UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number: 811-00558
THE HARTFORD MUTUAL FUNDS II, INC.
(Exact name of registrant as specified in charter)
690 Lee Road, Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
Registrant’s telephone number, including area code: (610) 386-4068
Date of fiscal year end: October 31
Date of reporting period: April 30, 2023
Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Reports to Stockholders.
(a)
![](https://capedge.com/proxy/N-CSRS/0001193125-23-183384/g520150img1e90e13d2.jpg)
Hartford Domestic
Equity Funds
Semi-Annual Report
April 30, 2023 (Unaudited)
■ The Hartford Capital Appreciation Fund |
■ Hartford Core Equity Fund |
■ The Hartford Dividend and Growth Fund |
■ The Hartford Equity Income Fund |
■ The Hartford Growth Opportunities Fund |
■ The Hartford Healthcare Fund |
■ The Hartford MidCap Fund |
■ The Hartford MidCap Value Fund |
■ Hartford Quality Value Fund |
■ The Hartford Small Cap Growth Fund |
■ Hartford Small Cap Value Fund |
■ The Hartford Small Company Fund |
A MESSAGE FROM THE PRESIDENT
Dear Shareholders:
Thank you for investing in Hartford Mutual Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2022 through April 30, 2023.
Market Review
During the six months ended April 30, 2023, U.S. stocks, as measured by the S&P 500 Index,1 gained 8.63%. The mixed results for the period seemed to reflect a deep ambivalence from equity investors over the prospect of a looming recession, a possible credit slowdown within the U.S. banking sector, and continued uncertainty over how soon the U.S. Federal Reserve (Fed) may be ready to pause or even end its year-long campaign of interest-rate increases.
At the start of the semi-annual period, most major equity indices were rising in response to a succession of Consumer Price Index (CPI)2 reports showing that inflation, after peaking in June 2022, had fallen to an annual rate of 5.6% by March 2023. However, the late-period bank-sector turmoil spawned by the collapse of Silicon Valley Bank provided a somewhat negative end to a volatile up-and-down six-month period.
The Federal Open Market Committee’s (FOMC) monthly rate-setting decisions during the period seemed to fall in line with the apparent inflation slowdown. The FOMC reduced the amount of its rate hike to a half-percent increase in December 2022, followed by two consecutive quarter-percent hikes in February 2023 and March 2023.
Nonetheless, most of Fed Chair Jerome Powell’s public statements provided a consistent theme, telling investors that interest rates would still need to stay “higher for longer” as long as economic data continued to show evidence of stubbornly persistent price inflation. Sentiment remained volatile as equities soared in January 2023 but pulled back in February 2023 and March 2023. The question of whether the Fed’s rate-hiking campaign might throw the economy into recession remained top-of-mind during the period.
The volatility in the banking sector fed a growing narrative that a possible credit crunch could help accelerate a slowdown in economic growth and force the Fed to pause interest-rate hikes sooner rather than later. As the period came to an end, consumers seemed to be just managing to hold back a recession as U.S. inflation-adjusted gross domestic product rose 1.1% for the first quarter of 2023, down from a 2.6% rate in the last quarter of 2022, according to the U.S. Commerce Department.
As we move toward mid-year, recession and credit concerns are likely to keep surfacing as investors scrutinize corporate earnings, bank balance sheets, and employment data. With market volatility likely to persist, it’s more important than ever to maintain a strong relationship with your financial professional.
Thank you again for investing in Hartford Mutual Funds. For the most up-to-date information on our funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted price index composed of 500 widely held common stocks. Indices are unmanaged and not available for direct investment. Past performance does not guarantee future results. |
2 | The Consumer Price Index (CPI) in the United States is defined by the Bureau of Labor Statistics as a measure of the average change over time in the prices paid by urban consumers for a market basket of consumer goods and services. |
Hartford Domestic Equity Funds
The Hartford Capital Appreciation Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 7.34% | 0.61% | 8.34% | 9.85% |
Class A3 | 1.43% | -4.93% | 7.12% | 9.23% |
Class C2 | 6.87% | -0.22% | 7.50% | 9.03% |
Class C4 | 5.89% | -1.13% | 7.50% | 9.03% |
Class I2 | 7.46% | 0.86% | 8.63% | 10.17% |
Class R32 | 7.15% | 0.24% | 7.95% | 9.48% |
Class R42 | 7.30% | 0.56% | 8.29% | 9.82% |
Class R52 | 7.45% | 0.84% | 8.61% | 10.15% |
Class R62 | 7.50% | 0.94% | 8.72% | 10.25% |
Class Y2 | 7.46% | 0.85% | 8.65% | 10.22% |
Class F2 | 7.51% | 0.96% | 8.73% | 10.23% |
Russell 3000 Index | 7.30% | 1.50% | 10.60% | 11.67% |
S&P 500 Index | 8.63% | 2.66% | 11.45% | 12.20% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.04% | 1.04% |
Class C | 1.83% | 1.83% |
Class I | 0.77% | 0.77% |
Class R3 | 1.41% | 1.41% |
Class R4 | 1.10% | 1.10% |
Class R5 | 0.79% | 0.79% |
Class R6 | 0.69% | 0.69% |
Class Y | 0.80% | 0.80% |
Class F | 0.69% | 0.69% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The Fund’s strategy for allocating assets among portfolio management teams may not work as intended. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 6.0% |
Consumer Discretionary | 11.9 |
Consumer Staples | 7.4 |
Energy | 2.8 |
Financials | 14.5 |
Health Care | 17.3 |
Industrials | 13.3 |
Information Technology | 17.0 |
Materials | 3.8 |
Real Estate | 2.2 |
Utilities | 0.9 |
Total | 97.1% |
Short-Term Investments | 0.6 |
Other Assets & Liabilities | 2.3 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Core Equity Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 04/30/1998 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 6.26% | 1.41% | 10.41% | 12.17% |
Class A3 | 0.42% | -4.17% | 9.16% | 11.54% |
Class C2 | 5.88% | 0.66% | 9.59% | 11.35% |
Class C4 | 4.88% | -0.32% | 9.59% | 11.35% |
Class I2 | 6.40% | 1.66% | 10.69% | 12.41% |
Class R32 | 6.07% | 1.03% | 10.01% | 11.82% |
Class R42 | 6.25% | 1.39% | 10.39% | 12.19% |
Class R52 | 6.38% | 1.66% | 10.68% | 12.49% |
Class R62 | 6.46% | 1.78% | 10.79% | 12.58% |
Class Y2 | 6.39% | 1.69% | 10.72% | 12.54% |
Class F2 | 6.44% | 1.75% | 10.79% | 12.47% |
S&P 500 Index | 8.63% | 2.66% | 11.45% | 12.20% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class I shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R6 shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares from 03/31/2015 through 02/27/2017 and Class A shares (excluding sales charges) prior to 03/31/2015. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.70% | 0.70% |
Class C | 1.45% | 1.45% |
Class I | 0.46% | 0.46% |
Class R3 | 1.08% | 1.08% |
Class R4 | 0.76% | 0.76% |
Class R5 | 0.46% | 0.46% |
Class R6 | 0.36% | 0.36% |
Class Y | 0.45% | 0.45% |
Class F | 0.36% | 0.36% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 7.2% |
Consumer Discretionary | 9.8 |
Consumer Staples | 7.5 |
Energy | 3.5 |
Financials | 12.9 |
Health Care | 18.3 |
Industrials | 9.4 |
Information Technology | 24.7 |
Materials | 1.2 |
Real Estate | 1.8 |
Utilities | 3.4 |
Total | 99.7% |
Short-Term Investments | 0.1 |
Other Assets & Liabilities | 0.2 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Dividend and Growth Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 4.48% | 0.18% | 10.23% | 10.69% |
Class A3 | -1.26% | -5.33% | 8.99% | 10.06% |
Class C2 | 4.07% | -0.63% | 9.37% | 9.85% |
Class C4 | 3.09% | -1.58% | 9.37% | 9.85% |
Class I2 | 4.57% | 0.40% | 10.50% | 10.95% |
Class R32 | 4.27% | -0.23% | 9.82% | 10.30% |
Class R42 | 4.42% | 0.09% | 10.15% | 10.64% |
Class R52 | 4.58% | 0.39% | 10.49% | 10.97% |
Class R62 | 4.61% | 0.48% | 10.59% | 11.07% |
Class Y2 | 4.57% | 0.42% | 10.55% | 11.05% |
Class F2 | 4.62% | 0.50% | 10.60% | 11.01% |
S&P 500 Index | 8.63% | 2.66% | 11.45% | 12.20% |
Russell 1000 Value Index | 4.54% | 1.21% | 7.75% | 9.13% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.96% | 0.96% |
Class C | 1.74% | 1.74% |
Class I | 0.72% | 0.72% |
Class R3 | 1.34% | 1.34% |
Class R4 | 1.04% | 1.04% |
Class R5 | 0.73% | 0.73% |
Class R6 | 0.63% | 0.63% |
Class Y | 0.74% | 0.72% |
Class F | 0.63% | 0.63% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements, if any. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 8.8% |
Consumer Discretionary | 5.4 |
Consumer Staples | 6.9 |
Energy | 6.2 |
Financials | 16.5 |
Health Care | 16.9 |
Industrials | 8.3 |
Information Technology | 17.0 |
Materials | 3.2 |
Real Estate | 3.4 |
Utilities | 4.3 |
Total | 96.9% |
Short-Term Investments | 1.2 |
Other Assets & Liabilities | 1.9 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Equity Income Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 08/28/2003 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 2.66% | 2.59% | 9.30% | 9.64% |
Class A3 | -2.98% | -3.05% | 8.07% | 9.03% |
Class C2 | 2.28% | 1.78% | 8.47% | 8.83% |
Class C4 | 1.36% | 0.87% | 8.47% | 8.83% |
Class I2 | 2.81% | 2.86% | 9.57% | 9.93% |
Class R32 | 2.47% | 2.18% | 8.90% | 9.25% |
Class R42 | 2.61% | 2.48% | 9.22% | 9.59% |
Class R52 | 2.80% | 2.80% | 9.56% | 9.92% |
Class R62 | 2.84% | 2.94% | 9.67% | 10.03% |
Class Y2 | 2.84% | 2.85% | 9.60% | 9.99% |
Class F2 | 2.85% | 2.91% | 9.66% | 9.99% |
Russell 1000 Value Index | 4.54% | 1.21% | 7.75% | 9.13% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.97% | 0.97% |
Class C | 1.74% | 1.74% |
Class I | 0.74% | 0.74% |
Class R3 | 1.35% | 1.35% |
Class R4 | 1.06% | 1.06% |
Class R5 | 0.75% | 0.75% |
Class R6 | 0.64% | 0.64% |
Class Y | 0.73% | 0.73% |
Class F | 0.64% | 0.64% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 1.7% |
Consumer Discretionary | 5.2 |
Consumer Staples | 9.9 |
Energy | 7.7 |
Financials | 20.1 |
Health Care | 17.9 |
Industrials | 10.2 |
Information Technology | 9.4 |
Materials | 4.2 |
Real Estate | 4.9 |
Utilities | 7.4 |
Total | 98.6% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 1.1 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Growth Opportunities Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 03/31/1963 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 12.40% | -1.32% | 9.25% | 12.46% |
Class A3 | 6.22% | -6.75% | 8.02% | 11.83% |
Class C2 | 11.98% | -2.05% | 8.43% | 11.63% |
Class C4 | 10.98% | -3.03% | 8.43% | 11.63% |
Class I2 | 12.53% | -1.04% | 9.53% | 12.74% |
Class R32 | 12.18% | -1.66% | 8.87% | 12.08% |
Class R42 | 12.38% | -1.33% | 9.20% | 12.43% |
Class R52 | 12.55% | -1.04% | 9.52% | 12.76% |
Class R62 | 12.56% | -0.97% | 9.63% | 12.87% |
Class Y2 | 12.55% | -1.04% | 9.56% | 12.83% |
Class F2 | 12.60% | -0.96% | 9.64% | 12.81% |
Russell 3000 Growth Index | 10.77% | 2.25% | 13.14% | 14.05% |
Russell 1000 Growth Index | 11.51% | 2.34% | 13.80% | 14.46% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.08% | 1.08% |
Class C | 1.85% | 1.85% |
Class I | 0.83% | 0.83% |
Class R3 | 1.45% | 1.45% |
Class R4 | 1.14% | 1.14% |
Class R5 | 0.84% | 0.84% |
Class R6 | 0.74% | 0.74% |
Class Y | 0.83% | 0.83% |
Class F | 0.73% | 0.73% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 13.0% |
Consumer Discretionary | 16.2 |
Consumer Staples | 2.8 |
Energy | 1.9 |
Financials | 5.9 |
Health Care | 20.1 |
Industrials | 8.7 |
Information Technology | 28.8 |
Materials | 0.9 |
Total | 98.3% |
Short-Term Investments | 0.9 |
Other Assets & Liabilities | 0.8 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Healthcare Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 05/01/2000 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 3.13% | 3.70% | 8.85% | 11.74% |
Class A3 | -2.54% | -2.00% | 7.62% | 11.11% |
Class C2 | 2.73% | 2.90% | 8.02% | 10.91% |
Class C4 | 1.73% | 1.90% | 8.02% | 10.91% |
Class I2 | 3.26% | 3.97% | 9.15% | 12.05% |
Class R32 | 2.95% | 3.36% | 8.48% | 11.38% |
Class R42 | 3.10% | 3.66% | 8.81% | 11.72% |
Class R52 | 3.26% | 3.96% | 9.13% | 12.04% |
Class R62 | 3.31% | 4.09% | 9.24% | 12.16% |
Class Y2 | 3.25% | 3.96% | 9.17% | 12.12% |
Class F2 | 3.31% | 4.08% | 9.25% | 12.12% |
S&P Composite 1500 Health Care Index | 1.38% | 3.75% | 11.85% | 12.96% |
S&P 500 Index | 8.63% | 2.66% | 11.45% | 12.20% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 02/28/2019 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.26% | 1.26% |
Class C | 2.03% | 2.03% |
Class I | 1.00% | 1.00% |
Class R3 | 1.61% | 1.61% |
Class R4 | 1.30% | 1.30% |
Class R5 | 1.01% | 1.01% |
Class R6 | 0.90% | 0.90% |
Class Y | 1.00% | 1.00% |
Class F | 0.89% | 0.89% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Risks of focusing investments on the healthcare related sector include regulatory and legal developments, changes in funding or subsidies, patent and intellectual property considerations, intense competitive pressures, rapid technological changes, long and costly process for obtaining product approval by government agencies, potential product obsolescence, rising cost of medical products and services, and liquidity risk. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets.
Composition by Subsector(1) |
as of 04/30/2023 |
Subsector | Percentage of Net Assets |
Equity Securities | |
Biotechnology | 15.2% |
Health Care Equipment & Supplies | 18.7 |
Health Care Providers & Services | 23.4 |
Life Sciences Tools & Services | 11.2 |
Pharmaceuticals | 30.5 |
Total | 99.0% |
Short-Term Investments | 1.3 |
Other Assets & Liabilities | (0.3) |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These subsector classifications are used for financial reporting purposes. |
Fund Overview
April 30, 2023 (Unaudited)
Inception 12/31/1997 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 5.73% | -2.10% | 5.04% | 9.48% |
Class A3 | -0.09% | -7.48% | 3.86% | 8.86% |
Class C2 | 5.31% | -2.88% | 4.24% | 8.66% |
Class C4 | 4.42% | -3.70% | 4.24% | 8.66% |
Class I2 | 5.86% | -1.84% | 5.30% | 9.74% |
Class R32 | 5.53% | -2.45% | 4.67% | 9.10% |
Class R42 | 5.71% | -2.14% | 5.00% | 9.45% |
Class R52 | 5.85% | -1.85% | 5.32% | 9.77% |
Class R62 | 5.91% | -1.76% | 5.42% | 9.89% |
Class Y2 | 5.86% | -1.82% | 5.37% | 9.86% |
Class F2 | 5.95% | -1.72% | 5.42% | 9.82% |
S&P MidCap 400 Index | 3.24% | 1.33% | 7.56% | 9.64% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.10% | 1.10% |
Class C | 1.86% | 1.86% |
Class I | 0.87% | 0.87% |
Class R3 | 1.46% | 1.46% |
Class R4 | 1.16% | 1.16% |
Class R5 | 0.86% | 0.86% |
Class R6 | 0.74% | 0.74% |
Class Y | 0.84% | 0.84% |
Class F | 0.74% | 0.74% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 2.1% |
Consumer Discretionary | 12.6 |
Consumer Staples | 1.4 |
Energy | 5.8 |
Financials | 12.0 |
Health Care | 20.0 |
Industrials | 23.1 |
Information Technology | 15.4 |
Materials | 5.7 |
Real Estate | 1.0 |
Utilities | 0.9 |
Total | 100.0% |
Short-Term Investments | 1.8 |
Other Assets & Liabilities | (1.8) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford MidCap Value Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 04/30/2001 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 5.06% | 0.15% | 6.85% | 8.17% |
Class A3 | -0.72% | -5.35% | 5.64% | 7.56% |
Class C2 | 4.60% | -0.63% | 6.02% | 7.37% |
Class C4 | 3.68% | -1.50% | 6.02% | 7.37% |
Class I2 | 5.23% | 0.44% | 7.19% | 8.50% |
Class R32 | 4.87% | -0.15% | 6.53% | 7.87% |
Class R42 | 5.02% | 0.12% | 6.84% | 8.20% |
Class R52 | 5.18% | 0.41% | 7.16% | 8.52% |
Class R62 | 5.25% | 0.61% | 7.30% | 8.59% |
Class Y2 | 5.25% | 0.49% | 7.21% | 8.59% |
Class F2 | 5.25% | 0.58% | 7.29% | 8.59% |
Russell Midcap Value Index | 2.26% | -3.47% | 6.43% | 8.68% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 06/22/2022 and performance for Class R6 shares prior to 06/22/2022 reflects the performance of Class F shares from 02/28/2017 through 06/21/2022 and Class I shares prior to 02/28/2017. Class F shares commenced operations on 02/28/2017 and performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.17% | 1.17% |
Class C | 1.95% | 1.95% |
Class I | 0.86% | 0.86% |
Class R3 | 1.49% | 1.49% |
Class R4 | 1.19% | 1.19% |
Class R5 | 0.89% | 0.89% |
Class R6 | 0.77% | 0.77% |
Class Y | 0.88% | 0.88% |
Class F | 0.77% | 0.77% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 2.6% |
Consumer Discretionary | 9.7 |
Consumer Staples | 5.8 |
Energy | 6.2 |
Financials | 17.5 |
Health Care | 12.3 |
Industrials | 20.0 |
Information Technology | 7.9 |
Materials | 4.9 |
Real Estate | 6.7 |
Utilities | 4.8 |
Total | 98.4% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 1.3 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Quality Value Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 01/02/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 2.00% | -1.42% | 7.97% | 8.56% |
Class A3 | -3.61% | -6.84% | 6.76% | 7.95% |
Class C2 | 1.60% | -2.21% | 7.14% | 7.75% |
Class C4 | 0.64% | -3.13% | 7.14% | 7.75% |
Class I2 | 2.12% | -1.14% | 8.32% | 8.91% |
Class R32 | 1.83% | -1.68% | 7.71% | 8.27% |
Class R42 | 2.02% | -1.38% | 8.02% | 8.61% |
Class R52 | 2.20% | -1.09% | 8.34% | 8.91% |
Class R62 | 2.23% | -0.93% | 8.48% | 9.04% |
Class Y2 | 2.17% | -1.04% | 8.36% | 8.97% |
Class F2 | 2.25% | -0.95% | 8.47% | 9.00% |
Russell 1000 Value Index | 4.54% | 1.21% | 7.75% | 9.13% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
The returns include the Fund’s performance when the Fund pursued a different investment objective and principal investment strategy prior to 11/01/2017.
Class R6 shares commenced operations on 02/28/2018 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.95% | 0.95% |
Class C | 1.78% | 1.71% |
Class I | 0.65% | 0.65% |
Class R3 | 1.27% | 1.18% |
Class R4 | 0.95% | 0.88% |
Class R5 | 0.67% | 0.63% |
Class R6 | 0.55% | 0.46% |
Class Y | 0.66% | 0.57% |
Class F | 0.55% | 0.46% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • For dividend-paying stocks, dividends are not guaranteed and may decrease without notice. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 7.1% |
Consumer Discretionary | 7.2 |
Consumer Staples | 8.7 |
Energy | 7.9 |
Financials | 18.1 |
Health Care | 17.0 |
Industrials | 9.9 |
Information Technology | 9.2 |
Materials | 3.7 |
Real Estate | 4.5 |
Utilities | 4.8 |
Total | 98.1% |
Short-Term Investments | 0.3 |
Other Assets & Liabilities | 1.6 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Small Cap Growth Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 01/04/1988 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | -0.24% | -4.12% | 3.17% | 7.82% |
Class A3 | -5.73% | -9.40% | 2.01% | 7.21% |
Class C2 | -0.65% | -4.85% | 2.46% | 7.07% |
Class C4 | -1.64% | -5.80% | 2.46% | 7.07% |
Class I2 | -0.07% | -3.76% | 3.55% | 8.17% |
Class R32 | -0.39% | -4.37% | 2.90% | 7.53% |
Class R42 | -0.23% | -4.09% | 3.21% | 7.87% |
Class R52 | -0.07% | -3.77% | 3.53% | 8.20% |
Class R62 | -0.02% | -3.70% | 3.64% | 8.29% |
Class Y2 | -0.07% | -3.75% | 3.59% | 8.27% |
Class F2 | -0.02% | -3.69% | 3.64% | 8.24% |
Russell 2000 Growth Index | -0.29% | 0.72% | 4.00% | 8.44% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.25% | 1.25% |
Class C | 1.98% | 1.98% |
Class I | 0.89% | 0.89% |
Class R3 | 1.52% | 1.52% |
Class R4 | 1.22% | 1.22% |
Class R5 | 0.92% | 0.92% |
Class R6 | 0.81% | 0.81% |
Class Y | 0.91% | 0.87% |
Class F | 0.80% | 0.80% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements, if any. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 1.0% |
Consumer Discretionary | 12.0 |
Consumer Staples | 6.0 |
Energy | 5.8 |
Financials | 5.8 |
Health Care | 23.0 |
Industrials | 22.9 |
Information Technology | 16.2 |
Materials | 4.7 |
Real Estate | 2.0 |
Total | 99.4% |
Short-Term Investments | 0.7 |
Other Assets & Liabilities | (0.1) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Small Cap Value Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 01/01/2005 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | -1.76% | -2.53% | 5.19% | 6.93% |
Class A3 | -7.16% | -7.89% | 4.00% | 6.33% |
Class C2 | -2.20% | -3.20% | 4.41% | 6.13% |
Class C4 | -3.09% | -4.08% | 4.41% | 6.13% |
Class I2 | -1.64% | -2.15% | 5.54% | 7.22% |
Class R32 | -1.88% | -2.69% | 5.04% | 6.74% |
Class R42 | -1.73% | -2.46% | 5.28% | 7.02% |
Class R52 | -1.63% | -2.12% | 5.61% | 7.35% |
Class R62 | -1.45% | -1.94% | 5.71% | 7.43% |
Class Y2 | -1.50% | -1.99% | 5.66% | 7.40% |
Class F2 | -1.44% | -1.96% | 5.71% | 7.31% |
Russell 2000 Value Index | -6.72% | -7.99% | 3.66% | 6.96% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class I shares commenced operations on 03/31/2015 and performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R6 shares commenced operations on 02/28/2018 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017. Performance for Class F shares prior to 02/28/2017 reflects the performance of Class I shares from 03/31/2015 through 02/27/2017 and Class A shares (excluding sales charges) prior to 03/31/2015. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
Performance prior to 11/01/2018 reflects when the Fund pursued different strategies.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.29% | 1.29% |
Class C | 2.10% | 2.05% |
Class I | 0.98% | 0.98% |
Class R3 | 1.57% | 1.50% |
Class R4 | 1.26% | 1.20% |
Class R5 | 0.97% | 0.90% |
Class R6 | 0.85% | 0.80% |
Class Y | 0.96% | 0.85% |
Class F | 0.85% | 0.80% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Consumer Discretionary | 14.0% |
Consumer Staples | 4.8 |
Energy | 5.0 |
Financials | 35.9 |
Health Care | 8.6 |
Industrials | 16.1 |
Information Technology | 7.8 |
Materials | 2.7 |
Real Estate | 2.7 |
Utilities | 1.9 |
Total | 99.5% |
Short-Term Investments | 0.2 |
Other Assets & Liabilities | 0.3 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
The Hartford Small Company Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 07/22/1996 Sub-advised by Wellington Management Company LLP | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | -2.58% | -8.85% | 6.57% | 8.35% |
Class A3 | -7.94% | -13.86% | 5.38% | 7.74% |
Class C2 | -3.09% | -9.64% | 5.71% | 7.52% |
Class C4 | -4.06% | -10.54% | 5.71% | 7.52% |
Class I2 | -2.49% | -8.61% | 6.88% | 8.64% |
Class R32 | -2.76% | -9.16% | 6.28% | 8.09% |
Class R42 | -2.58% | -8.86% | 6.60% | 8.42% |
Class R52 | -2.47% | -8.60% | 6.92% | 8.75% |
Class R62 | -2.39% | -8.48% | 7.01% | 8.84% |
Class Y2 | -2.49% | -8.67% | 6.93% | 8.80% |
Class F2 | -2.41% | -8.47% | 7.01% | 8.73% |
Russell 2000 Growth Index | -0.29% | 0.72% | 4.00% | 8.44% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Class R6 shares commenced operations on 11/07/2014 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.27% | 1.27% |
Class C | 2.10% | 2.10% |
Class I | 0.99% | 0.99% |
Class R3 | 1.59% | 1.59% |
Class R4 | 1.29% | 1.29% |
Class R5 | 0.99% | 0.99% |
Class R6 | 0.87% | 0.87% |
Class Y | 0.95% | 0.95% |
Class F | 0.87% | 0.87% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.2% |
Consumer Discretionary | 12.6 |
Consumer Staples | 3.8 |
Energy | 5.9 |
Financials | 7.5 |
Health Care | 22.8 |
Industrials | 22.0 |
Information Technology | 14.7 |
Materials | 3.3 |
Real Estate | 2.8 |
Total | 98.6% |
Short-Term Investments | 2.2 |
Other Assets & Liabilities | (0.8) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Domestic Equity Funds
Benchmark Glossary (Unaudited)
Russell 1000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership. |
Russell 1000 Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with lower price-to-book ratios and lower forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership. |
Russell 2000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest US-domiciled company common stocks based on a combination of their market capitalization and current index membership. |
Russell 2000 Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index companies with lower price-to-book ratios and lower forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest US-domiciled company common stocks based on a combination of their market capitalization and current index membership. |
Russell 3000 Growth Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 3000 Index companies with higher price-to-book ratios and higher forecasted growth values. The Russell 3000 Index is designed to measure the performance of the 3,000 largest US companies based on their market capitalization. |
Russell 3000 Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the 3,000 largest US companies based on total market capitalization. |
Russell Midcap Value Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap value segment of the US equity universe. It includes those Russell Midcap Index companies with lower price-to-book ratios and lower forecasted growth values. |
S&P 500 Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted price index composed of 500 widely held common stocks. |
S&P Composite 1500 Health Care Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index comprised of those companies included in the S&P Composite 1500 that are classified as members of the Global Industry Classification Standard (GICS®) health care sector. |
S&P MidCap 400 Index (reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index designed to measure the performance of the mid-cap segment of the market. The index is composed of 400 constituent companies. |
Hartford Domestic Equity Funds
Expense Examples (Unaudited)
Your Fund's Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service (12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2022 through April 30, 2023. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class' annualized expense ratio multiplied by average account value over the period, multiplied by 181/365 (to reflect the one-half year period).
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Annualized expense ratio |
The Hartford Capital Appreciation Fund |
Class A | $ 1,000.00 | | $ 1,073.40 | | $ 5.40 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.26 | | 1.05% |
Class C | $ 1,000.00 | | $ 1,068.70 | | $ 9.54 | | $ 1,000.00 | | $ 1,015.57 | | $ 9.30 | | 1.86% |
Class I | $ 1,000.00 | | $ 1,074.60 | | $ 4.06 | | $ 1,000.00 | | $ 1,020.88 | | $ 3.96 | | 0.79% |
Class R3 | $ 1,000.00 | | $ 1,071.50 | | $ 7.24 | | $ 1,000.00 | | $ 1,017.80 | | $ 7.05 | | 1.41% |
Class R4 | $ 1,000.00 | | $ 1,073.00 | | $ 5.71 | | $ 1,000.00 | | $ 1,019.29 | | $ 5.56 | | 1.11% |
Class R5 | $ 1,000.00 | | $ 1,074.50 | | $ 4.17 | | $ 1,000.00 | | $ 1,020.78 | | $ 4.06 | | 0.81% |
Class R6 | $ 1,000.00 | | $ 1,075.00 | | $ 3.60 | | $ 1,000.00 | | $ 1,021.32 | | $ 3.51 | | 0.70% |
Class Y | $ 1,000.00 | | $ 1,074.60 | | $ 4.17 | | $ 1,000.00 | | $ 1,020.78 | | $ 4.06 | | 0.81% |
Class F | $ 1,000.00 | | $ 1,075.10 | | $ 3.60 | | $ 1,000.00 | | $ 1,021.32 | | $ 3.51 | | 0.70% |
Hartford Core Equity Fund |
Class A | $ 1,000.00 | | $ 1,062.60 | | $ 3.63 | | $ 1,000.00 | | $ 1,021.27 | | $ 3.56 | | 0.71% |
Class C | $ 1,000.00 | | $ 1,058.80 | | $ 7.45 | | $ 1,000.00 | | $ 1,017.55 | | $ 7.30 | | 1.46% |
Class I | $ 1,000.00 | | $ 1,063.80 | | $ 2.35 | | $ 1,000.00 | | $ 1,022.51 | | $ 2.31 | | 0.46% |
Class R3 | $ 1,000.00 | | $ 1,060.70 | | $ 5.47 | | $ 1,000.00 | | $ 1,019.49 | | $ 5.36 | | 1.07% |
Class R4 | $ 1,000.00 | | $ 1,062.50 | | $ 3.78 | | $ 1,000.00 | | $ 1,021.12 | | $ 3.71 | | 0.74% |
Class R5 | $ 1,000.00 | | $ 1,063.80 | | $ 2.41 | | $ 1,000.00 | | $ 1,022.46 | | $ 2.36 | | 0.47% |
Class R6 | $ 1,000.00 | | $ 1,064.60 | | $ 1.89 | | $ 1,000.00 | | $ 1,022.96 | | $ 1.86 | | 0.37% |
Class Y | $ 1,000.00 | | $ 1,063.90 | | $ 2.35 | | $ 1,000.00 | | $ 1,022.51 | | $ 2.31 | | 0.46% |
Class F | $ 1,000.00 | | $ 1,064.40 | | $ 1.84 | | $ 1,000.00 | | $ 1,023.01 | | $ 1.81 | | 0.36% |
Hartford Domestic Equity Funds
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Annualized expense ratio |
The Hartford Dividend and Growth Fund |
Class A | $ 1,000.00 | | $ 1,044.80 | | $ 4.87 | | $ 1,000.00 | | $ 1,020.03 | | $ 4.81 | | 0.96% |
Class C | $ 1,000.00 | | $ 1,040.40 | | $ 8.80 | | $ 1,000.00 | | $ 1,016.17 | | $ 8.70 | | 1.74% |
Class I | $ 1,000.00 | | $ 1,045.70 | | $ 3.65 | | $ 1,000.00 | | $ 1,021.22 | | $ 3.61 | | 0.72% |
Class R3 | $ 1,000.00 | | $ 1,042.70 | | $ 6.78 | | $ 1,000.00 | | $ 1,018.15 | | $ 6.71 | | 1.34% |
Class R4 | $ 1,000.00 | | $ 1,044.20 | | $ 5.27 | | $ 1,000.00 | | $ 1,019.64 | | $ 5.21 | | 1.04% |
Class R5 | $ 1,000.00 | | $ 1,045.80 | | $ 3.75 | | $ 1,000.00 | | $ 1,021.12 | | $ 3.71 | | 0.74% |
Class R6 | $ 1,000.00 | | $ 1,046.40 | | $ 3.20 | | $ 1,000.00 | | $ 1,021.67 | | $ 3.16 | | 0.63% |
Class Y | $ 1,000.00 | | $ 1,045.70 | | $ 3.50 | | $ 1,000.00 | | $ 1,021.37 | | $ 3.46 | | 0.69% |
Class F | $ 1,000.00 | | $ 1,046.20 | | $ 3.20 | | $ 1,000.00 | | $ 1,021.67 | | $ 3.16 | | 0.63% |
The Hartford Equity Income Fund |
Class A | $ 1,000.00 | | $ 1,027.20 | | $ 4.88 | | $ 1,000.00 | | $ 1,019.98 | | $ 4.86 | | 0.97% |
Class C | $ 1,000.00 | | $ 1,023.30 | | $ 8.73 | | $ 1,000.00 | | $ 1,016.17 | | $ 8.70 | | 1.74% |
Class I | $ 1,000.00 | | $ 1,028.10 | | $ 3.72 | | $ 1,000.00 | | $ 1,021.12 | | $ 3.71 | | 0.74% |
Class R3 | $ 1,000.00 | | $ 1,025.20 | | $ 6.78 | | $ 1,000.00 | | $ 1,018.10 | | $ 6.76 | | 1.35% |
Class R4 | $ 1,000.00 | | $ 1,026.60 | | $ 5.32 | | $ 1,000.00 | | $ 1,019.54 | | $ 5.31 | | 1.06% |
Class R5 | $ 1,000.00 | | $ 1,028.00 | | $ 3.77 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Class R6 | $ 1,000.00 | | $ 1,028.40 | | $ 3.27 | | $ 1,000.00 | | $ 1,021.57 | | $ 3.26 | | 0.65% |
Class Y | $ 1,000.00 | | $ 1,028.40 | | $ 3.72 | | $ 1,000.00 | | $ 1,021.12 | | $ 3.71 | | 0.74% |
Class F | $ 1,000.00 | | $ 1,029.00 | | $ 3.22 | | $ 1,000.00 | | $ 1,021.62 | | $ 3.21 | | 0.64% |
The Hartford Growth Opportunities Fund |
Class A | $ 1,000.00 | | $ 1,124.00 | | $ 5.79 | | $ 1,000.00 | | $ 1,019.34 | | $ 5.51 | | 1.10% |
Class C | $ 1,000.00 | | $ 1,119.80 | | $ 9.93 | | $ 1,000.00 | | $ 1,015.42 | | $ 9.44 | | 1.89% |
Class I | $ 1,000.00 | | $ 1,125.30 | | $ 4.48 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class R3 | $ 1,000.00 | | $ 1,121.80 | | $ 7.63 | | $ 1,000.00 | | $ 1,017.60 | | $ 7.25 | | 1.45% |
Class R4 | $ 1,000.00 | | $ 1,123.50 | | $ 6.00 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.71 | | 1.14% |
Class R5 | $ 1,000.00 | | $ 1,125.20 | | $ 4.53 | | $ 1,000.00 | | $ 1,020.53 | | $ 4.31 | | 0.86% |
Class R6 | $ 1,000.00 | | $ 1,125.90 | | $ 3.95 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Class Y | $ 1,000.00 | | $ 1,125.30 | | $ 4.48 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class F | $ 1,000.00 | | $ 1,125.70 | | $ 3.90 | | $ 1,000.00 | | $ 1,021.12 | | $ 3.71 | | 0.74% |
The Hartford Healthcare Fund |
Class A | $ 1,000.00 | | $ 1,031.30 | | $ 6.40 | | $ 1,000.00 | | $ 1,018.50 | | $ 6.36 | | 1.27% |
Class C | $ 1,000.00 | | $ 1,027.30 | | $ 10.36 | | $ 1,000.00 | | $ 1,014.58 | | $ 10.29 | | 2.06% |
Class I | $ 1,000.00 | | $ 1,032.60 | | $ 5.09 | | $ 1,000.00 | | $ 1,019.79 | | $ 5.06 | | 1.01% |
Class R3 | $ 1,000.00 | | $ 1,029.80 | | $ 8.10 | | $ 1,000.00 | | $ 1,016.81 | | $ 8.05 | | 1.61% |
Class R4 | $ 1,000.00 | | $ 1,031.30 | | $ 6.65 | | $ 1,000.00 | | $ 1,018.25 | | $ 6.61 | | 1.32% |
Class R5 | $ 1,000.00 | | $ 1,032.60 | | $ 5.14 | | $ 1,000.00 | | $ 1,019.74 | | $ 5.11 | | 1.02% |
Class R6 | $ 1,000.00 | | $ 1,033.30 | | $ 4.54 | | $ 1,000.00 | | $ 1,020.33 | | $ 4.51 | | 0.90% |
Class Y | $ 1,000.00 | | $ 1,032.70 | | $ 5.09 | | $ 1,000.00 | | $ 1,019.79 | | $ 5.06 | | 1.01% |
Class F | $ 1,000.00 | | $ 1,033.40 | | $ 4.54 | | $ 1,000.00 | | $ 1,020.33 | | $ 4.51 | | 0.90% |
The Hartford MidCap Fund |
Class A | $ 1,000.00 | | $ 1,057.30 | | $ 5.66 | | $ 1,000.00 | | $ 1,019.29 | | $ 5.56 | | 1.11% |
Class C | $ 1,000.00 | | $ 1,053.10 | | $ 9.63 | | $ 1,000.00 | | $ 1,015.42 | | $ 9.44 | | 1.89% |
Class I | $ 1,000.00 | | $ 1,058.60 | | $ 4.34 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class R3 | $ 1,000.00 | | $ 1,055.30 | | $ 7.44 | | $ 1,000.00 | | $ 1,017.55 | | $ 7.30 | | 1.46% |
Class R4 | $ 1,000.00 | | $ 1,056.70 | | $ 5.81 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.71 | | 1.14% |
Class R5 | $ 1,000.00 | | $ 1,058.50 | | $ 4.39 | | $ 1,000.00 | | $ 1,020.53 | | $ 4.31 | | 0.86% |
Class R6 | $ 1,000.00 | | $ 1,059.10 | | $ 3.83 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Class Y | $ 1,000.00 | | $ 1,058.60 | | $ 4.24 | | $ 1,000.00 | | $ 1,020.68 | | $ 4.16 | | 0.83% |
Class F | $ 1,000.00 | | $ 1,059.50 | | $ 3.83 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Hartford Domestic Equity Funds
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Annualized expense ratio |
The Hartford MidCap Value Fund |
Class A | $ 1,000.00 | | $ 1,050.60 | | $ 5.85 | | $ 1,000.00 | | $ 1,019.09 | | $ 5.76 | | 1.15% |
Class C | $ 1,000.00 | | $ 1,046.00 | | $ 9.89 | | $ 1,000.00 | | $ 1,015.12 | | $ 9.74 | | 1.95% |
Class I | $ 1,000.00 | | $ 1,052.30 | | $ 4.32 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class R3 | $ 1,000.00 | | $ 1,048.70 | | $ 7.46 | | $ 1,000.00 | | $ 1,017.50 | | $ 7.35 | | 1.47% |
Class R4 | $ 1,000.00 | | $ 1,050.20 | | $ 6.00 | | $ 1,000.00 | | $ 1,018.94 | | $ 5.91 | | 1.18% |
Class R5 | $ 1,000.00 | | $ 1,052.40 | | $ 4.48 | | $ 1,000.00 | | $ 1,020.43 | | $ 4.41 | | 0.88% |
Class R6 | $ 1,000.00 | | $ 1,052.50 | | $ 3.87 | | $ 1,000.00 | | $ 1,021.03 | | $ 3.81 | | 0.76% |
Class Y | $ 1,000.00 | | $ 1,051.90 | | $ 4.43 | | $ 1,000.00 | | $ 1,020.48 | | $ 4.36 | | 0.87% |
Class F | $ 1,000.00 | | $ 1,052.50 | | $ 3.87 | | $ 1,000.00 | | $ 1,021.03 | | $ 3.81 | | 0.76% |
Hartford Quality Value Fund |
Class A | $ 1,000.00 | | $ 1,020.00 | | $ 4.71 | | $ 1,000.00 | | $ 1,020.13 | | $ 4.71 | | 0.94% |
Class C | $ 1,000.00 | | $ 1,016.00 | | $ 8.55 | | $ 1,000.00 | | $ 1,016.31 | | $ 8.55 | | 1.71% |
Class I | $ 1,000.00 | | $ 1,021.20 | | $ 3.21 | | $ 1,000.00 | | $ 1,021.62 | | $ 3.21 | | 0.64% |
Class R3 | $ 1,000.00 | | $ 1,018.30 | | $ 5.90 | | $ 1,000.00 | | $ 1,018.94 | | $ 5.91 | | 1.18% |
Class R4 | $ 1,000.00 | | $ 1,020.60 | | $ 4.41 | | $ 1,000.00 | | $ 1,020.43 | | $ 4.41 | | 0.88% |
Class R5 | $ 1,000.00 | | $ 1,021.60 | | $ 3.16 | | $ 1,000.00 | | $ 1,021.67 | | $ 3.16 | | 0.63% |
Class R6 | $ 1,000.00 | | $ 1,022.30 | | $ 2.31 | | $ 1,000.00 | | $ 1,022.51 | | $ 2.31 | | 0.46% |
Class Y | $ 1,000.00 | | $ 1,021.70 | | $ 2.86 | | $ 1,000.00 | | $ 1,021.97 | | $ 2.86 | | 0.57% |
Class F | $ 1,000.00 | | $ 1,022.50 | | $ 2.31 | | $ 1,000.00 | | $ 1,022.51 | | $ 2.31 | | 0.46% |
The Hartford Small Cap Growth Fund |
Class A | $ 1,000.00 | | $ 997.60 | | $ 6.44 | | $ 1,000.00 | | $ 1,018.35 | | $ 6.51 | | 1.30% |
Class C | $ 1,000.00 | | $ 993.50 | | $ 10.33 | | $ 1,000.00 | | $ 1,014.43 | | $ 10.44 | | 2.09% |
Class I | $ 1,000.00 | | $ 999.50 | | $ 4.66 | | $ 1,000.00 | | $ 1,020.13 | | $ 4.71 | | 0.94% |
Class R3 | $ 1,000.00 | | $ 996.40 | | $ 7.67 | | $ 1,000.00 | | $ 1,017.11 | | $ 7.75 | | 1.55% |
Class R4 | $ 1,000.00 | | $ 997.70 | | $ 6.24 | | $ 1,000.00 | | $ 1,018.55 | | $ 6.31 | | 1.26% |
Class R5 | $ 1,000.00 | | $ 999.30 | | $ 4.71 | | $ 1,000.00 | | $ 1,020.08 | | $ 4.76 | | 0.95% |
Class R6 | $ 1,000.00 | | $ 1,000.00 | | $ 4.22 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class Y | $ 1,000.00 | | $ 999.50 | | $ 4.51 | | $ 1,000.00 | | $ 1,020.28 | | $ 4.56 | | 0.91% |
Class F | $ 1,000.00 | | $ 999.80 | | $ 4.17 | | $ 1,000.00 | | $ 1,020.63 | | $ 4.21 | | 0.84% |
Hartford Small Cap Value Fund |
Class A | $ 1,000.00 | | $ 982.40 | | $ 6.39 | | $ 1,000.00 | | $ 1,018.35 | | $ 6.51 | | 1.30% |
Class C | $ 1,000.00 | | $ 978.00 | | $ 10.05 | | $ 1,000.00 | | $ 1,014.63 | | $ 10.24 | | 2.05% |
Class I | $ 1,000.00 | | $ 983.60 | | $ 4.92 | | $ 1,000.00 | | $ 1,019.84 | | $ 5.01 | | 1.00% |
Class R3 | $ 1,000.00 | | $ 981.20 | | $ 7.37 | | $ 1,000.00 | | $ 1,017.36 | | $ 7.50 | | 1.50% |
Class R4 | $ 1,000.00 | | $ 982.70 | | $ 5.90 | | $ 1,000.00 | | $ 1,018.84 | | $ 6.01 | | 1.20% |
Class R5 | $ 1,000.00 | | $ 983.70 | | $ 4.43 | | $ 1,000.00 | | $ 1,020.33 | | $ 4.51 | | 0.90% |
Class R6 | $ 1,000.00 | | $ 985.50 | | $ 3.94 | | $ 1,000.00 | | $ 1,020.83 | | $ 4.01 | | 0.80% |
Class Y | $ 1,000.00 | | $ 985.00 | | $ 4.19 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class F | $ 1,000.00 | | $ 985.60 | | $ 3.94 | | $ 1,000.00 | | $ 1,020.83 | | $ 4.01 | | 0.80% |
The Hartford Small Company Fund |
Class A | $ 1,000.00 | | $ 973.60 | | $ 6.41 | | $ 1,000.00 | | $ 1,018.30 | | $ 6.56 | | 1.31% |
Class C | $ 1,000.00 | | $ 969.10 | | $ 10.45 | | $ 1,000.00 | | $ 1,014.18 | | $ 10.69 | | 2.14% |
Class I | $ 1,000.00 | | $ 975.10 | | $ 4.95 | | $ 1,000.00 | | $ 1,019.79 | | $ 5.06 | | 1.01% |
Class R3 | $ 1,000.00 | | $ 972.40 | | $ 7.82 | | $ 1,000.00 | | $ 1,016.86 | | $ 8.00 | | 1.60% |
Class R4 | $ 1,000.00 | | $ 973.80 | | $ 6.36 | | $ 1,000.00 | | $ 1,018.35 | | $ 6.51 | | 1.30% |
Class R5 | $ 1,000.00 | | $ 975.30 | | $ 4.90 | | $ 1,000.00 | | $ 1,019.84 | | $ 5.01 | | 1.00% |
Class R6 | $ 1,000.00 | | $ 975.70 | | $ 4.36 | | $ 1,000.00 | | $ 1,020.38 | | $ 4.46 | | 0.89% |
Class Y | $ 1,000.00 | | $ 975.10 | | $ 4.75 | | $ 1,000.00 | | $ 1,019.98 | | $ 4.86 | | 0.97% |
Class F | $ 1,000.00 | | $ 975.90 | | $ 4.36 | | $ 1,000.00 | | $ 1,020.38 | | $ 4.46 | | 0.89% |
The Hartford Capital Appreciation Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% |
| Automobiles & Components - 0.3% |
44,271 | Tesla, Inc.* | $ 7,274,168 |
70,681 | Visteon Corp.* | 9,922,906 |
| | | 17,197,074 |
| Banks - 2.4% |
734,355 | Bank of Nova Scotia | 36,651,658 |
611,392 | Cadence Bank | 12,362,346 |
264,045 | JP Morgan Chase & Co. | 36,501,581 |
211,041 | M&T Bank Corp. | 26,548,958 |
682,900 | New York Community Bancorp, Inc. | 7,300,201 |
227,382 | SouthState Corp. | 15,684,810 |
| | | 135,049,554 |
| Capital Goods - 9.0% |
361,034 | AerCap Holdings NV* | 20,347,876 |
102,045 | Airbus SE | 14,289,839 |
179,035 | AMETEK, Inc. | 24,694,298 |
61,085 | Axon Enterprise, Inc.* | 12,871,220 |
229,618 | Builders FirstSource, Inc.* | 21,760,898 |
244,151 | Curtiss-Wright Corp. | 41,464,164 |
111,679 | Esab Corp. | 6,517,586 |
399,851 | Fortune Brands Innovations, Inc. | 25,866,361 |
134,487 | HEICO Corp. | 22,679,888 |
806,800 | HF Global, Inc.*(1)(2) | 20,863,848 |
320,901 | Honeywell International, Inc. | 64,128,856 |
108,191 | IDEX Corp. | 22,321,967 |
174,234 | John Bean Technologies Corp. | 18,940,978 |
309,846 | Johnson Controls International PLC | 18,541,185 |
30,493 | Lockheed Martin Corp. | 14,162,474 |
138,859 | Middleby Corp.* | 19,562,456 |
96,765 | Northrop Grumman Corp. | 44,634,792 |
475,378 | Otis Worldwide Corp. | 40,549,743 |
102,878 | Snap-on, Inc. | 26,687,582 |
348,197 | Spirit AeroSystems Holdings, Inc. Class A | 10,362,343 |
121,605 | Vicor Corp.* | 5,225,367 |
153,418 | Westinghouse Air Brake Technologies Corp. | 14,984,336 |
94,100 | Zurn Elkay Water Solutions Corp. Class C | 2,027,855 |
| | | 513,485,912 |
| Commercial & Professional Services - 2.6% |
94,574 | Clean Harbors, Inc.* | 13,728,362 |
384,322 | Copart, Inc.* | 30,380,654 |
261,432 | CoStar Group, Inc.* | 20,117,192 |
329,772 | Genpact Ltd. | 14,691,343 |
252,323 | Leidos Holdings, Inc. | 23,531,643 |
70,556 | Paycom Software, Inc.* | 20,487,346 |
133,573 | Verisk Analytics, Inc. | 25,927,855 |
| | | 148,864,395 |
| Consumer Discretionary Distribution & Retail - 5.8% |
779,776 | Amazon.com, Inc.* | 82,227,379 |
10,388 | AutoZone, Inc.* | 27,666,464 |
429,534 | Chewy, Inc. Class A*(3) | 13,319,849 |
119,555 | Etsy, Inc.* | 12,078,642 |
814,674 | LKQ Corp. | 47,031,130 |
240,189 | Monro, Inc. | 11,740,438 |
107,563 | Ross Stores, Inc. | 11,480,199 |
940,603 | TJX Cos., Inc. | 74,138,329 |
316,327 | Tory Burch LLC*(1)(2) | 13,576,741 |
26,395 | Ulta Beauty, Inc.* | 14,554,995 |
644,757 | Valvoline, Inc. | 22,276,355 |
| | | 330,090,521 |
| Consumer Durables & Apparel - 2.7% |
31,899 | Deckers Outdoor Corp.* | 15,290,467 |
72,102 | Lululemon Athletica, Inc.* | 27,393,713 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Consumer Durables & Apparel - 2.7% - (continued) |
562,404 | NIKE, Inc. Class B | $ 71,267,835 |
2,725 | NVR, Inc.* | 15,914,000 |
682,286 | Steven Madden Ltd. | 23,907,301 |
| | | 153,773,316 |
| Consumer Services - 3.1% |
119,859 | Airbnb, Inc. Class A* | 14,343,527 |
789,209 | Aramark | 27,385,552 |
7,179 | Booking Holdings, Inc.* | 19,285,019 |
1,312,726 | Denny's Corp.* | 14,715,658 |
685,534 | DraftKings, Inc. Class A* | 15,020,050 |
270,158 | Las Vegas Sands Corp.* | 17,249,588 |
190,501 | McDonald's Corp. | 56,340,671 |
126,926 | Wyndham Hotels & Resorts, Inc. | 8,658,892 |
| | | 172,998,957 |
| Consumer Staples Distribution & Retail - 0.4% |
622,864 | U.S. Foods Holding Corp.* | 23,917,978 |
| Energy - 2.8% |
60,219 | Cheniere Energy, Inc. | 9,213,507 |
251,188 | Chevron Corp. | 42,345,273 |
157,999 | Diamondback Energy, Inc. | 22,467,458 |
89,700 | EOG Resources, Inc. | 10,716,459 |
705,441 | Marathon Oil Corp. | 17,043,454 |
157,605 | Targa Resources Corp. | 11,903,906 |
721,687 | TotalEnergies SE ADR | 46,137,450 |
| | | 159,827,507 |
| Equity Real Estate Investment Trusts (REITs) - 2.2% |
310,505 | American Tower Corp. REIT | 63,464,117 |
323,880 | Gaming & Leisure Properties, Inc. REIT | 16,841,760 |
948,952 | VICI Properties, Inc. REIT | 32,207,431 |
146,543 | Welltower, Inc. REIT | 11,609,136 |
| | | 124,122,444 |
| Financial Services - 7.7% |
501,277 | American Express Co. | 80,876,031 |
546,535 | Bank of New York Mellon Corp. | 23,276,926 |
36,301 | BlackRock, Inc. | 24,365,231 |
421,895 | Block, Inc.* | 25,646,997 |
288,580 | Bread Financial Holdings, Inc. | 7,964,808 |
47,327 | Mastercard, Inc. Class A | 17,985,680 |
84,441 | Moody's Corp. | 26,440,166 |
317,015 | Morgan Stanley | 28,521,840 |
213,943 | T Rowe Price Group, Inc. | 24,032,217 |
443,761 | Tradeweb Markets, Inc. Class A | 31,245,212 |
408,055 | Visa, Inc. Class A | 94,966,640 |
323,401 | Voya Financial, Inc. | 24,733,709 |
1,263,609 | Western Union Co. | 13,811,246 |
86,895 | WEX, Inc.* | 15,410,828 |
| | | 439,277,531 |
| Food, Beverage & Tobacco - 4.8% |
897,309 | Coca-Cola Co. | 57,562,372 |
302,408 | General Mills, Inc. | 26,802,421 |
413,453 | Kraft Heinz Co. | 16,236,299 |
180,217 | Lamb Weston Holdings, Inc. | 20,150,063 |
261,867 | Monster Beverage Corp.* | 14,664,552 |
338,206 | PepsiCo, Inc. | 64,560,143 |
494,458 | Philip Morris International, Inc. | 49,430,966 |
371,464 | Tyson Foods, Inc. Class A | 23,212,786 |
| | | 272,619,602 |
| Health Care Equipment & Services - 9.5% |
384,405 | agilon health, Inc.* | 9,329,509 |
43,483 | Align Technology, Inc.* | 14,145,020 |
The accompanying notes are an integral part of these financial statements.
The Hartford Capital Appreciation Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Health Care Equipment & Services - 9.5% - (continued) |
171,649 | Dexcom, Inc.* | $ 20,827,890 |
34,299 | Elevance Health, Inc. | 16,074,226 |
240,637 | Encompass Health Corp. | 15,436,863 |
147,959 | Hologic, Inc.* | 12,725,954 |
21,742 | Humana, Inc. | 11,533,913 |
138,450 | Insulet Corp.* | 44,032,638 |
330,852 | Integra LifeSciences Holdings Corp.* | 18,302,733 |
189,489 | Intuitive Surgical, Inc.* | 57,077,876 |
933,323 | Medtronic PLC | 84,885,727 |
92,880 | Molina Healthcare, Inc.* | 27,668,023 |
201,381 | Stryker Corp. | 60,343,817 |
241,431 | UnitedHealth Group, Inc. | 118,805,781 |
177,186 | Veeva Systems, Inc. Class A* | 31,730,469 |
| | | 542,920,439 |
| Household & Personal Products - 2.2% |
883,175 | Colgate-Palmolive Co. | 70,477,365 |
362,328 | Procter & Gamble Co. | 56,660,853 |
| | | 127,138,218 |
| Insurance - 4.4% |
5,302,292 | Aegon NV | 24,019,383 |
413,489 | Brown & Brown, Inc. | 26,624,557 |
448,540 | Chubb Ltd. | 90,407,722 |
526,873 | Kemper Corp. | 25,632,371 |
351,877 | Marsh & McLennan Cos., Inc. | 63,404,717 |
282,494 | Principal Financial Group, Inc. | 21,099,477 |
| | | 251,188,227 |
| Materials - 3.8% |
64,417 | Albemarle Corp. | 11,946,777 |
397,286 | Celanese Corp. Class A | 42,207,665 |
341,916 | Ecolab, Inc. | 57,387,181 |
297,531 | FMC Corp. | 36,768,881 |
179,385 | Linde PLC | 66,273,788 |
| | | 214,584,292 |
| Media & Entertainment - 6.0% |
144,137 | Activision Blizzard, Inc.* | 11,200,886 |
1,709,642 | Alphabet, Inc. Class A* | 183,512,972 |
393,846 | Cargurus, Inc.* | 6,474,828 |
181,931 | Meta Platforms, Inc. Class A* | 43,721,658 |
11,088 | Netflix, Inc.* | 3,658,264 |
667,508 | Omnicom Group, Inc. | 60,456,200 |
180,546 | Roku, Inc.* | 10,148,491 |
136,338 | Walt Disney Co.* | 13,974,645 |
350,533 | ZoomInfo Technologies, Inc. Class A* | 7,680,178 |
| | | 340,828,122 |
| Pharmaceuticals, Biotechnology & Life Sciences - 7.8% |
161,613 | Agilent Technologies, Inc. | 21,887,249 |
52,866 | Alnylam Pharmaceuticals, Inc.* | 10,530,907 |
97,289 | Apellis Pharmaceuticals, Inc.* | 8,116,821 |
624,803 | AstraZeneca PLC ADR | 45,748,076 |
330,651 | Danaher Corp. | 78,334,529 |
88,898 | Eli Lilly & Co. | 35,191,162 |
442,362 | Exact Sciences Corp.* | 28,342,133 |
93,483 | Jazz Pharmaceuticals PLC* | 13,131,557 |
250,866 | Johnson & Johnson | 41,066,764 |
203,723 | Merck & Co., Inc. | 23,523,895 |
1,688,881 | Pfizer, Inc. | 65,680,582 |
249,501 | PTC Therapeutics, Inc.* | 13,757,485 |
585,085 | Syneos Health, Inc.* | 22,970,437 |
40,916 | United Therapeutics Corp.* | 9,415,999 |
80,256 | Vertex Pharmaceuticals, Inc.* | 27,345,627 |
| | | 445,043,223 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Semiconductors & Semiconductor Equipment - 3.3% |
42,824 | Broadcom, Inc. | $ 26,829,236 |
125,418 | First Solar, Inc.* | 22,898,818 |
213,631 | MKS Instruments, Inc. | 17,917,232 |
219,911 | NVIDIA Corp. | 61,023,103 |
47,911 | SolarEdge Technologies, Inc.* | 13,684,819 |
243,801 | Synaptics, Inc.* | 21,591,017 |
155,240 | Texas Instruments, Inc. | 25,956,128 |
| | | 189,900,353 |
| Software & Services - 9.6% |
186,728 | Accenture PLC Class A | 52,337,991 |
1,079,675 | Cognizant Technology Solutions Corp. Class A | 64,467,394 |
162,247 | Datadog, Inc. Class A* | 10,932,203 |
334,888 | DocuSign, Inc.* | 16,556,863 |
356,823 | Dynatrace, Inc.* | 15,086,476 |
62,091 | Intuit, Inc. | 27,565,299 |
602,026 | Microsoft Corp. | 184,978,509 |
54,464 | MongoDB, Inc. Class A* | 13,069,181 |
160,245 | Okta, Inc.* | 10,981,590 |
11,816 | Rubicon Earnout Shares*(1)(2) | 591 |
157,544 | Rubicon Technology, Inc. Class B*(1)(2) | 70,895 |
157,544 | Rubicon Technology, Inc. Class V*(1)(2) | — |
157,544 | Rubicon TRA Placeholder(1)(2) | 17,330 |
171,381 | Salesforce, Inc.* | 33,996,849 |
51,042 | ServiceNow, Inc.* | 23,449,716 |
12,640 | Sharecare, Inc. Earnout*(1)(2) | 1,947 |
546,521 | Shopify, Inc. Class A* | 26,478,942 |
67,245 | Synopsys, Inc.* | 24,969,413 |
209,843 | Workday, Inc. Class A* | 39,060,176 |
| | | 544,021,365 |
| Technology Hardware & Equipment - 4.1% |
461,638 | Apple, Inc. | 78,330,736 |
249,521 | Arista Networks, Inc.* | 39,963,283 |
207,058 | CDW Corp. | 35,114,966 |
247,078 | Coherent Corp.* | 8,435,243 |
101,063 | F5, Inc.* | 13,578,825 |
1,948,992 | Flex Ltd.* | 40,090,765 |
370,414 | Lumentum Holdings, Inc.* | 17,872,476 |
| | | 233,386,294 |
| Transportation - 1.7% |
83,398 | JB Hunt Transport Services, Inc. | 14,618,835 |
1,415,007 | Southwest Airlines Co. | 42,860,562 |
444,450 | Uber Technologies, Inc.* | 13,800,173 |
123,950 | Union Pacific Corp. | 24,257,015 |
| | | 95,536,585 |
| Utilities - 0.9% |
199,200 | American Electric Power Co., Inc. | 18,410,064 |
80,476 | Dominion Energy, Inc. | 4,598,399 |
348,159 | Eversource Energy | 27,020,620 |
| | | 50,029,083 |
| Total Common Stocks (cost $4,735,634,376) | | $ 5,525,800,992 |
CONVERTIBLE PREFERRED STOCKS - 0.0% |
| Software & Services - 0.0% |
566,622 | Essence Group Holdings Corp. Series 3*(1)(2) | $ 889,597 |
77,707 | Lookout, Inc. Series F*(1)(2) | 623,210 |
| Total Convertible Preferred Stocks (cost $1,783,654) | | $ 1,512,807 |
The accompanying notes are an integral part of these financial statements.
The Hartford Capital Appreciation Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
EXCHANGE-TRADED FUNDS - 0.0% |
| Other Investment Pools & Funds - 0.0% |
7,739 | iShares Russell 1000 Growth ETF | $ 1,910,217 |
| Total Exchange-Traded Funds (cost $1,636,542) | | $ 1,910,217 |
| Total Long-Term Investments (cost $4,739,054,572) | | $ 5,529,224,016 |
SHORT-TERM INVESTMENTS - 0.6% |
| Repurchase Agreements - 0.6% |
$ 30,701,079 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $30,713,334; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $31,315,105 | $ 30,701,079 |
| Securities Lending Collateral - 0.0% |
231,459 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(4) | 231,459 |
771,528 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(4) | 771,528 |
231,458 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(4) | 231,458 |
231,458 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(4) | 231,458 |
| | | 1,465,903 |
| Total Short-Term Investments (cost $32,166,982) | $ 32,166,982 |
| Total Investments (cost $4,771,221,554) | 97.7% | $ 5,561,390,998 |
| Other Assets and Liabilities | 2.3% | 129,927,463 |
| Total Net Assets | 100.0% | $ 5,691,318,461 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
(1) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $36,044,159 or 0.6% of net assets. |
Period Acquired | | Security Name | | Shares/ Par Value | | Total Cost | | Market Value |
05/2014 | | Essence Group Holdings Corp. Series 3 Convertible Preferred | | 566,622 | | $ 895,999 | | $ 889,597 |
06/2015 | | HF Global, Inc. | | 806,800 | | 10,846,942 | | 20,863,848 |
07/2014 | | Lookout, Inc. Series F Convertible Preferred | | 77,707 | | 887,655 | | 623,210 |
09/2015 | | Rubicon Earnout Shares | | 11,816 | | — | | 591 |
09/2015 | | Rubicon Technology, Inc. Class V | | 157,544 | | — | | — |
09/2015 | | Rubicon Technology, Inc. Class B | | 157,544 | | 673,447 | | 70,895 |
09/2015 | | Rubicon TRA Placeholder | | 157,544 | | — | | 17,330 |
07/2021 | | Sharecare, Inc. Earnout | | 12,640 | | — | | 1,947 |
11/2013 | | Tory Burch LLC | | 316,327 | | 24,792,580 | | 13,576,741 |
| | | | | | 38,096,623 | | 36,044,159 |
(2) | Investment valued using significant unobservable inputs. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Current yield as of period end. |
Futures Contracts Outstanding at April 30, 2023 |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts: |
Nasdaq 100 E-MINI Future | | 465 | | 06/16/2023 | | $ 123,878,325 | | $ 6,389,637 |
Total futures contracts | | $ 6,389,637 |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
The Hartford Capital Appreciation Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 17,197,074 | | $ 17,197,074 | | $ — | | $ — |
Banks | | 135,049,554 | | 135,049,554 | | — | | — |
Capital Goods | | 513,485,912 | | 478,332,225 | | 14,289,839 | | 20,863,848 |
Commercial & Professional Services | | 148,864,395 | | 148,864,395 | | — | | — |
Consumer Discretionary Distribution & Retail | | 330,090,521 | | 316,513,780 | | — | | 13,576,741 |
Consumer Durables & Apparel | | 153,773,316 | | 153,773,316 | | — | | — |
Consumer Services | | 172,998,957 | | 172,998,957 | | — | | — |
Consumer Staples Distribution & Retail | | 23,917,978 | | 23,917,978 | | — | | — |
Energy | | 159,827,507 | | 159,827,507 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 124,122,444 | | 124,122,444 | | — | | — |
Financial Services | | 439,277,531 | | 439,277,531 | | — | | — |
Food, Beverage & Tobacco | | 272,619,602 | | 272,619,602 | | — | | — |
Health Care Equipment & Services | | 542,920,439 | | 542,920,439 | | — | | — |
Household & Personal Products | | 127,138,218 | | 127,138,218 | | — | | — |
Insurance | | 251,188,227 | | 251,188,227 | | — | | — |
Materials | | 214,584,292 | | 214,584,292 | | — | | — |
Media & Entertainment | | 340,828,122 | | 340,828,122 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 445,043,223 | | 445,043,223 | | — | | — |
Semiconductors & Semiconductor Equipment | | 189,900,353 | | 189,900,353 | | — | | — |
Software & Services | | 544,021,365 | | 543,930,602 | | — | | 90,763 |
Technology Hardware & Equipment | | 233,386,294 | | 233,386,294 | | — | | — |
Transportation | | 95,536,585 | | 95,536,585 | | — | | — |
Utilities | | 50,029,083 | | 50,029,083 | | — | | — |
Convertible Preferred Stocks | | 1,512,807 | | — | | — | | 1,512,807 |
Exchange-Traded Funds | | 1,910,217 | | 1,910,217 | | — | | — |
Short-Term Investments | | 32,166,982 | | 1,465,903 | | 30,701,079 | | — |
Futures Contracts(2) | | 6,389,637 | | 6,389,637 | | — | | — |
Total | | $ 5,567,780,635 | | $ 5,486,745,558 | | $ 44,990,918 | | $ 36,044,159 |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Core Equity Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.7% |
| Automobiles & Components - 1.0% |
4,776,555 | Ford Motor Co. | $ 56,745,473 |
232,418 | Tesla, Inc.* | 38,188,602 |
| | | 94,934,075 |
| Banks - 4.7% |
4,787,261 | Bank of America Corp. | 140,171,002 |
1,713,872 | JP Morgan Chase & Co. | 236,925,665 |
545,783 | PNC Financial Services Group, Inc. | 71,088,236 |
| | | 448,184,903 |
| Capital Goods - 7.9% |
834,721 | AMETEK, Inc. | 115,133,068 |
339,443 | Deere & Co. | 128,316,243 |
825,382 | Fortune Brands Innovations, Inc. | 53,393,962 |
421,604 | IDEX Corp. | 86,985,337 |
480,394 | Illinois Tool Works, Inc. | 116,226,524 |
1,651,105 | Johnson Controls International PLC | 98,802,123 |
1,607,229 | Raytheon Technologies Corp. | 160,562,177 |
| | | 759,419,434 |
| Commercial & Professional Services - 1.5% |
791,608 | Leidos Holdings, Inc. | 73,825,362 |
500,043 | Republic Services, Inc. | 72,316,219 |
| | | 146,141,581 |
| Consumer Discretionary Distribution & Retail - 5.4% |
3,386,687 | Amazon.com, Inc.* | 357,126,144 |
1,987,694 | TJX Cos., Inc. | 156,670,041 |
| | | 513,796,185 |
| Consumer Durables & Apparel - 1.6% |
1,202,751 | NIKE, Inc. Class B | 152,412,607 |
| Consumer Services - 1.8% |
567,002 | McDonald's Corp. | 167,690,842 |
| Consumer Staples Distribution & Retail - 1.1% |
1,403,002 | Sysco Corp. | 107,666,373 |
| Energy - 3.5% |
1,084,562 | ConocoPhillips | 111,590,584 |
1,351,138 | EOG Resources, Inc. | 161,420,457 |
1,250,446 | Schlumberger NV | 61,709,510 |
| | | 334,720,551 |
| Equity Real Estate Investment Trusts (REITs) - 1.8% |
407,385 | AvalonBay Communities, Inc. REIT | 73,480,033 |
803,953 | Prologis, Inc. REIT | 100,695,113 |
| | | 174,175,146 |
| Financial Services - 4.9% |
626,573 | American Express Co. | 101,091,288 |
507,486 | Mastercard, Inc. Class A | 192,859,905 |
1,935,057 | Morgan Stanley | 174,097,078 |
| | | 468,048,271 |
| Food, Beverage & Tobacco - 2.8% |
605,551 | Constellation Brands, Inc. Class A | 138,955,788 |
2,336,262 | Monster Beverage Corp.* | 130,830,672 |
| | | 269,786,460 |
| Health Care Equipment & Services - 8.1% |
1,300,793 | Abbott Laboratories | 143,698,603 |
516,333 | Becton Dickinson & Co. | 136,471,975 |
1,426,576 | Hologic, Inc.* | 122,699,802 |
360,431 | Laboratory Corp. of America Holdings | 81,713,312 |
592,735 | UnitedHealth Group, Inc. | 291,678,966 |
| | | 776,262,658 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.7% - (continued) |
| Household & Personal Products - 3.6% |
1,330,937 | Colgate-Palmolive Co. | $ 106,208,773 |
1,496,509 | Procter & Gamble Co. | 234,024,077 |
| | | 340,232,850 |
| Insurance - 3.3% |
1,179,453 | Arch Capital Group Ltd.* | 88,541,536 |
591,841 | Chubb Ltd. | 119,291,472 |
791,117 | Progressive Corp. | 107,908,359 |
| | | 315,741,367 |
| Materials - 1.2% |
836,254 | PPG Industries, Inc. | 117,292,986 |
| Media & Entertainment - 7.2% |
4,100,290 | Alphabet, Inc. Class A* | 440,125,129 |
513,582 | Meta Platforms, Inc. Class A* | 123,424,026 |
1,259,307 | Walt Disney Co.* | 129,078,967 |
| | | 692,628,122 |
| Pharmaceuticals, Biotechnology & Life Sciences - 10.2% |
492,611 | Danaher Corp. | 116,704,472 |
472,710 | Eli Lilly & Co. | 187,126,980 |
1,190,062 | Merck & Co., Inc. | 137,416,459 |
3,577,456 | Pfizer, Inc. | 139,127,264 |
134,843 | Regeneron Pharmaceuticals, Inc.* | 108,115,769 |
302,273 | Thermo Fisher Scientific, Inc. | 167,731,288 |
357,688 | Vertex Pharmaceuticals, Inc.* | 121,875,032 |
| | | 978,097,264 |
| Semiconductors & Semiconductor Equipment - 5.4% |
959,432 | Advanced Micro Devices, Inc.* | 85,744,438 |
298,484 | KLA Corp. | 115,376,005 |
238,471 | NVIDIA Corp. | 66,173,318 |
801,030 | QUALCOMM, Inc. | 93,560,304 |
901,263 | Texas Instruments, Inc. | 150,691,174 |
| | | 511,545,239 |
| Software & Services - 9.6% |
978,455 | GoDaddy, Inc. Class A* | 74,049,474 |
1,974,084 | Microsoft Corp. | 606,557,050 |
353,858 | Palo Alto Networks, Inc.* | 64,564,931 |
532,659 | Salesforce, Inc.* | 105,663,566 |
364,011 | Workday, Inc. Class A* | 67,757,007 |
| | | 918,592,028 |
| Technology Hardware & Equipment - 9.7% |
3,432,169 | Apple, Inc. | 582,370,436 |
601,673 | CDW Corp. | 102,037,724 |
2,615,047 | Corning, Inc. | 86,871,862 |
541,108 | Motorola Solutions, Inc. | 157,678,871 |
| | | 928,958,893 |
| Utilities - 3.4% |
1,517,041 | American Electric Power Co., Inc. | 140,204,929 |
1,181,862 | Duke Energy Corp. | 116,862,515 |
921,335 | Eversource Energy | 71,504,809 |
| | | 328,572,253 |
| Total Common Stocks (cost $6,354,898,014) | | $ 9,544,900,088 |
The accompanying notes are an integral part of these financial statements.
Hartford Core Equity Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.1% |
| Repurchase Agreements - 0.1% |
$ 8,552,271 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $8,555,685; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $8,723,353 | $ 8,552,271 |
| Total Short-Term Investments (cost $8,552,271) | $ 8,552,271 |
| Total Investments (cost $6,363,450,285) | 99.8% | $ 9,553,452,359 |
| Other Assets and Liabilities | 0.2% | 21,383,481 |
| Total Net Assets | 100.0% | $ 9,574,835,840 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 94,934,075 | | $ 94,934,075 | | $ — | | $ — |
Banks | | 448,184,903 | | 448,184,903 | | — | | — |
Capital Goods | | 759,419,434 | | 759,419,434 | | — | | — |
Commercial & Professional Services | | 146,141,581 | | 146,141,581 | | — | | — |
Consumer Discretionary Distribution & Retail | | 513,796,185 | | 513,796,185 | | — | | — |
Consumer Durables & Apparel | | 152,412,607 | | 152,412,607 | | — | | — |
Consumer Services | | 167,690,842 | | 167,690,842 | | — | | — |
Consumer Staples Distribution & Retail | | 107,666,373 | | 107,666,373 | | — | | — |
Energy | | 334,720,551 | | 334,720,551 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 174,175,146 | | 174,175,146 | | — | | — |
Financial Services | | 468,048,271 | | 468,048,271 | | — | | — |
Food, Beverage & Tobacco | | 269,786,460 | | 269,786,460 | | — | | — |
Health Care Equipment & Services | | 776,262,658 | | 776,262,658 | | — | | — |
Household & Personal Products | | 340,232,850 | | 340,232,850 | | — | | — |
Insurance | | 315,741,367 | | 315,741,367 | | — | | — |
Materials | | 117,292,986 | | 117,292,986 | | — | | — |
Media & Entertainment | | 692,628,122 | | 692,628,122 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 978,097,264 | | 978,097,264 | | — | | — |
Semiconductors & Semiconductor Equipment | | 511,545,239 | | 511,545,239 | | — | | — |
Software & Services | | 918,592,028 | | 918,592,028 | | — | | — |
Technology Hardware & Equipment | | 928,958,893 | | 928,958,893 | | — | | — |
Utilities | | 328,572,253 | | 328,572,253 | | — | | — |
Short-Term Investments | | 8,552,271 | | — | | 8,552,271 | | — |
Total | | $ 9,553,452,359 | | $ 9,544,900,088 | | $ 8,552,271 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Dividend and Growth Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.9% |
| Banks - 5.4% |
5,188,234 | Bank of America Corp. | $ 151,911,492 |
3,267,599 | JP Morgan Chase & Co. | 451,712,886 |
990,693 | PNC Financial Services Group, Inc. | 129,037,763 |
2,808,747 | Wells Fargo & Co. | 111,647,693 |
| | | 844,309,834 |
| Capital Goods - 6.6% |
1,488,761 | Airbus SE(1) | 208,478,172 |
452,038 | General Dynamics Corp. | 98,697,977 |
3,163,558 | Johnson Controls International PLC | 189,307,310 |
345,860 | Lockheed Martin Corp. | 160,634,677 |
2,715,046 | Otis Worldwide Corp. | 231,593,424 |
1,419,730 | Westinghouse Air Brake Technologies Corp. | 138,665,029 |
| | | 1,027,376,589 |
| Consumer Discretionary Distribution & Retail - 3.2% |
504,559 | Home Depot, Inc. | 151,640,162 |
623,075 | Lowe's Cos., Inc. | 129,493,677 |
2,728,190 | TJX Cos., Inc. | 215,035,936 |
| | | 496,169,775 |
| Consumer Services - 2.2% |
1,184,666 | Hilton Worldwide Holdings, Inc. | 170,615,597 |
491,748 | Marriott International, Inc. Class A | 83,272,606 |
275,765 | McDonald's Corp. | 81,557,499 |
| | | 335,445,702 |
| Consumer Staples Distribution & Retail - 1.9% |
1,325,033 | Sysco Corp. | 101,683,032 |
1,237,916 | Walmart, Inc. | 186,888,179 |
| | | 288,571,211 |
| Energy - 6.2% |
1,502,824 | Chevron Corp. | 253,346,070 |
2,216,298 | ConocoPhillips | 228,034,901 |
1,082,619 | Diamondback Energy, Inc. | 153,948,422 |
5,330,544 | TotalEnergies SE ADR | 340,781,678 |
| | | 976,111,071 |
| Equity Real Estate Investment Trusts (REITs) - 3.4% |
1,238,321 | American Tower Corp. REIT | 253,100,429 |
7,604,358 | Host Hotels & Resorts, Inc. REIT | 122,962,469 |
525,311 | Public Storage REIT | 154,877,442 |
| | | 530,940,340 |
| Financial Services - 7.4% |
1,193,176 | American Express Co. | 192,507,016 |
186,953 | BlackRock, Inc. | 125,482,854 |
1,655,685 | Charles Schwab Corp. | 86,492,984 |
2,448,380 | Morgan Stanley | 220,280,749 |
647,100 | S&P Global, Inc. | 234,625,518 |
1,288,035 | Visa, Inc. Class A | 299,764,385 |
| | | 1,159,153,506 |
| Food, Beverage & Tobacco - 2.9% |
3,713,866 | Keurig Dr Pepper, Inc. | 121,443,418 |
2,545,608 | Mondelez International, Inc. Class A | 195,299,046 |
774,689 | Philip Morris International, Inc. | 77,445,659 |
1,018,654 | Tyson Foods, Inc. Class A | 63,655,689 |
| | | 457,843,812 |
| Health Care Equipment & Services - 7.9% |
808,203 | Becton Dickinson & Co. | 213,616,135 |
473,342 | Elevance Health, Inc. | 221,831,728 |
615,312 | HCA Healthcare, Inc. | 176,797,597 |
2,871,701 | Medtronic PLC | 261,181,206 |
736,480 | UnitedHealth Group, Inc. | 362,414,443 |
| | | 1,235,841,109 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.9% - (continued) |
| Household & Personal Products - 2.1% |
1,245,963 | Colgate-Palmolive Co. | $ 99,427,848 |
4,228,612 | Unilever PLC ADR | 234,814,824 |
| | | 334,242,672 |
| Insurance - 3.7% |
2,703,269 | American International Group, Inc. | 143,381,388 |
1,209,961 | Chubb Ltd. | 243,879,739 |
1,158,580 | MetLife, Inc. | 71,055,711 |
1,566,339 | Principal Financial Group, Inc. | 116,989,860 |
| | | 575,306,698 |
| Materials - 3.2% |
1,673,745 | Celanese Corp. Class A | 177,818,669 |
1,461,014 | FMC Corp. | 180,552,110 |
1,036,622 | PPG Industries, Inc. | 145,396,602 |
| | | 503,767,381 |
| Media & Entertainment - 7.8% |
8,228,677 | Alphabet, Inc. Class A* | 883,266,189 |
8,168,423 | Comcast Corp. Class A | 337,927,660 |
| | | 1,221,193,849 |
| Pharmaceuticals, Biotechnology & Life Sciences - 9.0% |
1,244,515 | Agilent Technologies, Inc. | 168,544,666 |
3,333,644 | AstraZeneca PLC ADR | 244,089,414 |
3,314,458 | Bristol-Myers Squibb Co. | 221,306,361 |
2,315,587 | Merck & Co., Inc. | 267,380,831 |
2,044,724 | Novartis AG ADR | 209,727,341 |
7,732,697 | Pfizer, Inc. | 300,724,586 |
| | | 1,411,773,199 |
| Semiconductors & Semiconductor Equipment - 3.2% |
345,375 | Broadcom, Inc. | 216,377,438 |
1,479,753 | Micron Technology, Inc. | 95,236,903 |
1,096,056 | Texas Instruments, Inc. | 183,260,563 |
| | | 494,874,904 |
| Software & Services - 9.3% |
637,265 | Accenture PLC Class A | 178,619,007 |
5,022,196 | Cognizant Technology Solutions Corp. Class A | 299,875,323 |
3,192,985 | Microsoft Corp. | 981,076,571 |
| | | 1,459,570,901 |
| Technology Hardware & Equipment - 4.5% |
2,415,545 | Apple, Inc. | 409,869,675 |
6,161,104 | Cisco Systems, Inc. | 291,112,164 |
| | | 700,981,839 |
| Telecommunication Services - 1.0% |
4,173,641 | Verizon Communications, Inc. | 162,062,480 |
| Transportation - 1.7% |
2,792,232 | Ryanair Holdings PLC ADR* | 266,909,457 |
| Utilities - 4.3% |
887,734 | American Electric Power Co., Inc. | 82,044,376 |
1,207,580 | Constellation Energy Corp. | 93,466,692 |
1,729,300 | Duke Energy Corp. | 170,993,184 |
3,762,067 | Exelon Corp. | 159,662,124 |
1,092,661 | Sempra Energy | 169,897,859 |
| | | 676,064,235 |
| Total Common Stocks (cost $10,639,683,217) | | $ 15,158,510,564 |
The accompanying notes are an integral part of these financial statements.
The Hartford Dividend and Growth Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.2% |
| Repurchase Agreements - 0.5% |
$ 82,969,608 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $83,002,727; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $84,629,002 | $ 82,969,608 |
| Securities Lending Collateral - 0.7% |
15,632,263 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(2) | 15,632,263 |
52,107,544 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(2) | 52,107,544 |
15,632,263 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(2) | 15,632,263 |
15,632,263 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(2) | 15,632,263 |
| | | 99,004,333 |
| Total Short-Term Investments (cost $181,973,941) | $ 181,973,941 |
| Total Investments (cost $10,821,657,158) | 98.1% | $ 15,340,484,505 |
| Other Assets and Liabilities | 1.9% | 293,121,413 |
| Total Net Assets | 100.0% | $ 15,633,605,918 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 844,309,834 | | $ 844,309,834 | | $ — | | $ — |
Capital Goods | | 1,027,376,589 | | 818,898,417 | | 208,478,172 | | — |
Consumer Discretionary Distribution & Retail | | 496,169,775 | | 496,169,775 | | — | | — |
Consumer Services | | 335,445,702 | | 335,445,702 | | — | | — |
Consumer Staples Distribution & Retail | | 288,571,211 | | 288,571,211 | | — | | — |
Energy | | 976,111,071 | | 976,111,071 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 530,940,340 | | 530,940,340 | | — | | — |
Financial Services | | 1,159,153,506 | | 1,159,153,506 | | — | | — |
Food, Beverage & Tobacco | | 457,843,812 | | 457,843,812 | | — | | — |
Health Care Equipment & Services | | 1,235,841,109 | | 1,235,841,109 | | — | | — |
Household & Personal Products | | 334,242,672 | | 334,242,672 | | — | | — |
Insurance | | 575,306,698 | | 575,306,698 | | — | | — |
Materials | | 503,767,381 | | 503,767,381 | | — | | — |
Media & Entertainment | | 1,221,193,849 | | 1,221,193,849 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 1,411,773,199 | | 1,411,773,199 | | — | | — |
Semiconductors & Semiconductor Equipment | | 494,874,904 | | 494,874,904 | | — | | — |
Software & Services | | 1,459,570,901 | | 1,459,570,901 | | — | | — |
Technology Hardware & Equipment | | 700,981,839 | | 700,981,839 | | — | | — |
Telecommunication Services | | 162,062,480 | | 162,062,480 | | — | | — |
Transportation | | 266,909,457 | | 266,909,457 | | — | | — |
Utilities | | 676,064,235 | | 676,064,235 | | — | | — |
Short-Term Investments | | 181,973,941 | | 99,004,333 | | 82,969,608 | | — |
Total | | $ 15,340,484,505 | | $ 15,049,036,725 | | $ 291,447,780 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Equity Income Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.6% |
| Banks - 6.9% |
896,303 | JP Morgan Chase & Co. | $ 123,904,927 |
651,026 | M&T Bank Corp. | 81,899,071 |
2,713,360 | New York Community Bancorp, Inc. | 29,005,818 |
3,422,971 | Regions Financial Corp. | 62,503,450 |
697,491 | Royal Bank of Canada | 69,247,160 |
| | | 366,560,426 |
| Capital Goods - 9.2% |
359,491 | Eaton Corp. PLC | 60,078,136 |
788,635 | Emerson Electric Co. | 65,661,750 |
363,159 | General Dynamics Corp. | 79,292,136 |
241,454 | Honeywell International, Inc. | 48,252,167 |
1,171,476 | Johnson Controls International PLC | 70,101,124 |
239,050 | L3Harris Technologies, Inc. | 46,650,608 |
519,653 | Raytheon Technologies Corp. | 51,913,335 |
399,979 | Siemens AG | 65,929,461 |
| | | 487,878,717 |
| Consumer Discretionary Distribution & Retail - 4.2% |
347,720 | Home Depot, Inc. | 104,503,769 |
966,021 | LKQ Corp. | 55,768,392 |
823,627 | TJX Cos., Inc. | 64,918,280 |
| | | 225,190,441 |
| Consumer Durables & Apparel - 1.0% |
465,527 | Lennar Corp. Class A | 52,516,101 |
| Energy - 7.7% |
1,266,838 | ConocoPhillips | 130,344,962 |
2,915,676 | Coterra Energy, Inc. | 74,641,305 |
898,442 | EOG Resources, Inc. | 107,336,866 |
411,428 | Phillips 66 | 40,731,372 |
1,306,147 | TC Energy Corp. | 54,285,816 |
| | | 407,340,321 |
| Equity Real Estate Investment Trusts (REITs) - 4.9% |
548,282 | Crown Castle, Inc. REIT | 67,488,031 |
1,569,233 | Gaming & Leisure Properties, Inc. REIT | 81,600,116 |
2,948,844 | Host Hotels & Resorts, Inc. REIT | 47,682,808 |
836,381 | Welltower, Inc. REIT | 66,258,103 |
| | | 263,029,058 |
| Financial Services - 9.0% |
1,240,998 | Ares Management Corp. Class A | 108,699,015 |
594,128 | Blackstone, Inc. | 53,073,454 |
1,745,290 | Equitable Holdings, Inc. | 45,360,087 |
813,255 | Fidelity National Information Services, Inc. | 47,754,334 |
166,401 | Goldman Sachs Group, Inc. | 57,148,759 |
1,067,329 | Morgan Stanley | 96,027,590 |
773,028 | Raymond James Financial, Inc. | 69,982,225 |
| | | 478,045,464 |
| Food, Beverage & Tobacco - 7.3% |
757,694 | Archer-Daniels-Midland Co. | 59,160,748 |
745,499 | Kellogg Co. | 52,013,465 |
1,776,469 | Keurig Dr Pepper, Inc. | 58,090,536 |
677,047 | Mondelez International, Inc. Class A | 51,943,046 |
241,723 | Pernod Ricard SA | 55,825,704 |
1,095,713 | Philip Morris International, Inc. | 109,538,429 |
| | | 386,571,928 |
| Health Care Equipment & Services - 4.4% |
301,197 | Becton Dickinson & Co. | 79,609,379 |
146,841 | Elevance Health, Inc. | 68,817,035 |
176,472 | UnitedHealth Group, Inc. | 86,840,106 |
| | | 235,266,520 |
| Household & Personal Products - 2.6% |
262,774 | Kimberly-Clark Corp. | 38,073,325 |
1,768,627 | Unilever PLC ADR | 98,211,857 |
| | | 136,285,182 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.6% - (continued) |
| Insurance - 4.2% |
1,050,051 | American International Group, Inc. | $ 55,694,705 |
347,067 | Chubb Ltd. | 69,954,825 |
1,595,798 | MetLife, Inc. | 97,870,291 |
| | | 223,519,821 |
| Materials - 4.2% |
266,408 | Celanese Corp. Class A | 28,303,186 |
662,418 | LyondellBasell Industries NV Class A | 62,671,367 |
582,567 | PPG Industries, Inc. | 81,710,847 |
825,424 | Rio Tinto PLC ADR | 52,818,882 |
| | | 225,504,282 |
| Media & Entertainment - 1.7% |
2,162,074 | Comcast Corp. Class A | 89,445,001 |
| Pharmaceuticals, Biotechnology & Life Sciences - 13.5% |
1,070,492 | AstraZeneca PLC ADR | 78,381,424 |
170,998 | Eli Lilly & Co. | 67,691,268 |
748,040 | Gilead Sciences, Inc. | 61,496,369 |
823,049 | Johnson & Johnson | 134,733,121 |
1,302,610 | Merck & Co., Inc. | 150,412,377 |
4,193,262 | Pfizer, Inc. | 163,075,959 |
191,949 | Roche Holding AG | 60,106,938 |
| | | 715,897,456 |
| Semiconductors & Semiconductor Equipment - 4.4% |
314,214 | Analog Devices, Inc. | 56,520,814 |
103,664 | Broadcom, Inc. | 64,945,496 |
347,494 | NXP Semiconductors NV | 56,898,668 |
484,451 | QUALCOMM, Inc. | 56,583,877 |
| | | 234,948,855 |
| Software & Services - 0.7% |
433,952 | Amdocs Ltd. | 39,598,120 |
| Technology Hardware & Equipment - 4.3% |
2,211,538 | Cisco Systems, Inc. | 104,495,170 |
1,961,589 | Corning, Inc. | 65,163,987 |
479,428 | TE Connectivity Ltd. | 58,667,604 |
| | | 228,326,761 |
| Transportation - 1.0% |
447,750 | Canadian National Railway Co. | 53,372,421 |
| Utilities - 7.4% |
844,354 | American Electric Power Co., Inc. | 78,035,197 |
641,958 | Atmos Energy Corp. | 73,273,086 |
2,215,724 | Exelon Corp. | 94,035,327 |
866,173 | NextEra Energy, Inc. | 66,374,837 |
528,986 | Sempra Energy | 82,252,033 |
| | | 393,970,480 |
| Total Common Stocks (cost $4,262,165,300) | | $ 5,243,267,355 |
The accompanying notes are an integral part of these financial statements.
The Hartford Equity Income Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.3% |
| Repurchase Agreements - 0.3% |
$ 17,501,166 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $17,508,152; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $17,851,246 | $ 17,501,166 |
| Total Short-Term Investments (cost $17,501,166) | $ 17,501,166 |
| Total Investments (cost $4,279,666,466) | 98.9% | $ 5,260,768,521 |
| Other Assets and Liabilities | 1.1% | 58,623,679 |
| Total Net Assets | 100.0% | $ 5,319,392,200 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 366,560,426 | | $ 366,560,426 | | $ — | | $ — |
Capital Goods | | 487,878,717 | | 421,949,256 | | 65,929,461 | | — |
Consumer Discretionary Distribution & Retail | | 225,190,441 | | 225,190,441 | | — | | — |
Consumer Durables & Apparel | | 52,516,101 | | 52,516,101 | | — | | — |
Energy | | 407,340,321 | | 407,340,321 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 263,029,058 | | 263,029,058 | | — | | — |
Financial Services | | 478,045,464 | | 478,045,464 | | — | | — |
Food, Beverage & Tobacco | | 386,571,928 | | 330,746,224 | | 55,825,704 | | — |
Health Care Equipment & Services | | 235,266,520 | | 235,266,520 | | — | | — |
Household & Personal Products | | 136,285,182 | | 136,285,182 | | — | | — |
Insurance | | 223,519,821 | | 223,519,821 | | — | | — |
Materials | | 225,504,282 | | 225,504,282 | | — | | — |
Media & Entertainment | | 89,445,001 | | 89,445,001 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 715,897,456 | | 655,790,518 | | 60,106,938 | | — |
Semiconductors & Semiconductor Equipment | | 234,948,855 | | 234,948,855 | | — | | — |
Software & Services | | 39,598,120 | | 39,598,120 | | — | | — |
Technology Hardware & Equipment | | 228,326,761 | | 228,326,761 | | — | | — |
Transportation | | 53,372,421 | | 53,372,421 | | — | | — |
Utilities | | 393,970,480 | | 393,970,480 | | — | | — |
Short-Term Investments | | 17,501,166 | | — | | 17,501,166 | | — |
Total | | $ 5,260,768,521 | | $ 5,061,405,252 | | $ 199,363,269 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Growth Opportunities Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.2% |
| Automobiles & Components - 0.7% |
180,492 | Tesla, Inc.* | $ 29,656,641 |
| Capital Goods - 3.0% |
304,427 | Airbus SE(1) | 42,630,338 |
1,311,850 | Johnson Controls International PLC | 78,501,104 |
| | | 121,131,442 |
| Commercial & Professional Services - 4.6% |
616,358 | Copart, Inc.* | 48,723,100 |
826,617 | CoStar Group, Inc.* | 63,608,178 |
259,179 | Paycom Software, Inc.* | 75,257,806 |
| | | 187,589,084 |
| Consumer Discretionary Distribution & Retail - 9.2% |
2,671,985 | Amazon.com, Inc.* | 281,760,818 |
354,136 | Ross Stores, Inc. | 37,796,936 |
171,581 | Tory Burch LLC*(2)(3) | 7,364,255 |
85,375 | Ulta Beauty, Inc.* | 47,078,336 |
| | | 374,000,345 |
| Consumer Durables & Apparel - 1.2% |
103,257 | Deckers Outdoor Corp.* | 49,495,210 |
| Consumer Services - 5.1% |
1,180,829 | Aramark | 40,974,766 |
23,941 | Booking Holdings, Inc.* | 64,312,948 |
2,150,508 | DraftKings, Inc. Class A* | 47,117,630 |
833,322 | Las Vegas Sands Corp.* | 53,207,610 |
| | | 205,612,954 |
| Energy - 1.9% |
232,930 | Cheniere Energy, Inc. | 35,638,290 |
343,491 | EOG Resources, Inc. | 41,036,870 |
| | | 76,675,160 |
| Financial Services - 5.2% |
955,393 | Block, Inc.* | 58,078,340 |
166,600 | Mastercard, Inc. Class A | 63,312,998 |
1,284,187 | Tradeweb Markets, Inc. Class A | 90,419,607 |
| | | 211,810,945 |
| Food, Beverage & Tobacco - 2.8% |
591,125 | Lamb Weston Holdings, Inc. | 66,093,686 |
836,520 | Monster Beverage Corp.* | 46,845,120 |
| | | 112,938,806 |
| Health Care Equipment & Services - 11.7% |
1,226,778 | agilon health, Inc.* | 29,773,902 |
138,742 | Align Technology, Inc.* | 45,132,773 |
560,681 | Dexcom, Inc.* | 68,033,033 |
480,307 | Hologic, Inc.* | 41,311,205 |
79,483 | Humana, Inc. | 42,164,937 |
279,405 | Insulet Corp.* | 88,861,966 |
276,809 | Intuitive Surgical, Inc.* | 83,380,407 |
421,506 | Veeva Systems, Inc. Class A* | 75,483,294 |
| | | 474,141,517 |
| Materials - 0.9% |
205,408 | Albemarle Corp. | 38,094,968 |
| Media & Entertainment - 13.0% |
455,254 | Activision Blizzard, Inc.* | 35,377,788 |
2,305,214 | Alphabet, Inc. Class A* | 247,441,671 |
650,473 | Meta Platforms, Inc. Class A* | 156,321,671 |
38,701 | Netflix, Inc.* | 12,768,621 |
434,393 | Walt Disney Co.* | 44,525,283 |
1,453,907 | ZoomInfo Technologies, Inc. Class A* | 31,855,102 |
| | | 528,290,136 |
| Pharmaceuticals, Biotechnology & Life Sciences - 8.4% |
558,998 | Agilent Technologies, Inc. | 75,705,099 |
304,494 | Eli Lilly & Co. | 120,536,995 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.2% - (continued) |
| Pharmaceuticals, Biotechnology & Life Sciences - 8.4% - (continued) |
816,743 | Exact Sciences Corp.* | $ 52,328,724 |
154,945 | United Therapeutics Corp.* | 35,657,493 |
165,969 | Vertex Pharmaceuticals, Inc.* | 56,550,617 |
| | | 340,778,928 |
| Semiconductors & Semiconductor Equipment - 7.2% |
193,137 | First Solar, Inc.* | 35,262,953 |
752,527 | NVIDIA Corp. | 208,818,717 |
162,825 | SolarEdge Technologies, Inc.* | 46,507,705 |
| | | 290,589,375 |
| Software & Services - 17.0% |
1,122,659 | DocuSign, Inc.* | 55,504,261 |
764,631 | Microsoft Corp. | 234,940,521 |
635,703 | Okta, Inc.* | 43,564,727 |
164,787 | Rubicon Earnout Shares*(2)(3) | 8,239 |
2,197,165 | Rubicon Technology, Inc. Class B*(2)(3) | 988,724 |
2,197,165 | Rubicon Technology, Inc. Class V*(2)(3) | — |
2,197,165 | Rubicon TRA Placeholder(2)(3) | 241,688 |
560,824 | Salesforce, Inc.* | 111,250,657 |
169,333 | ServiceNow, Inc.* | 77,794,967 |
883,545 | Shopify, Inc. Class A* | 42,807,755 |
655,828 | Workday, Inc. Class A* | 122,075,824 |
| | | 689,177,363 |
| Technology Hardware & Equipment - 4.2% |
836,276 | Arista Networks, Inc.* | 133,937,964 |
1,710,006 | Flex Ltd.* | 35,174,824 |
| | | 169,112,788 |
| Transportation - 1.1% |
1,462,961 | Uber Technologies, Inc.* | 45,424,939 |
| Total Common Stocks (cost $3,677,663,593) | | $ 3,944,520,601 |
CONVERTIBLE PREFERRED STOCKS - 0.4% |
| Software & Services - 0.4% |
5,668,755 | Essence Group Holdings Corp. Series 3*(2)(3) | $ 8,899,945 |
743,470 | Lookout, Inc. Series F*(2)(3) | 5,962,630 |
| Total Convertible Preferred Stocks (cost $17,456,734) | | $ 14,862,575 |
EXCHANGE-TRADED FUNDS - 0.7% |
| Other Investment Pools & Funds - 0.7% |
125,507 | iShares Russell 1000 Growth ETF | $ 30,978,893 |
| Total Exchange-Traded Funds (cost $28,052,095) | | $ 30,978,893 |
| Total Long-Term Investments (cost $3,723,172,422) | | $ 3,990,362,069 |
SHORT-TERM INVESTMENTS - 0.9% |
| Repurchase Agreements - 0.4% |
$ 13,778,441 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $13,783,941; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $14,054,057 | $ 13,778,441 |
| Securities Lending Collateral - 0.5% |
3,265,875 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(4) | 3,265,875 |
The accompanying notes are an integral part of these financial statements.
The Hartford Growth Opportunities Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.9% - (continued) |
| Securities Lending Collateral - 0.5% - (continued) |
10,886,250 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(4) | $ 10,886,250 |
3,265,875 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(4) | 3,265,875 |
3,265,875 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(4) | 3,265,875 |
| | | 20,683,875 |
| Total Short-Term Investments (cost $34,462,316) | $ 34,462,316 |
| Total Investments (cost $3,757,634,738) | 99.2% | $ 4,024,824,385 |
| Other Assets and Liabilities | 0.8% | 34,176,415 |
| Total Net Assets | 100.0% | $ 4,059,000,800 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $23,465,481 or 0.6% of net assets. |
Period Acquired | | Security Name | | Shares/ Par Value | | Total Cost | | Market Value |
05/2014 | | Essence Group Holdings Corp. Series 3 Convertible Preferred | | 5,668,755 | | $ 8,964,002 | | $ 8,899,945 |
07/2014 | | Lookout, Inc. Series F Convertible Preferred | | 743,470 | | 8,492,732 | | 5,962,630 |
09/2015 | | Rubicon Earnout Shares | | 164,787 | | — | | 8,239 |
09/2015 | | Rubicon Technology, Inc. Class V | | 2,197,165 | | — | | — |
09/2015 | | Rubicon Technology, Inc. Class B | | 2,197,165 | | 9,392,114 | | 988,724 |
09/2015 | | Rubicon TRA Placeholder | | 2,197,165 | | — | | 241,688 |
11/2013 | | Tory Burch LLC | | 171,581 | | 13,447,917 | | 7,364,255 |
| | | | | | 40,296,765 | | 23,465,481 |
(3) | Investment valued using significant unobservable inputs. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
The Hartford Growth Opportunities Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 29,656,641 | | $ 29,656,641 | | $ — | | $ — |
Capital Goods | | 121,131,442 | | 78,501,104 | | 42,630,338 | | — |
Commercial & Professional Services | | 187,589,084 | | 187,589,084 | | — | | — |
Consumer Discretionary Distribution & Retail | | 374,000,345 | | 366,636,090 | | — | | 7,364,255 |
Consumer Durables & Apparel | | 49,495,210 | | 49,495,210 | | — | | — |
Consumer Services | | 205,612,954 | | 205,612,954 | | — | | — |
Energy | | 76,675,160 | | 76,675,160 | | — | | — |
Financial Services | | 211,810,945 | | 211,810,945 | | — | | — |
Food, Beverage & Tobacco | | 112,938,806 | | 112,938,806 | | — | | — |
Health Care Equipment & Services | | 474,141,517 | | 474,141,517 | | — | | — |
Materials | | 38,094,968 | | 38,094,968 | | — | | — |
Media & Entertainment | | 528,290,136 | | 528,290,136 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 340,778,928 | | 340,778,928 | | — | | — |
Semiconductors & Semiconductor Equipment | | 290,589,375 | | 290,589,375 | | — | | — |
Software & Services | | 689,177,363 | | 687,938,712 | | — | | 1,238,651 |
Technology Hardware & Equipment | | 169,112,788 | | 169,112,788 | | — | | — |
Transportation | | 45,424,939 | | 45,424,939 | | — | | — |
Convertible Preferred Stocks | | 14,862,575 | | — | | — | | 14,862,575 |
Exchange-Traded Funds | | 30,978,893 | | 30,978,893 | | — | | — |
Short-Term Investments | | 34,462,316 | | 20,683,875 | | 13,778,441 | | — |
Total | | $ 4,024,824,385 | | $ 3,944,950,125 | | $ 56,408,779 | | $ 23,465,481 |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
The Hartford Healthcare Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.0% |
| Biotechnology - 15.2% |
417,787 | Abcam PLC ADR* | $ 6,805,750 |
120,017 | Alkermes PLC* | 3,426,485 |
27,551 | Alnylam Pharmaceuticals, Inc.* | 5,488,159 |
51,316 | Apellis Pharmaceuticals, Inc.* | 4,281,294 |
14,950 | Argenx SE ADR* | 5,798,806 |
56,745 | Ascendis Pharma AS ADR* | 3,969,880 |
45,371 | Biogen, Inc.* | 13,803,219 |
39,197 | Blueprint Medicines Corp.* | 2,001,007 |
99,472 | Celldex Therapeutics, Inc.* | 3,127,400 |
164,670 | Cytokinetics, Inc.* | 6,158,658 |
116,068 | Exact Sciences Corp.* | 7,436,477 |
14,269 | Genmab AS* | 5,864,052 |
135,975 | Genus PLC | 4,597,360 |
72,780 | Gilead Sciences, Inc. | 5,983,244 |
75,012 | Immunocore Holdings PLC ADR*(1) | 4,354,447 |
43,286 | Karuna Therapeutics, Inc.* | 8,589,674 |
146,500 | Merus NV* | 2,809,870 |
39,172 | Moderna, Inc.* | 5,205,567 |
56,222 | Morphic Holding, Inc.* | 2,657,052 |
57,000 | Prothena Corp. PLC* | 2,999,340 |
96,753 | PTC Therapeutics, Inc.* | 5,334,960 |
13,195 | Regeneron Pharmaceuticals, Inc.* | 10,579,619 |
88,409 | Revolution Medicines, Inc.* | 2,076,727 |
117,396 | Sage Therapeutics, Inc.* | 5,734,795 |
24,640 | Sarepta Therapeutics, Inc.* | 3,025,053 |
18,688 | Seagen, Inc.* | 3,737,600 |
128,674 | Syndax Pharmaceuticals, Inc.* | 2,644,251 |
49,716 | Ultragenyx Pharmaceutical, Inc.* | 2,171,098 |
43,012 | United Therapeutics Corp.* | 9,898,351 |
71,255 | Vaxcyte, Inc.* | 3,051,852 |
187,216 | Veracyte, Inc.* | 4,238,570 |
80,438 | Vertex Pharmaceuticals, Inc.* | 27,407,640 |
1,508,400 | Zai Lab Ltd.* | 5,281,060 |
| | | 190,539,317 |
| Health Care Distributors - 1.9% |
446,343 | AdaptHealth Corp.* | 5,302,555 |
98,747 | AmerisourceBergen Corp. | 16,475,937 |
176,748 | Owens & Minor, Inc.* | 2,746,664 |
| | | 24,525,156 |
| Health Care Equipment - 18.7% |
168,365 | Abbott Laboratories | 18,599,281 |
95,147 | Becton Dickinson & Co. | 25,148,304 |
619,647 | Boston Scientific Corp.* | 32,296,002 |
168,412 | Dexcom, Inc.* | 20,435,112 |
53,851 | DiaSorin SpA | 5,848,903 |
281,762 | Edwards Lifesciences Corp.* | 24,789,421 |
135,178 | Glaukos Corp.* | 6,422,307 |
145,492 | Hologic, Inc.* | 12,513,767 |
92,950 | Inari Medical, Inc.* | 6,173,739 |
42,414 | Insulet Corp.* | 13,489,348 |
42,758 | QuidelOrtho Corp.* | 3,846,082 |
30,198 | Shockwave Medical, Inc.* | 8,762,252 |
493,496 | Smith & Nephew PLC | 8,127,762 |
120,999 | Stryker Corp. | 36,257,350 |
42,499 | Teleflex, Inc. | 11,581,827 |
| | | 234,291,457 |
| Health Care Facilities - 4.8% |
151,202 | Acadia Healthcare Co., Inc.* | 10,930,393 |
169,534 | Encompass Health Corp. | 10,875,606 |
105,169 | HCA Healthcare, Inc. | 30,218,209 |
223,676 | Surgery Partners, Inc.* | 8,870,990 |
| | | 60,895,198 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 99.0% - (continued) |
| Health Care Services - 2.1% |
75,280 | Addus HomeCare Corp.* | $ 6,153,387 |
255,074 | agilon health, Inc.* | 6,190,646 |
42,692 | Amedisys, Inc.* | 3,428,168 |
48,983 | Laboratory Corp. of America Holdings | 11,104,936 |
| | | 26,877,137 |
| Life Sciences Tools & Services - 11.2% |
171,767 | Agilent Technologies, Inc. | 23,262,405 |
233,904 | Avantor, Inc.* | 4,556,450 |
64,461 | Bio-Techne Corp. | 5,149,145 |
209,848 | Danaher Corp. | 49,715,090 |
27,032 | ICON PLC* | 5,208,796 |
73,430 | Illumina, Inc.* | 15,094,271 |
462,358 | NanoString Technologies, Inc.* | 4,531,108 |
46,380 | Repligen Corp.* | 7,032,599 |
281,260 | Syneos Health, Inc.* | 11,042,267 |
12,835 | Tecan Group AG* | 5,593,140 |
30,099 | Waters Corp.* | 9,040,536 |
| | | 140,225,807 |
| Managed Health Care - 14.6% |
432,319 | Centene Corp.* | 29,799,749 |
3,085,275 | Hapvida Participacoes e Investimentos SA*(2) | 1,707,237 |
71,364 | Humana, Inc. | 37,857,888 |
70,606 | Molina Healthcare, Inc.* | 21,032,821 |
188,764 | UnitedHealth Group, Inc. | 92,888,877 |
| | | 183,286,572 |
| Pharmaceuticals - 30.5% |
227,548 | Aclaris Therapeutics, Inc.* | 2,022,902 |
533,400 | Astellas Pharma, Inc. | 8,035,435 |
267,360 | AstraZeneca PLC ADR | 19,576,099 |
179,747 | Bristol-Myers Squibb Co. | 12,001,707 |
342,600 | Chugai Pharmaceutical Co. Ltd. | 8,841,011 |
465,625 | Daiichi Sankyo Co. Ltd. | 15,977,738 |
188,795 | Eisai Co. Ltd. | 10,894,095 |
549,880 | Elanco Animal Health, Inc.* | 5,207,364 |
194,695 | Eli Lilly & Co. | 77,071,963 |
391,285 | GSK PLC | 7,056,108 |
253,882 | Hikma Pharmaceuticals PLC | 5,880,102 |
139,684 | Intra-Cellular Therapies, Inc.* | 8,681,360 |
665,566 | Merck & Co., Inc. | 76,852,906 |
95,940 | Novartis AG | 9,814,074 |
153,005 | Ono Pharmaceutical Co. Ltd. | 3,080,770 |
1,507,146 | Pfizer, Inc. | 58,612,908 |
140,556 | UCB SA(1) | 13,065,748 |
326,823 | Verona Pharma PLC ADR*(1) | 6,846,942 |
188,434 | Zoetis, Inc. | 33,122,928 |
| | | 382,642,160 |
| Total Common Stocks (cost $992,046,315) | | $ 1,243,282,804 |
RIGHTS - 0.0% |
| Health Care Equipment - 0.0% |
7,416 | Abiomed, Inc. CVR*(3) | $ 7,565 |
| Total Rights (cost $7,565) | | $ 7,565 |
| Total Long-Term Investments (cost $992,053,880) | | $ 1,243,290,369 |
The accompanying notes are an integral part of these financial statements.
The Hartford Healthcare Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.3% |
| Repurchase Agreements - 0.2% |
$ 2,779,745 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $2,780,855; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $2,835,368 | $ 2,779,745 |
| Securities Lending Collateral - 1.1% |
2,156,221 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(4) | 2,156,221 |
7,187,406 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(4) | 7,187,406 |
2,156,222 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(4) | 2,156,222 |
2,156,222 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(4) | 2,156,222 |
| | | 13,656,071 |
| Total Short-Term Investments (cost $16,435,816) | $ 16,435,816 |
| Total Investments (cost $1,008,489,696) | 100.3% | $ 1,259,726,185 |
| Other Assets and Liabilities | (0.3)% | (4,016,173) |
| Total Net Assets | 100.0% | $ 1,255,710,012 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of this security was $1,707,237, representing 0.1% of net assets. |
(3) | Investment valued using significant unobservable inputs. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Biotechnology | | $ 190,539,317 | | $ 174,796,845 | | $ 15,742,472 | | $ — |
Health Care Distributors | | 24,525,156 | | 24,525,156 | | — | | — |
Health Care Equipment | | 234,291,457 | | 220,314,792 | | 13,976,665 | | — |
Health Care Facilities | | 60,895,198 | | 60,895,198 | | — | | — |
Health Care Services | | 26,877,137 | | 26,877,137 | | — | | — |
Life Sciences Tools & Services | | 140,225,807 | | 134,632,667 | | 5,593,140 | | — |
Managed Health Care | | 183,286,572 | | 183,286,572 | | — | | — |
Pharmaceuticals | | 382,642,160 | | 299,997,079 | | 82,645,081 | | — |
Rights | | 7,565 | | — | | — | | 7,565 |
Short-Term Investments | | 16,435,816 | | 13,656,071 | | 2,779,745 | | — |
Total | | $ 1,259,726,185 | | $ 1,138,981,517 | | $ 120,737,103 | | $ 7,565 |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 100.0% |
| Automobiles & Components - 1.0% |
496,711 | Visteon Corp.* | $ 69,733,257 |
| Banks - 0.5% |
271,963 | M&T Bank Corp. | 34,212,945 |
| Capital Goods - 13.5% |
670,803 | Axon Enterprise, Inc.* | 141,344,900 |
763,994 | Builders FirstSource, Inc.* | 72,403,711 |
971,437 | Graco, Inc. | 77,025,240 |
472,030 | IDEX Corp. | 97,389,230 |
1,741,991 | Ingersoll Rand, Inc. | 99,328,327 |
375,087 | Lennox International, Inc. | 105,740,776 |
393,913 | Lincoln Electric Holdings, Inc. | 66,098,602 |
286,849 | Middleby Corp.* | 40,411,287 |
228,529 | Nordson Corp. | 49,433,108 |
219,185 | Watsco, Inc. | 75,921,300 |
1,033,600 | Westinghouse Air Brake Technologies Corp. | 100,951,712 |
| | | 926,048,193 |
| Commercial & Professional Services - 4.0% |
293,670 | Ceridian HCM Holding, Inc.* | 18,642,172 |
1,205,131 | Dun & Bradstreet Holdings, Inc. | 13,461,313 |
2,841,961 | Genpact Ltd. | 126,609,363 |
1,111,021 | GFL Environmental, Inc. | 40,330,062 |
460,417 | Robert Half International, Inc. | 33,610,441 |
556,521 | TransUnion | 38,294,210 |
| | | 270,947,561 |
| Consumer Discretionary Distribution & Retail - 3.9% |
1,148,167 | CarMax, Inc.* | 80,406,135 |
2,848,266 | Chewy, Inc. Class A*(1) | 88,324,729 |
948,788 | Etsy, Inc.* | 95,856,051 |
| | | 264,586,915 |
| Consumer Durables & Apparel - 4.1% |
26,276 | NVR, Inc.* | 153,451,840 |
4,928,480 | Vizio Holding Corp. Class A* | 42,237,074 |
2,169,418 | YETI Holdings, Inc.* | 85,583,540 |
| | | 281,272,454 |
| Consumer Services - 3.6% |
799,437 | Choice Hotels International, Inc. | 101,944,206 |
538,599 | Hyatt Hotels Corp. Class A* | 61,561,866 |
402,202 | Wingstop, Inc. | 80,484,642 |
| | | 243,990,714 |
| Consumer Staples Distribution & Retail - 0.6% |
552,612 | BJ's Wholesale Club Holdings, Inc.* | 42,202,978 |
| Energy - 5.8% |
2,791,658 | Coterra Energy, Inc. | 71,466,445 |
3,358,217 | Marathon Oil Corp. | 81,134,523 |
1,635,326 | Ovintiv, Inc. | 59,002,562 |
1,137,523 | PDC Energy, Inc. | 73,995,871 |
1,476,978 | Targa Resources Corp. | 111,556,148 |
| | | 397,155,549 |
| Equity Real Estate Investment Trusts (REITs) - 1.0% |
2,136,445 | Host Hotels & Resorts, Inc. REIT | 34,546,315 |
575,971 | Rexford Industrial Realty, Inc. REIT | 32,121,903 |
| | | 66,668,218 |
| Financial Services - 8.9% |
242,643 | Credit Acceptance Corp.*(1) | 118,773,748 |
501,747 | Hamilton Lane, Inc. Class A | 36,968,719 |
2,752,905 | Nuvei Corp.* | 111,905,588 |
2,059,218 | Shift4 Payments, Inc. Class A* | 139,553,204 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 100.0% - (continued) |
| Financial Services - 8.9% - (continued) |
869,929 | Tradeweb Markets, Inc. Class A | $ 61,251,701 |
796,397 | WEX, Inc.* | 141,241,008 |
| | | 609,693,968 |
| Food, Beverage & Tobacco - 0.8% |
578,906 | Post Holdings, Inc.* | 52,385,204 |
| Health Care Equipment & Services - 6.2% |
1,700,189 | Inari Medical, Inc.* | 112,926,553 |
486,264 | Insulet Corp.* | 154,651,403 |
967,421 | Integra LifeSciences Holdings Corp.* | 53,517,730 |
213,325 | Teleflex, Inc. | 58,135,329 |
275,106 | Veeva Systems, Inc. Class A* | 49,265,982 |
| | | 428,496,997 |
| Insurance - 2.6% |
89,493 | Markel Corp.* | 122,473,855 |
559,276 | W R Berkley Corp. | 32,952,542 |
18,225 | White Mountains Insurance Group Ltd. | 26,100,752 |
| | | 181,527,149 |
| Materials - 5.7% |
572,748 | Ball Corp. | 30,458,739 |
328,716 | Celanese Corp. Class A | 34,922,788 |
5,114,554 | Element Solutions, Inc. | 92,829,155 |
657,207 | FMC Corp. | 81,217,641 |
1,406,602 | Graphic Packaging Holding Co. | 34,686,805 |
1,828,391 | Silgan Holdings, Inc. | 90,066,541 |
229,983 | Steel Dynamics, Inc. | 23,906,733 |
| | | 388,088,402 |
| Media & Entertainment - 2.1% |
87,449 | Cable One, Inc. | 66,322,196 |
2,401,415 | Cargurus, Inc.* | 39,479,263 |
721,609 | Roku, Inc.* | 40,561,642 |
| | | 146,363,101 |
| Pharmaceuticals, Biotechnology & Life Sciences - 13.8% |
276,890 | Alnylam Pharmaceuticals, Inc.* | 55,156,488 |
658,029 | Apellis Pharmaceuticals, Inc.* | 54,899,359 |
1,305,262 | Bio-Techne Corp. | 104,264,328 |
1,643,395 | Exact Sciences Corp.* | 105,292,318 |
318,778 | ICON PLC* | 61,425,333 |
756,640 | Jazz Pharmaceuticals PLC* | 106,285,221 |
535,798 | Neurocrine Biosciences, Inc.* | 54,137,030 |
1,357,820 | PTC Therapeutics, Inc.* | 74,870,195 |
525,312 | Repligen Corp.* | 79,653,059 |
876,827 | Sage Therapeutics, Inc.* | 42,832,999 |
306,185 | Sarepta Therapeutics, Inc.* | 37,590,332 |
1,311,645 | Ultragenyx Pharmaceutical, Inc.* | 57,279,537 |
502,507 | United Therapeutics Corp.* | 115,641,936 |
| | | 949,328,135 |
| Semiconductors & Semiconductor Equipment - 3.6% |
465,249 | First Solar, Inc.* | 84,945,163 |
143,501 | MKS Instruments, Inc. | 12,035,429 |
105,221 | Monolithic Power Systems, Inc. | 48,608,945 |
9,200 | Onto Innovation, Inc.* | 738,457 |
384,877 | Silicon Laboratories, Inc.* | 53,613,366 |
540,979 | Synaptics, Inc.* | 47,909,100 |
| | | 247,850,460 |
| Software & Services - 8.4% |
1,035,816 | Datadog, Inc. Class A* | 69,793,282 |
2,277,695 | Dynatrace, Inc.* | 96,300,945 |
113,818 | Fair Isaac Corp.* | 82,853,813 |
444,832 | Guidewire Software, Inc.* | 33,891,750 |
3,855,356 | Informatica, Inc. Class A* | 59,603,804 |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 100.0% - (continued) |
| Software & Services - 8.4% - (continued) |
389,377 | MongoDB, Inc. Class A* | $ 93,434,905 |
3,328,090 | Olo, Inc. Class A* | 22,797,416 |
1,642,153 | Q2 Holdings, Inc.* | 40,429,807 |
353,766 | VeriSign, Inc.* | 78,465,299 |
| | | 577,571,021 |
| Technology Hardware & Equipment - 3.4% |
344,298 | CDW Corp. | 58,389,498 |
1,380,439 | Coherent Corp.* | 47,128,188 |
376,436 | F5, Inc.* | 50,577,941 |
1,455,681 | Flex Ltd.* | 29,943,358 |
946,969 | Lumentum Holdings, Inc.* | 45,691,254 |
| | | 231,730,239 |
| Transportation - 5.6% |
686,030 | CH Robinson Worldwide, Inc. | 69,199,846 |
646,167 | Expeditors International of Washington, Inc. | 73,559,651 |
467,944 | JB Hunt Transport Services, Inc. | 82,025,904 |
1,413,389 | Knight-Swift Transportation Holdings, Inc. | 79,602,069 |
1,471,803 | U-Haul Holding Co. | 79,624,542 |
| | | 384,012,012 |
| Utilities - 0.9% |
247,575 | Atmos Energy Corp. | 28,258,211 |
1,087,505 | NiSource, Inc. | 30,950,392 |
| | | 59,208,603 |
| Total Common Stocks (cost $5,628,756,681) | | $ 6,853,074,075 |
SHORT-TERM INVESTMENTS - 1.8% |
| Repurchase Agreements - 0.0% |
$ 2,205,861 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $2,206,742; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $2,250,076 | $ 2,205,861 |
| Securities Lending Collateral - 1.8% |
19,618,252 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(2) | 19,618,252 |
65,394,176 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(2) | 65,394,176 |
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 1.8% - (continued) |
| Securities Lending Collateral - 1.8% - (continued) |
19,618,252 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(2) | $ 19,618,252 |
19,618,252 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(2) | 19,618,252 |
| | | 124,248,932 |
| Total Short-Term Investments (cost $126,454,793) | $ 126,454,793 |
| Total Investments (cost $5,755,211,474) | 101.8% | $ 6,979,528,868 |
| Other Assets and Liabilities | (1.8)% | (124,690,790) |
| Total Net Assets | 100.0% | $ 6,854,838,078 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 69,733,257 | | $ 69,733,257 | | $ — | | $ — |
Banks | | 34,212,945 | | 34,212,945 | | — | | — |
Capital Goods | | 926,048,193 | | 926,048,193 | | — | | — |
Commercial & Professional Services | | 270,947,561 | | 270,947,561 | | — | | — |
Consumer Discretionary Distribution & Retail | | 264,586,915 | | 264,586,915 | | — | | — |
Consumer Durables & Apparel | | 281,272,454 | | 281,272,454 | | — | | — |
Consumer Services | | 243,990,714 | | 243,990,714 | | — | | — |
Consumer Staples Distribution & Retail | | 42,202,978 | | 42,202,978 | | — | | — |
Energy | | 397,155,549 | | 397,155,549 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 66,668,218 | | 66,668,218 | | — | | — |
Financial Services | | 609,693,968 | | 609,693,968 | | — | | — |
Food, Beverage & Tobacco | | 52,385,204 | | 52,385,204 | | — | | — |
Health Care Equipment & Services | | 428,496,997 | | 428,496,997 | | — | | — |
Insurance | | 181,527,149 | | 181,527,149 | | — | | — |
Materials | | 388,088,402 | | 388,088,402 | | — | | — |
Media & Entertainment | | 146,363,101 | | 146,363,101 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 949,328,135 | | 949,328,135 | | — | | — |
Semiconductors & Semiconductor Equipment | | 247,850,460 | | 247,850,460 | | — | | — |
Software & Services | | 577,571,021 | | 577,571,021 | | — | | — |
Technology Hardware & Equipment | | 231,730,239 | | 231,730,239 | | — | | — |
Transportation | | 384,012,012 | | 384,012,012 | | — | | — |
Utilities | | 59,208,603 | | 59,208,603 | | — | | — |
Short-Term Investments | | 126,454,793 | | 124,248,932 | | 2,205,861 | | — |
Total | | $ 6,979,528,868 | | $ 6,977,323,007 | | $ 2,205,861 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford MidCap Value Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.4% |
| Automobiles & Components - 1.8% |
390,761 | Gentex Corp. | $ 10,781,096 |
43,564 | Visteon Corp.* | 6,115,950 |
| | | 16,897,046 |
| Banks - 5.4% |
381,333 | Cadence Bank | 7,710,553 |
154,096 | M&T Bank Corp. | 19,385,277 |
457,300 | New York Community Bancorp, Inc. | 4,888,537 |
147,383 | SouthState Corp. | 10,166,479 |
267,772 | Synovus Financial Corp. | 8,247,378 |
| | | 50,398,224 |
| Capital Goods - 15.4% |
303,883 | AerCap Holdings NV* | 17,126,846 |
155,495 | Builders FirstSource, Inc.* | 14,736,261 |
73,435 | Curtiss-Wright Corp. | 12,471,466 |
265,683 | Fortune Brands Innovations, Inc. | 17,187,033 |
193,077 | Howmet Aerospace, Inc. | 8,551,380 |
109,141 | John Bean Technologies Corp. | 11,864,718 |
153,040 | Johnson Controls International PLC | 9,157,914 |
41,488 | L3Harris Technologies, Inc. | 8,096,383 |
103,628 | Middleby Corp.* | 14,599,113 |
237,001 | Spirit AeroSystems Holdings, Inc. Class A | 7,053,150 |
17,036 | United Rentals, Inc. | 6,151,870 |
142,669 | Vicor Corp.* | 6,130,487 |
121,756 | Westinghouse Air Brake Technologies Corp. | 11,891,908 |
| | | 145,018,529 |
| Commercial & Professional Services - 2.7% |
64,395 | Clean Harbors, Inc.* | 9,347,578 |
175,305 | Leidos Holdings, Inc. | 16,348,945 |
| | | 25,696,523 |
| Consumer Discretionary Distribution & Retail - 2.7% |
93,108 | Ross Stores, Inc. | 9,937,417 |
447,888 | Valvoline, Inc. | 15,474,530 |
| | | 25,411,947 |
| Consumer Durables & Apparel - 3.1% |
142,489 | Lennar Corp. Class A | 16,074,184 |
363,544 | Steven Madden Ltd. | 12,738,582 |
| | | 28,812,766 |
| Consumer Services - 2.1% |
119,146 | Las Vegas Sands Corp.* | 7,607,472 |
183,502 | Wyndham Hotels & Resorts, Inc. | 12,518,507 |
| | | 20,125,979 |
| Consumer Staples Distribution & Retail - 3.3% |
94,835 | Dollar Tree, Inc.* | 14,577,088 |
436,741 | U.S. Foods Holding Corp.* | 16,770,854 |
| | | 31,347,942 |
| Energy - 6.2% |
538,469 | Cenovus Energy, Inc. | 9,046,279 |
500,210 | Coterra Energy, Inc. | 12,805,376 |
142,077 | Diamondback Energy, Inc. | 20,203,349 |
681,466 | Marathon Oil Corp. | 16,464,219 |
| | | 58,519,223 |
| Equity Real Estate Investment Trusts (REITs) - 6.7% |
387,066 | Essential Properties Realty Trust, Inc. REIT | 9,579,883 |
220,933 | Gaming & Leisure Properties, Inc. REIT | 11,488,516 |
603,039 | Kimco Realty Corp. REIT | 11,572,318 |
102,277 | Ryman Hospitality Properties, Inc. REIT | 9,170,156 |
273,026 | Welltower, Inc. REIT | 21,629,120 |
| | | 63,439,993 |
| Financial Services - 3.5% |
96,932 | Ares Management Corp. Class A | 8,490,274 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.4% - (continued) |
| Financial Services - 3.5% - (continued) |
39,053 | FleetCor Technologies, Inc.* | $ 8,354,218 |
212,030 | Voya Financial, Inc. | 16,216,054 |
| | | 33,060,546 |
| Food, Beverage & Tobacco - 2.5% |
259,288 | Keurig Dr Pepper, Inc. | 8,478,718 |
242,048 | Tyson Foods, Inc. Class A | 15,125,579 |
| | | 23,604,297 |
| Health Care Equipment & Services - 9.8% |
229,144 | Centene Corp.* | 15,794,896 |
289,883 | Dentsply Sirona, Inc. | 12,154,794 |
157,014 | Encompass Health Corp. | 10,072,448 |
73,822 | ICU Medical, Inc.* | 13,962,693 |
244,745 | Integra LifeSciences Holdings Corp.* | 13,539,294 |
61,425 | Molina Healthcare, Inc.* | 18,297,893 |
31,298 | Teleflex, Inc. | 8,529,331 |
| | | 92,351,349 |
| Insurance - 8.6% |
4,089,972 | Aegon NV | 18,527,573 |
112,693 | Allstate Corp. | 13,045,342 |
73,264 | Arthur J Gallagher & Co. | 15,243,308 |
39,467 | Everest Re Group Ltd. | 14,918,526 |
387,716 | Kemper Corp. | 18,862,383 |
| | | 80,597,132 |
| Materials - 4.9% |
144,133 | Celanese Corp. Class A | 15,312,690 |
86,984 | FMC Corp. | 10,749,483 |
129,006 | Ingevity Corp.* | 9,254,890 |
44,090 | Reliance Steel & Aluminum Co. | 10,925,502 |
| | | 46,242,565 |
| Media & Entertainment - 2.6% |
294,620 | Cargurus, Inc.* | 4,843,553 |
104,017 | Electronic Arts, Inc. | 13,239,284 |
185,716 | Match Group, Inc.* | 6,852,920 |
| | | 24,935,757 |
| Pharmaceuticals, Biotechnology & Life Sciences - 2.5% |
383,030 | Avantor, Inc.* | 7,461,424 |
406,356 | Syneos Health, Inc.* | 15,953,537 |
| | | 23,414,961 |
| Semiconductors & Semiconductor Equipment - 4.2% |
58,831 | Cirrus Logic, Inc.* | 5,047,112 |
140,744 | MKS Instruments, Inc. | 11,804,199 |
175,371 | ON Semiconductor Corp.* | 12,619,697 |
111,869 | Synaptics, Inc.* | 9,907,119 |
| | | 39,378,127 |
| Technology Hardware & Equipment - 3.7% |
61,075 | F5, Inc.* | 8,206,037 |
667,322 | Flex Ltd.* | 13,726,814 |
274,025 | Lumentum Holdings, Inc.* | 13,221,706 |
| | | 35,154,557 |
| Transportation - 1.9% |
666,385 | JetBlue Airways Corp.* | 4,757,989 |
232,864 | Knight-Swift Transportation Holdings, Inc. | 13,114,900 |
| | | 17,872,889 |
| Utilities - 4.8% |
226,794 | Alliant Energy Corp. | 12,505,421 |
91,072 | Atmos Energy Corp. | 10,394,958 |
213,310 | Evergy, Inc. | 13,248,684 |
59,077 | Sempra Energy | 9,185,883 |
| | | 45,334,946 |
| Total Common Stocks (cost $822,426,829) | | $ 927,615,298 |
The accompanying notes are an integral part of these financial statements.
The Hartford MidCap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.3% |
| Repurchase Agreements - 0.3% |
$ 3,091,631 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $3,092,865; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $3,153,522 | $ 3,091,631 |
| Total Short-Term Investments (cost $3,091,631) | $ 3,091,631 |
| Total Investments (cost $825,518,460) | 98.7% | $ 930,706,929 |
| Other Assets and Liabilities | 1.3% | 11,979,877 |
| Total Net Assets | 100.0% | $ 942,686,806 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 16,897,046 | | $ 16,897,046 | | $ — | | $ — |
Banks | | 50,398,224 | | 50,398,224 | | — | | — |
Capital Goods | | 145,018,529 | | 145,018,529 | | — | | — |
Commercial & Professional Services | | 25,696,523 | | 25,696,523 | | — | | — |
Consumer Discretionary Distribution & Retail | | 25,411,947 | | 25,411,947 | | — | | — |
Consumer Durables & Apparel | | 28,812,766 | | 28,812,766 | | — | | — |
Consumer Services | | 20,125,979 | | 20,125,979 | | — | | — |
Consumer Staples Distribution & Retail | | 31,347,942 | | 31,347,942 | | — | | — |
Energy | | 58,519,223 | | 58,519,223 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 63,439,993 | | 63,439,993 | | — | | — |
Financial Services | | 33,060,546 | | 33,060,546 | | — | | — |
Food, Beverage & Tobacco | | 23,604,297 | | 23,604,297 | | — | | — |
Health Care Equipment & Services | | 92,351,349 | | 92,351,349 | | — | | — |
Insurance | | 80,597,132 | | 80,597,132 | | — | | — |
Materials | | 46,242,565 | | 46,242,565 | | — | | — |
Media & Entertainment | | 24,935,757 | | 24,935,757 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 23,414,961 | | 23,414,961 | | — | | — |
Semiconductors & Semiconductor Equipment | | 39,378,127 | | 39,378,127 | | — | | — |
Technology Hardware & Equipment | | 35,154,557 | | 35,154,557 | | — | | — |
Transportation | | 17,872,889 | | 17,872,889 | | — | | — |
Utilities | | 45,334,946 | | 45,334,946 | | — | | — |
Short-Term Investments | | 3,091,631 | | — | | 3,091,631 | | — |
Total | | $ 930,706,929 | | $ 927,615,298 | | $ 3,091,631 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Quality Value Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.1% |
| Banks - 8.0% |
135,005 | Bank of America Corp. | $ 3,952,946 |
55,854 | Bank of Nova Scotia | 2,787,673 |
59,233 | JP Morgan Chase & Co. | 8,188,370 |
21,035 | PNC Financial Services Group, Inc. | 2,739,809 |
44,256 | Wells Fargo & Co. | 1,759,176 |
| | | 19,427,974 |
| Capital Goods - 8.4% |
21,819 | Curtiss-Wright Corp. | 3,705,521 |
17,432 | Honeywell International, Inc. | 3,483,611 |
56,479 | Johnson Controls International PLC | 3,379,703 |
6,296 | Lockheed Martin Corp. | 2,924,177 |
35,129 | Otis Worldwide Corp. | 2,996,504 |
39,327 | Westinghouse Air Brake Technologies Corp. | 3,841,068 |
| | | 20,330,584 |
| Consumer Discretionary Distribution & Retail - 3.7% |
55,293 | LKQ Corp. | 3,192,065 |
10,547 | Lowe's Cos., Inc. | 2,191,983 |
45,037 | TJX Cos., Inc. | 3,549,816 |
| | | 8,933,864 |
| Consumer Services - 3.5% |
45,773 | Aramark | 1,588,323 |
21,974 | Hilton Worldwide Holdings, Inc. | 3,164,695 |
7,838 | Marriott International, Inc. Class A | 1,327,287 |
8,206 | McDonald's Corp. | 2,426,925 |
| | | 8,507,230 |
| Consumer Staples Distribution & Retail - 2.4% |
36,208 | Sysco Corp. | 2,778,602 |
20,719 | Walmart, Inc. | 3,127,947 |
| | | 5,906,549 |
| Energy - 7.9% |
37,638 | Chevron Corp. | 6,345,014 |
46,330 | EOG Resources, Inc. | 5,535,045 |
113,541 | TotalEnergies SE ADR | 7,258,676 |
| | | 19,138,735 |
| Equity Real Estate Investment Trusts (REITs) - 4.5% |
15,124 | American Tower Corp. REIT | 3,091,194 |
141,430 | Host Hotels & Resorts, Inc. REIT | 2,286,923 |
8,247 | Public Storage REIT | 2,431,463 |
87,706 | VICI Properties, Inc. REIT | 2,976,742 |
| | | 10,786,322 |
| Financial Services - 3.6% |
27,361 | American Express Co. | 4,414,424 |
28,956 | Charles Schwab Corp. | 1,512,661 |
30,867 | Morgan Stanley | 2,777,104 |
| | | 8,704,189 |
| Food, Beverage & Tobacco - 4.4% |
43,258 | Keurig Dr Pepper, Inc. | 1,414,537 |
49,605 | Mondelez International, Inc. Class A | 3,805,695 |
45,278 | Philip Morris International, Inc. | 4,526,442 |
15,928 | Tyson Foods, Inc. Class A | 995,341 |
| | | 10,742,015 |
| Health Care Equipment & Services - 8.7% |
18,632 | Becton Dickinson & Co. | 4,924,624 |
10,208 | Elevance Health, Inc. | 4,783,979 |
59,251 | Medtronic PLC | 5,388,879 |
12,090 | UnitedHealth Group, Inc. | 5,949,368 |
| | | 21,046,850 |
| Household & Personal Products - 1.9% |
82,073 | Unilever PLC ADR | 4,557,514 |
| Insurance - 6.5% |
47,565 | American International Group, Inc. | 2,522,848 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.1% - (continued) |
| Insurance - 6.5% - (continued) |
22,025 | Chubb Ltd. | $ 4,439,359 |
19,054 | Marsh & McLennan Cos., Inc. | 3,433,340 |
32,109 | MetLife, Inc. | 1,969,245 |
44,770 | Principal Financial Group, Inc. | 3,343,871 |
| | | 15,708,663 |
| Materials - 3.7% |
28,042 | Celanese Corp. Class A | 2,979,182 |
26,982 | FMC Corp. | 3,334,435 |
19,295 | PPG Industries, Inc. | 2,706,317 |
| | | 9,019,934 |
| Media & Entertainment - 5.9% |
54,264 | Alphabet, Inc. Class A* | 5,824,698 |
128,339 | Comcast Corp. Class A | 5,309,384 |
35,038 | Omnicom Group, Inc. | 3,173,392 |
| | | 14,307,474 |
| Pharmaceuticals, Biotechnology & Life Sciences - 8.3% |
75,542 | AstraZeneca PLC ADR | 5,531,185 |
48,007 | Merck & Co., Inc. | 5,543,368 |
32,473 | Novartis AG ADR | 3,330,756 |
144,158 | Pfizer, Inc. | 5,606,305 |
| | | 20,011,614 |
| Semiconductors & Semiconductor Equipment - 4.0% |
5,039 | Broadcom, Inc. | 3,156,933 |
80,042 | Intel Corp. | 2,486,105 |
23,589 | Texas Instruments, Inc. | 3,944,081 |
| | | 9,587,119 |
| Software & Services - 3.5% |
13,233 | Accenture PLC Class A | 3,709,077 |
77,529 | Cognizant Technology Solutions Corp. Class A | 4,629,257 |
| | | 8,338,334 |
| Technology Hardware & Equipment - 1.7% |
88,076 | Cisco Systems, Inc. | 4,161,591 |
| Telecommunication Services - 1.2% |
73,497 | Verizon Communications, Inc. | 2,853,888 |
| Transportation - 1.5% |
122,175 | Southwest Airlines Co. | 3,700,681 |
| Utilities - 4.8% |
20,818 | American Electric Power Co., Inc. | 1,924,000 |
31,910 | Duke Energy Corp. | 3,155,261 |
33,376 | Eversource Energy | 2,590,311 |
25,437 | Sempra Energy | 3,955,199 |
| | | 11,624,771 |
| Total Common Stocks (cost $194,585,399) | | $ 237,395,895 |
The accompanying notes are an integral part of these financial statements.
Hartford Quality Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 0.3% |
| Repurchase Agreements - 0.3% |
$ 782,973 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $783,286; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $798,655 | $ 782,973 |
| Total Short-Term Investments (cost $782,973) | $ 782,973 |
| Total Investments (cost $195,368,372) | 98.4% | $ 238,178,868 |
| Other Assets and Liabilities | 1.6% | 3,848,691 |
| Total Net Assets | 100.0% | $ 242,027,559 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 19,427,974 | | $ 19,427,974 | | $ — | | $ — |
Capital Goods | | 20,330,584 | | 20,330,584 | | — | | — |
Consumer Discretionary Distribution & Retail | | 8,933,864 | | 8,933,864 | | — | | — |
Consumer Services | | 8,507,230 | | 8,507,230 | | — | | — |
Consumer Staples Distribution & Retail | | 5,906,549 | | 5,906,549 | | — | | — |
Energy | | 19,138,735 | | 19,138,735 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 10,786,322 | | 10,786,322 | | — | | — |
Financial Services | | 8,704,189 | | 8,704,189 | | — | | — |
Food, Beverage & Tobacco | | 10,742,015 | | 10,742,015 | | — | | — |
Health Care Equipment & Services | | 21,046,850 | | 21,046,850 | | — | | — |
Household & Personal Products | | 4,557,514 | | 4,557,514 | | — | | — |
Insurance | | 15,708,663 | | 15,708,663 | | — | | — |
Materials | | 9,019,934 | | 9,019,934 | | — | | — |
Media & Entertainment | | 14,307,474 | | 14,307,474 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 20,011,614 | | 20,011,614 | | — | | — |
Semiconductors & Semiconductor Equipment | | 9,587,119 | | 9,587,119 | | — | | — |
Software & Services | | 8,338,334 | | 8,338,334 | | — | | — |
Technology Hardware & Equipment | | 4,161,591 | | 4,161,591 | | — | | — |
Telecommunication Services | | 2,853,888 | | 2,853,888 | | — | | — |
Transportation | | 3,700,681 | | 3,700,681 | | — | | — |
Utilities | | 11,624,771 | | 11,624,771 | | — | | — |
Short-Term Investments | | 782,973 | | — | | 782,973 | | — |
Total | | $ 238,178,868 | | $ 237,395,895 | | $ 782,973 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Cap Growth Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.5% |
| Automobiles & Components - 2.7% |
44,231 | Fox Factory Holding Corp.* | $ 4,903,891 |
23,031 | Patrick Industries, Inc. | 1,580,618 |
35,634 | Visteon Corp.* | 5,002,657 |
| | | 11,487,166 |
| Banks - 1.0% |
69,213 | Synovus Financial Corp. | 2,131,761 |
41,072 | Triumph Financial, Inc.* | 2,134,101 |
| | | 4,265,862 |
| Capital Goods - 13.5% |
38,289 | Ameresco, Inc. Class A* | 1,592,822 |
49,184 | Applied Industrial Technologies, Inc. | 6,672,301 |
111,392 | AZEK Co., Inc.* | 3,023,179 |
29,076 | Boise Cascade Co. | 1,986,182 |
29,992 | Chart Industries, Inc.* | 3,991,935 |
26,538 | Curtiss-Wright Corp. | 4,506,949 |
101,308 | Fluor Corp.* | 2,944,011 |
17,955 | Herc Holdings, Inc. | 1,795,859 |
313,495 | Hillman Solutions Corp.* | 2,633,358 |
46,005 | ITT, Inc. | 3,884,662 |
44,805 | John Bean Technologies Corp. | 4,870,752 |
40,003 | Rush Enterprises, Inc. Class A | 2,124,559 |
150,414 | Shoals Technologies Group, Inc. Class A* | 3,142,148 |
59,494 | SPX Technologies, Inc.* | 3,788,578 |
240,426 | Stem, Inc.*(1) | 1,017,002 |
105,113 | WillScot Mobile Mini Holdings Corp.* | 4,772,130 |
238,518 | Zurn Elkay Water Solutions Corp. Class C | 5,140,063 |
| | | 57,886,490 |
| Commercial & Professional Services - 9.4% |
30,383 | ASGN, Inc.* | 2,175,119 |
15,555 | CACI International, Inc. Class A* | 4,873,693 |
51,287 | Casella Waste Systems, Inc. Class A* | 4,564,543 |
26,924 | Ceridian HCM Holding, Inc.* | 1,709,136 |
19,418 | Clean Harbors, Inc.* | 2,818,717 |
25,363 | ExlService Holdings, Inc.* | 4,524,252 |
24,205 | Exponent, Inc. | 2,228,070 |
40,358 | Insperity, Inc. | 4,942,241 |
72,424 | KBR, Inc. | 4,108,613 |
7,558 | Tetra Tech, Inc. | 1,045,800 |
19,187 | TriNet Group, Inc.* | 1,780,170 |
319,315 | Verra Mobility Corp.* | 5,412,389 |
| | | 40,182,743 |
| Consumer Discretionary Distribution & Retail - 0.5% |
186,070 | Leslie's, Inc.* | 2,018,860 |
| Consumer Durables & Apparel - 3.4% |
9,500 | Century Communities, Inc. | 639,730 |
56,039 | Crocs, Inc.* | 6,930,343 |
4,266 | Deckers Outdoor Corp.* | 2,044,864 |
126,579 | YETI Holdings, Inc.* | 4,993,542 |
| | | 14,608,479 |
| Consumer Services - 5.4% |
13,704 | Churchill Downs, Inc. | 4,008,831 |
11,542 | European Wax Center, Inc. Class A* | 217,451 |
74,470 | Penn Entertainment, Inc.* | 2,218,461 |
60,239 | Texas Roadhouse, Inc. | 6,663,638 |
35,895 | Wingstop, Inc. | 7,182,949 |
44,146 | Wyndham Hotels & Resorts, Inc. | 3,011,640 |
| | | 23,302,970 |
| Consumer Staples Distribution & Retail - 0.5% |
31,892 | Performance Food Group Co.* | 1,999,310 |
| Energy - 5.8% |
44,459 | Cactus, Inc. Class A | 1,799,700 |
36,594 | Chord Energy Corp. | 5,208,424 |
90,389 | Helmerich & Payne, Inc. | 2,997,299 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.5% - (continued) |
| Energy - 5.8% - (continued) |
234,586 | Magnolia Oil & Gas Corp. Class A | $ 4,954,456 |
65,339 | Ovintiv, Inc. | 2,357,431 |
64,470 | PDC Energy, Inc. | 4,193,774 |
123,199 | SM Energy Co. | 3,459,428 |
| | | 24,970,512 |
| Equity Real Estate Investment Trusts (REITs) - 2.0% |
35,938 | Agree Realty Corp. REIT | 2,443,424 |
127,268 | Phillips Edison & Co., Inc. REIT | 4,014,033 |
26,001 | Ryman Hospitality Properties, Inc. REIT | 2,331,250 |
| | | 8,788,707 |
| Financial Services - 3.5% |
295,257 | MGIC Investment Corp. | 4,390,472 |
37,438 | Shift4 Payments, Inc. Class A* | 2,537,173 |
69,309 | Stifel Financial Corp. | 4,156,461 |
21,067 | WEX, Inc.* | 3,736,232 |
| | | 14,820,338 |
| Food, Beverage & Tobacco - 4.9% |
6,184 | Boston Beer Co., Inc. Class A* | 1,963,482 |
63,534 | Celsius Holdings, Inc.* | 6,071,944 |
46,912 | Freshpet, Inc.* | 3,235,521 |
18,020 | Lancaster Colony Corp. | 3,768,342 |
77,444 | Simply Good Foods Co.* | 2,816,638 |
196,359 | Sovos Brands, Inc.* | 3,367,557 |
| | | 21,223,484 |
| Health Care Equipment & Services - 11.0% |
15,813 | Amedisys, Inc.* | 1,269,784 |
63,889 | AtriCure, Inc.* | 2,810,477 |
78,150 | Encompass Health Corp. | 5,013,322 |
30,152 | Ensign Group, Inc. | 2,927,458 |
60,978 | Glaukos Corp.* | 2,897,065 |
33,067 | Globus Medical, Inc. Class A* | 1,922,515 |
55,667 | Haemonetics Corp.* | 4,659,885 |
59,815 | HealthEquity, Inc.* | 3,197,112 |
47,029 | Inari Medical, Inc.* | 3,123,666 |
12,809 | Inspire Medical Systems, Inc.* | 3,428,073 |
69,072 | Integra LifeSciences Holdings Corp.* | 3,821,063 |
22,611 | Lantheus Holdings, Inc.* | 1,932,110 |
47,226 | Omnicell, Inc.* | 2,869,924 |
90,246 | Owens & Minor, Inc.* | 1,402,423 |
21,263 | QuidelOrtho Corp.* | 1,912,607 |
14,396 | Shockwave Medical, Inc.* | 4,177,143 |
| | | 47,364,627 |
| Household & Personal Products - 0.6% |
216,963 | Beauty Health Co.* | 2,486,396 |
| Insurance - 0.4% |
76,933 | James River Group Holdings Ltd. | 1,497,886 |
| Materials - 4.7% |
151,846 | Axalta Coating Systems Ltd.* | 4,793,778 |
72,518 | Cabot Corp. | 5,203,892 |
33,085 | Ingevity Corp.* | 2,373,518 |
224,287 | Livent Corp.* | 4,900,671 |
49,184 | Louisiana-Pacific Corp. | 2,938,252 |
| | | 20,210,111 |
| Media & Entertainment - 1.0% |
104,159 | Bumble, Inc. Class A* | 1,896,735 |
35,343 | Ziff Davis, Inc.* | 2,584,987 |
| | | 4,481,722 |
| Pharmaceuticals, Biotechnology & Life Sciences - 12.0% |
123,311 | Aclaris Therapeutics, Inc.* | 1,096,235 |
104,807 | Alkermes PLC* | 2,992,240 |
18,703 | Apellis Pharmaceuticals, Inc.* | 1,560,391 |
38,079 | Bioxcel Therapeutics, Inc.* | 785,189 |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Cap Growth Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 98.5% - (continued) |
| Pharmaceuticals, Biotechnology & Life Sciences - 12.0% - (continued) |
54,537 | Blueprint Medicines Corp.* | $ 2,784,114 |
37,254 | Celldex Therapeutics, Inc.* | 1,171,266 |
80,432 | Crinetics Pharmaceuticals, Inc.* | 1,571,641 |
171,904 | Cytek Biosciences, Inc.* | 1,973,458 |
60,759 | Cytokinetics, Inc.* | 2,272,387 |
76,962 | Denali Therapeutics, Inc.* | 1,911,736 |
524,484 | Geron Corp.* | 1,290,231 |
399,318 | ImmunoGen, Inc.* | 2,152,324 |
32,313 | Intellia Therapeutics, Inc.* | 1,219,816 |
55,067 | Intra-Cellular Therapies, Inc.* | 3,422,414 |
49,528 | IVERIC bio, Inc.* | 1,628,976 |
17,664 | Karuna Therapeutics, Inc.* | 3,505,244 |
42,177 | Kymera Therapeutics, Inc.* | 1,330,262 |
44,723 | Morphic Holding, Inc.* | 2,113,609 |
34,065 | PTC Therapeutics, Inc.* | 1,878,344 |
83,337 | Revance Therapeutics, Inc.* | 2,652,617 |
79,582 | Revolution Medicines, Inc.* | 1,869,381 |
36,750 | Sage Therapeutics, Inc.* | 1,795,237 |
75,710 | Syndax Pharmaceuticals, Inc.* | 1,555,840 |
64,318 | Vaxcyte, Inc.* | 2,754,740 |
36,193 | Ventyx Biosciences, Inc.*(1) | 1,360,857 |
64,108 | Veracyte, Inc.* | 1,451,405 |
63,431 | Zentalis Pharmaceuticals, Inc.* | 1,397,385 |
| | | 51,497,339 |
| Semiconductors & Semiconductor Equipment - 4.1% |
26,741 | Axcelis Technologies, Inc.* | 3,163,460 |
27,084 | Cirrus Logic, Inc.* | 2,323,537 |
28,564 | MKS Instruments, Inc. | 2,395,663 |
58,835 | Power Integrations, Inc. | 4,282,011 |
49,983 | Rambus, Inc.* | 2,216,246 |
23,461 | Silicon Laboratories, Inc.* | 3,268,117 |
| | | 17,649,034 |
| Software & Services - 8.1% |
66,131 | Alarm.com Holdings, Inc.* | 3,153,787 |
51,517 | Blackbaud, Inc.* | 3,572,962 |
49,743 | DigitalOcean Holdings, Inc.*(1) | 1,568,894 |
183,621 | EngageSmart, Inc.* | 3,152,773 |
24,154 | Five9, Inc.* | 1,566,145 |
72,361 | Grid Dynamics Holdings, Inc.* | 786,564 |
36,363 | Guidewire Software, Inc.* | 2,770,497 |
20,930 | Manhattan Associates, Inc.* | 3,467,683 |
35,957 | Perficient, Inc.* | 2,334,329 |
114,809 | PowerSchool Holdings, Inc. Class A* | 2,397,212 |
22,589 | Rapid7, Inc.* | 1,098,051 |
52,023 | Sprout Social, Inc. Class A* | 2,562,653 |
98,544 | Squarespace, Inc. Class A* | 3,064,718 |
36,817 | Workiva, Inc.* | 3,439,444 |
| | | 34,935,712 |
| Technology Hardware & Equipment - 4.0% |
43,709 | Fabrinet * | 4,150,170 |
32,455 | Insight Enterprises, Inc.* | 3,925,432 |
9,946 | Littelfuse, Inc. | 2,409,319 |
29,272 | Novanta, Inc.* | 4,473,932 |
19,809 | Super Micro Computer, Inc.* | 2,088,463 |
| | | 17,047,316 |
| Total Common Stocks (cost $359,498,298) | | $ 422,725,064 |
Shares or Principal Amount | | Market Value† |
EXCHANGE-TRADED FUNDS - 0.9% |
| Other Investment Pools & Funds - 0.9% |
17,147 | iShares Russell 2000 Growth ETF (1) | $ 3,844,357 |
| Total Exchange-Traded Funds (cost $3,656,812) | | $ 3,844,357 |
| Total Long-Term Investments (cost $363,155,110) | | $ 426,569,421 |
SHORT-TERM INVESTMENTS - 0.7% |
| Repurchase Agreements - 0.1% |
$ 557,192 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $557,414; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $568,423 | $ 557,192 |
| Securities Lending Collateral - 0.6% |
424,431 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(2) | 424,431 |
1,414,772 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(2) | 1,414,772 |
424,432 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(2) | 424,432 |
424,432 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(2) | 424,432 |
| | | 2,688,067 |
| Total Short-Term Investments (cost $3,245,259) | $ 3,245,259 |
| Total Investments (cost $366,400,369) | 100.1% | $ 429,814,680 |
| Other Assets and Liabilities | (0.1)% | (573,608) |
| Total Net Assets | 100.0% | $ 429,241,072 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Cap Growth Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 11,487,166 | | $ 11,487,166 | | $ — | | $ — |
Banks | | 4,265,862 | | 4,265,862 | | — | | — |
Capital Goods | | 57,886,490 | | 57,886,490 | | — | | — |
Commercial & Professional Services | | 40,182,743 | | 40,182,743 | | — | | — |
Consumer Discretionary Distribution & Retail | | 2,018,860 | | 2,018,860 | | — | | — |
Consumer Durables & Apparel | | 14,608,479 | | 14,608,479 | | — | | — |
Consumer Services | | 23,302,970 | | 23,302,970 | | — | | — |
Consumer Staples Distribution & Retail | | 1,999,310 | | 1,999,310 | | — | | — |
Energy | | 24,970,512 | | 24,970,512 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 8,788,707 | | 8,788,707 | | — | | — |
Financial Services | | 14,820,338 | | 14,820,338 | | — | | — |
Food, Beverage & Tobacco | | 21,223,484 | | 21,223,484 | | — | | — |
Health Care Equipment & Services | | 47,364,627 | | 47,364,627 | | — | | — |
Household & Personal Products | | 2,486,396 | | 2,486,396 | | — | | — |
Insurance | | 1,497,886 | | 1,497,886 | | — | | — |
Materials | | 20,210,111 | | 20,210,111 | | — | | — |
Media & Entertainment | | 4,481,722 | | 4,481,722 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 51,497,339 | | 51,497,339 | | — | | — |
Semiconductors & Semiconductor Equipment | | 17,649,034 | | 17,649,034 | | — | | — |
Software & Services | | 34,935,712 | | 34,935,712 | | — | | — |
Technology Hardware & Equipment | | 17,047,316 | | 17,047,316 | | — | | — |
Exchange-Traded Funds | | 3,844,357 | | 3,844,357 | | — | | — |
Short-Term Investments | | 3,245,259 | | 2,688,067 | | 557,192 | | — |
Total | | $ 429,814,680 | | $ 429,257,488 | | $ 557,192 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Small Cap Value Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% |
| Banks - 14.4% |
53,853 | Bank OZK | $ 1,923,629 |
64,328 | Berkshire Hills Bancorp, Inc. | 1,368,257 |
107,026 | Cadence Bank | 2,164,066 |
68,976 | First Hawaiian, Inc. | 1,318,131 |
79,870 | First Interstate BancSystem, Inc. Class A | 2,043,873 |
155,651 | FNB Corp. | 1,786,873 |
104,340 | Home BancShares, Inc. | 2,271,482 |
87,061 | Pacific Premier Bancorp, Inc. | 1,936,237 |
74,756 | Sandy Spring Bancorp, Inc. | 1,680,515 |
| | | 16,493,063 |
| Capital Goods - 10.2% |
48,745 | Air Lease Corp. | 1,960,524 |
27,887 | EnerSys | 2,313,785 |
84,391 | Kennametal, Inc. | 2,190,790 |
20,042 | McGrath RentCorp | 1,781,333 |
144,929 | REV Group, Inc. | 1,555,088 |
60,750 | Spirit AeroSystems Holdings, Inc. Class A | 1,807,920 |
| | | 11,609,440 |
| Commercial & Professional Services - 5.9% |
154,449 | BrightView Holdings, Inc.* | 854,103 |
190,928 | CoreCivic, Inc.* | 1,678,257 |
59,978 | Deluxe Corp. | 908,667 |
55,394 | Loomis AB | 1,773,094 |
89,991 | MillerKnoll, Inc. | 1,530,747 |
| | | 6,744,868 |
| Consumer Discretionary Distribution & Retail - 2.0% |
46,466 | Monro, Inc. | 2,271,258 |
| Consumer Durables & Apparel - 8.2% |
21,520 | Carter's, Inc. | 1,501,450 |
19,041 | Helen of Troy Ltd.* | 1,910,574 |
38,697 | Kontoor Brands, Inc. | 1,747,944 |
61,761 | Steven Madden Ltd. | 2,164,105 |
35,255 | Sturm Ruger & Co., Inc. | 2,029,278 |
| | | 9,353,351 |
| Consumer Services - 3.8% |
53,709 | Adtalem Global Education, Inc.* | 2,178,974 |
20,471 | Cracker Barrel Old Country Store, Inc. | 2,173,201 |
| | | 4,352,175 |
| Energy - 5.0% |
68,672 | ChampionX Corp. | 1,859,638 |
82,135 | DMC Global, Inc.* | 1,555,637 |
165,275 | TechnipFMC PLC* | 2,262,614 |
| | | 5,677,889 |
| Equity Real Estate Investment Trusts (REITs) - 2.7% |
124,425 | Pebblebrook Hotel Trust REIT | 1,770,568 |
206,244 | Piedmont Office Realty Trust, Inc. Class A, REIT | 1,342,648 |
| | | 3,113,216 |
| Financial Services - 13.0% |
72,727 | Bread Financial Holdings, Inc. | 2,007,265 |
15,463 | Federal Agricultural Mortgage Corp. Class C | 2,061,063 |
161,686 | Greenhill & Co., Inc. | 1,147,971 |
99,909 | Navient Corp. | 1,652,495 |
51,708 | PRA Group, Inc.* | 1,875,449 |
77,455 | PROG Holdings, Inc.* | 2,341,465 |
92,345 | Radian Group, Inc. | 2,241,213 |
189,911 | Rithm Capital Corp. REIT | 1,549,674 |
| | | 14,876,595 |
| Health Care Equipment & Services - 6.6% |
86,849 | NextGen Healthcare, Inc.* | 1,453,852 |
47,668 | NuVasive, Inc.* | 2,051,631 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.8% - (continued) |
| Health Care Equipment & Services - 6.6% - (continued) |
34,553 | Omnicell, Inc.* | $ 2,099,786 |
58,657 | Premier, Inc. Class A | 1,955,038 |
| | | 7,560,307 |
| Household & Personal Products - 4.8% |
49,691 | Edgewell Personal Care Co. | 2,170,006 |
62,582 | Energizer Holdings, Inc. | 2,092,116 |
13,294 | Medifast, Inc. | 1,218,395 |
| | | 5,480,517 |
| Insurance - 6.8% |
36,402 | Kemper Corp. | 1,770,957 |
279,097 | Lancashire Holdings Ltd. | 2,151,235 |
88,931 | ProAssurance Corp. | 1,597,201 |
259,328 | SiriusPoint Ltd.* | 2,253,561 |
| | | 7,772,954 |
| Materials - 2.7% |
41,432 | Compass Minerals International, Inc. | 1,356,070 |
91,052 | Mativ Holdings, Inc. | 1,763,677 |
| | | 3,119,747 |
| Pharmaceuticals, Biotechnology & Life Sciences - 2.0% |
48,951 | Pacira BioSciences, Inc.* | 2,217,970 |
| Semiconductors & Semiconductor Equipment - 2.9% |
59,374 | Ichor Holdings Ltd.* | 1,653,566 |
25,588 | Silicon Motion Technology Corp. ADR | 1,628,420 |
| | | 3,281,986 |
| Software & Services - 4.9% |
229,363 | Adeia, Inc. | 1,752,333 |
30,356 | InterDigital, Inc. | 2,056,316 |
189,498 | Xperi, Inc.* | 1,798,336 |
| | | 5,606,985 |
| Utilities - 1.9% |
42,318 | Portland General Electric Co. | 2,142,137 |
| Total Common Stocks (cost $110,297,916) | | $ 111,674,458 |
EXCHANGE-TRADED FUNDS - 1.7% |
| Other Investment Pools & Funds - 1.7% |
15,061 | iShares Russell 2000 Value ETF | $ 2,011,547 |
| Total Exchange-Traded Funds (cost $2,105,648) | | $ 2,011,547 |
| Total Long-Term Investments (cost $112,403,564) | | $ 113,686,005 |
SHORT-TERM INVESTMENTS - 0.2% |
| Repurchase Agreements - 0.2% |
$ 176,843 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $176,914; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $180,444 | $ 176,843 |
| Total Short-Term Investments (cost $176,843) | $ 176,843 |
| Total Investments (cost $112,580,407) | 99.7% | $ 113,862,848 |
| Other Assets and Liabilities | 0.3% | 361,651 |
| Total Net Assets | 100.0% | $ 114,224,499 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
The accompanying notes are an integral part of these financial statements.
Hartford Small Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 16,493,063 | | $ 16,493,063 | | $ — | | $ — |
Capital Goods | | 11,609,440 | | 11,609,440 | | — | | — |
Commercial & Professional Services | | 6,744,868 | | 4,971,774 | | 1,773,094 | | — |
Consumer Discretionary Distribution & Retail | | 2,271,258 | | 2,271,258 | | — | | — |
Consumer Durables & Apparel | | 9,353,351 | | 9,353,351 | | — | | — |
Consumer Services | | 4,352,175 | | 4,352,175 | | — | | — |
Energy | | 5,677,889 | | 5,677,889 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 3,113,216 | | 3,113,216 | | — | | — |
Financial Services | | 14,876,595 | | 14,876,595 | | — | | — |
Health Care Equipment & Services | | 7,560,307 | | 7,560,307 | | — | | — |
Household & Personal Products | | 5,480,517 | | 5,480,517 | | — | | — |
Insurance | | 7,772,954 | | 5,621,719 | | 2,151,235 | | — |
Materials | | 3,119,747 | | 3,119,747 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 2,217,970 | | 2,217,970 | | — | | — |
Semiconductors & Semiconductor Equipment | | 3,281,986 | | 3,281,986 | | — | | — |
Software & Services | | 5,606,985 | | 5,606,985 | | — | | — |
Utilities | | 2,142,137 | | 2,142,137 | | — | | — |
Exchange-Traded Funds | | 2,011,547 | | 2,011,547 | | — | | — |
Short-Term Investments | | 176,843 | | — | | 176,843 | | — |
Total | | $ 113,862,848 | | $ 109,761,676 | | $ 4,101,172 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Company Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 93.8% |
| Automobiles & Components - 1.0% |
45,059 | Visteon Corp.* | $ 6,325,833 |
| Banks - 0.8% |
229,545 | Cadence Bank | 4,641,400 |
| Capital Goods - 15.0% |
25,954 | Acuity Brands, Inc. | 4,084,641 |
121,790 | Ameresco, Inc. Class A* | 5,066,464 |
97,558 | Applied Industrial Technologies, Inc. | 13,234,718 |
359,080 | AZEK Co., Inc.* | 9,745,431 |
62,163 | Comfort Systems USA, Inc. | 9,292,747 |
48,611 | Curtiss-Wright Corp. | 8,255,606 |
371,254 | Fluor Corp.* | 10,788,641 |
41,001 | Middleby Corp.* | 5,776,221 |
104,774 | Rush Enterprises, Inc. Class A | 5,564,547 |
295,813 | Shoals Technologies Group, Inc. Class A* | 6,179,534 |
35,364 | WESCO International, Inc. | 5,092,416 |
339,953 | Zurn Elkay Water Solutions Corp. Class C | 7,325,987 |
| | | 90,406,953 |
| Commercial & Professional Services - 7.0% |
214,874 | Aris Water Solutions, Inc. Class A | 1,562,134 |
82,874 | Casella Waste Systems, Inc. Class A* | 7,375,786 |
65,557 | ExlService Holdings, Inc.* | 11,694,057 |
82,024 | TriNet Group, Inc.* | 7,610,187 |
843,086 | Verra Mobility Corp.* | 14,290,308 |
| | | 42,532,472 |
| Consumer Discretionary Distribution & Retail - 0.2% |
26,907 | Tory Burch LLC*(1)(2) | 1,154,868 |
| Consumer Durables & Apparel - 4.7% |
106,234 | Crocs, Inc.* | 13,137,959 |
137,396 | Skyline Champion Corp.* | 10,190,661 |
128,977 | YETI Holdings, Inc.* | 5,088,143 |
| | | 28,416,763 |
| Consumer Services - 6.7% |
127,460 | Boyd Gaming Corp. | 8,845,724 |
229,358 | European Wax Center, Inc. Class A* | 4,321,105 |
164,710 | H&R Block, Inc. | 5,585,316 |
58,498 | Texas Roadhouse, Inc. | 6,471,049 |
77,404 | Wingstop, Inc. | 15,489,314 |
| | | 40,712,508 |
| Energy - 5.9% |
191,172 | Cactus, Inc. Class A | 7,738,643 |
76,480 | Chord Energy Corp. | 10,885,398 |
283,379 | Sitio Royalties Corp. Class A(3) | 7,194,993 |
329,938 | Viper Energy Partners LP | 9,713,375 |
| | | 35,532,409 |
| Equity Real Estate Investment Trusts (REITs) - 2.8% |
235,868 | Phillips Edison & Co., Inc. REIT | 7,439,277 |
102,631 | Ryman Hospitality Properties, Inc. REIT | 9,201,895 |
| | | 16,641,172 |
| Financial Services - 1.9% |
209,051 | Hannon Armstrong Sustainable Infrastructure Capital, Inc. REIT | 5,932,867 |
80,910 | PJT Partners, Inc. Class A | 5,564,181 |
| | | 11,497,048 |
| Food, Beverage & Tobacco - 2.1% |
88,530 | Celsius Holdings, Inc.* | 8,460,812 |
80,181 | TreeHouse Foods, Inc.* | 4,269,638 |
| | | 12,730,450 |
| Health Care Equipment & Services - 10.6% |
80,938 | Acadia Healthcare Co., Inc.* | 5,851,008 |
289,492 | Cross Country Healthcare, Inc.* | 6,363,034 |
161,998 | Glaukos Corp.* | 7,696,525 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 93.8% - (continued) |
| Health Care Equipment & Services - 10.6% - (continued) |
112,478 | Haemonetics Corp.* | $ 9,415,533 |
85,892 | HealthEquity, Inc.* | 4,590,927 |
108,020 | Inari Medical, Inc.* | 7,174,689 |
48,226 | Inspire Medical Systems, Inc.* | 12,906,724 |
20,883 | Lantheus Holdings, Inc.* | 1,784,452 |
28,990 | Shockwave Medical, Inc.* | 8,411,739 |
| | | 64,194,631 |
| Household & Personal Products - 1.7% |
107,429 | elf Beauty, Inc.* | 9,965,114 |
| Materials - 3.3% |
170,425 | Cabot Corp. | 12,229,698 |
352,600 | Livent Corp.* | 7,704,310 |
| | | 19,934,008 |
| Media & Entertainment - 3.2% |
205,229 | Cargurus, Inc.* | 3,373,965 |
188,680 | Criteo SA ADR* | 5,933,986 |
448,809 | Eventbrite, Inc. Class A* | 3,262,841 |
93,675 | Ziff Davis, Inc.* | 6,851,390 |
| | | 19,422,182 |
| Pharmaceuticals, Biotechnology & Life Sciences - 12.2% |
177,475 | Aclaris Therapeutics, Inc.* | 1,577,753 |
103,299 | Adicet Bio, Inc.*(3) | 603,266 |
42,173 | Akero Therapeutics, Inc.* | 1,886,820 |
230,448 | Amicus Therapeutics, Inc.* | 2,659,370 |
49,783 | Apellis Pharmaceuticals, Inc.* | 4,153,396 |
14,414 | Ascendis Pharma AS ADR* | 1,008,403 |
63,097 | Bioxcel Therapeutics, Inc.*(3) | 1,301,060 |
55,463 | Blueprint Medicines Corp.* | 2,831,386 |
65,338 | Celldex Therapeutics, Inc.* | 2,054,227 |
133,669 | Crinetics Pharmaceuticals, Inc.* | 2,611,892 |
127,914 | Cytokinetics, Inc.* | 4,783,984 |
247,039 | Immatics NV*(3) | 1,766,329 |
54,796 | Immunocore Holdings PLC ADR*(3) | 3,180,908 |
82,833 | Intellia Therapeutics, Inc.* | 3,126,946 |
95,164 | Intra-Cellular Therapies, Inc.* | 5,914,442 |
32,287 | Karuna Therapeutics, Inc.* | 6,407,032 |
63,677 | Kymera Therapeutics, Inc.* | 2,008,372 |
103,293 | Merus NV* | 1,981,160 |
55,498 | Prothena Corp. PLC* | 2,920,305 |
79,067 | PTC Therapeutics, Inc.* | 4,359,754 |
76,281 | Revance Therapeutics, Inc.* | 2,428,024 |
92,083 | Revolution Medicines, Inc.* | 2,163,030 |
129,826 | Rocket Pharmaceuticals, Inc.* | 2,326,482 |
107,500 | Syndax Pharmaceuticals, Inc.* | 2,209,125 |
92,506 | Vaxcyte, Inc.* | 3,962,032 |
167,039 | Verona Pharma PLC ADR*(3) | 3,499,467 |
| | | 73,724,965 |
| Semiconductors & Semiconductor Equipment - 3.0% |
52,149 | Lattice Semiconductor Corp.* | 4,156,275 |
25,333 | MKS Instruments, Inc. | 2,124,679 |
38,688 | SiTime Corp.* | 4,196,487 |
84,150 | Synaptics, Inc.* | 7,452,324 |
| | | 17,929,765 |
| Software & Services - 9.2% |
208,980 | Clearwater Analytics Holdings, Inc. Class A* | 3,220,382 |
42,585 | CyberArk Software Ltd.* | 5,306,091 |
293,534 | DoubleVerify Holdings, Inc.* | 8,635,770 |
65,779 | Five9, Inc.* | 4,265,110 |
376,420 | Jamf Holding Corp.* | 7,121,866 |
59,564 | Manhattan Associates, Inc.* | 9,868,564 |
44,481 | Perficient, Inc.* | 2,887,707 |
383,273 | PowerSchool Holdings, Inc. Class A* | 8,002,740 |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Company Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 93.8% - (continued) |
| Software & Services - 9.2% - (continued) |
54,191 | RingCentral, Inc. Class A* | $ 1,493,504 |
92,330 | Sprout Social, Inc. Class A* | 4,548,176 |
| | | 55,349,910 |
| Technology Hardware & Equipment - 2.5% |
150,716 | Calix, Inc.* | 6,887,721 |
52,434 | Novanta, Inc.* | 8,014,013 |
| | | 14,901,734 |
| Total Common Stocks (cost $533,557,838) | | $ 566,014,185 |
EXCHANGE-TRADED FUNDS - 4.8% |
| Other Investment Pools & Funds - 4.8% |
129,172 | iShares Russell 2000 Growth ETF (3) | $ 28,960,363 |
| Total Exchange-Traded Funds (cost $28,854,006) | | $ 28,960,363 |
| Total Long-Term Investments (cost $562,411,844) | | $ 594,974,548 |
SHORT-TERM INVESTMENTS - 2.2% |
| Repurchase Agreements - 0.3% |
$ 1,735,418 | Fixed Income Clearing Corp. Repurchase Agreement dated 04/28/2023 at 4.79%, due on 05/01/2023 with a maturity value of $1,736,111; collateralized by U.S. Treasury Note at 4.00%, maturing 10/31/2029, with a market value of $1,770,188 | $ 1,735,418 |
| Securities Lending Collateral - 1.9% |
1,824,729 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(4) | 1,824,729 |
6,082,429 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(4) | 6,082,429 |
1,824,729 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(4) | 1,824,729 |
1,824,729 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(4) | 1,824,729 |
| | | 11,556,616 |
| Total Short-Term Investments (cost $13,292,034) | $ 13,292,034 |
| Total Investments (cost $575,703,878) | 100.8% | $ 608,266,582 |
| Other Assets and Liabilities | (0.8)% | (4,991,247) |
| Total Net Assets | 100.0% | $ 603,275,335 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $1,154,868 or 0.2% of net assets. |
Period Acquired | | Security Name | | Shares/ Par Value | | Total Cost | | Market Value |
11/2013 | | Tory Burch LLC | | 26,907 | | $ 2,108,912 | | $ 1,154,868 |
(2) | Investment valued using significant unobservable inputs. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
The Hartford Small Company Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 6,325,833 | | $ 6,325,833 | | $ — | | $ — |
Banks | | 4,641,400 | | 4,641,400 | | — | | — |
Capital Goods | | 90,406,953 | | 90,406,953 | | — | | — |
Commercial & Professional Services | | 42,532,472 | | 42,532,472 | | — | | — |
Consumer Discretionary Distribution & Retail | | 1,154,868 | | — | | — | | 1,154,868 |
Consumer Durables & Apparel | | 28,416,763 | | 28,416,763 | | — | | — |
Consumer Services | | 40,712,508 | | 40,712,508 | | — | | — |
Energy | | 35,532,409 | | 35,532,409 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 16,641,172 | | 16,641,172 | | — | | — |
Financial Services | | 11,497,048 | | 11,497,048 | | — | | — |
Food, Beverage & Tobacco | | 12,730,450 | | 12,730,450 | | — | | — |
Health Care Equipment & Services | | 64,194,631 | | 64,194,631 | | — | | — |
Household & Personal Products | | 9,965,114 | | 9,965,114 | | — | | — |
Materials | | 19,934,008 | | 19,934,008 | | — | | — |
Media & Entertainment | | 19,422,182 | | 19,422,182 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 73,724,965 | | 73,724,965 | | — | | — |
Semiconductors & Semiconductor Equipment | | 17,929,765 | | 17,929,765 | | — | | — |
Software & Services | | 55,349,910 | | 55,349,910 | | — | | — |
Technology Hardware & Equipment | | 14,901,734 | | 14,901,734 | | — | | — |
Exchange-Traded Funds | | 28,960,363 | | 28,960,363 | | — | | — |
Short-Term Investments | | 13,292,034 | | 11,556,616 | | 1,735,418 | | — |
Total | | $ 608,266,582 | | $ 605,376,296 | | $ 1,735,418 | | $ 1,154,868 |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
GLOSSARY: (abbreviations used in preceding Schedules of Investments)
Other Abbreviations: |
ADR | American Depositary Receipt |
CVR | Contingent Value Rights |
ETF | Exchange-Traded Fund |
REIT | Real Estate Investment Trust |
Hartford Domestic Equity Funds
Statements of Assets and Liabilities
April 30, 2023 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Assets: | | | | | | | | | | | |
Investments in securities, at market value(1) | $ 5,530,689,919 | | $ 9,544,900,088 | | $ 15,257,514,897 | | $ 5,243,267,355 | | $ 4,011,045,944 | | $ 1,256,946,440 |
Repurchase agreements | 30,701,079 | | 8,552,271 | | 82,969,608 | | 17,501,166 | | 13,778,441 | | 2,779,745 |
Cash | 120,778,500 | | 33,582,008 | | 324,970,556 | | 68,318,859 | | 54,188,177 | | 10,920,010 |
Cash collateral due from broker on futures contracts | 7,812,000 | | — | | — | | — | | — | | — |
Cash collateral held for securities on loan | 77,153 | | — | | 5,210,755 | | — | | 1,088,625 | | 718,740 |
Foreign currency | 2,090,189 | | — | | 3,415,057 | | 770,062 | | 513,236 | | 382,402 |
Receivables: | | | | | | | | | | | |
Investment securities sold | 103,711,827 | | — | | 75,149,377 | | 41,313,693 | | 90,191,477 | | 199,228 |
Fund shares sold | 695,018 | | 8,473,322 | | 22,450,325 | | 8,621,048 | | 2,728,543 | | 383,901 |
Dividends and interest | 2,902,822 | | 8,524,225 | | 15,747,039 | | 3,612,431 | | 100,462 | | 888,451 |
Securities lending income | 259 | | — | | 15,726 | | 6,647 | | 3,286 | | 573 |
Variation margin on futures contracts | 827,699 | | — | | — | | — | | — | | — |
Tax reclaims | 496,062 | | — | | 5,745,353 | | 1,828,113 | | 55,282 | | 408,501 |
Other assets | 93,502 | | 178,198 | | 242,324 | | 214,293 | | 109,456 | | 84,738 |
Total assets | 5,800,876,029 | | 9,604,210,112 | | 15,793,431,017 | | 5,385,453,667 | | 4,173,802,929 | | 1,273,712,729 |
Liabilities: | | | | | | | | | | | |
Obligation to return securities lending collateral | 1,543,056 | | — | | 104,215,088 | | — | | 21,772,500 | | 14,374,811 |
Payables: | | | | | | | | | | | |
Investment securities purchased | 99,970,880 | | 15,370,238 | | 29,559,697 | | 57,257,129 | | 84,479,383 | | 1,299,258 |
Fund shares redeemed | 3,254,478 | | 9,223,016 | | 15,671,369 | | 5,105,957 | | 4,982,423 | | 1,006,899 |
Investment management fees | 3,111,817 | | 2,605,705 | | 7,574,668 | | 2,653,819 | | 2,342,962 | | 884,426 |
Transfer agent fees | 969,094 | | 1,167,625 | | 1,437,354 | | 541,294 | | 719,585 | | 246,105 |
Accounting services fees | 370,190 | | 621,201 | | 960,297 | | 314,015 | | 283,761 | | 89,383 |
Board of Directors' fees | 25,351 | | 44,634 | | 60,681 | | 17,568 | | 22,376 | | 5,774 |
Distribution fees | 153,051 | | 113,851 | | 182,208 | | 83,761 | | 88,311 | | 34,891 |
Accrued expenses | 159,651 | | 228,002 | | 163,737 | | 87,924 | | 110,828 | | 61,170 |
Total liabilities | 109,557,568 | | 29,374,272 | | 159,825,099 | | 66,061,467 | | 114,802,129 | | 18,002,717 |
Net assets | $ 5,691,318,461 | | $ 9,574,835,840 | | $ 15,633,605,918 | | $ 5,319,392,200 | | $ 4,059,000,800 | | $ 1,255,710,012 |
Summary of Net Assets: | | | | | | | | | | | |
Capital stock and paid-in-capital | $ 5,018,114,022 | | $ 6,427,736,373 | | $ 11,306,395,853 | | $ 4,256,831,928 | | $ 4,641,553,367 | | $ 1,016,171,632 |
Distributable earnings (loss) | 673,204,439 | | 3,147,099,467 | | 4,327,210,065 | | 1,062,560,272 | | (582,552,567) | | 239,538,380 |
Net assets | $ 5,691,318,461 | | $ 9,574,835,840 | | $ 15,633,605,918 | | $ 5,319,392,200 | | $ 4,059,000,800 | | $ 1,255,710,012 |
Shares authorized | 1,540,000,000 | | 825,000,000 | | 1,405,000,000 | | 825,000,000 | | 19,850,000,000 | | 485,000,000 |
Par value | $ 0.0010 | | $ 0.0010 | | $ 0.0010 | | $ 0.0010 | | $ 0.0001 | | $ 0.0010 |
Class A: Net asset value per share | $ 35.00 | | $ 41.36 | | $ 30.13 | | $ 20.05 | | $ 34.27 | | $ 35.40 |
Maximum offering price per share | 37.04 | | 43.77 | | 31.88 | | 21.22 | | 36.26 | | 37.46 |
Shares outstanding | 121,690,098 | | 36,010,238 | | 149,149,637 | | 93,574,424 | | 60,953,088 | | 19,923,918 |
Net Assets | $ 4,259,018,578 | | $ 1,489,502,041 | | $ 4,493,171,996 | | $ 1,875,705,360 | | $ 2,088,782,258 | | $ 705,285,275 |
Class C: Net asset value per share | $ 21.86 | | $ 37.18 | | $ 28.76 | | $ 19.93 | | $ 8.60 | | $ 24.70 |
Shares outstanding | 3,558,147 | | 11,148,045 | | 6,429,353 | | 6,516,890 | | 13,796,737 | | 2,779,071 |
Net Assets | $ 77,798,183 | | $ 414,501,536 | | $ 184,919,989 | | $ 129,858,319 | | $ 118,604,185 | | $ 68,633,997 |
Class I: Net asset value per share | $ 35.27 | | $ 41.48 | | $ 29.93 | | $ 19.88 | | $ 38.00 | | $ 38.55 |
Shares outstanding | 13,855,034 | | 79,477,972 | | 129,128,923 | | 85,212,853 | | 23,428,110 | | 7,666,408 |
Net Assets | $ 488,677,509 | | $ 3,296,755,347 | | $ 3,864,990,108 | | $ 1,693,862,770 | | $ 890,235,748 | | $ 295,539,515 |
Class R3: Net asset value per share | $ 40.52 | | $ 42.03 | | $ 30.69 | | $ 20.10 | | $ 33.70 | | $ 36.16 |
Shares outstanding | 736,090 | | 1,311,683 | | 1,762,935 | | 1,413,381 | | 888,304 | | 672,197 |
Net Assets | $ 29,825,294 | | $ 55,132,332 | | $ 54,101,211 | | $ 28,404,715 | | $ 29,934,228 | | $ 24,303,730 |
Class R4: Net asset value per share | $ 42.78 | | $ 42.84 | | $ 30.97 | | $ 20.13 | | $ 37.93 | | $ 39.44 |
Shares outstanding | 627,321 | | 3,414,148 | | 2,931,206 | | 2,092,754 | | 1,129,142 | | 379,128 |
Net Assets | $ 26,836,068 | | $ 146,250,709 | | $ 90,773,514 | | $ 42,137,522 | | $ 42,833,074 | | $ 14,952,562 |
Class R5: Net asset value per share | $ 43.95 | | $ 41.85 | | $ 31.13 | | $ 20.27 | | $ 41.78 | | $ 42.63 |
Shares outstanding | 518,716 | | 3,464,160 | | 5,580,290 | | 3,710,730 | | 308,643 | | 218,959 |
Net Assets | $ 22,800,065 | | $ 144,982,510 | | $ 173,691,056 | | $ 75,224,711 | | $ 12,896,125 | | $ 9,333,786 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Class R6: Net asset value per share | $ 44.32 | | $ 42.05 | | $ 31.13 | | $ 20.34 | | $ 43.10 | | $ 43.59 |
Shares outstanding | 559,198 | | 27,102,469 | | 24,965,742 | | 6,903,968 | | 878,175 | | 1,301,595 |
Net Assets | $ 24,786,362 | | $ 1,139,534,047 | | $ 777,063,974 | | $ 140,434,892 | | $ 37,850,264 | | $ 56,730,962 |
Class Y: Net asset value per share | $ 44.30 | | $ 42.04 | | $ 31.13 | | $ 20.35 | | $ 42.94 | | $ 43.43 |
Shares outstanding | 1,553,755 | | 11,821,716 | | 16,604,522 | | 5,876,873 | | 2,002,093 | | 1,133,244 |
Net Assets | $ 68,837,491 | | $ 496,952,380 | | $ 516,918,943 | | $ 119,581,125 | | $ 85,978,201 | | $ 49,217,148 |
Class F: Net asset value per share | $ 35.26 | | $ 41.51 | | $ 29.90 | | $ 19.88 | | $ 38.33 | | $ 38.84 |
Shares outstanding | 19,646,871 | | 57,606,755 | | 183,186,125 | | 61,086,055 | | 19,613,779 | | 816,557 |
Net Assets | $ 692,738,911 | | $ 2,391,224,938 | | $ 5,477,975,127 | | $ 1,214,182,786 | | $ 751,886,717 | | $ 31,713,037 |
Cost of investments | $ 4,771,221,554 | | $ 6,363,450,285 | | $ 10,821,657,158 | | $ 4,279,666,466 | | $ 3,757,634,738 | | $ 1,008,489,696 |
Cost of foreign currency | $ 2,067,857 | | $ — | | $ 3,384,527 | | $ 767,458 | | $ 514,004 | | $ 370,985 |
(1) Includes Investment in securities on loan, at market value | $ 1,480,914 | | $ — | | $ 100,542,394 | | $ — | | $ 21,005,205 | | $ 13,556,223 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund | | Hartford Quality Value Fund | | The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
Assets: | | | | | | | | | | | |
Investments in securities, at market value(1) | $ 6,977,323,007 | | $ 927,615,298 | | $ 237,395,895 | | $ 429,257,488 | | $ 113,686,005 | | $ 606,531,164 |
Repurchase agreements | 2,205,861 | | 3,091,631 | | 782,973 | | 557,192 | | 176,843 | | 1,735,418 |
Cash | 8,663,522 | | 12,106,484 | | 3,064,223 | | 2,174,810 | | 786,258 | | 6,795,860 |
Cash collateral held for securities on loan | 6,539,417 | | — | | — | | 141,477 | | — | | 608,243 |
Receivables: | | | | | | | | | | | |
From affiliates | — | | — | | 3,242 | | — | | 3,106 | | — |
Investment securities sold | 8,784,450 | | 12,754,009 | | 1,087,463 | | 3,503,248 | | 584,119 | | 3,612,580 |
Fund shares sold | 4,526,077 | | 1,163,969 | | 40,099 | | 681,055 | | 62,984 | | 634,454 |
Dividends and interest | 1,481,089 | | 258,492 | | 243,342 | | 39,392 | | 59,491 | | 27,130 |
Securities lending income | 29,501 | | — | | — | | 2,238 | | — | | 7,211 |
Tax reclaims | — | | — | | 76,797 | | — | | — | | — |
Other assets | 135,881 | | 109,489 | | 74,634 | | 70,058 | | 63,685 | | 72,179 |
Total assets | 7,009,688,805 | | 957,099,372 | | 242,768,668 | | 436,426,958 | | 115,422,491 | | 620,024,239 |
Liabilities: | | | | | | | | | | | |
Obligation to return securities lending collateral | 130,788,349 | | — | | — | | 2,829,544 | | — | | 12,164,859 |
Payables: | | | | | | | | | | | |
Investment securities purchased | 4,250,346 | | 12,877,777 | | 463,907 | | 3,433,246 | | 1,058,376 | | 3,267,519 |
Fund shares redeemed | 13,682,775 | | 751,771 | | 94,882 | | 466,055 | | 21,275 | | 688,306 |
Investment management fees | 4,058,159 | | 543,064 | | 89,727 | | 278,084 | | 66,635 | | 403,192 |
Transfer agent fees | 1,006,004 | | 101,789 | | 54,477 | | 109,276 | | 24,990 | | 105,698 |
Accounting services fees | 507,943 | | 63,180 | | 19,274 | | 38,973 | | 9,842 | | 49,105 |
Board of Directors' fees | 41,833 | | 3,089 | | 936 | | 2,575 | | 536 | | 3,052 |
Distribution fees | 104,398 | | 14,572 | | 6,289 | | 5,972 | | 1,674 | | 11,158 |
Accrued expenses | 410,920 | | 57,324 | | 11,617 | | 22,161 | | 14,664 | | 56,015 |
Total liabilities | 154,850,727 | | 14,412,566 | | 741,109 | | 7,185,886 | | 1,197,992 | | 16,748,904 |
Net assets | $ 6,854,838,078 | | $ 942,686,806 | | $ 242,027,559 | | $ 429,241,072 | | $ 114,224,499 | | $ 603,275,335 |
Summary of Net Assets: | | | | | | | | | | | |
Capital stock and paid-in-capital | $ 5,697,120,702 | | $ 829,543,094 | | $ 202,462,989 | | $ 383,380,772 | | $ 116,794,913 | | $ 737,117,286 |
Distributable earnings (loss) | 1,157,717,376 | | 113,143,712 | | 39,564,570 | | 45,860,300 | | (2,570,414) | | (133,841,951) |
Net assets | $ 6,854,838,078 | | $ 942,686,806 | | $ 242,027,559 | | $ 429,241,072 | | $ 114,224,499 | | $ 603,275,335 |
Shares authorized | 1,105,000,000 | | 485,000,000 | | 22,110,000,000 | | 22,100,000,000 | | 860,000,000 | | 525,000,000 |
Par value | $ 0.0050 | | $ 0.0010 | | $ 0.0001 | | $ 0.0001 | | $ 0.0010 | | $ 0.0010 |
Class A: Net asset value per share | $ 23.63 | | $ 15.30 | | $ 22.72 | | $ 36.98 | | $ 10.22 | | $ 15.87 |
Maximum offering price per share | 25.01 | | 16.19 | | 24.04 | | 39.13 | | 10.81 | | 16.79 |
Shares outstanding | 94,560,207 | | 25,746,745 | | 7,433,362 | | 4,211,530 | | 4,779,297 | | 18,696,670 |
Net Assets | $ 2,234,700,805 | | $ 394,026,589 | | $ 168,863,896 | | $ 155,749,626 | | $ 48,841,665 | | $ 296,684,119 |
Class C: Net asset value per share | $ 12.34 | | $ 11.33 | | $ 18.88 | | $ 20.01 | | $ 8.58 | | $ 7.22 |
Shares outstanding | 14,470,791 | | 581,394 | | 201,848 | | 71,855 | | 189,645 | | 480,429 |
Net Assets | $ 178,586,136 | | $ 6,590,006 | | $ 3,811,190 | | $ 1,437,854 | | $ 1,627,825 | | $ 3,469,291 |
Class I: Net asset value per share | $ 25.08 | | $ 15.51 | | $ 22.34 | | $ 40.15 | | $ 10.24 | | $ 17.61 |
Shares outstanding | 54,111,681 | | 2,630,228 | | 1,423,776 | | 1,411,281 | | 1,974,721 | | 1,678,553 |
Net Assets | $ 1,357,256,109 | | $ 40,799,022 | | $ 31,811,911 | | $ 56,659,302 | | $ 20,220,965 | | $ 29,563,618 |
Class R3: Net asset value per share | $ 27.52 | | $ 16.33 | | $ 23.16 | | $ 35.86 | | $ 10.72 | | $ 17.94 |
Shares outstanding | 2,212,726 | | 372,151 | | 38,974 | | 162,083 | | 64,229 | | 577,860 |
Net Assets | $ 60,899,197 | | $ 6,077,156 | | $ 902,818 | | $ 5,811,833 | | $ 688,708 | | $ 10,366,225 |
Class R4: Net asset value per share | $ 29.63 | | $ 16.83 | | $ 23.44 | | $ 39.21 | | $ 10.90 | | $ 20.05 |
Shares outstanding | 2,349,972 | | 292,879 | | 192,310 | | 284,434 | | 11,407 | | 427,094 |
Net Assets | $ 69,640,656 | | $ 4,930,236 | | $ 4,506,796 | | $ 11,153,724 | | $ 124,359 | | $ 8,561,647 |
Class R5: Net asset value per share | $ 31.29 | | $ 17.15 | | $ 23.69 | | $ 42.91 | | $ 10.86 | | $ 22.10 |
Shares outstanding | 2,167,925 | | 120,125 | | 14,588 | | 395,244 | | 166,839 | | 186,920 |
Net Assets | $ 67,828,721 | | $ 2,059,717 | | $ 345,536 | | $ 16,959,613 | | $ 1,812,594 | | $ 4,130,440 |
Class R6: Net asset value per share | $ 31.89 | | $ 15.51 | | $ 23.75 | | $ 43.99 | | $ 10.86 | | $ 22.87 |
Shares outstanding | 18,535,963 | | 724 | | 537,598 | | 963,765 | | 709,128 | | 313,742 |
Net Assets | $ 591,171,208 | | $ 11,226 | | $ 12,766,064 | | $ 42,393,096 | | $ 7,698,858 | | $ 7,174,964 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund | | Hartford Quality Value Fund | | The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
Class Y: Net asset value per share | $ 31.79 | | $ 17.20 | | $ 23.71 | | $ 43.92 | | $ 10.84 | | $ 22.76 |
Shares outstanding | 12,196,240 | | 409,592 | | 303,494 | | 2,549,339 | | 266,213 | | 361,545 |
Net Assets | $ 387,724,661 | | $ 7,044,066 | | $ 7,195,805 | | $ 111,958,158 | | $ 2,885,004 | | $ 8,230,081 |
Class F: Net asset value per share | $ 25.28 | | $ 15.51 | | $ 22.22 | | $ 40.49 | | $ 10.23 | | $ 17.83 |
Shares outstanding | 75,450,558 | | 31,019,469 | | 532,078 | | 669,734 | | 2,965,337 | | 13,187,813 |
Net Assets | $ 1,907,030,585 | | $ 481,148,788 | | $ 11,823,543 | | $ 27,117,866 | | $ 30,324,521 | | $ 235,094,950 |
Cost of investments | $ 5,755,211,474 | | $ 825,518,460 | | $ 195,368,372 | | $ 366,400,369 | | $ 112,580,407 | | $ 575,703,878 |
(1) Includes Investment in securities on loan, at market value | $ 132,245,172 | | $ — | | $ — | | $ 2,627,814 | | $ — | | $ 11,952,015 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Operations
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Investment Income: | | | | | | | | | | | |
Dividends | $ 42,844,141 | | $ 78,295,271 | | $ 182,031,715 | | $ 81,563,201 | | $ 10,097,752 | | $ 6,856,909 |
Interest | 2,575,713 | | 1,491,070 | | 8,349,631 | | 3,401,109 | | 1,368,517 | | 351,698 |
Securities lending | 12,870 | | — | | 25,975 | | 22,530 | | 31,774 | | 7,928 |
Foreign withholding tax reclaims | 1,888,107 | | — | | 1,491,582 | | — | | — | | — |
Less: Foreign tax withheld | (453,766) | | — | | (3,627,844) | | (1,229,325) | | (129,406) | | (110,397) |
Total investment income, net | 46,867,065 | | 79,786,341 | | 188,271,059 | | 83,757,515 | | 11,368,637 | | 7,106,138 |
Expenses: | | | | | | | | | | | |
Investment management fees | 18,897,161 | | 15,790,526 | | 46,078,368 | | 15,873,026 | | 14,193,277 | | 5,471,066 |
Transfer agent fees | | | | | | | | | | | |
Class A | 2,332,734 | | 680,664 | | 1,914,519 | | 743,203 | | 1,158,000 | | 421,633 |
Class C | 67,225 | | 199,007 | | 101,016 | | 68,443 | | 89,227 | | 58,612 |
Class I | 227,917 | | 1,696,668 | | 1,761,543 | | 740,229 | | 490,024 | | 170,231 |
Class R3 | 31,985 | | 58,718 | | 57,276 | | 28,963 | | 30,454 | | 25,566 |
Class R4 | 20,998 | | 118,630 | | 75,952 | | 32,531 | | 32,452 | | 12,274 |
Class R5 | 14,886 | | 74,893 | | 112,333 | | 38,701 | | 7,460 | | 5,624 |
Class R6 | 490 | | 15,579 | | 12,498 | | 1,996 | | 774 | | 639 |
Class Y | 39,173 | | 234,255 | | 309,585 | | 56,479 | | 106,672 | | 27,666 |
Class F | 1,880 | | 14,328 | | 21,368 | | 5,310 | | 5,646 | | 261 |
Distribution fees | | | | | | | | | | | |
Class A | 5,274,943 | | 1,808,113 | | 5,536,947 | | 2,356,434 | | 2,480,353 | | 874,580 |
Class C | 412,451 | | 2,078,851 | | 929,107 | | 672,256 | | 612,905 | | 381,265 |
Class R3 | 74,676 | | 135,545 | | 133,215 | | 70,910 | | 73,629 | | 60,872 |
Class R4 | 33,313 | | 185,571 | | 113,859 | | 49,536 | | 53,291 | | 18,851 |
Custodian fees | 9,460 | | 17,400 | | 37,543 | | 10,010 | | 8,308 | | 7,296 |
Registration and filing fees | 86,326 | | 128,322 | | 287,971 | | 170,018 | | 112,150 | | 65,359 |
Accounting services fees | 421,943 | | 709,857 | | 1,118,284 | | 368,850 | | 317,346 | | 103,392 |
Board of Directors' fees | 77,614 | | 132,160 | | 208,693 | | 68,351 | | 57,186 | | 17,816 |
Audit and tax fees | 21,576 | | 10,502 | | 10,582 | | 11,137 | | 18,899 | | 12,767 |
Other expenses | 261,114 | | 417,521 | | 609,369 | | 209,544 | | 223,557 | | 75,437 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 28,307,865 | | 24,507,110 | | 59,430,028 | | 21,575,927 | | 20,071,610 | | 7,811,207 |
Transfer agent fee waivers | — | | — | | (91,944) | | — | | — | | — |
Distribution fee reimbursements | (95,721) | | (37,110) | | (55,491) | | (8,164) | | (76,498) | | (11,629) |
Commission recapture | (26,775) | | (1,092) | | (52,433) | | (8,606) | | (17,806) | | (7,661) |
Total waivers, reimbursements and fees paid indirectly | (122,496) | | (38,202) | | (199,868) | | (16,770) | | (94,304) | | (19,290) |
Total expenses | 28,185,369 | | 24,468,908 | | 59,230,160 | | 21,559,157 | | 19,977,306 | | 7,791,917 |
Net Investment Income (Loss) | 18,681,696 | | 55,317,433 | | 129,040,899 | | 62,198,358 | | (8,608,669) | | (685,779) |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | |
Investments | (65,850,049) | | (65,678,832) | | (197,608,653) | | 69,680,000 | | (172,219,861) | | (5,223,748) |
In-Kind Redemptions | — | | — | | (7,936,735) (1) | | — | | (32,684,108) (1) | | — |
Futures contracts | 2,217,557 | | — | | — | | — | | — | | — |
Other foreign currency transactions | 11,190 | | — | | (61,905) | | 87,954 | | (94,679) | | 35,917 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | (63,621,302) | | (65,678,832) | | (205,607,293) | | 69,767,954 | | (204,998,648) | | (5,187,831) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | |
Investments | 440,844,704 | | 600,275,793 | | 786,416,215 | | 7,247,250 | | 695,388,162 | | 45,433,982 |
Futures contracts | 10,278,705 | | — | | — | | — | | — | | — |
Translation of other assets and liabilities in foreign currencies | 65,426 | | — | | 30,914 | | 124,706 | | (690) | | 41,463 |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 451,188,835 | | 600,275,793 | | 786,447,129 | | 7,371,956 | | 695,387,472 | | 45,475,445 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund | | The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund | | The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 387,567,533 | | 534,596,961 | | 580,839,836 | | 77,139,910 | | 490,388,824 | | 40,287,614 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 406,249,229 | | $ 589,914,394 | | $ 709,880,735 | | $ 139,338,268 | | $ 481,780,155 | | $ 39,601,835 |
(1) | See Note 13 in Notes to Financial Statements. |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund | | Hartford Quality Value Fund | | The Hartford Small Cap Growth Fund | | Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
Investment Income: | | | | | | | | | | | |
Dividends | $ 27,750,161 | | $ 7,465,046 | | $ 3,526,497 | | $ 1,663,583 | | $ 1,640,088 | | $ 2,900,377 |
Interest | 104,286 | | 184,205 | | 75,270 | | 126,043 | | 16,578 | | 206,445 |
Securities lending | 211,024 | | — | | — | | 6,971 | | 299 | | 39,428 |
Less: Foreign tax withheld | (4,311) | | (6,201) | | (81,141) | | — | | — | | — |
Total investment income, net | 28,061,160 | | 7,643,050 | | 3,520,626 | | 1,796,597 | | 1,656,965 | | 3,146,250 |
Expenses: | | | | | | | | | | | |
Investment management fees | 25,952,305 | | 3,274,611 | | 554,289 | | 1,794,229 | | 433,810 | | 2,527,475 |
Transfer agent fees | | | | | | | | | | | |
Class A | 1,327,968 | | 275,959 | | 129,735 | | 175,603 | | 49,022 | | 268,289 |
Class C | 138,605 | | 6,649 | | 4,048 | | 2,289 | | 2,268 | | 5,068 |
Class I | 724,914 | | 17,711 | | 15,662 | | 29,141 | | 14,614 | | 18,914 |
Class R3 | 67,219 | | 6,530 | | 966 | | 6,401 | | 816 | | 10,924 |
Class R4 | 65,237 | | 7,471 | | 3,955 | | 9,395 | | 50 | | 7,183 |
Class R5 | 47,725 | | 1,178 | | 208 | | 10,308 | | 990 | | 2,543 |
Class R6 | 12,264 | | — | | 226 | | 985 | | 151 | | 128 |
Class Y | 222,264 | | 4,197 | | 3,562 | | 71,416 | | 1,546 | | 7,778 |
Class F | 25,047 | | 3,005 | | 106 | | 161 | | 171 | | 1,866 |
Distribution fees | | | | | | | | | | | |
Class A | 2,843,841 | | 485,624 | | 215,148 | | 198,685 | | 64,262 | | 381,382 |
Class C | 971,540 | | 35,221 | | 21,313 | | 9,149 | | 9,053 | | 20,249 |
Class R3 | 155,382 | | 15,441 | | 2,247 | | 14,619 | | 1,851 | | 25,807 |
Class R4 | 95,831 | | 11,408 | | 6,361 | | 14,304 | | 133 | | 10,894 |
Custodian fees | 26,663 | | 2,284 | | 1,025 | | 1,446 | | 1,902 | | 9,949 |
Registration and filing fees | 98,203 | | 87,281 | | 62,395 | | 61,520 | | 59,836 | | 67,478 |
Accounting services fees | 568,825 | | 73,077 | | 23,639 | | 44,237 | | 12,113 | | 56,623 |
Board of Directors' fees | 103,497 | | 11,976 | | 3,297 | | 6,611 | | 1,683 | | 8,710 |
Audit and tax fees | 11,072 | | 10,706 | | 10,552 | | 11,063 | | 10,649 | | 15,484 |
Other expenses | 552,176 | | 88,867 | | 18,566 | | 32,894 | | 14,485 | | 77,903 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 34,010,578 | | 4,419,196 | | 1,077,300 | | 2,494,456 | | 679,405 | | 3,524,647 |
Expense waivers | — | | — | | (16,380) | | — | | (17,009) | | — |
Transfer agent fee waivers | (69,091) | | — | | — | | (25,903) | | — | | — |
Distribution fee reimbursements | (37,683) | | (4,144) | | (4,764) | | (7,889) | | (2,119) | | (7,908) |
Commission recapture | (11,692) | | (5,417) | | (812) | | (2,656) | | (114) | | (7,314) |
Total waivers, reimbursements and fees paid indirectly | (118,466) | | (9,561) | | (21,956) | | (36,448) | | (19,242) | | (15,222) |
Total expenses | 33,892,112 | | 4,409,635 | | 1,055,344 | | 2,458,008 | | 660,163 | | 3,509,425 |
Net Investment Income (Loss) | (5,830,952) | | 3,233,415 | | 2,465,282 | | (661,411) | | 996,802 | | (363,175) |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | | | |
Investments | 82,597,203 | | 28,632,207 | | (5,570,559) | | 19,484,042 | | 51,563 | | (35,870,787) |
Other foreign currency transactions | — | | (262) | | 450 | | — | | (982) | | — |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 82,597,203 | | 28,631,945 | | (5,570,109) | | 19,484,042 | | 50,581 | | (35,870,787) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | | | |
Investments | 333,458,922 | | 14,439,864 | | 8,197,422 | | (18,757,078) | | (2,593,895) | | 19,260,585 |
Investments in affiliated investments | 23,178,144 | | — | | — | | — | | — | | — |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 356,637,066 | | 14,439,864 | | 8,197,422 | | (18,757,078) | | (2,593,895) | | 19,260,585 |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 439,234,269 | | 43,071,809 | | 2,627,313 | | 726,964 | | (2,543,314) | | (16,610,202) |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 433,403,317 | | $ 46,305,224 | | $ 5,092,595 | | $ 65,553 | | $ (1,546,512) | | $ (16,973,377) |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets
| The Hartford Capital Appreciation Fund | | Hartford Core Equity Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 18,681,696 | | $ 24,090,543 | | $ 55,317,433 | | $ 104,381,385 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (63,621,302) | | 286,153,003 | | (65,678,832) | | 261,921,622 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 451,188,835 | | (1,620,161,903) | | 600,275,793 | | (2,322,465,638) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 406,249,229 | | (1,309,918,357) | | 589,914,394 | | (1,956,162,631) |
Distributions to Shareholders: | | | | | | | |
Class A | (242,164,996) | | (796,677,684) | | (52,995,084) | | (51,017,295) |
Class C | (7,178,623) | | (29,128,173) | | (13,816,209) | | (16,212,320) |
Class I | (29,801,322) | | (102,158,238) | | (133,686,743) | | (152,148,957) |
Class R3 | (1,411,714) | | (5,487,633) | | (1,727,395) | | (1,879,952) |
Class R4 | (1,257,346) | | (4,376,163) | | (5,257,666) | | (6,771,984) |
Class R5 | (1,351,241) | | (4,206,771) | | (5,321,873) | | (6,967,996) |
Class R6 | (1,166,798) | | (4,348,041) | | (42,907,817) | | (34,560,184) |
Class Y | (3,487,697) | | (14,390,368) | | (20,188,549) | | (28,782,055) |
Class F | (41,511,983) | | (127,204,207) | | (93,707,829) | | (106,456,492) |
Total distributions | (329,331,720) | | (1,087,977,278) | | (369,609,165) | | (404,797,235) |
Capital Share Transactions: | | | | | | | |
Sold | 114,634,763 | | 311,222,644 | | 845,378,291 | | 2,598,490,371 |
Issued on reinvestment of distributions | 319,310,255 | | 1,052,622,491 | | 353,594,768 | | 386,652,441 |
Redeemed | (542,650,837) | | (978,028,941) | | (1,509,164,930) | | (3,624,085,413) |
Net increase (decrease) from capital share transactions | (108,705,819) | | 385,816,194 | | (310,191,871) | | (638,942,601) |
Net Increase (Decrease) in Net Assets | (31,788,310) | | (2,012,079,441) | | (89,886,642) | | (2,999,902,467) |
Net Assets: | | | | | | | |
Beginning of period | 5,723,106,771 | | 7,735,186,212 | | 9,664,722,482 | | 12,664,624,949 |
End of period | $ 5,691,318,461 | | $ 5,723,106,771 | | $ 9,574,835,840 | | $ 9,664,722,482 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford Dividend and Growth Fund | | The Hartford Equity Income Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 129,040,899 | | $ 210,694,682 | | $ 62,198,358 | | $ 98,590,191 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (205,607,293) | | 694,901,386 | | 69,767,954 | | 529,625,401 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 786,447,129 | | (1,873,667,525) | | 7,371,956 | | (613,039,714) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 709,880,735 | | (968,071,457) | | 139,338,268 | | 15,175,878 |
Distributions to Shareholders: | | | | | | | |
Class A | (236,251,506) | | (269,880,132) | | (207,567,276) | | (162,568,145) |
Class C | (9,727,726) | | (9,041,795) | | (14,357,150) | | (12,492,883) |
Class I | (207,622,721) | | (200,183,734) | | (175,410,862) | | (124,787,388) |
Class R3 | (2,730,237) | | (3,403,765) | | (3,061,775) | | (2,733,877) |
Class R4 | (4,811,179) | | (5,762,217) | | (4,271,565) | | (3,872,094) |
Class R5 | (12,415,647) | | (15,325,417) | | (8,577,288) | | (7,100,587) |
Class R6 | (35,915,908) | | (29,887,062) | | (12,029,554) | | (7,472,847) |
Class Y | (37,955,713) | | (53,664,884) | | (13,185,015) | | (10,565,778) |
Class F | (291,816,484) | | (301,110,451) | | (128,568,420) | | (103,493,641) |
Total distributions | (839,247,121) | | (888,259,457) | | (567,028,905) | | (435,087,240) |
Capital Share Transactions: | | | | | | | |
Sold | 1,876,998,044 | | 5,411,538,165 | | 835,629,522 | | 1,130,238,868 |
Issued on reinvestment of distributions | 798,816,194 | | 846,009,458 | | 546,983,621 | | 420,406,777 |
Redeemed | (2,540,847,264) | | (3,440,313,459) | | (662,226,719) | | (999,150,768) |
Net increase (decrease) from capital share transactions | 134,966,974 | | 2,817,234,164 | | 720,386,424 | | 551,494,877 |
Net Increase (Decrease) in Net Assets | 5,600,588 | | 960,903,250 | | 292,695,787 | | 131,583,515 |
Net Assets: | | | | | | | |
Beginning of period | 15,628,005,330 | | 14,667,102,080 | | 5,026,696,413 | | 4,895,112,898 |
End of period | $ 15,633,605,918 | | $ 15,628,005,330 | | $ 5,319,392,200 | | $ 5,026,696,413 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford Growth Opportunities Fund | | The Hartford Healthcare Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ (8,608,669) | | $ (38,976,574) | | $ (685,779) | | $ (3,361,967) |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (204,998,648) | | (609,210,536) | | (5,187,831) | | 12,375,056 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 695,387,472 | | (2,276,286,253) | | 45,475,445 | | (233,122,659) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 481,780,155 | | (2,924,473,363) | | 39,601,835 | | (224,109,570) |
Distributions to Shareholders: | | | | | | | |
Class A | — | | (697,296,082) | | (7,331,092) | | (86,099,036) |
Class C | — | | (147,140,068) | | (1,219,667) | | (17,656,083) |
Class I | — | | (370,501,893) | | (3,098,841) | | (41,655,813) |
Class R3 | — | | (10,091,141) | | (254,124) | | (3,035,400) |
Class R4 | — | | (13,268,156) | | (149,762) | | (2,247,542) |
Class R5 | — | | (4,087,401) | | (87,212) | | (1,042,154) |
Class R6 | — | | (11,501,636) | | (471,423) | | (497,706) |
Class Y | — | | (90,278,847) | | (442,850) | | (9,938,908) |
Class F | — | | (210,961,202) | | (315,373) | | (4,255,546) |
Total distributions | — | | (1,555,126,426) | | (13,370,344) | | (166,428,188) |
Capital Share Transactions: | | | | | | | |
Sold | 266,381,400 | | 858,424,489 | | 69,827,412 | | 186,449,080 |
Issued on reinvestment of distributions | — | | 1,448,388,944 | | 12,726,329 | | 157,999,398 |
Redeemed | (897,829,639) | | (1,702,013,695) | | (171,173,463) | | (364,441,921) |
Net increase (decrease) from capital share transactions | (631,448,239) | | 604,799,738 | | (88,619,722) | | (19,993,443) |
Net Increase (Decrease) in Net Assets | (149,668,084) | | (3,874,800,051) | | (62,388,231) | | (410,531,201) |
Net Assets: | | | | | | | |
Beginning of period | 4,208,668,884 | | 8,083,468,935 | | 1,318,098,243 | | 1,728,629,444 |
End of period | $ 4,059,000,800 | | $ 4,208,668,884 | | $ 1,255,710,012 | | $ 1,318,098,243 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| The Hartford MidCap Fund | | The Hartford MidCap Value Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ (5,830,952) | | $ (18,862,259) | | $ 3,233,415 | | $ 4,321,020 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 82,597,203 | | 673,996,076 | | 28,631,945 | | 73,489,920 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 356,637,066 | | (3,639,407,278) | | 14,439,864 | | (114,419,726) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 433,403,317 | | (2,984,273,461) | | 46,305,224 | | (36,608,786) |
Distributions to Shareholders: | | | | | | | |
Class A | (205,996,880) | | (400,817,525) | | (37,390,881) | | (25,970,524) |
Class C | (32,168,949) | | (68,607,269) | | (914,580) | | (795,151) |
Class I | (138,502,339) | | (448,017,894) | | (3,955,638) | | (1,896,364) |
Class R3 | (4,852,488) | | (9,696,452) | | (564,683) | | (473,508) |
Class R4 | (5,481,785) | | (17,297,892) | | (833,118) | | (688,694) |
Class R5 | (6,560,710) | | (27,009,142) | | (188,828) | | (143,466) |
Class R6 | (52,179,245) | | (146,841,604) | | (1,104) | | — |
Class Y | (28,916,935) | | (87,412,620) | | (726,194) | | (1,035,457) |
Class F | (164,693,840) | | (329,341,310) | | (46,573,065) | | (32,934,199) |
Total distributions | (639,353,171) | | (1,535,041,708) | | (91,148,091) | | (63,937,363) |
Capital Share Transactions: | | | | | | | |
Sold | 394,940,006 | | 1,224,843,197 | | 98,080,713 | | 201,258,916 |
Issued on reinvestment of distributions | 619,263,258 | | 1,475,446,801 | | 90,819,161 | | 63,651,091 |
Redeemed | (1,552,759,249) | | (4,507,922,919) | | (88,492,338) | | (152,585,797) |
Net increase (decrease) from capital share transactions | (538,555,985) | | (1,807,632,921) | | 100,407,536 | | 112,324,210 |
Net Increase (Decrease) in Net Assets | (744,505,839) | | (6,326,948,090) | | 55,564,669 | | 11,778,061 |
Net Assets: | | | | | | | |
Beginning of period | 7,599,343,917 | | 13,926,292,007 | | 887,122,137 | | 875,344,076 |
End of period | $ 6,854,838,078 | | $ 7,599,343,917 | | $ 942,686,806 | | $ 887,122,137 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| Hartford Quality Value Fund | | The Hartford Small Cap Growth Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 2,465,282 | | $ 3,955,583 | | $ (661,411) | | $ (2,983,813) |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (5,570,109) | | 11,495,589 | | 19,484,042 | | (32,221,344) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 8,197,422 | | (26,414,806) | | (18,757,078) | | (197,748,237) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 5,092,595 | | (10,963,634) | | 65,553 | | (232,953,394) |
Distributions to Shareholders: | | | | | | | |
Class A | (10,472,859) | | (11,405,295) | | — | | (47,491,758) |
Class C | (294,202) | | (212,434) | | — | | (2,240,437) |
Class I | (1,949,822) | | (1,405,148) | | — | | (21,579,489) |
Class R3 | (52,932) | | (64,011) | | — | | (1,607,651) |
Class R4 | (307,026) | | (276,389) | | — | | (3,548,265) |
Class R5 | (21,401) | | (19,958) | | — | | (12,344,930) |
Class R6 | (753,437) | | (16,459) | | — | | (13,516,765) |
Class Y | (428,437) | | (108,987) | | — | | (42,116,476) |
Class F | (833,308) | | (807,377) | | — | | (6,354,143) |
Total distributions | (15,113,424) | | (14,316,058) | | — | | (150,799,914) |
Capital Share Transactions: | | | | | | | |
Sold | 19,658,436 | | 57,551,280 | | 32,538,355 | | 121,488,714 |
Issued on reinvestment of distributions | 14,915,711 | | 14,094,650 | | — | | 143,128,875 |
Redeemed | (27,399,872) | | (33,771,339) | | (103,800,791) | | (271,010,011) |
Net increase (decrease) from capital share transactions | 7,174,275 | | 37,874,591 | | (71,262,436) | | (6,392,422) |
Net Increase (Decrease) in Net Assets | (2,846,554) | | 12,594,899 | | (71,196,883) | | (390,145,730) |
Net Assets: | | | | | | | |
Beginning of period | 244,874,113 | | 232,279,214 | | 500,437,955 | | 890,583,685 |
End of period | $ 242,027,559 | | $ 244,874,113 | | $ 429,241,072 | | $ 500,437,955 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Statements of Changes in Net Assets – (continued)
| Hartford Small Cap Value Fund | | The Hartford Small Company Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 996,802 | | $ 1,890,548 | | $ (363,175) | | $ (4,021,328) |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 50,581 | | 8,029,638 | | (35,870,787) | | (125,644,852) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | (2,593,895) | | (22,441,354) | | 19,260,585 | | (162,580,738) |
Net Increase (Decrease) in Net Assets Resulting from Operations | (1,546,512) | | (12,521,168) | | (16,973,377) | | (292,246,918) |
Distributions to Shareholders: | | | | | | | |
Class A | (4,515,050) | | (3,964,811) | | — | | (107,539,494) |
Class C | (170,604) | | (206,679) | | — | | (3,410,978) |
Class I | (1,930,669) | | (2,259,354) | | — | | (11,875,080) |
Class R3 | (63,190) | | (57,161) | | — | | (2,994,326) |
Class R4 | (4,769) | | (3,408) | | — | | (2,607,622) |
Class R5 | (155,981) | | (1,609) | | — | | (1,072,566) |
Class R6 | (679,555) | | (216,927) | | — | | (945,537) |
Class Y | (255,729) | | (122,885) | | — | | (7,555,025) |
Class F | (3,460,472) | | (5,116,335) | | — | | (66,272,191) |
Total distributions | (11,236,019) | | (11,949,169) | | — | | (204,272,819) |
Capital Share Transactions: | | | | | | | |
Sold | 8,148,697 | | 40,824,744 | | 51,027,791 | | 174,178,611 |
Issued on reinvestment of distributions | 11,131,051 | | 11,837,402 | | — | | 202,875,469 |
Redeemed | (18,390,672) | | (78,738,919) | | (96,430,654) | | (208,785,813) |
Net increase (decrease) from capital share transactions | 889,076 | | (26,076,773) | | (45,402,863) | | 168,268,267 |
Net Increase (Decrease) in Net Assets | (11,893,455) | | (50,547,110) | | (62,376,240) | | (328,251,470) |
Net Assets: | | | | | | | |
Beginning of period | 126,117,954 | | 176,665,064 | | 665,651,575 | | 993,903,045 |
End of period | $ 114,224,499 | | $ 126,117,954 | | $ 603,275,335 | | $ 665,651,575 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Capital Appreciation Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 34.53 | | $ 0.10 | | $ 2.37 | | $ 2.47 | | $ (0.12) | | $ (1.88) | | $ (2.00) | | $ 35.00 | | 7.34% (4) | | $ 4,259,019 | | 1.06% (5) | | 1.05% (5) | | 0.60% (5) | | 33% |
C | | 22.26 | | (0.02) | | 1.50 | | 1.48 | | — | | (1.88) | | (1.88) | | 21.86 | | 6.87 (4) | | 77,798 | | 1.86 (5) | | 1.86 (5) | | (0.20) (5) | | 33 |
I | | 34.84 | | 0.15 | | 2.38 | | 2.53 | | (0.22) | | (1.88) | | (2.10) | | 35.27 | | 7.46 (4) | | 488,678 | | 0.79 (5) | | 0.79 (5) | | 0.87 (5) | | 33 |
R3 | | 39.62 | | 0.05 | | 2.73 | | 2.78 | | — | | (1.88) | | (1.88) | | 40.52 | | 7.15 (4) | | 29,825 | | 1.41 (5) | | 1.41 (5) | | 0.24 (5) | | 33 |
R4 | | 41.74 | | 0.11 | | 2.88 | | 2.99 | | (0.07) | | (1.88) | | (1.95) | | 42.78 | | 7.30 (4) | | 26,836 | | 1.11 (5) | | 1.11 (5) | | 0.55 (5) | | 33 |
R5 | | 42.91 | | 0.18 | | 2.94 | | 3.12 | | (0.20) | | (1.88) | | (2.08) | | 43.95 | | 7.45 (4) | | 22,800 | | 0.81 (5) | | 0.81 (5) | | 0.85 (5) | | 33 |
R6 | | 43.28 | | 0.20 | | 2.97 | | 3.17 | | (0.25) | | (1.88) | | (2.13) | | 44.32 | | 7.50 (4) | | 24,786 | | 0.70 (5) | | 0.70 (5) | | 0.95 (5) | | 33 |
Y | | 43.22 | | 0.18 | | 2.97 | | 3.15 | | (0.19) | | (1.88) | | (2.07) | | 44.30 | | 7.46 (4) | | 68,837 | | 0.81 (5) | | 0.81 (5) | | 0.85 (5) | | 33 |
F | | 34.85 | | 0.16 | | 2.38 | | 2.54 | | (0.25) | | (1.88) | | (2.13) | | 35.26 | | 7.51 (4) | | 692,739 | | 0.70 (5) | | 0.70 (5) | | 0.96 (5) | | 33 |
For the Year Ended October 31, 2022 |
A | | $ 48.89 | | $ 0.12 | | $ (7.60) | | $ (7.48) | | $ (0.05) | | $ (6.83) | | $ (6.88) | | $ 34.53 | | (17.73)% | | $ 4,238,197 | | 1.05% | | 1.04% | | 0.31% | | 82% |
C | | 34.14 | | (0.12) | | (4.93) | | (5.05) | | — | | (6.83) | | (6.83) | | 22.26 | | (18.35) | | 87,852 | | 1.84 | | 1.84 | | (0.49) | | 82 |
I | | 49.25 | | 0.22 | | (7.64) | | (7.42) | | (0.16) | | (6.83) | | (6.99) | | 34.84 | | (17.49) | | 513,601 | | 0.78 | | 0.78 | | 0.57 | | 82 |
R3 | | 55.21 | | (0.03) | | (8.73) | | (8.76) | | — | | (6.83) | | (6.83) | | 39.62 | | (18.03) | | 30,074 | | 1.41 | | 1.41 | | (0.06) | | 82 |
R4 | | 57.63 | | 0.12 | | (9.18) | | (9.06) | | — | | (6.83) | | (6.83) | | 41.74 | | (17.77) | | 26,984 | | 1.10 | | 1.10 | | 0.25 | | 82 |
R5 | | 59.02 | | 0.26 | | (9.41) | | (9.15) | | (0.13) | | (6.83) | | (6.96) | | 42.91 | | (17.51) | | 27,917 | | 0.80 | | 0.80 | | 0.56 | | 82 |
R6 | | 59.48 | | 0.31 | | (9.49) | | (9.18) | | (0.19) | | (6.83) | | (7.02) | | 43.28 | | (17.44) | | 27,644 | | 0.70 | | 0.70 | | 0.66 | | 82 |
Y | | 59.41 | | 0.26 | | (9.48) | | (9.22) | | (0.14) | | (6.83) | | (6.97) | | 43.22 | | (17.52) | | 74,365 | | 0.80 | | 0.80 | | 0.54 | | 82 |
F | | 49.26 | | 0.25 | | (7.64) | | (7.39) | | (0.19) | | (6.83) | | (7.02) | | 34.85 | | (17.42) | | 696,473 | | 0.69 | | 0.69 | | 0.66 | | 82 |
For the Year Ended October 31, 2021 |
A | | $ 38.39 | | $ 0.05 | | $ 12.59 | | $ 12.64 | | $ (0.15) | | $ (1.99) | | $ (2.14) | | $ 48.89 | | 33.83% | | $ 5,710,869 | | 1.04% | | 1.04% | | 0.12% | | 62% |
C | | 27.45 | | (0.21) | | 8.89 | | 8.68 | | — | | (1.99) | | (1.99) | | 34.14 | | 32.74 | | 148,862 | | 1.83 | | 1.83 | | (0.66) | | 62 |
I | | 38.66 | | 0.18 | | 12.66 (6) | | 12.84 (6) | | (0.26) | | (1.99) | | (2.25) | | 49.25 | | 34.15 | | 721,608 | | 0.77 | | 0.77 | | 0.38 | | 62 |
R3 | | 43.14 | | (0.13) | | 14.19 | | 14.06 | | — | | (1.99) | | (1.99) | | 55.21 | | 33.32 | | 45,054 | | 1.41 | | 1.41 | | (0.25) | | 62 |
R4 | | 44.91 | | 0.03 | | 14.78 (6) | | 14.81 (6) | | (0.10) | | (1.99) | | (2.09) | | 57.63 | | 33.72 | | 36,750 | | 1.10 | | 1.10 | | 0.06 | | 62 |
R5 | | 45.94 | | 0.20 | | 15.11 (6) | | 15.31 (6) | | (0.24) | | (1.99) | | (2.23) | | 59.02 | | 34.11 | | 36,529 | | 0.80 | | 0.80 | | 0.36 | | 62 |
R6 | | 46.27 | | 0.26 | | 15.22 | | 15.48 | | (0.28) | | (1.99) | | (2.27) | | 59.48 | | 34.27 | | 19,261 | | 0.69 | | 0.69 | | 0.46 | | 62 |
Y | | 46.24 | | 0.21 | | 15.21 | | 15.42 | | (0.26) | | (1.99) | | (2.25) | | 59.41 | | 34.14 | | 122,539 | | 0.80 | | 0.79 | | 0.37 | | 62 |
F | | 38.66 | | 0.21 | | 12.67 | | 12.88 | | (0.29) | | (1.99) | | (2.28) | | 49.26 | | 34.28 | | 893,713 | | 0.69 | | 0.69 | | 0.47 | | 62 |
For the Year Ended October 31, 2020 |
A | | $ 37.12 | | $ 0.18 | | $ 2.90 | | $ 3.08 | | $ (0.17) | | $ (1.64) | | $ (1.81) | | $ 38.39 | | 8.57% | | $ 4,645,677 | | 1.07% | | 1.07% | | 0.48% | | 84% |
C | | 27.08 | | (0.07) | | 2.08 | | 2.01 | | — | | (1.64) | | (1.64) | | 27.45 | | 7.78 | | 177,309 | | 1.85 | | 1.85 | | (0.27) | | 84 |
I | | 37.36 | | 0.28 | | 2.93 | | 3.21 | | (0.27) | | (1.64) | | (1.91) | | 38.66 | | 8.88 | | 584,048 | | 0.79 | | 0.79 | | 0.77 | | 84 |
R3 | | 41.47 | | 0.06 | | 3.25 | | 3.31 | | — | | (1.64) | | (1.64) | | 43.14 | | 8.25 | | 42,449 | | 1.42 | | 1.42 | | 0.14 | | 84 |
R4 | | 43.06 | | 0.20 | | 3.39 | | 3.59 | | (0.10) | | (1.64) | | (1.74) | | 44.91 | | 8.59 | | 32,732 | | 1.10 | | 1.10 | | 0.46 | | 84 |
R5 | | 44.04 | | 0.33 | | 3.47 | | 3.80 | | (0.26) | | (1.64) | | (1.90) | | 45.94 | | 8.88 | | 34,188 | | 0.81 | | 0.81 | | 0.75 | | 84 |
R6 | | 44.34 | | 0.43 | | 3.44 | | 3.87 | | (0.30) | | (1.64) | | (1.94) | | 46.27 | | 9.03 | | 12,531 | | 0.70 | | 0.70 | | 1.00 | | 84 |
Y | | 44.32 | | 0.36 | | 3.49 | | 3.85 | | (0.29) | | (1.64) | | (1.93) | | 46.24 | | 8.97 | | 103,152 | | 0.80 | | 0.75 | | 0.83 | | 84 |
F | | 37.36 | | 0.31 | | 2.93 | | 3.24 | | (0.30) | | (1.64) | | (1.94) | | 38.66 | | 9.00 | | 724,872 | | 0.70 | | 0.70 | | 0.85 | | 84 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Capital Appreciation Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 37.88 | | $ 0.15 | | $ 4.81 | | $ 4.96 | | $ (0.11) | | $ (5.61) | | $ (5.72) | | $ 37.12 | | 16.32% | | $ 4,831,749 | | 1.07% | | 1.07% | | 0.42% | | 68% |
C | | 29.30 | | (0.09) | | 3.48 | | 3.39 | | — | | (5.61) | | (5.61) | | 27.08 | | 15.45 | | 278,394 | | 1.83 | | 1.83 | | (0.33) | | 68 |
I | | 38.08 | | 0.25 | | 4.84 | | 5.09 | | (0.20) | | (5.61) | | (5.81) | | 37.36 | | 16.66 | | 658,302 | | 0.79 | | 0.79 | | 0.70 | | 68 |
R3 | | 41.62 | | 0.03 | | 5.43 | | 5.46 | | — | | (5.61) | | (5.61) | | 41.47 | | 15.91 | | 50,957 | | 1.42 | | 1.42 | | 0.07 | | 68 |
R4 | | 42.94 | | 0.16 | | 5.63 | | 5.79 | | (0.06) | | (5.61) | | (5.67) | | 43.06 | | 16.27 | | 38,634 | | 1.11 | | 1.11 | | 0.39 | | 68 |
R5 | | 43.80 | | 0.28 | | 5.75 | | 6.03 | | (0.18) | | (5.61) | | (5.79) | | 44.04 | | 16.64 | | 38,808 | | 0.80 | | 0.80 | | 0.68 | | 68 |
R6 | | 44.07 | | 0.33 | | 5.78 | | 6.11 | | (0.23) | | (5.61) | | (5.84) | | 44.34 | | 16.74 | | 80,535 | | 0.70 | | 0.70 | | 0.78 | | 68 |
Y | | 44.06 | | 0.32 | | 5.77 | | 6.09 | | (0.22) | | (5.61) | | (5.83) | | 44.32 | | 16.71 | | 187,754 | | 0.78 | | 0.74 | | 0.75 | | 68 |
F | | 38.09 | | 0.28 | | 4.83 | | 5.11 | | (0.23) | | (5.61) | | (5.84) | | 37.36 | | 16.75 | | 776,505 | | 0.70 | | 0.70 | | 0.79 | | 68 |
For the Year Ended October 31, 2018 |
A | | $ 41.86 | | $ 0.15 | | $ 1.45 | | $ 1.60 | | $ (0.26) | | $ (5.32) | | $ (5.58) | | $ 37.88 | | 3.92% | | $ 4,742,846 | | 1.07% | | 1.06% | | 0.38% | | 108% |
C | | 33.62 | | (0.11) | | 1.16 | | 1.05 | | (0.05) | | (5.32) | | (5.37) | | 29.30 | | 3.15 | | 426,256 | | 1.81 | | 1.81 | | (0.34) | | 108 |
I | | 42.04 | | 0.26 | | 1.44 | | 1.70 | | (0.34) | | (5.32) | | (5.66) | | 38.08 | | 4.19 | | 734,580 | | 0.78 | | 0.78 | | 0.66 | | 108 |
R3 | | 45.39 | | 0.02 | | 1.56 | | 1.58 | | (0.03) | | (5.32) | | (5.35) | | 41.62 | | 3.57 | | 61,882 | | 1.42 | | 1.41 | | 0.04 | | 108 |
R4 | | 46.69 | | 0.15 | | 1.62 | | 1.77 | | (0.20) | | (5.32) | | (5.52) | | 42.94 | | 3.87 | | 51,635 | | 1.10 | | 1.10 | | 0.34 | | 108 |
R5 | | 47.54 | | 0.30 | | 1.63 | | 1.93 | | (0.35) | | (5.32) | | (5.67) | | 43.80 | | 4.18 | | 34,288 | | 0.80 | | 0.80 | | 0.65 | | 108 |
R6 | | 47.80 | | 0.35 | | 1.64 | | 1.99 | | (0.40) | | (5.32) | | (5.72) | | 44.07 | | 4.29 | | 70,935 | | 0.70 | | 0.70 | | 0.75 | | 108 |
Y | | 47.78 | | 0.34 | | 1.64 | | 1.98 | | (0.38) | | (5.32) | | (5.70) | | 44.06 | | 4.28 | | 175,731 | | 0.71 | | 0.71 | | 0.74 | | 108 |
F | | 42.06 | | 0.30 | | 1.45 | | 1.75 | | (0.40) | | (5.32) | | (5.72) | | 38.09 | | 4.28 | | 880,110 | | 0.70 | | 0.70 | | 0.75 | | 108 |
Hartford Core Equity Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 40.38 | | $ 0.19 | | $ 2.27 | | $ 2.46 | | $ (0.36) | | $ (1.12) | | $ (1.48) | | $ 41.36 | | 6.26% (4) | | $ 1,489,502 | | 0.71% (5) | | 0.71% (5) | | 0.97% (5) | | 7% |
C | | 36.27 | | 0.04 | | 2.06 | | 2.10 | | (0.07) | | (1.12) | | (1.19) | | 37.18 | | 5.88 (4) | | 414,502 | | 1.46 (5) | | 1.46 (5) | | 0.22 (5) | | 7 |
I | | 40.55 | | 0.24 | | 2.27 | | 2.51 | | (0.46) | | (1.12) | | (1.58) | | 41.48 | | 6.38 (4) | | 3,296,755 | | 0.46 (5) | | 0.46 (5) | | 1.22 (5) | | 7 |
R3 | | 40.90 | | 0.12 | | 2.31 | | 2.43 | | (0.18) | | (1.12) | | (1.30) | | 42.03 | | 6.07 (4) | | 55,132 | | 1.08 (5) | | 1.07 (5) | | 0.61 (5) | | 7 |
R4 | | 41.74 | | 0.20 | | 2.35 | | 2.55 | | (0.33) | | (1.12) | | (1.45) | | 42.84 | | 6.25 (4) | | 146,251 | | 0.77 (5) | | 0.74 (5) | | 0.95 (5) | | 7 |
R5 | | 40.89 | | 0.24 | | 2.30 | | 2.54 | | (0.46) | | (1.12) | | (1.58) | | 41.85 | | 6.38 (4) | | 144,983 | | 0.47 (5) | | 0.47 (5) | | 1.21 (5) | | 7 |
R6 | | 41.10 | | 0.27 | | 2.31 | | 2.58 | | (0.51) | | (1.12) | | (1.63) | | 42.05 | | 6.46 (4) | | 1,139,534 | | 0.37 (5) | | 0.37 (5) | | 1.31 (5) | | 7 |
Y | | 41.07 | | 0.25 | | 2.30 | | 2.55 | | (0.46) | | (1.12) | | (1.58) | | 42.04 | | 6.39 (4) | | 496,952 | | 0.46 (5) | | 0.46 (5) | | 1.23 (5) | | 7 |
F | | 40.60 | | 0.26 | | 2.28 | | 2.54 | | (0.51) | | (1.12) | | (1.63) | | 41.51 | | 6.44 (4) | | 2,391,225 | | 0.36 (5) | | 0.36 (5) | | 1.32 (5) | | 7 |
For the Year Ended October 31, 2022 |
A | | $ 49.41 | | $ 0.33 | | $ (7.87) | | $ (7.54) | | $ (0.24) | | $ (1.25) | | $ (1.49) | | $ 40.38 | | (15.79)% | | $ 1,456,044 | | 0.70% | | 0.70% | | 0.75% | | 15% |
C | | 44.63 | | (0.00) (7) | | (7.11) | | (7.11) | | — | | (1.25) | | (1.25) | | 36.27 | | (16.43) | | 431,852 | | 1.45 | | 1.45 | | (0.00) (8) | | 15 |
I | | 49.59 | | 0.45 | | (7.89) | | (7.44) | | (0.35) | | (1.25) | | (1.60) | | 40.55 | | (15.57) | | 3,529,589 | | 0.46 | | 0.46 | | 0.99 | | 15 |
R3 | | 50.06 | | 0.17 | | (8.00) | | (7.83) | | (0.08) | | (1.25) | | (1.33) | | 40.90 | | (16.11) | | 54,393 | | 1.08 | | 1.07 | | 0.37 | | 15 |
R4 | | 51.01 | | 0.34 | | (8.14) | | (7.80) | | (0.22) | | (1.25) | | (1.47) | | 41.74 | | (15.80) | | 157,597 | | 0.76 | | 0.73 | | 0.71 | | 15 |
R5 | | 49.99 | | 0.44 | | (7.95) | | (7.51) | | (0.34) | | (1.25) | | (1.59) | | 40.89 | | (15.58) | | 146,672 | | 0.46 | | 0.46 | | 0.98 | | 15 |
R6 | | 50.24 | | 0.50 | | (8.00) | | (7.50) | | (0.39) | | (1.25) | | (1.64) | | 41.10 | | (15.51) | | 1,059,702 | | 0.36 | | 0.36 | | 1.10 | | 15 |
Y | | 50.20 | | 0.45 | | (7.98) | | (7.53) | | (0.35) | | (1.25) | | (1.60) | | 41.07 | | (15.56) | | 529,017 | | 0.45 | | 0.44 | | 1.00 | | 15 |
F | | 49.65 | | 0.49 | | (7.90) | | (7.41) | | (0.39) | | (1.25) | | (1.64) | | 40.60 | | (15.51) | | 2,299,856 | | 0.36 | | 0.36 | | 1.08 | | 15 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Core Equity Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 36.04 | | $ 0.23 | | $ 13.36 | | $ 13.59 | | $ (0.22) | | $ — | | $ (0.22) | | $ 49.41 | | 37.85% | | $ 1,681,155 | | 0.70% | | 0.70% | | 0.52% | | 13% |
C | | 32.62 | | (0.09) | | 12.10 | | 12.01 | | — | | — | | — | | 44.63 | | 36.82 | | 583,876 | | 1.45 | | 1.45 | | (0.23) | | 13 |
I | | 36.16 | | 0.34 | | 13.40 | | 13.74 | | (0.31) | | — | | (0.31) | | 49.59 | | 38.19 | | 4,700,782 | | 0.45 | | 0.45 | | 0.77 | | 13 |
R3 | | 36.54 | | 0.07 | | 13.56 | | 13.63 | | (0.11) | | — | | (0.11) | | 50.06 | | 37.38 | | 71,617 | | 1.07 | | 1.06 | | 0.16 | | 13 |
R4 | | 37.20 | | 0.23 | | 13.79 | | 14.02 | | (0.21) | | — | | (0.21) | | 51.01 | | 37.82 | | 239,198 | | 0.76 | | 0.72 | | 0.50 | | 13 |
R5 | | 36.44 | | 0.34 | | 13.51 | | 13.85 | | (0.30) | | — | | (0.30) | | 49.99 | | 38.17 | | 225,017 | | 0.46 | | 0.46 | | 0.76 | | 13 |
R6 | | 36.62 | | 0.39 | | 13.57 | | 13.96 | | (0.34) | | — | | (0.34) | | 50.24 | | 38.31 | | 1,045,661 | | 0.36 | | 0.36 | | 0.86 | | 13 |
Y | | 36.60 | | 0.35 | | 13.56 | | 13.91 | | (0.31) | | — | | (0.31) | | 50.20 | | 38.20 | | 903,952 | | 0.46 | | 0.44 | | 0.78 | | 13 |
F | | 36.19 | | 0.38 | | 13.42 | | 13.80 | | (0.34) | | — | | (0.34) | | 49.65 | | 38.33 | | 3,213,368 | | 0.36 | | 0.36 | | 0.86 | | 13 |
For the Year Ended October 31, 2020 |
A | | $ 33.40 | | $ 0.26 | | $ 3.23 | | $ 3.49 | | $ (0.23) | | $ (0.62) | | $ (0.85) | | $ 36.04 | | 10.58% | | $ 1,140,994 | | 0.73% | | 0.72% | | 0.77% | | 22% |
C | | 30.35 | | 0.01 | | 2.92 | | 2.93 | | (0.04) | | (0.62) | | (0.66) | | 32.62 | | 9.74 | | 443,989 | | 1.47 | | 1.47 | | 0.03 | | 22 |
I | | 33.50 | | 0.35 | | 3.24 | | 3.59 | | (0.31) | | (0.62) | | (0.93) | | 36.16 | | 10.87 | | 2,936,718 | | 0.46 | | 0.46 | | 1.03 | | 22 |
R3 | | 33.86 | | 0.15 | | 3.26 | | 3.41 | | (0.11) | | (0.62) | | (0.73) | | 36.54 | | 10.17 | | 46,674 | | 1.07 | | 1.07 | | 0.43 | | 22 |
R4 | | 34.44 | | 0.27 | | 3.33 | | 3.60 | | (0.22) | | (0.62) | | (0.84) | | 37.20 | | 10.58 | | 169,267 | | 0.78 | | 0.73 | | 0.77 | | 22 |
R5 | | 33.75 | | 0.36 | | 3.25 | | 3.61 | | (0.30) | | (0.62) | | (0.92) | | 36.44 | | 10.85 | | 188,738 | | 0.47 | | 0.47 | | 1.04 | | 22 |
R6 | | 33.91 | | 0.38 | | 3.29 | | 3.67 | | (0.34) | | (0.62) | | (0.96) | | 36.62 | | 10.96 | | 746,018 | | 0.38 | | 0.38 | | 1.10 | | 22 |
Y | | 33.90 | | 0.36 | | 3.28 | | 3.64 | | (0.32) | | (0.62) | | (0.94) | | 36.60 | | 10.89 | | 668,655 | | 0.47 | | 0.45 | | 1.05 | | 22 |
F | | 33.52 | | 0.38 | | 3.25 | | 3.63 | | (0.34) | | (0.62) | | (0.96) | | 36.19 | | 10.97 | | 2,251,700 | | 0.38 | | 0.38 | | 1.12 | | 22 |
For the Year Ended October 31, 2019 |
A | | $ 30.17 | | $ 0.27 | | $ 4.40 | | $ 4.67 | | $ (0.21) | | $ (1.23) | | $ (1.44) | | $ 33.40 | | 16.60% | | $ 881,587 | | 0.74% | | 0.73% | | 0.88% | | 15% |
C | | 27.53 | | 0.04 | | 4.01 | | 4.05 | | — | | (1.23) | | (1.23) | | 30.35 | | 15.71 | | 366,553 | | 1.47 | | 1.47 | | 0.14 | | 15 |
I | | 30.26 | | 0.35 | | 4.40 | | 4.75 | | (0.28) | | (1.23) | | (1.51) | | 33.50 | | 16.91 | | 1,740,669 | | 0.47 | | 0.47 | | 1.14 | | 15 |
R3 | | 30.52 | | 0.16 | | 4.48 | | 4.64 | | (0.07) | | (1.23) | | (1.30) | | 33.86 | | 16.18 | | 34,158 | | 1.10 | | 1.10 | | 0.52 | | 15 |
R4 | | 31.03 | | 0.28 | | 4.54 | | 4.82 | | (0.18) | | (1.23) | | (1.41) | | 34.44 | | 16.59 | | 150,159 | | 0.77 | | 0.74 | | 0.88 | | 15 |
R5 | | 30.47 | | 0.35 | | 4.44 | | 4.79 | | (0.28) | | (1.23) | | (1.51) | | 33.75 | | 16.90 | | 231,879 | | 0.49 | | 0.49 | | 1.13 | | 15 |
R6 | | 30.61 | | 0.38 | | 4.46 | | 4.84 | | (0.31) | | (1.23) | | (1.54) | | 33.91 | | 17.01 | | 259,706 | | 0.38 | | 0.38 | | 1.22 | | 15 |
Y | | 30.61 | | 0.37 | | 4.45 | | 4.82 | | (0.30) | | (1.23) | | (1.53) | | 33.90 | | 16.94 | | 371,580 | | 0.46 | | 0.43 | | 1.18 | | 15 |
F | | 30.28 | | 0.38 | | 4.40 | | 4.78 | | (0.31) | | (1.23) | | (1.54) | | 33.52 | | 17.00 | | 1,655,619 | | 0.38 | | 0.38 | | 1.21 | | 15 |
For the Year Ended October 31, 2018 |
A | | $ 28.53 | | $ 0.22 | | $ 2.42 | | $ 2.64 | | $ (0.25) | | $ (0.75) | | $ (1.00) | | $ 30.17 | | 9.41% | | $ 666,354 | | 0.74% | | 0.74% | | 0.73% | | 22% |
C | | 26.13 | | — | | 2.22 | | 2.22 | | (0.07) | | (0.75) | | (0.82) | | 27.53 | | 8.61 | | 293,064 | | 1.48 | | 1.48 | | — | | 22 |
I | | 28.60 | | 0.30 | | 2.43 | | 2.73 | | (0.32) | | (0.75) | | (1.07) | | 30.26 | | 9.72 | | 1,130,600 | | 0.47 | | 0.47 | | 1.00 | | 22 |
R3 | | 28.85 | | 0.12 | | 2.44 | | 2.56 | | (0.14) | | (0.75) | | (0.89) | | 30.52 | | 9.02 | | 34,765 | | 1.10 | | 1.10 | | 0.38 | | 22 |
R4 | | 29.32 | | 0.22 | | 2.48 | | 2.70 | | (0.24) | | (0.75) | | (0.99) | | 31.03 | | 9.37 | | 144,866 | | 0.79 | | 0.76 | | 0.72 | | 22 |
R5 | | 28.81 | | 0.30 | | 2.44 | | 2.74 | | (0.33) | | (0.75) | | (1.08) | | 30.47 | | 9.69 | | 201,510 | | 0.49 | | 0.49 | | 0.99 | | 22 |
R6 | | 28.93 | | 0.33 | | 2.45 | | 2.78 | | (0.35) | | (0.75) | | (1.10) | | 30.61 | | 9.80 | | 146,643 | | 0.39 | | 0.39 | | 1.08 | | 22 |
Y | | 28.93 | | 0.32 | | 2.45 | | 2.77 | | (0.34) | | (0.75) | | (1.09) | | 30.61 | | 9.77 | | 216,788 | | 0.42 | | 0.42 | | 1.06 | | 22 |
F | | 28.63 | | 0.33 | | 2.42 | | 2.75 | | (0.35) | | (0.75) | | (1.10) | | 30.28 | | 9.80 | | 635,245 | | 0.39 | | 0.39 | | 1.09 | | 22 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Dividend and Growth Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 30.41 | | $ 0.22 | | $ 1.12 | | $ 1.34 | | $ (0.25) | | $ (1.37) | | $ (1.62) | | $ 30.13 | | 4.48% (4) | | $ 4,493,172 | | 0.96% (5) | | 0.96% (5) | | 1.48% (5) | | 13% |
C | | 29.11 | | 0.10 | | 1.06 | | 1.16 | | (0.14) | | (1.37) | | (1.51) | | 28.76 | | 4.04 (4) | | 184,920 | | 1.74 (5) | | 1.74 (5) | | 0.71 (5) | | 13 |
I | | 30.23 | | 0.25 | | 1.11 | | 1.36 | | (0.29) | | (1.37) | | (1.66) | | 29.93 | | 4.57 (4) | | 3,864,990 | | 0.72 (5) | | 0.72 (5) | | 1.72 (5) | | 13 |
R3 | | 30.95 | | 0.17 | | 1.13 | | 1.30 | | (0.19) | | (1.37) | | (1.56) | | 30.69 | | 4.27 (4) | | 54,101 | | 1.34 (5) | | 1.34 (5) | | 1.10 (5) | | 13 |
R4 | | 31.22 | | 0.21 | | 1.15 | | 1.36 | | (0.24) | | (1.37) | | (1.61) | | 30.97 | | 4.42 (4) | | 90,774 | | 1.04 (5) | | 1.04 (5) | | 1.40 (5) | | 13 |
R5 | | 31.37 | | 0.26 | | 1.15 | | 1.41 | | (0.28) | | (1.37) | | (1.65) | | 31.13 | | 4.58 (4) | | 173,691 | | 0.74 (5) | | 0.74 (5) | | 1.69 (5) | | 13 |
R6 | | 31.37 | | 0.28 | | 1.15 | | 1.43 | | (0.30) | | (1.37) | | (1.67) | | 31.13 | | 4.64 (4) | | 777,064 | | 0.63 (5) | | 0.63 (5) | | 1.80 (5) | | 13 |
Y | | 31.38 | | 0.27 | | 1.14 | | 1.41 | | (0.29) | | (1.37) | | (1.66) | | 31.13 | | 4.57 (4) | | 516,919 | | 0.72 (5) | | 0.69 (5) | | 1.73 (5) | | 13 |
F | | 30.20 | | 0.27 | | 1.10 | | 1.37 | | (0.30) | | (1.37) | | (1.67) | | 29.90 | | 4.62 (4) | | 5,477,975 | | 0.63 (5) | | 0.63 (5) | | 1.81 (5) | | 13 |
For the Year Ended October 31, 2022 |
A | | $ 34.32 | | $ 0.38 | | $ (2.34) | | $ (1.96) | | $ (0.33) | | $ (1.62) | | $ (1.95) | | $ 30.41 | | (6.11)% | | $ 4,407,511 | | 0.96% | | 0.96% | | 1.18% | | 18% |
C | | 32.94 | | 0.13 | | (2.23) | | (2.10) | | (0.11) | | (1.62) | | (1.73) | | 29.11 | | (6.82) | | 187,342 | | 1.74 | | 1.74 | | 0.41 | | 18 |
I | | 34.12 | | 0.45 | | (2.31) | | (1.86) | | (0.41) | | (1.62) | | (2.03) | | 30.23 | | (5.86) | | 3,883,536 | | 0.72 | | 0.72 | | 1.43 | | 18 |
R3 | | 34.88 | | 0.26 | | (2.37) | | (2.11) | | (0.20) | | (1.62) | | (1.82) | | 30.95 | | (6.45) | | 54,565 | | 1.34 | | 1.34 | | 0.79 | | 18 |
R4 | | 35.17 | | 0.36 | | (2.39) | | (2.03) | | (0.30) | | (1.62) | | (1.92) | | 31.22 | | (6.16) | | 93,864 | | 1.04 | | 1.04 | | 1.10 | | 18 |
R5 | | 35.33 | | 0.46 | | (2.40) | | (1.94) | | (0.40) | | (1.62) | | (2.02) | | 31.37 | | (5.88) | | 233,377 | | 0.73 | | 0.73 | | 1.40 | | 18 |
R6 | | 35.34 | | 0.50 | | (2.41) | | (1.91) | | (0.44) | | (1.62) | | (2.06) | | 31.37 | | (5.80) | | 632,954 | | 0.63 | | 0.63 | | 1.52 | | 18 |
Y | | 35.34 | | 0.48 | | (2.40) | | (1.92) | | (0.42) | | (1.62) | | (2.04) | | 31.38 | | (5.82) | | 714,793 | | 0.73 | | 0.68 | | 1.45 | | 18 |
F | | 34.10 | | 0.48 | | (2.32) | | (1.84) | | (0.44) | | (1.62) | | (2.06) | | 30.20 | | (5.80) | | 5,420,063 | | 0.63 | | 0.63 | | 1.52 | | 18 |
For the Year Ended October 31, 2021 |
A | | $ 24.26 | | $ 0.33 | | $ 10.63 | | $ 10.96 | | $ (0.33) | | $ (0.57) | | $ (0.90) | | $ 34.32 | | 46.01% | | $ 4,733,858 | | 0.97% | | 0.97% | | 1.07% | | 18% |
C | | 23.31 | | 0.09 | | 10.22 | | 10.31 | | (0.11) | | (0.57) | | (0.68) | | 32.94 | | 44.92 | | 169,569 | | 1.75 | | 1.75 | | 0.30 | | 18 |
I | | 24.12 | | 0.40 | | 10.58 | | 10.98 | | (0.41) | | (0.57) | | (0.98) | | 34.12 | | 46.39 | | 3,178,645 | | 0.71 | | 0.71 | | 1.30 | | 18 |
R3 | | 24.65 | | 0.22 | | 10.80 | | 11.02 | | (0.22) | | (0.57) | | (0.79) | | 34.88 | | 45.43 | | 66,751 | | 1.35 | | 1.35 | | 0.70 | | 18 |
R4 | | 24.84 | | 0.32 | | 10.89 | | 11.21 | | (0.31) | | (0.57) | | (0.88) | | 35.17 | | 45.92 | | 106,561 | | 1.03 | | 1.03 | | 1.01 | | 18 |
R5 | | 24.95 | | 0.41 | | 10.95 | | 11.36 | | (0.41) | | (0.57) | | (0.98) | | 35.33 | | 46.35 | | 265,832 | | 0.73 | | 0.73 | | 1.30 | | 18 |
R6 | | 24.95 | | 0.44 | | 10.96 | | 11.40 | | (0.44) | | (0.57) | | (1.01) | | 35.34 | | 46.52 | | 470,425 | | 0.63 | | 0.63 | | 1.37 | | 18 |
Y | | 24.95 | | 0.44 | | 10.94 | | 11.38 | | (0.42) | | (0.57) | | (0.99) | | 35.34 | | 46.47 | | 929,283 | | 0.74 | | 0.67 | | 1.38 | | 18 |
F | | 24.10 | | 0.43 | | 10.58 | | 11.01 | | (0.44) | | (0.57) | | (1.01) | | 34.10 | | 46.55 | | 4,746,178 | | 0.63 | | 0.63 | | 1.40 | | 18 |
For the Year Ended October 31, 2020 |
A | | $ 25.93 | | $ 0.39 | | $ (0.94) | | $ (0.55) | | $ (0.37) | | $ (0.75) | | $ (1.12) | | $ 24.26 | | (2.20)% | | $ 3,385,907 | | 1.00% | | 1.00% | | 1.61% | | 28% |
C | | 24.96 | | 0.20 | | (0.92) | | (0.72) | | (0.18) | | (0.75) | | (0.93) | | 23.31 | | (3.01) | | 138,431 | | 1.78 | | 1.78 | | 0.84 | | 28 |
I | | 25.80 | | 0.45 | | (0.94) | | (0.49) | | (0.44) | | (0.75) | | (1.19) | | 24.12 | | (1.97) | | 1,681,761 | | 0.73 | | 0.73 | | 1.86 | | 28 |
R3 | | 26.32 | | 0.31 | | (0.95) | | (0.64) | | (0.28) | | (0.75) | | (1.03) | | 24.65 | | (2.54) | | 54,642 | | 1.35 | | 1.35 | | 1.26 | | 28 |
R4 | | 26.52 | | 0.39 | | (0.97) | | (0.58) | | (0.35) | | (0.75) | | (1.10) | | 24.84 | | (2.26) | | 82,299 | | 1.05 | | 1.05 | | 1.56 | | 28 |
R5 | | 26.64 | | 0.47 | | (0.98) | | (0.51) | | (0.43) | | (0.75) | | (1.18) | | 24.95 | | (1.97) | | 177,851 | | 0.74 | | 0.74 | | 1.86 | | 28 |
R6 | | 26.64 | | 0.49 | | (0.97) | | (0.48) | | (0.46) | | (0.75) | | (1.21) | | 24.95 | | (1.87) | | 196,065 | | 0.65 | | 0.65 | | 1.94 | | 28 |
Y | | 26.64 | | 0.48 | | (0.97) | | (0.49) | | (0.45) | | (0.75) | | (1.20) | | 24.95 | | (1.91) | | 735,618 | | 0.73 | | 0.68 | | 1.92 | | 28 |
F | | 25.78 | | 0.48 | | (0.95) | | (0.47) | | (0.46) | | (0.75) | | (1.21) | | 24.10 | | (1.89) | | 2,736,317 | | 0.64 | | 0.64 | | 1.96 | | 28 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Dividend and Growth Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 25.63 | | $ 0.40 | | $ 2.63 | | $ 3.03 | | $ (0.38) | | $ (2.35) | | $ (2.73) | | $ 25.93 | | 13.75% | | $ 3,739,696 | | 1.00% | | 0.99% | | 1.65% | | 22% |
C | | 24.75 | | 0.21 | | 2.53 | | 2.74 | | (0.18) | | (2.35) | | (2.53) | | 24.96 | | 12.92 | | 192,715 | | 1.77 | | 1.77 | | 0.89 | | 22 |
I | | 25.51 | | 0.46 | | 2.63 | | 3.09 | | (0.45) | | (2.35) | | (2.80) | | 25.80 | | 14.08 | | 1,079,962 | | 0.73 | | 0.73 | | 1.89 | | 22 |
R3 | | 25.97 | | 0.32 | | 2.67 | | 2.99 | | (0.29) | | (2.35) | | (2.64) | | 26.32 | | 13.33 | | 66,115 | | 1.36 | | 1.35 | | 1.30 | | 22 |
R4 | | 26.14 | | 0.40 | | 2.69 | | 3.09 | | (0.36) | | (2.35) | | (2.71) | | 26.52 | | 13.71 | | 111,451 | | 1.04 | | 1.04 | | 1.61 | | 22 |
R5 | | 26.25 | | 0.47 | | 2.71 | | 3.18 | | (0.44) | | (2.35) | | (2.79) | | 26.64 | | 14.05 | | 193,707 | | 0.74 | | 0.74 | | 1.89 | | 22 |
R6 | | 26.25 | | 0.50 | | 2.71 | | 3.21 | | (0.47) | | (2.35) | | (2.82) | | 26.64 | | 14.16 | | 119,159 | | 0.64 | | 0.64 | | 1.98 | | 22 |
Y | | 26.25 | | 0.49 | | 2.70 | | 3.19 | | (0.45) | | (2.35) | | (2.80) | | 26.64 | | 14.10 | | 696,309 | | 0.71 | | 0.68 | | 1.96 | | 22 |
F | | 25.50 | | 0.49 | | 2.61 | | 3.10 | | (0.47) | | (2.35) | | (2.82) | | 25.78 | | 14.15 | | 2,844,206 | | 0.64 | | 0.64 | | 2.00 | | 22 |
For the Year Ended October 31, 2018 |
A | | $ 27.46 | | $ 0.39 | | $ 0.80 | | $ 1.19 | | $ (0.38) | | $ (2.64) | | $ (3.02) | | $ 25.63 | | 4.38% | | $ 3,521,062 | | 0.99% | | 0.99% | | 1.49% | | 31% |
C | | 26.62 | | 0.19 | | 0.77 | | 0.96 | | (0.19) | | (2.64) | | (2.83) | | 24.75 | | 3.58 | | 228,076 | | 1.76 | | 1.75 | | 0.76 | | 31 |
I | | 27.35 | | 0.46 | | 0.79 | | 1.25 | | (0.45) | | (2.64) | | (3.09) | | 25.51 | | 4.68 | | 847,646 | | 0.73 | | 0.73 | | 1.75 | | 31 |
R3 | | 27.78 | | 0.30 | | 0.81 | | 1.11 | | (0.28) | | (2.64) | | (2.92) | | 25.97 | | 4.03 | | 72,723 | | 1.35 | | 1.35 | | 1.13 | | 31 |
R4 | | 27.95 | | 0.39 | | 0.80 | | 1.19 | | (0.36) | | (2.64) | | (3.00) | | 26.14 | | 4.32 | | 131,649 | | 1.04 | | 1.04 | | 1.44 | | 31 |
R5 | | 28.05 | | 0.47 | | 0.82 | | 1.29 | | (0.45) | | (2.64) | | (3.09) | | 26.25 | | 4.65 | | 146,918 | | 0.74 | | 0.74 | | 1.74 | | 31 |
R6 | | 28.05 | | 0.49 | | 0.82 | | 1.31 | | (0.47) | | (2.64) | | (3.11) | | 26.25 | | 4.76 | | 74,795 | | 0.64 | | 0.64 | | 1.84 | | 31 |
Y | | 28.05 | | 0.49 | | 0.81 | | 1.30 | | (0.46) | | (2.64) | | (3.10) | | 26.25 | | 4.72 | | 616,454 | | 0.68 | | 0.68 | | 1.80 | | 31 |
F | | 27.33 | | 0.48 | | 0.80 | | 1.28 | | (0.47) | | (2.64) | | (3.11) | | 25.50 | | 4.77 | | 2,591,584 | | 0.64 | | 0.64 | | 1.84 | | 31 |
The Hartford Equity Income Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 21.83 | | $ 0.23 | | $ 0.40 | | $ 0.63 | | $ (0.25) | | $ (2.16) | | $ (2.41) | | $ 20.05 | | 2.72% (4) | | $ 1,875,705 | | 0.97% (5) | | 0.97% (5) | | 2.25% (5) | | 13% |
C | | 21.71 | | 0.15 | | 0.40 | | 0.55 | | (0.17) | | (2.16) | | (2.33) | | 19.93 | | 2.33 (4) | | 129,858 | | 1.75 (5) | | 1.74 (5) | | 1.49 (5) | | 13 |
I | | 21.67 | | 0.25 | | 0.40 | | 0.65 | | (0.28) | | (2.16) | | (2.44) | | 19.88 | | 2.81 (4) | | 1,693,863 | | 0.74 (5) | | 0.74 (5) | | 2.50 (5) | | 13 |
R3 | | 21.88 | | 0.19 | | 0.41 | | 0.60 | | (0.22) | | (2.16) | | (2.38) | | 20.10 | | 2.52 (4) | | 28,405 | | 1.35 (5) | | 1.35 (5) | | 1.87 (5) | | 13 |
R4 | | 21.91 | | 0.22 | | 0.40 | | 0.62 | | (0.24) | | (2.16) | | (2.40) | | 20.13 | | 2.66 (4) | | 42,138 | | 1.06 (5) | | 1.06 (5) | | 2.17 (5) | | 13 |
R5 | | 22.05 | | 0.26 | | 0.40 | | 0.66 | | (0.28) | | (2.16) | | (2.44) | | 20.27 | | 2.80 (4) | | 75,225 | | 0.75 (5) | | 0.75 (5) | | 2.48 (5) | | 13 |
R6 | | 22.12 | | 0.27 | | 0.39 | | 0.66 | | (0.28) | | (2.16) | | (2.44) | | 20.34 | | 2.84 (4) | | 140,435 | | 0.65 (5) | | 0.65 (5) | | 2.58 (5) | | 13 |
Y | | 22.12 | | 0.26 | | 0.41 | | 0.67 | | (0.28) | | (2.16) | | (2.44) | | 20.35 | | 2.84 (4) | | 119,581 | | 0.74 (5) | | 0.74 (5) | | 2.48 (5) | | 13 |
F | | 21.66 | | 0.26 | | 0.40 | | 0.66 | | (0.28) | | (2.16) | | (2.44) | | 19.88 | | 2.90 (4) | | 1,214,183 | | 0.64 (5) | | 0.64 (5) | | 2.58 (5) | | 13 |
For the Year Ended October 31, 2022 |
A | | $ 23.85 | | $ 0.42 | | $ (0.38) | | $ 0.04 | | $ (0.40) | | $ (1.66) | | $ (2.06) | | $ 21.83 | | 0.12% | | $ 1,876,672 | | 0.97% | | 0.97% | | 1.88% | | 42% |
C | | 23.72 | | 0.24 | | (0.37) | | (0.13) | | (0.22) | | (1.66) | | (1.88) | | 21.71 | | (0.64) | | 133,761 | | 1.75 | | 1.75 | | 1.10 | | 42 |
I | | 23.68 | | 0.47 | | (0.37) | | 0.10 | | (0.45) | | (1.66) | | (2.11) | | 21.67 | | 0.40 | | 1,546,287 | | 0.74 | | 0.74 | | 2.12 | | 42 |
R3 | | 23.89 | | 0.34 | | (0.38) | | (0.04) | | (0.31) | | (1.66) | | (1.97) | | 21.88 | | (0.25) | | 28,332 | | 1.36 | | 1.35 | | 1.50 | | 42 |
R4 | | 23.93 | | 0.41 | | (0.39) | | 0.02 | | (0.38) | | (1.66) | | (2.04) | | 21.91 | | 0.02 | | 39,191 | | 1.06 | | 1.06 | | 1.78 | | 42 |
R5 | | 24.07 | | 0.48 | | (0.39) | | 0.09 | | (0.45) | | (1.66) | | (2.11) | | 22.05 | | 0.34 | | 73,876 | | 0.75 | | 0.75 | | 2.10 | | 42 |
R6 | | 24.13 | | 0.50 | | (0.38) | | 0.12 | | (0.47) | | (1.66) | | (2.13) | | 22.12 | | 0.49 | | 98,652 | | 0.65 | | 0.65 | | 2.21 | | 42 |
Y | | 24.14 | | 0.48 | | (0.39) | | 0.09 | | (0.45) | | (1.66) | | (2.11) | | 22.12 | | 0.36 | | 123,645 | | 0.73 | | 0.73 | | 2.12 | | 42 |
F | | 23.68 | | 0.49 | | (0.38) | | 0.11 | | (0.47) | | (1.66) | | (2.13) | | 21.66 | | 0.46 | | 1,106,281 | | 0.64 | | 0.64 | | 2.21 | | 42 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Equity Income Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 17.55 | | $ 0.34 | | $ 6.50 | | $ 6.84 | | $ (0.34) | | $ (0.20) | | $ (0.54) | | $ 23.85 | | 39.45% | | $ 1,864,492 | | 0.98% | | 0.98% | | 1.57% | | 24% |
C | | 17.46 | | 0.18 | | 6.44 | | 6.62 | | (0.16) | | (0.20) | | (0.36) | | 23.72 | | 38.31 | | 162,393 | | 1.75 | | 1.75 | | 0.85 | | 24 |
I | | 17.44 | | 0.39 | | 6.44 | | 6.83 | | (0.39) | | (0.20) | | (0.59) | | 23.68 | | 39.69 | | 1,360,339 | | 0.74 | | 0.74 | | 1.81 | | 24 |
R3 | | 17.59 | | 0.26 | | 6.50 | | 6.76 | | (0.26) | | (0.20) | | (0.46) | | 23.89 | | 38.83 | | 33,485 | | 1.36 | | 1.35 | | 1.21 | | 24 |
R4 | | 17.62 | | 0.33 | | 6.50 | | 6.83 | | (0.32) | | (0.20) | | (0.52) | | 23.93 | | 39.25 | | 49,923 | | 1.05 | | 1.05 | | 1.52 | | 24 |
R5 | | 17.71 | | 0.40 | | 6.55 | | 6.95 | | (0.39) | | (0.20) | | (0.59) | | 24.07 | | 39.75 | | 80,991 | | 0.75 | | 0.75 | | 1.80 | | 24 |
R6 | | 17.76 | | 0.42 | | 6.56 | | 6.98 | | (0.41) | | (0.20) | | (0.61) | | 24.13 | | 39.82 | | 81,643 | | 0.65 | | 0.65 | | 1.90 | | 24 |
Y | | 17.76 | | 0.40 | | 6.57 | | 6.97 | | (0.39) | | (0.20) | | (0.59) | | 24.14 | | 39.77 | | 120,502 | | 0.74 | | 0.73 | | 1.81 | | 24 |
F | | 17.44 | | 0.41 | | 6.44 | | 6.85 | | (0.41) | | (0.20) | | (0.61) | | 23.68 | | 39.81 | | 1,141,345 | | 0.65 | | 0.65 | | 1.92 | | 24 |
For the Year Ended October 31, 2020 |
A | | $ 19.99 | | $ 0.34 | | $ (1.21) | | $ (0.87) | | $ (0.31) | | $ (1.26) | | $ (1.57) | | $ 17.55 | | (4.68)% | | $ 1,365,895 | | 1.00% | | 1.00% | | 1.89% | | 31% |
C | | 19.88 | | 0.21 | | (1.20) | | (0.99) | | (0.17) | | (1.26) | | (1.43) | | 17.46 | | (5.38) | | 191,917 | | 1.76 | | 1.76 | | 1.15 | | 31 |
I | | 19.88 | | 0.38 | | (1.20) | | (0.82) | | (0.36) | | (1.26) | | (1.62) | | 17.44 | | (4.44) | | 977,950 | | 0.74 | | 0.74 | | 2.13 | | 31 |
R3 | | 20.02 | | 0.28 | | (1.20) | | (0.92) | | (0.25) | | (1.26) | | (1.51) | | 17.59 | | (4.97) | | 31,778 | | 1.36 | | 1.36 | | 1.55 | | 31 |
R4 | | 20.06 | | 0.33 | | (1.21) | | (0.88) | | (0.30) | | (1.26) | | (1.56) | | 17.62 | | (4.72) | | 41,386 | | 1.05 | | 1.05 | | 1.85 | | 31 |
R5 | | 20.16 | | 0.39 | | (1.22) | | (0.83) | | (0.36) | | (1.26) | | (1.62) | | 17.71 | | (4.46) | | 56,329 | | 0.77 | | 0.77 | | 2.14 | | 31 |
R6 | | 20.21 | | 0.40 | | (1.21) | | (0.81) | | (0.38) | | (1.26) | | (1.64) | | 17.76 | | (4.34) | | 55,448 | | 0.66 | | 0.66 | | 2.22 | | 31 |
Y | | 20.22 | | 0.40 | | (1.23) | | (0.83) | | (0.37) | | (1.26) | | (1.63) | | 17.76 | | (4.40) | | 81,615 | | 0.76 | | 0.71 | | 2.20 | | 31 |
F | | 19.87 | | 0.40 | | (1.19) | | (0.79) | | (0.38) | | (1.26) | | (1.64) | | 17.44 | | (4.31) | | 889,727 | | 0.66 | | 0.66 | | 2.23 | | 31 |
For the Year Ended October 31, 2019 |
A | | $ 19.39 | | $ 0.38 | | $ 2.02 | | $ 2.40 | | $ (0.36) | | $ (1.44) | | $ (1.80) | | $ 19.99 | | 13.88% | | $ 1,565,663 | | 1.00% | | 1.00% | | 2.01% | | 21% |
C | | 19.29 | | 0.24 | | 2.00 | | 2.24 | | (0.21) | | (1.44) | | (1.65) | | 19.88 | | 13.00 | | 292,388 | | 1.76 | | 1.76 | | 1.27 | | 21 |
I | | 19.29 | | 0.43 | | 2.01 | | 2.44 | | (0.41) | | (1.44) | | (1.85) | | 19.88 | | 14.17 | | 959,142 | | 0.75 | | 0.75 | | 2.26 | | 21 |
R3 | | 19.41 | | 0.32 | | 2.02 | | 2.34 | | (0.29) | | (1.44) | | (1.73) | | 20.02 | | 13.48 | | 43,474 | | 1.36 | | 1.36 | | 1.66 | | 21 |
R4 | | 19.44 | | 0.37 | | 2.04 | | 2.41 | | (0.35) | | (1.44) | | (1.79) | | 20.06 | | 13.85 | | 53,957 | | 1.07 | | 1.07 | | 1.96 | | 21 |
R5 | | 19.54 | | 0.43 | | 2.04 | | 2.47 | | (0.41) | | (1.44) | | (1.85) | | 20.16 | | 14.14 | | 81,758 | | 0.76 | | 0.76 | | 2.25 | | 21 |
R6 | | 19.58 | | 0.45 | | 2.05 | | 2.50 | | (0.43) | | (1.44) | | (1.87) | | 20.21 | | 14.29 | | 52,201 | | 0.66 | | 0.66 | | 2.33 | | 21 |
Y | | 19.58 | | 0.45 | | 2.05 | | 2.50 | | (0.42) | | (1.44) | | (1.86) | | 20.22 | | 14.21 | | 105,015 | | 0.73 | | 0.71 | | 2.34 | | 21 |
F | | 19.29 | | 0.44 | | 2.01 | | 2.45 | | (0.43) | | (1.44) | | (1.87) | | 19.87 | | 14.24 | | 922,012 | | 0.66 | | 0.66 | | 2.34 | | 21 |
For the Year Ended October 31, 2018 |
A | | $ 20.64 | | $ 0.38 | | $ (0.24) | | $ 0.14 | | $ (0.35) | | $ (1.04) | | $ (1.39) | | $ 19.39 | | 0.49% | | $ 1,508,580 | | 1.00% | | 1.00% | | 1.90% | | 22% |
C | | 20.53 | | 0.23 | | (0.23) | | — | | (0.20) | | (1.04) | | (1.24) | | 19.29 | | (0.22) | | 330,741 | | 1.75 | | 1.75 | | 1.16 | | 22 |
I | | 20.54 | | 0.43 | | (0.24) | | 0.19 | | (0.40) | | (1.04) | | (1.44) | | 19.29 | | 0.77 | | 1,157,708 | | 0.74 | | 0.74 | | 2.14 | | 22 |
R3 | | 20.66 | | 0.31 | | (0.25) | | 0.06 | | (0.27) | | (1.04) | | (1.31) | | 19.41 | | 0.12 | | 46,820 | | 1.36 | | 1.36 | | 1.53 | | 22 |
R4 | | 20.69 | | 0.37 | | (0.24) | | 0.13 | | (0.34) | | (1.04) | | (1.38) | | 19.44 | | 0.43 | | 70,446 | | 1.06 | | 1.06 | | 1.83 | | 22 |
R5 | | 20.78 | | 0.43 | | (0.23) | | 0.20 | | (0.40) | | (1.04) | | (1.44) | | 19.54 | | 0.78 | | 79,557 | | 0.76 | | 0.76 | | 2.13 | | 22 |
R6 | | 20.83 | | 0.45 | | (0.24) | | 0.21 | | (0.42) | | (1.04) | | (1.46) | | 19.58 | | 0.83 | | 34,957 | | 0.66 | | 0.66 | | 2.22 | | 22 |
Y | | 20.83 | | 0.45 | | (0.25) | | 0.20 | | (0.41) | | (1.04) | | (1.45) | | 19.58 | | 0.79 | | 140,057 | | 0.70 | | 0.70 | | 2.19 | | 22 |
F | | 20.54 | | 0.45 | | (0.24) | | 0.21 | | (0.42) | | (1.04) | | (1.46) | | 19.29 | | 0.85 | | 774,529 | | 0.65 | | 0.65 | | 2.23 | | 22 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Growth Opportunities Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 30.49 | | $ (0.09) | | $ 3.87 | | $ 3.78 | | $ — | | $ — | | $ — | | $ 34.27 | | 12.40% (4) | | $ 2,088,782 | | 1.11% (5) | | 1.10% (5) | | (0.54)% (5) | | 51% |
C | | 7.68 | | (0.05) | | 0.97 | | 0.92 | | — | | — | | — | | 8.60 | | 11.98 (4) | | 118,604 | | 1.89 (5) | | 1.89 (5) | | (1.32) (5) | | 51 |
I | | 33.77 | | (0.05) | | 4.28 | | 4.23 | | — | | — | | — | | 38.00 | | 12.53 (4) | | 890,236 | | 0.85 (5) | | 0.85 (5) | | (0.29) (5) | | 51 |
R3 | | 30.04 | | (0.14) | | 3.80 | | 3.66 | | — | | — | | — | | 33.70 | | 12.18 (4) | | 29,934 | | 1.45 (5) | | 1.45 (5) | | (0.89) (5) | | 51 |
R4 | | 33.76 | | (0.10) | | 4.27 | | 4.17 | | — | | — | | — | | 37.93 | | 12.35 (4) | | 42,833 | | 1.15 (5) | | 1.14 (5) | | (0.58) (5) | | 51 |
R5 | | 37.13 | | (0.06) | | 4.71 | | 4.65 | | — | | — | | — | | 41.78 | | 12.52 (4) | | 12,896 | | 0.86 (5) | | 0.86 (5) | | (0.29) (5) | | 51 |
R6 | | 38.28 | | (0.04) | | 4.86 | | 4.82 | | — | | — | | — | | 43.10 | | 12.59 (4) | | 37,850 | | 0.75 (5) | | 0.75 (5) | | (0.18) (5) | | 51 |
Y | | 38.16 | | (0.05) | | 4.83 | | 4.78 | | — | | — | | — | | 42.94 | | 12.53 (4) | | 85,978 | | 0.85 (5) | | 0.85 (5) | | (0.25) (5) | | 51 |
F | | 34.05 | | (0.03) | | 4.31 | | 4.28 | | — | | — | | — | | 38.33 | | 12.57 (4) | | 751,887 | | 0.74 (5) | | 0.74 (5) | | (0.18) (5) | | 51 |
For the Year Ended October 31, 2022 |
A | | $ 62.10 | | $ (0.31) | | $ (19.34) | | $ (19.65) | | $ — | | $ (11.96) | | $ (11.96) | | $ 30.49 | | (38.47)% | | $ 1,981,665 | | 1.09% | | 1.08% | | (0.79)% | | 95% |
C | | 25.14 | | (0.16) | | (5.34) | | (5.50) | | — | | (11.96) | | (11.96) | | 7.68 | | (38.93) | | 130,590 | | 1.85 | | 1.85 | | (1.58) | | 95 |
I | | 67.29 | | (0.24) | | (21.32) | | (21.56) | | — | | (11.96) | | (11.96) | | 33.77 | | (38.31) | | 941,202 | | 0.84 | | 0.84 | | (0.56) | | 95 |
R3 | | 61.55 | | (0.44) | | (19.11) | | (19.55) | | — | | (11.96) | | (11.96) | | 30.04 | | (38.69) | | 29,520 | | 1.45 | | 1.45 | | (1.16) | | 95 |
R4 | | 67.45 | | (0.36) | | (21.37) | | (21.73) | | — | | (11.96) | | (11.96) | | 33.76 | | (38.50) | | 42,391 | | 1.14 | | 1.14 | | (0.85) | | 95 |
R5 | | 72.75 | | (0.26) | | (23.40) | | (23.66) | | — | | (11.96) | | (11.96) | | 37.13 | | (38.33) | | 13,784 | | 0.85 | | 0.85 | | (0.56) | | 95 |
R6 | | 74.55 | | (0.22) | | (24.09) | | (24.31) | | — | | (11.96) | | (11.96) | | 38.28 | | (38.26) | | 39,511 | | 0.74 | | 0.74 | | (0.45) | | 95 |
Y | | 74.41 | | (0.26) | | (24.03) | | (24.29) | | — | | (11.96) | | (11.96) | | 38.16 | | (38.32) | | 333,299 | | 0.84 | | 0.84 | | (0.54) | | 95 |
F | | 67.69 | | (0.19) | | (21.49) | | (21.68) | | — | | (11.96) | | (11.96) | | 34.05 | | (38.25) | | 696,706 | | 0.74 | | 0.74 | | (0.44) | | 95 |
For the Year Ended October 31, 2021 |
A | | $ 54.65 | | $ (0.47) | | $ 15.83 | | $ 15.36 | | $ — | | $ (7.91) | | $ (7.91) | | $ 62.10 | | 30.45% | | $ 3,650,083 | | 1.07% | | 1.06% | | (0.80)% | | 87% |
C | | 26.47 | | (0.38) | | 6.96 | | 6.58 | | — | | (7.91) | | (7.91) | | 25.14 | | 29.47 | | 321,097 | | 1.83 | | 1.83 | | (1.57) | | 87 |
I | | 58.51 | | (0.36) | | 17.05 | | 16.69 | | — | | (7.91) | | (7.91) | | 67.29 | | 30.75 | | 2,124,160 | | 0.82 | | 0.82 | | (0.56) | | 87 |
R3 | | 54.41 | | (0.68) | | 15.73 | | 15.05 | | — | | (7.91) | | (7.91) | | 61.55 | | 29.96 | | 51,824 | | 1.45 | | 1.44 | | (1.18) | | 87 |
R4 | | 58.79 | | (0.56) | | 17.13 | | 16.57 | | — | | (7.91) | | (7.91) | | 67.45 | | 30.36 | | 76,404 | | 1.14 | | 1.14 | | (0.88) | | 87 |
R5 | | 62.69 | | (0.39) | | 18.36 | | 17.97 | | — | | (7.91) | | (7.91) | | 72.75 | | 30.74 | | 25,000 | | 0.84 | | 0.84 | | (0.58) | | 87 |
R6 | | 64.01 | | (0.34) | | 18.79 | | 18.45 | | — | | (7.91) | | (7.91) | | 74.55 | | 30.87 | | 72,428 | | 0.74 | | 0.74 | | (0.49) | | 87 |
Y | | 63.96 | | (0.40) | | 18.76 | | 18.36 | | — | | (7.91) | | (7.91) | | 74.41 | | 30.74 | | 565,204 | | 0.84 | | 0.83 | | (0.57) | | 87 |
F | | 58.77 | | (0.31) | | 17.14 | | 16.83 | | — | | (7.91) | | (7.91) | | 67.69 | | 30.87 | | 1,197,268 | | 0.73 | | 0.73 | | (0.48) | | 87 |
For the Year Ended October 31, 2020 |
A | | $ 39.45 | | $ (0.30) | | $ 18.03 | | $ 17.73 | | $ — | | $ (2.53) | | $ (2.53) | | $ 54.65 | | 47.69% | | $ 2,939,376 | | 1.10% | | 1.09% | | (0.66)% | | 118% |
C | | 20.50 | | (0.31) | | 8.81 | | 8.50 | | — | | (2.53) | | (2.53) | | 26.47 | | 46.64 | | 322,226 | | 1.85 | | 1.85 | | (1.41) | | 118 |
I | | 41.95 | | (0.19) | | 19.28 | | 19.09 | | — | | (2.53) | | (2.53) | | 58.51 | | 48.12 | | 1,722,100 | | 0.83 | | 0.83 | | (0.39) | | 118 |
R3 | | 39.41 | | (0.44) | | 17.97 | | 17.53 | | — | | (2.53) | | (2.53) | | 54.41 | | 47.21 | | 47,880 | | 1.44 | | 1.43 | | (0.99) | | 118 |
R4 | | 42.26 | | (0.33) | | 19.39 | | 19.06 | | — | | (2.53) | | (2.53) | | 58.79 | | 47.67 | | 70,918 | | 1.13 | | 1.13 | | (0.69) | | 118 |
R5 | | 44.78 | | (0.20) | | 20.64 | | 20.44 | | — | | (2.53) | | (2.53) | | 62.69 | | 48.09 | | 23,170 | | 0.85 | | 0.85 | | (0.40) | | 118 |
R6 | | 45.63 | | (0.17) | | 21.08 | | 20.91 | | — | | (2.53) | | (2.53) | | 64.01 | | 48.23 | | 40,559 | | 0.74 | | 0.74 | | (0.31) | | 118 |
Y | | 45.62 | | (0.20) | | 21.07 | | 20.87 | | — | | (2.53) | | (2.53) | | 63.96 | | 48.15 | | 433,672 | | 0.83 | | 0.78 | | (0.38) | | 118 |
F | | 42.09 | | (0.15) | | 19.36 | | 19.21 | | — | | (2.53) | | (2.53) | | 58.77 | | 48.25 | | 795,206 | | 0.74 | | 0.74 | | (0.31) | | 118 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Growth Opportunities Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 45.89 | | $ (0.25) | | $ 4.35 | | $ 4.10 | | $ — | | $ (10.54) | | $ (10.54) | | $ 39.45 | | 13.64% | | $ 2,089,246 | | 1.12% | | 1.11% | | (0.64)% | | 66% |
C | | 29.36 | | (0.29) | | 1.97 | | 1.68 | | — | | (10.54) | | (10.54) | | 20.50 | | 12.79 | | 281,545 | | 1.86 | | 1.86 | | (1.39) | | 66 |
I | | 47.99 | | (0.16) | | 4.66 | | 4.50 | | — | | (10.54) | | (10.54) | | 41.95 | | 13.94 | | 1,500,756 | | 0.85 | | 0.85 | | (0.38) | | 66 |
R3 | | 45.98 | | (0.39) | | 4.36 | | 3.97 | | — | | (10.54) | | (10.54) | | 39.41 | | 13.25 | | 44,757 | | 1.47 | | 1.46 | | (1.00) | | 66 |
R4 | | 48.38 | | (0.29) | | 4.71 | | 4.42 | | — | | (10.54) | | (10.54) | | 42.26 | | 13.57 | | 67,104 | | 1.15 | | 1.15 | | (0.69) | | 66 |
R5 | | 50.48 | | (0.17) | | 5.01 | | 4.84 | | — | | (10.54) | | (10.54) | | 44.78 | | 13.92 | | 25,396 | | 0.85 | | 0.85 | | (0.39) | | 66 |
R6 | | 51.18 | | (0.13) | | 5.12 | | 4.99 | | — | | (10.54) | | (10.54) | | 45.63 | | 14.03 | | 22,765 | | 0.75 | | 0.75 | | (0.29) | | 66 |
Y | | 51.18 | | (0.15) | | 5.13 | | 4.98 | | — | | (10.54) | | (10.54) | | 45.62 | | 14.00 | | 164,390 | | 0.83 | | 0.79 | | (0.33) | | 66 |
F | | 48.07 | | (0.12) | | 4.68 | | 4.56 | | — | | (10.54) | | (10.54) | | 42.09 | | 14.07 | | 526,379 | | 0.74 | | 0.74 | | (0.28) | | 66 |
For the Year Ended October 31, 2018 |
A | | $ 46.20 | | $ (0.29) | | $ 3.86 | | $ 3.57 | | $ — | | $ (3.88) | | $ (3.88) | | $ 45.89 | | 8.31% | | $ 2,013,200 | | 1.11% | | 1.11% | | (0.61)% | | 122% |
C | | 31.15 | | (0.41) | | 2.50 | | 2.09 | | — | | (3.88) | | (3.88) | | 29.36 | | 7.49 | | 321,653 | | 1.85 | | 1.85 | | (1.35) | | 122 |
I | | 48.01 | | (0.17) | | 4.03 | | 3.86 | | — | | (3.88) | | (3.88) | | 47.99 | | 8.62 | | 1,674,141 | | 0.84 | | 0.84 | | (0.34) | | 122 |
R3 | | 46.43 | | (0.45) | | 3.88 | | 3.43 | | — | | (3.88) | | (3.88) | | 45.98 | | 7.94 | | 47,707 | | 1.46 | | 1.45 | | (0.95) | | 122 |
R4 | | 48.52 | | (0.32) | | 4.06 | | 3.74 | | — | | (3.88) | | (3.88) | | 48.38 | | 8.28 | | 79,229 | | 1.15 | | 1.15 | | (0.65) | | 122 |
R5 | | 50.31 | | (0.18) | | 4.23 | | 4.05 | | — | | (3.88) | | (3.88) | | 50.48 | | 8.60 | | 19,708 | | 0.86 | | 0.86 | | (0.35) | | 122 |
R6 | | 50.91 | | (0.14) | | 4.29 | | 4.15 | | — | | (3.88) | | (3.88) | | 51.18 | | 8.71 | | 12,061 | | 0.75 | | 0.75 | | (0.26) | | 122 |
Y | | 50.92 | | (0.15) | | 4.29 | | 4.14 | | — | | (3.88) | | (3.88) | | 51.18 | | 8.68 | | 127,721 | | 0.78 | | 0.78 | | (0.28) | | 122 |
F | | 48.05 | | (0.12) | | 4.02 | | 3.90 | | — | | (3.88) | | (3.88) | | 48.07 | | 8.71 | | 401,565 | | 0.75 | | 0.75 | | (0.25) | | 122 |
The Hartford Healthcare Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 34.67 | | $ (0.03) | | $ 1.12 | | $ 1.09 | | $ — | | $ (0.36) | | $ (0.36) | | $ 35.40 | | 3.13% (4) | | $ 705,285 | | 1.27% (5) | | 1.27% (5) | | (0.16)% (5) | | 18% |
C | | 24.39 | | (0.11) | | 0.78 | | 0.67 | | — | | (0.36) | | (0.36) | | 24.70 | | 2.73 (4) | | 68,634 | | 2.06 (5) | | 2.06 (5) | | (0.94) (5) | | 18 |
I | | 37.68 | | 0.02 | | 1.21 | | 1.23 | | — | | (0.36) | | (0.36) | | 38.55 | | 3.26 (4) | | 295,540 | | 1.01 (5) | | 1.01 (5) | | 0.11 (5) | | 18 |
R3 | | 35.46 | | (0.09) | | 1.15 | | 1.06 | | — | | (0.36) | | (0.36) | | 36.16 | | 2.98 (4) | | 24,304 | | 1.61 (5) | | 1.61 (5) | | (0.50) (5) | | 18 |
R4 | | 38.59 | | (0.04) | | 1.25 | | 1.21 | | — | | (0.36) | | (0.36) | | 39.44 | | 3.13 (4) | | 14,953 | | 1.32 (5) | | 1.32 (5) | | (0.20) (5) | | 18 |
R5 | | 41.63 | | 0.02 | | 1.34 | | 1.36 | | — | | (0.36) | | (0.36) | | 42.63 | | 3.26 (4) | | 9,334 | | 1.02 (5) | | 1.02 (5) | | 0.10 (5) | | 18 |
R6 | | 42.53 | | 0.04 | | 1.38 | | 1.42 | | — | | (0.36) | | (0.36) | | 43.59 | | 3.33 (4) | | 56,731 | | 0.90 (5) | | 0.90 (5) | | 0.21 (5) | | 18 |
Y | | 42.40 | | 0.02 | | 1.37 | | 1.39 | | — | | (0.36) | | (0.36) | | 43.43 | | 3.27 (4) | | 49,217 | | 1.01 (5) | | 1.01 (5) | | 0.10 (5) | | 18 |
F | | 37.93 | | 0.04 | | 1.23 | | 1.27 | | — | | (0.36) | | (0.36) | | 38.84 | | 3.34 (4) | | 31,713 | | 0.90 (5) | | 0.90 (5) | | 0.21 (5) | | 18 |
For the Year Ended October 31, 2022 |
A | | $ 44.57 | | $ (0.10) | | $ (5.43) | | $ (5.53) | | $ — | | $ (4.37) | | $ (4.37) | | $ 34.67 | | (13.39)% | | $ 710,176 | | 1.26% | | 1.26% | | (0.27)% | | 33% |
C | | 32.92 | | (0.27) | | (3.89) | | (4.16) | | — | | (4.37) | | (4.37) | | 24.39 | | (14.05) | | 84,595 | | 2.03 | | 2.03 | | (1.04) | | 33 |
I | | 47.93 | | (0.00) (7) | | (5.88) | | (5.88) | | — | | (4.37) | | (4.37) | | 37.68 | | (13.16) | | 329,897 | | 1.00 | | 1.00 | | (0.01) | | 33 |
R3 | | 45.63 | | (0.23) | | (5.57) | | (5.80) | | — | | (4.37) | | (4.37) | | 35.46 | | (13.70) | | 24,849 | | 1.61 | | 1.61 | | (0.62) | | 33 |
R4 | | 49.12 | | (0.13) | | (6.03) | | (6.16) | | — | | (4.37) | | (4.37) | | 38.59 | | (13.44) | | 16,006 | | 1.30 | | 1.30 | | (0.31) | | 33 |
R5 | | 52.49 | | (0.01) | | (6.48) | | (6.49) | | — | | (4.37) | | (4.37) | | 41.63 | | (13.18) | | 10,102 | | 1.01 | | 1.01 | | (0.02) | | 33 |
R6 | | 53.47 | | (0.02) | | (6.55) | | (6.57) | | — | | (4.37) | | (4.37) | | 42.53 | | (13.08) | | 55,392 | | 0.90 | | 0.90 | | (0.05) | | 33 |
Y | | 53.38 | | 0.00 (7) | | (6.61) | | (6.61) | | — | | (4.37) | | (4.37) | | 42.40 | | (13.19) | | 52,172 | | 1.00 | | 1.00 | | 0.01 | | 33 |
F | | 48.18 | | 0.04 | | (5.92) | | (5.88) | | — | | (4.37) | | (4.37) | | 37.93 | | (13.09) | | 34,909 | | 0.90 | | 0.90 | | 0.09 | | 33 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Healthcare Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 40.91 | | $ (0.15) | | $ 8.98 | | $ 8.83 | | $ — | | $ (5.17) | | $ (5.17) | | $ 44.57 | | 22.88% | | $ 883,719 | | 1.25% | | 1.24% | | (0.36)% | | 51% |
C | | 31.63 | | (0.36) | | 6.82 | | 6.46 | | — | | (5.17) | | (5.17) | | 32.92 | | 21.98 | | 134,574 | | 2.01 | | 2.01 | | (1.12) | | 51 |
I | | 43.53 | | (0.04) | | 9.61 | | 9.57 | | — | | (5.17) | | (5.17) | | 47.93 | | 23.23 | | 463,673 | | 0.98 | | 0.98 | | (0.10) | | 51 |
R3 | | 41.90 | | (0.31) | | 9.21 | | 8.90 | | — | | (5.17) | | (5.17) | | 45.63 | | 22.46 | | 32,550 | | 1.59 | | 1.59 | | (0.70) | | 51 |
R4 | | 44.63 | | (0.19) | | 9.85 | | 9.66 | | — | | (5.17) | | (5.17) | | 49.12 | | 22.83 | | 25,818 | | 1.29 | | 1.29 | | (0.40) | | 51 |
R5 | | 47.24 | | (0.06) | | 10.48 | | 10.42 | | — | | (5.17) | | (5.17) | | 52.49 | | 23.21 | | 12,933 | | 1.00 | | 1.00 | | (0.11) | | 51 |
R6 | | 47.99 | | (0.00) (7) | | 10.65 | | 10.65 | | — | | (5.17) | | (5.17) | | 53.47 | | 23.33 | | 6,091 | | 0.89 | | 0.89 | | (0.00) (8) | | 51 |
Y | | 47.95 | | (0.05) | | 10.65 | | 10.60 | | — | | (5.17) | | (5.17) | | 53.38 | | 23.24 | | 122,793 | | 0.99 | | 0.98 | | (0.09) | | 51 |
F | | 43.70 | | (0.00) (7) | | 9.65 | | 9.65 | | — | | (5.17) | | (5.17) | | 48.18 | | 23.34 | | 46,477 | | 0.89 | | 0.89 | | (0.00) (8) | | 51 |
For the Year Ended October 31, 2020 |
A | | $ 35.63 | | $ (0.13) | | $ 7.77 | | $ 7.64 | | $ — | | $ (2.36) | | $ (2.36) | | $ 40.91 | | 22.17% | | $ 746,242 | | 1.28% | | 1.28% | | (0.33)% | | 49% |
C | | 28.24 | | (0.33) | | 6.08 | | 5.75 | | — | | (2.36) | | (2.36) | | 31.63 | | 21.21 | | 139,847 | | 2.04 | | 2.04 | | (1.09) | | 49 |
I | | 37.68 | | (0.02) | | 8.23 | | 8.21 | | — | | (2.36) | | (2.36) | | 43.53 | | 22.49 | | 376,518 | | 0.99 | | 0.99 | | (0.05) | | 49 |
R3 | | 36.56 | | (0.26) | | 7.96 | | 7.70 | | — | | (2.36) | | (2.36) | | 41.90 | | 21.74 | | 31,090 | | 1.61 | | 1.61 | | (0.65) | | 49 |
R4 | | 38.69 | | (0.15) | | 8.45 | | 8.30 | | — | | (2.36) | | (2.36) | | 44.63 | | 22.12 | | 25,078 | | 1.30 | | 1.30 | | (0.35) | | 49 |
R5 | | 40.71 | | (0.03) | | 8.92 | | 8.89 | | — | | (2.36) | | (2.36) | | 47.24 | | 22.48 | | 10,937 | | 1.01 | | 1.01 | | (0.07) | | 49 |
R6 | | 41.28 | | 0.02 | | 9.05 | | 9.07 | | — | | (2.36) | | (2.36) | | 47.99 | | 22.61 | | 3,885 | | 0.90 | | 0.90 | | 0.04 | | 49 |
Y | | 41.27 | | (0.01) | | 9.05 | | 9.04 | | — | | (2.36) | | (2.36) | | 47.95 | | 22.55 | | 97,263 | | 1.00 | | 0.95 | | (0.01) | | 49 |
F | | 37.79 | | 0.02 | | 8.25 | | 8.27 | | — | | (2.36) | | (2.36) | | 43.70 | | 22.59 | | 34,808 | | 0.90 | | 0.90 | | 0.04 | | 49 |
For the Year Ended October 31, 2019 |
A | | $ 34.38 | | $ (0.10) | | $ 3.83 | | $ 3.73 | | $ — | | $ (2.48) | | $ (2.48) | | $ 35.63 | | 12.02% | | $ 666,181 | | 1.30% | | 1.30% | | (0.30)% | | 35% |
C | | 27.98 | | (0.28) | | 3.02 | | 2.74 | | — | | (2.48) | | (2.48) | | 28.24 | | 11.17 | | 138,539 | | 2.05 | | 2.05 | | (1.06) | | 35 |
I | | 36.11 | | 0.00 (7) | | 4.05 | | 4.05 | | — | | (2.48) | | (2.48) | | 37.68 | | 12.36 | | 297,000 | | 1.01 | | 1.01 | | (0.01) | | 35 |
R3 | | 35.32 | | (0.21) | | 3.93 | | 3.72 | | — | | (2.48) | | (2.48) | | 36.56 | | 11.66 | | 33,948 | | 1.62 | | 1.62 | | (0.62) | | 35 |
R4 | | 37.12 | | (0.12) | | 4.17 | | 4.05 | | — | | (2.48) | | (2.48) | | 38.69 | | 12.00 | | 26,699 | | 1.32 | | 1.32 | | (0.32) | | 35 |
R5 | | 38.82 | | (0.01) | | 4.38 | | 4.37 | | — | | (2.48) | | (2.48) | | 40.71 | | 12.32 | | 6,170 | | 1.02 | | 1.02 | | (0.04) | | 35 |
R6 (9) | | 39.22 | | 0.02 | | 2.04 | | 2.06 | | — | | — | | — | | 41.28 | | 5.25 (4) | | 1,341 | | 0.91 (5) | | 0.91 (5) | | 0.06 (5) | | 35 |
Y | | 39.29 | | 0.01 | | 4.45 | | 4.46 | | — | | (2.48) | | (2.48) | | 41.27 | | 12.40 | | 72,515 | | 0.97 | | 0.96 | | 0.03 | | 35 |
F | | 36.17 | | 0.02 | | 4.08 | | 4.10 | | — | | (2.48) | | (2.48) | | 37.79 | | 12.48 | | 29,108 | | 0.91 | | 0.91 | | 0.06 | | 35 |
For the Year Ended October 31, 2018 |
A | | $ 34.86 | | $ (0.14) | | $ 1.45 | | $ 1.31 | | $ — | | $ (1.79) | | $ (1.79) | | $ 34.38 | | 3.86% | | $ 682,175 | | 1.28% | | 1.28% | | (0.40)% | | 27% |
C | | 28.90 | | (0.33) | | 1.20 | | 0.87 | | — | | (1.79) | | (1.79) | | 27.98 | | 3.10 | | 160,084 | | 2.03 | | 2.02 | | (1.13) | | 27 |
I | | 36.43 | | (0.04) | | 1.51 | | 1.47 | | — | | (1.79) | | (1.79) | | 36.11 | | 4.15 | | 379,392 | | 1.00 | | 1.00 | | (0.11) | | 27 |
R3 | | 35.87 | | (0.26) | | 1.50 | | 1.24 | | — | | (1.79) | | (1.79) | | 35.32 | | 3.55 | | 38,412 | | 1.61 | | 1.61 | | (0.72) | | 27 |
R4 | | 37.50 | | (0.16) | | 1.57 | | 1.41 | | — | | (1.79) | | (1.79) | | 37.12 | | 3.86 | | 32,373 | | 1.30 | | 1.30 | | (0.42) | | 27 |
R5 | | 39.03 | | (0.05) | | 1.63 | | 1.58 | | — | | (1.79) | | (1.79) | | 38.82 | | 4.15 | | 7,757 | | 1.02 | | 1.02 | | (0.13) | | 27 |
Y | | 39.45 | | (0.01) | | 1.64 | | 1.63 | | — | | (1.79) | | (1.79) | | 39.29 | | 4.24 | | 52,896 | | 0.92 | | 0.92 | | (0.03) | | 27 |
F | | 36.45 | | — | | 1.51 | | 1.51 | | — | | (1.79) | | (1.79) | | 36.17 | | 4.26 | | 76,003 | | 0.90 | | 0.90 | | (0.01) | | 27 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford MidCap Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 24.51 | | $ (0.04) | | $ 1.41 | | $ 1.37 | | $ — | | $ (2.25) | | $ (2.25) | | $ 23.63 | | 5.73% (4) | | $ 2,234,701 | | 1.12% (5) | | 1.11% (5) | | (0.34)% (5) | | 10% |
C | | 13.88 | | (0.07) | | 0.78 | | 0.71 | | — | | (2.25) | | (2.25) | | 12.34 | | 5.31 (4) | | 178,586 | | 1.89 (5) | | 1.89 (5) | | (1.12) (5) | | 10 |
I | | 25.85 | | (0.01) | | 1.49 | | 1.48 | | — | | (2.25) | | (2.25) | | 25.08 | | 5.86 (4) | | 1,357,256 | | 0.85 (5) | | 0.85 (5) | | (0.07) (5) | | 10 |
R3 | | 28.24 | | (0.10) | | 1.63 | | 1.53 | | — | | (2.25) | | (2.25) | | 27.52 | | 5.53 (4) | | 60,899 | | 1.47 (5) | | 1.46 (5) | | (0.69) (5) | | 10 |
R4 | | 30.20 | | (0.05) | | 1.73 | | 1.68 | | — | | (2.25) | | (2.25) | | 29.63 | | 5.67 (4) | | 69,641 | | 1.17 (5) | | 1.14 (5) | | (0.37) (5) | | 10 |
R5 | | 31.72 | | (0.01) | | 1.83 | | 1.82 | | — | | (2.25) | | (2.25) | | 31.29 | | 5.85 (4) | | 67,829 | | 0.86 (5) | | 0.86 (5) | | (0.09) (5) | | 10 |
R6 | | 32.27 | | (0.00) (7) | | 1.87 | | 1.87 | | — | | (2.25) | | (2.25) | | 31.89 | | 5.91 (4) | | 591,171 | | 0.75 (5) | | 0.75 (5) | | 0.02 (5) | | 10 |
Y | | 32.19 | | (0.01) | | 1.86 | | 1.85 | | — | | (2.25) | | (2.25) | | 31.79 | | 5.86 (4) | | 387,725 | | 0.86 (5) | | 0.83 (5) | | (0.05) (5) | | 10 |
F | | 26.02 | | (0.00) (7) | | 1.51 | | 1.51 | | — | | (2.25) | | (2.25) | | 25.28 | | 5.95 (4) | | 1,907,031 | | 0.75 (5) | | 0.75 (5) | | 0.02 (5) | | 10 |
For the Year Ended October 31, 2022 |
A | | $ 37.01 | | $ (0.10) | | $ (8.08) | | $ (8.18) | | $ (0.16) | | $ (4.16) | | $ (4.32) | | $ 24.51 | | (24.83)% | | $ 2,303,790 | | 1.09% | | 1.09% | | (0.35)% | | 44% |
C | | 22.89 | | (0.19) | | (4.62) | | (4.81) | | (0.04) | | (4.16) | | (4.20) | | 13.88 | | (25.38) | | 208,963 | | 1.86 | | 1.86 | | (1.14) | | 44 |
I | | 38.77 | | (0.04) | | (8.49) | | (8.53) | | (0.23) | | (4.16) | | (4.39) | | 25.85 | | (24.63) | | 1,712,201 | | 0.87 | | 0.86 | | (0.12) | | 44 |
R3 | | 41.94 | | (0.23) | | (9.31) | | (9.54) | | — | | (4.16) | | (4.16) | | 28.24 | | (25.08) | | 61,073 | | 1.46 | | 1.45 | | (0.71) | | 44 |
R4 | | 44.51 | | (0.15) | | (9.91) | | (10.06) | | (0.09) | | (4.16) | | (4.25) | | 30.20 | | (24.83) | | 86,083 | | 1.16 | | 1.14 | | (0.42) | | 44 |
R5 | | 46.54 | | (0.06) | | (10.38) | | (10.44) | | (0.22) | | (4.16) | | (4.38) | | 31.72 | | (24.62) | | 93,005 | | 0.86 | | 0.86 | | (0.15) | | 44 |
R6 | | 47.29 | | (0.03) | | (10.55) | | (10.58) | | (0.28) | | (4.16) | | (4.44) | | 32.27 | | (24.56) | | 758,617 | | 0.74 | | 0.74 | | (0.08) | | 44 |
Y | | 47.18 | | (0.04) | | (10.53) | | (10.57) | | (0.26) | | (4.16) | | (4.42) | | 32.19 | | (24.58) | | 438,595 | | 0.84 | | 0.79 | | (0.10) | | 44 |
F | | 39.01 | | (0.00) (7) | | (8.55) | | (8.55) | | (0.28) | | (4.16) | | (4.44) | | 26.02 | | (24.56) | | 1,937,017 | | 0.74 | | 0.74 | | (0.00) (8) | | 44 |
For the Year Ended October 31, 2021 |
A | | $ 30.63 | | $ 0.10 | | $ 10.24 | | $ 10.34 | | $ — | | $ (3.96) | | $ (3.96) | | $ 37.01 | | 35.51% | | $ 3,446,674 | | 1.08% | | 1.08% | | 0.28% | | 28% |
C | | 20.34 | | (0.12) | | 6.63 | | 6.51 | | — | | (3.96) | | (3.96) | | 22.89 | | 34.49 | | 381,566 | | 1.84 | | 1.84 | | (0.52) | | 28 |
I | | 31.87 | | 0.20 | | 10.66 | | 10.86 | | — | | (3.96) | | (3.96) | | 38.77 | | 35.79 | | 3,960,713 | | 0.86 | | 0.85 | | 0.53 | | 28 |
R3 | | 34.38 | | (0.05) | | 11.57 | | 11.52 | | — | | (3.96) | | (3.96) | | 41.94 | | 35.03 | | 100,113 | | 1.45 | | 1.45 | | (0.12) | | 28 |
R4 | | 36.18 | | 0.08 | | 12.21 | | 12.29 | | — | | (3.96) | | (3.96) | | 44.51 | | 35.45 | | 189,348 | | 1.15 | | 1.13 | | 0.18 | | 28 |
R5 | | 37.58 | | 0.23 | | 12.69 | | 12.92 | | — | | (3.96) | | (3.96) | | 46.54 | | 35.84 | | 319,470 | | 0.83 | | 0.83 | | 0.52 | | 28 |
R6 | | 38.09 | | 0.26 | | 12.90 | | 13.16 | | — | | (3.96) | | (3.96) | | 47.29 | | 36.00 | | 1,659,582 | | 0.74 | | 0.74 | | 0.57 | | 28 |
Y | | 38.02 | | 0.24 | | 12.88 | | 13.12 | | — | | (3.96) | | (3.96) | | 47.18 | | 35.96 | | 970,296 | | 0.84 | | 0.77 | | 0.52 | | 28 |
F | | 32.00 | | 0.23 | | 10.74 | | 10.97 | | — | | (3.96) | | (3.96) | | 39.01 | | 36.01 | | 2,898,529 | | 0.74 | | 0.74 | | 0.61 | | 28 |
For the Year Ended October 31, 2020 |
A | | $ 30.34 | | $ (0.08) | | $ 2.00 | | $ 1.92 | | $ — | | $ (1.63) | | $ (1.63) | | $ 30.63 | | 6.48% | | $ 2,724,316 | | 1.11% | | 1.11% | | (0.27)% | | 45% |
C | | 20.83 | | (0.20) | | 1.34 | | 1.14 | | — | | (1.63) | | (1.63) | | 20.34 | | 5.63 | | 380,033 | | 1.87 | | 1.87 | | (1.02) | | 45 |
I | | 31.43 | | (0.01) | | 2.08 | | 2.07 | | — | | (1.63) | | (1.63) | | 31.87 | | 6.74 | | 3,867,925 | | 0.88 | | 0.87 | | (0.04) | | 45 |
R3 | | 33.98 | | (0.21) | | 2.24 | | 2.03 | | — | | (1.63) | | (1.63) | | 34.38 | | 6.09 | | 92,023 | | 1.47 | | 1.47 | | (0.63) | | 45 |
R4 | | 35.57 | | (0.10) | | 2.34 | | 2.24 | | — | | (1.63) | | (1.63) | | 36.18 | | 6.42 | | 205,114 | | 1.16 | | 1.14 | | (0.30) | | 45 |
R5 | | 36.77 | | 0.00 (7) | | 2.44 | | 2.44 | | — | | (1.63) | | (1.63) | | 37.58 | | 6.77 | | 371,791 | | 0.85 | | 0.85 | | 0.00 (8) | | 45 |
R6 | | 37.22 | | 0.03 | | 2.47 | | 2.50 | | — | | (1.63) | | (1.63) | | 38.09 | | 6.85 | | 1,759,581 | | 0.75 | | 0.75 | | 0.08 | | 45 |
Y | | 37.17 | | 0.02 | | 2.46 | | 2.48 | | — | | (1.63) | | (1.63) | | 38.02 | | 6.81 | | 1,144,624 | | 0.85 | | 0.79 | | 0.06 | | 45 |
F | | 31.52 | | 0.03 | | 2.08 | | 2.11 | | — | | (1.63) | | (1.63) | | 32.00 | | 6.85 | | 2,422,752 | | 0.75 | | 0.75 | | 0.09 | | 45 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford MidCap Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 30.03 | | $ (0.09) | | $ 3.80 | | $ 3.71 | | $ — | | $ (3.40) | | $ (3.40) | | $ 30.34 | | 14.93% | | $ 2,820,971 | | 1.11% | | 1.10% | | (0.32)% | | 31% |
C | | 21.90 | | (0.22) | | 2.55 | | 2.33 | | — | | (3.40) | | (3.40) | | 20.83 | | 14.10 | | 498,057 | | 1.86 | | 1.86 | | (1.08) | | 31 |
I | | 30.91 | | (0.02) | | 3.94 | | 3.92 | | — | | (3.40) | | (3.40) | | 31.43 | | 15.25 | | 4,168,592 | | 0.85 | | 0.85 | | (0.06) | | 31 |
R3 | | 33.31 | | (0.22) | | 4.29 | | 4.07 | | — | | (3.40) | | (3.40) | | 33.98 | | 14.54 | | 96,409 | | 1.45 | | 1.45 | | (0.67) | | 31 |
R4 | | 34.59 | | (0.12) | | 4.50 | | 4.38 | | — | | (3.40) | | (3.40) | | 35.57 | | 14.89 | | 266,390 | | 1.16 | | 1.14 | | (0.36) | | 31 |
R5 | | 35.55 | | (0.02) | | 4.64 | | 4.62 | | — | | (3.40) | | (3.40) | | 36.77 | | 15.23 | | 497,712 | | 0.84 | | 0.84 | | (0.07) | | 31 |
R6 | | 35.90 | | 0.02 | | 4.70 | | 4.72 | | — | | (3.40) | | (3.40) | | 37.22 | | 15.37 | | 1,731,890 | | 0.74 | | 0.74 | | 0.04 | | 31 |
Y | | 35.87 | | 0.00 (7) | | 4.70 | | 4.70 | | — | | (3.40) | | (3.40) | | 37.17 | | 15.32 | | 1,571,851 | | 0.82 | | 0.78 | | 0.01 | | 31 |
F | | 30.96 | | 0.01 | | 3.95 | | 3.96 | | — | | (3.40) | | (3.40) | | 31.52 | | 15.36 | | 2,259,594 | | 0.74 | | 0.74 | | 0.04 | | 31 |
For the Year Ended October 31, 2018 |
A | | $ 30.36 | | $ (0.12) | | $ 1.20 | | $ 1.08 | | $ — | | $ (1.41) | | $ (1.41) | | $ 30.03 | | 3.63% | | $ 2,592,610 | | 1.11% | | 1.10% | | (0.39)% | | 37% |
C | | 22.67 | | (0.27) | | 0.91 | | 0.64 | | — | | (1.41) | | (1.41) | | 21.90 | | 2.84 | | 580,708 | | 1.85 | | 1.85 | | (1.14) | | 37 |
I | | 31.12 | | (0.03) | | 1.23 | | 1.20 | | — | | (1.41) | | (1.41) | | 30.91 | | 3.91 | | 3,666,464 | | 0.82 | | 0.82 | | (0.11) | | 37 |
R3 | | 33.64 | | (0.26) | | 1.34 | | 1.08 | | — | | (1.41) | | (1.41) | | 33.31 | | 3.23 | | 102,632 | | 1.46 | | 1.46 | | (0.75) | | 37 |
R4 | | 34.78 | | (0.16) | | 1.38 | | 1.22 | | — | | (1.41) | | (1.41) | | 34.59 | | 3.57 | | 289,049 | | 1.16 | | 1.15 | | (0.43) | | 37 |
R5 | | 35.59 | | (0.05) | | 1.42 | | 1.37 | | — | | (1.41) | | (1.41) | | 35.55 | | 3.89 | | 468,146 | | 0.85 | | 0.85 | | (0.13) | | 37 |
R6 | | 35.90 | | (0.01) | | 1.42 | | 1.41 | | — | | (1.41) | | (1.41) | | 35.90 | | 3.97 | | 1,014,518 | | 0.75 | | 0.75 | | (0.04) | | 37 |
Y | | 35.88 | | (0.02) | | 1.42 | | 1.40 | | — | | (1.41) | | (1.41) | | 35.87 | | 3.95 | | 1,934,520 | | 0.78 | | 0.78 | | (0.06) | | 37 |
F | | 31.15 | | (0.01) | | 1.23 | | 1.22 | | — | | (1.41) | | (1.41) | | 30.96 | | 3.97 | | 1,648,425 | | 0.75 | | 0.75 | | (0.03) | | 37 |
The Hartford MidCap Value Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 16.14 | | $ 0.04 | | $ 0.75 | | $ 0.79 | | $ (0.05) | | $ (1.58) | | $ (1.63) | | $ 15.30 | | 5.06% (4) | | $ 394,027 | | 1.15% (5) | | 1.15% (5) | | 0.49% (5) | | 48% |
C | | 12.36 | | (0.02) | | 0.57 | | 0.55 | | — | | (1.58) | | (1.58) | | 11.33 | | 4.60 (4) | | 6,590 | | 1.95 (5) | | 1.95 (5) | | (0.29) (5) | | 48 |
I | | 16.36 | | 0.06 | | 0.76 | | 0.82 | | (0.09) | | (1.58) | | (1.67) | | 15.51 | | 5.23 (4) | | 40,799 | | 0.85 (5) | | 0.85 (5) | | 0.79 (5) | | 48 |
R3 | | 17.10 | | 0.01 | | 0.80 | | 0.81 | | — | | (1.58) | | (1.58) | | 16.33 | | 4.87 (4) | | 6,077 | | 1.47 (5) | | 1.47 (5) | | 0.18 (5) | | 48 |
R4 | | 17.59 | | 0.04 | | 0.82 | | 0.86 | | (0.04) | | (1.58) | | (1.62) | | 16.83 | | 5.02 (4) | | 4,930 | | 1.18 (5) | | 1.18 (5) | | 0.47 (5) | | 48 |
R5 | | 17.91 | | 0.07 | | 0.84 | | 0.91 | | (0.09) | | (1.58) | | (1.67) | | 17.15 | | 5.24 (4) | | 2,060 | | 0.88 (5) | | 0.88 (5) | | 0.77 (5) | | 48 |
R6 | | 16.37 | | 0.07 | | 0.76 | | 0.83 | | (0.11) | | (1.58) | | (1.69) | | 15.51 | | 5.25 (4) | | 11 | | 0.76 (5) | | 0.76 (5) | | 0.88 (5) | | 48 |
Y | | 17.96 | | 0.07 | | 0.83 | | 0.90 | | (0.08) | | (1.58) | | (1.66) | | 17.20 | | 5.19 (4) | | 7,044 | | 0.87 (5) | | 0.87 (5) | | 0.79 (5) | | 48 |
F | | 16.37 | | 0.07 | | 0.76 | | 0.83 | | (0.11) | | (1.58) | | (1.69) | | 15.51 | | 5.25 (4) | | 481,149 | | 0.76 (5) | | 0.76 (5) | | 0.88 (5) | | 48 |
For the Year Ended October 31, 2022 |
A | | $ 18.14 | | $ 0.05 | | $ (0.75) | | $ (0.70) | | $ (0.01) | | $ (1.29) | | $ (1.30) | | $ 16.14 | | (4.34)% | | $ 368,040 | | 1.16% | | 1.16% | | 0.28% | | 85% |
C | | 14.28 | | (0.07) | | (0.56) | | (0.63) | | — | | (1.29) | | (1.29) | | 12.36 | | (5.07) | | 7,041 | | 1.95 | | 1.95 | | (0.51) | | 85 |
I | | 18.36 | | 0.10 | | (0.75) | | (0.65) | | (0.06) | | (1.29) | | (1.35) | | 16.36 | | (4.01) | | 37,582 | | 0.86 | | 0.86 | | 0.61 | | 85 |
R3 | | 19.18 | | (0.01) | | (0.78) | | (0.79) | | — | | (1.29) | | (1.29) | | 17.10 | | (4.58) | | 6,108 | | 1.49 | | 1.48 | | (0.04) | | 85 |
R4 | | 19.64 | | 0.05 | | (0.81) | | (0.76) | | — | | (1.29) | | (1.29) | | 17.59 | | (4.31) | | 9,121 | | 1.18 | | 1.18 | | 0.26 | | 85 |
R5 | | 19.97 | | 0.10 | | (0.82) | | (0.72) | | (0.05) | | (1.29) | | (1.34) | | 17.91 | | (4.03) | | 2,020 | | 0.89 | | 0.89 | | 0.55 | | 85 |
R6 (10) | | 15.38 | | 0.03 | | 0.96 (11) | | 0.99 | | — | | — | | — | | 16.37 | | 6.47 (4) | | 11 | | 0.77 (5) | | 0.77 (5) | | 0.50 (5) | | 85 |
Y | | 20.02 | | 0.11 | | (0.83) | | (0.72) | | (0.05) | | (1.29) | | (1.34) | | 17.96 | | (4.03) | | 7,814 | | 0.87 | | 0.87 | | 0.55 | | 85 |
F | | 18.37 | | 0.11 | | (0.75) | | (0.64) | | (0.07) | | (1.29) | | (1.36) | | 16.37 | | (3.94) | | 449,385 | | 0.77 | | 0.77 | | 0.68 | | 85 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford MidCap Value Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 12.21 | | $ (0.00) (7) | | $ 5.97 | | $ 5.97 | | $ (0.04) | | $ — | | $ (0.04) | | $ 18.14 | | 48.99% | | $ 363,955 | | 1.18% | | 1.18% | | 0.03% | | 57% |
C | | 9.66 | | (0.09) | | 4.71 | | 4.62 | | — | | — | | — | | 14.28 | | 47.83 | | 8,931 | | 1.96 | | 1.96 | | (0.73) | | 57 |
I | | 12.36 | | 0.06 | | 6.02 | | 6.08 | | (0.08) | | — | | (0.08) | | 18.36 | | 49.39 | | 25,307 | | 0.85 | | 0.85 | | 0.36 | | 57 |
R3 | | 12.91 | | (0.05) | | 6.32 | | 6.27 | | — | | — | | — | | 19.18 | | 48.57 | | 6,973 | | 1.49 | | 1.49 | | (0.28) | | 57 |
R4 | | 13.21 | | (0.00) (7) | | 6.46 | | 6.46 | | (0.03) | | — | | (0.03) | | 19.64 | | 48.99 | | 10,502 | | 1.19 | | 1.19 | | 0.02 | | 57 |
R5 | | 13.44 | | 0.06 | | 6.56 | | 6.62 | | (0.09) | | — | | (0.09) | | 19.97 | | 49.39 | | 2,142 | | 0.89 | | 0.89 | | 0.31 | | 57 |
Y | | 13.47 | | 0.06 | | 6.58 | | 6.64 | | (0.09) | | — | | (0.09) | | 20.02 | | 49.49 | | 15,307 | | 0.88 | | 0.88 | | 0.32 | | 57 |
F | | 12.36 | | 0.07 | | 6.04 | | 6.11 | | (0.10) | | — | | (0.10) | | 18.37 | | 49.64 | | 442,227 | | 0.77 | | 0.77 | | 0.43 | | 57 |
For the Year Ended October 31, 2020 |
A | | $ 14.43 | | $ 0.07 | | $ (1.86) | | $ (1.79) | | $ (0.09) | | $ (0.34) | | $ (0.43) | | $ 12.21 | | (12.86)% | | $ 245,112 | | 1.25% | | 1.25% | | 0.56% | | 61% |
C | | 11.51 | | (0.02) | | (1.49) | | (1.51) | | (0.00) (7) | | (0.34) | | (0.34) | | 9.66 | | (13.55) | | 9,533 | | 2.03 | | 2.03 | | (0.20) | | 61 |
I | | 14.60 | | 0.12 | | (1.88) | | (1.76) | | (0.14) | | (0.34) | | (0.48) | | 12.36 | | (12.58) | | 19,722 | | 0.91 | | 0.91 | | 0.91 | | 61 |
R3 | | 15.22 | | 0.04 | | (1.98) | | (1.94) | | (0.03) | | (0.34) | | (0.37) | | 12.91 | | (13.12) | | 5,317 | | 1.53 | | 1.53 | | 0.30 | | 61 |
R4 | | 15.58 | | 0.08 | | (2.02) | | (1.94) | | (0.09) | | (0.34) | | (0.43) | | 13.21 | | (12.88) | | 8,857 | | 1.23 | | 1.23 | | 0.58 | | 61 |
R5 | | 15.82 | | 0.12 | | (2.04) | | (1.92) | | (0.12) | | (0.34) | | (0.46) | | 13.44 | | (12.60) | | 1,423 | | 0.92 | | 0.92 | | 0.88 | | 61 |
Y | | 15.87 | | 0.13 | | (2.05) | | (1.92) | | (0.14) | | (0.34) | | (0.48) | | 13.47 | | (12.55) | | 10,009 | | 0.92 | | 0.88 | | 0.93 | | 61 |
F | | 14.60 | | 0.13 | | (1.88) | | (1.75) | | (0.15) | | (0.34) | | (0.49) | | 12.36 | | (12.51) | | 299,805 | | 0.82 | | 0.82 | | 0.98 | | 61 |
For the Year Ended October 31, 2019 |
A | | $ 14.54 | | $ 0.08 | | $ 1.44 | | $ 1.52 | | $ (0.04) | | $ (1.59) | | $ (1.63) | | $ 14.43 | | 12.74% | | $ 309,996 | | 1.23% | | 1.23% | | 0.61% | | 55% |
C | | 11.97 | | (0.02) | | 1.15 | | 1.13 | | — | | (1.59) | | (1.59) | | 11.51 | | 11.99 | | 15,910 | | 1.99 | | 1.99 | | (0.14) | | 55 |
I | | 14.68 | | 0.13 | | 1.46 | | 1.59 | | (0.08) | | (1.59) | | (1.67) | | 14.60 | | 13.20 | | 31,173 | | 0.89 | | 0.89 | | 0.95 | | 55 |
R3 | | 15.23 | | 0.05 | | 1.53 | | 1.58 | | — | | (1.59) | | (1.59) | | 15.22 | | 12.42 | | 8,034 | | 1.52 | | 1.52 | | 0.33 | | 55 |
R4 | | 15.55 | | 0.09 | | 1.57 | | 1.66 | | (0.04) | | (1.59) | | (1.63) | | 15.58 | | 12.77 | | 11,865 | | 1.21 | | 1.21 | | 0.64 | | 55 |
R5 | | 15.76 | | 0.16 | | 1.57 | | 1.73 | | (0.08) | | (1.59) | | (1.67) | | 15.82 | | 13.14 | | 1,592 | | 0.92 | | 0.92 | | 1.06 | | 55 |
Y | | 15.80 | | 0.15 | | 1.60 | | 1.75 | | (0.09) | | (1.59) | | (1.68) | | 15.87 | | 13.23 | | 12,624 | | 0.89 | | 0.85 | | 0.98 | | 55 |
F | | 14.69 | | 0.14 | | 1.46 | | 1.60 | | (0.10) | | (1.59) | | (1.69) | | 14.60 | | 13.27 | | 314,566 | | 0.80 | | 0.80 | | 1.03 | | 55 |
For the Year Ended October 31, 2018 |
A | | $ 15.62 | | $ 0.03 | | $ (0.72) | | $ (0.69) | | $ — | | $ (0.39) | | $ (0.39) | | $ 14.54 | | (4.56)% | | $ 284,646 | | 1.22% | | 1.22% | | 0.18% | | 49% |
C | | 13.03 | | (0.07) | | (0.60) | | (0.67) | | — | | (0.39) | | (0.39) | | 11.97 | | (5.26) | | 17,909 | | 1.98 | | 1.97 | | (0.57) | | 49 |
I | | 15.72 | | 0.08 | | (0.73) | | (0.65) | | — | | (0.39) | | (0.39) | | 14.68 | | (4.27) | | 34,656 | | 0.90 | | 0.90 | | 0.50 | | 49 |
R3 | | 16.39 | | (0.02) | | (0.75) | | (0.77) | | — | | (0.39) | | (0.39) | | 15.23 | | (4.84) | | 9,555 | | 1.52 | | 1.52 | | (0.13) | | 49 |
R4 | | 16.68 | | 0.03 | | (0.77) | | (0.74) | | — | | (0.39) | | (0.39) | | 15.55 | | (4.52) | | 11,639 | | 1.22 | | 1.22 | | 0.18 | | 49 |
R5 | | 16.88 | | 0.08 | | (0.78) | | (0.70) | | (0.03) | | (0.39) | | (0.42) | | 15.76 | | (4.32) | | 8,087 | | 0.91 | | 0.91 | | 0.48 | | 49 |
Y | | 16.93 | | 0.09 | | (0.79) | | (0.70) | | (0.04) | | (0.39) | | (0.43) | | 15.80 | | (4.23) | | 11,371 | | 0.86 | | 0.86 | | 0.52 | | 49 |
F | | 15.76 | | 0.10 | | (0.73) | | (0.63) | | (0.05) | | (0.39) | | (0.44) | | 14.69 | | (4.18) | | 252,917 | | 0.80 | | 0.80 | | 0.61 | | 49 |
Hartford Quality Value Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 23.65 | | $ 0.22 | | $ 0.28 | | $ 0.50 | | $ (0.31) | | $ (1.12) | | $ (1.43) | | $ 22.72 | | 2.00% (4) | | $ 168,864 | | 0.95% (5) | | 0.94% (5) | | 1.92% (5) | | 16% |
C | | 19.79 | | 0.11 | | 0.23 | | 0.34 | | (0.13) | | (1.12) | | (1.25) | | 18.88 | | 1.60 (4) | | 3,811 | | 1.74 (5) | | 1.71 (5) | | 1.14 (5) | | 16 |
I | | 23.32 | | 0.25 | | 0.27 | | 0.52 | | (0.38) | | (1.12) | | (1.50) | | 22.34 | | 2.12 (4) | | 31,812 | | 0.64 (5) | | 0.64 (5) | | 2.21 (5) | | 16 |
R3 | | 24.07 | | 0.19 | | 0.28 | | 0.47 | | (0.26) | | (1.12) | | (1.38) | | 23.16 | | 1.83 (4) | | 903 | | 1.26 (5) | | 1.18 (5) | | 1.67 (5) | | 16 |
R4 | | 24.36 | | 0.23 | | 0.30 | | 0.53 | | (0.33) | | (1.12) | | (1.45) | | 23.44 | | 2.06 (4) | | 4,507 | | 0.95 (5) | | 0.88 (5) | | 1.98 (5) | | 16 |
R5 | | 24.64 | | 0.27 | | 0.28 | | 0.55 | | (0.38) | | (1.12) | | (1.50) | | 23.69 | | 2.16 (4) | | 346 | | 0.67 (5) | | 0.63 (5) | | 2.24 (5) | | 16 |
R6 | | 24.72 | | 0.29 | | 0.28 | | 0.57 | | (0.42) | | (1.12) | | (1.54) | | 23.75 | | 2.23 (4) | | 12,766 | | 0.55 (5) | | 0.46 (5) | | 2.40 (5) | | 16 |
Y | | 24.67 | | 0.27 | | 0.29 | | 0.56 | | (0.40) | | (1.12) | | (1.52) | | 23.71 | | 2.17 (4) | | 7,196 | | 0.65 (5) | | 0.57 (5) | | 2.29 (5) | | 16 |
F | | 23.22 | | 0.27 | | 0.27 | | 0.54 | | (0.42) | | (1.12) | | (1.54) | | 22.22 | | 2.25 (4) | | 11,824 | | 0.55 (5) | | 0.46 (5) | | 2.41 (5) | | 16 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Quality Value Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 26.27 | | $ 0.39 | | $ (1.41) | | $ (1.02) | | $ (0.35) | | $ (1.25) | | $ (1.60) | | $ 23.65 | | (4.19)% | | $ 173,358 | | 0.95% | | 0.94% | | 1.59% | | 24% |
C | | 22.22 | | 0.17 | | (1.20) | | (1.03) | | (0.15) | | (1.25) | | (1.40) | | 19.79 | | (4.95) | | 3,439 | | 1.78 | | 1.71 | | 0.82 | | 24 |
I | | 25.93 | | 0.46 | | (1.40) | | (0.94) | | (0.42) | | (1.25) | | (1.67) | | 23.32 | | (3.92) | | 30,598 | | 0.65 | | 0.65 | | 1.91 | | 24 |
R3 | | 26.71 | | 0.34 | | (1.44) | | (1.10) | | (0.29) | | (1.25) | | (1.54) | | 24.07 | | (4.41) | | 939 | | 1.27 | | 1.18 | | 1.35 | | 24 |
R4 | | 27.02 | | 0.42 | | (1.46) | | (1.04) | | (0.37) | | (1.25) | | (1.62) | | 24.36 | | (4.15) | | 5,111 | | 0.95 | | 0.88 | | 1.67 | | 24 |
R5 | | 27.30 | | 0.50 | | (1.48) | | (0.98) | | (0.43) | | (1.25) | | (1.68) | | 24.64 | | (3.88) | | 337 | | 0.67 | | 0.63 | | 1.99 | | 24 |
R6 | | 27.38 | | 0.53 | | (1.47) | | (0.94) | | (0.47) | | (1.25) | | (1.72) | | 24.72 | | (3.71) | | 11,834 | | 0.55 | | 0.46 | | 2.13 | | 24 |
Y | | 27.34 | | 0.50 | | (1.47) | | (0.97) | | (0.45) | | (1.25) | | (1.70) | | 24.67 | | (3.85) | | 6,763 | | 0.66 | | 0.57 | | 2.03 | | 24 |
F | | 25.84 | | 0.49 | | (1.39) | | (0.90) | | (0.47) | | (1.25) | | (1.72) | | 23.22 | | (3.78) | | 12,495 | | 0.55 | | 0.46 | | 2.07 | | 24 |
For the Year Ended October 31, 2021 |
A | | $ 18.61 | | $ 0.34 | | $ 7.76 | | $ 8.10 | | $ (0.44) | | $ — | | $ (0.44) | | $ 26.27 | | 44.08% | | $ 188,344 | | 0.97% | | 0.94% | | 1.44% | | 21% |
C | | 15.78 | | 0.14 | | 6.57 | | 6.71 | | (0.27) | | — | | (0.27) | | 22.22 | | 42.97 | | 3,397 | | 1.80 | | 1.71 | | 0.71 | | 21 |
I | | 18.37 | | 0.41 | | 7.65 | | 8.06 | | (0.50) | | — | | (0.50) | | 25.93 | | 44.56 | | 20,153 | | 0.65 | | 0.63 | | 1.73 | | 21 |
R3 | | 18.92 | | 0.29 | | 7.89 | | 8.18 | | (0.39) | | — | | (0.39) | | 26.71 | | 43.73 | | 1,098 | | 1.27 | | 1.17 | | 1.22 | | 21 |
R4 | | 19.13 | | 0.37 | | 7.97 | | 8.34 | | (0.45) | | — | | (0.45) | | 27.02 | | 44.20 | | 4,775 | | 0.97 | | 0.88 | | 1.50 | | 21 |
R5 | | 19.32 | | 0.43 | | 8.06 | | 8.49 | | (0.51) | | — | | (0.51) | | 27.30 | | 44.59 | | 320 | | 0.67 | | 0.62 | | 1.76 | | 21 |
R6 | | 19.38 | | 0.48 | | 8.06 | | 8.54 | | (0.54) | | — | | (0.54) | | 27.38 | | 44.79 | | 257 | | 0.56 | | 0.46 | | 1.95 | | 21 |
Y | | 19.35 | | 0.44 | | 8.07 | | 8.51 | | (0.52) | | — | | (0.52) | | 27.34 | | 44.65 | | 1,753 | | 0.66 | | 0.57 | | 1.74 | | 21 |
F | | 18.31 | | 0.45 | | 7.62 | | 8.07 | | (0.54) | | — | | (0.54) | | 25.84 | | 44.84 | | 12,182 | | 0.56 | | 0.46 | | 1.92 | | 21 |
For the Year Ended October 31, 2020 |
A | | $ 21.11 | | $ 0.42 | | $ (1.85) | | $ (1.43) | | $ (0.48) | | $ (0.59) | | $ (1.07) | | $ 18.61 | | (7.34)% | | $ 140,154 | | 1.03% | | 0.91% | | 2.19% | | 26% |
C | | 18.05 | | 0.23 | | (1.59) | | (1.36) | | (0.32) | | (0.59) | | (0.91) | | 15.78 | | (8.09) | | 3,673 | | 1.82 | | 1.71 | | 1.38 | | 26 |
I | | 20.85 | | 0.48 | | (1.82) | | (1.34) | | (0.55) | | (0.59) | | (1.14) | | 18.37 | | (7.02) | | 10,927 | | 0.67 | | 0.56 | | 2.53 | | 26 |
R3 | | 21.45 | | 0.38 | | (1.89) | | (1.51) | | (0.43) | | (0.59) | | (1.02) | | 18.92 | | (7.56) | | 855 | | 1.29 | | 1.16 | | 1.91 | | 26 |
R4 | | 21.68 | | 0.44 | | (1.91) | | (1.47) | | (0.49) | | (0.59) | | (1.08) | | 19.13 | | (7.34) | | 3,887 | | 0.98 | | 0.87 | | 2.21 | | 26 |
R5 | | 21.87 | | 0.50 | | (1.92) | | (1.42) | | (0.54) | | (0.59) | | (1.13) | | 19.32 | | (7.05) | | 220 | | 0.69 | | 0.58 | | 2.53 | | 26 |
R6 | | 21.93 | | 0.50 | | (1.89) | | (1.39) | | (0.57) | | (0.59) | | (1.16) | | 19.38 | | (6.92) | | 485 | | 0.58 | | 0.46 | | 2.53 | | 26 |
Y | | 21.91 | | 0.51 | | (1.93) | | (1.42) | | (0.55) | | (0.59) | | (1.14) | | 19.35 | | (7.05) | | 382 | | 0.68 | | 0.57 | | 2.53 | | 26 |
F | | 20.83 | | 0.50 | | (1.82) | | (1.32) | | (0.61) | | (0.59) | | (1.20) | | 18.31 | | (6.94) | | 8,975 | | 0.58 | | 0.46 | | 2.64 | | 26 |
For the Year Ended October 31, 2019 |
A | | $ 20.00 | | $ 0.38 | | $ 1.99 | | $ 2.37 | | $ (0.28) | | $ (0.98) | | $ (1.26) | | $ 21.11 | | 13.10% | | $ 169,771 | | 1.00% | | 0.90% | | 1.95% | | 23% |
C | | 17.12 | | 0.20 | | 1.71 | | 1.91 | | — | | (0.98) | | (0.98) | | 18.05 | | 12.23 | | 6,834 | | 1.76 | | 1.67 | | 1.21 | | 23 |
I | | 19.78 | | 0.45 | | 1.94 | | 2.39 | | (0.34) | | (0.98) | | (1.32) | | 20.85 | | 13.49 | | 12,796 | | 0.65 | | 0.56 | | 2.30 | | 23 |
R3 | | 20.29 | | 0.34 | | 2.01 | | 2.35 | | (0.21) | | (0.98) | | (1.19) | | 21.45 | | 12.78 | | 1,240 | | 1.27 | | 1.16 | | 1.69 | | 23 |
R4 | | 20.49 | | 0.40 | | 2.04 | | 2.44 | | (0.27) | | (0.98) | | (1.25) | | 21.68 | | 13.17 | | 6,014 | | 0.95 | | 0.86 | | 1.99 | | 23 |
R5 | | 20.67 | | 0.47 | | 2.04 | | 2.51 | | (0.33) | | (0.98) | | (1.31) | | 21.87 | | 13.46 | | 230 | | 0.67 | | 0.58 | | 2.33 | | 23 |
R6 | | 20.74 | | 0.47 | | 2.06 | | 2.53 | | (0.36) | | (0.98) | | (1.34) | | 21.93 | | 13.57 | | 34 | | 0.56 | | 0.46 | | 2.26 | | 23 |
Y | | 20.72 | | 0.47 | | 2.05 | | 2.52 | | (0.35) | | (0.98) | | (1.33) | | 21.91 | | 13.50 | | 622 | | 0.64 | | 0.55 | | 2.29 | | 23 |
F | | 19.77 | | 0.48 | | 1.92 | | 2.40 | | (0.36) | | (0.98) | | (1.34) | | 20.83 | | 13.58 | | 11,040 | | 0.55 | | 0.46 | | 2.52 | | 23 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Quality Value Fund – (continued) |
For the Year Ended October 31, 2018 |
A | | $ 20.49 | | $ 0.31 | | $ 0.16 | | $ 0.47 | | $ (0.20) | | $ (0.76) | | $ (0.96) | | $ 20.00 | | 2.25% | | $ 164,325 | | 1.06% | | 1.04% | | 1.52% | | 85% |
C | | 17.67 | | 0.14 | | 0.15 | | 0.29 | | (0.08) | | (0.76) | | (0.84) | | 17.12 | | 1.53 | | 9,082 | | 1.81 | | 1.79 | | 0.80 | | 85 |
I | | 20.25 | | 0.38 | | 0.16 | | 0.54 | | (0.25) | | (0.76) | | (1.01) | | 19.78 | | 2.60 | | 12,974 | | 0.71 | | 0.69 | | 1.87 | | 85 |
R3 | | 20.70 | | 0.26 | | 0.17 | | 0.43 | | (0.08) | | (0.76) | | (0.84) | | 20.29 | | 2.03 | | 1,075 | | 1.34 | | 1.30 | | 1.26 | | 85 |
R4 | | 20.95 | | 0.33 | | 0.16 | | 0.49 | | (0.19) | | (0.76) | | (0.95) | | 20.49 | | 2.29 | | 6,014 | | 1.04 | | 1.01 | | 1.55 | | 85 |
R5 | | 21.13 | | 0.38 | | 0.17 | | 0.55 | | (0.25) | | (0.76) | | (1.01) | | 20.67 | | 2.57 | | 504 | | 0.74 | | 0.72 | | 1.76 | | 85 |
R6 (12) | | 20.99 | | 0.28 | | (0.53) (11) | | (0.25) | | — | | — | | — | | 20.74 | | (1.19) (4) | | 10 | | 0.61 (5) | | 0.59 (5) | | 1.95 (5) | | 85 |
Y | | 21.19 | | 0.40 | | 0.17 | | 0.57 | | (0.28) | | (0.76) | | (1.04) | | 20.72 | | 2.65 | | 601 | | 0.68 | | 0.66 | | 1.90 | | 85 |
F | | 20.26 | | 0.39 | | 0.17 | | 0.56 | | (0.29) | | (0.76) | | (1.05) | | 19.77 | | 2.71 | | 88,336 | | 0.62 | | 0.60 | | 1.94 | | 85 |
The Hartford Small Cap Growth Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 37.07 | | $ (0.10) | | $ 0.01 | | $ (0.09) | | $ — | | $ — | | $ — | | $ 36.98 | | (0.24)% (4) | | $ 155,750 | | 1.31% (5) | | 1.30% (5) | | (0.53)% (5) | | 23% |
C | | 20.14 | | (0.13) | | — | | (0.13) | | — | | — | | — | | 20.01 | | (0.65) (4) | | 1,438 | | 2.09 (5) | | 2.09 (5) | | (1.29) (5) | | 23 |
I | | 40.17 | | (0.03) | | 0.01 | | (0.02) | | — | | — | | — | | 40.15 | | (0.05) (4) | | 56,659 | | 0.94 (5) | | 0.94 (5) | | (0.16) (5) | | 23 |
R3 | | 35.99 | | (0.14) | | 0.01 | | (0.13) | | — | | — | | — | | 35.86 | | (0.36) (4) | | 5,812 | | 1.56 (5) | | 1.55 (5) | | (0.78) (5) | | 23 |
R4 | | 39.30 | | (0.09) | | — | | (0.09) | | — | | — | | — | | 39.21 | | (0.23) (4) | | 11,154 | | 1.26 (5) | | 1.26 (5) | | (0.48) (5) | | 23 |
R5 | | 42.94 | | (0.04) | | 0.01 | | (0.03) | | — | | — | | — | | 42.91 | | (0.07) (4) | | 16,960 | | 0.95 (5) | | 0.95 (5) | | (0.17) (5) | | 23 |
R6 | | 43.99 | | (0.01) | | 0.01 | | — | | — | | — | | — | | 43.99 | | (0.00) (4) | | 42,393 | | 0.85 (5) | | 0.85 (5) | | (0.06) (5) | | 23 |
Y | | 43.94 | | (0.03) | | 0.01 | | (0.02) | | — | | — | | — | | 43.92 | | (0.05) (4) | | 111,958 | | 0.95 (5) | | 0.91 (5) | | (0.14) (5) | | 23 |
F | | 40.50 | | (0.02) | | 0.01 | | (0.01) | | — | | — | | — | | 40.49 | | (0.02) (4) | | 27,118 | | 0.84 (5) | | 0.84 (5) | | (0.08) (5) | | 23 |
For the Year Ended October 31, 2022 |
A | | $ 64.88 | | $ (0.30) | | $ (15.38) | | $ (15.68) | | $ — | | $ (12.13) | | $ (12.13) | | $ 37.07 | | (28.75)% | | $ 163,293 | | 1.25% | | 1.24% | | (0.72)% | | 42% |
C | | 41.34 | | (0.36) | | (8.71) | | (9.07) | | — | | (12.13) | | (12.13) | | 20.14 | | (29.27) | | 2,197 | | 1.98 | | 1.98 | | (1.44) | | 42 |
I | | 69.03 | | (0.17) | | (16.56) | | (16.73) | | — | | (12.13) | | (12.13) | | 40.17 | | (28.50) | | 66,150 | | 0.89 | | 0.89 | | (0.36) | | 42 |
R3 | | 63.50 | | (0.41) | | (14.97) | | (15.38) | | — | | (12.13) | | (12.13) | | 35.99 | | (28.93) | | 6,107 | | 1.52 | | 1.51 | | (0.99) | | 42 |
R4 | | 67.99 | | (0.31) | | (16.25) | | (16.56) | | — | | (12.13) | | (12.13) | | 39.30 | | (28.72) | | 11,684 | | 1.21 | | 1.21 | | (0.69) | | 42 |
R5 | | 72.91 | | (0.20) | | (17.64) | | (17.84) | | — | | (12.13) | | (12.13) | | 42.94 | | (28.51) | | 20,591 | | 0.91 | | 0.91 | | (0.39) | | 42 |
R6 | | 74.32 | | (0.14) | | (18.06) | | (18.20) | | — | | (12.13) | | (12.13) | | 43.99 | | (28.44) | | 57,807 | | 0.80 | | 0.80 | | (0.28) | | 42 |
Y | | 74.28 | | (0.17) | | (18.04) | | (18.21) | | — | | (12.13) | | (12.13) | | 43.94 | | (28.47) | | 145,027 | | 0.91 | | 0.86 | | (0.34) | | 42 |
F | | 69.43 | | (0.13) | | (16.67) | | (16.80) | | — | | (12.13) | | (12.13) | | 40.50 | | (28.42) | | 27,582 | | 0.80 | | 0.80 | | (0.28) | | 42 |
For the Year Ended October 31, 2021 |
A | | $ 51.35 | | $ (0.42) | | $ 18.27 | | $ 17.85 | | $ — | | $ (4.32) | | $ (4.32) | | $ 64.88 | | 35.73% | | $ 256,061 | | 1.18% | | 1.18% | | (0.67)% | | 48% |
C | | 34.22 | | (0.55) | | 11.99 | | 11.44 | | — | | (4.32) | | (4.32) | | 41.34 | | 34.80 | | 8,102 | | 1.89 | | 1.89 | | (1.37) | | 48 |
I | | 54.23 | | (0.22) | | 19.34 | | 19.12 | | — | | (4.32) | | (4.32) | | 69.03 | | 36.21 | | 120,135 | | 0.83 | | 0.83 | | (0.33) | | 48 |
R3 | | 50.47 | | (0.59) | | 17.94 | | 17.35 | | — | | (4.32) | | (4.32) | | 63.50 | | 35.34 | | 8,637 | | 1.48 | | 1.47 | | (0.97) | | 48 |
R4 | | 53.64 | | (0.42) | | 19.09 | | 18.67 | | — | | (4.32) | | (4.32) | | 67.99 | | 35.74 | | 21,098 | | 1.17 | | 1.17 | | (0.64) | | 48 |
R5 | | 57.10 | | (0.25) | | 20.38 | | 20.13 | | — | | (4.32) | | (4.32) | | 72.91 | | 36.15 | | 86,788 | | 0.87 | | 0.87 | | (0.36) | | 48 |
R6 | | 58.07 | | (0.18) | | 20.75 | | 20.57 | | — | | (4.32) | | (4.32) | | 74.32 | | 36.31 | | 84,908 | | 0.76 | | 0.76 | | (0.25) | | 48 |
Y | | 58.07 | | (0.22) | | 20.75 | | 20.53 | | — | | (4.32) | | (4.32) | | 74.28 | | 36.24 | | 268,416 | | 0.87 | | 0.81 | | (0.31) | | 48 |
F | | 54.48 | | (0.15) | | 19.42 | | 19.27 | | — | | (4.32) | | (4.32) | | 69.43 | | 36.32 | | 36,439 | | 0.76 | | 0.76 | | (0.23) | | 48 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Small Cap Growth Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 45.71 | | $ (0.28) | | $ 6.67 | | $ 6.39 | | $ — | | $ (0.75) | | $ (0.75) | | $ 51.35 | | 14.06% | | $ 198,430 | | 1.26% | | 1.25% | | (0.60)% | | 58% |
C | | 30.90 | | (0.39) | | 4.46 | | 4.07 | | — | | (0.75) | | (0.75) | | 34.22 | | 13.31 | | 12,323 | | 1.91 | | 1.91 | | (1.25) | | 58 |
I | | 48.05 | | (0.09) | | 7.02 | | 6.93 | | — | | (0.75) | | (0.75) | | 54.23 | | 14.50 | | 98,673 | | 0.85 | | 0.85 | | (0.19) | | 58 |
R3 | | 45.05 | | (0.38) | | 6.55 | | 6.17 | | — | | (0.75) | | (0.75) | | 50.47 | | 13.80 | | 7,485 | | 1.49 | | 1.49 | | (0.83) | | 58 |
R4 | | 47.69 | | (0.26) | | 6.96 | | 6.70 | | — | | (0.75) | | (0.75) | | 53.64 | | 14.13 | | 31,169 | | 1.19 | | 1.19 | | (0.52) | | 58 |
R5 | | 50.57 | | (0.12) | | 7.40 | | 7.28 | | — | | (0.75) | | (0.75) | | 57.10 | | 14.47 | | 71,754 | | 0.89 | | 0.89 | | (0.23) | | 58 |
R6 | | 51.36 | | (0.06) | | 7.52 | | 7.46 | | — | | (0.75) | | (0.75) | | 58.07 | | 14.62 | | 80,327 | | 0.78 | | 0.78 | | (0.12) | | 58 |
Y | | 51.39 | | (0.08) | | 7.51 | | 7.43 | | — | | (0.75) | | (0.75) | | 58.07 | | 14.58 | | 255,484 | | 0.88 | | 0.81 | | (0.16) | | 58 |
F | | 48.23 | | (0.06) | | 7.06 | | 7.00 | | — | | (0.75) | | (0.75) | | 54.48 | | 14.62 | | 44,376 | | 0.78 | | 0.78 | | (0.13) | | 58 |
For the Year Ended October 31, 2019 |
A | | $ 55.20 | | $ (0.21) | | $ 2.62 | | $ 2.41 | | $ — | | $ (11.90) | | $ (11.90) | | $ 45.71 | | 8.99% | | $ 195,314 | | 1.24% | | 1.24% | | (0.46)% | | 48% |
C | | 41.81 | | (0.34) | | 1.33 | | 0.99 | | — | | (11.90) | | (11.90) | | 30.90 | | 8.27 | | 15,722 | | 1.89 | | 1.89 | | (1.11) | | 48 |
I | | 57.17 | | (0.02) | | 2.80 | | 2.78 | | — | | (11.90) | | (11.90) | | 48.05 | | 9.41 | | 191,482 | | 0.83 | | 0.83 | | (0.05) | | 48 |
R3 | | 54.70 | | (0.31) | | 2.56 | | 2.25 | | — | | (11.90) | | (11.90) | | 45.05 | | 8.72 | | 10,036 | | 1.47 | | 1.47 | | (0.69) | | 48 |
R4 | | 56.99 | | (0.18) | | 2.78 | | 2.60 | | — | | (11.90) | | (11.90) | | 47.69 | | 9.05 | | 42,296 | | 1.17 | | 1.17 | | (0.39) | | 48 |
R5 | | 59.48 | | (0.03) | | 3.02 | | 2.99 | | — | | (11.90) | | (11.90) | | 50.57 | | 9.40 | | 82,624 | | 0.85 | | 0.85 | | (0.07) | | 48 |
R6 | | 60.16 | | (0.00) (7) | | 3.10 | | 3.10 | | — | | (11.90) | | (11.90) | | 51.36 | | 9.49 | | 66,260 | | 0.76 | | 0.76 | | 0.01 | | 48 |
Y | | 60.20 | | (0.01) | | 3.10 | | 3.09 | | — | | (11.90) | | (11.90) | | 51.39 | | 9.44 | | 365,867 | | 0.82 | | 0.80 | | (0.01) | | 48 |
F | | 57.30 | | 0.01 | | 2.82 | | 2.83 | | — | | (11.90) | | (11.90) | | 48.23 | | 9.49 | | 46,533 | | 0.76 | | 0.76 | | 0.02 | | 48 |
For the Year Ended October 31, 2018 |
A | | $ 57.24 | | $ (0.33) | | $ 1.03 | | $ 0.70 | | $ — | | $ (2.74) | | $ (2.74) | | $ 55.20 | | 1.20% | | $ 203,297 | | 1.21% | | 1.20% | | (0.56)% | | 66% |
C | | 44.29 | | (0.55) | | 0.81 | | 0.26 | | — | | (2.74) | | (2.74) | | 41.81 | | 0.53 | | 23,212 | | 1.88 | | 1.88 | | (1.22) | | 66 |
I | | 58.97 | | (0.10) | | 1.04 | | 0.94 | | — | | (2.74) | | (2.74) | | 57.17 | | 1.59 | | 243,340 | | 0.82 | | 0.82 | | (0.16) | | 66 |
R3 | | 56.89 | | (0.48) | | 1.03 | | 0.55 | | — | | (2.74) | | (2.74) | | 54.70 | | 0.94 | | 13,210 | | 1.47 | | 1.47 | | (0.82) | | 66 |
R4 | | 58.98 | | (0.31) | | 1.06 | | 0.75 | | — | | (2.74) | | (2.74) | | 56.99 | | 1.26 | | 69,097 | | 1.15 | | 1.15 | | (0.50) | | 66 |
R5 | | 61.26 | | (0.12) | | 1.08 | | 0.96 | | — | | (2.74) | | (2.74) | | 59.48 | | 1.56 | | 94,887 | | 0.85 | | 0.85 | | (0.20) | | 66 |
R6 | | 61.87 | | (0.09) | | 1.12 | | 1.03 | | — | | (2.74) | | (2.74) | | 60.16 | | 1.66 | | 44,278 | | 0.75 | | 0.75 | | (0.14) | | 66 |
Y | | 61.93 | | (0.09) | | 1.10 | | 1.01 | | — | | (2.74) | | (2.74) | | 60.20 | | 1.63 | | 358,049 | | 0.79 | | 0.79 | | (0.14) | | 66 |
F | | 59.06 | | (0.06) | | 1.04 | | 0.98 | | — | | (2.74) | | (2.74) | | 57.30 | | 1.66 | | 47,999 | | 0.75 | | 0.75 | | (0.10) | | 66 |
Hartford Small Cap Value Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 11.40 | | $ 0.07 | | $ (0.24) | | $ (0.17) | | $ (0.16) | | $ (0.85) | | $ (1.01) | | $ 10.22 | | (1.76)% (4) | | $ 48,842 | | 1.30% (5) | | 1.30% (5) | | 1.37% (5) | | 20% |
C | | 9.69 | | 0.03 | | (0.21) | | (0.18) | | (0.08) | | (0.85) | | (0.93) | | 8.58 | | (2.20) (4) | | 1,628 | | 2.11 (5) | | 2.05 (5) | | 0.61 (5) | | 20 |
I | | 11.44 | | 0.09 | | (0.25) | | (0.16) | | (0.19) | | (0.85) | | (1.04) | | 10.24 | | (1.64) (4) | | 20,221 | | 1.00 (5) | | 1.00 (5) | | 1.66 (5) | | 20 |
R3 | | 11.90 | | 0.07 | | (0.26) | | (0.19) | | (0.14) | | (0.85) | | (0.99) | | 10.72 | | (1.88) (4) | | 689 | | 1.58 (5) | | 1.50 (5) | | 1.21 (5) | | 20 |
R4 | | 12.10 | | 0.06 | | (0.24) | | (0.18) | | (0.17) | | (0.85) | | (1.02) | | 10.90 | | (1.73) (4) | | 124 | | 1.21 (5) | | 1.20 (5) | | 1.05 (5) | | 20 |
R5 | | 12.08 | | 0.10 | | (0.27) | | (0.17) | | (0.20) | | (0.85) | | (1.05) | | 10.86 | | (1.63) (4) | | 1,813 | | 0.97 (5) | | 0.90 (5) | | 1.75 (5) | | 20 |
R6 | | 12.07 | | 0.11 | | (0.26) | | (0.15) | | (0.21) | | (0.85) | | (1.06) | | 10.86 | | (1.45) (4) | | 7,699 | | 0.87 (5) | | 0.80 (5) | | 1.87 (5) | | 20 |
Y | | 12.05 | | 0.10 | | (0.25) | | (0.15) | | (0.21) | | (0.85) | | (1.06) | | 10.84 | | (1.50) (4) | | 2,885 | | 0.97 (5) | | 0.85 (5) | | 1.81 (5) | | 20 |
F | | 11.43 | | 0.10 | | (0.24) | | (0.14) | | (0.21) | | (0.85) | | (1.06) | | 10.23 | | (1.44) (4) | | 30,325 | | 0.86 (5) | | 0.80 (5) | | 1.90 (5) | | 20 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Small Cap Value Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 13.36 | | $ 0.13 | | $ (1.22) | | $ (1.09) | | $ (0.09) | | $ (0.78) | | $ (0.87) | | $ 11.40 | | (8.86)% | | $ 51,422 | | 1.29% | | 1.28% | | 1.05% | | 59% |
C | | 11.48 | | 0.03 | | (1.04) | | (1.01) | | — | | (0.78) | | (0.78) | | 9.69 | | (9.54) | | 1,922 | | 2.10 | | 2.05 | | 0.29 | | 59 |
I | | 13.40 | | 0.16 | | (1.22) | | (1.06) | | (0.12) | | (0.78) | | (0.90) | | 11.44 | | (8.56) | | 21,402 | | 0.98 | | 0.98 | | 1.35 | | 59 |
R3 | | 13.91 | | 0.11 | | (1.28) | | (1.17) | | (0.06) | | (0.78) | | (0.84) | | 11.90 | | (9.05) | | 760 | | 1.57 | | 1.45 | | 0.90 | | 59 |
R4 | | 14.13 | | 0.16 | | (1.31) | | (1.15) | | (0.10) | | (0.78) | | (0.88) | | 12.10 | | (8.79) | | 42 | | 1.26 | | 1.20 | | 1.29 | | 59 |
R5 | | 14.10 | | 0.17 | | (1.27) | | (1.10) | | (0.14) | | (0.78) | | (0.92) | | 12.08 | | (8.48) | | 1,756 | | 0.97 | | 0.90 | | 1.36 | | 59 |
R6 | | 14.10 | | 0.18 | | (1.28) | | (1.10) | | (0.15) | | (0.78) | | (0.93) | | 12.07 | | (8.46) | | 7,821 | | 0.85 | | 0.80 | | 1.48 | | 59 |
Y | | 14.07 | | 0.18 | | (1.28) | | (1.10) | | (0.14) | | (0.78) | | (0.92) | | 12.05 | | (8.46) | | 2,887 | | 0.96 | | 0.85 | | 1.53 | | 59 |
F | | 13.40 | | 0.19 | | (1.23) | | (1.04) | | (0.15) | | (0.78) | | (0.93) | | 11.43 | | (8.46) | | 38,106 | | 0.85 | | 0.80 | | 1.54 | | 59 |
For the Year Ended October 31, 2021 |
A | | $ 8.29 | | $ 0.10 | | $ 5.06 | | $ 5.16 | | $ (0.09) | | $ — | | $ (0.09) | | $ 13.36 | | 62.61% | | $ 59,496 | | 1.30% | | 1.28% | | 0.78% | | 60% |
C | | 7.12 | | (0.00) (7) | | 4.37 | | 4.37 | | (0.01) | | — | | (0.01) | | 11.48 | | 61.49 | | 3,098 | | 2.09 | | 2.04 | | 0.01 | | 60 |
I | | 8.31 | | 0.15 | | 5.06 | | 5.21 | | (0.12) | | — | | (0.12) | | 13.40 | | 63.20 | | 32,905 | | 0.97 | | 0.96 | | 1.12 | | 60 |
R3 | | 8.62 | | 0.09 | | 5.27 | | 5.36 | | (0.07) | | — | | (0.07) | | 13.91 | | 62.45 | | 931 | | 1.56 | | 1.39 | | 0.69 | | 60 |
R4 | | 8.76 | | 0.12 | | 5.35 | | 5.47 | | (0.10) | | — | | (0.10) | | 14.13 | | 62.83 | | 53 | | 1.26 | | 1.20 | | 0.88 | | 60 |
R5 | | 8.74 | | 0.15 | | 5.34 | | 5.49 | | (0.13) | | — | | (0.13) | | 14.10 | | 63.34 | | 24 | | 0.96 | | 0.90 | | 1.12 | | 60 |
R6 | | 8.74 | | 0.16 | | 5.35 | | 5.51 | | (0.15) | | — | | (0.15) | | 14.10 | | 63.49 | | 1,508 | | 0.85 | | 0.80 | | 1.24 | | 60 |
Y | | 8.73 | | 0.17 | | 5.31 | | 5.48 | | (0.14) | | — | | (0.14) | | 14.07 | | 63.26 | | 1,947 | | 0.95 | | 0.85 | | 1.22 | | 60 |
F | | 8.31 | | 0.16 | | 5.08 | | 5.24 | | (0.15) | | — | | (0.15) | | 13.40 | | 63.53 | | 76,702 | | 0.84 | | 0.80 | | 1.26 | | 60 |
For the Year Ended October 31, 2020 |
A | | $ 10.35 | | $ 0.09 | | $ (1.49) | | $ (1.40) | | $ (0.08) | | $ (0.58) | | $ (0.66) | | $ 8.29 | | (14.57)% | | $ 32,996 | | 1.41% | | 1.29% | | 1.04% | | 62% |
C | | 8.96 | | 0.02 | | (1.28) | | (1.26) | | (0.00) (7) | | (0.58) | | (0.58) | | 7.12 | | (15.15) | | 2,020 | | 2.15 | | 2.04 | | 0.29 | | 62 |
I | | 10.37 | | 0.12 | | (1.48) | | (1.36) | | (0.12) | | (0.58) | | (0.70) | | 8.31 | | (14.22) | | 2,915 | | 1.04 | | 0.93 | | 1.43 | | 62 |
R3 | | 10.73 | | 0.08 | | (1.54) | | (1.46) | | (0.07) | | (0.58) | | (0.65) | | 8.62 | | (14.62) | | 457 | | 1.63 | | 1.42 | | 0.92 | | 62 |
R4 | | 10.89 | | 0.10 | | (1.56) | | (1.46) | | (0.09) | | (0.58) | | (0.67) | | 8.76 | | (14.46) | | 30 | | 1.33 | | 1.20 | | 1.10 | | 62 |
R5 | | 10.87 | | 0.13 | | (1.56) | | (1.43) | | (0.12) | | (0.58) | | (0.70) | | 8.74 | | (14.21) | | 10 | | 1.03 | | 0.90 | | 1.51 | | 62 |
R6 | | 10.87 | | 0.12 | | (1.54) | | (1.42) | | (0.13) | | (0.58) | | (0.71) | | 8.74 | | (14.17) | | 240 | | 0.92 | | 0.80 | | 1.42 | | 62 |
Y | | 10.86 | | 0.13 | | (1.55) | | (1.42) | | (0.13) | | (0.58) | | (0.71) | | 8.73 | | (14.18) | | 250 | | 1.02 | | 0.85 | | 1.50 | | 62 |
F | | 10.38 | | 0.13 | | (1.49) | | (1.36) | | (0.13) | | (0.58) | | (0.71) | | 8.31 | | (14.22) | | 40,447 | | 0.91 | | 0.80 | | 1.53 | | 62 |
For the Year Ended October 31, 2019 |
A | | $ 13.65 | | $ 0.10 | | $ (0.04) | | $ 0.06 | | $ (0.03) | | $ (3.33) | | $ (3.36) | | $ 10.35 | | 3.46% | | $ 47,037 | | 1.37% | | 1.27% | | 0.98% | | 140% |
C | | 12.35 | | 0.02 | | (0.08) | | (0.06) | | — | | (3.33) | | (3.33) | | 8.96 | | 2.60 | | 3,719 | | 2.14 | | 2.04 | | 0.26 | | 140 |
I | | 13.68 | | 0.14 | | (0.05) | | 0.09 | | (0.07) | | (3.33) | | (3.40) | | 10.37 | | 3.77 | | 4,354 | | 1.00 | | 0.90 | | 1.34 | | 140 |
R3 | | 14.02 | | 0.09 | | (0.03) | | 0.06 | | (0.02) | | (3.33) | | (3.35) | | 10.73 | | 3.31 | | 609 | | 1.62 | | 1.42 | | 0.82 | | 140 |
R4 | | 14.16 | | 0.11 | | (0.03) | | 0.08 | | (0.02) | | (3.33) | | (3.35) | | 10.89 | | 3.52 | | 69 | | 1.31 | | 1.20 | | 1.01 | | 140 |
R5 | | 14.16 | | 0.16 | | (0.05) | | 0.11 | | (0.07) | | (3.33) | | (3.40) | | 10.87 | | 3.82 | | 11 | | 1.01 | | 0.90 | | 1.44 | | 140 |
R6 | | 14.15 | | 0.15 | | (0.02) | | 0.13 | | (0.08) | | (3.33) | | (3.41) | | 10.87 | | 3.99 | | 103 | | 0.89 | | 0.80 | | 1.39 | | 140 |
Y | | 14.15 | | 0.16 | | (0.04) | | 0.12 | | (0.08) | | (3.33) | | (3.41) | | 10.86 | | 3.94 | | 572 | | 0.97 | | 0.85 | | 1.43 | | 140 |
F | | 13.68 | | 0.15 | | (0.04) | | 0.11 | | (0.08) | | (3.33) | | (3.41) | | 10.38 | | 3.99 | | 48,425 | | 0.89 | | 0.80 | | 1.43 | | 140 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Small Cap Value Fund – (continued) |
For the Year Ended October 31, 2018 |
A | | $ 14.13 | | $ 0.04 | | $ 0.10 | | $ 0.14 | | $ (0.02) | | $ (0.60) | | $ (0.62) | | $ 13.65 | | 1.00% | | $ 52,406 | | 1.35% | | 1.29% | | 0.28% | | 68% |
C | | 12.91 | | (0.06) | | 0.10 | | 0.04 | | — | | (0.60) | | (0.60) | | 12.35 | | 0.27 | | 6,444 | | 2.13 | | 2.04 | | (0.44) | | 68 |
I | | 14.15 | | 0.09 | | 0.10 | | 0.19 | | (0.06) | | (0.60) | | (0.66) | | 13.68 | | 1.33 | | 3,756 | | 1.02 | | 0.95 | | 0.62 | | 68 |
R3 | | 14.50 | | 0.03 | | 0.09 | | 0.12 | | — | | (0.60) | | (0.60) | | 14.02 | | 0.82 | | 529 | | 1.62 | | 1.43 | | 0.18 | | 68 |
R4 | | 14.61 | | 0.06 | | 0.10 | | 0.16 | | (0.01) | | (0.60) | | (0.61) | | 14.16 | | 1.07 | | 48 | | 1.32 | | 1.20 | | 0.41 | | 68 |
R5 | | 14.63 | | 0.10 | | 0.10 | | 0.20 | | (0.07) | | (0.60) | | (0.67) | | 14.16 | | 1.39 | | 36 | | 1.02 | | 0.90 | | 0.71 | | 68 |
R6 (12) | | 13.99 | | 0.05 | | 0.11 | | 0.16 | | — | | — | | — | | 14.15 | | 1.14 (4) | | 10 | | 0.91 (5) | | 0.84 (5) | | 0.47 (5) | | 68 |
Y | | 14.66 | | 0.11 | | 0.10 | | 0.21 | | (0.12) | | (0.60) | | (0.72) | | 14.15 | | 1.42 | | 646 | | 0.96 | | 0.85 | | 0.74 | | 68 |
F | | 14.16 | | 0.11 | | 0.09 | | 0.20 | | (0.08) | | (0.60) | | (0.68) | | 13.68 | | 1.42 | | 38,087 | | 0.90 | | 0.84 | | 0.80 | | 68 |
The Hartford Small Company Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 16.30 | | $ (0.02) | | $ (0.41) | | $ (0.43) | | $ — | | $ — | | $ — | | $ 15.87 | | (2.64)% (4) | | $ 296,684 | | 1.31% (5) | | 1.31% (5) | | (0.30)% (5) | | 32% |
C | | 7.45 | | (0.04) | | (0.19) | | (0.23) | | — | | — | | — | | 7.22 | | (3.09) (4) | | 3,469 | | 2.14 (5) | | 2.14 (5) | | (1.11) (5) | | 32 |
I | | 18.06 | | (0.00) (7) | | (0.45) | | (0.45) | | — | | — | | — | | 17.61 | | (2.49) (4) | | 29,564 | | 1.01 (5) | | 1.01 (5) | | (0.00) (5)(8) | | 32 |
R3 | | 18.45 | | (0.05) | | (0.46) | | (0.51) | | — | | — | | — | | 17.94 | | (2.76) (4) | | 10,366 | | 1.60 (5) | | 1.60 (5) | | (0.60) (5) | | 32 |
R4 | | 20.59 | | (0.03) | | (0.51) | | (0.54) | | — | | — | | — | | 20.05 | | (2.62) (4) | | 8,562 | | 1.30 (5) | | 1.30 (5) | | (0.30) (5) | | 32 |
R5 | | 22.66 | | (0.00) (7) | | (0.56) | | (0.56) | | — | | — | | — | | 22.10 | | (2.47) (4) | | 4,130 | | 1.00 (5) | | 1.00 (5) | | (0.00) (5)(8) | | 32 |
R6 | | 23.44 | | 0.01 | | (0.58) | | (0.57) | | — | | — | | — | | 22.87 | | (2.43) (4) | | 7,175 | | 0.89 (5) | | 0.89 (5) | | 0.12 (5) | | 32 |
Y | | 23.34 | | 0.03 | | (0.61) | | (0.58) | | — | | — | | — | | 22.76 | | (2.49) (4) | | 8,230 | | 0.97 (5) | | 0.97 (5) | | 0.22 (5) | | 32 |
F | | 18.27 | | 0.01 | | (0.45) | | (0.44) | | — | | — | | — | | 17.83 | | (2.41) (4) | | 235,095 | | 0.89 (5) | | 0.89 (5) | | 0.12 (5) | | 32 |
For the Year Ended October 31, 2022 |
A | | $ 30.24 | | $ (0.13) | | $ (7.28) | | $ (7.41) | | $ — | | $ (6.53) | | $ (6.53) | | $ 16.30 | | (30.20)% | | $ 319,971 | | 1.27% | | 1.26% | | (0.69)% | | 90% |
C | | 17.65 | | (0.14) | | (3.53) | | (3.67) | | — | | (6.53) | | (6.53) | | 7.45 | | (30.76) | | 4,678 | | 2.10 | | 2.10 | | (1.54) | | 90 |
I | | 32.69 | | (0.09) | | (8.01) | | (8.10) | | — | | (6.53) | | (6.53) | | 18.06 | | (30.01) | | 31,819 | | 0.99 | | 0.99 | | (0.42) | | 90 |
R3 | | 33.41 | | (0.22) | | (8.21) | | (8.43) | | — | | (6.53) | | (6.53) | | 18.45 | | (30.43) | | 10,250 | | 1.59 | | 1.59 | | (1.01) | | 90 |
R4 | | 36.39 | | (0.17) | | (9.10) | | (9.27) | | — | | (6.53) | | (6.53) | | 20.59 | | (30.21) | | 9,040 | | 1.29 | | 1.29 | | (0.72) | | 90 |
R5 | | 39.26 | | (0.11) | | (9.96) | | (10.07) | | — | | (6.53) | | (6.53) | | 22.66 | | (30.01) | | 4,603 | | 0.99 | | 0.99 | | (0.41) | | 90 |
R6 | | 40.33 | | (0.07) | | (10.29) | | (10.36) | | — | | (6.53) | | (6.53) | | 23.44 | | (29.92) | | 6,580 | | 0.87 | | 0.87 | | (0.27) | | 90 |
Y | | 40.25 | | (0.10) | | (10.28) | | (10.38) | | — | | (6.53) | | (6.53) | | 23.34 | | (30.05) | | 39,131 | | 0.95 | | 0.95 | | (0.36) | | 90 |
F | | 32.96 | | (0.06) | | (8.10) | | (8.16) | | — | | (6.53) | | (6.53) | | 18.27 | | (29.93) | | 239,580 | | 0.87 | | 0.87 | | (0.29) | | 90 |
For the Year Ended October 31, 2021 |
A | | $ 25.50 | | $ (0.30) | | $ 7.82 | | $ 7.52 | | $ — | | $ (2.78) | | $ (2.78) | | $ 30.24 | | 30.50% | | $ 502,923 | | 1.23% | | 1.22% | | (1.02)% | | 123% |
C | | 15.97 | | (0.33) | | 4.79 | | 4.46 | | — | | (2.78) | | (2.78) | | 17.65 | | 29.39 | | 9,324 | | 2.05 | | 2.05 | | (1.85) | | 123 |
I | | 27.31 | | (0.25) | | 8.41 | | 8.16 | | — | | (2.78) | | (2.78) | | 32.69 | | 30.84 | | 59,421 | | 0.95 | | 0.95 | | (0.77) | | 123 |
R3 | | 28.02 | | (0.45) | | 8.62 | | 8.17 | | — | | (2.78) | | (2.78) | | 33.41 | | 30.04 | | 15,527 | | 1.57 | | 1.57 | | (1.37) | | 123 |
R4 | | 30.22 | | (0.38) | | 9.33 | | 8.95 | | — | | (2.78) | | (2.78) | | 36.39 | | 30.46 | | 15,320 | | 1.26 | | 1.26 | | (1.06) | | 123 |
R5 | | 32.33 | | (0.30) | | 10.01 | | 9.71 | | — | | (2.78) | | (2.78) | | 39.26 | | 30.85 | | 6,782 | | 0.97 | | 0.97 | | (0.78) | | 123 |
R6 | | 33.12 | | (0.28) | | 10.27 | | 9.99 | | — | | (2.78) | | (2.78) | | 40.33 | | 30.97 | | 5,954 | | 0.85 | | 0.85 | | (0.69) | | 123 |
Y | | 33.07 | | (0.29) | | 10.25 | | 9.96 | | — | | (2.78) | | (2.78) | | 40.25 | | 30.92 | | 45,590 | | 0.91 | | 0.91 | | (0.72) | | 123 |
F | | 27.49 | | (0.21) | | 8.46 | | 8.25 | | — | | (2.78) | | (2.78) | | 32.96 | | 30.98 | | 333,061 | | 0.85 | | 0.85 | | (0.65) | | 123 |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
The Hartford Small Company Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 20.35 | | $ (0.14) | | $ 6.57 | | $ 6.43 | | $ — | | $ (1.28) | | $ (1.28) | | $ 25.50 | | 33.21% | | $ 389,496 | | 1.32% | | 1.31% | | (0.66)% | | 104% |
C | | 13.30 | | (0.20) | | 4.15 | | 3.95 | | — | | (1.28) | | (1.28) | | 15.97 | | 32.08 | | 9,058 | | 2.14 | | 2.14 | | (1.50) | | 104 |
I | | 21.65 | | (0.08) | | 7.02 | | 6.94 | | — | | (1.28) | | (1.28) | | 27.31 | | 33.59 | | 35,806 | | 1.00 | | 1.00 | | (0.35) | | 104 |
R3 | | 22.29 | | (0.21) | | 7.22 | | 7.01 | | — | | (1.28) | | (1.28) | | 28.02 | | 32.91 | | 14,013 | | 1.61 | | 1.55 | | (0.90) | | 104 |
R4 | | 23.88 | | (0.15) | | 7.77 | | 7.62 | | — | | (1.28) | | (1.28) | | 30.22 | | 33.29 | | 13,363 | | 1.30 | | 1.25 | | (0.60) | | 104 |
R5 | | 25.40 | | (0.08) | | 8.29 | | 8.21 | | — | | (1.28) | | (1.28) | | 32.33 | | 33.64 | | 3,936 | | 1.01 | | 0.95 | | (0.30) | | 104 |
R6 | | 25.97 | | (0.13) | | 8.56 | | 8.43 | | — | | (1.28) | | (1.28) | | 33.12 | | 33.75 | | 1,530 | | 0.90 | | 0.90 | | (0.42) | | 104 |
Y | | 25.95 | | (0.08) | | 8.48 | | 8.40 | | — | | (1.28) | | (1.28) | | 33.07 | | 33.65 | | 19,956 | | 0.96 | | 0.95 | | (0.29) | | 104 |
F | | 21.76 | | (0.06) | | 7.07 | | 7.01 | | — | | (1.28) | | (1.28) | | 27.49 | | 33.75 | | 243,057 | | 0.90 | | 0.90 | | (0.24) | | 104 |
For the Year Ended October 31, 2019 |
A | | $ 22.20 | | $ (0.13) | | $ 2.28 | | $ 2.15 | | $ — | | $ (4.00) | | $ (4.00) | | $ 20.35 | | 14.08% | | $ 311,742 | | 1.33% | | 1.32% | | (0.66)% | | 91% |
C | | 16.11 | | (0.19) | | 1.38 | | 1.19 | | — | | (4.00) | | (4.00) | | 13.30 | | 13.24 | | 9,929 | | 2.14 | | 2.13 | | (1.46) | | 91 |
I | | 23.28 | | (0.08) | | 2.45 | | 2.37 | | — | | (4.00) | | (4.00) | | 21.65 | | 14.48 | | 26,939 | | 1.04 | | 1.03 | | (0.37) | | 91 |
R3 | | 23.95 | | (0.19) | | 2.53 | | 2.34 | | — | | (4.00) | | (4.00) | | 22.29 | | 13.84 | | 14,142 | | 1.62 | | 1.55 | | (0.89) | | 91 |
R4 | | 25.28 | | (0.14) | | 2.74 | | 2.60 | | — | | (4.00) | | (4.00) | | 23.88 | | 14.20 | | 14,261 | | 1.32 | | 1.25 | | (0.59) | | 91 |
R5 | | 26.53 | | (0.07) | | 2.94 | | 2.87 | | — | | (4.00) | | (4.00) | | 25.40 | | 14.56 | | 3,239 | | 1.02 | | 0.95 | | (0.29) | | 91 |
R6 | | 27.02 | | (0.06) | | 3.01 | | 2.95 | | — | | (4.00) | | (4.00) | | 25.97 | | 14.60 | | 206 | | 0.90 | | 0.90 | | (0.23) | | 91 |
Y | | 27.01 | | (0.06) | | 3.00 | | 2.94 | | — | | (4.00) | | (4.00) | | 25.95 | | 14.56 | | 32,472 | | 0.94 | | 0.93 | | (0.26) | | 91 |
F | | 23.35 | | (0.05) | | 2.46 | | 2.41 | | — | | (4.00) | | (4.00) | | 21.76 | | 14.63 | | 193,242 | | 0.90 | | 0.90 | | (0.23) | | 91 |
For the Year Ended October 31, 2018 |
A | | $ 20.34 | | $ (0.20) | | $ 2.06 | | $ 1.86 | | $ — | | $ — | | $ — | | $ 22.20 | | 9.20% | | $ 283,912 | | 1.34% | | 1.33% | | (0.87)% | | 104% |
C | | 14.87 | | (0.27) | | 1.51 | | 1.24 | | — | | — | | — | | 16.11 | | 8.34 | | 11,729 | | 2.12 | | 2.10 | | (1.64) | | 104 |
I | | 21.27 | | (0.14) | | 2.15 | | 2.01 | | — | | — | | — | | 23.28 | | 9.45 | | 28,540 | | 1.07 | | 1.05 | | (0.60) | | 104 |
R3 | | 21.98 | | (0.27) | | 2.24 | | 1.97 | | — | | — | | — | | 23.95 | | 8.92 | | 16,386 | | 1.63 | | 1.55 | | (1.09) | | 104 |
R4 | | 23.14 | | (0.20) | | 2.34 | | 2.14 | | — | | — | | — | | 25.28 | | 9.25 | | 15,295 | | 1.32 | | 1.25 | | (0.79) | | 104 |
R5 | | 24.21 | | (0.14) | | 2.46 | | 2.32 | | — | | — | | — | | 26.53 | | 9.58 | | 2,678 | | 1.03 | | 0.95 | | (0.51) | | 104 |
R6 | | 24.64 | | (0.12) | | 2.50 | | 2.38 | | — | | — | | — | | 27.02 | | 9.66 | | 144 | | 0.91 | | 0.90 | | (0.42) | | 104 |
Y | | 24.64 | | (0.12) | | 2.49 | | 2.37 | | — | | — | | — | | 27.01 | | 9.66 | | 35,351 | | 0.92 | | 0.90 | | (0.44) | | 104 |
F | | 21.30 | | (0.11) | | 2.16 | | 2.05 | | — | | — | | — | | 23.35 | | 9.63 | | 115,365 | | 0.91 | | 0.90 | | (0.45) | | 104 |
FINANCIAL HIGHLIGHTS FOOTNOTES |
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(4) | Not annualized. |
(5) | Annualized. |
(6) | The “Net Realized and Unrealized Gain (Loss) on Investments” and “Total from Net Investment Income” for Classes I, R4 and R5 shares have been updated since the October 31, 2021 Annual Report to reflect a non-material change of $0.01 to these amounts. |
(7) | Amount is less than $0.01 per share. |
(8) | Amount is less than 0.01%. |
(9) | Commenced operations on February 28, 2019. |
(10) | Commenced operations on June 22, 2022. |
(11) | Per share amount was not in accord with the net realized and unrealized gain (loss) for the period because of the timing of transactions in shares of the Fund and the amount and timing of per-share net realized and unrealized gain (loss) on such shares. |
(12) | Commenced operations on February 28, 2018. |
The accompanying notes are an integral part of these financial statements.
Hartford Domestic Equity Funds
Notes to Financial Statements
April 30, 2023 (Unaudited)
1. | Organization: |
| The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each, a "Company" and collectively, the "Companies") are each an open-end registered management investment company comprised of thirty-seven and fifteen series, respectively, as of April 30, 2023. Financial statements for the series of each Company listed below (each, a "Fund" and collectively, the "Funds") are included in this report. |
| |
The Hartford Mutual Funds, Inc.: |
The Hartford Capital Appreciation Fund (the "Capital Appreciation Fund") |
Hartford Core Equity Fund (the "Core Equity Fund") |
The Hartford Dividend and Growth Fund (the "Dividend and Growth Fund") |
The Hartford Equity Income Fund (the "Equity Income Fund") |
The Hartford Healthcare Fund (the "Healthcare Fund") |
The Hartford MidCap Fund (the "MidCap Fund") |
The Hartford MidCap Value Fund (the "MidCap Value Fund") |
Hartford Small Cap Value Fund (the "Small Cap Value Fund") |
The Hartford Small Company Fund (the "Small Company Fund") |
The Hartford Mutual Funds II, Inc.: |
The Hartford Growth Opportunities Fund (the "Growth Opportunities Fund") |
Hartford Quality Value Fund (the "Quality Value Fund") |
The Hartford Small Cap Growth Fund (the "Small Cap Growth Fund") |
The assets of each Fund are separate, and a shareholder's interest is limited to the Fund in which shares are held. Each Company is organized under the laws of the State of Maryland and is registered with the U.S. Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). Each Fund is a diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification Topic 946, "Financial Services – Investment Companies".
Each Fund has registered for sale Class A, Class C, Class I, Class R3, Class R4, Class R5, Class R6, Class Y and Class F shares. Class A shares of each Fund are sold with a front-end sales charge of up to 5.50%. Class C shares of each Fund are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Class C shares automatically convert to Class A shares of the same Fund after eight years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least eight years. Classes I, R3, R4, R5, R6, Y and F shares do not have a sales charge.
2. | Significant Accounting Policies: |
| The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles ("U.S. GAAP"). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates. |
a) | Determination of Net Asset Value – The net asset value ("NAV") of each class of each Fund’s shares is determined as of the close of regular trading on the New York Stock Exchange (the "Exchange") (normally 4:00 p.m. Eastern Time) (the "NYSE Close") on each day that the Exchange is open ("Valuation Date"). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept purchase and redemption orders and calculate each Fund’s NAV in accordance with applicable law. The NAV of each class of each Fund's shares is determined by dividing the value of the Fund’s net assets attributable to the class of shares by the number of shares outstanding for that class. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
| With respect to a Fund's investments that do not have readily available market prices, each Company's Board of Directors (the "Board") has designated Hartford Funds Management Company, LLC (the "Investment Manager" or "HFMC") as its valuation designee to perform fair valuations pursuant to Rule 2a-5 under the 1940 Act (the "Valuation Designee"). |
| If market prices are not readily available or deemed unreliable, the Valuation Designee determines the fair value of the security or other instrument in good faith under policies and procedures approved by and under the supervision of the Board ("Valuation Procedures"). |
| The Valuation Designee has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all available relevant factors in determining an investment’s fair value. The Valuation Designee reports fair value matters to the Audit Committee of the Board. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, redeem or exchange shares of the Fund. |
| Fixed income investments (other than short-term obligations) and non-exchange traded derivatives held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost, which approximates fair value. |
| Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange ("Exchange Close"). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures. |
| Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund. |
| Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date. |
| Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Investments in investment companies that are not listed or traded on an exchange ("Non-Traded Funds"), if any, are valued at the respective NAV of each Non-Traded Fund on the Valuation Date. Such Non-Traded Funds and listed investment companies may use fair value pricing as disclosed in their prospectuses. |
| Financial instruments for which prices are not available from an independent pricing service may be valued using quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures. |
| U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are: |
• | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
• | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
• | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund's Schedule of Investments.
c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
| Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, a Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available. Interest income, including amortization of premium, accretion of discounts and additional principal received in-kind in lieu of cash, is accrued on a daily basis. |
| The Capital Appreciation Fund and the Dividend and Growth Fund filed claims to recover taxes withheld on prior year reclaims (EU reclaims) related to French taxes withheld on dividend income from 2009, 2010 and 2011. The Dividend and Growth Fund has recorded a receivable and EU reclaim income in the amount of $614,495 based on a positive decision for the French Tax authorities which is recorded on the Statement of Assets and Liabilities as tax reclaim under receivables and on the Statement of Operations as Foreign withholding tax reclaims. The Capital Appreciation Fund and the Dividend and Growth Fund received EU reclaims with related interest in the amount of $1,888,107 and $1,491,582, respectively, which is recorded on the Statement of Operations as Foreign withholding tax reclaims. |
Please refer to Note 8 for Securities Lending information.
d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends and interest from securities in which a Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain (loss) on investments in these securities, if applicable. |
e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
| A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements. |
| Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates. |
f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund's net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income and non-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
| Orders for the purchase of a Fund's shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV. |
| Dividends are declared pursuant to a policy adopted by the respective Company's Board of Directors. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of each Fund, except Dividend and Growth Fund and Equity Income Fund, is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Dividend and Growth Fund and Equity Income Fund is to pay dividends from net investment income, if any, quarterly and realized gains, if any, at least once a year. |
| Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing. |
3. | Securities and Other Investments: |
a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund's Schedule of Investments. |
b) | Repurchase Agreements – A repurchase agreement is an agreement between two parties whereby one party sells the other a security at a specified price with a commitment to repurchase the security later at an agreed-upon price, date and interest payment. Each Fund is permitted to enter into fully collateralized repurchase agreements. Each Company's Board of Directors has delegated to the sub-adviser(s), as applicable, the responsibility of evaluating the creditworthiness of the banks and securities dealers with which the Funds will engage in repurchase agreements. The sub-adviser(s) will monitor such transactions to ensure that the value of underlying collateral will be at least equal to the total amount of the repurchase obligation as required by the valuation provision of the repurchase agreement, including the accrued interest. Repurchase agreements carry the risk that the market value of the securities declines below the repurchase price. A Fund could also lose money if it is unable to recover the securities and the value of any collateral held. In the event the borrower commences bankruptcy proceedings, a court may characterize the transaction as a loan. If a Fund has not perfected a security interest in the underlying collateral, the Fund may be required to return the underlying collateral to the borrower’s estate and be treated as an unsecured creditor. As an unsecured creditor, the Fund could lose some or all of the principal and interest involved in the transaction. See each Fund's Schedule of Investments, if applicable, for repurchase agreements as of April 30, 2023. |
4. | Financial Derivative Instruments: |
| The following disclosures contain information on the derivative instruments used by a Fund during the period, the credit-risk-related contingent features in certain derivative instruments, and how such derivative instruments affect the financial position and results of operations of the applicable Fund. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations. |
a) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant ("FCM") an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value ("variation margin") is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
During the six-month period ended April 30, 2023, the Capital Appreciation Fund had used futures contracts.
b) | Additional Derivative Instrument Information: |
| Capital Appreciation Fund |
| |
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | $ — | | $ — | | $ — | | $ 6,389,637 | | $ — | | $ 6,389,637 |
Total | $ — | | $ — | | $ — | | $ 6,389,637 | | $ — | | $ 6,389,637 |
(1) | Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ — | | $ — | | $ — | | $ 2,217,557 | | $ — | | $ 2,217,557 |
Total | $ — | | $ — | | $ — | | $ 2,217,557 | | $ — | | $ 2,217,557 |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ — | | $ — | | $ — | | $ 10,278,705 | | $ — | | $ 10,278,705 |
Total | $ — | | $ — | | $ — | | $ 10,278,705 | | $ — | | $ 10,278,705 |
For the period ended April 30, 2023, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 436 |
c) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund's custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund's custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| The following tables present a Fund's derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement ("MNA") and net of the related collateral received/pledged by a Fund as of April 30, 2023: |
| |
Capital Appreciation Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Futures contracts | | $ 6,389,637 | | $ — |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 6,389,637 | | — |
Derivatives not subject to a MNA | | (6,389,637) | | — |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ — | | $ — |
5. | Principal Risks: |
| A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks. |
| The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of each Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments. |
| A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance. The outbreak of COVID-19, a respiratory disease caused by a novel coronavirus, has negatively affected the worldwide economy, created supply chain disruptions and labor shortages, and impacted the financial health of individual companies and the market in significant and unforeseen ways. The future impact of COVID-19 remains unclear. The effects to public health, business and market conditions resulting from COVID-19 pandemic have had, and may continue to have, a significant negative impact on the performance of certain investments, including exacerbating other pre-existing political, social and economic risks. |
| The banking sector has recently been subject to increased market volatility. As a result, a Fund’s investments in the banking sector are subject to increased volatility risk. It is unknown whether such volatility will continue. |
| Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets. |
| Securities lending involves the risk that a Fund may lose money because the borrower of the loaned securities fails to return the securities in a timely manner or at all. A Fund could also lose money in the event of a decline in the value of the collateral provided for the loaned securities or a decline in the value of any investments made with cash collateral. These events could also trigger adverse tax consequences for a Fund that lends its holdings. |
| |
6. | Federal Income Taxes: |
a) | Each Fund intends to continue to qualify as a Regulated Investment Company ("RIC") under Subchapter M of the Internal Revenue Code ("IRC") by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2023. Accordingly, no provision for federal income or excise taxes |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
b) | Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. |
| At October 31, 2022 (tax year end), each Fund's capital loss carryforwards for U.S. federal income tax purposes were as follows: |
| |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | Long-Term Capital Loss Carryforward with No Expiration |
Growth Opportunities Fund | | $ 595,028,032 | | $ — |
Small Cap Growth Fund | | 30,958,156 | | — |
Small Company Fund | | 120,498,544 | | — |
The Capital Appreciation Fund, Core Equity Fund, Dividend and Growth Fund, Equity Income Fund, Healthcare Fund, MidCap Fund, MidCap Value Fund, Quality Value Fund and Small Cap Value Fund had no capital loss carryforwards for U.S. federal tax purposes as of October 31, 2022.
During the year ended October 31, 2022, Growth Opportunities Fund deferred $29,895,044, Healthcare Fund deferred $2,429,134, MidCap Fund deferred $15,748,050, Small Cap Growth Fund deferred $2,394,791 and Small Company Fund deferred $3,130,725 late year ordinary losses.
c) | Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at April 30, 2023 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| |
Fund | | Tax Cost | | Gross Unrealized Appreciation | | Gross Unrealized (Depreciation) | | Net Unrealized Appreciation (Depreciation) |
Capital Appreciation Fund | | $ 4,771,221,554 | | $ 1,026,083,839 | | $ (229,524,758) | | $ 796,559,081 |
Core Equity Fund | | 6,363,450,285 | | 3,389,752,135 | | (199,750,061) | | 3,190,002,074 |
Dividend and Growth Fund | | 10,821,657,158 | | 4,663,923,959 | | (145,096,612) | | 4,518,827,347 |
Equity Income Fund | | 4,279,666,466 | | 1,078,283,900 | | (97,181,845) | | 981,102,055 |
Growth Opportunities Fund | | 3,757,634,738 | | 633,047,383 | | (365,857,736) | | 267,189,647 |
Healthcare Fund | | 1,008,489,696 | | 344,334,600 | | (93,098,111) | | 251,236,489 |
MidCap Fund | | 5,755,211,474 | | 1,756,589,824 | | (532,272,430) | | 1,224,317,394 |
MidCap Value Fund | | 825,518,460 | | 134,438,278 | | (29,249,809) | | 105,188,469 |
Quality Value Fund | | 195,368,372 | | 48,759,523 | | (5,949,027) | | 42,810,496 |
Small Cap Growth Fund | | 366,400,369 | | 90,796,371 | | (27,382,060) | | 63,414,311 |
Small Cap Value Fund | | 112,580,407 | | 14,678,102 | | (13,395,661) | | 1,282,441 |
Small Company Fund | | 575,703,878 | | 84,017,137 | | (51,454,433) | | 32,562,704 |
a) | Investment Management Agreement – HFMC serves as each Fund’s investment manager. Each Company, on behalf of its respective Funds, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. ("The Hartford"). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Wellington Management Company LLP ("Wellington Management") under a sub-advisory agreement and Wellington Management performs the daily investment of the assets of each Fund in accordance with the Fund’s investment objective and policies. Each Fund pays a fee to HFMC. HFMC pays a sub-advisory fee to Wellington Management out of its management fee. |
| The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2023; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates: |
| |
Fund | | Management Fee Rates |
Capital Appreciation Fund | | 0.8000% on first $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $4 billion and; |
| | 0.6475% on next $5 billion and; |
| | 0.6450% over $10 billion |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Fund | | Management Fee Rates |
Core Equity Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $1.5 billion and; |
| | 0.3250% on next $2.5 billion and; |
| | 0.3225% over $5 billion |
Dividend and Growth Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
Equity Income Fund | | 0.7500% on first $250 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5900% on next $2.5 billion and; |
| | 0.5875% over $5 billion |
Growth Opportunities Fund | | 0.8000% on first $250 million and; |
| | 0.7000% on next $4.75 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
Healthcare Fund | | 0.9000% on first $500 million and; |
| | 0.8500% on next $500 million and; |
| | 0.8000% on next $4 billion and; |
| | 0.7975% on next $5 billion and; |
| | 0.7950% over $10 billion |
MidCap Fund | | 0.8500% on first $500 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $4 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
MidCap Value Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
Quality Value Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $4 billion and; |
| | 0.3250% on next $5 billion and; |
| | 0.3225% over $10 billion |
Small Cap Growth Fund | | 0.9000% on first $100 million and; |
| | 0.8000% on next $150 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $4.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
Small Cap Value Fund | | 0.7000% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $2 billion and; |
| | 0.5900% on next $2 billion and; |
| | 0.5800% on next $5 billion and; |
| | 0.5700% over $10 billion |
Small Company Fund | | 0.8500% on first $250 million and; |
| | 0.8000% on next $250 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $3.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
b) | Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between each Company, on behalf of its respective Funds, and HFMC. HFMC has delegated certain accounting and administrative service functions to State Street Bank and Trust Company ("State Street"). In consideration of services rendered and expenses assumed pursuant to the fund accounting agreement, each Fund pays HFMC a fee. The fund accounting fee for each Fund is equal to the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Fund; (ii) the fee payable for tax preparation services for the Fund; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Fund; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Fund’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee. |
c) | Operating Expenses – Allocable expenses incurred by each Company are allocated to each series within such Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2023, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses), until February 29, 2024 (unless the applicable Board of Directors approves its earlier termination) as follows for each of the following Funds: |
| |
| | Expense Limit as a Percentage of Average Daily Net Assets |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
Quality Value Fund | | 0.96% | | 1.71% | | 0.66% | | 1.18% | | 0.88% | | 0.63% | | 0.46% | | 0.57% | | 0.46% |
Small Cap Value Fund | | 1.30% | | 2.05% | | 1.00% | | 1.50% | | 1.20% | | 0.90% | | 0.80% | | 0.85% | | 0.80% |
d) | Fees Paid Indirectly – Certain Funds have entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc. to partially recapture non-discounted trade commissions. Such rebates are used to pay a portion of a Fund's expenses. For the six-month period ended April 30, 2023, these amounts, if any, are included in the Statements of Operations. |
| The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. The annualized expense ratio after waivers reflecting the reduction for fees paid indirectly for the period is as follows: |
| |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
Capital Appreciation Fund | | 1.05% | | 1.86% | | 0.79% | | 1.41% | | 1.10% | | 0.81% | | 0.70% | | 0.81% | | 0.70% |
Core Equity Fund | | 0.71% | | 1.46% | | 0.46% | | 1.07% | | 0.74% | | 0.47% | | 0.37% | | 0.46% | | 0.36% |
Dividend and Growth Fund | | 0.96% | | 1.73% | | 0.72% | | 1.34% | | 1.04% | | 0.74% | | 0.63% | | 0.69% | | 0.63% |
Equity Income Fund | | 0.97% | | 1.74% | | 0.73% | | 1.35% | | 1.06% | | 0.74% | | 0.65% | | 0.74% | | 0.64% |
Growth Opportunities Fund | | 1.10% | | 1.89% | | 0.85% | | 1.45% | | 1.14% | | 0.86% | | 0.75% | | 0.84% | | 0.74% |
Healthcare Fund | | 1.27% | | 2.05% | | 1.01% | | 1.61% | | 1.31% | | 1.02% | | 0.90% | | 1.01% | | 0.90% |
MidCap Fund | | 1.11% | | 1.89% | | 0.85% | | 1.46% | | 1.14% | | 0.86% | | 0.75% | | 0.83% | | 0.75% |
MidCap Value Fund | | 1.15% | | 1.95% | | 0.85% | | 1.47% | | 1.17% | | 0.88% | | 0.76% | | 0.87% | | 0.76% |
Quality Value Fund | | 0.94% | | 1.71% | | 0.64% | | 1.18% | | 0.88% | | 0.63% | | 0.46% | | 0.57% | | 0.46% |
Small Cap Growth Fund | | 1.30% | | 2.09% | | 0.94% | | 1.55% | | 1.26% | | 0.95% | | 0.85% | | 0.91% | | 0.84% |
Small Cap Value Fund | | 1.30% | | 2.05% | | 1.00% | | 1.50% | | 1.20% | | 0.90% | | 0.80% | | 0.85% | | 0.80% |
Small Company Fund | | 1.30% | | 2.13% | | 1.01% | | 1.59% | | 1.30% | | 1.00% | | 0.89% | | 0.97% | | 0.88% |
e) | Sales Charges and Distribution and Service Plan for Class A, C, R3 and R4 Shares – Hartford Funds Distributors, LLC ("HFD"), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For the six-month period ended April 30, 2023, HFD received front-end sales charges and contingent deferred sales charges for each Fund as follows: |
| |
Fund | | Front-End Sales Charges | | Contingent Deferred Sales Charges |
Capital Appreciation Fund | | $ 533,119 | | $ 7,167 |
Core Equity Fund | | 673,391 | | 22,687 |
Dividend and Growth Fund | | 1,518,277 | | 41,131 |
Equity Income Fund | | 834,148 | | 13,858 |
Growth Opportunities Fund | | 550,156 | | 9,685 |
Healthcare Fund | | 153,950 | | 1,699 |
MidCap Fund | | 483,330 | | 7,976 |
MidCap Value Fund | | 237,256 | | 815 |
Quality Value Fund | | 37,961 | | 420 |
Small Cap Growth Fund | | 21,085 | | 93 |
Small Cap Value Fund | | 17,523 | | 243 |
Small Company Fund | | 133,455 | | 3,073 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
The Board of Directors of each Company has approved the adoption of a separate distribution plan (each a "Plan") pursuant to Rule 12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some or all of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s 12b-1 fees are accrued daily and paid monthly or at such other intervals as the respective Company’s Board of Directors may determine. Any 12b-1 fees attributable to assets held in an account held directly with the Funds’ transfer agent for which there is not a third-party listed as the broker-dealer of record (or HFD does not otherwise have a payment obligation) are generally reimbursed to the applicable share class of the applicable Fund. Such amounts are reflected as "Distribution fee reimbursements" on the Statements of Operations.
f) | Other Related Party Transactions – Certain officers of each Company are directors and/or officers of HFMC and/or The Hartford or its subsidiaries. For the six-month period ended April 30, 2023, a portion of each Company’s Chief Compliance Officer’s ("CCO") compensation was paid by all of the investment companies in the Hartford fund complex. The portion allocated to each Fund, as represented in "Other expenses" on the Statements of Operations, is outlined in the table below. |
| |
Fund | | CCO Compensation Paid by Fund |
Capital Appreciation Fund | | $ 3,250 |
Core Equity Fund | | 5,388 |
Dividend and Growth Fund | | 8,768 |
Equity Income Fund | | 3,008 |
Growth Opportunities Fund | | 2,217 |
Healthcare Fund | | 718 |
MidCap Fund | | 4,147 |
MidCap Value Fund | | 557 |
Quality Value Fund | | 141 |
Small Cap Growth Fund | | 267 |
Small Cap Value Fund | | 74 |
Small Company Fund | | 360 |
g) | Hartford Administrative Services Company ("HASCO"), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to SS&C GIDS, Inc. ("SS&C", formerly known as DST Asset Manager Solutions, Inc.) (and any other designated sub-agent) according to the agreed-upon fee schedule under the sub-transfer agency agreement between HASCO and SS&C (or between HASCO and any other designated sub-agent, as applicable); (ii) sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits approved by the applicable Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin. |
| |
Share Class | | Specified Amount (as a percentage average daily net assets) |
Class A | | 0.25% |
Class C | | 0.25% |
Class I | | 0.20% |
Class R3 | | 0.22% |
Class R4 | | 0.17% |
Class R5 | | 0.12% |
Class R6 | | 0.004% |
Class Y | | 0.11% |
Class F | | 0.004% |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Effective March 1, 2023, HASCO has contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for the share classes of the Funds listed below until February 29, 2024, unless the Board of Directors approves its earlier termination.
Fund | | Class Y |
Dividend and Growth Fund | | 0.09% |
Small Cap Growth Fund | | 0.07% |
From November 1, 2022 through February 28, 2023, HASCO contractually agreed to waive and/or reimburse a portion of the transfer agency fees for the share classes of the Funds listed below to the extent necessary to limit the transfer agency fees as follows:
Fund | | Class I | | Class Y |
Dividend and Growth Fund | | N/A | | 0.06% |
MidCap Fund | | 0.12% | | 0.06% |
Small Cap Growth Fund | | N/A | | 0.07% |
Pursuant to a sub-transfer agency agreement between HASCO and SS&C, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to SS&C. Each Fund does not pay any fee directly to SS&C; rather, HASCO makes all such payments to SS&C. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For the six-month period ended April 30, 2023, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class' average daily net assets is as follows:
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
Capital Appreciation Fund | | 0.11% | | 0.16% | | 0.09% | | 0.21% | | 0.16% | | 0.11% | | 0.00% * | | 0.11% | | 0.00% * |
Core Equity Fund | | 0.09% | | 0.10% | | 0.10% | | 0.22% | | 0.16% | | 0.11% | | 0.00% * | | 0.09% | | 0.00% * |
Dividend and Growth Fund | | 0.09% | | 0.11% | | 0.09% | | 0.21% | | 0.17% | | 0.12% | | 0.00% * | | 0.07% | | 0.00% * |
Equity Income Fund | | 0.08% | | 0.10% | | 0.09% | | 0.20% | | 0.16% | | 0.10% | | 0.00% * | | 0.09% | | 0.00% * |
Growth Opportunities Fund | | 0.12% | | 0.15% | | 0.11% | | 0.21% | | 0.15% | | 0.11% | | 0.00% * | | 0.10% | | 0.00% * |
Healthcare Fund | | 0.12% | | 0.15% | | 0.11% | | 0.21% | | 0.16% | | 0.11% | | 0.00% * | | 0.11% | | 0.00% * |
MidCap Fund | | 0.12% | | 0.14% | | 0.10% | | 0.22% | | 0.17% | | 0.11% | | 0.00% * | | 0.08% | | 0.00% * |
MidCap Value Fund | | 0.14% | | 0.19% | | 0.09% | | 0.21% | | 0.16% | | 0.11% | | 0.00% | | 0.11% | | 0.00% * |
Quality Value Fund | | 0.15% | | 0.19% | | 0.10% | | 0.21% | | 0.16% | | 0.12% | | 0.00% * | | 0.10% | | 0.00% * |
Small Cap Growth Fund | | 0.22% | | 0.25% | | 0.10% | | 0.22% | | 0.16% | | 0.11% | | 0.00% * | | 0.07% | | 0.00% * |
Small Cap Value Fund | | 0.19% | | 0.25% | | 0.14% | | 0.22% | | 0.09% | | 0.11% | | 0.00% * | | 0.10% | | 0.00% * |
Small Company Fund | | 0.18% | | 0.25% | | 0.12% | | 0.21% | | 0.16% | | 0.12% | | 0.00% * | | 0.09% | | 0.00% * |
8. | Securities Lending: |
| Each Company has entered into a securities lending agency agreement ("lending agreement") with Citibank, N.A. ("Citibank"). A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. A Fund may lend portfolio securities, provided that the borrower provides collateral that is maintained in an amount at least equal to the current market value of the securities loaned. Cash collateral is invested for the benefit of a Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. The contractual maturities of the securities lending transactions are considered overnight and continuous. |
| A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective; and (vii) operational risks (i.e., the risk of losses resulting from problems in the settlement and accounting process especially so in certain international markets). These events could also trigger adverse tax consequences for the Fund. |
| A Fund retains loan fees and the interest on cash collateral investments but is required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the applicable Fund). Upon termination of a loan, a Fund is required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| The net income earned on the securities lending (after payment of rebates and Citibank’s fee) is included on the Statements of Operations as Investment Income from securities lending. A Fund also receives payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations. |
| The following table presents for each Fund that lends its portfolio securities the market value of the securities on loan and the cash and non-cash collateral posted by the borrower as of April 30, 2023. |
| |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities | | Cash Collateral(1) | | Non-Cash Collateral(1) |
Capital Appreciation Fund | | $ 1,480,914 | | $ 1,543,056 | | $ — |
Core Equity Fund | | — | | — | | — |
Dividend and Growth Fund | | 100,542,394 | | 104,215,088 | | — |
Equity Income Fund | | — | | — | | — |
Growth Opportunities Fund | | 21,005,205 | | 21,772,500 | | — |
Healthcare Fund | | 13,556,223 | | 14,374,811 | | — |
MidCap Fund | | 132,245,172 | | 130,788,349 | | 3,077,093 |
MidCap Value Fund | | — | | — | | — |
Quality Value Fund | | — | | — | | — |
Small Cap Growth Fund | | 2,627,814 | | 2,829,544 | | — |
Small Cap Value Fund | | — | | — | | — |
Small Company Fund | | 11,952,015 | | 12,164,859 | | — |
(1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract due to timing. Pursuant to the lending agreement, the borrower will provide collateral in an amount at least equal to the current market value of securities loaned. |
9. | Affiliated Security Transactions: |
| If a Fund owns 5% or more of the outstanding voting securities, either directly or indirectly, of a particular issuer, the 1940 Act deems such an issuer to be an "affiliate" of the Fund. As of and during the six-month period ended April 30, 2023, the MidCap Fund owned 5% or more of the outstanding voting securities of the issuer identified in the table below. |
| A summary of affiliated security transactions for the six-month period ended April 30, 2023 follows: |
| |
Affiliated Investments | | Beginning Value as of November 1, 2022 | | Purchases at Cost | | Proceeds from Sales | | Net Realized Gain/(Loss) on Sales | | Return of Capital | | Change in Unrealized Appreciation/ (Depreciation) | | Ending Value as of April 30, 2023 | | Shares as of April 30, 2023 | | Dividend Income | | Capital Gains Distribution |
MidCap Fund |
Shift4 Payments, Inc.* | | $ 121,387,095 | | $ 3,103,826 | | $ 38,413,957 | | $ (5,293,674) | | $ — | | $ 58,769,914 | | $ 139,553,204 | | 2,059,218 | | $ — | | $ — |
* | Not an affiliate as of April 30, 2023. |
10. | Affiliate Holdings: |
| As of April 30, 2023, affiliates of The Hartford had ownership of shares in certain Funds as follows: |
| |
Percentage of a Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
MidCap Value Fund | | — | | — | | — | | — | | — | | — | | 100% | | — | | — |
Small Cap Value Fund | | — | | — | | — | | — | | — | | 1% | | — | | — | | — |
Percentage of Fund by Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class R6 | | Class Y | | Class F |
MidCap Value Fund | | — | | — | | — | | — | | — | | — | | 0% * | | — | | — |
Small Cap Value Fund | | — | | — | | — | | — | | — | | 0% * | | — | | — | | — |
* | Percentage rounds to zero. |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
As of April 30, 2023, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the "529 plan") in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares as a result of purchase and sale activity from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows:
Fund | | Percentage of Fund |
Capital Appreciation Fund | | 8% |
Core Equity Fund | | 3% |
Dividend and Growth Fund | | 5% |
Equity Income Fund | | 3% |
Growth Opportunities Fund | | 3% |
MidCap Fund | | 1% |
MidCap Value Fund | | 2% |
Small Cap Growth Fund | | 6% |
Small Cap Value Fund | | 19% |
Small Company Fund | | 5% |
11. | Investment Transactions: |
| For the six-month period ended April 30, 2023, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows: |
| |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | Sales Proceeds Excluding U.S. Government Obligations | | Total Cost of Purchases | | Total Sales Proceeds |
Capital Appreciation Fund | | $ 1,839,298,131 | | $ 2,282,099,487 | | $ 1,839,298,131 | | $ 2,282,099,487 |
Core Equity Fund | | 631,438,122 | | 1,195,375,498 | | 631,438,122 | | 1,195,375,498 |
Dividend and Growth Fund | | 2,053,124,250 | | 2,483,452,091 | | 2,053,124,250 | | 2,483,452,091 |
Equity Income Fund | | 920,357,625 | | 657,800,491 | | 920,357,625 | | 657,800,491 |
Growth Opportunities Fund | | 2,077,968,501 | | 2,474,664,686 | | 2,077,968,501 | | 2,474,664,686 |
Healthcare Fund | | 234,742,790 | | 329,789,713 | | 234,742,790 | | 329,789,713 |
MidCap Fund | | 738,540,818 | | 1,942,185,802 | | 738,540,818 | | 1,942,185,802 |
MidCap Value Fund | | 451,068,798 | | 447,559,449 | | 451,068,798 | | 447,559,449 |
Quality Value Fund | | 38,300,726 | | 44,402,824 | | 38,300,726 | | 44,402,824 |
Small Cap Growth Fund | | 106,722,387 | | 176,713,866 | | 106,722,387 | | 176,713,866 |
Small Cap Value Fund | | 24,925,985 | | 33,392,324 | | 24,925,985 | | 33,392,324 |
Small Company Fund | | 201,084,850 | | 230,725,669 | | 201,084,850 | | 230,725,669 |
12. | Capital Share Transactions: |
| The following information is for the six-month period ended April 30, 2023 and the year ended October 31, 2022: |
| |
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Capital Appreciation Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,413,521 | | $ 48,348,349 | | 3,057,113 | | $ 117,912,718 |
Shares Issued for Reinvested Dividends | 6,927,389 | | 235,627,108 | | 18,530,282 | | 773,952,122 |
Shares Redeemed | (9,380,717) | | (321,704,980) | | (15,671,864) | | (597,749,344) |
Net Increase (Decrease) | (1,039,807) | | (37,729,523) | | 5,915,531 | | 294,115,496 |
Class C | | | | | | | |
Shares Sold | 116,666 | | $ 2,501,767 | | 355,100 | | $ 8,956,718 |
Shares Issued for Reinvested Dividends | 328,212 | | 6,990,907 | | 1,058,069 | | 28,641,921 |
Shares Redeemed | (833,652) | | (17,875,701) | | (1,826,007) | | (45,470,387) |
Net Increase (Decrease) | (388,774) | | (8,383,027) | | (412,838) | | (7,871,748) |
Class I | | | | | | | |
Shares Sold | 855,889 | | $ 29,735,727 | | 1,548,525 | | $ 60,994,842 |
Shares Issued for Reinvested Dividends | 776,009 | | 26,584,678 | | 2,140,817 | | 90,255,338 |
Shares Redeemed | (2,519,276) | | (87,215,784) | | (3,597,389) | | (137,417,555) |
Net Increase (Decrease) | (887,378) | | (30,895,379) | | 91,953 | | 13,832,625 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class R3 | | | | | | | |
Shares Sold | 26,544 | | $ 1,052,635 | | 59,892 | | $ 2,569,258 |
Shares Issued for Reinvested Dividends | 35,821 | | 1,411,715 | | 114,302 | | 5,487,633 |
Shares Redeemed | (85,274) | | (3,384,639) | | (231,286) | | (10,043,979) |
Net Increase (Decrease) | (22,909) | | (920,289) | | (57,092) | | (1,987,088) |
Class R4 | | | | | | | |
Shares Sold | 30,622 | | $ 1,287,422 | | 66,901 | | $ 3,145,575 |
Shares Issued for Reinvested Dividends | 29,790 | | 1,237,975 | | 85,515 | | 4,313,361 |
Shares Redeemed | (79,544) | | (3,332,306) | | (143,629) | | (6,568,277) |
Net Increase (Decrease) | (19,132) | | (806,909) | | 8,787 | | 890,659 |
Class R5 | | | | | | | |
Shares Sold | 18,988 | | $ 815,993 | | 49,168 | | $ 2,317,024 |
Shares Issued for Reinvested Dividends | 31,575 | | 1,346,597 | | 80,863 | | 4,194,444 |
Shares Redeemed | (182,430) | | (7,862,551) | | (98,330) | | (4,824,329) |
Net Increase (Decrease) | (131,867) | | (5,699,961) | | 31,701 | | 1,687,139 |
Class R6 | | | | | | | |
Shares Sold | 13,296 | | $ 577,814 | | 342,359 | | $ 19,376,487 |
Shares Issued for Reinvested Dividends | 26,316 | | 1,131,066 | | 81,637 | | 4,271,968 |
Shares Redeemed | (119,174) | | (5,245,645) | | (109,087) | | (5,049,188) |
Net Increase (Decrease) | (79,562) | | (3,536,765) | | 314,909 | | 18,599,267 |
Class Y | | | | | | | |
Shares Sold | 39,243 | | $ 1,716,419 | | 112,377 | | $ 5,423,166 |
Shares Issued for Reinvested Dividends | 80,906 | | 3,477,585 | | 274,840 | | 14,360,979 |
Shares Redeemed | (286,835) | | (12,586,977) | | (729,211) | | (33,928,608) |
Net Increase (Decrease) | (166,686) | | (7,392,973) | | (341,994) | | (14,144,463) |
Class F | | | | | | | |
Shares Sold | 843,964 | | $ 28,598,637 | | 2,468,140 | | $ 90,526,856 |
Shares Issued for Reinvested Dividends | 1,212,451 | | 41,502,624 | | 3,014,822 | | 127,144,725 |
Shares Redeemed | (2,396,057) | | (83,442,254) | | (3,637,998) | | (136,977,274) |
Net Increase (Decrease) | (339,642) | | (13,340,993) | | 1,844,964 | | 80,694,307 |
Total Net Increase (Decrease) | (3,075,757) | | $ (108,705,819) | | 7,395,921 | | $ 385,816,194 |
Core Equity Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,316,025 | | $ 92,817,350 | | 6,383,267 | | $ 283,671,328 |
Shares Issued for Reinvested Dividends | 1,290,079 | | 51,353,487 | | 1,003,255 | | 49,317,221 |
Shares Redeemed | (3,652,155) | | (146,856,556) | | (5,353,972) | | (234,304,903) |
Net Increase (Decrease) | (46,051) | | (2,685,719) | | 2,032,550 | | 98,683,646 |
Class C | | | | | | | |
Shares Sold | 365,559 | | $ 13,142,344 | | 1,253,604 | | $ 50,867,962 |
Shares Issued for Reinvested Dividends | 363,772 | | 13,111,704 | | 349,431 | | 15,420,372 |
Shares Redeemed | (1,486,325) | | (53,565,051) | | (2,781,070) | | (109,599,804) |
Net Increase (Decrease) | (756,994) | | (27,311,003) | | (1,178,035) | | (43,311,470) |
Class I | | | | | | | |
Shares Sold | 8,618,429 | | $ 346,060,564 | | 25,138,210 | | $ 1,118,094,707 |
Shares Issued for Reinvested Dividends | 3,143,233 | | 125,251,199 | | 2,850,367 | | 140,716,905 |
Shares Redeemed | (19,337,301) | | (778,414,868) | | (35,726,873) | | (1,550,849,816) |
Net Increase (Decrease) | (7,575,639) | | (307,103,105) | | (7,738,296) | | (292,038,204) |
Class R3 | | | | | | | |
Shares Sold | 89,151 | | $ 3,635,554 | | 298,269 | | $ 13,926,237 |
Shares Issued for Reinvested Dividends | 42,353 | | 1,719,412 | | 37,639 | | 1,871,542 |
Shares Redeemed | (149,700) | | (6,106,791) | | (436,719) | | (19,025,180) |
Net Increase (Decrease) | (18,196) | | (751,825) | | (100,811) | | (3,227,401) |
Class R4 | | | | | | | |
Shares Sold | 170,346 | | $ 7,093,177 | | 463,087 | | $ 21,372,285 |
Shares Issued for Reinvested Dividends | 125,891 | | 5,191,062 | | 132,063 | | 6,705,623 |
Shares Redeemed | (657,994) | | (27,263,212) | | (1,508,324) | | (69,293,943) |
Net Increase (Decrease) | (361,757) | | (14,978,973) | | (913,174) | | (41,216,035) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class R5 | | | | | | | |
Shares Sold | 172,828 | | $ 7,019,499 | | 523,441 | | $ 23,343,337 |
Shares Issued for Reinvested Dividends | 130,348 | | 5,239,611 | | 118,899 | | 5,918,731 |
Shares Redeemed | (426,063) | | (17,552,219) | | (1,556,355) | | (67,139,669) |
Net Increase (Decrease) | (122,887) | | (5,293,109) | | (914,015) | | (37,877,601) |
Class R6 | | | | | | | |
Shares Sold | 3,000,951 | | $ 122,682,599 | | 8,959,950 | | $ 396,301,671 |
Shares Issued for Reinvested Dividends | 957,461 | | 38,632,638 | | 647,642 | | 32,411,972 |
Shares Redeemed | (2,637,885) | | (107,850,592) | | (4,637,927) | | (204,136,867) |
Net Increase (Decrease) | 1,320,527 | | 53,464,645 | | 4,969,665 | | 224,576,776 |
Class Y | | | | | | | |
Shares Sold | 857,402 | | $ 35,327,986 | | 2,164,398 | | $ 98,845,545 |
Shares Issued for Reinvested Dividends | 483,390 | | 19,520,858 | | 561,625 | | 28,081,046 |
Shares Redeemed | (2,400,669) | | (97,635,072) | | (7,849,800) | | (348,528,440) |
Net Increase (Decrease) | (1,059,877) | | (42,786,228) | | (5,123,777) | | (221,601,849) |
Class F | | | | | | | |
Shares Sold | 5,399,032 | | $ 217,599,218 | | 13,239,963 | | $ 592,067,299 |
Shares Issued for Reinvested Dividends | 2,348,768 | | 93,574,797 | | 2,148,216 | | 106,209,029 |
Shares Redeemed | (6,788,463) | | (273,920,569) | | (23,465,248) | | (1,021,206,791) |
Net Increase (Decrease) | 959,337 | | 37,253,446 | | (8,077,069) | | (322,930,463) |
Total Net Increase (Decrease) | (7,661,537) | | $ (310,191,871) | | (17,042,962) | | $ (638,942,601) |
Dividend and Growth Fund* | | | | | | | |
Class A | | | | | | | |
Shares Sold | 5,640,316 | | $ 168,930,390 | | 14,259,336 | | $ 456,511,173 |
Shares Issued for Reinvested Dividends | 7,716,077 | | 231,602,505 | | 8,032,629 | | 265,324,992 |
Shares Redeemed | (9,129,905) | | (273,067,343) | | (15,308,574) | | (488,931,973) |
Net Increase (Decrease) | 4,226,488 | | 127,465,552 | | 6,983,391 | | 232,904,192 |
Class C | | | | | | | |
Shares Sold | 729,760 | | $ 20,831,371 | | 2,645,502 | | $ 81,671,576 |
Shares Issued for Reinvested Dividends | 322,566 | | 9,264,704 | | 274,652 | | 8,737,329 |
Shares Redeemed | (1,059,493) | | (30,224,912) | | (1,631,982) | | (49,532,829) |
Net Increase (Decrease) | (7,167) | | (128,837) | | 1,288,172 | | 40,876,076 |
Class I | | | | | | | |
Shares Sold | 22,091,313 | | $ 656,969,065 | | 64,363,688 | | $ 2,058,872,583 |
Shares Issued for Reinvested Dividends | 6,649,441 | | 198,164,540 | | 5,907,158 | | 193,113,163 |
Shares Redeemed | (28,089,738) | | (840,220,163) | | (34,946,220) | | (1,107,019,682) |
Net Increase (Decrease) | 651,016 | | 14,913,442 | | 35,324,626 | | 1,144,966,064 |
Class R3 | | | | | | | |
Shares Sold | 137,963 | | $ 4,200,236 | | 348,672 | | $ 11,370,145 |
Shares Issued for Reinvested Dividends | 89,221 | | 2,730,237 | | 100,882 | | 3,401,827 |
Shares Redeemed | (227,212) | | (6,943,037) | | (600,236) | | (19,626,369) |
Net Increase (Decrease) | (28) | | (12,564) | | (150,682) | | (4,854,397) |
Class R4 | | | | | | | |
Shares Sold | 242,377 | | $ 7,450,319 | | 796,252 | | $ 26,395,247 |
Shares Issued for Reinvested Dividends | 133,053 | | 4,105,326 | | 138,647 | | 4,701,649 |
Shares Redeemed | (450,950) | | (13,822,944) | | (957,878) | | (31,739,116) |
Net Increase (Decrease) | (75,520) | | (2,267,299) | | (22,979) | | (642,220) |
Class R5 | | | | | | | |
Shares Sold | 1,233,030 | | $ 38,748,808 | | 2,795,712 | | $ 92,959,983 |
Shares Issued for Reinvested Dividends | 165,150 | | 5,117,239 | | 205,078 | | 6,984,131 |
Shares Redeemed | (3,257,718) | | (101,340,237) | | (3,084,827) | | (100,834,486) |
Net Increase (Decrease) | (1,859,538) | | (57,474,190) | | (84,037) | | (890,372) |
Class R6 | | | | | | | |
Shares Sold | 6,701,384 | | $ 207,624,507 | | 9,755,875 | | $ 319,701,277 |
Shares Issued for Reinvested Dividends | 1,104,613 | | 34,204,356 | | 842,357 | | 28,512,706 |
Shares Redeemed | (3,017,644) | | (92,922,128) | | (3,734,079) | | (121,605,554) |
Net Increase (Decrease) | 4,788,353 | | 148,906,735 | | 6,864,153 | | 226,608,429 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class Y | | | | | | | |
Shares Sold | 4,755,697 | | $ 145,944,263 | | 7,239,847 | | $ 242,709,191 |
Shares Issued for Reinvested Dividends | 1,219,545 | | 37,812,702 | | 1,560,840 | | 53,170,181 |
Shares Redeemed | (12,151,897) | | (381,421,919) | | (12,313,080) | | (406,017,012) |
Net Increase (Decrease) | (6,176,655) | | (197,664,954) | | (3,512,393) | | (110,137,640) |
Class F | | | | | | | |
Shares Sold | 21,083,991 | | $ 626,299,085 | | 67,501,996 | | $ 2,121,346,990 |
Shares Issued for Reinvested Dividends | 9,264,729 | | 275,814,585 | | 8,634,393 | | 282,063,480 |
Shares Redeemed | (26,625,337) | | (800,884,581) | | (35,875,105) | | (1,115,006,438) |
Net Increase (Decrease) | 3,723,383 | | 101,229,089 | | 40,261,284 | | 1,288,404,032 |
Total Net Increase (Decrease) | 5,270,332 | | $ 134,966,974 | | 86,951,535 | | $ 2,817,234,164 |
Equity Income Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 5,179,641 | | $ 106,992,061 | | 9,596,803 | | $ 211,409,984 |
Shares Issued for Reinvested Dividends | 9,833,707 | | 202,313,754 | | 7,158,278 | | 159,263,758 |
Shares Redeemed | (7,414,110) | | (153,810,712) | | (8,968,077) | | (198,976,567) |
Net Increase (Decrease) | 7,599,238 | | 155,495,103 | | 7,787,004 | | 171,697,175 |
Class C | | | | | | | |
Shares Sold | 962,565 | | $ 19,925,043 | | 1,379,177 | | $ 30,309,524 |
Shares Issued for Reinvested Dividends | 673,069 | | 13,778,471 | | 549,220 | | 12,167,905 |
Shares Redeemed | (1,279,482) | | (26,215,482) | | (2,613,220) | | (57,727,994) |
Net Increase (Decrease) | 356,152 | | 7,488,032 | | (684,823) | | (15,250,565) |
Class I | | | | | | | |
Shares Sold | 19,496,397 | | $ 397,566,678 | | 23,824,979 | | $ 520,404,729 |
Shares Issued for Reinvested Dividends | 8,144,944 | | 166,122,961 | | 5,346,702 | | 117,953,687 |
Shares Redeemed | (13,799,595) | | (284,004,421) | | (15,236,956) | | (332,668,191) |
Net Increase (Decrease) | 13,841,746 | | 279,685,218 | | 13,934,725 | | 305,690,225 |
Class R3 | | | | | | | |
Shares Sold | 94,228 | | $ 1,916,255 | | 241,885 | | $ 5,341,375 |
Shares Issued for Reinvested Dividends | 148,346 | | 3,061,775 | | 122,508 | | 2,733,840 |
Shares Redeemed | (124,145) | | (2,573,671) | | (471,052) | | (10,531,386) |
Net Increase (Decrease) | 118,429 | | 2,404,359 | | (106,659) | | (2,456,171) |
Class R4 | | | | | | | |
Shares Sold | 479,171 | | $ 9,828,583 | | 320,134 | | $ 7,147,306 |
Shares Issued for Reinvested Dividends | 159,899 | | 3,303,619 | | 134,864 | | 3,014,807 |
Shares Redeemed | (334,650) | | (6,939,649) | | (752,816) | | (17,082,777) |
Net Increase (Decrease) | 304,420 | | 6,192,553 | | (297,818) | | (6,920,664) |
Class R5 | | | | | | | |
Shares Sold | 623,728 | | $ 13,057,413 | | 713,292 | | $ 16,015,545 |
Shares Issued for Reinvested Dividends | 371,269 | | 7,723,711 | | 284,360 | | 6,388,940 |
Shares Redeemed | (634,767) | | (13,112,582) | | (1,012,405) | | (22,891,236) |
Net Increase (Decrease) | 360,230 | | 7,668,542 | | (14,753) | | (486,751) |
Class R6 | | | | | | | |
Shares Sold | 2,525,072 | | $ 52,895,647 | | 1,794,564 | | $ 40,124,508 |
Shares Issued for Reinvested Dividends | 532,930 | | 11,108,430 | | 298,677 | | 6,718,898 |
Shares Redeemed | (614,660) | | (12,632,102) | | (1,015,542) | | (22,792,072) |
Net Increase (Decrease) | 2,443,342 | | 51,371,975 | | 1,077,699 | | 24,051,334 |
Class Y | | | | | | | |
Shares Sold | 1,438,752 | | $ 30,161,198 | | 1,581,933 | | $ 35,422,065 |
Shares Issued for Reinvested Dividends | 532,571 | | 11,119,481 | | 391,565 | | 8,820,735 |
Shares Redeemed | (1,683,826) | | (35,978,043) | | (1,376,119) | | (31,089,555) |
Net Increase (Decrease) | 287,497 | | 5,302,636 | | 597,379 | | 13,153,245 |
Class F | | | | | | | |
Shares Sold | 9,922,463 | | $ 203,286,644 | | 12,117,460 | | $ 264,063,832 |
Shares Issued for Reinvested Dividends | 6,298,833 | | 128,451,419 | | 4,681,705 | | 103,344,207 |
Shares Redeemed | (6,200,481) | | (126,960,057) | | (13,925,425) | | (305,390,990) |
Net Increase (Decrease) | 10,020,815 | | 204,778,006 | | 2,873,740 | | 62,017,049 |
Total Net Increase (Decrease) | 35,331,869 | | $ 720,386,424 | | 25,166,494 | | $ 551,494,877 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Growth Opportunities Fund* | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,474,377 | | $ 78,837,059 | | 4,840,696 | | $ 186,204,105 |
Shares Issued for Reinvested Dividends | — | | — | | 14,227,245 | | 671,810,525 |
Shares Redeemed | (6,508,893) | | (205,442,669) | | (12,854,467) | | (482,132,807) |
Net Increase (Decrease) | (4,034,516) | | (126,605,610) | | 6,213,474 | | 375,881,823 |
Class C | | | | | | | |
Shares Sold | 490,425 | | $ 3,881,460 | | 2,069,076 | | $ 22,831,433 |
Shares Issued for Reinvested Dividends | — | | — | | 11,422,799 | | 136,730,901 |
Shares Redeemed | (3,699,242) | | (29,529,354) | | (9,258,825) | | (97,832,574) |
Net Increase (Decrease) | (3,208,817) | | (25,647,894) | | 4,233,050 | | 61,729,760 |
Class I | | | | | | | |
Shares Sold | 2,245,419 | | $ 79,294,017 | | 7,238,788 | | $ 309,883,151 |
Shares Issued for Reinvested Dividends | — | | — | | 5,786,925 | | 301,903,898 |
Shares Redeemed | (6,687,830) | | (233,050,824) | | (16,722,255) | | (693,094,286) |
Net Increase (Decrease) | (4,442,411) | | (153,756,807) | | (3,696,542) | | (81,307,237) |
Class R3 | | | | | | | |
Shares Sold | 57,677 | | $ 1,821,955 | | 203,038 | | $ 7,785,778 |
Shares Issued for Reinvested Dividends | — | | — | | 215,984 | | 10,077,826 |
Shares Redeemed | (152,173) | | (4,830,694) | | (278,253) | | (10,396,015) |
Net Increase (Decrease) | (94,496) | | (3,008,739) | | 140,769 | | 7,467,589 |
Class R4 | | | | | | | |
Shares Sold | 72,316 | | $ 2,563,199 | | 193,265 | | $ 7,876,745 |
Shares Issued for Reinvested Dividends | — | | — | | 236,765 | | 12,382,831 |
Shares Redeemed | (198,771) | | (7,146,318) | | (307,229) | | (13,066,648) |
Net Increase (Decrease) | (126,455) | | (4,583,119) | | 122,801 | | 7,192,928 |
Class R5 | | | | | | | |
Shares Sold | 22,725 | | $ 881,854 | | 58,395 | | $ 2,652,895 |
Shares Issued for Reinvested Dividends | — | | — | | 68,446 | | 3,927,412 |
Shares Redeemed | (85,279) | | (3,263,178) | | (99,282) | | (4,569,412) |
Net Increase (Decrease) | (62,554) | | (2,381,324) | | 27,559 | | 2,010,895 |
Class R6 | | | | | | | |
Shares Sold | 127,805 | | $ 5,244,902 | | 229,289 | | $ 11,255,684 |
Shares Issued for Reinvested Dividends | — | | — | | 182,245 | | 10,770,646 |
Shares Redeemed | (281,665) | | (11,506,999) | | (351,044) | | (16,361,897) |
Net Increase (Decrease) | (153,860) | | (6,262,097) | | 60,490 | | 5,664,433 |
Class Y | | | | | | | |
Shares Sold | 383,609 | | $ 14,970,564 | | 2,049,547 | | $ 93,311,976 |
Shares Issued for Reinvested Dividends | — | | — | | 1,525,929 | | 89,968,761 |
Shares Redeemed | (7,115,048) | | (294,457,509) | | (2,437,524) | | (111,382,745) |
Net Increase (Decrease) | (6,731,439) | | (279,486,945) | | 1,137,952 | | 71,897,992 |
Class F | | | | | | | |
Shares Sold | 2,200,662 | | $ 78,886,390 | | 5,268,021 | | $ 216,622,722 |
Shares Issued for Reinvested Dividends | — | | — | | 4,010,962 | | 210,816,144 |
Shares Redeemed | (3,047,801) | | (108,602,094) | | (6,505,529) | | (273,177,311) |
Net Increase (Decrease) | (847,139) | | (29,715,704) | | 2,773,454 | | 154,261,555 |
Total Net Increase (Decrease) | (19,701,687) | | $ (631,448,239) | | 11,013,007 | | $ 604,799,738 |
Healthcare Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 774,457 | | $ 26,949,171 | | 1,284,953 | | $ 46,400,237 |
Shares Issued for Reinvested Dividends | 196,123 | | 7,042,794 | | 2,140,949 | | 82,554,992 |
Shares Redeemed | (1,531,456) | | (53,261,155) | | (2,767,818) | | (99,977,711) |
Net Increase (Decrease) | (560,876) | | (19,269,190) | | 658,084 | | 28,977,518 |
Class C | | | | | | | |
Shares Sold | 102,460 | | $ 2,509,040 | | 198,228 | | $ 5,299,174 |
Shares Issued for Reinvested Dividends | 47,740 | | 1,199,709 | | 637,952 | | 17,422,458 |
Shares Redeemed | (840,213) | | (20,427,649) | | (1,454,981) | | (36,873,194) |
Net Increase (Decrease) | (690,013) | | (16,718,900) | | (618,801) | | (14,151,562) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class I | | | | | | | |
Shares Sold | 677,953 | | $ 25,714,935 | | 1,431,084 | | $ 56,509,411 |
Shares Issued for Reinvested Dividends | 71,577 | | 2,796,522 | | 894,258 | | 37,379,994 |
Shares Redeemed | (1,839,316) | | (69,617,163) | | (3,243,038) | | (128,586,178) |
Net Increase (Decrease) | (1,089,786) | | (41,105,706) | | (917,696) | | (34,696,773) |
Class R3 | | | | | | | |
Shares Sold | 42,806 | | $ 1,522,976 | | 117,578 | | $ 4,352,251 |
Shares Issued for Reinvested Dividends | 6,877 | | 252,596 | | 76,658 | | 3,032,585 |
Shares Redeemed | (78,209) | | (2,789,072) | | (206,799) | | (7,790,606) |
Net Increase (Decrease) | (28,526) | | (1,013,500) | | (12,563) | | (405,770) |
Class R4 | | | | | | | |
Shares Sold | 45,035 | | $ 1,751,840 | | 85,195 | | $ 3,489,886 |
Shares Issued for Reinvested Dividends | 3,129 | | 125,231 | | 45,986 | | 1,974,634 |
Shares Redeemed | (83,759) | | (3,257,831) | | (242,024) | | (9,583,409) |
Net Increase (Decrease) | (35,595) | | (1,380,760) | | (110,843) | | (4,118,889) |
Class R5 | | | | | | | |
Shares Sold | 29,488 | | $ 1,242,097 | | 57,546 | | $ 2,435,652 |
Shares Issued for Reinvested Dividends | 2,019 | | 87,211 | | 22,562 | | 1,042,154 |
Shares Redeemed | (55,226) | | (2,310,471) | | (83,838) | | (3,601,385) |
Net Increase (Decrease) | (23,719) | | (981,163) | | (3,730) | | (123,579) |
Class R6 | | | | | | | |
Shares Sold | 67,984 | | $ 2,912,114 | | 1,224,226 | | $ 53,330,855 |
Shares Issued for Reinvested Dividends | 10,675 | | 471,423 | | 10,556 | | 497,706 |
Shares Redeemed | (79,488) | | (3,432,025) | | (46,267) | | (2,004,674) |
Net Increase (Decrease) | (829) | | (48,488) | | 1,188,515 | | 51,823,887 |
Class Y | | | | | | | |
Shares Sold | 71,879 | | $ 3,068,946 | | 206,056 | | $ 9,241,977 |
Shares Issued for Reinvested Dividends | 10,049 | | 442,364 | | 211,002 | | 9,927,628 |
Shares Redeemed | (179,101) | | (7,594,148) | | (1,487,131) | | (65,145,430) |
Net Increase (Decrease) | (97,173) | | (4,082,838) | | (1,070,073) | | (45,975,825) |
Class F | | | | | | | |
Shares Sold | 109,352 | | $ 4,156,293 | | 134,871 | | $ 5,389,637 |
Shares Issued for Reinvested Dividends | 7,839 | | 308,479 | | 99,102 | | 4,167,247 |
Shares Redeemed | (220,894) | | (8,483,949) | | (278,324) | | (10,879,334) |
Net Increase (Decrease) | (103,703) | | (4,019,177) | | (44,351) | | (1,322,450) |
Total Net Increase (Decrease) | (2,630,220) | | $ (88,619,722) | | (931,458) | | $ (19,993,443) |
MidCap Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,642,614 | | $ 62,975,451 | | 4,396,156 | | $ 124,424,494 |
Shares Issued for Reinvested Dividends | 8,756,422 | | 203,761,943 | | 12,324,154 | | 396,196,632 |
Shares Redeemed | (10,813,710) | | (257,440,792) | | (15,878,115) | | (445,237,437) |
Net Increase (Decrease) | 585,326 | | 9,296,602 | | 842,195 | | 75,383,689 |
Class C | | | | | | | |
Shares Sold | 359,938 | | $ 4,581,159 | | 723,474 | | $ 11,923,400 |
Shares Issued for Reinvested Dividends | 2,612,337 | | 31,844,391 | | 3,704,020 | | 67,653,820 |
Shares Redeemed | (3,555,255) | | (45,180,915) | | (6,042,234) | | (98,035,963) |
Net Increase (Decrease) | (582,980) | | (8,755,365) | | (1,614,740) | | (18,458,743) |
Class I | | | | | | | |
Shares Sold | 4,628,853 | | $ 116,850,492 | | 14,515,466 | | $ 444,089,079 |
Shares Issued for Reinvested Dividends | 5,489,567 | | 135,482,515 | | 13,008,563 | | 440,965,066 |
Shares Redeemed | (22,233,839) | | (570,899,848) | | (63,448,845) | | (1,907,224,197) |
Net Increase (Decrease) | (12,115,419) | | (318,566,841) | | (35,924,816) | | (1,022,170,052) |
Class R3 | | | | | | | |
Shares Sold | 156,419 | | $ 4,398,923 | | 268,544 | | $ 8,594,453 |
Shares Issued for Reinvested Dividends | 178,795 | | 4,852,488 | | 262,492 | | 9,696,451 |
Shares Redeemed | (285,154) | | (7,865,024) | | (755,575) | | (24,883,540) |
Net Increase (Decrease) | 50,060 | | 1,386,387 | | (224,539) | | (6,592,636) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class R4 | | | | | | | |
Shares Sold | 149,247 | | $ 4,455,625 | | 369,134 | | $ 12,932,115 |
Shares Issued for Reinvested Dividends | 181,833 | | 5,307,702 | | 422,793 | | 16,696,845 |
Shares Redeemed | (831,989) | | (25,205,593) | | (2,195,136) | | (76,584,250) |
Net Increase (Decrease) | (500,909) | | (15,442,266) | | (1,403,209) | | (46,955,290) |
Class R5 | | | | | | | |
Shares Sold | 200,286 | | $ 6,282,207 | | 684,393 | | $ 25,511,679 |
Shares Issued for Reinvested Dividends | 164,130 | | 5,051,920 | | 578,517 | | 24,023,911 |
Shares Redeemed | (1,128,842) | | (35,663,587) | | (5,194,820) | | (197,426,765) |
Net Increase (Decrease) | (764,426) | | (24,329,460) | | (3,931,910) | | (147,891,175) |
Class R6 | | | | | | | |
Shares Sold | 1,737,497 | | $ 55,796,184 | | 3,747,078 | | $ 138,619,353 |
Shares Issued for Reinvested Dividends | 1,541,892 | | 48,369,139 | | 3,286,733 | | 138,940,388 |
Shares Redeemed | (8,249,039) | | (260,812,676) | | (18,624,424) | | (721,527,773) |
Net Increase (Decrease) | (4,969,650) | | (156,647,353) | | (11,590,613) | | (443,968,032) |
Class Y | | | | | | | |
Shares Sold | 747,980 | | $ 23,861,943 | | 3,185,757 | | $ 122,180,289 |
Shares Issued for Reinvested Dividends | 852,549 | | 26,659,212 | | 1,893,699 | | 79,823,910 |
Shares Redeemed | (3,030,503) | | (97,153,057) | | (12,021,019) | | (441,584,956) |
Net Increase (Decrease) | (1,429,974) | | (46,631,902) | | (6,941,563) | | (239,580,757) |
Class F | | | | | | | |
Shares Sold | 4,531,534 | | $ 115,738,022 | | 11,256,515 | | $ 336,568,335 |
Shares Issued for Reinvested Dividends | 6,352,934 | | 157,933,948 | | 8,831,655 | | 301,449,778 |
Shares Redeemed | (9,864,986) | | (252,537,757) | | (19,967,918) | | (595,418,038) |
Net Increase (Decrease) | 1,019,482 | | 21,134,213 | | 120,252 | | 42,600,075 |
Total Net Increase (Decrease) | (18,708,490) | | $ (538,555,985) | | (60,668,943) | | $ (1,807,632,921) |
MidCap Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,178,892 | | $ 33,640,687 | | 3,626,881 | | $ 60,577,133 |
Shares Issued for Reinvested Dividends | 2,463,226 | | 37,164,191 | | 1,489,007 | | 25,794,038 |
Shares Redeemed | (1,692,970) | | (26,275,723) | | (2,384,882) | | (40,360,058) |
Net Increase (Decrease) | 2,949,148 | | 44,529,155 | | 2,731,006 | | 46,011,113 |
Class C | | | | | | | |
Shares Sold | 81,581 | | $ 966,940 | | 100,059 | | $ 1,304,175 |
Shares Issued for Reinvested Dividends | 81,396 | | 910,823 | | 59,365 | | 792,527 |
Shares Redeemed | (151,233) | | (1,733,571) | | (215,239) | | (2,791,559) |
Net Increase (Decrease) | 11,744 | | 144,192 | | (55,815) | | (694,857) |
Class I | | | | | | | |
Shares Sold | 343,921 | | $ 5,455,032 | | 1,124,320 | | $ 19,053,064 |
Shares Issued for Reinvested Dividends | 258,112 | | 3,950,273 | | 107,582 | | 1,891,181 |
Shares Redeemed | (268,451) | | (4,222,346) | | (313,265) | | (5,196,398) |
Net Increase (Decrease) | 333,582 | | 5,182,959 | | 918,637 | | 15,747,847 |
Class R3 | | | | | | | |
Shares Sold | 33,549 | | $ 555,852 | | 54,448 | | $ 966,052 |
Shares Issued for Reinvested Dividends | 35,095 | | 564,683 | | 25,748 | | 473,508 |
Shares Redeemed | (53,763) | | (877,037) | | (86,445) | | (1,584,367) |
Net Increase (Decrease) | 14,881 | | 243,498 | | (6,249) | | (144,807) |
Class R4 | | | | | | | |
Shares Sold | 48,826 | | $ 826,243 | | 61,011 | | $ 1,132,238 |
Shares Issued for Reinvested Dividends | 46,207 | | 766,653 | | 32,127 | | 606,242 |
Shares Redeemed | (320,729) | | (5,386,007) | | (109,207) | | (2,061,824) |
Net Increase (Decrease) | (225,696) | | (3,793,111) | | (16,069) | | (323,344) |
Class R5 | | | | | | | |
Shares Sold | 2,024 | | $ 34,929 | | 16,192 | | $ 287,737 |
Shares Issued for Reinvested Dividends | 11,169 | | 188,828 | | 7,461 | | 143,466 |
Shares Redeemed | (5,808) | | (100,180) | | (18,161) | | (342,378) |
Net Increase (Decrease) | 7,385 | | 123,577 | | 5,492 | | 88,825 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class R6(1) | | | | | | | |
Shares Sold | 1 | | $ 17 | | 650 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 73 | | 1,104 | | — | | — |
Net Increase (Decrease) | 74 | | 1,121 | | 650 | | 10,000 |
Class Y | | | | | | | |
Shares Sold | 50,739 | | $ 886,425 | | 211,905 | | $ 4,000,083 |
Shares Issued for Reinvested Dividends | 41,842 | | 709,229 | | 52,960 | | 1,020,918 |
Shares Redeemed | (118,207) | | (2,035,784) | | (594,422) | | (11,262,742) |
Net Increase (Decrease) | (25,626) | | (440,130) | | (329,557) | | (6,241,741) |
Class F | | | | | | | |
Shares Sold | 3,538,929 | | $ 55,714,588 | | 6,704,088 | | $ 113,928,434 |
Shares Issued for Reinvested Dividends | 3,043,527 | | 46,563,377 | | 1,871,906 | | 32,929,211 |
Shares Redeemed | (3,014,956) | | (47,861,690) | | (5,201,908) | | (88,986,471) |
Net Increase (Decrease) | 3,567,500 | | 54,416,275 | | 3,374,086 | | 57,871,174 |
Total Net Increase (Decrease) | 6,632,992 | | $ 100,407,536 | | 6,622,181 | | $ 112,324,210 |
Quality Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 286,038 | | $ 6,639,205 | | 653,948 | | $ 15,932,127 |
Shares Issued for Reinvested Dividends | 443,283 | | 10,320,229 | | 446,698 | | 11,224,276 |
Shares Redeemed | (626,219) | | (14,445,850) | | (938,757) | | (22,808,241) |
Net Increase (Decrease) | 103,102 | | 2,513,584 | | 161,889 | | 4,348,162 |
Class C | | | | | | | |
Shares Sold | 96,355 | | $ 1,852,240 | | 76,667 | | $ 1,602,569 |
Shares Issued for Reinvested Dividends | 15,115 | | 293,118 | | 10,099 | | 212,267 |
Shares Redeemed | (83,385) | | (1,611,454) | | (65,853) | | (1,348,407) |
Net Increase (Decrease) | 28,085 | | 533,904 | | 20,913 | | 466,429 |
Class I | | | | | | | |
Shares Sold | 346,074 | | $ 7,789,671 | | 710,040 | | $ 16,923,232 |
Shares Issued for Reinvested Dividends | 84,674 | | 1,939,062 | | 55,812 | | 1,383,295 |
Shares Redeemed | (319,143) | | (7,243,901) | | (230,905) | | (5,313,610) |
Net Increase (Decrease) | 111,605 | | 2,484,832 | | 534,947 | | 12,992,917 |
Class R3 | | | | | | | |
Shares Sold | 1,816 | | $ 42,040 | | 3,836 | | $ 94,890 |
Shares Issued for Reinvested Dividends | 2,228 | | 52,932 | | 2,505 | | 64,011 |
Shares Redeemed | (4,096) | | (96,135) | | (8,433) | | (208,983) |
Net Increase (Decrease) | (52) | | (1,163) | | (2,092) | | (50,082) |
Class R4 | | | | | | | |
Shares Sold | 15,177 | | $ 361,929 | | 46,621 | | $ 1,142,022 |
Shares Issued for Reinvested Dividends | 12,786 | | 307,026 | | 10,678 | | 276,389 |
Shares Redeemed | (45,432) | | (1,057,205) | | (24,211) | | (629,358) |
Net Increase (Decrease) | (17,469) | | (388,250) | | 33,088 | | 789,053 |
Class R5 | | | | | | | |
Shares Sold | 539 | | $ 13,765 | | 15,997 | | $ 412,528 |
Shares Issued for Reinvested Dividends | 882 | | 21,401 | | 763 | | 19,958 |
Shares Redeemed | (500) | | (11,891) | | (14,814) | | (364,859) |
Net Increase (Decrease) | 921 | | 23,275 | | 1,946 | | 67,627 |
Class R6 | | | | | | | |
Shares Sold | 72,359 | | $ 1,722,655 | | 512,657 | | $ 13,564,294 |
Shares Issued for Reinvested Dividends | 30,999 | | 753,437 | | 627 | | 16,459 |
Shares Redeemed | (44,528) | | (1,061,276) | | (43,904) | | (1,076,263) |
Net Increase (Decrease) | 58,830 | | 1,414,816 | | 469,380 | | 12,504,490 |
Class Y | | | | | | | |
Shares Sold | 24,050 | | $ 584,186 | | 210,023 | | $ 5,213,675 |
Shares Issued for Reinvested Dividends | 16,235 | | 395,198 | | 3,465 | | 90,617 |
Shares Redeemed | (10,933) | | (270,507) | | (3,483) | | (89,985) |
Net Increase (Decrease) | 29,352 | | 708,877 | | 210,005 | | 5,214,307 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class F | | | | | | | |
Shares Sold | 28,927 | | $ 652,745 | | 114,445 | | $ 2,665,943 |
Shares Issued for Reinvested Dividends | 36,609 | | 833,308 | | 32,704 | | 807,378 |
Shares Redeemed | (71,483) | | (1,601,653) | | (80,617) | | (1,931,633) |
Net Increase (Decrease) | (5,947) | | (115,600) | | 66,532 | | 1,541,688 |
Total Net Increase (Decrease) | 308,427 | | $ 7,174,275 | | 1,496,608 | | $ 37,874,591 |
Small Cap Growth Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 101,664 | | $ 3,767,830 | | 221,362 | | $ 9,569,965 |
Shares Issued for Reinvested Dividends | — | | — | | 954,163 | | 46,858,948 |
Shares Redeemed | (294,983) | | (10,904,915) | | (717,182) | | (29,726,296) |
Net Increase (Decrease) | (193,319) | | (7,137,085) | | 458,343 | | 26,702,617 |
Class C | | | | | | | |
Shares Sold | 11,530 | | $ 241,178 | | 15,487 | | $ 359,111 |
Shares Issued for Reinvested Dividends | — | | — | | 82,922 | | 2,226,460 |
Shares Redeemed | (48,791) | | (975,217) | | (185,294) | | (4,427,327) |
Net Increase (Decrease) | (37,261) | | (734,039) | | (86,885) | | (1,841,756) |
Class I | | | | | | | |
Shares Sold | 105,172 | | $ 4,232,643 | | 418,467 | | $ 21,023,675 |
Shares Issued for Reinvested Dividends | — | | — | | 399,352 | | 21,181,650 |
Shares Redeemed | (340,561) | | (13,693,360) | | (911,520) | | (42,625,231) |
Net Increase (Decrease) | (235,389) | | (9,460,717) | | (93,701) | | (419,906) |
Class R3 | | | | | | | |
Shares Sold | 10,256 | | $ 369,400 | | 37,435 | | $ 1,519,137 |
Shares Issued for Reinvested Dividends | — | | — | | 33,647 | | 1,607,651 |
Shares Redeemed | (17,882) | | (646,852) | | (37,384) | | (1,539,821) |
Net Increase (Decrease) | (7,626) | | (277,452) | | 33,698 | | 1,586,967 |
Class R4 | | | | | | | |
Shares Sold | 23,591 | | $ 932,086 | | 57,592 | | $ 2,499,410 |
Shares Issued for Reinvested Dividends | — | | — | | 66,764 | | 3,474,411 |
Shares Redeemed | (36,459) | | (1,426,337) | | (137,344) | | (6,212,553) |
Net Increase (Decrease) | (12,868) | | (494,251) | | (12,988) | | (238,732) |
Class R5 | | | | | | | |
Shares Sold | 10,621 | | $ 452,322 | | 94,689 | | $ 4,878,355 |
Shares Issued for Reinvested Dividends | — | | — | | 209,364 | | 11,873,046 |
Shares Redeemed | (94,923) | | (4,097,370) | | (1,014,799) | | (52,060,732) |
Net Increase (Decrease) | (84,302) | | (3,645,048) | | (710,746) | | (35,309,331) |
Class R6 | | | | | | | |
Shares Sold | 116,884 | | $ 5,127,483 | | 632,270 | | $ 31,604,252 |
Shares Issued for Reinvested Dividends | — | | — | | 231,729 | | 13,451,895 |
Shares Redeemed | (467,094) | | (20,473,097) | | (692,483) | | (34,088,678) |
Net Increase (Decrease) | (350,210) | | (15,345,614) | | 171,516 | | 10,967,469 |
Class Y | | | | | | | |
Shares Sold | 348,413 | | $ 15,298,555 | | 839,505 | | $ 41,660,987 |
Shares Issued for Reinvested Dividends | — | | — | | 629,402 | | 36,511,588 |
Shares Redeemed | (1,099,836) | | (48,908,613) | | (1,781,643) | | (93,919,879) |
Net Increase (Decrease) | (751,423) | | (33,610,058) | | (312,736) | | (15,747,304) |
Class F | | | | | | | |
Shares Sold | 52,880 | | $ 2,116,858 | | 184,432 | | $ 8,373,822 |
Shares Issued for Reinvested Dividends | — | | — | | 111,234 | | 5,943,226 |
Shares Redeemed | (64,248) | | (2,675,030) | | (139,380) | | (6,409,494) |
Net Increase (Decrease) | (11,368) | | (558,172) | | 156,286 | | 7,907,554 |
Total Net Increase (Decrease) | (1,683,766) | | $ (71,262,436) | | (397,213) | | $ (6,392,422) |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Small Cap Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 240,116 | | $ 2,625,311 | | 561,031 | | $ 6,997,260 |
Shares Issued for Reinvested Dividends | 416,107 | | 4,415,619 | | 301,029 | | 3,859,001 |
Shares Redeemed | (388,558) | | (4,299,868) | | (803,656) | | (9,550,137) |
Net Increase (Decrease) | 267,665 | | 2,741,062 | | 58,404 | | 1,306,124 |
Class C | | | | | | | |
Shares Sold | 34,809 | | $ 310,821 | | 37,481 | | $ 394,693 |
Shares Issued for Reinvested Dividends | 19,088 | | 170,434 | | 18,966 | | 206,536 |
Shares Redeemed | (62,723) | | (577,715) | | (127,904) | | (1,292,884) |
Net Increase (Decrease) | (8,826) | | (96,460) | | (71,457) | | (691,655) |
Class I | | | | | | | |
Shares Sold | 223,762 | | $ 2,481,899 | | 734,453 | | $ 9,050,605 |
Shares Issued for Reinvested Dividends | 181,595 | | 1,930,669 | | 175,561 | | 2,258,975 |
Shares Redeemed | (302,194) | | (3,412,540) | | (1,494,012) | | (17,432,510) |
Net Increase (Decrease) | 103,163 | | 1,000,028 | | (583,998) | | (6,122,930) |
Class R3 | | | | | | | |
Shares Sold | 3,495 | | $ 40,017 | | 16,293 | | $ 204,509 |
Shares Issued for Reinvested Dividends | 5,673 | | 63,190 | | 4,272 | | 57,161 |
Shares Redeemed | (8,769) | | (95,342) | | (23,679) | | (272,346) |
Net Increase (Decrease) | 399 | | 7,865 | | (3,114) | | (10,676) |
Class R4 | | | | | | | |
Shares Sold | 7,643 | | $ 84,939 | | 14,894 | | $ 195,383 |
Shares Issued for Reinvested Dividends | 426 | | 4,769 | | 250 | | 3,408 |
Shares Redeemed | (104) | | (1,258) | | (15,447) | | (172,601) |
Net Increase (Decrease) | 7,965 | | 88,450 | | (303) | | 26,190 |
Class R5 | | | | | | | |
Shares Sold | 9,185 | | $ 107,950 | | 153,133 | | $ 2,056,317 |
Shares Issued for Reinvested Dividends | 13,843 | | 155,982 | | 118 | | 1,609 |
Shares Redeemed | (1,635) | | (20,324) | | (9,522) | | (114,642) |
Net Increase (Decrease) | 21,393 | | 243,608 | | 143,729 | | 1,943,284 |
Class R6 | | | | | | | |
Shares Sold | 73,224 | | $ 858,030 | | 623,330 | | $ 8,296,495 |
Shares Issued for Reinvested Dividends | 60,343 | | 679,555 | | 15,967 | | 216,927 |
Shares Redeemed | (72,320) | | (836,157) | | (98,409) | | (1,262,128) |
Net Increase (Decrease) | 61,247 | | 701,428 | | 540,888 | | 7,251,294 |
Class Y | | | | | | | |
Shares Sold | 32,273 | | $ 382,211 | | 150,796 | | $ 1,967,915 |
Shares Issued for Reinvested Dividends | 22,709 | | 255,371 | | 9,047 | | 122,651 |
Shares Redeemed | (28,382) | | (334,402) | | (58,546) | | (746,528) |
Net Increase (Decrease) | 26,600 | | 303,180 | | 101,297 | | 1,344,038 |
Class F | | | | | | | |
Shares Sold | 114,939 | | $ 1,257,519 | | 960,813 | | $ 11,661,567 |
Shares Issued for Reinvested Dividends | 325,456 | | 3,455,462 | | 397,291 | | 5,111,134 |
Shares Redeemed | (808,268) | | (8,813,066) | | (3,749,272) | | (47,895,143) |
Net Increase (Decrease) | (367,873) | | (4,100,085) | | (2,391,168) | | (31,122,442) |
Total Net Increase (Decrease) | 111,733 | | $ 889,076 | | (2,205,722) | | $ (26,076,773) |
Small Company Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 881,686 | | $ 14,140,089 | | 1,738,532 | | $ 32,905,503 |
Shares Issued for Reinvested Dividends | — | | — | | 4,820,379 | | 106,674,987 |
Shares Redeemed | (1,820,282) | | (29,159,068) | | (3,557,006) | | (67,298,839) |
Net Increase (Decrease) | (938,596) | | (15,018,979) | | 3,001,905 | | 72,281,651 |
Class C | | | | | | | |
Shares Sold | 25,216 | | $ 186,018 | | 56,836 | | $ 481,078 |
Shares Issued for Reinvested Dividends | — | | — | | 334,733 | | 3,410,930 |
Shares Redeemed | (173,001) | | (1,248,544) | | (291,607) | | (2,531,382) |
Net Increase (Decrease) | (147,785) | | (1,062,526) | | 99,962 | | 1,360,626 |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class I | | | | | | | |
Shares Sold | 244,292 | | $ 4,361,598 | | 660,951 | | $ 14,455,416 |
Shares Issued for Reinvested Dividends | — | | — | | 469,224 | | 11,477,212 |
Shares Redeemed | (327,540) | | (5,744,167) | | (1,186,111) | | (23,974,621) |
Net Increase (Decrease) | (83,248) | | (1,382,569) | | (55,936) | | 1,958,007 |
Class R3 | | | | | | | |
Shares Sold | 77,883 | | $ 1,399,543 | | 111,679 | | $ 2,322,102 |
Shares Issued for Reinvested Dividends | — | | — | | 119,201 | | 2,994,327 |
Shares Redeemed | (55,603) | | (1,011,698) | | (140,062) | | (3,015,748) |
Net Increase (Decrease) | 22,280 | | 387,845 | | 90,818 | | 2,300,681 |
Class R4 | | | | | | | |
Shares Sold | 38,298 | | $ 762,062 | | 85,121 | | $ 1,932,961 |
Shares Issued for Reinvested Dividends | — | | — | | 93,263 | | 2,607,622 |
Shares Redeemed | (50,330) | | (1,028,103) | | (160,300) | | (4,013,745) |
Net Increase (Decrease) | (12,032) | | (266,041) | | 18,084 | | 526,838 |
Class R5 | | | | | | | |
Shares Sold | 16,449 | | $ 369,970 | | 78,431 | | $ 2,092,719 |
Shares Issued for Reinvested Dividends | — | | — | | 34,948 | | 1,072,566 |
Shares Redeemed | (32,687) | | (729,167) | | (82,975) | | (2,199,696) |
Net Increase (Decrease) | (16,238) | | (359,197) | | 30,404 | | 965,589 |
Class R6 | | | | | | | |
Shares Sold | 102,031 | | $ 2,347,439 | | 161,484 | | $ 4,074,702 |
Shares Issued for Reinvested Dividends | — | | — | | 29,818 | | 945,536 |
Shares Redeemed | (69,069) | | (1,617,020) | | (58,154) | | (1,496,909) |
Net Increase (Decrease) | 32,962 | | 730,419 | | 133,148 | | 3,523,329 |
Class Y | | | | | | | |
Shares Sold | 50,160 | | $ 1,164,543 | | 1,528,862 | | $ 39,347,667 |
Shares Issued for Reinvested Dividends | — | | — | | 235,140 | | 7,437,476 |
Shares Redeemed | (1,365,023) | | (30,905,530) | | (1,220,313) | | (31,378,682) |
Net Increase (Decrease) | (1,314,863) | | (29,740,987) | | 543,689 | | 15,406,461 |
Class F | | | | | | | |
Shares Sold | 1,467,550 | | $ 26,296,529 | | 3,642,764 | | $ 76,566,463 |
Shares Issued for Reinvested Dividends | — | | — | | 2,680,211 | | 66,254,813 |
Shares Redeemed | (1,393,904) | | (24,987,357) | | (3,315,131) | | (72,876,191) |
Net Increase (Decrease) | 73,646 | | 1,309,172 | | 3,007,844 | | 69,945,085 |
Total Net Increase (Decrease) | (2,383,874) | | $ (45,402,863) | | 6,869,918 | | $ 168,268,267 |
* | Includes In-Kind Redemptions (see Note 13) |
(1) | Class R6 of the MidCap Value Fund commenced operations on June 22, 2022. |
13. | Redemption In-Kind: |
| In certain circumstances, a Fund may distribute portfolio securities as payment for redemption of Fund shares (redemption in-kind). For financial reporting purposes, a Fund will recognize a gain on in-kind redemptions to the extent the value of the distributed securities on the date of redemption exceeds the cost of those securities; a Fund will recognize a loss if the cost exceeds value. Gains and losses realized on redemptions in-kind are not recognized for tax purposes, and are re-classified from realized gain (loss) to paid-in-capital. |
| During the six-month period ended April 30, 2023, 8,428,087 and 5,854,664 shares of the Dividend and Growth Fund and Growth Opportunities Fund, respectively, were redeemed in-kind. A net realized gain (loss) of ($7,936,735) and ($32,684,108) on investments for the Dividend and Growth Fund and Growth Opportunities Fund, respectively, delivered through the in-kind redemption is included in realized gain (loss) on the Statements of Operations. |
14. | Line of Credit: |
| Each Fund participates in a committed line of credit pursuant to a credit agreement dated March 2, 2023. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges certain fees, such as a commitment fee. From November 1, 2022 through March 2, 2023, the |
Hartford Domestic Equity Funds
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| Funds (together with certain other Hartford Funds) had a similar agreement that enabled them to participate in a $350 million committed line of credit. The fees incurred by the Funds in connection with the committed lines of credit during the period appear in the Statements of Operations under "Other expenses." During and as of the six-month period ended April 30, 2023, none of the Funds had borrowings under these facilities. |
15. | Indemnifications: |
| Under each Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, each Company, on behalf of its respective Funds, may enter into contracts that contain a variety of indemnifications. Each Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, each Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote. |
16. | Regulatory Update |
| The SEC adopted rule and form amendments that will change the format and content of the Funds' annual and semi-annual reports. Certain information, including the financial statements, will not appear in the Funds' new tailored shareholder reports but will be available online, delivered free of charge upon request, and filed on a semi-annual basis on Form N-CSR. The rule and form amendments have a compliance date of July 24, 2024. At this time, Management is evaluating the impact of these rule and form amendment changes. |
17. | Subsequent Events: |
| In connection with the preparation of the financial statements of the Funds as of and for the six-month period ended April 30, 2023, events and transactions subsequent to April 30, 2023, through the date the financial statements were issued have been evaluated by the Funds’ management for possible adjustment and/or disclosure. |
| On May 10, 2023, the Board of Directors of The Hartford Mutual Funds II, Inc. approved the Quality Value Fund converting to an actively-managed exchange-traded fund (ETF). The conversion is expected to occur on or about October 13, 2023. For more information, please see the supplement dated May 15, 2023 to the prospectus. |
Hartford Domestic Equity Funds
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s portfolio holdings filed as an exhibit to Form N-PORT for the most recent first and third quarter of the Fund’s fiscal year are available (1) without charge, upon request, by calling 888-843-7824, (2) on the Funds' website, hartfordfunds.com, and (3) on the SEC’s website at http://www.sec.gov.
Hartford Domestic Equity Funds
Reapproval of Investment Management and Investment Sub-Advisory Agreements (Unaudited)
The Hartford Mutual Funds, Inc.
The Hartford Mutual Funds II, Inc.
The Hartford Capital Appreciation Fund
Hartford Core Equity Fund
The Hartford Dividend and Growth Fund
The Hartford Equity Income Fund
The Hartford Growth Opportunities Fund
The Hartford Healthcare Fund
The Hartford MidCap Fund
The Hartford MidCap Value Fund
Hartford Quality Value Fund
The Hartford Small Cap Growth Fund
Hartford Small Cap Value Fund
The Hartford Small Company Fund
(each a “Fund” and collectively, the “Funds”)
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each mutual fund’s board of directors, including a majority of those directors who are not “interested persons” of the mutual fund, as defined in the 1940 Act (the “Independent Directors”), annually review and consider the continuation of the mutual fund’s investment advisory and sub-advisory agreements. In connection with planned changes to the meeting calendar of the Boards of Directors (collectively, the “Board”) of The Hartford Mutual Funds, Inc. (“HMF”) and The Hartford Mutual Funds II, Inc. (“HMF II”), at its meeting held on November 8-10, 2022, the Board, including each of the Independent Directors, unanimously voted to approve the continuation of the following agreements for the period from November 10, 2022 through September 30, 2023: (i) an investment management agreement by and between Hartford Funds Management Company, LLC (“HFMC”) and each of HMF, on behalf of each of The Hartford Capital Appreciation Fund, Hartford Core Equity Fund, The Hartford Dividend and Growth Fund, The Hartford Equity Income Fund, The Hartford MidCap Fund, The Hartford MidCap Value Fund and Hartford Small Cap Value Fund, and HMF II, on behalf of each of The Hartford Growth Opportunities Fund, Hartford Quality Value Fund and The Hartford Small Cap Growth Fund (the “Management Agreement”); (ii) a separate investment management agreement by and between HFMC and HMF, on behalf of each of The Hartford Healthcare Fund and The Hartford Small Company Fund (the “2013 Investment Management Agreement” and together with the Management Agreement, the “Management Agreements”); and (iii) investment sub-advisory agreements (each, a “Sub-Advisory Agreement,” and together with the Management Agreements, the “Agreements”) between HFMC and each Fund’s sub-adviser, Wellington Management Company LLP (the “Sub-adviser” and together with HFMC, the “Advisers”), with respect to each Fund.
In determining whether to approve the continuation of the Agreements, the Board considered the comprehensive information and materials that were provided to the Board by the Advisers, Broadridge Financial Solutions, Inc., an independent provider of investment company data, and an independent financial services consultant engaged by the Independent Directors in connection with the Board’s annual review of the Agreements at its June 15-16, 2022 and August 9-10, 2022 meetings, as described in the “Approval of Investment Management and Investment Sub-Advisory Agreements” section included in the Funds’ annual report for the year ended October 31, 2022. In addition, in advance of the November 8-10, 2022 meeting, the Board requested, and HFMC provided, additional information and updates relating to the Funds in support of the continuation of the Agreements for the additional period.
The Board considered that the approval of the Agreements will not result in any changes in (i) the investment process or strategies employed in the management of the Funds’ assets; (ii) the fees and expenses paid by the Funds’ shareholders; (iii) the nature, extent and quality of services provided to the Funds under the Agreements; or (iv) the day-to-day management of each Fund or the persons primarily responsible for such management. The Board noted that there were no material changes in the net expense ratios of Class A shares of the Funds, except for The Hartford Growth Opportunities Fund, The Hartford MidCap Fund, The Hartford Small Cap Growth Fund, and The Hartford Small Company Fund, between the net expense ratios presented at the Board’s meeting on June 15-16, 2022 and the net expense ratios as of September 30, 2022. With respect to The Hartford Growth Opportunities Fund, The Hartford MidCap Fund, The Hartford Small Cap Growth Fund, and The Hartford Small Company Fund, the Board noted that although each Fund’s Class A shares had a material increase in its net expense ratios, HFMC reported that the Funds experienced a decline in asset levels over the period for which the net expense ratios were compared and further noted that HFMC believes that each Fund continues to have reasonable and competitive management fees and net expense ratios at the Fund’s current asset level.
Hartford Domestic Equity Funds
Reapproval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
The Board also considered information provided by HFMC regarding its in-depth reviews of Fund performance for the third quarter of 2022. The Board reviewed each Fund’s performance relative to its benchmark and its peer group since March 31, 2022 and noted that none of the Funds, except The Hartford Growth Opportunities Fund, experienced a material adverse change in performance relative to the Funds’ respective peer groups. The Board noted that The Hartford Growth Opportunities Fund’s performance, which was in the 3rd quintile versus its peer group for the 3-year period ended March 31, 2022, fell to the 4th quintile versus its peer group for the same period ended September 30, 2022.
The Board considered that there had been no material adverse change in the financial condition of HFMC or the Sub-adviser since the August 9-10, 2022 Board meeting. The Board also noted that HFMC’s profitability with respect to each Fund, and the Funds as a whole, for the nine months ended September 30, 2022, did not reflect any material increases in profitability levels as compared to those provided in connection with the Board’s annual review of the Agreements. The Board further considered that there were no material updates to the economies of scale analysis performed by the Advisers in connection with the Board’s annual review of the Agreements and that there were no material updates for the same period to the Advisers’ analysis of the benefits to the Advisers and their affiliates from their relationships with the Funds.
* * * *
Based upon the review of the factors summarized above, among others, the Board concluded at its meeting on November 8-10, 2022 that it is in the best interests of each Fund and its shareholders for the Board to approve the continuation of the Agreements through September 30, 2023. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
Customer Privacy Notice
The Hartford Financial Services Group, Inc. and Affiliates*
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
a) | management; |
b) | use; and |
c) | protection; |
of Personal Information.
This notice describes how we collect, disclose, and protect Personal Information.
We collect Personal Information to:
a) | service your Transactions with us; and |
b) | support our business functions. |
We may obtain Personal Information from:
a) | You; |
b) | your Transactions with us; and |
c) | third parties such as a consumer-reporting agency. |
Based on the type of product or service You apply for or get from us, Personal Information such as:
a) | your name; |
b) | your address; |
c) | your income; |
d) | your payment; or |
e) | your credit history; |
may be gathered from sources such as applications, Transactions, and consumer reports.
To serve You and service our business, we may share certain Personal Information.
We will share Personal Information, only as allowed by law, with affiliates such as:
a) | our insurance companies; |
b) | our employee agents; |
c) | our brokerage firms; and |
d) | our administrators. |
As allowed by law, we may share Personal Financial Information with our affiliates to:
a) | market our products; or |
b) | market our services; |
to You without providing You with an option to prevent these disclosures.
We may also share Personal Information, only as allowed by law, with unaffiliated third parties including:
a) | independent agents; |
b) | brokerage firms; |
c) | insurance companies; |
d) | administrators; and |
e) | service providers; |
who help us serve You and service our business.
When allowed by law, we may share certain Personal Financial Information with other unaffiliated third parties who assist us by performing services or functions such as:
a) | taking surveys; |
b) | marketing our products or services; or |
c) | offering financial products or services under a joint agreement |
between us and one or more financial institutions.
We, and third parties we partner with, may track some of the pages You visit through the use of:
a) | cookies; |
b) | pixel tagging; or |
c) | other technologies; |
and currently do not process or comply with any web browser’s “do not track” signal or other similar mechanism that indicates a request to disable online tracking of individual users who visit our websites or use our services.
For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share your Personal Financial Information with anyone for purposes unrelated to our business functions without offering You the opportunity to:
a) | “opt-out;” or |
b) | “opt-in;” |
as required by law.
We only disclose Personal Health Information with:
a) | your authorization; or |
b) | as otherwise allowed or required by law. |
Our employees have access to Personal Information in the course of doing their jobs, such as:
a) | underwriting policies; |
b) | paying claims; |
c) | developing new products; or |
d) | advising customers of our products and services. |
We use manual and electronic security procedures to maintain:
a) | the confidentiality; and |
Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protect Personal Information include:
d) | firewall technology; and |
e) | the use of detection software. |
We are responsible for and must:
a) | identify information to be protected; |
b) | provide an adequate level of protection for that data; and |
c) | grant access to protected data only to those people who must use |
it in the performance of their job-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regarding Personal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
d) | policy or claim information. |
Personal Financial Information may include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) | your medical records; or |
b) | information about your illness, disability or injury. |
Personal Information means information that identifies You personally and is not otherwise available to the public. It includes:
a) | Personal Financial Information; and |
b) | Personal Health Information. |
Transaction means your business dealings with us, such as:
b) | your request for us to pay a claim; and |
c) | your request for us to take an action on your account. |
You means an individual who has given us Personal Information in conjunction with:
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Consumer Rights and Privacy Compliance Unit, One Hartford Plaza, Mail Drop: HO1-09, Hartford, CT 06155, or at ConsumerPrivacyInquiriesMailbox@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of February 2023), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations:
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Business Management Group, Inc.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford Productivity Services LLC; Hartford of the Southeast General Agency, Inc.; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HLA LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; Millennium Underwriting Limited; MPC Resolution Company LLC; Navigators (Asia) Limited; Navigators Corporate Underwriters Limited; Navigators Holdings (UK) Limited; Navigators Insurance Company; Navigators International Insurance Company Ltd.; Navigators Management Company, Inc.; Navigators Management (UK) Limited; Navigators Specialty Insurance Company; Navigators Underwriting Agency Limited; Navigators Underwriting Limited; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; NIC Investments (Chile) SpA; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Sentinel Insurance Company, Ltd.; The Navigators Group, Inc.; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company; Y-Risk, LLC.
Revised February 2023
This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider a Fund’s investment objectives, risks, charges and expenses. This and other important information is contained in the Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC.
MFSAR-DE23 06/23 Printed in the U.S.A.
![](https://capedge.com/proxy/N-CSRS/0001193125-23-183384/g509405img245854082.jpg)
Hartford Schroders Funds
Semi-Annual Report
April 30, 2023 (Unaudited)
■ Hartford Schroders China A Fund |
■ Hartford Schroders Diversified Emerging Markets Fund |
■ Hartford Schroders Emerging Markets Equity Fund |
■ Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
■ Hartford Schroders International Contrarian Value Fund |
■ Hartford Schroders International Multi-Cap Value Fund |
■ Hartford Schroders International Stock Fund |
■ Hartford Schroders Sustainable Core Bond Fund |
■ Hartford Schroders Sustainable International Core Fund |
■ Hartford Schroders Tax-Aware Bond Fund |
■ Hartford Schroders US MidCap Opportunities Fund |
■ Hartford Schroders US Small Cap Opportunities Fund |
A MESSAGE FROM THE PRESIDENT
Dear Shareholders:
Thank you for investing in Hartford Mutual Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2022 through April 30, 2023.
Market Review
During the six months ended April 30, 2023, U.S. stocks, as measured by the S&P 500 Index,1 gained 8.63%. The mixed results for the period seemed to reflect a deep ambivalence from equity investors over the prospect of a looming recession, a possible credit slowdown within the U.S. banking sector, and continued uncertainty over how soon the U.S. Federal Reserve (Fed) may be ready to pause or even end its year-long campaign of interest-rate increases.
At the start of the semi-annual period, most major equity indices were rising in response to a succession of Consumer Price Index (CPI)2 reports showing that inflation, after peaking in June 2022, had fallen to an annual rate of 5.6% by March 2023. However, the late-period bank-sector turmoil spawned by the collapse of Silicon Valley Bank provided a somewhat negative end to a volatile up-and-down six-month period.
The Federal Open Market Committee’s (FOMC) monthly rate-setting decisions during the period seemed to fall in line with the apparent inflation slowdown. The FOMC reduced the amount of its rate hike to a half-percent increase in December 2022, followed by two consecutive quarter-percent hikes in February 2023 and March 2023.
Nonetheless, most of Fed Chair Jerome Powell’s public statements provided a consistent theme, telling investors that interest rates would still need to stay “higher for longer” as long as economic data continued to show evidence of stubbornly persistent price inflation. Sentiment remained volatile as equities soared in January 2023 but pulled back in February 2023 and March 2023. The question of whether the Fed’s rate-hiking campaign might throw the economy into recession remained top-of-mind during the period.
The volatility in the banking sector fed a growing narrative that a possible credit crunch could help accelerate a slowdown in economic growth and force the Fed to pause interest-rate hikes sooner rather than later. As the period came to an end, consumers seemed to be just managing to hold back a recession as U.S. inflation-adjusted gross domestic product rose 1.1% for the first quarter of 2023, down from a 2.6% rate in the last quarter of 2022, according to the U.S. Commerce Department.
As we move toward mid-year, recession and credit concerns are likely to keep surfacing as investors scrutinize corporate earnings, bank balance sheets, and employment data. With market volatility likely to persist, it’s more important than ever to maintain a strong relationship with your financial professional.
Thank you again for investing in Hartford Mutual Funds. For the most up-to-date information on our funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted price index composed of 500 widely held common stocks. Indices are unmanaged and not available for direct investment. Past performance does not guarantee future results. |
2 | The Consumer Price Index (CPI) in the United States is defined by the Bureau of Labor Statistics as a measure of the average change over time in the prices paid by urban consumers for a market basket of consumer goods and services. |
Hartford Schroders China A Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 03/31/2020 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | Since Inception2 |
Class A3 | 18.58% | 1.55% | 9.88% |
Class A4 | 12.06% | -4.03% | 7.88% |
Class C3 | 18.48% | 1.45% | 9.41% |
Class C5 | 17.48% | 0.45% | 9.41% |
Class I3 | 18.79% | 1.86% | 10.15% |
Class Y3 | 18.80% | 1.90% | 10.24% |
Class F3 | 18.83% | 1.94% | 10.32% |
Class SDR3 | 18.92% | 2.02% | 10.35% |
MSCI China A Onshore Index (Net) | 17.34% | -1.28% | 6.66% |
1 | Not annualized. |
2 | Inception: 03/31/2020 |
3 | Without sales charge |
4 | Reflects maximum sales charge of 5.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.69% | 1.45% |
Class C | 2.39% | 2.25% |
Class I | 1.37% | 1.15% |
Class Y | 1.35% | 1.11% |
Class F | 1.24% | 0.99% |
Class SDR | 1.25% | 0.99% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • The Fund invests in China A shares through Stock Connect, which is subject to a number of restrictions that may affect the Fund’s investments and returns. To the extent the Fund invests in China A shares listed on the Science and Technology Innovation Board of the Shanghai stock exchange and/or the ChiNext market of the Shenzhen stock exchange, the risks are heightened. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. Focusing investments in China subjects the Fund to more volatility and greater risk of loss than a fund with more geographically diverse investments. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets, such as China. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. These risks may be greater and include additional risks for foreign equity securities. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Hartford Schroders China A Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.2% |
Consumer Discretionary | 8.7 |
Consumer Staples | 9.0 |
Financials | 15.7 |
Health Care | 11.9 |
Industrials | 19.4 |
Information Technology | 7.4 |
Materials | 21.5 |
Real Estate | 0.9 |
Total | 97.7% |
Short-Term Investments | 2.1 |
Other Assets & Liabilities | 0.2 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Diversified Emerging Markets Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 09/30/2021 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | Since Inception2 |
Class A3 | 13.88% | -9.55% | -14.10% |
Class A4 | 7.62% | -14.53% | -17.12% |
Class C3 | 13.47% | -10.30% | -14.62% |
Class C5 | 12.47% | -11.20% | -14.62% |
Class I3 | 13.90% | -9.38% | -13.94% |
Class Y3 | 13.95% | -9.34% | -13.91% |
Class F3 | 14.11% | -9.48% | -14.00% |
Class SDR3 | 14.11% | -9.48% | -13.99% |
MSCI Emerging Markets Index (Net) | 16.36% | -6.51% | -12.44% |
1 | Not annualized. |
2 | Inception: 09/30/2021 |
3 | Without sales charge |
4 | Reflects maximum sales charge of 5.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. The share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Classes A, C, I, Y, and F commenced operations on 02/28/2022 and performance prior to that date is that of the Fund’s Class SDR shares. Performance prior to an inception date of a class has not been adjusted to reflect the operating expenses of such class. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 3.31% | 1.35% |
Class C | 4.06% | 2.15% |
Class I | 3.00% | 1.05% |
Class Y | 2.92% | 1.00% |
Class F | 2.81% | 0.90% |
Class SDR | 2.81% | 0.90% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as China. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Applying sustainability criteria to the investment process may result in foregoing certain investments and underperformance comparative to funds that do not have a similar focus. There is a risk that the securities identified by the sub-adviser as meeting its sustainable investing criteria do not operate as anticipated. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability.
Hartford Schroders Diversified Emerging Markets Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 12.0% |
Consumer Discretionary | 11.8 |
Consumer Staples | 5.5 |
Energy | 4.1 |
Financials | 23.4 |
Health Care | 4.1 |
Industrials | 6.6 |
Information Technology | 23.7 |
Materials | 4.5 |
Real Estate | 1.2 |
Utilities | 1.2 |
Total | 98.1% |
Short-Term Investments | 1.7 |
Other Assets & Liabilities | 0.2 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Emerging Markets Equity Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 03/31/2006 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 16.20% | -5.44% | -0.81% | 2.01% |
Class A3 | 9.81% | -10.66% | -1.93% | 1.43% |
Class C2 | 15.86% | -6.04% | -1.45% | 1.65% |
Class C4 | 14.86% | -6.97% | -1.45% | 1.65% |
Class I2 | 16.36% | -5.18% | -0.54% | 2.26% |
Class R32 | 16.08% | -5.59% | -1.01% | 1.98% |
Class R42 | 16.28% | -5.39% | -0.67% | 2.16% |
Class R52 | 16.46% | -5.10% | -0.49% | 2.30% |
Class Y2 | 16.36% | -5.13% | -0.47% | 2.33% |
Class F2 | 16.52% | -4.99% | -0.36% | 2.37% |
Class SDR2 | 16.48% | -4.98% | -0.36% | 2.41% |
MSCI Emerging Markets Index (Net) | 16.36% | -6.51% | -1.05% | 1.80% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Emerging Market Equity Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Effective as of the close of business on 04/15/2021, the Fund was closed to new investors, subject to certain exceptions. For more information, please see the Fund's prospectus.
Operating Expenses* | Gross | Net |
Class A | 1.56% | 1.45% |
Class C | 2.15% | 2.15% |
Class I | 1.25% | 1.25% |
Class R3 | 1.78% | 1.78% |
Class R4 | 1.47% | 1.47% |
Class R5 | 1.18% | 1.18% |
Class Y | 1.17% | 1.17% |
Class F | 1.07% | 1.07% |
Class SDR | 1.06% | 1.06% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements, if any. Net expenses reflect such arrangements only with respect to Class A. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as China. • Risks associated with investments in China include currency fluctuation, political, economic, social, environmental, regulatory and other risks, including risks associated with differing legal standards. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Hartford Schroders Emerging Markets Equity Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 9.2% |
Consumer Discretionary | 12.2 |
Consumer Staples | 6.1 |
Energy | 2.1 |
Financials | 27.3 |
Health Care | 2.2 |
Industrials | 5.9 |
Information Technology | 25.1 |
Materials | 5.4 |
Real Estate | 1.8 |
Utilities | 1.1 |
Total | 98.4% |
Short-Term Investments | 1.9 |
Other Assets & Liabilities | (0.3) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 06/25/2013 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks to provide a return of long-term capital growth and income. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | Since Inception2 |
Class A3 | 12.21% | 3.91% | -1.64% | 1.05% |
Class A4 | 7.20% | -0.82% | -2.54% | 0.58% |
Class C3 | 11.82% | 3.14% | -2.35% | 0.61% |
Class C5 | 10.82% | 2.16% | -2.35% | 0.61% |
Class I3 | 12.37% | 4.18% | -1.37% | 1.30% |
Class R33 | 12.02% | 3.59% | -1.70% | 1.05% |
Class R43 | 12.21% | 3.91% | -1.50% | 1.20% |
Class R53 | 12.40% | 4.23% | -1.32% | 1.31% |
Class Y3 | 12.40% | 4.23% | -1.29% | 1.34% |
Class F3 | 12.47% | 4.32% | -1.29% | 1.33% |
Class SDR3 | 12.45% | 4.34% | -1.26% | 1.39% |
JP Morgan Emerging Markets Blended Index (JEMB) – Equal Weighted | 12.28% | 2.34% | 0.13% | 2.06% |
1 | Not annualized. |
2 | Inception: 06/25/2013 |
3 | Without sales charge |
4 | Reflects maximum sales charge of 4.50% |
5 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Emerging Markets Multi-Sector Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.65% | 1.15% |
Class C | 2.46% | 1.90% |
Class I | 1.32% | 0.90% |
Class R3 | 1.93% | 1.45% |
Class R4 | 1.63% | 1.15% |
Class R5 | 1.33% | 0.85% |
Class Y | 1.32% | 0.85% |
Class F | 1.21% | 0.75% |
Class SDR | 1.21% | 0.75% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments, including foreign government debt, may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Restricted securities may be more difficult to sell and price than other securities. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2023 |
Category | Percentage of Net Assets |
Fixed Income Securities | |
Corporate Bonds | 41.3% |
Foreign Government Obligations | 54.0 |
Total | 95.3% |
Short-Term Investments | 4.9 |
Other Assets & Liabilities | (0.2) |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
Hartford Schroders International Contrarian Value Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 05/24/2022 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Cumulative Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | Since Inception2 |
Class I | 32.28% | 15.75% |
Class SDR | 32.31% | 15.77% |
MSCI EAFE Value Index (Net) | 22.90% | 7.32% |
MSCI EAFE Index (Net) | 24.19% | 9.93% |
1 | Not annualized. |
2 | Inception: 05/24/2022 |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class I | 1.38% | 0.85% |
Class SDR | 1.19% | 0.70% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market.
• To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Because the Fund may hold a limited number of securities, the Fund is subject to a greater risk of loss if any of those securities decline in price. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 19.8% |
Consumer Discretionary | 14.6 |
Consumer Staples | 12.1 |
Energy | 8.0 |
Financials | 19.9 |
Health Care | 10.7 |
Industrials | 2.0 |
Materials | 7.9 |
Total | 95.0% |
Short-Term Investments | 4.2 |
Other Assets & Liabilities | 0.8 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders International Multi-Cap Value Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 08/30/2006 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 18.38% | 1.08% | 1.44% | 3.73% |
Class A3 | 11.85% | -4.50% | 0.30% | 3.14% |
Class C2 | 18.06% | 0.37% | 0.70% | 3.32% |
Class C4 | 17.06% | -0.60% | 0.70% | 3.32% |
Class I2 | 18.53% | 1.36% | 1.73% | 4.02% |
Class R32 | 18.14% | 0.78% | 1.15% | 3.62% |
Class R42 | 18.41% | 1.04% | 1.40% | 3.80% |
Class R52 | 18.57% | 1.37% | 1.73% | 4.00% |
Class Y2 | 18.57% | 1.38% | 1.75% | 4.05% |
Class F2 | 18.59% | 1.47% | 1.81% | 4.08% |
Class SDR2 | 18.62% | 1.47% | 1.84% | 4.10% |
MSCI ACWI ex USA Index (Net) | 20.65% | 3.05% | 2.50% | 3.97% |
MSCI ACWI ex USA Value Index (Net) | 19.84% | 3.76% | 1.27% | 2.87% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder International Multi-Cap Value Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.11% | 1.11% |
Class C | 1.85% | 1.85% |
Class I | 0.85% | 0.85% |
Class R3 | 1.46% | 1.46% |
Class R4 | 1.16% | 1.16% |
Class R5 | 0.85% | 0.85% |
Class Y | 0.85% | 0.85% |
Class F | 0.74% | 0.74% |
Class SDR | 0.75% | 0.75% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • Different investment styles may go in and out of favor, which may cause the Fund to underperform the broader stock market. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Hartford Schroders International Multi-Cap Value Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 8.7% |
Consumer Discretionary | 12.7 |
Consumer Staples | 5.7 |
Energy | 9.0 |
Financials | 20.9 |
Health Care | 7.8 |
Industrials | 10.4 |
Information Technology | 9.7 |
Materials | 7.9 |
Real Estate | 1.2 |
Utilities | 3.2 |
Total | 97.2% |
Short-Term Investments | 1.8 |
Other Assets & Liabilities | 1.0 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders International Stock Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 12/19/1985 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation through investment in securities markets outside the United States. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 23.52% | 6.66% | 6.47% | 6.32% |
Class A3 | 16.69% | 0.80% | 5.27% | 5.72% |
Class C2 | 22.99% | 5.89% | 5.69% | 5.91% |
Class C4 | 21.99% | 4.89% | 5.69% | 5.91% |
Class I2 | 23.68% | 6.95% | 6.77% | 6.60% |
Class R32 | 23.22% | 6.27% | 6.22% | 6.30% |
Class R42 | 23.47% | 6.57% | 6.49% | 6.44% |
Class R52 | 23.59% | 6.95% | 6.75% | 6.60% |
Class Y2 | 23.61% | 6.93% | 6.76% | 6.62% |
Class F2 | 23.60% | 7.05% | 6.84% | 6.65% |
Class SDR2 | 23.72% | 7.06% | 6.85% | 6.68% |
MSCI ACWI ex USA Index (Net) | 20.65% | 3.05% | 2.50% | 3.97% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder International Alpha Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.07% | 1.07% |
Class C | 1.81% | 1.81% |
Class I | 0.81% | 0.81% |
Class R3 | 1.43% | 1.43% |
Class R4 | 1.13% | 1.13% |
Class R5 | 0.81% | 0.81% |
Class Y | 0.82% | 0.82% |
Class F | 0.71% | 0.71% |
Class SDR | 0.71% | 0.71% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country. • Small- and mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 4.0% |
Consumer Discretionary | 12.7 |
Consumer Staples | 11.3 |
Energy | 2.8 |
Financials | 16.1 |
Health Care | 15.1 |
Industrials | 17.1 |
Information Technology | 15.3 |
Utilities | 3.6 |
Total | 98.0% |
Short-Term Investments | 1.6 |
Other Assets & Liabilities | 0.4 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Sustainable Core Bond Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 01/31/2018 Sub-advised by Schroder Investment Management North America Inc. | Investment objective – The Fund seeks long-term total return consistent with the preservation of capital while giving special consideration to certain sustainability criteria. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | Since Inception2 |
Class I | 7.08% | -1.03% | 1.47% | 1.17% |
Class R3 | 7.09% | -1.08% | 1.45% | 1.15% |
Class R4 | 7.04% | -1.08% | 1.45% | 1.15% |
Class R5 | 7.24% | -0.97% | 1.51% | 1.21% |
Class Y | 7.15% | -0.91% | 1.48% | 1.18% |
Class F | 7.30% | -0.86% | 1.54% | 1.24% |
Class SDR | 7.33% | -0.82% | 1.53% | 1.23% |
Bloomberg US Aggregate Bond Index | 6.91% | -0.43% | 1.18% | 0.92% |
1 | Not annualized. |
2 | Inception: 01/31/2018. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective after the close of business on 11/12/2021, the Schroder Core Bond Fund (the “Predecessor Fund”) was reorganized into the Fund (the "Reorganization"). The performance information shown for periods prior to the Reorganization is that of the Predecessor Fund. Prior to the Reorganization, Class SDR shares were called R6 Shares and Class Y shares were called Investor Shares. Class I shares commenced operations on 11/12/2021 and performance prior to this date reflects the historical performance, fees and expenses of the Predecessor Fund’s Investor Shares and, prior to 06/29/2020 (the inception date of the Predecessor Fund’s Investor Shares), the historical performance, fees and expenses of the Predecessor Fund’s R6 Shares. Class R3, Class R4, Class R5 and Class F shares commenced operations on 11/12/2021 and performance prior to this date reflects the historical performance, fees and expenses of the Predecessor Fund’s R6 Shares. Performance for Class Y shares prior to 06/29/2020 (the inception date of the Predecessor Fund’s Investor Shares) reflects the historical performance, fees and expenses of R6 Shares of the Predecessor Fund. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to the Reorganization.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class I | 0.60% | 0.51% |
Class R3 | 1.12% | 1.06% |
Class R4 | 0.82% | 0.76% |
Class R5 | 0.52% | 0.46% |
Class Y | 0.48% | 0.40% |
Class F | 0.41% | 0.36% |
Class SDR | 0.41% | 0.32% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Mortgage-related and asset-backed securities' risks include credit, interest-rate, prepayment, and extension risk. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. • Applying sustainability criteria to the investment process may result in foregoing certain investments and underperformance comparative to funds that do not have a similar focus. There is a risk that the securities identified by the sub-adviser as meeting its sustainable investing criteria do not operate as anticipated. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • The value of inflation-protected securities (IPS) generally fluctuates with changes in real interest rates, and the market for IPS may be less developed or liquid, and more volatile, than other securities markets. • Investments in high-yield ("junk") bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • Changes related to LIBOR could have an adverse impact on financial instruments that reference this rate. • The purchase of securities in the To-Be-Announced (TBA) market can result in higher portfolio turnover and related expenses as well as price and counterparty risk. • Loans can be difficult to value and less liquid than other types of debt instruments; they are also subject to nonpayment, collateral, bankruptcy, default, extension, prepayment and insolvency risks. • Foreign investments, including foreign government debt, may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments.
Hartford Schroders Sustainable Core Bond Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2023 |
Category | Percentage of Net Assets |
Fixed Income Securities | |
Asset & Commercial Mortgage-Backed Securities | 1.5% |
Corporate Bonds | 36.0 |
Municipal Bonds | 2.0 |
U.S. Government Agencies(2) | 26.7 |
U.S. Government Securities | 32.9 |
Total | 99.1% |
Short-Term Investments | 0.2 |
Other Assets & Liabilities | 0.7 |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
(2) | All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities as of April 30, 2023. |
Hartford Schroders Sustainable International Core Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 05/24/2022 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks long-term capital appreciation while giving special consideration to certain sustainability criteria. |
Cumulative Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | Since Inception2 |
Class I | 24.43% | 7.01% |
Class SDR | 24.46% | 7.03% |
MSCI ACWI ex USA Index (Net) | 20.65% | 5.80% |
1 | Not annualized. |
2 | Inception: 05/24/2022 |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class I | 1.39% | 0.85% |
Class SDR | 1.20% | 0.70% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. These risks may be greater, and include additional risks, for investments in emerging markets or if the Fund focuses in a particular geographic region or country, such as Japan. • Mid-cap securities can have greater risks and volatility than large-cap securities. • Applying sustainability criteria to the investment process may result in foregoing certain investments and underperformance comparative to funds that do not have a similar
focus. There is a risk that the securities identified by the sub-adviser as meeting its sustainable investing criteria do not operate as anticipated. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.7% |
Consumer Discretionary | 12.9 |
Consumer Staples | 7.9 |
Energy | 2.1 |
Financials | 19.5 |
Health Care | 10.7 |
Industrials | 13.4 |
Information Technology | 11.9 |
Materials | 6.1 |
Utilities | 4.2 |
Total | 92.4% |
Short-Term Investments | 6.9 |
Other Assets & Liabilities | 0.7 |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders Tax-Aware Bond Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 10/03/2011 Sub-advised by Schroder Investment Management North America Inc. and its sub-sub-adviser, Schroder Investment Management North America Limited | Investment objective – The Fund seeks total return on an after-tax basis. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 9.17% | 2.83% | 1.78% | 2.18% |
Class A3 | 4.22% | -1.80% | 0.85% | 1.71% |
Class C2 | 8.62% | 1.93% | 0.89% | 1.70% |
Class C4 | 7.62% | 0.93% | 0.89% | 1.70% |
Class I2 | 9.19% | 2.98% | 1.99% | 2.42% |
Class Y2 | 9.14% | 2.90% | 1.92% | 2.38% |
Class F2 | 9.31% | 3.11% | 2.03% | 2.44% |
Class SDR2 | 9.32% | 3.12% | 2.04% | 2.43% |
Bloomberg Municipal Bond Index | 7.65% | 2.87% | 2.06% | 2.25% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 4.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder Broad Tax-Aware Value Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund and the Predecessor Fund’s predecessor. Prior to 10/24/2016, Class A and Class I were called Advisor Shares and Investor Shares, respectively. Performance for Class A shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Advisor Shares) reflects the performance of the Predecessor Fund’s Investor Shares adjusted to reflect the distribution fees of the Predecessor Fund’s Advisor Shares. Class C, Class Y and Class SDR shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016. Performance for the Fund prior to 06/14/2013 reflects performance of the Predecessor Fund’s predecessor.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 0.83% | 0.71% |
Class C | 1.62% | 1.59% |
Class I | 0.61% | 0.49% |
Class Y | 0.63% | 0.56% |
Class F | 0.52% | 0.46% |
Class SDR | 0.52% | 0.46% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Mortgage-related and asset-backed securities’ risks include credit, interest-rate, prepayment, and extension risk. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, regulatory and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political, economic and regulatory developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Hartford Schroders Tax-Aware Bond Fund
Fund Overview – (continued)
April 30, 2023 (Unaudited)
Composition by Security Type(1) |
as of 04/30/2023 |
Category | Percentage of Net Assets |
Fixed Income Securities | |
Corporate Bonds | 4.9% |
Municipal Bonds | 76.5 |
U.S. Government Agencies(2) | 3.0 |
U.S. Government Securities | 0.9 |
Total | 85.3% |
Short-Term Investments | 19.1 |
Other Assets & Liabilities | (4.4) |
Total | 100.0% |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
(2) | All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities as of April 30, 2023. |
Hartford Schroders US MidCap Opportunities Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 03/31/2006 Sub-advised by Schroder Investment Management North America Inc. | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | 5.62% | 2.78% | 7.79% | 10.08% |
Class A3 | -0.21% | -2.86% | 6.58% | 9.46% |
Class C2 | 5.19% | 1.96% | 6.98% | 9.63% |
Class C4 | 4.19% | 0.97% | 6.98% | 9.63% |
Class I2 | 5.76% | 3.05% | 8.08% | 10.37% |
Class R32 | 5.42% | 2.33% | 7.40% | 9.92% |
Class R42 | 5.60% | 2.75% | 7.77% | 10.16% |
Class R52 | 5.75% | 3.04% | 8.05% | 10.35% |
Class Y2 | 5.74% | 2.97% | 8.07% | 10.37% |
Class F2 | 5.80% | 3.09% | 8.17% | 10.43% |
Class SDR2 | 5.78% | 3.14% | 8.18% | 10.46% |
Russell Midcap Index | 3.80% | -1.69% | 7.97% | 9.85% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder U.S. Small and Mid Cap Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/2014 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
Performance information prior to 05/01/2019 reflect when the Fund invested at least 80% of its assets in securities of companies considered by Schroder Investment Management North America Inc. to be small- or mid-cap companies located in the United States.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.17% | 1.17% |
Class C | 1.91% | 1.91% |
Class I | 0.89% | 0.89% |
Class R3 | 1.52% | 1.52% |
Class R4 | 1.22% | 1.22% |
Class R5 | 0.92% | 0.92% |
Class Y | 0.91% | 0.91% |
Class F | 0.80% | 0.80% |
Class SDR | 0.81% | 0.81% |
* | Expenses as shown in the Fund’s most recent prospectus. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Mid-cap securities can have greater risks and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 4.7% |
Consumer Discretionary | 8.0 |
Consumer Staples | 1.5 |
Energy | 3.9 |
Financials | 12.7 |
Health Care | 11.2 |
Industrials | 21.5 |
Information Technology | 19.7 |
Materials | 4.0 |
Real Estate | 3.0 |
Utilities | 5.2 |
Total | 95.4% |
Short-Term Investments | 4.7 |
Other Assets & Liabilities | (0.1) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Hartford Schroders US Small Cap Opportunities Fund
Fund Overview
April 30, 2023 (Unaudited)
Inception 08/06/1993 Sub-advised by Schroder Investment Management North America Inc. | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns |
for the Periods Ended 04/30/2023 |
| Six Months1 | 1 Year | 5 Years | 10 Years |
Class A2 | -1.10% | -3.08% | 5.47% | 8.51% |
Class A3 | -6.55% | -8.41% | 4.29% | 7.90% |
Class C2 | -1.45% | -3.78% | 4.69% | 8.09% |
Class C4 | -2.43% | -4.73% | 4.69% | 8.09% |
Class I2 | -0.96% | -2.82% | 5.77% | 8.83% |
Class R32 | -1.25% | -3.36% | 5.17% | 8.45% |
Class R42 | -1.08% | -3.06% | 5.51% | 8.67% |
Class R52 | -0.93% | -2.75% | 5.79% | 8.83% |
Class Y2 | -0.93% | -2.75% | 5.81% | 8.85% |
Class F2 | -0.92% | -2.67% | 5.89% | 8.90% |
Class SDR2 | -0.89% | -2.67% | 5.90% | 8.92% |
Russell 2000 Index | -3.45% | -3.65% | 4.15% | 7.88% |
1 | Not annualized. |
2 | Without sales charge |
3 | Reflects maximum sales charge of 5.50% |
4 | Reflects a contingent deferred sales charge of 1.00% |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recent month-end, please visit our website hartfordfunds.com.
Total returns presented above were calculated using the applicable class' net asset value available to shareholders for sale or redemption of Fund shares on 04/30/2023, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses. The total returns presented in the Financial Highlights section of the report are calculated in the same manner, but also take into account certain adjustments that are necessary under generally accepted accounting principles. As a result, the total returns in the Financial Highlights section may differ from the total returns presented above.
Effective immediately before the opening of business on 10/24/2016, the Schroder U.S. Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown for periods prior to 10/24/2016 is that of the Predecessor Fund. Prior to 10/24/2016, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/2016 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 09/28/2015 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 02/28/2017 and performance prior to that date is that of the Fund’s Class I shares. Performance prior to Class F’s inception date has not been adjusted to reflect the operating expenses of Class F. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/2016.
You cannot invest directly in an index.
See "Benchmark Glossary" for benchmark descriptions.
Performance information may reflect expense waivers/reimbursements without which performance would have been lower.
Operating Expenses* | Gross | Net |
Class A | 1.37% | 1.35% |
Class C | 2.13% | 2.10% |
Class I | 1.09% | 1.09% |
Class R3 | 1.70% | 1.65% |
Class R4 | 1.41% | 1.35% |
Class R5 | 1.11% | 1.05% |
Class Y | 1.10% | 1.05% |
Class F | 0.99% | 0.95% |
Class SDR | 0.99% | 0.95% |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/2024 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 04/30/2023. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Small-cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • To the extent the Fund focuses on one or more sectors, the Fund may be subject to increased volatility and risk of loss if adverse developments occur. • Integration of environmental, social, and/or governance (ESG) characteristics into the investment process may not work as intended.
Composition by Sector(1) |
as of 04/30/2023 |
Sector | Percentage of Net Assets |
Equity Securities | |
Communication Services | 3.1% |
Consumer Discretionary | 9.5 |
Consumer Staples | 4.8 |
Energy | 3.9 |
Financials | 14.1 |
Health Care | 14.9 |
Industrials | 20.6 |
Information Technology | 10.2 |
Materials | 7.9 |
Real Estate | 3.1 |
Utilities | 3.1 |
Total | 95.2% |
Short-Term Investments | 5.4 |
Other Assets & Liabilities | (0.6) |
Total | 100.0% |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Benchmark Glossary (Unaudited)
Bloomberg Municipal Bond Index (reflects no deduction for fees, expenses or taxes) is designed to cover the USD-denominated long-term tax-exempt bond market. |
Bloomberg US Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) is composed of securities that cover the US investment grade fixed rate bond market, with index components for government and corporate securities, mortgage pass-through securities, and asset-backed securities. |
JP Morgan Emerging Markets Blended Index (JEMB) - Equal Weighted (reflects no deduction for fees, expenses or taxes) is a blended index produced by JP Morgan that is comprised of 1/3 JP Morgan GBI Emerging Markets Global Diversified Index, 1/3 JP Morgan EMBI Global Diversified Index, and 1/3 JP Morgan CEMBI Broad Diversified Index. The JEMB - Equal Weighted is designed to blend US dollar and local currency denominated sovereign, quasi-sovereign and corporate bonds in equal proportion. |
MSCI ACWI (All Country World) ex USA Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across developed markets (excluding the US) and emerging market countries. |
MSCI ACWI (All Country World) ex USA Value Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities exhibiting overall value style characteristics across developed (excluding the US) and emerging markets countries. The value investment style characteristics for index construction are defined using three variables: book value to price, 12-month forward earnings to price and dividend yield. |
MSCI China A Onshore Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid-cap securities across China securities listed on the Shanghai and Shenzhen exchanges. The index covers only those securities that are accessible through “Stock Connect”. |
MSCI EAFE Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across developed market countries, excluding the US and Canada. |
MSCI EAFE Value Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities exhibiting overall value style characteristics across developed market countries, excluding the US and Canada. |
MSCI Emerging Markets Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities across emerging market countries. |
Russell 2000 Index (reflects no deduction for fees, expenses or taxes) is an index comprised of 2,000 of the smallest US-domiciled company common stocks based on a combination of their market capitalization and current index membership. |
Russell Midcap Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap segment of the US equity universe. The Russell Midcap Index is a subset of the Russell 1000 Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership. |
Additional Information Regarding Bloomberg Index(es). “Bloomberg®” and the above referenced Bloomberg index(es) are service marks of Bloomberg Finance L.P. and its affiliates, including Bloomberg Index Services Limited (“BISL”), the administrator of the index (collectively, “Bloomberg”), and have been licensed for use for certain purposes by Hartford Funds Management Company, LLC ("HFMC"). The Funds are not sponsored, endorsed, sold or promoted by Bloomberg. Bloomberg does not make any representation or warranty, express or implied, to the owners of or counterparties to the Funds or any member of the public regarding the advisability of investing in securities generally or in the Funds particularly. The only relationship of Bloomberg to HFMC is the licensing of certain trademarks, trade names and service marks and of the above referenced Bloomberg index(es), which is determined, composed and calculated by BISL without regard to HFMC or the Funds. Bloomberg has no obligation to take the needs of HFMC or the owners of the Funds into consideration in determining, composing or calculating the above referenced Bloomberg index(es). Bloomberg is not responsible for and has not participated in the determination of the timing of, prices at, or quantities of the Funds to be issued. Bloomberg shall not have any obligation or liability, including, without limitation, to the Funds' customers, in connection with the administration, marketing or trading of the Funds. |
BLOOMBERG DOES NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA RELATED THERETO AND SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS OR INTERRUPTIONS THEREIN. BLOOMBERG DOES NOT MAKE ANY WARRANTY, EXPRESS OR IMPLIED, AS TO RESULTS TO BE OBTAINED BY HFMC, OWNERS OF THE FUNDS OR ANY OTHER PERSON OR ENTITY FROM THE USE OF THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA RELATED THERETO. BLOOMBERG DOES NOT MAKE ANY EXPRESS OR IMPLIED WARRANTIES AND EXPRESSLY DISCLAIMS ALL WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE WITH RESPECT TO THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA RELATED THERETO. WITHOUT LIMITING ANY OF THE FOREGOING, TO THE MAXIMUM EXTENT ALLOWED BY LAW, BLOOMBERG, ITS LICENSORS, AND ITS AND THEIR RESPECTIVE EMPLOYEES, CONTRACTORS, AGENTS, SUPPLIERS, AND VENDORS SHALL HAVE NO LIABILITY OR RESPONSIBILITY WHATSOEVER FOR ANY INJURY OR |
Benchmark Glossary (Unaudited) – (continued)
DAMAGES --WHETHER DIRECT, INDIRECT, CONSEQUENTIAL, INCIDENTAL, PUNITIVE OR OTHERWISE --ARISING IN CONNECTION WITH THE ABOVE REFERENCED BLOOMBERG INDEX(ES) OR ANY DATA OR VALUES RELATING THERETO --WHETHER ARISING FROM THEIR NEGLIGENCE OR OTHERWISE, EVEN IF NOTIFIED OF THE POSSIBILITY THEREOF. |
Additional Information Regarding MSCI Indices. Neither MSCI nor any other party involved in or related to compiling, computing or creating the MSCI data makes any express or implied warranties or representations with respect to such data (or the results to be obtained by the use thereof), and all such parties hereby expressly disclaim all warranties of originality, accuracy, completeness, merchantability or fitness for a particular purpose with respect to any of such data. Without limiting any of the foregoing, in no event shall MSCI, any of its affiliates or any third party involved in or related to compiling, computing or creating the data have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) even if notified of the possibility of such damages. No further distribution or dissemination of the MSCI data is permitted without MSCI’s express written consent. |
Expense Examples (Unaudited)
Your Fund's Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service (12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2022 through April 30, 2023. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class' annualized expense ratio multiplied by average account value over the period, multiplied by 181/365 (to reflect the one-half year period).
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Annualized expense ratio |
Hartford Schroders China A Fund |
Class A | $ 1,000.00 | | $ 1,185.80 | | $ 7.86 | | $ 1,000.00 | | $ 1,017.60 | | $ 7.25 | | 1.45% |
Class C | $ 1,000.00 | | $ 1,184.80 | | $ 8.56 | | $ 1,000.00 | | $ 1,016.96 | | $ 7.90 | | 1.58% |
Class I | $ 1,000.00 | | $ 1,187.90 | | $ 6.24 | | $ 1,000.00 | | $ 1,019.09 | | $ 5.76 | | 1.15% |
Class Y | $ 1,000.00 | | $ 1,188.00 | | $ 6.02 | | $ 1,000.00 | | $ 1,019.29 | | $ 5.56 | | 1.11% |
Class F | $ 1,000.00 | | $ 1,188.30 | | $ 5.37 | | $ 1,000.00 | | $ 1,019.89 | | $ 4.96 | | 0.99% |
Class SDR | $ 1,000.00 | | $ 1,189.20 | | $ 5.38 | | $ 1,000.00 | | $ 1,019.89 | | $ 4.96 | | 0.99% |
Hartford Schroders Diversified Emerging Markets Fund |
Class A | $ 1,000.00 | | $ 1,137.40 | | $ 6.73 | | $ 1,000.00 | | $ 1,018.40 | | $ 6.36 | | 1.27% |
Class C | $ 1,000.00 | | $ 1,134.70 | | $ 10.95 | | $ 1,000.00 | | $ 1,014.58 | | $ 10.34 | | 2.07% |
Class I | $ 1,000.00 | | $ 1,139.00 | | $ 5.15 | | $ 1,000.00 | | $ 1,019.98 | | $ 4.86 | | 0.97% |
Class Y | $ 1,000.00 | | $ 1,139.50 | | $ 4.88 | | $ 1,000.00 | | $ 1,020.18 | | $ 4.61 | | 0.92% |
Class F | $ 1,000.00 | | $ 1,149.50 | | $ 4.74 | | $ 1,000.00 | | $ 1,020.38 | | $ 4.46 | | 0.89% |
Class SDR | $ 1,000.00 | | $ 1,141.10 | | $ 4.73 | | $ 1,000.00 | | $ 1,020.38 | | $ 4.46 | | 0.89% |
Hartford Schroders Emerging Markets Equity Fund |
Class A | $ 1,000.00 | | $ 1,162.00 | | $ 7.93 | | $ 1,000.00 | | $ 1,017.46 | | $ 7.40 | | 1.48% |
Class C | $ 1,000.00 | | $ 1,158.60 | | $ 11.66 | | $ 1,000.00 | | $ 1,013.98 | | $ 10.89 | | 2.18% |
Class I | $ 1,000.00 | | $ 1,163.60 | | $ 6.76 | | $ 1,000.00 | | $ 1,018.55 | | $ 6.31 | | 1.26% |
Class R3 | $ 1,000.00 | | $ 1,160.80 | | $ 9.10 | | $ 1,000.00 | | $ 1,016.41 | | $ 8.50 | | 1.70% |
Class R4 | $ 1,000.00 | | $ 1,162.80 | | $ 7.77 | | $ 1,000.00 | | $ 1,017.60 | | $ 7.25 | | 1.45% |
Class R5 | $ 1,000.00 | | $ 1,164.60 | | $ 6.33 | | $ 1,000.00 | | $ 1,018.94 | | $ 5.91 | | 1.18% |
Class Y | $ 1,000.00 | | $ 1,163.60 | | $ 6.33 | | $ 1,000.00 | | $ 1,018.94 | | $ 5.91 | | 1.18% |
Class F | $ 1,000.00 | | $ 1,165.20 | | $ 5.75 | | $ 1,000.00 | | $ 1,019.49 | | $ 5.36 | | 1.07% |
Class SDR | $ 1,000.00 | | $ 1,164.80 | | $ 5.74 | | $ 1,000.00 | | $ 1,019.49 | | $ 5.36 | | 1.07% |
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Annualized expense ratio |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Class A | $ 1,000.00 | | $ 1,122.10 | | $ 6.05 | | $ 1,000.00 | | $ 1,019.09 | | $ 5.76 | | 1.15% |
Class C | $ 1,000.00 | | $ 1,118.20 | | $ 9.98 | | $ 1,000.00 | | $ 1,015.37 | | $ 9.49 | | 1.90% |
Class I | $ 1,000.00 | | $ 1,123.70 | | $ 4.74 | | $ 1,000.00 | | $ 1,020.33 | | $ 4.51 | | 0.90% |
Class R3 | $ 1,000.00 | | $ 1,120.20 | | $ 7.62 | | $ 1,000.00 | | $ 1,017.60 | | $ 7.25 | | 1.45% |
Class R4 | $ 1,000.00 | | $ 1,122.10 | | $ 6.05 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.76 | | 1.15% |
Class R5 | $ 1,000.00 | | $ 1,124.00 | | $ 4.48 | | $ 1,000.00 | | $ 1,020.83 | | $ 4.26 | | 0.85% |
Class Y | $ 1,000.00 | | $ 1,124.00 | | $ 4.48 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class F | $ 1,000.00 | | $ 1,122.70 | | $ 3.95 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Class SDR | $ 1,000.00 | | $ 1,124.50 | | $ 3.95 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Hartford Schroders International Contrarian Value Fund |
Class I | $ 1,000.00 | | $ 1,322.80 | | $ 4.03 | | $ 1,000.00 | | $ 1,021.32 | | $ 3.51 | | 0.70% |
Class SDR | $ 1,000.00 | | $ 1,323.10 | | $ 4.03 | | $ 1,000.00 | | $ 1,021.32 | | $ 3.51 | | 0.70% |
Hartford Schroders International Multi-Cap Value Fund |
Class A | $ 1,000.00 | | $ 1,183.80 | | $ 6.01 | | $ 1,000.00 | | $ 1,019.29 | | $ 5.56 | | 1.11% |
Class C | $ 1,000.00 | | $ 1,180.60 | | $ 10.05 | | $ 1,000.00 | | $ 1,015.57 | | $ 9.30 | | 1.86% |
Class I | $ 1,000.00 | | $ 1,184.10 | | $ 4.60 | | $ 1,000.00 | | $ 1,020.58 | | $ 4.26 | | 0.85% |
Class R3 | $ 1,000.00 | | $ 1,181.40 | | $ 7.52 | | $ 1,000.00 | | $ 1,017.90 | | $ 6.95 | | 1.39% |
Class R4 | $ 1,000.00 | | $ 1,184.10 | | $ 6.23 | | $ 1,000.00 | | $ 1,019.09 | | $ 5.76 | | 1.15% |
Class R5 | $ 1,000.00 | | $ 1,185.70 | | $ 4.55 | | $ 1,000.00 | | $ 1,020.63 | | $ 4.21 | | 0.84% |
Class Y | $ 1,000.00 | | $ 1,185.70 | | $ 4.55 | | $ 1,000.00 | | $ 1,020.63 | | $ 4.21 | | 0.84% |
Class F | $ 1,000.00 | | $ 1,185.90 | | $ 4.07 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Class SDR | $ 1,000.00 | | $ 1,184.90 | | $ 4.06 | | $ 1,000.00 | | $ 1,021.08 | | $ 3.76 | | 0.75% |
Hartford Schroders International Stock Fund |
Class A | $ 1,000.00 | | $ 1,235.20 | | $ 5.82 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.26 | | 1.05% |
Class C | $ 1,000.00 | | $ 1,229.90 | | $ 9.90 | | $ 1,000.00 | | $ 1,015.92 | | $ 8.95 | | 1.79% |
Class I | $ 1,000.00 | | $ 1,236.80 | | $ 4.32 | | $ 1,000.00 | | $ 1,020.93 | | $ 3.91 | | 0.78% |
Class R3 | $ 1,000.00 | | $ 1,232.20 | | $ 7.47 | | $ 1,000.00 | | $ 1,018.10 | | $ 6.76 | | 1.35% |
Class R4 | $ 1,000.00 | | $ 1,234.70 | | $ 6.04 | | $ 1,000.00 | | $ 1,019.39 | | $ 5.46 | | 1.09% |
Class R5 | $ 1,000.00 | | $ 1,235.90 | | $ 4.32 | | $ 1,000.00 | | $ 1,020.93 | | $ 3.91 | | 0.78% |
Class Y | $ 1,000.00 | | $ 1,236.10 | | $ 4.44 | | $ 1,000.00 | | $ 1,020.83 | | $ 4.01 | | 0.80% |
Class F | $ 1,000.00 | | $ 1,236.00 | | $ 3.83 | | $ 1,000.00 | | $ 1,021.37 | | $ 3.46 | | 0.69% |
Class SDR | $ 1,000.00 | | $ 1,237.20 | | $ 3.83 | | $ 1,000.00 | | $ 1,021.37 | | $ 3.46 | | 0.69% |
Hartford Schroders Sustainable Core Bond Fund |
Class I | $ 1,000.00 | | $ 1,070.80 | | $ 2.62 | | $ 1,000.00 | | $ 1,022.27 | | $ 2.56 | | 0.51% |
Class R3 | $ 1,000.00 | | $ 1,070.90 | | $ 3.28 | | $ 1,000.00 | | $ 1,021.72 | | $ 3.21 | | 0.64% |
Class R4 | $ 1,000.00 | | $ 1,070.40 | | $ 3.03 | | $ 1,000.00 | | $ 1,021.92 | | $ 2.96 | | 0.59% |
Class R5 | $ 1,000.00 | | $ 1,072.40 | | $ 2.36 | | $ 1,000.00 | | $ 1,022.61 | | $ 2.31 | | 0.46% |
Class Y | $ 1,000.00 | | $ 1,071.50 | | $ 2.05 | | $ 1,000.00 | | $ 1,022.81 | | $ 2.01 | | 0.40% |
Class F | $ 1,000.00 | | $ 1,073.00 | | $ 1.85 | | $ 1,000.00 | | $ 1,023.01 | | $ 1.81 | | 0.36% |
Class SDR | $ 1,000.00 | | $ 1,073.30 | | $ 1.65 | | $ 1,000.00 | | $ 1,023.21 | | $ 1.61 | | 0.32% |
Hartford Schroders Sustainable International Core Fund |
Class I | $ 1,000.00 | | $ 1,244.30 | | $ 3.89 | | $ 1,000.00 | | $ 1,021.32 | | $ 3.51 | | 0.70% |
Class SDR | $ 1,000.00 | | $ 1,244.60 | | $ 3.89 | | $ 1,000.00 | | $ 1,021.32 | | $ 3.51 | | 0.70% |
Hartford Schroders Tax-Aware Bond Fund |
Class A | $ 1,000.00 | | $ 1,091.70 | | $ 3.68 | | $ 1,000.00 | | $ 1,021.27 | | $ 3.56 | | 0.71% |
Class C | $ 1,000.00 | | $ 1,086.20 | | $ 8.22 | | $ 1,000.00 | | $ 1,016.91 | | $ 7.95 | | 1.59% |
Class I | $ 1,000.00 | | $ 1,091.90 | | $ 2.54 | | $ 1,000.00 | | $ 1,022.36 | | $ 2.46 | | 0.49% |
Class Y | $ 1,000.00 | | $ 1,091.40 | | $ 2.90 | | $ 1,000.00 | | $ 1,022.02 | | $ 2.81 | | 0.56% |
Class F | $ 1,000.00 | | $ 1,093.10 | | $ 2.39 | | $ 1,000.00 | | $ 1,022.51 | | $ 2.31 | | 0.46% |
Class SDR | $ 1,000.00 | | $ 1,093.20 | | $ 2.39 | | $ 1,000.00 | | $ 1,022.51 | | $ 2.31 | | 0.46% |
Expense Examples (Unaudited) – (continued)
| Actual Return | | Hypothetical (5% return before expenses) |
| Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Beginning Account Value November 1, 2022 | | Ending Account Value April 30, 2023 | | Expenses paid during the period November 1, 2022 through April 30, 2023 | | Annualized expense ratio |
Hartford Schroders US MidCap Opportunities Fund |
Class A | $ 1,000.00 | | $ 1,056.20 | | $ 5.91 | | $ 1,000.00 | | $ 1,019.04 | | $ 5.81 | | 1.16% |
Class C | $ 1,000.00 | | $ 1,051.90 | | $ 9.72 | | $ 1,000.00 | | $ 1,015.32 | | $ 9.54 | | 1.91% |
Class I | $ 1,000.00 | | $ 1,057.60 | | $ 4.54 | | $ 1,000.00 | | $ 1,020.38 | | $ 4.46 | | 0.89% |
Class R3 | $ 1,000.00 | | $ 1,053.50 | | $ 7.69 | | $ 1,000.00 | | $ 1,017.31 | | $ 7.55 | | 1.51% |
Class R4 | $ 1,000.00 | | $ 1,056.00 | | $ 5.81 | | $ 1,000.00 | | $ 1,019.14 | | $ 5.71 | | 1.14% |
Class R5 | $ 1,000.00 | | $ 1,057.50 | | $ 4.44 | | $ 1,000.00 | | $ 1,020.48 | | $ 4.36 | | 0.87% |
Class Y | $ 1,000.00 | | $ 1,057.40 | | $ 4.64 | | $ 1,000.00 | | $ 1,020.28 | | $ 4.56 | | 0.91% |
Class F | $ 1,000.00 | | $ 1,058.00 | | $ 4.13 | | $ 1,000.00 | | $ 1,020.78 | | $ 4.06 | | 0.81% |
Class SDR | $ 1,000.00 | | $ 1,057.80 | | $ 4.13 | | $ 1,000.00 | | $ 1,020.78 | | $ 4.06 | | 0.81% |
Hartford Schroders US Small Cap Opportunities Fund |
Class A | $ 1,000.00 | | $ 989.00 | | $ 6.66 | | $ 1,000.00 | | $ 1,018.10 | | $ 6.76 | | 1.35% |
Class C | $���1,000.00 | | $ 985.50 | | $ 10.34 | | $ 1,000.00 | | $ 1,014.38 | | $ 10.49 | | 2.10% |
Class I | $ 1,000.00 | | $ 990.40 | | $ 5.38 | | $ 1,000.00 | | $ 1,019.39 | | $ 5.46 | | 1.09% |
Class R3 | $ 1,000.00 | | $ 987.50 | | $ 8.13 | | $ 1,000.00 | | $ 1,016.61 | | $ 8.25 | | 1.65% |
Class R4 | $ 1,000.00 | | $ 989.20 | | $ 6.66 | | $ 1,000.00 | | $ 1,018.10 | | $ 6.76 | | 1.35% |
Class R5 | $ 1,000.00 | | $ 990.70 | | $ 5.18 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.26 | | 1.05% |
Class Y | $ 1,000.00 | | $ 990.70 | | $ 5.18 | | $ 1,000.00 | | $ 1,019.59 | | $ 5.26 | | 1.05% |
Class F | $ 1,000.00 | | $ 990.80 | | $ 4.69 | | $ 1,000.00 | | $ 1,020.08 | | $ 4.76 | | 0.95% |
Class SDR | $ 1,000.00 | | $ 991.10 | | $ 4.69 | | $ 1,000.00 | | $ 1,020.08 | | $ 4.76 | | 0.95% |
Hartford Schroders China A Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 85.0% |
| Automobiles & Components - 2.5% |
68,900 | Fuyao Glass Industry Group Co. Ltd. Class A | $ 338,150 |
39,400 | Huizhou Desay Sv Automotive Co. Ltd. Class A | 589,228 |
| | | 927,378 |
| Banks - 5.1% |
151,792 | Bank of Ningbo Co. Ltd. Class A | 601,067 |
273,433 | China Merchants Bank Co. Ltd. Class A | 1,330,788 |
| | | 1,931,855 |
| Capital Goods - 16.2% |
84,701 | Beijing Tianyishangjia New Material Corp. Ltd. Class A | 236,470 |
124,200 | CIMC Vehicles Group Co. Ltd. Class A | 237,665 |
32,040 | Contemporary Amperex Technology Co. Ltd. Class A | 1,072,141 |
2,700 | Gongniu Group Co. Ltd. Class A | 57,841 |
180,900 | Han's Laser Technology Industry Group Co. Ltd. Class A* | 683,701 |
180,840 | Hongfa Technology Co. Ltd. Class A | 817,855 |
81,440 | JL Mag Rare-Earth Co. Ltd. Class A | 328,335 |
39,068 | Luoyang Xinqianglian Slewing Bearing Co. Ltd. Class A | 230,396 |
12,723 | Pylon Technologies Co. Ltd. Class A | 446,001 |
307,400 | Sany Heavy Industry Co. Ltd. Class A | 733,363 |
67,800 | Sinoseal Holding Co. Ltd. Class A | 450,948 |
74,500 | Wuxi Lead Intelligent Equipment Co. Ltd. Class A | 412,366 |
125,100 | Zhejiang Sanhua Intelligent Controls Co. Ltd. Class A | 422,310 |
| | | 6,129,392 |
| Consumer Discretionary Distribution & Retail - 1.2% |
19,200 | China Tourism Group Duty Free Corp. Ltd. Class A | 447,952 |
| Consumer Durables & Apparel - 3.5% |
143,800 | Midea Group Co. Ltd. Class A | 1,180,277 |
9,189 | Oppein Home Group, Inc. Class A | 153,055 |
| | | 1,333,332 |
| Food, Beverage & Tobacco - 9.0% |
95,295 | Chacha Food Co. Ltd. Class A | 596,533 |
20,300 | Chongqing Brewery Co. Ltd. Class A | 306,012 |
4,045 | Kweichow Moutai Co. Ltd. Class A | 1,029,701 |
301,075 | Toly Bread Co. Ltd. Class A | 498,680 |
141,000 | Wens Foodstuffs Group Co. Ltd. Class A | 403,060 |
23,299 | Wuliangye Yibin Co. Ltd. Class A | 569,239 |
| | | 3,403,225 |
| Health Care Equipment & Services - 2.8% |
114,400 | Edan Instruments, Inc. Class A | 257,591 |
12,740 | iRay Technology Co. Ltd. Class A | 506,606 |
17,740 | Qingdao Haier Biomedical Co. Ltd. Class A | 176,930 |
124,865 | Shanghai Kinetic Medical Co. Ltd. Class A | 127,915 |
| | | 1,069,042 |
| Insurance - 5.7% |
287,800 | Ping An Insurance Group Co. of China Ltd. Class A | 2,157,999 |
| Materials - 21.5% |
270,400 | China Jushi Co. Ltd. Class A | 570,094 |
230,809 | Chongqing Zaisheng Technology Corp. Ltd. Class A* | 149,065 |
256,414 | Citic Pacific Special Steel Group Co. Ltd. Class A | 598,468 |
196,680 | Hengli Petrochemical Co. Ltd. Class A | 449,443 |
256,600 | Hubei Dinglong Co. Ltd. Class A | 984,280 |
148,700 | LB Group Co. Ltd. Class A | 372,272 |
389,546 | Satellite Chemical Co. Ltd. Class A | 799,252 |
180,400 | Shandong Sinocera Functional Material Co. Ltd. Class A* | 768,066 |
79,500 | Wanhua Chemical Group Co. Ltd. Class A* | 1,059,853 |
45,218 | Western Superconducting Technologies Co. Ltd. Class A | 509,568 |
101,640 | Zhejiang Huayou Cobalt Co. Ltd. Class A | 765,745 |
584,057 | Zijin Mining Group Co. Ltd. Class A | 1,086,428 |
| | | 8,112,534 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 85.0% - (continued) |
| Media & Entertainment - 3.2% |
199,100 | Mango Excellent Media Co. Ltd. Class A | $ 1,032,929 |
56,800 | Perfect World Co. Ltd. Class A | 180,221 |
| | | 1,213,150 |
| Pharmaceuticals, Biotechnology & Life Sciences - 6.6% |
72,400 | Amoy Diagnostics Co. Ltd. Class A | 294,389 |
39,000 | Hangzhou Tigermed Consulting Co. Ltd. Class A | 513,240 |
144,400 | Hualan Biological Engineering, Inc. Class A | 486,250 |
27,260 | Shanghai Haoyuan Chemexpress Co. Ltd. Class A | 457,015 |
77,960 | WuXi AppTec Co. Ltd. Class A | 762,390 |
| | | 2,513,284 |
| Real Estate Management & Development - 0.9% |
162,844 | Poly Developments & Holdings Group Co. Ltd. Class A | 327,413 |
| Semiconductors & Semiconductor Equipment - 0.9% |
35,556 | LONGi Green Energy Technology Co. Ltd. Class A | 179,608 |
31,700 | Sino Wealth Electronic Ltd. Class A | 155,670 |
| | | 335,278 |
| Technology Hardware & Equipment - 3.2% |
69,133 | Guangzhou Shiyuan Electronic Technology Co. Ltd. Class A | 659,363 |
147,159 | Shenzhen Sunlord Electronics Co. Ltd. Class A | 469,192 |
30,500 | Zhejiang Jiecang Linear Motion Technology Co. Ltd. Class A | 85,561 |
| | | 1,214,116 |
| Transportation - 2.7% |
346,700 | China Southern Airlines Co. Ltd. Class A* | 388,253 |
25,600 | Milkyway Chemical Supply Chain Service Co. Ltd. Class A | 341,991 |
35,200 | SF Holding Co. Ltd. Class A | 287,172 |
| | | 1,017,416 |
| Total Common Stocks (cost $34,759,380) | | $ 32,133,366 |
WARRANTS - 12.7%(1) |
| Banks - 3.8% |
45,388 | Autobio Diagnostics Co. Ltd. Expires 10/13/2023* | $ 374,925 |
65,195 | Micro-Tech Nanjing Co. Ltd. Expires 10/2/2023* | 841,074 |
16,209 | Suzhou Everbright Photonics Co. Ltd. Expires 4/24/2024* | 217,580 |
| | | 1,433,579 |
| Financial Services - 1.1% |
15,439 | ZWSOFT Co. Ltd. Guangzhou Expires 9/22/2023* | 435,413 |
| Health Care Equipment & Services - 2.5% |
5,432 | iRay Technology Co. Ltd. Expires 6/13/2023* | 216,004 |
42,185 | Qingdao Haier Biomedical Co. Ltd. Expires 1/03/2024* | 420,377 |
30,648 | Qingdao Haier Biomedical Co. Ltd. Expires 5/29/2023* | 305,409 |
| | | 941,790 |
| Household & Personal Products - 1.5% |
113,970 | Ninebot Ltd. Expires 8/28/2023* | 550,093 |
| Software & Services - 2.4% |
63,425 | Piesat Information Technology Co. Ltd. Expires 12/22/2023* | 916,102 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders China A Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
WARRANTS - 12.7%(1) - (continued) |
| Technology Hardware & Equipment - 1.4% |
15,840 | Gongniu Group Co. Ltd. Expires 2/17/2023* | $ 338,831 |
26,311 | Shanghai Holystar Information Technology Co. Ltd. Expires 1/18/2024* | 188,744 |
| | | 527,575 |
| Total Warrants (cost $4,787,928) | | $ 4,804,552 |
| Total Long-Term Investments (cost $39,547,308) | | $ 36,937,918 |
SHORT-TERM INVESTMENTS - 2.1% |
| Other Investment Pools & Funds - 2.1% |
804,567 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(2) | $ 804,567 |
| Total Short-Term Investments (cost $804,567) | $ 804,567 |
| Total Investments (cost $40,351,875) | 99.8% | $ 37,742,485 |
| Other Assets and Liabilities | 0.2% | 90,167 |
| Total Net Assets | 100.0% | $ 37,832,652 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | “Warrants” refers to non-standard warrants and participatory notes. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 927,378 | | $ — | | $ 927,378 | | $ — |
Banks | | 1,931,855 | | — | | 1,931,855 | | — |
Capital Goods | | 6,129,392 | | — | | 6,129,392 | | — |
Consumer Discretionary Distribution & Retail | | 447,952 | | — | | 447,952 | | — |
Consumer Durables & Apparel | | 1,333,332 | | — | | 1,333,332 | | — |
Food, Beverage & Tobacco | | 3,403,225 | | — | | 3,403,225 | | — |
Health Care Equipment & Services | | 1,069,042 | | 764,197 | | 304,845 | | — |
Insurance | | 2,157,999 | | — | | 2,157,999 | | — |
Materials | | 8,112,534 | | — | | 8,112,534 | | — |
Media & Entertainment | | 1,213,150 | | — | | 1,213,150 | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 2,513,284 | | — | | 2,513,284 | | — |
Real Estate Management & Development | | 327,413 | | — | | 327,413 | | — |
Semiconductors & Semiconductor Equipment | | 335,278 | | — | | 335,278 | | — |
Technology Hardware & Equipment | | 1,214,116 | | — | | 1,214,116 | | — |
Transportation | | 1,017,416 | | — | | 1,017,416 | | — |
Warrants | | 4,804,552 | | — | | 4,804,552 | | — |
Short-Term Investments | | 804,567 | | 804,567 | | — | | — |
Total | | $ 37,742,485 | | $ 1,568,764 | | $ 36,173,721 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.3% |
| Brazil - 2.9% |
15,500 | Alupar Investimento SA | $ 84,029 |
15,000 | B3 SA - Brasil Bolsa Balcao | 35,126 |
28,600 | BB Seguridade Participacoes SA | 196,733 |
17,600 | Cia de Saneamento de Minas Gerais Copasa MG | 60,128 |
38,661 | Cia Energetica de Minas Gerais ADR | 93,560 |
52,600 | Cosan SA | 157,975 |
8,900 | Hypera SA | 66,467 |
19,600 | Kepler Weber SA | 28,332 |
9,000 | M Dias Branco SA | 51,606 |
11,800 | Multiplan Empreendimentos Imobiliarios SA | 61,273 |
10,830 | Odontoprev SA | 21,713 |
23,100 | Porto Seguro SA | 116,385 |
39,300 | Santos Brasil Participacoes SA | 66,658 |
26,100 | TOTVS SA | 134,273 |
2,800 | Transmissora Alianca de Energia Eletrica SA | 20,473 |
34,600 | Ultrapar Participacoes SA | 100,169 |
51,300 | WEG SA | 422,923 |
| | | 1,717,823 |
| Chile - 0.4% |
5,533 | CAP SA | 38,733 |
17,066 | Empresas COPEC SA | 118,748 |
1,297 | Sociedad Quimica y Minera de Chile SA ADR | 87,522 |
| | | 245,003 |
| China - 27.1% |
31,000 | 37 Interactive Entertainment Network Technology Group Co. Ltd. Class A | 137,645 |
43,000 | 3SBio, Inc.(1) | 43,084 |
573,000 | Agricultural Bank of China Ltd. Class H | 221,540 |
188,200 | Alibaba Group Holding Ltd.* | 1,989,956 |
31,500 | Anhui Anke Biotechnology Group Co. Ltd. Class A | 50,273 |
6,800 | Anhui Guangxin Agrochemical Co. Ltd. Class A | 28,698 |
100,000 | BAIC Motor Corp. Ltd. Class H(1) | 28,144 |
10,850 | Baidu, Inc. Class A* | 163,313 |
953,000 | Bank of China Ltd. Class H | 380,588 |
242,000 | Bank of Communications Co. Ltd. Class H | 156,308 |
82,800 | Bank of Nanjing Co. Ltd. Class A | 112,660 |
28,100 | Bank of Ningbo Co. Ltd. Class A | 111,270 |
9,200 | Beijing United Information Technology Co. Ltd. Class A | 79,954 |
10,200 | Bethel Automotive Safety Systems Co. Ltd. Class A | 94,582 |
20,000 | BOE Varitronix Ltd. | 32,712 |
234,000 | Bosideng International Holdings Ltd. | 115,404 |
11,500 | BYD Co. Ltd. Class H | 348,752 |
8,300 | Chengxin Lithium Group Co. Ltd. Class A | 38,140 |
169,000 | China Everbright Bank Co. Ltd. Class H | 54,124 |
166,000 | China Feihe Ltd.(1) | 112,098 |
25,400 | China Jushi Co. Ltd. Class A | 53,552 |
38,000 | China Life Insurance Co. Ltd. Class H | 73,004 |
36,000 | China Meidong Auto Holdings Ltd. | 55,865 |
65,000 | China Merchants Bank Co. Ltd. Class H | 313,763 |
60,000 | China Merchants Port Holdings Co. Ltd. | 89,029 |
75,000 | China Overseas Property Holdings Ltd. | 83,288 |
30,000 | China Pacific Insurance Group Co. Ltd. Class H | 89,611 |
149,000 | China Suntien Green Energy Corp. Ltd. Class H | 65,274 |
4,700 | China Tourism Group Duty Free Corp. Ltd. Class A | 109,655 |
1,330,000 | China Tower Corp. Ltd. Class H(1) | 169,739 |
32,000 | China Water Affairs Group Ltd. | 25,648 |
68,000 | Chongqing Rural Commercial Bank Co. Ltd. Class H | 26,284 |
60,000 | CIMC Enric Holdings Ltd. | 55,265 |
4,320 | Contemporary Amperex Technology Co. Ltd. Class A | 144,558 |
108,000 | CSPC Pharmaceutical Group Ltd. | 109,976 |
53,400 | Dongfang Electric Corp. Ltd. Class H | 75,666 |
3,500 | East Buy Holding Ltd.*(1)(2) | 12,134 |
5,000 | Eastroc Beverage Group Co. Ltd. Class A* | 129,079 |
13,500 | Ecovacs Robotics Co. Ltd. Class A | 135,863 |
15,300 | ENN Energy Holdings Ltd. | 209,788 |
18,800 | Fuyao Glass Industry Group Co. Ltd. Class H(1) | 76,484 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.3% - (continued) |
| China - 27.1% - (continued) |
6,880 | Ganfeng Lithium Group Co. Ltd. Class H(1) | $ 45,393 |
17,000 | Geely Automobile Holdings Ltd. | 21,105 |
15,200 | Giant Biogene Holding Co. Ltd.*(1) | 68,656 |
4,600 | Ginlong Technologies Co. Ltd. Class A* | 75,790 |
2,156 | GoodWe Technologies Co. Ltd. Class A | 81,134 |
53,000 | Greentown Management Holdings Co. Ltd.(1) | 50,694 |
10,600 | Guangzhou Tinci Materials Technology Co. Ltd. Class A | 65,486 |
5,600 | Hangzhou Tigermed Consulting Co. Ltd. Class H(1) | 46,649 |
17,440 | Hefei Meiya Optoelectronic Technology, Inc. Class A | 68,435 |
10,900 | Huali Industrial Group Co. Ltd. Class A | 69,544 |
4,600 | Hubei Jumpcan Pharmaceutical Co. Ltd. Class A | 20,975 |
400 | Huizhou Desay Sv Automotive Co. Ltd. Class A | 5,982 |
855,000 | Industrial & Commercial Bank of China Ltd. Class H | 459,993 |
9,200 | Jafron Biomedical Co. Ltd. Class A | 38,275 |
11,550 | JD Health International, Inc.*(1) | 83,346 |
44,630 | JD.com, Inc. Class A | 796,549 |
3,400 | Jiangsu Hengli Hydraulic Co. Ltd. Class A | 30,267 |
49,000 | Jiumaojiu International Holdings Ltd.(1) | 110,099 |
11,100 | LONGi Green Energy Technology Co. Ltd. Class A | 56,071 |
20,800 | Meituan Class B*(1) | 355,481 |
12,000 | NetDragon Websoft Holdings Ltd. | 23,498 |
23,000 | NetEase, Inc. | 409,455 |
39,500 | New China Life Insurance Co. Ltd. Class H | 113,110 |
5,800 | Ningbo Deye Technology Co. Ltd. Class A | 210,860 |
27,800 | Nongfu Spring Co. Ltd. Class H(1) | 150,836 |
42,500 | Ping An Insurance Group Co. of China Ltd. Class H | 310,060 |
28,000 | Pop Mart International Group Ltd.(1) | 67,923 |
260,000 | Postal Savings Bank of China Co. Ltd. Class H(1) | 169,518 |
5,200 | Proya Cosmetics Co. Ltd. Class A | 126,219 |
3,721 | Pylon Technologies Co. Ltd. Class A | 130,439 |
7,100 | Shanghai Flyco Electrical Appliance Co. Ltd. Class A | 79,574 |
8,700 | Shanghai M&G Stationery, Inc. Class A | 58,297 |
14,900 | Shenzhen Inovance Technology Co. Ltd. Class A | 133,148 |
8,600 | Shenzhen Kstar Science & Technology Co. Ltd. Class A | 58,070 |
1,800 | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. Class A | 81,188 |
15,800 | Sichuan Yahua Industrial Group Co. Ltd. Class A | 42,922 |
14,800 | Sieyuan Electric Co. Ltd. Class A | 98,335 |
29,000 | Simcere Pharmaceutical Group Ltd.(1) | 34,278 |
36,500 | Sinopec Engineering Group Co. Ltd. Class H | 18,927 |
600 | Suzhou Maxwell Technologies Co. Ltd. Class A* | 23,834 |
70,700 | Tencent Holdings Ltd. | 3,140,219 |
19,800 | Tianqi Lithium Corp. Class H* | 124,318 |
60,000 | Towngas Smart Energy Co. Ltd.* | 27,723 |
8,650 | Vipshop Holdings Ltd. ADR* | 135,805 |
200,000 | Want Want China Holdings Ltd. | 127,551 |
5,800 | WuXi AppTec Co. Ltd. Class H(1) | 51,011 |
38,000 | Wuxi Biologics Cayman, Inc.*(1) | 226,588 |
5,400 | Xiamen Faratronic Co. Ltd. Class A | 104,045 |
142,000 | Xinyi Solar Holdings Ltd. | 152,664 |
46,000 | Yadea Group Holdings Ltd.(1) | 107,549 |
12,400 | Yangling Metron New Material, Inc. Class A | 81,768 |
30,500 | Yantai Jereh Oilfield Services Group Co. Ltd. Class A | 119,713 |
14,100 | Yealink Network Technology Corp. Ltd. Class A | 134,390 |
5,200 | Zhejiang Jingsheng Mechanical & Electrical Co. Ltd. Class A | 51,509 |
9,200 | Zhejiang Supor Co. Ltd. Class A | 68,452 |
22,500 | Zhongsheng Group Holdings Ltd. | 96,109 |
4,500 | ZTO Express Cayman, Inc. | 123,896 |
| | | 16,166,495 |
| Colombia - 0.1% |
4,589 | Geopark Ltd. | 50,158 |
| Czech Republic - 0.1% |
1,438 | Komercni Banka AS | 46,431 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.3% - (continued) |
| Greece - 0.8% |
9,714 | Hellenic Telecommunications Organization SA | $ 141,938 |
2,213 | JUMBO SA | 50,986 |
3,981 | Motor Oil Hellas Corinth Refineries SA | 94,882 |
4,083 | Mytilineos SA | 118,459 |
17,644 | National Bank of Greece SA* | 92,334 |
| | | 498,599 |
| Hong Kong - 2.4% |
111,800 | AIA Group Ltd. | 1,217,175 |
54,000 | Hang Lung Properties Ltd. | 98,708 |
18,200 | Hongkong Land Holdings Ltd. | 80,998 |
9,000 | Yue Yuen Industrial Holdings Ltd. | 13,544 |
| | | 1,410,425 |
| Hungary - 0.5% |
4,889 | OTP Bank Nyrt | 148,982 |
7,497 | Richter Gedeon Nyrt | 181,071 |
| | | 330,053 |
| India - 11.0% |
2,526 | Asian Paints Ltd. | 89,896 |
2,903 | Bajaj Auto Ltd. | 157,563 |
1,674 | Bajaj Finance Ltd. | 129,121 |
32,663 | Bharti Airtel Ltd. | 319,749 |
176 | Blue Dart Express Ltd. | 12,800 |
958 | Coforge Ltd. | 49,281 |
8,179 | Colgate-Palmolive India Ltd. | 159,708 |
30,249 | Dabur India Ltd. | 197,431 |
3,017 | Dr Reddy's Laboratories Ltd. | 181,932 |
5,619 | Eicher Motors Ltd. | 227,538 |
1,040 | Grindwell Norton Ltd. | 24,217 |
20,359 | HCL Technologies Ltd. | 266,174 |
51,708 | HDFC Bank Ltd. | 1,069,073 |
6,591 | Hindustan Unilever Ltd. | 198,387 |
7,038 | Housing Development Finance Corp. Ltd. | 239,798 |
89,431 | ICICI Bank Ltd. | 1,008,879 |
24,764 | Marico Ltd. | 150,607 |
194 | Nestle India Ltd. | 51,681 |
1,897 | Persistent Systems Ltd. | 110,514 |
2,761 | PI Industries Ltd. | 114,511 |
71,607 | Power Grid Corp. of India Ltd. | 208,219 |
20,655 | Reliance Industries Ltd. | 613,395 |
2,607 | Shriram Finance Ltd. | 42,607 |
18,930 | Sun Pharmaceutical Industries Ltd. | 228,980 |
7,782 | Sun TV Network Ltd. | 41,189 |
13,302 | Tata Consultancy Services Ltd. | 525,917 |
14,722 | UPL Ltd. | 133,613 |
| | | 6,552,780 |
| Indonesia - 3.1% |
89,600 | Bank BTPN Syariah Tbk PT | 13,082 |
307,500 | Bank Central Asia Tbk PT | 190,297 |
790,600 | Bank Mandiri Persero Tbk PT | 279,477 |
258,800 | Bank Negara Indonesia Persero Tbk PT | 166,783 |
1,191,500 | Bank Rakyat Indonesia Persero Tbk PT | 415,213 |
308,000 | Industri Jamu Dan Farmasi Sido Muncul Tbk PT | 16,586 |
590,400 | Kalbe Farma Tbk PT | 85,480 |
88,200 | Matahari Department Store Tbk PT | 24,370 |
381,800 | Media Nusantara Citra Tbk PT* | 15,381 |
195,000 | Mitra Adiperkasa Tbk PT* | 18,233 |
1,123,900 | Perusahaan Gas Negara Tbk PT | 109,944 |
1,359,900 | Telkom Indonesia Persero Tbk PT | 393,893 |
400,800 | Unilever Indonesia Tbk PT | 120,384 |
| | | 1,849,123 |
| Malaysia - 1.7% |
6,500 | Bursa Malaysia Bhd | 9,156 |
61,800 | CELCOMDIGI Bhd | 61,035 |
138,100 | CIMB Group Holdings Bhd | 156,898 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.3% - (continued) |
| Malaysia - 1.7% - (continued) |
57,200 | Frontken Corp. Bhd | $ 39,259 |
67,000 | Malayan Banking Bhd | 130,200 |
26,600 | Mega First Corp. Bhd | 20,395 |
83,850 | MR DIY Group M Bhd(1) | 29,772 |
6,900 | Petronas Gas Bhd | 26,143 |
154,700 | Press Metal Aluminium Holdings Bhd | 179,263 |
247,400 | Public Bank Bhd | 216,042 |
73,500 | RHB Bank Bhd | 90,410 |
31,100 | Uchi Technologies Bhd | 24,084 |
27,600 | Westports Holdings Bhd | 21,891 |
| | | 1,004,548 |
| Mexico - 3.3% |
74,000 | Alfa SAB de CV Class A | 47,249 |
24,200 | Arca Continental SAB de CV | 231,172 |
39,200 | Bolsa Mexicana de Valores SAB de CV | 86,382 |
16,600 | Concentradora Fibra Danhos SA de CV REIT | 22,094 |
2,080 | Fomento Economico Mexicano SAB de CV ADR | 201,802 |
34,900 | Genomma Lab Internacional SAB de CV Class B | 28,981 |
16,300 | Gentera SAB de CV | 17,914 |
10,900 | Grupo Aeroportuario del Centro Norte SAB de CV | 119,576 |
1,069 | Grupo Aeroportuario del Pacifico SAB de CV ADR | 189,822 |
543 | Grupo Aeroportuario del Sureste SAB de CV ADR | 155,472 |
3,600 | Grupo Comercial Chedraui SA de CV | 21,284 |
36,500 | Grupo Financiero Banorte SAB de CV Class O | 316,329 |
84,100 | Grupo Financiero Inbursa SAB de CV Class O* | 205,531 |
151,900 | Kimberly-Clark de Mexico SAB de CV Class A | 343,347 |
| | | 1,986,955 |
| Poland - 1.6% |
5,885 | Bank Polska Kasa Opieki SA | 136,162 |
2,595 | Dino Polska SA*(1) | 264,647 |
5,855 | KGHM Polska Miedz SA | 168,422 |
22,824 | Powszechna Kasa Oszczednosci Bank Polski SA | 176,476 |
17,671 | Powszechny Zaklad Ubezpieczen SA | 162,801 |
516 | Santander Bank Polska SA | 41,971 |
| | | 950,479 |
| Qatar - 0.3% |
24,092 | Qatar Fuel QSC | 109,976 |
12,326 | Qatar National Bank QPSC | 52,192 |
| | | 162,168 |
| Romania - 0.2% |
19,488 | NEPI Rockcastle NV | 117,764 |
| Russia - 0.0% |
378 | HeadHunter Group PLC ADR*(3) | — |
1,092 | LUKOIL PJSC*(3) | — |
762 | Mobile TeleSystems PJSC*(3) | — |
| | | — |
| Saudi Arabia - 3.0% |
13,543 | Al Rajhi Bank | 277,309 |
1,502 | Elm Co. | 177,403 |
1,744 | Jarir Marketing Co. | 75,885 |
1,380 | Mouwasat Medical Services Co. | 90,805 |
25,618 | Riyad Bank | 204,906 |
26,203 | Saudi British Bank | 252,550 |
31,367 | Saudi National Bank | 408,949 |
24,714 | Saudi Telecom Co. | 296,513 |
| | | 1,784,320 |
| South Africa - 4.2% |
3,187 | Anglo American Platinum Ltd. | 188,952 |
29,268 | AVI Ltd. | 109,229 |
10,201 | Clicks Group Ltd. | 149,085 |
27,233 | FirstRand Ltd. | 95,976 |
8,060 | Gold Fields Ltd. ADR | 125,414 |
16,088 | Impala Platinum Holdings Ltd. | 156,629 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.3% - (continued) |
| South Africa - 4.2% - (continued) |
6,711 | Kumba Iron Ore Ltd. | $ 163,189 |
16,970 | Mr Price Group Ltd. | 139,545 |
26,310 | MTN Group Ltd. | 184,796 |
17,578 | MultiChoice Group | 110,018 |
2,835 | Naspers Ltd. Class N | 505,372 |
13,769 | Northam Platinum Holdings Ltd.* | 134,766 |
19,190 | Sappi Ltd. | 43,610 |
23,050 | Telkom SA SOC Ltd.* | 41,851 |
41,784 | Truworths International Ltd. | 124,216 |
35,904 | Vodacom Group Ltd. | 246,099 |
| | | 2,518,747 |
| South Korea - 14.6% |
1,268 | AfreecaTV Co. Ltd. | 73,917 |
753 | Celltrion, Inc. | 90,729 |
323 | CJ CheilJedang Corp. | 74,796 |
541 | CJ Corp. | 37,043 |
850 | CJ Freshway Corp. | 18,116 |
2,963 | Classys, Inc. | 52,737 |
1,671 | Daeduck Electronics Co. Ltd. | 27,094 |
25,658 | Daewoo Engineering & Construction Co. Ltd.* | 81,136 |
859 | DB HiTek Co. Ltd. | 39,110 |
655 | Dear U Co. Ltd.* | 20,234 |
710 | Dentium Co. Ltd. | 76,642 |
3,341 | DL E&C Co. Ltd. | 88,277 |
10,900 | Dongkuk Steel Mill Co. Ltd. | 97,697 |
3,368 | Doosan Bobcat, Inc. | 129,219 |
484 | GOLFZON Co. Ltd. | 40,500 |
7,102 | Hana Financial Group, Inc. | 223,171 |
532 | Hansol Chemical Co. Ltd. | 88,675 |
2,876 | HD Hyundai Co. Ltd. | 127,532 |
3,044 | HL Mando Co. Ltd. | 105,751 |
1,055 | Hyundai Department Store Co. Ltd. | 40,850 |
4,898 | Hyundai Engineering & Construction Co. Ltd. | 150,700 |
755 | Hyundai Steel Co. | 20,644 |
16,132 | Industrial Bank of Korea | 121,486 |
2,377 | JYP Entertainment Corp. | 160,799 |
7,327 | KB Financial Group, Inc. | 271,950 |
326 | Korea Zinc Co. Ltd. | 125,301 |
4,076 | Korean Air Lines Co. Ltd. | 69,918 |
4,017 | KT Corp. | 90,152 |
627 | LEENO Industrial, Inc. | 62,971 |
2,180 | LG Electronics, Inc. | 179,017 |
123 | LG Innotek Co. Ltd. | 24,481 |
15,106 | LG Uplus Corp. | 124,600 |
986 | Lotte Chemical Corp. | 124,272 |
2,033 | Lotte Corp. | 42,647 |
1,291 | LOTTE Fine Chemical Co. Ltd. | 59,291 |
640 | NEXTIN, Inc. | 31,001 |
132 | Park Systems Corp. | 14,465 |
681 | PharmaResearch Co. Ltd. | 51,608 |
74,783 | Samsung Electronics Co. Ltd. | 3,679,629 |
3,697 | Samsung Engineering Co. Ltd.* | 80,695 |
409 | Samsung SDI Co. Ltd. | 212,260 |
8,269 | Shinhan Financial Group Co. Ltd. | 216,486 |
339 | Shinsegae, Inc. | 52,336 |
377 | SK Chemicals Co. Ltd. | 20,137 |
311 | SK Gas Ltd. | 28,083 |
9,516 | SK Hynix, Inc. | 640,270 |
1,115 | SK Innovation Co. Ltd.* | 145,116 |
1,151 | SK Telecom Co. Ltd. | 41,014 |
2,337 | S-Oil Corp. | 130,890 |
234 | Soulbrain Co. Ltd. | 38,504 |
314 | Tokai Carbon Korea Co. Ltd. | 23,499 |
13,283 | Woori Financial Group, Inc. | 116,827 |
1,773 | Youngone Corp. | 58,680 |
| | | 8,742,955 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.3% - (continued) |
| Taiwan - 15.2% |
20,000 | Accton Technology Corp. | $ 195,378 |
3,000 | Advanced Energy Solution Holding Co. Ltd. | 67,397 |
23,000 | Advantech Co. Ltd. | 278,482 |
4,000 | Bizlink Holding, Inc. | 34,355 |
151,000 | Cathay Financial Holding Co. Ltd. | 209,192 |
14,000 | Chroma ATE, Inc. | 86,908 |
71,000 | Chunghwa Telecom Co. Ltd. | 293,786 |
19,000 | Compeq Manufacturing Co. Ltd. | 26,765 |
25,000 | Delta Electronics, Inc. | 244,899 |
44,000 | E Ink Holdings, Inc. | 274,125 |
5,000 | Eclat Textile Co. Ltd. | 79,625 |
20,000 | Feng TAY Enterprise Co. Ltd. | 124,426 |
19,000 | FLEXium Interconnect, Inc.* | 58,567 |
40,050 | Fubon Financial Holding Co. Ltd. | 77,132 |
8,000 | Fusheng Precision Co. Ltd. | 56,333 |
6,000 | Globalwafers Co. Ltd. | 94,297 |
24,000 | Gold Circuit Electronics Ltd. | 77,315 |
4,000 | Grape King Bio Ltd. | 23,847 |
3,000 | King Slide Works Co. Ltd. | 40,405 |
2,000 | KMC Kuei Meng International, Inc. | 9,452 |
3,000 | Lotes Co. Ltd. | 86,023 |
8,000 | Makalot Industrial Co. Ltd. | 58,102 |
28,000 | MediaTek, Inc. | 608,828 |
5,000 | Nan Ya Printed Circuit Board Corp. | 45,015 |
7,000 | Nien Made Enterprise Co. Ltd. | 77,071 |
19,000 | Novatek Microelectronics Corp. | 259,751 |
3,000 | Pegavision Corp. | 42,551 |
19,000 | President Chain Store Corp. | 167,388 |
481,000 | Shin Kong Financial Holding Co. Ltd. | 131,460 |
4,000 | Simplo Technology Co. Ltd. | 40,154 |
5,000 | Sinbon Electronics Co. Ltd. | 55,437 |
7,000 | Sino-American Silicon Products, Inc. | 33,737 |
4,000 | Sporton International, Inc. | 34,499 |
282,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | 4,617,917 |
3,276 | Taiwan Semiconductor Manufacturing Co. Ltd. ADR | 276,167 |
18,000 | TTY Biopharm Co. Ltd. | 45,060 |
8,000 | Unimicron Technology Corp. | 38,011 |
4,000 | Universal Vision Biotechnology Co. Ltd. | 52,370 |
1,000 | Voltronic Power Technology Corp. | 57,500 |
| | | 9,079,727 |
| Thailand - 1.8% |
21,800 | Advanced Info Service PCL NVDR | 136,868 |
146,800 | Bangchak Corp. PCL NVDR | 130,585 |
30,700 | Bangkok Bank PCL NVDR | 141,570 |
119,400 | Bangkok Dusit Medical Services PCL NVDR | 102,573 |
16,600 | Bumrungrad Hospital PCL NVDR | 115,927 |
35,100 | Kasikornbank PCL NVDR | 128,865 |
214,000 | Krung Thai Bank PCL NVDR | 113,135 |
19,200 | Somboon Advance Technology PCL NVDR | 11,105 |
97,000 | Supalai PCL NVDR | 60,288 |
102,600 | Thai Oil PCL NVDR | 140,445 |
| | | 1,081,361 |
| United Arab Emirates - 1.8% |
96,147 | Abu Dhabi National Oil Co. for Distribution PJSC | 114,937 |
135,090 | Emaar Properties PJSC | 219,016 |
85,602 | Emirates NBD Bank PJSC | 329,250 |
54,971 | Emirates Telecommunications Group Co. PJSC | 359,838 |
61,892 | Salik Co. PJSC | 50,393 |
| | | 1,073,434 |
| United States - 0.2% |
3,363 | Genpact Ltd. | 149,822 |
| Total Common Stocks (cost $54,982,880) | | $ 57,519,170 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
PREFERRED STOCKS - 1.8% |
| Brazil - 1.8% |
78,510 | Banco Bradesco SA (Preference Shares) | $ 218,005 |
87,200 | Cia de Saneamento do Parana (Preference Shares) | 66,784 |
61,800 | Itau Unibanco Holding SA (Preference Shares) | 321,155 |
89,380 | Itausa SA (Preference Shares) | 155,543 |
53,600 | Petroleo Brasileiro SA (Preference Shares) | 254,685 |
33,900 | Randon SA Implementos e Participacoes (Preference Shares) | 56,140 |
| | | 1,072,312 |
| Chile - 0.0% |
8,160 | Embotelladora Andina SA (Preference Shares) | 20,441 |
| Total Preferred Stocks (cost $1,172,407) | | $ 1,092,753 |
| Total Long-Term Investments (cost $56,155,287) | | $ 58,611,923 |
SHORT-TERM INVESTMENTS - 1.7% |
| Other Investment Pools & Funds - 1.7% |
987,469 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(4) | $ 987,469 |
| Total Short-Term Investments (cost $987,469) | $ 987,469 |
| Total Investments (cost $57,142,756) | 99.8% | $ 59,599,392 |
| Other Assets and Liabilities | 0.2% | 129,274 |
| Total Net Assets | 100.0% | $ 59,728,666 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $2,304,123, representing 3.9% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(3) | Investment valued using significant unobservable inputs. |
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Diversified Emerging Markets Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Brazil | | $ 1,717,823 | | $ 1,717,823 | | $ — | | $ — |
Chile | | 245,003 | | 245,003 | | — | | — |
China | | 16,166,495 | | 135,805 | | 16,030,690 | | — |
Colombia | | 50,158 | | 50,158 | | — | | — |
Czech Republic | | 46,431 | | — | | 46,431 | | — |
Greece | | 498,599 | | — | | 498,599 | | — |
Hong Kong | | 1,410,425 | | — | | 1,410,425 | | — |
Hungary | | 330,053 | | — | | 330,053 | | — |
India | | 6,552,780 | | — | | 6,552,780 | | — |
Indonesia | | 1,849,123 | | 16,586 | | 1,832,537 | | — |
Malaysia | | 1,004,548 | | 26,143 | | 978,405 | | — |
Mexico | | 1,986,955 | | 1,986,955 | | — | | — |
Poland | | 950,479 | | — | | 950,479 | | — |
Qatar | | 162,168 | | — | | 162,168 | | — |
Romania | | 117,764 | | 117,764 | | — | | — |
Russia | | — | | — | | — | | — |
Saudi Arabia | | 1,784,320 | | 1,784,320 | | — | | — |
South Africa | | 2,518,747 | | 826,654 | | 1,692,093 | | — |
South Korea | | 8,742,955 | | — | | 8,742,955 | | — |
Taiwan | | 9,079,727 | | 276,167 | | 8,803,560 | | — |
Thailand | | 1,081,361 | | — | | 1,081,361 | | — |
United Arab Emirates | | 1,073,434 | | 165,330 | | 908,104 | | — |
United States | | 149,822 | | 149,822 | | — | | — |
Preferred Stocks | | 1,092,753 | | 1,092,753 | | — | | — |
Short-Term Investments | | 987,469 | | 987,469 | | — | | — |
Total | | $ 59,599,392 | | $ 9,578,752 | | $ 50,020,640 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Equity Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.0% |
| Brazil - 7.6% |
4,087,260 | Banco BTG Pactual SA | $ 19,191,553 |
6,202,196 | CCR SA | 16,873,932 |
3,960,920 | Embraer SA* | 15,421,843 |
1,664,171 | Energisa SA | 13,946,499 |
15,738,961 | Itau Unibanco Holding SA ADR | 81,055,649 |
1,346,786 | Localiza Rent a Car SA | 15,663,630 |
4,185,805 | Lojas Renner SA | 13,293,065 |
18,828 | MercadoLibre, Inc.* | 24,052,582 |
3,741,434 | Petro Rio SA* | 26,066,569 |
1,531,690 | Petroleo Brasileiro SA ADR | 16,266,548 |
8,431,567 | Raia Drogasil SA | 44,424,713 |
3,105,873 | Rede D'Or Sao Luiz SA(1) | 14,241,011 |
5,672,667 | TIM SA | 15,922,318 |
4,461,093 | Vale SA ADR | 64,284,350 |
3,295,386 | WEG SA | 27,167,543 |
| | | 407,871,805 |
| Chile - 0.8% |
135,122,231 | Banco de Chile | 14,386,814 |
1,403,031 | Banco Santander Chile ADR(2) | 26,868,044 |
965,398 | Falabella SA | 2,070,119 |
| | | 43,324,977 |
| China - 28.0% |
16,161,796 | Alibaba Group Holding Ltd.* | 170,888,730 |
864,104 | Baidu, Inc. Class A* | 13,006,407 |
7,990,168 | Centre Testing International Group Co. Ltd. Class A | 22,241,441 |
15,356,000 | China Mengniu Dairy Co. Ltd.* | 61,985,575 |
11,134,500 | China Merchants Bank Co. Ltd. Class H | 53,747,597 |
17,359,400 | China Pacific Insurance Group Co. Ltd. Class H | 51,853,091 |
5,646,000 | China Resources Land Ltd. | 26,292,040 |
1,693,940 | Contemporary Amperex Technology Co. Ltd. Class A | 56,683,615 |
3,240,900 | ENN Energy Holdings Ltd. | 44,437,941 |
1,235,415 | H World Group Ltd. ADR* | 57,940,964 |
7,202,000 | Hengli Petrochemical Co. Ltd. Class A | 16,457,620 |
5,514,000 | Innovent Biologics, Inc.*(1) | 26,511,693 |
2,970,676 | JD.com, Inc. Class A | 53,020,155 |
10,251,756 | LONGi Green Energy Technology Co. Ltd. Class A | 51,785,862 |
1,939,350 | Meituan Class B*(1) | 33,144,362 |
11,150,545 | Midea Group Co. Ltd. Class A | 91,521,083 |
7,659,777 | NARI Technology Co. Ltd. Class A | 28,954,009 |
23,312,000 | PICC Property & Casualty Co. Ltd. Class H | 28,194,897 |
15,591,910 | Satellite Chemical Co. Ltd. Class A | 31,990,759 |
6,174,973 | SF Holding Co. Ltd. Class A | 50,377,263 |
5,171,150 | Shenzhen Inovance Technology Co. Ltd. Class A | 46,209,888 |
3,806,900 | Shenzhou International Group Holdings Ltd. | 36,565,888 |
3,482,334 | Sieyuan Electric Co. Ltd. Class A | 23,137,528 |
6,269,100 | Tencent Holdings Ltd. | 278,449,044 |
1,325,400 | Wuliangye Yibin Co. Ltd. Class A | 32,382,032 |
3,830,500 | Wuxi Biologics Cayman, Inc.*(1) | 22,840,644 |
913,188 | Yum China Holdings, Inc. | 55,879,902 |
2,232,256 | Zhejiang Supor Co. Ltd. Class A | 16,608,972 |
607,699 | ZTO Express Cayman, Inc. ADR | 16,821,108 |
| | | 1,499,930,110 |
| Egypt - 0.0% |
1,714,274 | Commercial International Bank Egypt SAE GDR | 2,077,450 |
| Greece - 1.1% |
7,081,454 | Alpha Services & Holdings SA* | 8,877,554 |
15,459,910 | Eurobank Ergasias Services & Holdings SA Class A* | 21,859,213 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.0% - (continued) |
| Greece - 1.1% - (continued) |
770,367 | Hellenic Telecommunications Organization SA | $ 11,256,361 |
3,676,238 | National Bank of Greece SA* | 19,238,325 |
| | | 61,231,453 |
| Hong Kong - 3.5% |
10,180,400 | AIA Group Ltd. | 110,834,742 |
13,208,000 | Hang Lung Properties Ltd. | 24,143,251 |
3,273,137 | Prudential PLC | 50,082,378 |
| | | 185,060,371 |
| Hungary - 0.8% |
553,790 | OTP Bank Nyrt | 16,875,595 |
1,036,354 | Richter Gedeon Nyrt | 25,030,547 |
| | | 41,906,142 |
| India - 8.8% |
6,364,336 | Axis Bank Ltd. | 67,181,303 |
5,206,391 | Bharti Airtel Ltd. | 50,967,152 |
4,762,185 | HDFC Bank Ltd. | 98,459,137 |
9,241,563 | ICICI Bank Ltd. | 104,254,868 |
1,222,296 | Mahindra & Mahindra Ltd. | 18,390,245 |
1,815,023 | Reliance Industries Ltd. | 53,901,002 |
2,007,010 | Tata Consultancy Services Ltd. | 79,350,496 |
| | | 472,504,203 |
| Indonesia - 2.7% |
35,783,500 | Bank Central Asia Tbk PT | 22,144,654 |
74,910,800 | Bank Mandiri Persero Tbk PT | 26,480,951 |
35,217,200 | Bank Negara Indonesia Persero Tbk PT | 22,695,666 |
131,409,920 | Bank Rakyat Indonesia Persero Tbk PT | 45,793,616 |
85,049,300 | Telkom Indonesia Persero Tbk PT | 24,634,415 |
| | | 141,749,302 |
| Malaysia - 0.4% |
20,331,132 | CIMB Group Holdings Bhd | 23,098,637 |
| Mexico - 2.8% |
2,513,260 | Cemex SAB de CV ADR* | 15,079,560 |
865,374 | Fomento Economico Mexicano SAB de CV ADR | 83,958,585 |
5,985,565 | Grupo Financiero Banorte SAB de CV Class O | 51,874,120 |
| | | 150,912,265 |
| Peru - 0.9% |
358,735 | Credicorp Ltd. | 48,601,418 |
| Poland - 1.3% |
1,060,840 | Bank Polska Kasa Opieki SA | 24,544,741 |
2,158,789 | Powszechna Kasa Oszczednosci Bank Polski SA | 16,691,867 |
2,810,322 | Powszechny Zaklad Ubezpieczen SA | 25,891,184 |
| | | 67,127,792 |
| Qatar - 0.5% |
5,879,319 | Qatar National Bank QPSC | 24,895,075 |
| Russia - 0.0% |
390,765 | LUKOIL PJSC(3) | — |
339,057 | Magnit PJSC*(3) | — |
67,747 | Polyus PJSC*(3) | — |
5,358,303 | Rosneft Oil Co. PJSC(3) | — |
836,086 | Yandex NV Class A*(3) | — |
| | | — |
| Saudi Arabia - 1.4% |
2,047,972 | Alinma Bank | 17,281,658 |
1,901,980 | Saudi Arabian Oil Co.(1) | 18,255,600 |
1,551,948 | Saudi National Bank | 20,233,625 |
1,722,965 | Saudi Telecom Co. | 20,671,721 |
| | | 76,442,604 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Equity Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.0% - (continued) |
| Singapore - 0.2% |
154,984 | Sea Ltd. ADR* | $ 11,805,131 |
| South Africa - 6.9% |
2,894,281 | Aspen Pharmacare Holdings Ltd. | 28,968,326 |
3,250,624 | AVI Ltd. | 12,131,440 |
464,045 | Bid Corp. Ltd. | 10,560,718 |
314,665 | Capitec Bank Holdings Ltd. | ��� 27,400,325 |
23,040,919 | FirstRand Ltd. | 81,202,456 |
2,164,002 | Foschini Group Ltd. | 11,220,982 |
4,345,368 | Gold Fields Ltd. | 67,715,243 |
4,616,434 | MTN Group Ltd. | 32,424,935 |
356,286 | Naspers Ltd. Class N | 63,512,127 |
2,950,864 | Shoprite Holdings Ltd. | 36,012,372 |
| | | 371,148,924 |
| South Korea - 12.2% |
396,016 | KB Financial Group, Inc. | 14,698,608 |
47,194 | Korea Zinc Co. Ltd. | 18,139,368 |
100,255 | LG Chem Ltd. | 55,689,972 |
43,863 | LG H&H Co. Ltd. | 20,481,654 |
201,215 | Samsung Electro-Mechanics Co. Ltd. | 21,760,435 |
7,352,872 | Samsung Electronics Co. Ltd. | 361,791,343 |
139,358 | Samsung Fire & Marine Insurance Co. Ltd. | 23,443,662 |
145,582 | Samsung SDI Co. Ltd. | 75,552,948 |
657,160 | SK Hynix, Inc. | 44,216,014 |
6,660 | SK Innovation Co. Ltd.* | 866,791 |
443,808 | SK Telecom Co. Ltd. | 15,814,437 |
| | | 652,455,232 |
| Taiwan - 15.3% |
2,492,000 | Accton Technology Corp. | 24,344,097 |
11,812,036 | ASE Technology Holding Co. Ltd. | 38,832,644 |
22,571,264 | Cathay Financial Holding Co. Ltd. | 31,269,776 |
2,264,000 | Chailease Holding Co. Ltd. | 16,489,004 |
4,173,000 | Chunghwa Telecom Co. Ltd. | 17,267,185 |
47,868,000 | CTBC Financial Holding Co. Ltd. | 35,285,333 |
22,202,000 | Hon Hai Precision Industry Co. Ltd. | 75,654,383 |
2,894,000 | MediaTek, Inc. | 62,926,672 |
30,015,139 | Taiwan Semiconductor Manufacturing Co. Ltd. | 491,515,716 |
10,355,000 | Uni-President Enterprises Corp. | 24,824,635 |
| | | 818,409,445 |
| Thailand - 0.5% |
7,127,000 | Kasikornbank PCL NVDR | 26,165,910 |
| United Arab Emirates - 0.8% |
27,461,370 | Emaar Properties PJSC | 44,522,035 |
| United Kingdom - 0.2% |
1,182,092 | Pepco Group NV* | 11,335,638 |
| United States - 0.3% |
89,490 | Globant SA* | 14,038,296 |
| Total Common Stocks (cost $4,560,063,212) | | $ 5,196,614,215 |
PREFERRED STOCKS - 1.4% |
| Brazil - 1.4% |
21,138,374 | Banco Bradesco SA (Preference Shares) | $ 58,696,515 |
2,999,190 | Gerdau SA (Preference Shares) | 15,140,865 |
| Total Preferred Stocks (cost $73,707,330) | | $ 73,837,380 |
Shares or Principal Amount | | Market Value† |
RIGHTS - 0.0% |
| Brazil - 0.0% |
440 | Localiza Rent a Car SA Expires 05/11/2023* | $ 1,514 |
| Total Rights (cost $—) | | $ 1,514 |
| Total Long-Term Investments (cost $4,633,770,542) | | $ 5,270,453,109 |
SHORT-TERM INVESTMENTS - 1.9% |
| Other Investment Pools & Funds - 1.7% |
89,356,659 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(4) | $ 89,356,659 |
| Securities Lending Collateral - 0.2% |
1,870,560 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(4) | 1,870,560 |
6,235,200 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(4) | 6,235,200 |
1,870,560 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(4) | 1,870,560 |
1,870,560 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(4) | 1,870,560 |
| | | 11,846,880 |
| Total Short-Term Investments (cost $101,203,539) | $ 101,203,539 |
| Total Investments (cost $4,734,974,081) | 100.3% | $ 5,371,656,648 |
| Other Assets and Liabilities | (0.3)% | (16,978,441) |
| Total Net Assets | 100.0% | $ 5,354,678,207 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $114,993,310, representing 2.1% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(3) | Investment valued using significant unobservable inputs. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Equity Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
(4) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Brazil | | $ 407,871,805 | | $ 407,871,805 | | $ — | | $ — |
Chile | | 43,324,977 | | 43,324,977 | | — | | — |
China | | 1,499,930,110 | | 94,053,350 | | 1,405,876,760 | | — |
Egypt | | 2,077,450 | | — | | 2,077,450 | | — |
Greece | | 61,231,453 | | — | | 61,231,453 | | — |
Hong Kong | | 185,060,371 | | — | | 185,060,371 | | — |
Hungary | | 41,906,142 | | — | | 41,906,142 | | — |
India | | 472,504,203 | | — | | 472,504,203 | | — |
Indonesia | | 141,749,302 | | — | | 141,749,302 | | — |
Malaysia | | 23,098,637 | | — | | 23,098,637 | | — |
Mexico | | 150,912,265 | | 150,912,265 | | — | | — |
Peru | | 48,601,418 | | 48,601,418 | | — | | — |
Poland | | 67,127,792 | | — | | 67,127,792 | | — |
Qatar | | 24,895,075 | | — | | 24,895,075 | | — |
Russia | | — | | — | | — | | — |
Saudi Arabia | | 76,442,604 | | 76,442,604 | | — | | — |
Singapore | | 11,805,131 | | 11,805,131 | | — | | — |
South Africa | | 371,148,924 | | 37,961,043 | | 333,187,881 | | — |
South Korea | | 652,455,232 | | — | | 652,455,232 | | — |
Taiwan | | 818,409,445 | | — | | 818,409,445 | | — |
Thailand | | 26,165,910 | | — | | 26,165,910 | | — |
United Arab Emirates | | 44,522,035 | | — | | 44,522,035 | | — |
United Kingdom | | 11,335,638 | | — | | 11,335,638 | | — |
United States | | 14,038,296 | | 14,038,296 | | — | | — |
Preferred Stocks | | 73,837,380 | | 73,837,380 | | — | | — |
Rights | | 1,514 | | 1,514 | | — | | — |
Short-Term Investments | | 101,203,539 | | 101,203,539 | | — | | — |
Total | | $ 5,371,656,648 | | $ 1,060,053,322 | | $ 4,311,603,326 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 41.3% |
| Brazil - 4.7% |
$ 62,000 | Atento Luxco 1 SA 8.00%, 02/10/2026(1) | $ 15,872 |
250,000 | Banco do Brasil SA 9.00%, 06/18/2024, (9.00% fixed rate until 06/18/2024; 10 year USD CMT + 6.36% thereafter)(2)(3)(4) | 251,682 |
200,000 | Braskem Netherlands Finance BV 7.25%, 02/13/2033(2) | 191,554 |
200,000 | Embraer Netherlands Finance BV 6.95%, 01/17/2028(2) | 202,557 |
182,114 | Guara Norte Sarl 5.20%, 06/15/2034(2)(5) | 155,110 |
192,980 | MC Brazil Downstream Trading Sarl 7.25%, 06/30/2031(2) | 147,968 |
| Petrobras Global Finance BV | |
15,000 | 6.75%, 06/03/2050 | 13,504 |
34,000 | 6.88%, 01/20/2040 | 32,834 |
200,000 | Sitios Latinoamerica SAB de CV 5.38%, 04/04/2032(2) | 182,650 |
| | | 1,193,731 |
| Burkina Faso - 0.7% |
200,000 | Endeavour Mining PLC 5.00%, 10/14/2026(2) | 173,260 |
| Chile - 3.8% |
200,000 | Celulosa Arauco y Constitucion SA 5.15%, 01/29/2050(2) | 173,281 |
200,000 | Cencosud SA 5.15%, 02/12/2025(2) | 199,582 |
212,352 | Empresa Electrica Cochrane SpA 5.50%, 05/14/2027(2)(5) | 196,160 |
420,000 | Empresa Nacional del Petroleo 3.75%, 08/05/2026(2) | 396,317 |
| | | 965,340 |
| China - 3.3% |
200,000 | BOC Aviation USA Corp. 4.88%, 05/03/2033(2) | 198,381 |
200,000 | China Cinda 2020 I Management Ltd. 3.00%, 01/20/2031(1) | 159,030 |
200,000 | Huarong Finance 2019 Co. Ltd. 3.88%, 11/13/2029(1) | 151,672 |
240,000 | Lenovo Group Ltd. 3.42%, 11/02/2030(2) | 202,078 |
200,000 | Prosus NV 4.99%, 01/19/2052(2) | 146,867 |
| | | 858,028 |
| Colombia - 4.4% |
235,417 | AI Candelaria Spain SA 7.50%, 12/15/2028(2) | 217,973 |
200,000 | Banco Davivienda SA 6.65%, 04/22/2031, (6.65% fixed rate until 04/22/2031; 10 year USD CMT + 5.10% thereafter)(2)(3)(4) | 136,500 |
200,000 | Bancolombia SA 6.91%, 10/18/2027, 5 year USD CMT + 2.93%(3) | 187,000 |
| Ecopetrol SA | |
99,000 | 6.88%, 04/29/2030 | 88,672 |
365,000 | 8.88%, 01/13/2033 | 353,852 |
200,000 | Empresas Publicas de Medellin ESP 4.38%, 02/15/2031(2) | 148,933 |
| | | 1,132,930 |
| Ghana - 0.7% |
200,000 | Kosmos Energy Ltd. 7.75%, 05/01/2027(2) | 172,836 |
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 41.3% - (continued) |
| Hong Kong - 1.8% |
$ 200,000 | AIA Group Ltd. 4.95%, 04/04/2033(2) | $ 202,272 |
250,000 | Bank of East Asia Ltd. 6.75%, 03/15/2027(1) | 250,014 |
| | | 452,286 |
| India - 0.8% |
200,000 | Diamond II Ltd. 7.95%, 07/28/2026(2) | 197,158 |
| Kuwait - 0.8% |
200,000 | MEGlobal Canada ULC 5.88%, 05/18/2030(2) | 204,776 |
| Macau - 0.7% |
200,000 | Studio City Finance Ltd. 6.00%, 07/15/2025(1) | 184,000 |
| Mexico - 10.3% |
200,000 | Banco Mercantil del Norte SA 7.63%, 01/10/2028, (7.63% fixed rate until 01/10/2028; 10 year USD CMT + 5.35% thereafter)(2)(3)(4) | 182,031 |
200,000 | Cemex SAB de CV 9.13%, 03/14/2028, 5 year USD CMT + 4.91%(2)(4) | 199,700 |
194,029 | FEL Energy VI Sarl 5.75%, 12/01/2040(2) | 164,748 |
MXN 16,510,000 | Grupo Televisa SAB 7.25%, 05/14/2043 | 584,294 |
$ 200,000 | Mexico City Airport Trust 5.50%, 07/31/2047(2) | 155,192 |
| Petroleos Mexicanos | |
660,000 | 5.95%, 01/28/2031 | 487,556 |
90,000 | 6.63%, 06/15/2035 | 62,527 |
426,000 | 6.70%, 02/16/2032 | 327,606 |
182,000 | 10.00%, 02/07/2033(2) | 169,037 |
250,000 | Total Play Telecomunicaciones SA de CV 6.38%, 09/20/2028(2) | 164,850 |
200,000 | Trust Fibra Uno 6.39%, 01/15/2050(2) | 152,000 |
| | | 2,649,541 |
| Netherlands - 0.5% |
200,000 | VEON Holdings BV 3.38%, 11/25/2027(2) | 141,750 |
| Peru - 2.6% |
87,000 | Banco BBVA Peru SA 5.25%, 09/22/2029, (5.25% fixed rate until 09/22/2024; 5 year USD CMT + 2.75% thereafter)(2)(3) | 84,856 |
150,000 | Banco Internacional del Peru SAA Interbank 4.00%, 07/08/2030, (4.00% fixed rate until 07/08/2025; 12 mo. USD CMT + 3.71% thereafter)(2)(3) | 138,000 |
200,000 | Kallpa Generacion SA 4.13%, 08/16/2027(2) | 184,199 |
400,000 | Petroleos del Peru SA 5.63%, 06/19/2047(2)(5) | 253,706 |
| | | 660,761 |
| Qatar - 0.6% |
200,000 | QatarEnergy 3.13%, 07/12/2041(2) | 157,250 |
| Russia - 0.0% |
200,000 | Vnesheconombank Via VEB Finance PLC 6.80%, 11/22/2025(2)(6)(7) | — |
| Saudi Arabia - 0.8% |
200,000 | Gaci First Investment Co. 5.25%, 10/13/2032(1) | 209,524 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 41.3% - (continued) |
| South Africa - 1.4% |
$ 200,000 | Anglo American Capital PLC 5.50%, 05/02/2033(2) | $ 198,952 |
200,000 | Sasol Financing USA LLC 5.50%, 03/18/2031 | 165,576 |
| | | 364,528 |
| South Korea - 0.8% |
200,000 | SK Hynix, Inc. 6.38%, 01/17/2028(2) | 200,767 |
| Turkey - 0.7% |
200,000 | Ulker Biskuvi Sanayi AS 6.95%, 10/30/2025(2) | 173,104 |
| United Arab Emirates - 1.9% |
200,000 | Abu Dhabi National Energy Co. PJSC 4.00%, 10/03/2049(2) | 173,720 |
| Galaxy Pipeline Assets Bidco Ltd. | |
200,000 | 2.63%, 03/31/2036(2) | 164,800 |
200,000 | 3.25%, 09/30/2040(2) | 159,009 |
| | | 497,529 |
| Total Corporate Bonds (cost $11,648,913) | $ 10,589,099 |
FOREIGN GOVERNMENT OBLIGATIONS - 54.0% |
| Angola - 1.4% |
430,000 | Angolan Government International Bonds 8.00%, 11/26/2029(2) | $ 361,200 |
| Azerbaijan - 0.6% |
150,000 | Republic of Azerbaijan International Bonds 5.13%, 09/01/2029(1) | 144,400 |
| Brazil - 5.0% |
200,000 | Brazil Government International Bonds 5.63%, 02/21/2047 | 168,609 |
| Brazil Notas do Tesouro Nacional | |
BRL 1,254,000 | 10.00%, 01/01/2025 | 243,765 |
2,872,000 | 10.00%, 01/01/2029 | 528,060 |
1,849,000 | 10.00%, 01/01/2031 | 332,213 |
| | | 1,272,647 |
| Cameroon - 0.3% |
EUR 110,000 | Republic of Cameroon International Bonds 5.95%, 07/07/2032(2) | 84,631 |
| Chile - 1.2% |
CLP 120,000,000 | Bonos de la Tesoreria de la Republica en pesos 2.50%, 03/01/2025 | 137,272 |
$ 200,000 | Chile Government International Bonds 4.34%, 03/07/2042(5) | 181,291 |
| | | 318,563 |
| Colombia - 3.5% |
| Colombia Government International Bonds | |
200,000 | 7.50%, 02/02/2034 | 190,490 |
200,000 | 8.00%, 04/20/2033 | 198,164 |
| Colombia TES | |
COP 195,900,000 | 6.25%, 07/09/2036 | 26,038 |
580,000,000 | 7.00%, 03/26/2031 | 94,289 |
1,124,500,000 | 7.00%, 06/30/2032 | 175,592 |
1,179,300,000 | 7.25%, 10/18/2034 | 178,592 |
241,300,000 | 7.25%, 10/26/2050 | 31,612 |
| | | 894,777 |
| Costa Rica - 0.8% |
$ 200,000 | Costa Rica Government International Bonds 6.13%, 02/19/2031(2)(5) | 201,012 |
Shares or Principal Amount | | Market Value† |
FOREIGN GOVERNMENT OBLIGATIONS - 54.0% - (continued) |
| Czech Republic - 1.5% |
| Czech Republic Government Bonds | |
CZK 4,530,000 | 1.25%, 02/14/2025 | $ 197,416 |
4,400,000 | 2.40%, 09/17/2025(1) | 192,434 |
| | | 389,850 |
| Dominican Republic - 1.8% |
| Dominican Republic International Bonds | |
$ 330,000 | 6.85%, 01/27/2045(2) | 296,280 |
180,000 | 7.45%, 04/30/2044(2) | 174,029 |
| | | 470,309 |
| El Salvador - 1.1% |
| El Salvador Government International Bonds | |
129,000 | 5.88%, 01/30/2025(2) | 106,832 |
300,000 | 8.63%, 02/28/2029(2) | 174,676 |
| | | 281,508 |
| Gabon - 0.6% |
200,000 | Gabon Government International Bonds 6.63%, 02/06/2031(2) | 147,152 |
| Guatemala - 0.8% |
200,000 | Guatemala Government Bonds 5.25%, 08/10/2029(2) | 194,842 |
| Hungary - 1.9% |
HUF 84,160,000 | Hungary Government Bonds 2.50%, 10/24/2024 | 216,073 |
| Hungary Government International Bonds | |
$ 200,000 | 6.25%, 09/22/2032(2) | 207,250 |
60,000 | 7.63%, 03/29/2041 | 68,163 |
| | | 491,486 |
| Indonesia - 4.4% |
| Indonesia Treasury Bonds | |
IDR 2,163,000,000 | 7.00%, 05/15/2027 | 151,215 |
728,000,000 | 7.13%, 06/15/2042 | 50,514 |
1,035,000,000 | 7.50%, 08/15/2032 | 74,518 |
1,587,000,000 | 7.50%, 06/15/2035 | 114,176 |
401,000,000 | 8.25%, 05/15/2036 | 30,476 |
1,279,000,000 | 8.38%, 03/15/2034 | 98,113 |
1,992,000,000 | 8.75%, 05/15/2031 | 152,952 |
2,328,000,000 | 9.00%, 03/15/2029 | 178,207 |
$ 270,000 | Perusahaan Penerbit SBSN Indonesia III 4.70%, 06/06/2032(2) | 274,078 |
| | | 1,124,249 |
| Ivory Coast - 2.0% |
| Ivory Coast Government International Bonds | |
200,000 | 6.13%, 06/15/2033(2) | 168,612 |
EUR 480,000 | 6.63%, 03/22/2048(2) | 354,160 |
| | | 522,772 |
| Malaysia - 3.2% |
| Malaysia Government Bonds | |
MYR 320,000 | 3.76%, 05/22/2040 | 68,721 |
1,567,000 | 3.89%, 08/15/2029 | 354,655 |
1,796,000 | 3.90%, 11/30/2026 | 408,729 |
| | | 832,105 |
| Mexico - 2.9% |
| Mexico Bonos | |
MXN 1,820,000 | 7.75%, 11/23/2034 | 92,974 |
5,868,200 | 7.75%, 11/13/2042 | 284,449 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
FOREIGN GOVERNMENT OBLIGATIONS - 54.0% - (continued) |
| Mexico - 2.9% - (continued) |
MXN 1,361,200 | 8.00%, 11/07/2047 | $ 67,287 |
5,780,000 | 8.50%, 11/18/2038 | 304,928 |
| | | 749,638 |
| Morocco - 0.8% |
$ 200,000 | Morocco Government International Bonds 6.50%, 09/08/2033(2) | 207,173 |
| Nigeria - 2.0% |
| Nigeria Government International Bonds | |
250,000 | 6.13%, 09/28/2028(2) | 190,050 |
400,000 | 6.50%, 11/28/2027(2) | 318,000 |
| | | 508,050 |
| Oman - 0.8% |
210,000 | Oman Government International Bonds 6.75%, 01/17/2048(2) | 202,621 |
| Panama - 0.8% |
200,000 | Panama Government International Bonds 6.85%, 03/28/2054 | 208,817 |
| Peru - 2.1% |
| Peru Government Bonds | |
PEN 978,000 | 5.40%, 08/12/2034 | 222,348 |
448,000 | 6.95%, 08/12/2031 | 117,752 |
| Peruvian Government International Bonds | |
$ 40,000 | 3.55%, 03/10/2051 | 30,148 |
94,000 | 5.63%, 11/18/2050 | 97,102 |
63,000 | 6.55%, 03/14/2037 | 70,102 |
| | | 537,452 |
| Poland - 3.1% |
| Republic of Poland Government Bonds | |
PLN 580,000 | 2.25%, 10/25/2024 | 132,427 |
480,000 | 2.50%, 07/25/2026 | 103,821 |
320,000 | 2.75%, 10/25/2029 | 64,105 |
620,000 | 3.25%, 07/25/2025 | 140,919 |
740,000 | 3.75%, 05/25/2027 | 163,561 |
| Republic of Poland Government International Bonds | |
$ 70,000 | 5.50%, 04/04/2053 | 72,460 |
120,000 | 5.75%, 11/16/2032 | 129,900 |
| | | 807,193 |
| Qatar - 0.8% |
200,000 | Qatar Government International Bonds 3.25%, 06/02/2026(2) | 195,036 |
| Romania - 2.8% |
| Romania Government Bonds | |
RON 210,000 | 4.50%, 06/17/2024 | 45,949 |
480,000 | 4.75%, 02/24/2025 | 103,796 |
260,000 | 5.00%, 02/12/2029 | 51,938 |
480,000 | 6.70%, 02/25/2032 | 102,278 |
$ 290,000 | Romania Government International Bonds 3.00%, 02/27/2027(2) | 264,469 |
140,000 | Romanian Government International Bonds 6.00%, 05/25/2034(2) | 138,813 |
| | | 707,243 |
| Saudi Arabia - 0.7% |
200,000 | Saudi Government International Bonds 4.50%, 10/26/2046(2) | 179,267 |
Shares or Principal Amount | | Market Value† |
FOREIGN GOVERNMENT OBLIGATIONS - 54.0% - (continued) |
| South Africa - 4.9% |
| Republic of South Africa Government Bonds | |
ZAR 1,867,200 | 6.50%, 02/28/2041 | $ 62,367 |
2,569,900 | 6.50%, 02/28/2041 | 85,839 |
3,109,200 | 7.00%, 02/28/2031 | 137,796 |
6,384,400 | 8.50%, 01/31/2037 | 274,293 |
3,020,000 | 8.75%, 01/31/2044 | 125,315 |
2,300,400 | 8.88%, 02/28/2035 | 105,497 |
3,745,000 | 9.00%, 01/31/2040 | 162,514 |
| Republic of South Africa Government International Bonds | |
$ 200,000 | 5.00%, 10/12/2046 | 135,888 |
200,000 | 6.30%, 06/22/2048 | 156,145 |
| | | 1,245,654 |
| Thailand - 0.8% |
| Thailand Government Bonds | |
THB 4,878,000 | 3.63%, 06/16/2023 | 143,197 |
1,760,000 | 4.88%, 06/22/2029 | 59,245 |
| | | 202,442 |
| Ukraine - 0.1% |
$ 200,000 | Ukraine Government International Bonds 7.38%, 09/25/2034(2)(6) | 32,163 |
| United Arab Emirates - 1.3% |
440,000 | Abu Dhabi Government International Bonds 3.13%, 09/30/2049(2) | 331,421 |
| Total Foreign Government Obligations (cost $14,028,233) | | $ 13,845,673 |
| Total Long-Term Investments (cost $25,677,146) | | $ 24,434,772 |
SHORT-TERM INVESTMENTS - 4.9% |
| Other Investment Pools & Funds - 0.2% |
62,897 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(8) | $ 62,897 |
| Securities Lending Collateral - 2.5% |
102,466 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(8) | 102,466 |
341,554 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(8) | 341,554 |
102,467 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(8) | 102,467 |
102,467 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(8) | 102,467 |
| | | 648,954 |
| U.S. Treasury Securities - 2.2% |
560,000 | U.S. Treasury Bills 5.13%, 07/20/2023(9) | 553,868 |
| Total Short-Term Investments (cost $1,265,548) | $ 1,265,719 |
| Total Investments (cost $26,942,694) | 100.2% | $ 25,700,491 |
| Other Assets and Liabilities | (0.2)% | (43,334) |
| Total Net Assets | 100.0% | $ 25,657,157 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
(1) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $1,306,946, representing 5.1% of net assets. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $12,119,333, representing 47.2% of net assets. |
(3) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2023. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(4) | Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first. |
(5) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(6) | Non-income producing. For long-term debt securities, items identified are in default as to payment of interest and/or principal. |
(7) | Investment valued using significant unobservable inputs. |
(8) | Current yield as of period end. |
(9) | The rate shown represents current yield to maturity. |
Foreign Currency Contracts Outstanding at April 30, 2023 |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
6,551,800 | CNY | | 971,357 | USD | | JPM | | 05/08/2023 | | $ (24,991) |
3,600,000 | CNY | | 525,931 | USD | | CBK | | 06/07/2023 | | (4,552) |
1,600,660,000 | COP | | 335,568 | USD | | MSC | | 05/08/2023 | | 4,489 |
587,960,000 | COP | | 123,056 | USD | | UBS | | 05/08/2023 | | 1,855 |
3,420,000 | CZK | | 153,590 | USD | | UBS | | 05/12/2023 | | 6,473 |
2,320,000 | CZK | | 106,839 | USD | | SSG | | 05/24/2023 | | 1,672 |
556,800 | EUR | | 596,684 | USD | | UBS | | 05/08/2023 | | 17,163 |
139,200 | EUR | | 149,160 | USD | | BOA | | 05/08/2023 | | 4,302 |
280,000 | EUR | | 309,352 | USD | | MSC | | 05/08/2023 | | (665) |
10,390,000 | MXN | | 558,603 | USD | | SSG | | 05/08/2023 | | 18,262 |
900,000 | PLN | | 202,243 | USD | | MSC | | 05/08/2023 | | 13,896 |
270,000 | PLN | | 61,799 | USD | | UBS | | 05/08/2023 | | 3,042 |
350,000 | RON | | 76,511 | USD | | UBS | | 05/08/2023 | | 1,722 |
27,280,000 | THB | | 819,150 | USD | | UBS | | 05/08/2023 | | (19,639) |
14,470,000 | THB | | 422,050 | USD | | CBK | | 06/07/2023 | | 3,370 |
7,080,000 | THB | | 209,871 | USD | | SSG | | 06/26/2023 | | (1,359) |
3,288,200 | THB | | 97,361 | USD | | CBK | | 08/03/2023 | | (164) |
1,164,000 | ZAR | | 63,908 | USD | | UBS | | 05/08/2023 | | (323) |
5,820,000 | ZAR | | 319,053 | USD | | BOA | | 05/08/2023 | | (1,126) |
4,656,000 | ZAR | | 255,732 | USD | | MSC | | 05/08/2023 | | (1,391) |
125,847 | USD | | 650,000 | BRL | | CBK | | 07/24/2023 | | (2,330) |
350,590 | USD | | 2,410,000 | CNY | | MSC | | 05/08/2023 | | 2,481 |
162,425 | USD | | 1,110,000 | CNY | | UBS | | 05/08/2023 | | 2,092 |
401,455 | USD | | 2,760,000 | CNY | | UBS | | 06/07/2023 | | 1,730 |
122,437 | USD | | 840,000 | CNY | | JPM | | 06/07/2023 | | 781 |
139,422 | USD | | 663,200,000 | COP | | MSC | | 05/08/2023 | | (1,474) |
312,458 | USD | | 1,525,420,000 | COP | | UBS | | 05/08/2023 | | (11,614) |
215,438 | USD | | 997,480,000 | COP | | MSC | | 07/21/2023 | | 7,014 |
152,705 | USD | | 3,420,000 | CZK | | UBS | | 05/12/2023 | | (7,358) |
18,173 | USD | | 390,000 | CZK | | SSG | | 05/24/2023 | | (68) |
89,730 | USD | | 1,930,000 | CZK | | MSC | | 05/24/2023 | | (540) |
1,063,247 | USD | | 976,000 | EUR | | SSG | | 05/08/2023 | | (12,749) |
135,487 | USD | | 2,597,500 | MXN | | UBS | | 05/08/2023 | | (8,729) |
405,246 | USD | | 7,792,500 | MXN | | MSC | | 05/08/2023 | | (27,402) |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Foreign Currency Contracts Outstanding at April 30, 2023 – (continued) |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
283,476 | USD | | 5,180,000 | MXN | | MSC | | 06/21/2023 | | $ (1,538) |
107,884 | USD | | 470,000 | PLN | | MSC | | 05/08/2023 | | (4,988) |
157,033 | USD | | 700,000 | PLN | | UBS | | 05/08/2023 | | (11,075) |
76,189 | USD | | 350,000 | RON | | UBS | | 05/08/2023 | | (2,044) |
260,618 | USD | | 8,750,000 | THB | | MSC | | 05/08/2023 | | 4,177 |
122,366 | USD | | 4,170,000 | THB | | CBK | | 05/08/2023 | | 154 |
194,197 | USD | | 6,650,000 | THB | | SSG | | 05/08/2023 | | (699) |
223,674 | USD | | 7,710,000 | THB | | UBS | | 05/08/2023 | | (2,288) |
422,330 | USD | | 14,470,000 | THB | | MSC | | 06/07/2023 | | (3,090) |
392,942 | USD | | 7,040,000 | ZAR | | MSC | | 05/08/2023 | | 8,371 |
258,422 | USD | | 4,600,000 | ZAR | | SSG | | 05/08/2023 | | 7,140 |
177,568 | USD | | 3,240,000 | ZAR | | BOA | | 06/21/2023 | | 1,295 |
Total foreign currency contracts | | $ (40,715) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Corporate Bonds | | $ 10,589,099 | | $ — | | $ 10,589,099 | | $ — |
Foreign Government Obligations | | 13,845,673 | | — | | 13,845,673 | | — |
Short-Term Investments | | 1,265,719 | | 711,851 | | 553,868 | | — |
Foreign Currency Contracts(2) | | 111,481 | | — | | 111,481 | | — |
Total | | $ 25,811,972 | | $ 711,851 | | $ 25,100,121 | | $ — |
Liabilities | | | | | | | | |
Foreign Currency Contracts(2) | | $ (152,196) | | $ — | | $ (152,196) | | $ — |
Total | | $ (152,196) | | $ — | | $ (152,196) | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Contrarian Value Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 91.6% |
| Belgium - 2.8% |
732 | Ageas SA | $ 32,615 |
| France - 15.0% |
992 | AXA SA | 32,379 |
1,722 | Carrefour SA | 35,819 |
3,894 | Orange SA | 50,684 |
379 | Publicis Groupe SA | 30,986 |
628 | Renault SA* | 23,326 |
| | | 173,194 |
| Germany - 13.1% |
662 | BASF SE | 34,242 |
587 | Bayer AG | 38,740 |
594 | Continental AG | 41,679 |
494 | HeidelbergCement AG | 37,416 |
| | | 152,077 |
| Italy - 6.3% |
2,081 | Eni SpA | 31,439 |
7,662 | Intesa Sanpaolo SpA | 20,146 |
1,099 | UniCredit SpA | 21,777 |
| | | 73,362 |
| Japan - 13.4% |
1,000 | Bridgestone Corp. | 40,158 |
1,200 | Dentsu, Inc. | 43,242 |
1,100 | KDDI Corp. | 34,340 |
4,000 | Panasonic Holdings Corp. | 37,675 |
| | | 155,415 |
| Netherlands - 4.4% |
1,581 | BNP Paribas Emissions- und Handelsgesellschaft mbH(1) | 19,608 |
1,037 | Shell PLC | 31,865 |
| | | 51,473 |
| South Africa - 1.7% |
624 | Anglo American PLC | 19,228 |
| Spain - 2.6% |
2,033 | Repsol SA | 29,864 |
| Switzerland - 2.3% |
77 | Swatch Group AG | 26,416 |
| United Kingdom - 20.2% |
8,676 | Barclays PLC | 17,477 |
17,522 | BT Group PLC | 34,997 |
2,618 | HSBC Holdings PLC | 18,869 |
875 | Imperial Brands PLC | 21,660 |
5,227 | NatWest Group PLC | 17,218 |
12,118 | Rolls-Royce Holdings PLC* | 23,214 |
2,857 | Standard Chartered PLC | 22,636 |
12,040 | Tesco PLC | 42,567 |
3,009 | WPP PLC | 35,068 |
| | | 233,706 |
| United States - 9.8% |
2,387 | GSK PLC | 43,045 |
392 | Sanofi | 42,245 |
281 | Swiss Re AG | 28,298 |
| | | 113,588 |
| Total Common Stocks (cost $957,141) | | $ 1,060,938 |
Shares or Principal Amount | | Market Value† |
PREFERRED STOCKS - 3.4% |
| Germany - 3.4% |
481 | Henkel AG & Co. KGaA (Preference Shares) | $ 38,888 |
| Total Preferred Stocks (cost $31,642) | | $ 38,888 |
| Total Long-Term Investments (cost $988,783) | | $ 1,099,826 |
SHORT-TERM INVESTMENTS - 4.2% |
| Other Investment Pools & Funds - 2.5% |
29,112 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(2) | $ 29,112 |
| Securities Lending Collateral - 1.7% |
3,094 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(2) | 3,094 |
10,313 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(2) | 10,313 |
3,094 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(2) | 3,094 |
3,094 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(2) | 3,094 |
| | | 19,595 |
| Total Short-Term Investments (cost $48,707) | $ 48,707 |
| Total Investments (cost $1,037,490) | 99.2% | $ 1,148,533 |
| Other Assets and Liabilities | 0.8% | 8,950 |
| Total Net Assets | 100.0% | $ 1,157,483 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
| |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Contrarian Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Belgium | | $ 32,615 | | $ — | | $ 32,615 | | $ — |
France | | 173,194 | | — | | 173,194 | | — |
Germany | | 152,077 | | — | | 152,077 | | — |
Italy | | 73,362 | | — | | 73,362 | | — |
Japan | | 155,415 | | — | | 155,415 | | — |
Netherlands | | 51,473 | | — | | 51,473 | | — |
South Africa | | 19,228 | | — | | 19,228 | | — |
Spain | | 29,864 | | — | | 29,864 | | — |
Switzerland | | 26,416 | | — | | 26,416 | | — |
United Kingdom | | 233,706 | | — | | 233,706 | | — |
United States | | 113,588 | | — | | 113,588 | | — |
Preferred Stocks | | 38,888 | | — | | 38,888 | | — |
Short-Term Investments | | 48,707 | | 48,707 | | — | | — |
Total | | $ 1,148,533 | | $ 48,707 | | $ 1,099,826 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% |
| Australia - 4.3% |
710,398 | Allkem Ltd.* | $ 5,834,142 |
354,032 | ANZ Group Holdings Ltd. | 5,748,854 |
67,791 | AUB Group Ltd. | 1,242,434 |
1,599,129 | Beach Energy Ltd. | 1,574,004 |
135,486 | Champion Iron Ltd. | 588,668 |
529,583 | Computershare Ltd. | 7,883,274 |
518,825 | Fortescue Metals Group Ltd. | 7,259,202 |
258,961 | Helia Group Ltd. | 543,969 |
373,585 | IGO Ltd. | 3,440,301 |
518,425 | Iluka Resources Ltd. | 3,809,369 |
114,014 | IPH Ltd. | 616,779 |
52,518 | Jumbo Interactive Ltd. | 456,840 |
30,490 | Lovisa Holdings Ltd. | 540,928 |
170,523 | Mineral Resources Ltd. | 8,412,005 |
63,714 | Nick Scali Ltd. | 412,375 |
1,824,896 | Pilbara Minerals Ltd. | 5,194,038 |
1,765,112 | Qantas Airways Ltd.* | 7,784,044 |
136,934 | Rio Tinto Ltd. | 10,270,682 |
238,197 | Rio Tinto PLC | 15,142,746 |
510,640 | Santos Ltd. | 2,418,949 |
1,651,419 | South32 Ltd. | 4,668,149 |
1,237,560 | St Barbara Ltd.* | 495,358 |
410,157 | Ventia Services Group Pty. Ltd. | 714,353 |
552,943 | Woodside Energy Group Ltd. | 12,546,455 |
| | | 107,597,918 |
| Austria - 1.3% |
145,713 | Erste Group Bank AG | 5,298,009 |
156,974 | OMV AG | 7,428,437 |
75,793 | Telekom Austria AG* | 591,296 |
189,970 | Verbund AG | 16,918,837 |
61,436 | Wienerberger AG | 1,850,744 |
| | | 32,087,323 |
| Belgium - 0.5% |
50,069 | bpost SA | 246,340 |
20,070 | EVS Broadcast Equipment SA | 489,193 |
83,045 | KBC Group NV | 5,936,754 |
48,360 | Solvay SA | 5,804,101 |
| | | 12,476,388 |
| Brazil - 1.0% |
361,500 | BB Seguridade Participacoes SA | 2,486,681 |
317,900 | Cia de Saneamento de Minas Gerais Copasa MG | 1,086,053 |
1,670,718 | Cia Energetica de Minas Gerais ADR(1) | 4,043,138 |
44,155 | Cia Paranaense de Energia UNIT | 345,783 |
492,700 | EDP - Energias do Brasil SA | 2,222,573 |
45,187 | ERO Copper Corp.* | 889,832 |
306,800 | Kepler Weber SA | 443,488 |
1,186,000 | Santos Brasil Participacoes SA | 2,011,620 |
66,400 | Sao Martinho SA | 418,012 |
915,500 | TOTVS SA | 4,709,838 |
295,100 | Transmissora Alianca de Energia Eletrica SA | 2,157,724 |
109,562 | Yara International ASA | 4,411,933 |
| | | 25,226,675 |
| Canada - 7.0% |
363,113 | Advantage Energy Ltd.* | 2,042,234 |
600,244 | ARC Resources Ltd. | 7,456,255 |
233,115 | Bank of Montreal | 21,013,643 |
97,655 | BCE, Inc. | 4,693,725 |
20,152 | Canadian National Railway Co. | 2,402,146 |
199,721 | Canadian Natural Resources Ltd. | 12,170,326 |
4,102 | Fairfax Financial Holdings Ltd. | 2,866,571 |
64,943 | Fiera Capital Corp. | 356,147 |
46,543 | George Weston Ltd. | 6,249,476 |
134,097 | Gildan Activewear, Inc. | 4,366,800 |
143,344 | Imperial Oil Ltd. | 7,306,592 |
95,279 | International Petroleum Corp.* | 930,392 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Canada - 7.0% - (continued) |
113,374 | Loblaw Cos. Ltd. | $ 10,663,357 |
59,466 | Magna International, Inc. | 3,100,475 |
504,337 | Manulife Financial Corp. | 9,957,571 |
42,700 | Martinrea International, Inc. | 445,957 |
37,529 | Metro, Inc. | 2,138,974 |
46,545 | National Bank of Canada | 3,470,821 |
37,528 | Nutrien Ltd. | 2,603,430 |
150,871 | Nuvei Corp.*(2) | 6,126,820 |
117,597 | Open Text Corp. | 4,453,557 |
228,451 | Parex Resources, Inc. | 4,638,659 |
273,199 | Peyto Exploration & Development Corp.(1) | 2,488,302 |
236,752 | Quebecor, Inc. Class B | 6,110,800 |
42,321 | Sleep Country Canada Holdings, Inc.(2) | 734,374 |
95,552 | Sun Life Financial, Inc. | 4,687,151 |
331,652 | Suncor Energy, Inc. | 10,383,938 |
35,224 | Teck Resources Ltd. Class B | 1,640,762 |
352,882 | Toronto-Dominion Bank | 21,375,817 |
33,612 | Tourmaline Oil Corp. | 1,510,103 |
38,664 | Transcontinental, Inc. Class A | 416,362 |
166,893 | Vermilion Energy, Inc. | 2,112,570 |
246,174 | Whitecap Resources, Inc. | 1,940,538 |
| | | 172,854,645 |
| Chile - 0.3% |
116,112 | Sociedad Quimica y Minera de Chile SA ADR(1) | 7,835,238 |
| China - 6.1% |
550,500 | 3SBio, Inc.(2) | 551,580 |
12,270,000 | Agricultural Bank of China Ltd. Class H | 4,743,979 |
2,322,400 | Alibaba Group Holding Ltd.* | 24,556,181 |
2,526,500 | BAIC Motor Corp. Ltd. Class H(2) | 711,058 |
250,900 | Baidu, Inc. Class A* | 3,776,522 |
9,141,000 | Bank of China Ltd. Class H | 3,650,531 |
1,802,000 | Bank of Communications Co. Ltd. Class H | 1,163,912 |
303,500 | Beijing Enterprises Holdings Ltd. | 1,259,521 |
920,500 | BOC Hong Kong Holdings Ltd. | 2,905,763 |
447,000 | BOE Varitronix Ltd. | 731,107 |
11,037,000 | China Construction Bank Corp. Class H | 7,378,521 |
1,632,000 | China Medical System Holdings Ltd. | 2,709,315 |
1,656,500 | China Merchants Bank Co. Ltd. Class H | 7,996,129 |
32,662,000 | China Tower Corp. Ltd. Class H(2) | 4,168,431 |
4,312,000 | CSPC Pharmaceutical Group Ltd. | 4,390,894 |
202,300 | ENN Energy Holdings Ltd. | 2,773,858 |
1,473,000 | Fu Shou Yuan International Group Ltd. | 1,195,399 |
654,000 | Greentown Management Holdings Co. Ltd.(2) | 625,545 |
125,466 | Hello Group, Inc. ADR | 1,048,896 |
19,493,000 | Industrial & Commercial Bank of China Ltd. Class H | 10,487,312 |
146,900 | JD.com, Inc. Class A | 2,621,848 |
1,203,000 | Jiumaojiu International Holdings Ltd.(2) | 2,703,036 |
536,100 | Kuaishou Technology*(2) | 3,549,056 |
5,520,000 | Lenovo Group Ltd. | 5,647,378 |
129,500 | NetDragon Websoft Holdings Ltd. | 253,586 |
404,400 | NetEase, Inc. | 7,199,291 |
485,600 | New China Life Insurance Co. Ltd. Class H | 1,390,538 |
101,488 | PDD Holdings, Inc. ADR* | 6,916,407 |
642,000 | Ping An Insurance Group Co. of China Ltd. Class H | 4,683,724 |
394,600 | Tencent Holdings Ltd. | 17,526,597 |
242,439 | TI Fluid Systems PLC(2) | 322,357 |
374,000 | Tianqi Lithium Corp. Class H* | 2,348,230 |
364,956 | Vipshop Holdings Ltd. ADR* | 5,729,809 |
1,734,500 | Yangzijiang Shipbuilding Holdings Ltd. | 1,617,487 |
76,050 | ZTO Express Cayman, Inc. | 2,093,850 |
| | | 151,427,648 |
| Cyprus - 0.0% |
115,719 | Atalaya Mining PLC | 481,373 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Czech Republic - 0.0% |
34,413 | Komercni Banka AS | $ 1,111,149 |
| Denmark - 1.0% |
30,309 | Carlsberg AS Class B | 5,016,040 |
336,283 | Danske Bank AS* | 7,107,268 |
135,694 | Pandora AS | 12,560,083 |
| | | 24,683,391 |
| Finland - 0.4% |
48,012 | Marimekko Oyj | 496,463 |
1,030,086 | Nokia Oyj | 4,358,450 |
577,232 | Outokumpu Oyj | 3,146,819 |
85,713 | TietoEVRY Oyj | 2,738,859 |
| | | 10,740,591 |
| France - 4.8% |
115,219 | BNP Paribas SA | 7,444,693 |
33,512 | Bouygues SA(1) | 1,227,184 |
415,839 | Bureau Veritas SA | 11,990,760 |
274,661 | Carrefour SA | 5,713,116 |
156,483 | Cie de Saint-Gobain | 9,059,537 |
84,783 | Cie Generale des Etablissements Michelin SCA | 2,700,134 |
28,704 | Edenred | 1,865,003 |
44,569 | Eiffage SA | 5,304,773 |
116,420 | Elis SA | 2,312,546 |
18,534 | Eramet SA | 1,805,350 |
52,988 | Ipsen SA | 6,425,599 |
55,574 | IPSOS | 3,013,253 |
58,052 | Legrand SA | 5,494,850 |
296,019 | Metropole Television SA | 4,779,180 |
579,885 | Orange SA | 7,547,734 |
104,440 | Publicis Groupe SA | 8,538,708 |
227,451 | Rexel SA* | 5,268,585 |
37,812 | Rubis SCA | 1,117,486 |
216,114 | Societe Generale SA | 5,249,034 |
304,654 | TotalEnergies SE | 19,467,363 |
3,725 | Trigano SA | 485,270 |
76,654 | Verallia SA(2) | 3,111,410 |
| | | 119,921,568 |
| Georgia - 0.1% |
68,559 | TBC Bank Group PLC | 2,029,104 |
| Germany - 3.2% |
10,318 | Aurubis AG | 968,006 |
59,420 | BASF SE | 3,073,448 |
45,215 | Bayer AG | 2,984,022 |
63,840 | Bayerische Motoren Werke AG | 7,155,467 |
31,030 | Brenntag SE | 2,529,089 |
84,859 | Continental AG | 5,954,315 |
155,730 | Daimler Truck Holding AG* | 5,145,780 |
14,247 | Deutsche Boerse AG | 2,717,027 |
447,743 | Deutsche Lufthansa AG* | 4,813,203 |
388,498 | Deutsche Telekom AG | 9,367,377 |
31,400 | DWS Group GmbH & Co. KGaA(2) | 1,044,062 |
110,194 | Fresenius SE & Co. KGaA | 3,192,758 |
67,870 | Mercedes-Benz Group AG | 5,292,910 |
37,307 | Salzgitter AG | 1,479,209 |
138,953 | SAP SE | 18,802,582 |
347,826 | Schaeffler AG | 2,526,774 |
13,461 | Talanx AG | 677,031 |
19,622 | Vitesco Technologies Group AG Class A* | 1,343,738 |
| | | 79,066,798 |
| Greece - 0.4% |
66,719 | JUMBO SA | 1,537,171 |
51,192 | Mytilineos SA | 1,485,223 |
361,302 | OPAP SA | 6,161,176 |
| | | 9,183,570 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Hong Kong - 1.0% |
821,803 | CK Asset Holdings Ltd. | $ 4,859,421 |
99,000 | Hang Lung Properties Ltd. | 180,965 |
394,400 | Hongkong Land Holdings Ltd. | 1,755,252 |
276,000 | Kerry Properties Ltd. | 712,109 |
720,000 | Sino Land Co. Ltd. | 970,251 |
579,500 | Sun Hung Kai Properties Ltd. | 8,068,542 |
280,000 | Swire Pacific Ltd. Class A | 2,222,675 |
708,800 | Swire Properties Ltd. | 1,905,065 |
668,000 | Wharf Real Estate Investment Co. Ltd. | 3,852,165 |
1,242,000 | Youyuan International Holdings Ltd.*(1)(3) | — |
| | | 24,526,445 |
| Hungary - 0.3% |
133,388 | OTP Bank Nyrt | 4,064,721 |
161,929 | Richter Gedeon Nyrt | 3,910,991 |
| | | 7,975,712 |
| India - 1.1% |
43,157 | Dr Reddy's Laboratories Ltd. | 2,602,471 |
26,922 | eClerx Services Ltd. | 447,447 |
571,980 | HCL Technologies Ltd. | 7,478,088 |
73,236 | Mahanagar Gas Ltd. | 904,739 |
5,823,932 | NHPC Ltd. | 3,162,008 |
1,272,113 | NMDC Ltd. | 1,693,750 |
2,517,751 | Power Grid Corp. of India Ltd. | 7,321,130 |
149,722 | Sun TV Network Ltd. | 792,449 |
402,194 | UPL Ltd. | 3,650,201 |
| | | 28,052,283 |
| Indonesia - 1.2% |
14,563,400 | Bank Mandiri Persero Tbk PT | 5,148,159 |
22,886,000 | Bank Rakyat Indonesia Persero Tbk PT | 7,975,294 |
1,426,200 | Matahari Department Store Tbk PT | 394,071 |
15,077,100 | Perusahaan Gas Negara Tbk PT | 1,474,893 |
49,705,900 | Telkom Indonesia Persero Tbk PT | 14,397,247 |
| | | 29,389,664 |
| Ireland - 0.2% |
251,665 | Bank of Ireland Group PLC | 2,602,950 |
129,726 | Kenmare Resources PLC | 753,213 |
49,525 | Smurfit Kappa Group PLC | 1,834,859 |
| | | 5,191,022 |
| Israel - 0.7% |
94,535 | Check Point Software Technologies Ltd.* | 12,039,977 |
196,883 | Plus500 Ltd. | 4,119,756 |
| | | 16,159,733 |
| Italy - 2.8% |
364,471 | Anima Holding SpA(2) | 1,514,529 |
209,548 | Azimut Holding SpA | 4,680,480 |
1,218,433 | Enel SpA | 8,324,474 |
688,792 | Eni SpA | 10,405,868 |
319,301 | FinecoBank Banca Fineco SpA | 4,839,864 |
1,303,493 | Italgas SpA | 8,511,131 |
357,159 | Mediobanca Banca di Credito Finanziario SpA | 3,835,595 |
452,399 | Pirelli & C SpA(2) | 2,369,679 |
90,142 | RAI Way SpA(2) | 577,450 |
156,226 | Recordati Industria Chimica e Farmaceutica SpA | 7,191,462 |
825,834 | Terna - Rete Elettrica Nazionale | 7,148,205 |
449,708 | UniCredit SpA | 8,911,179 |
| | | 68,309,916 |
| Japan - 15.1% |
169,400 | AGC, Inc. | 6,316,055 |
80,400 | Air Water, Inc. | 1,015,917 |
205,700 | Aisin Corp. | 6,037,594 |
1,123,600 | Astellas Pharma, Inc. | 16,926,538 |
146,100 | Bridgestone Corp. | 5,867,133 |
60,700 | CKD Corp. | 924,618 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Japan - 15.1% - (continued) |
34,100 | Daido Steel Co. Ltd. | $ 1,313,197 |
138,300 | Dexerials Corp. | 2,631,928 |
46,800 | Dowa Holdings Co. Ltd. | 1,528,978 |
47,800 | Ebara Corp. | 2,091,313 |
104,600 | FCC Co. Ltd. | 1,348,452 |
122,100 | Ferrotec Holdings Corp. | 2,761,471 |
117,700 | Fuji Media Holdings, Inc. | 1,103,402 |
478,400 | Fujikura Ltd. | 3,261,786 |
29,400 | G-Tekt Corp. | 322,072 |
296,000 | Honda Motor Co. Ltd. | 7,850,814 |
115,500 | Iida Group Holdings Co. Ltd. | 2,053,508 |
1,197,100 | Inpex Corp. | 13,099,920 |
682,300 | Isuzu Motors Ltd. | 8,057,292 |
277,300 | ITOCHU Corp.(1) | 9,199,389 |
52,500 | Japan Petroleum Exploration Co. Ltd. | 1,746,901 |
311,200 | Japan Post Bank Co. Ltd. | 2,485,108 |
99,600 | JGC Holdings Corp. | 1,246,022 |
299,600 | JTEKT Corp. | 2,474,096 |
544,100 | JVCKenwood Corp. | 1,854,499 |
276,600 | Kamigumi Co. Ltd. | 6,061,923 |
77,600 | Kanamoto Co. Ltd.(1) | 1,300,038 |
44,200 | Kaneka Corp. | 1,175,882 |
660,100 | KDDI Corp. | 20,607,088 |
79,200 | Kinden Corp. | 1,079,868 |
488,400 | Kobe Steel Ltd. | 3,638,990 |
244,400 | Koei Tecmo Holdings Co. Ltd. | 4,494,459 |
26,400 | Komeri Co. Ltd. | 614,083 |
149,700 | Kuraray Co. Ltd. | 1,399,936 |
23,500 | Kureha Corp. | 1,458,971 |
45,600 | Kyudenko Corp. | 1,215,994 |
36,700 | Makino Milling Machine Co. Ltd. | 1,342,372 |
531,200 | Marubeni Corp. | 7,539,422 |
920,600 | Mazda Motor Corp. | 8,330,955 |
147,000 | Meitec Corp. | 2,484,000 |
691,700 | Mitsubishi Chemical Group Corp. | 4,057,955 |
233,000 | Mitsubishi Corp. | 8,638,674 |
139,400 | Mitsubishi Gas Chemical Co., Inc. | 2,029,452 |
1,935,700 | Mitsubishi Motors Corp.* | 7,440,119 |
257,200 | Mitsui & Co. Ltd. | 8,029,452 |
71,400 | Mitsui Chemicals, Inc. | 1,806,492 |
106,500 | Mitsui Mining & Smelting Co. Ltd. | 2,536,067 |
17,000 | Mitsui-Soko Holdings Co. Ltd. | 498,997 |
305,600 | Mizuho Financial Group, Inc. | 4,429,925 |
306,800 | NGK Spark Plug Co. Ltd. | 6,430,475 |
119,400 | NHK Spring Co. Ltd. | 885,246 |
10,868 | Nichirin Co. Ltd. | 188,075 |
120,400 | Nippon Electric Glass Co. Ltd. | 2,298,461 |
41,000 | NIPPON EXPRESS HOLDINGS, Inc. | 2,405,959 |
29,400 | Nippon Shokubai Co. Ltd. | 1,178,694 |
347,700 | Nippon Telegraph & Telephone Corp. | 10,609,710 |
112,600 | Nippon Yusen KK(1) | 2,661,739 |
22,200 | Nitta Corp. | 505,052 |
137,100 | NOK Corp. | 1,847,570 |
12,400 | Noritake Co. Ltd. | 425,878 |
419,900 | NSK Ltd. | 2,370,721 |
1,186,500 | NTN Corp. | 2,930,840 |
514,400 | Oji Holdings Corp. | 2,021,437 |
33,400 | OKUMA Corp. | 1,483,180 |
387,800 | Ono Pharmaceutical Co. Ltd. | 7,808,389 |
107,200 | Otsuka Holdings Co. Ltd. | 3,647,025 |
198,500 | Press Kogyo Co. Ltd. | 796,192 |
33,800 | Raito Kogyo Co. Ltd. | 498,542 |
459,200 | Renesas Electronics Corp.* | 5,984,501 |
240,100 | Rengo Co. Ltd. | 1,565,879 |
162,600 | SCSK Corp. | 2,454,904 |
380,300 | Seiko Epson Corp. | 5,816,208 |
355,600 | Senko Group Holdings Co. Ltd. | 2,541,231 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Japan - 15.1% - (continued) |
210,200 | Shionogi & Co. Ltd. | $ 9,409,505 |
390,400 | Shizuoka Financial Group, Inc. | 2,942,697 |
43,000 | Sintokogio Ltd. | 311,834 |
283,300 | Sojitz Corp. | 5,966,726 |
431,700 | Subaru Corp. | 7,046,127 |
24,400 | Sumitomo Bakelite Co. Ltd. | 933,129 |
413,000 | Sumitomo Corp. | 7,402,139 |
316,000 | Sumitomo Electric Industries Ltd. | 4,032,873 |
233,300 | Sumitomo Forestry Co. Ltd. | 5,040,262 |
159,500 | Sumitomo Mitsui Financial Group, Inc. | 6,519,343 |
280,800 | Sumitomo Rubber Industries Ltd. | 2,575,473 |
22,900 | Sumitomo Seika Chemicals Co. Ltd. | 739,692 |
144,000 | Suntory Beverage & Food Ltd. | 5,420,934 |
85,300 | Suzuki Motor Corp. | 2,974,278 |
61,500 | Takeuchi Manufacturing Co. Ltd. | 1,687,783 |
94,200 | TBS Holdings, Inc. | 1,420,319 |
39,200 | TechnoPro Holdings, Inc. | 1,069,520 |
107,100 | Toagosei Co. Ltd. | 925,958 |
41,700 | Tokai Rika Co. Ltd. | 576,044 |
124,700 | Tokyo Steel Manufacturing Co. Ltd. | 1,254,887 |
133,600 | TOPPAN, Inc. | 2,840,169 |
112,300 | Toyoda Gosei Co. Ltd. | 1,925,931 |
77,100 | Toyota Boshoku Corp. | 1,220,396 |
170,700 | Toyota Motor Corp. | 2,343,715 |
196,700 | Toyota Tsusho Corp. | 8,176,284 |
34,400 | Tsubakimoto Chain Co. | 852,044 |
46,600 | TV Asahi Holdings Corp. | 538,706 |
20,200 | Tv Tokyo Holdings Corp. | 376,984 |
92,000 | Wakita & Co. Ltd. | 936,503 |
319,700 | Yamaha Motor Co. Ltd. | 8,290,217 |
37,100 | Yamato Kogyo Co. Ltd. | 1,457,550 |
57,300 | Yokohama Rubber Co. Ltd. | 1,245,736 |
35,100 | Zenkoku Hosho Co. Ltd. | 1,290,070 |
| | | 374,828,853 |
| Luxembourg - 0.3% |
43,985 | APERAM SA | 1,630,848 |
125,852 | ArcelorMittal SA | 3,575,410 |
27,619 | RTL Group SA | 1,294,616 |
| | | 6,500,874 |
| Malaysia - 0.2% |
176,700 | Carlsberg Brewery Malaysia Bhd Class B | 838,119 |
18,300 | Heineken Malaysia Bhd | 115,449 |
1,445,800 | Malayan Banking Bhd | 2,809,595 |
944,900 | RHB Bank Bhd | 1,162,290 |
| | | 4,925,453 |
| Mexico - 2.1% |
40,481 | Arca Continental SAB de CV | 386,697 |
2,641,701 | Bolsa Mexicana de Valores SAB de CV | 5,821,307 |
2,296,000 | Concentradora Fibra Danhos SA de CV REIT(1) | 3,055,885 |
67,431 | Fomento Economico Mexicano SAB de CV ADR | 6,542,156 |
490,100 | Grupo Aeroportuario del Centro Norte SAB de CV | 5,376,530 |
39,057 | Grupo Aeroportuario del Pacifico SAB de CV ADR | 6,935,351 |
19,973 | Grupo Aeroportuario del Sureste SAB de CV ADR | 5,718,669 |
1,049,400 | Grupo Financiero Banorte SAB de CV Class O | 9,094,664 |
402,450 | Grupo Financiero Inbursa SAB de CV Class O* | 983,545 |
3,764,199 | Kimberly-Clark de Mexico SAB de CV Class A | 8,508,415 |
2 | Urbi Desarrollos Urbanos SAB de CV* | 1 |
| | | 52,423,220 |
| Netherlands - 3.8% |
509,876 | ABN AMRO Bank NV GDR(2) | 8,171,914 |
84,464 | AMG Advanced Metallurgical Group NV | 3,153,437 |
246,592 | ASR Nederland NV | 10,845,767 |
368,021 | BNP Paribas Emissions- und Handelsgesellschaft mbH(1) | 4,564,302 |
42,442 | Euronext NV(2) | 3,375,380 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Netherlands - 3.8% - (continued) |
91,677 | Heineken NV | $ 10,526,828 |
77,260 | Koninklijke Ahold Delhaize NV | 2,656,558 |
4,126,015 | Koninklijke KPN NV | 15,047,102 |
148,015 | NN Group NV | 5,519,533 |
1,006,555 | Shell PLC | 30,996,852 |
| | | 94,857,673 |
| New Zealand - 0.1% |
796,274 | Spark New Zealand Ltd. | 2,580,048 |
| Norway - 0.8% |
38,914 | Aker BP ASA | 930,271 |
234,833 | DNB Bank ASA(1) | 4,130,731 |
490,170 | Equinor ASA | 14,112,490 |
203,002 | Europris ASA(2) | 1,453,836 |
43,511 | Wallenius Wilhelmsen ASA | 325,638 |
| | | 20,952,966 |
| Poland - 0.2% |
313,068 | InPost SA* | 3,360,110 |
145,447 | Powszechna Kasa Oszczednosci Bank Polski SA | 1,124,604 |
| | | 4,484,714 |
| Portugal - 0.3% |
701,114 | Galp Energia SGPS SA | 8,472,045 |
| Russia - 0.0% |
19,959,800 | RusHydro PJSC*(3) | — |
| Singapore - 2.0% |
555,200 | DBS Group Holdings Ltd. | 13,718,966 |
1,714,200 | Oversea-Chinese Banking Corp. Ltd. | 16,217,847 |
1,084,400 | Sheng Siong Group Ltd. | 1,440,206 |
3,035,600 | Singapore Telecommunications Ltd. | 5,817,275 |
78,786 | STMicroelectronics NV | 3,370,235 |
13,569 | TDCX, Inc. ADR* | 95,390 |
504,900 | UMS Holdings Ltd. | 392,357 |
247,900 | United Overseas Bank Ltd. | 5,264,889 |
712,100 | UOL Group Ltd. | 3,714,936 |
| | | 50,032,101 |
| South Africa - 1.5% |
45,017 | Anglo American Platinum Ltd. | 2,668,989 |
233,742 | Anglo American PLC | 7,202,565 |
771,860 | AVI Ltd. | 2,880,608 |
370,358 | Gold Fields Ltd. ADR | 5,762,770 |
74,534 | Kumba Iron Ore Ltd. | 1,812,419 |
406,288 | Mr Price Group Ltd. | 3,340,923 |
333,491 | MultiChoice Group | 2,087,270 |
112,222 | Telkom SA SOC Ltd.* | 203,760 |
681,595 | Truworths International Ltd. | 2,026,248 |
1,427,174 | Vodacom Group Ltd. | 9,782,357 |
| | | 37,767,909 |
| South Korea - 4.3% |
24,514 | AfreecaTV Co. Ltd. | 1,429,030 |
30,450 | Asia Paper Manufacturing Co. Ltd. | 800,975 |
70,546 | BH Co. Ltd. | 1,222,939 |
4,478 | CJ CheilJedang Corp. | 1,036,961 |
36,255 | Coway Co. Ltd. | 1,331,154 |
91,633 | Daeduck Electronics Co. Ltd. | 1,485,768 |
336,166 | Daewoo Engineering & Construction Co. Ltd.* | 1,063,026 |
59,638 | DB HiTek Co. Ltd. | 2,715,318 |
49,396 | DL E&C Co. Ltd. | 1,305,162 |
79,783 | Dongkuk Steel Mill Co. Ltd. | 715,096 |
54,377 | Doosan Bobcat, Inc. | 2,086,259 |
24,413 | Eugene Technology Co. Ltd. | 529,888 |
5,772 | GOLFZON Co. Ltd. | 482,991 |
33,737 | HAESUNG DS Co. Ltd. | 1,183,500 |
219,285 | Hana Financial Group, Inc. | 6,890,732 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| South Korea - 4.3% - (continued) |
18,238 | Handsome Co. Ltd. | $ 340,851 |
24,344 | HL Mando Co. Ltd. | 845,732 |
27,797 | Hyundai Department Store Co. Ltd. | 1,076,296 |
130,571 | Hyundai Engineering & Construction Co. Ltd. | 4,017,366 |
8,074 | Hyundai Glovis Co. Ltd. | 990,442 |
6,416 | Hyundai Home Shopping Network Corp. | 231,254 |
25,254 | Hyundai Wia Corp. | 1,061,822 |
184,682 | KB Financial Group, Inc. | 6,854,694 |
103,329 | Kia Corp. | 6,544,163 |
248,088 | KT Corp. | 5,567,772 |
59,066 | KT Skylife Co. Ltd. | 306,237 |
101,881 | LG Electronics, Inc. | 8,366,255 |
17,387 | LG Innotek Co. Ltd. | 3,460,547 |
198,506 | LG Uplus Corp. | 1,637,350 |
21,160 | Lotte Chemical Corp. | 2,666,942 |
6,389 | Lotte Chilsung Beverage Co. Ltd. | 744,712 |
37,058 | LOTTE Fine Chemical Co. Ltd. | 1,701,936 |
5,466 | Park Systems Corp. | 598,982 |
9,372 | PharmaResearch Co. Ltd. | 710,239 |
385,663 | Samsung Electronics Co. Ltd. | 18,976,195 |
12,783 | SFA Engineering Corp. | 382,074 |
90,604 | SIMMTECH Co. Ltd. | 1,954,850 |
64,501 | SK Hynix, Inc. | 4,339,852 |
20,535 | SK Innovation Co. Ltd.* | 2,672,604 |
60,483 | S-Oil Corp. | 3,387,520 |
4,748 | Soulbrain Co. Ltd. | 781,265 |
34,309 | Wonik QnC Corp. | 628,012 |
23,799 | Youngone Corp. | 787,662 |
| | | 105,912,425 |
| Spain - 1.3% |
276,630 | Acerinox SA | 2,988,781 |
119,821 | Atresmedia Corp. de Medios de Comunicacion SA | 479,159 |
1,244,623 | Banco Bilbao Vizcaya Argentaria SA | 9,111,865 |
53,723 | CIE Automotive SA | 1,619,991 |
222,178 | Industria de Diseno Textil SA | 7,637,760 |
661,390 | Repsol SA | 9,715,621 |
| | | 31,553,177 |
| Sweden - 2.2% |
150,555 | Boliden AB(1) | 5,380,365 |
174,547 | Essity AB Class B | 5,289,693 |
27,089 | Evolution AB(2) | 3,619,319 |
27,887 | Loomis AB | 892,629 |
65,440 | NCC AB Class B | 650,741 |
475,621 | Securitas AB Class B | 4,263,128 |
1,272,235 | Skandinaviska Enskilda Banken AB Class A | 14,466,300 |
889,197 | Stillfront Group AB* | 1,894,519 |
581,012 | Svenska Handelsbanken AB Class A | 5,136,021 |
424,583 | Swedbank AB Class A | 7,377,737 |
591,568 | Telefonaktiebolaget LM Ericsson Class B | 3,256,991 |
478,979 | Truecaller AB Class B*(1) | 1,432,070 |
| | | 53,659,513 |
| Switzerland - 1.8% |
221,753 | Novartis AG | 22,683,973 |
10,379 | Swisscom AG | 7,125,706 |
7,594 | Swissquote Group Holding SA | 1,625,667 |
585,366 | UBS Group AG* | 11,913,700 |
| | | 43,349,046 |
| Taiwan - 4.6% |
1,203,000 | Accton Technology Corp. | 11,751,986 |
776,000 | ASE Technology Holding Co. Ltd. | 2,551,138 |
318,000 | Bizlink Holding, Inc. | 2,731,187 |
702,000 | Chicony Electronics Co. Ltd. | 2,218,025 |
405,000 | Chroma ATE, Inc. | 2,514,118 |
1,229,000 | Compeq Manufacturing Co. Ltd. | 1,731,291 |
299,000 | Delta Electronics, Inc. | 2,928,995 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| Taiwan - 4.6% - (continued) |
1,983,000 | E Ink Holdings, Inc. | $ 12,354,315 |
321,000 | FLEXium Interconnect, Inc.* | 989,472 |
123,000 | Fusheng Precision Co. Ltd. | 866,123 |
1,383,000 | Gold Circuit Electronics Ltd. | 4,455,256 |
1,126,000 | King Yuan Electronics Co. Ltd. | 1,728,128 |
118,000 | Lotes Co. Ltd. | 3,383,575 |
186,000 | Nien Made Enterprise Co. Ltd. | 2,047,887 |
932,000 | Novatek Microelectronics Corp. | 12,741,473 |
56,000 | Pegavision Corp. | 794,293 |
327,000 | Realtek Semiconductor Corp. | 3,834,720 |
191,000 | Simplo Technology Co. Ltd. | 1,917,365 |
767,000 | Sino-American Silicon Products, Inc. | 3,696,655 |
90,000 | Sporton International, Inc. | 776,235 |
1,718,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | 28,133,270 |
1,179,000 | Unimicron Technology Corp. | 5,601,835 |
275,675 | Yageo Corp. | 4,468,952 |
| | | 114,216,294 |
| Thailand - 0.8% |
417,000 | Advanced Info Service PCL NVDR | 2,618,076 |
1,490,900 | Bangkok Bank PCL NVDR | 6,875,133 |
1,841,800 | Kasikornbank PCL NVDR | 6,761,944 |
4,246,200 | Krung Thai Bank PCL NVDR | 2,244,825 |
3,943,700 | TTW PCL NVDR | 998,990 |
| | | 19,498,968 |
| United Kingdom - 13.7% |
23,451 | 4imprint Group PLC | 1,329,190 |
139,150 | Ashtead Group PLC | 8,022,849 |
198,089 | AstraZeneca PLC | 29,151,358 |
354,881 | Auto Trader Group PLC(2) | 2,837,973 |
5,374,447 | Barclays PLC | 10,826,346 |
725,602 | Barratt Developments PLC | 4,565,061 |
1,025,512 | Beazley PLC | 7,693,865 |
2,266,609 | BP PLC | 15,206,667 |
3,034,378 | BT Group PLC | 6,060,538 |
254,308 | Bunzl PLC | 10,123,259 |
585,263 | Burberry Group PLC | 19,104,145 |
325,944 | Central Asia Metals PLC | 841,790 |
7,286,205 | Centrica PLC | 10,469,918 |
2,050,575 | Coats Group PLC | 2,015,262 |
539,877 | Darktrace PLC* | 1,903,791 |
44,612 | DCC PLC | 2,775,622 |
303,217 | Diageo PLC | 13,831,573 |
2,629,441 | Direct Line Insurance Group PLC | 5,683,395 |
747,213 | Drax Group PLC | 5,912,323 |
1,068,376 | DS Smith PLC | 4,171,217 |
147,109 | Dunelm Group PLC | 2,118,717 |
2,270,614 | EnQuest PLC* | 476,724 |
122,938 | Gamma Communications PLC | 1,802,542 |
208,862 | Gateley Holdings PLC | 450,166 |
65,067 | Global Ship Lease, Inc. Class A | 1,245,382 |
531,597 | Hargreaves Lansdown PLC | 5,382,021 |
194,742 | Howden Joinery Group PLC | 1,678,750 |
1,168,000 | HSBC Holdings PLC(1) | 8,378,715 |
1,870,485 | HSBC Holdings PLC | 13,481,233 |
1,374,560 | IG Group Holdings PLC | 12,689,276 |
72,711 | IMI PLC | 1,458,863 |
363,408 | Inchcape PLC | 3,699,659 |
220,431 | InterContinental Hotels Group PLC | 15,156,107 |
3,598,433 | ITV PLC | 3,662,551 |
2,781,515 | Legal & General Group PLC | 8,206,920 |
114,730 | Liontrust Asset Management PLC | 1,242,478 |
10,521,840 | Lloyds Banking Group PLC | 6,392,235 |
2,427,664 | Man Group PLC | 6,943,041 |
1,107,134 | Moneysupermarket.com Group PLC | 3,823,086 |
485,059 | Moonpig Group PLC* | 834,172 |
2,163,255 | NatWest Group PLC | 7,125,972 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 97.1% - (continued) |
| United Kingdom - 13.7% - (continued) |
177,118 | Next Fifteen Communications Group PLC | $ 1,874,234 |
110,957 | Norcros PLC | 271,918 |
79,277 | Polar Capital Holdings PLC | 487,198 |
259,023 | Reckitt Benckiser Group PLC | 20,931,590 |
189,225 | Spirent Communications PLC | 430,227 |
1,052,070 | Standard Chartered PLC | 8,335,690 |
186,886 | Subsea 7 SA | 2,136,201 |
2,375,586 | Taylor Wimpey PLC | 3,833,877 |
560,021 | Unilever PLC | 31,183,162 |
105,777 | Vistry Group PLC | 1,042,623 |
122,268 | WPP PLC | 1,424,962 |
| | | 340,726,434 |
| United States - 4.3% |
162,236 | BRP, Inc. | 12,120,551 |
49,491 | Genpact Ltd. | 2,204,824 |
1,231,684 | GSK PLC | 22,211,163 |
74,334 | Inmode Ltd.* | 2,769,685 |
818,000 | JS Global Lifestyle Co. Ltd.(2) | 725,216 |
64,737 | Roche Holding AG | 20,271,753 |
247,658 | Sanofi | 26,689,679 |
107,113 | Signify NV(2) | 3,577,192 |
517,423 | Stellantis NV | 8,582,273 |
474,540 | Tenaris SA | 6,788,423 |
| | | 105,940,759 |
| Total Common Stocks (cost $2,205,155,422) | | $ 2,409,010,626 |
PREFERRED STOCKS - 0.1% |
| Brazil - 0.1% |
2,102,553 | Cia de Saneamento do Parana (Preference Shares) | $ 1,610,279 |
| Total Preferred Stocks (cost $2,565,159) | | $ 1,610,279 |
| Total Long-Term Investments (cost $2,207,720,581) | | $ 2,410,620,905 |
SHORT-TERM INVESTMENTS - 1.8% |
| Other Investment Pools & Funds - 1.0% |
25,499,913 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(4) | $ 25,499,913 |
| Securities Lending Collateral - 0.8% |
2,924,036 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(4) | 2,924,036 |
9,746,788 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(4) | 9,746,788 |
2,924,036 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(4) | 2,924,036 |
2,924,037 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(4) | 2,924,037 |
| | | 18,518,897 |
| Total Short-Term Investments (cost $44,018,810) | $ 44,018,810 |
| Total Investments (cost $2,251,739,391) | 99.0% | $ 2,454,639,715 |
| Other Assets and Liabilities | 1.0% | 25,877,108 |
| Total Net Assets | 100.0% | $ 2,480,516,823 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $51,870,217, representing 2.1% of net assets. |
(3) | Investment valued using significant unobservable inputs. |
(4) | Current yield as of period end. |
Futures Contracts Outstanding at April 30, 2023 |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts: |
MSCI EAFE Index Future | | 286 | | 06/16/2023 | | $ 30,739,280 | | $ 659,360 |
Total futures contracts | | $ 659,360 |
Foreign Currency Contracts Outstanding at April 30, 2023 |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | Appreciation/ (Depreciation) |
2,079,887,000 | JPY | | 15,347,051 | USD | | JPM | | 05/31/2023 | | $ (10,156) |
13,401,114 | USD | | 10,761,600 | GBP | | MSC | | 05/31/2023 | | (133,248) |
39,635,065 | USD | | 31,732,600 | GBP | | UBS | | 05/31/2023 | | (273,545) |
61,905,593 | USD | | 49,752,300 | GBP | | CBK | | 05/31/2023 | | (665,552) |
15,673,224 | USD | | 2,079,887,000 | JPY | | JPM | | 05/31/2023 | | 336,329 |
10,926,752 | USD | | 196,585,500 | ZAR | | JPM | | 05/31/2023 | | 211,984 |
Total foreign currency contracts | | $ (534,188) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Multi-Cap Value Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Australia | | $ 107,597,918 | | $ — | | $ 107,597,918 | | $ — |
Austria | | 32,087,323 | | 591,296 | | 31,496,027 | | — |
Belgium | | 12,476,388 | | — | | 12,476,388 | | — |
Brazil | | 25,226,675 | | 20,814,742 | | 4,411,933 | | — |
Canada | | 172,854,645 | | 172,854,645 | | — | | — |
Chile | | 7,835,238 | | 7,835,238 | | — | | — |
China | | 151,427,648 | | 14,017,469 | | 137,410,179 | | — |
Cyprus | | 481,373 | | 481,373 | | — | | — |
Czech Republic | | 1,111,149 | | — | | 1,111,149 | | — |
Denmark | | 24,683,391 | | — | | 24,683,391 | | — |
Finland | | 10,740,591 | | — | | 10,740,591 | | — |
France | | 119,921,568 | | — | | 119,921,568 | | — |
Georgia | | 2,029,104 | | 2,029,104 | | — | | — |
Germany | | 79,066,798 | | — | | 79,066,798 | | — |
Greece | | 9,183,570 | | — | | 9,183,570 | | — |
Hong Kong | | 24,526,445 | | — | | 24,526,445 | | — |
Hungary | | 7,975,712 | | — | | 7,975,712 | | — |
India | | 28,052,283 | | — | | 28,052,283 | | — |
Indonesia | | 29,389,664 | | — | | 29,389,664 | | — |
Ireland | | 5,191,022 | | 753,213 | | 4,437,809 | | — |
Israel | | 16,159,733 | | 16,159,733 | | — | | — |
Italy | | 68,309,916 | | — | | 68,309,916 | | — |
Japan | | 374,828,853 | | — | | 374,828,853 | | — |
Luxembourg | | 6,500,874 | | — | | 6,500,874 | | — |
Malaysia | | 4,925,453 | | 115,449 | | 4,810,004 | | — |
Mexico | | 52,423,220 | | 52,423,219 | | 1 | | — |
Netherlands | | 94,857,673 | | — | | 94,857,673 | | — |
New Zealand | | 2,580,048 | | — | | 2,580,048 | | — |
Norway | | 20,952,966 | | — | | 20,952,966 | | — |
Poland | | 4,484,714 | | — | | 4,484,714 | | — |
Portugal | | 8,472,045 | | — | | 8,472,045 | | — |
Russia | | — | | — | | — | | — |
Singapore | | 50,032,101 | | 95,390 | | 49,936,711 | | — |
South Africa | | 37,767,909 | | 13,217,211 | | 24,550,698 | | — |
South Korea | | 105,912,425 | | — | | 105,912,425 | | — |
Spain | | 31,553,177 | | — | | 31,553,177 | | — |
Sweden | | 53,659,513 | | — | | 53,659,513 | | — |
Switzerland | | 43,349,046 | | — | | 43,349,046 | | — |
Taiwan | | 114,216,294 | | — | | 114,216,294 | | — |
Thailand | | 19,498,968 | | 998,990 | | 18,499,978 | | — |
United Kingdom | | 340,726,434 | | 16,546,180 | | 324,180,254 | | — |
United States | | 105,940,759 | | 17,095,060 | | 88,845,699 | | — |
Preferred Stocks | | 1,610,279 | | 1,610,279 | | — | | — |
Short-Term Investments | | 44,018,810 | | 44,018,810 | | — | | — |
Foreign Currency Contracts(2) | | 548,313 | | — | | 548,313 | | — |
Futures Contracts(2) | | 659,360 | | 659,360 | | — | | — |
Total | | $ 2,455,847,388 | | $ 382,316,761 | | $ 2,073,530,627 | | $ — |
Liabilities | | | | | | | | |
Foreign Currency Contracts(2) | | $ (1,082,501) | | $ — | | $ (1,082,501) | | $ — |
Total | | $ (1,082,501) | | $ — | | $ (1,082,501) | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended April 30, 2023 is not presented.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Stock Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.0% |
| Austria - 1.8% |
2,351,402 | Erste Group Bank AG | $ 85,495,111 |
| Brazil - 3.4% |
29,853,365 | B3 SA - Brasil Bolsa Balcao | 69,908,036 |
72,634 | MercadoLibre, Inc.* | 92,789,209 |
| | | 162,697,245 |
| Canada - 1.9% |
1,471,327 | Toronto-Dominion Bank | 89,125,591 |
| China - 3.3% |
5,247,800 | Alibaba Group Holding Ltd.* | 55,488,256 |
2,268,700 | Tencent Holdings Ltd. | 100,766,832 |
| | | 156,255,088 |
| Denmark - 4.1% |
571,680 | Novo Nordisk AS Class B | 95,101,454 |
3,485,146 | Vestas Wind Systems AS* | 96,436,035 |
| | | 191,537,489 |
| France - 4.8% |
3,907,575 | Carrefour SA | 81,279,935 |
440,307 | EssilorLuxottica SA | 87,171,994 |
596,913 | Legrand SA | 56,500,164 |
| | | 224,952,093 |
| Germany - 7.7% |
2,536,363 | Infineon Technologies AG | 92,366,153 |
1,030,226 | SAP SE | 139,406,196 |
794,793 | Siemens AG | 131,007,563 |
| | | 362,779,912 |
| Hong Kong - 2.9% |
12,422,400 | AIA Group Ltd. | 135,243,556 |
| India - 2.5% |
5,702,700 | HDFC Bank Ltd. | 117,904,475 |
| Italy - 1.7% |
5,184,720 | FinecoBank Banca Fineco SpA | 78,588,360 |
| Japan - 11.6% |
2,375,900 | Bridgestone Corp. | 95,412,199 |
2,948,600 | KDDI Corp. | 92,049,781 |
200,200 | Keyence Corp. | 90,281,406 |
16,323,800 | Mitsubishi UFJ Financial Group, Inc. | 102,179,363 |
2,526,500 | Recruit Holdings Co. Ltd. | 70,877,382 |
198,100 | SMC Corp. | 98,801,350 |
| | | 549,601,481 |
| Netherlands - 5.1% |
168,450 | ASML Holding NV | 106,900,455 |
4,303,932 | Shell PLC | 133,054,960 |
| | | 239,955,415 |
| South Korea - 3.0% |
2,873,096 | Samsung Electronics Co. Ltd. | 141,368,061 |
| Spain - 1.9% |
7,059,680 | Iberdrola SA | 91,480,033 |
| Sweden - 2.0% |
1,797,063 | Nibe Industrier AB Class B | 20,121,486 |
8,236,977 | Svenska Handelsbanken AB Class A | 72,813,109 |
| | | 92,934,595 |
| Switzerland - 4.2% |
7,901 | Chocoladefabriken Lindt & Spruengli AG | 97,554,610 |
163,369 | Lonza Group AG | 101,883,456 |
| | | 199,438,066 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 96.0% - (continued) |
| Taiwan - 3.2% |
9,170,000 | Taiwan Semiconductor Manufacturing Co. Ltd. | $ 150,164,193 |
| United Kingdom - 14.6% |
768,874 | AstraZeneca PLC | 113,149,754 |
2,189,151 | Bunzl PLC | 87,143,712 |
2,638,871 | Burberry Group PLC | 86,137,983 |
2,204,071 | Diageo PLC | 100,541,096 |
5,691,346 | National Grid PLC | 81,602,092 |
1,344,588 | Reckitt Benckiser Group PLC | 108,655,850 |
3,360,712 | RELX PLC | 111,974,523 |
| | | 689,205,010 |
| United States - 16.3% |
34,474 | Booking Holdings, Inc.* | 92,607,851 |
5,008,506 | GSK PLC | 90,319,225 |
221,946 | Lululemon Athletica, Inc.* | 84,323,944 |
1,158,943 | Nestle SA | 148,680,288 |
381,074 | Roche Holding AG | 119,329,567 |
1,029,025 | Sanofi | 110,896,262 |
721,766 | Schneider Electric SE | 125,870,079 |
| | | 772,027,216 |
| Total Common Stocks (cost $4,168,338,228) | | $ 4,530,752,990 |
PREFERRED STOCKS - 2.0% |
| Germany - 2.0% |
750,225 | Dr Ing hc F Porsche AG (Preference Shares)* | $ 93,942,362 |
| Total Preferred Stocks (cost $64,586,160) | | $ 93,942,362 |
| Total Long-Term Investments (cost $4,232,924,388) | | $ 4,624,695,352 |
SHORT-TERM INVESTMENTS - 1.6% |
| Other Investment Pools & Funds - 1.6% |
77,851,569 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(1) | $ 77,851,569 |
| Total Short-Term Investments (cost $77,851,569) | $ 77,851,569 |
| Total Investments (cost $4,310,775,957) | 99.6% | $ 4,702,546,921 |
| Other Assets and Liabilities | 0.4% | 17,416,051 |
| Total Net Assets | 100.0% | $ 4,719,962,972 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders International Stock Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
| |
* | Non-income producing. |
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Austria | | $ 85,495,111 | | $ — | | $ 85,495,111 | | $ — |
Brazil | | 162,697,245 | | 162,697,245 | | — | | — |
Canada | | 89,125,591 | | 89,125,591 | | — | | — |
China | | 156,255,088 | | — | | 156,255,088 | | — |
Denmark | | 191,537,489 | | — | | 191,537,489 | | — |
France | | 224,952,093 | | — | | 224,952,093 | | — |
Germany | | 362,779,912 | | — | | 362,779,912 | | — |
Hong Kong | | 135,243,556 | | — | | 135,243,556 | | — |
India | | 117,904,475 | | — | | 117,904,475 | | — |
Italy | | 78,588,360 | | — | | 78,588,360 | | — |
Japan | | 549,601,481 | | — | | 549,601,481 | | — |
Netherlands | | 239,955,415 | | — | | 239,955,415 | | — |
South Korea | | 141,368,061 | | — | | 141,368,061 | | — |
Spain | | 91,480,033 | | — | | 91,480,033 | | — |
Sweden | | 92,934,595 | | — | | 92,934,595 | | — |
Switzerland | | 199,438,066 | | — | | 199,438,066 | | — |
Taiwan | | 150,164,193 | | — | | 150,164,193 | | — |
United Kingdom | | 689,205,010 | | — | | 689,205,010 | | — |
United States | | 772,027,216 | | 176,931,795 | | 595,095,421 | | — |
Preferred Stocks | | 93,942,362 | | — | | 93,942,362 | | — |
Short-Term Investments | | 77,851,569 | | 77,851,569 | | — | | — |
Total | | $ 4,702,546,921 | | $ 506,606,200 | | $ 4,195,940,721 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable Core Bond Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 1.5% |
| Asset-Backed - Finance & Insurance - 1.2% |
$ 486,000 | Cedar Funding VI CLO Ltd. 6.30%, 04/20/2034, 3 mo. USD LIBOR + 1.05%(1)(2) | $ 475,228 |
499,593 | Dewolf Park CLO Ltd. 6.18%, 10/15/2030, 3 mo. USD LIBOR + 0.92%(1)(2) | 493,865 |
793,081 | Madison Park Funding XVIII Ltd. 6.20%, 10/21/2030, 3 mo. USD LIBOR + 0.94%(1)(2) | 784,921 |
597,653 | Madison Park Funding XXVI Ltd. 6.50%, 07/29/2030, 3 mo. USD LIBOR + 1.20%(1)(2) | 591,652 |
239,853 | Octagon Investment Partners 30 Ltd. 6.25%, 03/17/2030, 3 mo. USD LIBOR + 1.00%(1)(2) | 237,228 |
| | | 2,582,894 |
| Other Asset-Backed Securities - 0.3% |
606,000 | GoldenTree Loan Management U.S. CLO 2 Ltd. 6.16%, 11/20/2030, 3 mo. USD LIBOR + 0.91%(1)(2) | 599,183 |
| Whole Loan Collateral CMO - 0.0% |
| Towd Point Mortgage Trust | |
4,454 | 2.75%, 04/25/2057(1)(3) | 4,391 |
39,102 | 2.75%, 06/25/2057(1)(3) | 37,167 |
40,111 | 2.75%, 07/25/2057(1)(3) | 39,004 |
| | | 80,562 |
| Total Asset & Commercial Mortgage-Backed Securities (cost $3,306,302) | $ 3,262,639 |
CORPORATE BONDS - 36.0% |
| Auto Manufacturers - 0.8% |
636,000 | General Motors Financial Co., Inc. 1.50%, 06/10/2026 | $ 568,382 |
1,325,000 | Hyundai Capital America 1.50%, 06/15/2026(1) | 1,177,429 |
| | | 1,745,811 |
| Auto Parts & Equipment - 1.0% |
| Magna International, Inc. | |
53,000 | 4.15%, 10/01/2025 | 51,934 |
1,241,000 | 5.98%, 03/21/2026 | 1,250,499 |
967,000 | Tyco Electronics Group SA 2.50%, 02/04/2032 | 833,828 |
| | | 2,136,261 |
| Beverages - 0.5% |
210,000 | Anheuser-Busch Cos. LLC/Anheuser-Busch InBev Worldwide, Inc. 4.90%, 02/01/2046 | 206,773 |
538,000 | Constellation Brands, Inc. 4.90%, 05/01/2033 | 538,067 |
433,000 | JDE Peet's NV 1.38%, 01/15/2027(1) | 378,151 |
| | | 1,122,991 |
| Biotechnology - 0.5% |
1,078,000 | Amgen, Inc. 5.25%, 03/02/2030 | 1,105,710 |
| Commercial Banks - 10.7% |
| Bank of America Corp. | |
1,061,000 | 2.69%, 04/22/2032, (2.69% fixed rate until 04/22/2031; 6 mo. USD SOFR + 1.32% thereafter)(4) | 885,928 |
822,000 | 3.25%, 10/21/2027 | 773,417 |
512,000 | 3.50%, 04/19/2026 | 495,880 |
1,064,000 | 3.85%, 03/08/2037, (3.85% fixed rate until 03/08/2032; 5 year USD CMT + 2.00% thereafter)(4) | 919,001 |
253,000 | 5.02%, 07/22/2033, (5.02% fixed rate until 07/22/2032; 6 mo. USD SOFR + 2.16% thereafter)(4) | 249,041 |
434,000 | 5.08%, 01/20/2027, (5.08% fixed rate until 01/20/2026; 6 mo. USD SOFR + 1.29% thereafter)(4) | 433,127 |
285,000 | Bank of Ireland Group PLC 4.50%, 11/25/2023(1) | 281,442 |
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 36.0% - (continued) |
| Commercial Banks - 10.7% - (continued) |
| Barclays PLC | |
$ 1,336,000 | 3.56%, 09/23/2035, (3.56% fixed rate until 09/23/2030; 5 year USD CMT + 2.90% thereafter)(4) | $ 1,065,145 |
444,000 | 7.33%, 11/02/2026, (7.33% fixed rate until 11/02/2025; 12 mo. USD CMT + 3.05% thereafter)(4) | 460,397 |
200,000 | 7.44%, 11/02/2033, (7.44% fixed rate until 11/02/2032; 12 mo. USD CMT + 3.50% thereafter)(4) | 219,913 |
733,000 | BNP Paribas SA 2.22%, 06/09/2026, (2.22% fixed rate until 06/09/2025; 6 mo. USD SOFR + 2.07% thereafter)(1)(4) | 682,942 |
| Citigroup, Inc. | |
1,526,000 | 3.20%, 10/21/2026 | 1,447,064 |
56,000 | 4.30%, 11/20/2026 | 54,682 |
| Goldman Sachs Group, Inc. | |
1,503,000 | 2.64%, 02/24/2028, (2.64% fixed rate until 02/24/2027; 6 mo. USD SOFR + 1.11% thereafter)(4) | 1,373,894 |
1,227,000 | 4.48%, 08/23/2028, (4.48% fixed rate until 08/23/2027; 6 mo. USD SOFR + 1.73% thereafter)(4) | 1,202,340 |
894,000 | JP Morgan Chase & Co. 1.58%, 04/22/2027, (1.58% fixed rate until 04/22/2026; 6 mo. USD SOFR + 0.89% thereafter)(4) | 809,035 |
| Lloyds Banking Group PLC | |
1,745,000 | 1.63%, 05/11/2027, (1.63% fixed rate until 05/11/2026; 12 mo. USD CMT + 0.85% thereafter)(4) | 1,556,575 |
280,000 | 2.44%, 02/05/2026, (2.44% fixed rate until 02/05/2025; 12 mo. USD CMT + 1.00% thereafter)(4) | 264,530 |
555,000 | 3.75%, 03/18/2028, (3.75% fixed rate until 03/18/2027; 12 mo. USD CMT + 1.80% thereafter)(4) | 522,391 |
828,000 | Macquarie Group Ltd. 1.63%, 09/23/2027, (1.63% fixed rate until 09/23/2026; 6 mo. USD SOFR + 0.91% thereafter)(1)(4) | 730,039 |
| Morgan Stanley | |
841,000 | 2.63%, 02/18/2026, (2.63% fixed rate until 02/18/2025; 6 mo. USD SOFR + 0.94% thereafter)(4) | 799,911 |
1,090,000 | 3.63%, 01/20/2027 | 1,048,280 |
| NatWest Group PLC | |
1,262,000 | 3.07%, 05/22/2028, (3.07% fixed rate until 05/22/2027; 12 mo. USD CMT + 2.55% thereafter)(4) | 1,153,173 |
282,000 | 7.47%, 11/10/2026, (7.47% fixed rate until 11/10/2025; 12 mo. USD CMT + 2.85% thereafter)(4) | 294,254 |
| Santander U.K. Group Holdings PLC | |
400,000 | 1.09%, 03/15/2025, (1.09% fixed rate until 03/15/2024; 6 mo. USD SOFR + 0.79% thereafter)(4) | 380,618 |
1,205,000 | 1.67%, 06/14/2027, (1.67% fixed rate until 06/14/2026; 6 mo. USD SOFR + 0.99% thereafter)(4) | 1,053,471 |
218,000 | Standard Chartered PLC 2.68%, 06/29/2032, (2.68% fixed rate until 06/29/2031; 12 mo. USD CMT + 1.20% thereafter)(1)(4) | 173,739 |
386,000 | UniCredit SpA 3.13%, 06/03/2032, (3.13% fixed rate until 06/03/2031; 12 mo. USD CMT + 1.55% thereafter)(1)(4) | 308,405 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable Core Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 36.0% - (continued) |
| Commercial Banks - 10.7% - (continued) |
| Wells Fargo & Co. | |
$ 1,831,000 | 2.39%, 06/02/2028, (2.39% fixed rate until 06/02/2027; 6 mo. USD SOFR + 2.10% thereafter)(4) | $ 1,648,055 |
117,000 | 3.53%, 03/24/2028, (3.53% fixed rate until 03/24/2027; 6 mo. USD SOFR + 1.51% thereafter)(4) | 110,349 |
927,000 | 4.81%, 07/25/2028, (4.81% fixed rate until 07/25/2027; 6 mo. USD SOFR + 1.98% thereafter)(4) | 917,384 |
106,000 | 5.39%, 04/24/2034, 6 mo. USD SOFR + 2.02% | 107,520 |
| | | 22,421,942 |
| Commercial Services - 0.5% |
90,000 | Moody's Corp. 4.88%, 02/15/2024 | 89,498 |
282,000 | Quanta Services, Inc. 0.95%, 10/01/2024 | 265,322 |
697,000 | S&P Global, Inc. 2.70%, 03/01/2029 | 636,325 |
| | | 991,145 |
| Diversified Financial Services - 1.1% |
1,118,000 | AerCap Ireland Capital DAC/AerCap Global Aviation Trust 3.30%, 01/30/2032 | 915,344 |
879,000 | Ally Financial, Inc. 2.20%, 11/02/2028 | 714,315 |
855,000 | Capital One Financial Corp. 3.27%, 03/01/2030, (3.27% fixed rate until 03/01/2029; 6 mo. USD SOFR + 1.79% thereafter)(4) | 740,235 |
| | | 2,369,894 |
| Electric - 3.0% |
206,000 | EDP Finance BV 6.30%, 10/11/2027(1) | 217,041 |
| Enel Finance International NV | |
1,843,000 | 1.88%, 07/12/2028(1) | 1,564,842 |
617,000 | 4.63%, 06/15/2027(1) | 605,459 |
531,000 | 7.50%, 10/14/2032(1) | 593,314 |
717,000 | Pacific Gas & Electric Co. 6.15%, 01/15/2033 | 726,348 |
1,827,000 | Public Service Enterprise Group, Inc. 1.60%, 08/15/2030 | 1,478,737 |
559,000 | Sempra Energy 3.70%, 04/01/2029 | 525,900 |
643,000 | Southern California Edison Co. 5.30%, 03/01/2028 | 659,063 |
| | | 6,370,704 |
| Entertainment - 0.3% |
| Warnermedia Holdings, Inc. | |
380,000 | 3.76%, 03/15/2027(1) | 357,579 |
381,000 | 5.05%, 03/15/2042(1) | 312,134 |
| | | 669,713 |
| Environmental Control - 1.4% |
1,309,000 | Republic Services, Inc. 2.38%, 03/15/2033 | 1,090,338 |
1,737,000 | Waste Management, Inc. 4.63%, 02/15/2030 | 1,756,268 |
| | | 2,846,606 |
| Food - 0.2% |
492,000 | General Mills, Inc. 4.95%, 03/29/2033 | 500,242 |
| Healthcare - Products - 0.0% |
39,000 | Boston Scientific Corp. 3.45%, 03/01/2024 | 38,415 |
| Healthcare - Services - 0.5% |
225,000 | Aetna, Inc. 2.80%, 06/15/2023 | 224,283 |
531,000 | CommonSpirit Health 3.35%, 10/01/2029 | 478,834 |
11,000 | Elevance Health, Inc. 4.10%, 03/01/2028 | 10,817 |
335,000 | Humana, Inc. 3.70%, 03/23/2029 | 316,385 |
| | | 1,030,319 |
| Household Products - 0.2% |
326,000 | Kenvue, Inc. 5.35%, 03/22/2026(1) | 334,315 |
| Insurance - 1.5% |
2,000 | Aflac, Inc. 6.45%, 08/15/2040 | 2,133 |
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 36.0% - (continued) |
| Insurance - 1.5% - (continued) |
$ 126,000 | American International Group, Inc. 3.90%, 04/01/2026 | $ 122,912 |
513,000 | Corebridge Financial, Inc. 3.65%, 04/05/2027(1) | 483,530 |
701,000 | Equitable Financial Life Global Funding 1.40%, 08/27/2027(1) | 603,658 |
100,000 | Equitable Holdings, Inc. 4.35%, 04/20/2028 | 96,366 |
877,000 | Guardian Life Global Funding 3.25%, 03/29/2027(1) | 829,852 |
325,000 | Metropolitan Life Global Funding I 5.15%, 03/28/2033(1) | 329,400 |
624,000 | Willis North America, Inc. 4.65%, 06/15/2027 | 613,225 |
| | | 3,081,076 |
| IT Services - 0.3% |
859,000 | Dell International LLC/EMC Corp. 3.38%, 12/15/2041(1) | 609,008 |
| Media - 0.8% |
| Charter Communications Operating LLC/Charter Communications Operating Capital | |
1,199,000 | 2.25%, 01/15/2029 | 1,003,839 |
1,038,000 | 3.50%, 06/01/2041 | 708,694 |
36,000 | Discovery Communications LLC 3.63%, 05/15/2030 | 32,009 |
| | | 1,744,542 |
| Mining - 0.7% |
831,000 | Anglo American Capital PLC 2.25%, 03/17/2028(1) | 722,056 |
943,000 | Yamana Gold, Inc. 2.63%, 08/15/2031 | 758,626 |
| | | 1,480,682 |
| Oil & Gas - 0.7% |
178,000 | Cenovus Energy, Inc. 6.75%, 11/15/2039 | 193,101 |
756,000 | Phillips 66 4.95%, 12/01/2027 | 761,706 |
524,000 | Phillips 66 Co. 3.75%, 03/01/2028(1) | 500,187 |
| | | 1,454,994 |
| Pharmaceuticals - 2.0% |
| AbbVie, Inc. | |
778,000 | 3.20%, 11/21/2029 | 717,117 |
108,000 | 3.85%, 06/15/2024 | 106,675 |
42,000 | Becton Dickinson & Co. 3.73%, 12/15/2024 | 41,149 |
1,919,000 | Cigna Group 5.69%, 03/15/2026 | 1,930,425 |
| CVS Health Corp. | |
41,000 | 4.30%, 03/25/2028 | 40,421 |
1,266,000 | 5.13%, 02/21/2030 | 1,285,194 |
| | | 4,120,981 |
| Pipelines - 2.1% |
| Enbridge, Inc. | |
479,000 | 4.25%, 12/01/2026 | 471,313 |
676,000 | 5.70%, 03/08/2033 | 701,086 |
354,000 | MPLX LP 5.00%, 03/01/2033 | 347,224 |
248,000 | ONEOK, Inc. 6.35%, 01/15/2031 | 261,916 |
| Plains All American Pipeline LP/PAA Finance Corp. | |
219,000 | 3.55%, 12/15/2029 | 197,284 |
810,000 | 3.80%, 09/15/2030 | 731,274 |
1,578,000 | TransCanada PipeLines Ltd. 6.20%, 03/09/2026 | 1,586,481 |
| | | 4,296,578 |
| Real Estate Investment Trusts - 3.1% |
450,000 | Alexandria Real Estate Equities, Inc. 2.00%, 05/18/2032 | 346,427 |
| American Tower Corp. | |
489,000 | 2.40%, 03/15/2025 | 465,179 |
866,000 | 3.65%, 03/15/2027 | 827,339 |
| Boston Properties LP | |
551,000 | 2.45%, 10/01/2033 | 395,083 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable Core Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 36.0% - (continued) |
| Real Estate Investment Trusts - 3.1% - (continued) |
$ 1,057,000 | 3.40%, 06/21/2029 | $ 894,844 |
| Crown Castle, Inc. | |
158,000 | 3.20%, 09/01/2024 | 153,860 |
706,000 | 3.80%, 02/15/2028 | 674,875 |
433,000 | Equinix, Inc. 3.90%, 04/15/2032 | 393,875 |
291,000 | ERP Operating LP 3.00%, 07/01/2029 | 264,469 |
144,000 | Healthcare Realty Holdings LP 2.40%, 03/15/2030 | 115,952 |
127,000 | Healthpeak OP LLC 3.25%, 07/15/2026 | 120,195 |
725,000 | Kimco Realty OP LLC 2.70%, 10/01/2030 | 607,343 |
1,063,000 | Sabra Health Care LP 3.20%, 12/01/2031 | 796,378 |
412,000 | VICI Properties LP 4.95%, 02/15/2030 | 393,827 |
| | | 6,449,646 |
| Retail - 0.2% |
441,000 | Genuine Parts Co. 2.75%, 02/01/2032 | 371,450 |
| Semiconductors - 0.1% |
261,000 | Qorvo, Inc. 1.75%, 12/15/2024(1) | 244,408 |
| Software - 1.1% |
| Oracle Corp. | |
1,586,000 | 4.65%, 05/06/2030 | 1,552,456 |
522,000 | 4.90%, 02/06/2033 | 513,259 |
166,000 | Take-Two Interactive Software, Inc. 3.70%, 04/14/2027 | 160,173 |
140,000 | VMware, Inc. 2.20%, 08/15/2031 | 110,778 |
| | | 2,336,666 |
| Telecommunications - 1.3% |
330,000 | AT&T, Inc. 2.75%, 06/01/2031 | 284,167 |
613,000 | Rogers Communications, Inc. 3.20%, 03/15/2027(1) | 574,038 |
895,000 | T-Mobile USA, Inc. 3.88%, 04/15/2030 | 841,587 |
| Verizon Communications, Inc. | |
453,000 | 3.15%, 03/22/2030 | 411,150 |
120,000 | 4.02%, 12/03/2029 | 115,139 |
557,000 | 4.33%, 09/21/2028 | 549,947 |
| | | 2,776,028 |
| Water - 1.4% |
950,000 | American Water Capital Corp. 4.45%, 06/01/2032 | 942,608 |
1,880,000 | United Utilities PLC 6.88%, 08/15/2028 | 2,072,978 |
| | | 3,015,586 |
| Total Corporate Bonds (cost $80,333,698) | $ 75,665,713 |
MUNICIPAL BONDS - 2.0% |
| Education - 0.0% |
100,000 | Clifton Higher Education Finance Corp., TX, Rev, (PSF-GTD Insured) 4.25%, 08/15/2052 | $ 97,050 |
| General - 0.1% |
200,000 | Philadelphia Auth for Industrial Dev, PA, Rev 3.96%, 04/15/2026 | 196,122 |
| Power - 0.6% |
1,175,000 | Louisiana Local Government Environmental Facs & Community Dev Auth, LA, Rev 4.15%, 02/01/2033 | 1,158,897 |
| Tobacco - 0.8% |
1,825,000 | Golden State Tobacco Securitization Corp., CA, Rev, (ST APPROP Insured) 3.00%, 06/01/2046 | 1,691,798 |
| Utilities - 0.5% |
362,000 | Oklahoma Dev Finance Auth, OK, Rev 3.88%, 05/01/2037 | 353,245 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 2.0% - (continued) |
| Utilities - 0.5% - (continued) |
| Texas Natural Gas Securitization Finance Corp., TX, Rev | |
$ 395,000 | 5.10%, 04/01/2035 | $ 414,678 |
330,000 | 5.17%, 04/01/2041 | 358,895 |
| | | 1,126,818 |
| Total Municipal Bonds (cost $4,221,859) | | $ 4,270,685 |
U.S. GOVERNMENT AGENCIES - 26.7% |
| Mortgage-Backed Agencies - 26.7% |
| Federal Home Loan Mortgage Corp. - 10.9% |
1,292,420 | 2.00%, 11/01/2051 | $ 1,072,247 |
1,796,801 | 2.00%, 03/01/2052 | 1,491,029 |
1,764,835 | 2.50%, 11/01/2051 | 1,525,871 |
1,725,256 | 2.50%, 09/01/2052 | 1,491,203 |
1,467,762 | 3.00%, 04/01/2052 | 1,316,015 |
2,015,241 | 3.50%, 05/01/2052 | 1,870,241 |
1,268,683 | 4.00%, 06/01/2052 | 1,211,703 |
728,926 | 4.50%, 08/01/2052 | 711,221 |
2,759,767 | 4.50%, 09/01/2052 | 2,692,734 |
2,603,181 | 5.00%, 08/01/2052 | 2,585,052 |
1,606,403 | 5.00%, 09/01/2052 | 1,594,824 |
2,900,549 | 5.00%, 11/01/2052 | 2,879,790 |
1,687,028 | 5.50%, 01/01/2053 | 1,698,995 |
821,668 | 6.00%, 01/01/2053 | 836,893 |
| | | 22,977,818 |
| Federal National Mortgage Association - 14.2% |
3,921,816 | 2.00%, 08/01/2051 | 3,261,039 |
4,239,390 | 2.00%, 10/01/2051 | 3,523,283 |
1,213,723 | 2.00%, 11/01/2051 | 1,006,682 |
3,135,745 | 2.00%, 03/01/2052 | 2,602,963 |
2,180,498 | 2.50%, 11/01/2051 | 1,885,249 |
3,958,820 | 2.50%, 12/01/2051 | 3,422,358 |
1,188,765 | 2.50%, 05/01/2052 | 1,030,314 |
834,193 | 3.00%, 07/01/2052 | 748,178 |
2,013,968 | 3.50%, 05/01/2052 | 1,869,058 |
1,493,290 | 4.00%, 06/01/2052 | 1,425,606 |
1,620,646 | 4.50%, 08/01/2052 | 1,581,282 |
4,209,566 | 5.00%, 08/01/2052 | 4,180,250 |
737,634 | 5.00%, 10/01/2052 | 732,364 |
1,675,529 | 5.50%, 01/01/2053 | 1,687,414 |
817,419 | 6.00%, 01/01/2053 | 832,461 |
| | | 29,788,501 |
| Government National Mortgage Association - 1.6% |
868,973 | 5.50%, 12/20/2052 | 873,910 |
2,551,442 | 6.00%, 12/20/2052 | 2,590,498 |
| | | 3,464,408 |
| Total U.S. Government Agencies (cost $57,390,991) | | $ 56,230,727 |
U.S. GOVERNMENT SECURITIES - 32.9% |
| U.S. Treasury Securities - 32.9% |
| U.S. Treasury Bonds - 14.6% |
245,000 | 1.25%, 05/15/2050 | $ 142,645 |
5,370,000 | 2.88%, 05/15/2052 | 4,590,091 |
6,618,000 | 3.00%, 08/15/2052 | 5,807,295 |
9,460,200 | 3.38%, 08/15/2042 | 8,898,501 |
2,335,000 | 3.63%, 02/15/2053 | 2,313,109 |
4,384,000 | 3.88%, 02/15/2043 | 4,425,100 |
1,029,000 | 4.00%, 11/15/2042 | 1,058,745 |
3,217,000 | 4.00%, 11/15/2052 | 3,412,031 |
| | | 30,647,517 |
| U.S. Treasury Notes - 18.3% |
3,205,000 | 2.50%, 04/30/2024 | 3,131,886 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable Core Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
U.S. GOVERNMENT SECURITIES - 32.9% - (continued) |
| U.S. Treasury Securities - 32.9% - (continued) |
| U.S. Treasury Notes - 18.3% - (continued) |
$ 449,400 | 3.25%, 08/31/2024 | $ 441,904 |
2,141,100 | 3.50%, 09/15/2025 | 2,119,773 |
3,561,400 | 3.50%, 02/15/2033 | 3,575,868 |
9,253,000 | 3.63%, 03/31/2028 | 9,284,807 |
1,618,000 | 3.63%, 03/31/2030 | 1,629,882 |
1,209,000 | 3.75%, 04/15/2026 | 1,207,961 |
4,853,000 | 3.88%, 03/31/2025 | 4,830,062 |
731,000 | 4.00%, 12/15/2025 | 733,542 |
238,000 | 4.00%, 02/15/2026 | 239,097 |
1,038,000 | 4.13%, 01/31/2025 | 1,035,811 |
904,000 | 4.25%, 12/31/2024 | 903,117 |
1,389,100 | 4.38%, 10/31/2024 | 1,387,906 |
1,544,600 | 4.50%, 11/30/2024 | 1,547,496 |
3,782,000 | 4.50%, 11/15/2025 | 3,835,480 |
1,208,000 | 4.63%, 02/28/2025 | 1,217,390 |
1,309,000 | 4.63%, 03/15/2026 | 1,338,759 |
| | | 38,460,741 |
| Total U.S. Government Securities (cost $69,270,297) | | $ 69,108,258 |
| Total Long-Term Investments (cost $214,523,147) | | $ 208,538,022 |
SHORT-TERM INVESTMENTS - 0.2% |
| Other Investment Pools & Funds - 0.2% |
370,703 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(5) | $ 370,703 |
| Total Short-Term Investments (cost $370,703) | $ 370,703 |
| Total Investments (cost $214,893,850) | 99.3% | $ 208,908,725 |
| Other Assets and Liabilities | 0.7% | 1,371,489 |
| Total Net Assets | 100.0% | $ 210,280,214 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $15,875,605, representing 7.5% of net assets. |
(2) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2023. Base lending rates may be subject to a floor or cap. |
(3) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
(4) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2023. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(5) | Current yield as of period end. |
Futures Contracts Outstanding at April 30, 2023 |
Description | | Number of Contracts | | Expiration Date | | Current Notional Amount | | Value and Unrealized Appreciation/ (Depreciation) |
Long position contracts: |
U.S. Treasury 2-Year Note Future | | 26 | | 06/30/2023 | | $ 5,360,266 | | $ (37,214) |
U.S. Treasury Ultra Bond Future | | 4 | | 06/21/2023 | | 565,625 | | (14,258) |
Total | | | | | | | | $ (51,472) |
Short position contracts: |
U.S. Treasury 5-Year Note Future | | 5 | | 06/30/2023 | | $ 548,711 | | $ 4,160 |
U.S. Treasury 10-Year Ultra Future | | 4 | | 06/21/2023 | | 485,813 | | 7,181 |
Total | | | | | | | | $ 11,341 |
Total futures contracts | | $ (40,131) |
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable Core Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Asset & Commercial Mortgage-Backed Securities | | $ 3,262,639 | | $ — | | $ 3,262,639 | | $ — |
Corporate Bonds | | 75,665,713 | | — | | 75,665,713 | | — |
Municipal Bonds | | 4,270,685 | | — | | 4,270,685 | | — |
U.S. Government Agencies | | 56,230,727 | | — | | 56,230,727 | | — |
U.S. Government Securities | | 69,108,258 | | — | | 69,108,258 | | — |
Short-Term Investments | | 370,703 | | 370,703 | | — | | — |
Futures Contracts(2) | | 11,341 | | 11,341 | | — | | — |
Total | | $ 208,920,066 | | $ 382,044 | | $ 208,538,022 | | $ — |
Liabilities | | | | | | | | |
Futures Contracts(2) | | $ (51,472) | | $ (51,472) | | $ — | | $ — |
Total | | $ (51,472) | | $ (51,472) | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable International Core Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 92.4% |
| Australia - 4.0% |
1,033 | Newcrest Mining Ltd. | $ 19,725 |
335 | Rio Tinto Ltd. | 25,127 |
| | | 44,852 |
| China - 8.4% |
1,000 | Alibaba Group Holding Ltd.* | 10,574 |
3,000 | BOC Hong Kong Holdings Ltd. | 9,470 |
4,000 | China Mengniu Dairy Co. Ltd.* | 16,146 |
5,600 | China Pacific Insurance Group Co. Ltd. Class H | 16,727 |
200 | China Tourism Group Duty Free Corp. Ltd. Class A | 4,666 |
3,500 | H World Group Ltd.* | 16,372 |
1,000 | Li Ning Co. Ltd. | 7,152 |
2,500 | Sany Heavy Industry Co. Ltd. Class A | 5,964 |
800 | WuXi AppTec Co. Ltd. Class H(1) | 7,036 |
| | | 94,107 |
| Denmark - 2.5% |
168 | Novo Nordisk AS Class B | 27,948 |
| Finland - 3.5% |
479 | Neste Oyj | 23,214 |
2,825 | Outokumpu Oyj | 15,401 |
| | | 38,615 |
| France - 2.0% |
60 | Capgemini SE | 10,941 |
573 | Carrefour SA | 11,919 |
| | | 22,860 |
| Germany - 8.1% |
144 | Beiersdorf AG | 20,107 |
80 | SAP SE | 10,825 |
148 | Siemens AG | 24,395 |
813 | Siemens Energy AG* | 19,954 |
444 | Software AG | 15,169 |
| | | 90,450 |
| Hong Kong - 0.8% |
563 | Prudential PLC | 8,614 |
| India - 3.5% |
270 | HDFC Bank Ltd. | 5,582 |
152 | HDFC Bank Ltd. ADR | 10,610 |
464 | ICICI Bank Ltd. ADR | 10,556 |
22,387 | NHPC Ltd. | 12,155 |
| | | 38,903 |
| Indonesia - 1.0% |
31,800 | Bank Mandiri Persero Tbk PT | 11,241 |
| Ireland - 2.1% |
2,256 | Bank of Ireland Group PLC | 23,334 |
| Italy - 3.0% |
3,839 | Intesa Sanpaolo SpA | 10,094 |
312 | Moncler SpA | 23,145 |
| | | 33,239 |
| Japan - 17.6% |
400 | Asahi Intecc Co. Ltd. | 7,238 |
600 | Astellas Pharma, Inc. | 9,039 |
100 | Daikin Industries Ltd. | 18,163 |
200 | Harmonic Drive Systems, Inc. | 6,115 |
1,100 | Isuzu Motors Ltd. | 12,990 |
300 | JCR Pharmaceuticals Co. Ltd. | 3,245 |
200 | Makita Corp. | 5,642 |
100 | MatsukiyoCocokara & Co. | 5,355 |
100 | Nippon Shinyaku Co. Ltd. | 4,573 |
100 | Nitori Holdings Co. Ltd. | 12,733 |
1,500 | NTT Data Corp. | 20,375 |
900 | ORIX Corp. | 15,311 |
600 | Park24 Co. Ltd.* | 9,274 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 92.4% - (continued) |
| Japan - 17.6% - (continued) |
200 | Rorze Corp. | $ 14,817 |
600 | Stanley Electric Co. Ltd. | 13,535 |
600 | Suzuki Motor Corp. | 20,921 |
200 | Toyota Industries Corp. | 11,624 |
100 | Visional, Inc.* | 5,244 |
| | | 196,194 |
| Netherlands - 1.5% |
45 | ASM International NV | 16,337 |
| Norway - 1.1% |
627 | Mowi ASA | 11,963 |
| Portugal - 1.4% |
2,878 | EDP - Energias de Portugal SA | 15,858 |
| Singapore - 2.6% |
400 | DBS Group Holdings Ltd. | 9,884 |
700 | Oversea-Chinese Banking Corp. Ltd. | 6,622 |
6,400 | Singapore Telecommunications Ltd. | 12,265 |
| | | 28,771 |
| South Korea - 2.9% |
418 | Hana Financial Group, Inc. | 13,135 |
65 | NAVER Corp. | 9,417 |
192 | Samsung Electronics Co. Ltd. | 9,447 |
| | | 31,999 |
| Sweden - 5.2% |
206 | Holmen AB Class B | 7,793 |
1,895 | Skandinaviska Enskilda Banken AB Class A | 21,548 |
721 | SKF AB Class B | 13,058 |
1,800 | Svenska Handelsbanken AB Class A | 15,912 |
| | | 58,311 |
| Switzerland - 0.5% |
81 | Alcon, Inc. | 5,898 |
| Taiwan - 3.6% |
1,036 | Giant Manufacturing Co. Ltd. | 6,214 |
930 | MediaTek, Inc.* | 20,222 |
168 | Taiwan Semiconductor Manufacturing Co. Ltd. ADR | 14,163 |
| | | 40,599 |
| Thailand - 0.4% |
5,900 | Bangkok Dusit Medical Services PCL | 5,054 |
| United Arab Emirates - 1.0% |
2,342 | Network International Holdings PLC*(1) | 11,396 |
| United Kingdom - 10.7% |
751 | CNH Industrial NV | 10,568 |
3,714 | ConvaTec Group PLC(1) | 10,268 |
2,252 | Informa PLC | 20,473 |
291 | Reckitt Benckiser Group PLC | 23,516 |
580 | RELX PLC | 19,325 |
824 | SSE PLC | 19,012 |
2,063 | Standard Chartered PLC | 16,345 |
| | | 119,507 |
| United States - 5.0% |
82 | CSL Ltd. | 16,370 |
214 | Sanofi | 23,062 |
980 | Stellantis NV | 16,255 |
| | | 55,687 |
| Total Common Stocks (cost $974,927) | | $ 1,031,737 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Sustainable International Core Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 6.9% |
| Other Investment Pools & Funds - 6.9% |
77,777 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(2) | $ 77,777 |
| Total Short-Term Investments (cost $77,777) | $ 77,777 |
| Total Investments (cost $1,052,704) | 99.3% | $ 1,109,514 |
| Other Assets and Liabilities | 0.7% | 7,423 |
| Total Net Assets | 100.0% | $ 1,116,937 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
| |
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $28,700, representing 2.6% of net assets. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Australia | | $ 44,852 | | $ — | | $ 44,852 | | $ — |
China | | 94,107 | | — | | 94,107 | | — |
Denmark | | 27,948 | | — | | 27,948 | | — |
Finland | | 38,615 | | — | | 38,615 | | — |
France | | 22,860 | | — | | 22,860 | | — |
Germany | | 90,450 | | — | | 90,450 | | — |
Hong Kong | | 8,614 | | — | | 8,614 | | — |
India | | 38,903 | | 21,166 | | 17,737 | | — |
Indonesia | | 11,241 | | — | | 11,241 | | — |
Ireland | | 23,334 | | — | | 23,334 | | — |
Italy | | 33,239 | | — | | 33,239 | | — |
Japan | | 196,194 | | — | | 196,194 | | — |
Netherlands | | 16,337 | | — | | 16,337 | | — |
Norway | | 11,963 | | — | | 11,963 | | — |
Portugal | | 15,858 | | — | | 15,858 | | — |
Singapore | | 28,771 | | — | | 28,771 | | — |
South Korea | | 31,999 | | — | | 31,999 | | — |
Sweden | | 58,311 | | — | | 58,311 | | — |
Switzerland | | 5,898 | | — | | 5,898 | | — |
Taiwan | | 40,599 | | 14,163 | | 26,436 | | — |
Thailand | | 5,054 | | 5,054 | | — | | — |
United Arab Emirates | | 11,396 | | 11,396 | | — | | — |
United Kingdom | | 119,507 | | — | | 119,507 | | — |
United States | | 55,687 | | — | | 55,687 | | — |
Short-Term Investments | | 77,777 | | 77,777 | | — | | — |
Total | | $ 1,109,514 | | $ 129,556 | | $ 979,958 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
CORPORATE BONDS - 4.9% |
| Auto Manufacturers - 0.1% |
$ 1,090,000 | Hyundai Capital America 0.88%, 06/14/2024(1) | $ 1,037,344 |
| Beverages - 0.2% |
1,606,000 | Constellation Brands, Inc. 5.00%, 02/02/2026 | 1,599,599 |
| Biotechnology - 0.4% |
2,704,000 | Amgen, Inc. 5.51%, 03/02/2026 | 2,713,408 |
| Commercial Banks - 1.5% |
2,200,000 | Banco Santander SA 1.72%, 09/14/2027, (1.72% fixed rate until 09/14/2026; 12 mo. USD CMT + 0.90% thereafter)(2) | 1,932,804 |
| Barclays PLC | |
1,952,000 | 2.28%, 11/24/2027, (2.28% fixed rate until 11/24/2026; 12 mo. USD CMT + 1.05% thereafter)(2) | 1,742,031 |
1,241,000 | 7.33%, 11/02/2026, (7.33% fixed rate until 11/02/2025; 12 mo. USD CMT + 3.05% thereafter)(2) | 1,286,829 |
1,561,000 | NatWest Group PLC 7.47%, 11/10/2026, (7.47% fixed rate until 11/10/2025; 12 mo. USD CMT + 2.85% thereafter)(2) | 1,628,833 |
4,616,000 | UniCredit SpA 1.98%, 06/03/2027, (1.98% fixed rate until 06/03/2026; 12 mo. USD CMT + 1.20% thereafter)(1)(2) | 4,078,878 |
| | | 10,669,375 |
| Diversified Financial Services - 1.3% |
10,446,000 | AerCap Ireland Capital DAC/AerCap Global Aviation Trust 2.45%, 10/29/2026 | 9,356,008 |
| Electric - 0.3% |
1,963,000 | NextEra Energy Capital Holdings, Inc. 6.05%, 03/01/2025 | 1,994,391 |
| Entertainment - 0.3% |
2,418,000 | Warnermedia Holdings, Inc. 3.76%, 03/15/2027(1) | 2,275,333 |
| Healthcare - Services - 0.3% |
2,563,000 | CommonSpirit Health 3.35%, 10/01/2029 | 2,311,210 |
| Pipelines - 0.2% |
1,070,000 | MPLX LP 5.00%, 03/01/2033 | 1,049,519 |
| Semiconductors - 0.1% |
800,000 | Qorvo, Inc. 1.75%, 12/15/2024(1) | 749,144 |
| Software - 0.2% |
1,249,000 | Oracle Corp. 4.50%, 05/06/2028 | 1,233,625 |
| Total Corporate Bonds (cost $37,273,668) | $ 34,988,956 |
MUNICIPAL BONDS - 76.5% |
| Alabama - 0.9% |
5,775,000 | Black Belt Energy Gas Dist, AL, Rev 5.25%, 12/01/2053(3)(4) | $ 6,300,748 |
| California - 11.4% |
955,000 | Alameda Corridor Transportation Auth, CA, Rev, (AGM Insured) 5.00%, 10/01/2052 | 1,038,100 |
700,000 | Brentwood Union School Dist, CA, GO 5.25%, 08/01/2052 | 784,451 |
2,835,000 | California Health Facs Financing Auth, CA, Rev 5.00%, 04/01/2033 | 3,133,628 |
2,845,000 | Del Mar Union School Dist, CA, GO 4.00%, 08/01/2046 | 2,867,443 |
10,055,000 | Elk Grove Unified School Dist, CA, GO 4.00%, 08/01/2048 | 10,021,462 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 76.5% - (continued) |
| California - 11.4% - (continued) |
$ 2,600,000 | Fresno Unified School Dist, CA, GO 4.00%, 08/01/2052 | $ 2,592,463 |
6,105,000 | Golden State Tobacco Securitization Corp., CA, Rev, (ST APPROP Insured) 3.00%, 06/01/2046 | 5,659,412 |
1,000,000 | Merced Union High School Dist, CA, GO 0.00%, 08/01/2034(5) | 682,985 |
200,000 | North Orange County Community College Dist, CA, GO, (NATL Insured) 0.00%, 08/01/2028(5) | 170,654 |
5,265,000 | Oxnard School Dist, CA, GO, (BAM Insured) 4.25%, 08/01/2053 | 5,266,264 |
680,000 | Peralta Community College Dist, CA, GO 5.50%, 08/01/2052 | 776,394 |
5,480,000 | Regents of the University of California Medical Center Pooled, CA, Rev 4.00%, 05/15/2053 | 5,203,744 |
300,000 | Rialto Unified School Dist, CA, GO, (AGM Insured) 0.00%, 08/01/2029(5) | 246,413 |
340,000 | San Diego Unified School Dist, CA, GO 4.55%, 07/01/2052 | 352,743 |
4,335,000 | San Francisco Bay Area Rapid Transit Dist, CA, GO 4.25%, 08/01/2052 | 4,360,922 |
410,000 | San Francisco Community College Dist, CA, GO 2.02%, 06/15/2029 | 356,412 |
12,960,000 | San Mateo Foster City School Dist, CA, GO 4.00%, 08/01/2051 | 12,865,786 |
11,750,000 | Sweetwater Union High School Dist, CA, GO 5.00%, 08/01/2052 | 12,814,275 |
3,805,000 | Victor Valley Community College Dist, CA, GO 4.00%, 08/01/2050 | 3,744,445 |
7,640,000 | Vista Unified School Dist, CA, GO, (BAM Insured) 5.25%, 08/01/2048 | 8,612,719 |
| | | 81,550,715 |
| Colorado - 2.8% |
3,495,000 | City & County of Denver Airport System, CO, Rev 5.25%, 11/15/2053 | 3,888,172 |
13,940,000 | City of Colorado Springs Utilities System, CO, Rev 4.00%, 11/15/2051 | 13,553,161 |
655,000 | Colorado Health Facs Auth, CO, Rev 5.25%, 11/01/2052 | 688,647 |
2,295,000 | Colorado Housing and Finance Auth, CO, Rev, (GNMA/FNMA/FHLMC Insured) 3.50%, 05/01/2050 | 2,261,742 |
| | | 20,391,722 |
| Connecticut - 0.2% |
1,645,000 | Connecticut Housing Finance Auth, CT, Rev, (GNMA/FNMA/FHLMC Insured) 4.25%, 05/15/2042 | 1,648,763 |
| District of Columbia - 1.8% |
| Dist of Columbia Water & Sewer Auth, DC, Rev | |
7,775,000 | 4.00%, 10/01/2047 | 7,674,310 |
5,225,000 | 5.00%, 10/01/2052 | 5,468,873 |
| | | 13,143,183 |
| Florida - 2.4% |
11,440,000 | County of Broward Convention Center Hotel, FL, Rev 4.00%, 01/01/2051 | 11,189,872 |
2,110,000 | County of Miami-Dade Water & Sewer System, FL, Rev 4.00%, 10/01/2051 | 2,021,589 |
| Florida Housing Finance Corp., FL, Rev, (GNMA/FNMA/FHLMC Insured) | |
280,000 | 3.00%, 07/01/2051 | 272,141 |
2,290,000 | 3.00%, 07/01/2052 | 2,217,408 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 76.5% - (continued) |
| Florida - 2.4% - (continued) |
$ 605,000 | 3.50%, 07/01/2051 | $ 596,022 |
555,000 | 4.00%, 07/01/2049 | 553,187 |
| | | 16,850,219 |
| Georgia - 1.9% |
| Main Street Natural Gas, Inc., GA, Rev | |
3,945,000 | 4.00%, 08/01/2048(3) | 3,950,580 |
8,250,000 | 4.00%, 03/01/2050(3) | 8,240,848 |
1,520,000 | 4.00%, 05/01/2052(3) | 1,514,171 |
| | | 13,705,599 |
| Illinois - 1.9% |
5,110,000 | Chicago O'Hare International Airport, IL, Rev 5.00%, 01/01/2033 | 5,809,023 |
| Illinois Housing Dev Auth, IL, Rev, (GNMA/FNMA/FHLMC/COLL Insured) | |
860,000 | 3.00%, 04/01/2051 | 832,605 |
4,925,000 | 3.75%, 04/01/2050 | 4,886,241 |
1,205,000 | 3.75%, 04/01/2050 | 1,195,614 |
965,000 | 4.50%, 10/01/2048 | 975,324 |
90,000 | Metropolitan Pier & Exposition Auth, IL, Rev, (NATL Insured) 0.00%, 06/15/2028(5) | 75,093 |
| | | 13,773,900 |
| Indiana - 0.9% |
| Indiana Housing & Community Dev Auth, IN, Rev, (GNMA/FNMA/FHLMC/COLL Insured) | |
1,285,000 | 3.00%, 07/01/2050 | 1,246,453 |
570,000 | 4.00%, 07/01/2048 | 568,601 |
4,255,000 | Indianapolis Local Public Improvement Bond Bank, IN, Rev 5.00%, 01/01/2053 | 4,579,746 |
| | | 6,394,800 |
| Iowa - 1.3% |
| Iowa Finance Auth, IA, Rev, (GNMA/FNMA/FHLMC Insured) | |
6,570,000 | 3.00%, 07/01/2051 | 6,344,113 |
545,000 | 3.25%, 07/01/2050 | 533,248 |
475,000 | 4.00%, 07/01/2048 | 473,809 |
2,040,000 | 5.25%, 07/01/2053 | 2,164,665 |
| | | 9,515,835 |
| Kentucky - 2.0% |
| Kentucky Public Energy Auth, KY, Rev | |
6,080,000 | 4.00%, 12/01/2049(3) | 6,088,904 |
7,935,000 | 4.00%, 02/01/2050(3) | 7,943,291 |
| | | 14,032,195 |
| Louisiana - 1.4% |
225,000 | Louisiana Housing Corp., LA, Rev 4.50%, 12/01/2047 | 226,797 |
12,250,000 | Louisiana Local Government Environmental Facs & Community Dev Auth, LA, Rev 2.50%, 04/01/2036 | 10,109,870 |
| | | 10,336,667 |
| Maryland - 0.3% |
1,875,000 | Maryland State Transportation Auth, MD, Rev 4.00%, 07/01/2050 | 1,828,012 |
| Massachusetts - 1.2% |
685,000 | Commonwealth of Massachusetts, MA, GO 3.00%, 02/01/2048 | 544,672 |
8,095,000 | Massachusetts Bay Transportation Auth Sales Tax, MA, Rev 4.00%, 07/01/2053 | 7,872,627 |
| | | 8,417,299 |
| Michigan - 4.1% |
| Cedar Springs Public School Dist, MI, GO, (Q-SBLF Insured) | |
1,325,000 | 4.50%, 05/01/2049 | 1,348,150 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 76.5% - (continued) |
| Michigan - 4.1% - (continued) |
$ 1,000,000 | 5.00%, 05/01/2051 | $ 1,067,870 |
| Grosse Ile Township School Dist, MI, GO, (Q-SBLF Insured) | |
3,685,000 | 5.00%, 05/01/2049 | 3,968,982 |
4,265,000 | 5.00%, 05/01/2052 | 4,571,103 |
2,080,000 | Southfield Public Schools, MI, GO, (Q-SBLF Insured) 5.00%, 05/01/2053(6) | 2,248,074 |
15,180,000 | Troy School Dist, MI, GO, (Q-SBLF Insured) 5.00%, 05/01/2052 | 16,476,855 |
| | | 29,681,034 |
| Minnesota - 0.4% |
1,160,000 | Housing & Redev Auth of The City of St Paul Minnesota, MN, Rev 3.50%, 12/01/2025(3) | 1,150,808 |
2,055,000 | Minneapolis-St Paul Metropolitan Airports Commission, MN, Rev 4.25%, 01/01/2052 | 2,009,230 |
| | | 3,160,038 |
| Mississippi - 0.2% |
1,210,000 | Mississippi Home Corp., MS, Rev, (GNMA/FNMA/FHLMC Insured) 3.25%, 12/01/2050 | 1,184,513 |
| Missouri - 0.6% |
| Missouri Housing Dev Commission, MO, Rev, (GNMA/FNMA/FHLMC Insured) | |
1,610,000 | 3.25%, 05/01/2051 | 1,574,253 |
895,000 | 3.50%, 11/01/2050 | 881,882 |
1,145,000 | 4.25%, 05/01/2049 | 1,148,909 |
995,000 | 4.75%, 05/01/2049 | 1,009,119 |
| | | 4,614,163 |
| Nebraska - 0.5% |
| Nebraska Investment Finance Auth, NE, Rev, (GNMA/FNMA/FHLMC Insured) | |
3,185,000 | 3.00%, 09/01/2050 | 3,090,633 |
725,000 | 4.00%, 09/01/2048 | 723,385 |
| | | 3,814,018 |
| Nevada - 0.3% |
| Nevada Housing Division, NV, Rev, (GNMA/FNMA/FHLMC Insured) | |
805,000 | 3.00%, 04/01/2051 | 779,160 |
965,000 | 4.00%, 10/01/2049 | 962,962 |
| | | 1,742,122 |
| New Jersey - 0.5% |
1,430,000 | Garden State Preservation Trust, NJ, Rev, (AGM Insured) 5.75%, 11/01/2028 | 1,572,129 |
565,000 | New Jersey Economic Dev Auth, NJ, Rev 5.00%, 06/15/2028 | 608,038 |
| New Jersey Transportation Trust Fund Auth, NJ, Rev | |
140,000 | 4.00%, 06/15/2035 | 144,216 |
1,330,000 | 5.00%, 12/15/2028 | 1,467,412 |
| | | 3,791,795 |
| New Mexico - 1.0% |
| New Mexico Mortgage Finance Auth, NM, Rev, (GNMA/FNMA/FHLMC Insured) | |
3,550,000 | 3.00%, 01/01/2051 | 3,440,268 |
2,435,000 | 3.00%, 01/01/2052 | 2,356,058 |
1,535,000 | 4.00%, 01/01/2049 | 1,532,228 |
| | | 7,328,554 |
| New York - 8.2% |
8,185,000 | City of New York, NY, GO 4.00%, 04/01/2050 | 7,968,094 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 76.5% - (continued) |
| New York - 8.2% - (continued) |
$ 3,960,000 | New York City Municipal Water Finance Auth, NY, Rev 5.25%, 06/15/2047 | $ 4,479,688 |
| New York City Transitional Finance Auth, Future Tax Secured, NY, Rev | |
2,085,000 | 4.00%, 08/01/2048 | 2,037,193 |
13,810,000 | 4.00%, 02/01/2051 | 13,440,706 |
6,075,000 | New York State Dormitory Auth, NY, Rev 3.00%, 03/15/2038 | 5,326,296 |
1,815,000 | New York State Environmental Facs Corp., NY, Rev 5.25%, 09/15/2052 | 2,053,315 |
475,000 | New York Transportation Dev Corp., NY, Rev 5.00%, 12/01/2028 | 520,634 |
11,095,000 | Triborough Bridge & Tunnel Auth Sales Tax, NY, Rev 5.00%, 05/15/2053 | 12,109,642 |
| Triborough Bridge & Tunnel Auth, NY, Rev | |
6,030,000 | 4.13%, 05/15/2052 | 5,937,552 |
4,740,000 | 5.00%, 05/15/2051 | 5,129,597 |
| | | 59,002,717 |
| Ohio - 1.1% |
| Ohio Housing Finance Agency, OH, Rev | |
405,000 | 3.00%, 03/01/2052 | 392,640 |
2,690,000 | 3.25%, 03/01/2050 | 2,632,130 |
3,585,000 | 4.50%, 09/01/2048 | 3,617,910 |
| Ohio State University, OH, Rev | |
5,000 | 5.00%, 12/01/2030 | 5,872 |
5,000 | 5.00%, 12/01/2031 | 5,972 |
| Ohio Turnpike & Infrastructure Commission, OH, Rev | |
1,680,000 | 0.00%, 02/15/2038(5) | 909,530 |
1,395,000 | 0.00%, 02/15/2041(5) | 636,812 |
| | | 8,200,866 |
| Oklahoma - 0.1% |
905,000 | Oklahoma Housing Finance Agency, OK, Rev, (GNMA/FNMA/FHLMC Insured) 4.00%, 03/01/2050 | 904,763 |
| Pennsylvania - 1.4% |
850,000 | Allegheny County Sanitary Auth, PA, Rev 5.00%, 06/01/2053 | 910,121 |
4,000,000 | Bucks County Water and Sewer Auth, PA, Rev, (AGM Insured) 4.25%, 12/01/2047 | 3,978,722 |
635,000 | Commonwealth Financing Auth, PA, Rev 5.00%, 06/01/2032 | 689,150 |
1,295,000 | Geisinger Auth, PA, Rev 5.00%, 02/15/2032 | 1,372,454 |
| Pennsylvania Turnpike Commission, PA, Rev | |
300,000 | 5.00%, 12/01/2032 | 347,275 |
310,000 | 5.00%, 12/01/2033 | 354,086 |
| Philadelphia Gas Works Co., PA, Rev, (AGM Insured) | |
440,000 | 5.00%, 08/01/2029 | 494,159 |
910,000 | 5.00%, 08/01/2030 | 1,037,639 |
820,000 | 5.00%, 08/01/2033 | 932,995 |
| | | 10,116,601 |
| South Carolina - 2.7% |
12,950,000 | Grand Strand Water & Sewer Auth, SC, Rev 4.00%, 06/01/2051 | 12,728,252 |
6,425,000 | Patriots Energy Group Financing Agency, SC, Rev 4.00%, 10/01/2048(3) | 6,436,098 |
250,000 | Tobacco Settlement Management Auth, SC, Rev 6.38%, 05/15/2030 | 302,920 |
| | | 19,467,270 |
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 76.5% - (continued) |
| Tennessee - 0.5% |
$ 340,000 | Jackson Health Educational & Housing Facility Board, TN, Rev 3.00%, 12/01/2026(3) | $ 338,650 |
| Metropolitan Nashville Airport Auth, TN, Rev | |
250,000 | 5.00%, 07/01/2049 | 266,473 |
1,745,000 | 5.00%, 07/01/2052 | 1,886,456 |
835,000 | Tennessee Housing Dev Agency, TN, Rev 4.50%, 07/01/2049 | 842,665 |
| | | 3,334,244 |
| Texas - 23.1% |
14,810,000 | Argyle Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2053(6) | 14,412,298 |
| Arlington Higher Education Finance Corp., TX, Rev, (PSF-GTD Insured) | |
3,040,000 | 4.25%, 12/01/2048 | 3,053,457 |
1,655,000 | 4.25%, 12/01/2053 | 1,656,280 |
3,605,000 | 4.38%, 08/15/2052 | 3,640,897 |
605,000 | 5.00%, 08/15/2030 | 694,125 |
455,000 | 5.00%, 08/15/2031 | 528,586 |
610,000 | 5.00%, 08/15/2032 | 716,169 |
3,770,000 | 5.00%, 08/15/2033 | 4,229,709 |
1,495,000 | Bexar County Hospital Dist, TX, GO 4.25%, 02/15/2052 | 1,488,279 |
5,975,000 | Bullard Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2052 | 5,717,893 |
745,000 | Cleburne Independent School Dist, TX, GO, (PSF-GTD Insured) 3.00%, 02/15/2046 | 611,504 |
810,000 | Clifton Higher Education Finance Corp., TX, Rev, (PSF-GTD Insured) 5.00%, 08/15/2029 | 906,810 |
4,515,000 | College of the Mainland, TX, GO 4.00%, 08/15/2049 | 4,359,922 |
320,000 | Crandall Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2052 | 301,008 |
5,030,000 | Dallas Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 4,856,503 |
2,480,000 | Fort Worth Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2048 | 2,482,243 |
430,000 | Harris County Cultural Education Facs Finance Corp., TX, Rev 5.00%, 11/15/2029 | 472,250 |
1,075,000 | Hitchcock Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2048 | 1,043,407 |
7,180,000 | Katy Independent School Dist, TX, GO 4.00%, 02/15/2053 | 7,072,300 |
1,900,000 | Lamar Consolidated Independent School Dist, TX, GO, (PSF-GTD Insured) 3.00%, 02/15/2051 | 1,494,764 |
4,115,000 | Lockhart Independent School Dist, TX, GO, (PSF-GTD Insured) 4.13%, 08/01/2053 | 4,099,675 |
| Montgomery Independent School Dist, TX, GO, (PSF-GTD Insured) | |
10,600,000 | 4.00%, 02/15/2053(6) | 10,357,860 |
3,485,000 | 4.25%, 02/15/2052 | 3,514,610 |
| Newark Higher Education Finance Corp., TX, Rev, (PSF-GTD Insured) | |
3,079,000 | 4.00%, 06/15/2047 | 2,961,690 |
704,000 | 4.00%, 06/15/2052 | 662,587 |
400,000 | 5.00%, 08/15/2052 | 426,369 |
10,000,000 | North Texas Tollway Auth, TX, Rev 4.00%, 01/01/2044 | 9,722,457 |
2,715,000 | Northwest Independent School Dist, TX, GO, (PSF-GTD Insured) 5.00%, 02/15/2048 | 2,986,732 |
7,460,000 | Permanent Univ. Fund - Univ. of Texas System, TX, Rev 4.13%, 07/01/2052 | 7,394,633 |
11,825,000 | Prosper Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053 | 11,574,626 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
MUNICIPAL BONDS - 76.5% - (continued) |
| Texas - 23.1% - (continued) |
$ 2,990,000 | Rockwall Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 02/15/2053(6) | $ 2,951,986 |
1,050,000 | Sabine-Neches Navigation Dist, TX, GO 5.25%, 02/15/2052 | 1,146,770 |
15,465,000 | Tarrant County Hospital Dist, TX, GO 4.25%, 08/15/2053 | 15,036,599 |
3,765,000 | Temple Independent School Dist, TX, GO, (PSF-GTD Insured) 4.25%, 02/01/2047 | 3,801,528 |
880,000 | Texas A&M University, TX, Rev 5.00%, 05/15/2035 | 951,912 |
5,175,000 | Texas City Independent School Dist, TX, GO, (PSF-GTD Insured) 4.00%, 08/15/2053(6) | 5,044,734 |
| Texas Department of Housing & Community Affairs, TX, Rev, (GNMA Insured) | |
1,685,000 | 3.00%, 01/01/2052 | 1,631,072 |
5,430,000 | 3.00%, 03/01/2052 | 5,252,547 |
1,695,000 | 3.50%, 03/01/2051 | 1,669,834 |
1,040,000 | 4.00%, 03/01/2050 | 1,040,773 |
620,000 | 4.75%, 03/01/2049 | 627,879 |
1,245,000 | Texas Municipal Gas Acquisition & Supply Corp. III, TX, Rev 5.00%, 12/15/2028 | 1,296,335 |
| Texas Natural Gas Securitization Finance Corp., TX, Rev | |
1,380,000 | 5.10%, 04/01/2035 | 1,448,748 |
1,150,000 | 5.17%, 04/01/2041 | 1,250,695 |
2,370,000 | Texas Water Dev Board, TX, Rev 4.80%, 10/15/2052 | 2,535,432 |
| White Settlement Independent School Dist, TX, GO, (PSF-GTD Insured) | |
4,985,000 | 4.00%, 08/15/2052 | 4,681,296 |
2,125,000 | 4.13%, 08/15/2052 | 2,039,177 |
| | | 165,846,960 |
| Virginia - 0.8% |
5,405,000 | Loudoun County Economic Dev Auth, VA, Rev 4.00%, 10/01/2052 | 5,398,373 |
| Washington - 0.4% |
| Washington State Housing Finance Commission, WA, Rev, (GNMA/FNMA/FHLMC Insured) | |
1,765,000 | 4.00%, 12/01/2048 | 1,760,954 |
925,000 | 4.00%, 06/01/2050 | 923,657 |
| | | 2,684,611 |
| Wisconsin - 0.1% |
650,000 | Wisconsin Health & Educational Facs Auth, WI, Rev 5.00%, 04/01/2033 | 695,816 |
| Wyoming - 0.1% |
735,000 | Wyoming Community Dev Auth, WY, Rev 4.00%, 06/01/2043 | 733,199 |
| Total Municipal Bonds (cost $555,503,928) | | $ 549,591,314 |
U.S. GOVERNMENT AGENCIES - 3.0% |
| Mortgage-Backed Agencies - 3.0% |
| Federal Home Loan Mortgage Corp. - 2.0% |
7,427,209 | 5.00%, 08/01/2052 | $ 7,375,485 |
6,612,741 | 5.00%, 11/01/2052 | 6,565,414 |
| | | 13,940,899 |
| Federal National Mortgage Association - 1.0% |
7,411,395 | 5.00%, 08/01/2052 | 7,359,780 |
| Total U.S. Government Agencies (cost $21,336,923) | | $ 21,300,679 |
Shares or Principal Amount | | Market Value† |
U.S. GOVERNMENT SECURITIES - 0.9% |
| U.S. Treasury Securities - 0.9% |
| U.S. Treasury Bonds - 0.7% |
$ 5,227,000 | 3.88%, 02/15/2043 | $ 5,276,003 |
| U.S. Treasury Notes - 0.2% |
1,652,000 | 3.63%, 03/31/2028 | 1,657,679 |
| Total U.S. Government Securities (cost $6,838,531) | | $ 6,933,682 |
| Total Long-Term Investments (cost $620,953,050) | | $ 612,814,631 |
SHORT-TERM INVESTMENTS - 19.1% |
| Other Investment Pools & Funds - 5.5% |
39,768,712 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(7) | $ 39,768,712 |
| U.S. Treasury Securities - 13.6% |
| U.S. Treasury Bills – 13.6 |
14,472,000 | 3.47%, 05/04/2023(8) | 14,466,499 |
1,386,000 | 4.27%, 02/22/2024(8) | 1,334,240 |
4,884,000 | 4.43%, 02/22/2024(8) | 4,701,607 |
1,575,000 | 4.49%, 02/22/2024(8) | 1,516,182 |
2,590,000 | 4.58%, 02/22/2024(8) | 2,493,276 |
2,286,000 | 4.61%, 02/22/2024(8) | 2,200,629 |
1,482,000 | 4.64%, 02/22/2024(8) | 1,426,655 |
2,001,000 | 4.64%, 02/22/2024(8) | 1,926,273 |
1,169,000 | 4.64%, 02/22/2024(8) | 1,125,344 |
2,203,000 | 4.68%, 02/22/2024(8) | 2,120,729 |
2,050,000 | 4.75%, 02/22/2024(8) | 1,973,443 |
3,359,000 | 4.77%, 02/22/2024(8) | 3,233,558 |
949,000 | 4.78%, 02/22/2024(8) | 913,559 |
1,391,000 | 4.79%, 02/22/2024(8) | 1,339,053 |
1,246,000 | 4.82%, 02/22/2024(8) | 1,199,468 |
1,179,000 | 4.39%, 01/25/2024(8) | 1,139,565 |
222,000 | 4.40%, 01/25/2024(8) | 214,575 |
3,124,000 | 4.61%, 01/25/2024(8) | 3,019,510 |
2,034,000 | 4.64%, 01/25/2024(8) | 1,965,968 |
3,964,000 | 4.66%, 01/25/2024(8) | 3,831,414 |
10,022,000 | 4.67%, 01/25/2024(8) | 9,686,789 |
3,111,000 | 4.72%, 01/25/2024(8) | 3,006,945 |
11,952,000 | 4.84%, 01/25/2024(8) | 11,552,235 |
441,000 | 4.85%, 01/25/2024(8) | 426,250 |
2,421,000 | 4.94%, 01/25/2024(8) | 2,340,023 |
9,991,000 | 4.95%, 01/25/2024(8) | 9,656,826 |
2,563,000 | 4.95%, 01/25/2024(8) | 2,477,274 |
543,000 | 4.98%, 01/25/2024(8) | 524,838 |
1,212,000 | 4.99%, 01/25/2024(8) | 1,171,461 |
3,244,000 | 5.02%, 01/25/2024(8) | 3,135,496 |
1,262,000 | 5.03%, 01/25/2024(8) | 1,219,789 |
| | | 97,339,473 |
| Total Short-Term Investments (cost $137,086,490) | $ 137,108,185 |
| Total Investments (cost $758,039,540) | 104.4% | $ 749,922,816 |
| Other Assets and Liabilities | (4.4)% | (31,613,537) |
| Total Net Assets | 100.0% | $ 718,309,279 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders Tax-Aware Bond Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2023, the aggregate value of these securities was $8,140,699, representing 1.1% of net assets. |
(2) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at April 30, 2023. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(3) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2023. Base lending rates may be subject to a floor or cap. |
(4) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
(5) | Security is a zero-coupon bond. |
(6) | This security, or a portion of this security, was purchased on a when-issued, delayed-delivery or delayed-draw basis. The cost of these securities was $35,565,428 at April 30, 2023. |
(7) | Current yield as of period end. |
(8) | The rate shown represents current yield to maturity. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Corporate Bonds | | $ 34,988,956 | | $ — | | $ 34,988,956 | | $ — |
Municipal Bonds | | 549,591,314 | | — | | 549,591,314 | | — |
U.S. Government Agencies | | 21,300,679 | | — | | 21,300,679 | | — |
U.S. Government Securities | | 6,933,682 | | — | | 6,933,682 | | — |
Short-Term Investments | | 137,108,185 | | 39,768,712 | | 97,339,473 | | — |
Total | | $ 749,922,816 | | $ 39,768,712 | | $ 710,154,104 | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US MidCap Opportunities Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.4% |
| Banks - 1.6% |
97,030 | Commerce Bancshares, Inc. | $ 5,419,126 |
137,137 | Fifth Third Bancorp | 3,592,989 |
119,731 | Glacier Bancorp, Inc. | 3,978,661 |
| | | 12,990,776 |
| Capital Goods - 13.8% |
252,938 | BWX Technologies, Inc. | 16,334,736 |
72,171 | Dover Corp. | 10,548,513 |
156,933 | Fortune Brands Innovations, Inc. | 10,151,996 |
190,081 | Hexcel Corp. | 13,701,038 |
73,143 | IDEX Corp. | 15,090,864 |
142,984 | Masco Corp. | 7,651,074 |
58,712 | Nordson Corp. | 12,699,993 |
33,189 | Snap-on, Inc. | 8,609,558 |
50,967 | Trane Technologies PLC | 9,470,178 |
132,207 | Trex Co., Inc.* | 7,226,435 |
| | | 111,484,385 |
| Commercial & Professional Services - 7.7% |
191,021 | Genpact Ltd. | 8,509,986 |
77,212 | Leidos Holdings, Inc. | 7,200,791 |
399,856 | Rentokil Initial PLC ADR | 15,850,292 |
80,265 | Robert Half International, Inc. | 5,859,345 |
66,794 | Verisk Analytics, Inc. | 12,965,383 |
83,228 | Waste Connections, Inc. | 11,581,176 |
| | | 61,966,973 |
| Consumer Discretionary Distribution & Retail - 3.1% |
47,706 | Burlington Stores, Inc.* | 9,198,194 |
166,141 | LKQ Corp. | 9,591,320 |
17,361 | Pool Corp. | 6,099,266 |
| | | 24,888,780 |
| Consumer Durables & Apparel - 1.4% |
114,730 | Garmin Ltd. | 11,263,044 |
| Consumer Services - 3.5% |
297,250 | Aramark | 10,314,575 |
45,509 | Churchill Downs, Inc. | 13,312,748 |
15,844 | Domino's Pizza, Inc. | 5,029,995 |
| | | 28,657,318 |
| Energy - 3.9% |
40,562 | Cheniere Energy, Inc. | 6,205,986 |
333,154 | Coterra Energy, Inc. | 8,528,743 |
59,125 | Diamondback Energy, Inc. | 8,407,575 |
104,866 | New Fortress Energy, Inc. | 3,176,391 |
23,598 | Pioneer Natural Resources Co. | 5,133,745 |
| | | 31,452,440 |
| Equity Real Estate Investment Trusts (REITs) - 3.0% |
71,916 | Alexandria Real Estate Equities, Inc. REIT | 8,930,529 |
220,831 | American Homes 4 Rent Class A, REIT | 7,344,839 |
380,565 | Brixmor Property Group, Inc. REIT | 8,117,451 |
| | | 24,392,819 |
| Financial Services - 3.1% |
222,315 | Nasdaq, Inc. | 12,309,582 |
50,919 | Raymond James Financial, Inc. | 4,609,697 |
141,818 | SEI Investments Co. | 8,354,498 |
| | | 25,273,777 |
| Food, Beverage & Tobacco - 1.5% |
45,157 | Hershey Co. | 12,330,571 |
| Health Care Equipment & Services - 7.4% |
21,865 | Chemed Corp. | 12,053,081 |
25,978 | Cooper Cos., Inc. | 9,909,308 |
199,651 | Encompass Health Corp. | 12,807,612 |
133,806 | Masimo Corp.* | 25,308,067 |
| | | 60,078,068 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.4% - (continued) |
| Insurance - 8.0% |
74,003 | Arthur J Gallagher & Co. | $ 15,397,064 |
130,032 | Assurant, Inc. | 16,010,840 |
82,601 | Globe Life, Inc. | 8,963,861 |
99,704 | Reinsurance Group of America, Inc. | 14,189,873 |
248,721 | Ryan Specialty Holdings, Inc.* | 10,162,740 |
| | | 64,724,378 |
| Materials - 4.0% |
93,682 | AptarGroup, Inc. | 11,102,254 |
229,280 | Berry Global Group, Inc. | 13,254,677 |
80,766 | International Flavors & Fragrances, Inc. | 7,831,071 |
| | | 32,188,002 |
| Media & Entertainment - 4.7% |
357,072 | Interpublic Group of Cos., Inc. | 12,758,183 |
169,190 | Match Group, Inc.* | 6,243,111 |
339,143 | Pinterest, Inc. Class A* | 7,800,289 |
92,477 | Take-Two Interactive Software, Inc.* | 11,493,966 |
| | | 38,295,549 |
| Pharmaceuticals, Biotechnology & Life Sciences - 3.8% |
161,281 | Catalent, Inc.* | 8,083,404 |
214,849 | Royalty Pharma PLC Class A | 7,551,942 |
40,999 | West Pharmaceutical Services, Inc. | 14,810,479 |
| | | 30,445,825 |
| Semiconductors & Semiconductor Equipment - 5.5% |
149,144 | Entegris, Inc. | 11,173,868 |
37,566 | First Solar, Inc.* | 6,858,800 |
120,795 | Microchip Technology, Inc. | 8,816,827 |
128,306 | ON Semiconductor Corp.* | 9,232,900 |
83,112 | Skyworks Solutions, Inc. | 8,801,561 |
| | | 44,883,956 |
| Software & Services - 8.8% |
153,036 | Amdocs Ltd. | 13,964,535 |
127,038 | Black Knight, Inc.* | 6,941,356 |
171,187 | Dolby Laboratories, Inc. Class A | 14,326,640 |
34,517 | EPAM Systems, Inc.* | 9,748,982 |
102,816 | PTC, Inc.* | 12,933,225 |
61,583 | VeriSign, Inc.* | 13,659,109 |
| | | 71,573,847 |
| Technology Hardware & Equipment - 5.4% |
59,818 | CDW Corp. | 10,144,535 |
198,210 | Ciena Corp.* | 9,125,588 |
46,180 | Motorola Solutions, Inc. | 13,456,852 |
26,408 | Teledyne Technologies, Inc.* | 10,943,475 |
| | | 43,670,450 |
| Utilities - 5.2% |
201,930 | Alliant Energy Corp. | 11,134,420 |
350,123 | CenterPoint Energy, Inc. | 10,668,248 |
172,785 | CMS Energy Corp. | 10,757,594 |
238,439 | FirstEnergy Corp. | 9,489,872 |
| | | 42,050,134 |
| Total Common Stocks (cost $584,083,290) | | $ 772,611,092 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US MidCap Opportunities Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
SHORT-TERM INVESTMENTS - 4.7% |
| Other Investment Pools & Funds - 4.7% |
37,702,659 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(1) | $ 37,702,659 |
| Total Short-Term Investments (cost $37,702,659) | $ 37,702,659 |
| Total Investments (cost $621,785,949) | 100.1% | $ 810,313,751 |
| Other Assets and Liabilities | (0.1)% | (521,507) |
| Total Net Assets | 100.0% | $ 809,792,244 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.
* | Non-income producing. |
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Banks | | $ 12,990,776 | | $ 12,990,776 | | $ — | | $ — |
Capital Goods | | 111,484,385 | | 111,484,385 | | — | | — |
Commercial & Professional Services | | 61,966,973 | | 61,966,973 | | — | | — |
Consumer Discretionary Distribution & Retail | | 24,888,780 | | 24,888,780 | | — | | — |
Consumer Durables & Apparel | | 11,263,044 | | 11,263,044 | | — | | — |
Consumer Services | | 28,657,318 | | 28,657,318 | | — | | — |
Energy | | 31,452,440 | | 31,452,440 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 24,392,819 | | 24,392,819 | | — | | — |
Financial Services | | 25,273,777 | | 25,273,777 | | — | | — |
Food, Beverage & Tobacco | | 12,330,571 | | 12,330,571 | | — | | — |
Health Care Equipment & Services | | 60,078,068 | | 60,078,068 | | — | | — |
Insurance | | 64,724,378 | | 64,724,378 | | — | | — |
Materials | | 32,188,002 | | 32,188,002 | | — | | — |
Media & Entertainment | | 38,295,549 | | 38,295,549 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 30,445,825 | | 30,445,825 | | — | | — |
Semiconductors & Semiconductor Equipment | | 44,883,956 | | 44,883,956 | | — | | — |
Software & Services | | 71,573,847 | | 71,573,847 | | — | | — |
Technology Hardware & Equipment | | 43,670,450 | | 43,670,450 | | — | | — |
Utilities | | 42,050,134 | | 42,050,134 | | — | | — |
Short-Term Investments | | 37,702,659 | | 37,702,659 | | — | | — |
Total | | $ 810,313,751 | | $ 810,313,751 | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US Small Cap Opportunities Fund
Schedule of Investments
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.2% |
| Automobiles & Components - 1.3% |
62,877 | Gentherm, Inc.* | $ 3,750,613 |
| Banks - 5.2% |
22,612 | Cambridge Bancorp | 1,167,910 |
199,880 | First BanCorp | 2,348,590 |
75,952 | First Merchants Corp. | 2,216,279 |
86,523 | Heritage Financial Corp. | 1,523,670 |
88,697 | Seacoast Banking Corp. of Florida | 1,968,186 |
32,982 | SouthState Corp. | 2,275,098 |
45,317 | TriCo Bancshares | 1,622,802 |
63,505 | United Community Banks, Inc. | 1,581,275 |
| | | 14,703,810 |
| Capital Goods - 14.7% |
40,658 | Albany International Corp. Class A | 3,708,416 |
102,117 | Array Technologies, Inc.* | 2,088,293 |
309,011 | Custom Truck One Source, Inc.* | 1,940,589 |
21,387 | EnPro Industries, Inc. | 2,016,152 |
37,335 | ESCO Technologies, Inc. | 3,493,436 |
75,797 | Hayward Holdings, Inc.* | 912,596 |
74,426 | Hexcel Corp. | 5,364,626 |
321,199 | Masterbrand, Inc.* | 2,592,076 |
37,633 | McGrath RentCorp | 3,344,821 |
148,733 | Primoris Services Corp. | 3,762,945 |
50,930 | Proto Labs, Inc.* | 1,465,256 |
25,534 | Simpson Manufacturing Co., Inc. | 3,211,667 |
16,226 | Standex International Corp. | 1,992,715 |
47,545 | V2X, Inc.* | 2,053,944 |
11,491 | Valmont Industries, Inc. | 3,338,825 |
| | | 41,286,357 |
| Commercial & Professional Services - 5.9% |
52,585 | ASGN, Inc.* | 3,764,560 |
124,718 | Interface, Inc. | 977,789 |
35,471 | Science Applications International Corp. | 3,619,106 |
71,977 | Stericycle, Inc.* | 3,285,750 |
55,068 | WNS Holdings Ltd. ADR* | 4,965,482 |
| | | 16,612,687 |
| Consumer Discretionary Distribution & Retail - 2.6% |
18,399 | Asbury Automotive Group, Inc.* | 3,559,471 |
106,169 | Valvoline, Inc. | 3,668,139 |
| | | 7,227,610 |
| Consumer Durables & Apparel - 5.4% |
13,369 | Cavco Industries, Inc.* | 4,013,641 |
31,557 | Oxford Industries, Inc. | 3,256,367 |
219,786 | Snap One Holdings Corp.*(1) | 2,145,111 |
99,947 | Sonos, Inc.* | 2,112,880 |
102,235 | Steven Madden Ltd. | 3,582,314 |
| | | 15,110,313 |
| Consumer Services - 0.2% |
176,674 | Sabre Corp.* | 706,696 |
| Consumer Staples Distribution & Retail - 1.3% |
110,767 | Chefs' Warehouse, Inc.* | 3,684,110 |
| Energy - 3.9% |
40,713 | Cactus, Inc. Class A | 1,648,062 |
98,328 | Delek U.S. Holdings, Inc. | 2,138,634 |
52,101 | Matador Resources Co. | 2,554,512 |
308,153 | Permian Resources Corp. | 3,220,199 |
176,199 | Solaris Oilfield Infrastructure, Inc. Class A | 1,353,208 |
| | | 10,914,615 |
| Equity Real Estate Investment Trusts (REITs) - 2.1% |
190,388 | Douglas Emmett, Inc. REIT | 2,452,197 |
56,145 | Terreno Realty Corp. REIT | 3,457,971 |
| | | 5,910,168 |
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.2% - (continued) |
| Financial Services - 3.8% |
195,338 | Compass Diversified Holdings | $ 3,723,142 |
45,841 | Encore Capital Group, Inc.* | 2,355,311 |
24,519 | Houlihan Lokey, Inc. | 2,240,546 |
310,652 | Perella Weinberg Partners | 2,454,151 |
| | | 10,773,150 |
| Food, Beverage & Tobacco - 3.5% |
50,421 | Darling Ingredients, Inc.* | 3,003,579 |
257,281 | Primo Water Corp. | 3,908,098 |
164,579 | Sovos Brands, Inc.* | 2,822,530 |
| | | 9,734,207 |
| Health Care Equipment & Services - 10.3% |
238,044 | Enhabit, Inc.* | 2,916,039 |
103,805 | Envista Holdings Corp.* | 3,995,454 |
45,766 | Haemonetics Corp.* | 3,831,072 |
41,348 | ICU Medical, Inc.* | 7,820,561 |
11,681 | Mesa Laboratories, Inc. | 1,945,003 |
123,285 | NeoGenomics, Inc.* | 1,802,427 |
163,895 | Neuronetics, Inc.* | 375,320 |
76,524 | Progyny, Inc.* | 2,543,658 |
34,822 | U.S. Physical Therapy, Inc. | 3,707,150 |
| | | 28,936,684 |
| Insurance - 5.1% |
48,711 | Axis Capital Holdings Ltd. | 2,754,120 |
95,167 | Kemper Corp. | 4,629,875 |
29,364 | Reinsurance Group of America, Inc. | 4,179,084 |
65,613 | Ryan Specialty Holdings, Inc.* | 2,680,947 |
| | | 14,244,026 |
| Materials - 7.9% |
39,150 | Ashland, Inc. | 3,978,032 |
38,481 | Balchem Corp. | 5,056,403 |
29,385 | Eagle Materials, Inc. | 4,355,151 |
192,223 | Element Solutions, Inc. | 3,488,847 |
29,037 | Materion Corp. | 3,144,997 |
84,159 | Mativ Holdings, Inc. | 1,630,160 |
73,701 | PureCycle Technologies, Inc.*(1) | 484,216 |
| | | 22,137,806 |
| Media & Entertainment - 3.1% |
62,439 | IAC, Inc.* | 3,232,467 |
378,799 | Stagwell, Inc.* | 2,356,130 |
177,898 | TEGNA, Inc. | 3,042,056 |
| | | 8,630,653 |
| Pharmaceuticals, Biotechnology & Life Sciences - 4.6% |
248,277 | Evolus, Inc.*(1) | 2,169,941 |
108,732 | FibroGen, Inc.* | 1,861,492 |
41,577 | Intra-Cellular Therapies, Inc.* | 2,584,011 |
46,283 | Natera, Inc.* | 2,347,474 |
38,795 | Pacira BioSciences, Inc.* | 1,757,801 |
59,415 | Syneos Health, Inc.* | 2,332,633 |
| | | 13,053,352 |
| Real Estate Management & Development - 1.0% |
175,041 | Kennedy-Wilson Holdings, Inc. | 2,937,188 |
| Semiconductors & Semiconductor Equipment - 2.1% |
78,317 | Allegro MicroSystems, Inc.* | 2,801,399 |
53,054 | MACOM Technology Solutions Holdings, Inc.* | 3,095,170 |
| | | 5,896,569 |
| Software & Services - 5.3% |
155,988 | Box, Inc. Class A* | 4,127,443 |
58,749 | CommVault Systems, Inc.* | 3,423,304 |
166,614 | LiveRamp Holdings, Inc.* | 4,013,731 |
52,963 | Perficient, Inc.* | 3,438,358 |
| | | 15,002,836 |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US Small Cap Opportunities Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Shares or Principal Amount | | Market Value† |
COMMON STOCKS - 95.2% - (continued) |
| Technology Hardware & Equipment - 2.8% |
52,235 | Ciena Corp.* | $ 2,404,899 |
49,431 | Lumentum Holdings, Inc.* | 2,385,046 |
345,010 | Viavi Solutions, Inc.* | 3,091,290 |
| | | 7,881,235 |
| Utilities - 3.1% |
19,699 | Chesapeake Utilities Corp. | 2,432,826 |
47,184 | ONE Gas, Inc. | 3,630,809 |
37,224 | SJW Group | 2,826,046 |
| | | 8,889,681 |
| Total Common Stocks (cost $233,808,929) | | $ 268,024,366 |
SHORT-TERM INVESTMENTS - 5.4% |
| Other Investment Pools & Funds - 4.8% |
13,401,050 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 4.25%(2) | $ 13,401,050 |
| Securities Lending Collateral - 0.6% |
268,543 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 4.77%(2) | 268,543 |
895,142 | HSBC U.S. Government Money Market Fund, Institutional Class, 4.77%(2) | 895,142 |
268,543 | Invesco Government & Agency Portfolio, Institutional Class, 4.80%(2) | 268,543 |
268,543 | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 4.78%(2) | 268,543 |
| | | 1,700,771 |
| Total Short-Term Investments (cost $15,101,821) | $ 15,101,821 |
| Total Investments (cost $248,910,750) | 100.6% | $ 283,126,187 |
| Other Assets and Liabilities | (0.6)% | (1,756,531) |
| Total Net Assets | 100.0% | $ 281,369,656 |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by Hartford Funds Management Company, LLC in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions. |
* | Non-income producing. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Hartford Schroders US Small Cap Opportunities Fund
Schedule of Investments – (continued)
April 30, 2023 (Unaudited)
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2023 in valuing the Fund’s investments.
Description | | Total | | Level 1 | | Level 2 | | Level 3(1) |
Assets | | | | | | | | |
Common Stocks | | | | | | | | |
Automobiles & Components | | $ 3,750,613 | | $ 3,750,613 | | $ — | | $ — |
Banks | | 14,703,810 | | 14,703,810 | | — | | — |
Capital Goods | | 41,286,357 | | 41,286,357 | | — | | — |
Commercial & Professional Services | | 16,612,687 | | 16,612,687 | | — | | — |
Consumer Discretionary Distribution & Retail | | 7,227,610 | | 7,227,610 | | — | | — |
Consumer Durables & Apparel | | 15,110,313 | | 15,110,313 | | — | | — |
Consumer Services | | 706,696 | | 706,696 | | — | | — |
Consumer Staples Distribution & Retail | | 3,684,110 | | 3,684,110 | | — | | — |
Energy | | 10,914,615 | | 10,914,615 | | — | | — |
Equity Real Estate Investment Trusts (REITs) | | 5,910,168 | | 5,910,168 | | — | | — |
Financial Services | | 10,773,150 | | 10,773,150 | | — | | — |
Food, Beverage & Tobacco | | 9,734,207 | | 9,734,207 | | — | | — |
Health Care Equipment & Services | | 28,936,684 | | 28,936,684 | | — | | — |
Insurance | | 14,244,026 | | 14,244,026 | | — | | — |
Materials | | 22,137,806 | | 22,137,806 | | — | | — |
Media & Entertainment | | 8,630,653 | | 8,630,653 | | — | | — |
Pharmaceuticals, Biotechnology & Life Sciences | | 13,053,352 | | 13,053,352 | | — | | — |
Real Estate Management & Development | | 2,937,188 | | 2,937,188 | | — | | — |
Semiconductors & Semiconductor Equipment | | 5,896,569 | | 5,896,569 | | — | | — |
Software & Services | | 15,002,836 | | 15,002,836 | | — | | — |
Technology Hardware & Equipment | | 7,881,235 | | 7,881,235 | | — | | — |
Utilities | | 8,889,681 | | 8,889,681 | | — | | — |
Short-Term Investments | | 15,101,821 | | 15,101,821 | | — | | — |
Total | | $ 283,126,187 | | $ 283,126,187 | | $ — | | $ — |
(1) | For the six-month period ended April 30, 2023, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
GLOSSARY: (abbreviations used in preceding Schedules of Investments)
Counterparty Abbreviations: |
BOA | Bank of America Securities LLC |
CBK | Citibank NA |
JPM | JP Morgan Chase & Co. |
MSC | Morgan Stanley |
SSG | State Street Global Markets LLC |
UBS | UBS AG |
Currency Abbreviations: |
BRL | Brazil Real |
CLP | Chile Peso |
CNY | China Yuan Renminbi |
COP | Colombia Peso |
CZK | Czech Republic Koruna |
EUR | Euro Member Countries |
GBP | British Pound |
HUF | Hungary Forint |
IDR | Indonesia Rupiah |
JPY | Japan Yen |
MXN | Mexican Peso |
MYR | Malaysia Ringgit |
PEN | Peru Nuevo Sol |
PLN | Poland Zloty |
RON | Romania New Leu |
THB | Thailand Baht |
USD | United States Dollar |
ZAR | South Africa Rand |
Index Abbreviations: |
CMT | Constant Maturity Treasury Index |
EAFE | Europe, Australasia and Far East |
S&P | Standard & Poor's |
Municipal Abbreviations: |
Auth | Authority |
Dev | Development |
Dist | District |
Facs | Facilities |
GO | General Obligation |
Redev | Redevelopment |
Rev | Revenue |
Other Abbreviations: |
ADR | American Depositary Receipt |
AGM | Assured Guaranty Municipal |
BAM | Build America Mutual Assurance Corp. |
Bhd | Berhad |
CLO | Collateralized Loan Obligation |
CMO | Collateralized Mortgage Obligation |
COLL | Collateral |
FHLMC | Federal Home Loan Mortgage Corp. |
FNMA | Federal National Mortgage Association |
GDR | Global Depositary Receipt |
GNMA | Government National Mortgage Association |
KGaA | Kommanditgesellschaft Auf Aktien |
LIBOR | London Interbank Offered Rate |
NATL | National Public Finance Guarantee Corp. |
NVDR | Non-Voting Depositary Receipt |
Nyrt | New York REIT Inc |
PJSC | Private Joint Stock Company |
PSF-GTD | Permanent School Fund Guaranteed |
PT | Perseroan Terbatas |
Q-SBLF | Qualified School Bond Loan Fund |
REIT | Real Estate Investment Trust |
SOFR | Secured Overnight Financing Rate |
ST APPROP | State Appropriation |
Tbk | Terbuka |
Statements of Assets and Liabilities
April 30, 2023 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Emerging Markets Equity Fund | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | $ 37,742,485 | | $ 59,599,392 | | $ 5,371,656,648 | | $ 25,700,491 | | $ 1,148,533 |
Cash collateral held for securities on loan | — | | — | | 623,520 | | 34,156 | | 1,032 |
Foreign currency | 59,369 | | 35,321 | | 22,823,750 | | 191,151 | | 526 |
Unrealized appreciation on foreign currency contracts | — | | — | | — | | 111,481 | | — |
Receivables: | | | | | | | | | |
From affiliates | 9,732 | | 15,455 | | — | | 14,038 | | 8,415 |
Investment securities sold | — | | 209,232 | | 31,203,908 | | 442,208 | | — |
Fund shares sold | 2,709 | | 30 | | 4,238,737 | | 3,946 | | — |
Dividends and interest | 2,431 | | 137,766 | | 11,923,927 | | 482,941 | | 5,280 |
Securities lending income | — | | 52 | | 359,864 | | 1,139 | | — |
Tax reclaims | — | | 556 | | 71,511 | | 30,358 | | 1,440 |
Other assets | 67,799 | | 52,823 | | 185,833 | | 60,187 | | 28,702 |
Total assets | 37,884,525 | | 60,050,627 | | 5,443,087,698 | | 27,072,096 | | 1,193,928 |
Liabilities: | | | | | | | | | |
Due to custodian | — | | 15 | | — | | — | | — |
Unrealized depreciation on foreign currency contracts | — | | — | | — | | 152,196 | | — |
Obligation to return securities lending collateral | — | | — | | 12,470,400 | | 683,110 | | 20,627 |
Payables: | | | | | | | | | |
Investment securities purchased | — | | 237,281 | | 59,199,419 | | 472,228 | | — |
Fund shares redeemed | 650 | | 500 | | 2,881,529 | | 68,656 | | — |
Investment management fees | 28,533 | | 41,708 | | 4,476,619 | | 15,890 | | 613 |
Transfer agent fees | 3,051 | | — | | 563,975 | | 2,313 | | 178 |
Accounting services fees | 2,950 | | 1,753 | | 336,084 | | 2,284 | | 72 |
Board of Directors' fees | 474 | | — | | 22,516 | | 122 | | — |
Foreign taxes | — | | 16,105 | | 8,205,358 | | 1,090 | | — |
Distribution fees | 75 | | — | | 3,806 | | — | | — |
Accrued expenses | 16,140 | | 24,599 | | 249,785 | | 17,050 | | 14,955 |
Total liabilities | 51,873 | | 321,961 | | 88,409,491 | | 1,414,939 | | 36,445 |
Net assets | $ 37,832,652 | | $ 59,728,666 | | $ 5,354,678,207 | | $ 25,657,157 | | $ 1,157,483 |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | $ 59,282,151 | | $ 58,608,813 | | $ 5,788,792,925 | | $ 45,987,722 | | $ 1,020,096 |
Distributable earnings (loss) | (21,449,499) | | 1,119,853 | | (434,114,718) | | (20,330,565) | | 137,387 |
Net assets | $ 37,832,652 | | $ 59,728,666 | | $ 5,354,678,207 | | $ 25,657,157 | | $ 1,157,483 |
Shares authorized | 300,000,000 | | 650,000,000 | | 1,425,000,000 | | 500,000,000 | | 100,000,000 |
Par value | $ 0.0001 | | $ 0.0001 | | $ 0.0001 | | $ 0.0001 | | $ — |
Class A: Net asset value per share | $ 11.99 | | $ 7.79 | | $ 15.15 | | $ 6.78 | | $ — |
Maximum offering price per share | 12.69 | | 8.24 | | 16.03 | | 7.10 | | — |
Shares outstanding | 134,300 | | 3,308 | | 5,860,854 | | 153,174 | | — |
Net Assets | $ 1,610,811 | | $ 25,783 | | $ 88,816,762 | | $ 1,038,798 | | $ — |
Class C: Net asset value per share | $ 11.86 | | $ 7.75 | | $ 14.94 | | $ 6.76 | | $ — |
Shares outstanding | 12,715 | | 1,780 | | 294,742 | | 19,390 | | — |
Net Assets | $ 150,843 | | $ 13,787 | | $ 4,402,931 | | $ 131,054 | | $ — |
Class I: Net asset value per share | $ 12.01 | | $ 7.80 | | $ 15.08 | | $ 6.77 | | $ 11.34 |
Shares outstanding | 625,765 | | 29,464 | | 121,636,536 | | 529,992 | | 51,035 |
Net Assets | $ 7,516,598 | | $ 229,694 | | $ 1,833,983,770 | | $ 3,587,385 | | $ 578,736 |
Class R3: Net asset value per share | $ — | | $ — | | $ 15.00 | | $ 6.79 | | $ — |
Shares outstanding | — | | — | | 6,402 | | 4,579 | | — |
Net Assets | $ — | | $ — | | $ 96,044 | | $ 31,097 | | $ — |
Class R4: Net asset value per share | $ — | | $ — | | $ 15.13 | | $ 6.78 | | $ — |
Shares outstanding | — | | — | | 380,319 | | 1,470 | | — |
Net Assets | $ — | | $ — | | $ 5,753,165 | | $ 9,963 | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Emerging Markets Equity Fund | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund |
Class R5: Net asset value per share | $ — | | $ — | | $ 15.08 | | $ 6.77 | | $ — |
Shares outstanding | — | | — | | 24,880 | | 1,488 | | — |
Net Assets | $ — | | $ — | | $ 375,186 | | $ 10,069 | | $ — |
Class Y: Net asset value per share | $ 12.03 | | $ 7.80 | | $ 15.20 | | $ 6.77 | | $ — |
Shares outstanding | 22,442 | | 1,530 | | 6,932,949 | | 423,044 | | — |
Net Assets | $ 269,962 | | $ 11,934 | | $ 105,413,238 | | $ 2,862,975 | | $ — |
Class F: Net asset value per share | $ 12.03 | | $ 7.78 | | $ 15.08 | | $ 6.31 | | $ — |
Shares outstanding | 2,100,274 | | 1,969,899 | | 51,035,765 | | 1,710 | | — |
Net Assets | $ 25,274,300 | | $ 15,320,172 | | $ 769,523,075 | | $ 10,787 | | $ — |
Class SDR: Net asset value per share | $ 12.04 | | $ 7.78 | | $ 15.11 | | $ 6.77 | | $ 11.34 |
Shares outstanding | 250,000 | | 5,674,440 | | 168,545,542 | | 2,655,471 | | 51,046 |
Net Assets | $ 3,010,138 | | $ 44,127,296 | | $ 2,546,314,036 | | $ 17,975,029 | | $ 578,747 |
Cost of investments | $ 40,351,875 | | $ 57,142,756 | | $ 4,734,974,081 | | $ 26,942,694 | | $ 1,037,490 |
Cost of foreign currency | $ 59,353 | | $ 35,307 | | $ 22,822,387 | | $ 190,209 | | $ 521 |
(1) Includes Investment in securities on loan, at market value | $ — | | $ 12,012 | | $ 12,162,931 | | $ 659,379 | | $ 19,410 |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable Core Bond Fund | | Hartford Schroders Sustainable International Core Fund | | Hartford Schroders Tax-Aware Bond Fund |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | $ 2,454,639,715 | | $ 4,702,546,921 | | $ 208,908,725 | | $ 1,109,514 | | $ 749,922,816 |
Cash | — | | — | | 510 | | — | | — |
Cash collateral due from broker on futures contracts | 962,625 | | — | | 48,815 | | — | | — |
Cash collateral held for securities on loan | 974,679 | | — | | — | | — | | — |
Foreign currency | 23,774,636 | | 29,222 | | — | | 171 | | — |
Unrealized appreciation on foreign currency contracts | 548,313 | | — | | — | | — | | — |
Receivables: | | | | | | | | | |
From affiliates | — | | — | | 12,468 | | 8,614 | | 37,838 |
Investment securities sold | 61,862,476 | | — | | 3,370,224 | | — | | — |
Fund shares sold | 2,123,611 | | 11,020,847 | | 5,086 | | — | | 6,249,448 |
Dividends and interest | 14,286,839 | | 9,426,473 | | 1,541,965 | | 5,202 | | 5,426,232 |
Securities lending income | 110,173 | | 3,873 | | — | | — | | — |
Variation margin on futures contracts | — | | — | | 5,938 | | — | | — |
Tax reclaims | 3,412,801 | | 7,935,801 | | — | | 111 | | — |
Other assets | 97,506 | | 196,950 | | 56,639 | | 28,652 | | 103,337 |
Total assets | 2,562,793,374 | | 4,731,160,087 | | 213,950,370 | | 1,152,264 | | 761,739,671 |
Liabilities: | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | 1,082,501 | | — | | — | | — | | — |
Obligation to return securities lending collateral | 19,493,576 | | — | | — | | — | | — |
Payables: | | | | | | | | | |
Investment securities purchased | 56,758,317 | | — | | 3,584,847 | | 19,317 | | 42,660,152 |
Fund shares redeemed | 3,013,430 | | 6,155,846 | | 3,756 | | — | | 424,496 |
Investment management fees | 1,412,844 | | 2,493,608 | | 53,949 | | 572 | | 257,649 |
Transfer agent fees | 198,626 | | 393,166 | | 2,564 | | 185 | | 33,762 |
Accounting services fees | 148,819 | | 241,113 | | 12,584 | | 72 | | 33,718 |
Board of Directors' fees | 8,662 | | 9,878 | | 386 | | — | | — |
Variation margin on futures contracts | 30,063 | | — | | — | | — | | — |
Foreign taxes | 20,602 | | 1,875,629 | | — | | 269 | | — |
Distribution fees | 6,560 | | 12,257 | | — | | — | | 2,727 |
Accrued expenses | 102,551 | | 15,618 | | 12,070 | | 14,912 | | 17,888 |
Total liabilities | 82,276,551 | | 11,197,115 | | 3,670,156 | | 35,327 | | 43,430,392 |
Net assets | $ 2,480,516,823 | | $ 4,719,962,972 | | $ 210,280,214 | | $ 1,116,937 | | $ 718,309,279 |
Summary of Net Assets: | | | | | | | | | |
Capital stock and paid-in-capital | $ 2,592,642,521 | | $ 4,616,618,182 | | $ 231,049,205 | | $ 1,058,684 | | $ 743,304,565 |
Distributable earnings (loss) | (112,125,698) | | 103,344,790 | | (20,768,991) | | 58,253 | | (24,995,286) |
Net assets | $ 2,480,516,823 | | $ 4,719,962,972 | | $ 210,280,214 | | $ 1,116,937 | | $ 718,309,279 |
Shares authorized | 865,000,000 | | 900,000,000 | | 375,000,000 | | 100,000,000 | | 360,000,000 |
Par value | $ 0.0001 | | $ 0.0001 | | $ — | | $ — | | $ 0.0001 |
Class A: Net asset value per share | $ 9.32 | | $ 16.70 | | $ — | | $ — | | $ 10.21 |
Maximum offering price per share | 9.86 | | 17.67 | | — | | — | | 10.69 |
Shares outstanding | 12,094,007 | | 16,264,825 | | — | | — | | 6,074,381 |
Net Assets | $ 112,738,328 | | $ 271,547,065 | | $ — | | $ — | | $ 62,009,202 |
Class C: Net asset value per share | $ 9.27 | | $ 15.80 | | $ — | | $ — | | $ 10.23 |
Shares outstanding | 1,099,836 | | 1,221,694 | | — | | — | | 504,305 |
Net Assets | $ 10,192,205 | | $ 19,298,545 | | $ — | | $ — | | $ 5,159,669 |
Class I: Net asset value per share | $ 9.31 | | $ 16.14 | | $ 8.79 | | $ 10.57 | | $ 10.21 |
Shares outstanding | 74,186,566 | | 157,072,413 | | 108,107 | | 55,066 | | 47,981,796 |
Net Assets | $ 691,041,139 | | $ 2,534,487,200 | | $ 950,519 | | $ 581,944 | | $ 490,016,729 |
Class R3: Net asset value per share | $ 9.29 | | $ 16.03 | | $ 8.85 | | $ — | | $ — |
Shares outstanding | 1,719,640 | | 179,773 | | 1,005 | | — | | — |
Net Assets | $ 15,982,690 | | $ 2,881,998 | | $ 8,890 | | $ — | | $ — |
Class R4: Net asset value per share | $ 9.30 | | $ 16.10 | | $ 8.81 | | $ — | | $ — |
Shares outstanding | 586,197 | | 312,923 | | 1,010 | | — | | — |
Net Assets | $ 5,449,826 | | $ 5,037,551 | | $ 8,896 | | $ — | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable Core Bond Fund | | Hartford Schroders Sustainable International Core Fund | | Hartford Schroders Tax-Aware Bond Fund |
Class R5: Net asset value per share | $ 9.31 | | $ 16.14 | | $ 8.79 | | $ — | | $ — |
Shares outstanding | 1,794,015 | | 1,884,463 | | 1,015 | | — | | — |
Net Assets | $ 16,697,675 | | $ 30,417,324 | | $ 8,917 | | $ — | | $ — |
Class Y: Net asset value per share | $ 9.31 | | $ 16.18 | | $ 8.78 | | $ — | | $ 10.21 |
Shares outstanding | 34,561,966 | | 9,461,160 | | 614,673 | | — | | 26,410 |
Net Assets | $ 321,783,552 | | $ 153,090,419 | | $ 5,398,306 | | $ — | | $ 269,778 |
Class F: Net asset value per share | $ 9.32 | | $ 16.15 | | $ 8.79 | | $ — | | $ 10.22 |
Shares outstanding | 60,175,678 | | 61,123,702 | | 11,889,618 | | — | | 11,076,304 |
Net Assets | $ 560,805,527 | | $ 987,312,215 | | $ 104,481,950 | | $ — | | $ 113,153,493 |
Class SDR: Net asset value per share | $ 9.30 | | $ 16.14 | | $ 8.78 | | $ 10.57 | | $ 10.21 |
Shares outstanding | 80,155,657 | | 44,358,630 | | 11,326,935 | | 50,631 | | 4,673,681 |
Net Assets | $ 745,825,881 | | $ 715,890,655 | | $ 99,422,736 | | $ 534,993 | | $ 47,700,408 |
Cost of investments | $ 2,251,739,391 | | $ 4,310,775,957 | | $ 214,893,850 | | $ 1,052,704 | | $ 758,039,540 |
Cost of foreign currency | $ 23,759,528 | | $ 29,880 | | $ — | | $ 170 | | $ — |
(1) Includes Investment in securities on loan, at market value | $ 25,911,208 | | $ — | | $ — | | $ — | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
Assets: | | | |
Investments in securities, at market value(1) | $ 810,313,751 | | $ 283,126,187 |
Cash collateral held for securities on loan | — | | 89,514 |
Receivables: | | | |
From affiliates | — | | 4,762 |
Investment securities sold | — | | 232,475 |
Fund shares sold | 1,008,217 | | 181,147 |
Dividends and interest | 381,743 | | 46,545 |
Securities lending income | — | | 776 |
Other assets | 94,933 | | 70,725 |
Total assets | 811,798,644 | | 283,752,131 |
Liabilities: | | | |
Obligation to return securities lending collateral | — | | 1,790,285 |
Payables: | | | |
Investment securities purchased | 753,201 | | 144,678 |
Fund shares redeemed | 575,584 | | 141,852 |
Investment management fees | 498,352 | | 211,014 |
Transfer agent fees | 92,569 | | 46,402 |
Accounting services fees | 53,481 | | 24,707 |
Board of Directors' fees | 2,448 | | 1,220 |
Distribution fees | 9,512 | | 1,934 |
Accrued expenses | 21,253 | | 20,383 |
Total liabilities | 2,006,400 | | 2,382,475 |
Net assets | $ 809,792,244 | | $ 281,369,656 |
Summary of Net Assets: | | | |
Capital stock and paid-in-capital | $ 608,253,747 | | $ 241,289,827 |
Distributable earnings (loss) | 201,538,497 | | 40,079,829 |
Net assets | $ 809,792,244 | | $ 281,369,656 |
Shares authorized | 500,000,000 | | 500,000,000 |
Par value | $ 0.0001 | | $ 0.0001 |
Class A: Net asset value per share | $ 16.30 | | $ 25.55 |
Maximum offering price per share | 17.25 | | 27.04 |
Shares outstanding | 7,440,651 | | 1,267,790 |
Net Assets | $ 121,259,543 | | $ 32,392,869 |
Class C: Net asset value per share | $ 16.15 | | $ 25.47 |
Shares outstanding | 2,430,863 | | 222,194 |
Net Assets | $ 39,268,072 | | $ 5,659,105 |
Class I: Net asset value per share | $ 17.15 | | $ 27.30 |
Shares outstanding | 25,393,770 | | 5,797,919 |
Net Assets | $ 435,414,161 | | $ 158,272,761 |
Class R3: Net asset value per share | $ 16.66 | | $ 26.49 |
Shares outstanding | 112,389 | | 38,504 |
Net Assets | $ 1,872,939 | | $ 1,019,953 |
Class R4: Net asset value per share | $ 17.01 | | $ 26.99 |
Shares outstanding | 35,705 | | 23,822 |
Net Assets | $ 607,352 | | $ 642,920 |
Class R5: Net asset value per share | $ 17.12 | | $ 27.29 |
Shares outstanding | 38,295 | | 17,108 |
Net Assets | $ 655,512 | | $ 466,799 |
Class Y: Net asset value per share | $ 17.13 | | $ 27.31 |
Shares outstanding | 3,996,246 | | 1,169,498 |
Net Assets | $ 68,466,195 | | $ 31,937,367 |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2023 (Unaudited)
| Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
Class F: Net asset value per share | $ 17.15 | | $ 27.39 |
Shares outstanding | 5,995,036 | | 574,642 |
Net Assets | $ 102,815,816 | | $ 15,742,209 |
Class SDR: Net asset value per share | $ 17.19 | | $ 27.43 |
Shares outstanding | 2,294,326 | | 1,284,577 |
Net Assets | $ 39,432,654 | | $ 35,235,673 |
Cost of investments | $ 621,785,949 | | $ 248,910,750 |
(1) Includes Investment in securities on loan, at market value | $ — | | $ 1,775,127 |
The accompanying notes are an integral part of these financial statements.
Statements of Operations
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Emerging Markets Equity Fund | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund |
Investment Income: | | | | | | | | | |
Dividends | $ 93,224 | | $ 778,023 | | $ 69,741,697 | | $ — | | $ 18,926 |
Interest | 12,912 | | 26,811 | | 1,905,559 | | 1,122,594 | | 538 |
Securities lending | — | | 1,587 | | 416,141 | | 5,827 | | — |
Less: Foreign tax withheld | (9,900) | | (76,244) | | (7,411,491) | | (4,826) | | (2,331) |
Total investment income, net | 96,236 | | 730,177 | | 64,651,906 | | 1,123,595 | | 17,133 |
Expenses: | | | | | | | | | |
Investment management fees | 191,222 | | 213,500 | | 26,763,498 | | 102,093 | | 3,408 |
Transfer agent fees | | | | | | | | | |
Class A | 533 | | 13 | | 96,802 | | 1,080 | | — |
Class C | 118 | | 9 | | 2,381 | | 94 | | — |
Class I | 5,937 | | 44 | | 1,767,887 | | 4,180 | | 230 |
Class R3 | — | | — | | 89 | | 32 | | — |
Class R4 | — | | — | | 3,813 | | 7 | | — |
Class R5 | — | | — | | 188 | | 5 | | — |
Class Y | 106 | | 6 | | 57,683 | | 822 | | — |
Class F | 153 | | 36 | | 1,923 | | — | | — |
Class SDR | 57 | | 108 | | 3,857 | | 192 | | 9 |
Distribution fees | | | | | | | | | |
Class A | 1,016 | | 23 | | 106,803 | | 1,318 | | — |
Class C | 762 | | 54 | | 22,453 | | 594 | | — |
Class R3 | — | | — | | 227 | | 74 | | — |
Class R4 | — | | — | | 7,107 | | 13 | | — |
Custodian fees | 12,318 | | 31,391 | | 612,676 | | 5,994 | | 3,822 |
Registration and filing fees | 43,733 | | 55,822 | | 240,296 | | 57,777 | | 25,344 |
Accounting services fees | 4,249 | | 2,400 | | 382,575 | | 2,827 | | 88 |
Board of Directors' fees | 782 | | 375 | | 72,753 | | 406 | | 11 |
Audit and tax fees | 13,975 | | 13,490 | | 32,293 | | 15,856 | | 13,041 |
Other expenses | 7,217 | | 4,948 | | 277,976 | | 8,451 | | 3,433 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 282,178 | | 322,219 | | 30,453,280 | | 201,815 | | 49,386 |
Expense waivers | (61,728) | | (95,837) | | — | | (82,614) | | (45,705) |
Transfer agent fee waivers | — | | — | | (30,288) | | — | | — |
Distribution fee reimbursements | (890) | | (17) | | (66) | | (96) | | — |
Total waivers, reimbursements and fees paid indirectly | (62,618) | | (95,854) | | (30,354) | | (82,710) | | (45,705) |
Total expenses | 219,560 | | 226,365 | | 30,422,926 | | 119,105 | | 3,681 |
Net Investment Income (Loss) | (123,324) | | 503,812 | | 34,228,980 | | 1,004,490 | | 13,452 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | |
Investments | (10,479,710) | | (696,784) | | (312,107,198) | | (1,357,541) | | 22,214 |
Less: Foreign taxes paid on realized capital gains | — | | (3,506) | | (4,419,989) | | (983) | | — |
Futures contracts | — | | 327,953 | | — | | (8,214) | | — |
Swap contracts | — | | — | | — | | (20,601) | | — |
Foreign currency contracts | — | | 14,933 | | — | | 162,427 | | — |
Other foreign currency transactions | (45,087) | | (75,399) | | (1,829,454) | | 4,870 | | 144 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | (10,524,797) | | (432,803) | | (318,356,641) | | (1,220,042) | | 22,358 |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | |
Investments* | 19,531,080 | | 4,543,636 | | 1,064,361,090 | | 3,697,811 | | 246,462 |
Foreign currency contracts | — | | — | | — | | (133,266) | | — |
Translation of other assets and liabilities in foreign currencies | 422 | | (72) | | (10,474) | | 12,213 | | 66 |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 19,531,502 | | 4,543,564 | | 1,064,350,616 | | 3,576,758 | | 246,528 |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 9,006,705 | | 4,110,761 | | 745,993,975 | | 2,356,716 | | 268,886 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 8,883,381 | | $ 4,614,573 | | $ 780,222,955 | | $ 3,361,206 | | $ 282,338 |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| Hartford Schroders China A Fund | | Hartford Schroders Diversified Emerging Markets Fund | | Hartford Schroders Emerging Markets Equity Fund | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | Hartford Schroders International Contrarian Value Fund |
* Includes change in unrealized appreciation (depreciation) on deferred capital gains tax | $ — | | $ (12,924) | | $ 5,480,263 | | $ (944) | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable Core Bond Fund | | Hartford Schroders Sustainable International Core Fund | | Hartford Schroders Tax-Aware Bond Fund |
Investment Income: | | | | | | | | | |
Dividends | $ 46,803,150 | | $ 52,959,251 | | $ — | | $ 16,222 | | $ — |
Interest | 581,062 | | — | | 3,480,927 | | 1,257 | | 9,946,600 |
Securities lending | 403,321 | | 373,492 | | — | | — | | — |
Less: Foreign tax withheld | (5,141,038) | | (5,135,322) | | — | | (2,025) | | — |
Total investment income, net | 42,646,495 | | 48,197,421 | | 3,480,927 | | 15,454 | | 9,946,600 |
Expenses: | | | | | | | | | |
Investment management fees | 8,197,720 | | 13,553,449 | | 277,081 | | 3,280 | | 1,201,014 |
Transfer agent fees | | | | | | | | | |
Class A | 63,344 | | 127,708 | | — | | — | | 11,405 |
Class C | 5,747 | | 8,693 | | — | | — | | 2,523 |
Class I | 361,603 | | 986,757 | | 380 | | 233 | | 121,765 |
Class R3 | 14,950 | | 2,058 | | 9 | | — | | — |
Class R4 | 3,984 | | 3,261 | | 7 | | — | | — |
Class R5 | 7,491 | | 12,423 | | 5 | | — | | — |
Class Y | 144,913 | | 79,329 | | 2,333 | | — | | 143 |
Class F | 4,572 | | 2,575 | | 621 | | — | | 271 |
Class SDR | 13,112 | | 9,228 | | 235 | | 9 | | 551 |
Distribution fees | | | | | | | | | |
Class A | 133,664 | | 306,635 | | — | | — | | 60,452 |
Class C | 51,719 | | 88,455 | | — | | — | | 24,281 |
Class R3 | 37,933 | | 6,366 | | 21 | | — | | — |
Class R4 | 6,409 | | 5,345 | | 11 | | — | | — |
Custodian fees | 105,587 | | 48,543 | | 1,585 | | 4,880 | | 4,206 |
Registration and filing fees | 119,988 | | 196,439 | | 55,472 | | 25,344 | | 84,809 |
Accounting services fees | 169,843 | | 275,019 | | 14,786 | | 87 | | 39,381 |
Board of Directors' fees | 31,151 | | 50,774 | | 2,174 | | 11 | | 5,891 |
Audit and tax fees | 28,673 | | 16,986 | | 8,123 | | 13,041 | | 15,330 |
Other expenses | 102,238 | | 184,280 | | 11,366 | | 3,433 | | 20,043 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 9,604,641 | | 15,964,323 | | 374,209 | | 50,318 | | 1,592,065 |
Expense waivers | — | | — | | (78,264) | | (46,776) | | (223,114) |
Transfer agent fee waivers | (704) | | — | | — | | — | | — |
Distribution fee reimbursements | (3,684) | | (186) | | (32) | | — | | (58) |
Total waivers, reimbursements and fees paid indirectly | (4,388) | | (186) | | (78,296) | | (46,776) | | (223,172) |
Total expenses | 9,600,253 | | 15,964,137 | | 295,913 | | 3,542 | | 1,368,893 |
Net Investment Income (Loss) | 33,046,242 | | 32,233,284 | | 3,185,014 | | 11,912 | | 8,577,707 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | | | | | | | |
Investments | (16,074,678) | | (25,586,908) | | (2,140,477) | | 2,769 | | (4,755,528) |
Futures contracts | 1,289,983 | | — | | (14,163) | | (496) | | — |
Foreign currency contracts | (12,818,115) | | — | | — | | — | | — |
Other foreign currency transactions | (12,980) | | 814,022 | | — | | 31 | | — |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | (27,615,790) | | (24,772,886) | | (2,154,640) | | 2,304 | | (4,755,528) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | | | | | | | |
Investments* | 378,040,633 | | 829,565,269 | | 9,933,823 | | 196,023 | | 35,107,364 |
Futures contracts | 659,360 | | — | | (40,131) | | (437) | | — |
Foreign currency contracts | 2,484,408 | | — | | — | | — | | — |
Translation of other assets and liabilities in foreign currencies | 424,630 | | 426,683 | | — | | 163 | | — |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 381,609,031 | | 829,991,952 | | 9,893,692 | | 195,749 | | 35,107,364 |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 353,993,241 | | 805,219,066 | | 7,739,052 | | 198,053 | | 30,351,836 |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 387,039,483 | | $ 837,452,350 | | $ 10,924,066 | | $ 209,965 | | $ 38,929,543 |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| Hartford Schroders International Multi-Cap Value Fund | | Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable Core Bond Fund | | Hartford Schroders Sustainable International Core Fund | | Hartford Schroders Tax-Aware Bond Fund |
* Includes change in unrealized appreciation (depreciation) on deferred capital gains tax | $ (13,570) | | $ (1,460,418) | | $ — | | $ (269) | | $ — |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For the Six-Month Period Ended April 30, 2023 (Unaudited)
| Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
Investment Income: | | | |
Dividends | $ 5,688,310 | | $ 1,673,244 |
Interest | 812,517 | | 260,715 |
Securities lending | 23 | | 5,087 |
Less: Foreign tax withheld | (6,329) | | (11,899) |
Total investment income, net | 6,494,521 | | 1,927,147 |
Expenses: | | | |
Investment management fees | 2,889,975 | | 1,330,669 |
Transfer agent fees | | | |
Class A | 61,699 | | 22,945 |
Class C | 21,801 | | 4,544 |
Class I | 183,781 | | 87,543 |
Class R3 | 1,929 | | 1,055 |
Class R4 | 474 | | 520 |
Class R5 | 149 | | 255 |
Class Y | 33,186 | | 17,870 |
Class F | 736 | | 199 |
Class SDR | 682 | | 715 |
Distribution fees | | | |
Class A | 146,715 | | 41,144 |
Class C | 201,350 | | 30,823 |
Class R3 | 4,677 | | 2,532 |
Class R4 | 732 | | 805 |
Custodian fees | 4,386 | | 4,755 |
Registration and filing fees | 72,573 | | 60,571 |
Accounting services fees | 61,783 | | 28,580 |
Board of Directors' fees | 9,890 | | 3,994 |
Audit and tax fees | 12,153 | | 11,900 |
Other expenses | 46,169 | | 23,299 |
Total expenses (before waivers, reimbursements and fees paid indirectly) | 3,754,840 | | 1,674,718 |
Expense waivers | — | | (25,419) |
Distribution fee reimbursements | (610) | | (430) |
Total waivers, reimbursements and fees paid indirectly | (610) | | (25,849) |
Total expenses | 3,754,230 | | 1,648,869 |
Net Investment Income (Loss) | 2,740,291 | | 278,278 |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions on: | | | |
Investments | 15,032,458 | | 7,768,446 |
Other foreign currency transactions | 8 | | — |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 15,032,466 | | 7,768,446 |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions of: | | | |
Investments | 24,387,350 | | (10,314,698) |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | 24,387,350 | | (10,314,698) |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | 39,419,816 | | (2,546,252) |
Net Increase (Decrease) in Net Assets Resulting from Operations | $ 42,160,107 | | $ (2,267,974) |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets
| Hartford Schroders China A Fund | | Hartford Schroders Diversified Emerging Markets Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ (123,324) | | $ 290,390 | | $ 503,812 | | $ 176,917 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (10,524,797) | | (7,543,646) | | (432,803) | | (1,195,729) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 19,531,502 | | (22,881,257) | | 4,543,564 | | (2,174,653) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 8,883,381 | | (30,134,513) | | 4,614,573 | | (3,193,465) |
Distributions to Shareholders: | | | | | | | |
Class A | (1,337) | | (10,069) | | (35) | | — |
Class C | — | | (2,700) | | — | | — |
Class I | (52,031) | | (104,164) | | (699) | | — |
Class Y | (1,018) | | (39,890) | | (72) | | — |
Class F | (188,805) | | (899,258) | | (122,695) | | — |
Class SDR | (21,811) | | (52,837) | | (231,501) | | (50,976) |
Total distributions | (265,002) | | (1,108,918) | | (355,002) | | (50,976) |
Capital Share Transactions: | | | | | | | |
Sold | 3,268,516 | | 29,473,307 | | 60,090,089 | | 58,666 |
Issued on reinvestment of distributions | 242,908 | | 1,053,228 | | 203,834 | | 25,504 |
Redeemed | (30,226,521) | | (22,346,182) | | (11,719,280) | | (50,000) |
Net increase (decrease) from capital share transactions | (26,715,097) | | 8,180,353 | | 48,574,643 | | 34,170 |
Net Increase (Decrease) in Net Assets | (18,096,718) | | (23,063,078) | | 52,834,214 | | (3,210,271) |
Net Assets: | | | | | | | |
Beginning of period | 55,929,370 | | 78,992,448 | | 6,894,452 | | 10,104,723 |
End of period | $ 37,832,652 | | $ 55,929,370 | | $ 59,728,666 | | $ 6,894,452 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders Emerging Markets Equity Fund | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 34,228,980 | | $ 103,203,016 | | $ 1,004,490 | | $ 1,921,754 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (318,356,641) | | (468,356,186) | | (1,220,042) | | (5,776,713) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 1,064,350,616 | | (2,069,647,379) | | 3,576,758 | | (4,623,565) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 780,222,955 | | (2,434,800,549) | | 3,361,206 | | (8,478,524) |
Distributions to Shareholders: | | | | | | | |
Class A | (1,268,980) | | (151,824) | | (28,034) | | (54,191) |
Class C | (22,296) | | (23,946) | | (3,042) | | (3,458) |
Class I | (33,753,249) | | (27,092,330) | | (211,016) | | (579,078) |
Class R3 | (1,251) | | (703) | | (771) | | (1,290) |
Class R4 | (90,398) | | (51,898) | | (264) | | (463) |
Class R5 | (6,489) | | (5,062) | | (282) | | (492) |
Class Y | (1,405,355) | | (13,184,071) | | (79,836) | | (139,376) |
Class F | (14,361,218) | | (13,622,640) | | (328) | | (572) |
Class SDR | (49,090,890) | | (31,667,545) | | (518,053) | | (918,507) |
From return of capital: | | | | | | | |
Class A | — | | — | | — | | (8,116) |
Class C | — | | — | | — | | (513) |
Class I | — | | — | | — | | (86,311) |
Class R3 | — | | — | | — | | (194) |
Class R4 | — | | — | | — | | (69) |
Class R5 | — | | — | | — | | (74) |
Class Y | — | | — | | — | | (20,978) |
Class F | — | | — | | — | | (86) |
Class SDR | — | | — | | — | | (138,241) |
Total distributions | (100,000,126) | | (85,800,019) | | (841,626) | | (1,952,009) |
Capital Share Transactions: | | | | | | | |
Sold | 856,662,158 | | 5,086,373,116 | | 1,681,080 | | 5,791,384 |
Issued on reinvestment of distributions | 66,718,572 | | 58,740,454 | | 841,539 | | 1,951,740 |
Redeemed | (1,074,830,169) | | (4,540,386,396) | | (6,951,128) | | (14,227,849) |
Net increase (decrease) from capital share transactions | (151,449,439) | | 604,727,174 | | (4,428,509) | | (6,484,725) |
Net Increase (Decrease) in Net Assets | 528,773,390 | | (1,915,873,394) | | (1,908,929) | | (16,915,258) |
Net Assets: | | | | | | | |
Beginning of period | 4,825,904,817 | | 6,741,778,211 | | 27,566,086 | | 44,481,344 |
End of period | $ 5,354,678,207 | | $ 4,825,904,817 | | $ 25,657,157 | | $ 27,566,086 |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders International Contrarian Value Fund | | Hartford Schroders International Multi-Cap Value Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Period Ended October 31, 2022(1) | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 13,452 | | $ 13,043 | | $ 33,046,242 | | $ 82,938,721 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 22,358 | | (2,559) | | (27,615,790) | | (219,298,966) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 246,528 | | (135,435) | | 381,609,031 | | (394,954,873) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 282,338 | | (124,951) | | 387,039,483 | | (531,315,118) |
Distributions to Shareholders: | | | | | | | |
Class A | — | | — | | (2,313,722) | | (3,151,213) |
Class C | — | | — | | (190,107) | | (294,121) |
Class I | (9,948) | | — | | (15,411,084) | | (23,679,132) |
Class R3 | — | | — | | (305,756) | | (416,460) |
Class R4 | — | | — | | (110,075) | | (158,198) |
Class R5 | — | | — | | (358,183) | | (503,439) |
Class Y | — | | — | | (6,869,787) | | (9,900,359) |
Class F | — | | — | | (12,341,539) | | (18,702,771) |
Class SDR | (10,052) | | — | | (16,316,979) | | (26,659,683) |
Total distributions | (20,000) | | — | | (54,217,232) | | (83,465,376) |
Capital Share Transactions: | | | | | | | |
Sold | 5,000 | | 1,000,020 | | 348,003,670 | | 926,405,981 |
Issued on reinvestment of distributions | 20,000 | | — | | 48,555,957 | | 75,457,113 |
Redeemed | (4,903) | | (21) | | (366,143,105) | | (873,580,501) |
Net increase (decrease) from capital share transactions | 20,097 | | 999,999 | | 30,416,522 | | 128,282,593 |
Net Increase (Decrease) in Net Assets | 282,435 | | 875,048 | | 363,238,773 | | (486,497,901) |
Net Assets: | | | | | | | |
Beginning of period | 875,048 | | — | | 2,117,278,050 | | 2,603,775,951 |
End of period | $ 1,157,483 | | $ 875,048 | | $ 2,480,516,823 | | $ 2,117,278,050 |
(1) | Commenced operations on May 24, 2022. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders International Stock Fund | | Hartford Schroders Sustainable Core Bond Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 32,233,284 | | $ 67,546,312 | | $ 3,185,014 | | $ 3,221,627 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | (24,772,886) | | (285,897,605) | | (2,154,640) | | (11,068,907) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 829,991,952 | | (984,923,058) | | 9,893,692 | | (16,551,265) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 837,452,350 | | (1,203,274,351) | | 10,924,066 | | (24,398,545) |
Distributions to Shareholders: | | | | | | | |
Class A | (2,374,838) | | (4,534,577) | | — | | — |
Class C | (42,299) | | (184,966) | | — | | — |
Class I | (27,779,545) | | (38,891,433) | | (9,381) | | (14,783) |
Class R3 | (17,897) | | (16,060) | | (131) | | (317) |
Class R4 | (42,019) | | (72,581) | | (146) | | (347) |
Class R5 | (357,121) | | (502,674) | | (161) | | (378) |
Class Y | (1,998,196) | | (4,809,155) | | (123,915) | | (318,097) |
Class F | (11,303,233) | | (13,376,220) | | (1,581,713) | | (1,727,648) |
Class SDR | (8,984,952) | | (9,695,197) | | (1,671,030) | | (2,952,567) |
Total distributions | (52,900,100) | | (72,082,863) | | (3,386,477) | | (5,014,137) |
Capital Share Transactions: | | | | | | | |
Sold | 1,131,402,733 | | 2,658,324,156 | | 65,711,228 | | 113,246,909 (1) |
Issued on reinvestment of distributions | 49,453,539 | | 67,165,273 | | 3,099,928 | | 4,489,018 (1) |
Redeemed | (781,403,857) | | (1,545,627,305) | | (10,067,904) | | (27,300,551) (1) |
Net increase (decrease) from capital share transactions | 399,452,415 | | 1,179,862,124 | | 58,743,252 | | 90,435,376 |
Net Increase (Decrease) in Net Assets | 1,184,004,665 | | (95,495,090) | | 66,280,841 | | 61,022,694 |
Net Assets: | | | | | | | |
Beginning of period | 3,535,958,307 | | 3,631,453,397 | | 143,999,373 | | 82,976,679 |
End of period | $ 4,719,962,972 | | $ 3,535,958,307 | | $ 210,280,214 | | $ 143,999,373 |
(1) | As a result of the reorganization, there was no net impact on the operations of the Fund. See Note 13 in the Notes to Financial Statements for additional information on the effects of the reorganization. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders Sustainable International Core Fund | | Hartford Schroders Tax-Aware Bond Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Period Ended October 31, 2022(1) | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 11,912 | | $ 8,211 | | $ 8,577,707 | | $ 7,726,395 |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 2,304 | | (8,802) | | (4,755,528) | | (12,571,080) |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 195,749 | | (139,121) | | 35,107,364 | | (52,061,997) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 209,965 | | (139,712) | | 38,929,543 | | (56,906,682) |
Distributions to Shareholders: | | | | | | | |
Class A | — | | — | | (685,206) | | (1,605,764) |
Class C | — | | — | | (42,343) | | (126,622) |
Class I | (5,948) | | — | | (5,586,905) | | (8,157,871) |
Class Y | — | | — | | (3,807) | | (8,866) |
Class F | — | | — | | (1,196,101) | | (1,246,693) |
Class SDR | (6,052) | | — | | (766,076) | | (1,969,376) |
Total distributions | (12,000) | | — | | (8,280,438) | | (13,115,192) |
Capital Share Transactions: | | | | | | | |
Sold | 46,685 | | 1,000,020 | | 469,672,177 | | 245,198,906 |
Issued on reinvestment of distributions | 12,000 | | — | | 7,310,119 | | 10,578,397 |
Redeemed | — | | (21) | | (180,283,408) | | (250,656,258) |
Net increase (decrease) from capital share transactions | 58,685 | | 999,999 | | 296,698,888 | | 5,121,045 |
Net Increase (Decrease) in Net Assets | 256,650 | | 860,287 | | 327,347,993 | | (64,900,829) |
Net Assets: | | | | | | | |
Beginning of period | 860,287 | | — | | 390,961,286 | | 455,862,115 |
End of period | $ 1,116,937 | | $ 860,287 | | $ 718,309,279 | | $ 390,961,286 |
(1) | Commenced operations on May 24, 2022. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| Hartford Schroders US MidCap Opportunities Fund | | Hartford Schroders US Small Cap Opportunities Fund |
| For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 | | For the Six-Month Period Ended April 30, 2023 (Unaudited) | | For the Year Ended October 31, 2022 |
Operations: | | | | | | | |
Net investment income (loss) | $ 2,740,291 | | $ 2,895,156 | | $ 278,278 | | $ (207,226) |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | 15,032,466 | | 18,630,923 | | 7,768,446 | | 1,385,585 |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | 24,387,350 | | (102,931,957) | | (10,314,698) | | (44,687,496) |
Net Increase (Decrease) in Net Assets Resulting from Operations | 42,160,107 | | (81,405,878) | | (2,267,974) | | (43,509,137) |
Distributions to Shareholders: | | | | | | | |
Class A | (3,471,113) | | (15,162,114) | | (280,102) | | (4,292,084) |
Class C | (1,178,748) | | (7,632,003) | | (54,149) | | (921,789) |
Class I | (12,837,203) | | (61,840,766) | | (1,383,889) | | (22,681,914) |
Class R3 | (51,364) | | (288,955) | | (8,196) | | (148,641) |
Class R4 | (16,704) | | (116,572) | | (5,223) | | (76,371) |
Class R5 | (10,042) | | (101,815) | | (3,612) | | (73,241) |
Class Y | (1,885,791) | | (10,739,172) | | (271,877) | | (4,006,301) |
Class F | (3,009,490) | | (11,385,090) | | (126,573) | | (1,840,382) |
Class SDR | (1,164,350) | | (5,005,028) | | (296,699) | | (3,566,355) |
Total distributions | (23,624,805) | | (112,271,515) | | (2,430,320) | | (37,607,078) |
Capital Share Transactions: | | | | | | | |
Sold | 133,386,443 | | 195,719,583 | | 21,659,054 | | 82,976,378 |
Issued on reinvestment of distributions | 22,874,943 | | 108,437,249 | | 2,355,690 | | 36,489,337 |
Redeemed | (98,373,420) | | (218,180,334) | | (45,890,589) | | (89,585,740) |
Net increase (decrease) from capital share transactions | 57,887,966 | | 85,976,498 | | (21,875,845) | | 29,879,975 |
Net Increase (Decrease) in Net Assets | 76,423,268 | | (107,700,895) | | (26,574,139) | | (51,236,240) |
Net Assets: | | | | | | | |
Beginning of period | 733,368,976 | | 841,069,871 | | 307,943,795 | | 359,180,035 |
End of period | $ 809,792,244 | | $ 733,368,976 | | $ 281,369,656 | | $ 307,943,795 |
The accompanying notes are an integral part of these financial statements.
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders China A Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 10.14 | | $ (0.04) | | $ 1.92 | | $ 1.88 | | $ (0.03) | | $ — | | $ — | | $ (0.03) | | $ 11.99 | | 18.58% (4) | | $ 1,611 | | 1.67% (5) | | 1.45% (5) | | (0.72)% (5) | | 34% |
C | | 10.01 | | (0.07) | | 1.92 | | 1.85 | | — | | — | | — | | — | | 11.86 | | 18.48 (4) | | 151 | | 2.44 (5) | | 1.58 (5) | | (1.10) (5) | | 34 |
I | | 10.17 | | (0.04) | | 1.95 | | 1.91 | | (0.07) | | — | | — | | (0.07) | | 12.01 | | 18.79 (4) | | 7,517 | | 1.43 (5) | | 1.15 (5) | | (0.68) (5) | | 34 |
Y | | 10.19 | | (0.04) | | 1.95 | | 1.91 | | (0.07) | | — | | — | | (0.07) | | 12.03 | | 18.80 (4) | | 270 | | 1.38 (5) | | 1.11 (5) | | (0.59) (5) | | 34 |
F | | 10.20 | | (0.03) | | 1.95 | | 1.92 | | (0.09) | | — | | — | | (0.09) | | 12.03 | | 18.83 (4) | | 25,274 | | 1.29 (5) | | 0.99 (5) | | (0.55) (5) | | 34 |
SDR | | 10.20 | | (0.03) | | 1.96 | | 1.93 | | (0.09) | | — | | — | | (0.09) | | 12.04 | | 18.92 (4) | | 3,010 | | 1.29 (5) | | 0.99 (5) | | (0.51) (5) | | 34 |
For the Year Ended October 31, 2022 |
A | | $ 15.80 | | $ (0.02) | | $ (5.43) | | $ (5.45) | | $ — | | $ (0.21) | | $ — | | $ (0.21) | | $ 10.14 | | (35.01)% | | $ 420 | | 1.57% | | 1.45% | | (0.16)% | | 65% |
C | | 15.59 | | (0.01) | | (5.36) | | (5.37) | | — | | (0.21) | | — | | (0.21) | | 10.01 | | (34.97) | | 128 | | 2.27 | | 1.38 | | (0.07) | | 65 |
I | | 15.81 | | 0.04 | | (5.47) | | (5.43) | | — | | (0.21) | | — | | (0.21) | | 10.17 | | (34.86) | | 8,730 | | 1.24 | | 1.15 | | 0.34 | | 65 |
Y | | 15.82 | | 0.03 | | (5.45) | | (5.42) | | — | | (0.21) | | — | | (0.21) | | 10.19 | | (34.77) | | 1,328 | | 1.13 | | 1.11 | | 0.22 | | 65 |
F | | 15.82 | | 0.06 | | (5.47) | | (5.41) | | — | | (0.21) | | — | | (0.21) | | 10.20 | | (34.71) | | 42,772 | | 1.12 | | 0.99 | | 0.41 | | 65 |
SDR | | 15.83 | | 0.04 | | (5.46) | | (5.42) | | — | | (0.21) | | — | | (0.21) | | 10.20 | | (34.75) | | 2,551 | | 1.13 | | 0.99 | | 0.32 | | 65 |
For the Year Ended October 31, 2021 |
A | | $ 15.06 | | $ (0.05) | | $ 2.25 | | $ 2.20 | | $ (0.00) (6) | | $ (1.46) | | $ — | | $ (1.46) | | $ 15.80 | | 15.20% | | $ 781 | | 1.94% | | 1.42% | | (0.28)% | | 73% |
C | | 14.98 | | (0.18) | | 2.25 | | 2.07 | | — | | (1.46) | | — | | (1.46) | | 15.59 | | 14.31 | | 199 | | 2.66 | | 2.19 | | (1.14) | | 73 |
I | | 15.08 | | (0.03) | | 2.27 | | 2.24 | | (0.05) | | (1.46) | | — | | (1.51) | | 15.81 | | 15.45 | | 7,776 | | 1.65 | | 1.15 | | (0.19) | | 73 |
Y | | 15.08 | | 0.14 | | 2.12 | | 2.26 | | (0.06) | | (1.46) | | — | | (1.52) | | 15.82 | | 15.57 | | 2,987 | | 1.55 | | 1.11 | | 0.88 | | 73 |
F | | 15.09 | | (0.03) | | 2.30 | | 2.27 | | (0.08) | | (1.46) | | — | | (1.54) | | 15.82 | | 15.63 | | 63,292 | | 1.54 | | 0.99 | | (0.18) | | 73 |
SDR | | 15.09 | | 0.01 | | 2.27 | | 2.28 | | (0.08) | | (1.46) | | — | | (1.54) | | 15.83 | | 15.70 | | 3,957 | | 1.54 | | 0.99 | | 0.06 | | 73 |
For the Period Ended October 31, 2020(7) |
A | | $ 10.00 | | $ 0.04 | | $ 5.02 | | $ 5.06 | | $ — | | $ — | | $ — | | $ — | | $ 15.06 | | 50.60% (4) | | $ 369 | | 4.28% (5) | | 1.29% (5) | | 0.55% (5) | | 46% |
C | | 10.00 | | 0.00 (6) | | 4.98 | | 4.98 | | — | | — | | — | | — | | 14.98 | | 49.80 (4) | | 178 | | 5.08 (5) | | 2.22 (5) | | (0.04) (5) | | 46 |
I | | 10.00 | | 0.07 | | 5.01 | | 5.08 | | — | | — | | — | | — | | 15.08 | | 50.80 (4) | | 183 | | 4.01 (5) | | 1.15 (5) | | 0.93 (5) | | 46 |
Y | | 10.00 | | 0.09 | | 4.99 | | 5.08 | | — | | — | | — | | — | | 15.08 | | 50.80 (4) | | 151 | | 3.95 (5) | | 1.10 (5) | | 1.14 (5) | | 46 |
F | | 10.00 | | 0.10 | | 4.99 | | 5.09 | | — | | — | | — | | — | | 15.09 | | 50.90 (4) | | 3,169 | | 3.85 (5) | | 0.99 (5) | | 1.24 (5) | | 46 |
SDR | | 10.00 | | 0.10 | | 4.99 | | 5.09 | | — | | — | | — | | — | | 15.09 | | 50.90 (4) | | 3,772 | | 3.85 (5) | | 0.99 (5) | | 1.24 (5) | | 46 |
Hartford Schroders Diversified Emerging Markets Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 6.87 | | $ 0.06 | | $ 0.88 | | $ 0.94 | | $ (0.02) | | $ — | | $ — | | $ (0.02) | | $ 7.79 | | 13.74% (4) | | $ 26 | | 1.66% (5) | | 1.27% (5) | | 1.48% (5) | | 61% |
C | | 6.83 | | 0.03 | | 0.89 | | 0.92 | | — | | — | | — | | — | | 7.75 | | 13.47 (4) | | 14 | | 2.44 (5) | | 2.07 (5) | | 0.72 (5) | | 61 |
I | | 6.89 | | 0.08 | | 0.88 | | 0.96 | | (0.05) | | — | | — | | (0.05) | | 7.80 | | 13.90 (4) | | 230 | | 1.33 (5) | | 0.97 (5) | | 2.02 (5) | | 61 |
Y | | 6.89 | | 0.07 | | 0.89 | | 0.96 | | (0.05) | | — | | — | | (0.05) | | 7.80 | | 13.95 (4) | | 12 | | 1.37 (5) | | 0.92 (5) | | 1.88 (5) | | 61 |
F | | 6.82 | | 0.08 | | 0.94 | | 1.02 | | (0.06) | | — | | — | | (0.06) | | 7.78 | | 14.95 (4) | | 15,320 | | 1.27 (5) | | 0.89 (5) | | 1.97 (5) | | 61 |
SDR | | 6.87 | | 0.08 | | 0.89 | | 0.97 | | (0.06) | | — | | — | | (0.06) | | 7.78 | | 14.11 (4) | | 44,127 | | 1.27 (5) | | 0.89 (5) | | 1.99 (5) | | 61 |
For the Period Ended October 31, 2022 |
A (8) | | $ 9.42 | | $ 0.14 | | $ (2.69) | | $ (2.55) | | $ — | | $ — | | $ — | | $ — | | $ 6.87 | | (27.07)% (4) | | $ 10 | | 3.81% (5) | | 0.88% (5) | | 2.63% (5) | | 98% |
C (8) | | 9.42 | | 0.11 | | (2.70) | | (2.59) | | — | | — | | — | | — | | 6.83 | | (27.50) (4) | | 7 | | 4.55 (5) | | 1.68 (5) | | 1.92 (5) | | 98 |
I (8) | | 9.42 | | 0.16 | | (2.69) | | (2.53) | | — | | — | | — | | — | | 6.89 | | (26.86) (4) | | 7 | | 3.50 (5) | | 0.58 (5) | | 2.96 (5) | | 98 |
Y (8) | | 9.42 | | 0.17 | | (2.70) | | (2.53) | | — | | — | | — | | — | | 6.89 | | (26.86) (4) | | 10 | | 3.42 (5) | | 0.53 (5) | | 3.02 (5) | | 98 |
F (8) | | 9.42 | | 0.15 | | (2.75) | | (2.60) | | — | | — | | — | | — | | 6.82 | | (27.60) (4) | | 7 | | 3.31 (5) | | 0.89 (5) | | 2.65 (5) | | 98 |
SDR | | 10.10 | | 0.18 | | (3.36) | | (3.18) | | (0.03) | | (0.02) | | — | | (0.05) | | 6.87 | | (31.63) | | 6,852 | | 2.80 | | 0.89 | | 2.01 | | 98 |
For the Period Ended October 31, 2021(9) |
SDR | | $ 10.00 | | $ —(6) | | $ 0.10 | | $ 0.10 | | $ — | | $ — | | $ — | | $ — | | $ 10.10 | | 1.00% (4) | | $ 10,105 | | 4.69% (5) | | 0.89% (5) | | (0.26)% (5) | | 9% (10) |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders Emerging Markets Equity Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 13.24 | | $ 0.07 | | $ 2.07 | | $ 2.14 | | $ (0.23) | | $ — | | $ — | | $ (0.23) | | $ 15.15 | | 16.20% (4) | | $ 88,817 | | 1.55% (5) | | 1.48% (5) | | 0.97% (5) | | 24% |
C | | 12.96 | | 0.02 | | 2.03 | | 2.05 | | (0.07) | | — | | — | | (0.07) | | 14.94 | | 15.86 (4) | | 4,403 | | 2.18 (5) | | 2.18 (5) | | 0.25 (5) | | 24 |
I | | 13.20 | | 0.09 | | 2.06 | | 2.15 | | (0.27) | | — | | — | | (0.27) | | 15.08 | | 16.36 (4) | | 1,833,984 | | 1.26 (5) | | 1.26 (5) | | 1.18 (5) | | 24 |
R3 | | 13.11 | | 0.06 | | 2.04 | | 2.10 | | (0.21) | | — | | — | | (0.21) | | 15.00 | | 16.08 (4) | | 96 | | 1.76 (5) | | 1.70 (5) | | 0.76 (5) | | 24 |
R4 | | 13.23 | | 0.07 | | 2.07 | | 2.14 | | (0.24) | | — | | — | | (0.24) | | 15.13 | | 16.28 (4) | | 5,753 | | 1.45 (5) | | 1.45 (5) | | 0.98 (5) | | 24 |
R5 | | 13.20 | | 0.10 | | 2.06 | | 2.16 | | (0.28) | | — | | — | | (0.28) | | 15.08 | | 16.46 (4) | | 375 | | 1.18 (5) | | 1.18 (5) | | 1.28 (5) | | 24 |
Y | | 13.24 | | 0.09 | | 2.07 | | 2.16 | | (0.20) | | — | | — | | (0.20) | | 15.20 | | 16.36 (4) | | 105,413 | | 1.18 (5) | | 1.18 (5) | | 1.25 (5) | | 24 |
F | | 13.21 | | 0.10 | | 2.07 | | 2.17 | | (0.30) | | — | | — | | (0.30) | | 15.08 | | 16.52 (4) | | 769,523 | | 1.07 (5) | | 1.07 (5) | | 1.36 (5) | | 24 |
SDR | | 13.24 | | 0.10 | | 2.07 | | 2.17 | | (0.30) | | — | | — | | (0.30) | | 15.11 | | 16.48 (4) | | 2,546,314 | | 1.07 (5) | | 1.07 (5) | | 1.37 (5) | | 24 |
For the Year Ended October 31, 2022 |
A | | $ 20.05 | | $ 0.22 | | $ (7.00) | | $ (6.78) | | $ (0.03) | | $ — | | $ — | | $ (0.03) | | $ 13.24 | | (33.86)% | | $ 70,886 | | 1.56% | | 1.56% | | 1.29% | | 39% |
C | | 19.76 | | 0.11 | | (6.86) | | (6.75) | | (0.05) | | — | | — | | (0.05) | | 12.96 | | (34.23) | | 4,071 | | 2.15 | | 2.15 | | 0.68 | | 39 |
I | | 20.13 | | 0.27 | | (6.97) | | (6.70) | | (0.23) | | — | | — | | (0.23) | | 13.20 | | (33.63) | | 1,691,881 | | 1.25 | | 1.25 | | 1.62 | | 39 |
R3 | | 19.99 | | 0.19 | | (6.93) | | (6.74) | | (0.14) | | — | | — | | (0.14) | | 13.11 | | (33.94) | | 76 | | 1.78 | | 1.70 | | 1.14 | | 39 |
R4 | | 20.18 | | 0.23 | | (7.00) | | (6.77) | | (0.18) | | — | | — | | (0.18) | | 13.23 | | (33.81) | | 5,013 | | 1.47 | | 1.47 | | 1.39 | | 39 |
R5 | | 20.14 | | 0.28 | | (6.98) | | (6.70) | | (0.24) | | — | | — | | (0.24) | | 13.20 | | (33.62) | | 294 | | 1.18 | | 1.18 | | 1.66 | | 39 |
Y | | 20.20 | | 0.31 | | (7.02) | | (6.71) | | (0.25) | | — | | — | | (0.25) | | 13.24 | | (33.58) | | 97,257 | | 1.17 | | 1.17 | | 1.82 | | 39 |
F | | 20.15 | | 0.30 | | (6.97) | | (6.67) | | (0.27) | | — | | — | | (0.27) | | 13.21 | | (33.52) | | 661,403 | | 1.06 | | 1.06 | | 1.78 | | 39 |
SDR | | 20.19 | | 0.29 | | (6.97) | | (6.68) | | (0.27) | | — | | — | | (0.27) | | 13.24 | | (33.50) | | 2,295,024 | | 1.06 | | 1.06 | | 1.75 | | 39 |
For the Year Ended October 31, 2021 |
A | | $ 17.22 | | $ 0.06 | | $ 2.95 | | $ 3.01 | | $ (0.18) | | $ — | | $ — | | $ (0.18) | | $ 20.05 | | 17.47% | | $ 99,011 | | 1.44% | | 1.44% | | 0.28% | | 36% |
C | | 16.93 | | 0.01 | | 2.82 | | 2.83 | | — | | — | | — | | — | | 19.76 | | 16.72 | | 8,835 | | 2.13 | | 2.13 | | 0.03 | | 36 |
I | | 17.22 | | 0.21 | | 2.86 | | 3.07 | | (0.16) | | — | | — | | (0.16) | | 20.13 | | 17.82 | | 2,326,811 | | 1.23 | | 1.23 | | 1.01 | | 36 |
R3 | | 17.11 | | 0.10 | | 2.85 | | 2.95 | | (0.07) | | — | | — | | (0.07) | | 19.99 | | 17.27 | | 100 | | 1.77 | | 1.68 | | 0.47 | | 36 |
R4 | | 17.29 | | 0.14 | | 2.90 | | 3.04 | | (0.15) | | — | | — | | (0.15) | | 20.18 | | 17.57 | | 5,485 | | 1.47 | | 1.47 | | 0.68 | | 36 |
R5 | | 17.22 | | 0.21 | | 2.86 | | 3.07 | | (0.15) | | — | | — | | (0.15) | | 20.14 | | 17.87 | | 412 | | 1.17 | | 1.17 | | 1.01 | | 36 |
Y | | 17.25 | | 0.29 | | 2.78 | �� | 3.07 | | (0.12) | | — | | — | | (0.12) | | 20.20 | | 17.82 | | 890,765 | | 1.16 | | 1.16 | | 1.41 | | 36 |
F | | 17.24 | | 0.24 | | 2.86 | | 3.10 | | (0.19) | | — | | — | | (0.19) | | 20.15 | | 17.99 | | 1,049,336 | | 1.05 | | 1.05 | | 1.15 | | 36 |
SDR | | 17.27 | | 0.26 | | 2.85 | | 3.11 | | (0.19) | | — | | — | | (0.19) | | 20.19 | | 18.02 | | 2,361,023 | | 1.05 | | 1.05 | | 1.23 | | 36 |
For the Year Ended October 31, 2020 |
A | | $ 15.78 | | $ 0.06 | | $ 1.71 | | $ 1.77 | | $ (0.33) | | $ — | | $ — | | $ (0.33) | | $ 17.22 | | 11.28% | | $ 62,843 | | 1.53% | | 1.53% | | 0.40% | | 52% |
C | | 15.51 | | (0.05) | | 1.67 | | 1.62 | | (0.20) | | — | | — | | (0.20) | | 16.93 | | 10.51 | | 7,127 | | 2.16 | | 2.16 | | (0.34) | | 52 |
I | | 15.77 | | 0.10 | | 1.71 | | 1.81 | | (0.36) | | — | | — | | (0.36) | | 17.22 | | 11.56 | | 1,443,799 | | 1.25 | | 1.25 | | 0.63 | | 52 |
R3 | | 15.66 | | 0.03 | | 1.70 | | 1.73 | | (0.28) | | — | | — | | (0.28) | | 17.11 | | 11.08 | | 88 | | 1.79 | | 1.71 | | 0.21 | | 52 |
R4 | | 15.74 | | 0.17 | | 1.62 | | 1.79 | | (0.24) | | — | | — | | (0.24) | | 17.29 | | 11.43 | | 4,500 | | 1.43 | | 1.43 | | 1.09 | | 52 |
R5 | | 15.78 | | 0.11 | | 1.70 | | 1.81 | | (0.37) | | — | | — | | (0.37) | | 17.22 | | 11.55 | | 322 | | 1.20 | | 1.20 | | 0.69 | | 52 |
Y | | 15.79 | | 0.13 | | 1.70 | | 1.83 | | (0.37) | | — | | — | | (0.37) | | 17.25 | | 11.69 | | 505,338 | | 1.18 | | 1.18 | | 0.85 | | 52 |
F | | 15.78 | | 0.14 | | 1.71 | | 1.85 | | (0.39) | | — | | — | | (0.39) | | 17.24 | | 11.79 | | 861,337 | | 1.08 | | 1.08 | | 0.85 | | 52 |
SDR | | 15.81 | | 0.13 | | 1.72 | | 1.85 | | (0.39) | | — | | — | | (0.39) | | 17.27 | | 11.77 | | 1,306,890 | | 1.08 | | 1.08 | | 0.83 | | 52 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders Emerging Markets Equity Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 14.07 | | $ 0.29 | | $ 1.56 | | $ 1.85 | | $ (0.14) | | $ — | | $ — | | $ (0.14) | | $ 15.78 | | 13.27% | | $ 60,356 | | 1.45% | | 1.45% | | 1.95% | | 43% |
C | | 13.86 | | 0.19 | | 1.53 | | 1.72 | | (0.07) | | — | | — | | (0.07) | | 15.51 | | 12.50 | | 10,532 | | 2.17 | | 2.17 | | 1.27 | | 43 |
I | | 14.06 | | 0.31 | | 1.57 | | 1.88 | | (0.17) | | — | | — | | (0.17) | | 15.77 | | 13.54 | | 1,838,077 | | 1.23 | | 1.23 | | 2.07 | | 43 |
R3 | | 13.98 | | 0.23 | | 1.57 | | 1.80 | | (0.12) | | — | | — | | (0.12) | | 15.66 | | 13.01 | | 83 | | 1.79 | | 1.72 | | 1.51 | | 43 |
R4 | | 14.02 | | (0.05) | | 1.95 | | 1.90 | | (0.18) | | — | | — | | (0.18) | | 15.74 | | 13.78 | | 26 | | 1.43 | | 1.42 | | (0.32) | | 43 |
R5 | | 14.07 | | 0.33 | | 1.56 | | 1.89 | | (0.18) | | — | | — | | (0.18) | | 15.78 | | 13.61 | | 600 | | 1.19 | | 1.19 | | 2.19 | | 43 |
Y | | 14.09 | | 0.32 | | 1.57 | | 1.89 | | (0.19) | | — | | — | | (0.19) | | 15.79 | | 13.62 | | 120,308 | | 1.13 | | 1.13 | | 2.11 | | 43 |
F | | 14.07 | | 0.42 | | 1.48 | | 1.90 | | (0.19) | | — | | — | | (0.19) | | 15.78 | | 13.73 | | 419,520 | | 1.07 | | 1.07 | | 2.77 | | 43 |
SDR | | 14.10 | | 0.34 | | 1.56 | | 1.90 | | (0.19) | | — | | — | | (0.19) | | 15.81 | | 13.71 | | 1,129,431 | | 1.07 | | 1.07 | | 2.28 | | 43 |
For the Year Ended October 31, 2018 |
A | | $ 16.23 | | $ 0.16 | | $ (2.22) | | $ (2.06) | | $ (0.10) | | $ — | | $ — | | $ (0.10) | | $ 14.07 | | (12.79)% | | $ 46,162 | | 1.45% | | 1.45% | | 0.98% | | 24% |
C | | 16.08 | | 0.07 | | (2.22) | | (2.15) | | (0.07) | | — | | — | | (0.07) | | 13.86 | | (13.44) | | 7,217 | | 2.19 | | 2.19 | | 0.45 | | 24 |
I | | 16.23 | | 0.19 | | (2.22) | | (2.03) | | (0.14) | | — | | — | | (0.14) | | 14.06 | | (12.66) | | 1,733,270 | | 1.24 | | 1.24 | | 1.19 | | 24 |
R3 | | 16.20 | | 0.22 | | (2.30) | | (2.08) | | (0.14) | | — | | — | | (0.14) | | 13.98 | | (12.99) | | 90 | | 1.80 | | 1.70 | | 1.36 | | 24 |
R4 | | 16.19 | | 0.05 | | (2.11) | | (2.06) | | (0.11) | | — | | — | | (0.11) | | 14.02 | | (12.88) | | 3,710 | | 1.49 | | 1.48 | | 0.36 | | 24 |
R5 | | 16.23 | | 0.27 | | (2.29) | | (2.02) | | (0.14) | | — | | — | | (0.14) | | 14.07 | | (12.56) | | 484 | | 1.20 | | 1.20 | | 1.69 | | 24 |
Y | | 16.25 | | 0.23 | | (2.24) | | (2.01) | | (0.15) | | — | | — | | (0.15) | | 14.09 | | (12.48) | | 123,082 | | 1.11 | | 1.11 | | 1.43 | | 24 |
F | | 16.23 | | 0.30 | | (2.30) | | (2.00) | | (0.16) | | — | | — | | (0.16) | | 14.07 | | (12.48) | | 154,306 | | 1.08 | | 1.08 | | 1.89 | | 24 |
SDR | | 16.26 | | 0.23 | | (2.23) | | (2.00) | | (0.16) | | — | | — | | (0.16) | | 14.10 | | (12.46) | | 930,480 | | 1.08 | | 1.08 | | 1.43 | | 24 |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 6.21 | | $ 0.22 | | $ 0.53 | | $ 0.75 | | $ (0.18) | | $ — | | $ — | | $ (0.18) | | $ 6.78 | | 12.21% (4) | | $ 1,039 | | 1.78% (5) | | 1.15% (5) | | 6.57% (5) | | 69% |
C | | 6.19 | | 0.19 | | 0.54 | | 0.73 | | (0.16) | | — | | — | | (0.16) | | 6.76 | | 11.82 (4) | | 131 | | 2.49 (5) | | 1.90 (5) | | 5.83 (5) | | 69 |
I | | 6.20 | | 0.22 | | 0.54 | | 0.76 | | (0.19) | | — | | — | | (0.19) | | 6.77 | | 12.37 (4) | | 3,587 | | 1.44 (5) | | 0.90 (5) | | 6.76 (5) | | 69 |
R3 | | 6.22 | | 0.21 | | 0.53 | | 0.74 | | (0.17) | | — | | — | | (0.17) | | 6.79 | | 12.02 (4) | | 31 | | 2.04 (5) | | 1.45 (5) | | 6.26 (5) | | 69 |
R4 | | 6.21 | | 0.22 | | 0.53 | | 0.75 | | (0.18) | | — | | — | | (0.18) | | 6.78 | | 12.21 (4) | | 10 | | 1.74 (5) | | 1.15 (5) | | 6.54 (5) | | 69 |
R5 | | 6.20 | | 0.23 | | 0.53 | | 0.76 | | (0.19) | | — | | — | | (0.19) | | 6.77 | | 12.40 (4) | | 10 | | 1.44 (5) | | 0.85 (5) | | 6.91 (5) | | 69 |
Y | | 6.20 | | 0.23 | | 0.53 | | 0.76 | | (0.19) | | — | | — | | (0.19) | | 6.77 | | 12.40 (4) | | 2,863 | | 1.39 (5) | | 0.85 (5) | | 6.87 (5) | | 69 |
F | | 5.80 | | 0.22 | | 0.49 | | 0.71 | | (0.20) | | — | | — | | (0.20) | | 6.31 | | 12.27 (4) | | 11 | | 1.33 (5) | | 0.75 (5) | | 6.95 (5) | | 69 |
SDR | | 6.20 | | 0.23 | | 0.54 | | 0.77 | | (0.20) | | — | | — | | (0.20) | | 6.77 | | 12.45 (4) | | 17,975 | | 1.33 (5) | | 0.75 (5) | | 6.97 (5) | | 69 |
For the Year Ended October 31, 2022 |
A | | $ 8.29 | | $ 0.37 | | $ (2.06) | | $ (1.69) | | $ (0.33) | | $ (0.01) | | $ (0.05) | | $ (0.39) | | $ 6.21 | | (20.83)% | | $ 1,018 | | 1.65% | | 1.15% | | 5.12% | | 118% |
C | | 8.26 | | 0.31 | | (2.05) | | (1.74) | | (0.28) | | (0.01) | | (0.04) | | (0.33) | | 6.19 | | (21.38) | | 65 | | 2.46 | | 1.90 | | 4.32 | | 118 |
I | | 8.28 | | 0.40 | | (2.07) | | (1.67) | | (0.35) | | (0.01) | | (0.05) | | (0.41) | | 6.20 | | (20.65) | | 7,394 | | 1.32 | | 0.90 | | 5.32 | | 118 |
R3 | | 8.30 | | 0.36 | | (2.07) | | (1.71) | | (0.31) | | (0.01) | | (0.05) | | (0.37) | | 6.22 | | (21.04) | | 27 | | 1.93 | | 1.45 | | 4.89 | | 118 |
R4 | | 8.29 | | 0.37 | | (2.06) | | (1.69) | | (0.33) | | (0.01) | | (0.05) | | (0.39) | | 6.21 | | (20.83) | | 9 | | 1.63 | | 1.15 | | 5.17 | | 118 |
R5 | | 8.28 | | 0.39 | | (2.06) | | (1.67) | | (0.35) | | (0.01) | | (0.05) | | (0.41) | | 6.20 | | (20.61) | | 9 | | 1.33 | | 0.85 | | 5.48 | | 118 |
Y | | 8.28 | | 0.39 | | (2.06) | | (1.67) | | (0.35) | | (0.01) | | (0.05) | | (0.41) | | 6.20 | | (20.61) | | 2,531 | | 1.27 | | 0.85 | | 5.47 | | 118 |
F | | 7.77 | | 0.38 | | (1.93) | | (1.55) | | (0.36) | | (0.01) | | (0.05) | | (0.42) | | 5.80 | | (20.46) | | 10 | | 1.21 | | 0.75 | | 5.58 | | 118 |
SDR | | 8.28 | | 0.41 | | (2.07) | | (1.66) | | (0.36) | | (0.01) | | (0.05) | | (0.42) | | 6.20 | | (20.53) | | 16,503 | | 1.21 | | 0.75 | | 5.56 | | 118 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 8.22 | | $ 0.36 | | $ 0.05 | | $ 0.41 | | $ (0.34) | | $ — | | $ — | | $ (0.34) | | $ 8.29 | | 4.92% | | $ 1,574 | | 1.48% | | 1.15% | | 4.14% | | 168% |
C | | 8.20 | | 0.29 | | 0.04 | | 0.33 | | (0.27) | | — | | — | | (0.27) | | 8.26 | | 4.02 | | 136 | | 2.32 | | 1.90 | | 3.41 | | 168 |
I | | 8.21 | | 0.38 | | 0.05 | | 0.43 | | (0.36) | | — | | — | | (0.36) | | 8.28 | | 5.19 | | 18,976 | | 1.16 | | 0.88 | | 4.41 | | 168 |
R3 | | 8.23 | | 0.33 | | 0.05 | | 0.38 | | (0.31) | | — | | — | | (0.31) | | 8.30 | | 4.60 | | 31 | | 1.79 | | 1.41 | | 3.89 | | 168 |
R4 | | 8.22 | | 0.37 | | 0.04 | | 0.41 | | (0.34) | | — | | — | | (0.34) | | 8.29 | | 4.92 | | 11 | | 1.49 | | 1.09 | | 4.24 | | 168 |
R5 | | 8.21 | | 0.38 | | 0.05 | | 0.43 | | (0.36) | | — | | — | | (0.36) | | 8.28 | | 5.24 | | 11 | | 1.19 | | 0.85 | | 4.45 | | 168 |
Y | | 8.21 | | 0.38 | | 0.05 | | 0.43 | | (0.36) | | — | | — | | (0.36) | | 8.28 | | 5.24 | | 2,946 | | 1.12 | | 0.83 | | 4.46 | | 168 |
F | | 7.72 | | 0.37 | | 0.05 | | 0.42 | | (0.37) | | — | | — | | (0.37) | | 7.77 | | 5.43 | | 12 | | 1.07 | | 0.75 | | 4.54 | | 168 |
SDR | | 8.21 | | 0.39 | | 0.05 | | 0.44 | | (0.37) | | — | | — | | (0.37) | | 8.28 | | 5.35 | | 20,784 | | 1.07 | | 0.75 | | 4.57 | | 168 |
For the Year Ended October 31, 2020 |
A | | $ 9.12 | | $ 0.44 | | $ (0.90) | | $ (0.46) | | $ (0.34) | | $ — | | $ (0.10) | | $ (0.44) | | $ 8.22 | | (4.85)% | | $ 1,727 | | 1.41% | | 1.15% | | 5.22% | | 141% |
C | | 9.08 | | 0.38 | | (0.89) | | (0.51) | | (0.29) | | — | | (0.08) | | (0.37) | | 8.20 | | (5.43) | | 215 | | 2.23 | | 1.90 | | 4.48 | | 141 |
I | | 9.11 | | 0.47 | | (0.90) | | (0.43) | | (0.37) | | — | | (0.10) | | (0.47) | | 8.21 | | (4.50) | | 21,211 | | 1.05 | | 0.82 | | 5.56 | | 141 |
R3 | | 9.13 | | 0.43 | | (0.89) | | (0.46) | | (0.34) | | — | | (0.10) | | (0.44) | | 8.23 | | (4.79) | | 29 | | 1.70 | | 1.24 | | 5.15 | | 141 |
R4 | | 9.11 | | 0.46 | | (0.89) | | (0.43) | | (0.36) | | — | | (0.10) | | (0.46) | | 8.22 | | (4.45) | | 11 | | 1.40 | | 0.92 | | 5.48 | | 141 |
R5 | | 9.10 | | 0.46 | | (0.88) | | (0.42) | | (0.37) | | — | | (0.10) | | (0.47) | | 8.21 | | (4.41) | | 11 | | 1.10 | | 0.85 | | 5.52 | | 141 |
Y | | 9.10 | | 0.47 | | (0.89) | | (0.42) | | (0.36) | | — | | (0.11) | | (0.47) | | 8.21 | | (4.34) | | 2,376 | | 0.98 | | 0.76 | | 5.60 | | 141 |
F | | 9.10 | | 0.51 | | (1.02) | | (0.51) | | (0.67) | | — | | (0.20) | | (0.87) | | 7.72 | | (4.66) | | 11 | | 0.98 | | 0.75 | | 5.58 | | 141 |
SDR | | 9.11 | | 0.47 | | (0.90) | | (0.43) | | (0.36) | | — | | (0.11) | | (0.47) | | 8.21 | | (4.44) | | 34,536 | | 0.98 | | 0.75 | | 5.62 | | 141 |
For the Year Ended October 31, 2019 |
A | | $ 8.79 | | $ 0.55 | | $ 0.25 | | $ 0.80 | | $ (0.43) | | $ — | | $ (0.04) | | $ (0.47) | | $ 9.12 | | 9.21% | | $ 1,829 | | 1.29% | | 1.11% | | 6.12% | | 240% |
C | | 8.74 | | 0.48 | | 0.25 | | 0.73 | | (0.36) | | — | | (0.03) | | (0.39) | | 9.08 | | 8.44 | | 266 | | 2.14 | | 1.90 | | 5.39 | | 240 |
I | | 8.78 | | 0.58 | | 0.25 | | 0.83 | | (0.46) | | — | | (0.04) | | (0.50) | | 9.11 | | 9.65 | | 29,715 | | 1.00 | | 0.83 | | 6.37 | | 240 |
R3 | | 8.80 | | 0.57 | | 0.25 | | 0.82 | | (0.45) | | — | | (0.04) | | (0.49) | | 9.13 | | 9.46 | | 11 | | 1.55 | | 0.88 | | 6.33 | | 240 |
R4 | | 8.78 | | 0.57 | | 0.25 | | 0.82 | | (0.45) | | — | | (0.04) | | (0.49) | | 9.11 | | 9.45 | | 11 | | 1.28 | | 0.86 | | 6.35 | | 240 |
R5 | | 8.78 | | 0.58 | | 0.24 | | 0.82 | | (0.46) | | — | | (0.04) | | (0.50) | | 9.10 | | 9.56 | | 11 | | 1.00 | | 0.81 | | 6.39 | | 240 |
Y | | 8.78 | | 0.58 | | 0.24 | | 0.82 | | (0.46) | | — | | (0.04) | | (0.50) | | 9.10 | | 9.61 | | 2,046 | | 0.94 | | 0.76 | | 6.39 | | 240 |
F | | 8.78 | | 0.58 | | 0.25 | | 0.83 | | (0.47) | | — | | (0.04) | | (0.51) | | 9.10 | | 9.66 | | 23,084 | | 0.93 | | 0.75 | | 6.45 | | 240 |
SDR | | 8.79 | | 0.58 | | 0.25 | | 0.83 | | (0.47) | | — | | (0.04) | | (0.51) | | 9.11 | | 9.65 | | 37,109 | | 0.93 | | 0.75 | | 6.44 | | 240 |
For the Year Ended October 31, 2018 |
A | | $ 9.98 | | $ 0.50 | | $ (1.02) | | $ (0.52) | | $ (0.32) | | $ (0.13) | | $ (0.22) | | $ (0.67) | | $ 8.79 | | (5.34)% | | $ 3,389 | | 1.29% | | 1.08% | | 5.42% | | 285% |
C | | 9.95 | | 0.41 | | (1.01) | | (0.60) | | (0.28) | | (0.13) | | (0.20) | | (0.61) | | 8.74 | | (6.27) | | 414 | | 2.16 | | 1.90 | | 4.52 | | 285 |
I | | 9.97 | | 0.52 | | (1.02) | | (0.50) | | (0.34) | | (0.13) | | (0.22) | | (0.69) | | 8.78 | | (5.22) | | 36,557 | | 1.02 | | 0.85 | | 5.63 | | 285 |
R3 | | 9.97 | | 0.50 | | (1.03) | | (0.53) | | (0.30) | | (0.13) | | (0.21) | | (0.64) | | 8.80 | | (5.43) | | 10 | | 1.65 | | 1.25 | | 5.23 | | 285 |
R4 | | 9.97 | | 0.52 | | (1.03) | | (0.51) | | (0.33) | | (0.13) | | (0.22) | | (0.68) | | 8.78 | | (5.25) | | 10 | | 1.35 | | 0.92 | | 5.54 | | 285 |
R5 | | 9.97 | | 0.53 | | (1.03) | | (0.50) | | (0.34) | | (0.13) | | (0.22) | | (0.69) | | 8.78 | | (5.23) | | 10 | | 1.06 | | 0.85 | | 5.58 | | 285 |
Y | | 9.97 | | 0.49 | | (0.98) | | (0.49) | | (0.34) | | (0.13) | | (0.23) | | (0.70) | | 8.78 | | (5.17) | | 970 | | 0.95 | | 0.77 | | 5.29 | | 285 |
F | | 9.96 | | 0.53 | | (1.01) | | (0.48) | | (0.34) | | (0.13) | | (0.23) | | (0.70) | | 8.78 | | (5.04) | | 28,842 | | 0.94 | | 0.75 | | 5.67 | | 285 |
SDR | | 9.98 | | 0.56 | | (1.05) | | (0.49) | | (0.34) | | (0.13) | | (0.23) | | (0.70) | | 8.79 | | (5.11) | | 34,841 | | 0.94 | | 0.75 | | 5.89 | | 285 |
Hartford Schroders International Contrarian Value Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
I | | $ 8.75 | | $ 0.13 | | $ 2.66 | | $ 2.79 | | $ (0.20) | | $ — | | $ — | | $ (0.20) | | $ 11.34 | | 32.28% (4) | | $ 579 | | 9.46% (5) | | 0.70% (5) | | 2.56% (5) | | 15% |
SDR | | 8.75 | | 0.13 | | 2.66 | | 2.79 | | (0.20) | | — | | — | | (0.20) | | 11.34 | | 32.31 (4) | | 579 | | 9.38 (5) | | 0.70 (5) | | 2.57 (5) | | 15 |
For the Period Ended October 31, 2022(11) |
I | | $ 10.00 | | $ 0.13 | | $ (1.38) | | $ (1.25) | | $ — | | $ — | | $ — | | $ — | | $ 8.75 | | (12.50)% (4) | | $ 438 | | 14.98% (5) | | 0.70% (5) | | 3.29% (5) | | 8% (12) |
SDR | | 10.00 | | 0.13 | | (1.38) | | (1.25) | | — | | — | | — | | — | | 8.75 | | (12.50) (4) | | 437 | | 14.78 (5) | | 0.70 (5) | | 3.29 (5) | | 8 (12) |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders International Multi-Cap Value Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 8.05 | | $ 0.11 | | $ 1.36 | | $ 1.47 | | $ (0.20) | | $ — | | $ — | | $ (0.20) | | $ 9.32 | | 18.38% (4) | | $ 112,738 | | 1.11% (5) | | 1.11% (5) | | 2.52% (5) | | 56% |
C | | 8.00 | | 0.08 | | 1.35 | | 1.43 | | (0.16) | | — | | — | | (0.16) | | 9.27 | | 18.06 (4) | | 10,192 | | 1.86 (5) | | 1.86 (5) | | 1.70 (5) | | 56 |
I | | 8.05 | | 0.12 | | 1.35 | | 1.47 | | (0.21) | | — | | — | | (0.21) | | 9.31 | | 18.41 (4) | | 691,041 | | 0.85 (5) | | 0.85 (5) | | 2.75 (5) | | 56 |
R3 | | 8.03 | | 0.10 | | 1.34 | | 1.44 | | (0.18) | | — | | — | | (0.18) | | 9.29 | | 18.14 (4) | | 15,983 | | 1.44 (5) | | 1.39 (5) | | 2.25 (5) | | 56 |
R4 | | 8.03 | | 0.11 | | 1.35 | | 1.46 | | (0.19) | | — | | — | | (0.19) | | 9.30 | | 18.41 (4) | | 5,450 | | 1.15 (5) | | 1.15 (5) | | 2.48 (5) | | 56 |
R5 | | 8.04 | | 0.13 | | 1.35 | | 1.48 | | (0.21) | | — | | — | | (0.21) | | 9.31 | | 18.57 (4) | | 16,698 | | 0.84 (5) | | 0.84 (5) | | 2.81 (5) | | 56 |
Y | | 8.04 | | 0.13 | | 1.35 | | 1.48 | | (0.21) | | — | | — | | (0.21) | | 9.31 | | 18.57 (4) | | 321,784 | | 0.84 (5) | | 0.84 (5) | | 2.81 (5) | | 56 |
F | | 8.05 | | 0.13 | | 1.35 | | 1.48 | | (0.21) | | — | | — | | (0.21) | | 9.32 | | 18.59 (4) | | 560,806 | | 0.75 (5) | | 0.75 (5) | | 2.88 (5) | | 56 |
SDR | | 8.04 | | 0.13 | | 1.34 | | 1.47 | | (0.21) | | — | | — | | (0.21) | | 9.30 | | 18.49 (4) | | 745,826 | | 0.75 (5) | | 0.75 (5) | | 2.89 (5) | | 56 |
For the Year Ended October 31, 2022 |
A | | $ 10.32 | | $ 0.29 | | $ (2.27) | | $ (1.98) | | $ (0.29) | | $ — | | $ — | | $ (0.29) | | $ 8.05 | | (19.57)% | | $ 94,322 | | 1.11% | | 1.11% | | 3.03% | | 101% |
C | | 10.25 | | 0.22 | | (2.26) | | (2.04) | | (0.21) | | — | | — | | (0.21) | | 8.00 | | (20.16) | | 9,744 | | 1.85 | | 1.85 | | 2.27 | | 101 |
I | | 10.31 | | 0.31 | | (2.26) | | (1.95) | | (0.31) | | — | | — | | (0.31) | | 8.05 | | (19.29) | | 618,285 | | 0.84 | | 0.84 | | 3.26 | | 101 |
R3 | | 10.28 | | 0.25 | | (2.24) | | (1.99) | | (0.26) | | — | | — | | (0.26) | | 8.03 | | (19.72) | | 13,320 | | 1.46 | | 1.40 | | 2.68 | | 101 |
R4 | | 10.29 | | 0.28 | | (2.26) | | (1.98) | | (0.28) | | — | | — | | (0.28) | | 8.03 | | (19.59) | | 4,544 | | 1.16 | | 1.16 | | 2.91 | | 101 |
R5 | | 10.30 | | 0.29 | | (2.24) | | (1.95) | | (0.31) | | — | | — | | (0.31) | | 8.04 | | (19.31) | | 13,333 | | 0.85 | | 0.85 | | 3.08 | | 101 |
Y | | 10.31 | | 0.32 | | (2.27) | | (1.95) | | (0.32) | | — | | — | | (0.32) | | 8.04 | | (19.36) | | 247,391 | | 0.85 | | 0.83 | | 3.35 | | 101 |
F | | 10.31 | | 0.32 | | (2.26) | | (1.94) | | (0.32) | | — | | — | | (0.32) | | 8.05 | | (19.19) | | 472,832 | | 0.74 | | 0.74 | | 3.33 | | 101 |
SDR | | 10.30 | | 0.32 | | (2.26) | | (1.94) | | (0.32) | | — | | — | | (0.32) | | 8.04 | | (19.21) | | 643,506 | | 0.74 | | 0.74 | | 3.34 | | 101 |
For the Year Ended October 31, 2021 |
A | | $ 7.76 | | $ 0.21 | | $ 2.57 | | $ 2.78 | | $ (0.22) | | $ — | | $ — | | $ (0.22) | | $ 10.32 | | 36.00% | | $ 98,511 | | 1.11% | | 1.11% | | 2.12% | | 85% |
C | | 7.71 | | 0.13 | | 2.56 | | 2.69 | | (0.15) | | — | | — | | (0.15) | | 10.25 | | 34.97 | | 14,700 | | 1.85 | | 1.85 | | 1.34 | | 85 |
I | | 7.75 | | 0.24 | | 2.57 | | 2.81 | | (0.25) | | — | | — | | (0.25) | | 10.31 | | 36.41 | | 713,835 | | 0.85 | | 0.85 | | 2.39 | | 85 |
R3 | | 7.73 | | 0.18 | | 2.56 | | 2.74 | | (0.19) | | — | | — | | (0.19) | | 10.28 | | 35.61 | | 17,169 | | 1.46 | | 1.40 | | 1.81 | | 85 |
R4 | | 7.74 | | 0.23 | | 2.54 | | 2.77 | | (0.22) | | — | | — | | (0.22) | | 10.29 | | 35.96 | | 5,890 | | 1.16 | | 1.16 | | 2.28 | | 85 |
R5 | | 7.75 | | 0.23 | | 2.57 | | 2.80 | | (0.25) | | — | | — | | (0.25) | | 10.30 | | 36.25 | | 18,070 | | 0.85 | | 0.85 | | 2.28 | | 85 |
Y | | 7.75 | | 0.24 | | 2.57 | | 2.81 | | (0.25) | | — | | — | | (0.25) | | 10.31 | | 36.43 | | 285,533 | | 0.85 | | 0.82 | | 2.44 | | 85 |
F | | 7.76 | | 0.25 | | 2.56 | | 2.81 | | (0.26) | | — | | — | | (0.26) | | 10.31 | | 36.35 | | 578,284 | | 0.75 | | 0.75 | | 2.52 | | 85 |
SDR | | 7.74 | | 0.25 | | 2.57 | | 2.82 | | (0.26) | | — | | — | | (0.26) | | 10.30 | | 36.57 | | 871,784 | | 0.75 | | 0.75 | | 2.49 | | 85 |
For the Year Ended October 31, 2020 |
A | | $ 9.05 | | $ 0.17 | | $ (1.24) | | $ (1.07) | | $ (0.22) | | $ — | | $ — | | $ (0.22) | | $ 7.76 | | (12.01)% | | $ 65,123 | | 1.12% | | 1.12% | | 2.12% | | 119% |
C | | 8.99 | | 0.11 | | (1.23) | | (1.12) | | (0.16) | | — | | — | | (0.16) | | 7.71 | | (12.69) | | 12,691 | | 1.86 | | 1.86 | | 1.32 | | 119 |
I | | 9.05 | | 0.20 | | (1.26) | | (1.06) | | (0.24) | | — | | — | | (0.24) | | 7.75 | | (11.86) | | 538,073 | | 0.85 | | 0.85 | | 2.37 | | 119 |
R3 | | 9.02 | | 0.14 | | (1.24) | | (1.10) | | (0.19) | | — | | — | | (0.19) | | 7.73 | | (12.42) | | 13,398 | | 1.48 | | 1.48 | | 1.71 | | 119 |
R4 | | 9.03 | | 0.17 | | (1.24) | | (1.07) | | (0.22) | | — | | — | | (0.22) | | 7.74 | | (12.07) | | 2,328 | | 1.18 | | 1.18 | | 2.13 | | 119 |
R5 | | 9.04 | | 0.20 | | (1.25) | | (1.05) | | (0.24) | | — | | — | | (0.24) | | 7.75 | | (11.75) | | 17,008 | | 0.86 | | 0.86 | | 2.42 | | 119 |
Y | | 9.04 | | 0.20 | | (1.24) | | (1.04) | | (0.25) | | — | | — | | (0.25) | | 7.75 | | (11.72) | | 165,134 | | 0.86 | | 0.81 | | 2.49 | | 119 |
F | | 9.05 | | 0.21 | | (1.25) | | (1.04) | | (0.25) | | — | | — | | (0.25) | | 7.76 | | (11.65) | | 357,583 | | 0.76 | | 0.76 | | 2.58 | | 119 |
SDR | | 9.04 | | 0.21 | | (1.26) | | (1.05) | | (0.25) | | — | | — | | (0.25) | | 7.74 | | (11.78) | | 577,640 | | 0.76 | | 0.76 | | 2.54 | | 119 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders International Multi-Cap Value Fund – (continued) |
For the Year Ended October 31, 2019 |
A | | $ 8.97 | | $ 0.27 | | $ 0.28 | | $ 0.55 | | $ (0.25) | | $ (0.22) | | $ — | | $ (0.47) | | $ 9.05 | | 6.61% | | $ 106,530 | | 1.12% | | 1.12% | | 3.03% | | 119% |
C | | 8.90 | | 0.19 | | 0.30 | | 0.49 | | (0.18) | | (0.22) | | — | | (0.40) | | 8.99 | | 5.91 | | 21,500 | | 1.87 | | 1.87 | | 2.12 | | 119 |
I | | 8.96 | | 0.28 | | 0.30 | | 0.58 | | (0.27) | | (0.22) | | — | | (0.49) | | 9.05 | | 6.98 | | 740,680 | | 0.86 | | 0.86 | | 3.13 | | 119 |
R3 | | 8.94 | | 0.28 | | 0.25 | | 0.53 | | (0.23) | | (0.22) | | — | | (0.45) | | 9.02 | | 6.36 | | 19,748 | | 1.48 | | 1.48 | | 3.25 | | 119 |
R4 | | 8.95 | | 0.26 | | 0.29 | | 0.55 | | (0.25) | | (0.22) | | — | | (0.47) | | 9.03 | | 6.57 | | 2,746 | | 1.18 | | 1.18 | | 3.01 | | 119 |
R5 | | 8.95 | | 0.26 | | 0.32 | | 0.58 | | (0.27) | | (0.22) | | — | | (0.49) | | 9.04 | | 6.97 | | 21,262 | | 0.87 | | 0.87 | | 2.99 | | 119 |
Y | | 8.96 | | 0.29 | | 0.29 | | 0.58 | | (0.28) | | (0.22) | | — | | (0.50) | | 9.04 | | 6.93 | | 146,587 | | 0.85 | | 0.80 | | 3.29 | | 119 |
F | | 8.97 | | 0.29 | | 0.29 | | 0.58 | | (0.28) | | (0.22) | | — | | (0.50) | | 9.05 | | 6.98 | | 377,025 | | 0.76 | | 0.76 | | 3.31 | | 119 |
SDR | | 8.96 | | 0.29 | | 0.29 | | 0.58 | | (0.28) | | (0.22) | | — | | (0.50) | | 9.04 | | 6.99 | | 636,333 | | 0.76 | | 0.76 | | 3.27 | | 119 |
For the Year Ended October 31, 2018 |
A | | $ 10.18 | | $ 0.23 | | $ (1.09) | | $ (0.86) | | $ (0.24) | | $ (0.11) | | $ — | | $ (0.35) | | $ 8.97 | | (8.71)% | | $ 67,252 | | 1.13% | | 1.10% | | 2.26% | | 87% |
C | | 10.12 | | 0.17 | | (1.10) | | (0.93) | | (0.18) | | (0.11) | | — | | (0.29) | | 8.90 | | (9.47) | | 25,614 | | 1.88 | | 1.85 | | 1.71 | | 87 |
I | | 10.17 | | 0.26 | | (1.09) | | (0.83) | | (0.27) | | (0.11) | | — | | (0.38) | | 8.96 | | (8.47) | | 875,109 | | 0.87 | | 0.84 | | 2.64 | | 87 |
R3 | | 10.15 | | 0.22 | | (1.10) | | (0.88) | | (0.22) | | (0.11) | | — | | (0.33) | | 8.94 | | (8.96) | | 613 | | 1.50 | | 1.43 | | 2.22 | | 87 |
R4 | | 10.16 | | 0.20 | | (1.06) | | (0.86) | | (0.24) | | (0.11) | | — | | (0.35) | | 8.95 | | (8.76) | | 1,312 | | 1.20 | | 1.16 | | 2.03 | | 87 |
R5 | | 10.17 | | 0.27 | | (1.11) | | (0.84) | | (0.27) | | (0.11) | | — | | (0.38) | | 8.95 | | (8.58) | | 22,482 | | 0.88 | | 0.85 | | 2.68 | | 87 |
Y | | 10.17 | | 0.25 | | (1.07) | | (0.82) | | (0.28) | | (0.11) | | — | | (0.39) | | 8.96 | | (8.42) | | 80,993 | | 0.83 | | 0.81 | | 2.57 | | 87 |
F | | 10.18 | | 0.28 | | (1.10) | | (0.82) | | (0.28) | | (0.11) | | — | | (0.39) | | 8.97 | | (8.38) | | 251,677 | | 0.78 | | 0.75 | | 2.78 | | 87 |
SDR | | 10.17 | | 0.27 | | (1.09) | | (0.82) | | (0.28) | | (0.11) | | — | | (0.39) | | 8.96 | | (8.38) | | 540,822 | | 0.78 | | 0.75 | | 2.69 | | 87 |
Hartford Schroders International Stock Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 13.66 | | $ 0.10 | | $ 3.09 | | $ 3.19 | | $ (0.15) | | $ — | | $ — | | $ (0.15) | | $ 16.70 | | 23.52% (4) | | $ 271,547 | | 1.05% (5) | | 1.05% (5) | | 1.27% (5) | | 16% |
C | | 12.88 | | 0.04 | | 2.92 | | 2.96 | | (0.04) | | — | | — | | (0.04) | | 15.80 | | 22.99 (4) | | 19,299 | | 1.79 (5) | | 1.79 (5) | | 0.52 (5) | | 16 |
I | | 13.23 | | 0.12 | | 2.99 | | 3.11 | | (0.20) | | — | | — | | (0.20) | | 16.14 | | 23.68 (4) | | 2,534,487 | | 0.78 (5) | | 0.78 (5) | | 1.55 (5) | | 16 |
R3 | | 13.11 | | 0.07 | | 2.96 | | 3.03 | | (0.11) | | — | | — | | (0.11) | | 16.03 | | 23.22 (4) | | 2,882 | | 1.35 (5) | | 1.35 (5) | | 0.99 (5) | | 16 |
R4 | | 13.18 | | 0.09 | | 2.98 | | 3.07 | | (0.15) | | — | | — | | (0.15) | | 16.10 | | 23.47 (4) | | 5,038 | | 1.09 (5) | | 1.09 (5) | | 1.23 (5) | | 16 |
R5 | | 13.24 | | 0.12 | | 2.98 | | 3.10 | | (0.20) | | — | | — | | (0.20) | | 16.14 | | 23.59 (4) | | 30,417 | | 0.78 (5) | | 0.78 (5) | | 1.53 (5) | | 16 |
Y | | 13.27 | | 0.11 | | 3.00 | | 3.11 | | (0.20) | | — | | — | | (0.20) | | 16.18 | | 23.61 (4) | | 153,090 | | 0.80 (5) | | 0.80 (5) | | 1.48 (5) | | 16 |
F | | 13.26 | | 0.12 | | 2.98 | | 3.10 | | (0.21) | | — | | — | | (0.21) | | 16.15 | | 23.60 (4) | | 987,312 | | 0.69 (5) | | 0.69 (5) | | 1.65 (5) | | 16 |
SDR | | 13.24 | | 0.12 | | 2.99 | | 3.11 | | (0.21) | | — | | — | | (0.21) | | 16.14 | | 23.72 (4) | | 715,891 | | 0.69 (5) | | 0.69 (5) | | 1.62 (5) | | 16 |
For the Year Ended October 31, 2022 |
A | | $ 19.07 | | $ 0.25 | | $ (5.36) | | $ (5.11) | | $ (0.16) | | $ (0.14) | | $ — | | $ (0.30) | | $ 13.66 | | (27.22)% | | $ 210,992 | | 1.06% | | 1.06% | | 1.56% | | 35% |
C | | 17.97 | | 0.13 | | (5.07) | | (4.94) | | (0.01) | | (0.14) | | — | | (0.15) | | 12.88 | | (27.71) | | 15,313 | | 1.81 | | 1.81 | | 0.84 | | 35 |
I | | 18.49 | | 0.28 | | (5.19) | | (4.91) | | (0.21) | | (0.14) | | — | | (0.35) | | 13.23 | | (27.04) | | 1,897,371 | | 0.80 | | 0.80 | | 1.79 | | 35 |
R3 | | 18.31 | | 0.15 | | (5.11) | | (4.96) | | (0.10) | | (0.14) | | — | | (0.24) | | 13.11 | | (27.43) | | 1,988 | | 1.42 | | 1.41 | | 1.01 | | 35 |
R4 | | 18.42 | | 0.23 | | (5.17) | | (4.94) | | (0.16) | | (0.14) | | — | | (0.30) | | 13.18 | | (27.26) | | 3,618 | | 1.12 | | 1.12 | | 1.49 | | 35 |
R5 | | 18.49 | | 0.27 | | (5.17) | | (4.90) | | (0.21) | | (0.14) | | — | | (0.35) | | 13.24 | | (26.99) | | 23,775 | | 0.81 | | 0.81 | | 1.76 | | 35 |
Y | | 18.54 | | 0.30 | | (5.22) | | (4.92) | | (0.21) | | (0.14) | | — | | (0.35) | | 13.27 | | (27.03) | | 136,982 | | 0.81 | | 0.81 | | 1.87 | | 35 |
F | | 18.52 | | 0.29 | | (5.18) | | (4.89) | | (0.23) | | (0.14) | | — | | (0.37) | | 13.26 | | (26.93) | | 692,063 | | 0.70 | | 0.70 | | 1.86 | | 35 |
SDR | | 18.50 | | 0.28 | | (5.17) | | (4.89) | | (0.23) | | (0.14) | | — | | (0.37) | | 13.24 | | (26.96) | | 553,856 | | 0.71 | | 0.71 | | 1.84 | | 35 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders International Stock Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 14.14 | | $ 0.16 | | $ 4.77 | | $ 4.93 | | $ (0.00) (6) | | $ — | | $ — | | $ — | | $ 19.07 | | 34.90% | | $ 285,278 | | 1.06% | | 1.06% | | 0.89% | | 28% |
C | | 13.43 | | 0.02 | | 4.52 | | 4.54 | | — | | — | | — | | — | | 17.97 | | 33.80 | | 20,788 | | 1.80 | | 1.80 | | 0.13 | | 28 |
I | | 13.71 | | 0.21 | | 4.62 | | 4.83 | | (0.05) | | — | | — | | (0.05) | | 18.49 | | 35.30 | | 1,981,793 | | 0.79 | | 0.79 | | 1.18 | | 28 |
R3 | | 13.63 | | 0.10 | | 4.58 | | 4.68 | | — | | — | | — | | — | | 18.31 | | 34.34 | | 1,190 | | 1.42 | | 1.41 | | 0.55 | | 28 |
R4 | | 13.67 | | 0.14 | | 4.61 | | 4.75 | | (0.00) (6) | | — | | — | | — | | 18.42 | | 34.78 | | 3,841 | | 1.12 | | 1.12 | | 0.79 | | 28 |
R5 | | 13.72 | | 0.20 | | 4.62 | | 4.82 | | (0.05) | | — | | — | | (0.05) | | 18.49 | | 35.20 | | 24,588 | | 0.81 | | 0.81 | | 1.14 | | 28 |
Y | | 13.76 | | 0.21 | | 4.62 | | 4.83 | | (0.05) | | — | | — | | (0.05) | | 18.54 | | 35.17 | | 248,058 | | 0.81 | | 0.81 | | 1.17 | | 28 |
F | | 13.74 | | 0.22 | | 4.63 | | 4.85 | | (0.07) | | — | | — | | (0.07) | | 18.52 | | 35.36 | | 618,602 | | 0.70 | | 0.70 | | 1.25 | | 28 |
SDR | | 13.73 | | 0.22 | | 4.62 | | 4.84 | | (0.07) | | — | | — | | (0.07) | | 18.50 | | 35.31 | | 447,317 | | 0.71 | | 0.71 | | 1.25 | | 28 |
For the Year Ended October 31, 2020 |
A | | $ 12.91 | | $ 0.07 | | $ 1.30 | | $ 1.37 | | $ (0.14) | | $ — | | $ — | | $ (0.14) | | $ 14.14 | | 10.63% | | $ 114,042 | | 1.12% | | 1.11% | | 0.49% | | 34% |
C | | 12.25 | | (0.03) | | 1.25 | | 1.22 | | (0.04) | | — | | — | | (0.04) | | 13.43 | | 9.93 | | 6,687 | | 1.85 | | 1.85 | | (0.21) | | 34 |
I | | 12.51 | | 0.10 | | 1.26 | | 1.36 | | (0.16) | | — | | — | | (0.16) | | 13.71 | | 10.93 | | 516,721 | | 0.83 | | 0.83 | | 0.79 | | 34 |
R3 | | 12.47 | | 0.03 | | 1.26 | | 1.29 | | (0.13) | | — | | — | | (0.13) | | 13.63 | | 10.38 | | 734 | | 1.46 | | 1.45 | | 0.25 | | 34 |
R4 | | 12.50 | | 0.07 | | 1.25 | | 1.32 | | (0.15) | | — | | — | | (0.15) | | 13.67 | | 10.62 | | 2,536 | | 1.15 | | 1.15 | | 0.51 | | 34 |
R5 | | 12.52 | | 0.11 | | 1.26 | | 1.37 | | (0.17) | | — | | — | | (0.17) | | 13.72 | | 10.96 | | 12,208 | | 0.83 | | 0.83 | | 0.84 | | 34 |
Y | | 12.52 | | 0.06 | | 1.32 | | 1.38 | | (0.14) | | — | | — | | (0.14) | | 13.76 | | 11.09 | | 66,753 | | 0.82 | | 0.82 | | 0.45 | | 34 |
F | | 12.52 | | 0.11 | | 1.28 | | 1.39 | | (0.17) | | — | | — | | (0.17) | | 13.74 | | 11.13 | | 169,576 | | 0.75 | | 0.75 | | 0.86 | | 34 |
SDR | | 12.52 | | 0.11 | | 1.27 | | 1.38 | | (0.17) | | — | | — | | (0.17) | | 13.73 | | 11.07 | | 136,358 | | 0.75 | | 0.75 | | 0.86 | | 34 |
For the Year Ended October 31, 2019 |
A | | $ 12.46 | | $ 0.17 | | $ 1.18 | | $ 1.35 | | $ (0.15) | | $ (0.75) | | $ — | | $ (0.90) | | $ 12.91 | | 12.04% | | $ 46,241 | | 1.16% | | 1.14% | | 1.42% | | 37% |
C | | 11.90 | | 0.10 | | 1.10 | | 1.20 | | (0.10) | | (0.75) | | — | | (0.85) | | 12.25 | | 11.16 | | 3,530 | | 1.90 | | 1.87 | | 0.88 | | 37 |
I | | 12.09 | | 0.21 | | 1.13 | | 1.34 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.51 | | 12.39 | | 218,391 | | 0.86 | | 0.83 | | 1.81 | | 37 |
R3 | | 12.08 | | 0.16 | | 1.13 | | 1.29 | | (0.15) | | (0.75) | | — | | (0.90) | | 12.47 | | 11.93 | | 190 | | 1.44 | | 1.33 | | 1.35 | | 37 |
R4 | | 12.09 | | 0.15 | | 1.17 | | 1.32 | | (0.16) | | (0.75) | | — | | (0.91) | | 12.50 | | 12.15 | | 292 | | 1.12 | | 1.05 | | 1.24 | | 37 |
R5 | | 12.10 | | 0.15 | | 1.19 | | 1.34 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.52 | | 12.33 | | 1,066 | | 0.80 | | 0.78 | | 1.21 | | 37 |
Y | | 12.11 | | 0.21 | | 1.12 | | 1.33 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.52 | | 12.38 | | 676 | | 0.87 | | 0.84 | | 1.80 | | 37 |
F | | 12.10 | | 0.22 | | 1.12 | | 1.34 | | (0.17) | | (0.75) | | — | | (0.92) | | 12.52 | | 12.47 | | 70,305 | | 0.78 | | 0.76 | | 1.85 | | 37 |
SDR | | 12.10 | | 0.21 | | 1.14 | | 1.35 | | (0.18) | | (0.75) | | — | | (0.93) | | 12.52 | | 12.45 | | 100,663 | | 0.80 | | 0.76 | | 1.80 | | 37 |
For the Year Ended October 31, 2018 |
A | | $ 13.62 | | $ 0.19 | | $ (1.22) | | $ (1.03) | | $ (0.13) | | $ — | | $ — | | $ (0.13) | | $ 12.46 | | (7.63)% | | $ 11,234 | | 1.25% | | 1.16% | | 1.40% | | 65% |
C | | 13.11 | | 0.13 | | (1.21) | | (1.08) | | (0.13) | | — | | — | | (0.13) | | 11.90 | | (8.33) | | 1,824 | | 2.01 | | 1.92 | | 0.97 | | 65 |
I | | 13.20 | | 0.22 | | (1.17) | | (0.95) | | (0.16) | | — | | — | | (0.16) | | 12.09 | | (7.32) | | 129,528 | | 0.93 | | 0.85 | | 1.70 | | 65 |
R3 | | 13.19 | | 0.21 | | (1.19) | | (0.98) | | (0.13) | | — | | — | | (0.13) | | 12.08 | | (7.49) | | 12 | | 1.61 | | 1.02 | | 1.59 | | 65 |
R4 | | 13.20 | | 0.22 | | (1.19) | | (0.97) | | (0.14) | | — | | — | | (0.14) | | 12.09 | | (7.42) | | 12 | | 1.31 | | 0.97 | | 1.64 | | 65 |
R5 | | 13.22 | | 0.22 | | (1.18) | | (0.96) | | (0.16) | | — | | — | | (0.16) | | 12.10 | | (7.36) | | 12 | | 1.01 | | 0.90 | | 1.69 | | 65 |
Y | | 13.23 | | 0.12 | | (1.07) | | (0.95) | | (0.17) | | — | | — | | (0.17) | | 12.11 | | (7.32) | | 5,693 | | 0.90 | | 0.81 | | 0.97 | | 65 |
F | | 13.22 | | 0.22 | | (1.17) | | (0.95) | | (0.17) | | — | | — | | (0.17) | | 12.10 | | (7.32) | | 9,204 | | 0.89 | | 0.80 | | 1.69 | | 65 |
SDR | | 13.23 | | 0.23 | | (1.18) | | (0.95) | | (0.18) | | — | | — | | (0.18) | | 12.10 | | (7.33) | | 67,339 | | 0.89 | | 0.80 | | 1.71 | | 65 |
Hartford Schroders Sustainable Core Bond Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
I | | $ 8.36 | | $ 0.15 | | $ 0.44 | | $ 0.59 | | $ (0.16) | | $ — | | $ — | | $ (0.16) | | $ 8.79 | | 7.08% (4) | | $ 951 | | 0.59% (5) | | 0.51% (5) | | 3.51% (5) | | 54% |
R3 | | 8.39 | | 0.15 | | 0.44 | | 0.59 | | (0.13) | | — | | — | | (0.13) | | 8.85 | | 7.09 (4) | | 9 | | 1.14 (5) | | 0.64 (5) | | 3.38 (5) | | 54 |
R4 | | 8.37 | | 0.15 | | 0.44 | | 0.59 | | (0.15) | | — | | — | | (0.15) | | 8.81 | | 7.04 (4) | | 9 | | 0.85 (5) | | 0.59 (5) | | 3.45 (5) | | 54 |
R5 | | 8.35 | | 0.15 | | 0.45 | | 0.60 | | (0.16) | | — | | — | | (0.16) | | 8.79 | | 7.24 (4) | | 9 | | 0.55 (5) | | 0.46 (5) | | 3.58 (5) | | 54 |
Y | | 8.35 | | 0.16 | | 0.43 | | 0.59 | | (0.16) | | — | | — | | (0.16) | | 8.78 | | 7.15 (4) | | 5,398 | | 0.50 (5) | | 0.40 (5) | | 3.61 (5) | | 54 |
F | | 8.35 | | 0.16 | | 0.45 | | 0.61 | | (0.17) | | — | | — | | (0.17) | | 8.79 | | 7.30 (4) | | 104,482 | | 0.43 (5) | | 0.36 (5) | | 3.66 (5) | | 54 |
SDR | | 8.34 | | 0.16 | | 0.45 | | 0.61 | | (0.17) | | — | | — | | (0.17) | | 8.78 | | 7.33 (4) | | 99,423 | | 0.43 (5) | | 0.32 (5) | | 3.70 (5) | | 54 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders Sustainable Core Bond Fund – (continued) |
For the Period Ended October 31, 2022(13) |
I (14) | | $ 10.46 | | $ 0.23 | | $ (1.94) | | $ (1.71) | | $ (0.20) | | $ (0.19) | | $ — | | $ (0.39) | | $ 8.36 | | (16.83)% (4) | | $ 564 | | 0.60% (5) | | 0.51% (5) | | 2.61% (5) | | 162% |
R3 (14) | | 10.45 | | 0.19 | | (1.92) | | (1.73) | | (0.14) | | (0.19) | | — | | (0.33) | | 8.39 | | (16.94) (4) | | 8 | | 1.12 (5) | | 0.66 (5) | | 2.09 (5) | | 162 |
R4 (14) | | 10.45 | | 0.20 | | (1.92) | | (1.72) | | (0.17) | | (0.19) | | — | | (0.36) | | 8.37 | | (16.88) (4) | | 8 | | 0.82 (5) | | 0.59 (5) | | 2.13 (5) | | 162 |
R5 (14) | | 10.45 | | 0.21 | | (1.92) | | (1.71) | | (0.20) | | (0.19) | | — | | (0.39) | | 8.35 | | (16.81) (4) | | 8 | | 0.52 (5) | | 0.46 (5) | | 2.27 (5) | | 162 |
Y | | 10.47 | | 0.21 | | (1.93) | | (1.72) | | (0.21) | | (0.19) | | — | | (0.40) | | 8.35 | | (16.91) | | 6,441 | | 0.55 | | 0.40 | | 2.26 | | 162 |
F (14) | | 10.45 | | 0.24 | | (1.94) | | (1.70) | | (0.21) | | (0.19) | | — | | (0.40) | | 8.35 | | (16.72) (4) | | 76,245 | | 0.41 (5) | | 0.36 (5) | | 2.68 (5) | | 162 |
SDR | | 10.46 | | 0.23 | | (1.94) | | (1.71) | | (0.22) | | (0.19) | | — | | (0.41) | | 8.34 | | (16.86) | | 60,725 | | 0.46 | | 0.32 | | 2.39 | | 162 |
For the Period Ended October 31, 2021 |
Y | | $ 10.82 | | $ 0.18 | | $ (0.12) | | $ 0.06 | | $ (0.19) | | $ (0.22) | | | | $ (0.41) | | $ 10.47 | | 0.51% | | $ 9,051 | | 0.74% | | 0.39% | | 1.74% | | 179% |
SDR | | 10.82 | | 0.19 | | (0.13) | | 0.06 | | (0.20) | | (0.22) | | | | (0.42) | | 10.46 | | 0.50 | | 73,926 | | 0.69 | | 0.32 | | 1.78 | | 179 |
For the Period Ended October 31, 2020 |
Y (15) | | $ 10.82 | | $ 0.06 | | $ 0.02 | | $ 0.08 | | $ (0.08) | | $ — | | | | $ (0.08) | | $ 10.82 | | 0.70% (4) | | $ 34,734 | | 1.04% (5) | | 0.40% (5) | | 1.72% (5) | | 144% |
SDR | | 10.44 | | 0.23 | | 0.62 | | 0.85 | | (0.25) | | (0.22) | | | | (0.47) | | 10.82 | | 8.34 | | 75,315 | | 0.81 | | 0.32 | | 2.20 | | 144 |
For the Period Ended October 31, 2019 |
SDR | | $ 9.67 | | $ 0.29 | | $ 0.79 | | $ 1.08 | | $ (0.31) | | $ — | | | | $ (0.31) | | $ 10.44 | | 11.27% | | $ 62,427 | | 0.78% | | 0.32% | | 2.91% | | 134% |
For the Period Ended October 31, 2018 |
SDR (16) | | $ 10.00 | | $ 0.20 | | $ (0.34) | | $ (0.14) | | $ (0.19) (17) | | $ — | | | | $ (0.19) | | $ 9.67 | | (1.38)% (4) | | $ 38,061 | | 1.48% (5) | | 0.32% (5) | | 2.74% (5) | | 48% |
Hartford Schroders Sustainable International Core Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
I | | $ 8.60 | | $ 0.12 | | $ 1.97 | | $ 2.09 | | $ (0.12) | | $ — | | $ — | | $ (0.12) | | $ 10.57 | | 24.43% (4) | | $ 582 | | 10.02% (5) | | 0.70% (5) | | 2.36% (5) | | 17% |
SDR | | 8.60 | | 0.12 | | 1.97 | | 2.09 | | (0.12) | | — | | — | | (0.12) | | 10.57 | | 24.46 (4) | | 535 | | 9.93 (5) | | 0.70 (5) | | 2.36 (5) | | 17 |
For the Period Ended October 31, 2022(11) |
I | | $ 10.00 | | $ 0.08 | | $ (1.48) | | $ (1.40) | | $ — | | $ — | | $ — | | $ — | | $ 8.60 | | (14.00)% (4) | | $ 430 | | 14.67% (5) | | 0.70% (5) | | 2.03% (5) | | 17% (12) |
SDR | | 10.00 | | 0.08 | | (1.48) | | (1.40) | | — | | — | | — | | — | | 8.60 | | (14.00) (4) | | 430 | | 14.48 (5) | | 0.70 (5) | | 2.03 (5) | | 17 (12) |
Hartford Schroders Tax-Aware Bond Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 9.48 | | $ 0.15 | | $ 0.72 | | $ 0.87 | | $ (0.14) | | $ — | | $ — | | $ (0.14) | | $ 10.21 | | 9.17% (4) | | $ 62,009 | | 0.81% (5) | | 0.71% (5) | | 2.99% (5) | | 59% |
C | | 9.50 | | 0.11 | | 0.71 | | 0.82 | | (0.09) | | — | | — | | (0.09) | | 10.23 | | 8.62 (4) | | 5,160 | | 1.62 (5) | | 1.59 (5) | | 2.10 (5) | | 59 |
I | | 9.49 | | 0.16 | | 0.71 | | 0.87 | | (0.15) | | — | | — | | (0.15) | | 10.21 | | 9.19 (4) | | 490,017 | | 0.58 (5) | | 0.49 (5) | | 3.24 (5) | | 59 |
Y | | 9.49 | | 0.16 | | 0.71 | | 0.87 | | (0.15) | | — | | — | | (0.15) | | 10.21 | | 9.14 (4) | | 270 | | 0.62 (5) | | 0.56 (5) | | 3.13 (5) | | 59 |
F | | 9.49 | | 0.16 | | 0.72 | | 0.88 | | (0.15) | | — | | — | | (0.15) | | 10.22 | | 9.31 (4) | | 113,153 | | 0.51 (5) | | 0.46 (5) | | 3.28 (5) | | 59 |
SDR | | 9.48 | | 0.16 | | 0.72 | | 0.88 | | (0.15) | | — | | — | | (0.15) | | 10.21 | | 9.32 (4) | | 47,700 | | 0.52 (5) | | 0.46 (5) | | 3.22 (5) | | 59 |
For the Year Ended October 31, 2022 |
A | | $ 11.27 | | $ 0.17 | | $ (1.64) | | $ (1.47) | | $ (0.17) | | $ (0.15) | | $ — | | $ (0.32) | | $ 9.48 | | (13.33)% | | $ 37,682 | | 0.83% | | 0.71% | | 1.66% | | 143% |
C | | 11.28 | | 0.08 | | (1.64) | | (1.56) | | (0.07) | | (0.15) | | — | | (0.22) | | 9.50 | | (14.04) | | 4,323 | | 1.62 | | 1.59 | | 0.79 | | 143 |
I | | 11.28 | | 0.20 | | (1.64) | | (1.44) | | (0.20) | | (0.15) | | — | | (0.35) | | 9.49 | | (13.12) | | 248,947 | | 0.61 | | 0.49 | | 1.96 | | 143 |
Y | | 11.28 | | 0.20 | | (1.65) | | (1.45) | | (0.19) | | (0.15) | | — | | (0.34) | | 9.49 | | (13.18) | | 247 | | 0.63 | | 0.56 | | 1.86 | | 143 |
F | | 11.28 | | 0.21 | | (1.65) | | (1.44) | | (0.20) | | (0.15) | | — | | (0.35) | | 9.49 | | (13.09) | | 48,151 | | 0.52 | | 0.46 | | 1.98 | | 143 |
SDR | | 11.27 | | 0.21 | | (1.65) | | (1.44) | | (0.20) | | (0.15) | | — | | (0.35) | | 9.48 | | (13.10) | | 51,611 | | 0.52 | | 0.46 | | 1.97 | | 143 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders Tax-Aware Bond Fund – (continued) |
For the Year Ended October 31, 2021 |
A | | $ 11.42 | | $ 0.12 | | $ (0.00)(6) | | $ 0.12 | | $ (0.12) | | $ (0.15) | | $ — | | $ (0.27) | | $ 11.27 | | 1.08% | | $ 63,475 | | 0.82% | | 0.71% | | 1.09% | | 109% |
C | | 11.44 | | 0.03 | | (0.02) | | 0.01 | | (0.02) | | (0.15) | | — | | (0.17) | | 11.28 | | 0.11 | | 7,768 | | 1.64 | | 1.58 | | 0.22 | | 109 |
I | | 11.43 | | 0.15 | | (0.01) | | 0.14 | | (0.14) | | (0.15) | | — | | (0.29) | | 11.28 | | 1.30 | | 279,048 | | 0.59 | | 0.49 | | 1.31 | | 109 |
Y | | 11.44 | | 0.14 | | (0.01) | | 0.13 | | (0.14) | | (0.15) | | — | | (0.29) | | 11.28 | | 1.14 | | 286 | | 0.62 | | 0.56 | | 1.24 | | 109 |
F | | 11.44 | | 0.15 | | (0.01) | | 0.14 | | (0.15) | | (0.15) | | — | | (0.30) | | 11.28 | | 1.24 | | 40,994 | | 0.51 | | 0.46 | | 1.34 | | 109 |
SDR | | 11.43 | | 0.15 | | (0.01) | | 0.14 | | (0.15) | | (0.15) | | — | | (0.30) | | 11.27 | | 1.24 | | 64,292 | | 0.51 | | 0.46 | | 1.34 | | 109 |
For the Year Ended October 31, 2020 |
A | | $ 11.34 | | $ 0.16 | | $ 0.32 | | $ 0.48 | | $ (0.17) | | $ (0.23) | | $ — | | $ (0.40) | | $ 11.42 | | 4.31% | | $ 56,486 | | 0.82% | | 0.71% | | 1.39% | | 186% |
C | | 11.34 | | 0.06 | | 0.33 | | 0.39 | | (0.06) | | (0.23) | | — | | (0.29) | | 11.44 | | 3.53 | | 8,731 | | 1.61 | | 1.55 | | 0.56 | | 186 |
I | | 11.34 | | 0.18 | | 0.34 | | 0.52 | | (0.20) | | (0.23) | | — | | (0.43) | | 11.43 | | 4.64 | | 283,060 | | 0.60 | | 0.49 | | 1.61 | | 186 |
Y | | 11.35 | | 0.18 | | 0.33 | | 0.51 | | (0.19) | | (0.23) | | — | | (0.42) | | 11.44 | | 4.56 | | 213 | | 0.63 | | 0.56 | | 1.56 | | 186 |
F | | 11.35 | | 0.19 | | 0.33 | | 0.52 | | (0.20) | | (0.23) | | — | | (0.43) | | 11.44 | | 4.67 | | 33,074 | | 0.52 | | 0.46 | | 1.64 | | 186 |
SDR | | 11.34 | | 0.19 | | 0.33 | | 0.52 | | (0.20) | | (0.23) | | — | | (0.43) | | 11.43 | | 4.68 | | 61,878 | | 0.52 | | 0.46 | | 1.66 | | 186 |
For the Year Ended October 31, 2019 |
A | | $ 10.66 | | $ 0.23 | | $ 0.80 | | $ 1.03 | | $ (0.23) | | $ (0.12) | | $ — | | $ (0.35) | | $ 11.34 | | 9.79% | | $ 36,158 | | 0.83% | | 0.71% | | 2.08% | | 161% |
C | | 10.65 | | 0.14 | | 0.80 | | 0.94 | | (0.13) | | (0.12) | | — | | (0.25) | | 11.34 | | 8.91 | | 7,894 | | 1.61 | | 1.54 | | 1.26 | | 161 |
I | | 10.67 | | 0.26 | | 0.79 | | 1.05 | | (0.26) | | (0.12) | | — | | (0.38) | | 11.34 | | 9.95 | | 209,719 | | 0.61 | | 0.48 | | 2.31 | | 161 |
Y | | 10.67 | | 0.26 | | 0.79 | | 1.05 | | (0.25) | | (0.12) | | — | | (0.37) | | 11.35 | | 9.98 | | 204 | | 0.60 | | 0.53 | | 2.31 | | 161 |
F | | 10.67 | | 0.26 | | 0.80 | | 1.06 | | (0.26) | | (0.12) | | — | | (0.38) | | 11.35 | | 10.06 | | 20,569 | | 0.53 | | 0.46 | | 2.33 | | 161 |
SDR | | 10.66 | | 0.26 | | 0.80 | | 1.06 | | (0.26) | | (0.12) | | — | | (0.38) | | 11.34 | | 10.08 | | 60,005 | | 0.53 | | 0.46 | | 2.38 | | 161 |
For the Year Ended October 31, 2018 |
A | | $ 11.08 | | $ 0.23 | | $ (0.42) | | $ (0.19) | | $ (0.22) | | $ (0.01) | | $ — | | $ (0.23) | | $ 10.66 | | (1.77)% | | $ 25,186 | | 0.86% | | 0.71% | | 2.07% | | 161% |
C | | 11.07 | | 0.14 | | (0.43) | | (0.29) | | (0.12) | | (0.01) | | — | | (0.13) | | 10.65 | | (2.64) | | 4,819 | | 1.62 | | 1.53 | | 1.24 | | 161 |
I | | 11.10 | | 0.25 | | (0.42) | | (0.17) | | (0.25) | | (0.01) | | — | | (0.26) | | 10.67 | | (1.59) | | 120,282 | | 0.62 | | 0.46 | | 2.31 | | 161 |
Y | | 11.10 | | 0.25 | | (0.43) | | (0.18) | | (0.24) | | (0.01) | | — | | (0.25) | | 10.67 | | (1.63) | | 214 | | 0.57 | | 0.48 | | 2.30 | | 161 |
F | | 11.10 | | 0.26 | | (0.44) | | (0.18) | | (0.24) | | (0.01) | | — | | (0.25) | | 10.67 | | (1.60) | | 8,689 | | 0.55 | | 0.46 | | 2.36 | | 161 |
SDR | | 11.09 | | 0.25 | | (0.43) | | (0.18) | | (0.24) | | (0.01) | | — | | (0.25) | | 10.66 | | (1.60) | | 59,590 | | 0.55 | | 0.46 | | 2.30 | | 161 |
Hartford Schroders US MidCap Opportunities Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 15.92 | | $ 0.04 | | $ 0.84 | | $ 0.88 | | $ (0.04) | | $ (0.46) | | $ — | | $ (0.50) | | $ 16.30 | | 5.62% (4) | | $ 121,260 | | 1.16% (5) | | 1.16% (5) | | 0.52% (5) | | 15% |
C | | 15.80 | | (0.02) | | 0.83 | | 0.81 | | — | | (0.46) | | — | | (0.46) | | 16.15 | | 5.19 (4) | | 39,268 | | 1.91 (5) | | 1.91 (5) | | (0.21) (5) | | 15 |
I | | 16.74 | | 0.07 | | 0.88 | | 0.95 | | (0.08) | | (0.46) | | — | | (0.54) | | 17.15 | | 5.76 (4) | | 435,414 | | 0.89 (5) | | 0.89 (5) | | 0.79 (5) | | 15 |
R3 | | 16.26 | | 0.01 | | 0.85 | | 0.86 | | — | | (0.46) | | — | | (0.46) | | 16.66 | | 5.35 (4) | | 1,873 | | 1.51 (5) | | 1.51 (5) | | 0.18 (5) | | 15 |
R4 | | 16.58 | | 0.05 | | 0.87 | | 0.92 | | (0.03) | | (0.46) | | — | | (0.49) | | 17.01 | | 5.60 (4) | | 607 | | 1.22 (5) | | 1.14 (5) | | 0.55 (5) | | 15 |
R5 | | 16.71 | | 0.07 | | 0.87 | | 0.94 | | (0.07) | | (0.46) | | — | | (0.53) | | 17.12 | | 5.75 (4) | | 656 | | 0.87 (5) | | 0.87 (5) | | 0.78 (5) | | 15 |
Y | | 16.72 | | 0.07 | | 0.87 | | 0.94 | | (0.07) | | (0.46) | | — | | (0.53) | | 17.13 | | 5.74 (4) | | 68,466 | | 0.91 (5) | | 0.91 (5) | | 0.78 (5) | | 15 |
F | | 16.75 | | 0.07 | | 0.88 | | 0.95 | | (0.09) | | (0.46) | | — | | (0.55) | | 17.15 | | 5.80 (4) | | 102,816 | | 0.81 (5) | | 0.81 (5) | | 0.88 (5) | | 15 |
SDR | | 16.79 | | 0.07 | | 0.88 | | 0.95 | | (0.09) | | (0.46) | | — | | (0.55) | | 17.19 | | 5.78 (4) | | 39,433 | | 0.81 (5) | | 0.81 (5) | | 0.87 (5) | | 15 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders US MidCap Opportunities Fund – (continued) |
For the Year Ended October 31, 2022 |
A | | $ 20.63 | | $ 0.03 | | $ (1.84) | | $ (1.81) | | $ — | | $ (2.90) | | $ — | | $ (2.90) | | $ 15.92 | | (10.46)% | | $ 107,826 | | 1.17% | | 1.17% | | 0.20% | | 42% |
C | | 20.64 | | (0.09) | | (1.85) | | (1.94) | | — | | (2.90) | | — | | (2.90) | | 15.80 | | (11.16) | | 41,486 | | 1.91 | | 1.91 | | (0.54) | | 42 |
I | | 21.52 | | 0.08 | | (1.94) | | (1.86) | | (0.02) | | (2.90) | | — | | (2.92) | | 16.74 | | (10.25) | | 397,914 | | 0.89 | | 0.89 | | 0.47 | | 42 |
R3 | | 21.07 | | (0.03) | | (1.88) | | (1.91) | | — | | (2.90) | | — | | (2.90) | | 16.26 | | (10.75) | | 1,820 | | 1.52 | | 1.52 | | (0.15) | | 42 |
R4 | | 21.37 | | 0.04 | | (1.93) | | (1.89) | | — | | (2.90) | | — | | (2.90) | | 16.58 | | (10.47) | | 564 | | 1.22 | | 1.16 | | 0.22 | | 42 |
R5 | | 21.47 | | 0.08 | | (1.93) | | (1.85) | | (0.01) | | (2.90) | | — | | (2.91) | | 16.71 | | (10.22) | | 309 | | 0.92 | | 0.92 | | 0.42 | | 42 |
Y | | 21.50 | | 0.08 | | (1.95) | | (1.87) | | (0.01) | | (2.90) | | — | | (2.91) | | 16.72 | | (10.29) | | 60,674 | | 0.91 | | 0.91 | | 0.45 | | 42 |
F | | 21.53 | | 0.10 | | (1.95) | | (1.85) | | (0.03) | | (2.90) | | — | | (2.93) | | 16.75 | | (10.18) | | 88,436 | | 0.80 | | 0.80 | | 0.57 | | 42 |
SDR | | 21.56 | | 0.10 | | (1.94) | | (1.84) | | (0.03) | | (2.90) | | — | | (2.93) | | 16.79 | | (10.12) | | 34,340 | | 0.81 | | 0.81 | | 0.56 | | 42 |
For the Year Ended October 31, 2021 |
A | | $ 14.57 | | $ (0.02) | | $ 6.09 | | $ 6.07 | | $ (0.01) | | $ — | | $ — | | $ (0.01) | | $ 20.63 | | 41.71% | | $ 106,982 | | 1.16% | | 1.16% | | (0.10)% | | 47% |
C | | 14.67 | | (0.16) | | 6.13 | | 5.97 | | — | | — | | — | | — | | 20.64 | | 40.70 | | 54,795 | | 1.90 | | 1.90 | | (0.84) | | 47 |
I | | 15.19 | | 0.03 | | 6.36 | | 6.39 | | (0.06) | | — | | — | | (0.06) | | 21.52 | | 42.13 | | 457,621 | | 0.89 | | 0.89 | | 0.17 | | 47 |
R3 | | 14.92 | | (0.09) | | 6.24 | | 6.15 | | — | | — | | — | | — | | 21.07 | | 41.22 | | 2,157 | | 1.52 | | 1.52 | | (0.46) | | 47 |
R4 | | 15.08 | | (0.02) | | 6.31 | | 6.29 | | — | | — | | — | | — | | 21.37 | | 41.71 | | 856 | | 1.22 | | 1.17 | | (0.11) | | 47 |
R5 | | 15.16 | | 0.03 | | 6.33 | | 6.36 | | (0.05) | | — | | — | | (0.05) | | 21.47 | | 42.03 | | 874 | | 0.92 | | 0.92 | | 0.17 | | 47 |
Y | | 15.18 | | 0.03 | | 6.34 | | 6.37 | | (0.05) | | — | | — | | (0.05) | | 21.50 | | 42.05 | | 82,958 | | 0.91 | | 0.91 | | 0.15 | | 47 |
F | | 15.20 | | 0.05 | | 6.35 | | 6.40 | | (0.07) | | — | | — | | (0.07) | | 21.53 | | 42.23 | | 83,647 | | 0.80 | | 0.80 | | 0.26 | | 47 |
SDR | | 15.23 | | 0.05 | | 6.35 | | 6.40 | | (0.07) | | — | | — | | (0.07) | | 21.56 | | 42.14 | | 51,180 | | 0.80 | | 0.80 | | 0.26 | | 47 |
For the Year Ended October 31, 2020 |
A | | $ 15.01 | | $ 0.01 | | $ (0.35) | | $ (0.34) | | $ 0.00(6) | | $ (0.10) | | $ — | | $ (0.10) | | $ 14.57 | | (2.25)% | | $ 71,370 | | 1.18% | | 1.18% | | 0.06% | | 53% |
C | | 15.21 | | (0.10) | | (0.34) | | (0.44) | | — | | (0.10) | | — | | (0.10) | | 14.67 | | (2.90) | | 43,785 | | 1.92 | | 1.92 | | (0.67) | | 53 |
I | | 15.63 | | 0.05 | | (0.35) | | (0.30) | | (0.04) | | (0.10) | | — | | (0.14) | | 15.19 | | (1.92) | | 352,667 | | 0.90 | | 0.90 | | 0.35 | | 53 |
R3 | | 15.41 | | (0.04) | | (0.35) | | (0.39) | | — | | (0.10) | | — | | (0.10) | | 14.92 | | (2.54) | | 975 | | 1.53 | | 1.53 | | (0.28) | | 53 |
R4 | | 15.53 | | 0.00 (6) | | (0.35) | | (0.35) | | — | | (0.10) | | — | | (0.10) | | 15.08 | | (2.26) | | 567 | | 1.23 | | 1.23 | | 0.01 | | 53 |
R5 | | 15.60 | | 0.05 | | (0.35) | | (0.30) | | (0.04) | | (0.10) | | — | | (0.14) | | 15.16 | | (1.96) | | 1,229 | | 0.93 | | 0.93 | | 0.31 | | 53 |
Y | | 15.63 | | 0.05 | | (0.35) | | (0.30) | | (0.05) | | (0.10) | | — | | (0.15) | | 15.18 | | (1.93) | | 77,493 | | 0.91 | | 0.90 | | 0.34 | | 53 |
F | | 15.64 | | 0.06 | | (0.34) | | (0.28) | | (0.06) | | (0.10) | | — | | (0.16) | | 15.20 | | (1.82) | | 55,554 | | 0.81 | | 0.81 | | 0.42 | | 53 |
SDR | | 15.67 | | 0.07 | | (0.35) | | (0.28) | | (0.06) | | (0.10) | | — | | (0.16) | | 15.23 | | (1.81) | | 37,895 | | 0.81 | | 0.81 | | 0.45 | | 53 |
For the Year Ended October 31, 2019 |
A | | $ 13.68 | | $ 0.02 | | $ 1.58 | | $ 1.60 | | $ — | | $ (0.27) | | $ — | | $ (0.27) | | $ 15.01 | | 12.12% | | $ 87,831 | | 1.27% | | 1.27% | | 0.14% | | 39% |
C | | 13.97 | | (0.09) | | 1.60 | | 1.51 | | — | | (0.27) | | — | | (0.27) | | 15.21 | | 11.29 | | 60,195 | | 2.02 | | 2.02 | | (0.61) | | 39 |
I | | 14.24 | | 0.06 | | 1.64 | | 1.70 | | (0.04) | | (0.27) | | — | | (0.31) | | 15.63 | | 12.41 | | 496,725 | | 1.00 | | 1.00 | | 0.42 | | 39 |
R3 | | 14.09 | | (0.04) | | 1.63 | | 1.59 | | — | | (0.27) | | — | | (0.27) | | 15.41 | | 11.69 | | 1,423 | | 1.62 | | 1.62 | | (0.25) | | 39 |
R4 | | 14.17 | | 0.01 | | 1.64 | | 1.65 | | (0.02) | | (0.27) | | — | | (0.29) | | 15.53 | | 12.09 | | 627 | | 1.32 | | 1.32 | | 0.09 | | 39 |
R5 | | 14.24 | | 0.06 | | 1.62 | | 1.68 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.60 | | 12.32 | | 1,476 | | 1.02 | | 1.02 | | 0.39 | | 39 |
Y | | 14.24 | | 0.07 | | 1.64 | | 1.71 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.63 | | 12.50 | | 116,557 | | 0.97 | | 0.95 | | 0.44 | | 39 |
F | | 14.25 | | 0.07 | | 1.64 | | 1.71 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.64 | | 12.52 | | 54,955 | | 0.91 | | 0.91 | | 0.48 | | 39 |
SDR | | 14.28 | | 0.07 | | 1.64 | | 1.71 | | (0.05) | | (0.27) | | — | | (0.32) | | 15.67 | | 12.49 | | 82,604 | | 0.91 | | 0.91 | | 0.48 | | 39 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders US MidCap Opportunities Fund – (continued) |
For the Year Ended October 31, 2018 |
A | | $ 13.97 | | $ 0.01 | | $ (0.10) | | $ (0.09) | | $ — | | $ (0.20) | | $ — | | $ (0.20) | | $ 13.68 | | (0.66)% | | $ 96,491 | | 1.26% | | 1.25% | | 0.05% | | 37% |
C | | 14.37 | | (0.11) | | (0.09) | | (0.20) | | — | | (0.20) | | — | | (0.20) | | 13.97 | | (1.49) | | 67,037 | | 2.02 | | 2.01 | | (0.72) | | 37 |
I | | 14.52 | | 0.05 | | (0.11) | | (0.06) | | (0.02) | | (0.20) | | — | | (0.22) | | 14.24 | | (0.44) | | 648,971 | | 0.99 | | 0.98 | | 0.31 | | 37 |
R3 | | 14.43 | | (0.05) | | (0.09) | | (0.14) | | — | | (0.20) | | — | | (0.20) | | 14.09 | | (1.06) | | 950 | | 1.63 | | 1.60 | | (0.31) | | 37 |
R4 | | 14.48 | | — | | (0.10) | | (0.10) | | (0.01) | | (0.20) | | — | | (0.21) | | 14.17 | | (0.74) | | 775 | | 1.33 | | 1.30 | | (0.03) | | 37 |
R5 | | 14.51 | | 0.04 | | (0.09) | | (0.05) | | (0.02) | | (0.20) | | — | | (0.22) | | 14.24 | | (0.42) | | 1,864 | | 1.03 | | 1.00 | | 0.26 | | 37 |
Y | | 14.53 | | 0.04 | | (0.10) | | (0.06) | | (0.03) | | (0.20) | | — | | (0.23) | | 14.24 | | (0.46) | | 108,680 | | 0.96 | | 0.94 | | 0.25 | | 37 |
F | | 14.53 | | 0.06 | | (0.11) | | (0.05) | | (0.03) | | (0.20) | | — | | (0.23) | | 14.25 | | (0.37) | | 45,449 | | 0.91 | | 0.90 | | 0.38 | | 37 |
SDR | | 14.56 | | 0.06 | | (0.11) | | (0.05) | | (0.03) | | (0.20) | | — | | (0.23) | | 14.28 | | (0.37) | | 57,898 | | 0.91 | | 0.90 | | 0.38 | | 37 |
Hartford Schroders US Small Cap Opportunities Fund |
For the Six-Month Period Ended April 30, 2023 (Unaudited) |
A | | $ 26.06 | | $ (0.01) | | $ (0.28) | | $ (0.29) | | $ — | | $ (0.22) | | $ — | | $ (0.22) | | $ 25.55 | | (1.10)% (4) | | $ 32,393 | | 1.38% (5) | | 1.35% (5) | | (0.05)% (5) | | 15% |
C | | 26.07 | | (0.10) | | (0.28) | | (0.38) | | — | | (0.22) | | — | | (0.22) | | 25.47 | | (1.45) (4) | | 5,659 | | 2.14 (5) | | 2.10 (5) | | (0.79) (5) | | 15 |
I | | 27.79 | | 0.03 | | (0.30) | | (0.27) | | — | | (0.22) | | — | | (0.22) | | 27.30 | | (0.96) (4) | | 158,273 | | 1.09 (5) | | 1.09 (5) | | 0.21 (5) | | 15 |
R3 | | 27.05 | | (0.05) | | (0.29) | | (0.34) | | — | | (0.22) | | — | | (0.22) | | 26.49 | | (1.25) (4) | | 1,020 | | 1.70 (5) | | 1.65 (5) | | (0.35) (5) | | 15 |
R4 | | 27.51 | | (0.01) | | (0.29) | | (0.30) | | — | | (0.22) | | — | | (0.22) | | 26.99 | | (1.08) (4) | | 643 | | 1.40 (5) | | 1.35 (5) | | (0.05) (5) | | 15 |
R5 | | 27.77 | | 0.03 | | (0.29) | | (0.26) | | — | | (0.22) | | — | | (0.22) | | 27.29 | | (0.93) (4) | | 467 | | 1.10 (5) | | 1.05 (5) | | 0.25 (5) | | 15 |
Y | | 27.79 | | 0.03 | | (0.29) | | (0.26) | | — | | (0.22) | | — | | (0.22) | | 27.31 | | (0.93) (4) | | 31,937 | | 1.10 (5) | | 1.05 (5) | | 0.25 (5) | | 15 |
F | | 27.87 | | 0.05 | | (0.31) | | (0.26) | | — | | (0.22) | | — | | (0.22) | | 27.39 | | (0.92) (4) | | 15,742 | | 0.99 (5) | | 0.95 (5) | | 0.35 (5) | | 15 |
SDR | | 27.90 | | 0.05 | | (0.30) | | (0.25) | | — | | (0.22) | | — | | (0.22) | | 27.43 | | (0.89) (4) | | 35,236 | | 0.99 (5) | | 0.95 (5) | | 0.35 (5) | | 15 |
For the Year Ended October 31, 2022 |
A | | $ 33.48 | | $ (0.08) | | $ (3.65) | | $ (3.73) | | $ — | | $ (3.69) | | $ — | | $ (3.69) | | $ 26.06 | | (12.56)% | | $ 32,403 | | 1.37% | | 1.35% | | (0.30)% | | 38% |
C | | 33.73 | | (0.29) | | (3.68) | | (3.97) | | — | | (3.69) | | — | | (3.69) | | 26.07 | | (13.24) | | 6,440 | | 2.13 | | 2.10 | | (1.05) | | 38 |
I | | 35.38 | | (0.01) | | (3.89) | | (3.90) | | — | | (3.69) | | — | | (3.69) | | 27.79 | | (12.35) | | 179,554 | | 1.09 | | 1.09 | | (0.04) | | 38 |
R3 | | 34.71 | | (0.17) | | (3.80) | | (3.97) | | — | | (3.69) | | — | | (3.69) | | 27.05 | | (12.83) | | 989 | | 1.70 | | 1.65 | | (0.59) | | 38 |
R4 | | 35.14 | | (0.09) | | (3.85) | | (3.94) | | — | | (3.69) | | — | | (3.69) | | 27.51 | | (12.57) | | 636 | | 1.41 | | 1.35 | | (0.29) | | 38 |
R5 | | 35.34 | | — | | (3.88) | | (3.88) | | — | | (3.69) | | — | | (3.69) | | 27.77 | | (12.30) | | 455 | | 1.11 | | 1.05 | | — | | 38 |
Y | | 35.37 | | — | | (3.89) | | (3.89) | | — | | (3.69) | | — | | (3.69) | | 27.79 | | (12.32) | | 34,407 | | 1.10 | | 1.05 | | — | | 38 |
F | | 35.42 | | 0.03 | | (3.89) | | (3.86) | | — | | (3.69) | | — | | (3.69) | | 27.87 | | (12.21) | | 16,017 | | 0.99 | | 0.95 | | 0.10 | | 38 |
SDR | | 35.46 | | 0.03 | | (3.90) | | (3.87) | | — | | (3.69) | | — | | (3.69) | | 27.90 | | (12.23) | | 37,043 | | 0.99 | | 0.95 | | 0.11 | | 38 |
For the Year Ended October 31, 2021 |
A | | $ 23.20 | | $ (0.11) | | $ 10.39 | | $ 10.28 | | $ — | | $ — | | $ — | | $ — | | $ 33.48 | | 44.31% | | $ 38,561 | | 1.38% | | 1.35% | | (0.34)% | | 56% |
C | | 23.54 | | (0.34) | | 10.53 | | 10.19 | | — | | — | | — | | — | | 33.73 | | 43.29 | | 8,574 | | 2.12 | | 2.10 | | (1.09) | | 56 |
I | | 24.45 | | (0.02) | | 10.97 | | 10.95 | | (0.02) | | — | | — | | (0.02) | | 35.38 | | 44.78 | | 219,197 | | 1.08 | | 1.07 | | (0.06) | | 56 |
R3 | | 24.11 | | (0.21) | | 10.81 | | 10.60 | | — | | — | | — | | — | | 34.71 | | 43.97 | | 1,379 | | 1.70 | | 1.63 | | (0.64) | | 56 |
R4 | | 24.35 | | (0.11) | | 10.90 | | 10.79 | | — | | — | | — | | — | | 35.14 | | 44.31 | | 739 | | 1.40 | | 1.35 | | (0.34) | | 56 |
R5 | | 24.44 | | (0.02) | | 10.95 | | 10.93 | | (0.03) | | — | | — | | (0.03) | | 35.34 | | 44.75 | | 687 | | 1.10 | | 1.05 | | (0.06) | | 56 |
Y | | 24.46 | | (0.01) | | 10.95 | | 10.94 | | (0.03) | | — | | — | | (0.03) | | 35.37 | | 44.75 | | 38,267 | | 1.09 | | 1.05 | | (0.05) | | 56 |
F | | 24.49 | | 0.02 | | 10.97 | | 10.99 | | (0.06) | | — | | — | | (0.06) | | 35.42 | | 44.92 | | 17,664 | | 0.99 | | 0.95 | | 0.06 | | 56 |
SDR | | 24.52 | | 0.02 | | 10.98 | | 11.00 | | (0.06) | | — | | — | | (0.06) | | 35.46 | | 44.91 | | 34,111 | | 0.99 | | 0.95 | | 0.06 | | 56 |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | — Selected Per-Share Data(1) — | | — Ratios and Supplemental Data — |
Class | | Net Asset Value at Beginning of Period | | Net Investment Income (Loss) | | Net Realized and Unrealized Gain (Loss) on Investments | | Total from Investment Operations | | Dividends from Net Investment Income | | Distributions from Capital Gains | | Returns of Capital | | Total Dividends and Distributions | | Net Asset Value at End of Period | | Total Return(2) | | Net Assets at End of Period (000s) | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | Ratio of Net Investment Income (Loss) to Average Net Assets | | Portfolio Turnover |
Hartford Schroders US Small Cap Opportunities Fund – (continued) |
For the Year Ended October 31, 2020 |
A | | $ 25.69 | | $ 0.01 | | $ (1.19) | | $ (1.18) | | $ (0.02) | | $ (1.29) | | $ — | | $ (1.31) | | $ 23.20 | | (5.02)% | | $ 23,897 | | 1.42% | | 1.35% | | 0.06% | | 47% |
C | | 26.23 | | (0.16) | | (1.24) | | (1.40) | | — | | (1.29) | | — | | (1.29) | | 23.54 | | (5.77) | | 6,957 | | 2.17 | | 2.10 | | (0.67) | | 47 |
I | | 27.00 | | 0.09 | | (1.27) | | (1.18) | | (0.08) | | (1.29) | | — | | (1.37) | | 24.45 | | (4.78) | | 144,885 | | 1.11 | | 1.05 | | 0.38 | | 47 |
R3 | | 26.71 | | (0.07) | | (1.24) | | (1.31) | | — | | (1.29) | | — | | (1.29) | | 24.11 | | (5.31) | | 242 | | 1.73 | | 1.64 | | (0.30) | | 47 |
R4 | | 26.93 | | 0.02 | | (1.27) | | (1.25) | | (0.04) | | (1.29) | | — | | (1.33) | | 24.35 | | (5.04) | | 194 | | 1.43 | | 1.35 | | 0.08 | | 47 |
R5 | | 26.98 | | 0.06 | | (1.23) | | (1.17) | | (0.08) | | (1.29) | | — | | (1.37) | | 24.44 | | (4.78) | | 293 | | 1.13 | | 1.05 | | 0.25 | | 47 |
Y | | 27.00 | | 0.09 | | (1.26) | | (1.17) | | (0.08) | | (1.29) | | — | | (1.37) | | 24.46 | | (4.74) | | 23,531 | | 1.12 | | 1.05 | | 0.39 | | 47 |
F | | 27.03 | | 0.10 | | (1.25) | | (1.15) | | (0.10) | | (1.29) | | — | | (1.39) | | 24.49 | | (4.68) | | 10,407 | | 1.01 | | 0.95 | | 0.41 | | 47 |
SDR | | 27.06 | | 0.08 | | (1.23) | | (1.15) | | (0.10) | | (1.29) | | — | | (1.39) | | 24.52 | | (4.66) | | 23,538 | | 1.01 | | 0.95 | | 0.36 | | 47 |
For the Year Ended October 31, 2019 |
A | | $ 25.55 | | $ 0.02 | | $ 2.38 | | $ 2.40 | | $ (0.01) | | $ (2.25) | | $ — | | $ (2.26) | | $ 25.69 | | 11.21% | | $ 20,928 | | 1.43% | | 1.35% | | 0.07% | | 45% |
C | | 26.20 | | (0.16) (17) | | 2.44 | | 2.28 | | — | | (2.25) (17) | | — | | (2.25) | | 26.23 | | 10.43 | | 7,096 | | 2.18 | | 2.10 | | (0.65) | | 45 |
I | | 26.71 | | 0.10 | | 2.50 | | 2.60 | | (0.06) (17) | | (2.25) | | — | | (2.31) | | 27.00 | | 11.59 | | 140,024 | | 1.11 | | 1.04 | | 0.40 | | 45 |
R3 | | 26.53 | | (0.05) | | 2.48 | | 2.43 | | — | | (2.25) | | — | | (2.25) | | 26.71 | | 10.90 | | 111 | | 1.74 | | 1.63 | | (0.21) | | 45 |
R4 | | 26.68 | | — | | 2.54 | | 2.54 | | (0.04) | | (2.25) | | — | | (2.29) | | 26.93 | | 11.33 | | 259 | | 1.44 | | 1.31 | | (0.01) | | 45 |
R5 | | 26.70 | | 0.08 | | 2.51 | | 2.59 | | (0.06) | | (2.25) | | — | | (2.31) | | 26.98 | | 11.56 | | 78 | | 1.12 | | 1.05 | | 0.31 | | 45 |
Y | | 26.73 | | 0.11 | | 2.50 | | 2.61 | | (0.09) | | (2.25) (17) | | — | | (2.34) | | 27.00 | | 11.62 | | 25,883 | | 1.08 | | 1.01 | | 0.43 | | 45 |
F | | 26.74 | | 0.12 | | 2.51 | | 2.63 | | (0.09) | | (2.25) | | — | | (2.34) | | 27.03 | | 11.69 | | 4,483 | | 1.02 | | 0.95 | | 0.47 | | 45 |
SDR | | 26.78 | | 0.13 | | 2.49 | | 2.62 | | (0.09) | | (2.25) | | — | | (2.34) | | 27.06 | | 11.67 | | 11,328 | | 1.02 | | 0.95 | | 0.50 | | 45 |
For the Year Ended October 31, 2018 |
A | | $ 27.97 | | $ (0.02) | | $ (0.04) | | $ (0.06) | | $ — | | $ (2.36) | | $ — | | $ (2.36) | | $ 25.55 | | (0.34)% | | $ 13,976 | | 1.43% | | 1.34% | | (0.08)% | | 42% |
C | | 28.82 | | (0.23) | | (0.03) | | (0.26) | | — | | (2.36) | | — | | (2.36) | | 26.20 | | (1.08) | | 6,892 | | 2.18 | | 2.09 | | (0.84) | | 42 |
I | | 29.14 | | 0.07 | | (0.05) | | 0.02 | | (0.09) | | (2.36) | | — | | (2.45) | | 26.71 | | (0.05) | | 109,710 | | 1.12 | | 1.04 | | 0.25 | | 42 |
R3 | | 29.06 | | (0.08) | | (0.05) | | (0.13) | | (0.04) | | (2.36) | | — | | (2.40) | | 26.53 | | (0.58) | | 66 | | 1.75 | | 1.58 | | (0.30) | | 42 |
R4 | | 29.08 | | 0.04 | | (0.04) | | — | | (0.04) | | (2.36) | | — | | (2.40) | | 26.68 | | (0.11) | | 11 | | 1.45 | | 1.13 | | 0.12 | | 42 |
R5 | | 29.11 | | 0.07 | | (0.05) | | 0.02 | | (0.07) | | (2.36) | | — | | (2.43) | | 26.70 | | (0.02) | | 19 | | 1.15 | | 1.05 | | 0.23 | | 42 |
Y | | 29.14 | | 0.09 | | (0.05) | | 0.04 | | (0.09) | | (2.36) | | — | | (2.45) | | 26.73 | | (0.03) | | 23,507 | | 1.03 | | 0.95 | | 0.33 | | 42 |
F | | 29.15 | | 0.08 | | (0.04) | | 0.04 | | (0.09) | | (2.36) | | — | | (2.45) | | 26.74 | | 0.04 | | 2,841 | | 1.03 | | 0.95 | | 0.30 | | 42 |
SDR | | 29.19 | | 0.13 | | (0.08) | | 0.05 | | (0.10) | | (2.36) | | — | | (2.46) | | 26.78 | | 0.07 | | 10,952 | | 1.03 | | 0.95 | | 0.44 | | 42 |
FINANCIAL HIGHLIGHTS FOOTNOTES |
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(4) | Not annualized. |
(5) | Annualized. |
(6) | Amount is less than $0.01 per share. |
(7) | Commenced operations on March 31, 2020. |
(8) | Classes A, C, I, Y and F commenced operations on February 28, 2022. |
(9) | Commenced operations on September 30, 2021. |
(10) | Reflects the Fund's portfolio turnover for the period September 30, 2021 through October 31, 2021. |
(11) | Commenced operations on May 24, 2022. |
(12) | Reflects the Fund’s portfolio turnover for the period May 24, 2022 through October 31, 2022. |
(13) | Prior to November 12, 2021 this Fund operated as the Schroder Core Bond Fund, the Fund's predecessor fund. Please see Note 1 of the Notes to Financial Statements for details of this reorganization. Effective after the close of business on November 12, 2021, the Investor and R6 share classes were redesignated as Class Y and SDR, respectively. See Note 12 for further information. |
(14) | Classes I, R3, R4, R5 and F commenced operations on November 12, 2021 |
(15) | Commenced operations on June 29, 2020. |
(16) | Commenced operations on January 31, 2018. |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
(17) | The per share data has been revised since the October 31, 2022 Annual Report to make non-material updates. |
The accompanying notes are an integral part of these financial statements.
Notes to Financial Statements
April 30, 2023 (Unaudited)
1. | Organization: |
| The Hartford Mutual Funds II, Inc. (the "Company") is an open-end registered management investment company comprised of fifteen series, as of April 30, 2023. Financial statements of each series of the Company listed below (each, a "Fund" and collectively, the "Funds") are included in this report. |
| |
The Hartford Mutual Funds II, Inc.: |
Hartford Schroders China A Fund (the "China A Fund") |
Hartford Schroders Diversified Emerging Markets Fund (the "Diversified Emerging Markets Fund") |
Hartford Schroders Emerging Markets Equity Fund (the "Emerging Markets Equity Fund") |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund (the "Emerging Markets Multi-Sector Bond Fund") |
Hartford Schroders International Contrarian Value Fund (the "International Contrarian Value Fund") |
Hartford Schroders International Multi-Cap Value Fund (the "International Multi-Cap Value Fund") |
Hartford Schroders International Stock Fund (the "International Stock Fund") |
Hartford Schroders Sustainable Core Bond Fund (the "Sustainable Core Bond Fund") |
Hartford Schroders Sustainable International Core Fund (the "Sustainable International Core Fund") |
Hartford Schroders Tax-Aware Bond Fund (the "Tax-Aware Bond Fund") |
Hartford Schroders US MidCap Opportunities Fund (the "US MidCap Opportunities Fund") |
Hartford Schroders US Small Cap Opportunities Fund (the "US Small Cap Opportunities Fund") |
The assets of each Fund are separate, and a shareholder’s interest is limited to the Fund in which shares are held. The Company is organized under the laws of the State of Maryland and is registered with the U.S. Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). Each Fund, except China A Fund and Emerging Markets Multi-Sector Bond Fund, is a diversified open-end management investment company. China A Fund and Emerging Markets Multi-Sector Bond Fund are each a non-diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification-Topic 946, "Financial Services – Investment Companies".
Sustainable Core Bond Fund acquired all of the assets and liabilities of Schroder Core Bond Fund (the "Predecessor Fund") pursuant to an agreement and plan of reorganization immediately following the close of business on November 12, 2021 (the “reorganization”). All information and references to periods prior to the close of business on November 12, 2021 with respect to the Sustainable Core Bond Fund refers to the Predecessor Fund.
Each Fund, except International Contrarian Value Fund, Sustainable Core Bond Fund, and Sustainable International Core Fund, has registered for sale Class A and Class C shares. Each Fund has registered for sale Class I and Class SDR shares. In addition, each Fund, except China A Fund, Diversified Emerging Markets Fund, International Contrarian Value Fund, Sustainable International Core Fund and Tax-Aware Bond Fund, has registered for sale Class R3, Class R4 and Class R5 shares. Each Fund, except International Contrarian Value Fund and Sustainable International Core Fund, has registered for sale Class Y and Class F shares. Class A shares of each Fund that offers Class A shares, except Emerging Markets Multi-Sector Bond Fund and Tax-Aware Bond Fund, are sold with a front-end sales charge of up to 5.50%. Class A shares of Emerging Markets Multi-Sector Bond Fund and Tax-Aware Bond Fund are sold with a front-end sales charge of up to 4.50%. Class C shares are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Class C shares automatically convert to Class A shares of the same Fund after eight years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least eight years. Classes I, R3, R4, R5, Y, F and SDR shares do not have a sales charge. The Emerging Markets Equity Fund is closed to new investors, subject to certain exceptions set forth in the Emerging Markets Equity Fund’s prospectus.
2. | Significant Accounting Policies: |
| The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles ("U.S. GAAP"). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates. |
a) | Determination of Net Asset Value – The net asset value ("NAV") of each class of each Fund’s shares is determined as of the close of regular trading on the New York Stock Exchange (the "Exchange") (normally 4:00 p.m. Eastern Time) (the "NYSE Close") on each day that the Exchange is open ("Valuation Date"). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept purchase and redemption orders and |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| calculate each Fund’s NAV in accordance with applicable law. The NAV of each class of each Fund's shares is determined by dividing the value of the Fund’s net assets attributable to the class of shares by the number of shares outstanding for that class. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
| With respect to a Fund's investments that do not have readily available market prices, the Company's Board of Directors (the "Board") has designated Hartford Funds Management Company, LLC (the "Investment Manager" or "HFMC") as its valuation designee to perform fair valuations pursuant to Rule 2a-5 under the 1940 Act (the "Valuation Designee"). |
| If market prices are not readily available or deemed unreliable, the Valuation Designee determines the fair value of the security or other instrument in good faith under policies and procedures approved by and under the supervision of the Board ("Valuation Procedures"). |
| The Valuation Designee has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all available relevant factors in determining an investment’s fair value. The Valuation Designee reports fair value matters to the Audit Committee of the Board. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, redeem or exchange shares of the Fund. |
| Fixed income investments (other than short-term obligations) and non-exchange traded derivatives held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost, which approximates fair value. |
| Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange ("Exchange Close"). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures. |
| Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund. |
| Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date. |
| Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Investments in investment companies that are not listed or traded on an exchange ("Non-Traded Funds"), if any, are valued at the respective NAV of each Non-Traded Fund on the Valuation Date. Such Non-Traded Funds and listed investment companies may use fair value pricing as disclosed in their prospectuses. |
| Financial instruments for which prices are not available from an independent pricing service may be valued using quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures. |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are: |
• | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
• | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
• | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund's Schedule of Investments.
c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
| The trade date for senior floating rate interests purchased in the primary loan market is considered the date on which the loan allocations are determined. The trade date for senior floating rate interests purchased in the secondary loan market is the date on which the transaction is entered into. |
| Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, each Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available. Interest income, including amortization of premium, accretion of discounts and additional principal received in-kind in lieu of cash, is accrued on a daily basis. Paydown gains and losses on mortgage-related and other asset-backed securities are included in interest income in the Statements of Operations, as applicable. |
Please refer to Note 8 for Securities Lending information.
d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends and interest from securities in which each Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain (loss) on investments in these securities, if applicable. |
e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
| A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements. |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates.
f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund's net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income and non-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
| Orders for the purchase of a Fund's shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV. |
| Dividends are declared pursuant to a policy adopted by the Company’s Board of Directors. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of China A Fund, Diversified Emerging Markets Fund, Emerging Markets Equity Fund, International Contrarian Value Fund, International Stock Fund, Sustainable International Core Fund, US MidCap Opportunities Fund and US Small Cap Opportunities Fund is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Sustainable Core Bond Fund and Tax-Aware Bond Fund is to pay dividends from net investment income, if any, monthly, and realized gains, if any, at least once a year. The policy of Emerging Markets Multi-Sector Bond Fund and International Multi-Cap Value Fund is to pay dividends from net investment income, if any, quarterly, and realized gains, if any, at least once a year. |
| Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing. |
3. | Securities and Other Investments: |
a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund's Schedule of Investments. |
b) | Investments Purchased on a When-Issued or Delayed-Delivery Basis – Delivery and payment for investments that have been purchased by a Fund on a forward commitment, or when-issued or delayed-delivery basis, take place beyond the customary settlement period. A Fund may dispose of or renegotiate a delayed-delivery transaction after it is entered into, and may sell delayed-delivery investments before they are delivered, which may result in a realized gain or loss. During this period, such investments are subject to market fluctuations. See each Fund’s Schedule of Investments, if applicable, for when-issued or delayed-delivery investments as of April 30, 2023. |
| A Fund may enter into to-be announced ("TBA") commitments. TBA commitments are forward agreements for the purchase or sale of mortgage-backed securities for a fixed price, with payment and delivery on an agreed-upon future settlement date. The specific securities to be delivered are not identified at the trade date; however, delivered securities must meet specified terms, including issuer, rate and mortgage terms. Although a Fund may enter into TBA commitments with the intention of acquiring or delivering securities for its portfolio, the Fund can extend the settlement date, roll the transaction, or dispose of a commitment prior to settlement if deemed appropriate to do so. If the TBA commitment is closed through the acquisition of an offsetting TBA commitment, a Fund realizes a gain or loss. In a TBA roll transaction, a Fund generally purchases or sells the initial TBA commitment prior to the agreed upon settlement date and enters into a new TBA commitment for future delivery or receipt of the mortgage-backed securities. TBA commitments involve a risk of loss if the value of the security to be purchased or sold declines or increases, respectively, prior to settlement date. See a Fund's Schedule of Investments, if applicable, for TBA commitments as of April 30, 2023. |
c) | Mortgage-Related and Other Asset-Backed Securities – A Fund may invest in mortgage-related and other asset-backed securities. These securities include mortgage pass-through securities, collateralized mortgage obligations, commercial mortgage-backed securities, stripped mortgage-backed securities, asset-backed securities, collateralized debt obligations and other securities that directly or indirectly represent |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| a participation in, or are secured by and payable from, mortgage loans on real property. Mortgage-related securities are created from pools of residential or commercial mortgage loans, including mortgage loans made by savings and loan institutions, mortgage bankers, commercial banks and others. Asset-backed securities are created from many types of assets, including auto loans, credit card receivables, home equity loans, and student loans. These securities provide a monthly payment that consists of both interest and principal payments. Interest payments may be determined by fixed or adjustable rates. The rate of prepayments on underlying mortgages will affect the price and volatility of a mortgage-related security, and may have the effect of shortening or extending the effective duration of the security relative to what was anticipated at the time of purchase. The timely payment of principal and interest of certain mortgage-related securities is guaranteed by the full faith and credit of the United States Government. Mortgage-related and other asset-backed securities created and guaranteed by non-governmental issuers, including government-sponsored corporations, may be supported by various forms of insurance or guarantees, but there can be no assurance that the private insurers or guarantors can meet their obligations under the insurance policies or guarantee arrangements. See each Fund's Schedule of Investments, if applicable, for mortgage-related and other asset-backed securities as of April 30, 2023. |
d) | Inflation-Indexed Bonds – A Fund may invest in inflation-indexed bonds. Inflation-indexed bonds are fixed income investments whose principal value is periodically adjusted to the rate of inflation. The interest rate on these bonds is generally fixed at issuance at a rate lower than typical bonds. Over the life of an inflation-indexed bond, however, interest will be paid based on a principal value, which is adjusted for inflation. Any increase or decrease in the principal amount of an inflation-indexed bond will be included as interest income on the Statements of Operations, even though investors do not receive the principal amount until maturity. See each Fund's Schedule of Investments, if applicable, for inflation-indexed bonds as of April 30, 2023. |
4. | Financial Derivative Instruments: |
| The following disclosures contain information on how and why a Fund may use derivative instruments, the credit-risk-related contingent features in certain derivative instruments, and how derivative instruments affect a Fund’s financial position and results of operations. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations. |
a) | Foreign Currency Contracts – A Fund may enter into foreign currency contracts that obligate the Fund to purchase or sell currencies at specified future dates. Foreign currency contracts may be used in connection with settling purchases or sales of securities to hedge the currency exposure associated with some or all of a Fund’s investments and/or as part of an investment strategy. Foreign currency contracts are marked to market daily and the change in value is recorded by a Fund as an unrealized gain or loss. A Fund will record a realized gain or loss when the foreign currency contract is settled. |
| Foreign currency contracts involve elements of market risk in excess of the amounts reflected in the Statements of Assets and Liabilities. In addition, risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of the contracts and from unanticipated movements in the value of the foreign currencies relative to the U.S. dollar. Upon entering into a foreign currency contract, a Fund may be required to post margin equal to its outstanding exposure thereunder. |
| During the six-month period ended April 30, 2023, each of Diversified Emerging Markets Fund, Emerging Markets Multi-Sector Bond Fund and International Multi-Cap Value Fund had used Foreign Currency Contracts. |
b) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant ("FCM") an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value ("variation margin") is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
| During the six-month period ended April 30, 2023, each of Diversified Emerging Markets Fund, Emerging Markets Multi-Sector Bond Fund, International Multi-Cap Value Fund, Sustainable Core Bond Fund and Sustainable International Core Fund had used Futures Contracts. |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
c) | Swap Contracts – A Fund may invest in swap contracts. Swap contracts are agreements to exchange or swap investment cash flows, assets, foreign currencies or market-linked returns at specified future intervals. Swap contracts are either privately negotiated in the over-the-counter market ("OTC swaps") or cleared through a central counterparty or derivatives clearing organization ("centrally cleared swaps"). A Fund may enter into credit default, total return, cross-currency, interest rate, inflation and other forms of swap contracts to manage its exposure to credit, currency, interest rate, commodity and inflation risk. Swap contracts are also used to gain exposure to certain markets. In connection with these contracts, investments or cash may be identified as collateral or margin in accordance with the terms of the respective swap contracts and/or master netting arrangement to provide assets of value and recourse in the event of default or bankruptcy/insolvency. |
| Swaps are valued in accordance with the Valuation Procedures. Changes in market value, if any, are reflected as a component of net changes in unrealized appreciation or depreciation on the Statements of Operations. Daily changes in valuation of centrally cleared swaps, if any, are recorded as a receivable or payable for the change in value ("variation margin") on the Statements of Assets and Liabilities. Realized gains or losses on centrally cleared swaps are recorded upon the termination of the swaps. OTC swap payments received or paid at the beginning of the measurement period are reflected as such on the Statements of Assets and Liabilities and represent premiums paid or received upon entering into the swap contract to compensate for differences between the stated terms of the swap contract and prevailing market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). These upfront premiums are recorded as realized gains or losses on the Statements of Operations upon termination or maturity of the swap. A liquidation payment received or made at the termination or maturity of the swap is recorded as a realized gain or loss on the Statements of Operations. Net periodic payments received or paid by a Fund are included as part of realized gains or losses on the Statements of Operations. |
| Entering into these contracts involves, to varying degrees, elements of liquidation, counterparty, credit and market risk in excess of the amounts recognized on the Statements of Assets and Liabilities. Such risks involve the possibility that there will be no liquid market for these contracts, that the counterparty to the contracts may default on its obligation to perform or disagree as to the meaning of contractual terms in the contracts, and that there may be unfavorable changes in market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). |
| A Fund’s maximum risk of loss from counterparty risk for OTC swaps is the net value of the discounted cash flows to be received from the counterparty over the contract’s remaining life, and current market value, to the extent that amount is positive. The risk is mitigated by having a master netting arrangement between a Fund and the counterparty, which allows for the netting of payments made or received (although such amounts are presented on a gross basis within the Statements of Assets and Liabilities, as applicable) as well as the posting of collateral to a Fund to cover the Fund’s exposure to the counterparty. In a centrally cleared swap, while a Fund enters into an agreement with a clearing broker to execute contracts with a counterparty, the performance of the swap is guaranteed by the central clearinghouse, which reduces the Fund’s exposure to counterparty risk. However, the Fund is still exposed to a certain amount of counterparty risk through the clearing broker and clearinghouse. The clearinghouse attempts to minimize this risk to its participants through the use of mandatory margin requirements, daily cash settlements and other procedures. Likewise, the clearing broker reduces its risk through margin requirements and required segregation of customer balances. |
| Credit Default Swap Contracts – The credit default swap market allows a Fund to manage credit risk through buying and selling credit protection on a specific issuer, asset or basket of assets. Certain credit default swaps involve the exchange of a fixed rate premium for protection against the loss in value of an underlying investment or index in the event of a credit event, such as payment default or bankruptcy. |
| Under a credit default swap contract, one party acts as guarantor by receiving the fixed periodic payment in exchange for the commitment to purchase the underlying investment at par if the defined credit event occurs. Upon the occurrence of a defined credit event, the difference between the value of the reference obligation and the swap’s notional amount is recorded as realized gain or loss on swap transactions in the Statements of Operations. A "buyer" of credit protection agrees to pay a counterparty to assume the credit risk of an issuer upon the occurrence of certain events. The "seller" of the protection receives periodic payments and agrees to assume the credit risk of an issuer upon the occurrence of certain events. Although specified events are contract specific, credit events are generally defined as bankruptcy, failure to pay, restructuring, obligation acceleration, obligation default or repudiation/moratorium. A "seller’s" exposure is limited to the total notional amount of the credit default swap contract. These potential amounts would be partially offset by any recovery values of the respective referenced obligations or upfront payments received upon entering into the contract. |
| Implied credit spreads, represented in absolute terms, utilized in determining the market value of credit default swap contracts on corporate issues, sovereign government issues or U.S. municipal issues as of year-end are disclosed in the notes to the Schedules of Investments, as applicable, and serve as an indicator of the current status of the payment/performance risk and represent the likelihood or risk of default for the credit derivative. The implied credit spread of a particular referenced entity reflects the cost of buying/selling protection and there may also be upfront payments required to be made to enter into the contract. Wider credit spreads represent a deterioration of the referenced entity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract. For credit default swap contracts on credit indices, the quoted market prices and resulting values serve as the indicator of the current status |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| of the payment/performance risk. Increasing market values, in absolute terms when compared to the notional amount of the swap, represent a deterioration of the referenced equity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract. |
During the six-month period ended April 30, 2023, the Emerging Markets Multi-Sector Bond Fund had used Credit Default Swaps.
d) | Additional Derivative Instrument Information: |
| Diversified Emerging Markets Fund |
| |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ — | | $ — | | $ — | | $ 327,953 | | $ — | | $ 327,953 |
Net realized gain (loss) on foreign currency contracts | — | | 14,933 | | — | | — | | — | | 14,933 |
Total | $ — | | $ 14,933 | | $ — | | $ 327,953 | | $ — | | $ 342,886 |
For the period ended April 30, 2023, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 18 |
Foreign Currency Contracts Sold at Contract Amount | | $ 56,907 |
Emerging Markets Multi-Sector Bond Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on foreign currency contracts | $ — | | $ 111,481 | | $ — | | $ — | | $ — | | $ 111,481 |
Total | $ — | | $ 111,481 | | $ — | | $ — | | $ — | | $ 111,481 |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | $ — | | $ 152,196 | | $ — | | $ — | | $ — | | $ 152,196 |
Total | $ — | | $ 152,196 | | $ — | | $ — | | $ — | | $ 152,196 |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ (8,214) | | $ — | | $ — | | $ — | | $ — | | $ (8,214) |
Net realized gain (loss) on swap contracts | — | | — | | (20,601) | | — | | — | | (20,601) |
Net realized gain (loss) on foreign currency contracts | — | | 162,427 | | — | | — | | — | | 162,427 |
Total | $ (8,214) | | $ 162,427 | | $ (20,601) | | $ — | | $ — | | $ 133,612 |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | $ — | | $ (133,266) | | $ — | | $ — | | $ — | | $ (133,266) |
Total | $ — | | $ (133,266) | | $ — | | $ — | | $ — | | $ (133,266) |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Emerging Markets Multi-Sector Bond Fund – (continued)
For the period ended April 30, 2023, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Short Contracts | | (8) |
Swap Contracts at Notional Amount | | $ 630,000 |
Foreign Currency Contracts Purchased at Contract Amount | | $ 5,470,807 |
Foreign Currency Contracts Sold at Contract Amount | | $ 4,456,632 |
International Multi-Cap Value Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | $ — | | $ — | | $ — | | $ 659,360 | | $ — | | $ 659,360 |
Unrealized appreciation on foreign currency contracts | — | | 548,313 | | — | | — | | — | | 548,313 |
Total | $ — | | $ 548,313 | | $ — | | $ 659,360 | | $ — | | $ 1,207,673 |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | $ — | | $ 1,082,501 | | $ — | | $ — | | $ — | | $ 1,082,501 |
Total | $ — | | $ 1,082,501 | | $ — | | $ — | | $ — | | $ 1,082,501 |
(1) | Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ — | | $ — | | $ — | | $ 1,289,983 | | $ — | | $ 1,289,983 |
Net realized gain (loss) on foreign currency contracts | — | | (12,818,115) | | — | | — | | — | | (12,818,115) |
Total | $ — | | $ (12,818,115) | | $ — | | $ 1,289,983 | | $ — | | $ (11,528,132) |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ — | | $ — | | $ — | | $ 659,360 | | $ — | | $ 659,360 |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | — | | 2,484,408 | | — | | — | | — | | 2,484,408 |
Total | $ — | | $ 2,484,408 | | $ — | | $ 659,360 | | $ — | | $ 3,143,768 |
For the period ended April 30, 2023, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 222 |
Foreign Currency Contracts Purchased at Contract Amount | | $ 11,964,251 |
Foreign Currency Contracts Sold at Contract Amount | | $ 60,746,717 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Sustainable Core Bond Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Assets: | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | $ 11,341 | | $ — | | $ — | | $ — | | $ — | | $ 11,341 |
Total | $ 11,341 | | $ — | | $ — | | $ — | | $ — | | $ 11,341 |
Liabilities: | | | | | | | | | | | |
Unrealized depreciation on futures contracts(1) | $ 51,472 | | $ — | | $ — | | $ — | | $ — | | $ 51,472 |
Total | $ 51,472 | | $ — | | $ — | | $ — | | $ — | | $ 51,472 |
(1) | Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ (14,163) | | $ — | | $ — | | $ — | | $ — | | $ (14,163) |
Total | $ (14,163) | | $ — | | $ — | | $ — | | $ — | | $ (14,163) |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ (40,131) | | $ — | | $ — | | $ — | | $ — | | $ (40,131) |
Total | $ (40,131) | | $ — | | $ — | | $ — | | $ — | | $ (40,131) |
For the period ended April 30, 2023, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 5 |
Futures Contracts Number of Short Contracts | | (2) |
Sustainable International Core Fund
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2023: |
| Risk Exposure Category |
| Interest Rate Contracts | | Foreign Currency Contracts | | Credit Contracts | | Equity Contracts | | Commodity Contracts | | Total |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | $ — | | $ — | | $ — | | $ (496) | | $ — | | $ (496) |
Total | $ — | | $ — | | $ — | | $ (496) | | $ — | | $ (496) |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | $ — | | $ — | | $ — | | $ (437) | | $ — | | $ (437) |
Total | $ — | | $ — | | $ — | | $ (437) | | $ — | | $ (437) |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Sustainable International Core Fund – (continued)
For the period ended April 30, 2023, the average monthly amount or number per contract outstanding for each derivative type was as follows:
Derivative Description | | Average Notional Par, Contracts or Face Amount |
Futures Contracts Number of Long Contracts | | 1 |
e) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund's custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund's custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
| The following tables present a Fund's derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement ("MNA") and net of the related collateral received/pledged by a Fund as of April 30, 2023: |
| |
Emerging Markets Multi-Sector Bond Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Foreign currency contracts | | $ 111,481 | | $ (152,196) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 111,481 | | (152,196) |
Derivatives not subject to a MNA | | — | | — |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ 111,481 | | $ (152,196) |
Counterparty | | Gross Amount of Assets | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Received | | Cash Collateral Received | | Net Amount of Assets |
Bank of America Securities LLC | | $ 5,597 | | $ (1,126) | | $ — | | $ — | | $ 4,471 |
Citibank NA | | 3,524 | | (3,524) | | — | | — | | — |
JP Morgan Chase & Co. | | 781 | | (781) | | — | | — | | — |
Morgan Stanley | | 40,428 | | (40,428) | | — | | — | | — |
State Street Global Markets LLC | | 27,074 | | (14,875) | | — | | — | | 12,199 |
UBS AG | | 34,077 | | (34,077) | | — | | — | | — |
Total | | $ 111,481 | | $ (94,811) | | $ — | | $ — | | $ 16,670 |
| | | | | | | | | | |
| | | | | | | | | | |
Counterparty | | Gross Amount of Liabilities | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Pledged | | Cash Collateral Pledged | | Net Amount of Liabilities |
Bank of America Securities LLC | | $ (1,126) | | $ 1,126 | | $ — | | $ — | | $ — |
Citibank NA | | (7,046) | | 3,524 | | — | | — | | (3,522) |
JP Morgan Chase & Co. | | (24,991) | | 781 | | — | | — | | (24,210) |
Morgan Stanley | | (41,088) | | 40,428 | | — | | — | | (660) |
State Street Global Markets LLC | | (14,875) | | 14,875 | | — | | — | | — |
UBS AG | | (63,070) | | 34,077 | | — | | — | | (28,993) |
Total | | $ (152,196) | | $ 94,811 | | $ — | | $ — | | $ (57,385) |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
International Multi-Cap Value Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Foreign currency contracts | | $ 548,313 | | $ (1,082,501) |
Futures contracts | | 659,360 | | — |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 1,207,673 | | (1,082,501) |
Derivatives not subject to a MNA | | (659,360) | | — |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ 548,313 | | $ (1,082,501) |
Counterparty | | Gross Amount of Assets | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Received | | Cash Collateral Received | | Net Amount of Assets |
JP Morgan Chase & Co. | | $ 548,313 | | $ (10,156) | | $ — | | $ — | | $ 538,157 |
Total | | $ 548,313 | | $ (10,156) | | $ — | | $ — | | $ 538,157 |
| | | | | | | | | | |
| | | | | | | | | | |
Counterparty | | Gross Amount of Liabilities | | Financial Instruments and Derivatives Available for Offset | | Non-cash Collateral Pledged | | Cash Collateral Pledged | | Net Amount of Liabilities |
Citibank NA | | $ (665,552) | | $ — | | $ — | | $ — | | $ (665,552) |
JP Morgan Chase & Co. | | (10,156) | | 10,156 | | — | | — | | — |
Morgan Stanley | | (133,248) | | — | | — | | — | | (133,248) |
UBS AG | | (273,545) | | — | | — | | — | | (273,545) |
Total | | $ (1,082,501) | | $ 10,156 | | $ — | | $ — | | $ (1,072,345) |
Sustainable Core Bond Fund | | | | |
Derivative Financial Instruments: | | Assets | | Liabilities |
Futures contracts | | $ 11,341 | | $ (51,472) |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | 11,341 | | (51,472) |
Derivatives not subject to a MNA | | (11,341) | | 51,472 |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ — | | $ — |
5. | Principal Risks: |
| A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks. |
| The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of each Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments. |
| A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance. The outbreak of COVID-19, a respiratory disease caused by a novel coronavirus, has negatively affected the worldwide economy, created supply chain disruptions and labor shortages, and impacted the financial health of individual companies and the market in significant and unforeseen ways. The future impact of COVID-19 remains unclear. The effects to public health, business and market conditions resulting from COVID-19 pandemic have had, and may continue to have, a significant negative impact on the performance of certain investments, including exacerbating other pre-existing political, social and economic risks. |
| The banking sector has recently been subject to increased market volatility. As a result, a Fund’s investments in the banking sector are subject to increased volatility risk. It is unknown whether such volatility will continue. |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| Certain investments held by a Fund expose the Fund to various risks which may include, but are not limited to, interest rate, prepayment, and extension risks. Interest rate risk is the risk that fixed income securities will decline in value because of changes in interest rates. As nominal interest rates rise, the values of certain fixed income securities held by a Fund are likely to decrease. A nominal interest rate can be described as the sum of a real interest rate and an expected inflation rate. Fixed income securities with longer durations tend to be more sensitive to changes in interest rates, usually making them more volatile than securities with shorter durations. Duration is useful primarily as a measure of the sensitivity of a fixed income security’s market price to interest rate (i.e., yield) movements. Senior floating rate interests and securities subject to prepayment and extension risk generally offer less potential for gains when interest rates decline. Rising interest rates may cause prepayments to occur at a slower than expected rate, thereby effectively lengthening the maturity of the security and making the security more sensitive to interest rate changes. Prepayment and extension risk are major risks of mortgage-backed securities, senior floating rate interests and certain asset-backed securities. For certain asset-backed securities, the actual maturity may be less than the stated maturity shown in the Schedule of Investments, if applicable. As a result, the timing of income recognition relating to these securities may vary based upon the actual maturity. |
| Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets. |
| Securities lending involves the risk that a Fund may lose money because the borrower of the loaned securities fails to return the securities in a timely manner or at all. A Fund could also lose money in the event of a decline in the value of the collateral provided for the loaned securities or a decline in the value of any investments made with cash collateral. These events could also trigger adverse tax consequences for a Fund that lends its holdings. |
| As a result of the China A Fund’s focus in China A shares, the China A Fund may be subject to increased currency, political, economic, social, environmental, regulatory and other risks not typically associated with investing in a larger number of countries or regions. Over the last few decades, the Chinese government has undertaken reform of economic and market practices and has expanded the sphere of private ownership of property in China. Nevertheless, China remains an emerging market and demonstrates significantly higher volatility from time to time in comparison to developed markets. China A shares are equity securities of companies located in mainland China that trade on the Shanghai Stock Exchange and the Shenzhen Stock Exchange. The China A Fund may invest in China A shares through the Shanghai-Hong Kong and Shenzhen-Hong Kong Stock Connect programs (collectively, "Stock Connect"). The Shanghai and Shenzhen stock exchanges may close for extended periods for holidays or otherwise, which impacts the China A Fund’s ability to trade in China A shares during those periods. Trading suspensions in certain stocks and extended market closures could lead to greater market execution risk, valuation risks, liquidity risks, and costs for the China A Fund. The China A Fund’s investments in China A shares are generally subject to the laws of the People’s Republic of China ("PRC"), including local securities regulations and listing rules. As a result of different legal standards, the China A Fund faces the risk of being unable to enforce its rights with respect to its China A shares holdings. Investing in China A shares is subject to trading, clearance, settlement and other procedures, which could pose risks to the China A Fund. Trading through Stock Connect is currently subject to a daily quota, which may restrict the China A Fund’s ability to invest in China A shares through Stock Connect on a timely basis and could affect the China A Fund’s ability to effectively pursue its investment strategy. Stock Connect will only operate on days when both the Chinese and Hong Kong markets are open for trading and when banking services are available in both markets on the corresponding settlement days. Therefore, an investment in China A shares through Stock Connect may subject the China A Fund to the risk of price fluctuations on days when the Chinese markets are open, but Stock Connect is not trading. The risks related to investments in China A shares through Stock Connect are heightened to the extent that the China A Fund invests in China A shares listed on the Science and Technology Innovation Board on the Shanghai stock exchange ("STAR market") and/or the ChiNext market of the Shenzhen stock exchange ("ChiNext market"). Listed companies on the STAR market and ChiNext market are usually of an emerging nature with smaller operating scale. They are subject to higher fluctuation in stock prices and liquidity. It may be more common and faster for companies listed on the STAR market and ChiNext market to delist. |
| Credit risk depends largely on the perceived financial health of bond issuers. In general, the credit rating is inversely related to the credit risk of the issuer. Higher rated bonds generally are deemed to have less credit risk, while lower or unrated bonds are deemed to have higher risk of default. The share price, yield and total return of a fund that holds securities with higher credit risk may be more volatile than those of a fund that holds bonds with lower credit risk. A Fund may be exposed to counterparty risk, or the risk that an institution or other entity with which a Fund has unsettled or open transactions will default. |
| Geopolitical events, including the invasion of Ukraine by Russia, have interjected uncertainty into the global financial markets. One or more of the Funds hold positions in securities or other instruments that are economically tied to Russia. Investments in Russia are subject to political, economic, legal, market and currency risks, as well as the risks related to the economic sanctions on Russia imposed by the United States and/or |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| other countries. Such sanctions which affect companies in many sectors, including energy, financial services and defense, among others, have adversely affected and could continue to adversely affect the global energy and financial markets and, thus, have adversely affected and could continue to adversely affect the value of a Fund’s investments, even beyond any direct exposure the Fund may have to Russian issuers or the adjoining geographic regions. In addition, certain transactions have or may be prohibited and/or existing investments have or may become illiquid (e.g., because transacting in certain existing investments is prohibited), which could cause a Fund to sell other portfolio holdings at a disadvantageous time or price in order to meet shareholder redemptions. |
| The use of certain London Interbank Offered Rates (collectively, "LIBOR") was generally phased out by the end of 2021, and some regulated entities (such as banks) have ceased to enter into new LIBOR-based contracts beginning January 1, 2022. However, it is expected that the most widely used tenors of U.S. LIBOR may continue to be provided on a representative basis until mid-2023. In some instances, regulators may restrict new use of LIBOR prior to the actual cessation date. There remains uncertainty regarding the future use of LIBOR and the nature of any replacement rate (e.g., the Secured Overnight Financing Rate (“SOFR”), which is a measure of the cost of borrowing cash overnight, collateralized by the U.S. Treasury securities and is intended to replace the U.S. dollar LIBOR). As such, the potential effect of a transition away from LIBOR on a Fund or the LIBOR-based instruments in which the Fund invests cannot yet be determined. The transition process away from LIBOR may involve, among other things, increased volatility or illiquidity in markets for instruments that currently rely on LIBOR. The transition process may also result in a reduction in the value of certain instruments held by a Fund or reduce the effectiveness of related Fund transactions, such as hedges. Volatility, the potential reduction in value, and/or the hedge effectiveness of financial instruments may be heightened for financial instruments that do not include fallback provisions that address the cessation of LIBOR. Any potential effects of the transition away from LIBOR on the Fund or on financial instruments in which a Fund invests, as well as other unforeseen effects, could result in losses to the Fund. Since the usefulness of LIBOR as a benchmark or reference rate could deteriorate during the transition period, these effects could occur prior to and/or subsequent to mid-2023. |
a) | Each Fund intends to continue to qualify as a Regulated Investment Company ("RIC") under Subchapter M of the Internal Revenue Code ("IRC") by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2023. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
b) | Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. |
| At October 31, 2022 (tax year end), each Fund's capital loss carryforwards for U.S. federal income tax purposes were as follows: |
| |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | Long-Term Capital Loss Carryforward with No Expiration |
China A Fund | | $ 4,875,676 | | $ 2,140,201 |
Diversified Emerging Markets Fund | | 867,319 | | 160,654 |
Emerging Markets Equity Fund | | 579,853,713 | | 93,662,530 |
Emerging Markets Multi-Sector Bond Fund* | | 12,594,568 | | 5,143,147 |
International Contrarian Value Fund | | 1,708 | | — |
International Multi-Cap Value Fund | | 160,939,798 | | 117,478,706 |
International Stock Fund | | 194,213,283 | | 76,372,332 |
Sustainable Core Bond Fund* | | 8,338,994 | | 3,716,407 |
Sustainable International Core Fund | | 7,933 | | — |
Tax-Aware Bond Fund | | 6,219,720 | | 6,210,115 |
* | Future utilization of losses are subject to limitation under current tax laws. |
The US MidCap Opportunities Fund and US Small Cap Opportunities Fund had no capital loss carryforwards for U.S. federal tax purposes
as of October 31, 2022.
The US Small Cap Opportunities Fund deferred $211,596 in late year ordinary losses.
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
c) | Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at April 30, 2023 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| |
Fund | | Tax Cost | | Gross Unrealized Appreciation | | Gross Unrealized (Depreciation) | | Net Unrealized Appreciation (Depreciation) |
China A Fund | | $ 40,351,875 | | $ 1,511,717 | | $ (4,121,107) | | $ (2,609,390) |
Diversified Emerging Markets Fund | | 57,142,756 | | 4,591,302 | | (2,134,666) | | 2,456,636 |
Emerging Markets Equity Fund | | 4,734,974,081 | | 987,360,506 | | (350,677,939) | | 636,682,567 |
Emerging Markets Multi-Sector Bond Fund | | 26,942,694 | | 686,586 | | (1,969,504) | | (1,282,918) |
International Contrarian Value Fund | | 1,037,490 | | 130,531 | | (19,488) | | 111,043 |
International Multi-Cap Value Fund | | 2,251,739,391 | | 287,026,424 | | (84,000,928) | | 203,025,496 |
International Stock Fund | | 4,310,775,957 | | 485,987,616 | | (94,216,652) | | 391,770,964 |
Sustainable Core Bond Fund | | 214,893,850 | | 860,625 | | (6,885,881) | | (6,025,256) |
Sustainable International Core Fund | | 1,052,704 | | 100,044 | | (43,234) | | 56,810 |
Tax-Aware Bond Fund | | 758,039,540 | | 7,811,403 | | (15,928,127) | | (8,116,724) |
US MidCap Opportunities Fund | | 621,785,949 | | 203,973,288 | | (15,445,486) | | 188,527,802 |
US Small Cap Opportunities Fund | | 248,910,750 | | 56,426,476 | | (22,211,039) | | 34,215,437 |
a) | Investment Management Agreement – HFMC serves as each Fund’s investment manager. The Company, on behalf of each Fund, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. ("The Hartford"). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Schroder Investment Management North America Inc. ("SIMNA") under a sub-advisory agreement and SIMNA has contracted with Schroder Investment Management North America Limited (“SIMNA Ltd.”) under a sub-sub-advisory agreement with respect to certain Funds. SIMNA performs the daily investment of the assets for each Fund, and, with respect to each of China A Fund, Diversified Emerging Markets Fund, Emerging Markets Equity Fund, Emerging Markets Multi-Sector Bond Fund, International Contrarian Value Fund, International Multi-Cap Value Fund, International Stock Fund, Sustainable International Core Fund, and Tax-Aware Bond Fund, SIMNA may allocate assets to or from SIMNA Ltd., an affiliate of SIMNA, in connection with the daily investment of the assets for each of these Funds. Each Fund pays a fee to HFMC. HFMC pays a sub-advisory fee to SIMNA out of its management fee. SIMNA pays the sub-sub-advisory fees to SIMNA Ltd. |
b) | The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2023; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates: |
| |
Fund | | Management Fee Rates |
China A Fund | | 0.9000% on first $1 billion and; |
| | 0.8900% over $1 billion |
Diversified Emerging Markets Fund | | 0.8400% on first $1 billion and; |
| | 0.7800% over $1 billion |
Emerging Markets Equity Fund | | 1.0500% on first $1 billion and; |
| | 1.0000% on next $4 billion and; |
| | 0.9900% on next $5 billion and; |
| | 0.9850% over $10 billion |
Emerging Markets Multi-Sector Bond Fund | | 0.7000% on first $1 billion and; |
| | 0.6500% on next $4 billion and; |
| | 0.6400% on next $5 billion and; |
| | 0.6350% over $10 billion |
International Contrarian Value Fund | | 0.6500% on first $1 billion and; |
| | 0.6100% over $1 billion |
International Multi-Cap Value Fund | | 0.7200% on first $1 billion and; |
| | 0.6800% on next $4 billion and; |
| | 0.6750% on next $5 billion and; |
| | 0.6700% over $10 billion |
International Stock Fund | | 0.6700% on first $1 billion and; |
| | 0.6500% on next $4 billion and; |
| | 0.6450% on next $5 billion and; |
| | 0.6400% over $10 billion |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Fund | | Management Fee Rates |
Sustainable Core Bond Fund | | 0.3200% on first $500 million and; |
| | 0.3000% on next $500 million and; |
| | 0.2800% over $1 billion |
Sustainable International Core Fund | | 0.6500% on first $1 billion and; |
| | 0.6100% over $1 billion |
Tax-Aware Bond Fund | | 0.4500% on first $1 billion and; |
| | 0.4300% on next $4 billion and; |
| | 0.4250% on next $5 billion and; |
| | 0.4200% over $10 billion |
US MidCap Opportunities Fund | | 0.7500% on first $1 billion and; |
| | 0.7000% on next $1.5 billion and; |
| | 0.6500% on next $2.5 billion and; |
| | 0.6450% on next $5 billion and; |
| | 0.6400% over $10 billion |
US Small Cap Opportunities Fund | | 0.9000% on first $1 billion and; |
| | 0.8900% on next $4 billion and; |
| | 0.8800% on next $5 billion and; |
| | 0.8700% over $10 billion |
c) | Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between the Company, on behalf of each Fund, and HFMC. HFMC has delegated certain accounting and administrative service functions to State Street Bank and Trust Company ("State Street"). In consideration of services rendered and expenses assumed pursuant to the fund accounting agreement, each Fund pays HFMC a fee. The fund accounting fee for each Fund is equal to the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Fund; (ii) the fee payable for tax preparation services for the Fund; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Fund; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Fund’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee. |
d) | Operating Expenses – Allocable expenses incurred by the Company are allocated to each series within the Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2023, HFMC contractually agreed to limit the total annual fund operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses) until February 29, 2024 (unless the Board of Directors approves its earlier termination) as follows for each of the following Funds: |
| |
| | Expense Limit as a Percentage of Average Daily Net Assets |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 1.45% | | 2.25% | | 1.15% | | N/A | | N/A | | N/A | | 1.11% | | 0.99% | | 0.99% |
Diversified Emerging Markets Fund | | 1.34% | | 2.14% | | 1.04% | | N/A | | N/A | | N/A | | 0.99% | | 0.89% | | 0.89% |
Emerging Markets Multi-Sector Bond Fund | | 1.15% | | 1.90% | | 0.90% | | 1.45% | | 1.15% | | 0.85% | | 0.85% | | 0.75% | | 0.75% |
International Contrarian Value Fund | | N/A | | N/A | | 0.85% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.70% |
Sustainable Core Bond Fund | | N/A | | N/A | | 0.51% | | 1.06% | | 0.76% | | 0.46% | | 0.40% | | 0.36% | | 0.32% |
Sustainable International Core Fund | | N/A | | N/A | | 0.85% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.70% |
Tax-Aware Bond Fund | | 0.71% | | 1.59% | | 0.49% | | N/A | | N/A | | N/A | | 0.56% | | 0.46% | | 0.46% |
US Small Cap Opportunities Fund | | 1.35% | | 2.10% | | 1.10% | | 1.65% | | 1.35% | | 1.05% | | 1.05% | | 0.95% | | 0.95% |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
e) | Sales Charges and Distribution and Service Plan for Class A, C, R3 and R4 Shares – Hartford Funds Distributors, LLC ("HFD"), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For the six-month period ended April 30, 2023, HFD received front-end sales charges and contingent deferred sales charges for each Fund as follows: |
| |
Fund | | Front-End Sales Charges | | Contingent Deferred Sales Charges |
China A Fund | | $ 10,294 | | $ 36 |
Diversified Emerging Markets Fund | | 434 | | — |
Emerging Markets Equity Fund | | 3,307 | | 1,972 |
Emerging Markets Multi-Sector Bond Fund | | 15 | | 2 |
International Multi-Cap Value Fund | | 55,249 | | 144 |
International Stock Fund | | 191,839 | | 4,879 |
Tax-Aware Bond Fund | | 94,702 | | 4,062 |
US MidCap Opportunities Fund | | 96,638 | | 1,685 |
US Small Cap Opportunities Fund | | 21,059 | | 812 |
The Board of Directors of the Company has approved the adoption of a separate distribution plan (each a "Plan") pursuant to Rule 12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some or all of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s 12b-1 fees are accrued daily and paid monthly or at such other intervals as the Company’s Board of Directors may determine. Any 12b-1 fees attributable to assets held in an account held directly with the Funds’ transfer agent for which there is not a third-party listed as the broker-dealer of record (or HFD does not otherwise have a payment obligation) are generally reimbursed to the applicable Fund. Such amounts are reflected as "Distribution fee reimbursements" on the Statements of Operations.
f) | Other Related Party Transactions – Certain officers of the Company are directors and/or officers of HFMC and/or The Hartford or its subsidiaries. For the six-month period ended April 30, 2023, a portion of the Company’s Chief Compliance Officer’s ("CCO") compensation was paid by all of the investment companies in the Hartford fund complex. The portion allocated to each Fund, as represented in "Other expenses" on the Statements of Operations, is outlined in the table below. |
| |
Fund | | CCO Compensation Paid by Fund |
China A Fund | | $ 23 |
Diversified Emerging Markets Fund | | 31 |
Emerging Markets Equity Fund | | 3,000 |
Emerging Markets Multi-Sector Bond Fund | | 17 |
International Contrarian Value Fund | | 1 |
International Multi-Cap Value Fund | | 1,371 |
International Stock Fund | | 2,422 |
Sustainable Core Bond Fund | | 98 |
Sustainable International Core Fund | | 1 |
Tax-Aware Bond Fund | | 327 |
US MidCap Opportunities Fund | | 449 |
US Small Cap Opportunities Fund | | 173 |
g) | Hartford Administrative Services Company ("HASCO"), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to SS&C GIDS, Inc. ("SS&C", formerly known as DST Asset Manager Solutions, Inc.) (and any other designated sub-agent) according to the agreed-upon fee schedule under the sub-transfer agency agreement between HASCO and SS&C (or between HASCO and any other designated sub-agent, as applicable); (ii) sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits approved by the Company’s Board of Directors; (iii) certain expenses |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin. |
| |
Share Class | | Specified Amount (as a percentage average daily net assets) |
Class A | | 0.25% |
Class C | | 0.25% |
Class I | | 0.20% |
Class R3 | | 0.22% |
Class R4 | | 0.17% |
Class R5 | | 0.12% |
Class Y | | 0.11% |
Class F | | 0.004% |
Class SDR | | 0.004% |
Effective December 1, 2022, HASCO has contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for Class A shares of the Emerging Markets Equity Fund as follows: 0.14%. This contractual arrangement will remain in effect until February 29, 2024, unless the Board of Directors approves its earlier termination.
From November 1, 2022 through February 28, 2023, HASCO contractually agreed to waive its transfer agency fee and/or reimburse transfer agency-related expenses to the extent necessary to limit the transfer agency fee for Class Y shares of the International Multi-Cap Value Fund to 0.09%.
Pursuant to a sub-transfer agency agreement between HASCO and SS&C, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to SS&C. Each Fund does not pay any fee directly to SS&C; rather, HASCO makes all such payments to SS&C. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For the six-month period ended April 30, 2023, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class' average daily net assets is as follows:
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 0.13% | | 0.15% | | 0.14% | | N/A | | N/A | | N/A | | 0.09% | | 0.00% * | | 0.00% * |
Diversified Emerging Markets Fund | | 0.14% | | 0.17% | | 0.06% | | N/A | | N/A | | N/A | | 0.10% | | 0.00% * | | 0.00% * |
Emerging Markets Equity Fund | | 0.16% | | 0.11% | | 0.19% | | 0.19% | | 0.13% | | 0.11% | | 0.11% | | 0.00% * | | 0.00% * |
Emerging Markets Multi-Sector Bond Fund | | 0.20% | | 0.16% | | 0.12% | | 0.21% | | 0.15% | | 0.11% | | 0.06% | | 0.00% | | 0.00% * |
International Contrarian Value Fund | | N/A | | N/A | | 0.09% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.00% * |
International Multi-Cap Value Fund | | 0.12% | | 0.11% | | 0.11% | | 0.20% | | 0.16% | | 0.10% | | 0.10% | | 0.00% * | | 0.00% * |
International Stock Fund | | 0.10% | | 0.10% | | 0.09% | | 0.16% | | 0.15% | | 0.09% | | 0.11% | | 0.00% * | | 0.00% * |
Sustainable Core Bond Fund | | N/A | | N/A | | 0.16% | | 0.21% | | 0.17% | | 0.12% | | 0.07% | | 0.00% * | | 0.00% * |
Sustainable International Core Fund | | N/A | | N/A | | 0.09% | | N/A | | N/A | | N/A | | N/A | | N/A | | 0.00% * |
Tax-Aware Bond Fund | | 0.05% | | 0.10% | | 0.07% | | N/A | | N/A | | N/A | | 0.11% | | 0.00% * | | 0.00% * |
US MidCap Opportunities Fund | | 0.11% | | 0.11% | | 0.09% | | 0.21% | | 0.16% | | 0.07% | | 0.11% | | 0.00% * | | 0.00% * |
US Small Cap Opportunities Fund | | 0.14% | | 0.15% | | 0.10% | | 0.21% | | 0.16% | | 0.11% | | 0.11% | | 0.00% * | | 0.00% * |
8. | Securities Lending: |
| The Company has entered into a securities lending agency agreement ("lending agreement") with Citibank, N.A. ("Citibank"). A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. A Fund may lend portfolio securities, provided that the borrower provides collateral that is maintained in an amount at least equal to the current market value of the securities loaned. Cash collateral is invested for the benefit of a Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. The contractual maturities of the securities lending transactions are considered overnight and continuous. The China A Fund does not currently engage in securities lending. |
| A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective; and (vii) operational risks (i.e., the risk of losses resulting from problems in the settlement and accounting process especially so in certain international markets). These events could also trigger adverse tax consequences for the Fund. |
| A Fund retains loan fees and the interest on cash collateral investments but is required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the applicable Fund). Upon termination of a loan, a Fund is required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers. |
| The net income earned on the securities lending (after payment of rebates and Citibank’s fee) is included on the Statements of Operations as Investment Income from securities lending. A Fund also receives payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations. |
| The following table presents for each Fund that lends its portfolio securities the market value of the securities on loan and the cash and non-cash collateral posted by the borrower as of April 30, 2023. |
| |
Fund | | Investment Securities on Loan, at market value, Presented on the Statements of Assets and Liabilities | | Cash Collateral(1) | | Non-Cash Collateral(1) |
Diversified Emerging Markets Fund | | $ 12,012 | | $ — | | $ 14,044 |
Emerging Markets Equity Fund | | 12,162,931 | | 12,470,400 | | — |
Emerging Markets Multi-Sector Bond Fund | | 659,379 | | 683,110 | | — |
International Contrarian Value Fund | | 19,410 | | 20,627 | | — |
International Multi-Cap Value Fund | | 25,911,208 | | 19,493,576 | | 7,582,282 |
International Stock Fund | | — | | — | | — |
Sustainable Core Bond Fund | | — | | — | | — |
Sustainable International Core Fund | | — | | — | | — |
Tax-Aware Bond Fund | | — | | — | | — |
US MidCap Opportunities Fund | | — | | — | | — |
US Small Cap Opportunities Fund | | 1,775,127 | | 1,790,285 | | — |
(1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract due to timing. Pursuant to the lending agreement, the borrower will provide collateral in an amount at least equal to the current market value of securities loaned. |
9. | Affiliate Holdings: |
| As of April 30, 2023, affiliates of The Hartford had ownership of shares in certain Funds as follows: |
| |
Percentage of a Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 8% | | 87% | | 2% | | N/A | | N/A | | N/A | | 50% | | 11% | | — |
Diversified Emerging Markets Fund | | 32% | | 60% | | 4% | | N/A | | N/A | | N/A | | 70% | | 100% | | — |
Emerging Markets Equity Fund | | — | | — | | — | | 13% | | — | | — | | — | | — | | — |
Emerging Markets Multi-Sector Bond Fund | | — | | — | | — | | 32% | | 100% | | 100% | | 0%* | | 100% | | — |
International Contrarian Value Fund | | N/A | | N/A | | 100% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Sustainable Core Bond Fund | | N/A | | N/A | | 2% | | 100% | | 100% | | 100% | | — | | 0%* | | — |
Sustainable International Core Fund | | N/A | | N/A | | 92% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Tax-Aware Bond Fund | | — | | — | | — | | N/A | | N/A | | N/A | | 4% | | — | | — |
* | Percentage rounds to zero. |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
Percentage of Fund by Class: | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | Class C | | Class I | | Class R3 | | Class R4 | | Class R5 | | Class Y | | Class F | | Class SDR |
China A Fund | | 0% * | | 0%* | | 0%* | | N/A | | N/A | | N/A | | 0%* | | 8% | | — |
Diversified Emerging Markets Fund | | 0% * | | 0%* | | 0%* | | N/A | | N/A | | N/A | | 0%* | | 26% | | — |
Emerging Markets Equity Fund | | — | | — | | — | | 0%* | | — | | — | | — | | — | | — |
Emerging Markets Multi-Sector Bond Fund | | — | | — | | — | | 0%* | | 0% * | | 0% * | | 0%* | | 0% * | | — |
International Contrarian Value Fund | | N/A | | N/A | | 50% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Sustainable Core Bond Fund | | N/A | | N/A | | 0%* | | 0%* | | 0% * | | 0% * | | — | | 0% * | | — |
Sustainable International Core Fund | | N/A | | N/A | | 48% | | N/A | | N/A | | N/A | | N/A | | N/A | | — |
Tax-Aware Bond Fund | | — | | — | | — | | N/A | | N/A | | N/A | | 0%* | | — | | — |
* | Percentage rounds to zero. |
As of April 30, 2023, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the "529 plan") in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares as a result of purchase and sale activity from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows:
Fund | | Percentage of Fund* |
Emerging Markets Equity Fund | | 1% |
International Multi-Cap Value Fund | | 3% |
Sustainable Core Bond Fund | | 49% |
* | As of April 30, 2023, affiliated funds of funds and the 529 plan were invested in Class F shares. |
10. | Beneficial Fund Ownership: |
| As of April 30, 2023, to the knowledge of a Fund, the shareholders listed below beneficially held more than 25% of the shares outstanding of a Fund. |
| |
Fund | | Shareholder | | Percentage of Ownership |
Diversified Emerging Markets Fund | | Schroder US Holdings, Inc | | 26% |
Hartford Funds Management Company, LLC | | 26% |
International Contrarian Value Fund | | Schroder US Holdings, Inc | | 45% |
Hartford Funds Management Company, LLC | | 45% |
Sustainable International Core Fund | | Schroder US Holdings, Inc | | 48% |
Hartford Funds Management Company, LLC | | 48% |
11. | Investment Transactions: |
| For the six-month period ended April 30, 2023, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows: |
| |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | Sales Proceeds Excluding U.S. Government Obligations | | Cost of Purchases For U.S. Government Obligations | | Sales Proceeds For U.S. Government Obligations | | Total Cost of Purchases | | Total Sales Proceeds |
China A Fund | | $ 13,979,417 | | $ 36,672,333 | | $ — | | $ — | | $ 13,979,417 | | $ 36,672,333 |
Diversified Emerging Markets Fund | | 75,579,847 | | 27,752,389 | | — | | — | | 75,579,847 | | 27,752,389 |
Emerging Markets Equity Fund | | 1,233,968,684 | | 1,372,259,457 | | — | | — | | 1,233,968,684 | | 1,372,259,457 |
Emerging Markets Multi-Sector Bond Fund | | 18,795,206 | | 22,126,485 | | — | | — | | 18,795,206 | | 22,126,485 |
International Contrarian Value Fund | | 150,982 | | 195,372 | | — | | — | | 150,982 | | 195,372 |
International Multi-Cap Value Fund | | 1,290,925,905 | | 1,324,043,036 | | — | | — | | 1,290,925,905 | | 1,324,043,036 |
International Stock Fund | | 955,366,651 | | 653,615,381 | | — | | — | | 955,366,651 | | 653,615,381 |
Sustainable Core Bond Fund | | 37,341,060 | | 30,650,573 | | 113,578,549 | | 61,776,161 | | 150,919,609 | | 92,426,734 |
Sustainable International Core Fund | | 170,443 | | 180,759 | | — | | — | | 170,443 | | 180,759 |
Tax-Aware Bond Fund | | 343,845,745 | | 131,369,341 | | 132,889,466 | | 148,163,987 | | 476,735,211 | | 279,533,328 |
US MidCap Opportunities Fund | | 162,186,798 | | 108,812,488 | | — | | — | | 162,186,798 | | 108,812,488 |
US Small Cap Opportunities Fund | | 44,018,857 | | 65,456,600 | | — | | — | | 44,018,857 | | 65,456,600 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
12. | Capital Share Transactions: |
| The following information is for the six-month period ended April 30, 2023 and the year ended October 31, 2022: |
| |
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
China A Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 151,569 | | $ 1,888,013 | | 9,385 | | $ 133,010 |
Shares Issued for Reinvested Dividends | 91 | | 1,055 | | 496 | | 8,251 |
Shares Redeemed | (58,773) | | (737,153) | | (17,911) | | (262,246) |
Net Increase (Decrease) | 92,887 | | 1,151,915 | | (8,030) | | (120,985) |
Class C | | | | | | | |
Shares Issued for Reinvested Dividends | — | | $ — | | 165 | | $ 2,701 |
Shares Redeemed | (92) | | (1,122) | | (148) | | (2,008) |
Net Increase (Decrease) | (92) | | (1,122) | | 17 | | 693 |
Class I | | | | | | | |
Shares Sold | 97,739 | | $ 1,228,644 | | 708,416 | | $ 10,078,307 |
Shares Issued for Reinvested Dividends | 4,482 | | 52,030 | | 6,198 | | 103,128 |
Shares Redeemed | (334,696) | | (4,117,828) | | (348,354) | | (4,598,210) |
Net Increase (Decrease) | (232,475) | | (2,837,154) | | 366,260 | | 5,583,225 |
Class Y | | | | | | | |
Shares Sold | 11,215 | | $ 141,859 | | 80,580 | | $ 976,699 |
Shares Issued for Reinvested Dividends | 88 | | 1,018 | | 2,394 | | 39,890 |
Shares Redeemed | (119,197) | | (1,275,392) | | (141,378) | | (1,504,424) |
Net Increase (Decrease) | (107,894) | | (1,132,515) | | (58,404) | | (487,835) |
Class F | | | | | | | |
Shares Sold | 841 | | $ 10,000 | | 1,375,804 | | $ 18,285,291 |
Shares Issued for Reinvested Dividends | 16,234 | | 188,805 | | 53,977 | | 899,258 |
Shares Redeemed | (2,109,504) | | (24,095,026) | | (1,237,089) | | (15,979,294) |
Net Increase (Decrease) | (2,092,429) | | (23,896,221) | | 192,692 | | 3,205,255 |
Class SDR | | | | | | | |
Shares Sold | — | | $ — | | — | | $ — |
Shares Issued for Reinvested Dividends | — | | — | | — | | — |
Shares Redeemed | — | | — | | — | | — |
Net Increase (Decrease) | — | | — | | — | | — |
Total Net Increase (Decrease) | (2,340,003) | | $ (26,715,097) | | 492,535 | | $ 8,180,353 |
Diversified Emerging Markets Fund | | | | | | | |
Class A(1) | | | | | | | |
Shares Sold | 1,782 | | $ 14,719 | | 1,521 | | $ 13,187 |
Shares Issued for Reinvested Dividends | 5 | | 35 | | — | | — |
Net Increase (Decrease) | 1,787 | | 14,754 | | 1,521 | | 13,187 |
Class C(1) | | | | | | | |
Shares Sold | 719 | | $ 5,890 | | 1,061 | | $ 10,000 |
Net Increase (Decrease) | 719 | | 5,890 | | 1,061 | | 10,000 |
Class I(1) | | | | | | | |
Shares Sold | 28,390 | | $ 220,602 | | 1,061 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 93 | | 699 | | — | | — |
Shares Redeemed | (80) | | (600) | | — | | — |
Net Increase (Decrease) | 28,403 | | 220,701 | | 1,061 | | 10,000 |
Class Y(1) | | | | | | | |
Shares Sold | 116 | | $ 907 | | 1,422 | | $ 12,850 |
Shares Issued for Reinvested Dividends | 10 | | 72 | | — | | — |
Shares Redeemed | (18) | | (151) | | — | | — |
Net Increase (Decrease) | 108 | | 828 | | 1,422 | | 12,850 |
Class F(1) | | | | | | | |
Shares Sold | 2,148,998 | | $ 15,000,000 | | 1,061 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 16,425 | | 122,695 | | — | | — |
Shares Redeemed | (196,585) | | (1,554,986) | | — | | — |
Net Increase (Decrease) | 1,968,838 | | 13,567,709 | | 1,061 | | 10,000 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class SDR | | | | | | | |
Shares Sold | 5,957,005 | | $ 44,847,971 | | 282 | | $ 2,629 |
Shares Issued for Reinvested Dividends | 10,754 | | 80,333 | | 2,576 | | 25,504 |
Shares Redeemed | (1,290,869) | | (10,163,543) | | (5,308) | | (50,000) |
Net Increase (Decrease) | 4,676,890 | | 34,764,761 | | (2,450) | | (21,867) |
Total Net Increase (Decrease) | 6,676,745 | | $ 48,574,643 | | 3,676 | | $ 34,170 |
Emerging Markets Equity Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,120,618 | | $ 32,105,613 | | 3,144,857 | | $ 52,286,198 |
Shares Issued for Reinvested Dividends | 45,993 | | 671,951 | | 5,507 | | 104,621 |
Shares Redeemed | (1,661,029) | | (25,230,318) | | (2,734,451) | | (45,124,654) |
Net Increase (Decrease) | 505,582 | | 7,547,246 | | 415,913 | | 7,266,165 |
Class C | | | | | | | |
Shares Sold | 16,323 | | $ 248,037 | | 30,797 | | $ 541,901 |
Shares Issued for Reinvested Dividends | 1,544 | | 22,296 | | 1,281 | | 23,946 |
Shares Redeemed | (37,276) | | (558,370) | | (164,970) | | (2,418,551) |
Net Increase (Decrease) | (19,409) | | (288,037) | | (132,892) | | (1,852,704) |
Class I | | | | | | | |
Shares Sold | 20,667,406 | | $ 314,303,088 | | 55,222,381 | | $ 926,254,984 |
Shares Issued for Reinvested Dividends | 1,037,489 | | 15,074,713 | | 707,597 | | 13,366,510 |
Shares Redeemed | (28,281,873) | | (431,432,914) | | (43,293,639) | | (714,803,335) |
Net Increase (Decrease) | (6,576,978) | | (102,055,113) | | 12,636,339 | | 224,818,159 |
Class R3 | | | | | | | |
Shares Sold | 596 | | $ 9,000 | | 1,094 | | $ 17,136 |
Shares Issued for Reinvested Dividends | 86 | | 1,251 | | 37 | | 703 |
Shares Redeemed | (50) | | (779) | | (371) | | (6,794) |
Net Increase (Decrease) | 632 | | 9,472 | | 760 | | 11,045 |
Class R4 | | | | | | | |
Shares Sold | 18,382 | | $ 279,209 | | 150,667 | | $ 2,373,387 |
Shares Issued for Reinvested Dividends | 6,196 | | 90,397 | | 2,734 | | 51,898 |
Shares Redeemed | (23,186) | | (349,040) | | (46,313) | | (750,969) |
Net Increase (Decrease) | 1,392 | | 20,566 | | 107,088 | | 1,674,316 |
Class R5 | | | | | | | |
Shares Sold | 2,711 | | $ 41,149 | | 3,363 | | $ 56,321 |
Shares Issued for Reinvested Dividends | 447 | | 6,489 | | 268 | | 5,061 |
Shares Redeemed | (578) | | (8,637) | | (1,778) | | (30,591) |
Net Increase (Decrease) | 2,580 | | 39,001 | | 1,853 | | 30,791 |
Class Y | | | | | | | |
Shares Sold | 824,461 | | $ 12,699,551 | | 125,556,366 | | $ 2,138,110,148 |
Shares Issued for Reinvested Dividends | 91,131 | | 1,335,062 | | 691,784 | | 13,102,388 |
Shares Redeemed | (1,330,544) | | (20,164,419) | | (162,990,961) | | (2,617,613,159) |
Net Increase (Decrease) | (414,952) | | (6,129,806) | | (36,742,811) | | (466,400,623) |
Class F | | | | | | | |
Shares Sold | 7,572,893 | | $ 115,736,927 | | 13,532,858 | | $ 231,401,984 |
Shares Issued for Reinvested Dividends | 161,777 | | 2,349,009 | | 119,590 | | 2,259,074 |
Shares Redeemed | (6,764,350) | | (100,526,692) | | (15,652,329) | | (258,973,847) |
Net Increase (Decrease) | 970,320 | | 17,559,244 | | (1,999,881) | | (25,312,789) |
Class SDR | | | | | | | |
Shares Sold | 25,369,725 | | $ 381,239,584 | | 115,820,251 | | $ 1,735,331,057 |
Shares Issued for Reinvested Dividends | 3,241,746 | | 47,167,404 | | 1,576,441 | | 29,826,253 |
Shares Redeemed | (33,458,300) | | (496,559,000) | | (60,935,901) | | (900,664,496) |
Net Increase (Decrease) | (4,846,829) | | (68,152,012) | | 56,460,791 | | 864,492,814 |
Total Net Increase (Decrease) | (10,377,662) | | $ (151,449,439) | | 30,747,160 | | $ 604,727,174 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Emerging Markets Multi-Sector Bond Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 39,854 | | $ 269,652 | | 31,961 | | $ 214,718 |
Shares Issued for Reinvested Dividends | 4,208 | | 27,985 | | 8,966 | | 62,204 |
Shares Redeemed | (54,681) | | (368,993) | | (66,954) | | (488,297) |
Net Increase (Decrease) | (10,619) | | (71,356) | | (26,027) | | (211,375) |
Class C | | | | | | | |
Shares Sold | 11,380 | | $ 74,994 | | — | | $ — |
Shares Issued for Reinvested Dividends | 458 | | 3,042 | | 571 | | 3,971 |
Shares Redeemed | (3,012) | | (19,545) | | (6,414) | | (47,154) |
Net Increase (Decrease) | 8,826 | | 58,491 | | (5,843) | | (43,183) |
Class I | | | | | | | |
Shares Sold | 108,544 | | $ 722,634 | | 665,444 | | $ 4,910,224 |
Shares Issued for Reinvested Dividends | 31,774 | | 210,979 | | 94,355 | | 665,223 |
Shares Redeemed | (802,101) | | (5,418,951) | | (1,860,008) | | (13,232,268) |
Net Increase (Decrease) | (661,783) | | (4,485,338) | | (1,100,209) | | (7,656,821) |
Class R3 | | | | | | | |
Shares Sold | 71 | | $ 478 | | 464 | | $ 3,490 |
Shares Issued for Reinvested Dividends | 116 | | 771 | | 216 | | 1,484 |
Shares Redeemed | (4) | | (24) | | (6) | | (40) |
Net Increase (Decrease) | 183 | | 1,225 | | 674 | | 4,934 |
Class R4 | | | | | | | |
Shares Issued for Reinvested Dividends | 40 | | $ 264 | | 77 | | $ 532 |
Net Increase (Decrease) | 40 | | 264 | | 77 | | 532 |
Class R5 | | | | | | | |
Shares Issued for Reinvested Dividends | 42 | | $ 281 | | 83 | | $ 566 |
Net Increase (Decrease) | 42 | | 281 | | 83 | | 566 |
Class Y | | | | | | | |
Shares Sold | 3,353 | | $ 22,957 | | 32,193 | | $ 263,589 |
Shares Issued for Reinvested Dividends | 12,024 | | 79,836 | | 23,257 | | 160,354 |
Shares Redeemed | (332) | | (2,222) | | (3,346) | | (23,759) |
Net Increase (Decrease) | 15,045 | | 100,571 | | 52,104 | | 400,184 |
Class F | | | | | | | |
Shares Issued for Reinvested Dividends | 53 | | $ 328 | | 102 | | $ 658 |
Net Increase (Decrease) | 53 | | 328 | | 102 | | 658 |
Class SDR | | | | | | | |
Shares Sold | 86,764 | | $ 590,365 | | 53,653 | | $ 399,363 |
Shares Issued for Reinvested Dividends | 78,020 | | 518,053 | | 153,241 | | 1,056,748 |
Shares Redeemed | (169,117) | | (1,141,393) | | (57,452) | | (436,331) |
Net Increase (Decrease) | (4,333) | | (32,975) | | 149,442 | | 1,019,780 |
Total Net Increase (Decrease) | (652,546) | | $ (4,428,509) | | (929,597) | | $ (6,484,725) |
International Contrarian Value Fund(2) | | | | | | | |
Class I | | | | | | | |
Shares Sold | 460 | | $ 5,000 | | 50,001 | | $ 500,010 |
Shares Issued for Reinvested Dividends | 1,035 | | 9,948 | | — | | — |
Shares Redeemed | (460) | | (4,903) | | (1) | | (11) |
Net Increase (Decrease) | 1,035 | | 10,045 | | 50,000 | | 499,999 |
Class SDR | | | | | | | |
Shares Sold | — | | $ — | | 50,001 | | $ 500,010 |
Shares Issued for Reinvested Dividends | 1,046 | | 10,052 | | — | | — |
Shares Redeemed | — | | — | | (1) | | (10) |
Net Increase (Decrease) | 1,046 | | 10,052 | | 50,000 | | 500,000 |
Total Net Increase (Decrease) | 2,081 | | $ 20,097 | | 100,000 | | $ 999,999 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
International Multi-Cap Value Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,551,014 | | $ 14,030,929 | | 3,969,095 | | $ 38,712,258 |
Shares Issued for Reinvested Dividends | 262,346 | | 2,295,184 | | 334,971 | | 3,126,679 |
Shares Redeemed | (1,434,860) | | (12,926,093) | | (2,136,771) | | (19,814,377) |
Net Increase (Decrease) | 378,500 | | 3,400,020 | | 2,167,295 | | 22,024,560 |
Class C | | | | | | | |
Shares Sold | 13,560 | | $ 120,804 | | 260,513 | | $ 2,681,470 |
Shares Issued for Reinvested Dividends | 21,810 | | 189,053 | | 31,059 | | 292,479 |
Shares Redeemed | (152,866) | | (1,369,017) | | (508,156) | | (4,774,650) |
Net Increase (Decrease) | (117,496) | | (1,059,160) | | (216,584) | | (1,800,701) |
Class I | | | | | | | |
Shares Sold | 10,747,052 | | $ 97,505,728 | | 37,132,233 | | $ 357,740,863 |
Shares Issued for Reinvested Dividends | 1,587,578 | | 13,881,878 | | 2,341,766 | | 21,826,880 |
Shares Redeemed | (15,000,669) | | (134,315,180) | | (31,864,455) | | (293,182,448) |
Net Increase (Decrease) | (2,666,039) | | (22,927,574) | | 7,609,544 | | 86,385,295 |
Class R3 | | | | | | | |
Shares Sold | 238,873 | | $ 2,169,130 | | 543,984 | | $ 5,061,125 |
Shares Issued for Reinvested Dividends | 35,040 | | 305,645 | | 44,436 | | 416,427 |
Shares Redeemed | (213,539) | | (1,918,707) | | (598,538) | | (5,581,378) |
Net Increase (Decrease) | 60,374 | | 556,068 | | (10,118) | | (103,826) |
Class R4 | | | | | | | |
Shares Sold | 43,469 | | $ 395,061 | | 101,651 | | $ 961,522 |
Shares Issued for Reinvested Dividends | 12,478 | | 108,910 | | 16,751 | | 156,516 |
Shares Redeemed | (35,610) | | (317,994) | | (125,006) | | (1,172,011) |
Net Increase (Decrease) | 20,337 | | 185,977 | | (6,604) | | (53,973) |
Class R5 | | | | | | | |
Shares Sold | 219,891 | | $ 1,982,564 | | 483,544 | | $ 4,467,895 |
Shares Issued for Reinvested Dividends | 40,994 | | 358,183 | | 53,588 | | 503,439 |
Shares Redeemed | (125,389) | | (1,114,517) | | (632,737) | | (6,351,772) |
Net Increase (Decrease) | 135,496 | | 1,226,230 | | (95,605) | | (1,380,438) |
Class Y | | | | | | | |
Shares Sold | 5,895,763 | | $ 52,904,134 | | 11,500,546 | | $ 111,963,654 |
Shares Issued for Reinvested Dividends | 778,298 | | 6,808,150 | | 1,057,829 | | 9,843,991 |
Shares Redeemed | (2,876,274) | | (25,856,602) | | (9,501,430) | | (83,923,920) |
Net Increase (Decrease) | 3,797,787 | | 33,855,682 | | 3,056,945 | | 37,883,725 |
Class F | | | | | | | |
Shares Sold | 8,245,368 | | $ 74,901,438 | | 18,214,855 | | $ 172,764,909 |
Shares Issued for Reinvested Dividends | 1,050,669 | | 9,201,722 | | 1,491,960 | | 13,923,670 |
Shares Redeemed | (7,865,977) | | (70,859,852) | | (17,024,072) | | (160,777,808) |
Net Increase (Decrease) | 1,430,060 | | 13,243,308 | | 2,682,743 | | 25,910,771 |
Class SDR | | | | | | | |
Shares Sold | 11,428,282 | | $ 103,993,882 | | 24,161,009 | | $ 232,052,285 |
Shares Issued for Reinvested Dividends | 1,762,786 | | 15,407,232 | | 2,709,276 | | 25,367,032 |
Shares Redeemed | (13,106,675) | | (117,465,143) | | (31,439,433) | | (298,002,137) |
Net Increase (Decrease) | 84,393 | | 1,935,971 | | (4,569,148) | | (40,582,820) |
Total Net Increase (Decrease) | 3,123,412 | | $ 30,416,522 | | 10,618,468 | | $ 128,282,593 |
International Stock Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,628,414 | | $ 41,416,762 | | 5,420,422 | | $ 88,898,122 |
Shares Issued for Reinvested Dividends | 157,581 | | 2,333,780 | | 241,771 | | 4,491,371 |
Shares Redeemed | (1,962,584) | | (30,570,171) | | (5,178,862) | | (80,095,955) |
Net Increase (Decrease) | 823,411 | | 13,180,371 | | 483,331 | | 13,293,538 |
Class C | | | | | | | |
Shares Sold | 137,646 | | $ 2,090,463 | | 323,136 | | $ 5,254,695 |
Shares Issued for Reinvested Dividends | 3,011 | | 42,299 | | 10,583 | | 184,799 |
Shares Redeemed | (108,227) | | (1,602,175) | | (300,987) | | (4,340,336) |
Net Increase (Decrease) | 32,430 | | 530,587 | | 32,732 | | 1,099,158 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class I | | | | | | | |
Shares Sold | 49,106,236 | | $ 751,996,686 | | 108,872,670 | | $ 1,695,721,112 |
Shares Issued for Reinvested Dividends | 1,749,443 | | 25,017,040 | | 1,930,718 | | 34,706,711 |
Shares Redeemed | (37,157,018) | | (556,082,653) | | (74,625,554) | | (1,118,379,282) |
Net Increase (Decrease) | 13,698,661 | | 220,931,073 | | 36,177,834 | | 612,048,541 |
Class R3 | | | | | | | |
Shares Sold | 42,021 | | $ 628,571 | | 117,126 | | $ 1,739,146 |
Shares Issued for Reinvested Dividends | 1,257 | | 17,897 | | 900 | | 16,059 |
Shares Redeemed | (15,163) | | (232,493) | | (31,319) | | (467,955) |
Net Increase (Decrease) | 28,115 | | 413,975 | | 86,707 | | 1,287,250 |
Class R4 | | | | | | | |
Shares Sold | 59,221 | | $ 912,633 | | 114,159 | | $ 1,866,632 |
Shares Issued for Reinvested Dividends | 2,942 | | 42,019 | | 4,048 | | 72,581 |
Shares Redeemed | (23,631) | | (356,834) | | (52,286) | | (746,656) |
Net Increase (Decrease) | 38,532 | | 597,818 | | 65,921 | | 1,192,557 |
Class R5 | | | | | | | |
Shares Sold | 266,485 | | $ 4,006,781 | | 782,962 | | $ 12,441,571 |
Shares Issued for Reinvested Dividends | 24,956 | | 357,121 | | 27,948 | | 502,674 |
Shares Redeemed | (202,979) | | (3,050,639) | | (344,424) | | (5,236,938) |
Net Increase (Decrease) | 88,462 | | 1,313,263 | | 466,486 | | 7,707,307 |
Class Y | | | | | | | |
Shares Sold | 881,319 | | $ 13,008,409 | | 2,189,922 | | $ 36,339,650 |
Shares Issued for Reinvested Dividends | 133,119 | | 1,908,926 | | 266,396 | | 4,802,050 |
Shares Redeemed | (1,874,881) | | (28,364,833) | | (5,513,544) | | (82,168,396) |
Net Increase (Decrease) | (860,443) | | (13,447,498) | | (3,057,226) | | (41,026,696) |
Class F | | | | | | | |
Shares Sold | 14,905,042 | | $ 229,527,009 | | 29,140,024 | | $ 455,053,231 |
Shares Issued for Reinvested Dividends | 789,734 | | 11,301,093 | | 743,026 | | 13,374,470 |
Shares Redeemed | (6,781,945) | | (103,031,684) | | (11,078,766) | | (167,216,529) |
Net Increase (Decrease) | 8,912,831 | | 137,796,418 | | 18,804,284 | | 301,211,172 |
Class SDR | | | | | | | |
Shares Sold | 5,757,689 | | $ 87,815,419 | | 23,013,973 | | $ 361,009,997 |
Shares Issued for Reinvested Dividends | 589,746 | | 8,433,364 | | 501,264 | | 9,014,558 |
Shares Redeemed | (3,808,395) | | (58,112,375) | | (5,872,106) | | (86,975,258) |
Net Increase (Decrease) | 2,539,040 | | 38,136,408 | | 17,643,131 | | 283,049,297 |
Total Net Increase (Decrease) | 25,301,039 | | $ 399,452,415 | | 70,703,200 | | $ 1,179,862,124 |
Sustainable Core Bond Fund | | | | | | | |
Class I(3) | | | | | | | |
Shares Sold | 75,071 | | $ 657,805 | | 89,834 | | $ 861,905 |
Shares Issued for Reinvested Dividends | 1,082 | | 9,381 | | 1,648 | | 14,783 |
Shares Redeemed | (35,579) | | (309,078) | | (23,949) | | (208,242) |
Net Increase (Decrease) | 40,574 | | 358,108 | | 67,533 | | 668,446 |
Class R3(3) | | | | | | | |
Shares Sold | — | | $ — | | 957 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 15 | | 131 | | 33 | | 317 |
Net Increase (Decrease) | 15 | | 131 | | 990 | | 10,317 |
Class R4(3) | | | | | | | |
Shares Sold | — | | $ — | | 957 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 17 | | 146 | | 36 | | 347 |
Net Increase (Decrease) | 17 | | 146 | | 993 | | 10,347 |
Class R5(3) | | | | | | | |
Shares Sold | — | | $ — | | 957 | | $ 10,000 |
Shares Issued for Reinvested Dividends | 19 | | 161 | | 39 | | 376 |
Net Increase (Decrease) | 19 | | 161 | | 996 | | 10,376 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class Y | | | | | | | |
Shares Sold | 48,138 | | $ 418,495 | | 50,373 | | $ 480,247 |
Shares Issued for Reinvested Dividends | 8,993 | | 77,803 | | 20,209 | | 194,707 |
Shares Redeemed | (213,819) | | (1,873,616) | | (163,701) | | (1,594,345) |
Net Increase (Decrease) | (156,688) | | (1,377,318) | | (93,119) | | (919,391) |
Class F(3) | | | | | | | |
Shares Sold | 3,287,849 | | $ 29,142,946 | | 10,129,806 | | $ 97,005,756 |
Shares Issued for Reinvested Dividends | 182,712 | | 1,581,713 | | 192,860 | | 1,727,648 |
Shares Redeemed | (707,820) | | (6,199,858) | | (1,195,789) | | (10,887,963) |
Net Increase (Decrease) | 2,762,741 | | 24,524,801 | | 9,126,877 | | 87,845,441 |
Class SDR | | | | | | | |
Shares Sold | 4,077,960 | | $ 35,491,982 | | 1,527,277 | | $ 14,869,001 |
Shares Issued for Reinvested Dividends | 165,445 | | 1,430,593 | | 266,756 | | 2,550,840 |
Shares Redeemed | (193,576) | | (1,685,352) | | (1,581,745) | | (14,610,001) |
Net Increase (Decrease) | 4,049,829 | | 35,237,223 | | 212,288 | | 2,809,840 |
Total Net Increase (Decrease) | 6,696,507 | | $ 58,743,252 | | 9,316,558 | | $ 90,435,376 |
Sustainable International Core Fund(2) | | | | | | | |
Class I | | | | | | | |
Shares Sold | 4,446 | | $ 46,685 | | 50,001 | | $ 500,010 |
Shares Issued for Reinvested Dividends | 620 | | 5,948 | | — | | — |
Shares Redeemed | — | | — | | (1) | | (11) |
Net Increase (Decrease) | 5,066 | | 52,633 | | 50,000 | | 499,999 |
Class SDR | | | | | | | |
Shares Sold | — | | $ — | | 50,001 | | $ 500,010 |
Shares Issued for Reinvested Dividends | 631 | | 6,052 | | — | | — |
Shares Redeemed | — | | — | | (1) | | (10) |
Net Increase (Decrease) | 631 | | 6,052 | | 50,000 | | 500,000 |
Total Net Increase (Decrease) | 5,697 | | $ 58,685 | | 100,000 | | $ 999,999 |
Tax-Aware Bond Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 2,972,379 | | $ 30,018,985 | | 1,373,862 | | $ 14,067,798 |
Shares Issued for Reinvested Dividends | 66,092 | | 668,138 | | 147,221 | | 1,578,008 |
Shares Redeemed | (938,428) | | (9,437,348) | | (3,180,461) | | (32,954,090) |
Net Increase (Decrease) | 2,100,043 | | 21,249,775 | | (1,659,378) | | (17,308,284) |
Class C | | | | | | | |
Shares Sold | 175,729 | | $ 1,772,366 | | 61,878 | | $ 627,838 |
Shares Issued for Reinvested Dividends | 4,180 | | 42,343 | | 11,688 | | 126,622 |
Shares Redeemed | (130,791) | | (1,317,299) | | (307,058) | | (3,255,017) |
Net Increase (Decrease) | 49,118 | | 497,410 | | (233,492) | | (2,500,557) |
Class I | | | | | | | |
Shares Sold | 35,555,804 | | $ 360,383,358 | | 18,011,789 | | $ 184,657,435 |
Shares Issued for Reinvested Dividends | 514,778 | | 5,209,689 | | 632,849 | | 6,689,376 |
Shares Redeemed | (14,329,393) | | (143,913,825) | | (17,152,818) | | (177,770,396) |
Net Increase (Decrease) | 21,741,189 | | 221,679,222 | | 1,491,820 | | 13,576,415 |
Class Y | | | | | | | |
Shares Sold | — | | $ — | | 6,178 | | $ 68,000 |
Shares Issued for Reinvested Dividends | 376 | | 3,807 | | 834 | | 8,866 |
Shares Redeemed | — | | — | | (6,307) | | (68,214) |
Net Increase (Decrease) | 376 | | 3,807 | | 705 | | 8,652 |
Class F | | | | | | | |
Shares Sold | 7,408,231 | | $ 75,149,036 | | 3,811,234 | | $ 38,477,443 |
Shares Issued for Reinvested Dividends | 110,769 | | 1,121,851 | | 107,260 | | 1,140,108 |
Shares Redeemed | (1,516,658) | | (15,207,686) | | (2,479,185) | | (25,756,107) |
Net Increase (Decrease) | 6,002,342 | | 61,063,201 | | 1,439,309 | | 13,861,444 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
Class SDR | | | | | | | |
Shares Sold | 233,683 | | $ 2,348,432 | | 721,477 | | $ 7,300,392 |
Shares Issued for Reinvested Dividends | 26,183 | | 264,291 | | 95,950 | | 1,035,417 |
Shares Redeemed | (1,030,136) | | (10,407,250) | | (1,079,179) | | (10,852,434) |
Net Increase (Decrease) | (770,270) | | (7,794,527) | | (261,752) | | (2,516,625) |
Total Net Increase (Decrease) | 29,122,798 | | $ 296,698,888 | | 777,212 | | $ 5,121,045 |
US MidCap Opportunities Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 1,272,532 | | $ 20,370,529 | | 1,868,261 | | $ 31,440,976 |
Shares Issued for Reinvested Dividends | 215,556 | | 3,438,070 | | 829,476 | | 15,005,217 |
Shares Redeemed | (820,564) | | (13,261,096) | | (1,109,382) | | (18,771,474) |
Net Increase (Decrease) | 667,524 | | 10,547,503 | | 1,588,355 | | 27,674,719 |
Class C | | | | | | | |
Shares Sold | 101,010 | | $ 1,633,773 | | 146,816 | | $ 2,488,130 |
Shares Issued for Reinvested Dividends | 74,243 | | 1,178,229 | | 422,177 | | 7,628,739 |
Shares Redeemed | (369,877) | | (5,884,658) | | (598,927) | | (9,986,755) |
Net Increase (Decrease) | (194,624) | | (3,072,656) | | (29,934) | | 130,114 |
Class I | | | | | | | |
Shares Sold | 4,217,683 | | $ 71,691,606 | | 6,635,474 | | $ 115,668,805 |
Shares Issued for Reinvested Dividends | 724,006 | | 12,135,225 | | 3,062,689 | | 58,169,249 |
Shares Redeemed | (3,317,019) | | (56,446,319) | | (7,197,466) | | (127,788,647) |
Net Increase (Decrease) | 1,624,670 | | 27,380,512 | | 2,500,697 | | 46,049,407 |
Class R3 | | | | | �� | | |
Shares Sold | 3,263 | | $ 53,945 | | 9,451 | | $ 159,327 |
Shares Issued for Reinvested Dividends | 3,143 | | 51,364 | | 15,594 | | 288,955 |
Shares Redeemed | (5,978) | | (98,134) | | (15,441) | | (277,630) |
Net Increase (Decrease) | 428 | | 7,175 | | 9,604 | | 170,652 |
Class R4 | | | | | | | |
Shares Sold | 1,014 | | $ 17,047 | | 11,536 | | $ 199,514 |
Shares Issued for Reinvested Dividends | 1,003 | | 16,704 | | 6,187 | | 116,572 |
Shares Redeemed | (360) | | (5,997) | | (23,745) | | (398,332) |
Net Increase (Decrease) | 1,657 | | 27,754 | | (6,022) | | (82,246) |
Class R5 | | | | | | | |
Shares Sold | 19,403 | | $ 334,348 | | 20,644 | | $ 353,654 |
Shares Issued for Reinvested Dividends | 600 | | 10,041 | | 5,372 | | 101,815 |
Shares Redeemed | (175) | | (2,907) | | (48,245) | | (901,065) |
Net Increase (Decrease) | 19,828 | | 341,482 | | (22,229) | | (445,596) |
Class Y | | | | | | | |
Shares Sold | 760,930 | | $ 13,012,746 | | 186,550 | | $ 3,334,038 |
Shares Issued for Reinvested Dividends | 112,593 | | 1,885,791 | | 566,051 | | 10,739,169 |
Shares Redeemed | (505,128) | | (8,551,328) | | (983,891) | | (18,205,045) |
Net Increase (Decrease) | 368,395 | | 6,347,209 | | (231,290) | | (4,131,838) |
Class F | | | | | | | |
Shares Sold | 1,105,731 | | $ 18,767,164 | | 1,920,896 | | $ 33,615,395 |
Shares Issued for Reinvested Dividends | 179,619 | | 3,009,259 | | 598,731 | | 11,385,089 |
Shares Redeemed | (569,437) | | (9,677,929) | | (1,126,309) | | (20,026,642) |
Net Increase (Decrease) | 715,913 | | 12,098,494 | | 1,393,318 | | 24,973,842 |
Class SDR | | | | | | | |
Shares Sold | 439,522 | | $ 7,505,285 | | 475,120 | | $ 8,459,744 |
Shares Issued for Reinvested Dividends | 68,499 | | 1,150,260 | | 262,522 | | 5,002,444 |
Shares Redeemed | (259,380) | | (4,445,052) | | (1,065,374) | | (21,824,744) |
Net Increase (Decrease) | 248,641 | | 4,210,493 | | (327,732) | | (8,362,556) |
Total Net Increase (Decrease) | 3,452,432 | | $ 57,887,966 | | 4,874,767 | | $ 85,976,498 |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| For the Six-Month Period Ended April 30, 2023 | | For the Year Ended October 31, 2022 |
| Shares | | Amount | | Shares | | Amount |
US Small Cap Opportunities Fund | | | | | | | |
Class A | | | | | | | |
Shares Sold | 101,748 | | $ 2,674,704 | | 254,673 | | $ 7,066,418 |
Shares Issued for Reinvested Dividends | 10,902 | | 278,880 | | 143,030 | | 4,285,681 |
Shares Redeemed | (88,415) | | (2,290,218) | | (305,848) | | (8,310,516) |
Net Increase (Decrease) | 24,235 | | 663,366 | | 91,855 | | 3,041,583 |
Class C | | | | | | | |
Shares Sold | 9,084 | | $ 240,526 | | 15,116 | | $ 408,272 |
Shares Issued for Reinvested Dividends | 2,118 | | 54,149 | | 30,546 | | 921,789 |
Shares Redeemed | (36,025) | | (937,694) | | (52,878) | | (1,468,740) |
Net Increase (Decrease) | (24,823) | | (643,019) | | (7,216) | | (138,679) |
Class I | | | | | | | |
Shares Sold | 389,428 | | $ 10,922,791 | | 1,699,466 | | $ 49,801,108 |
Shares Issued for Reinvested Dividends | 48,106 | | 1,313,766 | | 679,332 | | 21,661,454 |
Shares Redeemed | (1,101,118) | | (31,116,354) | | (2,113,118) | | (62,689,996) |
Net Increase (Decrease) | (663,584) | | (18,879,797) | | 265,680 | | 8,772,566 |
Class R3 | | | | | | | |
Shares Sold | 2,594 | | $ 70,413 | | 7,533 | | $ 237,672 |
Shares Issued for Reinvested Dividends | 309 | | 8,196 | | 4,768 | | 148,641 |
Shares Redeemed | (957) | | (27,020) | | (15,473) | | (423,560) |
Net Increase (Decrease) | 1,946 | | 51,589 | | (3,172) | | (37,247) |
Class R4 | | | | | | | |
Shares Sold | 1,161 | | $ 31,972 | | 4,957 | | $ 145,923 |
Shares Issued for Reinvested Dividends | 193 | | 5,223 | | 2,414 | | 76,371 |
Shares Redeemed | (638) | | (17,282) | | (5,302) | | (166,163) |
Net Increase (Decrease) | 716 | | 19,913 | | 2,069 | | 56,131 |
Class R5 | | | | | | | |
Shares Sold | 1,612 | | $ 44,622 | | 8,397 | | $ 245,069 |
Shares Issued for Reinvested Dividends | 132 | | 3,612 | | 2,298 | | 73,241 |
Shares Redeemed | (1,039) | | (28,364) | | (13,741) | | (411,892) |
Net Increase (Decrease) | 705 | | 19,870 | | (3,046) | | (93,582) |
Class Y | | | | | | | |
Shares Sold | 143,526 | | $ 4,046,296 | | 328,702 | | $ 9,589,112 |
Shares Issued for Reinvested Dividends | 9,871 | | 269,586 | | 123,509 | | 3,935,921 |
Shares Redeemed | (221,899) | | (6,238,354) | | (296,095) | | (8,431,038) |
Net Increase (Decrease) | (68,502) | | (1,922,472) | | 156,116 | | 5,093,995 |
Class F | | | | | | | |
Shares Sold | 71,555 | | $ 2,018,773 | | 150,435 | | $ 4,436,538 |
Shares Issued for Reinvested Dividends | 4,621 | | 126,573 | | 57,640 | | 1,840,382 |
Shares Redeemed | (76,330) | | (2,147,974) | | (131,965) | | (3,908,901) |
Net Increase (Decrease) | (154) | | (2,628) | | 76,110 | | 2,368,019 |
Class SDR | | | | | | | |
Shares Sold | 57,329 | | $ 1,608,957 | | 384,592 | | $ 11,046,266 |
Shares Issued for Reinvested Dividends | 10,784 | | 295,705 | | 110,939 | | 3,545,857 |
Shares Redeemed | (111,193) | | (3,087,329) | | (129,747) | | (3,774,934) |
Net Increase (Decrease) | (43,080) | | (1,182,667) | | 365,784 | | 10,817,189 |
Total Net Increase (Decrease) | (772,541) | | $ (21,875,845) | | 944,180 | | $ 29,879,975 |
(1) | Classes A, C, I, Y and F of the Diversified Emerging Markets Fund commenced operations on February 28, 2022. |
(2) | International Contrarian Value Fund and Sustainable International Core Fund commenced operations on May 24, 2022. |
(3) | Classes I, R3, R4, R5 and F of the Sustainable Core Bond Fund commenced operations on November 12, 2021. |
13. | Fund Reorganization: |
| Effective after the close of business on November 12, 2021, the Schroder Core Bond Fund (the “Predecessor Fund”) was reorganized into the Sustainable Core Bond Fund (the “Reorganization”). At a special meeting of shareholders of the Predecessor Fund held on October 28, 2021, and adjourned to November 3, 2021, shareholders of the Predecessor Fund approved an agreement and plan of reorganization pursuant to which the Predecessor Fund transferred all of its assets to the Sustainable Core Bond Fund, in exchange for shares of the designated classes |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
| of the Sustainable Core Bond Fund and the assumption by the Sustainable Core Bond Fund of all of the liabilities of the Predecessor Fund. The Predecessor Fund was determined to be the accounting survivor. The consummation of the reorganization took place immediately after the close of business on November 12, 2021 in a tax-free exchange of shares as detailed below. |
| |
Net assets of Predecessor Fund as of the close of business on November 12, 2021 | | Net assets of the Sustainable Core Bond Fund immediately before Reorganization | | Net assets of the Sustainable Core Bond Fund immediately after Reorganization | | Predecessor Fund shares exchanged | | Sustainable Core Bond Fund shares issued to the Predecessor Fund's Shareholders |
$ 83,254,484 | | $ — | | $ 83,254,484 | | 7,963,263 | | 7,963,263 |
Assuming the acquisition had been completed on November 1, 2021, the beginning of the annual reporting period of the Sustainable Core Bond Fund, the Sustainable Core Bond pro forma results of operations for the year ended October 31, 2022, are as follows:
Net investment income | $ 3,221,627 |
Net realized and unrealized gain (loss) on investments | (27,620,172) |
Net increase (decrease) in net assets from operations | $ (24,398,545) |
14. | Line of Credit: |
| Each Fund participates in a committed line of credit pursuant to a credit agreement dated March 2, 2023. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges certain fees, such as a commitment fee. From November 1, 2022 through March 2, 2023, each Fund, except International Contrarian Value Fund and Sustainable International Core Fund, (together with certain other Hartford Funds) had a similar agreement that enabled them to participate in a $350 million committed line of credit. The fees incurred by the Funds in connection with the committed lines of credit during the period appear in the Statements of Operations under “Other expenses.” During and as of the six-month period ended April 30, 2023, none of the Funds had borrowings under these facilities. |
15. | Indemnifications: |
| Under the Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, the Company, on behalf of each Fund, may enter into contracts that contain a variety of indemnifications. The Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, the Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote. |
16. | Recent Accounting Pronouncement: |
| In March 2020, the Financial Accounting Standards Board ("FASB") issued Accounting Standards Update ("ASU"), ASU 2020-04, which provides guidance to account for certain contract modifications prospectively to ease the potential burden in accounting associated with transitioning away from LIBOR (as discussed above) and other reference rates that are expected to be discontinued. The ASU is effective upon release of the update on March 12, 2020 through December 31, 2022. In March 2021, the administrator for LIBOR announced the extension of the publication of a majority of the USD LIBOR settings to June 30, 2023. In December 2022, the FASB issued ASU 2022-06, which extends the sunset date established by ASU 2020-04 from December 31, 2022 to December 31, 2024 in order to capture the time period in which the aforementioned contract modifications may occur. Management is continuing to evaluate the potential effect a discontinuation of LIBOR could have on the Funds' investments and has determined that it is unlikely the ASU's adoption will have a material impact on the Funds' financial statements. |
17. | Regulatory Update: |
| The SEC adopted rule and form amendments that will change the format and content of the Funds' annual and semi-annual reports. Certain information, including the financial statements, will not appear in the Funds' new tailored shareholder reports but will be available online, delivered free of charge upon request, and filed on a semi-annual basis on Form N-CSR. The rule and form amendments have a compliance date of July 24, 2024. At this time, Management is evaluating the impact of these rule and form amendment changes. |
Notes to Financial Statements – (continued)
April 30, 2023 (Unaudited)
18. | Change in Independent Registered Public Accounting Firm: |
| Effective March 13, 2023, BBD, LLP (“BBD”) ceased being the independent registered public accounting firm for the Hartford Schroders Sustainable Core Bond Fund (“Sustainable Core Bond Fund”). BBD’s report on the Sustainable Core Bond Fund's financial statements for the two most recent fiscal years ended October 31, 2021 and October 31, 2022, contained no adverse opinion or disclaimer of opinion nor was BBD’s report qualified or modified as to uncertainty, audit scope or accounting principles. During the fiscal years ended October 31, 2022, October 31, 2021 and the subsequent interim period through March 13, 2023 (the “Covered Period”), (i) there were no disagreements with BBD on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of BBD, would have caused it to make reference to the subject matter of the disagreements in connection with its reports on the Sustainable Core Bond Fund’s financial statements for the Covered Period, and (ii) there were no “reportable events” of the kind described in Item 304(a)(1)(v) of Regulation S-K under the Securities Exchange Act of 1934, as amended. |
| On November 9, 2022, the Audit Committee of the Company’s Board of Directors participated in and approved the decision to engage PricewaterhouseCoopersLLP (“PwC”) as the independent registered public accounting firm for the Sustainable Core Bond Fund for the fiscal year ending October 31, 2023. The selection of PwC does not reflect any disagreements with or dissatisfaction by the Company or the Board of Directors with the performance of the Sustainable Core Bond Fund’s prior independent registered public accounting firm, BBD. During the Covered Period, neither the Sustainable Core Bond Fund, nor anyone on its behalf, consulted with PwC on items which: (i) concerned the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Sustainable Core Bond Fund’s financial statements; or (ii) concerned the subject of a disagreement (as defined in paragraph (a)(1)(iv) of Item 304 of Regulation S-K) or reportable events (as described in paragraph (a)(1)(v) of Item 304 of Regulation S-K). |
19. | Subsequent Events: |
| Management has evaluated all subsequent transactions and events through the date on which these financial statements were issued and has determined that no additional items require disclosure in these financial statements. |
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s portfolio holdings filed as an exhibit to Form N-PORT for the most recent first and third quarter of the Fund’s fiscal year are available (1) without charge, upon request, by calling 888-843-7824, (2) on the Funds' website, hartfordfunds.com, and (3) on the SEC’s website at http://www.sec.gov.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited)
Reapproval of Investment Management and Investment Sub-Advisory Agreements for the following Funds:
The Hartford Mutual Funds II, Inc.
Hartford Schroders China A Fund
Hartford Schroders Emerging Markets Equity Fund
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Hartford Schroders International Multi-Cap Value Fund
Hartford Schroders International Stock Fund
Hartford Schroders Sustainable Core Bond Fund
Hartford Schroders Tax-Aware Bond Fund
Hartford Schroders US MidCap Opportunities Fund
Hartford Schroders US Small Cap Opportunities Fund
(each, a “Fund” and collectively, the “Funds”)
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each mutual fund’s board of directors, including a majority of those directors who are not “interested persons” of the mutual fund, as defined in the 1940 Act (the “Independent Directors”), annually review and consider the continuation of the mutual fund’s investment advisory and sub-advisory agreements. In connection with planned changes to the meeting calendar of the Board of Directors (the “Board”) of The Hartford Mutual Funds II, Inc. (“HMF II”), at its meeting held on November 8-10, 2022, the Board, including each of the Independent Directors, unanimously voted to approve the continuation of the following agreements for the period from November 10, 2022 through September 30, 2023: (i) an investment management agreement by and between Hartford Funds Management Company, LLC (“HFMC”) and each of HMF II, on behalf of each of the Funds and its other series, and The Hartford Mutual Funds, Inc., on behalf of its series (the “Management Agreement”); (ii) an investment sub-advisory agreement (the “Sub-Advisory Agreement”) by and between HFMC and each Fund’s sub-adviser, Schroder Investment Management North America Inc. (“SIMNA Inc.”); and (iii) a separate sub-sub-advisory agreement (the “Sub-Sub-Advisory Agreement” and together with the Management Agreement and Sub-Advisory Agreement, the “Agreements”) by and between SIMNA Inc. and Schroder Investment Management North America Limited (“SIMNA Ltd.,” and together with SIMNA Inc., the “Sub-advisers,” and together with HFMC, the “Advisers”) on behalf of Hartford Schroders China A Fund, Hartford Schroders Emerging Markets Equity Fund, Hartford Schroders Emerging Markets Multi-Sector Bond Fund, Hartford Schroders International Stock Fund, Hartford Schroders Tax-Aware Bond Fund, and Hartford Schroders International Multi-Cap Value Fund.
In determining whether to approve the continuation of the Agreements, the Board considered the comprehensive information and materials that were provided to the Board by the Advisers, Broadridge Financial Solutions, Inc., an independent provider of investment company data, and an independent financial services consultant engaged by the Independent Directors in connection with the Board’s annual review of the Agreements at its June 15-16, 2022 and August 9-10, 2022 meetings, as described in the “Approval of Investment Management and Investment Sub-Advisory Agreements” section included in the Funds’ annual report for the year ended October 31, 2022. In addition, in advance of the November 8-10, 2022 meeting, the Board requested, and HFMC provided, additional information and updates relating to the Funds in support of the continuation of the Agreements for the additional period.
The Board considered that the approval of the Agreements will not result in any changes in (i) the investment process or strategies employed in the management of the Funds’ assets; (ii) the fees and expenses paid by the Funds’ shareholders; (iii) the nature, extent and quality of services provided to the Funds under the Agreements; or (iv) the day-to-day management of each Fund or the persons primarily responsible for such management. The Board noted that there were no material changes in the net expense ratios of Class A shares of Hartford Schroders China A Fund, Hartford Schroders Emerging Markets Multi-Sector Bond Fund, Hartford Schroders International Multi-Cap Value Fund, Hartford Schroders International Stock Fund, Hartford Schroders Tax-Aware Bond Fund, Hartford Schroders US MidCap Opportunities Fund, and Hartford Schroders US Small Cap Opportunities Fund, and no material changes in the net expense ratio of Class I shares of Hartford Schroders Sustainable Core Bond Fund, between the net expense ratios presented at the Board’s meeting on June 15-16, 2022 and the net expense ratios as of September 30, 2022. With respect to Hartford Schroders Emerging Markets Equity Fund, the Board noted that the Fund had a material increase in its net expense ratio for Class A shares attributable to transfer agency fees. The Board noted that HFMC reported that the Fund’s Class A shares experienced, as compared to the Fund’s other share classes, a disproportionate decrease in assets over the period for which the net expense ratios were compared. The Board further considered that in response to the increase in the Class A shares’ net expense ratio, HFMC proposed to lower the expense cap on transfer agency fees for Class A shares effective December 1, 2022. The Board noted that HFMC believes that the Hartford Schroders Emerging Markets Equity Fund continues to have reasonable and competitive management fees and net expense ratios at the Fund’s current asset level after taking into account the new expense cap on transfer agency fees for Class A shares that will remain in effect until February 29, 2024.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
The Board also considered information provided by HFMC regarding its in-depth reviews of Fund performance for the third quarter of 2022. The Board reviewed each Fund’s performance relative to its benchmark and its peer group since March 31, 2022 and noted that none of the Funds, except Hartford Schroders US Small Cap Opportunities Fund, experienced a material adverse change in performance relative to the Funds’ respective peer groups. The Board noted that Hartford Schroders US Small Cap Opportunities Fund’s performance, which was in the 3rd quintile versus its peer group for the 3-year period ended March 31, 2022, fell to the 4th quintile versus its peer group for the same period ended September 30, 2022. The Board further considered that Hartford Schroders Emerging Markets Multi-Sector Bond Fund’s performance improved from the 5th quintile versus its peer group for the 3-year period ended March 31, 2022 to the 4th quintile for the same period ended September 30, 2022. The Board further noted that Hartford Schroders Tax-Aware Bond Fund’s performance improved from the 5th quintile versus its peer group for the 3-year period ended March 31, 2022 to the 3rd quintile for the same period ended September 30, 2022.
The Board considered that there had been no material adverse change in the financial condition of HFMC or the Sub-advisers since the August 9-10, 2022 Board meeting. The Board also noted that HFMC’s profitability with respect to each Fund, and the Funds as a whole, for the nine months ended September 30, 2022, did not reflect any material increases in profitability levels as compared to those provided in connection with the Board’s annual review of the Agreements. The Board further considered that there were no material updates to the economies of scale analysis performed by the Advisers in connection with the Board’s annual review of the Agreements and that there were no material updates for the same period to the Advisers’ analysis of the benefits to the Advisers and their affiliates from their relationships with the Funds.
* * * *
Based upon the review of the factors summarized above, among others, the Board concluded at its meeting on November 8-10, 2022 that it is in the best interests of each Fund and its shareholders for the Board to approve the continuation of the Agreements through September 30, 2023. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
Approval of Investment Management and Investment Sub-Advisory Agreements for Hartford Schroders Diversified Emerging Markets Fund
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each mutual fund’s board of directors, including a majority of those directors who are not “interested persons” of the mutual fund, as defined in the 1940 Act (the “Independent Directors”), initially approve, and annually review and consider the continuation of, the mutual fund’s investment advisory and sub-advisory agreements. At its meeting held on August 3-4, 2021, the Board of Directors (the “Board”) of The Hartford Mutual Funds II, Inc. (”HMF II”), including each of the Independent Directors, unanimously voted to approve (i) an amendment to the investment management agreement (the “Management Agreement”) by and between Hartford Funds Management Company, LLC (“HFMC”) and each of HMF II and The Hartford Mutual Funds, Inc., with respect to the Hartford Schroders Diversified Emerging Markets Fund (the “Fund”); (ii) an amendment to the investment sub-advisory agreement (the “Sub-Advisory Agreement”) by and between HFMC and the Fund’s sub-adviser, Schroder Investment Management North America Inc. (“SIMNA Inc.”), with respect to the Fund; and (iii) an amendment to the sub-sub-advisory agreement (the “Sub-Sub-Advisory Agreement”, and together with the Management Agreement and the Sub-Advisory Agreement, the “Agreements”) by and between SIMNA Inc. and Schroder Investment Management North America Limited (“SIMNA Ltd.,” and together with SIMNA Inc., the “Sub-advisers,” and together with HFMC, the “Advisers”), with respect to the Fund.
Prior to approving the Agreements, the Board requested and reviewed written responses from the Advisers to questions posed to the Advisers on behalf of the Independent Directors and supporting materials relating to those questions and responses. In addition, the Board and its Investment Committee considered the materials and presentations from representatives of the Advisers received at meetings held on June 15-16, 2021, June 21, 2021 and August 3-4, 2021 regarding the Fund and its investment strategy. The Board also considered the materials and presentations by Fund officers and representatives of HFMC received at the Board’s meeting on August 3-4, 2021 concerning the Agreements.
In determining whether to approve the Agreements for the Fund, the members of the Board reviewed and evaluated information and factors they believed to be relevant and appropriate through the exercise of their reasonable business judgment. While individual members of the Board may have weighed certain factors differently, the Board’s determination to approve the Agreements was based on a comprehensive consideration of all information provided to the Board with respect to the approval of the Agreements. The Board was also furnished with an analysis of its fiduciary obligations in connection with its evaluation of the Agreements. Throughout the evaluation process, the Board was assisted by counsel for the Fund and the Independent Directors were also separately assisted by independent legal counsel. In connection with their deliberations, the Independent Directors met separately with independent legal counsel in executive session to consider their responsibilities under relevant laws and regulations and to discuss the materials presented and other matters deemed relevant to their consideration of the approval of the Agreements. A more detailed summary of the important, but not necessarily all, factors the Board considered with respect to its approval of the Agreements is provided below.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Nature, Extent and Quality of Services to be Provided by the Advisers
The Board requested and considered information concerning the nature, extent and quality of the services to be provided to the Fund by the Advisers. The Board considered, among other things, the terms of the Agreements and the range of services to be provided by the Advisers. The Board considered each Adviser’s organizational structure, systems and personnel. The Board also considered each Adviser’s reputation and overall financial strength and the Board’s past experience with each Adviser with respect to the services it provides to other funds managed by HFMC and its affiliates (the “Hartford funds”). In addition, the Board considered the quality of each Adviser’s communications with the Board and responsiveness to Board inquiries and requests made from time to time with respect to the Hartford funds. In this regard, the Board took into account the Advisers’ communications with the Board in light of the coronavirus (COVID-19) pandemic.
With respect to HFMC, the Board noted that, under the Management Agreement, HFMC would be responsible for the management of the Fund, including oversight of fund operations and service providers. The Board also noted that HFMC would provide administrative services to the Fund as well as investment advisory services in connection with selecting, monitoring and supervising the Fund’s Sub-advisers, and that HFMC had recommended to the Board that the Sub-advisers be appointed as the sub-adviser and sub-sub-adviser to the Fund. In this regard, the Board evaluated information about the nature and extent of responsibilities retained and risks assumed by HFMC that were not delegated to or assumed by the Sub-advisers. The Board considered the proposed services to be provided by HFMC and, in its consideration of these services, the Board noted HFMC’s ongoing monitoring of people, process and performance, including its quarterly reviews of each of the Hartford funds, semi-annual meetings with the leaders of each Hartford fund’s portfolio management team, and oversight of the Hartford funds’ portfolio managers. The Board noted that HFMC has demonstrated a record of initiating changes to the portfolio management and/or investment strategies of the Hartford funds when warranted. The Board considered that HFMC would oversee the Sub-advisers’ investment approach and results, process for monitoring best execution of portfolio trades and other trading operations by each Sub-adviser and approach to risk management with respect to the Fund and the service providers to the Fund. The Board also considered that HFMC would oversee the Fund’s compliance with its investment objective and policies as well as with applicable laws and regulations. Moreover, the Board considered that HFMC would oversee potential conflicts of interest between the Fund’s investments and those of other funds or accounts managed by the Fund’s portfolio management personnel. In addition, the Board considered that HFMC or its affiliates would be responsible for providing the Fund’s officers.
With respect to SIMNA Inc. and SIMNA Ltd., which would provide certain day-to-day portfolio management services for the Fund, subject to oversight by HFMC, the Board considered, among other things, each Sub-adviser’s investment personnel, investment philosophy and process, investment research capabilities and resources, performance record, trade execution capabilities and experience, including with respect to sustainable investing and environmental, social and/or governance (ESG) criteria. The Board considered the experience of the Fund’s proposed portfolio managers, the number of accounts managed by the portfolio managers, and each Sub-adviser’s method for compensating the portfolio managers. The Board also considered each Sub-adviser’s succession planning practices to ensure continuity of portfolio management services to be provided to the Fund.
The Board also considered information previously provided by the Advisers regarding their compliance policies and procedures and compliance history, and received a representation from the Hartford funds’ Chief Compliance Officer that the written compliance policies and procedures of each of HFMC and the Sub-advisers are reasonably designed to prevent violations of the federal securities laws. In addition, the Board considered HFMC’s representation that it did not anticipate making any material changes to HFMC’s and the Hartford funds’ compliance program as a result of the addition of the Fund.
The Board considered the benefits to the Fund’s future shareholders of being part of the family of Hartford funds, including, with respect to certain share classes, the right to exchange investments between the same class of shares without a sales charge, the ability to reinvest Fund dividends into other Hartford funds (excluding the Hartford funds that are exchange-traded funds or an interval fund), and the ability to combine holdings in the Fund with holdings in other Hartford funds (excluding the Hartford funds that are exchange-traded funds or an interval fund) and 529 plans for which HFMC serves as the program manager to obtain a reduced sales charge. The Board considered HFMC’s efforts to provide investors in the Hartford funds with a broad range of investment styles and asset classes and the assumption of entrepreneurial and other risks by HFMC in sponsoring and providing ongoing services to new funds to expand these opportunities for shareholders.
In considering the foregoing information, the Board evaluated not only the information presented to the Board and the Investment Committee in connection with its consideration of the Agreements, but also the Board’s experience through past interactions with HFMC and the Sub-advisers. Based on these considerations, the Board concluded that it was satisfied with the nature, extent and quality of the services to be provided to the Fund by HFMC and the Sub-advisers.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Performance of the Fund and the Advisers
The Board considered the investment performance of the Sub-advisers and its portfolio management team, including, for purposes of considering the investment skill and experience of the Fund’s portfolio manager, back-tested and model performance of the Fund’s strategy showing the portfolio management team’s expected capabilities, and the performance of the Hartford Schroders Emerging Markets Equity Fund, which is expected to have a similar investment strategy to the Fund. The Board also considered information comparing the back-tested and model performance data to the Fund’s proposed benchmark and an appropriate universe of peer funds. HFMC also provided additional information about the broad range of the portfolio management team’s investment experience and their investment philosophy and process.
Based on these considerations, the Board concluded that it was satisfied that HFMC and the Sub-advisers have the capability of providing satisfactory investment performance for the Fund.
Costs of the Services and Profitability of the Advisers
In considering the proposed advisory and sub-advisory fee schedules for the Fund, the Board reviewed information regarding HFMC’s estimated costs to provide investment management and related services to the Fund and the estimated profitability to HFMC from the investment management and related services to be provided to the Fund. In evaluating HFMC’s estimated profitability, the Board also considered HFMC’s representation that the level of estimated profitability of the Fund, taking into consideration the revenue and expenses of the Fund, was fair and reasonable based on the nature and quality of the services to be provided to shareholders. The Board also noted that the actual profitability of the Fund to HFMC would depend on the growth of the Fund’s assets under management. The Board considered representations from HFMC and SIMNA Inc. that SIMNA Inc.’s fees were negotiated at arm’s length and that the sub-advisory fees would be paid by HFMC and not the Fund. The Board also considered that SIMNA Ltd. is an affiliate of SIMNA Inc. and that SIMNA Ltd.’s sub-sub-advisory fees would be paid by SIMNA Inc., not the Fund. Accordingly, the Board concluded that the profitability of the Sub-advisers is a less relevant factor with respect to the Board’s consideration of the Sub-Advisory Agreement and the Sub-Sub-Advisory Agreement.
Based on these considerations, the Board concluded that the profits anticipated to be realized by the Advisers and their affiliates from their relationships with the Fund would not be excessive.
Comparison of Fees and Services to be Provided by the Advisers
The Board considered comparative information with respect to the services to be rendered to and the management fees to be paid by the Fund to HFMC and the expected total expense ratios of the Fund. The Board also considered the proposed sub-advisory fees to be paid by HFMC to SIMNA Inc. with respect to the Fund. The Board also considered that SIMNA Ltd. is an affiliate of SIMNA Inc. and that SIMNA Ltd.’s sub-sub-advisory fees would be paid by SIMNA Inc., not the Fund. In this regard, the Board requested and reviewed information from HFMC and SIMNA Inc. relating to the proposed management and sub-advisory fees, including the sub-advisory fee schedule for the Fund, and the amount of the management fee to be retained by HFMC, and expected total operating expenses for the Fund. The Board also reviewed information comparing the Fund’s proposed contractual management fees, actual management fees and expected total expense ratios relative to an appropriate group of funds (the “Peer Group”) selected from the relevant peer universe identified by Broadridge Financial Solutions, Inc., an independent provider of investment company data. As part of this review, the Board considered the composition of the Peer Group and the methodology used to select the Peer Group, which included input from an independent financial services consultant engaged by the Independent Directors to assist them in evaluating the Fund’s proposed management fees and estimated total expense ratios. The Board considered the inherent limitations of such comparisons in light of uncertainty as to how the fees of other funds in the Peer Group are set and potentially material differences between the Fund and the Peer Group. The Board also considered that HFMC had contractually agreed to limit the expenses (exclusive of certain specified expenses) for the Fund’s Class SDR shares to 0.89% through September 30, 2022, unless the Board approves its earlier termination.
In considering the reasonableness of the Fund’s proposed management and sub-advisory fees and projected total expense ratios, the Board considered that the Fund’s proposed contractual management fee was below the average and median of its Peer Group for all asset levels. The Board further considered that the Fund’s proposed contractual management fees fell within the 2nd quintile of its Peer Group and actual management fees, taking into account any fee waivers, fell within the 5th quintile of its Peer Group. The Board also considered that the Fund’s estimated total expense ratio for Class SDR shares was within the 1st quintile of its Peer Group.
Based on these considerations, the Board concluded that the Fund’s proposed fees and projected total operating expenses, in conjunction with the information about quality of services, profitability, economies of scale, and other matters considered, were reasonable in light of the services to be provided.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Economies of Scale
The Board considered information regarding economies of scale, including the extent to which economies of scale may be realized as the Fund grows and whether the Fund’s corresponding fee levels reflect these economies of scale for the benefit of the Fund’s future shareholders. The Board reviewed the breakpoint in the proposed management fee schedule for the Fund, which would reduce the fee rate if and when Fund assets grow over time to more than $1 billion. The Board considered HFMC’s representation that the Fund could be expected to achieve some economies of scale as assets in the Fund grow. The Board recognized that a fund with assets beyond the highest breakpoint level would continue to benefit from economies of scale because additional assets are charged the lowest breakpoint fee resulting in lower effective management fee rates. The Board also recognized that a fee schedule that reaches a breakpoint at a lower asset level provides shareholders with the benefit of anticipated or potential economies of scale. The Board considered that expense limitations and fee waivers that reduce the Fund’s expenses at all asset levels can have the same effect as breakpoints in sharing economies of scale with shareholders and provide protection from an increase in expenses if Fund assets decline. The Board also considered that HFMC has been active in managing expenses for the Hartford funds, which has resulted in benefits being realized by shareholders. In addition, the Board considered that initially setting competitive fee rates and pricing the Fund to scale at inception are other means of sharing potential economies of scale with shareholders.
The Board reviewed and evaluated materials from HFMC showing how management fee schedules of other funds in the Peer Group reflect economies of scale for the benefit of shareholders as a fund’s assets hypothetically increase over time. The Board recognized that there is no uniform methodology for establishing breakpoints or uniform pattern in asset levels that trigger breakpoints or the amounts of breakpoints triggered.
The Board also considered how any benefits from economies of scale would be realized by the various parties. The Board reviewed relevant information included in the materials provided to the Board regarding comparative breakpoint information for other funds in the Peer Group. Based on these considerations, the Board concluded that it was satisfied with the extent to which economies of scale would be shared for the benefit of the Fund’s future shareholders. The Board noted, however, that it would monitor any future growth in the Fund’s assets and the appropriateness of additional management fee breakpoints or other methods to share benefits from economies of scale as part of its future review of the Agreements.
Other Benefits
The Board considered other benefits to the Advisers and their affiliates from their relationships with the Fund.
The Board noted that HFMC would receive fees for fund accounting and related services from the Fund. The Board also considered that Hartford Administrative Services Company, the Fund’s transfer agent and an affiliate of HFMC, would receive transfer agency compensation from the Fund.
The Board also considered that Hartford Funds Distributors, LLC (“HFD”), an affiliate of HFMC, would serve as principal underwriter of the Fund. As applicable, the Board noted that, as principal underwriter, HFD would receive distribution and service fees from the Fund and would receive all or a portion of the sales charges on sales or redemptions of certain classes of shares. The Board considered that HFD has entered into an agreement with SIMNA Inc. and SEI Trust Company to provide certain marketing support services in connection with four collective investment trust vehicles for which the Sub-advisers serve as investment adviser. The Board also considered that Schroder Fund Advisors LLC (“SFA”), a wholly-owned subsidiary of SIMNA Inc., has entered into an additional compensation arrangement with HFMC and HFD. The Board considered that under this arrangement, SFA would be involved in the distribution of the Class SDR shares of the Fund, and HFMC would compensate SFA for such services.
The Board also considered that SIMNA Inc. has entered into a solicitation agreement with HFMC pursuant to which HFMC provides certain marketing support services with respect to investment strategy models offered by SIMNA Inc. through its managed account platforms.
* * * *
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Based upon the review of the factors summarized above, among others, the Board concluded that it is in the best interests of the Fund for the Board to approve the Agreements. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
Approval of Investment Management and Investment Sub-Advisory Agreements for Hartford Schroders International Contrarian Value Fund and Hartford Schroders Sustainable International Core Fund
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each mutual fund’s board of directors, including a majority of those directors who are not “interested persons” of the mutual fund, as defined in the 1940 Act (the “Independent Directors”), initially approve, and annually review and consider the continuation of, the mutual fund’s investment advisory and sub-advisory agreements. At its meeting held on May 10-11, 2022, the Board of Directors (the “Board”) of The Hartford Mutual Funds II, Inc. (”HMF II”), including each of the Independent Directors, unanimously voted to approve (i) an amendment to the investment management agreement (the “Management Agreement”) by and between Hartford Funds Management Company, LLC (“HFMC”) and each of HMF II and The Hartford Mutual Funds, Inc., with respect to each of Hartford Schroders International Contrarian Value Fund and Hartford Schroders Sustainable International Core Fund (each a “Fund” and collectively, the “Funds”); (ii) an amendment to the investment sub-advisory agreement (the “Sub-Advisory Agreement”) by and between HFMC and each Fund’s sub-adviser, Schroder Investment Management North America Inc. (“SIMNA Inc.” or the “Sub-adviser”), with respect to each Fund; and (iii) an amendment to the sub-sub-advisory agreement (the “Sub-Sub-Advisory Agreement” and together with the Management Agreement and the Sub-Advisory Agreement, the “Agreements”) by and between SIMNA Inc. and Schroder Investment Management North America Limited (“SIMNA Ltd.,” and together with SIMNA Inc., the “Sub-advisers,” and together with HFMC, the “Advisers”) with respect to each Fund.
Prior to approving the Agreements, the Board requested and reviewed written responses from the Advisers to questions posed to the Advisers on behalf of the Independent Directors and supporting materials relating to those questions and responses. In addition, the Board and its Investment Committee considered the materials and presentations from representatives of the Advisers received at meetings held on February 9-10, 2022 and May 10-11, 2022 regarding each Fund and its investment strategy. The members of the Board also considered the materials and presentations by Fund officers and representatives of HFMC received at the Board’s meeting on May 10-11, 2022 concerning the Agreements.
In determining whether to approve the Agreements for each Fund, the members of the Board reviewed and evaluated information and factors they believed to be relevant and appropriate through the exercise of their reasonable business judgment. While individual members of the Board may have weighed certain factors differently, the Board’s determination to approve the Agreements was based on a comprehensive consideration of all information provided to the Board with respect to the approval of the Agreements. The Board was also furnished with an analysis of its fiduciary obligations in connection with its evaluation of the Agreements. Throughout the evaluation process, the Board was assisted by counsel for each Fund and the Independent Directors were also separately assisted by independent legal counsel. In connection with their deliberations, the Independent Directors met separately with independent legal counsel in executive session to consider their responsibilities under relevant laws and regulations and to discuss the materials presented and other matters deemed relevant to their consideration of the approval of the Agreements. A more detailed summary of the important, but not necessarily all, factors the Board considered with respect to its approval of the Agreements is provided below.
Nature, Extent and Quality of Services to be Provided by the Advisers
The Board requested and considered information concerning the nature, extent and quality of the services to be provided to each Fund by the Advisers. The Board considered, among other things, the terms of the Agreements and the range of services to be provided by the Advisers. The Board considered each Adviser’s organizational structure, systems and personnel. The Board also considered each Adviser’s reputation and overall financial strength, and the Board’s past experience with each Adviser with respect to the services each Adviser provides to other funds managed by HFMC and its affiliates (the “Hartford funds”). In addition, the Board considered the quality of each Adviser’s communications with the Board and responsiveness to Board inquiries and requests made from time to time with respect to the Hartford funds.
With respect to HFMC, the Board noted that, under the Management Agreement, HFMC would be responsible for the management of each Fund, including oversight of fund operations and service providers. The Board also noted that HFMC would provide investment advisory services to each Fund as well as administrative services in connection with selecting, monitoring and supervising each Fund’s Sub-advisers, and that HFMC had recommended to the Board that the Sub-advisers be appointed as the sub-adviser and sub-sub-adviser to each Fund. In this regard, the Board evaluated information about the nature and extent of responsibilities retained and risks assumed by HFMC that were not delegated to or assumed by the Sub-advisers. The Board considered the proposed services to be provided by HFMC and, in its consideration of these services, the Board noted HFMC’s ongoing monitoring of people, process and performance, including its quarterly reviews of each of the Hartford funds, semi-annual meetings with the leaders of each Hartford fund’s portfolio management team, and ongoing oversight of the Hartford funds’ portfolio managers. The Board noted that HFMC has demonstrated a record of initiating changes to the portfolio management and/or investment strategies of the Hartford funds
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
when warranted. The Board considered that HFMC would oversee the Sub-advisers’ investment approach and results, process for monitoring best execution of portfolio trades and other trading operations by each Sub-adviser and approach to risk management with respect to each Fund and the service providers to each Fund. The Board also considered that HFMC would oversee each Fund’s compliance with its investment objective and policies as well as with applicable laws and regulations. Moreover, the Board considered that HFMC would oversee potential conflicts of interest between each Fund’s investments and those of other funds or accounts, if any, managed by such Fund’s portfolio management personnel. In addition, the Board considered that HFMC or its affiliates would be responsible for providing each Fund’s officers.
With respect to SIMNA Inc. and SIMNA Ltd., which would provide certain day-to-day portfolio management services for each Fund, subject to oversight by HFMC, the Board considered, among other things, each Sub-adviser’s investment personnel, investment philosophy and process, investment research capabilities and resources, performance record, trade execution capabilities and experience, including with respect to sustainable investing and environmental, social and/or governance (ESG) criteria. The Board considered the experience of each Fund’s proposed portfolio manager(s), the number of accounts managed by the portfolio managers, and each Sub-adviser’s method for compensating the portfolio managers. The Board also considered each Sub-adviser’s succession planning practices to ensure continuity of portfolio management services to be provided to each Fund.
The Board also considered information previously provided by the Advisers regarding their compliance policies and procedures and compliance history, and received a representation from the Hartford funds’ Chief Compliance Officer that the written compliance policies and procedures of each of HFMC and the Sub-advisers are reasonably designed to prevent violations of the federal securities laws. In addition, the Board considered HFMC’s representation that it did not anticipate making any material changes to HFMC’s and the Hartford funds’ compliance program as a result of the addition of each Fund.
The Board considered the benefits to each Fund’s future shareholders of being part of the family of Hartford funds, including, the right to exchange investments between the same class of shares and the ability to reinvest Fund dividends into other Hartford funds (excluding the Hartford funds that are exchange-traded funds). The Board considered HFMC’s efforts to provide investors in the Hartford funds with a broad range of investment styles and asset classes and the assumption of entrepreneurial and other risks by HFMC in sponsoring and providing ongoing services to new funds to expand these opportunities for shareholders.
In considering the foregoing information, the Board evaluated not only the information presented to the Board and the Investment Committee in connection with its consideration of the Agreements, but also the Board’s experience through past interactions with HFMC and the Sub-advisers. Based on these considerations, the Board concluded that it was satisfied with the nature, extent and quality of the services to be provided to each Fund by HFMC and the Sub-advisers.
Performance of each Fund and the Advisers
The Board considered the investment performance of the Sub-advisers and their portfolio management teams, including, for purposes of considering the investment skill and experience of each Fund’s portfolio manager(s), back-tested and model performance of each Fund’s strategy showing the portfolio management team’s expected capabilities, and with respect to the Hartford Schroders International Contrarian Value Fund, the performance of the international component of the Sub-advisers’ Global Recovery composite, a global deep value strategy, and with respect to the Hartford Sustainable International Core Fund, the performance of a blend of certain regional composites. With respect to each Fund, the Board also considered information comparing the back-tested and model performance data to the Fund’s proposed benchmark and an appropriate universe of peer funds. With respect to each Fund, HFMC also provided additional information about the broad range of the portfolio management team’s investment experience and their investment philosophy and process.
Based on these considerations, the Board concluded that it was satisfied that HFMC and the Sub-advisers have the capability of providing satisfactory investment performance for each Fund.
Costs of the Services and Profitability of the Advisers
In considering the proposed advisory and sub-advisory fee schedules for each Fund, the Board reviewed information regarding HFMC’s estimated costs to provide investment management and related services to each Fund and the estimated profitability to HFMC from the investment management and related services to be provided to each Fund. In evaluating HFMC’s estimated profitability with respect to each Fund, the Board also considered HFMC’s representation that the level of estimated profitability of the Fund, taking into consideration the revenue and expenses of each Fund, was fair and reasonable based on the nature and quality of the services to be provided to shareholders. The Board also noted that the actual profitability to HFMC of managing each Fund would depend on the growth of such Fund’s assets under management. The Board considered representations from
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
HFMC and SIMNA Inc. that SIMNA Inc.’s fees were negotiated at arm’s length on a Fund-by-Fund basis and that the sub-advisory fees are paid by HFMC and not the Funds. The Board also considered that SIMNA Ltd. is an affiliate of SIMNA Inc. and that SIMNA Ltd.’s sub-sub-advisory fees would be paid by SIMNA Inc., not the Funds. Accordingly, the Board concluded that the profitability of the Sub-advisers is a less relevant factor with respect to the Board’s consideration of the Sub-Advisory Agreement and the Sub-Sub-Advisory Agreement.
Based on these considerations, the Board concluded that the profits anticipated to be realized by the Advisers and their affiliates from their relationships with each Fund would not be excessive.
Comparison of Fees and Services to be Provided by the Advisers
The Board considered comparative information with respect to the services to be rendered to and the management fees to be paid by each Fund to HFMC and the estimated total expense ratios of each Fund. The Board also considered the proposed sub-advisory fees to be paid by HFMC to SIMNA Inc. with respect to each Fund. The Board also considered that SIMNA Ltd. is an affiliate of SIMNA Inc. and that SIMNA Ltd.’s sub-sub-advisory fees would be paid by SIMNA Inc., not the Funds. In this regard, the Board requested and reviewed information from HFMC and SIMNA Inc. relating to the proposed management and sub-advisory fees, including the sub-advisory fee schedule for each Fund, and the amount of the management fee to be retained by HFMC, and estimated total operating expenses for each Fund. With respect to each Fund, the Board also reviewed information comparing the Fund’s proposed contractual management fees, actual management fees and estimated total expense ratios relative to an appropriate group of funds (the “Peer Group”) selected from the relevant peer universe identified by Broadridge Financial Solutions, Inc., an independent provider of investment company data. As part of this review, the Board considered the composition of the Peer Group and the methodology used to select the Peer Group, which included input from an independent financial services consultant engaged by the Independent Directors to assist them in evaluating each Fund’s proposed management fees and estimated total expense ratios. The Board considered the inherent limitations of such comparisons in light of uncertainty as to how the fees of other funds in the Peer Group are set and potentially material differences between each Fund and its Peer Group. With respect to each Fund, the Board also considered that HFMC had contractually agreed to limit the expenses (exclusive of certain specified expenses) for the Fund’s Class I to 0.85% and Class SDR through 0.70% through February 29, 2024, unless the Board approves its earlier termination.
In considering the reasonableness of each Fund’s proposed management and sub-advisory fees and estimated total expense ratios, the Board considered that each Fund’s proposed contractual management fee was below the average and median of its Peer Group for all asset levels. The Board further considered that each Fund’s proposed contractual management fees fell within the 1st quintile of its Peer Group and actual management fees, taking into account any fee waivers, fell within the 1st quintile of its Peer Group. The Board also considered that each Fund’s estimated total expense ratio for Class SDR shares was within the 1st quintile of its Peer Group.
Based on these considerations, the Board concluded that each Fund’s proposed fees and estimated total operating expenses, in conjunction with the information about quality of services, profitability, economies of scale, and other matters considered, were reasonable in light of the services to be provided.
Economies of Scale
With respect to each Fund, the Board considered information regarding economies of scale, including the extent to which economies of scale may be realized as the Fund grows and whether the Fund’s corresponding fee levels reflect these economies of scale for the benefit of the Fund’s future shareholders. The Board reviewed the breakpoint in the proposed management fee schedule for each Fund, which would reduce the fee rate if and when Fund assets grow over time to more than $1 billion. The Board considered HFMC’s representation that each Fund could be expected to achieve some economies of scale as assets in such Fund grow. The Board recognized that a fund with assets beyond the highest breakpoint level would continue to benefit from economies of scale because additional assets are charged the lowest breakpoint fee resulting in lower effective management fee rates. The Board also recognized that a fee schedule that reaches a breakpoint at a lower asset level provides shareholders with the benefit of anticipated or potential economies of scale. The Board considered that expense limitations and fee waivers that reduce each Fund’s expenses at all asset levels can have the same effect as breakpoints in sharing economies of scale with shareholders and provide protection from an increase in expenses if Fund assets decline. The Board also considered that HFMC has been active in managing expenses for the Hartford funds in recent years, which has resulted in benefits being realized by shareholders. In addition, the Board considered that initially setting competitive fee rates and pricing each Fund to scale at inception are other means of sharing potential economies of scale with shareholders.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
With respect to each Fund, the Board reviewed and evaluated materials from HFMC showing how management fee schedules of other funds in the Peer Group reflect economies of scale for the benefit of shareholders as a fund’s assets hypothetically increase over time. The Board recognized that there is no uniform methodology for establishing breakpoints or uniform pattern in asset levels that trigger breakpoints or the amounts of breakpoints triggered.
The Board also considered how any benefits from economies of scale would be realized by the various parties. With respect to each Fund, the Board reviewed relevant information included in the materials provided to the Board regarding comparative breakpoint information for other funds in the Peer Group. Based on these considerations, the Board concluded that it was satisfied with the extent to which economies of scale would be shared for the benefit of each Fund’s future shareholders. The Board noted, however, that it would monitor any future growth in each Fund’s assets and the appropriateness of additional management fee breakpoints or other methods to share benefits from economies of scale as part of its future review of the Agreements.
Other Benefits
The Board considered other benefits to the Advisers and their affiliates from their relationships with each Fund.
The Board noted that HFMC would receive fees for fund accounting and related services from each Fund. The Board also considered that Hartford Administrative Services Company, each Fund’s transfer agent and an affiliate of HFMC, would receive transfer agency compensation from each Fund.
The Board also considered that Hartford Funds Distributors, LLC (“HFD”), an affiliate of HFMC, would serve as principal underwriter of each Fund. The Board considered that HFD has entered into an agreement with SIMNA Inc. and SEI Trust Company to provide certain marketing support services in connection with four collective investment trust vehicles for which the Sub-advisers serve as investment adviser. The Board also considered that Schroder Fund Advisors LLC (“SFA”), a wholly-owned subsidiary of SIMNA Inc., has entered into an additional compensation arrangement with HFMC and HFD. The Board considered that under this arrangement, SFA would be involved in the distribution of the Class SDR shares of each Fund, and HFMC would compensate SFA for such services.
The Board also considered that SIMNA Inc. has entered into a solicitation agreement with HFMC pursuant to which HFMC provides certain marketing support services with respect to investment strategy models offered by SIMNA Inc. through its managed account platforms.
* * * *
Based upon the review of the factors summarized above, among others, the Board concluded that it is in the best interests of each Fund for the Board to approve the Agreements. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
Customer Privacy Notice
The Hartford Financial Services Group, Inc. and Affiliates*
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
a) | management; |
b) | use; and |
c) | protection; |
of Personal Information.
This notice describes how we collect, disclose, and protect Personal Information.
We collect Personal Information to:
a) | service your Transactions with us; and |
b) | support our business functions. |
We may obtain Personal Information from:
a) | You; |
b) | your Transactions with us; and |
c) | third parties such as a consumer-reporting agency. |
Based on the type of product or service You apply for or get from us, Personal Information such as:
a) | your name; |
b) | your address; |
c) | your income; |
d) | your payment; or |
e) | your credit history; |
may be gathered from sources such as applications, Transactions, and consumer reports.
To serve You and service our business, we may share certain Personal Information.
We will share Personal Information, only as allowed by law, with affiliates such as:
a) | our insurance companies; |
b) | our employee agents; |
c) | our brokerage firms; and |
d) | our administrators. |
As allowed by law, we may share Personal Financial Information with our affiliates to:
a) | market our products; or |
b) | market our services; |
to You without providing You with an option to prevent these disclosures.
We may also share Personal Information, only as allowed by law, with unaffiliated third parties including:
a) | independent agents; |
b) | brokerage firms; |
c) | insurance companies; |
d) | administrators; and |
e) | service providers; |
who help us serve You and service our business.
When allowed by law, we may share certain Personal Financial Information with other unaffiliated third parties who assist us by performing services or functions such as:
a) | taking surveys; |
b) | marketing our products or services; or |
c) | offering financial products or services under a joint agreement |
between us and one or more financial institutions.
We, and third parties we partner with, may track some of the pages You visit through the use of:
a) | cookies; |
b) | pixel tagging; or |
c) | other technologies; |
and currently do not process or comply with any web browser’s “do not track” signal or other similar mechanism that indicates a request to disable online tracking of individual users who visit our websites or use our services.
For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share your Personal Financial Information with anyone for purposes unrelated to our business functions without offering You the opportunity to:
a) | “opt-out;” or |
b) | “opt-in;” |
as required by law.
We only disclose Personal Health Information with:
a) | your authorization; or |
b) | as otherwise allowed or required by law. |
Our employees have access to Personal Information in the course of doing their jobs, such as:
a) | underwriting policies; |
b) | paying claims; |
c) | developing new products; or |
d) | advising customers of our products and services. |
We use manual and electronic security procedures to maintain:
a) | the confidentiality; and |
Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protect Personal Information include:
d) | firewall technology; and |
e) | the use of detection software. |
We are responsible for and must:
a) | identify information to be protected; |
b) | provide an adequate level of protection for that data; and |
c) | grant access to protected data only to those people who must use |
it in the performance of their job-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regarding Personal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
d) | policy or claim information. |
Personal Financial Information may include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) | your medical records; or |
b) | information about your illness, disability or injury. |
Personal Information means information that identifies You personally and is not otherwise available to the public. It includes:
a) | Personal Financial Information; and |
b) | Personal Health Information. |
Transaction means your business dealings with us, such as:
b) | your request for us to pay a claim; and |
c) | your request for us to take an action on your account. |
You means an individual who has given us Personal Information in conjunction with:
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Consumer Rights and Privacy Compliance Unit, One Hartford Plaza, Mail Drop: HO1-09, Hartford, CT 06155, or at ConsumerPrivacyInquiriesMailbox@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of February 2023), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations:
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Business Management Group, Inc.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford Productivity Services LLC; Hartford of the Southeast General Agency, Inc.; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HLA LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; Millennium Underwriting Limited; MPC Resolution Company LLC; Navigators (Asia) Limited; Navigators Corporate Underwriters Limited; Navigators Holdings (UK) Limited; Navigators Insurance Company; Navigators International Insurance Company Ltd.; Navigators Management Company, Inc.; Navigators Management (UK) Limited; Navigators Specialty Insurance Company; Navigators Underwriting Agency Limited; Navigators Underwriting Limited; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; NIC Investments (Chile) SpA; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Sentinel Insurance Company, Ltd.; The Navigators Group, Inc.; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company; Y-Risk, LLC.
Revised February 2023
This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider a Fund’s investment objectives, risks, charges and expenses. This and other important information is contained in the Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC.
MFSAR-HSE23 06/23 Printed in the U.S.A.
(b) Not applicable.
Item 2. Code of Ethics.
Not applicable to this semi-annual filing.
Item 3. Audit Committee Financial Expert.
Not applicable to this semi-annual filing.
Item 4. Principal Accountant Fees and Services.
Not applicable to this semi-annual filing.
Item 5. Audit Committee of Listed Registrants.
Not applicable to this semi-annual filing.
Item 6. Investments.
| (a) | The Schedule of Investments in securities of unaffiliated issuers as of the close of the reporting period is included as part of the semi-annual report filed under Item 1 of this form. |
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There have been no material changes to the procedures by which the shareholders may recommend nominees to the registrant’s board of directors, where those changes were implemented after the registrant last provided disclosure in response to the requirements of Item 407(c)(2)(iv) of Regulation S-K (17 CFR 229.407) (as required by Item 22(b)(15) of Schedule 14A (17 CFR 240.14a-101)), or this Item.
Item 11. Controls and Procedures.
| (a) | The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure |
| controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)). |
| (b) | There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Item 12. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.
Not applicable.
Item 13. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | |
| | THE HARTFORD MUTUAL FUNDS II, INC. |
| | |
Date: July 7, 2023 | | By: | | /s/ James E. Davey |
| | | | James E. Davey |
| | | | President and Chief Executive Officer |
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. |
| | |
Date: July 7, 2023 | | By: | | /s/ James E. Davey |
| | | | James E. Davey |
| | | | President and Chief Executive Officer |
| | |
Date: July 7, 2023 | | By: | | /s/ Amy N. Furlong |
| | | | Amy N. Furlong |
| | | | Treasurer |
| | | | (Principal Financial Officer and Principal Accounting Officer) |