cap Value Fund | | | 0.21 | % | | | 0.21 | % | | | 0.07 | % | | | 0.18 | % | | | 0.14 | % | | | 0.10 | % | | | 0.00 | %* | | | 0.05 | % | | | 0.00 | %* |
Small Company Fund | | | 0.12 | % | | | 0.22 | % | | | 0.09 | % | | | 0.20 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | %* | | | 0.05 | % | | | 0.00 | %* |
Each Company has entered into a securities lending agency agreement (“lending agreement”) with Citibank, N.A. (“Citibank”). A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. If a Fund security is on loan, under the lending agreement, the borrower is required to deposit cash or liquid securities as collateral at least equal to 100% of the market value of the loaned securities; and cash collateral is invested for the benefit of the Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned.
A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; and (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective. These events could also trigger adverse tax consequences for the Fund.
The Funds retain loan fees and the interest on cash collateral investments but are required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the Funds). Upon termination of a loan, the Funds are required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers.
The net income earned on the securities lending (after payment of rebates and Citibank’s fee) is included on the Statements of Operations as Investment Income from securities lending. The Funds also receive payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations.
The following table presents the market value of the Funds’ securities on loan, net of amounts available for offset under the master netting arrangements and any related collateral received by the Funds as of April 30, 2021.
| | | | | | | | | | | | |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities(1) | | | Collateral Posted by Borrower(2) | | | Net Amount(3) | |
Capital Appreciation Fund | | $ | 29,314,155 | | | $ | (29,314,155 | ) | | $ | — | |
Core Equity Fund | | | 32,836,316 | | | | (32,836,316 | ) | | | — | |
Dividend and Growth Fund | | | 128,813,149 | | | | (128,813,149 | ) | | | — | |
Equity Income Fund | | | 44,137,098 | | | | (44,137,098 | ) | | | — | |
Growth Opportunities Fund | | | 31,554,884 | | | | (31,554,884 | ) | | | — | |
Healthcare Fund | | | 59,222,156 | | | | (59,222,156 | ) | | | — | |
MidCap Fund | | | 181,467,213 | | | | (181,467,213 | ) | | | — | |
MidCap Value Fund | | | — | | | | — | | | | — | |
Quality Value Fund | | | — | | | | — | | | | — | |
Small Cap Growth Fund | | | 5,158,100 | | | | (5,158,100 | ) | | | — | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities(1) | | | Collateral Posted by Borrower(2) | | | Net Amount(3) | |
Small Cap Value Fund | | $ | 1,801,074 | | | $ | (1,801,074 | ) | | $ | — | |
Small Company Fund | | | 10,489,682 | | | | (10,489,682 | ) | | | — | |
| (1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract. |
| (2) | Collateral received in excess of the market value of securities on loan is not presented in this table. |
| (3) | Net amount represents the net amount receivable due from the counterparty in the event of default. |
The total cash and non-cash collateral received by each Fund in connection with securities lending transactions is presented below:
| | | | | | | | |
Fund | | Cash Collateral | | | Non-Cash Collateral | |
Capital Appreciation Fund | | $ | 30,551,900 | | | $ | — | |
Core Equity Fund | | | 34,455,055 | | | | — | |
Dividend and Growth Fund | | | 127,310,445 | | | | — | |
Equity Income Fund | | | 43,656,808 | | | | — | |
Growth Opportunities Fund | | | 33,465,462 | | | | — | |
Healthcare Fund | | | 59,482,923 | | | | 1 | |
MidCap Fund | | | 183,699,437 | | | | — | |
MidCap Value Fund | | | — | | | | — | |
Quality Value Fund | | | — | | | | — | |
Small Cap Growth Fund | | | 5,365,348 | | | | — | |
Small Cap Value Fund | | | 1,943,937 | | | | — | |
Small Company Fund | | | 11,132,913 | | | | — | |
The following tables reflect a breakdown of transactions accounted for as secured borrowings, the gross obligation by the type of collateral pledged, and the remaining contractual maturity of those transactions as of April 30, 2021.
Certain Transfers Accounted For As Secured Borrowings
Remaining Contractual Maturity of the Agreements
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
Capital Appreciation Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 30,551,900 | | | $ | — | | | $ | — | | | $ | — | | | $ | 30,551,900 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 30,551,900 | | | $ | — | | | $ | — | | | $ | — | | | $ | 30,551,900 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 30,551,900 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Core Equity Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 34,455,055 | | | $ | — | | | $ | — | | | $ | — | | | $ | 34,455,055 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 34,455,055 | | | $ | — | | | $ | — | | | $ | — | | | $ | 34,455,055 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 34,455,055 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Dividend and Growth Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 127,310,445 | | | $ | — | | | $ | — | | | $ | — | | | $ | 127,310,445 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 127,310,445 | | | $ | — | | | $ | — | | | $ | — | | | $ | 127,310,445 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 127,310,445 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Equity Income Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 43,656,808 | | | $ | — | | | $ | — | | | $ | — | | | $ | 43,656,808 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 43,656,808 | | | $ | — | | | $ | — | | | $ | — | | | $ | 43,656,808 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 43,656,808 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Growth Opportunities Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 33,465,462 | | | $ | — | | | $ | — | | | $ | — | | | $ | 33,465,462 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 33,465,462 | | | $ | — | | | $ | — | | | $ | — | | | $ | 33,465,462 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 33,465,462 | |
| | | | | | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
| | | | | |
Healthcare Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 59,482,923 | | | $ | — | | | $ | — | | | $ | — | | | $ | 59,482,923 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 59,482,923 | | | $ | — | | | $ | — | | | $ | — | | | $ | 59,482,923 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 59,482,923 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
MidCap Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 183,699,437 | | | $ | — | | | $ | — | | | $ | — | | | $ | 183,699,437 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 183,699,437 | | | $ | — | | | $ | — | | | $ | — | | | $ | 183,699,437 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 183,699,437 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Small Cap Growth Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 5,365,348 | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,365,348 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 5,365,348 | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,365,348 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 5,365,348 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Small Cap Value Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 1,943,937 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,943,937 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 1,943,937 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,943,937 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 1,943,937 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Small Company Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 11,132,913 | | | $ | — | | | $ | — | | | $ | — | | | $ | 11,132,913 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 11,132,913 | | | $ | — | | | $ | — | | | $ | — | | | $ | 11,132,913 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 11,132,913 | |
| | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand. |
As of April 30, 2021, affiliates of The Hartford had ownership of shares in each Fund as follows:
Percentage of a Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Small Cap Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | 90 | % | | | — | | | | — | | | | — | |
Percentage of Fund by Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Small Cap Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | 0 | %* | | | — | | | | — | | | | — | |
| * | Percentage rounds to zero. |
As of April 30, 2021, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the “529 plan”) in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows:
| | | | |
Funds | | Percentage of Fund* | |
Capital Appreciation Fund | | | 7 | % |
Core Equity Fund | | | 3 | % |
Dividend and Growth Fund | | | 7 | % |
Equity Income Fund | | | 6 | % |
Growth Opportunities Fund | | | 2 | % |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | |
Funds | | Percentage of Fund* | |
MidCap Fund | | | 1 | % |
MidCap Value Fund | | | 2 | % |
Small Cap Growth Fund | | | 2 | % |
Small Cap Value Fund | | | 36 | % |
Small Company Fund | | | 6 | % |
| * | As of April 30, 2021, affiliated funds of funds and the 529 plan invest in Class F shares. |
11. | Affiliated Security Transactions: |
If a Fund owns 5% or more of the outstanding voting securities, either directly or indirectly, of a particular issuer, the 1940 Act deems such an issuer to be an “affiliate” of the Fund. As of and during the six-month period ended April 30, 2021, the MidCap Fund and Small Company Fund owned 5% or more of the outstanding voting securities of the issuers identified in the table below:
A summary of affiliate transactions for the MidCap Fund and Small Company Fund for the six-month period ended April 30, 2021 is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Affiliated Investments | | Beginning Value as of November 1, 2020 | | | Purchases at Cost | | | Proceeds from Sales | | | Net Realized Gain/(Loss) on Sales | | | Change in Unrealized Appreciation/ Depreciation | | | Ending Value as of April 30, 2021 | | | Shares as of April 30, 2021 | | | Dividend Income | | | Capital Gain Distributions | |
MidCap Fund | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Coherent, Inc.* | | $ | 187,569,718 | | | $ | 18,058,381 | | | $ | 221,253,938 | | | $ | 88,080,939 | | | $ | 117,152,487 | | | $ | 189,607,587 | | | | 729,288 | | | $ | — | | | $ | — | |
CommScope Holding Co., Inc. | | | 137,679,930 | | | | 33,541,928 | | | | 46,443,175 | | | | (33,847,038 | ) | | | 159,321,514 | | | | 250,253,159 | | | | 15,212,958 | | | | — | | | | — | |
II-VI, Inc.* | | | 281,918,456 | | | | 38,227,882 | | | | 153,472,960 | | | | 66,620,449 | | | | 78,452,702 | | | | 311,746,529 | | | | 4,643,231 | | | | — | | | | — | |
KAR Auction Services, Inc. | | | 166,382,725 | | | | 2,968,202 | | | | 58,682,929 | | | | (25,092,862 | ) | | | 32,477,815 | | | | 118,052,951 | | | | 7,875,447 | | | | — | | | | — | |
NuVasive, Inc.* | | | 122,529,543 | | | | 32,302,483 | | | | 52,639,462 | | | | (10,134,128 | ) | | | 73,697,133 | | | | 165,755,569 | | | | 2,319,882 | | | | — | | | | — | |
PTC Therapeutics, Inc.* | | | 185,643,379 | | | | 12,463,678 | | | | 26,262,740 | | | | 88,170 | | | | (35,104,325 | ) | | | 136,828,162 | | | | 3,320,266 | | | | — | | | | — | |
Teradata Corp.* | | | 158,390,567 | | | | 1,602,654 | | | | 184,070,646 | | | | 35,520,455 | | | | 194,984,743 | | | | 206,427,773 | | | | 4,172,787 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 1,240,114,318 | | | $ | 139,165,208 | | | $ | 742,825,850 | | | $ | 121,235,985 | | | $ | 620,982,069 | | | $ | 1,378,671,730 | | | | 38,273,859 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| * | Not an affiliate as of April 30, 2021. |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Affiliated Investments | | Beginning Value as of November 1, 2020 | | | Purchases at Cost | | | Proceeds from Sales | | | Return of Capital | | | Change in Unrealized Appreciation/ Depreciation | | | Ending Value as of April 30, 2021 | | | Shares as of April 30, 2021 | | | Dividend Income | | | Capital Gain Distributions | |
Small Company Fund | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Allstar Co. | | $ | 2,634,744 | | | $ | — | | | $ | — | | | $ | (1,364,479 | ) | | $ | 2,572,070 | | | $ | 3,842,335 | | | | 3,136,600 | | | $ | — | | | $ | 729,066 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 2,634,744 | | | $ | — | | | $ | — | | | $ | (1,364,479 | ) | | $ | 2,572,070 | | | $ | 3,842,335 | | | | 3,136,600 | | | $ | — | | | $ | 729,066 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
12. | Investment Transactions: |
For the six-month period ended April 30, 2021, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | | Sales Proceeds Excluding U.S. Government Obligations | | | Cost of Purchases For U.S. Government Obligations | | | Sales Proceeds For U.S. Government Obligations | | | Total Cost of Purchases | | | Total Sales Proceeds | |
Capital Appreciation Fund | | $ | 2,671,532,812 | | | $ | 3,150,660,365 | | | $ | — | | | $ | — | | | $ | 2,671,532,812 | | | $ | 3,150,660,365 | |
Core Equity Fund | | | 1,733,440,563 | | | | 913,322,017 | | | | — | | | | — | | | | 1,733,440,563 | | | | 913,322,017 | |
Dividend and Growth Fund | | | 1,567,843,983 | | | | 1,447,923,547 | | | | — | | | | — | | | | 1,567,843,983 | | | | 1,447,923,547 | |
Equity Income Fund | | | 521,488,625 | | | | 718,019,515 | | | | — | | | | — | | | | 521,488,625 | | | | 718,019,515 | |
Growth Opportunities Fund | | | 4,237,998,376 | | | | 4,130,776,841 | | | | — | | | | — | | | | 4,237,998,376 | | | | 4,130,776,841 | |
Healthcare Fund | | | 327,637,975 | | | | 367,900,559 | | | | — | | | | — | | | | 327,637,975 | | | | 367,900,559 | |
MidCap Fund | | | 2,258,918,530 | | | | 4,000,163,967 | | | | — | | | | — | | | | 2,258,918,530 | | | | 4,000,163,967 | |
MidCap Value Fund | | | 226,052,015 | | | | 255,451,389 | | | | — | | | | — | | | | 226,052,015 | | | | 255,451,389 | |
Quality Value Fund | | | 23,605,568 | | | | 32,170,761 | | | | — | | | | — | | | | 23,605,568 | | | | 32,170,761 | |
Small Cap Growth Fund | | | 228,999,083 | | | | 361,850,046 | | | | — | | | | — | | | | 228,999,083 | | | | 361,850,046 | |
Small Cap Value Fund | | | 53,482,347 | | | | 45,431,878 | | | | — | | | | — | | | | 53,482,347 | | | | 45,431,878 | |
Small Company Fund | | | 644,307,334 | | | | 612,931,450 | | | | — | | | | — | | | | 644,307,334 | | | | 612,931,450 | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
13. | Capital Share Transactions: |
The following information is for the six-month period ended April 30, 2021, and the year ended October 31, 2020:
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Capital Appreciation Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,362,107 | | | $ | 105,570,318 | | | | 4,936,646 | | | $ | 174,349,729 | |
Shares Issued for Reinvested Dividends | | | 5,909,806 | | | | 249,120,366 | | | | 6,205,381 | | | | 227,070,199 | |
Shares Redeemed | | | (7,649,560 | ) | | | (335,062,001 | ) | | | (20,320,300 | ) | | | (726,270,861 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 622,353 | | | | 19,628,683 | | | | (9,178,273 | ) | | | (324,850,933 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 254,483 | | | $ | 7,811,075 | | | | 646,385 | | | $ | 16,546,122 | |
Shares Issued for Reinvested Dividends | | | 423,352 | | | | 12,493,106 | | | | 576,523 | | | | 15,076,069 | |
Shares Redeemed | | | (2,247,678 | ) | | | (71,238,569 | ) | | | (5,045,288 | ) | | | (130,502,671 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,569,843 | ) | | | (50,934,388 | ) | | | (3,822,380 | ) | | | (98,880,480 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,132,504 | | | $ | 50,206,541 | | | | 1,956,471 | | | $ | 70,731,684 | |
Shares Issued for Reinvested Dividends | | | 692,879 | | | | 29,440,161 | | | | 771,728 | | | | 28,460,949 | |
Shares Redeemed | | | (1,712,385 | ) | | | (75,136,504 | ) | | | (5,242,907 | ) | | | (186,790,433 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 112,998 | | | | 4,510,198 | | | | (2,514,708 | ) | | | (87,597,800 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 57,303 | | | $ | 2,831,673 | | | | 116,903 | | | $ | 4,540,361 | |
Shares Issued for Reinvested Dividends | | | 40,202 | | | | 1,911,571 | | | | 46,694 | | | | 1,912,115 | |
Shares Redeemed | | | (177,450 | ) | | | (8,820,922 | ) | | | (408,486 | ) | | | (16,587,839 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (79,945 | ) | | | (4,077,678 | ) | | | (244,889 | ) | | | (10,135,363 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 51,055 | | | $ | 2,652,952 | | | | 102,404 | | | $ | 4,357,340 | |
Shares Issued for Reinvested Dividends | | | 28,656 | | | | 1,422,120 | | | | 34,702 | | | | 1,480,745 | |
Shares Redeemed | | | (142,917 | ) | | | (7,292,405 | ) | | | (305,424 | ) | | | (13,165,782 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (63,206 | ) | | | (3,217,333 | ) | | | (168,318 | ) | | | (7,327,697 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 24,693 | | | $ | 1,292,879 | | | | 73,396 | | | $ | 3,082,937 | |
Shares Issued for Reinvested Dividends | | | 31,983 | | | | 1,626,764 | | | | 37,234 | | | | 1,629,967 | |
Shares Redeemed | | | (109,263 | ) | | | (5,863,299 | ) | | | (247,588 | ) | | | (10,879,629 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (52,587 | ) | | | (2,943,656 | ) | | | (136,958 | ) | | | (6,166,725 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 36,665 | | | $ | 1,950,363 | | | | 154,746 | | | $ | 6,189,604 | |
Shares Issued for Reinvested Dividends | | | 11,975 | | | | 613,867 | | | | 80,778 | | | | 3,562,525 | |
Shares Redeemed | | | (33,188 | ) | | | (1,750,932 | ) | | | (1,780,995 | ) | | | (77,069,137 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 15,452 | | | | 813,298 | | | | (1,545,471 | ) | | | (67,317,008 | ) |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 202,239 | | | $ | 10,758,496 | | | | 406,425 | | | $ | 17,905,774 | |
Shares Issued for Reinvested Dividends | | | 97,100 | | | | 4,973,187 | | | | 187,899 | | | | 8,281,321 | |
Shares Redeemed | | | (476,906 | ) | | | (25,640,505 | ) | | | (2,600,260 | ) | | | (116,860,535 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (177,567 | ) | | | (9,908,822 | ) | | | (2,005,936 | ) | | | (90,673,440 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 655,533 | | | $ | 28,817,625 | | | | 2,953,391 | | | $ | 96,156,703 | |
Shares Issued for Reinvested Dividends | | | 996,586 | | | | 42,357,183 | | | | 1,088,641 | | | | 40,167,416 | |
Shares Redeemed | | | (1,847,747 | ) | | | (81,647,309 | ) | | | (6,078,654 | ) | | | (219,729,113 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (195,628 | ) | | | (10,472,501 | ) | | | (2,036,622 | ) | | | (83,404,994 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (1,387,973 | ) | �� | $ | (56,602,199 | ) | | | (21,653,555 | ) | | $ | (776,354,440 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Core Equity Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,224,749 | | | $ | 217,688,361 | | | | 12,000,329 | | | $ | 399,459,192 | |
Shares Issued for Reinvested Dividends | | | 170,767 | | | | 6,957,062 | | | | 652,243 | | | | 22,377,578 | |
Shares Redeemed | | | (3,200,634 | ) | | | (132,319,078 | ) | | | (7,386,228 | ) | | | (240,896,634 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,194,882 | | | | 92,326,345 | | | | 5,266,344 | | | | 180,940,136 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Core Equity Fund – (continued) | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,551,185 | | | $ | 58,309,473 | | | | 4,551,296 | | | $ | 137,663,560 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 247,606 | | | | 7,653,796 | |
Shares Redeemed | | | (1,814,211 | ) | | | (68,899,166 | ) | | | (3,263,520 | ) | | | (99,295,785 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (263,026 | ) | | | (10,589,693 | ) | | | 1,535,382 | | | | 46,021,571 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 25,949,155 | | | $ | 1,090,468,981 | | | | 55,251,441 | | | $ | 1,824,328,535 | |
Shares Issued for Reinvested Dividends | | | 587,802 | | | | 23,982,316 | | | | 1,340,855 | | | | 46,209,109 | |
Shares Redeemed | | | (12,847,636 | ) | | | (539,483,973 | ) | | | (27,336,937 | ) | | | (896,498,720 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 13,689,321 | | | | 574,967,324 | | | | 29,255,359 | | | | 974,038,924 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 173,578 | | | $ | 7,301,003 | | | | 599,499 | | | $ | 20,904,257 | |
Shares Issued for Reinvested Dividends | | | 3,454 | | | | 143,013 | | | | 21,100 | | | | 731,315 | |
Shares Redeemed | | | (167,563 | ) | | | (7,023,046 | ) | | | (352,314 | ) | | | (11,904,251 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,469 | | | | 420,970 | | | | 268,285 | | | | 9,731,321 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 861,339 | | | $ | 38,018,650 | | | | 1,581,637 | | | $ | 56,055,128 | |
Shares Issued for Reinvested Dividends | | | 22,870 | | | | 962,136 | | | | 100,713 | | | | 3,564,282 | |
Shares Redeemed | | | (591,697 | ) | | | (25,453,162 | ) | | | (1,491,613 | ) | | | (51,795,823 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 292,512 | | | | 13,527,624 | | | | 190,737 | | | | 7,823,587 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 382,196 | | | $ | 16,054,775 | | | | 1,134,925 | | | $ | 38,804,050 | |
Shares Issued for Reinvested Dividends | | | 30,689 | | | | 1,262,537 | | | | 159,932 | | | | 5,552,692 | |
Shares Redeemed | | | (855,524 | ) | | | (36,103,890 | ) | | | (2,986,041 | ) | | | (101,176,396 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (442,639 | ) | | | (18,786,578 | ) | | | (1,691,184 | ) | | | (56,819,654 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,416,170 | | | $ | 144,322,536 | | | | 16,027,389 | | | $ | 553,894,759 | |
Shares Issued for Reinvested Dividends | | | 161,700 | | | | 6,679,826 | | | | 209,189 | | | | 7,302,091 | |
Shares Redeemed | | | (2,517,963 | ) | | | (105,744,535 | ) | | | (3,524,239 | ) | | | (123,476,087 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,059,907 | | | | 45,257,827 | | | | 12,712,339 | | | | 437,720,763 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,809,964 | | | $ | 118,327,259 | | | | 11,888,408 | | | $ | 397,928,760 | |
Shares Issued for Reinvested Dividends | | | 139,865 | | | | 5,777,841 | | | | 285,662 | | | | 9,972,693 | |
Shares Redeemed | | | (2,325,912 | ) | | | (100,241,415 | ) | | | (4,866,025 | ) | | | (165,866,944 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 623,917 | | | | 23,863,685 | | | | 7,308,045 | | | | 242,034,509 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 12,045,859 | | | $ | 503,573,923 | | | | 29,798,828 | | | $ | 1,002,322,628 | |
Shares Issued for Reinvested Dividends | | | 532,223 | | | | 21,725,333 | | | | 1,403,840 | | | | 48,429,362 | |
Shares Redeemed | | | (10,950,419 | ) | | | (463,449,971 | ) | | | (18,375,875 | ) | | | (609,580,679 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,627,663 | | | | 61,849,285 | | | | 12,826,793 | | | | 441,171,311 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 18,792,006 | | | $ | 782,836,789 | | | | 67,672,100 | | | $ | 2,282,662,468 | |
| | | | | | | | | | | | | | | | |
| | | | |
Dividend and Growth Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,826,693 | | | $ | 171,308,360 | | | | 12,878,095 | | | $ | 307,347,699 | |
Shares Issued for Reinvested Dividends | | | 3,788,919 | | | | 104,922,835 | | | | 6,355,646 | | | | 158,639,507 | |
Shares Redeemed | | | (9,676,912 | ) | | | (275,312,770 | ) | | | (23,863,951 | ) | | | (575,703,006 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (61,300 | ) | | | 918,425 | | | | (4,630,210 | ) | | | (109,715,800 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 654,431 | | | $ | 18,170,504 | | | | 1,341,581 | | | $ | 31,800,923 | |
Shares Issued for Reinvested Dividends | | | 144,680 | | | | 3,820,201 | | | | 277,274 | | | | 6,745,974 | |
Shares Redeemed | | | (1,698,422 | ) | | | (48,587,828 | ) | | | (3,403,410 | ) | | | (78,986,558 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (899,311 | ) | | | (26,597,123 | ) | | | (1,784,555 | ) | | | (40,439,661 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 17,386,038 | | | $ | 503,400,687 | | | | 44,546,101 | | | $ | 1,034,422,781 | |
Shares Issued for Reinvested Dividends | | | 1,975,493 | | | | 54,573,897 | | | | 2,167,389 | | | | 53,242,132 | |
Shares Redeemed | | | (8,664,182 | ) | | | (245,634,981 | ) | | | (18,862,040 | ) | | | (444,869,560 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 10,697,349 | | | | 312,339,603 | | | | 27,851,450 | | | | 642,795,353 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Dividend and Growth Fund – (continued) | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 157,259 | | | $ | 4,640,849 | | | | 319,957 | | | $ | 7,867,244 | |
Shares Issued for Reinvested Dividends | | | 55,702 | | | | 1,562,890 | | | | 98,410 | | | | 2,513,108 | |
Shares Redeemed | | | (290,309 | ) | | | (8,490,649 | ) | | | (713,282 | ) | | | (17,768,056 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (77,348 | ) | | | (2,286,910 | ) | | | (294,915 | ) | | | (7,387,704 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 228,790 | | | $ | 6,783,372 | | | | 646,555 | | | $ | 15,896,512 | |
Shares Issued for Reinvested Dividends | | | 66,870 | | | | 1,894,797 | | | | 137,823 | | | | 3,531,150 | |
Shares Redeemed | | | (658,564 | ) | | | (18,959,003 | ) | | | (1,673,250 | ) | | | (42,325,963 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (362,904 | ) | | | (10,280,834 | ) | | | (888,872 | ) | | | (22,898,301 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,379,093 | | | $ | 40,959,809 | | | | 2,555,808 | | | $ | 63,782,124 | |
Shares Issued for Reinvested Dividends | | | 79,900 | | | | 2,283,220 | | | | 142,472 | | | | 3,650,977 | |
Shares Redeemed | | | (1,090,930 | ) | | | (31,709,065 | ) | | | (2,841,394 | ) | | | (70,963,602 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 368,063 | | | | 11,533,964 | | | | (143,114 | ) | | | (3,530,501 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,881,442 | | | $ | 142,809,973 | | | | 4,880,872 | | | $ | 113,525,683 | |
Shares Issued for Reinvested Dividends | | | 232,278 | | | | 6,665,535 | | | | 237,877 | | | | 5,996,137 | |
Shares Redeemed | | | (1,156,408 | ) | | | (33,895,676 | ) | | | (1,733,037 | ) | | | (42,798,399 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,957,312 | | | | 115,579,832 | | | �� | 3,385,712 | | | | 76,723,421 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 9,583,023 | | | $ | 282,979,251 | | | | 9,848,904 | | | $ | 247,712,473 | |
Shares Issued for Reinvested Dividends | | | 805,389 | | | | 23,030,432 | | | | 1,131,629 | | | | 28,911,339 | |
Shares Redeemed | | | (8,643,052 | ) | | | (260,056,471 | ) | | | (7,635,109 | ) | | | (181,522,018 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,745,360 | | | | 45,953,212 | | | | 3,345,424 | | | | 95,101,794 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 17,452,127 | | | $ | 501,929,765 | | | | 27,526,744 | | | $ | 644,478,859 | |
Shares Issued for Reinvested Dividends | | | 3,371,391 | | | | 93,017,510 | | | | 5,376,050 | | | | 132,513,123 | |
Shares Redeemed | | | (14,914,161 | ) | | | (431,402,325 | ) | | | (29,713,611 | ) | | | (707,975,552 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,909,357 | | | | 163,544,950 | | | | 3,189,183 | | | | 69,016,430 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 21,276,578 | | | $ | 610,705,119 | | | | 30,030,103 | | | $ | 699,665,031 | |
| | | | | | | | | | | | | | | | |
| | | | |
Equity Income Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,140,320 | | | $ | 108,091,101 | | | | 7,828,556 | | | $ | 136,913,278 | |
Shares Issued for Reinvested Dividends | | | 1,514,565 | | | | 30,595,265 | | | | 6,504,295 | | | | 121,363,438 | |
Shares Redeemed | | | (5,647,088 | ) | | | (115,153,780 | ) | | | (14,827,638 | ) | | | (260,683,783 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,007,797 | | | | 23,532,586 | | | | (494,787 | ) | | | (2,407,067 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 336,246 | | | $ | 6,918,989 | | | | 919,038 | | | $ | 16,271,303 | |
Shares Issued for Reinvested Dividends | | | 168,776 | | | | 3,365,813 | | | | 1,018,170 | | | | 19,066,339 | |
Shares Redeemed | | | (3,338,891 | ) | | | (70,377,450 | ) | | | (5,650,866 | ) | | | (99,286,782 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (2,833,869 | ) | | | (60,092,648 | ) | | | (3,713,658 | ) | | | (63,949,140 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 8,039,137 | | | $ | 163,764,774 | | | | 24,304,724 | | | $ | 412,538,522 | |
Shares Issued for Reinvested Dividends | | | 1,139,977 | | | | 22,914,659 | | | | 3,968,707 | | | | 73,365,491 | |
Shares Redeemed | | | (8,250,339 | ) | | | (168,490,718 | ) | | | (20,447,146 | ) | | | (354,091,319 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 928,775 | | | | 18,188,715 | | | | 7,826,285 | | | | 131,812,694 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 104,486 | | | $ | 2,187,083 | | | | 271,229 | | | $ | 4,760,437 | |
Shares Issued for Reinvested Dividends | | | 32,024 | | | | 645,810 | | | | 167,445 | | | | 3,145,148 | |
Shares Redeemed | | | (266,800 | ) | | | (5,512,266 | ) | | | (802,663 | ) | | | (14,461,635 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (130,290 | ) | | | (2,679,373 | ) | | | (363,989 | ) | | | (6,556,050 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 188,634 | | | $ | 3,819,860 | | | | 608,869 | | | $ | 10,607,139 | |
Shares Issued for Reinvested Dividends | | | 32,939 | | | | 666,170 | | | | 165,375 | | | | 3,099,772 | |
Shares Redeemed | | | (480,325 | ) | | | (9,662,891 | ) | | | (1,115,129 | ) | | | (20,177,582 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (258,752 | ) | | | (5,176,861 | ) | | | (340,885 | ) | | | (6,470,671 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Equity Income Fund – (continued) | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,338,172 | | | $ | 27,153,687 | | | | 802,326 | | | $ | 14,635,220 | |
Shares Issued for Reinvested Dividends | | | 70,190 | | | | 1,434,331 | | | | 278,873 | | | | 5,250,372 | |
Shares Redeemed | | | (771,559 | ) | | | (15,858,640 | ) | | | (1,956,200 | ) | | | (36,004,334 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 636,803 | | | | 12,729,378 | | | | (875,001 | ) | | | (16,118,742 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 633,421 | | | $ | 13,025,631 | | | | 1,617,179 | | | $ | 29,511,931 | |
Shares Issued for Reinvested Dividends | | | 62,415 | | | | 1,278,353 | | | | 215,494 | | | | 4,044,046 | |
Shares Redeemed | | | (445,658 | ) | | | (9,222,926 | ) | | | (1,293,116 | ) | | | (23,556,776 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 250,178 | | | | 5,081,058 | | | | 539,557 | | | | 9,999,201 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 770,546 | | | $ | 15,800,728 | | | | 2,226,330 | | | $ | 40,140,301 | |
Shares Issued for Reinvested Dividends | | | 87,067 | | | | 1,782,374 | | | | 392,940 | | | | 7,398,398 | |
Shares Redeemed | | | (545,473 | ) | | | (11,290,484 | ) | | | (3,219,621 | ) | | | (56,256,214 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 312,140 | | | | 6,292,618 | | | | (600,351 | ) | | | (8,717,515 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,793,354 | | | $ | 97,591,865 | | | | 11,762,717 | | | $ | 205,404,640 | |
Shares Issued for Reinvested Dividends | | | 1,091,114 | | | | 21,905,423 | | | | 4,181,434 | | | | 77,191,341 | |
Shares Redeemed | | | (8,954,553 | ) | | | (185,922,261 | ) | | | (11,310,899 | ) | | | (199,892,407 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (3,070,085 | ) | | | (66,424,973 | ) | | | 4,633,252 | | | | 82,703,574 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (3,157,303 | ) | | $ | (68,549,500 | ) | | | 6,610,423 | | | $ | 120,296,284 | |
| | | | | | | | | | | | | | | | |
| | | | |
Growth Opportunities Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,303,437 | | | $ | 189,050,269 | | | | 5,812,021 | | | $ | 259,824,535 | |
Shares Issued for Reinvested Dividends | | | 7,642,030 | | | | 408,390,102 | | | | 3,358,472 | | | | 128,192,872 | |
Shares Redeemed | | | (4,093,486 | ) | | | (233,007,350 | ) | | | (8,349,301 | ) | | | (364,377,295 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,851,981 | | | | 364,433,021 | | | | 821,192 | | | | 23,640,112 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,272,768 | | | $ | 29,815,826 | | | | 2,155,278 | | | $ | 46,083,147 | |
Shares Issued for Reinvested Dividends | | | 4,008,709 | | | | 87,309,675 | | | | 1,561,881 | | | | 29,066,389 | |
Shares Redeemed | | | (3,332,243 | ) | | | (79,279,529 | ) | | | (5,277,715 | ) | | | (112,869,127 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,949,234 | | | | 37,845,972 | | | | (1,560,556 | ) | | | (37,719,591 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,322,966 | | | $ | 265,505,025 | | | | 8,087,671 | | | $ | 380,046,455 | |
Shares Issued for Reinvested Dividends | | | 3,207,164 | | | | 185,309,937 | | | | 1,712,981 | | | | 69,821,119 | |
Shares Redeemed | | | (4,615,770 | ) | | | (282,193,635 | ) | | | (16,144,778 | ) | | | (718,420,627 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,914,360 | | | | 168,621,327 | | | | (6,344,126 | ) | | | (268,553,053 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 169,095 | | | $ | 9,636,659 | | | | 183,888 | | | $ | 8,139,758 | |
Shares Issued for Reinvested Dividends | | | 133,397 | | | | 7,088,738 | | | | 70,480 | | | | 2,685,999 | |
Shares Redeemed | | | (226,900 | ) | | | (12,926,995 | ) | | | (510,198 | ) | | | (22,155,084 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 75,592 | | | | 3,798,402 | | | | (255,830 | ) | | | (11,329,327 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 166,223 | | | $ | 10,302,367 | | | | 248,241 | | | $ | 12,098,571 | |
Shares Issued for Reinvested Dividends | | | 149,375 | | | | 8,675,642 | | | | 84,663 | | | | 3,477,115 | |
Shares Redeemed | | | (278,997 | ) | | | (17,393,609 | ) | | | (714,482 | ) | | | (33,779,284 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 36,601 | | | | 1,584,400 | | | | (381,578 | ) | | | (18,203,598 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 66,858 | | | $ | 4,459,935 | | | | 145,107 | | | $ | 7,246,281 | |
Shares Issued for Reinvested Dividends | | | 44,659 | | | | 2,790,306 | | | | 30,971 | | | | 1,353,114 | |
Shares Redeemed | | | (125,739 | ) | | | (8,113,087 | ) | | | (373,606 | ) | | | (18,780,243 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (14,222 | ) | | | (862,846 | ) | | | (197,528 | ) | | | (10,180,848 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 298,774 | | | $ | 20,070,998 | | | | 306,651 | | | $ | 16,060,946 | |
Shares Issued for Reinvested Dividends | | | 77,962 | | | | 4,986,464 | | | | 28,918 | | | | 1,288,564 | |
Shares Redeemed | | | (109,690 | ) | | | (7,449,039 | ) | | | (200,896 | ) | | | (10,416,531 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 267,046 | | | | 17,608,423 | | | | 134,673 | | | | 6,932,979 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Growth Opportunities Fund – (continued) | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,608,179 | | | $ | 109,240,433 | | | | 4,986,167 | | | $ | 311,128,698 | |
Shares Issued for Reinvested Dividends | | | 841,194 | | | | 53,752,317 | | | | 199,027 | | | | 8,864,641 | |
Shares Redeemed | | | (1,269,428 | ) | | | (87,058,087 | ) | | | (2,009,071 | ) | | | (111,330,500 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,179,945 | | | | 75,934,663 | | | | 3,176,123 | | | | 208,662,839 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,461,774 | | | $ | 214,700,968 | | | | 3,945,706 | | | $ | 196,024,123 | |
Shares Issued for Reinvested Dividends | | | 1,886,638 | | | | 109,557,047 | | | | 769,915 | | | | 31,497,242 | |
Shares Redeemed | | | (2,713,709 | ) | | | (167,976,505 | ) | | | (3,691,002 | ) | | | (177,948,400 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,634,703 | | | | 156,281,510 | | | | 1,024,619 | | | | 49,572,965 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 15,895,240 | | | $ | 825,244,872 | | | | (3,583,011 | ) | | $ | (57,177,522 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Healthcare Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,247,060 | | | $ | 52,608,979 | | | | 1,358,922 | | | $ | 51,528,734 | |
Shares Issued for Reinvested Dividends | | | 2,232,980 | | | | 90,190,081 | | | | 1,142,449 | | | | 42,179,219 | |
Shares Redeemed | | | (1,549,452 | ) | | | (65,107,257 | ) | | | (2,954,883 | ) | | | (111,468,464 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,930,588 | | | | 77,691,803 | | | | (453,512 | ) | | | (17,760,511 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 251,801 | | | $ | 7,919,023 | | | | 416,479 | | | $ | 12,224,079 | |
Shares Issued for Reinvested Dividends | | | 743,990 | | | | 22,349,458 | | | | 382,047 | | | | 10,983,839 | |
Shares Redeemed | | | (861,163 | ) | | | (27,037,755 | ) | | | (1,283,408 | ) | | | (37,962,383 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 134,628 | | | | 3,230,726 | | | | (484,882 | ) | | | (14,754,465 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,512,004 | | | $ | 68,143,933 | | | | 2,595,432 | | | $ | 104,468,275 | |
Shares Issued for Reinvested Dividends | | | 924,714 | | | | 40,077,121 | | | | 416,322 | | | | 16,319,822 | |
Shares Redeemed | | | (1,361,843 | ) | | | (61,315,638 | ) | | | (2,244,715 | ) | | | (89,839,287 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,074,875 | | | | 46,905,416 | | | | 767,039 | | | | 30,948,810 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 86,595 | | | $ | 3,748,055 | | | | 197,480 | | | $ | 7,654,724 | |
Shares Issued for Reinvested Dividends | | | 90,203 | | | | 3,742,540 | | | | 55,830 | | | | 2,117,618 | |
Shares Redeemed | | | (136,651 | ) | | | (5,935,818 | ) | | | (439,877 | ) | | | (17,102,681 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 40,147 | | | | 1,554,777 | | | | (186,567 | ) | | | (7,330,339 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 86,854 | | | $ | 4,014,415 | | | | 200,061 | | | $ | 8,245,646 | |
Shares Issued for Reinvested Dividends | | | 58,738 | | | | 2,616,195 | | | | 36,845 | | | | 1,484,498 | |
Shares Redeemed | | | (146,649 | ) | | | (6,763,502 | ) | | | (365,083 | ) | | | (15,109,587 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,057 | ) | | | (132,892 | ) | | | (128,177 | ) | | | (5,379,443 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 59,261 | | | $ | 2,920,562 | | | | 209,035 | | | $ | 9,163,668 | |
Shares Issued for Reinvested Dividends | | | 25,326 | | | | 1,201,964 | | | | 8,515 | | | | 362,223 | |
Shares Redeemed | | | (55,540 | ) | | | (2,733,062 | ) | | | (137,584 | ) | | | (5,877,478 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 29,047 | | | | 1,389,464 | | | | 79,966 | | | | 3,648,413 | |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 29,492 | | | $ | 1,493,982 | | | | 54,266 | | | $ | 2,377,216 | |
Shares Issued for Reinvested Dividends | | | 9,082 | | | | 438,736 | | | | 3,211 | | | | 138,636 | |
Shares Redeemed | | | (6,122 | ) | | | (303,429 | ) | | | (9,001 | ) | | | (390,531 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 32,452 | | | | 1,629,289 | | | | 48,476 | | | | 2,125,321 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 324,624 | | | $ | 16,335,382 | | | | 542,348 | | | $ | 23,900,470 | |
Shares Issued for Reinvested Dividends | | | 219,387 | | | | 10,587,619 | | | | 96,305 | | | | 4,156,525 | |
Shares Redeemed | | | (194,967 | ) | | | (9,767,311 | ) | | | (367,262 | ) | | | (16,122,522 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 349,044 | | | | 17,155,690 | | | | 271,391 | | | | 11,934,473 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 169,426 | | | $ | 7,726,906 | | | | 135,930 | | | $ | 5,893,269 | |
Shares Issued for Reinvested Dividends | | | 89,913 | | | | 3,913,893 | | | | 45,179 | | | | 1,776,419 | |
Shares Redeemed | | | (159,910 | ) | | | (7,278,634 | ) | | | (154,961 | ) | | | (6,147,780 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 99,429 | | | | 4,362,165 | | | | 26,148 | | | | 1,521,908 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 3,689,153 | | | $ | 153,786,438 | | | | (60,118 | ) | | $ | 4,954,167 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
MidCap Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,385,730 | | | $ | 120,376,730 | | | | 7,479,560 | | | $ | 213,627,977 | |
Shares Issued for Reinvested Dividends | | | 10,539,048 | | | | 343,678,363 | | | | 4,994,716 | | | | 148,592,803 | |
Shares Redeemed | | | (7,141,999 | ) | | | (249,587,471 | ) | | | (16,503,575 | ) | | | (468,979,095 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,782,779 | | | | 214,467,622 | | | | (4,029,299 | ) | | | (106,758,315 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 660,032 | | | $ | 14,605,107 | | | | 1,573,527 | | | $ | 30,282,962 | |
Shares Issued for Reinvested Dividends | | | 3,497,780 | | | | 71,039,908 | | | | 1,866,822 | | | | 37,149,763 | |
Shares Redeemed | | | (4,092,642 | ) | | | (91,311,399 | ) | | | (8,672,532 | ) | | | (165,685,884 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 65,170 | | | | (5,666,384 | ) | | | (5,232,183 | ) | | | (98,253,159 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 10,590,735 | | | $ | 391,341,728 | | | | 46,979,290 | | | $ | 1,323,608,186 | |
Shares Issued for Reinvested Dividends | | | 13,770,100 | | | | 469,422,719 | | | | 6,833,413 | | | | 211,084,130 | |
Shares Redeemed | | | (20,353,035 | ) | | | (746,834,855 | ) | | | (65,064,509 | ) | | | (1,964,863,323 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,007,800 | | | | 113,929,592 | | | | (11,251,806 | ) | | | (430,171,007 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 210,704 | | | $ | 8,472,031 | | | | 732,243 | | | $ | 22,709,563 | |
Shares Issued for Reinvested Dividends | | | 278,856 | | | | 10,337,182 | | | | 135,870 | | | | 4,553,016 | |
Shares Redeemed | | | (549,358 | ) | | | (21,914,819 | ) | | | (1,028,675 | ) | | | (33,458,482 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (59,798 | ) | | | (3,105,606 | ) | | | (160,562 | ) | | | (6,195,903 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 400,240 | | | $ | 16,857,236 | | | | 1,188,661 | | | $ | 39,805,895 | |
Shares Issued for Reinvested Dividends | | | 530,397 | | | | 20,812,764 | | | | 324,499 | | | | 11,409,397 | |
Shares Redeemed | | | (1,650,043 | ) | | | (69,622,686 | ) | | | (3,333,796 | ) | | | (113,157,709 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (719,406 | ) | | | (31,952,686 | ) | | | (1,820,636 | ) | | | (61,942,417 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,245,904 | | | $ | 54,074,994 | | | | 2,214,020 | | | $ | 77,371,989 | |
Shares Issued for Reinvested Dividends | | | 805,971 | | | | 32,980,317 | | | | 534,352 | | | | 19,461,090 | |
Shares Redeemed | | | (2,805,364 | ) | | | (122,979,186 | ) | | | (6,388,662 | ) | | | (229,431,554 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (753,489 | ) | | | (35,923,875 | ) | | | (3,640,290 | ) | | | (132,598,475 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,699,649 | | | $ | 208,175,159 | | | | 13,129,081 | | | $ | 470,477,844 | |
Shares Issued for Reinvested Dividends | | | 3,932,733 | | | | 163,365,732 | | | | 1,978,533 | | | | 72,988,070 | |
Shares Redeemed | | | (12,757,587 | ) | | | (569,279,198 | ) | | | (15,444,055 | ) | | | (551,163,077 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (4,125,205 | ) | | | (197,738,307 | ) | | | (336,441 | ) | | | (7,697,163 | ) |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,708,639 | | | $ | 121,360,656 | | | | 8,081,483 | | | $ | 279,248,651 | |
Shares Issued for Reinvested Dividends | | | 2,564,133 | | | | 106,283,299 | | | | 1,713,171 | | | | 63,096,079 | |
Shares Redeemed | | | (10,375,673 | ) | | | (464,402,439 | ) | | | (21,978,523 | ) | | | (783,693,402 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (5,102,901 | ) | | | (236,758,484 | ) | | | (12,183,869 | ) | | | (441,348,672 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,235,030 | | | $ | 231,335,695 | | | | 20,067,998 | | | $ | 592,511,897 | |
Shares Issued for Reinvested Dividends | | | 7,742,034 | | | | 265,242,076 | | | | 3,417,284 | | | | 105,901,640 | |
Shares Redeemed | | | (13,038,647 | ) | | | (482,717,326 | ) | | | (19,463,971 | ) | | | (580,117,317 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 938,417 | | | | 13,860,445 | | | | 4,021,311 | | | | 118,296,220 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 1,033,367 | | | $ | (168,887,683 | ) | | | (34,633,775 | ) | | $ | (1,166,668,891 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
MidCap Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,285,988 | | | $ | 20,650,120 | | | | 2,480,138 | | | $ | 30,751,925 | |
Shares Issued for Reinvested Dividends | | | 56,642 | | | | 831,510 | | | | 633,942 | | | | 9,248,149 | |
Shares Redeemed | | | (1,494,732 | ) | | | (23,041,600 | ) | | | (4,519,018 | ) | | | (55,158,666 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (152,102 | ) | | | (1,559,970 | ) | | | (1,404,938 | ) | | | (15,158,592 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 29,017 | | | $ | 377,272 | | | | 121,039 | | | $ | 1,113,875 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 40,108 | | | | 460,945 | |
Shares Redeemed | | | (269,966 | ) | | | (3,447,353 | ) | | | (556,664 | ) | | | (5,538,552 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (240,949 | ) | | | (3,070,081 | ) | | | (395,517 | ) | | | (3,963,732 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
MidCap Value Fund – (continued) | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 196,854 | | | $ | 3,233,009 | | | | 520,034 | | | $ | 6,756,443 | |
Shares Issued for Reinvested Dividends | | | 7,619 | | | | 112,984 | | | | 66,544 | | | | 983,484 | |
Shares Redeemed | | | (459,589 | ) | | | (6,936,621 | ) | | | (1,126,169 | ) | | | (13,885,918 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (255,116 | ) | | | (3,590,628 | ) | | | (539,591 | ) | | | (6,145,991 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 31,415 | | | $ | 540,136 | | | | 83,482 | | | $ | 1,027,547 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 12,474 | | | | 191,545 | |
Shares Redeemed | | | (52,171 | ) | | | (885,959 | ) | | | (211,872 | ) | | | (2,849,232 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (20,756 | ) | | | (345,823 | ) | | | (115,916 | ) | | | (1,630,140 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 42,902 | | | $ | 746,234 | | | | 112,090 | | | $ | 1,454,297 | |
Shares Issued for Reinvested Dividends | | | 1,122 | | | | 17,850 | | | | 19,234 | | | | 303,476 | |
Shares Redeemed | | | (131,329 | ) | | | (2,078,626 | ) | | | (222,635 | ) | | | (3,007,462 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (87,305 | ) | | | (1,314,542 | ) | | | (91,311 | ) | | | (1,249,689 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,060 | | | $ | 106,353 | | | | 9,680 | | | $ | 139,991 | |
Shares Issued for Reinvested Dividends | | | 586 | | | | 9,446 | | | | 2,874 | | | | 46,111 | |
Shares Redeemed | | | (5,394 | ) | | | (96,977 | ) | | | (7,314 | ) | | | (94,084 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,252 | | | | 18,822 | | | | 5,240 | | | | 92,018 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 385,447 | | | $ | 6,402,601 | | | | 126,076 | | | $ | 1,744,448 | |
Shares Issued for Reinvested Dividends | | | 5,606 | | | | 90,649 | | | | 24,096 | | | | 388,031 | |
Shares Redeemed | | | (156,822 | ) | | | (2,792,327 | ) | | | (202,609 | ) | | | (2,806,695 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 234,231 | | | | 3,700,923 | | | | (52,437 | ) | | | (674,216 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,574,966 | | | $ | 40,896,469 | | | | 8,138,328 | | | $ | 100,149,062 | |
Shares Issued for Reinvested Dividends | | | 163,610 | | | | 2,424,705 | | | | 724,542 | | | | 10,710,609 | |
Shares Redeemed | | | (3,321,397 | ) | | | (52,454,546 | ) | | | (6,157,364 | ) | | | (78,365,435 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (582,821 | ) | | | (9,133,372 | ) | | | 2,705,506 | | | | 32,494,236 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (1,103,566 | ) | | $ | (15,294,671 | ) | | | 111,036 | | | $ | 3,763,894 | |
| | | | | | | | | | | | | | | | |
| | | | |
Quality Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 256,795 | | | $ | 5,833,526 | | | | 439,196 | | | $ | 8,293,523 | |
Shares Issued for Reinvested Dividends | | | 151,354 | | | | 3,182,978 | | | | 399,950 | | | | 8,456,495 | |
Shares Redeemed | | | (534,171 | ) | | | (11,788,432 | ) | | | (1,349,336 | ) | | | (25,330,604 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (126,022 | ) | | | (2,771,928 | ) | | | (510,190 | ) | | | (8,580,586 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 20,888 | | | $ | 403,385 | | | | 27,218 | | | $ | 445,180 | |
Shares Issued for Reinvested Dividends | | | 3,530 | | | | 63,188 | | | | 16,808 | | | | 302,140 | |
Shares Redeemed | | | (90,698 | ) | | | (1,779,229 | ) | | | (189,929 | ) | | | (3,063,775 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (66,280 | ) | | | (1,312,656 | ) | | | (145,903 | ) | | | (2,316,455 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 92,610 | | | $ | 2,073,689 | | | | 116,192 | | | $ | 2,216,237 | |
Shares Issued for Reinvested Dividends | | | 14,220 | | | | 294,345 | | | | 32,925 | | | | 686,590 | |
Shares Redeemed | | | (60,447 | ) | | | (1,320,486 | ) | | | (167,957 | ) | | | (3,198,931 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 46,383 | | | | 1,047,548 | | | | (18,840 | ) | | | (296,104 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,758 | | | $ | 62,195 | | | | 5,088 | | | $ | 93,854 | |
Shares Issued for Reinvested Dividends | | | 828 | | | | 17,729 | | | | 2,697 | | | | 57,990 | |
Shares Redeemed | | | (4,023 | ) | | | (90,051 | ) | | | (20,388 | ) | | | (402,055 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (437 | ) | | | (10,127 | ) | | | (12,603 | ) | | | (250,211 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 32,750 | | | $ | 755,681 | | | | 42,840 | | | $ | 822,386 | |
Shares Issued for Reinvested Dividends | | | 4,243 | | | | 91,734 | | | | 13,979 | | | | 303,759 | |
Shares Redeemed | | | (30,047 | ) | | | (669,404 | ) | | | (131,128 | ) | | | (2,658,103 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,946 | | | | 178,011 | | | | (74,309 | ) | | | (1,531,958 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Quality Value Fund – (continued) | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 81 | | | $ | 1,879 | | | | 510 | | | $ | 10,672 | |
Shares Issued for Reinvested Dividends | | | 265 | | | | 5,775 | | | | 566 | | | | 12,405 | |
Shares Redeemed | | | (22 | ) | | | (520 | ) | | | (173 | ) | | | (3,456 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 324 | | | | 7,134 | | | | 903 | | | | 19,621 | |
| | | | | | | | | | | | | | | | |
Class R6 | |
Shares Sold | | | 5,387 | | | $ | 122,962 | | | | 25,758 | | | $ | 484,275 | |
Shares Issued for Reinvested Dividends | | | 536 | | | | 11,697 | | | | 83 | | | | 1,828 | |
Shares Redeemed | | | (5,056 | ) | | | (118,116 | ) | | | (2,382 | ) | | | (47,033 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 867 | | | | 16,543 | | �� | | 23,459 | | | | 439,070 | |
| | | | | | | | | | | | | | | | |
Class Y | |
Shares Sold | | | 455 | | | $ | 10,224 | | | | 7,651 | | | $ | 158,274 | |
Shares Issued for Reinvested Dividends | | | 473 | | | | 10,318 | | | | 1,541 | | | | 33,830 | |
Shares Redeemed | | | (1,455 | ) | | | (36,030 | ) | | | (17,842 | ) | | | (304,447 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (527 | ) | | | (15,488 | ) | | | (8,650 | ) | | | (112,343 | ) |
| | | | | | | | | | | | | | | | |
Class F | |
Shares Sold | | | 49,797 | | | $ | 1,093,435 | | | | 110,798 | | | $ | 1,978,094 | |
Shares Issued for Reinvested Dividends | | | 12,550 | | | | 258,522 | | | | 31,266 | | | | 650,547 | |
Shares Redeemed | | | (45,597 | ) | | | (971,494 | ) | | | (181,962 | ) | | | (3,365,916 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 16,750 | | | | 380,463 | | | | (39,898 | ) | | | (737,275 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (121,996 | ) | | $ | (2,480,500 | ) | | | (786,031 | ) | | $ | (13,366,241 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Small Cap Growth Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 112,097 | | | $ | 7,030,487 | | | | 129,404 | | | $ | 5,969,147 | |
Shares Issued for Reinvested Dividends | | | 280,755 | | | | 16,331,511 | | | | 64,625 | | | | 3,116,821 | |
Shares Redeemed | | | (230,250 | ) | | | (14,278,385 | ) | | | (602,309 | ) | | | (27,705,360 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 162,602 | | | | 9,083,613 | | | | (408,280 | ) | | | (18,619,392 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 9,137 | | | $ | 364,337 | | | | 4,911 | | | $ | 150,801 | |
Shares Issued for Reinvested Dividends | | | 40,883 | | | | 1,524,921 | | | | 10,908 | | | | 352,646 | |
Shares Redeemed | | | (91,091 | ) | | | (3,684,102 | ) | | | (164,584 | ) | | | (5,078,582 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (41,071 | ) | | | (1,794,844 | ) | | | (148,765 | ) | | | (4,575,135 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 160,693 | | | $ | 10,700,632 | | | | 1,191,528 | | | $ | 51,688,394 | |
Shares Issued for Reinvested Dividends | | | 118,956 | | | | 7,339,599 | | | | 57,456 | | | | 2,916,489 | |
Shares Redeemed | | | (363,924 | ) | | | (23,325,943 | ) | | | (3,414,260 | ) | | | (171,804,734 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (84,275 | ) | | | (5,285,712 | ) | | | (2,165,276 | ) | | | (117,199,851 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 25,415 | | | $ | 1,504,669 | | | | 41,973 | | | $ | 1,789,694 | |
Shares Issued for Reinvested Dividends | | | 11,592 | | | | 661,760 | | | | 3,087 | | | | 146,681 | |
Shares Redeemed | | | (19,580 | ) | | | (1,206,037 | ) | | | (119,534 | ) | | | (5,504,341 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 17,427 | | | | 960,392 | | | | (74,474 | ) | | | (3,567,966 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 49,582 | | | $ | 3,205,353 | | | | 138,690 | | | $ | 6,582,259 | |
Shares Issued for Reinvested Dividends | | | 32,051 | | | | 1,953,808 | | | | 12,210 | | | | 614,885 | |
Shares Redeemed | | | (286,573 | ) | | | (18,474,332 | ) | | | (456,656 | ) | | | (20,953,685 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (204,940 | ) | | | (13,315,171 | ) | | | (305,756 | ) | | | (13,756,541 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 195,394 | | | $ | 13,326,689 | | | | 720,572 | | | $ | 37,862,183 | |
Shares Issued for Reinvested Dividends | | | 80,046 | | | | 5,219,014 | | | | 21,655 | | | | 1,157,694 | |
Shares Redeemed | | | (235,220 | ) | | | (16,242,814 | ) | | | (1,119,362 | ) | | | (58,971,093 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 40,220 | | | | 2,302,889 | | | | (377,135 | ) | | | (19,951,216 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 227,762 | | | $ | 16,058,482 | | | | 1,797,542 | | | $ | 98,016,701 | |
Shares Issued for Reinvested Dividends | | | 90,910 | | | | 6,035,522 | | | | 17,777 | | | | 965,664 | |
Shares Redeemed | | | (391,717 | ) | | | (27,791,406 | ) | | | (1,722,133 | ) | | | (85,535,221 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (73,045 | ) | | | (5,697,402 | ) | | | 93,186 | | | | 13,447,144 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Small Cap Growth Fund – (continued) | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 411,025 | | | $ | 29,221,871 | | | | 1,010,537 | | | $ | 51,567,246 | |
Shares Issued for Reinvested Dividends | | | 243,023 | | | | 16,134,292 | | | | 92,203 | | | | 5,010,332 | |
Shares Redeemed | | | (1,036,257 | ) | | | (72,637,007 | ) | | | (3,823,424 | ) | | | (209,045,933 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (382,209 | ) | | | (27,280,844 | ) | | | (2,720,684 | ) | | | (152,468,355 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 44,715 | | | $ | 2,955,179 | | | | 192,412 | | | $ | 7,897,145 | |
Shares Issued for Reinvested Dividends | | | 51,104 | | | | 3,169,442 | | | | 12,299 | | | | 626,749 | |
Shares Redeemed | | | (554,010 | ) | | | (37,285,845 | ) | | | (354,986 | ) | | | (17,110,113 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (458,191 | ) | | | (31,161,224 | ) | | | (150,275 | ) | | | (8,586,219 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (1,023,482 | ) | | $ | (72,188,303 | ) | | | (6,257,459 | ) | | $ | (325,277,531 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Small Cap Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 622,564 | | | $ | 7,939,176 | | | | 431,215 | | | $ | 3,396,385 | |
Shares Issued for Reinvested Dividends | | | 34,939 | | | | 359,520 | | | | 292,505 | | | | 2,936,036 | |
Shares Redeemed | | | (349,691 | ) | | | (4,021,179 | ) | | | (1,289,036 | ) | | | (10,577,661 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 307,812 | | | | 4,277,517 | | | | (565,316 | ) | | | (4,245,240 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 47,524 | | | $ | 498,520 | | | | 31,607 | | | $ | 222,855 | |
Shares Issued for Reinvested Dividends | | | 441 | | | | 3,926 | | | | 26,761 | | | | 229,881 | |
Shares Redeemed | | | (87,310 | ) | | | (941,065 | ) | | | (189,586 | ) | | | (1,389,193 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (39,345 | ) | | | (438,619 | ) | | | (131,218 | ) | | | (936,457 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 767,144 | | | $ | 9,610,614 | | | | 295,467 | | | $ | 2,831,571 | |
Shares Issued for Reinvested Dividends | | | 5,247 | | | | 53,996 | | | | 41,551 | | | | 418,405 | |
Shares Redeemed | | | (61,072 | ) | | | (737,861 | ) | | | (405,903 | ) | | | (3,187,749 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 711,319 | | | | 8,926,749 | | | | (68,885 | ) | | | 62,227 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 12,418 | | | $ | 156,857 | | | | 9,891 | | | $ | 82,868 | |
Shares Issued for Reinvested Dividends | | | 326 | | | | 3,498 | | | | 3,512 | | | | 36,622 | |
Shares Redeemed | | | (10,461 | ) | | | (123,790 | ) | | | (17,164 | ) | | | (139,499 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,283 | | | | 36,565 | | | | (3,761 | ) | | | (20,009 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 214 | | | $ | 2,533 | | | | 1,313 | | | $ | 11,330 | |
Shares Issued for Reinvested Dividends | | | 33 | | | | 362 | | | | 226 | | | | 2,398 | |
Shares Redeemed | | | (111 | ) | | | (1,329 | ) | | | (4,441 | ) | | | (42,520 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 136 | | | | 1,566 | | | | (2,902 | ) | | | (28,792 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 117 | | | $ | 1,629 | | | | 1,479 | | | $ | 10,000 | |
Shares Issued for Reinvested Dividends | | | 14 | | | | 148 | | | | 69 | | | | 730 | |
Shares Redeemed | | | — | | | | — | | | | (1,479 | ) | | | (11,716 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 131 | | | | 1,777 | | | | 69 | | | | (986 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,154 | | | $ | 13,741 | | | | 18,071 | | | $ | 163,710 | |
Shares Issued for Reinvested Dividends | | | 357 | | | | 3,866 | | | | 665 | | | | 7,036 | |
Shares Redeemed | | | (7,461 | ) | | | (88,549 | ) | | | (741 | ) | | | (7,349 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (5,950 | ) | | | (70,942 | ) | | | 17,995 | | | | 163,397 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 73,545 | | | $ | 966,174 | | | | 842 | | | $ | 7,711 | |
Shares Issued for Reinvested Dividends | | | 342 | | | | 3,688 | | | | 2,671 | | | | 28,235 | |
Shares Redeemed | | | (5,554 | ) | | | (76,569 | ) | | | (27,529 | ) | | | (261,033 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 68,333 | | | | 893,293 | | | | (24,016 | ) | | | (225,087 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Small Cap Value Fund – (continued) | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 448,825 | | | $ | 5,297,714 | | | | 906,600 | | | $ | 7,468,195 | |
Shares Issued for Reinvested Dividends | | | 64,774 | | | | 665,880 | | | | 329,545 | | | | 3,318,168 | |
Shares Redeemed | | | (843,770 | ) | | | (9,123,615 | ) | | | (1,038,699 | ) | | | (8,257,092 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (330,171 | ) | | | (3,160,021 | ) | | | 197,446 | | | | 2,529,271 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 714,548 | | | $ | 10,467,885 | | | | (580,588 | ) | | $ | (2,701,676 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Small Company Fund | | | | | | | | �� | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,123,980 | | | $ | 33,967,451 | | | | 1,886,865 | | | $ | 39,854,997 | |
Shares Issued for Reinvested Dividends | | | 1,517,800 | | | | 41,967,162 | | | | 956,824 | | | | 19,433,104 | |
Shares Redeemed | | | (1,085,100 | ) | | | (32,411,398 | ) | | | (2,885,202 | ) | | | (59,241,409 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,556,680 | | | | 43,523,215 | | | | (41,513 | ) | | | 46,692 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 78,682 | | | $ | 1,400,568 | | | | 116,822 | | | $ | 1,577,039 | |
Shares Issued for Reinvested Dividends | | | 98,681 | | | | 1,604,546 | | | | 70,385 | | | | 901,628 | |
Shares Redeemed | | | (173,857 | ) | | | (3,073,394 | ) | | | (366,573 | ) | | | (4,857,687 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,506 | | | | (68,280 | ) | | | (179,366 | ) | | | (2,379,020 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 511,995 | | | $ | 16,752,811 | | | | 296,143 | | | $ | 6,816,692 | |
Shares Issued for Reinvested Dividends | | | 113,755 | | | | 3,392,187 | | | | 75,333 | | | | 1,633,979 | |
Shares Redeemed | | | (190,434 | ) | | | (6,035,089 | ) | | | (304,758 | ) | | | (6,628,138 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 435,316 | | | | 14,109,909 | | | | 66,718 | | | | 1,822,533 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 106,998 | | | $ | 3,571,543 | | | | 89,211 | | | $ | 1,943,559 | |
Shares Issued for Reinvested Dividends | | | 45,509 | | | | 1,394,856 | | | | 35,475 | | | | 793,230 | |
Shares Redeemed | | | (118,902 | ) | | | (3,895,831 | ) | | | (258,886 | ) | | | (5,812,439 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 33,605 | | | | 1,070,568 | | | | (134,200 | ) | | | (3,075,650 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 87,712 | | | $ | 3,194,262 | | | | 118,455 | | | $ | 2,883,625 | |
Shares Issued for Reinvested Dividends | | | 37,589 | | | | 1,251,351 | | | | 31,292 | | | | 752,892 | |
Shares Redeemed | | | (135,818 | ) | | | (4,891,112 | ) | | | (304,693 | ) | | | (7,836,433 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (10,517 | ) | | | (445,499 | ) | | | (154,946 | ) | | | (4,199,916 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 49,365 | | | $ | 1,887,333 | | | | 44,314 | | | $ | 1,187,403 | |
Shares Issued for Reinvested Dividends | | | 10,551 | | | | 377,953 | | | | 6,152 | | | | 157,911 | |
Shares Redeemed | | | (16,488 | ) | | | (659,217 | ) | | | (56,252 | ) | | | (1,506,697 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 43,428 | | | | 1,606,069 | | | | (5,786 | ) | | | (161,383 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 70,058 | | | $ | 2,771,260 | | | | 43,328 | | | $ | 1,379,271 | |
Shares Issued for Reinvested Dividends | | | 3,508 | | | | 128,962 | | | | 220 | | | | 5,772 | |
Shares Redeemed | | | (8,556 | ) | | | (359,935 | ) | | | (5,289 | ) | | | (151,909 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 65,010 | | | | 2,540,287 | | | | 38,259 | | | | 1,233,134 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,422,353 | | | $ | 104,907,379 | | | | 236,078 | | | $ | 6,005,173 | |
Shares Issued for Reinvested Dividends | | | 47,078 | | | | 1,728,226 | | | | 58,965 | | | | 1,548,420 | |
Shares Redeemed | | | (1,869,844 | ) | | | (77,812,223 | ) | | | (943,050 | ) | | | (22,519,569 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 599,587 | | | | 28,823,382 | | | | (648,007 | ) | | | (14,965,976 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,302,781 | | | $ | 42,702,176 | | | | 1,838,858 | | | $ | 40,440,450 | |
Shares Issued for Reinvested Dividends | | | 808,547 | | | | 24,288,757 | | | | 518,887 | | | | 11,316,929 | |
Shares Redeemed | | | (1,813,451 | ) | | | (59,653,272 | ) | | | (2,396,511 | ) | | | (56,036,553 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 297,877 | | | | 7,337,661 | | | | (38,766 | ) | | | (4,279,174 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 3,024,492 | | | $ | 98,497,312 | | | | (1,097,607 | ) | | $ | (25,958,760 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Each Fund participates in a committed line of credit pursuant to a credit agreement dated March 4, 2021. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges certain fees, such as an upfront fee and a commitment fee. From November 1, 2020 through March 4, 2021, the Funds (together with certain other Hartford Funds) had a similar agreement that enabled them to participate in a $350 million committed line of credit. The fees incurred by the Funds in connection with the committed lines of credit during the period appear in the Statements of Operations under “Other expenses.” During and as of the six-month period ended April 30, 2021, none of the Funds had borrowings under this facility.
Under each Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, each Company, on behalf of its respective Funds, may enter into contracts that contain a variety of indemnifications. Each Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, each Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote.
16. | Change in Independent Registered Public Accounting Firm: |
On November 6, 2019, the Companies, on behalf of their respective Funds, dismissed Ernst & Young LLP (“EY”) as the Funds’ independent registered public accounting firm effective upon the issuance of EY’s report on the Funds’ financial statements as of and for the fiscal year ended October 31, 2019. EY’s report on the Funds’ financial statements for the fiscal years October 31, 2018 and October 31, 2019 contained no adverse opinion or disclaimer of opinion nor was EY’s report qualified or modified as to uncertainty, audit scope or accounting principles. During the Funds’ fiscal periods ended on October 31, 2018 and October 31, 2019 and through December 30, 2019 (the “Covered Period”), (i) there were no disagreements with EY on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of EY, would have caused it to make reference to the subject matter of the disagreements in connection with its reports on the Funds’ financial statements for the Covered Period, and (ii) there were no “reportable events” of the kind described in Item 304(a)(1)(v) of Regulation S-K under the Securities Exchange Act of 1934, as amended.
On November 6, 2019, the Audit Committee of each Company’s Board of Directors participated in and approved the decision to engage PricewaterhouseCoopers LLP (“PwC”) as the independent registered public accounting firm for the Funds for the fiscal year ended October 31, 2020. The selection of PwC does not reflect any disagreements with or dissatisfaction by each Company or the Board of Directors with the performance of the Funds’ prior independent registered public accounting firm, EY. During the Covered Period, neither the Funds, nor anyone on their behalf, consulted with PwC on items which: (i) concerned the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Funds’ financial statements; or (ii) concerned the subject of a disagreement (as defined in paragraph (a)(1)(iv) of Item 304 of Regulation S-K) or reportable events (as described in paragraph (a)(1)(v) of Item 304 of Regulation S-K).
In connection with the preparation of the financial statements of the Funds as of and for the period ended April 30, 2021, events and transactions subsequent to April 30, 2021, through the date the financial statements were issued have been evaluated by the Funds’ management for possible adjustment and/or disclosure.
Effective May 1, 2021, the fund accounting fee schedule as set forth in the fund accounting agreement by and between each Company, on behalf of its respective Funds, and HFMC, was revised. Effective May 1, 2021, the fund accounting fee for each Fund shall equal the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Fund; (ii) the fee payable for tax preparation services for the Fund; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Fund; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Fund’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee.
|
Hartford Domestic Equity Funds |
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s portfolio holdings filed as an exhibit to Form N-PORT for the most recent first and third quarter of the Fund’s fiscal year are available (1) without charge, upon request, by calling 888-843-7824, (2) on the Funds’ website, hartfordfunds.com, and (3) on the SEC’s website at http://www.sec.gov.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
CUSTOMER PRIVACY NOTICE
The Hartford Financial Services Group, Inc. and Affiliates*
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
a) management;
b) use; and
c) protection;
of Personal Information.
This notice describes how we collect, disclose, and protect Personal Information.
We collect Personal Information to:
a) service your Transactions with us; and
b) support our business functions.
We may obtain Personal Information from:
a) You;
b) your Transactions with us; and
c) third parties such as a consumer-reporting agency.
Based on the type of product or service You apply for or get from us, Personal Information such as:
a) your name;
b) your address;
c) your income;
d) your payment; or
e) your credit history;
may be gathered from sources such as applications, Transactions, and consumer reports.
To serve You and service our business, we may share certain Personal Information. We will share Personal Information, only as allowed by law, with affiliates such as:
a) our insurance companies;
b) our employee agents;
c) our brokerage firms; and
d) our administrators.
As allowed by law, we may share Personal Financial Information with our affiliates to:
a) market our products; or
b) market our services;
to You without providing You with an option to prevent these disclosures.
We may also share Personal Information, only as allowed by law, with unaffiliated third parties including:
a) independent agents;
b) brokerage firms;
c) insurance companies;
d) administrators; and
e) service providers;
who help us serve You and service our business.
When allowed by law, we may share certain Personal Financial Information with other unaffiliated third parties who assist us by performing services or functions such as:
a) taking surveys;
b) marketing our products or services; or
c) offering financial products or services under a joint agreement between us and one or more financial institutions.
We, and third parties we partner with, may track some of the pages You visit through the use of:
a) cookies;
b) pixel tagging; or
c) other technologies;
and currently do not process or comply with any web browser’s “do not track” signal or other similar mechanism that indicates a request to disable online tracking of individual users who visit our websites or use our services.
For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share your Personal Financial Information with anyone for purposes unrelated to our business functions without offering You the opportunity to:
a) “opt-out;” or
b) “opt-in;”
as required by law.
We only disclose Personal Health Information with:
a) your authorization; or
b) as otherwise allowed or required by law.
Our employees have access to Personal Information in the course of doing their jobs, such as:
a) underwriting policies;
b) paying claims;
c) developing new products; or
d) advising customers of our products and services.
We use manual and electronic security procedures to maintain:
a) the confidentiality; and
b) the integrity of;
Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protect Personal Information include:
a) secured files;
b) user authentication;
c) encryption;
d) firewall technology; and
e) the use of detection software.
We are responsible for and must:
a) identify information to be protected;
b) provide an adequate level of protection for that data; and
c) grant access to protected data only to those people who must use it in the performance of their job-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regarding Personal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
a) credit history;
b) income;
c) financial benefits; or
d) policy or claim information.
Personal Financial Information may include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) your medical records; or
b) information about your illness, disability or injury.
Personal Information means information that identifies You personally and is not otherwise available to the public. It includes:
a) Personal Financial Information; and
b) Personal Health Information.
Transaction means your business dealings with us, such as:
a) your Application;
b) your request for us to pay a claim; and
c) your request for us to take an action on your account.
You means an individual who has given us Personal Information in conjunction with:
a) asking about;
b) applying for; or
c) obtaining;
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Consumer Rights and Privacy Compliance Unit, One Hartford Plaza, Mail Drop: T 04.180, Hartford, CT 06155, or at ConsumerPrivacyInquiriesMailbox@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of February 2021), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations:
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Assurances Continentales Continentale Verzekeringen N.V; Bracht, Deckers & Mackelbert N.V.; Business Management Group, Inc.; Canal Re S.A.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford Productivity Services LLC; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HLA LLC; HL Investment Advisors, LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; Millennium Underwriting Limited; MPC Resolution Company LLC; Navigators (Asia) Limited; Navigators Corporate Underwriters Limited; Navigators Holdings (Europe) N.V.; Navigators Holdings (UK) Limited; Navigators Insurance Company; Navigators International Insurance Company Ltd.; Navigators Management Company, Inc.; Navigators Management (UK) Limited; Navigators N.V.; Navigators Specialty Insurance Company; Navigators Underwriting Agency Limited; Navigators Underwriting Limited; New BDM NV; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; NIC Investments (Chile) SpA; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Sentinel Insurance Company, Ltd; The Navigators Group, Inc.; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company; Y-Risk, LLC.
Revised February 2021
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This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report. Such offering is only made by prospectus, which includes details as to the offering price and other material information.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider the investment objectives, risks, charges and expenses of a Fund. This and other important information is contained in a Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA. Hartford Funds Management Company, LLC (HFMC) is the Funds’ investment manager. The Funds referenced herein are sub-advised by Wellington Management Company LLP. HFD and HFMC are not affiliated with the Funds’ sub-adviser.
MFSAR-DE21 06/21 223137 Printed in U.S.A.
A MESSAGE FROM THE PRESIDENT
Dear Shareholders:
Thank you for investing in Hartford Mutual Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2020 through April 30, 2021.
Market Review
During the six months ended April 30, 2021, U.S. stocks, as measured by the S&P 500 Index,1 gained 28.85%. The strong returns for the period reflected a growing
consensus among investors that a strong economic recovery has finally begun to take hold and that the worst days of the coronavirus (COVID-19) pandemic should soon be behind us.
Optimism was often hard to come by during the difficult months of 2020. The six-month period covered in this report followed many months of high unemployment, business lockdowns, face-mask requirements, and social-distancing measures. Along the way, governments around the world, including here in the U.S., mounted a rescue effort with unprecedented levels of monetary and fiscal support.
November 2020 marked the resolution of a contentious U.S. presidential election, a positive for markets. Then came the pivotal announcements that safe and effective COVID-19 vaccines were ready for federal approval – providing hope that a significant corner in the battle against the virus had been turned.
In late December of 2020, the U.S. Congress passed a $900 billion pandemic relief bill. For its part, the U.S. Federal Reserve (Fed) continued to maintain its ongoing policy of near-zero interest rates.
A winter resurgence of COVID-19 infections touched off a wave of new hospitalizations and deaths – more than 542,000 U.S. lives lost by winter’s end.2 New viral variants took root in the U.S., threatening to prolong the pandemic. A horrific surge of new death counts gripped India.
By the end of the period, over 101.4 million U.S. individuals – 31% of the nation’s population – had been fully vaccinated.3 Meanwhile, in Washington, Congress fast-tracked approval of the Biden administration’s $1.9 trillion economic stimulus package. A proposal for $2.3 trillion in new infrastructure spending soon followed.
As investors digested numerous new policy initiatives, rates on 10-year Treasuries rose to nearly 1.75% in mid-March, triggering a new round of market volatility and a fierce debate over a possible return of inflation. By period’s end, the question of inflation – how much and how persistent – remained unsettled, although the Fed provided assurances of a continued low-rate environment.
As we seek to move past the pandemic, it’s still vitally important to maintain a strong relationship with a financial professional, who can confidently guide you through shifting markets while helping you find a good fit within our family of funds.
Thank you again for investing in Hartford Mutual Funds. For the most up-to-date information on our complete selection of mutual funds and exchange-traded funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted price index composed of 500 widely held common stocks. The index is unmanaged and not available for direct investment. Past performance does not guarantee future results. |
2 | Wall Street Journal, 3/21/2021. |
3 | USAFacts.org, “What’s the nation’s progress on vaccinations?”. |
Hartford Schroders Funds
Table of Contents
|
Hartford Schroders China A Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 03/31/2020 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | Since Inception2 | |
Class A3 | | | 17.89% | | | | 64.40% | | | | 69.97% | |
Class A4 | | | 11.41% | | | | 55.35% | | | | 61.32% | |
Class C3 | | | 17.39% | | | | 62.82% | | | | 68.47% | |
Class C5 | | | 16.39% | | | | 61.82% | | | | 68.47% | |
Class I3 | | | 18.01% | | | | 64.77% | | | | 70.33% | |
Class Y3 | | | 18.05% | | | | 64.68% | | | | 70.39% | |
Class F3 | | | 18.11% | | | | 64.87% | | | | 70.58% | |
Class SDR3 | | | 18.11% | | | | 64.87% | | | | 70.58% | |
MSCI China A Onshore Index (Net) | | | 13.95% | | | | 45.26% | | | | 50.55% | |
4 | Reflects maximum sales charge of 5.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 4.30% | | | | 1.45% | |
Class C | | | 5.08% | | | | 2.25% | |
Class I | | | 4.01% | | | | 1.15% | |
Class Y | | | 3.95% | | | | 1.11% | |
Class F | | | 3.85% | | | | 0.99% | |
Class SDR | | | 3.85% | | | | 0.99% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • The Fund invests in China A shares through Stock Connect, which is subject to a number of restrictions that may affect the Fund’s investments and returns. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. Focusing investments in China subjects the Fund to more volatility and greater risk of loss than a fund with more geographically diverse investments. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets, such as China. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 2.5 | % |
Consumer Discretionary | | | 16.8 | |
Consumer Staples | | | 9.0 | |
Financials | | | 12.9 | |
Health Care | | | 6.6 | |
Industrials | | | 12.4 | |
Information Technology | | | 17.5 | |
Materials | | | 16.9 | |
Real Estate | | | 1.7 | |
| | | | |
Total | | | 96.3 | % |
| | | | |
Short-Term Investments | | | 3.0 | |
Other Assets & Liabilities | | | 0.7 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders Emerging Markets Equity Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 03/31/2006 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 24.03% | | | | 54.99% | | | | 14.57% | | | | 4.53% | |
Class A3 | | | 17.22% | | | | 46.49% | | | | 13.28% | | | | 3.94% | |
Class C2 | | | 23.63% | | | | 54.01% | | | | 13.87% | | | | 4.34% | |
Class C4 | | | 22.63% | | | | 53.01% | | | | 13.87% | | | | 4.34% | |
Class I2 | | | 24.20% | | | | 55.43% | | | | 14.82% | | | | 4.77% | |
Class R32 | | | 23.90% | | | | 54.74% | | | | 14.41% | | | | 4.58% | |
Class R42 | | | 24.04% | | | | 55.07% | | | | 14.69% | | | | 4.71% | |
Class R52 | | | 24.19% | | | | 55.41% | | | | 14.86% | | | | 4.79% | |
Class Y2 | | | 24.18% | | | | 55.56% | | | | 14.94% | | | | 4.83% | |
Class F2 | | | 24.26% | | | | 55.68% | | | | 14.97% | | | | 4.84% | |
Class SDR2 | | | 24.27% | | | | 55.63% | | | | 15.01% | | | | 4.88% | |
MSCI Emerging Markets Index (Net) | | | 22.95% | | | | 48.71% | | | | 12.50% | | | | 3.59% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Emerging Market Equity Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Effective as of the close of business on 4/15/2021, the Fund was closed to new investors, subject to certain exceptions. For more information, please see the Fund’s prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.53% | | | | 1.53% | |
Class C | | | 2.16% | | | | 2.16% | |
Class I | | | 1.25% | | | | 1.25% | |
Class R3 | | | 1.79% | | | | 1.79% | |
Class R4 | | | 1.49% | | | | 1.49% | |
Class R5 | | | 1.19% | | | | 1.19% | |
Class Y | | | 1.17% | | | | 1.17% | |
Class F | | | 1.08% | | | | 1.08% | |
Class SDR | | | 1.07% | | | | 1.07% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as China. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 11.4 | % |
Consumer Discretionary | | | 20.6 | |
Consumer Staples | | | 3.8 | |
Energy | | | 3.3 | |
Financials | | | 19.1 | |
Health Care | | | 2.0 | |
Industrials | | | 2.1 | |
Information Technology | | | 26.5 | |
Materials | | | 7.2 | |
Real Estate | | | 0.9 | |
Utilities | | | 1.2 | |
| | | | |
Total | | | 98.1 | % |
| | | | |
Short-Term Investments | | | 1.7 | |
Other Assets & Liabilities | | | 0.2 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 06/25/2013 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks to provide a return of long-term capital growth and income. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | Since Inception2 | |
Class A3 | | | 5.43% | | | | 21.45% | | | | 3.52% | | | | 2.92% | |
Class A4 | | | 0.66% | | | | 15.91% | | | | 2.58% | | | | 2.32% | |
Class C3 | | | 5.05% | | | | 20.61% | | | | 2.81% | | | | 2.54% | |
Class C6 | | | 4.05% | | | | 19.61% | | | | 2.81% | | | | 2.54% | |
Class I3 | | | 5.57% | | | | 21.85% | | | | 3.80% | | | | 3.17% | |
Class R33 | | | 5.27% | | | | 21.15% | | | | 3.54% | | | | 3.00% | |
Class R43 | | | 5.43% | | | | 21.75% | | | | 3.71% | | | | 3.11% | |
Class R53 | | | 5.60% | | | | 21.86% | | | | 3.81% | | | | 3.18% | |
Class Y3 | | | 5.60% | | | | 21.92% | | | | 3.86% | | | | 3.21% | |
Class F3 | | | 5.75% | | | | 21.85% | | | | 3.83% | | | | 3.19% | |
Class SDR3 | | | 5.65% | | | | 21.98% | | | | 3.88% | | | | 3.26% | |
JP Morgan Emerging Markets Blended Index (JEMB) – Equal Weighted | | | 3.82% | | | | 13.88% | | | | 4.75% | | | | 4.18% | |
4 | Reflects maximum sales charge of 4.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Emerging Markets Multi-Sector Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.41% | | | | 1.15% | |
Class C | | | 2.23% | | | | 1.90% | |
Class I | | | 1.05% | | | | 0.90% | |
Class R3 | | | 1.70% | | | | 1.45% | |
Class R4 | | | 1.40% | | | | 1.15% | |
Class R5 | | | 1.10% | | | | 0.85% | |
Class Y | | | 1.09% | | | | 0.85% | |
Class F | | | 0.98% | | | | 0.75% | |
Class SDR | | | 0.98% | | | | 0.75% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk. • Restricted securities may be more difficult to sell and price than other securities. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • The Fund invests in a smaller number of issuers, so it may be more exposed to risks and volatility than a more broadly diversified fund. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Security Type(1)
as of 04/30/2021
| | | | |
Category | | Percentage of Net Assets | |
Fixed Income Securities | |
Corporate Bonds | | | 42.7 | % |
Foreign Government Obligations | | | 48.8 | |
| | | | |
Total | | | 91.5 | % |
| | | | |
Short-Term Investments | | | 11.1 | |
Other Assets & Liabilities | | | (2.6 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders International Multi-Cap Value Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 08/30/2006 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 34.76% | | | | 43.48% | | | | 7.31% | | | | 4.33% | |
Class A3 | | | 27.37% | | | | 35.56% | | | | 6.11% | | | | 3.73% | |
Class C2 | | | 34.37% | | | | 42.62% | | | | 6.62% | | | | 4.13% | |
Class C4 | | | 33.37% | | | | 41.62% | | | | 6.62% | | | | 4.13% | |
Class I2 | | | 34.99% | | | | 43.95% | | | | 7.61% | | | | 4.61% | |
Class R32 | | | 34.72% | | | | 43.24% | | | | 7.04% | | | | 4.33% | |
Class R42 | | | 34.75% | | | | 43.49% | | | | 7.30% | | | | 4.46% | |
Class R52 | | | 34.85% | | | | 43.78% | | | | 7.57% | | | | 4.59% | |
Class Y2 | | | 35.00% | | | | 44.00% | | | | 7.68% | | | | 4.64% | |
Class F2 | | | 35.00% | | | | 44.21% | | | | 7.71% | | | | 4.65% | |
Class SDR2 | | | 35.08% | | | | 43.94% | | | | 7.69% | | | | 4.67% | |
MSCI ACWI ex USA Index (Net) | | | 27.40% | | | | 42.98% | | | | 9.83% | | | | 4.73% | |
MSCI ACWI ex USA Value Index (Net) | | | 35.31% | | | | 42.94% | | | | 6.93% | | | | 2.79% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder International Multi-Cap Value Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.12% | | | | 1.12% | |
Class C | | | 1.86% | | | | 1.86% | |
Class I | | | 0.85% | | | | 0.85% | |
Class R3 | | | 1.48% | | | | 1.48% | |
Class R4 | | | 1.18% | | | | 1.18% | |
Class R5 | | | 0.86% | | | | 0.86% | |
Class Y | | | 0.86% | | | | 0.83% | |
Class F | | | 0.76% | | | | 0.76% | |
Class SDR | | | 0.76% | | | | 0.76% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 8.4 | % |
Consumer Discretionary | | | 10.0 | |
Consumer Staples | | | 6.3 | |
Energy | | | 6.6 | |
Financials | | | 14.2 | |
Health Care | | | 11.5 | |
Industrials | | | 9.5 | |
Information Technology | | | 10.4 | |
Materials | | | 11.5 | |
Real Estate | | | 1.6 | |
Utilities | | | 2.4 | |
| | | | |
Total | | | 92.4 | % |
| | | | |
Short-Term Investments | | | 9.8 | |
Other Assets & Liabilities | | | (2.2 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders International Stock Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 12/19/1985 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks long-term capital appreciation through investment in securities markets outside the United States. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 27.89% | | | | 53.64% | | | | 13.19% | | | | 6.52% | |
Class A3 | | | 20.88% | | | | 45.14% | | | | 11.93% | | | | 5.92% | |
Class C2 | | | 27.33% | | | | 52.41% | | | | 12.49% | | | | 6.32% | |
Class C4 | | | 26.33% | | | | 51.41% | | | | 12.49% | | | | 6.32% | |
Class I2 | | | 28.05% | | | | 54.00% | | | | 13.51% | | | | 6.80% | |
Class R32 | | | 27.59% | | | | 53.08% | | | | 13.14% | | | | 6.62% | |
Class R42 | | | 27.83% | | | | 53.55% | | | | 13.32% | | | | 6.71% | |
Class R52 | | | 28.03% | | | | 53.96% | | | | 13.52% | | | | 6.81% | |
Class Y2 | | | 27.95% | | | | 54.04% | | | | 13.56% | | | | 6.82% | |
Class F2 | | | 28.05% | | | | 54.20% | | | | 13.58% | | | | 6.84% | |
Class SDR2 | | | 28.07% | | | | 54.11% | | | | 13.61% | | | | 6.86% | |
MSCI ACWI ex USA Index (Net) | | | 27.40% | | | | 42.98% | | | | 9.83% | | | | 4.73% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder International Alpha Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.12% | | | | 1.12% | |
Class C | | | 1.85% | | | | 1.85% | |
Class I | | | 0.83% | | | | 0.83% | |
Class R3 | | | 1.46% | | | | 1.46% | |
Class R4 | | | 1.15% | | | | 1.15% | |
Class R5 | | | 0.87% | | | | 0.87% | |
Class Y | | | 0.82% | | | | 0.82% | |
Class F | | | 0.75% | | | | 0.75% | |
Class SDR | | | 0.75% | | | | 0.75% | |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 4.7 | % |
Consumer Discretionary | | | 20.9 | |
Consumer Staples | | | 8.8 | |
Energy | | | 4.8 | |
Financials | | | 17.9 | |
Health Care | | | 6.5 | |
Industrials | | | 15.9 | |
Information Technology | | | 13.2 | |
Materials | | | 1.2 | |
Utilities | | | 3.1 | |
| | | | |
Total | | | 97.0 | % |
| | | | |
Short-Term Investments | | | 2.6 | |
Other Assets & Liabilities | | | 0.4 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders Securitized Income Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 02/28/2019 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks to provide current income and long-term total return consistent with preservation of capital. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | Since Inception2 | |
Class A3 | | | 2.52% | | | | 10.08% | | | | 1.91% | |
Class A4 | | | -0.53% | | | | 6.83% | | | | 0.49% | |
Class C3 | | | 1.99% | | | | 8.89% | | | | 1.36% | |
Class C5 | | | 0.99% | | | | 7.89% | | | | 1.36% | |
Class I3 | | | 2.54% | | | | 10.24% | | | | 1.98% | |
Class Y3 | | | 2.57% | | | | 10.19% | | | | 2.00% | |
Class F3 | | | 2.52% | | | | 10.16% | | | | 2.00% | |
Class SDR3 | | | 2.63% | | | | 10.15% | | | | 2.03% | |
ICE BofA US ABS & CMBS Index | | | 1.03% | | | | 5.53% | | | | 4.57% | |
S&P/LSTA Leveraged Loan Index | | | 5.99% | | | | 16.10% | | | | 4.51% | |
4 | Reflects maximum sales charge of 3.00% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Class C shares commenced operations on 02/28/2020 and performance prior to this date reflects Class A shares (excluding sales charges). Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class. If the performance were adjusted, it would have been lower.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.62% | | | | 1.48% | |
Class C | | | 2.54% | | | | 2.33% | |
Class I | | | 1.35% | | | | 1.23% | |
Class Y | | | 1.35% | | | | 1.18% | |
Class F | | | 1.30% | | | | 1.08% | |
Class SDR | | | 1.30% | | | | 1.08% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, event and interest-rate risk. As interest rates rise, bond prices generally fall. • The risks associated with mortgage-related and asset-backed securities as well as collateralized loan obligations (CLOs) include credit, interest-rate, prepayment, liquidity, default and extension risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Restricted securities may be more difficult to sell and price than other securities. • The purchase of securities in the To-Be-Announced (TBA) market can result in higher portfolio turnover and related expenses as well as price and counterparty risk. • The Fund may use repurchase agreements, or reverse repurchase agreements, which can increase risk and volatility. • Use of leverage can increase market exposure, magnify investment risks, and cause losses to be realized more quickly. • Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Security Type(1)
as of 04/30/2021
| | | | |
Category | | Percentage of Net Assets | |
Equity Securities | |
Common Stocks | | | 0.4 | % |
| | | | |
Total | | | 0.4 | % |
| | | | |
Fixed Income Securities | |
Asset & Commercial Mortgage-Backed Securities | | | 99.7 | % |
Corporate Bonds | | | 5.0 | |
U.S. Government Agencies(2) | | | 2.9 | |
| | | | |
Total | | | 107.6 | % |
| | | | |
Short-Term Investments | | | 8.4 | |
Other Assets & Liabilities | | | (16.4 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
(2) | All or a portion of the securities categorized as U.S. Government Agencies were agency mortgage-backed securities as of April 30, 2021. |
|
Hartford Schroders Tax-Aware Bond Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 10/03/2011 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks total return on an after-tax basis. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | Since Inception2 | |
Class A3 | | | 1.49% | | | | 5.05% | | | | 3.19% | | | | 4.61% | |
Class A4 | | | -3.09% | | | | 0.35% | | | | 2.23% | | | | 4.11% | |
Class C3 | | | 1.05% | | | | 4.17% | | | | 2.47% | | | | 4.35% | |
Class C5 | | | 0.05% | | | | 3.17% | | | | 2.47% | | | | 4.35% | |
Class I3 | | | 1.60% | | | | 5.28% | | | | 3.45% | | | | 4.87% | |
Class Y3 | | | 1.57% | | | | 5.20% | | | | 3.43% | | | | 4.85% | |
Class F3 | | | 1.62% | | | | 5.31% | | | | 3.48% | | | | 4.88% | |
Class SDR3 | | | 1.62% | | | | 5.32% | | | | 3.47% | | | | 4.88% | |
Bloomberg Barclays Municipal Bond Index | | | 2.62% | | | | 7.75% | | | | 3.51% | | | | 4.01% | |
4 | Reflects maximum sales charge of 4.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Broad Tax-Aware Value Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund and the Predecessor Fund’s predecessor. Prior to 10/24/2016, Class A and Class I were called Advisor Shares and Investor Shares, respectively. Performance for Class A shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Advisor Shares) reflects the performance of the Predecessor Fund’s Investor Shares adjusted to reflect the distribution fees of the Predecessor Fund’s Advisor Shares. Class C, Class Y and Class SDR shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016. Performance for the Fund prior to 06/14/2013 reflects performance of the Predecessor Fund’s predecessor, which commenced operations on 10/03/2011.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 0.83% | | | | 0.72% | |
Class C | | | 1.62% | | | | 1.60% | |
Class I | | | 0.61% | | | | 0.50% | |
Class Y | | | 0.64% | | | | 0.57% | |
Class F | | | 0.53% | | | | 0.47% | |
Class SDR | | | 0.53% | | | | 0.47% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Mortgage-related and asset-backed securities’ risks include credit, interest-rate, prepayment, and extension risk. • The purchase of securities in the To-Be-Announced (TBA) market can result in higher portfolio turnover and related expenses as well as price and counterparty risk. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended.
Composition by Security Type(1)
as of 04/30/2021
| | | | |
Category | | Percentage of Net Assets | |
Fixed Income Securities | | | | |
Corporate Bonds | | | 25.5 | % |
Municipal Bonds | | | 56.1 | |
U.S. Government Securities | | | 16.7 | |
| | | | |
Total | | | 98.3 | % |
| | | | |
Short-Term Investments | | | 1.2 | |
Other Assets & Liabilities | | | 0.5 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
|
Hartford Schroders US MidCap Opportunities Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 03/31/2006 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 35.46% | | | | 51.94% | | | | 12.94% | | | | 11.22% | |
Class A3 | | | 27.99% | | | | 43.54% | | | | 11.68% | | | | 10.59% | |
Class C2 | | | 34.90% | | | | 50.84% | | | | 12.18% | | | | 10.99% | |
Class C4 | | | 33.90% | | | | 49.84% | | | | 12.18% | | | | 10.99% | |
Class I2 | | | 35.59% | | | | 52.34% | | | | 13.23% | | | | 11.51% | |
Class R32 | | | 35.25% | | | | 51.50% | | | | 12.60% | | | | 11.20% | |
Class R42 | | | 35.41% | | | | 51.93% | | | | 12.91% | | | | 11.35% | |
Class R52 | | | 35.62% | | | | 52.29% | | | | 13.19% | | | | 11.49% | |
Class Y2 | | | 35.67% | | | | 52.34% | | | | 13.26% | | | | 11.52% | |
Class F2 | | | 35.62% | | | | 52.47% | | | | 13.31% | | | | 11.54% | |
Class SDR2 | | | 35.70% | | | | 52.43% | | | | 13.34% | | | | 11.58% | |
Russell Midcap Index | | | 35.42% | | | | 59.57% | | | | 15.58% | | | | 12.69% | |
Russell 2500 Index | | | 44.37% | | | | 71.95% | | | | 16.50% | | | | 12.32% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder U.S. Small and Mid Cap Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
Performance information prior to 05/01/2019 reflects when the Fund invested at least 80% of its assets in securities of companies considered by Schroder Investment Management North America Inc. to be small- or mid-cap companies located in the United States.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.19% | | | | 1.19% | |
Class C | | | 1.93% | | | | 1.93% | |
Class I | | | 0.91% | | | | 0.91% | |
Class R3 | | | 1.54% | | | | 1.54% | |
Class R4 | | | 1.24% | | | | 1.24% | |
Class R5 | | | 0.94% | | | | 0.94% | |
Class Y | | | 0.92% | | | | 0.92% | |
Class F | | | 0.82% | | | | 0.82% | |
Class SDR | | | 0.82% | | | | 0.82% | |
* | Expenses as shown in the Fund’s most recent prospectus. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 4.5 | % |
Consumer Discretionary | | | 9.3 | |
Consumer Staples | | | 2.7 | |
Energy | | | 1.8 | |
Financials | | | 15.8 | |
Health Care | | | 9.6 | |
Industrials | | | 18.9 | |
Information Technology | | | 23.0 | |
Materials | | | 3.3 | |
Real Estate | | | 3.7 | |
Utilities | | | 4.6 | |
| | | | |
Total | | | 97.2 | % |
| | | | |
Short-Term Investments | | | 3.4 | |
Other Assets & Liabilities | | | (0.6 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders US Small Cap Opportunities Fund |
Fund Overview
April 30, 2021 (Unaudited)
| | |
Inception 08/06/1993 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 04/30/2021
| | | | | | | | | | | | | | | | |
| | Six Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 41.90% | | | | 65.26% | | | | 14.26% | | | | 10.87% | |
Class A3 | | | 34.09% | | | | 56.17% | | | | 12.97% | | | | 10.24% | |
Class C2 | | | 41.38% | | | | 64.02% | | | | 13.51% | | | | 10.66% | |
Class C4 | | | 40.38% | | | | 63.02% | | | | 13.51% | | | | 10.66% | |
Class I2 | | | 42.16% | | | | 65.75% | | | | 14.61% | | | | 11.20% | |
Class R32 | | | 41.73% | | | | 64.75% | | | | 14.06% | | | | 10.93% | |
Class R42 | | | 41.89% | | | | 65.23% | | | | 14.37% | | | | 11.08% | |
Class R52 | | | 42.14% | | | | 65.67% | | | | 14.58% | | | | 11.19% | |
Class Y2 | | | 42.09% | | | | 65.74% | | | | 14.63% | | | | 11.21% | |
Class F2 | | | 42.18% | | | | 65.89% | | | | 14.68% | | | | 11.24% | |
Class SDR2 | | | 42.17% | | | | 65.84% | | | | 14.71% | | | | 11.25% | |
Russell 2000 Index | | | 48.06% | | | | 74.91% | | | | 16.48% | | | | 11.63% | |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2021, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder U.S. Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 09/28/2015 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.46% | | | | 1.39% | |
Class C | | | 2.21% | | | | 2.14% | |
Class I | | | 1.15% | | | | 1.14% | |
Class R3 | | | 1.77% | | | | 1.69% | |
Class R4 | | | 1.47% | | | | 1.39% | |
Class R5 | | | 1.17% | | | | 1.09% | |
Class Y | | | 1.16% | | | | 1.09% | |
Class F | | | 1.05% | | | | 0.99% | |
Class SDR | | | 1.05% | | | | 0.99% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2022 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2021. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks and volatility than large-cap securities. • Integration of environmental, social, and/or governance (ESG) factors into the investment process may not work as intended. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of 04/30/2021
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 3.1 | % |
Consumer Discretionary | | | 8.9 | |
Consumer Staples | | | 3.6 | |
Energy | | | 1.3 | |
Financials | | | 17.0 | |
Health Care | | | 12.1 | |
Industrials | | | 17.9 | |
Information Technology | | | 15.1 | |
Materials | | | 9.1 | |
Real Estate | | | 3.0 | |
Utilities | | | 2.4 | |
| | | | |
Total | | | 93.5 | % |
| | | | |
Short-Term Investments | | | 5.0 | |
Other Assets & Liabilities | | | 1.5 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Benchmark Glossary (Unaudited)
Bloomberg Barclays Municipal Bond Index (reflects no deduction for fees, expenses or taxes) is designed to cover the USD-denominated long-term tax exempt bond market. Effective August 24, 2021, “Barclays” will be removed from the index’s name.
ICE BofA US ABS & CMBS Index (reflects no deduction for fees, expenses or taxes) tracks the performance of US dollar denominated investment grade fixed and floating rate asset backed securities and fixed rate commercial mortgage backed securities publicly issued in the US domestic market. Qualifying securities must have an investment grade rating (based on an average of Moody’s, S&P and Fitch), at least one year remaining term to final stated maturity and at least one month to the last expected cash flow. 144a securities qualify for inclusion in the Index. Callable perpetual securities qualify provided they are at least one year from the first call date. Inverse floating rate, interest only and principal only tranches of qualifying deals are excluded from the Index as are all tranches of re-securitized deals.
JP Morgan CEMBI Broad Diversified Index (reflects no deduction for fees, expenses or taxes) tracks total returns of U.S. dollar denominated debt instruments issued by corporate entities in Emerging Markets countries.
JP Morgan EMBI Global Diversified Index (reflects no deduction for fees, expenses or taxes) is a uniquely weighted index that tracks total returns for U.S. dollar denominated Brady bonds, Eurobonds, traded loans and local market debt instruments issued by sovereign and quasi-sovereign entities.
JP Morgan Emerging Markets Blended Index (JEMB) — Equal Weighted (reflects no deduction for fees, expenses or taxes) is a blended index produced by JP Morgan that is comprised of 1/3 JP Morgan GBI Emerging Markets Global Diversified Index, 1/3 JP Morgan EMBI Global Diversified Index, and 1/3 JP Morgan CEMBI Broad Diversified Index. The JEMB — Equal Weighted is designed to blend U.S. dollar and local currency denominated sovereign, quasi-sovereign and corporate bonds in equal proportion.
JP Morgan GBI Emerging Markets Global Diversified Index (reflects no deduction for fees, expenses or taxes) is a comprehensive global local emerging markets index that consists of regularly traded, liquid fixed-rate, domestic-currency government bonds to which international investors can gain exposure.
MSCI ACWI (All Country World) ex USA Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap representation across developed markets (excluding the United States) and emerging market countries.
MSCI ACWI (All Country World) ex USA Value Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities exhibiting overall value style characteristics across developed (excluding the U.S.) and emerging market countries. The value investment style characteristics for index construction are defined using three variables: book value to price, 12-month forward earnings to price and dividend yield.
MSCI China A Onshore Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid-cap representation across China securities listed on the Shanghai and Shenzhen exchanges. The index covers only those securities that are accessible through “Stock Connect”.
MSCI Emerging Markets Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap representation across emerging market countries.
Russell 2000 Index (reflects no deduction for fees, expenses or taxes) is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 2500 Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the small to mid-cap segment of the U.S. equity universe, commonly referred to as “smid” cap. The Russell 2500 Index is a subset of the Russell 3000 Index that is designed to measure the performance of the 2,500 smallest U.S. companies based on a combination of their market capitalization and current index membership.
Russell Midcap Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap segment of the U.S. equity universe. The Russell Midcap Index is a subset of the Russell 1000 Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership.
S&P/LSTA Leveraged Loan Index (reflects no deduction for fees, expenses or taxes) is a market-value-weighted index that is designed to measure the performance of the U.S. leveraged loan market based upon market weightings, spreads and interest payments.
BLOOMBERG® is a trademark and service mark of Bloomberg Finance L.P. and its affiliates (collectively “Bloomberg”). BARCLAYS® is a trademark and service mark of Barclays Bank Plc (collectively with its affiliates, “Barclays”), used under license. Bloomberg or Bloomberg’s licensors, including Barclays, own all proprietary rights in the Bloomberg Barclays Indices. Neither Bloomberg nor Barclays approves or endorses this material, or guarantees the accuracy or completeness of any information herein, or makes any warranty, express or implied, as to the results to be obtained therefrom and, to the maximum extent allowed by law, neither shall have any liability or responsibility for injury or damages arising in connection therewith.
Expense Examples (Unaudited)
Your Fund’s Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service (12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2020 through April 30, 2021. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (front-end sales loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class’ annualized expense ratio multiplied by average account value over the period, multiplied by 181/365 (to reflect the one-half year period).
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period November 1, 2020 through April 30, 2021 | | | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period November 1, 2020 through April 30, 2021 | | | Annualized expense ratio | |
Hartford Schroders China A Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,178.90 | | | $ | 7.56 | | | $ | 1,000.00 | | | $ | 1,017.85 | | | $ | 7.00 | | | | 1.40 | % |
Class C | | $ | 1,000.00 | | | $ | 1,173.90 | | | $ | 11.97 | | | $ | 1,000.00 | | | $ | 1,013.79 | | | $ | 11.08 | | | | 2.22 | % |
Class I | | $ | 1,000.00 | | | $ | 1,180.10 | | | $ | 6.11 | | | $ | 1,000.00 | | | $ | 1,019.19 | | | $ | 5.66 | | | | 1.13 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,180.50 | | | $ | 5.95 | | | $ | 1,000.00 | | | $ | 1,019.34 | | | $ | 5.51 | | | | 1.10 | % |
Class F | | $ | 1,000.00 | | | $ | 1,181.10 | | | $ | 5.35 | | | $ | 1,000.00 | | | $ | 1,019.89 | | | $ | 4.96 | | | | 0.99 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,181.10 | | | $ | 5.35 | | | $ | 1,000.00 | | | $ | 1,019.89 | | | $ | 4.96 | | | | 0.99 | % |
| | | | | |
Hartford Schroders Emerging Markets Equity Fund | | | | | | | | | | | | | | | | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,240.30 | | | $ | 7.83 | | | $ | 1,000.00 | | | $ | 1,017.80 | | | $ | 7.05 | | | | 1.41 | % |
Class C | | $ | 1,000.00 | | | $ | 1,236.30 | | | $ | 11.81 | | | $ | 1,000.00 | | | $ | 1,014.23 | | | $ | 10.64 | | | | 2.13 | % |
Class I | | $ | 1,000.00 | | | $ | 1,242.00 | | | $ | 6.73 | | | $ | 1,000.00 | | | $ | 1,018.79 | | | $ | 6.06 | | | | 1.21 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,239.00 | | | $ | 9.27 | | | $ | 1,000.00 | | | $ | 1,016.51 | | | $ | 8.35 | | | | 1.67 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,240.40 | | | $ | 8.00 | | | $ | 1,000.00 | | | $ | 1,017.65 | | | $ | 7.20 | | | | 1.44 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,241.90 | | | $ | 6.39 | | | $ | 1,000.00 | | | $ | 1,019.09 | | | $ | 5.76 | | | | 1.15 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,241.80 | | | $ | 6.23 | | | $ | 1,000.00 | | | $ | 1,019.24 | | | $ | 5.61 | | | | 1.12 | % |
Class F | | $ | 1,000.00 | | | $ | 1,242.60 | | | $ | 5.84 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,242.70 | | | $ | 5.84 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
| | | | |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,054.30 | | | $ | 5.86 | | | $ | 1,000.00 | | | $ | 1,019.09 | | | $ | 5.76 | | | | 1.15 | % |
Class C | | $ | 1,000.00 | | | $ | 1,049.30 | | | $ | 9.65 | | | $ | 1,000.00 | | | $ | 1,015.37 | | | $ | 9.49 | | | | 1.90 | % |
Class I | | $ | 1,000.00 | | | $ | 1,055.70 | | | $ | 4.38 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,052.70 | | | $ | 6.97 | | | $ | 1,000.00 | | | $ | 1,018.00 | | | $ | 6.85 | | | | 1.37 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,054.30 | | | $ | 5.25 | | | $ | 1,000.00 | | | $ | 1,019.69 | | | $ | 5.16 | | | | 1.03 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,056.00 | | | $ | 4.33 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,056.00 | | | $ | 4.08 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
Class F | | $ | 1,000.00 | | | $ | 1,056.20 | | | $ | 3.82 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,056.50 | | | $ | 3.82 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period November 1, 2020 through April 30, 2021 | | | Beginning Account Value November 1, 2020 | | | Ending Account Value April 30, 2021 | | | Expenses paid during the period November 1, 2020 through April 30, 2021 | | | Annualized expense ratio | |
| | | | | |
Hartford Schroders International Multi-Cap Value Fund | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,347.60 | | | $ | 6.46 | | | $ | 1,000.00 | | | $ | 1,019.29 | | | $ | 5.56 | | | | 1.11 | % |
Class C | | $ | 1,000.00 | | | $ | 1,343.70 | | | $ | 10.75 | | | $ | 1,000.00 | | | $ | 1,015.62 | | | $ | 9.25 | | | | 1.85 | % |
Class I | | $ | 1,000.00 | | | $ | 1,349.90 | | | $ | 4.84 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,347.20 | | | $ | 8.03 | | | $ | 1,000.00 | | | $ | 1,017.95 | | | $ | 6.90 | | | | 1.38 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,347.50 | | | $ | 6.58 | | | $ | 1,000.00 | | | $ | 1,019.19 | | | $ | 5.66 | | | | 1.13 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,349.80 | | | $ | 4.95 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,350.00 | | | $ | 4.72 | | | $ | 1,000.00 | | | $ | 1,020.78 | | | $ | 4.06 | | | | 0.81 | % |
Class F | | $ | 1,000.00 | | | $ | 1,350.00 | | | $ | 4.37 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,350.80 | | | $ | 4.37 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
| | | | | | |
Hartford Schroders International Stock Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,278.90 | | | $ | 5.88 | | | $ | 1,000.00 | | | $ | 1,019.64 | | | $ | 5.21 | | | | 1.04 | % |
Class C | | $ | 1,000.00 | | | $ | 1,273.30 | | | $ | 10.09 | | | $ | 1,000.00 | | | $ | 1,015.92 | | | $ | 8.95 | | | | 1.79 | % |
Class I | | $ | 1,000.00 | | | $ | 1,280.50 | | | $ | 4.35 | | | $ | 1,000.00 | | | $ | 1,020.98 | | | $ | 3.86 | | | | 0.77 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,275.90 | | | $ | 7.84 | | | $ | 1,000.00 | | | $ | 1,017.90 | | | $ | 6.95 | | | | 1.39 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,278.30 | | | $ | 6.04 | | | $ | 1,000.00 | | | $ | 1,019.49 | | | $ | 5.36 | | | | 1.07 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,280.30 | | | $ | 4.47 | | | $ | 1,000.00 | | | $ | 1,020.88 | | | $ | 3.96 | | | | 0.79 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,279.50 | | | $ | 4.41 | | | $ | 1,000.00 | | | $ | 1,020.93 | | | $ | 3.91 | | | | 0.78 | % |
Class F | | $ | 1,000.00 | | | $ | 1,280.50 | | | $ | 3.96 | | | $ | 1,000.00 | | | $ | 1,021.32 | | | $ | 3.51 | | | | 0.70 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,280.70 | | | $ | 4.01 | | | $ | 1,000.00 | | | $ | 1,021.27 | | | $ | 3.56 | | | | 0.71 | % |
| | | | | | |
Hartford Schroders Securitized Income Fund(1) | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,025.20 | | | $ | 5.93 | | | $ | 1,000.00 | | | $ | 1,018.94 | | | $ | 5.91 | | | | 1.18 | % |
Class C | | $ | 1,000.00 | | | $ | 1,019.90 | | | $ | 11.12 | | | $ | 1,000.00 | | | $ | 1,013.79 | | | $ | 11.08 | | | | 2.22 | % |
Class I | | $ | 1,000.00 | | | $ | 1,026.50 | | | $ | 5.38 | | | $ | 1,000.00 | | | $ | 1,019.49 | | | $ | 5.36 | | | | 1.07 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,025.70 | | | $ | 5.12 | | | $ | 1,000.00 | | | $ | 1,019.74 | | | $ | 5.11 | | | | 1.02 | % |
Class F | | $ | 1,000.00 | | | $ | 1,026.20 | | | $ | 4.87 | | | $ | 1,000.00 | | | $ | 1,019.98 | | | $ | 4.86 | | | | 0.97 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,026.30 | | | $ | 4.87 | | | $ | 1,000.00 | | | $ | 1,019.98 | | | $ | 4.86 | | | | 0.97 | % |
| | | | | | |
Hartford Schroders Tax-Aware Bond Fund | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,014.90 | | | $ | 3.55 | | | $ | 1,000.00 | | | $ | 1,021.27 | | | $ | 3.56 | | | | 0.71 | % |
Class C | | $ | 1,000.00 | | | $ | 1,010.50 | | | $ | 7.83 | | | $ | 1,000.00 | | | $ | 1,017.01 | | | $ | 7.85 | | | | 1.57 | % |
Class I | | $ | 1,000.00 | | | $ | 1,016.00 | | | $ | 2.45 | | | $ | 1,000.00 | | | $ | 1,022.37 | | | $ | 2.46 | | | | 0.49 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,015.70 | | | $ | 2.80 | | | $ | 1,000.00 | | | $ | 1,022.02 | | | $ | 2.81 | | | | 0.56 | % |
Class F | | $ | 1,000.00 | | | $ | 1,016.20 | | | $ | 2.30 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,016.20 | | | $ | 2.30 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
| | | | | |
Hartford Schroders US MidCap Opportunities Fund | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,354.60 | | | $ | 6.77 | | | $ | 1,000.00 | | | $ | 1,019.04 | | | $ | 5.81 | | | | 1.16 | % |
Class C | | $ | 1,000.00 | | | $ | 1,349.00 | | | $ | 11.12 | | | $ | 1,000.00 | | | $ | 1,015.32 | | | $ | 9.54 | | | | 1.91 | % |
Class I | | $ | 1,000.00 | | | $ | 1,355.90 | | | $ | 5.20 | | | $ | 1,000.00 | | | $ | 1,020.38 | | | $ | 4.46 | | | | 0.89 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,352.50 | | | $ | 8.46 | | | $ | 1,000.00 | | | $ | 1,017.60 | | | $ | 7.25 | | | | 1.45 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,354.10 | | | $ | 6.77 | | | $ | 1,000.00 | | | $ | 1,019.04 | | | $ | 5.81 | | | | 1.16 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,356.20 | | | $ | 5.37 | | | $ | 1,000.00 | | | $ | 1,020.23 | | | $ | 4.61 | | | | 0.92 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,355.80 | | | $ | 5.32 | | | $ | 1,000.00 | | | $ | 1,020.28 | | | $ | 4.56 | | | | 0.91 | % |
Class F | | $ | 1,000.00 | | | $ | 1,356.20 | | | $ | 4.73 | | | $ | 1,000.00 | | | $ | 1,020.78 | | | $ | 4.06 | | | | 0.81 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,356.20 | | | $ | 4.73 | | | $ | 1,000.00 | | | $ | 1,020.78 | | | $ | 4.06 | | | | 0.81 | % |
| | | | | |
Hartford Schroders US Small Cap Opportunities Fund | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,419.00 | | | $ | 8.04 | | | $ | 1,000.00 | | | $ | 1,018.15 | | | $ | 6.71 | | | | 1.34 | % |
Class C | | $ | 1,000.00 | | | $ | 1,413.80 | | | $ | 12.57 | | | $ | 1,000.00 | | | $ | 1,014.38 | | | $ | 10.49 | | | | 2.10 | % |
Class I | | $ | 1,000.00 | | | $ | 1,421.20 | | | $ | 6.30 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,417.30 | | | $ | 9.59 | | | $ | 1,000.00 | | | $ | 1,016.86 | | | $ | 8.00 | | | | 1.60 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,418.90 | | | $ | 8.04 | | | $ | 1,000.00 | | | $ | 1,018.15 | | | $ | 6.71 | | | | 1.34 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,420.80 | | | $ | 6.24 | | | $ | 1,000.00 | | | $ | 1,019.64 | | | $ | 5.21 | | | | 1.04 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,420.90 | | | $ | 6.30 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class F | | $ | 1,000.00 | | | $ | 1,421.80 | | | $ | 5.70 | | | $ | 1,000.00 | | | $ | 1,020.08 | | | $ | 4.76 | | | | 0.95 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,421.70 | | | $ | 5.70 | | | $ | 1,000.00 | | | $ | 1,020.08 | | | $ | 4.76 | | | | 0.95 | % |
(1) | Expenses include interest expenses and the impact of certain non-contractual waivers. Please see the fee table in the current prospectus for purposes of evaluating the expenses of each share class. |
|
Hartford Schroders China A Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 85.2% | |
| | | Automobiles & Components - 2.5% | |
| 19,400 | | | Great Wall Motor Co., Ltd. Class A | | $ | 100,177 | |
| 8,600 | | | Keboda Technology Co., Ltd. Class A | | | 96,994 | |
| 11,527 | | | Streamax Technology Co., Ltd. Class A | | | 67,747 | |
| | | | | | | | |
| | | | | | | 264,918 | |
| | | | | | | | |
| | | Banks - 4.2% | |
| 37,600 | | | China Merchants Bank Co., Ltd. Class A | | | 305,487 | |
| 39,400 | | | Industrial Bank Co., Ltd. Class A | | | 132,112 | |
| | | | | | | | |
| | | | | | | 437,599 | |
| | | | | | | | |
| | | Capital Goods - 10.9% | |
| 17,897 | | | Eve Energy Co., Ltd. Class A | | | 243,702 | |
| 30,400 | | | Hongfa Technology Co., Ltd. Class A | | | 261,563 | |
| 15,350 | | | Shandong Himile Mechanical Science & Technology Co., Ltd. Class A | | | 71,221 | |
| 7,800 | | | Shenzhen Inovance Technology Co., Ltd. Class A | | | 107,325 | |
| 34,100 | | | Weichai Power Co., Ltd. Class A | | | 94,957 | |
| 184,400 | | | XCMG Construction Machinery Co., Ltd. Class A | | | 209,634 | |
| 48,800 | | | Zhejiang Sanhua Intelligent Controls Co., Ltd. Class A | | | 160,859 | |
| | | | | | | | |
| | | | | | | 1,149,261 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 9.4% | |
| 13,082 | | | Huizhou Desay Sv Automotive Co., Ltd. Class A | | | 211,115 | |
| 29,200 | | | Midea Group Co., Ltd. Class A | | | 360,642 | |
| 16,091 | | | Oppein Home Group, Inc. Class A | | | 413,852 | |
| | | | | | | | |
| | | | | | | 985,609 | |
| | | | | | | | |
| | | Diversified Financials - 1.3% | |
| 8,100 | | | Hithink RoyalFlush Information Network Co., Ltd. Class A | | | 135,434 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 6.7% | |
| 18,808 | | | Anhui Kouzi Distillery Co., Ltd. Class A | | | 180,498 | |
| 25,300 | | | Chacha Food Co., Ltd. Class A | | | 210,494 | |
| 700 | | | Kweichow Moutai Co., Ltd. Class A | | | 216,259 | |
| 13,500 | | | Toly Bread Co., Ltd. Class A | | | 102,460 | |
| | | | | | | | |
| | | | | | | 709,711 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 2.5% | |
| 38,900 | | | Edan Instruments, Inc. Class A | | | 107,615 | |
| 43,800 | | | Shanghai Kinetic Medical Co., Ltd. Class A | | | 75,658 | |
| 34,500 | | | Winning Health Technology Group Co., Ltd. Class A | | | 80,431 | |
| | | | | | | | |
| | | | | | | 263,704 | |
| | | | | | | | |
| | | Household & Personal Products - 2.3% | |
| 27,500 | | | C&S Paper Co., Ltd. Class A | | | 130,658 | |
| 23,100 | | | Opple Lighting Co., Ltd. Class A | | | 107,060 | |
| | | | | | | | |
| | | | | | | 237,718 | |
| | | | | | | | |
| | | Insurance - 5.7% | |
| 53,400 | | | Ping An Insurance Group Co., of China Ltd. Class A | | | 596,736 | |
| | | | | | | | |
| | | Materials - 15.7% | |
| 75,000 | | | China Jushi Co., Ltd. Class A | | | 207,680 | |
| 47,264 | | | Chongqing Zaisheng Technology Co., Ltd. Class A | | | 87,178 | |
| 33,200 | | | Citic Pacific Special Steel Group Co., Ltd. Class A | | | 132,491 | |
| 24,280 | | | Hengli Petrochemical Co., Ltd. Class A | | | 110,727 | |
| 55,200 | | | Huafon Chemical Co., Ltd. Class A | | | 108,895 | |
| 48,200 | | | Lomon Billions Group Co., Ltd. Class A | | | 250,891 | |
| 33,500 | | | Shandong Sinocera Functional Material Co., Ltd. Class A | | | 255,168 | |
| 31,100 | | | Shenzhen Senior Technology Material Co., Ltd. Class A | | | 147,209 | |
| 12,500 | | | Shenzhen YUTO Packaging Technology Co., Ltd. Class A | | | 60,117 | |
| 2,960 | | | Skshu Paint Co., Ltd. Class A | | | 108,215 | |
| 5,100 | | | Wanhua Chemical Group Co., Ltd. Class A | | | 80,644 | |
| 56,400 | | | Zijin Mining Group Co., Ltd. Class A | | | 95,315 | |
| | | | | | | | |
| | | | | | | 1,644,530 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 85.2% - (continued) | |
| | | Media & Entertainment - 2.5% | |
| 25,100 | | | Mango Excellent Media Co., Ltd. Class A | | $ | 263,000 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 3.7% | |
| 8,480 | | | Jiangsu Hengrui Medicine Co., Ltd. Class A | | | 109,845 | |
| 15,489 | | | Livzon Pharmaceutical Group, Inc. Class A | | | 112,333 | |
| 6,800 | | | WuXi AppTec Co., Ltd. Class A | | | 166,085 | |
| | | | | | | | |
| | | | | | | 388,263 | |
| | | | | | | | |
| | | Real Estate - 1.7% | |
| 84,200 | | | Poly Developments and Holdings Group Co., Ltd. Class A | | | 181,676 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 1.2% | |
| 7,200 | | | Shenzhen SC New Energy Technology Corp. Class A | | | 122,055 | |
| | | | | | | | |
| | | Software & Services - 2.1% | |
| 29,000 | | | Venustech Group, Inc. Class A | | | 135,591 | |
| 12,900 | | | Wondershare Technology Group Co., Ltd. Class A | | | 81,214 | |
| | | | | | | | |
| | | | | | | 216,805 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 11.3% | |
| 35,800 | | | GoerTek, Inc. Class A | | | 207,373 | |
| 5,300 | | | Guangzhou Shiyuan Electronic Technology Co., Ltd. Class A | | | 108,947 | |
| 40,100 | | | Shenzhen Sunlord Electronics Co., Ltd. Class A | | | 211,024 | |
| 9,950 | | | Wuhan Raycus Fiber Laser Technologies Co., Ltd. Class A | | | 138,835 | |
| 30,600 | | | WUS Printed Circuit Kunshan Co., Ltd. Class A | | | 68,244 | |
| 13,600 | | | Wuxi Lead Intelligent Equipment Co., Ltd. Class A | | | 184,749 | |
| 14,800 | | | Xiamen Faratronic Co., Ltd. Class A | | | 264,180 | |
| | | | | | | | |
| | | | | | | 1,183,352 | |
| | | | | | | | |
| | | Transportation - 1.5% | |
| 16,200 | | | SF Holding Co., Ltd. Class A | | | 160,251 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $6,841,670) | | $ | 8,940,622 | |
| | | | | | | | |
|
WARRANTS - 11.1% | |
| | | Consumer Durables & Apparel - 4.9% | | | |
| 758 | | | Beijing Roborock Technology Co., Ltd.* | | $ | 165,152 | |
| 7,700 | | | Qingdao Richen Food Co., Ltd.* | | | 74,320 | |
| 14,100 | | | Shanghai Milkground Food Tech Co., Ltd.* | | | 171,456 | |
| 4,800 | | | Winner Medical Co., Ltd.* | | | 101,280 | |
| | | | | | | | |
| | | | | | | 512,208 | |
| | | | | | | | |
| | | Diversified Financials - 1.7% | |
| 11,320 | | | Qingdao Haier Biomedical Co., Ltd.* | | | 173,422 | |
| | | | | | | | |
| | | Materials - 1.6% | | | |
| 26,252 | | | Chongqing Zaisheng Technology Corp. Ltd.* | | | 48,517 | |
| 1,221 | | | Micro-Tech Nanjing Co., Ltd.* | | | 42,095 | |
| 14,100 | | | Sinoseal Holding Co., Ltd.* | | | 81,526 | |
| | | | | | | | |
| | | | | | | 172,138 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 0.9% | |
| 3,200 | | | Wuxi NCE Power Co., Ltd.* | | | 95,264 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 2.0% | | | |
| 4,623 | | | Gongniu Group Co., Ltd.* | | | 139,929 | |
| 7,300 | | | Wuxi Xinje Electric Co., Ltd.* | | | 74,226 | |
| | | | | | | | |
| | | | | | | 214,155 | |
| | | | | | | | |
| | |
| | | | Total Warrants (cost $1,055,979) | | $ | 1,167,187 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $7,897,649) | | $ | 10,107,809 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders China A Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 3.0% | |
| | | Other Investment Pools & Funds - 3.0% | |
| 311,609 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(1) | | $ | 311,609 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $311,609) | | $ | 311,609 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $8,209,258) | | | 99.3 | % | | $ | 10,419,418 | |
| | | | Other Assets and Liabilities | | | 0.7 | % | | | 77,404 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 10,496,822 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | | | | | | | | | | | | | | | | |
Common Stocks | | | | | | | | | | | | | | | | |
Automobiles & Components | | $ | 264,918 | | | $ | — | | | $ | 264,918 | | | $ | — | |
Banks | | | 437,599 | | | | — | | | | 437,599 | | | | — | |
Capital Goods | | | 1,149,261 | | | | — | | | | 1,149,261 | | | | — | |
Consumer Durables & Apparel | | | 985,609 | | | | — | | | | 985,609 | | | | — | |
Diversified Financials | | | 135,434 | | | | — | | | | 135,434 | | | | — | |
Food, Beverage & Tobacco | | | 709,711 | | | | — | | | | 709,711 | | | | — | |
Health Care Equipment & Services | | | 263,704 | | | | — | | | | 263,704 | | | | — | |
Household & Personal Products | | | 237,718 | | | | — | | | | 237,718 | | | | — | |
Insurance | | | 596,736 | | | | — | | | | 596,736 | | | | — | |
Materials | | | 1,644,530 | | | | — | | | | 1,644,530 | | | | — | |
Media & Entertainment | | | 263,000 | | | | — | | | | 263,000 | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 388,263 | | | | — | | | | 388,263 | | | | — | |
Real Estate | | | 181,676 | | | | — | | | | 181,676 | | | | — | |
Semiconductors & Semiconductor Equipment | | | 122,055 | | | | — | | | | 122,055 | | | | — | |
Software & Services | | | 216,805 | | | | — | | | | 216,805 | | | | — | |
Technology Hardware & Equipment | | | 1,183,352 | | | | — | | | | 1,183,352 | | | | — | |
Transportation | | | 160,251 | | | | — | | | | 160,251 | | | | — | |
Warrants | | | 1,167,187 | | | | 1,167,187 | | | | — | | | | — | |
Short-Term Investments | | | 311,609 | | | | 311,609 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 10,419,418 | | | $ | 1,478,796 | | | $ | 8,940,622 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Equity Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.2% | |
| | | Argentina - 0.5% | |
| 18,632 | | | MercadoLibre, Inc.* | | $ | 29,270,499 | |
| | | | | | | | |
| | | Brazil - 7.3% | |
| 3,727,447 | | | B3 S.A. - Brasil Bolsa Balcao | | | 35,339,056 | |
| 4,364,843 | | | Duratex S.A. | | | 19,043,783 | |
| 6,498,641 | | | Equatorial Energia S.A. | | | 30,016,458 | |
| 21,643,845 | | | Itau Unibanco Holding S.A. ADR | | | 108,219,225 | |
| 3,535,004 | | | Klabin S.A.* | | | 18,130,395 | |
| 6,186,553 | | | Lojas Renner S.A. | | | 46,011,495 | |
| 5,460,147 | | | Magazine Luiza S.A. | | | 20,133,604 | |
| 622,224 | | | Pagseguro Digital Ltd. Class A* | | | 28,460,526 | |
| 7,900,848 | | | Raia Drogasil S.A. | | | 38,253,017 | |
| 3,451,888 | | | Vale S.A. ADR | | | 69,451,987 | |
| 4,198,522 | | | WEG S.A. | | | 27,059,813 | |
| 3,032,594 | | | YDUQS Participacoes S.A. | | | 16,335,214 | |
| | | | | | | | |
| | | | | | | 456,454,573 | |
| | | | | | | | |
| | | Cayman Islands - 0.9% | |
| 3,982,500 | | | Wuxi Biologics Cayman, Inc.*(1) | | | 55,905,513 | |
| | | | | | | | |
| | | Chile - 0.5% | |
| 1,397,633 | | | Banco Santander Chile ADR | | | 31,083,358 | |
| | | | | | | | |
| | | China - 30.3% | |
| 121,897 | | | 51job, Inc. ADR* | | | 7,502,760 | |
| 2,106,600 | | | Alibaba Group Holding Ltd.* | | | 60,896,951 | |
| 978,171 | | | Alibaba Group Holding Ltd. ADR* | | | 225,908,593 | |
| 178,571 | | | Baidu, Inc. ADR* | | | 37,558,839 | |
| 7,576,079 | | | Centre Testing International Group Co., Ltd. Class A | | | 38,214,560 | |
| 12,925,000 | | | China Mengniu Dairy Co., Ltd.* | | | 69,175,851 | |
| 11,337,200 | | | China Pacific Insurance Group Co., Ltd. Class H | | | 40,805,611 | |
| 2,481,600 | | | ENN Energy Holdings Ltd. | | | 42,347,439 | |
| 19,535,500 | | | Great Wall Motor Co., Ltd. Class H | | | 48,498,294 | |
| 620,920 | | | Huazhu Group Ltd. ADR* | | | 36,609,443 | |
| 2,193,640 | | | JD.com, Inc. ADR* | | | 169,699,990 | |
| 1,686,250 | | | JD.com, Inc. Class A* | | | 65,120,491 | |
| 7,497,500 | | | Li Ning Co., Ltd. | | | 60,847,322 | |
| 6,882,056 | | | Midea Group Co., Ltd. Class A | | | 84,998,561 | |
| 2,660,592 | | | New Oriental Education & Technology Group, Inc. ADR* | | | 40,600,634 | |
| 1,180,412 | | | Oppein Home Group, Inc. Class A | | | 30,359,601 | |
| 55,224,000 | | | PICC Property & Casualty Co., Ltd. Class H | | | 54,063,718 | |
| 10,973,000 | | | Ping An Insurance Group Co., of China Ltd. Class H | | | 119,630,541 | |
| 2,622,500 | | | Shenzhou International Group Holdings Ltd. | | | 57,692,356 | |
| 5,618,300 | | | Tencent Holdings Ltd. | | | 448,182,977 | |
| 5,682,300 | | | Weichai Power Co., Ltd. Class A | | | 15,823,296 | |
| 8,700,000 | | | Weichai Power Co., Ltd. Class H | | | 20,137,771 | |
| 842,999 | | | Yum China Holdings, Inc. | | | 53,041,497 | |
| 193,900 | | | Yum China Holdings, Inc.(2) | | | 12,201,918 | |
| 1,275,200 | | | Zhejiang Dingli Machinery Co., Ltd. Class A | | | 14,422,221 | |
| 2,093,888 | | | Zhejiang Supor Co., Ltd. Class A | | | 24,350,740 | |
| | | | | | | | |
| | | | | | | 1,878,691,975 | |
| | | | | | | | |
| | | Egypt - 0.2% | |
| 4,034,201 | | | Commercial International Bank Egypt S.A.E. GDR | | | 14,745,005 | |
| | | | | | | | |
| | | Greece - 0.2% | |
| 888,574 | | | Hellenic Telecommunications Organization S.A. | | | 15,068,099 | |
| | | | | | | | |
| | | Hong Kong - 2.5% | |
| 8,788,000 | | | AIA Group Ltd. | | | 111,542,313 | |
| 2,758,000 | | | China Resources Beer Holdings Co., Ltd. | | | 22,217,647 | |
| 6,987,000 | | | Hang Lung Properties Ltd. | | | 19,062,057 | |
| | | | | | | | |
| | | | | | | 152,822,017 | |
| | | | | | | | |
| | | Hungary - 1.3% | |
| 1,138,065 | | | OTP Bank Nyrt* | | | 51,161,512 | |
| 1,046,945 | | | Richter Gedeon Nyrt | | | 29,943,229 | |
| | | | | | | | |
| | | | | | | 81,104,741 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.2% - (continued) | |
| | | India - 4.9% | |
| 4,398,262 | | | Bharti Airtel Ltd. | | $ | 31,809,331 | |
| 1,314,900 | | | Cipla Ltd. | | | 16,143,425 | |
| 3,595,220 | | | HDFC Bank Ltd.* | | | 68,309,074 | |
| 10,324,165 | | | ICICI Bank Ltd.* | | | 83,630,580 | |
| 247,840 | | | Maruti Suzuki India Ltd. | | | 21,563,289 | |
| 859,063 | | | Reliance Industries Ltd. | | | 23,079,755 | |
| 1,497,400 | | | Tata Consultancy Services Ltd. | | | 61,278,911 | |
| | | | | | | | |
| | | | | | | 305,814,365 | |
| | | | | | | | |
| | | Indonesia - 0.6% | |
| 54,634,000 | | | Bank Mandiri Persero Tbk PT | | | 23,261,016 | |
| 40,271,800 | | | Bank Rakyat Indonesia Persero Tbk PT | | | 11,269,457 | |
| | | | | | | | |
| | | | | | | 34,530,473 | |
| | | | | | | | |
| | | Luxembourg - 0.3% | |
| 475,135 | | | Ternium S.A. ADR* | | | 18,573,027 | |
| | | | | | | | |
| | | Mexico - 1.5% | |
| 3,880,248 | | | Cemex S.A.B. de C.V. ADR* | | | 30,615,157 | |
| 8,274,211 | | | Cemex S.A.B. de C.V. UNIT* | | | 6,535,389 | |
| 9,770,899 | | | Grupo Financiero Banorte S.A.B. de C.V. Class O | | | 55,479,528 | |
| | | | | | | | |
| | | | | | | 92,630,074 | |
| | | | | | | | |
| | | Pakistan - 0.1% | |
| 3,442,700 | | | Habib Bank Ltd. | | | 2,801,050 | |
| 2,668,800 | | | United Bank Ltd. | | | 2,195,042 | |
| | | | | | | | |
| | | | | | | 4,996,092 | |
| | | | | | | | |
| | | Poland - 0.4% | |
| 514,593 | | | KGHM Polska Miedz S.A.* | | | 26,336,408 | |
| | | | | | | | |
| | | Russia - 5.5% | |
| 765,964 | | | LUKOIL PJSC ADR | | | 58,768,661 | |
| 294,566 | | | Magnit PJSC | | | 20,065,074 | |
| 421,187 | | | Novatek PJSC GDR | | | 75,849,203 | |
| 119,216 | | | Polyus PJSC* | | | 22,025,415 | |
| 74,118 | | | Polyus PJSC GDR | | | 6,865,982 | |
| 6,136,921 | | | Rosneft Oil Co. PJSC | | | 42,959,772 | |
| 4,933,486 | | | Sberbank of Russia PJSC ADR | | | 77,668,985 | |
| 510,096 | | | X5 Retail Group N.V. GDR | | | 15,659,008 | |
| 339,045 | | | Yandex N.V. Class A* | | | 22,224,400 | |
| | | | | | | | |
| | | | | | | 342,086,500 | |
| | | | | | | | |
| | | Singapore - 0.3% | |
| 65,248 | | | Sea Ltd. ADR* | | | 16,477,730 | |
| | | | | | | | |
| | | South Africa - 6.0% | |
| 1,915,816 | | | Aspen Pharmacare Holdings Ltd.* | | | 21,320,147 | |
| 2,818,466 | | | AVI Ltd. | | | 13,784,781 | |
| 27,078,095 | | | FirstRand Ltd. | | | 95,249,765 | |
| 2,078,719 | | | Foschini Group Ltd.* | | | 16,486,536 | |
| 3,614,904 | | | Impala Platinum Holdings Ltd. | | | 67,548,235 | |
| 1,900,746 | | | MultiChoice Group Ltd. | | | 16,357,814 | |
| 487,353 | | | Naspers Ltd. Class N | | | 110,911,790 | |
| 1,256,294 | | | Nedbank Group Ltd. | | | 12,800,032 | |
| 1,734,735 | | | Shoprite Holdings Ltd. | | | 17,295,317 | |
| | | | | | | | |
| | | | | | | 371,754,417 | |
| | | | | | | | |
| | | South Korea - 17.4% | |
| 1,013,503 | | | Hana Financial Group, Inc. | | | 41,542,858 | |
| 72,960 | | | Hyundai Mobis Co., Ltd. | | | 17,658,353 | |
| 892,896 | | | KB Financial Group, Inc. | | | 43,955,997 | |
| 82,665 | | | Korea Zinc Co., Ltd. | | | 33,067,348 | |
| 90,280 | | | LG Chem Ltd. | | | 75,364,612 | |
| 177,441 | | | LG Electronics, Inc. | | | 24,929,058 | |
| 340,694 | | | LG Uplus Corp. | | | 4,036,278 | |
| 259,505 | | | NAVER Corp. | | | 83,566,309 | |
| 37,964 | | | NCSoft Corp. | | | 28,240,557 | |
| 6,703,442 | | | Samsung Electronics Co., Ltd. | | | 488,583,581 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Equity Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.2% - (continued) | |
| | | South Korea - 17.4% - (continued) | |
| 218,007 | | | Samsung Fire & Marine Insurance Co., Ltd. | | $ | 38,730,452 | |
| 154,385 | | | Samsung SDI Co., Ltd. | | | 90,111,449 | |
| 955,193 | | | SK Hynix, Inc. | | | 108,969,633 | |
| | | | | | | | |
| | | | | | | 1,078,756,485 | |
| | | | | | | | |
| | | Taiwan - 14.4% | |
| 3,167,000 | | | Accton Technology Corp. | | | 35,860,192 | |
| 16,127,036 | | | ASE Technology Holding, Co., Ltd. | | | 67,390,639 | |
| 42,708,000 | | | CTBC Financial Holding Co., Ltd. | | | 34,757,545 | |
| 20,887,000 | | | Hon Hai Precision Industry Co., Ltd. | | | 85,867,421 | |
| 3,085,000 | | | MediaTek, Inc. | | | 129,331,104 | |
| 23,396,139 | | | Taiwan Semiconductor Manufacturing Co., Ltd. | | | 492,713,491 | |
| 10,242,000 | | | Uni-President Enterprises Corp. | | | 27,432,750 | |
| 6,158,000 | | | Zhen Ding Technology Holding Ltd. | | | 23,244,260 | |
| | | | | | | | |
| | | | | | | 896,597,402 | |
| | | | | | | | |
| | | Thailand - 0.6% | |
| 8,571,000 | | | Kasikornbank PCL NVDR | | | 36,278,535 | |
| | | | | | | | |
| | | Turkey - 0.5% | |
| 2,211,213 | | | BIM Birlesik Magazalar A.S. | | | 17,361,177 | |
| 7,199,768 | | | KOC Holding AS | | | 15,965,509 | |
| | | | | | | | |
| | | | | | | 33,326,686 | |
| | | | | | | | |
| | | United Arab Emirates - 0.6% | |
| 35,188,806 | | | Emaar Properties PJSC | | | 35,526,137 | |
| | | | | | | | |
| | | United Kingdom - 0.4% | |
| 3,846,134 | | | Avast plc(1) | | | 25,374,147 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $4,025,171,459) | | $ | 6,034,204,258 | |
| | | | | | | | |
|
PREFERRED STOCKS - 0.9% | |
| | | Brazil - 0.9% | |
| 9,580,420 | | | Gerdau S.A. | | $ | 58,589,584 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $40,938,472) | | $ | 58,589,584 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $4,066,109,931) | | $ | 6,092,793,842 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.7% | |
| | | Other Investment Pools & Funds - 1.7% | |
| 104,831,062 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(3) | | $ | 104,831,062 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.0% | |
| 23,545 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(3) | | | 23,545 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
SHORT-TERM INVESTMENTS - 1.7% - (continued) | |
| | | Securities Lending Collateral - 0.0% - (continued) | |
| 165,154 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(3) | | $ | 165,154 | |
| | | | | | | | |
| | | | | | | 188,699 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $105,019,761) | | $ | 105,019,761 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $4,171,129,692) | | | 99.8 | % | | $ | 6,197,813,603 | |
| | | | Other Assets and Liabilities | | | 0.2 | % | | | 12,269,303 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 6,210,082,906 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $81,279,660, representing 1.3% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(3) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Equity Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | | | | | | | | | | | | | | | | |
Common Stocks | | | | | | | | | | | | | | | | |
Argentina | | $ | 29,270,499 | | | $ | 29,270,499 | | | $ | — | | | $ | — | |
Brazil | | | 456,454,573 | | | | 456,454,573 | | | | — | | | | — | |
Cayman Islands | | | 55,905,513 | | | | — | | | | 55,905,513 | | | | — | |
Chile | | | 31,083,358 | | | | 31,083,358 | | | | — | | | | — | |
China | | | 1,878,691,975 | | | | 570,921,756 | | | | 1,307,770,219 | | | | — | |
Egypt | | | 14,745,005 | | | | 14,745,005 | | | | — | | | | — | |
Greece | | | 15,068,099 | | | | — | | | | 15,068,099 | | | | — | |
Hong Kong | | | 152,822,017 | | | | — | | | | 152,822,017 | | | | — | |
Hungary | | | 81,104,741 | | | | — | | | | 81,104,741 | | | | — | |
India | | | 305,814,365 | | | | — | | | | 305,814,365 | | | | — | |
Indonesia | | | 34,530,473 | | | | — | | | | 34,530,473 | | | | — | |
Luxembourg | | | 18,573,027 | | | | 18,573,027 | | | | — | | | | — | |
Mexico | | | 92,630,074 | | | | 92,630,074 | | | | — | | | | — | |
Pakistan | | | 4,996,092 | | | | 4,996,092 | | | | — | | | | — | |
Poland | | | 26,336,408 | | | | — | | | | 26,336,408 | | | | — | |
Russia | | | 342,086,500 | | | | 38,035,737 | | | | 304,050,763 | | | | — | |
Singapore | | | 16,477,730 | | | | 16,477,730 | | | | — | | | | — | |
South Africa | | | 371,754,417 | | | | 31,080,098 | | | | 340,674,319 | | | | — | |
South Korea | | | 1,078,756,485 | | | | — | | | | 1,078,756,485 | | | | — | |
Taiwan | | | 896,597,402 | | | | — | | | | 896,597,402 | | | | — | |
Thailand | | | 36,278,535 | | | | — | | | | 36,278,535 | | | | — | |
Turkey | | | 33,326,686 | | | | 17,361,177 | | | | 15,965,509 | | | | — | |
United Arab Emirates | | | 35,526,137 | | | | — | | | | 35,526,137 | | | | — | |
United Kingdom | | | 25,374,147 | | | | — | | | | 25,374,147 | | | | — | |
Preferred Stocks | | | 58,589,584 | | | | 58,589,584 | | | | — | | | | — | |
Short-Term Investments | | | 105,019,761 | | | | 105,019,761 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 6,197,813,603 | | | $ | 1,485,238,471 | | | $ | 4,712,575,132 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 42.7% | | | |
| | | | | Argentina - 1.1% | |
$ | | | 117,000 | | | YPF Energia Electrica S.A. 10.00%, 07/25/2026(1)(2) | | $ | 95,063 | |
| | | | | | YPF S.A. | |
| | | 160,000 | | | 8.50%, 07/28/2025(3) | | | 116,128 | |
| | | 300,000 | | | 8.50%, 06/27/2029(1)(2) | | | 189,753 | |
| | | | | | | | | | |
| | | | | | | | | 400,944 | |
| | | | | | | | | | |
| | | | | Austria - 0.8% | |
| | | 300,000 | | | Iochpe-Maxion Austria GmbH / Maxion Wheels de Mexico S de RL de C.V. 0.00%, 05/07/2028(4) | | | 295,653 | |
| | | | | | | | | | |
| | | | | Brazil - 0.6% | |
| | | 210,000 | | | Banco do Brasil S.A. 9.00%, 06/18/2024, (9.00% fixed rate until 06/18/2024; 10 year USD CMT + 6.362% thereafter)(1)(5)(6) | | | 226,590 | |
| | | | | | | | | | |
| | | | | British Virgin Islands - 0.9% | |
| | | 200,000 | | | CAS Capital No 1 Ltd. 4.00%, 07/12/2026, (4.00% fixed rate until 07/12/2026; 5 year USD CMT + 3.642% thereafter)(3)(5)(6) | | | 199,250 | |
| | | 200,000 | | | Huarong Finance II Co., Ltd. 5.00%, 11/19/2025(3) | | | 155,000 | |
| | | | | | | | | | |
| | | | | | | | | 354,250 | |
| | | | | | | | | | |
| | | | | Canada - 1.2% | |
| | | 200,000 | | | First Quantum Minerals Ltd. 6.50%, 03/01/2024(1) | | | 205,000 | |
| | | 200,000 | | | MEGlobal Canada ULC 5.88%, 05/18/2030(1) | | | 244,300 | |
| | | | | | | | | | |
| | | | | | | | | 449,300 | |
| | | | | | | | | | |
| | | | | Cayman Islands - 3.4% | |
| | | 200,000 | | | Alibaba Group Holding Ltd. 2.13%, 02/09/2031 | | | 192,709 | |
| | | 200,000 | | | CIFI Holdings Group Co., Ltd. 6.45%, 11/07/2024(3) | | | 212,051 | |
| | | 190,000 | | | CSN Islands Corp. 7.00%, 06/23/2021(1)(2)(5) | | | 192,137 | |
| | | 200,000 | | | Dar Al-Arkan Sukuk Co., Ltd. 6.75%, 02/15/2025(3) | | | 207,008 | |
| | | 305,000 | | | Meituan 3.05%, 10/28/2030(1)(2) | | | 295,402 | |
| | | 200,000 | | | Tencent Holdings Ltd. 2.88%, 04/22/2031(1) | | | 202,534 | |
| | | | | | | | | | |
| | | | | | | | | 1,301,841 | |
| | | | | | | | | | |
| | | | | Chile - 2.0% | |
| | | 200,000 | | | Chile Electricity PEC S.p.A. 0.00%, 01/25/2028(1)(4) | | | 163,388 | |
| | | 300,000 | | | Corp. Nacional del Cobre de Chile 3.70%, 01/30/2050(1) | | | 302,937 | |
| | | 288,896 | | | Empresa Electrica Cochrane S.p.A. 5.50%, 05/14/2027(1) | | | 298,288 | |
| | | | | | | | | | |
| | | | | | | | | 764,613 | |
| | | | | | | | | | |
| | | | | China - 1.0% | |
| | | 400,000 | | | Wens Foodstuffs Group Co., Ltd. 2.35%, 10/29/2025(3) | | | 363,204 | |
| | | | | | | | | | |
| | | | | Colombia - 1.9% | |
| | | 200,000 | | | Banco Davivienda S.A. 6.65%, 04/22/2031, (6.65% fixed rate until 04/22/2031; 10 year USD CMT + 5.097% thereafter)(1)(2)(5)(6) | | | 203,000 | |
| | | 125,000 | | | Ecopetrol S.A. 5.88%, 05/28/2045 133,014 | |
| | | 305,000 | | | Ecopetrol S.A. 6.88%, 04/29/2030 369,812 | |
| | | | | | | | | | |
| | | | | | | | | 705,826 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 42.7% - (continued) | | | |
| | | | | Hong Kong - 0.6% | |
| | | 200,000 | | | Beijing State-Owned Assets Management Hong Kong Co., Ltd. 4.13%, 05/26/2025(3) | | $ | 213,919 | |
| | | | | | | | | | |
| | | | | India - 1.1% | |
| | | 200,000 | | | Adani Ports & Special Economic Zone Ltd. 4.38%, 07/03/2029(1) | | | 206,002 | |
| | | 200,000 | | | ReNew Power Pvt Ltd. 5.88%, 03/05/2027(1) | | | 212,092 | |
| | | | | | | | | | |
| | | | | | | | | 418,094 | |
| | | | | | | | | | |
| | | | | Indonesia - 2.4% | |
| | | 200,000 | | | Indonesia Asahan Aluminium Persero PT 5.80%, 05/15/2050(1) | | | 235,250 | |
| | | 360,000 | | | Pertamina Persero PT 6.00%, 05/03/2042(1)(2) | | | 430,176 | |
| | | 200,000 | | | Perusahaan Listrik Negara PT 5.25%, 05/15/2047(1) | | | 222,000 | |
| | | | | | | | | | |
| | | | | | | | | 887,426 | |
| | | | | | | | | | |
| | | | | Ireland - 0.5% | |
| | | 200,000 | | | Hacienda Investments Ltd. Via DME Airport DAC 5.35%, 02/08/2028(1) | | | 206,984 | |
| | | | | | | | | | |
| | | | | Israel - 0.2% | |
| | | 75,000 | | | Energean Israel Finance Ltd. 4.50%, 03/30/2024(1)(3) | | | 76,854 | |
| | | | | | | | | | |
| | | | | Jersey - 1.0% | |
| | | 400,000 | | | Galaxy Pipeline Assets Bidco Ltd. 2.63%, 03/31/2036(1) | | | 387,518 | |
| | | | | | | | | | |
| | | | | Kazakhstan - 0.8% | |
| | | 285,000 | | | KazMunayGas National Co. JSC 3.50%, 04/14/2033(1) | | | 295,026 | |
| | | | | | | | | | |
| | | | | Luxembourg - 2.8% | |
| | | 200,000 | | | Amaggi Luxembourg International Sarl 5.25%, 01/28/2028(1) | | | 209,050 | |
| | | 210,000 | | | FEL Energy Sarl 5.75%, 12/01/2040(1) | | | 218,329 | |
| | | 200,000 | | | Movida Europe S.A. 5.25%, 02/08/2031(1) | | | 196,336 | |
| | | 200,000 | | | Puma International Financing S.A. 5.00%, 01/24/2026(1) | | | 201,300 | |
| | | 200,000 | | | Unigel Luxembourg S.A. 8.75%, 10/01/2026(1) | | | 215,580 | |
| | | | | | | | | | |
| | | | | | | | | 1,040,595 | |
| | | | | | | | | | |
| | | | | Malaysia - 0.9% | |
| | | 310,000 | | | Petronas Capital Ltd. 3.50%, 04/21/2030(1) | | | 334,292 | |
| | | | | | | | | | |
| | | | | Mexico - 9.7% | |
| | | 260,000 | | | Alpha Holding S.A. de C.V. 10.00%, 12/19/2022(1) | | | 58,503 | |
| | | 200,000 | | | Banco Mercantil del Norte S.A. 7.63%, 01/10/2028, (7.63% fixed rate until 01/10/2028; 10 year USD CMT + 5.353% thereafter)(1)(5)(6) | | | 221,500 | |
| | | 200,000 | | | BBVA Bancomer S.A. 5.88%, 09/13/2034, (5.88% fixed rate until 09/13/2029; 5 year USD CMT + 4.308% thereafter)(1)(6) | | | 218,500 | |
| | | 200,000 | | | Cemex S.A.B. de C.V. 3.88%, 07/11/2031(1) | | | 197,426 | |
$ | | | 219,360 | | | Cometa Energia S.A. de C.V. 6.38%, 04/24/2035(1) | | | 248,546 | |
| | | 200,000 | | | Comision Federal de Electricidad 4.68%, 02/09/2051(1) | | | 185,900 | |
MXN | | | 16,510,000 | | | Grupo Televisa S.A.B. 7.25%, 05/14/2043 | | | 585,434 | |
$ | | | 200,000 | | | Infraestructura Energetica Nova S.A.B. de C.V. 4.88%, 01/14/2048(1) | | | 202,710 | |
| | | Petroleos Mexicanos | |
| | | 110,000 | | | 3.50%, 01/30/2023 | | | 112,160 | |
| | | 385,000 | | | 6.49%, 01/23/2027 | | | 407,137 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 42.7% - (continued) | | | |
| | | | | Mexico - 9.7% - (continued) | |
$ | | | 180,000 | | | 6.50%, 01/23/2029 | | $ | 183,195 | |
| | | 280,000 | | | 7.69%, 01/23/2050 | | | 269,528 | |
| | | 350,000 | | | Sixsigma Networks Mexico S.A. de C.V. 7.50%, 05/02/2025(1) | | | 305,812 | |
| | | 200,000 | | | Total Play Telecomunicaciones S.A. de C.V. 7.50%, 11/12/2025(1) | | | 200,000 | |
| | | 230,000 | | | Trust Fibra Uno 6.39%, 01/15/2050(1) | | | 262,317 | |
| | | | | | | | | | |
| | | | | | | | | 3,658,668 | |
| | | | | | | | | | |
| | | | | Netherlands - 4.2% | |
| | | 200,000 | | | Braskem Netherlands Finance B.V. 8.50%, 01/23/2081, (8.50% fixed rate until 10/24/2025; 5 year USD CMT + 8.220% thereafter)(1)(6) | | | 231,000 | |
| | | 200,000 | | | CIMPOR Financial Operations B.V. 5.75%, 07/17/2024(1) | | | 190,042 | |
| | | 200,000 | | | Metinvest B.V. 7.65%, 10/01/2027(1) | | | 213,200 | |
| | | Petrobras Global Finance B.V. | |
| | | 170,000 | | | 6.75%, 06/03/2050 | | | 186,016 | |
| | | 170,000 | | | 6.90%, 03/19/2049 | | | 191,352 | |
| | | 200,000 | | | SABIC Capital B.V. 2.15%, 09/14/2030(3) | | | 192,000 | |
| | | 200,000 | | | Teva Pharmaceutical Finance Netherlands B.V. 3.15%, 10/01/2026 | | | 188,000 | |
| | | 200,000 | | | VEON Holdings B.V. 3.38%, 11/25/2027(1) | | | 201,444 | |
| | | | | | | | | | |
| | | | | | | | | 1,593,054 | |
| | | | | | | | | | |
| | | | | Panama - 0.6% | |
| | | 200,000 | | | AES Panama Generation Holdings SRL 4.38%, 05/31/2030(1) | | | 207,540 | |
| | | | | | | | | | |
| | | Peru - 1.4% | |
| | | 247,000 | | | Banco BBVA Peru S.A. 5.25%, 09/22/2029, (5.25% fixed rate until 09/22/2024; 5 year USD CMT + 2.750% thereafter)(1)(6) | | | 251,634 | |
| | | 300,000 | | | Banco Internacional del Peru SAA 4.00%, 07/08/2030, (4.00% fixed rate until 07/08/2025; 1 year USD CMT + 3.711% thereafter)(1)(6) | | | 290,400 | |
| | | | | | | | | | |
| | | | | | | | | 542,034 | |
| | | | | | | | | | |
| | | | | Turkey - 1.1% | |
| | | 200,000 | | | Akbank TAS 6.80%, 02/06/2026(1) | | | 206,744 | |
| | | 200,000 | | | Ulker Biskuvi Sanayi AS 6.95%, 10/30/2025(1) | | | 215,500 | |
| | | | | | | | | | |
| | | | | | | | | 422,244 | |
| | | | | | | | | | |
| | | | | United Arab Emirates - 0.5% | |
| | | 200,000 | | | Kuwait Projects Co. SPC Ltd. 4.23%, 10/29/2026(3) | | | 196,000 | |
| | | | | | | | | | |
| | | United Kingdom - 1.5% | |
| | | 310,000 | | | Gazprom PJSC via Gaz Finance plc 3.25%, 02/25/2030(1) | | | 306,528 | |
| | | 250,000 | | | NAK Naftogaz Ukraine via Kondor Finance plc 7.63%, 11/08/2026(1) | | | 249,402 | |
| | | | | | | | | | |
| | | | | | | | | 555,930 | |
| | | | | | | | | | |
| | | | | United States - 0.5% | |
| | | 200,000 | | | Sasol Financing USA LLC 5.50%, 03/18/2031 | | | 204,940 | |
| | | | | | | | | | |
| | |
| | | Total Corporate Bonds (cost $16,119,982) | | $ | 16,103,339 | |
| | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
FOREIGN GOVERNMENT OBLIGATIONS - 48.8% | |
| | | Argentina - 1.0% | |
$ | | | 531,291 | | | Provincia de Cordoba 3.00%, 12/10/2025(1)(2) | | $ | 363,031 | |
| | | | | | | | | | |
| | | Azerbaijan - 0.5% | |
| | | 180,000 | | | Republic of Azerbaijan International Bond 3.50%, 09/01/2032(1) | | | 181,501 | |
| | | | | | | | | | |
| | | Brazil - 3.7% | |
| | | Brazil Notas do Tesouro Nacional | |
BRL | | | 4,948,000 | | | 10.00%, 01/01/2025 | | | 970,537 | |
| | | 300,000 | | | 10.00%, 01/01/2029 | | | 58,515 | |
$ | | | 332,680 | | | Prumo Participacoes e Investimentos S.A 7.50%, 12/31/2031(1) | | | 370,106 | |
| | | | | | | | | | |
| | | 1,399,158 | |
| | | | | | | | | | |
| | | Cameroon - 0.8% | |
| | | 290,000 | | | Republic of Cameroon International Bond 9.50%, 11/19/2025(1) | | | 323,350 | |
| | | | | | | | | | |
| | | Colombia - 1.7% | |
| | | Colombia Government International Bond | |
COP | | | 1,062,000,000 | | | 4.38%, 03/21/2023 | | | 288,865 | |
| | | 1,103,000,000 | | | 9.85%, 06/28/2027 | | | 363,114 | |
| | | | | | | | | | |
| | | 651,979 | |
| | | | | | | | | | |
| | | Costa Rica - 0.5% | |
$ | | | 200,000 | | | Costa Rica Government International Bond 7.16%, 03/12/2045(1) | | | 206,500 | |
| | | | | | | | | | |
| | | Czech Republic - 1.3% | |
CZK | | | 10,490,000 | | | Czech Republic Government Bond 2.40%, 09/17/2025(3) | | | 509,798 | |
| | | | | | | | | | |
| | | Dominican Republic - 2.0% | |
| | | Dominican Republic International Bond | |
$ | | | 210,000 | | | 6.85%, 01/27/2045(1) | | | 238,875 | |
| | | 450,000 | | | 6.88%, 01/29/2026(1) | | | 525,380 | |
| | | | | | | | | | |
| | | 764,255 | |
| | | | | | | | | | |
| | | Ecuador - 1.6% | |
| | | Ecuador Government International Bond | |
| | | 140,165 | | | 0.50%, 07/31/2030(1)(7) | | | 117,038 | |
| | | 260,000 | | | 0.50%, 07/31/2035(1)(7) | | | 176,802 | |
| | | 495,311 | | | 0.50%, 07/31/2040(1)(7) | | | 294,715 | |
| | | | | | | | | | |
| | | 588,555 | |
| | | | | | | | | | |
| | | Egypt - 0.7% | |
| | | 260,000 | | | Egypt Government International Bond 8.70%, 03/01/2049(1) | | | 270,645 | |
| | | | | | | | | | |
| | | El Salvador - 1.7% | |
| | | El Salvador Government International Bond | |
| | | 170,000 | | | 5.88%, 01/30/2025(1) | | | 175,066 | |
| | | 160,000 | | | 6.38%, 01/18/2027(1) | | | 165,202 | |
| | | 70,000 | | | 7.75%, 01/24/2023(1) | | | 73,325 | |
| | | 220,000 | | | 8.63%, 02/28/2029(1) | | | 246,180 | |
| | | | | | | | | | |
| | | 659,773 | |
| | | | | | | | | | |
| | | Ghana - 0.5% | |
$ | | | 200,000 | | | Ghana Government International Bond 8.63%, 06/16/2049(1) | | | 194,000 | |
| | | | | | | | | | |
| | | Guatemala - 0.6% | |
| | | 200,000 | | | Guatemala Government Bond 4.90%, 06/01/2030(3) | | | 223,400 | |
| | | | | | | | | | |
| | | Hungary - 1.3% | |
| | | Hungary Government Bond | |
HUF | | | 77,240,000 | | | 2.75%, 12/22/2026 | | | 271,096 | |
| | | 23,210,000 | | | 3.00%, 06/26/2024 | | | 81,723 | |
| | | 39,800,000 | | | 6.00%, 11/24/2023 | | | 149,540 | |
| | | | | | | | | | |
| | | 502,359 | |
| | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
FOREIGN GOVERNMENT OBLIGATIONS - 48.8% - (continued) | |
| | | Indonesia - 4.1% | |
| | | Indonesia Treasury Bond | |
IDR | | | 778,000,000 | | | 7.00%, 05/15/2022 | | $ | 55,588 | |
| | | 4,302,000,000 | | | 7.00%, 05/15/2027 | | | 312,841 | |
| | | 1,194,000,000 | | | 7.50%, 08/15/2032 | | | 86,355 | |
| | | 4,169,000,000 | | | 8.25%, 06/15/2032 | | | 316,866 | |
| | | 4,004,000,000 | | | 8.75%, 05/15/2031 | | | 317,310 | |
| | | 5,641,000,000 | | | 9.00%, 03/15/2029 | | | 451,022 | |
| | | | | | | | | | |
| | | 1,539,982 | |
| | | | | | | | | | |
| | | Ivory Coast - 1.3% | |
EUR | | | 400,000 | | | Ivory Coast Government International Bond 6.63%, 03/22/2048(1) | | | 501,684 | |
| | | | | | | | | | |
| | | Jordan - 0.6% | |
$ | | | 200,000 | | | Jordan Government International Bond 5.75%, 01/31/2027(1) | | | 212,020 | |
| | | | | | | | | | |
| | | Kenya - 0.6% | |
| | | 200,000 | | | Kenya Government International Bond 8.00%, 05/22/2032(1) | | | 218,993 | |
| | | | | | | | | | |
| | | Malaysia - 2.5% | |
| | | Malaysia Government Bond | |
MYR | | | 830,000 | | | 3.48%, 06/14/2024 | | | 209,250 | |
| | | 2,820,000 | | | 3.90%, 11/30/2026 | | | 733,454 | |
| | | | | | | | | | |
| | | 942,704 | |
| | | | | | | | | | |
| | | Mexico - 3.1% | |
| | | Mexican Bonos | |
MXN | | | 4,370,000 | | | 7.75%, 05/29/2031 | | | 228,902 | |
| | | 4,040,000 | | | 7.75%, 11/13/2042 | | | 198,470 | |
| | | 6,720,000 | | | 8.00%, 11/07/2047 | | | 336,156 | |
| | | 1,590,000 | | | 8.50%, 11/18/2038 | | | 85,022 | |
$ | | | 300,000 | | | Mexico Government International Bond 4.28%, 08/14/2041 | | | 306,150 | |
| | | | | | | | | | |
| | | 1,154,700 | |
| | | | | | | | | | |
| | | Nigeria - 0.6% | |
| | | 200,000 | | | Nigeria Government International Bond 7.14%, 02/23/2030(1) | | | 211,800 | |
| | | | | | | | | | |
| | | Oman - 1.3% | |
| | | Oman Government International Bond | |
| | | 232,000 | | | 7.00%, 01/25/2051(1) | | | 236,608 | |
| | | 240,000 | | | 7.38%, 10/28/2032(1) | | | 273,902 | |
| | | | | | | | | | |
| | | 510,510 | |
| | | | | | | | | | |
| | | Panama - 0.7% | |
| | | 260,000 | | | Panama Government International Bond 2.25%, 09/29/2032 | | | 248,238 | |
| | | | | | | | | | |
| | | Paraguay - 0.5% | |
| | | 200,000 | | | Paraguay Government International Bond 2.74%, 01/29/2033(1) | | | 190,500 | |
| | | | | | | | | | |
| | | Poland - 0.7% | |
| | | Republic of Poland Government Bond | |
PLN | | | 296,000 | | | 2.25%, 10/25/2024 | | | 82,812 | |
| | | 289,000 | | | 2.50%, 07/25/2027 | | | 82,262 | |
| | | 320,000 | | | 2.75%, 10/25/2029 | | | 92,160 | |
| | | | | | | | | | |
| | | 257,234 | |
| | | | | | | | | | |
| | | Qatar - 1.2% | |
| | | Qatar Government International Bond | |
$ | | | 200,000 | | | 3.40%, 04/16/2025(1) | | | 217,718 | |
| | | 200,000 | | | 3.75%, 04/16/2030(1) | | | 223,940 | |
| | | | | | | | | | |
| | | 441,658 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
FOREIGN GOVERNMENT OBLIGATIONS - 48.8% - (continued) | |
| | | Romania - 1.7% | |
| | | Romania Government Bond | |
RON | | | 320,000 | | | 4.25%, 06/28/2023 | | $ | 81,309 | |
| | | 1,250,000 | | | 4.50%, 06/17/2024 | | | 324,561 | |
| | | 190,000 | | | 5.00%, 02/12/2029 | | | 52,936 | |
$ | | | 172,000 | | | Romanian Government International Bond 4.00%, 02/14/2051(1)(2) | | | 170,904 | |
| | | | | | | | | | |
| | | 629,710 | |
| | | | | | | | | | |
| | | Russia - 4.6% | |
| | | Russian Federal Bond - OFZ | |
RUB | | | 26,900,000 | | | 6.50%, 02/28/2024 | | | 362,184 | |
| | | 15,060,000 | | | 7.05%, 01/19/2028 | | | 203,846 | |
| | | 7,250,000 | | | 7.15%, 11/12/2025 | | | 99,382 | |
| | | 2,689,000 | | | 7.25%, 05/10/2034 | | | 36,316 | |
| | | 17,460,000 | | | 7.40%, 07/17/2024 | | | 240,315 | |
| | | 2,670,000 | | | 7.70%, 03/23/2033 | | | 37,342 | |
| | | 19,715,000 | | | 8.15%, 02/03/2027 | | | 281,446 | |
| | | 2,522,000 | | | 8.50%, 09/17/2031 | | | 37,240 | |
$ | | | 400,000 | | | Russian Foreign Bond - Eurobond 4.75%, 05/27/2026(1) | | | 451,256 | |
| | | | | | | | | | |
| | | 1,749,327 | |
| | | | | | | | | | |
| | | Saudi Arabia - 1.2% | |
| | | Saudi Government International Bond | |
| | | 230,000 | | | 3.25%, 10/26/2026(1) | | | 247,191 | |
| | | 200,000 | | | 4.50%, 10/26/2046(1) | | | 223,008 | |
| | | | | | | | | | |
| | | 470,199 | |
| | | | | | | | | | |
| | | South Africa - 3.1% | |
| | | Republic of South Africa Government Bond | |
ZAR | | | 12,780,000 | | | 7.00%, 02/28/2031 | | | 731,154 | |
| | | 7,570,000 | | | 8.50%, 01/31/2037 | | | 423,222 | |
| | | | | | | | | | |
| | | 1,154,376 | |
| | | | | | | | | | |
| | | Thailand - 1.0% | |
THB | | | 10,590,000 | | | Thailand Government Bond 3.63%, 06/16/2023 | | | 362,224 | |
| | | | | | | | | | |
| | | Turkey - 1.0% | |
| | | Turkey Government International Bond | |
$ | | | 200,000 | | | 4.88%, 10/09/2026 | | | 191,000 | |
| | | 200,000 | | | 5.88%, 06/26/2031 | | | 187,306 | |
| | | | | | | | | | |
| | | 378,306 | |
| | | | | | | | | | |
| | | Ukraine - 0.5% | |
| | | 200,000 | | | Ukraine Government International Bond 7.38%, 09/25/2032(1) | | | 202,000 | |
| | | | | | | | | | |
| | | | | United Arab Emirates - 0.6% | | | |
| | | 200,000 | | | Abu Dhabi Government International Bond 3.88%, 04/16/2050(1) | | | 221,524 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Foreign Government Obligations (cost $17,903,271) | | $ | 18,435,993 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Long-Term Investments (cost $34,023,253) | | $ | 34,539,332 | |
| | | | | | | | | | |
SHORT-TERM INVESTMENTS - 11.1% | | | |
| | | | | Other Investment Pools & Funds - 7.6% | | | |
| | | 2,851,579 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(8) | | $ | 2,851,579 | |
| | | | | | | | | | |
| | | | | Securities Lending Collateral - 3.5% | | | |
| | | 166,307 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(8) | | | 166,307 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 11.1% - (continued) | | | |
| | | | | Securities Lending Collateral - 3.5% - (continued) | |
| | | 1,166,528 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(8) | | $ | 1,166,528 | |
| | | | | | | | | | |
| | | | | | | | | 1,332,835 | |
| | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | |
| | | | | | Total Short-Term Investments (cost $4,184,414) | | | | | | $ | 4,184,414 | |
| | | | | | | | | | | | | | |
| | | | |
| | | | | | Total Investments (cost $38,207,667) | | | 102.6 | % | | $ | 38,723,746 | |
| | | | | | Other Assets and Liabilities | | | (2.6 | )% | | | (970,901 | ) |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | 37,752,845 | |
| | | | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $18,654,593, representing 49.4% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(3) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $2,664,612, representing 7.1% of net assets. |
(4) | Security is a zero-coupon bond. |
(5) | Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first. |
(6) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2021. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(7) | Security is a “step-up” bond where coupon increases or steps up at a predetermined date. Rate shown is current coupon rate. |
(8) | Current yield as of period end. |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
OTC Credit Default Swap Contracts Outstanding at April 30, 2021 | |
Reference Entity | | Counterparty | | Notional Amount(a) | | | (Pay)/Receive Fixed Rate | | | Expiration Date | | Periodic Payment Frequency | | | Upfront Premiums Paid | | | Upfront Premiums Received | | | Market Value† | | | Unrealized Appreciation/ (Depreciation) | |
Credit default swaps on single-name issues: | | | | | | | | | | | | | | | | | | | | | | | | | |
Sell protection: | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Petroleo Brasileiro S.A. - Petrobras (BB-) | | JPM | | USD | | | 640,000 | | | | 1.00 | % | | 12/20/2024 | | | Quarterly | | | $ | — | | | $ | (14,158 | ) | | $ | (15,314 | ) | | $ | (1,156 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total OTC credit default swap contracts | | | | | | | | | | | | | | | | $ | — | | | $ | (14,158 | ) | | $ | (15,314 | ) | | $ | (1,156 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
(a) | The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2021 | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 386,840,000 | | | CLP | | | 526,242 | | | USD | | JPM | | | 05/03/2021 | | | $ | 18,039 | | | $ | — | |
| 655,830,000 | | | CLP | | | 916,890 | | | USD | | UBS | | | 07/30/2021 | | | | 5,973 | | | | (529 | ) |
| 1,798,000 | | | CNY | | | 277,630 | | | USD | | JPM | | | 05/06/2021 | | | | 151 | | | | (52 | ) |
| 3,110,000 | | | CNY | | | 475,266 | | | USD | | UBS | | | 06/15/2021 | | | | 3,789 | | | | — | |
| 12,760,000 | | | CNY | | | 1,946,457 | | | USD | | JPM | | | 08/23/2021 | | | | 9,473 | | | | — | |
| 1,260,000 | | | CNY | | | 190,866 | | | USD | | UBS | | | 08/23/2021 | | | | 2,275 | | | | — | |
| 4,296,000 | | | INR | | | 58,648 | | | USD | | UBS | | | 05/03/2021 | | | | — | | | | (683 | ) |
| 4,850,000 | | | PLN | | | 1,255,246 | | | USD | | MSC | | | 06/10/2021 | | | | 23,958 | | | | — | |
| 440,000 | | | PLN | | | 115,313 | | | USD | | BOA | | | 06/10/2021 | | | | 738 | | | | — | |
| 1,940,000 | | | THB | | | 61,876 | | | USD | | MSC | | | 05/19/2021 | | | | 420 | | | | — | |
| 18,780,000 | | | THB | | | 609,664 | | | USD | | CBK | | | 05/19/2021 | | | | 540 | | | | (7,155 | ) |
| 35,839 | | | USD | | | 26,356,000 | | | CLP | | JPM | | | 05/03/2021 | | | | — | | | | (1,244 | ) |
| 495,102 | | | USD | | | 360,484,000 | | | CLP | | CBK | | | 05/03/2021 | | | | — | | | | (12,096 | ) |
| 441,850 | | | USD | | | 310,091,400 | | | CLP | | UBS | | | 07/30/2021 | | | | 5,749 | | | | — | |
| 277,065 | | | USD | | | 1,798,000 | | | CNY | | JPM | | | 05/06/2021 | | | | 52 | | | | (716 | ) |
| 218,294 | | | USD | | | 1,420,000 | | | CNY | | UBS | | | 06/15/2021 | | | | — | | | | (439 | ) |
| 871,668 | | | USD | | | 5,700,000 | | | CNY | | UBS | | | 08/23/2021 | | | | — | | | | (2,063 | ) |
| 320,050 | | | USD | | | 2,109,000 | | | CNY | | JPM | | | 08/23/2021 | | | | — | | | | (3,230 | ) |
| 36,066 | | | USD | | | 2,666,000 | | | INR | | UBS | | | 05/03/2021 | | | | 94 | | | | — | |
| 640,500 | | | USD | | | 2,420,000 | | | PLN | | CBK | | | 06/10/2021 | | | | 2,217 | | | | — | |
| 21,061 | | | USD | | | 80,000 | | | PLN | | UBS | | | 06/10/2021 | | | | — | | | | (39 | ) |
| 310,705 | | | USD | | | 9,760,000 | | | THB | | CBK | | | 05/19/2021 | | | | — | | | | (2,700 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
| Total Foreign Currency Contracts | | | | | | $ | 73,468 | | | $ | (30,946 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Corporate Bonds | | $ | 16,103,339 | | | $ | — | | | $ | 16,103,339 | | | $ | — | |
Foreign Government Obligations | | | 18,435,993 | | | | — | | | | 18,435,993 | | | | — | |
Short-Term Investments | | | 4,184,414 | | | | 4,184,414 | | | | — | | | | — | |
Foreign Currency Contracts(2) | | | 73,468 | | | | — | | | | 73,468 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 38,797,214 | | | $ | 4,184,414 | | | $ | 34,612,800 | | | $ | — | |
| | | | | | | | | | | | | | | | |
Liabilities | |
Foreign Currency Contracts(2) | | $ | (30,496 | ) | | $ | — | | | $ | (30,496 | ) | | $ | — | |
Swaps - Credit Default(2) | | | (1,156 | ) | | | — | | | | (1,156 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | (32,102 | ) | | $ | — | | | $ | (32,102 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% | |
| | | Australia - 1.7% | |
| 2,446,571 | | | Beach Energy Ltd. | | $ | 2,371,382 | |
| 68,482 | | | BHP Group Ltd. | | | 2,492,463 | |
| 117,220 | | | Champion Iron Ltd.* | | | 611,642 | |
| 61,175 | | | Collection House Ltd.* | | | 10,368 | |
| 280,281 | | | Fortescue Metals Group Ltd. | | | 4,849,229 | |
| 411,892 | | | Iluka Resources Ltd. | | | 2,441,364 | |
| 48,278 | | | IPH Ltd. | | | 263,406 | |
| 38,953 | | | McMillan Shakespeare Ltd. | | | 332,664 | |
| 84,758 | | | Mineral Resources Ltd. | | | 3,095,399 | |
| 508,764 | | | Nickel Mines Ltd. | | | 443,533 | |
| 506,379 | | | OceanaGold Corp.* | | | 844,549 | |
| 155,133 | | | OZ Minerals Ltd. | | | 2,830,267 | |
| 475,648 | | | Perenti Global Ltd. | | | 398,179 | |
| 38,597 | | | Perpetual Ltd. | | | 1,028,698 | |
| 1,778,527 | | | Perseus Mining Ltd.* | | | 1,664,623 | |
| 1,188,858 | | | Ramelius Resources Ltd. | | | 1,541,375 | |
| 677,024 | | | Regis Resources Ltd. | | | 1,349,688 | |
| 124,865 | | | Rio Tinto Ltd. | | | 11,605,565 | |
| 121,044 | | | Sandfire Resources Ltd. | | | 619,470 | |
| 1,078,073 | | | Silver Lake Resources Ltd.* | | | 1,434,716 | |
| 1,143,562 | | | St. Barbara Ltd. | | | 1,616,319 | |
| 218,170 | | | Western Areas Ltd. | | | 385,987 | |
| 444,151 | | | Westgold Resources Ltd.* | | | 733,518 | |
| | | | | | | | |
| | | | | | | 42,964,404 | |
| | | | | | | | |
| | | Austria - 0.8% | |
| 32,991 | | | BAWAG Group AG*(1) | | | 1,779,622 | |
| 179,556 | | | Erste Group Bank AG* | | | 6,381,824 | |
| 7,773 | | | Mayr Melnhof Karton AG | | | 1,612,962 | |
| 120,149 | | | OMV AG | | | 5,906,340 | |
| 149,398 | | | Raiffeisen Bank International AG | | | 3,263,991 | |
| | | | | | | | |
| | | | | | | 18,944,739 | |
| | | | | | | | |
| | | Belgium - 0.2% | |
| 69,511 | | | Ageas S.A. | | | 4,204,014 | |
| 50,069 | | | bpost S.A.* | | | 532,119 | |
| 3,704 | | | D’ieteren S.A. | | | 402,190 | |
| 28,108 | | | Ontex Group N.V.* | | | 366,359 | |
| 14,559 | | | Telenet Group Holding N.V. | | | 622,565 | |
| 3,927 | | | Wereldhave Belgium Comm REIT | | | 212,456 | |
| | | | | | | | |
| | | | | | | 6,339,703 | |
| | | | | | | | |
| | | Bermuda - 0.0% | |
| 181,687 | | | DHT Holdings, Inc. | | | 1,071,953 | |
| | | | | | | | |
| | | Brazil - 0.8% | |
| 105,700 | | | AES Brasil Energia S.A. | | | 267,166 | |
| 152,900 | | | Atacadao S.A. | | | 611,369 | |
| 154,900 | | | BB Seguridade Participacoes S.A. | | | 636,761 | |
| 388,346 | | | Cia de Saneamento Basico do Estado de Sao Paulo | | | 3,058,411 | |
| 183,034 | | | Cia Paranaense de Energia ADR | | | 995,705 | |
| 212,756 | | | Cia Siderurgica Nacional S.A. ADR | | | 1,919,059 | |
| 255,900 | | | EDP - Energias do Brasil S.A. | | | 885,184 | |
| 312,500 | | | Engie Brasil Energia S.A. | | | 2,339,701 | |
| 135,800 | | | Hypera S.A. | | | 866,492 | |
| 297,500 | | | Light S.A. | | | 959,527 | |
| 302,400 | | | Marfrig Global Foods S.A. | | | 1,079,433 | |
| 208,100 | | | Minerva S.A. | | | 370,838 | |
| 97,500 | | | Petro Rio S.A.* | | | 1,643,772 | |
| 121,200 | | | Sao Martinho S.A. | | | 695,466 | |
| 61,000 | | | SLC Agricola S.A. | | | 547,894 | |
| 141,500 | | | Vale S.A. | | | 2,839,873 | |
| | | | | | | | |
| | | | | | | 19,716,651 | |
| | | | | | | | |
| | | Canada - 5.6% | |
| 227,379 | | | Advantage Oil & Gas Ltd.* | | | 603,064 | |
| 578,626 | | | ARC Resources Ltd. | | | 3,638,923 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Canada - 5.6% - (continued) | |
| 98,500 | | | B2Gold Corp. | | $ | 474,409 | |
| 237,896 | | | BCE, Inc. | | | 11,244,972 | |
| 14,436 | | | Boardwalk Real Estate Investment Trust REIT | | | 430,561 | |
| 251,260 | | | Canacol Energy Ltd. | | | 709,329 | |
| 45,856 | | | Canadian Solar, Inc.* | | | 1,891,101 | |
| 18,211 | | | Canadian Tire Corp. Ltd. Class A(2) | | | 2,902,737 | |
| 40,405 | | | Canfor Corp.* | | | 1,009,180 | |
| 39,500 | | | Cascades, Inc. | | | 463,402 | |
| 33,676 | | | Celestica, Inc.* | | | 280,553 | |
| 212,700 | | | Centerra Gold, Inc. | | | 1,962,346 | |
| 252,171 | | | CI Financial Corp. | | | 4,053,939 | |
| 39,697 | | | Cogeco Communications, Inc. | | | 3,770,593 | |
| 152,253 | | | Corus Entertainment, Inc. Class B | | | 728,347 | |
| 117,660 | | | Crescent Point Energy Corp. | | | 464,265 | |
| 124,649 | | | Dollarama, Inc. | | | 5,808,807 | |
| 362,410 | | | Dundee Precious Metals, Inc. | | | 2,609,387 | |
| 200 | | | E-L Financial Corp. Ltd. | | | 152,951 | |
| 129,999 | | | ECN Capital Corp. | | | 871,490 | |
| 105,851 | | | Enerflex Ltd. | | | 706,161 | |
| 271,915 | | | Enerplus Corp. | | | 1,462,277 | |
| 97,600 | | | Equinox Gold Corp.* | | | 789,280 | |
| 10,100 | | | Equitable Group, Inc. | | | 1,096,238 | |
| 30,312 | | | ERO Copper Corp.* | | | 598,521 | |
| 112,688 | | | First Quantum Minerals Ltd. | | | 2,597,284 | |
| 249,487 | | | Fortuna Silver Mines, Inc.*(2) | | | 1,502,017 | |
| 7,800 | | | goeasy Ltd. | | | 922,813 | |
| 70,720 | | | Gran Colombia Gold Corp. | | | 295,733 | |
| 37,400 | | | Home Capital Group, Inc.* | | | 988,591 | |
| 216,999 | | | Hudbay Minerals, Inc. | | | 1,620,674 | |
| 81,267 | | | iA Financial Corp., Inc. | | | 4,576,579 | |
| 593,349 | | | IAMGOLD Corp.* | | | 1,853,688 | |
| 30,101 | | | IGM Financial, Inc. | | | 1,074,590 | |
| 131,780 | | | Imperial Oil Ltd. | | | 3,806,037 | |
| 60,051 | | | Interfor Corp.* | | | 1,596,116 | |
| 21,600 | | | Intertape Polymer Group, Inc. | | | 531,587 | |
| 75,600 | | | K92 Mining, Inc.* | | | 493,277 | |
| 107,300 | | | Kinross Gold Corp. | | | 755,111 | |
| 53,711 | | | Largo Resources Ltd.* | | | 939,500 | |
| 33,600 | | | Linamar Corp. | | | 1,969,009 | |
| 63,763 | | | Lundin Gold, Inc.* | | | 618,358 | |
| 294,624 | | | Lundin Mining Corp. | | | 3,559,506 | |
| 53,593 | | | Magna International, Inc. | | | 5,061,283 | |
| 318,925 | | | Manulife Financial Corp. | | | 6,964,119 | |
| 42,700 | | | Martinrea International, Inc. | | | 463,772 | |
| 377,852 | | | MEG Energy Corp.* | | | 2,087,308 | |
| 215,456 | | | New Gold, Inc.* | | | 354,083 | |
| 29,331 | | | North West Co., Inc. | | | 844,744 | |
| 25,846 | | | Open Text Corp. | | | 1,217,074 | |
| 193,337 | | | Parex Resources, Inc.* | | | 3,641,339 | |
| 143,512 | | | Pretium Resources, Inc.* | | | 1,507,334 | |
| 100,403 | | | Real Matters, Inc.* | | | 1,315,944 | |
| 111,139 | | | SSR Mining, Inc. | | | 1,764,082 | |
| 22,249 | | | Stella-Jones, Inc. | | | 930,398 | |
| 139,867 | | | Sun Life Financial, Inc. | | | 7,545,524 | |
| 121,247 | | | Suncor Energy, Inc. | | | 2,593,324 | |
| 110,941 | | | Teck Resources Ltd. Class B | | | 2,347,619 | |
| 44,024 | | | Teekay Tankers Ltd. Class A* | | | 590,362 | |
| 51,166 | | | TFI International, Inc. | | | 4,483,243 | |
| 104,135 | | | Torex Gold Resources, Inc.* | | | 1,260,651 | |
| 270,636 | | | Tourmaline Oil Corp. | | | 5,839,211 | |
| 38,664 | | | Transcontinental, Inc. Class A | | | 732,293 | |
| 211,017 | | | Wesdome Gold Mines Ltd.* | | | 1,555,395 | |
| 75,995 | | | West Fraser Timber Co., Ltd. | | | 5,867,409 | |
| 585,778 | | | Whitecap Resources, Inc. | | | 2,563,955 | |
| | | | | | | | |
| | | | | | | 139,953,769 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Chile - 0.2% | |
| 5,118,246 | | | Aguas Andinas S.A. Class A | | $ | 1,454,681 | |
| 50,621 | | | CAP S.A. | | | 902,408 | |
| 196,370 | | | Enel Chile S.A. ADR | | | 685,331 | |
| 2,617,917 | | | Enel Generacion Chile S.A. | | | 900,744 | |
| 30,222 | | | Geopark Ltd. | | | 483,552 | |
| | | | | | | | |
| | | | | | | 4,426,716 | |
| | | | | | | | |
| | | China - 7.6% | |
| 55,327 | | | 360 Finance, Inc. ADR* | | | 1,416,924 | |
| 800,000 | | | 3SBio, Inc.*(1) | | | 756,259 | |
| 824,250 | | | A-Living Services Co., Ltd. Class H(1) | | | 3,788,595 | |
| 420,000 | | | Agile Group Holdings Ltd. | | | 656,113 | |
| 3,579,000 | | | Agricultural Bank of China Ltd. Class H | | | 1,386,573 | |
| 70,268 | | | Alibaba Group Holding Ltd. ADR* | | | 16,228,395 | |
| 2,526,500 | | | BAIC Motor Corp. Ltd. Class H(1) | | | 913,440 | |
| 10,337,000 | | | Bank of China Ltd. Class H | | | 4,101,184 | |
| 999,000 | | | Bank of Communications Co., Ltd. Class H | | | 637,854 | |
| 135,800 | | | CanSino Biologics, Inc. Class H*(1) | | | 6,764,658 | |
| 4,676,000 | | | China BlueChemical Ltd. Class H | | | 1,322,039 | |
| 1,884,500 | | | China Conch Venture Holdings Ltd. | | | 8,891,640 | |
| 6,907,000 | | | China Construction Bank Corp. Class H | | | 5,451,982 | |
| 2,162,000 | | | China Feihe Ltd.(1) | | | 6,143,117 | |
| 1,272,800 | | | China International Capital Corp. Ltd. Class H*(1) | | | 3,186,372 | |
| 1,267,000 | | | China Lesso Group Holdings Ltd. Class L | | | 3,187,022 | |
| 681,000 | | | China Lilang Ltd. | | | 453,303 | |
| 1,889,000 | | | China Longyuan Power Group Corp. Ltd. Class H | | | 2,777,832 | |
| 2,197,000 | | | China Machinery Engineering Corp. Class H | | | 982,980 | |
| 1,977,000 | | | China Medical System Holdings Ltd. | | | 4,566,342 | |
| 948,600 | | | China Pacific Insurance Group Co., Ltd. Class H | | | 3,414,265 | |
| 1,184,000 | | | China SCE Group Holdings Ltd. | | | 554,016 | |
| 984,000 | | | China Shineway Pharmaceutical Group Ltd. | | | 708,938 | |
| 2,230,000 | | | China Suntien Green Energy Corp. Ltd. Class H | | | 854,908 | |
| 14,114,000 | | | China Tower Corp. Ltd. Class H(1) | | | 2,030,279 | |
| 906,500 | | | China Yongda Automobiles Services Holdings Ltd. | | | 1,639,040 | |
| 445,500 | | | CIMC Vehicles Group Co., Ltd. Class H(1) | | | 375,056 | |
| 924,500 | | | CITIC Securities Co., Ltd. Class H | | | 2,223,005 | |
| 1,598,000 | | | COFCO Meat Holdings Ltd. | | | 810,090 | |
| 1,708,000 | | | Consun Pharmaceutical Group Ltd. | | | 1,005,450 | |
| 988,000 | | | COSCO SHIPPING Energy Transportation Co Ltd., Ltd. Class H | | | 430,309 | |
| 1,077,500 | | | CSC Financial Co., Ltd. Class H(1)(2) | | | 1,254,574 | |
| 932,000 | | | CSPC Pharmaceutical Group Ltd. | | | 1,150,403 | |
| 2,761,000 | | | Dali Foods Group Co. Ltd.(1) | | | 1,642,151 | |
| 71,874 | | | Daqo New Energy Corp. ADR* | | | 5,785,138 | |
| 2,416,000 | | | Dongfeng Motor Group Co., Ltd. Class H | | | 2,099,737 | |
| 126,700 | | | ENN Energy Holdings Ltd. | | | 2,162,081 | |
| 3,193,000 | | | FIH Mobile Ltd.*(2) | | | 450,759 | |
| 2,950,000 | | | Flat Glass Group Co., Ltd. Class H(2) | | | 9,060,878 | |
| 409,000 | | | Fu Shou Yuan International Group Ltd. | | | 442,131 | |
| 944,000 | | | Fufeng Group Ltd. | | | 349,199 | |
| 809,500 | | | Great Wall Motor Co., Ltd. Class H | | | 2,009,642 | |
| 424,000 | | | Greentown China Holdings Ltd. | | | 508,698 | |
| 31,828 | | | GreenTree Hospitality Group Ltd. ADR* | | | 399,760 | |
| 2,256,000 | | | Guangzhou Automobile Group Co., Ltd. Class H | | | 1,924,579 | |
| 228,000 | | | Haitian International Holdings Ltd. | | | 927,639 | |
| 512,500 | | | Hengan International Group Co., Ltd. | | | 3,311,973 | |
| 245,301 | | | HUYA, Inc. ADR*(2) | | | 4,322,204 | |
| 6,536,000 | | | Industrial & Commercial Bank of China Ltd. Class H | | | 4,241,155 | |
| 489,000 | | | Jiangxi Copper Co., Ltd. Class H | | | 1,186,974 | |
| 41,871 | | | JinkoSolar Holding Co., Ltd. ADR*(2) | | | 1,547,552 | |
| 428,000 | | | KWG Group Holdings Ltd. | | | 685,666 | |
| 1,634,000 | | | Lenovo Group Ltd. | | | 2,232,622 | |
| 223,700 | | | Livzon Pharmaceutical Group, Inc. Class H | | | 1,044,231 | |
| 6,369,000 | | | Lonking Holdings Ltd. | | | 2,700,488 | |
| 1,372,000 | | | Luye Pharma Group Ltd.(1)(2) | | | 830,364 | |
| 203,256 | | | Momo, Inc. ADR | | | 2,979,733 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | China - 7.6% - (continued) | |
| 565,000 | | | Ping An Insurance Group Co., of China Ltd. Class H | | $ | 6,159,779 | |
| 304,000 | | | Q Technology Group Co., Ltd. | | | 605,793 | |
| 159,000 | | | S-Enjoy Service Group Co., Ltd.* | | | 518,955 | |
| 445,000 | | | Sany Heavy Equipment International Holdings Co., Ltd. | | | 539,039 | |
| 1,424,000 | | | Shandong Weigao Group Medical Polymer Co., Ltd. Class H | | | 3,188,016 | |
| 1,755,000 | | | Sinopec Engineering Group Co., Ltd. Class H | | | 1,083,336 | |
| 1,020,800 | | | Sinopharm Group Co., Ltd. Class H | | | 3,148,501 | |
| 1,754,000 | | | Sinotrans Ltd. Class H | | | 800,673 | |
| 838,000 | | | Sinotruk Hong Kong Ltd. | | | 2,059,058 | |
| 1,068,000 | | | Tianneng Power International Ltd.(2) | | | 1,958,249 | |
| 100,506 | | | Vipshop Holdings Ltd. ADR* | | | 3,092,570 | |
| 5,222,000 | | | Want Want China Holdings Ltd. | | | 3,774,044 | |
| 312,000 | | | Weichai Power Co., Ltd. Class H | | | 722,182 | |
| 1,121,000 | | | Xinjiang Goldwind Science & Technology Co., Ltd. Class H | | | 1,847,041 | |
| 219,600 | | | Xinte Energy Co., Ltd. Class H | | | 490,984 | |
| 4,856,000 | | | Xinyi Solar Holdings Ltd. | | | 8,098,946 | |
| 1,268,000 | | | Yadea Group Holdings Ltd.(1) | | | 2,775,974 | |
| 388,000 | | | Yangtze Optical Fibre and Cable Joint Stock Ltd. Co., Class H(1) | | | 481,479 | |
| 814,000 | | | Yangzijiang Shipbuilding Holdings Ltd. | | | 873,556 | |
| 538,200 | | | YiChang HEC ChangJiang Pharmaceutical Co., Ltd. Class H(1)(2) | | | 498,816 | |
| 877,000 | | | Yuzhou Properties Co., Ltd. | | | 243,374 | |
| 530,000 | | | Zhejiang Expressway Co., Ltd. Class H | | | 460,704 | |
| 282,000 | | | Zhongsheng Group Holdings Ltd. | | | 2,133,031 | |
| 1,693,600 | | | Zoomlion Heavy Industry Science and Technology Co., Ltd. Class H | | | 2,341,089 | |
| | | | | | | | |
| | | | | | | 190,803,500 | |
| | | | | | | | |
| | | Colombia - 0.1% | |
| 145,799 | | | Ecopetrol S.A. ADR | | | 1,724,802 | |
| | | | | | | | |
| | | Czech Republic - 0.1% | |
| 76,878 | | | O2 Czech Republic AS* | | | 945,297 | |
| 3,587 | | | Philip Morris CR AS | | | 2,428,178 | |
| | | | | | | | |
| | | | | | | 3,373,475 | |
| | | | | | | | |
| | | Denmark - 0.8% | |
| 923 | | | AP Moller - Maersk A/S Class B | | | 2,296,080 | |
| 20,214 | | | Dfds A/S* | | | 1,191,834 | |
| 8,096 | | | Drilling Co.* | | | 338,803 | |
| 255,121 | | | Genmab A/S ADR* | | | 9,406,311 | |
| 16,130 | | | Pandora A/S | | | 1,826,703 | |
| 247,940 | | | Scandinavian Tobacco Group A/S Class A(1) | | | 4,515,832 | |
| 80,953 | | | Spar Nord Bank A/S | | | 896,511 | |
| 21,948 | | | Sydbank A/S | | | 654,271 | |
| | | | | | | | |
| | | | | | | 21,126,345 | |
| | | | | | | | |
| | | Egypt - 0.0% | |
| 268,971 | | | Centamin plc | | | 398,843 | |
| | | | | | | | |
| | | Finland - 0.3% | |
| 920,183 | | | Nokia Oyj* | | | 4,358,864 | |
| 154,605 | | | Outokumpu Oyj* | | | 1,004,749 | |
| 56,933 | | | TietoEVRY Oyj | | | 1,971,711 | |
| 21,430 | | | Tokmanni Group Corp. | | | 551,102 | |
| | | | | | | | |
| | | | | | | 7,886,426 | |
| | | | | | | | |
| | | France - 4.7% | |
| 12,213 | | | Amundi S.A.*(1) | | | 1,088,404 | |
| 49,652 | | | Atos SE* | | | 3,381,283 | |
| 81,060 | | | BNP Paribas S.A.* | | | 5,197,380 | |
| 102,022 | | | Carrefour S.A.(2) | | | 1,975,859 | |
| 57,424 | | | Cie de Saint-Gobain* | | | 3,623,175 | |
| 29,225 | | | Cie Generale des Etablissements Michelin SCA | | | 4,228,875 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | France - 4.7% - (continued) | |
| 58,767 | | | Coface S.A.* | | $ | 715,942 | |
| 103,606 | | | Danone S.A. | | | 7,313,493 | |
| 6,943 | | | Eramet* | | | 500,016 | |
| 240,045 | | | Eutelsat Communications S.A. | | | 3,037,467 | |
| 70,073 | | | Faurecia SE* | | | 3,785,838 | |
| 8,735 | | | Fnac Darty S.A.* | | | 615,995 | |
| 34,077 | | | Gaztransport Et Technigaz S.A. | | | 2,908,704 | |
| 93,422 | | | Ipsen S.A. | | | 9,031,573 | |
| 35,999 | | | IPSOS | | | 1,498,133 | |
| 230,244 | | | Metropole Television S.A.* | | | 5,115,463 | |
| 17,751 | | | Nexans S.A.* | | | 1,457,844 | |
| 512,067 | | | Orange S.A. | | | 6,376,880 | |
| 92,013 | | | Publicis Groupe S.A. | | | 5,955,070 | |
| 152,925 | | | Rexel S.A.* | | | 3,006,085 | |
| 12,552 | | | Rothschild & Co.* | | | 446,683 | |
| 299,388 | | | Sanofi(2) | | | 31,388,516 | |
| 53,688 | | | Societe BIC S.A. | | | 3,794,034 | |
| 161,351 | | | Societe Generale S.A.* | | | 4,589,980 | |
| 114,000 | | | Total SE | | | 5,038,544 | |
| 2,935 | | | Trigano S.A. | | | 524,407 | |
| 67,015 | | | Valneva SE*(2) | | | 1,127,685 | |
| | | | | | | | |
| | | | | | | 117,723,328 | |
| | | | | | | | |
| | | Georgia - 0.0% | |
| 68,559 | | | TBC Bank Group plc* | | | 921,900 | |
| | | | | | | | |
| | | Germany - 1.9% | |
| 14,141 | | | Aurubis AG | | | 1,215,610 | |
| 76,314 | | | Bayer AG | | | 4,938,150 | |
| 35,842 | | | Bayerische Motoren Werke AG | | | 3,591,733 | |
| 9,121 | | | Bilfinger SE | | | 340,868 | |
| 118,072 | | | CECONOMY AG* | | | 691,716 | |
| 34,375 | | | Covestro AG(1) | | | 2,248,104 | |
| 52,583 | | | Daimler AG | | | 4,679,820 | |
| 322,589 | | | Deutsche Bank AG* | | | 4,494,067 | |
| 10,186 | | | Draegerwerk AG & Co. KGaA | | | 950,911 | |
| 17,823 | | | DWS Group GmbH & Co. KgaA(1) | | | 779,866 | |
| 64,626 | | | Freenet AG | | | 1,571,484 | |
| 91,029 | | | Fresenius SE & Co. KGaA | | | 4,474,011 | |
| 21,272 | | | Hochtief AG | | | 1,994,697 | |
| 5,294 | | | Hornbach Holding AG & Co. KGaA | | | 494,635 | |
| 23,316 | | | KION Group AG | | | 2,323,376 | |
| 57,297 | | | Kloeckner & Co. SE* | | | 776,670 | |
| 105,997 | | | ProSiebenSat.1 Media SE* | | | 2,302,107 | |
| 30,112 | | | Salzgitter AG* | | | 957,750 | |
| 57,657 | | | Takkt AG* | | | 975,523 | |
| 24,320 | | | VERBIO Vereinigte BioEnergie AG(2) | | | 1,226,525 | |
| 12,042 | | | Volkswagen AG | | | 3,135,249 | |
| 17,892 | | | Wacker Chemie AG | | | 2,698,464 | |
| | | | | | | | |
| | | | | | | 46,861,336 | |
| | | | | | | | |
| | | Hong Kong - 2.8% | |
| 267,000 | | | Bank of East Asia Ltd. | | | 559,825 | |
| 158,000 | | | Beijing Enterprises Holdings Ltd. | | | 515,395 | |
| 1,400,000 | | | BOC Hong Kong Holdings Ltd. | | | 4,922,747 | |
| 880,000 | | | Bosideng International Holdings Ltd. | | | 446,332 | |
| 2,314,000 | | | Brilliance China Automotive Holdings Ltd.(3)(4) | | | 2,174,658 | |
| 292,400 | | | China Gas Holdings Ltd. | | | 1,053,943 | |
| 970,000 | | | China Overseas Grand Oceans Group Ltd. | | | 617,847 | |
| 1,282,500 | | | China Overseas Land & Investment Ltd. | | | 3,245,823 | |
| 560,000 | | | China Overseas Property Holdings Ltd. | | | 565,613 | |
| 2,126,000 | | | China Traditional Chinese Medicine Co., Ltd. | | | 1,213,889 | |
| 4,300,000 | | | China Travel International Investment Hong Kong Ltd.* | | | 745,474 | |
| 765,500 | | | CK Asset Holdings Ltd. | | | 4,792,502 | |
| 401,200 | | | Dah Sing Banking Group Ltd. | | | 439,774 | |
| 111,600 | | | Dah Sing Financial Holdings Ltd. | | | 360,430 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Hong Kong - 2.8% - (continued) | |
| 285,000 | | | Emperor Entertainment Hotel Ltd. | | $ | 45,061 | |
| 1,804,000 | | | Guangdong Investment Ltd. | | | 2,777,484 | |
| 264,000 | | | Hang Lung Group Ltd. | | | 692,550 | |
| 99,000 | | | Hang Lung Properties Ltd. | | | 270,094 | |
| 99,400 | | | Hang Seng Bank Ltd. | | | 1,945,961 | |
| 735,000 | | | Henderson Land Development Co., Ltd. | | | 3,266,872 | |
| 394,400 | | | Hongkong Land Holdings Ltd. | | | 1,950,392 | |
| 531,000 | | | Hysan Development Co., Ltd. | | | 1,998,987 | |
| 841,500 | | | JS Global Lifestyle Co., Ltd.*(1) | | | 2,540,586 | |
| 276,000 | | | Kerry Properties Ltd. | | | 929,929 | |
| 271,500 | | | Kingboard Holdings Ltd. | | | 1,603,332 | |
| 1,822,000 | | | Kunlun Energy Co., Ltd. | | | 1,948,141 | |
| 129,500 | | | NetDragon Websoft Holdings Ltd. | | | 362,004 | |
| 482,000 | | | Nine Dragons Paper Holdings Ltd. | | | 660,473 | |
| 1,795,000 | | | Pacific Basin Shipping Ltd. | | | 628,985 | |
| 962,000 | | | Pacific Textiles Holdings Ltd. | | | 614,352 | |
| 929,000 | | | PAX Global Technology Ltd. | | | 1,028,013 | |
| 68,000 | | | Qingling Motors Co., Ltd. Class H | | | 15,810 | |
| 470,000 | | | Shangri-La Asia Ltd.* | | | 447,427 | |
| 321,000 | | | Shenzhen International Holdings Ltd. | | | 533,568 | |
| 720,000 | | | Sino Land Co., Ltd. | | | 1,069,305 | |
| 728,000 | | | SITC International Holdings Co., Ltd. | | | 2,773,985 | |
| 850,000 | | | SSY Group Ltd. | | | 521,641 | |
| 349,500 | | | Sun Hung Kai Properties Ltd. | | | 5,257,302 | |
| 127,000 | | | Swire Pacific Ltd. Class A | | | 1,023,141 | |
| 708,800 | | | Swire Properties Ltd. | | | 2,115,166 | |
| 41,000 | | | TAI Cheung Holdings Ltd. | | | 25,659 | |
| 713,000 | | | TCL Electronics Holdings Ltd.* | | | 526,350 | |
| 435,000 | | | Times Neighborhood Holdings Ltd. | | | 334,603 | |
| 1,242,000 | | | UNTRADE.YOUYUAN HLDGS(3)(4) | | | — | |
| 1,820,000 | | | WH Group Ltd.(1) | | | 1,585,769 | |
| 550,000 | | | Wharf Real Estate Investment Co., Ltd. | | | 3,160,866 | |
| 1,956,000 | | | Xinyi Glass Holdings Ltd. | | | 6,930,112 | |
| 586,000 | | | Yuexiu Transport Infrastructure Ltd. | | | 359,945 | |
| | | | | | | | |
| | | | | | | 71,598,117 | |
| | | | | | | | |
| | | Hungary - 0.3% | |
| 128,870 | | | MOL Hungarian Oil & Gas plc* | | | 890,249 | |
| 28,423 | | | OTP Bank Nyrt* | | | 1,277,751 | |
| 161,929 | | | Richter Gedeon Nyrt | | | 4,631,262 | |
| | | | | | | | |
| | | | | | | 6,799,262 | |
| | | | | | | | |
| | | India - 0.2% | |
| 106,003 | | | GAIL India Ltd. GDR | | | 1,148,460 | |
| 395,052 | | | Wipro Ltd. ADR | | | 2,828,572 | |
| | | | | | | | |
| | | | | | | 3,977,032 | |
| | | | | | | | |
| | | Indonesia - 0.5% | |
| 3,014,900 | | | Bank Mandiri Persero Tbk PT | | | 1,283,626 | |
| 1,683,900 | | | Indofood Sukses Makmur Tbk PT | | | 759,516 | |
| 1,569,700 | | | Link Net Tbk PT | | | 434,214 | |
| 4,112,000 | | | Selamat Sempurna Tbk PT | | | 374,343 | |
| 44,846,400 | | | Telekomunikasi Indonesia Persero Tbk PT | | | 9,908,573 | |
| | | | | | | | |
| | | | | | | 12,760,272 | |
| | | | | | | | |
| | | Ireland - 0.4% | |
| 1,218,668 | | | AIB Group plc* | | | 3,560,292 | |
| 819,529 | | | Bank of Ireland Group plc* | | | 4,802,299 | |
| 432,166 | | | Glenveagh Properties plc*(1) | | | 473,849 | |
| 129,726 | | | Kenmare Resources plc | | | 779,351 | |
| | | | | | | | |
| | | | | | | 9,615,791 | |
| | | | | | | | |
| | | Isle of Man - 0.1% | |
| 637,632 | | | Strix Group plc | | | 2,483,296 | |
| | | | | | | | |
| | | Israel - 0.8% | |
| 232,162 | | | Bank Hapoalim BM* | | | 1,845,134 | |
| 233,412 | | | Bank Leumi Le-Israel BM* | | | 1,638,490 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Israel - 0.8% - (continued) | |
| 1,074,697 | | | Bezeq The Israeli Telecommunication Corp. Ltd.* | | $ | 1,166,092 | |
| 123,604 | | | Check Point Software Technologies Ltd.* | | | 14,438,183 | |
| 1 | | | Isracard Ltd.* | | | 2 | |
| 43,200 | | | Ituran Location and Control Ltd. | | | 943,920 | |
| 1 | | | Mehadrin Ltd.* | | | 30 | |
| 30,769 | | | Phoenix Holdings Ltd. | | | 273,202 | |
| | | | | | | | |
| | | | | | | 20,305,053 | |
| | | | | | | | |
| | | Italy - 1.4% | |
| 364,471 | | | Anima Holding S.p.A.(1) | | | 1,882,857 | |
| 42,739 | | | Azimut Holding S.p.A. | | | 1,022,550 | |
| 63,299 | | | Banca Farmafactoring S.p.A.(1) | | | 566,757 | |
| 349,540 | | | Eni S.p.A. | | | 4,163,333 | |
| 253,848 | | | Italgas S.p.A. | | | 1,655,555 | |
| 355,253 | | | Mediobanca Banca di Credito Finanziario S.p.A.* | | | 4,012,404 | |
| 98,854 | | | Prysmian S.p.A. | | | 3,092,802 | |
| 426,440 | | | Saipem S.p.A.(2) | | | 983,248 | |
| 127,399 | | | Societa Cattolica di Assicurazioni S.c.r.l.* | | | 755,167 | |
| 6,708,491 | | | Telecom Italia S.p.A. | | | 3,678,067 | |
| 1,329,282 | | | Terna Rete Elettrica Nazionale S.p.A. | | | 9,798,733 | |
| 256,609 | | | UniCredit S.p.A. | | | 2,635,883 | |
| | | | | | | | |
| | | | | | | 34,247,356 | |
| | | | | | | | |
| | | Japan - 14.9% | |
| 107,800 | | | ADEKA Corp. | | | 2,097,950 | |
| 18,700 | | | AGC, Inc. | | | 852,707 | |
| 107,500 | | | Aida Engineering Ltd. | | | 903,722 | |
| 108,100 | | | Aisin Seiki Co., Ltd. | | | 4,160,753 | |
| 173,000 | | | Amada Co., Ltd. | | | 1,876,427 | |
| 25,600 | | | Arcland Sakamoto Co., Ltd. | | | 349,367 | |
| 16,100 | | | Arcs Co., Ltd. | | | 346,468 | |
| 54,300 | | | Arisawa Manufacturing Co., Ltd. | | | 481,250 | |
| 75,400 | | | Asahi Diamond Industrial Co., Ltd. | | | 349,797 | |
| 80,000 | | | Asahi Holdings, Inc. | | | 1,616,037 | |
| 27,200 | | | Asahi Yukizai Corp. | | | 339,554 | |
| 9,000 | | | Asanuma Corp. | | | 365,916 | |
| 1,717,900 | | | Astellas Pharma, Inc. | | | 25,856,226 | |
| 1,900 | | | Atsugi Co., Ltd.* | | | 9,401 | |
| 1,500 | | | Bando Chemical Industries Ltd. | | | 9,795 | |
| 25,700 | | | Canon Electronics, Inc. | | | 410,960 | |
| 29,700 | | | Canon Marketing Japan, Inc. | | | 717,022 | |
| 6,500 | | | Central Japan Railway Co. | | | 952,326 | |
| 428,100 | | | Citizen Watch Co., Ltd. | | | 1,440,467 | |
| 38,700 | | | Coca-Cola Bottlers Japan Holdings, Inc. | | | 619,218 | |
| 3,100 | | | Corona Corp. | | | 26,354 | |
| 69,400 | | | Cosmo Energy Holdings Co., Ltd. | | | 1,486,606 | |
| 100,300 | | | Dai Nippon Printing Co., Ltd. | | | 1,987,462 | |
| 94,100 | | | Dai-ichi Life Holdings, Inc. | | | 1,699,170 | |
| 10,000 | | | Daido Steel Co., Ltd. | | | 474,466 | |
| 46,300 | | | Daiho Corp. | | | 1,676,098 | |
| 71,700 | | | Daikyonishikawa Corp. | | | 495,257 | |
| 1,800 | | | Dainichi Co., Ltd. | | | 13,248 | |
| 26,900 | | | Dainichiseika Color & Chemicals Manufacturing Co., Ltd. | | | 556,644 | |
| 13,600 | | | Daito Pharmaceutical Co., Ltd. | | | 431,516 | |
| 523,700 | | | Daiwa Securities Group, Inc. | | | 2,794,526 | |
| 234,000 | | | Daiwabo Holdings Co., Ltd. | | | 3,659,804 | |
| 95,900 | | | DCM Holdings Co., Ltd. | | | 956,362 | |
| 49,300 | | | Denso Corp. | | | 3,187,392 | |
| 29,700 | | | Dexerials Corp. | | | 547,349 | |
| 57,700 | | | DIC Corp. | | | 1,474,757 | |
| 19,900 | | | Doutor Nichires Holdings Co., Ltd. | | | 297,107 | |
| 30,800 | | | Dowa Holdings Co., Ltd. | | | 1,287,252 | |
| 36,000 | | | Eagle Industry Co., Ltd. | | | 382,232 | |
| 78,000 | | | EDION Corp.(2) | | | 829,608 | |
| 61,600 | | | Exedy Corp. | | | 884,430 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Japan - 14.9% - (continued) | |
| 104,600 | | | FCC Co., Ltd. | | $ | 1,683,401 | |
| 42,100 | | | Ferrotec Holdings Corp. | | | 939,045 | |
| 46,400 | | | Foster Electric Co., Ltd. | | | 496,152 | |
| 1,600 | | | Fujishoji Co., Ltd. | | | 13,003 | |
| 1,100 | | | FuKoKu Co., Ltd. | | | 7,952 | |
| 29,400 | | | G-Tekt Corp. | | | 374,926 | |
| 24,100 | | | Goldcrest Co., Ltd. | | | 349,886 | |
| 74,500 | | | Gree, Inc. | | | 389,751 | |
| 64,200 | | | GS Yuasa Corp. | | | 1,737,804 | |
| 33,700 | | | GungHo Online Entertainment, Inc. | | | 641,057 | |
| 237,400 | | | Hachijuni Bank Ltd. | | | 811,631 | |
| 26,300 | | | Hamakyorex Co., Ltd. | | | 740,112 | |
| 247,600 | | | Haseko Corp. | | | 3,321,368 | |
| 226,500 | | | Hazama Ando Corp. | | | 1,728,568 | |
| 99,000 | | | Hino Motors Ltd. | | | 830,917 | |
| 16,000 | | | Hirano Tecseed Co., Ltd.(2) | | | 392,724 | |
| 74,800 | | | Hitachi Ltd. | | | 3,702,429 | |
| 106,900 | | | Hokuetsu Kishu Paper Co., Ltd. | | | 554,574 | |
| 144,200 | | | Honda Motor Co., Ltd. | | | 4,300,016 | |
| 57,400 | | | Hosiden Corp. | | | 544,622 | |
| 80,900 | | | Idemitsu Kosan Co., Ltd. | | | 1,934,802 | |
| 52,800 | | | Iida Group Holdings Co., Ltd. | | | 1,285,910 | |
| 10,500 | | | Imasen Electric Industrial | | | 68,003 | |
| 26,000 | | | Inaba Denki Sangyo Co., Ltd. | | | 608,036 | |
| 961,400 | | | Inpex Corp. | | | 6,542,329 | |
| 408,300 | | | Isuzu Motors Ltd. | | | 4,145,936 | |
| 134,600 | | | ITOCHU Corp. | | | 4,202,041 | |
| 210,000 | | | Iyo Bank Ltd. | | | 1,158,292 | |
| 3,900 | | | Japan Foundation Engineering Co., Ltd. | | | 17,526 | |
| 132,000 | | | Japan Petroleum Exploration Co., Ltd. | | | 2,447,123 | |
| 47,200 | | | Japan Post Insurance Co., Ltd. | | | 910,059 | |
| 132,800 | | | JFE Holdings, Inc. | | | 1,746,283 | |
| 211,600 | | | JGC Holdings Corp. | | | 2,418,924 | |
| 173,100 | | | JTEKT Corp. | | | 1,561,309 | |
| 184,900 | | | JXTG Holdings, Inc. | | | 795,239 | |
| 21,800 | | | K&O Energy Group, Inc. | | | 285,150 | |
| 119,000 | | | Kamigumi Co., Ltd. | | | 2,318,597 | |
| 91,000 | | | Kanamoto Co., Ltd.(2) | | | 2,232,462 | |
| 63,800 | | | Kandenko Co., Ltd. | | | 545,385 | |
| 61,300 | | | Kaneka Corp. | | | 2,387,497 | |
| 33,600 | | | Kanematsu Corp. | | | 442,900 | |
| 42,700 | | | Kanto Denka Kogyo Co., Ltd. | | | 336,527 | |
| 50,600 | | | Kasai Kogyo Co., Ltd.* | | | 201,211 | |
| 316,300 | | | KDDI Corp. | | | 9,561,571 | |
| 29,600 | | | Kinden Corp. | | | 503,953 | |
| 26,400 | | | Kintetsu World Express, Inc. | | | 636,965 | |
| 18,100 | | | Kissei Pharmaceutical Co., Ltd. | | | 367,802 | |
| 22,000 | | | Kohnan Shoji Co., Ltd. | | | 595,070 | |
| 35,200 | | | Kokuyo Co., Ltd. | | | 544,828 | |
| 26,400 | | | Komeri Co., Ltd. | | | 677,724 | |
| 29,600 | | | Kumagai Gumi Co., Ltd. | | | 824,358 | |
| 29,700 | | | Kureha Corp. | | | 2,008,818 | |
| 31,200 | | | Kyokuto Kaihatsu Kogyo Co., Ltd. | | | 472,861 | |
| 45,600 | | | Kyudenko Corp. | | | 1,589,995 | |
| 70,100 | | | Kyushu Electric Power Co., Inc. | | | 642,518 | |
| 14,300 | | | Life Corp. | | | 466,592 | |
| 61,200 | | | LIXIL Group Corp. | | | 1,657,719 | |
| 36,700 | | | Makino Milling Machine Co., Ltd. | | | 1,382,390 | |
| 535,600 | | | Marubeni Corp. | | | 4,461,137 | |
| 488,300 | | | Mazda Motor Corp.* | | | 3,791,748 | |
| 57,300 | | | MCJ Co., Ltd. | | | 520,630 | |
| 139,400 | | | Mitsubishi Gas Chemical Co., Inc. | | | 3,220,795 | |
| 34,100 | | | Mitsubishi Materials Corp. | | | 766,105 | |
| 435,300 | | | Mitsubishi Motors Corp.*(2) | | | 1,179,387 | |
| 22,200 | | | Mitsuboshi Belting Ltd. | | | 339,954 | |
| 203,000 | | | Mitsui & Co., Ltd. | | | 4,284,038 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Japan - 14.9% - (continued) | |
| 30,800 | | | Mitsui Mining & Smelting Co., Ltd. | | $ | 1,048,494 | |
| 70,900 | | | Mitsui OSK Lines Ltd. | | | 2,850,471 | |
| 34,600 | | | Mitsui Sugar Co., Ltd. | | | 572,291 | |
| 35,400 | | | Mizuno Corp. | | | 698,425 | |
| 3,900 | | | Murakami Corp. | | | 112,586 | |
| 105,800 | | | Musashi Seimitsu Industry Co., Ltd. | | | 1,850,451 | |
| 88,300 | | | Nagase & Co., Ltd. | | | 1,330,712 | |
| 21,700 | | | Nextage Co., Ltd. | | | 343,540 | |
| 120,400 | | | NGK Spark Plug Co., Ltd. | | | 2,010,653 | |
| 229,000 | | | NHK Spring Co., Ltd. | | | 1,691,249 | |
| 16,200 | | | Nichias Corp. | | | 423,180 | |
| 4,000 | | | Nichireki Co., Ltd. | | | 52,480 | |
| 10,868 | | | Nichirin Co., Ltd. | | | 170,687 | |
| 41,700 | | | Nikkon Holdings Co., Ltd. | | | 874,649 | |
| 319,000 | | | Nikon Corp. | | | 3,003,715 | |
| 18,500 | | | Nippo Corp. | | | 484,501 | |
| 14,100 | | | Nippon Carbon Co., Ltd. | | | 591,416 | |
| 71,700 | | | Nippon Electric Glass Co., Ltd. | | | 1,814,252 | |
| 132,400 | | | Nippon Kayaku Co., Ltd. | | | 1,224,581 | |
| 96,950 | | | Nippon Light Metal Holdings Co., Ltd. | | | 1,888,236 | |
| 31,900 | | | Nippon Pillar Packing Co., Ltd. | | | 516,414 | |
| 26,600 | | | Nippon Seiki Co., Ltd. | | | 291,710 | |
| 17,300 | | | Nippon Shinyaku Co., Ltd. | | | 1,166,946 | |
| 29,400 | | | Nippon Shokubai Co., Ltd. | | | 1,545,235 | |
| 23,700 | | | Nippon Soda Co., Ltd. | | | 688,054 | |
| 107,600 | | | Nippon Suisan Kaisha Ltd. | | | 504,224 | |
| 327,600 | | | Nippon Telegraph & Telephone Corp. | | | 8,259,738 | |
| 109,700 | | | Nippon Yusen KK | | | 4,311,580 | |
| 53,300 | | | Nishio Rent All Co., Ltd. | | | 1,472,271 | |
| 630,500 | | | Nissan Motor Co., Ltd.* | | | 3,165,076 | |
| 15,000 | | | Nisshin Oillio Group Ltd. | | | 421,881 | |
| 22,200 | | | Nitta Corp. | | | 534,430 | |
| 26,800 | | | Nojima Corp. | | | 668,596 | |
| 137,100 | | | NOK Corp. | | | 1,766,934 | |
| 697,200 | | | Nomura Holdings, Inc. | | | 3,747,557 | |
| 12,400 | | | Noritake Co. Ltd. | | | 410,360 | |
| 373,100 | | | Obayashi Corp. | | | 3,413,666 | |
| 514,400 | | | Oji Holdings Corp. | | | 3,244,730 | |
| 47,400 | | | Okamura Corp. | | | 588,820 | |
| 51,400 | | | Okinawa Cellular Telephone Co. | | | 2,326,464 | |
| 20,600 | | | Okura Industrial Co., Ltd. | | | 360,882 | |
| 622,700 | | | Ono Pharmaceutical Co., Ltd. | | | 15,685,100 | |
| 70,200 | | | Open House Co., Ltd. | | | 2,915,152 | |
| 65,000 | | | Osaki Electric Co., Ltd. | | | 339,944 | |
| 63,900 | | | Outsourcing, Inc. | | | 981,939 | |
| 28,500 | | | Oyo Corp. | | | 340,785 | |
| 184,500 | | | Panasonic Corp. | | | 2,166,399 | |
| 238,100 | | | Penta-Ocean Construction Co., Ltd. | | | 1,856,311 | |
| 36,000 | | | Piolax, Inc. | | | 490,671 | |
| 198,500 | | | Press Kogyo Co., Ltd. | | | 579,366 | |
| 159,600 | | | Rengo Co., Ltd. | | | 1,324,643 | |
| 7,600 | | | Rorze Corp. | | | 686,031 | |
| 26,100 | | | Ryosan Co., Ltd. | | | 513,718 | |
| 29,200 | | | Sanki Engineering Co., Ltd. | | | 372,092 | |
| 2,000 | | | Sanko Metal Industrial Co., Ltd. | | | 45,561 | |
| 35,700 | | | Sankyo Co., Ltd. | | | 923,087 | |
| 32,600 | | | Sankyu, Inc. | | | 1,391,701 | |
| 109,000 | | | Santen Pharmaceutical Co., Ltd. | | | 1,396,037 | |
| 13,000 | | | Sanyo Chemical Industries Ltd. | | | 617,563 | |
| 46,900 | | | Sawai Group Holdings Co., Ltd. | | | 2,257,242 | |
| 88,100 | | | SBI Holdings, Inc. | | | 2,490,129 | |
| 11,000 | | | SCREEN Holdings Co., Ltd. | | | 1,047,602 | |
| 18,600 | | | SEC Carbon Ltd.(2) | | | 1,240,018 | |
| 122,700 | | | Seino Holdings Co., Ltd. | | | 1,687,177 | |
| 187,200 | | | Sekisui House Ltd. | | | 3,791,291 | |
| 42,300 | | | Sekisui Jushi Corp. | | | 821,035 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Japan - 14.9% - (continued) | |
| 51,200 | | | Senko Group Holdings Co., Ltd. | | $ | 471,426 | |
| 15,800 | | | Seven & i Holdings Co., Ltd. | | | 682,183 | |
| 89,000 | | | Shikoku Chemicals Corp. | | | 999,174 | |
| 23,000 | | | Shima Seiki Manufacturing Ltd. | | | 462,904 | |
| 310,900 | | | Shimizu Corp. | | | 2,547,541 | |
| 30,200 | | | Shinko Electric Industries Co., Ltd. | | | 973,993 | |
| 70,600 | | | Shinnihon Corp. | | | 546,229 | |
| 108,700 | | | Shizuoka Bank Ltd. | | | 834,107 | |
| 33,000 | | | Shizuoka Gas Co., Ltd. | | | 280,379 | |
| 43,000 | | | Sintokogio Ltd. | | | 294,376 | |
| 29,500 | | | SK-Electronics Co., Ltd. | | | 340,228 | |
| 327,100 | | | SKY Perfect JSAT Holdings, Inc. | | | 1,376,115 | |
| 395,400 | | | Softbank Corp. | | | 5,096,851 | |
| 14,600 | | | Sony Corp. | | | 1,459,692 | |
| 156,700 | | | Subaru Corp. | | | 2,913,594 | |
| 26,700 | | | Sumitomo Bakelite Co., Ltd. | | | 1,081,177 | |
| 160,100 | | | Sumitomo Chemical Co., Ltd. | | | 817,182 | |
| 125,600 | | | Sumitomo Corp. | | | 1,706,776 | |
| 268,200 | | | Sumitomo Electric Industries Ltd. | | | 3,990,789 | |
| 115,500 | | | Sumitomo Forestry Co., Ltd. | | | 2,666,900 | |
| 87,700 | | | Sumitomo Heavy Industries Ltd. | | | 2,552,648 | |
| 146,500 | | | Sumitomo Mitsui Construction Co., Ltd. | | | 625,066 | |
| 122,300 | | | Sumitomo Mitsui Financial Group, Inc. | | | 4,296,242 | |
| 140,800 | | | Sumitomo Rubber Industries Ltd. | | | 1,744,208 | |
| 33,600 | | | Sumitomo Seika Chemicals Co., Ltd. | | | 1,194,560 | |
| 28,400 | | | Sumitomo Warehouse Co., Ltd. | | | 367,772 | |
| 32,900 | | | Tachi-S Co., Ltd. | | | 342,208 | |
| 55,300 | | | Tadano Ltd. | | | 562,218 | |
| 19,000 | | | Taihei Dengyo Kaisha Ltd. | | | 461,482 | |
| 27,500 | | | Taiko Pharmaceutical Co., Ltd.(2) | | | 298,470 | |
| 106,300 | | | Taisei Corp. | | | 3,927,601 | |
| 32,700 | | | Takuma Co., Ltd. | | | 671,493 | |
| 20,300 | | | Tamron Co., Ltd. | | | 440,200 | |
| 107,100 | | | Toagosei Co., Ltd. | | | 1,199,363 | |
| 89,300 | | | Tokai Carbon Co., Ltd. | | | 1,453,189 | |
| 25,100 | | | Tokai Corp. | | | 552,100 | |
| 41,700 | | | Tokai Rika Co., Ltd. | | | 675,067 | |
| 74,200 | | | Tokuyama Corp. | | | 1,676,743 | |
| 63,600 | | | Tokyo Broadcasting System Holdings, Inc. | | | 1,241,781 | |
| 18,400 | | | Tokyotokeiba Co., Ltd. | | | 996,306 | |
| 174,300 | | | Tokyu Construction Co., Ltd. | | | 902,130 | |
| 210,100 | | | Toppan Printing Co., Ltd. | | | 3,588,008 | |
| 74,800 | | | Topre Corp. | | | 1,001,121 | |
| 275,200 | | | Toray Industries, Inc. | | | 1,711,252 | |
| 9,900 | | | Torii Pharmaceutical Co., Ltd. | | | 233,527 | |
| 64,700 | | | Toshiba Corp. | | | 2,674,131 | |
| 70,200 | | | Tosoh Corp. | | | 1,244,290 | |
| 105,600 | | | Toyo Construction Co., Ltd. | | | 566,261 | |
| 38,200 | | | Toyo Ink SC Holdings Co., Ltd. | | | 705,229 | |
| 22,200 | | | Toyo Kanetsu KK | | | 508,743 | |
| 120,100 | | | Toyo Seikan Group Holdings Ltd. | | | 1,407,610 | |
| 38,400 | | | Toyo Tanso Co., Ltd. | | | 753,389 | |
| 87,600 | | | Toyo Tire Corp. | | | 1,602,749 | |
| 21,400 | | | Toyoda Gosei Co., Ltd. | | | 524,520 | |
| 36,100 | | | Toyota Boshoku Corp. | | | 673,501 | |
| 81,800 | | | Toyota Tsusho Corp. | | | 3,466,232 | |
| 44,400 | | | TPR Co., Ltd. | | | 637,188 | |
| 3,800 | | | Trancom Co., Ltd. | | | 294,964 | |
| 151,600 | | | TS Tech Co., Ltd. | | | 2,113,714 | |
| 34,400 | | | Tsubakimoto Chain Co. | | | 922,365 | |
| 17,600 | | | Tsumura & Co. | | | 586,145 | |
| 20,200 | | | Tv Tokyo Holdings Corp. | | | 409,501 | |
| 112,400 | | | Ube Industries Ltd. | | | 2,272,787 | |
| 75,400 | | | Unipres Corp. | | | 723,763 | |
| 100,800 | | | Ushio, Inc. | | | 1,335,010 | |
| 3,100 | | | Utoc Corp. | | | 14,702 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Japan - 14.9% - (continued) | |
| 15,800 | | | Valor Holdings Co., Ltd. | | $ | 337,531 | |
| 92,000 | | | Wakita & Co., Ltd. | | | 885,475 | |
| 17,300 | | | West Holdings Corp. | | | 563,249 | |
| 60,300 | | | Yamaha Motor Co., Ltd. | | | 1,506,631 | |
| 52,900 | | | Yokogawa Bridge Holdings Corp. | | | 997,122 | |
| 104,500 | | | Yokohama Rubber Co., Ltd. | | | 1,943,313 | |
| 18,500 | | | Yuasa Trading Co., Ltd. | | | 503,305 | |
| 54,500 | | | Yurtec Corp. | | | 388,977 | |
| 58,400 | | | Zenkoku Hosho Co., Ltd. | | | 2,621,207 | |
| | | | | | | | |
| | | | | | | 375,394,146 | |
| | | | | | | | |
| | | Luxembourg - 0.3% | |
| 66,373 | | | RTL Group S.A.* | | | 3,902,276 | |
| 233,239 | | | Tenaris S.A. | | | 2,501,014 | |
| | | | | | | | |
| | | | | | | 6,403,290 | |
| | | | | | | | |
| | | Malaysia - 0.6% | |
| 48,400 | | | AFFIN Bank Bhd | | | 20,660 | |
| 396,800 | | | AMMB Holdings Bhd | | | 288,354 | |
| 9,062,400 | | | Astro Malaysia Holdings Bhd | | | 2,190,362 | |
| 1,628,800 | | | Genting Bhd | | | 1,978,149 | |
| 393,300 | | | Hartalega Holdings Bhd | | | 985,415 | |
| 396,700 | | | Kossan Rubber Industries | | | 428,962 | |
| 768,200 | | | Lingkaran Trans Kota Holdings Bhd | | | 704,594 | |
| 958,471 | | | Lynas Corp. Ltd.* | | | 4,036,207 | |
| 117,000 | | | Petronas Gas Bhd | | | 449,198 | |
| 1,462,800 | | | Public Bank Bhd | | | 1,480,977 | |
| 944,900 | | | RHB Bank Bhd | | | 1,200,686 | |
| 558,600 | | | Scientex BHD | | | 571,419 | |
| 638,600 | | | Supermax Corp. Bhd | | | 937,337 | |
| 635,200 | | | VS Industry Bhd | | | 430,143 | |
| | | | | | | | |
| | | | | | | 15,702,463 | |
| | | | | | | | |
| | | Mexico - 0.9% | |
| 705,000 | | | Banco del Bajio S.A.*(1) | | | 1,120,302 | |
| 1,223,601 | | | Bolsa Mexicana de Valores S.A.B. de C.V. | | | 2,722,402 | |
| 2,296,000 | | | Concentradora Fibra Danhos S.A. de C.V. REIT(2) | | | 2,728,179 | |
| 658,100 | | | Gentera S.A.B. de C.V.* | | | 332,672 | |
| 778,100 | | | GMexico Transportes S.A.B. de C.V.(1)(2) | | | 1,248,371 | |
| 361,700 | | | Grupo Financiero Banorte S.A.B. de C.V. Class O | | | 2,053,746 | |
| 1,043,300 | | | Grupo Financiero Inbursa S.A.B. de C.V. Class O* | | | 973,410 | |
| 246,200 | | | Grupo Mexico S.A.B. de C.V. Class B | | | 1,116,693 | |
| 23,825 | | | Industrias Penoles S.A.B. de C.V.* | | | 306,066 | |
| 4,820,933 | | | Kimberly-Clark de Mexico S.A.B. de C.V. Class A | | | 8,355,776 | |
| 468,300 | | | Megacable Holdings S.A.B. de C.V. UNIT | | | 1,714,657 | |
| 2 | | | Urbi Desarrollos Urbanos S.A.B. de C.V.* | | | 1 | |
| | | | | | | | |
| | | | | | | 22,672,275 | |
| | | | | | | | |
| | | Monaco - 0.1% | |
| 152,391 | | | Endeavour Mining Corp. | | | 3,172,669 | |
| | | | | | | | |
| | | Netherlands - 2.8% | |
| 365,540 | | | ABN Amro Bank N.V.*(1) | | | 4,719,899 | |
| 32,983 | | | AMG Advanced Metallurgical Group N.V. | | | 1,263,371 | |
| 145,426 | | | ASR Nederland N.V. | | | 6,351,541 | |
| 82,820 | | | Euronext N.V.(1)(2) | | | 8,330,277 | |
| 24,577 | | | Exor N.V. | | | 2,017,099 | |
| 388,196 | | | ING Groep N.V. | | | 4,959,196 | |
| 45,042 | | | Intertrust N.V.*(1) | | | 833,965 | |
| 85,384 | | | NN Group N.V. | | | 4,258,823 | |
| 3,596,154 | | | Pharming Group N.V.*(2) | | | 4,584,159 | |
| 589,673 | | | PostNL N.V. | | | 3,080,114 | |
| 669,073 | | | Royal Dutch Shell plc Class A | | | 12,666,772 | |
| 361,858 | | | Royal Dutch Shell plc Class B | | | 6,474,962 | |
| 100,891 | | | Signify N.V.*(1) | | | 5,729,506 | |
| 256,544 | | | Stellantis N.V. | | | 4,250,808 | |
| | | | | | | | |
| | | | | | | 69,520,492 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | New Zealand - 0.1% | |
| 291,145 | | | Freightways Ltd. | | $ | 2,318,861 | |
| | | | | | | | |
| | | Norway - 1.6% | |
| 116,404 | | | Aker BP ASA | | | 3,315,099 | |
| 64,802 | | | Austevoll Seafood ASA | | | 827,157 | |
| 844,538 | | | Equinor ASA | | | 17,053,550 | |
| 234,105 | | | Europris ASA(1) | | | 1,593,481 | |
| 186,850 | | | Frontline Ltd. | | | 1,430,546 | |
| 175,415 | | | Nordic American Tankers Ltd. | | | 580,624 | |
| 661,019 | | | Norsk Hydro ASA | | | 4,209,224 | |
| 587,388 | | | Telenor ASA | | | 10,464,306 | |
| | | | | | | | |
| | | | | | | 39,473,987 | |
| | | | | | | | |
| | | Peru - 0.0% | |
| 124,032 | | | Hochschild Mining plc | | | 318,154 | |
| | | | | | | | |
| | | Philippines - 0.0% | |
| 373,000 | | | Metropolitan Bank & Trust Co. | | | 340,444 | |
| | | | | | | | |
| | | Poland - 0.7% | |
| 10,893 | | | Grupa Kety S.A. | | | 1,764,629 | |
| 57,104 | | | Grupa Lotos S.A. | | | 718,263 | |
| 75,272 | | | KGHM Polska Miedz S.A.* | | | 3,852,353 | |
| 153,979 | | | Polski Koncern Naftowy ORLEN S.A. | | | 2,705,161 | |
| 2,023,621 | | | Polskie Gornictwo Naftowe i Gazownictwo S.A. | | | 3,507,812 | |
| 450,706 | | | Powszechna Kasa Oszczednosci Bank Polski S.A.* | | | 4,190,350 | |
| 9,654 | | | Santander Bank Polska S.A.* | | | 571,094 | |
| 7,379 | | | TEN Square Games S.A. | | | 861,458 | |
| 30,368 | | | Warsaw Stock Exchange | | | 373,507 | |
| | | | | | | | |
| | | | | | | 18,544,627 | |
| | | | | | | | |
| | | Portugal - 0.0% | |
| 201,130 | | | NOS SGPS S.A. | | | 762,664 | |
| | | | | | | | |
| | | Russia - 1.1% | |
| 337,402 | | | Gazprom PJSC ADR | | | 2,045,918 | |
| 64,397 | | | Globaltrans Investment plc GDR | | | 400,549 | |
| 32,553 | | | LUKOIL PJSC ADR | | | 2,494,465 | |
| 82,664 | | | MMC Norilsk Nickel PJSC ADR | | | 2,803,180 | |
| 216,718 | | | Mobile TeleSystems PJSC ADR | | | 1,835,601 | |
| 107,585 | | | PhosAgro PJSC GDR | | | 1,976,336 | |
| 300,412 | | | Polymetal International plc | | | 6,203,117 | |
| 33,597 | | | Polyus PJSC GDR | | | 3,112,286 | |
| 539,390 | | | RusHydro PJSC ADR | | | 571,090 | |
| 546,643 | | | Surgutneftegas PJSC ADR | | | 2,447,178 | |
| 80,871 | | | Tatneft PJSC ADR | | | 3,247,906 | |
| | | | | | | | |
| | | | | | | 27,137,626 | |
| | | | | | | | |
| | | Singapore - 0.8% | |
| 181,000 | | | AEM Holdings Ltd. | | | 555,974 | |
| 74,100 | | | BOC Aviation Ltd.(1) | | | 667,006 | |
| 31,600 | | | China Yuchai International Ltd. | | | 504,652 | |
| 1,400,000 | | | IGG, Inc. | | | 2,359,848 | |
| 504,000 | | | Oversea-Chinese Banking Corp. Ltd. | | | 4,607,328 | |
| 448,600 | | | Riverstone Holdings Ltd. | | | 488,381 | |
| 1,378,600 | | | Singapore Press Holdings Ltd. | | | 1,903,457 | |
| 193,700 | | | United Overseas Bank Ltd. | | | 3,860,975 | |
| 712,100 | | | UOL Group Ltd. | | | 4,108,939 | |
| | | | | | | | |
| | | | | | | 19,056,560 | |
| | | | | | | | |
| | | South Africa - 1.8% | |
| 76,147 | | | AECI Ltd. | | | 533,678 | |
| 33,965 | | | Anglo American Platinum Ltd. | | | 4,638,284 | |
| 118,269 | | | AngloGold Ashanti Ltd. ADR | | | 2,433,976 | |
| 220,903 | | | AVI Ltd. | | | 1,080,410 | |
| 268,724 | | | Barloworld Ltd.* | | | 1,772,346 | |
| 325,743 | | | Gold Fields Ltd. ADR | | | 3,055,469 | |
| 392,780 | | | Harmony Gold Mining Co., Ltd. ADR | | | 1,783,221 | |
| 94,262 | | | Hudaco Industries Ltd. | | | 715,488 | |
| 287,237 | | | Impala Platinum Holdings Ltd. | | | 5,367,322 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | South Africa - 1.8% - (continued) | |
| 402,424 | | | MTN Group Ltd.* | | $ | 2,546,020 | |
| 226,987 | | | MultiChoice Group Ltd. | | | 1,953,449 | |
| 11,356 | | | Naspers Ltd. Class N | | | 2,584,398 | |
| 2,733,223 | | | Netcare Ltd.* | | | 2,838,293 | |
| 238,496 | | | Northam Platinum Ltd.* | | | 4,101,322 | |
| 73,987 | | | Oceana Group Ltd. | | | 353,087 | |
| 1,074,205 | | | RMB Holdings Ltd.* | | | 141,474 | |
| 89,111 | | | Royal Bafokeng Platinum Ltd. | | | 675,898 | |
| 367,604 | | | Sanlam Ltd. | | | 1,419,226 | |
| 227,873 | | | Standard Bank Group Ltd. | | | 1,853,225 | |
| 200,209 | | | Truworths International Ltd. | | | 664,441 | |
| 705,513 | | | Vodacom Group Ltd. | | | 6,116,418 | |
| | | | | | | | |
| | | | | | | 46,627,445 | |
| | | | | | | | |
| | | South Korea - 7.1% | |
| 6,959 | | | AfreecaTV Co., Ltd. | | | 556,788 | |
| 30,450 | | | Asia Paper Manufacturing Co., Ltd. | | | 1,519,489 | |
| 131,840 | | | BH Co., Ltd. | | | 2,124,776 | |
| 4,478 | | | CJ CheilJedang Corp. | | | 1,589,453 | |
| 10,034 | | | Com2uSCorp | | | 1,325,273 | |
| 30,013 | | | Daeduck Co., Ltd. | | | 193,497 | |
| 11,149 | | | Daelim Industrial Co., Ltd. | | | 944,695 | |
| 19,133 | | | Daesang Corp. | | | 443,866 | |
| 20,759 | | | DB HiTek Co., Ltd. | | | 1,025,166 | |
| 13,797 | | | DB Insurance Co., Ltd. | | | 606,214 | |
| 13,977 | | | DL E&C Co., Ltd.* | | | 1,661,763 | |
| 14,160 | | | DoubleUGames Co., Ltd. | | | 808,693 | |
| 6,010 | | | E-Mart, Inc. | | | 903,293 | |
| 15,137 | | | Echo Marketing, Inc. | | | 319,035 | |
| 17,825 | | | Ecopro Co., Ltd. | | | 1,191,491 | |
| 18,566 | | | Eugene Technology Co., Ltd. | | | 796,452 | |
| 4,311 | | | F&F Co., Ltd. | | | 695,831 | |
| 15,585 | | | Fila Holdings Corp. | | | 636,875 | |
| 12,616 | | | GS Holdings Corp. | | | 486,447 | |
| 6,878 | | | GS Home Shopping, Inc. | | | 917,149 | |
| 110,742 | | | Hana Financial Group, Inc. | | | 4,539,246 | |
| 18,238 | | | Handsome Co., Ltd. | | | 709,879 | |
| 79,766 | | | Hankook Tire & Technology Co., Ltd. | | | 3,441,836 | |
| 10,274 | | | Hansol Chemical Co., Ltd. | | | 2,273,974 | |
| 93,632 | | | Hanwha Chemical Corp.* | | | 3,843,072 | |
| 31,319 | | | Hanyang Eng Co., Ltd. | | | 508,050 | |
| 124,921 | | | HMM Co., Ltd.* | | | 4,384,189 | |
| 8,300 | | | Huons Co., Ltd. | | | 564,303 | |
| 1,217 | | | Hyosung Advanced Materials Corp.* | | | 418,354 | |
| 878 | | | Hyosung TNC Corp. | | | 568,438 | |
| 27,797 | | | Hyundai Department Store Co., Ltd. | | | 2,311,566 | |
| 22,580 | | | Hyundai Engineering & Construction Co., Ltd. | | | 1,020,124 | |
| 5,371 | | | Hyundai Glovis Co., Ltd. | | | 923,756 | |
| 35,233 | | | Hyundai Greenfood Co., Ltd. | | | 307,512 | |
| 6,416 | | | Hyundai Home Shopping Network Corp. | | | 453,714 | |
| 16,458 | | | Hyundai Mobis Co., Ltd. | | | 3,983,295 | |
| 13,378 | | | Hyundai Motor Co. | | | 2,543,851 | |
| 33,155 | | | Hyundai Steel Co. | | | 1,648,081 | |
| 11,716 | | | Hyundai Wia Corp. | | | 731,054 | |
| 7,574 | | | InnoWireless, Inc. | | | 304,236 | |
| 30,973 | | | INTOPS Co., Ltd. | | | 841,035 | |
| 94,761 | | | KB Financial Group, Inc. | | | 4,664,949 | |
| 3,804 | | | KCC Corp. | | | 1,067,209 | |
| 66,908 | | | KEPCO Plant Service & Engineering Co., Ltd. | | | 2,038,199 | |
| 43,697 | | | Kginicis Co., Ltd. | | | 784,058 | |
| 67,195 | | | Kia Motors Corp. | | | 4,660,804 | |
| 7,236 | | | KIWOOM Securities Co., Ltd. | | | 856,783 | |
| 10,965 | | | Kolmar BNH Co., Ltd. | | | 499,669 | |
| 2,298 | | | Korea Petrochemical Ind Co., Ltd. | | | 646,301 | |
| 31,466 | | | Kortek Corp. | | | 306,398 | |
| 59,066 | | | KT Skylife Co., Ltd. | | | 469,995 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | South Korea - 7.1% - (continued) | |
| 95,704 | | | KT&G Corp. | | $ | 7,082,088 | |
| 18,694 | | | Kumho Petrochemical Co., Ltd. | | | 4,345,111 | |
| 40,576 | | | LG Corp. | | | 4,589,524 | |
| 83,950 | | | LG Display Co., Ltd.* | | | 1,823,109 | |
| 39,308 | | | LG Electronics, Inc. | | | 5,522,463 | |
| 10,965 | | | LG Innotek Co., Ltd. | | | 1,967,632 | |
| 99,775 | | | LG Uplus Corp. | | | 1,182,057 | |
| 12,606 | | | Lotte Chemical Corp. | | | 3,422,215 | |
| 20,625 | | | Lotte Corp. | | | 676,881 | |
| 37,058 | | | LOTTE Fine Chemical Co., Ltd. | | | 2,253,365 | |
| 9,141 | | | LS Corp. | | | 598,450 | |
| 11,171 | | | LS Industrial Systems Co., Ltd. | | | 569,550 | |
| 20,354 | | | Mando Corp.* | | | 1,062,719 | |
| 15,931 | | | Mcnex Co., Ltd. | | | 683,549 | |
| 86,970 | | | Mirae Asset Daewoo Co., Ltd. | | | 779,140 | |
| 13,278 | | | NCSoft Corp. | | | 9,877,203 | |
| 88,082 | | | NH Investment & Securities Co., Ltd. | | | 1,014,263 | |
| 6,919 | | | NHN Corp.* | | | 452,762 | |
| 1,405 | | | NongShim Co., Ltd. | | | 359,531 | |
| 15,479 | | | OCI Co., Ltd.* | | | 1,724,530 | |
| 1,324 | | | Orion Corp. | | | 139,076 | |
| 139,200 | | | Pan Ocean Co., Ltd. | | | 913,587 | |
| 40,861 | | | Partron Co., Ltd. | | | 389,313 | |
| 21,140 | | | Pearl Abyss Corp.* | | | 1,068,106 | |
| 5,887 | | | POSCO | | | 1,923,958 | |
| 36,315 | | | Sammok S-Form Co., Ltd.* | | | 483,532 | |
| 20,680 | | | Samsung Card Co., Ltd. | | | 655,964 | |
| 6,280 | | | Samsung Electro-Mechanics Co., Ltd. | | | 1,003,609 | |
| 137,031 | | | Samsung Electronics Co., Ltd. | | | 9,987,570 | |
| 3,421 | | | Samsung Electronics Co., Ltd. GDR | | | 6,233,298 | |
| 90,445 | | | Samsung Engineering Co., Ltd.* | | | 1,402,881 | |
| 32,897 | | | Samsung Securities Co., Ltd. | | | 1,257,056 | |
| 15,578 | | | Seegene, Inc. | | | 1,310,829 | |
| 634,176 | | | Seohee Construction Co., Ltd. | | | 1,101,406 | |
| 35,467 | | | Seoul Semiconductor Co., Ltd. | | | 596,929 | |
| 12,783 | | | SFA Engineering Corp. | | | 479,572 | |
| 13,569 | | | Shindaeyang Paper Co., Ltd. | | | 971,334 | |
| 29,771 | | | Shinhan Financial Group Co., Ltd. | | | 1,069,835 | |
| 7,977 | | | Silicon Works Co., Ltd. | | | 682,269 | |
| 8,380 | | | SK Discovery Co., Ltd. | | | 433,946 | |
| 88,862 | | | SK Hynix, Inc. | | | 10,137,490 | |
| 3,184 | | | SK Materials Co., Ltd. | | | 959,371 | |
| 22,763 | | | SK Telecom Co., Ltd. | | | 6,200,050 | |
| 22,135 | | | Soulbrain Holdings Co., Ltd.* | | | 831,534 | |
| 16,337 | | | Spigen Korea Co., Ltd. | | | 910,708 | |
| 304 | | | Taekwang Industrial Co., Ltd. | | | 284,512 | |
| 12,516 | | | Tesna, Inc. | | | 546,023 | |
| 16,888 | | | Webzen, Inc.* | | | 524,437 | |
| 23,945 | | | Wonik IPS Co., Ltd. | | | 1,085,963 | |
| 36,255 | | | Woongjin Coway Co., Ltd. | | | 2,172,526 | |
| 10,343 | | | Youngone Holdings Co., Ltd. | | | 442,171 | |
| 7,882 | | | Zinus, Inc. | | | 589,693 | |
| | | | | | | | |
| | | | | | | 177,834,866 | |
| | | | | | | | |
| | | Spain - 1.2% | |
| 68,192 | | | Acerinox S.A. | | | 945,577 | |
| 119,821 | | | Atresmedia Corp. de Medios de Comunicacion S.A.* | | | 576,661 | |
| 498,265 | | | Banco Bilbao Vizcaya Argentaria S.A.* | | | 2,790,075 | |
| 33,905 | | | Cia de Distribucion Integral Logista Holdings S.A. | | | 704,867 | |
| 53,723 | | | CIE Automotive S.A. | | | 1,494,367 | |
| 305,678 | | | Mediaset Espana Comunicacion S.A.* | | | 1,945,706 | |
| 9,348 | | | Pharma Mar S.A. | | | 1,068,008 | |
| 874,960 | | | Prosegur Cash S.A.(1) | | | 788,082 | |
| 560,783 | | | Red Electrica Corp. S.A. | | | 10,294,880 | |
| 461,797 | | | Repsol S.A. | | | 5,512,140 | |
| 233,781 | | | Sacyr S.A. | | | 647,638 | |
| 792,519 | | | Telefonica S.A. | | | 3,672,786 | |
| | | | | | | | |
| | | | | | | 30,440,787 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Sweden - 1.9% | |
| 108,160 | | | Betsson AB* | | $ | 982,744 | |
| 40,298 | | | Bilia AB Class A(2) | | | 702,447 | |
| 91,842 | | | Boliden AB*(2) | | | 3,572,425 | |
| 73,755 | | | Bonava AB Class B | | | 873,812 | |
| 17,394 | | | Bure Equity AB | | | 793,863 | |
| 546,256 | | | Essity AB Class B | | | 17,828,703 | |
| 37,169 | | | Granges AB* | | | 498,187 | |
| 42,700 | | | Intrum AB(2) | | | 1,468,505 | |
| 79,218 | | | LeoVegas AB(1) | | | 473,775 | |
| 196,273 | | | Lundin Energy AB | | | 6,260,703 | |
| 85,627 | | | Nobia AB | | | 744,256 | |
| 195,677 | | | Stillfront Group AB* | | | 1,995,181 | |
| 80,303 | | | Swedish Match AB | | | 6,573,963 | |
| 399,369 | | | Telefonaktiebolaget LM Ericsson Class B | | | 5,484,985 | |
| 111,733 | | | Tethys Oil AB | | | 808,789 | |
| | | | | | | | |
| | | | | | | 49,062,338 | |
| | | | | | | | |
| | | Switzerland - 3.1% | |
| 9,748 | | | Baloise Holding AG | | | 1,648,324 | |
| 598,747 | | | Credit Suisse Group AG(2) | | | 6,274,854 | |
| 203,487 | | | Ferrexpo plc | | | 1,232,548 | |
| 73,186 | | | Julius Baer Group Ltd. | | | 4,606,139 | |
| 342,753 | | | Novartis AG | | | 29,249,287 | |
| 87,235 | | | Roche Holding AG | | | 28,452,183 | |
| 11,676 | | | Swisscom AG | | | 6,339,468 | |
| | | | | | | | |
| | | | | | | 77,802,803 | |
| | | | | | | | |
| | | Taiwan - 6.5% | |
| 48,000 | | | Addcn Technology Co., Ltd.* | | | 414,993 | |
| 620,000 | | | ASE Technology Holding, Co., Ltd. | | | 2,590,817 | |
| 240,000 | | | Asia Vital Components Co., Ltd. | | | 607,724 | |
| 4,434,000 | | | AU Optronics Corp.* | | | 5,190,671 | |
| 58,000 | | | AURAS Technology Co., Ltd. | | | 378,969 | |
| 252,000 | | | Catcher Technology Co., Ltd. | | | 1,778,298 | |
| 2,903,000 | | | Cathay Financial Holding Co., Ltd. | | | 5,419,421 | |
| 178,000 | | | Chenbro Micom Co., Ltd. | | | 547,070 | |
| 279,000 | | | Cheng Uei Precision Industry Co., Ltd. | | | 460,571 | |
| 281,000 | | | Chia Chang Co., Ltd. | | | 466,993 | |
| 954,000 | | | Chicony Electronics Co., Ltd. | | | 2,872,328 | |
| 164,000 | | | Chicony Power Technology Co., Ltd. | | | 434,534 | |
| 250,200 | | | China Life Insurance Co., Ltd. | | | 236,930 | |
| 250,400 | | | China Motor Corp.* | | | 641,374 | |
| 804,000 | | | Chipbond Technology Corp. | | | 2,218,636 | |
| 443,000 | | | ChipMOS Technologies, Inc. | | | 749,043 | |
| 1,008,000 | | | Compeq Manufacturing Co., Ltd. | | | 1,559,137 | |
| 389,000 | | | Coretronic Corp. | | | 853,116 | |
| 421,000 | | | Elan Microelectronics Corp. | | | 3,195,117 | |
| 271,000 | | | Elite Material Co., Ltd. | | | 1,711,942 | |
| 2,773,000 | | | Evergreen Marine Corp. Taiwan Ltd.* | | | 7,801,367 | |
| 365,000 | | | FLEXium Interconnect, Inc.* | | | 1,548,575 | |
| 320,000 | | | Foxconn Technology Co., Ltd. | | | 785,953 | |
| 271,000 | | | Fusheng Precision Co., Ltd. | | | 2,237,808 | |
| 527,000 | | | Gamania Digital Entertainment Co., Ltd. | | | 1,211,310 | |
| 135,000 | | | General Interface Solution Holding Ltd. | | | 595,324 | |
| 168,000 | | | Gigabyte Technology Co., Ltd. | | | 734,834 | |
| 288,000 | | | Gold Circuit Electronics Ltd.* | | | 561,666 | |
| 607,000 | | | Grand Pacific Petrochemical* | | | 725,859 | |
| 136,000 | | | Grape King Bio Ltd. | | | 861,856 | |
| 176,000 | | | Greatek Electronics, Inc. | | | 460,829 | |
| 1,238,829 | | | Hannstar Board Corp. | | | 2,193,865 | |
| 1,564,000 | | | HannStar Display Corp.* | | | 1,624,302 | |
| 586,000 | | | Holtek Semiconductor, Inc. | | | 2,127,206 | |
| 482,000 | | | Hon Hai Precision Industry Co., Ltd. | | | 1,981,524 | |
| 548,000 | | | HTC Corp.* | | | 811,750 | |
| 166,038 | | | Innodisk Corp. | | | 1,061,813 | |
| 5,516,000 | | | Innolux Corp.* | | | 5,888,835 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Taiwan - 6.5% - (continued) | |
| 123,000 | | | International Games System Co., Ltd. | | $ | 3,389,452 | |
| 108,000 | | | ITEQ Corp. | | | 566,593 | |
| 99,000 | | | King Slide Works Co., Ltd. | | | 1,273,341 | |
| 292,000 | | | Kinsus Interconnect Technology Corp. | | | 1,096,033 | |
| 88,000 | | | Kung Long Batteries Industrial Co., Ltd. | | | 473,319 | |
| 1,706,000 | | | Lite-On Technology Corp. | | | 3,866,161 | |
| 65,000 | | | Lotes Co., Ltd. | | | 1,255,495 | |
| 731,000 | | | Macronix International Co., Ltd. | | | 1,186,910 | |
| 189,000 | | | Makalot Industrial Co., Ltd. | | | 1,657,717 | |
| 109,000 | | | MediaTek, Inc. | | | 4,569,559 | |
| 208,000 | | | Micro-Star International Co., Ltd. | | | 1,362,408 | |
| 833,336 | | | Mitac Holdings Corp. | | | 907,079 | |
| 740,000 | | | Nanya Technology Corp. | | | 2,396,340 | |
| 33,000 | | | Nien Made Enterprise Co., Ltd. | | | 532,304 | |
| 665,000 | | | Novatek Microelectronics Corp. | | | 14,671,725 | |
| 29,000 | | | Parade Technologies Ltd. | | | 1,421,957 | |
| 757,000 | | | Pegatron Corp. | | | 1,982,315 | |
| 67,000 | | | Phison Electronics Corp. | | | 1,434,053 | |
| 696,000 | | | Powertech Technology, Inc. | | | 2,759,239 | |
| 879,000 | | | Radiant Opto-Electronics Corp. | | | 4,027,629 | |
| 401,000 | | | Realtek Semiconductor Corp. | | | 7,564,828 | |
| 209,000 | | | Shin Zu Shing Co., Ltd. | | | 898,107 | |
| 333,000 | | | Shinkong Insurance Co., Ltd. | | | 495,545 | |
| 245,000 | | | Sigurd Microelectronics Corp.* | | | 476,994 | |
| 191,000 | | | Simplo Technology Co., Ltd. | | | 2,543,296 | |
| 372,000 | | | Sinbon Electronics Co., Ltd. | | | 3,446,612 | |
| 116,000 | | | Sinmag Equipment Corp. | | | 454,731 | |
| 571,000 | | | Sino-American Silicon Products, Inc. | | | 3,970,318 | |
| 25,600 | | | Sirtec International Co., Ltd. | | | 29,090 | |
| 50,000 | | | Sporton International, Inc. | | | 459,134 | |
| 227,000 | | | Sunonwealth Electric Machine Industry Co., Ltd. | | | 428,566 | |
| 85,000 | | | Swancor Holding Co., Ltd. | | | 433,556 | |
| 666,000 | | | Synnex Technology International Corp. | | | 1,322,694 | |
| 61,000 | | | TaiDoc Technology Corp. | | | 373,112 | |
| 238,000 | | | Taiwan Surface Mounting Technology Corp. | | | 985,159 | |
| 164,000 | | | Taiwan Union Technology Corp. | | | 689,742 | |
| 59,000 | | | TCI Co., Ltd. | | | 508,491 | |
| 101,000 | | | Thinking Electronic Industrial Co., Ltd. | | | 660,637 | |
| 52,886 | | | Tong Hsing Electronic Industries Ltd.* | | | 362,466 | |
| 296,000 | | | Topco Scientific Co., Ltd. | | | 1,441,938 | |
| 520,000 | | | TPK Holding Co., Ltd.* | | | 1,010,034 | |
| 654,000 | | | Tripod Technology Corp. | | | 3,248,139 | |
| 461,000 | | | Tung Ho Steel Enterprise Corp. | | | 976,648 | |
| 311,000 | | | TXC Corp. | | | 1,410,620 | |
| 245,000 | | | United Integrated Services Co., Ltd. | | | 2,131,161 | |
| 806,000 | | | United Microelectronics Corp. | | | 1,607,574 | |
| 817,000 | | | Walsin Lihwa Corp. | | | 888,781 | |
| 1,143,000 | | | Walton Advanced Engineering, Inc.* | | | 757,185 | |
| 1,065,000 | | | Wan Hai Lines Ltd. | | | 3,597,486 | |
| 267,000 | | | WPG Holdings Ltd. | | | 491,051 | |
| 159,000 | | | Yageo Corp. | | | 3,062,307 | |
| 152,000 | | | Zhen Ding Technology Holding Ltd. | | | 573,746 | |
| 341,000 | | | Zippy Technology Corp. | | | 478,853 | |
| | | | | | | | |
| | | | | | | 164,150,590 | |
| | | | | | | | |
| | | Thailand - 0.9% | |
| 1,184,000 | | | Bangkok Bank PCL NVDR | | | 4,612,179 | |
| 468,100 | | | Dhipaya Insurance PCL NVDR | | | 435,990 | |
| 877,600 | | | Kasikornbank PCL NVDR | | | 3,714,624 | |
| 392,100 | | | Kiatnakin Bank PCL NVDR | | | 732,636 | |
| 3,865,800 | | | Krung Thai Bank PCL NVDR | | | 1,400,394 | |
| 861,600 | | | PTT Exploration & Production PCL NVDR | | | 3,276,086 | |
| 1,080,200 | | | Siam Commercial Bank PCL NVDR | | | 3,638,742 | |
| 617,500 | | | Sri Trang Agro-Industry PCL NVDR | | | 936,280 | |
| 20,783,400 | | | TMB Bank PCL NVDR | | | 779,675 | |
| 6,225,400 | | | TTW PCL NVDR | | | 2,318,214 | |
| | | | | | | | |
| | | | | | | 21,844,820 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | Turkey - 0.8% | |
| 129,629 | | | Anadolu Efes Biracilik Ve Malt Sanayii AS | | $ | 365,145 | |
| 181,398 | | | Arcelik A.S. | | | 753,151 | |
| 591,776 | | | BIM Birlesik Magazalar A.S. | | | 4,646,286 | |
| 77,490 | | | Coca-Cola Icecek AS | | | 736,468 | |
| 2,248,866 | | | Enka Insaat ve Sanayi AS | | | 2,132,399 | |
| 588,401 | | | Eregli Demir ve Celik Fabrikalari T.A.S. | | | 1,353,242 | |
| 60,018 | | | Ford Otomotiv Sanayi AS | | | 1,274,488 | |
| 1,720,153 | | | Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS Class D* | | | 1,487,700 | |
| 391,991 | | | KOC Holding AS | | | 869,241 | |
| 32,007 | | | Koza Altin Isletmeleri A.S.* | | | 434,697 | |
| 873,791 | | | Petkim Petrokimya Holding A.S.* | | | 707,530 | |
| 91,308 | | | Tofas Turk Otomobil Fabrikasi AS | | | 329,111 | |
| 31,907 | | | Tupras Turkiye Petrol Rafinerileri A.S.* | | | 338,196 | |
| 1,279,577 | | | Turk Telekomunikasyon AS | | | 984,558 | |
| 26,155 | | | Turk Traktor ve Ziraat Makineleri AS | | | 660,703 | |
| 1,703,961 | | | Turkcell Iletisim Hizmetleri AS | | | 3,054,420 | |
| 112,907 | | | Ulker Biskuvi Sanayi AS* | | | 300,810 | |
| 64,339 | | | Vestel Beyaz Esya Sanayi ve Ticaret AS | | | 417,723 | |
| | | | | | | | |
| | | | | | | 20,845,868 | |
| | | | | | | | |
| | | United Kingdom - 13.2% | |
| 64,448 | | | A.G. Barr plc* | | | 452,150 | |
| 594,188 | | | Airtel Africa Plc(1) | | | 626,646 | |
| 298,896 | | | AstraZeneca plc | | | 31,815,648 | |
| 786,712 | | | Aviva plc | | | 4,349,373 | |
| 566,872 | | | Babcock International Group plc* | | | 2,256,234 | |
| 2,705,081 | | | Barclays plc | | | 6,548,917 | |
| 206,606 | | | Barratt Developments plc | | | 2,202,882 | |
| 276,921 | | | Beazley plc* | | | 1,294,537 | |
| 89,745 | | | Bellway plc | | | 4,476,934 | |
| 1,501,574 | | | BP plc | | | 6,286,107 | |
| 110,966 | | | British American Tobacco plc | | | 4,117,210 | |
| 313,016 | | | Britvic plc | | | 3,814,964 | |
| 3,648,849 | | | BT Group plc* | | | 8,322,816 | |
| 178,043 | | | Cairn Energy plc | | | 417,523 | |
| 165,936 | | | Central Asia Metals plc | | | 637,081 | |
| 4,313,209 | | | Centrica plc* | | | 3,376,110 | |
| 315,849 | | | Clinigen Group plc | | | 3,722,993 | |
| 318,469 | | | Crest Nicholson Holdings plc* | | | 1,797,986 | |
| 325,074 | | | Devro plc | | | 920,334 | |
| 1,073,421 | | | Direct Line Insurance Group plc | | | 4,223,600 | |
| 223,695 | | | Drax Group plc | | | 1,262,304 | |
| 29,903 | | | EMIS Group plc | | | 506,308 | |
| 61,692 | | | Energean plc* | | | 709,714 | |
| 10,379 | | | Future plc | | | 338,187 | |
| 83,239 | | | Gamesys Group plc | | | 2,224,421 | |
| 1,564,261 | | | GlaxoSmithKline plc | | | 28,907,142 | |
| 789,440 | | | Gulf Keystone Petroleum Ltd.* | | | 1,934,114 | |
| 1,104,567 | | | Harbour Energy plc* | | | 310,724 | |
| 93,889 | | | Headlam Group plc* | | | 596,461 | |
| 39,001 | | | Hikma Pharmaceuticals plc | | | 1,314,299 | |
| 2,399,276 | | | HSBC Holdings plc | | | 14,985,487 | |
| 115,910 | | | Hunting plc | | | 393,790 | |
| 435,174 | | | IG Group Holdings plc | | | 5,505,362 | |
| 58,824 | | | IMI plc | | | 1,292,633 | |
| 272,068 | | | Imperial Brands plc | | | 5,670,853 | |
| 365,375 | | | Indivior plc* | | | 770,021 | |
| 2,982,130 | | | ITV plc* | | | 4,984,221 | |
| 905,477 | | | J Sainsbury plc | | | 2,974,033 | |
| 48,220 | | | James Fisher & Sons plc | | | 692,361 | |
| 99,032 | | | Johnson Matthey plc | | | 4,443,998 | |
| 422,493 | | | Jupiter Fund Management plc | | | 1,507,722 | |
| 1,790,028 | | | Legal & General Group plc | | | 6,720,814 | |
| 1,322,259 | | | M&G plc | | | 3,968,912 | |
| 853,953 | | | Man Group plc | | | 1,985,018 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.1% - (continued) | |
| | | United Kingdom - 13.2% - (continued) | |
| 1,126,625 | | | Marks & Spencer Group plc* | | $ | 2,457,787 | |
| 238,939 | | | Moneysupermarket.com Group plc | | | 901,077 | |
| 2,556,114 | | | Natwest Group plc | | | 6,936,813 | |
| 76,665 | | | Next Fifteen Communications Group plc* | | | 927,493 | |
| 110,957 | | | Norcros plc* | | | 450,517 | |
| 1,739,529 | | | Pan African Resources plc | | | 439,039 | |
| 255,202 | | | PayPoint plc | | | 2,114,680 | |
| 241,895 | | | Petrofac Ltd.* | | | 439,423 | |
| 1,832,726 | | | Petropavlovsk plc* | | | 649,727 | |
| 217,011 | | | Phoenix Group Holdings plc | | | 2,128,831 | |
| 57,934 | | | Polar Capital Holdings plc | | | 613,676 | |
| 67,324 | | | Polypipe Group plc | | | 525,317 | |
| 52,448 | | | Rathbone Brothers plc | | | 1,226,213 | |
| 210,978 | | | Reach plc* | | | 641,016 | |
| 256,312 | | | Reckitt Benckiser Group plc | | | 22,821,406 | |
| 297,805 | | | Redrow plc | | | 2,842,649 | |
| 141,671 | | | RELX plc | | | 3,675,719 | |
| 191,274 | | | Rio Tinto plc | | | 16,020,567 | |
| 821,567 | | | Royal Mail plc* | | | 5,628,701 | |
| 481,117 | | | Serica Energy plc | | | 790,691 | |
| 492,215 | | | Smith & Nephew plc | | | 10,653,377 | |
| 1,119,227 | | | Standard Chartered plc | | | 8,029,265 | |
| 169,036 | | | Subsea 7 S.A. | | | 1,709,121 | |
| 309,892 | | | Synthomer plc | | | 2,176,204 | |
| 1,371,780 | | | Taylor Wimpey plc | | | 3,402,966 | |
| 242,439 | | | TI Fluid Systems plc(1) | | | 995,308 | |
| 542,833 | | | TP ICAP Group plc | | | 1,782,362 | |
| 1,658,639 | | | Tullow Oil plc*(2) | | | 1,237,723 | |
| 91,356 | | | Ultra Electronics Holdings plc | | | 2,552,309 | |
| 514,637 | | | Unilever plc | | | 30,145,935 | |
| 230,737 | | | Vistry Group plc | | | 3,944,173 | |
| 1,012,953 | | | Vodafone Group plc | | | 1,911,643 | |
| 157,336 | | | Volution Group plc | | | 905,008 | |
| 445,768 | | | WPP plc | | | 6,009,895 | |
| | | | | | | | |
| | | | | | | 333,345,575 | |
| | | | | | | | |
| | | United States - 0.4% | |
| 592,300 | | | Argonaut Gold, Inc.* | | | 1,301,070 | |
| 131,382 | | | Bausch Health Cos., Inc.* | | | 4,229,578 | |
| 120,000 | | | Bizlink Holding, Inc. | | | 1,110,549 | |
| 1,166,279 | | | Diversified Gas & Oil plc | | | 1,964,857 | |
| 649,000 | | | Nexteer Automotive Group Ltd. | | | 727,626 | |
| | | | | | �� | | |
| | | | | | | 9,333,680 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $1,991,440,292) | | $ | 2,318,131,099 | |
| | | | | | | | |
|
PREFERRED STOCKS - 0.3% | |
| | | Brazil - 0.1% | |
| 262,200 | | | Banco do Estado do Rio Grande do Sul S.A. Class B, 4.34% | | $ | 591,296 | |
| 2,102,553 | | | Cia de Saneamento do Parana | | | 1,648,894 | |
| | | | | | | | |
| | | | | | | 2,240,190 | |
| | | | | | | | |
| | | Germany - 0.2% | |
| 36,694 | | | Porsche Automobil Holding SE | | | 3,868,151 | |
| 251,499 | | | Schaeffler AG | | | 2,266,866 | |
| | | | | | | | |
| | | | | | | 6,135,017 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $7,780,406) | | $ | 8,375,207 | |
| | | | | | | | |
|
RIGHTS - 0.0% | |
| | | Australia - 0.0% | | | |
| 219,812 | | | Regis Resources Ltd. | | $ | — | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
RIGHTS - 0.0% - (continued) | |
| | | Netherlands - 0.0% | | | |
| 82,820 | | | Euronext N.V. | | $ | 970,810 | |
| | | | | | | | |
| | | Switzerland - 0.0% | | | |
| 598,747 | | | Credit Suisse Group AG | | | — | |
| | | | | | | | |
| | |
| | | | Total Rights (cost $—) | | $ | 970,810 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $1,999,220,698) | | $ | 2,327,477,116 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 9.8% | |
| | | Other Investment Pools & Funds - 6.5% | | | |
| 162,617,354 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(5) | | $ | 162,617,354 | |
| | | | | | | | |
| | | Securities Lending Collateral - 3.3% | | | |
| 10,358,658 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(5) | | | 10,358,658 | |
| 72,658,747 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(5) | | | 72,658,747 | |
| | | | | | | | |
| | | | | | | 83,017,405 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | | Total Short-Term Investments (cost $245,634,759) | | | | | | $ | 245,634,759 | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $2,244,855,457) | | | 102.2% | | | $ | 2,573,111,875 | |
| | | | Other Assets & Liabilities | | | (2.2 | )% | | | (54,879,147 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 2,518,232,728 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $76,029,398, representing 3.0% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(3) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2021, the aggregate fair value of these securities was $2,174,658, which represented 0.1% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(4) | Investment valued using significant unobservable inputs. |
(5) | Current yield as of period end. |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2021 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | |
MSCI EAFE Index Future | | | 978 | | | | 06/18/2021 | | | $ | 110,381,970 | | | $ | 390,602 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | 390,602 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2021 | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 66,884,884 | | | USD | | | 48,063,400 | | | GBP | | UBS | | | 06/09/2021 | | | $ | 500,316 | | | $ | — | |
| 17,661,904 | | | USD | | | 253,768,500 | | | ZAR | | JPM | | | 06/09/2021 | | | | 261,302 | | | | — | |
| | | | | | | | | | | | | | | | | | | | | | | | |
| Total Foreign Currency Contracts | | | $ | 761,618 | | | $ | — | |
| | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Multi-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | | | | | | | | | | | | | | | | |
Australia | | $ | 42,964,404 | | | $ | 854,917 | | | $ | 42,109,487 | | | $ | — | |
Austria | | | 18,944,739 | | | | 1,612,962 | | | | 17,331,777 | | | | — | |
Belgium | | | 6,339,703 | | | | 212,456 | | | | 6,127,247 | | | | — | |
Bermuda | | | 1,071,953 | | | | 1,071,953 | | | | — | | | | — | |
Brazil | | | 19,716,651 | | | | 19,716,651 | | | | — | | | | — | |
Canada | | | 139,953,769 | | | | 139,953,769 | | | | — | | | | — | |
Chile | | | 4,426,716 | | | | 4,426,716 | | | | — | | | | — | |
China | | | 190,803,500 | | | | 37,414,427 | | | | 153,389,073 | | | | — | |
Colombia | | | 1,724,802 | | | | 1,724,802 | | | | — | | | | — | |
Czech Republic | | | 3,373,475 | | | | 945,297 | | | | 2,428,178 | | | | — | |
Denmark | | | 21,126,345 | | | | 10,302,822 | | | | 10,823,523 | | | | — | |
Egypt | | | 398,843 | | | | — | | | | 398,843 | | | | — | |
Finland | | | 7,886,426 | | | | — | | | | 7,886,426 | | | | — | |
France | | | 117,723,328 | | | | 5,562,146 | | | | 112,161,182 | | | | — | |
Georgia | | | 921,900 | | | | — | | | | 921,900 | | | | — | |
Germany | | | 46,861,336 | | | | 950,911 | | | | 45,910,425 | | | | — | |
Hong Kong | | | 71,598,117 | | | | — | | | | 69,423,459 | | | | 2,174,658 | |
Hungary | | | 6,799,262 | | | | — | | | | 6,799,262 | | | | — | |
India | | | 3,977,032 | | | | 2,955,474 | | | | 1,021,558 | | | | — | |
Indonesia | | | 12,760,272 | | | | — | | | | 12,760,272 | | | | — | |
Ireland | | | 9,615,791 | | | | 473,849 | | | | 9,141,942 | | | | — | |
Isle of Man | | | 2,483,296 | | | | 2,483,296 | | | | — | | | | — | |
Israel | | | 20,305,053 | | | | 15,382,133 | | | | 4,922,920 | | | | — | |
Italy | | | 34,247,356 | | | | — | | | | 34,247,356 | | | | — | |
Japan | | | 375,394,146 | | | | 2,369,828 | | | | 373,024,318 | | | | — | |
Luxembourg | | | 6,403,290 | | | | — | | | | 6,403,290 | | | | — | |
Malaysia | | | 15,702,463 | | | | — | | | | 15,702,463 | | | | — | |
Mexico | | | 22,672,275 | | | | 22,672,275 | | | | — | | | | — | |
Monaco | | | 3,172,669 | | | | 3,172,669 | | | | — | | | | — | |
Netherlands | | | 69,520,492 | | | | — | | | | 69,520,492 | | | | — | |
New Zealand | | | 2,318,861 | | | | 2,318,861 | | | | — | | | | — | |
Norway | | | 39,473,987 | | | | 580,624 | | | | 38,893,363 | | | | — | |
Peru | | | 318,154 | | | | — | | | | 318,154 | | | | — | |
Philippines | | | 340,444 | | | | — | | | | 340,444 | | | | — | |
Poland | | | 18,544,627 | | | | — | | | | 18,544,627 | | | | — | |
Portugal | | | 762,664 | | | | 762,664 | | | | — | | | | — | |
Russia | | | 27,137,626 | | | | 4,536,353 | | | | 22,601,273 | | | | — | |
Singapore | | | 19,056,560 | | | | 504,652 | | | | 18,551,908 | | | | — | |
South Africa | | | 46,627,445 | | | | 15,514,103 | | | | 31,113,342 | | | | — | |
South Korea | | | 177,834,866 | | | | 1,310,829 | | | | 176,524,037 | | | | — | |
Spain | | | 30,440,787 | | | | — | | | | 30,440,787 | | | | — | |
Sweden | | | 49,062,338 | | | | — | | | | 49,062,338 | | | | — | |
Switzerland | | | 77,802,803 | | | | — | | | | 77,802,803 | | | | — | |
Taiwan | | | 164,150,590 | | | | 2,986,575 | | | | 161,164,015 | | | | — | |
Thailand | | | 21,844,820 | | | | — | | | | 21,844,820 | | | | — | |
Turkey | | | 20,845,868 | | | | 16,383,268 | | | | 4,462,600 | | | | — | |
United Kingdom | | | 333,345,575 | | | | 27,064,144 | | | | 306,281,431 | | | | — | |
United States | | | 9,333,680 | | | | 5,530,648 | | | | 3,803,032 | | | | — | |
Preferred Stocks | | | 8,375,207 | | | | 2,240,190 | | | | 6,135,017 | | | | — | |
Rights | | | 970,810 | | | | 970,810 | | | | — | | | | — | |
Short-Term Investments | | | 245,634,759 | | | | 245,634,759 | | | | — | | | | — | |
Foreign Currency Contracts(2) | | | 761,618 | | | | — | | | | 761,618 | | | | — | |
Futures Contracts(2) | | | 390,602 | | | | 390,602 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 2,574,264,095 | | | $ | 600,988,435 | | | $ | 1,971,101,002 | | | $ | 2,174,658 | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, investments valued at $1,539,969 were transferred into Level 3 due to the unavailability of active market pricing and investments valued at $11,664 were transferred out of Level 3 due to the initiation of a vendor price. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for period ended April 30, 2021 is not presented.
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Stock Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.0% | |
| | | Argentina - 1.6% | |
| 24,503 | | | MercadoLibre, Inc.* | | $ | 38,493,723 | |
| | | | | | | | |
| | | Austria - 1.3% | |
| 905,191 | | | Erste Group Bank AG* | | | 32,172,523 | |
| | | | | | | | |
| | | Brazil - 1.0% | |
| 5,113,712 | | | Raia Drogasil S.A. | | | 24,758,724 | |
| | | | | | | | |
| | | Canada - 2.3% | |
| 524,350 | | | Canadian National Railway Co. | | | 56,451,398 | |
| | | | | | | | |
| | | China - 6.5% | |
| 361,224 | | | Alibaba Group Holding Ltd. ADR* | | | 83,424,683 | |
| 969,900 | | | Tencent Holdings Ltd. | | | 77,370,854 | |
| | | | | | | | |
| | | | | | | 160,795,537 | |
| | | | | | | | |
| | | Denmark - 1.5% | |
| 886,050 | | | Vestas Wind Systems A/S | | | 36,986,793 | |
| | | | | | | | |
| | | France - 3.6% | |
| 385,175 | | | Legrand S.A. | | | 37,492,881 | |
| 326,254 | | | Schneider Electric SE | | | 52,055,700 | |
| | | | | | | | |
| | | | | | | 89,548,581 | |
| | | | | | | | |
| | | Germany - 10.9% | |
| 138,111 | | | Adidas AG* | | | 42,657,076 | |
| 142,215 | | | Allianz SE | | | 36,921,408 | |
| 438,177 | | | Bayerische Motoren Werke AG | | | 43,909,790 | |
| 310,412 | | | Daimler AG | | | 27,626,271 | |
| 926,945 | | | GEA Group AG | | | 40,706,246 | |
| 887,568 | | | Infineon Technologies AG | | | 35,591,950 | |
| 336,159 | | | Knorr-Bremse AG | | | 41,205,066 | |
| | | | | | | | |
| | | | | | | 268,617,807 | |
| | | | | | | | |
| | | Hong Kong - 3.9% | |
| 4,634,200 | | | AIA Group Ltd. | | | 58,819,912 | |
| 600,711 | | | Hong Kong Exchanges & Clearing Ltd. | | | 36,229,496 | |
| | | | | | | | |
| | | | | | | 95,049,408 | |
| | | | | | | | |
| | | India - 1.8% | |
| 2,339,527 | | | HDFC Bank Ltd.* | | | 44,450,944 | |
| | | | | | | | |
| | | Italy - 2.4% | |
| 21,013,842 | | | Intesa Sanpaolo S.p.A.* | | | 58,584,750 | |
| | | | | | | | |
| | | Japan - 7.8% | |
| 1,166,400 | | | Bridgestone Corp. | | | 46,747,125 | |
| 1,330,300 | | | Kubota Corp. | | | 31,296,325 | |
| 708,500 | | | Recruit Holdings Co., Ltd. | | | 31,944,479 | |
| 55,000 | | | SMC Corp. | | | 31,959,232 | |
| 486,900 | | | Sony Corp. | | | 48,679,727 | |
| | | | | | | | |
| | | | | | | 190,626,888 | |
| | | | | | | | |
| | | Netherlands - 7.6% | |
| 133,357 | | | ASML Holding N.V. | | | 86,567,560 | |
| 3,205,517 | | | Royal Dutch Shell plc Class A | | | 61,049,820 | |
| 2,311,891 | | | Stellantis N.V. | | | 38,349,561 | |
| | | | | | | | |
| | | | | | | 185,966,941 | |
| | | | | | | | |
| | | New Zealand - 1.3% | |
| 297,155 | | | Xero Ltd.* | | | 32,370,793 | |
| | | | | | | | |
| | | Norway - 4.0% | |
| 1,928,700 | | | DNB ASA | | | 41,363,339 | |
| 2,785,181 | | | Equinor ASA | | | 56,240,482 | |
| | | | | | | | |
| | | | | | | 97,603,821 | |
| | | | | | | | |
| | | Singapore - 1.6% | |
| 152,002 | | | Sea Ltd. ADR* | | | 38,386,585 | |
| | | | | | | | |
| | | South Korea - 3.1% | |
| 1,038,538 | | | Samsung Electronics Co., Ltd. | | | 75,694,340 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.0% - (continued) | |
| | | Spain - 3.7% | |
| 7,717,344 | | | Banco Bilbao Vizcaya Argentaria S.A.* | | $ | 43,213,894 | |
| 3,525,996 | | | Iberdrola S.A. | | | 47,650,124 | |
| | | | | | | | |
| | | | | | | 90,864,018 | |
| | | | | | | | |
| | | Sweden - 1.5% | |
| 3,257,428 | | | Svenska Handelsbanken AB Class A | | | 37,721,882 | |
| | | | | | | | |
| | | Switzerland - 12.4% | |
| 501,061 | | | Alcon, Inc.* | | | 37,635,056 | |
| 4,896 | | | Chocoladefabriken Lindt & Spruengli AG* | | | 45,408,289 | |
| 411,684 | | | Cie Financiere Richemont S.A. | | | 42,249,801 | |
| 55,341 | | | Lonza Group AG* | | | 35,181,056 | |
| 524,942 | | | Nestle S.A. | | | 62,641,692 | |
| 161,629 | | | Roche Holding AG | | | 52,716,201 | |
| 95,553 | | | Sika AG | | | 28,538,103 | |
| | | | | | | | |
| | | | | | | 304,370,198 | |
| | | | | | | | |
| | | Taiwan - 3.9% | |
| 4,596,000 | | | Taiwan Semiconductor Manufacturing Co., Ltd. | | | 96,789,953 | |
| | | | | | | | |
| | | United Kingdom - 11.4% | |
| 20,600,552 | | | Barclays plc | | | 49,873,293 | |
| 932,699 | | | Bunzl plc | | | 29,988,885 | |
| 1,893,689 | | | Burberry Group plc* | | | 53,900,561 | |
| 1,103,321 | | | Diageo plc | | | 49,529,584 | |
| 1,985,724 | | | GlaxoSmithKline plc | | | 36,695,670 | |
| 2,225,928 | | | National Grid plc | | | 28,059,025 | |
| 358,495 | | | Reckitt Benckiser Group plc | | | 31,919,536 | |
| | | | | | | | |
| | | | | | | 279,966,554 | |
| | | | | | | | |
| | | United States - 1.9% | |
| 18,441 | | | Booking Holdings, Inc.* | | | 45,476,981 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $1,971,209,136) | | $ | 2,381,749,142 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 2.6% | |
| | | Other Investment Pools & Funds - 2.6% | |
| 63,058,038 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(1) | | $ | 63,058,038 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $63,058,038) | | $ | 63,058,038 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $2,034,267,174) | | | 99.6 | % | | $ | 2,444,807,180 | |
| | | | Other Assets and Liabilities | | | 0.4 | % | | | 9,210,885 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 2,454,018,065 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Stock Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | | | | | | | | | | | | | | | | |
Common Stocks | | | | | | | | | | | | | | | | |
Argentina | | $ | 38,493,723 | | | $ | 38,493,723 | | | $ | — | | | $ | — | |
Austria | | | 32,172,523 | | | | — | | | | 32,172,523 | | | | — | |
Brazil | | | 24,758,724 | | | | 24,758,724 | | | | — | | | | — | |
Canada | | | 56,451,398 | | | | 56,451,398 | | | | — | | | | — | |
China | | | 160,795,537 | | | | 83,424,683 | | | | 77,370,854 | | | | — | |
Denmark | | | 36,986,793 | | | | 36,986,793 | | | | — | | | | — | |
France | | | 89,548,581 | | | | — | | | | 89,548,581 | | | | — | |
Germany | | | 268,617,807 | | | | — | | | | 268,617,807 | | | | — | |
Hong Kong | | | 95,049,408 | | | | — | | | | 95,049,408 | | | | — | |
India | | | 44,450,944 | | | | — | | | | 44,450,944 | | | | — | |
Italy | | | 58,584,750 | | | | — | | | | 58,584,750 | | | | — | |
Japan | | | 190,626,888 | | | | — | | | | 190,626,888 | | | | — | |
Netherlands | | | 185,966,941 | | | | — | | | | 185,966,941 | | | | — | |
New Zealand | | | 32,370,793 | | | | — | | | | 32,370,793 | | | | — | |
Norway | | | 97,603,821 | | | | — | | | | 97,603,821 | | | | — | |
Singapore | | | 38,386,585 | | | | 38,386,585 | | | | — | | | | — | |
South Korea | | | 75,694,340 | | | | — | | | | 75,694,340 | | | | — | |
Spain | | | 90,864,018 | | | | — | | | | 90,864,018 | | | | — | |
Sweden | | | 37,721,882 | | | | — | | | | 37,721,882 | | | | — | |
Switzerland | | | 304,370,198 | | | | 45,408,289 | | | | 258,961,909 | | | | — | |
Taiwan | | | 96,789,953 | | | | — | | | | 96,789,953 | | | | — | |
United Kingdom | | | 279,966,554 | | | | — | | | | 279,966,554 | | | | — | |
United States | | | 45,476,981 | | | | 45,476,981 | | | | — | | | | — | |
Short-Term Investments | | | 63,058,038 | | | | 63,058,038 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 2,444,807,180 | | | $ | 432,445,214 | | | $ | 2,012,361,966 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
ASSET & COMMERCIAL MORTGAGE - BACKED SECURITIES - 99.7% | |
| | | Asset - Backed - Automobile - 1.0% | |
$ | | | 1,098,000 | | | AMSR Trust 1.36%, 11/17/2037(1) | | $ | 1,092,036 | |
| | | | | | | | | | |
| | | Asset-Backed - Finance & Insurance - 35.5% | |
EUR | | | 1,215,000 | | | Avoca CLO XXI 0.89%, 04/15/2033, 3 mo. Euribor + 0.890%(2)(3) | | | 1,463,107 | |
| | | 570,000 | | | Avoca CLO XXIII 1.00%, 04/15/2034, 3 mo. Euribor + 0.840%(1)(2) | | | 685,282 | |
| | | Bellemeade Re Ltd. | |
$ | | | 859,000 | | | 2.81%, 03/25/2029, 1 mo. USD LIBOR + 2.700%(1)(2) | | | 862,289 | |
| | | 1,857,000 | | | 3.01%, 04/25/2028, 1 mo. USD LIBOR + 2.900%(1)(2) | | | 1,859,259 | |
| | | 940,000 | | | 3.21%, 04/25/2029, 1 mo. USD LIBOR + 3.100%(1)(2) | | | 949,484 | |
| | | 1,242,817 | | | 3.46%, 10/25/2027, 1 mo. USD LIBOR + 3.350%(1)(2) | | | 1,246,024 | |
| | | 1,144,690 | | | 3.51%, 06/25/2030, 1 mo. USD LIBOR + 3.400%(1)(2) | | | 1,149,561 | |
| | | 1,190,000 | | | 4.11%, 08/26/2030, 1 mo. USD LIBOR + 4.000%(1)(2) | | | 1,212,233 | |
EUR | | | 805,000 | | | Cairn CLO B.V. 0.86%, 10/30/2030(3) | | | 969,376 | |
$ | | | 1,000,000 | | | Carbone CLO Ltd. 1.33%, 01/20/2031, 3 mo. USD LIBOR + 1.140%(1)(2) | | | 1,001,698 | |
| | | CIFC Funding Ltd. | |
| | | 1,221,566 | | | 0.99%, 01/20/2028, 3 mo. USD LIBOR + 0.800%(1)(2) | | | 1,220,049 | |
| | | 1,746,000 | | | 1.29%, 01/22/2031, 3 mo. USD LIBOR + 1.110%(1)(2) | | | 1,746,119 | |
| | | 1,178,829 | | | CLI Funding VI LLC 3.71%, 05/18/2044(1) | | | 1,187,272 | |
EUR | | | 2,942,000 | | | Cordatus CLO plc 1.00%, 06/22/2034(1) | | | 3,537,018 | |
$ | | | 508,268 | | | Countrywide Asset-Backed Certificates Trust 5.71%, 05/25/2036(4) | | | 522,514 | |
| | | 837,000 | | | Dryden 49 Senior Loan Fund 1.15%, 07/18/2030, 3 mo. USD LIBOR + 0.950%(1)(2) | | | 837,092 | |
EUR | | | 900,000 | | | Hayfin Emerald CLO IV 1.45%, 02/15/2033, 3 mo. Euribor + 1.450%(1)(2) | | | 1,085,991 | |
$ | | | 1,000,000 | | | Madison Park Funding Ltd. 0.93%, 04/15/2029, 3 mo. USD LIBOR + 0.750%(1)(2) | | | 997,333 | |
| | | 1,748,000 | | | Mill City Mortgage Loan Trust 3.00%, 07/25/2059(1)(4) | | | 1,825,164 | |
| | | OCP CLO Ltd. | |
| | | 241,916 | | | 1.00%, 10/26/2027, 3 mo. USD LIBOR + 0.820%(1)(2) | | | 241,555 | |
| | | 500,000 | | | 1.44%, 07/15/2030, 3 mo. USD LIBOR + 1.260%(1)(2) | | | 500,558 | |
| | | Preston Ridge Partners Mortgage Trust LLC | |
| | | 1,002,025 | | | 2.12%, 03/25/2026(1)(4) | | | 1,003,685 | |
| | | 1,045,482 | | | 3.67%, 08/25/2025(1)(5) | | | 1,052,956 | |
| | | 408,131 | | | SpringCastle America Funding LLC 1.97%, 09/25/2037(1) | | | 413,072 | |
| | | 1,328,331 | | | TAL Advantage VII LLC 2.05%, 09/20/2045(1) | | | 1,337,832 | |
| | | 656,082 | | | Textainer Marine Containers VII Ltd. 2.73%, 08/21/2045(1) | | | 668,469 | |
| | | Textainer Marine Containers VIII Ltd. | |
| | | 609,774 | | | 2.10%, 09/20/2045(1) | | | 615,281 | |
| | | 1,016,989 | | | 2.11%, 09/20/2045(1) | | | 1,025,976 | |
| | | Towd Point Mortgage Trust | |
| | | 1,472,631 | | | 2.25%, 02/25/2060(1)(4) | | | 1,493,518 | |
| | | 1,133,000 | | | 2.50%, 10/25/2060(1) | | | 1,149,059 | |
| | | 1,400,000 | | | 4.25%, 10/25/2058(1)(4) | | | 1,404,860 | |
| | | 919,000 | | | 4.40%, 11/25/2058(1)(4) | | | 934,451 | |
| | | 1,053,000 | | | 4.50%, 11/25/2058(1)(4) | | | 1,073,125 | |
| | | 1,000,000 | | | 5.00%, 11/25/2058(1)(4) | | | 1,028,302 | |
| | | 542,171 | | | Treman Park CLO Ltd. 1.26%, 10/20/2028, 3 mo. USD LIBOR + 1.070%(1)(2) | | | 543,985 | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
ASSET & COMMERCIAL MORTGAGE - BACKED SECURITIES - 99.7% - (continued) | |
| | | Asset-Backed - Finance & Insurance - 35.5% - (continued) | |
$ | | | 974,000 | | | Tricon American Homes 4.88%, 07/17/2038(1) | | $ | 1,038,345 | |
| | | | | | | | | | |
| | | 39,881,894 | |
| | | | | | | | | | |
| | | Asset-Backed - Home Equity - 5.8% | |
| | | 420,357 | | | CWABS Revolving Home Equity Loan Trust 0.41%, 02/15/2034, 1 mo. USD LIBOR + 0.290%(2) | | | 417,889 | |
| | | 498,626 | | | CWHEQ Revolving Home Equity Loan Resecuritization Trust 0.31%, 11/15/2035, 1 mo. USD LIBOR + 0.190%(1)(2) | | | 472,665 | |
| | | CWHEQ Revolving Home Equity Loan Trust | |
| | | 673,468 | | | 0.26%, 07/15/2036, 1 mo. USD LIBOR + 0.140%(2) | | | 633,187 | |
| | | 666,851 | | | 0.26%, 01/15/2037, 1 mo. USD LIBOR + 0.140%(2) | | | 643,015 | |
| | | 185,501 | | | Home Equity Loan Trust 0.24%, 05/25/2036, 1 mo. USD LIBOR + 0.130%(2) | | | 182,407 | |
| | | Home Re Ltd. | |
| | | 1,000,000 | | | 2.71%, 10/25/2030, 1 mo. USD LIBOR + 2.600%(1)(2) | | | 1,002,968 | |
| | | 899,000 | | | 3.11%, 10/25/2028, 1 mo. USD LIBOR + 3.000%(1)(2) | | | 904,153 | |
| | | 1,330,000 | | | 3.36%, 05/25/2029, 1 mo. USD LIBOR + 3.250%(1)(2) | | | 1,343,273 | |
| | | 500,000 | | | 4.26%, 10/25/2030, 1 mo. USD LIBOR + 4.150%(1)(2) | | | 505,715 | |
| | | 450,302 | | | Option One Mortgage Loan Trust 5.86%, 01/25/2037(5) | | | 459,197 | |
| | | | | | | | | | |
| | | | | | | | | 6,564,469 | |
| | | | | | | | | | |
| | | Asset - Backed - Student Loan - 7.6% | |
GBP | | | 3,265,589 | | | Income Contingent Student Loan 1.32%, 07/24/2058, 12 mo. GBP LIBOR + 1.000%(6) | | | 4,507,653 | |
EUR | | | 3,550,672 | | | SLM Student Loan Trust 0.00%, 10/25/2039, 3 mo. Euribor + 0.400%(2)(3)(6) | | | 4,092,385 | |
| | | | | | | | | | |
| | | | | | | | | 8,600,038 | |
| | | | | | | | | | |
| | | Commercial Mortgage - Backed Securities - 12.6% | |
$ | | | 648,000 | | | BX Commercial Mortgage Trust 2.07%, 03/15/2037, 1 mo. USD LIBOR + 1.951%(1)(2) | | | 648,919 | |
| | | 1,015,000 | | | BX Trust 1.89%, 05/15/2030, 1 mo. USD LIBOR + 1.770%(1)(2) | | | 1,010,218 | |
| | | 1,000,000 | | | CAMB Commercial Mortgage Trust 2.67%, 12/15/2037, 1 mo. USD LIBOR + 2.550%(1)(2) | | | 1,000,303 | |
| | | Citigroup Commercial Mortgage Trust | |
| | | 500,000 | | | 1.27%, 12/15/2036, 1 mo. USD LIBOR + 1.150%(1)(2) | | | 499,135 | |
| | | 500,000 | | | 2.92%, 12/15/2036, 1 mo. USD LIBOR + 2.800%(1)(2) | | | 496,323 | |
| | | 1,000,000 | | | 3.64%, 05/10/2035(1)(4) | | | 1,009,905 | |
| | | Commercial Mortgage Trust | |
| | | 280,000 | | | 2.12%, 06/15/2034, 1 mo. USD LIBOR + 2.000%(1)(2) | | | 263,856 | |
| | | 536,000 | | | 2.32%, 10/15/2034, 1 mo. USD LIBOR + 2.200%(1)(2) | | | 516,106 | |
| | | 252,000 | | | 2.51%, 06/15/2034, 1 mo. USD LIBOR + 2.394%(1)(2) | | | 231,147 | |
| | | 668,000 | | | Core Mortgage Trust 2.02%, 12/15/2031, 1 mo. USD LIBOR + 1.900%(1)(2) | | | 658,358 | |
| | | 1,708,000 | | | Credit Suisse Mortgage Capital Certificates 2.27%, 05/15/2036, 1 mo. USD LIBOR + 2.150%(1)(2) | | | 1,710,533 | |
| | | 813,535 | | | HPLY Trust 2.47%, 11/15/2036, 1 mo. USD LIBOR + 2.350%(1)(2) | | | 808,480 | |
| | | 1,024,000 | | | MHC Commercial Mortgage Trust 2.25%, 04/15/2038, 1 mo. USD LIBOR + 2.101%(1)(2) | | | 1,022,719 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
ASSET & COMMERCIAL MORTGAGE - BACKED SECURITIES - 99.7% - (continued) | |
| | | Commercial Mortgage - Backed Securities - 12.6% - (continued) | |
| | | Morgan Stanley Capital Trust | |
$ | | | 508,693 | | | 1.77%, 08/15/2033, 1 mo. USD LIBOR + 1.650%(1)(2) | | $ | 499,196 | |
| | | 250,000 | | | 2.67%, 07/15/2035, 1 mo. USD LIBOR + 2.550%(1)(2) | | | 246,552 | |
| | | 900,000 | | | 3.74%, 12/15/2036, 1 mo. USD LIBOR + 2.244%(1)(2) | | | 903,179 | |
| | | 1,413,000 | | | MSSG Trust 3.87%, 09/13/2039(1)(4) | | | 1,399,373 | |
| | | 494,780 | | | Preston Ridge Partners Mortgage Trust LLC 2.12%, 01/25/2026(1)(4) | | | 494,891 | |
GBP | | | 505,000 | | | Taurus DAC 0.00%, 05/17/2031, 3 mo. USD LIBOR + 1.650%(1)(2) | | | 698,188 | |
| | | | | | | | | | |
| | | | | | | | | 14,117,381 | |
| | | | | | | | | | |
| | | Other Asset - Backed Securities - 12.0% | |
$ | | | 697,895 | | | BlueMountain CLO Ltd. 1.42%, 01/20/2029, 3 mo. USD LIBOR + 1.230%(1)(2) | | | 699,537 | |
| | | 1,276,630 | | | Carlyle Global Market Strategies CLO Ltd. 1.08%, 01/18/2029, 3 mo. USD LIBOR + 0.890%(1)(2) | | | 1,276,629 | |
| | | 1,750,000 | | | CBAM Ltd. 1.45%, 01/15/2031, 3 mo. USD LIBOR + 1.270%(1)(2)(6) | | | 1,761,853 | |
| | | 850,000 | | | Dryden 53 CLO Ltd. 1.30%, 01/15/2031, 3 mo. USD LIBOR + 1.120%(1)(2) | | | 851,408 | |
| | | 1,119,000 | | | FirstKey Homes Trust 3.64%, 09/17/2025(1) | | | 1,155,576 | |
| | | 1,000,000 | | | GoldenTree Loan Management U.S. CLO Ltd. 1.21%, 04/20/2034, 3 mo. USD LIBOR + 1.020%(1)(2) | | | 1,000,392 | |
| | | 750,000 | | | JP Morgan Mortgage Acquisition Trust 4.80%, 11/25/2036(5) | | | 789,161 | |
| | | 3,000,000 | | | LCM XIII L.P. 1.33%, 07/19/2027, 3 mo. USD LIBOR + 1.140%(1)(2)(6) | | | 3,002,670 | |
| | | 1,000,000 | | | LCM XXIII Ltd. 1.26%, 10/20/2029, 3 mo. USD LIBOR + 1.070%(1)(2) | | | 1,000,517 | |
| | | 1,048,462 | | | MP CLO VIII Ltd. 1.09%, 10/28/2027, 3 mo. USD LIBOR + 0.910%(1)(2) | | | 1,048,677 | |
| | | 599,437 | | | Preston Ridge Partners Mortgage Trust LLC 2.98%, 02/25/2025(1)(5) | | | 602,043 | |
| | | 309,432 | | | VCAT LLC 3.67%, 08/25/2050(1)(5) | | | 312,587 | |
| | | | | | | | | | |
| | | 13,501,050 | |
| | | | | | | | | | |
| | | Whole Loan Collateral CMO - 25.2% | |
| | | Alba plc | |
GBP | | | 3,304,196 | | | 0.25%, 12/15/2038, 3 mo. GBP LIBOR + 0.170%(2)(3)(6) | | | 4,424,161 | |
| | | 549,960 | | | 0.25%, 03/17/2039, 3 mo. GBP LIBOR + 0.170%(2)(3) | | | 732,749 | |
$ | | | 1,174,000 | | | Bank of America Funding Trust 2.65%, 06/26/2035(1)(4) | | | 1,149,108 | |
GBP | | | 1,400,000 | | | Dukinfield plc 3.83%, 12/20/2052, 3 mo. GBP LIBOR + 3.750%(2)(3) | | | 1,931,886 | |
| | | Eagle RE Ltd. | |
$ | | | 510,728 | | | 1.91%, 04/25/2029, 1 mo. USD LIBOR + 1.800%(1)(2) | | | 511,060 | |
| | | 500,000 | | | 4.11%, 10/25/2030, 1 mo. USD LIBOR + 4.000%(1)(2) | | | 504,297 | |
| | | 878,000 | | | 4.61%, 10/25/2030, 1 mo. USD LIBOR + 4.500%(1)(2) | | | 886,641 | |
GBP | | | 169,186 | | | EMF plc 1.06%, 03/13/2046, 3 mo. GBP LIBOR + 0.980%(2)(3) | | | 232,774 | |
| | | 235,048 | | | Eurosail plc 0.24%, 12/15/2044, 3 mo. GBP LIBOR + 0.160%(2)(3) | | | 322,797 | |
$ | | | 657,967 | | | Fannie Mae Connecticut Avenue Securities 2.26%, 10/25/2030, 1 mo. USD LIBOR + 2.150%(2) | | | 665,365 | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
ASSET & COMMERCIAL MORTGAGE - BACKED SECURITIES - 99.7% - (continued) | |
| | | Whole Loan Collateral CMO - 25.2% - (continued) | |
GBP | | | 484,024 | | | Landmark Mortgage Securities No. 2 plc 0.28%, 06/17/2039, 3 mo. GBP LIBOR + 0.200%(2)(3) | | $ | 643,391 | |
| | | Newgate Funding plc | |
| | | 660,339 | | | 0.23%, 12/01/2050, 3 mo. GBP LIBOR + 0.160%(2)(3) | | | 880,078 | |
| | | 494,778 | | | 0.24%, 12/15/2050, 3 mo. GBP LIBOR + 0.160%(2)(3) | | | 658,210 | |
$ | | | 976,000 | | | Oaktown Re II Ltd. 2.96%, 07/25/2028, 1 mo. USD LIBOR + 2.850%(1)(2) | | | 984,892 | |
| | | 34,429 | | | Oaktown Re III Ltd. 1.51%, 07/25/2029, 1 mo. USD LIBOR + 1.400%(1)(2) | | | 34,440 | |
| | | Oaktown Re Ltd. | |
| | | 1,190,000 | | | 3.01%, 10/25/2033, 1 mo. USD SOFR + 3.000%(1)(2) | | | 1,212,318 | |
| | | 844,457 | | | 4.11%, 04/25/2027, 1 mo. USD LIBOR + 4.000%(1)(2) | | | 846,912 | |
| | | 500,000 | | | 5.36%, 10/25/2030, 1 mo. USD LIBOR + 5.250%(1)(2) | | | 501,919 | |
| | | 844,926 | | | Preston Ridge Partners Mortgage Trust LLC 2.86%, 09/25/2025(1)(5) | | | 849,595 | |
| | | Radnor RE Ltd. | |
| | | 746,440 | | | 2.06%, 02/25/2029, 1 mo. USD LIBOR + 1.950%(1)(2) | | | 749,665 | |
| | | 1,000,000 | | | 4.71%, 10/25/2030, 1 mo. USD LIBOR + 4.600%(1)(2) | | | 1,018,193 | |
GBP | | | 1,160,128 | | | Resloc plc 0.24%, 12/15/2043, 3 mo. GBP LIBOR + 0.160%(2)(3) | | | 1,549,473 | |
| | | RMAC Securities plc | |
| | | 1,683,933 | | | 0.23%, 06/12/2044, 3 mo. GBP LIBOR + 0.150%(2)(3) | | | 2,243,700 | |
| | | 3,119,597 | | | 0.25%, 06/12/2044, 3 mo. GBP LIBOR + 0.170%(2)(3) | | | 4,163,312 | |
$ | | | 690,104 | | | Wells Fargo Mortgage Backed Securities Trust 3.05%, 10/25/2037(4) | | | 680,039 | |
| | | | | | | | | | |
| | | | | | | | | 28,376,975 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Asset & Commercial Mortgage-Backed Securities (cost $110,296,217) | | $ | 112,133,843 | |
| | | | | | | | | | |
|
CORPORATE BONDS -5.0% | |
| | | | | Diversified Financial Services - 1.3% | |
$ | | | 643,000 | | | OneMain Finance Corp. 8.88%, 06/01/2025 | | $ | 711,319 | |
| | | 764,000 | | | Quicken Loans LLC / Quicken Loans Co-Issuer, Inc. 3.88%, 03/01/2031(1) | | | 742,990 | |
| | | | | | | | | | |
| | | | | | | | | 1,454,309 | |
| | | | | | | | | | |
| | | | | Insurance - 2.9% | |
| | | 1,796,525 | | | Ambac LSNI LLC 6.00%, 02/12/2023, 3 mo. USD LIBOR + 5.000%(1)(2) | | | 1,798,771 | |
| | | 451,000 | | | MGIC Investment Corp. 5.25%, 08/15/2028 | | | 475,805 | |
| | | 841,000 | | | NMI Holdings, Inc. 7.38%, 06/01/2025(1) | | | 967,150 | |
| | | | | | | | | | |
| | | | | | | | | 3,241,726 | |
| | | | | | | | | | |
| | | | | Real Estate - 0.8% | |
| | | 961,798 | | | Invitation Homes Trust 1.02%, 06/17/2037, 1 mo. USD LIBOR + 0.900%(1)(2) | | | 962,698 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Corporate Bonds (cost $5,541,902) | | $ | 5,658,733 | |
| | | | | | | | | | |
|
U.S. GOVERNMENT AGENCIES - 2.9% | |
| | | FHLMC - 0.4% | |
$ | | | 477,009 | | | 2.00%, 09/25/2050(7) | | $ | 56,010 | |
| | | 1,311,861 | | | 3.00%, 10/25/2050(7) | | | 212,956 | |
| | | 495,314 | | | 3.50%, 12/25/2050(7) | | | 72,174 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
U.S. GOVERNMENT AGENCIES - 2.9% - (continued) | |
| | | FHLMC - 0.4% - (continued) | |
$ | | | 632,277 | | | 4.00%, 12/25/2050(7) | | $ | 91,707 | |
| | | | | | | | | | |
| | | | | | | | | 432,847 | |
| | | | | | | | | | |
| | | | | FNMA - 1.9% | |
| | | 1,995,663 | | | 2.50%, 04/01/2051 | | | 2,071,646 | |
| | | 295,843 | | | 3.50%, 03/25/2051(7) | | | 51,746 | |
| | | | | | | | | | |
| | | | | | | | | 2,123,392 | |
| | | | | | | | | | |
| | | | | GNMA - 0.6% | |
| | | 771,254 | | | 2.00%, 11/20/2050(7) | | | 92,721 | |
| | | 4,031,838 | | | 2.50%, 11/20/2050(7) | | | 543,438 | |
| | | 413,092 | | | 3.00%, 02/20/2051(7) | | | 55,979 | |
| | | | | | | | | | |
| | | | | | | | | 692,138 | |
| | | | | | | | | | |
| | | |
| | | | | | Total U.S. Government Agencies (cost $3,076,869) | | $ | 3,248,377 | |
| | | | | | | | | | |
|
COMMON STOCKS - 0.4% | |
| | | | | Real Estate - 0.4% | |
| | | 6,560 | | | Kilroy Realty Corp. REIT | | $ | 449,623 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Common Stocks (cost $373,504) | | $ | 449,623 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Long-Term Investments (cost $119,288,492) | | $ | 121,490,576 | |
| | | | | | | | | | |
|
SHORT-TERM INVESTMENTS - 8.4% | |
| | | | | Other Investment Pools & Funds - 8.4% | |
| | | 9,419,832 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(8) | | $ | 9,419,832 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Short-Term Investments (cost $9,419,832) | | $ | 9,419,832 | |
| | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | Total Investments (cost $128,708,324) | | | 116.4 | % | | $ | 130,910,408 | |
| | | | | | Other Assets and Liabilities | | | (16.4 | )% | | | (18,475,215 | ) |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | 112,435,193 | |
| | | | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity Industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $82,797,626, representing 73.6% of net assets. |
(2) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2021. Base lending rates may be subject to a floor or cap. |
(3) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $24,307,399, representing 21.6% of net assets. |
(4) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
(5) | Security is a “step-up” bond where coupon increases or steps up at a predetermined date. Rate shown is current coupon rate. |
(6) | All, or a portion of the security, was pledged as collateral in connection with reverse repurchase agreements. As of April 30, 2021, the market value of securities pledged was $17,788,722. |
(7) | Securities disclosed are interest-only strips. |
(8) | Current yield as of period end. |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Reverse Repurchase Agreements Outstanding at April 30, 2021 | |
Counterparty | | Interest Rate | | | Settlement Date | | | Maturity Date | | | Principal Amount | | | Value | | | Value Including Accrued Interest | |
JP Morgan Chase Bank | | | 0.663% | | | | 04/30/21 | | | | 05/28/2021 | | | | USD | | | | (2,700,000 | ) | | $ | (2,700,000 | ) | | $ | (2,700,050 | ) |
JP Morgan Chase Bank | | | 0.665% | | | | 04/16/21 | | | | 05/14/2021 | | | | USD | | | | (1,575,000 | ) | | | (1,575,000 | ) | | | (1,575,436 | ) |
JP Morgan Chase Bank | | | 0.659% | | | | 02/19/21 | | | | 05/19/2021 | | | | GBP | | | | (2,394,260 | ) | | | (3,306,592 | ) | | | (3,310,851 | ) |
Merrill Lynch Mortgage Investors Trust | | | 0.150% | | | | 04/12/21 | | | | 07/12/2021 | | | | EUR | | | | (3,054,998 | ) | | | (3,672,870 | ) | | | (3,673,161 | ) |
Merrill Lynch Mortgage Investors Trust | | | 0.850% | | | | 04/12/21 | | | | 07/12/2021 | | | | GBP | | | | (2,769,742 | ) | | | (3,825,151 | ) | | | (3,826,849 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | | | | | | | | | | | | | | | | | | | | | $ | (15,079,613 | ) | | $ | (15,086,347 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Securities pledged as collateral against open reverse repurchase agreements are noted in the Schedule of Investments.
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2021 | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 3,931,331 | | | USD | | | 3,276,541 | | | EUR | | UBS | | | 05/20/2021 | | | $ | 3,708 | | | $ | (13,176 | ) |
| 679,653 | | | USD | | | 488,765 | | | GBP | | MSC | | | 05/20/2021 | | | | 4,614 | | | | — | |
| 15,146,305 | | | USD | | | 10,986,681 | | | GBP | | JPM | | | 05/20/2021 | | | | — | | | | (27,500 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
| Total Foreign Currency Contracts | | | $ | 8,322 | | | $ | (40,676 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | | | | | | | | | | | | | | | | |
Asset & Commercial Mortgage-Backed Securities | | $ | 112,133,843 | | | $ | — | | | $ | 112,133,843 | | | $ | — | |
Corporate Bonds | | | 5,658,733 | | | | — | | | | 5,658,733 | | | | — | |
U.S. Government Agencies | | | 3,248,377 | | | | — | | | | 3,248,377 | | | | — | |
Common Stocks | | | | | | | | | | | | | | | | |
Real Estate | | | 449,623 | | | | 449,623 | | | | — | | | | — | |
Short-Term Investments | | | 9,419,832 | | | | 9,419,832 | | | | — | | | | — | |
Foreign Currency Contracts(2) | | | 8,322 | | | | — | | | | 8,322 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 130,918,730 | | | $ | 9,869,455 | | | $ | 121,049,275 | | | $ | — | |
| | | | | | | | | | | | | | | | |
Liabilities | | | | | | | | | | | | | | | | |
Foreign Currency Contracts(2) | | $ | (40,676 | ) | | $ | — | | | $ | (40,676 | ) | | $ | — | |
Reverse Repurchase Agreements | | | (15,079,613 | ) | | | — | | | | (15,079,613 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | (15,120,289 | ) | | $ | — | | | $ | (15,120,289 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Tax-Aware Bond Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 25.5% | |
| | | | | Aerospace/Defense - 1.0% | |
$ | | | 4,609,000 | | | Boeing Co. 1.43%, 02/04/2024 | | $ | 4,622,197 | |
| | | | | | | | | | |
| | | | | Auto Manufacturers - 0.6% | |
| | | 2,763,000 | | | General Motors Financial Co., Inc. 1.05%, 03/08/2024 | | | 2,768,121 | |
| | | | | | | | | | |
| | | | | Commercial Banks - 10.1% | |
| | | 1,589,000 | | | Bank of Nova Scotia 2.38%, 01/18/2023 | | | 1,644,717 | |
| | | 5,255,000 | | | Barclays plc 1.01%, 12/10/2024, (1.01% fixed rate until 12/10/2023; 12 mo. USD CMT + 0.800% thereafter)(1) | | | 5,262,963 | |
| | | 2,735,000 | | | Canadian Imperial Bank of Commerce 2.61%, 07/22/2023, (2.61% fixed rate until 07/22/2022; 3 mo. USD LIBOR + 0.785% thereafter)(1) | | | 2,807,951 | |
| | | 6,656,000 | | | Goldman Sachs Group, Inc. 0.59%, 03/08/2024, 3 mo. USD SOFR + 0.580%(2) | | | 6,659,580 | |
| | | 1,844,000 | | | HSBC Holdings plc 3.97%, 05/22/2030, (3.97% fixed rate until 05/22/2029; 3 mo. USD LIBOR + 1.610% thereafter)(1) | | | 2,018,184 | |
| | | | | | JPMorgan Chase & Co. | |
| | | 3,397,000 | | | 0.59%, 03/16/2024, 3 mo. USD SOFR + 0.580%(2) | | | 3,407,905 | |
| | | 1,833,000 | | | 0.90%, 04/22/2027, 3 mo. USD SOFR + 0.885%(2) | | | 1,839,597 | |
| | | 4,756,000 | | | 2.01%, 03/13/2026, (2.01% fixed rate until 03/13/2025; 3 mo. USD SOFR + 1.585% thereafter)(1) | | | 4,904,478 | |
| | | 2,859,000 | | | 2.08%, 04/22/2026, (2.08% fixed rate until 04/22/2025; 3 mo. USD SOFR + 1.850% thereafter)(1) | | | 2,954,942 | |
| | | 6,057,000 | | | National Bank of Canada 2.10%, 02/01/2023 | | | 6,228,064 | |
| | | 2,013,000 | | | PNC Financial Services Group, Inc. 3.50%, 01/23/2024 | | | 2,168,711 | |
| | | 2,154,000 | | | Royal Bank of Canada 2.25%, 11/01/2024 | | | 2,260,869 | |
| | | 1,213,000 | | | Toronto-Dominion Bank 2.65%, 06/12/2024(3) | | | 1,288,224 | |
| | | 968,000 | | | Truist Financial Corp. 2.20%, 03/16/2023 | | | 1,000,025 | |
| | | 1,466,000 | | | Wells Fargo & Co. 3.75%, 01/24/2024 | | | 1,585,984 | |
| | | | | | | | | | |
| | | | | | | | | 46,032,194 | |
| | | | | | | | | | |
| | | | | Diversified Financial Services - 1.3% | |
| | | 6,008,000 | | | BMW U.S. Capital LLC 0.54%, 04/01/2024, 3 mo. USD SOFR + 0.530%(2)(4) | | | 6,040,894 | |
| | | | | | | | | | |
| | | | | Gas - 0.4% | |
| | | 2,070,000 | | | CenterPoint Energy, Inc. 0.70%, 03/02/2023 | | | 2,071,229 | |
| | | | | | | | | | |
| | | | | Healthcare-Services - 0.7% | |
| | | | | | CommonSpirit Health | |
| | | 776,000 | | | 2.76%, 10/01/2024 | | | 821,229 | |
| | | 1,965,000 | | | 3.35%, 10/01/2029 | | | 2,094,305 | |
| | | 501,000 | | | UnitedHealth Group, Inc. 2.38%, 08/15/2024 | | | 529,869 | |
| | | | | | | | | | |
| | | | | | | | | 3,445,403 | |
| | | | | | | | | | |
| | | | | Miscellaneous Manufacturing - 1.1% | |
| | | 5,187,000 | | | Siemens Financieringsmaatschappij N.V. 0.44%, 03/11/2024, 3 mo. USD SOFR + 0.430%(2)(4) | | | 5,218,470 | |
| | | | | | | | | | |
| | | | | Oil & Gas - 0.6% | |
| | | 2,797,000 | | | Diamondback Energy, Inc. 0.90%, 03/24/2023 | | | 2,798,042 | |
| | | | | | | | | | |
| | | | | Pharmaceuticals - 1.9% | |
| | | 3,635,000 | | | AmerisourceBergen Corp. 0.74%, 03/15/2023 | | | 3,644,788 | |
| | | 1,577,000 | | | Bristol-Myers Squibb Co. 2.90%, 07/26/2024 | | | 1,689,636 | |
| | | 2,997,000 | | | CVS Health Corp. 3.75%, 04/01/2030 | | | 3,295,633 | |
| | | | | | | | | | |
| | | | | | | | | 8,630,057 | |
| | | | | | | | | | |
| | | | | Pipelines - 0.3% | |
| | | 1,447,000 | | | Enbridge, Inc. 0.41%, 02/17/2023, 3 mo. USD SOFR + 0.400%(2) | | | 1,448,832 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 25.5% - (continued) | |
| | | | | Real Estate Investment Trusts - 2.3% | |
$ | | | 2,227,000 | | | Boston Properties L.P. 3.40%, 06/21/2029 | | $ | 2,380,303 | |
| | | 6,717,000 | | | Crown Castle International Corp. 1.05%, 07/15/2026 | | | 6,546,375 | |
| | | 1,318,000 | | | Ventas Realty L.P. 2.65%, 01/15/2025 | | | 1,388,487 | |
| | | | | | | | | | |
| | | | | | | | | 10,315,165 | |
| | | | | | | | | | |
| | | | | Retail - 1.5% | |
| | | 3,742,000 | | | 7-Eleven, Inc. 0.65%, 08/10/2022, 3 mo. USD LIBOR + 0.450%(2)(4) | | | 3,744,923 | |
| | | 2,860,000 | | | McDonald’s Corp. 1.45%, 09/01/2025 | | | 2,906,371 | |
| | | | | | | | | | |
| | | | | | | | | 6,651,294 | |
| | | | | | | | | | |
| | | | | Semiconductors - 0.5% | |
| | | 2,108,000 | | | Broadcom, Inc. 1.95%, 02/15/2028(3)(4) | | | 2,075,829 | |
| | | | | | | | | | |
| | | | | Software - 1.2% | |
| | | 5,009,000 | | | Oracle Corp. 2.80%, 04/01/2027 | | | 5,307,040 | |
| | | | | | | | | | |
| | | | | Telecommunications - 1.9% | |
| | | 4,535,000 | | | AT&T, Inc. 0.65%, 03/25/2024, 3 mo. USD SOFR + 0.640%(2) | | | 4,541,982 | |
| | | 4,357,000 | | | Verizon Communications, Inc. 0.51%, 03/22/2024, 3 mo. USD SOFR + 0.500%(2) | | | 4,375,402 | |
| | | | | | | | | | |
| | | | | | | | | 8,917,384 | |
| | | | | | | | | | |
| | | | | Transportation - 0.1% | |
| | | 271,000 | | | United Parcel Service, Inc. 2.20%, 09/01/2024 | | | 284,919 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Corporate Bonds (cost $114,342,713) | | $ | 116,627,070 | |
| | | | | | | | | | |
|
MUNICIPAL BONDS - 56.1% | |
| | | | | Arizona - 0.2% | |
| | | | | | City of Phoenix, AZ, Civic Improvement Corp. | |
$ | | | 350,000 | | | 5.00%, 07/01/2026 | | $ | 429,835 | |
| | | 350,000 | | | 5.00%, 07/01/2027 | | | 440,826 | |
| | | | | | | | | | |
| | | | | | | | | 870,661 | |
| | | | | | | | | | |
| | | | | California - 4.6% | |
| | | | | | California County, CA, Tobacco Securitization Agency | |
| | | 120,000 | | | 4.00%, 06/01/2022 | | | 124,923 | |
| | | 150,000 | | | 4.00%, 06/01/2023 | | | 161,569 | |
| | | 2,835,000 | | | California State Health Facs Finance Auth Rev 5.00%, 04/01/2033 | | | 3,670,296 | |
| | | | | | City of El Cajon, CA | |
| | | 190,000 | | | 0.93%, 04/01/2024 | | | 189,416 | |
| | | 275,000 | | | 1.18%, 04/01/2025 | | | 273,712 | |
| | | | | | City of Los Angeles, CA, Department of Airports | |
| | | 405,000 | | | 0.85%, 05/15/2026 | | | 397,380 | |
| | | 405,000 | | | 1.10%, 05/15/2027 | | | 394,705 | |
| | | | | | City of Los Angeles, CA, Department of Airports | |
| | | 460,000 | | | 1.25%, 05/15/2028 | | | 443,773 | |
| | | | | | City of Pomona, CA | |
| | | 205,000 | | | 4.00%, 08/01/2023 | | | 218,812 | |
| | | 305,000 | | | 4.00%, 08/01/2024 | | | 332,505 | |
| | | | | | City of Riverside, CA | |
| | | 200,000 | | | 1.90%, 06/01/2023 | | | 205,371 | |
| | | 360,000 | | | 2.11%, 06/01/2024 | | | 373,374 | |
| | | | | | County of Sacramento, CA, Airport System Rev | |
| | | 705,000 | | | 5.00%, 12/01/2022 | | | 759,235 | |
| | | 550,000 | | | 5.00%, 07/01/2032 | | | 724,988 | |
| | | 960,000 | | | 5.00%, 07/01/2033 | | | 1,260,675 | |
| | | 600,000 | | | 5.00%, 07/01/2034 | | | 784,180 | |
| | | 20,000 | | | East Side, CA, Union High School Dist, GO, (NATL Insured) 5.25%, 02/01/2024 | | | 22,755 | |
| | | 1,000,000 | | | Merced, CA, Union High School Dist, GO 0.00%, 08/01/2034(5) | | | 759,674 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Tax-Aware Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
MUNICIPAL BONDS - 56.1% - (continued) | |
| | | | | California - 4.6% - (continued) | |
$ | | | 4,675,000 | | | Moreno Valley, CA, Unified School Dist, GO, (NATL Insured) 0.00%, 08/01/2025(5) | | $ | 4,492,852 | |
| | | 200,000 | | | North Orange County, CA, Community College Dist, GO, (NATL Insured) 0.00%, 08/01/2028(5) | | | 182,533 | |
| | | 300,000 | | | Rialto, CA, Unified School Dist, GO, (AGM Insured) 0.00%, 08/01/2029(5) | | | 264,370 | |
| | | 4,090,000 | | | San Diego County, CA, Regional Transportation Commission 5.00%, 10/01/2022 | | | 4,371,369 | |
| | | | | | San Francisco, CA, Community College Dist, GO | |
| | | 310,000 | | | 1.33%, 06/15/2026 | | | 311,572 | |
| | | 410,000 | | | 2.02%, 06/15/2029 | | | 414,227 | |
| | | 10,000 | | | Southern California Metropolitan Water Dist, (FGIC-TCRS Insured) 5.75%, 07/01/2021 | | | 10,000 | |
| | | | | | | | | | |
| | | | | | | | | 21,144,266 | |
| | | | | | | | | | |
| | | | | Colorado - 1.0% | |
| | | 950,000 | | | City & County of Denver, CO, Airport System Rev 5.00%, 11/15/2032 | | | 1,260,931 | |
| | | 2,965,000 | | | Colorado Housing and Finance Auth,GNMA/FNMA/FHLMC Insured) 3.50%, 05/01/2050 | | | 3,284,067 | |
| | | | | | | | | | |
| | | | | | | | | 4,544,998 | |
| | | | | | | | | | |
| | | | | Connecticut - 0.6% | |
| | | 2,420,000 | | | Connecticut Housing Finance Auth Rev, (GNMA/FNMA/FHLMC Insured) 4.25%, 05/15/2042 | | | 2,673,566 | |
| | | 150,000 | | | State of Connecticut, GO 4.00%, 06/01/2023 | | | 161,786 | |
| | | | | | | | | | |
| | | | | | | | | 2,835,352 | |
| | | | | | | | | | |
| | | | | Delaware - 0.4% | |
| | | | | | Delaware Transportation Auth | |
| | | 630,000 | | | 5.00%, 09/01/2029 | | | 821,453 | |
| | | 285,000 | | | 5.00%, 07/01/2032 | | | 380,025 | |
| | | 570,000 | | | 5.00%, 09/01/2033 | | | 744,737 | |
| | | | | | | | | | |
| | | | | | | | | 1,946,215 | |
| | | | | | | | | | |
| | | | | District of Columbia - 1.4% | |
| | | 5,225,000 | | | Dist of Columbia Water & Sewer Auth Rev 5.00%, 10/01/2052 | | | 6,299,474 | |
| | | | | | | | | | |
| | | | | Florida - 0.8% | |
| | | | | | County of Miami-Dade FL | |
| | | 460,000 | | | 1.00%, 10/01/2024 | | | 464,292 | |
| | | 440,000 | | | 1.15%, 10/01/2025 | | | 442,214 | |
| | | 435,000 | | | County of Miami-Dade FL Aviation Rev. 1.23%, 10/01/2025 | | | 436,530 | |
| | | | | | Florida Housing Finance Corp. Rev, (GNMA/FNMA/FHLMC Insured) | | | | |
| | | 310,000 | | | 3.00%, 07/01/2051 | | | 338,599 | |
| | | | | | Florida Housing Finance Corp. Rev, (GNMA/FNMA/FHLMC Insured) | | | | |
| | | 725,000 | | | 3.50%, 07/01/2051 | | | 804,412 | |
| | | 905,000 | | | 4.00%, 07/01/2049 | | | 985,507 | |
| | | | | | | | | | |
| | | | | | | | | 3,471,554 | |
| | | | | | | | | | |
| | | | | Georgia - 3.1% | |
| | | | | | Georgia Municipal Association, Inc. | |
| | | 50,000 | | | 5.00%, 12/01/2026 | | | 62,089 | |
| | | 35,000 | | | 5.00%, 12/01/2027 | | | 44,599 | |
| | | 25,000 | | | 5.00%, 12/01/2028 | | | 31,606 | |
| | | 80,000 | | | 5.00%, 12/01/2029 | | | 100,666 | |
| | | 55,000 | | | 5.00%, 12/01/2030 | | | 69,053 | |
| | | 55,000 | | | 5.00%, 12/01/2032 | | | 68,633 | |
| | | 35,000 | | | 5.00%, 12/01/2033 | | | 43,657 | |
| | | | | | Main Street, GA, Natural Gas, Inc. | |
| | | 3,945,000 | | | 4.00%, 08/01/2048(6) | | | 4,287,115 | |
| | | 8,250,000 | | | 4.00%, 03/01/2050(6) | | | 9,565,052 | |
| | | | | | | | | | |
| | | | | | | | | 14,272,470 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
MUNICIPAL BONDS - 56.1% - (continued) | |
| | | | | Illinois - 5.5% | |
$ | | | 475,000 | | | Champaign County, IL, Community Unit School Dist No. 4 Champaign, GO 5.00%, 01/01/2029 | | $ | 569,764 | |
| | | 695,000 | | | Chicago, IL, Metropolitan Water Reclamation Dist, GO 5.25%, 12/01/2032 | | | 972,428 | |
| | | 7,735,000 | | | Chicago, IL, O’Hare International Airport 5.00%, 01/01/2033 | | | 9,970,296 | |
| | | 1,145,000 | | | Chicago, IL, Transit Auth 5.00%, 06/01/2025 | | | 1,344,945 | |
| | | | | | Illinois Housing Dev Auth (GNMA/FNMA/FHLMC Insured) | | | | |
| | | 6,570,000 | | | 3.75%, 04/01/2050 | | | 7,313,022 | |
| | | 1,390,000 | | | 4.50%, 10/01/2048 | | | 1,564,079 | |
| | | 90,000 | | | Metropolitan Pier & Exposition Auth, IL, (NATL Insured) 0.00%, 06/15/2028(5) | | | 79,004 | |
| | | 1,350,000 | | | Railsplitter, IL, Tobacco Settlement Auth 5.00%, 06/01/2022 | | | 1,416,206 | |
| | | | | | Rock Island County, IL, School Dist No. 41, GO (BAM Insured) | | | | |
| | | 125,000 | | | 4.00%, 12/01/2023 | | | 135,695 | |
| | | 140,000 | | | 5.00%, 12/01/2024 | | | 161,056 | |
| | | 470,000 | | | Southwestern Illinois Dev Auth 6.38%, 11/01/2023 | | | 512,124 | |
| | | | | | State of Illinois, GO | |
| | | 485,000 | | | 4.00%, 03/01/2024 | | | 530,117 | |
| | | 410,000 | | | 5.00%, 03/01/2024 | | | 459,594 | |
| | | | | | | | | | |
| | | | | | | | | 25,028,330 | |
| | | | | | | | | | |
| | | | | Indiana - 0.2% | |
| | | 920,000 | | | Indiana Housing & Community Dev Auth (GNMA COLL Insured) 4.00%, 07/01/2048 | | | 1,006,112 | |
| | | | | | | | | | |
| | | | | Iowa - 0.3% | |
| | | | | | Iowa Finance Auth (GNMA/FNMA/FHLMC Insured) | |
| | | 640,000 | | | 3.25%, 07/01/2050 | | | 704,389 | |
| | | 705,000 | | | 4.00%, 07/01/2048 | | | 771,226 | |
| | | | | | | | | | |
| | | | | | | | | 1,475,615 | |
| | | | | | | | | | |
| | | | | Kentucky - 3.1% | |
| | | | | | Kentucky Public Energy Auth | |
| | | 6,080,000 | | | 4.00%, 12/01/2049(6) | | | 6,853,274 | |
| | | 6,265,000 | | | 4.00%, 02/01/2050(6) | | | 7,386,298 | |
| | | | | | | | | | |
| | | | | | | | | 14,239,572 | |
| | | | | | | | | | |
| | | | | Louisiana - 2.8% | |
| | | 325,000 | | | Louisiana Housing Corp. Rev 4.50%, 12/01/2047 | | | 362,202 | |
| | | 12,250,000 | | | Louisiana State Local Gov’t Environmental Facs & Community Dev Auth Rev 2.50%, 04/01/2036 | | | 12,451,881 | |
| | | | | | | | | | |
| | | | | | | | | 12,814,083 | |
| | | | | | | | | | |
| | | | | Maine - 0.8% | |
| | | | | | Maine Municipal Bond Bank | |
| | | 325,000 | | | 5.00%, 09/01/2029 | | | 422,867 | |
| | | 535,000 | | | 5.00%, 09/01/2031 | | | 701,585 | |
| | | 415,000 | | | 5.00%, 09/01/2032 | | | 542,154 | |
| | | 1,775,000 | | | Maine State Housing Auth 4.00%, 11/15/2048 | | | 1,936,350 | |
| | | | | | | | | | |
| | | | | | | | | 3,602,956 | |
| | | | | | | | | | |
| | | | | Massachusetts - 1.1% | |
| | | 1,685,000 | | | Commonwealth of Massachusetts, GO 5.00%, 01/01/2035 | | | 2,122,114 | |
| | | | | | Massachusetts Educational Financing Auth | |
| | | 665,000 | | | 3.17%, 07/01/2025 | | | 712,751 | |
| | | 510,000 | | | 3.27%, 07/01/2026 | | | 549,737 | |
| | | 560,000 | | | 3.38%, 07/01/2027 | | | 606,335 | |
| | | 1,040,000 | | | Massachusetts Water Resource Auth 0.07%, 08/01/2037(6) | | | 1,040,000 | |
| | | | | | | | | | |
| | | | | | | | | 5,030,937 | |
| | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Tax-Aware Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
MUNICIPAL BONDS - 56.1% - (continued) | |
| | | | | Minnesota - 1.7% | |
$ | | | 7,045,000 | | | Minnesota Housing Finance Agency Rev (GNMA/FNMA/FHLMC Insured) 3.00%, 01/01/2051 | | $ | 7,686,225 | |
| | | | | | | | | | |
| | | | | Mississippi - 0.5% | |
| | | 1,435,000 | | | Mississippi Home Corp.(GNMA/FNMA/FHLMC Insured) 3.25%, 12/01/2050 | | | 1,578,246 | |
| | | 645,000 | | | State of Mississippi, GO 5.00%, 06/01/2031 | | | 857,732 | |
| | | | | | | | | | |
| | | | | | | | | 2,435,978 | |
| | | | | | | | | | |
| | | | | Missouri - 1.6% | |
| | | | | | Missouri Housing Dev Commission Rev (GNMA/FNMA/FHLMC Insured) | | | | |
| | | 2,005,000 | | | 3.25%, 05/01/2051 | | | 2,216,726 | |
| | | 1,120,000 | | | 3.50%, 11/01/2050 | | | 1,246,318 | |
| | | 1,760,000 | | | 4.25%, 05/01/2049 | | | 1,966,176 | |
| | | 1,520,000 | | | 4.75%, 05/01/2049 | | | 1,723,486 | |
| | | | | | | | | | |
| | | | | | | | | 7,152,706 | |
| | | | | | | | | | |
| | | | | Nebraska - 1.2% | |
| | | | | | Nebraska Investment Finance Auth Rev | |
| | | 3,970,000 | | | 3.00%, 09/01/2050 | | | 4,330,500 | |
| | | 1,140,000 | | | 4.00%, 09/01/2048 | | | 1,255,634 | |
| | | | | | | | | | |
| | | | | | | | | 5,586,134 | |
| | | | | | | | | | |
| | | | | Nevada - 0.3% | |
| | | 1,400,000 | | | Nevada Housing Division (GNMA/FNMA/FHLMC COLL Insured) 4.00%, 10/01/2049 | | | 1,560,806 | |
| | | | | | | | | | |
| | | | | New Jersey - 2.0% | |
| | | 1,430,000 | | | Garden State, NJ, Preservation Trust, (AGM Insured) 5.75%, 11/01/2028 | | | 1,772,438 | |
| | | | | | New Jersey Economic Dev Auth | |
| | | 150,000 | | | 5.00%, 06/15/2023 | | | 164,771 | |
| | | 95,000 | | | 5.00%, 06/15/2024 | | | 108,313 | |
| | | 70,000 | | | 5.00%, 03/01/2026 | | | 75,903 | |
| | | 285,000 | | | 5.00%, 06/15/2027 | | | 352,444 | |
| | | 565,000 | | | 5.00%, 06/15/2028 | | | 693,998 | |
| | | | | | New Jersey Transportation Trust Fund Auth | |
| | | 140,000 | | | 4.00%, 06/15/2035 | | | 165,058 | |
| | | 1,530,000 | | | 5.00%, 12/15/2028 | | | 1,943,280 | |
| | | 685,000 | | | 5.50%, 12/15/2022 | | | 743,001 | |
| | | | | | New Jersey Turnpike Auth | |
| | | 1,510,000 | | | 1.05%, 01/01/2026 | | | 1,500,546 | |
| | | 110,000 | | | 5.00%, 01/01/2023 | | | 118,545 | |
| | | 605,000 | | | 5.00%, 01/01/2029 | | | 758,353 | |
| | | 740,000 | | | Tobacco Settlement Financing Corp., NJ 5.00%, 06/01/2029 | | | 932,048 | |
| | | | | | | | | | |
| | | | | | | | | 9,328,698 | |
| | | | | | | | | | |
| | | | | New Mexico - 1.3% | |
| | | | | | New Mexico Mortgage Finance Auth (GNMA/FNMA/FHLMC Insured) | | | | |
| | | 4,410,000 | | | 3.00%, 01/01/2051 | | | 4,812,848 | |
| | | 930,000 | | | 4.00%, 01/01/2049 | | | 1,025,864 | |
| | | | | | | | | | |
| | | | | | | | | 5,838,712 | |
| | | | | | | | | | |
| | | | | New York - 5.2% | |
| | | 4,210,000 | | | City of New York, NY, GO 5.00%, 08/01/2033 | | | 5,508,386 | |
| | | 2,605,000 | | | New York City Transitional Finance Auth, Future Tax Secured Rev 5.00%, 05/01/2033 | | | 3,450,841 | |
| | | 7,600,000 | | | New York State Dormitory Auth Rev 4.00%, 03/15/2035 | | | 9,148,814 | |
| | | | | | New York Transportation Dev. Corp. | |
| | | 300,000 | | | 1.36%, 12/01/2021 | | | 301,575 | |
| | | 455,000 | | | 1.61%, 12/01/2022 | | | 462,055 | |
| | | 475,000 | | | 5.00%, 12/01/2028 | | | 608,965 | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
MUNICIPAL BONDS - 56.1% - (continued) | |
| | | | | New York - 5.2% - (continued) | |
| | | | | | Port Auth of New York & New Jersey Rev | |
$ | | | 750,000 | | | 5.00%, 07/15/2031 | | $ | 956,245 | |
| | | 2,585,000 | | | 5.00%, 07/15/2033 | | | 3,379,148 | |
| | | | | | | | | | |
| | | | | | | | | 23,816,029 | |
| | | | | | | | | | |
| | | | | Ohio - 1.9% | |
| | | | | | Ohio Housing Finance Agency (GNMA/FNMA/FHLMC COLL Insured) | |
| | | 3,200,000 | | | 3.25%, 03/01/2050 | | | 3,524,941 | |
| | | 1,525,000 | | | 4.50%, 09/01/2048 | | | 1,705,750 | |
| | | 445,000 | | | Ohio Housing Finance Agency Rev 3.00%, 03/01/2052 | | | 489,083 | |
| | | | | | Ohio State University | |
| | | 5,000 | | | 5.00%, 12/01/2030 | | | 6,827 | |
| | | 5,000 | | | 5.00%, 12/01/2031 | | | 6,930 | |
| | | | | | Ohio Turnpike & Infrastructure Commission Rev | |
| | | 1,680,000 | | | 0.00%, 02/15/2038(5) | | | 1,167,744 | |
| | | 1,395,000 | | | 0.00%, 02/15/2041(5) | | | 881,350 | |
| | | 525,000 | | | State of Ohio, GO 5.00%, 05/01/2032 | | | 699,583 | |
| | | | | | | | | | |
| | | | | | | | | 8,482,208 | |
| | | | | | | | | | |
| | | | | Oklahoma - 0.3% | |
| | | 1,180,000 | | | Oklahoma Housing Finance Agency (GNMA/FNMA/FHLMC Insured) 4.00%, 03/01/2050 | | | 1,330,515 | |
| | | | | | | | | | |
| | | | | Pennsylvania - 2.1% | |
| | | 635,000 | | | Commonwealth Finance Auth, PA 5.00%, 06/01/2032 | | | 785,143 | |
| | | 1,295,000 | | | Geisinger, PA, Health System Auth Rev 5.00%, 02/15/2032 | | | 1,580,762 | |
| | | 2,110,000 | | | Pennsylvania Housing Finance Agency 3.50%, 04/01/2049 | | | 2,280,411 | |
| | | | | | Pennsylvania Turnpike Commission Rev | |
| | | 240,000 | | | 5.00%, 12/01/2026 | | | 294,771 | |
| | | 705,000 | | | 5.00%, 12/01/2027 | | | 887,509 | |
| | | 300,000 | | | 5.00%, 12/01/2032 | | | 398,233 | |
| | | 310,000 | | | 5.00%, 12/01/2033 | | | 409,637 | |
| | | | | | Philadelphia, PA, Gas Works Co.,(AGM Insured) | |
| | | 440,000 | | | 5.00%, 08/01/2029 | | | 568,430 | |
| | | 910,000 | | | 5.00%, 08/01/2030 | | | 1,196,242 | |
| | | 820,000 | | | 5.00%, 08/01/2033 | | | 1,067,118 | |
| | | | | | Reading, PA, School Dist, GO AGM State Aid Withholding Insured) | | | | |
| | | | | | Reading, PA, School Dist, GO AGM State Aid Withholding Insured) | | | | |
| | | 70,000 | | | 5.00%, 03/01/2025 | | | 81,079 | |
| | | 55,000 | | | 5.00%, 03/01/2026 | | | 65,326 | |
| | | 50,000 | | | 5.00%, 03/01/2027 | | | 60,668 | |
| | | | | | | | | | |
| | | | | | | | | 9,675,329 | |
| | | | | | | | | | |
| | | | | Rhode Island - 1.5% | |
| | | 6,390,000 | | | Rhode Island Housing & Mortgage Finance Corp. 3.75%, 10/01/2049 | | | 7,076,142 | |
| | | | | | | | | | |
| | | | | South Carolina - 2.2% | |
| | | 6,425,000 | | | Patriots Energy Group Financing Agency, SC 4.00%, 10/01/2048(6) | | | 7,012,598 | |
| | | 2,305,000 | | | South Carolina Jobs-Economic Dev Auth 3.75%, 01/01/2050 | | | 2,582,505 | |
| | | 250,000 | | | Tobacco Settlement Rev Mgmt Auth, SC 6.38%, 05/15/2030 | | | 350,457 | |
| | | | | | | | | | |
| | | | | | | | | 9,945,560 | |
| | | | | | | | | | |
| | | | | South Dakota - 0.1% | |
| | | | | | South Dakota Conservancy Dist | |
| | | 245,000 | | | 5.00%, 08/01/2029 | | | 324,617 | |
| | | 235,000 | | | 5.00%, 08/01/2030 | | | 316,417 | |
| | | | | | | | | | |
| | | | | | | | | 641,034 | |
| | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Tax-Aware Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
MUNICIPAL BONDS - 56.1% - (continued) | |
| | | | | Tennessee - 0.4% | |
$ | | | 250,000 | | | Metropolitan Nashville, TN, Airport Auth 5.00%, 07/01/2049 | | $ | 314,192 | |
| | | 1,265,000 | | | Tennessee Housing Dev Agency 4.50%, 07/01/2049 | | | 1,415,501 | |
| | | | | | | | | | |
| | | | | | | | | 1,729,693 | |
| | | | | | | | | | |
| | | | | Texas - 5.6% | |
| | | 3,770,000 | | | Arlington, TX, Higher Education Finance Corp., (PSF-GTD Insured) 5.00%, 08/15/2033 | | | 4,875,685 | |
| | | 705,000 | | | Bexar County, TX, Hospital Dist, GO 5.00%, 02/15/2030 | | | 888,668 | |
| | | | | | City of Houston, TX, Airport System Rev | |
| | | 2,385,000 | | | 5.00%, 07/01/2029 | | | 3,117,498 | |
| | | 1,325,000 | | | 5.00%, 07/01/2030 | | | 1,764,541 | |
| | | 1,695,000 | | | Cypress-Fairbanks, TX, Independent School Dist, GO (PSF-GTD Insured) 4.00%, 02/15/2033 | | | 2,096,625 | |
| | | 1,190,000 | | | Dallas-Fort Worth, TX, International Airport Rev 2.04%, 11/01/2024 | | | 1,239,124 | |
| | | | | | Harris County, TX, Cultural Education Facs Finance Corp. | | | | |
| | | 450,000 | | | 5.00%, 11/15/2028 | | | 567,974 | |
| | | 430,000 | | | 5.00%, 11/15/2029 | | | 540,504 | |
| | | | | | Lower Colorado River, TX, Auth Rev | |
| | | 370,000 | | | 5.00%, 05/15/2029 | | | 478,143 | |
| | | 140,000 | | | 5.00%, 05/15/2030 | | | 184,127 | |
| | | | | | Northside, TX, Independent School Dist, GO (PSF-GTD Insured) | | | | |
| | | 90,000 | | | 5.00%, 02/15/2026 | | | 109,251 | |
| | | 365,000 | | | 5.00%, 02/15/2030 | | | 487,641 | |
| | | 1,825,000 | | | Texas Department of Housing & Community Affairs (GNMA Insured) 3.00%, 01/01/2052 | | | 2,016,682 | |
| | | | | | Texas Department of Housing & Community Affairs Rev (GNMA Insured) | | | | |
| | | 1,970,000 | | | 3.50%, 03/01/2051 | | | 2,215,625 | |
| | | 1,245,000 | | | 4.00%, 03/01/2050 | | | 1,413,934 | |
| | | 945,000 | | | 4.75%, 03/01/2049 | | | 1,059,128 | |
| | | 1,245,000 | | | Texas Municipal Gas Acquisition & Supply Corp. III 5.00%, 12/15/2028 | | | 1,576,543 | |
| | | 880,000 | | | University of Texas 5.00%, 05/15/2035 | | | 1,082,150 | |
| | | | | | | | | | |
| | | | | | | | | 25,713,843 | |
| | | | | | | | | | |
| | | | | Washington - 1.8% | | | |
| | | 3,045,000 | | | State of Washington, GO 5.00%, 06/01/2040 | | | 4,044,802 | |
| | | | | | Washington State Housing Finance Commission Rev, (GNMA/FNMA/FHLMC Insured) | | | | |
| | | 2,635,000 | | | 4.00%, 12/01/2048 | | | 2,889,140 | |
| | | 1,115,000 | | | 4.00%, 06/01/2050 | | | 1,257,710 | |
| | | | | | | | | | |
| | | | | | | | | 8,191,652 | |
| | | | | | | | | | |
| | | | | Wisconsin - 0.2% | | | |
| | | 650,000 | | | Wisconsin Health & Educational Facs Auth 5.00%, 04/01/2033 | | | 790,447 | |
| | | | | | | | | | |
| | | | | Wyoming - 0.3% | | | |
| | | 1,150,000 | | | Wyoming Community Dev Auth 4.00%, 06/01/2043 | | | 1,256,568 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Municipal Bonds (cost $246,163,322) | | $ | 256,820,874 | |
| | | | | | | | | | |
| |
U.S. GOVERNMENT SECURITIES - 16.7% | | | |
| | | | | U.S. Treasury Securities - 16.7% | | | |
| | | | | U.S. Treasury Notes - 16.7% | | | |
$ | | | 9,713,000 | | | 0.13%, 01/15/2024 | | $ | 9,670,885 | |
| | | 26,182,000 | | | 0.25%, 03/15/2024 | | | 26,134,954 | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
| |
U.S. GOVERNMENT SECURITIES - 16.7% - (continued) | | | |
| | | | | U.S. Treasury Securities - 16.7% - (continued) | | | |
| | | | | U.S. Treasury Notes - 16.7% - (continued) | | | |
$ | | | 41,108,000 | | | 0.50%, 02/28/2026 | | $ | 40,475,323 | |
| | | | | | | | | | |
| | | | | | | | | 76,281,162 | |
| | | | | | | | | | |
| | | |
| | | | | | Total U.S. Government Securities (cost $76,243,161) | | $ | 76,281,162 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Long-Term Investments (cost $436,749,196) | | $ | 449,729,106 | |
| | | | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.2% | |
| | | | | Other Investment Pools & Funds - 0.4% | |
| | | 1,571,956 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(7) | | $ | 1,571,956 | |
| | | | | | | | | | |
| | | | | Securities Lending Collateral - 0.3% | |
| | | 188,789 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(7) | | | 188,789 | |
| | | 1,324,220 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(7) | | | 1,324,220 | |
| | | | | | | | | | |
| | | | | | | | | 1,513,009 | |
| | | | | | | | | | |
| | | | | U.S. Treasury Bill - 0.5% | | | |
| | | 2,476,500 | | | U.S. Treasury Bills 0.03%, 10/07/2021(8) | | | 2,476,284 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Short-Term Investments (cost $5,561,132) | | $ | 5,561,249 | |
| | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | |
| | | | | | Total Investments (cost $442,310,328) | | | 99.5 | % | | $ | 455,290,355 | |
| | | | | | Other Assets & Liabilities | | | 0.5 | % | | | 2,330,074 | |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | 457,620,429 | |
| | | | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2021. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(2) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2021. Base lending rates may be subject to a floor or cap. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2021, the aggregate value of these securities was $17,080,116, representing 3.7% of net assets. |
(5) | Security is a zero-coupon bond. |
(6) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Tax-Aware Bond Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
(7) | Current yield as of period end. |
(8) | The rate shown represents current yield to maturity. |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2021 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Short position contracts: | |
U.S. Treasury 5-Year Note Future | | | 375 | | | | 06/30/2021 | | | $ | 46,476,563 | | | $ | 278,949 | |
U.S. Treasury 10-Year Note Future | | | 189 | | | | 06/21/2021 | | | | 24,953,906 | | | | 422,603 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | 701,552 | |
| | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Corporate Bonds | | $ | 116,627,070 | | | $ | — | | | $ | 116,627,070 | | | $ | — | |
Municipal Bonds | | | 256,820,874 | | | | — | | | | 256,820,874 | | | | — | |
U.S. Government Securities | | | 76,281,162 | | | | — | | | | 76,281,162 | | | | — | |
Short-Term Investments | | | 5,561,249 | | | | 3,084,965 | | | | 2,476,284 | | | | — | |
Futures Contracts(2) | | | 701,552 | | | | 701,552 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 455,991,907 | | | $ | 3,786,517 | | | $ | 452,205,390 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US MidCap Opportunities Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.2% | |
| | | Banks - 4.9% | |
| 107,503 | | | Commerce Bancshares, Inc. | | $ | 8,364,808 | |
| 263,154 | | | Fifth Third Bancorp | | | 10,668,263 | |
| 62,599 | | | First Republic Bank | | | 11,470,641 | |
| 57,423 | | | M&T Bank Corp. | | | 9,055,033 | |
| | | | | | | | |
| | | | | | | 39,558,745 | |
| | | | | | | | |
| | | Capital Goods - 13.5% | | | |
| 151,608 | | | BWX Technologies, Inc. | | | 10,145,607 | |
| 89,013 | | | Dover Corp. | | | 13,279,849 | |
| 193,439 | | | Fortune Brands Home & Security, Inc. | | | 20,307,226 | |
| 63,869 | | | IDEX Corp. | | | 14,319,430 | |
| 58,237 | | | Nordson Corp. | | | 12,311,884 | |
| 184,731 | | | Pentair plc | | | 11,916,997 | |
| 68,411 | | | Snap-on, Inc. | | | 16,254,454 | |
| 60,999 | | | Trane Technologies plc | | | 10,603,456 | |
| | | | | | | | |
| | | | | | | 109,138,903 | |
| | | | | | | | |
| | | Commercial & Professional Services - 5.4% | | | |
| 102,812 | | | Leidos Holdings, Inc. | | | 10,412,799 | |
| 131,304 | | | Robert Half International, Inc. | | | 11,503,544 | |
| 57,237 | | | Verisk Analytics, Inc. | | | 10,772,003 | |
| 93,578 | | | Waste Connections, Inc. | | | 11,146,076 | |
| | | | | | | | |
| | | | | | | 43,834,422 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 1.7% | | | |
| 130,982 | | | Brunswick Corp. | | | 14,032,102 | |
| | | | | | | | |
| | | Consumer Services - 2.2% | | | |
| 238,912 | | | Aramark | | | 9,286,509 | |
| 40,599 | | | Churchill Downs, Inc. | | | 8,586,689 | |
| | | | | | | | |
| | | | | | | 17,873,198 | |
| | | | | | | | |
| | | Diversified Financials - 2.5% | | | |
| 79,606 | | | Raymond James Financial, Inc. | | | 10,410,873 | |
| 161,139 | | | SEI Investments Co. | | | 9,900,380 | |
| | | | | | | | |
| | | | | | | 20,311,253 | |
| | | | | | | | |
| | | Energy - 1.8% | |
| 74,465 | | | Diamondback Energy, Inc. | | | 6,086,025 | |
| 52,527 | | | Pioneer Natural Resources Co. | | | 8,080,228 | |
| | | | | | | | |
| | | | | | | 14,166,253 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.0% | | | |
| 36,597 | | | Casey’s General Stores, Inc. | | | 8,131,487 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.7% | | | |
| 85,815 | | | Hershey Co. | | | 14,099,404 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 7.2% | | | |
| 28,945 | | | Cooper Cos., Inc. | | | 11,893,211 | |
| 171,725 | | | Encompass Health Corp. | | | 14,572,584 | |
| 39,342 | | | Masimo Corp.* | | | 9,153,703 | |
| 32,892 | | | Teleflex, Inc. | | | 13,896,212 | |
| 27,694 | | | West Pharmaceutical Services, Inc. | | | 9,098,033 | |
| | | | | | | | |
| | | | | | | 58,613,743 | |
| | | | | | | | |
| | | Insurance - 8.4% | | | |
| 99,637 | | | Arthur J Gallagher & Co. | | | 14,442,383 | |
| 152,927 | | | Assurant, Inc. | | | 23,795,441 | |
| 105,583 | | | Globe Life, Inc. | | | 10,821,202 | |
| 87,701 | | | Reinsurance Group of America, Inc. | | | 11,447,612 | |
| 44,209 | | | RenaissanceRe Holdings Ltd. | | | 7,462,921 | |
| | | | | | | | |
| | | | | | | 67,969,559 | |
| | | | | | | | |
| | | Materials - 3.3% | |
| 80,477 | | | Ashland Global Holdings, Inc. | | | 6,937,922 | |
| 93,097 | | | Crown Holdings, Inc. | | | 10,222,051 | |
| 100,064 | | | Westlake Chemical Corp. | | | 9,395,009 | |
| | | | | | | | |
| | | | | | | 26,554,982 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.2% - (continued) | |
| | | Media & Entertainment - 4.5% | |
| 46,725 | | | IAC/InterActiveCorp* | | $ | 11,843,386 | |
| 223,667 | | | Interpublic Group of Cos., Inc. | | | 7,101,427 | |
| 36,367 | | | Match Group, Inc.* | | | 5,659,796 | |
| 66,267 | | | Take-Two Interactive Software, Inc.* | | | 11,621,907 | |
| | | | | | | | |
| | | | | | | 36,226,516 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 2.4% | |
| 115,514 | | | Catalent, Inc.* | | | 12,991,859 | |
| 141,091 | | | Royalty Pharma plc Class A | | | 6,208,004 | |
| | | | | | | | |
| | | | | | | 19,199,863 | |
| | | | | | | | |
| | | Real Estate - 3.7% | |
| 62,864 | | | Alexandria Real Estate Equities, Inc. REIT | | | 11,384,670 | |
| 222,790 | | | Americold Realty Trust REIT | | | 8,998,488 | |
| 413,008 | | | Brixmor Property Group, Inc. REIT | | | 9,226,599 | |
| | | | | | | | |
| | | | | | | 29,609,757 | |
| | | | | | | | |
| | | Retailing - 5.4% | |
| 78,775 | | | Advance Auto Parts, Inc. | | | 15,767,604 | |
| 36,035 | | | Burlington Stores, Inc.* | | | 11,759,302 | |
| 352,248 | | | LKQ Corp.* | | | 16,453,504 | |
| | | | | | | | |
| | | | | | | 43,980,410 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 4.8% | |
| 95,195 | | | Entegris, Inc. | | | 10,717,053 | |
| 39,514 | | | First Solar, Inc.* | | | 3,024,007 | |
| 87,459 | | | Microchip Technology, Inc. | | | 13,144,213 | |
| 300,353 | | | ON Semiconductor Corp.* | | | 11,713,767 | |
| | | | | | | | |
| | | | | | | 38,599,040 | |
| | | | | | | | |
| | | Software & Services - 10.2% | |
| 143,357 | | | Amdocs Ltd. | | | 11,001,216 | |
| 162,722 | | | Black Knight, Inc.* | | | 11,784,327 | |
| 92,105 | | | Dolby Laboratories, Inc. Class A | | | 9,345,894 | |
| 246,616 | | | Genpact Ltd. | | | 11,721,659 | |
| 20,996 | | | Palo Alto Networks, Inc.* | | | 7,419,776 | |
| 79,654 | | | PTC, Inc.* | | | 10,429,895 | |
| 160,125 | | | Teradata Corp.* | | | 7,921,384 | |
| 57,602 | | | VeriSign, Inc.* | | | 12,601,590 | |
| | | | | | | | |
| | | | | | | 82,225,741 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 8.0% | |
| 60,453 | | | CDW Corp. | | | 10,780,583 | |
| 159,875 | | | Ciena Corp.* | | | 8,068,891 | |
| 225,814 | | | FLIR Systems, Inc. | | | 13,542,066 | |
| 63,267 | | | Keysight Technologies, Inc.* | | | 9,132,591 | |
| 61,705 | | | Motorola Solutions, Inc. | | | 11,619,052 | |
| 88,289 | | | TE Connectivity Ltd. | | | 11,872,222 | |
| | | | | | | | |
| | | | | | | 65,015,405 | |
| | | | | | | | |
| | | Utilities - 4.6% | |
| 154,571 | | | Alliant Energy Corp. | | | 8,682,253 | |
| 386,014 | | | CenterPoint Energy, Inc. | | | 9,453,483 | |
| 51,667 | | | Eversource Energy | | | 4,454,729 | |
| 221,071 | | | FirstEnergy Corp. | | | 8,383,012 | |
| 243,031 | | | NiSource, Inc. | | | 6,323,666 | |
| | | | | | | | |
| | | | | | | 37,297,143 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $514,512,107) | | $ | 786,437,926 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US MidCap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 3.4% | |
| | Other Investment Pools & Funds - 3.4% | |
27,876,309 | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(1) | | $ | 27,876,309 | |
| | | | | | |
| | | | | | | | | | | | |
| | | | Total Short-Term Investments (cost $27,876,309) | | | | | | $ | 27,876,309 | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $542,388,416) | | | 100.6 | % | | $ | 814,314,235 | |
| | | | Other Assets and Liabilities | | | (0.6 | )% | | | (4,763,763 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 809,550,472 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 39,558,745 | | | $ | 39,558,745 | | | $ | — | | | $ | — | |
Capital Goods | | | 109,138,903 | | | | 109,138,903 | | | | — | | | | — | |
Commercial & Professional Services | | | 43,834,422 | | | | 43,834,422 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 14,032,102 | | | | 14,032,102 | | | | — | | | | — | |
Consumer Services | | | 17,873,198 | | | | 17,873,198 | | | | — | | | | — | |
Diversified Financials | | | 20,311,253 | | | | 20,311,253 | | | | — | | | | — | |
Energy | | | 14,166,253 | | | | 14,166,253 | | | | — | | | | — | |
Food & Staples Retailing | | | 8,131,487 | | | | 8,131,487 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 14,099,404 | | | | 14,099,404 | | | | — | | | | — | |
Health Care Equipment & Services | | | 58,613,743 | | | | 58,613,743 | | | | — | | | | — | |
Insurance | | | 67,969,559 | | | | 67,969,559 | | | | — | | | | — | |
Materials | | | 26,554,982 | | | | 26,554,982 | | | | — | | | | — | |
Media & Entertainment | | | 36,226,516 | | | | 36,226,516 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 19,199,863 | | | | 19,199,863 | | | | — | | | | — | |
Real Estate | | | 29,609,757 | | | | 29,609,757 | | | | — | | | | — | |
Retailing | | | 43,980,410 | | | | 43,980,410 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 38,599,040 | | | | 38,599,040 | | | | — | | | | — | |
Software & Services | | | 82,225,741 | | | | 82,225,741 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 65,015,405 | | | | 65,015,405 | | | | — | | | | — | |
Utilities | | | 37,297,143 | | | | 37,297,143 | | | | — | | | | — | |
Short-Term Investments | | | 27,876,309 | | | | 27,876,309 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 814,314,235 | | | $ | 814,314,235 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small Cap Opportunities Fund |
Schedule of Investments
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.5% | |
| | | | Automobiles & Components - 0.5% | |
| 24,279 | | | Gentherm, Inc.* | | $ | 1,728,665 | |
| | | | | | | | |
| | | Banks - 9.1% | |
| 15,939 | | | Cambridge Bancorp | | | 1,395,459 | |
| 326,987 | | | First BanCorp | | | 4,110,227 | |
| 82,213 | | | First Interstate BancSystem, Inc. Class A | | | 3,861,545 | |
| 96,210 | | | First Merchants Corp. | | | 4,445,864 | |
| 93,064 | | | Heritage Financial Corp. | | | 2,615,098 | |
| 32,833 | | | Lakeland Financial Corp. | | | 2,141,697 | |
| 121,425 | | | OceanFirst Financial Corp. | | | 2,775,775 | |
| 97,621 | | | Seacoast Banking Corp. of Florida* | | | 3,548,523 | |
| 40,541 | | | South State Corp. | | | 3,418,417 | |
| 99,551 | | | United Community Banks, Inc. | | | 3,257,309 | |
| | | | | | | | |
| | | | | | | 31,569,914 | |
| | | | | | | | |
| | | Capital Goods - 13.4% | |
| 43,236 | | | Albany International Corp. Class A | | | 3,858,381 | |
| 46,824 | | | Comfort Systems USA, Inc. | | | 3,856,425 | |
| 128,068 | | | Customers Bancorp, Inc.*(1) | | | 1,313,978 | |
| 38,423 | | | EnPro Industries, Inc. | | | 3,290,930 | |
| 36,253 | | | ESCO Technologies, Inc. | | | 3,942,876 | |
| 36,859 | | | Gibraltar Industries, Inc.* | | | 3,385,868 | |
| 57,010 | | | Hexcel Corp.* | | | 3,215,934 | |
| 99,747 | | | Maxar Technologies, Inc. | | | 3,871,181 | |
| 30,092 | | | Simpson Manufacturing Co., Inc. | | | 3,391,368 | |
| 43,810 | | | Standex International Corp. | | | 4,154,064 | |
| 35,982 | | | TPI Composites, Inc.* | | | 1,912,443 | |
| 216,993 | | | Univar Solutions, Inc.* | | | 5,066,787 | |
| 21,014 | | | Valmont Industries, Inc. | | | 5,187,306 | |
| | | | | | | | |
| | | | | | | 46,447,541 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.2% | |
| 69,871 | | | ASGN, Inc.* | | | 7,349,032 | |
| 28,835 | | | KAR Auction Services, Inc. | | | 432,236 | |
| 40,656 | | | McGrath Rent Corp. | | | 3,332,979 | |
| | | | | | | | |
| | | | | | | 11,114,247 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 5.0% | |
| 17,988 | | | Cavco Industries, Inc.* | | | 3,767,227 | |
| 54,369 | | | Oxford Industries, Inc. | | | 4,960,084 | |
| 86,749 | | | Skyline Champion Corp.* | | | 3,854,258 | |
| 117,893 | | | Steven Madden Ltd. | | | 4,794,708 | |
| | | | | | | | |
| | | | | | | 17,376,277 | |
| | | | | | | | |
| | | Consumer Services - 2.3% | |
| 17,177 | | | Cracker Barrel Old Country Store, Inc. | | | 2,876,632 | |
| 101,313 | | | Terminix Global Holdings, Inc.* | | | 5,155,819 | |
| | | | | | | | |
| | | | | | | 8,032,451 | |
| | | | | | | | |
| | | Diversified Financials - 2.1% | |
| 158,370 | | | Compass Diversified Holdings | | | 4,028,933 | |
| 50,748 | | | Houlihan Lokey, Inc. | | | 3,363,070 | |
| | | | | | | | |
| | | | | | | 7,392,003 | |
| | | | | | | | |
| | | Energy - 1.3% | |
| 35,315 | | | Cactus, Inc. Class A | | | 1,052,740 | |
| 95,365 | | | Delek U.S. Holdings, Inc. | | | 2,263,011 | |
| 118,040 | | | Solaris Oilfield Infrastructure, Inc. Class A | | | 1,291,358 | |
| | | | | | | | |
| | | | | | | 4,607,109 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.2% | |
| 71,686 | | | Performance Food Group Co.* | | | 4,207,968 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 2.4% | |
| 61,152 | | | Darling Ingredients, Inc.* | | | 4,247,006 | |
| 237,520 | | | Primo Water Corp. | | | 3,976,085 | |
| | | | | | | | |
| | | | | | | 8,223,091 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.5% - (continued) | |
| | | Health Care Equipment & Services - 6.8% | |
| 57,995 | | | AdaptHealth Corp.* | | $ | 1,685,335 | |
| 127,035 | | | Envista Holdings Corp.* | | | 5,498,075 | |
| 22,391 | | | ICU Medical, Inc.* | | | 4,663,373 | |
| 53,676 | | | LivaNova plc* | | | 4,555,482 | |
| 12,324 | | | Mesa Laboratories, Inc. | | | 3,064,363 | |
| 39,798 | | | Progyny, Inc.* | | | 2,264,904 | |
| 258,278 | | | Sientra, Inc.* | | | 1,771,787 | |
| | | | | | | | |
| | | | | | | 23,503,319 | |
| | | | | | | | |
| | | Insurance - 5.8% | |
| 68,499 | | | Axis Capital Holdings Ltd. | | | 3,822,244 | |
| 83,300 | | | James River Group Holdings Ltd. | | | 3,924,263 | |
| 38,525 | | | Kemper Corp. | | | 3,007,262 | |
| 25,516 | | | Palomar Holdings, Inc.* | | | 1,795,306 | |
| 26,366 | | | Reinsurance Group of America, Inc. | | | 3,441,554 | |
| 74,665 | | | Selectquote, Inc.* | | | 2,324,321 | |
| 108,421 | | | Trean Insurance Group, Inc.* | | | 1,896,283 | |
| | | | | | | | |
| | | | | | | 20,211,233 | |
| | | | | | | | |
| | | Materials - 9.1% | |
| 86,622 | | | Ardagh Group S.A. | | | 2,326,667 | |
| 44,268 | | | Ashland Global Holdings, Inc. | | | 3,816,344 | |
| 173,785 | | | Atotech Ltd.* | | | 3,748,543 | |
| 30,443 | | | Balchem Corp. | | | 3,872,045 | |
| 40,864 | | | Compass Minerals International, Inc. | | | 2,775,483 | |
| 30,643 | | | Eagle Materials, Inc. | | | 4,233,024 | |
| 144,149 | | | Element Solutions, Inc. | | | 3,153,980 | |
| 41,271 | | | Neenah, Inc. | | | 2,194,379 | |
| 170,205 | | | Valvoline, Inc. | | | 5,344,437 | |
| | | | | | | | |
| | | | | | | 31,464,902 | |
| | | | | | | | |
| | | Media & Entertainment - 2.6% | |
| 56,465 | | | John Wiley & Sons, Inc. Class A | | | 3,215,117 | |
| 43,405 | | | Madison Square Garden Entertainment Corp.* | | | 3,932,927 | |
| 391,889 | | | MDC Partners, Inc. Class A* | | | 1,747,825 | |
| | | | | | | | |
| | | | | | | 8,895,869 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 5.3% | |
| 60,846 | | | Aerie Pharmaceuticals, Inc.* | | | 1,042,292 | |
| 22,918 | | | Catalent, Inc.* | | | 2,577,587 | |
| 138,117 | | | Evolus, Inc.* | | | 1,258,246 | |
| 43,727 | | | FibroGen, Inc.* | | | 975,987 | |
| 54,653 | | | Intra-Cellular Therapies, Inc.* | | | 1,881,703 | |
| 22,808 | | | Natera, Inc.* | | | 2,509,336 | |
| 24,412 | | | Pacira BioSciences, Inc.* | | | 1,542,350 | |
| 77,741 | | | Syneos Health, Inc.* | | | 6,596,324 | |
| | | | | | | | |
| | | | | | | 18,383,825 | |
| | | | | | | | |
| | | Real Estate - 3.0% | |
| 92,033 | | | Douglas Emmett, Inc. REIT | | | 3,086,787 | |
| 179,583 | | | Kennedy-Wilson Holdings, Inc. | | | 3,690,431 | |
| 58,341 | | | Terreno Realty Corp. REIT | | | 3,764,161 | |
| | | | | | | | |
| | | | | | | 10,541,379 | |
| | | | | | | | |
| | | Retailing - 1.1% | |
| 19,623 | | | Asbury Automotive Group, Inc.* | | | 3,897,324 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 4.5% | |
| 109,979 | | | Allegro MicroSystems, Inc.* | | | 2,714,282 | |
| 67,980 | | | MACOM Technology Solutions Holdings, Inc.* | | | 3,848,348 | |
| 120,206 | | | ON Semiconductor Corp.* | | | 4,688,034 | |
| 64,329 | | | Semtech Corp.* | | | 4,357,646 | |
| | | | | | | | |
| | | | | | | 15,608,310 | |
| | | | | | | | |
| | | Software & Services - 7.9% | | | |
| 84,991 | | | LiveRamp Holdings, Inc.* | | | 4,162,859 | |
| 72,216 | | | Perficient, Inc.* | | | 4,738,092 | |
| 182,679 | | | Sabre Corp. | | | 2,736,532 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small Cap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.5% - (continued) | |
| | | Software & Services - 7.9% - (continued) | | | |
| 51,758 | | | Science Applications International Corp. | | $ | 4,628,200 | |
| 120,239 | | | Teradata Corp.* | | | 5,948,223 | |
| 69,457 | | | WNS Holdings Ltd. ADR* | | | 5,030,771 | |
| | | | | | | | |
| | | | | | | 27,244,677 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 4.0% | | | |
| 69,292 | | | Ciena Corp.* | | | 3,497,167 | |
| 38,156 | | | Lumentum Holdings, Inc.* | | | 3,245,168 | |
| 83,706 | | | Plantronics, Inc.* | | | 3,347,403 | |
| 240,406 | | | Viavi Solutions, Inc.* | | | 3,933,042 | |
| | | | | | | | |
| | | | | | | 14,022,780 | |
| | | | | | | | |
| | | Telecommunication Services - 0.5% | | | |
| 144,689 | | | Fintech Acquisition Corp. IV Class A* | | | 1,639,326 | |
| | | | | | | | |
| | | Utilities - 2.4% | | | |
| 31,329 | | | Avista Corp. | | | 1,441,761 | |
| 17,907 | | | Chesapeake Utilities Corp. | | | 2,122,338 | |
| 27,009 | | | IDACORP, Inc. | | | 2,767,882 | |
| 32,122 | | | SJW Group | | | 2,105,597 | |
| | | | | | | | |
| | | | | | | 8,437,578 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $234,799,650) | | $ | 324,549,788 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 5.0% | |
| | | Other Investment Pools & Funds - 4.8% | | | |
| 16,593,382 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(2) | | $ | 16,593,382 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.2% | | | |
| 111,396 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2) | | | 111,396 | |
| 781,362 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.04%(2) | | | 781,362 | |
| | | | | | | | |
| | | | | | | 892,758 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $17,486,140) | | $ | 17,486,140 | |
| | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | Total Investments (cost $252,285,790) | | | 98.5 | % | | $ | 342,035,928 | |
| | | | | | Other Assets and Liabilities | | | 1.5 | % | | | 5,289,227 | |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | 347,325,155 | |
| | | | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
(3) | This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2021, the aggregate fair value of this security was $2,443,532 which represented 0.7% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third-party pricing service methodology approved by the Board of Directors. |
| | | | | | | | | | | | | | | | | | | | |
PIPE Purchase Commitments Outstanding as of April 30, 2021 | |
Period Committed | | | Security Name | | Committed Shares | | | Committed Cost | | | Market Value | | | Unrealized Appreciation/ (Deprecation) | |
| 01/2021 | | | Restaurant And Gaming PIPE(3) | | | 218,778 | | | $ | 2,187,780 | | | $ | 2,443,532 | | | $ | 255,752 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 2,187,780 | | | $ | 2,443,532 | | | $ | 255,752 | |
| | | | | | | | | | | | | | | | | | | | |
Special purpose acquisition companies (“SPACs”) are collective investment structures that allow for private investments in public equity investments (“PIPE”). Hartford Schroders US Small Cap Opportunities Fund had contingent commitments outstanding of $2,187,780 to purchase restricted PIPE shares as of April 30, 2021.
The aggregate unrealized appreciation of PIPE commitments represents 0.6% of net assets.
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small Cap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2021 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2021 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | | | | | | | | | | | | | | | | |
Common Stocks | | | | | | | | | | | | | | | | |
Automobiles & Components | | $ | 1,728,665 | | | $ | 1,728,665 | | | $ | — | | | $ | — | |
Banks | | | 31,569,914 | | | | 31,569,914 | | | | — | | | | — | |
Capital Goods | | | 46,447,541 | | | | 46,447,541 | | | | — | | | | — | |
Commercial & Professional Services | | | 11,114,247 | | | | 11,114,247 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 17,376,277 | | | | 17,376,277 | | | | — | | | | — | |
Consumer Services | | | 8,032,451 | | | | 8,032,451 | | | | — | | | | — | |
Diversified Financials | | | 7,392,003 | | | | 7,392,003 | | | | — | | | | — | |
Energy | | | 4,607,109 | | | | 4,607,109 | | | | — | | | | — | |
Food & Staples Retailing | | | 4,207,968 | | | | 4,207,968 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 8,223,091 | | | | 8,223,091 | | | | — | | | | — | |
Health Care Equipment & Services | | | 23,503,319 | | | | 23,503,319 | | | | — | | | | — | |
Insurance | | | 20,211,233 | | | | 20,211,233 | | | | — | | | | — | |
Materials | | | 31,464,902 | | | | 31,464,902 | | | | — | | | | — | |
Media & Entertainment | | | 8,895,869 | | | | 8,895,869 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 18,383,825 | | | | 18,383,825 | | | | — | | | | — | |
Real Estate | | | 10,541,379 | | | | 10,541,379 | | | | — | | | | — | |
Retailing | | | 3,897,324 | | | | 3,897,324 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 15,608,310 | | | | 15,608,310 | | | | — | | | | — | |
Software & Services | | | 27,244,677 | | | | 27,244,677 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 14,022,780 | | | | 14,022,780 | | | | — | | | | — | |
Telecommunication Services | | | 1,639,326 | | | | 1,639,326 | | | | — | | | | — | |
Utilities | | | 8,437,578 | | | | 8,437,578 | | | | — | | | | — | |
Short-Term Investments | | | 17,486,140 | | | | 17,486,140 | | | | — | | | | — | |
PIPE Purchase Commitment | | | 2,443,532 | | | | — | | | | 2,443,532 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 344,479,460 | | | $ | 342,035,928 | | | $ | 2,443,532 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2021, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Glossary (abbreviations used in the preceding Schedules of Investments)
| | |
Counterparty Abbreviations: |
BOA | | Bank of America Securities LLC |
CBK | | Citibank NA |
JPM | | JP Morgan Chase & Co. |
MSC | | Morgan Stanley |
UBS | | UBS AG |
|
Currency Abbreviations: |
BRL | | Brazilian Real |
CLP | | Chilean Peso |
CNY | | Chinese Yuan |
COP | | Colombian Peso |
CZK | | Czech Koruna |
EGP | | Egyptian Pound |
EUR | | Euro |
GBP | | British Pound |
HUF | | Hungarian Forint |
IDR | | Indonesian Rupiah |
INR | | Indian Rupee |
MXN | | Mexican Peso |
MYR | | Malaysian Ringgit |
PLN | | Polish Zloty |
RON | | New Romanian Leu |
RUB | | Russian Ruble |
THB | | Thai Baht |
USD | | United States Dollar |
ZAR | | South African Rand |
|
Index Abbreviations: |
CMT | | Constant Maturity Treasury Index |
|
Municipal Abbreviations: |
Auth | | Authority |
Dev | | Development |
Dist | | District |
Facs | | Facilities |
GO | | General Obligation |
Rev | | Revenue |
|
Other Abbreviations: |
ADR | | American Depositary Receipt |
AGC | | Assured Guarantee Corp. |
AGM | | Assured Guaranty Municipal Corp. |
BAM | | Build America Mutual Assurance Corp. |
CLO | | Collateralized Loan Obligation |
CMO | | Collateralized Mortgage Obligation |
CR | | Custody Receipts |
EM | | Emerging Markets |
EURIBOR | | Euro Interbank Offered Rate |
FGIC | | Financial Guaranty Insurance Company |
FHLMC | | Federal Home Loan Mortgage Corp. |
FNMA | | Federal National Mortgage Association |
GDR | | Global Depositary Receipt |
GNMA | | Government National Mortgage Association |
JSC | | Joint Stock Company |
LIBOR | | London Interbank Offered Rate |
NATL | | National Public Finance Guarantee Corp. |
NVDR | | Non-Voting Depositary Receipt |
OTC | | Over-the-Counter |
PJSC | | Private Joint Stock Company |
PSF-GTD | | Permanent School Fund Guaranteed |
PT | | Perseroan Terbatas |
REIT | | Real Estate Investment Trust |
SOFR | | Secured Overnight Financing Rate |
TCRS | | Tennessee Consolidated Retirement System |
Statements of Assets and Liabilities
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders China A Fund | | | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi- Sector Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | | | Hartford Schroders International Stock Fund | |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | | $ | 10,419,418 | | | $ | 6,197,813,603 | | | $ | 38,723,746 | | | $ | 2,573,111,875 | | | $ | 2,444,807,180 | |
Cash | | | — | | | | — | | | | — | | | | 11,912 | | | | — | |
Cash collateral held for securities on loan | | | — | | | | 9,933 | | | | 70,160 | | | | 4,369,994 | | | | — | |
Foreign currency | | | 23,888 | | | | 12,074,539 | | | | 73,943 | | | | 2,656,030 | | | | 1,714,176 | |
Unrealized appreciation on foreign currency contracts | | | — | | | | — | | | | 73,468 | | | | 761,618 | | | | — | |
Receivables: | | | | | | | | | |
From affiliates | | | 10,952 | | | | — | | | | 11,678 | | | | — | | | | — | |
Investment securities sold | | | — | | | | 5,566,167 | | | | 1,945,730 | | | | 7,775,379 | | | | 12,241,290 | |
Fund shares sold | | | — | | | | 9,101,173 | | | | 42,223 | | | | 4,398,225 | | | | 12,594,596 | |
Dividends and interest | | | — | | | | 9,827,832 | | | | 560,407 | | | | 8,998,321 | | | | 1,139,092 | |
Securities lending income | | | — | | | | 37,977 | | | | 484 | | | | 129,577 | | | | 120 | |
Variation margin on futures contracts | | | — | | | | — | | | | — | | | | 5,830,167 | | | | — | |
Tax reclaims | | | — | | | | 80,221 | | | | 29,645 | | | | 2,091,158 | | | | 1,685,905 | |
Other assets | | | 66,956 | | | | 150,817 | | | | 145,542 | | | | 93,647 | | | | 212,993 | |
| | | | | | | | | | | | | | | | | | | | |
Total assets | | | 10,521,214 | | | | 6,234,662,262 | | | | 41,677,026 | | | | 2,610,227,903 | | | | 2,474,395,352 | |
| | | | | | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | | | — | | | | — | | | | 30,946 | | | | — | | | | — | |
Due to custodian | | | — | | | | — | | | | 447,797 | | | | — | | | | — | |
Obligation to return securities lending collateral | | | — | | | | 198,632 | | | | 1,402,995 | | | | 87,387,398 | | | | — | |
Unrealized depreciation on OTC swap contracts | | | — | | | | — | | | | 1,156 | | | | — | | | | — | |
Payables: | | | | | | | | | |
Investment securities purchased | | | — | | | | 9,525,561 | | | | 1,819,308 | | | | 1,721,579 | | | | 17,400,140 | |
Fund shares redeemed | | | — | | | | 2,722,168 | | | | 132,596 | | | | 1,243,620 | | | | 1,056,401 | |
Investment management fees | | | 7,388 | | | | 5,089,456 | | | | 36,905 | | | | 1,409,557 | | | | 1,281,908 | |
Transfer agent fees | | | 172 | | | | 527,654 | | | | 4,901 | | | | 136,639 | | | | 64,613 | |
Accounting services fees | | | 113 | | | | 69,545 | | | | 725 | | | | 27,837 | | | | 26,770 | |
Board of Directors’ fees | | | 34 | | | | 15,126 | | | | 346 | | | | 8,102 | | | | — | |
Foreign taxes | | | — | | | | 6,078,787 | | | | 7,054 | | | | — | | | | 537,846 | |
Distribution fees | | | 72 | | | | 13,973 | | | | 31 | | | | 6,484 | | | | 9,609 | |
Accrued expenses | | | 16,613 | | | | 338,454 | | | | 25,263 | | | | 53,959 | | | | — | |
OTC swap contracts premiums received | | | — | | | | — | | | | 14,158 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total liabilities | | | 24,392 | | | | 24,579,356 | | | | 3,924,181 | | | | 91,995,175 | | | | 20,377,287 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 10,496,822 | | | $ | 6,210,082,906 | | | $ | 37,752,845 | | | $ | 2,518,232,728 | | | $ | 2,454,018,065 | |
| | | | | | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | | $ | 7,374,383 | | | $ | 4,441,374,970 | | | $ | 49,401,462 | | | $ | 2,339,947,141 | | | $ | 2,021,785,458 | |
Distributable earnings (loss) | | | 3,122,439 | | | | 1,768,707,936 | | | | (11,648,617 | ) | | | 178,285,587 | | | | 432,232,607 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 10,496,822 | | | $ | 6,210,082,906 | | | $ | 37,752,845 | | | $ | 2,518,232,728 | | | $ | 2,454,018,065 | |
| | | | | | | | | | | | | | | | | | | | |
Shares authorized | | | 300,000,000 | | | | 905,000,000 | | | | 500,000,000 | | | | 830,000,000 | | | | 560,000,000 | |
| | | | | | | | | | | | | | | | | | | | |
Par value | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | |
| | | | | | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 16.17 | | | $ | 21.17 | | | $ | 8.52 | | | $ | 10.34 | | | $ | 18.08 | |
| | | | | | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 17.11 | | | $ | 22.40 | | | $ | 8.92 | | | $ | 10.94 | | | $ | 19.13 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 80,019 | | | | 4,737,705 | | | | 198,830 | | | | 8,298,160 | | | | 11,948,605 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 1,294,033 | | | $ | 100,297,563 | | | $ | 1,694,266 | | | $ | 85,816,822 | | | $ | 215,989,422 | |
| | | | | | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 16.01 | | | $ | 20.93 | | | $ | 8.49 | | | $ | 10.28 | | | $ | 17.10 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 12,885 | | | | 411,376 | | | | 17,678 | | | | 1,469,024 | | | | 821,837 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 206,322 | | | $ | 8,608,701 | | | $ | 150,149 | | | $ | 15,094,992 | | | $ | 14,053,353 | |
| | | | | | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 16.16 | | | $ | 21.22 | | | $ | 8.51 | | | $ | 10.33 | | | $ | 17.50 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 63,421 | | | | 107,268,614 | | | | 2,387,476 | | | | 70,807,095 | | | | 76,507,019 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 1,024,739 | | | $ | 2,276,277,152 | | | $ | 20,313,915 | | | $ | 731,759,455 | | | $ | 1,338,852,902 | |
| | | | | | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | — | | | $ | 21.12 | | | $ | 8.53 | | | $ | 10.31 | | | $ | 17.39 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | 4,770 | | | | 3,615 | | | | 1,634,551 | | | | 72,936 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | 100,725 | | | $ | 30,846 | | | $ | 16,849,717 | | | $ | 1,268,346 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders China A Fund | | | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi- Sector Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | | | Hartford Schroders International Stock Fund | |
Class R4: Net asset value per share | | $ | — | | | $ | 21.29 | | | $ | 8.52 | | | $ | 10.31 | | | $ | 17.47 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | 243,770 | | | | 1,323 | | | | 561,001 | | | | 194,628 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | 5,190,685 | | | $ | 11,271 | | | $ | 5,786,286 | | | $ | 3,400,020 | |
| | | | | | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | — | | | $ | 21.22 | | | $ | 8.51 | | | $ | 10.33 | | | $ | 17.51 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | 21,069 | | | | 1,331 | | | | 1,790,729 | | | | 1,165,702 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | 447,175 | | | $ | 11,321 | | | $ | 18,489,337 | | | $ | 20,408,055 | |
| | | | | | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 16.16 | | | $ | 21.29 | | | $ | 8.51 | | | $ | 10.33 | | | $ | 17.55 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 11,687 | | | | 36,168,149 | | | | 294,835 | | | | 26,913,459 | | | | 10,427,458 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 188,858 | | | $ | 769,895,982 | | | $ | 2,507,947 | | | $ | 277,974,938 | | | $ | 183,026,387 | |
| | | | | | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 16.16 | | | $ | 21.22 | | | $ | 8.00 | | | $ | 10.34 | | | $ | 17.52 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 231,609 | | | | 59,624,390 | | | | 1,514 | | | | 52,728,568 | | | | 22,593,798 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 3,742,784 | | | $ | 1,265,382,463 | | | $ | 12,106 | | | $ | 545,132,219 | | | $ | 395,812,745 | |
| | | | | | | | | | | | | | | | | | | | |
Class SDR:Net asset value per share | | $ | 16.16 | | | $ | 21.26 | | | $ | 8.51 | | | $ | 10.32 | | | $ | 17.51 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 250,000 | | | | 83,897,660 | | | | 1,530,350 | | | | 79,555,571 | | | | 16,064,153 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 4,040,086 | | | $ | 1,783,882,460 | | | $ | 13,021,024 | | | $ | 821,328,962 | | | $ | 281,206,835 | |
| | | | | | | | | | | | | | | | | | | | |
Cost of investments | | $ | 8,209,258 | | | $ | 4,171,129,692 | | | $ | 38,207,667 | | | $ | 2,244,855,457 | | | $ | 2,034,267,174 | |
Cost of foreign currency | | $ | 23,860 | | | $ | 11,938,082 | | | $ | 73,589 | | | $ | 2,653,268 | | | $ | 1,716,374 | |
| | | | | |
(1) Includes Investment in securities on loan, at market value | | $ | — | | | $ | 188,787 | | | $ | 1,352,428 | | | $ | 79,374,522 | | | $ | — | |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Securitized Income Fund | | | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US MidCap Opportunities Fund | | | Hartford Schroders US Small Cap Opportunities Fund | |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | | $ | 130,910,408 | | | $ | 455,290,355 | | | $ | 814,314,235 | | | $ | 342,035,928 | |
PIPE purchase commitments | | | — | | | | — | | | | — | | | | 255,752 | |
Cash | | | 629,739 | | | | — | | | | — | | | | — | |
Cash collateral held for securities on loan | | | — | | | | 79,644 | | | | — | | | | 46,994 | |
Cash collateral due from broker on futures contracts | | | 50 | | | | — | | | | — | | | | — | |
Foreign currency | | | 2,104 | | | | — | | | | — | | | | — | |
Unrealized appreciation on foreign currency contracts | | | 8,322 | | | | — | | | | — | | | | — | |
Receivables: | | | | | | | | | |
From affiliates | | | 4,827 | | | | 33,384 | | | | — | | | | 2,230 | |
Investment securities sold | | | — | | | | — | | | | 5,843,176 | | | | 553,519 | |
Fund shares sold | | | 395,670 | | | | 727,279 | | | | 8,289,732 | | | | 7,808,471 | |
Dividends and interest | | | 257,337 | | | | 2,780,752 | | | | 191,379 | | | | 11,248 | |
Securities lending income | | | — | | | | 317 | | | | — | | | | 1,008 | |
Variation margin on futures contracts | | | — | | | | 807,403 | | | | — | | | | — | |
Other assets | | | 73,776 | | | | 52,201 | | | | 80,097 | | | | 74,454 | |
| | | | | | | | | | | | | | | | |
Total assets | | | 132,282,233 | | | | 459,771,335 | | | | 828,718,619 | | | | 350,789,604 | |
| | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | | | 40,676 | | | | — | | | | — | | | | — | |
Due to custodian | | | — | | | | 7,200 | | | | — | | | | — | |
Obligation to return securities lending collateral | | | — | | | | 1,592,653 | | | | — | | | | 939,752 | |
Reverse repurchase agreements | | | 15,079,613 | | | | — | | | | — | | | | — | |
Payables: | | | | | | | | | |
Investment securities purchased | | | 4,222,276 | | | | — | | | | 3,807,596 | | | | 1,874,029 | |
Fund shares redeemed | | | 410,776 | | | | 316,574 | | | | 14,696,304 | | | | 341,705 | |
Investment management fees | | | 57,090 | | | | 166,365 | | | | 494,233 | | | | 249,582 | |
Transfer agent fees | | | 5,984 | | | | 44,030 | | | | 93,514 | | | | 36,330 | |
Accounting services fees | | | 1,208 | | | | 5,083 | | | | 9,061 | | | | 3,813 | |
Board of Directors’ fees | | | 356 | | | | 2,073 | | | | 3,277 | | | | 839 | |
Distribution fees | | | 295 | | | | 3,311 | | | | 11,032 | | | | 2,544 | |
Interest on reverse repurchase agreements | | | 6,734 | | | | — | | | | — | | | | — | |
Accrued expenses | | | 22,032 | | | | 13,617 | | | | 53,130 | | | | 15,855 | |
| | | | | | | | | | | | | | | | |
Total liabilities | | | 19,847,040 | | | | 2,150,906 | | | | 19,168,147 | | | | 3,464,449 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 112,435,193 | | | $ | 457,620,429 | | | $ | 809,550,472 | | | $ | 347,325,155 | |
| | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | | $ | 112,670,603 | | | $ | 438,890,300 | | | $ | 460,964,265 | | | $ | 225,966,839 | |
Distributable earnings (loss) | | | (235,410 | ) | | | 18,730,129 | | | | 348,586,207 | | | | 121,358,316 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 112,435,193 | | | $ | 457,620,429 | | | $ | 809,550,472 | | | $ | 347,325,155 | |
| | | | | | | | | | | | | | | | |
Shares authorized | | | 300,000,000 | | | | 360,000,000 | | | | 500,000,000 | | | | 500,000,000 | |
| | | | | | | | | | | | | | | | |
Par value | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | |
| | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 9.94 | | | $ | 11.37 | | | $ | 19.72 | | | $ | 32.92 | |
| | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 10.25 | | | $ | 11.91 | | | $ | 20.87 | | | $ | 34.84 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 595,244 | | | | 5,667,344 | | | | 4,905,956 | | | | 1,081,212 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 5,917,564 | | | $ | 64,459,112 | | | $ | 96,740,141 | | | $ | 35,591,752 | |
| | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 9.93 | | | $ | 11.39 | | | $ | 19.79 | | | $ | 33.28 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 68,339 | | | | 717,242 | | | | 2,792,772 | | | | 281,106 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 678,343 | | | $ | 8,166,893 | | | $ | 55,278,075 | | | $ | 9,355,540 | |
| | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 9.94 | | | $ | 11.38 | | | $ | 20.53 | | | $ | 34.73 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 7,527,489 | | | | 25,588,004 | | | | 21,688,187 | | | | 6,181,839 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 74,785,821 | | | $ | 291,247,982 | | | $ | 445,342,078 | | | $ | 214,724,672 | |
| | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | — | | | $ | — | | | $ | 20.18 | | | $ | 34.17 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | — | | | | 108,103 | | | | 10,855 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | — | | | $ | 2,181,643 | | | $ | 370,920 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Securitized Income Fund | | | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US MidCap Opportunities Fund | | | Hartford Schroders US Small Cap Opportunities Fund | |
Class R4: Net asset value per share | | $ | — | | | $ | — | | | $ | 20.42 | | | $ | 34.55 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | — | | | | 37,302 | | | | 4,698 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | — | | | $ | 761,727 | | | $ | 162,339 | |
| | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | — | | | $ | — | | | $ | 20.50 | | | $ | 34.69 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | — | | | | 43,106 | | | | 18,453 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | — | | | $ | 883,561 | | | $ | 640,157 | |
| | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 9.93 | | | $ | 11.39 | | | $ | 20.52 | | | $ | 34.72 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 451,604 | | | | 19,018 | | | | 4,055,332 | | | | 1,074,397 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 4,483,860 | | | $ | 216,544 | | | $ | 83,203,782 | | | $ | 37,304,091 | |
| | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 9.92 | | | $ | 11.39 | | | $ | 20.53 | | | $ | 34.75 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 210,448 | | | | 3,110,762 | | | | 3,701,585 | | | | 428,242 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 2,088,497 | | | $ | 35,418,089 | | | $ | 76,009,255 | | | $ | 14,882,962 | |
| | | | | | | | | | | | | | | | |
Class SDR:Net asset value per share | | $ | 9.92 | | | $ | 11.38 | | | $ | 20.57 | | | $ | 34.79 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 2,468,329 | | | | 5,108,630 | | | | 2,389,385 | | | | 985,609 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 24,481,108 | | | $ | 58,111,809 | | | $ | 49,150,210 | | | $ | 34,292,722 | |
| | | | | | | | | | | | | | | | |
Cost of investments | | $ | 128,708,324 | | | $ | 442,310,328 | | | $ | 542,388,416 | | | $ | 252,285,790 | |
Cost of foreign currency | | $ | 2,123 | | | $ | — | | | $ | — | | | $ | — | |
| | | | |
(1) Includes Investment in securities on loan, at market value | | $ | — | | | $ | 1,542,567 | | | $ | — | | | $ | 918,403 | |
The accompanying notes are an integral part of these financial statements.
Statements of Operations
For the Six-Month Period Ended April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders China A Fund | | | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi- Sector Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | | | Hartford Schroders International Stock Fund | |
Investment Income: | | | | | | | | | | | | | | | | | | | | |
Dividends | | $ | 24,299 | | | $ | 44,688,168 | | | $ | — | | | $ | 31,560,087 | | | $ | 15,359,241 | |
Non-cash dividends | | | — | | | | — | | | | — | | | | 253,018 | | | | 2,625,635 | |
Interest | | | 11 | | | | 31,172 | | | | 1,671,682 | | | | — | | | | — | |
Securities lending | | | — | | | | 112,891 | | | | 3,131 | | | | 722,539 | | | | 221,470 | |
Less: Foreign tax withheld | | | (2,430 | ) | | | (6,553,323 | ) | | | (21,394 | ) | | | (3,038,668 | ) | | | (2,088,378 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total investment income, net | | | 21,880 | | | | 38,278,908 | | | | 1,653,419 | | | | 29,496,976 | | | | 16,117,968 | |
| | | | | | | | | | | | | | | | | | | | |
Expenses: | | | | | | | | | | | | | | | | | | | | |
Investment management fees | | | 42,967 | | | | 27,708,740 | | | | 214,204 | | | | 7,562,570 | | | | 5,781,680 | |
Transfer agent fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 443 | | | | 291,894 | | | | 1,483 | | | | 43,195 | | | | 73,741 | |
Class C | | | 148 | | | | 3,302 | | | | 280 | | | | 7,712 | | | | 4,286 | |
Class I | | | 203 | | | | 1,585,052 | | | | 9,007 | | | | 275,605 | | | | 293,788 | |
Class R3 | | | — | | | | 99 | | | | 33 | | | | 16,519 | | | | 1,030 | |
Class R4 | | | — | | | | 3,813 | | | | 9 | | | | 2,193 | | | | 1,863 | |
Class R5 | | | — | | | | 210 | | | | 7 | | | | 9,824 | | | | 7,868 | |
Class Y | | | 74 | | | | 78,699 | | | | 79 | | | | 109,275 | | | | 47,678 | |
Class F | | | 63 | | | | 3,278 | | | | — | | | | 2,945 | | | | 139 | |
Class SDR | | | 75 | | | | 1,699 | | | | 142 | | | | 13,267 | | | | 3,837 | |
Distribution fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 1,236 | | | | 675,607 | | | | 2,237 | | | | 96,743 | | | | 210,383 | |
Class C | | | 1,031 | | | | 40,615 | | | | 1,120 | | | | 72,687 | | | | 51,037 | |
Class R3 | | | — | | | | 241 | | | | 76 | | | | 41,248 | | | | 2,668 | |
Class R4 | | | — | | | | 6,668 | | | | 14 | | | | 4,117 | | | | 3,924 | |
Custodian fees | | | 4,062 | | | | 269,328 | | | | 3,889 | | | | 118,325 | | | | 20,992 | |
Registration and filing fees | | | 66,523 | | | | 131,402 | | | | 58,124 | | | | 72,549 | | | | 124,354 | |
Accounting services fees | | | 675 | | | | 388,700 | | | | 4,335 | | | | 153,188 | | | | 123,327 | |
Board of Directors’ fees | | | 120 | | | | 64,809 | | | | 794 | | | | 26,362 | | | | 17,830 | |
Audit and tax fees | | | 12,109 | | | | 21,053 | | | | 15,802 | | | | 24,659 | | | | 17,620 | |
Other expenses | | | 5,981 | | | | 236,189 | | | | 9,917 | | | | 103,570 | | | | 53,341 | |
| | | | | | | | | | | | | | | | | | | | |
Total expenses (before interest expense) | | | 135,710 | | | | 31,511,398 | | | | 321,552 | | | | 8,756,553 | | | | 6,841,386 | |
| | | | | | | | | | | | | | | | | | | | |
Total expenses (before waivers, reimbursements and fees paid indirectly) | | | 135,710 | | | | 31,511,398 | | | | 321,552 | | | | 8,756,553 | | | | 6,841,386 | |
| | | | | | | | | | | | | | | | | | | | |
Expense waivers | | | (84,375 | ) | | | — | | | | (75,215 | ) | | | — | | | | — | |
Transfer agent fee waivers | | | — | | | | — | | | | — | | | | (30,996 | ) | | | — | |
Distribution fee reimbursements | | | (307 | ) | | | (83 | ) | | | (116 | ) | | | (5,547 | ) | | | (224 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total waivers, reimbursements and fees paid indirectly | | | (84,682 | ) | | | (83 | ) | | | (75,331 | ) | | | (36,543 | ) | | | (224 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total expenses, net | | | 51,028 | | | | 31,511,315 | | | | 246,221 | | | | 8,720,010 | | | | 6,841,162 | |
| | | | | | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | (29,148 | ) | | | 6,767,593 | | | | 1,407,198 | | | | 20,776,966 | | | | 9,276,806 | |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | | | | | | | | | | |
Investments | | | 944,117 | | | | 231,249,802 | | | | 330,567 | | | | 111,265,028 | | | | 21,109,398 | |
Less: Foreign taxes paid on realized capital gains | | | — | | | | (265,673 | ) | | | (21,602 | ) | | | — | | | | — | |
Futures contracts | | | — | | | | — | | | | 128,471 | | | | (69 | ) | | | — | |
Swap contracts | | | — | | | | — | | | | (39,720 | ) | | | — | | | | — | |
Foreign currency contracts | | | — | | | | — | | | | 291,978 | | | | (10,136,760 | ) | | | — | |
Other foreign currency transactions | | | (2,037 | ) | | | (1,954,818 | ) | | | (3,985 | ) | | | (450,720 | ) | | | (206,502 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 942,080 | | | | 229,029,311 | | | | 685,709 | | | | 100,677,479 | | | | 20,902,896 | |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | | | | | | | | | | |
Investments | | | 471,991 | | | | 771,646,341 | | | | 1,389,717 | | | | 490,482,365 | | | | 301,774,325 | |
Futures contracts | | | — | | | | — | | | | — | | | | 390,602 | * | | | — | |
Swap contracts | | | — | | | | — | | | | 59,911 | | | | — | | | | — | |
Foreign currency contracts | | | — | | | | — | | | | (43,005 | ) | | | 1,564,372 | | | | — | |
Translation of other assets and liabilities in foreign currencies | | | 24 | | | | (175,654 | ) | | | 5,323 | | | | 60,911 | | | | 114,072 | |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 472,015 | | | | 771,470,687 | | | | 1,411,946 | | | | 492,498,250 | | | | 301,888,397 | |
| | | | | | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 1,414,095 | | | | 1,000,499,998 | | | | 2,097,655 | | | | 593,175,729 | | | | 322,791,293 | |
| | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 1,384,947 | | | $ | 1,007,267,591 | | | $ | 3,504,853 | | | $ | 613,952,695 | | | $ | 332,068,099 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
* Includes change in unrealized appreciation (depreciation) on deferred capital gains tax | | | — | | | $ | (5,170,471 | ) | | $ | 13,199 | | | | — | | | $ | (478,766 | ) |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Securitized Income Fund | | | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US MidCap Opportunities Fund | | | Hartford Schroders US Small Cap Opportunities Fund | |
Investment Income: | | | | | | | | | | | | | | | | |
Dividends | | $ | 6,560 | | | $ | — | | | $ | 4,036,253 | | | $ | 1,549,677 | |
Interest | | | 1,356,677 | | | | 4,242,055 | | | | 1,275 | | | | 750 | |
Securities lending | | | — | | | | 380 | | | | 984 | | | | 13,783 | |
Less: Foreign tax withheld | | | (77 | ) | | | — | | | | (11,470 | ) | | | (10,107 | ) |
| | | | | | | | | | | | | | | | |
Total investment income, net | | | 1,363,160 | | | | 4,242,435 | | | | 4,027,042 | | | | 1,554,103 | |
| | | | | | | | | | | | | | | | |
Expenses: | | | | | | | | | | | | | | | | |
Investment management fees | | | 310,155 | | | | 1,002,839 | | | | 2,807,034 | | | | 1,345,512 | |
Transfer agent fees | | | | | | | | | | | | | | | | |
Class A | | | 1,153 | | | | 16,157 | | | | 46,378 | | | | 23,781 | |
Class C | | | 330 | | | | 6,911 | | | | 27,797 | | | | 5,831 | |
Class I | | | 21,655 | | | | 115,129 | | | | 177,142 | | | | 76,369 | |
Class R3 | | | — | | | | — | | | | 1,422 | | | | 320 | |
Class R4 | | | — | | | | — | | | | 528 | | | | 187 | |
Class R5 | | | — | | | | — | | | | 624 | | | | 224 | |
Class Y | | | 92 | | | | 118 | | | | 47,833 | | | | 14,194 | |
Class F | | | 41 | | | | 143 | | | | 915 | | | | 100 | |
Class SDR | | | 113 | | | | 441 | | | | 826 | | | | 542 | |
Distribution fees | | | | | | | | | | | | | | | | |
Class A | | | 7,222 | | | | 75,787 | | | | 106,662 | | | | 38,356 | |
Class C | | | 2,618 | | | | 42,253 | | | | 254,489 | | | | 42,863 | |
Class R3 | | | — | | | | — | | | | 4,678 | | | | 833 | |
Class R4 | | | — | | | | — | | | | 841 | | | | 292 | |
Custodian fees | | | 4,091 | | | | 4,978 | | | | 3,535 | | | | 3,113 | |
Registration and filing fees | | | 48,003 | | | | 49,119 | | | | 62,111 | | | | 60,976 | |
Accounting services fees | | | 6,754 | | | | 31,563 | | | | 52,973 | | | | 21,141 | |
Board of Directors’ fees | | | 1,169 | | | | 5,824 | | | | 9,345 | | | | 3,522 | |
Audit and tax fees | | | 20,789 | | | | 14,633 | | | | 10,433 | | | | 10,440 | |
Other expenses | | | 7,614 | | | | 20,323 | | | | 57,530 | | | | 23,076 | |
| | | | | | | | | | | | | | | | |
Total expenses (before interest expense) | | | 431,799 | | | | 1,386,218 | | | | 3,673,096 | | | | 1,671,672 | |
| | | | | | | | | | | | | | | | |
Interest expense | | | 128,271 | | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total expenses (before waivers, reimbursements and fees paid indirectly) | | | 560,070 | | | | 1,386,218 | | | | 3,673,096 | | | | 1,671,672 | |
| | | | | | | | | | | | | | | | |
Expense waivers | | | (48,520 | ) | | | (195,636 | ) | | | — | | | | (35,077 | ) |
Distribution fee reimbursements | | | (4,496 | ) | | | (70 | ) | | | (429 | ) | | | (399 | ) |
| | | | | | | | | | | | | | | | |
Total waivers, reimbursements and fees paid indirectly | | | (53,016 | ) | | | (195,706 | ) | | | (429 | ) | | | (35,476 | ) |
| | | | | | | | | | | | | | | | |
Total expenses, net | | | 507,054 | | | | 1,190,512 | | | | 3,672,667 | | | | 1,636,196 | |
| | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | 856,106 | | | | 3,051,923 | | | | 354,375 | | | | (82,093 | ) |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | | | | | | |
Investments | | | (1,338,924 | ) | | | 2,197,857 | | | | 80,236,700 | | | | 40,860,086 | |
Futures contracts | | | — | | | | 3,081,689 | | | | — | | | | — | |
Foreign currency contracts | | | (469,670 | ) | | | — | | | | — | | | | — | |
Other foreign currency transactions | | | (1,906 | ) | | | — | | | | (16 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | (1,810,500 | ) | | | 5,279,546 | | | | 80,236,684 | | | | 40,860,086 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | | | | | | |
Investments | | | 3,377,940 | | | | (1,511,968 | ) | | | 143,216,137 | | | | 57,497,305 | |
Futures contracts | | | — | | | | 181,217 | | | | — | | | | — | |
Foreign currency contracts | | | (27,539 | ) | | | — | | | | — | | | | — | |
Translation of other assets and liabilities in foreign currencies | | | 37,101 | | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 3,387,502 | | | | (1,330,751 | ) | | | 143,216,137 | | | | 57,497,305 | |
| | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 1,577,002 | | | | 3,948,795 | | | | 223,452,821 | | | | 98,357,391 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 2,433,108 | | | $ | 7,000,718 | | | $ | 223,807,196 | | | $ | 98,275,298 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets
| | | | | | | | | | | | | | | | |
| | Hartford Schroders China A Fund | | | Hartford Schroders Emerging Markets Equity Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Period Ended October 31, 2020(1) | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | (29,148 | ) | | $ | 45,426 | | | $ | 6,767,593 | | | $ | 27,210,851 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 942,080 | | | | 769,946 | | | | 229,029,311 | | | | (146,838,820 | ) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 472,015 | | | | 1,738,173 | | | | 771,470,687 | | | | 477,156,752 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 1,384,947 | | | | 2,553,545 | | | | 1,007,267,591 | | | | 357,528,783 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (51,074 | ) | | | — | | | | (5,312,511 | ) | | | (1,276,901 | ) |
Class C | | | (17,324 | ) | | | — | | | | — | | | | (135,012 | ) |
Class I | | | (23,649 | ) | | | — | | | | (13,377,299 | ) | | | (42,224,830 | ) |
Class R3 | | | — | | | | — | | | | (331 | ) | | | (1,392 | ) |
Class R4 | | | — | | | | — | | | | (37,977 | ) | | | (394 | ) |
Class R5 | | | — | | | | — | | | | (2,909 | ) | | | (15,146 | ) |
Class Y | | | (16,158 | ) | | | — | | | | (589,255 | ) | | | (3,396,489 | ) |
Class F | | | (324,076 | ) | | | — | | | | (9,554,981 | ) | | | (10,265,925 | ) |
Class SDR | | | (383,976 | ) | | | — | | | | (14,545,085 | ) | | | (28,457,971 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (816,257 | ) | | | — | | | | (43,420,348 | ) | | | (85,774,060 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 2,083,860 | | | | 5,537,911 | | | | 2,756,441,090 | | | | 2,338,027,384 | |
Issued on reinvestment of distributions | | | 432,281 | | | | — | | | | 32,176,805 | | | | 52,562,018 | |
Redeemed | | | (409,720 | ) | | | (269,745 | ) | | | (1,734,606,462 | ) | | | (2,049,052,553 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 2,106,421 | | | | 5,268,166 | | | | 1,054,011,433 | | | | 341,536,849 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 2,675,111 | | | | 7,821,711 | | | | 2,017,858,676 | | | | 613,291,572 | |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 7,821,711 | | | | — | | | | 4,192,224,230 | | | | 3,578,932,658 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 10,496,822 | | | $ | 7,821,711 | | | $ | 6,210,082,906 | | | $ | 4,192,224,230 | |
| | | | | | | | | | | | | | | | |
(1) | Commenced operations on March 31, 2020. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 1,407,198 | | | $ | 3,874,164 | | | $ | 20,776,966 | | | $ | 46,568,325 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 685,709 | | | | (5,222,785 | ) | | | 100,677,479 | | | | (97,642,693 | ) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 1,411,946 | | | | (2,084,337 | ) | | | 492,498,250 | | | | (184,162,311 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 3,504,853 | | | | (3,432,958 | ) | | | 613,952,695 | | | | (235,236,679 | ) |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (31,446 | ) | | | (60,738 | ) | | | (876,127 | ) | | | (2,469,969 | ) |
Class C | | | (3,198 | ) | | | (7,559 | ) | | | (113,005 | ) | | | (323,461 | ) |
Class I | | | (334,543 | ) | | | (995,009 | ) | | | (7,697,563 | ) | | | (18,811,004 | ) |
Class R3 | | | (473 | ) | | | (966 | ) | | | (164,763 | ) | | | (369,795 | ) |
Class R4 | | | (192 | ) | | | (448 | ) | | | (39,965 | ) | | | (68,291 | ) |
Class R5 | | | (210 | ) | | | (453 | ) | | | (250,774 | ) | | | (570,494 | ) |
Class Y | | | (46,452 | ) | | | (96,816 | ) | | | (2,943,309 | ) | | | (4,370,513 | ) |
Class F | | | (245 | ) | | | (143,762 | ) | | | (5,667,628 | ) | | | (11,330,692 | ) |
Class SDR | | | (760,780 | ) | | | (1,493,256 | ) | | | (9,712,477 | ) | | | (18,442,460 | ) |
From tax return of capital | | | | | | | | | | | | | | | | |
Class A | | | — | | | | (17,785 | ) | | | — | | | | — | |
Class C | | | — | | | | (2,214 | ) | | | — | | | | — | |
Class I | | | — | | | | (291,352 | ) | | | — | | | | — | |
Class R3 | | | — | | | | (283 | ) | | | — | | | | — | |
Class R4 | | | — | | | | (131 | ) | | | — | | | | — | |
Class R5 | | | — | | | | (133 | ) | | | — | | | | — | |
Class Y | | | — | | | | (28,349 | ) | | | — | | | | — | |
Class F | | | — | | | | (42,096 | ) | | | — | | | | — | |
Class SDR | | | — | | | | (437,245 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total distributions | | | (1,177,539 | ) | | | (3,618,595 | ) | | | (27,465,611 | ) | | | (56,756,679 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 15,516,217 | | | | 15,086,632 | | | | 552,321,753 | | | | 798,908,249 | |
Issued on reinvestment of distributions | | | 1,177,424 | | | | 3,616,560 | | | | 24,464,962 | | | | 50,947,105 | |
Redeemed | | | (41,394,083 | ) | | | (45,608,267 | ) | | | (394,019,423 | ) | | | (881,294,700 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | (24,700,442 | ) | | | (26,905,075 | ) | | | 182,767,292 | | | | (31,439,346 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | (22,373,128 | ) | | | (33,956,628 | ) | | | 769,254,376 | | | | (323,432,704 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 60,125,973 | | | | 94,082,601 | | | | 1,748,978,352 | | | | 2,072,411,056 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 37,752,845 | | | $ | 60,125,973 | | | $ | 2,518,232,728 | | | $ | 1,748,978,352 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders International Stock Fund | | | Hartford Schroders Securitized Income Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 9,276,806 | | | $ | 4,769,518 | | | $ | 856,106 | | | $ | 1,683,155 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 20,902,896 | | | | 815,135 | | | | (1,810,500 | ) | | | (684,572 | ) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 301,888,397 | | | | 61,298,952 | | | | 3,387,502 | | | | (977,272 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 332,068,099 | | | | 66,883,605 | | | | 2,433,108 | | | | 21,311 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (32,726 | ) | | | (551,218 | ) | | | (56,408 | ) | | | (89,717 | ) |
Class C | | | — | | | | (10,939 | ) | | | (2,641 | ) | | | (1,709 | ) |
Class I | | | (2,419,301 | ) | | | (2,937,044 | ) | | | (734,308 | ) | | | (720,698 | ) |
Class R3 | | | — | | | | (2,018 | ) | | | — | | | | — | |
Class R4 | | | (700 | ) | | | (3,576 | ) | | | — | | | | — | |
Class R5 | | | (52,125 | ) | | | (21,848 | ) | | | — | | | | — | |
Class Y | | | (340,321 | ) | | | (12,698 | ) | | | (42,562 | ) | | | (82,780 | ) |
Class F | | | (990,397 | ) | | | (1,036,195 | ) | | | (24,175 | ) | | | (53,914 | ) |
Class SDR | | | (872,188 | ) | | | (957,577 | ) | | | (216,895 | ) | | | (858,565 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (4,707,758 | ) | | | (5,533,113 | ) | | | (1,076,989 | ) | | | (1,807,383 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 1,275,516,041 | | | | 714,548,186 | | | | 38,714,610 | | | | 97,752,072 | |
Issued on reinvestment of distributions | | | 4,373,502 | | | | 5,300,485 | | | | 932,248 | | | | 1,439,757 | |
Redeemed | | | (178,847,016 | ) | | | (196,939,513 | ) | | | (22,494,530 | ) | | | (98,425,735 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 1,101,042,527 | | | | 522,909,158 | | | | 17,152,328 | | | | 766,094 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 1,428,402,868 | | | | 584,259,650 | | | | 18,508,447 | | | | (1,019,978 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 1,025,615,197 | | | | 441,355,547 | | | | 93,926,746 | | | | 94,946,724 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 2,454,018,065 | | | $ | 1,025,615,197 | | | $ | 112,435,193 | | | $ | 93,926,746 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US MidCap Opportunities Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | | | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 3,051,923 | | | $ | 6,131,232 | | | $ | 354,375 | | | $ | 1,941,902 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 5,279,546 | | | | 5,692,704 | | | | 80,236,684 | | | | (1,692,169 | ) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | (1,330,751 | ) | | | 5,001,707 | | | | 143,216,137 | | | | (22,415,488 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 7,000,718 | | | | 16,825,643 | | | | 223,807,196 | | | | (22,165,755 | ) |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (1,143,027 | ) | | | (1,459,342 | ) | | | (69,958 | ) | | | (618,118 | ) |
Class C | | | (127,039 | ) | | | (217,886 | ) | | | — | | | | (401,295 | ) |
Class I | | | (5,813,978 | ) | | | (8,545,891 | ) | | | (1,312,243 | ) | | | (4,612,066 | ) |
Class R3 | | | — | | | | — | | | | — | | | | (8,911 | ) |
Class R4 | | | — | | | | — | | | | — | | | | (4,116 | ) |
Class R5 | | | — | | | | — | | | | (3,796 | ) | | | (13,317 | ) |
Class Y | | | (4,281 | ) | | | (7,512 | ) | | | (258,077 | ) | | | (1,235,418 | ) |
Class F | | | (681,912 | ) | | | (939,696 | ) | | | (265,270 | ) | | | (581,930 | ) |
Class SDR | | | (1,251,346 | ) | | | (2,255,888 | ) | | | (175,684 | ) | | | (830,635 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (9,021,583 | ) | | | (13,426,215 | ) | | | (2,085,028 | ) | | | (8,305,806 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 88,476,114 | | | | 263,674,922 | | | | 84,956,602 | | | | 165,475,065 | |
Issued on reinvestment of distributions | | | 7,403,269 | | | | 10,792,934 | | | | 2,008,748 | | | | 7,957,824 | |
Redeemed | | | (79,680,603 | ) | | | (168,973,451 | ) | | | (140,670,888 | ) | | | (403,818,804 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 16,198,780 | | | | 105,494,405 | | | | (53,705,538 | ) | | | (230,385,915 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 14,177,915 | | | | 108,893,833 | | | | 168,016,630 | | | | (260,857,476 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 443,442,514 | | | | 334,548,681 | | | | 641,533,842 | | | | 902,391,318 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 457,620,429 | | | $ | 443,442,514 | | | $ | 809,550,472 | | | $ | 641,533,842 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| | | | | | | | |
| | Hartford Schroders US Small Cap Opportunities Fund | |
| | For the Six-Month Period Ended April 30, 2021 (Unaudited) | | | For the Year Ended October 31, 2020 | |
Operations: | | | | | | | | |
Net investment income (loss) | | $ | (82,093 | ) | | $ | 700,322 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 40,860,086 | | | | (9,386,097 | ) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 57,497,305 | | | | (4,072,609 | ) |
| | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 98,275,298 | | | | (12,758,384 | ) |
| | | | | | | | |
Distributions to Shareholders: | | | | | | | | |
Class A | | | — | | | | (1,122,710 | ) |
Class C | | | — | | | | (365,812 | ) |
Class I | | | (89,287 | ) | | | (7,302,285 | ) |
Class R3 | | | — | | | | (4,953 | ) |
Class R4 | | | — | | | | (13,210 | ) |
Class R5 | | | (462 | ) | | | (4,561 | ) |
Class Y | | | (27,753 | ) | | | (1,302,907 | ) |
Class F | | | (25,755 | ) | | | (257,410 | ) |
Class SDR | | | (57,905 | ) | | | (585,075 | ) |
| | | | | | | | |
Total distributions | | | (201,162 | ) | | | (10,958,923 | ) |
| | | | | | | | |
Capital Share Transactions: | | | | | | | | |
Sold | | | 54,128,589 | | | | 125,609,869 | |
Issued on reinvestment of distributions | | | 197,350 | | | | 10,784,153 | |
Redeemed | | | (39,018,340 | ) | | | (88,923,234 | ) |
| | | | | | | | |
Net increase (decrease) from capital share transactions | | | 15,307,599 | | | | 47,470,788 | |
| | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 113,381,735 | | | | 23,753,481 | |
| | | | | | | | |
Net Assets: | | | | | | | | |
Beginning of period | | | 233,943,420 | | | | 210,189,939 | |
| | | | | | | | |
End of period | | $ | 347,325,155 | | | $ | 233,943,420 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statement of Cash Flows
For the Six-Month Period Ended April 30, 2021 (Unaudited)
| | | | |
| | Hartford Schroders Securitized Income Fund | |
Increase (decrease) in cash | | | | |
Cash flows from operating activities | | | | |
Net increase in net assets resulting from operations | | $ | 2,433,108 | |
| | | | |
Adjustments to reconcile net increase in net assets resulting from operations to net cash provided from operating activities: | | | | |
Purchases of investment securities | | | (29,940,242) | |
Sales of investment securities | | | 37,831,336 | |
Net purchases, sales and maturities of short-term investments | | | (7,264,033 | ) |
Net amortization/accretion of premium (discount) | | | 83,502 | |
Increase in dividends and interest receivable | | | (24,022 | ) |
Decrease in receivable from affiliates | | | 10,984 | |
Increase in other assets | | | (44,258 | ) |
Increase in investment management fees payables | | | 8,205 | |
Increase in accounting services fees payables | | | 157 | |
Increase in transfer agent fees payable | | | 2,049 | |
Increase in Board of Directors’ fees payables | | | 36 | |
Decrease in distribution fees payables | | | (5 | ) |
Decrease in interest on reverse repurchase agreements | | | (22,395 | ) |
Decrease in accrued expenses | | | (26,265 | ) |
Net realized loss on investments | | | 1,338,924 | |
Net change in unrealized appreciation (depreciation) of investments in securities | | | (3,377,940 | ) |
Net change in unrealized appreciation (depreciation) on foreign currency contracts | | | 27,539 | |
| | | | |
Net cash provided from operating activities | | | 1,036,680 | |
| | | | |
Cash flows from financing activities | | | | |
Proceeds from reverse repurchase agreements | | | 94,867,266 | |
Repayments of reverse repurchase agreements | | | (111,721,245 | ) |
Proceeds from shares sold | | | 38,392,856 | |
Cost of shares repurchased | | | (22,084,004 | ) |
Dividends paid to shareholders | | | (144,741 | ) |
| | | | |
Net cash used in financing activities | | | (689,868 | ) |
| | | | |
Net increase in cash and foreign currency | | | 346,812 | |
| | | | |
Cash and foreign currency, beginning of period* | | $ | 285,081 | |
Cash and foreign currency, end of period* | | $ | 631,893 | |
| |
Supplemental disclosure of cash flow information: | | | | |
Reinvestment of dividends | | $ | 932,248 | |
Cash paid during the period for interest | | $ | 150,667 | |
| | | | | | | | |
| | Beginning of Period | | | End of Period | |
Cash | | $ | 5,048 | | | $ | 629,739 | |
Restricted Cash | | | 235,261 | | | | 50 | |
Foreign Currency | | | 44,772 | | | | 2,104 | |
| | | | | | | | |
| | $ | 285,081 | | | $ | 631,893 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders China A Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited)(4) | |
A | | $ | 15.06 | | | $ | (0.07 | ) | | $ | 2.64 | | | $ | 2.57 | | | $ | — | | | $ | 0.00 | (5) | | $ | (1.46 | ) | | $ | — | | | $ | (1.46 | ) | | $ | 16.17 | | | | 17.89 | %(6) | | $ | 1,294 | | | | 3.11 | %(7) | | | 1.40 | %(7) | | | (0.84 | )%(7) | | | 38 | % |
C | | | 14.98 | | | | (0.14 | ) | | | 2.63 | | | | 2.49 | | | | — | | | | — | | | | (1.46 | ) | | | — | | | | (1.46 | ) | | | 16.01 | | | | 17.39 | (6) | | | 206 | | | | 3.92 | (7) | | | 2.22 | (7) | | | (1.79 | )(7) | | | 38 | |
I | | | 15.08 | | | | (0.04 | ) | | | 2.63 | | | | 2.59 | | | | — | | | | (0.05 | ) | | | (1.46 | ) | | | — | | | | (1.51 | ) | | | 16.16 | | | | 18.01 | (6) | | | 1,025 | | | | 2.84 | (7) | | | 1.13 | (7) | | | (0.51 | )(7) | | | 38 | |
Y | | | 15.08 | | | | (0.05 | ) | | | 2.65 | | | | 2.60 | | | | — | | | | (0.06 | ) | | | (1.46 | ) | | | — | | | | (1.52 | ) | | | 16.16 | | | | 18.05 | (6) | | | 189 | | | | 2.86 | (7) | | | 1.10 | (7) | | | (0.65 | )(7) | | | 38 | |
F | | | 15.09 | | | | (0.04 | ) | | | 2.65 | | | | 2.61 | | | | — | | | | (0.08 | ) | | | (1.46 | ) | | | — | | | | (1.54 | ) | | | 16.16 | | | | 18.11 | (6) | | | 3,743 | | | | 2.78 | (7) | | | 0.99 | (7) | | | (0.55 | )(7) | | | 38 | |
SDR | | | 15.09 | | | | (0.04 | ) | | | 2.65 | | | | 2.61 | | | | — | | | | (0.08 | ) | | | (1.46 | ) | | | — | | | | (1.54 | ) | | | 16.16 | | | | 18.11 | (6) | | | 4,040 | | | | 2.78 | (7) | | | 0.99 | (7) | | | (0.56 | )(7) | | | 38 | |
|
For the Period Ended October 31, 2020(4) | |
A | | $ | 10.00 | | | $ | 0.04 | | | $ | 5.02 | | | $ | 5.06 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 15.06 | | | | 50.60 | %(6) | | $ | 369 | | | | 4.28 | %(7) | | | 1.29 | %(7) | | | 0.55 | %(7) | | | 46 | % |
C | | | 10.00 | | | | 0.00 | (5) | | | 4.98 | | | | 4.98 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 14.98 | | | | 49.80 | (6) | | | 178 | | | | 5.08 | (7) | | | 2.22 | (7) | | | (0.04 | )(7) | | | 46 | |
I | | | 10.00 | | | | 0.07 | | | | 5.01 | | | | 5.08 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 15.08 | | | | 50.80 | (6) | | | 183 | | | | 4.01 | (7) | | | 1.15 | (7) | | | 0.93 | (7) | | | 46 | |
Y | | | 10.00 | | | | 0.09 | | | | 4.99 | | | | 5.08 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 15.08 | | | | 50.80 | (6) | | | 151 | | | | 3.95 | (7) | | | 1.10 | (7) | | | 1.14 | (7) | | | 46 | |
F | | | 10.00 | | | | 0.10 | | | | 4.99 | | | | 5.09 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 15.09 | | | | 50.90 | (6) | | | 3,169 | | | | 3.85 | (7) | | | 0.99 | (7) | | | 1.24 | (7) | | | 46 | |
SDR | | | 10.00 | | | | 0.10 | | | | 4.99 | | | | 5.09 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 15.09 | | | | 50.90 | (6) | | | 3,772 | | | | 3.85 | (7) | | | 0.99 | (7) | | | 1.24 | (7) | | | 46 | |
|
Hartford Schroders Emerging Markets Equity Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 17.22 | | | $ | 0.01 | | | $ | 4.12 | | | $ | 4.13 | | | $ | — | | | $ | (0.18 | ) | | $ | — | | | $ | — | | | $ | (0.18 | ) | | $ | 21.17 | | | | 24.03 | %(6) | | $ | 100,298 | | | | 1.41 | %(7) | | | 1.41 | %(7) | | | 0.10 | %(7) | | | 20 | % |
C | | | 16.93 | | | | (0.08 | ) | | | 4.08 | | | | 4.00 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 20.93 | | | | 23.63 | (6) | | | 8,609 | | | | 2.13 | (7) | | | 2.13 | (7) | | | (0.79 | )(7) | | | 20 | |
I | | | 17.22 | | | | 0.03 | | | | 4.13 | | | | 4.16 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 21.22 | | | | 24.20 | (6) | | | 2,276,277 | | | | 1.21 | (7) | | | 1.21 | (7) | | | 0.21 | (7) | | | 20 | |
R3 | | | 17.11 | | | | (0.03 | ) | | | 4.11 | | | | 4.08 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 21.12 | | | | 23.90 | (6) | | | 101 | | | | 1.75 | (7) | | | 1.67 | (7) | | | (0.33 | )(7) | | | 20 | |
R4 | | | 17.29 | | | | (0.01 | ) | | | 4.16 | | | | 4.15 | | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 21.29 | | | | 24.04 | (6) | | | 5,191 | | | | 1.44 | (7) | | | 1.44 | (7) | | | (0.10 | )(7) | | | 20 | |
R5 | | | 17.22 | | | | 0.02 | | | | 4.13 | | | | 4.15 | | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 21.22 | | | | 24.19 | (6) | | | 447 | | | | 1.15 | (7) | | | 1.15 | (7) | | | 0.21 | (7) | | | 20 | |
Y | | | 17.25 | | | | (0.01 | ) | | | 4.17 | | | | 4.16 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 21.29 | | | | 24.18 | (6) | | | 769,896 | | | | 1.12 | (7) | | | 1.12 | (7) | | | (0.06 | )(7) | | | 20 | |
F | | | 17.24 | | | | 0.03 | | | | 4.14 | | | | 4.17 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 21.22 | | | | 24.26 | (6) | | | 1,265,382 | | | | 1.05 | (7) | | | 1.05 | (7) | | | 0.34 | (7) | | | 20 | |
SDR | | | 17.27 | | | | 0.03 | | | | 4.15 | | | | 4.18 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 21.26 | | | | 24.27 | (6) | | | 1,783,882 | | | | 1.05 | (7) | | | 1.05 | (7) | | | 0.32 | (7) | | | 20 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 15.78 | | | $ | 0.06 | | | $ | 1.71 | | | $ | 1.77 | | | $ | — | | | $ | (0.33 | ) | | $ | — | | | $ | — | | | $ | (0.33 | ) | | $ | 17.22 | | | | 11.28 | % | | $ | 62,843 | | | | 1.53 | % | | | 1.53 | % | | | 0.40 | % | | | 52 | % |
C | | | 15.51 | | | | (0.05 | ) | | | 1.67 | | | | 1.62 | | | | — | | | | (0.20 | ) | | | — | | | | — | | | | (0.20 | ) | | | 16.93 | | | | 10.51 | | | | 7,127 | | | | 2.16 | | | | 2.16 | | | | (0.34 | ) | | | 52 | |
I | | | 15.77 | | | | 0.10 | | | | 1.71 | | | | 1.81 | | | | — | | | | (0.36 | ) | | | — | | | | — | | | | (0.36 | ) | | | 17.22 | | | | 11.56 | | | | 1,443,799 | | | | 1.25 | | | | 1.25 | | | | 0.63 | | | | 52 | |
R3 | | | 15.66 | | | | 0.03 | | | | 1.70 | | | | 1.73 | | | | — | | | | (0.28 | ) | | | — | | | | — | | | | (0.28 | ) | | | 17.11 | | | | 11.08 | | | | 88 | | | | 1.79 | | | | 1.71 | | | | 0.21 | | | | 52 | |
R4 | | | 15.74 | | | | 0.17 | | | | 1.62 | | | | 1.79 | | | | — | | | | (0.24 | ) | | | — | | | | — | | | | (0.24 | ) | | | 17.29 | | | | 11.43 | | | | 4,500 | | | | 1.43 | | | | 1.43 | | | | 1.09 | | | | 52 | |
R5 | | | 15.78 | | | | 0.11 | | | | 1.70 | | | | 1.81 | | | | — | | | | (0.37 | ) | | | — | | | | — | | | | (0.37 | ) | | | 17.22 | | | | 11.55 | | | | 322 | | | | 1.20 | | | | 1.20 | | | | 0.69 | | | | 52 | |
Y | | | 15.79 | | | | 0.13 | | | | 1.70 | | | | 1.83 | | | | — | | | | (0.37 | ) | | | — | | | | — | | | | (0.37 | ) | | | 17.25 | | | | 11.69 | | | | 505,338 | | | | 1.18 | | | | 1.18 | | | | 0.85 | | | | 52 | |
F | | | 15.78 | | | | 0.14 | | | | 1.71 | | | | 1.85 | | | | — | | | | (0.39 | ) | | | — | | | | — | | | | (0.39 | ) | | | 17.24 | | | | 11.79 | | | | 861,337 | | | | 1.08 | | | | 1.08 | | | | 0.85 | | | | 52 | |
SDR | | | 15.81 | | | | 0.13 | | | | 1.72 | | | | 1.85 | | | | — | | | | (0.39 | ) | | | — | | | | — | | | | (0.39 | ) | | | 17.27 | | | | 11.77 | | | | 1,306,890 | | | | 1.08 | | | | 1.08 | | | | 0.83 | | | | 52 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 14.07 | | | $ | 0.29 | | | $ | 1.56 | | | $ | 1.85 | | | $ | — | | | $ | (0.14 | ) | | $ | — | | | $ | — | | | $ | (0.14 | ) | | $ | 15.78 | | | | 13.27 | % | | $ | 60,356 | | | | 1.45 | % | | | 1.45 | % | | | 1.95 | % | | | 43 | % |
C | | | 13.86 | | | | 0.19 | | | | 1.53 | | | | 1.72 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 15.51 | | | | 12.50 | | | | 10,532 | | | | 2.17 | | | | 2.17 | | | | 1.27 | | | | 43 | |
I | | | 14.06 | | | | 0.31 | | | | 1.57 | | | | 1.88 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 15.77 | | | | 13.54 | | | | 1,838,077 | | | | 1.23 | | | | 1.23 | | | | 2.07 | | | | 43 | |
R3 | | | 13.98 | | | | 0.23 | | | | 1.57 | | | | 1.80 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 15.66 | | | | 13.01 | | | | 83 | | | | 1.79 | | | | 1.72 | | | | 1.51 | | | | 43 | |
R4 | | | 14.02 | | | | (0.05 | ) | | | 1.95 | | | | 1.90 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 15.74 | | | | 13.78 | | | | 26 | | | | 1.43 | | | | 1.42 | | | | (0.32 | ) | | | 43 | |
R5 | | | 14.07 | | | | 0.33 | | | | 1.56 | | | | 1.89 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 15.78 | | | | 13.61 | | | | 600 | | | | 1.19 | | | | 1.19 | | | | 2.19 | | | | 43 | |
Y | | | 14.09 | | | | 0.32 | | | | 1.57 | | | | 1.89 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 15.79 | | | | 13.62 | | | | 120,308 | | | | 1.13 | | | | 1.13 | | | | 2.11 | | | | 43 | |
F | | | 14.07 | | | | 0.42 | | | | 1.48 | | | | 1.90 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 15.78 | | | | 13.73 | | | | 419,520 | | | | 1.07 | | | | 1.07 | | | | 2.77 | | | | 43 | |
SDR | | | 14.10 | | | | 0.34 | | | | 1.56 | | | | 1.90 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 15.81 | | | | 13.71 | | | | 1,129,431 | | | | 1.07 | | | | 1.07 | | | | 2.28 | | | | 43 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Emerging Markets Equity Fund(10) – (continued) | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 16.23 | | | $ | 0.16 | | | $ | (2.22 | ) | | $ | (2.06 | ) | | $ | — | | | $ | (0.10 | ) | | $ | — | | | $ | — | | | $ | (0.10 | ) | | $ | 14.07 | | | | (12.79 | )% | | $ | 46,162 | | | | 1.45 | % | | | 1.45 | % | | | 0.98 | % | | | 24 | % |
C | | | 16.08 | | | | 0.07 | | | | (2.22 | ) | | | (2.15 | ) | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 13.86 | | | | (13.44 | ) | | | 7,217 | | | | 2.19 | | | | 2.19 | | | | 0.45 | | | | 24 | |
I | | | 16.23 | | | | 0.19 | | | | (2.22 | ) | | | (2.03 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 14.06 | | | | (12.66 | ) | | | 1,733,270 | | | | 1.24 | | | | 1.24 | | | | 1.19 | | | | 24 | |
R3 | | | 16.20 | | | | 0.22 | | | | (2.30 | ) | | | (2.08 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 13.98 | | | | (12.99 | ) | | | 90 | | | | 1.80 | | | | 1.70 | | | | 1.36 | | | | 24 | |
R4 | | | 16.19 | | | | 0.05 | | | | (2.11 | ) | | | (2.06 | ) | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 14.02 | | | | (12.88 | ) | | | 3,710 | | | | 1.49 | | | | 1.48 | | | | 0.36 | | | | 24 | |
R5 | | | 16.23 | | | | 0.27 | | | | (2.29 | ) | | | (2.02 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 14.07 | | | | (12.56 | ) | | | 484 | | | | 1.20 | | | | 1.20 | | | | 1.69 | | | | 24 | |
Y | | | 16.25 | | | | 0.23 | | | | (2.24 | ) | | | (2.01 | ) | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 14.09 | | | | (12.48 | ) | | | 123,082 | | | | 1.11 | | | | 1.11 | | | | 1.43 | | | | 24 | |
F | | | 16.23 | | | | 0.30 | | | | (2.30 | ) | | | (2.00 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 14.07 | | | | (12.48 | ) | | | 154,306 | | | | 1.08 | | | | 1.08 | | | | 1.89 | | | | 24 | |
SDR | | | 16.26 | | | | 0.23 | | | | (2.23 | ) | | | (2.00 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 14.10 | | | | (12.46 | ) | | | 930,480 | | | | 1.08 | | | | 1.08 | | | | 1.43 | | | | 24 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 12.59 | | | $ | 0.10 | | | $ | 3.62 | | | $ | 3.72 | | | $ | — | | | $ | (0.08 | ) | | $ | — | | | $ | — | | | $ | (0.08 | ) | | $ | 16.23 | | | | 29.83 | % | | $ | 53,107 | | | | 1.56 | % | | | 1.50 | % | | | 0.69 | % | | | 33 | % |
C | | | 12.58 | | | | 0.04 | | | | 3.57 | | | | 3.61 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.08 | | | | 29.00 | | | | 3,658 | | | | 2.25 | | | | 2.25 | | | | 0.25 | | | | 33 | |
I | | | 12.59 | | | | 0.14 | | | | 3.61 | | | | 3.75 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.23 | | | | 30.14 | | | | 1,848,368 | | | | 1.35 | | | | 1.25 | | | | 0.98 | | | | 33 | |
R3 | | | 12.58 | | | | 0.10 | | | | 3.62 | | | | 3.72 | | | | — | | | | (0.10 | ) | | | — | | | | — | | | | (0.10 | ) | | | 16.20 | | | | 29.87 | | | | 13 | | | | 1.86 | | | | 1.48 | | | | 0.71 | | | | 33 | |
R4 | | | 12.58 | | | | 0.16 | | | | 3.56 | | | | 3.72 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.19 | | | | 29.86 | | | | 136 | | | | 1.52 | | | | 1.50 | | | | 1.11 | | | | 33 | |
R5 | | | 12.58 | | | | 0.13 | | | | 3.63 | | | | 3.76 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.23 | | | | 30.26 | | | | 13 | | | | 1.25 | | | | 1.20 | | | | 0.97 | | | | 33 | |
Y | | | 12.58 | | | | 0.26 | | | | 3.53 | | | | 3.79 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 16.25 | | | | 30.45 | | | | 97,758 | | | | 1.14 | | | | 1.14 | | | | 1.72 | | | | 33 | |
F(8) | | | 12.98 | | | | 0.16 | | | | 3.09 | | | | 3.25 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 16.23 | | | | 25.04 | (6) | | | 42,462 | | | | 1.10 | (7) | | | 1.10 | (7) | | | 1.57 | (7) | | | 33 | |
SDR | | | 12.60 | | | | 0.15 | | | | 3.63 | | | | 3.78 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 16.26 | | | | 30.32 | | | | 710,039 | | | | 1.10 | | | | 1.10 | | | | 1.10 | | | | 33 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 11.56 | | | $ | 0.08 | | | $ | 1.02 | (11) | | $ | 1.10 | | | $ | — | | | $ | (0.07 | ) | | $ | — | | | $ | — | | | $ | (0.07 | ) | | $ | 12.59 | | | | 9.59 | % | | $ | 38,918 | | | | 1.57 | % | | | 1.49 | % | | | 0.71 | % | | | 47 | % |
C(9) | | | 12.68 | | | | (0.01 | ) | | | (0.09 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(6) | | | 10 | | | | 2.06 | (7) | | | 2.06 | (7) | | | (2.06 | )(7) | | | 47 | |
I | | | 11.56 | | | | 0.10 | | | | 1.03 | (11) | | | 1.13 | | | | — | | | | (0.10 | ) | | | — | | | | — | | | | (0.10 | ) | | | 12.59 | | | | 9.94 | | | | 1,020,291 | | | | 1.32 | | | | 1.24 | | | | 0.89 | | | | 47 | |
R3(9) | | | 12.68 | | | | (0.01 | ) | | | (0.09 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(6) | | | 10 | | | | 1.75 | (7) | | | 1.75 | (7) | | | (1.75 | )(7) | | | 47 | |
R4(9) | | | 12.68 | | | | (0.01 | ) | | | (0.09 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(6) | | | 10 | | | | 1.46 | (7) | | | 1.46 | (7) | | | (1.46 | )(7) | | | 47 | |
R5(9) | | | 12.68 | | | | — | | | | (0.10 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(6) | | | 10 | | | | 1.17 | (7) | | | 1.17 | (7) | | | (1.16 | )(7) | | | 47 | |
Y(9) | | | 12.68 | | | | — | | | | (0.10 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(6) | | | 10 | | | | 1.06 | (7) | | | 1.06 | (7) | | | (1.06 | )(7) | | | 47 | |
SDR | | | 11.57 | | | | 0.12 | | | | 1.03 | (11) | | | 1.15 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 12.60 | | | | 10.10 | | | | 561,740 | | | | 1.18 | | | | 1.10 | | | | 1.05 | | | | 47 | |
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 8.22 | | | $ | 0.18 | | | $ | 0.27 | | | $ | 0.45 | | | $ | — | | | $ | (0.15 | ) | | $ | — | | | $ | — | | | $ | (0.15 | ) | | $ | 8.52 | | | | 5.43 | %(6) | | $ | 1,694 | | | | 1.42 | %(7) | | | 1.15 | %(7) | | | 4.27 | %(7) | | | 90 | % |
C | | | 8.20 | | | | 0.15 | | | | 0.25 | | | | 0.40 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 8.49 | | | | 4.93 | (6) | | | 150 | | | | 2.25 | (7) | | | 1.90 | (7) | | | 3.52 | (7) | | | 90 | |
I | | | 8.21 | | | | 0.20 | | | | 0.26 | | | | 0.46 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 8.51 | | | | 5.57 | (6) | | | 20,314 | | | | 1.10 | (7) | | | 0.86 | (7) | | | 4.56 | (7) | | | 90 | |
R3 | | | 8.23 | | | | 0.17 | | | | 0.26 | | | | 0.43 | | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 8.53 | | | | 5.27 | (6) | | | 31 | | | | 1.72 | (7) | | | 1.37 | (7) | | | 4.06 | (7) | | | 90 | |
R4 | | | 8.22 | | | | 0.19 | | | | 0.26 | | | | 0.45 | | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 8.52 | | | | 5.43 | (6) | | | 11 | | | | 1.43 | (7) | | | 1.03 | (7) | | | 4.46 | (7) | | | 90 | |
R5 | | | 8.21 | | | | 0.20 | | | | 0.26 | | | | 0.46 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 8.51 | | | | 5.60 | (6) | | | 11 | | | | 1.13 | (7) | | | 0.85 | (7) | | | 4.62 | (7) | | | 90 | |
Y | | | 8.21 | | | | 0.20 | | | | 0.26 | | | | 0.46 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 8.51 | | | | 5.60 | (6) | | | 2,508 | | | | 1.01 | (7) | | | 0.80 | (7) | | | 4.61 | (7) | | | 90 | |
F | | | 7.72 | | | | 0.19 | | | | 0.25 | | | | 0.44 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 8.00 | | | | 5.62 | (6) | | | 12 | | | | 1.00 | (7) | | | 0.75 | (7) | | | 4.70 | (7) | | | 90 | |
SDR | | | 8.21 | | | | 0.20 | | | | 0.26 | | | | 0.46 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 8.51 | | | | 5.65 | (6) | | | 13,021 | | | | 1.00 | (7) | | | 0.75 | (7) | | | 4.64 | (7) | | | 90 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 9.12 | | | $ | 0.44 | | | $ | (0.90 | ) | | $ | (0.46 | ) | | $ | — | | | $ | (0.34 | ) | | $ | — | | | $ | (0.10 | ) | | $ | (0.44 | ) | | $ | 8.22 | | | | (4.85 | )% | | $ | 1,727 | | | | 1.41 | % | | | 1.15 | % | | | 5.22 | % | | | 141 | % |
C | | | 9.08 | | | | 0.38 | | | | (0.89 | ) | | | (0.51 | ) | | | — | | | | (0.29 | ) | | | — | | | | (0.08 | ) | | | (0.37 | ) | | | 8.20 | | | | (5.43 | ) | | | 215 | | | | 2.23 | | | | 1.90 | | | | 4.48 | | | | 141 | |
I | | | 9.11 | | | | 0.47 | | | | (0.90 | ) | | | (0.43 | ) | | | — | | | | (0.37 | ) | | | — | | | | (0.10 | ) | | | (0.47 | ) | | | 8.21 | | | | (4.50 | ) | | | 21,211 | | | | 1.05 | | | | 0.82 | | | | 5.56 | | | | 141 | |
R3 | | | 9.13 | | | | 0.43 | | | | (0.89 | ) | | | (0.46 | ) | | | — | | | | (0.34 | ) | | | — | | | | (0.10 | ) | | | (0.44 | ) | | | 8.23 | | | | (4.79 | ) | | | 29 | | | | 1.70 | | | | 1.24 | | | | 5.15 | | | | 141 | |
R4 | | | 9.11 | | | | 0.46 | | | | (0.89 | ) | | | (0.43 | ) | | | — | | | | (0.36 | ) | | | — | | | | (0.10 | ) | | | (0.46 | ) | | | 8.22 | | | | (4.45 | ) | | | 11 | | | | 1.40 | | | | 0.92 | | | | 5.48 | | | | 141 | |
R5 | | | 9.10 | | | | 0.46 | | | | (0.88 | ) | | | (0.42 | ) | | | — | | | | (0.37 | ) | | | — | | | | (0.10 | ) | | | (0.47 | ) | | | 8.21 | | | | (4.41 | ) | | | 11 | | | | 1.10 | | | | 0.85 | | | | 5.52 | | | | 141 | |
Y | | | 9.10 | | | | 0.47 | | | | (0.89 | ) | | | (0.42 | ) | | | — | | | | (0.36 | ) | | | — | | | | (0.11 | ) | | | (0.47 | ) | | | 8.21 | | | | (4.34 | ) | | | 2,376 | | | | 0.98 | | | | 0.76 | | | | 5.60 | | | | 141 | |
F | | | 9.10 | | | | 0.51 | | | | (1.02 | ) | | | (0.51 | ) | | | — | | | | (0.67 | ) | | | — | | | | (0.20 | ) | | | (0.87 | ) | | | 7.72 | | | | (4.66 | ) | | | 11 | | | | 0.98 | | | | 0.75 | | | | 5.58 | | | | 141 | |
SDR | | | 9.11 | | | | 0.47 | | | | (0.90 | ) | | | (0.43 | ) | | | — | | | | (0.36 | ) | | | — | | | | (0.11 | ) | | | (0.47 | ) | | | 8.21 | | | | (4.44 | ) | | | 34,536 | | | | 0.98 | | | | 0.75 | | | | 5.62 | | | | 141 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund(10) – (continued) | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 8.79 | | | $ | 0.55 | | | $ | 0.25 | | | $ | 0.80 | | | $ | — | | | $ | (0.43 | ) | | $ | — | | | $ | (0.04 | ) | | $ | (0.47 | ) | | $ | 9.12 | | | | 9.21 | % | | $ | 1,829 | | | | 1.29 | % | | | 1.11 | % | | | 6.12 | % | | | 240 | % |
C | | | 8.74 | | | | 0.48 | | | | 0.25 | | | | 0.73 | | | | — | | | | (0.36 | ) | | | — | | | | (0.03 | ) | | | (0.39 | ) | | | 9.08 | | | | 8.44 | | | | 266 | | | | 2.14 | | | | 1.90 | | | | 5.39 | | | | 240 | |
I | | | 8.78 | | | | 0.58 | | | | 0.25 | | | | 0.83 | | | | — | | | | (0.46 | ) | | | — | | | | (0.04 | ) | | | (0.50 | ) | | | 9.11 | | | | 9.65 | | | | 29,715 | | | | 1.00 | | | | 0.83 | | | | 6.37 | | | | 240 | |
R3 | | | 8.80 | | | | 0.57 | | | | 0.25 | | | | 0.82 | | | | — | | | | (0.45 | ) | | | — | | | | (0.04 | ) | | | (0.49 | ) | | | 9.13 | | | | 9.46 | | | | 11 | | | | 1.55 | | | | 0.88 | | | | 6.33 | | | | 240 | |
R4 | | | 8.78 | | | | 0.57 | | | | 0.25 | | | | 0.82 | | | | — | | | | (0.45 | ) | | | — | | | | (0.04 | ) | | | (0.49 | ) | | | 9.11 | | | | 9.45 | | | | 11 | | | | 1.28 | | | | 0.86 | | | | 6.35 | | | | 240 | |
R5 | | | 8.78 | | | | 0.58 | | | | 0.24 | | | | 0.82 | | | | — | | | | (0.46 | ) | | | — | | | | (0.04 | ) | | | (0.50 | ) | | | 9.10 | | | | 9.56 | | | | 11 | | | | 1.00 | | | | 0.81 | | | | 6.39 | | | | 240 | |
Y | | | 8.78 | | | | 0.58 | | | | 0.24 | | | | 0.82 | | | | — | | | | (0.46 | ) | | | — | | | | (0.04 | ) | | | (0.50 | ) | | | 9.10 | | | | 9.61 | | | | 2,046 | | | | 0.94 | | | | 0.76 | | | | 6.39 | | | | 240 | |
F | | | 8.78 | | | | 0.58 | | | | 0.25 | | | | 0.83 | | | | — | | | | (0.47 | ) | | | — | | | | (0.04 | ) | | | (0.51 | ) | | | 9.10 | | | | 9.66 | | | | 23,084 | | | | 0.93 | | | | 0.75 | | | | 6.45 | | | | 240 | |
SDR | | | 8.79 | | | | 0.58 | | | | 0.25 | | | | 0.83 | | | | — | | | | (0.47 | ) | | | — | | | | (0.04 | ) | | | (0.51 | ) | | | 9.11 | | | | 9.65 | | | | 37,109 | | | | 0.93 | | | | 0.75 | | | | 6.44 | | | | 240 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 9.98 | | | $ | 0.50 | | | $ | (1.02 | ) | | $ | (0.52 | ) | | $ | — | | | $ | (0.32 | ) | | $ | (0.13 | ) | | $ | (0.22 | ) | | $ | (0.67 | ) | | $ | 8.79 | | | | (5.34 | )% | | $ | 3,389 | | | | 1.29 | % | | | 1.08 | % | | | 5.42 | % | | | 285 | % |
C | | | 9.95 | | | | 0.41 | | | | (1.01 | ) | | | (0.60 | ) | | | — | | | | (0.28 | ) | | | (0.13 | ) | | | (0.20 | ) | | | (0.61 | ) | | | 8.74 | | | | (6.27 | ) | | | 414 | | | | 2.16 | | | | 1.90 | | | | 4.52 | | | | 285 | |
I | | | 9.97 | | | | 0.52 | | | | (1.02 | ) | | | (0.50 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.22 | ) | | | (0.69 | ) | | | 8.78 | | | | (5.22 | ) | | | 36,557 | | | | 1.02 | | | | 0.85 | | | | 5.63 | | | | 285 | |
R3 | | | 9.97 | | | | 0.50 | | | | (1.03 | ) | | | (0.53 | ) | | | — | | | | (0.30 | ) | | | (0.13 | ) | | | (0.21 | ) | | | (0.64 | ) | | | 8.80 | | | | (5.43 | ) | | | 10 | | | | 1.65 | | | | 1.25 | | | | 5.23 | | | | 285 | |
R4 | | | 9.97 | | | | 0.52 | | | | (1.03 | ) | | | (0.51 | ) | | | — | | | | (0.33 | ) | | | (0.13 | ) | | | (0.22 | ) | | | (0.68 | ) | | | 8.78 | | | | (5.25 | ) | | | 10 | | | | 1.35 | | | | 0.92 | | | | 5.54 | | | | 285 | |
R5 | | | 9.97 | | | | 0.53 | | | | (1.03 | ) | | | (0.50 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.22 | ) | | | (0.69 | ) | | | 8.78 | | | | (5.23 | ) | | | 10 | | | | 1.06 | | | | 0.85 | | | | 5.58 | | | | 285 | |
Y | | | 9.97 | | | | 0.49 | | | | (0.98 | ) | | | (0.49 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.23 | ) | | | (0.70 | ) | | | 8.78 | | | | (5.17 | ) | | | 970 | | | | 0.95 | | | | 0.77 | | | | 5.29 | | | | 285 | |
F | | | 9.96 | | | | 0.53 | | | | (1.01 | ) | | | (0.48 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.23 | ) | | | (0.70 | ) | | | 8.78 | | | | (5.04 | ) | | | 28,842 | | | | 0.94 | | | | 0.75 | | | | 5.67 | | | | 285 | |
SDR | | | 9.98 | | | | 0.56 | | | | (1.05 | ) | | | (0.49 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.23 | ) | | | (0.70 | ) | | | 8.79 | | | | (5.11 | ) | | | 34,841 | | | | 0.94 | | | | 0.75 | | | | 5.89 | | | | 285 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 9.79 | | | $ | 0.55 | | | $ | 0.27 | | | $ | 0.82 | | | $ | — | | | $ | (0.53 | ) | | $ | (0.10 | ) | | $ | — | | | $ | (0.63 | ) | | $ | 9.98 | | | | 8.83 | % | | $ | 2,472 | | | | 1.15 | % | | | 1.03 | % | | | 5.65 | % | | | 212 | % |
C | | | 9.78 | | | | 0.46 | | | | 0.29 | | | | 0.75 | | | | — | | | | (0.48 | ) | | | (0.10 | ) | | | — | | | | (0.58 | ) | | | 9.95 | | | | 8.01 | | | | 73 | | | | 2.03 | | | | 1.90 | | | | 4.72 | | | | 212 | |
I | | | 9.78 | | | | 0.57 | | | | 0.28 | | | | 0.85 | | | | — | | | | (0.56 | ) | | | (0.10 | ) | | | — | | | | (0.66 | ) | | | 9.97 | | | | 9.08 | | | | 15,441 | | | | 0.94 | | | | 0.82 | | | | 5.86 | | | | 212 | |
R3 | | | 9.78 | | | | 0.54 | | | | 0.28 | | | | 0.82 | | | | — | | | | (0.53 | ) | | | (0.10 | ) | | | — | | | | (0.63 | ) | | | 9.97 | | | | 8.74 | | | | 36 | | | | 1.63 | | | | 1.19 | | | | 5.53 | | | | 212 | |
R4 | | | 9.78 | | | | 0.55 | | | | 0.28 | | | | 0.83 | | | | — | | | | (0.54 | ) | | | (0.10 | ) | | | — | | | | (0.64 | ) | | | 9.97 | | | | 8.88 | | | | 11 | | | | 1.33 | | | | 1.02 | | | | 5.67 | | | | 212 | |
R5 | | | 9.78 | | | | 0.57 | | | | 0.27 | | | | 0.84 | | | | — | | | | (0.55 | ) | | | (0.10 | ) | | | — | | | | (0.65 | ) | | | 9.97 | | | | 9.07 | | | | 11 | | | | 1.04 | | | | 0.85 | | | | 5.82 | | | | 212 | |
Y | | | 9.78 | | | | 0.57 | | | | 0.28 | | | | 0.85 | | | | — | | | | (0.56 | ) | | | (0.10 | ) | | | — | | | | (0.66 | ) | | | 9.97 | | | | 9.16 | | | | 122 | | | | 0.91 | | | | 0.79 | | | | 5.81 | | | | 212 | |
F(8) | | | 9.70 | | | | 0.39 | | | | 0.30 | | | | 0.69 | | | | — | | | | (0.43 | ) | | | — | | | | — | | | | (0.43 | ) | | | 9.96 | | | | 7.22 | (6) | | | 11 | | | | 0.87 | (7) | | | 0.75 | (7) | | | 5.90 | (7) | | | 212 | |
SDR | | | 9.79 | | | | 0.58 | | | | 0.27 | | | | 0.85 | | | | — | | | | (0.56 | ) | | | (0.10 | ) | | | — | | | | (0.66 | ) | | | 9.98 | | | | 9.16 | | | | 57,054 | | | | 0.87 | | | | 0.75 | | | | 5.93 | | | | 212 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 9.04 | | | $ | 0.52 | | | $ | 0.51 | | | $ | 1.03 | | | $ | — | | | $ | (0.28 | ) | | $ | — | | | $ | — | | | $ | (0.28 | ) | | $ | 9.79 | | | | 11.59 | % | | $ | 1,707 | | | | 1.82 | % | | | 1.11 | % | | | 5.61 | % | | | 147 | % |
C(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(6) | | | 10 | | | | 1.73 | (7) | | | 1.73 | (7) | | | 7.72 | (7) | | | 147 | |
I | | | 9.02 | | | | 0.55 | | | | 0.51 | | | | 1.06 | | | | — | | | | (0.30 | ) | | | — | | | | — | | | | (0.30 | ) | | | 9.78 | | | | 11.94 | | | | 9,218 | | | | 1.54 | | | | 0.85 | | | | 5.89 | | | | 147 | |
R3(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(6) | | | 10 | | | | 1.41 | (7) | | | 1.41 | (7) | | | 8.09 | (7) | | | 147 | |
R4(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(6) | | | 10 | | | | 1.13 | (7) | | | 1.13 | (7) | | | 8.46 | (7) | | | 147 | |
R5(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(6) | | | 10 | | | | 0.84 | (7) | | | 0.84 | (7) | | | 8.46 | (7) | | | 147 | |
Y(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(6) | | | 10 | | | | 0.73 | (7) | | | 0.73 | (7) | | | 8.82 | (7) | | | 147 | |
SDR | | | 9.03 | | | | 0.56 | | | | 0.51 | | | | 1.07 | | | | — | | | | (0.31 | ) | | | — | | | | — | | | | (0.31 | ) | | | 9.79 | | | | 12.04 | | | | 51,219 | | | | 1.36 | | | | 0.71 | | | | 5.99 | | | | 147 | |
|
Hartford Schroders International Multi-Cap Value Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 7.76 | | | $ | 0.08 | | | $ | 2.61 | | | $ | 2.69 | | | $ | — | | | $ | (0.11 | ) | | $ | — | | | $ | — | | | $ | (0.11 | ) | | $ | 10.34 | | | | 34.76 | %(6) | | $ | 85,817 | | | | 1.11 | %(7) | | | 1.11 | %(7) | | | 1.59 | %(7) | | | 43 | % |
C | | | 7.71 | | | | 0.04 | | | | 2.60 | | | | 2.64 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 10.28 | | | | 34.37 | (6) | | | 15,095 | | | | 1.85 | (7) | | | 1.85 | (7) | | | 0.82 | (7) | | | 43 | |
I | | | 7.75 | | | | 0.09 | | | | 2.61 | | | | 2.70 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 10.33 | | | | 34.99 | (6) | | | 731,759 | | | | 0.83 | (7) | | | 0.83 | (7) | | | 1.89 | (7) | | | 43 | |
R3 | | | 7.73 | | | | 0.06 | | | | 2.61 | | | | 2.67 | | | | — | | | | (0.09 | ) | | | — | | | | — | | | | (0.09 | ) | | | 10.31 | | | | 34.72 | (6) | | | 16,850 | | | | 1.44 | (7) | | | 1.38 | (7) | | | 1.34 | (7) | | | 43 | |
R4 | | | 7.74 | | | | 0.09 | | | | 2.59 | | | | 2.68 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 10.31 | | | | 34.75 | (6) | | | 5,786 | | | | 1.13 | (7) | | | 1.13 | (7) | | | 1.91 | (7) | | | 43 | |
R5 | | | 7.75 | | | | 0.08 | | | | 2.62 | | | | 2.70 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 10.33 | | | | 34.98 | (6) | | | 18,489 | | | | 0.85 | (7) | | | 0.85 | (7) | | | 1.74 | (7) | | | 43 | |
Y | | | 7.75 | | | | 0.09 | | | | 2.61 | | | | 2.70 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 10.33 | | | | 35.00 | (6) | | | 277,975 | | | | 0.84 | (7) | | | 0.81 | (7) | | | 1.95 | (7) | | | 43 | |
F | | | 7.76 | | | | 0.09 | | | | 2.61 | | | | 2.70 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 10.34 | | | | 35.00 | (6) | | | 545,132 | | | | 0.75 | (7) | | | 0.75 | (7) | | | 1.99 | (7) | | | 43 | |
SDR | | | 7.74 | | | | 0.09 | | | | 2.61 | | | | 2.70 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 10.32 | | | | 35.08 | (6) | | | 821,329 | | | | 0.75 | (7) | | | 0.75 | (7) | | | 1.96 | (7) | | | 43 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders International Multi-Cap Value Fund(10) – (continued) | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 9.05 | | | $ | 0.17 | | | $ | (1.24 | ) | | $ | (1.07 | ) | | $ | — | | | $ | (0.22 | ) | | $ | — | | | $ | — | | | $ | (0.22 | ) | | $ | 7.76 | | | | (12.01 | )% | | $ | 65,123 | | | | 1.12 | % | | | 1.12 | % | | | 2.12 | % | | | 119 | % |
C | | | 8.99 | | | | 0.11 | | | | (1.23 | ) | | | (1.12 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 7.71 | | | | (12.69 | ) | | | 12,691 | | | | 1.86 | | | | 1.86 | | | | 1.32 | | | | 119 | |
I | | | 9.05 | | | | 0.20 | | | | (1.26 | ) | | | (1.06 | ) | | | — | | | | (0.24 | ) | | | — | | | | — | | | | (0.24 | ) | | | 7.75 | | | | (11.86 | ) | | | 538,073 | | | | 0.85 | | | | 0.85 | | | | 2.37 | | | | 119 | |
R3 | | | 9.02 | | | | 0.14 | | | | (1.24 | ) | | | (1.10 | ) | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 7.73 | | | | (12.42 | ) | | | 13,398 | | | | 1.48 | | | | 1.48 | | | | 1.71 | | | | 119 | |
R4 | | | 9.03 | | | | 0.17 | | | | (1.24 | ) | | | (1.07 | ) | | | — | | | | (0.22 | ) | | | — | | | | — | | | | (0.22 | ) | | | 7.74 | | | | (12.07 | ) | | | 2,328 | | | | 1.18 | | | | 1.18 | | | | 2.13 | | | | 119 | |
R5 | | | 9.04 | | | | 0.20 | | | | (1.25 | ) | | | (1.05 | ) | | | — | | | | (0.24 | ) | | | — | | | | — | | | | (0.24 | ) | | | 7.75 | | | | (11.75 | ) | | | 17,008 | | | | 0.86 | | | | 0.86 | | | | 2.42 | | | | 119 | |
Y | | | 9.04 | | | | 0.20 | | | | (1.24 | ) | | | (1.04 | ) | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 7.75 | | | | (11.72 | ) | | | 165,134 | | | | 0.86 | | | | 0.81 | | | | 2.49 | | | | 119 | |
F | | | 9.05 | | | | 0.21 | | | | (1.25 | ) | | | (1.04 | ) | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 7.76 | | | | (11.65 | ) | | | 357,583 | | | | 0.76 | | | | 0.76 | | | | 2.58 | | | | 119 | |
SDR | | | 9.04 | | | | 0.21 | | | | (1.26 | ) | | | (1.05 | ) | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 7.74 | | | | (11.78 | ) | | | 577,640 | | | | 0.76 | | | | 0.76 | | | | 2.54 | | | | 119 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 8.97 | | | $ | 0.27 | | | $ | 0.28 | | | $ | 0.55 | | | $ | — | | | $ | (0.25 | ) | | $ | (0.22 | ) | | $ | — | | | $ | (0.47 | ) | | $ | 9.05 | | | | 6.61 | % | | $ | 106,530 | | | | 1.12 | % | | | 1.12 | % | | | 3.03 | % | | | 119 | % |
C | | | 8.90 | | | | 0.19 | | | | 0.30 | | | | 0.49 | | | | — | | | | (0.18 | ) | | | (0.22 | ) | | | — | | | | (0.40 | ) | | | 8.99 | | | | 5.91 | | | | 21,500 | | | | 1.87 | | | | 1.87 | | | | 2.12 | | | | 119 | |
I | | | 8.96 | | | | 0.28 | | | | 0.30 | | | | 0.58 | | | | — | | | | (0.27 | ) | | | (0.22 | ) | | | — | | | | (0.49 | ) | | | 9.05 | | | | 6.98 | | | | 740,680 | | | | 0.86 | | | | 0.86 | | | | 3.13 | | | | 119 | |
R3 | | | 8.94 | | | | 0.28 | | | | 0.25 | | | | 0.53 | | | | — | | | | (0.23 | ) | | | (0.22 | ) | | | — | | | | (0.45 | ) | | | 9.02 | | | | 6.36 | | | | 19,748 | | | | 1.48 | | | | 1.48 | | | | 3.25 | | | | 119 | |
R4 | | | 8.95 | | | | 0.26 | | | | 0.29 | | | | 0.55 | | | | — | | | | (0.25 | ) | | | (0.22 | ) | | | — | | | | (0.47 | ) | | | 9.03 | | | | 6.57 | | | | 2,746 | | | | 1.18 | | | | 1.18 | | | | 3.01 | | | | 119 | |
R5 | | | 8.95 | | | | 0.26 | | | | 0.32 | | | | 0.58 | | | | — | | | | (0.27 | ) | | | (0.22 | ) | | | — | | | | (0.49 | ) | | | 9.04 | | | | 6.97 | | | | 21,262 | | | | 0.87 | | | | 0.87 | | | | 2.99 | | | | 119 | |
Y | | | 8.96 | | | | 0.29 | | | | 0.29 | | | | 0.58 | | | | — | | | | (0.28 | ) | | | (0.22 | ) | | | — | | | | (0.50 | ) | | | 9.04 | | | | 6.93 | | | | 146,587 | | | | 0.85 | | | | 0.80 | | | | 3.29 | | | | 119 | |
F | | | 8.97 | | | | 0.29 | | | | 0.29 | | | | 0.58 | | | | — | | | | (0.28 | ) | | | (0.22 | ) | | | — | | | | (0.50 | ) | | | 9.05 | | | | 6.98 | | | | 377,025 | | | | 0.76 | | | | 0.76 | | | | 3.31 | | | | 119 | |
SDR | | | 8.96 | | | | 0.29 | | | | 0.29 | | | | 0.58 | | | | — | | | | (0.28 | ) | | | (0.22 | ) | | | — | | | | (0.50 | ) | | | 9.04 | | | | 6.99 | | | | 636,333 | | | | 0.76 | | | | 0.76 | | | | 3.27 | | | | 119 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 10.18 | | | $ | 0.23 | | | $ | (1.09 | ) | | $ | (0.86 | ) | | $ | — | | | $ | (0.24 | ) | | $ | (0.11 | ) | | $ | — | | | $ | (0.35 | ) | | $ | 8.97 | | | | (8.71 | )% | | $ | 67,252 | | | | 1.13 | % | | | 1.10 | % | | | 2.26 | % | | | 87 | % |
C | | | 10.12 | | | | 0.17 | | | | (1.10 | ) | | | (0.93 | ) | | | — | | | | (0.18 | ) | | | (0.11 | ) | | | — | | | | (0.29 | ) | | | 8.90 | | | | (9.47 | ) | | | 25,614 | | | | 1.88 | | | | 1.85 | | | | 1.71 | | | | 87 | |
I | | | 10.17 | | | | 0.26 | | | | (1.09 | ) | | | (0.83 | ) | | | — | | | | (0.27 | ) | | | (0.11 | ) | | | — | | | | (0.38 | ) | | | 8.96 | | | | (8.47 | ) | | | 875,109 | | | | 0.87 | | | | 0.84 | | | | 2.64 | | | | 87 | |
R3 | | | 10.15 | | | | 0.22 | | | | (1.10 | ) | | | (0.88 | ) | | | — | | | | (0.22 | ) | | | (0.11 | ) | | | — | | | | (0.33 | ) | | | 8.94 | | | | (8.96 | ) | | | 613 | | | | 1.50 | | | | 1.43 | | | | 2.22 | | | | 87 | |
R4 | | | 10.16 | | | | 0.20 | | | | (1.06 | ) | | | (0.86 | ) | | | — | | | | (0.24 | ) | | | (0.11 | ) | | | — | | | | (0.35 | ) | | | 8.95 | | | | (8.76 | ) | | | 1,312 | | | | 1.20 | | | | 1.16 | | | | 2.03 | | | | 87 | |
R5 | | | 10.17 | | | | 0.27 | | | | (1.11 | ) | | | (0.84 | ) | | | — | | | | (0.27 | ) | | | (0.11 | ) | | | — | | | | (0.38 | ) | | | 8.95 | | | | (8.58 | ) | | | 22,482 | | | | 0.88 | | | | 0.85 | | | | 2.68 | | | | 87 | |
Y | | | 10.17 | | | | 0.25 | | | | (1.07 | ) | | | (0.82 | ) | | | — | | | | (0.28 | ) | | | (0.11 | ) | | | — | | | | (0.39 | ) | | | 8.96 | | | | (8.42 | ) | | | 80,993 | | | | 0.83 | | | | 0.81 | | | | 2.57 | | | | 87 | |
F | | | 10.18 | | | | 0.28 | | | | (1.10 | ) | | | (0.82 | ) | | | — | | | | (0.28 | ) | | | (0.11 | ) | | | — | | | | (0.39 | ) | | | 8.97 | | | | (8.38 | ) | | | 251,677 | | | | 0.78 | | | | 0.75 | | | | 2.78 | | | | 87 | |
SDR | | | 10.17 | | | | 0.27 | | | | (1.09 | ) | | | (0.82 | ) | | | — | | | | (0.28 | ) | | | (0.11 | ) | | | — | | | | (0.39 | ) | | | 8.96 | | | | (8.38 | ) | | | 540,822 | | | | 0.78 | | | | 0.75 | | | | 2.69 | | | | 87 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 8.61 | | | $ | 0.20 | | | $ | 1.53 | | | $ | 1.73 | | | $ | — | | | $ | (0.16 | ) | | $ | — | | | $ | — | | | $ | (0.16 | ) | | $ | 10.18 | | | | 20.26 | % | | $ | 58,977 | | | | 1.20 | % | | | 1.12 | % | | | 2.08 | % | | | 63 | % |
C | | | 8.60 | | | | 0.15 | | | | 1.50 | | | | 1.65 | | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 10.12 | | | | 19.31 | | | | 15,580 | | | | 1.93 | | | | 1.85 | | | | 1.51 | | | | 63 | |
I | | | 8.60 | | | | 0.24 | | | | 1.52 | | | | 1.76 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 10.17 | | | | 20.47 | | | | 706,652 | | | | 0.91 | | | | 0.82 | | | | 2.48 | | | | 63 | |
R3 | | | 8.60 | | | | 0.20 | | | | 1.49 | | | | 1.69 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 10.15 | | | | 19.82 | | | | 105 | | | | 1.58 | | | | 1.42 | | | | 2.03 | | | | 63 | |
R4 | | | 8.60 | | | | 0.18 | | | | 1.54 | | | | 1.72 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 10.16 | | | | 20.23 | | | | 809 | | | | 1.24 | | | | 1.15 | | | | 1.83 | | | | 63 | |
R5 | | | 8.60 | | | | 0.23 | | | | 1.52 | | | | 1.75 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 10.17 | | | | 20.57 | | | | 14,212 | | | | 0.93 | | | | 0.85 | | | | 2.32 | | | | 63 | |
Y | | | 8.60 | | | | 0.21 | | | | 1.56 | | | | 1.77 | | | | — | | | | (0.20 | ) | | | — | | | | — | | | | (0.20 | ) | | | 10.17 | | | | 20.80 | | | | 4,440 | | | | 0.84 | | | | 0.76 | | | | 2.30 | | | | 63 | |
F(8) | | | 9.13 | | | | 0.17 | | | | 1.02 | | | | 1.19 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 10.18 | | | | 13.07 | (6) | | | 110,585 | | | | 0.83 | (7) | | | 0.75 | (7) | | | 2.60 | (7) | | | 63 | |
SDR | | | 8.60 | | | | 0.23 | | | | 1.53 | | | | 1.76 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 10.17 | | | | 20.70 | | | | 448,891 | | | | 0.83 | | | | 0.75 | | | | 2.43 | | | | 63 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 8.48 | | | $ | 0.15 | | | $ | 0.17 | (11) | | $ | 0.32 | | | $ | — | | | $ | (0.19 | ) | | $ | — | | | $ | — | | | $ | (0.19 | ) | | $ | 8.61 | | | | 3.88 | % | | $ | 27,751 | | | | 1.47 | % | | | 1.14 | % | | | 1.80 | % | | | 94 | % |
C(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(6) | | | 10 | | | | 1.80 | (7) | | | 1.80 | (7) | | | (1.10 | )(7) | | | 94 | |
I | | | 8.47 | | | | 0.18 | | | | 0.16 | (11) | | | 0.34 | | | | — | | | | (0.21 | ) | | | — | | | | — | | | | (0.21 | ) | | | 8.60 | | | | 4.27 | | | | 183,321 | | | | 1.22 | | | | 0.89 | | | | 2.15 | | | | 94 | |
R3(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(6) | | | 10 | | | | 1.48 | (7) | | | 1.48 | (7) | | | (0.73 | )(7) | | | 94 | |
R4(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(6) | | | 10 | | | | 1.19 | (7) | | | 1.19 | (7) | | | (0.37 | )(7) | | | 94 | |
R5(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(6) | | | 10 | | | | 0.91 | (7) | | | 0.91 | (7) | | | 0.73 | (7) | | | 94 | |
Y(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(6) | | | 10 | | | | 0.80 | (7) | | | 0.80 | (7) | | | — | (7) | | | 94 | |
SDR | | | 8.46 | | | | 0.20 | | | | 0.16 | (11) | | | 0.36 | | | | — | | | | (0.22 | ) | | | — | | | | — | | | | (0.22 | ) | | | 8.60 | | | | 4.44 | | | | 221,643 | | | | 1.06 | | | | 0.75 | | | | 2.37 | | | | 94 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders International Stock Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 14.14 | | | $ | 0.06 | | | $ | 3.88 | | | $ | 3.94 | | | $ | — | | | $ | (0.00 | )(5) | | $ | — | | | $ | — | | | $ | (0.00 | )(5) | | $ | 18.08 | | | | 27.89 | %(6) | | $ | 215,989 | | | | 1.04 | %(7) | | | 1.04 | %(7) | | | 0.76 | %(7) | | | 15 | % |
C | | | 13.43 | | | | — | (5) | | | 3.67 | | | | 3.67 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 17.10 | | | | 27.33 | (6) | | | 14,053 | | | | 1.79 | (7) | | | 1.79 | (7) | | | 0.02 | (7) | | | 15 | |
I | | | 13.71 | | | | 0.09 | | | | 3.75 | | | | 3.84 | | | | — | | | | (0.05 | ) | | | — | | | | — | | | | (0.05 | ) | | | 17.50 | | | | 28.05 | (6) | | | 1,338,853 | | | | 0.77 | (7) | | | 0.77 | (7) | | | 1.09 | (7) | | | 15 | |
R3 | | | 13.63 | | | | 0.03 | | | | 3.73 | | | | 3.76 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 17.39 | | | | 27.59 | (6) | | | 1,268 | | | | 1.40 | (7) | | | 1.39 | (7) | | | 0.35 | (7) | | | 15 | |
R4 | | | 13.67 | | | | 0.05 | | | | 3.75 | | | | 3.80 | | | | — | | | | (0.00 | )(5) | | | — | | | | — | | | | (0.00 | )(5) | | | 17.47 | | | | 27.83 | (6) | | | 3,400 | | | | 1.07 | (7) | | | 1.07 | (7) | | | 0.63 | (7) | | | 15 | |
R5 | | | 13.72 | | | | 0.08 | | | | 3.76 | | | | 3.84 | | | | — | | | | (0.05 | ) | | | — | | | | — | | | | (0.05 | ) | | | 17.51 | | | | 28.03 | (6) | | | 20,408 | | | | 0.79 | (7) | | | 0.79 | (7) | | | 0.98 | (7) | | | 15 | |
Y | | | 13.76 | | | | 0.09 | | | | 3.75 | | | | 3.84 | | | | — | | | | (0.05 | ) | | | — | | | | — | | | | (0.05 | ) | | | 17.55 | | | | 27.95 | (6) | | | 183,026 | | | | 0.78 | (7) | | | 0.78 | (7) | | | 1.09 | (7) | | | 15 | |
F | | | 13.74 | | | | 0.09 | | | | 3.76 | | | | 3.85 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 17.52 | | | | 28.05 | (6) | | | 395,813 | | | | 0.70 | (7) | | | 0.70 | (7) | | | 1.14 | (7) | | | 15 | |
SDR | | | 13.73 | | | | 0.09 | | | | 3.76 | | | | 3.85 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 17.51 | | | | 28.07 | (6) | | | 281,207 | | | | 0.71 | (7) | | | 0.71 | (7) | | | 1.12 | (7) | | | 15 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 12.91 | | | $ | 0.07 | | | $ | 1.30 | | | $ | 1.37 | | | $ | — | | | $ | (0.14 | ) | | $ | — | | | $ | — | | | $ | (0.14 | ) | | $ | 14.14 | | | | 10.63 | % | | $ | 114,042 | | | | 1.12 | % | | | 1.11 | % | | | 0.49 | % | | | 34 | % |
C | | | 12.25 | | | | (0.03 | ) | | | 1.25 | | | | 1.22 | | | | — | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | 13.43 | | | | 9.93 | | | | 6,687 | | | | 1.85 | | | | 1.85 | | | | (0.21 | ) | | | 34 | |
I | | | 12.51 | | | | 0.10 | | | | 1.26 | | | | 1.36 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 13.71 | | | | 10.93 | | | | 516,721 | | | | 0.83 | | | | 0.83 | | | | 0.79 | | | | 34 | |
R3 | | | 12.47 | | | | 0.03 | | | | 1.26 | | | | 1.29 | | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 13.63 | | | | 10.38 | | | | 734 | | | | 1.46 | | | | 1.45 | | | | 0.25 | | | | 34 | |
R4 | | | 12.50 | | | | 0.07 | | | | 1.25 | | | | 1.32 | | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 13.67 | | | | 10.62 | | | | 2,536 | | | | 1.15 | | | | 1.15 | | | | 0.51 | | | | 34 | |
R5 | | | 12.52 | | | | 0.11 | | | | 1.26 | | | | 1.37 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 13.72 | | | | 10.96 | | | | 12,208 | | | | 0.83 | | | | 0.83 | | | | 0.84 | | | | 34 | |
Y | | | 12.52 | | | | 0.06 | | | | 1.32 | | | | 1.38 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 13.76 | | | | 11.09 | | | | 66,753 | | | | 0.82 | | | | 0.82 | | | | 0.45 | | | | 34 | |
F | | | 12.52 | | | | 0.11 | | | | 1.28 | | | | 1.39 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 13.74 | | | | 11.13 | | | | 169,576 | | | | 0.75 | | | | 0.75 | | | | 0.86 | | | | 34 | |
SDR | | | 12.52 | | | | 0.11 | | | | 1.27 | | | | 1.38 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 13.73 | | | | 11.07 | | | | 136,358 | | | | 0.75 | | | | 0.75 | | | | 0.86 | | | | 34 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 12.46 | | | $ | 0.17 | | | $ | 1.18 | | | $ | 1.35 | | | $ | — | | | $ | (0.15 | ) | | $ | (0.75 | ) | | $ | — | | | $ | (0.90 | ) | | $ | 12.91 | | | | 12.04 | % | | $ | 46,241 | | | | 1.16 | % | | | 1.14 | % | | | 1.42 | % | | | 37 | % |
C | | | 11.90 | | | | 0.10 | | | | 1.10 | | | | 1.20 | | | | — | | | | (0.10 | ) | | | (0.75 | ) | | | — | | | | (0.85 | ) | | | 12.25 | | | | 11.16 | | | | 3,530 | | | | 1.90 | | | | 1.87 | | | | 0.88 | | | | 37 | |
I | | | 12.09 | | | | 0.21 | | | | 1.13 | | | | 1.34 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.51 | | | | 12.39 | | | | 218,391 | | | | 0.86 | | | | 0.83 | | | | 1.81 | | | | 37 | |
R3 | | | 12.08 | | | | 0.16 | | | | 1.13 | | | | 1.29 | | | | — | | | | (0.15 | ) | | | (0.75 | ) | | | — | | | | (0.90 | ) | | | 12.47 | | | | 11.93 | | | | 190 | | | | 1.44 | | | | 1.33 | | | | 1.35 | | | | 37 | |
R4 | | | 12.09 | | | | 0.15 | | | | 1.17 | | | | 1.32 | | | | — | | | | (0.16 | ) | | | (0.75 | ) | | | — | | | | (0.91 | ) | | | 12.50 | | | | 12.15 | | | | 292 | | | | 1.12 | | | | 1.05 | | | | 1.24 | | | | 37 | |
R5 | | | 12.10 | | | | 0.15 | | | | 1.19 | | | | 1.34 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.52 | | | | 12.33 | | | | 1,066 | | | | 0.80 | | | | 0.78 | | | | 1.21 | | | | 37 | |
Y | | | 12.11 | | | | 0.21 | | | | 1.12 | | | | 1.33 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.52 | | | | 12.38 | | | | 676 | | | | 0.87 | | | | 0.84 | | | | 1.80 | | | | 37 | |
F | | | 12.10 | | | | 0.22 | | | | 1.12 | | | | 1.34 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.52 | | | | 12.47 | | | | 70,305 | | | | 0.78 | | | | 0.76 | | | | 1.85 | | | | 37 | |
SDR | | | 12.10 | | | | 0.21 | | | | 1.14 | | | | 1.35 | | | | — | | | | (0.18 | ) | | | (0.75 | ) | | | — | | | | (0.93 | ) | | | 12.52 | | | | 12.45 | | | | 100,663 | | | | 0.80 | | | | 0.76 | | | | 1.80 | | | | 37 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 13.62 | | | $ | 0.19 | | | $ | (1.22 | ) | | $ | (1.03 | ) | | $ | — | | | $ | (0.13 | ) | | $ | — | | | $ | — | | | $ | (0.13 | ) | | $ | 12.46 | | | | (7.63 | )% | | $ | 11,234 | | | | 1.25 | % | | | 1.16 | % | | | 1.40 | % | | | 65 | % |
C | | | 13.11 | | | | 0.13 | | | | (1.21 | ) | | | (1.08 | ) | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 11.90 | | | | (8.33 | ) | | | 1,824 | | | | 2.01 | | | | 1.92 | | | | 0.97 | | | | 65 | |
I | | | 13.20 | | | | 0.22 | | | | (1.17 | ) | | | (0.95 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 12.09 | | | | (7.32 | ) | | | 129,528 | | | | 0.93 | | | | 0.85 | | | | 1.70 | | | | 65 | |
R3 | | | 13.19 | | | | 0.21 | | | | (1.19 | ) | | | (0.98 | ) | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 12.08 | | | | (7.49 | ) | | | 12 | | | | 1.61 | | | | 1.02 | | | | 1.59 | | | | 65 | |
R4 | | | 13.20 | | | | 0.22 | | | | (1.19 | ) | | | (0.97 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 12.09 | | | | (7.42 | ) | | | 12 | | | | 1.31 | | | | 0.97 | | | | 1.64 | | | | 65 | |
R5 | | | 13.22 | | | | 0.22 | | | | (1.18 | ) | | | (0.96 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 12.10 | | | | (7.36 | ) | | | 12 | | | | 1.01 | | | | 0.90 | | | | 1.69 | | | | 65 | |
Y | | | 13.23 | | | | 0.12 | | | | (1.07 | ) | | | (0.95 | ) | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 12.11 | | | | (7.32 | ) | | | 5,693 | | | | 0.90 | | | | 0.81 | | | | 0.97 | | | | 65 | |
F | | | 13.22 | | | | 0.22 | | | | (1.17 | ) | | | (0.95 | ) | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 12.10 | | | | (7.32 | ) | | | 9,204 | | | | 0.89 | | | | 0.80 | | | | 1.69 | | | | 65 | |
SDR | | | 13.23 | | | | 0.23 | | | | (1.18 | ) | | | (0.95 | ) | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 12.10 | | | | (7.33 | ) | | | 67,339 | | | | 0.89 | | | | 0.80 | | | | 1.71 | | | | 65 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.02 | | | $ | 0.12 | | | $ | 2.64 | | | $ | 2.76 | | | $ | — | | | $ | (0.16 | ) | | $ | — | | | $ | — | | | $ | (0.16 | ) | | $ | 13.62 | | | | 25.41 | % | | $ | 5,930 | | | | 1.32 | % | | | 1.20 | % | | | 0.98 | % | | | 53 | % |
C | | | 10.69 | | | | (0.02 | ) | | | 2.60 | | | | 2.58 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 13.11 | | | | 24.60 | | | | 321 | | | | 2.01 | | | | 1.94 | | | | (0.13 | ) | | | 53 | |
I | | | 10.69 | | | | 0.14 | | | | 2.55 | | | | 2.69 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.20 | | | | 25.69 | | | | 116,660 | | | | 1.02 | | | | 0.95 | | | | 1.24 | | | | 53 | |
R3 | | | 10.69 | | | | 0.12 | | | | 2.55 | | | | 2.67 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 13.19 | | | | 25.45 | | | | 13 | | | | 1.62 | | | | 1.18 | | | | 1.04 | | | | 53 | |
R4 | | | 10.69 | | | | 0.13 | | | | 2.56 | | | | 2.69 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.20 | | | | 25.61 | | | | 13 | | | | 1.34 | | | | 1.08 | | | | 1.15 | | | | 53 | |
R5 | | | 10.69 | | | | 0.16 | | | | 2.55 | | | | 2.71 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.22 | | | | 25.88 | | | | 13 | | | | 1.02 | | | | 0.90 | | | | 1.34 | | | | 53 | |
Y | | | 10.69 | | | | 0.13 | | | | 2.59 | | | | 2.72 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.23 | | | | 25.99 | | | | 115 | | | | 0.88 | | | | 0.79 | | | | 1.04 | | | | 53 | |
F(8) | | | 10.87 | | | | 0.04 | | | | 2.31 | | | | 2.35 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 13.22 | | | | 21.62 | (6) | | | 844 | | | | 0.85 | (7) | | | 0.80 | (7) | | | 0.52 | (7) | | | 53 | |
SDR | | | 10.70 | | | | 0.17 | | | | 2.55 | | | | 2.72 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 13.23 | | | | 25.88 | | | | 77,051 | | | | 0.86 | | | | 0.80 | | | | 1.45 | | | | 53 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders International Stock Fund(10) – (continued) | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 11.35 | | | $ | 0.12 | | | $ | (0.35 | )(11) | | $ | (0.23 | ) | | $ | — | | | $ | (0.10 | ) | | $ | — | | | $ | — | | | $ | (0.10 | ) | | $ | 11.02 | | | | (2.01 | )% | | $ | 3,217 | | | | 1.45 | % | | | 1.18 | % | | | 1.11 | % | | | 53 | % |
C(9) | | | 10.64 | | | | (0.01 | ) | | | 0.06 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (6) | | | 10 | | | | 1.77 | (7) | | | 1.77 | (7) | | | (1.77 | )(7) | | | 53 | |
I | | | 11.01 | | | | 0.14 | | | | (0.33 | )(11) | | | (0.19 | ) | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 10.69 | | | | (1.70 | ) | | | 82,726 | | | | 1.20 | | | | 0.92 | | | | 1.33 | | | | 53 | |
R3(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (6) | | | 10 | | | | 1.47 | (7) | | | 1.47 | (7) | | | (1.47 | )(7) | | | 53 | |
R4(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (6) | | | 10 | | | | 1.17 | (7) | | | 1.17 | (7) | | | (1.17 | )(7) | | | 53 | |
R5(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (6) | | | 10 | | | | 0.89 | (7) | | | 0.89 | (7) | | | (0.87 | )(7) | | | 53 | |
Y(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (6) | | | 10 | | | | 0.78 | (7) | | | 0.78 | (7) | | | (0.78 | )(7) | | | 53 | |
SDR | | | 11.02 | | | | 0.16 | | | | (0.33 | )(11) | | | (0.17 | ) | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 10.70 | | | | (1.54 | ) | | | 64,263 | | | | 1.07 | | | | 0.79 | | | | 1.54 | | | | 53 | |
|
Hartford Schroders Securitized Income Fund | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 9.79 | | | $ | 0.08 | | | $ | 0.17 | | | $ | 0.25 | | | $ | — | | | $ | (0.10 | ) | | $ | — | | | $ | — | | | $ | (0.10 | ) | | $ | 9.94 | | | | 2.52 | %(6) | | $ | 5,918 | | | | 1.39 | %(7)(12) | | | 1.18 | %(7)(13)(14) | | | 1.69 | %(7)(15) | | | 29 | % |
C | | | 9.79 | | | | 0.03 | | | | 0.16 | | | | 0.19 | | | | — | | | | (0.05 | ) | | | — | | | | — | | | | (0.05 | ) | | | 9.93 | | | | 1.99 | (6) | | | 678 | | | | 2.23 | (7)(12) | | | 2.22 | (7)(13)(14) | | | 0.64 | (7)(15) | | | 29 | |
I | | | 9.79 | | | | 0.09 | | | | 0.17 | | | | 0.26 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 9.94 | | | | 2.65 | (6) | | | 74,786 | | | | 1.17 | (7)(12) | | | 1.07 | (7)(13)(14) | | | 1.79 | (7)(15) | | | 29 | |
Y | | | 9.79 | | | | 0.09 | | | | 0.16 | | | | 0.25 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 9.93 | | | | 2.57 | (6) | | | 4,484 | | | | 1.11 | (7)(12) | | | 1.02 | (7)(13)(14) | | | 1.82 | (7)(15) | | | 29 | |
F | | | 9.78 | | | | 0.09 | | | | 0.17 | | | | 0.26 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 9.92 | | | | 2.62 | (6) | | | 2,088 | | | | 1.11 | (7)(12) | | | 0.97 | (7)(13)(14) | | | 1.90 | (7)(15) | | | 29 | |
SDR | | | 9.78 | | | | 0.09 | | | | 0.17 | | | | 0.26 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 9.92 | | | | 2.63 | (6) | | | 24,481 | | | | 1.10 | (7)(12) | | | 0.97 | (7)(13)(14) | | | 1.86 | (7)(15) | | | 29 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 10.06 | | | $ | 0.21 | | | $ | (0.25 | ) | | $ | (0.04 | ) | | $ | — | | | $ | (0.22 | ) | | $ | (0.01 | ) | | $ | — | | | $ | (0.23 | ) | | $ | 9.79 | | | | (0.41 | )% | | $ | 5,553 | | | | 1.54 | %(16) | | | 1.10 | %(14)(17) | | | 2.12 | %(18) | | | 78 | % |
C(19) | | | 10.12 | | | | 0.04 | | | | (0.31 | ) | | | (0.27 | ) | | | — | | | | (0.06 | ) | | | — | | | | — | | | | (0.06 | ) | | | 9.79 | | | | (2.64 | )(6) | | | 443 | | | | 2.52 | (7)(16) | | | 2.29 | (7)(14)(17) | | | 0.55 | (7)(18) | | | 78 | |
I | | | 10.06 | | | | 0.19 | | | | (0.23 | ) | | | (0.04 | ) | | | — | | | | (0.22 | ) | | | (0.01 | ) | | | — | | | | (0.23 | ) | | | 9.79 | | | | (0.42 | ) | | | 65,636 | | | | 1.34 | (16) | | | 1.12 | (14)(17) | | | 1.94 | (18) | | | 78 | |
Y | | | 10.06 | | | | 0.21 | | | | (0.25 | ) | | | (0.04 | ) | | | — | | | | (0.22 | ) | | | (0.01 | ) | | | — | | | | (0.23 | ) | | | 9.79 | | | | (0.36 | ) | | | 3,571 | | | | 1.29 | (16) | | | 1.07 | (14)(17) | | | 2.20 | (18) | | | 78 | |
F | | | 10.05 | | | | 0.22 | | | | (0.26 | ) | | | (0.04 | ) | | | — | | | | (0.22 | ) | | | (0.01 | ) | | | — | | | | (0.23 | ) | | | 9.78 | | | | (0.34 | ) | | | 2,035 | | | | 1.28 | (16) | | | 1.06 | (14)(17) | | | 2.25 | (18) | | | 78 | |
SDR | | | 10.05 | | | | 0.23 | | | | (0.26 | ) | | | (0.03 | ) | | | — | | | | (0.23 | ) | | | (0.01 | ) | | | — | | | | (0.24 | ) | | | 9.78 | | | | (0.31 | ) | | | 16,688 | | | | 1.28 | (16) | | | 1.07 | (14)(17) | | | 2.32 | (18) | | | 78 | |
|
For the Year Ended October 31, 2019(20) | |
A | | $ | 10.00 | | | $ | 0.17 | | | $ | 0.03 | | | $ | 0.20 | | | $ | — | | | $ | (0.14 | ) | | $ | — | | | $ | — | | | $ | (0.14 | ) | | $ | 10.06 | | | | 2.04 | %(6) | | $ | 3,571 | | | | 1.58 | %(7)(21) | | | 1.00 | %(7)(22)(14) | | | 2.49 | %(7)(23) | | | 35 | % |
I | | | 10.00 | | | | 0.17 | | | | 0.04 | | | | 0.21 | | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 10.06 | | | | 2.09 | (6) | | | 4,633 | | | | 1.33 | (7)(21) | | | 0.96 | (7)(22)(14) | | | 2.52 | (7)(23) | | | 35 | |
Y | | | 10.00 | | | | 0.17 | | | | 0.04 | | | | 0.21 | | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 10.06 | | | | 2.13 | (6) | | | 3,583 | | | | 1.27 | (7)(21) | | | 0.91 | (7)(22)(14) | | | 2.58 | (7)(23) | | | 35 | |
F | | | 10.00 | | | | 0.18 | | | | 0.03 | | | | 0.21 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 10.05 | | | | 2.06 | (6) | | | 2,544 | | | | 1.26 | (7)(21) | | | 0.89 | (7)(22)(14) | | | 2.61 | (7)(23) | | | 35 | |
SDR | | | 10.00 | | | | 0.17 | | | | 0.04 | | | | 0.21 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 10.05 | | | | 2.19 | (6) | | | 80,616 | | | | 1.24 | (7)(21) | | | 0.86 | (7)(22)(14) | | | 2.55 | (7)(23) | | | 35 | |
|
Hartford Schroders Tax-Aware Bond Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 11.42 | | | $ | 0.07 | | | $ | 0.10 | | | $ | 0.17 | | | $ | — | | | $ | (0.07 | ) | | $ | (0.15 | ) | | $ | — | | | $ | (0.22 | ) | | $ | 11.37 | | | | 1.49 | %(6) | | $ | 64,459 | | | | 0.81 | %(7) | | | 0.71 | %(7) | | | 1.19 | %(7) | | | 67 | % |
C | | | 11.44 | | | | 0.02 | | | | 0.10 | | | | 0.12 | | | | — | | | | (0.02 | ) | | | (0.15 | ) | | | — | | | | (0.17 | ) | | | 11.39 | | | | 1.05 | (6) | | | 8,167 | | | | 1.67 | (7) | | | 1.57 | (7) | | | 0.33 | (7) | | | 67 | |
I | | | 11.43 | | | | 0.08 | | | | 0.10 | | | | 0.18 | | | | — | | | | (0.08 | ) | | | (0.15 | ) | | | — | | | | (0.23 | ) | | | 11.38 | | | | 1.60 | (6) | | | 291,248 | | | | 0.59 | (7) | | | 0.49 | (7) | | | 1.41 | (7) | | | 67 | |
Y | | | 11.44 | | | | 0.08 | | | | 0.09 | | | | 0.17 | | | | — | | | | (0.07 | ) | | | (0.15 | ) | | | — | | | | (0.22 | ) | | | 11.39 | | | | 1.57 | (6) | | | 217 | | | | 0.62 | (7) | | | 0.56 | (7) | | | 1.34 | (7) | | | 67 | |
F | | | 11.44 | | | | 0.08 | | | | 0.10 | | | | 0.18 | | | | — | | | | (0.08 | ) | | | (0.15 | ) | | | — | | | | (0.23 | ) | | | 11.39 | | | | 1.62 | (6) | | | 35,418 | | | | 0.51 | (7) | | | 0.46 | (7) | | | 1.44 | (7) | | | 67 | |
SDR | | | 11.43 | | | | 0.08 | | | | 0.10 | | | | 0.18 | | | | — | | | | (0.08 | ) | | | (0.15 | ) | | | — | | | | (0.23 | ) | | | 11.38 | | | | 1.62 | (6) | | | 58,112 | | | | 0.51 | (7) | | | 0.46 | (7) | | | 1.44 | (7) | | | 67 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 11.34 | | | $ | 0.16 | | | $ | 0.32 | | | $ | 0.48 | | | $ | — | | | $ | (0.17 | ) | | $ | (0.23 | ) | | $ | — | | | $ | (0.40 | ) | | $ | 11.42 | | | | 4.31 | % | | $ | 56,486 | | | | 0.82 | % | | | 0.71 | % | | | 1.39 | % | | | 186 | % |
C | | | 11.34 | | | | 0.06 | | | | 0.33 | | | | 0.39 | | | | — | | | | (0.06 | ) | | | (0.23 | ) | | | — | | | | (0.29 | ) | | | 11.44 | | | | 3.53 | | | | 8,731 | | | | 1.61 | | | | 1.55 | | | | 0.56 | | | | 186 | |
I | | | 11.34 | | | | 0.18 | | | | 0.34 | | | | 0.52 | | | | — | | | | (0.20 | ) | | | (0.23 | ) | | | — | | | | (0.43 | ) | | | 11.43 | | | | 4.64 | | | | 283,060 | | | | 0.60 | | | | 0.49 | | | | 1.61 | | | | 186 | |
Y | | | 11.35 | | | | 0.18 | | | | 0.33 | | | | 0.51 | | | | — | | | | (0.19 | ) | | | (0.23 | ) | | | — | | | | (0.42 | ) | | | 11.44 | | | | 4.56 | | | | 213 | | | | 0.63 | | | | 0.56 | | | | 1.56 | | | | 186 | |
F | | | 11.35 | | | | 0.19 | | | | 0.33 | | | | 0.52 | | | | — | | | | (0.20 | ) | | | (0.23 | ) | | | — | | | | (0.43 | ) | | | 11.44 | | | | 4.67 | | | | 33,074 | | | | 0.52 | | | | 0.46 | | | | 1.64 | | | | 186 | |
SDR | | | 11.34 | | | | 0.19 | | | | 0.33 | | | | 0.52 | | | | — | | | | (0.20 | ) | | | (0.23 | ) | | | — | | | | (0.43 | ) | | | 11.43 | | | | 4.68 | | | | 61,878 | | | | 0.52 | | | | 0.46 | | | | 1.66 | | | | 186 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Tax-Aware Bond Fund(10) – (continued) | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 10.66 | | | $ | 0.23 | | | $ | 0.80 | | | $ | 1.03 | | | $ | — | | | $ | (0.23 | ) | | $ | (0.12 | ) | | $ | — | | | $ | (0.35 | ) | | $ | 11.34 | | | | 9.79 | % | | $ | 36,158 | | | | 0.83 | % | | | 0.71 | % | | | 2.08 | % | | | 161 | % |
C | | | 10.65 | | | | 0.14 | | | | 0.80 | | | | 0.94 | | | | — | | | | (0.13 | ) | | | (0.12 | ) | | | — | | | | (0.25 | ) | | | 11.34 | | | | 8.91 | | | | 7,894 | | | | 1.61 | | | | 1.54 | | | | 1.26 | | | | 161 | |
I | | | 10.67 | | | | 0.26 | | | | 0.79 | | | | 1.05 | | | | — | | | | (0.26 | ) | | | (0.12 | ) | | | — | | | | (0.38 | ) | | | 11.34 | | | | 9.95 | | | | 209,719 | | | | 0.61 | | | | 0.48 | | | | 2.31 | | | | 161 | |
Y | | | 10.67 | | | | 0.26 | | | | 0.79 | | | | 1.05 | | | | — | | | | (0.25 | ) | | | (0.12 | ) | | | — | | | | (0.37 | ) | | | 11.35 | | | | 9.98 | | | | 204 | | | | 0.60 | | | | 0.53 | | | | 2.31 | | | | 161 | |
F | | | 10.67 | | | | 0.26 | | | | 0.80 | | | | 1.06 | | | | — | | | | (0.26 | ) | | | (0.12 | ) | | | — | | | | (0.38 | ) | | | 11.35 | | | | 10.06 | | | | 20,569 | | | | 0.53 | | | | 0.46 | | | | 2.33 | | | | 161 | |
SDR | | | 10.66 | | | | 0.26 | | | | 0.80 | | | | 1.06 | | | | — | | | | (0.26 | ) | | | (0.12 | ) | | | — | | | | (0.38 | ) | | | 11.34 | | | | 10.08 | | | | 60,005 | | | | 0.53 | | | | 0.46 | | | | 2.38 | | | | 161 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 11.08 | | | $ | 0.23 | | | $ | (0.42 | ) | | $ | (0.19 | ) | | $ | — | | | $ | (0.22 | ) | | $ | (0.01 | ) | | $ | — | | | $ | (0.23 | ) | | $ | 10.66 | | | | (1.77 | )% | | $ | 25,186 | | | | 0.86 | % | | | 0.71 | % | | | 2.07 | % | | | 161 | % |
C | | | 11.07 | | | | 0.14 | | | | (0.43 | ) | | | (0.29 | ) | | | — | | | | (0.12 | ) | | | (0.01 | ) | | | — | | | | (0.13 | ) | | | 10.65 | | | | (2.64 | ) | | | 4,819 | | | | 1.62 | | | | 1.53 | | | | 1.24 | | | | 161 | |
I | | | 11.10 | | | | 0.25 | | | | (0.42 | ) | | | (0.17 | ) | | | — | | | | (0.25 | ) | | | (0.01 | ) | | | — | | | | (0.26 | ) | | | 10.67 | | | | (1.59 | ) | | | 120,282 | | | | 0.62 | | | | 0.46 | | | | 2.31 | | | | 161 | |
Y | | | 11.10 | | | | 0.25 | | | | (0.43 | ) | | | (0.18 | ) | | | — | | | | (0.24 | ) | | | (0.01 | ) | | | — | | | | (0.25 | ) | | | 10.67 | | | | (1.63 | ) | | | 214 | | | | 0.57 | | | | 0.48 | | | | 2.30 | | | | 161 | |
F | | | 11.10 | | | | 0.26 | | | | (0.44 | ) | | | (0.18 | ) | | | — | | | | (0.24 | ) | | | (0.01 | ) | | | — | | | | (0.25 | ) | | | 10.67 | | | | (1.60 | ) | | | 8,689 | | | | 0.55 | | | | 0.46 | | | | 2.36 | | | | 161 | |
SDR | | | 11.09 | | | | 0.25 | | | | (0.43 | ) | | | (0.18 | ) | | | — | | | | (0.24 | ) | | | (0.01 | ) | | | — | | | | (0.25 | ) | | | 10.66 | | | | (1.60 | ) | | | 59,590 | | | | 0.55 | | | | 0.46 | | | | 2.30 | | | | 161 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.19 | | | $ | 0.20 | | | $ | (0.07 | ) | | $ | 0.13 | | | $ | — | | | $ | (0.20 | ) | | $ | (0.04 | ) | | $ | — | | | $ | (0.24 | ) | | $ | 11.08 | | | | 1.20 | % | | $ | 22,948 | | | | 0.86 | % | | | 0.71 | % | | | 1.83 | % | | | 72 | % |
C | | | 11.20 | | | | 0.11 | | | | (0.07 | ) | | | 0.04 | | | | — | | | | (0.13 | ) | | | (0.04 | ) | | | — | | | | (0.17 | ) | | | 11.07 | | | | 0.40 | | | | 4,712 | | | | 1.58 | | | | 1.50 | | | | 0.96 | | | | 72 | |
I | | | 11.21 | | | | 0.23 | | | | (0.07 | ) | | | 0.16 | | | | — | | | | (0.23 | ) | | | (0.04 | ) | | | — | | | | (0.27 | ) | | | 11.10 | | | | 1.45 | | | | 147,851 | | | | 0.58 | | | | 0.46 | | | | 2.10 | | | | 72 | |
Y | | | 11.20 | | | | 0.23 | | | | (0.07 | ) | | | 0.16 | | | | — | | | | (0.22 | ) | | | (0.04 | ) | | | — | | | | (0.26 | ) | | | 11.10 | | | | 1.53 | | | | 10 | | | | 0.54 | | | | 0.46 | | | | 2.08 | | | | 72 | |
F(8) | | | 10.93 | | | | 0.14 | | | | 0.17 | | | | 0.31 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 11.10 | | | | 2.85 | (6) | | | 2,377 | | | | 0.53 | (7) | | | 0.46 | (7) | | | 1.96 | (7) | | | 72 | |
SDR | | | 11.20 | | | | 0.23 | | | | (0.07 | ) | | | 0.16 | | | | — | | | | (0.23 | ) | | | (0.04 | ) | | | — | | | | (0.27 | ) | | | 11.09 | | | | 1.46 | | | | 70,615 | | | | 0.54 | | | | 0.46 | | | | 2.12 | | | | 72 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 10.84 | | | $ | 0.25 | | | $ | 0.35 | | | $ | 0.60 | | | $ | — | | | $ | (0.25 | ) | | $ | — | | | $ | — | | | $ | (0.25 | ) | | $ | 11.19 | | | | 5.61 | % | | $ | 8,648 | | | | 0.90 | % | | | 0.70 | % | | | 2.22 | % | | | 42 | % |
C(9) | | | 11.23 | | | | — | | | | (0.01 | ) | | | (0.01 | ) | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 11.20 | | | | (0.10 | )(6) | | | 10 | | | | 1.46 | (7) | | | 1.45 | (7) | | | 1.47 | (7) | | | 42 | |
I | | | 10.84 | | | | 0.28 | | | | 0.37 | | | | 0.65 | | | | — | | | | (0.28 | ) | | | — | | | | — | | | | (0.28 | ) | | | 11.21 | | | | 6.02 | | | | 82,088 | | | | 0.66 | | | | 0.45 | | | | 2.55 | | | | 42 | |
Y(9) | | | 11.23 | | | | 0.01 | | | | (0.02 | ) | | | (0.01 | ) | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 11.20 | | | | (0.08 | )(6) | | | 10 | | | | 0.46 | (7) | | | 0.45 | (7) | | | 2.56 | (7) | | | 42 | |
SDR | | | 11.23 | | | | 0.01 | | | | (0.02 | ) | | | (0.01 | ) | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 11.20 | | | | (0.08 | ) | | | 66,275 | | | | 0.47 | | | | 0.46 | | | | 4.71 | | | | 42 | |
|
Hartford Schroders US MidCap Opportunities Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 14.57 | | | $ | (0.01 | ) | | $ | 5.17 | | | $ | 5.16 | | | $ | — | | | $ | (0.01 | ) | | $ | — | | | $ | — | | | $ | (0.01 | ) | | $ | 19.72 | | | | 35.46 | %(6) | | $ | 96,740 | | | | 1.16 | %(7) | | | 1.16 | %(7) | | | (0.09 | )%(7) | | | 28 | % |
C | | | 14.67 | | | | (0.07 | ) | | | 5.19 | | | | 5.12 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 19.79 | | | | 34.90 | (6) | | | 55,278 | | | | 1.91 | (7) | | | 1.91 | (7) | | | (0.83 | )(7) | | | 28 | |
I | | | 15.19 | | | | 0.02 | | | | 5.38 | | | | 5.40 | | | | — | | | | (0.06 | ) | | | — | | | | — | | | | (0.06 | ) | | | 20.53 | | | | 35.59 | (6) | | | 445,342 | | | | 0.89 | (7) | | | 0.89 | (7) | | | 0.19 | (7) | | | 28 | |
R3 | | | 14.92 | | | | (0.03 | ) | | | 5.29 | | | | 5.26 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 20.18 | | | | 35.25 | (6) | | | 2,182 | | | | 1.45 | (7) | | | 1.45 | (7) | | | (0.39 | )(7) | | | 28 | |
R4 | | | 15.08 | | | | (0.01 | ) | | | 5.35 | | | | 5.34 | | | | — | | | | (0.00 | )(5) | | | — | | | | — | | | | (0.00 | )(5) | | | 20.42 | | | | 35.41 | (6) | | | 762 | | | | 1.21 | (7) | | | 1.16 | (7) | | | (0.08 | )(7) | | | 28 | |
R5 | | | 15.16 | | | | 0.02 | | | | 5.37 | | | | 5.39 | | | | — | | | | (0.05 | ) | | | — | | | | — | | | | (0.05 | ) | | | 20.50 | | | | 35.62 | (6) | | | 884 | | | | 0.92 | (7) | | | 0.92 | (7) | | | 0.22 | (7) | | | 28 | |
Y | | | 15.18 | | | | 0.01 | | | | 5.38 | | | | 5.39 | | | | — | | | | (0.05 | ) | | | — | | | | — | | | | (0.05 | ) | | | 20.52 | | | | 35.58 | (6) | | | 83,204 | | | | 0.91 | (7) | | | 0.91 | (7) | | | 0.16 | (7) | | | 28 | |
F | | | 15.20 | | | | 0.02 | | | | 5.38 | | | | 5.40 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 20.53 | | | | 35.62 | (6) | | | 76,009 | | | | 0.81 | (7) | | | 0.81 | (7) | | | 0.27 | (7) | | | 28 | |
SDR | | | 15.23 | | | | 0.02 | | | | 5.39 | | | | 5.41 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 20.57 | | | | 35.62 | (6) | | | 49,150 | | | | 0.81 | (7) | | | 0.81 | (7) | | | 0.27 | (7) | | | 28 | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 15.01 | | | $ | 0.01 | | | $ | (0.35 | ) | | $ | (0.34 | ) | | $ | — | | | $ | 0.00 | (5) | | $ | (0.10 | ) | | $ | — | | | $ | (0.10 | ) | | $ | 14.57 | | | | (2.25 | )% | | $ | 71,370 | | | | 1.18 | % | | | 1.18 | % | | | 0.06 | % | | | 53 | % |
C | | | 15.21 | | | | (0.10 | ) | | | (0.34 | ) | | | (0.44 | ) | | | — | | | | — | | | | (0.10 | ) | | | — | | | | (0.10 | ) | | | 14.67 | | | | (2.90 | ) | | | 43,785 | | | | 1.92 | | | | 1.92 | | | | (0.67 | ) | | | 53 | |
I | | | 15.63 | | | | 0.05 | | | | (0.35 | ) | | | (0.30 | ) | | | — | | | | (0.04 | ) | | | (0.10 | ) | | | — | | | | (0.14 | ) | | | 15.19 | | | | (1.92 | ) | | | 352,667 | | | | 0.90 | | | | 0.90 | | | | 0.35 | | | | 53 | |
R3 | | | 15.41 | | | | (0.04 | ) | | | (0.35 | ) | | | (0.39 | ) | | | — | | | | — | | | | (0.10 | ) | | | — | | | | (0.10 | ) | | | 14.92 | | | | (2.54 | ) | | | 975 | | | | 1.53 | | | | 1.53 | | | | (0.28 | ) | | | 53 | |
R4 | | | 15.53 | | | | 0.00 | (5) | | | (0.35 | ) | | | (0.35 | ) | | | — | | | | — | | | | (0.10 | ) | | | — | | | | (0.10 | ) | | | 15.08 | | | | (2.26 | ) | | | 567 | | | | 1.23 | | | | 1.23 | | | | 0.01 | | | | 53 | |
R5 | | | 15.60 | | | | 0.05 | | | | (0.35 | ) | | | (0.30 | ) | | | — | | | | (0.04 | ) | | | (0.10 | ) | | | — | | | | (0.14 | ) | | | 15.16 | | | | (1.96 | ) | | | 1,229 | | | | 0.93 | | | | 0.93 | | | | 0.31 | | | | 53 | |
Y | | | 15.63 | | | | 0.05 | | | | (0.35 | ) | | | (0.30 | ) | | | — | | | | (0.05 | ) | | | (0.10 | ) | | | — | | | | (0.15 | ) | | | 15.18 | | | | (1.93 | ) | | | 77,493 | | | | 0.91 | | | | 0.90 | | | | 0.34 | | | | 53 | |
F | | | 15.64 | | | | 0.06 | | | | (0.34 | ) | | | (0.28 | ) | | | — | | | | (0.06 | ) | | | (0.10 | ) | | | — | | | | (0.16 | ) | | | 15.20 | | | | (1.82 | ) | | | 55,554 | | | | 0.81 | | | | 0.81 | | | | 0.42 | | | | 53 | |
SDR | | | 15.67 | | | | 0.07 | | | | (0.35 | ) | | | (0.28 | ) | | | — | | | | (0.06 | ) | | | (0.10 | ) | | | — | | | | (0.16 | ) | | | 15.23 | | | | (1.81 | ) | | | 37,895 | | | | 0.81 | | | | 0.81 | | | | 0.45 | | | | 53 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders US MidCap Opportunities Fund(10) – (continued) | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 13.68 | | | $ | 0.02 | | | $ | 1.58 | | | $ | 1.60 | | | $ | — | | | $ | — | | | $ | (0.27 | ) | | $ | — | | | $ | (0.27 | ) | | $ | 15.01 | | | | 12.12 | % | | $ | 87,831 | | | | 1.27 | % | | | 1.27 | % | | | 0.14 | % | | | 39 | % |
C | | | 13.97 | | | | (0.09 | ) | | | 1.60 | | | | 1.51 | | | | — | | | | — | | | | (0.27 | ) | | | — | | | | (0.27 | ) | | | 15.21 | | | | 11.29 | | | | 60,195 | | | | 2.02 | | | | 2.02 | | | | (0.61 | ) | | | 39 | |
I | | | 14.24 | | | | 0.06 | | | | 1.64 | | | | 1.70 | | | | — | | | | (0.04 | ) | | | (0.27 | ) | | | — | | | | (0.31 | ) | | | 15.63 | | | | 12.41 | | | | 496,725 | | | | 1.00 | | | | 1.00 | | | | 0.42 | | | | 39 | |
R3 | | | 14.09 | | | | (0.04 | ) | | | 1.63 | | | | 1.59 | | | | — | | | | — | | | | (0.27 | ) | | | — | | | | (0.27 | ) | | | 15.41 | | | | 11.69 | | | | 1,423 | | | | 1.62 | | | | 1.62 | | | | (0.25 | ) | | | 39 | |
R4 | | | 14.17 | | | | 0.01 | | | | 1.64 | | | | 1.65 | | | | — | | | | (0.02 | ) | | | (0.27 | ) | | | — | | | | (0.29 | ) | | | 15.53 | | | | 12.09 | | | | 627 | | | | 1.32 | | | | 1.32 | | | | 0.09 | | | | 39 | |
R5 | | | 14.24 | | | | 0.06 | | | | 1.62 | | | | 1.68 | | | | — | | | | (0.05 | ) | | | (0.27 | ) | | | — | | | | (0.32 | ) | | | 15.60 | | | | 12.32 | | | | 1,476 | | | | 1.02 | | | | 1.02 | | | | 0.39 | | | | 39 | |
Y | | | 14.24 | | | | 0.07 | | | | 1.64 | | | | 1.71 | | | | — | | | | (0.05 | ) | | | (0.27 | ) | | | — | | | | (0.32 | ) | | | 15.63 | | | | 12.50 | | | | 116,557 | | | | 0.97 | | | | 0.95 | | | | 0.44 | | | | 39 | |
F | | | 14.25 | | | | 0.07 | | | | 1.64 | | | | 1.71 | | | | — | | | | (0.05 | ) | | | (0.27 | ) | | | — | | | | (0.32 | ) | | | 15.64 | | | | 12.52 | | | | 54,955 | | | | 0.91 | | | | 0.91 | | | | 0.48 | | | | 39 | |
SDR | | | 14.28 | | | | 0.07 | | | | 1.64 | | | | 1.71 | | | | — | | | | (0.05 | ) | | | (0.27 | ) | | | — | | | | (0.32 | ) | | | 15.67 | | | | 12.49 | | | | 82,604 | | | | 0.91 | | | | 0.91 | | | | 0.48 | | | | 39 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 13.97 | | | $ | 0.01 | | | $ | (0.10 | ) | | $ | (0.09 | ) | | $ | — | | | $ | — | | | $ | (0.20 | ) | | $ | — | | | $ | (0.20 | ) | | $ | 13.68 | | | | (0.66 | )% | | $ | 96,491 | | | | 1.26 | % | | | 1.25 | % | | | 0.05 | % | | | 37 | % |
C | | | 14.37 | | | | (0.11 | ) | | | (0.09 | ) | | | (0.20 | ) | | | — | | | | — | | | | (0.20 | ) | | | — | | | | (0.20 | ) | | | 13.97 | | | | (1.49 | ) | | | 67,037 | | | | 2.02 | | | | 2.01 | | | | (0.72 | ) | | | 37 | |
I | | | 14.52 | | | | 0.05 | | | | (0.11 | ) | | | (0.06 | ) | | | — | | | | (0.02 | ) | | | (0.20 | ) | | | — | | | | (0.22 | ) | | | 14.24 | | | | (0.44 | ) | | | 648,971 | | | | 0.99 | | | | 0.98 | | | | 0.31 | | | | 37 | |
R3 | | | 14.43 | | | | (0.05 | ) | | | (0.09 | ) | | | (0.14 | ) | | | — | | | | — | | | | (0.20 | ) | | | — | | | | (0.20 | ) | | | 14.09 | | | | (1.06 | ) | | | 950 | | | | 1.63 | | | | 1.60 | | | | (0.31 | ) | | | 37 | |
R4 | | | 14.48 | | | | — | | | | (0.10 | ) | | | (0.10 | ) | | | — | | | | (0.01 | ) | | | (0.20 | ) | | | — | | | | (0.21 | ) | | | 14.17 | | | | (0.74 | ) | | | 775 | | | | 1.33 | | | | 1.30 | | | | (0.03 | ) | | | 37 | |
R5 | | | 14.51 | | | | 0.04 | | | | (0.09 | ) | | | (0.05 | ) | | | — | | | | (0.02 | ) | | | (0.20 | ) | | | — | | | | (0.22 | ) | | | 14.24 | | | | (0.42 | ) | | | 1,864 | | | | 1.03 | | | | 1.00 | | | | 0.26 | | | | 37 | |
Y | | | 14.53 | | | | 0.04 | | | | (0.10 | ) | | | (0.06 | ) | | | — | | | | (0.03 | ) | | | (0.20 | ) | | | — | | | | (0.23 | ) | | | 14.24 | | | | (0.46 | ) | | | 108,680 | | | | 0.96 | | | | 0.94 | | | | 0.25 | | | | 37 | |
F | | | 14.53 | | | | 0.06 | | | | (0.11 | ) | | | (0.05 | ) | | | — | | | | (0.03 | ) | | | (0.20 | ) | | | — | | | | (0.23 | ) | | | 14.25 | | | | (0.37 | ) | | | 45,449 | | | | 0.91 | | | | 0.90 | | | | 0.38 | | | | 37 | |
SDR | | | 14.56 | | | | 0.06 | | | | (0.11 | ) | | | (0.05 | ) | | | — | | | | (0.03 | ) | | | (0.20 | ) | | | — | | | | (0.23 | ) | | | 14.28 | | | | (0.37 | ) | | | 57,898 | | | | 0.91 | | | | 0.90 | | | | 0.38 | | | | 37 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.98 | | | $ | (0.02 | ) | | $ | 2.22 | | | $ | 2.20 | | | $ | — | | | $ | (0.02 | ) | | $ | (0.19 | ) | | $ | — | | | $ | (0.21 | ) | | $ | 13.97 | | | | 18.57 | % | | $ | 116,594 | | | | 1.28 | % | | | 1.27 | % | | | (0.12 | )% | | | 54 | % |
C | | | 12.41 | | | | (0.13 | ) | | | 2.31 | | | | 2.18 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.37 | | | | 17.75 | | | | 48,121 | | | | 2.04 | | | | 2.02 | | | | (0.94 | ) | | | 54 | |
I | | | 12.42 | | | | 0.02 | | | | 2.30 | | | | 2.32 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.52 | | | | 18.91 | | | | 620,850 | | | | 1.02 | | | | 1.01 | | | | 0.15 | | | | 54 | |
R3 | | | 12.41 | | | | (0.07 | ) | | | 2.30 | | | | 2.23 | | | | — | | | | (0.02 | ) | | | (0.19 | ) | | | — | | | | (0.21 | ) | | | 14.43 | | | | 18.28 | | | | 425 | | | | 1.64 | | | | 1.60 | | | | (0.49 | ) | | | 54 | |
R4 | | | 12.42 | | | | (0.04 | ) | | | 2.31 | | | | 2.27 | | | | — | | | | (0.02 | ) | | | (0.19 | ) | | | — | | | | (0.21 | ) | | | 14.48 | | | | 18.52 | | | | 274 | | | | 1.39 | | | | 1.30 | | | | (0.28 | ) | | | 54 | |
R5 | | | 12.42 | | | | 0.02 | | | | 2.29 | | | | 2.31 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.51 | | | | 18.82 | | | | 56 | | | | 1.14 | | | | 1.00 | | | | 0.18 | | | | 54 | |
Y | | | 12.42 | | | | 0.02 | | | | 2.31 | | | | 2.33 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.53 | | | | 19.00 | | | | 11,479 | | | | 0.96 | | | | 0.94 | | | | 0.16 | | | | 54 | |
F(8) | | | 13.63 | | | | 0.01 | | | | 0.89 | | | | 0.90 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 14.53 | | | | 6.60 | (6) | | | 8,436 | | | | 0.91 | (7) | | | 0.90 | (7) | | | 0.14 | (7) | | | 54 | |
SDR | | | 12.44 | | | | 0.03 | | | | 2.31 | | | | 2.34 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.56 | | | | 19.06 | | | | 21,490 | | | | 0.91 | | | | 0.90 | | | | 0.24 | | | | 54 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 12.36 | | | $ | 0.02 | | | $ | 0.89 | (11) | | $ | 0.91 | | | $ | — | | | $ | — | | | $ | (1.29 | ) | | $ | — | | | $ | (1.29 | ) | | $ | 11.98 | | | | 8.40 | % | | $ | 32,399 | | | | 1.67 | % | | | 1.26 | % | | | 0.15 | % | | | 72 | % |
C(9) | | | 12.49 | | | | (0.01 | ) | | | (0.07 | ) | | | (0.08 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.41 | | | | (0.64 | )(6) | | | 10 | | | | 1.86 | (7) | | | 1.86 | (7) | | | (1.49 | )(7) | | | 72 | |
I | | | 12.74 | | | | 0.05 | | | | 0.92 | (11) | | | 0.97 | | | | — | | | | — | | | | (1.29 | ) | | | — | | | | (1.29 | ) | | | 12.42 | | | | 8.68 | | | | 177,197 | | | | 1.44 | | | | 1.01 | | | | 0.45 | | | | 72 | |
R3(9) | | | 12.49 | | | | — | | | | (0.08 | ) | | | (0.08 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.41 | | | | (0.64 | )(6) | | | 10 | | | | 1.54 | (7) | | | 1.54 | (7) | | | (1.18 | )(7) | | | 72 | |
R4(9) | | | 12.49 | | | | — | | | | (0.07 | ) | | | (0.07 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.42 | | | | (0.56 | )(6) | | | 10 | | | | 1.25 | (7) | | | 1.25 | (7) | | | (0.89 | )(7) | | | 72 | |
R5(9) | | | 12.49 | | | | — | | | | (0.07 | ) | | | (0.07 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.42 | | | | (0.56 | )(6) | | | 10 | | | | 0.97 | (7) | | | 0.97 | (7) | | | (0.57 | )(7) | | | 72 | |
Y(9) | | | 12.49 | | | | — | | | | (0.07 | ) | | | (0.07 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.42 | | | | (0.56 | )(6) | | | 10 | | | | 0.86 | (7) | | | 0.86 | (7) | | | (0.49 | )(7) | | | 72 | |
SDR | | | 12.76 | | | | 0.06 | | | | 0.92 | (11) | | | 0.98 | | | | — | | | | (0.01 | ) | | | (1.29 | ) | | | — | | | | (1.30 | ) | | | 12.44 | | | | 8.77 | | | | 5,111 | | | | 1.33 | | | | 0.88 | | | | 0.47 | | | | 72 | |
|
Hartford Schroders US Small Cap Opportunities Fund(10) | |
|
For the Six-Month Period Ended April 30, 2021 (Unaudited) | |
A | | $ | 23.20 | | | $ | (0.04 | ) | | $ | 9.76 | | | $ | 9.72 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 32.92 | | | | 41.90 | %(6) | | $ | 35,592 | | | | 1.39 | %(7) | | | 1.34 | %(7) | | | (0.30 | )%(7) | | | 36 | % |
C | | | 23.54 | | | | (0.16 | ) | | | 9.90 | | | | 9.74 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 33.28 | | | | 41.38 | (6) | | | 9,356 | | | | 2.12 | (7) | | | 2.10 | (7) | | | (1.05 | )(7) | | | 36 | |
I | | | 24.45 | | | | — | (5) | | | 10.30 | | | | 10.30 | | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 34.73 | | | | 42.12 | (6) | | | 214,725 | | | | 1.06 | (7) | | | 1.05 | (7) | | | (0.01 | )(7) | | | 36 | |
R3 | | | 24.11 | | | | (0.09 | ) | | | 10.15 | | | | 10.06 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 34.17 | | | | 41.73 | (6) | | | 371 | | | | 1.67 | (7) | | | 1.60 | (7) | | | (0.57 | )(7) | | | 36 | |
R4 | | | 24.35 | | | | (0.04 | ) | | | 10.24 | | | | 10.20 | | | | — | | | | — | (5) | | | — | | | | — | | | | — | | | | 34.55 | | | | 41.89 | (6) | | | 162 | | | | 1.39 | (7) | | | 1.34 | (7) | | | (0.25 | )(7) | | | 36 | |
R5 | | | 24.44 | | | | (0.01 | ) | | | 10.29 | | | | 10.28 | | | | — | | | | (0.03 | ) | | | — | | | | — | | | | (0.03 | ) | | | 34.69 | | | | 42.08 | (6) | | | 640 | | | | 1.08 | (7) | | | 1.04 | (7) | | | (0.05 | )(7) | | | 36 | |
Y | | | 24.46 | | | | — | (5) | | | 10.29 | | | | 10.29 | | | | — | | | | (0.03 | ) | | | — | | | | — | | | | (0.03 | ) | | | 34.72 | | | | 42.09 | (6) | | | 37,304 | | | | 1.07 | (7) | | | 1.05 | (7) | | | (0.01 | )(7) | | | 36 | |
F | | | 24.49 | | | | 0.01 | | | | 10.31 | | | | 10.32 | | | | — | | | | (0.06 | ) | | | — | | | | — | | | | (0.06 | ) | | | 34.75 | | | | 42.18 | (6) | | | 14,883 | | | | 0.98 | (7) | | | 0.95 | (7) | | | 0.09 | (7) | | | 36 | |
SDR | | | 24.52 | | | | 0.01 | | | | 10.32 | | | | 10.33 | | | | — | | | | (0.06 | ) | | | — | | | | — | | | | (0.06 | ) | | | 34.79 | | | | 42.17 | (6) | | | 34,293 | | | | 0.99 | (7) | | | 0.95 | (7) | | | 0.09 | (7) | | | 36 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — Selected Per-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders US Small Cap Opportunities Fund(10) – (continued) | |
|
For the Year Ended October 31, 2020 | |
A | | $ | 25.69 | | | $ | 0.01 | | | $ | (1.19 | ) | | $ | (1.18 | ) | | $ | — | | | $ | (0.02 | ) | | $ | (1.29 | ) | | $ | — | | | $ | (1.31 | ) | | $ | 23.20 | | | | (5.02 | )% | | $ | 23,897 | | | | 1.42 | % | | | 1.35 | % | | | 0.06 | % | | | 47 | % |
C | | | 26.23 | | | | (0.16 | ) | | | (1.24 | ) | | | (1.40 | ) | | | — | | | | — | | | | (1.29 | ) | | | — | | | | (1.29 | ) | | | 23.54 | | | | (5.77 | ) | | | 6,957 | | | | 2.17 | | | | 2.10 | | | | (0.67 | ) | | | 47 | |
I | | | 27.00 | | | | 0.09 | | | | (1.27 | ) | | | (1.18 | ) | | | — | | | | (0.08 | ) | | | (1.29 | ) | | | — | | | | (1.37 | ) | | | 24.45 | | | | (4.78 | ) | | | 144,885 | | | | 1.11 | | | | 1.05 | | | | 0.38 | | | | 47 | |
R3 | | | 26.71 | | | | (0.07 | ) | | | (1.24 | ) | | | (1.31 | ) | | | — | | | | — | | | | (1.29 | ) | | | — | | | | (1.29 | ) | | | 24.11 | | | | (5.31 | ) | | | 242 | | | | 1.73 | | | | 1.64 | | | | (0.30 | ) | | | 47 | |
R4 | | | 26.93 | | | | 0.02 | | | | (1.27 | ) | | | (1.25 | ) | | | — | | | | (0.04 | ) | | | (1.29 | ) | | | — | | | | (1.33 | ) | | | 24.35 | | | | (5.04 | ) | | | 194 | | | | 1.43 | | | | 1.35 | | | | 0.08 | | | | 47 | |
R5 | | | 26.98 | | | | 0.06 | | | | (1.23 | ) | | | (1.17 | ) | | | — | | | | (0.08 | ) | | | (1.29 | ) | | | — | | | | (1.37 | ) | | | 24.44 | | | | (4.78 | ) | | | 293 | | | | 1.13 | | | | 1.05 | | | | 0.25 | | | | 47 | |
Y | | | 27.00 | | | | 0.09 | | | | (1.26 | ) | | | (1.17 | ) | | | — | | | | (0.08 | ) | | | (1.29 | ) | | | — | | | | (1.37 | ) | | | 24.46 | | | | (4.74 | ) | | | 23,531 | | | | 1.12 | | | | 1.05 | | | | 0.39 | | | | 47 | |
F | | | 27.03 | | | | 0.10 | | | | (1.25 | ) | | | (1.15 | ) | | | — | | | | (0.10 | ) | | | (1.29 | ) | | | — | | | | (1.39 | ) | | | 24.49 | | | | (4.68 | ) | | | 10,407 | | | | 1.01 | | | | 0.95 | | | | 0.41 | | | | 47 | |
SDR | | | 27.06 | | | | 0.08 | | | | (1.23 | ) | | | (1.15 | ) | | | — | | | | (0.10 | ) | | | (1.29 | ) | | | — | | | | (1.39 | ) | | | 24.52 | | | | (4.66 | ) | | | 23,538 | | | | 1.01 | | | | 0.95 | | | | 0.36 | | | | 47 | |
|
For the Year Ended October 31, 2019 | |
A | | $ | 25.55 | | | $ | 0.02 | | | $ | 2.38 | | | $ | 2.40 | | | $ | — | | | $ | (0.01 | ) | | $ | (2.25 | ) | | $ | — | | | $ | (2.26 | ) | | $ | 25.69 | | | | 11.21 | % | | $ | 20,928 | | | | 1.43 | % | | | 1.35 | % | | | 0.07 | % | | | 45 | % |
C | | | 26.20 | | | | (0.16 | ) | | | 2.44 | | | | 2.28 | | | | — | | | | — | | | | (2.25 | ) | | | — | | | | (2.25 | ) | | | 26.23 | | | | 10.43 | | | | 7,096 | | | | 2.18 | | | | 2.10 | | | | (0.65 | ) | | | 45 | |
I | | | 26.71 | | | | 0.10 | | | | 2.50 | | | | 2.60 | | | | — | | | | (0.06 | ) | | | (2.25 | ) | | | — | | | | (2.31 | ) | | | 27.00 | | | | 11.59 | | | | 140,024 | | | | 1.11 | | | | 1.04 | | | | 0.40 | | | | 45 | |
R3 | | | 26.53 | | | | (0.05 | ) | | | 2.48 | | | | 2.43 | | | | — | | | | — | | | | (2.25 | ) | | | — | | | | (2.25 | ) | | | 26.71 | | | | 10.90 | | | | 111 | | | | 1.74 | | | | 1.63 | | | | (0.21 | ) | | | 45 | |
R4 | | | 26.68 | | | | — | | | | 2.54 | | | | 2.54 | | | | — | | | | (0.04 | ) | | | (2.25 | ) | | | — | | | | (2.29 | ) | | | 26.93 | | | | 11.33 | | | | 259 | | | | 1.44 | | | | 1.31 | | | | (0.01 | ) | | | 45 | |
R5 | | | 26.70 | | | | 0.08 | | | | 2.51 | | | | 2.59 | | | | — | | | | (0.06 | ) | | | (2.25 | ) | | | — | | | | (2.31 | ) | | | 26.98 | | | | 11.56 | | | | 78 | | | | 1.12 | | | | 1.05 | | | | 0.31 | | | | 45 | |
Y | | | 26.73 | | | | 0.11 | | | | 2.50 | | | | 2.61 | | | | — | | | | (0.09 | ) | | | (2.25 | ) | | | — | | | | (2.34 | ) | | | 27.00 | | | | 11.62 | | | | 25,883 | | | | 1.08 | | | | 1.01 | | | | 0.43 | | | | 45 | |
F | | | 26.74 | | | | 0.12 | | | | 2.51 | | | | 2.63 | | | | — | | | | (0.09 | ) | | | (2.25 | ) | | | — | | | | (2.34 | ) | | | 27.03 | | | | 11.69 | | | | 4,483 | | | | 1.02 | | | | 0.95 | | | | 0.47 | | | | 45 | |
SDR | | | 26.78 | | | | 0.13 | | | | 2.49 | | | | 2.62 | | | | — | | | | (0.09 | ) | | | (2.25 | ) | | | — | | | | (2.34 | ) | | | 27.06 | | | | 11.67 | | | | 11,328 | | | | 1.02 | | | | 0.95 | | | | 0.50 | | | | 45 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 27.97 | | | $ | (0.02 | ) | | $ | (0.04 | ) | | $ | (0.06 | ) | | $ | — | | | $ | — | | | $ | (2.36 | ) | | $ | — | | | $ | (2.36 | ) | | $ | 25.55 | | | | (0.34 | )% | | $ | 13,976 | | | | 1.43 | % | | | 1.34 | % | | | (0.08 | )% | | | 42 | % |
C | | | 28.82 | | | | (0.23 | ) | | | (0.03 | ) | | | (0.26 | ) | | | — | | | | — | | | | (2.36 | ) | | | — | | | | (2.36 | ) | | | 26.20 | | | | (1.08 | ) | | | 6,892 | | | | 2.18 | | | | 2.09 | | | | (0.84 | ) | | | 42 | |
I | | | 29.14 | | | | 0.07 | | | | (0.05 | ) | | | 0.02 | | | | — | | | | (0.09 | ) | | | (2.36 | ) | | | — | | | | (2.45 | ) | | | 26.71 | | | | (0.05 | ) | | | 109,710 | | | | 1.12 | | | | 1.04 | | | | 0.25 | | | | 42 | |
R3 | | | 29.06 | | | | (0.08 | ) | | | (0.05 | ) | | | (0.13 | ) | | | — | | | | (0.04 | ) | | | (2.36 | ) | | | — | | | | (2.40 | ) | | | 26.53 | | | | (0.58 | ) | | | 66 | | | | 1.75 | | | | 1.58 | | | | (0.30 | ) | | | 42 | |
R4 | | | 29.08 | | | | 0.04 | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | (2.36 | ) | | | — | | | | (2.40 | ) | | | 26.68 | | | | (0.11 | ) | | | 11 | | | | 1.45 | | | | 1.13 | | | | 0.12 | | | | 42 | |
R5 | | | 29.11 | | | | 0.07 | | | | (0.05 | ) | | | 0.02 | | | | — | | | | (0.07 | ) | | | (2.36 | ) | | | — | | | | (2.43 | ) | | | 26.70 | | | | (0.02 | ) | | | 19 | | | | 1.15 | | | | 1.05 | | | | 0.23 | | | | 42 | |
Y | | | 29.14 | | | | 0.09 | | | | (0.05 | ) | | | 0.04 | | | | — | | | | (0.09 | ) | | | (2.36 | ) | | | — | | | | (2.45 | ) | | | 26.73 | | | | 0.03 | | | | 23,507 | | | | 1.03 | | | | 0.95 | | | | 0.33 | | | | 42 | |
F | | | 29.15 | | | | 0.08 | | | | (0.04 | ) | | | 0.04 | | | | — | | | | (0.09 | ) | | | (2.36 | ) | | | — | | | | (2.45 | ) | | | 26.74 | | | | 0.04 | | | | 2,841 | | | | 1.03 | | | | 0.95 | | | | 0.30 | | | | 42 | |
SDR | | | 29.19 | | | | 0.13 | | | | (0.08 | ) | | | 0.05 | | | | — | | | | (0.10 | ) | | | (2.36 | ) | | | — | | | | (2.46 | ) | | | 26.78 | | | | 0.07 | | | | 10,952 | | | | 1.03 | | | | 0.95 | | | | 0.44 | | | | 42 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 23.78 | | | $ | (0.07 | ) | | $ | 5.71 | | | $ | 5.64 | | | $ | — | | | $ | (0.07 | ) | | $ | (1.38 | ) | | $ | — | | | $ | (1.45 | ) | | $ | 27.97 | | | | 24.43 | % | | $ | 17,379 | | | | 1.41 | % | | | 1.35 | % | | | (0.25 | )% | | | 69 | % |
C | | | 24.66 | | | | (0.27 | ) | | | 5.90 | | | | 5.63 | | | | — | | | | (0.09 | ) | | | (1.38 | ) | | | — | | | | (1.47 | ) | | | 28.82 | | | | 23.50 | | | | 4,426 | | | | 2.14 | | | | 2.08 | | | | (1.00 | ) | | | 69 | |
I | | | 24.67 | | | | 0.05 | | | | 5.90 | | | | 5.95 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.14 | | | | 24.85 | | | | 124,651 | | | | 1.05 | | | | 1.00 | | | | 0.20 | | | | 69 | |
R3 | | | 24.67 | | | | (0.07 | ) | | | 5.91 | | | | 5.84 | | | | — | | | | (0.07 | ) | | | (1.38 | ) | | | — | | | | (1.45 | ) | | | 29.06 | | | | 24.36 | | | | 54 | | | | 1.76 | | | | 1.38 | | | | (0.27 | ) | | | 69 | |
R4 | | | 24.67 | | | | (0.01 | ) | | | 5.88 | | | | 5.87 | | | | — | | | | (0.08 | ) | | | (1.38 | ) | | | — | | | | (1.46 | ) | | | 29.08 | | | | 24.51 | | | | 11 | | | | 1.46 | | | | 1.22 | | | | (0.03 | ) | | | 69 | |
R5 | | | 24.67 | | | | 0.04 | | | | 5.88 | | | | 5.92 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.11 | | | | 24.72 | | | | 20 | | | | 1.25 | | | | 1.05 | | | | 0.13 | | | | 69 | |
Y | | | 24.67 | | | | (0.05 | ) | | | 6.00 | | | | 5.95 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.14 | | | | 24.86 | | | | 26,227 | | | | 1.04 | | | | 0.95 | | | | (0.17 | ) | | | 69 | |
F(8) | | | 26.78 | | | | 0.02 | | | | 2.35 | | | | 2.37 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 29.15 | | | | 8.85 | (6) | | | 1,256 | | | | 1.00 | (7) | | | 0.96 | (7) | | | 0.10 | (7) | | | 69 | |
SDR | | | 24.71 | | | | 0.05 | | | | 5.91 | | | | 5.96 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | �� | | 29.19 | | | | 24.86 | | | | 32,525 | | | | 1.00 | | | | 0.95 | | | | 0.17 | | | | 69 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 24.46 | | | $ | 0.03 | | | $ | 1.14 | | | $ | 1.17 | | | $ | — | | | $ | — | | | $ | (1.85 | ) | | $ | — | | | $ | (1.85 | ) | | $ | 23.78 | | | | 5.33 | % | | $ | 2,579 | | | | 1.65 | % | | | 1.41 | % | | | 0.12 | % | | | 51 | % |
C(9) | | | 24.96 | | | | (0.01 | ) | | | (0.29 | ) | | | (0.30 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.66 | | | | (1.20 | )(6) | | | 10 | | | | 1.90 | (7) | | | 1.90 | (7) | | | (1.70 | )(7) | | | 51 | |
I | | | 25.25 | | | | 0.08 | | | | 1.19 | | | | 1.27 | | | | — | | | | — | | | | (1.85 | ) | | | — | | | | (1.85 | ) | | | 24.67 | | | | 5.58 | | | | 113,072 | | | | 1.41 | | | | 1.16 | | | | 0.33 | | | | 51 | |
R3(9) | | | 24.96 | | | | (0.01 | ) | | | (0.28 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(6) | | | 10 | | | | 1.59 | (7) | | | 1.59 | (7) | | | (1.39 | )(7) | | | 51 | |
R4(9) | | | 24.96 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(6) | | | 10 | | | | 1.31 | (7) | | | 1.31 | (7) | | | (1.10 | )(7) | | | 51 | |
R5(9) | | | 24.96 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(6) | | | 10 | | | | 1.02 | (7) | | | 1.02 | (7) | | | (0.80 | )(7) | | | 51 | |
Y(9) | | | 24.96 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(6) | | | 10 | | | | 0.91 | (7) | | | 0.91 | (7) | | | (0.70 | )(7) | | | 51 | |
SDR | | | 25.25 | | | | 0.12 | | | | 1.19 | (11) | | | 1.31 | | | | — | | | | — | | | | (1.85 | ) | | | — | | | | (1.85 | ) | | | 24.71 | | | | 5.74 | | | | 6,806 | | | | 1.26 | | | | 1.02 | | | | 0.50 | | | | 51 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(4) | Commenced operations on March 31, 2020. |
(5) | Amount is less than $0.01 per share. |
(8) | Commenced operations on February 28, 2017. |
(9) | Commenced operations on October 24, 2016. |
(10) | Prior to October 24, 2016 this Fund operated under a different name. Effective before the opening of business on October 24, 2016, the Advisor, Investor, and R6 share classes were redesignated as Class A, I, and SDR, respectively. |
(11) | Includes redemption fees. Amount was less than $0.01 per share. |
(12) | The ratio of expenses before adjustments to average net assets excluding interest expense for the six months ended April 30, 2021 was 1.12%, 1.96%, 0.90%, 0.84%,0.84% and 0.83% for Class A, Class C, Class I, Class Y, Class F and Class SDR, respectively. |
(13) | The ratio of expenses after adjustments to average net assets excluding interest expense for the six months ended April 30, 2021 was 0.91%, 1.95%, 0.80%, 0.75%, 0.70% and 0.70% for Class A, Class C, Class I, Class Y, Class F and Class SDR, respectively. This includes the impact of certain non-contractual waivers. |
(14) | Includes the impact of certain non-contractual waivers. Please see the fee table in the Fund’s prospectus for the Fund’s estimated total annual fund operating expenses (before and after contractual waivers and/or reimbursements). |
(15) | The ratio of net investment income to average net assets excluding interest expense for the six months ended April 30, 2021 was 1.96%, 0.91%, 2.06%, 2.09%, 2.17% and 2.13% for Class A, Class C, Class I, Class Y, Class F and Class SDR, respectively. |
(16) | The ratio of expenses before adjustments to average net assets excluding interest expense for the year ended October 31, 2020 was 1.18%, 2.16%, 0.97%, 0.92%, 0.92% and 0.92% for Class A, Class C, Class I, Class Y, Class F and Class SDR, respectively. |
(17) | The ratio of expenses after adjustments to average net assets excluding interest expense for the year ended October 31, 2020 was 0.74%, 1.93%, 0.76%, 0.71%, 0.70% and 0.70% for Class A, Class C, Class I, Class Y, Class F and Class SDR, respectively. This includes the impact of certain non-contractual waivers. |
(18) | The ratio of net investment income to average net assets excluding interest expense for the year ended October 31, 2020 was 2.48%, 0.91%, 2.30%, 2.56%, 2.61% and 2.69% for Class A, Class C, Class I, Class Y, Class F and Class SDR, respectively. |
(19) | Commenced operations on February 28, 2020. |
(20) | Commenced operations on February 28, 2019. |
(21) | The ratio of expenses before adjustments to average net assets excluding interest expense for the period February 28, 2019 through October 31, 2019 was 1.39%, 1.14%, 1.09%, 1.07% and 1.07% for Class A, Class I, Class Y, Class F and Class SDR, respectively. |
(22) | The ratio of expenses after adjustments to average net assets excluding interest expense for the period February 28, 2019 through October 31, 2019 was 0.79%, 0.76%, 0.70%, 0.68% and 0.70% for Class A, Class I, Class Y, Class F and Class SDR, respectively. This includes the impact of certain non-contractual waivers. |
(23) | The ratio of net investment income to average net assets excluding interest expense for the period February 28, 2019 through October 31, 2019 was 2.68%, 2.71%, 2.77%, 2.81% and 2.71% for Class A, Class I, Class Y, Class F and Class SDR, respectively. |
The accompanying notes are an integral part of these financial statements.
Notes to Financial Statements
April 30, 2021 (Unaudited)
The Hartford Mutual Funds II, Inc. (the “Company”) is an open-end registered management investment company comprised of fourteen series, as of April 30, 2021. Financial statements of each series of the Company listed below (each, a “Fund” and collectively, the “Funds”) are included in this report.
The Hartford Mutual Funds II, Inc.:
Hartford Schroders China A Fund (the “China A Fund”)
Hartford Schroders Emerging Markets Equity Fund (the “Emerging Markets Equity Fund”)
Hartford Schroders Emerging Markets Multi-Sector Bond Fund (the “Emerging Markets Multi-Sector Bond Fund”)
Hartford Schroders International Multi-Cap Value Fund (the “International Multi-Cap Value Fund”)
Hartford Schroders International Stock Fund (the “International Stock Fund”)
Hartford Schroders Securitized Income Fund (the “Securitized Income Fund”)
Hartford Schroders Tax-Aware Bond Fund (the “Tax-Aware Bond Fund”)
Hartford Schroders US MidCap Opportunities Fund (the “US MidCap Opportunities Fund”)
Hartford Schroders US Small Cap Opportunities Fund (the “US Small Cap Opportunities Fund”)
The assets of each Fund are separate, and a shareholder’s interest is limited to the Fund in which shares are held. The Company is organized under the laws of the State of Maryland and is registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). Each Fund, except China A Fund and Emerging Markets Multi-Sector Bond Fund, is a diversified open-end management investment company. China A Fund and Emerging Markets Multi-Sector Bond Fund are each a non-diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification-Topic 946, “Financial Services – Investment Companies”.
The China A Fund commenced operations on March 31, 2020. Each Fund has registered for sale Class A, Class C, Class I, Class Y, Class F and Class SDR shares. In addition, each Fund, except China A Fund, Securitized Income Fund and Tax-Aware Bond Fund, has registered for sale Class R3, Class R4 and Class R5 shares. Effective February 28, 2020, Class C of the Securitized Income Fund commenced operations. Class A shares of each Fund, except Emerging Markets Multi-Sector Bond Fund, Securitized Income Fund and Tax-Aware Bond Fund, are sold with a front-end sales charge of up to 5.50%. Class A shares of Emerging Markets Multi-Sector Bond Fund and Tax-Aware Bond Fund are sold with a front-end sales charge of up to 4.50%. Class A shares of Securitized Income Fund are sold with a front-end sales charge of up to 3.00%. Class C shares are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Effective April 1, 2021, Class C shares automatically convert to Class A shares of the same Fund after eight years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least eight years. Classes I, R3, R4, R5, Y, F and SDR shares do not have a sales charge. Effective as of the close of business on April 15, 2021, the Emerging Markets Equity Fund is closed to new investors, subject to certain exceptions. For more information, please see the Fund’s prospectus.
2. | Significant Accounting Policies: |
The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles (“U.S. GAAP”). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates.
| a) | Determination of Net Asset Value – The net asset value (“NAV”) of each class of each Fund’s shares is determined as of the close of regular trading (normally 4:00 p.m. Eastern Time) (the “NYSE Close”) on each day that the New York Stock Exchange (the “Exchange”) is open (“Valuation Date”). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept purchase and redemption orders and calculate each Fund’s NAV in accordance with applicable law. The NAV for each class of each Fund’s shares is determined by dividing the value of the Fund’s net assets attributable to the shares by the number of shares outstanding for that class. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
| b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
If market prices are not readily available or are deemed unreliable, a Fund will use the fair value of the security or other instrument as determined in good faith under policies and procedures established by and under the supervision of the Board of Directors of the Company (the “Board of Directors”) (“Valuation Procedures”). Market prices are considered not readily available where there is an absence of current or reliable market-based data (e.g., trade information or broker quotes), including where events occur after the close of the relevant market, but prior to the NYSE Close, that materially affect the values of a Fund’s portfolio holdings or assets. In addition, market prices are considered not readily available when, due to extraordinary circumstances, the exchanges or markets on which the securities or other instruments trade do not open for trading for the entire day and no other market prices are available. Fair value pricing is subjective in nature and the use of fair value pricing by a Fund may cause the NAV of its shares to differ significantly from the NAV that would have been calculated using market prices at the close of the exchange on which a portfolio holding is primarily traded. There can be no assurance that a Fund could obtain the fair value assigned to an investment if the Fund were to sell the investment at approximately the time at which the Fund determines its NAV.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, redeem or exchange shares of the Fund.
Fixed income investments (other than short-term obligations) held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost.
Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange (“Exchange Close”). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures.
Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund.
Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.
Investments in open-end mutual funds, if any, are valued at the respective NAV of each open-end mutual fund on the Valuation Date. Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Such open-end mutual funds and listed investment companies may use fair value pricing as disclosed in their prospectuses.
Financial instruments for which prices are not available from an independent pricing service may be valued using market quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures.
U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are:
| • | | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
| • | | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| • | | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
The Board of Directors has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all relevant factors in determining an investment’s fair value, and may seek the advice of such Fund’s sub-adviser(s), as applicable, knowledgeable brokers, and legal counsel in making such determination. The Valuation Committee reports to the Audit Committee of the Board of Directors.
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.
| c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
The trade date for senior floating rate interests purchased in the primary loan market is considered the date on which the loan allocations are determined. The trade date for senior floating rate interests purchased in the secondary loan market is the date on which the transaction is entered into.
Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, a Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available.
Paydown gains and losses on mortgage-related and other asset-backed securities are included in interest income in the Statements of Operations, as applicable.
Interest income, including amortization of premium, accretion of discounts, inflation adjustments and additional principal received in-kind in lieu of cash, is accrued on a daily basis.
Please refer to Note 8 for Securities Lending information.
| d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends and interest from securities in which a Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain (loss) on investments in these securities, if applicable. |
| e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements.
Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates.
| f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
| g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund’s net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income and non-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
Orders for the purchase of a Fund’s shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV.
Dividends are declared pursuant to a policy adopted by the Company’s Board of Directors. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of China A Fund, Emerging Markets Equity Fund, International Stock Fund, US MidCap Opportunities Fund and US Small Cap Opportunities Fund is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Securitized Income Fund and Tax-Aware Bond Fund is to pay dividends from net investment income, if any, monthly, and realized gains, if any, at least once a year. The policy of Emerging Markets Multi-Sector Bond Fund and International Multi-Cap Value Fund is to pay dividends from net investment income, if any, quarterly, and realized gains, if any, at least once a year.
Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing.
| h) | Cash Flow Information – The Securitized Income Fund has included a Statement of Cash Flows, which provides additional information on cash receipts and cash payments, as a result of its significant investments in reverse repurchase agreements throughout the six-month period. Cash may include domestic and foreign currency as well as restricted cash held at brokers. |
3. | Securities and Other Investments: |
| a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund’s Schedule of Investments. |
| b) | Investments Purchased on a When-Issued or Delayed-Delivery Basis – Delivery and payment for investments that have been purchased by a Fund on a forward commitment, or when-issued or delayed-delivery basis, take place beyond the customary settlement period. A Fund may dispose of or renegotiate a delayed-delivery transaction after it is entered into, and may sell delayed-delivery investments before they are delivered, which may result in a realized gain or loss. During this period, such investments are subject to market fluctuations, and a Fund identifies investments segregated in its records with a value at least equal to the amount of the commitment. See each Fund’s Schedule of Investments, if applicable, for when-issued or delayed-delivery investments as of April 30, 2021. |
In connection with a Fund’s ability to purchase investments on a when-issued or forward commitment basis, the Fund may enter into to-be announced (“TBA”) commitments. TBA commitments are forward agreements for the purchase or sale of mortgage-backed securities for a fixed price, with payment and delivery on an agreed-upon future settlement date. The specific securities to be delivered are not identified at the trade date; however, delivered securities must meet specified terms, including issuer, rate and mortgage terms. Although a Fund may enter into TBA commitments with the intention of acquiring or delivering securities for its portfolio, the Fund can extend the settlement date, roll the transaction, or dispose of a commitment prior to settlement if deemed appropriate to do so. If the TBA commitment is closed through the acquisition of an offsetting TBA commitment, a Fund realizes a gain or loss. In a TBA roll transaction, a Fund generally purchases or sells the initial TBA commitment prior to the agreed upon settlement date and enters into a new TBA commitment for future delivery or receipt of the mortgage-backed securities. TBA commitments involve a risk of loss if the value of the security to be purchased or sold declines or increases, respectively, prior to settlement date. These transactions are excluded from a Fund’s portfolio turnover rate. See each Fund’s Schedule of Investments, if applicable, for TBA commitments as of April 30, 2021.
| c) | Mortgage-Related and Other Asset-Backed Securities – A Fund may invest in mortgage-related and other asset-backed securities. These securities include mortgage pass-through securities, collateralized mortgage obligations, commercial mortgage-backed securities, stripped mortgage-backed securities, asset-backed securities, collateralized debt obligations and other securities that directly or indirectly represent a participation in, or are secured by and payable from, mortgage loans on real property. Mortgage-related securities are created from pools of residential or commercial mortgage loans, including mortgage loans made by savings and loan institutions, mortgage bankers, commercial banks and others. Asset-backed securities are created from many types of assets, including auto loans, credit card receivables, home equity loans, and student loans. These securities provide a monthly payment that consists of both interest and principal payments. Interest payments may be determined by fixed or adjustable rates. The rate of prepayments on underlying mortgages will affect the price and volatility of a mortgage-related security, and may have the effect of shortening or extending the effective duration of the security relative to what was anticipated at the time of purchase. The timely payment of principal and interest of certain mortgage-related securities is |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| guaranteed by the full faith and credit of the United States Government. Mortgage-related and other asset-backed securities created and guaranteed by non-governmental issuers, including government-sponsored corporations, may be supported by various forms of insurance or guarantees, but there can be no assurance that the private insurers or guarantors can meet their obligations under the insurance policies or guarantee arrangements. See each Fund’s Schedule of Investments, if applicable, for mortgage-related and other asset-backed securities as of April 30, 2021. |
| d) | Inflation-Indexed Bonds – A Fund may invest in inflation-indexed bonds. Inflation-indexed bonds are fixed income investments whose principal value is periodically adjusted to the rate of inflation. The interest rate on these bonds is generally fixed at issuance at a rate lower than typical bonds. Over the life of an inflation-indexed bond, however, interest will be paid based on a principal value, which is adjusted for inflation. Any increase or decrease in the principal amount of an inflation-indexed bond will be included as interest income on the Statements of Operations, even though investors do not receive the principal amount until maturity. See each Fund’s Schedule of Investments, if applicable, for inflation-indexed bonds as of April 30, 2021. |
| e) | Reverse Repurchase Agreements – Reverse repurchase agreements involve the sale of securities held by a Fund with an agreement to repurchase the securities at an agreed-upon price, date and interest payment. Reverse repurchase agreements carry the risk that the market value of the securities that a Fund is obligated to repurchase may decline below the repurchase price. A Fund could also lose money if it is unable to recover the securities and the value of any collateral held or assets segregated by the Fund to cover the transaction is less than the value of securities. The use of reverse repurchase agreements may increase the possibility of fluctuation in a Fund’s net asset value. |
For the six-month period ended April 30, 2021, the Securitized Income Fund had used Reverse Repurchase Agreements.
For the six-month period ended April 30, 2021, the Securitized Income Fund had an outstanding reverse repurchase agreement balance for 181 days. The average amount of borrowings was $30,129,498 and the annualized weighted average interest rate was 0.43% during the 181 days period end.
The following table summarizes open reverse repurchase agreements by counterparty which are subject to offset under a master repurchase agreement (“MRA”) and net of the related collateral received/pledged by the Securitized Income Fund as of April 30, 2021:
| | | | | | | | | | | | |
Counterparty | | Reverse Repurchase Agreement | | | Collateral Pledged1 | | | Net Amount2 | |
JP Morgan Chase Bank | | $ | 7,581,592 | | | $ | (7,581,592 | ) | | $ | — | |
Merrill Lynch Mortgage Investors Trust | | | 7,498,021 | | | | (7,498,021 | ) | | | — | |
| | | | | | | | | | | | |
| | $ | 15,079,613 | | | $ | (15,079,613 | ) | | $ | — | |
| | | | | | | | | | | | |
| 1 | Collateral with a value of $17,788,722 has been pledged in connection with open reverse repurchase agreements. |
| 2 | Net amount represents the net amount payable due to the counterparty in the event of default. |
| f) | Special Purpose Acquisition Companies – A Fund may invest in special purpose acquisition companies (“SPACs”) or similar special purpose entities. SPACs are collective investment structures that pool funds in order to seek potential acquisition opportunities. SPACs and similar entities may be blank check companies with no operating history or ongoing business other than to seek a potential acquisition. Because SPACs and similar entities have no operating history or ongoing business other than seeking acquisitions, the value of their securities is particularly dependent on the ability of the entity’s management to identify and complete a profitable acquisition. Some SPACs may pursue acquisitions only within certain industries or regions, which may increase the volatility of their securities’ prices. In addition, these securities, which are typically traded in the OTC market, may be considered illiquid and/or be subject to restrictions on resale. A Fund may enter into a contingent commitment with a SPAC to purchase shares of private investments in public equity investments (“PIPE”) if and when the SPAC completes its merger or acquisition; however if the commitment expires, then no shares are purchased. Purchased PIPE shares will be restricted from trading until the registration statement for the shares is declared effective. Upon registration, the shares can be freely sold; however, in certain circumstances, the issuer may have the right to temporarily suspend trading of the shares in the first year after the merger. The US Small Cap Opportunities Fund had contingent commitments outstanding of approximately $2,187,780 to purchase PIPE shares as of April 30, 2021. |
4. | Financial Derivative Instruments: |
The following disclosures contain information on how and why a Fund may use derivative instruments, the credit-risk-related contingent features in certain derivative instruments, and how derivative instruments affect a Fund’s financial position and results of operations. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations.
| a) | Foreign Currency Contracts – A Fund may enter into foreign currency contracts that obligate the Fund to purchase or sell currencies at specified future dates. Foreign currency contracts may be used in connection with settling purchases or sales of securities to hedge the |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| currency exposure associated with some or all of a Fund’s investments and/or as part of an investment strategy. Foreign currency contracts are marked to market daily and the change in value is recorded by a Fund as an unrealized gain or loss. A Fund will record a realized gain or loss when the foreign currency contract is settled. |
Foreign currency contracts involve elements of market risk in excess of the amounts reflected in the Statements of Assets and Liabilities. In addition, risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of the contracts and from unanticipated movements in the value of the foreign currencies relative to the U.S. dollar. Upon entering into a foreign currency contract, a Fund may be required to post margin equal to its outstanding exposure thereunder.
During the six-month period ended April 30, 2021, each of Emerging Markets Multi-Sector Bond Fund, International Multi-Cap Value Fund and Securitized Income Fund had used Foreign Currency Contracts.
| b) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant (“FCM”) an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value (“variation margin”) is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
During the six-month period ended April 30, 2021, each of Emerging Markets Multi-Sector Bond Fund, International Multi-Cap Value Fund and Tax-Aware Bond Fund had used Futures Contracts.
| c) | Swap Contracts – A Fund may invest in swap contracts. Swap contracts are agreements to exchange or swap investment cash flows, assets, foreign currencies or market-linked returns at specified future intervals. Swap contracts are either privately negotiated in the over-the-counter market (“OTC swaps”) or cleared through a central counterparty or derivatives clearing organization (“centrally cleared swaps”). A Fund may enter into credit default, total return, cross-currency, interest rate, inflation and other forms of swap contracts to manage its exposure to credit, currency, interest rate, commodity and inflation risk. Swap contracts are also used to gain exposure to certain markets. In connection with these contracts, investments or cash may be identified as collateral or margin in accordance with the terms of the respective swap contracts and/or master netting arrangement to provide assets of value and recourse in the event of default or bankruptcy/insolvency. |
Swaps are valued in accordance with the Valuation Procedures. Changes in market value, if any, are reflected as a component of net changes in unrealized appreciation or depreciation on the Statements of Operations. Daily changes in valuation of centrally cleared swaps, if any, are recorded as a receivable or payable for the change in value (“variation margin”) on the Statements of Assets and Liabilities. Realized gains or losses on centrally cleared swaps are recorded upon the termination of the swaps. OTC swap payments received or paid at the beginning of the measurement period are reflected as such on the Statements of Assets and Liabilities and represent premiums paid or received upon entering into the swap contract to compensate for differences between the stated terms of the swap contract and prevailing market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). These upfront premiums are recorded as realized gains or losses on the Statements of Operations upon termination or maturity of the swap. A liquidation payment received or made at the termination or maturity of the swap is recorded as a realized gain or loss on the Statements of Operations. Net periodic payments received or paid by a Fund are included as part of realized gains or losses on the Statements of Operations.
Entering into these contracts involves, to varying degrees, elements of liquidation, counterparty, credit and market risk in excess of the amounts recognized on the Statements of Assets and Liabilities. Such risks involve the possibility that there will be no liquid market for these contracts, that the counterparty to the contracts may default on its obligation to perform or disagree as to the meaning of contractual terms in the contracts, and that there may be unfavorable changes in market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors).
A Fund’s maximum risk of loss from counterparty risk for OTC swaps is the net value of the discounted cash flows to be received from the counterparty over the contract’s remaining life, and current market value, to the extent that amount is positive. The risk is mitigated by having a master netting arrangement between a Fund and the counterparty, which allows for the netting of payments made or received (although such amounts are presented on a gross basis within the Statements of Assets and Liabilities, as applicable) as well as the posting of collateral to a Fund to cover the Fund’s exposure to the counterparty. In a centrally cleared swap, while a Fund enters into an agreement with a clearing broker to execute contracts with a counterparty, the performance of the swap is guaranteed by the central clearinghouse, which reduces the Fund’s exposure to counterparty risk. However, the Fund is still exposed to a certain amount of counterparty risk through the clearing broker and clearinghouse. The clearinghouse attempts to minimize this risk to its participants through the use of mandatory margin requirements, daily cash settlements and other procedures. Likewise, the clearing broker reduces its risk through margin requirements and required segregation of customer balances.
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| d) | Credit Default Swap Contracts – The credit default swap market allows a Fund to manage credit risk through buying and selling credit protection on a specific issuer, asset or basket of assets. Certain credit default swaps involve the exchange of a fixed rate premium for protection against the loss in value of an underlying investment or index in the event of a credit event, such as payment default or bankruptcy. |
Under a credit default swap contract, one party acts as guarantor by receiving the fixed periodic payment in exchange for the commitment to purchase the underlying investment at par if the defined credit event occurs. Upon the occurrence of a defined credit event, the difference between the value of the reference obligation and the swap’s notional amount is recorded as realized gain or loss on swap transactions in the Statements of Operations. A “buyer” of credit protection agrees to pay a counterparty to assume the credit risk of an issuer upon the occurrence of certain events. The “seller” of the protection receives periodic payments and agrees to assume the credit risk of an issuer upon the occurrence of certain events. Although specified events are contract specific, credit events are generally defined as bankruptcy, failure to pay, restructuring, obligation acceleration, obligation default or repudiation/moratorium. A “seller’s” exposure is limited to the total notional amount of the credit default swap contract. These potential amounts would be partially offset by any recovery values of the respective referenced obligations or upfront payments received upon entering into the contract.
Implied credit spreads, represented in absolute terms, utilized in determining the market value of credit default swap contracts on corporate issues, sovereign government issues or U.S. municipal issues as of year-end are disclosed in the notes to the Schedules of Investments, as applicable, and serve as an indicator of the current status of the payment/performance risk and represent the likelihood or risk of default for the credit derivative. The implied credit spread of a particular referenced entity reflects the cost of buying/selling protection and there may also be upfront payments required to be made to enter into the contract. Wider credit spreads represent a deterioration of the referenced entity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract. For credit default swap contracts on credit indices, the quoted market prices and resulting values serve as the indicator of the current status of the payment/performance risk. Increasing market values, in absolute terms when compared to the notional amount of the swap, represent a deterioration of the referenced equity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract.
During the six-month period ended April 30, 2021, the Emerging Markets Multi-Sector Bond Fund had used Credit Default Swaps.
| e) | Additional Derivative Instrument Information: |
Emerging Markets Multi-Sector Bond Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on foreign currency contracts | | $ | — | | | $ | 73,468 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 73,468 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 73,468 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 73,468 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | | $ | — | | | $ | 30,946 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 30,946 | |
Unrealized depreciation on swap contracts(1) | | | — | | | | — | | | | 1,156 | | | | — | | | | — | | | | — | | | | 1,156 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 30,946 | | | $ | 1,156 | | | $ | — | | | $ | — | | | $ | — | | | $ | 32,102 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative unrealized depreciation on centrally cleared swaps, if applicable, as disclosed within the Schedule of Investments. Only the current day’s variation margin, if any, are reported within the Statements of Assets and Liabilities. OTC swaps are reported within the Statement of Assets and Liabilities within Unrealized appreciation and depreciation on OTC swap contracts, if applicable. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Emerging Markets Multi-Sector Bond Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | 128,471 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 128,471 | |
Net realized gain (loss) on swap contracts | | | — | | | | — | | | | (39,720 | ) | | | — | | | | — | | | | — | | | | (39,720 | ) |
Net realized gain (loss) on foreign currency contracts | | | — | | | | 291,978 | | | | — | | | | — | | | | — | | | | — | | | | 291,978 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 128,471 | | | $ | 291,978 | | | $ | (39,720 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | 380,729 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | |
Net change in unrealized appreciation (depreciation) of swap contracts | | | — | | | | — | | | | 59,911 | | | | — | | | | — | | | | — | | | | 59,911 | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | (43,005 | ) | | | — | | | | — | | | | — | | | | — | | | | (43,005 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (43,005 | ) | | $ | 59,911 | | | $ | — | | | $ | — | | | $ | — | | | $ | 16,906 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2021, the average monthly amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Short at Number of Contracts | | | (3 | ) |
Swap Contracts at Notional Amount | | $ | 2,198,333 | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 5,619,888 | |
Foreign Currency Contracts Sold at Contract Amount | | $ | 1,858,005 | |
International Multi-Cap Value Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | — | | | $ | — | | | $ | 390,602 | | | $ | — | | | $ | — | | | $ | 390,602 | |
Unrealized appreciation on foreign currency contracts | | | — | | | | 761,618 | | | | — | | | | — | | | | — | | | | — | | | | 761,618 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 761,618 | | | $ | — | | | $ | 390,602 | | | $ | — | | | $ | — | | | $ | 1,152,220 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative unrealized appreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
International Multi-Cap Value Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | (69 | ) | | $ | — | | | $ | — | | | $ | (69 | ) |
Net realized gain (loss) on foreign currency contracts | | | — | | | | (10,136,760 | ) | | | — | | | | — | | | | — | | | | — | | | | (10,136,760 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (10,136,760 | ) | | $ | — | | | $ | (69 | ) | | $ | — | | | $ | — | | | $ | (10,136,829 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 390,602 | | | $ | — | | | $ | — | | | $ | 390,602 | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | 1,564,372 | | | | — | | | | — | | | | — | | | | — | | | | 1,564,372 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 1,564,372 | | | $ | — | | | $ | 390,602 | | | $ | — | | | $ | — | | | $ | 1,954,974 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2021, the average monthly amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 167 | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 24,540,709 | |
Foreign Currency Contracts Sold at Contract Amount | | $ | 117,042,024 | |
Securitized Income Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | �� | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on foreign currency contracts | | $ | — | | | $ | 8,322 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 8,322 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 8,322 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 8,322 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | | $ | — | | | $ | 40,676 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 40,676 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 40,676 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 40,676 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on foreign currency contracts | | $ | — | | | $ | (469,670 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (469,670 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (469,670 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (469,670 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | $ | — | | | $ | (27,539 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (27,539 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (27,539 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (27,539 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Securitized Income Fund – (continued)
For the period ended April 30, 2021, the average monthly amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 258,831 | |
Foreign Currency Contracts Sold at Contract Amount | | $ | 10,241,104 | |
Tax-Aware Bond Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | | $ | 701,552 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 701,552 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 701,552 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 701,552 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative unrealized appreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2021:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Currency Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | 3,081,689 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 3,081,689 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 3,081,689 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 3,081,689 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | 181,217 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 181,217 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 181,217 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 181,217 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2021, the average monthly amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Short at Number of Contracts | | | (794 | ) |
| f) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund’s custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund’s custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
The following tables present a Fund’s derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement (“MNA”) and net of the related collateral received/pledged by a Fund as of April 30, 2021:
Emerging Markets Multi-Sector Bond Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Foreign currency contracts | | $ | 73,468 | | | $ | (30,946 | ) |
Swap contracts | | | — | | | | (1,156 | ) |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 73,468 | | | | (32,102 | ) |
| | | | | | | | |
Derivatives not subject to a MNA | | | — | | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | 73,468 | | | $ | (32,102 | ) |
| | | | | | | | |
Emerging Markets Multi-Sector Bond Fund
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Assets | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Received* | | | Cash Collateral Received* | | | Net Amount of Assets | |
Bank of America Securities LLC | | $ | 738 | | | $ | — | | | $ | — | | | $ | — | | | $ | 738 | |
Citibank NA | | | 2,757 | | | | (2,757 | ) | | | — | | | | — | | | | — | |
JP Morgan Chase & Co. | | | 27,715 | | | | (6,398 | ) | | | — | | | | — | | | | 21,317 | |
Morgan Stanley | | | 24,378 | | | | — | | | | — | | | | — | | | | 24,378 | |
UBS AG | | | 17,880 | | | | (3,753 | ) | | | — | | | | — | | | | 14,127 | |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | 73,468 | | | $ | (12,908 | ) | | $ | — | | | $ | — | | | $ | 60,560 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Counterparty | | Gross Amount of Liabilities | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Pledged* | | | Cash Collateral Pledged* | | | Net Amount of Liabilities | |
Citibank NA | | $ | (21,951 | ) | | $ | 2,757 | | | $ | — | | | $ | — | | | $ | (19,194 | ) |
JP Morgan Chase & Co. | | | (6,398 | ) | | | 6,398 | | | | — | | | | — | | | | — | |
UBS AG | | | (3,753 | ) | | | 3,753 | | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | (32,102 | ) | | $ | 12,908 | | | $ | — | | | $ | — | | | $ | (19,194 | ) |
| | | | | | | | | | | | | | | | | | | | |
| * | In some instances, the actual collateral received and/or pledged may be more than the amount shown. |
International Multi-Cap Value Fund
| | | | | | | | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Foreign currency contracts | | $ | 761,618 | | | $ | — | |
Futures contracts | | | 390,602 | | | | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 1,152,220 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (390,602 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | 761,618 | | | $ | — | |
| | | | | | | | | | | | | | |
International Multi-Cap Value Fund
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Assets | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Received* | | | Cash Collateral Received* | | | Net Amount of Assets | |
JP Morgan Chase & Co. | | $ | 261,302 | | | $ | — | | | $ | — | | | $ | — | | | $ | 261,302 | |
UBS AG | | | 500,316 | | | | — | | | | — | | | | — | | | | 500,316 | |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | 761,618 | | | $ | — | | | $ | — | | | $ | — | | | $ | 761,618 | |
| | | | | | | | | | | | | | | | | | | | |
| * | In some instances, the actual collateral received and/or pledged may be more than the amount shown. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Securitized Income Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Foreign currency contracts | | $ | 8,322 | | | $ | (40,676 | ) |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 8,322 | | | | (40,676 | ) |
| | | | | | | | |
Derivatives not subject to a MNA | | | — | | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | 8,322 | | | $ | (40,676 | ) |
| | | | | | | | |
Securitized Income Fund
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Assets | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Received* | | | Cash Collateral Received* | | | Net Amount of Assets | |
Morgan Stanley | | $ | 4,614 | | | $ | — | | | $ | — | | | $ | — | | | $ | 4,614 | |
UBS AG | | | 3,708 | | | | (3,708 | ) | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | 8,322 | | | $ | (3,708 | ) | | $ | — | | | $ | — | | | $ | 4,614 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Counterparty | | Gross Amount of Liabilities | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Pledged* | | | Cash Collateral Pledged* | | | Net Amount of Liabilities | |
JP Morgan Chase & Co. | | $ | (27,500 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | (27,500 | ) |
UBS AG | | | (13,176 | ) | | | 3,708 | | | | — | | | | — | | | | (9,468 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | (40,676 | ) | | $ | 3,708 | | | $ | — | | | $ | — | | | $ | (36,968 | ) |
| | | | | | | | | | | | | | | | | | | | |
| * | In some instances, the actual collateral received and/or pledged may be more than the amount shown. |
Tax-Aware Bond Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Futures contracts | | $ | 701,552 | | | $ | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 701,552 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (701,552 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | — | | | $ | — | |
| | | | | | | | |
A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks.
The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of each Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments.
A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance. The current ongoing outbreak of COVID-19, a respiratory disease caused by a novel coronavirus, has negatively affected the worldwide economy, the financial health of individual companies and the market in significant and unforeseen ways. The future impact of the ongoing COVID-19 pandemic remains unclear. The effects to public health, business and market conditions resulting from COVID-19 pandemic may have a significant negative impact on the performance of a Fund’s investments, including exacerbating other pre-existing political, social and economic risks.
Certain investments held by a Fund expose the Fund to various risks which may include, but are not limited to, interest rate, prepayment, and extension risks. Interest rate risk is the risk that fixed income securities will decline in value because of changes in interest rates. As nominal interest rates rise, the values of certain fixed income securities held by a Fund are likely to decrease. A nominal interest rate can be described as the sum of a real interest rate and an expected inflation rate. Fixed income securities with longer durations tend to be more sensitive to changes
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
in interest rates, usually making them more volatile than securities with shorter durations. Duration is useful primarily as a measure of the sensitivity of a fixed income security’s market price to interest rate (i.e., yield) movements. Senior floating rate interests and securities subject to prepayment and extension risk generally offer less potential for gains when interest rates decline. Rising interest rates may cause prepayments to occur at a slower than expected rate, thereby effectively lengthening the maturity of the security and making the security more sensitive to interest rate changes. Prepayment and extension risk are major risks of mortgage-backed securities, senior floating rate interests and certain asset-backed securities. For certain asset-backed securities, the actual maturity may be less than the stated maturity shown in the Schedule of Investments, if applicable. As a result, the timing of income recognition relating to these securities may vary based upon the actual maturity.
Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets.
Securities lending involves the risk that a Fund may lose money because the borrower of the loaned securities fails to return the securities in a timely manner or at all. A Fund could also lose money in the event of a decline in the value of the collateral provided for the loaned securities or a decline in the value of any investments made with cash collateral. These events could also trigger adverse tax consequences for a Fund that lends its holdings.
As a result of the China A Fund’s focus in China A shares, the Fund may be subject to increased currency, political, economic, social, environmental, regulatory and other risks not typically associated with investing in a larger number of countries or regions. Over the last few decades, the Chinese government has undertaken reform of economic and market practices and has expanded the sphere of private ownership of property in China. Nevertheless, China remains an emerging market and demonstrates significantly higher volatility from time to time in comparison to developed markets. China A shares are equity securities of companies located in mainland China that trade on the Shanghai Stock Exchange and the Shenzhen Stock Exchange. The China A Fund may invest in China A shares through the Shanghai-Hong Kong and Shenzhen-Hong Kong Stock Connect programs (collectively, “Stock Connect”). The Shanghai and Shenzhen stock exchanges may close for extended periods for holidays or otherwise, which impacts the Fund’s ability to trade in China A shares during those periods. Trading suspensions in certain stocks and extended market closures could lead to greater market execution risk, valuation risks, liquidity risks, and costs for the Fund. The Fund’s investments in China A shares are generally subject to the laws of the People’s Republic of China (“PRC”), including local securities regulations and listing rules. As a result of different legal standards, the Fund faces the risk of being unable to enforce its rights with respect to its China A shares holdings. Investing in China A shares is subject to trading, clearance, settlement and other procedures, which could pose risks to the Fund. Trading through Stock Connect is currently subject to a daily quota, which may restrict the Fund’s ability to invest in China A shares through Stock Connect on a timely basis and could affect the Fund’s ability to effectively pursue its investment strategy. Stock Connect will only operate on days when both the Chinese and Hong Kong markets are open for trading and when banking services are available in both markets on the corresponding settlement days. Therefore, an investment in China A shares through Stock Connect may subject the Fund to the risk of price fluctuations on days when the Chinese markets are open, but Stock Connect is not trading. If the Fund invests through the Qualified Foreign Institutional Investor or Renminbi Qualified Foreign Institutional Investor systems, it may be subject to additional risks, such as failure to achieve best execution, trading disruption, custody risk and credit loss. In difficult market conditions, the Fund may not be able to sell its investments easily or at all, which could affect Fund performance and the Fund’s liquidity.
Credit risk depends largely on the perceived financial health of bond issuers. In general, the credit rating is inversely related to the credit risk of the issuer. Higher rated bonds generally are deemed to have less credit risk, while lower or unrated bonds are deemed to have higher risk of default. The share price, yield and total return of a fund that holds securities with higher credit risk may be more volatile than those of a fund that holds bonds with lower credit risk. A Fund may be exposed to counterparty risk, or the risk that an institution or other entity with which a Fund has unsettled or open transactions will default.
The Funds may invest in certain debt securities, derivatives or other financial instruments that utilize the London Interbank Offered Rate (“LIBOR”) as a “benchmark” or “reference rate” for various interest rate calculations. The use of certain LIBORs are expected to be phased out by the end of 2021. However, it is possible that certain LIBORs may continue beyond 2021 and the most widely used LIBORs may continue until mid-2023. There remains uncertainty regarding the future use of LIBOR and the nature of any replacement rate. As such, the potential effect of a transition away from LIBOR on a Fund or the LIBOR-based instruments in which the Fund invests cannot yet be determined. The transition process away from LIBOR may involve, among other things, increased volatility or illiquidity in markets for instruments that currently rely on
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
LIBOR. The transition process may also result in a reduction in the value of certain instruments held by a Fund or reduce the effectiveness of related Fund transactions, such as hedges. Volatility, the potential reduction in value, and/or the hedge effectiveness of financial instruments may be heightened for financial instruments that do not include fallback provisions that address the cessation of LIBOR. Any potential effects of the transition away from LIBOR on a Fund or on financial instruments in which the Fund invests, as well as other unforeseen effects, could result in losses to the Fund. Since the usefulness of LIBOR as a benchmark or reference rate could deteriorate during the transition period, these effects could occur prior to and/or subsequent to the end of 2021 with respect to certain LIBORs or mid-2023 for the remaining LIBORs.
| a) | Each Fund intends to continue to qualify as a Regulated Investment Company (“RIC”) under Subchapter M of the Internal Revenue Code (“IRC”) by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2021. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
| b) | Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at April 30, 2021 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| | | | | | | | | | | | | | | | |
Fund | | Tax Cost | | | Gross Unrealized Appreciation | | | Gross Unrealized (Depreciation) | | | Net Unrealized Appreciation/ (Depreciation) | |
China A Fund | | $ | 8,209,258 | | | $ | 2,585,349 | | | $ | (375,189 | ) | | $ | 2,210,160 | |
Emerging Markets Equity Fund | | | 4,171,129,692 | | | | 2,121,500,277 | | | | (94,816,366 | ) | | | 2,026,683,911 | |
Emerging Markets Multi-Sector Bond Fund | | | 38,207,667 | | | | 1,322,244 | | | | (764,799 | ) | | | 557,445 | |
International Multi-Cap Value Fund | | | 2,244,855,457 | | | | 417,516,587 | | | | (88,107,949 | ) | | | 329,408,638 | |
International Stock Fund | | | 2,034,267,174 | | | | 412,500,953 | | | | (1,960,947 | ) | | | 410,540,006 | |
Securitized Income Fund | | | 128,708,324 | | | | 2,726,296 | | | | (561,235 | ) | | | 2,165,061 | |
Tax-Aware Bond Fund | | | 442,310,328 | | | | 14,106,704 | | | | (425,125 | ) | | | 13,681,579 | |
US MidCap Opportunities Fund | | | 542,388,416 | | | | 273,845,204 | | | | (1,919,385 | ) | | | 271,925,819 | |
US Small Cap Opportunities Fund | | | 252,285,790 | | | | 91,867,046 | | | | (2,116,908 | ) | | | 89,750,138 | |
| c) | Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. |
At October 31, 2020 (tax year end), each Fund’s capital loss carryforwards for U.S. federal income tax purposes were as follows:
| | | | | | | | |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | | Long-Term Capital Loss Carryforward with No Expiration | |
Emerging Markets Equity Fund | | $ | 302,757,700 | | | $ | 122,360,146 | |
Emerging Markets Multi-Sector Bond Fund(1) | | | 9,312,266 | | | | 3,627,099 | |
International Multi-Cap Value Fund | | | 77,989,015 | | | | 166,451,789 | |
International Stock Fund | | | 440,650 | | | | 2,910,349 | |
Securitized Income Fund(1) | | | 331,356 | | | | 382,047 | |
US MidCap Opportunities Fund | | | 737,951 | | | | — | |
US Small Cap Opportunities Fund | | | 8,217,101 | | | | — | |
| (1) | Future utilization of losses are subject to limitation under current tax laws. |
The China A Fund and Tax-Aware Bond Fund had no capital loss carryforwards for U.S. federal income tax purposes as of October 31, 2020.
| a) | Investment Management Agreement – Hartford Funds Management Company, LLC (“HFMC”) serves as each Fund’s investment manager pursuant to an Investment Management Agreement with the Company. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. (“The Hartford”). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Schroder Investment Management North America Inc. (“SIMNA”) under a sub-advisory agreement and SIMNA has contracted with Schroder Investment Management North America Limited (“SIMNA Ltd.”) under a sub-sub-advisory agreement with respect to certain Funds. SIMNA performs the daily investment of the assets for each Fund, and, with respect to each of China A Fund, Emerging Markets Equity Fund, |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| Emerging Markets Multi-Sector Bond Fund, International Multi-Cap Value Fund, International Stock Fund, and Tax-Aware Bond Fund, SIMNA may allocate assets to or from SIMNA Ltd., an affiliate of SIMNA, in connection with the daily investment of the assets for each of these Funds. SIMNA pays the sub-sub-advisory fees to SIMNA Ltd. |
The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2021; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates:
| | |
Fund | | Management Fee Rates |
China A Fund | | 0.9000% on first $1 billion and; |
| | 0.8900% over $1 billion |
| |
Emerging Markets Equity Fund | | 1.0500% on first $1 billion and; |
| | 1.0000% on next $4 billion and; |
| | 0.9900% on next $5 billion and; |
| | 0.9850% over $10 billion |
| |
Emerging Markets Multi-Sector Bond Fund | | 0.7000% on first $1 billion and; |
| | 0.6500% on next $4 billion and; |
| | 0.6400% on next $5 billion and; |
| | 0.6350% over $10 billion |
| |
International Multi-Cap Value Fund | | 0.7200% on first $1 billion and; |
| | 0.6800% on next $4 billion and; |
| | 0.6750% on next $5 billion and; |
| | 0.6700% over $10 billion |
| |
International Stock Fund | | 0.6700% on first $1 billion and; |
| | 0.6500% on next $4 billion and; |
| | 0.6450% on next $5 billion and; |
| | 0.6400% over $10 billion |
| |
Securitized Income Fund | | 0.6500% on first $1 billion and; |
| | 0.6000% over $1 billion |
| |
Tax-Aware Bond Fund | | 0.4500% on first $1 billion and; |
| | 0.4300% on next $4 billion and; |
| | 0.4250% on next $5 billion and; |
| | 0.4200% over $10 billion |
| |
US MidCap Opportunities Fund | | 0.7500% on first $1 billion and; |
| | 0.7000% on next $1.5 billion and; |
| | 0.6500% on next $2.5 billion and; |
| | 0.6450% on next $5 billion and; |
| | 0.6400% over $10 billion |
| |
US Small Cap Opportunities Fund | | 0.9000% on first $1 billion and; |
| | 0.8900% on next $4 billion and; |
| | 0.8800% on next $5 billion and; |
| | 0.8700% over $10 billion |
| b) | Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between the Company, on behalf of the Funds, and HFMC. HFMC has delegated certain accounting and administrative service functions to State Street Bank and Trust Company (“State Street”). In consideration of services rendered and expenses assumed pursuant to the fund accounting agreement, each Fund pays HFMC a fee. As of April 30, 2021, HFMC received the following fee with respect to each Fund: any sub-accounting fee payable by HFMC plus the amount of expenses that HFMC allocates for providing the fund accounting services. |
| c) | Operating Expenses – Allocable expenses incurred by the Company are allocated to each series within the Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2021, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) through February 28, 2022 (unless the Board of Directors approves its earlier termination) as follows for each of the following Funds: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
China A Fund | | | 1.45 | % | | | 2.25 | % | | | 1.15 | % | | | N/A | | | | N/A | | | | N/A | | | | 1.11 | % | | | 0.99 | % | | | 0.99 | % |
Emerging Markets Multi-Sector Bond Fund | | | 1.15 | % | | | 1.90 | % | | | 0.90 | % | | | 1.45 | % | | | 1.15 | % | | | 0.85 | % | | | 0.85 | % | | | 0.75 | % | | | 0.75 | % |
Securitized Income Fund | | | 1.10 | % | | | 1.95 | % | | | 0.85 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.80 | % | | | 0.70 | % | | | 0.70 | % |
Tax-Aware Bond Fund | | | 0.71 | % | | | 1.59 | % | | | 0.49 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.56 | % | | | 0.46 | % | | | 0.46 | % |
US Small Cap Opportunities Fund | | | 1.35 | % | | | 2.10 | % | | | 1.10 | % | | | 1.65 | % | | | 1.35 | % | | | 1.05 | % | | | 1.05 | % | | | 0.95 | % | | | 0.95 | % |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
From November 1, 2020 to February 28, 2021, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) as follows for the International Stock Fund:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
International Stock Fund | | | 1.15 | % | | | 1.95 | % | | | 0.85 | % | | | 1.45 | % | | | 1.15 | % | | | 0.85 | % | | | 0.85 | % | | | 0.75 | % | | | 0.75 | % |
| d) | Fees Paid Indirectly – Certain Funds have entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc. to partially recapture non-discounted trade commissions. Such rebates are used to pay a portion of a Fund’s expenses. For the six-month period or period ended April 30, 2021, these amounts, if any, are included in the Statements of Operations. |
The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. The annualized expense ratio after waivers reflecting the reduction for fees paid indirectly for the period is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
China A Fund | | | 1.40 | % | | | 2.22 | % | | | 1.13 | % | | | N/A | | | | N/A | | | | N/A | | | | 1.10 | % | | | 0.99 | % | | | 0.99 | % |
Emerging Markets Equity Fund | | | 1.41 | % | | | 2.13 | % | | | 1.21 | % | | | 1.67 | % | | | 1.44 | % | | | 1.15 | % | | | 1.12 | % | | | 1.05 | % | | | 1.05 | % |
Emerging Markets Multi-Sector Bond Fund | | | 1.15 | % | | | 1.90 | % | | | 0.86 | % | | | 1.37 | % | | | 1.03 | % | | | 0.85 | % | | | 0.80 | % | | | 0.75 | % | | | 0.75 | % |
International Multi-Cap Value Fund | | | 1.11 | % | | | 1.85 | % | | | 0.83 | % | | | 1.38 | % | | | 1.13 | % | | | 0.85 | % | | | 0.81 | % | | | 0.75 | % | | | 0.75 | % |
International Stock Fund | | | 1.04 | % | | | 1.79 | % | | | 0.77 | % | | | 1.39 | % | | | 1.07 | % | | | 0.79 | % | | | 0.78 | % | | | 0.70 | % | | | 0.71 | % |
Securitized Income Fund | | | 1.18 | % | | | 2.22 | % | | | 1.07 | % | | | N/A | | | | N/A | | | | N/A | | | | 1.02 | % | | | 0.97 | % | | | 0.97 | % |
Tax-Aware Bond Fund | | | 0.71 | % | | | 1.57 | % | | | 0.49 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.56 | % | | | 0.46 | % | | | 0.46 | % |
US MidCap Opportunities Fund | | | 1.16 | % | | | 1.91 | % | | | 0.89 | % | | | 1.45 | % | | | 1.16 | % | | | 0.92 | % | | | 0.91 | % | | | 0.81 | % | | | 0.81 | % |
US Small Cap Opportunities Fund | | | 1.34 | % | | | 2.10 | % | | | 1.05 | % | | | 1.60 | % | | | 1.34 | % | | | 1.04 | % | | | 1.05 | % | | | 0.95 | % | | | 0.95 | % |
| e) | Sales Charges and Distribution and Service Plan for Class A, C, R3 and R4 Shares – Hartford Funds Distributors, LLC (“HFD”), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For the six-month period ended April 30, 2021, HFD received front-end sales charges and contingent deferred sales charges for each Fund as follows: |
| | | | | | | | |
Fund | | Front-end Sales Charges | | | Contingent Deferred Sales Charges | |
China A Fund | | $ | 1,623 | | | $ | 2 | |
Emerging Markets Equity Fund | | | 112,874 | | | | 1,258 | |
Emerging Markets Multi-Sector Bond Fund | | | 181 | | | | 54 | |
International Multi-Cap Value Fund | | | 93,543 | | | | 66 | |
International Stock Fund | | | 411,991 | | | | 2,985 | |
Securitized Income Fund | | | 4,258 | | | | 27 | |
Tax-Aware Bond Fund | | | 88,391 | | | | 786 | |
US MidCap Opportunities Fund | | | 82,808 | | | | 597 | |
US Small Cap Opportunities Fund | | | 34,023 | | | | 1,072 | |
The Board of Directors of the Company has approved the adoption of a separate distribution plan (each a “Plan”) pursuant to Rule 12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some or all of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s 12b-1 fees are accrued daily and paid monthly or at such other intervals as the Company’s Board of Directors may determine. Any 12b-1 fees attributable to assets held in an account held directly with the Funds’ transfer agent for which there is not a third-party listed as the broker-dealer of record (or HFD does not otherwise have a payment obligation) are generally reimbursed to the applicable Fund. Such amounts are reflected as “Distribution fee reimbursements” on the Statement of Operations.
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| f) | Other Related Party Transactions – Certain officers of the Company are directors and/or officers of HFMC and/or The Hartford or its subsidiaries. For the six-month period ended April 30, 2021, a portion of the Company’s Chief Compliance Officer’s (“CCO”) compensation was paid by all of the investment companies in the Hartford fund complex. The portion allocated to each Fund, as represented in other expenses on the Statements of Operations, is outlined in the table below. |
| | | | |
Fund | | CCO Compensation Paid by Fund | |
China A Fund | | $ | 5 | |
Emerging Markets Equity Fund | | | 2,811 | |
Emerging Markets Multi-Sector Bond Fund | | | 26 | |
International Multi-Cap Value Fund | | | 1,088 | |
International Stock Fund | | | 1,016 | |
Securitized Income Fund | | | 43 | |
Tax-Aware Bond Fund | | | 211 | |
US MidCap Opportunities Fund | | | 363 | |
US Small Cap Opportunities Fund | | | 153 | |
Hartford Administrative Services Company (“HASCO”), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to DST Asset Manager Solutions, Inc. (“DST”) (and any other designated sub-agent) according to the agreed-upon fee schedule under the sub-transfer agency agreement between HASCO and DST (or between HASCO and any other designated sub-agent, as applicable); (ii) sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits approved by the Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin.
| | | | |
Share Class | | Specified Amount (as a percentage average daily net assets) | |
Class A | | | 0.25 | % |
Class C | | | 0.25 | % |
Class I | | | 0.20 | % |
Class Y | | | 0.11 | % |
Class R3 | | | 0.22 | % |
Class R4 | | | 0.17 | % |
Class R5 | | | 0.12 | % |
Class F | | | 0.004 | % |
Class SDR | | | 0.004 | % |
Effective March 1, 2021, HASCO has contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for Class Y shares of the International Multi-Cap Value Fund as follows: 0.08%. This contractual arrangement will remain in effect until February 28, 2022 unless the Board approves its earlier termination.
From November 1, 2020 through February 28, 2021, HASCO has contractually agreed to waive and/or reimburse a portion of the transfer agency fees for Class Y shares of the International Multi-Cap Value Fund to the extent necessary to limit the transfer agency fees to 0.06%.
Pursuant to a sub-transfer agency agreement between HASCO and DST, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to DST. Each Fund does not pay any fee directly to DST; rather, HASCO makes all such payments to DST. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For the six-month period ended April 30, 2021, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class’ average daily net assets is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
China A Fund | | | 0.09 | % | | | 0.14 | % | | | 0.08 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.08 | % | | | 0.00 | %* | | | 0.00 | %* |
Emerging Markets Equity Fund | | | 0.11 | % | | | 0.08 | % | | | 0.16 | % | | | 0.21 | % | | | 0.14 | % | | | 0.10 | % | | | 0.08 | % | | | 0.00 | %* | | | 0.00 | %* |
Emerging Markets Multi-Sector Bond Fund | | | 0.17 | % | | | 0.25 | % | | | 0.09 | % | | | 0.22 | % | | | 0.16 | % | | | 0.12 | % | | | 0.01 | % | | | 0.00 | %* | | | 0.00 | %* |
International Multi-Cap Value Fund | | | 0.11 | % | | | 0.11 | % | | | 0.09 | % | | | 0.20 | % | | | 0.13 | % | | | 0.10 | % | | | 0.07 | % | | | 0.00 | %* | | | 0.00 | %* |
International Stock Fund | | | 0.09 | % | | | 0.08 | % | | | 0.06 | % | | | 0.19 | % | | | 0.12 | % | | | 0.09 | % | | | 0.08 | % | | | 0.00 | %* | | | 0.00 | %* |
Securitized Income Fund | | | 0.04 | % | | | 0.13 | % | | | 0.07 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.00 | % | | | 0.00 | %* | | | 0.00 | %* |
Tax-Aware Bond Fund | | | 0.05 | % | | | 0.16 | % | | | 0.08 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.11 | % | | | 0.00 | %* | | | 0.00 | %* |
US MidCap Opportunities Fund | | | 0.11 | % | | | 0.11 | % | | | 0.09 | % | | | 0.15 | % | | | 0.16 | % | | | 0.12 | % | | | 0.11 | % | | | 0.00 | %* | | | 0.00 | %* |
US Small Cap Opportunities Fund | | | 0.16 | % | | | 0.14 | % | | | 0.08 | % | | | 0.19 | % | | | 0.16 | % | | | 0.09 | % | | | 0.09 | % | | | 0.00 | %* | | | 0.00 | %* |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
The Company has entered into a securities lending agency agreement (“lending agreement”) with Citibank, N.A. (“Citibank”). A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. If a Fund security is on loan, under the lending agreement, the borrower is required to deposit cash or liquid securities as collateral at least equal to 100% of the market value of the loaned securities; and cash collateral is invested for the benefit of the Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. Each of the China A Fund and the Securitized Income Fund do not currently engage in securities lending.
A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; and (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective. These events could also trigger adverse tax consequences for the Fund.
The Funds retain loan fees and the interest on cash collateral investments but are required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the Funds). Upon termination of a loan, the Funds are required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers.
The net income earned on the securities lending (after payment of rebates and Citibank’s fee) is included on the Statements of Operations as Investment Income from securities lending. The Funds also receive payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations.
The following table presents the market value of the Fund’s securities on loan, net of amounts available for offset under the master netting arrangements and any related collateral received by the Funds as of April 30, 2021.
| | | | | | | | | | | | |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities(1) | | | Collateral Posted by Borrower(2) | | | Net Amount(3) | |
Emerging Markets Equity Fund | | $ | 188,787 | | | $ | (188,787 | ) | | $ | — | |
Emerging Markets Multi-Sector Bond Fund | | | 1,352,428 | | | | (1,352,428 | ) | | | — | |
International Multi-Cap Value Fund | | | 79,374,522 | | | | (79,374,522 | ) | | | — | |
International Stock Fund | | | — | | | | — | | | | — | |
Tax-Aware Bond Fund | | | 1,542,567 | | | | (1,542,567 | ) | | | — | |
US MidCap Opportunities Fund | | | — | | | | — | | | | — | |
US Small Cap Opportunities Fund | | | 918,403 | | | | (918,403 | ) | | | — | |
| (1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract. |
| (2) | Collateral received in excess of the market value of securities on loan is not presented in this table. |
| (3) | Net amount represents the net amount receivable due from the counterparty in the event of default. |
The total cash and non-cash collateral received by each Fund in connection with securities lending transactions is presented below:
| | | | | | | | |
Fund | | Cash Collateral | | | Non-Cash Collateral | |
Emerging Markets Equity Fund | | $ | 198,632 | | | $ | — | |
Emerging Markets Multi-Sector Bond Fund | | | 1,402,995 | | | | — | |
International Multi-Cap Value Fund | | | 87,387,398 | | | | 11,811,700 | |
International Stock Fund | | | — | | | | — | |
Tax-Aware Bond Fund | | | 1,592,653 | | | | — | |
US MidCap Opportunities Fund | | | — | | | | — | |
US Small Cap Opportunities Fund | | | 939,752 | | | | — | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
The following tables reflect a breakdown of transactions accounted for as secured borrowings, the gross obligation by the type of collateral pledged, and the remaining contractual maturity of those transactions as of April 30, 2021.
Certain Transfers Accounted For As Secured Borrowings
Remaining Contractual Maturity of the Agreements
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
Emerging Markets Equity Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 198,632 | | | $ | — | | | $ | — | | | $ | — | | | $ | 198,632 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 198,632 | | | $ | — | | | $ | — | | | $ | — | | | $ | 198,632 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 198,632 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Emerging Markets Multi-Sector Bond Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Corporate Bonds | | $ | 1,168,641 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,168,641 | |
Foreign Government Obligations | | | 234,354 | | | | — | | | | — | | | | — | | | | 234,354 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 1,402,995 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,402,995 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 1,402,995 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
International Multi-Cap Value Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 87,387,398 | | | $ | — | | | $ | — | | | $ | — | | | $ | 87,387,398 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 87,387,398 | | | $ | — | | | $ | — | | | $ | — | | | $ | 87,387,398 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 87,387,398 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Securitized Income Fund | | | | | | | | | | | | | | | |
Reverse Repurchase Agreements | |
Asset & Commercial Mortgage-Backed Securities | | $ | — | | | $ | 7,581,592 | | | $ | 7,498,021 | | | $ | — | | | $ | 15,079,613 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | — | | | $ | 7,581,592 | | | $ | 7,498,021 | | | $ | — | | | $ | 15,079,613 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for sale buy-back transactions | | | $ | 15,079,613 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Tax-Aware Bond Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Corporate Bonds | | $ | 1,592,653 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,592,653 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 1,592,653 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,592,653 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 1,592,653 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
US Small Cap Opportunities Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 939,752 | | | $ | — | | | $ | — | | | $ | — | | | $ | 939,752 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 939,752 | | | $ | — | | | $ | — | | | $ | — | | | $ | 939,752 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 939,752 | |
| | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand. |
As of April 30, 2021, affiliates of The Hartford had ownership of shares in each Fund as follows:
Percentage of a Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
China A Fund | | | 14 | % | | | 85 | % | | | 17 | % | | | N/A | | | | N/A | | | | N/A | | | | 94 | % | | | 100 | % | | | — | %* |
Emerging Markets Equity Fund | | | — | | | | — | | | | — | | | | 17 | % | | | — | | | | — | | | | — | | | | — | | | | — | |
Emerging Markets Multi-Sector Bond Fund | | | — | | | | — | | | | — | | | | 36 | % | | | 100 | % | | | 100 | % | | | — | %* | | | 100 | % | | | — | |
International Multi-Cap Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
International Stock Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
Securitized Income Fund | | | 62 | % | | | 1 | % | | | 5 | % | | | N/A | | | | N/A | | | | N/A | | | | 81 | % | | | 100 | % | | | — | |
Tax-Aware Bond Fund | | | — | | | | — | | | | — | | | | N/A | | | | N/A | | | | N/A | | | | 5 | % | | | — | | | | — | |
US MidCap Opportunities Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
US Small Cap Opportunities Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Percentage of Fund by Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
China A Fund | | | 2 | % | | | 2 | % | | | 2 | % | | | N/A | | | | N/A | | | | N/A | | | | 2 | % | | | 36 | % | | | — | %* |
Emerging Markets Equity Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | | | | — | | | | — | | | | — | |
Emerging Markets Multi-Sector Bond Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | %* | | | — | %* | | | — | %* | | | — | | | | — | |
International Multi-Cap Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
International Stock Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
Securitized Income Fund | | | 3 | % | | | — | %* | | | 3 | % | | | N/A | | | | N/A | | | | N/A | | | | 3 | % | | | 2 | % | | | — | |
Tax-Aware Bond Fund | | | — | | | | — | | | | — | | | | N/A | | | | N/A | | | | N/A | | | | — | %* | | | — | | | | — | |
US MidCap Opportunities Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
US Small Cap Opportunities Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | |
| * | Percentage rounds to zero. |
As of April 30, 2021, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the “529 plan”) in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows:
| | | | |
Funds | | Percentage of Fund* | |
Emerging Markets Equity Fund | | | 1 | % |
International Multi-Cap Value Fund | | | 3 | % |
| * | As of April 30, 2021, the affiliated funds of funds and the 529 plan were invested in Class F shares. |
11. | Investment Transactions: |
For the six-month period ended April 30, 2021, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | | Sales Proceeds Excluding U.S. Government Obligations | | | Cost of Purchases For U.S. Government Obligations | | | Sales Proceeds For U.S. Government Obligations | | | Total Cost of Purchases | | | Total Sales Proceeds | |
China A Fund | | $ | 3,861,500 | | | $ | 3,442,533 | | | $ | — | | | $ | — | | | $ | 3,861,500 | | | $ | 3,442,533 | |
Emerging Markets Equity Fund | | | 2,041,809,820 | | | | 1,035,786,123 | | | | — | | | | — | | | | 2,041,809,820 | | | | 1,035,786,123 | |
Emerging Markets Multi-Sector Bond Fund | | | 48,369,861 | | | | 70,028,526 | | | | — | | | | — | | | | 48,369,861 | | | | 70,028,526 | |
International Multi-Cap Value Fund | | | 896,306,014 | | | | 897,944,169 | | | | — | | | | — | | | | 896,306,014 | | | | 897,944,169 | |
International Stock Fund | | | 1,316,917,129 | | | | 253,439,759 | | | | — | | | | — | | | | 1,316,917,129 | | | | 253,439,759 | |
Securitized Income Fund | | | 31,580,414 | | | | 23,890,219 | | | | 3,443,637 | | | | 15,390,623 | | | | 35,024,051 | | | | 39,280,843 | |
Tax-Aware Bond Fund | | | 110,820,207 | | | | 98,371,791 | | | | 198,548,692 | | | | 193,585,345 | | | | 309,368,900 | | | | 291,957,136 | |
US MidCap Opportunities Fund | | | 203,625,042 | | | | 266,155,257 | | | | — | | | | — | | | | 203,625,042 | | | | 266,155,257 | |
US Small Cap Opportunities Fund | | | 103,747,243 | | | | 101,660,481 | | | | — | | | | — | | | | 103,747,243 | | | | 101,660,481 | |
12. | Capital Share Transactions: |
The following information is for the six-month period ended April 30, 2021, and year ended October 31, 2020:
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Period Ended October 31, 2020(1) | |
| | Shares | | | Amount | | | Shares | | | Amount | |
China A Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | |
Shares Sold | | | 76,180 | | | $ | 1,242,547 | | | | 24,506 | | | $ | 304,161 | |
Shares Issued for Reinvested Dividends | | | 3,414 | | | | 51,074 | | | | — | | | | — | |
Shares Redeemed | | | (24,080 | ) | | | (375,318 | ) | | | (1 | ) | | | (10 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 55,514 | | | | 918,303 | | | | 24,505 | | | | 304,151 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 400 | | | $ | 6,000 | | | | 11,860 | | | $ | 125,436 | |
Shares Issued for Reinvested Dividends | | | 1,167 | | | | 17,324 | | | | — | | | | — | |
Shares Redeemed | | | (541 | ) | | | (8,570 | ) | | | (1 | ) | | | (10 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,026 | | | | 14,754 | | | | 11,859 | | | | 125,426 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Period Ended October 31, 2020(1) | |
| | Shares | | | Amount | | | Shares | | | Amount | |
China A Fund – (continued) | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 51,223 | | | $ | 825,313 | | | | 30,549 | | | $ | 408,284 | |
Shares Issued for Reinvested Dividends | | | 1,578 | | | | 23,649 | | | | — | | | | — | |
Shares Redeemed | | | (1,523 | ) | | | (25,832 | ) | | | (18,406 | ) | | | (269,695 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 51,278 | | | | 823,130 | | | | 12,143 | | | | 138,589 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 609 | | | $ | 10,000 | | | | 10,001 | | | $ | 100,010 | |
Shares Issued for Reinvested Dividends | | | 1,078 | | | | 16,158 | | | | — | | | | — | |
Shares Redeemed | | | — | | | | — | | | | (1 | ) | | | (10 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,687 | | | | 26,158 | | | | 10,000 | | | | 100,000 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | — | | | $ | — | | | | 210,001 | | | $ | 2,100,010 | |
Shares Issued for Reinvested Dividends | | | 21,609 | | | | 324,076 | | | | — | | | | — | |
Shares Redeemed | | | — | | | | — | | | | (1 | ) | | | (10 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 21,609 | | | | 324,076 | | | | 210,000 | | | | 2,100,000 | |
| | | | | | | | | | | | | | | | |
Class SDR | |
Shares Sold | | | — | | | $ | — | | | | 250,001 | | | $ | 2,500,010 | |
Shares Redeemed | | | — | | | | — | | | | (1 | ) | | | (10 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | — | | | | — | | | | 250,000 | | | | 2,500,000 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 131,114 | | | $ | 2,106,421 | | | | 518,507 | | | $ | 5,268,166 | |
| | | | | | | | | | | | | | | | |
| | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Emerging Markets Equity Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 35,124,038 | | | $ | 709,266,787 | | | | 1,951,438 | | | $ | 30,166,742 | |
Shares Issued for Reinvested Dividends | | | 258,333 | | | | 5,148,579 | | | | 70,589 | | | | 1,177,420 | |
Shares Redeemed | | | (34,293,782 | ) | | | (733,835,328 | ) | | | (2,196,877 | ) | | | (34,272,320 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,088,589 | | | | (19,419,962 | ) | | | (174,850 | ) | | | (2,928,158 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 65,368 | | | $ | 1,386,205 | | | | 7,253 | | | $ | 113,752 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 8,192 | | | | 135,012 | |
Shares Redeemed | | | (74,937 | ) | | | (1,524,120 | ) | | | (273,764 | ) | | | (4,230,625 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (9,569 | ) | | | (137,915 | ) | | | (258,319 | ) | | | (3,981,861 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 34,721,235 | | | $ | 741,671,018 | | | | 62,234,607 | | | $ | 937,883,560 | |
Shares Issued for Reinvested Dividends | | | 464,881 | | | | 9,279,021 | | | | 874,907 | | | | 14,558,445 | |
Shares Redeemed | | | (11,729,845 | ) | | | (245,863,659 | ) | | | (95,824,442 | ) | | | (1,429,672,320 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 23,456,271 | | | | 505,086,380 | | | | (32,714,928 | ) | | | (477,230,315 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 400 | | | $ | 8,290 | | | | 740 | | | $ | 11,570 | |
Shares Issued for Reinvested Dividends | | | 17 | | | | 330 | | | | 84 | | | | 1,392 | |
Shares Redeemed | | | (787 | ) | | | (14,674 | ) | | | (971 | ) | | | (15,292 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (370 | ) | | | (6,054 | ) | | | (147 | ) | | | (2,330 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 26,189 | | | $ | 547,717 | | | | 278,404 | | | $ | 3,757,186 | |
Shares Issued for Reinvested Dividends | | | 1,894 | | | | 37,977 | | | | 24 | | | | 394 | |
Shares Redeemed | | | (44,515 | ) | | | (940,540 | ) | | | (19,862 | ) | | | (316,545 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (16,432 | ) | | | (354,846 | ) | | | 258,566 | | | | 3,441,035 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,571 | | | $ | 79,505 | | | | 6,643 | | | $ | 104,685 | |
Shares Issued for Reinvested Dividends | | | 146 | | | | 2,909 | | | | 910 | | | | 15,146 | |
Shares Redeemed | | | (1,362 | ) | | | (28,715 | ) | | | (26,899 | ) | | | (439,527 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,355 | | | | 53,699 | | | | (19,346 | ) | | | (319,696 | ) |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Emerging Markets Equity Fund – (continued) | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 33,414,310 | | | $ | 715,946,741 | | | | 38,460,003 | | | $ | 583,444,406 | |
Shares Issued for Reinvested Dividends | | | 27,484 | | | | 550,220 | | | | 196,853 | | | | 3,277,595 | |
Shares Redeemed | | | (26,569,286 | ) | | | (528,108,279 | ) | | | (16,978,392 | ) | | | (234,989,979 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,872,508 | | | | 188,388,682 | | | | 21,678,464 | | | | 351,732,022 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 15,717,671 | | | $ | 332,551,215 | | | | 32,828,464 | | | $ | 535,113,218 | |
Shares Issued for Reinvested Dividends | | | 171,016 | | | | 3,411,762 | | | | 445,955 | | | | 7,416,236 | |
Shares Redeemed | | | (6,219,240 | ) | | | (128,574,966 | ) | | | (9,898,445 | ) | | | (156,103,638 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,669,447 | | | | 207,388,011 | | | | 23,375,974 | | | | 386,425,816 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 12,285,281 | | | $ | 254,983,612 | | | | 15,360,330 | | | $ | 247,432,265 | |
Shares Issued for Reinvested Dividends | | | 687,644 | | | | 13,746,007 | | | | 1,559,446 | | | | 25,980,378 | |
Shares Redeemed | | | (4,728,712 | ) | | | (95,716,181 | ) | | | (12,685,174 | ) | | | (189,012,307 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 8,244,213 | | | | 173,013,438 | | | | 4,234,602 | | | | 84,400,336 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 49,307,012 | | | $ | 1,054,011,433 | | | | 16,380,016 | | | $ | 341,536,849 | |
| | | | | | | | | | | | | | | | |
| | | | |
Emerging Markets Multi-Sector Bond Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 40,187 | | | $ | 350,630 | | | | 74,672 | | | $ | 618,886 | |
Shares Issued for Reinvested Dividends | | | 3,654 | | | | 31,407 | | | | 9,815 | | | | 78,407 | |
Shares Redeemed | | | (55,013 | ) | | | (484,433 | ) | | | (75,075 | ) | | | (615,139 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (11,172 | ) | | | (102,396 | ) | | | 9,412 | | | | 82,154 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,257 | | | $ | 28,142 | | | | 3,580 | | | $ | 31,316 | |
Shares Issued for Reinvested Dividends | | | 375 | | | | 3,198 | | | | 1,233 | | | | 9,773 | |
Shares Redeemed | | | (12,191 | ) | | | (103,089 | ) | | | (7,896 | ) | | | (69,036 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (8,559 | ) | | | (71,749 | ) | | | (3,083 | ) | | | (27,947 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 867,890 | | | $ | 7,367,486 | | | | 1,645,820 | | | $ | 12,948,623 | |
Shares Issued for Reinvested Dividends | | | 38,840 | | | | 334,467 | | | | 160,130 | | | | 1,284,545 | |
Shares Redeemed | | | (1,102,280 | ) | | | (9,563,578 | ) | | | (2,486,187 | ) | | | (20,380,676 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (195,550 | ) | | | (1,861,625 | ) | | | (680,237 | ) | | | (6,147,508 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 63 | | | $ | 546 | | | | 2,121 | | | $ | 19,070 | |
Shares Issued for Reinvested Dividends | | | 55 | | | | 473 | | | | 158 | | | | 1,249 | |
Shares Redeemed | | | (2 | ) | | | (17 | ) | | | (2 | ) | | | (20 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 116 | | | | 1,002 | | | | 2,277 | | | | 20,299 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 22 | | | | 192 | | | | 73 | | | | 580 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 22 | | | | 192 | | | | 73 | | | | 580 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 24 | | | | 210 | | | | 74 | | | | 587 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 24 | | | | 210 | | | | 74 | | | | 587 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | — | | | $ | — | | | | 50,335 | | | $ | 433,573 | |
Shares Issued for Reinvested Dividends | | | 5,422 | | | | 46,452 | | | | 15,666 | | | | 125,165 | |
Shares Redeemed | | | — | | | | — | | | | (1,300 | ) | | | (9,222 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,422 | | | | 46,452 | | | | 64,701 | | | | 549,516 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | — | | | $ | — | | | | 33,302 | | | $ | 300,908 | |
Shares Issued for Reinvested Dividends | | | 30 | | | | 245 | | | | 20,620 | | | | 185,754 | |
Shares Redeemed | | | — | | | | — | | | | (2,588,818 | ) | | | (22,892,216 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 30 | | | | 245 | | | | (2,534,896 | ) | | | (22,405,554 | ) |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Emerging Markets Multi-Sector Bond Fund – (continued) | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 907,070 | | | $ | 7,769,413 | | | | 84,913 | | | $ | 734,256 | |
Shares Issued for Reinvested Dividends | | | 88,977 | | | | 760,780 | | | | 241,781 | | | | 1,930,500 | |
Shares Redeemed | | | (3,670,050 | ) | | | (31,242,966 | ) | | | (196,044 | ) | | | (1,641,958 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (2,674,003 | ) | | | (22,712,773 | ) | | | 130,650 | | | | 1,022,798 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (2,883,670 | ) | | $ | (24,700,442 | ) | | | (3,011,029 | ) | | $ | (26,905,075 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
International Multi-Cap Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,279,845 | | | $ | 12,464,804 | | | | 2,803,699 | | | $ | 23,129,829 | |
Shares Issued for Reinvested Dividends | | | 92,330 | | | | 870,365 | | | | 289,911 | | | | 2,459,995 | |
Shares Redeemed | | | (1,468,419 | ) | | | (14,021,806 | ) | | | (6,470,234 | ) | | | (51,893,152 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (96,244 | ) | | | (686,637 | ) | | | (3,376,624 | ) | | | (26,303,328 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 77,115 | | | $ | 746,461 | | | | 324,556 | | | $ | 2,741,385 | |
Shares Issued for Reinvested Dividends | | | 12,195 | | | | 112,958 | | | | 36,931 | | | | 323,041 | |
Shares Redeemed | | | (266,496 | ) | | | (2,522,018 | ) | | | (1,107,190 | ) | | | (9,046,175 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (177,186 | ) | | | (1,662,599 | ) | | | (745,703 | ) | | | (5,981,749 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 15,634,972 | | | $ | 153,920,108 | | | | 32,274,441 | | | $ | 263,656,289 | |
Shares Issued for Reinvested Dividends | | | 746,650 | | | | 7,054,941 | | | | 1,997,972 | | | | 16,815,231 | |
Shares Redeemed | | | (14,982,965 | ) | | | (140,715,934 | ) | | | (46,737,444 | ) | | | (366,171,373 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,398,657 | | | | 20,259,115 | | | | (12,465,031 | ) | | | (85,699,853 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 202,641 | | | $ | 1,944,643 | | | | 533,231 | | | $ | 4,354,149 | |
Shares Issued for Reinvested Dividends | | | 17,574 | | | | 164,697 | | | | 43,227 | | | | 369,526 | |
Shares Redeemed | | | (317,990 | ) | | | (3,163,684 | ) | | | (1,034,516 | ) | | | (7,910,074 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (97,775 | ) | | | (1,054,344 | ) | | | (458,058 | ) | | | (3,186,399 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 301,348 | | | $ | 2,980,738 | | | | 64,552 | | | $ | 497,841 | |
Shares Issued for Reinvested Dividends | | | 4,191 | | | | 39,965 | | | | 8,123 | | | | 68,291 | |
Shares Redeemed | | | (45,307 | ) | | | (435,524 | ) | | | (75,981 | ) | | | (596,629 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 260,232 | | | | 2,585,179 | | | | (3,306 | ) | | | (30,497 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 407,466 | | | $ | 3,848,986 | | | | 545,218 | | | $ | 4,339,616 | |
Shares Issued for Reinvested Dividends | | | 26,685 | | | | 250,775 | | | | 68,186 | | | | 570,494 | |
Shares Redeemed | | | (839,116 | ) | | | (8,007,399 | ) | | | (769,515 | ) | | | (6,216,129 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (404,965 | ) | | | (3,907,638 | ) | | | (156,111 | ) | | | (1,306,019 | ) |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,993,690 | | | $ | 66,200,970 | | | | 8,488,795 | | | $ | 66,739,293 | |
Shares Issued for Reinvested Dividends | | | 311,222 | | | | 2,942,774 | | | | 525,988 | | | | 4,368,637 | |
Shares Redeemed | | | (1,704,588 | ) | | | (16,212,215 | ) | | | (3,913,403 | ) | | | (30,436,867 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,600,324 | | | | 52,931,529 | | | | 5,101,380 | | | | 40,671,063 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 12,581,460 | | | $ | 125,517,013 | | | | 18,264,798 | | | $ | 141,630,520 | |
Shares Issued for Reinvested Dividends | | | 405,745 | | | | 3,840,306 | | | | 1,036,549 | | | | 8,642,893 | |
Shares Redeemed | | | (6,366,127 | ) | | | (61,143,466 | ) | | | (14,852,644 | ) | | | (118,345,910 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,621,078 | | | | 68,213,853 | | | | 4,448,703 | | | | 31,927,503 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 19,508,117 | | | $ | 184,698,030 | | | | 37,557,550 | | | $ | 291,819,327 | |
Shares Issued for Reinvested Dividends | | | 973,307 | | | | 9,188,181 | | | | 2,074,664 | | | | 17,328,997 | |
Shares Redeemed | | | (15,514,779 | ) | | | (147,797,377 | ) | | | (35,442,799 | ) | | | (290,678,391 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,966,645 | | | | 46,088,834 | | | | 4,189,415 | | | | 18,469,933 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 18,070,766 | | | $ | 182,767,292 | | | | (3,465,335 | ) | | $ | (31,439,346 | ) |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
International Stock Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,796,103 | | | $ | 83,727,997 | | | | 5,577,386 | | | $ | 75,874,561 | |
Shares Issued for Reinvested Dividends | | | 1,911 | | | | 32,460 | | | | 39,981 | | | | 548,940 | |
Shares Redeemed | | | (912,537 | ) | | | (15,963,516 | ) | | | (1,136,723 | ) | | | (15,107,254 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,885,477 | | | | 67,796,941 | | | | 4,480,644 | | | | 61,316,247 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 343,029 | | | $ | 5,701,656 | | | | 269,016 | | | $ | 3,489,435 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 835 | | | | 10,939 | |
Shares Redeemed | | | (19,262 | ) | | | (319,809 | ) | | | (59,927 | ) | | | (722,473 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 323,767 | | | | 5,381,847 | | | | 209,924 | | | | 2,777,901 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 44,761,688 | | | $ | 756,148,235 | | | | 28,960,331 | | | $ | 372,494,734 | |
Shares Issued for Reinvested Dividends | | | 128,684 | | | | 2,114,283 | | | | 203,818 | | | | 2,706,694 | |
Shares Redeemed | | | (6,060,220 | ) | | | (103,290,265 | ) | | | (8,951,030 | ) | | | (109,417,598 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 38,830,152 | | | | 654,972,253 | | | | 20,213,119 | | | | 265,783,830 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 24,952 | | | $ | 405,753 | | | | 44,105 | | | $ | 484,380 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 152 | | | | 2,018 | |
Shares Redeemed | | | (5,901 | ) | | | (99,662 | ) | | | (5,601 | ) | | | (71,632 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 19,051 | | | | 306,091 | | | | 38,656 | | | | 414,766 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 22,666 | | | $ | 375,796 | | | | 205,916 | | | $ | 2,649,316 | |
Shares Issued for Reinvested Dividends | | | 43 | | | | 701 | | | | 269 | | | | 3,576 | |
Shares Redeemed | | | (13,610 | ) | | | (226,541 | ) | | | (44,021 | ) | | | (566,181 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,099 | | | | 149,956 | | | | 162,164 | | | | 2,086,711 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 358,088 | | | $ | 5,966,581 | | | | 844,651 | | | $ | 10,244,540 | |
Shares Issued for Reinvested Dividends | | | 3,171 | | | | 52,125 | | | | 1,644 | | | | 21,848 | |
Shares Redeemed | | | (85,252 | ) | | | (1,463,877 | ) | | | (41,811 | ) | | | (545,593 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 276,007 | | | | 4,554,829 | | | | 804,484 | | | | 9,720,795 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,722,705 | | | $ | 96,291,292 | | | | 4,875,805 | | | $ | 68,074,361 | |
Shares Issued for Reinvested Dividends | | | 20,632 | | | | 340,017 | | | | 953 | | | | 12,698 | |
Shares Redeemed | | | (168,499 | ) | | | (2,872,452 | ) | | | (78,087 | ) | | | (1,012,281 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,574,838 | | | | 93,758,857 | | | | 4,798,671 | | | | 67,074,778 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 11,564,674 | | | $ | 195,960,585 | | | | 8,417,664 | | | $ | 110,434,434 | |
Shares Issued for Reinvested Dividends | | | 60,241 | | | | 990,360 | | | | 77,909 | | | | 1,036,195 | |
Shares Redeemed | | | (1,374,215 | ) | | | (23,129,605 | ) | | | (1,765,969 | ) | | | (22,190,196 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 10,250,700 | | | | 173,821,340 | | | | 6,729,604 | | | | 89,280,433 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 7,886,809 | | | $ | 130,938,146 | | | | 5,469,722 | | | $ | 70,802,425 | |
Shares Issued for Reinvested Dividends | | | 51,342 | | | | 843,556 | | | | 72,052 | | | | 957,577 | |
Shares Redeemed | | | (1,806,417 | ) | | | (31,481,289 | ) | | | (3,650,626 | ) | | | (47,306,305 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,131,734 | | | | 100,300,413 | | | | 1,891,148 | | | | 24,453,697 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 65,300,825 | | | $ | 1,101,042,527 | | | | 39,328,414 | | | $ | 522,909,158 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Securitized Income Fund | | | | | | | | | | | | |
Class A | |
Shares Sold | | | 73,405 | | | $ | 727,800 | | | | 223,922 | | | $ | 2,163,016 | |
Shares Issued for Reinvested Dividends | | | 5,703 | | | | 56,408 | | | | 9,226 | | | | 89,718 | |
Shares Redeemed | | | (50,968 | ) | | | (505,886 | ) | | | (21,058 | ) | | | (203,567 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 28,140 | | | | 278,322 | | | | 212,090 | | | | 2,049,167 | |
| | | | | | | | | | | | | | | | |
Class C(2) | |
Shares Sold | | | 22,841 | | | $ | 226,983 | | | | 45,049 | | | $ | 419,720 | |
Shares Issued for Reinvested Dividends | | | 268 | | | | 2,641 | | | | 181 | | | | 1,709 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 23,109 | | | | 229,624 | | | | 45,230 | | | | 421,429 | |
| | | | | | | | | | | | | | | | |
Class I | |
Shares Sold | | | 2,971,693 | | | $ | 29,464,761 | | | | 7,995,486 | | | $ | 77,608,778 | |
Shares Issued for Reinvested Dividends | | | 74,254 | | | | 734,197 | | | | 75,068 | | | | 720,669 | |
Shares Redeemed | | | (2,220,678 | ) | | | (21,988,644 | ) | | | (1,829,000 | ) | | | (17,600,511 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 825,269 | | | | 8,210,314 | | | | 6,241,554 | | | | 60,728,936 | |
| | | | | | | | | | | | | | | | |
Class Y | |
Shares Sold | | | 82,449 | | | $ | 817,067 | | | | — | | | $ | — | |
Shares Issued for Reinvested Dividends | | | 4,306 | | | | 42,562 | | | | 8,517 | | | | 82,781 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 86,755 | | | | 859,629 | | | | 8,517 | | | | 82,781 | |
| | | | | | | | | | | | | | | | |
Class F | |
Shares Issued for Reinvested Dividends | | | 2,447 | | | | 24,175 | | | | 4,889 | | | | 47,466 | |
Shares Redeemed | | | — | | | | — | | | | (49,950 | ) | | | (473,832 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,447 | | | | 24,175 | | | | (45,061 | ) | | | (426,366 | ) |
| | | | | | | | | | | | | | | | |
Class SDR | |
Shares Sold | | | 754,607 | | | $ | 7,477,999 | | | | 1,764,121 | | | $ | 17,560,558 | |
Shares Issued for Reinvested Dividends | | | 7,312 | | | | 72,265 | | | | 50,038 | | | | 497,414 | |
Shares Redeemed | | | — | | | | — | | | | (8,125,902 | ) | | | (80,147,825 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 761,919 | | | | 7,550,264 | | | | (6,311,743 | ) | | | (62,089,853 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 1,727,639 | | | $ | 17,152,328 | | | | 150,587 | | | $ | 766,094 | |
| | | | | | | | | | | | | | | | |
| | | | |
Tax-Aware Bond Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,146,614 | | | $ | 13,101,975 | | | | 2,723,410 | | | $ | 30,536,275 | |
Shares Issued for Reinvested Dividends | | | 99,767 | | | | 1,137,668 | | | | 129,314 | | | | 1,446,053 | |
Shares Redeemed | | | (523,412 | ) | | | (5,964,226 | ) | | | (1,098,300 | ) | | | (12,306,927 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 722,969 | | | | 8,275,417 | | | | 1,754,424 | | | | 19,675,401 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 27,566 | | | $ | 315,441 | | | | 228,661 | | | $ | 2,567,436 | |
Shares Issued for Reinvested Dividends | | | 11,100 | | | | 126,650 | | | | 19,583 | | | | 217,827 | |
Shares Redeemed | | | (84,910 | ) | | | (968,000 | ) | | | (181,060 | ) | | | (2,039,469 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (46,244 | ) | | | (525,909 | ) | | | 67,184 | | | | 745,794 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,930,144 | | | $ | 67,751,291 | | | | 18,128,116 | | | $ | 204,446,822 | |
Shares Issued for Reinvested Dividends | | | 401,184 | | | | 4,579,084 | | | | 598,224 | | | | 6,698,427 | |
Shares Redeemed | | | (5,502,443 | ) | | | (62,872,848 | ) | | | (12,453,205 | ) | | | (139,682,475 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 828,885 | | | | 9,457,527 | | | | 6,273,135 | | | | 71,462,774 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 375 | | | | 4,281 | | | | 671 | | | | 7,512 | |
Shares Redeemed | | | — | | | | — | | | | — | | | | (3 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 375 | | | | 4,281 | | | | 671 | | | | 7,509 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 595,303 | | | $ | 6,802,307 | | | | 1,631,466 | | | $ | 18,408,527 | |
Shares Issued for Reinvested Dividends | | | 59,694 | | | | 681,316 | | | | 83,707 | | | | 938,185 | |
Shares Redeemed | | | (436,318 | ) | | | (4,988,001 | ) | | | (635,600 | ) | | | (7,140,624 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 218,679 | | | | 2,495,622 | | | | 1,079,573 | | | | 12,206,088 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Tax-Aware Bond Fund – (continued) | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 44,333 | | | $ | 505,100 | | | | 679,071 | | | $ | 7,715,862 | |
Shares Issued for Reinvested Dividends | | | 76,621 | | | | 874,270 | | | | 133,183 | | | | 1,484,930 | |
Shares Redeemed | | | (428,080 | ) | | | (4,887,528 | ) | | | (688,386 | ) | | | (7,803,953 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (307,126 | ) | | | (3,508,158 | ) | | | 123,868 | | | | 1,396,839 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 1,417,538 | | | $ | 16,198,780 | | | | 9,298,855 | | | $ | 105,494,405 | |
| | | | | | | | | | | | | | | | |
| | | | |
US MidCap Opportunities Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 592,663 | | | $ | 10,472,539 | | | | 1,295,034 | | | $ | 17,576,606 | |
Shares Issued for Reinvested Dividends | | | 4,107 | | | | 69,120 | | | | 39,994 | | | | 614,359 | |
Shares Redeemed | | | (587,949 | ) | | | (10,362,916 | ) | | | (2,290,621 | ) | | | (31,642,314 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 8,821 | | | | 178,743 | | | | (955,593 | ) | | | (13,451,349 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 193,640 | | | $ | 3,377,832 | | | | 334,429 | | | $ | 4,807,929 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 25,799 | | | | 401,177 | |
Shares Redeemed | | | (385,368 | ) | | | (6,856,087 | ) | | | (1,332,162 | ) | | | (19,041,400 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (191,728 | ) | | | (3,478,255 | ) | | | (971,934 | ) | | | (13,832,294 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,804,507 | | | $ | 51,224,908 | | | | 6,013,572 | | | $ | 86,511,259 | |
Shares Issued for Reinvested Dividends | | | 70,646 | | | | 1,237,010 | | | | 265,164 | | | | 4,268,155 | |
Shares Redeemed | | | (4,400,882 | ) | | | (81,209,562 | ) | | | (14,836,185 | ) | | | (214,488,799 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,525,729 | ) | | | (28,747,644 | ) | | | (8,557,449 | ) | | | (123,709,385 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 55,722 | | | $ | 954,105 | | | | 14,647 | | | $ | 200,693 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 565 | | | | 8,911 | |
Shares Redeemed | | | (12,958 | ) | | | (244,660 | ) | | | (42,185 | ) | | | (637,892 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 42,764 | | | | 709,445 | | | | (26,973 | ) | | | (428,288 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,108 | | | $ | 20,379 | | | | 15,518 | | | $ | 239,097 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 259 | | | | 4,116 | |
Shares Redeemed | | | (1,413 | ) | | | (24,965 | ) | | | (18,555 | ) | | | (269,708 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (305 | ) | | | (4,586 | ) | | | (2,778 | ) | | | (26,495 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 7,504 | | | $ | 136,361 | | | | 14,557 | | | $ | 204,228 | |
Shares Issued for Reinvested Dividends | | | 217 | | | | 3,796 | | | | 830 | | | | 13,318 | |
Shares Redeemed | | | (45,648 | ) | | | (819,108 | ) | | | (28,943 | ) | | | (444,803 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (37,927 | ) | | | (678,951 | ) | | | (13,556 | ) | | | (227,257 | ) |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 215,224 | | | $ | 3,947,334 | | | | 2,006,363 | | | $ | 27,085,522 | |
Shares Issued for Reinvested Dividends | | | 14,753 | | | | 258,023 | | | | 76,744 | | | | 1,235,384 | |
Shares Redeemed | | | (1,280,540 | ) | | | (24,895,656 | ) | | | (4,434,892 | ) | | | (63,212,927 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,050,563 | ) | | | (20,690,299 | ) | | | (2,351,785 | ) | | | (34,892,021 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 569,442 | | | $ | 10,460,617 | | | | 1,381,323 | | | $ | 19,610,748 | |
Shares Issued for Reinvested Dividends | | | 15,153 | | | | 265,184 | | | | 36,082 | | | | 581,769 | |
Shares Redeemed | | | (538,138 | ) | | | (9,989,352 | ) | | | (1,275,220 | ) | | | (18,368,516 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 46,457 | | | | 736,449 | | | | 142,185 | | | | 1,824,001 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 234,245 | | | $ | 4,362,527 | | | | 623,631 | | | $ | 9,238,983 | |
Shares Issued for Reinvested Dividends | | | 10,018 | | | | 175,615 | | | | 51,452 | | | | 830,635 | |
Shares Redeemed | | | (343,729 | ) | | | (6,268,582 | ) | | | (3,456,941 | ) | | | (55,712,445 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (99,466 | ) | | | (1,730,440 | ) | | | (2,781,858 | ) | | | (45,642,827 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (2,807,676 | ) | | $ | (53,705,538 | ) | | | (15,519,741 | ) | | $ | (230,385,915 | ) |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2021 | | | For the Year Ended October 31, 2020 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
US Small Cap Opportunities Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 152,387 | | | $ | 4,617,061 | | | | 464,472 | | | $ | 10,513,320 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 44,207 | | | | 1,122,066 | |
Shares Redeemed | | | (101,327 | ) | | | (2,927,369 | ) | | | (293,039 | ) | | | (6,419,169 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 51,060 | | | | 1,689,692 | | | | 215,640 | | | | 5,216,217 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 26,380 | | | $ | 814,179 | | | | 96,832 | | | $ | 2,425,589 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 14,029 | | | | 363,339 | |
Shares Redeemed | | | (40,807 | ) | | | (1,227,455 | ) | | | (85,890 | ) | | | (1,926,037 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (14,427 | ) | | | (413,276 | ) | | | 24,971 | | | | 862,891 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,115,083 | | | $ | 36,679,784 | | | | 3,443,438 | | | $ | 83,623,348 | |
Shares Issued for Reinvested Dividends | | | 2,920 | | | | 85,748 | | | | 267,211 | | | | 7,158,748 | |
Shares Redeemed | | | (860,738 | ) | | | (27,661,223 | ) | | | (2,972,119 | ) | | | (67,833,627 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 257,265 | | | | 9,104,309 | | | | 738,530 | | | | 22,948,469 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,356 | | | $ | 154,596 | | | | 9,177 | | | $ | 223,702 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 187 | | | | 4,953 | |
Shares Redeemed | | | (4,543 | ) | | | (134,250 | ) | | | (3,484 | ) | | | (85,582 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 813 | | | | 20,346 | | | | 5,880 | | | | 143,073 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 499 | | | $ | 16,334 | | | | 2,691 | | | $ | 67,760 | |
Shares Issued for Reinvested Dividends | | | — | | | | — | | | | 495 | | | | 13,210 | |
Shares Redeemed | | | (3,756 | ) | | | (127,848 | ) | | | (4,857 | ) | | | (129,117 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (3,257 | ) | | | (111,514 | ) | | | (1,671 | ) | | | (48,147 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 7,959 | | | $ | 253,116 | | | | 9,115 | | | $ | 215,817 | |
Shares Issued for Reinvested Dividends | | | 16 | | | | 462 | | | | 170 | | | | 4,561 | |
Shares Redeemed | | | (1,520 | ) | | | (52,375 | ) | | | (193 | ) | | | (4,710 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,455 | | | | 201,203 | | | | 9,092 | | | | 215,668 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 199,012 | | | $ | 6,631,152 | | | | 174,823 | | | $ | 4,133,695 | |
Shares Issued for Reinvested Dividends | | | 945 | | | | 27,753 | | | | 48,634 | | | | 1,302,907 | |
Shares Redeemed | | | (87,675 | ) | | | (2,711,400 | ) | | | (219,884 | ) | | | (5,234,892 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 112,282 | | | | 3,947,505 | | | | 3,573 | | | | 201,710 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 75,192 | | | $ | 2,372,513 | | | | 366,918 | | | $ | 8,709,292 | |
Shares Issued for Reinvested Dividends | | | 877 | | | | 25,755 | | | | 8,742 | | | | 234,558 | |
Shares Redeemed | | | (72,724 | ) | | | (2,330,934 | ) | | | (116,641 | ) | | | (2,581,035 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,345 | | | | 67,334 | | | | 259,019 | | | | 6,362,815 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 81,255 | | | $ | 2,589,854 | | | | 714,406 | | | $ | 15,697,346 | |
Shares Issued for Reinvested Dividends | | | 1,960 | | | | 57,632 | | | | 21,587 | | | | 579,811 | |
Shares Redeemed | | | (57,488 | ) | | | (1,845,486 | ) | | | (194,734 | ) | | | (4,709,065 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 25,727 | | | | 802,000 | | | | 541,259 | | | | 11,568,092 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 439,263 | | | $ | 15,307,599 | | | | 1,796,293 | | | $ | 47,470,788 | |
| | | | | | | | | | | | | | | | |
| (1) | China A Fund commenced operations on March 31, 2020. |
| (2) | Class C of the Securitized Income Fund commenced operations on February 28, 2020. |
Notes to Financial Statements – (continued)
April 30, 2021 (Unaudited)
Each Fund participates in a committed line of credit pursuant to a credit agreement dated March 4, 2021. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges certain fees, such as an upfront fee and a commitment fee. From November 1, 2020 through March 4, 2021, the Funds (together with certain other Hartford Funds) had a similar agreement that enabled them to participate in a $350 million committed line of credit. The fees incurred by the Funds in connection with the committed lines of credit during the period appear in the Statements of Operations under “Other expenses.” During and as of the six-month period ended April 30, 2021, none of the Funds had borrowings under this facility.
Under the Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, the Company, on behalf of each Fund, may enter into contracts that contain a variety of indemnifications. The Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, the Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote.
15. | Recent Accounting Pronouncement: |
In March 2020, FASB issued Accounting Standards Update (“ASU”) No. 2020-04, Reference Rate Reform (Topic 848); Facilitation of the Effects of Reference Rate Reform on Financial Reporting, which provides optional guidance for a limited period of time to ease the potential burden in accounting for (or recognizing the effects of) reference rate reform. The guidance is applicable to contracts referencing LIBOR or another reference rate that is expected to be discontinued due to reference rate reform. The ASU is effective as of March 12, 2020 and generally can be applied through December 31, 2022. Management is evaluating the underlying securities referencing LIBOR or another reference rate that is expected to be discontinued over the period of time the ASU is effective.
16. | Change in Independent Registered Public Accounting Firm: |
On November 6, 2019, the Company, on behalf of each of Emerging Markets Equity Fund, Emerging Markets Multi-Sector Bond Fund, International Multi-Cap Value Fund, International Stock Fund, Securitized Income Fund, Tax-Aware Bond Fund, US MidCap Opportunities Fund and US Small Cap Opportunities Fund, dismissed Ernst and Young LLP (���EY”) as the Funds’ independent registered public accounting firm effective upon the issuance of EY’s report on the Funds’ financial statements as of and for the fiscal year ended October 31, 2019. EY’s report on the Funds’ financial statements for the fiscal periods ended October 31, 2018 and October 31, 2019 contained no adverse opinion or disclaimer of opinion nor was EY’s report qualified or modified as to uncertainty, audit scope or accounting principles. During the Funds’ fiscal year ended on October 31, 2018 and October 31, 2019, and through December 30, 2019 (the “Covered Period”), (i) there were no disagreements with EY on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of EY, would have caused it to make reference to the subject matter of the disagreements in connection with its reports on the Funds’ financial statements for the Covered Period, and (ii) there were no “reportable events” of the kind described in Item 304(a)(1)(v) of Regulation S-K under the Securities Exchange Act of 1934, as amended.
On November 6, 2019, the Audit Committee of the Company’s Board of Directors participated in and approved the decision to engage PricewaterhouseCoopers LLP (“PwC”) as the independent registered public accounting firm for each of Emerging Markets Equity Fund, Emerging Markets Multi-Sector Bond Fund, International Multi-Cap Value Fund, International Stock Fund, Securitized Income Fund, Tax-Aware Bond Fund, US MidCap Opportunities Fund and US Small Cap Opportunities Fund for the fiscal year ended October 31, 2020. The selection of PwC does not reflect any disagreements with or dissatisfaction by the Company or the Board of Directors with the performance of the Funds’ prior independent registered public accounting firm, EY. During the Covered Period, neither the Funds, nor anyone on their behalf, consulted with PwC on items which: (i) concerned the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Funds’ financial statements; or (ii) concerned the subject of a disagreement (as defined in paragraph (a)(1)(iv) of Item 304 of Regulation S-K) or reportable events (as described in paragraph (a)(1)(v) of Item 304 of Regulation S-K). PwC has also been appointed to serve as the independent registered public accounting firm for the China A Fund for the fiscal year ended October 31, 2020.
In connection with the preparation of the financial statements of the Funds as of and for the period ended April 30, 2021, events and transactions subsequent to April 30, 2021, through the date the financial statements were issued have been evaluated by the Funds’ management for possible adjustment and/or disclosure.
Effective May 1, 2021, the fund accounting fee schedule as set forth in the fund accounting agreement by and between the Company, on behalf of its Funds, and HFMC, was revised. Effective May 1, 2021, the fund accounting fee for each Fund shall equal the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Fund; (ii) the fee payable for tax preparation services for the Fund; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Fund; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Fund’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee.
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s portfolio holdings filed as an exhibit to Form N-PORT for the most recent first and third quarter of the Fund’s fiscal year are available (1) without charge, upon request, by calling 888-843-7824, (2) on the Funds’ website, hartfordfunds.com, and (3) on the SEC’s website at http://www.sec.gov.
Approval of Sub-Sub-Advisory Agreement for Hartford Schroders Emerging Markets Multi-Sector Bond Fund (Unaudited)
Hartford Schroders Emerging Markets Multi-Sector Bond Fund (the “Emerging Markets Multi-Sector Bond Fund”) is the successor to a corresponding series of Schroder Series Trust (the “Predecessor Fund”), pursuant to a reorganization consummated on October 24, 2016.
Section 15(c) of the 1940 Act requires that each mutual fund’s board of directors, including a majority of those directors who are not “interested persons” of the mutual fund, as defined in the 1940 Act (the “Independent Directors”), initially approve, and annually review and consider the continuation of the mutual fund’s investment sub-advisory agreements. At its meeting held on February 10-11, 2021, the Board of Directors (the “Board”) of The Hartford Mutual Funds II, Inc. (the “Company”), including each of the Independent Directors, unanimously voted to approve an amendment to the sub-sub-advisory agreement (the “Sub-Sub-Advisory Agreement”) by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Ltd.” and together with “SIMNA,” the “Sub-advisers”) to appoint SIMNA Ltd. as a secondary sub-adviser for the Emerging Markets Multi-Sector Bond Fund. This amendment to the Sub-Sub-Advisory Agreement was effective on March 1, 2021.
Prior to approving the amendment to the Sub-Sub-Advisory Agreement, the Board considered such information as it deemed reasonably necessary to evaluate the Sub-Sub-Advisory Agreement, which included information furnished to the Board and its committees at their meetings throughout the prior year and in between regularly scheduled meetings on particular matters as the need arose, as well as information specifically prepared in connection with the approval of the amendment to the Sub-Sub-Advisory Agreement that was presented at the Board’s meeting held on February 10-11, 2021. Information provided to the Board and its committees at their meetings throughout the prior year included, among other things, reports on Fund performance, legal, compliance and risk management matters, sales and marketing activity, shareholder services, and the other services provided to the Emerging Markets Multi-Sector Bond Fund by the Investment Manager and the Sub-advisers (collectively, the “Advisers”) and their affiliates. In addition, the members of the Board considered a presentation by the Emerging Markets Multi-Sector Bond Fund’s portfolio manager regarding the Emerging Markets Multi-Sector Bond Fund and its performance at the meeting of the Board’s Investment Committee on February 10, 2021. The members of the Board also considered the materials and presentations by Fund officers and representatives of the Investment Manager received at the Board’s meetings on June 16-17, 2020 and August 4-5, 2020 and at the special meeting of the Board’s Investment Committee on May 12, 2020 concerning Fund performance and other investment-related matters in connection with the Board’s annual approval of the continuation of the investment management and sub-advisory agreements for the funds managed by the Investment Manager and its affiliates (the “Hartford funds”). In this regard, in the months preceding the August 4-5, 2020 meeting, the Board requested and reviewed written responses from the Advisers to questions posed to the Advisers on behalf of the Independent Directors and supporting materials relating to those questions and responses.
In determining whether to approve the amendment to the Sub-Sub-Advisory Agreement, the members of the Board reviewed and evaluated information and factors they believed to be relevant and appropriate through the exercise of their reasonable business judgment. While individual members of the Board may have weighed certain factors differently, the Board’s determination to approve the amendment to the Sub-Sub-Advisory Agreement was based on a comprehensive consideration of all information provided to the Board throughout the prior year and specifically with respect to the approval of the amendment to the Sub-Sub-Advisory Agreement. The Board was also furnished with an analysis of its fiduciary obligations in connection with its evaluation of the Sub-Sub-Advisory Agreement and, throughout the evaluation process, the Board was assisted by counsel for the Emerging Markets Multi-Sector Bond Fund. The Independent Directors were also separately assisted by independent legal counsel throughout the evaluation process. In connection with their deliberations, the Independent Directors met separately with independent legal counsel to discuss the proposed amendment to the Sub-Sub-Advisory Agreement. A more detailed summary of the important, but not necessarily all, factors the Board considered with respect to its approval of the amendment to the Sub-Sub-Advisory Agreement is provided below.
Nature, Extent and Quality of Services Provided
The Board considered information concerning the nature, extent, and quality of the services to be provided to the Emerging Markets Multi-Sector Bond Fund by SIMNA Ltd. The Board considered, among other things, the terms of the sub-advisory agreement between the Investment Manager and SIMNA and the amended Sub-Sub-Advisory Agreement, as well as the range of services to be provided by SIMNA Ltd. The Board considered SIMNA Ltd.’s organizational structure, systems, and personnel.
The Board considered the Sub-advisers’ professional personnel who provide, or would provide, services to the Emerging Markets Multi-Sector Bond Fund, including the Sub-advisers’ ability and experience in attracting and retaining qualified personnel to service the Emerging Markets Multi-Sector Bond Fund. The Board also considered SIMNA Ltd.’s reputation and overall financial strength and the Board’s past experience with SIMNA Ltd. with respect to the services it provides to other Hartford funds. In addition, the Board considered the quality of the Sub-advisers’ communications with the Board and responsiveness to Board inquiries and requests made from time to time with respect to other Hartford funds. In this regard, the Board took into account the Sub-advisers’ communications with the Board in light of the market volatility amidst the coronavirus (COVID-19) pandemic.
With respect to SIMNA, which provides certain day-to-day portfolio management services for the Emerging Markets Multi-Sector Bond Fund, and SIMNA Ltd., which was proposed to provide certain day-to-day portfolio management services for the Emerging Markets Multi-Sector Bond Fund, in each case subject to oversight by the Investment Manager, the Board considered, among other things, the Sub-advisers’ investment personnel, investment philosophy and process, investment research capabilities and resources, performance record, trade execution capabilities, and experience. In particular, the Board considered the abilities and experience of the Sub-advisers’ investment personnel in analyzing factors such as special considerations relevant to investing in emerging market debt investments. The Board also considered the international investment capabilities of SIMNA Ltd., which is based in London, and the benefits to the Emerging Markets Multi-Sector Bond Fund of having portfolio management services
Approval of Sub-Sub-Advisory Agreement for Hartford Schroders Emerging Markets Multi-Sector Bond Fund (Unaudited) – (continued)
involving investments in non-U.S. securities provided by investment personnel located abroad. The Board considered the experience of the Emerging Markets Multi-Sector Bond Fund’s portfolio managers who would manage the Emerging Markets Multi-Sector Bond Fund’s portfolio following the implementation of the amended Sub-Sub-Advisory Agreement, the number of accounts managed by the portfolio managers, and each Sub-adviser’s method for compensating portfolio managers. The Board also considered the Sub-advisers’ succession planning practices to ensure continuity of portfolio management services provided to the Emerging Markets Multi-Sector Bond Fund.
The Board also considered information provided by SIMNA Ltd. regarding its compliance policies and procedures and compliance history and received a representation from the Company’s Chief Compliance Officer that the written compliance policies and procedures of SIMNA Ltd. are reasonably designed to prevent violations of the federal securities laws.
In considering this information, the Board evaluated not only the information presented to the Board in connection with its consideration of the amendment to the Sub-Sub-Advisory Agreement, but also the Board’s experience through past interactions with SIMNA Ltd. as a sub-sub-adviser to other Hartford funds.
Based on these considerations, the Board concluded that it was satisfied with the nature, extent, and quality of the services to be provided to the Emerging Markets Multi-Sector Bond Fund by SIMNA Ltd.
Performance of the Emerging Markets Multi-Sector Bond Fund
The Board considered the investment performance of the Emerging Markets Multi-Sector Bond Fund, which included the performance of its Predecessor Fund, as well as the investment performance of SIMNA and the Emerging Markets Multi-Sector Bond Fund’s portfolio management team. The Board noted changes to the Emerging Markets Multi-Sector Bond Fund’s portfolio management team in connection with the proposed amendment to the Sub-Sub-Advisory Agreement. The Board also noted that the Predecessor Fund had been managed by SIMNA. In this regard, the Board reviewed the performance of the Emerging Markets Multi-Sector Bond Fund over different time periods presented in the materials. The Board considered information and materials provided to the Board by the Advisers concerning Fund performance.
Based on these considerations, the Board concluded that it was satisfied that SIMNA Ltd. has the capability of providing satisfactory investment performance for the Emerging Markets Multi-Sector Bond Fund.
Costs of the Services and Profitability
The Board reviewed information regarding the Investment Manager’s cost to provide investment management and related services to the Emerging Markets Multi-Sector Bond Fund and the Investment Manager’s profitability, both overall and for the Emerging Markets Multi-Sector Bond Fund on a pre-tax basis without regard to distribution expenses, from all services provided to the Emerging Markets Multi-Sector Bond Fund under the current contractual arrangements and also assuming implementation of the amendment to the Sub-Sub-Advisory Agreement with SIMNA Ltd.
The Board received information relating to the operations and profitability of the Sub-advisers. The Board considered representations from the Investment Manager and SIMNA that SIMNA’s sub-advisory fees were negotiated at arm’s length and that the sub-advisory fees are paid by the Investment Manager and not the Emerging Markets Multi-Sector Bond Fund. The Board also considered that SIMNA Ltd. is an affiliate of SIMNA and that SIMNA Ltd.’s sub-sub-advisory fees would be paid by SIMNA, not the Emerging Markets Multi-Sector Bond Fund. Accordingly, the Board concluded that the profitability of SIMNA Ltd. is a less relevant factor with respect to the Board’s consideration of the amendment to the Sub-Sub-Advisory Agreement.
Based on these considerations, the Board concluded that the profits anticipated to be realized by SIMNA Ltd. and its affiliates from their relationships with the Emerging Markets Multi-Sector Bond Fund would not be excessive.
Comparison of Fees and Services to be Provided
The Board considered information regarding the proposed sub-sub-advisory fees to be paid by SIMNA to SIMNA Ltd. In this regard, the Board reviewed information from the Investment Manager and SIMNA relating to the sub-advisory and proposed sub-sub-advisory fees for the Emerging Markets Multi-Sector Bond Fund. The Board considered that, in connection with the addition of SIMNA Ltd. as a sub-sub-adviser to the Emerging Markets Multi-Sector Bond Fund, no changes were proposed to the management fees to be paid by the Emerging Markets Multi-Sector Bond Fund to the Investment Manager or the sub-advisory fees to be paid by the Investment Manager to SIMNA.
Based on these considerations, the Board concluded that the Emerging Markets Multi-Sector Bond Fund’s proposed sub-sub-advisory fees, in conjunction with the information about quality of services, profitability, economies of scale, and other matters discussed, were reasonable in light of the services to be provided under the amended Sub-Sub-Advisory Agreement.
Economies of Scale
The Board considered information regarding the extent to which economies of scale may be realized as the Emerging Markets Multi-Sector Bond Fund grows and whether fee levels reflect these economies of scale for the benefit of shareholders of the Emerging Markets Multi-Sector Bond Fund. The
Approval of Sub-Sub-Advisory Agreement for Hartford Schroders Emerging Markets Multi-Sector Bond Fund (Unaudited) – (continued)
Board considered that, in connection with the addition of SIMNA Ltd. as a sub-sub-adviser to the Emerging Markets Multi-Sector Bond Fund, no changes were proposed to the management fees to be paid by the Emerging Markets Multi-Sector Bond Fund to the Investment Manager or the sub-advisory fees to be paid by the Investment Manager to SIMNA. After considering all of the information available to it, the Board concluded that it was satisfied with the extent to which economies of scale would be shared for the benefit of the Emerging Markets Multi-Sector Bond Fund’s shareholders based on currently available information and the effective management fees and total expense ratios for the Emerging Markets Multi-Sector Bond Fund at its current and reasonably anticipated asset levels. The Board noted, however, that it would continue to monitor any future growth in the Emerging Markets Multi-Sector Bond Fund’s assets and the appropriateness of additional management fee breakpoints or other methods to share benefits from economies of scale as part of its future review of the Sub-Sub-Advisory Agreement.
Other Benefits
The Board considered other benefits to SIMNA Ltd. and its affiliates from their relationships with the Emerging Markets Multi-Sector Bond Fund. The Board considered the potential benefits, if any, to SIMNA Ltd. from any use of the Emerging Markets Multi-Sector Bond Fund’s brokerage commissions to obtain soft dollar research. The Board also considered that Schroder Fund Advisors LLC (“SFA”), a wholly-owned subsidiary of SIMNA, has entered into an additional compensation arrangement with the Investment Manager and Hartford Funds Distributors, LLC (“HFD”). The Board considered that under this arrangement, SFA is involved in the distribution of the Class SDR shares of the Emerging Markets Multi-Sector Bond Fund, and the Investment Manager compensates SFA for such services. The Board also considered that SIMNA has entered into a solicitation agreement with the Investment Manager pursuant to which the Investment Manager provides certain marketing support services with respect to an investment strategy model offered by SIMNA through its managed account platforms.
* * * *
Based upon its review of these various factors, among others, the Board concluded that it is in the best interests of the Emerging Markets Multi-Sector Bond Fund for the Board to approve the amendment to the Sub-Sub-Advisory Agreement for the Emerging Markets Multi-Sector Bond Fund. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
CUSTOMER PRIVACY NOTICE
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and currently do not process or comply with any web browser’s “do not track” signal or other similar mechanism that indicates a request to disable online tracking of individual users who visit our websites or use our services.
For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share your Personal Financial Information with anyone for purposes unrelated to our business functions without offering You the opportunity to:
a) “opt-out;” or
b) “opt-in;”
as required by law.
We only disclose Personal Health Information with:
a) your authorization; or
b) as otherwise allowed or required by law.
Our employees have access to Personal Information in the course of doing their jobs, such as:
a) underwriting policies;
b) paying claims;
c) developing new products; or
d) advising customers of our products and services.
We use manual and electronic security procedures to maintain:
a) the confidentiality; and
b) the integrity of;
Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protect Personal Information include:
a) secured files;
b) user authentication;
c) encryption;
d) firewall technology; and
e) the use of detection software.
We are responsible for and must:
a) identify information to be protected;
b) provide an adequate level of protection for that data; and
c) grant access to protected data only to those people who must use it in the performance of their job-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regarding Personal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
a) credit history;
b) income;
c) financial benefits; or
d) policy or claim information.
Personal Financial Information may include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) your medical records; or
b) information about your illness, disability or injury.
Personal Information means information that identifies You personally and is not otherwise available to the public. It includes:
a) Personal Financial Information; and
b) Personal Health Information.
Transaction means your business dealings with us, such as:
a) your Application;
b) your request for us to pay a claim; and
c) your request for us to take an action on your account.
You means an individual who has given us Personal Information in conjunction with:
a) asking about;
b) applying for; or
c) obtaining;
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Consumer Rights and Privacy Compliance Unit, One Hartford Plaza, Mail Drop: T 04.180, Hartford, CT 06155, or at ConsumerPrivacyInquiriesMailbox@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of February 2021), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations:
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Assurances Continentales Continentale Verzekeringen N.V; Bracht, Deckers & Mackelbert N.V.; Business Management Group, Inc.; Canal Re S.A.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford Productivity Services LLC; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HLA LLC; HL Investment Advisors, LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; Millennium Underwriting Limited; MPC Resolution Company LLC; Navigators (Asia) Limited; Navigators Corporate Underwriters Limited; Navigators Holdings (Europe) N.V.; Navigators Holdings (UK) Limited; Navigators Insurance Company; Navigators International Insurance Company Ltd.; Navigators Management Company, Inc.; Navigators Management (UK) Limited; Navigators N.V.; Navigators Specialty Insurance Company; Navigators Underwriting Agency Limited; Navigators Underwriting Limited; New BDM NV; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; NIC Investments (Chile) SpA; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Sentinel Insurance Company, Ltd; The Navigators Group, Inc.; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company; Y-Risk, LLC.
Revised February 2021
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This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report. Such offering is only made by prospectus, which includes details as to the offering price and other material information.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider the investment objectives, risks, charges and expenses of a Fund. This and other important information is contained in a Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA. Hartford Funds Management Company, LLC (HFMC) is the Funds’ investment manager. The Funds referenced herein are sub-advised by Schroder Investment Management North America Inc. Schroder Investment Management North America Ltd. serves as a sub-sub adviser to certain Funds. HFD and HFMC are not affiliated with Schroder Investment Management North America Inc. and Schroder Investment Management North America Ltd.
MFSAR-HSE21 06/21 223142 Printed in U.S.A.
(b) Not applicable.
Item 2. Code of Ethics.
Not applicable to this semi-annual filing.
Item 3. Audit Committee Financial Expert.
Not applicable to this semi-annual filing.
Item 4. Principal Accountant Fees and Services.
Not applicable to this semi-annual filing.
Item 5. Audit Committee of Listed Registrants.
Not applicable to this semi-annual filing.
Item 6. Investments.
| (a) | The Schedule of Investments in securities of unaffiliated issuers as of the close of the reporting period is included as part of the semi-annual report filed under Item 1 of this form. |
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There have been no material changes to the procedures by which the shareholders may recommend nominees to the registrant’s board of directors, where those changes were implemented after the registrant last provided disclosure in response to the requirements of Item 407(c)(2)(iv) of Regulation S-K (17 CFR 229.407) (as required by Item 22(b)(15) of Schedule 14A (17 CFR 240.14a-101)), or this Item.
Item 11. Controls and Procedures.
| (a) | The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)). |
| (b) | There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Item 12. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.
Not applicable.
Item 13. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | | | |
| | | | THE HARTFORD MUTUAL FUNDS II, INC. |
| | | |
Date: July 8, 2021 | | | | By: | | /s/ James E Davey |
| | | | | | James E. Davey |
| | | | | | President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| | | | | | |
Date: July 8, 2021 | | | | By: | | /s/ James E. Davey |
| | | | | | James E. Davey |
| | | | | | President and Chief Executive Officer |
| | | | | | |
Date: July 8, 2021 | | | | By: | | /s/ David A. Naab |
| | | | | | David A. Naab |
| | | | | | Treasurer |
| | | | | | (Principal Financial Officer and Principal Accounting Officer) |