UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number: 811-00558
THE HARTFORD MUTUAL FUNDS II, INC.
(Exact name of registrant as specified in charter)
690 Lee Road, Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
Registrant’s telephone number, including area code: (610) 386-4068
Date of fiscal year end: October 31
Date of reporting period: April 30, 2024
Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Reports to Stockholders.
Hartford Domestic
Equity Funds
Semi-Annual Report
April 30, 2024 (Unaudited)
■ The Hartford Capital Appreciation Fund |
■ Hartford Core Equity Fund |
■ The Hartford Dividend and Growth Fund |
■ The Hartford Equity Income Fund |
■ The Hartford Growth Opportunities Fund |
■ The Hartford Healthcare Fund |
■ The Hartford MidCap Fund |
■ The Hartford MidCap Value Fund |
■ The Hartford Small Cap Growth Fund |
■ Hartford Small Cap Value Fund |
■ The Hartford Small Company Fund |
A MESSAGE FROM THE PRESIDENT
Dear Shareholders
Thank you for investing in Hartford Mutual Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2023 through April 30, 2024.
Market Review
During the six months ended April 30, 2024, U.S. stocks, as measured by the S&P 500 Index,1 gained 20.98%. The period covered by this report marked the return of a new bull market for stocks, propelled in large part by a combination of U.S. economic resilience, a continued strong appetite among investors for stocks in the technology sector, and persistent hopes that recent uneven progress against inflation would ultimately not deter the U.S. Federal Reserve (Fed) from cutting interest rates sometime in 2024.
As the period began in November 2023, equities were digging themselves out of an early-autumn slump and regaining strength. The change in investor sentiment was triggered by a stream of positive economic data that pointed to shrinking inflation, low unemployment, steady wage growth, and strong labor-force participation.
In December 2023, optimism surged as the Fed held its federal funds rate steady while hinting at the possibility of up to three rate cuts in 2024. As markets rallied on hopes of imminent rate cuts, Fed Chair Jerome Powell sought to dampen expectations by emphasizing the Fed’s need for data-driven evidence of progress toward achieving its 2% inflation target. Chair Powell’s remarks in late January 2024 took the anticipated March 2024 rate cut off the table.
During the period, investors continued to place big bets on artificial intelligence by pouring billions into the stocks of the so-called Magnificent Seven.2 By March 2024, each of the major U.S. stock indices had hit new record highs as investors became convinced that the Fed had found the path to achieving the sought-after soft-landing scenario of lower inflation without a recession.
The months of January, February, and March 2024 saw the release of three consecutive Consumer Price Index (CPI)3 reports pointing to stickier-than-expected inflation levels, with prices for housing, travel, services, and energy remaining stubbornly high. With the specter of inflation still looming, some analysts—so-called “no-landing” proponents—began to suggest that the Fed might not cut rates in 2024 at all.
In early April 2024, the rally that had propelled equities to new all-time highs began to falter as investors developed fresh concerns around the Fed’s timetable for rate cuts. In mid-April 2024, Chair Powell cautioned that interest rate cuts may occur later than anticipated.
In the weeks and months ahead, markets will likely be focused on the emergence of fresh inflation data as well as the potential impacts of geopolitical events in the Middle East and a looming U.S. presidential election. With market volatility likely to persist, it’s more important than ever to maintain a strong relationship with your financial professional.
Thank you again for investing in Hartford Mutual Funds. For the most up-to-date information on our funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted index composed of 500 widely held common stocks. Indices are unmanaged and not available for direct investment. Past performance does not guarantee future results. |
2 | The Magnificent Seven include: Apple, Alphabet, Amazon, Meta Platforms, Microsoft, Nvidia, and Tesla. |
3 | The Consumer Price Index is defined by the Bureau of Labor Statistics as a measure of the average change over time in the prices paid by urban consumers for a market basket of consumer goods and services. |
Hartford Domestic Equity Funds
The Hartford Capital Appreciation Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 19.21% | 16.38% | 8.84% | 9.19% |
Class A3 | 12.65% | 9.98% | 7.62% | 8.57% |
Class C2 | 18.75% | 15.50% | 8.00% | 8.36% |
Class C4 | 17.75% | 14.50% | 8.00% | 8.36% |
Class I2 | 19.36% | 16.69% | 9.13% | 9.49% |
Class R32 | 19.01% | 15.95% | 8.45% | 8.81% |
Class R42 | 19.19% | 16.32% | 8.79% | 9.15% |
Class R52 | 19.35% | 16.69% | 9.12% | 9.48% |
Class R62 | 19.43% | 16.81% | 9.23% | 9.58% |
Class Y2 | 19.36% | 16.66% | 9.13% | 9.53% |
Class F2 | 19.44% | 16.79% | 9.23% | 9.56% |
Russell 3000 Index | 21.09% | 22.30% | 12.43% | 11.81% |
S&P 500 Index | 20.98% | 22.66% | 13.19% | 12.41% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.06% | 1.06% |
Class C | 1.85% | 1.85% |
Class I | 0.79% | 0.79% |
Class R3 | 1.42% | 1.42% |
Class R4 | 1.10% | 1.10% |
Class R5 | 0.81% | 0.81% |
Class R6 | 0.70% | 0.70% |
Class Y | 0.81% | 0.81% |
Class F | 0.70% | 0.70% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The Fund’s strategy for allocating assets among portfolio management teams may not work as intended. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 9.1% |
Consumer Discretionary | 10.4 |
Consumer Staples | 6.6 |
Energy | 3.5 |
Financials | 15.4 |
Health Care | 11.1 |
Industrials | 9.5 |
Information Technology | 24.1 |
Materials | 4.6 |
Real Estate | 2.8 |
Utilities | 1.4 |
Total | 98.5% |
Short-Term Investments | 0.7 |
Other Assets & Liabilities | 0.8 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Core Equity Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 04/30/1998 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 22.08% | 22.67% | 11.92% | 12.16% |
Class A3 | 15.37% | 15.93% | 10.66% | 11.53% |
Class C2 | 21.62% | 21.75% | 11.09% | 11.34% |
Class C4 | 20.62% | 20.75% | 11.09% | 11.34% |
Class I2 | 22.23% | 22.96% | 12.20% | 12.42% |
Class R32 | 21.85% | 22.20% | 11.51% | 11.78% |
Class R42 | 22.06% | 22.66% | 11.91% | 12.15% |
Class R52 | 22.21% | 22.97% | 12.19% | 12.46% |
Class R62 | 22.27% | 23.05% | 12.30% | 12.55% |
Class Y2 | 22.22% | 22.98% | 12.22% | 12.50% |
Class F2 | 22.27% | 23.06% | 12.30% | 12.49% |
S&P 500 Index | 20.98% | 22.66% | 13.19% | 12.41% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class I shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R6 shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares from 03/31/2015 through 02/27/2017 and Class A shares (excluding sales charges) prior to 03/31/2015. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.70% | 0.70% |
Class C | 1.45% | 1.45% |
Class I | 0.45% | 0.45% |
Class R3 | 1.08% | 1.08% |
Class R4 | 0.75% | 0.75% |
Class R5 | 0.46% | 0.46% |
Class R6 | 0.36% | 0.36% |
Class Y | 0.44% | 0.44% |
Class F | 0.36% | 0.36% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 8.9% |
Consumer Discretionary | 9.7 |
Consumer Staples | 5.4 |
Energy | 3.4 |
Financials | 13.4 |
Health Care | 14.7 |
Industrials | 9.3 |
Information Technology | 27.9 |
Materials | 1.9 |
Real Estate | 1.4 |
Utilities | 2.9 |
Total | 98.9% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 0.8 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Dividend and Growth Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 17.30% | 14.99% | 11.07% | 10.20% |
Class A3 | 10.85% | 8.66% | 9.82% | 9.58% |
Class C2 | 16.80% | 14.11% | 10.22% | 9.36% |
Class C4 | 15.80% | 13.11% | 10.22% | 9.36% |
Class I2 | 17.44% | 15.29% | 11.35% | 10.47% |
Class R32 | 17.05% | 14.55% | 10.66% | 9.81% |
Class R42 | 17.23% | 14.89% | 11.00% | 10.14% |
Class R52 | 17.41% | 15.28% | 11.34% | 10.48% |
Class R62 | 17.44% | 15.39% | 11.44% | 10.58% |
Class Y2 | 17.42% | 15.29% | 11.39% | 10.55% |
Class F2 | 17.47% | 15.42% | 11.45% | 10.54% |
S&P 500 Index5 | 20.98% | 22.66% | 13.19% | 12.41% |
Russell 1000 Value Index5 | 18.42% | 13.42% | 8.60% | 8.43% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The S&P 500 Index serves as the Fund’s performance and regulatory index and provides a broad measure of market performance. The Russell 1000 Value Index serves as the Fund’s secondary performance index. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.97% | 0.97% |
Class C | 1.74% | 1.74% |
Class I | 0.73% | 0.73% |
Class R3 | 1.35% | 1.35% |
Class R4 | 1.05% | 1.05% |
Class R5 | 0.73% | 0.73% |
Class R6 | 0.63% | 0.63% |
Class Y | 0.73% | 0.73% |
Class F | 0.63% | 0.63% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 8.1% |
Consumer Discretionary | 3.0 |
Consumer Staples | 7.0 |
Energy | 9.0 |
Financials | 17.3 |
Health Care | 14.1 |
Industrials | 8.7 |
Information Technology | 17.6 |
Materials | 4.1 |
Real Estate | 2.9 |
Utilities | 5.5 |
Total | 97.3% |
Short-Term Investments | 1.2 |
Other Assets & Liabilities | 1.5 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Equity Income Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 08/28/2003 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 13.02% | 8.56% | 9.05% | 8.74% |
Class A3 | 6.81% | 2.59% | 7.82% | 8.13% |
Class C2 | 12.54% | 7.68% | 8.21% | 7.92% |
Class C4 | 11.54% | 6.68% | 8.21% | 7.92% |
Class I2 | 13.15% | 8.72% | 9.31% | 9.00% |
Class R32 | 12.82% | 8.15% | 8.65% | 8.35% |
Class R42 | 12.96% | 8.42% | 8.96% | 8.67% |
Class R52 | 13.14% | 8.73% | 9.28% | 8.99% |
Class R62 | 13.21% | 8.87% | 9.40% | 9.11% |
Class Y2 | 13.17% | 8.79% | 9.33% | 9.06% |
Class F2 | 13.21% | 8.88% | 9.41% | 9.08% |
Russell 1000 Value Index5 | 18.42% | 13.42% | 8.60% | 8.43% |
Russell 1000 Index5 | 21.17% | 22.82% | 12.87% | 12.14% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell 1000 Value Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 1000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.97% | 0.97% |
Class C | 1.74% | 1.74% |
Class I | 0.74% | 0.74% |
Class R3 | 1.35% | 1.35% |
Class R4 | 1.06% | 1.06% |
Class R5 | 0.75% | 0.75% |
Class R6 | 0.65% | 0.65% |
Class Y | 0.73% | 0.73% |
Class F | 0.65% | 0.65% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 1.4% |
Consumer Discretionary | 4.0 |
Consumer Staples | 9.4 |
Energy | 9.7 |
Financials | 19.0 |
Health Care | 16.8 |
Industrials | 11.9 |
Information Technology | 8.9 |
Materials | 4.9 |
Real Estate | 5.6 |
Utilities | 8.2 |
Total | 99.8% |
Short-Term Investments | 0.1 |
Other Assets & Liabilities | 0.1 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Growth Opportunities Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 03/31/1963 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 31.84% | 37.15% | 11.94% | 13.80% |
Class A3 | 24.59% | 29.60% | 10.69% | 13.16% |
Class C2 | 31.31% | 36.05% | 11.10% | 12.96% |
Class C4 | 30.31% | 35.05% | 11.10% | 12.96% |
Class I2 | 32.01% | 37.50% | 12.24% | 14.09% |
Class R32 | 31.60% | 36.68% | 11.55% | 13.42% |
Class R42 | 31.78% | 37.06% | 11.89% | 13.76% |
Class R52 | 31.96% | 37.43% | 12.21% | 14.09% |
Class R62 | 32.03% | 37.61% | 12.33% | 14.21% |
Class Y2 | 31.98% | 37.49% | 12.25% | 14.16% |
Class F2 | 32.04% | 37.58% | 12.33% | 14.16% |
Russell 3000 Growth Index5 | 23.45% | 30.75% | 15.75% | 14.96% |
Russell 1000 Growth Index5 | 23.56% | 31.80% | 16.46% | 15.48% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell 3000 Growth Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 1000 Growth Index serves as the Fund’s secondary performance index. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.10% | 1.10% |
Class C | 1.88% | 1.88% |
Class I | 0.84% | 0.84% |
Class R3 | 1.44% | 1.44% |
Class R4 | 1.14% | 1.14% |
Class R5 | 0.86% | 0.86% |
Class R6 | 0.75% | 0.75% |
Class Y | 0.84% | 0.84% |
Class F | 0.75% | 0.75% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 18.2% |
Consumer Discretionary | 14.4 |
Consumer Staples | 1.0 |
Energy | 0.7 |
Financials | 6.0 |
Health Care | 12.5 |
Industrials | 5.2 |
Information Technology | 38.3 |
Materials | 1.0 |
Real Estate | 1.4 |
Total | 98.7% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 1.0 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Healthcare Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 05/01/2000 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 15.75% | 6.50% | 8.69% | 9.59% |
Class A3 | 9.38% | 0.64% | 7.46% | 8.97% |
Class C2 | 15.24% | 5.63% | 7.85% | 8.77% |
Class C4 | 14.24% | 4.63% | 7.85% | 8.77% |
Class I2 | 15.88% | 6.77% | 8.98% | 9.89% |
Class R32 | 15.54% | 6.11% | 8.31% | 9.23% |
Class R42 | 15.71% | 6.47% | 8.65% | 9.56% |
Class R52 | 15.86% | 6.73% | 8.96% | 9.88% |
Class R62 | 15.93% | 6.86% | 9.08% | 10.00% |
Class Y2 | 15.87% | 6.75% | 8.99% | 9.95% |
Class F2 | 15.95% | 6.87% | 9.08% | 9.96% |
S&P Composite 1500 Health Care Index5 | 13.68% | 6.26% | 11.01% | 11.14% |
S&P 500 Index5 | 20.98% | 22.66% | 13.19% | 12.41% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The S&P Composite 1500 Health Care Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The S&P 500 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 02/28/2019 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.27% | 1.27% |
Class C | 2.05% | 2.05% |
Class I | 1.01% | 1.01% |
Class R3 | 1.62% | 1.62% |
Class R4 | 1.29% | 1.29% |
Class R5 | 1.02% | 1.02% |
Class R6 | 0.91% | 0.91% |
Class Y | 1.01% | 1.01% |
Class F | 0.91% | 0.91% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Risks of focusing investments on the healthcare related sector include regulatory and legal developments, changes in funding or subsidies, patent and intellectual property considerations, intense competitive pressures, rapid technological changes, long and costly process for obtaining product approval by government agencies, potential product obsolescence, rising cost of medical products and services, and price volatility risk. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets.
Composition by Subsector(1) |
as of 04/30/2024 |
Subsector | Percentage of Net Assets |
Equity Securities | |
Biotechnology | 20.8% |
Health Care Equipment & Supplies | 13.2 |
Health Care Providers & Services | 21.8 |
Health Care Technology | 0.5 |
Life Sciences Tools & Services | 11.6 |
Pharmaceuticals | 30.9 |
Total | 98.8% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 0.9 |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These subsector classifications are used for financial reporting purposes. |
Fund Overview
April 30, 2024 (Unaudited)
Inception 12/31/1997 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 20.35% | 10.37% | 4.83% | 8.17% |
Class A3 | 13.73% | 4.30% | 3.65% | 7.56% |
Class C2 | 19.85% | 9.46% | 4.03% | 7.35% |
Class C4 | 18.85% | 8.46% | 4.03% | 7.35% |
Class I2 | 20.49% | 10.65% | 5.09% | 8.43% |
Class R32 | 20.12% | 9.95% | 4.45% | 7.79% |
Class R42 | 20.31% | 10.32% | 4.79% | 8.13% |
Class R52 | 20.47% | 10.61% | 5.10% | 8.45% |
Class R62 | 20.55% | 10.76% | 5.20% | 8.57% |
Class Y2 | 20.49% | 10.63% | 5.15% | 8.53% |
Class F2 | 20.54% | 10.72% | 5.21% | 8.52% |
S&P MidCap 400 Index5 | 21.90% | 16.82% | 9.47% | 9.48% |
Russell Midcap Growth Index5 | 24.49% | 20.70% | 9.52% | 10.85% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The S&P MidCap 400 Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell Midcap Growth Index serves as the Fund’s secondary performance index. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.11% | 1.11% |
Class C | 1.88% | 1.88% |
Class I | 0.83% | 0.83% |
Class R3 | 1.46% | 1.46% |
Class R4 | 1.16% | 1.16% |
Class R5 | 0.84% | 0.84% |
Class R6 | 0.75% | 0.75% |
Class Y | 0.85% | 0.85% |
Class F | 0.75% | 0.75% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 1.2% |
Consumer Discretionary | 14.0 |
Consumer Staples | 2.6 |
Energy | 3.7 |
Financials | 10.9 |
Health Care | 20.1 |
Industrials | 18.4 |
Information Technology | 25.0 |
Materials | 0.8 |
Real Estate | 1.1 |
Utilities | 2.3 |
Total | 100.1% |
Short-Term Investments | 0.2 |
Other Assets & Liabilities | (0.3) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford MidCap Value Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 04/30/2001 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 18.82% | 13.15% | 8.80% | 7.17% |
Class A3 | 12.28% | 6.92% | 7.58% | 6.56% |
Class C2 | 18.32% | 12.26% | 7.96% | 6.36% |
Class C4 | 17.32% | 11.26% | 7.96% | 6.36% |
Class I2 | 18.97% | 13.45% | 9.16% | 7.49% |
Class R32 | 18.65% | 12.76% | 8.47% | 6.85% |
Class R42 | 18.76% | 13.12% | 8.80% | 7.18% |
Class R52 | 18.98% | 13.49% | 9.14% | 7.50% |
Class R62 | 19.00% | 13.55% | 9.26% | 7.58% |
Class Y2 | 18.98% | 13.44% | 9.16% | 7.56% |
Class F2 | 19.00% | 13.55% | 9.25% | 7.58% |
Russell Midcap Value Index5 | 20.97% | 14.09% | 8.06% | 7.94% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell Midcap Value Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 06/22/2022 and performance for Class R6 shares prior to 06/22/2022 reflects the performance of Class F shares from 02/28/2017 through 06/21/2022 and Class I shares prior to 02/28/2017. Class F shares commenced operations on 02/28/2017 and performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.16% | 1.16% |
Class C | 1.94% | 1.94% |
Class I | 0.86% | 0.86% |
Class R3 | 1.48% | 1.48% |
Class R4 | 1.18% | 1.18% |
Class R5 | 0.88% | 0.88% |
Class R6 | 0.77% | 0.77% |
Class Y | 0.87% | 0.87% |
Class F | 0.76% | 0.76% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 2.6% |
Consumer Discretionary | 10.0 |
Consumer Staples | 5.5 |
Energy | 7.7 |
Financials | 21.2 |
Health Care | 6.5 |
Industrials | 19.9 |
Information Technology | 6.7 |
Materials | 5.9 |
Real Estate | 5.4 |
Utilities | 8.0 |
Total | 99.4% |
Short-Term Investments | 1.2 |
Other Assets & Liabilities | (0.6) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Small Cap Growth Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 01/04/1988 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 19.32% | 12.97% | 4.18% | 6.88% |
Class A3 | 12.76% | 6.75% | 3.00% | 6.28% |
Class C2 | 18.87% | 12.10% | 3.44% | 6.13% |
Class C4 | 17.87% | 11.10% | 3.44% | 6.13% |
Class I2 | 19.53% | 13.40% | 4.56% | 7.24% |
Class R32 | 19.19% | 12.70% | 3.91% | 6.60% |
Class R42 | 19.35% | 13.02% | 4.22% | 6.93% |
Class R52 | 19.52% | 13.40% | 4.54% | 7.26% |
Class R62 | 19.59% | 13.50% | 4.65% | 7.36% |
Class Y2 | 19.56% | 13.43% | 4.59% | 7.33% |
Class F2 | 19.60% | 13.48% | 4.65% | 7.32% |
Russell 2000 Growth Index5 | 21.31% | 12.39% | 5.04% | 7.60% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell 2000 Growth Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.32% | 1.32% |
Class C | 2.10% | 2.10% |
Class I | 0.94% | 0.94% |
Class R3 | 1.57% | 1.57% |
Class R4 | 1.27% | 1.27% |
Class R5 | 0.93% | 0.93% |
Class R6 | 0.85% | 0.85% |
Class Y | 0.96% | 0.92% |
Class F | 0.85% | 0.85% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements, if any. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 1.0% |
Consumer Discretionary | 12.8 |
Consumer Staples | 2.9 |
Energy | 4.6 |
Financials | 5.5 |
Health Care | 22.5 |
Industrials | 20.2 |
Information Technology | 23.9 |
Materials | 4.2 |
Real Estate | 1.5 |
Total | 99.1% |
Short-Term Investments | 1.0 |
Other Assets & Liabilities | (0.1) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Small Cap Value Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 01/01/2005 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 17.69% | 14.81% | 6.57% | 6.43% |
Class A3 | 11.22% | 8.50% | 5.37% | 5.83% |
Class C2 | 17.21% | 13.94% | 5.77% | 5.63% |
Class C4 | 16.21% | 12.94% | 5.77% | 5.63% |
Class I2 | 17.89% | 15.12% | 6.91% | 6.74% |
Class R32 | 17.51% | 14.55% | 6.40% | 6.24% |
Class R42 | 17.72% | 14.91% | 6.67% | 6.52% |
Class R52 | 17.90% | 15.29% | 7.01% | 6.84% |
Class R62 | 17.91% | 15.31% | 7.10% | 6.93% |
Class Y2 | 18.00% | 15.28% | 7.05% | 6.90% |
Class F2 | 17.92% | 15.27% | 7.09% | 6.85% |
Russell 2000 Value Index5 | 18.09% | 14.03% | 5.96% | 6.45% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell 2000 Value Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class I shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R6 shares commenced operations on 02/28/2018 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares from 03/31/2015 through 02/27/2017 and Class A shares (excluding sales charges) prior to 03/31/2015. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
Performance prior to 11/01/2018 reflects when the Fund pursued different strategies.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.32% | 1.30% |
Class C | 2.12% | 2.05% |
Class I | 1.01% | 1.00% |
Class R3 | 1.59% | 1.50% |
Class R4 | 1.29% | 1.20% |
Class R5 | 0.99% | 0.90% |
Class R6 | 0.88% | 0.80% |
Class Y | 0.98% | 0.85% |
Class F | 0.88% | 0.80% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 1.3% |
Consumer Discretionary | 15.9 |
Consumer Staples | 2.8 |
Energy | 4.9 |
Financials | 33.3 |
Health Care | 8.0 |
Industrials | 11.6 |
Information Technology | 10.1 |
Materials | 3.8 |
Real Estate | 3.7 |
Utilities | 3.5 |
Total | 98.9% |
Short-Term Investments | 1.0 |
Other Assets & Liabilities | 0.1 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Small Company Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 20.28% | 12.85% | 5.74% | 7.54% |
Class A3 | 13.67% | 6.65% | 4.55% | 6.93% |
Class C2 | 19.70% | 11.91% | 4.87% | 6.69% |
Class C4 | 18.70% | 10.91% | 4.87% | 6.69% |
Class I2 | 20.42% | 13.17% | 6.05% | 7.82% |
Class R32 | 20.12% | 12.49% | 5.42% | 7.27% |
Class R42 | 20.26% | 12.82% | 5.74% | 7.59% |
Class R52 | 20.47% | 13.17% | 6.06% | 7.92% |
Class R62 | 20.51% | 13.29% | 6.16% | 8.01% |
Class Y2 | 20.49% | 13.18% | 6.06% | 7.95% |
Class F2 | 20.53% | 13.29% | 6.17% | 7.93% |
Russell 2000 Growth Index5 | 21.31% | 12.39% | 5.04% | 7.60% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell 2000 Growth Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.31% | 1.31% |
Class C | 2.14% | 2.14% |
Class I | 1.00% | 1.00% |
Class R3 | 1.61% | 1.61% |
Class R4 | 1.31% | 1.31% |
Class R5 | 1.01% | 1.01% |
Class R6 | 0.89% | 0.89% |
Class Y | 1.00% | 1.00% |
Class F | 0.89% | 0.89% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.3% |
Consumer Discretionary | 12.2 |
Consumer Staples | 2.7 |
Energy | 5.7 |
Financials | 4.9 |
Health Care | 23.8 |
Industrials | 24.8 |
Information Technology | 15.9 |
Materials | 3.0 |
Real Estate | 2.9 |
Total | 99.2% |
Short-Term Investments | 0.8 |
Other Assets & Liabilities | 0.0 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Domestic Equity Funds
Index Glossary (Unaudited)
Russell 1000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership. |
Russell 1000 Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index. The Russell 3000 Index is designed to measure the performance of the 3,000 largest US companies based on total market capitalizations. |
Russell Midcap Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap growth segment of the US equity universe. It includes those Russell Midcap Index companies with relatively higher price-to-book ratios, higher I/B/E/S forecast medium term (2 year) growth and higher sales per share historical growth (5 years). |
Russell 1000 Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with lower price-to-book ratios and lower forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership. |
Russell 2000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest US-domiciled company common stocks based on a combination of their market capitalization and current index membership. |
Russell 2000 Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index companies with lower price-to-book ratios and lower forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest US-domiciled company common stocks based on a combination of their market capitalization and current index membership. |
Russell 3000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 3000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 3000 Index is designed to measure the performance of the 3,000 largest US companies based on their market capitalization. |
Russell 3000 Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the 3,000 largest US companies based on total market capitalization. |
Russell Midcap Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap value segment of the US equity universe. It includes those Russell Midcap Index companies with lower price-to-book ratios and lower forecasted growth values. |
S&P 500 Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index composed of 500 widely held common stocks. |
S&P Composite 1500 Health Care Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index comprised of those companies included in the S&P Composite 1500 that are classified as members of the Global Industry Classification Standard (GICS®) health care sector. |
S&P MidCap 400 Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index designed to measure the performance of the mid-cap segment of the market. The index is composed of 400 constituent companies. |
Hartford Domestic Equity Funds
Expense Examples (Unaudited)
Your Fund's Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service (12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2023 through April 30, 2024. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class' annualized expense ratio multiplied by average account value over the period, multiplied by 182/366 (to reflect the one-half year period).
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Annualized expense ratio |
The Hartford Capital Appreciation Fund |
Class A | $ 1,000.00 | | $ 1,192.10 | | $ 5.67 | | $ 1,000.00 | | $ 1,019.69 | | $ 5.22 | | 1.04% |
Class C | $ 1,000.00 | | $ 1,187.50 | | $ 10.06 | | $ 1,000.00 | | $ 1,015.66 | | $ 9.27 | | 1.85% |
Class I | $ 1,000.00 | | $ 1,193.60 | | $ 4.25 | | $ 1,000.00 | | $ 1,020.98 | | $ 3.92 | | 0.78% |
Class R3 | $ 1,000.00 | | $ 1,190.10 | | $ 7.62 | | $ 1,000.00 | | $ 1,017.90 | | $ 7.02 | | 1.40% |
Class R4 | $ 1,000.00 | | $ 1,191.90 | | $ 5.94 | | $ 1,000.00 | | $ 1,019.44 | | $ 5.47 | | 1.09% |
Class R5 | $ 1,000.00 | | $ 1,193.50 | | $ 4.36 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% |
Class R6 | $ 1,000.00 | | $ 1,194.30 | | $ 3.82 | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52 | | 0.70% |
Class Y | $ 1,000.00 | | $ 1,193.60 | | $ 4.31 | | $ 1,000.00 | | $ 1,020.93 | | $ 3.97 | | 0.79% |
Class F | $ 1,000.00 | | $ 1,194.40 | | $ 3.82 | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52 | | 0.70% |
Hartford Core Equity Fund |
Class A | $ 1,000.00 | | $ 1,220.80 | | $ 3.81 | | $ 1,000.00 | | $ 1,021.43 | | $ 3.47 | | 0.69% |
Class C | $ 1,000.00 | | $ 1,216.20 | | $ 7.99 | | $ 1,000.00 | | $ 1,017.65 | | $ 7.27 | | 1.45% |
Class I | $ 1,000.00 | | $ 1,222.30 | | $ 2.54 | | $ 1,000.00 | | $ 1,022.58 | | $ 2.31 | | 0.46% |
Class R3 | $ 1,000.00 | | $ 1,218.50 | | $ 5.96 | | $ 1,000.00 | | $ 1,019.49 | | $ 5.42 | | 1.08% |
Class R4 | $ 1,000.00 | | $ 1,220.60 | | $ 3.92 | | $ 1,000.00 | | $ 1,021.33 | | $ 3.57 | | 0.71% |
Class R5 | $ 1,000.00 | | $ 1,222.10 | | $ 2.60 | | $ 1,000.00 | | $ 1,022.53 | | $ 2.36 | | 0.47% |
Class R6 | $ 1,000.00 | | $ 1,222.70 | | $ 1.99 | | $ 1,000.00 | | $ 1,023.07 | | $ 1.81 | | 0.36% |
Class Y | $ 1,000.00 | | $ 1,222.20 | | $ 2.49 | | $ 1,000.00 | | $ 1,022.63 | | $ 2.26 | | 0.45% |
Class F | $ 1,000.00 | | $ 1,222.70 | | $ 1.99 | | $ 1,000.00 | | $ 1,023.07 | | $ 1.81 | | 0.36% |
Hartford Domestic Equity Funds
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Annualized expense ratio |
The Hartford Dividend and Growth Fund |
Class A | $ 1,000.00 | | $ 1,173.00 | | $ 5.13 | | $ 1,000.00 | | $ 1,020.14 | | $ 4.77 | | 0.95% |
Class C | $ 1,000.00 | | $ 1,168.00 | | $ 9.33 | | $ 1,000.00 | | $ 1,016.26 | | $ 8.67 | | 1.73% |
Class I | $ 1,000.00 | | $ 1,174.40 | | $ 3.89 | | $ 1,000.00 | | $ 1,021.28 | | $ 3.62 | | 0.72% |
Class R3 | $ 1,000.00 | | $ 1,170.50 | | $ 7.23 | | $ 1,000.00 | | $ 1,018.20 | | $ 6.72 | | 1.34% |
Class R4 | $ 1,000.00 | | $ 1,172.30 | | $ 5.56 | | $ 1,000.00 | | $ 1,019.74 | | $ 5.17 | | 1.03% |
Class R5 | $ 1,000.00 | | $ 1,174.10 | | $ 3.95 | | $ 1,000.00 | | $ 1,021.23 | | $ 3.67 | | 0.73% |
Class R6 | $ 1,000.00 | | $ 1,174.40 | | $ 3.41 | | $ 1,000.00 | | $ 1,021.73 | | $ 3.17 | | 0.63% |
Class Y | $ 1,000.00 | | $ 1,174.20 | | $ 3.89 | | $ 1,000.00 | | $ 1,021.28 | | $ 3.62 | | 0.72% |
Class F | $ 1,000.00 | | $ 1,174.70 | | $ 3.41 | | $ 1,000.00 | | $ 1,021.73 | | $ 3.17 | | 0.63% |
The Hartford Equity Income Fund |
Class A | $ 1,000.00 | | $ 1,130.20 | | $ 5.19 | | $ 1,000.00 | | $ 1,019.99 | | $ 4.92 | | 0.98% |
Class C | $ 1,000.00 | | $ 1,125.40 | | $ 9.30 | | $ 1,000.00 | | $ 1,016.11 | | $ 8.82 | | 1.76% |
Class I | $ 1,000.00 | | $ 1,131.50 | | $ 3.97 | | $ 1,000.00 | | $ 1,021.13 | | $ 3.77 | | 0.75% |
Class R3 | $ 1,000.00 | | $ 1,128.20 | | $ 7.20 | | $ 1,000.00 | | $ 1,018.10 | | $ 6.82 | | 1.36% |
Class R4 | $ 1,000.00 | | $ 1,129.60 | | $ 5.61 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.32 | | 1.06% |
Class R5 | $ 1,000.00 | | $ 1,131.40 | | $ 4.03 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.82 | | 0.76% |
Class R6 | $ 1,000.00 | | $ 1,132.10 | | $ 3.45 | | $ 1,000.00 | | $ 1,021.63 | | $ 3.27 | | 0.65% |
Class Y | $ 1,000.00 | | $ 1,131.70 | | $ 3.82 | | $ 1,000.00 | | $ 1,021.28 | | $ 3.62 | | 0.72% |
Class F | $ 1,000.00 | | $ 1,132.10 | | $ 3.45 | | $ 1,000.00 | | $ 1,021.63 | | $ 3.27 | | 0.65% |
The Hartford Growth Opportunities Fund |
Class A | $ 1,000.00 | | $ 1,318.40 | | $ 6.57 | | $ 1,000.00 | | $ 1,019.19 | | $ 5.72 | | 1.14% (1) |
Class C | $ 1,000.00 | | $ 1,313.10 | | $ 11.16 | | $ 1,000.00 | | $ 1,015.22 | | $ 9.72 | | 1.94% (1) |
Class I | $ 1,000.00 | | $ 1,320.10 | | $ 5.13 | | $ 1,000.00 | | $ 1,020.44 | | $ 4.47 | | 0.89% (1) |
Class R3 | $ 1,000.00 | | $ 1,316.00 | | $ 8.64 | | $ 1,000.00 | | $ 1,017.40 | | $ 7.52 | | 1.50% (1) |
Class R4 | $ 1,000.00 | | $ 1,317.80 | | $ 6.86 | | $ 1,000.00 | | $ 1,018.95 | | $ 5.97 | | 1.19% (1) |
Class R5 | $ 1,000.00 | | $ 1,319.60 | | $ 5.31 | | $ 1,000.00 | | $ 1,020.29 | | $ 4.62 | | 0.92% (1) |
Class R6 | $ 1,000.00 | | $ 1,320.30 | | $ 4.62 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% (1) |
Class Y | $ 1,000.00 | | $ 1,319.80 | | $ 5.08 | | $ 1,000.00 | | $ 1,020.49 | | $ 4.42 | | 0.88% (1) |
Class F | $ 1,000.00 | | $ 1,320.40 | | $ 4.62 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% (1) |
The Hartford Healthcare Fund |
Class A | $ 1,000.00 | | $ 1,157.50 | | $ 6.87 | | $ 1,000.00 | | $ 1,018.50 | | $ 6.42 | | 1.28% |
Class C | $ 1,000.00 | | $ 1,152.40 | | $ 11.18 | | $ 1,000.00 | | $ 1,014.47 | | $ 10.47 | | 2.09% |
Class I | $ 1,000.00 | | $ 1,158.80 | | $ 5.47 | | $ 1,000.00 | | $ 1,019.79 | | $ 5.12 | | 1.02% |
Class R3 | $ 1,000.00 | | $ 1,155.40 | | $ 8.74 | | $ 1,000.00 | | $ 1,016.76 | | $ 8.17 | | 1.63% |
Class R4 | $ 1,000.00 | | $ 1,157.10 | | $ 7.08 | | $ 1,000.00 | | $ 1,018.30 | | $ 6.62 | | 1.32% |
Class R5 | $ 1,000.00 | | $ 1,158.60 | | $ 5.53 | | $ 1,000.00 | | $ 1,019.74 | | $ 5.17 | | 1.03% |
Class R6 | $ 1,000.00 | | $ 1,159.30 | | $ 4.94 | | $ 1,000.00 | | $ 1,020.29 | | $ 4.62 | | 0.92% |
Class Y | $ 1,000.00 | | $ 1,158.70 | | $ 5.53 | | $ 1,000.00 | | $ 1,019.74 | | $ 5.17 | | 1.03% |
Class F | $ 1,000.00 | | $ 1,159.50 | | $ 4.94 | | $ 1,000.00 | | $ 1,020.29 | | $ 4.62 | | 0.92% |
The Hartford MidCap Fund |
Class A | $ 1,000.00 | | $ 1,203.50 | | $ 6.08 | | $ 1,000.00 | | $ 1,019.34 | | $ 5.57 | | 1.11% |
Class C | $ 1,000.00 | | $ 1,198.50 | | $ 10.39 | | $ 1,000.00 | | $ 1,015.42 | | $ 9.52 | | 1.90% |
Class I | $ 1,000.00 | | $ 1,204.90 | | $ 4.66 | | $ 1,000.00 | | $ 1,020.64 | | $ 4.27 | | 0.85% |
Class R3 | $ 1,000.00 | | $ 1,201.20 | | $ 7.99 | | $ 1,000.00 | | $ 1,017.60 | | $ 7.32 | | 1.46% |
Class R4 | $ 1,000.00 | | $ 1,203.10 | | $ 6.24 | | $ 1,000.00 | | $ 1,019.19 | | $ 5.72 | | 1.14% |
Class R5 | $ 1,000.00 | | $ 1,204.70 | | $ 4.77 | | $ 1,000.00 | | $ 1,020.54 | | $ 4.37 | | 0.87% |
Class R6 | $ 1,000.00 | | $ 1,205.50 | | $ 4.11 | | $ 1,000.00 | | $ 1,021.13 | | $ 3.77 | | 0.75% |
Class Y | $ 1,000.00 | | $ 1,204.90 | | $ 4.71 | | $ 1,000.00 | | $ 1,020.59 | | $ 4.32 | | 0.86% |
Class F | $ 1,000.00 | | $ 1,205.40 | | $ 4.11 | | $ 1,000.00 | | $ 1,021.13 | | $ 3.77 | | 0.75% |
Hartford Domestic Equity Funds
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Annualized expense ratio |
The Hartford MidCap Value Fund |
Class A | $ 1,000.00 | | $ 1,188.20 | | $ 6.20 | | $ 1,000.00 | | $ 1,019.19 | | $ 5.72 | | 1.14% |
Class C | $ 1,000.00 | | $ 1,183.20 | | $ 10.69 | | $ 1,000.00 | | $ 1,015.07 | | $ 9.87 | | 1.97% |
Class I | $ 1,000.00 | | $ 1,189.70 | | $ 4.74 | | $ 1,000.00 | | $ 1,020.54 | | $ 4.37 | | 0.87% |
Class R3 | $ 1,000.00 | | $ 1,186.50 | | $ 7.94 | | $ 1,000.00 | | $ 1,017.60 | | $ 7.32 | | 1.46% |
Class R4 | $ 1,000.00 | | $ 1,187.60 | | $ 6.36 | | $ 1,000.00 | | $ 1,019.05 | | $ 5.87 | | 1.17% |
Class R5 | $ 1,000.00 | | $ 1,189.80 | | $ 4.74 | | $ 1,000.00 | | $ 1,020.54 | | $ 4.37 | | 0.87% |
Class R6 | $ 1,000.00 | | $ 1,190.00 | | $ 4.14 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.82 | | 0.76% |
Class Y | $ 1,000.00 | | $ 1,189.80 | | $ 4.68 | | $ 1,000.00 | | $ 1,020.59 | | $ 4.32 | | 0.86% |
Class F | $ 1,000.00 | | $ 1,190.00 | | $ 4.14 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.82 | | 0.76% |
The Hartford Small Cap Growth Fund |
Class A | $ 1,000.00 | | $ 1,193.20 | | $ 7.14 | | $ 1,000.00 | | $ 1,018.35 | | $ 6.57 | | 1.31% |
Class C | $ 1,000.00 | | $ 1,188.70 | | $ 11.37 | | $ 1,000.00 | | $ 1,014.47 | | $ 10.47 | | 2.09% |
Class I | $ 1,000.00 | | $ 1,195.30 | | $ 5.19 | | $ 1,000.00 | | $ 1,020.14 | | $ 4.77 | | 0.95% |
Class R3 | $ 1,000.00 | | $ 1,191.90 | | $ 8.50 | | $ 1,000.00 | | $ 1,017.11 | | $ 7.82 | | 1.56% |
Class R4 | $ 1,000.00 | | $ 1,193.50 | | $ 6.98 | | $ 1,000.00 | | $ 1,018.50 | | $ 6.42 | | 1.28% |
Class R5 | $ 1,000.00 | | $ 1,195.20 | | $ 5.24 | | $ 1,000.00 | | $ 1,020.09 | | $ 4.82 | | 0.96% |
Class R6 | $ 1,000.00 | | $ 1,195.90 | | $ 4.70 | | $ 1,000.00 | | $ 1,020.59 | | $ 4.32 | | 0.86% |
Class Y | $ 1,000.00 | | $ 1,195.60 | | $ 5.08 | | $ 1,000.00 | | $ 1,020.24 | | $ 4.67 | | 0.93% |
Class F | $ 1,000.00 | | $ 1,196.00 | | $ 4.70 | | $ 1,000.00 | | $ 1,020.59 | | $ 4.32 | | 0.86% |
Hartford Small Cap Value Fund |
Class A | $ 1,000.00 | | $ 1,176.90 | | $ 7.04 | | $ 1,000.00 | | $ 1,018.40 | | $ 6.52 | | 1.30% |
Class C | $ 1,000.00 | | $ 1,172.10 | | $ 11.07 | | $ 1,000.00 | | $ 1,014.67 | | $ 10.27 | | 2.05% |
Class I | $ 1,000.00 | | $ 1,178.90 | | $ 5.42 | | $ 1,000.00 | | $ 1,019.89 | | $ 5.02 | | 1.00% |
Class R3 | $ 1,000.00 | | $ 1,175.10 | | $ 8.11 | | $ 1,000.00 | | $ 1,017.40 | | $ 7.52 | | 1.50% |
Class R4 | $ 1,000.00 | | $ 1,177.20 | | $ 6.50 | | $ 1,000.00 | | $ 1,018.90 | | $ 6.02 | | 1.20% |
Class R5 | $ 1,000.00 | | $ 1,179.00 | | $ 4.88 | | $ 1,000.00 | | $ 1,020.39 | | $ 4.52 | | 0.90% |
Class R6 | $ 1,000.00 | | $ 1,179.10 | | $ 4.33 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% |
Class Y | $ 1,000.00 | | $ 1,180.00 | | $ 4.61 | | $ 1,000.00 | | $ 1,020.64 | | $ 4.27 | | 0.85% |
Class F | $ 1,000.00 | | $ 1,179.20 | | $ 4.33 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% |
The Hartford Small Company Fund |
Class A | $ 1,000.00 | | $ 1,202.80 | | $ 7.12 | | $ 1,000.00 | | $ 1,018.40 | | $ 6.52 | | 1.30% |
Class C | $ 1,000.00 | | $ 1,197.00 | | $ 11.64 | | $ 1,000.00 | | $ 1,014.27 | | $ 10.67 | | 2.13% |
Class I | $ 1,000.00 | | $ 1,204.20 | | $ 5.48 | | $ 1,000.00 | | $ 1,019.89 | | $ 5.02 | | 1.00% |
Class R3 | $ 1,000.00 | | $ 1,201.20 | | $ 8.65 | | $ 1,000.00 | | $ 1,017.01 | | $ 7.92 | | 1.58% |
Class R4 | $ 1,000.00 | | $ 1,202.60 | | $ 7.06 | | $ 1,000.00 | | $ 1,018.45 | | $ 6.47 | | 1.29% |
Class R5 | $ 1,000.00 | | $ 1,204.70 | | $ 5.48 | | $ 1,000.00 | | $ 1,019.89 | | $ 5.02 | | 1.00% |
Class R6 | $ 1,000.00 | | $ 1,205.10 | | $ 4.88 | | $ 1,000.00 | | $ 1,020.44 | | $ 4.47 | | 0.89% |
Class Y | $ 1,000.00 | | $ 1,204.90 | | $ 5.43 | | $ 1,000.00 | | $ 1,019.94 | | $ 4.97 | | 0.99% |
Class F | $ 1,000.00 | | $ 1,205.30 | | $ 4.88 | | $ 1,000.00 | | $ 1,020.44 | | $ 4.47 | | 0.89% |
(1) | The expense ratio includes expenses associated with The Hartford Growth Opportunities Fund’s shareholder meeting held on December 13, 2023, which was ultimately adjourned until January 23, 2024. If these expenses were excluded, the ratios would have been as follows: 1.08% (Class A), 1.87% (Class C), 0.82% (Class I), 1.43% (Class R3), 1.12% (Class R4), 0.84% (Class R5), 0.73% (Class R6), 0.82% (Class Y) and 0.74% (Class F). |
The Hartford Capital Appreciation Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.2% |
| Automobiles & Components - 0.8% |
793,002 | Gentex Corp. | $ 27,199,969 |
1,403,053 | Goodyear Tire & Rubber Co.* | 16,780,514 |
| | | 43,980,483 |
| Banks - 3.5% |
936,657 | Bank of Nova Scotia(1) | 42,992,556 |
1,101,777 | Cadence Bank | 30,486,170 |
397,899 | JP Morgan Chase & Co. | 76,293,154 |
212,600 | M&T Bank Corp. | 30,697,314 |
325,807 | SouthState Corp. | 24,663,590 |
| | | 205,132,784 |
| Capital Goods - 5.5% |
297,466 | AerCap Holdings NV* | 25,132,902 |
61,721 | Axon Enterprise, Inc.* | 19,359,409 |
313,764 | Fortune Brands Innovations, Inc. | 22,936,148 |
94,327 | General Dynamics Corp. | 27,080,339 |
806,800 | HF Global, Inc.*(2)(3) | 22,541,992 |
527,595 | Honeywell International, Inc. | 101,683,384 |
229,406 | John Bean Technologies Corp. | 20,437,781 |
56,578 | Lockheed Martin Corp. | 26,304,810 |
186,840 | Middleby Corp.* | 25,965,155 |
57,846 | Northrop Grumman Corp. | 28,057,045 |
15,553 | Westinghouse Air Brake Technologies Corp. | 2,505,277 |
| | | 322,004,242 |
| Commercial & Professional Services - 0.7% |
313,034 | Copart, Inc.* | 17,000,876 |
27,880 | Dayforce, Inc.* | 1,710,996 |
21,149 | Genpact Ltd. | 650,120 |
164,935 | Leidos Holdings, Inc. | 23,127,186 |
| | | 42,489,178 |
| Consumer Discretionary Distribution & Retail - 5.5% |
915,636 | Amazon.com, Inc.* | 160,236,300 |
17,740 | Floor & Decor Holdings, Inc. Class A* | 1,957,254 |
1,162,863 | LKQ Corp. | 50,154,281 |
11,583 | O'Reilly Automotive, Inc.* | 11,736,591 |
844,924 | TJX Cos., Inc. | 79,498,899 |
316,327 | Tory Burch LLC*(2)(3) | 14,399,191 |
| | | 317,982,516 |
| Consumer Durables & Apparel - 1.6% |
13,716 | Deckers Outdoor Corp.* | 11,226,134 |
514,364 | NIKE, Inc. Class B | 47,455,223 |
266 | NVR, Inc.* | 1,978,734 |
392,259 | On Holding AG Class A* | 12,454,223 |
563,807 | Steven Madden Ltd. | 22,783,441 |
| | | 95,897,755 |
| Consumer Services - 2.5% |
1,624,993 | Denny's Corp.* | 13,032,444 |
535,934 | DraftKings, Inc. Class A* | 22,273,417 |
265,618 | McDonald's Corp. | 72,524,339 |
96,486 | Royal Caribbean Cruises Ltd.* | 13,472,340 |
354,061 | Wyndham Hotels & Resorts, Inc. | 26,027,024 |
| | | 147,329,564 |
| Consumer Staples Distribution & Retail - 0.5% |
556,853 | U.S. Foods Holding Corp.* | 27,981,863 |
| Energy - 3.5% |
531,631 | Chevron Corp. | 85,736,131 |
1,987,860 | Coterra Energy, Inc. | 54,387,850 |
814,449 | EQT Corp. | 32,651,260 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.2% - (continued) |
| Energy - 3.5% - (continued) |
759,156 | Marathon Oil Corp. | $ 20,383,339 |
92,665 | Targa Resources Corp. | 10,569,370 |
| | | 203,727,950 |
| Equity Real Estate Investment Trusts (REITs) - 2.5% |
363,964 | American Tower Corp. REIT | 62,441,664 |
1,354,491 | Brixmor Property Group, Inc. REIT | 29,934,251 |
553,875 | Gaming & Leisure Properties, Inc. REIT | 23,667,079 |
229,935 | Simon Property Group, Inc. REIT | 32,312,765 |
| | | 148,355,759 |
| Financial Services - 7.0% |
549,866 | American Express Co. | 128,685,140 |
173,612 | Block, Inc.* | 12,673,676 |
14,251 | Hamilton Lane, Inc. Class A | 1,592,122 |
121,450 | KKR & Co., Inc. | 11,303,351 |
68,594 | Mastercard, Inc. Class A | 30,949,613 |
520,410 | Morgan Stanley | 47,274,044 |
5,684 | Morningstar, Inc. | 1,606,583 |
747,410 | StepStone Group, Inc. Class A | 26,959,079 |
531,817 | TPG, Inc. | 22,921,313 |
283,834 | Tradeweb Markets, Inc. Class A | 28,868,756 |
257,794 | Visa, Inc. Class A | 69,246,046 |
358,322 | Voya Financial, Inc. | 24,423,228 |
9,609 | WEX, Inc.* | 2,029,997 |
| | | 408,532,948 |
| Food, Beverage & Tobacco - 3.8% |
27,839 | Celsius Holdings, Inc.* | 1,984,086 |
431,809 | Coca-Cola Co. | 26,672,842 |
386,142 | Kraft Heinz Co. | 14,908,943 |
358,588 | PepsiCo, Inc. | 63,079,215 |
634,665 | Philip Morris International, Inc. | 60,255,095 |
859,042 | Tyson Foods, Inc. Class A | 52,100,897 |
| | | 219,001,078 |
| Health Care Equipment & Services - 6.4% |
101,679 | agilon health, Inc.* | 559,235 |
47,677 | Align Technology, Inc.* | 13,463,031 |
658,997 | Dentsply Sirona, Inc. | 19,776,500 |
131,947 | Dexcom, Inc.* | 16,808,728 |
547,231 | Integra LifeSciences Holdings Corp.* | 15,962,728 |
46,892 | Intuitive Surgical, Inc.* | 17,379,113 |
983,616 | Medtronic PLC | 78,925,348 |
41,501 | Shockwave Medical, Inc.* | 13,703,215 |
177,615 | Stryker Corp. | 59,767,448 |
284,086 | UnitedHealth Group, Inc. | 137,412,398 |
9,261 | Veeva Systems, Inc. Class A* | 1,838,864 |
| | | 375,596,608 |
| Household & Personal Products - 2.3% |
644,902 | Colgate-Palmolive Co. | 59,279,392 |
81,432 | elf Beauty, Inc.* | 13,235,143 |
387,622 | Procter & Gamble Co. | 63,259,910 |
| | | 135,774,445 |
| Insurance - 4.6% |
245,086 | Chubb Ltd. | 60,938,183 |
79,073 | Everest Group Ltd. | 28,973,138 |
177,853 | Hanover Insurance Group, Inc. | 23,088,877 |
687,469 | Kemper Corp. | 40,086,317 |
311,251 | Marsh & McLennan Cos., Inc. | 62,072,787 |
656,548 | Principal Financial Group, Inc. | 51,959,209 |
| | | 267,118,511 |
| Materials - 4.6% |
447,660 | BHP Group Ltd. ADR(1) | 24,692,926 |
The accompanying notes are an integral part of these financial statements.
The Hartford Capital Appreciation Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.2% - (continued) |
| Materials - 4.6% - (continued) |
206,005 | Celanese Corp. | $ 31,644,428 |
1,091,842 | FMC Corp. | 64,429,597 |
848,406 | Huntsman Corp. | 20,242,967 |
423,407 | Ingevity Corp.* | 21,653,034 |
160,719 | Linde PLC | 70,870,650 |
89,803 | Reliance, Inc. | 25,568,710 |
45,510 | Vulcan Materials Co. | 11,724,741 |
| | | 270,827,053 |
| Media & Entertainment - 8.4% |
925,940 | Alphabet, Inc. Class A* | 150,724,513 |
359,126 | Alphabet, Inc. Class C* | 59,126,505 |
770,039 | Cargurus, Inc.* | 17,295,076 |
252,762 | Liberty Media Corp.-Liberty Formula One Class C* | 17,685,757 |
123,027 | Live Nation Entertainment, Inc.* | 10,938,331 |
247,130 | Meta Platforms, Inc. Class A | 106,307,912 |
58,643 | Netflix, Inc.* | 32,291,181 |
566,970 | Omnicom Group, Inc. | 52,637,495 |
621,031 | Pinterest, Inc. Class A* | 20,773,487 |
72,580 | Spotify Technology SA* | 20,354,335 |
| | | 488,134,592 |
| Pharmaceuticals, Biotechnology & Life Sciences - 4.7% |
38,036 | Apellis Pharmaceuticals, Inc.* | 1,680,811 |
316,791 | Danaher Corp. | 78,126,996 |
68,794 | Eli Lilly & Co. | 53,734,993 |
285,376 | Exact Sciences Corp.* | 16,937,066 |
438,136 | Merck & Co., Inc. | 56,615,934 |
1,701,405 | Pfizer, Inc. | 43,589,996 |
67,034 | PTC Therapeutics, Inc.* | 2,155,143 |
13,298 | Sarepta Therapeutics, Inc.* | 1,684,325 |
37,965 | Ultragenyx Pharmaceutical, Inc.* | 1,615,031 |
9,988 | United Therapeutics Corp.* | 2,340,488 |
36,899 | Vertex Pharmaceuticals, Inc.* | 14,494,296 |
| | | 272,975,079 |
| Real Estate Management & Development - 0.3% |
199,588 | CoStar Group, Inc.* | 18,268,290 |
| Semiconductors & Semiconductor Equipment - 8.0% |
136,457 | ARM Holdings PLC ADR* | 13,810,813 |
27,907 | Broadcom, Inc. | 36,286,635 |
185,237 | Marvell Technology, Inc. | 12,208,971 |
133,541 | Micron Technology, Inc. | 15,084,791 |
231,105 | MKS Instruments, Inc. | 27,496,873 |
2,957 | Monolithic Power Systems, Inc. | 1,979,209 |
258,605 | NVIDIA Corp. | 223,439,892 |
249,965 | QUALCOMM, Inc. | 41,456,695 |
30,305 | Rambus, Inc.* | 1,661,320 |
320,634 | Silicon Motion Technology Corp. ADR | 23,665,995 |
400,840 | Texas Instruments, Inc. | 70,716,193 |
| | | 467,807,387 |
| Software & Services - 9.5% |
215,634 | Accenture PLC Class A | 64,886,427 |
47,348 | Adobe, Inc.* | 21,914,075 |
663,483 | Cognizant Technology Solutions Corp. Class A | 43,577,563 |
19,317 | Crowdstrike Holdings, Inc. Class A* | 5,650,995 |
126,430 | Datadog, Inc. Class A* | 15,866,965 |
37,559 | Dynatrace, Inc.* | 1,701,798 |
172,295 | Gitlab, Inc. Class A* | 9,040,319 |
3,546 | HubSpot, Inc.* | 2,144,869 |
794,886 | Microsoft Corp. | 309,472,966 |
34,855 | MongoDB, Inc.* | 12,728,349 |
1,477 | Rubicon Earnout Shares*(2)(3) | 31 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.2% - (continued) |
| Software & Services - 9.5% - (continued) |
19,693 | Rubicon Technologies, Inc.* | $ 8,326 |
157,544 | Rubicon TRA Placeholder*(2)(3) | 18,905 |
79,515 | Salesforce, Inc. | 21,384,764 |
36,787 | ServiceNow, Inc.* | 25,505,531 |
12,640 | Sharecare, Inc. Earnout*(2)(3) | 91 |
130,984 | Shopify, Inc. Class A* | 9,195,077 |
76,309 | Snowflake, Inc. Class A* | 11,843,157 |
4,149 | Workday, Inc. Class A* | 1,015,385 |
| | | 555,955,593 |
| Technology Hardware & Equipment - 6.6% |
1,723,824 | Apple, Inc. | 293,618,942 |
226,200 | Belden, Inc. | 18,383,274 |
7,688 | CDW Corp. | 1,859,420 |
400,624 | Cisco Systems, Inc. | 18,821,315 |
396,512 | Coherent Corp.* | 21,661,451 |
1,125,350 | Flex Ltd.* | 32,241,277 |
| | | 386,585,679 |
| Telecommunication Services - 0.7% |
241,476 | T-Mobile U.S., Inc. | 39,643,115 |
| Transportation - 3.3% |
1,158,726 | Delta Air Lines, Inc. | 58,017,411 |
4,309 | Expeditors International of Washington, Inc. | 479,635 |
1,566,811 | Knight-Swift Transportation Holdings, Inc. | 72,433,672 |
593,197 | Southwest Airlines Co. | 15,387,530 |
250,129 | Uber Technologies, Inc.* | 16,576,049 |
123,877 | Union Pacific Corp. | 29,378,669 |
| | | 192,272,966 |
| Utilities - 1.4% |
449,517 | American Electric Power Co., Inc. | 38,671,948 |
176,371 | Atmos Energy Corp. | 20,794,141 |
765,033 | NiSource, Inc. | 21,313,819 |
33,956 | Vistra Corp. | 2,575,223 |
| | | 83,355,131 |
| Total Common Stocks (cost $4,498,476,177) | | $ 5,736,730,569 |
CONVERTIBLE PREFERRED STOCKS - 0.0% |
| Software & Services - 0.0% |
566,622 | Essence Group Holdings Corp.*(2)(3)(4) | $ 872,598 |
77,707 | Lookout, Inc. Series F*(2)(3)(4) | 663,618 |
| Total Convertible Preferred Stocks (cost $1,783,654) | | $ 1,536,216 |
EXCHANGE-TRADED FUNDS - 0.3% |
| Other Investment Pools & Funds - 0.3% |
47,218 | iShares Russell 1000 Growth ETF | $ 15,243,859 |
| Total Exchange-Traded Funds (cost $15,320,909) | | $ 15,243,859 |
| Total Long-Term Investments (cost $4,515,580,740) | | $ 5,753,510,644 |
The accompanying notes are an integral part of these financial statements.
The Hartford Capital Appreciation Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.7% |
| Repurchase Agreements - 0.4% |
$ 21,816,909 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $21,820,127; collateralized by U.S. Treasury Notes at 2.38%-3.13%, maturing 05/15/2029-08/31/2029, with a total market value of $22,253,327 | $ 21,816,909 |
| Securities Lending Collateral - 0.3% |
2,980,484 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(5) | 2,980,484 |
9,934,949 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(5) | 9,934,949 |
2,980,485 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(5) | 2,980,485 |
2,980,485 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(5) | 2,980,485 |
| | | 18,876,403 |
| Total Short-Term Investments (cost $40,693,312) | $ 40,693,312 |
| Total Investments (cost $4,556,274,052) | 99.2% | $ 5,794,203,956 |
| Other Assets and Liabilities | 0.8% | 49,097,276 |
| Total Net Assets | 100.0% | $ 5,843,301,232 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $38,496,426 or 0.7% of net assets. |
Period Acquired | | Security Name | | Shares/ Par Value | | Total Cost | | Market Value |
05/2014 | | Essence Group Holdings Corp. Convertible Preferred | | 566,622 | | $ 895,999 | | $ 872,598 |
06/2015 | | HF Global, Inc. | | 806,800 | | 10,846,942 | | 22,541,992 |
07/2014 | | Lookout, Inc. Series F Convertible Preferred | | 77,707 | | 887,655 | | 663,618 |
09/2015 | | Rubicon Earnout Shares | | 1,477 | | — | | 31 |
09/2015 | | Rubicon TRA Placeholder | | 157,544 | | — | | 18,905 |
07/2021 | | Sharecare, Inc. Earnout | | 12,640 | | — | | 91 |
11/2013 | | Tory Burch LLC | | 316,327 | | 24,792,580 | | 14,399,191 |
| | | | | | $ 37,423,176 | | $ 38,496,426 |
(3) | Investment valued using significant unobservable inputs. |
(4) | Currently no rate available. |
(5) | Current yield as of period end. |
Futures Contracts Outstanding at April 30, 2024 |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts: |
S&P 500 (E-Mini) Future | | 321 | | 06/21/2024 | | $ 81,325,350 | | $ (1,909,517) |
Total futures contracts | | $ (1,909,517) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
The Hartford Capital Appreciation Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 43,980,483 | | $ 43,980,483 | | $ — | | $ — |
Banks | | 205,132,784 | | 205,132,784 | | — | | — |
Capital Goods | | 322,004,242 | | 299,462,250 | | — | | 22,541,992 |
Commercial & Professional Services | | 42,489,178 | | 42,489,178 | | — | | — |
Consumer Discretionary Distribution & Retail | | 317,982,516 | | 303,583,325 | | — | | 14,399,191 |
Consumer Durables & Apparel | | 95,897,755 | | 95,897,755 | | — | | — |
Consumer Services | | 147,329,564 | | 147,329,564 | | — | | — |
Consumer Staples Distribution & Retail | | 27,981,863 | | 27,981,863 | | — | | — |
Energy | | 203,727,950 | | 203,727,950 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 148,355,759 | | 148,355,759 | | — | | — |
Financial Services | | 408,532,948 | | 408,532,948 | | — | | — |
Food, Beverage & Tobacco | | 219,001,078 | | 219,001,078 | | — | | — |
Health Care Equipment & Services | | 375,596,608 | | 375,596,608 | | — | | — |
Household & Personal Products | | 135,774,445 | | 135,774,445 | | — | | — |
Insurance | | 267,118,511 | | 267,118,511 | | — | | — |
Materials | | 270,827,053 | | 270,827,053 | | — | | — |
Media & Entertainment | | 488,134,592 | | 488,134,592 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 272,975,079 | | 272,975,079 | | — | | — |
Real Estate Management & Development | | 18,268,290 | | 18,268,290 | | — | | — |
Semiconductors & Semiconductor Equipment | | 467,807,387 | | 467,807,387 | | — | | — |
Software & Services | | 555,955,593 | | 555,936,566 | | — | | 19,027 |
Technology Hardware & Equipment | | 386,585,679 | | 386,585,679 | | — | | — |
Telecommunication Services | | 39,643,115 | | 39,643,115 | | — | | — |
Transportation | | 192,272,966 | | 192,272,966 | | — | | — |
Utilities | | 83,355,131 | | 83,355,131 | | — | | — |
Convertible Preferred Stocks | | 1,536,216 | | — | | — | | 1,536,216 |
Exchange-Traded Funds | | 15,243,859 | | 15,243,859 | | — | | — |
Short-Term Investments | | 40,693,312 | | 18,876,403 | | 21,816,909 | | — |
Total | | $ 5,794,203,956 | | $ 5,733,890,621 | | $ 21,816,909 | | $ 38,496,426 |
Liabilities | | | | | | | | |
Futures Contracts(2) | | $ (1,909,517) | | $ (1,909,517) | | $ — | | $ — |
Total | | $ (1,909,517) | | $ (1,909,517) | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Core Equity Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.9% |
| Banks - 4.6% |
3,900,377 | Bank of America Corp. | $ 144,352,953 |
1,258,726 | JP Morgan Chase & Co. | 241,348,123 |
401,292 | PNC Financial Services Group, Inc. | 61,502,012 |
| | | 447,203,088 |
| Capital Goods - 8.4% |
513,312 | AMETEK, Inc. | 89,655,074 |
230,059 | Deere & Co. | 90,047,393 |
635,037 | Emerson Electric Co. | 68,444,288 |
427,952 | GE Vernova, Inc.* | 65,780,502 |
404,505 | General Dynamics Corp. | 116,129,340 |
352,201 | IDEX Corp. | 77,646,233 |
383,148 | Illinois Tool Works, Inc. | 93,530,258 |
1,045,566 | Ingersoll Rand, Inc. | 97,572,219 |
1,153,398 | RTX Corp. | 117,092,965 |
| | | 815,898,272 |
| Commercial & Professional Services - 0.9% |
458,964 | Republic Services, Inc. | 87,983,399 |
| Consumer Discretionary Distribution & Retail - 7.1% |
2,719,959 | Amazon.com, Inc.* | 475,992,825 |
37,891 | AutoZone, Inc.* | 112,020,952 |
1,067,032 | TJX Cos., Inc. | 100,397,041 |
| | | 688,410,818 |
| Consumer Durables & Apparel - 0.6% |
639,676 | NIKE, Inc. Class B | 59,016,508 |
| Consumer Services - 2.0% |
364,826 | Marriott International, Inc. Class A | 86,146,363 |
405,619 | McDonald's Corp. | 110,750,212 |
| | | 196,896,575 |
| Energy - 3.4% |
562,510 | Chesapeake Energy Corp.(1) | 50,558,399 |
987,257 | ConocoPhillips | 124,019,224 |
780,722 | EOG Resources, Inc. | 103,156,798 |
401,747 | Phillips 66 | 57,534,188 |
| | | 335,268,609 |
| Equity Real Estate Investment Trusts (REITs) - 1.4% |
586,680 | Prologis, Inc. REIT | 59,870,694 |
764,704 | Welltower, Inc. REIT | 72,860,997 |
| | | 132,731,691 |
| Financial Services - 5.9% |
537,484 | American Express Co. | 125,787,381 |
1,395,130 | Charles Schwab Corp. | 103,169,863 |
460,931 | Mastercard, Inc. Class A | 207,972,067 |
1,475,737 | Morgan Stanley | 134,055,949 |
| | | 570,985,260 |
| Food, Beverage & Tobacco - 2.0% |
1,079,856 | Brown-Forman Corp. Class B | 51,671,110 |
357,079 | Constellation Brands, Inc. Class A | 90,505,243 |
990,032 | Monster Beverage Corp.* | 52,917,210 |
| | | 195,093,563 |
| Health Care Equipment & Services - 5.6% |
1,199,511 | Abbott Laboratories | 127,112,181 |
1,661,065 | Boston Scientific Corp.* | 119,380,741 |
371,701 | Cencora, Inc. | 88,855,124 |
423,151 | UnitedHealth Group, Inc. | 204,678,139 |
| | | 540,026,185 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.9% - (continued) |
| Household & Personal Products - 3.4% |
786,796 | Estee Lauder Cos., Inc. Class A | $ 115,430,841 |
1,306,264 | Procter & Gamble Co. | 213,182,285 |
| | | 328,613,126 |
| Insurance - 2.9% |
854,003 | Arch Capital Group Ltd.* | 79,883,441 |
362,230 | Chubb Ltd. | 90,064,867 |
539,272 | Progressive Corp. | 112,303,394 |
| | | 282,251,702 |
| Materials - 1.9% |
1,301,627 | Freeport-McMoRan, Inc. | 65,003,252 |
262,214 | Linde PLC | 115,625,886 |
| | | 180,629,138 |
| Media & Entertainment - 8.9% |
2,963,466 | Alphabet, Inc. Class A* | 482,392,995 |
601,065 | Meta Platforms, Inc. Class A | 258,560,131 |
214,787 | Netflix, Inc.* | 118,270,314 |
| | | 859,223,440 |
| Pharmaceuticals, Biotechnology & Life Sciences - 9.1% |
445,472 | Danaher Corp. | 109,862,305 |
305,013 | Eli Lilly & Co. | 238,245,654 |
1,404,341 | Merck & Co., Inc. | 181,468,944 |
87,443 | Regeneron Pharmaceuticals, Inc.* | 77,881,983 |
202,474 | Thermo Fisher Scientific, Inc. | 115,151,013 |
192,275 | Vertex Pharmaceuticals, Inc.* | 75,527,543 |
540,938 | Zoetis, Inc. | 86,138,967 |
| | | 884,276,409 |
| Semiconductors & Semiconductor Equipment - 9.7% |
168,011 | Broadcom, Inc. | 218,459,663 |
168,125 | KLA Corp. | 115,886,882 |
571,956 | NVIDIA Corp. | 494,181,423 |
636,017 | Texas Instruments, Inc. | 112,206,119 |
| | | 940,734,087 |
| Software & Services - 11.1% |
291,344 | Accenture PLC Class A | 87,668,323 |
1,775,131 | Microsoft Corp. | 691,111,752 |
173,234 | Roper Technologies, Inc. | 88,602,261 |
483,072 | Salesforce, Inc. | 129,917,384 |
328,153 | Workday, Inc. Class A* | 80,308,884 |
| | | 1,077,608,604 |
| Technology Hardware & Equipment - 7.1% |
2,713,032 | Apple, Inc. | 462,110,741 |
463,078 | CDW Corp. | 112,000,045 |
349,257 | Motorola Solutions, Inc. | 118,450,511 |
| | | 692,561,297 |
| Utilities - 2.9% |
1,264,215 | American Electric Power Co., Inc. | 108,760,416 |
1,024,221 | Duke Energy Corp. | 100,639,956 |
4,117,445 | PG&E Corp. | 70,449,484 |
| | | 279,849,856 |
| Total Common Stocks (cost $5,351,074,072) | | $ 9,595,261,627 |
The accompanying notes are an integral part of these financial statements.
Hartford Core Equity Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.3% |
| Repurchase Agreements - 0.2% |
$ 20,492,028 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $20,495,051; collateralized by U.S. Treasury Notes at 0.50%-1.75%, maturing 10/31/2027-01/31/2029, with a total market value of $20,901,984 | $ 20,492,028 |
| Securities Lending Collateral - 0.1% |
1,666,562 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | 1,666,562 |
5,555,209 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 5,555,209 |
1,666,563 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 1,666,563 |
1,666,563 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 1,666,563 |
| | | 10,554,897 |
| Total Short-Term Investments (cost $31,046,925) | $ 31,046,925 |
| Total Investments (cost $5,382,120,997) | 99.2% | $ 9,626,308,552 |
| Other Assets and Liabilities | 0.8% | 73,599,516 |
| Total Net Assets | 100.0% | $ 9,699,908,068 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 447,203,088 | | $ 447,203,088 | | $ — | | $ — |
Capital Goods | | 815,898,272 | | 815,898,272 | | — | | — |
Commercial & Professional Services | | 87,983,399 | | 87,983,399 | | — | | — |
Consumer Discretionary Distribution & Retail | | 688,410,818 | | 688,410,818 | | — | | — |
Consumer Durables & Apparel | | 59,016,508 | | 59,016,508 | | — | | — |
Consumer Services | | 196,896,575 | | 196,896,575 | | — | | — |
Energy | | 335,268,609 | | 335,268,609 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 132,731,691 | | 132,731,691 | | — | | — |
Financial Services | | 570,985,260 | | 570,985,260 | | — | | — |
Food, Beverage & Tobacco | | 195,093,563 | | 195,093,563 | | — | | — |
Health Care Equipment & Services | | 540,026,185 | | 540,026,185 | | — | | — |
Household & Personal Products | | 328,613,126 | | 328,613,126 | | — | | — |
Insurance | | 282,251,702 | | 282,251,702 | | — | | — |
Materials | | 180,629,138 | | 180,629,138 | | — | | — |
Media & Entertainment | | 859,223,440 | | 859,223,440 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 884,276,409 | | 884,276,409 | | — | | — |
Semiconductors & Semiconductor Equipment | | 940,734,087 | | 940,734,087 | | — | | — |
Software & Services | | 1,077,608,604 | | 1,077,608,604 | | — | | — |
Technology Hardware & Equipment | | 692,561,297 | | 692,561,297 | | — | | — |
Utilities | | 279,849,856 | | 279,849,856 | | — | | — |
Short-Term Investments | | 31,046,925 | | 10,554,897 | | 20,492,028 | | — |
Total | | $ 9,626,308,552 | | $ 9,605,816,524 | | $ 20,492,028 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Dividend and Growth Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.3% |
| Banks - 7.1% |
6,174,998 | Bank of America Corp. | $ 228,536,676 |
2,416,761 | JP Morgan Chase & Co. | 463,389,754 |
8,715,362 | Wells Fargo & Co. | 516,995,274 |
| | | 1,208,921,704 |
| Capital Goods - 7.7% |
982,143 | Airbus SE | 161,619,224 |
663,258 | General Dynamics Corp. | 190,414,739 |
850,087 | Honeywell International, Inc. | 163,837,268 |
3,180,816 | Johnson Controls International PLC | 206,975,697 |
470,611 | Lockheed Martin Corp. | 218,801,172 |
2,130,388 | Otis Worldwide Corp. | 194,291,386 |
1,095,275 | Westinghouse Air Brake Technologies Corp. | 176,426,897 |
| | | 1,312,366,383 |
| Consumer Discretionary Distribution & Retail - 3.0% |
634,139 | Home Depot, Inc. | 211,941,937 |
470,864 | Lowe's Cos., Inc. | 107,352,283 |
2,105,065 | TJX Cos., Inc. | 198,065,566 |
| | | 517,359,786 |
| Consumer Staples Distribution & Retail - 0.6% |
1,306,753 | Sysco Corp. | 97,117,883 |
| Energy - 9.0% |
1,301,344 | Chevron Corp. | 209,867,747 |
2,622,144 | ConocoPhillips | 329,393,729 |
8,039,389 | Coterra Energy, Inc. | 219,957,683 |
1,273,413 | Diamondback Energy, Inc. | 256,121,557 |
4,223,186 | TotalEnergies SE ADR(1) | 306,054,289 |
5,213,385 | Williams Cos., Inc. | 199,985,449 |
| | | 1,521,380,454 |
| Equity Real Estate Investment Trusts (REITs) - 2.9% |
1,372,701 | American Tower Corp. REIT | 235,500,584 |
5,536,021 | Host Hotels & Resorts, Inc. REIT | 104,464,716 |
584,176 | Public Storage REIT | 151,564,463 |
| | | 491,529,763 |
| Financial Services - 7.1% |
1,176,716 | American Express Co. | 275,386,845 |
184,373 | BlackRock, Inc. | 139,135,241 |
1,072,330 | Charles Schwab Corp. | 79,298,804 |
2,414,605 | Morgan Stanley | 219,342,718 |
481,360 | S&P Global, Inc. | 200,163,929 |
1,082,615 | Visa, Inc. Class A | 290,801,215 |
| | | 1,204,128,752 |
| Food, Beverage & Tobacco - 4.2% |
4,698,436 | Keurig Dr Pepper, Inc. | 158,337,293 |
1,410,258 | Mondelez International, Inc. Class A | 101,453,961 |
2,802,142 | Philip Morris International, Inc. | 266,035,361 |
2,995,710 | Tyson Foods, Inc. Class A | 181,689,812 |
| | | 707,516,427 |
| Health Care Equipment & Services - 7.0% |
797,053 | Becton Dickinson & Co. | 186,988,634 |
466,812 | Elevance Health, Inc. | 246,747,487 |
606,822 | HCA Healthcare, Inc. | 188,005,592 |
2,832,086 | Medtronic PLC | 227,246,581 |
697,286 | UnitedHealth Group, Inc. | 337,277,238 |
| | | 1,186,265,532 |
| Household & Personal Products - 2.2% |
4,478,090 | Kenvue, Inc. | 84,277,654 |
5,473,709 | Unilever PLC ADR | 283,811,811 |
| | | 368,089,465 |
| Insurance - 3.1% |
2,665,979 | American International Group, Inc. | 200,774,878 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.3% - (continued) |
| Insurance - 3.1% - (continued) |
430,317 | Chubb Ltd. | $ 106,994,019 |
2,788,636 | Principal Financial Group, Inc. | 220,692,653 |
| | | 528,461,550 |
| Materials - 4.1% |
17,888,465 | Amcor PLC | 159,922,877 |
2,969,331 | BHP Group Ltd. ADR(1) | 163,788,298 |
1,326,335 | Celanese Corp. | 203,738,320 |
2,989,927 | FMC Corp. | 176,435,592 |
| | | 703,885,087 |
| Media & Entertainment - 7.2% |
4,334,132 | Alphabet, Inc. Class A* | 705,510,007 |
3,333,785 | Comcast Corp. Class A | 127,050,547 |
2,244,844 | Omnicom Group, Inc. | 208,411,317 |
1,556,152 | Walt Disney Co. | 172,888,487 |
| | | 1,213,860,358 |
| Pharmaceuticals, Biotechnology & Life Sciences - 7.1% |
1,227,350 | Agilent Technologies, Inc. | 168,196,044 |
3,287,659 | AstraZeneca PLC ADR | 249,467,565 |
1,034,315 | Gilead Sciences, Inc. | 67,437,338 |
2,283,642 | Merck & Co., Inc. | 295,092,219 |
2,016,519 | Novartis AG ADR | 195,864,490 |
8,744,577 | Pfizer, Inc. | 224,036,063 |
| | | 1,200,093,719 |
| Semiconductors & Semiconductor Equipment - 6.2% |
1,863,936 | Intel Corp. | 56,794,130 |
1,860,809 | Micron Technology, Inc. | 210,196,985 |
689,323 | NXP Semiconductors NV | 176,597,659 |
2,044,714 | QUALCOMM, Inc. | 339,115,817 |
1,492,880 | Texas Instruments, Inc. | 263,373,889 |
| | | 1,046,078,480 |
| Software & Services - 6.9% |
582,830 | Accenture PLC Class A | 175,379,375 |
3,975,186 | Cognizant Technology Solutions Corp. Class A | 261,090,217 |
1,900,083 | Microsoft Corp. | 739,759,314 |
| | | 1,176,228,906 |
| Technology Hardware & Equipment - 4.5% |
2,382,225 | Apple, Inc. | 405,764,384 |
7,443,020 | Cisco Systems, Inc. | 349,673,080 |
| | | 755,437,464 |
| Telecommunication Services - 0.9% |
737,362 | T-Mobile U.S., Inc. | 121,052,719 |
945,630 | Verizon Communications, Inc. | 37,342,929 |
| | | 158,395,648 |
| Transportation - 1.0% |
2,422,981 | Delta Air Lines, Inc. | 121,318,659 |
2,047,213 | Southwest Airlines Co. | 53,104,705 |
| | | 174,423,364 |
| Utilities - 5.5% |
3,180,026 | American Electric Power Co., Inc. | 273,577,637 |
681,381 | Constellation Energy Corp. | 126,695,983 |
2,047,310 | Duke Energy Corp. | 201,168,680 |
3,710,172 | Exelon Corp. | 139,428,264 |
2,741,522 | Sempra | 196,375,221 |
| | | 937,245,785 |
| Total Common Stocks (cost $11,229,083,069) | | $ 16,508,786,510 |
The accompanying notes are an integral part of these financial statements.
The Hartford Dividend and Growth Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.2% |
| Repurchase Agreements - 0.5% |
$ 93,230,984 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $93,244,736; collateralized by U.S. Treasury Notes at 1.75%-2.38%, maturing 01/31/2029-05/15/2029, with a total market value of $95,095,695 | $ 93,230,984 |
| Securities Lending Collateral - 0.7% |
18,066,919 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | 18,066,919 |
60,223,061 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 60,223,061 |
18,066,918 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 18,066,918 |
18,066,918 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 18,066,918 |
| | | 114,423,816 |
| Total Short-Term Investments (cost $207,654,800) | $ 207,654,800 |
| Total Investments (cost $11,436,737,869) | 98.5% | $ 16,716,441,310 |
| Other Assets and Liabilities | 1.5% | 251,032,091 |
| Total Net Assets | 100.0% | $ 16,967,473,401 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 1,208,921,704 | | $ 1,208,921,704 | | $ — | | $ — |
Capital Goods | | 1,312,366,383 | | 1,150,747,159 | | 161,619,224 | | — |
Consumer Discretionary Distribution & Retail | | 517,359,786 | | 517,359,786 | | — | | — |
Consumer Staples Distribution & Retail | | 97,117,883 | | 97,117,883 | | — | | — |
Energy | | 1,521,380,454 | | 1,521,380,454 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 491,529,763 | | 491,529,763 | | — | | — |
Financial Services | | 1,204,128,752 | | 1,204,128,752 | | — | | — |
Food, Beverage & Tobacco | | 707,516,427 | | 707,516,427 | | — | | — |
Health Care Equipment & Services | | 1,186,265,532 | | 1,186,265,532 | | — | | — |
Household & Personal Products | | 368,089,465 | | 368,089,465 | | — | | — |
Insurance | | 528,461,550 | | 528,461,550 | | — | | — |
Materials | | 703,885,087 | | 703,885,087 | | — | | — |
Media & Entertainment | | 1,213,860,358 | | 1,213,860,358 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 1,200,093,719 | | 1,200,093,719 | | — | | — |
Semiconductors & Semiconductor Equipment | | 1,046,078,480 | | 1,046,078,480 | | — | | — |
Software & Services | | 1,176,228,906 | | 1,176,228,906 | | — | | — |
Technology Hardware & Equipment | | 755,437,464 | | 755,437,464 | | — | | — |
Telecommunication Services | | 158,395,648 | | 158,395,648 | | — | | — |
Transportation | | 174,423,364 | | 174,423,364 | | — | | — |
Utilities | | 937,245,785 | | 937,245,785 | | — | | — |
Short-Term Investments | | 207,654,800 | | 114,423,816 | | 93,230,984 | | — |
Total | | $ 16,716,441,310 | | $ 16,461,591,102 | | $ 254,850,208 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Equity Income Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.8% |
| Banks - 7.8% |
916,281 | JP Morgan Chase & Co. | $ 175,687,719 |
536,987 | M&T Bank Corp. | 77,535,553 |
3,810,604 | Regions Financial Corp. | 73,430,339 |
676,290 | Royal Bank of Canada | 65,430,622 |
| | | 392,084,233 |
| Capital Goods - 8.5% |
723,158 | Emerson Electric Co. | 77,941,969 |
324,077 | General Dynamics Corp. | 93,039,266 |
258,348 | Honeywell International, Inc. | 49,791,410 |
862,068 | Johnson Controls International PLC | 56,094,765 |
360,256 | L3Harris Technologies, Inc. | 77,112,797 |
224,554 | PACCAR, Inc. | 23,827,425 |
276,078 | Siemens AG | 51,718,657 |
| | | 429,526,289 |
| Consumer Discretionary Distribution & Retail - 2.1% |
1,333,337 | LKQ Corp. | 57,506,825 |
185,767 | Tractor Supply Co. | 50,729,252 |
| | | 108,236,077 |
| Consumer Durables & Apparel - 1.0% |
320,755 | Lennar Corp. Class A | 48,632,873 |
| Consumer Services - 0.9% |
13,306 | Booking Holdings, Inc. | 45,932,711 |
| Energy - 9.7% |
899,999 | ConocoPhillips | 113,057,874 |
2,554,528 | Coterra Energy, Inc. | 69,891,886 |
866,613 | EOG Resources, Inc. | 114,505,576 |
1,521,119 | EQT Corp. | 60,981,661 |
163,218 | Hess Corp. | 25,705,203 |
407,549 | Phillips 66 | 58,365,092 |
397,281 | Targa Resources Corp. | 45,313,871 |
| | | 487,821,163 |
| Equity Real Estate Investment Trusts (REITs) - 5.6% |
951,896 | Crown Castle, Inc. REIT | 89,268,807 |
1,834,049 | Gaming & Leisure Properties, Inc. REIT | 78,368,914 |
2,474,812 | Host Hotels & Resorts, Inc. REIT | 46,699,702 |
2,174,748 | Weyerhaeuser Co. REIT | 65,612,147 |
| | | 279,949,570 |
| Financial Services - 7.3% |
550,703 | Ares Management Corp. Class A | 73,293,062 |
699,272 | Equitable Holdings, Inc. | 25,810,130 |
100,757 | Goldman Sachs Group, Inc. | 42,994,019 |
460,468 | Intercontinental Exchange, Inc. | 59,289,860 |
762,456 | Morgan Stanley | 69,261,503 |
415,382 | Nasdaq, Inc. | 24,860,613 |
609,813 | Raymond James Financial, Inc. | 74,397,186 |
| | | 369,906,373 |
| Food, Beverage & Tobacco - 6.1% |
913,656 | Archer-Daniels-Midland Co. | 53,595,061 |
2,410,856 | Keurig Dr Pepper, Inc. | 81,245,847 |
478,988 | Pernod Ricard SA | 72,443,161 |
1,068,935 | Philip Morris International, Inc. | 101,484,689 |
| | | 308,768,758 |
| Health Care Equipment & Services - 4.0% |
170,366 | Becton Dickinson & Co. | 39,967,864 |
116,652 | Elevance Health, Inc. | 61,659,914 |
210,178 | UnitedHealth Group, Inc. | 101,663,098 |
| | | 203,290,876 |
| Household & Personal Products - 3.3% |
3,683,338 | Kenvue, Inc. | 69,320,421 |
1,828,040 | Unilever PLC ADR | 94,783,874 |
| | | 164,104,295 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.8% - (continued) |
| Insurance - 3.9% |
173,257 | Allstate Corp. | $ 29,464,086 |
951,501 | American International Group, Inc. | 71,657,540 |
1,367,186 | MetLife, Inc. | 97,179,581 |
| | | 198,301,207 |
| Materials - 4.9% |
3,054,215 | Barrick Gold Corp. | 50,822,138 |
314,419 | Celanese Corp. | 48,297,902 |
383,790 | PPG Industries, Inc. | 49,508,910 |
1,465,283 | Rio Tinto PLC ADR | 99,390,146 |
| | | 248,019,096 |
| Media & Entertainment - 0.6% |
334,020 | Omnicom Group, Inc. | 31,010,417 |
| Pharmaceuticals, Biotechnology & Life Sciences - 12.8% |
980,316 | AstraZeneca PLC ADR | 74,386,378 |
1,210,374 | Gilead Sciences, Inc. | 78,916,385 |
811,235 | Johnson & Johnson | 117,296,469 |
1,354,674 | Merck & Co., Inc. | 175,050,974 |
5,480,904 | Pfizer, Inc. | 140,420,760 |
242,981 | Roche Holding AG | 58,221,697 |
| | | 644,292,663 |
| Semiconductors & Semiconductor Equipment - 3.4% |
35,292 | Broadcom, Inc. | 45,889,129 |
339,010 | NXP Semiconductors NV | 86,850,972 |
240,639 | QUALCOMM, Inc. | 39,909,978 |
| | | 172,650,079 |
| Software & Services - 0.9% |
551,769 | Amdocs Ltd. | 46,343,078 |
| Technology Hardware & Equipment - 4.6% |
2,219,747 | Cisco Systems, Inc. | 104,283,714 |
1,893,273 | Corning, Inc. | 63,197,453 |
456,977 | TE Connectivity Ltd. | 64,653,106 |
| | | 232,134,273 |
| Telecommunication Services - 0.8% |
249,172 | T-Mobile U.S., Inc. | 40,906,567 |
| Transportation - 3.4% |
391,545 | Canadian National Railway Co. | 47,523,520 |
766,147 | Knight-Swift Transportation Holdings, Inc. | 35,418,976 |
590,782 | United Parcel Service, Inc. Class B | 87,128,529 |
| | | 170,071,025 |
| Utilities - 8.2% |
680,630 | American Electric Power Co., Inc. | 58,554,599 |
678,403 | Atmos Energy Corp. | 79,983,714 |
1,100,004 | Dominion Energy, Inc. | 56,078,204 |
2,256,382 | Exelon Corp. | 84,794,836 |
1,927,227 | PPL Corp. | 52,921,653 |
1,111,424 | Sempra | 79,611,301 |
| | | 411,944,307 |
| Total Common Stocks (cost $4,157,688,958) | | $ 5,033,925,930 |
The accompanying notes are an integral part of these financial statements.
The Hartford Equity Income Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.1% |
| Repurchase Agreements - 0.1% |
$ 5,603,391 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $5,604,218; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $5,715,590 | $ 5,603,391 |
| Total Short-Term Investments (cost $5,603,391) | $ 5,603,391 |
| Total Investments (cost $4,163,292,349) | 99.9% | $ 5,039,529,321 |
| Other Assets and Liabilities | 0.1% | 6,733,544 |
| Total Net Assets | 100.0% | $ 5,046,262,865 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 392,084,233 | | $ 392,084,233 | | $ — | | $ — |
Capital Goods | | 429,526,289 | | 377,807,632 | | 51,718,657 | | — |
Consumer Discretionary Distribution & Retail | | 108,236,077 | | 108,236,077 | | — | | — |
Consumer Durables & Apparel | | 48,632,873 | | 48,632,873 | | — | | — |
Consumer Services | | 45,932,711 | | 45,932,711 | | — | | — |
Energy | | 487,821,163 | | 487,821,163 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 279,949,570 | | 279,949,570 | | — | | — |
Financial Services | | 369,906,373 | | 369,906,373 | | — | | — |
Food, Beverage & Tobacco | | 308,768,758 | | 236,325,597 | | 72,443,161 | | — |
Health Care Equipment & Services | | 203,290,876 | | 203,290,876 | | — | | — |
Household & Personal Products | | 164,104,295 | | 164,104,295 | | — | | — |
Insurance | | 198,301,207 | | 198,301,207 | | — | | — |
Materials | | 248,019,096 | | 248,019,096 | | — | | — |
Media & Entertainment | | 31,010,417 | | 31,010,417 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 644,292,663 | | 586,070,966 | | 58,221,697 | | — |
Semiconductors & Semiconductor Equipment | | 172,650,079 | | 172,650,079 | | — | | — |
Software & Services | | 46,343,078 | | 46,343,078 | | — | | — |
Technology Hardware & Equipment | | 232,134,273 | | 232,134,273 | | — | | — |
Telecommunication Services | | 40,906,567 | | 40,906,567 | | — | | — |
Transportation | | 170,071,025 | | 170,071,025 | | — | | — |
Utilities | | 411,944,307 | | 411,944,307 | | — | | — |
Short-Term Investments | | 5,603,391 | | — | | 5,603,391 | | — |
Total | | $ 5,039,529,321 | | $ 4,851,542,415 | | $ 187,986,906 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Growth Opportunities Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.9% |
| Capital Goods - 2.5% |
214,310 | Axon Enterprise, Inc.* | $ 67,220,475 |
348,458 | General Electric Co. | 56,387,473 |
| | | 123,607,948 |
| Commercial & Professional Services - 1.3% |
1,127,536 | Copart, Inc.* | 61,236,480 |
| Consumer Discretionary Distribution & Retail - 9.9% |
2,444,000 | Amazon.com, Inc.* | 427,700,000 |
48,284 | O'Reilly Automotive, Inc.* | 48,924,246 |
171,581 | Tory Burch LLC*(1)(2) | 7,810,366 |
| | | 484,434,612 |
| Consumer Durables & Apparel - 1.9% |
47,005 | Deckers Outdoor Corp.* | 38,472,183 |
1,647,907 | On Holding AG Class A* | 52,321,047 |
| | | 90,793,230 |
| Consumer Services - 2.6% |
1,820,054 | DraftKings, Inc. Class A* | 75,641,444 |
365,631 | Royal Caribbean Cruises Ltd.* | 51,053,057 |
| | | 126,694,501 |
| Energy - 0.7% |
292,144 | Targa Resources Corp. | 33,321,945 |
| Financial Services - 4.5% |
719,824 | Block, Inc.* | 52,547,152 |
511,272 | KKR & Co., Inc. | 47,584,085 |
1,174,616 | Tradeweb Markets, Inc. Class A | 119,470,193 |
| | | 219,601,430 |
| Health Care Equipment & Services - 5.1% |
181,009 | Align Technology, Inc.* | 51,113,321 |
534,450 | Dexcom, Inc.* | 68,083,586 |
197,441 | Intuitive Surgical, Inc.* | 73,175,583 |
174,620 | Shockwave Medical, Inc.* | 57,657,778 |
| | | 250,030,268 |
| Household & Personal Products - 1.0% |
299,823 | elf Beauty, Inc.* | 48,730,232 |
| Materials - 1.0% |
193,336 | Vulcan Materials Co. | 49,809,154 |
| Media & Entertainment - 17.1% |
1,518,602 | Alphabet, Inc. Class A* | 247,198,033 |
1,017,830 | Liberty Media Corp.-Liberty Formula One Class C* | 71,217,565 |
515,846 | Live Nation Entertainment, Inc.* | 45,863,868 |
411,242 | Meta Platforms, Inc. Class A | 176,903,971 |
243,314 | Netflix, Inc.* | 133,978,421 |
2,336,587 | Pinterest, Inc. Class A* | 78,158,835 |
284,890 | Spotify Technology SA* | 79,894,552 |
| | | 833,215,245 |
| Pharmaceuticals, Biotechnology & Life Sciences - 7.4% |
295,074 | Eli Lilly & Co. | 230,482,301 |
1,172,190 | Exact Sciences Corp.* | 69,569,477 |
151,807 | Vertex Pharmaceuticals, Inc.* | 59,631,308 |
| | | 359,683,086 |
| Real Estate Management & Development - 1.4% |
768,145 | CoStar Group, Inc.* | 70,308,312 |
| Semiconductors & Semiconductor Equipment - 16.4% |
504,130 | ARM Holdings PLC ADR* | 51,022,997 |
117,241 | Broadcom, Inc. | 152,444,955 |
699,247 | Marvell Technology, Inc. | 46,087,370 |
569,684 | Micron Technology, Inc. | 64,351,505 |
561,842 | NVIDIA Corp. | 485,442,725 |
| | | 799,349,552 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.9% - (continued) |
| Software & Services - 14.8% |
186,765 | Adobe, Inc.* | $ 86,440,446 |
80,296 | Crowdstrike Holdings, Inc. Class A* | 23,489,792 |
417,175 | Datadog, Inc. Class A* | 52,355,463 |
654,356 | Gitlab, Inc. Class A* | 34,334,059 |
517,409 | Microsoft Corp. | 201,442,846 |
122,988 | MongoDB, Inc.* | 44,912,758 |
20,599 | Rubicon Earnout Shares*(1)(2) | 435 |
274,647 | Rubicon Technologies, Inc.*(3) | 116,121 |
2,197,165 | Rubicon TRA Placeholder*(1)(2) | 263,660 |
312,265 | Salesforce, Inc. | 83,980,549 |
142,328 | ServiceNow, Inc.* | 98,680,272 |
545,987 | Shopify, Inc. Class A* | 38,328,287 |
327,363 | Snowflake, Inc. Class A* | 50,806,738 |
15,922 | Workday, Inc. Class A* | 3,896,591 |
| | | 719,048,017 |
| Technology Hardware & Equipment - 6.8% |
1,632,251 | Apple, Inc. | 278,021,313 |
1,929,776 | Flex Ltd.* | 55,288,082 |
| | | 333,309,395 |
| Telecommunication Services - 1.1% |
311,943 | T-Mobile U.S., Inc. | 51,211,682 |
| Transportation - 1.4% |
1,043,502 | Uber Technologies, Inc.* | 69,152,877 |
| Total Common Stocks (cost $3,270,547,920) | | $ 4,723,537,966 |
CONVERTIBLE PREFERRED STOCKS - 0.3% |
| Software & Services - 0.3% |
5,668,755 | Essence Group Holdings Corp.*(1)(2)(4) | $ 8,729,882 |
743,470 | Lookout, Inc. Series F*(1)(2)(4) | 6,349,234 |
| Total Convertible Preferred Stocks (cost $17,456,734) | | $ 15,079,116 |
EXCHANGE-TRADED FUNDS - 1.5% |
| Other Investment Pools & Funds - 1.5% |
225,572 | iShares Russell 1000 Growth ETF | $ 72,823,664 |
| Total Exchange-Traded Funds (cost $73,389,644) | | $ 72,823,664 |
| Total Long-Term Investments (cost $3,361,394,298) | | $ 4,811,440,746 |
SHORT-TERM INVESTMENTS - 0.3% |
| Repurchase Agreements - 0.3% |
$ 14,457,409 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $14,459,541; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $14,746,568 | $ 14,457,409 |
| Securities Lending Collateral - 0.0% |
10 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(5) | 10 |
32 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(5) | 32 |
The accompanying notes are an integral part of these financial statements.
The Hartford Growth Opportunities Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.3% - (continued) |
| Securities Lending Collateral - 0.0% - (continued) |
9 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(5) | $ 9 |
9 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(5) | 9 |
| | | 60 |
| Total Short-Term Investments (cost $14,457,469) | $ 14,457,469 |
| Total Investments (cost $3,375,851,767) | 99.0% | $ 4,825,898,215 |
| Other Assets and Liabilities | 1.0% | 49,280,194 |
| Total Net Assets | 100.0% | $ 4,875,178,409 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $23,153,577 or 0.5% of net assets. |
Period Acquired | | Security Name | | Shares/ Par Value | | Total Cost | | Market Value |
05/2014 | | Essence Group Holdings Corp. Convertible Preferred | | 5,668,755 | | $ 8,964,002 | | $ 8,729,882 |
07/2014 | | Lookout, Inc. Series F Convertible Preferred | | 743,470 | | 8,492,732 | | 6,349,234 |
09/2015 | | Rubicon Earnout Shares | | 20,599 | | — | | 435 |
09/2015 | | Rubicon TRA Placeholder | | 2,197,165 | | — | | 263,660 |
11/2013 | | Tory Burch LLC | | 171,581 | | 13,447,917 | | 7,810,366 |
| | | | | | $ 30,904,651 | | $ 23,153,577 |
(2) | Investment valued using significant unobservable inputs. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Currently no rate available. |
(5) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
The Hartford Growth Opportunities Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Capital Goods | | $ 123,607,948 | | $ 123,607,948 | | $ — | | $ — |
Commercial & Professional Services | | 61,236,480 | | 61,236,480 | | — | | — |
Consumer Discretionary Distribution & Retail | | 484,434,612 | | 476,624,246 | | — | | 7,810,366 |
Consumer Durables & Apparel | | 90,793,230 | | 90,793,230 | | — | | — |
Consumer Services | | 126,694,501 | | 126,694,501 | | — | | — |
Energy | | 33,321,945 | | 33,321,945 | | — | | — |
Financial Services | | 219,601,430 | | 219,601,430 | | — | | — |
Health Care Equipment & Services | | 250,030,268 | | 250,030,268 | | — | | — |
Household & Personal Products | | 48,730,232 | | 48,730,232 | | — | | — |
Materials | | 49,809,154 | | 49,809,154 | | — | | — |
Media & Entertainment | | 833,215,245 | | 833,215,245 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 359,683,086 | | 359,683,086 | | — | | — |
Real Estate Management & Development | | 70,308,312 | | 70,308,312 | | — | | — |
Semiconductors & Semiconductor Equipment | | 799,349,552 | | 799,349,552 | | — | | — |
Software & Services | | 719,048,017 | | 718,783,922 | | — | | 264,095 |
Technology Hardware & Equipment | | 333,309,395 | | 333,309,395 | | — | | — |
Telecommunication Services | | 51,211,682 | | 51,211,682 | | — | | — |
Transportation | | 69,152,877 | | 69,152,877 | | — | | — |
Convertible Preferred Stocks | | 15,079,116 | | — | | — | | 15,079,116 |
Exchange-Traded Funds | | 72,823,664 | | 72,823,664 | | — | | — |
Short-Term Investments | | 14,457,469 | | 60 | | 14,457,409 | | — |
Total | | $ 4,825,898,215 | | $ 4,788,287,229 | | $ 14,457,409 | | $ 23,153,577 |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
The Hartford Healthcare Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.8% |
| Biotechnology - 20.8% |
148,503 | AbbVie, Inc. | $ 24,152,528 |
129,264 | Akero Therapeutics, Inc.* | 2,571,061 |
153,059 | Alkermes PLC* | 3,756,068 |
45,344 | Alnylam Pharmaceuticals, Inc.* | 6,527,269 |
14,662 | Amgen, Inc. | 4,016,508 |
95,967 | Apellis Pharmaceuticals, Inc.* | 4,240,782 |
28,290 | Argenx SE ADR* | 10,622,895 |
41,614 | Ascendis Pharma AS ADR* | 5,761,042 |
373,627 | Autolus Therapeutics PLC ADR* | 1,374,947 |
40,479 | Biogen, Inc.* | 8,695,699 |
33,536 | Blueprint Medicines Corp.* | 3,063,178 |
85,559 | Bridgebio Pharma, Inc.* | 2,192,022 |
185,789 | Celldex Therapeutics, Inc.* | 6,952,224 |
108,273 | Crinetics Pharmaceuticals, Inc.* | 4,744,523 |
64,832 | Cytokinetics, Inc.* | 3,975,498 |
72,917 | Exact Sciences Corp.* | 4,327,624 |
13,577 | Genmab AS* | 3,769,381 |
105,683 | Genus PLC | 2,376,705 |
41,718 | Gilead Sciences, Inc. | 2,720,014 |
323,332 | Immatics NV* | 3,210,687 |
117,463 | Immunocore Holdings PLC ADR* | 6,939,714 |
41,160 | Legend Biotech Corp. ADR* | 1,800,338 |
85,434 | Merus NV* | 3,836,841 |
30,451 | Moderna, Inc.* | 3,359,050 |
50,996 | MoonLake Immunotherapeutics* | 2,086,246 |
58,363 | Morphic Holding, Inc.* | 1,591,559 |
35,440 | Nuvalent, Inc. Class A* | 2,441,107 |
83,146 | PTC Therapeutics, Inc.* | 2,673,144 |
19,536 | Regeneron Pharmaceuticals, Inc.* | 17,399,934 |
192,503 | REVOLUTION Medicines, Inc.* | 7,176,512 |
167,192 | Rocket Pharmaceuticals, Inc.* | 3,597,972 |
33,482 | Sarepta Therapeutics, Inc.* | 4,240,830 |
142,100 | Sichuan Kelun-Biotech Biopharmaceutical Co. Ltd.* | 3,022,417 |
65,203 | Soleno Therapeutics, Inc.* | 2,911,966 |
152,807 | Syndax Pharmaceuticals, Inc.* | 3,228,812 |
80,036 | Ultragenyx Pharmaceutical, Inc.* | 3,404,732 |
27,749 | United Therapeutics Corp.* | 6,502,423 |
64,134 | Vaxcyte, Inc.* | 3,883,314 |
145,520 | Veracyte, Inc.* | 2,847,827 |
62,262 | Vertex Pharmaceuticals, Inc.* | 24,457,136 |
84,471 | Xenon Pharmaceuticals, Inc.* | 3,433,746 |
106,333 | Zai Lab Ltd. ADR* | 1,680,061 |
| | | 221,566,336 |
| Health Care Distributors - 2.2% |
96,672 | Cencora, Inc. | 23,109,442 |
| Health Care Equipment - 13.2% |
124,373 | Abbott Laboratories | 13,179,807 |
462,902 | Boston Scientific Corp.* | 33,268,767 |
138,749 | Dexcom, Inc.* | 17,675,235 |
41,854 | DiaSorin SpA | 4,227,142 |
225,427 | Edwards Lifesciences Corp.* | 19,086,904 |
113,089 | Hologic, Inc.* | 8,568,753 |
12,007 | Inspire Medical Systems, Inc.* | 2,901,612 |
45,489 | Insulet Corp.* | 7,821,379 |
5,190 | Intuitive Surgical, Inc.* | 1,923,518 |
88,747 | Stryker Corp. | 29,863,365 |
27,195 | TransMedics Group, Inc.* | 2,559,865 |
| | | 141,076,347 |
| Health Care Facilities - 5.2% |
200,118 | Acadia Healthcare Co., Inc.* | 14,796,725 |
102,654 | Encompass Health Corp. | 8,559,291 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.8% - (continued) |
| Health Care Facilities - 5.2% - (continued) |
83,682 | HCA Healthcare, Inc. | $ 25,926,357 |
75,600 | PACS Group, Inc.* | 1,887,732 |
173,855 | Surgery Partners, Inc.* | 4,337,682 |
| | | 55,507,787 |
| Health Care Services - 2.9% |
59,015 | Addus HomeCare Corp.* | 5,674,292 |
814,350 | agilon health, Inc.* | 4,478,925 |
47,702 | Laboratory Corp. of America Holdings | 9,605,752 |
231,221 | Option Care Health, Inc.* | 6,911,196 |
212,123 | Privia Health Group, Inc.* | 3,903,063 |
| | | 30,573,228 |
| Health Care Technology - 0.5% |
196,482 | Evolent Health, Inc. Class A* | 5,450,411 |
| Life Sciences Tools & Services - 11.6% |
117,764 | Agilent Technologies, Inc. | 16,138,379 |
50,106 | Bio-Techne Corp. | 3,167,200 |
168,690 | Danaher Corp. | 41,602,328 |
43,063 | ICON PLC* | 12,827,607 |
129,928 | Qiagen NV* | 5,499,852 |
36,062 | Repligen Corp.* | 5,921,380 |
10,164 | Tecan Group AG | 3,585,718 |
48,429 | Thermo Fisher Scientific, Inc. | 27,542,541 |
23,402 | Waters Corp.* | 7,232,154 |
| | | 123,517,159 |
| Managed Health Care - 11.5% |
259,783 | Centene Corp.* | 18,979,746 |
47,271 | Humana, Inc. | 14,280,096 |
48,610 | Molina Healthcare, Inc.* | 16,629,481 |
150,363 | UnitedHealth Group, Inc. | 72,730,583 |
| | | 122,619,906 |
| Pharmaceuticals - 30.9% |
155,300 | Astellas Pharma, Inc. | 1,490,553 |
286,875 | AstraZeneca PLC ADR | 21,768,075 |
87,600 | Chugai Pharmaceutical Co. Ltd. | 2,786,016 |
483,925 | Daiichi Sankyo Co. Ltd. | 16,287,795 |
168,395 | Eisai Co. Ltd. | 6,915,819 |
359,366 | Elanco Animal Health, Inc.* | 4,729,257 |
163,515 | Eli Lilly & Co. | 127,721,566 |
124,441 | Galderma Group AG* | 9,273,004 |
372,968 | GSK PLC | 7,737,934 |
149,886 | Longboard Pharmaceuticals, Inc.* | 3,192,572 |
546,016 | Merck & Co., Inc. | 70,556,187 |
76,800 | Novartis AG | 7,454,014 |
142,000 | Otsuka Holdings Co. Ltd. | 6,071,472 |
300,771 | Pfizer, Inc. | 7,705,753 |
100,622 | Structure Therapeutics, Inc. ADR* | 3,968,532 |
56,420 | UCB SA | 7,481,863 |
223,316 | Verona Pharma PLC ADR* | 3,450,232 |
125,135 | Zoetis, Inc. | 19,926,497 |
| | | 328,517,141 |
| Total Common Stocks (cost $720,204,284) | | $ 1,051,937,757 |
The accompanying notes are an integral part of these financial statements.
The Hartford Healthcare Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
RIGHTS - 0.0% |
| Health Care Equipment - 0.0% |
7,416 | ABIOMED, Inc. CVR*(1)(2) | $ 7,564 |
| Total Rights (cost $7,564) | | $ 7,564 |
| Total Long-Term Investments (cost $720,211,848) | | $ 1,051,945,321 |
SHORT-TERM INVESTMENTS - 0.3% |
| Repurchase Agreements - 0.3% |
$ 2,719,031 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $2,719,432; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $2,773,484 | $ 2,719,031 |
| Total Short-Term Investments (cost $2,719,031) | $ 2,719,031 |
| Total Investments (cost $722,930,879) | 99.1% | $ 1,054,664,352 |
| Other Assets and Liabilities | 0.9% | 10,083,027 |
| Total Net Assets | 100.0% | $ 1,064,747,379 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Investment valued using significant unobservable inputs. |
(2) | Currently no expiration date available. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Biotechnology | | $ 221,566,336 | | $ 212,397,833 | | $ 9,168,503 | | $ — |
Health Care Distributors | | 23,109,442 | | 23,109,442 | | — | | — |
Health Care Equipment | | 141,076,347 | | 136,849,205 | | 4,227,142 | | — |
Health Care Facilities | | 55,507,787 | | 55,507,787 | | — | | — |
Health Care Services | | 30,573,228 | | 30,573,228 | | — | | — |
Health Care Technology | | 5,450,411 | | 5,450,411 | | — | | — |
Life Sciences Tools & Services | | 123,517,159 | | 119,931,441 | | 3,585,718 | | — |
Managed Health Care | | 122,619,906 | | 122,619,906 | | — | | — |
Pharmaceuticals | | 328,517,141 | | 272,291,675 | | 56,225,466 | | — |
Rights | | 7,564 | | — | | — | | 7,564 |
Short-Term Investments | | 2,719,031 | | — | | 2,719,031 | | — |
Total | | $ 1,054,664,352 | | $ 978,730,928 | | $ 75,925,860 | | $ 7,564 |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 100.1% |
| Automobiles & Components - 0.8% |
1,410,861 | Gentex Corp. | $ 48,392,532 |
| Banks - 0.5% |
219,952 | M&T Bank Corp. | 31,758,869 |
| Capital Goods - 13.2% |
117,650 | Acuity Brands, Inc. | 29,212,495 |
293,736 | Axon Enterprise, Inc.* | 92,133,234 |
243,769 | Builders FirstSource, Inc.* | 44,565,849 |
865,272 | Fortive Corp. | 65,129,023 |
971,241 | Graco, Inc. | 77,893,528 |
324,391 | IDEX Corp. | 71,515,240 |
649,737 | Ingersoll Rand, Inc. | 60,633,457 |
236,064 | Lennox International, Inc. | 109,396,779 |
247,313 | Lincoln Electric Holdings, Inc. | 54,292,623 |
267,931 | NEXTracker, Inc. Class A* | 11,464,767 |
172,922 | Watsco, Inc. | 77,420,638 |
592,569 | Westinghouse Air Brake Technologies Corp. | 95,451,014 |
| | | 789,108,647 |
| Commercial & Professional Services - 2.3% |
771,710 | Copart, Inc.* | 41,911,570 |
1,027,490 | Dayforce, Inc.* | 63,057,061 |
407,744 | Rollins, Inc. | 18,169,073 |
206,554 | TransUnion | 15,078,442 |
| | | 138,216,146 |
| Consumer Discretionary Distribution & Retail - 3.7% |
696,118 | CarMax, Inc.* | 47,315,140 |
423,115 | Floor & Decor Holdings, Inc. Class A* | 46,682,278 |
46,607 | O'Reilly Automotive, Inc.* | 47,225,009 |
1,894,429 | Valvoline, Inc.* | 80,551,121 |
| | | 221,773,548 |
| Consumer Durables & Apparel - 3.6% |
102,634 | Deckers Outdoor Corp.* | 84,002,850 |
17,987 | NVR, Inc.* | 133,802,595 |
| | | 217,805,445 |
| Consumer Services - 5.9% |
512,856 | Choice Hotels International, Inc.(1) | 60,650,351 |
55,385 | Domino's Pizza, Inc. | 29,313,619 |
378,483 | DoorDash, Inc. Class A* | 48,922,713 |
3,291,006 | DraftKings, Inc. Class A* | 136,774,209 |
507,584 | Hyatt Hotels Corp. Class A | 75,523,423 |
| | | 351,184,315 |
| Energy - 3.7% |
35,773 | Antero Resources Corp.* | 1,216,640 |
44,836 | EQT Corp. | 1,797,475 |
1,764,564 | Marathon Oil Corp. | 47,378,544 |
914,943 | Ovintiv, Inc. | 46,954,875 |
1,107,589 | Targa Resources Corp. | 126,331,601 |
| | | 223,679,135 |
| Equity Real Estate Investment Trusts (REITs) - 1.1% |
539,678 | Lamar Advertising Co. Class A, REIT | 62,521,696 |
| Financial Services - 8.0% |
194,246 | Credit Acceptance Corp.* | 99,788,055 |
552,840 | Hamilton Lane, Inc. Class A | 61,763,285 |
255,171 | Morningstar, Inc. | 72,124,083 |
515,205 | Shift4 Payments, Inc. Class A* | 29,809,761 |
920,346 | Tradeweb Markets, Inc. Class A | 93,608,392 |
592,556 | WEX, Inc.* | 125,183,381 |
| | | 482,276,957 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 100.1% - (continued) |
| Food, Beverage & Tobacco - 1.7% |
713,344 | Celsius Holdings, Inc.* | $ 50,840,027 |
461,721 | Post Holdings, Inc.* | 49,011,684 |
| | | 99,851,711 |
| Health Care Equipment & Services - 7.4% |
689,606 | Acadia Healthcare Co., Inc.* | 50,989,468 |
4,768,841 | agilon health, Inc.* | 26,228,625 |
972,748 | Dexcom, Inc.* | 123,918,368 |
320,763 | Inspire Medical Systems, Inc.* | 77,515,587 |
142,160 | Molina Healthcare, Inc.* | 48,632,936 |
595,956 | Veeva Systems, Inc. Class A* | 118,333,023 |
| | | 445,618,007 |
| Household & Personal Products - 0.9% |
337,093 | elf Beauty, Inc.* | 54,787,725 |
| Insurance - 2.4% |
65,341 | Markel Group, Inc.* | 95,293,314 |
298,649 | W R Berkley Corp. | 22,987,014 |
12,857 | White Mountains Insurance Group Ltd. | 22,861,546 |
| | | 141,141,874 |
| Materials - 0.8% |
374,647 | Ball Corp. | 26,064,192 |
1,002,963 | Element Solutions, Inc. | 23,198,534 |
| | | 49,262,726 |
| Media & Entertainment - 1.2% |
2,195,234 | Pinterest, Inc. Class A* | 73,430,577 |
| Pharmaceuticals, Biotechnology & Life Sciences - 12.7% |
1,463,293 | Apellis Pharmaceuticals, Inc.* | 64,662,918 |
905,066 | Bio-Techne Corp. | 57,209,222 |
1,541,546 | Exact Sciences Corp.* | 91,490,755 |
279,189 | ICON PLC* | 83,164,819 |
65,408 | Mettler-Toledo International, Inc.* | 80,432,218 |
340,868 | Neurocrine Biosciences, Inc.* | 46,882,985 |
1,891,233 | PTC Therapeutics, Inc.* | 60,803,141 |
318,773 | Repligen Corp.* | 52,342,527 |
475,850 | Sarepta Therapeutics, Inc.* | 60,271,161 |
1,129,429 | Ultragenyx Pharmaceutical, Inc.* | 48,045,910 |
216,671 | United Therapeutics Corp.* | 50,772,515 |
209,861 | Waters Corp.* | 64,855,443 |
| | | 760,933,614 |
| Semiconductors & Semiconductor Equipment - 6.7% |
369,591 | Entegris, Inc. | 49,126,036 |
686,681 | Lattice Semiconductor Corp.* | 47,106,316 |
752,750 | MKS Instruments, Inc. | 89,562,195 |
154,202 | Monolithic Power Systems, Inc. | 103,212,025 |
303,215 | Onto Innovation, Inc.* | 56,243,350 |
853,718 | Rambus, Inc.* | 46,800,821 |
103,190 | Silicon Laboratories, Inc.* | 12,536,553 |
| | | 404,587,296 |
| Software & Services - 16.9% |
6,747 | Atlassian Corp. Class A* | 1,162,508 |
464,588 | CyberArk Software Ltd.* | 111,152,679 |
1,283,445 | Datadog, Inc. Class A* | 161,072,348 |
1,688,103 | Dynatrace, Inc.* | 76,487,947 |
101,096 | Fair Isaac Corp.* | 114,575,130 |
233,376 | HubSpot, Inc.* | 141,162,141 |
3,423,192 | Informatica, Inc. Class A* | 106,016,256 |
353,242 | MongoDB, Inc.* | 128,996,914 |
619,685 | PTC, Inc.* | 109,956,906 |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 100.1% - (continued) |
| Software & Services - 16.9% - (continued) |
1,529,601 | Unity Software, Inc.* | $ 37,123,416 |
161,337 | VeriSign, Inc.* | 27,343,395 |
| | | 1,015,049,640 |
| Technology Hardware & Equipment - 1.4% |
198,335 | CDW Corp. | 47,969,303 |
1,287,798 | Flex Ltd.* | 36,895,413 |
| | | 84,864,716 |
| Transportation - 2.9% |
767,327 | Expeditors International of Washington, Inc. | 85,411,168 |
208,087 | JB Hunt Transport Services, Inc. | 33,828,704 |
18,872 | Saia, Inc.* | 7,488,976 |
768,601 | U-Haul Holding Co. | 47,130,613 |
| | | 173,859,461 |
| Utilities - 2.3% |
221,372 | Atmos Energy Corp. | 26,099,759 |
859,174 | NiSource, Inc. | 23,936,588 |
1,188,865 | Vistra Corp. | 90,163,521 |
| | | 140,199,868 |
| Total Common Stocks (cost $4,450,169,037) | | $ 6,010,304,505 |
SHORT-TERM INVESTMENTS - 0.2% |
| Repurchase Agreements - 0.0% |
$ 1,115,879 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $1,116,044; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $1,138,343 | $ 1,115,879 |
| Securities Lending Collateral - 0.2% |
1,963,809 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | 1,963,809 |
6,546,030 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 6,546,030 |
1,963,809 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 1,963,809 |
1,963,809 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 1,963,809 |
| | | 12,437,457 |
| Total Short-Term Investments (cost $13,553,336) | $ 13,553,336 |
| Total Investments (cost $4,463,722,373) | 100.3% | $ 6,023,857,841 |
| Other Assets and Liabilities | (0.3)% | (19,214,754) |
| Total Net Assets | 100.0% | $ 6,004,643,087 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 48,392,532 | | $ 48,392,532 | | $ — | | $ — |
Banks | | 31,758,869 | | 31,758,869 | | — | | — |
Capital Goods | | 789,108,647 | | 789,108,647 | | — | | — |
Commercial & Professional Services | | 138,216,146 | | 138,216,146 | | — | | — |
Consumer Discretionary Distribution & Retail | | 221,773,548 | | 221,773,548 | | — | | — |
Consumer Durables & Apparel | | 217,805,445 | | 217,805,445 | | — | | — |
Consumer Services | | 351,184,315 | | 351,184,315 | | — | | — |
Energy | | 223,679,135 | | 223,679,135 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 62,521,696 | | 62,521,696 | | — | | — |
Financial Services | | 482,276,957 | | 482,276,957 | | — | | — |
Food, Beverage & Tobacco | | 99,851,711 | | 99,851,711 | | — | | — |
Health Care Equipment & Services | | 445,618,007 | | 445,618,007 | | — | | — |
Household & Personal Products | | 54,787,725 | | 54,787,725 | | — | | — |
Insurance | | 141,141,874 | | 141,141,874 | | — | | — |
Materials | | 49,262,726 | | 49,262,726 | | — | | — |
Media & Entertainment | | 73,430,577 | | 73,430,577 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 760,933,614 | | 760,933,614 | | — | | — |
Semiconductors & Semiconductor Equipment | | 404,587,296 | | 404,587,296 | | — | | — |
Software & Services | | 1,015,049,640 | | 1,015,049,640 | | — | | — |
Technology Hardware & Equipment | | 84,864,716 | | 84,864,716 | | — | | — |
Transportation | | 173,859,461 | | 173,859,461 | | — | | — |
Utilities | | 140,199,868 | | 140,199,868 | | — | | — |
Short-Term Investments | | 13,553,336 | | 12,437,457 | | 1,115,879 | | — |
Total | | $ 6,023,857,841 | | $ 6,022,741,962 | | $ 1,115,879 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford MidCap Value Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.4% |
| Automobiles & Components - 3.5% |
477,398 | Gentex Corp. | $ 16,374,751 |
810,287 | Goodyear Tire & Rubber Co.* | 9,691,033 |
81,264 | Visteon Corp.* | 8,990,236 |
| | | 35,056,020 |
| Banks - 6.1% |
605,266 | Columbia Banking System, Inc. | 11,385,053 |
8,414 | First Citizens BancShares, Inc. Class A | 14,192,399 |
144,096 | M&T Bank Corp. | 20,806,021 |
397,296 | Synovus Financial Corp. | 14,219,224 |
| | | 60,602,697 |
| Capital Goods - 13.9% |
200,058 | AerCap Holdings NV* | 16,902,900 |
72,066 | Boise Cascade Co. | 9,532,170 |
36,062 | Builders FirstSource, Inc.* | 6,592,855 |
37,412 | Curtiss-Wright Corp. | 9,480,949 |
107,597 | Dover Corp. | 19,292,142 |
164,340 | Fortune Brands Innovations, Inc. | 12,013,254 |
125,901 | Howmet Aerospace, Inc. | 8,403,892 |
103,404 | John Bean Technologies Corp. | 9,212,262 |
67,744 | L3Harris Technologies, Inc. | 14,500,603 |
108,950 | Middleby Corp.* | 15,140,782 |
106,313 | Westinghouse Air Brake Technologies Corp. | 17,124,898 |
| | | 138,196,707 |
| Commercial & Professional Services - 2.8% |
100,612 | Leidos Holdings, Inc. | 14,107,814 |
104,891 | Science Applications International Corp. | 13,499,472 |
| | | 27,607,286 |
| Consumer Discretionary Distribution & Retail - 0.6% |
45,028 | Ross Stores, Inc. | 5,833,377 |
| Consumer Durables & Apparel - 3.3% |
95,820 | Lennar Corp. Class A | 14,528,228 |
119,450 | Skechers USA, Inc. Class A* | 7,889,673 |
266,145 | Steven Madden Ltd. | 10,754,919 |
| | | 33,172,820 |
| Consumer Services - 2.6% |
490,598 | International Game Technology PLC | 9,684,404 |
222,982 | Wyndham Hotels & Resorts, Inc. | 16,391,407 |
| | | 26,075,811 |
| Consumer Staples Distribution & Retail - 2.6% |
69,001 | Dollar Tree, Inc.* | 8,159,368 |
350,697 | U.S. Foods Holding Corp.* | 17,622,525 |
| | | 25,781,893 |
| Energy - 7.7% |
534,370 | Cenovus Energy, Inc. | 10,986,647 |
138,880 | Chesapeake Energy Corp.(1) | 12,482,535 |
419,023 | Coterra Energy, Inc. | 11,464,469 |
64,854 | Diamondback Energy, Inc. | 13,044,085 |
446,521 | EQT Corp. | 17,901,027 |
423,284 | Marathon Oil Corp. | 11,365,175 |
| | | 77,243,938 |
| Equity Real Estate Investment Trusts (REITs) - 5.4% |
467,301 | Essential Properties Realty Trust, Inc. REIT | 12,308,708 |
367,243 | Gaming & Leisure Properties, Inc. REIT | 15,692,293 |
798,985 | Kimco Realty Corp. REIT | 14,885,091 |
279,531 | UDR, Inc. REIT | 10,644,541 |
| | | 53,530,633 |
| Financial Services - 5.5% |
113,874 | Ares Management Corp. Class A | 15,155,491 |
68,243 | Evercore, Inc. Class A | 12,386,104 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.4% - (continued) |
| Financial Services - 5.5% - (continued) |
311,542 | TPG, Inc. | $ 13,427,460 |
210,186 | Voya Financial, Inc. | 14,326,278 |
| | | 55,295,333 |
| Food, Beverage & Tobacco - 2.9% |
398,789 | Keurig Dr Pepper, Inc. | 13,439,189 |
260,933 | Tyson Foods, Inc. Class A | 15,825,587 |
| | | 29,264,776 |
| Health Care Equipment & Services - 6.5% |
218,277 | Centene Corp.* | 15,947,318 |
361,236 | Dentsply Sirona, Inc. | 10,840,692 |
117,778 | Encompass Health Corp. | 9,820,330 |
98,093 | ICU Medical, Inc.* | 9,605,266 |
265,469 | Integra LifeSciences Holdings Corp.* | 7,743,731 |
53,663 | Teleflex, Inc. | 11,202,151 |
| | | 65,159,488 |
| Insurance - 9.6% |
2,014,485 | Aegon Ltd. | 12,429,373 |
120,401 | Allstate Corp. | 20,475,394 |
50,478 | Everest Group Ltd. | 18,495,644 |
110,911 | Globe Life, Inc. | 8,448,091 |
367,024 | Kemper Corp. | 21,401,169 |
202,384 | MetLife, Inc. | 14,385,455 |
| | | 95,635,126 |
| Materials - 5.9% |
59,066 | Celanese Corp. | 9,073,128 |
253,129 | FMC Corp. | 14,937,142 |
467,983 | Huntsman Corp. | 11,166,075 |
185,246 | Ingevity Corp.* | 9,473,481 |
49,324 | Reliance, Inc. | 14,043,529 |
| | | 58,693,355 |
| Media & Entertainment - 2.6% |
499,249 | Cargurus, Inc.* | 11,213,133 |
115,164 | Electronic Arts, Inc. | 14,605,098 |
| | | 25,818,231 |
| Semiconductors & Semiconductor Equipment - 3.4% |
45,723 | Cirrus Logic, Inc.* | 4,049,686 |
116,054 | MKS Instruments, Inc. | 13,808,105 |
144,557 | ON Semiconductor Corp.* | 10,142,119 |
66,667 | Synaptics, Inc.* | 5,997,364 |
| | | 33,997,274 |
| Technology Hardware & Equipment - 3.3% |
253,006 | Coherent Corp.* | 13,821,718 |
56,241 | F5, Inc.* | 9,297,200 |
331,898 | Flex Ltd.* | 9,508,877 |
| | | 32,627,795 |
| Transportation - 3.2% |
365,778 | Delta Air Lines, Inc. | 18,314,505 |
288,541 | Knight-Swift Transportation Holdings, Inc. | 13,339,250 |
| | | 31,653,755 |
| Utilities - 8.0% |
293,763 | Alliant Energy Corp. | 14,629,397 |
150,466 | Atmos Energy Corp. | 17,739,942 |
220,311 | Evergy, Inc. | 11,555,312 |
651,481 | NiSource, Inc. | 18,150,261 |
142,713 | Sempra | 10,222,532 |
100,350 | Vistra Corp. | 7,610,544 |
| | | 79,907,988 |
| Total Common Stocks (cost $835,735,363) | | $ 991,154,303 |
The accompanying notes are an integral part of these financial statements.
The Hartford MidCap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.2% |
| Repurchase Agreements - 0.0% |
$ 291,825 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $291,868; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $297,765 | $ 291,825 |
| Securities Lending Collateral - 1.2% |
1,813,854 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | 1,813,854 |
6,046,180 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 6,046,180 |
1,813,854 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 1,813,854 |
1,813,854 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 1,813,854 |
| | | 11,487,742 |
| Total Short-Term Investments (cost $11,779,567) | $ 11,779,567 |
| Total Investments (cost $847,514,930) | 100.6% | $ 1,002,933,870 |
| Other Assets and Liabilities | (0.6)% | (5,713,318) |
| Total Net Assets | 100.0% | $ 997,220,552 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 35,056,020 | | $ 35,056,020 | | $ — | | $ — |
Banks | | 60,602,697 | | 60,602,697 | | — | | — |
Capital Goods | | 138,196,707 | | 138,196,707 | | — | | — |
Commercial & Professional Services | | 27,607,286 | | 27,607,286 | | — | | — |
Consumer Discretionary Distribution & Retail | | 5,833,377 | | 5,833,377 | | — | | — |
Consumer Durables & Apparel | | 33,172,820 | | 33,172,820 | | — | | — |
Consumer Services | | 26,075,811 | | 26,075,811 | | — | | — |
Consumer Staples Distribution & Retail | | 25,781,893 | | 25,781,893 | | — | | — |
Energy | | 77,243,938 | | 77,243,938 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 53,530,633 | | 53,530,633 | | — | | — |
Financial Services | | 55,295,333 | | 55,295,333 | | — | | — |
Food, Beverage & Tobacco | | 29,264,776 | | 29,264,776 | | — | | — |
Health Care Equipment & Services | | 65,159,488 | | 65,159,488 | | — | | — |
Insurance | | 95,635,126 | | 95,635,126 | | — | | — |
Materials | | 58,693,355 | | 58,693,355 | | — | | — |
Media & Entertainment | | 25,818,231 | | 25,818,231 | | — | | — |
Semiconductors & Semiconductor Equipment | | 33,997,274 | | 33,997,274 | | — | | — |
Technology Hardware & Equipment | | 32,627,795 | | 32,627,795 | | — | | — |
Transportation | | 31,653,755 | | 31,653,755 | | — | | — |
Utilities | | 79,907,988 | | 79,907,988 | | — | | — |
Short-Term Investments | | 11,779,567 | | 11,487,742 | | 291,825 | | — |
Total | | $ 1,002,933,870 | | $ 1,002,642,045 | | $ 291,825 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Cap Growth Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.8% |
| Automobiles & Components - 2.0% |
198,632 | Goodyear Tire & Rubber Co.* | $ 2,375,639 |
12,204 | Patrick Industries, Inc. | 1,275,196 |
41,422 | Visteon Corp.* | 4,582,516 |
| | | 8,233,351 |
| Banks - 1.1% |
61,833 | Synovus Financial Corp. | 2,213,003 |
33,501 | Triumph Financial, Inc.* | 2,357,130 |
| | | 4,570,133 |
| Capital Goods - 14.9% |
30,836 | Applied Industrial Technologies, Inc. | 5,650,697 |
95,176 | AZEK Co., Inc.* | 4,343,833 |
22,557 | Boise Cascade Co. | 2,983,614 |
34,551 | Chart Industries, Inc.* | 4,977,417 |
15,327 | Comfort Systems USA, Inc. | 4,742,327 |
125,770 | Fluor Corp.* | 5,072,304 |
100,945 | FTAI Aviation Ltd. | 7,087,348 |
6,044 | Herc Holdings, Inc. | 864,473 |
429,924 | Hillman Solutions Corp.* | 4,110,073 |
40,473 | John Bean Technologies Corp. | 3,605,740 |
4,500 | Loar Holdings, Inc.* | 235,440 |
73,168 | NEXTracker, Inc. Class A* | 3,130,859 |
72,241 | Rush Enterprises, Inc. Class A | 3,172,825 |
43,277 | SPX Technologies, Inc.* | 5,271,571 |
67,985 | WillScot Mobile Mini Holdings Corp.* | 2,512,726 |
82,963 | Zurn Elkay Water Solutions Corp. | 2,595,083 |
| | | 60,356,330 |
| Commercial & Professional Services - 5.3% |
8,909 | CACI International, Inc. Class A* | 3,583,467 |
29,296 | Casella Waste Systems, Inc. Class A* | 2,648,358 |
14,631 | Clean Harbors, Inc.* | 2,771,843 |
18,791 | Dayforce, Inc.* | 1,153,204 |
27,393 | ExlService Holdings, Inc.* | 794,397 |
8,623 | Insperity, Inc. | 887,565 |
51,456 | KBR, Inc. | 3,341,553 |
5,799 | TriNet Group, Inc. | 582,046 |
235,385 | Verra Mobility Corp.* | 5,550,378 |
| | | 21,312,811 |
| Consumer Discretionary Distribution & Retail - 2.9% |
23,814 | Abercrombie & Fitch Co. Class A* | 2,893,877 |
37,800 | Boot Barn Holdings, Inc.* | 4,024,566 |
138,770 | Chewy, Inc. Class A* | 2,080,163 |
40,566 | Etsy, Inc.* | 2,785,667 |
| | | 11,784,273 |
| Consumer Durables & Apparel - 5.0% |
7,836 | Cavco Industries, Inc.* | 2,853,950 |
36,010 | Century Communities, Inc. | 2,856,313 |
18,358 | Crocs, Inc.* | 2,283,184 |
27,869 | PVH Corp. | 3,032,147 |
60,400 | SharkNinja, Inc. | 3,882,512 |
26,942 | Smith Douglas Homes Corp.* | 783,204 |
154,636 | VF Corp. | 1,926,765 |
69,860 | YETI Holdings, Inc.* | 2,495,399 |
| | | 20,113,474 |
| Consumer Services - 2.9% |
11,552 | Duolingo, Inc.* | 2,607,864 |
200,002 | European Wax Center, Inc. Class A* | 2,352,023 |
9,982 | Texas Roadhouse, Inc. | 1,604,906 |
3,718 | Wingstop, Inc. | 1,430,649 |
50,605 | Wyndham Hotels & Resorts, Inc. | 3,719,974 |
| | | 11,715,416 |
| Energy - 4.6% |
47,799 | Cactus, Inc. Class A | 2,372,742 |
16,338 | Chord Energy Corp. | 2,891,499 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.8% - (continued) |
| Energy - 4.6% - (continued) |
16,615 | Gulfport Energy Corp.* | $ 2,636,967 |
59,515 | Helmerich & Payne, Inc. | 2,340,725 |
67,075 | SM Energy Co. | 3,252,467 |
42,756 | Weatherford International PLC* | 5,285,497 |
| | | 18,779,897 |
| Equity Real Estate Investment Trusts (REITs) - 1.5% |
98,113 | Phillips Edison & Co., Inc. REIT | 3,208,295 |
25,619 | Ryman Hospitality Properties, Inc. REIT | 2,702,292 |
| | | 5,910,587 |
| Financial Services - 3.5% |
130,947 | Remitly Global, Inc.* | 2,334,785 |
103,025 | StepStone Group, Inc. Class A | 3,716,112 |
54,625 | Stifel Financial Corp. | 4,365,630 |
18,157 | WEX, Inc.* | 3,835,848 |
| | | 14,252,375 |
| Food, Beverage & Tobacco - 0.9% |
36,406 | Freshpet, Inc.* | 3,861,584 |
| Health Care Equipment & Services - 9.5% |
66,796 | AtriCure, Inc.* | 1,611,120 |
62,698 | Encompass Health Corp. | 5,227,759 |
48,446 | Ensign Group, Inc. | 5,734,069 |
63,325 | Haemonetics Corp.* | 5,822,734 |
55,866 | HealthEquity, Inc.* | 4,408,386 |
10,902 | Inspire Medical Systems, Inc.* | 2,634,577 |
28,953 | iRhythm Technologies, Inc.* | 3,172,670 |
114,970 | Option Care Health, Inc.* | 3,436,453 |
93,513 | RadNet, Inc.* | 4,535,380 |
19,238 | TransMedics Group, Inc.* | 1,810,873 |
| | | 38,394,021 |
| Household & Personal Products - 2.0% |
53,406 | BellRing Brands, Inc.* | 2,946,409 |
33,082 | elf Beauty, Inc.* | 5,376,818 |
| | | 8,323,227 |
| Insurance - 0.6% |
23,216 | Selective Insurance Group, Inc. | 2,359,906 |
| Materials - 4.2% |
28,049 | ATI, Inc.* | 1,689,455 |
108,031 | Axalta Coating Systems Ltd.* | 3,396,495 |
64,065 | Cabot Corp. | 5,844,650 |
45,843 | FMC Corp. | 2,705,195 |
47,006 | Louisiana-Pacific Corp. | 3,440,369 |
| | | 17,076,164 |
| Media & Entertainment - 1.0% |
287,433 | Eventbrite, Inc. Class A* | 1,517,646 |
156,390 | ZoomInfo Technologies, Inc.* | 2,480,346 |
| | | 3,997,992 |
| Pharmaceuticals, Biotechnology & Life Sciences - 13.0% |
57,991 | Akero Therapeutics, Inc.* | 1,153,441 |
134,374 | Alkermes PLC* | 3,297,538 |
141,584 | Amicus Therapeutics, Inc.* | 1,414,424 |
33,448 | Apellis Pharmaceuticals, Inc.* | 1,478,067 |
30,895 | Apogee Therapeutics, Inc.*(1) | 1,554,019 |
26,063 | Arcturus Therapeutics Holdings, Inc.* | 666,431 |
25,707 | Avidity Biosciences, Inc.* | 620,310 |
29,429 | Axsome Therapeutics, Inc.* | 2,170,683 |
34,780 | Blueprint Medicines Corp.* | 3,176,805 |
27,109 | Boundless Bio, Inc.*(1) | 268,379 |
37,581 | Bridgebio Pharma, Inc.* | 962,825 |
43,868 | Cabaletta Bio, Inc.* | 466,975 |
59,924 | Celldex Therapeutics, Inc.* | 2,242,356 |
58,536 | Crinetics Pharmaceuticals, Inc.* | 2,565,048 |
224,648 | Cytek Biosciences, Inc.* | 1,350,134 |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Cap Growth Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.8% - (continued) |
| Pharmaceuticals, Biotechnology & Life Sciences - 13.0% - (continued) |
44,762 | Cytokinetics, Inc.* | $ 2,744,806 |
61,385 | Denali Therapeutics, Inc.* | 947,784 |
641,116 | Geron Corp.* | 2,519,586 |
21,192 | Intellia Therapeutics, Inc.* | 453,509 |
53,498 | Intra-Cellular Therapies, Inc.* | 3,841,691 |
44,211 | Ionis Pharmaceuticals, Inc.* | 1,824,146 |
39,223 | Kymera Therapeutics, Inc.* | 1,318,677 |
21,848 | Kyverna Therapeutics, Inc.*(1) | 330,779 |
13,281 | MoonLake Immunotherapeutics*(1) | 543,326 |
37,633 | Morphic Holding, Inc.* | 1,026,252 |
8,766 | Nuvalent, Inc. Class A* | 603,802 |
31,044 | Prothena Corp. PLC* | 631,435 |
92,291 | REVOLUTION Medicines, Inc.* | 3,440,608 |
76,195 | Rocket Pharmaceuticals, Inc.* | 1,639,716 |
25,100 | Structure Therapeutics, Inc. ADR* | 989,944 |
36,851 | Ultragenyx Pharmaceutical, Inc.* | 1,567,642 |
62,394 | Vaxcyte, Inc.* | 3,777,957 |
55,726 | Veracyte, Inc.* | 1,090,558 |
| | | 52,679,653 |
| Semiconductors & Semiconductor Equipment - 4.8% |
8,889 | Axcelis Technologies, Inc.* | 920,189 |
16,454 | Cirrus Logic, Inc.* | 1,457,331 |
77,040 | Credo Technology Group Holding Ltd.* | 1,376,705 |
45,855 | FormFactor, Inc.* | 2,044,674 |
30,034 | MKS Instruments, Inc. | 3,573,445 |
20,959 | Onto Innovation, Inc.* | 3,887,685 |
40,105 | Power Integrations, Inc. | 2,675,806 |
43,493 | Rambus, Inc.* | 2,384,286 |
59,518 | SMART Global Holdings, Inc.* | 1,087,394 |
| | | 19,407,515 |
| Software & Services - 13.6% |
36,007 | Agilysys, Inc.* | 2,990,381 |
48,217 | Alarm.com Holdings, Inc.* | 3,206,430 |
40,007 | Altair Engineering, Inc. Class A* | 3,218,563 |
16,866 | Appfolio, Inc. Class A* | 3,824,871 |
57,642 | Blackbaud, Inc.* | 4,491,465 |
32,176 | Braze, Inc. Class A* | 1,348,174 |
177,539 | CCC Intelligent Solutions Holdings, Inc.* | 1,991,988 |
78,357 | Clearwater Analytics Holdings, Inc. Class A* | 1,236,473 |
47,746 | DoubleVerify Holdings, Inc.* | 1,398,958 |
18,826 | Five9, Inc.* | 1,083,813 |
148,072 | Grid Dynamics Holdings, Inc.* | 1,446,663 |
23,954 | Guidewire Software, Inc.* | 2,644,522 |
75,803 | Intapp, Inc.* | 2,343,829 |
121,601 | Jamf Holding Corp.* | 2,367,571 |
2,521 | MicroStrategy, Inc. Class A* | 2,684,941 |
32,204 | Perficient, Inc.* | 1,521,961 |
91,811 | PowerSchool Holdings, Inc. Class A* | 1,590,167 |
12,373 | Rapid7, Inc.* | 554,310 |
53,711 | Sprout Social, Inc. Class A* | 2,709,720 |
18,815 | SPS Commerce, Inc.* | 3,271,364 |
114,371 | Squarespace, Inc. Class A* | 3,986,973 |
59,174 | Varonis Systems, Inc.* | 2,588,863 |
87,010 | Verint Systems, Inc.* | 2,634,663 |
| | | 55,136,663 |
| Technology Hardware & Equipment - 5.5% |
30,517 | Fabrinet * | 5,281,577 |
22,567 | Insight Enterprises, Inc.* | 4,120,057 |
5,978 | Littelfuse, Inc. | 1,378,766 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.8% - (continued) |
| Technology Hardware & Equipment - 5.5% - (continued) |
16,939 | Novanta, Inc.* | $ 2,650,954 |
10,164 | Super Micro Computer, Inc.* | 8,728,843 |
| | | 22,160,197 |
| Total Common Stocks (cost $316,488,957) | | $ 400,425,569 |
EXCHANGE-TRADED FUNDS - 0.3% |
| Other Investment Pools & Funds - 0.3% |
5,709 | iShares Russell 2000 Growth ETF (1) | $ 1,429,077 |
| Total Exchange-Traded Funds (cost $1,507,861) | | $ 1,429,077 |
| Total Long-Term Investments (cost $317,996,818) | | $ 401,854,646 |
SHORT-TERM INVESTMENTS - 1.0% |
| Repurchase Agreements - 0.3% |
$ 1,105,873 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $1,106,036; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $1,127,999 | $ 1,105,873 |
| Securities Lending Collateral - 0.7% |
445,360 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | 445,360 |
1,484,534 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 1,484,534 |
445,360 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 445,360 |
445,360 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 445,360 |
| | | 2,820,614 |
| Total Short-Term Investments (cost $3,926,487) | $ 3,926,487 |
| Total Investments (cost $321,923,305) | 100.1% | $ 405,781,133 |
| Other Assets and Liabilities | (0.1)% | (535,116) |
| Total Net Assets | 100.0% | $ 405,246,017 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Cap Growth Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 8,233,351 | | $ 8,233,351 | | $ — | | $ — |
Banks | | 4,570,133 | | 4,570,133 | | — | | — |
Capital Goods | | 60,356,330 | | 60,356,330 | | — | | — |
Commercial & Professional Services | | 21,312,811 | | 21,312,811 | | — | | — |
Consumer Discretionary Distribution & Retail | | 11,784,273 | | 11,784,273 | | — | | — |
Consumer Durables & Apparel | | 20,113,474 | | 20,113,474 | | — | | — |
Consumer Services | | 11,715,416 | | 11,715,416 | | — | | — |
Energy | | 18,779,897 | | 18,779,897 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 5,910,587 | | 5,910,587 | | — | | — |
Financial Services | | 14,252,375 | | 14,252,375 | | — | | — |
Food, Beverage & Tobacco | | 3,861,584 | | 3,861,584 | | — | | — |
Health Care Equipment & Services | | 38,394,021 | | 38,394,021 | | — | | — |
Household & Personal Products | | 8,323,227 | | 8,323,227 | | — | | — |
Insurance | | 2,359,906 | | 2,359,906 | | — | | — |
Materials | | 17,076,164 | | 17,076,164 | | — | | — |
Media & Entertainment | | 3,997,992 | | 3,997,992 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 52,679,653 | | 52,679,653 | | — | | — |
Semiconductors & Semiconductor Equipment | | 19,407,515 | | 19,407,515 | | — | | — |
Software & Services | | 55,136,663 | | 55,136,663 | | — | | — |
Technology Hardware & Equipment | | 22,160,197 | | 22,160,197 | | — | | — |
Exchange-Traded Funds | | 1,429,077 | | 1,429,077 | | — | | — |
Short-Term Investments | | 3,926,487 | | 2,820,614 | | 1,105,873 | | — |
Total | | $ 405,781,133 | | $ 404,675,260 | | $ 1,105,873 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Small Cap Value Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.0% |
| Automobiles & Components - 2.1% |
63,380 | Phinia, Inc. | $ 2,471,820 |
| Banks - 15.1% |
47,588 | Bank OZK | 2,124,804 |
94,314 | Cadence Bank | 2,609,668 |
86,111 | Columbia Banking System, Inc. | 1,619,748 |
92,895 | First Hawaiian, Inc. | 1,959,156 |
70,625 | First Interstate BancSystem, Inc. Class A | 1,885,688 |
137,163 | FNB Corp. | 1,829,754 |
91,947 | Home BancShares, Inc. | 2,177,305 |
83,475 | Pacific Premier Bancorp, Inc. | 1,794,713 |
81,741 | Sandy Spring Bancorp, Inc. | 1,671,603 |
| | | 17,672,439 |
| Capital Goods - 7.0% |
47,320 | Air Lease Corp. | 2,377,357 |
74,367 | Kennametal, Inc. | 1,749,855 |
96,153 | REV Group, Inc. | 2,101,905 |
62,173 | Spirit AeroSystems Holdings, Inc. Class A* | 1,989,536 |
| | | 8,218,653 |
| Commercial & Professional Services - 4.6% |
127,254 | CoreCivic, Inc.* | 1,896,084 |
62,417 | Loomis AB | 1,595,176 |
74,439 | MillerKnoll, Inc. | 1,892,984 |
| | | 5,384,244 |
| Consumer Durables & Apparel - 7.7% |
23,722 | Carter's, Inc. | 1,622,822 |
16,779 | Helen of Troy Ltd.* | 1,555,581 |
34,100 | Kontoor Brands, Inc. | 2,116,246 |
54,425 | Steven Madden Ltd. | 2,199,314 |
31,067 | Sturm Ruger & Co., Inc. | 1,436,228 |
| | | 8,930,191 |
| Consumer Services - 6.1% |
35,993 | Adtalem Global Education, Inc.* | 1,785,973 |
27,756 | Cracker Barrel Old Country Store, Inc.(1) | 1,615,122 |
37,454 | H&R Block, Inc. | 1,768,952 |
28,854 | Monarch Casino & Resort, Inc. | 1,955,435 |
| | | 7,125,482 |
| Energy - 4.9% |
61,555 | ChampionX Corp. | 2,066,401 |
98,889 | DMC Global, Inc.* | 1,567,391 |
222,191 | Select Water Solutions, Inc. | 2,053,045 |
| | | 5,686,837 |
| Equity Real Estate Investment Trusts (REITs) - 3.7% |
145,174 | Pebblebrook Hotel Trust REIT | 2,109,378 |
313,466 | Piedmont Office Realty Trust, Inc. Class A, REIT | 2,159,781 |
| | | 4,269,159 |
| Financial Services - 8.9% |
66,255 | Bread Financial Holdings, Inc. | 2,445,472 |
124,010 | Navient Corp. | 1,862,630 |
52,173 | PROG Holdings, Inc. | 1,734,231 |
81,659 | Radian Group, Inc. | 2,439,154 |
167,353 | Rithm Capital Corp. REIT | 1,860,965 |
| | | 10,342,452 |
| Health Care Equipment & Services - 5.0% |
31,503 | Globus Medical, Inc. Class A* | 1,568,535 |
58,225 | Omnicell, Inc.* | 1,561,012 |
51,689 | Premier, Inc. Class A | 1,079,266 |
199,939 | Veradigm, Inc.* | 1,597,513 |
| | | 5,806,326 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.0% - (continued) |
| Household & Personal Products - 2.8% |
43,788 | Edgewell Personal Care Co. | $ 1,647,305 |
55,149 | Energizer Holdings, Inc. | 1,583,879 |
| | | 3,231,184 |
| Insurance - 6.4% |
32,078 | Kemper Corp. | 1,870,468 |
245,946 | Lancashire Holdings Ltd. | 1,874,664 |
130,517 | ProAssurance Corp.* | 1,743,707 |
171,713 | SiriusPoint Ltd.* | 2,022,779 |
| | | 7,511,618 |
| Materials - 3.8% |
25,514 | Kaiser Aluminum Corp. | 2,308,762 |
116,982 | Mativ Holdings, Inc. | 2,136,091 |
| | | 4,444,853 |
| Media & Entertainment - 1.3% |
348,741 | National CineMedia, Inc.*(1) | 1,492,611 |
| Pharmaceuticals, Biotechnology & Life Sciences - 3.0% |
47,118 | Halozyme Therapeutics, Inc.* | 1,795,196 |
63,270 | Pacira BioSciences, Inc.* | 1,660,837 |
| | | 3,456,033 |
| Semiconductors & Semiconductor Equipment - 3.9% |
52,216 | Ichor Holdings Ltd.* | 2,024,936 |
33,918 | Silicon Motion Technology Corp. ADR | 2,503,488 |
| | | 4,528,424 |
| Software & Services - 6.2% |
150,272 | Adeia, Inc. | 1,478,677 |
20,488 | InterDigital, Inc. | 2,022,780 |
166,108 | NCR Voyix Corp.* | 2,034,823 |
166,989 | Xperi, Inc.* | 1,755,054 |
| | | 7,291,334 |
| Utilities - 3.5% |
33,386 | Spire, Inc. | 2,062,921 |
78,478 | UGI Corp. | 2,005,898 |
| | | 4,068,819 |
| Total Common Stocks (cost $99,418,125) | | $ 111,932,479 |
EXCHANGE-TRADED FUNDS - 2.9% |
| Other Investment Pools & Funds - 2.9% |
22,673 | iShares Russell 2000 Value ETF | $ 3,379,184 |
| Total Exchange-Traded Funds (cost $3,389,669) | | $ 3,379,184 |
| Total Long-Term Investments (cost $102,807,794) | | $ 115,311,663 |
SHORT-TERM INVESTMENTS - 1.0% |
| Repurchase Agreements - 0.2% |
$ 263,685 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $263,724; collateralized by U.S. Treasury Note at 0.50%, maturing 10/31/2027, with a market value of $268,963 | $ 263,685 |
| Securities Lending Collateral - 0.8% |
134,788 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | 134,788 |
449,296 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 449,296 |
The accompanying notes are an integral part of these financial statements.
Hartford Small Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.0% - (continued) |
| Securities Lending Collateral - 0.8% - (continued) |
134,789 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | $ 134,789 |
134,789 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 134,789 |
| | | 853,662 |
| Total Short-Term Investments (cost $1,117,347) | $ 1,117,347 |
| Total Investments (cost $103,925,141) | 99.9% | $ 116,429,010 |
| Other Assets and Liabilities | 0.1% | 174,130 |
| Total Net Assets | 100.0% | $ 116,603,140 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 2,471,820 | | $ 2,471,820 | | $ — | | $ — |
Banks | | 17,672,439 | | 17,672,439 | | — | | — |
Capital Goods | | 8,218,653 | | 8,218,653 | | — | | — |
Commercial & Professional Services | | 5,384,244 | | 3,789,068 | | 1,595,176 | | — |
Consumer Durables & Apparel | | 8,930,191 | | 8,930,191 | | — | | — |
Consumer Services | | 7,125,482 | | 7,125,482 | | — | | — |
Energy | | 5,686,837 | | 5,686,837 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 4,269,159 | | 4,269,159 | | — | | — |
Financial Services | | 10,342,452 | | 10,342,452 | | — | | — |
Health Care Equipment & Services | | 5,806,326 | | 5,806,326 | | — | | — |
Household & Personal Products | | 3,231,184 | | 3,231,184 | | — | | — |
Insurance | | 7,511,618 | | 7,511,618 | | — | | — |
Materials | | 4,444,853 | | 4,444,853 | | — | | — |
Media & Entertainment | | 1,492,611 | | 1,492,611 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 3,456,033 | | 3,456,033 | | — | | — |
Semiconductors & Semiconductor Equipment | | 4,528,424 | | 4,528,424 | | — | | — |
Software & Services | | 7,291,334 | | 7,291,334 | | — | | — |
Utilities | | 4,068,819 | | 4,068,819 | | — | | — |
Exchange-Traded Funds | | 3,379,184 | | 3,379,184 | | — | | — |
Short-Term Investments | | 1,117,347 | | 853,662 | | 263,685 | | — |
Total | | $ 116,429,010 | | $ 114,570,149 | | $ 1,858,861 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Company Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.6% |
| Automobiles & Components - 0.8% |
43,113 | Visteon Corp.* | $ 4,769,591 |
| Banks - 1.0% |
221,569 | Cadence Bank | 6,130,814 |
| Capital Goods - 17.7% |
24,818 | Acuity Brands, Inc. | 6,162,310 |
139,753 | Ameresco, Inc. Class A* | 2,925,030 |
90,136 | Applied Industrial Technologies, Inc. | 16,517,422 |
326,320 | AZEK Co., Inc.* | 14,893,245 |
40,537 | Comfort Systems USA, Inc. | 12,542,553 |
46,203 | Curtiss-Wright Corp. | 11,708,764 |
346,884 | Fluor Corp.* | 13,989,832 |
38,687 | Middleby Corp.* | 5,376,332 |
107,717 | NEXTracker, Inc. Class A* | 4,609,211 |
146,659 | Rush Enterprises, Inc. Class A | 6,441,263 |
395,224 | Shoals Technologies Group, Inc. Class A* | 3,339,643 |
323,001 | Zurn Elkay Water Solutions Corp. | 10,103,471 |
| | | 108,609,076 |
| Commercial & Professional Services - 7.1% |
207,640 | Aris Water Solutions, Inc. Class A | 2,913,189 |
78,671 | Casella Waste Systems, Inc. Class A* | 7,111,859 |
354,553 | ExlService Holdings, Inc.* | 10,282,037 |
77,946 | TriNet Group, Inc. | 7,823,440 |
660,176 | Verra Mobility Corp.* | 15,566,950 |
| | | 43,697,475 |
| Consumer Discretionary Distribution & Retail - 2.8% |
45,614 | Abercrombie & Fitch Co. Class A* | 5,543,013 |
54,959 | Boot Barn Holdings, Inc.* | 5,851,485 |
144,828 | Global-e Online Ltd.* | 4,856,083 |
26,907 | Tory Burch LLC*(1)(2) | 1,224,827 |
| | | 17,475,408 |
| Consumer Durables & Apparel - 3.2% |
42,330 | Crocs, Inc.* | 5,264,582 |
130,540 | Skyline Champion Corp.* | 9,789,195 |
123,675 | YETI Holdings, Inc.* | 4,417,671 |
| | | 19,471,448 |
| Consumer Services - 5.4% |
121,917 | Boyd Gaming Corp. | 6,523,779 |
14,082 | Duolingo, Inc.* | 3,179,012 |
351,425 | European Wax Center, Inc. Class A* | 4,132,758 |
784,553 | Genius Sports Ltd.* | 3,954,147 |
159,192 | H&R Block, Inc. | 7,518,638 |
20,736 | Wingstop, Inc. | 7,979,005 |
| | | 33,287,339 |
| Energy - 5.7% |
181,740 | Cactus, Inc. Class A | 9,021,573 |
44,467 | Chord Energy Corp. | 7,869,770 |
131,429 | Seadrill Ltd.* | 6,380,878 |
306,481 | Viper Energy, Inc. | 11,695,315 |
| | | 34,967,536 |
| Equity Real Estate Investment Trusts (REITs) - 2.9% |
224,090 | Phillips Edison & Co., Inc. REIT | 7,327,743 |
98,052 | Ryman Hospitality Properties, Inc. REIT | 10,342,525 |
| | | 17,670,268 |
| Financial Services - 2.2% |
250,167 | Hannon Armstrong Sustainable Infrastructure Capital, Inc. REIT | 6,256,677 |
76,534 | PJT Partners, Inc. Class A | 7,231,697 |
| | | 13,488,374 |
| Health Care Equipment & Services - 11.5% |
76,553 | Acadia Healthcare Co., Inc.* | 5,660,329 |
51,430 | Glaukos Corp.* | 4,937,280 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.6% - (continued) |
| Health Care Equipment & Services - 11.5% - (continued) |
106,866 | Haemonetics Corp.* | $ 9,826,329 |
82,124 | HealthEquity, Inc.* | 6,480,405 |
260,084 | Hims & Hers Health, Inc.* | 3,258,853 |
104,265 | Inari Medical, Inc.* | 3,893,255 |
35,730 | Inspire Medical Systems, Inc.* | 8,634,512 |
274,146 | PROCEPT BioRobotics Corp.* | 14,524,255 |
27,813 | Shockwave Medical, Inc.* | 9,183,574 |
41,779 | TransMedics Group, Inc.* | 3,932,657 |
| | | 70,331,449 |
| Household & Personal Products - 2.7% |
100,399 | elf Beauty, Inc.* | 16,317,849 |
| Insurance - 1.1% |
556,934 | SiriusPoint Ltd.* | 6,560,682 |
| Materials - 3.0% |
822,812 | Arcadium Lithium PLC* | 3,620,373 |
162,588 | Cabot Corp. | 14,832,903 |
| | | 18,453,276 |
| Media & Entertainment - 3.3% |
194,407 | Cargurus, Inc.* | 4,366,381 |
184,917 | Criteo SA ADR* | 6,479,492 |
878,276 | Eventbrite, Inc. Class A* | 4,637,297 |
90,350 | Ziff Davis, Inc.* | 4,527,439 |
| | | 20,010,609 |
| Pharmaceuticals, Biotechnology & Life Sciences - 12.3% |
105,473 | Akero Therapeutics, Inc.* | 2,097,858 |
48,022 | Apellis Pharmaceuticals, Inc.* | 2,122,092 |
63,944 | Apogee Therapeutics, Inc.* | 3,216,383 |
62,361 | Arcturus Therapeutics Holdings, Inc.* | 1,594,571 |
51,851 | Avidity Biosciences, Inc.* | 1,251,165 |
52,321 | Blueprint Medicines Corp.* | 4,779,000 |
118,943 | Celldex Therapeutics, Inc.* | 4,450,847 |
68,675 | Crinetics Pharmaceuticals, Inc.* | 3,009,338 |
73,578 | Cytokinetics, Inc.* | 4,511,803 |
597,443 | Geron Corp.* | 2,347,951 |
238,720 | Immatics NV* | 2,370,490 |
43,334 | Immunocore Holdings PLC ADR* | 2,560,173 |
60,851 | Intellia Therapeutics, Inc.* | 1,302,211 |
73,921 | Intra-Cellular Therapies, Inc.* | 5,308,267 |
58,164 | Kymera Therapeutics, Inc.* | 1,955,474 |
85,596 | Longboard Pharmaceuticals, Inc.*(3) | 1,823,195 |
44,792 | Merus NV* | 2,011,609 |
53,738 | Morphic Holding, Inc.* | 1,465,435 |
104,300 | Nurix Therapeutics, Inc.* | 1,253,686 |
39,767 | Prothena Corp. PLC* | 808,861 |
74,060 | PTC Therapeutics, Inc.* | 2,381,029 |
169,955 | REVOLUTION Medicines, Inc.* | 6,335,922 |
201,488 | Rocket Pharmaceuticals, Inc.* | 4,336,022 |
39,747 | Structure Therapeutics, Inc. ADR* | 1,567,622 |
160,794 | Syndax Pharmaceuticals, Inc.* | 3,397,577 |
83,515 | Vaxcyte, Inc.* | 5,056,833 |
118,834 | Verona Pharma PLC ADR* | 1,835,985 |
| | | 75,151,399 |
| Semiconductors & Semiconductor Equipment - 2.7% |
46,375 | MKS Instruments, Inc. | 5,517,697 |
36,121 | SiTime Corp.* | 3,219,104 |
58,572 | Synaptics, Inc.* | 5,269,137 |
17,932 | Universal Display Corp. | 2,832,897 |
| | | 16,838,835 |
| Software & Services - 10.5% |
332,921 | Clearwater Analytics Holdings, Inc. Class A* | 5,253,493 |
40,308 | CyberArk Software Ltd.* | 9,643,689 |
278,896 | DoubleVerify Holdings, Inc.* | 8,171,653 |
101,303 | Five9, Inc.* | 5,832,014 |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Company Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.6% - (continued) |
| Software & Services - 10.5% - (continued) |
91,261 | Intapp, Inc.* | $ 2,821,790 |
364,263 | Jamf Holding Corp.* | 7,092,201 |
28,080 | Manhattan Associates, Inc.* | 5,786,165 |
431,545 | PowerSchool Holdings, Inc. Class A* | 7,474,359 |
124,721 | Sprout Social, Inc. Class A* | 6,292,174 |
163,817 | Squarespace, Inc. Class A* | 5,710,661 |
| | | 64,078,199 |
| Technology Hardware & Equipment - 2.7% |
71,689 | Calix, Inc.* | 1,987,936 |
52,266 | ePlus, Inc.* | 4,018,210 |
17,687 | Fabrinet * | 3,061,089 |
50,037 | Novanta, Inc.* | 7,830,791 |
| | | 16,898,026 |
| Total Common Stocks (cost $522,293,479) | | $ 604,207,653 |
EXCHANGE-TRADED FUNDS - 0.6% |
| Other Investment Pools & Funds - 0.6% |
14,592 | iShares Russell 2000 Growth ETF (3) | $ 3,652,670 |
| Total Exchange-Traded Funds (cost $3,629,704) | | $ 3,652,670 |
| Total Long-Term Investments (cost $525,923,183) | | $ 607,860,323 |
SHORT-TERM INVESTMENTS - 0.8% |
| Repurchase Agreements - 0.2% |
$ 1,174,141 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/30/2024 at 5.31%, due on 05/01/2024 with a maturity value of $1,174,314; collateralized by U.S. Treasury Note at 3.13%, maturing 08/31/2029, with a market value of $1,197,683 | $ 1,174,141 |
| Securities Lending Collateral - 0.6% |
578,937 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(4) | 578,937 |
1,929,791 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(4) | 1,929,791 |
578,937 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(4) | 578,937 |
578,937 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(4) | 578,937 |
| | | 3,666,602 |
| Total Short-Term Investments (cost $4,840,743) | $ 4,840,743 |
| Total Investments (cost $530,763,926) | 100.0% | $ 612,701,066 |
| Other Assets and Liabilities | (0.0)% | (101,131) |
| Total Net Assets | 100.0% | $ 612,599,935 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $1,224,827 or 0.2% of net assets. |
Period Acquired | | Security Name | | Shares/ Par Value | | Total Cost | | Market Value |
11/2013 | | Tory Burch LLC | | 26,907 | | $ 2,108,912 | | $ 1,224,827 |
(2) | Investment valued using significant unobservable inputs. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Company Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 4,769,591 | | $ 4,769,591 | | $ — | | $ — |
Banks | | 6,130,814 | | 6,130,814 | | — | | — |
Capital Goods | | 108,609,076 | | 108,609,076 | | — | | — |
Commercial & Professional Services | | 43,697,475 | | 43,697,475 | | — | | — |
Consumer Discretionary Distribution & Retail | | 17,475,408 | | 16,250,581 | | — | | 1,224,827 |
Consumer Durables & Apparel | | 19,471,448 | | 19,471,448 | | — | | — |
Consumer Services | | 33,287,339 | | 33,287,339 | | — | | — |
Energy | | 34,967,536 | | 34,967,536 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 17,670,268 | | 17,670,268 | | — | | — |
Financial Services | | 13,488,374 | | 13,488,374 | | — | | — |
Health Care Equipment & Services | | 70,331,449 | | 70,331,449 | | — | | — |
Household & Personal Products | | 16,317,849 | | 16,317,849 | | — | | — |
Insurance | | 6,560,682 | | 6,560,682 | | — | | — |
Materials | | 18,453,276 | | 18,453,276 | | — | | — |
Media & Entertainment | | 20,010,609 | | 20,010,609 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 75,151,399 | | 75,151,399 | | — | | — |
Semiconductors & Semiconductor Equipment | | 16,838,835 | | 16,838,835 | | — | | — |
Software & Services | | 64,078,199 | | 64,078,199 | | — | | — |
Technology Hardware & Equipment | | 16,898,026 | | 16,898,026 | | — | | — |
Exchange-Traded Funds | | 3,652,670 | | 3,652,670 | | — | | — |
Short-Term Investments | | 4,840,743 | | 3,666,602 | | 1,174,141 | | — |
Total | | $ 612,701,066 | | $ 610,302,098 | | $ 1,174,141 | | $ 1,224,827 |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
GLOSSARY: (abbreviations used in preceding Schedules of Investments) (Unaudited)
Index Abbreviations: |
S&P | Standard & Poor's |
Other Abbreviations: |
ADR | American Depositary Receipt |
CVR | Contingent Value Rights |
ETF | Exchange-Traded Fund |
REIT | Real Estate Investment Trust |
Hartford Domestic Equity Funds
Statements of Assets and Liabilities
April 30, 2024 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Assets: | | | | | | | | | | | |
Investments in securities, at market value(1) | $ 5,772,387,047 | | $ 9,605,816,524 | | $ 16,623,210,326 | | $ 5,033,925,930 | | $ 4,811,440,806 | | $ 1,051,945,321 |
Repurchase agreements | 21,816,909 | | 20,492,028 | | 93,230,984 | | 5,603,391 | | 14,457,409 | | 2,719,031 |
Cash | 86,085,823 | | 80,043,354 | | 364,536,232 | | 21,979,693 | | 56,584,706 | | 10,654,502 |
Cash collateral due from broker on futures contracts | 3,787,800 | | — | | — | | — | | — | | — |
Cash collateral held for securities on loan | 993,495 | | 555,521 | | 6,022,306 | | — | | 3 | | — |
Foreign currency | 1,857,746 | | — | | 2,139,903 | | 418 | | — | | 424,643 |
Receivables: | | | | | | | | | | | |
Investment securities sold | 35,780,813 | | — | | 43,109,978 | | — | | 16,702,576 | | 3,253,395 |
Fund shares sold | 1,021,235 | | 13,980,681 | | 25,070,307 | | 4,030,382 | | 3,813,518 | | 260,830 |
Dividends and interest | 2,606,080 | | 6,269,945 | | 7,914,486 | | 2,337,715 | | 255,307 | | 527,443 |
Securities lending income | 5,287 | | 1,544 | | 107,157 | | 5,812 | | 488 | | 103 |
Tax reclaims | 554,267 | | — | | 6,690,030 | | 2,421,937 | | 55,282 | | 440,304 |
Other assets | 88,289 | | 163,829 | | 241,045 | | 105,768 | | 118,728 | | 84,512 |
Total assets | 5,926,984,791 | | 9,727,323,426 | | 17,172,272,754 | | 5,070,411,046 | | 4,903,428,823 | | 1,070,310,084 |
Liabilities: | | | | | | | | | | | |
Obligation to return securities lending collateral | 19,869,898 | | 11,110,418 | | 120,446,122 | | — | | 63 | | — |
Payables: | | | | | | | | | | | |
Investment securities purchased | 52,450,250 | | — | | 56,797,503 | | 13,575,000 | | 18,212,028 | | 3,381,395 |
Fund shares redeemed | 4,607,228 | | 11,066,852 | | 15,261,457 | | 6,449,211 | | 5,571,202 | | 864,638 |
Investment management fees | 3,273,009 | | 2,685,664 | | 8,328,543 | | 2,570,972 | | 2,912,659 | | 764,875 |
Transfer agent fees | 1,705,555 | | 1,908,222 | | 2,958,628 | | 1,188,080 | | 1,198,195 | | 427,056 |
Accounting services fees | 144,017 | | 237,927 | | 400,778 | | 137,020 | | 107,861 | | 33,395 |
Chief Compliance Officer fees | 6,689 | | 10,857 | | 18,218 | | 5,592 | | 5,570 | | 1,312 |
Board of Directors' fees | 18,390 | | 31,583 | | 49,616 | | 18,872 | | 11,341 | | 4,873 |
Variation margin on futures contracts | 1,284,007 | | — | | — | | — | | — | | — |
Distribution fees | 160,359 | | 119,318 | | 199,027 | | 78,812 | | 106,619 | | 29,323 |
Accrued expenses | 164,157 | | 244,517 | | 339,461 | | 124,622 | | 124,876 | | 55,838 |
Total liabilities | 83,683,559 | | 27,415,358 | | 204,799,353 | | 24,148,181 | | 28,250,414 | | 5,562,705 |
Net assets | $ 5,843,301,232 | | $ 9,699,908,068 | | $ 16,967,473,401 | | $ 5,046,262,865 | | $ 4,875,178,409 | | $ 1,064,747,379 |
Summary of Net Assets: | | | | | | | | | | | |
Capital stock and paid-in-capital | $ 4,322,032,563 | | $ 4,910,014,001 | | $ 10,670,713,116 | | $ 3,979,682,837 | | $ 3,969,849,015 | | $ 749,670,018 |
Distributable earnings (loss) | 1,521,268,669 | | 4,789,894,067 | | 6,296,760,285 | | 1,066,580,028 | | 905,329,394 | | 315,077,361 |
Net assets | $ 5,843,301,232 | | $ 9,699,908,068 | | $ 16,967,473,401 | | $ 5,046,262,865 | | $ 4,875,178,409 | | $ 1,064,747,379 |
Shares authorized | 1,540,000,000 | | 825,000,000 | | 1,405,000,000 | | 825,000,000 | | 19,850,000,000 | | 485,000,000 |
Par value | $ 0.0010 | | $ 0.0010 | | $ 0.0010 | | $ 0.0010 | | $ 0.0001 | | $ 0.0010 |
Class A: Net asset value per share | $ 40.52 | | $ 49.32 | | $ 34.04 | | $ 20.16 | | $ 47.00 | | $ 37.70 |
Maximum offering price per share | 42.88 | | 52.19 | | 36.02 | | 21.33 | | 49.74 | | 39.89 |
Shares outstanding | 109,767,196 | | 35,369,748 | | 142,490,022 | | 90,531,903 | | 56,619,477 | | 17,746,186 |
Net Assets | $ 4,447,474,337 | | $ 1,744,472,555 | | $ 4,850,316,303 | | $ 1,824,754,963 | | $ 2,660,978,579 | | $ 668,943,518 |
Class C: Net asset value per share | $ 25.21 | | $ 44.19 | | $ 32.46 | | $ 20.03 | | $ 11.70 | | $ 26.09 |
Shares outstanding | 2,486,978 | | 8,494,975 | | 5,918,458 | | 4,845,853 | | 8,323,026 | | 1,514,886 |
Net Assets | $ 62,690,617 | | $ 375,396,670 | | $ 192,142,635 | | $ 97,082,085 | | $ 97,360,101 | | $ 39,528,294 |
Class I: Net asset value per share | $ 40.84 | | $ 49.48 | | $ 33.82 | | $ 19.97 | | $ 52.25 | | $ 41.16 |
Shares outstanding | 12,313,483 | | 60,515,860 | | 121,694,992 | | 73,037,165 | | 20,346,710 | | 6,030,373 |
Net Assets | $ 502,881,303 | | $ 2,994,425,516 | | $ 4,115,327,497 | | $ 1,458,903,017 | | $ 1,063,044,741 | | $ 248,204,438 |
Class R3: Net asset value per share | $ 46.97 | | $ 50.15 | | $ 34.69 | | $ 20.22 | | $ 46.06 | | $ 38.37 |
Shares outstanding | 612,781 | | 1,035,958 | | 1,473,920 | | 1,248,713 | | 620,799 | | 533,973 |
Net Assets | $ 28,781,643 | | $ 51,954,930 | | $ 51,133,846 | | $ 25,242,896 | | $ 28,591,258 | | $ 20,486,787 |
Class R4: Net asset value per share | $ 49.60 | | $ 51.16 | | $ 35.01 | | $ 20.25 | | $ 52.00 | | $ 41.99 |
Shares outstanding | 559,484 | | 2,852,628 | | 2,556,909 | | 2,083,792 | | 864,028 | | 300,473 |
Net Assets | $ 27,751,077 | | $ 145,931,371 | | $ 89,527,337 | | $ 42,203,015 | | $ 44,929,860 | | $ 12,617,187 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Class R5: Net asset value per share | $ 50.99 | | $ 49.94 | | $ 35.20 | | $ 20.40 | | $ 57.43 | | $ 45.50 |
Shares outstanding | 402,471 | | 2,349,411 | | 4,584,635 | | 2,657,934 | | 124,457 | | 114,248 |
Net Assets | $ 20,520,931 | | $ 117,320,305 | | $ 161,357,875 | | $ 54,234,030 | | $ 7,147,721 | | $ 5,198,648 |
Class R6: Net asset value per share | $ 51.42 | | $ 50.17 | | $ 35.19 | | $ 20.48 | | $ 59.31 | | $ 46.58 |
Shares outstanding | 507,972 | | 24,592,262 | | 26,253,957 | | 9,363,062 | | 465,382 | | 125,747 |
Net Assets | $ 26,117,685 | | $ 1,233,895,613 | | $ 924,003,287 | | $ 191,743,334 | | $ 27,603,317 | | $ 5,857,251 |
Class Y: Net asset value per share | $ 51.48 | | $ 50.17 | | $ 35.20 | | $ 20.49 | | $ 59.05 | | $ 46.36 |
Shares outstanding | 497,520 | | 9,135,688 | | 14,682,924 | | 5,935,078 | | 1,592,407 | | 730,683 |
Net Assets | $ 25,610,043 | | $ 458,315,320 | | $ 516,836,489 | | $ 121,584,680 | | $ 94,034,359 | | $ 33,877,790 |
Class F: Net asset value per share | $ 40.83 | | $ 49.51 | | $ 33.79 | | $ 19.97 | | $ 52.75 | | $ 41.51 |
Shares outstanding | 17,181,635 | | 52,069,266 | | 179,568,550 | | 61,607,701 | | 16,140,919 | | 723,565 |
Net Assets | $ 701,473,596 | | $ 2,578,195,788 | | $ 6,066,828,132 | | $ 1,230,514,845 | | $ 851,488,473 | | $ 30,033,466 |
Cost of investments | $ 4,556,274,052 | | $ 5,382,120,997 | | $ 11,436,737,869 | | $ 4,163,292,349 | | $ 3,375,851,767 | | $ 722,930,879 |
Cost of foreign currency | $ 1,933,020 | | $ — | | $ 2,139,014 | | $ 427 | | $ — | | $ 435,269 |
(1) Includes Investment in securities on loan, at market value | $ 18,898,047 | | $ 10,511,825 | | $ 114,553,009 | | $ — | | $ 27 | | $ — |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund | | The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | $ 6,022,741,962 | | $ 1,002,642,045 | | $ 404,675,260 | | $ 116,165,325 | | $ 611,526,925 |
Repurchase agreements | 1,115,879 | | 291,825 | | 1,105,873 | | 263,685 | | 1,174,141 |
Cash | 4,365,277 | | 1,121,934 | | 4,328,988 | | 1,032,076 | | 4,609,262 |
Cash collateral held for securities on loan | 654,603 | | 604,618 | | 148,453 | | 44,930 | | 192,979 |
Receivables: | | | | | | | | | |
From affiliates | — | | — | | — | | 4,032 | | — |
Investment securities sold | 15,289,850 | | 13,446,041 | | 1,626,850 | | — | | — |
Fund shares sold | 3,780,214 | | 1,059,098 | | 32,899 | | 57,477 | | 434,496 |
Dividends and interest | 1,374,106 | | 397,960 | | 21,803 | | 55,767 | | 25,925 |
Securities lending income | 8,562 | | 3,612 | | 4,594 | | 285 | | 2,263 |
Other assets | 110,139 | | 97,081 | | 72,764 | | 62,669 | | 70,276 |
Total assets | 6,049,440,592 | | 1,019,664,214 | | 412,017,484 | | 117,686,246 | | 618,036,267 |
Liabilities: | | | | | | | | | |
Obligation to return securities lending collateral | 13,092,060 | | 12,092,360 | | 2,969,067 | | 898,592 | | 3,859,581 |
Payables: | | | | | | | | | |
Investment securities purchased | 13,253,849 | | 8,157,434 | | 2,812,702 | | — | | — |
Fund shares redeemed | 12,661,963 | | 1,287,911 | | 492,118 | | 50,934 | | 862,924 |
Investment management fees | 3,654,357 | | 576,518 | | 267,985 | | 67,865 | | 419,783 |
Transfer agent fees | 1,541,694 | | 216,973 | | 179,064 | | 44,354 | | 193,981 |
Accounting services fees | 172,880 | | 27,235 | | 13,767 | | 3,023 | | 18,799 |
Chief Compliance Officer fees | 7,072 | | 1,107 | | 473 | | 131 | | 722 |
Board of Directors' fees | 25,310 | | 3,079 | | 1,609 | | 388 | | 2,062 |
Distribution fees | 95,877 | | 15,493 | | 6,069 | | 1,750 | | 11,426 |
Accrued expenses | 292,443 | | 65,552 | | 28,613 | | 16,069 | | 67,054 |
Total liabilities | 44,797,505 | | 22,443,662 | | 6,771,467 | | 1,083,106 | | 5,436,332 |
Net assets | $ 6,004,643,087 | | $ 997,220,552 | | $ 405,246,017 | | $ 116,603,140 | | $ 612,599,935 |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | $ 4,353,495,416 | | $ 833,887,486 | | $ 318,320,171 | | $ 106,706,199 | | $ 667,286,701 |
Distributable earnings (loss) | 1,651,147,671 | | 163,333,066 | | 86,925,846 | | 9,896,941 | | (54,686,766) |
Net assets | $ 6,004,643,087 | | $ 997,220,552 | | $ 405,246,017 | | $ 116,603,140 | | $ 612,599,935 |
Shares authorized | 1,105,000,000 | | 485,000,000 | | 22,100,000,000 | | 860,000,000 | | 525,000,000 |
Par value | $ 0.0050 | | $ 0.0010 | | $ 0.0001 | | $ 0.0010 | | $ 0.0010 |
Class A: Net asset value per share | $ 25.45 | | $ 16.13 | | $ 40.28 | | $ 11.37 | | $ 17.91 |
Maximum offering price per share | 26.93 | | 17.07 | | 42.62 | | 12.03 | | 18.95 |
Shares outstanding | 85,089,886 | | 25,991,011 | | 3,946,295 | | 4,510,287 | | 16,963,518 |
Net Assets | $ 2,165,139,510 | | $ 419,317,653 | | $ 158,971,645 | | $ 51,263,590 | | $ 303,753,245 |
Class C: Net asset value per share | $ 12.88 | | $ 11.64 | | $ 20.94 | | $ 9.50 | | $ 8.08 |
Shares outstanding | 9,571,392 | | 396,736 | | 76,259 | | 139,010 | | 257,267 |
Net Assets | $ 123,317,195 | | $ 4,619,203 | | $ 1,596,813 | | $ 1,320,904 | | $ 2,079,194 |
Class I: Net asset value per share | $ 27.12 | | $ 16.37 | | $ 44.03 | | $ 11.39 | | $ 19.94 |
Shares outstanding | 38,303,350 | | 2,635,433 | | 1,158,454 | | 1,618,950 | | 1,202,819 |
Net Assets | $ 1,038,792,782 | | $ 43,148,588 | | $ 51,001,410 | | $ 18,440,101 | | $ 23,978,480 |
Class R3: Net asset value per share | $ 29.63 | | $ 17.29 | | $ 38.91 | | $ 11.94 | | $ 20.18 |
Shares outstanding | 1,897,336 | | 388,779 | | 133,421 | | 54,227 | | 524,662 |
Net Assets | $ 56,218,793 | | $ 6,722,386 | | $ 5,191,873 | | $ 647,664 | | $ 10,588,874 |
Class R4: Net asset value per share | $ 32.06 | | $ 17.89 | | $ 42.82 | | $ 12.15 | | $ 22.62 |
Shares outstanding | 1,649,012 | | 272,712 | | 183,782 | | 12,824 | | 347,792 |
Net Assets | $ 52,866,553 | | $ 4,879,481 | | $ 7,869,880 | | $ 155,808 | | $ 7,867,427 |
Class R5: Net asset value per share | $ 33.98 | | $ 18.23 | | $ 47.16 | | $ 12.11 | | $ 25.01 |
Shares outstanding | 1,594,157 | | 129,477 | | 320,377 | | 174,991 | | 96,026 |
Net Assets | $ 54,174,964 | | $ 2,360,352 | | $ 15,110,223 | | $ 2,119,071 | | $ 2,401,319 |
Class R6: Net asset value per share | $ 34.69 | | $ 16.37 | | $ 48.42 | | $ 12.10 | | $ 25.91 |
Shares outstanding | 11,287,178 | | 8,855 | | 686,574 | | 777,533 | | 372,255 |
Net Assets | $ 391,497,478 | | $ 144,977 | | $ 33,243,844 | | $ 9,409,254 | | $ 9,646,131 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund | | The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
Class Y: Net asset value per share | $ 34.54 | | $ 18.29 | | $ 48.31 | | $ 12.08 | | $ 25.76 |
Shares outstanding | 8,719,172 | | 387,917 | | 2,168,176 | | 272,953 | | 167,473 |
Net Assets | $ 301,141,724 | | $ 7,095,180 | | $ 104,742,186 | | $ 3,296,989 | | $ 4,314,471 |
Class F: Net asset value per share | $ 27.36 | | $ 16.38 | | $ 44.45 | | $ 11.37 | | $ 20.20 |
Shares outstanding | 66,582,524 | | 31,079,850 | | 619,021 | | 2,633,131 | | 12,276,146 |
Net Assets | $ 1,821,494,088 | | $ 508,932,732 | | $ 27,518,143 | | $ 29,949,759 | | $ 247,970,794 |
Cost of investments | $ 4,463,722,373 | | $ 847,514,930 | | $ 321,923,305 | | $ 103,925,141 | | $ 530,763,926 |
(1) Includes Investment in securities on loan, at market value | $ 12,701,124 | | $ 11,440,645 | | $ 2,835,026 | | $ 864,262 | | $ 3,703,453 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Operations
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Investment Income: | | | | | | | | | | | |
Dividends | $ 44,771,801 | | $ 57,254,240 | | $ 200,998,860 | | $ 86,960,860 | | $ 7,075,272 | | $ 5,935,202 |
Interest | 3,875,402 | | 847,875 | | 8,720,750 | | 1,977,810 | | 1,603,977 | | 313,464 |
Securities lending — net | 78,953 | | 1,544 | | 294,793 | | 40,673 | | 253,860 | | 1,054 |
Foreign withholding tax reclaims | — | | — | | 331,370 | | — | | — | | — |
Less: Foreign tax withheld | (445,354) | | — | | (3,054,292) | | (1,391,771) | | — | | (94,117) |
Total investment income, net | 48,280,802 | | 58,103,659 | | 207,291,481 | | 87,587,572 | | 8,933,109 | | 6,155,603 |
Expenses: | | | | | | | | | | | |
Investment management fees | 19,567,213 | | 15,871,828 | | 48,720,006 | | 15,565,779 | | 16,699,673 | | 4,889,565 |
Transfer agent fees | | | | | | | | | | | |
Class A | 2,263,170 | | 697,376 | | 1,911,557 | | 738,607 | | 1,194,586 | | 406,545 |
Class C | 52,872 | | 183,943 | | 96,880 | | 58,545 | | 73,726 | | 40,987 |
Class I | 215,870 | | 1,437,275 | | 1,860,648 | | 785,948 | | 461,760 | | 139,745 |
Class R3 | 29,647 | | 58,717 | | 54,457 | | 27,123 | | 32,031 | | 22,914 |
Class R4 | 20,448 | | 102,256 | | 67,193 | | 35,390 | | 33,622 | | 10,021 |
Class R5 | 11,350 | | 70,649 | | 84,884 | | 36,120 | | 4,284 | | 2,996 |
Class R6 | 497 | | 15,291 | | 15,943 | | 3,056 | | 640 | | 523 |
Class Y | 12,295 | | 205,252 | | 256,729 | | 50,113 | | 40,001 | | 20,925 |
Class F | 2,597 | | 16,410 | | 23,506 | | 6,616 | | 7,121 | | 358 |
Distribution fees | | | | | | | | | | | |
Class A | 5,537,909 | | 2,087,075 | | 5,891,128 | | 2,275,109 | | 3,186,883 | | 841,650 |
Class C | 334,834 | | 1,974,334 | | 942,773 | | 522,004 | | 520,155 | | 228,772 |
Class R3 | 72,665 | | 135,500 | | 127,060 | | 62,176 | | 79,554 | | 52,930 |
Class R4 | 34,607 | | 176,984 | | 107,397 | | 52,206 | | 59,150 | | 16,549 |
Custodian fees | 12,231 | | 18,021 | | 53,920 | | 10,852 | | 8,509 | | 18,713 |
Registration and filing fees | 68,771 | | 107,130 | | 159,352 | | 117,729 | | 77,809 | | 60,427 |
Accounting services fees | 421,108 | | 684,621 | | 1,158,786 | | 380,686 | | 327,979 | | 92,807 |
Board of Directors' fees | 72,194 | | 117,746 | | 202,265 | | 64,972 | | 55,994 | | 14,311 |
Chief Compliance Officer fees | 6,689 | | 10,857 | | 18,218 | | 5,592 | | 5,570 | | 1,312 |
Audit and tax fees | 16,813 | | 14,644 | | 14,709 | | 14,777 | | 15,992 | | 16,239 |
Other expenses | 258,060 | | 392,391 | | 721,845 | | 245,168 | | 1,744,298 | | 73,026 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 29,011,840 | | 24,378,300 | | 62,489,256 | | 21,058,568 | | 24,629,337 | | 6,951,315 |
Transfer agent fee waivers | — | | — | | (17,121) | | — | | — | | — |
Distribution fee reimbursements | (104,562) | | (41,711) | | (59,827) | | (7,792) | | (99,742) | | (12,059) |
Commission recapture | (28,339) | | (48,781) | | (147,522) | | (9,691) | | (18,186) | | (4,104) |
Total waivers, reimbursements and fees paid indirectly | (132,901) | | (90,492) | | (224,470) | | (17,483) | | (117,928) | | (16,163) |
Total expenses | 28,878,939 | | 24,287,808 | | 62,264,786 | | 21,041,085 | | 24,511,409 | | 6,935,152 |
Net Investment Income (Loss) | 19,401,863 | | 33,815,851 | | 145,026,695 | | 66,546,487 | | (15,578,300) | | (779,549) |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | |
Investments | 365,484,756 | | 544,511,239 | | 1,012,417,109 | | 196,260,346 | | 270,140,274 | | 8,953,891 |
Futures contracts | 22,185,152 | | — | | — | | — | | — | | — |
Other foreign currency transactions | 41,002 | | — | | 23,155 | | 3,327 | | (35,221) | | 13,707 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 387,710,910 | | 544,511,239 | | 1,012,440,264 | | 196,263,673 | | 270,105,053 | | 8,967,598 |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | |
Investments | 589,632,837 | | 1,297,321,435 | | 1,395,550,343 | | 360,026,791 | | 991,654,639 | | 158,838,431 |
Futures contracts | 3,536,069 | | — | | — | | — | | — | | — |
Translation of other assets and liabilities in foreign currencies | (30,302) | | — | | 2,217 | | (31,012) | | — | | (25,740) |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 593,138,604 | | 1,297,321,435 | | 1,395,552,560 | | 359,995,779 | | 991,654,639 | | 158,812,691 |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 980,849,514 | | 1,841,832,674 | | 2,407,992,824 | | 556,259,452 | | 1,261,759,692 | | 167,780,289 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 1,000,251,377 | | $ 1,875,648,525 | | $ 2,553,019,519 | | $ 622,805,939 | | $ 1,246,181,392 | | $ 167,000,740 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund | | The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
Investment Income: | | | | | | | | | |
Dividends | $ 15,990,837 | | $ 9,823,428 | | $ 1,241,730 | | $ 2,019,772 | | $ 2,127,117 |
Interest | 107,508 | | 161,496 | | 83,862 | | 39,048 | | 133,821 |
Securities lending — net | 30,217 | | 5,180 | | 14,952 | | 1,517 | | 15,406 |
Less: Foreign tax withheld | (99,461) | | (18,795) | | — | | — | | — |
Total investment income, net | 16,029,101 | | 9,971,309 | | 1,340,544 | | 2,060,337 | | 2,276,344 |
Expenses: | | | | | | | | | |
Investment management fees | 22,256,684 | | 3,452,057 | | 1,615,037 | | 407,780 | | 2,514,224 |
Transfer agent fees | | | | | | | | | |
Class A | 1,249,196 | | 282,392 | | 175,124 | | 48,590 | | 258,234 |
Class C | 106,169 | | 5,394 | | 1,683 | | 1,926 | | 3,196 |
Class I | 558,149 | | 24,252 | | 25,342 | | 13,915 | | 14,948 |
Class R3 | 61,503 | | 6,591 | | 6,001 | | 682 | | 10,572 |
Class R4 | 47,846 | | 3,906 | | 6,761 | | 115 | | 6,435 |
Class R5 | 35,083 | | 1,254 | | 7,672 | | 1,161 | | 1,698 |
Class R6 | 8,548 | | 2 | | 702 | | 168 | | 153 |
Class Y | 171,346 | | 3,814 | | 57,691 | | 1,453 | | 3,140 |
Class F | 27,924 | | 5,261 | | 139 | | 169 | | 2,012 |
Distribution fees | | | | | | | | | |
Class A | 2,738,385 | | 515,239 | | 201,265 | | 64,676 | | 383,406 |
Class C | 692,160 | | 25,793 | | 7,356 | | 7,705 | | 12,782 |
Class R3 | 146,479 | | 16,311 | | 14,128 | | 1,566 | | 26,718 |
Class R4 | 70,801 | | 6,149 | | 10,035 | | 187 | | 10,274 |
Custodian fees | 17,781 | | 2,797 | | 1,658 | | 2,957 | | 9,430 |
Registration and filing fees | 85,971 | | 68,628 | | 57,995 | | 56,600 | | 63,321 |
Accounting services fees | 465,952 | | 79,057 | | 38,903 | | 10,944 | | 53,411 |
Board of Directors' fees | 78,478 | | 12,317 | | 5,144 | | 1,421 | | 7,666 |
Chief Compliance Officer fees | 7,072 | | 1,107 | | 473 | | 131 | | 722 |
Audit and tax fees | 14,860 | | 14,709 | | 14,731 | | 12,149 | | 16,282 |
Other expenses | 434,325 | | 105,209 | | 29,832 | | 14,465 | | 79,250 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 29,274,712 | | 4,632,239 | | 2,277,672 | | 648,760 | | 3,477,874 |
Expense waivers | — | | — | | — | | (18,164) | | — |
Transfer agent fee waivers | — | | — | | (20,871) | | — | | — |
Distribution fee reimbursements | (35,682) | | (4,539) | | (8,084) | | (1,795) | | (7,974) |
Commission recapture | (26,028) | | (10,551) | | (4,739) | | (2,802) | | (892) |
Total waivers, reimbursements and fees paid indirectly | (61,710) | | (15,090) | | (33,694) | | (22,761) | | (8,866) |
Total expenses | 29,213,002 | | 4,617,149 | | 2,243,978 | | 625,999 | | 3,469,008 |
Net Investment Income (Loss) | (13,183,901) | | 5,354,160 | | (903,434) | | 1,434,338 | | (1,192,664) |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions on: | | | | | | | | | |
Investments | 243,267,172 | | 39,250,710 | | 9,255,318 | | 527,899 | | 17,333,768 |
Other foreign currency transactions | — | | 116 | | — | | (13) | | — |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions | 243,267,172 | | 39,250,826 | | 9,255,318 | | 527,886 | | 17,333,768 |
Net Changes in Unrealized Appreciation (Depreciation) of: | | | | | | | | | |
Investments | 836,137,703 | | 121,113,778 | | 63,114,525 | | 16,165,722 | | 93,795,604 |
Investments in affiliated investments | 66,277,045 | | — | | — | | — | | — |
Net Changes in Unrealized Appreciation (Depreciation) | 902,414,748 | | 121,113,778 | | 63,114,525 | | 16,165,722 | | 93,795,604 |
Net Gain (Loss) on Investments and Foreign Currency Transactions | 1,145,681,920 | | 160,364,604 | | 72,369,843 | | 16,693,608 | | 111,129,372 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 1,132,498,019 | | $ 165,718,764 | | $ 71,466,409 | | $ 18,127,946 | | $ 109,936,708 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ 19,401,863 | | $ 35,545,440 | | $ 33,815,851 | | $ 98,043,137 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 387,710,910 | | (44,658,193) | | 544,511,239 | | 214,638,853 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 593,138,604 | | 297,400,756 | | 1,297,321,435 | | 357,139,839 |
Net Increase (Decrease) in Net Assets Resulting from Operations | 1,000,251,377 | | 288,288,003 | | 1,875,648,525 | | 669,821,829 |
Distributions to Shareholders: | | | | | | | |
Class A | (23,448,592) | | (242,164,996) | | (45,064,163) | | (52,995,084) |
Class C | (101,980) | | (7,178,623) | | (9,438,171) | | (13,816,209) |
Class I | (3,859,358) | | (29,801,322) | | (88,335,479) | | (133,686,743) |
Class R3 | (9,179) | | (1,411,714) | | (1,275,367) | | (1,727,395) |
Class R4 | (90,654) | | (1,257,346) | | (3,621,776) | | (5,257,666) |
Class R5 | (123,680) | | (1,351,241) | | (3,914,526) | | (5,321,873) |
Class R6 | (496,992) | | (1,166,798) | | (35,433,579) | | (42,907,817) |
Class Y | (103,116) | | (3,487,697) | | (14,346,066) | | (20,188,549) |
Class F | (6,109,811) | | (41,511,983) | | (76,215,055) | | (93,707,829) |
Total distributions | (34,343,362) | | (329,331,720) | | (277,644,182) | | (369,609,165) |
Capital Share Transactions: | | | | | | | |
Sold | 96,149,402 | | 248,910,335 | | 700,130,650 | | 1,521,122,198 |
Issued on reinvestment of distributions | 33,267,617 | | 319,310,254 | | 267,719,209 | | 353,594,768 |
Redeemed | (496,103,559) | | (1,006,203,886) | | (1,587,462,544) | | (3,118,135,702) |
Net increase (decrease) from capital share transactions | (366,686,540) | | (437,983,297) | | (619,612,685) | | (1,243,418,736) |
Net Increase (Decrease) in Net Assets | 599,221,475 | | (479,027,014) | | 978,391,658 | | (943,206,072) |
Net Assets: | | | | | | | |
Beginning of period | 5,244,079,757 | | 5,723,106,771 | | 8,721,516,410 | | 9,664,722,482 |
End of period | $ 5,843,301,232 | | $ 5,244,079,757 | | $ 9,699,908,068 | | $ 8,721,516,410 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ 145,026,695 | | $ 233,940,858 | | $ 66,546,487 | | $ 116,335,420 |
Net realized gain (loss) on investments and foreign currency transactions | 1,012,440,264 | | 49,363,330 | | 196,263,673 | | 284,007,823 |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | 1,395,552,560 | | 151,740,638 | | 359,995,779 | | (457,542,879) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 2,553,019,519 | | 435,044,826 | | 622,805,939 | | (57,199,636) |
Distributions to Shareholders: | | | | | | | |
Class A | (60,366,080) | | (258,300,614) | | (121,906,498) | | (222,546,956) |
Class C | (1,836,697) | | (9,966,061) | | (6,826,529) | | (14,852,255) |
Class I | (54,394,643) | | (230,854,568) | | (103,828,588) | | (190,487,435) |
Class R3 | (540,100) | | (2,873,582) | | (1,617,293) | | (3,224,249) |
Class R4 | (1,032,036) | | (5,193,022) | | (2,722,355) | | (4,607,397) |
Class R5 | (2,158,108) | | (13,397,426) | | (4,185,942) | | (9,203,985) |
Class R6 | (12,078,697) | | (40,890,461) | | (11,821,978) | | (13,555,380) |
Class Y | (6,861,878) | | (41,051,593) | | (9,092,505) | | (14,227,547) |
Class F | (85,311,902) | | (328,822,418) | | (84,611,992) | | (140,609,528) |
Total distributions | (224,580,141) | | (931,349,745) | | (346,613,680) | | (613,314,732) |
Capital Share Transactions: | | | | | | | |
Sold | 1,676,610,780 | | 3,166,633,761 | | 400,128,112 | | 1,279,665,814 |
Issued on reinvestment of distributions | 215,512,256 | | 886,525,833 | | 335,412,944 | | 591,769,542 |
Redeemed | (2,034,312,923) | | (4,403,636,095) | | (808,195,440) | | (1,384,892,411) |
Net increase (decrease) from capital share transactions | (142,189,887) | | (350,476,501) | | (72,654,384) | | 486,542,945 |
Net Increase (Decrease) in Net Assets | 2,186,249,491 | | (846,781,420) | | 203,537,875 | | (183,971,423) |
Net Assets: | | | | | | | |
Beginning of period | 14,781,223,910 | | 15,628,005,330 | | 4,842,724,990 | | 5,026,696,413 |
End of period | $ 16,967,473,401 | | $ 14,781,223,910 | | $ 5,046,262,865 | | $ 4,842,724,990 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ (15,578,300) | | $ (22,030,102) | | $ (779,549) | | $ (2,272,181) |
Net realized gain (loss) on investments and foreign currency transactions | 270,105,053 | | (206,095,674) | | 8,967,598 | | (19,155,864) |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | 991,654,639 | | 886,590,324 | | 158,812,691 | | (32,876,966) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 1,246,181,392 | | 658,464,548 | | 167,000,740 | | (54,305,011) |
Distributions to Shareholders: | | | | | | | |
Class A | — | | — | | — | | (7,331,092) |
Class C | — | | — | | — | | (1,219,667) |
Class I | — | | — | | — | | (3,098,841) |
Class R3 | — | | — | | — | | (254,124) |
Class R4 | — | | — | | — | | (149,762) |
Class R5 | — | | — | | — | | (87,212) |
Class R6 | — | | — | | — | | (471,423) |
Class Y | — | | — | | — | | (442,850) |
Class F | — | | — | | — | | (315,373) |
Total distributions | — | | — | | — | | (13,370,344) |
Capital Share Transactions: | | | | | | | |
Sold | 250,193,992 | | 477,043,015 | | 36,135,646 | | 112,945,044 |
Issued on reinvestment of distributions | — | | — | | — | | 12,726,329 |
Redeemed | (598,521,192) | | (1,366,852,230) | | (210,716,921) | | (303,766,347) |
Net increase (decrease) from capital share transactions | (348,327,200) | | (889,809,215) | | (174,581,275) | | (178,094,974) |
Net Increase (Decrease) in Net Assets | 897,854,192 | | (231,344,667) | | (7,580,535) | | (245,770,329) |
Net Assets: | | | | | | | |
Beginning of period | 3,977,324,217 | | 4,208,668,884 | | 1,072,327,914 | | 1,318,098,243 |
End of period | $ 4,875,178,409 | | $ 3,977,324,217 | | $ 1,064,747,379 | | $ 1,072,327,914 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ (13,183,901) | | $ (16,433,266) | | $ 5,354,160 | | $ 7,273,918 |
Net realized gain (loss) on investments and foreign currency transactions | 243,267,172 | | 157,165,559 | | 39,250,826 | | 52,484,433 |
Net changes in unrealized appreciation (depreciation) of investments | 902,414,748 | | (209,959,608) | | 121,113,778 | | (56,443,443) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 1,132,498,019 | | (69,227,315) | | 165,718,764 | | 3,314,908 |
Distributions to Shareholders: | | | | | | | |
Class A | (51,535,192) | | (205,996,880) | | (28,061,202) | | (37,390,881) |
Class C | (6,696,932) | | (32,168,949) | | (464,884) | | (914,580) |
Class I | (25,371,322) | | (138,502,339) | | (3,105,512) | | (3,955,638) |
Class R3 | (1,195,077) | | (4,852,489) | | (390,589) | | (564,683) |
Class R4 | (1,096,584) | | (5,481,785) | | (291,520) | | (833,118) |
Class R5 | (1,149,714) | | (6,560,710) | | (140,909) | | (188,828) |
Class R6 | (7,955,001) | | (52,179,244) | | (9,926) | | (1,104) |
Class Y | (5,679,577) | | (28,916,935) | | (449,819) | | (726,194) |
Class F | (41,320,774) | | (164,693,840) | | (35,768,461) | | (46,573,065) |
Total distributions | (142,000,173) | | (639,353,171) | | (68,682,822) | | (91,148,091) |
Capital Share Transactions: | | | | | | | |
Sold | 299,147,612 | | 660,210,323 | | 56,722,669 | | 158,310,197 |
Issued on reinvestment of distributions | 138,628,309 | | 619,263,258 | | 68,498,653 | | 90,819,161 |
Redeemed | (1,074,078,241) | | (2,519,789,451) | | (105,692,028) | | (167,762,996) |
Net increase (decrease) from capital share transactions | (636,302,320) | | (1,240,315,870) | | 19,529,294 | | 81,366,362 |
Net Increase (Decrease) in Net Assets | 354,195,526 | | (1,948,896,356) | | 116,565,236 | | (6,466,821) |
Net Assets: | | | | | | | |
Beginning of period | 5,650,447,561 | | 7,599,343,917 | | 880,655,316 | | 887,122,137 |
End of period | $ 6,004,643,087 | | $ 5,650,447,561 | | $ 997,220,552 | | $ 880,655,316 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ (903,434) | | $ (1,531,951) | | $ 1,434,338 | | $ 1,666,241 |
Net realized gain (loss) on investments and foreign currency transactions | 9,255,318 | | 43,947,170 | | 527,886 | | 2,660,723 |
Net changes in unrealized appreciation (depreciation) of investments | 63,114,525 | | (61,428,086) | | 16,165,722 | | (7,538,189) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 71,466,409 | | (19,012,867) | | 18,127,946 | | (3,211,225) |
Distributions to Shareholders: | | | | | | | |
Class A | (5,597,145) | | — | | (1,662,208) | | (4,515,050) |
Class C | (90,111) | | — | | (45,570) | | (170,604) |
Class I | (1,687,970) | | — | | (699,431) | | (1,930,669) |
Class R3 | (212,751) | | — | | (17,434) | | (63,190) |
Class R4 | (260,304) | | — | | (4,539) | | (4,769) |
Class R5 | (419,366) | | — | | (72,871) | | (155,981) |
Class R6 | (1,145,608) | | — | | (322,438) | | (679,555) |
Class Y | (3,189,001) | | — | | (95,551) | | (255,729) |
Class F | (897,745) | | — | | (997,513) | | (3,460,472) |
Total distributions | (13,500,001) | | — | | (3,917,555) | | (11,236,019) |
Capital Share Transactions: | | | | | | | |
Sold | 25,893,660 | | 54,004,681 | | 9,974,801 | | 15,893,738 |
Issued on reinvestment of distributions | 12,456,301 | | — | | 3,882,087 | | 11,131,050 |
Redeemed | (67,997,794) | | (158,502,327) | | (12,910,168) | | (37,249,469) |
Net increase (decrease) from capital share transactions | (29,647,833) | | (104,497,646) | | 946,720 | | (10,224,681) |
Net Increase (Decrease) in Net Assets | 28,318,575 | | (123,510,513) | | 15,157,111 | | (24,671,925) |
Net Assets: | | | | | | | |
Beginning of period | 376,927,442 | | 500,437,955 | | 101,446,029 | | 126,117,954 |
End of period | $ 405,246,017 | | $ 376,927,442 | | $ 116,603,140 | | $ 101,446,029 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford Small Company Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | |
Net investment income (loss) | $ (1,192,664) | | $ (1,826,191) |
Net realized gain (loss) on investments | 17,333,768 | | (23,922,463) |
Net changes in unrealized appreciation (depreciation) of investments | 93,795,604 | | (25,160,583) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 109,936,708 | | (50,909,237) |
Capital Share Transactions: | | | |
Sold | 37,768,432 | | 83,997,578 |
Redeemed | (74,376,821) | | (159,468,300) |
Net increase (decrease) from capital share transactions | (36,608,389) | | (75,470,722) |
Net Increase (Decrease) in Net Assets | 73,328,319 | | (126,379,959) |
Net Assets: | | | |
Beginning of period | 539,271,616 | | 665,651,575 |
End of period | $ 612,599,935 | | $ 539,271,616 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Capital Appreciation Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 34.17 | | $ 0.12 | | $ 6.44 | | $ 6.56 | | $ (0.21) | | $ — | | $ (0.21) | | $ 40.52 | | 19.21% (4) | | $ 4,447,474 | | 1.05% (5) | | 1.04% (5) | | 0.60% (5) | | 50% |
C | | 21.26 | | (0.02) | | 4.01 | | 3.99 | | (0.04) | | — | | (0.04) | | 25.21 | | 18.75 (4) | | 62,691 | | 1.85 (5) | | 1.85 (5) | | (0.20) (5) | | 50 |
I | | 34.48 | | 0.17 | | 6.49 | | 6.66 | | (0.30) | | — | | (0.30) | | 40.84 | | 19.36 (4) | | 502,881 | | 0.78 (5) | | 0.78 (5) | | 0.86 (5) | | 50 |
R3 | | 39.48 | | 0.06 | | 7.44 | | 7.50 | | (0.01) | | — | | (0.01) | | 46.97 | | 19.01 (4) | | 28,782 | | 1.40 (5) | | 1.40 (5) | | 0.25 (5) | | 50 |
R4 | | 41.75 | | 0.13 | | 7.88 | | 8.01 | | (0.16) | | — | | (0.16) | | 49.60 | | 19.19 (4) | | 27,751 | | 1.09 (5) | | 1.09 (5) | | 0.55 (5) | | 50 |
R5 | | 42.97 | | 0.21 | | 8.09 | | 8.30 | | (0.28) | | — | | (0.28) | | 50.99 | | 19.35 (4) | | 20,521 | | 0.80 (5) | | 0.80 (5) | | 0.84 (5) | | 50 |
R6 | | 43.35 | | 0.25 | | 8.16 | | 8.41 | | (0.34) | | — | | (0.34) | | 51.42 | | 19.43 (4) | | 26,118 | | 0.70 (5) | | 0.70 (5) | | 1.00 (5) | | 50 |
Y | | 43.30 | | 0.21 | | 8.17 | | 8.38 | | (0.20) | | — | | (0.20) | | 51.48 | | 19.38 (4) | | 25,610 | | 0.79 (5) | | 0.79 (5) | | 0.85 (5) | | 50 |
F | | 34.48 | | 0.19 | | 6.50 | | 6.69 | | (0.34) | | — | | (0.34) | | 40.83 | | 19.44 (4) | | 701,474 | | 0.70 (5) | | 0.70 (5) | | 0.95 (5) | | 50 |
For the Year Ended October 31, 2023 |
A | | $ 34.53 | | $ 0.20 | | $ 1.44 | | $ 1.64 | | $ (0.12) | | $ (1.88) | | $ (2.00) | | $ 34.17 | | 4.79% | | $ 3,943,921 | | 1.06% | | 1.05% | | 0.57% | | 62% |
C | | 22.26 | | (0.05) | | 0.93 | | 0.88 | | — | | (1.88) | | (1.88) | | 21.26 | | 3.93 | | 63,034 | | 1.85 | | 1.85 | | (0.22) | | 62 |
I | | 34.84 | | 0.29 | | 1.45 | | 1.74 | | (0.22) | | (1.88) | | (2.10) | | 34.48 | | 5.05 | | 444,439 | | 0.79 | | 0.79 | | 0.83 | | 62 |
R3 | | 39.62 | | 0.08 | | 1.66 | | 1.74 | | — | | (1.88) | | (1.88) | | 39.48 | | 4.40 | | 25,851 | | 1.42 | | 1.42 | | 0.20 | | 62 |
R4 | | 41.74 | | 0.22 | | 1.74 | | 1.96 | | (0.07) | | (1.88) | | (1.95) | | 41.75 | | 4.72 | | 24,703 | | 1.10 | | 1.10 | | 0.52 | | 62 |
R5 | | 42.91 | | 0.36 | | 1.78 | | 2.14 | | (0.20) | | (1.88) | | (2.08) | | 42.97 | | 5.05 | | 19,457 | | 0.80 | | 0.80 | | 0.82 | | 62 |
R6 | | 43.28 | | 0.38 | | 1.82 | | 2.20 | | (0.25) | | (1.88) | | (2.13) | | 43.35 | | 5.14 | | 64,712 | | 0.70 | | 0.70 | | 0.87 | | 62 |
Y | | 43.22 | | 0.37 | | 1.78 | | 2.15 | | (0.19) | | (1.88) | | (2.07) | | 43.30 | | 5.03 | | 21,623 | | 0.81 | | 0.81 | | 0.83 | | 62 |
F | | 34.85 | | 0.33 | | 1.43 | | 1.76 | | (0.25) | | (1.88) | | (2.13) | | 34.48 | | 5.13 | | 636,340 | | 0.70 | | 0.70 | | 0.92 | | 62 |
For the Year Ended October 31, 2022 |
A | | $ 48.89 | | $ 0.12 | | $ (7.60) | | $ (7.48) | | $ (0.05) | | $ (6.83) | | $ (6.88) | | $ 34.53 | | (17.73)% | | $ 4,238,197 | | 1.05% | | 1.04% | | 0.31% | | 82% |
C | | 34.14 | | (0.12) | | (4.93) | | (5.05) | | — | | (6.83) | | (6.83) | | 22.26 | | (18.35) | | 87,852 | | 1.84 | | 1.84 | | (0.49) | | 82 |
I | | 49.25 | | 0.22 | | (7.64) | | (7.42) | | (0.16) | | (6.83) | | (6.99) | | 34.84 | | (17.49) | | 513,601 | | 0.78 | | 0.78 | | 0.57 | | 82 |
R3 | | 55.21 | | (0.03) | | (8.73) | | (8.76) | | — | | (6.83) | | (6.83) | | 39.62 | | (18.03) | | 30,074 | | 1.41 | | 1.41 | | (0.06) | | 82 |
R4 | | 57.63 | | 0.12 | | (9.18) | | (9.06) | | — | | (6.83) | | (6.83) | | 41.74 | | (17.77) | | 26,984 | | 1.10 | | 1.10 | | 0.25 | | 82 |
R5 | | 59.02 | | 0.26 | | (9.41) | | (9.15) | | (0.13) | | (6.83) | | (6.96) | | 42.91 | | (17.51) | | 27,917 | | 0.80 | | 0.80 | | 0.56 | | 82 |
R6 | | 59.48 | | 0.31 | | (9.49) | | (9.18) | | (0.19) | | (6.83) | | (7.02) | | 43.28 | | (17.44) | | 27,644 | | 0.70 | | 0.70 | | 0.66 | | 82 |
Y | | 59.41 | | 0.26 | | (9.48) | | (9.22) | | (0.14) | | (6.83) | | (6.97) | | 43.22 | | (17.52) | | 74,365 | | 0.80 | | 0.80 | | 0.54 | | 82 |
F | | 49.26 | | 0.25 | | (7.64) | | (7.39) | | (0.19) | | (6.83) | | (7.02) | | 34.85 | | (17.42) | | 696,473 | | 0.69 | | 0.69 | | 0.66 | | 82 |
For the Year Ended October 31, 2021 |
A | | $ 38.39 | | $ 0.05 | | $ 12.59 | | $ 12.64 | | $ (0.15) | | $ (1.99) | | $ (2.14) | | $ 48.89 | | 33.83% | | $ 5,710,869 | | 1.04% | | 1.04% | | 0.12% | | 62% |
C | | 27.45 | | (0.21) | | 8.89 | | 8.68 | | — | | (1.99) | | (1.99) | | 34.14 | | 32.74 | | 148,862 | | 1.83 | | 1.83 | | (0.66) | | 62 |
I | | 38.66 | | 0.18 | | 12.66 (6) | | 12.84 (6) | | (0.26) | | (1.99) | | (2.25) | | 49.25 | | 34.15 | | 721,608 | | 0.77 | | 0.77 | | 0.38 | | 62 |
R3 | | 43.14 | | (0.13) | | 14.19 | | 14.06 | | — | | (1.99) | | (1.99) | | 55.21 | | 33.32 | | 45,054 | | 1.41 | | 1.41 | | (0.25) | | 62 |
R4 | | 44.91 | | 0.03 | | 14.78 (6) | | 14.81 (6) | | (0.10) | | (1.99) | | (2.09) | | 57.63 | | 33.72 | | 36,750 | | 1.10 | | 1.10 | | 0.06 | | 62 |
R5 | | 45.94 | | 0.20 | | 15.11 (6) | | 15.31 (6) | | (0.24) | | (1.99) | | (2.23) | | 59.02 | | 34.11 | | 36,529 | | 0.80 | | 0.80 | | 0.36 | | 62 |
R6 | | 46.27 | | 0.26 | | 15.22 | | 15.48 | | (0.28) | | (1.99) | | (2.27) | | 59.48 | | 34.27 | | 19,261 | | 0.69 | | 0.69 | | 0.46 | | 62 |
Y | | 46.24 | | 0.21 | | 15.21 | | 15.42 | | (0.26) | | (1.99) | | (2.25) | | 59.41 | | 34.14 | | 122,539 | | 0.80 | | 0.79 | | 0.37 | | 62 |
F | | 38.66 | | 0.21 | | 12.67 | | 12.88 | | (0.29) | | (1.99) | | (2.28) | | 49.26 | | 34.28 | | 893,713 | | 0.69 | | 0.69 | | 0.47 | | 62 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Capital Appreciation Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 37.12 | | $ 0.18 | | $ 2.90 | | $ 3.08 | | $ (0.17) | | $ (1.64) | | $ (1.81) | | $ 38.39 | | 8.57% | | $ 4,645,677 | | 1.07% | | 1.07% | | 0.48% | | 84% |
C | | 27.08 | | (0.07) | | 2.08 | | 2.01 | | — | | (1.64) | | (1.64) | | 27.45 | | 7.78 | | 177,309 | | 1.85 | | 1.85 | | (0.27) | | 84 |
I | | 37.36 | | 0.28 | | 2.93 | | 3.21 | | (0.27) | | (1.64) | | (1.91) | | 38.66 | | 8.88 | | 584,048 | | 0.79 | | 0.79 | | 0.77 | | 84 |
R3 | | 41.47 | | 0.06 | | 3.25 | | 3.31 | | — | | (1.64) | | (1.64) | | 43.14 | | 8.25 | | 42,449 | | 1.42 | | 1.42 | | 0.14 | | 84 |
R4 | | 43.06 | | 0.20 | | 3.39 | | 3.59 | | (0.10) | | (1.64) | | (1.74) | | 44.91 | | 8.59 | | 32,732 | | 1.10 | | 1.10 | | 0.46 | | 84 |
R5 | | 44.04 | | 0.33 | | 3.47 | | 3.80 | | (0.26) | | (1.64) | | (1.90) | | 45.94 | | 8.88 | | 34,188 | | 0.81 | | 0.81 | | 0.75 | | 84 |
R6 | | 44.34 | | 0.43 | | 3.44 | | 3.87 | | (0.30) | | (1.64) | | (1.94) | | 46.27 | | 9.03 | | 12,531 | | 0.70 | | 0.70 | | 1.00 | | 84 |
Y | | 44.32 | | 0.36 | | 3.49 | | 3.85 | | (0.29) | | (1.64) | | (1.93) | | 46.24 | | 8.97 | | 103,152 | | 0.80 | | 0.75 | | 0.83 | | 84 |
F | | 37.36 | | 0.31 | | 2.93 | | 3.24 | | (0.30) | | (1.64) | | (1.94) | | 38.66 | | 9.00 | | 724,872 | | 0.70 | | 0.70 | | 0.85 | | 84 |
For the Year Ended October 31, 2019 |
A | | $ 37.88 | | $ 0.15 | | $ 4.81 | | $ 4.96 | | $ (0.11) | | $ (5.61) | | $ (5.72) | | $ 37.12 | | 16.32% | | $ 4,831,749 | | 1.07% | | 1.07% | | 0.42% | | 68% |
C | | 29.30 | | (0.09) | | 3.48 | | 3.39 | | — | | (5.61) | | (5.61) | | 27.08 | | 15.45 | | 278,394 | | 1.83 | | 1.83 | | (0.33) | | 68 |
I | | 38.08 | | 0.25 | | 4.84 | | 5.09 | | (0.20) | | (5.61) | | (5.81) | | 37.36 | | 16.66 | | 658,302 | | 0.79 | | 0.79 | | 0.70 | | 68 |
R3 | | 41.62 | | 0.03 | | 5.43 | | 5.46 | | — | | (5.61) | | (5.61) | | 41.47 | | 15.91 | | 50,957 | | 1.42 | | 1.42 | | 0.07 | | 68 |
R4 | | 42.94 | | 0.16 | | 5.63 | | 5.79 | | (0.06) | | (5.61) | | (5.67) | | 43.06 | | 16.27 | | 38,634 | | 1.11 | | 1.11 | | 0.39 | | 68 |
R5 | | 43.80 | | 0.28 | | 5.75 | | 6.03 | | (0.18) | | (5.61) | | (5.79) | | 44.04 | | 16.64 | | 38,808 | | 0.80 | | 0.80 | | 0.68 | | 68 |
R6 | | 44.07 | | 0.33 | | 5.78 | | 6.11 | | (0.23) | | (5.61) | | (5.84) | | 44.34 | | 16.74 | | 80,535 | | 0.70 | | 0.70 | | 0.78 | | 68 |
Y | | 44.06 | | 0.32 | | 5.77 | | 6.09 | | (0.22) | | (5.61) | | (5.83) | | 44.32 | | 16.71 | | 187,754 | | 0.78 | | 0.74 | | 0.75 | | 68 |
F | | 38.09 | | 0.28 | | 4.83 | | 5.11 | | (0.23) | | (5.61) | | (5.84) | | 37.36 | | 16.75 | | 776,505 | | 0.70 | | 0.70 | | 0.79 | | 68 |
Hartford Core Equity Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 41.56 | | $ 0.12 | | $ 8.92 | | $ 9.04 | | $ (0.37) | | $ (0.91) | | $ (1.28) | | $ 49.32 | | 22.08% (4) | | $ 1,744,473 | | 0.69% (5) | | 0.69% (5) | | 0.52% (5) | | 14% |
C | | 37.22 | | (0.05) | | 7.98 | | 7.93 | | (0.05) | | (0.91) | | (0.96) | | 44.19 | | 21.62 (4) | | 375,397 | | 1.45 (5) | | 1.45 (5) | | (0.23) (5) | | 14 |
I | | 41.73 | | 0.18 | | 8.94 | | 9.12 | | (0.46) | | (0.91) | | (1.37) | | 49.48 | | 22.23 (4) | | 2,994,426 | | 0.46 (5) | | 0.46 (5) | | 0.76 (5) | | 14 |
R3 | | 42.15 | | 0.03 | | 9.05 | | 9.08 | | (0.17) | | (0.91) | | (1.08) | | 50.15 | | 21.85 (4) | | 51,955 | | 1.08 (5) | | 1.08 (5) | | 0.15 (5) | | 14 |
R4 | | 43.05 | | 0.12 | | 9.24 | | 9.36 | | (0.34) | | (0.91) | | (1.25) | | 51.16 | | 22.06 (4) | | 145,931 | | 0.76 (5) | | 0.71 (5) | | 0.51 (5) | | 14 |
R5 | | 42.11 | | 0.18 | | 9.02 | | 9.20 | | (0.46) | | (0.91) | | (1.37) | | 49.94 | | 22.21 (4) | | 117,320 | | 0.47 (5) | | 0.47 (5) | | 0.76 (5) | | 14 |
R6 | | 42.32 | | 0.20 | | 9.07 | | 9.27 | | (0.51) | | (0.91) | | (1.42) | | 50.17 | | 22.27 (4) | | 1,233,896 | | 0.36 (5) | | 0.36 (5) | | 0.85 (5) | | 14 |
Y | | 42.30 | | 0.19 | | 9.06 | | 9.25 | | (0.47) | | (0.91) | | (1.38) | | 50.17 | | 22.22 (4) | | 458,315 | | 0.45 (5) | | 0.45 (5) | | 0.78 (5) | | 14 |
F | | 41.78 | | 0.20 | | 8.95 | | 9.15 | | (0.51) | | (0.91) | | (1.42) | | 49.51 | | 22.27 (4) | | 2,578,196 | | 0.36 (5) | | 0.36 (5) | | 0.86 (5) | | 14 |
For the Year Ended October 31, 2023 |
A | | $ 40.38 | | $ 0.35 | | $ 2.31 | | $ 2.66 | | $ (0.36) | | $ (1.12) | | $ (1.48) | | $ 41.56 | | 6.77% | | $ 1,463,010 | | 0.70% | | 0.70% | | 0.83% | | 19% |
C | | 36.27 | | 0.03 | | 2.11 | | 2.14 | | (0.07) | | (1.12) | | (1.19) | | 37.22 | | 5.99 | | 371,746 | | 1.45 | | 1.45 | | 0.09 | | 19 |
I | | 40.55 | | 0.45 | | 2.31 | | 2.76 | | (0.46) | | (1.12) | | (1.58) | | 41.73 | | 7.04 | | 2,742,609 | | 0.46 | | 0.46 | | 1.09 | | 19 |
R3 | | 40.90 | | 0.19 | | 2.36 | | 2.55 | | (0.18) | | (1.12) | | (1.30) | | 42.15 | | 6.37 | | 49,721 | | 1.08 | | 1.08 | | 0.46 | | 19 |
R4 | | 41.74 | | 0.35 | | 2.41 | | 2.76 | | (0.33) | | (1.12) | | (1.45) | | 43.05 | | 6.77 | | 125,829 | | 0.75 | | 0.72 | | 0.83 | | 19 |
R5 | | 40.89 | | 0.45 | | 2.35 | | 2.80 | | (0.46) | | (1.12) | | (1.58) | | 42.11 | | 7.04 | | 126,235 | | 0.46 | | 0.46 | | 1.08 | | 19 |
R6 | | 41.10 | | 0.49 | | 2.36 | | 2.85 | | (0.51) | | (1.12) | | (1.63) | | 42.32 | | 7.14 | | 1,104,199 | | 0.36 | | 0.36 | | 1.17 | | 19 |
Y | | 41.07 | | 0.46 | | 2.35 | | 2.81 | | (0.46) | | (1.12) | | (1.58) | | 42.30 | | 7.05 | | 471,414 | | 0.44 | | 0.44 | | 1.10 | | 19 |
F | | 40.60 | | 0.49 | | 2.32 | | 2.81 | | (0.51) | | (1.12) | | (1.63) | | 41.78 | | 7.13 | | 2,266,753 | | 0.36 | | 0.36 | | 1.18 | | 19 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Core Equity Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 49.41 | | $ 0.33 | | $ (7.87) | | $ (7.54) | | $ (0.24) | | $ (1.25) | | $ (1.49) | | $ 40.38 | | (15.79)% | | $ 1,456,044 | | 0.70% | | 0.70% | | 0.75% | | 15% |
C | | 44.63 | | (0.00) (7) | | (7.11) | | (7.11) | | — | | (1.25) | | (1.25) | | 36.27 | | (16.43) | | 431,852 | | 1.45 | | 1.45 | | (0.00) (8) | | 15 |
I | | 49.59 | | 0.45 | | (7.89) | | (7.44) | | (0.35) | | (1.25) | | (1.60) | | 40.55 | | (15.57) | | 3,529,589 | | 0.46 | | 0.46 | | 0.99 | | 15 |
R3 | | 50.06 | | 0.17 | | (8.00) | | (7.83) | | (0.08) | | (1.25) | | (1.33) | | 40.90 | | (16.11) | | 54,393 | | 1.08 | | 1.07 | | 0.37 | | 15 |
R4 | | 51.01 | | 0.34 | | (8.14) | | (7.80) | | (0.22) | | (1.25) | | (1.47) | | 41.74 | | (15.80) | | 157,597 | | 0.76 | | 0.73 | | 0.71 | | 15 |
R5 | | 49.99 | | 0.44 | | (7.95) | | (7.51) | | (0.34) | | (1.25) | | (1.59) | | 40.89 | | (15.58) | | 146,672 | | 0.46 | | 0.46 | | 0.98 | | 15 |
R6 | | 50.24 | | 0.50 | | (8.00) | | (7.50) | | (0.39) | | (1.25) | | (1.64) | | 41.10 | | (15.51) | | 1,059,702 | | 0.36 | | 0.36 | | 1.10 | | 15 |
Y | | 50.20 | | 0.45 | | (7.98) | | (7.53) | | (0.35) | | (1.25) | | (1.60) | | 41.07 | | (15.56) | | 529,017 | | 0.45 | | 0.44 | | 1.00 | | 15 |
F | | 49.65 | | 0.49 | | (7.90) | | (7.41) | | (0.39) | | (1.25) | | (1.64) | | 40.60 | | (15.51) | | 2,299,856 | | 0.36 | | 0.36 | | 1.08 | | 15 |
For the Year Ended October 31, 2021 |
A | | $ 36.04 | | $ 0.23 | | $ 13.36 | | $ 13.59 | | $ (0.22) | | $ — | | $ (0.22) | | $ 49.41 | | 37.85% | | $ 1,681,155 | | 0.70% | | 0.70% | | 0.52% | | 13% |
C | | 32.62 | | (0.09) | | 12.10 | | 12.01 | | — | | — | | — | | 44.63 | | 36.82 | | 583,876 | | 1.45 | | 1.45 | | (0.23) | | 13 |
I | | 36.16 | | 0.34 | | 13.40 | | 13.74 | | (0.31) | | — | | (0.31) | | 49.59 | | 38.19 | | 4,700,782 | | 0.45 | | 0.45 | | 0.77 | | 13 |
R3 | | 36.54 | | 0.07 | | 13.56 | | 13.63 | | (0.11) | | — | | (0.11) | | 50.06 | | 37.38 | | 71,617 | | 1.07 | | 1.06 | | 0.16 | | 13 |
R4 | | 37.20 | | 0.23 | | 13.79 | | 14.02 | | (0.21) | | — | | (0.21) | | 51.01 | | 37.82 | | 239,198 | | 0.76 | | 0.72 | | 0.50 | | 13 |
R5 | | 36.44 | | 0.34 | | 13.51 | | 13.85 | | (0.30) | | — | | (0.30) | | 49.99 | | 38.17 | | 225,017 | | 0.46 | | 0.46 | | 0.76 | | 13 |
R6 | | 36.62 | | 0.39 | | 13.57 | | 13.96 | | (0.34) | | — | | (0.34) | | 50.24 | | 38.31 | | 1,045,661 | | 0.36 | | 0.36 | | 0.86 | | 13 |
Y | | 36.60 | | 0.35 | | 13.56 | | 13.91 | | (0.31) | | — | | (0.31) | | 50.20 | | 38.20 | | 903,952 | | 0.46 | | 0.44 | | 0.78 | | 13 |
F | | 36.19 | | 0.38 | | 13.42 | | 13.80 | | (0.34) | | — | | (0.34) | | 49.65 | | 38.33 | | 3,213,368 | | 0.36 | | 0.36 | | 0.86 | | 13 |
For the Year Ended October 31, 2020 |
A | | $ 33.40 | | $ 0.26 | | $ 3.23 | | $ 3.49 | | $ (0.23) | | $ (0.62) | | $ (0.85) | | $ 36.04 | | 10.58% | | $ 1,140,994 | | 0.73% | | 0.72% | | 0.77% | | 22% |
C | | 30.35 | | 0.01 | | 2.92 | | 2.93 | | (0.04) | | (0.62) | | (0.66) | | 32.62 | | 9.74 | | 443,989 | | 1.47 | | 1.47 | | 0.03 | | 22 |
I | | 33.50 | | 0.35 | | 3.24 | | 3.59 | | (0.31) | | (0.62) | | (0.93) | | 36.16 | | 10.87 | | 2,936,718 | | 0.46 | | 0.46 | | 1.03 | | 22 |
R3 | | 33.86 | | 0.15 | | 3.26 | | 3.41 | | (0.11) | | (0.62) | | (0.73) | | 36.54 | | 10.17 | | 46,674 | | 1.07 | | 1.07 | | 0.43 | | 22 |
R4 | | 34.44 | | 0.27 | | 3.33 | | 3.60 | | (0.22) | | (0.62) | | (0.84) | | 37.20 | | 10.58 | | 169,267 | | 0.78 | | 0.73 | | 0.77 | | 22 |
R5 | | 33.75 | | 0.36 | | 3.25 | | 3.61 | | (0.30) | | (0.62) | | (0.92) | | 36.44 | | 10.85 | | 188,738 | | 0.47 | | 0.47 | | 1.04 | | 22 |
R6 | | 33.91 | | 0.38 | | 3.29 | | 3.67 | | (0.34) | | (0.62) | | (0.96) | | 36.62 | | 10.96 | | 746,018 | | 0.38 | | 0.38 | | 1.10 | | 22 |
Y | | 33.90 | | 0.36 | | 3.28 | | 3.64 | | (0.32) | | (0.62) | | (0.94) | | 36.60 | | 10.89 | | 668,655 | | 0.47 | | 0.45 | | 1.05 | | 22 |
F | | 33.52 | | 0.38 | | 3.25 | | 3.63 | | (0.34) | | (0.62) | | (0.96) | | 36.19 | | 10.97 | | 2,251,700 | | 0.38 | | 0.38 | | 1.12 | | 22 |
For the Year Ended October 31, 2019 |
A | | $ 30.17 | | $ 0.27 | | $ 4.40 | | $ 4.67 | | $ (0.21) | | $ (1.23) | | $ (1.44) | | $ 33.40 | | 16.60% | | $ 881,587 | | 0.74% | | 0.73% | | 0.88% | | 15% |
C | | 27.53 | | 0.04 | | 4.01 | | 4.05 | | — | | (1.23) | | (1.23) | | 30.35 | | 15.71 | | 366,553 | | 1.47 | | 1.47 | | 0.14 | | 15 |
I | | 30.26 | | 0.35 | | 4.40 | | 4.75 | | (0.28) | | (1.23) | | (1.51) | | 33.50 | | 16.91 | | 1,740,669 | | 0.47 | | 0.47 | | 1.14 | | 15 |
R3 | | 30.52 | | 0.16 | | 4.48 | | 4.64 | | (0.07) | | (1.23) | | (1.30) | | 33.86 | | 16.18 | | 34,158 | | 1.10 | | 1.10 | | 0.52 | | 15 |
R4 | | 31.03 | | 0.28 | | 4.54 | | 4.82 | | (0.18) | | (1.23) | | (1.41) | | 34.44 | | 16.59 | | 150,159 | | 0.77 | | 0.74 | | 0.88 | | 15 |
R5 | | 30.47 | | 0.35 | | 4.44 | | 4.79 | | (0.28) | | (1.23) | | (1.51) | | 33.75 | | 16.90 | | 231,879 | | 0.49 | | 0.49 | | 1.13 | | 15 |
R6 | | 30.61 | | 0.38 | | 4.46 | | 4.84 | | (0.31) | | (1.23) | | (1.54) | | 33.91 | | 17.01 | | 259,706 | | 0.38 | | 0.38 | | 1.22 | | 15 |
Y | | 30.61 | | 0.37 | | 4.45 | | 4.82 | | (0.30) | | (1.23) | | (1.53) | | 33.90 | | 16.94 | | 371,580 | | 0.46 | | 0.43 | | 1.18 | | 15 |
F | | 30.28 | | 0.38 | | 4.40 | | 4.78 | | (0.31) | | (1.23) | | (1.54) | | 33.52 | | 17.00 | | 1,655,619 | | 0.38 | | 0.38 | | 1.21 | | 15 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Dividend and Growth Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 29.39 | | $ 0.26 | | $ 4.81 | | $ 5.07 | | $ (0.31) | | $ (0.11) | | $ (0.42) | | $ 34.04 | | 17.30% (4) | | $ 4,850,316 | | 0.96% (5) | | 0.95% (5) | | 1.59% (5) | | 18% |
C | | 28.06 | | 0.13 | | 4.57 | | 4.70 | | (0.19) | | (0.11) | | (0.30) | | 32.46 | | 16.80 (4) | | 192,143 | | 1.73 (5) | | 1.73 (5) | | 0.81 (5) | | 18 |
I | | 29.20 | | 0.30 | | 4.78 | | 5.08 | | (0.35) | | (0.11) | | (0.46) | | 33.82 | | 17.44 (4) | | 4,115,327 | | 0.72 (5) | | 0.72 (5) | | 1.82 (5) | | 18 |
R3 | | 29.95 | | 0.20 | | 4.89 | | 5.09 | | (0.24) | | (0.11) | | (0.35) | | 34.69 | | 17.05 (4) | | 51,134 | | 1.34 (5) | | 1.34 (5) | | 1.21 (5) | | 18 |
R4 | | 30.22 | | 0.25 | | 4.94 | | 5.19 | | (0.29) | | (0.11) | | (0.40) | | 35.01 | | 17.23 (4) | | 89,527 | | 1.03 (5) | | 1.03 (5) | | 1.51 (5) | | 18 |
R5 | | 30.38 | | 0.31 | | 4.96 | | 5.27 | | (0.34) | | (0.11) | | (0.45) | | 35.20 | | 17.41 (4) | | 161,358 | | 0.73 (5) | | 0.73 (5) | | 1.81 (5) | | 18 |
R6 | | 30.38 | | 0.32 | | 4.96 | | 5.28 | | (0.36) | | (0.11) | | (0.47) | | 35.19 | | 17.44 (4) | | 924,003 | | 0.63 (5) | | 0.63 (5) | | 1.91 (5) | | 18 |
Y | | 30.38 | | 0.31 | | 4.97 | | 5.28 | | (0.35) | | (0.11) | | (0.46) | | 35.20 | | 17.42 (4) | | 516,836 | | 0.73 (5) | | 0.72 (5) | | 1.83 (5) | | 18 |
F | | 29.18 | | 0.31 | | 4.77 | | 5.08 | | (0.36) | | (0.11) | | (0.47) | | 33.79 | | 17.47 (4) | | 6,066,828 | | 0.63 (5) | | 0.63 (5) | | 1.91 (5) | | 18 |
For the Year Ended October 31, 2023 |
A | | $ 30.41 | | $ 0.39 | | $ 0.36 | | $ 0.75 | | $ (0.40) | | $ (1.37) | | $ (1.77) | | $ 29.39 | | 2.43% | | $ 4,279,090 | | 0.96% | | 0.96% | | 1.30% | | 26% |
C | | 29.11 | | 0.15 | | 0.35 | | 0.50 | | (0.18) | | (1.37) | | (1.55) | | 28.06 | | 1.67 | | 171,495 | | 1.73 | | 1.73 | | 0.53 | | 26 |
I | | 30.23 | | 0.46 | | 0.35 | | 0.81 | | (0.47) | | (1.37) | | (1.84) | | 29.20 | | 2.66 | | 3,485,205 | | 0.72 | | 0.72 | | 1.54 | | 26 |
R3 | | 30.95 | | 0.29 | | 0.36 | | 0.65 | | (0.28) | | (1.37) | | (1.65) | | 29.95 | | 2.05 | | 47,143 | | 1.34 | | 1.34 | | 0.93 | | 26 |
R4 | | 31.22 | | 0.38 | | 0.36 | | 0.74 | | (0.37) | | (1.37) | | (1.74) | | 30.22 | | 2.33 | | 77,365 | | 1.04 | | 1.04 | | 1.23 | | 26 |
R5 | | 31.37 | | 0.48 | | 0.37 | | 0.85 | | (0.47) | | (1.37) | | (1.84) | | 30.38 | | 2.68 | | 150,816 | | 0.73 | | 0.73 | | 1.54 | | 26 |
R6 | | 31.37 | | 0.51 | | 0.37 | | 0.88 | | (0.50) | | (1.37) | | (1.87) | | 30.38 | | 2.78 | | 766,610 | | 0.63 | | 0.63 | | 1.63 | | 26 |
Y | | 31.38 | | 0.49 | | 0.36 | | 0.85 | | (0.48) | | (1.37) | | (1.85) | | 30.38 | | 2.68 | | 499,611 | | 0.72 | | 0.71 | | 1.56 | | 26 |
F | | 30.20 | | 0.49 | | 0.36 | | 0.85 | | (0.50) | | (1.37) | | (1.87) | | 29.18 | | 2.79 | | 5,303,889 | | 0.63 | | 0.63 | | 1.64 | | 26 |
For the Year Ended October 31, 2022 |
A | | $ 34.32 | | $ 0.38 | | $ (2.34) | | $ (1.96) | | $ (0.33) | | $ (1.62) | | $ (1.95) | | $ 30.41 | | (6.11)% | | $ 4,407,511 | | 0.96% | | 0.96% | | 1.18% | | 18% |
C | | 32.94 | | 0.13 | | (2.23) | | (2.10) | | (0.11) | | (1.62) | | (1.73) | | 29.11 | | (6.82) | | 187,342 | | 1.74 | | 1.74 | | 0.41 | | 18 |
I | | 34.12 | | 0.45 | | (2.31) | | (1.86) | | (0.41) | | (1.62) | | (2.03) | | 30.23 | | (5.86) | | 3,883,536 | | 0.72 | | 0.72 | | 1.43 | | 18 |
R3 | | 34.88 | | 0.26 | | (2.37) | | (2.11) | | (0.20) | | (1.62) | | (1.82) | | 30.95 | | (6.45) | | 54,565 | | 1.34 | | 1.34 | | 0.79 | | 18 |
R4 | | 35.17 | | 0.36 | | (2.39) | | (2.03) | | (0.30) | | (1.62) | | (1.92) | | 31.22 | | (6.16) | | 93,864 | | 1.04 | | 1.04 | | 1.10 | | 18 |
R5 | | 35.33 | | 0.46 | | (2.40) | | (1.94) | | (0.40) | | (1.62) | | (2.02) | | 31.37 | | (5.88) | | 233,377 | | 0.73 | | 0.73 | | 1.40 | | 18 |
R6 | | 35.34 | | 0.50 | | (2.41) | | (1.91) | | (0.44) | | (1.62) | | (2.06) | | 31.37 | | (5.80) | | 632,954 | | 0.63 | | 0.63 | | 1.52 | | 18 |
Y | | 35.34 | | 0.48 | | (2.40) | | (1.92) | | (0.42) | | (1.62) | | (2.04) | | 31.38 | | (5.82) | | 714,793 | | 0.73 | | 0.68 | | 1.45 | | 18 |
F | | 34.10 | | 0.48 | | (2.32) | | (1.84) | | (0.44) | | (1.62) | | (2.06) | | 30.20 | | (5.80) | | 5,420,063 | | 0.63 | | 0.63 | | 1.52 | | 18 |
For the Year Ended October 31, 2021 |
A | | $ 24.26 | | $ 0.33 | | $ 10.63 | | $ 10.96 | | $ (0.33) | | $ (0.57) | | $ (0.90) | | $ 34.32 | | 46.01% | | $ 4,733,858 | | 0.97% | | 0.97% | | 1.07% | | 18% |
C | | 23.31 | | 0.09 | | 10.22 | | 10.31 | | (0.11) | | (0.57) | | (0.68) | | 32.94 | | 44.92 | | 169,569 | | 1.75 | | 1.75 | | 0.30 | | 18 |
I | | 24.12 | | 0.40 | | 10.58 | | 10.98 | | (0.41) | | (0.57) | | (0.98) | | 34.12 | | 46.39 | | 3,178,645 | | 0.71 | | 0.71 | | 1.30 | | 18 |
R3 | | 24.65 | | 0.22 | | 10.80 | | 11.02 | | (0.22) | | (0.57) | | (0.79) | | 34.88 | | 45.43 | | 66,751 | | 1.35 | | 1.35 | | 0.70 | | 18 |
R4 | | 24.84 | | 0.32 | | 10.89 | | 11.21 | | (0.31) | | (0.57) | | (0.88) | | 35.17 | | 45.92 | | 106,561 | | 1.03 | | 1.03 | | 1.01 | | 18 |
R5 | | 24.95 | | 0.41 | | 10.95 | | 11.36 | | (0.41) | | (0.57) | | (0.98) | | 35.33 | | 46.35 | | 265,832 | | 0.73 | | 0.73 | | 1.30 | | 18 |
R6 | | 24.95 | | 0.44 | | 10.96 | | 11.40 | | (0.44) | | (0.57) | | (1.01) | | 35.34 | | 46.52 | | 470,425 | | 0.63 | | 0.63 | | 1.37 | | 18 |
Y | | 24.95 | | 0.44 | | 10.94 | | 11.38 | | (0.42) | | (0.57) | | (0.99) | | 35.34 | | 46.47 | | 929,283 | | 0.74 | | 0.67 | | 1.38 | | 18 |
F | | 24.10 | | 0.43 | | 10.58 | | 11.01 | | (0.44) | | (0.57) | | (1.01) | | 34.10 | | 46.55 | | 4,746,178 | | 0.63 | | 0.63 | | 1.40 | | 18 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Dividend and Growth Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 25.93 | | $ 0.39 | | $ (0.94) | | $ (0.55) | | $ (0.37) | | $ (0.75) | | $ (1.12) | | $ 24.26 | | (2.20)% | | $ 3,385,907 | | 1.00% | | 1.00% | | 1.61% | | 28% |
C | | 24.96 | | 0.20 | | (0.92) | | (0.72) | | (0.18) | | (0.75) | | (0.93) | | 23.31 | | (3.01) | | 138,431 | | 1.78 | | 1.78 | | 0.84 | | 28 |
I | | 25.80 | | 0.45 | | (0.94) | | (0.49) | | (0.44) | | (0.75) | | (1.19) | | 24.12 | | (1.97) | | 1,681,761 | | 0.73 | | 0.73 | | 1.86 | | 28 |
R3 | | 26.32 | | 0.31 | | (0.95) | | (0.64) | | (0.28) | | (0.75) | | (1.03) | | 24.65 | | (2.54) | | 54,642 | | 1.35 | | 1.35 | | 1.26 | | 28 |
R4 | | 26.52 | | 0.39 | | (0.97) | | (0.58) | | (0.35) | | (0.75) | | (1.10) | | 24.84 | | (2.26) | | 82,299 | | 1.05 | | 1.05 | | 1.56 | | 28 |
R5 | | 26.64 | | 0.47 | | (0.98) | | (0.51) | | (0.43) | | (0.75) | | (1.18) | | 24.95 | | (1.97) | | 177,851 | | 0.74 | | 0.74 | | 1.86 | | 28 |
R6 | | 26.64 | | 0.49 | | (0.97) | | (0.48) | | (0.46) | | (0.75) | | (1.21) | | 24.95 | | (1.87) | | 196,065 | | 0.65 | | 0.65 | | 1.94 | | 28 |
Y | | 26.64 | | 0.48 | | (0.97) | | (0.49) | | (0.45) | | (0.75) | | (1.20) | | 24.95 | | (1.91) | | 735,618 | | 0.73 | | 0.68 | | 1.92 | | 28 |
F | | 25.78 | | 0.48 | | (0.95) | | (0.47) | | (0.46) | | (0.75) | | (1.21) | | 24.10 | | (1.89) | | 2,736,317 | | 0.64 | | 0.64 | | 1.96 | | 28 |
For the Year Ended October 31, 2019 |
A | | $ 25.63 | | $ 0.40 | | $ 2.63 | | $ 3.03 | | $ (0.38) | | $ (2.35) | | $ (2.73) | | $ 25.93 | | 13.75% | | $ 3,739,696 | | 1.00% | | 0.99% | | 1.65% | | 22% |
C | | 24.75 | | 0.21 | | 2.53 | | 2.74 | | (0.18) | | (2.35) | | (2.53) | | 24.96 | | 12.92 | | 192,715 | | 1.77 | | 1.77 | | 0.89 | | 22 |
I | | 25.51 | | 0.46 | | 2.63 | | 3.09 | | (0.45) | | (2.35) | | (2.80) | | 25.80 | | 14.08 | | 1,079,962 | | 0.73 | | 0.73 | | 1.89 | | 22 |
R3 | | 25.97 | | 0.32 | | 2.67 | | 2.99 | | (0.29) | | (2.35) | | (2.64) | | 26.32 | | 13.33 | | 66,115 | | 1.36 | | 1.35 | | 1.30 | | 22 |
R4 | | 26.14 | | 0.40 | | 2.69 | | 3.09 | | (0.36) | | (2.35) | | (2.71) | | 26.52 | | 13.71 | | 111,451 | | 1.04 | | 1.04 | | 1.61 | | 22 |
R5 | | 26.25 | | 0.47 | | 2.71 | | 3.18 | | (0.44) | | (2.35) | | (2.79) | | 26.64 | | 14.05 | | 193,707 | | 0.74 | | 0.74 | | 1.89 | | 22 |
R6 | | 26.25 | | 0.50 | | 2.71 | | 3.21 | | (0.47) | | (2.35) | | (2.82) | | 26.64 | | 14.16 | | 119,159 | | 0.64 | | 0.64 | | 1.98 | | 22 |
Y | | 26.25 | | 0.49 | | 2.70 | | 3.19 | | (0.45) | | (2.35) | | (2.80) | | 26.64 | | 14.10 | | 696,309 | | 0.71 | | 0.68 | | 1.96 | | 22 |
F | | 25.50 | | 0.49 | | 2.61 | | 3.10 | | (0.47) | | (2.35) | | (2.82) | | 25.78 | | 14.15 | | 2,844,206 | | 0.64 | | 0.64 | | 2.00 | | 22 |
The Hartford Equity Income Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 19.09 | | $ 0.24 | | $ 2.19 | | $ 2.43 | | $ (0.28) | | $ (1.08) | | $ (1.36) | | $ 20.16 | | 13.02% (4) | | $ 1,824,755 | | 0.98% (5) | | 0.98% (5) | | 2.47% (5) | | 16% |
C | | 18.98 | | 0.17 | | 2.16 | | 2.33 | | (0.20) | | (1.08) | | (1.28) | | 20.03 | | 12.54 (4) | | 97,082 | | 1.76 (5) | | 1.76 (5) | | 1.71 (5) | | 16 |
I | | 18.92 | | 0.27 | | 2.16 | | 2.43 | | (0.30) | | (1.08) | | (1.38) | | 19.97 | | 13.15 (4) | | 1,458,903 | | 0.75 (5) | | 0.75 (5) | | 2.71 (5) | | 16 |
R3 | | 19.14 | | 0.21 | | 2.19 | | 2.40 | | (0.24) | | (1.08) | | (1.32) | | 20.22 | | 12.82 (4) | | 25,243 | | 1.36 (5) | | 1.36 (5) | | 2.09 (5) | | 16 |
R4 | | 19.17 | | 0.24 | | 2.19 | | 2.43 | | (0.27) | | (1.08) | | (1.35) | | 20.25 | | 12.96 (4) | | 42,203 | | 1.06 (5) | | 1.06 (5) | | 2.36 (5) | | 16 |
R5 | | 19.30 | | 0.27 | | 2.21 | | 2.48 | | (0.30) | | (1.08) | | (1.38) | | 20.40 | | 13.14 (4) | | 54,234 | | 0.76 (5) | | 0.76 (5) | | 2.68 (5) | | 16 |
R6 | | 19.37 | | 0.28 | | 2.22 | | 2.50 | | (0.31) | | (1.08) | | (1.39) | | 20.48 | | 13.21 (4) | | 191,743 | | 0.65 (5) | | 0.65 (5) | | 2.76 (5) | | 16 |
Y | | 19.38 | | 0.27 | | 2.22 | | 2.49 | | (0.30) | | (1.08) | | (1.38) | | 20.49 | | 13.17 (4) | | 121,585 | | 0.72 (5) | | 0.72 (5) | | 2.68 (5) | | 16 |
F | | 18.92 | | 0.27 | | 2.17 | | 2.44 | | (0.31) | | (1.08) | | (1.39) | | 19.97 | | 13.21 (4) | | 1,230,515 | | 0.65 (5) | | 0.65 (5) | | 2.79 (5) | | 16 |
For the Year Ended October 31, 2023 |
A | | $ 21.83 | | $ 0.42 | | $ (0.58) | | $ (0.16) | | $ (0.42) | | $ (2.16) | | $ (2.58) | | $ 19.09 | | (1.39)% | | $ 1,724,626 | | 0.98% | | 0.98% | | 2.09% | | 39% |
C | | 21.71 | | 0.27 | | (0.58) | | (0.31) | | (0.26) | | (2.16) | | (2.42) | | 18.98 | | (2.13) | | 105,887 | | 1.74 | | 1.74 | | 1.34 | | 39 |
I | | 21.67 | | 0.47 | | (0.60) | | (0.13) | | (0.46) | | (2.16) | | (2.62) | | 18.92 | | (1.22) | | 1,469,700 | | 0.74 | | 0.74 | | 2.32 | | 39 |
R3 | | 21.88 | | 0.35 | | (0.59) | | (0.24) | | (0.34) | | (2.16) | | (2.50) | | 19.14 | | (1.77) | | 24,626 | | 1.36 | | 1.36 | | 1.71 | | 39 |
R4 | | 21.91 | | 0.41 | | (0.59) | | (0.18) | | (0.40) | | (2.16) | | (2.56) | | 19.17 | | (1.52) | | 40,821 | | 1.07 | | 1.06 | | 1.99 | | 39 |
R5 | | 22.05 | | 0.48 | | (0.61) | | (0.13) | | (0.46) | | (2.16) | | (2.62) | | 19.30 | | (1.21) | | 59,722 | | 0.75 | | 0.75 | | 2.33 | | 39 |
R6 | | 22.12 | | 0.49 | | (0.60) | | (0.11) | | (0.48) | | (2.16) | | (2.64) | | 19.37 | | (1.10) | | 159,606 | | 0.65 | | 0.65 | | 2.38 | | 39 |
Y | | 22.12 | | 0.48 | | (0.60) | | (0.12) | | (0.46) | | (2.16) | | (2.62) | | 19.38 | | (1.14) | | 105,278 | | 0.73 | | 0.73 | | 2.34 | | 39 |
F | | 21.66 | | 0.49 | | (0.59) | | (0.10) | | (0.48) | | (2.16) | | (2.64) | | 18.92 | | (1.08) | | 1,152,460 | | 0.65 | | 0.65 | | 2.41 | | 39 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Equity Income Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 23.85 | | $ 0.42 | | $ (0.38) | | $ 0.04 | | $ (0.40) | | $ (1.66) | | $ (2.06) | | $ 21.83 | | 0.12% | | $ 1,876,672 | | 0.97% | | 0.97% | | 1.88% | | 42% |
C | | 23.72 | | 0.24 | | (0.37) | | (0.13) | | (0.22) | | (1.66) | | (1.88) | | 21.71 | | (0.64) | | 133,761 | | 1.75 | | 1.75 | | 1.10 | | 42 |
I | | 23.68 | | 0.47 | | (0.37) | | 0.10 | | (0.45) | | (1.66) | | (2.11) | | 21.67 | | 0.40 | | 1,546,287 | | 0.74 | | 0.74 | | 2.12 | | 42 |
R3 | | 23.89 | | 0.34 | | (0.38) | | (0.04) | | (0.31) | | (1.66) | | (1.97) | | 21.88 | | (0.25) | | 28,332 | | 1.36 | | 1.35 | | 1.50 | | 42 |
R4 | | 23.93 | | 0.41 | | (0.39) | | 0.02 | | (0.38) | | (1.66) | | (2.04) | | 21.91 | | 0.02 | | 39,191 | | 1.06 | | 1.06 | | 1.78 | | 42 |
R5 | | 24.07 | | 0.48 | | (0.39) | | 0.09 | | (0.45) | | (1.66) | | (2.11) | | 22.05 | | 0.34 | | 73,876 | | 0.75 | | 0.75 | | 2.10 | | 42 |
R6 | | 24.13 | | 0.50 | | (0.38) | | 0.12 | | (0.47) | | (1.66) | | (2.13) | | 22.12 | | 0.49 | | 98,652 | | 0.65 | | 0.65 | | 2.21 | | 42 |
Y | | 24.14 | | 0.48 | | (0.39) | | 0.09 | | (0.45) | | (1.66) | | (2.11) | | 22.12 | | 0.36 | | 123,645 | | 0.73 | | 0.73 | | 2.12 | | 42 |
F | | 23.68 | | 0.49 | | (0.38) | | 0.11 | | (0.47) | | (1.66) | | (2.13) | | 21.66 | | 0.46 | | 1,106,281 | | 0.64 | | 0.64 | | 2.21 | | 42 |
For the Year Ended October 31, 2021 |
A | | $ 17.55 | | $ 0.34 | | $ 6.50 | | $ 6.84 | | $ (0.34) | | $ (0.20) | | $ (0.54) | | $ 23.85 | | 39.45% | | $ 1,864,492 | | 0.98% | | 0.98% | | 1.57% | | 24% |
C | | 17.46 | | 0.18 | | 6.44 | | 6.62 | | (0.16) | | (0.20) | | (0.36) | | 23.72 | | 38.31 | | 162,393 | | 1.75 | | 1.75 | | 0.85 | | 24 |
I | | 17.44 | | 0.39 | | 6.44 | | 6.83 | | (0.39) | | (0.20) | | (0.59) | | 23.68 | | 39.69 | | 1,360,339 | | 0.74 | | 0.74 | | 1.81 | | 24 |
R3 | | 17.59 | | 0.26 | | 6.50 | | 6.76 | | (0.26) | | (0.20) | | (0.46) | | 23.89 | | 38.83 | | 33,485 | | 1.36 | | 1.35 | | 1.21 | | 24 |
R4 | | 17.62 | | 0.33 | | 6.50 | | 6.83 | | (0.32) | | (0.20) | | (0.52) | | 23.93 | | 39.25 | | 49,923 | | 1.05 | | 1.05 | | 1.52 | | 24 |
R5 | | 17.71 | | 0.40 | | 6.55 | | 6.95 | | (0.39) | | (0.20) | | (0.59) | | 24.07 | | 39.75 | | 80,991 | | 0.75 | | 0.75 | | 1.80 | | 24 |
R6 | | 17.76 | | 0.42 | | 6.56 | | 6.98 | | (0.41) | | (0.20) | | (0.61) | | 24.13 | | 39.82 | | 81,643 | | 0.65 | | 0.65 | | 1.90 | | 24 |
Y | | 17.76 | | 0.40 | | 6.57 | | 6.97 | | (0.39) | | (0.20) | | (0.59) | | 24.14 | | 39.77 | | 120,502 | | 0.74 | | 0.73 | | 1.81 | | 24 |
F | | 17.44 | | 0.41 | | 6.44 | | 6.85 | | (0.41) | | (0.20) | | (0.61) | | 23.68 | | 39.81 | | 1,141,345 | | 0.65 | | 0.65 | | 1.92 | | 24 |
For the Year Ended October 31, 2020 |
A | | $ 19.99 | | $ 0.34 | | $ (1.21) | | $ (0.87) | | $ (0.31) | | $ (1.26) | | $ (1.57) | | $ 17.55 | | (4.68)% | | $ 1,365,895 | | 1.00% | | 1.00% | | 1.89% | | 31% |
C | | 19.88 | | 0.21 | | (1.20) | | (0.99) | | (0.17) | | (1.26) | | (1.43) | | 17.46 | | (5.38) | | 191,917 | | 1.76 | | 1.76 | | 1.15 | | 31 |
I | | 19.88 | | 0.38 | | (1.20) | | (0.82) | | (0.36) | | (1.26) | | (1.62) | | 17.44 | | (4.44) | | 977,950 | | 0.74 | | 0.74 | | 2.13 | | 31 |
R3 | | 20.02 | | 0.28 | | (1.20) | | (0.92) | | (0.25) | | (1.26) | | (1.51) | | 17.59 | | (4.97) | | 31,778 | | 1.36 | | 1.36 | | 1.55 | | 31 |
R4 | | 20.06 | | 0.33 | | (1.21) | | (0.88) | | (0.30) | | (1.26) | | (1.56) | | 17.62 | | (4.72) | | 41,386 | | 1.05 | | 1.05 | | 1.85 | | 31 |
R5 | | 20.16 | | 0.39 | | (1.22) | | (0.83) | | (0.36) | | (1.26) | | (1.62) | | 17.71 | | (4.46) | | 56,329 | | 0.77 | | 0.77 | | 2.14 | | 31 |
R6 | | 20.21 | | 0.40 | | (1.21) | | (0.81) | | (0.38) | | (1.26) | | (1.64) | | 17.76 | | (4.34) | | 55,448 | | 0.66 | | 0.66 | | 2.22 | | 31 |
Y | | 20.22 | | 0.40 | | (1.23) | | (0.83) | | (0.37) | | (1.26) | | (1.63) | | 17.76 | | (4.40) | | 81,615 | | 0.76 | | 0.71 | | 2.20 | | 31 |
F | | 19.87 | | 0.40 | | (1.19) | | (0.79) | | (0.38) | | (1.26) | | (1.64) | | 17.44 | | (4.31) | | 889,727 | | 0.66 | | 0.66 | | 2.23 | | 31 |
For the Year Ended October 31, 2019 |
A | | $ 19.39 | | $ 0.38 | | $ 2.02 | | $ 2.40 | | $ (0.36) | | $ (1.44) | | $ (1.80) | | $ 19.99 | | 13.88% | | $ 1,565,663 | | 1.00% | | 1.00% | | 2.01% | | 21% |
C | | 19.29 | | 0.24 | | 2.00 | | 2.24 | | (0.21) | | (1.44) | | (1.65) | | 19.88 | | 13.00 | | 292,388 | | 1.76 | | 1.76 | | 1.27 | | 21 |
I | | 19.29 | | 0.43 | | 2.01 | | 2.44 | | (0.41) | | (1.44) | | (1.85) | | 19.88 | | 14.17 | | 959,142 | | 0.75 | | 0.75 | | 2.26 | | 21 |
R3 | | 19.41 | | 0.32 | | 2.02 | | 2.34 | | (0.29) | | (1.44) | | (1.73) | | 20.02 | | 13.48 | | 43,474 | | 1.36 | | 1.36 | | 1.66 | | 21 |
R4 | | 19.44 | | 0.37 | | 2.04 | | 2.41 | | (0.35) | | (1.44) | | (1.79) | | 20.06 | | 13.85 | | 53,957 | | 1.07 | | 1.07 | | 1.96 | | 21 |
R5 | | 19.54 | | 0.43 | | 2.04 | | 2.47 | | (0.41) | | (1.44) | | (1.85) | | 20.16 | | 14.14 | | 81,758 | | 0.76 | | 0.76 | | 2.25 | | 21 |
R6 | | 19.58 | | 0.45 | | 2.05 | | 2.50 | | (0.43) | | (1.44) | | (1.87) | | 20.21 | | 14.29 | | 52,201 | | 0.66 | | 0.66 | | 2.33 | | 21 |
Y | | 19.58 | | 0.45 | | 2.05 | | 2.50 | | (0.42) | | (1.44) | | (1.86) | | 20.22 | | 14.21 | | 105,015 | | 0.73 | | 0.71 | | 2.34 | | 21 |
F | | 19.29 | | 0.44 | | 2.01 | | 2.45 | | (0.43) | | (1.44) | | (1.87) | | 19.87 | | 14.24 | | 922,012 | | 0.66 | | 0.66 | | 2.34 | | 21 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Growth Opportunities Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 35.65 | | $ (0.17) | | $ 11.52 | | $ 11.35 | | $ — | | $ — | | $ — | | $ 47.00 | | 31.84% (4) | | $ 2,660,979 | | 1.14% (5)(9) | | 1.14% (5)(9) | | (0.76)% (5) | | 57% |
C | | 8.91 | | (0.09) | | 2.88 | | 2.79 | | — | | — | | — | | 11.70 | | 31.31 (4) | | 97,360 | | 1.94 (5)(9) | | 1.94 (5)(9) | | (1.56) (5) | | 57 |
I | | 39.58 | | (0.13) | | 12.80 | | 12.67 | | — | | — | | — | | 52.25 | | 32.01 (4) | | 1,063,045 | | 0.89 (5)(9) | | 0.89 (5)(9) | | (0.51) (5) | | 57 |
R3 | | 35.00 | | (0.24) | | 11.30 | | 11.06 | | — | | — | | — | | 46.06 | | 31.60 (4) | | 28,591 | | 1.50 (5)(9) | | 1.50 (5)(9) | | (1.11) (5) | | 57 |
R4 | | 39.46 | | (0.20) | | 12.74 | | 12.54 | | — | | — | | — | | 52.00 | | 31.78 (4) | | 44,930 | | 1.19 (5)(9) | | 1.19 (5)(9) | | (0.81) (5) | | 57 |
R5 | | 43.51 | | (0.14) | | 14.06 | | 13.92 | | — | | — | | — | | 57.43 | | 31.99 (4) | | 7,148 | | 0.92 (5)(9) | | 0.92 (5)(9) | | (0.53) (5) | | 57 |
R6 | | 44.92 | | (0.12) | | 14.51 | | 14.39 | | — | | — | | — | | 59.31 | | 32.03 (4) | | 27,603 | | 0.80 (5)(9) | | 0.80 (5)(9) | | (0.42) (5) | | 57 |
Y | | 44.74 | | (0.14) | | 14.45 | | 14.31 | | — | | — | | — | | 59.05 | | 31.98 (4) | | 94,034 | | 0.88 (5)(9) | | 0.88 (5)(9) | | (0.50) (5) | | 57 |
F | | 39.95 | | (0.10) | | 12.90 | | 12.80 | | — | | — | | — | | 52.75 | | 32.04 (4) | | 851,488 | | 0.80 (5)(9) | | 0.80 (5)(9) | | (0.42) (5) | | 57 |
For the Year Ended October 31, 2023 |
A | | $ 30.49 | | $ (0.22) | | $ 5.38 | | $ 5.16 | | $ — | | $ — | | $ — | | $ 35.65 | | 16.92% | | $ 2,100,921 | | 1.10% | | 1.09% | | (0.64)% | | 88% |
C | | 7.68 | | (0.12) | | 1.35 | | 1.23 | | — | | — | | — | | 8.91 | | 16.02 | | 95,448 | | 1.87 | | 1.87 | | (1.40) | | 88 |
I | | 33.77 | | (0.15) | | 5.96 | | 5.81 | | — | | — | | — | | 39.58 | | 17.20 | | 867,649 | | 0.84 | | 0.84 | | (0.38) | | 88 |
R3 | | 30.04 | | (0.33) | | 5.29 | | 4.96 | | — | | — | | — | | 35.00 | | 16.51 | | 30,333 | | 1.44 | | 1.44 | | (0.98) | | 88 |
R4 | | 33.76 | | (0.26) | | 5.96 | | 5.70 | | — | | — | | — | | 39.46 | | 16.88 | | 42,910 | | 1.14 | | 1.14 | | (0.68) | | 88 |
R5 | | 37.13 | | (0.16) | | 6.54 | | 6.38 | | — | | — | | — | | 43.51 | | 17.18 | | 7,434 | | 0.86 | | 0.86 | | (0.38) | | 88 |
R6 | | 38.28 | | (0.12) | | 6.76 | | 6.64 | | — | | — | | — | | 44.92 | | 17.32 | | 31,827 | | 0.74 | | 0.74 | | (0.27) | | 88 |
Y | | 38.16 | | (0.13) | | 6.71 | | 6.58 | | — | | — | | — | | 44.74 | | 17.24 | | 81,918 | | 0.83 | | 0.83 | | (0.31) | | 88 |
F | | 34.05 | | (0.11) | | 6.01 | | 5.90 | | — | | — | | — | | 39.95 | | 17.33 | | 718,884 | | 0.74 | | 0.74 | | (0.29) | | 88 |
For the Year Ended October 31, 2022 |
A | | $ 62.10 | | $ (0.31) | | $ (19.34) | | $ (19.65) | | $ — | | $ (11.96) | | $ (11.96) | | $ 30.49 | | (38.47)% | | $ 1,981,665 | | 1.09% | | 1.08% | | (0.79)% | | 95% |
C | | 25.14 | | (0.16) | | (5.34) | | (5.50) | | — | | (11.96) | | (11.96) | | 7.68 | | (38.93) | | 130,590 | | 1.85 | | 1.85 | | (1.58) | | 95 |
I | | 67.29 | | (0.24) | | (21.32) | | (21.56) | | — | | (11.96) | | (11.96) | | 33.77 | | (38.31) | | 941,202 | | 0.84 | | 0.84 | | (0.56) | | 95 |
R3 | | 61.55 | | (0.44) | | (19.11) | | (19.55) | | — | | (11.96) | | (11.96) | | 30.04 | | (38.69) | | 29,520 | | 1.45 | | 1.45 | | (1.16) | | 95 |
R4 | | 67.45 | | (0.36) | | (21.37) | | (21.73) | | — | | (11.96) | | (11.96) | | 33.76 | | (38.50) | | 42,391 | | 1.14 | | 1.14 | | (0.85) | | 95 |
R5 | | 72.75 | | (0.26) | | (23.40) | | (23.66) | | — | | (11.96) | | (11.96) | | 37.13 | | (38.33) | | 13,784 | | 0.85 | | 0.85 | | (0.56) | | 95 |
R6 | | 74.55 | | (0.22) | | (24.09) | | (24.31) | | — | | (11.96) | | (11.96) | | 38.28 | | (38.26) | | 39,511 | | 0.74 | | 0.74 | | (0.45) | | 95 |
Y | | 74.41 | | (0.26) | | (24.03) | | (24.29) | | — | | (11.96) | | (11.96) | | 38.16 | | (38.32) | | 333,299 | | 0.84 | | 0.84 | | (0.54) | | 95 |
F | | 67.69 | | (0.19) | | (21.49) | | (21.68) | | — | | (11.96) | | (11.96) | | 34.05 | | (38.25) | | 696,706 | | 0.74 | | 0.74 | | (0.44) | | 95 |
For the Year Ended October 31, 2021 |
A | | $ 54.65 | | $ (0.47) | | $ 15.83 | | $ 15.36 | | $ — | | $ (7.91) | | $ (7.91) | | $ 62.10 | | 30.45% | | $ 3,650,083 | | 1.07% | | 1.06% | | (0.80)% | | 87% |
C | | 26.47 | | (0.38) | | 6.96 | | 6.58 | | — | | (7.91) | | (7.91) | | 25.14 | | 29.47 | | 321,097 | | 1.83 | | 1.83 | | (1.57) | | 87 |
I | | 58.51 | | (0.36) | | 17.05 | | 16.69 | | — | | (7.91) | | (7.91) | | 67.29 | | 30.75 | | 2,124,160 | | 0.82 | | 0.82 | | (0.56) | | 87 |
R3 | | 54.41 | | (0.68) | | 15.73 | | 15.05 | | — | | (7.91) | | (7.91) | | 61.55 | | 29.96 | | 51,824 | | 1.45 | | 1.44 | | (1.18) | | 87 |
R4 | | 58.79 | | (0.56) | | 17.13 | | 16.57 | | — | | (7.91) | | (7.91) | | 67.45 | | 30.36 | | 76,404 | | 1.14 | | 1.14 | | (0.88) | | 87 |
R5 | | 62.69 | | (0.39) | | 18.36 | | 17.97 | | — | | (7.91) | | (7.91) | | 72.75 | | 30.74 | | 25,000 | | 0.84 | | 0.84 | | (0.58) | | 87 |
R6 | | 64.01 | | (0.34) | | 18.79 | | 18.45 | | — | | (7.91) | | (7.91) | | 74.55 | | 30.87 | | 72,428 | | 0.74 | | 0.74 | | (0.49) | | 87 |
Y | | 63.96 | | (0.40) | | 18.76 | | 18.36 | | — | | (7.91) | | (7.91) | | 74.41 | | 30.74 | | 565,204 | | 0.84 | | 0.83 | | (0.57) | | 87 |
F | | 58.77 | | (0.31) | | 17.14 | | 16.83 | | — | | (7.91) | | (7.91) | | 67.69 | | 30.87 | | 1,197,268 | | 0.73 | | 0.73 | | (0.48) | | 87 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Growth Opportunities Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 39.45 | | $ (0.30) | | $ 18.03 | | $ 17.73 | | $ — | | $ (2.53) | | $ (2.53) | | $ 54.65 | | 47.69% | | $ 2,939,376 | | 1.10% | | 1.09% | | (0.66)% | | 118% |
C | | 20.50 | | (0.31) | | 8.81 | | 8.50 | | — | | (2.53) | | (2.53) | | 26.47 | | 46.64 | | 322,226 | | 1.85 | | 1.85 | | (1.41) | | 118 |
I | | 41.95 | | (0.19) | | 19.28 | | 19.09 | | — | | (2.53) | | (2.53) | | 58.51 | | 48.12 | | 1,722,100 | | 0.83 | | 0.83 | | (0.39) | | 118 |
R3 | | 39.41 | | (0.44) | | 17.97 | | 17.53 | | — | | (2.53) | | (2.53) | | 54.41 | | 47.21 | | 47,880 | | 1.44 | | 1.43 | | (0.99) | | 118 |
R4 | | 42.26 | | (0.33) | | 19.39 | | 19.06 | | — | | (2.53) | | (2.53) | | 58.79 | | 47.67 | | 70,918 | | 1.13 | | 1.13 | | (0.69) | | 118 |
R5 | | 44.78 | | (0.20) | | 20.64 | | 20.44 | | — | | (2.53) | | (2.53) | | 62.69 | | 48.09 | | 23,170 | | 0.85 | | 0.85 | | (0.40) | | 118 |
R6 | | 45.63 | | (0.17) | | 21.08 | | 20.91 | | — | | (2.53) | | (2.53) | | 64.01 | | 48.23 | | 40,559 | | 0.74 | | 0.74 | | (0.31) | | 118 |
Y | | 45.62 | | (0.20) | | 21.07 | | 20.87 | | — | | (2.53) | | (2.53) | | 63.96 | | 48.15 | | 433,672 | | 0.83 | | 0.78 | | (0.38) | | 118 |
F | | 42.09 | | (0.15) | | 19.36 | | 19.21 | | — | | (2.53) | | (2.53) | | 58.77 | | 48.25 | | 795,206 | | 0.74 | | 0.74 | | (0.31) | | 118 |
For the Year Ended October 31, 2019 |
A | | $ 45.89 | | $ (0.25) | | $ 4.35 | | $ 4.10 | | $ — | | $ (10.54) | | $ (10.54) | | $ 39.45 | | 13.64% | | $ 2,089,246 | | 1.12% | | 1.11% | | (0.64)% | | 66% |
C | | 29.36 | | (0.29) | | 1.97 | | 1.68 | | — | | (10.54) | | (10.54) | | 20.50 | | 12.79 | | 281,545 | | 1.86 | | 1.86 | | (1.39) | | 66 |
I | | 47.99 | | (0.16) | | 4.66 | | 4.50 | | — | | (10.54) | | (10.54) | | 41.95 | | 13.94 | | 1,500,756 | | 0.85 | | 0.85 | | (0.38) | | 66 |
R3 | | 45.98 | | (0.39) | | 4.36 | | 3.97 | | — | | (10.54) | | (10.54) | | 39.41 | | 13.25 | | 44,757 | | 1.47 | | 1.46 | | (1.00) | | 66 |
R4 | | 48.38 | | (0.29) | | 4.71 | | 4.42 | | — | | (10.54) | | (10.54) | | 42.26 | | 13.57 | | 67,104 | | 1.15 | | 1.15 | | (0.69) | | 66 |
R5 | | 50.48 | | (0.17) | | 5.01 | | 4.84 | | — | | (10.54) | | (10.54) | | 44.78 | | 13.92 | | 25,396 | | 0.85 | | 0.85 | | (0.39) | | 66 |
R6 | | 51.18 | | (0.13) | | 5.12 | | 4.99 | | — | | (10.54) | | (10.54) | | 45.63 | | 14.03 | | 22,765 | | 0.75 | | 0.75 | | (0.29) | | 66 |
Y | | 51.18 | | (0.15) | | 5.13 | | 4.98 | | — | | (10.54) | | (10.54) | | 45.62 | | 14.00 | | 164,390 | | 0.83 | | 0.79 | | (0.33) | | 66 |
F | | 48.07 | | (0.12) | | 4.68 | | 4.56 | | — | | (10.54) | | (10.54) | | 42.09 | | 14.07 | | 526,379 | | 0.74 | | 0.74 | | (0.28) | | 66 |
The Hartford Healthcare Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 32.57 | | $ (0.04) | | $ 5.17 | | $ 5.13 | | $ — | | $ — | | $ — | | $ 37.70 | | 15.75% (4) | | $ 668,944 | | 1.29% (5) | | 1.28% (5) | | (0.19)% (5) | | 17% |
C | | 22.64 | | (0.13) | | 3.58 | | 3.45 | | — | | — | | — | | 26.09 | | 15.24 (4) | | 39,528 | | 2.09 (5) | | 2.09 (5) | | (1.00) (5) | | 17 |
I | | 35.52 | | 0.01 | | 5.63 | | 5.64 | | — | | — | | — | | 41.16 | | 15.88 (4) | | 248,204 | | 1.02 (5) | | 1.02 (5) | | 0.07 (5) | | 17 |
R3 | | 33.21 | | (0.10) | | 5.26 | | 5.16 | | — | | — | | — | | 38.37 | | 15.54 (4) | | 20,487 | | 1.63 (5) | | 1.63 (5) | | (0.54) (5) | | 17 |
R4 | | 36.29 | | (0.05) | | 5.75 | | 5.70 | | — | | — | | — | | 41.99 | | 15.71 (4) | | 12,617 | | 1.32 (5) | | 1.32 (5) | | (0.23) (5) | | 17 |
R5 | | 39.27 | | 0.01 | | 6.22 | | 6.23 | | — | | — | | — | | 45.50 | | 15.86 (4) | | 5,199 | | 1.03 (5) | | 1.03 (5) | | 0.05 (5) | | 17 |
R6 | | 40.18 | | 0.05 | | 6.35 | | 6.40 | | — | | — | | — | | 46.58 | | 15.93 (4) | | 5,857 | | 0.92 (5) | | 0.92 (5) | | 0.22 (5) | | 17 |
Y | | 40.01 | | 0.02 | | 6.33 | | 6.35 | | — | | — | | — | | 46.36 | | 15.87 (4) | | 33,878 | | 1.03 (5) | | 1.03 (5) | | 0.07 (5) | | 17 |
F | | 35.80 | | 0.03 | | 5.68 | | 5.71 | | — | | — | | — | | 41.51 | | 15.95 (4) | | 30,033 | | 0.92 (5) | | 0.92 (5) | | 0.17 (5) | | 17 |
For the Year Ended October 31, 2023 |
A | | $ 34.67 | | $ (0.08) | | $ (1.66) | | $ (1.74) | | $ — | | $ (0.36) | | $ (0.36) | | $ 32.57 | | (5.11)% | | $ 619,717 | | 1.27% | | 1.27% | | (0.24)% | | 32% |
C | | 24.39 | | (0.24) | | (1.15) | | (1.39) | | — | | (0.36) | | (0.36) | | 22.64 | | (5.84) | | 47,481 | | 2.05 | | 2.05 | | (1.00) | | 32 |
I | | 37.68 | | 0.01 | | (1.81) | | (1.80) | | — | | (0.36) | | (0.36) | | 35.52 | | (4.86) | | 246,362 | | 1.01 | | 1.01 | | 0.03 | | 32 |
R3 | | 35.46 | | (0.21) | | (1.68) | | (1.89) | | — | | (0.36) | | (0.36) | | 33.21 | | (5.45) | | 20,093 | | 1.62 | | 1.62 | | (0.58) | | 32 |
R4 | | 38.59 | | (0.10) | | (1.84) | | (1.94) | | — | | (0.36) | | (0.36) | | 36.29 | | (5.14) | | 12,466 | | 1.29 | | 1.29 | | (0.26) | | 32 |
R5 | | 41.63 | | 0.02 | | (2.02) | | (2.00) | | — | | (0.36) | | (0.36) | | 39.27 | | (4.88) | | 5,008 | | 1.02 | | 1.02 | | 0.04 | | 32 |
R6 | | 42.53 | | 0.05 | | (2.04) | | (1.99) | | — | | (0.36) | | (0.36) | | 40.18 | | (4.77) | | 50,786 | | 0.91 | | 0.91 | | 0.13 | | 32 |
Y | | 42.40 | | 0.01 | | (2.04) | | (2.03) | | — | | (0.36) | | (0.36) | | 40.01 | | (4.88) | | 42,815 | | 1.01 | | 1.01 | | 0.02 | | 32 |
F | | 37.93 | | 0.05 | | (1.82) | | (1.77) | | — | | (0.36) | | (0.36) | | 35.80 | | (4.77) | | 27,600 | | 0.91 | | 0.91 | | 0.13 | | 32 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Healthcare Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 44.57 | | $ (0.10) | | $ (5.43) | | $ (5.53) | | $ — | | $ (4.37) | | $ (4.37) | | $ 34.67 | | (13.39)% | | $ 710,176 | | 1.26% | | 1.26% | | (0.27)% | | 33% |
C | | 32.92 | | (0.27) | | (3.89) | | (4.16) | | — | | (4.37) | | (4.37) | | 24.39 | | (14.05) | | 84,595 | | 2.03 | | 2.03 | | (1.04) | | 33 |
I | | 47.93 | | (0.00) (7) | | (5.88) | | (5.88) | | — | | (4.37) | | (4.37) | | 37.68 | | (13.16) | | 329,897 | | 1.00 | | 1.00 | | (0.01) | | 33 |
R3 | | 45.63 | | (0.23) | | (5.57) | | (5.80) | | — | | (4.37) | | (4.37) | | 35.46 | | (13.70) | | 24,849 | | 1.61 | | 1.61 | | (0.62) | | 33 |
R4 | | 49.12 | | (0.13) | | (6.03) | | (6.16) | | — | | (4.37) | | (4.37) | | 38.59 | | (13.44) | | 16,006 | | 1.30 | | 1.30 | | (0.31) | | 33 |
R5 | | 52.49 | | (0.01) | | (6.48) | | (6.49) | | — | | (4.37) | | (4.37) | | 41.63 | | (13.18) | | 10,102 | | 1.01 | | 1.01 | | (0.02) | | 33 |
R6 | | 53.47 | | (0.02) | | (6.55) | | (6.57) | | — | | (4.37) | | (4.37) | | 42.53 | | (13.08) | | 55,392 | | 0.90 | | 0.90 | | (0.05) | | 33 |
Y | | 53.38 | | 0.00 (7) | | (6.61) | | (6.61) | | — | | (4.37) | | (4.37) | | 42.40 | | (13.19) | | 52,172 | | 1.00 | | 1.00 | | 0.01 | | 33 |
F | | 48.18 | | 0.04 | | (5.92) | | (5.88) | | — | | (4.37) | | (4.37) | | 37.93 | | (13.09) | | 34,909 | | 0.90 | | 0.90 | | 0.09 | | 33 |
For the Year Ended October 31, 2021 |
A | | $ 40.91 | | $ (0.15) | | $ 8.98 | | $ 8.83 | | $ — | | $ (5.17) | | $ (5.17) | | $ 44.57 | | 22.88% | | $ 883,719 | | 1.25% | | 1.24% | | (0.36)% | | 51% |
C | | 31.63 | | (0.36) | | 6.82 | | 6.46 | | — | | (5.17) | | (5.17) | | 32.92 | | 21.98 | | 134,574 | | 2.01 | | 2.01 | | (1.12) | | 51 |
I | | 43.53 | | (0.04) | | 9.61 | | 9.57 | | — | | (5.17) | | (5.17) | | 47.93 | | 23.23 | | 463,673 | | 0.98 | | 0.98 | | (0.10) | | 51 |
R3 | | 41.90 | | (0.31) | | 9.21 | | 8.90 | | — | | (5.17) | | (5.17) | | 45.63 | | 22.46 | | 32,550 | | 1.59 | | 1.59 | | (0.70) | | 51 |
R4 | | 44.63 | | (0.19) | | 9.85 | | 9.66 | | — | | (5.17) | | (5.17) | | 49.12 | | 22.83 | | 25,818 | | 1.29 | | 1.29 | | (0.40) | | 51 |
R5 | | 47.24 | | (0.06) | | 10.48 | | 10.42 | | — | | (5.17) | | (5.17) | | 52.49 | | 23.21 | | 12,933 | | 1.00 | | 1.00 | | (0.11) | | 51 |
R6 | | 47.99 | | (0.00) (7) | | 10.65 | | 10.65 | | — | | (5.17) | | (5.17) | | 53.47 | | 23.33 | | 6,091 | | 0.89 | | 0.89 | | (0.00) (8) | | 51 |
Y | | 47.95 | | (0.05) | | 10.65 | | 10.60 | | — | | (5.17) | | (5.17) | | 53.38 | | 23.24 | | 122,793 | | 0.99 | | 0.98 | | (0.09) | | 51 |
F | | 43.70 | | (0.00) (7) | | 9.65 | | 9.65 | | — | | (5.17) | | (5.17) | | 48.18 | | 23.34 | | 46,477 | | 0.89 | | 0.89 | | (0.00) (8) | | 51 |
For the Year Ended October 31, 2020 |
A | | $ 35.63 | | $ (0.13) | | $ 7.77 | | $ 7.64 | | $ — | | $ (2.36) | | $ (2.36) | | $ 40.91 | | 22.17% | | $ 746,242 | | 1.28% | | 1.28% | | (0.33)% | | 49% |
C | | 28.24 | | (0.33) | | 6.08 | | 5.75 | | — | | (2.36) | | (2.36) | | 31.63 | | 21.21 | | 139,847 | | 2.04 | | 2.04 | | (1.09) | | 49 |
I | | 37.68 | | (0.02) | | 8.23 | | 8.21 | | — | | (2.36) | | (2.36) | | 43.53 | | 22.49 | | 376,518 | | 0.99 | | 0.99 | | (0.05) | | 49 |
R3 | | 36.56 | | (0.26) | | 7.96 | | 7.70 | | — | | (2.36) | | (2.36) | | 41.90 | | 21.74 | | 31,090 | | 1.61 | | 1.61 | | (0.65) | | 49 |
R4 | | 38.69 | | (0.15) | | 8.45 | | 8.30 | | — | | (2.36) | | (2.36) | | 44.63 | | 22.12 | | 25,078 | | 1.30 | | 1.30 | | (0.35) | | 49 |
R5 | | 40.71 | | (0.03) | | 8.92 | | 8.89 | | — | | (2.36) | | (2.36) | | 47.24 | | 22.48 | | 10,937 | | 1.01 | | 1.01 | | (0.07) | | 49 |
R6 | | 41.28 | | 0.02 | | 9.05 | | 9.07 | | — | | (2.36) | | (2.36) | | 47.99 | | 22.61 | | 3,885 | | 0.90 | | 0.90 | | 0.04 | | 49 |
Y | | 41.27 | | (0.01) | | 9.05 | | 9.04 | | — | | (2.36) | | (2.36) | | 47.95 | | 22.55 | | 97,263 | | 1.00 | | 0.95 | | (0.01) | | 49 |
F | | 37.79 | | 0.02 | | 8.25 | | 8.27 | | — | | (2.36) | | (2.36) | | 43.70 | | 22.59 | | 34,808 | | 0.90 | | 0.90 | | 0.04 | | 49 |
For the Year Ended October 31, 2019 |
A | | $ 34.38 | | $ (0.10) | | $ 3.83 | | $ 3.73 | | $ — | | $ (2.48) | | $ (2.48) | | $ 35.63 | | 12.02% | | $ 666,181 | | 1.30% | | 1.30% | | (0.30)% | | 35% |
C | | 27.98 | | (0.28) | | 3.02 | | 2.74 | | — | | (2.48) | | (2.48) | | 28.24 | | 11.17 | | 138,539 | | 2.05 | | 2.05 | | (1.06) | | 35 |
I | | 36.11 | | 0.00 (7) | | 4.05 | | 4.05 | | — | | (2.48) | | (2.48) | | 37.68 | | 12.36 | | 297,000 | | 1.01 | | 1.01 | | (0.01) | | 35 |
R3 | | 35.32 | | (0.21) | | 3.93 | | 3.72 | | — | | (2.48) | | (2.48) | | 36.56 | | 11.66 | | 33,948 | | 1.62 | | 1.62 | | (0.62) | | 35 |
R4 | | 37.12 | | (0.12) | | 4.17 | | 4.05 | | — | | (2.48) | | (2.48) | | 38.69 | | 12.00 | | 26,699 | | 1.32 | | 1.32 | | (0.32) | | 35 |
R5 | | 38.82 | | (0.01) | | 4.38 | | 4.37 | | — | | (2.48) | | (2.48) | | 40.71 | | 12.32 | | 6,170 | | 1.02 | | 1.02 | | (0.04) | | 35 |
R6 (10) | | 39.22 | | 0.02 | | 2.04 | | 2.06 | | — | | — | | — | | 41.28 | | 5.25 (4) | | 1,341 | | 0.91 (5) | | 0.91 (5) | | 0.06 (5) | | 35 |
Y | | 39.29 | | 0.01 | | 4.45 | | 4.46 | | — | | (2.48) | | (2.48) | | 41.27 | | 12.40 | | 72,515 | | 0.97 | | 0.96 | | 0.03 | | 35 |
F | | 36.17 | | 0.02 | | 4.08 | | 4.10 | | — | | (2.48) | | (2.48) | | 37.79 | | 12.48 | | 29,108 | | 0.91 | | 0.91 | | 0.06 | | 35 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford MidCap Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 21.67 | | $ (0.07) | | $ 4.44 | | $ 4.37 | | $ — | | $ (0.59) | | $ (0.59) | | $ 25.45 | | 20.35% (4) | | $ 2,165,140 | | 1.12% (5) | | 1.11% (5) | | (0.60)% (5) | | 30% |
C | | 11.28 | | (0.09) | | 2.28 | | 2.19 | | — | | (0.59) | | (0.59) | | 12.88 | | 19.75 (4) | | 123,317 | | 1.90 (5) | | 1.90 (5) | | (1.39) (5) | | 30 |
I | | 23.04 | | (0.04) | | 4.71 | | 4.67 | | — | | (0.59) | | (0.59) | | 27.12 | | 20.44 (4) | | 1,038,793 | | 0.85 (5) | | 0.85 (5) | | (0.34) (5) | | 30 |
R3 | | 25.19 | | (0.14) | | 5.17 | | 5.03 | | — | | (0.59) | | (0.59) | | 29.63 | | 20.12 (4) | | 56,219 | | 1.46 (5) | | 1.46 (5) | | (0.94) (5) | | 30 |
R4 | | 27.18 | | (0.10) | | 5.57 | | 5.47 | | — | | (0.59) | | (0.59) | | 32.06 | | 20.27 (4) | | 52,867 | | 1.17 (5) | | 1.14 (5) | | (0.63) (5) | | 30 |
R5 | | 28.74 | | (0.06) | | 5.89 | | 5.83 | | — | | (0.59) | | (0.59) | | 33.98 | | 20.42 (4) | | 54,175 | | 0.87 (5) | | 0.87 (5) | | (0.35) (5) | | 30 |
R6 | | 29.30 | | (0.04) | | 6.02 | | 5.98 | | — | | (0.59) | | (0.59) | | 34.69 | | 20.55 (4) | | 391,497 | | 0.75 (5) | | 0.75 (5) | | (0.23) (5) | | 30 |
Y | | 29.19 | | (0.06) | | 6.00 | | 5.94 | | — | | (0.59) | | (0.59) | | 34.54 | | 20.49 (4) | | 301,142 | | 0.86 (5) | | 0.86 (5) | | (0.34) (5) | | 30 |
F | | 23.22 | | (0.03) | | 4.76 | | 4.73 | | — | | (0.59) | | (0.59) | | 27.36 | | 20.54 (4) | | 1,821,494 | | 0.75 (5) | | 0.75 (5) | | (0.24) (5) | | 30 |
For the Year Ended October 31, 2023 |
A | | $ 24.51 | | $ (0.10) | | $ (0.49) | | $ (0.59) | | $ — | | $ (2.25) | | $ (2.25) | | $ 21.67 | | (3.04)% | | $ 1,934,771 | | 1.11% | | 1.11% | | (0.43)% | | 35% |
C | | 13.88 | | (0.15) | | (0.20) | | (0.35) | | — | | (2.25) | | (2.25) | | 11.28 | | (3.74) | | 132,668 | | 1.88 | | 1.88 | | (1.18) | | 35 |
I | | 25.85 | | (0.04) | | (0.52) | | (0.56) | | — | | (2.25) | | (2.25) | | 23.04 | | (2.75) | | 1,041,241 | | 0.83 | | 0.83 | | (0.14) | | 35 |
R3 | | 28.24 | | (0.22) | | (0.58) | | (0.80) | | — | | (2.25) | | (2.25) | | 25.19 | | (3.41) | | 51,787 | | 1.47 | | 1.46 | | (0.78) | | 35 |
R4 | | 30.20 | | (0.13) | | (0.64) | | (0.77) | | — | | (2.25) | | (2.25) | | 27.18 | | (3.06) | | 52,865 | | 1.16 | | 1.14 | | (0.44) | | 35 |
R5 | | 31.72 | | (0.05) | | (0.68) | | (0.73) | | — | | (2.25) | | (2.25) | | 28.74 | | (2.77) | | 59,432 | | 0.84 | | 0.84 | | (0.14) | | 35 |
R6 | | 32.27 | | (0.02) | | (0.70) | | (0.72) | | — | | (2.25) | | (2.25) | | 29.30 | | (2.69) | | 435,508 | | 0.75 | | 0.75 | | (0.05) | | 35 |
Y | | 32.19 | | (0.04) | | (0.71) | | (0.75) | | — | | (2.25) | | (2.25) | | 29.19 | | (2.80) | | 288,853 | | 0.85 | | 0.83 | | (0.14) | | 35 |
F | | 26.02 | | (0.02) | | (0.53) | | (0.55) | | — | | (2.25) | | (2.25) | | 23.22 | | (2.69) | | 1,653,322 | | 0.75 | | 0.75 | | (0.06) | | 35 |
For the Year Ended October 31, 2022 |
A | | $ 37.01 | | $ (0.10) | | $ (8.08) | | $ (8.18) | | $ (0.16) | | $ (4.16) | | $ (4.32) | | $ 24.51 | | (24.83)% | | $ 2,303,790 | | 1.09% | | 1.09% | | (0.35)% | | 44% |
C | | 22.89 | | (0.19) | | (4.62) | | (4.81) | | (0.04) | | (4.16) | | (4.20) | | 13.88 | | (25.38) | | 208,963 | | 1.86 | | 1.86 | | (1.14) | | 44 |
I | | 38.77 | | (0.04) | | (8.49) | | (8.53) | | (0.23) | | (4.16) | | (4.39) | | 25.85 | | (24.63) | | 1,712,201 | | 0.87 | | 0.86 | | (0.12) | | 44 |
R3 | | 41.94 | | (0.23) | | (9.31) | | (9.54) | | — | | (4.16) | | (4.16) | | 28.24 | | (25.08) | | 61,073 | | 1.46 | | 1.45 | | (0.71) | | 44 |
R4 | | 44.51 | | (0.15) | | (9.91) | | (10.06) | | (0.09) | | (4.16) | | (4.25) | | 30.20 | | (24.83) | | 86,083 | | 1.16 | | 1.14 | | (0.42) | | 44 |
R5 | | 46.54 | | (0.06) | | (10.38) | | (10.44) | | (0.22) | | (4.16) | | (4.38) | | 31.72 | | (24.62) | | 93,005 | | 0.86 | | 0.86 | | (0.15) | | 44 |
R6 | | 47.29 | | (0.03) | | (10.55) | | (10.58) | | (0.28) | | (4.16) | | (4.44) | | 32.27 | | (24.56) | | 758,617 | | 0.74 | | 0.74 | | (0.08) | | 44 |
Y | | 47.18 | | (0.04) | | (10.53) | | (10.57) | | (0.26) | | (4.16) | | (4.42) | | 32.19 | | (24.58) | | 438,595 | | 0.84 | | 0.79 | | (0.10) | | 44 |
F | | 39.01 | | (0.00) (7) | | (8.55) | | (8.55) | | (0.28) | | (4.16) | | (4.44) | | 26.02 | | (24.56) | | 1,937,017 | | 0.74 | | 0.74 | | (0.00) (8) | | 44 |
For the Year Ended October 31, 2021 |
A | | $ 30.63 | | $ 0.10 | | $ 10.24 | | $ 10.34 | | $ — | | $ (3.96) | | $ (3.96) | | $ 37.01 | | 35.51% | | $ 3,446,674 | | 1.08% | | 1.08% | | 0.28% | | 28% |
C | | 20.34 | | (0.12) | | 6.63 | | 6.51 | | — | | (3.96) | | (3.96) | | 22.89 | | 34.49 | | 381,566 | | 1.84 | | 1.84 | | (0.52) | | 28 |
I | | 31.87 | | 0.20 | | 10.66 | | 10.86 | | — | | (3.96) | | (3.96) | | 38.77 | | 35.79 | | 3,960,713 | | 0.86 | | 0.85 | | 0.53 | | 28 |
R3 | | 34.38 | | (0.05) | | 11.57 | | 11.52 | | — | | (3.96) | | (3.96) | | 41.94 | | 35.03 | | 100,113 | | 1.45 | | 1.45 | | (0.12) | | 28 |
R4 | | 36.18 | | 0.08 | | 12.21 | | 12.29 | | — | | (3.96) | | (3.96) | | 44.51 | | 35.45 | | 189,348 | | 1.15 | | 1.13 | | 0.18 | | 28 |
R5 | | 37.58 | | 0.23 | | 12.69 | | 12.92 | | — | | (3.96) | | (3.96) | | 46.54 | | 35.84 | | 319,470 | | 0.83 | | 0.83 | | 0.52 | | 28 |
R6 | | 38.09 | | 0.26 | | 12.90 | | 13.16 | | — | | (3.96) | | (3.96) | | 47.29 | | 36.00 | | 1,659,582 | | 0.74 | | 0.74 | | 0.57 | | 28 |
Y | | 38.02 | | 0.24 | | 12.88 | | 13.12 | | — | | (3.96) | | (3.96) | | 47.18 | | 35.96 | | 970,296 | | 0.84 | | 0.77 | | 0.52 | | 28 |
F | | 32.00 | | 0.23 | | 10.74 | | 10.97 | | — | | (3.96) | | (3.96) | | 39.01 | | 36.01 | | 2,898,529 | | 0.74 | | 0.74 | | 0.61 | | 28 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford MidCap Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 30.34 | | $ (0.08) | | $ 2.00 | | $ 1.92 | | $ — | | $ (1.63) | | $ (1.63) | | $ 30.63 | | 6.48% | | $ 2,724,316 | | 1.11% | | 1.11% | | (0.27)% | | 45% |
C | | 20.83 | | (0.20) | | 1.34 | | 1.14 | | — | | (1.63) | | (1.63) | | 20.34 | | 5.63 | | 380,033 | | 1.87 | | 1.87 | | (1.02) | | 45 |
I | | 31.43 | | (0.01) | | 2.08 | | 2.07 | | — | | (1.63) | | (1.63) | | 31.87 | | 6.74 | | 3,867,925 | | 0.88 | | 0.87 | | (0.04) | | 45 |
R3 | | 33.98 | | (0.21) | | 2.24 | | 2.03 | | — | | (1.63) | | (1.63) | | 34.38 | | 6.09 | | 92,023 | | 1.47 | | 1.47 | | (0.63) | | 45 |
R4 | | 35.57 | | (0.10) | | 2.34 | | 2.24 | | — | | (1.63) | | (1.63) | | 36.18 | | 6.42 | | 205,114 | | 1.16 | | 1.14 | | (0.30) | | 45 |
R5 | | 36.77 | | 0.00 (7) | | 2.44 | | 2.44 | | — | | (1.63) | | (1.63) | | 37.58 | | 6.77 | | 371,791 | | 0.85 | | 0.85 | | 0.00 (8) | | 45 |
R6 | | 37.22 | | 0.03 | | 2.47 | | 2.50 | | — | | (1.63) | | (1.63) | | 38.09 | | 6.85 | | 1,759,581 | | 0.75 | | 0.75 | | 0.08 | | 45 |
Y | | 37.17 | | 0.02 | | 2.46 | | 2.48 | | — | | (1.63) | | (1.63) | | 38.02 | | 6.81 | | 1,144,624 | | 0.85 | | 0.79 | | 0.06 | | 45 |
F | | 31.52 | | 0.03 | | 2.08 | | 2.11 | | — | | (1.63) | | (1.63) | | 32.00 | | 6.85 | | 2,422,752 | | 0.75 | | 0.75 | | 0.09 | | 45 |
For the Year Ended October 31, 2019 |
A | | $ 30.03 | | $ (0.09) | | $ 3.80 | | $ 3.71 | | $ — | | $ (3.40) | | $ (3.40) | | $ 30.34 | | 14.93% | | $ 2,820,971 | | 1.11% | | 1.10% | | (0.32)% | | 31% |
C | | 21.90 | | (0.22) | | 2.55 | | 2.33 | | — | | (3.40) | | (3.40) | | 20.83 | | 14.10 | | 498,057 | | 1.86 | | 1.86 | | (1.08) | | 31 |
I | | 30.91 | | (0.02) | | 3.94 | | 3.92 | | — | | (3.40) | | (3.40) | | 31.43 | | 15.25 | | 4,168,592 | | 0.85 | | 0.85 | | (0.06) | | 31 |
R3 | | 33.31 | | (0.22) | | 4.29 | | 4.07 | | — | | (3.40) | | (3.40) | | 33.98 | | 14.54 | | 96,409 | | 1.45 | | 1.45 | | (0.67) | | 31 |
R4 | | 34.59 | | (0.12) | | 4.50 | | 4.38 | | — | | (3.40) | | (3.40) | | 35.57 | | 14.89 | | 266,390 | | 1.16 | | 1.14 | | (0.36) | | 31 |
R5 | | 35.55 | | (0.02) | | 4.64 | | 4.62 | | — | | (3.40) | | (3.40) | | 36.77 | | 15.23 | | 497,712 | | 0.84 | | 0.84 | | (0.07) | | 31 |
R6 | | 35.90 | | 0.02 | | 4.70 | | 4.72 | | — | | (3.40) | | (3.40) | | 37.22 | | 15.37 | | 1,731,890 | | 0.74 | | 0.74 | | 0.04 | | 31 |
Y | | 35.87 | | 0.00 (7) | | 4.70 | | 4.70 | | — | | (3.40) | | (3.40) | | 37.17 | | 15.32 | | 1,571,851 | | 0.82 | | 0.78 | | 0.01 | | 31 |
F | | 30.96 | | 0.01 | | 3.95 | | 3.96 | | — | | (3.40) | | (3.40) | | 31.52 | | 15.36 | | 2,259,594 | | 0.74 | | 0.74 | | 0.04 | | 31 |
The Hartford MidCap Value Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 14.57 | | $ 0.07 | | $ 2.60 | | $ 2.67 | | $ (0.10) | | $ (1.01) | | $ (1.11) | | $ 16.13 | | 18.82% (4) | | $ 419,318 | | 1.14% (5) | | 1.14% (5) | | 0.88% (5) | | 55% |
C | | 10.75 | | (0.00) (7) | | 1.91 | | 1.91 | | (0.01) | | (1.01) | | (1.02) | | 11.64 | | 18.32 (4) | | 4,619 | | 1.97 (5) | | 1.97 (5) | | 0.07 (5) | | 55 |
I | | 14.79 | | 0.09 | | 2.65 | | 2.74 | | (0.15) | | (1.01) | | (1.16) | | 16.37 | | 18.97 (4) | | 43,149 | | 0.87 (5) | | 0.87 (5) | | 1.16 (5) | | 55 |
R3 | | 15.52 | | 0.05 | | 2.78 | | 2.83 | | (0.05) | | (1.01) | | (1.06) | | 17.29 | | 18.65 (4) | | 6,722 | | 1.46 (5) | | 1.46 (5) | | 0.56 (5) | | 55 |
R4 | | 16.02 | | 0.08 | | 2.87 | | 2.95 | | (0.07) | | (1.01) | | (1.08) | | 17.89 | | 18.83 (4) | | 4,879 | | 1.17 (5) | | 1.17 (5) | | 0.86 (5) | | 55 |
R5 | | 16.35 | | 0.10 | | 2.93 | | 3.03 | | (0.14) | | (1.01) | | (1.15) | | 18.23 | | 18.98 (4) | | 2,360 | | 0.87 (5) | | 0.87 (5) | | 1.15 (5) | | 55 |
R6 | | 14.80 | | 0.10 | | 2.64 | | 2.74 | | (0.16) | | (1.01) | | (1.17) | | 16.37 | | 19.00 (4) | | 145 | | 0.76 (5) | | 0.76 (5) | | 1.25 (5) | | 55 |
Y | | 16.40 | | 0.10 | | 2.94 | | 3.04 | | (0.14) | | (1.01) | | (1.15) | | 18.29 | | 18.98 (4) | | 7,095 | | 0.86 (5) | | 0.86 (5) | | 1.17 (5) | | 55 |
F | | 14.80 | | 0.10 | | 2.65 | | 2.75 | | (0.16) | | (1.01) | | (1.17) | | 16.38 | | 19.07 (4) | | 508,933 | | 0.76 (5) | | 0.76 (5) | | 1.26 (5) | | 55 |
For the Year Ended October 31, 2023 |
A | | $ 16.14 | | $ 0.09 | | $ (0.03) | | $ 0.06 | | $ (0.05) | | $ (1.58) | | $ (1.63) | | $ 14.57 | | 0.04% | | $ 367,294 | | 1.16% | | 1.16% | | 0.56% | | 84% |
C | | 12.36 | | (0.03) | | — | | (0.03) | | — | | (1.58) | | (1.58) | | 10.75 | | (0.75) | | 5,019 | | 1.95 | | 1.95 | | (0.22) | | 84 |
I | | 16.36 | | 0.13 | | (0.03) | | 0.10 | | (0.09) | | (1.58) | | (1.67) | | 14.79 | | 0.35 | | 39,690 | | 0.87 | | 0.87 | | 0.85 | | 84 |
R3 | | 17.10 | | 0.04 | | (0.04) | | — | | — | | (1.58) | | (1.58) | | 15.52 | | (0.33) | | 5,694 | | 1.48 | | 1.48 | | 0.24 | | 84 |
R4 | | 17.59 | | 0.09 | | (0.04) | | 0.05 | | (0.04) | | (1.58) | | (1.62) | | 16.02 | | (0.04) | | 4,366 | | 1.18 | | 1.18 | | 0.51 | | 84 |
R5 | | 17.91 | | 0.15 | | (0.04) | | 0.11 | | (0.09) | | (1.58) | | (1.67) | | 16.35 | | 0.33 | | 1,959 | | 0.88 | | 0.88 | | 0.84 | | 84 |
R6 | | 16.37 | | 0.14 | | (0.02) | | 0.12 | | (0.11) | | (1.58) | | (1.69) | | 14.80 | | 0.44 | | 107 | | 0.77 | | 0.77 | | 0.90 | | 84 |
Y | | 17.96 | | 0.15 | | (0.05) | | 0.10 | | (0.08) | | (1.58) | | (1.66) | | 16.40 | | 0.35 | | 6,527 | | 0.87 | | 0.87 | | 0.85 | | 84 |
F | | 16.37 | | 0.15 | | (0.03) | | 0.12 | | (0.11) | | (1.58) | | (1.69) | | 14.80 | | 0.43 | | 449,999 | | 0.77 | | 0.77 | | 0.95 | | 84 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford MidCap Value Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 18.14 | | $ 0.05 | | $ (0.75) | | $ (0.70) | | $ (0.01) | | $ (1.29) | | $ (1.30) | | $ 16.14 | | (4.34)% | | $ 368,040 | | 1.16% | | 1.16% | | 0.28% | | 85% |
C | | 14.28 | | (0.07) | | (0.56) | | (0.63) | | — | | (1.29) | | (1.29) | | 12.36 | | (5.07) | | 7,041 | | 1.95 | | 1.95 | | (0.51) | | 85 |
I | | 18.36 | | 0.10 | | (0.75) | | (0.65) | | (0.06) | | (1.29) | | (1.35) | | 16.36 | | (4.01) | | 37,582 | | 0.86 | | 0.86 | | 0.61 | | 85 |
R3 | | 19.18 | | (0.01) | | (0.78) | | (0.79) | | — | | (1.29) | | (1.29) | | 17.10 | | (4.58) | | 6,108 | | 1.49 | | 1.48 | | (0.04) | | 85 |
R4 | | 19.64 | | 0.05 | | (0.81) | | (0.76) | | — | | (1.29) | | (1.29) | | 17.59 | | (4.31) | | 9,121 | | 1.18 | | 1.18 | | 0.26 | | 85 |
R5 | | 19.97 | | 0.10 | | (0.82) | | (0.72) | | (0.05) | | (1.29) | | (1.34) | | 17.91 | | (4.03) | | 2,020 | | 0.89 | | 0.89 | | 0.55 | | 85 |
R6 (11) | | 15.38 | | 0.03 | | 0.96 (12) | | 0.99 | | — | | — | | — | | 16.37 | | 6.47 (4) | | 11 | | 0.77 (5) | | 0.77 (5) | | 0.50 (5) | | 85 |
Y | | 20.02 | | 0.11 | | (0.83) | | (0.72) | | (0.05) | | (1.29) | | (1.34) | | 17.96 | | (4.03) | | 7,814 | | 0.87 | | 0.87 | | 0.55 | | 85 |
F | | 18.37 | | 0.11 | | (0.75) | | (0.64) | | (0.07) | | (1.29) | | (1.36) | | 16.37 | | (3.94) | | 449,385 | | 0.77 | | 0.77 | | 0.68 | | 85 |
For the Year Ended October 31, 2021 |
A | | $ 12.21 | | $ (0.00) (7) | | $ 5.97 | | $ 5.97 | | $ (0.04) | | $ — | | $ (0.04) | | $ 18.14 | | 48.99% | | $ 363,955 | | 1.18% | | 1.18% | | 0.03% | | 57% |
C | | 9.66 | | (0.09) | | 4.71 | | 4.62 | | — | | — | | — | | 14.28 | | 47.83 | | 8,931 | | 1.96 | | 1.96 | | (0.73) | | 57 |
I | | 12.36 | | 0.06 | | 6.02 | | 6.08 | | (0.08) | | — | | (0.08) | | 18.36 | | 49.39 | | 25,307 | | 0.85 | | 0.85 | | 0.36 | | 57 |
R3 | | 12.91 | | (0.05) | | 6.32 | | 6.27 | | — | | — | | — | | 19.18 | | 48.57 | | 6,973 | | 1.49 | | 1.49 | | (0.28) | | 57 |
R4 | | 13.21 | | (0.00) (7) | | 6.46 | | 6.46 | | (0.03) | | — | | (0.03) | | 19.64 | | 48.99 | | 10,502 | | 1.19 | | 1.19 | | 0.02 | | 57 |
R5 | | 13.44 | | 0.06 | | 6.56 | | 6.62 | | (0.09) | | — | | (0.09) | | 19.97 | | 49.39 | | 2,142 | | 0.89 | | 0.89 | | 0.31 | | 57 |
Y | | 13.47 | | 0.06 | | 6.58 | | 6.64 | | (0.09) | | — | | (0.09) | | 20.02 | | 49.49 | | 15,307 | | 0.88 | | 0.88 | | 0.32 | | 57 |
F | | 12.36 | | 0.07 | | 6.04 | | 6.11 | | (0.10) | | — | | (0.10) | | 18.37 | | 49.64 | | 442,227 | | 0.77 | | 0.77 | | 0.43 | | 57 |
For the Year Ended October 31, 2020 |
A | | $ 14.43 | | $ 0.07 | | $ (1.86) | | $ (1.79) | | $ (0.09) | | $ (0.34) | | $ (0.43) | | $ 12.21 | | (12.86)% | | $ 245,112 | | 1.25% | | 1.25% | | 0.56% | | 61% |
C | | 11.51 | | (0.02) | | (1.49) | | (1.51) | | (0.00) (7) | | (0.34) | | (0.34) | | 9.66 | | (13.55) | | 9,533 | | 2.03 | | 2.03 | | (0.20) | | 61 |
I | | 14.60 | | 0.12 | | (1.88) | | (1.76) | | (0.14) | | (0.34) | | (0.48) | | 12.36 | | (12.58) | | 19,722 | | 0.91 | | 0.91 | | 0.91 | | 61 |
R3 | | 15.22 | | 0.04 | | (1.98) | | (1.94) | | (0.03) | | (0.34) | | (0.37) | | 12.91 | | (13.12) | | 5,317 | | 1.53 | | 1.53 | | 0.30 | | 61 |
R4 | | 15.58 | | 0.08 | | (2.02) | | (1.94) | | (0.09) | | (0.34) | | (0.43) | | 13.21 | | (12.88) | | 8,857 | | 1.23 | | 1.23 | | 0.58 | | 61 |
R5 | | 15.82 | | 0.12 | | (2.04) | | (1.92) | | (0.12) | | (0.34) | | (0.46) | | 13.44 | | (12.60) | | 1,423 | | 0.92 | | 0.92 | | 0.88 | | 61 |
Y | | 15.87 | | 0.13 | | (2.05) | | (1.92) | | (0.14) | | (0.34) | | (0.48) | | 13.47 | | (12.55) | | 10,009 | | 0.92 | | 0.88 | | 0.93 | | 61 |
F | | 14.60 | | 0.13 | | (1.88) | | (1.75) | | (0.15) | | (0.34) | | (0.49) | | 12.36 | | (12.51) | | 299,805 | | 0.82 | | 0.82 | | 0.98 | | 61 |
For the Year Ended October 31, 2019 |
A | | $ 14.54 | | $ 0.08 | | $ 1.44 | | $ 1.52 | | $ (0.04) | | $ (1.59) | | $ (1.63) | | $ 14.43 | | 12.74% | | $ 309,996 | | 1.23% | | 1.23% | | 0.61% | | 55% |
C | | 11.97 | | (0.02) | | 1.15 | | 1.13 | | — | | (1.59) | | (1.59) | | 11.51 | | 11.99 | | 15,910 | | 1.99 | | 1.99 | | (0.14) | | 55 |
I | | 14.68 | | 0.13 | | 1.46 | | 1.59 | | (0.08) | | (1.59) | | (1.67) | | 14.60 | | 13.20 | | 31,173 | | 0.89 | | 0.89 | | 0.95 | | 55 |
R3 | | 15.23 | | 0.05 | | 1.53 | | 1.58 | | — | | (1.59) | | (1.59) | | 15.22 | | 12.42 | | 8,034 | | 1.52 | | 1.52 | | 0.33 | | 55 |
R4 | | 15.55 | | 0.09 | | 1.57 | | 1.66 | | (0.04) | | (1.59) | | (1.63) | | 15.58 | | 12.77 | | 11,865 | | 1.21 | | 1.21 | | 0.64 | | 55 |
R5 | | 15.76 | | 0.16 | | 1.57 | | 1.73 | | (0.08) | | (1.59) | | (1.67) | | 15.82 | | 13.14 | | 1,592 | | 0.92 | | 0.92 | | 1.06 | | 55 |
Y | | 15.80 | | 0.15 | | 1.60 | | 1.75 | | (0.09) | | (1.59) | | (1.68) | | 15.87 | | 13.23 | | 12,624 | | 0.89 | | 0.85 | | 0.98 | | 55 |
F | | 14.69 | | 0.14 | | 1.46 | | 1.60 | | (0.10) | | (1.59) | | (1.69) | | 14.60 | | 13.27 | | 314,566 | | 0.80 | | 0.80 | | 1.03 | | 55 |
The Hartford Small Cap Growth Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 35.01 | | $ (0.13) | | $ 6.80 | | $ 6.67 | | $ — | | $ (1.40) | | $ (1.40) | | $ 40.28 | | 19.32% (4) | | $ 158,972 | | 1.32% (5) | | 1.31% (5) | | (0.67)% (5) | | 27% |
C | | 18.87 | | (0.15) | | 3.62 | | 3.47 | | — | | (1.40) | | (1.40) | | 20.94 | | 18.87 (4) | | 1,597 | | 2.09 (5) | | 2.09 (5) | | (1.45) (5) | | 27 |
I | | 38.08 | | (0.07) | | 7.42 | | 7.35 | | — | | (1.40) | | (1.40) | | 44.03 | | 19.56 (4) | | 51,001 | | 0.95 (5) | | 0.95 (5) | | (0.30) (5) | | 27 |
R3 | | 33.90 | | (0.17) | | 6.58 | | 6.41 | | — | | (1.40) | | (1.40) | | 38.91 | | 19.19 (4) | | 5,192 | | 1.57 (5) | | 1.56 (5) | | (0.90) (5) | | 27 |
R4 | | 37.13 | | (0.13) | | 7.22 | | 7.09 | | — | | (1.40) | | (1.40) | | 42.82 | | 19.35 (4) | | 7,870 | | 1.28 (5) | | 1.28 (5) | | (0.62) (5) | | 27 |
R5 | | 40.71 | | (0.07) | | 7.92 | | 7.85 | | — | | (1.40) | | (1.40) | | 47.16 | | 19.52 (4) | | 15,110 | | 0.96 (5) | | 0.96 (5) | | (0.32) (5) | | 27 |
R6 | | 41.74 | | (0.05) | | 8.13 | | 8.08 | | — | | (1.40) | | (1.40) | | 48.42 | | 19.59 (4) | | 33,244 | | 0.86 (5) | | 0.86 (5) | | (0.19) (5) | | 27 |
Y | | 41.66 | | (0.06) | | 8.11 | | 8.05 | | — | | (1.40) | | (1.40) | | 48.31 | | 19.56 (4) | | 104,742 | | 0.97 (5) | | 0.93 (5) | | (0.27) (5) | | 27 |
F | | 38.42 | | (0.04) | | 7.47 | | 7.43 | | — | | (1.40) | | (1.40) | | 44.45 | | 19.60 (4) | | 27,518 | | 0.86 (5) | | 0.86 (5) | | (0.20) (5) | | 27 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Small Cap Growth Fund – (continued) |
For the Year Ended October 31, 2023 |
A | | $ 37.07 | | $ (0.22) | | $ (1.84) | | $ (2.06) | | $ — | | $ — | | $ — | | $ 35.01 | | (5.56)% | | $ 141,362 | | 1.32% | | 1.31% | | (0.58)% | | 53% |
C | | 20.14 | | (0.28) | | (0.99) | | (1.27) | | — | | — | | — | | 18.87 | | (6.31) | | 1,276 | | 2.09 | | 2.09 | | (1.35) | | 53 |
I | | 40.17 | | (0.08) | | (2.01) | | (2.09) | | — | | — | | — | | 38.08 | | (5.20) | | 46,723 | | 0.94 | | 0.94 | | (0.20) | | 53 |
R3 | | 35.99 | | (0.31) | | (1.78) | | (2.09) | | — | | — | | — | | 33.90 | | (5.81) | | 5,115 | | 1.57 | | 1.56 | | (0.84) | | 53 |
R4 | | 39.30 | | (0.21) | | (1.96) | | (2.17) | | — | | — | | — | | 37.13 | | (5.52) | | 7,774 | | 1.26 | | 1.26 | | (0.53) | | 53 |
R5 | | 42.94 | | (0.08) | | (2.15) | | (2.23) | | — | | — | | — | | 40.71 | | (5.19) | | 12,394 | | 0.93 | | 0.93 | | (0.19) | | 53 |
R6 | | 43.99 | | (0.05) | | (2.20) | | (2.25) | | — | | — | | — | | 41.74 | | (5.11) | | 34,009 | | 0.85 | | 0.85 | | (0.11) | | 53 |
Y | | 43.94 | | (0.09) | | (2.19) | | (2.28) | | — | | — | | — | | 41.66 | | (5.19) | | 103,032 | | 0.95 | | 0.92 | | (0.19) | | 53 |
F | | 40.50 | | (0.05) | | (2.03) | | (2.08) | | — | | — | | — | | 38.42 | | (5.14) | | 25,243 | | 0.85 | | 0.85 | | (0.13) | | 53 |
For the Year Ended October 31, 2022 |
A | | $ 64.88 | | $ (0.30) | | $ (15.38) | | $ (15.68) | | $ — | | $ (12.13) | | $ (12.13) | | $ 37.07 | | (28.75)% | | $ 163,293 | | 1.25% | | 1.24% | | (0.72)% | | 42% |
C | | 41.34 | | (0.36) | | (8.71) | | (9.07) | | — | | (12.13) | | (12.13) | | 20.14 | | (29.27) | | 2,197 | | 1.98 | | 1.98 | | (1.44) | | 42 |
I | | 69.03 | | (0.17) | | (16.56) | | (16.73) | | — | | (12.13) | | (12.13) | | 40.17 | | (28.50) | | 66,150 | | 0.89 | | 0.89 | | (0.36) | | 42 |
R3 | | 63.50 | | (0.41) | | (14.97) | | (15.38) | | — | | (12.13) | | (12.13) | | 35.99 | | (28.93) | | 6,107 | | 1.52 | | 1.51 | | (0.99) | | 42 |
R4 | | 67.99 | | (0.31) | | (16.25) | | (16.56) | | — | | (12.13) | | (12.13) | | 39.30 | | (28.72) | | 11,684 | | 1.21 | | 1.21 | | (0.69) | | 42 |
R5 | | 72.91 | | (0.20) | | (17.64) | | (17.84) | | — | | (12.13) | | (12.13) | | 42.94 | | (28.51) | | 20,591 | | 0.91 | | 0.91 | | (0.39) | | 42 |
R6 | | 74.32 | | (0.14) | | (18.06) | | (18.20) | | — | | (12.13) | | (12.13) | | 43.99 | | (28.44) | | 57,807 | | 0.80 | | 0.80 | | (0.28) | | 42 |
Y | | 74.28 | | (0.17) | | (18.04) | | (18.21) | | — | | (12.13) | | (12.13) | | 43.94 | | (28.47) | | 145,027 | | 0.91 | | 0.86 | | (0.34) | | 42 |
F | | 69.43 | | (0.13) | | (16.67) | | (16.80) | | — | | (12.13) | | (12.13) | | 40.50 | | (28.42) | | 27,582 | | 0.80 | | 0.80 | | (0.28) | | 42 |
For the Year Ended October 31, 2021 |
A | | $ 51.35 | | $ (0.42) | | $ 18.27 | | $ 17.85 | | $ — | | $ (4.32) | | $ (4.32) | | $ 64.88 | | 35.73% | | $ 256,061 | | 1.18% | | 1.18% | | (0.67)% | | 48% |
C | | 34.22 | | (0.55) | | 11.99 | | 11.44 | | — | | (4.32) | | (4.32) | | 41.34 | | 34.80 | | 8,102 | | 1.89 | | 1.89 | | (1.37) | | 48 |
I | | 54.23 | | (0.22) | | 19.34 | | 19.12 | | — | | (4.32) | | (4.32) | | 69.03 | | 36.21 | | 120,135 | | 0.83 | | 0.83 | | (0.33) | | 48 |
R3 | | 50.47 | | (0.59) | | 17.94 | | 17.35 | | — | | (4.32) | | (4.32) | | 63.50 | | 35.34 | | 8,637 | | 1.48 | | 1.47 | | (0.97) | | 48 |
R4 | | 53.64 | | (0.42) | | 19.09 | | 18.67 | | — | | (4.32) | | (4.32) | | 67.99 | | 35.74 | | 21,098 | | 1.17 | | 1.17 | | (0.64) | | 48 |
R5 | | 57.10 | | (0.25) | | 20.38 | | 20.13 | | — | | (4.32) | | (4.32) | | 72.91 | | 36.15 | | 86,788 | | 0.87 | | 0.87 | | (0.36) | | 48 |
R6 | | 58.07 | | (0.18) | | 20.75 | | 20.57 | | — | | (4.32) | | (4.32) | | 74.32 | | 36.31 | | 84,908 | | 0.76 | | 0.76 | | (0.25) | | 48 |
Y | | 58.07 | | (0.22) | | 20.75 | | 20.53 | | — | | (4.32) | | (4.32) | | 74.28 | | 36.24 | | 268,416 | | 0.87 | | 0.81 | | (0.31) | | 48 |
F | | 54.48 | | (0.15) | | 19.42 | | 19.27 | | — | | (4.32) | | (4.32) | | 69.43 | | 36.32 | | 36,439 | | 0.76 | | 0.76 | | (0.23) | | 48 |
For the Year Ended October 31, 2020 |
A | | $ 45.71 | | $ (0.28) | | $ 6.67 | | $ 6.39 | | $ — | | $ (0.75) | | $ (0.75) | | $ 51.35 | | 14.06% | | $ 198,430 | | 1.26% | | 1.25% | | (0.60)% | | 58% |
C | | 30.90 | | (0.39) | | 4.46 | | 4.07 | | — | | (0.75) | | (0.75) | | 34.22 | | 13.31 | | 12,323 | | 1.91 | | 1.91 | | (1.25) | | 58 |
I | | 48.05 | | (0.09) | | 7.02 | | 6.93 | | — | | (0.75) | | (0.75) | | 54.23 | | 14.50 | | 98,673 | | 0.85 | | 0.85 | | (0.19) | | 58 |
R3 | | 45.05 | | (0.38) | | 6.55 | | 6.17 | | — | | (0.75) | | (0.75) | | 50.47 | | 13.80 | | 7,485 | | 1.49 | | 1.49 | | (0.83) | | 58 |
R4 | | 47.69 | | (0.26) | | 6.96 | | 6.70 | | — | | (0.75) | | (0.75) | | 53.64 | | 14.13 | | 31,169 | | 1.19 | | 1.19 | | (0.52) | | 58 |
R5 | | 50.57 | | (0.12) | | 7.40 | | 7.28 | | — | | (0.75) | | (0.75) | | 57.10 | | 14.47 | | 71,754 | | 0.89 | | 0.89 | | (0.23) | | 58 |
R6 | | 51.36 | | (0.06) | | 7.52 | | 7.46 | | — | | (0.75) | | (0.75) | | 58.07 | | 14.62 | | 80,327 | | 0.78 | | 0.78 | | (0.12) | | 58 |
Y | | 51.39 | | (0.08) | | 7.51 | | 7.43 | | — | | (0.75) | | (0.75) | | 58.07 | | 14.58 | | 255,484 | | 0.88 | | 0.81 | | (0.16) | | 58 |
F | | 48.23 | | (0.06) | | 7.06 | | 7.00 | | — | | (0.75) | | (0.75) | | 54.48 | | 14.62 | | 44,376 | | 0.78 | | 0.78 | | (0.13) | | 58 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Small Cap Growth Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 55.20 | | $ (0.21) | | $ 2.62 | | $ 2.41 | | $ — | | $ (11.90) | | $ (11.90) | | $ 45.71 | | 8.99% | | $ 195,314 | | 1.24% | | 1.24% | | (0.46)% | | 48% |
C | | 41.81 | | (0.34) | | 1.33 | | 0.99 | | — | | (11.90) | | (11.90) | | 30.90 | | 8.27 | | 15,722 | | 1.89 | | 1.89 | | (1.11) | | 48 |
I | | 57.17 | | (0.02) | | 2.80 | | 2.78 | | — | | (11.90) | | (11.90) | | 48.05 | | 9.41 | | 191,482 | | 0.83 | | 0.83 | | (0.05) | | 48 |
R3 | | 54.70 | | (0.31) | | 2.56 | | 2.25 | | — | | (11.90) | | (11.90) | | 45.05 | | 8.72 | | 10,036 | | 1.47 | | 1.47 | | (0.69) | | 48 |
R4 | | 56.99 | | (0.18) | | 2.78 | | 2.60 | | — | | (11.90) | | (11.90) | | 47.69 | | 9.05 | | 42,296 | | 1.17 | | 1.17 | | (0.39) | | 48 |
R5 | | 59.48 | | (0.03) | | 3.02 | | 2.99 | | — | | (11.90) | | (11.90) | | 50.57 | | 9.40 | | 82,624 | | 0.85 | | 0.85 | | (0.07) | | 48 |
R6 | | 60.16 | | (0.00) (7) | | 3.10 | | 3.10 | | — | | (11.90) | | (11.90) | | 51.36 | | 9.49 | | 66,260 | | 0.76 | | 0.76 | | 0.01 | | 48 |
Y | | 60.20 | | (0.01) | | 3.10 | | 3.09 | | — | | (11.90) | | (11.90) | | 51.39 | | 9.44 | | 365,867 | | 0.82 | | 0.80 | | (0.01) | | 48 |
F | | 57.30 | | 0.01 | | 2.82 | | 2.83 | | — | | (11.90) | | (11.90) | | 48.23 | | 9.49 | | 46,533 | | 0.76 | | 0.76 | | 0.02 | | 48 |
Hartford Small Cap Value Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 9.97 | | $ 0.13 | | $ 1.63 | | $ 1.76 | | $ (0.15) | | $ (0.21) | | $ (0.36) | | $ 11.37 | | 17.69% (4) | | $ 51,264 | | 1.31% (5) | | 1.30% (5) | | 2.24% (5) | | 23% |
C | | 8.34 | | 0.07 | | 1.36 | | 1.43 | | (0.06) | | (0.21) | | (0.27) | | 9.50 | | 17.21 (4) | | 1,321 | | 2.12 (5) | | 2.05 (5) | | 1.55 (5) | | 23 |
I | | 10.00 | | 0.14 | | 1.64 | | 1.78 | | (0.18) | | (0.21) | | (0.39) | | 11.39 | | 17.89 (4) | | 18,440 | | 1.01 (5) | | 1.00 (5) | | 2.55 (5) | | 23 |
R3 | | 10.45 | | 0.12 | | 1.70 | | 1.82 | | (0.12) | | (0.21) | | (0.33) | | 11.94 | | 17.51 (4) | | 648 | | 1.59 (5) | | 1.50 (5) | | 2.02 (5) | | 23 |
R4 | | 10.64 | | 0.14 | | 1.74 | | 1.88 | | (0.16) | | (0.21) | | (0.37) | | 12.15 | | 17.72 (4) | | 156 | | 1.27 (5) | | 1.20 (5) | | 2.31 (5) | | 23 |
R5 | | 10.62 | | 0.16 | | 1.73 | | 1.89 | | (0.19) | | (0.21) | | (0.40) | | 12.11 | | 17.90 (4) | | 2,119 | | 0.98 (5) | | 0.90 (5) | | 2.64 (5) | | 23 |
R6 | | 10.62 | | 0.16 | | 1.74 | | 1.90 | | (0.21) | | (0.21) | | (0.42) | | 12.10 | | 17.91 (4) | | 9,409 | | 0.87 (5) | | 0.80 (5) | | 2.74 (5) | | 23 |
Y | | 10.60 | | 0.17 | | 1.72 | | 1.89 | | (0.20) | | (0.21) | | (0.41) | | 12.08 | | 17.89 (4) | | 3,297 | | 0.96 (5) | | 0.85 (5) | | 2.80 (5) | | 23 |
F | | 10.00 | | 0.15 | | 1.64 | | 1.79 | | (0.21) | | (0.21) | | (0.42) | | 11.37 | | 17.92 (4) | | 29,950 | | 0.87 (5) | | 0.80 (5) | | 2.73 (5) | | 23 |
For the Year Ended October 31, 2023 |
A | | $ 11.40 | | $ 0.12 | | $ (0.54) | | $ (0.42) | | $ (0.16) | | $ (0.85) | | $ (1.01) | | $ 9.97 | | (4.16)% | | $ 45,431 | | 1.32% | | 1.30% | | 1.16% | | 52% |
C | | 9.69 | | 0.04 | | (0.46) | | (0.42) | | (0.08) | | (0.85) | | (0.93) | | 8.34 | | (4.94) | | 1,496 | | 2.12 | | 2.05 | | 0.42 | | 52 |
I | | 11.44 | | 0.16 | | (0.56) | | (0.40) | | (0.19) | | (0.85) | | (1.04) | | 10.00 | | (3.94) | | 17,685 | | 1.01 | | 1.00 | | 1.46 | | 52 |
R3 | | 11.90 | | 0.11 | | (0.57) | | (0.46) | | (0.14) | | (0.85) | | (0.99) | | 10.45 | | (4.35) | | 531 | | 1.59 | | 1.50 | | 0.98 | | 52 |
R4 | | 12.10 | | 0.12 | | (0.56) | | (0.44) | | (0.17) | | (0.85) | | (1.02) | | 10.64 | | (4.08) | | 128 | | 1.29 | | 1.20 | | 1.06 | | 52 |
R5 | | 12.08 | | 0.18 | | (0.59) | | (0.41) | | (0.20) | | (0.85) | | (1.05) | | 10.62 | | (3.80) | | 1,855 | | 0.99 | | 0.90 | | 1.54 | | 52 |
R6 | | 12.07 | | 0.19 | | (0.58) | | (0.39) | | (0.21) | | (0.85) | | (1.06) | | 10.62 | | (3.63) | | 8,004 | | 0.88 | | 0.80 | | 1.65 | | 52 |
Y | | 12.05 | | 0.18 | | (0.57) | | (0.39) | | (0.21) | | (0.85) | | (1.06) | | 10.60 | | (3.68) | | 2,448 | | 0.98 | | 0.85 | | 1.61 | | 52 |
F | | 11.43 | | 0.18 | | (0.55) | | (0.37) | | (0.21) | | (0.85) | | (1.06) | | 10.00 | | (3.66) | | 23,870 | | 0.88 | | 0.80 | | 1.69 | | 52 |
For the Year Ended October 31, 2022 |
A | | $ 13.36 | | $ 0.13 | | $ (1.22) | | $ (1.09) | | $ (0.09) | | $ (0.78) | | $ (0.87) | | $ 11.40 | | (8.86)% | | $ 51,422 | | 1.29% | | 1.28% | | 1.05% | | 59% |
C | | 11.48 | | 0.03 | | (1.04) | | (1.01) | | — | | (0.78) | | (0.78) | | 9.69 | | (9.54) | | 1,922 | | 2.10 | | 2.05 | | 0.29 | | 59 |
I | | 13.40 | | 0.16 | | (1.22) | | (1.06) | | (0.12) | | (0.78) | | (0.90) | | 11.44 | | (8.56) | | 21,402 | | 0.98 | | 0.98 | | 1.35 | | 59 |
R3 | | 13.91 | | 0.11 | | (1.28) | | (1.17) | | (0.06) | | (0.78) | | (0.84) | | 11.90 | | (9.05) | | 760 | | 1.57 | | 1.45 | | 0.90 | | 59 |
R4 | | 14.13 | | 0.16 | | (1.31) | | (1.15) | | (0.10) | | (0.78) | | (0.88) | | 12.10 | | (8.79) | | 42 | | 1.26 | | 1.20 | | 1.29 | | 59 |
R5 | | 14.10 | | 0.17 | | (1.27) | | (1.10) | | (0.14) | | (0.78) | | (0.92) | | 12.08 | | (8.48) | | 1,756 | | 0.97 | | 0.90 | | 1.36 | | 59 |
R6 | | 14.10 | | 0.18 | | (1.28) | | (1.10) | | (0.15) | | (0.78) | | (0.93) | | 12.07 | | (8.46) | | 7,821 | | 0.85 | | 0.80 | | 1.48 | | 59 |
Y | | 14.07 | | 0.18 | | (1.28) | | (1.10) | | (0.14) | | (0.78) | | (0.92) | | 12.05 | | (8.46) | | 2,887 | | 0.96 | | 0.85 | | 1.53 | | 59 |
F | | 13.40 | | 0.19 | | (1.23) | | (1.04) | | (0.15) | | (0.78) | | (0.93) | | 11.43 | | (8.46) | | 38,106 | | 0.85 | | 0.80 | | 1.54 | | 59 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Small Cap Value Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 8.29 | | $ 0.10 | | $ 5.06 | | $ 5.16 | | $ (0.09) | | $ — | | $ (0.09) | | $ 13.36 | | 62.61% | | $ 59,496 | | 1.30% | | 1.28% | | 0.78% | | 60% |
C | | 7.12 | | (0.00) (7) | | 4.37 | | 4.37 | | (0.01) | | — | | (0.01) | | 11.48 | | 61.49 | | 3,098 | | 2.09 | | 2.04 | | 0.01 | | 60 |
I | | 8.31 | | 0.15 | | 5.06 | | 5.21 | | (0.12) | | — | | (0.12) | | 13.40 | | 63.20 | | 32,905 | | 0.97 | | 0.96 | | 1.12 | | 60 |
R3 | | 8.62 | | 0.09 | | 5.27 | | 5.36 | | (0.07) | | — | | (0.07) | | 13.91 | | 62.45 | | 931 | | 1.56 | | 1.39 | | 0.69 | | 60 |
R4 | | 8.76 | | 0.12 | | 5.35 | | 5.47 | | (0.10) | | — | | (0.10) | | 14.13 | | 62.83 | | 53 | | 1.26 | | 1.20 | | 0.88 | | 60 |
R5 | | 8.74 | | 0.15 | | 5.34 | | 5.49 | | (0.13) | | — | | (0.13) | | 14.10 | | 63.34 | | 24 | | 0.96 | | 0.90 | | 1.12 | | 60 |
R6 | | 8.74 | | 0.16 | | 5.35 | | 5.51 | | (0.15) | | — | | (0.15) | | 14.10 | | 63.49 | | 1,508 | | 0.85 | | 0.80 | | 1.24 | | 60 |
Y | | 8.73 | | 0.17 | | 5.31 | | 5.48 | | (0.14) | | — | | (0.14) | | 14.07 | | 63.26 | | 1,947 | | 0.95 | | 0.85 | | 1.22 | | 60 |
F | | 8.31 | | 0.16 | | 5.08 | | 5.24 | | (0.15) | | — | | (0.15) | | 13.40 | | 63.53 | | 76,702 | | 0.84 | | 0.80 | | 1.26 | | 60 |
For the Year Ended October 31, 2020 |
A | | $ 10.35 | | $ 0.09 | | $ (1.49) | | $ (1.40) | | $ (0.08) | | $ (0.58) | | $ (0.66) | | $ 8.29 | | (14.57)% | | $ 32,996 | | 1.41% | | 1.29% | | 1.04% | | 62% |
C | | 8.96 | | 0.02 | | (1.28) | | (1.26) | | (0.00) (7) | | (0.58) | | (0.58) | | 7.12 | | (15.15) | | 2,020 | | 2.15 | | 2.04 | | 0.29 | | 62 |
I | | 10.37 | | 0.12 | | (1.48) | | (1.36) | | (0.12) | | (0.58) | | (0.70) | | 8.31 | | (14.22) | | 2,915 | | 1.04 | | 0.93 | | 1.43 | | 62 |
R3 | | 10.73 | | 0.08 | | (1.54) | | (1.46) | | (0.07) | | (0.58) | | (0.65) | | 8.62 | | (14.62) | | 457 | | 1.63 | | 1.42 | | 0.92 | | 62 |
R4 | | 10.89 | | 0.10 | | (1.56) | | (1.46) | | (0.09) | | (0.58) | | (0.67) | | 8.76 | | (14.46) | | 30 | | 1.33 | | 1.20 | | 1.10 | | 62 |
R5 | | 10.87 | | 0.13 | | (1.56) | | (1.43) | | (0.12) | | (0.58) | | (0.70) | | 8.74 | | (14.21) | | 10 | | 1.03 | | 0.90 | | 1.51 | | 62 |
R6 | | 10.87 | | 0.12 | | (1.54) | | (1.42) | | (0.13) | | (0.58) | | (0.71) | | 8.74 | | (14.17) | | 240 | | 0.92 | | 0.80 | | 1.42 | | 62 |
Y | | 10.86 | | 0.13 | | (1.55) | | (1.42) | | (0.13) | | (0.58) | | (0.71) | | 8.73 | | (14.18) | | 250 | | 1.02 | | 0.85 | | 1.50 | | 62 |
F | | 10.38 | | 0.13 | | (1.49) | | (1.36) | | (0.13) | | (0.58) | | (0.71) | | 8.31 | | (14.22) | | 40,447 | | 0.91 | | 0.80 | | 1.53 | | 62 |
For the Year Ended October 31, 2019 |
A | | $ 13.65 | | $ 0.10 | | $ (0.04) | | $ 0.06 | | $ (0.03) | | $ (3.33) | | $ (3.36) | | $ 10.35 | | 3.46% | | $ 47,037 | | 1.37% | | 1.27% | | 0.98% | | 140% |
C | | 12.35 | | 0.02 | | (0.08) | | (0.06) | | — | | (3.33) | | (3.33) | | 8.96 | | 2.60 | | 3,719 | | 2.14 | | 2.04 | | 0.26 | | 140 |
I | | 13.68 | | 0.14 | | (0.05) | | 0.09 | | (0.07) | | (3.33) | | (3.40) | | 10.37 | | 3.77 | | 4,354 | | 1.00 | | 0.90 | | 1.34 | | 140 |
R3 | | 14.02 | | 0.09 | | (0.03) | | 0.06 | | (0.02) | | (3.33) | | (3.35) | | 10.73 | | 3.31 | | 609 | | 1.62 | | 1.42 | | 0.82 | | 140 |
R4 | | 14.16 | | 0.11 | | (0.03) | | 0.08 | | (0.02) | | (3.33) | | (3.35) | | 10.89 | | 3.52 | | 69 | | 1.31 | | 1.20 | | 1.01 | | 140 |
R5 | | 14.16 | | 0.16 | | (0.05) | | 0.11 | | (0.07) | | (3.33) | | (3.40) | | 10.87 | | 3.82 | | 11 | | 1.01 | | 0.90 | | 1.44 | | 140 |
R6 | | 14.15 | | 0.15 | | (0.02) | | 0.13 | | (0.08) | | (3.33) | | (3.41) | | 10.87 | | 3.99 | | 103 | | 0.89 | | 0.80 | | 1.39 | | 140 |
Y | | 14.15 | | 0.16 | | (0.04) | | 0.12 | | (0.08) | | (3.33) | | (3.41) | | 10.86 | | 3.94 | | 572 | | 0.97 | | 0.85 | | 1.43 | | 140 |
F | | 13.68 | | 0.15 | | (0.04) | | 0.11 | | (0.08) | | (3.33) | | (3.41) | | 10.38 | | 3.99 | | 48,425 | | 0.89 | | 0.80 | | 1.43 | | 140 |
The Hartford Small Company Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 14.89 | | $ (0.05) | | $ 3.07 | | $ 3.02 | | $ — | | $ — | | $ — | | $ 17.91 | | 20.28% (4) | | $ 303,753 | | 1.30% (5) | | 1.30% (5) | | (0.56)% (5) | | 14% |
C | | 6.75 | | (0.05) | | 1.38 | | 1.33 | | — | | — | | — | | 8.08 | | 19.70 (4) | | 2,079 | | 2.13 (5) | | 2.13 (5) | | (1.39) (5) | | 14 |
I | | 16.55 | | (0.03) | | 3.42 | | 3.39 | | — | | — | | — | | 19.94 | | 20.48 (4) | | 23,978 | | 1.00 (5) | | 1.00 (5) | | (0.27) (5) | | 14 |
R3 | | 16.80 | | (0.08) | | 3.46 | | 3.38 | | — | | — | | — | | 20.18 | | 20.12 (4) | | 10,589 | | 1.58 (5) | | 1.58 (5) | | (0.85) (5) | | 14 |
R4 | | 18.81 | | (0.06) | | 3.87 | | 3.81 | | — | | — | | — | | 22.62 | | 20.26 (4) | | 7,867 | | 1.29 (5) | | 1.29 (5) | | (0.55) (5) | | 14 |
R5 | | 20.76 | | (0.03) | | 4.28 | | 4.25 | | — | | — | | — | | 25.01 | | 20.47 (4) | | 2,401 | | 1.00 (5) | | 1.00 (5) | | (0.26) (5) | | 14 |
R6 | | 21.50 | | (0.02) | | 4.43 | | 4.41 | | — | | — | | — | | 25.91 | | 20.51 (4) | | 9,646 | | 0.89 (5) | | 0.89 (5) | | (0.16) (5) | | 14 |
Y | | 21.38 | | (0.02) | | 4.40 | | 4.38 | | — | | — | | — | | 25.76 | | 20.49 (4) | | 4,314 | | 0.99 (5) | | 0.99 (5) | | (0.20) (5) | | 14 |
F | | 16.76 | | (0.02) | | 3.46 | | 3.44 | | — | | — | | — | | 20.20 | | 20.53 (4) | | 247,971 | | 0.89 (5) | | 0.89 (5) | | (0.15) (5) | | 14 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Small Company Fund – (continued) |
For the Year Ended October 31, 2023 |
A | | $ 16.30 | | $ (0.08) | | $ (1.33) | | $ (1.41) | | $ — | | $ — | | $ — | | $ 14.89 | | (8.59)% | | $ 265,550 | | 1.31% | | 1.31% | | (0.48)% | | 48% |
C | | 7.45 | | (0.09) | | (0.61) | | (0.70) | | — | | — | | — | | 6.75 | | (9.40) | | 2,584 | | 2.14 | | 2.14 | | (1.28) | | 48 |
I | | 18.06 | | (0.03) | | (1.48) | | (1.51) | | — | | — | | — | | 16.55 | | (8.36) | | 22,387 | | 1.00 | | 1.00 | | (0.16) | | 48 |
R3 | | 18.45 | | (0.14) | | (1.51) | | (1.65) | | — | | — | | — | | 16.80 | | (8.94) | | 9,054 | | 1.61 | | 1.61 | | (0.78) | | 48 |
R4 | | 20.59 | | (0.10) | | (1.68) | | (1.78) | | — | | — | | — | | 18.81 | | (8.60) | | 7,204 | | 1.31 | | 1.31 | | (0.48) | | 48 |
R5 | | 22.66 | | (0.03) | | (1.87) | | (1.90) | | — | | — | | — | | 20.76 | | (8.38) | | 2,859 | | 1.01 | | 1.01 | | (0.15) | | 48 |
R6 | | 23.44 | | (0.02) | | (1.92) | | (1.94) | | — | | — | | — | | 21.50 | | (8.24) | | 7,199 | | 0.89 | | 0.89 | | (0.07) | | 48 |
Y | | 23.34 | | (0.00) (7) | | (1.96) | | (1.96) | | — | | — | | — | | 21.38 | | (8.40) | | 6,959 | | 1.00 | | 1.00 | | 0.01 | | 48 |
F | | 18.27 | | (0.01) | | (1.50) | | (1.51) | | — | | — | | — | | 16.76 | | (8.26) | | 215,475 | | 0.89 | | 0.89 | | (0.06) | | 48 |
For the Year Ended October 31, 2022 |
A | | $ 30.24 | | $ (0.13) | | $ (7.28) | | $ (7.41) | | $ — | | $ (6.53) | | $ (6.53) | | $ 16.30 | | (30.20)% | | $ 319,971 | | 1.27% | | 1.26% | | (0.69)% | | 90% |
C | | 17.65 | | (0.14) | | (3.53) | | (3.67) | | — | | (6.53) | | (6.53) | | 7.45 | | (30.76) | | 4,678 | | 2.10 | | 2.10 | | (1.54) | | 90 |
I | | 32.69 | | (0.09) | | (8.01) | | (8.10) | | — | | (6.53) | | (6.53) | | 18.06 | | (30.01) | | 31,819 | | 0.99 | | 0.99 | | (0.42) | | 90 |
R3 | | 33.41 | | (0.22) | | (8.21) | | (8.43) | | — | | (6.53) | | (6.53) | | 18.45 | | (30.43) | | 10,250 | | 1.59 | | 1.59 | | (1.01) | | 90 |
R4 | | 36.39 | | (0.17) | | (9.10) | | (9.27) | | — | | (6.53) | | (6.53) | | 20.59 | | (30.21) | | 9,040 | | 1.29 | | 1.29 | | (0.72) | | 90 |
R5 | | 39.26 | | (0.11) | | (9.96) | | (10.07) | | — | | (6.53) | | (6.53) | | 22.66 | | (30.01) | | 4,603 | | 0.99 | | 0.99 | | (0.41) | | 90 |
R6 | | 40.33 | | (0.07) | | (10.29) | | (10.36) | | — | | (6.53) | | (6.53) | | 23.44 | | (29.92) | | 6,580 | | 0.87 | | 0.87 | | (0.27) | | 90 |
Y | | 40.25 | | (0.10) | | (10.28) | | (10.38) | | — | | (6.53) | | (6.53) | | 23.34 | | (30.05) | | 39,131 | | 0.95 | | 0.95 | | (0.36) | | 90 |
F | | 32.96 | | (0.06) | | (8.10) | | (8.16) | | — | | (6.53) | | (6.53) | | 18.27 | | (29.93) | | 239,580 | | 0.87 | | 0.87 | | (0.29) | | 90 |
For the Year Ended October 31, 2021 |
A | | $ 25.50 | | $ (0.30) | | $ 7.82 | | $ 7.52 | | $ — | | $ (2.78) | | $ (2.78) | | $ 30.24 | | 30.50% | | $ 502,923 | | 1.23% | | 1.22% | | (1.02)% | | 123% |
C | | 15.97 | | (0.33) | | 4.79 | | 4.46 | | — | | (2.78) | | (2.78) | | 17.65 | | 29.39 | | 9,324 | | 2.05 | | 2.05 | | (1.85) | | 123 |
I | | 27.31 | | (0.25) | | 8.41 | | 8.16 | | — | | (2.78) | | (2.78) | | 32.69 | | 30.84 | | 59,421 | | 0.95 | | 0.95 | | (0.77) | | 123 |
R3 | | 28.02 | | (0.45) | | 8.62 | | 8.17 | | — | | (2.78) | | (2.78) | | 33.41 | | 30.04 | | 15,527 | | 1.57 | | 1.57 | | (1.37) | | 123 |
R4 | | 30.22 | | (0.38) | | 9.33 | | 8.95 | | — | | (2.78) | | (2.78) | | 36.39 | | 30.46 | | 15,320 | | 1.26 | | 1.26 | | (1.06) | | 123 |
R5 | | 32.33 | | (0.30) | | 10.01 | | 9.71 | | — | | (2.78) | | (2.78) | | 39.26 | | 30.85 | | 6,782 | | 0.97 | | 0.97 | | (0.78) | | 123 |
R6 | | 33.12 | | (0.28) | | 10.27 | | 9.99 | | — | | (2.78) | | (2.78) | | 40.33 | | 30.97 | | 5,954 | | 0.85 | | 0.85 | | (0.69) | | 123 |
Y | | 33.07 | | (0.29) | | 10.25 | | 9.96 | | — | | (2.78) | | (2.78) | | 40.25 | | 30.92 | | 45,590 | | 0.91 | | 0.91 | | (0.72) | | 123 |
F | | 27.49 | | (0.21) | | 8.46 | | 8.25 | | — | | (2.78) | | (2.78) | | 32.96 | | 30.98 | | 333,061 | | 0.85 | | 0.85 | | (0.65) | | 123 |
For the Year Ended October 31, 2020 |
A | | $ 20.35 | | $ (0.14) | | $ 6.57 | | $ 6.43 | | $ — | | $ (1.28) | | $ (1.28) | | $ 25.50 | | 33.21% | | $ 389,496 | | 1.32% | | 1.31% | | (0.66)% | | 104% |
C | | 13.30 | | (0.20) | | 4.15 | | 3.95 | | — | | (1.28) | | (1.28) | | 15.97 | | 32.08 | | 9,058 | | 2.14 | | 2.14 | | (1.50) | | 104 |
I | | 21.65 | | (0.08) | | 7.02 | | 6.94 | | — | | (1.28) | | (1.28) | | 27.31 | | 33.59 | | 35,806 | | 1.00 | | 1.00 | | (0.35) | | 104 |
R3 | | 22.29 | | (0.21) | | 7.22 | | 7.01 | | — | | (1.28) | | (1.28) | | 28.02 | | 32.91 | | 14,013 | | 1.61 | | 1.55 | | (0.90) | | 104 |
R4 | | 23.88 | | (0.15) | | 7.77 | | 7.62 | | — | | (1.28) | | (1.28) | | 30.22 | | 33.29 | | 13,363 | | 1.30 | | 1.25 | | (0.60) | | 104 |
R5 | | 25.40 | | (0.08) | | 8.29 | | 8.21 | | — | | (1.28) | | (1.28) | | 32.33 | | 33.64 | | 3,936 | | 1.01 | | 0.95 | | (0.30) | | 104 |
R6 | | 25.97 | | (0.13) | | 8.56 | | 8.43 | | — | | (1.28) | | (1.28) | | 33.12 | | 33.75 | | 1,530 | | 0.90 | | 0.90 | | (0.42) | | 104 |
Y | | 25.95 | | (0.08) | | 8.48 | | 8.40 | | — | | (1.28) | | (1.28) | | 33.07 | | 33.65 | | 19,956 | | 0.96 | | 0.95 | | (0.29) | | 104 |
F | | 21.76 | | (0.06) | | 7.07 | | 7.01 | | — | | (1.28) | | (1.28) | | 27.49 | | 33.75 | | 243,057 | | 0.90 | | 0.90 | | (0.24) | | 104 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Small Company Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 22.20 | | $ (0.13) | | $ 2.28 | | $ 2.15 | | $ — | | $ (4.00) | | $ (4.00) | | $ 20.35 | | 14.08% | | $ 311,742 | | 1.33% | | 1.32% | | (0.66)% | | 91% |
C | | 16.11 | | (0.19) | | 1.38 | | 1.19 | | — | | (4.00) | | (4.00) | | 13.30 | | 13.24 | | 9,929 | | 2.14 | | 2.13 | | (1.46) | | 91 |
I | | 23.28 | | (0.08) | | 2.45 | | 2.37 | | — | | (4.00) | | (4.00) | | 21.65 | | 14.48 | | 26,939 | | 1.04 | | 1.03 | | (0.37) | | 91 |
R3 | | 23.95 | | (0.19) | | 2.53 | | 2.34 | | — | | (4.00) | | (4.00) | | 22.29 | | 13.84 | | 14,142 | | 1.62 | | 1.55 | | (0.89) | | 91 |
R4 | | 25.28 | | (0.14) | | 2.74 | | 2.60 | | — | | (4.00) | | (4.00) | | 23.88 | | 14.20 | | 14,261 | | 1.32 | | 1.25 | | (0.59) | | 91 |
R5 | | 26.53 | | (0.07) | | 2.94 | | 2.87 | | — | | (4.00) | | (4.00) | | 25.40 | | 14.56 | | 3,239 | | 1.02 | | 0.95 | | (0.29) | | 91 |
R6 | | 27.02 | | (0.06) | | 3.01 | | 2.95 | | — | | (4.00) | | (4.00) | | 25.97 | | 14.60 | | 206 | | 0.90 | | 0.90 | | (0.23) | | 91 |
Y | | 27.01 | | (0.06) | | 3.00 | | 2.94 | | — | | (4.00) | | (4.00) | | 25.95 | | 14.56 | | 32,472 | | 0.94 | | 0.93 | | (0.26) | | 91 |
F | | 23.35 | | (0.05) | | 2.46 | | 2.41 | | — | | (4.00) | | (4.00) | | 21.76 | | 14.63 | | 193,242 | | 0.90 | | 0.90 | | (0.23) | | 91 |
FINANCIAL HIGHLIGHTS FOOTNOTES |
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(4) | Not annualized. |
(5) | Annualized. |
(6) | The “Net Realized and Unrealized Gain (Loss) on Investments” and “Total from Net Investment Income” for Classes I, R4 and R5 shares have been updated since the October 31, 2021 Annual Report to reflect a non-material change of $0.01 to these amounts. |
(7) | Amount is less than $0.01 per share. |
(8) | Amount is less than 0.01%. |
(9) | The expense ratio includes expenses associated with The Hartford Growth Opportunities Fund’s shareholder meeting held on December 13, 2023, which was ultimately adjourned until January 23, 2024. If these expenses were excluded, the ratios would have been as follows: 1.08% (Class A), 1.87% (Class C), 0.82% (Class I), 1.43% (Class R3), 1.12% (Class R4), 0.84% (Class R5), 0.73% (Class R6), 0.82% (Class Y) and 0.74% (Class F). |
(10) | Commenced operations on February 28, 2019. |
(11) | Commenced operations on June 22, 2022. |
(12) | Per share amount was not in accord with the net realized and unrealized gain (loss) for the period because of the timing of transactions in shares of the Fund and the amount and timing of per-share net realized and unrealized gain (loss) on such shares. |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Notes to Financial Statements
April 30, 2024 (Unaudited)
1. | Organization: |
| The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each, a "Company" and collectively, the "Companies") are each an open-end registered management investment company comprised of thirty-seven and fifteen series, respectively, as of April 30, 2024. Financial statements for the series of each Company listed below (each, a "Fund" and collectively, the "Funds") are included in this report. |
| |
The Hartford Mutual Funds, Inc.: |
The Hartford Capital Appreciation Fund (the "Capital Appreciation Fund") |
Hartford Core Equity Fund (the "Core Equity Fund") |
The Hartford Dividend and Growth Fund (the "Dividend and Growth Fund") |
The Hartford Equity Income Fund (the "Equity Income Fund") |
The Hartford Healthcare Fund (the "Healthcare Fund") |
The Hartford MidCap Fund (the "MidCap Fund") |
The Hartford MidCap Value Fund (the "MidCap Value Fund") |
Hartford Small Cap Value Fund (the "Small Cap Value Fund") |
The Hartford Small Company Fund (the "Small Company Fund") |
The Hartford Mutual Funds II, Inc.: |
The Hartford Growth Opportunities Fund (the "Growth Opportunities Fund") |
The Hartford Small Cap Growth Fund (the "Small Cap Growth Fund") |
The assets of each Fund are separate, and a shareholder's interest is limited to the Fund in which shares are held. Each Company is organized under the laws of the State of Maryland and is registered with the U.S. Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). Each Fund is a diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification Topic 946, "Financial Services – Investment Companies".
Each Fund has registered for sale Class A, Class C, Class I, Class R3, Class R4, Class R5, Class R6, Class Y and Class F shares. Class A shares of each Fund are sold with a front-end sales charge of up to 5.50%. Class C shares of each Fund are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Class C shares automatically convert to Class A shares of the same Fund after eight years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least eight years. Classes I, R3, R4, R5, R6, Y and F shares do not have a sales charge.
2. | Significant Accounting Policies: |
| The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles ("U.S. GAAP"). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates. |
a) | Determination of Net Asset Value – The net asset value ("NAV") of each class of each Fund’s shares is determined as of the close of regular trading on the New York Stock Exchange (the "Exchange") (normally 4:00 p.m. Eastern Time) (the "NYSE Close") on each day that the Exchange is open ("Valuation Date"). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept purchase and redemption orders and calculate each Fund’s NAV in accordance with applicable law. The NAV of each class of each Fund's shares is determined by dividing the value of the Fund’s net assets attributable to the class of shares by the number of shares outstanding for that class. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| With respect to a Fund's investments that do not have readily available market prices, each Company's Board of Directors (the "Board") has designated Hartford Funds Management Company, LLC (the "Investment Manager" or "HFMC") as its valuation designee to perform fair valuations pursuant to Rule 2a-5 under the 1940 Act (the "Valuation Designee"). |
| If market prices are not readily available or deemed unreliable, the Valuation Designee determines the fair value of the security or other instrument in good faith under policies and procedures approved by and under the supervision of the Board ("Valuation Procedures"). |
| The Valuation Designee has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee (the "Valuation Committee"). The Valuation Committee will consider all available relevant factors in determining an investment’s fair value. The Valuation Designee reports fair value matters to the Audit Committee of the Board. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, redeem or exchange shares of the Fund. |
| Fixed income investments (other than short-term obligations) and non-exchange traded derivatives held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost, which approximates fair value. |
| Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange ("Exchange Close"). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures. |
| Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund. |
| Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date. |
| Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Investments in investment companies that are not listed or traded on an exchange ("Non-Traded Funds"), if any, are valued at the respective NAV of each Non-Traded Fund on the Valuation Date. Such Non-Traded Funds and listed investment companies may use fair value pricing as disclosed in their prospectuses. |
| Financial instruments for which prices are not available from an independent pricing service may be valued using quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures. |
| U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are: |
• | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
• | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
• | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund's Schedule of Investments.
c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
| Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, a Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available. |
| Interest income, including amortization of premium, accretion of discounts and additional principal received in-kind in lieu of cash, is accrued on a daily basis. |
| The Dividend and Growth Fund filed claims to recover taxes withheld on prior year reclaims (EU reclaims) related to French taxes withheld on dividend income from 2009, 2010 and 2011. The Dividend and Growth Fund received EU reclaims with related interest in the amount of $331,370 which is recorded on the Statement of Operations as Foreign withholding tax reclaims. |
Please refer to Note 8 for Securities Lending information.
d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends and interest from securities in which a Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain (loss) on investments in these securities, if applicable. |
e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
| A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements. |
| Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates. |
f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund's net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| relating solely to that class of shares). Income and non-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
| Orders for the purchase of a Fund's shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV. |
| Dividends are declared pursuant to a policy adopted by the respective Company's Board of Directors. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of each Fund, except Dividend and Growth Fund and Equity Income Fund, is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Dividend and Growth Fund and Equity Income Fund is to pay dividends from net investment income, if any, quarterly and realized gains, if any, at least once a year. |
| Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing. |
3. | Securities and Other Investments: |
a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund's Schedule of Investments. |
b) | Repurchase Agreements – A repurchase agreement is an agreement between two parties whereby one party sells the other a security at a specified price with a commitment to repurchase the security later at an agreed-upon price, date and interest payment. Each Fund is permitted to enter into fully collateralized repurchase agreements. Each Company's Board of Directors has delegated to the sub-adviser(s), as applicable, the responsibility of evaluating the creditworthiness of the banks and securities dealers with which the Funds will engage in repurchase agreements. The sub-adviser(s) will monitor such transactions to ensure that the value of underlying collateral will be at least equal to the total amount of the repurchase obligation as required by the valuation provision of the repurchase agreement, including the accrued interest. Repurchase agreements carry the risk that the market value of the securities declines below the repurchase price. A Fund could also lose money if it is unable to recover the securities and the value of any collateral held. In the event the borrower commences bankruptcy proceedings, a court may characterize the transaction as a loan. If a Fund has not perfected a security interest in the underlying collateral, the Fund may be required to return the underlying collateral to the borrower’s estate and be treated as an unsecured creditor. As an unsecured creditor, the Fund could lose some or all of the principal and interest involved in the transaction. See each Fund's Schedule of Investments, if applicable, for repurchase agreements as of April 30, 2024. |
4. | Financial Derivative Instruments: |
| The following disclosures contain information on the derivative instruments used by a Fund during the period, the credit-risk-related contingent features in certain derivative instruments, and how such derivative instruments affect the financial position and results of operations of the applicable Fund. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations. |
a) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant ("FCM") an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value ("variation margin") is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
During the six-month period ended April 30, 2024, the Capital Appreciation Fund had used futures contracts.
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
b) | Additional Derivative Instrument Information: |
| Capital Appreciation Fund |
| |
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on futures contracts(1) | $ — | | $ — | | $ — | | $ 1,909,517 | | $ — | | $ 1,909,517 |
Total | $ — | | $ — | | $ — | | $ 1,909,517 | | $ — | | $ 1,909,517 |
(1) | Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ — | | $ — | | $ — | | $ 22,185,152 | | $ — | | $ 22,185,152 |
Total | $ — | | $ — | | $ — | | $ 22,185,152 | | $ — | | $ 22,185,152 |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ — | | $ — | | $ — | | $ 3,536,069 | | $ — | | $ 3,536,069 |
Total | $ — | | $ — | | $ — | | $ 3,536,069 | | $ — | | $ 3,536,069 |
For the period ended April 30, 2024, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 396 |
c) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund's custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund's custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
| The following tables present a Fund's derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement ("MNA") and net of the related collateral received/pledged by a Fund as of April 30, 2024: |
| |
Capital Appreciation Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Futures contracts | | $ — | | $ (1,909,517) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | — | | (1,909,517) |
Derivatives not subject to a MNA | | — | | 1,909,517 |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ — | | $ — |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
5. | Principal Risks: |
| A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks. |
| The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of a Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments. |
| A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance. The outbreak of COVID-19, a respiratory disease caused by a novel coronavirus, negatively affected the worldwide economy, created supply chain disruptions and labor shortages, and impacted the financial health of individual companies and the market in significant and unforeseen ways. The effects to public health, business and market conditions resulting from COVID-19 pandemic have had, and may in the future have, a significant negative impact on the performance of certain investments, including exacerbating other pre-existing political, social and economic risks. |
| The banking sector has been subject to increased market volatility. As a result, a Fund’s investments in the banking sector may be subject to increased volatility risk. |
| Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets. |
a) | Each Fund intends to continue to qualify as a Regulated Investment Company ("RIC") under Subchapter M of the Internal Revenue Code ("IRC") by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2024. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
b) | Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. |
| At October 31, 2023 (tax year end), each Fund's capital loss carryforwards for U.S. federal income tax purposes were as follows: |
| |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | Long-Term Capital Loss Carryforward with No Expiration |
Capital Appreciation Fund | | $ — | | $ 15,300,417 |
Growth Opportunities Fund | | 551,221,870 | | 229,017,076 |
Healthcare Fund | | 3,940,489 | | 11,188,262 |
Small Company Fund | | 130,923,194 | | 12,074,572 |
During the year ended October 31, 2023, the Growth Opportunities Fund utilized $44,129,809 and Small Cap Growth Fund utilized $30,797,940 of prior year capital loss carryforwards.
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
The Core Equity Fund, Dividend and Growth Fund, Equity Income Fund, MidCap Fund, MidCap Value Fund, Small Cap Growth Fund and Small Cap Value Fund had no capital loss carryforwards for U.S. federal tax purposes as of October 31, 2023.
During the year ended October 31, 2023, Growth Opportunities Fund deferred $21,141,259, Healthcare Fund deferred $2,188,421, MidCap Fund deferred $17,710,254, Small Cap Growth Fund deferred $1,560,544 and Small Company Fund deferred $2,155,254 late year ordinary losses.
c) | Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at April 30, 2024 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| |
Fund | | Tax Cost | | Gross Unrealized Appreciation | | Gross Unrealized (Depreciation) | | Net Unrealized Appreciation (Depreciation) |
Capital Appreciation Fund | | $ 4,556,274,052 | | $ 1,362,562,861 | | $ (126,542,474) | | $ 1,236,020,387 |
Core Equity Fund | | 5,382,120,997 | | 4,330,343,851 | | (86,156,296) | | 4,244,187,555 |
Dividend and Growth Fund | | 11,436,737,869 | | 5,577,010,671 | | (297,307,230) | | 5,279,703,441 |
Equity Income Fund | | 4,163,292,349 | | 1,036,163,491 | | (159,926,519) | | 876,236,972 |
Growth Opportunities Fund | | 3,375,851,767 | | 1,567,237,144 | | (117,190,696) | | 1,450,046,448 |
Healthcare Fund | | 722,930,879 | | 379,924,182 | | (48,190,709) | | 331,733,473 |
MidCap Fund | | 4,463,722,373 | | 1,729,444,733 | | (169,309,265) | | 1,560,135,468 |
MidCap Value Fund | | 847,514,930 | | 176,915,636 | | (21,496,696) | | 155,418,940 |
Small Cap Growth Fund | | 321,923,305 | | 101,948,053 | | (18,090,225) | | 83,857,828 |
Small Cap Value Fund | | 103,925,141 | | 21,594,937 | | (9,091,068) | | 12,503,869 |
Small Company Fund | | 530,763,926 | | 146,675,086 | | (64,737,946) | | 81,937,140 |
a) | Investment Management Agreement – HFMC serves as each Fund’s investment manager. Each Company, on behalf of its respective Funds, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. ("The Hartford"). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Wellington Management Company LLP ("Wellington Management") under a sub-advisory agreement and Wellington Management performs the daily investment of the assets of each Fund in accordance with the Fund’s investment objective and policies. Each Fund pays a fee to HFMC. HFMC pays a sub-advisory fee to Wellington Management out of its management fee. |
| The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2024; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates: |
| |
Fund | | Management Fee Rates |
Capital Appreciation Fund | | 0.8000% on first $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $4 billion and; |
| | 0.6475% on next $5 billion and; |
| | 0.6450% over $10 billion |
Core Equity Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $1.5 billion and; |
| | 0.3250% on next $2.5 billion and; |
| | 0.3225% over $5 billion |
Dividend and Growth Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
Equity Income Fund | | 0.7500% on first $250 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5900% on next $2.5 billion and; |
| | 0.5875% over $5 billion |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Fund | | Management Fee Rates |
Growth Opportunities Fund | | 0.8000% on first $250 million and; |
| | 0.7000% on next $4.75 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
Healthcare Fund | | 0.9000% on first $500 million and; |
| | 0.8500% on next $500 million and; |
| | 0.8000% on next $4 billion and; |
| | 0.7975% on next $5 billion and; |
| | 0.7950% over $10 billion |
MidCap Fund | | 0.8500% on first $500 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $4 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
MidCap Value Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
Small Cap Growth Fund | | 0.9000% on first $100 million and; |
| | 0.8000% on next $150 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $4.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
Small Cap Value Fund | | 0.7000% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $2 billion and; |
| | 0.5900% on next $2 billion and; |
| | 0.5800% on next $5 billion and; |
| | 0.5700% over $10 billion |
Small Company Fund | | 0.8500% on first $250 million and; |
| | 0.8000% on next $250 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $3.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
b) | Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between each Company, on behalf of its respective Funds, and HFMC. HFMC has delegated certain accounting and administrative service functions to State Street Bank and Trust Company ("State Street"). In consideration of services rendered and expenses assumed pursuant to the fund accounting agreement, each Fund pays HFMC a fee. The fund accounting fee for each Fund is equal to the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Fund; (ii) the fee payable for tax preparation services for the Fund; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Fund; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Fund’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee. |
c) | Operating Expenses – Allocable expenses incurred by each Company are allocated to each series within such Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2024, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses), until February 28, 2025 (unless the applicable Board of Directors approves its earlier termination) as follows for the following Fund: |
| |
| | Expense Limit as a Percentage of Average Daily Net Assets |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
Small Cap Value Fund | | 1.30% | | 2.05% | | 1.00% | | 1.50% | | 1.20% | | 0.90% | | 0.80% | | 0.85% | | 0.80% |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
d) | Fees Paid Indirectly – Certain Funds have entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc. to partially recapture non-discounted trade commissions. Such rebates are used to pay a portion of a Fund's expenses. For the six-month period ended April 30, 2024, these amounts, if any, are included in the Statements of Operations. |
| The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. The annualized expense ratio after waivers reflecting the reduction for fees paid indirectly for the period is as follows: |
| |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
Capital Appreciation Fund | | 1.04% | | 1.85% | | 0.78% | | 1.40% | | 1.09% | | 0.80% | | 0.70% | | 0.79% | | 0.70% |
Core Equity Fund | | 0.69% | | 1.45% | | 0.46% | | 1.08% | | 0.71% | | 0.47% | | 0.36% | | 0.45% | | 0.36% |
Dividend and Growth Fund | | 0.95% | | 1.73% | | 0.72% | | 1.33% | | 1.03% | | 0.73% | | 0.63% | | 0.72% | | 0.62% |
Equity Income Fund | | 0.97% | | 1.76% | | 0.75% | | 1.36% | | 1.06% | | 0.76% | | 0.65% | | 0.72% | | 0.65% |
Growth Opportunities Fund | | 1.13% | | 1.94% | | 0.89% | | 1.50% | | 1.19% | | 0.92% | | 0.80% | | 0.88% | | 0.80% |
Healthcare Fund | | 1.28% | | 2.09% | | 1.02% | | 1.63% | | 1.32% | | 1.03% | | 0.92% | | 1.02% | | 0.92% |
MidCap Fund | | 1.11% | | 1.90% | | 0.85% | | 1.46% | | 1.14% | | 0.87% | | 0.75% | | 0.86% | | 0.75% |
MidCap Value Fund | | 1.14% | | 1.96% | | 0.87% | | 1.46% | | 1.16% | | 0.87% | | 0.76% | | 0.86% | | 0.76% |
Small Cap Growth Fund | | 1.31% | | 2.08% | | 0.95% | | 1.56% | | 1.27% | | 0.96% | | 0.86% | | 0.92% | | 0.86% |
Small Cap Value Fund | | 1.30% | | 2.05% | | 1.00% | | 1.50% | | 1.20% | | 0.90% | | 0.80% | | 0.85% | | 0.80% |
Small Company Fund | | 1.30% | | 2.13% | | 1.00% | | 1.58% | | 1.29% | | 1.00% | | 0.89% | | 0.99% | | 0.89% |
e) | Sales Charges and Distribution and Service Plan for Class A, C, R3 and R4 Shares – Hartford Funds Distributors, LLC ("HFD"), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For the six-month period ended April 30, 2024, HFD received front-end sales charges and contingent deferred sales charges for each Fund as follows: |
| |
Fund | | Front-End Sales Charges | | Contingent Deferred Sales Charges |
Capital Appreciation Fund | | $ 547,976 | | $ 4,412 |
Core Equity Fund | | 677,349 | | 8,766 |
Dividend and Growth Fund | | 1,412,920 | | 17,093 |
Equity Income Fund | | 406,137 | | 12,013 |
Growth Opportunities Fund | | 808,372 | | 5,261 |
Healthcare Fund | | 172,861 | | 897 |
MidCap Fund | | 405,885 | | 3,097 |
MidCap Value Fund | | 150,003 | | 2,199 |
Small Cap Growth Fund | | 21,501 | | 24 |
Small Cap Value Fund | | 21,283 | | 528 |
Small Company Fund | | 107,001 | | 779 |
The Board of Directors of each Company has approved the adoption of a separate distribution plan (each a "Plan") pursuant to Rule 12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some or all of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s 12b-1 fees are accrued daily and paid monthly or at such other intervals as the respective Company’s Board of Directors may determine. Any 12b-1 fees attributable to assets held in an account held directly with the Funds’ transfer agent for which there is not a third-party listed as the broker-dealer of record (or HFD does not otherwise have a payment obligation) are generally reimbursed to the applicable share class of the applicable Fund. Such amounts are reflected as "Distribution fee reimbursements" on the Statements of Operations.
f) | Hartford Administrative Services Company ("HASCO"), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to SS&C GIDS, Inc. ("SS&C") (and any other designated sub-agent) according to the agreed-upon fee schedule under the sub-transfer agency agreement between HASCO and SS&C (or between HASCO and any other designated sub-agent, as applicable); (ii) sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| approved by the applicable Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin. |
| |
Share Class | | Specified Amount (as a percentage average daily net assets) |
Class A | | 0.25% |
Class C | | 0.25% |
Class I | | 0.20% |
Class R3 | | 0.22% |
Class R4 | | 0.17% |
Class R5 | | 0.12% |
Class R6 | | 0.004% |
Class Y | | 0.11% |
Class F | | 0.004% |
Effective March 1, 2024, HASCO has contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for Class Y of the Fund listed below until February 28, 2025, unless the applicable Board of Directors approves its earlier termination.
Fund | | Class Y |
Small Cap Growth Fund | | 0.07% |
From November 1, 2023 through February 29, 2024, HASCO contractually agreed to waive and/or reimburse a portion of the transfer agency fees for Class Y of the Funds listed below to the extent necessary to limit the transfer agency fees as follows:
Fund | | Class Y |
Dividend and Growth Fund | | 0.09% |
Small Cap Growth Fund | | 0.07% |
Pursuant to a sub-transfer agency agreement between HASCO and SS&C, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to SS&C. Each Fund does not pay any fee directly to SS&C; rather, HASCO makes all such payments to SS&C. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For the six-month period ended April 30, 2024, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class' average daily net assets is as follows:
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
Capital Appreciation Fund | | 0.10% | | 0.16% | | 0.09% | | 0.20% | | 0.15% | | 0.11% | | 0.00% * | | 0.10% | | 0.00% * |
Core Equity Fund | | 0.08% | | 0.09% | | 0.10% | | 0.22% | | 0.14% | | 0.11% | | 0.00% * | | 0.09% | | 0.00% * |
Dividend and Growth Fund | | 0.08% | | 0.10% | | 0.10% | | 0.21% | | 0.16% | | 0.11% | | 0.00% * | | 0.09% | | 0.00% * |
Equity Income Fund | | 0.08% | | 0.11% | | 0.10% | | 0.22% | | 0.17% | | 0.12% | | 0.00% * | | 0.08% | | 0.00% * |
Growth Opportunities Fund | | 0.09% | | 0.14% | | 0.09% | | 0.20% | | 0.14% | | 0.12% | | 0.00% * | | 0.08% | | 0.00% * |
Healthcare Fund | | 0.12% | | 0.18% | | 0.11% | | 0.22% | | 0.15% | | 0.12% | | 0.00% * | | 0.11% | | 0.00% * |
MidCap Fund | | 0.11% | | 0.15% | | 0.10% | | 0.21% | | 0.17% | | 0.12% | | 0.00% * | | 0.11% | | 0.00% * |
MidCap Value Fund | | 0.14% | | 0.21% | | 0.11% | | 0.20% | | 0.16% | | 0.11% | | 0.00% * | | 0.10% | | 0.00% * |
Small Cap Growth Fund | | 0.22% | | 0.23% | | 0.10% | | 0.21% | | 0.17% | | 0.11% | | 0.00% * | | 0.07% | | 0.00% * |
Small Cap Value Fund | | 0.19% | | 0.25% | | 0.14% | | 0.22% | | 0.15% | | 0.11% | | 0.00% * | | 0.09% | | 0.00% * |
Small Company Fund | | 0.17% | | 0.25% | | 0.12% | | 0.20% | | 0.16% | | 0.12% | | 0.00% * | | 0.11% | | 0.00% * |
8. | Securities Lending: |
| Each Company has entered into a securities lending agency agreement ("lending agreement") with Citibank, N.A. ("Citibank"). A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. A Fund may lend portfolio securities, provided that the borrower provides collateral that is maintained in an amount at least equal to the current market value of the securities loaned. Cash collateral is invested for the benefit of a Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. The contractual maturities of the securities lending transactions are considered overnight and continuous. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective; and (vii) operational risks (i.e., the risk of losses resulting from problems in the settlement and accounting process especially so in certain international markets). These events could also trigger adverse tax consequences for a Fund. |
| A Fund retains loan fees and the interest on cash collateral investments but is required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the applicable Fund). Upon termination of a loan, a Fund is required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers. |
| The net income earned on the securities lending (after payment of rebates and Citibank’s fee) is included on the Statements of Operations as Investment Income from securities lending. A Fund also receives payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations. |
| The following table presents for each Fund that lends its portfolio securities the market value of the securities on loan and the cash and non-cash collateral posted by the borrower as of April 30, 2024. |
| |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities | | Cash Collateral(1) | | Non-Cash Collateral(1) |
Capital Appreciation Fund | | $ 18,898,047 | | $ 19,869,898 | | $ — |
Core Equity Fund | | 10,511,825 | | 11,110,418 | | — |
Dividend and Growth Fund | | 114,553,009 | | 120,446,122 | | — |
Equity Income Fund | | — | | — | | — |
Growth Opportunities Fund | | 27 | | 63 | | — |
Healthcare Fund | | — | | — | | — |
MidCap Fund | | 12,701,124 | | 13,092,060 | | — |
MidCap Value Fund | | 11,440,645 | | 12,092,360 | | — |
Small Cap Growth Fund | | 2,835,026 | | 2,969,067 | | — |
Small Cap Value Fund | | 864,262 | | 898,592 | | — |
Small Company Fund | | 3,703,453 | | 3,859,581 | | — |
(1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract due to timing. Pursuant to the lending agreement, the borrower will provide collateral in an amount at least equal to the current market value of securities loaned. |
9. | Affiliated Security Transactions: |
| If a Fund owns 5% or more of the outstanding voting securities, either directly or indirectly, of a particular issuer, the 1940 Act deems such an issuer to be an "affiliate" of the Fund. As of and during the six-month period ended April 30, 2024, the MidCap Fund owned 5% or more of the outstanding voting securities of the issuer identified in the table below. |
| A summary of affiliated security transactions for the six-month period ended April 30, 2024 follows: |
| |
Affiliated Investments | | Beginning Value as of November 1, 2023 | | Purchases at Cost | | Proceeds from Sales | | Net Realized Gain/(Loss) on Sales | | Return of Capital | | Change in Unrealized Appreciation/ (Depreciation) | | Ending Value as of April 30, 2024 | | Shares as of April 30, 2024 | | Dividend Income | | Capital Gains Distribution |
MidCap Fund |
Nuvei Corp.* | | $ 51,473,131 | | $ — | | $ 111,991,956 | | $ (5,758,220) | | $ — | | $ 66,277,045 | | $ — | | — | | $ 563,613 | | $ — |
* | Not an affiliate as of April 30, 2024. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
10. | Affiliate Holdings: |
| As of April 30, 2024, affiliates of The Hartford had ownership of shares in certain Funds as follows: |
| |
Percentage of a Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
MidCap Value Fund | | — | | — | | — | | — | | — | | — | | 9% | | — | | — |
Small Cap Value Fund | | — | | — | | — | | — | | — | | 1% | | — | | — | | — |
Percentage of Fund by Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
MidCap Value Fund | | — | | — | | — | | — | | — | | — | | 0%* | | — | | — |
Small Cap Value Fund | | — | | — | | — | | — | | — | | 0%* | | — | | — | | — |
* | Percentage rounds to zero. |
As of April 30, 2024, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the "529 plan") in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares as a result of purchase and sale activity from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows:
Fund | | Percentage of Fund* |
Capital Appreciation Fund | | 8% |
Core Equity Fund | | 3% |
Dividend and Growth Fund | | 4% |
Equity Income Fund | | 3% |
Growth Opportunities Fund | | 3% |
MidCap Fund | | 1% |
MidCap Value Fund | | 2% |
Small Cap Growth Fund | | 6% |
Small Cap Value Fund | | 22% |
Small Company Fund | | 6% |
* | As of April 30, 2024, affiliated funds of funds and the 529 plan were invested in Class F shares. |
11. | Investment Transactions: |
| For the six-month period ended April 30, 2024, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows: |
| |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | Sales Proceeds Excluding U.S. Government Obligations | | Total Cost of Purchases | | Total Sales Proceeds |
Capital Appreciation Fund | | $ 2,831,138,722 | | $ 3,136,089,791 | | $ 2,831,138,722 | | $ 3,136,089,791 |
Core Equity Fund | | 1,300,125,140 | | 2,210,436,088 | | 1,300,125,140 | | 2,210,436,088 |
Dividend and Growth Fund | | 2,958,655,907 | | 3,475,862,316 | | 2,958,655,907 | | 3,475,862,316 |
Equity Income Fund | | 798,483,612 | | 1,138,448,209 | | 798,483,612 | | 1,138,448,209 |
Growth Opportunities Fund | | 2,625,988,110 | | 2,972,062,818 | | 2,625,988,110 | | 2,972,062,818 |
Healthcare Fund | | 187,905,564 | | 369,800,833 | | 187,905,564 | | 369,800,833 |
MidCap Fund | | 1,877,988,402 | | 2,662,888,057 | | 1,877,988,402 | | 2,662,888,057 |
MidCap Value Fund | | 540,054,427 | | 582,221,635 | | 540,054,427 | | 582,221,635 |
Small Cap Growth Fund | | 111,498,107 | | 154,377,409 | | 111,498,107 | | 154,377,409 |
Small Cap Value Fund | | 26,542,726 | | 28,662,464 | | 26,542,726 | | 28,662,464 |
Small Company Fund | | 88,400,219 | | 124,904,679 | | 88,400,219 | | 124,904,679 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
12. | Capital Share Transactions: |
| The following information is for the six-month period ended April 30, 2024 and the year ended October 31, 2023: |
| |
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Capital Appreciation Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,068,696 | | $ 42,189,935 | | 2,416,094 | | $ 84,486,808 |
Shares Issued for Reinvested Dividends | 583,423 | | 22,800,181 | | 6,927,389 | | 235,627,108 |
Shares Redeemed | (7,312,251) | | (289,151,806) | | (16,646,060) | | (582,463,426) |
Net Increase (Decrease) | (5,660,132) | | (224,161,690) | | (7,302,577) | | (262,349,510) |
Class C | | | | | | | |
Shares Sold | 96,765 | | $ 2,374,337 | | 208,653 | | $ 4,571,978 |
Shares Issued for Reinvested Dividends | 4,066 | | 99,129 | | 328,212 | | 6,990,907 |
Shares Redeemed | (578,529) | | (14,279,906) | | (1,519,110) | | (33,305,211) |
Net Increase (Decrease) | (477,698) | | (11,806,440) | | (982,245) | | (21,742,326) |
Class I | | | | | | | |
Shares Sold | 641,074 | | $ 25,485,296 | | 1,490,961 | | $ 52,882,495 |
Shares Issued for Reinvested Dividends | 87,587 | | 3,447,422 | | 776,009 | | 26,584,678 |
Shares Redeemed | (1,305,167) | | (51,673,402) | | (4,119,393) | | (145,273,355) |
Net Increase (Decrease) | (576,506) | | (22,740,684) | | (1,852,423) | | (65,806,182) |
Class R3 | | | | | | | |
Shares Sold | 33,437 | | $ 1,522,435 | | 50,805 | | $ 2,065,987 |
Shares Issued for Reinvested Dividends | 202 | | 9,179 | | 35,821 | | 1,411,714 |
Shares Redeemed | (75,619) | | (3,477,945) | | (190,864) | | (7,828,268) |
Net Increase (Decrease) | (41,980) | | (1,946,331) | | (104,238) | | (4,350,567) |
Class R4 | | | | | | | |
Shares Sold | 21,357 | | $ 1,041,933 | | 50,530 | | $ 2,162,148 |
Shares Issued for Reinvested Dividends | 1,863 | | 89,138 | | 29,790 | | 1,237,975 |
Shares Redeemed | (55,372) | | (2,687,114) | | (135,137) | | (5,782,831) |
Net Increase (Decrease) | (32,152) | | (1,556,043) | | (54,817) | | (2,382,708) |
Class R5 | | | | | | | |
Shares Sold | 17,729 | | $ 892,170 | | 34,157 | | $ 1,500,954 |
Shares Issued for Reinvested Dividends | 2,517 | | 123,680 | | 31,575 | | 1,346,597 |
Shares Redeemed | (70,617) | | (3,504,678) | | (263,473) | | (11,504,209) |
Net Increase (Decrease) | (50,371) | | (2,488,828) | | (197,741) | | (8,656,658) |
Class R6 | | | | | | | |
Shares Sold | 31,918 | | $ 1,586,825 | | 1,033,462 | | $ 45,894,296 |
Shares Issued for Reinvested Dividends | 9,904 | | 490,643 | | 26,316 | | 1,131,066 |
Shares Redeemed | (1,026,632) | | (53,173,513) | | (205,756) | | (9,110,251) |
Net Increase (Decrease) | (984,810) | | (51,096,045) | | 854,022 | | 37,915,111 |
Class Y | | | | | | | |
Shares Sold | 36,615 | | $ 1,803,401 | | 80,931 | | $ 3,645,887 |
Shares Issued for Reinvested Dividends | 2,012 | | 99,808 | | 80,906 | | 3,477,585 |
Shares Redeemed | (40,423) | | (2,031,225) | | (1,382,962) | | (61,326,239) |
Net Increase (Decrease) | (1,796) | | (128,016) | | (1,221,125) | | (54,202,767) |
Class F | | | | | | | |
Shares Sold | 490,981 | | $ 19,253,070 | | 1,475,053 | | $ 51,699,782 |
Shares Issued for Reinvested Dividends | 155,273 | | 6,108,437 | | 1,212,451 | | 41,502,624 |
Shares Redeemed | (1,918,300) | | (76,123,970) | | (4,220,336) | | (149,610,096) |
Net Increase (Decrease) | (1,272,046) | | (50,762,463) | | (1,532,832) | | (56,407,690) |
Total Net Increase (Decrease) | (9,097,491) | | $ (366,686,540) | | (12,393,976) | | $ (437,983,297) |
Core Equity Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,579,878 | | $ 122,162,336 | | 4,662,208 | | $ 192,757,895 |
Shares Issued for Reinvested Dividends | 979,339 | | 43,838,932 | | 1,290,079 | | 51,353,487 |
Shares Redeemed | (3,388,432) | | (160,572,432) | | (6,809,613) | | (281,874,863) |
Net Increase (Decrease) | 170,785 | | 5,428,836 | | (857,326) | | (37,763,481) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class C | | | | | | | |
Shares Sold | 350,982 | | $ 14,842,938 | | 666,349 | | $ 24,666,910 |
Shares Issued for Reinvested Dividends | 226,641 | | 9,005,650 | | 363,772 | | 13,111,704 |
Shares Redeemed | (2,070,120) | | (88,161,948) | | (2,947,688) | | (109,648,635) |
Net Increase (Decrease) | (1,492,497) | | (64,313,360) | | (1,917,567) | | (71,870,021) |
Class I | | | | | | | |
Shares Sold | 4,835,570 | | $ 228,113,865 | | 13,943,656 | | $ 574,317,175 |
Shares Issued for Reinvested Dividends | 1,872,836 | | 84,256,665 | | 3,143,233 | | 125,251,199 |
Shares Redeemed | (11,908,242) | | (561,737,969) | | (38,424,804) | | (1,592,653,726) |
Net Increase (Decrease) | (5,199,836) | | (249,367,439) | | (21,337,915) | | (893,085,352) |
Class R3 | | | | | | | |
Shares Sold | 67,189 | | $ 3,258,929 | | 155,020 | | $ 6,503,551 |
Shares Issued for Reinvested Dividends | 28,026 | | 1,269,071 | | 42,352 | | 1,719,412 |
Shares Redeemed | (238,753) | | (11,727,785) | | (347,755) | | (14,683,725) |
Net Increase (Decrease) | (143,538) | | (7,199,785) | | (150,383) | | (6,460,762) |
Class R4 | | | | | | | |
Shares Sold | 168,934 | | $ 8,300,560 | | 302,748 | | $ 12,938,651 |
Shares Issued for Reinvested Dividends | 76,824 | | 3,563,542 | | 125,891 | | 5,191,062 |
Shares Redeemed | (316,269) | | (15,545,923) | | (1,281,405) | | (55,276,370) |
Net Increase (Decrease) | (70,511) | | (3,681,821) | | (852,766) | | (37,146,657) |
Class R5 | | | | | | | |
Shares Sold | 165,496 | | $ 8,101,832 | | 276,875 | | $ 11,522,767 |
Shares Issued for Reinvested Dividends | 84,192 | | 3,822,042 | | 130,348 | | 5,239,611 |
Shares Redeemed | (898,260) | | (43,105,982) | | (996,287) | | (42,133,966) |
Net Increase (Decrease) | (648,572) | | (31,182,108) | | (589,064) | | (25,371,588) |
Class R6 | | | | | | | |
Shares Sold | 2,149,243 | | $ 105,083,959 | | 4,928,104 | | $ 206,462,743 |
Shares Issued for Reinvested Dividends | 702,308 | | 32,054,998 | | 957,461 | | 38,632,638 |
Shares Redeemed | (4,350,317) | | (205,140,386) | | (5,576,479) | | (236,040,509) |
Net Increase (Decrease) | (1,498,766) | | (68,001,429) | | 309,086 | | 9,054,872 |
Class Y | | | | | | | |
Shares Sold | 530,746 | | $ 25,746,375 | | 2,222,876 | | $ 93,707,132 |
Shares Issued for Reinvested Dividends | 302,623 | | 13,794,577 | | 483,390 | | 19,520,858 |
Shares Redeemed | (2,842,700) | | (134,376,497) | | (4,442,840) | | (187,208,035) |
Net Increase (Decrease) | (2,009,331) | | (94,835,545) | | (1,736,574) | | (73,980,045) |
Class F | | | | | | | |
Shares Sold | 3,848,462 | | $ 184,519,856 | | 9,602,495 | | $ 398,245,374 |
Shares Issued for Reinvested Dividends | 1,689,227 | | 76,113,732 | | 2,348,767 | | 93,574,797 |
Shares Redeemed | (7,720,458) | | (367,093,622) | | (14,346,645) | | (598,615,873) |
Net Increase (Decrease) | (2,182,769) | | (106,460,034) | | (2,395,383) | | (106,795,702) |
Total Net Increase (Decrease) | (13,075,035) | | $ (619,612,685) | | (29,527,892) | | $ (1,243,418,736) |
Dividend and Growth Fund(1) | | | | | | | |
Class A | | | | | | | |
Shares Sold | 4,437,966 | | $ 145,644,384 | | 10,035,822 | | $ 303,137,325 |
Shares Issued for Reinvested Dividends | 1,796,730 | | 59,248,268 | | 8,432,131 | | 253,225,513 |
Shares Redeemed | (9,321,598) | | (306,226,179) | | (17,814,178) | | (538,035,866) |
Net Increase (Decrease) | (3,086,902) | | (101,333,527) | | 653,775 | | 18,326,972 |
Class C | | | | | | | |
Shares Sold | 623,256 | | $ 19,492,689 | | 1,195,925 | | $ 34,418,401 |
Shares Issued for Reinvested Dividends | 56,370 | | 1,760,042 | | 330,462 | | 9,492,536 |
Shares Redeemed | (873,546) | | (27,470,566) | | (1,850,529) | | (53,275,479) |
Net Increase (Decrease) | (193,920) | | (6,217,835) | | (324,142) | | (9,364,542) |
Class I | | | | | | | |
Shares Sold | 20,679,070 | | $ 679,534,515 | | 36,581,833 | | $ 1,097,282,656 |
Shares Issued for Reinvested Dividends | 1,577,859 | | 51,780,129 | | 7,387,999 | | 220,324,975 |
Shares Redeemed | (19,908,382) | | (650,907,766) | | (53,101,294) | | (1,598,109,665) |
Net Increase (Decrease) | 2,348,547 | | 80,406,878 | | (9,131,462) | | (280,502,034) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class R3 | | | | | | | |
Shares Sold | 107,097 | | $ 3,591,327 | | 256,718 | | $ 7,901,146 |
Shares Issued for Reinvested Dividends | 16,127 | | 540,100 | | 93,879 | | 2,873,582 |
Shares Redeemed | (223,335) | | (7,487,572) | | (539,529) | | (16,607,512) |
Net Increase (Decrease) | (100,111) | | (3,356,145) | | (188,932) | | (5,832,784) |
Class R4 | | | | | | | |
Shares Sold | 264,597 | | $ 8,896,105 | | 389,581 | | $ 12,080,743 |
Shares Issued for Reinvested Dividends | 27,118 | | 919,160 | | 143,875 | | 4,441,408 |
Shares Redeemed | (294,599) | | (9,926,575) | | (980,389) | | (30,445,231) |
Net Increase (Decrease) | (2,884) | | (111,310) | | (446,933) | | (13,923,080) |
Class R5 | | | | | | | |
Shares Sold | 494,746 | | $ 16,912,498 | | 1,591,123 | | $ 50,044,722 |
Shares Issued for Reinvested Dividends | 37,768 | | 1,290,343 | | 183,787 | | 5,698,726 |
Shares Redeemed | (912,749) | | (30,829,042) | | (4,249,868) | | (132,476,932) |
Net Increase (Decrease) | (380,235) | | (12,626,201) | | (2,474,958) | | (76,733,484) |
Class R6 | | | | | | | |
Shares Sold | 3,492,160 | | $ 118,830,640 | | 9,998,858 | | $ 312,195,799 |
Shares Issued for Reinvested Dividends | 336,475 | | 11,496,592 | | 1,257,139 | | 38,962,188 |
Shares Redeemed | (2,812,748) | | (96,241,645) | | (6,195,316) | | (193,024,036) |
Net Increase (Decrease) | 1,015,887 | | 34,085,587 | | 5,060,681 | | 158,133,951 |
Class Y | | | | | | | |
Shares Sold | 1,833,277 | | $ 62,672,697 | | 6,624,287 | | $ 205,459,595 |
Shares Issued for Reinvested Dividends | 200,406 | | 6,834,771 | | 1,318,360 | | 40,895,267 |
Shares Redeemed | (3,796,830) | | (128,612,858) | | (14,277,753) | | (448,268,635) |
Net Increase (Decrease) | (1,763,147) | | (59,105,390) | | (6,335,106) | | (201,913,773) |
Class F | | | | | | | |
Shares Sold | 19,017,998 | | $ 621,035,925 | | 38,149,463 | | $ 1,144,113,374 |
Shares Issued for Reinvested Dividends | 2,488,963 | | 81,642,851 | | 10,425,951 | | 310,611,638 |
Shares Redeemed | (23,730,823) | | (776,610,720) | | (46,245,744) | | (1,393,392,739) |
Net Increase (Decrease) | (2,223,862) | | (73,931,944) | | 2,329,670 | | 61,332,273 |
Total Net Increase (Decrease) | (4,386,627) | | $ (142,189,887) | | (10,857,407) | | $ (350,476,501) |
Equity Income Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,567,483 | | $ 51,166,123 | | 7,859,075 | | $ 160,763,242 |
Shares Issued for Reinvested Dividends | 6,117,967 | | 119,711,066 | | 10,574,284 | | 216,970,102 |
Shares Redeemed | (8,513,476) | | (169,805,755) | | (14,048,616) | | (286,563,550) |
Net Increase (Decrease) | 171,974 | | 1,071,434 | | 4,384,743 | | 91,169,794 |
Class C | | | | | | | |
Shares Sold | 210,403 | | $ 4,161,426 | | 1,177,587 | | $ 24,216,732 |
Shares Issued for Reinvested Dividends | 337,301 | | 6,543,002 | | 697,256 | | 14,254,483 |
Shares Redeemed | (1,281,574) | | (25,365,933) | | (2,455,858) | | (49,656,180) |
Net Increase (Decrease) | (733,870) | | (14,661,505) | | (581,015) | | (11,184,965) |
Class I | | | | | | | |
Shares Sold | 7,875,218 | | $ 155,419,430 | | 28,517,875 | | $ 576,072,410 |
Shares Issued for Reinvested Dividends | 5,083,330 | | 98,665,762 | | 8,874,084 | | 180,428,576 |
Shares Redeemed | (17,580,997) | | (347,602,854) | | (31,103,452) | | (627,405,002) |
Net Increase (Decrease) | (4,622,449) | | (93,517,662) | | 6,288,507 | | 129,095,984 |
Class R3 | | | | | | | |
Shares Sold | 96,692 | | $ 1,943,180 | | 202,990 | | $ 4,113,384 |
Shares Issued for Reinvested Dividends | 82,509 | | 1,617,293 | | 156,532 | | 3,224,249 |
Shares Redeemed | (217,213) | | (4,335,663) | | (367,749) | | (7,478,183) |
Net Increase (Decrease) | (38,012) | | (775,190) | | (8,227) | | (140,550) |
Class R4 | | | | | | | |
Shares Sold | 200,331 | | $ 4,015,223 | | 898,637 | | $ 18,137,799 |
Shares Issued for Reinvested Dividends | 120,018 | | 2,359,132 | | 174,667 | | 3,597,294 |
Shares Redeemed | (365,800) | | (7,294,204) | | (732,395) | | (14,925,376) |
Net Increase (Decrease) | (45,451) | | (919,849) | | 340,909 | | 6,809,717 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class R5 | | | | | | | |
Shares Sold | 307,682 | | $ 6,220,072 | | 857,604 | | $ 17,798,043 |
Shares Issued for Reinvested Dividends | 183,941 | | 3,643,497 | | 398,898 | | 8,277,019 |
Shares Redeemed | (927,349) | | (18,741,342) | | (1,513,342) | | (31,098,556) |
Net Increase (Decrease) | (435,726) | | (8,877,773) | | (256,840) | | (5,023,494) |
Class R6 | | | | | | | |
Shares Sold | 2,053,425 | | $ 41,664,988 | | 4,779,502 | | $ 99,043,259 |
Shares Issued for Reinvested Dividends | 561,845 | | 11,186,197 | | 604,466 | | 12,544,054 |
Shares Redeemed | (1,492,042) | | (30,127,159) | | (1,604,760) | | (32,861,638) |
Net Increase (Decrease) | 1,123,228 | | 22,724,026 | | 3,779,208 | | 78,725,675 |
Class Y | | | | | | | |
Shares Sold | 2,143,761 | | $ 43,568,957 | | 2,411,518 | | $ 49,853,997 |
Shares Issued for Reinvested Dividends | 359,675 | | 7,155,612 | | 577,276 | | 12,017,292 |
Shares Redeemed | (2,001,608) | | (40,763,173) | | (3,144,920) | | (65,510,197) |
Net Increase (Decrease) | 501,828 | | 9,961,396 | | (156,126) | | (3,638,908) |
Class F | | | | | | | |
Shares Sold | 4,653,515 | | $ 91,968,713 | | 16,288,171 | | $ 329,666,948 |
Shares Issued for Reinvested Dividends | 4,353,658 | | 84,531,383 | | 6,910,798 | | 140,456,473 |
Shares Redeemed | (8,300,846) | | (164,159,357) | | (13,362,835) | | (269,393,729) |
Net Increase (Decrease) | 706,327 | | 12,340,739 | | 9,836,134 | | 200,729,692 |
Total Net Increase (Decrease) | (3,372,151) | | $ (72,654,384) | | 23,627,293 | | $ 486,542,945 |
Growth Opportunities Fund(1) | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,953,131 | | $ 86,694,372 | | 4,536,856 | | $ 156,041,936 |
Shares Redeemed | (4,263,366) | | (189,059,683) | | (10,594,748) | | (357,706,689) |
Net Increase (Decrease) | (2,310,235) | | (102,365,311) | | (6,057,892) | | (201,664,753) |
Class C | | | | | | | |
Shares Sold | 546,939 | | $ 6,083,390 | | 878,123 | | $ 7,516,065 |
Shares Redeemed | (2,937,492) | | (32,421,831) | | (7,170,098) | | (62,099,734) |
Net Increase (Decrease) | (2,390,553) | | (26,338,441) | | (6,291,975) | | (54,583,669) |
Class I | | | | | | | |
Shares Sold | 1,673,070 | | $ 83,728,674 | | 3,911,312 | | $ 148,495,885 |
Shares Redeemed | (3,245,397) | | (158,798,046) | | (9,862,796) | | (364,494,203) |
Net Increase (Decrease) | (1,572,327) | | (75,069,372) | | (5,951,484) | | (215,998,318) |
Class R3 | | | | | | | |
Shares Sold | 57,627 | | $ 2,543,731 | | 142,425 | | $ 4,948,733 |
Shares Redeemed | (303,546) | | (13,624,738) | | (258,507) | | (8,746,234) |
Net Increase (Decrease) | (245,919) | | (11,081,007) | | (116,082) | | (3,797,501) |
Class R4 | | | | | | | |
Shares Sold | 81,660 | | $ 3,991,868 | | 157,329 | | $ 6,064,966 |
Shares Redeemed | (305,181) | | (15,359,066) | | (325,377) | | (12,421,190) |
Net Increase (Decrease) | (223,521) | | (11,367,198) | | (168,048) | | (6,356,224) |
Class R5 | | | | | | | |
Shares Sold | 9,791 | | $ 530,213 | | 45,520 | | $ 1,922,780 |
Shares Redeemed | (56,165) | | (2,855,392) | | (245,886) | | (10,877,510) |
Net Increase (Decrease) | (46,374) | | (2,325,179) | | (200,366) | | (8,954,730) |
Class R6 | | | | | | | |
Shares Sold | 123,277 | | $ 6,844,474 | | 208,369 | | $ 9,009,708 |
Shares Redeemed | (366,456) | | (20,638,242) | | (531,843) | | (22,977,986) |
Net Increase (Decrease) | (243,179) | | (13,793,768) | | (323,474) | | (13,968,278) |
Class Y | | | | | | | |
Shares Sold | 110,829 | | $ 6,061,663 | | 473,218 | | $ 19,239,168 |
Shares Redeemed | (349,470) | | (20,151,456) | | (7,375,702) | | (306,256,689) |
Net Increase (Decrease) | (238,641) | | (14,089,793) | | (6,902,484) | | (287,017,521) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class F | | | | | | | |
Shares Sold | 1,065,791 | | $ 53,715,607 | | 3,274,425 | | $ 123,803,774 |
Shares Redeemed | (2,919,217) | | (145,612,738) | | (5,740,998) | | (221,271,995) |
Net Increase (Decrease) | (1,853,426) | | (91,897,131) | | (2,466,573) | | (97,468,221) |
Total Net Increase (Decrease) | (9,124,175) | | $ (348,327,200) | | (28,478,378) | | $ (889,809,215) |
Healthcare Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 447,971 | | $ 16,499,340 | | 1,301,739 | | $ 45,460,254 |
Shares Issued for Reinvested Dividends | — | | — | | 196,124 | | 7,042,794 |
Shares Redeemed | (1,727,596) | | (63,493,337) | | (2,956,846) | | (103,102,020) |
Net Increase (Decrease) | (1,279,625) | | (46,993,997) | | (1,458,983) | | (50,598,972) |
Class C | | | | | | | |
Shares Sold | 24,110 | | $ 622,920 | | 163,228 | | $ 3,989,709 |
Shares Issued for Reinvested Dividends | — | | — | | 47,740 | | 1,199,709 |
Shares Redeemed | (606,627) | | (15,475,726) | | (1,582,649) | | (38,563,268) |
Net Increase (Decrease) | (582,517) | | (14,852,806) | | (1,371,681) | | (33,373,850) |
Class I | | | | | | | |
Shares Sold | 279,304 | | $ 11,324,937 | | 1,079,046 | | $ 41,054,526 |
Shares Issued for Reinvested Dividends | — | | — | | 71,577 | | 2,796,522 |
Shares Redeemed | (1,184,846) | | (47,280,488) | | (2,970,902) | | (112,760,203) |
Net Increase (Decrease) | (905,542) | | (35,955,551) | | (1,820,279) | | (68,909,155) |
Class R3 | | | | | | | |
Shares Sold | 35,800 | | $ 1,335,265 | | 80,030 | | $ 2,856,815 |
Shares Issued for Reinvested Dividends | — | | — | | 6,877 | | 252,596 |
Shares Redeemed | (106,845) | | (4,020,748) | | (182,612) | | (6,524,888) |
Net Increase (Decrease) | (71,045) | | (2,685,483) | | (95,705) | | (3,415,477) |
Class R4 | | | | | | | |
Shares Sold | 19,928 | | $ 801,859 | | 70,185 | | $ 2,741,314 |
Shares Issued for Reinvested Dividends | — | | — | | 3,129 | | 125,231 |
Shares Redeemed | (62,966) | | (2,608,939) | | (144,526) | | (5,618,832) |
Net Increase (Decrease) | (43,038) | | (1,807,080) | | (71,212) | | (2,752,287) |
Class R5 | | | | | | | |
Shares Sold | 14,022 | | $ 630,465 | | 48,190 | | $ 2,038,977 |
Shares Issued for Reinvested Dividends | — | | — | | 2,019 | | 87,211 |
Shares Redeemed | (27,309) | | (1,202,799) | | (165,352) | | (6,924,570) |
Net Increase (Decrease) | (13,287) | | (572,334) | | (115,143) | | (4,798,382) |
Class R6 | | | | | | | |
Shares Sold | 50,348 | | $ 2,324,282 | | 110,149 | | $ 4,734,421 |
Shares Issued for Reinvested Dividends | — | | — | | 10,675 | | 471,423 |
Shares Redeemed | (1,188,580) | | (56,793,139) | | (159,269) | | (6,878,936) |
Net Increase (Decrease) | (1,138,232) | | (54,468,857) | | (38,445) | | (1,673,092) |
Class Y | | | | | | | |
Shares Sold | 22,064 | | $ 990,417 | | 100,980 | | $ 4,321,489 |
Shares Issued for Reinvested Dividends | — | | — | | 10,049 | | 442,364 |
Shares Redeemed | (361,386) | | (16,345,256) | | (271,441) | | (11,570,093) |
Net Increase (Decrease) | (339,322) | | (15,354,839) | | (160,412) | | (6,806,240) |
Class F | | | | | | | |
Shares Sold | 38,969 | | $ 1,606,161 | | 150,600 | | $ 5,747,539 |
Shares Issued for Reinvested Dividends | — | | — | | 7,839 | | 308,479 |
Shares Redeemed | (86,310) | | (3,496,489) | | (307,793) | | (11,823,537) |
Net Increase (Decrease) | (47,341) | | (1,890,328) | | (149,354) | | (5,767,519) |
Total Net Increase (Decrease) | (4,419,949) | | $ (174,581,275) | | (5,281,214) | | $ (178,094,974) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
MidCap Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,052,319 | | $ 51,826,798 | | 4,663,543 | | $ 111,083,626 |
Shares Issued for Reinvested Dividends | 2,134,231 | | 51,029,462 | | 8,756,422 | | 203,761,943 |
Shares Redeemed | (8,365,600) | | (209,275,313) | | (18,125,910) | | (431,123,450) |
Net Increase (Decrease) | (4,179,050) | | (106,419,053) | | (4,705,945) | | (116,277,881) |
Class C | | | | | | | |
Shares Sold | 175,798 | | $ 2,252,472 | | 506,661 | | $ 6,427,019 |
Shares Issued for Reinvested Dividends | 546,298 | | 6,632,061 | | 2,612,337 | | 31,844,391 |
Shares Redeemed | (2,917,247) | | (37,542,175) | | (6,406,226) | | (80,617,358) |
Net Increase (Decrease) | (2,195,151) | | (28,657,642) | | (3,287,228) | | (42,345,948) |
Class I | | | | | | | |
Shares Sold | 2,836,399 | | $ 77,262,864 | | 6,582,892 | | $ 166,366,039 |
Shares Issued for Reinvested Dividends | 971,896 | | 24,744,469 | | 5,489,567 | | 135,482,515 |
Shares Redeemed | (10,704,864) | | (284,321,697) | | (33,099,640) | | (845,777,777) |
Net Increase (Decrease) | (6,896,569) | | (182,314,364) | | (21,027,181) | | (543,929,223) |
Class R3 | | | | | | | |
Shares Sold | 101,345 | | $ 2,964,362 | | 299,005 | | $ 8,360,323 |
Shares Issued for Reinvested Dividends | 42,865 | | 1,195,077 | | 178,795 | | 4,852,488 |
Shares Redeemed | (302,314) | | (8,901,173) | | (585,026) | | (16,127,356) |
Net Increase (Decrease) | (158,104) | | (4,741,734) | | (107,226) | | (2,914,545) |
Class R4 | | | | | | | |
Shares Sold | 129,389 | | $ 4,096,584 | | 283,672 | | $ 8,471,150 |
Shares Issued for Reinvested Dividends | 35,056 | | 1,056,244 | | 181,833 | | 5,307,702 |
Shares Redeemed | (460,780) | | (14,588,724) | | (1,371,039) | | (41,097,467) |
Net Increase (Decrease) | (296,335) | | (9,435,896) | | (905,534) | | (27,318,615) |
Class R5 | | | | | | | |
Shares Sold | 82,989 | | $ 2,782,373 | | 368,675 | | $ 11,523,482 |
Shares Issued for Reinvested Dividends | 35,281 | | 1,125,457 | | 164,130 | | 5,051,920 |
Shares Redeemed | (592,324) | | (19,670,567) | | (1,396,945) | | (44,143,219) |
Net Increase (Decrease) | (474,054) | | (15,762,737) | | (864,140) | | (27,567,817) |
Class R6 | | | | | | | |
Shares Sold | 749,238 | | $ 25,727,170 | | 2,722,323 | | $ 87,055,047 |
Shares Issued for Reinvested Dividends | 230,037 | | 7,487,691 | | 1,541,892 | | 48,369,139 |
Shares Redeemed | (4,554,728) | | (153,053,481) | | (12,907,197) | | (408,843,530) |
Net Increase (Decrease) | (3,575,453) | | (119,838,620) | | (8,642,982) | | (273,419,344) |
Class Y | | | | | | | |
Shares Sold | 1,040,342 | | $ 35,717,072 | | 1,257,284 | | $ 40,054,484 |
Shares Issued for Reinvested Dividends | 162,652 | | 5,273,187 | | 852,549 | | 26,659,212 |
Shares Redeemed | (2,377,871) | | (82,725,085) | | (5,841,998) | | (185,981,433) |
Net Increase (Decrease) | (1,174,877) | | (41,734,826) | | (3,732,165) | | (119,267,737) |
Class F | | | | | | | |
Shares Sold | 3,574,170 | | $ 96,517,917 | | 8,672,702 | | $ 220,869,153 |
Shares Issued for Reinvested Dividends | 1,561,537 | | 40,084,661 | | 6,352,934 | | 157,933,948 |
Shares Redeemed | (9,750,294) | | (264,000,026) | | (18,259,601) | | (466,077,861) |
Net Increase (Decrease) | (4,614,587) | | (127,397,448) | | (3,233,965) | | (87,274,760) |
Total Net Increase (Decrease) | (23,564,180) | | $ (636,302,320) | | (46,506,366) | | $ (1,240,315,870) |
MidCap Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,014,307 | | $ 16,103,436 | | 3,253,017 | | $ 50,352,162 |
Shares Issued for Reinvested Dividends | 1,818,899 | | 27,909,782 | | 2,463,226 | | 37,164,191 |
Shares Redeemed | (2,050,522) | | (32,519,892) | | (3,305,513) | | (51,240,395) |
Net Increase (Decrease) | 782,684 | | 11,493,326 | | 2,410,730 | | 36,275,958 |
Class C | | | | | | | |
Shares Sold | 11,378 | | $ 131,216 | | 86,737 | | $ 1,025,509 |
Shares Issued for Reinvested Dividends | 42,195 | | 464,266 | | 81,396 | | 910,823 |
Shares Redeemed | (123,725) | | (1,422,826) | | (270,895) | | (3,117,702) |
Net Increase (Decrease) | (70,152) | | (827,344) | | (102,762) | | (1,181,370) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class I | | | | | | | |
Shares Sold | 340,181 | | $ 5,542,846 | | 646,946 | | $ 10,192,914 |
Shares Issued for Reinvested Dividends | 198,687 | | 3,102,274 | | 258,112 | | 3,950,273 |
Shares Redeemed | (587,190) | | (9,632,412) | | (517,949) | | (8,114,049) |
Net Increase (Decrease) | (48,322) | | (987,292) | | 387,109 | | 6,029,138 |
Class R3 | | | | | | | |
Shares Sold | 16,733 | | $ 286,935 | | 56,880 | | $ 943,176 |
Shares Issued for Reinvested Dividends | 23,866 | | 390,590 | | 35,095 | | 564,683 |
Shares Redeemed | (18,710) | | (320,444) | | (82,355) | | (1,351,665) |
Net Increase (Decrease) | 21,889 | | 357,081 | | 9,620 | | 156,194 |
Class R4 | | | | | | | |
Shares Sold | 11,681 | | $ 207,120 | | 58,924 | | $ 997,138 |
Shares Issued for Reinvested Dividends | 17,197 | | 291,520 | | 46,207 | | 766,653 |
Shares Redeemed | (28,645) | | (509,455) | | (351,227) | | (5,910,725) |
Net Increase (Decrease) | 233 | | (10,815) | | (246,096) | | (4,146,934) |
Class R5 | | | | | | | |
Shares Sold | 4,323 | | $ 75,629 | | 8,013 | | $ 140,217 |
Shares Issued for Reinvested Dividends | 8,115 | | 140,909 | | 11,169 | | 188,828 |
Shares Redeemed | (2,809) | | (50,947) | | (12,074) | | (205,489) |
Net Increase (Decrease) | 9,629 | | 165,591 | | 7,108 | | 123,556 |
Class R6 | | | | | | | |
Shares Sold | 1,609 | | $ 25,683 | | 6,696 | | $ 110,009 |
Shares Issued for Reinvested Dividends | 635 | | 9,926 | | 72 | | 1,104 |
Shares Redeemed | (611) | | (9,917) | | (196) | | (3,171) |
Net Increase (Decrease) | 1,633 | | 25,692 | | 6,572 | | 107,942 |
Class Y | | | | | | | |
Shares Sold | 51,965 | | $ 932,243 | | 79,929 | | $ 1,404,965 |
Shares Issued for Reinvested Dividends | 25,088 | | 437,120 | | 41,842 | | 709,229 |
Shares Redeemed | (87,205) | | (1,582,947) | | (158,920) | | (2,748,831) |
Net Increase (Decrease) | (10,152) | | (213,584) | | (37,149) | | (634,637) |
Class F | | | | | | | |
Shares Sold | 2,071,505 | | $ 33,417,561 | | 5,924,589 | | $ 93,144,107 |
Shares Issued for Reinvested Dividends | 2,287,366 | | 35,752,266 | | 3,043,527 | | 46,563,377 |
Shares Redeemed | (3,690,824) | | (59,643,188) | | (6,008,282) | | (95,070,969) |
Net Increase (Decrease) | 668,047 | | 9,526,639 | | 2,959,834 | | 44,636,515 |
Total Net Increase (Decrease) | 1,355,489 | | $ 19,529,294 | | 5,394,966 | | $ 81,366,362 |
Small Cap Growth Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 57,272 | | $ 2,303,634 | | 155,014 | | $ 5,836,621 |
Shares Issued for Reinvested Dividends | 146,546 | | 5,532,119 | | — | | — |
Shares Redeemed | (295,185) | | (11,859,569) | | (522,201) | | (19,662,365) |
Net Increase (Decrease) | (91,367) | | (4,023,816) | | (367,187) | | (13,825,744) |
Class C | | | | | | | |
Shares Sold | 15,875 | | $ 337,953 | | 18,699 | | $ 394,178 |
Shares Issued for Reinvested Dividends | 4,579 | | 90,111 | | — | | — |
Shares Redeemed | (11,826) | | (246,121) | | (60,184) | | (1,216,301) |
Net Increase (Decrease) | 8,628 | | 181,943 | | (41,485) | | (822,123) |
Class I | | | | | | | |
Shares Sold | 83,566 | | $ 3,649,568 | | 154,169 | | $ 6,283,127 |
Shares Issued for Reinvested Dividends | 40,612 | | 1,673,198 | | — | | — |
Shares Redeemed | (192,719) | | (8,341,779) | | (573,844) | | (23,472,185) |
Net Increase (Decrease) | (68,541) | | (3,019,013) | | (419,675) | | (17,189,058) |
Class R3 | | | | | | | |
Shares Sold | 9,667 | | $ 374,628 | | 32,980 | | $ 1,226,925 |
Shares Issued for Reinvested Dividends | 5,829 | | 212,751 | | — | | — |
Shares Redeemed | (32,963) | | (1,314,215) | | (51,801) | | (1,918,024) |
Net Increase (Decrease) | (17,467) | | (726,836) | | (18,821) | | (691,099) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class R4 | | | | | | | |
Shares Sold | 19,094 | | $ 823,264 | | 38,966 | | $ 1,563,808 |
Shares Issued for Reinvested Dividends | 6,470 | | 259,595 | | — | | — |
Shares Redeemed | (51,141) | | (2,122,655) | | (126,909) | | (5,147,518) |
Net Increase (Decrease) | (25,577) | | (1,039,796) | | (87,943) | | (3,583,710) |
Class R5 | | | | | | | |
Shares Sold | 30,583 | | $ 1,476,107 | | 33,461 | | $ 1,499,720 |
Shares Issued for Reinvested Dividends | 9,503 | | 419,366 | | — | | — |
Shares Redeemed | (24,173) | | (1,119,737) | | (208,543) | | (9,254,622) |
Net Increase (Decrease) | 15,913 | | 775,736 | | (175,082) | | (7,754,902) |
Class R6 | | | | | | | |
Shares Sold | 81,797 | | $ 3,971,935 | | 197,829 | | $ 8,849,604 |
Shares Issued for Reinvested Dividends | 25,271 | | 1,144,515 | | — | | — |
Shares Redeemed | (235,331) | | (11,306,417) | | (696,967) | | (31,143,300) |
Net Increase (Decrease) | (128,263) | | (6,189,967) | | (499,138) | | (22,293,696) |
Class Y | | | | | | | |
Shares Sold | 242,155 | | $ 11,654,366 | | 544,524 | | $ 24,315,403 |
Shares Issued for Reinvested Dividends | 49,728 | | 2,247,723 | | — | | — |
Shares Redeemed | (597,072) | | (27,746,263) | | (1,371,921) | | (61,471,380) |
Net Increase (Decrease) | (305,189) | | (13,844,174) | | (827,397) | | (37,155,977) |
Class F | | | | | | | |
Shares Sold | 30,643 | | $ 1,302,205 | | 99,497 | | $ 4,035,295 |
Shares Issued for Reinvested Dividends | 21,090 | | 876,923 | | — | | — |
Shares Redeemed | (89,735) | | (3,941,038) | | (123,576) | | (5,216,632) |
Net Increase (Decrease) | (38,002) | | (1,761,910) | | (24,079) | | (1,181,337) |
Total Net Increase (Decrease) | (649,865) | | $ (29,647,833) | | (2,460,807) | | $ (104,497,646) |
Small Cap Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 239,745 | | $ 2,697,494 | | 387,666 | | $ 4,181,479 |
Shares Issued for Reinvested Dividends | 143,313 | | 1,629,023 | | 416,107 | | 4,415,619 |
Shares Redeemed | (430,401) | | (4,890,626) | | (757,775) | | (8,209,423) |
Net Increase (Decrease) | (47,343) | | (564,109) | | 45,998 | | 387,675 |
Class C | | | | | | | |
Shares Sold | 7,007 | | $ 64,932 | | 60,452 | | $ 547,796 |
Shares Issued for Reinvested Dividends | 4,875 | | 45,570 | | 19,088 | | 170,434 |
Shares Redeemed | (52,191) | | (490,266) | | (98,692) | | (894,412) |
Net Increase (Decrease) | (40,309) | | (379,764) | | (19,152) | | (176,182) |
Class I | | | | | | | |
Shares Sold | 174,108 | | $ 1,945,993 | | 348,659 | | $ 3,795,465 |
Shares Issued for Reinvested Dividends | 61,148 | | 699,430 | | 181,595 | | 1,930,669 |
Shares Redeemed | (384,210) | | (4,372,645) | | (633,908) | | (6,999,022) |
Net Increase (Decrease) | (148,954) | | (1,727,222) | | (103,654) | | (1,272,888) |
Class R3 | | | | | | | |
Shares Sold | 2,846 | | $ 33,785 | | 10,930 | | $ 121,542 |
Shares Issued for Reinvested Dividends | 1,465 | | 17,434 | | 5,673 | | 63,190 |
Shares Redeemed | (887) | | (10,911) | | (29,630) | | (319,731) |
Net Increase (Decrease) | 3,424 | | 40,308 | | (13,027) | | (134,999) |
Class R4 | | | | | | | |
Shares Sold | 450 | | $ 5,473 | | 8,282 | | $ 92,173 |
Shares Issued for Reinvested Dividends | 373 | | 4,539 | | 426 | | 4,769 |
Shares Redeemed | (38) | | (470) | | (111) | | (1,339) |
Net Increase (Decrease) | 785 | | 9,542 | | 8,597 | | 95,603 |
Class R5 | | | | | | | |
Shares Sold | 5,547 | | $ 66,329 | | 23,997 | | $ 272,469 |
Shares Issued for Reinvested Dividends | 5,989 | | 72,871 | | 13,843 | | 155,982 |
Shares Redeemed | (11,195) | | (137,549) | | (8,636) | | (98,258) |
Net Increase (Decrease) | 341 | | 1,651 | | 29,204 | | 330,193 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class R6 | | | | | | | |
Shares Sold | 67,314 | | $ 807,401 | | 219,026 | | $ 2,479,985 |
Shares Issued for Reinvested Dividends | 26,489 | | 322,438 | | 60,343 | | 679,555 |
Shares Redeemed | (70,173) | | (849,056) | | (173,347) | | (1,969,706) |
Net Increase (Decrease) | 23,630 | | 280,783 | | 106,022 | | 1,189,834 |
Class Y | | | | | | | |
Shares Sold | 75,373 | | $ 891,728 | | 38,678 | | $ 454,312 |
Shares Issued for Reinvested Dividends | 7,838 | | 95,196 | | 22,709 | | 255,370 |
Shares Redeemed | (41,269) | | (496,766) | | (69,989) | | (799,009) |
Net Increase (Decrease) | 41,942 | | 490,158 | | (8,602) | | (89,327) |
Class F | | | | | | | |
Shares Sold | 304,525 | | $ 3,461,666 | | 383,196 | | $ 3,948,517 |
Shares Issued for Reinvested Dividends | 86,983 | | 995,586 | | 325,456 | | 3,455,462 |
Shares Redeemed | (145,357) | | (1,661,879) | | (1,654,882) | | (17,958,569) |
Net Increase (Decrease) | 246,151 | | 2,795,373 | | (946,230) | | (10,554,590) |
Total Net Increase (Decrease) | 79,667 | | $ 946,720 | | (900,844) | | $ (10,224,681) |
Small Company Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 648,699 | | $ 11,435,872 | | 1,415,739 | | $ 22,905,568 |
Shares Redeemed | (1,523,397) | | (26,926,884) | | (3,212,789) | | (51,985,220) |
Net Increase (Decrease) | (874,698) | | (15,491,012) | | (1,797,050) | | (29,079,652) |
Class C | | | | | | | |
Shares Sold | 16,343 | | $ 130,670 | | 56,355 | | $ 427,212 |
Shares Redeemed | (142,076) | | (1,146,290) | | (301,569) | | (2,211,734) |
Net Increase (Decrease) | (125,733) | | (1,015,620) | | (245,214) | | (1,784,522) |
Class I | | | | | | | |
Shares Sold | 43,477 | | $ 862,393 | | 331,768 | | $ 5,960,093 |
Shares Redeemed | (193,421) | | (3,800,615) | | (740,806) | | (13,298,679) |
Net Increase (Decrease) | (149,944) | | (2,938,222) | | (409,038) | | (7,338,586) |
Class R3 | | | | | | | |
Shares Sold | 46,050 | | $ 934,492 | | 112,088 | | $ 2,032,887 |
Shares Redeemed | (60,240) | | (1,225,305) | | (128,816) | | (2,377,931) |
Net Increase (Decrease) | (14,190) | | (290,813) | | (16,728) | | (345,044) |
Class R4 | | | | | | | |
Shares Sold | 30,758 | | $ 673,777 | | 60,842 | | $ 1,232,470 |
Shares Redeemed | (66,065) | | (1,478,974) | | (116,869) | | (2,400,551) |
Net Increase (Decrease) | (35,307) | | (805,197) | | (56,027) | | (1,168,081) |
Class R5 | | | | | | | |
Shares Sold | 10,246 | | $ 251,909 | | 25,059 | | $ 568,418 |
Shares Redeemed | (51,914) | | (1,288,383) | | (90,523) | | (2,063,587) |
Net Increase (Decrease) | (41,668) | | (1,036,474) | | (65,464) | | (1,495,169) |
Class R6 | | | | | | | |
Shares Sold | 72,771 | | $ 1,868,753 | | 153,510 | | $ 3,558,305 |
Shares Redeemed | (35,377) | | (910,600) | | (99,429) | | (2,354,479) |
Net Increase (Decrease) | 37,394 | | 958,153 | | 54,081 | | 1,203,826 |
Class Y | | | | | | | |
Shares Sold | 34,699 | | $ 849,027 | | 85,301 | | $ 1,979,877 |
Shares Redeemed | (192,686) | | (4,967,920) | | (1,436,249) | | (32,576,101) |
Net Increase (Decrease) | (157,987) | | (4,118,893) | | (1,350,948) | | (30,596,224) |
Class F | | | | | | | |
Shares Sold | 1,049,204 | | $ 20,761,539 | | 2,505,923 | | $ 45,332,748 |
Shares Redeemed | (1,630,580) | | (32,631,850) | | (2,762,568) | | (50,200,018) |
Net Increase (Decrease) | (581,376) | | (11,870,311) | | (256,645) | | (4,867,270) |
Total Net Increase (Decrease) | (1,943,509) | | $ (36,608,389) | | (4,143,033) | | $ (75,470,722) |
(1) | Includes In-Kind Redemptions during the year ended October 31, 2023. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
13. | Redemption In-Kind: |
| In certain circumstances, a Fund may distribute portfolio securities as payment for redemption of Fund shares (redemption in-kind). For financial reporting purposes, a Fund will recognize a gain on in-kind redemptions to the extent the value of the distributed securities on the date of redemption exceeds the cost of those securities; a Fund will recognize a loss if the cost exceeds value. Gains and losses realized on redemptions in-kind are not recognized for tax purposes, and are re-classified from realized gain (loss) to paid-in-capital. |
| During the year ended October 31, 2023, 8,428,087 and 5,854,664 shares of the Dividend and Growth Fund and Growth Opportunities Fund, respectively, were redeemed in-kind. A net realized gain (loss) of ($7,936,735) and ($32,684,108) on investments for the Dividend and Growth Fund and Growth Opportunities Fund, respectively, delivered through the in-kind redemptions. |
14. | Line of Credit: |
| Each Fund participates in a committed line of credit pursuant to a credit agreement dated February 29, 2024. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges certain fees, such as a commitment fee. From November 1, 2023 through February 29, 2024, the Funds (together with certain other Hartford Funds) had a similar agreement that enabled them to participate in a $350 million committed line of credit. The fees incurred by the Funds in connection with the committed lines of credit during the period appear in the Statements of Operations under "Other expenses." During and as of the six-month period ended April 30, 2024, none of the Funds had borrowings under these facilities. |
15. | Indemnifications: |
| Under each Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, each Company, on behalf of its respective Funds, may enter into contracts that contain a variety of indemnifications. Each Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, each Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote. |
16. | Regulatory Update: |
| The SEC adopted rule and form amendments that will change the format and content of the Funds' annual and semi-annual reports. Certain information, including the financial statements, will not appear in the Funds' new tailored shareholder reports but will be available online, delivered free of charge upon request, and filed with the SEC on a semi-annual basis on Form N-CSR. The rule and form amendments have a compliance date of July 24, 2024. At this time, Management is working to implement these rule and form amendment changes. |
17. | Subsequent Events: |
| In connection with the preparation of the financial statements of the Funds as of and for the six-month period ended April 30, 2024, events and transactions subsequent to April 30, 2024, through the date the financial statements were issued have been evaluated by the Funds’ management for possible adjustment and/or disclosure. |
| The Board of The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. has approved a reverse stock split of the issued and outstanding Class C shares (the “Reverse Stock Split”) of each of Growth Opportunities Fund, MidCap Fund, Small Cap Growth Fund, and Small Company Fund. The Reverse Stock Split will be completed after the close of business on or about September 13, 2024. For more information on the Reverse Stock Split, please see the supplement to the Funds' statutory prospectus. |
Hartford Domestic Equity Funds
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov. Amendments to Form N-PX will also require Funds to make available their proxy voting record on the Funds' website after a Fund's N-PX filing with the SEC, with the first filings subject to the amendments due by the end of August 2024.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s portfolio holdings filed as an exhibit to Form N-PORT for the most recent first and third quarter of the Fund’s fiscal year are available (1) without charge, upon request, by calling 888-843-7824, (2) on the Funds' website, hartfordfunds.com, and (3) on the SEC’s website at http://www.sec.gov.
Hartford Domestic Equity Funds
Supplemental Proxy Information (Unaudited)
A special meeting of shareholders of The Hartford Growth Opportunities Fund (the "Fund") was held on December 13, 2023, which was ultimately adjourned until January 23, 2024 (“Shareholder Meeting”). At the Shareholder Meeting, shareholders of the Fund did not achieve the necessary quorum under the Investment Company Act of 1940, as amended, to approve the proposal to reclassify the Fund from a diversified investment company to a non-diversified investment company and eliminate a related fundamental diversification policy. As a result, the Fund remains diversified and remains subject to its related fundamental diversification policy. The final results of the Shareholder Meeting are below:
|
Shares Outstanding (as of Record Date (September 25, 2023)): 116,143,369 |
Total Shares Voted: 55,586,848 |
Percentage of Shares Voted: 47.86% |
Votes For: 39,281,974 |
Percentage of Shares For: 70.67% |
Votes Against: 8,312,958 |
Percentage of Shares Against: 14.95% |
Votes Abstained: 7,991,916 |
Percentage of Shares Abstained: 14.38% |
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
Customer Privacy Notice
The Hartford Financial Services Group, Inc. and Affiliates
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
a) | management; |
b) | use; and |
c) | protection; |
of Personal Information.
This notice describes how we collect, disclose, and protect Personal Information.
We collect Personal Information to:
a) | service your Transactions with us; and |
b) | support our business functions. |
We may obtain Personal Information from:
a) | You; |
b) | your Transactions with us; and |
c) | third parties such as a consumer-reporting agency. |
Based on the type of product or service You apply for or get from us, Personal Information such as:
a) | your name; |
b) | your address; |
c) | your income; |
d) | your payment; or |
e) | your credit history; |
may be gathered from sources such as applications, Transactions, and consumer reports.
To serve You and service our business, we may share certain Personal Information.
We will share Personal Information, only as allowed by law, with affiliates such as:
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c) | our brokerage firms; and |
d) | our administrators. |
As allowed by law, we may share Personal Financial Information with our affiliates to:
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b) | market our services; |
to You without providing You with an option to prevent these disclosures.
We may also share Personal Information, only as allowed by law, with unaffiliated third parties including:
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b) | brokerage firms; |
c) | insurance companies; |
d) | administrators; and |
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who help us serve You and service our business.
When allowed by law, we may share certain Personal Financial Information with other unaffiliated third parties who assist us by performing services or functions such as:
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between us and one or more financial institutions.
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For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share your Personal Financial Information with anyone for purposes unrelated to our business functions without offering You the opportunity to:
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b) | “opt-in;” |
as required by law.
We only disclose Personal Health Information with:
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Our employees have access to Personal Information in the course of doing their jobs, such as:
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We use manual and electronic security procedures to maintain:
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Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protect Personal Information include:
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We are responsible for and must:
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b) | provide an adequate level of protection for that data; and |
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it in the performance of their job-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regarding Personal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
d) | policy or claim information. |
Personal Financial Information may include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) | your medical records; or |
b) | information about your illness, disability or injury. |
Personal Information means information that identifies You personally and is not otherwise available to the public. It includes:
a) | Personal Financial Information; and |
b) | Personal Health Information. |
Transaction means your business dealings with us, such as:
b) | your request for us to pay a claim; and |
c) | your request for us to take an action on your account. |
You means an individual who has given us Personal Information in conjunction with:
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Consumer Rights and Privacy Compliance Unit, One Hartford Plaza, Mail Drop: HO1-09, Hartford, CT 06155, or at ConsumerPrivacyInquiriesMailbox@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of February 2024), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations:
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Business Management Group, Inc.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford (Asia) Limited; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Corporate Underwriters Limited; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford Management (UK) Limited; Hartford Productivity Services LLC; Hartford of the Southeast General Agency, Inc.; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Hartford Underwriting Agency Limited; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HLA LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; Millennium Underwriting Limited; MPC Resolution Company LLC; Navigators Holdings (UK) Limited; Navigators Insurance Company; Navigators Management Company, Inc.; Navigators Specialty Insurance Company; Navigators Underwriting Limited; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; NIC Investments (Chile) SpA; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Sentinel Insurance Company, Ltd.; The Navigators Group, Inc.; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company; Y-Risk, LLC.
Revised February 2024
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This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider a Fund’s investment objectives, risks, charges and expenses. This and other important information is contained in the Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC.
MFSAR-DE24 06/24 Printed in the U.S.A.
Hartford Schroders Funds
Semi-Annual Report
April 30, 2024 (Unaudited)
■ Hartford Schroders China A Fund |
■ Hartford Schroders Core Fixed Income Fund1 |
■ Hartford Schroders Diversified Emerging Markets Fund |
■ Hartford Schroders Diversified Growth Fund |
■ Hartford Schroders Emerging Markets Equity Fund |
■ Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
■ Hartford Schroders International Contrarian Value Fund |
■ Hartford Schroders International Multi-Cap Value Fund |
■ Hartford Schroders International Stock Fund |
■ Hartford Schroders Sustainable International Core Fund |
■ Hartford Schroders Tax-Aware Bond Fund |
■ Hartford Schroders US MidCap Opportunities Fund |
■ Hartford Schroders US Small Cap Opportunities Fund |
1 | Formerly, Hartford Schroders Sustainable Core Bond Fund |
A MESSAGE FROM THE PRESIDENT
Dear Shareholders
Thank you for investing in Hartford Mutual Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2023 through April 30, 2024.
Market Review
During the six months ended April 30, 2024, U.S. stocks, as measured by the S&P 500 Index,1 gained 20.98%. The period covered by this report marked the return of a new bull market for stocks, propelled in large part by a combination of U.S. economic resilience, a continued strong appetite among investors for stocks in the technology sector, and persistent hopes that recent uneven progress against inflation would ultimately not deter the U.S. Federal Reserve (Fed) from cutting interest rates sometime in 2024.
As the period began in November 2023, equities were digging themselves out of an early-autumn slump and regaining strength. The change in investor sentiment was triggered by a stream of positive economic data that pointed to shrinking inflation, low unemployment, steady wage growth, and strong labor-force participation.
In December 2023, optimism surged as the Fed held its federal funds rate steady while hinting at the possibility of up to three rate cuts in 2024. As markets rallied on hopes of imminent rate cuts, Fed Chair Jerome Powell sought to dampen expectations by emphasizing the Fed’s need for data-driven evidence of progress toward achieving its 2% inflation target. Chair Powell’s remarks in late January 2024 took the anticipated March 2024 rate cut off the table.
During the period, investors continued to place big bets on artificial intelligence by pouring billions into the stocks of the so-called Magnificent Seven.2 By March 2024, each of the major U.S. stock indices had hit new record highs as investors became convinced that the Fed had found the path to achieving the sought-after soft-landing scenario of lower inflation without a recession.
The months of January, February, and March 2024 saw the release of three consecutive Consumer Price Index (CPI)3 reports pointing to stickier-than-expected inflation levels, with prices for housing, travel, services, and energy remaining stubbornly high. With the specter of inflation still looming, some analysts—so-called “no-landing” proponents—began to suggest that the Fed might not cut rates in 2024 at all.
In early April 2024, the rally that had propelled equities to new all-time highs began to falter as investors developed fresh concerns around the Fed’s timetable for rate cuts. In mid-April 2024, Chair Powell cautioned that interest rate cuts may occur later than anticipated.
In the weeks and months ahead, markets will likely be focused on the emergence of fresh inflation data as well as the potential impacts of geopolitical events in the Middle East and a looming U.S. presidential election. With market volatility likely to persist, it’s more important than ever to maintain a strong relationship with your financial professional.
Thank you again for investing in Hartford Mutual Funds. For the most up-to-date information on our funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted index composed of 500 widely held common stocks. Indices are unmanaged and not available for direct investment. Past performance does not guarantee future results. |
2 | The Magnificent Seven include: Apple, Alphabet, Amazon, Meta Platforms, Microsoft, Nvidia, and Tesla. |
3 | The Consumer Price Index is defined by the Bureau of Labor Statistics as a measure of the average change over time in the prices paid by urban consumers for a market basket of consumer goods and services. |
Hartford Schroders China A Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 03/31/2020 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | Since Inception2 |
Class A3 | -4.06% | -20.38% | 1.54% |
Class A4 | -9.33% | -24.76% | 0.15% |
Class C3 | -4.27% | -20.66% | 1.13% |
Class C5 | -5.23% | -21.45% | 1.13% |
Class I3 | -3.86% | -20.11% | 1.82% |
Class Y3 | -3.91% | -20.13% | 1.87% |
Class F3 | -3.89% | -20.03% | 1.96% |
Class SDR3 | -3.79% | -20.01% | 1.99% |
MSCI China A Onshore Index (Net)6 | 1.28% | -13.77% | 1.24% |
MSCI China All Shares Index (Net)6 | 3.64% | -9.15% | -2.46% |
1 | Not annualized. |
2 | Inception: 03/31/2020 |
3 | Without sales charge |
4 | Reflects maximum sales charge of 5.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
6 | The MSCI China A Onshore Index (Net) serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The MSCI China All Shares Index (Net) serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.78% | 1.45% |
Class C | 2.52% | 2.25% |
Class I | 1.49% | 1.15% |
Class Y | 1.48% | 1.11% |
Class F | 1.37% | 0.99% |
Class SDR | 1.38% | 0.99% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • The Fund invests in China A shares through Stock Connect, which is subject to a number of restrictions that may affect the Fund’s investments and returns. To the extent the Fund invests in China A shares listed on the STAR market of the Shanghai stock exchange and/or the ChiNext market of the Shenzhen stock exchange, the risks are heightened. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. Focusing investments in China subjects the Fund to more volatility and greater risk of loss than a fund with more geographically diverse investments. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets, such as China. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • The Fund’s investments may fluctuate in value over a short period of time. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Hartford Schroders China A Fund
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 2.2% |
Consumer Discretionary | 6.3 |
Consumer Staples | 8.7 |
Energy | 1.8 |
Financials | 14.2 |
Health Care | 12.5 |
Industrials | 18.3 |
Information Technology | 18.0 |
Materials | 15.4 |
Real Estate | 0.6 |
Total | 98.0% |
Other Assets & Liabilities | 2.0 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Fund Overview
April 30, 2024 (Unaudited)
Inception 01/31/2018 Sub-advised by Schroder Investment Management North America Inc. | Investment objective – The Fund seeks long-term total return consistent with the preservation of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | Since Inception2 |
Class I | 4.86% | -1.34% | 0.17% | 0.76% |
Class R3 | 4.75% | -1.60% | 0.10% | 0.70% |
Class R4 | 4.70% | -1.50% | 0.13% | 0.72% |
Class R5 | 4.90% | -1.40% | 0.20% | 0.78% |
Class Y | 4.93% | -1.22% | 0.21% | 0.79% |
Class F | 4.95% | -1.29% | 0.26% | 0.83% |
Class SDR | 4.98% | -1.25% | 0.26% | 0.83% |
Bloomberg US Aggregate Bond Index | 4.97% | -1.47% | -0.16% | 0.53% |
1 | Not annualized. |
2 | Inception: 01/31/2018 |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective after the close of business on 11/12/2021, the Schroder Core Bond Fund (the “Predecessor Fund”) was reorganized into the Fund (the "Reorganization"). The performance information shown for periods prior to the Reorganization is that of the Predecessor Fund. Prior to the Reorganization, Class SDR shares were called R6 Shares and Class Y shares were called Investor Shares. Class I shares commenced operations on 11/12/2021 and performance prior to this date reflects the historical performance, fees and expenses of the Predecessor Fund’s Investor Shares and, prior to 06/29/2020 (the inception date of the Predecessor Fund’s Investor Shares), the historical performance, fees and expenses of the Predecessor Fund’s R6 Shares. Class R3, Class R4, Class R5 and Class F shares commenced operations on 11/12/2021 and performance prior to this date reflects the historical performance, fees and expenses of the Predecessor Fund’s R6 Shares. Performance for Class Y shares prior to 06/29/2020 (the inception date of the Predecessor Fund’s Investor Shares) reflects the historical performance, fees and expenses of R6 Shares of the Predecessor Fund. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to the Reorganization.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Performance information prior to November 30, 2023 reflects when the Fund pursued a modified investment objective and modified principal investment strategy.
Operating Expenses* | Gross | Net |
Class I | 0.66% | 0.51% |
Class R3 | 1.23% | 1.06% |
Class R4 | 0.93% | 0.76% |
Class R5 | 0.63% | 0.46% |
Class Y | 0.58% | 0.40% |
Class F | 0.51% | 0.36% |
Class SDR | 0.52% | 0.36% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Mortgage-related and asset-backed securities' risks include credit, interest-rate, prepayment, and extension risk. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • The value of inflation-protected securities (IPS) generally fluctuates with changes in real interest rates, and the market for IPS may be less developed or liquid, and more volatile, than other securities markets. • Investments in high-yield ("junk") bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • The purchase of securities in the To-Be-Announced (TBA) market can result in higher portfolio turnover and related expenses as well as price and counterparty risk. • Loans can be difficult to value and less liquid than other types of debt instruments; they are also subject to non payment, collateral, bankruptcy, default, extension, prepayment and insolvency risks. • Foreign investments, including foreign government debt, may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2024 |
Category | Percentage of Net Assets |
Fixed Income Securities | |
Asset & Commercial Mortgage-Backed Securities | 5.9% |
Corporate Bonds | 42.7 |
Municipal Bonds | 4.2 |
U.S. Government Agencies(2) | 14.3 |
U.S. Government Securities | 26.9 |
Total | 94.0% |
Short-Term Investments | 2.6 |
Other Assets & Liabilities | 3.4 |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
(2) | All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities as of April 30, 2024. |
Hartford Schroders Diversified Emerging Markets Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 09/30/2021 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | Since Inception2 |
Class A3 | 13.80% | 6.80% | -6.54% |
Class A4 | 7.54% | 0.93% | -8.57% |
Class C3 | 13.73% | 6.25% | -7.07% |
Class C5 | 12.73% | 5.25% | -7.07% |
Class I3 | 13.99% | 7.12% | -6.32% |
Class Y3 | 13.89% | 7.17% | -6.29% |
Class F3 | 13.90% | 7.17% | -6.34% |
Class SDR3 | 14.06% | 7.17% | -6.34% |
MSCI Emerging Markets Index (Net) | 15.40% | 9.88% | -4.39% |
1 | Not annualized. |
2 | Inception: 09/30/2021 |
3 | Without sales charge |
4 | Reflects maximum sales charge of 5.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. The share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Classes A, C, I, Y, and F commenced operations on 02/28/2022 and performance prior to that date is that of the Fund’s Class SDR shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.81% | 1.34% |
Class C | 2.56% | 2.14% |
Class I | 1.51% | 1.04% |
Class Y | 1.42% | 0.99% |
Class F | 1.32% | 0.89% |
Class SDR | 1.32% | 0.89% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as China. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • The Fund’s investments may fluctuate in value over a short period of time. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 10.5% |
Consumer Discretionary | 13.2 |
Consumer Staples | 6.0 |
Energy | 5.2 |
Financials | 24.9 |
Health Care | 4.2 |
Industrials | 4.2 |
Information Technology | 25.2 |
Materials | 3.5 |
Real Estate | 1.2 |
Utilities | 1.3 |
Total | 99.4% |
Other Assets & Liabilities | 0.6 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Diversified Growth Fund (Consolidated)
Fund Overview
April 30, 2024 (Unaudited)
Inception 09/20/2023 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term total return. |
Cumulative Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | Since Inception2 |
Class I | 13.19% | 9.00% |
Class SDR | 13.36% | 9.16% |
50% MSCI ACWI Index (Net)/ 50% Bloomberg US Aggregate Bond Index3 | 12.21% | 7.48% |
MSCI ACWI Index (Net) | 19.77% | 13.08% |
Bloomberg US Aggregate Bond Index | 4.97% | 2.01% |
ICE BofA US 3-Month Treasury Bill Index plus 5%3 | 5.24% | 6.47% |
1 | Not annualized. |
2 | Inception: 09/20/2023 |
3 | Calculated by Hartford Funds Management Company, LLC |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption or sale of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class I | 0.95% | 0.86% |
Class SDR | 0.84% | 0.71% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement or fee waiver arrangements. The expense reimbursement arrangement remains in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. The fee waiver related to the Fund’s investment in its Cayman Islands subsidiary remains in effect for as long as the Fund remains invested in the subsidiary. Without these arrangements, performance would have been lower. Expenses shown include acquired fund fees and expenses and expenses of the Fund’s wholly-owned Cayman Islands subsidiary. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The Fund’s strategy for allocating assets to specialist portfolio managers, and among different asset classes, may not work as intended. • Derivatives are generally
more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • By investing in a Cayman subsidiary, the Fund is indirectly exposed to the risks associated with a non-U.S. subsidiary and its investments. • Investments in the commodities market may increase the Fund’s liquidity risk, volatility and risk of loss if adverse developments occur. Investments linked to prices of commodities may be considered speculative. • Foreign investments, including foreign government debt, may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • The value of inflation-protected securities (IPS) generally fluctuates with changes in real interest rates, and the market for IPS may be less developed or liquid, and more volatile, than other securities markets. • Mortgage-related and asset-backed securities’ risks include credit, interest-rate, prepayment, and extension risk. • The purchase of securities in the To-Be-Announced (TBA) market can result in higher portfolio turnover and related expenses as well as price and counterparty risk. • Restricted securities may be more difficult to sell and price than other securities. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Investments in securities of other investment companies includes the risks that apply to such other investment companies’ strategies and holdings. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended. • There can be no assurance that the Fund will meet its volatility target. The volatility target is intended to reduce the overall risk of investing in the Fund but may not work as intended.
Hartford Schroders Diversified Growth Fund (Consolidated)
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2024 |
Category | Percentage of Net Assets |
Equity Related Investments | |
Common Stocks | 50.5% |
Equity Exchange-Traded Funds | 3.3 |
Preferred Stocks | 0.1 |
Total | 53.9% |
Fixed Income Related Investments | |
Fixed Income Exchange-Traded Funds | 19.0% |
U.S. Government Agencies(2) | 5.7 |
U.S. Government Securities | 2.1 |
Total | 26.8% |
Short-Term Investments | 32.3 |
Other Assets & Liabilities | (13.0) |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
(2) | All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities as of April 30, 2024. |
Hartford Schroders Emerging Markets Equity Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 03/31/2006 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 13.43% | 7.74% | 1.70% | 3.17% |
Class A3 | 7.18% | 1.83% | 0.56% | 2.59% |
Class C2 | 13.03% | 6.98% | 1.05% | 2.72% |
Class C4 | 12.03% | 5.98% | 1.05% | 2.72% |
Class I2 | 13.50% | 7.93% | 1.97% | 3.42% |
Class R32 | 13.25% | 7.44% | 1.50% | 3.09% |
Class R42 | 13.38% | 7.68% | 1.88% | 3.30% |
Class R52 | 13.57% | 7.92% | 2.01% | 3.46% |
Class Y2 | 13.61% | 8.07% | 2.04% | 3.50% |
Class F2 | 13.63% | 8.13% | 2.17% | 3.55% |
Class SDR2 | 13.60% | 8.11% | 2.16% | 3.59% |
MSCI Emerging Markets Index (Net) | 15.40% | 9.88% | 1.89% | 2.96% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Emerging Market Equity Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Effective as of the close of business on 04/15/2021, the Fund was closed to new investors, subject to certain exceptions. For more information, please see the Fund's prospectus.
Operating Expenses* | Gross | Net |
Class A | 1.50% | 1.46% |
Class C | 2.16% | 2.16% |
Class I | 1.26% | 1.26% |
Class R3 | 1.79% | 1.79% |
Class R4 | 1.47% | 1.47% |
Class R5 | 1.19% | 1.19% |
Class Y | 1.18% | 1.18% |
Class F | 1.07% | 1.07% |
Class SDR | 1.07% | 1.07% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements, if any. Net expenses reflect such arrangements only with respect to Class A. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as China. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. • Mid-cap securities can have greater risks and volatility than large-cap securities. • The Fund’s investments may fluctuate in value over a short period of time. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Hartford Schroders Emerging Markets Equity Fund
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 7.2% |
Consumer Discretionary | 12.3 |
Consumer Staples | 6.5 |
Energy | 5.0 |
Financials | 23.9 |
Health Care | 1.9 |
Industrials | 5.3 |
Information Technology | 29.8 |
Materials | 3.4 |
Real Estate | 0.6 |
Utilities | 1.9 |
Total | 97.8% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 1.9 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 06/25/2013 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks to provide a return of long-term capital growth and income. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 10.74% | 8.94% | -0.14% | 1.40% |
Class A3 | 5.82% | 4.03% | -1.06% | 0.93% |
Class C2 | 10.35% | 8.14% | -0.87% | 0.88% |
Class C4 | 9.35% | 7.14% | -0.87% | 0.88% |
Class I2 | 10.89% | 9.23% | 0.14% | 1.66% |
Class R32 | 10.55% | 8.60% | -0.32% | 1.36% |
Class R42 | 10.74% | 8.94% | -0.06% | 1.53% |
Class R52 | 11.09% | 9.29% | 0.17% | 1.68% |
Class Y2 | 10.92% | 9.29% | 0.19% | 1.70% |
Class F2 | 11.16% | 9.45% | 0.21% | 1.71% |
Class SDR2 | 10.98% | 9.40% | 0.24% | 1.77% |
JP Morgan Emerging Markets Blended Index (JEMB) – Equal Weighted5 | 7.64% | 5.81% | 0.80% | 1.93% |
Bloomberg Global Aggregate Bond Index5 | 4.43% | -2.48% | -1.61% | -0.44% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 4.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The JP Morgan Emerging Markets Blended Index (JEMB) - Equal Weighted serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Bloomberg Global Aggregate Bond Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Emerging Markets Multi-Sector Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.84% | 1.15% |
Class C | 2.65% | 1.90% |
Class I | 1.49% | 0.90% |
Class R3 | 2.12% | 1.45% |
Class R4 | 1.82% | 1.15% |
Class R5 | 1.52% | 0.85% |
Class Y | 1.51% | 0.85% |
Class F | 1.40% | 0.75% |
Class SDR | 1.40% | 0.75% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments, including foreign government debt, may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • The Fund’s investments may fluctuate in value over a short period of time. • Restricted securities may be more difficult to sell and price than other securities. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2024 |
Category | Percentage of Net Assets |
Fixed Income Securities | |
Corporate Bonds | 41.0% |
Foreign Government Obligations | 51.4 |
Total | 92.4% |
Short-Term Investments | 10.5 |
Other Assets & Liabilities | (2.9) |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
Hartford Schroders International Contrarian Value Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 05/24/2022 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | Since Inception2 |
Class A3 | 13.99% | 7.56% | 12.01% |
Class A4 | 7.72% | 1.64% | 8.78% |
Class C3 | 13.65% | 7.23% | 11.83% |
Class C5 | 12.65% | 6.23% | 11.83% |
Class I3 | 14.14% | 7.70% | 12.07% |
Class R53 | 14.20% | 7.75% | 12.11% |
Class Y3 | 14.20% | 7.75% | 12.11% |
Class F3 | 14.31% | 7.86% | 12.17% |
Class SDR3 | 14.31% | 7.86% | 12.17% |
MSCI EAFE Value Index (Net)6 | 17.06% | 12.49% | 10.23% |
MSCI EAFE Index (Net)6 | 18.63% | 9.28% | 9.95% |
1 | Not annualized. |
2 | Inception: 05/24/2022 |
3 | Without sales charge |
4 | Reflects maximum sales charge of 5.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
6 | The MSCI EAFE Value Index (Net) serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The MSCI EAFE Index (Net) serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Classes A, C, R5, Y, and F commenced operations on 11/08/2023 and performance prior to that date is that of the Fund’s SDR shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 3.29% | 1.16% |
Class C | 4.04% | 1.96% |
Class I | 2.99% | 0.86% |
Class R5 | 2.91% | 0.81% |
Class Y | 2.90% | 0.81% |
Class F | 2.80% | 0.71% |
Class SDR | 2.80% | 0.71% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Because the Fund may hold a limited number of securities, the Fund is subject to a greater risk of loss if any of those securities decline in price. • The Fund’s investments may fluctuate in value over a short period of time. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered. The Fund may perform differently from funds that do not integrate ESG into their analysis.
Hartford Schroders International Contrarian Value Fund
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 12.9% |
Consumer Discretionary | 13.2 |
Consumer Staples | 12.2 |
Energy | 5.8 |
Financials | 23.8 |
Health Care | 8.3 |
Industrials | 1.5 |
Information Technology | 2.1 |
Materials | 12.9 |
Real Estate | 2.0 |
Total | 94.7% |
Other Assets & Liabilities | 5.3 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders International Multi-Cap Value Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 08/30/2006 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 16.50% | 10.53% | 4.78% | 3.40% |
Class A3 | 10.06% | 4.47% | 3.60% | 2.81% |
Class C2 | 16.16% | 9.74% | 4.01% | 2.89% |
Class C4 | 15.16% | 8.74% | 4.01% | 2.89% |
Class I2 | 16.64% | 10.81% | 5.06% | 3.68% |
Class R32 | 16.28% | 10.25% | 4.45% | 3.23% |
Class R42 | 16.52% | 10.51% | 4.75% | 3.44% |
Class R52 | 16.67% | 10.84% | 5.06% | 3.67% |
Class Y2 | 16.66% | 10.82% | 5.09% | 3.71% |
Class F2 | 16.71% | 10.94% | 5.17% | 3.75% |
Class SDR2 | 16.73% | 10.95% | 5.17% | 3.78% |
MSCI ACWI ex USA Index (Net)5 | 17.69% | 9.32% | 5.03% | 3.93% |
MSCI ACWI ex USA Value Index (Net)5 | 16.35% | 11.72% | 4.76% | 2.92% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The MSCI ACWI ex USA Index (Net) serves as the Fund’s performance and regulatory index and provides a broad measure of market performance. The MSCI ACWI ex USA Value Index (Net) serves as the Fund’s secondary performance index. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder International Multi-Cap Value Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.12% | 1.12% |
Class C | 1.86% | 1.86% |
Class I | 0.86% | 0.86% |
Class R3 | 1.47% | 1.47% |
Class R4 | 1.17% | 1.17% |
Class R5 | 0.85% | 0.85% |
Class Y | 0.86% | 0.86% |
Class F | 0.75% | 0.75% |
Class SDR | 0.75% | 0.75% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Hartford Schroders International Multi-Cap Value Fund
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 6.6% |
Consumer Discretionary | 12.3 |
Consumer Staples | 4.1 |
Energy | 8.9 |
Financials | 29.2 |
Health Care | 6.6 |
Industrials | 13.7 |
Information Technology | 5.5 |
Materials | 6.0 |
Real Estate | 0.9 |
Utilities | 5.1 |
Total | 98.9% |
Short-Term Investments | 0.7 |
Other Assets & Liabilities | 0.4 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders International Stock Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 12/19/1985 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation through investment in securities markets outside the United States. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 17.31% | 6.92% | 7.85% | 5.77% |
Class A3 | 10.83% | 1.05% | 6.64% | 5.17% |
Class C2 | 16.86% | 6.14% | 7.06% | 5.25% |
Class C4 | 15.86% | 5.14% | 7.06% | 5.25% |
Class I2 | 17.43% | 7.17% | 8.15% | 6.04% |
Class R32 | 17.11% | 6.59% | 7.51% | 5.68% |
Class R42 | 17.26% | 6.84% | 7.81% | 5.85% |
Class R52 | 17.48% | 7.22% | 8.15% | 6.05% |
Class Y2 | 17.40% | 7.17% | 8.14% | 6.06% |
Class F2 | 17.50% | 7.32% | 8.24% | 6.11% |
Class SDR2 | 17.51% | 7.32% | 8.24% | 6.13% |
MSCI ACWI ex USA Index (Net) | 17.69% | 9.32% | 5.03% | 3.93% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder International Alpha Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.05% | 1.05% |
Class C | 1.79% | 1.79% |
Class I | 0.79% | 0.79% |
Class R3 | 1.39% | 1.39% |
Class R4 | 1.11% | 1.11% |
Class R5 | 0.79% | 0.79% |
Class Y | 0.80% | 0.80% |
Class F | 0.69% | 0.69% |
Class SDR | 0.69% | 0.69% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 5.3% |
Consumer Discretionary | 10.1 |
Consumer Staples | 11.0 |
Energy | 3.2 |
Financials | 11.2 |
Health Care | 17.6 |
Industrials | 19.3 |
Information Technology | 17.1 |
Materials | 2.0 |
Utilities | 1.2 |
Total | 98.0% |
Short-Term Investments | 0.0 * |
Other Assets & Liabilities | 2.0 |
Total | 100.0% |
* | Percentage rounds to zero. |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Sustainable International Core Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 05/24/2022 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation while giving special consideration to certain sustainability criteria. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | Since Inception2 |
Class I | 14.38% | 4.64% | 6.02% |
Class SDR | 14.34% | 4.61% | 6.02% |
MSCI ACWI ex USA Index (Net) | 17.69% | 9.32% | 7.81% |
1 | Not annualized. |
2 | Inception: 05/24/2022 |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class I | 10.35% | 0.86% |
Class SDR | 10.15% | 0.71% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as Japan. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Applying sustainability criteria to the investment process may result in foregoing certain investments and
underperformance comparative to funds that do not have a similar focus. There is a risk that the securities identified by the sub-adviser as meeting its sustainable investing criteria do not operate as anticipated. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.2% |
Consumer Discretionary | 11.2 |
Consumer Staples | 5.0 |
Energy | 1.0 |
Financials | 19.4 |
Health Care | 11.5 |
Industrials | 15.2 |
Information Technology | 16.7 |
Materials | 6.3 |
Real Estate | 1.6 |
Utilities | 4.1 |
Total | 95.2% |
Other Assets & Liabilities | 4.8 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Tax-Aware Bond Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 10/03/2011 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks total return on an after-tax basis. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 9.45% | 1.23% | 0.89% | 2.29% |
Class A3 | 4.50% | -3.32% | -0.03% | 1.82% |
Class C2 | 8.89% | 0.32% | 0.02% | 1.70% |
Class C4 | 7.89% | -0.66% | 0.02% | 1.70% |
Class I2 | 9.58% | 1.48% | 1.11% | 2.53% |
Class Y2 | 9.42% | 1.40% | 1.03% | 2.49% |
Class F2 | 9.48% | 1.41% | 1.14% | 2.55% |
Class SDR2 | 9.49% | 1.41% | 1.14% | 2.54% |
Bloomberg Municipal Bond Index | 7.06% | 2.08% | 1.26% | 2.41% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 4.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Broad Tax-Aware Value Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund and the Predecessor Fund’s predecessor. Prior to 10/24/2016, Class A and Class I were called Advisor Shares and Investor Shares, respectively. Performance for Class A shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Advisor Shares) reflects the performance of the Predecessor Fund’s Investor Shares adjusted to reflect the distribution fees of the Predecessor Fund’s Advisor Shares. Class C, Class Y and Class SDR shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016. Performance for the Fund prior to 06/14/2013 reflects performance of the Predecessor Fund’s predecessor.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.84% | 0.72% |
Class C | 1.63% | 1.60% |
Class I | 0.61% | 0.50% |
Class Y | 0.63% | 0.57% |
Class F | 0.52% | 0.47% |
Class SDR | 0.52% | 0.47% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Mortgage-related and asset-backed securities’ risks include credit, interest-rate, prepayment, and extension risk. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Hartford Schroders Tax-Aware Bond Fund
Fund Overview – (continued)
April 30, 2024 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2024 |
Category | Percentage of Net Assets |
Fixed Income Securities | |
Corporate Bonds | 5.7% |
Municipal Bonds | 80.0 |
U.S. Government Securities | 6.9 |
Total | 92.6% |
Short-Term Investments | 6.1 |
Other Assets & Liabilities | 1.3 |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
Hartford Schroders US MidCap Opportunities Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 03/31/2006 Sub-advised by Schroder Investment Management North America Inc. | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 19.24% | 11.63% | 8.59% | 9.12% |
Class A3 | 12.67% | 5.48% | 7.36% | 8.50% |
Class C2 | 18.83% | 10.88% | 7.78% | 8.58% |
Class C4 | 17.83% | 9.88% | 7.78% | 8.58% |
Class I2 | 19.38% | 11.93% | 8.88% | 9.42% |
Class R32 | 19.05% | 11.33% | 8.20% | 8.91% |
Class R42 | 19.21% | 11.64% | 8.56% | 9.18% |
Class R52 | 19.39% | 11.93% | 8.83% | 9.39% |
Class Y2 | 19.44% | 11.98% | 8.86% | 9.43% |
Class F2 | 19.47% | 12.08% | 8.97% | 9.49% |
Class SDR2 | 19.49% | 12.05% | 8.98% | 9.52% |
Russell Midcap Index5 | 22.00% | 16.35% | 9.06% | 9.40% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell Midcap Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder U.S. Small and Mid Cap Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
Performance information prior to 05/01/2019 reflect when the Fund invested at least 80% of its assets in securities of companies considered by Schroder Investment Management North America Inc. to be small- or mid-cap companies located in the United States.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.18% | 1.18% |
Class C | 1.92% | 1.92% |
Class I | 0.91% | 0.91% |
Class R3 | 1.54% | 1.54% |
Class R4 | 1.24% | 1.24% |
Class R5 | 0.94% | 0.94% |
Class Y | 0.93% | 0.93% |
Class F | 0.82% | 0.82% |
Class SDR | 0.82% | 0.82% |
* | Expenses as shown in the Fund’s most recent prospectus. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.6% |
Consumer Discretionary | 9.8 |
Consumer Staples | 2.8 |
Energy | 4.0 |
Financials | 11.6 |
Health Care | 9.5 |
Industrials | 21.5 |
Information Technology | 21.0 |
Materials | 3.7 |
Real Estate | 4.1 |
Utilities | 3.5 |
Total | 95.1% |
Short-Term Investments | 1.9 |
Other Assets & Liabilities | 3.0 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders US Small Cap Opportunities Fund
Fund Overview
April 30, 2024 (Unaudited)
Inception 08/06/1993 Sub-advised by Schroder Investment Management North America Inc. | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2024 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 19.08% | 6.03% | 5.37% | 7.15% |
Class A3 | 12.55% | 0.18% | 4.19% | 6.55% |
Class C2 | 18.64% | 5.22% | 4.59% | 6.62% |
Class C4 | 17.64% | 4.22% | 4.59% | 6.62% |
Class I2 | 19.20% | 6.28% | 5.67% | 7.46% |
Class R32 | 18.90% | 5.70% | 5.07% | 7.03% |
Class R42 | 19.06% | 6.00% | 5.38% | 7.27% |
Class R52 | 19.27% | 6.33% | 5.70% | 7.47% |
Class Y2 | 19.25% | 6.33% | 5.69% | 7.49% |
Class F2 | 19.34% | 6.49% | 5.81% | 7.55% |
Class SDR2 | 19.36% | 6.48% | 5.81% | 7.57% |
Russell 2000 Index5 | 19.66% | 13.32% | 5.83% | 7.22% |
Russell 3000 Index5 | 21.09% | 22.30% | 12.43% | 11.81% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
5 | The Russell 2000 Index serves as the Fund’s performance index because the Fund’s investment manager believes it is more representative of the Fund’s investment strategy. The Russell 3000 Index serves as the Fund’s regulatory index and provides a broad measure of market performance. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2024, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder U.S. Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 09/28/2015 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Index Glossary" for index descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.40% | 1.36% |
Class C | 2.15% | 2.11% |
Class I | 1.10% | 1.10% |
Class R3 | 1.72% | 1.66% |
Class R4 | 1.42% | 1.36% |
Class R5 | 1.12% | 1.06% |
Class Y | 1.11% | 1.06% |
Class F | 1.00% | 0.96% |
Class SDR | 1.01% | 0.96% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/28/2025 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2024. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • The Fund’s investments may fluctuate in value over a short period of time. • Financially material environmental, social and/or governance (ESG) characteristics are one of several factors that may be considered and as a result, the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2024 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.2% |
Consumer Discretionary | 8.1 |
Consumer Staples | 3.0 |
Energy | 3.9 |
Financials | 15.4 |
Health Care | 13.5 |
Industrials | 21.7 |
Information Technology | 15.9 |
Materials | 7.4 |
Real Estate | 3.1 |
Utilities | 2.6 |
Total | 97.8% |
Short-Term Investments | 0.2 |
Other Assets & Liabilities | 2.0 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Index Glossary (Unaudited)
Bloomberg Global Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) is composed of government, government-related and corporate bonds, as well as asset-backed, mortgage-backed and commercial mortgage-backed securities from both developed and emerging markets issuers. |
Bloomberg Municipal Bond Index (reflects no deduction for fees, expenses or taxes) is designed to cover the USD-denominated long-term tax-exempt bond market. |
Bloomberg US Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) is composed of securities that cover the US investment grade fixed rate bond market, with index components for government and corporate securities, mortgage pass-through securities, and asset-backed securities. |
ICE BofA US 3-Month Treasury Bill Index is comprised of a single issue purchased at the beginning of the month and held for a full month. At the end of the month that issue is sold and rolled into a newly selected issue. The issue selected at each month-end rebalancing is the outstanding Treasury Bill that matures closest to, but not beyond, three months from the rebalancing date. To qualify for selection, an issue must have settled on or before the month-end rebalancing date. |
JP Morgan Emerging Markets Blended Index (JEMB) - Equal Weighted (reflects no deduction for fees, expenses or taxes) is a blended index produced by JP Morgan that is comprised of 1/3 JP Morgan GBI Emerging Markets Global Diversified Index, 1/3 JP Morgan EMBI Global Diversified Index, and 1/3 JP Morgan CEMBI Broad Diversified Index. The JEMB - Equal Weighted is designed to blend US dollar and local currency denominated sovereign, quasi-sovereign and corporate bonds in equal proportion. |
MSCI ACWI Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across developed markets and emerging markets countries. |
MSCI ACWI ex USA Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across developed markets (excluding the US) and emerging market countries. |
MSCI ACWI ex USA Value Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities exhibiting overall value style characteristics across developed (excluding the US) and emerging markets countries. The value investment style characteristics for index construction are defined using three variables: book value to price, 12-month forward earnings to price and dividend yield. |
MSCI China A Onshore Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid-cap securities across China securities listed on the Shanghai and Shenzhen exchanges. The index covers only those securities that are accessible through “Stock Connect”. |
MSCI China All Shares Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid-cap representation across China A-shares, B-shares, H-shares, Red-chips, P-chips and foreign listings (e.g. ADRs). The index aims to reflect the opportunity set of China share classes listed in Hong Kong, Shanghai, Shenzhen and outside of China. |
MSCI EAFE Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across developed market countries, excluding the US and Canada. |
MSCI EAFE Value Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities exhibiting overall value style characteristics across developed market countries, excluding the US and Canada. |
MSCI Emerging Markets Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across emerging market countries. |
Russell 2000 Index (reflects no deduction for fees, expenses or taxes) is an index comprised of 2,000 of the smallest US-domiciled company common stocks based on a combination of their market capitalization and current index membership. |
Russell 3000 Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the 3,000 largest US companies based on total market capitalization. |
Russell Midcap Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap segment of the US equity universe. The Russell Midcap Index is a subset of the Russell 1000 Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership. |
Additional Information Regarding Bloomberg Index(es). “Bloomberg®” and the above referenced Bloomberg index(es) are service marks of Bloomberg Finance L.P. and its affiliates, including Bloomberg Index Services Limited (“BISL”), the administrator of the index (collectively, “Bloomberg”), and have been licensed for use for certain purposes by Hartford Funds Management Company, LLC ("HFMC"). The Funds are not sponsored, endorsed, sold or promoted by Bloomberg. Bloomberg does not make any representation or warranty, express or implied, to the owners of or counterparties to the Funds or any member of the public regarding the advisability of investing in securities generally or in the Funds particularly. The only relationship of Bloomberg to HFMC is the licensing of certain trademarks, trade names and service marks and of the above referenced Bloomberg index(es), which is determined, composed and calculated by BISL without regard to HFMC or the Funds. Bloomberg has no obligation to take the needs of HFMC or the owners of the Funds into consideration in determining, composing or calculating the |
Index Glossary (Unaudited) – (continued)
above referenced Bloomberg index(es). Bloomberg is not responsible for and has not participated in the determination of the timing of, prices at, or quantities of the Funds to be issued. Bloomberg shall not have any obligation or liability, including, without limitation, to the Funds' customers, in connection with the administration, marketing or trading of the Funds. |
BLOOMBERG DOES NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA RELATED THERETO AND SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS OR INTERRUPTIONS THEREIN. BLOOMBERG DOES NOT MAKE ANY WARRANTY, EXPRESS OR IMPLIED, AS TO RESULTS TO BE OBTAINED BY HFMC, OWNERS OF THE FUNDS OR ANY OTHER PERSON OR ENTITY FROM THE USE OF THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA RELATED THERETO. BLOOMBERG DOES NOT MAKE ANY EXPRESS OR IMPLIED WARRANTIES AND EXPRESSLY DISCLAIMS ALL WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE WITH RESPECT TO THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA RELATED THERETO. WITHOUT LIMITING ANY OF THE FOREGOING, TO THE MAXIMUM EXTENT ALLOWED BY LAW, BLOOMBERG, ITS LICENSORS, AND ITS AND THEIR RESPECTIVE EMPLOYEES, CONTRACTORS, AGENTS, SUPPLIERS, AND VENDORS SHALL HAVE NO LIABILITY OR RESPONSIBILITY WHATSOEVER FOR ANY INJURY OR DAMAGES --WHETHER DIRECT, INDIRECT, CONSEQUENTIAL, INCIDENTAL, PUNITIVE OR OTHERWISE --ARISING IN CONNECTION WITH THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA OR VALUES RELATING THERETO --WHETHER ARISING FROM THEIR NEGLIGENCE OR OTHERWISE, EVEN IF NOTIFIED OF THE POSSIBILITY THEREOF. |
Additional Information Regarding MSCI Indices. Neither MSCI nor any other party involved in or related to compiling, computing or creating the MSCI data makes any express or implied warranties or representations with respect to such data (or the results to be obtained by the use thereof), and all such parties hereby expressly disclaim all warranties of originality, accuracy, completeness, merchantability or fitness for a particular purpose with respect to any of such data. Without limiting any of the foregoing, in no event shall MSCI, any of its affiliates or any third party involved in or related to compiling, computing or creating the data have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) even if notified of the possibility of such damages. No further distribution or dissemination of the MSCI data is permitted without MSCI’s express written consent. |
Additional Information Regarding Blended Benchmarks that Include an MSCI Index. The blended returns are calculated by HFMC and include, among other index provider data, end of day index level values licensed from MSCI (“MSCI Data”). For the avoidance of doubt, MSCI is not the benchmark “administrator” for, or a “contributor”, “submitter” or “supervised contributor” to, the blended returns, and the MSCI Data is not considered a “contribution” or “submission” in relation to the blended returns, as those terms may be defined in any rules, laws, regulations, legislation or international standards. MSCI Data is provided “AS IS” without warranty or liability and no copying or |
distribution is permitted. MSCI does not make any representation regarding the advisability of any investment or strategy and does not sponsor, promote, issue, sell or otherwise recommend or endorse any investment or strategy, including any financial products or strategies based on, tracking or otherwise utilizing any MSCI Data, models, analytics or other materials or information. |
Expense Examples (Unaudited)
Your Fund's Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service (12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2023 through April 30, 2024, except as noted below. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class' annualized expense ratio multiplied by average account value over the period, multiplied by 182/366 (to reflect the one-half year period).
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Annualized expense ratio |
Hartford Schroders China A Fund |
Class A | $ 1,000.00 | | $ 959.40 | | $ 7.06 | | $ 1,000.00 | | $ 1,017.65 | | $ 7.27 | | 1.45% |
Class C | $ 1,000.00 | | $ 957.30 | | $ 9.10 | | $ 1,000.00 | | $ 1,015.56 | | $ 9.37 | | 1.87% |
Class I | $ 1,000.00 | | $ 961.40 | | $ 5.61 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.77 | | 1.15% |
Class Y | $ 1,000.00 | | $ 960.90 | | $ 5.41 | | $ 1,000.00 | | $ 1,019.34 | | $ 5.57 | | 1.11% |
Class F | $ 1,000.00 | | $ 961.10 | | $ 4.83 | | $ 1,000.00 | | $ 1,019.94 | | $ 4.97 | | 0.99% |
Class SDR | $ 1,000.00 | | $ 962.10 | | $ 4.83 | | $ 1,000.00 | | $ 1,019.94 | | $ 4.97 | | 0.99% |
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund) |
Class I | $ 1,000.00 | | $ 1,048.60 | | $ 2.60 | | $ 1,000.00 | | $ 1,022.33 | | $ 2.56 | | 0.51% |
Class R3 | $ 1,000.00 | | $ 1,047.50 | | $ 3.56 | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52 | | 0.70% |
Class R4 | $ 1,000.00 | | $ 1,047.00 | | $ 3.36 | | $ 1,000.00 | | $ 1,021.58 | | $ 3.32 | | 0.66% |
Class R5 | $ 1,000.00 | | $ 1,049.00 | | $ 2.34 | | $ 1,000.00 | | $ 1,022.63 | | $ 2.31 | | 0.46% |
Class Y | $ 1,000.00 | | $ 1,049.30 | | $ 2.04 | | $ 1,000.00 | | $ 1,022.87 | | $ 2.01 | | 0.40% |
Class F | $ 1,000.00 | | $ 1,049.50 | | $ 1.83 | | $ 1,000.00 | | $ 1,023.07 | | $ 1.81 | | 0.36% |
Class SDR | $ 1,000.00 | | $ 1,049.80 | | $ 1.68 | | $ 1,000.00 | | $ 1,023.22 | | $ 1.66 | | 0.33% |
Hartford Schroders Diversified Emerging Markets Fund |
Class A | $ 1,000.00 | | $ 1,138.00 | | $ 6.80 | | $ 1,000.00 | | $ 1,018.50 | | $ 6.42 | | 1.28% |
Class C | $ 1,000.00 | | $ 1,137.30 | | $ 7.49 | | $ 1,000.00 | | $ 1,017.95 | | $ 7.07 | | 1.41% |
Class I | $ 1,000.00 | | $ 1,139.90 | | $ 5.21 | | $ 1,000.00 | | $ 1,019.99 | | $ 4.92 | | 0.98% |
Class Y | $ 1,000.00 | | $ 1,138.90 | | $ 4.95 | | $ 1,000.00 | | $ 1,020.29 | | $ 4.67 | | 0.93% |
Class F | $ 1,000.00 | | $ 1,139.00 | | $ 4.73 | | $ 1,000.00 | | $ 1,020.44 | | $ 4.47 | | 0.89% |
Class SDR | $ 1,000.00 | | $ 1,140.60 | | $ 4.74 | | $ 1,000.00 | | $ 1,020.44 | | $ 4.47 | | 0.89% |
Hartford Schroders Diversified Growth Fund (Consolidated) |
Class I | $ 1,000.00 | | $ 1,131.90 | | $ 4.24 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% |
Class SDR | $ 1,000.00 | | $ 1,133.60 | | $ 3.45 | | $ 1,000.00 | | $ 1,021.63 | | $ 3.27 | | 0.65% |
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Annualized expense ratio |
Hartford Schroders Emerging Markets Equity Fund |
Class A | $ 1,000.00 | | $ 1,134.30 | | $ 7.64 | | $ 1,000.00 | | $ 1,017.70 | | $ 7.22 | | 1.44% |
Class C | $ 1,000.00 | | $ 1,130.30 | | $ 11.49 | | $ 1,000.00 | | $ 1,014.07 | | $ 10.87 | | 2.17% |
Class I | $ 1,000.00 | | $ 1,135.00 | | $ 6.58 | | $ 1,000.00 | | $ 1,018.70 | | $ 6.22 | | 1.24% |
Class R3 | $ 1,000.00 | | $ 1,132.50 | | $ 9.01 | | $ 1,000.00 | | $ 1,016.41 | | $ 8.52 | | 1.70% |
Class R4 | $ 1,000.00 | | $ 1,133.80 | | $ 7.69 | | $ 1,000.00 | | $ 1,017.65 | | $ 7.27 | | 1.45% |
Class R5 | $ 1,000.00 | | $ 1,135.70 | | $ 6.21 | | $ 1,000.00 | | $ 1,019.10 | | $ 5.87 | | 1.17% |
Class Y | $ 1,000.00 | | $ 1,136.10 | | $ 6.21 | | $ 1,000.00 | | $ 1,019.05 | | $ 5.87 | | 1.17% |
Class F | $ 1,000.00 | | $ 1,136.30 | | $ 5.63 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.32 | | 1.06% |
Class SDR | $ 1,000.00 | | $ 1,136.00 | | $ 5.63 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.32 | | 1.06% |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Class A | $ 1,000.00 | | $ 1,107.40 | | $ 6.03 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.77 | | 1.15% |
Class C | $ 1,000.00 | | $ 1,103.50 | | $ 9.94 | | $ 1,000.00 | | $ 1,015.42 | | $ 9.52 | | 1.90% |
Class I | $ 1,000.00 | | $ 1,108.90 | | $ 4.72 | | $ 1,000.00 | | $ 1,020.39 | | $ 4.52 | | 0.90% |
Class R3 | $ 1,000.00 | | $ 1,105.50 | | $ 7.59 | | $ 1,000.00 | | $ 1,017.70 | | $ 7.27 | | 1.45% |
Class R4 | $ 1,000.00 | | $ 1,107.40 | | $ 6.03 | | $ 1,000.00 | | $ 1,019.24 | | $ 5.77 | | 1.15% |
Class R5 | $ 1,000.00 | | $ 1,110.90 | | $ 4.46 | | $ 1,000.00 | | $ 1,020.49 | | $ 4.27 | | 0.85% |
Class Y | $ 1,000.00 | | $ 1,109.20 | | $ 4.46 | | $ 1,000.00 | | $ 1,020.64 | | $ 4.27 | | 0.85% |
Class F | $ 1,000.00 | | $ 1,111.60 | | $ 3.94 | | $ 1,000.00 | | $ 1,021.03 | | $ 3.77 | | 0.75% |
Class SDR | $ 1,000.00 | | $ 1,109.80 | | $ 3.93 | | $ 1,000.00 | | $ 1,021.13 | | $ 3.77 | | 0.75% |
Hartford Schroders International Contrarian Value Fund |
Class A(1) | $ 1,000.00 | | $ 1,120.10 | | $ 5.80(2) | | $ 1,000.00 | | $ 1,019.14 | | $ 5.77(2) | | 1.15% |
Class C(1) | $ 1,000.00 | | $ 1,118.30 | | $ 9.82(2) | | $ 1,000.00 | | $ 1,015.17 | | $ 9.77(2) | | 1.95% |
Class I | $ 1,000.00 | | $ 1,141.40 | | $ 4.53 | | $ 1,000.00 | | $ 1,020.64 | | $ 4.27 | | 0.85% |
Class R5(1) | $ 1,000.00 | | $ 1,121.10 | | $ 4.03(2) | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02(2) | | 0.80% |
Class Y(1) | $ 1,000.00 | | $ 1,121.10 | | $ 4.03(2) | | $ 1,000.00 | | $ 1,020.93 | | $ 4.02(2) | | 0.80% |
Class F(1) | $ 1,000.00 | | $ 1,121.70 | | $ 3.53(2) | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52(2) | | 0.70% |
Class SDR | $ 1,000.00 | | $ 1,143.10 | | $ 3.73 | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52 | | 0.70% |
Hartford Schroders International Multi-Cap Value Fund |
Class A | $ 1,000.00 | | $ 1,165.00 | | $ 6.03 | | $ 1,000.00 | | $ 1,019.29 | | $ 5.62 | | 1.12% |
Class C | $ 1,000.00 | | $ 1,161.60 | | $ 10.05 | | $ 1,000.00 | | $ 1,015.56 | | $ 9.37 | | 1.87% |
Class I | $ 1,000.00 | | $ 1,166.40 | | $ 4.69 | | $ 1,000.00 | | $ 1,020.54 | | $ 4.37 | | 0.87% |
Class R3 | $ 1,000.00 | | $ 1,162.80 | | $ 7.42 | | $ 1,000.00 | | $ 1,018.00 | | $ 6.92 | | 1.38% |
Class R4 | $ 1,000.00 | | $ 1,165.20 | | $ 6.24 | | $ 1,000.00 | | $ 1,019.10 | | $ 5.82 | | 1.16% |
Class R5 | $ 1,000.00 | | $ 1,166.70 | | $ 4.58 | | $ 1,000.00 | | $ 1,020.64 | | $ 4.27 | | 0.85% |
Class Y | $ 1,000.00 | | $ 1,166.60 | | $ 4.63 | | $ 1,000.00 | | $ 1,020.59 | | $ 4.32 | | 0.86% |
Class F | $ 1,000.00 | | $ 1,167.10 | | $ 4.04 | | $ 1,000.00 | | $ 1,021.13 | | $ 3.77 | | 0.75% |
Class SDR | $ 1,000.00 | | $ 1,167.30 | | $ 4.04 | | $ 1,000.00 | | $ 1,021.13 | | $ 3.77 | | 0.75% |
Hartford Schroders International Stock Fund |
Class A | $ 1,000.00 | | $ 1,173.10 | | $ 5.62 | | $ 1,000.00 | | $ 1,019.69 | | $ 5.22 | | 1.04% |
Class C | $ 1,000.00 | | $ 1,168.60 | | $ 9.65 | | $ 1,000.00 | | $ 1,015.96 | | $ 8.97 | | 1.79% |
Class I | $ 1,000.00 | | $ 1,174.30 | | $ 4.22 | | $ 1,000.00 | | $ 1,020.98 | | $ 3.92 | | 0.78% |
Class R3 | $ 1,000.00 | | $ 1,171.10 | | $ 7.40 | | $ 1,000.00 | | $ 1,018.05 | | $ 6.87 | | 1.37% |
Class R4 | $ 1,000.00 | | $ 1,172.60 | | $ 5.94 | | $ 1,000.00 | | $ 1,019.39 | | $ 5.52 | | 1.10% |
Class R5 | $ 1,000.00 | | $ 1,174.80 | | $ 4.27 | | $ 1,000.00 | | $ 1,020.93 | | $ 3.97 | | 0.79% |
Class Y | $ 1,000.00 | | $ 1,174.00 | | $ 4.32 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% |
Class F | $ 1,000.00 | | $ 1,175.00 | | $ 3.73 | | $ 1,000.00 | | $ 1,021.43 | | $ 3.47 | | 0.69% |
Class SDR | $ 1,000.00 | | $ 1,175.10 | | $ 3.73 | | $ 1,000.00 | | $ 1,021.43 | | $ 3.47 | | 0.69% |
Hartford Schroders Sustainable International Core Fund |
Class I | $ 1,000.00 | | $ 1,143.80 | | $ 3.73 | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52 | | 0.70% |
Class SDR | $ 1,000.00 | | $ 1,143.40 | | $ 3.73 | | $ 1,000.00 | | $ 1,021.38 | | $ 3.52 | | 0.70% |
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Beginning Account Value November 1, 2023 | | Ending Account Value April 30, 2024 | | Expenses paid during the period November 1, 2023 through April 30, 2024 | | Annualized expense ratio |
Hartford Schroders Tax-Aware Bond Fund |
Class A | $ 1,000.00 | | $ 1,094.50 | | $ 3.70 | | $ 1,000.00 | | $ 1,021.33 | | $ 3.57 | | 0.71% |
Class C | $ 1,000.00 | | $ 1,088.90 | | $ 8.15 | | $ 1,000.00 | | $ 1,017.06 | | $ 7.87 | | 1.57% |
Class I | $ 1,000.00 | | $ 1,095.80 | | $ 2.55 | | $ 1,000.00 | | $ 1,022.43 | | $ 2.46 | | 0.49% |
Class Y | $ 1,000.00 | | $ 1,094.20 | | $ 2.92 | | $ 1,000.00 | | $ 1,022.08 | | $ 2.82 | | 0.56% |
Class F | $ 1,000.00 | | $ 1,094.80 | | $ 2.40 | | $ 1,000.00 | | $ 1,022.58 | | $ 2.31 | | 0.46% |
Class SDR | $ 1,000.00 | | $ 1,094.90 | | $ 2.40 | | $ 1,000.00 | | $ 1,022.58 | | $ 2.31 | | 0.46% |
Hartford Schroders US MidCap Opportunities Fund |
Class A | $ 1,000.00 | | $ 1,192.40 | | $ 6.27 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.77 | | 1.15% |
Class C | $ 1,000.00 | | $ 1,188.30 | | $ 10.45 | | $ 1,000.00 | | $ 1,015.32 | | $ 9.62 | | 1.92% |
Class I | $ 1,000.00 | | $ 1,193.80 | | $ 4.85 | | $ 1,000.00 | | $ 1,020.44 | | $ 4.47 | | 0.89% |
Class R3 | $ 1,000.00 | | $ 1,190.50 | | $ 8.28 | | $ 1,000.00 | | $ 1,017.30 | | $ 7.62 | | 1.52% |
Class R4 | $ 1,000.00 | | $ 1,192.10 | | $ 6.65 | | $ 1,000.00 | | $ 1,018.80 | | $ 6.12 | | 1.22% |
Class R5 | $ 1,000.00 | | $ 1,193.90 | | $ 4.96 | | $ 1,000.00 | | $ 1,020.34 | | $ 4.57 | | 0.91% |
Class Y | $ 1,000.00 | | $ 1,194.40 | | $ 4.96 | | $ 1,000.00 | | $ 1,020.34 | | $ 4.57 | | 0.91% |
Class F | $ 1,000.00 | | $ 1,194.70 | | $ 4.37 | | $ 1,000.00 | | $ 1,020.89 | | $ 4.02 | | 0.80% |
Class SDR | $ 1,000.00 | | $ 1,194.90 | | $ 4.42 | | $ 1,000.00 | | $ 1,020.84 | | $ 4.07 | | 0.81% |
Hartford Schroders US Small Cap Opportunities Fund |
Class A | $ 1,000.00 | | $ 1,190.80 | | $ 7.35 | | $ 1,000.00 | | $ 1,018.15 | | $ 6.77 | | 1.35% |
Class C | $ 1,000.00 | | $ 1,186.40 | | $ 11.42 | | $ 1,000.00 | | $ 1,014.42 | | $ 10.52 | | 2.10% |
Class I | $ 1,000.00 | | $ 1,192.00 | | $ 6.00 | | $ 1,000.00 | | $ 1,019.39 | | $ 5.52 | | 1.10% |
Class R3 | $ 1,000.00 | | $ 1,189.00 | | $ 8.98 | | $ 1,000.00 | | $ 1,016.66 | | $ 8.27 | | 1.65% |
Class R4 | $ 1,000.00 | | $ 1,190.60 | | $ 7.35 | | $ 1,000.00 | | $ 1,018.15 | | $ 6.77 | | 1.35% |
Class R5 | $ 1,000.00 | | $ 1,192.70 | | $ 5.72 | | $ 1,000.00 | | $ 1,019.64 | | $ 5.27 | | 1.05% |
Class Y | $ 1,000.00 | | $ 1,192.50 | | $ 5.72 | | $ 1,000.00 | | $ 1,019.64 | | $ 5.27 | | 1.05% |
Class F | $ 1,000.00 | | $ 1,193.40 | | $ 5.18 | | $ 1,000.00 | | $ 1,020.14 | | $ 4.77 | | 0.95% |
Class SDR | $ 1,000.00 | | $ 1,193.60 | | $ 5.18 | | $ 1,000.00 | | $ 1,020.14 | | $ 4.77 | | 0.95% |
(1) | Classes A, C, R5, Y and F of the Hartford Schroders International Contrarian Value Fund commenced operations on November 8, 2023. |
(2) | Please note that while the Hartford Schroders International Contrarian Value Fund's Class A, Class C, Class R5, Class Y and Class F commenced operations on November 8, 2023, the hypothetical expenses paid during the period reflect projected activity for the full six-month period for purposes of comparability. This projection assumes that annualized expense ratios were in effect during the period November 1, 2023 to April 30, 2024. |
Hartford Schroders China A Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.3% |
| Automobiles & Components - 4.3% |
10,300 | Changzhou Xingyu Automotive Lighting Systems Co. Ltd. Class A | $ 189,671 |
41,400 | Fuyao Glass Industry Group Co. Ltd. Class A | 284,642 |
83,386 | Zhejiang Shuanghuan Driveline Co. Ltd. Class A | 272,167 |
| | | 746,480 |
| Banks - 6.6% |
144,092 | Bank of Ningbo Co. Ltd. Class A | 454,959 |
149,933 | China Merchants Bank Co. Ltd. Class A | 707,403 |
| | | 1,162,362 |
| Capital Goods - 17.1% |
51,775 | Beijing Tianyishangjia New Material Corp. Ltd. Class A | 57,503 |
26,040 | Contemporary Amperex Technology Co. Ltd. Class A | 728,303 |
6,796 | Goneo Group Co. Ltd. Class A | 111,925 |
85,840 | Hongfa Technology Co. Ltd. Class A | 337,564 |
30,900 | Jiangsu Hengli Hydraulic Co. Ltd. Class A | 217,523 |
99,000 | Sany Heavy Industry Co. Ltd. Class A | 222,449 |
86,387 | Shenzhen Envicool Technology Co. Ltd. Class A | 395,857 |
38,200 | Sieyuan Electric Co. Ltd. Class A | 342,743 |
121,900 | Sinoma International Engineering Co. Class A | 213,204 |
22,200 | Sinoseal Holding Co. Ltd. Class A | 108,279 |
7,609 | Xi'an Bright Laser Technologies Co. Ltd. Class A | 81,715 |
58,700 | Zhejiang Sanhua Intelligent Controls Co. Ltd. Class A | 177,195 |
| | | 2,994,260 |
| Consumer Durables & Apparel - 2.0% |
36,000 | Midea Group Co. Ltd. Class A | 346,220 |
| Consumer Staples Distribution & Retail - 0.4% |
13,780 | Laobaixing Pharmacy Chain JSC Class A | 63,571 |
| Energy - 1.8% |
72,800 | Yantai Jereh Oilfield Services Group Co. Ltd. Class A | 319,304 |
| Financial Services - 2.1% |
22,100 | Hithink RoyalFlush Information Network Co. Ltd. Class A | 366,515 |
| Food, Beverage & Tobacco - 6.8% |
16,100 | Anjoy Foods Group Co. Ltd. Class A | 204,432 |
61,795 | Chacha Food Co. Ltd. Class A | 319,114 |
2,045 | Kweichow Moutai Co. Ltd. Class A | 479,457 |
9,199 | Wuliangye Yibin Co. Ltd. Class A | 190,235 |
| | | 1,193,238 |
| Health Care Equipment & Services - 6.1% |
3,826 | iRay Technology Co. Ltd. Class A* | 104,815 |
48,883 | Micro-Tech Nanjing Co. Ltd. Class A | 487,952 |
71,031 | Qingdao Haier Biomedical Co. Ltd. Class A | 364,345 |
6,534 | Shanghai United Imaging Healthcare Co. Ltd. Class A | 119,609 |
| | | 1,076,721 |
| Insurance - 5.5% |
168,400 | Ping An Insurance Group Co. of China Ltd. Class A | 957,227 |
| Materials - 15.4% |
118,600 | China Jushi Co. Ltd. Class A | 194,938 |
148,214 | Citic Pacific Special Steel Group Co. Ltd. Class A* | 318,359 |
142,200 | Hubei Dinglong Co. Ltd. Class A | 463,726 |
23,400 | Jiangsu Yangnong Chemical Co. Ltd. Class A | 207,691 |
213,046 | Satellite Chemical Co. Ltd. Class A* | 565,827 |
107,100 | Shandong Sinocera Functional Material Co. Ltd. Class A | 286,184 |
62,008 | Western Superconducting Technologies Co. Ltd. Class A | 339,518 |
58,840 | Zhejiang Huayou Cobalt Co. Ltd. Class A | 230,137 |
36,057 | Zijin Mining Group Co. Ltd. Class A | 86,806 |
| | | 2,693,186 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.3% - (continued) |
| Media & Entertainment - 2.2% |
121,500 | Mango Excellent Media Co. Ltd. Class A | $ 391,174 |
| Pharmaceuticals, Biotechnology & Life Sciences - 6.4% |
63,200 | Amoy Diagnostics Co. Ltd. Class A | 190,315 |
28,700 | Hangzhou Tigermed Consulting Co. Ltd. Class A | 233,102 |
74,500 | Hualan Biological Engineering, Inc. Class A | 199,992 |
19,476 | Shanghai Haoyuan Chemexpress Co. Ltd. Class A | 88,778 |
68,660 | WuXi AppTec Co. Ltd. Class A | 412,568 |
| | | 1,124,755 |
| Real Estate Management & Development - 0.6% |
81,444 | Poly Developments & Holdings Group Co. Ltd. Class A | 99,924 |
| Semiconductors & Semiconductor Equipment - 1.4% |
9,428 | Beijing Huafeng Test & Control Technology Co. Ltd. Class A | 145,338 |
3,433 | Suzhou Everbright Photonics Co. Ltd. Class A | 17,983 |
11,094 | Suzhou Oriental Semiconductor Co. Ltd. Class A | 77,861 |
| | | 241,182 |
| Software & Services - 4.4% |
5,297 | Beijing Kingsoft Office Software, Inc. Class A | 224,356 |
59,632 | Piesat Information Technology Co. Ltd. Class A | 183,964 |
66,700 | Venustech Group, Inc. Class A | 180,398 |
16,715 | ZWSOFT Co. Ltd. Guangzhou Class A | 191,736 |
| | | 780,454 |
| Technology Hardware & Equipment - 12.2% |
86,700 | Chaozhou Three-Circle Group Co. Ltd. Class A | 332,829 |
9,300 | Eoptolink Technology, Inc. Ltd. Class A | 109,082 |
59,433 | Guangzhou Shiyuan Electronic Technology Co. Ltd. Class A | 273,645 |
117,159 | Shenzhen Sunlord Electronics Co. Ltd. Class A | 420,241 |
179,300 | Suzhou Dongshan Precision Manufacturing Co. Ltd. Class A | 379,025 |
82,678 | WUS Printed Circuit Kunshan Co. Ltd. Class A* | 375,996 |
17,600 | Xiamen Faratronic Co. Ltd. Class A | 238,944 |
| | | 2,129,762 |
| Total Common Stocks (cost $19,737,470) | | $ 16,686,335 |
WARRANTS - 2.7%(1) |
| Household & Personal Products - 1.5% |
9,202 | Ninebot Ltd. Expires 08/26/2024* | $ 47,284 |
14,100 | Proya Cosmetics Co. Ltd. Expires 04/18/2025* | 213,189 |
| | | 260,473 |
| Semiconductors & Semiconductor Equipment - 1.2% |
21,000 | Huaqin Technology Co. Ltd. Expires 04/08/2025* | 210,450 |
| Total Warrants (cost $444,697) | | $ 470,923 |
| Total Long-Term Investments (cost $20,182,167) | | $ 17,157,258 |
| Total Investments (cost $20,182,167) | 98.0% | $ 17,157,258 |
| Other Assets and Liabilities | 2.0% | 355,990 |
| Total Net Assets | 100.0% | $ 17,513,248 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders China A Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
(1) | “Warrants” refers to non-standard warrants and participatory notes. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 746,480 | | $ 189,671 | | $ 556,809 | | $ — |
Banks | | 1,162,362 | | — | | 1,162,362 | | — |
Capital Goods | | 2,994,260 | | 108,279 | | 2,885,981 | | — |
Consumer Durables & Apparel | | 346,220 | | — | | 346,220 | | — |
Consumer Staples Distribution & Retail | | 63,571 | | — | | 63,571 | | — |
Energy | | 319,304 | | — | | 319,304 | | — |
Financial Services | | 366,515 | | — | | 366,515 | | — |
Food, Beverage & Tobacco | | 1,193,238 | | — | | 1,193,238 | | — |
Health Care Equipment & Services | | 1,076,721 | | 119,609 | | 957,112 | | — |
Insurance | | 957,227 | | — | | 957,227 | | — |
Materials | | 2,693,186 | | 339,518 | | 2,353,668 | | — |
Media & Entertainment | | 391,174 | | — | | 391,174 | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 1,124,755 | | — | | 1,124,755 | | — |
Real Estate Management & Development | | 99,924 | | — | | 99,924 | | — |
Semiconductors & Semiconductor Equipment | | 241,182 | | — | | 241,182 | | — |
Software & Services | | 780,454 | | — | | 780,454 | | — |
Technology Hardware & Equipment | | 2,129,762 | | — | | 2,129,762 | | — |
Warrants | | 470,923 | | — | | 470,923 | | — |
Total | | $ 17,157,258 | | $ 757,077 | | $ 16,400,181 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 5.9% |
| Asset-Backed - Automobile - 3.4% |
$ 428,222 | Chase Auto Owner Trust 5.13%, 05/25/2029(1) | $ 424,454 |
768,000 | Ford Credit Auto Owner Trust 5.09%, 12/15/2028 | 762,200 |
539,000 | GM Financial Consumer Automobile Receivables Trust 5.10%, 03/16/2029 | 534,814 |
1,153,000 | Toyota Auto Receivables Owner Trust 5.33%, 01/16/2029 | 1,153,571 |
| | | 2,875,039 |
| Other Asset-Backed Securities - 2.5% |
486,000 | Cedar Funding VI CLO Ltd. 6.64%, 04/20/2034, 3 mo. USD Term SOFR + 1.31%(1)(2) | 486,637 |
420,684 | Dewolf Park CLO Ltd. 6.51%, 10/15/2030, 3 mo. USD Term SOFR + 1.18%(1)(2) | 420,891 |
251,604 | GoldenTree Loan Management U.S. CLO 2 Ltd. 6.50%, 11/20/2030, 3 mo. USD Term SOFR + 1.17%(1)(2) | 251,818 |
766,854 | Madison Park Funding XVIII Ltd. 6.53%, 10/21/2030, 3 mo. USD Term SOFR + 1.20%(1)(2) | 767,413 |
190,295 | Octagon Investment Partners 30 Ltd. 6.59%, 03/17/2030, 3 mo. USD Term SOFR + 1.26%(1)(2) | 190,486 |
| | | 2,117,245 |
| Whole Loan Collateral CMO - 0.0% |
| Towd Point Mortgage Trust | |
29,946 | 2.75%, 06/25/2057(1)(3) | 28,549 |
18,139 | 2.75%, 07/25/2057(1)(3) | 17,827 |
| | | 46,376 |
| Total Asset & Commercial Mortgage-Backed Securities (cost $5,051,588) | $ 5,038,660 |
CORPORATE BONDS - 42.7% |
| Aerospace/Defense - 0.5% |
385,000 | Boeing Co. 6.53%, 05/01/2034(1) | $ 387,370 |
| Agriculture - 0.2% |
195,000 | BAT Capital Corp. 6.00%, 02/20/2034 | 193,831 |
| Auto Manufacturers - 3.4% |
| Ford Motor Credit Co. LLC | |
486,000 | 6.05%, 03/05/2031 | 478,436 |
383,000 | 6.80%, 11/07/2028 | 391,211 |
| General Motors Financial Co., Inc. | |
356,000 | 1.50%, 06/10/2026 | 326,448 |
150,000 | 5.75%, 02/08/2031 | 148,163 |
332,000 | 5.95%, 04/04/2034 | 325,092 |
740,000 | Hyundai Capital America 1.50%, 06/15/2026(1) | 677,070 |
534,000 | Mercedes-Benz Finance North America LLC 4.85%, 01/11/2029(1) | 522,959 |
| | | 2,869,379 |
| Auto Parts & Equipment - 0.8% |
| Magna International, Inc. | |
36,000 | 4.15%, 10/01/2025 | 35,292 |
614,000 | 5.98%, 03/21/2026 | 614,050 |
| | | 649,342 |
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 42.7% - (continued) |
| Beverages - 0.9% |
$ 811,000 | Bacardi Ltd./Bacardi-Martini BV 5.40%, 06/15/2033(1) | $ 778,967 |
| Commercial Banks - 17.9% |
| AIB Group PLC | |
331,000 | 5.87%, 03/28/2035, (5.87% fixed rate until 03/28/2034; 6 mo. USD SOFR + 1.91% thereafter)(1)(4) | 320,302 |
320,000 | 6.61%, 09/13/2029, (6.61% fixed rate until 09/13/2028; 6 mo. USD SOFR + 2.33% thereafter)(1)(4) | 326,211 |
| Bank of America Corp. | |
554,000 | 2.69%, 04/22/2032, (2.69% fixed rate until 04/22/2031; 6 mo. USD SOFR + 1.32% thereafter)(4) | 456,559 |
480,000 | 3.25%, 10/21/2027 | 449,201 |
316,000 | 3.50%, 04/19/2026 | 304,676 |
372,000 | 3.85%, 03/08/2037, (3.85% fixed rate until 03/08/2032; 5 yr. USD CMT + 2.00% thereafter)(4) | 320,297 |
297,000 | 5.08%, 01/20/2027, (5.08% fixed rate until 01/20/2026; 6 mo. USD SOFR + 1.29% thereafter)(4) | 293,818 |
| Barclays PLC | |
778,000 | 3.56%, 09/23/2035, (3.56% fixed rate until 09/23/2030; 5 yr. USD CMT + 2.90% thereafter)(4) | 659,619 |
248,000 | 6.49%, 09/13/2029, (6.49% fixed rate until 09/13/2028; 6 mo. USD SOFR + 2.22% thereafter)(4) | 253,347 |
506,000 | 6.50%, 09/13/2027, (6.50% fixed rate until 09/13/2026; 6 mo. USD SOFR + 1.88% thereafter)(4) | 511,597 |
459,000 | Citibank NA 5.80%, 09/29/2028 | 467,039 |
435,000 | Citigroup, Inc. 3.20%, 10/21/2026 | 410,625 |
228,000 | Danske Bank AS 5.71%, 03/01/2030, (5.71% fixed rate until 03/01/2029; 1 yr. USD CMT + 1.40% thereafter)(1)(4) | 225,278 |
| Goldman Sachs Group, Inc. | |
541,000 | 2.62%, 04/22/2032, (2.62% fixed rate until 04/22/2031; 6 mo. USD SOFR + 1.28% thereafter)(4) | 443,090 |
466,000 | 4.48%, 08/23/2028, (4.48% fixed rate until 08/23/2027; 6 mo. USD SOFR + 1.73% thereafter)(4) | 449,940 |
802,000 | 5.73%, 04/25/2030, (5.73% fixed rate until 04/25/2029; 6 mo. USD SOFR + 1.27% thereafter)(4) | 803,109 |
518,000 | Intesa Sanpaolo SpA 7.20%, 11/28/2033(1) | 541,247 |
856,000 | JP Morgan Chase & Co. 5.58%, 04/22/2030, (5.58% fixed rate until 04/22/2029; 6 mo. USD SOFR + 1.16% thereafter)(4) | 855,341 |
| Lloyds Banking Group PLC | |
750,000 | 1.63%, 05/11/2027, (1.63% fixed rate until 05/11/2026; 1 yr. USD CMT + 0.85% thereafter)(4) | 688,193 |
280,000 | 2.44%, 02/05/2026, (2.44% fixed rate until 02/05/2025; 1 yr. USD CMT + 1.00% thereafter)(4) | 272,335 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 42.7% - (continued) |
| Commercial Banks - 17.9% - (continued) |
$ 510,000 | Macquarie Group Ltd. 1.63%, 09/23/2027, (1.63% fixed rate until 09/23/2026; 6 mo. USD SOFR + 0.91% thereafter)(1)(4) | $ 461,806 |
| Morgan Stanley | |
442,000 | 2.63%, 02/18/2026, (2.63% fixed rate until 02/18/2025; 6 mo. USD SOFR + 0.94% thereafter)(4) | 430,645 |
269,000 | 5.12%, 02/01/2029, (5.12% fixed rate until 02/01/2028; 6 mo. USD SOFR + 1.73% thereafter)(4) | 264,725 |
170,000 | 5.30%, 04/20/2037, (5.30% fixed rate until 04/20/2032; 6 mo. USD SOFR + 2.62% thereafter)(4) | 159,288 |
390,000 | National Securities Clearing Corp. 5.00%, 05/30/2028(1) | 385,190 |
| NatWest Group PLC | |
591,000 | 3.07%, 05/22/2028, (3.07% fixed rate until 05/22/2027; 1 yr. USD CMT + 2.55% thereafter)(4) | 546,044 |
282,000 | 7.47%, 11/10/2026, (7.47% fixed rate until 11/10/2025; 1 yr. USD CMT + 2.85% thereafter)(4) | 288,454 |
| PNC Financial Services Group, Inc. | |
378,000 | 5.58%, 06/12/2029, (5.58% fixed rate until 06/12/2028; 6 mo. USD SOFR + 1.84% thereafter)(4) | 376,332 |
341,000 | 5.94%, 08/18/2034, (5.94% fixed rate until 08/18/2033; 6 mo. USD SOFR + 1.95% thereafter)(4) | 340,322 |
183,000 | 6.88%, 10/20/2034, (6.88% fixed rate until 10/20/2033; 6 mo. USD SOFR + 2.28% thereafter)(4) | 194,383 |
352,000 | Santander U.K. Group Holdings PLC 1.67%, 06/14/2027, (1.67% fixed rate until 06/14/2026; 6 mo. USD SOFR + 0.99% thereafter)(4) | 320,872 |
308,000 | Societe Generale SA 6.07%, 01/19/2035, (6.07% fixed rate until 01/19/2034; 1 yr. USD CMT + 2.10% thereafter)(1)(4) | 300,863 |
227,000 | Truist Financial Corp. 7.16%, 10/30/2029, (7.16% fixed rate until 10/30/2028; 6 mo. USD SOFR + 2.45% thereafter)(4) | 237,618 |
| U.S. Bancorp | |
141,000 | 5.38%, 01/23/2030, (5.38% fixed rate until 01/23/2029; 6 mo. USD SOFR + 1.56% thereafter)(4) | 139,037 |
262,000 | 5.78%, 06/12/2029, (5.78% fixed rate until 06/12/2028; 6 mo. USD SOFR + 2.02% thereafter)(4) | 262,391 |
267,000 | 5.84%, 06/12/2034, (5.84% fixed rate until 06/10/2033; 6 mo. USD SOFR + 2.26% thereafter)(4) | 263,873 |
| Wells Fargo & Co. | |
477,000 | 2.39%, 06/02/2028, (2.39% fixed rate until 06/02/2027; 6 mo. USD SOFR + 2.10% thereafter)(4) | 433,668 |
689,000 | 5.57%, 07/25/2029, (5.57% fixed rate until 07/25/2028; 6 mo. USD SOFR + 1.74% thereafter)(4) | 686,654 |
| | | 15,143,989 |
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 42.7% - (continued) |
| Commercial Services - 0.2% |
$ 174,000 | Quanta Services, Inc. 0.95%, 10/01/2024 | $ 170,389 |
| Diversified Financial Services - 0.8% |
375,000 | AerCap Ireland Capital DAC/AerCap Global Aviation Trust 3.30%, 01/30/2032 | 313,191 |
240,000 | Aircastle Ltd. 5.95%, 02/15/2029(1) | 236,858 |
100,000 | MMH Master LLC 6.38%, 02/01/2034(1) | 98,705 |
| | | 648,754 |
| Electric - 1.9% |
| Enel Finance International NV | |
712,000 | 1.88%, 07/12/2028(1)(5) | 622,221 |
280,000 | 4.63%, 06/15/2027(1) | 271,799 |
167,000 | Pacific Gas & Electric Co. 6.15%, 01/15/2033 | 167,131 |
672,000 | Public Service Enterprise Group, Inc. 1.60%, 08/15/2030 | 529,812 |
| | | 1,590,963 |
| Entertainment - 0.2% |
213,000 | Warnermedia Holdings, Inc. 5.05%, 03/15/2042 | 170,759 |
| Environmental Control - 0.3% |
309,000 | Republic Services, Inc. 5.00%, 12/15/2033 | 297,536 |
| Healthcare - Services - 0.3% |
220,000 | UnitedHealth Group, Inc. 5.35%, 02/15/2033 | 219,655 |
| Insurance - 3.5% |
2,000 | Aflac, Inc. 6.45%, 08/15/2040 | 2,113 |
395,000 | Corebridge Financial, Inc. 3.65%, 04/05/2027 | 374,064 |
338,000 | Equitable Financial Life Global Funding 1.40%, 08/27/2027(1) | 293,176 |
1,053,000 | Equitable Holdings, Inc. 4.35%, 04/20/2028 | 1,003,203 |
790,000 | Guardian Life Global Funding 3.25%, 03/29/2027(1) | 744,639 |
175,000 | Metropolitan Life Global Funding I 5.15%, 03/28/2033(1) | 169,488 |
385,000 | Willis North America, Inc. 4.65%, 06/15/2027 | 374,048 |
| | | 2,960,731 |
| Machinery-Diversified - 0.2% |
167,000 | AGCO Corp. 5.80%, 03/21/2034 | 163,389 |
| Media - 0.3% |
296,000 | Discovery Communications LLC 3.63%, 05/15/2030 | 257,770 |
| Mining - 1.4% |
| Anglo American Capital PLC | |
773,000 | 2.25%, 03/17/2028(1) | 682,028 |
279,000 | 5.75%, 04/05/2034(1) | 275,584 |
269,000 | Glencore Funding LLC 5.37%, 04/04/2029(1) | 264,082 |
| | | 1,221,694 |
| Oil & Gas - 1.3% |
307,000 | Diamondback Energy, Inc. 5.40%, 04/18/2034 | 298,466 |
| Marathon Oil Corp. | |
248,000 | 5.30%, 04/01/2029 | 243,154 |
133,000 | 5.70%, 04/01/2034 | 128,607 |
427,000 | Ovintiv, Inc. 5.65%, 05/15/2028 | 426,493 |
| | | 1,096,720 |
| Pharmaceuticals - 0.5% |
| AbbVie, Inc. | |
67,000 | 3.85%, 06/15/2024 | 66,829 |
190,000 | 4.95%, 03/15/2031 | 186,363 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 42.7% - (continued) |
| Pharmaceuticals - 0.5% - (continued) |
$ 25,000 | Becton Dickinson & Co. 3.73%, 12/15/2024 | $ 24,672 |
162,000 | CVS Health Corp. 4.30%, 03/25/2028 | 155,319 |
| | | 433,183 |
| Pipelines - 2.6% |
24,000 | Columbia Pipelines Operating Co. LLC 5.93%, 08/15/2030(1) | 24,033 |
| Enbridge, Inc. | |
336,000 | 5.30%, 04/05/2029 | 332,153 |
330,000 | 5.70%, 03/08/2033 | 326,644 |
579,000 | Energy Transfer LP 6.55%, 12/01/2033 | 603,295 |
| Plains All American Pipeline LP/PAA Finance Corp. | |
135,000 | 3.55%, 12/15/2029 | 121,314 |
445,000 | 3.80%, 09/15/2030 | 398,582 |
421,000 | TransCanada PipeLines Ltd. 6.20%, 03/09/2026 | 421,047 |
| | | 2,227,068 |
| Real Estate Investment Trusts - 3.3% |
| Alexandria Real Estate Equities, Inc. | |
236,000 | 2.00%, 05/18/2032 | 180,035 |
126,000 | 2.95%, 03/15/2034 | 99,424 |
| American Tower Corp. | |
274,000 | 2.40%, 03/15/2025 | 265,803 |
484,000 | 3.65%, 03/15/2027 | 459,347 |
| Boston Properties LP | |
120,000 | 2.45%, 10/01/2033 | 86,874 |
523,000 | 3.40%, 06/21/2029 | 457,537 |
97,000 | Crown Castle, Inc. 3.20%, 09/01/2024 | 96,128 |
88,000 | Healthcare Realty Holdings LP 2.40%, 03/15/2030 | 70,326 |
284,000 | Highwoods Realty LP 7.65%, 02/01/2034 | 298,602 |
131,000 | Kilroy Realty LP 6.25%, 01/15/2036 | 123,043 |
193,000 | Kimco Realty OP LLC 2.70%, 10/01/2030 | 162,108 |
| Prologis Targeted U.S. Logistics Fund LP | |
95,000 | 5.25%, 04/01/2029(1) | 93,210 |
222,000 | 5.50%, 04/01/2034(1) | 215,456 |
229,000 | VICI Properties LP 4.95%, 02/15/2030 | 217,198 |
| | | 2,825,091 |
| Retail - 0.2% |
247,000 | Genuine Parts Co. 2.75%, 02/01/2032 | 200,846 |
| Semiconductors - 0.2% |
179,000 | Qorvo, Inc. 1.75%, 12/15/2024 | 174,224 |
| Telecommunications - 1.8% |
323,000 | Motorola Solutions, Inc. 5.40%, 04/15/2034 | 314,371 |
| T-Mobile USA, Inc. | |
505,000 | 3.88%, 04/15/2030 | 461,894 |
418,000 | 5.05%, 07/15/2033 | 400,445 |
74,000 | 5.75%, 01/15/2034 | 74,611 |
312,000 | Verizon Communications, Inc. 4.33%, 09/21/2028 | 298,962 |
| | | 1,550,283 |
| Total Corporate Bonds (cost $37,059,651) | $ 36,231,933 |
MUNICIPAL BONDS - 4.2% |
| Higher Education - 0.1% |
30,000 | University of California, CA, Rev 4.93%, 05/15/2034 | $ 29,323 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 4.2% - (continued) |
| Single Family Housing - 2.1% |
$ 505,000 | Illinois Housing Dev Auth, IL, Rev, (GNMA/FNMA/FHLMC Insured) 6.00%, 04/01/2054 | $ 512,923 |
120,000 | Indiana Housing & Community Dev Auth, IN, Rev, (GNMA/FNMA/FHLMC Insured) 6.25%, 07/01/2054(6) | 122,090 |
100,000 | Iowa Finance Auth, IA, Rev, (GNMA/FNMA/FHLMC Insured) 6.25%, 07/01/2054 | 101,532 |
| Nebraska Investment Finance Auth, NE, Rev, (GNMA/FNMA/FHLMC Insured) | |
100,000 | 6.25%, 09/01/2047(6) | 102,008 |
100,000 | 6.25%, 09/01/2049 | 101,977 |
455,000 | Nevada Housing Division, NV, Rev, (GNMA/FNMA/FHLMC Insured) 6.25%, 10/01/2054 | 466,944 |
400,000 | Texas Department of Housing & Community Affairs, TX, Rev, (GNMA Insured) 6.00%, 01/01/2054 | 400,680 |
| | | 1,808,154 |
| Tobacco - 1.4% |
1,325,000 | Golden State Tobacco Securitization Corp., CA, Rev, (ST APPROP Insured) 3.00%, 06/01/2046 | 1,211,078 |
| Utilities - 0.6% |
| Texas Natural Gas Securitization Finance Corp., TX, Rev | |
262,881 | 5.10%, 04/01/2035 | 260,102 |
226,000 | 5.17%, 04/01/2041 | 220,332 |
| | | 480,434 |
| Total Municipal Bonds (cost $3,512,066) | | $ 3,528,989 |
U.S. GOVERNMENT AGENCIES - 14.3% |
| Mortgage-Backed Agencies - 14.3% |
| Federal Home Loan Mortgage Corp. - 5.7% |
615,418 | 4.50%, 08/25/2033(3) | $ 585,961 |
546,024 | 4.50%, 09/01/2052 | 503,868 |
916,507 | 5.00%, 08/01/2052 | 869,191 |
435,539 | 5.00%, 09/01/2052 | 412,917 |
890,889 | 5.00%, 11/01/2052 | 844,599 |
513,112 | 6.00%, 01/01/2053 | 508,821 |
353,056 | 6.00%, 03/01/2053 | 350,013 |
715,714 | 6.50%, 02/01/2054 | 721,586 |
| | | 4,796,956 |
| Federal National Mortgage Association - 5.9% |
573,316 | 4.50%, 08/01/2052 | 529,054 |
870,989 | 5.00%, 08/01/2052 | 825,751 |
465,968 | 5.00%, 10/01/2052 | 441,839 |
1,060,904 | 5.50%, 01/01/2053 | 1,031,850 |
498,644 | 6.00%, 01/01/2053 | 494,804 |
730,087 | 6.00%, 02/01/2053 | 723,700 |
986,885 | 6.00%, 03/01/2054 | 978,087 |
| | | 5,025,085 |
| Government National Mortgage Association - 2.7% |
540,523 | 5.50%, 12/20/2052 | 530,569 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
U.S. GOVERNMENT AGENCIES - 14.3% - (continued) |
| Mortgage-Backed Agencies - 14.3% - (continued) |
| Government National Mortgage Association - 2.7% - (continued) |
$ 1,009,857 | 5.50%, 05/20/2053 | $ 991,249 |
775,067 | 6.00%, 12/20/2052 | 779,513 |
| | | 2,301,331 |
| Total U.S. Government Agencies (cost $12,440,498) | | $ 12,123,372 |
U.S. GOVERNMENT SECURITIES - 26.9% |
| U.S. Treasury Securities - 26.9% |
| U.S. Treasury Bonds - 16.6% |
994,000 | 1.38%, 11/15/2040 | $ 601,797 |
1,628,000 | 2.88%, 05/15/2052 | 1,144,560 |
1,370,000 | 3.00%, 08/15/2052 | 988,273 |
1,862,000 | 3.63%, 02/15/2053 | 1,520,076 |
3,545,000 | 3.88%, 02/15/2043 | 3,094,120 |
1,475,000 | 4.00%, 11/15/2052 | 1,291,432 |
844,000 | 4.13%, 08/15/2053 | 754,984 |
1,373,000 | 4.38%, 08/15/2043 | 1,281,180 |
3,019,000 | 4.75%, 11/15/2043 | 2,959,092 |
405,000 | 4.75%, 11/15/2053 | 402,469 |
| | | 14,037,983 |
| U.S. Treasury Notes - 10.3% |
531,000 | 4.00%, 12/15/2025 | 521,562 |
1,070,300 | 4.00%, 02/15/2034 | 1,013,106 |
76,000 | 4.13%, 03/31/2031 | 73,388 |
6,694,800 | 4.50%, 11/15/2033 | 6,594,378 |
448,000 | 4.63%, 02/28/2026 | 444,447 |
96,000 | 5.00%, 10/31/2025 | 95,764 |
| | | 8,742,645 |
| Total U.S. Government Securities (cost $24,578,623) | | $ 22,780,628 |
| Total Long-Term Investments (cost $82,642,426) | | $ 79,703,582 |
SHORT-TERM INVESTMENTS - 2.6% |
| U.S. Treasury Securities - 2.6% |
| U.S. Treasury Bills - 2.6% |
200,000 | 5.07%, 10/31/2024(7) | $ 194,749 |
1,692,000 | 5.22%, 08/15/2024(7) | 1,666,014 |
309,000 | 5.22%, 10/31/2024(7) | 300,887 |
| Total Short-Term Investments (cost $2,162,602) | $ 2,161,650 |
| Total Investments (cost $84,805,028) | 96.6% | $ 81,865,232 |
| Other Assets and Liabilities | 3.4% | 2,886,978 |
| Total Net Assets | 100.0% | $ 84,752,210 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $11,506,617, representing 13.6% of net assets. |
(2) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2024. Base lending rates may be subject to a floor or cap. |
(3) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
(4) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2024. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(5) | Security is a “step-up” bond where coupon increases or steps up at a predetermined date. Rate shown is current coupon rate. |
(6) | This security, or a portion of this security, was purchased on a when-issued, delayed-delivery or delayed-draw basis. The cost of these securities was $224,009 at April 30, 2024. |
(7) | The rate shown represents current yield to maturity. |
Futures Contracts Outstanding at April 30, 2024 |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts: |
U.S. Treasury 2-Year Note Future | | 20 | | 06/28/2024 | | $ 4,053,125 | | $ (41,132) |
U.S. Treasury 5-Year Note Future | | 21 | | 06/28/2024 | | 2,199,586 | | (24,299) |
U.S. Treasury 10-Year Note Future | | 180 | | 06/18/2024 | | 19,338,750 | | (506,072) |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Futures Contracts Outstanding at April 30, 2024 – (continued) |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts – (continued): |
U.S. Treasury Ultra Bond Future | | 6 | | 06/18/2024 | | $ 717,375 | | $ (48,950) |
Total | | | | | | | | $ (620,453) |
Short position contracts: |
U.S. Treasury 10-Year Ultra Future | | 35 | | 06/18/2024 | | $ (3,857,656) | | $ 135,010 |
Total futures contracts | | $ (485,443) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Asset & Commercial Mortgage-Backed Securities | | $ 5,038,660 | | $ — | | $ 5,038,660 | | $ — |
Corporate Bonds | | 36,231,933 | | — | | 36,231,933 | | — |
Municipal Bonds | | 3,528,989 | | — | | 3,528,989 | | — |
U.S. Government Agencies | | 12,123,372 | | — | | 12,123,372 | | — |
U.S. Government Securities | | 22,780,628 | | — | | 22,780,628 | | — |
Short-Term Investments | | 2,161,650 | | — | | 2,161,650 | | — |
Futures Contracts(2) | | 135,010 | | 135,010 | | — | | — |
Total | | $ 82,000,242 | | $ 135,010 | | $ 81,865,232 | | $ — |
Liabilities | | | | | | | | |
Futures Contracts(2) | | $ (620,453) | | $ (620,453) | | $ — | | $ — |
Total | | $ (620,453) | | $ (620,453) | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.8% |
| Brazil - 2.4% |
27,400 | B3 SA - Brasil Bolsa Balcao | $ 56,936 |
27,700 | BB Seguridade Participacoes SA | 171,771 |
37,500 | Cia de Saneamento de Minas Gerais Copasa MG | 141,403 |
10,300 | Cury Construtora e Incorporadora SA | 38,879 |
10,000 | Equatorial Energia SA | 58,911 |
12,400 | PRIO SA | 114,625 |
9,700 | TOTVS SA | 51,446 |
2,600 | Transmissora Alianca de Energia Eletrica SA | 17,635 |
50,800 | Vale SA | 619,176 |
22,900 | WEG SA | 174,420 |
| | | 1,445,202 |
| China - 24.6% |
42,000 | 361 Degrees International Ltd. | 25,485 |
9,100 | 37 Interactive Entertainment Network Technology Group Co. Ltd. Class A | 20,903 |
34,500 | 3SBio, Inc.(1) | 27,578 |
35,800 | Aier Eye Hospital Group Co. Ltd. Class A | 63,582 |
169,800 | Alibaba Group Holding Ltd. | 1,589,848 |
26,000 | Anhui Expressway Co. Ltd. Class H | 28,650 |
800 | Anhui Gujing Distillery Co. Ltd. Class A | 29,898 |
20,500 | Anhui Yingjia Distillery Co. Ltd. Class A | 200,443 |
4,200 | ANTA Sports Products Ltd. | 47,548 |
5,712 | Atour Lifestyle Holdings Ltd. ADR | 101,845 |
3,049 | Autohome, Inc. ADR | 78,359 |
86,000 | Bank of China Ltd. Class H | 38,570 |
2,600 | Beijing Roborock Technology Co. Ltd. Class A | 151,899 |
276,000 | Bosideng International Holdings Ltd. | 159,767 |
9,000 | BYD Co. Ltd. Class H | 246,713 |
722,000 | China Construction Bank Corp. Class H | 467,127 |
32,000 | China Hongqiao Group Ltd. | 44,156 |
52,000 | China Medical System Holdings Ltd. | 46,428 |
68,000 | China Merchants Bank Co. Ltd. Class H | 294,498 |
145,000 | China Overseas Property Holdings Ltd. | 88,194 |
88,200 | China Pacific Insurance Group Co. Ltd. Class H | 193,253 |
1,740,000 | China Tower Corp. Ltd. Class H(1) | 203,683 |
28,000 | China Water Affairs Group Ltd. | 17,390 |
3,700 | Chongqing Department Store Co. Ltd. Class A | 13,272 |
71,400 | Chow Tai Fook Jewellery Group Ltd. | 97,150 |
58,000 | COSCO SHIPPING Energy Transportation Co. Ltd. Class H | 68,020 |
262,000 | CSPC Pharmaceutical Group Ltd. | 215,137 |
2,700 | Eastroc Beverage Group Co. Ltd. Class A | 79,373 |
38,200 | Focus Media Information Technology Co. Ltd. Class A | 34,192 |
95,000 | Fu Shou Yuan International Group Ltd. | 64,313 |
6,059 | Full Truck Alliance Co. Ltd. ADR | 52,168 |
28,000 | Giant Biogene Holding Co. Ltd.*(1) | 170,597 |
302,000 | Guangshen Railway Co. Ltd. Class H* | 81,984 |
836 | H World Group Ltd. ADR | 30,690 |
31,600 | Haier Smart Home Co. Ltd. Class H | 117,047 |
12,000 | Haitian International Holdings Ltd. | 39,082 |
6,100 | Hangcha Group Co. Ltd. Class A | 25,237 |
17,600 | Hangzhou Robam Appliances Co. Ltd. Class A | 57,331 |
26,600 | Henan Pinggao Electric Co. Ltd. Class A | 54,435 |
9,500 | Hubei Jumpcan Pharmaceutical Co. Ltd. Class A | 53,971 |
595,000 | Industrial & Commercial Bank of China Ltd. Class H | 319,056 |
80,000 | Jiangsu Expressway Co. Ltd. Class H | 78,457 |
22,300 | Jiangsu King's Luck Brewery JSC Ltd. Class A | 176,344 |
13,000 | Jiangsu Nhwa Pharmaceutical Co. Ltd. Class A* | 44,811 |
8,207 | Kanzhun Ltd. ADR | 162,417 |
32,100 | Kuaishou Technology*(1) | 225,044 |
1,100 | Kweichow Moutai Co. Ltd. Class A | 257,899 |
4,900 | Lao Feng Xiang Co. Ltd. Class A | 52,136 |
9,600 | Li Auto, Inc. Class A* | 125,778 |
98,500 | Meitu, Inc.(1) | 40,417 |
43,800 | Meituan Class B*(1) | 598,068 |
20,600 | Midea Group Co. Ltd. Class A | 198,115 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.8% - (continued) |
| China - 24.6% - (continued) |
5,533 | MINISO Group Holding Ltd. ADR | $ 124,327 |
26,600 | NetEase, Inc. | 498,607 |
20,900 | New Oriental Education & Technology Group, Inc.* | 166,071 |
56,000 | Nongfu Spring Co. Ltd. Class H(1) | 328,995 |
2,192 | PDD Holdings, Inc. ADR* | 274,395 |
28,400 | Pop Mart International Group Ltd.(1) | 121,536 |
6,580 | Proya Cosmetics Co. Ltd. Class A | 99,271 |
12,400 | Sailun Group Co. Ltd. Class A | 28,339 |
1,450 | Shanghai BOCHU Electronic Technology Corp. Ltd. Class A | 64,842 |
4,700 | Shanxi Xinghuacun Fen Wine Factory Co. Ltd. Class A | 169,270 |
4,100 | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. Class A | 172,149 |
14,100 | Shenzhen New Industries Biomedical Engineering Co. Ltd. Class A | 137,423 |
5,540 | Shenzhen Transsion Holdings Co. Ltd. Class A | 110,165 |
17,900 | Sinoma International Engineering Co. Class A | 31,307 |
35,500 | Sinopec Engineering Group Co. Ltd. Class H | 22,917 |
143,000 | Sinotrans Ltd. Class H | 68,549 |
1,800 | Suzhou TFC Optical Communication Co. Ltd. Class A | 39,436 |
71,200 | Tencent Holdings Ltd. | 3,124,483 |
14,797 | Tencent Music Entertainment Group ADR* | 185,702 |
36,000 | Tingyi Cayman Islands Holding Corp. | 39,733 |
52,000 | Tongcheng Travel Holdings Ltd.*(2) | 136,858 |
89,000 | Topsports International Holdings Ltd.(1) | 61,808 |
6,000 | Trip.com Group Ltd.* | 292,244 |
10,865 | Vipshop Holdings Ltd. ADR | 163,410 |
178,000 | Want Want China Holdings Ltd. | 101,712 |
84,000 | Weichai Power Co. Ltd. Class H | 171,642 |
9,000 | WUS Printed Circuit Kunshan Co. Ltd. Class A* | 40,929 |
46,900 | Yutong Bus Co. Ltd. Class A | 165,574 |
3,000 | Zhejiang Dingli Machinery Co. Ltd. Class A | 27,104 |
26,000 | Zhejiang Expressway Co. Ltd. Class H | 17,000 |
2,900 | Zhongji Innolight Co. Ltd. Class A | 73,096 |
| | | 14,757,252 |
| Greece - 1.6% |
89,105 | Eurobank Ergasias Services & Holdings SA Class A* | 191,137 |
9,697 | Hellenic Telecommunications Organization SA | 147,313 |
6,215 | Jumbo SA | 193,541 |
3,164 | Motor Oil Hellas Corinth Refineries SA | 91,709 |
23,345 | National Bank of Greece SA* | 188,348 |
33,732 | Piraeus Financial Holdings SA* | 135,129 |
| | | 947,177 |
| Hong Kong - 1.1% |
76,800 | AIA Group Ltd. | 562,510 |
52,000 | Hang Lung Properties Ltd. | 57,393 |
328 | Hong Kong Resources Holdings Co. Ltd.* | 40 |
14,100 | Hongkong Land Holdings Ltd. | 45,052 |
7,000 | Luk Fook Holdings International Ltd. | 16,782 |
| | | 681,777 |
| Hungary - 1.1% |
11,382 | Magyar Telekom Telecommunications PLC | 28,705 |
5,554 | OTP Bank Nyrt | 275,288 |
14,030 | Richter Gedeon Nyrt | 357,274 |
| | | 661,267 |
| India - 17.7% |
2,692 | ABB India Ltd. | 210,792 |
7,674 | Asian Paints Ltd. | 263,970 |
34,130 | Axis Bank Ltd. | 476,390 |
2,564 | Bajaj Auto Ltd. | 273,727 |
2,084 | Bajaj Finance Ltd. | 172,872 |
9,233 | Bharti Airtel Ltd. | 146,146 |
6,620 | Birlasoft Ltd. | 51,364 |
2,809 | Britannia Industries Ltd.* | 160,549 |
2,416 | BSE Ltd. | 80,208 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.8% - (continued) |
| India - 17.7% - (continued) |
3,964 | Colgate-Palmolive India Ltd. | $ 134,148 |
2,321 | Cummins India Ltd. | 90,876 |
17,938 | Dabur India Ltd. | 109,029 |
2,131 | Dr Reddy's Laboratories Ltd. | 158,136 |
5,728 | Eicher Motors Ltd. | 315,347 |
23,725 | HCL Technologies Ltd. | 387,073 |
1,379 | HDFC Asset Management Co. Ltd.(1) | 64,288 |
34,082 | HDFC Bank Ltd. | 618,949 |
4,209 | Hero MotoCorp Ltd. | 228,431 |
13,607 | Hindustan Unilever Ltd. | 363,404 |
83,270 | ICICI Bank Ltd. | 1,147,373 |
12,520 | IndusInd Bank Ltd. | 226,993 |
3,242 | InterGlobe Aviation Ltd.*(1) | 154,591 |
4,676 | JB Chemicals & Pharmaceuticals Ltd. | 106,710 |
21,674 | Jindal Stainless Ltd. | 183,320 |
2,086 | KEI Industries Ltd. | 99,843 |
1,225 | Kotak Mahindra Bank Ltd. | 23,808 |
4,351 | KPIT Technologies Ltd. | 77,568 |
5,769 | Mahanagar Gas Ltd.(2) | 99,714 |
16,291 | Marico Ltd. | 101,098 |
19,853 | Max Healthcare Institute Ltd. | 199,502 |
1,593 | Multi Commodity Exchange of India Ltd. | 78,270 |
3,330 | Natco Pharma Ltd. | 40,475 |
3,474 | Nestle India Ltd. | 104,281 |
31,858 | NMDC Ltd. | 96,679 |
70,857 | Oil & Natural Gas Corp. Ltd. | 239,196 |
16,288 | Oil India Ltd. | 120,430 |
2,500 | Persistent Systems Ltd. | 100,570 |
28,469 | Petronet LNG Ltd. | 105,671 |
2,241 | PI Industries Ltd. | 97,943 |
544 | Pidilite Industries Ltd. | 19,842 |
88,286 | Power Grid Corp. of India Ltd. | 318,428 |
32,497 | REC Ltd. | 196,857 |
31,881 | Reliance Industries Ltd. | 1,119,159 |
21,188 | Sona Blw Precision Forgings Ltd.(1) | 158,379 |
12,542 | Sonata Software Ltd. | 103,842 |
6,685 | Sun Pharmaceutical Industries Ltd. | 120,097 |
15,121 | Sun TV Network Ltd. | 118,600 |
12,963 | Tata Consultancy Services Ltd. | 591,632 |
1,537 | Trent Ltd. | 81,130 |
37,121 | Zomato Ltd.* | 85,673 |
| | | 10,623,373 |
| Indonesia - 2.2% |
337,300 | Bank Central Asia Tbk. PT | 202,813 |
754,500 | Bank Mandiri Persero Tbk. PT | 318,910 |
656,400 | Bank Negara Indonesia Persero Tbk. PT | 211,188 |
1,173,200 | Bank Rakyat Indonesia Persero Tbk. PT | 355,132 |
1,148,500 | Telkom Indonesia Persero Tbk. PT | 222,646 |
| | | 1,310,689 |
| Malaysia - 1.8% |
62,200 | Bermaz Auto Bhd. | 30,106 |
188,600 | CIMB Group Holdings Bhd. | 260,651 |
32,000 | Hong Leong Bank Bhd. | 129,230 |
40,200 | Malayan Banking Bhd. | 81,914 |
32,200 | Mega First Corp. Bhd. | 31,508 |
35,800 | Petronas Gas Bhd. | 135,024 |
244,800 | Public Bank Bhd. | 211,142 |
99,400 | RHB Bank Bhd. | 114,420 |
73,500 | Telekom Malaysia Bhd. | 95,330 |
| | | 1,089,325 |
| Mexico - 3.5% |
22,500 | Arca Continental SAB de CV | 218,896 |
1,558 | Coca-Cola Femsa SAB de CV ADR | 154,476 |
8,300 | El Puerto de Liverpool SAB de CV Class C1 | 66,363 |
4,700 | Grupo Aeroportuario del Centro Norte SAB de CV | 51,925 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.8% - (continued) |
| Mexico - 3.5% - (continued) |
872 | Grupo Aeroportuario del Sureste SAB de CV ADR | $ 300,404 |
43,700 | Grupo Financiero Banorte SAB de CV Class O | 433,461 |
86,500 | Grupo Financiero Inbursa SAB de CV Class O* | 238,382 |
157,000 | Kimberly-Clark de Mexico SAB de CV Class A | 327,733 |
15,100 | Qualitas Controladora SAB de CV | 197,446 |
2,899 | Ternium SA ADR | 122,048 |
| | | 2,111,134 |
| Philippines - 0.6% |
96,170 | BDO Unibank, Inc. | 246,716 |
12,990 | International Container Terminal Services, Inc. | 74,429 |
54,410 | Metropolitan Bank & Trust Co. | 65,836 |
| | | 386,981 |
| Poland - 1.2% |
5,139 | Bank Polska Kasa Opieki SA | 212,756 |
20,751 | Powszechna Kasa Oszczednosci Bank Polski SA | 308,093 |
1,648 | Santander Bank Polska SA | 225,830 |
| | | 746,679 |
| Qatar - 0.6% |
88,825 | Qatar National Bank QPSC | 338,182 |
| Romania - 0.2% |
10,127 | NEPI Rockcastle NV | 68,334 |
524,022 | OMV Petrom SA | 77,650 |
| | | 145,984 |
| Russia - 0.0% |
1,092 | LUKOIL PJSC*(3) | — |
762 | Mobile TeleSystems PJSC*(3) | — |
| | | — |
| Saudi Arabia - 3.6% |
13,063 | Al Rajhi Bank | 277,840 |
19,271 | Arab National Bank | 158,395 |
4,814 | Banque Saudi Fransi | 46,975 |
2,092 | Dr Sulaiman Al Habib Medical Services Group Co. | 172,983 |
113 | Elm Co. | 27,506 |
834 | Leejam Sports Co. JSC | 46,554 |
7,624 | Mouwasat Medical Services Co. | 273,201 |
38,397 | Riyad Bank | 283,117 |
10,145 | Saudi Awwal Bank | 110,093 |
41,990 | Saudi National Bank | 420,339 |
32,920 | Saudi Telecom Co. | 330,328 |
| | | 2,147,331 |
| South Africa - 2.5% |
41,199 | AVI Ltd. | 190,221 |
513 | Capitec Bank Holdings Ltd. | 63,490 |
3,506 | Clicks Group Ltd. | 54,306 |
54,503 | FirstRand Ltd. | 188,153 |
16,341 | Gold Fields Ltd. | 264,359 |
9,185 | Gold Fields Ltd. ADR | 148,521 |
8,786 | Kumba Iron Ore Ltd. | 216,377 |
17,312 | Sanlam Ltd. | 62,624 |
7,039 | Standard Bank Group Ltd. | 66,102 |
42,385 | Truworths International Ltd. | 169,440 |
11,698 | Vodacom Group Ltd. | 56,218 |
| | | 1,479,811 |
| South Korea - 12.9% |
1,658 | Classys, Inc. | 45,123 |
1,135 | DB Insurance Co. Ltd. | 79,614 |
3,279 | Doosan Bobcat, Inc. | 122,552 |
5,838 | Hana Financial Group, Inc. | 246,228 |
1,951 | Hyundai Engineering & Construction Co. Ltd. | 49,702 |
1,522 | Hyundai Glovis Co. Ltd. | 199,245 |
873 | Hyundai Mobis Co. Ltd. | 142,822 |
2,081 | Hyundai Motor Co. | 374,322 |
2,930 | KB Financial Group, Inc. | 158,914 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.8% - (continued) |
| South Korea - 12.9% - (continued) |
4,226 | Kia Corp. | $ 358,038 |
9,515 | Korean Air Lines Co. Ltd. | 143,488 |
3,902 | KT Corp. | 97,558 |
238 | LEENO Industrial, Inc. | 42,406 |
306 | LG Energy Solution Ltd.* | 85,135 |
65,823 | Samsung Electronics Co. Ltd. | 3,658,879 |
414 | Samsung Fire & Marine Insurance Co. Ltd. | 92,664 |
1,477 | Samsung Life Insurance Co. Ltd. | 93,070 |
4,816 | Shinhan Financial Group Co. Ltd. | 161,805 |
8,520 | SK Hynix, Inc. | 1,051,416 |
5,194 | SK Telecom Co. Ltd. | 192,083 |
1,976 | S-Oil Corp. | 103,166 |
19,982 | Woori Financial Group, Inc. | 204,770 |
1,925 | Youngone Corp. | 53,270 |
| | | 7,756,270 |
| Taiwan - 15.1% |
6,000 | Accton Technology Corp. | 84,056 |
17,197 | Advantech Co. Ltd. | 200,026 |
74,000 | Cathay Financial Holding Co. Ltd. | 114,430 |
35,000 | Chunghwa Telecom Co. Ltd. | 133,029 |
14,000 | E Ink Holdings, Inc. | 89,505 |
7,000 | Elite Material Co. Ltd. | 87,156 |
2,000 | Faraday Technology Corp. | 17,789 |
9,000 | Gold Circuit Electronics Ltd.* | 53,764 |
2,000 | Grape King Bio Ltd. | 9,602 |
87,000 | Hon Hai Precision Industry Co. Ltd. | 414,150 |
1,000 | King Slide Works Co. Ltd. | 37,197 |
4,000 | Lotes Co. Ltd. | 175,216 |
14,000 | Makalot Industrial Co. Ltd. | 167,621 |
29,000 | MediaTek, Inc. | 874,384 |
1,000 | Nien Made Enterprise Co. Ltd. | 11,686 |
7,000 | Novatek Microelectronics Corp. | 132,267 |
20,000 | Quanta Computer, Inc. | 156,965 |
13,000 | Realtek Semiconductor Corp. | 205,077 |
246,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | 5,890,164 |
2,000 | Wiwynn Corp. | 142,278 |
30,000 | Yuanta Financial Holding Co. Ltd. | 28,141 |
| | | 9,024,503 |
| Thailand - 1.5% |
31,600 | Advanced Info Service PCL NVDR | 167,892 |
111,500 | Bangchak Corp. PCL NVDR | 125,592 |
14,600 | Bangkok Bank PCL NVDR | 53,865 |
105,700 | Bangkok Dusit Medical Services PCL NVDR | 82,539 |
25,600 | Bumrungrad Hospital PCL NVDR | 168,966 |
110,500 | Krung Thai Bank PCL NVDR | 49,975 |
36,700 | Thai Oil PCL NVDR | 53,474 |
3,604,200 | TMBThanachart Bank PCL NVDR | 175,627 |
| | | 877,930 |
| United Arab Emirates - 2.5% |
109,373 | Abu Dhabi Commercial Bank PJSC | 248,351 |
69,371 | Abu Dhabi Islamic Bank PJSC | 210,782 |
158,035 | Dubai Islamic Bank PJSC | 239,232 |
57,598 | Emaar Development PJSC* | 131,101 |
156,530 | Emaar Properties PJSC* | 349,890 |
65,230 | Emirates NBD Bank PJSC | 301,917 |
| | | 1,481,273 |
| United States - 0.1% |
185 | Globant SA* | 33,039 |
| Total Common Stocks (cost $50,074,084) | | $ 58,045,179 |
Shares or Principal Amount | | Market Value† |
PREFERRED STOCKS - 2.6% |
| Brazil - 2.6% |
91,310 | Banco Bradesco SA (Preference Shares)(4) | $ 246,185 |
29,100 | Cia De Sanena Do Parana (Preference Shares)(4) | 28,861 |
65,800 | Itau Unibanco Holding SA (Preference Shares)(4) | 397,390 |
62,280 | Marcopolo SA (Preference Shares)(4) | 79,041 |
101,400 | Petroleo Brasileiro SA (Preference Shares)(4) | 820,558 |
| Total Preferred Stocks (cost $1,380,767) | | $ 1,572,035 |
| Total Long-Term Investments (cost $51,454,851) | | $ 59,617,214 |
| Total Investments (cost $51,454,851) | 99.4% | $ 59,617,214 |
| Other Assets and Liabilities | 0.6% | 344,615 |
| Total Net Assets | 100.0% | $ 59,961,829 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $2,154,984, representing 3.6% of net assets. |
(2) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $236,572, representing 0.4% of net assets. |
(3) | Investment valued using significant unobservable inputs. |
(4) | Currently no rate available. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Brazil | | $ 1,445,202 | | $ 1,445,202 | | $ — | | $ — |
China | | 14,757,252 | | 1,660,180 | | 13,097,072 | | — |
Greece | | 947,177 | | 664,735 | | 282,442 | | — |
Hong Kong | | 681,777 | | 40 | | 681,737 | | — |
Hungary | | 661,267 | | 357,274 | | 303,993 | | — |
India | | 10,623,373 | | — | | 10,623,373 | | — |
Indonesia | | 1,310,689 | | — | | 1,310,689 | | — |
Malaysia | | 1,089,325 | | 291,968 | | 797,357 | | — |
Mexico | | 2,111,134 | | 2,111,134 | | — | | — |
Philippines | | 386,981 | | 321,145 | | 65,836 | | — |
Poland | | 746,679 | | — | | 746,679 | | — |
Qatar | | 338,182 | | — | | 338,182 | | — |
Romania | | 145,984 | | 145,984 | | — | | — |
Russia | | — | | — | | — | | — |
Saudi Arabia | | 2,147,331 | | 273,201 | | 1,874,130 | | — |
South Africa | | 1,479,811 | | 665,643 | | 814,168 | | — |
South Korea | | 7,756,270 | | — | | 7,756,270 | | — |
Taiwan | | 9,024,503 | | — | | 9,024,503 | | — |
Thailand | | 877,930 | | — | | 877,930 | | — |
United Arab Emirates | | 1,481,273 | | 1,232,922 | | 248,351 | | — |
United States | | 33,039 | | 33,039 | | — | | — |
Preferred Stocks | | 1,572,035 | | 1,572,035 | | — | | — |
Total | | $ 59,617,214 | | $ 10,774,502 | | $ 48,842,712 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
U.S. GOVERNMENT AGENCIES - 5.7% |
| United States - 5.7% |
| Federal Home Loan Mortgage Corp. - 0.6% |
$ 41,014 | 4.50%, 09/01/2052 | $ 37,848 |
53,720 | 5.00%, 09/01/2052 | 50,929 |
84,901 | 5.00%, 11/01/2052 | 80,490 |
71,977 | 5.50%, 10/01/2053 | 69,871 |
48,334 | 6.00%, 01/01/2053 | 47,930 |
47,460 | 6.00%, 10/01/2053 | 47,034 |
| | | 334,102 |
| Federal National Mortgage Association - 3.1% |
19,187 | 4.50%, 06/01/2052 | 17,706 |
38,844 | 5.00%, 10/01/2052 | 36,832 |
102,010 | 5.00%, 04/01/2053 | 96,701 |
117,877 | 5.00%, 12/01/2053 | 111,718 |
98,831 | 5.50%, 01/01/2053 | 96,125 |
170,752 | 5.50%, 12/01/2053 | 165,767 |
124,415 | 5.50%, 01/01/2054 | 120,777 |
147,680 | 5.50%, 02/01/2054 | 143,382 |
126,647 | 6.00%, 02/01/2053 | 125,539 |
81,358 | 6.00%, 11/01/2053 | 80,639 |
63,316 | 6.00%, 12/01/2053 | 62,747 |
242,702 | 6.00%, 01/01/2054 | 240,543 |
292,285 | 6.00%, 02/01/2054 | 289,683 |
46,010 | 6.50%, 10/01/2053 | 46,399 |
37,617 | 6.50%, 12/01/2053 | 37,926 |
10,492 | 6.50%, 02/01/2054 | 10,578 |
24,748 | 6.50%, 04/01/2054 | 24,950 |
| | | 1,708,012 |
| Government National Mortgage Association - 2.0% |
127,882 | 5.00%, 09/20/2053 | 122,432 |
94,299 | 5.50%, 05/20/2053 | 92,561 |
105,170 | 5.50%, 06/20/2053 | 103,232 |
99,283 | 5.50%, 12/20/2053 | 97,453 |
496,655 | 5.50%, 01/20/2054 | 487,504 |
166,360 | 6.00%, 12/20/2052 | 167,315 |
39,718 | 6.00%, 01/20/2054 | 39,945 |
24,785 | 6.50%, 01/20/2054 | 25,138 |
| | | 1,135,580 |
| Total U.S. Government Agencies (cost $3,206,974) | | $ 3,177,694 |
U.S. GOVERNMENT SECURITIES - 2.1% |
| United States - 2.1% |
| U.S. Treasury Inflation-Indexed Notes - 2.1% |
1,270,456 | 1.75%, 01/15/2034(1) | $ 1,211,823 |
| Total U.S. Government Securities (cost $1,233,033) | | $ 1,211,823 |
COMMON STOCKS - 50.5% |
| Australia - 0.6% |
1,371 | ANZ Group Holdings Ltd. | $ 24,738 |
2,319 | BlueScope Steel Ltd. | 33,847 |
703 | Commonwealth Bank of Australia | 51,508 |
346 | Macquarie Group Ltd. | 41,430 |
1,217 | National Australia Bank Ltd. | 26,382 |
157 | Rio Tinto Ltd. | 13,066 |
637 | Rio Tinto PLC | 43,100 |
4,875 | Santos Ltd. | 23,923 |
832 | Wesfarmers Ltd. | 35,642 |
1,981 | Westpac Banking Corp. | 32,897 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| Australia - 0.6% - (continued) |
861 | Woodside Energy Group Ltd. | $ 15,427 |
585 | Woolworths Group Ltd. | 12,003 |
| | | 353,963 |
| Belgium - 0.1% |
532 | Anheuser-Busch InBev SA | 31,799 |
603 | Groupe Bruxelles Lambert NV | 44,761 |
| | | 76,560 |
| Brazil - 0.3% |
27 | MercadoLibre, Inc.* | 39,385 |
337 | NU Holdings Ltd. Class A* | 3,660 |
3,030 | Petroleo Brasileiro SA ADR | 51,419 |
1,128 | Wheaton Precious Metals Corp. | 58,766 |
711 | Yara International ASA | 20,267 |
| | | 173,497 |
| Canada - 1.0% |
271 | Alimentation Couche-Tard, Inc. | 15,020 |
169 | Bank of Montreal | 15,096 |
497 | Bank of Nova Scotia | 22,802 |
607 | Canadian Imperial Bank of Commerce | 28,334 |
181 | Canadian National Railway Co. | 21,969 |
647 | Canadian Natural Resources Ltd. | 49,028 |
545 | Canadian Pacific Kansas City Ltd. | 42,756 |
205 | Canadian Tire Corp. Ltd. Class A | 19,804 |
24 | Constellation Software, Inc. | 61,790 |
371 | Enbridge, Inc. | 13,192 |
319 | Fortis, Inc. | 12,527 |
665 | Manulife Financial Corp. | 15,511 |
170 | Nutrien Ltd. | 8,964 |
399 | Onex Corp. | 28,308 |
763 | Open Text Corp. | 26,942 |
703 | Pembina Pipeline Corp. | 24,736 |
553 | Rogers Communications, Inc. Class B | 20,716 |
285 | Royal Bank of Canada | 27,573 |
573 | Shopify, Inc. Class A* | 40,228 |
239 | Sun Life Financial, Inc. | 12,203 |
633 | Suncor Energy, Inc. | 24,154 |
221 | TC Energy Corp. | 7,918 |
470 | Toronto-Dominion Bank | 27,883 |
| | | 567,454 |
| China - 1.1% |
4,900 | Alibaba Group Holding Ltd. | 45,879 |
1,550 | Baidu, Inc. Class A* | 20,081 |
1,500 | BYD Co. Ltd. Class H | 41,119 |
71,000 | CGN Power Co. Ltd. Class H(2) | 23,807 |
27,000 | China Construction Bank Corp. Class H | 17,469 |
19,000 | China Life Insurance Co. Ltd. Class H | 25,021 |
8,000 | China Mengniu Dairy Co. Ltd. | 16,572 |
4,500 | China Merchants Bank Co. Ltd. Class H | 19,489 |
6,000 | China Resources Land Ltd. | 21,575 |
600 | Contemporary Amperex Technology Co. Ltd. Class A | 16,781 |
1,000 | Innovent Biologics, Inc.*(2) | 4,841 |
1,700 | JD.com, Inc. Class A | 24,494 |
3,500 | Li Ning Co. Ltd. | 9,163 |
2,400 | Meituan Class B*(2) | 32,771 |
1,400 | NetEase, Inc. | 26,242 |
122 | NXP Semiconductors NV | 31,255 |
223 | PDD Holdings, Inc. ADR* | 27,915 |
6,000 | Ping An Insurance Group Co. of China Ltd. Class H | 27,192 |
793 | Prosus NV | 26,534 |
600 | Shenzhen Inovance Technology Co. Ltd. Class A | 4,930 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| China - 1.1% - (continued) |
3,100 | Tencent Holdings Ltd. | $ 136,038 |
2,500 | Wuxi Biologics Cayman, Inc.*(2) | 4,331 |
451 | Yum China Holdings, Inc. | 16,466 |
| | | 619,965 |
| Denmark - 0.4% |
238 | DSV AS | 33,813 |
1,382 | Novo Nordisk AS Class B | 177,231 |
504 | Vestas Wind Systems AS* | 13,506 |
| | | 224,550 |
| Finland - 0.1% |
885 | UPM-Kymmene OYJ | 31,015 |
| France - 1.1% |
220 | Air Liquide SA | 43,027 |
392 | Airbus SE | 64,507 |
831 | AXA SA(3) | 28,712 |
713 | BNP Paribas SA | 51,309 |
122 | Capgemini SE | 25,642 |
460 | Eiffage SA | 49,081 |
155 | EssilorLuxottica SA | 33,051 |
13 | Hermes International SCA | 31,122 |
36 | Kering SA | 12,617 |
355 | Legrand SA | 36,482 |
106 | L'Oreal SA | 49,698 |
69 | LVMH Moet Hennessy Louis Vuitton SE | 56,679 |
94 | Pernod Ricard SA | 14,217 |
275 | Safran SA | 59,629 |
798 | TotalEnergies SE | 57,934 |
220 | Vinci SA | 25,779 |
| | | 639,486 |
| Germany - 0.8% |
133 | adidas AG | 32,051 |
125 | Allianz SE | 35,473 |
617 | BASF SE | 32,329 |
357 | Bayer AG | 10,414 |
667 | Deutsche Post AG | 27,927 |
1,637 | Deutsche Telekom AG | 37,496 |
1,134 | Infineon Technologies AG | 39,353 |
579 | Mercedes-Benz Group AG | 43,796 |
628 | RWE AG | 21,877 |
519 | SAP SE | 93,714 |
326 | Siemens AG | 61,071 |
| | | 435,501 |
| Greece - 0.0% |
1,169 | OPAP SA | 19,474 |
| Hong Kong - 0.3% |
4,800 | AIA Group Ltd. | 35,157 |
4,000 | CK Asset Holdings Ltd. | 17,062 |
1,400 | Hang Seng Bank Ltd. | 18,461 |
700 | Hong Kong Exchanges & Clearing Ltd. | 22,242 |
2,500 | MTR Corp. Ltd. | 8,216 |
1,564 | Prudential PLC | 13,603 |
1,000 | Sun Hung Kai Properties Ltd. | 9,225 |
1,000 | Techtronic Industries Co. Ltd. | 13,819 |
| | | 137,785 |
| India - 0.6% |
698 | Axis Bank Ltd. GDR(4) | 48,860 |
364 | Dr Reddy's Laboratories Ltd. ADR | 26,743 |
2,883 | GAIL India Ltd. GDR(4) | 42,957 |
2,442 | ICICI Bank Ltd. ADR | 67,228 |
1,614 | Infosys Ltd. ADR | 26,970 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| India - 0.6% - (continued) |
797 | Larsen & Toubro Ltd. GDR(4) | $ 34,510 |
1,622 | Mahindra & Mahindra Ltd. GDR(4) | 42,334 |
659 | Reliance Industries Ltd. GDR(2) | 46,592 |
2,028 | Wipro Ltd. ADR | 10,931 |
| | | 347,125 |
| Indonesia - 0.1% |
56,600 | Bank Central Asia Tbk. PT | 34,033 |
45,400 | Indofood Sukses Makmur Tbk. PT | 17,451 |
| | | 51,484 |
| Italy - 0.2% |
4,315 | Enel SpA | 28,360 |
1,311 | Eni SpA | 21,057 |
18 | Ferrari NV | 7,403 |
1,981 | FinecoBank Banca Fineco SpA | 30,349 |
10,828 | Intesa Sanpaolo SpA | 40,529 |
| | | 127,698 |
| Japan - 2.3% |
1,600 | Astellas Pharma, Inc. | 15,357 |
900 | Daiichi Sankyo Co. Ltd. | 30,292 |
300 | Daikin Industries Ltd. | 40,947 |
900 | FANUC Corp. | 26,657 |
100 | Fast Retailing Co. Ltd. | 26,147 |
400 | FUJIFILM Holdings Corp. | 8,509 |
1,300 | Hankyu Hanshin Holdings, Inc. | 34,084 |
500 | Hitachi Ltd. | 46,130 |
2,800 | Honda Motor Co. Ltd. | 31,857 |
200 | Hoya Corp. | 23,188 |
900 | ITOCHU Corp. | 40,603 |
800 | Kao Corp. | 33,002 |
800 | KDDI Corp. | 22,199 |
100 | Keyence Corp. | 43,977 |
1,800 | Kirin Holdings Co. Ltd. | 26,276 |
2,300 | Mitsubishi Corp. | 52,600 |
4,100 | Mitsubishi HC Capital, Inc. | 26,552 |
5,200 | Mitsubishi UFJ Financial Group, Inc. | 51,799 |
1,000 | Mitsui & Co. Ltd. | 48,276 |
1,400 | Murata Manufacturing Co. Ltd. | 25,581 |
500 | NIDEC Corp. | 23,416 |
500 | Nintendo Co. Ltd. | 24,385 |
19,300 | Nippon Telegraph & Telephone Corp. | 20,837 |
27 | Nomura Real Estate Master Fund, Inc. REIT | 25,810 |
1,600 | ORIX Corp. | 32,745 |
800 | Otsuka Holdings Co. Ltd. | 34,205 |
1,000 | Recruit Holdings Co. Ltd. | 43,067 |
2,400 | Seven & i Holdings Co. Ltd. | 31,011 |
200 | Shimano, Inc. | 32,503 |
1,000 | Shin-Etsu Chemical Co. Ltd. | 38,709 |
600 | SoftBank Group Corp. | 29,508 |
600 | Sony Group Corp. | 49,591 |
900 | Sumitomo Mitsui Financial Group, Inc. | 51,123 |
1,300 | Takeda Pharmaceutical Co. Ltd. | 34,167 |
400 | Terumo Corp. | 6,786 |
1,300 | Tokio Marine Holdings, Inc. | 41,088 |
200 | Tokyo Electron Ltd. | 43,869 |
3,700 | Toyota Motor Corp. | 84,392 |
| | | 1,301,245 |
| Malaysia - 0.1% |
3,300 | Hong Leong Bank Bhd. | 13,327 |
400 | Nestle Malaysia Bhd. | 10,649 |
12,000 | Public Bank Bhd. | 10,350 |
7,300 | RHB Bank Bhd. | 8,403 |
| | | 42,729 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| Mexico - 0.1% |
15,788 | America Movil SAB de CV | $ 15,041 |
5,785 | Grupo Mexico SAB de CV | 35,749 |
5,788 | Wal-Mart de Mexico SAB de CV | 21,573 |
| | | 72,363 |
| Netherlands - 0.3% |
159 | ASML Holding NV | 138,491 |
2,214 | ING Groep NV | 35,004 |
| | | 173,495 |
| Norway - 0.0% |
503 | Equinor ASA | 13,384 |
199 | Mowi ASA | 3,494 |
| | | 16,878 |
| Philippines - 0.1% |
1,590 | SM Investments Corp. | 26,147 |
| Singapore - 0.2% |
1,210 | DBS Group Holdings Ltd. | 30,803 |
7,100 | Keppel Ltd. | 35,513 |
222,700 | Seatrium Ltd.* | 15,909 |
514 | STMicroelectronics NV | 20,347 |
| | | 102,572 |
| South Africa - 0.2% |
1,369 | Anglo American PLC | 44,735 |
7,200 | FirstRand Ltd. | 24,855 |
3,342 | Remgro Ltd. | 21,825 |
| | | 91,415 |
| South Korea - 0.6% |
832 | KB Financial Group, Inc. ADR | 44,903 |
205 | Kia Corp. | 17,368 |
149 | POSCO Holdings, Inc. ADR | 10,661 |
151 | Samsung Electronics Co. Ltd. GDR(4) | 212,759 |
1,036 | Shinhan Financial Group Co. Ltd. ADR | 34,965 |
| | | 320,656 |
| Spain - 0.2% |
4,214 | Banco Bilbao Vizcaya Argentaria SA | 45,570 |
10,027 | Banco Santander SA | 48,788 |
2,449 | Iberdrola SA | 30,028 |
| | | 124,386 |
| Sweden - 0.2% |
3,114 | Atlas Copco AB Class A | 54,545 |
41 | Evolution AB(2) | 4,530 |
2,844 | Investor AB Class B | 69,657 |
| | | 128,732 |
| Switzerland - 0.8% |
1,141 | ABB Ltd. | 55,439 |
496 | Alcon, Inc. | 38,032 |
264 | Baloise Holding AG | 39,894 |
189 | Cie Financiere Richemont SA Class A | 26,125 |
73 | Geberit AG | 38,966 |
6 | Givaudan SA | 25,661 |
34 | Lonza Group AG | 18,768 |
598 | Novartis AG | 58,040 |
16 | Partners Group Holding AG | 20,585 |
122 | Sika AG | 34,704 |
23 | Sonova Holding AG | 6,358 |
1,606 | UBS Group AG | 42,179 |
42 | Zurich Insurance Group AG | 20,330 |
| | | 425,081 |
| Taiwan - 0.8% |
1,000 | Chroma ATE, Inc. | 8,122 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| Taiwan - 0.8% - (continued) |
1,329 | Chunghwa Telecom Co. Ltd. ADR | $ 50,117 |
5,342 | Hon Hai Precision Industry Co. Ltd. GDR(4) | 51,123 |
2,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | 47,887 |
1,662 | Taiwan Semiconductor Manufacturing Co. Ltd. ADR | 228,259 |
4,085 | United Microelectronics Corp. ADR | 31,454 |
| | | 416,962 |
| Thailand - 0.0% |
12,200 | Airports of Thailand PCL NVDR | 21,420 |
| United Kingdom - 0.9% |
459 | AstraZeneca PLC | 69,423 |
1,587 | BAE Systems PLC | 26,395 |
13,773 | Barclays PLC | 34,726 |
3,000 | CK Hutchison Holdings Ltd. | 14,570 |
1,074 | Compass Group PLC | 29,872 |
1,613 | Diageo PLC | 55,745 |
6,617 | HSBC Holdings PLC | 57,356 |
49,094 | Lloyds Banking Group PLC | 31,684 |
128 | London Stock Exchange Group PLC | 14,111 |
1,583 | National Grid PLC | 20,764 |
48 | Next PLC | 5,384 |
214 | Reckitt Benckiser Group PLC | 11,964 |
1,152 | RELX PLC | 47,332 |
902 | Severn Trent PLC | 27,804 |
2,086 | Smith & Nephew PLC | 25,273 |
868 | Unilever PLC | 44,902 |
10,213 | Vodafone Group PLC | 8,613 |
| | | 525,918 |
| United States - 37.0% |
243 | 3M Co. | 23,452 |
672 | Abbott Laboratories | 71,212 |
536 | AbbVie, Inc. | 87,175 |
301 | Accenture PLC Class A | 90,574 |
276 | Adobe, Inc.* | 127,741 |
889 | Advanced Micro Devices, Inc.* | 140,800 |
640 | Aflac, Inc. | 53,536 |
166 | Agilent Technologies, Inc. | 22,749 |
152 | Air Products & Chemicals, Inc. | 35,924 |
170 | Airbnb, Inc. Class A* | 26,957 |
4,334 | Alphabet, Inc. Class A* | 705,489 |
1,502 | Alphabet, Inc. Class C* | 247,289 |
4,399 | Amazon.com, Inc.* | 769,825 |
1,090 | Amcor PLC | 9,745 |
159 | American Electric Power Co., Inc. | 13,679 |
551 | American Express Co. | 128,951 |
531 | American International Group, Inc. | 39,990 |
325 | American Tower Corp. REIT | 55,757 |
98 | American Water Works Co., Inc. | 11,987 |
64 | Ameriprise Financial, Inc. | 26,355 |
409 | AMETEK, Inc. | 71,436 |
175 | Amgen, Inc. | 47,939 |
888 | Amphenol Corp. Class A | 107,244 |
155 | Analog Devices, Inc. | 31,095 |
83 | ANSYS, Inc.* | 26,965 |
69 | Aon PLC Class A | 19,459 |
5,905 | Apple, Inc. | 1,005,799 |
284 | Applied Materials, Inc. | 56,417 |
284 | Aptiv PLC* | 20,164 |
267 | Archer-Daniels-Midland Co. | 15,662 |
369 | Arista Networks, Inc.* | 94,671 |
118 | ARM Holdings PLC ADR* | 11,943 |
126 | Arthur J Gallagher & Co. | 29,571 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| United States - 37.0% - (continued) |
2,222 | AT&T, Inc. | $ 37,530 |
265 | Atmos Energy Corp. | 31,243 |
110 | Autodesk, Inc.* | 23,413 |
170 | Automatic Data Processing, Inc. | 41,121 |
10 | AutoZone, Inc.* | 29,564 |
599 | Ball Corp. | 41,672 |
1,913 | Bank of America Corp. | 70,800 |
110 | Becton Dickinson & Co. | 25,806 |
353 | Berkshire Hathaway, Inc. Class B* | 140,046 |
30 | Biogen, Inc.* | 6,445 |
67 | Bio-Rad Laboratories, Inc. Class A* | 18,073 |
94 | BlackRock, Inc. | 70,936 |
265 | Blackstone, Inc. | 30,902 |
346 | Block, Inc.* | 25,258 |
233 | Boeing Co.* | 39,107 |
38 | Booking Holdings, Inc. | 131,177 |
1,538 | Boston Scientific Corp.* | 110,536 |
6,444 | BP PLC | 41,536 |
720 | Bristol-Myers Squibb Co. | 31,637 |
141 | Broadcom, Inc. | 183,338 |
270 | Cadence Design Systems, Inc.* | 74,420 |
225 | Capital One Financial Corp. | 32,272 |
480 | Carrier Global Corp. | 29,515 |
235 | Caterpillar, Inc. | 78,624 |
253 | CBRE Group, Inc. Class A* | 21,983 |
351 | Centene Corp.* | 25,644 |
574 | CenterPoint Energy, Inc. | 16,726 |
1,059 | Charles Schwab Corp. | 78,313 |
37 | Charter Communications, Inc. Class A* | 9,470 |
129 | Cheniere Energy, Inc. | 20,359 |
512 | Chevron Corp. | 82,570 |
28 | Chipotle Mexican Grill, Inc.* | 88,469 |
347 | Chubb Ltd. | 86,278 |
275 | Cigna Group | 98,186 |
78 | Cintas Corp. | 51,351 |
1,191 | Cisco Systems, Inc. | 55,953 |
617 | Citigroup, Inc. | 37,841 |
111 | CME Group, Inc. | 23,270 |
2,561 | Coca-Cola Co. | 158,193 |
424 | Cognizant Technology Solutions Corp. Class A | 27,848 |
778 | Colgate-Palmolive Co. | 71,514 |
1,312 | Comcast Corp. Class A | 50,000 |
1,229 | ConocoPhillips | 154,387 |
170 | Consolidated Edison, Inc. | 16,048 |
125 | Constellation Energy Corp. | 23,242 |
952 | Copart, Inc.* | 51,703 |
62 | Corpay, Inc.* | 18,733 |
410 | Corteva, Inc. | 22,193 |
247 | CoStar Group, Inc.* | 22,608 |
224 | Costco Wholesale Corp. | 161,930 |
2,007 | Coterra Energy, Inc. | 54,912 |
316 | Crowdstrike Holdings, Inc. Class A* | 92,443 |
235 | Crown Castle, Inc. REIT | 22,038 |
253 | CSL Ltd. | 44,952 |
744 | CSX Corp. | 24,716 |
506 | CVS Health Corp. | 34,261 |
338 | Danaher Corp. | 83,358 |
191 | Darden Restaurants, Inc. | 29,301 |
10 | Deckers Outdoor Corp.* | 8,185 |
154 | Deere & Co. | 60,277 |
292 | Devon Energy Corp. | 14,945 |
201 | Dexcom, Inc.* | 25,605 |
134 | Discover Financial Services | 16,982 |
84 | Dollar Tree, Inc.* | 9,933 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| United States - 37.0% - (continued) |
214 | Dominion Energy, Inc. | $ 10,910 |
440 | Dow, Inc. | 25,036 |
257 | DR Horton, Inc. | 36,620 |
169 | Duke Energy Corp. | 16,606 |
221 | DuPont de Nemours, Inc. | 16,023 |
292 | Eaton Corp. PLC | 92,932 |
1,204 | eBay, Inc. | 62,054 |
347 | Ecolab, Inc. | 78,474 |
249 | Edwards Lifesciences Corp.* | 21,083 |
281 | Electronic Arts, Inc. | 35,636 |
149 | Elevance Health, Inc. | 78,758 |
45 | elf Beauty, Inc.* | 7,314 |
518 | Eli Lilly & Co. | 404,610 |
537 | Emerson Electric Co. | 57,878 |
390 | EOG Resources, Inc. | 51,531 |
72 | Equinix, Inc. REIT | 51,200 |
102 | Essex Property Trust, Inc. REIT | 25,117 |
133 | Estee Lauder Cos., Inc. Class A | 19,512 |
313 | Evergy, Inc. | 16,417 |
304 | Exelon Corp. | 11,424 |
562 | Experian PLC | 22,668 |
94 | Extra Space Storage, Inc. REIT | 12,622 |
1,093 | Exxon Mobil Corp. | 129,269 |
29 | Fair Isaac Corp.* | 32,867 |
99 | FedEx Corp. | 25,916 |
356 | Fidelity National Information Services, Inc. | 24,180 |
167 | First Solar, Inc.* | 29,442 |
236 | Fiserv, Inc.* | 36,030 |
1,912 | Ford Motor Co. | 23,231 |
500 | Fortinet, Inc.* | 31,590 |
2,060 | Freeport-McMoRan, Inc. | 102,876 |
92 | Gartner, Inc.* | 37,958 |
113 | GE HealthCare Technologies, Inc. | 8,615 |
282 | GE Vernova, Inc.* | 43,346 |
85 | General Dynamics Corp. | 24,403 |
703 | General Electric Co. | 113,759 |
326 | General Mills, Inc. | 22,970 |
917 | General Motors Co. | 40,834 |
435 | Gilead Sciences, Inc. | 28,362 |
112 | Global Payments, Inc. | 13,750 |
106 | Goldman Sachs Group, Inc. | 45,231 |
1,426 | GSK PLC | 29,585 |
415 | Halliburton Co. | 15,550 |
211 | HCA Healthcare, Inc. | 65,372 |
107 | Hershey Co. | 20,749 |
169 | Hilton Worldwide Holdings, Inc. | 33,340 |
433 | Home Depot, Inc. | 144,717 |
211 | Honeywell International, Inc. | 40,666 |
540 | Howmet Aerospace, Inc. | 36,045 |
716 | HP, Inc. | 20,112 |
28 | Hubbell, Inc. | 10,375 |
43 | Humana, Inc. | 12,990 |
135 | IDEXX Laboratories, Inc.* | 66,523 |
94 | Illinois Tool Works, Inc. | 22,946 |
91 | Illumina, Inc.* | 11,198 |
2,231 | Intel Corp. | 67,979 |
328 | Intercontinental Exchange, Inc. | 42,233 |
278 | International Business Machines Corp. | 46,204 |
165 | International Flavors & Fragrances, Inc. | 13,967 |
737 | Interpublic Group of Cos., Inc. | 22,434 |
167 | Intuit, Inc. | 104,479 |
234 | Intuitive Surgical, Inc.* | 86,725 |
879 | Invitation Homes, Inc. REIT | 30,062 |
170 | IQVIA Holdings, Inc.* | 39,401 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| United States - 37.0% - (continued) |
614 | Johnson & Johnson | $ 88,778 |
320 | Johnson Controls International PLC | 20,822 |
1,665 | JP Morgan Chase & Co. | 319,247 |
157 | Keysight Technologies, Inc.* | 23,227 |
118 | Kimberly-Clark Corp. | 16,111 |
636 | Kinder Morgan, Inc. | 11,626 |
506 | KKR & Co., Inc. | 47,093 |
52 | KLA Corp. | 35,843 |
370 | Kroger Co. | 20,491 |
74 | L3Harris Technologies, Inc. | 15,840 |
104 | Lam Research Corp. | 93,019 |
233 | Lennar Corp. Class A | 35,327 |
187 | Liberty Broadband Corp. Class C* | 9,300 |
540 | Liberty Media Corp.-Liberty Formula One Class C* | 37,784 |
156 | Linde PLC | 68,790 |
269 | Live Nation Entertainment, Inc.* | 23,917 |
210 | Lowe's Cos., Inc. | 47,878 |
39 | Lululemon Athletica, Inc.* | 14,063 |
222 | LyondellBasell Industries NV Class A | 22,193 |
171 | Marathon Petroleum Corp. | 31,074 |
130 | Marriott International, Inc. Class A | 30,697 |
352 | Marsh & McLennan Cos., Inc. | 70,199 |
62 | Martin Marietta Materials, Inc. | 36,398 |
394 | Marvell Technology, Inc. | 25,969 |
379 | Mastercard, Inc. Class A | 171,005 |
192 | McDonald's Corp. | 52,424 |
80 | McKesson Corp. | 42,977 |
717 | Medtronic PLC | 57,532 |
1,802 | Merck & Co., Inc. | 232,854 |
1,088 | Meta Platforms, Inc. Class A | 468,025 |
195 | MetLife, Inc. | 13,861 |
194 | Microchip Technology, Inc. | 17,844 |
799 | Micron Technology, Inc. | 90,255 |
3,409 | Microsoft Corp. | 1,327,226 |
120 | Moderna, Inc.* | 13,237 |
655 | Mondelez International, Inc. Class A | 47,121 |
426 | Monster Beverage Corp.* | 22,770 |
212 | Moody's Corp. | 78,510 |
881 | Morgan Stanley | 80,030 |
276 | Motorola Solutions, Inc. | 93,605 |
81 | MSCI, Inc. | 37,729 |
756 | Nestle SA | 75,903 |
382 | Netflix, Inc.* | 210,344 |
1,360 | News Corp. Class A | 32,368 |
1,506 | NextEra Energy, Inc. | 100,857 |
651 | NIKE, Inc. Class B | 60,061 |
103 | Norfolk Southern Corp. | 23,723 |
50 | Northrop Grumman Corp. | 24,251 |
128 | Nucor Corp. | 21,572 |
100 | nVent Electric PLC | 7,207 |
1,125 | NVIDIA Corp. | 972,022 |
7 | NVR, Inc.* | 52,072 |
246 | Occidental Petroleum Corp. | 16,270 |
371 | ONEOK, Inc. | 29,354 |
618 | Oracle Corp. | 70,297 |
72 | O'Reilly Automotive, Inc.* | 72,955 |
251 | Otis Worldwide Corp. | 22,891 |
91 | Owens Corning | 15,307 |
250 | PACCAR, Inc. | 26,527 |
752 | Palantir Technologies, Inc. Class A* | 16,521 |
141 | Palo Alto Networks, Inc.* | 41,015 |
223 | Parker-Hannifin Corp. | 121,515 |
129 | Paychex, Inc. | 15,326 |
328 | PayPal Holdings, Inc.* | 22,278 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| United States - 37.0% - (continued) |
637 | PepsiCo, Inc. | $ 112,055 |
1,638 | Pfizer, Inc. | 41,966 |
165 | Phillips 66 | 23,630 |
82 | Pioneer Natural Resources Co. | 22,084 |
166 | PNC Financial Services Group, Inc. | 25,441 |
118 | PPG Industries, Inc. | 15,222 |
1,062 | Procter & Gamble Co. | 173,318 |
227 | Progressive Corp. | 47,273 |
337 | Prologis, Inc. REIT | 34,391 |
135 | Prudential Financial, Inc. | 14,915 |
234 | Public Service Enterprise Group, Inc. | 16,165 |
83 | Public Storage REIT | 21,534 |
333 | QUALCOMM, Inc. | 55,228 |
35 | Regeneron Pharmaceuticals, Inc.* | 31,173 |
80 | ResMed, Inc. | 17,119 |
200 | Roche Holding AG | 47,923 |
68 | Roper Technologies, Inc. | 34,779 |
189 | Ross Stores, Inc. | 24,485 |
197 | S&P Global, Inc. | 81,919 |
582 | Salesforce, Inc. | 156,523 |
372 | Sanofi SA | 36,751 |
63 | SBA Communications Corp. REIT | 11,726 |
815 | Schlumberger NV | 38,696 |
394 | Schneider Electric SE | 89,837 |
705 | SEI Investments Co. | 46,495 |
216 | Sempra | 15,472 |
101 | ServiceNow, Inc.* | 70,026 |
2,805 | Shell PLC | 99,842 |
225 | Sherwin-Williams Co. | 67,412 |
359 | Simon Property Group, Inc. REIT | 50,450 |
181 | Snowflake, Inc. Class A* | 28,091 |
52 | Solventum Corp.* | 3,381 |
287 | Southern Co. | 21,094 |
48 | Spotify Technology SA* | 13,461 |
441 | Starbucks Corp. | 39,024 |
331 | Steel Dynamics, Inc. | 43,070 |
1,413 | Stellantis NV | 31,265 |
274 | Stryker Corp. | 92,201 |
86 | Synopsys, Inc.* | 45,631 |
450 | Sysco Corp. | 33,444 |
190 | T Rowe Price Group, Inc. | 20,818 |
25 | Take-Two Interactive Software, Inc.* | 3,570 |
400 | Targa Resources Corp. | 45,624 |
164 | Target Corp. | 26,401 |
234 | TE Connectivity Ltd. | 33,106 |
65 | Teledyne Technologies, Inc.* | 24,796 |
1,068 | Tesla, Inc.* | 195,743 |
410 | Texas Instruments, Inc. | 72,332 |
235 | Thermo Fisher Scientific, Inc. | 133,649 |
1,052 | TJX Cos., Inc. | 98,983 |
413 | T-Mobile U.S., Inc. | 67,802 |
185 | Trade Desk, Inc. Class A* | 15,327 |
274 | Trane Technologies PLC | 86,951 |
28 | TransDigm Group, Inc. | 34,945 |
491 | Trimble, Inc.* | 29,494 |
1,616 | U.S. Bancorp | 65,658 |
1,089 | Uber Technologies, Inc.* | 72,168 |
388 | Union Pacific Corp. | 92,018 |
312 | United Parcel Service, Inc. Class B | 46,014 |
460 | UnitedHealth Group, Inc. | 222,502 |
142 | Valero Energy Corp. | 22,702 |
112 | Veeva Systems, Inc. Class A* | 22,239 |
615 | Ventas, Inc. REIT | 27,232 |
88 | VeriSign, Inc.* | 14,914 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 50.5% - (continued) |
| United States - 37.0% - (continued) |
44 | Verisk Analytics, Inc. | $ 9,590 |
1,268 | Verizon Communications, Inc. | 50,073 |
148 | Vertex Pharmaceuticals, Inc.* | 58,136 |
990 | Visa, Inc. Class A | 265,924 |
120 | Vulcan Materials Co. | 30,916 |
1,267 | Walmart, Inc. | 75,196 |
643 | Walt Disney Co. | 71,437 |
1,246 | Warner Bros Discovery, Inc.* | 9,171 |
142 | Waste Connections, Inc. | 23,017 |
123 | Waste Management, Inc. | 25,586 |
174 | WEC Energy Group, Inc. | 14,379 |
1,060 | Wells Fargo & Co. | 62,879 |
569 | Williams Cos., Inc. | 21,827 |
131 | Workday, Inc. Class A* | 32,060 |
189 | Xcel Energy, Inc. | 10,155 |
120 | Yum! Brands, Inc. | 16,950 |
168 | Zoetis, Inc. | 26,752 |
| | | 20,718,824 |
| Total Common Stocks (cost $24,631,134) | | $ 28,314,380 |
EXCHANGE-TRADED FUNDS - 22.3% |
| Other Investment Pools & Funds - 22.3% |
16,705 | Global X U.S. Infrastructure Development ETF | $ 626,270 |
49,133 | iShares iBoxx $ High Yield Corporate Bond ETF(3) | 3,748,357 |
50,986 | iShares iBoxx $ Investment Grade Corporate Bond ETF(3) | 5,353,020 |
43,978 | iShares J.P. Morgan EM Local Currency Bond ETF | 1,556,381 |
26,827 | SPDR Gold MiniShares Trust | 1,217,946 |
| Total Exchange-Traded Funds (cost $11,884,285) | | $ 12,501,974 |
PREFERRED STOCKS - 0.1% |
| Brazil - 0.1% |
28,906 | Itausa SA (Preference Shares)(5) | $ 53,218 |
| Total Preferred Stocks (cost $48,170) | | $ 53,218 |
| Total Long-Term Investments (cost $41,003,596) | | $ 45,259,089 |
SHORT-TERM INVESTMENTS - 32.3% |
| Securities Lending Collateral - 15.7% |
1,387,053 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(6) | $ 1,387,053 |
4,623,510 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(6) | 4,623,510 |
1,387,053 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(6) | 1,387,053 |
1,387,053 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(6) | 1,387,053 |
| | | 8,784,669 |
| U.S. Treasury Securities - 16.6% |
| U.S. Treasury Bills - 16.6% |
$ 1,400,000 | 4.84%, 05/16/2024(7) | 1,397,037 |
260,200 | 4.98%, 05/16/2024(7) | 259,633 |
4,000,000 | 5.14%, 06/13/2024(7) | 3,975,363 |
1,150,000 | 5.14%, 08/08/2024(7) | 1,133,435 |
560,000 | 5.22%, 08/29/2024(7) | 550,241 |
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 32.3% - (continued) |
| U.S. Treasury Securities - 16.6% - (continued) |
| U.S. Treasury Bills – 16.6% – (continued) |
$ 1,430,000 | 5.32%, 10/10/2024(7) | $ 1,396,699 |
640,000 | 5.35%, 10/24/2024(7) | 623,808 |
| | | 9,336,216 |
| Total Short-Term Investments (cost $18,121,841) | $ 18,120,885 |
| Total Investments (cost $59,125,437) | 113.0% | $ 63,379,974 |
| Other Assets and Liabilities | (13.0)% | (7,306,577) |
| Total Net Assets | 100.0% | $ 56,073,397 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| The Consolidated Schedule of Investments includes investments held by Hartford Schroders Cayman Diversified Growth Fund, Ltd. (the “Subsidiary”), a wholly owned subsidiary of the Fund, which primarily invests in commodity-related instruments. The Fund may invest up to 25% of its total assets in the Subsidiary. As of April 30, 2024, the Fund invested 4.4% of its total assets in the Subsidiary. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | The principal amount for this security is adjusted for inflation and the interest payments equal a fixed percentage of the inflation-adjusted principal amount. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $116,872, representing 0.2% of net assets. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $432,543, representing 0.8% of net assets. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
(5) | Currently no rate available. |
(6) | Current yield as of period end. |
(7) | The rate shown represents current yield to maturity. |
Futures Contracts Outstanding at April 30, 2024 |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts: |
Euro STOXX 50 Future | | 11 | | 06/21/2024 | | $ 574,869 | | $ (4,426) |
S&P 500 (E-Mini) Future | | 15 | | 06/21/2024 | | 3,800,250 | | (60,562) |
TOPIX Future | | 11 | | 06/13/2024 | | 1,915,924 | | 47,119 |
U.S. Treasury 10-Year Ultra Future | | 57 | | 06/18/2024 | | 6,282,469 | | (192,483) |
Total | | | | | | | | $ (210,352) |
Short position contracts: |
Russell 2000 E-MINI Future | | 9 | | 06/21/2024 | | $ (893,520) | | $ (2,160) |
Total futures contracts | | $ (212,512) |
OTC Total Return Swap Contracts Outstanding at April 30, 2024 |
Reference Entity | | Counter- party | | Notional Amount | | Payments received (paid) by the Fund | | Expiration Date | | Periodic Payment Frequency | | Upfront Premiums Paid | | Upfront Premiums Received | | Value † | | Unrealized Appreciation/ Depreciation |
Bloomberg Industrial Metals Subindex 3 Month Forward | | GSC | | USD | 2,412 | | (0.10%) | | 07/12/2024 | | Monthly | | $ — | | $ — | | $ 28,892 | | $ 28,892 |
Bloomberg Commodity Index 3 Month Forward | | GSC | | USD | 2,004 | | (0.12%) | | 07/02/2024 | | Monthly | | — | | — | | 7,263 | | 7,263 |
Total OTC total return swap contracts | | $ — | | $ — | | $ 36,155 | | $ 36,155 |
Foreign Currency Contracts Outstanding at April 30, 2024 |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
513,000 | CHF | | 563,855 | USD | | BCLY | | 05/28/2024 | | $ (3,980) |
513,000 | CHF | | 564,063 | USD | | MSC | | 05/28/2024 | | (4,188) |
174,329,000 | JPY | | 1,135,650 | USD | | UBS | | 05/28/2024 | | (25,335) |
1,005,438,000 | KRW | | 729,678 | USD | | BCLY | | 05/16/2024 | | (1,593) |
242,116 | USD | | 375,000 | AUD | | UBS | | 05/28/2024 | | (1,029) |
94,526 | USD | | 129,000 | CAD | | HSBC | | 05/28/2024 | | 776 |
501,092 | USD | | 689,000 | CAD | | UBS | | 05/28/2024 | | 367 |
1,588,728 | USD | | 1,438,000 | CHF | | BCLY | | 05/28/2024 | | 19,332 |
122,162 | USD | | 852,000 | DKK | | UBS | | 05/28/2024 | | 70 |
1,707,862 | USD | | 1,597,000 | EUR | | HSBC | | 05/28/2024 | | 1,582 |
154,094 | USD | | 144,000 | EUR | | BCLY | | 05/28/2024 | | 240 |
149,167 | USD | | 120,000 | GBP | | HSBC | | 05/28/2024 | | (801) |
584,914 | USD | | 469,000 | GBP | | UBS | | 05/28/2024 | | (1,213) |
601,725 | USD | | 4,705,000 | HKD | | UBS | | 05/28/2024 | | (310) |
1,806,009 | USD | | 278,774,000 | JPY | | UBS | | 05/28/2024 | | 30,475 |
560,044 | USD | | 87,164,000 | JPY | | MSC | | 05/28/2024 | | 4,890 |
727,366 | USD | | 1,005,438,000 | KRW | | BCLY | | 05/16/2024 | | (719) |
50,043 | USD | | 544,000 | SEK | | UBS | | 05/28/2024 | | 617 |
Total foreign currency contracts | | $ 19,181 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Growth Fund (Consolidated)
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Foreign Cross Currency Contracts Outstanding at April 30, 2024 |
Contract Amount | | Counterparty | | Delivery Date | | Contract Amount | | Unrealized Appreciation/ Depreciation |
AUD | 1,696,176 | | BCLY | | 05/28/2024 | | EUR | 1,687,115 | | $ 9,061 |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
U.S. Government Agencies | | $ 3,177,694 | | $ — | | $ 3,177,694 | | $ — |
U.S. Government Securities | | 1,211,823 | | — | | 1,211,823 | | — |
Common Stocks | | | | | | | | |
Australia | | 353,963 | | — | | 353,963 | | — |
Belgium | | 76,560 | | — | | 76,560 | | — |
Brazil | | 173,497 | | 153,230 | | 20,267 | | — |
Canada | | 567,454 | | 567,454 | | — | | — |
China | | 619,965 | | 80,566 | | 539,399 | | — |
Denmark | | 224,550 | | — | | 224,550 | | — |
Finland | | 31,015 | | — | | 31,015 | | — |
France | | 639,486 | | — | | 639,486 | | — |
Germany | | 435,501 | | — | | 435,501 | | — |
Greece | | 19,474 | | 19,474 | | — | | — |
Hong Kong | | 137,785 | | — | | 137,785 | | — |
India | | 347,125 | | 347,125 | | — | | — |
Indonesia | | 51,484 | | 17,451 | | 34,033 | | — |
Italy | | 127,698 | | — | | 127,698 | | — |
Japan | | 1,301,245 | | — | | 1,301,245 | | — |
Malaysia | | 42,729 | | — | | 42,729 | | — |
Mexico | | 72,363 | | 72,363 | | — | | — |
Netherlands | | 173,495 | | — | | 173,495 | | — |
Norway | | 16,878 | | — | | 16,878 | | — |
Philippines | | 26,147 | | 26,147 | | — | | — |
Singapore | | 102,572 | | — | | 102,572 | | — |
South Africa | | 91,415 | | 21,825 | | 69,590 | | — |
South Korea | | 320,656 | | 303,288 | | 17,368 | | — |
Spain | | 124,386 | | — | | 124,386 | | — |
Sweden | | 128,732 | | — | | 128,732 | | — |
Switzerland | | 425,081 | | — | | 425,081 | | — |
Taiwan | | 416,962 | | 360,953 | | 56,009 | | — |
Thailand | | 21,420 | | — | | 21,420 | | — |
United Kingdom | | 525,918 | | — | | 525,918 | | — |
United States | | 20,718,824 | | 20,198,562 | | 520,262 | | — |
Exchange-Traded Funds | | 12,501,974 | | 12,501,974 | | — | | — |
Preferred Stocks | | 53,218 | | 53,218 | | — | | — |
Short-Term Investments | | 18,120,885 | | 8,784,669 | | 9,336,216 | | — |
Foreign Currency Contracts(2) | | 67,410 | | — | | 67,410 | | — |
Futures Contracts(2) | | 47,119 | | 47,119 | | — | | — |
Swaps - Total Return(2) | | 36,155 | | — | | 36,155 | | — |
Total | | $ 63,530,658 | | $ 43,555,418 | | $ 19,975,240 | | $ — |
Liabilities | | | | | | | | |
Foreign Currency Contracts(2) | | $ (39,168) | | $ — | | $ (39,168) | | $ — |
Futures Contracts(2) | | (259,631) | | (259,631) | | — | | — |
Total | | $ (298,799) | | $ (259,631) | | $ (39,168) | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Equity Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% |
| Brazil - 9.3% |
5,402,750 | Banco BTG Pactual SA | $ 34,751,733 |
2,467,187 | Centrais Eletricas Brasileiras SA | 17,988,618 |
3,162,242 | Embraer SA* | 20,309,820 |
1,868,640 | Energisa SA | 16,229,955 |
4,281,820 | Equatorial Energia SA | 25,224,526 |
13,326,062 | Itau Unibanco Holding SA ADR | 80,622,675 |
2,893,518 | Localiza Rent a Car SA | 27,321,417 |
9,209,077 | Lojas Renner SA | 27,187,758 |
11,116 | MercadoLibre, Inc.* | 16,214,909 |
2,337,256 | NU Holdings Ltd. Class A* | 25,382,600 |
4,832,660 | Petroleo Brasileiro SA ADR | 82,010,240 |
4,315,888 | PRIO SA | 39,895,741 |
5,898,818 | Raia Drogasil SA | 29,059,000 |
1,726,807 | Rede D'Or Sao Luiz SA(1) | 8,646,340 |
5,013,831 | Vale SA ADR | 61,018,323 |
1,264,467 | XP, Inc. Class A | 25,883,640 |
| | | 537,747,295 |
| Chile - 1.3% |
960,670 | Antofagasta PLC | 26,352,885 |
135,122,231 | Banco de Chile | 14,989,342 |
918,417 | Banco Santander Chile ADR | 16,513,137 |
439,959 | Sociedad Quimica y Minera de Chile SA ADR(2) | 20,101,727 |
| | | 77,957,091 |
| China - 25.8% |
15,780,796 | Alibaba Group Holding Ltd. | 147,756,551 |
58,862,000 | China Construction Bank Corp. Class H | 38,083,165 |
12,065,600 | China Pacific Insurance Group Co. Ltd. Class H | 26,436,654 |
57,508,000 | China Petroleum & Chemical Corp. Class H | 34,326,616 |
10,794,000 | China Resources Beer Holdings Co. Ltd. | 49,199,711 |
2,500,366 | Contemporary Amperex Technology Co. Ltd. Class A | 69,931,787 |
7,880,637 | Fuyao Glass Industry Group Co. Ltd. Class A | 54,182,622 |
1,413,867 | H World Group Ltd. ADR | 51,903,058 |
7,957,500 | Innovent Biologics, Inc.*(1) | 38,521,974 |
280,313 | Kweichow Moutai Co. Ltd. Class A | 65,720,284 |
30,882,000 | Lenovo Group Ltd. | 34,734,826 |
3,727,300 | Meituan Class B*(1) | 50,894,524 |
5,139,445 | Midea Group Co. Ltd. Class A | 49,427,217 |
12,429,842 | NARI Technology Co. Ltd. Class A | 40,200,643 |
2,176,800 | NetEase, Inc. | 40,803,300 |
216,006 | PDD Holdings, Inc. ADR* | 27,039,631 |
30,308,000 | PICC Property & Casualty Co. Ltd. Class H | 37,654,127 |
16,454,659 | Sany Heavy Industry Co. Ltd. Class A | 36,972,925 |
10,896,308 | Satellite Chemical Co. Ltd. Class A* | 28,939,398 |
4,085,350 | Shenzhen Inovance Technology Co. Ltd. Class A | 33,567,400 |
4,191,400 | Shenzhou International Group Holdings Ltd. | 41,198,135 |
3,942,534 | Sieyuan Electric Co. Ltd. Class A | 35,373,742 |
6,766,200 | Tencent Holdings Ltd. | 296,922,390 |
1,549,425 | Trip.com Group Ltd. ADR* | 74,775,250 |
3,232,000 | Tsingtao Brewery Co. Ltd. Class H | 23,291,091 |
3,958,900 | Wanhua Chemical Group Co. Ltd. Class A | 48,499,074 |
790,900 | Wuliangye Yibin Co. Ltd. Class A | 16,355,817 |
| | | 1,492,711,912 |
| Greece - 1.4% |
13,010,829 | Eurobank Ergasias Services & Holdings SA Class A* | 27,909,179 |
4,127,135 | National Bank of Greece SA* | 33,297,875 |
5,488,677 | Piraeus Financial Holdings SA* | 21,987,375 |
| | | 83,194,429 |
| Hong Kong - 1.0% |
7,788,600 | AIA Group Ltd. | 57,046,455 |
| Hungary - 0.6% |
645,735 | OTP Bank Nyrt | 32,006,264 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% - (continued) |
| India - 14.1% |
9,037,589 | Ashok Leyland Ltd. | $ 20,812,842 |
8,861,465 | Axis Bank Ltd. | 123,689,108 |
5,230,029 | Bharti Airtel Ltd. | 82,784,441 |
2,004,467 | HCL Technologies Ltd. | 32,702,838 |
3,243,954 | HDFC Bank Ltd. | 58,912,093 |
7,971,788 | ICICI Bank Ltd. | 109,842,852 |
2,502,030 | Mahindra & Mahindra Ltd. | 64,537,076 |
262,561 | MakeMyTrip Ltd.* | 17,384,164 |
758,240 | PB Fintech Ltd.* | 11,483,988 |
14,586,411 | Power Grid Corp. of India Ltd. | 52,609,940 |
3,042,645 | Reliance Industries Ltd. | 106,809,815 |
1,973,116 | Sun Pharmaceutical Industries Ltd. | 35,447,345 |
2,141,152 | Tata Consultancy Services Ltd. | 97,722,372 |
| | | 814,738,874 |
| Indonesia - 1.7% |
79,518,400 | Bank Central Asia Tbk. PT | 47,813,161 |
89,713,500 | Bank Mandiri Persero Tbk. PT | 37,919,812 |
50,674,720 | Bank Rakyat Indonesia Persero Tbk. PT | 15,339,416 |
| | | 101,072,389 |
| Malaysia - 0.3% |
10,563,600 | CIMB Group Holdings Bhd. | 14,599,205 |
| Mexico - 2.6% |
711,390 | Fomento Economico Mexicano SAB de CV ADR | 83,702,148 |
3,550,182 | Grupo Financiero Banorte SAB de CV Class O | 35,214,274 |
8,249,557 | Wal-Mart de Mexico SAB de CV | 30,747,878 |
| | | 149,664,300 |
| Peru - 0.9% |
312,482 | Credicorp Ltd. | 51,750,144 |
| Poland - 2.0% |
749,622 | Bank Polska Kasa Opieki SA | 31,034,570 |
1,444,822 | ORLEN SA | 23,556,931 |
2,033,954 | Powszechna Kasa Oszczednosci Bank Polski SA | 30,198,366 |
2,552,827 | Powszechny Zaklad Ubezpieczen SA | 32,129,593 |
| | | 116,919,460 |
| Russia - 0.0% |
390,765 | LUKOIL PJSC*(3) | — |
67,747 | Polyus PJSC*(3) | — |
5,358,303 | Rosneft Oil Co. PJSC*(3) | — |
| | | — |
| Saudi Arabia - 1.1% |
6,400,456 | Saudi National Bank | 64,071,483 |
| South Africa - 2.8% |
3,647,692 | Absa Group Ltd. | 28,191,182 |
2,326,742 | Aspen Pharmacare Holdings Ltd. | 27,724,961 |
3,250,624 | AVI Ltd. | 15,008,526 |
1,097,907 | Bid Corp. Ltd. | 25,175,517 |
2,068,867 | Foschini Group Ltd. | 10,946,020 |
2,165,849 | Gold Fields Ltd. | 35,038,374 |
1,395,354 | Shoprite Holdings Ltd. | 18,617,239 |
| | | 160,701,819 |
| South Korea - 11.9% |
92,952 | Hyundai Motor Co. | 16,719,823 |
1,116,196 | KB Financial Group, Inc. | 60,538,997 |
598,842 | Kia Corp. | 50,735,431 |
238,794 | Samsung Electro-Mechanics Co. Ltd. | 26,635,908 |
6,534,534 | Samsung Electronics Co. Ltd. | 363,232,777 |
130,787 | Samsung Fire & Marine Insurance Co. Ltd. | 29,273,474 |
136,182 | Samsung SDI Co. Ltd. | 42,144,095 |
818,494 | SK Hynix, Inc. | 101,006,738 |
| | | 690,287,243 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Equity Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% - (continued) |
| Taiwan - 19.4% |
2,718,000 | Accton Technology Corp. | $ 38,077,528 |
9,583,036 | ASE Technology Holding Co. Ltd. | 43,110,211 |
22,571,264 | Cathay Financial Holding Co. Ltd. | 34,903,171 |
4,220,280 | Chailease Holding Co. Ltd. | 22,258,858 |
45,783,000 | CTBC Financial Holding Co. Ltd. | 47,784,561 |
5,182,000 | Delta Electronics, Inc. | 50,748,838 |
4,439,000 | E Ink Holdings, Inc. | 28,379,491 |
21,477,000 | Hon Hai Precision Industry Co. Ltd. | 102,237,984 |
2,798,000 | MediaTek, Inc. | 84,362,974 |
25,534,139 | Taiwan Semiconductor Manufacturing Co. Ltd. | 611,383,152 |
5,853,000 | Unimicron Technology Corp. | 32,367,226 |
10,355,000 | Uni-President Enterprises Corp. | 24,288,743 |
| | | 1,119,902,737 |
| Turkey - 0.5% |
8,669,946 | Akbank TAS | 15,957,830 |
14,715,993 | Yapi ve Kredi Bankasi AS | 14,736,212 |
| | | 30,694,042 |
| United Arab Emirates - 0.6% |
16,366,060 | Emaar Properties PJSC* | 36,582,905 |
| United States - 0.5% |
157,481 | Globant SA* | 28,124,532 |
| Total Common Stocks (cost $4,331,867,616) | | $ 5,659,772,579 |
SHORT-TERM INVESTMENTS - 0.3% |
| Securities Lending Collateral - 0.3% |
3,124,077 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(4) | $ 3,124,077 |
10,413,592 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(4) | 10,413,592 |
3,124,078 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(4) | 3,124,078 |
3,124,077 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(4) | 3,124,077 |
| Total Short-Term Investments (cost $19,785,824) | $ 19,785,824 |
| Total Investments (cost $4,351,653,440) | 98.1% | $ 5,679,558,403 |
| Other Assets and Liabilities | 1.9% | 108,475,429 |
| Total Net Assets | 100.0% | $ 5,788,033,832 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $98,062,838, representing 1.7% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(3) | Investment valued using significant unobservable inputs. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Equity Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Brazil | | $ 537,747,295 | | $ 537,747,295 | | $ — | | $ — |
Chile | | 77,957,091 | | 51,604,206 | | 26,352,885 | | — |
China | | 1,492,711,912 | | 187,285,339 | | 1,305,426,573 | | — |
Greece | | 83,194,429 | | 61,207,054 | | 21,987,375 | | — |
Hong Kong | | 57,046,455 | | — | | 57,046,455 | | — |
Hungary | | 32,006,264 | | — | | 32,006,264 | | — |
India | | 814,738,874 | | 17,384,164 | | 797,354,710 | | — |
Indonesia | | 101,072,389 | | — | | 101,072,389 | | — |
Malaysia | | 14,599,205 | | — | | 14,599,205 | | — |
Mexico | | 149,664,300 | | 149,664,300 | | — | | — |
Peru | | 51,750,144 | | 51,750,144 | | — | | — |
Poland | | 116,919,460 | | — | | 116,919,460 | | — |
Russia | | — | | — | | — | | — |
Saudi Arabia | | 64,071,483 | | — | | 64,071,483 | | — |
South Africa | | 160,701,819 | | 107,046,206 | | 53,655,613 | | — |
South Korea | | 690,287,243 | | — | | 690,287,243 | | — |
Taiwan | | 1,119,902,737 | | — | | 1,119,902,737 | | — |
Turkey | | 30,694,042 | | — | | 30,694,042 | | — |
United Arab Emirates | | 36,582,905 | | 36,582,905 | | — | | — |
United States | | 28,124,532 | | 28,124,532 | | — | | — |
Short-Term Investments | | 19,785,824 | | 19,785,824 | | — | | — |
Total | | $ 5,679,558,403 | | $ 1,248,181,969 | | $ 4,431,376,434 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 41.0% |
| Argentina - 0.8% |
| YPF SA | |
$ 90,000 | 6.95%, 07/21/2027(1) | $ 81,611 |
30,000 | 7.00%, 09/30/2033(1)(2) | 26,122 |
92,000 | 9.50%, 01/17/2031(1) | 93,008 |
| | | 200,741 |
| Brazil - 8.0% |
200,000 | 3R Lux SARL 9.75%, 02/05/2031(1) | 210,925 |
200,000 | Aegea Finance SARL 9.00%, 01/20/2031(1) | 209,520 |
200,000 | Ambipar Lux SARL 9.88%, 02/06/2031(1) | 197,988 |
250,000 | Banco do Brasil SA 9.00%, 06/18/2024, (9.00% fixed rate until 06/18/2024; 10 yr. USD CMT + 6.36% thereafter)(1)(3)(4) | 249,997 |
171,358 | Guara Norte SARL 5.20%, 06/15/2034(1) | 155,374 |
190,150 | MC Brazil Downstream Trading SARL 7.25%, 06/30/2031(1) | 164,728 |
200,000 | Minerva Luxembourg SA 8.88%, 09/13/2033(1) | 205,059 |
200,000 | Raizen Fuels Finance SA 6.45%, 03/05/2034(1) | 199,254 |
175,085 | Samarco Mineracao SA 9.50%, 06/30/2031(1)(5) | 159,754 |
200,000 | Simpar Europe SA 5.20%, 01/26/2031(1)(6) | 159,928 |
| | | 1,912,527 |
| Chile - 2.3% |
200,000 | Banco del Estado de Chile 7.95%, 05/02/2029, (7.95% fixed rate until 05/02/2029; 5 yr. USD CMT + 3.23% thereafter)(1)(3)(4) | 201,600 |
167,776 | Empresa Electrica Cochrane SpA 5.50%, 05/14/2027(1)(6) | 162,218 |
200,000 | Empresa Nacional del Petroleo 3.75%, 08/05/2026(1) | 190,395 |
| | | 554,213 |
| China - 0.7% |
200,000 | Tencent Holdings Ltd. 4.53%, 04/11/2049(1) | 163,176 |
| Colombia - 1.6% |
| Ecopetrol SA | |
130,000 | 8.38%, 01/19/2036 | 126,384 |
49,000 | 8.63%, 01/19/2029 | 50,972 |
52,000 | 8.88%, 01/13/2033 | 53,215 |
200,000 | Empresas Publicas de Medellin ESP 4.38%, 02/15/2031(1) | 162,107 |
| | | 392,678 |
| Ghana - 0.8% |
200,000 | Kosmos Energy Ltd. 7.75%, 05/01/2027(1) | 194,521 |
| Hong Kong - 1.1% |
250,000 | Bank of East Asia Ltd. 6.75%, 03/15/2027, (6.75% fixed rate until 03/15/2026; 1 yr. USD CMT + 2.10% thereafter)(3)(7) | 251,056 |
| Hungary - 1.7% |
200,000 | MVM Energetika Zrt 6.50%, 03/13/2031(7) | 194,740 |
200,000 | OTP Bank Nyrt 7.50%, 05/25/2027, (7.50% fixed rate until 05/25/2026; 1 yr. USD CMT + 3.71% thereafter)(3)(7) | 204,080 |
| | | 398,820 |
| India - 0.8% |
200,000 | Diamond II Ltd. 7.95%, 07/28/2026(1)(6) | 200,369 |
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 41.0% - (continued) |
| Israel - 1.2% |
$ 75,550 | Energean Israel Finance Ltd. 8.50%, 09/30/2033(7) | $ 72,543 |
200,000 | Teva Pharmaceutical Finance Netherlands III BV 7.88%, 09/15/2029 | 210,618 |
| | | 283,161 |
| Kazakhstan - 0.8% |
200,000 | KazMunayGas National Co. JSC 6.38%, 10/24/2048(1) | 177,665 |
| Kuwait - 0.8% |
200,000 | MEGlobal Canada ULC 5.88%, 05/18/2030(1) | 198,060 |
| Macau - 1.5% |
200,000 | Sands China Ltd. 5.40%, 08/08/2028(2) | 193,670 |
200,000 | Studio City Finance Ltd. 5.00%, 01/15/2029(1) | 169,465 |
| | | 363,135 |
| Mexico - 10.2% |
200,000 | Banco Mercantil del Norte SA 7.63%, 01/10/2028, (7.63% fixed rate until 01/10/2028; 10 yr. USD CMT + 5.35% thereafter)(1)(3)(4) | 195,448 |
200,000 | BBVA Bancomer SA 8.45%, 06/29/2038, (8.45% fixed rate until 06/29/2033; 5 yr. USD CMT + 4.66% thereafter)(1)(3) | 206,481 |
| Bimbo Bakeries USA, Inc. | |
200,000 | 5.38%, 01/09/2036(1) | 191,124 |
200,000 | 6.05%, 01/15/2029(1) | 203,008 |
200,000 | Cemex SAB de CV 9.13%, 03/14/2028, (9.13% fixed rate until 03/14/2028; 5 yr. USD CMT + 5.16% thereafter)(1)(3)(4) | 214,626 |
| Petroleos Mexicanos | |
181,000 | 6.70%, 02/16/2032 | 148,286 |
970,000 | 10.00%, 02/07/2033 | 950,910 |
189,981 | Tierra Mojada Luxembourg II SARL 5.75%, 12/01/2040(1) | 170,943 |
200,000 | Trust Fibra Uno 6.39%, 01/15/2050(1) | 154,905 |
| | | 2,435,731 |
| Morocco - 0.8% |
200,000 | OCP SA 6.75%, 05/02/2034(1) | 196,900 |
| Netherlands - 0.7% |
200,000 | VEON Holdings BV 3.38%, 11/25/2027(1) | 163,456 |
| Peru - 0.6% |
200,000 | Petroleos del Peru SA 4.75%, 06/19/2032(1) | 149,108 |
| Russia - 0.0% |
200,000 | Vnesheconombank Via VEB Finance PLC 6.80%, 11/22/2025(1)(8)(9) | — |
| Singapore - 0.9% |
200,000 | Puma International Financing SA 7.75%, 04/25/2029(1) | 202,072 |
| South Korea - 2.5% |
200,000 | Mirae Asset Securities Co. Ltd. 6.00%, 01/26/2029(7) | 195,320 |
200,000 | POSCO 5.75%, 01/17/2028(1) | 200,234 |
200,000 | SK Hynix, Inc. 6.38%, 01/17/2028(1)(6) | 202,447 |
| | | 598,001 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 41.0% - (continued) |
| Thailand - 0.7% |
$ 200,000 | Bangkok Bank PCL 3.73%, 09/25/2034, (3.73% fixed rate until 09/25/2029; 5 yr. USD CMT + 1.90% thereafter)(1)(3) | $ 173,551 |
| Turkey - 2.5% |
200,000 | Pegasus Hava Tasimaciligi AS 9.25%, 04/30/2026(1) | 204,240 |
200,000 | Sisecam U.K. PLC 8.25%, 05/02/2029(1) | 203,220 |
200,000 | Turkiye Garanti Bankasi AS 8.38%, 02/28/2034, (8.38% fixed rate until 02/28/2029; 5 yr. USD CMT + 4.09% thereafter)(1)(3) | 198,286 |
| | | 605,746 |
| Total Corporate Bonds (cost $10,111,063) | $ 9,814,687 |
FOREIGN GOVERNMENT OBLIGATIONS - 51.4% |
| Angola - 0.8% |
200,000 | Angola Government International Bonds 8.75%, 04/14/2032(1) | $ 180,660 |
| Argentina - 2.8% |
| Argentina Republic Government International Bonds | |
430,000 | 3.50%, 07/09/2041(2) | 187,952 |
1,067,000 | 3.63%, 07/09/2035(2) | 489,569 |
| | | 677,521 |
| Bahamas - 0.8% |
200,000 | Bahamas Government International Bonds 8.95%, 10/15/2032(1) | 191,945 |
| Brazil - 4.0% |
210,000 | Brazil Government International Bonds 7.13%, 05/13/2054 | 200,591 |
| Brazil Notas do Tesouro Nacional | |
BRL 1,100,000 | 10.00%, 01/01/2025 | 211,168 |
500,000 | 10.00%, 01/01/2027 | 94,239 |
1,472,000 | 10.00%, 01/01/2029 | 269,478 |
1,049,000 | 10.00%, 01/01/2031 | 186,814 |
| | | 962,290 |
| Cameroon - 0.4% |
EUR 110,000 | Republic of Cameroon International Bonds 5.95%, 07/07/2032(1) | 91,596 |
| Colombia - 0.9% |
| Colombia TES | |
COP 277,600,000 | 7.00%, 06/30/2032 | 57,543 |
312,600,000 | 7.25%, 10/18/2034 | 63,032 |
236,900,000 | 9.25%, 05/28/2042 | 51,477 |
147,400,000 | 13.25%, 02/09/2033 | 43,023 |
| | | 215,075 |
| Costa Rica - 0.9% |
$ 200,000 | Costa Rica Government International Bonds 7.30%, 11/13/2054(1) | 208,032 |
| Czech Republic - 1.6% |
| Czech Republic Government Bonds | |
CZK 1,170,000 | 1.25%, 02/14/2025 | 48,396 |
2,050,000 | 2.50%, 08/25/2028(7) | 81,037 |
2,150,000 | 2.75%, 07/23/2029 | 84,821 |
1,410,000 | 4.20%, 12/04/2036(7) | 58,800 |
2,490,000 | 4.50%, 11/11/2032 | 106,819 |
| | | 379,873 |
Shares or Principal Amount | | Market Value† |
FOREIGN GOVERNMENT OBLIGATIONS - 51.4% - (continued) |
| Dominican Republic - 0.7% |
DOP 8,000,000 | Dominican Republic International Bonds 13.63%, 02/03/2033(7) | $ 161,908 |
| Ecuador - 1.5% |
$ 674,000 | Ecuador Government International Bonds 3.50%, 07/31/2035(1)(2) | 369,154 |
| Egypt - 3.3% |
| Egypt Government International Bonds | |
200,000 | 8.50%, 01/31/2047(1) | 152,304 |
200,000 | 8.70%, 03/01/2049(1) | 154,657 |
430,000 | 8.75%, 09/30/2051(1) | 331,797 |
200,000 | 8.88%, 05/29/2050(1) | 156,904 |
| | | 795,662 |
| Guatemala - 0.9% |
200,000 | Guatemala Government Bonds 7.05%, 10/04/2032(1) | 203,900 |
| Hungary - 2.7% |
| Hungary Government Bonds | |
HUF 26,040,000 | 3.00%, 10/27/2027 | 61,962 |
6,580,000 | 3.00%, 10/27/2038 | 11,448 |
18,320,000 | 4.75%, 11/24/2032 | 42,349 |
25,650,000 | 5.50%, 06/24/2025 | 68,597 |
7,850,000 | 6.75%, 10/22/2028 | 21,020 |
$ 450,000 | Hungary Government International Bonds 6.25%, 09/22/2032(1) | 453,375 |
| | | 658,751 |
| Indonesia - 4.3% |
| Indonesia Treasury Bonds | |
IDR 927,000,000 | 7.00%, 05/15/2027 | 57,059 |
1,158,000,000 | 7.00%, 09/15/2030 | 70,409 |
854,000,000 | 7.50%, 08/15/2032 | 53,399 |
1,298,000,000 | 7.50%, 06/15/2035 | 81,453 |
2,243,000,000 | 7.50%, 05/15/2038 | 141,421 |
362,000,000 | 8.25%, 05/15/2036 | 24,040 |
1,209,000,000 | 8.38%, 03/15/2034 | 80,180 |
1,589,000,000 | 8.75%, 05/15/2031 | 105,646 |
2,268,000,000 | 9.00%, 03/15/2029 | 149,681 |
$ 270,000 | Perusahaan Penerbit SBSN Indonesia III 4.70%, 06/06/2032(1) | 255,656 |
| | | 1,018,944 |
| Ivory Coast - 2.4% |
| Ivory Coast Government International Bonds | |
200,000 | 6.13%, 06/15/2033(1) | 173,056 |
200,000 | 7.63%, 01/30/2033(7) | 191,060 |
220,000 | 8.25%, 01/30/2037(1) | 210,100 |
| | | 574,216 |
| Malaysia - 1.8% |
| Malaysia Government Bonds | |
MYR 300,000 | 3.76%, 05/22/2040 | 59,878 |
917,000 | 3.89%, 08/15/2029 | 192,909 |
360,000 | 4.46%, 03/31/2053 | 77,253 |
290,000 | 4.64%, 11/07/2033 | 63,826 |
200,000 | 4.70%, 10/15/2042 | 44,390 |
| | | 438,256 |
| Mexico - 3.2% |
| Mexico Bonos | |
MXN 2,100,000 | 5.00%, 03/06/2025 | 116,862 |
2,200,000 | 5.75%, 03/05/2026 | 117,703 |
4,700,000 | 7.00%, 09/03/2026 | 253,953 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
FOREIGN GOVERNMENT OBLIGATIONS - 51.4% - (continued) |
| Mexico - 3.2% - (continued) |
MXN 1,920,000 | 7.75%, 05/29/2031 | $ 99,275 |
1,240,000 | 7.75%, 11/23/2034 | 61,908 |
590,000 | 8.50%, 05/31/2029 | 32,298 |
1,500,000 | 10.00%, 11/20/2036 | 87,880 |
| | | 769,879 |
| Nigeria - 2.6% |
| Nigeria Government International Bonds | |
$ 250,000 | 6.13%, 09/28/2028(1) | 220,090 |
200,000 | 6.50%, 11/28/2027(1) | 185,032 |
250,000 | 9.25%, 01/21/2049(1) | 222,009 |
| | | 627,131 |
| Oman - 1.7% |
| Oman Government International Bonds | |
200,000 | 6.50%, 03/08/2047(7) | 194,000 |
210,000 | 6.75%, 01/17/2048(1) | 207,564 |
| | | 401,564 |
| Paraguay - 0.2% |
PYG 347,000,000 | Paraguay Government International Bonds 7.90%, 02/09/2031(1) | 47,697 |
| Peru - 1.6% |
$ 200,000 | Corp. Financiera de Desarrollo SA 5.95%, 04/30/2029(1) | 198,400 |
| Peru Government Bonds | |
PEN 110,000 | 6.90%, 08/12/2037 | 27,711 |
495,000 | 6.95%, 08/12/2031 | 132,513 |
70,000 | 7.30%, 08/12/2033(7) | 18,716 |
| | | 377,340 |
| Poland - 2.2% |
| Republic of Poland Government Bonds | |
PLN 570,000 | 2.75%, 04/25/2028 | 127,140 |
250,000 | 2.75%, 10/25/2029 | 53,613 |
970,000 | 3.75%, 05/25/2027 | 228,162 |
350,000 | 6.00%, 10/25/2033 | 87,948 |
$ 40,000 | Republic of Poland Government International Bonds 5.75%, 11/16/2032 | 40,656 |
| | | 537,519 |
| Romania - 1.7% |
| Romania Government Bonds | |
RON 210,000 | 4.85%, 04/22/2026 | 44,020 |
710,000 | 5.00%, 02/12/2029 | 142,631 |
200,000 | 6.70%, 02/25/2032 | 42,470 |
190,000 | 8.25%, 09/29/2032 | 44,003 |
$ 140,000 | Romania Government International Bonds 6.00%, 05/25/2034(1) | 133,812 |
| | | 406,936 |
| Saudi Arabia - 1.7% |
| Saudi Government International Bonds | |
250,000 | 5.25%, 01/16/2050(1) | 223,090 |
200,000 | 5.75%, 01/16/2054(1) | 186,500 |
| | | 409,590 |
| South Africa - 3.5% |
| Republic of South Africa Government Bonds | |
ZAR 3,131,784 | 6.50%, 02/28/2041 | 96,427 |
1,920,000 | 8.00%, 01/31/2030 | 90,439 |
1,520,291 | 8.50%, 01/31/2037 | 60,266 |
2,521,394 | 8.75%, 01/31/2044 | 94,807 |
2,300,400 | 8.88%, 02/28/2035 | 98,158 |
2,403,401 | 9.00%, 01/31/2040 | 95,249 |
Shares or Principal Amount | | Market Value† |
FOREIGN GOVERNMENT OBLIGATIONS - 51.4% - (continued) |
| South Africa - 3.5% - (continued) |
ZAR 2,587,000 | 10.50%, 12/21/2026 | $ 140,667 |
$ 200,000 | Republic of South Africa Government International Bonds 7.30%, 04/20/2052 | 168,692 |
| | | 844,705 |
| Thailand - 1.8% |
| Thailand Government Bonds | |
THB 3,060,000 | 3.35%, 06/17/2033 | 86,228 |
2,840,000 | 3.40%, 06/17/2036 | 79,813 |
4,740,000 | 3.45%, 06/17/2043 | 130,503 |
2,990,000 | 3.65%, 06/20/2031 | 85,591 |
1,379,000 | 4.88%, 06/22/2029 | 41,238 |
| | | 423,373 |
| Turkey - 1.2% |
| Turkiye Government International Bonds | |
$ 40,000 | 7.38%, 02/05/2025 | 40,440 |
230,000 | 9.38%, 03/14/2029 | 248,975 |
| | | 289,415 |
| Ukraine - 0.2% |
200,000 | Ukraine Government International Bonds 7.38%, 09/25/2034(1)(8) | 49,420 |
| Total Foreign Government Obligations (cost $12,307,351) | | $ 12,312,352 |
| Total Long-Term Investments (cost $22,418,414) | | $ 22,127,039 |
SHORT-TERM INVESTMENTS - 10.5% |
| Securities Lending Collateral - 2.1% |
80,878 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(10) | $ 80,878 |
269,592 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(10) | 269,592 |
80,878 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(10) | 80,878 |
80,878 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(10) | 80,878 |
| | | 512,226 |
| U.S. Treasury Securities - 8.4% |
| U.S. Treasury Bills - 8.4% |
400,000 | 4.96%, 05/14/2024(11) | 399,240 |
650,000 | 4.98%, 05/14/2024(11) | 648,761 |
960,000 | 5.26%, 07/05/2024(11) | 950,874 |
| | | 1,998,875 |
| Total Short-Term Investments (cost $2,511,182) | $ 2,511,101 |
| Total Investments (cost $24,929,596) | 102.9% | $ 24,638,140 |
| Other Assets and Liabilities | (2.9)% | (692,368) |
| Total Net Assets | 100.0% | $ 23,945,772 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
| |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $11,969,643, representing 50.0% of net assets. |
(2) | Security is a “step-up” bond where coupon increases or steps up at a predetermined date. Rate shown is current coupon rate. |
(3) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2024. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(4) | Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first. |
(5) | Security has the ability to pay in kind (“PIK”) or pay income in cash. When applicable, separate rates of such payments are disclosed. |
(6) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(7) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $1,623,260, representing 6.8% of net assets. |
(8) | Non-income producing. For long-term debt securities, items identified are in default as to payment of interest and/or principal. |
(9) | Investment valued using significant unobservable inputs. |
(10) | Current yield as of period end. |
(11) | The rate shown represents current yield to maturity. |
Foreign Currency Contracts Outstanding at April 30, 2024 |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
111,780,000 | CLP | | 116,754 | USD | | UBS | | 06/14/2024 | | $ (375) |
83,690,000 | CLP | | 88,615 | USD | | CBK | | 06/14/2024 | | (1,482) |
2,740,000 | CNY | | 386,356 | USD | | UBS | | 06/04/2024 | | (6,634) |
6,950,000 | EGP | | 125,169 | USD | | UBS | | 03/13/2025 | | 5,901 |
270,000 | EUR | | 291,673 | USD | | JPM | | 05/03/2024 | | (3,494) |
140,000 | EUR | | 150,290 | USD | | JPM | | 07/12/2024 | | (407) |
19,481,000 | HUF | | 52,843 | USD | | SSG | | 07/16/2024 | | 76 |
1,420,000 | MYR | | 301,826 | USD | | MSC | | 05/10/2024 | | (4,084) |
740,000 | MYR | | 157,349 | USD | | MSC | | 06/10/2024 | | (1,884) |
179,340,000 | NGN | | 127,191 | USD | | CBK | | 06/25/2024 | | 1,158 |
390,000 | PLN | | 96,559 | USD | | MSC | | 05/09/2024 | | (425) |
387,000 | PLN | | 96,018 | USD | | SSG | | 07/16/2024 | | (701) |
7,780,000 | THB | | 221,255 | USD | | JPM | | 05/10/2024 | | (11,157) |
3,003,000 | THB | | 84,788 | USD | | SSG | | 06/10/2024 | | (3,493) |
11,297,000 | THB | | 318,989 | USD | | UBS | | 06/10/2024 | | (13,162) |
1,353,000 | TRY | | 39,429 | USD | | MSC | | 07/05/2024 | | (439) |
811,000 | TRY | | 21,508 | USD | | UBS | | 09/30/2024 | | (363) |
83,577 | USD | | 82,282,400 | CLP | | UBS | | 06/14/2024 | | (2,091) |
79,810 | USD | | 1,900,000 | CZK | | JPM | | 07/16/2024 | | (848) |
292,871 | USD | | 270,000 | EUR | | MSC | | 05/03/2024 | | 4,693 |
150,964 | USD | | 140,000 | EUR | | CBK | | 07/12/2024 | | 1,080 |
71,863 | USD | | 26,681,000 | HUF | | JPM | | 07/16/2024 | | (614) |
296,994 | USD | | 1,420,000 | MYR | | MSC | | 05/10/2024 | | (747) |
96,146 | USD | | 390,000 | PLN | | MSC | | 05/09/2024 | | 12 |
95,948 | USD | | 387,000 | PLN | | JPM | | 07/16/2024 | | 631 |
72,472 | USD | | 339,000 | RON | | UBS | | 07/16/2024 | | (143) |
216,484 | USD | | 7,780,000 | THB | | CBK | | 05/10/2024 | | 6,387 |
391,254 | USD | | 14,300,000 | THB | | UBS | | 06/10/2024 | | 4,132 |
36,677 | USD | | 1,353,000 | TRY | | UBS | | 07/05/2024 | | (2,313) |
19,956 | USD | | 811,000 | TRY | | UBS | | 09/30/2024 | | (1,189) |
Total foreign currency contracts | | $ (31,975) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Corporate Bonds | | $ 9,814,687 | | $ — | | $ 9,814,687 | | $ — |
Foreign Government Obligations | | 12,312,352 | | — | | 12,312,352 | | — |
Short-Term Investments | | 2,511,101 | | 512,226 | | 1,998,875 | | — |
Foreign Currency Contracts(2) | | 24,070 | | — | | 24,070 | | — |
Total | | $ 24,662,210 | | $ 512,226 | | $ 24,149,984 | | $ — |
Liabilities | | | | | | | | |
Foreign Currency Contracts(2) | | $ (56,045) | | $ — | | $ (56,045) | | $ — |
Total | | $ (56,045) | | $ — | | $ (56,045) | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Contrarian Value Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 90.9% |
| Australia - 1.7% |
6,561 | Rio Tinto PLC | $ 443,922 |
| Austria - 1.5% |
8,601 | OMV AG | 408,130 |
| Belgium - 1.6% |
9,284 | Ageas SA | 426,150 |
| China - 3.4% |
44,000 | Alibaba Group Holding Ltd. | 411,975 |
214,000 | Anhui Conch Cement Co. Ltd. Class H | 496,493 |
| | | 908,468 |
| France - 11.1% |
12,349 | AXA SA(1) | 426,678 |
8,165 | BNP Paribas SA | 587,569 |
44,710 | Carrefour SA | 752,166 |
52,179 | Orange SA | 580,767 |
12,600 | Renault SA | 624,120 |
| | | 2,971,300 |
| Germany - 9.4% |
957 | Allianz SE | 271,582 |
10,523 | BASF SE | 551,369 |
11,925 | Continental AG | 772,874 |
7,182 | Covestro AG*(2) | 359,706 |
26,687 | Evonik Industries AG | 556,175 |
| | | 2,511,706 |
| Italy - 3.4% |
27,783 | Eni SpA | 446,242 |
12,786 | UniCredit SpA | 469,302 |
| | | 915,544 |
| Japan - 11.7% |
12,400 | Bridgestone Corp. | 547,175 |
26,000 | Dentsu Group, Inc. | 703,382 |
12,700 | KDDI Corp. | 352,409 |
33,300 | Medipal Holdings Corp. | 522,245 |
35,400 | Nippon Television Holdings, Inc. | 516,748 |
54,200 | Panasonic Holdings Corp. | 473,082 |
| | | 3,115,041 |
| Mexico - 1.0% |
6,617 | Ternium SA ADR | 278,576 |
| Netherlands - 1.0% |
16,069 | ABN AMRO Bank NV(2) | 257,402 |
| South Africa - 2.8% |
22,651 | Anglo American PLC | 740,177 |
| South Korea - 4.3% |
11,388 | KB Financial Group, Inc. | 617,649 |
15,478 | Shinhan Financial Group Co. Ltd. | 520,019 |
| | | 1,137,668 |
| Spain - 1.7% |
29,925 | Repsol SA | 469,705 |
| Switzerland - 3.2% |
11,551 | Adecco Group AG | 404,083 |
2,151 | Swatch Group AG | 451,949 |
| | | 856,032 |
| Taiwan - 2.1% |
116,000 | Hon Hai Precision Industry Co. Ltd. | 552,200 |
| United Kingdom - 23.8% |
363,947 | Barclays PLC | 917,617 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 90.9% - (continued) |
| United Kingdom - 23.8% - (continued) |
15,799 | British American Tobacco PLC | $ 463,800 |
111,624 | British Land Co. PLC REIT | 538,267 |
483,490 | BT Group PLC | 618,289 |
52,483 | HSBC Holdings PLC | 454,920 |
17,550 | Imperial Brands PLC | 401,020 |
174,040 | NatWest Group PLC | 656,893 |
57,283 | Standard Chartered PLC | 492,149 |
141,783 | Taylor Wimpey PLC | 232,329 |
241,279 | Tesco PLC | 890,818 |
68,769 | WPP PLC | 689,283 |
| | | 6,355,385 |
| United States - 7.2% |
44,388 | GSK PLC | 920,914 |
7,857 | Sanofi SA | 776,217 |
2,123 | Swiss Re AG | 230,782 |
| | | 1,927,913 |
| Total Common Stocks (cost $23,680,087) | | $ 24,275,319 |
PREFERRED STOCKS - 3.8% |
| Brazil - 0.9% |
29,771 | Petroleo Brasileiro SA (Preference Shares)(3) | $ 240,915 |
| Germany - 2.9% |
9,656 | Henkel AG & Co. KGaA (Preference Shares)(3) | 767,090 |
| Total Preferred Stocks (cost $951,430) | | $ 1,008,005 |
| Total Long-Term Investments (cost $24,631,517) | | $ 25,283,324 |
| Total Investments (cost $24,631,517) | 94.7% | $ 25,283,324 |
| Other Assets and Liabilities | 5.3% | 1,422,470 |
| Total Net Assets | 100.0% | $ 26,705,794 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Contrarian Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $617,108, representing 2.3% of net assets. |
(3) | Currently no rate available. |
Foreign Currency Contracts Outstanding at April 30, 2024 |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
484,650,000 | JPY | | 3,157,208 | USD | | UBS | | 05/28/2024 | | $ (70,433) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Australia | | $ 443,922 | | $ — | | $ 443,922 | | $ — |
Austria | | 408,130 | | — | | 408,130 | | — |
Belgium | | 426,150 | | — | | 426,150 | | — |
China | | 908,468 | | — | | 908,468 | | — |
France | | 2,971,300 | | — | | 2,971,300 | | — |
Germany | | 2,511,706 | | — | | 2,511,706 | | — |
Italy | | 915,544 | | — | | 915,544 | | — |
Japan | | 3,115,041 | | — | | 3,115,041 | | — |
Mexico | | 278,576 | | 278,576 | | — | | — |
Netherlands | | 257,402 | | — | | 257,402 | | — |
South Africa | | 740,177 | | — | | 740,177 | | — |
South Korea | | 1,137,668 | | — | | 1,137,668 | | — |
Spain | | 469,705 | | — | | 469,705 | | — |
Switzerland | | 856,032 | | — | | 856,032 | | — |
Taiwan | | 552,200 | | — | | 552,200 | | — |
United Kingdom | | 6,355,385 | | — | | 6,355,385 | | — |
United States | | 1,927,913 | | — | | 1,927,913 | | — |
Preferred Stocks | | 1,008,005 | | 240,915 | | 767,090 | | — |
Total | | $ 25,283,324 | | $ 519,491 | | $ 24,763,833 | | $ — |
Liabilities | | | | | | | | |
Foreign Currency Contracts(2) | | $ (70,433) | | $ — | | $ (70,433) | | $ — |
Total | | $ (70,433) | | $ — | | $ (70,433) | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% |
| Australia - 4.7% |
265,553 | Aristocrat Leisure Ltd. | $ 6,776,910 |
161,133 | AUB Group Ltd. | 2,922,368 |
498,876 | BHP Group Ltd. | 13,682,228 |
284,983 | BHP Group Ltd. Class DI | 7,871,096 |
864,426 | Brambles Ltd. | 8,132,216 |
277,123 | BWP Trust REIT | 634,164 |
215,873 | Challenger Ltd. | 930,068 |
561,963 | Computershare Ltd. | 9,872,773 |
599,145 | Dexus REIT | 2,721,443 |
501,317 | Fortescue Ltd. | 8,309,050 |
246,771 | Helia Group Ltd. | 633,398 |
128,534 | JB Hi-Fi Ltd. | 5,015,665 |
60,632 | Nick Scali Ltd. | 607,870 |
314,614 | Origin Energy Ltd. | 1,985,659 |
1,078,219 | Qantas Airways Ltd.* | 4,068,017 |
1,001,174 | Regis Resources Ltd.* | 1,410,231 |
110,495 | Rio Tinto Ltd. | 9,195,872 |
179,778 | Rio Tinto PLC | 12,163,910 |
57,950 | SmartGroup Corp. Ltd. | 355,330 |
1,025,715 | Vicinity Ltd. REIT | 1,256,059 |
| | | 98,544,327 |
| Austria - 0.7% |
30,820 | ANDRITZ AG | 1,682,264 |
129,736 | Erste Group Bank AG | 6,050,248 |
102,572 | OMV AG | 4,867,185 |
72,236 | Telekom Austria AG | 620,577 |
58,525 | Wienerberger AG | 2,091,409 |
| | | 15,311,683 |
| Belgium - 0.6% |
68,454 | Ageas SA | 3,142,145 |
117,816 | KBC Group NV | 8,751,863 |
| | | 11,894,008 |
| Brazil - 0.5% |
193,081 | Alupar Investimento SA | 1,035,199 |
444,300 | Cia de Saneamento de Minas Gerais Copasa MG | 1,675,345 |
1,696,400 | Cia Energetica de Minas Gerais ADR | 4,071,360 |
413,100 | Porto Seguro SA | 2,383,483 |
402,200 | Santos Brasil Participacoes SA | 1,051,858 |
| | | 10,217,245 |
| Burkina Faso - 0.1% |
58,020 | Endeavour Mining PLC | 1,228,464 |
| Canada - 4.7% |
83,460 | Air Canada* | 1,231,909 |
106,715 | Canadian Natural Resources Ltd. | 8,086,666 |
16,928 | Celestica, Inc.* | 732,995 |
96,766 | Crescent Point Energy Corp. | 853,332 |
29,749 | George Weston Ltd. | 3,915,030 |
23,177 | iA Financial Corp., Inc. | 1,405,116 |
59,988 | Imperial Oil Ltd. | 4,124,406 |
56,582 | Loblaw Cos. Ltd. | 6,204,641 |
30,015 | Magna International, Inc. | 1,434,633 |
178,037 | Manulife Financial Corp. | 4,152,666 |
40,691 | Martinrea International, Inc. | 338,439 |
120,587 | National Bank of Canada | 9,682,699 |
150,812 | Pembina Pipeline Corp. | 5,306,602 |
39,150 | Restaurant Brands International, Inc. | 2,970,127 |
142,956 | Royal Bank of Canada | 13,830,901 |
13,523 | Stella-Jones, Inc. | 785,653 |
47,059 | Sun Life Financial, Inc. | 2,402,773 |
227,996 | Suncor Energy, Inc. | 8,699,836 |
20,611 | TFI International, Inc. | 2,684,154 |
77,490 | Toromont Industries Ltd. | 7,092,391 |
217,884 | Toronto-Dominion Bank | 12,926,006 |
| | | 98,860,975 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| China - 7.6% |
2,200,300 | Alibaba Group Holding Ltd. | $ 20,601,543 |
260,000 | Anhui Expressway Co. Ltd. Class H | 286,500 |
255,000 | Anhui Yingjia Distillery Co. Ltd. Class A | 2,493,315 |
139,474 | Atour Lifestyle Holdings Ltd. ADR | 2,486,821 |
238,650 | Baidu, Inc. Class A* | 3,091,849 |
15,077,000 | Bank of China Ltd. Class H | 6,761,884 |
406,500 | Beijing Enterprises Holdings Ltd. | 1,301,430 |
1,814,500 | BOC Hong Kong Holdings Ltd. | 5,561,611 |
3,660,000 | Bosideng International Holdings Ltd. | 2,118,654 |
16,602,000 | China Construction Bank Corp. Class H | 10,741,339 |
1,158,000 | China Merchants Bank Co. Ltd. Class H | 5,015,132 |
2,145,000 | China Overseas Property Holdings Ltd. | 1,304,666 |
1,181,800 | China Pacific Insurance Group Co. Ltd. Class H | 2,589,414 |
26,572,000 | China Tower Corp. Ltd. Class H(1) | 3,110,500 |
655,800 | Giant Biogene Holding Co. Ltd.*(1) | 3,995,615 |
1,021,000 | Greentown Management Holdings Co. Ltd.(1) | 872,737 |
163,900 | Hangcha Group Co. Ltd. Class A | 678,098 |
94,459 | Hello Group, Inc. ADR | 550,696 |
14,670,000 | Industrial & Commercial Bank of China Ltd. Class H | 7,866,465 |
214,000 | Jiangsu King's Luck Brewery JSC Ltd. Class A | 1,692,269 |
133,287 | Kanzhun Ltd. ADR | 2,637,750 |
315,300 | Kuaishou Technology*(1) | 2,210,475 |
113,200 | Lao Feng Xiang Co. Ltd. Class A | 1,204,441 |
275,500 | Meituan Class B*(1) | 3,761,823 |
163,803 | MINISO Group Holding Ltd. ADR | 3,680,653 |
281,500 | NetEase, Inc. | 5,276,612 |
370,600 | New Oriental Education & Technology Group, Inc.* | 2,944,773 |
80,298 | PDD Holdings, Inc. ADR* | 10,051,704 |
6,530,000 | PetroChina Co. Ltd. Class H | 6,084,269 |
1,364,500 | Ping An Insurance Group Co. of China Ltd. Class H | 6,184,023 |
521,800 | Sailun Group Co. Ltd. Class A | 1,192,526 |
281,600 | Tencent Holdings Ltd. | 12,357,504 |
161,484 | TI Fluid Systems PLC(1) | 277,838 |
1,171,600 | Tongcheng Travel Holdings Ltd.*(2) | 3,083,509 |
338,299 | Vipshop Holdings Ltd. ADR | 5,088,017 |
1,167,000 | Weichai Power Co. Ltd. Class H | 2,384,604 |
4,217,700 | Yangzijiang Shipbuilding Holdings Ltd. | 5,413,889 |
639,017 | Yutong Bus Co. Ltd. Class A | 2,255,968 |
1,262,000 | Zhejiang Expressway Co. Ltd. Class H | 825,134 |
| | | 160,036,050 |
| Denmark - 0.4% |
225,748 | Danske Bank AS | 6,498,605 |
46,955 | ISS AS | 879,157 |
13,318 | Pandora AS | 2,026,998 |
| | | 9,404,760 |
| Egypt - 0.1% |
1,221,186 | Centamin PLC | 1,844,080 |
| Finland - 0.4% |
14,689 | Cargotec OYJ Class B* | 1,158,522 |
39,404 | Kone OYJ Class B | 1,920,826 |
43,842 | Konecranes OYJ | 2,304,132 |
253,423 | Nordea Bank Abp | 2,945,846 |
| | | 8,329,326 |
| France - 7.0% |
11,054 | Arkema SA | 1,140,626 |
323,449 | AXA SA(3) | 11,175,673 |
170,972 | BNP Paribas SA | 12,303,463 |
435,860 | Bureau Veritas SA | 12,712,133 |
69,210 | Cie de Saint-Gobain SA | 5,473,310 |
125,374 | Cie Generale des Etablissements Michelin SCA | 4,816,699 |
72,860 | Eiffage SA | 7,774,048 |
49,668 | Elis SA | 1,115,115 |
363,113 | Engie SA*(3) | 6,303,863 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| France - 7.0% - (continued) |
65,181 | Ipsen SA | $ 7,928,377 |
24,434 | IPSOS SA | 1,635,065 |
177,277 | La Francaise des Jeux SAEM(1) | 6,680,639 |
40,525 | Legrand SA | 4,164,617 |
237,967 | Metropole Television SA | 3,360,532 |
113,429 | Publicis Groupe SA | 12,516,525 |
35,998 | Rubis SCA | 1,245,756 |
174,904 | Societe Generale SA | 4,712,797 |
353,400 | TotalEnergies SE | 25,656,401 |
3,547 | Trigano SA | 539,217 |
18,081 | Unibail-Rodamco-Westfield REIT* | 1,506,743 |
71,432 | Verallia SA(1) | 2,751,219 |
98,174 | Vinci SA | 11,503,647 |
12,151 | Wavestone | 691,134 |
| | | 147,707,599 |
| Germany - 4.5% |
66,588 | Allianz SE | 18,896,678 |
31,694 | Aurubis AG | 2,524,546 |
49,828 | Bayerische Motoren Werke AG | 5,428,725 |
105,552 | Daimler Truck Holding AG | 4,759,997 |
397,448 | Deutsche Bank AG | 6,348,244 |
492,002 | Deutsche Telekom AG | 11,269,583 |
396,448 | E.ON SE | 5,249,751 |
20,263 | Freenet AG | 563,279 |
35,418 | Heidelberg Materials AG | 3,564,314 |
11,484 | HOCHTIEF AG | 1,209,257 |
24,462 | Ionos SE* | 626,240 |
4,967 | Krones AG | 654,809 |
124,794 | Mercedes-Benz Group AG | 9,439,529 |
4,592 | Muenchener Rueckversicherungs-Gesellschaft AG in Muenchen | 2,019,601 |
89,195 | Siemens AG | 16,709,211 |
51,135 | Talanx AG | 3,846,095 |
38,166 | Traton SE | 1,355,430 |
| | | 94,465,289 |
| Greece - 1.5% |
1,937,680 | Eurobank Ergasias Services & Holdings SA Class A* | 4,156,465 |
215,943 | Hellenic Telecommunications Organization SA | 3,280,530 |
82,992 | HELLENiQ ENERGY Holdings SA | 743,988 |
203,420 | Jumbo SA | 6,334,684 |
33,935 | Motor Oil Hellas Corinth Refineries SA | 983,612 |
47,601 | Mytilineos SA | 1,931,178 |
684,097 | National Bank of Greece SA* | 5,519,319 |
298,715 | OPAP SA | 4,976,294 |
708,218 | Piraeus Financial Holdings SA* | 2,837,087 |
| | | 30,763,157 |
| Hong Kong - 0.3% |
199,803 | CK Asset Holdings Ltd. | 852,275 |
119,000 | Sun Hung Kai Properties Ltd. | 1,097,770 |
213,500 | Swire Pacific Ltd. Class A | 1,808,069 |
674,400 | Swire Properties Ltd. | 1,394,771 |
608,000 | Wharf Real Estate Investment Co. Ltd. | 1,886,328 |
1,242,000 | Youyuan International Holdings Ltd.*(3)(4) | — |
| | | 7,039,213 |
| Hungary - 0.7% |
180,089 | Magyar Telekom Telecommunications PLC | 454,184 |
148,706 | OTP Bank Nyrt | 7,370,707 |
294,850 | Richter Gedeon Nyrt | 7,508,363 |
| | | 15,333,254 |
| India - 4.1% |
559,111 | Axis Bank Ltd. | 7,804,121 |
83,091 | Dr Reddy's Laboratories Ltd. | 6,165,986 |
293,789 | HCL Technologies Ltd. | 4,793,161 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| India - 4.1% - (continued) |
142,023 | Hero MotoCorp Ltd. | $ 7,707,882 |
556,921 | ICICI Bank Ltd. | 7,673,785 |
519,608 | IndusInd Bank Ltd. | 9,420,718 |
113,934 | InterGlobe Aviation Ltd.*(1) | 5,432,821 |
433,031 | Jindal Stainless Ltd. | 3,662,597 |
102,307 | Mahanagar Gas Ltd.(2) | 1,768,316 |
1,927,457 | NHPC Ltd. | 2,218,809 |
530,510 | NMDC Ltd. | 1,609,925 |
1,712,062 | Oil & Natural Gas Corp. Ltd. | 5,779,502 |
382,583 | Petronet LNG Ltd. | 1,420,072 |
3,376,646 | Power Grid Corp. of India Ltd. | 12,178,811 |
1,206,018 | REC Ltd. | 7,305,688 |
197,551 | Sun TV Network Ltd. | 1,549,474 |
| | | 86,491,668 |
| Indonesia - 1.2% |
21,899,300 | Bank Mandiri Persero Tbk. PT | 9,256,325 |
25,545,400 | Bank Negara Indonesia Persero Tbk. PT | 8,218,897 |
22,800,900 | Bank Rakyat Indonesia Persero Tbk. PT | 6,901,913 |
| | | 24,377,135 |
| Ireland - 0.4% |
1,369,595 | AIB Group PLC | 7,089,260 |
95,077 | Bank of Ireland Group PLC | 1,014,417 |
| | | 8,103,677 |
| Israel - 0.0% |
1 | Mehadrin Ltd.* | 27 |
| Italy - 4.3% |
423,679 | Assicurazioni Generali SpA | 10,330,327 |
188,756 | Azimut Holding SpA | 4,974,183 |
740,931 | Banca Monte dei Paschi di Siena SpA* | 3,573,715 |
100,642 | Buzzi SpA | 3,626,164 |
634,236 | Enel SpA | 4,168,479 |
327,113 | Eni SpA | 5,253,987 |
245,480 | Hera SpA | 886,301 |
2,449,296 | Intesa Sanpaolo SpA | 9,167,728 |
1,205,061 | Italgas SpA | 6,679,833 |
215,353 | Maire Tecnimont SpA | 1,783,484 |
398,088 | Mediobanca Banca di Credito Finanziario SpA | 5,656,076 |
56,947 | Prysmian SpA | 3,089,850 |
199,002 | Recordati Industria Chimica e Farmaceutica SpA | 10,589,564 |
50,812 | Ryanair Holdings PLC ADR | 6,920,594 |
944,567 | Terna - Rete Elettrica Nazionale | 7,567,787 |
164,102 | UniCredit SpA | 6,023,260 |
| | | 90,291,332 |
| Japan - 15.4% |
90,100 | ABC-Mart, Inc. | 1,794,636 |
53,400 | Aisan Industry Co. Ltd. | 498,820 |
33,000 | Artience Co. Ltd. | 611,572 |
72,500 | BIPROGY, Inc. | 2,109,127 |
198,400 | Central Japan Railway Co. | 4,537,006 |
333,200 | Chubu Electric Power Co., Inc. | 4,276,941 |
59,200 | Credit Saison Co. Ltd. | 1,092,782 |
210,900 | Dai-ichi Life Holdings, Inc. | 4,884,662 |
104,500 | Dexerials Corp. | 3,914,218 |
45,300 | Dowa Holdings Co. Ltd. | 1,696,349 |
794,000 | ENEOS Holdings, Inc. | 3,668,448 |
27,000 | Exedy Corp. | 494,335 |
99,800 | FCC Co. Ltd. | 1,420,039 |
176,500 | Fuji Media Holdings, Inc. | 2,097,774 |
162,300 | Fujikura Ltd. | 2,789,014 |
28,000 | G-Tekt Corp. | 382,022 |
391,100 | Honda Motor Co. Ltd. | 4,449,770 |
637,700 | Idemitsu Kosan Co. Ltd. | 4,320,492 |
646,900 | Inpex Corp. | 9,690,431 |
390,700 | Isuzu Motors Ltd. | 4,951,282 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| Japan - 15.4% - (continued) |
205,500 | ITOCHU Corp.(3) | $ 9,271,077 |
86,200 | Japan Petroleum Exploration Co. Ltd. | 3,636,196 |
172,800 | JFE Holdings, Inc. | 2,579,164 |
247,400 | JTEKT Corp. | 1,915,073 |
25,400 | Kaneka Corp. | 657,911 |
128,300 | Kansai Electric Power Co., Inc. | 1,921,859 |
325,300 | KDDI Corp. | 9,026,677 |
352,300 | Kirin Holdings Co. Ltd. | 5,142,733 |
238,300 | Kobe Steel Ltd. | 2,908,580 |
230,100 | Komatsu Ltd. | 6,869,900 |
196,000 | Kubota Corp. | 3,143,786 |
34,100 | Kyudenko Corp. | 1,415,282 |
85,300 | Kyushu Electric Power Co., Inc. | 791,318 |
29,800 | Makino Milling Machine Co. Ltd. | 1,195,359 |
275,900 | Marubeni Corp. | 4,915,531 |
185,600 | Mazda Motor Corp. | 2,100,895 |
214,600 | MEITEC Group Holdings, Inc. | 4,002,291 |
563,000 | Mitsubishi Corp. | 12,875,567 |
1,682,100 | Mitsubishi UFJ Financial Group, Inc. | 16,755,988 |
67,600 | Mitsui & Co. Ltd. | 3,263,436 |
29,300 | Mitsui-Soko Holdings Co. Ltd. | 864,257 |
402,300 | Mizuho Financial Group, Inc. | 7,776,100 |
301,300 | MS&AD Insurance Group Holdings, Inc. | 5,417,084 |
48,900 | NEC Corp. | 3,540,457 |
325,100 | NGK Insulators Ltd. | 4,428,604 |
148,100 | Nippon Electric Glass Co. Ltd. | 3,664,600 |
207,000 | Nippon Steel Corp. | 4,640,714 |
2,184,600 | Nippon Telegraph & Telephone Corp. | 2,358,630 |
121,100 | Nippon Television Holdings, Inc. | 1,767,744 |
102,100 | Niterra Co. Ltd. | 3,348,658 |
28,100 | Nitto Denko Corp. | 2,323,466 |
97,800 | NOK Corp. | 1,415,365 |
92,900 | Osaka Gas Co. Ltd. | 2,065,712 |
19,000 | Pacific Industrial Co. Ltd. | 195,970 |
122,500 | Press Kogyo Co. Ltd. | 602,726 |
74,400 | Ricoh Co. Ltd. | 641,853 |
54,600 | Rohto Pharmaceutical Co. Ltd. | 1,065,269 |
435,500 | Round One Corp. | 1,913,031 |
43,200 | Sangetsu Corp. | 918,378 |
705,500 | Santen Pharmaceutical Co. Ltd. | 6,814,484 |
253,300 | Sanwa Holdings Corp. | 4,136,613 |
234,100 | SCSK Corp. | 4,255,750 |
133,400 | Sekisui House Ltd. | 3,065,579 |
1,389,100 | Seven Bank Ltd. | 2,483,120 |
217,500 | Shizuoka Financial Group, Inc. | 2,030,112 |
41,000 | Sintokogio Ltd. | 326,370 |
342,500 | SoftBank Corp. | 4,131,127 |
98,400 | Stanley Electric Co. Ltd. | 1,741,384 |
93,300 | Subaru Corp. | 2,083,294 |
219,300 | Sumitomo Corp. | 5,766,964 |
260,000 | Sumitomo Electric Industries Ltd. | 4,018,641 |
52,800 | Sumitomo Forestry Co. Ltd. | 1,626,751 |
221,900 | Sumitomo Mitsui Financial Group, Inc. | 12,604,757 |
183,700 | Suntory Beverage & Food Ltd. | 5,976,723 |
54,000 | Takeuchi Manufacturing Co. Ltd. | 2,048,393 |
126,700 | TechnoPro Holdings, Inc. | 2,158,131 |
290,500 | Tohoku Electric Power Co., Inc. | 2,242,677 |
39,700 | Tokai Rika Co. Ltd. | 540,570 |
261,900 | Tokio Marine Holdings, Inc. | 8,277,713 |
110,200 | Tokyo Gas Co. Ltd. | 2,471,483 |
147,800 | Tokyo Steel Manufacturing Co. Ltd. | 1,567,836 |
18,500 | Tokyo Tekko Co. Ltd. | 539,971 |
243,900 | Tosoh Corp. | 3,362,435 |
63,300 | Toyo Tire Corp. | 1,197,579 |
144,000 | Toyoda Gosei Co. Ltd. | 2,787,940 |
161,500 | Toyota Boshoku Corp. | 2,388,314 |
851,900 | Toyota Motor Corp. | 19,430,625 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| Japan - 15.4% - (continued) |
67,500 | Toyota Tsusho Corp. | $ 4,291,643 |
28,000 | Tsubakimoto Chain Co. | 963,984 |
148,400 | UBE Corp. | 2,713,001 |
32,800 | Yamato Kogyo Co. Ltd. | 1,762,317 |
| | | 322,823,242 |
| Malaysia - 0.6% |
1,327,200 | Bermaz Auto Bhd. | 642,395 |
2,488,600 | CIMB Group Holdings Bhd. | 3,439,318 |
426,900 | Hong Leong Bank Bhd. | 1,724,009 |
916,200 | Malayan Banking Bhd. | 1,866,909 |
1,463,700 | MR DIY Group M Bhd.(1) | 478,444 |
317,900 | Petronas Gas Bhd. | 1,198,994 |
1,030,800 | Telekom Malaysia Bhd. | 1,336,962 |
2,771,300 | YTL Power International Bhd. | 2,656,697 |
| | | 13,343,728 |
| Mexico - 1.6% |
506,400 | Arca Continental SAB de CV | 4,926,616 |
75,614 | Coca-Cola Femsa SAB de CV ADR | 7,497,128 |
1,935,300 | Concentradora Fibra Danhos SA de CV REIT | 2,341,915 |
93,200 | El Puerto de Liverpool SAB de CV Class C1 | 745,187 |
73,500 | Grupo Aeroportuario del Centro Norte SAB de CV | 812,026 |
17,177 | Grupo Aeroportuario del Sureste SAB de CV ADR | 5,917,476 |
36,300 | Grupo Comercial Chedraui SA de CV | 267,290 |
549,700 | Grupo Financiero Banorte SAB de CV Class O | 5,452,477 |
178,000 | Grupo Financiero Inbursa SAB de CV Class O* | 490,544 |
1,713,699 | Kimberly-Clark de Mexico SAB de CV Class A | 3,577,303 |
39,294 | Ternium SA ADR | 1,654,277 |
2 | Urbi Desarrollos Urbanos SAB de CV* | 1 |
| | | 33,682,240 |
| Netherlands - 1.9% |
352,805 | ABN AMRO Bank NV(1) | 5,651,428 |
74,692 | ASR Nederland NV | 3,737,550 |
24,167 | Euronext NV(1) | 2,176,258 |
504,435 | ING Groep NV | 7,975,251 |
4,065,926 | Koninklijke KPN NV | 14,776,110 |
123,368 | NN Group NV | 5,691,074 |
| | | 40,007,671 |
| Nigeria - 0.0% |
677,745 | Airtel Africa PLC(1) | 935,934 |
| Norway - 1.1% |
99,786 | Aker BP ASA | 2,420,124 |
458,932 | DNB Bank ASA | 7,998,792 |
180,753 | Equinor ASA | 4,809,542 |
193,355 | Europris ASA*(1) | 1,216,920 |
62,400 | Gjensidige Forsikring ASA | 1,000,478 |
185,404 | Hoegh Autoliners ASA(3) | 1,946,029 |
13,989 | Stolt-Nielsen Ltd. | 598,170 |
749,843 | Var Energi ASA | 2,434,380 |
117,267 | Wallenius Wilhelmsen ASA | 1,181,177 |
| | | 23,605,612 |
| Philippines - 0.3% |
961,660 | BDO Unibank, Inc. | 2,467,054 |
498,640 | International Container Terminal Services, Inc. | 2,857,091 |
450,460 | Metropolitan Bank & Trust Co. | 545,054 |
| | | 5,869,199 |
| Poland - 0.7% |
12,645 | Bank Polska Kasa Opieki SA | 523,507 |
99,686 | InPost SA* | 1,600,434 |
440,971 | Powszechna Kasa Oszczednosci Bank Polski SA | 6,547,151 |
253,730 | Powszechny Zaklad Ubezpieczen SA | 3,193,417 |
25,066 | Santander Bank Polska SA | 3,434,868 |
| | | 15,299,377 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| Portugal - 0.3% |
17,667,951 | Banco Comercial Portugues SA Class R* | $ 6,168,758 |
118,346 | Navigator Co. SA | 522,711 |
| | | 6,691,469 |
| Romania - 0.0% |
168,944 | NEPI Rockcastle NV | 1,139,982 |
| Russia - 0.0% |
19,959,800 | RusHydro PJSC*(4) | — |
| Singapore - 1.6% |
136,365 | BW LPG Ltd.(1) | 1,977,621 |
274,260 | DBS Group Holdings Ltd. | 6,981,947 |
379,945 | Hafnia Ltd. | 2,864,688 |
806,900 | Oversea-Chinese Banking Corp. Ltd. | 8,376,884 |
667,000 | Sembcorp Industries Ltd. | 2,606,684 |
1,017,200 | UMS Holdings Ltd. | 998,729 |
375,600 | United Overseas Bank Ltd. | 8,334,859 |
438,900 | UOL Group Ltd. | 1,873,993 |
| | | 34,015,405 |
| South Africa - 0.6% |
207,920 | AVI Ltd. | 959,992 |
406,439 | FirstRand Ltd. | 1,403,088 |
113,803 | Kumba Iron Ore Ltd.(3) | 2,802,681 |
568,400 | Sappi Ltd. | 1,526,950 |
392,959 | Standard Bank Group Ltd. | 3,690,185 |
546,600 | Truworths International Ltd. | 2,185,115 |
| | | 12,568,011 |
| South Korea - 3.8% |
144,985 | Asia Paper Manufacturing Co. Ltd. | 890,618 |
13,979 | DB Insurance Co. Ltd. | 980,555 |
79,620 | Doosan Bobcat, Inc. | 2,975,790 |
9,883 | GS Holdings Corp. | 319,534 |
62,287 | Hana Financial Group, Inc. | 2,627,067 |
26,095 | Hyundai Glovis Co. Ltd. | 3,416,101 |
23,581 | Hyundai Mobis Co. Ltd. | 3,857,835 |
26,749 | Hyundai Motor Co. | 4,811,500 |
54,841 | KB Financial Group, Inc. | 2,974,405 |
85,171 | Kia Corp. | 7,215,906 |
218,721 | Korean Air Lines Co. Ltd. | 3,298,349 |
65,020 | KT Corp. | 1,625,627 |
476,085 | Samsung Electronics Co. Ltd. | 26,463,965 |
13,992 | Samsung Fire & Marine Insurance Co. Ltd. | 3,131,767 |
48,845 | SK Hynix, Inc. | 6,027,746 |
83,861 | SK Telecom Co. Ltd. | 3,101,331 |
26,451 | Soop Co. Ltd. | 2,140,986 |
41,534 | TK Corp. | 371,897 |
208,199 | Woori Financial Group, Inc. | 2,133,567 |
22,661 | Youngone Corp. | 627,096 |
| | | 78,991,642 |
| Spain - 3.3% |
162,326 | Acerinox SA | 1,748,839 |
58,794 | Aena SME SA(1) | 10,714,594 |
124,739 | Amadeus IT Group SA | 7,917,674 |
114,169 | Atresmedia Corp. de Medios de Comunicacion SA | 573,371 |
947,748 | Banco Bilbao Vizcaya Argentaria SA | 10,248,921 |
3,080,769 | Banco Santander SA(3) | 14,989,888 |
1,671,312 | CaixaBank SA | 8,813,758 |
51,198 | CIE Automotive SA | 1,353,311 |
57,712 | Grupo Catalana Occidente SA | 2,234,877 |
146,242 | Indra Sistemas SA | 2,795,683 |
22,509 | Industria de Diseno Textil SA | 1,024,856 |
475,650 | Repsol SA | 7,465,840 |
| | | 69,881,612 |
| Sweden - 1.4% |
55,904 | Boliden AB | 1,837,268 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| Sweden - 1.4% - (continued) |
109,503 | Securitas AB Class B | $ 1,097,395 |
577,887 | Skandinaviska Enskilda Banken AB Class A | 7,568,252 |
382,869 | SSAB AB Class A(3) | 2,149,858 |
509,098 | Swedbank AB Class A | 9,735,106 |
268,453 | Volvo AB Class B | 6,832,982 |
| | | 29,220,861 |
| Switzerland - 1.0% |
1,222 | dormakaba Holding AG | 650,381 |
200,620 | Novartis AG | 19,471,671 |
| | | 20,122,052 |
| Taiwan - 3.0% |
153,000 | Catcher Technology Co. Ltd. | 1,021,990 |
348,000 | Elite Material Co. Ltd. | 4,332,899 |
550,000 | Evergreen Marine Corp. Taiwan Ltd. | 3,200,817 |
706,000 | Hannstar Board Corp. | 1,207,448 |
2,144,000 | Hon Hai Precision Industry Co. Ltd. | 10,206,185 |
47,000 | Largan Precision Co. Ltd. | 3,132,923 |
49,000 | Lotes Co. Ltd. | 2,146,400 |
162,000 | Makalot Industrial Co. Ltd. | 1,939,618 |
360,000 | MediaTek, Inc. | 10,854,421 |
89,000 | Nien Made Enterprise Co. Ltd. | 1,040,085 |
264,000 | Novatek Microelectronics Corp. | 4,988,337 |
229,000 | Quanta Computer, Inc. | 1,797,246 |
440,000 | Realtek Semiconductor Corp. | 6,941,068 |
298,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | 7,135,239 |
235,000 | Tong Yang Industry Co. Ltd. | 855,450 |
1,333,000 | United Microelectronics Corp. | 2,048,051 |
| | | 62,848,177 |
| Thailand - 1.1% |
351,500 | Advanced Info Service PCL NVDR | 1,867,535 |
1,498,000 | Bangchak Corp. PCL NVDR | 1,687,318 |
559,300 | Bangkok Bank PCL NVDR | 2,063,485 |
1,643,800 | Kasikornbank PCL NVDR | 5,770,229 |
12,456,400 | Krung Thai Bank PCL NVDR | 5,633,542 |
2,793,400 | Thai Oil PCL NVDR | 4,070,128 |
49,685,400 | TMBThanachart Bank PCL NVDR | 2,421,092 |
| | | 23,513,329 |
| United Kingdom - 10.7% |
80,834 | 4imprint Group PLC | 6,247,511 |
200,900 | AG Barr PLC | 1,430,224 |
134,430 | Associated British Foods PLC | 4,449,321 |
140,599 | AstraZeneca PLC | 21,265,439 |
96,838 | Auto Trader Group PLC(1) | 839,535 |
125,138 | Balfour Beatty PLC | 567,498 |
3,252,285 | Barclays PLC | 8,199,961 |
637,199 | Barratt Developments PLC | 3,600,251 |
688,539 | Beazley PLC | 5,696,809 |
17,851 | Bellway PLC | 560,981 |
598,105 | Britvic PLC | 6,595,743 |
685,691 | Centrica PLC | 1,094,549 |
911,413 | Coats Group PLC | 928,168 |
112,078 | Coca-Cola Europacific Partners PLC | 8,071,858 |
306,607 | Compass Group PLC | 8,527,878 |
63,047 | Cranswick PLC | 3,385,958 |
24,555 | DCC PLC | 1,676,878 |
706,339 | Direct Line Insurance Group PLC | 1,639,909 |
337,821 | Drax Group PLC | 2,186,604 |
508,123 | DS Smith PLC | 2,213,654 |
198,751 | Dunelm Group PLC | 2,503,816 |
220,051 | Gamma Communications PLC | 3,596,539 |
506,316 | Hargreaves Lansdown PLC | 5,116,493 |
27,341 | Hill & Smith PLC | 641,754 |
763,200 | HSBC Holdings PLC(3) | 6,560,279 |
776,830 | HSBC Holdings PLC | 6,733,524 |
365,712 | IG Group Holdings PLC | 3,412,550 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.0% - (continued) |
| United Kingdom - 10.7% - (continued) |
146,205 | IMI PLC | $ 3,184,740 |
20,708 | InterContinental Hotels Group PLC | 2,019,733 |
148,028 | Intertek Group PLC | 9,110,609 |
1,800,663 | ITV PLC | 1,579,862 |
96,297 | JET2 PLC | 1,722,045 |
181,866 | Lancashire Holdings Ltd. | 1,386,229 |
5,713,484 | Lloyds Banking Group PLC | 3,687,383 |
1,687,476 | Man Group PLC | 5,411,570 |
486,966 | Mitie Group PLC | 711,931 |
1,341,096 | Moneysupermarket.com Group PLC | 3,593,050 |
1,220,053 | NatWest Group PLC | 4,604,945 |
133,391 | Next 15 Group PLC | 1,495,108 |
50,707 | Next PLC | 5,687,195 |
105,631 | Norcros PLC | 244,184 |
119,841 | Rathbones Group PLC | 2,440,033 |
125,681 | Redde Northgate PLC | 601,006 |
887,329 | Rightmove PLC | 5,684,052 |
259,815 | Severn Trent PLC | 8,008,609 |
246,804 | SSE PLC | 5,130,165 |
791,343 | Standard Chartered PLC | 6,798,854 |
158,295 | Subsea 7 SA* | 2,546,611 |
2,540,221 | Taylor Wimpey PLC | 4,162,464 |
794,207 | Tesco PLC | 2,932,267 |
200,946 | Unilever PLC | 10,395,099 |
860,667 | United Utilities Group PLC | 11,218,942 |
181,086 | YouGov PLC | 1,968,602 |
| | | 224,068,972 |
| United States - 5.8% |
2,892,473 | BP PLC | 18,643,831 |
1,074,929 | GSK PLC | 22,301,456 |
65,770 | Holcim AG | 5,505,456 |
59,819 | Roche Holding AG | 14,333,481 |
215,182 | Sanofi SA | 21,258,487 |
721,845 | Shell PLC | 25,714,966 |
422,013 | Stellantis NV | 9,337,669 |
293,125 | Tenaris SA | 4,867,987 |
| | | 121,963,333 |
| Total Common Stocks (cost $1,776,505,265) | | $ 2,060,835,117 |
PREFERRED STOCKS - 0.9% |
| Brazil - 0.6% |
946,900 | Banco Bradesco SA (Preference Shares)(5) | $ 2,552,979 |
1,843,553 | Cia De Sanena Do Parana (Preference Shares)(5) | 1,828,428 |
785,800 | Marcopolo SA (Preference Shares)(5) | 997,270 |
781,100 | Petroleo Brasileiro SA (Preference Shares)(5) | 6,320,884 |
224,000 | Randon SA Implementos e Participacoes (Preference Shares)(5) | 461,149 |
| | | 12,160,710 |
| Germany - 0.3% |
11,027 | Henkel AG & Co. KGaA (Preference Shares)(5) | 876,004 |
311,783 | Schaeffler AG (Preference Shares)(5) | 1,824,469 |
31,338 | Volkswagen AG (Preference Shares)(5) | 3,839,065 |
| | | 6,539,538 |
| Total Preferred Stocks (cost $20,074,167) | | $ 18,700,248 |
| Total Long-Term Investments (cost $1,796,579,432) | | $ 2,079,535,365 |
SHORT-TERM INVESTMENTS - 0.7% |
| Securities Lending Collateral - 0.7% |
2,349,916 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(6) | $ 2,349,916 |
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.7% - (continued) |
| Securities Lending Collateral - 0.7% - (continued) |
7,833,056 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(6) | $ 7,833,056 |
2,349,917 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(6) | 2,349,917 |
2,349,917 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(6) | 2,349,917 |
| Total Short-Term Investments (cost $14,882,806) | $ 14,882,806 |
| Total Investments (cost $1,811,462,238) | 99.6% | $ 2,094,418,171 |
| Other Assets and Liabilities | 0.4% | 7,983,658 |
| Total Net Assets | 100.0% | $ 2,102,401,829 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $53,084,401, representing 2.5% of net assets. |
(2) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $4,851,825, representing 0.2% of net assets. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Investment valued using significant unobservable inputs. |
(5) | Currently no rate available. |
(6) | Current yield as of period end. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Foreign Currency Contracts Outstanding at April 30, 2024 |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
6,243,800 | GBP | | 7,814,719 | USD | | JPM | | 06/12/2024 | | $ (11,018) |
8,211,016 | USD | | 6,604,100 | GBP | | UBS | | 06/12/2024 | | (42,999) |
8,163,684 | USD | | 6,612,500 | GBP | | MSC | | 06/12/2024 | | (100,830) |
Total foreign currency contracts | | $ (154,847) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Australia | | $ 98,544,327 | | $ — | | $ 98,544,327 | | $ — |
Austria | | 15,311,683 | | 620,577 | | 14,691,106 | | — |
Belgium | | 11,894,008 | | — | | 11,894,008 | | — |
Brazil | | 10,217,245 | | 10,217,245 | | — | | — |
Burkina Faso | | 1,228,464 | | — | | 1,228,464 | | — |
Canada | | 98,860,975 | | 98,860,975 | | — | | — |
China | | 160,036,050 | | 25,460,239 | | 134,575,811 | | — |
Denmark | | 9,404,760 | | — | | 9,404,760 | | — |
Egypt | | 1,844,080 | | — | | 1,844,080 | | — |
Finland | | 8,329,326 | | — | | 8,329,326 | | — |
France | | 147,707,599 | | — | | 147,707,599 | | — |
Germany | | 94,465,289 | | — | | 94,465,289 | | — |
Greece | | 30,763,157 | | 21,970,374 | | 8,792,783 | | — |
Hong Kong | | 7,039,213 | | — | | 7,039,213 | | — |
Hungary | | 15,333,254 | | 7,508,363 | | 7,824,891 | | — |
India | | 86,491,668 | | — | | 86,491,668 | | — |
Indonesia | | 24,377,135 | | — | | 24,377,135 | | — |
Ireland | | 8,103,677 | | — | | 8,103,677 | | — |
Israel | | 27 | | 27 | | — | | — |
Italy | | 90,291,332 | | 6,920,594 | | 83,370,738 | | — |
Japan | | 322,823,242 | | — | | 322,823,242 | | — |
Malaysia | | 13,343,728 | | 3,656,795 | | 9,686,933 | | — |
Mexico | | 33,682,240 | | 33,682,239 | | 1 | | — |
Netherlands | | 40,007,671 | | — | | 40,007,671 | | — |
Nigeria | | 935,934 | | — | | 935,934 | | — |
Norway | | 23,605,612 | | 598,170 | | 23,007,442 | | — |
Philippines | | 5,869,199 | | 5,324,145 | | 545,054 | | — |
Poland | | 15,299,377 | | — | | 15,299,377 | | — |
Portugal | | 6,691,469 | | — | | 6,691,469 | | — |
Romania | | 1,139,982 | | 1,139,982 | | — | | — |
Russia | | — | | — | | — | | — |
Singapore | | 34,015,405 | | 1,977,621 | | 32,037,784 | | — |
South Africa | | 12,568,011 | | 3,762,673 | | 8,805,338 | | — |
South Korea | | 78,991,642 | | 890,618 | | 78,101,024 | | — |
Spain | | 69,881,612 | | — | | 69,881,612 | | — |
Sweden | | 29,220,861 | | — | | 29,220,861 | | — |
Switzerland | | 20,122,052 | | — | | 20,122,052 | | — |
Taiwan | | 62,848,177 | | 3,200,817 | | 59,647,360 | | — |
Thailand | | 23,513,329 | | — | | 23,513,329 | | — |
United Kingdom | | 224,068,972 | | 20,589,223 | | 203,479,749 | | — |
United States | | 121,963,333 | | — | | 121,963,333 | | — |
Preferred Stocks | | 18,700,248 | | 12,160,710 | | 6,539,538 | | — |
Short-Term Investments | | 14,882,806 | | 14,882,806 | | — | | — |
Total | | $ 2,094,418,171 | | $ 273,424,193 | | $ 1,820,993,978 | | $ — |
Liabilities | | | | | | | | |
Foreign Currency Contracts(2) | | $ (154,847) | | $ — | | $ (154,847) | | $ — |
Total | | $ (154,847) | | $ — | | $ (154,847) | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2024 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Stock Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.4% |
| Australia - 2.0% |
1,769,053 | Rio Tinto PLC | $ 119,695,408 |
| Austria - 2.0% |
2,488,564 | Erste Group Bank AG | 116,054,372 |
| Brazil - 3.0% |
62,702 | MercadoLibre, Inc.* | 91,463,407 |
7,956,964 | NU Holdings Ltd. Class A* | 86,412,629 |
| | | 177,876,036 |
| China - 2.9% |
1,972,169 | Contemporary Amperex Technology Co. Ltd. Class A | 55,158,846 |
2,681,600 | Tencent Holdings Ltd. | 117,677,142 |
| | | 172,835,988 |
| Denmark - 5.7% |
1,777,658 | Novo Nordisk AS Class B | 227,970,762 |
3,994,316 | Vestas Wind Systems AS* | 107,042,206 |
| | | 335,012,968 |
| France - 5.3% |
4,743,641 | Carrefour SA(1) | 79,803,338 |
625,379 | EssilorLuxottica SA | 133,350,574 |
959,724 | Legrand SA | 98,627,582 |
| | | 311,781,494 |
| Germany - 7.8% |
2,732,092 | Infineon Technologies AG | 94,811,894 |
1,241,834 | SAP SE | 224,234,415 |
770,788 | Siemens AG | 144,394,412 |
| | | 463,440,721 |
| Indonesia - 1.3% |
125,183,000 | Bank Central Asia Tbk. PT | 75,270,566 |
| Italy - 1.6% |
6,294,056 | FinecoBank Banca Fineco SpA | 96,423,441 |
| Japan - 14.6% |
2,884,200 | Bridgestone Corp. | 127,271,037 |
3,777,300 | KDDI Corp. | 104,815,456 |
201,400 | Keyence Corp. | 88,569,596 |
12,751,600 | Mitsubishi UFJ Financial Group, Inc. | 127,023,158 |
4,764,400 | MS&AD Insurance Group Holdings, Inc. | 85,659,322 |
2,575,100 | Recruit Holdings Co. Ltd. | 110,902,758 |
310,700 | Shimano, Inc. | 50,492,779 |
153,800 | SMC Corp. | 80,801,377 |
5,143,000 | Terumo Corp. | 87,246,484 |
| | | 862,781,967 |
| Netherlands - 2.9% |
194,884 | ASML Holding NV | 169,746,440 |
| South Korea - 3.1% |
3,282,887 | Samsung Electronics Co. Ltd. | 182,484,652 |
| Spain - 1.2% |
6,011,233 | Iberdrola SA | 73,707,191 |
| Sweden - 1.3% |
8,825,560 | Svenska Handelsbanken AB Class A | 75,682,025 |
| Switzerland - 3.7% |
9,594 | Chocoladefabriken Lindt & Spruengli AG | 110,512,873 |
198,321 | Lonza Group AG | 109,471,849 |
| | | 219,984,722 |
| Taiwan - 3.3% |
8,201,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | 196,362,730 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.4% - (continued) |
| United Kingdom - 14.7% |
704,073 | AstraZeneca PLC | $ 106,490,242 |
2,657,538 | Bunzl PLC | 101,910,719 |
3,588,646 | Burberry Group PLC | 51,348,631 |
3,010,475 | Diageo PLC | 104,041,026 |
24,531,062 | Haleon PLC | 103,603,005 |
1,796,536 | Reckitt Benckiser Group PLC | 100,438,942 |
3,631,381 | RELX PLC | 149,202,088 |
2,871,697 | Unilever PLC | 148,555,203 |
| | | 865,589,856 |
| United States - 20.0% |
509,549 | ARM Holdings PLC ADR*(1) | 51,571,454 |
33,135 | Booking Holdings, Inc. | 114,383,014 |
482,315 | Ferguson PLC | 101,237,918 |
6,771,891 | GSK PLC | 140,495,821 |
1,256,803 | Liberty Media Corp.-Liberty Formula One Class C* | 87,938,506 |
199,500 | Lululemon Athletica, Inc.* | 71,939,700 |
520,303 | Roche Holding AG | 124,671,985 |
1,102,240 | Sanofi SA | 108,893,657 |
860,194 | Schneider Electric SE | 196,135,739 |
5,224,806 | Shell PLC | 186,702,148 |
| | | 1,183,969,942 |
| Total Common Stocks (cost $4,949,525,151) | | $ 5,698,700,519 |
PREFERRED STOCKS - 1.6% |
| Germany - 1.6% |
1,035,938 | Dr Ing hc F Porsche AG (Preference Shares)(2)(3) | $ 92,225,862 |
| Total Preferred Stocks (cost $93,923,040) | | $ 92,225,862 |
| Total Long-Term Investments (cost $5,043,448,191) | | $ 5,790,926,381 |
SHORT-TERM INVESTMENTS - 0.0% |
| Securities Lending Collateral - 0.0% |
312,255 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(4) | $ 312,255 |
1,040,850 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(4) | 1,040,850 |
312,255 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(4) | 312,255 |
312,255 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(4) | 312,255 |
| Total Short-Term Investments (cost $1,977,615) | $ 1,977,615 |
| Total Investments (cost $5,045,425,806) | 98.0% | $ 5,792,903,996 |
| Other Assets and Liabilities | 2.0% | 116,496,820 |
| Total Net Assets | 100.0% | $ 5,909,400,816 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Stock Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
| |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of this security was $92,225,862, representing 1.6% of net assets. |
(3) | Currently no rate available. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Australia | | $ 119,695,408 | | $ — | | $ 119,695,408 | | $ — |
Austria | | 116,054,372 | | — | | 116,054,372 | | — |
Brazil | | 177,876,036 | | 177,876,036 | | — | | — |
China | | 172,835,988 | | — | | 172,835,988 | | — |
Denmark | | 335,012,968 | | — | | 335,012,968 | | — |
France | | 311,781,494 | | — | | 311,781,494 | | — |
Germany | | 463,440,721 | | — | | 463,440,721 | | — |
Indonesia | | 75,270,566 | | — | | 75,270,566 | | — |
Italy | | 96,423,441 | | — | | 96,423,441 | | — |
Japan | | 862,781,967 | | — | | 862,781,967 | | — |
Netherlands | | 169,746,440 | | — | | 169,746,440 | | — |
South Korea | | 182,484,652 | | — | | 182,484,652 | | — |
Spain | | 73,707,191 | | — | | 73,707,191 | | — |
Sweden | | 75,682,025 | | — | | 75,682,025 | | — |
Switzerland | | 219,984,722 | | — | | 219,984,722 | | — |
Taiwan | | 196,362,730 | | — | | 196,362,730 | | — |
United Kingdom | | 865,589,856 | | — | | 865,589,856 | | — |
United States | | 1,183,969,942 | | 427,070,592 | | 756,899,350 | | — |
Preferred Stocks | | 92,225,862 | | — | | 92,225,862 | | — |
Short-Term Investments | | 1,977,615 | | 1,977,615 | | — | | — |
Total | | $ 5,792,903,996 | | $ 606,924,243 | | $ 5,185,979,753 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable International Core Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.2% |
| Australia - 2.5% |
348 | Rio Tinto Ltd. | $ 28,962 |
| Belgium - 0.7% |
330 | Azelis Group NV | 7,929 |
| China - 6.7% |
3,000 | BOC Hong Kong Holdings Ltd. | 9,195 |
4,000 | China Mengniu Dairy Co. Ltd. | 8,286 |
5,800 | China Pacific Insurance Group Co. Ltd. Class H | 12,708 |
300 | Contemporary Amperex Technology Co. Ltd. Class A | 8,391 |
3,600 | H World Group Ltd. | 13,394 |
1,000 | Li Ning Co. Ltd. | 2,618 |
2,600 | Sany Heavy Industry Co. Ltd. Class A | 5,842 |
300 | Tencent Holdings Ltd. | 13,165 |
800 | WuXi AppTec Co. Ltd. Class H(1) | 3,601 |
| | | 77,200 |
| Denmark - 2.4% |
221 | Novo Nordisk AS Class B | 28,342 |
| Finland - 2.9% |
497 | Neste OYJ | 11,267 |
862 | Stora Enso OYJ Class R | 11,482 |
315 | UPM-Kymmene OYJ | 11,039 |
| | | 33,788 |
| France - 3.0% |
33 | Airbus SE | 5,430 |
81 | EssilorLuxottica SA | 17,272 |
109 | Publicis Groupe SA | 12,028 |
| | | 34,730 |
| Germany - 8.7% |
150 | Beiersdorf AG | 22,546 |
406 | GEA Group AG* | 16,386 |
269 | Puma SE | 12,420 |
129 | SAP SE | 23,293 |
140 | Siemens AG | 26,227 |
| | | 100,872 |
| India - 4.2% |
437 | HDFC Bank Ltd. | 7,936 |
152 | HDFC Bank Ltd. ADR | 8,755 |
481 | ICICI Bank Ltd. ADR | 13,242 |
16,636 | NHPC Ltd. | 19,151 |
| | | 49,084 |
| Indonesia - 1.2% |
33,100 | Bank Mandiri Persero Tbk. PT | 13,991 |
| Ireland - 1.9% |
2,037 | Bank of Ireland Group PLC | 21,734 |
| Italy - 1.3% |
3,996 | Intesa Sanpaolo SpA | 14,957 |
| Japan - 20.7% |
200 | Chugai Pharmaceutical Co. Ltd. | 6,361 |
100 | Cosmos Pharmaceutical Corp. | 9,225 |
700 | Dai-ichi Life Holdings, Inc. | 16,213 |
100 | Daikin Industries Ltd. | 13,649 |
200 | Harmonic Drive Systems, Inc. | 4,995 |
300 | Ibiden Co. Ltd. | 11,404 |
1,100 | Isuzu Motors Ltd. | 13,940 |
300 | Kyudenko Corp. | 12,451 |
200 | Makita Corp. | 5,790 |
200 | Nippon Shinyaku Co. Ltd. | 5,534 |
100 | Nitori Holdings Co. Ltd. | 13,383 |
1,500 | NTT Data Group Corp. | 23,457 |
900 | ORIX Corp. | 18,419 |
100 | Rorze Corp. | 17,338 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.2% - (continued) |
| Japan - 20.7% - (continued) |
200 | Sumitomo Realty & Development Co. Ltd. | $ 6,921 |
2,400 | Suzuki Motor Corp. | 27,950 |
300 | Toyota Industries Corp. | 28,508 |
100 | Visional, Inc.* | 4,563 |
| | | 240,101 |
| Netherlands - 3.0% |
23 | ASM International NV | 14,468 |
24 | ASML Holding NV | 20,904 |
| | | 35,372 |
| Philippines - 1.0% |
23,300 | Ayala Land, Inc. | 11,550 |
| Portugal - 1.0% |
2,993 | EDP - Energias de Portugal SA* | 11,239 |
| Singapore - 1.6% |
700 | Oversea-Chinese Banking Corp. Ltd. | 7,267 |
6,700 | Singapore Telecommunications Ltd. | 11,620 |
| | | 18,887 |
| South Korea - 3.6% |
263 | Hana Financial Group, Inc. | 11,092 |
330 | Samsung Electronics Co. Ltd. | 18,344 |
101 | SK Hynix, Inc. | 12,464 |
| | | 41,900 |
| Spain - 0.4% |
483 | Acerinox SA | 5,204 |
| Sweden - 5.0% |
422 | Assa Abloy AB Class B | 11,150 |
1,573 | Skandinaviska Enskilda Banken AB Class A | 20,600 |
620 | SKF AB Class B | 12,746 |
1,611 | Svenska Handelsbanken AB Class A | 13,815 |
| | | 58,311 |
| Switzerland - 1.0% |
80 | Cie Financiere Richemont SA Class A | 11,058 |
| Taiwan - 4.5% |
930 | MediaTek, Inc. | 28,041 |
175 | Taiwan Semiconductor Manufacturing Co. Ltd. ADR | 24,034 |
| | | 52,075 |
| Thailand - 1.4% |
20,400 | Bangkok Dusit Medical Services PCL Class F | 15,967 |
| United Kingdom - 8.6% |
5,682 | ConvaTec Group PLC(1) | 17,678 |
2,167 | Haleon PLC | 9,152 |
163 | Reckitt Benckiser Group PLC | 9,113 |
284 | RELX PLC | 11,669 |
856 | SSE PLC | 17,793 |
2,145 | Standard Chartered PLC | 18,429 |
410 | Whitbread PLC | 16,159 |
| | | 99,993 |
| United States - 7.9% |
100 | CSL Ltd. | 17,767 |
1,046 | GSK PLC | 21,701 |
429 | Newmont Corp. CDI | 17,370 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable International Core Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.2% - (continued) |
| United States - 7.9% - (continued) |
840 | Stellantis NV | $ 18,586 |
154 | Swiss Re AG | 16,741 |
| | | 92,165 |
| Total Common Stocks (cost $1,024,329) | | $ 1,105,411 |
| Total Investments (cost $1,024,329) | 95.2% | $ 1,105,411 |
| Other Assets and Liabilities | 4.8% | 55,783 |
| Total Net Assets | 100.0% | $ 1,161,194 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $21,279, representing 1.8% of net assets. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Australia | | $ 28,962 | | $ — | | $ 28,962 | | $ — |
Belgium | | 7,929 | | — | | 7,929 | | — |
China | | 77,200 | | — | | 77,200 | | — |
Denmark | | 28,342 | | — | | 28,342 | | — |
Finland | | 33,788 | | — | | 33,788 | | — |
France | | 34,730 | | — | | 34,730 | | — |
Germany | | 100,872 | | — | | 100,872 | | — |
India | | 49,084 | | 21,997 | | 27,087 | | — |
Indonesia | | 13,991 | | — | | 13,991 | | — |
Ireland | | 21,734 | | — | | 21,734 | | — |
Italy | | 14,957 | | — | | 14,957 | | — |
Japan | | 240,101 | | 9,225 | | 230,876 | | — |
Netherlands | | 35,372 | | — | | 35,372 | | — |
Philippines | | 11,550 | | — | | 11,550 | | — |
Portugal | | 11,239 | | — | | 11,239 | | — |
Singapore | | 18,887 | | — | | 18,887 | | — |
South Korea | | 41,900 | | — | | 41,900 | | — |
Spain | | 5,204 | | — | | 5,204 | | — |
Sweden | | 58,311 | | — | | 58,311 | | — |
Switzerland | | 11,058 | | — | | 11,058 | | — |
Taiwan | | 52,075 | | 24,034 | | 28,041 | | — |
Thailand | | 15,967 | | — | | 15,967 | | — |
United Kingdom | | 99,993 | | — | | 99,993 | | — |
United States | | 92,165 | | — | | 92,165 | | — |
Total | | $ 1,105,411 | | $ 55,256 | | $ 1,050,155 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 5.7% |
| Aerospace/Defense - 0.5% |
$ 5,544,000 | Boeing Co. 6.53%, 05/01/2034(1) | $ 5,578,124 |
| Agriculture - 0.3% |
3,837,000 | BAT Capital Corp. 5.83%, 02/20/2031 | 3,835,433 |
| Commercial Banks - 2.8% |
| AIB Group PLC | |
4,682,000 | 5.87%, 03/28/2035, (5.87% fixed rate until 03/28/2034; 6 mo. USD SOFR + 1.91% thereafter)(1)(2) | 4,530,671 |
2,185,000 | 6.61%, 09/13/2029, (6.61% fixed rate until 09/13/2028; 6 mo. USD SOFR + 2.33% thereafter)(1)(2) | 2,227,408 |
2,800,000 | Banco Santander SA 1.72%, 09/14/2027, (1.72% fixed rate until 09/14/2026; 1 yr. USD CMT + 0.90% thereafter)(2) | 2,533,854 |
5,552,000 | Barclays PLC 5.69%, 03/12/2030, (5.69% fixed rate until 03/12/2029; 6 mo. USD SOFR + 1.74% thereafter)(2) | 5,479,593 |
3,194,000 | Danske Bank AS 5.71%, 03/01/2030, (5.71% fixed rate until 03/01/2029; 1 yr. USD CMT + 1.40% thereafter)(1)(2) | 3,155,866 |
3,960,000 | Lloyds Banking Group PLC 5.99%, 08/07/2027, (5.99% fixed rate until 08/07/2026; 1 yr. USD CMT + 1.48% thereafter)(2) | 3,965,306 |
7,818,000 | NatWest Group PLC 6.48%, 06/01/2034, (6.48% fixed rate until 03/01/2029; 5 yr. USD CMT + 2.20% thereafter)(2) | 7,848,893 |
5,540,000 | UniCredit SpA 1.98%, 06/03/2027, (1.98% fixed rate until 06/03/2026; 1 yr. USD CMT + 1.20% thereafter)(1)(2) | 5,105,532 |
| | | 34,847,123 |
| Diversified Financial Services - 0.9% |
7,321,000 | AerCap Ireland Capital DAC/AerCap Global Aviation Trust 2.45%, 10/29/2026 | 6,762,518 |
3,060,000 | Aircastle Ltd. 5.95%, 02/15/2029(1) | 3,019,935 |
948,000 | MMH Master LLC 6.38%, 02/01/2034(1) | 935,723 |
| | | 10,718,176 |
| Mining - 0.3% |
3,821,000 | Glencore Funding LLC 5.37%, 04/04/2029(1) | 3,751,147 |
| Oil & Gas - 0.4% |
4,692,000 | Marathon Oil Corp. 5.30%, 04/01/2029 | 4,600,315 |
| Real Estate Investment Trusts - 0.4% |
2,757,000 | Highwoods Realty LP 7.65%, 02/01/2034 | 2,898,751 |
2,651,000 | Prologis Targeted U.S. Logistics Fund LP 5.25%, 04/01/2029(1) | 2,601,037 |
| | | 5,499,788 |
| Semiconductors - 0.1% |
800,000 | Qorvo, Inc. 1.75%, 12/15/2024 | 778,657 |
| Total Corporate Bonds (cost $70,716,684) | $ 69,608,763 |
MUNICIPAL BONDS - 80.0% |
| Alabama - 1.5% |
5,775,000 | Black Belt Energy Gas Dist, AL, Rev 5.25%, 12/01/2053(3) | $ 6,167,345 |
3,495,000 | County of Jefferson Sewer, AL, Rev 5.50%, 10/01/2053 | 3,735,082 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Alabama - 1.5% - (continued) |
$ 2,975,000 | Energy Southeast A Cooperative Dist, AL, Rev 5.25%, 07/01/2054(3) | $ 3,146,316 |
5,020,000 | Town of Pike Road, AL, GO 5.00%, 03/01/2052 | 5,297,346 |
| | | 18,346,089 |
| California - 6.7% |
955,000 | Alameda Corridor Transportation Auth, CA, Rev, (AGM Insured) 5.00%, 10/01/2052 | 1,014,850 |
1,365,000 | California Community Choice Financing Auth, CA, Rev 5.00%, 02/01/2054(3) | 1,437,431 |
4,180,000 | California Municipal Finance Auth, CA, Rev, (HUD SECT 8) 3.20%, 09/01/2045(3) | 4,100,625 |
10,055,000 | Elk Grove Unified School Dist, CA, GO 4.00%, 08/01/2048 | 9,888,099 |
2,600,000 | Fresno Unified School Dist, CA, GO 4.00%, 08/01/2052 | 2,540,614 |
9,715,000 | Golden State Tobacco Securitization Corp., CA, Rev, (ST APPROP Insured) 3.00%, 06/01/2046 | 8,879,715 |
1,000,000 | Merced Union High School Dist, CA, GO 0.00%, 08/01/2034(4) | 698,142 |
5,265,000 | Oxnard School Dist, CA, GO, (BAM Insured) 4.25%, 08/01/2053 | 5,231,282 |
5,480,000 | Regents of the University of California Medical Center Pooled, CA, Rev 4.00%, 05/15/2053 | 5,375,262 |
300,000 | Rialto Unified School Dist, CA, GO, (AGM Insured) 0.00%, 08/01/2029(4) | 253,151 |
730,000 | San Diego County Regional Airport Auth, CA, Rev 5.00%, 07/01/2053 | 783,049 |
6,525,000 | San Diego Housing Auth, Inc., CA, Rev 5.00%, 05/01/2057(3) | 6,678,691 |
340,000 | San Diego Unified School Dist, CA, GO 4.55%, 07/01/2052 | 349,891 |
4,335,000 | San Francisco Bay Area Rapid Transit Dist, CA, GO 4.25%, 08/01/2052 | 4,349,667 |
12,960,000 | San Mateo Foster City School Dist, CA, GO 4.00%, 08/01/2051 | 12,879,406 |
11,750,000 | Sweetwater Union High School Dist, CA, GO 5.00%, 08/01/2052 | 12,518,214 |
3,805,000 | Victor Valley Community College Dist, CA, GO 4.00%, 08/01/2050 | 3,698,225 |
| Washington Township Health Care Dist, CA, GO, | |
430,000 | (AGM Insured) 4.50%, 08/01/2053 | 435,578 |
775,000 | 5.50%, 08/01/2053 | 854,775 |
| | | 81,966,667 |
| Colorado - 1.9% |
3,820,000 | Adams County Housing Auth, CO, Rev 4.50%, 05/01/2042(3) | 3,821,319 |
3,495,000 | City & County of Denver Airport System, CO, Rev 5.25%, 11/15/2053 | 3,773,496 |
11,715,000 | City of Colorado Springs Utilities System, CO, Rev 4.00%, 11/15/2051 | 11,070,900 |
| Colorado Housing & Finance Auth, CO, Rev | |
2,410,000 | 3.50%, 11/01/2043(3) | 2,386,941 |
2,125,000 | (GNMA/FNMA/FHLMC Insured) 3.50%, 05/01/2050 | 2,078,377 |
| | | 23,131,033 |
| Connecticut - 0.1% |
1,285,000 | Connecticut Housing Finance Auth, CT, Rev, (GNMA/FNMA/FHLMC Insured) 4.25%, 05/15/2042 | 1,276,589 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| District of Columbia - 1.0% |
$ 885,000 | Dist of Columbia Housing Finance Agency, DC, Rev 3.75%, 04/01/2025(3) | $ 884,264 |
3,975,000 | Dist of Columbia Income Tax, DC, Rev 5.25%, 05/01/2048 | 4,356,649 |
7,775,000 | Dist of Columbia Water & Sewer Auth, DC, Rev 4.00%, 10/01/2047 | 7,602,075 |
| | | 12,842,988 |
| Florida - 2.0% |
275,000 | Broward County Housing Finance Auth, FL, Rev, (HUD SECT 8) 3.40%, 03/01/2057(3) | 270,645 |
1,590,000 | City of Cape Coral Water & Sewer, FL, Rev, (BAM Insured) 5.25%, 10/01/2053 | 1,730,053 |
11,440,000 | County of Broward Convention Center Hotel, FL, Rev 4.00%, 01/01/2051 | 10,974,698 |
2,110,000 | County of Miami-Dade Water & Sewer System, FL, Rev 4.00%, 10/01/2051 | 1,975,753 |
2,160,000 | Florida Dev Finance Corp., FL, Rev 5.25%, 08/01/2055 | 2,231,639 |
| Florida Housing Finance Corp., FL, Rev, | |
230,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 07/01/2051 | 222,323 |
2,020,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 07/01/2052 | 1,941,253 |
1,425,000 | (GNMA Insured) 3.35%, 10/01/2027(3) | 1,400,559 |
1,975,000 | (GNMA/FNMA/FHLMC Insured) 3.50%, 07/01/2051 | 1,931,177 |
390,000 | (GNMA/FNMA/FHLMC Insured) 4.00%, 07/01/2049 | 385,790 |
1,510,000 | St. Johns County Housing Finance Auth, FL, Rev 3.55%, 07/01/2027(3) | 1,489,561 |
| | | 24,553,451 |
| Georgia - 2.6% |
| Main Street Natural Gas, Inc., GA, Rev | |
8,250,000 | 4.00%, 03/01/2050(3) | 8,254,847 |
1,520,000 | 4.00%, 05/01/2052(3) | 1,518,540 |
11,385,000 | 5.00%, 12/01/2053(3) | 12,022,599 |
6,650,000 | 5.00%, 05/01/2054(3) | 7,041,343 |
2,400,000 | Valdosta & Lowndes County Hospital Auth, GA, Rev, (CNTY GTD insured) 5.00%, 10/01/2054 | 2,545,454 |
| | | 31,382,783 |
| Hawaii - 0.1% |
585,000 | City & County Honolulu Wastewater System, HI, Rev 5.25%, 07/01/2053 | 633,454 |
| Illinois - 0.9% |
| Illinois Housing Dev Auth, IL, Rev, | |
3,495,000 | (GNMA/FNMA/FHLMC/COLL Insured) 3.00%, 04/01/2051 | 3,352,990 |
2,215,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 10/01/2051 | 2,123,975 |
4,820,000 | (GNMA/FNMA/FHLMC Insured) 3.75%, 04/01/2050 | 4,739,058 |
705,000 | (FHLMC/FNMA/GNMA Insured) 4.50%, 10/01/2048 | 703,878 |
630,000 | (HUD SECT 8) 5.00%, 02/01/2027(3) | 637,502 |
90,000 | Metropolitan Pier & Exposition Auth, IL, Rev, (NATL Insured) 0.00%, 06/15/2028(4) | 77,041 |
| | | 11,634,444 |
| Indiana - 0.5% |
| Indiana Housing & Community Dev Auth, IN, Rev, | |
1,100,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 07/01/2050 | 1,060,112 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Indiana - 0.5% - (continued) |
$ 420,000 | (GNMA Insured) 4.00%, 07/01/2048 | $ 415,031 |
4,255,000 | Indianapolis Local Public Improvement Bond Bank, IN, Rev 5.00%, 01/01/2053 | 4,475,159 |
| | | 5,950,302 |
| Iowa - 1.6% |
| Iowa Finance Auth, IA, Rev, | |
5,930,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 07/01/2051 | 5,669,060 |
445,000 | (GNMA/FNMA/FHLMC Insured) 3.25%, 07/01/2050 | 432,163 |
345,000 | (GNMA/FNMA/FHLMC Insured) 4.00%, 07/01/2048 | 340,980 |
11,790,000 | (GNMA/FNMA/FHLMC/COLL Insured) 4.00%, 07/01/2052 | 11,615,031 |
2,035,000 | (GNMA/FNMA/FHLMC/COLL Insured) 5.25%, 07/01/2053 | 2,109,912 |
| | | 20,167,146 |
| Kentucky - 1.3% |
14,635,000 | Kentucky Public Energy Auth, KY, Rev 5.25%, 04/01/2054(3) | 15,467,293 |
| Louisiana - 1.5% |
205,000 | Louisiana Housing Corp., LA, Rev 4.50%, 12/01/2047 | 204,156 |
12,250,000 | Louisiana Local Government Environmental Facs & Community Dev Auth, LA, Rev 2.50%, 04/01/2036 | 9,775,509 |
8,135,000 | Louisiana Stadium & Exposition Dist, LA, Rev 5.25%, 07/01/2053 | 8,704,688 |
| | | 18,684,353 |
| Maryland - 0.1% |
1,875,000 | Maryland State Transportation Auth, MD, Rev 4.00%, 07/01/2050 | 1,781,035 |
| Massachusetts - 1.0% |
| Commonwealth of Massachusetts, MA, GO | |
685,000 | 3.00%, 02/01/2048 | 516,273 |
4,040,000 | 5.00%, 05/01/2053 | 4,294,644 |
8,095,000 | Massachusetts Bay Transportation Auth Sales Tax, MA, Rev 4.00%, 07/01/2053 | 7,599,388 |
| | | 12,410,305 |
| Michigan - 4.0% |
| Cedar Springs Public School Dist, MI, GO, | |
1,325,000 | (Q-SBLF Insured) 4.50%, 05/01/2049 | 1,331,617 |
1,000,000 | (Q-SBLF Insured) 5.00%, 05/01/2051 | 1,046,265 |
5,225,000 | Ferndale Public Schools, MI, GO, (Q-SBLF Insured) 5.00%, 05/01/2053 | 5,474,673 |
1,190,000 | Great Lakes Water Auth Sewage Disposal System, MI, Rev 5.25%, 07/01/2053 | 1,297,980 |
1,190,000 | Great Lakes Water Auth Water Supply System, MI, Rev 5.25%, 07/01/2053 | 1,295,008 |
| Grosse Ile Township School Dist, MI, GO, | |
3,685,000 | (Q-SBLF Insured) 5.00%, 05/01/2049 | 3,858,416 |
4,265,000 | (Q-SBLF Insured) 5.00%, 05/01/2052 | 4,442,974 |
2,080,000 | Southfield Public Schools, MI, GO, (Q-SBLF Insured) 5.00%, 05/01/2053 | 2,192,062 |
15,180,000 | Troy School Dist, MI, GO, (Q-SBLF Insured) 5.00%, 05/01/2052 | 15,997,742 |
10,770,000 | Wayne County Airport Auth, MI, Rev, (AGM Insured) 5.25%, 12/01/2048 | 11,822,921 |
| | | 48,759,658 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Minnesota - 1.1% |
$ 1,305,000 | Hennepin County Housing & Redev Auth, MN, Rev, (HUD SECT 8 FHA 221(D)(4)) 4.65%, 10/01/2026(3) | $ 1,304,965 |
1,160,000 | Housing & Redev Auth of The City of St Paul Minnesota, MN, Rev, (HUD SECT 8) 3.50%, 12/01/2025(3) | 1,159,064 |
2,055,000 | Minneapolis-St Paul Metropolitan Airports Commission, MN, Rev 4.25%, 01/01/2052 | 1,963,875 |
7,895,000 | Minnesota Housing Finance Agency, MN, Rev, (GNMA/FNMA/FHLMC Insured) 3.00%, 01/01/2051 | 7,623,595 |
850,000 | Washington County Community Dev Agency, MN, Rev 3.68%, 09/01/2026(3) | 842,736 |
| | | 12,894,235 |
| Mississippi - 0.1% |
990,000 | Mississippi Home Corp., MS, Rev, (GNMA/FNMA/FHLMC Insured) 3.25%, 12/01/2050 | 962,642 |
| Missouri - 1.1% |
4,775,000 | Kansas City Planned Industrial Expansion Auth, MO, Rev 5.00%, 07/01/2045(3) | 4,892,635 |
| Missouri Housing Dev Commission, MO, Rev, | |
2,590,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 05/01/2052 | 2,493,238 |
1,390,000 | (GNMA/FNMA/FHLMC Insured) 3.25%, 05/01/2051 | 1,348,865 |
860,000 | (GNMA/FNMA/FHLMC Insured) 3.50%, 11/01/2050 | 840,416 |
940,000 | (GNMA/FNMA/FHLMC Insured) 4.25%, 05/01/2049 | 933,789 |
810,000 | (GNMA/FNMA/FHLMC Insured) 4.75%, 05/01/2049 | 811,797 |
2,505,000 | St. Charles County Francis Howell R-III School Dist, MO, GO 2.00%, 03/01/2037 | 1,900,954 |
| | | 13,221,694 |
| Nebraska - 0.3% |
| Nebraska Investment Finance Auth, NE, Rev, | |
2,720,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 09/01/2050 | 2,619,857 |
540,000 | 4.00%, 09/01/2048 | 533,948 |
| | | 3,153,805 |
| Nevada - 0.1% |
| Nevada Housing Division, NV, Rev, | |
680,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 04/01/2051 | 652,635 |
750,000 | (GNMA/FNMA/FHLMC/COLL Insured) 4.00%, 10/01/2049 | 741,175 |
| | | 1,393,810 |
| New Jersey - 0.2% |
2,260,000 | New Jersey Housing & Mortgage Finance Agency, NJ, Rev, (HUD SECT 8) 3.67%, 02/01/2026 | 2,233,118 |
140,000 | New Jersey Transportation Trust Fund Auth, NJ, Rev 4.00%, 06/15/2035 | 142,476 |
| | | 2,375,594 |
| New Mexico - 1.5% |
| New Mexico Mortgage Finance Auth, NM, Rev, | |
2,995,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 01/01/2051 | 2,880,149 |
3,305,000 | (GNMA/FNMA/FHLMC Insured) 3.00%, 01/01/2052 | 3,170,494 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| New Mexico - 1.5% - (continued) |
$ 1,155,000 | (GNMA/FNMA/FHLMC Insured) 4.00%, 01/01/2049 | $ 1,142,149 |
11,425,000 | (GNMA/FNMA/FHLMC Insured) 4.25%, 03/01/2053 | 11,342,125 |
| | | 18,534,917 |
| New York - 5.9% |
| City of New York, NY, GO | |
8,185,000 | 4.00%, 04/01/2050 | 7,764,846 |
1,385,000 | 5.00%, 03/01/2038 | 1,561,029 |
7,450,000 | New York City Municipal Water Finance Auth, NY, Rev 5.25%, 06/15/2053 | 8,123,544 |
| New York City Transitional Finance Auth, Future Tax Secured, NY, Rev | |
2,085,000 | 4.00%, 08/01/2048 | 1,994,777 |
13,810,000 | 4.00%, 02/01/2051 | 13,118,201 |
1,105,000 | New York City Transitional Finance Auth, NY, Rev 4.38%, 05/01/2053 | 1,089,359 |
6,075,000 | New York State Dormitory Auth, NY, Rev 3.00%, 03/15/2038 | 5,366,306 |
475,000 | New York Transportation Dev Corp., NY, Rev 5.00%, 12/01/2028 | 503,832 |
1,190,000 | Rockland County Industrial Dev Agency, NY, Rev, (HUD SECT 8 FHA 221(D)(4)) 4.65%, 05/01/2027(3) | 1,191,837 |
| Triborough Bridge & Tunnel Auth Sales Tax, NY, Rev | |
11,095,000 | 5.00%, 05/15/2053 | 11,754,436 |
7,180,000 | 5.25%, 05/15/2064 | 7,741,795 |
| Triborough Bridge & Tunnel Auth, NY, Rev | |
6,030,000 | 4.13%, 05/15/2052 | 5,827,118 |
4,740,000 | 5.00%, 05/15/2051 | 4,982,611 |
570,000 | Westchester County Local Dev Corp., NY, Rev, (AGM Insured) 5.75%, 11/01/2053 | 637,416 |
| | | 71,657,107 |
| North Carolina - 0.4% |
1,485,000 | Asheville Housing Auth, NC, Rev, (HUD SECT 8) 5.00%, 11/01/2026(3) | 1,500,169 |
2,900,000 | North Carolina Housing Finance Agency, NC, Rev 5.00%, 04/01/2029(3) | 3,037,306 |
| | | 4,537,475 |
| Ohio - 1.2% |
2,265,000 | Columbus-Franklin County Finance Auth, OH, Rev 5.00%, 07/01/2045(3) | 2,308,354 |
| Ohio Housing Finance Agency, OH, Rev | |
355,000 | 3.00%, 03/01/2052 | 341,707 |
2,480,000 | (GNMA/FNMA/FHLMC/COLL Insured) 3.25%, 03/01/2050 | 2,409,318 |
645,000 | (HUD SECT 8 FHA 221(D)(4)) 3.53%, 02/01/2029(3) | 632,304 |
3,080,000 | (GNMA/FNMA/FHLMC Insured) 4.50%, 09/01/2048 | 3,073,580 |
2,750,000 | (GNMA/FNMA/FHLMC Insured) 5.00%, 03/01/2052 | 2,796,361 |
| Ohio Turnpike & Infrastructure Commission, OH, Rev | |
1,680,000 | 0.00%, 02/15/2038(4) | 931,059 |
1,395,000 | 0.00%, 02/15/2041(4) | 648,218 |
1,625,000 | Pickerington Local School Dist, OH, GO 5.00%, 12/01/2053 | 1,707,732 |
| | | 14,848,633 |
| Oklahoma - 0.1% |
740,000 | Oklahoma Housing Finance Agency, OK, Rev, (GNMA/FNMA/FHLMC Insured) 4.00%, 03/01/2050 | 731,078 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Pennsylvania - 0.4% |
$ 850,000 | Allegheny County Sanitary Auth, PA, Rev 5.00%, 06/01/2053 | $ 887,618 |
4,000,000 | Bucks County Water & Sewer Auth, PA, Rev, (AGM Insured) 4.25%, 12/01/2047 | 3,909,326 |
635,000 | Commonwealth Financing Auth, PA, Rev 5.00%, 06/01/2032 | 671,873 |
| | | 5,468,817 |
| Rhode Island - 0.2% |
2,915,000 | Rhode Island Health & Educational Building Corp., RI, Rev 5.25%, 05/15/2054 | 3,040,859 |
| South Carolina - 2.7% |
12,950,000 | Grand Strand Water & Sewer Auth, SC, Rev 4.00%, 06/01/2051 | 12,406,681 |
19,395,000 | Patriots Energy Group Financing Agency, SC, Rev 5.25%, 10/01/2054(3) | 20,397,227 |
250,000 | Tobacco Settlement Management Auth, SC, Rev 6.38%, 05/15/2030 | 287,856 |
| | | 33,091,764 |
| Tennessee - 3.5% |
3,515,000 | County of Putnam, TN, GO 2.00%, 04/01/2037 | 2,666,935 |
3,410,000 | Health Educational & Housing Facility Board of the City of Memphis, TN, Rev, (HUD SECT 8) 3.55%, 12/01/2027(3) | 3,315,448 |
340,000 | Jackson Health Educational & Housing Facility Board, TN, Rev, (HUD SECT 8) 3.00%, 12/01/2026(3) | 338,263 |
2,080,000 | Johnson City Health & Educational Facs Board, TN, Rev, (HUD SECT 8) 3.60%, 12/01/2027(3) | 2,041,839 |
2,540,000 | Knoxville's Community Dev Corp., TN, Rev, (HUD SECT 8) 4.25%, 10/01/2024 | 2,540,722 |
| Metropolitan Government Nashville & Davidson County Health & Educational Facs Board, TN, Rev, | |
7,540,000 | (HUD SECT 8) 3.50%, 02/01/2048(3) | 7,369,348 |
10,500,000 | 3.85%, 02/01/2045(3) | 10,423,169 |
| Metropolitan Nashville Airport Auth, TN, Rev | |
250,000 | 5.00%, 07/01/2049 | 259,483 |
1,745,000 | 5.00%, 07/01/2052 | 1,842,704 |
7,910,000 | Tennergy Corp., TN, Rev 4.00%, 12/01/2051(3) | 7,843,732 |
670,000 | Tennessee Housing Dev Agency, TN, Rev 4.50%, 07/01/2049 | 668,613 |
3,770,000 | Williamson County Industrial Dev Board, TN, Rev, (HUD SECT 8) 5.00%, 05/01/2042(3) | 3,856,550 |
| | | 43,166,806 |
| Texas - 33.0% |
4,760,000 | Aldine Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2054 | 4,439,100 |
3,815,000 | Alvarado Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2052 | 3,589,886 |
| Arlington Higher Education Finance Corp., TX, Rev, | |
4,530,000 | (PSF-GTD Insured) 4.25%, 12/01/2048 | 4,324,240 |
1,655,000 | (PSF-GTD Insured) 4.25%, 12/01/2053 | 1,543,048 |
3,605,000 | (PSF-GTD Insured) 4.38%, 08/15/2052 | 3,500,300 |
3,770,000 | (PSF-GTD Insured) 5.00%, 08/15/2033 | 4,040,217 |
1,245,000 | (PSF-GTD Insured) 5.00%, 08/15/2048 | 1,299,384 |
9,510,000 | Azle Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2054 | 8,913,838 |
| Bexar County Hospital Dist, TX, GO | |
3,975,000 | 4.25%, 02/15/2052 | 3,825,130 |
8,700,000 | 4.25%, 02/15/2053 | 8,339,029 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Texas - 33.0% - (continued) |
$ 1,825,000 | Bexar County Housing Finance Corp., TX, Rev 4.05%, 03/01/2028(3) | $ 1,822,392 |
5,975,000 | Bullard Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2052 | 5,595,019 |
6,480,000 | Carrizo Springs Consolidated Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 08/15/2049 | 6,889,183 |
2,645,000 | Chapel Hill Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 02/15/2048 | 2,814,434 |
2,355,000 | City of Dallas Housing Finance Corp., TX, Rev 5.00%, 07/01/2042(3) | 2,413,616 |
745,000 | Cleburne Independent School Dist, TX, GO, (PSF-GTD Insured) 3.00%, 02/15/2046 | 568,335 |
| Clifton Higher Education Finance Corp., TX, Rev, | |
3,375,000 | (PSF-GTD Insured) 4.25%, 04/01/2053 | 3,265,249 |
3,960,000 | (PSF-GTD Insured) 4.25%, 08/15/2053 | 3,825,618 |
4,515,000 | College of the Mainland, TX, GO 4.00%, 08/15/2049 | 4,175,975 |
8,130,000 | Columbia-Brazoria Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/01/2053 | 7,719,645 |
| Community Independent School Dist, TX, GO, | |
2,085,000 | (PSF-GTD Insured) 5.00%, 02/15/2048 | 2,220,090 |
5,755,000 | (PSF-GTD Insured) 5.00%, 02/15/2053 | 6,056,115 |
320,000 | Crandall Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2052 | 299,467 |
5,030,000 | Dallas Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 4,688,791 |
13,715,000 | Denison Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/01/2053 | 12,864,859 |
20,635,000 | Dickinson Independent School Dist, TX, GO, (PSF-GTD Insured) 4.25%, 02/15/2053 | 20,103,713 |
2,340,000 | Donna Independent School Dist, TX, GO, (PSF-GTD Insured) 4.13%, 02/15/2053 | 2,232,316 |
13,015,000 | Dripping Springs Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 02/15/2053 | 13,760,422 |
14,920,000 | Forney Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2053 | 13,899,456 |
2,480,000 | Fort Worth Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2048 | 2,382,972 |
4,460,000 | Georgetown Independent School Dist, TX, GO, (PSF-GTD Insured) 2.50%, 08/15/2037 | 3,622,746 |
1,075,000 | Hitchcock Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2048 | 1,026,745 |
7,925,000 | Humble Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2054 | 7,465,938 |
6,575,000 | Hurst-Euless-Bedford Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2050 | 6,179,468 |
7,180,000 | Katy Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 6,626,953 |
8,605,000 | Lakeside Place PFC, TX, Rev, (FHA 221(D4)) 4.15%, 11/01/2026(3) | 8,603,936 |
| Lamar Consolidated Independent School Dist, TX, GO, | |
1,900,000 | (PSF-GTD Insured) 3.00%, 02/15/2051 | 1,391,650 |
5,645,000 | (PSF-GTD Insured) 4.00%, 02/15/2048 | 5,220,731 |
7,020,000 | Liberty Hill Independent School Dist, TX, GO, (PSF-GTD Insured) 4.13%, 02/01/2053 | 6,698,138 |
4,115,000 | Lockhart Independent School Dist, TX, GO, (PSF-GTD Insured) 4.13%, 08/01/2053 | 3,918,217 |
13,715,000 | Medina Valley Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 12,827,055 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Texas - 33.0% - (continued) |
$ 9,515,000 | Midland Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2054 | $ 8,882,427 |
| Montgomery Independent School Dist, TX, GO, | |
3,685,000 | (PSF-GTD Insured) 4.00%, 02/15/2053 | 3,480,927 |
3,485,000 | (PSF-GTD Insured) 4.25%, 02/15/2052 | 3,435,329 |
17,030,000 | New Caney Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 02/15/2053 | 18,024,058 |
400,000 | Newark Higher Education Finance Corp., TX, Rev, (PSF-GTD Insured) 5.00%, 08/15/2052 | 414,566 |
10,000,000 | North Texas Tollway Auth, TX, Rev 4.00%, 01/01/2044 | 9,734,219 |
2,715,000 | Northwest Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 02/15/2048 | 2,879,467 |
7,460,000 | Permanent University Fund - University of Texas System, TX, Rev 4.13%, 07/01/2052 | 7,181,696 |
1,500,000 | Pewitt Consolidated Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 1,398,248 |
11,825,000 | Prosper Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 11,096,154 |
2,990,000 | Rockwall Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 2,801,059 |
7,275,000 | Royal Independent School Dist, TX, GO, (PSF-GTD Insured) 4.25%, 02/15/2053 | 7,087,691 |
1,050,000 | Sabine-Neches Navigation Dist, TX, GO 5.25%, 02/15/2052 | 1,109,467 |
7,875,000 | Sherman Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 02/15/2053 | 8,334,358 |
11,995,000 | Southwest Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/01/2053 | 11,239,179 |
7,720,000 | Strategic Housing Finance Corp. of Travis County, TX, Rev 3.35%, 03/01/2046(3) | 7,545,066 |
15,465,000 | Tarrant County Hospital Dist, TX, GO 4.25%, 08/15/2053 | 14,915,679 |
3,765,000 | Temple Independent School Dist, TX, GO, (PSF-GTD Insured) 4.25%, 02/01/2047 | 3,730,893 |
2,590,000 | Texas City Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2053 | 2,429,025 |
| Texas Department of Housing & Community Affairs, TX, Rev, | |
1,780,000 | (GNMA Insured) 3.00%, 01/01/2052 | 1,707,096 |
5,115,000 | (GNMA Insured) 3.00%, 03/01/2052 | 4,905,833 |
1,460,000 | (GNMA Insured) 3.50%, 03/01/2051 | 1,424,113 |
885,000 | (GNMA Insured) 4.00%, 03/01/2050 | 874,384 |
510,000 | (GNMA Insured) 4.75%, 03/01/2049 | 510,815 |
1,245,000 | Texas Municipal Gas Acquisition & Supply Corp. III, TX, Rev 5.00%, 12/15/2028 | 1,282,311 |
22,620,000 | Texas Municipal Gas Acquisition & Supply Corp. IV, TX, Rev 5.50%, 01/01/2054(3) | 24,206,675 |
2,145,000 | Texas State Affordable Housing Corp., TX, Rev 3.63%, 01/01/2045(3) | 2,101,035 |
| Texas Water Dev Board, TX, Rev | |
2,370,000 | 4.80%, 10/15/2052 | 2,451,207 |
6,355,000 | 5.25%, 10/15/2051 | 6,880,088 |
| White Settlement Independent School Dist, TX, GO, | |
4,985,000 | (PSF-GTD Insured) 4.00%, 08/15/2052 | 4,695,920 |
2,125,000 | (PSF-GTD Insured) 4.13%, 08/15/2052 | 2,044,713 |
| | | 403,797,114 |
| Virginia - 0.9% |
2,255,000 | Hampton Roads Transportation Accountability Commission, VA, Rev 4.00%, 07/01/2052 | 2,128,890 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 80.0% - (continued) |
| Virginia - 0.9% - (continued) |
$ 3,600,000 | Harrisonburg Redev & Housing Auth, VA, Rev 3.57%, 10/01/2045(3) | $ 3,515,136 |
5,405,000 | Loudoun County Economic Dev Auth, VA, Rev 4.00%, 10/01/2052 | 5,208,324 |
| | | 10,852,350 |
| Washington - 0.4% |
2,380,000 | King County Public Hospital Dist No. 2, WA, GO 5.25%, 12/01/2045 | 2,540,287 |
| Washington State Housing Finance Commission, WA, Rev | |
1,400,000 | 4.00%, 12/01/2048 | 1,385,054 |
785,000 | (GNMA/FNMA/FHLMC Insured) 4.00%, 06/01/2050 | 775,643 |
| | | 4,700,984 |
| Wisconsin - 0.1% |
650,000 | Wisconsin Health & Educational Facs Auth, WI, Rev 5.00%, 04/01/2033 | 673,692 |
| Wyoming - 0.0% |
585,000 | Wyoming Community Dev Auth, WY, Rev 4.00%, 06/01/2043 | 578,035 |
| Total Municipal Bonds (cost $989,943,567) | | $ 978,669,001 |
U.S. GOVERNMENT SECURITIES - 6.9% |
| U.S. Treasury Securities - 6.9% |
| U.S. Treasury Bonds - 6.9% |
8,821,000 | 3.63%, 08/15/2043 | $ 7,393,101 |
22,811,000 | 4.50%, 02/15/2044 | 21,638,372 |
57,021,000 | 4.75%, 11/15/2043 | 55,889,489 |
| Total U.S. Government Securities (cost $88,989,663) | | $ 84,920,962 |
| Total Long-Term Investments (cost $1,149,649,914) | | $ 1,133,198,726 |
SHORT-TERM INVESTMENTS - 6.1% |
| U.S. Treasury Securities - 6.1% |
| U.S. Treasury Bills - 6.1% |
2,651,000 | 4.62%, 12/26/2024(5) | $ 2,562,122 |
2,788,000 | 4.63%, 12/26/2024(5) | 2,694,528 |
489,000 | 4.68%, 12/26/2024(5) | 472,606 |
2,970,000 | 4.76%, 12/26/2024(5) | 2,870,427 |
2,014,000 | 4.76%, 12/26/2024(5) | 1,946,478 |
3,151,000 | 4.79%, 12/26/2024(5) | 3,045,358 |
1,807,000 | 4.79%, 12/26/2024(5) | 1,746,418 |
1,280,000 | 4.80%, 12/26/2024(5) | 1,237,086 |
240,000 | 4.80%, 12/26/2024(5) | 231,954 |
2,344,000 | 4.81%, 12/26/2024(5) | 2,265,414 |
3,937,000 | 4.82%, 12/26/2024(5) | 3,805,007 |
2,133,000 | 4.82%, 12/26/2024(5) | 2,061,488 |
3,695,000 | 4.83%, 12/26/2024(5) | 3,571,120 |
1,230,000 | 4.86%, 12/26/2024(5) | 1,188,763 |
2,240,000 | 4.86%, 12/26/2024(5) | 2,164,901 |
3,630,000 | 4.95%, 12/26/2024(5) | 3,508,299 |
1,249,000 | 4.95%, 12/26/2024(5) | 1,207,126 |
1,383,000 | 4.96%, 12/26/2024(5) | 1,336,633 |
1,863,000 | 4.98%, 12/26/2024(5) | 1,800,540 |
629,000 | 5.01%, 12/26/2024(5) | 607,912 |
880,000 | 5.02%, 12/26/2024(5) | 850,497 |
1,517,000 | 5.03%, 12/26/2024(5) | 1,466,140 |
2,727,000 | 5.20%, 12/26/2024(5) | 2,635,573 |
1,411,000 | 4.93%, 02/20/2025(5) | 1,353,044 |
8,228,000 | 4.95%, 02/20/2025(5) | 7,890,038 |
1,858,000 | 4.95%, 02/20/2025(5) | 1,781,683 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 6.1% - (continued) |
| U.S. Treasury Securities - 6.1% - (continued) |
| U.S. Treasury Bills - 6.1% - (continued) |
$ 388,000 | 5.08%, 02/20/2025(5) | $ 372,063 |
5,207,000 | 5.06%, 03/20/2025(5) | 4,973,160 |
1,403,000 | 5.06%, 03/20/2025(5) | 1,339,993 |
3,182,000 | 5.09%, 03/20/2025(5) | 3,039,100 |
1,784,000 | 5.16%, 03/20/2025(5) | 1,703,883 |
509,000 | 5.19%, 03/20/2025(5) | 486,141 |
3,324,000 | 5.21%, 03/20/2025(5) | 3,174,723 |
1,020,000 | 5.22%, 03/20/2025(5) | 974,193 |
893,000 | 5.22%, 03/20/2025(5) | 852,896 |
1,151,000 | 5.22%, 03/20/2025(5) | 1,099,310 |
1,025,000 | 5.28%, 03/20/2025(5) | 979,132 |
| | | 75,295,749 |
| Total Short-Term Investments (cost $75,473,582) | $ 75,295,749 |
| Total Investments (cost $1,225,123,496) | 98.7% | $ 1,208,494,475 |
| Other Assets and Liabilities | 1.3% | 15,765,044 |
| Total Net Assets | 100.0% | $ 1,224,259,519 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2024, the aggregate value of these securities was $30,905,443, representing 2.5% of net assets. |
(2) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2024. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(3) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2024. Base lending rates may be subject to a floor or cap. |
(4) | Security is a zero-coupon bond. |
(5) | The rate shown represents current yield to maturity. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Corporate Bonds | | $ 69,608,763 | | $ — | | $ 69,608,763 | | $ — |
Municipal Bonds | | 978,669,001 | | — | | 978,669,001 | | — |
U.S. Government Securities | | 84,920,962 | | — | | 84,920,962 | | — |
Short-Term Investments | | 75,295,749 | | — | | 75,295,749 | | — |
Total | | $ 1,208,494,475 | | $ — | | $ 1,208,494,475 | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US MidCap Opportunities Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.1% |
| Banks - 2.2% |
184,799 | Commerce Bancshares, Inc. | $ 10,104,810 |
302,268 | Fifth Third Bancorp | 11,020,691 |
| | | 21,125,501 |
| Capital Goods - 14.0% |
158,691 | BWX Technologies, Inc. | 15,197,837 |
81,434 | Dover Corp. | 14,601,116 |
148,070 | Fortune Brands Innovations, Inc. | 10,823,917 |
275,814 | Hexcel Corp. | 17,710,017 |
52,857 | IDEX Corp. | 11,652,854 |
183,621 | Masco Corp. | 12,568,858 |
96,319 | Regal Rexnord Corp. | 15,542,997 |
23,252 | Snap-on, Inc. | 6,230,606 |
48,806 | Trane Technologies PLC | 15,488,096 |
134,126 | Trex Co., Inc.* | 11,876,857 |
| | | 131,693,155 |
| Commercial & Professional Services - 7.5% |
79,841 | Leidos Holdings, Inc. | 11,195,305 |
696,950 | Rentokil Initial PLC ADR(1) | 17,855,859 |
168,499 | Robert Half, Inc. | 11,650,021 |
60,667 | Verisk Analytics, Inc. | 13,222,979 |
102,841 | Waste Connections, Inc. | 16,669,498 |
| | | 70,593,662 |
| Consumer Discretionary Distribution & Retail - 2.6% |
57,309 | Burlington Stores, Inc.* | 10,312,182 |
38,042 | Pool Corp. | 13,791,366 |
| | | 24,103,548 |
| Consumer Durables & Apparel - 1.3% |
82,892 | Garmin Ltd. | 11,975,407 |
| Consumer Services - 5.9% |
776,989 | Aramark | 24,482,923 |
137,311 | Churchill Downs, Inc. | 17,713,119 |
25,229 | Domino's Pizza, Inc. | 13,352,953 |
| | | 55,548,995 |
| Energy - 4.0% |
475,130 | Coterra Energy, Inc. | 12,999,557 |
69,156 | Diamondback Energy, Inc. | 13,909,346 |
38,445 | Pioneer Natural Resources Co. | 10,354,007 |
| | | 37,262,910 |
| Equity Real Estate Investment Trusts (REITs) - 4.1% |
120,336 | Alexandria Real Estate Equities, Inc. REIT | 13,943,332 |
322,334 | American Homes 4 Rent Class A, REIT | 11,539,557 |
566,907 | Brixmor Property Group, Inc. REIT | 12,528,645 |
| | | 38,011,534 |
| Financial Services - 2.6% |
44,641 | MarketAxess Holdings, Inc. | 8,932,218 |
125,532 | Raymond James Financial, Inc. | 15,314,904 |
| | | 24,247,122 |
| Food, Beverage & Tobacco - 2.8% |
67,747 | Hershey Co. | 13,137,498 |
175,531 | McCormick & Co., Inc. | 13,350,888 |
| | | 26,488,386 |
| Health Care Equipment & Services - 6.4% |
21,445 | Chemed Corp. | 12,180,760 |
160,180 | Cooper Cos., Inc. | 14,265,631 |
188,194 | Encompass Health Corp. | 15,691,616 |
130,594 | Masimo Corp.* | 17,553,139 |
| | | 59,691,146 |
| Insurance - 6.8% |
56,678 | Arthur J Gallagher & Co. | 13,301,760 |
110,241 | Assurant, Inc. | 19,226,030 |
29,118 | Everest Group Ltd. | 10,669,126 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.1% - (continued) |
| Insurance - 6.8% - (continued) |
59,467 | Reinsurance Group of America, Inc. | $ 11,119,734 |
187,922 | Ryan Specialty Holdings, Inc. | 9,272,072 |
| | | 63,588,722 |
| Materials - 3.7% |
142,717 | AptarGroup, Inc. | 20,605,480 |
63,566 | Avery Dennison Corp. | 13,811,621 |
| | | 34,417,101 |
| Media & Entertainment - 3.6% |
439,840 | Match Group, Inc.* | 13,555,869 |
186,260 | Pinterest, Inc. Class A* | 6,230,397 |
98,593 | Take-Two Interactive Software, Inc.* | 14,080,066 |
| | | 33,866,332 |
| Pharmaceuticals, Biotechnology & Life Sciences - 3.1% |
321,858 | Catalent, Inc.* | 17,975,770 |
31,161 | West Pharmaceutical Services, Inc. | 11,139,434 |
| | | 29,115,204 |
| Semiconductors & Semiconductor Equipment - 5.1% |
114,960 | Entegris, Inc. | 15,280,483 |
47,437 | NXP Semiconductors NV | 12,152,885 |
138,017 | ON Semiconductor Corp.* | 9,683,273 |
100,163 | Skyworks Solutions, Inc. | 10,676,374 |
| | | 47,793,015 |
| Software & Services - 8.1% |
151,146 | Amdocs Ltd. | 12,694,753 |
178,913 | AppLovin Corp. Class A* | 12,625,890 |
173,028 | Dolby Laboratories, Inc. Class A | 13,437,354 |
41,845 | EPAM Systems, Inc.* | 9,844,455 |
88,363 | PTC, Inc.* | 15,679,131 |
66,249 | VeriSign, Inc.* | 11,227,880 |
| | | 75,509,463 |
| Technology Hardware & Equipment - 7.8% |
46,352 | CDW Corp. | 11,210,695 |
259,298 | Ciena Corp.* | 11,987,347 |
32,661 | Motorola Solutions, Inc. | 11,076,978 |
240,774 | Pure Storage, Inc. Class A* | 12,135,010 |
37,290 | Teledyne Technologies, Inc.* | 14,225,389 |
39,190 | Zebra Technologies Corp. Class A* | 12,327,606 |
| | | 72,963,025 |
| Utilities - 3.5% |
217,233 | Alliant Energy Corp. | 10,818,203 |
372,491 | CenterPoint Energy, Inc. | 10,854,388 |
185,878 | CMS Energy Corp. | 11,266,066 |
| | | 32,938,657 |
| Total Common Stocks (cost $646,648,640) | | $ 890,932,885 |
SHORT-TERM INVESTMENTS - 1.9% |
| Securities Lending Collateral - 1.9% |
2,794,095 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | $ 2,794,095 |
9,313,650 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 9,313,650 |
2,794,095 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 2,794,095 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US MidCap Opportunities Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.9% - (continued) |
| Securities Lending Collateral - 1.9% - (continued) |
2,794,095 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | $ 2,794,095 |
| Total Short-Term Investments (cost $17,695,935) | $ 17,695,935 |
| Total Investments (cost $664,344,575) | 97.0% | $ 908,628,820 |
| Other Assets and Liabilities | 3.0% | 28,242,610 |
| Total Net Assets | 100.0% | $ 936,871,430 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 21,125,501 | | $ 21,125,501 | | $ — | | $ — |
Capital Goods | | 131,693,155 | | 131,693,155 | | — | | — |
Commercial & Professional Services | | 70,593,662 | | 70,593,662 | | — | | — |
Consumer Discretionary Distribution & Retail | | 24,103,548 | | 24,103,548 | | — | | — |
Consumer Durables & Apparel | | 11,975,407 | | 11,975,407 | | — | | — |
Consumer Services | | 55,548,995 | | 55,548,995 | | — | | — |
Energy | | 37,262,910 | | 37,262,910 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 38,011,534 | | 38,011,534 | | — | | — |
Financial Services | | 24,247,122 | | 24,247,122 | | — | | — |
Food, Beverage & Tobacco | | 26,488,386 | | 26,488,386 | | — | | — |
Health Care Equipment & Services | | 59,691,146 | | 59,691,146 | | — | | — |
Insurance | | 63,588,722 | | 63,588,722 | | — | | — |
Materials | | 34,417,101 | | 34,417,101 | | — | | — |
Media & Entertainment | | 33,866,332 | | 33,866,332 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 29,115,204 | | 29,115,204 | | — | | — |
Semiconductors & Semiconductor Equipment | | 47,793,015 | | 47,793,015 | | — | | — |
Software & Services | | 75,509,463 | | 75,509,463 | | — | | — |
Technology Hardware & Equipment | | 72,963,025 | | 72,963,025 | | — | | — |
Utilities | | 32,938,657 | | 32,938,657 | | — | | — |
Short-Term Investments | | 17,695,935 | | 17,695,935 | | — | | — |
Total | | $ 908,628,820 | | $ 908,628,820 | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US Small Cap Opportunities Fund
Schedule of Investments
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% |
| Automobiles & Components - 0.7% |
36,304 | Gentherm, Inc.* | $ 1,835,893 |
| Banks - 6.2% |
176,281 | First BanCorp | 3,040,847 |
69,790 | First Merchants Corp. | 2,332,382 |
94,963 | Pacific Premier Bancorp, Inc. | 2,041,704 |
108,281 | Seacoast Banking Corp. of Florida | 2,498,043 |
34,850 | SouthState Corp. | 2,638,145 |
60,024 | TriCo Bancshares | 2,087,034 |
79,629 | United Community Banks, Inc. | 2,009,040 |
| | | 16,647,195 |
| Capital Goods - 14.3% |
49,223 | Albany International Corp. Class A | 3,925,534 |
22,296 | Enpro, Inc. | 3,347,299 |
50,423 | ESCO Technologies, Inc. | 5,115,413 |
293,178 | Hayward Holdings, Inc.* | 3,981,357 |
75,743 | Hexcel Corp. | 4,863,458 |
235,429 | Janus International Group, Inc.* | 3,392,532 |
83,338 | Kornit Digital Ltd.* | 1,284,239 |
16,935 | McGrath RentCorp | 1,806,287 |
98,607 | Primoris Services Corp. | 4,595,086 |
21,179 | Simpson Manufacturing Co., Inc. | 3,682,816 |
48,213 | V2X, Inc.* | 2,342,188 |
| | | 38,336,209 |
| Commercial & Professional Services - 7.4% |
44,295 | ASGN, Inc.* | 4,272,253 |
22,401 | Science Applications International Corp. | 2,883,008 |
107,386 | Stericycle, Inc.* | 4,803,376 |
50,932 | UL Solutions, Inc. Class A*(1) | 1,787,713 |
124,534 | Verra Mobility Corp.* | 2,936,512 |
74,632 | WNS Holdings Ltd.* | 3,127,827 |
| | | 19,810,689 |
| Consumer Discretionary Distribution & Retail - 2.8% |
16,818 | Asbury Automotive Group, Inc.* | 3,535,816 |
95,253 | Valvoline, Inc.* | 4,050,158 |
| | | 7,585,974 |
| Consumer Durables & Apparel - 4.6% |
11,998 | Cavco Industries, Inc.* | 4,369,792 |
29,880 | Oxford Industries, Inc. | 3,220,466 |
113,067 | Sonos, Inc.* | 1,910,832 |
70,023 | Steven Madden Ltd. | 2,829,630 |
| | | 12,330,720 |
| Consumer Staples Distribution & Retail - 1.1% |
91,146 | Chefs' Warehouse, Inc.* | 3,015,110 |
| Energy - 3.9% |
38,003 | Cactus, Inc. Class A | 1,886,469 |
96,705 | Delek U.S. Holdings, Inc. | 2,642,947 |
35,153 | Matador Resources Co. | 2,190,032 |
217,381 | Permian Resources Corp. | 3,641,132 |
| | | 10,360,580 |
| Equity Real Estate Investment Trusts (REITs) - 3.1% |
160,726 | Douglas Emmett, Inc. REIT | 2,203,554 |
76,609 | PotlatchDeltic Corp. REIT | 3,065,126 |
55,218 | Terreno Realty Corp. REIT | 3,001,098 |
| | | 8,269,778 |
| Financial Services - 4.9% |
163,835 | Compass Diversified Holdings | 3,599,455 |
52,194 | Encore Capital Group, Inc.* | 2,144,652 |
25,135 | Houlihan Lokey, Inc. | 3,204,461 |
273,125 | Perella Weinberg Partners | 4,075,025 |
| | | 13,023,593 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% - (continued) |
| Food, Beverage & Tobacco - 1.9% |
32,902 | Darling Ingredients, Inc.* | $ 1,394,057 |
202,540 | Primo Water Corp. | 3,821,930 |
| | | 5,215,987 |
| Health Care Equipment & Services - 10.4% |
199,114 | Enhabit, Inc.* | 2,009,060 |
47,458 | Haemonetics Corp.* | 4,363,763 |
73,232 | ICU Medical, Inc.* | 7,170,877 |
16,489 | iRhythm Technologies, Inc.* | 1,806,865 |
216,196 | NeoGenomics, Inc.* | 3,009,448 |
99,188 | Phreesia, Inc.* | 2,057,159 |
78,508 | Progyny, Inc.* | 2,516,967 |
47,603 | U.S. Physical Therapy, Inc. | 4,832,181 |
| | | 27,766,320 |
| Insurance - 4.3% |
49,139 | Axis Capital Holdings Ltd. | 3,013,695 |
92,138 | Kemper Corp. | 5,372,567 |
17,445 | Reinsurance Group of America, Inc. | 3,262,040 |
| | | 11,648,302 |
| Materials - 7.4% |
31,525 | Ashland, Inc. | 3,005,278 |
24,226 | Balchem Corp. | 3,425,072 |
170,761 | Element Solutions, Inc. | 3,949,702 |
96,261 | Graphic Packaging Holding Co. | 2,488,347 |
26,795 | Materion Corp. | 3,079,817 |
160,148 | Orion SA | 3,789,102 |
| | | 19,737,318 |
| Media & Entertainment - 2.5% |
63,925 | IAC, Inc.* | 3,040,273 |
30,156 | Shutterstock, Inc. | 1,287,963 |
383,621 | Stagwell, Inc.* | 2,282,545 |
| | | 6,610,781 |
| Pharmaceuticals, Biotechnology & Life Sciences - 3.1% |
178,931 | Evolus, Inc.* | 2,106,018 |
33,603 | Intra-Cellular Therapies, Inc.* | 2,413,031 |
30,434 | Natera, Inc.* | 2,826,710 |
42,467 | Pacira BioSciences, Inc.* | 1,114,759 |
| | | 8,460,518 |
| Semiconductors & Semiconductor Equipment - 2.8% |
63,333 | Allegro MicroSystems, Inc.* | 1,880,357 |
70,469 | Credo Technology Group Holding Ltd.* | 1,259,281 |
41,773 | MACOM Technology Solutions Holdings, Inc.* | 4,258,757 |
| | | 7,398,395 |
| Software & Services - 7.6% |
167,439 | Box, Inc. Class A* | 4,356,763 |
34,962 | CommVault Systems, Inc.* | 3,582,556 |
58,893 | Envestnet, Inc.* | 3,655,489 |
190,157 | LiveRamp Holdings, Inc.* | 6,105,941 |
54,282 | Perficient, Inc.* | 2,565,367 |
| | | 20,266,116 |
| Technology Hardware & Equipment - 5.5% |
69,325 | Ciena Corp.* | 3,204,895 |
96,553 | Knowles Corp.* | 1,528,434 |
106,366 | Lumentum Holdings, Inc.* | 4,654,576 |
18,995 | Rogers Corp.* | 2,262,115 |
391,959 | Viavi Solutions, Inc.* | 3,096,476 |
| | | 14,746,496 |
| Telecommunication Services - 0.7% |
60,305 | Iridium Communications, Inc. | 1,856,791 |
| Utilities - 2.6% |
25,214 | Chesapeake Utilities Corp. | 2,669,406 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US Small Cap Opportunities Fund
Schedule of Investments – (continued)
April 30, 2024 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% - (continued) |
| Utilities - 2.6% - (continued) |
38,071 | ONE Gas, Inc. | $ 2,456,341 |
36,609 | SJW Group | 1,993,360 |
| | | 7,119,107 |
| Total Common Stocks (cost $209,645,835) | | $ 262,041,872 |
SHORT-TERM INVESTMENTS - 0.2% |
| Securities Lending Collateral - 0.2% |
57,780 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 5.22%(2) | $ 57,780 |
192,600 | HSBC U.S. Government Money Market Fund, Institutional Class, 5.23%(2) | 192,600 |
57,780 | Invesco Government & Agency Portfolio, Institutional Class, 5.23%(2) | 57,780 |
57,780 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 5.23%(2) | 57,780 |
| Total Short-Term Investments (cost $365,940) | $ 365,940 |
| Total Investments (cost $210,011,775) | 98.0% | $ 262,407,812 |
| Other Assets and Liabilities | 2.0% | 5,461,924 |
| Total Net Assets | 100.0% | $ 267,869,736 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2024 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 1,835,893 | | $ 1,835,893 | | $ — | | $ — |
Banks | | 16,647,195 | | 16,647,195 | | — | | — |
Capital Goods | | 38,336,209 | | 38,336,209 | | — | | — |
Commercial & Professional Services | | 19,810,689 | | 19,810,689 | | — | | — |
Consumer Discretionary Distribution & Retail | | 7,585,974 | | 7,585,974 | | — | | — |
Consumer Durables & Apparel | | 12,330,720 | | 12,330,720 | | — | | — |
Consumer Staples Distribution & Retail | | 3,015,110 | | 3,015,110 | | — | | — |
Energy | | 10,360,580 | | 10,360,580 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 8,269,778 | | 8,269,778 | | — | | — |
Financial Services | | 13,023,593 | | 13,023,593 | | — | | — |
Food, Beverage & Tobacco | | 5,215,987 | | 5,215,987 | | — | | — |
Health Care Equipment & Services | | 27,766,320 | | 27,766,320 | | — | | — |
Insurance | | 11,648,302 | | 11,648,302 | | — | | — |
Materials | | 19,737,318 | | 19,737,318 | | — | | — |
Media & Entertainment | | 6,610,781 | | 6,610,781 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 8,460,518 | | 8,460,518 | | — | | — |
Semiconductors & Semiconductor Equipment | | 7,398,395 | | 7,398,395 | | — | | — |
Software & Services | | 20,266,116 | | 20,266,116 | | — | | — |
Technology Hardware & Equipment | | 14,746,496 | | 14,746,496 | | — | | — |
Telecommunication Services | | 1,856,791 | | 1,856,791 | | — | | — |
Utilities | | 7,119,107 | | 7,119,107 | | — | | — |
Short-Term Investments | | 365,940 | | 365,940 | | — | | — |
Total | | $ 262,407,812 | | $ 262,407,812 | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2024, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
GLOSSARY: (abbreviations used in preceding Schedules of Investments) (Unaudited)
Counterparty Abbreviations: |
BCLY | Barclays |
CBK | Citibank NA |
GSC | Goldman Sachs & Co. |
HSBC | Hongkong and Shanghai Banking Corporation |
JPM | JP Morgan Chase & Co. |
MSC | Morgan Stanley |
SSG | State Street Global Markets LLC |
UBS | UBS AG |
Currency Abbreviations: |
AUD | Australia Dollar |
BRL | Brazil Real |
CAD | Canadian Dollar |
CHF | Switzerland Franc |
CLP | Chile Peso |
CNY | China Yuan Renminbi |
COP | Colombia Peso |
CZK | Czech Republic Koruna |
DKK | Denmark Krone |
DOP | Dominican Republic Peso |
EGP | Egypt Pound |
EUR | Euro Member Countries |
GBP | British Pound |
HKD | Hong Kong Dollar |
HUF | Hungary Forint |
IDR | Indonesia Rupiah |
JPY | Japan Yen |
KRW | Korean Won |
MXN | Mexican Peso |
MYR | Malaysia Ringgit |
NGN | Nigeria Naira |
PEN | Peru Nuevo Sol |
PLN | Poland Zloty |
PYG | Paraguay Guarani |
RON | Romania New Leu |
SEK | Sweden Krona |
THB | Thailand Baht |
TRY | Turkish Currency |
USD | United States Dollar |
ZAR | South Africa Rand |
Index Abbreviations: |
CMT | Constant Maturity Treasury Index |
iBoxx | Markit iBoxx Indices - Euro, Sterling, Asian, US Dollar and European High-Yield Bond Markets |
S&P | Standard & Poor's |
TOPIX | Tokyo Stock Price Index |
Municipal Abbreviations: |
Auth | Authority |
Dev | Development |
Dist | District |
Facs | Facilities |
GO | General Obligation |
Redev | Redevelopment |
Rev | Revenue |
Other Abbreviations: |
ADR | American Depositary Receipt |
AGM | Assured Guaranty Municipal |
BAM | Build America Mutual Assurance Corp. |
Bhd | Berhad |
CDI | Chess Depositary Interest |
CLO | Collateralized Loan Obligation |
CMO | Collateralized Mortgage Obligation |
CNTY GTD | County Guaranteed |
COLL | Collateral |
EM | Emerging Markets |
ETF | Exchange-Traded Fund |
FHA | Federal Housing Authority |
FHLMC | Federal Home Loan Mortgage Corp. |
FNMA | Federal National Mortgage Association |
GDR | Global Depositary Receipt |
GNMA | Government National Mortgage Association |
HUD | Housing and Urban Development |
JSC | Joint Stock Company |
KGaA | Kommanditgesellschaft Auf Aktien |
NATL | National Public Finance Guarantee Corp. |
NVDR | Non-Voting Depositary Receipt |
Nyrt | New York REIT Inc |
PJSC | Private Joint Stock Company |
PSF-GTD | Permanent School Fund Guaranteed |
PT | Perseroan Terbatas |
Q-SBLF | Qualified School Bond Loan Fund |
REIT | Real Estate Investment Trust |
SOFR | Secured Overnight Financing Rate |
SPDR | Standard & Poor's Depositary Receipt |
ST APPROP | State Appropriation |
Tbk | Terbuka |
Statements of Assets and Liabilities
April 30, 2024 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Core Fixed Income Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Diversified Growth Fund (Consolidated) | | Hartford Schroders Emerging Markets Equity Fund |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | $ 17,157,258 | | $ 81,865,232 | | $ 59,617,214 | | $ 63,379,974 | | $ 5,679,558,403 |
Cash | 310,459 | | 1,458,041 | | 356,785 | | 877,174 | | 138,183,020 |
Cash collateral due from broker on futures contracts | — | | 406,900 | | — | | 463,750 | | — |
Cash collateral held for securities on loan | — | | — | | — | | 462,351 | | 1,041,359 |
Foreign currency | 19,409 | | — | | 29,743 | | 65,487 | | 12,384,590 |
Unrealized appreciation on OTC swap contracts | — | | — | | — | | 36,155 | | — |
Unrealized appreciation on foreign currency contracts | — | | — | | — | | 67,410 | | — |
Receivables: | | | | | | | | | |
From affiliates | 9,842 | | 7,730 | | 17,222 | | 6,261 | | — |
Investment securities sold | — | | 897,558 | | 27,117 | | — | | 9,530,180 |
Fund shares sold | — | | 16,159 | | 10,414 | | — | | 4,946,398 |
Dividends and interest | — | | 798,787 | | 139,819 | | 57,420 | | 10,173,887 |
Securities lending income | — | | — | | 161 | | 3,157 | | 18,519 |
Tax reclaims | — | | — | | 2,147 | | 4,155 | | 355,749 |
Other assets | 62,699 | | 61,754 | | 50,866 | | 24,225 | | 147,779 |
Total assets | 17,559,667 | | 85,512,161 | | 60,251,488 | | 65,447,519 | | 5,856,339,884 |
Liabilities: | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | — | | — | | — | | 39,168 | | — |
Obligation to return securities lending collateral | — | | — | | — | | 9,247,020 | | 20,827,183 |
Payables: | | | | | | | | | |
Investment securities purchased | — | | 609,009 | | 33 | | — | | 14,021,220 |
Fund shares redeemed | — | | 3,811 | | 8,260 | | — | | 5,005,138 |
Investment management fees | 12,943 | | 22,454 | | 42,036 | | 26,459 | | 4,744,887 |
Transfer agent fees | 2,923 | | 2,202 | | 349 | | 1,247 | | 1,582,178 |
Accounting services fees | 208 | | 3,150 | | 1,820 | | 1,628 | | 134,162 |
Chief Compliance Officer fees | 20 | | 94 | | 67 | | 62 | | 6,098 |
Board of Directors' fees | 183 | | 1,306 | | 206 | | 43 | | 18,383 |
Variation margin on futures contracts | — | | 90,084 | | — | | 35,846 | | — |
Foreign taxes | — | | — | | 187,603 | | — | | 21,154,787 |
Distribution fees | 56 | | — | | — | | — | | 36,068 |
Accrued expenses | 30,086 | | 27,841 | | 49,285 | | 22,649 | | 775,948 |
Total liabilities | 46,419 | | 759,951 | | 289,659 | | 9,374,122 | | 68,306,052 |
Net assets | $ 17,513,248 | | $ 84,752,210 | | $ 59,961,829 | | $ 56,073,397 | | $ 5,788,033,832 |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | $ 46,327,230 | | $ 115,939,218 | | $ 55,762,087 | | $ 50,641,992 | | $ 5,869,990,968 |
Distributable earnings (loss) | (28,813,982) | | (31,187,008) | | 4,199,742 | | 5,431,405 | | (81,957,136) |
Net assets | $ 17,513,248 | | $ 84,752,210 | | $ 59,961,829 | | $ 56,073,397 | | $ 5,788,033,832 |
Shares authorized | 300,000,000 | | 375,000,000 | | 650,000,000 | | 350,000,000 | | 1,545,000,000 |
Par value | $ 0.0001 | | $ — | | $ 0.0001 | | $ 0.0001 | | $ 0.0001 |
Class A: Net asset value per share | $ 9.54 | | $ — | | $ 8.22 | | $ — | | $ 16.11 |
Maximum offering price per share | 10.10 | | — | | 8.70 | | — | | 17.05 |
Shares outstanding | 128,096 | | — | | 8,311 | | — | | 64,739,589 |
Net Assets | $ 1,222,169 | | $ — | | $ 68,324 | | $ — | | $ 1,043,000,197 |
Class C: Net asset value per share | $ 9.41 | | $ — | | $ 8.19 | | $ — | | $ 15.93 |
Shares outstanding | 12,489 | | — | | 1,067 | | — | | 191,459 |
Net Assets | $ 117,521 | | $ — | | $ 8,741 | | $ — | | $ 3,049,436 |
Class I: Net asset value per share | $ 9.56 | | $ 8.29 | | $ 8.22 | | $ 10.81 | | $ 16.06 |
Shares outstanding | 303,619 | | 204,869 | | 45,248 | | 10,799 | | 125,628,223 |
Net Assets | $ 2,901,205 | | $ 1,698,056 | | $ 371,922 | | $ 116,777 | | $ 2,017,552,957 |
Class R3: Net asset value per share | $ — | | $ 8.38 | | $ — | | $ — | | $ 15.98 |
Shares outstanding | — | | 1,044 | | — | | — | | 6,793 |
Net Assets | $ — | | $ 8,750 | | $ — | | $ — | | $ 108,547 |
Class R4: Net asset value per share | $ — | | $ 8.32 | | $ — | | $ — | | $ 16.11 |
Shares outstanding | — | | 1,053 | | — | | — | | 392,930 |
Net Assets | $ — | | $ 8,762 | | $ — | | $ — | | $ 6,329,895 |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Core Fixed Income Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Diversified Growth Fund (Consolidated) | | Hartford Schroders Emerging Markets Equity Fund |
Class R5: Net asset value per share | $ — | | $ 8.28 | | $ — | | $ — | | $ 16.20 |
Shares outstanding | — | | 1,062 | | — | | — | | 1,858 |
Net Assets | $ — | | $ 8,794 | | $ — | | $ — | | $ 30,101 |
Class Y: Net asset value per share | $ 9.57 | | $ 8.28 | | $ 8.23 | | $ — | | $ 16.20 |
Shares outstanding | 11,663 | | 668,516 | | 1,776 | | — | | 6,394,507 |
Net Assets | $ 111,609 | | $ 5,533,565 | | $ 14,611 | | $ — | | $ 103,572,276 |
Class F: Net asset value per share | $ 9.57 | | $ 8.28 | | $ 8.19 | | $ — | | $ 16.06 |
Shares outstanding | 1,124,757 | | 7,191,088 | | 2,005,429 | | — | | 46,655,100 |
Net Assets | $ 10,766,192 | | $ 59,573,566 | | $ 16,430,160 | | $ — | | $ 749,269,285 |
Class SDR: Net asset value per share | $ 9.58 | | $ 8.27 | | $ 8.19 | | $ 10.81 | | $ 16.09 |
Shares outstanding | 250,000 | | 2,166,888 | | 5,257,286 | | 5,178,684 | | 115,909,722 |
Net Assets | $ 2,394,552 | | $ 17,920,717 | | $ 43,068,071 | | $ 55,956,620 | | $ 1,865,121,138 |
Cost of investments | $ 20,182,167 | | $ 84,805,028 | | $ 51,454,851 | | $ 59,125,437 | | $ 4,351,653,440 |
Cost of foreign currency | $ 19,428 | | $ — | | $ 29,745 | | $ 65,709 | | $ 12,405,757 |
(1) Includes Investment in securities on loan, at market value | $ — | | $ — | | $ — | | $ 9,006,100 | | $ 19,701,528 |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund | | Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable International Core Fund |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | $ 24,638,140 | | $ 25,283,324 | | $ 2,094,418,171 | | $ 5,792,903,996 | | $ 1,105,411 |
Cash | 223,981 | | 1,233,912 | | 9,049,784 | | 109,019,940 | | 42,622 |
Cash collateral held for securities on loan | 26,959 | | — | | 783,306 | | 104,085 | | — |
Foreign currency | 19,593 | | 28,183 | | 958,228 | | 1,367,846 | | 309 |
Unrealized appreciation on foreign currency contracts | 24,070 | | — | | — | | — | | — |
Receivables: | | | | | | | | | |
From affiliates | 14,329 | | 13,542 | | — | | — | | 7,813 |
Investment securities sold | — | | — | | 24,364,513 | | — | | — |
Fund shares sold | 3,933 | | — | | 1,110,407 | | 11,818,039 | | — |
Dividends and interest | 430,109 | | 135,707 | | 12,032,217 | | 8,756,003 | | 5,381 |
Securities lending income | 438 | | — | | 46,025 | | 293 | | — |
Tax reclaims | 1,424 | | 23,732 | | 3,910,171 | | 10,751,785 | | 403 |
Other assets | 61,481 | | 81,337 | | 79,303 | | 157,358 | | 25,963 |
Total assets | 25,444,457 | | 26,799,737 | | 2,146,752,125 | | 5,934,879,345 | | 1,187,902 |
Liabilities: | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | 56,045 | | 70,433 | | 154,847 | | — | | — |
Obligation to return securities lending collateral | 539,185 | | — | | 15,666,112 | | 2,081,700 | | — |
Payables: | | | | | | | | | |
Investment securities purchased | 862,222 | | — | | 23,127,009 | | 12,624,268 | | — |
Fund shares redeemed | — | | 2,750 | | 1,925,651 | | 6,340,713 | | — |
Investment management fees | 13,905 | | 14,112 | | 1,214,336 | | 3,157,095 | | 627 |
Transfer agent fees | 2,596 | | 683 | | 407,926 | | 1,050,854 | | — |
Accounting services fees | 602 | | 614 | | 70,054 | | 122,640 | | 33 |
Chief Compliance Officer fees | 27 | | 28 | | 2,347 | | 6,445 | | — |
Board of Directors' fees | 102 | | 33 | | 10,352 | | 12,714 | | — |
Foreign taxes | 674 | | — | | 1,621,819 | | — | | 1,233 |
Distribution fees | 13 | | 19 | | 6,369 | | 13,915 | | — |
Accrued expenses | 23,314 | | 5,271 | | 143,474 | | 68,185 | | 24,815 |
Total liabilities | 1,498,685 | | 93,943 | | 44,350,296 | | 25,478,529 | | 26,708 |
Net assets | $ 23,945,772 | | $ 26,705,794 | | $ 2,102,401,829 | | $ 5,909,400,816 | | $ 1,161,194 |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | $ 43,880,010 | | $ 25,606,898 | | $ 2,060,613,993 | | $ 5,480,719,872 | | $ 1,080,929 |
Distributable earnings (loss) | (19,934,238) | | 1,098,896 | | 41,787,836 | | 428,680,944 | | 80,265 |
Net assets | $ 23,945,772 | | $ 26,705,794 | | $ 2,102,401,829 | | $ 5,909,400,816 | | $ 1,161,194 |
Shares authorized | 500,000,000 | | 350,000,000 | | 865,000,000 | | 990,000,000 | | 100,000,000 |
Par value | $ 0.0001 | | $ — | | $ 0.0001 | | $ 0.0001 | | $ — |
Class A: Net asset value per share | $ 6.93 | | $ 12.06 | | $ 10.03 | | $ 17.68 | | $ — |
Maximum offering price per share | 7.26 | | 12.76 | | 10.61 | | 18.71 | | — |
Shares outstanding | 186,872 | | 9,423 | | 11,122,774 | | 17,732,213 | | — |
Net Assets | $ 1,295,493 | | $ 113,615 | | $ 111,613,932 | | $ 313,474,507 | | $ — |
Class C: Net asset value per share | $ 6.91 | | $ 12.11 | | $ 9.98 | | $ 16.71 | | $ — |
Shares outstanding | 16,855 | | 9,137 | | 792,612 | | 1,245,737 | | — |
Net Assets | $ 116,443 | | $ 110,623 | | $ 7,907,872 | | $ 20,811,442 | | $ — |
Class I: Net asset value per share | $ 6.92 | | $ 12.03 | | $ 10.03 | | $ 17.08 | | $ 10.78 |
Shares outstanding | 405,656 | | 1,089,527 | | 54,986,294 | | 186,014,453 | | 57,138 |
Net Assets | $ 2,806,777 | | $ 13,112,031 | | $ 551,379,317 | | $ 3,177,473,812 | | $ 616,141 |
Class R3: Net asset value per share | $ 6.94 | | $ — | | $ 10.00 | | $ 16.96 | | $ — |
Shares outstanding | 5,093 | | — | | 1,704,089 | | 197,173 | | — |
Net Assets | $ 35,362 | | $ — | | $ 17,047,091 | | $ 3,343,382 | | $ — |
Class R4: Net asset value per share | $ 6.93 | | $ — | | $ 10.01 | | $ 17.05 | | $ — |
Shares outstanding | 1,567 | | — | | 578,576 | | 207,207 | | — |
Net Assets | $ 10,855 | | $ — | | $ 5,789,371 | | $ 3,533,327 | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund | | Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable International Core Fund |
Class R5: Net asset value per share | $ 6.92 | | $ 12.03 | | $ 10.02 | | $ 17.09 | | $ — |
Shares outstanding | 1,591 | | 9,242 | | 1,948,116 | | 1,738,531 | | — |
Net Assets | $ 11,003 | | $ 111,219 | | $ 19,517,111 | | $ 29,711,024 | | $ — |
Class Y: Net asset value per share | $ 6.92 | | $ 12.03 | | $ 10.02 | | $ 17.13 | | $ — |
Shares outstanding | 458,394 | | 9,242 | | 23,674,433 | | 2,517,545 | | — |
Net Assets | $ 3,170,977 | | $ 111,219 | | $ 237,225,877 | | $ 43,136,825 | | $ — |
Class F: Net asset value per share | $ 6.42 | | $ 12.03 | | $ 10.03 | | $ 17.10 | | $ — |
Shares outstanding | 3,540 | | 9,252 | | 42,224,628 | | 86,325,741 | | — |
Net Assets | $ 22,714 | | $ 111,282 | | $ 423,664,774 | | $ 1,476,385,163 | | $ — |
Class SDR: Net asset value per share | $ 6.92 | | $ 12.03 | | $ 10.02 | | $ 17.09 | | $ 10.77 |
Shares outstanding | 2,381,286 | | 1,083,748 | | 72,707,729 | | 49,248,989 | | 50,631 |
Net Assets | $ 16,476,148 | | $ 13,035,805 | | $ 728,256,484 | | $ 841,531,334 | | $ 545,053 |
Cost of investments | $ 24,929,596 | | $ 24,631,517 | | $ 1,811,462,238 | | $ 5,045,425,806 | | $ 1,024,329 |
Cost of foreign currency | $ 19,751 | | $ 28,308 | | $ 969,955 | | $ 1,370,154 | | $ 304 |
(1) Includes Investment in securities on loan, at market value | $ 516,007 | | $ 422,393 | | $ 22,584,501 | | $ 1,985,510 | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| Hartford Schroders Tax-Aware Bond Fund | | Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
Assets: | | | | | |
Investments in securities, at market value(1) | $ 1,208,494,475 | | $ 908,628,820 | | $ 262,407,812 |
Cash | 2,062,700 | | 46,303,686 | | 6,529,184 |
Cash collateral held for securities on loan | — | | 931,365 | | 19,260 |
Receivables: | | | | | |
From affiliates | 63,784 | | — | | 7,625 |
Investment securities sold | 5,209,594 | | — | | 133,124 |
Fund shares sold | 2,913,091 | | 631,739 | | 59,611 |
Dividends and interest | 13,912,327 | | 431,779 | | 20,463 |
Securities lending income | — | | 4,301 | | 38 |
Other assets | 98,482 | | 88,898 | | 73,706 |
Total assets | 1,232,754,453 | | 957,020,588 | | 269,250,823 |
Liabilities: | | | | | |
Obligation to return securities lending collateral | — | | 18,627,300 | | 385,200 |
Payables: | | | | | |
Investment securities purchased | 6,523,132 | | — | | 296,773 |
Fund shares redeemed | 1,303,220 | | 636,670 | | 368,777 |
Investment management fees | 445,804 | | 585,679 | | 207,156 |
Transfer agent fees | 191,008 | | 232,727 | | 90,437 |
Accounting services fees | 24,988 | | 24,922 | | 8,596 |
Chief Compliance Officer fees | 1,326 | | 1,042 | | 285 |
Board of Directors' fees | 1,021 | | 2,372 | | 1,204 |
Distribution fees | 4,435 | | 9,929 | | 1,815 |
Accrued expenses | — | | 28,517 | | 20,844 |
Total liabilities | 8,494,934 | | 20,149,158 | | 1,381,087 |
Net assets | $ 1,224,259,519 | | $ 936,871,430 | | $ 267,869,736 |
Summary of Net Assets: | | | | | |
Capital stock and paid-in-capital | $ 1,272,449,169 | | $ 650,548,035 | | $ 213,231,786 |
Distributable earnings (loss) | (48,189,650) | | 286,323,395 | | 54,637,950 |
Net assets | $ 1,224,259,519 | | $ 936,871,430 | | $ 267,869,736 |
Shares authorized | 575,000,000 | | 500,000,000 | | 500,000,000 |
Par value | $ 0.0001 | | $ 0.0001 | | $ 0.0001 |
Class A: Net asset value per share | $ 10.00 | | $ 17.91 | | $ 27.09 |
Maximum offering price per share | 10.47 | | 18.95 | | 28.67 |
Shares outstanding | 9,272,415 | | 8,475,327 | | 1,167,561 |
Net Assets | $ 92,699,204 | | $ 151,831,209 | | $ 31,631,044 |
Class C: Net asset value per share | $ 10.03 | | $ 17.67 | | $ 26.80 |
Shares outstanding | 938,262 | | 1,930,537 | | 176,362 |
Net Assets | $ 9,412,844 | | $ 34,107,606 | | $ 4,726,970 |
Class I: Net asset value per share | $ 10.00 | | $ 18.87 | | $ 28.99 |
Shares outstanding | 82,808,487 | | 27,405,849 | | 4,608,275 |
Net Assets | $ 827,983,845 | | $ 517,216,974 | | $ 133,614,898 |
Class R3: Net asset value per share | $ — | | $ 18.31 | | $ 28.00 |
Shares outstanding | — | | 81,168 | | 39,521 |
Net Assets | $ — | | $ 1,485,848 | | $ 1,106,616 |
Class R4: Net asset value per share | $ — | | $ 18.71 | | $ 28.61 |
Shares outstanding | — | | 25,091 | | 16,097 |
Net Assets | $ — | | $ 469,451 | | $ 460,602 |
Class R5: Net asset value per share | $ — | | $ 18.84 | | $ 28.98 |
Shares outstanding | — | | 38,560 | | 8,262 |
Net Assets | $ — | | $ 726,373 | | $ 239,446 |
Class Y: Net asset value per share | $ 10.00 | | $ 18.86 | | $ 29.00 |
Shares outstanding | 20,726 | | 3,020,122 | | 854,898 |
Net Assets | $ 207,284 | | $ 56,955,299 | | $ 24,796,158 |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2024 (Unaudited)
| Hartford Schroders Tax-Aware Bond Fund | | Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
Class F: Net asset value per share | $ 10.00 | | $ 18.88 | | $ 29.10 |
Shares outstanding | 23,750,059 | | 6,813,576 | | 490,516 |
Net Assets | $ 237,543,410 | | $ 128,631,164 | | $ 14,272,055 |
Class SDR: Net asset value per share | $ 9.99 | | $ 18.92 | | $ 29.14 |
Shares outstanding | 5,645,894 | | 2,402,096 | | 1,957,152 |
Net Assets | $ 56,412,932 | | $ 45,447,506 | | $ 57,021,947 |
Cost of investments | $ 1,225,123,496 | | $ 664,344,575 | | $ 210,011,775 |
(1) Includes Investment in securities on loan, at market value | $ — | | $ 17,675,238 | | $ 375,570 |
The accompanying notes are an integral part of these financial statements.
Statements of Operations
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Core Fixed Income Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Diversified Growth Fund (Consolidated) | | Hartford Schroders Emerging Markets Equity Fund |
Investment Income: | | | | | | | | | |
Dividends | $ 38,872 | | $ — | | $ 858,646 | | $ 515,174 | | $ 63,056,390 |
Interest | 9,651 | | 2,448,727 | | 8,198 | | 409,800 | | 3,091,859 |
Securities lending — net | — | | — | | 377 | | 16,398 | | 90,937 |
Less: Foreign tax withheld | (3,887) | | — | | (98,932) | | (11,076) | | (8,360,137) |
Total investment income, net | 44,636 | | 2,448,727 | | 768,289 | | 930,296 | | 57,879,049 |
Expenses: | | | | | | | | | |
Investment management fees | 93,448 | | 163,539 | | 247,427 | | 152,508 | | 27,508,202 |
Transfer agent fees | | | | | | | | | |
Class A | 1,143 | | — | | 34 | | — | | 634,488 |
Class C | 102 | | — | | 9 | | — | | 1,870 |
Class I | 2,755 | | 848 | | 273 | | 99 | | 1,711,661 |
Class R3 | — | | 9 | | — | | — | | 102 |
Class R4 | — | | 7 | | — | | — | | 4,403 |
Class R5 | — | | 5 | | — | | — | | 15 |
Class Y | 72 | | 2,218 | | 7 | | — | | 55,883 |
Class F | 144 | | 104 | | 67 | | — | | 1,560 |
Class SDR | 47 | | 239 | | 192 | | 987 | | 4,992 |
Distribution fees | | | | | | | | | |
Class A | 1,598 | | — | | 59 | | — | | 1,184,320 |
Class C | 579 | | — | | 42 | | — | | 16,966 |
Class R3 | — | | 22 | | — | | — | | 245 |
Class R4 | — | | 11 | | — | | — | | 7,612 |
Custodian fees | 4,955 | | 1,594 | | 33,793 | | 4,873 | | 492,700 |
Registration and filing fees | 42,361 | | 48,720 | | 41,363 | | 24,241 | | 117,308 |
Accounting services fees | 2,076 | | 10,202 | | 5,672 | | 5,222 | | 391,474 |
Board of Directors' fees | 293 | | 1,824 | | 738 | | 690 | | 67,227 |
Chief Compliance Officer fees | 20 | | 94 | | 67 | | 62 | | 6,098 |
Audit and tax fees | 16,502 | | 19,378 | | 32,083 | | 19,399 | | 31,967 |
Other expenses | 6,555 | | 10,374 | | 6,038 | | 4,906 | | 262,671 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 172,650 | | 259,188 | | 367,864 | | 212,987 | | 32,501,764 |
Expense waivers | (62,782) | | (78,452) | | (105,386) | | (32,304) | | — |
Management fee waivers | — | | — | | — | | (2,153) | | — |
Distribution fee reimbursements | (660) | | (33) | | (52) | | — | | (62) |
Total waivers, reimbursements and fees paid indirectly | (63,442) | | (78,485) | | (105,438) | | (34,457) | | (62) |
Total expenses | 109,208 | | 180,703 | | 262,426 | | 178,530 | | 32,501,702 |
Net Investment Income (Loss) | (64,572) | | 2,268,024 | | 505,863 | | 751,766 | | 25,377,347 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | |
Investments | (3,518,365) | | (7,683,040) | | (569,542) | | 416,801 | | (148,095,968) |
Less: Foreign taxes paid on realized capital gains | — | | — | | (68,396) | | — | | (812,089) |
Futures contracts | — | | 13,286 | | — | | 378,195 | | — |
Swap contracts | — | | — | | — | | (42,241) | | — |
Foreign currency contracts | — | | — | | — | | 43,913 | | — |
Other foreign currency transactions | (14,956) | | — | | (48,837) | | (1,856) | | (1,183,969) |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | (3,533,321) | | (7,669,754) | | (686,775) | | 794,812 | | (150,092,026) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | |
Investments* | 2,374,756 | | 13,573,443 | | 7,803,119 | | 5,048,351 | | 806,116,874 |
Futures contracts | — | | (449,948) | | — | | (86,791) | | — |
Swap contracts | — | | — | | — | | 36,155 | | — |
Foreign currency contracts | — | | — | | — | | 13,274 | | — |
Translation of other assets and liabilities in foreign currencies | 9 | | — | | (1,857) | | (1,460) | | (147,150) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 2,374,765 | | 13,123,495 | | 7,801,262 | | 5,009,529 | | 805,969,724 |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | (1,158,556) | | 5,453,741 | | 7,114,487 | | 5,804,341 | | 655,877,698 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ (1,223,128) | | $ 7,721,765 | | $ 7,620,350 | | $ 6,556,107 | | $ 681,255,045 |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Core Fixed Income Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Diversified Growth Fund (Consolidated) | | Hartford Schroders Emerging Markets Equity Fund |
* Includes change in unrealized appreciation (depreciation) on deferred capital gains tax | $ — | | $ — | | $ (175,631) | | $ — | | $ (12,172,614) |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund | | Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable International Core Fund |
Investment Income: | | | | | | | | | |
Dividends | $ — | | $ 579,601 | | $ 44,764,819 | | $ 64,081,950 | | $ 19,307 |
Interest | 919,188 | | 31,113 | | 390,015 | | 2,929,792 | | 780 |
Securities lending — net | 4,656 | | 335 | | 246,403 | | 777,597 | | 213 |
Less: Foreign tax withheld | (3,791) | | (54,938) | | (4,980,015) | | (5,801,280) | | (2,420) |
Total investment income, net | 920,053 | | 556,111 | | 40,421,222 | | 61,988,059 | | 17,880 |
Expenses: | | | | | | | | | |
Investment management fees | 82,826 | | 83,398 | | 7,698,063 | | 18,321,726 | | 3,669 |
Transfer agent fees | | | | | | | | | |
Class A | 1,183 | | 59 | | 66,286 | | 151,545 | | — |
Class C | 164 | | 59 | | 5,041 | | 9,938 | | — |
Class I | 1,414 | | 465 | | 357,779 | | 1,391,247 | | 163 |
Class R3 | 35 | | — | | 16,485 | | 2,896 | | — |
Class R4 | 9 | | — | | 4,516 | | 3,036 | | — |
Class R5 | 6 | | 28 | | 8,952 | | 14,565 | | — |
Class Y | 882 | | 26 | | 148,890 | | 41,728 | | — |
Class F | — | | 2 | | 3,799 | | 4,447 | | — |
Class SDR | 193 | | 218 | | 14,822 | | 11,006 | | 11 |
Distribution fees | | | | | | | | | |
Class A | 1,677 | | 130 | | 136,103 | | 378,719 | | — |
Class C | 661 | | 507 | | 41,236 | | 101,465 | | — |
Class R3 | 85 | | — | | 40,306 | | 8,012 | | — |
Class R4 | 13 | | — | | 6,929 | | 4,567 | | — |
Custodian fees | 6,163 | | 5,339 | | 125,306 | | 64,382 | | 6,276 |
Registration and filing fees | 56,166 | | 52,501 | | 71,138 | | 168,251 | | 16,140 |
Accounting services fees | 2,256 | | 2,462 | | 182,296 | | 386,408 | | 107 |
Board of Directors' fees | 308 | | 334 | | 29,931 | | 67,809 | | 14 |
Chief Compliance Officer fees | 27 | | 28 | | 2,347 | | 6,445 | | — |
Audit and tax fees | 18,105 | | 16,174 | | 32,095 | | 22,434 | | 17,409 |
Other expenses | 7,983 | | 5,276 | | 111,650 | | 247,732 | | 4,144 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 180,156 | | 167,006 | | 9,103,970 | | 21,408,358 | | 47,933 |
Expense waivers | (84,039) | | (66,612) | | — | | — | | (43,976) |
Distribution fee reimbursements | (45) | | (107) | | (6,147) | | (328) | | — |
Total waivers, reimbursements and fees paid indirectly | (84,084) | | (66,719) | | (6,147) | | (328) | | (43,976) |
Total expenses | 96,072 | | 100,287 | | 9,097,823 | | 21,408,030 | | 3,957 |
Net Investment Income (Loss) | 823,981 | | 455,824 | | 31,323,399 | | 40,580,029 | | 13,923 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | |
Investments | 525,184 | | 262,603 | | 90,385,731 | | (2,202,682) | | 12,947 |
Less: Foreign taxes paid on realized capital gains | (1,295) | | — | | (1,634,168) | | (219,663) | | (1,134) |
Futures contracts | 34,447 | | — | | 1,731,340 | | — | | — |
Swap contracts | (8,536) | | — | | — | | — | | — |
Foreign currency contracts | (12,359) | | (71,454) | | (3,392,933) | | — | | — |
Other foreign currency transactions | 558 | | (1,683) | | (664,992) | | (715,063) | | (199) |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 537,999 | | 189,466 | | 86,424,978 | | (3,137,408) | | 11,614 |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | |
Investments* | 1,060,469 | | 2,805,421 | | 225,634,788 | | 817,401,177 | | 121,244 |
Futures contracts | (5,056) | | — | | 1,396,736 | | — | | — |
Swap contracts | 4,769 | | — | | — | | — | | — |
Foreign currency contracts | (29,002) | | (70,433) | | (254,129) | | — | | — |
Translation of other assets and liabilities in foreign currencies | 2,091 | | (1,309) | | (175,920) | | (313,132) | | (73) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 1,033,271 | | 2,733,679 | | 226,601,475 | | 817,088,045 | | 121,171 |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 1,571,270 | | 2,923,145 | | 313,026,453 | | 813,950,637 | | 132,785 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 2,395,251 | | $ 3,378,969 | | $ 344,349,852 | | $ 854,530,666 | | $ 146,708 |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund | | Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable International Core Fund |
* Includes change in unrealized appreciation (depreciation) on deferred capital gains tax | $ (277) | | $ — | | $ (943,645) | | $ 242,127 | | $ (859) |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2024 (Unaudited)
| Hartford Schroders Tax-Aware Bond Fund | | Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
Investment Income: | | | | | |
Dividends | $ — | | $ 6,451,747 | | $ 1,420,574 |
Interest | 23,295,315 | | 866,500 | | 232,412 |
Securities lending — net | — | | 6,353 | | 559 |
Less: Foreign tax withheld | — | | (17,264) | | (11,758) |
Total investment income, net | 23,295,315 | | 7,307,336 | | 1,641,787 |
Expenses: | | | | | |
Investment management fees | 2,491,779 | | 3,452,280 | | 1,233,982 |
Transfer agent fees | | | | | |
Class A | 23,671 | | 71,078 | | 23,448 |
Class C | 3,305 | | 19,933 | | 4,151 |
Class I | 270,476 | | 230,926 | | 86,513 |
Class R3 | — | | 1,782 | | 1,271 |
Class R4 | — | | 508 | | 487 |
Class R5 | — | | 373 | | 283 |
Class Y | 133 | | 33,881 | | 15,475 |
Class F | 740 | | 1,480 | | 188 |
Class SDR | 683 | | 786 | | 539 |
Distribution fees | | | | | |
Class A | 105,078 | | 180,670 | | 39,455 |
Class C | 41,315 | | 176,238 | | 24,762 |
Class R3 | — | | 4,050 | | 3,104 |
Class R4 | — | | 747 | | 716 |
Custodian fees | 5,398 | | 4,222 | | 4,032 |
Registration and filing fees | 86,814 | | 77,638 | | 59,074 |
Accounting services fees | 83,131 | | 73,321 | | 26,460 |
Board of Directors' fees | 13,066 | | 11,435 | | 3,639 |
Chief Compliance Officer fees | 1,326 | | 1,042 | | 285 |
Audit and tax fees | 17,403 | | 15,476 | | 12,849 |
Other expenses | 34,633 | | 55,873 | | 23,694 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 3,178,951 | | 4,413,739 | | 1,564,407 |
Expense waivers | (354,333) | | — | | (32,254) |
Distribution fee reimbursements | (144) | | (355) | | (646) |
Total waivers, reimbursements and fees paid indirectly | (354,477) | | (355) | | (32,900) |
Total expenses | 2,824,474 | | 4,413,384 | | 1,531,507 |
Net Investment Income (Loss) | 20,470,841 | | 2,893,952 | | 110,280 |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions on: | | | | | |
Investments | (1,233,709) | | 43,276,647 | | 6,933,405 |
Other foreign currency transactions | — | | (154) | | — |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions | (1,233,709) | | 43,276,493 | | 6,933,405 |
Net Changes in Unrealized Appreciation (Depreciation) of: | | | | | |
Investments | 62,722,446 | | 109,372,663 | | 40,110,351 |
Net Changes in Unrealized Appreciation (Depreciation) | 62,722,446 | | 109,372,663 | | 40,110,351 |
Net Gain (Loss) on Investments and Foreign Currency Transactions | 61,488,737 | | 152,649,156 | | 47,043,756 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 81,959,578 | | $ 155,543,108 | | $ 47,154,036 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets
| Hartford Schroders China A Fund | | Hartford Schroders Core Fixed Income Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ (64,572) | | $ 164,752 | | $ 2,268,024 | | $ 7,162,403 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (3,533,321) | | (14,055,643) | | (7,669,754) | | (7,390,458) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 2,374,765 | | 16,741,183 | | 13,123,495 | | (629,786) |
Net Increase (Decrease) in Net Assets Resulting from Operations | (1,223,128) | | 2,850,292 | | 7,721,765 | | (857,841) |
Distributions to Shareholders: | | | | | | | |
Class A | (859) | | (1,337) | | — | | — |
Class I | (13,221) | | (52,031) | | (53,154) | | (30,552) |
Class R3 | — | | — | | (198) | | (271) |
Class R4 | — | | — | | (214) | | (302) |
Class R5 | — | | — | | (231) | | (332) |
Class Y | (556) | | (1,018) | | (142,963) | | (234,184) |
Class F | (81,111) | | (188,805) | | (1,681,052) | | (3,494,410) |
Class SDR | (12,519) | | (21,811) | | (601,581) | | (3,504,908) |
Total distributions | (108,266) | | (265,002) | | (2,479,393) | | (7,264,959) |
Capital Share Transactions: | | | | | | | |
Sold | 506,235 | | 3,718,267 | | 23,826,637 | | 74,251,205 |
Issued on reinvestment of distributions | 95,645 | | 242,908 | | 2,157,058 | | 6,699,211 |
Redeemed | (6,844,341) | | (37,388,732) | | (109,139,556) | | (54,161,290) |
Net increase (decrease) from capital share transactions | (6,242,461) | | (33,427,557) | | (83,155,861) | | 26,789,126 |
Net Increase (Decrease) in Net Assets | (7,573,855) | | (30,842,267) | | (77,913,489) | | 18,666,326 |
Net Assets: | | | | | | | |
Beginning of period | 25,087,103 | | 55,929,370 | | 162,665,699 | | 143,999,373 |
End of period | $ 17,513,248 | | $ 25,087,103 | | $ 84,752,210 | | $ 162,665,699 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Diversified Growth Fund (Consolidated) |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Period Ended October 31, 2023(1) |
Operations: | | | | | | | |
Net investment income (loss) | $ 505,863 | | $ 1,204,191 | | $ 751,766 | | $ 76,612 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (686,775) | | (2,353,745) | | 794,812 | | 237,398 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 7,801,262 | | 2,273,672 | | 5,009,529 | | (904,526) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 7,620,350 | | 1,124,118 | | 6,556,107 | | (590,516) |
Distributions to Shareholders: | | | | | | | |
Class A | (425) | | (35) | | — | | — |
Class C | (45) | | — | | — | | — |
Class I | (6,013) | | (699) | | (880) | | — |
Class Y | (222) | | (72) | | — | | — |
Class F | (278,908) | | (122,695) | | — | | — |
Class SDR | (764,393) | | (231,501) | | (533,627) | | — |
Total distributions | (1,050,006) | | (355,002) | | (534,507) | | — |
Capital Share Transactions: | | | | | | | |
Sold | 1,642,475 | | 61,306,748 | | 7,586 | | 50,110,019 |
Issued on reinvestment of distributions | 429,672 | | 203,834 | | 534,507 | | — |
Redeemed | (3,995,734) | | (13,859,078) | | — | | (9,799) |
Net increase (decrease) from capital share transactions | (1,923,587) | | 47,651,504 | | 542,093 | | 50,100,220 |
Net Increase (Decrease) in Net Assets | 4,646,757 | | 48,420,620 | | 6,563,693 | | 49,509,704 |
Net Assets: | | | | | | | |
Beginning of period | 55,315,072 | | 6,894,452 | | 49,509,704 | | — |
End of period | $ 59,961,829 | | $ 55,315,072 | | $ 56,073,397 | | $ 49,509,704 |
(1) | Commenced operations on September 20, 2023. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders Emerging Markets Equity Fund | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ 25,377,347 | | $ 81,325,449 | | $ 823,981 | | $ 1,892,385 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (150,092,026) | | (489,422,247) | | 537,999 | | (2,355,486) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 805,969,724 | | 936,522,545 | | 1,033,271 | | 3,496,314 |
Net Increase (Decrease) in Net Assets Resulting from Operations | 681,255,045 | | 528,425,747 | | 2,395,251 | | 3,033,213 |
Distributions to Shareholders: | | | | | | | |
Class A | (12,898,434) | | (1,268,980) | | (47,504) | | (66,224) |
Class C | (12,460) | | (22,296) | | (3,475) | | (6,809) |
Class I | (24,926,748) | | (33,753,249) | | (102,270) | | (323,230) |
Class R3 | (772) | | (1,251) | | (1,053) | | (1,728) |
Class R4 | (69,311) | | (90,398) | | (344) | | (583) |
Class R5 | (126) | | (6,489) | | (366) | | (620) |
Class Y | (1,440,790) | | (1,405,355) | | (104,563) | | (175,989) |
Class F | (10,983,447) | | (14,361,218) | | (824) | | (723) |
Class SDR | (26,968,167) | | (49,090,890) | | (551,595) | | (1,124,657) |
Total distributions | (77,300,255) | | (100,000,126) | | (811,994) | | (1,700,563) |
Capital Share Transactions: | | | | | | | |
Sold | 773,595,350 | | 2,362,338,664 | | 994,890 | | 2,033,147 |
Issued on reinvestment of distributions | 51,224,465 | | 66,718,572 | | 811,889 | | 1,656,722 |
Redeemed | (663,192,473) | | (2,660,935,974) | | (1,383,932) | | (10,648,937) |
Net increase (decrease) from capital share transactions | 161,627,342 | | (231,878,738) | | 422,847 | | (6,959,068) |
Net Increase (Decrease) in Net Assets | 765,582,132 | | 196,546,883 | | 2,006,104 | | (5,626,418) |
Net Assets: | | | | | | | |
Beginning of period | 5,022,451,700 | | 4,825,904,817 | | 21,939,668 | | 27,566,086 |
End of period | $ 5,788,033,832 | | $ 5,022,451,700 | | $ 23,945,772 | | $ 21,939,668 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders International Contrarian Value Fund(2) | | Hartford Schroders International Multi-Cap Value Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ 455,824 | | $ 183,078 | | $ 31,323,399 | | $ 74,131,517 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 189,466 | | 115,682 | | 86,424,978 | | (39,976,569) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 2,733,679 | | (2,018,934) | | 226,601,475 | | 232,909,774 |
Net Increase (Decrease) in Net Assets Resulting from Operations | 3,378,969 | | (1,720,174) | | 344,349,852 | | 267,064,722 |
Distributions to Shareholders: | | | | | | | |
Class A | (1,318) | | — | | (1,288,474) | | (3,946,432) |
Class C | (437) | | — | | (66,782) | | (296,334) |
Class I | (195,681) | | (9,948) | | (7,838,778) | | (26,153,118) |
Class R3 | — | | — | | (172,025) | | (512,314) |
Class R4 | — | | — | | (66,659) | | (189,203) |
Class R5 | (1,679) | | — | | (241,076) | | (638,773) |
Class Y | (1,679) | | — | | (3,891,514) | | (12,100,014) |
Class F | (1,787) | | — | | (5,863,448) | | (21,846,359) |
Class SDR | (212,367) | | (10,052) | | (10,446,837) | | (29,120,649) |
Total distributions | (414,948) | | (20,000) | | (29,875,593) | | (94,803,196) |
Capital Share Transactions: | | | | | | | |
Sold | 658,486 | | 24,686,062 | | 178,799,915 | | 549,727,878 |
Issued on reinvestment of distributions | 202,581 | | 20,000 | | 28,658,691 | | 85,095,573 |
Redeemed | (921,940) | | (38,290) | | (704,065,610) | | (639,828,453) |
Net increase (decrease) from capital share transactions | (60,873) | | 24,667,772 | | (496,607,004) | | (5,005,002) |
Net Increase (Decrease) in Net Assets | 2,903,148 | | 22,927,598 | | (182,132,745) | | 167,256,524 |
Net Assets: | | | | | | | |
Beginning of period | 23,802,646 | | 875,048 | | 2,284,534,574 | | 2,117,278,050 |
End of period | $ 26,705,794 | | $ 23,802,646 | | $ 2,102,401,829 | | $ 2,284,534,574 |
(2) | Classes A, C, R5, Y and F of the Hartford Schroders International Contrarian Value Fund commenced operations on November 8, 2023. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable International Core Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ 40,580,029 | | $ 69,311,532 | | $ 13,923 | | $ 23,481 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (3,137,408) | | (60,042,031) | | 11,614 | | (5,923) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 817,088,045 | | 369,988,571 | | 121,171 | | 97,711 |
Net Increase (Decrease) in Net Assets Resulting from Operations | 854,530,666 | | 379,258,072 | | 146,708 | | 115,269 |
Distributions to Shareholders: | | | | | | | |
Class A | (3,010,956) | | (2,374,838) | | — | | — |
Class C | (73,934) | | (42,299) | | — | | — |
Class I | (36,797,143) | | (27,779,545) | | (15,202) | | (5,948) |
Class R3 | (23,910) | | (17,897) | | — | | — |
Class R4 | (33,453) | | (42,019) | | — | | — |
Class R5 | (374,294) | | (357,121) | | — | | — |
Class Y | (1,599,775) | | (1,998,196) | | — | | — |
Class F | (18,048,451) | | (11,303,233) | | — | | — |
Class SDR | (11,038,318) | | (8,984,952) | | (14,798) | | (6,052) |
Total distributions | (71,000,234) | | (52,900,100) | | (30,000) | | (12,000) |
Capital Share Transactions: | | | | | | | |
Sold | 1,197,377,188 | | 2,426,297,357 | | 7,043 | | 46,685 |
Issued on reinvestment of distributions | 66,693,686 | | 49,453,539 | | 15,202 | | 12,000 |
Redeemed | (1,020,696,677) | | (1,455,570,988) | | — | | — |
Net increase (decrease) from capital share transactions | 243,374,197 | | 1,020,179,908 | | 22,245 | | 58,685 |
Net Increase (Decrease) in Net Assets | 1,026,904,629 | | 1,346,537,880 | | 138,953 | | 161,954 |
Net Assets: | | | | | | | |
Beginning of period | 4,882,496,187 | | 3,535,958,307 | | 1,022,241 | | 860,287 |
End of period | $ 5,909,400,816 | | $ 4,882,496,187 | | $ 1,161,194 | | $ 1,022,241 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders Tax-Aware Bond Fund | | Hartford Schroders US MidCap Opportunities Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 | | For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | | | | | |
Net investment income (loss) | $ 20,470,841 | | $ 24,377,962 | | $ 2,893,952 | | $ 4,904,094 |
Net realized gain (loss) on investments and foreign currency transactions | (1,233,709) | | (18,979,609) | | 43,276,493 | | 12,321,546 |
Net changes in unrealized appreciation (depreciation) of investments | 62,722,446 | | (36,127,379) | | 109,372,663 | | (29,228,870) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 81,959,578 | | (30,729,026) | | 155,543,108 | | (12,003,230) |
Distributions to Shareholders: | | | | | | | |
Class A | (1,427,813) | | (1,768,781) | | (2,175,162) | | (3,471,113) |
Class C | (98,217) | | (106,574) | | (468,434) | | (1,178,748) |
Class I | (13,706,291) | | (16,132,896) | | (8,531,639) | | (12,837,203) |
Class R3 | — | | — | | (24,943) | | (51,364) |
Class R4 | — | | — | | (9,709) | | (16,704) |
Class R5 | — | | — | | (11,266) | | (10,042) |
Class Y | (4,230) | | (8,313) | | (1,135,246) | | (1,885,791) |
Class F | (3,907,177) | | (3,920,799) | | (2,192,257) | | (3,009,490) |
Class SDR | (1,031,911) | | (1,662,809) | | (751,391) | | (1,164,350) |
Total distributions | (20,175,639) | | (23,600,172) | | (15,300,047) | | (23,624,805) |
Capital Share Transactions: | | | | | | | |
Sold | 514,382,228 | | 949,162,300 | | 94,978,248 | | 282,337,218 |
Issued on reinvestment of distributions | 18,208,396 | | 21,485,311 | | 14,865,759 | | 22,874,942 |
Redeemed | (248,718,816) | | (428,675,927) | | (117,902,924) | | (198,265,815) |
Net increase (decrease) from capital share transactions | 283,871,808 | | 541,971,684 | | (8,058,917) | | 106,946,345 |
Net Increase (Decrease) in Net Assets | 345,655,747 | | 487,642,486 | | 132,184,144 | | 71,318,310 |
Net Assets: | | | | | | | |
Beginning of period | 878,603,772 | | 390,961,286 | | 804,687,286 | | 733,368,976 |
End of period | $ 1,224,259,519 | | $ 878,603,772 | | $ 936,871,430 | | $ 804,687,286 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders US Small Cap Opportunities Fund |
| For the Six-Month Period Ended April 30, 2024 (Unaudited) | | For the Year Ended October 31, 2023 |
Operations: | | | |
Net investment income (loss) | $ 110,280 | | $ 453,650 |
Net realized gain (loss) on investments | 6,933,405 | | (2,834,343) |
Net changes in unrealized appreciation (depreciation) of investments | 40,110,351 | | (32,244,449) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 47,154,036 | | (34,625,142) |
Distributions to Shareholders: | | | |
Class A | — | | (280,102) |
Class C | — | | (54,149) |
Class I | (150,794) | | (1,383,889) |
Class R3 | — | | (8,196) |
Class R4 | — | | (5,223) |
Class R5 | (1,024) | | (3,612) |
Class Y | (40,709) | | (271,877) |
Class F | (36,213) | | (126,573) |
Class SDR | (71,261) | | (296,699) |
Total distributions | (300,001) | | (2,430,320) |
Capital Share Transactions: | | | |
Sold | 57,873,987 | | 73,566,132 |
Issued on reinvestment of distributions | 284,574 | | 2,355,690 |
Redeemed | (93,266,456) | | (90,686,559) |
Net increase (decrease) from capital share transactions | (35,107,895) | | (14,764,737) |
Net Increase (Decrease) in Net Assets | 11,746,140 | | (51,820,199) |
Net Assets: | | | |
Beginning of period | 256,123,596 | | 307,943,795 |
End of period | $ 267,869,736 | | $ 256,123,596 |
The accompanying notes are an integral part of these financial statements.
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders China A Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 9.95 | | $ (0.05) | | $ (0.35) | | $ (0.40) | | $ (0.01) | | $ — | | $ — | | $ (0.01) | | $ 9.54 | | (4.06)% (5) | | $ 1,222 | | 2.03% (6) | | 1.45% (6) | | (1.00)% (6) | | 25% |
C | | 9.83 | | (0.06) | | (0.36) | | (0.42) | | — | | — | | — | | — | | 9.41 | | (4.27) (5) | | 118 | | 2.78 (6) | | 1.87 (6) | | (1.40) (6) | | 25 |
I | | 9.98 | | (0.03) | | (0.36) | | (0.39) | | (0.03) | | — | | — | | (0.03) | | 9.56 | | (3.86) (5) | | 2,901 | | 1.75 (6) | | 1.15 (6) | | (0.72) (6) | | 25 |
Y | | 10.00 | | (0.03) | | (0.36) | | (0.39) | | (0.04) | | — | | — | | (0.04) | | 9.57 | | (3.91) (5) | | 112 | | 1.71 (6) | | 1.11 (6) | | (0.69) (6) | | 25 |
F | | 10.01 | | (0.03) | | (0.36) | | (0.39) | | (0.05) | | — | | — | | (0.05) | | 9.57 | | (3.89) (5) | | 10,766 | | 1.60 (6) | | 0.99 (6) | | (0.57) (6) | | 25 |
SDR | | 10.01 | | (0.02) | | (0.36) | | (0.38) | | (0.05) | | — | | — | | (0.05) | | 9.58 | | (3.79) (5) | | 2,395 | | 1.60 (6) | | 0.99 (6) | | (0.52) (6) | | 25 |
For the Year Ended October 31, 2023 |
A | | $10.14 | | $ 0.07 | | $ (0.23) | | $ (0.16) | | $ (0.03) | | $ — | | $ — | | $ (0.03) | | $ 9.95 | | (1.60)% | | $ 1,440 | | 1.78% | | 1.45% | | 0.63% | | 66% |
C | | 10.01 | | (0.01) | | (0.17) | | (0.18) | | — | | — | | — | | — | | 9.83 | | (1.80) | | 124 | | 2.52 | | 1.65 | | (0.07) | | 66 |
I | | 10.17 | | 0.03 | | (0.15) | | (0.12) | | (0.07) | | — | | — | | (0.07) | | 9.98 | | (1.29) | | 4,435 | | 1.49 | | 1.15 | | 0.25 | | 66 |
Y | | 10.19 | | 0.07 | | (0.19) | | (0.12) | | (0.07) | | — | | — | | (0.07) | | 10.00 | | (1.25) | | 181 | | 1.48 | | 1.11 | | 0.64 | | 66 |
F | | 10.20 | | 0.06 | | (0.16) | | (0.10) | | (0.09) | | — | | — | | (0.09) | | 10.01 | | (1.13) | | 16,404 | | 1.37 | | 0.99 | | 0.48 | | 66 |
SDR | | 10.20 | | 0.07 | | (0.17) | | (0.10) | | (0.09) | | — | | — | | (0.09) | | 10.01 | | (1.13) | | 2,503 | | 1.38 | | 0.99 | | 0.59 | | 66 |
For the Year Ended October 31, 2022 |
A | | $15.80 | | $ (0.02) | | $ (5.43) | | $ (5.45) | | $ — | | $ (0.21) | | $ — | | $ (0.21) | | $ 10.14 | | (35.01)% | | $ 420 | | 1.57% | | 1.45% | | (0.16)% | | 65% |
C | | 15.59 | | (0.01) | | (5.36) | | (5.37) | | — | | (0.21) | | — | | (0.21) | | 10.01 | | (34.97) | | 128 | | 2.27 | | 1.38 | | (0.07) | | 65 |
I | | 15.81 | | 0.04 | | (5.47) | | (5.43) | | — | | (0.21) | | — | | (0.21) | | 10.17 | | (34.86) | | 8,730 | | 1.24 | | 1.15 | | 0.34 | | 65 |
Y | | 15.82 | | 0.03 | | (5.45) | | (5.42) | | — | | (0.21) | | — | | (0.21) | | 10.19 | | (34.77) | | 1,328 | | 1.13 | | 1.11 | | 0.22 | | 65 |
F | | 15.82 | | 0.06 | | (5.47) | | (5.41) | | — | | (0.21) | | — | | (0.21) | | 10.20 | | (34.71) | | 42,772 | | 1.12 | | 0.99 | | 0.41 | | 65 |
SDR | | 15.83 | | 0.04 | | (5.46) | | (5.42) | | — | | (0.21) | | — | | (0.21) | | 10.20 | | (34.75) | | 2,551 | | 1.13 | | 0.99 | | 0.32 | | 65 |
For the Year Ended October 31, 2021 |
A | | $15.06 | | $ (0.05) | | $ 2.25 | | $ 2.20 | | $ (0.00) (7) | | $ (1.46) | | $ — | | $ (1.46) | | $ 15.80 | | 15.20% | | $ 781 | | 1.94% | | 1.42% | | (0.28)% | | 73% |
C | | 14.98 | | (0.18) | | 2.25 | | 2.07 | | — | | (1.46) | | — | | (1.46) | | 15.59 | | 14.31 | | 199 | | 2.66 | | 2.19 | | (1.14) | | 73 |
I | | 15.08 | | (0.03) | | 2.27 | | 2.24 | | (0.05) | | (1.46) | | — | | (1.51) | | 15.81 | | 15.45 | | 7,776 | | 1.65 | | 1.15 | | (0.19) | | 73 |
Y | | 15.08 | | 0.14 | | 2.12 | | 2.26 | | (0.06) | | (1.46) | | — | | (1.52) | | 15.82 | | 15.57 | | 2,987 | | 1.55 | | 1.11 | | 0.88 | | 73 |
F | | 15.09 | | (0.03) | | 2.30 | | 2.27 | | (0.08) | | (1.46) | | — | | (1.54) | | 15.82 | | 15.63 | | 63,292 | | 1.54 | | 0.99 | | (0.18) | | 73 |
SDR | | 15.09 | | 0.01 | | 2.27 | | 2.28 | | (0.08) | | (1.46) | | — | | (1.54) | | 15.83 | | 15.70 | | 3,957 | | 1.54 | | 0.99 | | 0.06 | | 73 |
For the Period Ended October 31, 2020(8) |
A | | $10.00 | | $ 0.04 | | $ 5.02 | | $ 5.06 | | $ — | | $ — | | $ — | | $ — | | $ 15.06 | | 50.60% (5) | | $ 369 | | 4.28% (6) | | 1.29% (6) | | 0.55% (6) | | 46% |
C | | 10.00 | | 0.00 (7) | | 4.98 | | 4.98 | | — | | — | | — | | — | | 14.98 | | 49.80 (5) | | 178 | | 5.08 (6) | | 2.22 (6) | | (0.04) (6) | | 46 |
I | | 10.00 | | 0.07 | | 5.01 | | 5.08 | | — | | — | | — | | — | | 15.08 | | 50.80 (5) | | 183 | | 4.01 (6) | | 1.15 (6) | | 0.93 (6) | | 46 |
Y | | 10.00 | | 0.09 | | 4.99 | | 5.08 | | — | | — | | — | | — | | 15.08 | | 50.80 (5) | | 151 | | 3.95 (6) | | 1.10 (6) | | 1.14 (6) | | 46 |
F | | 10.00 | | 0.10 | | 4.99 | | 5.09 | | — | | — | | — | | — | | 15.09 | | 50.90 (5) | | 3,169 | | 3.85 (6) | | 0.99 (6) | | 1.24 (6) | | 46 |
SDR | | 10.00 | | 0.10 | | 4.99 | | 5.09 | | — | | — | | — | | — | | 15.09 | | 50.90 (5) | | 3,772 | | 3.85 (6) | | 0.99 (6) | | 1.24 (6) | | 46 |
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund) |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
I | | $ 8.11 | | $ 0.18 | | $ 0.22 | | $ 0.40 | | $ (0.22) | | $ — | | $ — | | $ (0.22) | | $ 8.29 | | 4.86% (5) | | $ 1,698 | | 0.59% (6) | | 0.51% (6) | | 4.28% (6) | | 72% |
R3 | | 8.18 | | 0.18 | | 0.21 | | 0.39 | | (0.19) | | — | | — | | (0.19) | | 8.38 | | 4.75 (5) | | 9 | | 1.20 (6) | | 0.70 (6) | | 4.10 (6) | | 72 |
R4 | | 8.14 | | 0.18 | | 0.21 | | 0.39 | | (0.21) | | — | | — | | (0.21) | | 8.32 | | 4.70 (5) | | 9 | | 0.91 (6) | | 0.66 (6) | | 4.14 (6) | | 72 |
R5 | | 8.10 | | 0.19 | | 0.21 | | 0.40 | | (0.22) | | — | | — | | (0.22) | | 8.28 | | 4.90 (5) | | 9 | | 0.62 (6) | | 0.46 (6) | | 4.37 (6) | | 72 |
Y | | 8.10 | | 0.19 | | 0.21 | | 0.40 | | (0.22) | | — | | — | | (0.22) | | 8.28 | | 4.93 (5) | | 5,534 | | 0.58 (6) | | 0.40 (6) | | 4.40 (6) | | 72 |
F | | 8.10 | | 0.19 | | 0.22 | | 0.41 | | (0.23) | | — | | — | | (0.23) | | 8.28 | | 4.95 (5) | | 59,574 | | 0.50 (6) | | 0.36 (6) | | 4.44 (6) | | 72 |
SDR | | 8.09 | | 0.19 | | 0.22 | | 0.41 | | (0.23) | | — | | — | | (0.23) | | 8.27 | | 4.98 (5) | | 17,921 | | 0.50 (6) | | 0.33 (6) | | 4.45 (6) | | 72 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders Core Fixed Income Fund (formerly, Hartford Schroders Sustainable Core Bond Fund) – (continued) |
For the Year Ended October 31, 2023 |
I | | $ 8.36 | | $ 0.32 | | $ (0.25) | | $ 0.07 | | $ (0.32) | | $ — | | $ — | | $ (0.32) | | $ 8.11 | | 0.74% | | $ 1,012 | | 0.58% | | 0.51% | | 3.77% | | 104% |
R3 | | 8.39 | | 0.31 | | (0.25) | | 0.06 | | (0.27) | | — | | — | | (0.27) | | 8.18 | | 0.60 | | 8 | | 1.15 | | 0.65 | | 3.54 | | 104 |
R4 | | 8.37 | | 0.31 | | (0.24) | | 0.07 | | (0.30) | | — | | — | | (0.30) | | 8.14 | | 0.70 | | 8 | | 0.85 | | 0.60 | | 3.61 | | 104 |
R5 | | 8.35 | | 0.32 | | (0.24) | | 0.08 | | (0.33) | | — | | — | | (0.33) | | 8.10 | | 0.80 | | 8 | | 0.55 | | 0.46 | | 3.74 | | 104 |
Y | | 8.35 | | 0.33 | | (0.25) | | 0.08 | | (0.33) | | — | | — | | (0.33) | | 8.10 | | 0.87 | | 5,377 | | 0.49 | | 0.40 | | 3.79 | | 104 |
F | | 8.35 | | 0.33 | | (0.24) | | 0.09 | | (0.34) | | — | | — | | (0.34) | | 8.10 | | 0.91 | | 72,653 | | 0.43 | | 0.36 | | 3.86 | | 104 |
SDR | | 8.34 | | 0.33 | | (0.24) | | 0.09 | | (0.34) | | — | | — | | (0.34) | | 8.09 | | 0.96 | | 83,598 | | 0.43 | | 0.32 | | 3.89 | | 104 |
For the Period Ended October 31, 2022(9) |
I (10) | | $10.46 | | $ 0.23 | | $ (1.94) | | $ (1.71) | | $ (0.20) | | $ (0.19) | | $ — | | $ (0.39) | | $ 8.36 | | (16.83)% (5) | | $ 564 | | 0.60% (6) | | 0.51% (6) | | 2.61% (6) | | 162% |
R3 (10) | | 10.45 | | 0.19 | | (1.92) | | (1.73) | | (0.14) | | (0.19) | | — | | (0.33) | | 8.39 | | (16.94) (5) | | 8 | | 1.12 (6) | | 0.66 (6) | | 2.09 (6) | | 162 |
R4 (10) | | 10.45 | | 0.20 | | (1.92) | | (1.72) | | (0.17) | | (0.19) | | — | | (0.36) | | 8.37 | | (16.88) (5) | | 8 | | 0.82 (6) | | 0.59 (6) | | 2.13 (6) | | 162 |
R5 (10) | | 10.45 | | 0.21 | | (1.92) | | (1.71) | | (0.20) | | (0.19) | | — | | (0.39) | | 8.35 | | (16.81) (5) | | 8 | | 0.52 (6) | | 0.46 (6) | | 2.27 (6) | | 162 |
Y | | 10.47 | | 0.21 | | (1.93) | | (1.72) | | (0.21) | | (0.19) | | — | | (0.40) | | 8.35 | | (16.91) | | 6,441 | | 0.55 | | 0.40 | | 2.26 | | 162 |
F (10) | | 10.45 | | 0.24 | | (1.94) | | (1.70) | | (0.21) | | (0.19) | | — | | (0.40) | | 8.35 | | (16.72) (5) | | 76,245 | | 0.41 (6) | | 0.36 (6) | | 2.68 (6) | | 162 |
SDR | | 10.46 | | 0.23 | | (1.94) | | (1.71) | | (0.22) | | (0.19) | | — | | (0.41) | | 8.34 | | (16.86) | | 60,725 | | 0.46 | | 0.32 | | 2.39 | | 162 |
For the Year Ended October 31, 2021 |
Y | | $10.82 | | $ 0.18 | | $ (0.12) | | $ 0.06 | | $ (0.19) | | $ (0.22) | | $ — | | $ (0.41) | | $ 10.47 | | 0.51% | | $ 9,051 | | 0.74% | | 0.39% | | 1.74% | | 179% |
SDR | | 10.82 | | 0.19 | | (0.13) | | 0.06 | | (0.20) | | (0.22) | | — | | (0.42) | | 10.46 | | 0.50 | | 73,926 | | 0.69 | | 0.32 | | 1.78 | | 179 |
For the Period Ended October 31, 2020 |
Y (11) | | $10.82 | | $ 0.06 | | $ 0.02 | | $ 0.08 | | $ (0.08) | | $ — | | $ — | | $ (0.08) | | $ 10.82 | | 0.70% (5) | | $ 34,734 | | 1.04% (6) | | 0.40% (6) | | 1.72% (6) | | 144% |
SDR | | 10.44 | | 0.23 | | 0.62 | | 0.85 | | (0.25) | | (0.22) | | — | | (0.47) | | 10.82 | | 8.34 | | 75,315 | | 0.81 | | 0.32 | | 2.20 | | 144 |
For the Year Ended October 31, 2019 |
SDR | | $ 9.67 | | $ 0.29 | | $ 0.79 | | $ 1.08 | | $ (0.31) | | $ — | | $ — | | $ (0.31) | | $ 10.44 | | 11.27% | | $ 62,427 | | 0.78% | | 0.32% | | 2.91% | | 134% |
Hartford Schroders Diversified Emerging Markets Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 7.32 | | $ 0.07 | | $ 0.94 | | $ 1.01 | | $ (0.11) | | $ — | | $ — | | $ (0.11) | | $ 8.22 | | 13.80% (5) | | $ 68 | | 1.64% (6) | | 1.28% (6) | | 1.72% (6) | | 47% |
C | | 7.24 | | 0.05 | | 0.94 | | 0.99 | | (0.04) | | — | | — | | (0.04) | | 8.19 | | 13.73 (5) | | 9 | | 2.47 (6) | | 1.41 (6) | | 1.22 (6) | | 47 |
I | | 7.33 | | 0.06 | | 0.96 | | 1.02 | | (0.13) | | — | | — | | (0.13) | | 8.22 | | 13.99 (5) | | 372 | | 1.40 (6) | | 0.98 (6) | | 1.63 (6) | | 47 |
Y | | 7.34 | | 0.07 | | 0.95 | | 1.02 | | (0.13) | | — | | — | | (0.13) | | 8.23 | | 14.03 (5) | | 15 | | 1.35 (6) | | 0.93 (6) | | 1.71 (6) | | 47 |
F | | 7.32 | | 0.07 | | 0.94 | | 1.01 | | (0.14) | | — | | — | | (0.14) | | 8.19 | | 13.90 (5) | | 16,430 | | 1.25 (6) | | 0.89 (6) | | 1.73 (6) | | 47 |
SDR | | 7.32 | | 0.07 | | 0.94 | | 1.01 | | (0.14) | | — | | — | | (0.14) | | 8.19 | | 13.90 (5) | | 43,068 | | 1.25 (6) | | 0.89 (6) | | 1.72 (6) | | 47 |
For the Year Ended October 31, 2023 |
A | | $ 6.87 | | $ 0.14 | | $ 0.33 | | $ 0.47 | | $ (0.02) | | $ — | | $ — | | $ (0.02) | | $ 7.32 | | 6.87% | | $ 29 | | 1.81% | | 1.25% | | 1.75% | | 121% |
C | | 6.83 | | 0.08 | | 0.33 | | 0.41 | | — | | — | | — | | — | | 7.24 | | 6.00 | | 8 | | 2.56 | | 2.05 | | 1.07 | | 121 |
I | | 6.89 | | 0.16 | | 0.33 | | 0.49 | | (0.05) | | — | | — | | (0.05) | | 7.33 | | 7.03 | | 334 | | 1.51 | | 0.95 | | 2.06 | | 121 |
Y | | 6.89 | | 0.17 | | 0.33 | | 0.50 | | (0.05) | | — | | — | | (0.05) | | 7.34 | | 7.23 | | 12 | | 1.42 | | 0.90 | | 2.16 | | 121 |
F | | 6.82 | | 0.17 | | 0.39 | | 0.56 | | (0.06) | | — | | — | | (0.06) | | 7.32 | | 7.36 | | 14,412 | | 1.32 | | 0.89 | | 2.16 | | 121 |
SDR | | 6.87 | | 0.17 | | 0.34 | | 0.51 | | (0.06) | | — | | — | | (0.06) | | 7.32 | | 7.36 | | 40,520 | | 1.32 | | 0.89 | | 2.19 | | 121 |
For the Period Ended October 31, 2022 |
A (12) | | $ 9.42 | | $ 0.14 | | $ (2.69) | | $ (2.55) | | $ — | | $ — | | $ — | | $ — | | $ 6.87 | | (27.07)% (5) | | $ 10 | | 3.81% (6) | | 0.88% (6) | | 2.63% (6) | | 98% |
C (12) | | 9.42 | | 0.11 | | (2.70) | | (2.59) | | — | | — | | — | | — | | 6.83 | | (27.50) (5) | | 7 | | 4.55 (6) | | 1.68 (6) | | 1.92 (6) | | 98 |
I (12) | | 9.42 | | 0.16 | | (2.69) | | (2.53) | | — | | — | | — | | — | | 6.89 | | (26.86) (5) | | 7 | | 3.50 (6) | | 0.58 (6) | | 2.96 (6) | | 98 |
Y (12) | | 9.42 | | 0.17 | | (2.70) | | (2.53) | | — | | — | | — | | — | | 6.89 | | (26.86) (5) | | 10 | | 3.42 (6) | | 0.53 (6) | | 3.02 (6) | | 98 |
F (12) | | 9.42 | | 0.15 | | (2.75) | | (2.60) | | — | | — | | — | | — | | 6.82 | | (27.60) (5) | | 7 | | 3.31 (6) | | 0.89 (6) | | 2.65 (6) | | 98 |
SDR | | 10.10 | | 0.18 | | (3.36) | | (3.18) | | (0.03) | | (0.02) | | — | | (0.05) | | 6.87 | | (31.63) | | 6,852 | | 2.80 | | 0.89 | | 2.01 | | 98 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders Diversified Emerging Markets Fund – (continued) |
For the Period Ended October 31, 2021(13) |
SDR | | $ 10.00 | | $ (0.00) (7) | | $ 0.10 | | $ 0.10 | | $ — | | $ — | | $ — | | $ — | | $ 10.10 | | 1.00% (5) | | $ 10,105 | | 4.69% (6) | | 0.89% (6) | | (0.26)% (6) | | 9% (14) |
Hartford Schroders Diversified Growth Fund (Consolidated) |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
I | | $ 9.64 | | $ 0.14 | | $ 1.12 | | $ 1.26 | | $ (0.07) | | $ (0.02) | | $ — | | $ (0.09) | | $ 10.81 | | 13.07% (5) | | $ 117 | | 0.95% (6) | | 0.80% (6) | | 2.59% (6) | | 21% |
SDR | | 9.64 | | 0.15 | | 1.12 | | 1.27 | | (0.08) | | (0.02) | | — | | (0.10) | | 10.81 | | 13.24 (5) | | 55,957 | | 0.78 (6) | | 0.65 (6) | | 2.75 (6) | | 21 |
For the Period Ended October 31, 2023(15) |
I | | $10.00 | | $ 0.04 | | $ (0.40) | | $ (0.36) | | $ — | | $ — | | $ — | | $ — | | $ 9.64 | | (3.60)% (5) | | $ 96 | | 2.04% (6) | | 0.80% (6) | | 3.72% (6) | | 15% (16) |
SDR | | 10.00 | | 0.02 | | (0.38) | | (0.36) | | — | | — | | — | | — | | 9.64 | | (3.60) (5) | | 49,413 | | 1.85 (6) | | 0.65 (6) | | 2.08 (6) | | 15 (16) |
Hartford Schroders Emerging Markets Equity Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $14.39 | | $ 0.05 | | $ 1.88 | | $ 1.93 | | $ (0.21) | | $ — | | $ — | | $ (0.21) | | $ 16.11 | | 13.43% (5) | | $ 1,043,000 | | 1.44% (6) | | 1.44% (6) | | 0.69% (6) | | 24% |
C | | 14.14 | | (0.01) | | 1.85 | | 1.84 | | (0.05) | | — | | — | | (0.05) | | 15.93 | | 13.03 (5) | | 3,049 | | 2.17 (6) | | 2.17 (6) | | (0.11) (6) | | 24 |
I | | 14.34 | | 0.07 | | 1.86 | | 1.93 | | (0.21) | | — | | — | | (0.21) | | 16.06 | | 13.50 (5) | | 2,017,553 | | 1.24 (6) | | 1.24 (6) | | 0.89 (6) | | 24 |
R3 | | 14.23 | | 0.03 | | 1.85 | | 1.88 | | (0.13) | | — | | — | | (0.13) | | 15.98 | | 13.25 (5) | | 109 | | 1.77 (6) | | 1.70 (6) | | 0.44 (6) | | 24 |
R4 | | 14.37 | | 0.05 | | 1.87 | | 1.92 | | (0.18) | | — | | — | | (0.18) | | 16.11 | | 13.38 (5) | | 6,330 | | 1.45 (6) | | 1.45 (6) | | 0.66 (6) | | 24 |
R5 | | 14.33 | | 0.08 | | 1.86 | | 1.94 | | (0.07) | | — | | — | | (0.07) | | 16.20 | | 13.57 (5) | | 30 | | 1.17 (6) | | 1.17 (6) | | 0.98 (6) | | 24 |
Y | | 14.46 | | 0.07 | | 1.89 | | 1.96 | | (0.22) | | — | | — | | (0.22) | | 16.20 | | 13.61 (5) | | 103,572 | | 1.17 (6) | | 1.17 (6) | | 0.93 (6) | | 24 |
F | | 14.35 | | 0.08 | | 1.87 | | 1.95 | | (0.24) | | — | | — | | (0.24) | | 16.06 | | 13.63 (5) | | 749,269 | | 1.06 (6) | | 1.06 (6) | | 1.06 (6) | | 24 |
SDR | | 14.38 | | 0.08 | | 1.87 | | 1.95 | | (0.24) | | — | | — | | (0.24) | | 16.09 | | 13.60 (5) | | 1,865,121 | | 1.06 (6) | | 1.06 (6) | | 1.06 (6) | | 24 |
For the Year Ended October 31, 2023 |
A | | $13.24 | | $ 0.16 | | $ 1.22 | | $ 1.38 | | $ (0.23) | | $ — | | $ — | | $ (0.23) | | $ 14.39 | | 10.37% | | $ 857,303 | | 1.50% | | 1.46% | | 1.06% | | 47% |
C | | 12.96 | | 0.08 | | 1.17 | | 1.25 | | (0.07) | | — | | — | | (0.07) | | 14.14 | | 9.65 | | 3,655 | | 2.16 | | 2.16 | | 0.53 | | 47 |
I | | 13.20 | | 0.22 | | 1.19 | | 1.41 | | (0.27) | | — | | — | | (0.27) | | 14.34 | | 10.65 | | 1,738,829 | | 1.26 | | 1.26 | | 1.43 | | 47 |
R3 | | 13.11 | | 0.15 | | 1.18 | | 1.33 | | (0.21) | | — | | — | | (0.21) | | 14.23 | | 10.12 | | 90 | | 1.79 | | 1.72 | | 0.98 | | 47 |
R4 | | 13.23 | | 0.18 | | 1.20 | | 1.38 | | (0.24) | | — | | — | | (0.24) | | 14.37 | | 10.44 | | 5,602 | | 1.47 | | 1.47 | | 1.21 | | 47 |
R5 | | 13.20 | | 0.27 | | 1.14 | | 1.41 | | (0.28) | | — | | — | | (0.28) | | 14.33 | | 10.67 | | 23 | | 1.19 | | 1.19 | | 1.77 | | 47 |
Y | | 13.24 | | 0.23 | | 1.19 | | 1.42 | | (0.20) | | — | | — | | (0.20) | | 14.46 | | 10.70 | | 98,715 | | 1.18 | | 1.18 | | 1.50 | | 47 |
F | | 13.21 | | 0.25 | | 1.19 | | 1.44 | | (0.30) | | — | | — | | (0.30) | | 14.35 | | 10.88 | | 687,024 | | 1.07 | | 1.07 | | 1.62 | | 47 |
SDR | | 13.24 | | 0.25 | | 1.19 | | 1.44 | | (0.30) | | — | | — | | (0.30) | | 14.38 | | 10.85 | | 1,631,209 | | 1.07 | | 1.07 | | 1.64 | | 47 |
For the Year Ended October 31, 2022 |
A | | $20.05 | | $ 0.22 | | $ (7.00) | | $ (6.78) | | $ (0.03) | | $ — | | $ — | | $ (0.03) | | $ 13.24 | | (33.86)% | | $ 70,886 | | 1.56% | | 1.56% | | 1.29% | | 39% |
C | | 19.76 | | 0.11 | | (6.86) | | (6.75) | | (0.05) | | — | | — | | (0.05) | | 12.96 | | (34.23) | | 4,071 | | 2.15 | | 2.15 | | 0.68 | | 39 |
I | | 20.13 | | 0.27 | | (6.97) | | (6.70) | | (0.23) | | — | | — | | (0.23) | | 13.20 | | (33.63) | | 1,691,881 | | 1.25 | | 1.25 | | 1.62 | | 39 |
R3 | | 19.99 | | 0.19 | | (6.93) | | (6.74) | | (0.14) | | — | | — | | (0.14) | | 13.11 | | (33.94) | | 76 | | 1.78 | | 1.70 | | 1.14 | | 39 |
R4 | | 20.18 | | 0.23 | | (7.00) | | (6.77) | | (0.18) | | — | | — | | (0.18) | | 13.23 | | (33.81) | | 5,013 | | 1.47 | | 1.47 | | 1.39 | | 39 |
R5 | | 20.14 | | 0.28 | | (6.98) | | (6.70) | | (0.24) | | — | | — | | (0.24) | | 13.20 | | (33.62) | | 294 | | 1.18 | | 1.18 | | 1.66 | | 39 |
Y | | 20.20 | | 0.31 | | (7.02) | | (6.71) | | (0.25) | | — | | — | | (0.25) | | 13.24 | | (33.58) | | 97,257 | | 1.17 | | 1.17 | | 1.82 | | 39 |
F | | 20.15 | | 0.30 | | (6.97) | | (6.67) | | (0.27) | | — | | — | | (0.27) | | 13.21 | | (33.52) | | 661,403 | | 1.06 | | 1.06 | | 1.78 | | 39 |
SDR | | 20.19 | | 0.29 | | (6.97) | | (6.68) | | (0.27) | | — | | — | | (0.27) | | 13.24 | | (33.50) | | 2,295,024 | | 1.06 | | 1.06 | | 1.75 | | 39 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders Emerging Markets Equity Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $17.22 | | $ 0.06 | | $ 2.95 | | $ 3.01 | | $ (0.18) | | $ — | | $ — | | $ (0.18) | | $ 20.05 | | 17.47% | | $ 99,011 | | 1.44% | | 1.44% | | 0.28% | | 36% |
C | | 16.93 | | 0.01 | | 2.82 | | 2.83 | | — | | — | | — | | — | | 19.76 | | 16.72 | | 8,835 | | 2.13 | | 2.13 | | 0.03 | | 36 |
I | | 17.22 | | 0.21 | | 2.86 | | 3.07 | | (0.16) | | — | | — | | (0.16) | | 20.13 | | 17.82 | | 2,326,811 | | 1.23 | | 1.23 | | 1.01 | | 36 |
R3 | | 17.11 | | 0.10 | | 2.85 | | 2.95 | | (0.07) | | — | | — | | (0.07) | | 19.99 | | 17.27 | | 100 | | 1.77 | | 1.68 | | 0.47 | | 36 |
R4 | | 17.29 | | 0.14 | | 2.90 | | 3.04 | | (0.15) | | — | | — | | (0.15) | | 20.18 | | 17.57 | | 5,485 | | 1.47 | | 1.47 | | 0.68 | | 36 |
R5 | | 17.22 | | 0.21 | | 2.86 | | 3.07 | | (0.15) | | — | | — | | (0.15) | | 20.14 | | 17.87 | | 412 | | 1.17 | | 1.17 | | 1.01 | | 36 |
Y | | 17.25 | | 0.29 | | 2.78 | | 3.07 | | (0.12) | | — | | — | | (0.12) | | 20.20 | | 17.82 | | 890,765 | | 1.16 | | 1.16 | | 1.41 | | 36 |
F | | 17.24 | | 0.24 | | 2.86 | | 3.10 | | (0.19) | | — | | — | | (0.19) | | 20.15 | | 17.99 | | 1,049,336 | | 1.05 | | 1.05 | | 1.15 | | 36 |
SDR | | 17.27 | | 0.26 | | 2.85 | | 3.11 | | (0.19) | | — | | — | | (0.19) | | 20.19 | | 18.02 | | 2,361,023 | | 1.05 | | 1.05 | | 1.23 | | 36 |
For the Year Ended October 31, 2020 |
A | | $15.78 | | $ 0.06 | | $ 1.71 | | $ 1.77 | | $ (0.33) | | $ — | | $ — | | $ (0.33) | | $ 17.22 | | 11.28% | | $ 62,843 | | 1.53% | | 1.53% | | 0.40% | | 52% |
C | | 15.51 | | (0.05) | | 1.67 | | 1.62 | | (0.20) | | — | | — | | (0.20) | | 16.93 | | 10.51 | | 7,127 | | 2.16 | | 2.16 | | (0.34) | | 52 |
I | | 15.77 | | 0.10 | | 1.71 | | 1.81 | | (0.36) | | — | | — | | (0.36) | | 17.22 | | 11.56 | | 1,443,799 | | 1.25 | | 1.25 | | 0.63 | | 52 |
R3 | | 15.66 | | 0.03 | | 1.70 | | 1.73 | | (0.28) | | — | | — | | (0.28) | | 17.11 | | 11.08 | | 88 | | 1.79 | | 1.71 | | 0.21 | | 52 |
R4 | | 15.74 | | 0.17 | | 1.62 | | 1.79 | | (0.24) | | — | | — | | (0.24) | | 17.29 | | 11.43 | | 4,500 | | 1.43 | | 1.43 | | 1.09 | | 52 |
R5 | | 15.78 | | 0.11 | | 1.70 | | 1.81 | | (0.37) | | — | | — | | (0.37) | | 17.22 | | 11.55 | | 322 | | 1.20 | | 1.20 | | 0.69 | | 52 |
Y | | 15.79 | | 0.13 | | 1.70 | | 1.83 | | (0.37) | | — | | — | | (0.37) | | 17.25 | | 11.69 | | 505,338 | | 1.18 | | 1.18 | | 0.85 | | 52 |
F | | 15.78 | | 0.14 | | 1.71 | | 1.85 | | (0.39) | | — | | — | | (0.39) | | 17.24 | | 11.79 | | 861,337 | | 1.08 | | 1.08 | | 0.85 | | 52 |
SDR | | 15.81 | | 0.13 | | 1.72 | | 1.85 | | (0.39) | | — | | — | | (0.39) | | 17.27 | | 11.77 | | 1,306,890 | | 1.08 | | 1.08 | | 0.83 | | 52 |
For the Year Ended October 31, 2019 |
A | | $14.07 | | $ 0.29 | | $ 1.56 | | $ 1.85 | | $ (0.14) | | $ — | | $ — | | $ (0.14) | | $ 15.78 | | 13.27% | | $ 60,356 | | 1.45% | | 1.45% | | 1.95% | | 43% |
C | | 13.86 | | 0.19 | | 1.53 | | 1.72 | | (0.07) | | — | | — | | (0.07) | | 15.51 | | 12.50 | | 10,532 | | 2.17 | | 2.17 | | 1.27 | | 43 |
I | | 14.06 | | 0.31 | | 1.57 | | 1.88 | | (0.17) | | — | | — | | (0.17) | | 15.77 | | 13.54 | | 1,838,077 | | 1.23 | | 1.23 | | 2.07 | | 43 |
R3 | | 13.98 | | 0.23 | | 1.57 | | 1.80 | | (0.12) | | — | | — | | (0.12) | | 15.66 | | 13.01 | | 83 | | 1.79 | | 1.72 | | 1.51 | | 43 |
R4 | | 14.02 | | (0.05) | | 1.95 | | 1.90 | | (0.18) | | — | | — | | (0.18) | | 15.74 | | 13.78 | | 26 | | 1.43 | | 1.42 | | (0.32) | | 43 |
R5 | | 14.07 | | 0.33 | | 1.56 | | 1.89 | | (0.18) | | — | | — | | (0.18) | | 15.78 | | 13.61 | | 600 | | 1.19 | | 1.19 | | 2.19 | | 43 |
Y | | 14.09 | | 0.32 | | 1.57 | | 1.89 | | (0.19) | | — | | — | | (0.19) | | 15.79 | | 13.62 | | 120,308 | | 1.13 | | 1.13 | | 2.11 | | 43 |
F | | 14.07 | | 0.42 | | 1.48 | | 1.90 | | (0.19) | | — | | — | | (0.19) | | 15.78 | | 13.73 | | 419,520 | | 1.07 | | 1.07 | | 2.77 | | 43 |
SDR | | 14.10 | | 0.34 | | 1.56 | | 1.90 | | (0.19) | | — | | — | | (0.19) | | 15.81 | | 13.71 | | 1,129,431 | | 1.07 | | 1.07 | | 2.28 | | 43 |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 6.46 | | $ 0.23 | | $ 0.46 | | $ 0.69 | | $ (0.22) | | $ — | | $ — | | $ (0.22) | | $ 6.93 | | 10.74% (5) | | $ 1,295 | | 1.90% (6) | | 1.15% (6) | | 6.63% (6) | | 75% |
C | | 6.44 | | 0.20 | | 0.47 | | 0.67 | | (0.20) | | — | | — | | (0.20) | | 6.91 | | 10.35 (5) | | 116 | | 2.72 (6) | | 1.90 (6) | | 5.89 (6) | | 75 |
I | | 6.45 | | 0.24 | | 0.46 | | 0.70 | | (0.23) | | — | | — | | (0.23) | | 6.92 | | 10.89 (5) | | 2,807 | | 1.56 (6) | | 0.90 (6) | | 6.86 (6) | | 75 |
R3 | | 6.47 | | 0.22 | | 0.46 | | 0.68 | | (0.21) | | — | | — | | (0.21) | | 6.94 | | 10.55 (5) | | 35 | | 2.18 (6) | | 1.45 (6) | | 6.33 (6) | | 75 |
R4 | | 6.46 | | 0.23 | | 0.46 | | 0.69 | | (0.22) | | — | | — | | (0.22) | | 6.93 | | 10.74 (5) | | 11 | | 1.88 (6) | | 1.15 (6) | | 6.64 (6) | | 75 |
R5 | | 6.44 | | 0.24 | | 0.48 | | 0.72 | | (0.24) | | — | | — | | (0.24) | | 6.92 | | 11.09 (5) | | 11 | | 1.57 (6) | | 0.85 (6) | | 6.91 (6) | | 75 |
Y | | 6.45 | | 0.24 | | 0.47 | | 0.71 | | (0.24) | | — | | — | | (0.24) | | 6.92 | | 10.92 (5) | | 3,171 | | 1.53 (6) | | 0.85 (6) | | 6.93 (6) | | 75 |
F | | 5.99 | | 0.22 | | 0.45 | | 0.67 | | (0.24) | | — | | — | | (0.24) | | 6.42 | | 11.16 (5) | | 23 | | 1.47 (6) | | 0.75 (6) | | 7.00 (6) | | 75 |
SDR | | 6.45 | | 0.24 | | 0.47 | | 0.71 | | (0.24) | | — | | — | | (0.24) | | 6.92 | | 10.98 (5) | | 16,476 | | 1.47 (6) | | 0.75 (6) | | 7.03 (6) | | 75 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund – (continued) |
For the Year Ended October 31, 2023 |
A | | $ 6.21 | | $ 0.44 | | $ 0.21 | | $ 0.65 | | $ (0.40) | | $ — | | $ — | | $ (0.40) | | $ 6.46 | | 10.39% | | $ 1,121 | | 1.85% | | 1.15% | | 6.61% | | 133% |
C | | 6.19 | | 0.39 | | 0.21 | | 0.60 | | (0.35) | | — | | — | | (0.35) | | 6.44 | | 9.59 | | 133 | | 2.65 | | 1.90 | | 5.87 | | 133 |
I | | 6.20 | | 0.46 | | 0.21 | | 0.67 | | (0.42) | | — | | — | | (0.42) | | 6.45 | | 10.68 | | 3,164 | | 1.49 | | 0.90 | | 6.80 | | 133 |
R3 | | 6.22 | | 0.42 | | 0.21 | | 0.63 | | (0.38) | | — | | — | | (0.38) | | 6.47 | | 10.04 | | 31 | | 2.12 | | 1.45 | | 6.31 | | 133 |
R4 | | 6.21 | | 0.44 | | 0.21 | | 0.65 | | (0.40) | | — | | — | | (0.40) | | 6.46 | | 10.39 | | 10 | | 1.82 | | 1.15 | | 6.57 | | 133 |
R5 | | 6.20 | | 0.46 | | 0.20 | | 0.66 | | (0.42) | | — | | — | | (0.42) | | 6.44 | | 10.57 | | 10 | | 1.52 | | 0.85 | | 6.90 | | 133 |
Y | | 6.20 | | 0.46 | | 0.21 | | 0.67 | | (0.42) | | — | | — | | (0.42) | | 6.45 | | 10.74 | | 2,814 | | 1.46 | | 0.85 | | 6.91 | | 133 |
F | | 5.80 | | 0.44 | | 0.18 | | 0.62 | | (0.43) | | — | | — | | (0.43) | | 5.99 | | 10.74 | | 20 | | 1.40 | | 0.75 | | 7.05 | | 133 |
SDR | | 6.20 | | 0.47 | | 0.21 | | 0.68 | | (0.43) | | — | | — | | (0.43) | | 6.45 | | 10.85 | | 14,636 | | 1.40 | | 0.75 | | 7.00 | | 133 |
For the Year Ended October 31, 2022 |
A | | $ 8.29 | | $ 0.37 | | $ (2.06) | | $ (1.69) | | $ (0.33) | | $ (0.01) | | $ (0.05) | | $ (0.39) | | $ 6.21 | | (20.83)% | | $ 1,018 | | 1.65% | | 1.15% | | 5.12% | | 118% |
C | | 8.26 | | 0.31 | | (2.05) | | (1.74) | | (0.28) | | (0.01) | | (0.04) | | (0.33) | | 6.19 | | (21.38) | | 65 | | 2.46 | | 1.90 | | 4.32 | | 118 |
I | | 8.28 | | 0.40 | | (2.07) | | (1.67) | | (0.35) | | (0.01) | | (0.05) | | (0.41) | | 6.20 | | (20.65) | | 7,394 | | 1.32 | | 0.90 | | 5.32 | | 118 |
R3 | | 8.30 | | 0.36 | | (2.07) | | (1.71) | | (0.31) | | (0.01) | | (0.05) | | (0.37) | | 6.22 | | (21.04) | | 27 | | 1.93 | | 1.45 | | 4.89 | | 118 |
R4 | | 8.29 | | 0.37 | | (2.06) | | (1.69) | | (0.33) | | (0.01) | | (0.05) | | (0.39) | | 6.21 | | (20.83) | | 9 | | 1.63 | | 1.15 | | 5.17 | | 118 |
R5 | | 8.28 | | 0.39 | | (2.06) | | (1.67) | | (0.35) | | (0.01) | | (0.05) | | (0.41) | | 6.20 | | (20.61) | | 9 | | 1.33 | | 0.85 | | 5.48 | | 118 |
Y | | 8.28 | | 0.39 | | (2.06) | | (1.67) | | (0.35) | | (0.01) | | (0.05) | | (0.41) | | 6.20 | | (20.61) | | 2,531 | | 1.27 | | 0.85 | | 5.47 | | 118 |
F | | 7.77 | | 0.38 | | (1.93) | | (1.55) | | (0.36) | | (0.01) | | (0.05) | | (0.42) | | 5.80 | | (20.46) | | 10 | | 1.21 | | 0.75 | | 5.58 | | 118 |
SDR | | 8.28 | | 0.41 | | (2.07) | | (1.66) | | (0.36) | | (0.01) | | (0.05) | | (0.42) | | 6.20 | | (20.53) | | 16,503 | | 1.21 | | 0.75 | | 5.56 | | 118 |
For the Year Ended October 31, 2021 |
A | | $ 8.22 | | $ 0.36 | | $ 0.05 | | $ 0.41 | | $ (0.34) | | $ — | | $ — | | $ (0.34) | | $ 8.29 | | 4.92% | | $ 1,574 | | 1.48% | | 1.15% | | 4.14% | | 168% |
C | | 8.20 | | 0.29 | | 0.04 | | 0.33 | | (0.27) | | — | | — | | (0.27) | | 8.26 | | 4.02 | | 136 | | 2.32 | | 1.90 | | 3.41 | | 168 |
I | | 8.21 | | 0.38 | | 0.05 | | 0.43 | | (0.36) | | — | | — | | (0.36) | | 8.28 | | 5.19 | | 18,976 | | 1.16 | | 0.88 | | 4.41 | | 168 |
R3 | | 8.23 | | 0.33 | | 0.05 | | 0.38 | | (0.31) | | — | | — | | (0.31) | | 8.30 | | 4.60 | | 31 | | 1.79 | | 1.41 | | 3.89 | | 168 |
R4 | | 8.22 | | 0.37 | | 0.04 | | 0.41 | | (0.34) | | — | | — | | (0.34) | | 8.29 | | 4.92 | | 11 | | 1.49 | | 1.09 | | 4.24 | | 168 |
R5 | | 8.21 | | 0.38 | | 0.05 | | 0.43 | | (0.36) | | — | | — | | (0.36) | | 8.28 | | 5.24 | | 11 | | 1.19 | | 0.85 | | 4.45 | | 168 |
Y | | 8.21 | | 0.38 | | 0.05 | | 0.43 | | (0.36) | | — | | — | | (0.36) | | 8.28 | | 5.24 | | 2,946 | | 1.12 | | 0.83 | | 4.46 | | 168 |
F | | 7.72 | | 0.37 | | 0.05 | | 0.42 | | (0.37) | | — | | — | | (0.37) | | 7.77 | | 5.43 | | 12 | | 1.07 | | 0.75 | | 4.54 | | 168 |
SDR | | 8.21 | | 0.39 | | 0.05 | | 0.44 | | (0.37) | | — | | — | | (0.37) | | 8.28 | | 5.35 | | 20,784 | | 1.07 | | 0.75 | | 4.57 | | 168 |
For the Year Ended October 31, 2020 |
A | | $ 9.12 | | $ 0.44 | | $ (0.90) | | $ (0.46) | | $ (0.34) | | $ — | | $ (0.10) | | $ (0.44) | | $ 8.22 | | (4.85)% | | $ 1,727 | | 1.41% | | 1.15% | | 5.22% | | 141% |
C | | 9.08 | | 0.38 | | (0.89) | | (0.51) | | (0.29) | | — | | (0.08) | | (0.37) | | 8.20 | | (5.43) | | 215 | | 2.23 | | 1.90 | | 4.48 | | 141 |
I | | 9.11 | | 0.47 | | (0.90) | | (0.43) | | (0.37) | | — | | (0.10) | | (0.47) | | 8.21 | | (4.50) | | 21,211 | | 1.05 | | 0.82 | | 5.56 | | 141 |
R3 | | 9.13 | | 0.43 | | (0.89) | | (0.46) | | (0.34) | | — | | (0.10) | | (0.44) | | 8.23 | | (4.79) | | 29 | | 1.70 | | 1.24 | | 5.15 | | 141 |
R4 | | 9.11 | | 0.46 | | (0.89) | | (0.43) | | (0.36) | | — | | (0.10) | | (0.46) | | 8.22 | | (4.45) | | 11 | | 1.40 | | 0.92 | | 5.48 | | 141 |
R5 | | 9.10 | | 0.46 | | (0.88) | | (0.42) | | (0.37) | | — | | (0.10) | | (0.47) | | 8.21 | | (4.41) | | 11 | | 1.10 | | 0.85 | | 5.52 | | 141 |
Y | | 9.10 | | 0.47 | | (0.89) | | (0.42) | | (0.36) | | — | | (0.11) | | (0.47) | | 8.21 | | (4.34) | | 2,376 | | 0.98 | | 0.76 | | 5.60 | | 141 |
F | | 9.10 | | 0.51 | | (1.02) | | (0.51) | | (0.67) | | — | | (0.20) | | (0.87) | | 7.72 | | (4.66) | | 11 | | 0.98 | | 0.75 | | 5.58 | | 141 |
SDR | | 9.11 | | 0.47 | | (0.90) | | (0.43) | | (0.36) | | — | | (0.11) | | (0.47) | | 8.21 | | (4.44) | | 34,536 | | 0.98 | | 0.75 | | 5.62 | | 141 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 8.79 | | $ 0.55 | | $ 0.25 | | $ 0.80 | | $ (0.43) | | $ — | | $ (0.04) | | $ (0.47) | | $ 9.12 | | 9.21% | | $ 1,829 | | 1.29% | | 1.11% | | 6.12% | | 240% |
C | | 8.74 | | 0.48 | | 0.25 | | 0.73 | | (0.36) | | — | | (0.03) | | (0.39) | | 9.08 | | 8.44 | | 266 | | 2.14 | | 1.90 | | 5.39 | | 240 |
I | | 8.78 | | 0.58 | | 0.25 | | 0.83 | | (0.46) | | — | | (0.04) | | (0.50) | | 9.11 | | 9.65 | | 29,715 | | 1.00 | | 0.83 | | 6.37 | | 240 |
R3 | | 8.80 | | 0.57 | | 0.25 | | 0.82 | | (0.45) | | — | | (0.04) | | (0.49) | | 9.13 | | 9.46 | | 11 | | 1.55 | | 0.88 | | 6.33 | | 240 |
R4 | | 8.78 | | 0.57 | | 0.25 | | 0.82 | | (0.45) | | — | | (0.04) | | (0.49) | | 9.11 | | 9.45 | | 11 | | 1.28 | | 0.86 | | 6.35 | | 240 |
R5 | | 8.78 | | 0.58 | | 0.24 | | 0.82 | | (0.46) | | — | | (0.04) | | (0.50) | | 9.10 | | 9.56 | | 11 | | 1.00 | | 0.81 | | 6.39 | | 240 |
Y | | 8.78 | | 0.58 | | 0.24 | | 0.82 | | (0.46) | | — | | (0.04) | | (0.50) | | 9.10 | | 9.61 | | 2,046 | | 0.94 | | 0.76 | | 6.39 | | 240 |
F | | 8.78 | | 0.58 | | 0.25 | | 0.83 | | (0.47) | | — | | (0.04) | | (0.51) | | 9.10 | | 9.66 | | 23,084 | | 0.93 | | 0.75 | | 6.45 | | 240 |
SDR | | 8.79 | | 0.58 | | 0.25 | | 0.83 | | (0.47) | | — | | (0.04) | | (0.51) | | 9.11 | | 9.65 | | 37,109 | | 0.93 | | 0.75 | | 6.44 | | 240 |
Hartford Schroders International Contrarian Value Fund |
For the Period Ended April 30, 2024 (Unaudited) |
A (17) | | $10.99 | | $ 0.19 | | $ 1.02 | | $ 1.21 | | $ (0.11) | | $ (0.03) | | $ — | | $ (0.14) | | $ 12.06 | | 11.07% (5) | | $ 114 | | 1.67% (6) | | 1.15% (6) | | 3.38% (6) | | 22% |
C (17) | | 10.99 | | 0.14 | | 1.02 | | 1.16 | | (0.01) | | (0.03) | | — | | (0.04) | | 12.11 | | 11.83 (5) | | 111 | | 2.42 (6) | | 1.95 (6) | | 2.56 (6) | | 22 |
I | | 10.70 | | 0.20 | | 1.30 | | 1.50 | | (0.14) | | (0.03) | | — | | (0.17) | | 12.03 | | 14.14 (5) | | 13,112 | | 1.30 (6) | | 0.85 (6) | | 3.47 (6) | | 22 |
R5 (17) | | 10.99 | | 0.21 | | 1.01 | | 1.22 | | (0.15) | | (0.03) | | — | | (0.18) | | 12.03 | | 12.11 (5) | | 111 | | 1.36 (6) | | 0.80 (6) | | 3.72 (6) | | 22 |
Y (17) | | 10.99 | | 0.21 | | 1.01 | | 1.22 | | (0.15) | | (0.03) | | — | | (0.18) | | 12.03 | | 12.11 (5) | | 111 | | 1.35 (6) | | 0.80 (6) | | 3.72 (6) | | 22 |
F (17) | | 10.99 | | 0.21 | | 1.02 | | 1.23 | | (0.16) | | (0.03) | | — | | (0.19) | | 12.03 | | 12.17 (5) | | 111 | | 1.31 (6) | | 0.70 (6) | | 3.82 (6) | | 22 |
SDR | | 10.70 | | 0.21 | | 1.31 | | 1.52 | | (0.16) | | (0.03) | | — | | (0.19) | | 12.03 | | 14.31 (5) | | 13,036 | | 1.29 (6) | | 0.70 (6) | | 3.64 (6) | | 22 |
For the Year Ended October 31, 2023 |
I | | $ 8.75 | | $ 0.24 | | $ 1.91 | | $ 2.15 | | $ (0.20) | | $ — | | $ — | | $ (0.20) | | $ 10.70 | | 24.82% | | $ 12,203 | | 1.81% | | 0.78% | | 2.17% | | 15% |
SDR | | 8.75 | | 0.25 | | 1.90 | | 2.15 | | (0.20) | | — | | — | | (0.20) | | 10.70 | | 24.84 | | 11,600 | | 1.80 | | 0.70 | | 2.23 | | 15 |
For the Period Ended October 31, 2022(18) |
I | | $10.00 | | $ 0.13 | | $ (1.38) | | $ (1.25) | | $ — | | $ — | | $ — | | $ — | | $ 8.75 | | (12.50)% (5) | | $ 438 | | 14.98% (6) | | 0.70% (6) | | 3.29% (6) | | 8% (19) |
SDR | | 10.00 | | 0.13 | | (1.38) | | (1.25) | | — | | — | | — | | — | | 8.75 | | (12.50) (5) | | 437 | | 14.78 (6) | | 0.70 (6) | | 3.29 (6) | | 8 (19) |
Hartford Schroders International Multi-Cap Value Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 8.71 | | $ 0.13 | | $ 1.30 | | $ 1.43 | | $ (0.11) | | $ — | | $ — | | $ (0.11) | | $ 10.03 | | 16.50% (5) | | $ 111,614 | | 1.12% (6) | | 1.12% (6) | | 2.66% (6) | | 64% |
C | | 8.66 | | 0.09 | | 1.31 | | 1.40 | | (0.08) | | — | | — | | (0.08) | | 9.98 | | 16.16 (5) | | 7,908 | | 1.87 (6) | | 1.87 (6) | | 1.83 (6) | | 64 |
I | | 8.71 | | 0.13 | | 1.32 | | 1.45 | | (0.13) | | — | | — | | (0.13) | | 10.03 | | 16.64 (5) | | 551,379 | | 0.87 (6) | | 0.87 (6) | | 2.76 (6) | | 64 |
R3 | | 8.69 | | 0.12 | | 1.29 | | 1.41 | | (0.10) | | — | | — | | (0.10) | | 10.00 | | 16.28 (5) | | 17,047 | | 1.45 (6) | | 1.38 (6) | | 2.43 (6) | | 64 |
R4 | | 8.69 | | 0.13 | | 1.30 | | 1.43 | | (0.11) | | — | | — | | (0.11) | | 10.01 | | 16.52 (5) | | 5,789 | | 1.16 (6) | | 1.16 (6) | | 2.63 (6) | | 64 |
R5 | | 8.70 | | 0.14 | | 1.31 | | 1.45 | | (0.13) | | — | | — | | (0.13) | | 10.02 | | 16.67 (5) | | 19,517 | | 0.85 (6) | | 0.85 (6) | | 2.98 (6) | | 64 |
Y | | 8.70 | | 0.13 | | 1.32 | | 1.45 | | (0.13) | | — | | — | | (0.13) | | 10.02 | | 16.66 (5) | | 237,226 | | 0.86 (6) | | 0.86 (6) | | 2.67 (6) | | 64 |
F | | 8.71 | | 0.14 | | 1.31 | | 1.45 | | (0.13) | | — | | — | | (0.13) | | 10.03 | | 16.71 (5) | | 423,665 | | 0.75 (6) | | 0.75 (6) | | 2.95 (6) | | 64 |
SDR | | 8.70 | | 0.14 | | 1.31 | | 1.45 | | (0.13) | | — | | — | | (0.13) | | 10.02 | | 16.73 (5) | | 728,256 | | 0.75 (6) | | 0.75 (6) | | 2.95 (6) | | 64 |
For the Year Ended October 31, 2023 |
A | | $ 8.05 | | $ 0.25 | | $ 0.74 | | $ 0.99 | | $ (0.33) | | $ — | | $ — | | $ (0.33) | | $ 8.71 | | 12.31% | | $ 101,003 | | 1.12% | | 1.12% | | 2.78% | | 112% |
C | | 8.00 | | 0.18 | | 0.75 | | 0.93 | | (0.27) | | — | | — | | (0.27) | | 8.66 | | 11.54 | | 8,166 | | 1.85 | | 1.85 | | 2.01 | | 112 |
I | | 8.05 | | 0.28 | | 0.74 | | 1.02 | | (0.36) | | — | | — | | (0.36) | | 8.71 | | 12.61 | | 589,668 | | 0.85 | | 0.85 | | 3.03 | | 112 |
R3 | | 8.03 | | 0.23 | | 0.74 | | 0.97 | | (0.31) | | — | | — | | (0.31) | | 8.69 | | 12.01 | | 14,425 | | 1.46 | | 1.42 | | 2.49 | | 112 |
R4 | | 8.03 | | 0.25 | | 0.74 | | 0.99 | | (0.33) | | — | | — | | (0.33) | | 8.69 | | 12.30 | | 5,126 | | 1.16 | | 1.16 | | 2.72 | | 112 |
R5 | | 8.04 | | 0.28 | | 0.74 | | 1.02 | | (0.36) | | — | | — | | (0.36) | | 8.70 | | 12.64 | | 16,238 | | 0.85 | | 0.85 | | 3.05 | | 112 |
Y | | 8.04 | | 0.28 | | 0.74 | | 1.02 | | (0.36) | | — | | — | | (0.36) | | 8.70 | | 12.63 | | 302,192 | | 0.85 | | 0.85 | | 3.05 | | 112 |
F | | 8.05 | | 0.29 | | 0.74 | | 1.03 | | (0.37) | | — | | — | | (0.37) | | 8.71 | | 12.73 | | 532,470 | | 0.75 | | 0.75 | | 3.14 | | 112 |
SDR | | 8.04 | | 0.29 | | 0.74 | | 1.03 | | (0.37) | | — | | — | | (0.37) | | 8.70 | | 12.75 | | 715,247 | | 0.75 | | 0.75 | | 3.14 | | 112 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders International Multi-Cap Value Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $10.32 | | $ 0.29 | | $ (2.27) | | $ (1.98) | | $ (0.29) | | $ — | | $ — | | $ (0.29) | | $ 8.05 | | (19.57)% | | $ 94,322 | | 1.11% | | 1.11% | | 3.03% | | 101% |
C | | 10.25 | | 0.22 | | (2.26) | | (2.04) | | (0.21) | | — | | — | | (0.21) | | 8.00 | | (20.16) | | 9,744 | | 1.85 | | 1.85 | | 2.27 | | 101 |
I | | 10.31 | | 0.31 | | (2.26) | | (1.95) | | (0.31) | | — | | — | | (0.31) | | 8.05 | | (19.29) | | 618,285 | | 0.84 | | 0.84 | | 3.26 | | 101 |
R3 | | 10.28 | | 0.25 | | (2.24) | | (1.99) | | (0.26) | | — | | — | | (0.26) | | 8.03 | | (19.72) | | 13,320 | | 1.46 | | 1.40 | | 2.68 | | 101 |
R4 | | 10.29 | | 0.28 | | (2.26) | | (1.98) | | (0.28) | | — | | — | | (0.28) | | 8.03 | | (19.59) | | 4,544 | | 1.16 | | 1.16 | | 2.91 | | 101 |
R5 | | 10.30 | | 0.29 | | (2.24) | | (1.95) | | (0.31) | | — | | — | | (0.31) | | 8.04 | | (19.31) | | 13,333 | | 0.85 | | 0.85 | | 3.08 | | 101 |
Y | | 10.31 | | 0.32 | | (2.27) | | (1.95) | | (0.32) | | — | | — | | (0.32) | | 8.04 | | (19.36) | | 247,391 | | 0.85 | | 0.83 | | 3.35 | | 101 |
F | | 10.31 | | 0.32 | | (2.26) | | (1.94) | | (0.32) | | — | | — | | (0.32) | | 8.05 | | (19.19) | | 472,832 | | 0.74 | | 0.74 | | 3.33 | | 101 |
SDR | | 10.30 | | 0.32 | | (2.26) | | (1.94) | | (0.32) | | — | | — | | (0.32) | | 8.04 | | (19.21) | | 643,506 | | 0.74 | | 0.74 | | 3.34 | | 101 |
For the Year Ended October 31, 2021 |
A | | $ 7.76 | | $ 0.21 | | $ 2.57 | | $ 2.78 | | $ (0.22) | | $ — | | $ — | | $ (0.22) | | $ 10.32 | | 36.00% | | $ 98,511 | | 1.11% | | 1.11% | | 2.12% | | 85% |
C | | 7.71 | | 0.13 | | 2.56 | | 2.69 | | (0.15) | | — | | — | | (0.15) | | 10.25 | | 34.97 | | 14,700 | | 1.85 | | 1.85 | | 1.34 | | 85 |
I | | 7.75 | | 0.24 | | 2.57 | | 2.81 | | (0.25) | | — | | — | | (0.25) | | 10.31 | | 36.41 | | 713,835 | | 0.85 | | 0.85 | | 2.39 | | 85 |
R3 | | 7.73 | | 0.18 | | 2.56 | | 2.74 | | (0.19) | | — | | — | | (0.19) | | 10.28 | | 35.61 | | 17,169 | | 1.46 | | 1.40 | | 1.81 | | 85 |
R4 | | 7.74 | | 0.23 | | 2.54 | | 2.77 | | (0.22) | | — | | — | | (0.22) | | 10.29 | | 35.96 | | 5,890 | | 1.16 | | 1.16 | | 2.28 | | 85 |
R5 | | 7.75 | | 0.23 | | 2.57 | | 2.80 | | (0.25) | | — | | — | | (0.25) | | 10.30 | | 36.25 | | 18,070 | | 0.85 | | 0.85 | | 2.28 | | 85 |
Y | | 7.75 | | 0.24 | | 2.57 | | 2.81 | | (0.25) | | — | | — | | (0.25) | | 10.31 | | 36.43 | | 285,533 | | 0.85 | | 0.82 | | 2.44 | | 85 |
F | | 7.76 | | 0.25 | | 2.56 | | 2.81 | | (0.26) | | — | | — | | (0.26) | | 10.31 | | 36.35 | | 578,284 | | 0.75 | | 0.75 | | 2.52 | | 85 |
SDR | | 7.74 | | 0.25 | | 2.57 | | 2.82 | | (0.26) | | — | | — | | (0.26) | | 10.30 | | 36.57 | | 871,784 | | 0.75 | | 0.75 | | 2.49 | | 85 |
For the Year Ended October 31, 2020 |
A | | $ 9.05 | | $ 0.17 | | $ (1.24) | | $ (1.07) | | $ (0.22) | | $ — | | $ — | | $ (0.22) | | $ 7.76 | | (12.01)% | | $ 65,123 | | 1.12% | | 1.12% | | 2.12% | | 119% |
C | | 8.99 | | 0.11 | | (1.23) | | (1.12) | | (0.16) | | — | | — | | (0.16) | | 7.71 | | (12.69) | | 12,691 | | 1.86 | | 1.86 | | 1.32 | | 119 |
I | | 9.05 | | 0.20 | | (1.26) | | (1.06) | | (0.24) | | — | | — | | (0.24) | | 7.75 | | (11.86) | | 538,073 | | 0.85 | | 0.85 | | 2.37 | | 119 |
R3 | | 9.02 | | 0.14 | | (1.24) | | (1.10) | | (0.19) | | — | | — | | (0.19) | | 7.73 | | (12.42) | | 13,398 | | 1.48 | | 1.48 | | 1.71 | | 119 |
R4 | | 9.03 | | 0.17 | | (1.24) | | (1.07) | | (0.22) | | — | | — | | (0.22) | | 7.74 | | (12.07) | | 2,328 | | 1.18 | | 1.18 | | 2.13 | | 119 |
R5 | | 9.04 | | 0.20 | | (1.25) | | (1.05) | | (0.24) | | — | | — | | (0.24) | | 7.75 | | (11.75) | | 17,008 | | 0.86 | | 0.86 | | 2.42 | | 119 |
Y | | 9.04 | | 0.20 | | (1.24) | | (1.04) | | (0.25) | | — | | — | | (0.25) | | 7.75 | | (11.72) | | 165,134 | | 0.86 | | 0.81 | | 2.49 | | 119 |
F | | 9.05 | | 0.21 | | (1.25) | | (1.04) | | (0.25) | | — | | — | | (0.25) | | 7.76 | | (11.65) | | 357,583 | | 0.76 | | 0.76 | | 2.58 | | 119 |
SDR | | 9.04 | | 0.21 | | (1.26) | | (1.05) | | (0.25) | | — | | — | | (0.25) | | 7.74 | | (11.78) | | 577,640 | | 0.76 | | 0.76 | | 2.54 | | 119 |
For the Year Ended October 31, 2019 |
A | | $ 8.97 | | $ 0.27 | | $ 0.28 | | $ 0.55 | | $ (0.25) | | $ (0.22) | | $ — | | $ (0.47) | | $ 9.05 | | 6.61% | | $ 106,530 | | 1.12% | | 1.12% | | 3.03% | | 119% |
C | | 8.90 | | 0.19 | | 0.30 | | 0.49 | | (0.18) | | (0.22) | | — | | (0.40) | | 8.99 | | 5.91 | | 21,500 | | 1.87 | | 1.87 | | 2.12 | | 119 |
I | | 8.96 | | 0.28 | | 0.30 | | 0.58 | | (0.27) | | (0.22) | | — | | (0.49) | | 9.05 | | 6.98 | | 740,680 | | 0.86 | | 0.86 | | 3.13 | | 119 |
R3 | | 8.94 | | 0.28 | | 0.25 | | 0.53 | | (0.23) | | (0.22) | | — | | (0.45) | | 9.02 | | 6.36 | | 19,748 | | 1.48 | | 1.48 | | 3.25 | | 119 |
R4 | | 8.95 | | 0.26 | | 0.29 | | 0.55 | | (0.25) | | (0.22) | | — | | (0.47) | | 9.03 | | 6.57 | | 2,746 | | 1.18 | | 1.18 | | 3.01 | | 119 |
R5 | | 8.95 | | 0.26 | | 0.32 | | 0.58 | | (0.27) | | (0.22) | | — | | (0.49) | | 9.04 | | 6.97 | | 21,262 | | 0.87 | | 0.87 | | 2.99 | | 119 |
Y | | 8.96 | | 0.29 | | 0.29 | | 0.58 | | (0.28) | | (0.22) | | — | | (0.50) | | 9.04 | | 6.93 | | 146,587 | | 0.85 | | 0.80 | | 3.29 | | 119 |
F | | 8.97 | | 0.29 | | 0.29 | | 0.58 | | (0.28) | | (0.22) | | — | | (0.50) | | 9.05 | | 6.98 | | 377,025 | | 0.76 | | 0.76 | | 3.31 | | 119 |
SDR | | 8.96 | | 0.29 | | 0.29 | | 0.58 | | (0.28) | | (0.22) | | — | | (0.50) | | 9.04 | | 6.99 | | 636,333 | | 0.76 | | 0.76 | | 3.27 | | 119 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders International Stock Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $15.22 | | $ 0.10 | | $ 2.53 | | $ 2.63 | | $ (0.17) | | $ — | | $ — | | $ (0.17) | | $ 17.68 | | 17.31% (5) | | $ 313,475 | | 1.04% (6) | | 1.04% (6) | | 1.16% (6) | | 13% |
C | | 14.35 | | 0.03 | | 2.39 | | 2.42 | | (0.06) | | — | | — | | (0.06) | | 16.71 | | 16.86 (5) | | 20,811 | | 1.79 (6) | | 1.79 (6) | | 0.41 (6) | | 13 |
I | | 14.73 | | 0.12 | | 2.44 | | 2.56 | | (0.21) | | — | | — | | (0.21) | | 17.08 | | 17.43 (5) | | 3,177,474 | | 0.78 (6) | | 0.78 (6) | | 1.44 (6) | | 13 |
R3 | | 14.59 | | 0.07 | | 2.42 | | 2.49 | | (0.12) | | — | | — | | (0.12) | | 16.96 | | 17.11 (5) | | 3,343 | | 1.37 (6) | | 1.37 (6) | | 0.85 (6) | | 13 |
R4 | | 14.67 | | 0.08 | | 2.45 | | 2.53 | | (0.15) | | — | | — | | (0.15) | | 17.05 | | 17.26 (5) | | 3,533 | | 1.10 (6) | | 1.10 (6) | | 1.03 (6) | | 13 |
R5 | | 14.74 | | 0.12 | | 2.44 | | 2.56 | | (0.21) | | — | | — | | (0.21) | | 17.09 | | 17.40 (5) | | 29,711 | | 0.79 (6) | | 0.79 (6) | | 1.40 (6) | | 13 |
Y | | 14.77 | | 0.08 | | 2.49 | | 2.57 | | (0.21) | | — | | — | | (0.21) | | 17.13 | | 17.40 (5) | | 43,137 | | 0.80 (6) | | 0.80 (6) | | 0.96 (6) | | 13 |
F | | 14.75 | | 0.13 | | 2.45 | | 2.58 | | (0.23) | | — | | — | | (0.23) | | 17.10 | | 17.50 (5) | | 1,476,385 | | 0.69 (6) | | 0.69 (6) | | 1.54 (6) | | 13 |
SDR | | 14.74 | | 0.13 | | 2.45 | | 2.58 | | (0.23) | | — | | — | | (0.23) | | 17.09 | | 17.51 (5) | | 841,531 | | 0.69 (6) | | 0.69 (6) | | 1.51 (6) | | 13 |
For the Year Ended October 31, 2023 |
A | | $13.66 | | $ 0.20 | | $ 1.51 | | $ 1.71 | | $ (0.15) | | $ — | | $ — | | $ (0.15) | | $ 15.22 | | 12.58% | | $ 270,142 | | 1.05% | | 1.05% | | 1.25% | | 28% |
C | | 12.88 | | 0.08 | | 1.43 | | 1.51 | | (0.04) | | — | | — | | (0.04) | | 14.35 | | 11.70 | | 18,355 | | 1.80 | | 1.80 | | 0.50 | | 28 |
I | | 13.23 | | 0.23 | | 1.47 | | 1.70 | | (0.20) | | — | | — | | (0.20) | | 14.73 | | 12.88 | | 2,577,667 | | 0.80 | | 0.80 | | 1.50 | | 28 |
R3 | | 13.11 | | 0.14 | | 1.45 | | 1.59 | | (0.11) | | — | | — | | (0.11) | | 14.59 | | 12.15 | | 2,741 | | 1.39 | | 1.39 | | 0.92 | | 28 |
R4 | | 13.18 | | 0.20 | | 1.44 | | 1.64 | | (0.15) | | — | | — | | (0.15) | | 14.67 | | 12.50 | | 3,477 | | 1.12 | | 1.12 | | 1.30 | | 28 |
R5 | | 13.24 | | 0.23 | | 1.47 | | 1.70 | | (0.20) | | — | | — | | (0.20) | | 14.74 | | 12.87 | | 26,855 | | 0.80 | | 0.80 | | 1.51 | | 28 |
Y | | 13.27 | | 0.23 | | 1.47 | | 1.70 | | (0.20) | | — | | — | | (0.20) | | 14.77 | | 12.84 | | 121,306 | | 0.81 | | 0.81 | | 1.51 | | 28 |
F | | 13.26 | | 0.25 | | 1.45 | | 1.70 | | (0.21) | | — | | — | | (0.21) | | 14.75 | | 12.89 | | 1,149,690 | | 0.70 | | 0.70 | | 1.57 | | 28 |
SDR | | 13.24 | | 0.25 | | 1.46 | | 1.71 | | (0.21) | | — | | — | | (0.21) | | 14.74 | | 12.98 | | 712,263 | | 0.70 | | 0.70 | | 1.60 | | 28 |
For the Year Ended October 31, 2022 |
A | | $19.07 | | $ 0.25 | | $ (5.36) | | $ (5.11) | | $ (0.16) | | $ (0.14) | | $ — | | $ (0.30) | | $ 13.66 | | (27.22)% | | $ 210,992 | | 1.06% | | 1.06% | | 1.56% | | 35% |
C | | 17.97 | | 0.13 | | (5.07) | | (4.94) | | (0.01) | | (0.14) | | — | | (0.15) | | 12.88 | | (27.71) | | 15,313 | | 1.81 | | 1.81 | | 0.84 | | 35 |
I | | 18.49 | | 0.28 | | (5.19) | | (4.91) | | (0.21) | | (0.14) | | — | | (0.35) | | 13.23 | | (27.04) | | 1,897,371 | | 0.80 | | 0.80 | | 1.79 | | 35 |
R3 | | 18.31 | | 0.15 | | (5.11) | | (4.96) | | (0.10) | | (0.14) | | — | | (0.24) | | 13.11 | | (27.43) | | 1,988 | | 1.42 | | 1.41 | | 1.01 | | 35 |
R4 | | 18.42 | | 0.23 | | (5.17) | | (4.94) | | (0.16) | | (0.14) | | — | | (0.30) | | 13.18 | | (27.26) | | 3,618 | | 1.12 | | 1.12 | | 1.49 | | 35 |
R5 | | 18.49 | | 0.27 | | (5.17) | | (4.90) | | (0.21) | | (0.14) | | — | | (0.35) | | 13.24 | | (26.99) | | 23,775 | | 0.81 | | 0.81 | | 1.76 | | 35 |
Y | | 18.54 | | 0.30 | | (5.22) | | (4.92) | | (0.21) | | (0.14) | | — | | (0.35) | | 13.27 | | (27.03) | | 136,982 | | 0.81 | | 0.81 | | 1.87 | | 35 |
F | | 18.52 | | 0.29 | | (5.18) | | (4.89) | | (0.23) | | (0.14) | | — | | (0.37) | | 13.26 | | (26.93) | | 692,063 | | 0.70 | | 0.70 | | 1.86 | | 35 |
SDR | | 18.50 | | 0.28 | | (5.17) | | (4.89) | | (0.23) | | (0.14) | | — | | (0.37) | | 13.24 | | (26.96) | | 553,856 | | 0.71 | | 0.71 | | 1.84 | | 35 |
For the Year Ended October 31, 2021 |
A | | $14.14 | | $ 0.16 | | $ 4.77 | | $ 4.93 | | $ (0.00) (7) | | $ — | | $ — | | $ — | | $ 19.07 | | 34.90% | | $ 285,278 | | 1.06% | | 1.06% | | 0.89% | | 28% |
C | | 13.43 | | 0.02 | | 4.52 | | 4.54 | | — | | — | | — | | — | | 17.97 | | 33.80 | | 20,788 | | 1.80 | | 1.80 | | 0.13 | | 28 |
I | | 13.71 | | 0.21 | | 4.62 | | 4.83 | | (0.05) | | — | | — | | (0.05) | | 18.49 | | 35.30 | | 1,981,793 | | 0.79 | | 0.79 | | 1.18 | | 28 |
R3 | | 13.63 | | 0.10 | | 4.58 | | 4.68 | | — | | — | | — | | — | | 18.31 | | 34.34 | | 1,190 | | 1.42 | | 1.41 | | 0.55 | | 28 |
R4 | | 13.67 | | 0.14 | | 4.61 | | 4.75 | | (0.00) (7) | | — | | — | | — | | 18.42 | | 34.78 | | 3,841 | | 1.12 | | 1.12 | | 0.79 | | 28 |
R5 | | 13.72 | | 0.20 | | 4.62 | | 4.82 | | (0.05) | | — | | — | | (0.05) | | 18.49 | | 35.20 | | 24,588 | | 0.81 | | 0.81 | | 1.14 | | 28 |
Y | | 13.76 | | 0.21 | | 4.62 | | 4.83 | | (0.05) | | — | | — | | (0.05) | | 18.54 | | 35.17 | | 248,058 | | 0.81 | | 0.81 | | 1.17 | | 28 |
F | | 13.74 | | 0.22 | | 4.63 | | 4.85 | | (0.07) | | — | | — | | (0.07) | | 18.52 | | 35.36 | | 618,602 | | 0.70 | | 0.70 | | 1.25 | | 28 |
SDR | | 13.73 | | 0.22 | | 4.62 | | 4.84 | | (0.07) | | — | | — | | (0.07) | | 18.50 | | 35.31 | | 447,317 | | 0.71 | | 0.71 | | 1.25 | | 28 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders International Stock Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $12.91 | | $ 0.07 | | $ 1.30 | | $ 1.37 | | $ (0.14) | | $ — | | $ — | | $ (0.14) | | $ 14.14 | | 10.63% | | $ 114,042 | | 1.12% | | 1.11% | | 0.49% | | 34% |
C | | 12.25 | | (0.03) | | 1.25 | | 1.22 | | (0.04) | | — | | — | | (0.04) | | 13.43 | | 9.93 | | 6,687 | | 1.85 | | 1.85 | | (0.21) | | 34 |
I | | 12.51 | | 0.10 | | 1.26 | | 1.36 | | (0.16) | | — | | — | | (0.16) | | 13.71 | | 10.93 | | 516,721 | | 0.83 | | 0.83 | | 0.79 | | 34 |
R3 | | 12.47 | | 0.03 | | 1.26 | | 1.29 | | (0.13) | | — | | — | | (0.13) | | 13.63 | | 10.38 | | 734 | | 1.46 | | 1.45 | | 0.25 | | 34 |
R4 | | 12.50 | | 0.07 | | 1.25 | | 1.32 | | (0.15) | | — | | — | | (0.15) | | 13.67 | | 10.62 | | 2,536 | | 1.15 | | 1.15 | | 0.51 | | 34 |
R5 | | 12.52 | | 0.11 | | 1.26 | | 1.37 | | (0.17) | | — | | — | | (0.17) | | 13.72 | | 10.96 | | 12,208 | | 0.83 | | 0.83 | | 0.84 | | 34 |
Y | | 12.52 | | 0.06 | | 1.32 | | 1.38 | | (0.14) | | — | | — | | (0.14) | | 13.76 | | 11.09 | | 66,753 | | 0.82 | | 0.82 | | 0.45 | | 34 |
F | | 12.52 | | 0.11 | | 1.28 | | 1.39 | | (0.17) | | — | | — | | (0.17) | | 13.74 | | 11.13 | | 169,576 | | 0.75 | | 0.75 | | 0.86 | | 34 |
SDR | | 12.52 | | 0.11 | | 1.27 | | 1.38 | | (0.17) | | — | | — | | (0.17) | | 13.73 | | 11.07 | | 136,358 | | 0.75 | | 0.75 | | 0.86 | | 34 |
For the Year Ended October 31, 2019 |
A | | $12.46 | | $ 0.17 | | $ 1.18 | | $ 1.35 | | $ (0.15) | | $ (0.75) | | $ — | | $ (0.90) | | $ 12.91 | | 12.04% | | $ 46,241 | | 1.16% | | 1.14% | | 1.42% | | 37% |
C | | 11.90 | | 0.10 | | 1.10 | | 1.20 | | (0.10) | | (0.75) | | — | | (0.85) | | 12.25 | | 11.16 | | 3,530 | | 1.90 | | 1.87 | | 0.88 | | 37 |
I | | 12.09 | | 0.21 | | 1.13 | | 1.34 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.51 | | 12.39 | | 218,391 | | 0.86 | | 0.83 | | 1.81 | | 37 |
R3 | | 12.08 | | 0.16 | | 1.13 | | 1.29 | | (0.15) | | (0.75) | | — | | (0.90) | | 12.47 | | 11.93 | | 190 | | 1.44 | | 1.33 | | 1.35 | | 37 |
R4 | | 12.09 | | 0.15 | | 1.17 | | 1.32 | | (0.16) | | (0.75) | | — | | (0.91) | | 12.50 | | 12.15 | | 292 | | 1.12 | | 1.05 | | 1.24 | | 37 |
R5 | | 12.10 | | 0.15 | | 1.19 | | 1.34 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.52 | | 12.33 | | 1,066 | | 0.80 | | 0.78 | | 1.21 | | 37 |
Y | | 12.11 | | 0.21 | | 1.12 | | 1.33 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.52 | | 12.38 | | 676 | | 0.87 | | 0.84 | | 1.80 | | 37 |
F | | 12.10 | | 0.22 | | 1.12 | | 1.34 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.52 | | 12.47 | | 70,305 | | 0.78 | | 0.76 | | 1.85 | | 37 |
SDR | | 12.10 | | 0.21 | | 1.14 | | 1.35 | | (0.18) | | (0.75) | | — | | (0.93) | | 12.52 | | 12.45 | | 100,663 | | 0.80 | | 0.76 | | 1.80 | | 37 |
Hartford Schroders Sustainable International Core Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
I | | $ 9.67 | | $ 0.13 | | $ 1.26 | | $ 1.39 | | $ (0.28) | | $ — | | $ — | | $ (0.28) | | $ 10.78 | | 14.38% (5) | | $ 616 | | 8.52% (6) | | 0.70% (6) | | 2.48% (6) | | 22% |
SDR | | 9.67 | | 0.13 | | 1.26 | | 1.39 | | (0.29) | | — | | — | | (0.29) | | 10.77 | | 14.45 (5) | | 545 | | 8.46 (6) | | 0.70 (6) | | 2.45 (6) | | 22 |
For the Year Ended October 31, 2023 |
I | | $ 8.60 | | $ 0.23 | | $ 0.96 | | $ 1.19 | | $ (0.12) | | $ — | | $ — | | $ (0.12) | | $ 9.67 | | 13.84% | | $ 533 | | 10.17% | | 0.70% | | 2.23% | | 31% |
SDR | | 8.60 | | 0.23 | | 0.96 | | 1.19 | | (0.12) | | — | | — | | (0.12) | | 9.67 | | 13.86 | | 490 | | 10.14 | | 0.70 | | 2.23 | | 31 |
For the Period Ended October 31, 2022(18) |
I | | $10.00 | | $ 0.08 | | $ (1.48) | | $ (1.40) | | $ — | | $ — | | $ — | | $ — | | $ 8.60 | | (14.00)% (5) | | $ 430 | | 14.67% (6) | | 0.70% (6) | | 2.03% (6) | | 17% (19) |
SDR | | 10.00 | | 0.08 | | (1.48) | | (1.40) | | — | | — | | — | | — | | 8.60 | | (14.00) (5) | | 430 | | 14.48 (6) | | 0.70 (6) | | 2.03 (6) | | 17 (19) |
Hartford Schroders Tax-Aware Bond Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $ 9.29 | | $ 0.18 | | $ 0.70 | | $ 0.88 | | $ (0.17) | | $ — | | $ — | | $ (0.17) | | $ 10.00 | | 9.45% (5) | | $ 92,699 | | 0.80% (6) | | 0.71% (6) | | 3.48% (6) | | 19% |
C | | 9.32 | | 0.13 | | 0.70 | | 0.83 | | (0.12) | | — | | — | | (0.12) | | 10.03 | | 8.89 (5) | | 9,413 | | 1.57 (6) | | 1.57 (6) | | 2.61 (6) | | 19 |
I | | 9.29 | | 0.19 | | 0.70 | | 0.89 | | (0.18) | | — | | — | | (0.18) | | 10.00 | | 9.58 (5) | | 827,984 | | 0.56 (6) | | 0.49 (6) | | 3.70 (6) | | 19 |
Y | | 9.30 | | 0.18 | | 0.70 | | 0.88 | | (0.18) | | — | | — | | (0.18) | | 10.00 | | 9.42 (5) | | 207 | | 0.60 (6) | | 0.56 (6) | | 3.62 (6) | | 19 |
F | | 9.30 | | 0.19 | | 0.69 | | 0.88 | | (0.18) | | — | | — | | (0.18) | | 10.00 | | 9.48 (5) | | 237,543 | | 0.49 (6) | | 0.46 (6) | | 3.72 (6) | | 19 |
SDR | | 9.29 | | 0.19 | | 0.69 | | 0.88 | | (0.18) | | — | | — | | (0.18) | | 9.99 | | 9.49 (5) | | 56,413 | | 0.49 (6) | | 0.46 (6) | | 3.72 (6) | | 19 |
For the Year Ended October 31, 2023 |
A | | $ 9.48 | | $ 0.32 | | $ (0.21) | | $ 0.11 | | $ (0.30) | | $ — | | $ — | | $ (0.30) | | $ 9.29 | | 0.97% | | $ 67,410 | | 0.83% | | 0.71% | | 3.24% | | 98% |
C | | 9.50 | | 0.23 | | (0.21) | | 0.02 | | (0.20) | | — | | — | | (0.20) | | 9.32 | | 0.07 | | 5,872 | | 1.62 | | 1.59 | | 2.34 | | 98 |
I | | 9.49 | | 0.35 | | (0.23) | | 0.12 | | (0.32) | | — | | — | | (0.32) | | 9.29 | | 1.11 | | 586,159 | | 0.60 | | 0.49 | | 3.49 | | 98 |
Y | | 9.49 | | 0.34 | | (0.22) | | 0.12 | | (0.31) | | — | | — | | (0.31) | | 9.30 | | 1.14 | | 250 | | 0.62 | | 0.56 | | 3.35 | | 98 |
F | | 9.49 | | 0.35 | | (0.21) | | 0.14 | | (0.33) | | — | | — | | (0.33) | | 9.30 | | 1.25 | | 167,879 | | 0.51 | | 0.46 | | 3.55 | | 98 |
SDR | | 9.48 | | 0.34 | | (0.20) | | 0.14 | | (0.33) | | — | | — | | (0.33) | | 9.29 | | 1.25 | | 51,034 | | 0.51 | | 0.46 | | 3.44 | | 98 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders Tax-Aware Bond Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $11.27 | | $ 0.17 | | $ (1.64) | | $ (1.47) | | $ (0.17) | | $ (0.15) | | $ — | | $ (0.32) | | $ 9.48 | | (13.33)% | | $ 37,682 | | 0.83% | | 0.71% | | 1.66% | | 143% |
C | | 11.28 | | 0.08 | | (1.64) | | (1.56) | | (0.07) | | (0.15) | | — | | (0.22) | | 9.50 | | (14.04) | | 4,323 | | 1.62 | | 1.59 | | 0.79 | | 143 |
I | | 11.28 | | 0.20 | | (1.64) | | (1.44) | | (0.20) | | (0.15) | | — | | (0.35) | | 9.49 | | (13.12) | | 248,947 | | 0.61 | | 0.49 | | 1.96 | | 143 |
Y | | 11.28 | | 0.20 | | (1.65) | | (1.45) | | (0.19) | | (0.15) | | — | | (0.34) | | 9.49 | | (13.18) | | 247 | | 0.63 | | 0.56 | | 1.86 | | 143 |
F | | 11.28 | | 0.21 | | (1.65) | | (1.44) | | (0.20) | | (0.15) | | — | | (0.35) | | 9.49 | | (13.09) | | 48,151 | | 0.52 | | 0.46 | | 1.98 | | 143 |
SDR | | 11.27 | | 0.21 | | (1.65) | | (1.44) | | (0.20) | | (0.15) | | — | | (0.35) | | 9.48 | | (13.10) | | 51,611 | | 0.52 | | 0.46 | | 1.97 | | 143 |
For the Year Ended October 31, 2021 |
A | | $11.42 | | $ 0.12 | | $ (0.00)(7) | | $ 0.12 | | $ (0.12) | | $ (0.15) | | $ — | | $ (0.27) | | $ 11.27 | | 1.08% | | $ 63,475 | | 0.82% | | 0.71% | | 1.09% | | 109% |
C | | 11.44 | | 0.03 | | (0.02) | | 0.01 | | (0.02) | | (0.15) | | — | | (0.17) | | 11.28 | | 0.11 | | 7,768 | | 1.64 | | 1.58 | | 0.22 | | 109 |
I | | 11.43 | | 0.15 | | (0.01) | | 0.14 | | (0.14) | | (0.15) | | — | | (0.29) | | 11.28 | | 1.30 | | 279,048 | | 0.59 | | 0.49 | | 1.31 | | 109 |
Y | | 11.44 | | 0.14 | | (0.01) | | 0.13 | | (0.14) | | (0.15) | | — | | (0.29) | | 11.28 | | 1.14 | | 286 | | 0.62 | | 0.56 | | 1.24 | | 109 |
F | | 11.44 | | 0.15 | | (0.01) | | 0.14 | | (0.15) | | (0.15) | | — | | (0.30) | | 11.28 | | 1.24 | | 40,994 | | 0.51 | | 0.46 | | 1.34 | | 109 |
SDR | | 11.43 | | 0.15 | | (0.01) | | 0.14 | | (0.15) | | (0.15) | | — | | (0.30) | | 11.27 | | 1.24 | | 64,292 | | 0.51 | | 0.46 | | 1.34 | | 109 |
For the Year Ended October 31, 2020 |
A | | $11.34 | | $ 0.16 | | $ 0.32 | | $ 0.48 | | $ (0.17) | | $ (0.23) | | $ — | | $ (0.40) | | $ 11.42 | | 4.31% | | $ 56,486 | | 0.82% | | 0.71% | | 1.39% | | 186% |
C | | 11.34 | | 0.06 | | 0.33 | | 0.39 | | (0.06) | | (0.23) | | — | | (0.29) | | 11.44 | | 3.53 | | 8,731 | | 1.61 | | 1.55 | | 0.56 | | 186 |
I | | 11.34 | | 0.18 | | 0.34 | | 0.52 | | (0.20) | | (0.23) | | — | | (0.43) | | 11.43 | | 4.64 | | 283,060 | | 0.60 | | 0.49 | | 1.61 | | 186 |
Y | | 11.35 | | 0.18 | | 0.33 | | 0.51 | | (0.19) | | (0.23) | | — | | (0.42) | | 11.44 | | 4.56 | | 213 | | 0.63 | | 0.56 | | 1.56 | | 186 |
F | | 11.35 | | 0.19 | | 0.33 | | 0.52 | | (0.20) | | (0.23) | | — | | (0.43) | | 11.44 | | 4.67 | | 33,074 | | 0.52 | | 0.46 | | 1.64 | | 186 |
SDR | | 11.34 | | 0.19 | | 0.33 | | 0.52 | | (0.20) | | (0.23) | | — | | (0.43) | | 11.43 | | 4.68 | | 61,878 | | 0.52 | | 0.46 | | 1.66 | | 186 |
For the Year Ended October 31, 2019 |
A | | $10.66 | | $ 0.23 | | $ 0.80 | | $ 1.03 | | $ (0.23) | | $ (0.12) | | $ — | | $ (0.35) | | $ 11.34 | | 9.79% | | $ 36,158 | | 0.83% | | 0.71% | | 2.08% | | 161% |
C | | 10.65 | | 0.14 | | 0.80 | | 0.94 | | (0.13) | | (0.12) | | — | | (0.25) | | 11.34 | | 8.91 | | 7,894 | | 1.61 | | 1.54 | | 1.26 | | 161 |
I | | 10.67 | | 0.26 | | 0.79 | | 1.05 | | (0.26) | | (0.12) | | — | | (0.38) | | 11.34 | | 9.95 | | 209,719 | | 0.61 | | 0.48 | | 2.31 | | 161 |
Y | | 10.67 | | 0.26 | | 0.79 | | 1.05 | | (0.25) | | (0.12) | | — | | (0.37) | | 11.35 | | 9.98 | | 204 | | 0.60 | | 0.53 | | 2.31 | | 161 |
F | | 10.67 | | 0.26 | | 0.80 | | 1.06 | | (0.26) | | (0.12) | | — | | (0.38) | | 11.35 | | 10.06 | | 20,569 | | 0.53 | | 0.46 | | 2.33 | | 161 |
SDR | | 10.66 | | 0.26 | | 0.80 | | 1.06 | | (0.26) | | (0.12) | | — | | (0.38) | | 11.34 | | 10.08 | | 60,005 | | 0.53 | | 0.46 | | 2.38 | | 161 |
Hartford Schroders US MidCap Opportunities Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $15.26 | | $ 0.04 | | $ 2.88 | | $ 2.92 | | $ (0.05) | | $ (0.22) | | $ — | | $ (0.27) | | $ 17.91 | | 19.24% (5) | | $ 151,831 | | 1.15% (6) | | 1.15% (6) | | 0.43% (6) | | 24% |
C | | 15.07 | | (0.03) | | 2.85 | | 2.82 | | — | | (0.22) | | — | | (0.22) | | 17.67 | | 18.83 (5) | | 34,108 | | 1.92 (6) | | 1.92 (6) | | (0.32) (6) | | 24 |
I | | 16.08 | | 0.06 | | 3.03 | | 3.09 | | (0.08) | | (0.22) | | — | | (0.30) | | 18.87 | | 19.38 (5) | | 517,217 | | 0.89 (6) | | 0.89 (6) | | 0.69 (6) | | 24 |
R3 | | 15.58 | | 0.01 | | 2.94 | | 2.95 | | — | | (0.22) | | — | | (0.22) | | 18.31 | | 19.05 (5) | | 1,486 | | 1.52 (6) | | 1.52 (6) | | 0.12 (6) | | 24 |
R4 | | 15.93 | | 0.03 | | 3.01 | | 3.04 | | (0.04) | | (0.22) | | — | | (0.26) | | 18.71 | | 19.21 (5) | | 469 | | 1.22 (6) | | 1.22 (6) | | 0.36 (6) | | 24 |
R5 | | 16.05 | | 0.06 | | 3.03 | | 3.09 | | (0.08) | | (0.22) | | — | | (0.30) | | 18.84 | | 19.39 (5) | | 726 | | 0.91 (6) | | 0.91 (6) | | 0.68 (6) | | 24 |
Y | | 16.06 | | 0.06 | | 3.04 | | 3.10 | | (0.08) | | (0.22) | | — | | (0.30) | | 18.86 | | 19.44 (5) | | 56,955 | | 0.91 (6) | | 0.91 (6) | | 0.69 (6) | | 24 |
F | | 16.09 | | 0.07 | | 3.04 | | 3.11 | | (0.10) | | (0.22) | | — | | (0.32) | | 18.88 | | 19.47 (5) | | 128,631 | | 0.80 (6) | | 0.80 (6) | | 0.78 (6) | | 24 |
SDR | | 16.12 | | 0.07 | | 3.05 | | 3.12 | | (0.10) | | (0.22) | | — | | (0.32) | | 18.92 | | 19.49 (5) | | 45,448 | | 0.81 (6) | | 0.81 (6) | | 0.78 (6) | | 24 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders US MidCap Opportunities Fund – (continued) |
For the Year Ended October 31, 2023 |
A | | $15.92 | | $ 0.07 | | $ (0.23) | | $ (0.16) | | $ (0.04) | | $ (0.46) | | $ — | | $ (0.50) | | $ 15.26 | | (1.12)% | | $ 121,123 | | 1.17% | | 1.17% | | 0.41% | | 34% |
C | | 15.80 | | (0.05) | | (0.22) | | (0.27) | | — | | (0.46) | | — | | (0.46) | | 15.07 | | (1.85) | | 32,530 | | 1.91 | | 1.91 | | (0.31) | | 34 |
I | | 16.74 | | 0.12 | | (0.24) | | (0.12) | | (0.08) | | (0.46) | | — | | (0.54) | | 16.08 | | (0.84) | | 441,958 | | 0.90 | | 0.90 | | 0.68 | | 34 |
R3 | | 16.26 | | 0.01 | | (0.23) | | (0.22) | | — | | (0.46) | | — | | (0.46) | | 15.58 | | (1.41) | | 1,742 | | 1.53 | | 1.53 | | 0.07 | | 34 |
R4 | | 16.58 | | 0.07 | | (0.23) | | (0.16) | | (0.03) | | (0.46) | | — | | (0.49) | | 15.93 | | (1.10) | | 585 | | 1.23 | | 1.16 | | 0.43 | | 34 |
R5 | | 16.71 | | 0.11 | | (0.24) | | (0.13) | | (0.07) | | (0.46) | | — | | (0.53) | | 16.05 | | (0.86) | | 592 | | 0.93 | | 0.93 | | 0.63 | | 34 |
Y | | 16.72 | | 0.12 | | (0.25) | | (0.13) | | (0.07) | | (0.46) | | — | | (0.53) | | 16.06 | | (0.86) | | 61,122 | | 0.92 | | 0.92 | | 0.67 | | 34 |
F | | 16.75 | | 0.13 | | (0.24) | | (0.11) | | (0.09) | | (0.46) | | — | | (0.55) | | 16.09 | | (0.74) | | 107,400 | | 0.81 | | 0.81 | | 0.77 | | 34 |
SDR | | 16.79 | | 0.13 | | (0.25) | | (0.12) | | (0.09) | | (0.46) | | — | | (0.55) | | 16.12 | | (0.81) | | 37,635 | | 0.81 | | 0.81 | | 0.77 | | 34 |
For the Year Ended October 31, 2022 |
A | | $20.63 | | $ 0.03 | | $ (1.84) | | $ (1.81) | | $ — | | $ (2.90) | | $ — | | $ (2.90) | | $ 15.92 | | (10.46)% | | $ 107,826 | | 1.17% | | 1.17% | | 0.20% | | 42% |
C | | 20.64 | | (0.09) | | (1.85) | | (1.94) | | — | | (2.90) | | — | | (2.90) | | 15.80 | | (11.16) | | 41,486 | | 1.91 | | 1.91 | | (0.54) | | 42 |
I | | 21.52 | | 0.08 | | (1.94) | | (1.86) | | (0.02) | | (2.90) | | — | | (2.92) | | 16.74 | | (10.25) | | 397,914 | | 0.89 | | 0.89 | | 0.47 | | 42 |
R3 | | 21.07 | | (0.03) | | (1.88) | | (1.91) | | — | | (2.90) | | — | | (2.90) | | 16.26 | | (10.75) | | 1,820 | | 1.52 | | 1.52 | | (0.15) | | 42 |
R4 | | 21.37 | | 0.04 | | (1.93) | | (1.89) | | — | | (2.90) | | — | | (2.90) | | 16.58 | | (10.47) | | 564 | | 1.22 | | 1.16 | | 0.22 | | 42 |
R5 | | 21.47 | | 0.08 | | (1.93) | | (1.85) | | (0.01) | | (2.90) | | — | | (2.91) | | 16.71 | | (10.22) | | 309 | | 0.92 | | 0.92 | | 0.42 | | 42 |
Y | | 21.50 | | 0.08 | | (1.95) | | (1.87) | | (0.01) | | (2.90) | | — | | (2.91) | | 16.72 | | (10.29) | | 60,674 | | 0.91 | | 0.91 | | 0.45 | | 42 |
F | | 21.53 | | 0.10 | | (1.95) | | (1.85) | | (0.03) | | (2.90) | | — | | (2.93) | | 16.75 | | (10.18) | | 88,436 | | 0.80 | | 0.80 | | 0.57 | | 42 |
SDR | | 21.56 | | 0.10 | | (1.94) | | (1.84) | | (0.03) | | (2.90) | | — | | (2.93) | | 16.79 | | (10.12) | | 34,340 | | 0.81 | | 0.81 | | 0.56 | | 42 |
For the Year Ended October 31, 2021 |
A | | $14.57 | | $ (0.02) | | $ 6.09 | | $ 6.07 | | $ (0.01) | | $ — | | $ — | | $ (0.01) | | $ 20.63 | | 41.71% | | $ 106,982 | | 1.16% | | 1.16% | | (0.10)% | | 47% |
C | | 14.67 | | (0.16) | | 6.13 | | 5.97 | | — | | — | | — | | — | | 20.64 | | 40.70 | | 54,795 | | 1.90 | | 1.90 | | (0.84) | | 47 |
I | | 15.19 | | 0.03 | | 6.36 | | 6.39 | | (0.06) | | — | | — | | (0.06) | | 21.52 | | 42.13 | | 457,621 | | 0.89 | | 0.89 | | 0.17 | | 47 |
R3 | | 14.92 | | (0.09) | | 6.24 | | 6.15 | | — | | — | | — | | — | | 21.07 | | 41.22 | | 2,157 | | 1.52 | | 1.52 | | (0.46) | | 47 |
R4 | | 15.08 | | (0.02) | | 6.31 | | 6.29 | | — | | — | | — | | — | | 21.37 | | 41.71 | | 856 | | 1.22 | | 1.17 | | (0.11) | | 47 |
R5 | | 15.16 | | 0.03 | | 6.33 | | 6.36 | | (0.05) | | — | | — | | (0.05) | | 21.47 | | 42.03 | | 874 | | 0.92 | | 0.92 | | 0.17 | | 47 |
Y | | 15.18 | | 0.03 | | 6.34 | | 6.37 | | (0.05) | | — | | — | | (0.05) | | 21.50 | | 42.05 | | 82,958 | | 0.91 | | 0.91 | | 0.15 | | 47 |
F | | 15.20 | | 0.05 | | 6.35 | | 6.40 | | (0.07) | | — | | — | | (0.07) | | 21.53 | | 42.23 | | 83,647 | | 0.80 | | 0.80 | | 0.26 | | 47 |
SDR | | 15.23 | | 0.05 | | 6.35 | | 6.40 | | (0.07) | | — | | — | | (0.07) | | 21.56 | | 42.14 | | 51,180 | | 0.80 | | 0.80 | | 0.26 | | 47 |
For the Year Ended October 31, 2020 |
A | | $15.01 | | $ 0.01 | | $ (0.35) | | $ (0.34) | | $ 0.00(7) | | $ (0.10) | | $ — | | $ (0.10) | | $ 14.57 | | (2.25)% | | $ 71,370 | | 1.18% | | 1.18% | | 0.06% | | 53% |
C | | 15.21 | | (0.10) | | (0.34) | | (0.44) | | — | | (0.10) | | — | | (0.10) | | 14.67 | | (2.90) | | 43,785 | | 1.92 | | 1.92 | | (0.67) | | 53 |
I | | 15.63 | | 0.05 | | (0.35) | | (0.30) | | (0.04) | | (0.10) | | — | | (0.14) | | 15.19 | | (1.92) | | 352,667 | | 0.90 | | 0.90 | | 0.35 | | 53 |
R3 | | 15.41 | | (0.04) | | (0.35) | | (0.39) | | — | | (0.10) | | — | | (0.10) | | 14.92 | | (2.54) | | 975 | | 1.53 | | 1.53 | | (0.28) | | 53 |
R4 | | 15.53 | | 0.00 (7) | | (0.35) | | (0.35) | | — | | (0.10) | | — | | (0.10) | | 15.08 | | (2.26) | | 567 | | 1.23 | | 1.23 | | 0.01 | | 53 |
R5 | | 15.60 | | 0.05 | | (0.35) | | (0.30) | | (0.04) | | (0.10) | | — | | (0.14) | | 15.16 | | (1.96) | | 1,229 | | 0.93 | | 0.93 | | 0.31 | | 53 |
Y | | 15.63 | | 0.05 | | (0.35) | | (0.30) | | (0.05) | | (0.10) | | — | | (0.15) | | 15.18 | | (1.93) | | 77,493 | | 0.91 | | 0.90 | | 0.34 | | 53 |
F | | 15.64 | | 0.06 | | (0.34) | | (0.28) | | (0.06) | | (0.10) | | — | | (0.16) | | 15.20 | | (1.82) | | 55,554 | | 0.81 | | 0.81 | | 0.42 | | 53 |
SDR | | 15.67 | | 0.07 | | (0.35) | | (0.28) | | (0.06) | | (0.10) | | — | | (0.16) | | 15.23 | | (1.81) | | 37,895 | | 0.81 | | 0.81 | | 0.45 | | 53 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders US MidCap Opportunities Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $13.68 | | $ 0.02 | | $ 1.58 | | $ 1.60 | | $ — | | $ (0.27) | | $ — | | $ (0.27) | | $ 15.01 | | 12.12% | | $ 87,831 | | 1.27% | | 1.27% | | 0.14% | | 39% |
C | | 13.97 | | (0.09) | | 1.60 | | 1.51 | | — | | (0.27) | | — | | (0.27) | | 15.21 | | 11.29 | | 60,195 | | 2.02 | | 2.02 | | (0.61) | | 39 |
I | | 14.24 | | 0.06 | | 1.64 | | 1.70 | | (0.04) | | (0.27) | | — | | (0.31) | | 15.63 | | 12.41 | | 496,725 | | 1.00 | | 1.00 | | 0.42 | | 39 |
R3 | | 14.09 | | (0.04) | | 1.63 | | 1.59 | | — | | (0.27) | | — | | (0.27) | | 15.41 | | 11.69 | | 1,423 | | 1.62 | | 1.62 | | (0.25) | | 39 |
R4 | | 14.17 | | 0.01 | | 1.64 | | 1.65 | | (0.02) | | (0.27) | | — | | (0.29) | | 15.53 | | 12.09 | | 627 | | 1.32 | | 1.32 | | 0.09 | | 39 |
R5 | | 14.24 | | 0.06 | | 1.62 | | 1.68 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.60 | | 12.32 | | 1,476 | | 1.02 | | 1.02 | | 0.39 | | 39 |
Y | | 14.24 | | 0.07 | | 1.64 | | 1.71 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.63 | | 12.50 | | 116,557 | | 0.97 | | 0.95 | | 0.44 | | 39 |
F | | 14.25 | | 0.07 | | 1.64 | | 1.71 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.64 | | 12.52 | | 54,955 | | 0.91 | | 0.91 | | 0.48 | | 39 |
SDR | | 14.28 | | 0.07 | | 1.64 | | 1.71 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.67 | | 12.49 | | 82,604 | | 0.91 | | 0.91 | | 0.48 | | 39 |
Hartford Schroders US Small Cap Opportunities Fund |
For the Six-Month Period Ended April 30, 2024 (Unaudited) |
A | | $22.75 | | $ (0.02) | | $ 4.36 | | $ 4.34 | | $ — | | $ — | | $ — | | $ — | | $ 27.09 | | 19.08% (5) | | $ 31,631 | | 1.39% (6) | | 1.35% (6) | | (0.15)% (6) | | 30% |
C | | 22.59 | | (0.12) | | 4.33 | | 4.21 | | — | | — | | — | | — | | 26.80 | | 18.64 (5) | | 4,727 | | 2.16 (6) | | 2.10 (6) | | (0.89) (6) | | 30 |
I | | 24.34 | | 0.02 | | 4.65 | | 4.67 | | (0.02) | | — | | — | | (0.02) | | 28.99 | | 19.20 (5) | | 133,615 | | 1.11 (6) | | 1.10 (6) | | 0.11 (6) | | 30 |
R3 | | 23.55 | | (0.06) | | 4.51 | | 4.45 | | — | | — | | — | | — | | 28.00 | | 18.90 (5) | | 1,107 | | 1.70 (6) | | 1.65 (6) | | (0.44) (6) | | 30 |
R4 | | 24.03 | | (0.02) | | 4.60 | | 4.58 | | — | | — | | — | | — | | 28.61 | | 19.06 (5) | | 461 | | 1.41 (6) | | 1.35 (6) | | (0.16) (6) | | 30 |
R5 | | 24.33 | | 0.03 | | 4.66 | | 4.69 | | (0.04) | | — | | — | | (0.04) | | 28.98 | | 19.27 (5) | | 239 | | 1.09 (6) | | 1.05 (6) | | 0.19 (6) | | 30 |
Y | | 24.35 | | 0.02 | | 4.67 | | 4.69 | | (0.04) | | — | | — | | (0.04) | | 29.00 | | 19.25 (5) | | 24,796 | | 1.10 (6) | | 1.05 (6) | | 0.16 (6) | | 30 |
F | | 24.44 | | 0.04 | | 4.69 | | 4.73 | | (0.07) | | — | | — | | (0.07) | | 29.10 | | 19.34 (5) | | 14,272 | | 1.00 (6) | | 0.95 (6) | | 0.25 (6) | | 30 |
SDR | | 24.47 | | 0.03 | | 4.71 | | 4.74 | | (0.07) | | — | | — | | (0.07) | | 29.14 | | 19.36 (5) | | 57,022 | | 1.00 (6) | | 0.95 (6) | | 0.18 (6) | | 30 |
For the Year Ended October 31, 2023 |
A | | $26.06 | | $ (0.02) | | $ (3.07) | | $ (3.09) | | $ — | | $ (0.22) | | $ — | | $ (0.22) | | $ 22.75 | | (11.94)% | | $ 27,434 | | 1.39% | | 1.35% | | (0.08)% | | 42% |
C | | 26.07 | | (0.21) | | (3.05) | | (3.26) | | — | | (0.22) | | — | | (0.22) | | 22.59 | | (12.59) | | 4,529 | | 2.14 | | 2.10 | | (0.83) | | 42 |
I | | 27.79 | | 0.05 | | (3.28) | | (3.23) | | — | | (0.22) | | — | | (0.22) | | 24.34 | | (11.70) | | 156,580 | | 1.09 | | 1.09 | | 0.17 | | 42 |
R3 | | 27.05 | | (0.11) | | (3.17) | | (3.28) | | — | | (0.22) | | — | | (0.22) | | 23.55 | | (12.21) | | 1,234 | | 1.71 | | 1.65 | | (0.39) | | 42 |
R4 | | 27.51 | | (0.02) | | (3.24) | | (3.26) | | — | | (0.22) | | — | | (0.22) | | 24.03 | | (11.93) | | 578 | | 1.41 | | 1.35 | | (0.08) | | 42 |
R5 | | 27.77 | | 0.06 | | (3.28) | | (3.22) | | — | | (0.22) | | — | | (0.22) | | 24.33 | | (11.67) | | 640 | | 1.11 | | 1.05 | | 0.21 | | 42 |
Y | | 27.79 | | 0.06 | | (3.28) | | (3.22) | | — | | (0.22) | | — | | (0.22) | | 24.35 | | (11.66) | | 26,336 | | 1.10 | | 1.05 | | 0.22 | | 42 |
F | | 27.87 | | 0.09 | | (3.30) | | (3.21) | | — | | (0.22) | | — | | (0.22) | | 24.44 | | (11.59) | | 13,531 | | 0.99 | | 0.95 | | 0.32 | | 42 |
SDR | | 27.90 | | 0.09 | | (3.30) | | (3.21) | | — | | (0.22) | | — | | (0.22) | | 24.47 | | (11.58) | | 25,262 | | 1.00 | | 0.95 | | 0.32 | | 42 |
For the Year Ended October 31, 2022 |
A | | $33.48 | | $ (0.08) | | $ (3.65) | | $ (3.73) | | $ — | | $ (3.69) | | $ — | | $ (3.69) | | $ 26.06 | | (12.56)% | | $ 32,403 | | 1.37% | | 1.35% | | (0.30)% | | 38% |
C | | 33.73 | | (0.29) | | (3.68) | | (3.97) | | — | | (3.69) | | — | | (3.69) | | 26.07 | | (13.24) | | 6,440 | | 2.13 | | 2.10 | | (1.05) | | 38 |
I | | 35.38 | | (0.01) | | (3.89) | | (3.90) | | — | | (3.69) | | — | | (3.69) | | 27.79 | | (12.35) | | 179,554 | | 1.09 | | 1.09 | | (0.04) | | 38 |
R3 | | 34.71 | | (0.17) | | (3.80) | | (3.97) | | — | | (3.69) | | — | | (3.69) | | 27.05 | | (12.83) | | 989 | | 1.70 | | 1.65 | | (0.59) | | 38 |
R4 | | 35.14 | | (0.09) | | (3.85) | | (3.94) | | — | | (3.69) | | — | | (3.69) | | 27.51 | | (12.57) | | 636 | | 1.41 | | 1.35 | | (0.29) | | 38 |
R5 | | 35.34 | | — | | (3.88) | | (3.88) | | — | | (3.69) | | — | | (3.69) | | 27.77 | | (12.30) | | 455 | | 1.11 | | 1.05 | | — | | 38 |
Y | | 35.37 | | — | | (3.89) | | (3.89) | | — | | (3.69) | | — | | (3.69) | | 27.79 | | (12.32) | | 34,407 | | 1.10 | | 1.05 | | — | | 38 |
F | | 35.42 | | 0.03 | | (3.89) | | (3.86) | | — | | (3.69) | | — | | (3.69) | | 27.87 | | (12.21) | | 16,017 | | 0.99 | | 0.95 | | 0.10 | | 38 |
SDR | | 35.46 | | 0.03 | | (3.90) | | (3.87) | | — | | (3.69) | | — | | (3.69) | | 27.90 | | (12.23) | | 37,043 | | 0.99 | | 0.95 | | 0.11 | | 38 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3)(4) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3)(4) | | Ratio of Net Investment Income (Loss) to Average Net Assets(3) | | Portfolio Turnover |
Hartford Schroders US Small Cap Opportunities Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $23.20 | | $ (0.11) | | $ 10.39 | | $ 10.28 | | $ — | | $ — | | $ — | | $ — | | $ 33.48 | | 44.31% | | $ 38,561 | | 1.38% | | 1.35% | | (0.34)% | | 56% |
C | | 23.54 | | (0.34) | | 10.53 | | 10.19 | | — | | — | | — | | — | | 33.73 | | 43.29 | | 8,574 | | 2.12 | | 2.10 | | (1.09) | | 56 |
I | | 24.45 | | (0.02) | | 10.97 | | 10.95 | | (0.02) | | — | | — | | (0.02) | | 35.38 | | 44.78 | | 219,197 | | 1.08 | | 1.07 | | (0.06) | | 56 |
R3 | | 24.11 | | (0.21) | | 10.81 | | 10.60 | | — | | — | | — | | — | | 34.71 | | 43.97 | | 1,379 | | 1.70 | | 1.63 | | (0.64) | | 56 |
R4 | | 24.35 | | (0.11) | | 10.90 | | 10.79 | | — | | — | | — | | — | | 35.14 | | 44.31 | | 739 | | 1.40 | | 1.35 | | (0.34) | | 56 |
R5 | | 24.44 | | (0.02) | | 10.95 | | 10.93 | | (0.03) | | — | | — | | (0.03) | | 35.34 | | 44.75 | | 687 | | 1.10 | | 1.05 | | (0.06) | | 56 |
Y | | 24.46 | | (0.01) | | 10.95 | | 10.94 | | (0.03) | | — | | — | | (0.03) | | 35.37 | | 44.75 | | 38,267 | | 1.09 | | 1.05 | | (0.05) | | 56 |
F | | 24.49 | | 0.02 | | 10.97 | | 10.99 | | (0.06) | | — | | — | | (0.06) | | 35.42 | | 44.92 | | 17,664 | | 0.99 | | 0.95 | | 0.06 | | 56 |
SDR | | 24.52 | | 0.02 | | 10.98 | | 11.00 | | (0.06) | | — | | — | | (0.06) | | 35.46 | | 44.91 | | 34,111 | | 0.99 | | 0.95 | | 0.06 | | 56 |
For the Year Ended October 31, 2020 |
A | | $25.69 | | $ 0.01 | | $ (1.19) | | $ (1.18) | | $ (0.02) | | $ (1.29) | | $ — | | $ (1.31) | | $ 23.20 | | (5.02)% | | $ 23,897 | | 1.42% | | 1.35% | | 0.06% | | 47% |
C | | 26.23 | | (0.16) | | (1.24) | | (1.40) | | — | | (1.29) | | — | | (1.29) | | 23.54 | | (5.77) | | 6,957 | | 2.17 | | 2.10 | | (0.67) | | 47 |
I | | 27.00 | | 0.09 | | (1.27) | | (1.18) | | (0.08) | | (1.29) | | — | | (1.37) | | 24.45 | | (4.78) | | 144,885 | | 1.11 | | 1.05 | | 0.38 | | 47 |
R3 | | 26.71 | | (0.07) | | (1.24) | | (1.31) | | — | | (1.29) | | — | | (1.29) | | 24.11 | | (5.31) | | 242 | | 1.73 | | 1.64 | | (0.30) | | 47 |
R4 | | 26.93 | | 0.02 | | (1.27) | | (1.25) | | (0.04) | | (1.29) | | — | | (1.33) | | 24.35 | | (5.04) | | 194 | | 1.43 | | 1.35 | | 0.08 | | 47 |
R5 | | 26.98 | | 0.06 | | (1.23) | | (1.17) | | (0.08) | | (1.29) | | — | | (1.37) | | 24.44 | | (4.78) | | 293 | | 1.13 | | 1.05 | | 0.25 | | 47 |
Y | | 27.00 | | 0.09 | | (1.26) | | (1.17) | | (0.08) | | (1.29) | | — | | (1.37) | | 24.46 | | (4.74) | | 23,531 | | 1.12 | | 1.05 | | 0.39 | | 47 |
F | | 27.03 | | 0.10 | | (1.25) | | (1.15) | | (0.10) | | (1.29) | | — | | (1.39) | | 24.49 | | (4.68) | | 10,407 | | 1.01 | | 0.95 | | 0.41 | | 47 |
SDR | | 27.06 | | 0.08 | | (1.23) | | (1.15) | | (0.10) | | (1.29) | | — | | (1.39) | | 24.52 | | (4.66) | | 23,538 | | 1.01 | | 0.95 | | 0.36 | | 47 |
For the Year Ended October 31, 2019 |
A | | $25.55 | | $ 0.02 | | $ 2.38 | | $ 2.40 | | $ (0.01) | | $ (2.25) | | $ — | | $ (2.26) | | $ 25.69 | | 11.21% | | $ 20,928 | | 1.43% | | 1.35% | | 0.07% | | 45% |
C | | 26.20 | | (0.16) (20) | | 2.44 | | 2.28 | | — | | (2.25) (20) | | — | | (2.25) | | 26.23 | | 10.43 | | 7,096 | | 2.18 | | 2.10 | | (0.65) | | 45 |
I | | 26.71 | | 0.10 | | 2.50 | | 2.60 | | (0.06) (20) | | (2.25) | | — | | (2.31) | | 27.00 | | 11.59 | | 140,024 | | 1.11 | | 1.04 | | 0.40 | | 45 |
R3 | | 26.53 | | (0.05) | | 2.48 | | 2.43 | | — | | (2.25) | | — | | (2.25) | | 26.71 | | 10.90 | | 111 | | 1.74 | | 1.63 | | (0.21) | | 45 |
R4 | | 26.68 | | — | | 2.54 | | 2.54 | | (0.04) | | (2.25) | | — | | (2.29) | | 26.93 | | 11.33 | | 259 | | 1.44 | | 1.31 | | (0.01) | | 45 |
R5 | | 26.70 | | 0.08 | | 2.51 | | 2.59 | | (0.06) | | (2.25) | | — | | (2.31) | | 26.98 | | 11.56 | | 78 | | 1.12 | | 1.05 | | 0.31 | | 45 |
Y | | 26.73 | | 0.11 | | 2.50 | | 2.61 | | (0.09) | | (2.25) (20) | | — | | (2.34) | | 27.00 | | 11.62 | | 25,883 | | 1.08 | | 1.01 | | 0.43 | | 45 |
F | | 26.74 | | 0.12 | | 2.51 | | 2.63 | | (0.09) | | (2.25) | | — | | (2.34) | | 27.03 | | 11.69 | | 4,483 | | 1.02 | | 0.95 | | 0.47 | | 45 |
SDR | | 26.78 | | 0.13 | | 2.49 | | 2.62 | | (0.09) | | (2.25) | | — | | (2.34) | | 27.06 | | 11.67 | | 11,328 | | 1.02 | | 0.95 | | 0.50 | | 45 |
FINANCIAL HIGHLIGHTS FOOTNOTES |
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Ratios do not include expenses of other investment companies, if applicable. |
(4) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(5) | Not annualized. |
(6) | Annualized. |
(7) | Amount is less than $0.01 per share. |
(8) | Commenced operations on March 31, 2020. |
(9) | Prior to November 12, 2021 this Fund operated as the Schroder Core Bond Fund, the Fund's predecessor fund. Please see Note 1 of the Notes to Financial Statements for details of this reorganization. Effective after the close of business on November 12, 2021, the Investor and R6 share classes were redesignated as Class Y and SDR, respectively. See Note 13 for further information. |
(10) | Classes I, R3, R4, R5 and F commenced operations on November 12, 2021. |
(11) | Commenced operations on June 29, 2020. |
(12) | Classes A, C, I, Y and F commenced operations on February 28, 2022. |
(13) | Commenced operations on September 30, 2021. |
(14) | Reflects the Fund's portfolio turnover for the period September 30, 2021 through October 31, 2021. |
(15) | Commenced operations on September 20, 2023. |
(16) | Reflects the Fund’s portfolio turnover for the period September 20, 2023 through October 31, 2023. |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
(17) | Classes A, C, R5, Y and F of the Hartford Schroders International Contrarian Value Fund commenced operations on November 8, 2023. |
(18) | Commenced operations on May 24, 2022. |
(19) | Reflects the Fund’s portfolio turnover for the period May 24, 2022 through October 31, 2022. |
(20) | The per share data has been revised since the October 31, 2022 Annual Report to make non-material updates. |
The accompanying notes are an integral part of these financial statements.
Notes to Financial Statements
April 30, 2024 (Unaudited)
1. | Organization: |
| The Hartford Mutual Funds II, Inc. (the "Company") is an open-end registered management investment company comprised of fifteen series, as of April 30, 2024. Financial statements of each series of the Company listed below (each, a "Fund" and collectively, the "Funds") are included in this report. |
| |
The Hartford Mutual Funds II, Inc.: |
Hartford Schroders China A Fund (the "China A Fund") |
Hartford Schroders Core Fixed Income Fund (the "Core Fixed Income Fund") (formerly, Hartford Schroders Sustainable Core Bond Fund) |
Hartford Schroders Diversified Emerging Markets Fund (the "Diversified Emerging Markets Fund") |
Hartford Schroders Diversified Growth Fund (the "Diversified Growth Fund") |
Hartford Schroders Emerging Markets Equity Fund (the "Emerging Markets Equity Fund") |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund (the "Emerging Markets Multi-Sector Bond Fund") |
Hartford Schroders International Contrarian Value Fund (the "International Contrarian Value Fund") |
Hartford Schroders International Multi-Cap Value Fund (the "International Multi-Cap Value Fund") |
Hartford Schroders International Stock Fund (the "International Stock Fund") |
Hartford Schroders Sustainable International Core Fund (the "Sustainable International Core Fund") |
Hartford Schroders Tax-Aware Bond Fund (the "Tax-Aware Bond Fund") |
Hartford Schroders US MidCap Opportunities Fund (the "US MidCap Opportunities Fund") |
Hartford Schroders US Small Cap Opportunities Fund (the "US Small Cap Opportunities Fund") |
The assets of each Fund are separate, and a shareholder’s interest is limited to the Fund in which shares are held. The Company is organized under the laws of the State of Maryland and is registered with the U.S. Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). Each Fund, except China A Fund and Emerging Markets Multi-Sector Bond Fund, is a diversified open-end management investment company. China A Fund and Emerging Markets Multi-Sector Bond Fund are each a non-diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification-Topic 946, "Financial Services – Investment Companies".
Core Fixed Income Fund acquired all of the assets and liabilities of Schroder Core Bond Fund (the "Predecessor Fund") pursuant to an agreement and plan of reorganization immediately following the close of business on November 12, 2021 (the “reorganization”). All information and references to periods prior to the close of business on November 12, 2021 with respect to the Core Fixed Income Fund refers to the Predecessor Fund.
Classes A, C, R5, Y and F of the International Contrarian Value Fund commenced operations on November 8, 2023. The Diversified Growth Fund commenced operations on September 20, 2023. Each Fund, except Core Fixed Income Fund, Diversified Growth Fund and Sustainable International Core Fund, has registered for sale Class A and Class C shares. Each Fund has registered for sale Class I and Class SDR shares. In addition, each Fund, except China A Fund, Diversified Emerging Markets Fund, Diversified Growth Fund, Sustainable International Core Fund and Tax-Aware Bond Fund, has registered for sale Class R3 and Class R4 shares. Each Fund, except Diversified Growth Fund and Sustainable International Core Fund, has registered for sale Class Y and Class F shares. Class A shares of each Fund that offers Class A shares, except Emerging Markets Multi-Sector Bond Fund and Tax-Aware Bond Fund, are sold with a front-end sales charge of up to 5.50%. Class A shares of Emerging Markets Multi-Sector Bond Fund and Tax-Aware Bond Fund are sold with a front-end sales charge of up to 4.50%. Class C shares are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Class C shares automatically convert to Class A shares of the same Fund after eight years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least eight years. Classes I, R3, R4, R5, Y, F and SDR shares do not have a sales charge. The Emerging Markets Equity Fund is closed to new investors, subject to certain exceptions set forth in the Emerging Markets Equity Fund’s prospectus.
2. | Significant Accounting Policies: |
| The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles ("U.S. GAAP"). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates. |
a) | Determination of Net Asset Value – The net asset value ("NAV") of each class of each Fund’s shares is determined as of the close of regular trading on the New York Stock Exchange (the "Exchange") (normally 4:00 p.m. Eastern Time) (the "NYSE Close") on each day that the |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| Exchange is open ("Valuation Date"). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept purchase and redemption orders and calculate each Fund’s NAV in accordance with applicable law. The NAV of each class of each Fund's shares is determined by dividing the value of the Fund’s net assets attributable to the class of shares by the number of shares outstanding for that class. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
| With respect to a Fund's investments that do not have readily available market prices, the Company's Board of Directors (the "Board") has designated Hartford Funds Management Company, LLC (the "Investment Manager" or "HFMC") as its valuation designee to perform fair valuations pursuant to Rule 2a-5 under the 1940 Act (the "Valuation Designee"). |
| If market prices are not readily available or deemed unreliable, the Valuation Designee determines the fair value of the security or other instrument in good faith under policies and procedures approved by and under the supervision of the Board ("Valuation Procedures"). |
| The Valuation Designee has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee (the "Valuation Committee"). The Valuation Committee will consider all available relevant factors in determining an investment’s fair value. The Valuation Designee reports fair value matters to the Audit Committee of the Board. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, redeem or exchange shares of the Fund. |
| Fixed income investments (other than short-term obligations) and non-exchange traded derivatives held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost, which approximates fair value. |
| Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange ("Exchange Close"). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures. |
| Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund. |
| Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date. |
| Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Investments in investment companies that are not listed or traded on an exchange ("Non-Traded Funds"), if any, are valued at the respective NAV of each Non-Traded Fund on the Valuation Date. Such Non-Traded Funds and listed investment companies may use fair value pricing as disclosed in their prospectuses. |
| Financial instruments for which prices are not available from an independent pricing service may be valued using quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are: |
• | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
• | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
• | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund's Schedule of Investments.
c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
| The trade date for senior floating rate interests purchased in the primary loan market is considered the date on which the loan allocations are determined. The trade date for senior floating rate interests purchased in the secondary loan market is the date on which the transaction is entered into. |
| Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, each Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available. Interest income, including amortization of premium, accretion of discounts and additional principal received in-kind in lieu of cash, is accrued on a daily basis. |
| Paydown gains and losses on mortgage-related and other asset-backed securities are included in interest income in the Statements of Operations, as applicable. |
Please refer to Note 8 for Securities Lending information.
d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends and interest from securities in which each Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain (loss) on investments in these securities, if applicable. |
e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements. |
| Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates. |
f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund's net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income and non-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
| Orders for the purchase of a Fund's shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV. |
| Dividends are declared pursuant to a policy adopted by the Company’s Board of Directors. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of China A Fund, Diversified Emerging Markets Fund, Diversified Growth Fund, Emerging Markets Equity Fund, International Contrarian Value Fund, International Stock Fund, Sustainable International Core Fund, US MidCap Opportunities Fund and US Small Cap Opportunities Fund is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Core Fixed Income Fund and Tax-Aware Bond Fund is to pay dividends from net investment income, if any, monthly, and realized gains, if any, at least once a year. The policy of Emerging Markets Multi-Sector Bond Fund and International Multi-Cap Value Fund is to pay dividends from net investment income, if any, quarterly, and realized gains, if any, at least once a year. |
| Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing. |
h) | Basis for Consolidation – The Diversified Growth Fund may invest up to 25% of its total assets in a wholly-owned subsidiary of the Diversified Growth Fund (the "Subsidiary"). The Subsidiary is organized under the laws of the Cayman Islands and is consolidated in the Diversified Growth Fund’s financial statements. All intercompany balances, revenues, and expenses have been eliminated in consolidation. The Subsidiary acts as an investment vehicle in order to enter into certain investments (primarily commodities) for the Diversified Growth Fund consistent with the investment objectives and policies specified in the Prospectus and Statement of Additional Information. |
3. | Securities and Other Investments: |
a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund's Schedule of Investments. |
b) | Investments Purchased on a When-Issued or Delayed-Delivery Basis – Delivery and payment for investments that have been purchased by a Fund on a forward commitment, or when-issued or delayed-delivery basis, take place beyond the customary settlement period. A Fund may dispose of or renegotiate a delayed-delivery transaction after it is entered into, and may sell delayed-delivery investments before they are delivered, which may result in a realized gain or loss. During this period, such investments are subject to market fluctuations. See each Fund’s Schedule of Investments, if applicable, for when-issued or delayed-delivery investments as of April 30, 2024. |
| A Fund may enter into to-be announced ("TBA") commitments. TBA commitments are forward agreements for the purchase or sale of mortgage-backed securities for a fixed price, with payment and delivery on an agreed-upon future settlement date. The specific securities to be delivered are not identified at the trade date; however, delivered securities must meet specified terms, including issuer, rate and mortgage terms. Although a Fund may enter into TBA commitments with the intention of acquiring or delivering securities for its portfolio, the Fund can extend the settlement date, roll the transaction, or dispose of a commitment prior to settlement if deemed appropriate to do |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
so. If the TBA commitment is closed through the acquisition of an offsetting TBA commitment, a Fund realizes a gain or loss. In a TBA roll transaction, a Fund generally purchases or sells the initial TBA commitment prior to the agreed upon settlement date and enters into a new TBA commitment for future delivery or receipt of the mortgage-backed securities. TBA commitments involve a risk of loss if the value of the security to be purchased or sold declines or increases, respectively, prior to settlement date. See a Fund's Schedule of Investments, if applicable, for TBA commitments as of April 30, 2024.
c) | Mortgage-Related and Other Asset-Backed Securities – A Fund may invest in mortgage-related and other asset-backed securities. These securities include mortgage pass-through securities, collateralized mortgage obligations, commercial mortgage-backed securities, stripped mortgage-backed securities, asset-backed securities, collateralized debt obligations and other securities that directly or indirectly represent a participation in, or are secured by and payable from, mortgage loans on real property. Mortgage-related securities are created from pools of residential or commercial mortgage loans, including mortgage loans made by savings and loan institutions, mortgage bankers, commercial banks and others. Asset-backed securities are created from many types of assets, including auto loans, credit card receivables, home equity loans, and student loans. These securities provide a monthly payment that consists of both interest and principal payments. Interest payments may be determined by fixed or adjustable rates. The rate of prepayments on underlying mortgages will affect the price and volatility of a mortgage-related security, and may have the effect of shortening or extending the effective duration of the security relative to what was anticipated at the time of purchase. The timely payment of principal and interest of certain mortgage-related securities is guaranteed by the full faith and credit of the United States Government. Mortgage-related and other asset-backed securities created and guaranteed by non-governmental issuers, including government-sponsored corporations, may be supported by various forms of insurance or guarantees, but there can be no assurance that the private insurers or guarantors can meet their obligations under the insurance policies or guarantee arrangements. See each Fund's Schedule of Investments, if applicable, for mortgage-related and other asset-backed securities as of April 30, 2024. |
d) | Inflation-Indexed Bonds – A Fund may invest in inflation-indexed bonds. Inflation-indexed bonds are fixed income investments whose principal value is periodically adjusted to the rate of inflation. The interest rate on these bonds is generally fixed at issuance at a rate lower than typical bonds. Over the life of an inflation-indexed bond, however, interest will be paid based on a principal value, which is adjusted for inflation. Any increase or decrease in the principal amount of an inflation-indexed bond will be included as interest income on the Statements of Operations, even though investors do not receive the principal amount until maturity. See each Fund's Schedule of Investments, if applicable, for inflation-indexed bonds as of April 30, 2024. |
4. | Financial Derivative Instruments: |
| The following disclosures contain information on how and why a Fund may use derivative instruments, the credit-risk-related contingent features in certain derivative instruments, and how derivative instruments affect a Fund’s financial position and results of operations. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations. |
a) | Foreign Currency Contracts – A Fund may enter into foreign currency contracts that obligate the Fund to purchase or sell currencies at specified future dates. Foreign currency contracts may be used in connection with settling purchases or sales of securities to hedge the currency exposure associated with some or all of a Fund’s investments and/or as part of an investment strategy. Foreign currency contracts are marked to market daily and the change in value is recorded by a Fund as an unrealized gain or loss. A Fund will record a realized gain or loss when the foreign currency contract is settled. |
| Foreign currency contracts involve elements of market risk in excess of the amounts reflected in the Statements of Assets and Liabilities. In addition, risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of the contracts and from unanticipated movements in the value of the foreign currencies relative to the U.S. dollar. Upon entering into a foreign currency contract, a Fund may be required to post margin equal to its outstanding exposure thereunder. |
| During the six-month period ended April 30, 2024, each of Diversified Growth Fund, Emerging Markets Multi-Sector Bond Fund, International Contrarian Value and International Multi-Cap Value Fund had used Foreign Currency Contracts. |
b) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant ("FCM") an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| Futures contracts are marked to market daily and an appropriate amount equal to the change in value ("variation margin") is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
| During the six-month period ended April 30, 2024, each of Core Fixed Income Fund, Diversified Growth Fund, Emerging Markets Multi-Sector Bond Fund and International Multi-Cap Value Fund had used Futures Contracts. |
c) | Swap Contracts – A Fund may invest in swap contracts. Swap contracts are agreements to exchange or swap investment cash flows, assets, foreign currencies or market-linked returns at specified future intervals. Swap contracts are either privately negotiated in the over-the-counter market ("OTC swaps") or cleared through a central counterparty or derivatives clearing organization ("centrally cleared swaps"). A Fund may enter into credit default, total return, cross-currency, interest rate, inflation and other forms of swap contracts to manage its exposure to credit, currency, interest rate, commodity and inflation risk. Swap contracts are also used to gain exposure to certain markets. In connection with these contracts, investments or cash may be identified as collateral or margin in accordance with the terms of the respective swap contracts and/or master netting arrangement to provide assets of value and recourse in the event of default or bankruptcy/insolvency. |
| Swaps are valued in accordance with the Valuation Procedures. Changes in market value, if any, are reflected as a component of net changes in unrealized appreciation or depreciation on the Statements of Operations. Daily changes in valuation of centrally cleared swaps, if any, are recorded as a receivable or payable for the change in value ("variation margin") on the Statements of Assets and Liabilities. Realized gains or losses on centrally cleared swaps are recorded upon the termination of the swaps. OTC swap payments received or paid at the beginning of the measurement period are reflected as such on the Statements of Assets and Liabilities and represent premiums paid or received upon entering into the swap contract to compensate for differences between the stated terms of the swap contract and prevailing market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). These upfront premiums are recorded as realized gains or losses on the Statements of Operations upon termination or maturity of the swap. A liquidation payment received or made at the termination or maturity of the swap is recorded as a realized gain or loss on the Statements of Operations. Net periodic payments received or paid by a Fund are included as part of realized gains or losses on the Statements of Operations. |
| Entering into these contracts involves, to varying degrees, elements of liquidation, counterparty, credit and market risk in excess of the amounts recognized on the Statements of Assets and Liabilities. Such risks involve the possibility that there will be no liquid market for these contracts, that the counterparty to the contracts may default on its obligation to perform or disagree as to the meaning of contractual terms in the contracts, and that there may be unfavorable changes in market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). |
| A Fund’s maximum risk of loss from counterparty risk for OTC swaps is the net value of the discounted cash flows to be received from the counterparty over the contract’s remaining life, and current market value, to the extent that amount is positive. The risk is mitigated by having a master netting arrangement between a Fund and the counterparty, which allows for the netting of payments made or received (although such amounts are presented on a gross basis within the Statements of Assets and Liabilities, as applicable) as well as the posting of collateral to a Fund to cover the Fund’s exposure to the counterparty. In a centrally cleared swap, while a Fund enters into an agreement with a clearing broker to execute contracts with a counterparty, the performance of the swap is guaranteed by the central clearinghouse, which reduces the Fund’s exposure to counterparty risk. However, the Fund is still exposed to a certain amount of counterparty risk through the clearing broker and clearinghouse. The clearinghouse attempts to minimize this risk to its participants through the use of mandatory margin requirements, daily cash settlements and other procedures. Likewise, the clearing broker reduces its risk through margin requirements and required segregation of customer balances. |
| Credit Default Swap Contracts – The credit default swap market allows a Fund to manage credit risk through buying and selling credit protection on a specific issuer, asset or basket of assets. Certain credit default swaps involve the exchange of a fixed rate premium for protection against the loss in value of an underlying investment or index in the event of a credit event, such as payment default or bankruptcy. |
| Under a credit default swap contract, one party acts as guarantor by receiving the fixed periodic payment in exchange for the commitment to purchase the underlying investment at par if the defined credit event occurs. Upon the occurrence of a defined credit event, the difference between the value of the reference obligation and the swap’s notional amount is recorded as realized gain or loss on swap transactions in the Statements of Operations. A "buyer" of credit protection agrees to pay a counterparty to assume the credit risk of an issuer upon the occurrence of certain events. The "seller" of the protection receives periodic payments and agrees to assume the credit risk of an issuer upon the occurrence of certain events. Although specified events are contract specific, credit events are generally defined as bankruptcy, failure to pay, restructuring, obligation acceleration, obligation default or repudiation/moratorium. A "seller’s" exposure is limited to the total notional amount of the credit default swap contract. These potential amounts would be partially offset by any recovery values of the respective referenced obligations or upfront payments received upon entering into the contract. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| Implied credit spreads, represented in absolute terms, utilized in determining the market value of credit default swap contracts on corporate issues, sovereign government issues or U.S. municipal issues as of year-end are disclosed in the notes to the Schedules of Investments, as applicable, and serve as an indicator of the current status of the payment/performance risk and represent the likelihood or risk of default for the credit derivative. The implied credit spread of a particular referenced entity reflects the cost of buying/selling protection and there may also be upfront payments required to be made to enter into the contract. Wider credit spreads represent a deterioration of the referenced entity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract. For credit default swap contracts on credit indices, the quoted market prices and resulting values serve as the indicator of the current status of the payment/performance risk. Increasing market values, in absolute terms when compared to the notional amount of the swap, represent a deterioration of the referenced equity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract. |
| During the six-month period ended April 30, 2024, the Emerging Markets Multi-Sector Bond Fund had used Credit Default Swaps. |
| Total Return Swap Contracts – Certain Funds may invest in total return swap contracts in pursuit of the Fund's investment objective or for hedging purposes. An investment in a total return swap allows a Fund to gain or mitigate exposure to underlying reference assets. Total return swap contracts involve commitments where cash flows are exchanged based on the price of underlying reference assets and based on a fixed or variable interest rate. One party receives payments based on the price appreciation or depreciation of the underlying reference asset, in exchange for paying to or receiving from the counterparty seller an agreed-upon interest rate. A variable interest rate may be correlated to a base rate, such as SOFR, and is adjusted each reset period, which is defined at the beginning of the contract. Therefore, if interest rates increase over the term of the swap contract, the party paying the rate may be required to pay a higher rate at each swap reset date. |
| Total return swap contracts on indices involve commitments to pay interest in exchange for a market-linked return. One party pays out the total return of a specific reference asset, which may be an equity, index, or bond, and in return receives a regular stream of payments. To the extent the total return of the security or index underlying the transaction exceeds or falls short of the offsetting interest rate obligation, a Fund will receive a payment from or make a payment to the counterparty. If the Fund is a payer in a total return swap, it may be subject to unlimited losses. A Fund is also subject to counterparty risk. If the counterparty fails to meet its obligations, the Fund may lose money. |
| During the six-month period ended April 30, 2024, the Diversified Growth Fund had used Total Return Swap Contracts. |
d) | Additional Derivative Instrument Information: |
| Core Fixed Income Fund |
| |
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | $ 135,010 | | $ — | | $ — | | $ — | | $ — | | $ 135,010 |
Total | $ 135,010 | | $ — | | $ — | | $ — | | $ — | | $ 135,010 |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on futures contracts(1) | $ 620,453 | | $ — | | $ — | | $ — | | $ — | | $ 620,453 |
Total | $ 620,453 | | $ — | | $ — | | $ — | | $ — | | $ 620,453 |
(1) | Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Core Fixed Income Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ 13,286 | | $ — | | $ — | | $ — | | $ — | | $ 13,286 |
Total | $ 13,286 | | $ — | | $ — | | $ — | | $ — | | $ 13,286 |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ (449,948) | | $ — | | $ — | | $ — | | $ — | | $ (449,948) |
Total | $ (449,948) | | $ — | | $ — | | $ — | | $ — | | $ (449,948) |
For the period ended April 30, 2024, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 182 |
Futures Contracts Number of Short Contracts | | (35) |
Diversified Growth Fund (Consolidated)
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | $ — | | $ — | | $ — | | $ 47,119 | | $ — | | $ 47,119 |
Unrealized appreciation on foreign currency contracts | — | | 67,410 | | — | | — | | — | | 67,410 |
Unrealized appreciation on swap contracts(2) | — | | — | | — | | 36,155 | | — | | 36,155 |
Total | $ — | | $ 67,410 | | $ — | | $ 83,274 | | $ — | | $ 150,684 |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on futures contracts(1) | $ 192,483 | | $ — | | $ — | | $ 67,148 | | $ — | | $ 259,631 |
Unrealized depreciation on foreign currency contracts | — | | 39,168 | | — | | — | | — | | 39,168 |
Total | $ 192,483 | | $ 39,168 | | $ — | | $ 67,148 | | $ — | | $ 298,799 |
(1) | Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
(2) | Amount represents the cumulative appreciation and depreciation on centrally cleared swaps, if applicable, as disclosed within the Schedule of Investments. Only the current day’s variation margin, if any, are reported within the Statement of Assets and Liabilities. OTC swaps are reported within the Statement of Assets and Liabilities within Unrealized appreciation and depreciation on OTC swap contracts, if applicable. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Diversified Growth Fund (Consolidated) – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ 68,654 | | $ — | | $ — | | $ 309,541 | | $ — | | $ 378,195 |
Net realized gain (loss) on swap contracts | — | | — | | — | | (42,241) | | — | | (42,241) |
Net realized gain (loss) on foreign currency contracts | — | | 43,913 | | — | | — | | — | | 43,913 |
Total | $ 68,654 | | $ 43,913 | | $ — | | $ 267,300 | | $ — | | $ 379,867 |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ (120,847) | | $ — | | $ — | | $ 34,056 | | $ — | | $ (86,791) |
Net change in unrealized appreciation (depreciation) of swap contracts | — | | — | | — | | 36,155 | | — | | 36,155 |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | — | | 13,274 | | — | | — | | — | | 13,274 |
Total | $ (120,847) | | $ 13,274 | | $ — | | $ 70,211 | | $ — | | $ (37,362) |
For the period ended April 30, 2024, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 129 |
Futures Contracts Number of Short Contracts | | (27) |
Swap Contracts at Notional Amount | | $ 736 |
Foreign Currency Contracts Purchased at Contract Amount | | $ 4,256,147 |
Foreign Currency Contracts Sold at Contract Amount | | $ 8,382,867 |
Emerging Markets Multi-Sector Bond Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on foreign currency contracts | $ — | | $ 24,070 | | $ — | | $ — | | $ — | | $ 24,070 |
Total | $ — | | $ 24,070 | | $ — | | $ — | | $ — | | $ 24,070 |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | $ — | | $ 56,045 | | $ — | | $ — | | $ — | | $ 56,045 |
Total | $ — | | $ 56,045 | | $ — | | $ — | | $ — | | $ 56,045 |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Emerging Markets Multi-Sector Bond Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ 34,447 | | $ — | | $ — | | $ — | | $ — | | $ 34,447 |
Net realized gain (loss) on swap contracts | — | | — | | (8,536) | | — | | — | | (8,536) |
Net realized gain (loss) on foreign currency contracts | — | | (12,359) | | — | | — | | — | | (12,359) |
Total | $ 34,447 | | $ (12,359) | | $ (8,536) | | $ — | | $ — | | $ 13,552 |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ (5,056) | | $ — | | $ — | | $ — | | $ — | | $ (5,056) |
Net change in unrealized appreciation (depreciation) of swap contracts | — | | — | | 4,769 | | — | | — | | 4,769 |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | — | | (29,002) | | — | | — | | — | | (29,002) |
Total | $ (5,056) | | $ (29,002) | | $ 4,769 | | $ — | | $ — | | $ (29,289) |
For the period ended April 30, 2024, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Short Contracts | | (4) |
Foreign Currency Contracts Purchased at Contract Amount | | $ 3,318,817 |
Foreign Currency Contracts Sold at Contract Amount | | $ 2,043,005 |
International Contrarian Value Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | $ — | | $ 70,433 | | $ — | | $ — | | $ — | | $ 70,433 |
Total | $ — | | $ 70,433 | | $ — | | $ — | | $ — | | $ 70,433 |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on foreign currency contracts | $ — | | $ (71,454) | | $ — | | $ — | | $ — | | $ (71,454) |
Total | $ — | | $ (71,454) | | $ — | | $ — | | $ — | | $ (71,454) |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | $ — | | $ (70,433) | | $ — | | $ — | | $ — | | $ (70,433) |
Total | $ — | | $ (70,433) | | $ — | | $ — | | $ — | | $ (70,433) |
For the period ended April 30, 2024, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Foreign Currency Contracts Purchased at Contract Amount | | $ 1,061,612 |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
International Multi-Cap Value Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | $ — | | $ 154,847 | | $ — | | $ — | | $ — | | $ 154,847 |
Total | $ — | | $ 154,847 | | $ — | | $ — | | $ — | | $ 154,847 |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2024: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ — | | $ — | | $ — | | $ 1,731,340 | | $ — | | $ 1,731,340 |
Net realized gain (loss) on foreign currency contracts | — | | (3,392,933) | | — | | — | | — | | (3,392,933) |
Total | $ — | | $ (3,392,933) | | $ — | | $ 1,731,340 | | $ — | | $ (1,661,593) |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ — | | $ — | | $ — | | $ 1,396,736 | | $ — | | $ 1,396,736 |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | — | | (254,129) | | — | | — | | — | | (254,129) |
Total | $ — | | $ (254,129) | | $ — | | $ 1,396,736 | | $ — | | $ 1,142,607 |
For the period ended April 30, 2024, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 89 |
Foreign Currency Contracts Purchased at Contract Amount | | $ 35,306,532 |
Foreign Currency Contracts Sold at Contract Amount | | $ 68,007,912 |
e) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund's custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund's custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
| The following tables present a Fund's derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement ("MNA") and net of the related collateral received/pledged by a Fund as of April 30, 2024: |
| |
Core Fixed Income Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Futures contracts | | $ 135,010 | | $ (620,453) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 135,010 | | (620,453) |
Derivatives not subject to a MNA | | (135,010) | | 620,453 |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ — | | $ — |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Diversified Growth Fund (Consolidated) | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Foreign currency contracts | | $ 67,410 | | $ (39,168) |
Futures contracts | | 47,119 | | (259,631) |
Swap contracts | | 36,155 | | — |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 150,684 | | (298,799) |
Derivatives not subject to a MNA | | (47,119) | | 259,631 |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ 103,565 | | $ (39,168) |
Counterparty | | Gross Amount of Assets | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Received | | Cash Collateral Received | | Net Amount of Assets |
Barclays | | $ 28,633 | | $ (6,292) | | $ — | | $ — | | $ 22,341 |
Goldman Sachs & Co. | | 36,155 | | — | | — | | — | | 36,155 |
HSBC Bank USA | | 2,358 | | (801) | | — | | — | | 1,557 |
Morgan Stanley | | 4,890 | | (4,188) | | — | | — | | 702 |
UBS AG | | 31,529 | | (27,887) | | — | | — | | 3,642 |
Total | | $ 103,565 | | $ (39,168) | | $ — | | $ — | | $ 64,397 |
| | | | | | | | | | |
| | | | | | | | | | |
Counterparty | | Gross Amount of Liabilities | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Pledged | | Cash Collateral Pledged | | Net Amount of Liabilities |
Barclays | | $ (6,292) | | $ 6,292 | | $ — | | $ — | | $ — |
HSBC Bank USA | | (801) | | 801 | | — | | — | | — |
Morgan Stanley | | (4,188) | | 4,188 | | — | | — | | — |
UBS AG | | (27,887) | | 27,887 | | — | | — | | — |
Total | | $ (39,168) | | $ 39,168 | | $ — | | $ — | | $ — |
Emerging Markets Multi-Sector Bond Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Foreign currency contracts | | $ 24,070 | | $ (56,045) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 24,070 | | (56,045) |
Derivatives not subject to a MNA | | — | | — |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ 24,070 | | $ (56,045) |
Counterparty | | Gross Amount of Assets | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Received | | Cash Collateral Received | | Net Amount of Assets |
Citibank NA | | $ 8,625 | | $ (1,482) | | $ — | | $ — | | $ 7,143 |
JP Morgan Chase & Co. | | 631 | | (631) | | — | | — | | — |
Morgan Stanley | | 4,705 | | (4,705) | | — | | — | | — |
State Street Global Markets LLC | | 76 | | (76) | | — | | — | | — |
UBS AG | | 10,033 | | (10,033) | | — | | — | | — |
Total | | $ 24,070 | | $ (16,927) | | $ — | | $ — | | $ 7,143 |
| | | | | | | | | | |
| | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Counterparty | | Gross Amount of Liabilities | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Pledged | | Cash Collateral Pledged | | Net Amount of Liabilities |
Citibank NA | | $ (1,482) | | $ 1,482 | | $ — | | $ — | | $ — |
JP Morgan Chase & Co. | | (16,520) | | 631 | | — | | — | | (15,889) |
Morgan Stanley | | (7,579) | | 4,705 | | — | | — | | (2,874) |
State Street Global Markets LLC | | (4,194) | | 76 | | — | | — | | (4,118) |
UBS AG | | (26,270) | | 10,033 | | — | | — | | (16,237) |
Total | | $ (56,045) | | $ 16,927 | | $ — | | $ — | | $ (39,118) |
International Contrarian Value Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Foreign currency contracts | | $ — | | $ (70,433) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | — | | (70,433) |
Derivatives not subject to a MNA | | — | | — |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ — | | $ (70,433) |
Counterparty | | Gross Amount of Liabilities | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Pledged | | Cash Collateral Pledged | | Net Amount of Liabilities |
UBS AG | | $ (70,433) | | $ — | | $ — | | $ — | | $ (70,433) |
Total | | $ (70,433) | | $ — | | $ — | | $ — | | $ (70,433) |
International Multi-Cap Value Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Foreign currency contracts | | $ — | | $ (154,847) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | — | | (154,847) |
Derivatives not subject to a MNA | | — | | — |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ — | | $ (154,847) |
Counterparty | | Gross Amount of Liabilities | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Pledged | | Cash Collateral Pledged | | Net Amount of Liabilities |
JP Morgan Chase & Co. | | $ (11,018) | | $ — | | $ — | | $ — | | $ (11,018) |
Morgan Stanley | | (100,830) | | — | | — | | — | | (100,830) |
UBS AG | | (42,999) | | — | | — | | — | | (42,999) |
Total | | $ (154,847) | | $ — | | $ — | | $ — | | $ (154,847) |
5. | Principal Risks: |
| A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks. |
| The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of a Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance. The outbreak of COVID-19, a respiratory disease caused by a novel coronavirus, negatively affected the worldwide economy, created supply chain disruptions and labor shortages, and impacted the financial health of individual companies and the market in significant and unforeseen ways. The effects to public health, business and market conditions resulting from COVID-19 pandemic have had, and may in the future have, a significant negative impact on the performance of certain investments, including exacerbating other pre-existing political, social and economic risks. |
| The banking sector has been subject to increased market volatility. As a result, a Fund’s investments in the banking sector may be subject to increased volatility risk. |
| Certain investments held by a Fund expose the Fund to various risks which may include, but are not limited to, interest rate, prepayment, and extension risks. Interest rate risk is the risk that fixed income securities will decline in value because of changes in interest rates. As nominal interest rates rise, the values of certain fixed income securities held by a Fund are likely to decrease. A nominal interest rate can be described as the sum of a real interest rate and an expected inflation rate. Fixed income securities with longer durations tend to be more sensitive to changes in interest rates, usually making them more volatile than securities with shorter durations. Duration is useful primarily as a measure of the sensitivity of a fixed income security’s market price to interest rate (i.e., yield) movements. Senior floating rate interests and securities subject to prepayment and extension risk generally offer less potential for gains when interest rates decline. Rising interest rates may cause prepayments to occur at a slower than expected rate, thereby effectively lengthening the maturity of the security and making the security more sensitive to interest rate changes. Prepayment and extension risk are major risks of mortgage-backed securities, senior floating rate interests and certain asset-backed securities. For certain asset-backed securities, the actual maturity may be less than the stated maturity shown in the Schedule of Investments, if applicable. As a result, the timing of income recognition relating to these securities may vary based upon the actual maturity. |
| Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets. |
| As a result of the China A Fund’s focus in China A shares, the China A Fund may be subject to increased currency, political, economic, social, environmental, regulatory and other risks not typically associated with investing in a larger number of countries or regions. Over the last few decades, the Chinese government has undertaken reform of economic and market practices and has expanded the sphere of private ownership of property in China. Nevertheless, China remains an emerging market and demonstrates significantly higher volatility from time to time in comparison to developed markets. China A shares are equity securities of companies located in mainland China that trade on the Shanghai Stock Exchange and the Shenzhen Stock Exchange. The China A Fund may invest in China A shares through the Shanghai-Hong Kong and Shenzhen-Hong Kong Stock Connect programs (collectively, "Stock Connect"). The Shanghai and Shenzhen stock exchanges may close for extended periods for holidays or otherwise, which impacts the China A Fund’s ability to trade in China A shares during those periods. Trading suspensions in certain stocks and extended market closures could lead to greater market execution risk, valuation risks, liquidity risks, and costs for the China A Fund. The China A Fund’s investments in China A shares are generally subject to the laws of the People’s Republic of China ("PRC"), including local securities regulations and listing rules. As a result of different legal standards, the China A Fund faces the risk of being unable to enforce its rights with respect to its China A shares holdings. Investing in China A shares is subject to trading, clearance, settlement and other procedures, which could pose risks to the China A Fund. Trading through Stock Connect is currently subject to a daily quota, which may restrict the China A Fund’s ability to invest in China A shares through Stock Connect on a timely basis and could affect the China A Fund’s ability to effectively pursue its investment strategy. The risks related to investments in China A shares through Stock Connect are heightened to the extent that the China A Fund invests in China A shares listed on the Science and Technology Innovation Board on the Shanghai stock exchange ("STAR market") and/or the ChiNext market of the Shenzhen stock exchange ("ChiNext market"). Listed companies on the STAR market and ChiNext market are usually of an emerging nature with smaller operating scale. They are subject to higher fluctuation in stock prices and liquidity. It may be more common and faster for companies listed on the STAR market and ChiNext market to delist. |
| Credit risk depends largely on the perceived financial health of bond issuers. In general, the credit rating is inversely related to the credit risk of the issuer. Higher rated bonds generally are deemed to have less credit risk, while lower or unrated bonds are deemed to have higher risk of default. The share price, yield and total return of a fund that holds securities with higher credit risk may be more volatile than those of a fund that holds bonds with lower credit risk. A Fund may be exposed to counterparty risk, or the risk that an institution or other entity with which a Fund has unsettled or open transactions will default. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| Geopolitical events, including the invasion of Ukraine by Russia and conflict between Israel and Hamas, have injected uncertainty into the global financial markets. One or more of the Funds hold positions in securities or other instruments that are economically tied to Russia. Investments in Russia are subject to political, economic, legal, market and currency risks, as well as the risks related to the economic sanctions on Russia imposed by the United States and/or other countries. Such sanctions which affect companies in many sectors, including energy, financial services and defense, among others, have adversely affected and could continue to adversely affect the global energy and financial markets and, thus, have adversely affected and could continue to adversely affect the value of a Fund’s investments, even beyond any direct exposure the Fund may have to Russian issuers or the adjoining geographic regions. In addition, certain transactions have or may be prohibited and/or existing investments have or may become illiquid (e.g., because transacting in certain existing investments is prohibited), which could cause a Fund to sell other portfolio holdings at a disadvantageous time or price in order to meet redemptions. |
| Investments in securities of other investment companies are subject to the risks that apply to the other investment companies’ strategies and portfolio holdings. The success of a Fund’s investment in these securities is directly related, in part, to the ability of the other investment companies to meet their investment objectives. In addition, investments in exchange-traded funds (“ETFs”) are subject to the additional risk that shares of the ETF may trade at a premium or discount to their net asset value per share, or may not have an active trading market available. A Fund will indirectly bear a pro rata share of fees and expenses incurred by any investment companies in which the Fund is invested and may be higher or lower depending on the allocation of the Fund’s assets among the investment companies and the actual expenses of the investment companies. |
a) | Each Fund intends to continue to qualify as a Regulated Investment Company ("RIC") under Subchapter M of the Internal Revenue Code ("IRC") by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2024. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
b) | Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. |
| At October 31, 2023 (tax year end), each Fund's capital loss carryforwards for U.S. federal income tax purposes were as follows: |
| |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | Long-Term Capital Loss Carryforward with No Expiration |
China A Fund | | $ 9,121,179 | | $ 11,960,901 |
Core Fixed Income Fund* | | 11,340,590 | | 8,339,922 |
Diversified Emerging Markets Fund | | 2,129,184 | | 457,027 |
Emerging Markets Equity Fund | | 733,377,404 | | 414,689,487 |
Emerging Markets Multi-Sector Bond Fund* | | 13,202,930 | | 7,083,407 |
International Multi-Cap Value Fund | | 183,227,995 | | 133,951,051 |
International Stock Fund | | 220,346,489 | | 88,579,998 |
Sustainable International Core Fund | | 14,602 | | — |
Tax-Aware Bond Fund | | 15,967,914 | | 13,787,919 |
US Small Cap Opportunities Fund | | 2,303,313 | | — |
* | Future utilization of losses are subject to limitation under current tax laws. |
Each of the Diversified Growth Fund, International Contrarian Value Fund and US MidCap Opportunities Fund have no capital loss carryforwards for U.S. federal tax purposes as of October 31, 2023.
During the year ended October 31, 2023, the International Contrarian Value Fund utilized $1,708 of prior year capital loss carryforward.
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
c) | Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at April 30, 2024 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| |
Fund | | Tax Cost | | Gross Unrealized Appreciation | | Gross Unrealized (Depreciation) | | Net Unrealized Appreciation (Depreciation) |
China A Fund | | $ 20,182,167 | | $ 907,984 | | $ (3,932,893) | | $ (3,024,909) |
Core Fixed Income Fund | | 84,805,028 | | 323,526 | | (3,748,765) | | (3,425,239) |
Diversified Emerging Markets Fund | | 51,454,851 | | 9,652,796 | | (1,490,433) | | 8,162,363 |
Diversified Growth Fund (Consolidated) | | 59,125,437 | | 5,010,557 | | (904,135) | | 4,106,422 |
Emerging Markets Equity Fund | | 4,351,653,440 | | 1,525,278,442 | | (197,373,479) | | 1,327,904,963 |
Emerging Markets Multi-Sector Bond Fund | | 24,929,596 | | 641,595 | | (965,026) | | (323,431) |
International Contrarian Value Fund | | 24,631,517 | | 1,958,416 | | (1,377,042) | | 581,374 |
International Multi-Cap Value Fund | | 1,811,462,238 | | 314,988,786 | | (32,187,700) | | 282,801,086 |
International Stock Fund | | 5,045,425,806 | | 959,203,783 | | (211,725,593) | | 747,478,190 |
Sustainable International Core Fund | | 1,024,329 | | 157,510 | | (76,428) | | 81,082 |
Tax-Aware Bond Fund | | 1,225,123,496 | | 9,881,294 | | (26,510,315) | | (16,629,021) |
US MidCap Opportunities Fund | | 664,344,575 | | 258,369,540 | | (14,085,295) | | 244,284,245 |
US Small Cap Opportunities Fund | | 210,011,775 | | 64,198,344 | | (11,802,307) | | 52,396,037 |
a) | Investment Management Agreement – HFMC serves as each Fund’s investment manager. The Company, on behalf of each Fund, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. ("The Hartford"). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Schroder Investment Management North America Inc. ("SIMNA") under a sub-advisory agreement and SIMNA has contracted with Schroder Investment Management North America Limited (“SIMNA Ltd.”) under a sub-sub-advisory agreement with respect to certain Funds. SIMNA performs the daily investment of the assets for each Fund, and, with respect to each of China A Fund, Diversified Emerging Markets Fund, Diversified Growth Fund, Emerging Markets Equity Fund, Emerging Markets Multi-Sector Bond Fund, International Contrarian Value Fund, International Multi-Cap Value Fund, International Stock Fund, Sustainable International Core Fund, and Tax-Aware Bond Fund, SIMNA may allocate assets to or from SIMNA Ltd., an affiliate of SIMNA, in connection with the daily investment of the assets for each of these Funds. Each Fund pays a fee to HFMC. HFMC pays a sub-advisory fee to SIMNA out of its management fee. SIMNA pays the sub-sub-advisory fees to SIMNA Ltd. |
b) | The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2024; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates: |
| |
Fund | | Management Fee Rates |
China A Fund | | 0.9000% on first $1 billion and; |
| | 0.8900% over $1 billion |
Core Fixed Income Fund | | 0.3200% on first $500 million and; |
| | 0.3000% on next $500 million and; |
| | 0.2800% over $1 billion |
Diversified Emerging Markets Fund | | 0.8400% on first $1 billion and; |
| | 0.7800% over $1 billion |
Diversified Growth Fund (Excluding assets invested in any mutual fund or exchange-traded fund for which the Investment Manager or its affiliates serves as investment manager (“Affiliated Funds”))(1) | | 0.5500% on first $1 billion and; |
| | 0.5300% over $1 billion |
Diversified Growth Fund (Invested in Affiliated Funds) | | 0.0000% on all assets invested in Affiliated Funds |
Emerging Markets Equity Fund | | 1.0500% on first $1 billion and; |
| | 1.0000% on next $4 billion and; |
| | 0.9900% on next $5 billion and; |
| | 0.9850% over $10 billion |
Emerging Markets Multi-Sector Bond Fund | | 0.7000% on first $1 billion and; |
| | 0.6500% on next $4 billion and; |
| | 0.6400% on next $5 billion and; |
| | 0.6350% over $10 billion |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Fund | | Management Fee Rates |
International Contrarian Value Fund | | 0.6500% on first $1 billion and; |
| | 0.6100% over $1 billion |
International Multi-Cap Value Fund | | 0.7200% on first $1 billion and; |
| | 0.6800% on next $4 billion and; |
| | 0.6750% on next $5 billion and; |
| | 0.6700% over $10 billion |
International Stock Fund | | 0.6700% on first $1 billion and; |
| | 0.6500% on next $4 billion and; |
| | 0.6450% on next $5 billion and; |
| | 0.6400% over $10 billion |
Sustainable International Core Fund | | 0.6500% on first $1 billion and; |
| | 0.6100% over $1 billion |
Tax-Aware Bond Fund | | 0.4500% on first $1 billion and; |
| | 0.4300% on next $4 billion and; |
| | 0.4250% on next $5 billion and; |
| | 0.4200% over $10 billion |
US MidCap Opportunities Fund | | 0.7500% on first $1 billion and; |
| | 0.7000% on next $1.5 billion and; |
| | 0.6500% on next $2.5 billion and; |
| | 0.6450% on next $5 billion and; |
| | 0.6400% over $10 billion |
US Small Cap Opportunities Fund | | 0.9000% on first $1 billion and; |
| | 0.8900% on next $4 billion and; |
| | 0.8800% on next $5 billion and; |
| | 0.8700% over $10 billion |
(1) HFMC has contractually agreed to waive a portion of the management fee in an amount equal to the management fee paid to it by the Diversified Growth Fund’s Subsidiary. This waiver will remain in effect for as long as the Diversified Growth Fund remains invested in the Subsidiary.
c) | Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between the Company, on behalf of each Fund, and HFMC. HFMC has delegated certain accounting and administrative service functions to State Street Bank and Trust Company ("State Street"). In consideration of services rendered and expenses assumed pursuant to the fund accounting agreement, each Fund pays HFMC a fee. The fund accounting fee for each Fund is equal to the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Fund; (ii) the fee payable for tax preparation services for the Fund; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Fund; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Fund’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee. |
d) | Operating Expenses – Allocable expenses incurred by the Company are allocated to each series within the Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2024, HFMC contractually agreed to limit the total annual fund operating expenses exclusive of the expenses set forth in the footnotes below, to the extent necessary to limit total annual fund operating expenses as follows until February 28, 2025 (unless the Board of Directors approves its earlier termination): |
| |
| | Expense Limit as a Percentage of Average Daily Net Assets |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund(1) | | 1.45% | | 2.25% | | 1.15% | | N/A | | N/A | | N/A | | 1.11% | | 0.99% | | 0.99% |
Core Fixed Income Fund(1) | | N/A | | N/A | | 0.51% | | 1.06% | | 0.76% | | 0.46% | | 0.40% | | 0.36% | | 0.36% |
Diversified Emerging Markets Fund(1) | | 1.34% | | 2.14% | | 1.04% | | N/A | | N/A | | N/A | | 0.99% | | 0.89% | | 0.89% |
Diversified Growth Fund (Consolidated)(2) | | N/A | | N/A | | 0.80% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.65% |
Emerging Markets Multi-Sector Bond Fund(1) | | 1.15% | | 1.90% | | 0.90% | | 1.45% | | 1.15% | | 0.85% | | 0.85% | | 0.75% | | 0.75% |
International Contrarian Value Fund(1) | | 1.15% | | 1.95% | | 0.85% | | N/A | | N/A | | 0.80% | | 0.80% | | 0.70% | | 0.70% |
Sustainable International Core Fund(1) | | N/A | | N/A | | 0.85% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.70% |
Tax-Aware Bond Fund(1) | | 0.71% | | 1.59% | | 0.49% | | N/A | | N/A | | N/A | | 0.56% | | 0.46% | | 0.46% |
US Small Cap Opportunities Fund(1) | | 1.35% | | 2.10% | | 1.10% | | 1.65% | | 1.35% | | 1.05% | | 1.05% | | 0.95% | | 0.95% |
(1) | HFMC has contractually agreed to reimburse expenses excluding taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses. |
(2) | HFMC has contractually agreed to reimburse expenses excluding taxes, interest expenses, brokerage commissions, acquired fund fees and expenses resulting from the Fund’s investments in investment companies other than Affiliated Funds, and extraordinary expenses. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
From November 1, 2023 through February 29, 2024, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses) as follows for the following Fund:
Fund | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
Core Fixed Income Fund | | 0.51% | | 1.06% | | 0.76% | | 0.46% | | 0.40% | | 0.36% | | 0.32% |
e) | Sales Charges and Distribution and Service Plan for Class A, C, R3 and R4 Shares – Hartford Funds Distributors, LLC ("HFD"), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For the six-month period ended April 30, 2024, HFD received front-end sales charges and contingent deferred sales charges for each Fund as follows: |
| |
Fund | | Front-End Sales Charges | | Contingent Deferred Sales Charges |
China A Fund | | $ 22 | | $ — |
Diversified Emerging Markets Fund | | 722 | | — |
Emerging Markets Equity Fund | | 2,072 | | 67 |
Emerging Markets Multi-Sector Bond Fund | | 41 | | — |
International Contrarian Value Fund | | 162 | | — |
International Multi-Cap Value Fund | | 38,877 | | 460 |
International Stock Fund | | 119,057 | | 3,368 |
Tax-Aware Bond Fund | | 151,876 | | 1,452 |
US MidCap Opportunities Fund | | 87,405 | | 1,975 |
US Small Cap Opportunities Fund | | 14,422 | | 411 |
The Board of Directors of the Company has approved the adoption of a separate distribution plan (each a "Plan") pursuant to Rule 12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some or all of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s 12b-1 fees are accrued daily and paid monthly or at such other intervals as the Company’s Board of Directors may determine. Any 12b-1 fees attributable to assets held in an account held directly with the Funds’ transfer agent for which there is not a third-party listed as the broker-dealer of record (or HFD does not otherwise have a payment obligation) are generally reimbursed to the applicable Fund. Such amounts are reflected as "Distribution fee reimbursements" on the Statements of Operations.
f) | Hartford Administrative Services Company ("HASCO"), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to SS&C GIDS, Inc. ("SS&C") (and any other designated sub-agent) according to the agreed-upon fee schedule under the sub-transfer agency agreement between HASCO and SS&C (or between HASCO and any other designated sub-agent, as applicable); (ii) sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| approved by the Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin. |
| |
Share Class | | Specified Amount (as a percentage average daily net assets) |
Class A | | 0.25% |
Class C | | 0.25% |
Class I | | 0.20% |
Class R3 | | 0.22% |
Class R4 | | 0.17% |
Class R5 | | 0.12% |
Class Y | | 0.11% |
Class F | | 0.004% |
Class SDR | | 0.004% |
Effective March 1, 2024, HASCO has contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for Class A shares of the Emerging Markets Equity Fund as follows: 0.14%. This contractual arrangement will remain in effect until February 28, 2025, unless the Board of Directors approves its earlier termination.
Pursuant to a sub-transfer agency agreement between HASCO and SS&C, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to SS&C. Each Fund does not pay any fee directly to SS&C; rather, HASCO makes all such payments to SS&C. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For the six-month period ended April 30, 2024, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class' average daily net assets is as follows:
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 0.18% | | 0.18% | | 0.15% | | N/A | | N/A | | N/A | | 0.11% | | 0.00% * | | 0.00% * |
Core Fixed Income Fund | | N/A | | N/A | | 0.09% | | 0.21% | | 0.16% | | 0.12% | | 0.08% | | 0.00% * | | 0.00% * |
Diversified Emerging Markets Fund | | 0.14% | | 0.22% | | 0.15% | | N/A | | N/A | | N/A | | 0.11% | | 0.00% * | | 0.00% * |
Diversified Growth Fund (Consolidated) | | N/A | | N/A | | 0.18% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.00% * |
Emerging Markets Equity Fund | | 0.13% | | 0.11% | | 0.18% | | 0.21% | | 0.14% | | 0.11% | | 0.11% | | 0.00% * | | 0.00% * |
Emerging Markets Multi-Sector Bond Fund | | 0.18% | | 0.25% | | 0.09% | | 0.21% | | 0.17% | | 0.10% | | 0.06% | | — | | 0.00% * |
International Contrarian Value Fund | | 0.11% | | 0.12% | | 0.01% | | N/A | | N/A | | 0.06% | | 0.05% | | 0.00% * | | 0.00% * |
International Multi-Cap Value Fund | | 0.12% | | 0.12% | | 0.12% | | 0.20% | | 0.16% | | 0.10% | | 0.11% | | 0.00% * | | 0.00% * |
International Stock Fund | | 0.10% | | 0.10% | | 0.09% | | 0.18% | | 0.17% | | 0.10% | | 0.11% | | 0.00% * | | 0.00% * |
Sustainable International Core Fund | | N/A | | N/A | | 0.05% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.00% * |
Tax-Aware Bond Fund | | 0.06% | | 0.08% | | 0.07% | | N/A | | N/A | | N/A | | 0.11% | | 0.00% * | | 0.00% * |
US MidCap Opportunities Fund | | 0.10% | | 0.11% | | 0.09% | | 0.22% | | 0.17% | | 0.11% | | 0.11% | | 0.00% * | | 0.00% * |
US Small Cap Opportunities Fund | | 0.15% | | 0.17% | | 0.11% | | 0.20% | | 0.17% | | 0.10% | | 0.11% | | 0.00% * | | 0.00% * |
8. | Securities Lending: |
| The Company has entered into a securities lending agency agreement ("lending agreement") with Citibank, N.A. ("Citibank"). A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. A Fund may lend portfolio securities, provided that the borrower provides collateral that is maintained in an amount at least equal to the current market value of the securities loaned. Cash collateral is invested for the benefit of a Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. The contractual maturities of the securities lending transactions are considered overnight and continuous. The China A Fund does not currently engage in securities lending. |
| A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| be delayed and interfere with portfolio management decisions; (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective; and (vii) operational risks (i.e., the risk of losses resulting from problems in the settlement and accounting process especially so in certain international markets). These events could also trigger adverse tax consequences for a Fund. |
| A Fund retains loan fees and the interest on cash collateral investments but is required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the applicable Fund). Upon termination of a loan, a Fund is required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers. |
| The net income earned on the securities lending (after payment of rebates and Citibank’s fee) is included on the Statements of Operations as Investment Income from securities lending. A Fund also receives payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations. |
| The following table presents for each Fund that lends its portfolio securities the market value of the securities on loan and the cash and non-cash collateral posted by the borrower as of April 30, 2024. |
| |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities | | Cash Collateral(1) | | Non-Cash Collateral(1) |
Core Fixed Income Fund | | $ — | | $ — | | $ — |
Diversified Emerging Markets Fund | | — | | — | | 17,923 |
Diversified Growth Fund (Consolidated) | | 9,006,100 | | 9,247,020 | | 7,790 |
Emerging Markets Equity Fund | | 19,701,528 | | 20,827,183 | | — |
Emerging Markets Multi-Sector Bond Fund | | 516,007 | | 539,185 | | — |
International Contrarian Value Fund | | 422,393 | | — | | 474,134 |
International Multi-Cap Value Fund | | 22,584,501 | | 15,666,112 | | 8,929,544 |
International Stock Fund | | 1,985,510 | | 2,081,700 | | — |
Sustainable International Core Fund | | — | | — | | — |
Tax-Aware Bond Fund | | — | | — | | — |
US MidCap Opportunities Fund | | 17,675,238 | | 18,627,300 | | — |
US Small Cap Opportunities Fund | | 375,570 | | 385,200 | | — |
(1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract due to timing. Pursuant to the lending agreement, the borrower will provide collateral in an amount at least equal to the current market value of securities loaned. |
9. | Affiliate Holdings: |
| As of April 30, 2024, affiliates of The Hartford had ownership of shares in certain Funds as follows: |
| |
Percentage of a Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 9% | | 89% | | 4% | | N/A | | N/A | | N/A | | 97% | | 21% | | — |
Core Fixed Income Fund | | N/A | | N/A | | 1% | | 100% | | 100% | | 100% | | — | | 0%* | | — |
Diversified Emerging Markets Fund | | 13% | | 100% | | 2% | | N/A | | N/A | | N/A | | 61% | | 100% | | — |
Diversified Growth Fund (Consolidated) | | N/A | | N/A | | 93% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Emerging Markets Equity Fund | | — | | — | | — | | 13% | | — | | 3% | | — | | — | | — |
Emerging Markets Multi-Sector Bond Fund | | — | | — | | — | | 30% | | 100% | | 100% | | 0%* | | 52% | | — |
International Contrarian Value Fund | | 98% | | 100% | | 97% | | N/A | | N/A | | 100% | | 100% | | 100% | | — |
Sustainable International Core Fund | | N/A | | N/A | | 91% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Tax-Aware Bond Fund | | — | | — | | — | | N/A | | N/A | | N/A | | 5% | | — | | — |
* | Percentage rounds to zero. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
Percentage of Fund by Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 1% | | 1% | | 1% | | N/A | | N/A | | N/A | | 1% | | 13% | | — |
Core Fixed Income Fund | | N/A | | N/A | | 0%* | | 0%* | | 0%* | | 0%* | | — | | 0%* | | — |
Diversified Emerging Markets Fund | | 0%* | | 0%* | | 0%* | | N/A | | N/A | | N/A | | 0%* | | 27% | | — |
Diversified Growth Fund (Consolidated) | | N/A | | N/A | | 0%* | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Emerging Markets Equity Fund | | — | | — | | — | | 0%* | | — | | — | | — | | — | | — |
Emerging Markets Multi-Sector Bond Fund | | — | | — | | — | | 0%* | | 0%* | | 0%* | | 0%* | | 0%* | | — |
International Contrarian Value Fund | | 0%* | | 0%* | | 0%* | | N/A | | N/A | | 0%* | | 0%* | | 0%* | | — |
Sustainable International Core Fund | | N/A | | N/A | | 48% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Tax-Aware Bond Fund | | — | | — | | — | | N/A | | N/A | | N/A | | 0%* | | — | | — |
* | Percentage rounds to zero. |
As of April 30, 2024, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the "529 plan") in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares as a result of purchase and sale activity from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows:
Fund | | Percentage of Fund* |
Core Fixed Income Fund | | 66% |
Emerging Markets Equity Fund | | 0% (1) |
International Multi-Cap Value Fund | | 4% |
* | As of April 30, 2024, affiliated funds of funds and the 529 plan were invested in Class F shares. |
(1) | Percentage rounds to zero. |
10. | Beneficial Fund Ownership: |
| As of April 30, 2024, to the knowledge of a Fund, Hartford Funds Management Company, LLC or Schroder US Holdings, Inc. beneficially held more than 25% of the shares outstanding of the following Funds: |
| |
Fund | | Shareholder | | Percentage of Ownership |
Diversified Emerging Markets Fund | | Schroder US Holdings, Inc | | 27% |
Hartford Funds Management Company, LLC | | 27% |
International Contrarian Value Fund | | Schroder US Holdings, Inc | | 49% |
Hartford Funds Management Company, LLC | | 50% |
Sustainable International Core Fund | | Schroder US Holdings, Inc | | 47% |
Hartford Funds Management Company, LLC | | 48% |
11. | Significant Shareholder Concentration: |
| As of April 30, 2024, one shareholder owns greater than 75% of the Diversified Growth Fund. The Diversified Growth Fund may experience adverse effects when such large shareholder redeems or purchases large amounts of shares of the Diversified Growth Fund. Such redemptions may cause the Diversified Growth Fund to sell securities at times when it would not otherwise do so, which may negatively impact the Diversified Growth Fund’s performance and liquidity. Similarly, large purchases may adversely affect the Diversified Growth Fund’s performance to the extent that the Diversified Growth Fund is delayed in investing new cash and is required to maintain a larger cash position than it ordinarily would. These transactions may also accelerate the realization of taxable income to shareholders if such sales of investments resulted in gains, and may also increase transaction costs. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
12. | Investment Transactions: |
| For the period ended April 30, 2024, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows: |
| |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | Sales Proceeds Excluding U.S. Government Obligations | | Cost of Purchases For U.S. Government Obligations | | Sales Proceeds For U.S. Government Obligations | | Total Cost of Purchases | | Total Sales Proceeds |
China A Fund | | $ 5,050,868 | | $ 11,582,612 | | $ — | | $ — | | $ 5,050,868 | | $ 11,582,612 |
Core Fixed Income Fund | | 19,614,060 | | 55,166,240 | | 50,935,011 | | 103,275,534 | | 70,549,071 | | 158,441,774 |
Diversified Emerging Markets Fund | | 27,512,642 | | 29,889,336 | | — | | — | | 27,512,642 | | 29,889,336 |
Diversified Growth Fund (Consolidated) | | 8,266,676 | | 8,530,908 | | 3,525,900 | | 82,722 | | 11,792,576 | | 8,613,630 |
Emerging Markets Equity Fund | | 1,449,989,807 | | 1,300,344,262 | | — | | — | | 1,449,989,807 | | 1,300,344,262 |
Emerging Markets Multi-Sector Bond Fund | | 16,887,940 | | 17,606,304 | | — | | — | | 16,887,940 | | 17,606,304 |
International Contrarian Value Fund | | 5,499,549 | | 5,812,611 | | — | | — | | 5,499,549 | | 5,812,611 |
International Multi-Cap Value Fund | | 1,397,579,998 | | 1,868,017,034 | | — | | — | | 1,397,579,998 | | 1,868,017,034 |
International Stock Fund | | 953,619,219 | | 715,274,418 | | — | | — | | 953,619,219 | | 715,274,418 |
Sustainable International Core Fund | | 241,798 | | 270,498 | | — | | — | | 241,798 | | 270,498 |
Tax-Aware Bond Fund | | 313,682,360 | | 88,947,791 | | 145,487,960 | | 103,208,074 | | 459,170,320 | | 192,155,865 |
US MidCap Opportunities Fund | | 213,221,539 | | 238,687,759 | | — | | — | | 213,221,539 | | 238,687,759 |
US Small Cap Opportunities Fund | | 80,916,009 | | 108,597,227 | | — | | — | | 80,916,009 | | 108,597,227 |
13. | Capital Share Transactions: |
| The following information is for the six-month period ended April 30, 2024 and the year or period ended October 31, 2023: |
| |
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
China A Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,495 | | $ 13,671 | | 165,451 | | $ 2,044,054 |
Shares Issued for Reinvested Dividends | 80 | | 757 | | 91 | | 1,055 |
Shares Redeemed | (18,129) | | (168,472) | | (62,305) | | (776,778) |
Net Increase (Decrease) | (16,554) | | (154,044) | | 103,237 | | 1,268,331 |
Class C | | | | | | | |
Shares Redeemed | (115) | | $ (1,066) | | (203) | | $ (2,310) |
Net Increase (Decrease) | (115) | | (1,066) | | (203) | | (2,310) |
Class I | | | | | | | |
Shares Sold | 53,504 | | $ 492,564 | | 124,903 | | $ 1,522,355 |
Shares Issued for Reinvested Dividends | 1,390 | | 13,221 | | 4,482 | | 52,030 |
Shares Redeemed | (195,714) | | (1,820,992) | | (543,186) | | (6,386,662) |
Net Increase (Decrease) | (140,820) | | (1,315,207) | | (413,801) | | (4,812,277) |
Class Y | | | | | | | |
Shares Sold | — | | $ — | | 11,216 | | $ 141,858 |
Shares Issued for Reinvested Dividends | 58 | | 556 | | 88 | | 1,018 |
Shares Redeemed | (6,486) | | (62,662) | | (123,549) | | (1,323,161) |
Net Increase (Decrease) | (6,428) | | (62,106) | | (112,245) | | (1,180,285) |
Class F | | | | | | | |
Shares Sold | — | | $ — | | 841 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 8,511 | | 81,111 | | 16,234 | | 188,805 |
Shares Redeemed | (522,869) | | (4,791,149) | | (2,570,663) | | (28,899,821) |
Net Increase (Decrease) | (514,358) | | (4,710,038) | | (2,553,588) | | (28,701,016) |
Class SDR | | | | | | | |
Shares Sold | — | | $ — | | — | | $ — |
Shares Issued for Reinvested Dividends | — | | — | | — | | — |
Shares Redeemed | — | | — | | — | | — |
Net Increase (Decrease) | — | | — | | — | | — |
Total Net Increase (Decrease) | (678,275) | | $ (6,242,461) | | (2,976,600) | | $ (33,427,557) |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Core Fixed Income Fund | | | | | | | |
Class I | | | | | | | |
Shares Sold | 166,360 | | $ 1,403,888 | | 116,782 | | $ 1,014,907 |
Shares Issued for Reinvested Dividends | 6,221 | | 53,154 | | 3,591 | | 30,552 |
Shares Redeemed | (92,500) | | (789,604) | | (63,118) | | (538,849) |
Net Increase (Decrease) | 80,081 | | 667,438 | | 57,255 | | 506,610 |
Class R3 | | | | | | | |
Shares Issued for Reinvested Dividends | 23 | | $ 198 | | 31 | | $ 271 |
Net Increase (Decrease) | 23 | | 198 | | 31 | | 271 |
Class R4 | | | | | | | |
Shares Issued for Reinvested Dividends | 25 | | $ 214 | | 35 | | $ 301 |
Net Increase (Decrease) | 25 | | 214 | | 35 | | 301 |
Class R5 | | | | | | | |
Shares Issued for Reinvested Dividends | 27 | | $ 231 | | 39 | | $ 332 |
Net Increase (Decrease) | 27 | | 231 | | 39 | | 332 |
Class Y | | | | | | | |
Shares Sold | 94,556 | | $ 814,574 | | 138,885 | | $ 1,194,915 |
Shares Issued for Reinvested Dividends | 13,879 | | 118,228 | | 19,793 | | 168,819 |
Shares Redeemed | (103,858) | | (881,586) | | (266,100) | | (2,314,723) |
Net Increase (Decrease) | 4,577 | | 51,216 | | (107,422) | | (950,989) |
Class F | | | | | | | |
Shares Sold | 232,816 | | $ 1,987,997 | | 3,948,248 | | $ 34,885,825 |
Shares Issued for Reinvested Dividends | 197,266 | | 1,681,051 | | 408,777 | | 3,494,410 |
Shares Redeemed | (2,203,432) | | (18,567,528) | | (4,519,464) | | (37,882,182) |
Net Increase (Decrease) | (1,773,350) | | (14,898,480) | | (162,439) | | 498,053 |
Class SDR | | | | | | | |
Shares Sold | 2,343,133 | | $ 19,620,178 | | 4,272,196 | | $ 37,155,558 |
Shares Issued for Reinvested Dividends | 35,524 | | 303,982 | | 352,095 | | 3,004,526 |
Shares Redeemed | (10,540,133) | | (88,900,838) | | (1,573,033) | | (13,425,536) |
Net Increase (Decrease) | (8,161,476) | | (68,976,678) | | 3,051,258 | | 26,734,548 |
Total Net Increase (Decrease) | (9,850,093) | | $ (83,155,861) | | 2,838,757 | | $ 26,789,126 |
Diversified Emerging Markets Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 4,245 | | $ 33,437 | | 2,499 | | $ 20,267 |
Shares Issued for Reinvested Dividends | 54 | | 425 | | 5 | | 35 |
Shares Redeemed | (5) | | (40) | | (8) | | (60) |
Net Increase (Decrease) | 4,294 | | 33,822 | | 2,496 | | 20,242 |
Class C | | | | | | | |
Shares Sold | — | | $ — | | 718 | | $ 5,890 |
Shares Issued for Reinvested Dividends | 6 | | 45 | | — | | — |
Shares Redeemed | — | | — | | (718) | | (5,509) |
Net Increase (Decrease) | 6 | | 45 | | — | | 381 |
Class I | | | | | | | |
Shares Sold | 822 | | $ 6,500 | | 45,577 | | $ 356,602 |
Shares Issued for Reinvested Dividends | 764 | | 6,013 | | 93 | | 699 |
Shares Redeemed | (1,885) | | (15,584) | | (1,184) | | (9,387) |
Net Increase (Decrease) | (299) | | (3,071) | | 44,486 | | 347,914 |
Class Y | | | | | | | |
Shares Sold | 110 | | $ 883 | | 225 | | $ 1,770 |
Shares Issued for Reinvested Dividends | 28 | | 222 | | 10 | | 72 |
Shares Redeemed | — | | — | | (19) | | (158) |
Net Increase (Decrease) | 138 | | 1,105 | | 216 | | 1,684 |
Class F | | | | | | | |
Shares Sold | — | | $ — | | 2,148,998 | | $ 15,000,000 |
Shares Issued for Reinvested Dividends | 35,530 | | 278,908 | | 16,425 | | 122,695 |
Shares Redeemed | — | | — | | (196,585) | | (1,554,986) |
Net Increase (Decrease) | 35,530 | | 278,908 | | 1,968,838 | | 13,567,709 |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class SDR | | | | | | | |
Shares Sold | 202,231 | | $ 1,601,655 | | 6,095,050 | | $ 45,922,219 |
Shares Issued for Reinvested Dividends | 18,351 | | 144,059 | | 10,754 | | 80,333 |
Shares Redeemed | (502,464) | | (3,980,110) | | (1,564,186) | | (12,288,978) |
Net Increase (Decrease) | (281,882) | | (2,234,396) | | 4,541,618 | | 33,713,574 |
Total Net Increase (Decrease) | (242,213) | | $ (1,923,587) | | 6,557,654 | | $ 47,651,504 |
Diversified Growth Fund (Consolidated)(1) | | | | | | | |
Class I | | | | | | | |
Shares Sold | 716 | | $ 7,586 | | 10,001 | | $ 100,010 |
Shares Issued for Reinvested Dividends | 83 | | 880 | | — | | — |
Shares Redeemed | — | | — | | (1) | | (10) |
Net Increase (Decrease) | 799 | | 8,466 | | 10,000 | | 100,000 |
Class SDR | | | | | | | |
Shares Sold | — | | $ — | | 5,129,254 | | $ 50,010,009 |
Shares Issued for Reinvested Dividends | 50,431 | | 533,627 | | — | | — |
Shares Redeemed | — | | — | | (1,001) | | (9,789) |
Net Increase (Decrease) | 50,431 | | 533,627 | | 5,128,253 | | 50,000,220 |
Total Net Increase (Decrease) | 51,230 | | $ 542,093 | | 5,138,253 | | $ 50,100,220 |
Emerging Markets Equity Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 15,779,578 | | $ 245,087,968 | | 66,833,617 | | $ 1,044,648,253 |
Shares Issued for Reinvested Dividends | 789,474 | | 12,260,537 | | 45,993 | | 671,951 |
Shares Redeemed | (11,387,143) | | (174,586,394) | | (12,677,202) | | (188,449,298) |
Net Increase (Decrease) | 5,181,909 | | 82,762,111 | | 54,202,408 | | 856,870,906 |
Class C | | | | | | | |
Shares Sold | 7,643 | | $ 118,462 | | 42,472 | | $ 642,355 |
Shares Issued for Reinvested Dividends | 810 | | 12,460 | | 1,544 | | 22,296 |
Shares Redeemed | (75,442) | | (1,140,174) | | (99,719) | | (1,488,069) |
Net Increase (Decrease) | (66,989) | | (1,009,252) | | (55,703) | | (823,418) |
Class I | | | | | | | |
Shares Sold | 21,042,904 | | $ 325,888,131 | | 40,112,531 | | $ 609,345,689 |
Shares Issued for Reinvested Dividends | 657,834 | | 10,176,686 | | 1,037,489 | | 15,074,713 |
Shares Redeemed | (17,355,679) | | (269,377,268) | | (48,080,370) | | (730,531,742) |
Net Increase (Decrease) | 4,345,059 | | 66,687,549 | | (6,930,350) | | (106,111,340) |
Class R3 | | | | | | | |
Shares Sold | 1,024 | | $ 15,751 | | 1,085 | | $ 16,412 |
Shares Issued for Reinvested Dividends | 50 | | 772 | | 86 | | 1,251 |
Shares Redeemed | (588) | | (8,794) | | (634) | | (10,035) |
Net Increase (Decrease) | 486 | | 7,729 | | 537 | | 7,628 |
Class R4 | | | | | | | |
Shares Sold | 41,435 | | $ 651,452 | | 52,518 | | $ 793,833 |
Shares Issued for Reinvested Dividends | 4,463 | | 69,311 | | 6,196 | | 90,397 |
Shares Redeemed | (42,916) | | (670,283) | | (47,693) | | (718,721) |
Net Increase (Decrease) | 2,982 | | 50,480 | | 11,021 | | 165,509 |
Class R5 | | | | | | | |
Shares Sold | 214 | | $ 3,274 | | 3,790 | | $ 57,932 |
Shares Issued for Reinvested Dividends | 8 | | 126 | | 447 | | 6,489 |
Shares Redeemed | (1) | | (15) | | (24,900) | | (386,872) |
Net Increase (Decrease) | 221 | | 3,385 | | (20,663) | | (322,451) |
Class Y | | | | | | | |
Shares Sold | 499,110 | | $ 7,836,818 | | 1,245,426 | | $ 19,127,209 |
Shares Issued for Reinvested Dividends | 92,206 | | 1,438,412 | | 91,130 | | 1,335,062 |
Shares Redeemed | (1,021,933) | | (15,965,865) | | (1,859,333) | | (28,360,037) |
Net Increase (Decrease) | (430,617) | | (6,690,635) | | (522,777) | | (7,897,766) |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class F | | | | | | | |
Shares Sold | 4,742,810 | | $ 73,842,194 | | 11,234,908 | | $ 171,583,200 |
Shares Issued for Reinvested Dividends | 96,845 | | 1,497,226 | | 161,777 | | 2,349,009 |
Shares Redeemed | (6,057,168) | | (93,759,104) | | (13,589,517) | | (203,628,933) |
Net Increase (Decrease) | (1,217,513) | | (18,419,684) | | (2,192,832) | | (29,696,724) |
Class SDR | | | | | | | |
Shares Sold | 7,764,488 | | $ 120,151,300 | | 34,290,536 | | $ 516,123,781 |
Shares Issued for Reinvested Dividends | 1,663,585 | | 25,768,935 | | 3,241,746 | | 47,167,404 |
Shares Redeemed | (6,964,570) | | (107,684,576) | | (97,478,434) | | (1,507,362,267) |
Net Increase (Decrease) | 2,463,503 | | 38,235,659 | | (59,946,152) | | (944,071,082) |
Total Net Increase (Decrease) | 10,279,041 | | $ 161,627,342 | | (15,454,511) | | $ (231,878,738) |
Emerging Markets Multi-Sector Bond Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 53,163 | | $ 377,406 | | 72,435 | | $ 490,554 |
Shares Issued for Reinvested Dividends | 6,753 | | 47,444 | | 9,914 | | 66,117 |
Shares Redeemed | (46,643) | | (322,617) | | (72,543) | | (489,361) |
Net Increase (Decrease) | 13,273 | | 102,233 | | 9,806 | | 67,310 |
Class C | | | | | | | |
Shares Sold | 3,116 | | $ 21,474 | | 12,118 | | $ 79,994 |
Shares Issued for Reinvested Dividends | 496 | | 3,475 | | 1,024 | | 6,809 |
Shares Redeemed | (7,364) | | (51,536) | | (3,099) | | (20,122) |
Net Increase (Decrease) | (3,752) | | (26,587) | | 10,043 | | 66,681 |
Class I | | | | | | | |
Shares Sold | 9,255 | | $ 65,179 | | 111,405 | | $ 741,817 |
Shares Issued for Reinvested Dividends | 14,574 | | 102,225 | | 48,595 | | 323,149 |
Shares Redeemed | (109,013) | | (751,263) | | (860,935) | | (5,816,705) |
Net Increase (Decrease) | (85,184) | | (583,859) | | (700,935) | | (4,751,739) |
Class R3 | | | | | | | |
Shares Sold | 157 | | $ 1,082 | | 145 | | $ 982 |
Shares Issued for Reinvested Dividends | 149 | | 1,053 | | 259 | | 1,728 |
Shares Redeemed | (5) | | (35) | | (8) | | (55) |
Net Increase (Decrease) | 301 | | 2,100 | | 396 | | 2,655 |
Class R4 | | | | | | | |
Shares Issued for Reinvested Dividends | 49 | | $ 344 | | 88 | | $ 583 |
Net Increase (Decrease) | 49 | | 344 | | 88 | | 583 |
Class R5 | | | | | | | |
Shares Issued for Reinvested Dividends | 52 | | $ 366 | | 93 | | $ 620 |
Net Increase (Decrease) | 52 | | 366 | | 93 | | 620 |
Class Y | | | | | | | |
Shares Sold | 7,088 | | $ 49,544 | | 3,353 | | $ 22,957 |
Shares Issued for Reinvested Dividends | 14,915 | | 104,563 | | 26,451 | | 175,989 |
Shares Redeemed | (273) | | (1,915) | | (1,139) | | (7,705) |
Net Increase (Decrease) | 21,730 | | 152,192 | | 28,665 | | 191,241 |
Class F | | | | | | | |
Shares Sold | — | | $ — | | 1,639 | | $ 9,971 |
Shares Issued for Reinvested Dividends | 127 | | 824 | | 117 | | 723 |
Net Increase (Decrease) | 127 | | 824 | | 1,756 | | 10,694 |
Class SDR | | | | | | | |
Shares Sold | 69,349 | | $ 480,205 | | 100,877 | | $ 686,872 |
Shares Issued for Reinvested Dividends | 78,683 | | 551,595 | | 162,337 | | 1,081,004 |
Shares Redeemed | (37,132) | | (256,566) | | (652,632) | | (4,314,989) |
Net Increase (Decrease) | 110,900 | | 775,234 | | (389,418) | | (2,547,113) |
Total Net Increase (Decrease) | 57,496 | | $ 422,847 | | (1,039,506) | | $ (6,959,068) |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
International Contrarian Value Fund | | | | | | | |
Class A(2) | | | | | | | |
Shares Sold | 9,457 | | $ 104,157 | | — | | $ — |
Shares Issued for Reinvested Dividends | 112 | | 1,317 | | — | | — |
Shares Redeemed | (146) | | (1,766) | | — | | — |
Net Increase (Decrease) | 9,423 | | 103,708 | | — | | — |
Class C(2) | | | | | | | |
Shares Sold | 9,099 | | $ 100,000 | | — | | $ — |
Shares Issued for Reinvested Dividends | 38 | | 437 | | — | | — |
Net Increase (Decrease) | 9,137 | | 100,437 | | — | | — |
Class I | | | | | | | |
Shares Sold | 13,406 | | $ 154,329 | | 1,092,740 | | $ 12,686,062 |
Shares Issued for Reinvested Dividends | 16,693 | | 195,681 | | 1,035 | | 9,948 |
Shares Redeemed | (80,891) | | (920,174) | | (3,456) | | (38,290) |
Net Increase (Decrease) | (50,792) | | (570,164) | | 1,090,319 | | 12,657,720 |
Class R5(2) | | | | | | | |
Shares Sold | 9,099 | | $ 100,000 | | — | | $ — |
Shares Issued for Reinvested Dividends | 143 | | 1,679 | | — | | — |
Net Increase (Decrease) | 9,242 | | 101,679 | | — | | — |
Class Y(2) | | | | | | | |
Shares Sold | 9,099 | | $ 100,000 | | — | | $ — |
Shares Issued for Reinvested Dividends | 143 | | 1,679 | | — | | — |
Net Increase (Decrease) | 9,242 | | 101,679 | | — | | — |
Class F(2) | | | | | | | |
Shares Sold | 9,099 | | $ 100,000 | | — | | $ — |
Shares Issued for Reinvested Dividends | 153 | | 1,788 | | — | | — |
Net Increase (Decrease) | 9,252 | | 101,788 | | — | | — |
Class SDR | | | | | | | |
Shares Sold | — | | $ — | | 1,032,702 | | $ 12,000,000 |
Shares Issued for Reinvested Dividends | — | | — | | 1,046 | | 10,052 |
Net Increase (Decrease) | — | | — | | 1,033,748 | | 12,010,052 |
Total Net Increase (Decrease) | (4,496) | | $ (60,873) | | 2,124,067 | | $ 24,667,772 |
International Multi-Cap Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 630,872 | | $ 6,049,963 | | 2,354,627 | | $ 21,481,878 |
Shares Issued for Reinvested Dividends | 130,473 | | 1,272,612 | | 438,872 | | 3,913,026 |
Shares Redeemed | (1,231,716) | | (11,854,058) | | (2,915,861) | | (26,562,997) |
Net Increase (Decrease) | (470,371) | | (4,531,483) | | (122,362) | | (1,168,093) |
Class C | | | | | | | |
Shares Sold | 11,151 | | $ 105,683 | | 32,618 | | $ 295,642 |
Shares Issued for Reinvested Dividends | 6,916 | | 66,764 | | 33,450 | | 295,250 |
Shares Redeemed | (168,120) | | (1,610,323) | | (340,735) | | (3,090,511) |
Net Increase (Decrease) | (150,053) | | (1,437,876) | | (274,667) | | (2,499,619) |
Class I | | | | | | | |
Shares Sold | 4,621,578 | | $ 44,365,274 | | 15,766,858 | | $ 143,908,857 |
Shares Issued for Reinvested Dividends | 744,640 | | 7,249,446 | | 2,656,807 | | 23,669,268 |
Shares Redeemed | (18,115,057) | | (173,827,454) | | (27,541,137) | | (249,873,897) |
Net Increase (Decrease) | (12,748,839) | | (122,212,734) | | (9,117,472) | | (82,295,772) |
Class R3 | | | | | | | |
Shares Sold | 226,622 | | $ 2,193,390 | | 477,622 | | $ 4,375,732 |
Shares Issued for Reinvested Dividends | 17,699 | | 172,025 | | 57,607 | | 511,991 |
Shares Redeemed | (200,916) | | (1,939,594) | | (533,811) | | (4,896,816) |
Net Increase (Decrease) | 43,405 | | 425,821 | | 1,418 | | (9,093) |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class R4 | | | | | | | |
Shares Sold | 63,569 | | $ 599,926 | | 122,534 | | $ 1,117,796 |
Shares Issued for Reinvested Dividends | 6,785 | | 65,991 | | 21,045 | | 187,225 |
Shares Redeemed | (81,796) | | (779,391) | | (119,421) | | (1,094,527) |
Net Increase (Decrease) | (11,442) | | (113,474) | | 24,158 | | 210,494 |
Class R5 | | | | | | | |
Shares Sold | 181,608 | | $ 1,751,529 | | 380,109 | | $ 3,474,878 |
Shares Issued for Reinvested Dividends | 24,706 | | 241,076 | | 71,687 | | 638,773 |
Shares Redeemed | (125,010) | | (1,207,286) | | (243,503) | | (2,195,570) |
Net Increase (Decrease) | 81,304 | | 785,319 | | 208,293 | | 1,918,081 |
Class Y | | | | | | | |
Shares Sold | 2,028,763 | | $ 19,345,732 | | 8,186,580 | | $ 73,994,304 |
Shares Issued for Reinvested Dividends | 396,414 | | 3,850,545 | | 1,343,937 | | 11,983,102 |
Shares Redeemed | (13,481,514) | | (127,264,981) | | (5,563,926) | | (50,529,459) |
Net Increase (Decrease) | (11,056,337) | | (104,068,704) | | 3,966,591 | | 35,447,947 |
Class F | | | | | | | |
Shares Sold | 4,037,593 | | $ 38,830,500 | | 14,289,153 | | $ 130,711,786 |
Shares Issued for Reinvested Dividends | 599,374 | | 5,848,553 | | 1,832,876 | | 16,365,235 |
Shares Redeemed | (23,547,342) | | (216,922,704) | | (13,732,644) | | (125,113,144) |
Net Increase (Decrease) | (18,910,375) | | (172,243,651) | | 2,389,385 | | 21,963,877 |
Class SDR | | | | | | | |
Shares Sold | 6,809,659 | | $ 65,557,918 | | 18,623,011 | | $ 170,367,005 |
Shares Issued for Reinvested Dividends | 1,015,939 | | 9,891,679 | | 3,089,101 | | 27,531,703 |
Shares Redeemed | (17,370,874) | | (168,659,819) | | (19,530,371) | | (176,471,532) |
Net Increase (Decrease) | (9,545,276) | | (93,210,222) | | 2,181,741 | | 21,427,176 |
Total Net Increase (Decrease) | (52,767,984) | | $ (496,607,004) | | (742,915) | | $ (5,005,002) |
International Stock Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,281,849 | | $ 39,084,519 | | 5,790,982 | | $ 93,504,959 |
Shares Issued for Reinvested Dividends | 171,420 | | 2,958,709 | | 157,581 | | 2,333,781 |
Shares Redeemed | (2,467,322) | | (41,952,528) | | (3,643,711) | | (58,053,612) |
Net Increase (Decrease) | (14,053) | | 90,700 | | 2,304,852 | | 37,785,128 |
Class C | | | | | | | |
Shares Sold | 106,227 | | $ 1,734,186 | | 309,695 | | $ 4,777,404 |
Shares Issued for Reinvested Dividends | 4,522 | | 73,934 | | 3,011 | | 42,299 |
Shares Redeemed | (144,250) | | (2,330,961) | | (222,732) | | (3,376,299) |
Net Increase (Decrease) | (33,501) | | (522,841) | | 89,974 | | 1,443,404 |
Class I | | | | | | | |
Shares Sold | 45,234,768 | | $ 753,456,086 | | 94,391,035 | | $ 1,467,369,741 |
Shares Issued for Reinvested Dividends | 2,034,735 | | 33,898,685 | | 1,749,443 | | 25,017,040 |
Shares Redeemed | (36,241,605) | | (603,280,859) | | (64,527,675) | | (985,133,493) |
Net Increase (Decrease) | 11,027,898 | | 184,073,912 | | 31,612,803 | | 507,253,288 |
Class R3 | | | | | | | |
Shares Sold | 21,168 | | $ 351,028 | | 67,776 | | $ 1,032,943 |
Shares Issued for Reinvested Dividends | 1,443 | | 23,910 | | 1,257 | | 17,897 |
Shares Redeemed | (13,324) | | (224,395) | | (32,805) | | (508,961) |
Net Increase (Decrease) | 9,287 | | 150,543 | | 36,228 | | 541,879 |
Class R4 | | | | | | | |
Shares Sold | 22,371 | | $ 374,146 | | 90,469 | | $ 1,411,814 |
Shares Issued for Reinvested Dividends | 2,009 | | 33,453 | | 2,942 | | 42,018 |
Shares Redeemed | (54,133) | | (898,543) | | (130,842) | | (2,091,546) |
Net Increase (Decrease) | (29,753) | | (490,944) | | (37,431) | | (637,714) |
Class R5 | | | | | | | |
Shares Sold | 185,579 | | $ 3,079,320 | | 645,554 | | $ 9,864,106 |
Shares Issued for Reinvested Dividends | 22,453 | | 374,294 | | 24,956 | | 357,121 |
Shares Redeemed | (291,964) | | (4,892,304) | | (644,048) | | (9,836,172) |
Net Increase (Decrease) | (83,932) | | (1,438,690) | | 26,462 | | 385,055 |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class Y | | | | | | | |
Shares Sold | 279,396 | | $ 4,727,996 | | 1,077,528 | | $ 16,149,412 |
Shares Issued for Reinvested Dividends | 92,607 | | 1,547,461 | | 133,119 | | 1,908,926 |
Shares Redeemed | (6,066,766) | | (100,127,650) | | (3,319,942) | | (50,765,006) |
Net Increase (Decrease) | (5,694,763) | | (93,852,193) | | (2,109,295) | | (32,706,668) |
Class F | | | | | | | |
Shares Sold | 16,396,220 | | $ 274,349,713 | | 38,481,401 | | $ 604,545,688 |
Shares Issued for Reinvested Dividends | 1,054,408 | | 17,576,974 | | 789,734 | | 11,301,093 |
Shares Redeemed | (9,047,139) | | (151,298,167) | | (13,559,754) | | (209,735,793) |
Net Increase (Decrease) | 8,403,489 | | 140,628,520 | | 25,711,381 | | 406,110,988 |
Class SDR | | | | | | | |
Shares Sold | 7,167,652 | | $ 120,220,194 | | 14,634,932 | | $ 227,641,290 |
Shares Issued for Reinvested Dividends | 612,621 | | 10,206,266 | | 589,746 | | 8,433,364 |
Shares Redeemed | (6,849,609) | | (115,691,270) | | (8,725,943) | | (136,070,106) |
Net Increase (Decrease) | 930,664 | | 14,735,190 | | 6,498,735 | | 100,004,548 |
Total Net Increase (Decrease) | 14,515,336 | | $ 243,374,197 | | 64,133,709 | | $ 1,020,179,908 |
Sustainable International Core Fund | | | | | | | |
Class I | | | | | | | |
Shares Sold | 639 | | $ 7,043 | | 4,446 | | $ 46,685 |
Shares Issued for Reinvested Dividends | 1,433 | | 15,202 | | 620 | | 5,948 |
Net Increase (Decrease) | 2,072 | | 22,245 | | 5,066 | | 52,633 |
Class SDR | | | | | | | |
Shares Issued for Reinvested Dividends | — | | $ — | | 631 | | $ 6,052 |
Net Increase (Decrease) | — | | — | | 631 | | 6,052 |
Total Net Increase (Decrease) | 2,072 | | $ 22,245 | | 5,697 | | $ 58,685 |
Tax-Aware Bond Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,893,081 | | $ 29,316,223 | | 5,176,958 | | $ 52,016,536 |
Shares Issued for Reinvested Dividends | 139,418 | | 1,414,664 | | 175,701 | | 1,744,289 |
Shares Redeemed | (1,014,820) | | (10,246,905) | | (2,072,261) | | (20,730,150) |
Net Increase (Decrease) | 2,017,679 | | 20,483,982 | | 3,280,398 | | 33,030,675 |
Class C | | | | | | | |
Shares Sold | 401,654 | | $ 4,118,959 | | 406,016 | | $ 4,084,541 |
Shares Issued for Reinvested Dividends | 9,647 | | 98,217 | | 10,714 | | 106,573 |
Shares Redeemed | (103,098) | | (1,048,698) | | (241,858) | | (2,435,736) |
Net Increase (Decrease) | 308,203 | | 3,168,478 | | 174,872 | | 1,755,378 |
Class I | | | | | | | |
Shares Sold | 39,229,986 | | $ 397,120,414 | | 70,825,421 | | $ 711,724,191 |
Shares Issued for Reinvested Dividends | 1,218,790 | | 12,369,149 | | 1,532,808 | | 15,211,714 |
Shares Redeemed | (20,707,652) | | (208,623,015) | | (35,531,473) | | (350,928,535) |
Net Increase (Decrease) | 19,741,124 | | 200,866,548 | | 36,826,756 | | 376,007,370 |
Class Y | | | | | | | |
Shares Issued for Reinvested Dividends | 416 | | $ 4,230 | | 834 | | $ 8,313 |
Shares Redeemed | (6,558) | | (67,095) | | — | | — |
Net Increase (Decrease) | (6,142) | | (62,865) | | 834 | | 8,313 |
Class F | | | | | | | |
Shares Sold | 8,046,673 | | $ 81,551,151 | | 17,006,775 | | $ 170,783,943 |
Shares Issued for Reinvested Dividends | 378,107 | | 3,840,207 | | 381,293 | | 3,774,601 |
Shares Redeemed | (2,731,706) | | (27,513,223) | | (4,405,045) | | (43,654,263) |
Net Increase (Decrease) | 5,693,074 | | 57,878,135 | | 12,983,023 | | 130,904,281 |
Class SDR | | | | | | | |
Shares Sold | 224,271 | | $ 2,275,481 | | 1,070,233 | | $ 10,553,089 |
Shares Issued for Reinvested Dividends | 47,475 | | 481,929 | | 64,474 | | 639,821 |
Shares Redeemed | (120,287) | | (1,219,880) | | (1,084,223) | | (10,927,243) |
Net Increase (Decrease) | 151,459 | | 1,537,530 | | 50,484 | | 265,667 |
Total Net Increase (Decrease) | 27,905,397 | | $ 283,871,808 | | 53,316,367 | | $ 541,971,684 |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
US MidCap Opportunities Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,036,348 | | $ 17,882,324 | | 2,368,909 | | $ 38,300,772 |
Shares Issued for Reinvested Dividends | 128,324 | | 2,161,151 | | 215,556 | | 3,438,069 |
Shares Redeemed | (626,207) | | (10,871,085) | | (1,420,730) | | (23,078,021) |
Net Increase (Decrease) | 538,465 | | 9,172,390 | | 1,163,735 | | 18,660,820 |
Class C | | | | | | | |
Shares Sold | 48,390 | | $ 827,619 | | 168,375 | | $ 2,727,436 |
Shares Issued for Reinvested Dividends | 28,358 | | 468,185 | | 74,243 | | 1,178,229 |
Shares Redeemed | (304,742) | | (5,235,537) | | (709,574) | | (11,393,861) |
Net Increase (Decrease) | (227,994) | | (3,939,733) | | (466,956) | | (7,488,196) |
Class I | | | | | | | |
Shares Sold | 2,865,997 | | $ 52,571,553 | | 9,777,457 | | $ 167,499,919 |
Shares Issued for Reinvested Dividends | 457,737 | | 8,154,020 | | 724,006 | | 12,135,225 |
Shares Redeemed | (3,406,734) | | (62,491,323) | | (6,781,714) | | (116,006,390) |
Net Increase (Decrease) | (83,000) | | (1,765,750) | | 3,719,749 | | 63,628,754 |
Class R3 | | | | | | | |
Shares Sold | 4,260 | | $ 77,166 | | 17,117 | | $ 283,363 |
Shares Issued for Reinvested Dividends | 1,460 | | 24,943 | | 3,143 | | 51,364 |
Shares Redeemed | (36,398) | | (642,609) | | (20,375) | | (332,132) |
Net Increase (Decrease) | (30,678) | | (540,500) | | (115) | | 2,595 |
Class R4 | | | | | | | |
Shares Sold | 1,593 | | $ 29,022 | | 2,366 | | $ 40,111 |
Shares Issued for Reinvested Dividends | 553 | | 9,709 | | 1,003 | | 16,704 |
Shares Redeemed | (13,799) | | (258,381) | | (673) | | (11,395) |
Net Increase (Decrease) | (11,653) | | (219,650) | | 2,696 | | 45,420 |
Class R5 | | | | | | | |
Shares Sold | 2,622 | | $ 48,789 | | 22,736 | | $ 392,093 |
Shares Issued for Reinvested Dividends | 634 | | 11,265 | | 600 | | 10,041 |
Shares Redeemed | (1,593) | | (29,415) | | (4,906) | | (83,624) |
Net Increase (Decrease) | 1,663 | | 30,639 | | 18,430 | | 318,510 |
Class Y | | | | | | | |
Shares Sold | 35,718 | | $ 665,752 | | 875,183 | | $ 14,979,573 |
Shares Issued for Reinvested Dividends | 63,423 | | 1,128,087 | | 112,592 | | 1,885,791 |
Shares Redeemed | (884,019) | | (16,020,357) | | (810,626) | | (13,758,988) |
Net Increase (Decrease) | (784,878) | | (14,226,518) | | 177,149 | | 3,106,376 |
Class F | | | | | | | |
Shares Sold | 959,935 | | $ 17,517,757 | | 2,575,698 | | $ 44,050,041 |
Shares Issued for Reinvested Dividends | 122,833 | | 2,191,472 | | 179,619 | | 3,009,259 |
Shares Redeemed | (944,449) | | (17,508,229) | | (1,359,183) | | (23,270,140) |
Net Increase (Decrease) | 138,319 | | 2,201,000 | | 1,396,134 | | 23,789,160 |
Class SDR | | | | | | | |
Shares Sold | 289,055 | | $ 5,358,266 | | 817,427 | | $ 14,063,910 |
Shares Issued for Reinvested Dividends | 40,096 | | 716,927 | | 68,499 | | 1,150,260 |
Shares Redeemed | (261,192) | | (4,845,988) | | (597,474) | | (10,331,264) |
Net Increase (Decrease) | 67,959 | | 1,229,205 | | 288,452 | | 4,882,906 |
Total Net Increase (Decrease) | (391,797) | | $ (8,058,917) | | 6,299,274 | | $ 106,946,345 |
US Small Cap Opportunities Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 74,328 | | $ 1,981,892 | | 191,612 | | $ 5,017,637 |
Shares Issued for Reinvested Dividends | — | | — | | 10,902 | | 278,880 |
Shares Redeemed | (112,578) | | (3,011,992) | | (240,258) | | (6,215,275) |
Net Increase (Decrease) | (38,250) | | (1,030,100) | | (37,744) | | (918,758) |
Class C | | | | | | | |
Shares Sold | 8,953 | | $ 237,065 | | 13,700 | | $ 357,688 |
Shares Issued for Reinvested Dividends | — | | — | | 2,118 | | 54,149 |
Shares Redeemed | (33,066) | | (872,897) | | (62,360) | | (1,618,716) |
Net Increase (Decrease) | (24,113) | | (635,832) | | (46,542) | | (1,206,879) |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
| For the Six-Month Period Ended April 30, 2024 | | For the Year or Period Ended October 31, 2023 |
| Shares | | Amount | | Shares | | Amount |
Class I | | | | | | | |
Shares Sold | 421,602 | | $ 11,954,959 | | 1,893,957 | | $ 53,390,972 |
Shares Issued for Reinvested Dividends | 4,571 | | 136,073 | | 48,106 | | 1,313,766 |
Shares Redeemed | (2,250,908) | | (64,220,638) | | (1,970,556) | | (54,869,273) |
Net Increase (Decrease) | (1,824,735) | | (52,129,606) | | (28,493) | | (164,535) |
Class R3 | | | | | | | |
Shares Sold | 3,702 | | $ 103,235 | | 21,147 | | $ 565,585 |
Shares Issued for Reinvested Dividends | — | | — | | 309 | | 8,196 |
Shares Redeemed | (16,572) | | (464,979) | | (5,623) | | (155,019) |
Net Increase (Decrease) | (12,870) | | (361,744) | | 15,833 | | 418,762 |
Class R4 | | | | | | | |
Shares Sold | 1,482 | | $ 42,341 | | 2,599 | | $ 71,127 |
Shares Issued for Reinvested Dividends | — | | — | | 193 | | 5,223 |
Shares Redeemed | (9,439) | | (270,482) | | (1,844) | | (51,013) |
Net Increase (Decrease) | (7,957) | | (228,141) | | 948 | | 25,337 |
Class R5 | | | | | | | |
Shares Sold | 744 | | $ 20,736 | | 16,007 | | $ 451,030 |
Shares Issued for Reinvested Dividends | 34 | | 1,024 | | 134 | | 3,612 |
Shares Redeemed | (18,821) | | (566,215) | | (6,239) | | (176,738) |
Net Increase (Decrease) | (18,043) | | (544,455) | | 9,902 | | 277,904 |
Class Y | | | | | | | |
Shares Sold | 350,438 | | $ 10,137,273 | | 226,174 | | $ 6,311,294 |
Shares Issued for Reinvested Dividends | 1,356 | | 40,360 | | 9,871 | | 269,586 |
Shares Redeemed | (578,263) | | (16,784,405) | | (392,678) | | (10,911,716) |
Net Increase (Decrease) | (226,469) | | (6,606,772) | | (156,633) | | (4,330,836) |
Class F | | | | | | | |
Shares Sold | 43,787 | | $ 1,251,870 | | 132,362 | | $ 3,690,540 |
Shares Issued for Reinvested Dividends | 1,213 | | 36,213 | | 4,621 | | 126,573 |
Shares Redeemed | (108,040) | | (3,089,709) | | (158,223) | | (4,390,942) |
Net Increase (Decrease) | (63,040) | | (1,801,626) | | (21,240) | | (573,829) |
Class SDR | | | | | | | |
Shares Sold | 1,057,724 | | $ 32,144,616 | | 133,745 | | $ 3,710,259 |
Shares Issued for Reinvested Dividends | 2,372 | | 70,904 | | 10,784 | | 295,705 |
Shares Redeemed | (135,126) | | (3,985,139) | | (440,004) | | (12,297,867) |
Net Increase (Decrease) | 924,970 | | 28,230,381 | | (295,475) | | (8,291,903) |
Total Net Increase (Decrease) | (1,290,507) | | $ (35,107,895) | | (559,444) | | $ (14,764,737) |
(1) | Diversified Growth Fund commenced operations on September 20, 2023. |
(2) | Classes A, C, R5, Y and F of the International Contrarian Value Fund commenced operations on November 8, 2023. |
14. | Line of Credit: |
| Each Fund participates in a committed line of credit pursuant to a credit agreement dated February 29, 2024. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges certain fees, such as a commitment fee. From November 1, 2023 through February 29, 2024, each Fund, except Diversified Growth Fund, (together with certain other Hartford Funds) had a similar agreement that enabled them to participate in a $350 million committed line of credit. The fees incurred by the Funds in connection with the committed lines of credit during the period appear in the Statements of Operations under “Other expenses.” During and as of the six-month period ended April 30, 2024, none of the Funds had borrowings under these facilities. |
15. | Indemnifications: |
| Under the Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, the Company, on behalf of each Fund, may enter into contracts that contain a variety of indemnifications. The Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, the Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote. |
Notes to Financial Statements – (continued)
April 30, 2024 (Unaudited)
16. | Regulatory Update: |
| The SEC adopted rule and form amendments that will change the format and content of the Funds' annual and semi-annual reports. Certain information, including the financial statements, will not appear in the Funds' new tailored shareholder reports but will be available online, delivered free of charge upon request, and filed with the SEC on a semi-annual basis on Form N-CSR. The rule and form amendments have a compliance date of July 24, 2024. At this time, Management is working to implement these rule and form amendment changes. |
17. | Subsequent Events: |
| Management has evaluated all subsequent transactions and events through the date on which these financial statements were issued and has determined that no additional items require disclosure in these financial statements. |
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov. Amendments to Form N-PX will also require Funds to make available their proxy voting record on the Funds' website after a Fund's N-PX filing with the SEC, with the first filings subject to the amendments due by the end of August 2024.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s portfolio holdings filed as an exhibit to Form N-PORT for the most recent first and third quarter of the Fund’s fiscal year are available (1) without charge, upon request, by calling 888-843-7824, (2) on the Funds' website, hartfordfunds.com, and (3) on the SEC’s website at http://www.sec.gov.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
Customer Privacy Notice
The Hartford Financial Services Group, Inc. and Affiliates
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
a) | management; |
b) | use; and |
c) | protection; |
of Personal Information.
This notice describes how we collect, disclose, and protect Personal Information.
We collect Personal Information to:
a) | service your Transactions with us; and |
b) | support our business functions. |
We may obtain Personal Information from:
a) | You; |
b) | your Transactions with us; and |
c) | third parties such as a consumer-reporting agency. |
Based on the type of product or service You apply for or get from us, Personal Information such as:
a) | your name; |
b) | your address; |
c) | your income; |
d) | your payment; or |
e) | your credit history; |
may be gathered from sources such as applications, Transactions, and consumer reports.
To serve You and service our business, we may share certain Personal Information.
We will share Personal Information, only as allowed by law, with affiliates such as:
a) | our insurance companies; |
b) | our employee agents; |
c) | our brokerage firms; and |
d) | our administrators. |
As allowed by law, we may share Personal Financial Information with our affiliates to:
a) | market our products; or |
b) | market our services; |
to You without providing You with an option to prevent these disclosures.
We may also share Personal Information, only as allowed by law, with unaffiliated third parties including:
a) | independent agents; |
b) | brokerage firms; |
c) | insurance companies; |
d) | administrators; and |
e) | service providers; |
who help us serve You and service our business.
When allowed by law, we may share certain Personal Financial Information with other unaffiliated third parties who assist us by performing services or functions such as:
a) | taking surveys; |
b) | marketing our products or services; or |
c) | offering financial products or services under a joint agreement |
between us and one or more financial institutions.
We, and third parties we partner with, may track some of the pages You visit through the use of:
a) | cookies; |
b) | pixel tagging; or |
c) | other technologies; |
and currently do not process or comply with any web browser’s “do not track” signal or other similar mechanism that indicates a request to disable online tracking of individual users who visit our websites or use our services.
For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share your Personal Financial Information with anyone for purposes unrelated to our business functions without offering You the opportunity to:
a) | “opt-out;” or |
b) | “opt-in;” |
as required by law.
We only disclose Personal Health Information with:
a) | your authorization; or |
b) | as otherwise allowed or required by law. |
Our employees have access to Personal Information in the course of doing their jobs, such as:
a) | underwriting policies; |
b) | paying claims; |
c) | developing new products; or |
d) | advising customers of our products and services. |
We use manual and electronic security procedures to maintain:
a) | the confidentiality; and |
Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protect Personal Information include:
d) | firewall technology; and |
e) | the use of detection software. |
We are responsible for and must:
a) | identify information to be protected; |
b) | provide an adequate level of protection for that data; and |
c) | grant access to protected data only to those people who must use |
it in the performance of their job-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regarding Personal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
d) | policy or claim information. |
Personal Financial Information may include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) | your medical records; or |
b) | information about your illness, disability or injury. |
Personal Information means information that identifies You personally and is not otherwise available to the public. It includes:
a) | Personal Financial Information; and |
b) | Personal Health Information. |
Transaction means your business dealings with us, such as:
b) | your request for us to pay a claim; and |
c) | your request for us to take an action on your account. |
You means an individual who has given us Personal Information in conjunction with:
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Consumer Rights and Privacy Compliance Unit, One Hartford Plaza, Mail Drop: HO1-09, Hartford, CT 06155, or at ConsumerPrivacyInquiriesMailbox@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of February 2024), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations:
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Business Management Group, Inc.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford (Asia) Limited; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Corporate Underwriters Limited; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford Management (UK) Limited; Hartford Productivity Services LLC; Hartford of the Southeast General Agency, Inc.; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Hartford Underwriting Agency Limited; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HLA LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; Millennium Underwriting Limited; MPC Resolution Company LLC; Navigators Holdings (UK) Limited; Navigators Insurance Company; Navigators Management Company, Inc.; Navigators Specialty Insurance Company; Navigators Underwriting Limited; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; NIC Investments (Chile) SpA; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Sentinel Insurance Company, Ltd.; The Navigators Group, Inc.; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company; Y-Risk, LLC.
Revised February 2024
This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider a Fund’s investment objectives, risks, charges and expenses. This and other important information is contained in the Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC.
MFSAR-HSE24 06/24 Printed in the U.S.A.
Item 2. Code of Ethics.
Not applicable to this semi-annual filing.
Item 3. Audit Committee Financial Expert.
Not applicable to this semi-annual filing.
Item 4. Principal Accountant Fees and Services.
Not applicable to this semi-annual filing.
Item 5. Audit Committee of Listed Registrants.
Not applicable.
Item 6. Investments.
| (a) | The Schedule of Investments in securities of unaffiliated issuers as of the close of the reporting period is included as part of the semi-annual report filed under Item 1 of this form. |
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There have been no material changes to the procedures by which the shareholders may recommend nominees to the registrant’s board of directors, where those changes were implemented after the registrant last provided disclosure in response to the requirements of Item 407(c)(2)(iv) of Regulation S-K (17 CFR 229.407) (as required by Item 22(b)(15) of Schedule 14A (17 CFR 240.14a-101)), or this Item.
Item 11. Controls and Procedures.
| (a) | The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure |
| controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)). |
| (b) | There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Item 12. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.
Not applicable.
Item 13. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | |
| | | | THE HARTFORD MUTUAL FUNDS II, INC. |
Date: July 8, 2024 | | By: | | /s/ James E. Davey |
| | | | James E. Davey |
| | | | President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. |
Date: July 8, 2024 | | By: | | /s/ James E. Davey |
| | | | James E. Davey |
| | | | President and Chief Executive Officer |
Date: July 8, 2024 | | By: | | /s/ Ankit Puri |
| | | | Ankit Puri |
| | | | Treasurer |
| | | | (Principal Financial Officer and Principal Accounting Officer) |