UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
Washington DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number 811-01028 |
IVY FUNDS |
(Exact Name as Specified in Charter) |
6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Address of Principal Executive Office) (Zip Code) |
Kristen A. Richards, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Name and Address of Agent for Service) |
Registrant's Telephone Number, including Area Code (913) 236-2000 |
Date of fiscal year end: March 31 |
Date of reporting period: July 1, 2005 to June 30, 2006 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to Section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. |
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. |
IVY BALANCED FUND |
Proxy Voting Record |
FEDERATED DEPARTMENT STORES, INC. | FD | Annual Meeting Date: | ||||
Issuer: 31410H101 | ISIN: | 07/13/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | ELECTION OF DIRECTORS | Management | For | |||
| MEYER FELDBERG | Management | For | For | |||
| TERRY J. LUNDGREN | Management | For | For | |||
| MARNA C. WHITTINGTON | Management | For | For | |||
| 03 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | APPROVE MOTION TO ADJOURN MEETING | Management | For | For | ||
DELL INC. | DELL | Annual Meeting Date: | ||||
Issuer: 24702R101 | ISIN: | 07/15/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DONALD J. CARTY | Management | For | For | |||
| MICHAEL S. DELL | Management | For | For | |||
| WILLIAM H. GRAY, III | Management | For | For | |||
| JUDY C. LEWENT | Management | For | For | |||
| THOMAS W. LUCE, III | Management | For | For | |||
| KLAUS S. LUFT | Management | For | For | |||
| ALEX J. MANDL | Management | For | For | |||
| MICHAEL A. MILES | Management | For | For | |||
| SAMUEL A. NUNN, JR. | Management | For | For | |||
| KEVIN B. ROLLINS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| SH1 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| SH2 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | Against | For | ||
EXELON CORPORATION | EXC | Annual Meeting Date: | ||||
Issuer: 30161N101 | ISIN: | 07/22/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | STOCK ISSUANCE | Management | For | For | ||
| 02 | ELECTION OF DIRECTORS | Management | For | |||
| E.A. BRENNAN | Management | For | For | |||
| B. DEMARS | Management | For | For | |||
| N.A. DIAZ | Management | For | For | |||
| J.W. ROWE | Management | For | For | |||
| R. RUBIN | Management | For | For | |||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 06 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 07 | APPROVE MOTION TO ADJOURN MEETING | Management | Against | Against | ||
VODAFONE GROUP PLC | VOD | Annual Meeting Date: | ||||
Issuer: 92857W100 | ISIN: | 07/26/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| O1 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O2 | ELECTION OF DIRECTORS | Management | For | |||
| LORD MACLAURIN | Management | For | For | |||
| PAUL HAZEN | Management | For | For | |||
| ARUN SARIN | Management | For | For | |||
| SIR JULIAN HORN-SMITH | Management | For | For | |||
| PETER BAMFORD | Management | For | For | |||
| THOMAS GEITNER | Management | For | For | |||
| DR MICHAEL BOSKIN | Management | For | For | |||
| LORD BROERS | Management | For | For | |||
| JOHN BUCHANAN | Management | For | For | |||
| PENNY HUGHES | Management | For | For | |||
| PROF. JURGEN SCHREMPP | Management | For | For | |||
| LUC VANDEVELDE | Management | For | For | |||
| SIR JOHN BOND | Management | For | For | |||
| ANDREW HALFORD | Management | For | For | |||
| O16 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O17 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O18 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O19 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O20 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | ||
| O21 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | ||
| S22 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| S23 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| S24 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O25 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
MEDTRONIC, INC. | MDT | Annual Meeting Date: | ||||
Issuer: 585055106 | ISIN: | 08/25/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| SHIRLEY A. JACKSON, PHD | Management | For | For | |||
| DENISE M. O'LEARY | Management | For | For | |||
| JEAN-PIERRE ROSSO | Management | For | For | |||
| JACK W. SCHULER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
SYMANTEC CORPORATION | SYMC | Annual Meeting Date: | ||||
Issuer: 871503108 | ISIN: | 09/16/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GARY L. BLOOM | Management | For | For | |||
| MICHAEL BROWN | Management | For | For | |||
| WILLIAM T. COLEMAN | Management | For | For | |||
| DAVID L. MAHONEY | Management | For | For | |||
| ROBERT S. MILLER | Management | For | For | |||
| GEORGE REYES | Management | For | For | |||
| DAVID ROUX | Management | For | For | |||
| DANIEL H. SCHULMAN | Management | For | For | |||
| JOHN W. THOMPSON | Management | For | For | |||
| V. PAUL UNRUH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BIOMET, INC. | BMET | Annual Meeting Date: | ||||
Issuer: 090613100 | ISIN: | 09/23/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| C. SCOTT HARRISON, M.D. | Management | For | For | |||
| SANDRA A. LAMB | Management | For | For | |||
| KENNETH V. MILLER | Management | For | For | |||
| NILES L. NOBLITT | Management | For | For | |||
| MARILYN TUCKER QUAYLE | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHECK POINT SOFTWARE TECHNOLOGIES LT | CHKP | Annual Meeting Date: | ||||
Issuer: M22465104 | ISIN: | 09/27/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 06 | ELIMINATE PREEMPTIVE RIGHTS | Management | For | For | ||
| 07 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 08 | APPROVE RENUMERATION OF DIRECTORS | Management | Against | Against | ||
| 09 | APPROVE RENUMERATION OF DIRECTORS | Management | For | For | ||
| 10 | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 11 | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 12 | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
ORACLE CORPORATION | ORCL | Annual Meeting Date: | ||||
Issuer: 68389X105 | ISIN: | 10/10/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JEFFREY O. HENLEY | Management | For | For | |||
| LAWRENCE J. ELLISON | Management | For | For | |||
| DONALD L. LUCAS | Management | For | For | |||
| MICHAEL J. BOSKIN | Management | For | For | |||
| JACK F. KEMP | Management | For | For | |||
| JEFFREY S. BERG | Management | For | For | |||
| SAFRA A. CATZ | Management | For | For | |||
| HECTOR GARCIA-MOLINA | Management | For | For | |||
| JOSEPH A. GRUNDFEST | Management | For | For | |||
| H. RAYMOND BINGHAM | Management | For | For | |||
| CHARLES E. PHILLIPS, JR | Management | For | For | |||
| 02 | APPROVE EXECUTIVE BONUS PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PAYCHEX, INC. | PAYX | Annual Meeting Date: | ||||
Issuer: 704326107 | ISIN: | 10/12/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B. THOMAS GOLISANO | Management | For | For | |||
| DAVID J. S. FLASCHEN | Management | For | For | |||
| PHILLIP HORSLEY | Management | For | For | |||
| GRANT M. INMAN | Management | For | For | |||
| JONATHAN J. JUDGE | Management | For | For | |||
| J. ROBERT SEBO | Management | For | For | |||
| JOSEPH M. TUCCI | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
CINTAS CORPORATION | CTAS | Annual Meeting Date: | ||||
Issuer: 172908105 | ISIN: | 10/18/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD T. FARMER | Management | For | For | |||
| ROBERT J. KOHLHEPP | Management | For | For | |||
| SCOTT D. FARMER | Management | For | For | |||
| PAUL R. CARTER | Management | For | For | |||
| GERALD V. DIRVIN | Management | For | For | |||
| ROBERT J. HERBOLD | Management | For | For | |||
| JOYCE HERGENHAN | Management | For | For | |||
| ROGER L. HOWE | Management | For | For | |||
| DAVID C. PHILLIPS | Management | For | For | |||
| 02 | MISCELLANEOUS COMPENSATION PLANS | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | For | Against | ||
NEWS CORPORATION | NWS | Annual Meeting Date: | ||||
Issuer: 65248E203 | ISIN: | 10/21/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| CHASE CAREY | Management | Withheld | Against | |||
| PETER CHERNIN | Management | For | For | |||
| RODERICK I. EDDINGTON | Management | For | For | |||
| ANDREW S.B. KNIGHT | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE ISSUANCE OF COMMON STOCK | Management | For | For | ||
| 04 | DIRECTOR FEES | Management | For | For | ||
SUN MICROSYSTEMS, INC. | SUNW | Annual Meeting Date: | ||||
Issuer: 866810104 | ISIN: | 10/27/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| SCOTT G. MCNEALY | Management | For | For | |||
| JAMES L. BARKSDALE | Management | For | For | |||
| STEPHEN M. BENNETT | Management | For | For | |||
| L. JOHN DOERR | Management | For | For | |||
| ROBERT J. FISHER | Management | For | For | |||
| MICHAEL E. LEHMAN | Management | For | For | |||
| PATRICIA E. MITCHELL | Management | For | For | |||
| M. KENNETH OSHMAN | Management | For | For | |||
| NAOMI O. SELIGMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO | Shareholder | For | Against | ||
| RATIFY POISON PILL | ||||||
LAM RESEARCH CORPORATION | LRCX | Annual Meeting Date: | ||||
Issuer: 512807108 | ISIN: | 11/03/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES W. BAGLEY | Management | For | For | |||
| DAVID G. ARSCOTT | Management | For | For | |||
| ROBERT M. BERDAHL | Management | For | For | |||
| RICHARD J. ELKUS, JR. | Management | For | For | |||
| JACK R. HARRIS | Management | For | For | |||
| GRANT M. INMAN | Management | For | For | |||
| STEPHEN G. NEWBERRY | Management | For | For | |||
| SEIICHI WATANABE | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MEREDITH CORPORATION | MDP | Annual Meeting Date: | ||||
Issuer: 589433101 | ISIN: | 11/08/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| ROBERT E. LEE | Management | For | For | |||
| DAVID J. LONDONER | Management | For | For | |||
| PHILIP A. MARINEAU | Management | For | For | |||
| CHARLES D. PEEBLER, JR. | Management | Withheld | Against | |||
| 02 | S/H PROPOSAL - BUSINESS/INVESTMENT | Shareholder | For | Against | ||
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: | ||||
Issuer: 594918104 | ISIN: | 11/09/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| STEVEN A. BALLMER | Management | For | For | |||
| JAMES I. CASH JR. | Management | For | For | |||
| DINA DUBLON | Management | For | For | |||
| RAYMOND V. GILMARTIN | Management | For | For | |||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||
| DAVID F. MARQUARDT | Management | For | For | |||
| CHARLES H. NOSKI | Management | For | For | |||
| HELMUT PANKE | Management | For | For | |||
| JON A. SHIRLEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CAMPBELL SOUP COMPANY | CPB | Annual Meeting Date: | ||||
Issuer: 134429109 | ISIN: | 11/18/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN F. BROCK | Management | For | For | |||
| EDMUND M. CARPENTER | Management | For | For | |||
| PAUL R. CHARRON | Management | For | For | |||
| DOUGLAS R. CONANT | Management | For | For | |||
| BENNETT DORRANCE | Management | For | For | |||
| KENT B. FOSTER | Management | For | For | |||
| HARVEY GOLUB | Management | For | For | |||
| RANDALL W. LARRIMORE | Management | For | For | |||
| PHILIP E. LIPPINCOTT | Management | For | For | |||
| MARY ALICE D. MALONE | Management | For | For | |||
| SARA MATHEW | Management | For | For | |||
| DAVID C. PATTERSON | Management | For | For | |||
| CHARLES R. PERRIN | Management | For | For | |||
| A. BARRY RAND | Management | For | For | |||
| GEORGE STRAWBRIDGE, JR. | Management | For | For | |||
| LES C. VINNEY | Management | For | For | |||
| CHARLOTTE C. WEBER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
Vote Summary Report | |||||||||||
Jan 01, 2006 - Mar 31, 2006 | |||||||||||
17 Ivy Balanced | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 03/28/06 - A | Adobe Systems Inc. *ADBE* | 00724F101 | 02/13/06 | 36,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 01/26/06 - A | Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/05 | 14,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 03/31/06 - S | Boston Scientific Corp. *BSX* | 101137107 | 02/22/06 | 23,800 | |||||||
| 1 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 2 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | |||||||
| 02/07/06 - A | Emerson Electric Co. *EMR* | 291011104 | 11/29/05 | 12,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | ShrHoldr | |||||||
| 01/26/06 - A | Franklin Resources, Inc. *BEN* | 354613101 | 11/30/05 | 11,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 03/30/06 - A | Nokia Corp. | 654902204 | 02/06/06 | 56,200 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. | For | For | Mgmt | |||||||
| 2 | PROPOSAL TO THE ANNUAL GENERAL MEETING OF A DIVIDEND OF EUR 0.37 PER SHARE. | For | For | Mgmt | |||||||
| 3 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | For | For | Mgmt | |||||||
| 4 | APPROVAL OF THE REMUNERATION TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS. | For | For | Mgmt | |||||||
| 5 | PROPOSAL ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS PROPOSED BY THE CORPORATE GOVERNANCE AND NOMINATION COMMITTEE. | For | For | Mgmt | |||||||
| 6 | Elect Directors | For | For | Mgmt | |||||||
| 7 | APPROVAL OF THE REMUNERATION TO BE PAID TO THE AUDITOR. | For | For | Mgmt | |||||||
| 8 | APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2006. | For | For | Mgmt | |||||||
| 9 | PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY COMPANY. | For | For | Mgmt | |||||||
| 10 | AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. | For | For | Mgmt | |||||||
| 11 | AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. | For | For | Mgmt | |||||||
| 12 | AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. | For | For | Mgmt | |||||||
| 13 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 13. | For | Against | Mgmt | |||||||
| 02/28/06 - A | Novartis AG | 66987V109 | 01/31/06 | 16,100 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2005. | For | For | Mgmt | |||||||
| 2 | APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. | For | For | Mgmt | |||||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. | For | For | Mgmt | |||||||
| 4 | REDUCTION OF SHARE CAPITAL. | For | For | Mgmt | |||||||
| 5 | AMENDMENT TO THE ARTICLES OF INCORPORATION. | For | For | Mgmt | |||||||
| 6 | RE-ELECTION OF PROF. SRIKANT M. DATAR PH.D. FOR A THREE-YEAR TERM. | For | For | Mgmt | |||||||
| 7 | RE-ELECTION OF WILLIAM W. GEORGE FOR A THREE-YEAR TERM. | For | For | Mgmt | |||||||
| 8 | RE-ELECTION OF DR.-ING. WENDELIN WIEDEKING FOR A THREE-YEAR TERM. | For | Against | Mgmt | |||||||
| 9 | RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL M.D. FOR A THREE-YEAR TERM. | For | For | Mgmt | |||||||
| 10 | THE ELECTION OF ANDREAS VON PLANTA PH.D. FOR A THREE-YEAR TERM. | For | For | Mgmt | |||||||
| 11 | Ratify Auditors | For | For | Mgmt | |||||||
| 03/09/06 - A | TD Ameritrade Holdings Corp. *AMTD* | 03074K100 | 01/26/06 | 17,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Other Business | For | Against | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
17 Ivy Balanced | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 05/01/06 - A | AFLAC Incorporated *AFL* | 001055102 | 02/22/06 | 23,000 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Daniel P. Amos --- For | ||||||||||
| 1.2 | Elect Director John Shelby Amos, II --- For | ||||||||||
| 1.3 | Elect Director Michael H. Armacost --- Withhold | ||||||||||
| 1.4 | Elect Director Kriss Cloninger, III --- For | ||||||||||
| 1.5 | Elect Director Joe Frank Harris --- For | ||||||||||
| 1.6 | Elect Director Elizabeth J. Hudson --- For | ||||||||||
| 1.7 | Elect Director Kenneth S. Janke Sr. --- For | ||||||||||
| 1.8 | Elect Director Douglas W. Johnson --- For | ||||||||||
| 1.9 | Elect Director Robert B. Johnson --- For | ||||||||||
| 1.10 | Elect Director Charles B. Knapp --- For | ||||||||||
| 1.11 | Elect Director Hidefumi Matsui --- For | ||||||||||
| 1.12 | Elect Director E. Stephen Purdom, M.D. --- For | ||||||||||
| 1.13 | Elect Director Barbara K. Rimer, Dr. Ph --- For | ||||||||||
| 1.14 | Elect Director Marvin R. Schuster --- For | ||||||||||
| 1.15 | Elect Director David Gary Thompson --- For | ||||||||||
| 1.16 | Elect Director Tohru Tonoike --- For | ||||||||||
| 1.17 | Elect Director Robert L. Wright --- For | ||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/02/06 - A | Allergan, Inc. *AGN* | 018490102 | 03/15/06 | 13,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 04/27/06 - A | Altria Group, Inc. *MO* | 02209S103 | 03/06/06 | 9,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 4 | Adopt ILO Standards | Against | Against | ShrHoldr | |||||||
| 5 | Inform African Americans of Health Risks Associated with Menthol Cigarettes | Against | Against | ShrHoldr | |||||||
| 6 | Establish Fire Safety Standards for Cigarettes | Against | Against | ShrHoldr | |||||||
| 7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 8 | Support Legislation to Reduce Smoking | Against | Against | ShrHoldr | |||||||
| 9 | Provide Information on Second Hand Smoke | Against | Against | ShrHoldr | |||||||
| 04/24/06 - A | American Express Co. *AXP* | 025816109 | 02/28/06 | 17,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Limit/Prohibit Executive Stock-Based Awards | Against | Against | ShrHoldr | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Exclude Reference to Sexual Orientation from the Company's EEO Statement | Against | Against | ShrHoldr | |||||||
| 6 | Company-Specific -- Reimbursement of Expenses for Certain Shareholder-Nominated Director Candidates | Against | Against | ShrHoldr | |||||||
| 05/10/06 - A | Amgen, Inc. *AMGN* | 031162100 | 03/13/06 | 13,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Stock Retention | Against | Against | ShrHoldr | |||||||
| 4 | Link Executive Compensation to Social Issues | Against | Against | ShrHoldr | |||||||
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | |||||||
| 6 | Develop an Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 7 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 8 | Report on Political Contributions | For | For | ShrHoldr | |||||||
| 04/27/06 - A | Apple Computer, Inc. *AAPL* | 037833100 | 02/28/06 | 17,400 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Report on Computer Recycling Policy | Against | Against | ShrHoldr | |||||||
| 04/28/06 - A | AT&T Inc *T* | 00206R102 | 03/01/06 | 38,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Mgmt | |||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 7 | Report on Pay Disparity | Against | Against | ShrHoldr | |||||||
| 8 | Non-Employee Director Compensation | Against | Against | ShrHoldr | |||||||
| 9 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 10 | Adopt Simple Majority Vote Requirement | Against | For | ShrHoldr | |||||||
| 04/26/06 - A | Bank of America Corp. *BAC* | 060505104 | 03/03/06 | 16,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Publish Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 6 | Provide for an Independent Chairman | Against | For | ShrHoldr | |||||||
| 7 | Exclude Reference to Sexual Orientation from the Company's EEO Statement | Against | Against | ShrHoldr | |||||||
| 05/06/06 - A | Berkshire Hathaway Inc. *BRK.A* | 084670207 | 03/08/06 | 400 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 05/09/06 - A | Boston Scientific Corp. *BSX* | 101137107 | 03/17/06 | 23,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 04/20/06 - A | BP PLC (Form. Bp Amoco Plc ) | 055622104 | 02/17/06 | 19,000 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS | For | For | Mgmt | |||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 5 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | |||||||
| 6 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | Against | Mgmt | |||||||
| 7 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS | For | For | Mgmt | |||||||
| 06/14/06 - A | Caterpillar Inc. *CAT* | 149123101 | 04/17/06 | 16,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 5 | Ratify Auditors | For | For | Mgmt | |||||||
| 6 | Declassify the Board of Directors | Against | For | ShrHoldr | |||||||
| 7 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/26/06 - A | Chevron Corporation *CVX* | 166764100 | 03/06/06 | 13,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Company-Specific-Reimbursement of Stockholder Proposal | Against | Against | ShrHoldr | |||||||
| 4 | Report on Environmental Impact of Drilling in Sensitive Areas | Against | Against | ShrHoldr | |||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 6 | Adopt an Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 7 | Adopt a Human Rights Policy | Against | Against | ShrHoldr | |||||||
| 8 | Report on Remediation Expenses in Ecuador | Against | Against | ShrHoldr | |||||||
| 04/18/06 - A | Citigroup Inc. *C* | 172967101 | 02/24/06 | 23,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 4 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 5 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 6 | End Issuance of Options and Prohibit Repricing | Against | Against | ShrHoldr | |||||||
| 7 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 8 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 9 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 10 | Reimbursement of Expenses Incurred by Shareholder(s) | Against | Against | ShrHoldr | |||||||
| 11 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | |||||||
| 12 | Clawback of Payments Under Restatement | Against | Against | ShrHoldr | |||||||
| 05/04/06 - A | Colgate-Palmolive Co. *CL* | 194162103 | 03/07/06 | 26,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Non-Employee Director Stock Option Plan | For | For | Mgmt | |||||||
| 4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 5 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 05/10/06 - A | Dentsply International, Inc. *XRAY* | 249030107 | 03/24/06 | 16,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 06/13/06 - A | eBay Inc. *EBAY* | 278642103 | 04/17/06 | 28,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Stock Option Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 06/27/06 - A | Exelon Corp. *EXC* | 30161N101 | 05/12/06 | 26,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 05/03/06 - A | Expeditors International Of Washington, Inc. *EXPD* | 302130109 | 03/10/06 | 17,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Stock Option Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Implement Sexual Orientation Policy | Against | Against | ShrHoldr | |||||||
| 05/31/06 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/06/06 | 32,400 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Company-Specific-Nominate Independent Director with Industry Experience | Against | Against | ShrHoldr | |||||||
| 6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | |||||||
| 7 | Non-Employee Director Compensation | Against | Against | ShrHoldr | |||||||
| 8 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 9 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 10 | Link Executive Compensation to Social Issues | Against | Against | ShrHoldr | |||||||
| 11 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 12 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Against | Against | ShrHoldr | |||||||
| 14 | Report on Damage Resulting from Drilling for Oil and gas in Protected Areas | Against | Against | ShrHoldr | |||||||
| 15 | Report Accountability for Company's Environmental Impacts due to Operation | Against | Against | ShrHoldr | |||||||
| 05/03/06 - A | Fluor Corp. *FLR* | 343412102 | 03/08/06 | 11,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Performance-Based | Against | Against | ShrHoldr | |||||||
| 05/03/06 - A | General Dynamics Corp. *GD* | 369550108 | 03/10/06 | 15,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Disqualification of Directors Who Fail to Receive Majority Vote | Against | Against | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 6 | Report Political Contributions | Against | Against | ShrHoldr | |||||||
| 7 | Sustainability Report | Against | Against | ShrHoldr | |||||||
| 04/26/06 - A | General Electric Co. *GE* | 369604103 | 02/27/06 | 63,680 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Adopt Policy on Overboarded Directors | Against | Against | ShrHoldr | |||||||
| 5 | Company-Specific -- One Director from the Ranks of the Retirees | Against | Against | ShrHoldr | |||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 7 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 8 | Report on Environmental Policies | Against | Against | ShrHoldr | |||||||
| 05/10/06 - A | Gilead Sciences, Inc. *GILD* | 375558103 | 03/22/06 | 18,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 5 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 6 | Report on Impact of HIV/AIDS, TB, and Malaria Pandemics | Against | Against | ShrHoldr | |||||||
| 06/07/06 - A | Ingersoll-Rand Company Limited *IR* | G4776G101 | 04/10/06 | 21,700 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Johnson & Johnson *JNJ* | 478160104 | 02/28/06 | 26,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Articles to Remove Antitakeover Provision | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Disclose Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 05/18/06 - A | Juniper Networks, Inc. *JNPR* | 48203R104 | 03/21/06 | 45,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 06/07/06 - A | LAS VEGAS SANDS CORP *LVS* | 517834107 | 04/14/06 | 28,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/28/06 - A | Merrill Lynch & Co., Inc. *MER* | 590188108 | 02/27/06 | 9,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Compensation- Director Compensation | Against | Against | ShrHoldr | |||||||
| 5 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 04/18/06 - A | Northern Trust Corp. *NTRS* | 665859104 | 02/27/06 | 27,800 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Duane L. Burnham --- For | ||||||||||
| 1.2 | Elect Director Linda Walker Bynoe --- For | ||||||||||
| 1.3 | Elect Director Susan Crown --- For | ||||||||||
| 1.4 | Elect Director Dipak C. Jain --- For | ||||||||||
| 1.5 | Elect Director Arthur L. Kelly --- Withhold | ||||||||||
| 1.6 | Elect Director Robert C. McCormack --- For | ||||||||||
| 1.7 | Elect Director Edward J. Mooney --- For | ||||||||||
| 1.8 | Elect Director William A. Osborn --- For | ||||||||||
| 1.9 | Elect Director John W. Rowe --- For | ||||||||||
| 1.10 | Elect Director Harold B. Smith --- For | ||||||||||
| 1.11 | Elect Director William D. Smithburg --- For | ||||||||||
| 1.12 | Elect Director Charles A. Tribbett, III --- For | ||||||||||
| 1.13 | Elect Director Frederick H. Waddell --- For | ||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Eliminate Cumulative Voting | For | For | Mgmt | |||||||
| 4 | Disclose Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 04/28/06 - A | NRG Energy Inc *NRG* | 629377508 | 03/13/06 | 22,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Revise Board's Authority to Issue and Designate Preferred Stock | For | Against | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/03/06 - A | PepsiCo, Inc. *PEP* | 713448108 | 03/10/06 | 18,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Publish Political Contributions | Against | Against | ShrHoldr | |||||||
| 4 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 05/08/06 - A | Pitney Bowes Inc. *PBI* | 724479100 | 03/10/06 | 21,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 4 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 04/12/06 - A | Schlumberger Ltd. *SLB* | 806857108 | 03/01/06 | 19,700 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | For | Mgmt | |||||||
| 3 | ADOPTION OF AMENDMENT TO THE ARTICLES OF INCORPORATION | For | For | Mgmt | |||||||
| 4 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER 2005 STOCK OPTION PLAN | For | For | Mgmt | |||||||
| 5 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Mgmt | |||||||
| 05/18/06 - A | SLM Corp. *SLM* | 78442P106 | 03/20/06 | 46,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/25/06 - A | Smith International, Inc. *SII* | 832110100 | 03/01/06 | 16,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/17/06 - A | Southwest Airlines Co. *LUV* | 844741108 | 03/22/06 | 55,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Adopt Simple Majority Vote | Against | For | ShrHoldr | |||||||
| 05/17/06 - A | Target Corporation *TGT* | 87612E106 | 03/20/06 | 25,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Report Political Contributions/Activities | Against | Against | ShrHoldr | |||||||
| 05/01/06 - A | The Boeing Co. *BA* | 097023105 | 03/03/06 | 16,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 5 | Ratify Auditors | For | For | Mgmt | |||||||
| 6 | Develop a Human Rights Policy | Against | Against | ShrHoldr | |||||||
| 7 | Develop Ethical Criteria for Military Contracts | Against | Against | ShrHoldr | |||||||
| 8 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 9 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 10 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 04/25/06 - A | The Chubb Corp. *CB* | 171232101 | 03/06/06 | 8,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 05/02/06 - A | UnitedHealth Group Incorporated *UNH* | 91324P102 | 03/21/06 | 24,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/18/06 - A | Wachovia Corp. *WB* | 929903102 | 02/22/06 | 14,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 6 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/25/06 - A | Wells Fargo & Company *WFC* | 949746101 | 03/07/06 | 11,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | Against | ShrHoldr | |||||||
| 4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 5 | Compensation- Director Compensation | Against | Against | ShrHoldr | |||||||
| 6 | Report on Discrimination in Lending | Against | Against | ShrHoldr | |||||||
IVY BOND FUND |
Proxy Voting Record |
There was no proxy voting for Ivy Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder. |
IVY CASH RESERVES FUND |
Proxy Voting Record |
There was no proxy voting for Ivy Cash Reserves Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder. |
IVY CUNDILL GLOBAL VALUE FUND |
Proxy Voting Record |
IVY CUNDILL GLOBAL VALUE FUND - PROXY VOTING SUMMARY (JULY 2005 - JUNE 2006) | |||||||||
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Issuer | Ticker | CUSIP | Meeting Date | Issue Voted On | Proposed by? | Did the fund vote? | How did the fund vote? | For / Against Management | Comments |
Acom Co. Ltd. | 8572 JP | 6049784 JP | 22-Jun-06 | Approve profit appropriation | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Provision of Retirement Allowance for Directors | Management | Yes | For | For | |||||
Amend Compensation received by Directors | Management | Yes | For | For | |||||
Aiful | 8515 JP | 6019419 JP | 27-Jun-06 | Approve profit appropriation | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | Against | Against | |||||
Election of Directors | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Provision of Retirement Allowance for Directors | Management | Yes | Against | Against | |||||
Arab Malaysia Corp BHD | AMC MK | 6884048 MY | 29-Sep-05 | Approve Audited Accounts | Management | Yes | For | For | AGM |
Election of Directors | Management | Yes | For | For | |||||
Election of Auditor | Management | Yes | For | For | |||||
Authorize issuance of extra shares | Management | Yes | For | For | |||||
Authorize buy-back of shares | Management | Yes | For | For | |||||
Approve Name Change | Management | Yes | For | For | |||||
Asatsu | 9747 JP | 6056052 JP | 30-Mar-06 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Election of Auditor | Management | Yes | For | For | |||||
Payment of retirement bonus. | Management | Yes | For | For | |||||
BCE Inc | BCE CN | 2089933 CN | 7-Jun-06 | Election of Directors | Management | Yes | For | For | None |
Election of Auditor | Management | Yes | For | For | |||||
Approve BCE Plan of Arrangment | Management | Yes | For | For | |||||
Approve conversion of BCE to income trust | Management | Yes | For | For | |||||
Citic Pacific | 267 HK | 6196152 | 12-May-06 | Approve profit appropriation | Management | Yes | For | For | None |
Declare final dividend | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Election of statutory auditors. | Management | Yes | For | For | |||||
Amend Articles of Association | Management | Yes | For | For | |||||
Authorize Share issuance | Management | Yes | For | For | |||||
Authorize purchase of Shares | Management | Yes | For | For | |||||
Allow aggregation of share purchases / issues | Management | Yes | For | For | |||||
Coca Cola West | 2579 JP | 6163286 JP | 24-Mar-06 | Approve profit appropriation and Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Approve transfer of sales to sub | Management | Yes | For | For | |||||
Approve acquisition of Kinki Coca-Cola | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Election of statutory auditors. | Management | Yes | For | For | |||||
Grant special payments to Directors | Management | Yes | For | For | |||||
Fairfax Financial Holdings | FFH/SV CN | 2566351 CA | 11-May-06 | Election of Directors | Management | Yes | For | For | AGM |
Election of Auditor | Management | Yes | For | For | |||||
Henkel | HEN GR | 5002465 DE | 10-Apr-06 | Approve 2005 Financials | Management | Yes | For | For | Blocking - shares unavailable for trading once vote has been cast, until after the meeting |
Approve Dividend | Management | Yes | For | For | |||||
Ratify the acts of the General Partners | Management | Yes | For | For | |||||
Ratify the acts of the Supervisory Board | Management | Yes | For | For | |||||
Ratify the acts of the Shareholders Committee | Management | Yes | For | For | |||||
Appoint Auditors for the FY 2006 | Management | Yes | For | For | |||||
Elect the Supervisory Board | Management | Yes | For | For | |||||
Authorize purchase of Shares | Management | Yes | For | For | |||||
Authorize creation of new Capital | Management | Yes | For | For | |||||
Amend Articles of Association | Management | Yes | For | For | |||||
Approve control of Profit Transfer Agreement | Management | Yes | For | For | |||||
Approve control of Profit Transfer Agreement 2 | Management | Yes | For | For | |||||
Approve control of Profit Transfer Agreement 3 | Management | Yes | For | For | |||||
Kirin | 2503 JP | 6493745 JP | 30-Mar-06 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Appoint Internal Stat. Auditor | Management | Yes | For | For | |||||
Approve Adjustment to Auditor Comp. | Management | Yes | For | For | |||||
Bonus payment to retired directors | Management | Yes | Against | Against | |||||
Korea Electric Power Corp | 015760 KS | 6495730 KR | 17-Mar-06 | Approve 2005 Financials | Management | Yes | For | For | None |
KTG | 033780 KS | 6175076 KR | 17-Mar-06 | Approve 2005 Financials | Management | Yes | For | For | None |
Appoint 5 Outside Director | Management | Yes | For | For | |||||
Appoint 4 Audit Committee Directors | Management | Yes | For | For | |||||
Approve Director Remuneration | Management | Yes | For | For | |||||
Legacy Hotels | LGY-U CN | 2125633 CN | 28-Apr-06 | Elect Independent Trustees | Management | Yes | For | For | None |
Appointment of Auditors | Management | Yes | For | For | |||||
Lion Corp Lion Corp | 4912 JP 4912 JP | 6518808 JP 6518808 JP | 30-Mar-06 30-Mar-04 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Adopt Shareholders Rights Plan (poison pill) | Management | Yes | Against | Against | |||||
Approve Deep discount Stock Option Plan | Management | Yes | For | For | |||||
Approve Executive Stock Option Plan | Management | Yes | Against | Against | |||||
Approve Alternate Internal Stat. Auditor | Management | Yes | For | For | |||||
Bonus payment to retired directors | Management | Yes | Against | Against | |||||
Mabuchi Motor | 6592 JP | 6551030 JP | 30-Mar-06 | Payment of Dividend | Management | Yes | Against | Against | None |
Muenchener Rueckversicherung Nikko Cordial | MUV2 GR 8603 JP | 5294121 DE 6640284 JP | 19-Apr-06 24-Jun-04 | Approve 2005 Financials | Management | Yes | For | For | None |
Approve Dividend | Management | Yes | For | For | |||||
Ratify the acts of the Board of Managing Directors | Management | Yes | For | For | |||||
Ratify the acts of the Supervisory Board | Management | Yes | For | For | |||||
Authorize purchase of Shares | Management | Yes | For | For | |||||
Authorize Bond Issue Revocation | Management | Yes | For | For | |||||
Amend Articles of Association | Management | Yes | For | For | |||||
Nikko Cordial | 8603 JP | 6640284 JP | 23-Jun-06 | Amendment to Articles of Incorporation | Management | Yes | For | For | None |
Election of Directors | Management | Yes | For | For | |||||
Nintendo | 7974 JP | 6639550 JP | 29-Jun-06 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Amendment compensation received by Directors | Management | Yes | For | For | |||||
Amendment compensation received by Auditors | Management | Yes | For | For | |||||
Nipponkoa | 8754 JP | 6643380 JP | 28-Jun-06 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Election of Auditor | Management | Yes | For | For | |||||
Amend Director Compensation | Management | Yes | For | For | |||||
Nippon TV | 9404 JP | 6644080 JP | 29-Jun-06 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Approve Adoption of Takeover Measures | Other | Yes | Against | Against | |||||
Appoint a Director | Management | Yes | Against | Against | |||||
Appoint a Supplementary Auditor | Other | Yes | For | Against | |||||
Takefuji Corp | 8564 JP | 6876067 JP | 29-Jun-06 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve Retirement Bonuses | Management | Yes | For | For | |||||
TV Asahi Tokyo Broadcasting | 9409 9401 JP | 6287410 JP 6894166 JP | 28-Jun-06 29-Jun-04 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Appoint Auditors | Management | Yes | For | For | |||||
Approve Retirement Bonuses | Other | Yes | Abstain | Abstain | |||||
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IVY DIVIDEND INCOME FUND |
Proxy Voting Record |
THE PROCTER & GAMBLE COMPANY | PG | Special Meeting Date: | ||||
Issuer: 742718109 | ISIN: | 07/12/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
THE MAY DEPARTMENT STORES COMPANY | MAY | Annual Meeting Date: | ||||
Issuer: 577778103 | ISIN: | 07/13/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | ELECTION OF DIRECTORS | Management | For | |||
| MARSHA J. EVANS | Management | For | For | |||
| DAVID B. RICKARD | Management | For | For | |||
| JOYCE M. ROCHE | Management | For | For | |||
| R. DEAN WOLFE | Management | For | For | |||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | APPROVE MOTION TO ADJOURN MEETING | Management | For | For | ||
NATIONAL OILWELL VARCO, INC. | NOV | Annual Meeting Date: | ||||
Issuer: 637071101 | ISIN: | 07/22/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT E. BEAUCHAMP | Management | For | For | |||
| JEFFERY A. SMISEK | Management | For | For | |||
| JAMES D. WOODS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
VODAFONE GROUP PLC | VOD | Annual Meeting Date: | ||||
Issuer: 92857W100 | ISIN: | 07/26/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| O1 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O2 | ELECTION OF DIRECTORS | Management | For | |||
| LORD MACLAURIN | Management | For | For | |||
| PAUL HAZEN | Management | For | For | |||
| ARUN SARIN | Management | For | For | |||
| SIR JULIAN HORN-SMITH | Management | For | For | |||
| PETER BAMFORD | Management | For | For | |||
| THOMAS GEITNER | Management | For | For | |||
| DR MICHAEL BOSKIN | Management | For | For | |||
| LORD BROERS | Management | For | For | |||
| JOHN BUCHANAN | Management | For | For | |||
| PENNY HUGHES | Management | For | For | |||
| PROF. JURGEN SCHREMPP | Management | For | For | |||
| LUC VANDEVELDE | Management | For | For | |||
| SIR JOHN BOND | Management | For | For | |||
| ANDREW HALFORD | Management | For | For | |||
| O16 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O17 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O18 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O19 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O20 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | ||
| O21 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | ||
| S22 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| S23 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| S24 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| O25 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
MICROCHIP TECHNOLOGY INCORPORATED | MCHP | Annual Meeting Date: | ||||
Issuer: 595017104 | ISIN: | 08/15/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVE SANGHI | Management | For | For | |||
| ALBERT J. HUGO-MARTINEZ | Management | For | For | |||
| L.B. DAY | Management | For | For | |||
| MATTHEW W. CHAPMAN | Management | For | For | |||
| WADE F. MEYERCORD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MEDTRONIC, INC. | MDT | Annual Meeting Date: | ||||
Issuer: 585055106 | ISIN: | 08/25/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| SHIRLEY A. JACKSON, PHD | Management | For | For | |||
| DENISE M. O'LEARY | Management | For | For | |||
| JEAN-PIERRE ROSSO | Management | For | For | |||
| JACK W. SCHULER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
PROLOGIS | PLD | Special Meeting Date: | ||||
Issuer: 743410102 | ISIN: | 09/14/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
THE PROCTER & GAMBLE COMPANY | PG | Annual Meeting Date: | ||||
Issuer: 742718109 | ISIN: | 10/11/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRUCE L. BYRNES | Management | For | For | |||
| SCOTT D. COOK | Management | For | For | |||
| CHARLES R. LEE | Management | For | For | |||
| W. JAMES MCNERNEY, JR. | Management | For | For | |||
| ERNESTO ZEDILLO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 05 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 07 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
DIAGEO PLC | DEO | Annual Meeting Date: | ||||
Issuer: 25243Q205 | ISIN: | 10/18/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 02 | RECEIVE DIRECTORS' REPORT | Management | For | For | ||
| 03 | DIVIDEND | Management | For | For | ||
| 04 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 05 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 06 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 07 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 08 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 09 | APPROVE ALLOTMENT OF RELEVANT SECURITIES | Management | Against | Against | ||
| 10 | ELIMINATE PREEMPTIVE RIGHTS | Management | For | For | ||
| 11 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 12 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | Against | Against | ||
| 13 | ARTICLES OF ASSOCIATION | Management | For | For | ||
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: | ||||
Issuer: 594918104 | ISIN: | 11/09/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| STEVEN A. BALLMER | Management | For | For | |||
| JAMES I. CASH JR. | Management | For | For | |||
| DINA DUBLON | Management | For | For | |||
| RAYMOND V. GILMARTIN | Management | For | For | |||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||
| DAVID F. MARQUARDT | Management | For | For | |||
| CHARLES H. NOSKI | Management | For | For | |||
| HELMUT PANKE | Management | For | For | |||
| JON A. SHIRLEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PACIFICARE HEALTH SYSTEMS, INC. | PHS | Special Meeting Date: | ||||
Issuer: 695112102 | ISIN: | 11/17/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE MOTION TO ADJOURN MEETING | Management | For | For | ||
CAMPBELL SOUP COMPANY | CPB | Annual Meeting Date: | ||||
Issuer: 134429109 | ISIN: | 11/18/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN F. BROCK | Management | For | For | |||
| EDMUND M. CARPENTER | Management | For | For | |||
| PAUL R. CHARRON | Management | For | For | |||
| DOUGLAS R. CONANT | Management | For | For | |||
| BENNETT DORRANCE | Management | For | For | |||
| KENT B. FOSTER | Management | For | For | |||
| HARVEY GOLUB | Management | For | For | |||
| RANDALL W. LARRIMORE | Management | For | For | |||
| PHILIP E. LIPPINCOTT | Management | For | For | |||
| MARY ALICE D. MALONE | Management | For | For | |||
| SARA MATHEW | Management | For | For | |||
| DAVID C. PATTERSON | Management | For | For | |||
| CHARLES R. PERRIN | Management | For | For | |||
| A. BARRY RAND | Management | For | For | |||
| GEORGE STRAWBRIDGE, JR. | Management | For | For | |||
| LES C. VINNEY | Management | For | For | |||
| CHARLOTTE C. WEBER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
Vote Summary Report | |||||||||||
Jan 01, 2006 - Mar 31, 2006 | |||||||||||
16 Ivy Dividend Income | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 01/26/06 - A | Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/05 | 11,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 01/31/06 - A | BJ Services Company *BJS* | 055482103 | 12/06/05 | 23,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Adjourn Meeting | For | Against | Mgmt | |||||||
| 03/30/06 - S | Burlington Resources Inc. | 122014103 | 02/24/06 | 23,800 | |||||||
| 1 | Approve Merger Agreement | For | For | Mgmt | |||||||
| 2 | Adjourn Meeting | For | For | Mgmt | |||||||
| 01/24/06 - A | Capitol Federal Financial *CFFN* | 14057C106 | 12/02/05 | 9,750 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 02/22/06 - A | Deere & Co. *DE* | 244199105 | 12/31/05 | 21,750 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 02/07/06 - A | Emerson Electric Co. *EMR* | 291011104 | 11/29/05 | 5,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | ShrHoldr | |||||||
| 01/26/06 - A | Franklin Resources, Inc. *BEN* | 354613101 | 11/30/05 | 4,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
16 Ivy Dividend Income | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 05/09/06 - A | 3M CO *MMM* | 88579Y101 | 03/10/06 | 11,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | |||||||
| 4 | Performance-Based | Against | Against | ShrHoldr | |||||||
| 5 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 6 | Implement China Principles | Against | Against | ShrHoldr | |||||||
| 04/21/06 - A | Alcoa Inc. *AA* | 013817101 | 01/23/06 | 21,400 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Altria Group, Inc. *MO* | 02209S103 | 03/06/06 | 27,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 4 | Adopt ILO Standards | Against | Against | ShrHoldr | |||||||
| 5 | Inform African Americans of Health Risks Associated with Menthol Cigarettes | Against | Against | ShrHoldr | |||||||
| 6 | Establish Fire Safety Standards for Cigarettes | Against | Against | ShrHoldr | |||||||
| 7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 8 | Support Legislation to Reduce Smoking | Against | Against | ShrHoldr | |||||||
| 9 | Provide Information on Second Hand Smoke | Against | Against | ShrHoldr | |||||||
| 05/11/06 - A | Anadarko Petroleum Corp. *APC* | 032511107 | 03/13/06 | 17,850 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Baker Hughes Incorporated *BHI* | 057224107 | 03/01/06 | 30,650 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | ShrHoldr | |||||||
| 04/26/06 - A | Bank of America Corp. *BAC* | 060505104 | 03/03/06 | 27,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Publish Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 6 | Provide for an Independent Chairman | Against | For | ShrHoldr | |||||||
| 7 | Exclude Reference to Sexual Orientation from the Company's EEO Statement | Against | Against | ShrHoldr | |||||||
| 04/24/06 - A | BellSouth Corp. *BLS* | 079860102 | 03/06/06 | 22,050 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Political Contributions/Activities | Against | Against | ShrHoldr | |||||||
| 04/20/06 - A | BP PLC (Form. Bp Amoco Plc ) | 055622104 | 02/17/06 | 11,000 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS | For | For | Mgmt | |||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 5 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | |||||||
| 6 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | Against | Mgmt | |||||||
| 7 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS | For | For | Mgmt | |||||||
| 06/14/06 - A | Caterpillar Inc. *CAT* | 149123101 | 04/17/06 | 23,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 5 | Ratify Auditors | For | For | Mgmt | |||||||
| 6 | Declassify the Board of Directors | Against | For | ShrHoldr | |||||||
| 7 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/26/06 - A | Chicago Mercantile Exchange Holdings, Inc. *CME* | 167760107 | 03/01/06 | 4,050 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/04/06 - A | Colgate-Palmolive Co. *CL* | 194162103 | 03/07/06 | 23,050 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Non-Employee Director Stock Option Plan | For | For | Mgmt | |||||||
| 4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 5 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 04/28/06 - A | Dominion Resources, Inc. *D* | 25746U109 | 02/24/06 | 10,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Greenhouse Gas Emissions | Against | Against | ShrHoldr | |||||||
| 5 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | |||||||
| 04/26/06 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | 03/06/06 | 10,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 4 | Report on Genetically Modified Organisms | Against | Against | ShrHoldr | |||||||
| 5 | Performance-Based | Against | Against | ShrHoldr | |||||||
| 6 | Report on Feasibility of Phasing out PFOA | Against | Against | ShrHoldr | |||||||
| 7 | Report on Security of Chemical Facilities | Against | Against | ShrHoldr | |||||||
| 05/03/06 - A | Enbridge Inc. *ENB.* | 29250N105 | 03/15/06 | 23,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 05/31/06 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/06/06 | 41,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Company-Specific-Nominate Independent Director with Industry Experience | Against | Against | ShrHoldr | |||||||
| 6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | |||||||
| 7 | Non-Employee Director Compensation | Against | Against | ShrHoldr | |||||||
| 8 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 9 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 10 | Link Executive Compensation to Social Issues | Against | Against | ShrHoldr | |||||||
| 11 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 12 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Against | Against | ShrHoldr | |||||||
| 14 | Report on Damage Resulting from Drilling for Oil and gas in Protected Areas | Against | Against | ShrHoldr | |||||||
| 15 | Report Accountability for Company's Environmental Impacts due to Operation | Against | Against | ShrHoldr | |||||||
| 05/19/06 - A | Federated Department Stores, Inc. *FD* | 31410H101 | 03/31/06 | 6,581 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 4 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 5 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 6 | Limit Boards on Which Directors May Concurrently Serve | Against | Against | ShrHoldr | |||||||
| 05/03/06 - A | Fluor Corp. *FLR* | 343412102 | 03/08/06 | 26,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Performance-Based | Against | Against | ShrHoldr | |||||||
| 05/04/06 - A | Freeport-McMoRan Copper & Gold Inc. *FCX* | 35671D857 | 03/07/06 | 19,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | Against | Mgmt | |||||||
| 4 | Review Payment Policy to Indonesian Military | Against | Against | ShrHoldr | |||||||
| 04/26/06 - A | General Electric Co. *GE* | 369604103 | 02/27/06 | 53,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Adopt Policy on Overboarded Directors | Against | Against | ShrHoldr | |||||||
| 5 | Company-Specific -- One Director from the Ranks of the Retirees | Against | Against | ShrHoldr | |||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 7 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 8 | Report on Environmental Policies | Against | Against | ShrHoldr | |||||||
| 04/17/06 - A | Genuine Parts Co. *GPC* | 372460105 | 02/10/06 | 18,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Declassify the Board of Directors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/25/06 - A | Goodrich Corporation *GR* | 382388106 | 03/06/06 | 17,450 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Diane C. Creel --- Withhold | ||||||||||
| 1.2 | Elect Director George A. Davidson, Jr. --- For | ||||||||||
| 1.3 | Elect Director Harris E. DeLoach, Jr. --- For | ||||||||||
| 1.4 | Elect Director James W. Griffith --- For | ||||||||||
| 1.5 | Elect Director William R. Holland --- For | ||||||||||
| 1.6 | Elect Director John P. Jumper --- For | ||||||||||
| 1.7 | Elect Director Marshall O. Larsen --- For | ||||||||||
| 1.8 | Elect Director Douglas E. Olesen --- For | ||||||||||
| 1.9 | Elect Director Alfred M. Rankin, Jr. --- For | ||||||||||
| 1.10 | Elect Director James R. Wilson --- For | ||||||||||
| 1.11 | Elect Director A. Thomas Young --- For | ||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/10/06 - A | Grant Prideco Inc *GRP* | 38821G101 | 03/21/06 | 10,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 04/25/06 - A | Harrah's Entertainment, Inc. *HET* | 413619107 | 02/27/06 | 15,650 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 06/15/06 - A | Iowa Telecommunications Services, Inc. *IWA* | 462594201 | 04/25/06 | 48,250 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Johnson & Johnson *JNJ* | 478160104 | 02/28/06 | 13,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Articles to Remove Antitakeover Provision | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Disclose Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 05/16/06 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/17/06 | 32,452 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | |||||||
| 4 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | |||||||
| 6 | Remove Reference to Sexual Orientation from EEO Statement | Against | Against | ShrHoldr | |||||||
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||||
| 8 | Report on Lobbying Activities | Against | Against | ShrHoldr | |||||||
| 9 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 10 | Approve Terms of Existing Poison Pill | Against | For | ShrHoldr | |||||||
| 11 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 12 | Claw-back of Payments under Restatements | Against | Against | ShrHoldr | |||||||
| 13 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | |||||||
| 05/09/06 - A | Kinder Morgan, Inc. *KMI* | 49455P101 | 03/10/06 | 14,250 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 5 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/08/06 - A | Loews Corp. | 540424207 | 03/10/06 | 15,750 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Prohibit Smoking in Public Facilities | Against | Against | ShrHoldr | |||||||
| 04/26/06 - A | Marathon Oil Corp *MRO* | 565849106 | 02/27/06 | 6,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | |||||||
| 4 | Eliminate Class of Preferred Stock | For | For | Mgmt | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 6 | Adopt Simple Majority Vote Requirement | Against | For | ShrHoldr | |||||||
| 05/18/06 - A | Marsh & McLennan Companies, Inc. *MMC* | 571748102 | 03/20/06 | 33,850 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 04/18/06 - A | Mellon Financial Corp. *MEL* | 58551A108 | 02/10/06 | 10,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Non-Employee Director Restricted Stock Plan | For | For | Mgmt | |||||||
| 3 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | ShrHoldr | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/17/06 - A | National Oilwell Varco Inc. *NOV* | 637071101 | 03/31/06 | 15,650 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/10/06 - A | NiSource Inc. *NI* | 65473P105 | 03/14/06 | 20,750 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/28/06 - A | NRG Energy Inc *NRG* | 629377508 | 03/13/06 | 17,150 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Revise Board's Authority to Issue and Designate Preferred Stock | For | Against | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Pfizer Inc. *PFE* | 717081103 | 03/01/06 | 40,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 4 | Establish Term Limits for Directors | Against | Against | ShrHoldr | |||||||
| 5 | Social Proposal | Against | Against | ShrHoldr | |||||||
| 6 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 7 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 8 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 9 | Report on Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 10 | Reort on Animal-based Testing | Against | Against | ShrHoldr | |||||||
| 05/26/06 - A | ProLogis *PLD* | 743410102 | 03/16/06 | 15,050 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Other Business | For | Against | Mgmt | |||||||
| 05/03/06 - A | Reynolds American Inc *RAI* | 761713106 | 03/06/06 | 10,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Conduct Study on Youth Smoking | Against | Against | ShrHoldr | |||||||
| 4 | Support Legislation to Reduce Smoking | Against | Against | ShrHoldr | |||||||
| 05/09/06 - A | SAP AG | 803054204 | 03/24/06 | 28,050 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF THE FISCAL YEAR 2005 | For | For | Mgmt | |||||||
| 2 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2005 | For | For | Mgmt | |||||||
| 3 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2005 | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 5 | RESOLUTION ON A CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES | For | For | Mgmt | |||||||
| 6 | RESOLUTION ON THE IMPLEMENTATION OF THE CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES | For | For | Mgmt | |||||||
| 7 | RESOLUTION ON A CHANGE IN THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD AND ON A CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | |||||||
| 8 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL LA AGAINST CONTRIBUTIONS IN CASH WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS | For | Against | Mgmt | |||||||
| 9 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL LLA AGAINST CONTRIBUTIONS IN CASH OR IN KIND WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS | For | For | Mgmt | |||||||
| 10 | RESOLUTION ON THE AUTHORIZATION TO USE TREASURY SHARES WITH A PRO RATA AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 30 MILLION IN AGGREGATE | For | For | Mgmt | |||||||
| 11 | RESOLUTION ON AN AUTHORIZATION TO ACQUIRE ADDITIONAL TREASURY SHARES WITH A PRO RATE AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 90 MILLION IN AGGREGATE | For | For | Mgmt | |||||||
| 12 | RESOLUTION ON THE AUTHORIZATION TO USE EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES | For | Against | Mgmt | |||||||
| 13 | RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CANCELLATION OF THE EXISTING CONTINGENT CAPITAL IV, ON THE CREATION OF A NEW CONTINGENT CAPITAL IV | For | Against | Mgmt | |||||||
| 14 | RESOLUTION ON AN ADDITIONAL AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CREATION OF A NEW CONTINGENT CAPITAL IVA | For | Against | Mgmt | |||||||
| 15 | RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ERSTE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH | For | For | Mgmt | |||||||
| 16 | RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ZWEITE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH | For | For | Mgmt | |||||||
| 04/12/06 - A | Schlumberger Ltd. *SLB* | 806857108 | 03/01/06 | 19,700 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | For | Mgmt | |||||||
| 3 | ADOPTION OF AMENDMENT TO THE ARTICLES OF INCORPORATION | For | For | Mgmt | |||||||
| 4 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER 2005 STOCK OPTION PLAN | For | For | Mgmt | |||||||
| 5 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Mgmt | |||||||
| 05/11/06 - A | Simon Property Group, Inc. *SPG* | 828806109 | 03/09/06 | 12,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 05/18/06 - A | SLM Corp. *SLM* | 78442P106 | 03/20/06 | 44,555 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/02/06 - A | Starwood Hotels & Resorts Worldwide, Inc. *HOT* | 85590A203 | 03/14/06 | 32,950 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/20/06 - A | Texas Instruments Inc. *TXN* | 882508104 | 02/21/06 | 14,050 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/16/06 - A | The Allstate Corp. *ALL* | 020002101 | 03/17/06 | 21,650 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 6 | Adopt Simple Majority Vote | Against | For | ShrHoldr | |||||||
| 05/01/06 - A | The Boeing Co. *BA* | 097023105 | 03/03/06 | 16,650 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 5 | Ratify Auditors | For | For | Mgmt | |||||||
| 6 | Develop a Human Rights Policy | Against | Against | ShrHoldr | |||||||
| 7 | Develop Ethical Criteria for Military Contracts | Against | Against | ShrHoldr | |||||||
| 8 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 9 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 10 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 05/11/06 - A | The Dow Chemical Company *DOW* | 260543103 | 03/13/06 | 10,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Report on Remediation Policies in Bhopal | Against | Against | ShrHoldr | |||||||
| 4 | Report on Genetically Modified Organisms | Against | Against | ShrHoldr | |||||||
| 5 | Evaluate Potential Links Between Company Products and Asthma | Against | Against | ShrHoldr | |||||||
| 6 | Report on Security of Chemical Facilities | Against | Against | ShrHoldr | |||||||
| 05/03/06 - A | The St. Paul Travelers Companies, Inc. *STA* | 792860108 | 03/08/06 | 21,850 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 05/11/06 - A | Transocean Inc. *RIG* | G90078109 | 03/20/06 | 14,100 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. | For | For | Mgmt | |||||||
| 05/04/06 - A | Union Pacific Corp. *UNP* | 907818108 | 02/23/06 | 11,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Provide for an Independent Chairman | Against | Against | ShrHoldr | |||||||
| 05/04/06 - A | United Parcel Service, Inc. *UPS* | 911312106 | 03/09/06 | 20,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/02/06 - A | UnitedHealth Group Incorporated *UNH* | 91324P102 | 03/21/06 | 7,460 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 06/27/06 - A | Valor Communications Group, Inc. *VCG* | 920255106 | 05/05/06 | 69,300 | |||||||
| 1 | Approve Merger Agreement | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | |||||||
| 4 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 5 | Elect Directors | For | For | Mgmt | |||||||
| 6 | Ratify Auditors | For | For | Mgmt | |||||||
| 7 | Adjourn Meeting | For | Against | Mgmt | |||||||
| 05/09/06 - A | Weatherford International Ltd *WFT* | G95089101 | 03/10/06 | 19,450 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. 2006 OMNIBUS INCENTIVE PLAN. | For | For | Mgmt | |||||||
| 4 | APPROVAL OF AN INCREASE IN THE COMPANY S AUTHORIZED SHARE CAPITAL FROM $510,000,000, CONSISTING OF 500,000,000 COMMON SHARES AND 10,000,000 PREFERENCE SHARES, TO $1,010,000,000, BY THE CREATION OF 500,000,000 ADDITIONAL COMMON SHARES. | For | For | Mgmt | |||||||
| 04/25/06 - A | Wells Fargo & Company *WFC* | 949746101 | 03/07/06 | 6,450 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | Against | ShrHoldr | |||||||
| 4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 5 | Compensation- Director Compensation | Against | Against | ShrHoldr | |||||||
| 6 | Report on Discrimination in Lending | Against | Against | ShrHoldr | |||||||
| 05/24/06 - A | Xerox Corp. *XRX* | 984121103 | 03/24/06 | 28,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
IVY EUROPEAN OPPORTUNITIES FUND |
Proxy Voting Record |
| Ivy European Opportunities Proxy Voting Report 01/07/05 to 30/06/06 | |||||
| |||||
| Agrana Beteiligungs AG | Security | 7443738 | |||
Meeting Date | 7/7/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board | Mgmt | For | Did not vote | |
4 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Did not vote | |
5 | Ratify Auditors | Mgmt | For | Did not vote | |
| Man Group Plc (formerly ED & F Man Group PLC) | Security | 294405 | |||
Meeting Date | 7/12/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of USD 0.42 Per Ordinary Share | Mgmt | For | For | |
4 | Re-elect Dugald Eadie as Director | Mgmt | For | For | |
5 | Re-elect Stanley Fink as Director | Mgmt | For | For | |
6 | Re-elect Glen Moreno as Director | Mgmt | For | For | |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |
8 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,421,099 | Mgmt | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,763,164.88 | Mgmt | For | For | |
11 | Authorise 30,701,832 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| HALFORDS GROUP PLC | Security | B012TP2 | |||
Meeting Date | 7/13/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 8.3 Pence Per Ordinary Share | Mgmt | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | |
4 | Elect Ian Macleod as Director | Mgmt | For | For | |
5 | Elect Richard Pym as Director | Mgmt | For | For | |
6 | Elect William Ronald as Director | Mgmt | For | For | |
7 | Elect Keith Harris as Director | Mgmt | For | For | |
8 | Elect Nigel Wilson as Director | Mgmt | For | For | |
9 | Re-elect Rob Templeman as Director | Mgmt | For | For | |
10 | Re-elect Jonathan Feuer as Director | Mgmt | For | For | |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |
12 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 759,825 | Mgmt | For | For | |
14 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 113,974 | Mgmt | For | For | |
15 | Authorise 22,794,749 Ordinary Shares for Market Purchase | Mgmt | For | For | |
16 | Amend the Company's Memorandum and Articles of Association Re: Indemnification of Directors and Officers | Mgmt | For | For | |
17 | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 200,000 | Mgmt | For | For | |
18 | Authorise Halfords Ltd. to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 200,000 | Mgmt | For | For | |
19 | Approve Halfords 2005 Performance Share Plan | Mgmt | For | For | |
20 | Authorise to Establish Share Plans for Overseas Employees | Mgmt | For | For | |
| BAA plc | Security | 67340 | |||
Meeting Date | 7/15/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of 14.3 Pence Per Ordinary Share | Mgmt | For | For | |
4 | Re-elect Marcus Agius as Director | Mgmt | For | For | |
5 | Re-elect Mark Clare as Director | Mgmt | For | For | |
6 | Re-elect Chris Fay as Director | Mgmt | For | For | |
7 | Reappoint PricewaterhouseCooopers LLP as Auditors of the Company | Mgmt | For | For | |
8 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 53,826,000 | Mgmt | For | For | |
10 | Amend BAA Deferred Annual Bonus Plan | Mgmt | For | For | |
Shareholder Proposal | |||||
11 | Amend Articles of Association Re: Shareholder Approval for the Submission of Planning Applications for Documents Above a Certain Value | Mgmt | Against | Against | |
| ISOFT GROUP PLC | Security | 916561 | |||
Meeting Date | 7/25/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 1.82 Pence Per Ordinary Share | Mgmt | For | For | |
3a | Re-elect Steve Graham as Director | Mgmt | For | For | |
3b | Re-elect Geoff White as Director | Mgmt | For | For | |
4a | Elect Ravi Kumar as Director | Mgmt | For | For | |
4b | Elect Gavin James as Director | Mgmt | For | For | |
4c | Elect Ken Lever as Director | Mgmt | For | For | |
5 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
6 | Approve Remuneration Report | Mgmt | For | For | |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,646,857 | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,147,173 | Mgmt | For | For | |
9 | Authorise 22,942,865 Ordinary Shares for Market Purchase | Mgmt | For | For | |
10 | Approve The iSOFT Performance Share Plan 2005 | Mgmt | For | For | |
11 | Approve The iSOFT Bonus Co-Investment Plan 2005 | Mgmt | For | For | |
| Shire Pharmaceuticals Group Plc | Security | 799803 | |||
Meeting Date | 7/27/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Acquisition of Transkaryotic Therapies, Inc. | Mgmt | For | For | |
Regal Petroleum plc | Security | 3177581 | |||
Meeting Date | 7/29/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Elect Roger Phillips as Director | Mgmt | For | For | |
3 | Elect Rex Gaisford as Director | Mgmt | For | For | |
4 | Elect Richard Hardman as Director | Mgmt | For | For | |
5 | Elect Sir Peter Heap as Director | Mgmt | For | For | |
6 | Re-elect Lord St John of Bletso as Director | Mgmt | For | For | |
7 | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,141,800 | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 321,270 | Mgmt | For | For | |
| INVESTEC PLC | Security | 3177310 | |||
Meeting Date | 8/11/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Investec Ltd. Resolutions | |||||
1 | Accept Financial Statements and Statutory Reports of Investec Ltd. | Mgmt | For | For | |
2 | Approve Remuneration Report of Investec Ltd. | Mgmt | For | For | |
3 | Sanction the Interim Dividend on Ordinary Shares Paid by Investec Ltd. | Mgmt | For | For | |
4 | Sanction the Interim Dividend on the SA DAS Share Paid by Investec Ltd. | Mgmt | For | For | |
5 | Approve Final Dividend of 437 Cents Per Ordinary Share by Investec Ltd. | Mgmt | For | For | |
6 | Approve Final Dividend of 179 Cents Per SA DAS Share by Investec Ltd. | Mgmt | For | For | |
7 | Reappoint Ernst & Young CA (SA) and KPMG Inc. as Auditors and Authorise the Board to Determine The Remuneration of Auditors | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities of Investec Ltd. with Pre-emptive Rights up to 1,150,047 Authorised but Unissued Ordinary Shares | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities of Investec Ltd. with Pre-emptive Rights up to the Authorised but Unissued Share Capital | Mgmt | For | For | |
10 | Authorise Issuance of Equity or Equity-Linked Securities of Investec Ltd. without Pre-emptive Rights up to 15 Percent of the Issued Ordinary Shares | Mgmt | For | For | |
11 | Authorise up to 20 Percent of the Current Issued Ordinary Share Capital of Investec Ltd. for Market Purchase | Mgmt | For | For | |
Investec Plc Resolutions | |||||
12 | Accept Financial Statements and Statutory Reports of Investec plc | Mgmt | For | For | |
13 | Approve Remuneration Report of Investec plc | Mgmt | For | For | |
14 | Sanction the Interim Dividend on Ordinary Shares Paid by Investec plc | Mgmt | For | For | |
15 | Approve Final Dividend of 37 Pence Per Ordinary Share | Mgmt | For | For | |
16 | Re-elect Geoffrey Howe as Director of Investec plc | Mgmt | For | For | |
17 | Re-elect Haruko Fukuda as Director of Investec plc | Mgmt | For | For | |
18 | Re-elect Sir John Keswick as Director of Investec plc | Mgmt | For | For | |
19 | Re-elect Mangalani Malungani as Director of Investec plc | Mgmt | For | For | |
20 | Re-elect Peter Thomas as Director of Investec plc | Mgmt | For | For | |
21 | Elect Cherly Carolus as Director of Investec plc | Mgmt | For | For | |
22 | Re-appoint Ernst and Young LLP as Auditors of Investec plc and Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
23 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 36,378 | Mgmt | For | For | |
24 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,931.66 | Mgmt | For | For | |
25 | Authorise 7,463,375 Ordinary Shares for Market Purchase | Mgmt | For | For | |
26 | Approve Increase in Authorised Capital by the Creation of 1,000,000 Non-cumulative Perpetual Preference Shares | Mgmt | For | For | |
27 | Adopt New Articles of Association | Mgmt | For | For | |
28 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to 1,000,000 Preference Shares | Mgmt | For | For | |
| Mobilcom AG | Security | 5685833 | |||
Meeting Date | 8/23/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Management Proposals | |||||
1 | Approve Merger Agreement with MobilCom Holding GmbH | Mgmt | For | Did not vote | |
2 | Approve Merger Agreement with freenet.de AG and telunico holding AG | Mgmt | For | Did not vote | |
Shareholder Proposal Submitted by EMITHYS S.a.r.l | |||||
3 | Shareholder Proposal: Authorize Board to Reverse 2005 AGM Decision to Pursue Compensation Claims Against Management and Supervisory Board Members as Well as France Telecom | ShrHoldr | For | Did not vote | |
| CENTER PARCS (UK) GROUP PLC | Security | 3393031 | |||
Meeting Date | 9/21/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of 2.37 Pence Per Share | Mgmt | For | For | |
4 | Re-elect Martin Dalby as Director | Mgmt | For | For | |
5 | Re-elect Gita North as Director | Mgmt | For | For | |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |
7 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 850,694 | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 127,604 | Mgmt | For | For | |
10 | Authorise 25,520,833 Ordinary Shares for Market Purchase | Mgmt | For | For | |
11 | Amend Articles of Association Re: Indemnification of Directors | Mgmt | For | For | |
| Photo-Me International plc | Security | 848125 | |||
Meeting Date | 9/28/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of 1.2 Pence Per Ordinary Share | Mgmt | For | For | |
4 | Reappoint Ernst & Young LLP as Auditors of the Company | Mgmt | For | For | |
5 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |
6 | Elect Hugo Swire as Director | Mgmt | For | For | |
7 | Re-elect Riccardo Costi as Director | Mgmt | For | For | |
8 | Re-elect Francis Wahl as Director | Mgmt | For | Against | |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 377,554 | Mgmt | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 91,072 | Mgmt | For | For | |
11 | Authorise 36,428,912 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| ZENTIVA NV | Security | B01JPG6 | |||
Meeting Date | 10/5/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Open Meeting | ||||
2 | Receive Announcements (Non-Voting) | ||||
3 | Elect Lars Ramneborn as Executive Director | Mgmt | For | Did not vote | |
4 | Approve Acquisition of S.C. Sicomed S.A. | Mgmt | For | Did not vote | |
5 | Close Meeting | ||||
| MILLFIELD GROUP PLC | Security | 3019995 | |||
Meeting Date | 10/12/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Remuneration Report | Mgmt | For | For | |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
3 | Re-elect Richard Mansell-Jones as Director | Mgmt | For | For | |
4 | Elect Tom Morton as Director | Mgmt | For | For | |
5 | Elect Bryan Beeston as Director | Mgmt | For | For | |
6 | Elect Michael Duncan as Director | Mgmt | For | For | |
7 | Elect Peter Connell as Director | Mgmt | For | For | |
8 | Elect Arthur Milton as Director | Mgmt | For | For | |
9 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
| Shire Pharmaceuticals Group Plc | Security | 799803 | |||
Meeting Date | 10/28/05 | Meeting Type | CRT | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Court Meeting | |||||
1 | Approve Scheme of Arrangement | Mgmt | For | For | |
| Shire Pharmaceuticals Group Plc | Security | 799803 | |||
Meeting Date | 10/28/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Scheme of Arrangement; Reduction in Cap. by Cancelling the Ord. Shares and Subsequent Increase in Cap. by Creating the New SPG Ord. Shares; Issue of Equity with Pre-emp. Rights up to 750,000,000 New SPG Ord. Shares; Amend Articles of Assoc. | Mgmt | For | For | |
2 | Approve Part A of the Shire Pharmaceuticals Group plc Portfolio Share Plan | Mgmt | For | For | |
3 | Approve Part B of the Shire Pharmaceuticals Group plc Portfolio Share Plan | Mgmt | For | For | |
4 | Approve Adoption by Shire plc of the Shire plc Sharesave Scheme | Mgmt | For | For | |
5 | Approve Adoption by Shire plc of Part A of the Shire plc Portfolio Share Plan | Mgmt | For | For | |
6 | Approve Adoption by Shire plc of Part B of the Shire plc Portfolio Share Plan | Mgmt | For | For | |
7 | Approve Assumption by Shire plc of the Shire Pharmaceuticals Group plc Employee Stock Purchase Plan | Mgmt | For | For | |
| NDS Group PLC | Security | 2520001 | |||
Meeting Date | 10/31/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Meeting for Holders of ADRs | |||||
1 | THE APPROVAL OF THE COMPANY S U.K. ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2005, TOGETHER WITH THE CORRESPONDING INDEPENDENT AUDITORS REPORT AND DIRECTORS REPORT. | Mgmt | For | For | |
2 | THE APPROVAL OF THE DIRECTORS REMUNERATION REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2005. | Mgmt | For | For | |
3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006, AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE ITS REMUNERATION IN RESPECT | Mgmt | For | For | |
4.1 | Elect Director Roger W. Einiger | Mgmt | For | For | |
5 | THE AUTHORIZATION OF THE BOARD TO ALLOT RELEVANT SECURITIES FOR FURTHER ISSUANCE UP TO A MAXIMUM NOMINAL AMOUNT OF $403,429 (A MAXIMUM OF 40,342,941 ORDINARY SHARES), WITH SUCH AUTHORITY EXPIRING ON NOVEMBER 1, 2010 WITHOUT FURTHER SHAREHOLDER CONSENT. | Mgmt | For | For | |
6 | THE AUTHORIZATION OF THE BOARD TO ALLOT EQUITY SECURITIES UP TO A MAXIMUM NOMINAL AMOUNT OF $403,429 FOR CASH ON A NON PRE-EMPTIVE BASIS, WITH SUCH AUTHORITY EXPIRING ON NOVEMBER 1, 2010 WITHOUT FURTHER SHAREHOLDER CONSENT. | Mgmt | For | For | |
7 | THE APPROVAL AND ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY. | Mgmt | For | For | |
| PYATEROCHKA HLDG N V | Security | B07T3T9 | |||
Meeting Date | 11/1/05 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Meeting for Holders of Global Depositary Receipts | |||||
1 | Report of Management Board | Mgmt | For | Did not vote | |
2.a | Approve Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2.b | Explanation of Reserves and Dividend Policy | Mgmt | For | Did not vote | |
3.a | Approve Discharge of Management Board | Mgmt | For | Did not vote | |
3.b | Approve Discharge of Supervisory Board | Mgmt | For | Did not vote | |
4 | Approve Remuneration of Supervisory Board | Mgmt | For | Did not vote | |
| Old Mutual Plc | Security | 738992 | |||
Meeting Date | 11/14/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Acquisition of Skandia | Mgmt | For | For | |
2 | Authorise the Remuneration Committee to Amend the Company's Share Option and Deferred Delivery Plan and the Company's Restricted Share Plan | Mgmt | For | For | |
3 | Approve Increase in Authorised Capital from GBP 600,000,000 to GBP 750,000,000 | Mgmt | For | For | |
4 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 141,400,000 in Connection with the Acquisition | Mgmt | For | For | |
| INVESTEC PLC | Security | 3177310 | |||
Meeting Date | 11/14/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Investec Limited Resolutions | |||||
1 | Amend Articles of Association Re: Odd-lot Offers | Mgmt | For | For | |
2 | Authorise Market Purchase of the Ordinary Shares of Odd-lot Holders who Elect Pursuant to the Odd-lot Offer to Sell Their Odd-lot Holding to Any Subsidiaries of Investec Limited | Mgmt | For | For | |
3 | Authorise Implementation of Odd-lot Offer | Mgmt | For | For | |
4 | Amend Articles of Association Re: Shareholding Limits | Mgmt | For | For | |
5 | Authorise Establishment of Further Plans for the Benefit of Investec Limited Employees, Based on the Investec Share Matching Plan 2005 | Mgmt | For | For | |
Investec plc Resolutions | |||||
6 | Amend Articles of Association Re: Odd-lot Offers | Mgmt | For | For | |
7 | Authorise Market Purchase of Shares Pursuant to the Proposed Repurchase Contract | Mgmt | For | For | |
8 | Authorise Implementation of Odd-lot Offer | Mgmt | For | For | |
9 | Amend Articles of Association Re: Shareholding Limits | Mgmt | For | For | |
10 | Approve the Investec Share Matching Plan 2005 | Mgmt | For | For | |
| Unicredito Italiano SpA | Security | ||||
Meeting Date | 12/15/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Fix Number of Directors on the Board; Elect Directors for 2006-2008 Period | Mgmt | For | Did not vote | |
2 | Determine Remuneration of Directors, Members of Executive Committee, Members of the Audit Committee, and Chairman of the Supervisory Committee | Mgmt | For | Did not vote | |
3 | Authorization to Sell Treasury Shares | Mgmt | For | Did not vote | |
| Punch Taverns plc | Security | 3155286 | |||
Meeting Date | 12/30/05 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Acquisition of Spirit Group Holdings Limited; and Approve Increase in Borrowing Powers | Mgmt | For | For | |
| Persimmon plc | Security | 682538 | |||
Meeting Date | 1/6/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Acquisition of Westbury Plc | Mgmt | For | For | |
2 | Approve Persimmon 2006 Executive Synergy Incentive Plan | Mgmt | For | Against | |
| Enterprise Inns PLC | Security | 3387227 | |||
Meeting Date | 1/19/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 12.4 Pence Per Ordinary Share | Mgmt | For | For | |
3 | Re-elect Hubert Reid as Director | Mgmt | For | For | |
4 | Re-elect Gordon Harrison as Director | Mgmt | For | For | |
5 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
6 | Approve Remuneration Report | Mgmt | For | For | |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,764,488 | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 873,763 | Mgmt | For | For | |
9 | Authorise 51,850,998 Ordinary Shares for Market Purchase | Mgmt | For | For | |
10 | Adopt New Articles of Association | Mgmt | For | For | |
| Punch Taverns plc | Security | 3155286 | |||
Meeting Date | 1/25/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | |
4 | Approve Final Dividend of 7.6 Pence Per Ordinary Share | Mgmt | For | For | |
5 | Approve EU Political Organisations Donations and to Incur EU Political Expenditure up to GBP 50,000 Each | Mgmt | For | For | |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,022 | Mgmt | For | For | |
7 | Re-elect Giles Thorley as Director | Mgmt | For | For | |
8 | Re-elect Friedrich Ternofsky as Director | Mgmt | For | For | |
9 | Re-elect Randl Shure as Director | Mgmt | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,063 | Mgmt | For | For | |
11 | Authorise 25,340,441 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| Siemens AG | Security | 5727973 | |||
Meeting Date | 1/26/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Supervisory Board Report, Corporate Governance Report, and Compensation Report | ||||
2 | Receive Financial Statements and Statutory Reports | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Mgmt | For | Did not vote | |
4 | Approve Discharge of Management Board for Fiscal 2004/2005 | Mgmt | For | Did not vote | |
5 | Approve Discharge of Supervisory Board for Fiscal 2004/2005 | Mgmt | For | Did not vote | |
6 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2005/2006 | Mgmt | For | Did not vote | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Did not vote | |
8 | Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights under Stock Option Plans | Mgmt | For | Did not vote | |
9 | Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | Did not vote | |
| Imperial Tobacco Group Plc | Security | 454492 | |||
Meeting Date | 1/31/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of 39.5 Pence Per Ordinary Share | Mgmt | For | For | |
4 | Re-elect Anthony Alexander as Director | Mgmt | For | For | |
5 | Re-elect Derek Bonham as Director | Mgmt | For | For | |
6 | Elect Colin Day as Director | Mgmt | For | For | |
7 | Re-elect Pierre Jungels as Director | Mgmt | For | For | |
8 | Elect Graham Blashill as Director | Mgmt | For | For | |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |
10 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |
11 | Authorise Company to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
12 | Authorise Imperial Tobacco Limited to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
13 | Authorise Imperial Tobacco International Limited to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
14 | Authorise Van Nelle Tabak Nederland B.V. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
15 | Authorise John Player & Sons Limited to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
16 | Authorise Reemtsma Cigarettenfabriken GmbH to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
17 | Authorise Ets L. Lacroix Fils NV/SA to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
18 | Amend Imperial Tobacco Group Long Term Incentive Plan | Mgmt | For | For | |
19 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,300,000 | Mgmt | For | For | |
20 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,645,000 | Mgmt | For | For | |
21 | Authorise 72,900,000 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| Peninsular & Oriental Steam Navigation Co. (P&O) | Security | 680048 | |||
Meeting Date | 2/13/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Reconvened Special Meeting | |||||
1 | Approve Scheme of Arrangement Between the Company and the Holders of Deferred Scheme Stock | Mgmt | For | For | |
2 | Approve Scheme of Arrangement Between the Company and the Holders of Concessionary Stock | Mgmt | For | For | |
3 | Approve Reduction by Cancellation of the Preferred Stock | Mgmt | For | For | |
4 | Approve the Delisting and Cancellation of Trading of Each of the Deferred Stock, the Concessionary Stock and Preferred Stock From or on the Official List from All Relevant Stock Exchanges | Mgmt | For | For | |
| Peninsular & Oriental Steam Navigation Co. (P&O) | Security | 680048 | |||
Meeting Date | 2/13/06 | Meeting Type | CLS | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Class Meeting for Holders of Deferred Shares | |||||
1 | Sanction Each and Every Variation of the Rights Attached to the Deferred Stock as is May Be Involved in the Passing of Resolution 1 in the Notice of the EGM Convened for the Same Day | Mgmt | For | For | |
| Peninsular & Oriental Steam Navigation Co. (P&O) | Security | 680048 | |||
Meeting Date | 2/13/06 | Meeting Type | CRT | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Court Meeting for Holders of the Deferred Stock | |||||
1 | Approve Scheme of Arrangement | Mgmt | For | For | |
| Banco Bilbao Vizcaya Argentaria | Security | 5501906 | |||
Meeting Date | 3/18/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Ended 12-31-05, Allocation of Income and Distribution of Dividends, and Discharge Directors | Mgmt | For | For | |
2 | Fix Number of Directors | ||||
2.1 | Appoint Tomas Alfaro Drake as Director | Mgmt | For | For | |
2.2 | Relect Juan Carlos Alvarez Mezquiriz to Management Board | Mgmt | For | For | |
2.3 | Relect Carlos Loring Martinez de Irujo to Management Board | Mgmt | For | For | |
2.4 | Reelect Susana Rodriguez Vidarte to Management Board | Mgmt | For | For | |
3 | Authorize Issuance of Non-Convertible Securities up to Aggregate Nominal Amount of EUR 105 Million | Mgmt | For | For | |
4 | Authorize Repurchase of Shares by Company and/or Subsidiaries; Approve Capital Reduction Via Amortization of Shares | Mgmt | For | For | |
5 | Reelect Deloitte & Touche Espana S.L. as Auditors for 2006 | Mgmt | For | For | |
6 | Approve Stock Compensation Plan for Executive Directors, including Executives Members of the Board, and Members of the Management Committee | Mgmt | For | For | |
7 | Amend Article 53 of ByLaws Re: Include the Possibility to Compensate Board Members with Stock or Stock Options In Connection to the Value of the Shares | Mgmt | For | For | |
8 | Approve Non-Executive Director Deferred Stock Compensation | Mgmt | For | For | |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | |
| Lonza Group Ltd. | Security | 7333378 | |||
Meeting Date | 3/22/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Share Re-registration Consent | Mgmt | For | Did not vote | |
| Lonza Group Ltd. | Security | 7333378 | |||
Meeting Date | 3/22/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt | Vote | ||
Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
3 | Approve Allocation of Income and Dividends of CHF 1.30 per Share | Mgmt | For | Did not vote | |
4 | Approve Discharge of Board and Senior Management | Mgmt | For | Did not vote | |
5 | Amend Articles Re: Reduce Capital Holding Requirement to Call a Shareholder Meeting and to Submit Shareholder Proposals; Amend Articles to Allow Voting via Electronic Means | Mgmt | For | Did not vote | |
6 | Reelect Peter Kalantzis, Rolf Soiron, Richard Sykes, and Peter Wilden as Directors; Elect Julia Higgins and Gerhard Mayr as Directors | Mgmt | For | Did not vote | |
7 | Ratify KPMG Fides Peat as Auditors | Mgmt | For | Did not vote | |
| Cintra Concesiones de Infraestructuras de Transporte SA | Security | B038516 | |||
Meeting Date | 3/28/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended 2005 | Mgmt | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 2005 | Mgmt | For | For | |
3 | Approve Allocation of Income for Fiscal Year Ended 2005 | Mgmt | For | For | |
4 | Approve Increase in Capital Via Capitalization of Reserves; Amend Article 5 Accordingly | Mgmt | For | For | |
5 | Approve Discharge of the Board During Fiscal Year 2005 | Mgmt | For | For | |
6.1 | Re-elect Rafael del Pino y Calvo-Sotelo to the Board | Mgmt | For | For | |
6.2 | Re-elect Juan Bejar Ochoa to the Board | Mgmt | For | For | |
7 | Reelect Auditors for Company and Consolidated Group | Mgmt | For | For | |
8 | Amend Articles 21, 23 and 24 of the By-Laws Re: Meeting Notices and General Meetings | Mgmt | For | For | |
9 | Amend Articles 6-8, 10, 12, 13, 18 and 19 of General Meeting Guidelines Re: Meeting Notices and General Meetings | Mgmt | For | For | |
10.1 | Approve Stock Compensation Plan | Mgmt | For | For | |
10.2 | Approve Participation of Executive Directors and Senior Executives in Stock Compensation Plan | Mgmt | For | For | |
11 | Authorize Repurchase of Shares; Approve Allocation of Repurchased Shares to Service Stock Compensation Plan | Mgmt | For | For | |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | |
| Austriamicrosystems AG | Security | B011380 | |||
Meeting Date | 3/29/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt | Vote | ||
Rec | Cast | ||||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board; Approve Remuneration of Supervisory Board Members | Mgmt | For | Did not vote | |
5 | Elect Supervisory Board Members | Mgmt | For | Did not vote | |
6 | Ratify Auditors | Mgmt | For | Did not vote | |
7 | Receive Management Report on 2005 Stock Option Plan | Did not vote | |||
8 | Approve Creation of EUR 10.9 Million Pool of Capital without Preemptive Rights | Mgmt | For | Did not vote | |
9 | Approve Clarification of EUR 2.4 Million Pool of Capital without Preemptive Rights Created at May 2005 AGM | Mgmt | For | Did not vote | |
10 | Amend Articles to Reflect Changes in Capital | Mgmt | For | Did not vote | |
| ANDRITZ AG | Security | 7141311 | |||
Meeting Date | 3/29/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board | Mgmt | For | Did not vote | |
5 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Did not vote | |
6 | Ratify Auditors | Mgmt | For | Did not vote | |
7 | Elect Supervisory Board Members | Mgmt | For | Did not vote | |
8 | Approve Stock Option Plan for Key Employees | Mgmt | For | Did not vote | |
| SES GLOBAL | Security | B00ZQQ2 | |||
Meeting Date | 4/6/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Review Attendance List, Establish Quorum and Adopt Agenda | Mgmt | For | Did not vote | |
2 | Nominate Secretary and Two Scrutineers | Mgmt | For | Did not vote | |
3 | Presentation by the Chairman of the Board of Directors of the 2005 Activities Report of the Board | ||||
4 | Presentation by the President and CEO on the Main Developments During 2005 and Perspectives | ||||
5 | Presentation by the CFO, Member of the Executive Committee, of the 2005 Financial Results | ||||
6 | Presentation of the Audit Report | ||||
7 | Approval of the Balance Sheet as of Dec. 31, 2005 and of the 2005 Profit and Loss Accounts | Mgmt | For | Did not vote | |
8 | Approve Allocation of 2005 Profits | Mgmt | For | Did not vote | |
9 | Approve Transfers Between Reserve Accounts | Mgmt | For | Did not vote | |
10 | Approve Discharge of Directors | Mgmt | For | Did not vote | |
11 | Approve Discharge of Auditors | Mgmt | For | Did not vote | |
12 | Approve Auditors and Authorize Board to Fix Remuneration of Auditors | Mgmt | For | Did not vote | |
13 | Approve Remuneration of Directors | Mgmt | For | Did not vote | |
14 | Transact Other Business (Voting) | Mgmt | For | Did not vote | |
| Alpha Bank (formerly Alpha Credit Bank ) | Security | 4235864 | |||
Meeting Date | 4/18/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2 | Approve Discharge of Board and Auditors | Mgmt | For | Did not vote | |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Did not vote | |
4 | Approve Remuneration of Directors | Mgmt | For | Did not vote | |
5 | Approve Accounting Treatment of Absorption of Delta Singular SA | Mgmt | For | Did not vote | |
6 | Approve Discharge of Board and Auditors of Delta Singular SA | Mgmt | For | Did not vote | |
7 | Authorize Share Repurchase Program | Mgmt | For | Did not vote | |
8 | Issue and Allocate New Shares Following Capitalization of Reserves and Decrease of Par Value; Amend Articles Accordingly | Mgmt | For | Did not vote | |
9 | Amend Articles Re: Codification | Mgmt | For | Did not vote | |
10 | Allow Board to Issue 100 Percent of the Issued Capital Without the Preapproval of the General Meeting | Mgmt | For | Did not vote | |
11 | Elect Independent Directors | Mgmt | For | Did not vote | |
12 | Approve Stock Option Plan and Amend the Present One | Mgmt | For | Did not vote | |
13 | Authorize Board and Managers of the Company to Participate in Boards and Management of Similar Companies | Mgmt | For | Did not vote | |
| GEOX SPA | Security | B044JP5 | |||
Meeting Date | 4/20/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Annual Meeting Agenda | |||||
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports Relative to Fiscal Year 2005 | Mgmt | For | Did not vote | |
2 | Ratify the Company's Stock Option Plan in Favor of Directors | Mgmt | For | Did not vote | |
| Persimmon plc | Security | 682538 | |||
Meeting Date | 4/20/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt | Vote | ||
Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 19 Pence Per Share | Mgmt | For | For | |
3 | Re-elect John White as Director | Mgmt | For | For | |
4 | Re-elect Hamish Melville as Director | Mgmt | For | For | |
5 | Re-elect David Thompson as Director | Mgmt | For | For | |
6 | Elect Adam Applegarth as Director | Mgmt | For | For | |
7 | Elect Nicholas Wrigley as Director | Mgmt | For | For | |
8 | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
9 | Approve Remuneration Report | Mgmt | For | Against | |
10 | Authorise 29,510,022 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| France Telecom SA | Security | 5176177 | |||
Meeting Date | 4/21/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | Did not vote | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Mgmt | For | Did not vote | |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Mgmt | For | Did not vote | |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
6 | Amend Articles of Association Re: Attend Board Meetings by Way of Videoconference and of Telecommunication | Mgmt | For | Did not vote | |
7 | Amend Articles of Association Re: General Meeting Quorums | Mgmt | For | Did not vote | |
8 | Authorize Capital Increase of up to EUR 200 Million to Participants of Orange S.A. Stock Option Plan in Connection with France Telecom Liquidity Agreement | Mgmt | For | Did not vote | |
9 | Approve Restricted Stock Plan for Orange S.A. Option Holders | Mgmt | For | Did not vote | |
10 | Approve Employee Savings-Related Share Purchase Plan | Mgmt | For | Did not vote | |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | Did not vote | |
12 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Did not vote | |
13 | Authorize Filling of Required Documents/Other Formalities | Mgmt | For | Did not vote | |
| Travis Perkins plc | Security | 773960 | |||
Meeting Date | 4/24/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 23 Pence Per Ordinary Share | Mgmt | For | For | |
3 | Elect Andrew Simon as Director | Mgmt | For | For | |
4 | Re-elect Chris Bunker as Director | Mgmt | For | For | |
5 | Re-elect Paul Smith as Director | Mgmt | For | For | |
6 | Re-elect Tim Stevenson as Director | Mgmt | For | For | |
7 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
8 | Approve Remuneration Report | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,364,633 | Mgmt | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 406,534 | Mgmt | For | For | |
11 | Authorise 12,135,366 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| Aalberts Industries | Security | 5139620 | |||
Meeting Date | 4/25/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Open Meeting | ||||
2 | Receive Report of Management Board | ||||
3 | Approve Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Did not vote | |||
5 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | Did not vote | |
6 | Approve Discharge of Management Board | Mgmt | For | Did not vote | |
7 | Approve Discharge of Supervisory Board | Mgmt | For | Did not vote | |
8 | Approve Remuneration of Supervisory Board | Mgmt | For | Did not vote | |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | For | Did not vote | |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | Did not vote | |
11 | Withdrawal of the Repurchased Financing Preference Shares | Mgmt | For | Did not vote | |
12 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | Did not vote | |
13 | Other Business | ||||
14 | Close Meeting | ||||
| IP2IPO GROUP PLC | Security | 3362923 | |||
Meeting Date | 4/25/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | Against | |
3 | Reappoint BDO Stoy Hayward as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
4 | Elect Stephen Brooke as Director | Mgmt | For | For | |
5 | Elect Magnus Goodlad as Director | Mgmt | For | For | |
6 | Re-elect David Norwood as Director | Mgmt | For | For | |
7 | Re-elect Bruce Smith as Director | Mgmt | For | For | |
8 | Approve Share Sub-Division of 90,000,000 Issued and Unissued Ordinary Shares of GBO 0.10 each to 450,000,000 Issued and Unissued Ordinary Shares of GBP 0.02 Each | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,527,026 | Mgmt | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 229,053 | Mgmt | For | For | |
11 | Change Company Name to IP Group plc | Mgmt | For | For | |
| AZIMUT HOLDING SPA | Security | B019M65 | |||
Meeting Date | 4/26/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Annual Meeting Agenda | |||||
1 | Accept Financial Statements, Statutory Reports and Consolidated Financial Statements, for the Fiscal Year 2005 | Mgmt | For | Did not vote | |
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
4 | Elect One Director | Mgmt | For | Did not vote | |
| Pan Fish ASA | Security | B02L486 | |||
Meeting Date | 4/26/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt | Vote | ||
Rec | Cast | ||||
1 | Open Meeting | ||||
2 | Present List of Shareholders | ||||
3 | Elect Chairman of Meeting | Mgmt | For | Did not vote | |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | Did not vote | |
5 | Approve Notice of Meeting and Agenda | Mgmt | For | Did not vote | |
6 | Approve Issuance of 136.7 Million Shares to Carnegie ASA in Exchange for Shares in Fjord Seafood ASA in Connection with Acquisition of Fjord Seafood ASA | Mgmt | For | Did not vote | |
7 | Approve Issuance of 269.5 Million Shares to Carnegie ASA in Exchange for Cash in Connection with Acquisition of Fjord Seafood ASA | Mgmt | For | Did not vote | |
8 | Approve Creation of NOK 162.5 Million Pool of Capital (Shareholders Who Did Not Participate in Private Placement Will be Given Allotment Priority) | Mgmt | For | Did not vote | |
| Bouygues SA | Security | 4002121 | |||
Meeting Date | 4/27/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | Did not vote | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share or Investment Certificate | Mgmt | For | Did not vote | |
4 | Approve Accounting Transfer from Special Long-Term Capital Gains Reserve Account to Other Reserves Account | Mgmt | For | Did not vote | |
5 | Approve Special Auditors' Report Regarding Related-Party Transactions | Mgmt | For | Did not vote | |
6 | Ratify Appointment of Patricia Barbizet as Director | Mgmt | For | Did not vote | |
7 | Ratify Appointment of Francois-Jean-Henri Pinault as Director | Mgmt | For | Did not vote | |
8 | Reelect Martin Bouygues as Director | Mgmt | For | Did not vote | |
9 | Reelect Monique Bouygues as Director | Mgmt | For | Did not vote | |
10 | Reelect Georges Chodron de Courcel as Director | Mgmt | For | Did not vote | |
11 | Elect Francois Bertiere as Director | Mgmt | For | Did not vote | |
12 | Change Location of Registered Office | Mgmt | For | Did not vote | |
13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital or Investment Certificates | Mgmt | For | Did not vote | |
14 | Approve Issuance of Free Warrants without Preemptive Rights Up to an Aggregate Nominal Amount of EUR 150 Million During a Takeover | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
15 | Approve Conversion of Investment Certificates and Voting Certificates into Ordinary Shares Pursuant to Approval of Conversion of Investment Certificates and Voting Certificates into Ordinary Shares by Special Meeting for Holders of Voting Certificates | Mgmt | For | Did not vote | |
16 | Authorize Board to Increase Capital During Takeover | Mgmt | For | Did not vote | |
17 | Approve Issuance of Free Warrants without Preemptive Rights Up to an Aggregate Nominal Amount of EUR 150 Million During a Takeover | Mgmt | For | Did not vote | |
18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | Did not vote | |
19 | Approve Issuance of Preference Shares without Voting Rights Up to an Aggregate Nominal Amount of EUR 10 Million | Mgmt | For | Did not vote | |
20 | Amend Articles of Association Re: Term of Mandate for Censors | Mgmt | For | Did not vote | |
21 | Authorize Filling of Required Documents/Other Formalities | Mgmt | For | Did not vote | |
| Mol Hungarian Oil and Gas Plc.(formerly Mol Magyar Olay-Es | Security | 4742494 | |||
Meeting Date | 4/27/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1.1 | Accept Board of Directors Report Regarding Company's 2005 Business Operations; Receive Financial Statements and Consolidated Financial Statements; Receive Board of Directors Proposal Regarding Allocation of Income | Mgmt | For | Did not vote | |
1.2 | Accept Auditor Report | Mgmt | For | Did not vote | |
1.3 | Accept Supervisory Board Report on 2005 Statutory Reports and Allocation of Income Proposal | Mgmt | For | Did not vote | |
1.4 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports; Approve Allocation of Income and Dividends | Mgmt | For | Did not vote | |
1.5 | Approve Corporate Governance Declaration | Mgmt | For | Did not vote | |
2 | Approve Auditor and Fix Their Remuneration | Mgmt | For | Did not vote | |
3 | Authorize Share Repurchase Program | Mgmt | For | Did not vote | |
4.1 | Amend Articles of Association Re: Change Company Name | Mgmt | For | Did not vote | |
4.2 | Amend Articles of Association Re: Corporate Purpose | Mgmt | For | Did not vote | |
4.3 | Amend Articles of Association Re: Business Premises and Branch Offices | Mgmt | For | Did not vote | |
5.1 | Amend Articles of Association Re: Convening of General Meetings; Publication of General Meeting Notices and Company Announcements | Mgmt | For | Did not vote | |
5.2 | Amend Articles of Association Re: Voting via Proxy Card | Mgmt | For | Did not vote | |
5.3 | Amend Articles of Association Re: Registration of GDR Depositories as Proxies | Mgmt | For | Did not vote | |
5.4 | Amend Articles of Association Re: Share Registration; Elimination of Blocking Requirements | Mgmt | For | Did not vote | |
5.5 | Amend Articles of Association Re: Transfer of Shares | Mgmt | For | Did not vote | |
5.6 | Amend Articles of Association Re: Suspension of General Meetings | Mgmt | For | Did not vote | |
5.7 | Amend Articles of Association Re: Second Call Meetings | Mgmt | For | Did not vote | |
5.8 | Amend Articles of Association Re: Limit Number of Members of Board of Directors that Can Be Terminated within 12 Months to One-Third of All Members if No Shareholder Controls More Than 33 Percent of Company's Outstanding Shares | Mgmt | For | Did not vote | |
5.9 | Amend Articles of Association Re: Limit Number of Supervisory Board Members that Can Be Terminated within 12 Months to One-Third of All Members if No Shareholder Controls More Than 33 Percent of Company's Outstanding Shares | Mgmt | For | Did not vote | |
5.1 | Amend Articles of Association Re: Supervisory Board's Right to Information | Mgmt | For | Did not vote | |
5.11 | Amend Articles of Association Re: Authorize Board of Directors to Amend Company's Articles with Respect to Company Name, Seat, Business Premises and Branch Offices, and Corporate Purpose (Except for Main Activities) without Asking for Shareholder Approval | Mgmt | For | Did not vote | |
5.12 | Amend Articles of Association Re: Payment of Dividend | Mgmt | For | Did not vote | |
6 | Approve Amended Supervisory Board Charter | Mgmt | For | Did not vote | |
7 | Establish Audit Committee Composed of Independent Supervisory Board Members | Mgmt | For | Did not vote | |
8 | Approve Principles and Framework of Company's Long-Term Incentive Scheme for Senior Employees | Mgmt | For | Did not vote | |
| SanPaolo Imi Spa | Security | 5556575 | |||
Meeting Date | 4/27/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Approve Financial Statements at Dec. 31, 2005, Statutory Reports, and Allocation of Income | Mgmt | For | Did not vote | |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares for Employees of SanPaolo Imi and Its Subsidiaries | Mgmt | For | Did not vote | |
3 | Approve Remuneration of Directors | Mgmt | For | Did not vote | |
4 | Modify Rules Governing General Meetings | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
1 | Authorize Capitalization of Reserves In the Amount of EUR 168.4 Million for an Increase in Par Value; Amend Article 6 of Company's bylaws Accordingly | Mgmt | For | Did not vote | |
| Wienerberger AG (Fm. Wienerberger Baustoffindustrie AG) | Security | 5699373 | |||
Meeting Date | 4/27/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management and Supervisory Board | Mgmt | For | Did not vote | |
4 | Ratify Auditors | Mgmt | For | Did not vote | |
5 | Elect Supervisory Board Members | Mgmt | For | Did not vote | |
6 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Did not vote | |
7 | Approve Creation of EUR 37.1 Million Pool of Capital without Preemptive Rights | Mgmt | For | Did not vote | |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Did not vote | |
| Credit Suisse Group (Formerly Cs Holding) | Security | 7171589 | |||
Meeting Date | 4/28/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Share Re-registration Consent | Mgmt | For | Did not vote | |
| SGL Carbon AG | Security | 4818351 | |||
Meeting Date | 4/28/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | Did not vote | |
5 | Ratify Ernst & Young AG as Auditors for Fiscal 2006 | Mgmt | For | Did not vote | |
6 | Approve Cancellation of 2000 AGM Conditional Capital Issuance | Mgmt | For | Did not vote | |
7 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 4.7 Million Pool of Capital for Employee Stock Purchase Plan | Mgmt | For | Did not vote | |
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
| Technip (Formerly Technip-Coflexip) | Security | 4874160 | |||
Meeting Date | 4/28/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2 | Approve Allocation of Income and Dividends of EUR 0.92 per Share | Mgmt | For | Did not vote | |
3 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Mgmt | For | Did not vote | |
5 | Approve Discharge of Board and President | Mgmt | For | Did not vote | |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | Mgmt | For | Did not vote | |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15,000,000 | Mgmt | For | Did not vote | |
9 | Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above or Approved by Shareholders in Item 2 of General Meeting Held on April 29, 2005 | Mgmt | For | Did not vote | |
10 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Did not vote | |
11 | Approve/Amend Employee Savings-Related Share Purchase Plan | Mgmt | For | Did not vote | |
Ordinary Business and Special Business | Did not vote | ||||
12 | Authorize Filling of Required Documents/Other Formalities | Mgmt | For | Did not vote | |
| Credit Suisse Group (Formerly Cs Holding) | Security | 7171589 | |||
Meeting Date | 4/28/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | Did not vote | |
3 | Approve CHF 17 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | Did not vote | |
4 | Approve Allocation of Income and Dividends of CHF 2 per Share | Mgmt | For | Did not vote | |
5.1.a | Reelect Walter Kielholz and Hans-Ulrich Doerig as Directors | Mgmt | For | Did not vote | |
5.1.b | Elect Richard Thornburgh as Director | Mgmt | For | Did not vote | |
5.2 | Ratify KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | Mgmt | For | Did not vote | |
5.3 | Ratify BDO Visura as Special Auditors | Mgmt | For | Did not vote | |
6 | Approve CHF 3.4 Million Reduction in Pool of Capital Reserved for Donaldson Lufkin & Jenrette Employee Options | Mgmt | For | Did not vote | |
| Alpha Bank (formerly Alpha Credit Bank ) | Security | 4235864 | |||
Meeting Date | 5/2/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Amend Articles and Codification | Mgmt | For | Did not vote | |
2 | Allow Board to Issue 100 Percent of the Issued Capital without the Preapproval of the General Meeting | Mgmt | For | Did not vote | |
3 | Approve Stock Option Plan and Amend Existing One | Mgmt | For | Did not vote | |
| Deutsche Telekom AG | Security | 5842359 | |||
Meeting Date | 5/3/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.72 per Share | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | Did not vote | |
5 | Ratify PricewaterhouseCoopers Aktiengesellschaft and Ernst & Young AG as Auditors for Fiscal 2006 | Mgmt | For | Did not vote | |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
7 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 38.4 Million Pool of Capital for Employee Stock Purchase Plan | Mgmt | For | Did not vote | |
8 | Approve Spin-Off and Share Transfer Agreement of Marketing/Business Sales/Business Services | Mgmt | For | Did not vote | |
9 | Approve Affiliation Agreement with Subsidiary SCS Personalberatung GmbH | Mgmt | For | Did not vote | |
10 | Approve Affiliation Agreement with Subsidiary Caspar Telekommunikationsdienste GmbH | Mgmt | For | Did not vote | |
11 | Approve Affiliation Agreement with Subsidiary Melchior Telekommunikationsdienste GmbH | Mgmt | For | Did not vote | |
12 | Approve Affiliation Agreement with Subsidiary Balthasar Telekommunikationsdienste GmbH | Mgmt | For | Did not vote | |
13 | Approve Affiliation Agreement with Subsidiary T-Com Innovationsgesellschaft | Mgmt | For | Did not vote | |
14 | Amend Articles Re: Calling of and Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | Did not vote | |
15 | Elect Thomas Mirow to the Supervisory Board | Mgmt | For | Did not vote | |
16 | Elect Ingrid Matthaeus-Maierto the Supervisory Board | Mgmt | For | Did not vote | |
17 | Elect Mathias Doepfner to the Supervisory Board | Mgmt | For | Did not vote | |
18 | Elect Wulf von Schimmelmann to the Supervisory Board | Mgmt | For | Did not vote | |
19 | Elect Hubertus von Gruenberg to the Supervisory Board | Mgmt | For | Did not vote | |
20 | Elect Bernhard Walter to the Supervisory Board | Mgmt | For | Did not vote | |
| CRH Plc | Security | 4182249 | |||
Meeting Date | 5/3/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Dividends | Mgmt | For | For | |
3a | Elect D.W. Doyle as a Director | Mgmt | For | Against | |
3b | Elect J. M. de Jong as a Director | Mgmt | For | Against | |
3c | Elect D. M. Kennedy as a Director | Mgmt | For | Against | |
3d | Elect M. Lee as a Director | Mgmt | For | Against | |
4 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount Not Exceeding the Authorized But Unissued Ordinary Share Capital of the Company | Mgmt | For | For | |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights for Cash Up to an Aggregate Nominal Value of EUR 9,119,000 | Mgmt | For | For | |
7 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
8 | Approve Re-issue of Treasury Shares | Mgmt | For | For | |
9 | Approve Performance Share Plan | Mgmt | For | For | |
| Karstadt Quelle AG (Formerly Karstadt Ag) | Security | 5786565 | |||
Meeting Date | 5/8/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||
2 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | Did not vote | |
3 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | Did not vote | |
4 | Ratify BDO Deutsche Warentreuhand Aktiengesellschaft as Auditors for Fiscal 2006 | Mgmt | For | Did not vote | |
5.1 | Elect Juergen Schreiber to the Supervisory Board | Mgmt | For | Did not vote | |
5.2 | Elect Udo Behrenwaldt to the Supervisory Board | Mgmt | For | Did not vote | |
5.3 | Elect Holger Lampatz to the Supervisory Board | Mgmt | For | Did not vote | |
6 | Approve Creation of 100 Million Pool of Capital with Preemptive Rights (Authorized Capital I) | Mgmt | For | Did not vote | |
7 | Approve Creation of 100 Million Pool of Capital without Preemptive Rights (Authorized Capital II) | Mgmt | For | Did not vote | |
8 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 600 Million with Preemptive Rights; Approve Creation of EUR 50 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | Did not vote | |
| Hypo Real Estate Holding AG | Security | 7681248 | |||
Meeting Date | 5/8/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||
2 | Approve Allocation of Income and Dividends of EUR 1 per Share | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | Did not vote | |
5 | Approve Creation of EUR 201.1 Million Pool of Capital without Preemptive Rights | Mgmt | For | Did not vote | |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
7 | Amend Articles Re: Compensation of Supervisory Board Members | Mgmt | For | Did not vote | |
8 | Amend Articles Re: Appointment of Proxies | Mgmt | For | Did not vote | |
9 | Ratify KPMG Deutsche Treuhand-Gesellschaft Aktiengesellschaft as Auditors for Fiscal 2006 | Mgmt | For | Did not vote | |
| Deutsche Post AG | Security | 4617859 | |||
Meeting Date | 5/10/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | For | |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | Mgmt | For | For | |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | |
7a | Elect Willem van Agtmael to the Supervisory Board | Mgmt | For | For | |
7b | Elect Hero Brahms to the Supervisory Board | Mgmt | For | For | |
7c | Elect Werner Gatzer to the Supervisory Board | Mgmt | For | For | |
7d | Elect Hubertus von Gruenberg to the Supervisory Board | Mgmt | For | For | |
7e | Elect Harry Roels to the Supervisory Board | Mgmt | For | For | |
7f | Elect Elmar Toime to the Supervisory Board | Mgmt | For | For | |
7g | Elect Ralf Krueger to the Supervisory Board | Mgmt | For | For | |
8a | Amend Articles Re: Calling of Supervisory Board Meetings | Mgmt | For | For | |
8b | Amend Articles Re: Conducting of Supervisory Board Meetings | Mgmt | For | For | |
8c | Amend Articles Re: Editorial Changes to Participation at Supervisory Board Meetings | Mgmt | For | For | |
8d | Amend Articles Re: Editorial Change to Supervisory Board Quorum Requirements | Mgmt | For | For | |
8e | Amend Articles Re: Calling of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | For | |
8f | Amend Articles Re: Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | For | |
8g | Amend Articles Re: Appointment of Proxies | Mgmt | For | For | |
8h | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | For | |
8i | Amend Articles Re: Editorial Changes | Mgmt | For | For | |
| Old Mutual Plc | Security | 738992 | |||
Meeting Date | 5/10/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 3.65 Pence Per Ordinary Share | Mgmt | For | For | |
3i | Elect Reuel Khoza as Director | Mgmt | For | For | |
3ii | Re-elect Nigel Andrews as Director | Mgmt | For | For | |
3iii | Re-elect Rudy Bogni as Director | Mgmt | For | For | |
3iv | Re-elect Norman Broadhurst as Director | Mgmt | For | For | |
4 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | For | |
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
6 | Approve Remuneration Report | Mgmt | For | For | |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 53,563,000 | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,781,000 | Mgmt | For | For | |
9 | Authorise 535,630,000 Ordinary Shares for Market Purchase | Mgmt | For | For | |
10 | Approve the Contingent Purchase Contracts Relating to Purchases on the JSE Limited and on the Malawi, Namibian, Stockholm and Zimbabwe Stock Exchanges up to 535,630,000 Ordinary Shares | Mgmt | For | For | |
| STATOIL ASA | Security | 7133608 | |||
Meeting Date | 5/10/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Open Meeting | ||||
2 | Registration of Attending Shareholders and Proxies | Mgmt | For | For | |
3 | Elect Chairman of Meeting | Mgmt | For | For | |
4 | Designate Representative to Co-Sign Minutes of Meeting Together With Chairman of Meeting | Mgmt | For | For | |
5 | Approve Notice of Meeting and Agenda | Mgmt | For | For | |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.20 per Share | Mgmt | For | For | |
7 | Approve Remuneration of Auditors | Mgmt | For | For | |
8 | Elect Members (8) and Deputy Members (3) of Corporate Assembly | Mgmt | For | For | |
9 | Approve Remuneration of Members of Corporate Assembly | Mgmt | For | For | |
10 | Amend Articles Re: Update Instructions and Define Election Procedures for Nominating Committee to Reflect Norwegian Corporate Governance Code | Mgmt | For | For | |
11 | Elect Members of Nominating Committee | Mgmt | For | For | |
12 | Approve Remuneration of Members of Nominating Committee | Mgmt | For | For | |
13 | Approve NOK 58.6 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | |
14 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Mgmt | For | For | |
15 | Authorize Repurchase of Issued Shares up to NOK 10 Million Nominal Value for Employee Share Investment Plan | Mgmt | For | For | |
| PREMIER FOODS PLC | Security | B01QLV4 | |||
Meeting Date | 5/11/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 9.50 Pence Per Ordinary Share | Mgmt | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | |
4 | Re-elect David Kappler as Director | Mgmt | For | For | |
5 | Re-elect Sharon Hintze as Director | Mgmt | For | For | |
6 | Re-elect Ian Ramsay as Director | Mgmt | For | For | |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
8 | Authorise the Company to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
9 | Authorise Premier Ambient Products (UK) Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
10 | Authorise HL Foods Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
11 | Authorise Chivers Hartley Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
12 | Authorise MBM Produce Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
13 | Authorise Marlow Foods Holdings Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
14 | Authorise Cauldron Foods Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
15 | Authorise Monument (GB) Ltd to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Mgmt | For | For | |
16 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 826,137 | Mgmt | For | For | |
17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 123,921 | Mgmt | For | For | |
18 | Authorise 24,784,116 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| Total SA (Formerly Total Fina Elf S.A ) | Security | 4905413 | |||
Meeting Date | 5/12/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
3 | Approve Allocation of Income and Dividends of EUR 6.48 per Share | Mgmt | For | Did not vote | |
4 | Approve Accounting Transfer from Special Long-Term Capital Gains Reserve Account to Other Reserves Account | Mgmt | For | Did not vote | |
5 | Approve Special Auditors' Report Regarding Related-Party Transactions | Mgmt | For | Did not vote | |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | Did not vote | |
7 | Reelect Anne Lauvergeon as Director | Mgmt | For | Did not vote | |
8 | Reelect Daniel Bouton as Director | Mgmt | For | Did not vote | |
9 | Reelect Bertrand Collomb as Director | Mgmt | For | Did not vote | |
10 | Reelect Antoine Jeancourt-Galignani as Director | Mgmt | For | Did not vote | |
11 | Reelect Michel Pebereau as Director | Mgmt | For | Did not vote | |
12 | Reelect Pierre Vaillaud as Director | Mgmt | For | Did not vote | |
13 | Elect Christophe de Margerie as Director | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
14 | Approve Partial Spin-Off Agreement to Arkema | Mgmt | For | Did not vote | |
15 | Approve 10-for-2.50 Stock Split | Mgmt | For | Did not vote | |
16 | Amend Article 11 Regarding the Number of Shares to Be Held By Directors | Mgmt | For | Did not vote | |
A | Amend Article 11 to Require a Majority of Independent Directors on Board | ShrHoldr | Against | Did not vote | |
B | Grant a Second Board Mandate to an Employee Shareholder Representative | ShrHoldr | Against | Did not vote | |
| Unicredito Italiano SpA (Form .Credito Italiano) | Security | 4232445 | |||
Meeting Date | 5/12/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports at Dec. 31, 2005; Presentation of the Social and Environmental Report | Mgmt | For | Did not vote | |
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Group Personnel Long-Term Incentive Plan 2006 | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
1 | Authorize Board of Directors to Increase Capital up to EUR 21 Million Through the Issuance of up to 42 Million Shares Without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | Mgmt | For | Did not vote | |
2 | Authorize Board of Directors to Increase Capital up to EUR 6.5 Million (Corresponding to 13 Million Shares) Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | Mgmt | For | Did not vote | |
| Commerzbank AG | Security | 4325538 | |||
Meeting Date | 5/17/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | Did not vote | |
5 | Elect Ulrich Middelmann to the Supervisory Board | Mgmt | For | Did not vote | |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2005 | Mgmt | For | Did not vote | |
7 | Amend Articles Re: Allow for Individual Supervisory Board Elections | Mgmt | For | Did not vote | |
8 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | Did not vote | |
9 | Authorize Repurchase of up to Five Percent of Issued Share Capital for Trading Purposes | Mgmt | For | Did not vote | |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
11 | Approve Creation of EUR 170 Million Pool of Capital with Preemptive Rights (Authorized Capital 2006/I) | Mgmt | For | Did not vote | |
12 | Approve Creation of EUR 200 Million Pool of Capital without Preemptive Rights (Authorized Capital 2006/II) | Mgmt | For | Did not vote | |
13 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 12 Million Pool of Capital for Employee Stock Purchase Plan (Authorized Capital 2006/III) | Mgmt | For | Did not vote | |
| Interserve Plc (Formerly Tilbury Douglas plc) | Security | 152815 | |||
Meeting Date | 5/17/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 10.1 Pence Per Ordinary Share | Mgmt | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | |
4 | Re-elect Adrian Ringrose as Director | Mgmt | For | For | |
5 | Re-elect John Vyse as Director | Mgmt | For | For | |
6 | Elect Lord Norman Blackwell as Director | Mgmt | For | For | |
7 | Elect Les Cullen as Director | Mgmt | For | For | |
8 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Mgmt | For | For | |
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 570,855 | Mgmt | For | For | |
11 | Approve EU Political Organisation Donations and Incur EU Political Expenditure up to GBP 50,000 | Mgmt | For | For | |
12 | Approve Interserve Performance Share Plan 2006 | Mgmt | For | For | |
13 | Amend Articles of Association Re: Proxy Appointment | Mgmt | For | For | |
14 | Amend Articles of Association Re: Indemnification | Mgmt | For | For | |
15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 570,855 | Mgmt | For | For | |
16 | Authorise 11,417,103 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| ADMIRAL GROUP PLC | Security | B02J639 | |||
Meeting Date | 5/18/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of 14.9 Pence Per Ordinary Share | Mgmt | For | For | |
4 | Re-elect Henry Engelhardt as Director | Mgmt | For | For | |
5 | Re-elect Manfred Aldag as Director | Mgmt | For | For | |
6 | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,000 | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,000 | Mgmt | For | For | |
9 | Authorise 13,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| MFI Furniture Group Plc | Security | 557681 | |||
Meeting Date | 5/19/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Re-elect Matthew Ingle as Director | Mgmt | For | For | |
3 | Re-elect Ian Peacock as Director | Mgmt | For | For | |
4 | Re-elect Peter Wallis as Director | Mgmt | For | For | |
5 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Mgmt | For | For | |
6 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
7 | Approve Remuneration Report | Mgmt | For | Against | |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,706,811 | Mgmt | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,140,419 | Mgmt | For | For | |
10 | Authorise 62,808,388 Ordinary Shares for Market Purchase | Mgmt | For | For | |
| Telekom Austria AG | Security | 4635088 | |||
Meeting Date | 5/23/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management and Supervisory Board | Mgmt | For | Did not vote | |
4 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Did not vote | |
5 | Ratify Auditors | Mgmt | For | Did not vote | |
6 | Elect Supervisory Board Members | Mgmt | For | Did not vote | |
7 | Receive Report on Share Repurchase Program | Did not vote | |||
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
9a | Amend 2003 Stock Option Plan | Mgmt | For | Did not vote | |
9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 21.8 Million Pool of Conditional Capital to Guarantee Conversion Rights | Mgmt | For | Did not vote | |
| Titan Cement Co | Security | B01NXT7 | |||
Meeting Date | 5/23/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Statutory Reports | ||||
2 | Accept Annual and Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
3 | Approve Discharge of Board and Auditors | Mgmt | For | Did not vote | |
4 | Approve Remuneration of Directors | Mgmt | For | Did not vote | |
5 | Appoint Auditors and Deputy Auditors and Determination of Their Fees | Mgmt | For | Did not vote | |
6 | Approve Director/Officer Liability and Indemnification | Mgmt | For | Did not vote | |
7 | Authorize Share Repurchase Program | Mgmt | For | Did not vote | |
| OMV AG | Security | 4651459 | |||
Meeting Date | 5/24/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports | ||||
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management and Supervisory Board | Mgmt | For | Did not vote | |
4 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Did not vote | |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
6 | Ratify Deloitte Wirtschaftspruefungs GmbH Auditors | Mgmt | For | Did not vote | |
7 | Approve 2006 Stock Option Plan for Key Employees | Mgmt | For | Did not vote | |
| Eni Spa | Security | 7145056 | |||
Meeting Date | 5/25/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Annual Meeting Agenda | |||||
1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2005 | Mgmt | For | Did not vote | |
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Authorize Share Repurchase Program; Revoke Previously Granted Authorization to Repurchase Shares | Mgmt | For | Did not vote | |
4 | Approve Stock Option Plan 2006-2008; Authorize Reissuance of Repurchased Shares to Service the Stock Option Plan | Mgmt | For | Did not vote | |
5 | Approve Director and/or Internal Auditors' Indemnification/Liability Provisions | Mgmt | For | Did not vote | |
| Eni Spa | Security | 7145056 | |||
Meeting Date | 5/25/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Special Business | |||||
1 | Amend Articles Re: 13 (sub-paragraph 1), 17 (sub-paragraph 3), 24 (sub-paragraph 1), and 28 (sub-paragraphs 2 and 4) | Mgmt | For | Did not vote | |
| Evolution Group Plc (The) (Formerly EVC Christows Plc) | Security | 3022186 | |||
Meeting Date | 5/25/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | |
3 | Approve Final Dividend of 0.80 Pence Per Ordinary Share | Mgmt | For | For | |
4 | Elect Martin Gray as Director | Mgmt | For | For | |
5 | Re-elect Alex Snow as Director | Mgmt | For | For | |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,017,164.58 | Mgmt | For | For | |
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 112,728.17 | Mgmt | For | For | |
9 | Authorise 34,300,000 Ordinary Shares for Market Purchase | Mgmt | For | For | |
10 | Approve The Evolution Group plc 2006 Performance Share Plan | Mgmt | For | For | |
| ENEL SpA | Security | 7144569 | |||
Meeting Date | 5/26/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Special Business | |||||
1 | Approve Capital Increase in the Maximum Amount of EUR 31.79 Million Through Issuance of Shares (Without Preemptive Rights) Pursuant to 2006 Share Option Scheme in Favor of the Management of Enel SpA and its Subsidiaries; Amend Bylaws Accordingly (Art. 5) | Mgmt | For | Did not vote | |
2 | Procedure for the Election of the Responsible for the Preparation of Company's Accounting Records; Integrate Article 20 of the Bylaws | Mgmt | For | Did not vote | |
| ENEL SpA | Security | 7144569 | |||
Meeting Date | 5/26/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Annual Meeting Agenda | |||||
1 | Accept Financial Statements, Consolidated Financial Statements and Statutory Reports for the Fiscal Year 2005 | Mgmt | For | Did not vote | |
2 | Approve Allocation of Income | Mgmt | For | Did not vote | |
3 | Approve 2006 Stock Option Plan for the Management of the Company and its Subsidiaries | Mgmt | For | Did not vote | |
| ILIAD | Security | 7759435 | |||
Meeting Date | 5/29/06 | Meeting Type | MIX | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
Ordinary Business | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Mgmt | For | Did not vote | |
3 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Mgmt | For | Did not vote | |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 60,000 | Mgmt | For | Did not vote | |
6 | Ratify the Appointment of Dominique Roux as Director | Mgmt | For | Did not vote | |
7 | Ratify Reappointment of PricewaterhouseCoopers Audit as Co-Auditor | Mgmt | For | Did not vote | |
8 | Ratify Etienne Boris as Alternate Co-Auditor | Mgmt | For | Did not vote | |
9 | Authorize Repurchase of Up to 4 Percent of Issued Share Capital | Mgmt | For | Did not vote | |
Special Business | Did not vote | ||||
10 | Approve Employee Savings-Related Share Purchase Plan | Mgmt | For | Did not vote | |
11 | Approve Stock Option Plans Grants | Mgmt | For | Did not vote | |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | Mgmt | For | Did not vote | |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | Mgmt | For | Did not vote | |
14 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | Did not vote | |
| FERNCLIFF DRILLING ASA | Security | B13V2G6 | |||
Meeting Date | 5/29/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Open Meeting | ||||
2 | Elect Chairman of Meeting | Mgmt | For | Did not vote | |
3 | Approve Notice of Meeting and Agenda | Mgmt | For | Did not vote | |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | Did not vote | |
5 | Approve Contractual Obligations | Mgmt | For | Did not vote | |
| Pan Fish ASA | Security | B02L486 | |||
Meeting Date | 5/30/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |
2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | |
3 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
4 | Approve Remuneration of Directors | Mgmt | For | For | |
5 | Approve Remuneration of Auditors | Mgmt | For | For | |
6 | Elect Directors | Mgmt | For | Against | |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of NOK 19.6 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | Against | |
Shareholder Proposals | |||||
9 | Shareholder Proposal: Instruct Board to Undertake Necessary Steps to Ensure that (a) Company Farms Fish in a Manner that Will Prevent Spreading of Disease and Escaping Fish and (b) Fodder Used in Production Originates From Sustainable Fisheries | ShrHoldr | Against | ||
| Prosafe ASA | Security | 5241893 | |||
Meeting Date | 5/31/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |
2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | |
3 | Issue 10 Million Shares in Connection with Acquisition of Consafe Offshore AB; Approve Agreements with JCE Group AB, JCE Panama & Other Consafe Offshore Shareholders to Acquire Consafe Offshore Shares in Exchange for Prosafe ASA Shares | Mgmt | For | For | |
| IP Group (frm. IP2IPO GROUP PLC) | Security | B128J45 | |||
Meeting Date | 6/1/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Authorise the Directors to Apply for the Admission of the Company's Ordinary Shares to the Official List of the UKLA and to Trading on LSE Market; Authorise the Directors to Apply for the Cancellation of the Company's Ordinary Shares to AIM | Mgmt | For | For | |
2 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130,957.30 in Relation to the Exercise of Options | Mgmt | For | For | |
| Altadis S.A. (formerly Tabacalera, S.A.) | Security | 5444012 | |||
Meeting Date | 6/6/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 2005, Allocation of Income and Distribution of Dividend, and Discharge Directors | Mgmt | For | For | |
2 | Ratify and Reelect of Board Members | Mgmt | For | Against | |
3 | Elect Auditors for Company and Consolidated Group | Mgmt | For | For | |
4 | Amend Article 44 Re: Competencies of Audit and Compliance Committee | Mgmt | For | For | |
5 | Amend Articles 20 and 21 Re: Convocation to General Meetings and Content of Meeting Notices | Mgmt | For | For | |
6 | Approve Reduction in Capital Via Amortization of Shares | Mgmt | For | For | |
7 | Approve Reduction in Capital to Increase Voluntary Reserves Via Decrease in Par Value | Mgmt | For | For | |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | |
9 | Authorize Issuance of Convertible Debt Securities, Bonds and Warrants without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | |
10 | Authorize Repurchase of Shares by Company and/or Subsidiaries | Mgmt | For | For | |
11 | Authorize Issuance of Simple Bonds or Debentures, and Other Fixed-Income Securities up to Aggregate Nominal Amount of EUR 1.2 Billion, and Promissory Notes up to EUR 1.5 Billion | Mgmt | For | For | |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | |
| OMEGA INTERNATIONAL GROUP PLC | Security | B00J0S4 | |||
Meeting Date | 6/7/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
2 | Approve Final Dividend of 1.3 Pence Per Share | Mgmt | For | For | |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |
4 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 925,371 | Mgmt | For | For | |
5 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 138,805 | Mgmt | For | For | |
| Pfleiderer AG | Security | 5240157 | |||
Meeting Date | 6/13/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.15 per Share | Mgmt | For | Did not vote | |
3 | Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | Did not vote | |
4 | Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | Did not vote | |
5 | Amend Corporate Purpose | Mgmt | For | Did not vote | |
6 | Approve Creation of EUR 68.3 Million Pool of Capital without Preemptive Rights | Mgmt | For | Did not vote | |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 125 Million; Approve Creation of EUR 8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | Did not vote | |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 11.7 Pool of Capital to Guarantee Conversion Rights | Mgmt | For | Did not vote | |
9 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | Did not vote | |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | Did not vote | |
11 | Ratify KPMG Deutsche Treuhand-Gesellschaft Aktiengesellschaft as Auditors for Fiscal 2006 | Mgmt | For | Did not vote | |
| Interserve Plc | Security | 152815 | |||
Meeting Date | 6/15/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Acquisition of MacLellan Group Plc | Mgmt | For | For | |
2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to 16 Million New Interserve Shares | Mgmt | For | For | |
| Banco Santander Central Hispano (frmly banco Santander) | Security | 5705946 | |||
Meeting Date | 6/16/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-05, and Discharge Directors | Mgmt | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | |
3.1 | Elect Jay S. Sidhu as Director | Mgmt | For | Against | |
3.2 | Reelect Fernando de Asua Alvarez as Director | Mgmt | For | Against | |
3.3 | Reelect Alfredo Saenz Abad as Director | Mgmt | For | Against | |
3.4 | Reelect Ana Patricia Botin-Sanz de Sautoula y O'Shea as Director | Mgmt | For | Against | |
3.5 | Reelect Rodrigo Echenique Gordillo as Director | Mgmt | For | Against | |
3.6 | Reelect Lord Burns as Director | Mgmt | For | Against | |
4 | Reelect Auditors | Mgmt | For | For | |
5 | Authorize Repurchase of Shares by Company and/or Subsidiaries; Void Authorization Granted at 2005 AGM | Mgmt | For | For | |
6.1 | Amend Article 16 of Bylaws Re: Delegation of Powers | Mgmt | For | For | |
6.2 | Amend Article 20 of Bylaws Re: Notice of General Meetings | Mgmt | For | For | |
6.3 | Amend Article 30 of Bylaws Re: Maximun Number of Board Members, Board Term, and Annual Renewal | Mgmt | For | Against | |
6.4 | Amend Article 38 of Bylaws Re: Share Profits due to Board Members | Mgmt | For | For | |
7.1 | Amend Article 5 of General Meeting Guidelines Re: Notice of Meeting | Mgmt | For | For | |
7.2 | Amend Article 6 of General Meeting Guidelines Re: Disclosure of Meeting Materials | Mgmt | For | For | |
7.3 | Amend Article 8 of General Meeting Guidelines Re: Proxies | Mgmt | For | For | |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights; Void Authorization Granted at the 2005 AGM | Mgmt | For | For | |
9 | Authorize Issuance of Non-Convertible Fixed Rate Securities | Mgmt | For | For | |
10 | Approve Incentive Plan for Managers of Abbey National Bank by Delivering Santander Shares | Mgmt | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | |
| Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | Security | 5732524 | |||
Meeting Date | 6/20/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Mgmt | For | For | |
2 | Approve Merger by Absorption of Telefonica Moviles SA; Adopt Consolidated Tax Regime | Mgmt | For | For | |
3.1 | Reelect Carlos Colomer Casellas as Director | Mgmt | For | For | |
3.2 | Reelect Isidro Faine Casas as Director | Mgmt | For | For | |
3.3 | Reelect Alfonso Ferrari Herrero as Director | Mgmt | For | For | |
3.4 | Reelect Luis Lada Diaz as Director | Mgmt | For | For | |
3.5 | Reelect Antonio Massanell Lavilla as Director | Mgmt | For | For | |
3.6 | Ratify the Appointment of David Arculus as Director | Mgmt | For | For | |
3.7 | Ratify the Appointment of Peter Erskine as Director | Mgmt | For | For | |
3.8 | Ratify the Appointment of Julio Linares Lopez as Director | Mgmt | For | For | |
3.9 | Ratify the Appointment of Vitalino Manuel Nafria Aznar as Director | Mgmt | For | For | |
4 | Approve Equity-Based Incentive Plan | Mgmt | For | For | |
5 | Authorize Repurchase of Shares | Mgmt | For | For | |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | |
| Coca-Cola Hellenic Bottling Co. | Security | 4420723 | |||
Meeting Date | 6/20/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Reports of the Board of Directors and of the Auditor | Mgmt | For | Did not vote | |
2 | Accept Individual and Consolidated Financial Statements and Statutory Reports | Mgmt | For | Did not vote | |
3 | Approve Discharge of Board and Auditors | Mgmt | For | Did not vote | |
4 | Approve Directors' Remuneration for 2005 and Preapprove Their Remuneration for 2006 | Mgmt | For | Did not vote | |
5 | Elect Auditors and Determination of Their Fees | Mgmt | For | Did not vote | |
6 | Approve Dividends | Mgmt | For | Did not vote | |
| Investec Plc | Security | 3177310 | |||
Meeting Date | 6/28/06 | Meeting Type | EGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Approve Increase in Authorised Capital by the Creation of 100,000,000 New Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares; Authorise Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,036,377 | Mgmt | For | For | |
2 | Adopt New Articles of Association | Mgmt | For | For | |
3 | Authorise Any One Director or the Company Secretary to do All Things and Sign All Documents which may be Necessary to Carry into Effect the Aforesaid Resolutions | Mgmt | For | For | |
| SINVEST ASA | Security | 7743579 | |||
Meeting Date | 6/30/06 | Meeting Type | AGM | ||
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||
1 | Open Meeting and Registration of Shareholders Present | ||||
2 | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |
3 | Approve Notice of Meeting and Agenda | Mgmt | For | For | |
4 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
5 | Approve Remuneration of Directors | Mgmt | For | For | |
6 | Approve Remuneration of Auditors | Mgmt | For | For | |
7 | Elect Directors | Mgmt | For | Against | |
8 | Approve Demerger Plan | Mgmt | For | For | |
9 | Approve Reduction in Share Capital and Share Premium Account | Mgmt | For | For | |
10 | Amend Section 1 of Articles of Association | Mgmt | For | For | |
11 | Amend Section 3 of Articles of Association | Mgmt | For | For | |
12 | Approve Stock Split | Mgmt | For | For | |
IVY GLOBAL NATURAL RESOURCES FUND |
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| Investment Company Report | |||||||||||||||||
Meeting Date Range: 01-Jul-2005 - 30-Apr-2006 | Report Date: 8/11/06 | ||||||||||||||||
| Page 1 of 45 | |||||||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| AIR PRODUCTS AND CHEMICALS, INC. | |||||||||||||||||
| Security: | 009158106 | Agenda Number: | 932423116 | ||||||||||||||
| Ticker: | APD | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 1/26/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | MARIO L. BAEZA | Mgmt | For | For | |||||||||||||
| 2 | EDWARD E. HAGENLOCKER | Mgmt | For | For | |||||||||||||
| 3 | TERRENCE MURRAY | Mgmt | For | For | |||||||||||||
| 4 | CHARLES H. NOSKI | Mgmt | For | For | |||||||||||||
| 02 | APPOINTMENT OF INDEPENDENTREGISTERED PUBLIC ACCOUNTANTS:RATIFICATION OF APPOINTMENT OFKPMG LLP, AS INDEPENDENTREGISTERED PUBLIC ACCOUNTANTSFOR FISCAL YEAR 2006. | Mgmt | For | For | |||||||||||||
| 03 | AMENDMENTS TO THE LONG-TERMINCENTIVE PLAN: APPROVAL OFAMENDMENTS TO THE LONG-TERMINCENTIVE PLAN. | Mgmt | For | For | |||||||||||||
| 04 | APPROVE ANNUAL INCENTIVE PLANTERMS: APPROVE ANNUAL INCENTIVEPLAN TERMS TO ALLOW DEDUCTIBILITY. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 650000 | Voted Shares 650000 | Shares on Loan 0 | Vote Date 1/18/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ALUMINUM CORPORATION OF CHINA LIMITE | |||||||||||||||||
| Security: | 022276109 | Agenda Number: | 932397664 | ||||||||||||||
| Ticker: | ACH | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 10/14/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | TO CONSIDER AND APPROVE BY WAY OFSPECIAL RESOLUTION THE AMENDMENTTO THE SECOND PARAGRAPH OFARTICLE 21 OF THE ARTICLES OFASSOCIATION OF THE COMPANY, IN VIEWOF THE CHANGE OF TITLE OF 709,773,136DOMESTIC SHARES OF RMB1.00 EACH INTHE ISSUED SHARE CAPITAL OF T | Mgmt | For | ||||||||||||||
| 02 | TO CONSIDER AND APPROVE THEAPPOINTMENT OF MR. POON YIU KIN, INPLACE OF MR. CHIU CHI CHEONG,CLIFTON, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANYWITH EFFECT UPON THE CONCLUSIONOF THE SPECIAL GENERAL MEETING. | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 350000 | Voted Shares 350000 | Shares on Loan 0 | Vote Date 9/28/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ANGLOGOLD ASHANTI LIMITED | |||||||||||||||||
| Security: | 035128206 | Agenda Number: | 932470937 | ||||||||||||||
| Ticker: | AU | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 4/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| O1 | RESOLVED AS AN ORDINARYRESOLUTION AND AS A SPECIFICAUTHORITY TO ISSUE SECURITIES FORCASH IN TERMS OF THE LISTINGSREQUIREMENTS OF THE JSE LIMITED (JSE ), ALL AS MORE FULLY DESCRIBED INTHE PROXY STATEMENT. | Mgmt | No vote | ||||||||||||||
| O2 | DIRECTORS AUTHORITY TO ALLOT ANDISSUE SHARES FOR CASH SUBJECT TOSPECIFIC AUTHORITY, ALL AS MOREFULLY DESCRIBED IN THE PROXYSTATEMENT. | Mgmt | No vote | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 750000 | Voted Shares 0 | Shares on Loan 0 | Vote Date | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ARCH COAL, INC. | |||||||||||||||||
| Security: | 039380100 | Agenda Number: | 932459173 | ||||||||||||||
| Ticker: | ACI | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/27/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | FRANK M. BURKE | Mgmt | For | For | |||||||||||||
| 2 | JOHN W. EAVES | Mgmt | For | For | |||||||||||||
| 3 | PATRICIA F. GODLEY | Mgmt | For | For | |||||||||||||
| 4 | THOMAS A. LOCKHART | Mgmt | For | For | |||||||||||||
| 5 | WESLEY M. TAYLOR | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL OF AMENDMENT TOCERTIFICATE OF INCORPORATION TOINCREASE AUTHORIZED SHARES. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 640000 | Voted Shares 640000 | Shares on Loan 0 | Vote Date 4/26/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ATWOOD OCEANICS, INC. | |||||||||||||||||
| Security: | 050095108 | Agenda Number: | 932433345 | ||||||||||||||
| Ticker: | ATW | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 2/9/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | DEBORAH A. BECK | Mgmt | For | For | |||||||||||||
| 2 | ROBERT W. BURGESS | Mgmt | For | For | |||||||||||||
| 3 | GEORGE S. DOTSON | Mgmt | For | For | |||||||||||||
| 4 | HANS HELMERICH | Mgmt | For | For | |||||||||||||
| 5 | JOHN R. IRWIN | Mgmt | For | For | |||||||||||||
| 6 | WILLIAM J. MORRISSEY | Mgmt | For | For | |||||||||||||
| 02 | TO APPROVE THE ADOPTION OF THEAMENDED AND RESTATED CERTIFICATE OF FORMATION AS DESCRIBED IN THEACCOMPANYING PROXY STATEMENT ANDWHICH IS RELATED TO PROPOSAL IN ITEM 3. | Mgmt | For | For | |||||||||||||
| 03 | TO APPROVE THE INCREASE IN THETOTAL NUMBER OF AUTHORIZEDSHARES OF COMMON STOCK OF THECOMPANY FROM 20,000,000 SHARES TO50,000,000 SHARES AS DESCRIBED INTHE ACCOMPANYING PROXY STATEMENTAND WHICH IS RELATED TO PROPOSAL IN ITEM 2. | Mgmt | For | For | |||||||||||||
| 04 | TO APPROVE THE ADOPTION OF THEATWOOD OCEANICS, INC. AMENDED ANDRESTATED 2001 STOCK INCENTIVE PLANAS DESCRIBED IN THE ACCOMPANYINGPROXY STATEMENT. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 600000 | Voted Shares 600000 | Shares on Loan 0 | Vote Date 2/2/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CEMEX, S.A. DE C.V. | |||||||||||||||||
| Security: | 151290889 | Agenda Number: | 932484621 | ||||||||||||||
| Ticker: | CX | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 4/27/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| E1 | PROPOSAL TO SPLIT EACH OF THECOMPANY S ORDINARY COMMONSHARES SERIES A AND SERIES BSHARES AND AMEND ARTICLE 6 OF THECOMPANY S BY-LAWS. | Mgmt | For | For | |||||||||||||
| E2 | PROPOSAL TO CHANGE THE COMPANY SBY-LAWS. | Mgmt | For | For | |||||||||||||
| E3 | APPOINTMENT OF DELEGATES TOFORMALIZE THE RESOLUTIONSADOPTED AT THE MEETING AND THECHANGES IN THE COMPANY S BY-LAWSOR ESTATUTOS SOCIALES, IFAPPLICABLE. | Mgmt | For | For | |||||||||||||
| O1 | APPROVAL OF THE FINANCIALSTATEMENTS FOR THE FISCAL YEARENDED DECEMBER 31, 2005. | Mgmt | For | For | |||||||||||||
| O2 | ALLOCATION OF PROFITS AND THEMAXIMUM AMOUNT OF FUNDS TO BEUSED FOR THE PURCHASE OF COMPANYSHARES. | Mgmt | For | For | |||||||||||||
| O3 | PROPOSAL TO INCREASE THE CAPITALSTOCK OF THE COMPANY IN ITSVARIABLE PORTION. | Mgmt | For | For | |||||||||||||
| O4 | APPOINTMENT OF DIRECTORS ANDSTATUTORY AUDITORS, AND PRESIDENTOF THE AUDIT COMMITTEE ANDSOCIETAL PRACTICES. | Mgmt | For | For | |||||||||||||
| O5 | COMPENSATION OF DIRECTORS,STATUTORY AUDITORS AND AUDIT ANDSOCIETAL PRACTICES COMMITTEE. | Mgmt | For | For | |||||||||||||
| O6 | APPOINTMENT OF DELEGATES TOFORMALIZE THE RESOLUTIONSADOPTED AT THE MEETING. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 825000 | Voted Shares 825000 | Shares on Loan 0 | Vote Date 4/18/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CENTRAL ASIA GOLD LIMITED | |||||||||||||||||
| Security: | Q21744109 | Agenda Number: | 932384489 | ||||||||||||||
| Ticker: | CGXAF | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 8/31/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | AUDITORS | Mgmt | For | For | |||||||||||||
| 02 | AUDITORS REMUNERATION | Mgmt | For | For | |||||||||||||
Account Number 121698.2 | Custodian 24429 | Ballot Shares 2710964 | Voted Shares 2710964 | Shares on Loan 0 | Vote Date 8/16/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CENTRAL ASIA GOLD LIMITED | |||||||||||||||||
| Security: | Q21744109 | Agenda Number: | 932409546 | ||||||||||||||
| Ticker: | CGXAF | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 11/23/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | RE-ELECTION OF MARK SAVAGE AS ADIRECTORT | Mgmt | For | For | |||||||||||||
| 02 | RE-APPOINT THE COMPANY S AUDITORERNST & YOUNGT | Mgmt | For | For | |||||||||||||
| 03 | ADOPTION OF DIRECTOR SREMUNERATION REPORTT | Mgmt | For | For | |||||||||||||
Account Number 121698.2 | Custodian 24429 | Ballot Shares 2710964 | Voted Shares 2710964 | Shares on Loan 0 | Vote Date 11/10/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CENTURY ALUMINUM COMPANY | |||||||||||||||||
| Security: | 156431108 | Agenda Number: | 932380974 | ||||||||||||||
| Ticker: | CENX | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 8/10/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | CRAIG A. DAVIS | Mgmt | For | For | |||||||||||||
| 2 | ROBERT E. FISHMAN PHD | Mgmt | For | For | |||||||||||||
| 3 | JACK E. THOMPSON | Mgmt | For | For | |||||||||||||
| 02 | PROPOSAL TO AMEND THE COMPANY SRESTATED CERTIFICATE OFINCORPORATION, AS AMENDED TOINCREASE THE NUMBER OF AUTHORIZEDSHARES OF THE COMPANY S COMMONSTOCK, PAR VALUE $.01 PER SHARE.R | Mgmt | For | For | |||||||||||||
| 03 | PROPOSAL TO AMEND AND RESTATE THECOMPANY S 1996 STOCK INCENTIVEPLAN.R | Mgmt | For | For | |||||||||||||
| 04 | PROPOSAL TO AMEND AND RESTATE THECOMPANY S NON-EMPLOYEE DIRECTORSSTOCK OPTION PLAN.R | Mgmt | For | For | |||||||||||||
| 05 | PROPOSAL TO RATIFY THEAPPOINTMENT OF DELOITTE & TOUCHELLP AS THE COMPANY S INDEPENDENTAUDITORS FOR THE FISCAL YEARENDING DECEMBER 31, 2005.R | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1370000 | Voted Shares 1370000 | Shares on Loan 0 | Vote Date 8/5/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CHEVRON CORPORATION | |||||||||||||||||
| Security: | 166764100 | Agenda Number: | 932454399 | ||||||||||||||
| Ticker: | CVX | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/26/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | S.H. ARMACOST | Mgmt | For | For | |||||||||||||
| 2 | L.F. DEILY | Mgmt | For | For | |||||||||||||
| 3 | R.E. DENHAM | Mgmt | For | For | |||||||||||||
| 4 | R.J. EATON | Mgmt | For | For | |||||||||||||
| 5 | S. GINN | Mgmt | For | For | |||||||||||||
| 6 | F.G. JENIFER | Mgmt | For | For | |||||||||||||
| 7 | S. NUNN | Mgmt | For | For | |||||||||||||
| 8 | D.J. O'REILLY | Mgmt | For | For | |||||||||||||
| 9 | D.B. RICE | Mgmt | For | For | |||||||||||||
| 10 | P.J. ROBERTSON | Mgmt | For | For | |||||||||||||
| 11 | C.R. SHOEMATE | Mgmt | For | For | |||||||||||||
| 12 | R.D. SUGAR | Mgmt | For | For | |||||||||||||
| 13 | C. WARE | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | |||||||||||||
| 03 | AMEND COMPANY BY-LAWS TO INCLUDEPROPONENT REIMBURSEMENT | Shr | Against | For | |||||||||||||
| 04 | REPORT ON OIL & GAS DRILLING INPROTECTED AREAS | Shr | Against | For | |||||||||||||
| 05 | REPORT ON POLITICAL CONTRIBUTIONS | Shr | Against | For | |||||||||||||
| 06 | ADOPT AN ANIMAL WELFARE POLICY | Shr | Against | For | |||||||||||||
| 07 | REPORT ON HUMAN RIGHTS | Shr | Against | For | |||||||||||||
| 08 | REPORT ON ECUADOR | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 100000 | Voted Shares 100000 | Shares on Loan 0 | Vote Date 4/21/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CHINA PETROLEUM & CHEMICAL CORPORATI | |||||||||||||||||
| Security: | 16941R108 | Agenda Number: | 932391749 | ||||||||||||||
| Ticker: | SNP | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 9/19/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL TO BE GIVEN TO THECOMPANY TO ISSUE IN ONE ORMULTIPLE TRANCHES A SHORT-TERMCOMMERCIAL PAPER OF AN AGGREGATEPRINCIPAL AMOUNT UP TO 10% OF THENET ASSETS VALUE AS SHOWN IN THECOMPANY S LATEST AUDITEDCONSOLIDATED FINANCIAL STATEMENTSPREPARED IN ACCORD | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL OF AN UNCONDITIONALGENERAL MANDATE TO BE GIVEN TO THEBOARD OR ANY TWO OR MOREDIRECTORS TO DETERMINE THE TERMSAND CONDITIONS AND ANY RELEVANTMATTERS IN RELATION TO THE ISSUE OFSHORT-TERM COMMERCIAL PAPER INVIEW OF THE DEMAND OF THE COMPANYAND THE | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 400000 | Voted Shares 400000 | Shares on Loan 0 | Vote Date 9/6/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| COMPANHIA VALE DO RIO DOCE | |||||||||||||||||
| Security: | 204412209 | Agenda Number: | 932377965 | ||||||||||||||
| Ticker: | RIO | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 7/19/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| I | THE PROPOSAL TO AMEND THECOMPANY S BY-LAWS. | Mgmt | For | For | |||||||||||||
| II | THE REPLACEMENT OF A MEMBER OF AFISCAL COUNCIL, AND HIS RESPECTIVESUBSTITUTE, NOMINATED BY THECONTROLLING SHAREHOLDER. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1550000 | Voted Shares 1550000 | Shares on Loan 0 | Vote Date 7/11/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| COMPANHIA VALE DO RIO DOCE | |||||||||||||||||
| Security: | 204412209 | Agenda Number: | 932458551 | ||||||||||||||
| Ticker: | RIO | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 3/31/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| I | TO APPROVE THE TERMS, CONDITIONSAND REASONS (THE PROTOCOLO EJUSTIFICACAO ) FOR THE MERGER OFALL THE SHARES OF THE CAPITAL STOCKOF CAEMI - MINERACAO E METALURGIAS.A. (CAEMI)) INTO THE ASSETS OF CVRDIN ORDER TO CONVERT THE FORMERINTO A WHOLLY-OWNED SUBSIDI | Mgmt | For | For | |||||||||||||
| II | TO RATIFY THE APPOINTMENT OF THEEXPERTS WHO PREPARED THE VALUEAPPRAISAL OF THE PREFERRED SHARESISSUED BY CAEMI TO BE MERGED INTOCVRD ASSETS. | Mgmt | For | For | |||||||||||||
| III | TO DECIDE ON THE APPRAISAL REPORT,PREPARED BY THE EXPERTS. | Mgmt | For | For | |||||||||||||
| IV | TO APPROVE THE MERGER OF ALL OFTHE SHARES ISSUED BY CAEMI INTO THEASSETS OF THE CVRD. | Mgmt | For | For | |||||||||||||
| V | TO APPROVE CVRD CAPITAL INCREASEWITHIN THE ISSUANCE OF 64,151,361PREFERRED CLASS A SHARES, TO BEPAID-IN WITH THE SHARES OF CAEMI TOBE MERGED INTO THE COMPANY SASSETS, AND THE CONSEQUENTCHANGE OF THE CAPUT OF ARTICLE 5OF THE CVRD S BY-LAWS. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 2000000 | Voted Shares 2000000 | Shares on Loan 0 | Vote Date 3/24/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| COMPANHIA VALE DO RIO DOCE | |||||||||||||||||
| Security: | 204412209 | Agenda Number: | 932500956 | ||||||||||||||
| Ticker: | RIO | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 4/27/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| O1 | APPRECIATION OF THE MANAGEMENTSREPORT AND ANALYSIS, DISCUSSIONAND VOTE ON THE FINANCIALSTATEMENTS FOR THE FISCAL YEARENDING DECEMBER 31, 2005 | Mgmt | For | For | |||||||||||||
| O2 | PROPOSAL FOR THE DESTINATION OFPROFITS OF THE SAID FISCAL YEAR ANDAPPROVAL OF THE INVESTMENT BUDGETFOR THE COMPANY, ALL AS MORE FULLYDESCRIBED IN THE PROXY STATEMENT | Mgmt | For | For | |||||||||||||
| O3 | APPOINTMENT OF THE MEMBERS OF THEFISCAL COUNCIL | Mgmt | For | For | |||||||||||||
| O4 | ESTABLISHMENT OF THEREMUNERATION OF THE SENIORMANAGEMENT AND FISCAL COUNCILMEMBERS | Mgmt | For | For | |||||||||||||
| E1 | PROPOSAL FOR A FORWARD SPLIT, ALLAS MORE FULLY DESCRIBED IN THEPROXY STATEMENT | Mgmt | For | For | |||||||||||||
| E2 | PROPOSAL TO MODIFY THE COMPANY SBY-LAWS, RELATED TO SECTION II ANDSUBSECTION IV OF CHAPTER IV, INRELATION TO THE ADVISORYCOMMITTEES, IN THE FOLLOWINGTERMS: A) CHANGE OF THE HEADING OFARTICLE 15; B) AMENDMENT TO ARTICLE16; C) ADD ITEM IV TO ARTICLE 21; AND | Mgmt | For | For | |||||||||||||
| E3 | CONSOLIDATION OF THE AMENDMENTSTO CVRD S BY-LAWS, ALL AS MOREFULLY DESCRIBED IN THE PROXYSTATEMENT | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 2000000 | Voted Shares 2000000 | Shares on Loan 0 | Vote Date 4/21/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| COMPANIA DE MINAS BUENAVENTURA S.A.A | |||||||||||||||||
| Security: | 204448104 | Agenda Number: | 932450048 | ||||||||||||||
| Ticker: | BVN | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 3/30/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL OF THE ANNUAL REPORT,BALANCE SHEET, PROFIT AND LOSSSTATEMENT AND OTHER FINANCIALSTATEMENTS OF THE YEAR ENDEDDECEMBER 31, 2005. | Mgmt | For | ||||||||||||||
| 02 | DELEGATION TO THE AUDIT COMMITTEEOF THE DESIGNATION OF THE EXTERNALAUDITORS FOR THE YEAR 2006. | Mgmt | For | ||||||||||||||
| 03 | DISTRIBUTION OF DIVIDENDS. | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1250000 | Voted Shares 1250000 | Shares on Loan 0 | Vote Date 3/24/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CPFL ENERGIA S.A. | |||||||||||||||||
| Security: | 126153105 | Agenda Number: | 932415044 | ||||||||||||||
| Ticker: | CPL | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 11/23/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | EXAMINE, DISCUSS AND APPROVE THEPRIVATE PROTOCOL AND JUSTIFICATIONINSTRUMENT FOR THE INCORPORATIONOF SHARES OF COMPANHIA PAULISTA DEFORCA ELUZ BY THE COMPANY,ENTERED INTO BY MANAGEMENT OF THECOMPANY, CPFL PAULISTA ANDCOMPANHIA PIRATININGA DE FORCA ELUZ ON | Mgmt | For | ||||||||||||||
| 02 | RATIFY THE DECISION OF HIRING BANCOPACTUAL IN ORDER TO PREPARE THEVALUATION REPORTS OF THE NETEQUITY OF THE COMPANY AND CPFLPAULISTA AND CPFL PIRATININGA, ATJUNE 30, 2005, AS MORE FULLYDESCRIBED IN THE NOTICE OF MEETINGT | Mgmt | For | ||||||||||||||
| 03 | APPROVE THE VALUATION REPORTSREFERRED IN ITEM (2) ABOVE.T | Mgmt | For | ||||||||||||||
| 04 | APPROVE THE INCORPORATION OFSHARES OF CPFL PAULISTA BY THECOMPANY, WITH THE CONSEQUENTLYSTOCK TRANSFER TO APPROPRIATEREGISTRATION AND TRANSFORMATIONOF CPFL PAULISTA INTO A FULLY-OWNEDSUBSIDIARY OF THE COMPANY.T | Mgmt | For | ||||||||||||||
| 05 | AUTHORIZE THE ACCOMPLISHMENT OFTHE INCREASE IN COMPANY S CAPITALSTOCK, BY THE INCLUSION OF ALLSHARES OWNED BY NON-CONTROLLINGSHAREHOLDERS OF CPFL PAULISTA ANDTHE CONSEQUENT MODIFICATION OFTHE ARTICLE 5TH OF THE COMPANY SBYLAWS.T | Mgmt | For | ||||||||||||||
| 06 | AUTHORIZE COMPANY S MANAGEMENTTO MAKE ARRANGEMENTS AND TO TAKEANY NECESSARY MEASURE TO THEIMPLEMENTATION OF THEINCORPORATION OF SHARES SUBJECTOF THIS CURRENT CONVENING NOTICE.T | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 168100 | Voted Shares 168100 | Shares on Loan 0 | Vote Date 11/15/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CPFL ENERGIA S.A. | |||||||||||||||||
| Security: | 126153105 | Agenda Number: | 932475759 | ||||||||||||||
| Ticker: | CPL | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 4/20/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | PRESENTATION OF THE MANAGEMENTREPORT, EXAMINE, DISCUSS AND VOTEON THE COMPANY S FINANCIALSTATEMENTS, THE REPORT OF THEINDEPENDENT AUDITORS AND THEREPORT OF THE FISCAL COUNCIL FORTHE FISCAL YEAR ENDING DECEMBER31, 2005. | Mgmt | For | ||||||||||||||
| 02 | APPROVE THE PROPOSAL FOR THEAPPROPRIATION OF THE NET INCOMEFOR THE FISCAL YEAR 2005 AND THEDIVIDEND DISTRIBUTION. | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 174800 | Voted Shares 174800 | Shares on Loan 0 | Vote Date 4/11/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CPFL ENERGIA S.A. | |||||||||||||||||
| Security: | 126153105 | Agenda Number: | 932496448 | ||||||||||||||
| Ticker: | CPL | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/28/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| O1 | ELECTION OF MEMBERS FOR THEBOARD OF DIRECTORS. | Mgmt | For | ||||||||||||||
| O2 | ESTABLISHMENT OF MANAGEMENT SGLOBAL COMPENSATION FORFOLLOWING FISCAL YEAR. | Mgmt | For | ||||||||||||||
| O3 | ELECTION OF MEMBERS FOR THE FISCALCOUNCIL. | Mgmt | For | ||||||||||||||
| O4 | ESTABLISHMENT OF FISCAL COUNCIL SCOMPENSATION FOR FOLLOWINGFISCAL YEAR. | Mgmt | For | ||||||||||||||
| E5 | AMENDMENT OF THE COMPANY S BY-LAWS, IN ORDER TO PROMOTE ALLCHANGES REQUIRED BY THE RULESAPPLICABLE TO COMPANIES LISTED INTHE NOVO MERCADO SEGMENT OF THESAO PAULO STOCK EXCHANGE (BOLSADE VALORES DE SAO PAULO, ORBOVESPA). | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 174800 | Voted Shares 174800 | Shares on Loan 0 | Vote Date 4/21/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||||||||
| Security: | 263534109 | Agenda Number: | 932457612 | ||||||||||||||
| Ticker: | DD | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/26/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | ALAIN J.P. BELDA | Mgmt | For | For | |||||||||||||
| 2 | RICHARD H. BROWN | Mgmt | For | For | |||||||||||||
| 3 | CURTIS J. CRAWFORD | Mgmt | For | For | |||||||||||||
| 4 | JOHN T. DILLON | Mgmt | For | For | |||||||||||||
| 5 | ELEUTHERE I. DU PONT | Mgmt | For | For | |||||||||||||
| �� | |||||||||||||||||
| 6 | CHARLES O. HOLLIDAY, JR | Mgmt | For | For | |||||||||||||
| 7 | LOIS D. JULIBER | Mgmt | For | For | |||||||||||||
| 8 | MASAHISA NAITOH | Mgmt | For | For | |||||||||||||
| 9 | SEAN O'KEEFE | Mgmt | For | For | |||||||||||||
| 10 | WILLIAM K. REILLY | Mgmt | For | For | |||||||||||||
| 11 | CHARLES M. VEST | Mgmt | For | For | |||||||||||||
| 02 | ON RATIFICATION OF INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | |||||||||||||
| 03 | ON EXECUTIVE COMPENSATION | Shr | Against | For | |||||||||||||
| 04 | ON GENETICALLY MODIFIED FOOD | Shr | Against | For | |||||||||||||
| 05 | ON PERFORMANCE-BASEDCOMPENSATION | Shr | Against | For | |||||||||||||
| 06 | ON PFOA | Shr | Against | For | |||||||||||||
| 07 | ON CHEMICAL FACILITY SECURITY | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 750000 | Voted Shares 750000 | Shares on Loan 0 | Vote Date 4/21/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| FORTE RESOURCES INC. | |||||||||||||||||
| Security: | 34956Y108 | Agenda Number: | 932370531 | ||||||||||||||
| Ticker: | FREIF | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 7/6/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | PASSING A SPECIAL RESOLUTION, THEFULL TEXT OF WHICH IS SET FORTH INAPPENDIX E TO THE JOINT INFORMATIONCIRCULAR AND PROXY STATEMENT OFTHE CORPORATION, THUNDER ENERGYINC. AND MUSTANG RESOURCES INC.DATED JUNE 6, 2005 (THE INFORMATIONCIRCULAR ) TO APPROVE A | Mgmt | For | For | |||||||||||||
| 02 | PASSING AN ORDINARY RESOLUTION,THE FULL TEXT OF WHICH IS SET FORTHIN THE INFORMATION CIRCULAR, TOAPPROVE A RESTRICTED UNIT PLAN FORTHUNDER ENERGY TRUST, AS MOREPARTICULARLY DESCRIBED IN THEINFORMATION CIRCULAR. | Mgmt | For | For | |||||||||||||
| 03 | PASSING AN ORDINARY RESOLUTION,THE FULL TEXT OF WHICH IS SET FORTHIN THE INFORMATION CIRCULAR, TOAPPROVE A STOCK OPTION PLAN FORVALIANT ENERGY INC., AS MOREPARTICULARLY DESCRIBED IN THEINFORMATION CIRCULAR. | Mgmt | For | For | |||||||||||||
| 04 | PASSING AN ORDINARY RESOLUTION,THE FULL TEXT OF WHICH IS SET FORTHIN THE INFORMATION CIRCULAR, TOAPPROVE AN INITIAL PRIVATEPLACEMENT OF UP TO 1,587,302 NON-VOTING COMMON SHARES AND 1,600,000PERFORMANCE SHARES OF VALIANTENERGY INC. ON SUCH TERMS AS MOREPAR | Mgmt | For | For | |||||||||||||
Account Number 121698.4 | Custodian 24431 | Ballot Shares 1013200 | Voted Shares 1013200 | Shares on Loan 0 | Vote Date 7/5/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| GOLD FIELDS LIMITED | |||||||||||||||||
| Security: | 38059T106 | Agenda Number: | 932408621 | ||||||||||||||
| Ticker: | GFI | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 11/17/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| O1 | ADOPTION OF FINANCIAL STATEMENTST | Mgmt | For | ||||||||||||||
| O2 | DIRECTORT | ||||||||||||||||
| 1 | DR A GRIGORIAN | Mgmt | For | For | |||||||||||||
| 2 | MR S STEFANOVICH | Mgmt | For | For | |||||||||||||
| 3 | MR J M MCMAHON | Mgmt | For | For | |||||||||||||
| 4 | C I VON CHRISTIERSON | Mgmt | For | For | |||||||||||||
| 5 | MR A J WRIGHT | Mgmt | For | For | |||||||||||||
| O7 | PLACEMENT OF SHARES UNDER THECONTROL OF THE DIRECTORST | Mgmt | For | ||||||||||||||
| O8 | ISSUING SHARES FOR CASHT | Mgmt | For | ||||||||||||||
| O9 | ADOPTION OF THE GOLD FIELDS LIMITED2005 SHARE PLANT | Mgmt | For | ||||||||||||||
| O10 | PLACEMENT OF UNISSUED SHARESUNDER THE CONTROL OF DIRECTORSFOR THE PURPOSE OF THE GOLD FIELDS2005 SHARE PLANT | Mgmt | For | ||||||||||||||
| O11 | PLACEMENT OF UNISSUED SHARESUNDER THE CONTROL OF DIRECTORSFOR THE PURPOSE OF THE GFMANAGEMENT INCENTIVE SCHEME,APPROVED AT THE ANNUAL GENERALMEETING OF SHAREHOLDERS OF THECOMPANY ON 10 NOVEMBER 1999T | Mgmt | For | ||||||||||||||
| O12 | AWARD OF RIGHTS TO NON-EXECUTIVEDIRECTORS UNDER THE GOLD FIELDS2005 NON-EXECUTIVE SHARE PLANT | Mgmt | Against | ||||||||||||||
| O13 | INCREASE OF DIRECTORS FEEST | Mgmt | For | ||||||||||||||
| S1 | ACQUISITION OF COMPANY S OWNSHAREST | Mgmt | For | ||||||||||||||
| S2 | AWARD OF RIGHTS IN TERMS OF THEGOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE PLANT | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1750000 | Voted Shares 1750000 | Shares on Loan 0 | Vote Date 11/4/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| HUNTSMAN CORPORATION | |||||||||||||||||
| Security: | 447011107 | Agenda Number: | 932404849 | ||||||||||||||
| Ticker: | HUN | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 11/2/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | JON M. HUNTSMAN | Mgmt | For | For | |||||||||||||
| 2 | MARSHA J. EVANS | Mgmt | For | For | |||||||||||||
| 3 | DAVID J. MATLIN | Mgmt | For | For | |||||||||||||
| 4 | CHRISTOPHER R. PECHOCK | Mgmt | For | For | |||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OFDELOITTE & TOUCHE LLP AS OURINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR THE YEARENDING DECEMBER 31, 2005. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1250000 | Voted Shares 1250000 | Shares on Loan 0 | Vote Date 10/25/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| NATIONAL OILWELL VARCO, INC. | |||||||||||||||||
| Security: | 637071101 | Agenda Number: | 932371709 | ||||||||||||||
| Ticker: | NOV | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 7/22/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | ROBERT E. BEAUCHAMP | Mgmt | For | For | |||||||||||||
| 2 | JEFFERY A. SMISEK | Mgmt | For | For | |||||||||||||
| 3 | JAMES D. WOODS | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF INDEPENDENTAUDITORS. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 80000 | Voted Shares 80000 | Shares on Loan 0 | Vote Date 7/7/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| NEWMONT MINING CORPORATION | |||||||||||||||||
| Security: | 651639106 | Agenda Number: | 932459123 | ||||||||||||||
| Ticker: | NEM | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/25/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | G.A. BARTON | Mgmt | No vote | ||||||||||||||
| 2 | V.A. CALARCO | Mgmt | No vote | ||||||||||||||
| 3 | N. DOYLE | Mgmt | No vote | ||||||||||||||
| 4 | V.M. HAGEN | Mgmt | No vote | ||||||||||||||
| 5 | M.S. HAMSON | Mgmt | No vote | ||||||||||||||
| 6 | L.I. HIGDON, JR. | Mgmt | No vote | ||||||||||||||
| 7 | P. LASSONDE | Mgmt | No vote | ||||||||||||||
| 8 | R.J. MILLER | Mgmt | No vote | ||||||||||||||
| 9 | W.W. MURDY | Mgmt | No vote | ||||||||||||||
| 10 | R.A. PLUMBRIDGE | Mgmt | No vote | ||||||||||||||
| 11 | J.B. PRESCOTT | Mgmt | No vote | ||||||||||||||
| 12 | D.C. ROTH | Mgmt | No vote | ||||||||||||||
| 13 | S. SCHULICH | Mgmt | No vote | ||||||||||||||
| 14 | J.V. TARANIK | Mgmt | No vote | ||||||||||||||
| 02 | RATIFY APPOINTMENT OF INDEPENDENTAUDITORS. | Mgmt | No vote | ||||||||||||||
| 03 | STOCKHOLDER PROPOSAL REGARDINGINDEPENDENT BOARD CHAIRMAN. | Shr | No vote | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 300000 | Voted Shares 0 | Shares on Loan 0 | Vote Date | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| NOBLE CORPORATION | |||||||||||||||||
| Security: | G65422100 | Agenda Number: | 932459058 | ||||||||||||||
| Ticker: | NE | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/27/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | JAMES C. DAY | Mgmt | For | For | |||||||||||||
| 2 | JULIE H. EDWARDS | Mgmt | For | For | |||||||||||||
| 3 | MARC E. LELAND | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL OF THE APPOINTMENT OFPRICEWATERHOUSECOOPERS LLP ASINDEPENDENT AUDITORS FOR 2006. | Mgmt | For | For | |||||||||||||
| 03 | MEMBER (SHAREHOLDER) PROPOSAL TOSEPARATE THE POSITIONS OFCHAIRMAN/CHIEF EXECUTIVE OFFICER. | Shr | For | Against | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1300000 | Voted Shares 1300000 | Shares on Loan 0 | Vote Date 4/26/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| OFFSHORE LOGISTICS, INC. | |||||||||||||||||
| Security: | 676255102 | Agenda Number: | 932427570 | ||||||||||||||
| Ticker: | OLG | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 2/6/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | THOMAS N. AMONETT | Mgmt | For | For | |||||||||||||
| 2 | PETER N. BUCKLEY | Mgmt | For | For | |||||||||||||
| 3 | STEPHEN J. CANNON | Mgmt | For | For | |||||||||||||
| 4 | JONATHAN H. CARTWRIGHT | Mgmt | For | For | |||||||||||||
| 5 | WILLIAM E. CHILES | Mgmt | For | For | |||||||||||||
| 6 | MICHAEL A. FLICK | Mgmt | For | For | |||||||||||||
| 7 | KENNETH M. JONES | Mgmt | For | For | |||||||||||||
| 8 | PIERRE H. JUNGELS, CBE | Mgmt | For | For | |||||||||||||
| 9 | THOMAS C. KNUDSON | Mgmt | For | For | |||||||||||||
| 10 | KEN C. TAMBLYN | Mgmt | For | For | |||||||||||||
| 11 | ROBERT W. WALDRUP | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL AND RATIFICATION OF THESELECTION OF KPMG LLP ASINDEPENDENT AUDITORS FOR THEFISCAL YEAR ENDING MARCH 31, 2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 500000 | Voted Shares 500000 | Shares on Loan 0 | Vote Date 1/25/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||||
| Security: | 71654V408 | Agenda Number: | 932377989 | ||||||||||||||
| Ticker: | PBR | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 7/22/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL OF THE 300% STOCK SPLITOF COMPANY SHARES, RESULTING INTHE DISTRIBUTION, AT NO COST, OF 3(THREE) NEW SHARES OF THE SAMETYPE FOR 1 (ONE) SHARE HELD ONAUGUST 31, 2005, AS SET FORTH IN THECOMPANY S NOTICE OF MEETINGENCLOSED HEREWITH. | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL TO CHANGE ARTICLE 4 OFTHE COMPANY S BYLAWS IN LIGHT OFITEM I, AS SET FORTH IN THE COMPANY SNOTICE OF MEETING ENCLOSEDHEREWITH. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 800000 | Voted Shares 800000 | Shares on Loan 0 | Vote Date 7/11/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||||
| Security: | 71654V408 | Agenda Number: | 932389693 | ||||||||||||||
| Ticker: | PBR | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 8/30/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL OF THE PROTOCOL ANDJUSTIFICATION OF THE OPERATION FORTHE PARTIAL AND DISPROPORTIONALSPINNING OFF OF DOWNSTREAMPARTICIPACOES LTDA AND THEINCORPORATION OF THE DIVESTEDPORTION BY PETROLEO BRASILEIRO S.A.- PETROBRAS , DATED JULY 31, 2005 | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION AND NOMINATION OF THESPECIALIZED COMPANY FORAPPRAISING THE ASSETS TO BE SPUNOFF AND SUBSEQUENTLYINCORPORATED | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF THE VALUATION REPORTOF THE SPUN OFF PORTION TO BEINCORPORATED BY PETROBRAS | Mgmt | For | For | |||||||||||||
| 04 | APPROVAL OF THE SPINNING OFFFOLLOWED BY INCORPORATION OF THEASSETS OF THE DIVESTED PART OF THECOMPANY ACCORDING TO THEPROCEDURE IN THE DOCUMENT TOWHICH ITEM 1 ABOVE REFERS | Mgmt | For | For | |||||||||||||
| 05 | AUTHORIZATION FOR THE EXECUTIVEBOARD TO PRACTICE ALL NECESSARYACTS FOR THE EXECUTION OF THEABOVE ITEMS | Mgmt | For | For | |||||||||||||
| 06 | APPROVAL OF THE ELECTION OF JOSESERGIO GABRIELLI DE AZEVEDO, CHIEFEXECUTIVE OFFICER, AS A MEMBER OFTHE BOARD OF DIRECTORS OF THECOMPANY | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 800000 | Voted Shares 800000 | Shares on Loan 0 | Vote Date 8/23/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||||
| Security: | 71654V408 | Agenda Number: | 932452080 | ||||||||||||||
| Ticker: | PBR | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/3/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| A1 | APPROVAL OF THE MANAGEMENTREPORT, FINANCIAL STATEMENTS ANDAUDIT COMMITTEE S OPINION FOR THEFISCAL YEAR 2005. | Mgmt | For | For | |||||||||||||
| A2 | APPROVAL OF THE CAPITALEXPENDITURE BUDGET FOR THE FISCALYEAR 2006. | Mgmt | For | For | |||||||||||||
| A3 | APPROVAL OF THE DISTRIBUTION OFRESULTS FOR THE FISCAL YEAR 2005. | Mgmt | For | For | |||||||||||||
| A4 | APPROVAL OF THE ELECTION OFMEMBERS OF THE BOARD OFDIRECTORS.* | Mgmt | For | For | |||||||||||||
| A5 | APPROVAL OF THE ELECTION OFCHAIRMAN OF THE BOARD OFDIRECTORS.* | Mgmt | For | For | |||||||||||||
| A6 | APPROVAL OF THE ELECTION OFMEMBERS OF THE FISCAL COUNCIL ANDTHEIR RESPECTIVE SUBSTITUTES.* | Mgmt | For | For | |||||||||||||
| A7 | APPROVAL OF THE ESTABLISHMENT OFTHE MANAGEMENT COMPENSATION, ASWELL AS THEIR PARTICIPATION IN THEPROFITS PURSUANT TO ARTICLES 41AND 56 OF THE COMPANY S BYLAWS, ASWELL OF MEMBERS OF THE FISCALCOUNCIL. | Mgmt | For | For | |||||||||||||
| E1 | APPROVAL OF THE INCREASE IN THECAPITAL STOCK THROUGH THEINCORPORATION OF PART OF THEREVENUE RESERVES CONSTITUTED INPREVIOUS FISCAL YEARS AMOUNTINGTO R$ 15.352 MILLION, INCREASING THECAPITAL STOCK FROM R$ 32,896 MILLIONTO R$ 48.248 MILLION WITHOUT ANYCHANG | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 497300 | Voted Shares 497300 | Shares on Loan 0 | Vote Date 3/24/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| POSCO | |||||||||||||||||
| Security: | 693483109 | Agenda Number: | 932438991 | ||||||||||||||
| Ticker: | PKX | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 2/24/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL OF BALANCE SHEET, INCOMESTATEMENT, AND THE STATEMENT OFAPPROPRIATION OF RETAINEDEARNINGS FOR THE 38TH FISCAL YEAR | Mgmt | For | ||||||||||||||
| 02 | PARTIAL AMENDMENTS TO ARTICLES OFINCORPORATION | Mgmt | For | ||||||||||||||
| 3A | ELECTION OF OUTSIDE DIRECTOR: PARK,YOUNG-JU | Mgmt | For | ||||||||||||||
| 3B | ELECTION OF OUTSIDE DIRECTOR: HUH,SUNG-KWAN | Mgmt | For | ||||||||||||||
| 3C | ELECTION OF OUTSIDE DIRECTOR ASAUDIT COMMITTEE MEMBER: SUH, YOON-SUK | Mgmt | For | ||||||||||||||
| 3D | ELECTION OF STANDING DIRECTOR:CHO, SOUNG-SIK | Mgmt | For | ||||||||||||||
| 3E | ELECTION OF STANDING DIRECTOR: LEE,DONG-HEE | Mgmt | For | ||||||||||||||
| 4 | APPROVAL OF LIMITS OF TOTALREMUNERATION FOR DIRECTORS | Mgmt | For | ||||||||||||||
| 5 | WAIVER OF CLAIM FOR OVERPAIDEMPLOYMENT BENEFIT | Mgmt | For | ||||||||||||||
|
|
|
| ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 250000 | Voted Shares 250000 | Shares on Loan 0 | Vote Date 2/16/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PRAXAIR, INC. | |||||||||||||||||
| Security: | 74005P104 | Agenda Number: | 932452890 | ||||||||||||||
| Ticker: | PX | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/25/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | STEPHEN F. ANGEL | Mgmt | For | For | |||||||||||||
| 2 | CLAIRE W. GARGALLI | Mgmt | For | For | |||||||||||||
| 3 | G.J. RATCLIFFE, JR. | Mgmt | For | For | |||||||||||||
| 4 | DENNIS H. REILLEY | Mgmt | For | For | |||||||||||||
| 02 | PROPOSAL TO APPROVE AN AMENDMENTTO THE PRAXAIR, INC. CERTIFICATE OFINCORPORATION TO DECLASSIFY THEBOARD. (NOTE: THE BOARD MAKES NORECOMMENDATION FOR PROPOSAL 2) | Mgmt | For | ||||||||||||||
| 03 | PROPOSAL TO RE-APPROVEPERFORMANCE GOALS UNDER PRAXAIRS SECTION 162(M) PLAN. | Mgmt | For | For | |||||||||||||
| 04 | PROPOSAL TO RATIFY THEAPPOINTMENT OF THE INDEPENDENTAUDITOR. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1100000 | Voted Shares 1100000 | Shares on Loan 0 | Vote Date 4/19/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PREMCOR INC. | |||||||||||||||||
| Security: | 74045Q104 | Agenda Number: | 932380380 | ||||||||||||||
| Ticker: | PCO | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 8/30/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | TO ADOPT THE AGREEMENT AND PLANOF MERGER, DATED AS OF APRIL 24,2005, BY AND BETWEEN VALERO ENERGYCORPORATION AND PREMCOR INC.,WHICH PROVIDES FOR, AMONG OTHERTHINGS, THE MERGER OF PREMCORINTO VALERO. | Mgmt | For | For | |||||||||||||
| 02 | TO ADJOURN THE SPECIAL MEETING, IFNECESSARY, TO SOLICIT ADDITIONALPROXIES IN FAVOR OF ADOPTION OF THEMERGER AGREEMENT. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 200000 | Voted Shares 200000 | Shares on Loan 0 | Vote Date 8/15/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| SMITH INTERNATIONAL, INC. | |||||||||||||||||
| Security: | 832110100 | Agenda Number: | 932474036 | ||||||||||||||
| Ticker: | SII | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/25/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | ROBERT KELLEY | Mgmt | For | For | |||||||||||||
| 2 | DOUG ROCK | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL OF EXECUTIVE OFFICERANNUAL INCENTIVE PLAN | Mgmt | For | For | |||||||||||||
| 03 | RATIFICATION OF INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1300000 | Voted Shares 1300000 | Shares on Loan 0 | Vote Date 4/20/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| VALERO ENERGY CORPORATION | |||||||||||||||||
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| Security: | 91913Y100 | Agenda Number: | 932414244 | ||||||||||||||
| Ticker: | VLO | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 12/1/05 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL OF AN AMENDMENT TOVALERO S RESTATED CERTIFICATE OFINCORPORATION TO INCREASE THETOTAL NUMBER OF SHARES OF COMMONSTOCK, PAR VALUE $0.01 PER SHARE,THAT VALERO HAS THE AUTHORITY TOISSUE FROM 600,000,000 SHARES TO1,200,000,000 SHARES.T | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 500000 | Voted Shares 500000 | Shares on Loan 0 | Vote Date 11/24/05 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| VALERO ENERGY CORPORATION | ||||||||||||||||
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| Security: | 91913Y100 | Agenda Number: | 932460809 | ||||||||||||||
| Ticker: | VLO | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 4/27/0 6 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | JERRY D. CHOATE | Mgmt | For | For | |||||||||||||
| 2 | WILLIAM R. KLESSE | Mgmt | For | For | |||||||||||||
| 3 | DONALD L. NICKLES | Mgmt | For | For | |||||||||||||
| 4 | SUSAN KAUFMAN PURCELL | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF KPMG LLP ASAUDITORS FOR 2006. | Mgmt | For | For | |||||||||||||
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Account Number 121698.1 | Custodian 24428 | Ballot Shares 1110000 | Voted Shares 1110000 | Shares on Loan 0 | Vote Date 4/21/06 | ||||||||||||
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Investment Company Report | |||||||||||||||||
Meeting Date Range: | Report Date: | Page 1 of 52 | |||||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ALPHA NATURAL RESOURCES, INC. | |||||||||||||||||
| Security: | 02076X102 | Agenda Number: | 932495624 | ||||||||||||||
| Ticker: | ANR | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/17/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | E. LINN DRAPER, JR. | Mgmt | For | For | |||||||||||||
| 2 | GLENN A. EISENBERG | Mgmt | For | For | |||||||||||||
| 3 | JOHN W. FOX, JR. | Mgmt | For | For | |||||||||||||
| 4 | FRITZ R. KUNDRUN | Mgmt | For | For | |||||||||||||
| 5 | HANS J. MENDE | Mgmt | For | For | |||||||||||||
| 6 | MICHAEL J. QUILLEN | Mgmt | For | For | |||||||||||||
| 7 | TED G. WOOD | Mgmt | For | For | |||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OF KPMGLLP AS INDEPENDENT AUDITORS FORTHE FISCAL YEAR ENDING DECEMBER31, 2006 | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1200000 | Voted Shares 1200000 | Shares on Loan 0 | Vote Date 5/11/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ALUMINUM CORPORATION OF CHINA LIMITE | |||||||||||||||||
| Security: | 022276109 | Agenda Number: | 932489811 | ||||||||||||||
| Ticker: | ACH | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVE THE REPORT OF THEDIRECTORS OF THE COMPANY FOR THEYEAR ENDED 31 DECEMBER 2005. | Mgmt | For | ||||||||||||||
| 02 | APPROVE THE REPORT OF THESUPERVISORY COMMITTEE OF THECOMPANY FOR THE YEAR ENDED 31DECEMBER, 2005. | Mgmt | For | ||||||||||||||
| 03 | APPROVE THE REPORT OF THEINTERNATIONAL AUDITORS AND THEAUDITED FINANCIAL STATEMENTS OFTHE GROUP AND THE COMPANY. | Mgmt | For | ||||||||||||||
| 04 | APPROVE THE PROPOSED PROFITDISTRIBUTION PLAN AND THE FINALDIVIDEND DISTRIBUTION OF THECOMPANY. | Mgmt | For | ||||||||||||||
| 05 | DETERMINE THE REMUNERATION OF THEDIRECTORS AND SUPERVISORS OF THECOMPANY. | Mgmt | For | ||||||||||||||
| 06 | APPROVE THE APPOINTMENT OFPRICEWATERHOUSECOOPERS, HONGKONG CERTIFIED PUBLIC ACCOUNTANTS,AND PRICEWATERHOUSECOOPERSZHONG TIAN CPAS LIMITED COMPANY ASTHE COMPANY S INTERNATIONAL ANDPRC AUDITORS. | Mgmt | For | ||||||||||||||
| 07 | APPROVE PROPOSALS (IF ANY) PUTFORWARD AT SUCH MEETING BY ANYSHAREHOLDER(S) HOLDING 5 PERCENTOR MORE OF THE SHARES. | Mgmt | For | ||||||||||||||
| S8 | APPROVE BY WAY OF SPECIALRESOLUTION THAT THE COMPANY BEAUTHORIZED TO ISSUE THE PROPOSEDSHORT-TERM BONDS AND MATTERSINCIDENTAL TO SUCH AUTHORIZATION. | Mgmt | For | ||||||||||||||
| S9 | APPROVE ALL RELEVANT RESOLUTIONSAND AUTHORIZATIONS OF THEPROPOSED ISSUE OF A SHARES PASSEDAT THE 2004 ANNUAL MEETING. | Mgmt | For | ||||||||||||||
| S10 | APPROVE BY WAY OF SPECIALRESOLUTION THE PROPOSEDAMENDMENTS TO THE ARTICLES OFASSOCIATION OF THE COMPANY. | Mgmt | For | ||||||||||||||
| S11 | APPROVE THE RESOLUTION REFERREDTO AS SPECIAL RESOLUTION NUMBERED11 SET OUT IN THE NOTICE OF ANNUALGENERAL MEETING. | Mgmt | Against | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 180100 | Voted Shares 180100 | Shares on Loan 0 | Vote Date 4/27/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| AMERADA HESS CORPORATION | |||||||||||||||||
| Security: | 023551104 | Agenda Number: | 932471838 | ||||||||||||||
| Ticker: | AHC | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/3/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | J.B. HESS | Mgmt | For | For | |||||||||||||
| 2 | C.G. MATTHEWS | Mgmt | For | For | |||||||||||||
| 3 | R. LAVIZZO-MOUREY | Mgmt | For | For | |||||||||||||
| 4 | E.H. VON METZSCH | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF THE SELECTION OFERNST & YOUNG LLP AS INDEPENDENTAUDITORS FOR FISCAL YEAR ENDINGDECEMBER 31, 2006. | Mgmt | For | For | |||||||||||||
| 03 | PROPOSAL TO CHANGE THE NAME OFTHE COMPANY TO HESS CORPORATION | Mgmt | For | For | |||||||||||||
| 04 | PROPOSAL TO AMEND THE COMPANY SRESTATED CERTIFICATE OFINCORPORATION TO INCREASE THENUMBER OF AUTHORIZED SHARES OFCOMMON STOCK TO 600,000,000SHARES. | Mgmt | For | For | |||||||||||||
| 05 | PROPOSAL TO APPROVE THEPERFORMANCE INCENTIVE PLAN FORSENIOR OFFICERS | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 275000 | Voted Shares 275000 | Shares on Loan 0 | Vote Date 5/1/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| BUNGE LIMITED | |||||||||||||||||
| Security: | G16962105 | Agenda Number: | 932495840 | ||||||||||||||
| Ticker: | BG | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/26/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 1A | ELECT CLASS II DIRECTOR: FRANCISCOPPINGER | Mgmt | For | For | |||||||||||||
| 1B | ELECT CLASS II DIRECTOR: ALBERTOWEISSER | Mgmt | For | For | |||||||||||||
| 02 | TO APPOINT DELOITTE & TOUCHE LLP ASBUNGE LIMITED S INDEPENDENTAUDITORS FOR THE FISCAL YEARENDING DECEMBER 31, 2006 AND TOAUTHORIZE THE AUDIT COMMITTEE OFTHE BOARD OF DIRECTORS TODETERMINE THE INDEPENDENTAUDITORS FEES. | Mgmt | For | For | |||||||||||||
| 03 | TO APPROVE THE AMENDMENTS TO THEBYE-LAWS OF BUNGE LIMITED AS SETFORTH IN THE PROXY STATEMENT. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1100000 | Voted Shares 1100000 | Shares on Loan 0 | Vote Date 5/17/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CELANESE CORPORATION | |||||||||||||||||
| Security: | 150870103 | Agenda Number: | 932482780 | ||||||||||||||
| Ticker: | CE | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/2/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | DAVID F. HOFFMEISTER | Mgmt | For | For | |||||||||||||
| 2 | JAMES E. BARLETT | Mgmt | For | For | |||||||||||||
| 3 | ANJAN MUKHERJEE | Mgmt | For | For | |||||||||||||
| 4 | PAUL H. O'NEILL | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OFKPMG LLP AS THE COMPANY SINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1000000 | Voted Shares 1000000 | Shares on Loan 0 | Vote Date 4/28/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| CONOCOPHILLIPS | |||||||||||||||||
| Security: | 20825C104 | Agenda Number: | 932476383 | ||||||||||||||
| Ticker: | COP | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | RICHARD L. ARMITAGE | Mgmt | For | For | |||||||||||||
| 2 | RICHARD H. AUCHINLECK | Mgmt | For | For | |||||||||||||
| 3 | HARALD J. NORVIK | Mgmt | For | For | |||||||||||||
| 4 | WILLIAM K. REILLY | Mgmt | For | For | |||||||||||||
| 5 | VICTORIA J. TSCHINKEL | Mgmt | For | For | |||||||||||||
| 6 | KATHRYN C. TURNER | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OFERNST & YOUNG LLP AS INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRMFOR 2006 | Mgmt | For | For | |||||||||||||
| 03 | DRILLING IN SENSITIVE AREAS | Shr | Against | For | |||||||||||||
| 04 | DIRECTOR ELECTION VOTE STANDARD | Shr | Against | For | |||||||||||||
| 05 | SHAREHOLDER APPROVAL OF FUTUREEXTRAORDINARY RETIREMENTBENEFITS FOR SENIOR EXECUTIVES | Shr | Against | For | |||||||||||||
| 06 | ENVIRONMENTAL ACCOUNTABILITY TOCOMMUNITIES | Shr | Against | For | |||||||||||||
| 07 | EQUITABLE COMPENSATION OF NON-EMPLOYEE DIRECTORS | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 100000 | Voted Shares 100000 | Shares on Loan 0 | Vote Date 5/9/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| COOPER CAMERON CORPORATION | |||||||||||||||||
| Security: | 216640102 | Agenda Number: | 932467461 | ||||||||||||||
| Ticker: | CAM | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/5/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | NATHAN M. AVERY | Mgmt | No vote | ||||||||||||||
| 2 | C. BAKER CUNNINGHAM | Mgmt | No vote | ||||||||||||||
| 3 | SHELDON R. ERIKSON | Mgmt | No vote | ||||||||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OFINDEPENDENT REGISTERED PUBLICACCOUNTANTS FOR 2006. | Mgmt | No vote | ||||||||||||||
| 03 | VOTE ON CHANGE OF COMPANY S NAMEAND CHANGE IN THE CERTIFICATE OFINCORPORATION. | Mgmt | No vote | ||||||||||||||
| 04 | VOTE ON AMENDMENT TO 2005 EQUITYINCENTIVE PLAN. | Mgmt | No vote | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 400000 | Voted Shares 0 | Shares on Loan 0 | Vote Date | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| DIAMOND OFFSHORE DRILLING, INC. | |||||||||||||||||
| Security: | 25271C102 | Agenda Number: | 932471509 | ||||||||||||||
| Ticker: | DO | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/23/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | JAMES S. TISCH | Mgmt | For | For | |||||||||||||
| 2 | LAWRENCE R. DICKERSON | Mgmt | For | For | |||||||||||||
| 3 | ALAN R. BATKIN | Mgmt | For | For | |||||||||||||
| 4 | CHARLES L. FABRIKANT | Mgmt | For | For | |||||||||||||
| 5 | PAUL G. GAFFNEY, II | Mgmt | For | For | |||||||||||||
| 6 | HERBERT C. HOFMANN | Mgmt | For | For | |||||||||||||
| 7 | ARTHUR L. REBELL | Mgmt | For | For | |||||||||||||
| 8 | RAYMOND S. TROUBH | Mgmt | For | For | |||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OFDELOITTE & TOUCHE LLP AS THEINDEPENDENT AUDITORS OF THECOMPANY FOR FISCAL YEAR 2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1290000 | Voted Shares 1290000 | Shares on Loan 0 | Vote Date 5/15/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||||
| Security: | 30231G102 | Agenda Number: | 932485700 | ||||||||||||||
| Ticker: | XOM | Meeting Type: | Annual | ||||||||||||||
| �� | ISIN: | Meeting Date: | 5/31/06 | ||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | M.J. BOSKIN | Mgmt | For | For | |||||||||||||
| 2 | W.W. GEORGE | Mgmt | For | For | |||||||||||||
| 3 | J.R. HOUGHTON | Mgmt | For | For | |||||||||||||
| 4 | W.R. HOWELL | Mgmt | For | For | |||||||||||||
| 5 | R.C. KING | Mgmt | For | For | |||||||||||||
| 6 | P.E. LIPPINCOTT | Mgmt | For | For | |||||||||||||
| 7 | H.A. MCKINNELL, JR. | Mgmt | For | For | |||||||||||||
| 8 | M.C. NELSON | Mgmt | For | For | |||||||||||||
| 9 | S.J. PALMISANO | Mgmt | For | For | |||||||||||||
| 10 | W.V. SHIPLEY | Mgmt | For | For | |||||||||||||
| 11 | J.S. SIMON | Mgmt | For | For | |||||||||||||
| 12 | R.W. TILLERSON | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF INDEPENDENTAUDITORS (PAGE 32) | Mgmt | For | For | |||||||||||||
| 03 | CUMULATIVE VOTING (PAGE 34) | Shr | For | Against | |||||||||||||
| 04 | MAJORITY VOTE (PAGE 35) | Shr | For | Against | |||||||||||||
| 05 | INDUSTRY EXPERIENCE (PAGE 37) | Shr | Against | For | |||||||||||||
| 06 | DIRECTOR QUALIFICATIONS (PAGE 38) | Shr | Against | For | |||||||||||||
| 07 | DIRECTOR COMPENSATION (PAGE 40) | Shr | Against | For | |||||||||||||
| 08 | BOARD CHAIRMAN AND CEO (PAGE 41) | Shr | Against | For | |||||||||||||
| 09 | EXECUTIVE COMPENSATION REPORT(PAGE 43) | Shr | Against | For | |||||||||||||
| 10 | EXECUTIVE COMPENSATION CRITERIA(PAGE 45) | Shr | Against | For | |||||||||||||
| 11 | POLITICAL CONTRIBUTIONS REPORT(PAGE 47) | Shr | Against | For | |||||||||||||
| 12 | CORPORATE SPONSORSHIPS REPORT(PAGE 49) | Shr | Against | For | |||||||||||||
| 13 | AMENDMENT OF EEO POLICY (PAGE 50) | Shr | For | Against | |||||||||||||
| 14 | BIODIVERSITY IMPACT REPORT (PAGE 52) | Shr | Against | For | |||||||||||||
| 15 | COMMUNITY ENVIRONMENTAL IMPACT(PAGE 53) | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 950000 | Voted Shares 950000 | Shares on Loan 0 | Vote Date 5/30/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| GLOBALSANTAFE CORPORATION | |||||||||||||||||
| Security: | G3930E101 | Agenda Number: | 932493187 | ||||||||||||||
| Ticker: | GSF | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/23/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | THOMAS W. CASON | Mgmt | For | For | |||||||||||||
| 2 | JON A. MARSHALL | Mgmt | For | For | |||||||||||||
| 3 | CARROLL W. SUGGS | Mgmt | For | For | |||||||||||||
| 2A | AMEND THE COMPANY S AMENDED ANDRESTATED ARTICLES OF ASSOCIATION,AS AMENDED TO DATE; TO PROVIDETHAT THE ISSUANCE OF PREFERENCESHARES IS NOT A VARIATION OF THERIGHTS OF THE HOLDERS OF ORDINARYSHARES AND TO MAKE A RELATEDCLARIFYING CHANGE, AND AMEND THECOMPA | Mgmt | For | For | |||||||||||||
| 2B | AMEND THE EXISTING ARTICLES OFASSOCIATION TO INCREASE THECOMPANY S FLEXIBILITY INREPURCHASING ITS SHARES. | Mgmt | For | For | |||||||||||||
| 2C | AMEND THE EXISTING ARTICLES OFASSOCIATION TO DELETE OBSOLETEPROVISIONS RELATING TO KUWAITPETROLEUM CORPORATION AND ITSAFFILIATES. | Mgmt | For | For | |||||||||||||
| 2D | AMEND THE EXISTING MEMORANDUM OFASSOCIATION AND THE EXISTINGARTICLES OF ASSOCIATION TO CLARIFY,UPDATE AND MAKE MINOR CHANGES TOCERTAIN PROVISIONS. | Mgmt | For | For | |||||||||||||
| 2E | AMEND AND RESTATE THE EXISTINGMEMORANDUM OF ASSOCIATION ANDTHE EXISTING ARTICLES OFASSOCIATION TO INCORPORATE ALLPREVIOUS AMENDMENTS THERETO. | Mgmt | For | For | |||||||||||||
| 03 | PROPOSAL TO RATIFY THEAPPOINTMENT OFPRICEWATERHOUSECOOPERS LLP ASTHE COMPANY S INDEPENDENT AUDITORFOR THE YEAR ENDING DECEMBER 31,2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 650000 | Voted Shares 650000 | Shares on Loan 0 | Vote Date 5/16/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| GRANT PRIDECO, INC. | |||||||||||||||||
| Security: | 38821G101 | Agenda Number: | 932474872 | ||||||||||||||
| Ticker: | GRP | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | DAVID J. BUTTERS | Mgmt | For | For | |||||||||||||
| 2 | ELIOT M. FRIED | Mgmt | For | For | |||||||||||||
| 3 | DENNIS R. HENDRIX | Mgmt | For | For | |||||||||||||
| 4 | HAROLD E. LAYMAN | Mgmt | For | For | |||||||||||||
| 5 | SHELDON B. LUBAR | Mgmt | For | For | |||||||||||||
| 6 | MICHAEL MCSHANE | Mgmt | For | For | |||||||||||||
| 7 | ROBERT K. MOSES, JR. | Mgmt | For | For | |||||||||||||
| 8 | JOSEPH E. REID | Mgmt | For | For | |||||||||||||
| 9 | DAVID A. TRICE | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL OF THE 2006 GRANT PRIDECOLONG-TERM INCENTIVE PLAN. | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF THE MATERIAL TERMS OFTHE PERFORMANCE CRITERIA FORPERFORMANCE AWARDS UNDER THE2006 GRANT PRIDECO LONG-TERMINCENTIVE PLAN. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 460000 | Voted Shares 460000 | Shares on Loan 0 | Vote Date 5/9/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| HUNTSMAN CORPORATION | |||||||||||||||||
| Security: | 447011107 | Agenda Number: | 932487843 | ||||||||||||||
| Ticker: | HUN | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/4/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | PETER R. HUNTSMAN | Mgmt | For | For | |||||||||||||
| 2 | WAYNE A. REAUD | Mgmt | For | For | |||||||||||||
| 3 | ALVIN V. SHOEMAKER | Mgmt | For | For | |||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OFDELOITTE & TOUCHE LLP AS OURINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR THE YEARENDING DECEMBER 31, 2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1500000 | Voted Shares 1500000 | Shares on Loan 0 | Vote Date 5/1/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| INTERNATIONAL PAPER COMPANY | |||||||||||||||||
| Security: | 460146103 | Agenda Number: | 932474149 | ||||||||||||||
| Ticker: | IP | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/8/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | JOHN L. TOWNSEND, III* | Mgmt | For | For | |||||||||||||
| 2 | JOHN F. TURNER** | Mgmt | For | For | |||||||||||||
| 3 | ALBERTO WEISSER** | Mgmt | For | For | |||||||||||||
| 4 | JOHN V. FARACI*** | Mgmt | For | For | |||||||||||||
| 5 | DONALD F. MCHENRY*** | Mgmt | For | For | |||||||||||||
| 6 | WILLIAM G. WALTER*** | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF DELOITTE & TOUCHELLP AS THE COMPANY S INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRMFOR 2006. | Mgmt | For | For | |||||||||||||
| 03 | PROPOSAL RELATING TO MAJORITYVOTING FOR DIRECTORS. | Shr | Against | For | |||||||||||||
| 04 | PROPOSAL RELATING TO SUSTAINABLEFORESTRY. | Shr | Against | For | |||||||||||||
| 05 | PROPOSAL RELATING TO ANNUALELECTION OF DIRECTORS. | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 223100 | Voted Shares 223100 | Shares on Loan 0 | Vote Date 5/5/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| KERR-MCGEE CORPORATION | |||||||||||||||||
| Security: | 492386107 | Agenda Number: | 932464910 | ||||||||||||||
| Ticker: | KMG | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/9/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | SYLVIA A. EARLE | Mgmt | No vote | ||||||||||||||
| 2 | MARTIN C. JISCHKE | Mgmt | No vote | ||||||||||||||
| 3 | LEROY C. RICHIE | Mgmt | No vote | ||||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OFERNST & YOUNG LLP AS INDEPENDENTAUDITORS FOR 2006. | Mgmt | No vote | ||||||||||||||
| 03 | STOCKHOLDER PROPOSAL REQUESTINGESTABLISHMENT OF AN OFFICE OF THEBOARD OF DIRECTORS. | Shr | No vote | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 150000 | Voted Shares 0 | Shares on Loan 0 | Vote Date | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| MASSEY ENERGY COMPANY | |||||||||||||||||
| Security: | 576206106 | Agenda Number: | 932499280 | ||||||||||||||
| Ticker: | MEE | Meeting Type: | Contested Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/16/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | MR. DANIEL S. LOEB | Mgmt | For | * | |||||||||||||
| 2 | R. TODD SWANSON | Mgmt | For | * | |||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OF ERNST& YOUNG LLP AS THE COMPANY SINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR THE FISCALYEAR ENDING DECEMBER 31, 2006. | Mgmt | For | * | |||||||||||||
| 03 | TO APPROVE THE MASSEY ENERGYCOMPANY 2006 STOCK AND INCENTIVECOMPENSATION PLAN. | Mgmt | Against | * | |||||||||||||
| 04 | TO APPROVE AMENDMENTS TO THECOMPANY S RESTATED CERTIFICATE OFINCORPORATION AND RESTATEDBYLAWS. | Mgmt | For | * | |||||||||||||
| An * in the For/Against management field indicates management position unknown since information regarding non-U.S. issuers is not readily available. | |||||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1900000 | Voted Shares 1900000 | Shares on Loan 0 | Vote Date 5/11/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| NALCO HOLDING COMPANY | |||||||||||||||||
| Security: | 62985Q101 | Agenda Number: | 932457890 | ||||||||||||||
| Ticker: | NLC | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/4/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | MR. RODNEY F. CHASE | Mgmt | For | For | |||||||||||||
| 2 | MR. RICHARD B. MARCHESE | Mgmt | For | For | |||||||||||||
| 3 | MR. PAUL H. O'NEILL | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OFERNST & YOUNG LLP AS THEINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR THE FISCALYEAR ENDING DECEMBER 31, 2006. | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF THE AMENDED ANDRESTATED MANAGEMENT INCENTIVEPLAN. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1500000 | Voted Shares 1500000 | Shares on Loan 0 | Vote Date 5/1/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| NS GROUP, INC. | |||||||||||||||||
| Security: | 628916108 | Agenda Number: | 932467928 | ||||||||||||||
| Ticker: | NSS | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | CLIFFORD R. BORLAND | Mgmt | For | For | |||||||||||||
| 2 | DAVID A.B. BROWN | Mgmt | For | For | |||||||||||||
| 3 | PATRICK J.B. DONNELLY | Mgmt | For | For | |||||||||||||
| 4 | GEORGE A. HELLAND, JR. | Mgmt | For | For | |||||||||||||
| 5 | RENE J. ROBICHAUD | Mgmt | For | For | |||||||||||||
| 6 | JOHN F. SCHWARZ | Mgmt | For | For | |||||||||||||
| 02 | RATIFY THE APPOINTMENT OF DELOITTE& TOUCHE LLP AS THE COMPANY SINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR 2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 250000 | Voted Shares 250000 | Shares on Loan 0 | Vote Date 5/8/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||
| Security: | 674599105 | Agenda Number: | 932457597 | ||||||||||||||
| Ticker: | OXY | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/5/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | SPENCER ABRAHAM | Mgmt | For | For | |||||||||||||
| 2 | RONALD W. BURKLE | Mgmt | For | For | |||||||||||||
| 3 | JOHN S. CHALSTY | Mgmt | For | For | |||||||||||||
| 4 | EDWARD P. DJEREJIAN | Mgmt | For | For | |||||||||||||
| 5 | R. CHAD DREIER | Mgmt | For | For | |||||||||||||
| 6 | JOHN E. FEICK | Mgmt | For | For | |||||||||||||
| 7 | RAY R. IRANI | Mgmt | For | For | |||||||||||||
| 8 | IRVIN W. MALONEY | Mgmt | For | For | |||||||||||||
| 9 | RODOLFO SEGOVIA | Mgmt | For | For | |||||||||||||
| 10 | AZIZ D. SYRIANI | Mgmt | For | For | |||||||||||||
| 11 | ROSEMARY TOMICH | Mgmt | For | For | |||||||||||||
| 12 | WALTER L. WEISMAN | Mgmt | For | For | |||||||||||||
| 02 | THE RATIFICATION OF THE SELECTIONOF KPMG AS INDEPENDENT AUDITORS. | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF INCREASE IN AUTHORIZEDCAPITAL STOCK. | Mgmt | For | For | |||||||||||||
| 04 | LIMIT ON EXECUTIVE COMPENSATION. | Shr | Against | For | |||||||||||||
| 05 | SCIENTIFIC REPORT ON GLOBALWARMING/COOLING. | Shr | Against | For | |||||||||||||
| 06 | ELECTION OF DIRECTORS BY MAJORITYVOTE. | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 585000 | Voted Shares 585000 | Shares on Loan 0 | Vote Date 5/3/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PASON SYSTEMS INC. | |||||||||||||||||
| Security: | 702925108 | Agenda Number: | 932478236 | ||||||||||||||
| Ticker: | PSYTF | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 5/15/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | IN RESPECT OF FIXING THE NUMBER OFDIRECTORS AT SIX (6); | Mgmt | For | For | |||||||||||||
| 02 | IN RESPECT OF THE ELECTION OFDIRECTORS, AS SPECIFIED IN THEACCOMPANYING INFORMATIONCIRCULAR; | Mgmt | For | For | |||||||||||||
| 03 | IN RESPECT OF THE APPOINTMENT OFDELOITTE & TOUCHE LLP CHARTEREDACCOUNTANTS, AS THE AUDITOR OF THECORPORATION; | Mgmt | For | For | |||||||||||||
| 04 | A SPECIAL RESOLUTION AUTHORIZINGTHE CORPORATION TO AMEND ITSARTICLES TO SUBDIVIDE THE COMMONSHARES OF THE CORPORATION,WHETHER ISSUED OR UNISSUED, ON ATWO-FOR-ONE BASIS AS SET FORTH INTHE ACCOMPANYING INFORMATIONCIRCULAR. | Mgmt | For | For | |||||||||||||
Account Number 121698.4 | Custodian 24431 | Ballot Shares 262200 | Voted Shares 262200 | Shares on Loan 0 | Vote Date 5/3/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PEABODY ENERGY CORPORATION | |||||||||||||||||
| Security: | 704549104 | Agenda Number: | 932471193 | ||||||||||||||
| Ticker: | BTU | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/5/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | GREGORY H. BOYCE | Mgmt | For | For | |||||||||||||
| 2 | WILLIAM E. JAMES | Mgmt | For | For | |||||||||||||
| 3 | ROBERT B. KARN III | Mgmt | For | For | |||||||||||||
| 4 | HENRY E. LENTZ | Mgmt | For | For | |||||||||||||
| 5 | BLANCHE M. TOUHILL | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OFINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM. | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF INCREASE IN AUTHORIZEDSHARES OF COMMON STOCK. | Mgmt | For | For | |||||||||||||
| 04 | SHAREHOLDER PROPOSAL REGARDINGFORMATION OF SPECIAL COMMITTEE. | Shr | Against | For | |||||||||||||
| 05 | SHAREHOLDER PROPOSAL REGARDINGMAJORITY VOTING. | Shr | Against | For | |||||||||||||
| 06 | SHAREHOLDER PROPOSAL REGARDINGBOARD DECLASSIFICATION. | Shr | Against | For | |||||||||||||
| 07 | SHAREHOLDER PROPOSAL REGARDINGWATER USE. | Shr | Against | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 540000 | Voted Shares 540000 | Shares on Loan 0 | Vote Date 5/4/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PETROCHINA COMPANY LIMITED | |||||||||||||||||
| Security: | 71646E100 | Agenda Number: | 932506768 | ||||||||||||||
| Ticker: | PTR | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/26/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | TO CONSIDER AND APPROVE THEREPORT OF THE BOARD OF DIRECTORSOF THE COMPANY FOR THE YEAR 2005. | Mgmt | For | ||||||||||||||
| 02 | TO CONSIDER AND APPROVE THEREPORT OF THE SUPERVISORYCOMMITTEE OF THE COMPANY FOR THEYEAR 2005. | Mgmt | For | ||||||||||||||
| 03 | TO CONSIDER AND APPROVE THEAUDITED FINANCIAL STATEMENTS OFTHE COMPANY FOR THE YEAR 2005. | Mgmt | For | ||||||||||||||
| 04 | TO CONSIDER AND APPROVE THEDECLARATION AND PAYMENT OF A FINALDIVIDEND FOR THE YEAR ENDEDDECEMBER 31, 2005. | Mgmt | For | ||||||||||||||
| 05 | APPROVE THE AUTHORISATION OF THEBOARD OF DIRECTORS TO DETERMINETHE DISTRIBUTION OF INTERIMDIVIDEND FOR THE YEAR 2006. | Mgmt | For | ||||||||||||||
| 06 | APPOINTMENT OFPRICEWATERHOUSECOOPERS, AS THEINTERNATIONAL AUDITORS OF THECOMPANY ANDPRICEWATERHOUSECOOPERS ZHONGTIAN CPAS COMPANY LIMITED, AS THEDOMESTIC AUDITORS OF THE COMPANY,FOR THE YEAR 2006 AND TO FIX THEIRREMUNERATION. | Mgmt | For | ||||||||||||||
| 07 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHENG HU AS ADIRECTOR OF THE COMPANY. | Mgmt | For | ||||||||||||||
| 08 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. FRANCO BERNABE ASAN INDEPENDENT NON-EXECUTIVEDIRECTOR OF THE COMPANY. | Mgmt | For | ||||||||||||||
| 09 | AUTHORISE THE BOARD OF DIRECTORSTO ISSUE ALLOT AND DEAL WITHADDITIONAL DOMESTIC SHARES ANDOVERSEAS LISTED FOREIGN SHARES. | Mgmt | Against | ||||||||||||||
| 10 | TO CONSIDER AND APPROVE OTHERMATTERS IF ANY. | Mgmt | For | ||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 306000 | Voted Shares 306000 | Shares on Loan 0 | Vote Date 5/12/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||||
| Security: | 71654V408 | Agenda Number: | 932530050 | ||||||||||||||
| Ticker: | PBR | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 5/22/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | APPROVAL OF THE PROTOCOL ANDJUSTIFICATION OF THE INCORPORATIONOF THE SHARES OF PETROBRASQUIMICA S.A. - PETROQUISA BYPETROLEO BRASILEIRO S.A. | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION AND APPOINTMENT OF ASPECIALIZED FIRM TO EVALUATE THESHAREHOLDERS EQUITY AND BOOKVALUE OF PETROBRAS | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF THE VALUATION OF THESHAREHOLDERS EQUITY AND BOOKVALUE REPORT OF PETROBRAS | Mgmt | For | For | |||||||||||||
| 04 | APPROVAL OF THE VALUATION OF THESHAREHOLDERS EQUITY BOOK VALUEAND NET BOOK ASSETS OF PETROQUISA | Mgmt | For | For | |||||||||||||
| RATIFICATION AND APPOINTMENT OF ASPECIALIZED FIRM TO UNDERTAKE ANECONOMIC AND FINANCIAL VALUATIONOF PETROBRAS | |||||||||||||||||
| 05 | Mgmt | For | For | ||||||||||||||
| 06 | APPROVAL OF THE ECONOMIC ANDFINANCIAL VALUATION OF PETROBRAS | Mgmt | For | For | |||||||||||||
| 07 | APPROVAL OF THE INCORPORATION OFTHE TOTAL NUMBER OF PETROQUISASHARES HELD BY MINORITYSHAREHOLDERS INTO PETROBRASEQUITY | Mgmt | For | For | |||||||||||||
| 08 | APPROVAL OF THE ALTERATIONS TOPETROBRAS BYLAWS AS PROVIDED FORIN THE PROTOCOL AND JUSTIFICATIONOF THE INCORPORATION OF THESHARES OF PETROBRAS QUIMICA S.A. -PETROQUISA BY PETROLEO BRASILEIROS.A. - PETROBRAS | Mgmt | For | For | |||||||||||||
| 09 | AUTHORIZATION FOR THE EXECUTIVEBOARD TO PRACTICE ALL THE ACTSNEEDED FOR THE EXECUTION OF THEABOVE ACTIONS | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 360000 | Voted Shares 360000 | Shares on Loan 0 | Vote Date 5/12/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| RANDGOLD RESOURCES LIMITED | |||||||||||||||||
| Security: | 752344309 | Agenda Number: | 932489405 | ||||||||||||||
| Ticker: | GOLD | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/2/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | ORDINARY RESOLUTION - ADOPTION OFTHE DIRECTORS REPORT ANDACCOUNTS | Mgmt | For | For | |||||||||||||
| 02 | ORDINARY RESOLUTION - RE-ELECTIONOF DIRECTORS: AL PAVERD | Mgmt | For | For | |||||||||||||
| 03 | ORDINARY RESOLUTION - RE-ELECTIONOF DIRECTORS: BH ASHER | Mgmt | For | For | |||||||||||||
| ORDINARY RESOLUTION - ADOPTION OFTHE REPORT OF THE REMUNERATIONCOMMITTEE | |||||||||||||||||
| 04 | Mgmt | For | For | ||||||||||||||
| 05 | ORDINARY RESOLUTION - APPROVE THEFEES PAYABLE TO THE DIRECTORS | Mgmt | For | For | |||||||||||||
| 06 | ORDINARY RESOLUTION - APPOINTPRICEWATERHOUSECOOPERS LLP ASAUDITORS OF THE COMPANY | Mgmt | For | For | |||||||||||||
| 07 | SPECIAL RESOLUTION - AUTHORISE THEPURCHASE OF SHARES FOR CASH | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 2400000 | Voted Shares 2400000 | Shares on Loan 0 | Vote Date 4/21/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| ROHM AND HAAS COMPANY | |||||||||||||||||
| Security: | 775371107 | Agenda Number: | 932457600 | ||||||||||||||
| Ticker: | ROH | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/1/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | W.J. AVERY | Mgmt | For | For | |||||||||||||
| 2 | R.L. GUPTA | Mgmt | For | For | |||||||||||||
| 3 | D.W. HAAS | Mgmt | For | For | |||||||||||||
| 4 | T.W. HAAS | Mgmt | For | For | |||||||||||||
| 5 | R.L. KEYSER | Mgmt | For | For | |||||||||||||
| 6 | R.J. MILLS | Mgmt | For | For | |||||||||||||
| 7 | J.P. MONTOYA | Mgmt | For | For | |||||||||||||
| 8 | S.O. MOOSE | Mgmt | For | For | |||||||||||||
| 9 | G.S. OMENN | Mgmt | For | For | |||||||||||||
| 10 | G.L. ROGERS | Mgmt | For | For | |||||||||||||
| 11 | R.H. SCHMITZ | Mgmt | For | For | |||||||||||||
| 12 | G.M. WHITESIDES | Mgmt | For | For | |||||||||||||
| 13 | M.C. WHITTINGTON | Mgmt | For | For | |||||||||||||
| 02 | RATIFICATION OFPRICEWATERHOUSECOOPERS LLP ASROHM AND HAAS COMPANY SREGISTERED PUBLIC ACCOUNTING FIRMFOR 2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 743800 | Voted Shares 743800 | Shares on Loan 0 | Vote Date 4/27/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| SAVANNA ENERGY SERVICES CORP. | |||||||||||||||||
| Security: | 804694107 | Agenda Number: | 932481699 | ||||||||||||||
| Ticker: | SVGYF | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | TO FIX THE NUMBER OF DIRECTORS ATSIX. | Mgmt | For | For | |||||||||||||
| 02 | DIRECTOR | ||||||||||||||||
| 1 | KEN MULLEN | Mgmt | For | For | |||||||||||||
| 2 | JOHN HOOKS | Mgmt | For | For | |||||||||||||
| 3 | DENNIS NERLAND | Mgmt | For | For | |||||||||||||
| 4 | CHRISTOPHER NIXON | Mgmt | For | For | |||||||||||||
| 5 | JAMES SAUNDERS | Mgmt | For | For | |||||||||||||
| 6 | TOR WILSON | Mgmt | For | For | |||||||||||||
| 03 | TO APPOINT DELOITTE & TOUCHE LLP,CHARTERED ACCOUNTANTS, ASAUDITORS OF THE COMPANY FOR THEENSUING YEAR. | Mgmt | For | For | |||||||||||||
Account Number 121698.4 | Custodian 24431 | Ballot Shares 400000 | Voted Shares 400000 | Shares on Loan 0 | Vote Date 4/28/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
| SIGMA-ALDRICH CORPORATION | |||||||||||||||||
| Security: | 826552101 | Agenda Number: | 932469857 | ||||||||||||||
| Ticker: | SIAL | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/2/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | NINA V. FEDOROFF | Mgmt | For | For | |||||||||||||
| 2 | DAVID R. HARVEY | Mgmt | For | For | |||||||||||||
| 3 | W. LEE MCCOLLUM | Mgmt | For | For | |||||||||||||
| 4 | JAI P. NAGARKATTI | Mgmt | For | For | |||||||||||||
| 5 | AVI M. NASH | Mgmt | For | For | |||||||||||||
| 6 | WILLIAM C. O'NEIL, JR. | Mgmt | For | For | |||||||||||||
| 7 | J. PEDRO REINHARD | Mgmt | For | For | |||||||||||||
| 8 | TIMOTHY R.G. SEAR | Mgmt | For | For | |||||||||||||
| 9 | D. DEAN SPATZ | Mgmt | For | For | |||||||||||||
| 10 | BARRETT A. TOAN | Mgmt | For | For | |||||||||||||
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| 02 | RATIFICATION OF THE APPOINTMENT OFKPMG LLP AS THE COMPANY SINDEPENDENT REGISTERED PUBLICACCOUNTANT FOR 2006. | Mgmt | For | For | |||||||||||||
| 03 | APPROVAL OF THE COMPANY SAMENDED AND RESTATED 2003 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 175000 | Voted Shares 175000 | Shares on Loan 0 | Vote Date 5/1/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| SUPERIOR PLUS INCOME FUND | ||||||||||||||||
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| Security: | 867946105 | Agenda Number: | 932469807 | ||||||||||||||
| Ticker: | SPIJF | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/3/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | GRANT D. BILLING | Mgmt | For | For | |||||||||||||
| 2 | ROBERT J. ENGBLOOM | Mgmt | For | For | |||||||||||||
| 3 | NORMAN R. GISH | Mgmt | For | For | |||||||||||||
| 4 | PETER A.W. GREEN | Mgmt | For | For | |||||||||||||
| 5 | ALLAN G. LENNOX | Mgmt | For | For | |||||||||||||
| 6 | JAMES S.A. MACDONALD | Mgmt | For | For | |||||||||||||
| 7 | GEOFFREY N. MACKEY | Mgmt | For | For | |||||||||||||
| 8 | DAVID P. SMITH | Mgmt | For | For | |||||||||||||
| 9 | PETER VALENTINE | Mgmt | For | For | |||||||||||||
| 02 | THE APPOINTMENT OF DELOITTE &TOUCHE LLP AS AUDITOR OF THE FUND. | Mgmt | For | For | |||||||||||||
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Account Number 121698.4 | Custodian 24431 | Ballot Shares 840000 | Voted Shares 840000 | Shares on Loan 0 | Vote Date 4/18/06 | ||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| TRANSOCEAN INC. | ||||||||||||||||
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| Security: | G90078109 | Agenda Number: | 932483477 | ||||||||||||||
| Ticker: | RIG | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/11/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | VICTOR E. GRIJALVA | Mgmt | For | For | |||||||||||||
| 2 | ARTHUR LINDENAUER | Mgmt | For | For | |||||||||||||
| 3 | KRISTIAN SIEM | Mgmt | For | For | |||||||||||||
| 02 | APPROVAL OF THE APPOINTMENT OFERNST & YOUNG LLP TO SERVE AS OURINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR 2006. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1220000 | Voted Shares 1220000 | Shares on Loan 0 | Vote Date 5/9/06 | ||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| TRICAN WELL SERVICE LTD. | ||||||||||||||||
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| Security: | 895945103 | Agenda Number: | 932462219 | ||||||||||||||
| Ticker: | TOLWF | Meeting Type: | Special | ||||||||||||||
| ISIN: | Meeting Date: | 5/10/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 |
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| TO SET THE NUMBER OF DIRECTORS OFTHE COMPANY AT SIX (6). | Mgmt | For | |||||||||||||||
| 02 | DIRECTOR | ||||||||||||||||
| 1 | KENNETH M. BAGAN | Mgmt | For | For | |||||||||||||
| 2 | GARY R. BUGEAUD | Mgmt | For | For | |||||||||||||
| 3 | MURRAY L. COBBE | Mgmt | For | For | |||||||||||||
| 4 | DONALD R. LUFT | Mgmt | For | For | |||||||||||||
| 5 | DOUGLAS F. ROBINSON | Mgmt | For | For | |||||||||||||
| 6 | VICTOR J. STOBBE | Mgmt | For | For | |||||||||||||
| 03 | THE APPOINTMENT OF KPMG LLP,CHARTERED ACCOUNTANTS, ASAUDITORS OF THE COMPANY FOR THEENSUING YEAR AND THEAUTHORIZATION OF THE DIRECTORS TOFIX THEIR REMUNERATION AS SUCH. | Mgmt | For | For | |||||||||||||
| 04 | THE SPECIAL RESOLUTION TOSUBDIVIDE THE COMMON SHARES OFTHE COMPANY, ONE ADDITIONALCOMMON SHARE TO BE ISSUED FOREACH COMMON SHARES CURRENTLYOUTSTANDING. | Mgmt | For | For | |||||||||||||
Account Number 121698.4 | Custodian 24431 | Ballot Shares 465000 | Voted Shares 465000 | Shares on Loan 0 | Vote Date 4/28/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| TRONOX, INC. | ||||||||||||||||
| Security: | 897051108 | Agenda Number: | 932482425 | ||||||||||||||
| Ticker: | TRX | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/11/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | TO ELECT AS A DIRECTOR OF TRONOXINCORPORATED THE NOMINEE LISTEDBELOW: JEROME ADAMS | Mgmt | For | For | |||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OF ERNST& YOUNG LLP AS THE COMPANY SINDEPENDENT AUDITORS. | Mgmt | For | For | |||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 107100 | Voted Shares 107100 | Shares on Loan 0 | Vote Date 5/9/06 | ||||||||||||
| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| TXU CORP. | ||||||||||||||||
| Security: | 873168108 | Agenda Number: | 932480938 | ||||||||||||||
| Ticker: | TXU | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/19/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | E. GAIL DE PLANQUE | Mgmt | For | For | |||||||||||||
| 2 | LELDON E. ECHOLS | Mgmt | For | For | |||||||||||||
| 3 | KERNEY LADAY | Mgmt | For | For | |||||||||||||
| 4 | JACK E. LITTLE | Mgmt | For | For | |||||||||||||
| 5 | GERARDO I. LOPEZ | Mgmt | For | For | |||||||||||||
| 6 | J. E. OESTERREICHER | Mgmt | For | For | |||||||||||||
| 7 | MICHAEL W. RANGER | Mgmt | For | For | |||||||||||||
| 8 | LEONARD H. ROBERTS | Mgmt | For | For | |||||||||||||
| 9 | GLENN F. TILTON | Mgmt | For | For | |||||||||||||
| 10 | C. JOHN WILDER | Mgmt | For | For | |||||||||||||
| 02 |
| APPROVAL OF AUDITOR - DELOITTE &TOUCHE LLP. | Mgmt | For |
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| 03 |
| APPROVAL OF AMENDMENT TO THECOMPANY S RESTATED BYLAWS. | Mgmt |
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| 04 |
| APPROVAL OF THE COMPANY SRESTATED CERTIFICATE OF FORMATION. | Mgmt |
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| 05 |
| SHAREHOLDER PROPOSAL TO ELECTDIRECTORS BY MAJORITY VOTE. | Shr |
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Account Number 121698.1 | Custodian 24428 | Ballot Shares 350000 | Voted Shares 350000 | Shares on Loan 0 | Vote Date 5/16/06 | ||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| VALIANT ENERGY INC. | ||||||||||||||||
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| Security: | 91915V104 |
| Agenda Number: | 932519854 | |||||||||||||
| Ticker: | VLEGF |
| Meeting Type: | Annual | |||||||||||||
| ISIN: |
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| Meeting Date: | 5/16/06 | |||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 |
| FIXING THE NUMBER OF DIRECTORS OFTHE CORPORATION AT SEVEN (7); | Mgmt |
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| 02 |
| ELECTING SEVEN DIRECTORS ASSPECIFIED IN THE INFORMATIONCIRCULAR; | Mgmt |
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| 03 |
| THE APPOINTMENT OF DELOITTE &TOUCHE LLP AS AUDITORS OF THECORPORATION AND AUTHORIZING THEDIRECTORS TO FIX THEIRREMUNERATION AS SUCH; | Mgmt |
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| 04 |
| TRANSACTING SUCH FURTHER ANDOTHER BUSINESS AS MAY PROPERLYCOME BEFORE THE MEETING OR ANYADJOURNMENT OR ADJOURNMENTSTHEREOF. | Mgmt |
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Account Number 121698.4 | Custodian 24431 | Ballot Shares 1 | Voted Shares 1 | Shares on Loan 0 | Vote Date 5/10/06 | ||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| WEATHERFORD INTERNATIONAL LTD. | ||||||||||||||||
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| Security: | G95089101 | Agenda Number: | 932481144 | ||||||||||||||
| Ticker: | WFT | Meeting Type: | Annual | ||||||||||||||
| ISIN: | Meeting Date: | 5/9/06 | |||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 | DIRECTOR | ||||||||||||||||
| 1 | NICHOLAS F. BRADY | Mgmt | For | For | |||||||||||||
| 2 | WILLIAM E. MACAULAY | Mgmt | For | For | |||||||||||||
| 3 | DAVID J. BUTTERS | Mgmt | For | For | |||||||||||||
| 4 | ROBERT B. MILLARD | Mgmt | For | For | |||||||||||||
| 5 | BERNARD J. DUROC-DANNER | Mgmt | For | For | |||||||||||||
| 6 | ROBERT K. MOSES, JR. | Mgmt | For | For | |||||||||||||
| 7 | SHELDON B. LUBAR | Mgmt | For | For | |||||||||||||
| 8 | ROBERT A. RAYNE | Mgmt | For | For | |||||||||||||
| 02 |
| APPOINTMENT OF ERNST & YOUNG LLPAS INDEPENDENT REGISTERED PUBLICACCOUNTING FIRM (WHICHCONSTITUTES THE AUDITORS FORPURPOSES OF BERMUDA LAW) FOR THEYEAR ENDING DECEMBER 31, 2006, ANDAUTHORIZATION OF THE AUDITCOMMITTEE OF THE BOARD OFDIRECTORS TO SET ERNST & | Mgmt |
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| 03 |
| APPROVAL OF THE WEATHERFORDINTERNATIONAL LTD. 2006 OMNIBUSINCENTIVE PLAN. | Mgmt |
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| 04 |
| APPROVAL OF AN INCREASE IN THECOMPANY S AUTHORIZED SHARECAPITAL FROM $510,000,000,CONSISTING OF 500,000,000 COMMONSHARES AND 10,000,000 PREFERENCESHARES, TO $1,010,000,000, BY THECREATION OF 500,000,000 ADDITIONALCOMMON SHARES. | Mgmt |
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Account Number 121698.1 | Custodian 24428 | Ballot Shares 480000 | Voted Shares 480000 | Shares on Loan 0 | Vote Date 5/8/06 | ||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| WESTERN GAS RESOURCES, INC. | ||||||||||||||||
| Security: | 958259103 |
| Agenda Number: | 932469251 | |||||||||||||
| Ticker: | WGR |
| Meeting Type: | Annual | |||||||||||||
| ISIN: |
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| Meeting Date: | 5/5/06 | |||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 |
| DIRECTOR | |||||||||||||||
| 1 |
| JOHN E. BREWSTER, JR. |
| Mgmt |
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| 2 |
| THOMAS M HAMILTON |
| Mgmt |
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| 3 |
| JOSEPH E. REID |
| Mgmt |
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| 02 |
| PROPOSAL TO APPROVE THEAMENDMENT TO THE COMPANY SCERTIFICATE OF INCORPORATION TOINCREASE THE COMPANY S AUTHORIZEDCOMMON STOCK TO 200,000,000SHARES. | Mgmt |
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| 03 |
| PROPOSAL TO APPROVE THE FIRSTAMENDMENT TO THE 2005 STOCKINCENTIVE PLAN. | Mgmt |
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Account Number 121698.1 | Custodian 24428 | Ballot Shares 500000 | Voted Shares 500000 | Shares on Loan 0 | Vote Date 5/4/06 | ||||||||||||
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| 955 - Ivy Global Natural Resources Fund | |||||||||||||||||
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| XTO ENERGY INC. | ||||||||||||||||
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| Security: | 98385X106 |
| Agenda Number: | 932497717 | |||||||||||||
| Ticker: | XTO |
| Meeting Type: | Annual | |||||||||||||
| ISIN: |
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| Meeting Date: | Annual | |||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | |||||||||||||
| 01 |
| DIRECTOR | |||||||||||||||
| 1 |
| PHILLIP R. KEVIL* |
| Mgmt |
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| 2 |
| HERBERT D. SIMONS* |
| Mgmt |
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| 3 |
| VAUGHN O VENNERBERG II* |
| Mgmt |
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| 4 |
| LANE G. COLLINS** |
| Mgmt |
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| 02 |
| APPROVAL OF THE AMENDMENT TO THECOMPANY S RESTATED CERTIFICATE OFINCORPORATION TO INCREASE THENUMBER OF AUTHORIZED SHARES OFCOMMON STOCK, $0.01 PAR VALUE PERSHARE, TO 1,000,000,000. | Mgmt |
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| 03 |
| APPROVAL OF THE XTO ENERGY INC.AMENDED AND RESTATED 2004 STOCKINCENTIVE PLAN. | Mgmt |
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| 04 |
| RATIFICATION OF THE APPOINTMENT OFKPMG LLP AS THE COMPANY SINDEPENDENT AUDITOR FOR 2006. | Mgmt |
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Account Number 121698.1 | Custodian 24428 | Ballot Shares 300000 | Voted Shares 300000 | Shares on Loan 0 | Vote Date 5/12/06 | ||||||||||||
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| Investment Company Report | ||||||||||||||||||||||
Meeting Date Range: 01-Jun-2006 - 30-Jun-2006 | Report Date: 8/11/06 | |||||||||||||||||||||
| Page 1 of 7 | ||||||||||||||||||||||
| 955 - Ivy Global Natural Resources Fund | ||||||||||||||||||||||
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| APEX SILVER MINES LIMITED | |||||||||||||||||||||
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| Security: | G04074103 | Agenda Number: | 932529312 | |||||||||||||||||||
| Ticker: | SIL | Meeting Type: | Annual | |||||||||||||||||||
| ISIN: | Meeting Date: | 6/8/06 | ||||||||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | ||||||||||||||||||
| 01 | DIRECTOR | |||||||||||||||||||||
| 1 | JEFFREY G. CLEVENGER | Mgmt | For | For | ||||||||||||||||||
| 2 | KEVIN R. MORANO | Mgmt | For | For | ||||||||||||||||||
| 3 | TERRY M. PALMER | Mgmt | For | For | ||||||||||||||||||
| 02 | RATIFICATION OFPRICEWATERHOUSECOOPERS LLP ASINDEPENDENT ACCOUNTANTS. | Mgmt | For | For | ||||||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 1499400 | Voted Shares 1499400 | Shares on Loan 0 | Vote Date 6/1/06 | |||||||||||||||||
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| 955 - Ivy Global Natural Resources Fund | ||||||||||||||||||||||
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| COMPANHIA DE SANEAMENTO BASICO | |||||||||||||||||||||
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| Security: | 20441A102 | Agenda Number: | 932548540 | |||||||||||||||||||
| Ticker: | SBS | Meeting Type: | Special | |||||||||||||||||||
| ISIN: | Meeting Date: | 6/19/06 | ||||||||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | ||||||||||||||||||
| I | AMEND ARTICLES 1, 2 AND THERESPECTIVE PARAGRAPHS, ANDARTICLE 3, IN COMPLIANCE WITH THEPROVISIONS IN THE STATE LAW #12,292,DATED MARCH 2, 2006. | Mgmt | For | |||||||||||||||||||
| II | AMEND ARTICLES: 13 CAPUT ANDPARAGRAPHS, 14 CAPUT AND THEFIRST PARAGRAPH, 26 PARAGRAPHFIRST, 36 CAPUT , AS WELL AS REWORDARTICLES 41, 42, 43, 44, 45, 46, 47 ANDSUBPARAGRAPH, 48 CAPUT , 49 CAPUTAND PARAGRAPHS 1 AND 2 AND ARTICLE51 IN ORDER TO ADAPT T | Mgmt | For | |||||||||||||||||||
| III | AMEND ARTICLES 25, CAPUT ANDPARAGRAPHS, 27 CAPUT AND SOLEPARAGRAPH, 29 CAPUT ANDPARAGRAPH 2, 31 CAPUT TO ADJUSTTHEM TO THE COMPANY S CURRENTORGANIZATIONAL STRUCTURE ANDINSERT AN ARTICLE AND PARAGRAPHSTO ENSURE LEGAL DEFENSE TO THEMEMBERS OF THE BO | Mgmt | For | |||||||||||||||||||
| IV | REORGANIZE CHAPTERS III AND VII,ADJUST AND STANDARDIZE THEWORDING, INCLUDE, EXCLUDE ANDRENUMBER THE ARTICLES, AS WELL ASCONSOLIDATE THE COMPANY S BYLAWS,IN COMPLIANCE WITH THE DRAFTAVAILABLE TO SHAREHOLDERS AT THECOMPANY S HEADQUARTERS AND ONTHE WEBSITE W | Mgmt | For | |||||||||||||||||||
| V | ELECTION OF MEMBER OF THE BOARDOF DIRECTORS. | Mgmt | For | |||||||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 96200 | Voted Shares 96200 | Shares on Loan 0 | Vote Date 6/14/06 | |||||||||||||||||
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955 - Ivy Global Natural Resources Fund | ||||||||||||||||||||||
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| OAO LUKOIL | |||||||||||||||||||||
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| Security: | 677862104 | Agenda Number: | 932549112 | |||||||||||||||||||
| Ticker: | LUKOY | Meeting Type: | Annual | |||||||||||||||||||
| ISIN: | Meeting Date: | 6/28/06 | ||||||||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | ||||||||||||||||||
| 01 | TO APPROVE THE ANNUAL REPORT OFOAO LUKOIL FOR 2005, AND THEDISTRIBUTION OF PROFITS: THE NETPROFIT FOR DISTRIBUTION FOR 2005WAS EQUAL TO 66,326,909,000 ROUBLES.TO DISTRIBUTE 28,068,587,000 ROUBLESTO THE PAYMENT OF DIVIDEND FOR2005. THE REST OF THE NET PR | Mgmt | For | |||||||||||||||||||
| 03 | TO APPOINT VAGIT YUSUFOVICHALEKPEROV PRESIDENT OF OAO LUKOIL. | Mgmt | For | |||||||||||||||||||
| 04A | TO ELECT THE AUDIT COMMISSION FROMTHE LIST OF CANDIDATES APPROVED BYTHE BOARD OF DIRECTORS OF OAOLUKOIL ON 4 FEBRUARY 2006:KONDRATIEV, PAVEL GENNADIEVICH | Mgmt | For | |||||||||||||||||||
| 04B | TO ELECT THE AUDIT COMMISSION FROMTHE LIST OF CANDIDATES APPROVED BYTHE BOARD OF DIRECTORS OF OAOLUKOIL ON 4 FEBRUARY 2006:NIKITENKO, VLADIMIR NIKOLAEVICH | Mgmt | For | |||||||||||||||||||
| 04C | TO ELECT THE AUDIT COMMISSION FROMTHE LIST OF CANDIDATES APPROVED BYTHE BOARD OF DIRECTORS OF OAOLUKOIL ON 4 FEBRUARY 2006:SKLYAROVA, TATYANA SERGEEVNA | Mgmt | For | |||||||||||||||||||
| 05 | TO RECOGNIZE AS ADVISABLE THERETENTION OF THE AMOUNTS OFREMUNERATION OF MEMBERS OF THEBOARD OF DIRECTORS AND THE AUDITCOMMISSION OF OAO LUKOILESTABLISHED BY DECISION OF THEANNUAL GENERAL SHAREHOLDERS | Mgmt | For | |||||||||||||||||||
| MEETING OF OAO LUKOIL OF 24 JUNE2004 (MINUTES NO. 1). TO PAYREMUNERATION AND REIMBURSEEXPENSES TO MEMBERS OF THE BOARDOF DIRECTORS AND THE AUDITCOMMISSION | ||||||||||||||||||||||
| 06 | TO APPROVE THE COMPANY SINDEPENDENT AUDITOR CLOSED JOINTSTOCK COMPANY KPMG. | Mgmt | For | |||||||||||||||||||
| 07 | TO APPROVE AMENDMENTS ANDADDENDA TO THE CHARTER OF OPENJOINT STOCK COMPANY OIL COMPANYLUKOIL , PURSUANT TO APPENDIX 1. | Mgmt | For | |||||||||||||||||||
| 08 | TO APPROVE AN ADDENDUM TO THEREGULATIONS ON THE BOARD OFDIRECTORS OF OAO LUKOIL ,PURSUANT TO APPENDIX 2. | Mgmt | For | |||||||||||||||||||
| 09 | TO APPROVE AMENDMENTS ANDADDENDA TO THE REGULATIONS ON THEAUDIT COMMISSION OF OAO LUKOIL ,PURSUANT TO APPENDIX 3. | Mgmt | For | |||||||||||||||||||
| 10A | TO APPROVE OIL SUPPLY CONTRACTBETWEEN OAO LUKOIL AND OOOLUKOILVOLGOGRADNEFTEPERERABOTKA. | Mgmt | For | |||||||||||||||||||
| 10B | TO APPROVE SUPPLY CONTACTBETWEEN OAO LUKOIL AND OOOLUKOILVOLGOGRADNEFTEPERERABOTKA. | Mgmt | For | |||||||||||||||||||
| 10C | TO APPROVE SUPPLEMENTALAGREEMENT TO SHAREHOLDER LOANAGREEMENT NO. 0510225 OF 29 MARCH2005 BETWEEN OAO LUKOIL AND OOONARYANMARNEFTEGAZ. | Mgmt | For | |||||||||||||||||||
| 10D | TO APPROVE SUPPLEMENTALAGREEMENT TO SHAREHOLDER LOANAGREEMENT NO. 0610114 OF 3 MARCH2005 BETWEEN OAO LUKOIL AND OOONARYANMARNEFTEGAZ. | Mgmt | For | |||||||||||||||||||
| 10E | TO APPROVE LOAN AGREEMENTBETWEEN OAO LUKOIL AND OOONARYANMARNEFTEGAZ. | Mgmt | For | |||||||||||||||||||
| 10F | TO APPROVE LOAN AGREEMENTBETWEEN OAO LUKOIL AND OOONARYANMARNEFTEGAZ. | Mgmt | For | |||||||||||||||||||
| 10G | TO APPROVE POLICY (CONTRACT) ONINSURING THE LIABILITY OF DIRECTORS,OFFICERS AND CORPORATIONSBETWEEN OAO LUKOIL AND OAOKAPITAL STRAKHOVANIE. | Mgmt | For | |||||||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 300000 | Voted Shares 300000 | Shares on Loan 0 | Vote Date 6/16/06 | |||||||||||||||||
| 955 - Ivy Global Natural Resources Fund | ||||||||||||||||||||||
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| TSAKOS ENERGY NAVIGATION LTD | ||||||||||||||||||||||
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| Security: | G9108L108 | Agenda Number: | 932508508 | |||||||||||||||||||
| Ticker: | TNP | Meeting Type: | Annual | |||||||||||||||||||
| ISIN: | Meeting Date: | 6/1/06 | ||||||||||||||||||||
| Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management | ||||||||||||||||||
| 01 | DIRECTOR | |||||||||||||||||||||
| 1 | FRANCIS T. NUSSPICKEL | Mgmt | For | For | ||||||||||||||||||
| 2 | WILLIAM A. O'NEIL | Mgmt | For | For | ||||||||||||||||||
| 02 | APPROVAL OF THE FINANCIALSTATEMENTS FOR THE YEAR ENDEDDECEMBER 31, 2005, TOGETHER WITHTHE AUDITORS REPORT. | Mgmt | For | For | ||||||||||||||||||
| 03 | RATIFICATION OF ERNST & YOUNG,ATHENS AS AUDITORS. | Mgmt | For | For | ||||||||||||||||||
| 04 | AUTHORIZATION OF THE REMUNERATIONOF DIRECTORS. | Mgmt | For | For | ||||||||||||||||||
Account Number 121698.1 | Custodian 24428 | Ballot Shares 450000 | Voted Shares 450000 | Shares on Loan 0 | Vote Date 5/24/06 | |||||||||||||||||
IVY INTERNATIONAL FUND |
Proxy Voting Record |
| NEXT PLC, LEICESTER | EGM Meeting Date: | |||||
| Issuer: G6500M106 | ISIN: GB0032089863 | 07/15/2005 | ||||
| SEDOL: 3208986, B02SZZ1 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| VODAFONE GROUP PLC NEW | AGM Meeting Date: | |||||
| Issuer: G93882101 | ISIN: GB0007192106 | 07/26/2005 | ||||
| SEDOL: 0719210, 2615101, 5476190 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 20. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 21. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.22 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.23 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.24 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 25. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| ISHARES, INC. | EWJ | Special Meeting Date: | ||||
| Issuer: 464286848 | ISIN: | 08/12/2005 | ||||
| SEDOL: | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEE T. KRANEFUSS | Management | For | For | |||
| JOHN E. MARTINEZ | Management | For | For | |||
| RICHARD K. LYONS | Management | For | For | |||
| GEORGE G.C. PARKER | Management | For | For | |||
| W. ALLEN REED | Management | For | For | |||
| CECILIA H. HERBERT | Management | For | For | |||
| CHARLES A. HURTY | Management | For | For | |||
| JOHN E. KERRIGAN | Management | For | For | |||
| 2A | AMEND INVESTMENT POLICY | Management | For | For | ||
| 2B | AMEND INVESTMENT POLICY | Management | For | For | ||
| 3 | AMEND INVESTMENT POLICY | Management | For | For | ||
| 5 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
| DSM N V | OGM Meeting Date: | |||||
| Issuer: N65297199 | ISIN: NL0000009769 | BLOCKING | 08/22/2005 | |||
| SEDOL: 5773987, 5776834, 5778539, B01DGC1 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| NESTLE SA, CHAM UND VEVEY | OGM Meeting Date: | |||||
| Issuer: H57312466 | ISIN: CH0012056047 | 08/26/2005 | ||||
| SEDOL: 3056044, 7123870, 7125274, 7126578, B01F348 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1.1 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 1.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.3 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 2. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2.1 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 2.2 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 2.3 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 3. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3.1 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 3.2 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 3.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 4.1 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 4.2 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 4.3 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 5. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 5.1 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 5.2 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| 5.3 | MANAGEMENT PROPOSAL | Management | *Management Position Unknown | |||
| COMPAGNIE FINANCIERE RICHEMONT AG | AGM Meeting Date: | |||||
| Issuer: H25662141 | ISIN: CH0012731458 | BLOCKING | 09/15/2005 | |||
| SEDOL: 7151116, B02V8V7 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| IG GROUP HOLDINGS PLC, LONDON | AGM Meeting Date: | |||||
| Issuer: G4753Q106 | ISIN: GB00B06QFB75 | 09/29/2005 | ||||
| SEDOL: B06QFB7 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.8 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| BHP BILLITON PLC | AGM Meeting Date: | |||||
| Issuer: G10877101 | ISIN: GB0000566504 | 10/20/2005 | ||||
| SEDOL: 0056650, 4878333, 5359730, 6016777, B02S6G9 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.16 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.20 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.21 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| SMITHS GROUP PLC | AGM Meeting Date: | |||||
| Issuer: G82401103 | ISIN: GB0008182700 | 11/15/2005 | ||||
| SEDOL: 0818270, 5848056, B01DQZ4 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.8 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| UNICREDITO ITALIANO SPA, MILANO | OGM Meeting Date: | |||||
| Issuer: T95132105 | ISIN: IT0000064854 | BLOCKING | 12/15/2005 | |||
| SEDOL: 0711670, 4232445, 5179712, B020SH0 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| ||||||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| WESTPAC BANKING CORP | AGM Meeting Date: | |||||
| Issuer: Q97417101 | ISIN: AU000000WBC1 | 12/15/2005 | ||||
| SEDOL: 0957258, 5412183, 6076146, 6956527, 6957393, B01D654 | ||||||
| Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2.a | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.b | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
Vote Summary Report | |||||||||||
Jan 01, 2006 - Mar 31, 2006 | |||||||||||
958 Ivy International | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 02/08/06 - S | Allianz AG (formerly Allianz Holding AG) | D03080112 | None | 10,000 | |||||||
| 1 | Approve Merger by Absorption of Riunione Adriatica di Sicurta SpA; Approve Change of Corporate Form to Societas Europea (SE) | For | For | Mgmt | |||||||
| 2 | Issue 25.1 Million Shares in Connection with Merger by Merger by Absorption of RIUNIONE ADRIATICA DI SICURTA Societa per Azioni | For | For | Mgmt | |||||||
| 3 | Approve Creation of EUR 450 Million Pool of Conditional Capital with Preemptive Rights | For | Against | Mgmt | |||||||
| 4 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 5 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 10 Billion with Preemptive Rights; Approve Creation of EUR 250 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Against | Mgmt | |||||||
| 6 | Authorize Repurchase of up to Five Percent of Issued Share Capital for Trading Purposes | For | For | Mgmt | |||||||
| 7 | Authorize Repurchase of up to 10 Percent of Issued Share Capital for Purposes other than Trading | For | For | Mgmt | |||||||
| 01/27/06 - A | Anglo Irish Bank Corporation Plc | G03815118 | 01/25/06 | 345,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Dividends | For | For | Mgmt | |||||||
| 3a | Reelect F. Drury as Director | For | For | Mgmt | |||||||
| 3b | Reelect S. FitzPatrick as Director | For | For | Mgmt | |||||||
| 3c | Reelect M. Jacob as Director | For | For | Mgmt | |||||||
| 4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 5 | Approve Remuneration of Non-executive Directors | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Against | Mgmt | |||||||
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||||
| 03/23/06 - A | * ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/16/06 | 78,500 | |||||||
| 1 | Open Meeting | None | None | Mgmt | |||||||
| 2 | Overview of Company's Business and Financial Situation | None | None | Mgmt | |||||||
| 3 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Management Board | For | For | Mgmt | |||||||
| 5 | Approve Discharge of Supervisory Board | For | For | Mgmt | |||||||
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | None | None | Mgmt | |||||||
| 7 | Amend Articles Re: Cancel Priority Shares; Extend Term for Record Date | For | For | Mgmt | |||||||
| 8 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Mgmt | |||||||
| 9A | Approve Performance Stock Arrangement for Management Board | For | For | Mgmt | |||||||
| 9B | Approve Performance Stock Option Arrangement for Management Board | For | For | Mgmt | |||||||
| 9C | Approve Number of Stock Options Available for ASML Employee Stock Option Arrangements and Authorize Management Board to Issue Stock Options Pursuant to These Arrangements | For | For | Mgmt | |||||||
| 9D | Authorize Management Board to Issue 22,000 Sign-on Stock and 22,000 Sign-on Stock Options to K.P. Fuchs | For | For | Mgmt | |||||||
| 10 | Receive Notification of Appointment of K.P. Fuchs to Management Board | None | None | Mgmt | |||||||
| 11 | Reelect J.A. Dekker to Supervisory Board | For | For | Mgmt | |||||||
| 12 | Receive Announcement That H. Bodt will Retire by Rotation in 2007 | None | None | Mgmt | |||||||
| 13A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital without Preemptive Rights | For | For | Mgmt | |||||||
| 13B | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13A | For | For | Mgmt | |||||||
| 13C | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | For | Mgmt | |||||||
| 13D | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13C | For | For | Mgmt | |||||||
| 14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 15 | Other Business (Non-Voting) | None | None | Mgmt | |||||||
| 16 | Close Meeting | None | None | Mgmt | |||||||
| 03/30/06 - A | Canon Inc. *7751* | J05124144 | 12/31/05 | 36,070 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 32.5, Final JY 67.5, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Increase Number of Internal Auditors | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | Against | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | Against | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Mgmt | |||||||
| 03/31/06 - S | Companhia Vale Do Rio Doce | 204412209 | 03/15/06 | 40,500 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO APPROVE THE TERMS, CONDITIONS AND REASONS (THE PROTOCOLO E JUSTIFICACAO ) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED | For | For | Mgmt | |||||||
| 2 | TO RATIFY THE APPOINTMENT OF THE EXPERTS WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. | For | For | Mgmt | |||||||
| 3 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERTS. | For | For | Mgmt | |||||||
| 4 | TO APPROVE THE MERGER OF ALL OF THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD. | For | For | Mgmt | |||||||
| 5 | TO APPROVE CVRD CAPITAL INCREASE WITHIN THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS. | For | For | Mgmt | |||||||
| 03/28/06 - A | Hynix Semiconductor Inc. (frmrly. Hyundai Electronic Ind.) | Y3817W109 | 12/31/05 | 60,000 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Allow Employee Stock Option Plan | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 02/28/06 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/05 | 4,500 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 2.3 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 01/26/06 - A | * Siemens AG | D69671218 | None | 35,800 | |||||||
| 1 | Receive Supervisory Board Report, Corporate Governance Report, and Compensation Report | None | None | Mgmt | |||||||
| 2 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Management Board for Fiscal 2004/2005 | For | For | Mgmt | |||||||
| 5 | Approve Discharge of Supervisory Board for Fiscal 2004/2005 | For | For | Mgmt | |||||||
| 6 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2005/2006 | For | For | Mgmt | |||||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||||
| 8 | Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights under Stock Option Plans | For | For | Mgmt | |||||||
| 9 | Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 02/27/06 - S | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 20,500 | |||||||
| 1 | Receive Board and Management Presentation on Swiss Re's Acquisition of GE Insurance Solutions Corporation (Non-Voting) | None | None | Mgmt | |||||||
| 2.1 | Approve Issuance of Shares up to Aggregate Nominal Value of CHF 6.0 Million to General Electric | For | For | Mgmt | |||||||
| 2.2 | Approve Issuance of Shares with Preemptive Rights up to Aggregate Nominal Value of CHF 3.0 Million | For | For | Mgmt | |||||||
| 2.3 | Approve Issuance of Convertible Bonds to General Electric; Approve Creation of EUR 900,000 Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||||
| 2.4 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve EUR 1.1 Million Increase in Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 3.2 | Appoint OBT AG as Special Auditors to Examine Capital Increase and Contribution in Kind of GE Insurance | For | For | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
958 Ivy International | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 05/03/06 - A | Allianz AG (formerly Allianz Holding AG) | D03080112 | None | 14,800 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Approve Affiliation Agreement with Subsidiary Allianz Alternative Assets Holding GmbH | For | For | Mgmt | |||||||
| 06/28/06 - A | Alstom | F0259M475 | None | 23,400 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Omission of Dividends | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Reelect Georges Chodron de Courcel as Director | For | Mgmt | ||||||||
| 6 | Reelect Jales B. Cronin as Director | For | Mgmt | ||||||||
| 7 | Elect Olivier Bouygues as Director | For | Mgmt | ||||||||
| 8 | Elect Olivier Poupart-Lafarge as Director | For | Mgmt | ||||||||
| 9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 10 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/27/06 - A | Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.) *4503* | J03393105 | 03/31/06 | 29,500 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 40, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Non-Executive Directors' and Statutory Auditors' Legal Liability - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-Lot Holders - Update Terminoloy to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Amendment to Director Compensation Ceiling and Deep Discount Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 04/27/06 - A | Autogrill Spa | T8347V105 | 04/24/06 | 72,600 | |||||||
Annual Meeting Agenda | |||||||||||
| 1 | Accept Financial Statements, Consolidated Statements, and Statutory Reports | For | Mgmt | ||||||||
| 2 | Appoint Internal Statutory Auditors and President of the Board; Approve Remuneration of Auditors | For | Mgmt | ||||||||
| 3 | Elect External Auditors for the Six-Year Term 2006-2011; | For | Mgmt | ||||||||
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to a Maximum of 2 Million; Revoke Previously Granted Authorization to Repurchase and Reissue Shares | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/04/06 - A | BAE Systems PLC (frm.British Aerospace Plc ) | G06940103 | None | 150,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 6.3 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Re-elect Susan Birley as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Christopher Geoghegan as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Michael Lester as Director | For | For | Mgmt | |||||||
| 7 | Elect Philip Carroll as Director | For | For | Mgmt | |||||||
| 8 | Elect Roberto Quarta as Director | For | For | Mgmt | |||||||
| 9 | Elect Peter Weinberg as Director | For | For | Mgmt | |||||||
| 10 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | |||||||
| 11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 12 | Approve Bae Systems Performance Share Plan 2006 | For | For | Mgmt | |||||||
| 13 | Approve Bae Systems Share Matching Plan | For | For | Mgmt | |||||||
| 14 | Authorise the Company to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 15 | Authorise BAE Systems Marine Limited to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 16 | Authorise BAE Systems (Operations) Limited to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 17 | Authorise BAE Systems Land Systems (Munitions and Ordnance) Ltd. to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 18 | Authorise BAE Systems Land Systems (Weapons and Vehicles) Ltd. to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 19 | Authorise Land Systems Hagglunds AB to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,829,626 | For | Against | Mgmt | |||||||
| 21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,024,846 | For | For | Mgmt | |||||||
| 22 | Authorise 321,987,720 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 05/30/06 - A | Bank of Cyprus Public Co. (frmly Bank of Cyprus Ltd.) | M1637D106 | None | 200,000 | |||||||
| 1 | Approve Financial Statements and Allocation of Income | For | Mgmt | ||||||||
| 2 | Elect Directors | For | Mgmt | ||||||||
| 3 | Approve Remuneration of Directors | For | Mgmt | ||||||||
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/04/06 - A | Basf AG | D06216101 | 04/13/06 | 29,500 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | |||||||
| 8 | Amend Articles Re: Supervisory Board Remuneration Scheme; Conducting of Shareholder Meetings | For | Against | Mgmt | |||||||
| 04/20/06 - A | BP PLC (Form. Bp Amoco Plc ) | G12793181 | None | 200,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Re-elect David Allen as Director | For | For | Mgmt | |||||||
| 4 | Re-elect Lord Browne of Madingley as Director | For | For | Mgmt | |||||||
| 5 | Re-elect John Bryan as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Antony Burgmans as Director | For | For | Mgmt | |||||||
| 7 | Re-elect Iain Conn as Director | For | For | Mgmt | |||||||
| 8 | Re-elect Errol Davis Jr. as Director | For | For | Mgmt | |||||||
| 9 | Re-elect Douglas Flint as Director | For | For | Mgmt | |||||||
| 10 | Re-elect Byron Grote as Director | For | For | Mgmt | |||||||
| 11 | Re-elect Anthony Hayward as Director | For | For | Mgmt | |||||||
| 12 | Re-elect DeAnne Julius as Director | For | For | Mgmt | |||||||
| 13 | Re-elect Sir Tom McKillop as Director | For | For | Mgmt | |||||||
| 14 | Re-elect John Manzoni as Director | For | For | Mgmt | |||||||
| 15 | Re-elect Walter Massey as Director | For | For | Mgmt | |||||||
| 16 | Re-elect Sir Ian Prosser as Director | For | For | Mgmt | |||||||
| 17 | Re-elect Michael Wilson as Director | For | For | Mgmt | |||||||
| 18 | Re-elect Peter Sutherland as Director | For | For | Mgmt | |||||||
| 19 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | |||||||
| 20 | Authorise 2,000,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 21 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,690,000,000 | For | Against | Mgmt | |||||||
| 22 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 253,000,000 | For | For | Mgmt | |||||||
| 04/27/06 - A | British American Tobacco Plc | G1510J102 | None | 73,200 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 33.0 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 6a | Re-elect Ana Llopis as Director | For | For | Mgmt | |||||||
| 6b | Re-elect Antonio Monteiro de Castro as Director | For | For | Mgmt | |||||||
| 6c | Re-elect Rupert Pennant-Rea as Director | For | For | Mgmt | |||||||
| 6d | Re-elect Jan du Plessis as Director | For | For | Mgmt | |||||||
| 7 | Elect Anthony Ruys as Director | For | For | Mgmt | |||||||
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 174,737,186 | For | Against | Mgmt | |||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,210,577 | For | For | Mgmt | |||||||
| 10 | Authorise 209,600,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 04/27/06 - S | Cemex S.A. | 151290889 | 03/23/06 | 15,660 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | PROPOSAL TO SPLIT EACH OF THE COMPANY S ORDINARY COMMON SHARES SERIES A AND SERIES B SHARES AND AMEND ARTICLE 6 OF THE COMPANY S BY-LAWS. | For | For | Mgmt | |||||||
| 2 | PROPOSAL TO CHANGE THE COMPANY S BY-LAWS. | For | For | Mgmt | |||||||
| 3 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING AND THE CHANGES IN THE COMPANY S BY-LAWS OR ESTATUTOS SOCIALES, IF APPLICABLE. | For | For | Mgmt | |||||||
| 4 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005. | For | For | Mgmt | |||||||
| 5 | ALLOCATION OF PROFITS AND THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | For | For | Mgmt | |||||||
| 6 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION. | For | For | Mgmt | |||||||
| 7 | APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS, AND PRESIDENT OF THE AUDIT COMMITTEE AND SOCIETAL PRACTICES. | For | For | Mgmt | |||||||
| 8 | COMPENSATION OF DIRECTORS, STATUTORY AUDITORS AND AUDIT AND SOCIETAL PRACTICES COMMITTEE. | For | For | Mgmt | |||||||
| 9 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | For | For | Mgmt | |||||||
| 06/23/06 - A | Central Japan Railway Co. *9022* | J05523105 | 03/31/06 | 210 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3000, Final JY 3500, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 05/18/06 - A | Cheung Kong Holdings | Y13213106 | 05/10/06 | 115,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Reelect Kam Hing Lam as Director | For | For | Mgmt | |||||||
| 3b | Reelect Chung Sun Keung, Davy as Director | For | For | Mgmt | |||||||
| 3c | Reelect Fok Kin-ning, Canning as Director | For | For | Mgmt | |||||||
| 3d | Reelect Frank John Sixt as Director | For | For | Mgmt | |||||||
| 3e | Reelect George Colin Magnus as Director | For | For | Mgmt | |||||||
| 3f | Reelect Kwok Tun-li, Stanley as Director | For | For | Mgmt | |||||||
| 3g | Reelect Hung Siu-lin, Katherine as Director | For | For | Mgmt | |||||||
| 4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 05/18/06 - A | China Mobile (Hong Kong) Limited | Y14965100 | 05/15/06 | 300,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of HK$ 0.57 Per Share | For | For | Mgmt | |||||||
| 3a | Reelect Lu Xiangdong as Director | For | For | Mgmt | |||||||
| 3b | Reelect Xue Taohai as Director | For | For | Mgmt | |||||||
| 3c | Reelect Sha Yuejia as Director | For | For | Mgmt | |||||||
| 3d | Reelect Liu Aili as Director | For | For | Mgmt | |||||||
| 3e | Reelect Xin Fanfei as Director | For | For | Mgmt | |||||||
| 3f | Reelect Xu Long as Director | For | For | Mgmt | |||||||
| 3g | Reelect Lo Ka Shui as Director | For | For | Mgmt | |||||||
| 3h | Reelect Moses Cheng Mo Chi as Director | For | For | Mgmt | |||||||
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 8 | Change Company Name from China Mobile (Hong Kong) Limited to China Mobile Limited | For | For | Mgmt | |||||||
| 05/17/06 - A | Commerzbank AG | D15642107 | 04/26/06 | 48,500 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Elect Ulrich Middelmann to the Supervisory Board | For | Mgmt | ||||||||
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2005 | For | Mgmt | ||||||||
| 7 | Amend Articles Re: Allow for Individual Supervisory Board Elections | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | Mgmt | ||||||||
| 9 | Authorize Repurchase of up to Five Percent of Issued Share Capital for Trading Purposes | For | Mgmt | ||||||||
| 10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 11 | Approve Creation of EUR 170 Million Pool of Capital with Preemptive Rights (Authorized Capital 2006/I) | For | Mgmt | ||||||||
| 12 | Approve Creation of EUR 200 Million Pool of Capital without Preemptive Rights (Authorized Capital 2006/II) | For | Mgmt | ||||||||
| 13 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 12 Million Pool of Capital for Employee Stock Purchase Plan (Authorized Capital 2006/III) | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/27/06 - S | Companhia Vale Do Rio Doce | 204412209 | 04/11/06 | 32,900 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPRECIATION OF THE MANAGEMENTS REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 | For | For | Mgmt | |||||||
| 2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Mgmt | |||||||
| 3 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | For | For | Mgmt | |||||||
| 4 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | For | For | Mgmt | |||||||
| 5 | PROPOSAL FOR A FORWARD SPLIT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Mgmt | |||||||
| 6 | PROPOSAL TO MODIFY THE COMPANY S BY-LAWS, RELATED TO SECTION II AND SUBSECTION IV OF CHAPTER IV, IN RELATION TO THE ADVISORY COMMITTEES, IN THE FOLLOWING TERMS: A) CHANGE OF THE HEADING OF ARTICLE 15; B) AMENDMENT TO ARTICLE 16; C) ADD ITEM IV TO ARTICLE | For | For | Mgmt | |||||||
| 7 | CONSOLIDATION OF THE AMENDMENTS TO CVRD S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Mgmt | |||||||
| 05/05/06 - A | Continental AG | D16212140 | 04/14/06 | 12,400 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify KPMG Deutsche Treuhand-Gesellschaft Aktiengesellschaft as Auditors | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Elect Christian Streiff to the Supervisory Board; Elect Walter Flecken and Dirk Dreiskaemper as Alternate Supervisory Board Members | For | For | Mgmt | |||||||
| 8 | Approve Creation of EUR 186.17 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Mgmt | |||||||
| 9 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 6 Billion with Preemptive Rights; Approve Creation of EUR 149 Million Pool of Capital to Guarantee Conversion Rights | For | Against | Mgmt | |||||||
| 10 | Amend Articles Re: Calling of and Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 11 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 12 | Amend Articles Re: Elimination of Paper Deeds | For | For | Mgmt | |||||||
| 06/24/06 - A | Credit Saison Co. Ltd. *8253* | J7007M109 | 03/31/06 | 48,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 26, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Expand Business Lines - Limit Outside Directors' and Statutory Auditors' Legal Liability - Limit Rights of Odd-Lot Holders - Update Terminology to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | Against | Mgmt | |||||||
| 04/28/06 - A | * Credit Suisse Group (Formerly Cs Holding) | H3698D419 | None | 51,100 | |||||||
| 1 | Share Re-registration Consent | For | Against | Mgmt | |||||||
| 05/03/06 - A | CRH Plc | G25508105 | None | 64,700 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Dividends | For | For | Mgmt | |||||||
| 3a | Elect D.W. Doyle as a Director | For | For | Mgmt | |||||||
| 3b | Elect J. M. de Jong as a Director | For | For | Mgmt | |||||||
| 3c | Elect D. M. Kennedy as a Director | For | For | Mgmt | |||||||
| 3d | Elect M. Lee as a Director | For | For | Mgmt | |||||||
| 4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount Not Exceeding the Authorized But Unissued Ordinary Share Capital of the Company | For | Against | Mgmt | |||||||
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights for Cash Up to an Aggregate Nominal Value of EUR 9,119,000 | For | Against | Mgmt | |||||||
| 7 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 8 | Approve Re-issue of Treasury Shares | For | For | Mgmt | |||||||
| 9 | Approve Performance Share Plan | For | For | Mgmt | |||||||
| 06/27/06 - A | Denso Corp. *6902* | J12075107 | 03/31/06 | 37,700 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 18, Final JY 20, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Authorize Board to Determine Income Allocation - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 6 | Approve Retirement Bonuses for Directors | For | For | Mgmt | |||||||
| 06/29/06 - A | Dentsu Inc. *4324* | J1207N108 | 03/31/06 | 481 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 1000, Final JY 1500, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Amend Business Lines - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Mgmt | |||||||
| 05/04/06 - A | E.ON AG (formerly Veba Ag) | D24909109 | 04/13/06 | 20,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and an Ordinary Dividends of EUR 2.75 per Share and Bonus Dividend of EUR 4.25 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 6 | Approve Affiliation Agreements with Subsidiary E.ON Zwoelfte Verwaltungs GmbH | For | For | Mgmt | |||||||
| 7 | Approve Affiliation Agreements with Subsidiary E.ON Dreizehnte Verwaltungs GmbH | For | For | Mgmt | |||||||
| 8 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 9 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 06/09/06 - A | ELECTRICITE DE FRANCE | F2940H113 | None | 39,800 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 0.79 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 165,000 | For | Mgmt | ||||||||
| 6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 7 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/24/06 - A | Elexis AG | D2457W109 | 05/03/06 | 35,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2006 | For | Mgmt | ||||||||
| 6 | Elect Heinzpeter Greven to the Supervisory Board | For | Mgmt | ||||||||
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/21/06 - A | ENAGAS SA | E41759106 | None | 159,000 | |||||||
| 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Tear 2005 | For | For | Mgmt | |||||||
| 2 | Approve Allocation of Income for Fiscal Year 2005 | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board Corresponding to Fiscal Year 2005 | For | For | Mgmt | |||||||
| 4 | Elect Directors to the Board | For | For | Mgmt | |||||||
| 5 | Amend Articles 20 and 22 of the Company's By-Laws Re: Convocation and Celebration of Shareholder Meetings | For | For | Mgmt | |||||||
| 6 | Amend Articles 3.1 and 5.2.1 of the Company's General Meeting Guidelines Re: Convocation and Celebration of Shareholder Meetings | For | For | Mgmt | |||||||
| 7 | Approve Remuneration of Directors | For | For | Mgmt | |||||||
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Mgmt | |||||||
| 04/26/06 - A | EnCana Corporation *ECA.* | 292505104 | 03/06/06 | 57,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 05/25/06 - A | Eni Spa | T3643A145 | 05/23/06 | 43,200 | |||||||
Annual Meeting Agenda | |||||||||||
| 1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2005 | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income | For | Mgmt | ||||||||
| 3 | Authorize Share Repurchase Program; Revoke Previously Granted Authorization to Repurchase Shares | For | Mgmt | ||||||||
| 4 | Approve Stock Option Plan 2006-2008; Authorize Reissuance of Repurchased Shares to Service the Stock Option Plan | For | Mgmt | ||||||||
| 5 | Approve Director and/or Internal Auditors' Indemnification/Liability Provisions | For | Mgmt | ||||||||
| 05/25/06 - S | Eni Spa | T3643A145 | 05/23/06 | 43,200 | |||||||
Special Business | |||||||||||
| 1 | Amend Articles Re: 13 (sub-paragraph 1), 17 (sub-paragraph 3), 24 (sub-paragraph 1), and 28 (sub-paragraphs 2 and 4) | For | Mgmt | ||||||||
| 04/27/06 - A | FASTWEB (Formerly e.Biscom Spa) | T39805105 | 04/24/06 | 30,000 | |||||||
Annual Meeting Agenda | |||||||||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income; Approve Plan to Cover Losses; Constitution of a Legal Reserve | For | Mgmt | ||||||||
| 2 | Extraordinary Distribution of a Quote of the Up-Price Reserve for Up to EUR 300 Million | For | Mgmt | ||||||||
| 3 | Fix Number of Directors on the Board; Elect Directors; Determine Directors' Term and Remuneration | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/10/06 - S | Fresenius AG | D27348107 | None | 7,530 | |||||||
Meeting For Preference Shareholders | |||||||||||
| 1 | Approve Creation of EUR 12.8 Million and EUR 6.4 Million Pools of Capital without Preemptive Rights | For | For | Mgmt | |||||||
| 05/17/06 - A | GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | None | 116,400 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Elect Moncef Slaoui as Director | For | For | Mgmt | |||||||
| 4 | Elect Tom de Swaan as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Lawrence Culp as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Sir Crispin Davis as Director | For | For | Mgmt | |||||||
| 7 | Re-elect Ronaldo Schmitz as Director | For | For | Mgmt | |||||||
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 9 | Authorize Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 10 | Approve the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | For | For | Mgmt | |||||||
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 485,201,557 | For | Against | Mgmt | |||||||
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 72,780,233 | For | For | Mgmt | |||||||
| 13 | Authorise 582,241,869 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 05/12/06 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 32,700 | |||||||
| 1 | Share Re-registration Consent | For | For | Mgmt | |||||||
| 05/12/06 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 32,700 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 1.65 per Share | For | Mgmt | ||||||||
| 4 | Approve Creation of CHF 41.8 Million Pool of Capital with Preemptive Rights | For | Mgmt | ||||||||
| 5 | Elect Directors | For | Mgmt | ||||||||
| 5.3 | Ratify Ernst & Young AG as Auditors | For | Mgmt | ||||||||
| 06/23/06 - A | Honda Motor Co. Ltd. *7267* | J22302111 | 03/31/06 | 39,500 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 40, Final JY 60, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Decrease Authorized Capital to Reflect Share Repurchase - Update Terminology to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonus for Director | For | For | Mgmt | |||||||
| 06/16/06 - A | Hoya Corp. *7741* | J22848105 | 03/31/06 | 58,000 | |||||||
| 1 | Amend Articles to: Amend Business Lines - Decrease Authorized Capital to Reflect Share Repurchase - Limit Rights of Odd-Lot Holders | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 3 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 05/08/06 - A | Hypo Real Estate Holding AG | D3449E108 | 04/17/06 | 26,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Approve Creation of EUR 201.1 Million Pool of Capital without Preemptive Rights | For | Mgmt | ||||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 7 | Amend Articles Re: Compensation of Supervisory Board Members | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Appointment of Proxies | For | Mgmt | ||||||||
| 9 | Ratify KPMG Deutsche Treuhand-Gesellschaft Aktiengesellschaft as Auditors for Fiscal 2006 | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/20/06 - A | Inco Limited *N.* | 453258402 | 03/06/06 | 12,200 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Glen A. Barton --- For | ||||||||||
| 1.2 | Elect Director Angus A. Bruneau --- Withhold | ||||||||||
| 1.3 | Elect Director Ronald C. Cambre --- For | ||||||||||
| 1.4 | Elect Director Scott M. Hand --- For | ||||||||||
| 1.5 | Elect Director Janice K. Henry --- For | ||||||||||
| 1.6 | Elect Director Chaviva M. Hosek --- For | ||||||||||
| 1.7 | Elect Director Peter C. Jones --- For | ||||||||||
| 1.8 | Elect Director John T. Mayberry --- For | ||||||||||
| 1.9 | Elect Director Francis Mer --- Withhold | ||||||||||
| 1.10 | Elect Director David P. O'Brien --- For | ||||||||||
| 1.11 | Elect Director Roger Phillips --- For | ||||||||||
| 1.12 | Elect Director Richard E. Waugh --- For | ||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 06/23/06 - A | Japan Tobacco Inc *2914* | J27869106 | 03/31/06 | 88 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 7000, Final JY 9000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Retirement Bonuses for Directors | For | For | Mgmt | |||||||
| 04/12/06 - A | Julius Baer Holding AG (formerly Baer Holdings) | H4407G172 | None | 14,700 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of CHF 1 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 4 | Elect Directors | For | Mgmt | ||||||||
| 5 | Ratify KPMG Fides Peat as Auditors | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/27/06 - A | KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | None | 11,500 | |||||||
| 1 | Receive Company and Consolidated Financial Statements and Statutory Reports of the Board of Directors(Non-Voting) | None | Mgmt | ||||||||
| 2 | Receive Company and Consolidated Financial Statements and Statutory Reports of the Auditor(Non-Voting) | None | Mgmt | ||||||||
| 3 | Receive Consolidated Financial Statements for the Fiscal Year Ended on Dec. 31, 2005 (Non-Voting) | None | Mgmt | ||||||||
| 4 | Accept Financial Statements of the Fiscal Year Ended on Dec. 31, 2005 | For | Mgmt | ||||||||
| 5 | Approve Allocation of Income and Dividends of EUR 2.51 per Share | For | Mgmt | ||||||||
| 6 | Approve Discharge of Directors | For | Mgmt | ||||||||
| 7 | Approve Discharge of Directors of Almanij NV for the Period of January 1, 2005 until March 5, 2005 | For | Mgmt | ||||||||
| 8 | Approve Discharge of Auditors | For | Mgmt | ||||||||
| 9 | Approve Discharge of Auditorsof Almanij NV for the Period of January 1, 2005 until March 5, 2005 | For | Mgmt | ||||||||
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 11 | Approve Remuneration of Directors | For | Mgmt | ||||||||
| 12 | Possibility for Company to Keep the List of Registered Shares through Electronic Support | For | Mgmt | ||||||||
| 13 | Allow Questions | None | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/27/06 - S | KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | None | 11,500 | |||||||
| 1 | Receive and Discuss Proposal for Merger between KBC Group and Gevaert NV | None | Mgmt | ||||||||
| 2 | Approve Merger Agreement | For | Mgmt | ||||||||
| 3 | Approve Merger by Absorption | For | Mgmt | ||||||||
| 4 | Cancel Company Treasury Shares | For | Mgmt | ||||||||
| 5 | Amend Articles Regarding the Installation of a Record Date | For | Mgmt | ||||||||
| 6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Mgmt | ||||||||
| 06/15/06 - A | KDDI Corporation (frm. DDI Corp.) *9433* | J31843105 | 03/31/06 | 358 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3500, Final JY 4500, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Director Stock Option Plan | For | For | Mgmt | |||||||
| 6 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 06/27/06 - A | Mitsubishi Corp. *8058* | J43830116 | 03/31/06 | 52,300 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 13, Final JY 22, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Outside Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Stock Option Plan and Deep Discount Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonus for Director | For | For | Mgmt | |||||||
| 6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | For | Mgmt | |||||||
| 06/29/06 - A | Mitsubishi Estate Co. Ltd. *8802* | J43916113 | 03/31/06 | 175,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 5, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-executive Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | Split | Mgmt | |||||||
| 3.1 | Elect Director --- For | ||||||||||
| 3.2 | Elect Director --- For | ||||||||||
| 3.3 | Elect Director --- Against | ||||||||||
| 3.4 | Elect Director --- For | ||||||||||
| 3.5 | Elect Director --- For | ||||||||||
| 3.6 | Elect Director --- Against | ||||||||||
| 3.7 | Elect Director --- For | ||||||||||
| 4 | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Statutory Auditors and Special Payments to Continuing Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||||
| 6 | Approve Deep Discount Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Mgmt | |||||||
| 06/29/06 - A | Mitsubishi UFJ Financial Group *8306* | J44497105 | 03/31/06 | 325 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 3000, Final JY 4000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Approve Reduction in Legal Reserves | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Share Repurchase - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 06/23/06 - A | Mitsui & Co. *8031* | J44690139 | 03/31/06 | 86,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 14, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Outside Statutory Auditors' Legal Liability - Update Terminology to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 06/27/06 - A | MIZUHO FINANCIAL GROUP INC. *8411* | J4599L102 | 03/31/06 | 425 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends for Ordinary Shares: Interim JY 0, Final JY 4000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Authorize Share Repurchase Program for Preferred Shares | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Authorize Share Buybacks at Board's Discretion - Decrease Authorized Capital - Limit Liability of Directors and Internal Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 6 | Approve Retirement Bonus for Statutory Auditor | For | Against | Mgmt | |||||||
| 04/06/06 - A | Nestle SA | H57312466 | None | 10,280 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 9 per Share | For | Mgmt | ||||||||
| 4 | Approve CHF 2.8 Million Reduction in Share Capital | For | Mgmt | ||||||||
| 5 | Elect Directors | For | Mgmt | ||||||||
| 6 | Amend Articles Re: Mandate Board to Draft Revised Articles; Waive Quorum Requirement and Reduce Supermajority Requirement for Adoption of Revised Articles at 2007 AGM or Later | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/10/06 - A | Old Mutual Plc | G67395106 | None | 340,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of 3.65 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 3i | Elect Reuel Khoza as Director | For | For | Mgmt | |||||||
| 3ii | Re-elect Nigel Andrews as Director | For | For | Mgmt | |||||||
| 3iii | Re-elect Rudy Bogni as Director | For | For | Mgmt | |||||||
| 3iv | Re-elect Norman Broadhurst as Director | For | For | Mgmt | |||||||
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | |||||||
| 5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 6 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 53,563,000 | For | Against | Mgmt | |||||||
| 8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,781,000 | For | For | Mgmt | |||||||
| 9 | Authorise 535,630,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 10 | Approve the Contingent Purchase Contracts Relating to Purchases on the JSE Limited and on the Malawi, Namibian, Stockholm and Zimbabwe Stock Exchanges up to 535,630,000 Ordinary Shares | For | For | Mgmt | |||||||
| 04/03/06 - A | Petroleo Brasileiro | 71654V408 | 03/03/06 | 6,900 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPROVAL OF THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE S OPINION FOR THE FISCAL YEAR 2005. | For | For | Mgmt | |||||||
| 2 | APPROVAL OF THE CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2006. | For | For | Mgmt | |||||||
| 3 | APPROVAL OF THE DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2005. | For | For | Mgmt | |||||||
| 4 | APPROVAL OF THE ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | For | For | Mgmt | |||||||
| 5 | APPROVAL OF THE ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS. | For | For | Mgmt | |||||||
| 6 | APPROVAL OF THE ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. | For | For | Mgmt | |||||||
| 7 | APPROVAL OF THE ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL OF MEMBERS OF THE FISCAL COUNCIL. | For | Against | Mgmt | |||||||
| 8 | APPROVAL OF THE INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 15.352 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 32,896 MILLION TO R$ 48.248 MILLION WITHOUT | For | For | Mgmt | |||||||
| 05/22/06 - S | Petroleo Brasileiro | 71654V408 | 05/01/06 | 14,500 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF THE INCORPORATION OF THE SHARES OF PETROBRAS QUIMICA S.A. - PETROQUISA BY PETROLEO BRASILEIRO S.A. | For | For | Mgmt | |||||||
| 2 | RATIFICATION AND APPOINTMENT OF A SPECIALIZED FIRM TO EVALUATE THE SHAREHOLDERS EQUITY AND BOOK VALUE OF PETROBRAS | For | For | Mgmt | |||||||
| 3 | APPROVAL OF THE VALUATION OF THE SHAREHOLDERS EQUITY AND BOOK VALUE REPORT OF PETROBRAS | For | For | Mgmt | |||||||
| 4 | APPROVAL OF THE VALUATION OF THE SHAREHOLDERS EQUITY BOOK VALUE AND NET BOOK ASSETS OF PETROQUISA | For | For | Mgmt | |||||||
| 5 | RATIFICATION AND APPOINTMENT OF A SPECIALIZED FIRM TO UNDERTAKE AN ECONOMIC AND FINANCIAL VALUATION OF PETROBRAS | For | For | Mgmt | |||||||
| 6 | APPROVAL OF THE ECONOMIC AND FINANCIAL VALUATION OF PETROBRAS | For | For | Mgmt | |||||||
| 7 | APPROVAL OF THE INCORPORATION OF THE TOTAL NUMBER OF PETROQUISA SHARES HELD BY MINORITY SHAREHOLDERS INTO PETROBRAS EQUITY | For | For | Mgmt | |||||||
| 8 | APPROVAL OF THE ALTERATIONS TO PETROBRAS BYLAWS AS PROVIDED FOR IN THE PROTOCOL AND JUSTIFICATION OF THE INCORPORATION OF THE SHARES OF PETROBRAS QUIMICA S.A. - PETROQUISA BY PETROLEO BRASILEIRO S.A. - PETROBRAS | For | For | Mgmt | |||||||
| 9 | AUTHORIZATION FOR THE EXECUTIVE BOARD TO PRACTICE ALL THE ACTS NEEDED FOR THE EXECUTION OF THE ABOVE ACTIONS | For | For | Mgmt | |||||||
| 05/23/06 - A | PPR SA (formerly Pinault-Printemps-Redoute ) | F7440G127 | None | 10,450 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 4 | Approve Allocation of Income and Dividends of EUR 2.72 per Share | For | Mgmt | ||||||||
| 5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 6 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/07/06 - A | Raiffeisen International Bank-Holding AG | A7111G104 | None | 13,300 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management and Supervisory Board | For | Mgmt | ||||||||
| 4 | Approve Remuneration of Supervisory Board Members | For | Mgmt | ||||||||
| 5 | Elect Supervisory Board Members | For | Mgmt | ||||||||
| 6 | Ratify Auditors | For | Mgmt | ||||||||
| 7 | Approve Creation of EUR 217.3 Million Pool of Capital without Preemptive Rights | For | Mgmt | ||||||||
| 8 | Adopt New Articles of Association | For | Mgmt | ||||||||
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 05/04/06 - A | Reckitt Benckiser Plc (Formerly Reckitt & Colman Plc ) | G7420A107 | None | 75,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 21 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Re-elect Bart Becht as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Peter Harf as Director | For | For | Mgmt | |||||||
| 6 | Elect Gerard Murphy as Director | For | For | Mgmt | |||||||
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 8 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,360,000 | For | Against | Mgmt | |||||||
| 10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,804,000 | For | For | Mgmt | |||||||
| 11 | Authorise 72,280,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 12 | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,000,000 | For | For | Mgmt | |||||||
| 13 | Approve Reckitt Benckiser Long-Term Incentive Plan | For | For | Mgmt | |||||||
| 14 | Amend Reckitt Benckiser 2005 Savings-Related Share Option Plan, 2005 Global Stock Profit Plan, 2005 USA Savings-Related Share Option Plan and Senior Executive Share Ownership Policy Plan | For | For | Mgmt | |||||||
| 04/28/06 - A | Royal Bank Of Scotland Group Plc (The) | G76891111 | None | 119,600 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 53.1 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Re-elect Bob Scott as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Peter Sutherland as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Colin Buchan as Director | For | For | Mgmt | |||||||
| 7 | Elect Sir Tom McKillop as Director | For | For | Mgmt | |||||||
| 8 | Elect Janis Kong as Director | For | For | Mgmt | |||||||
| 9 | Elect Guy Whittaker as Director | For | For | Mgmt | |||||||
| 10 | Elect Johnny Cameron as Director | For | For | Mgmt | |||||||
| 11 | Elect Mark Fisher as Director | For | For | Mgmt | |||||||
| 12 | Elect Bill Friedrich as Director | For | For | Mgmt | |||||||
| 13 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,482,100 | For | Against | Mgmt | |||||||
| 16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,972,315 | For | For | Mgmt | |||||||
| 17 | Authorise 319,778,520 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 18 | Approve EU Political Donations up to GBP 250,000 and Incur EU Political Expenditure up to GBP 250,000 | For | For | Mgmt | |||||||
| 04/13/06 - A | RWE AG | D6629K109 | 03/23/06 | 11,850 | |||||||
| 1 | Receive Financial Statements, Statutory Reports and Supervisory Board Report | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 6 | Elect Supervisory Board Member | For | For | Mgmt | |||||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||||
| 04/27/06 - A | Saipem | T82000117 | 04/24/06 | 78,300 | |||||||
Annual Meeting Agenda | |||||||||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | Mgmt | ||||||||
| 2 | Approve Stock Option Plan | For | Mgmt | ||||||||
| 3 | Authorize Share Repurchase Program of Up to 2,400,000 Shares | For | Mgmt | ||||||||
| 4 | Authorize Share Reissuance of Up to 2,400,000 Repurchased Shares to Assign to Stock Option Plan | For | Mgmt | ||||||||
| 5 | Elect One Director | For | Mgmt | ||||||||
| 06/08/06 - A | Salzgitter AG (Preussag Stahl AG) | D80900109 | 05/18/06 | 15,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and an Ordinary Dividends of EUR 0.50 and a Special Dividens of EUR 0.50 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify PricewaterhouseCoopers Aktiengesellschaft as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 05/31/06 - A/S | Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | None | 37,900 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.52 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Reelect Lord Douro as Director | For | Mgmt | ||||||||
| 6 | Elect Gerard Le Fur as Director | For | Mgmt | ||||||||
| 7 | Ratify Ernst & Young Audit as Auditor | For | Mgmt | ||||||||
| 8 | Ratify Auditex as Alternate Auditor | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | For | Mgmt | ||||||||
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 11 | Approve Merger by Absorption of Rhone Cooper by Sanofi-Aventis, Approve its Remuneration, and Approve Capital Increase in Connection with the Merger | For | Mgmt | ||||||||
| 12 | Allocation of Merger Premium | For | Mgmt | ||||||||
| 13 | Acknowledge Definitive Realisation of Merger on May 31, 2006, and Capital Increase in Connection with the Merger | For | Mgmt | ||||||||
| 14 | Amend Articles of Association Re: Change in Capital Pursuant to Items Above | For | Mgmt | ||||||||
| 15 | Amend Articles of Association Board Related Re: Term of Mandate of Chairman | For | Mgmt | ||||||||
| 16 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 05/09/06 - A | SAP AG | D66992104 | 04/18/06 | 11,900 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal Year 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2005 | For | For | Mgmt | |||||||
| 5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal Year 2006 | For | For | Mgmt | |||||||
| 6 | Approve EUR 950 Million Capitalization of Reserves | For | For | Mgmt | |||||||
| 7 | Amend Articles Re: Supervisory Board Remuneration | For | For | Mgmt | |||||||
| 8a | Approve Creation of EUR 180 Million Pool of Capital with Preemptive Rights (Conditional Capital Ia) | For | Against | Mgmt | |||||||
| 8b | Approve Creation of EUR 180 Million Pool of Capital without Preemptive Rights (Conditional Capital IIa) | For | For | Mgmt | |||||||
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 10 | Authorize Use of Financial Derivatives Method When Repurchasing Shares | For | Against | Mgmt | |||||||
| 11a | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 5 Billion with Preemptive Rights; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights (Conditional Capital IV) | For | Against | Mgmt | |||||||
| 11b | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 5 Million with Preemptive Rights; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights (Conditional Capital IVa) | For | For | Mgmt | |||||||
| 12 | Approve Affiliation Agreements with Subsidiaries | For | For | Mgmt | |||||||
| 04/12/06 - A | Schlumberger Ltd. *SLB* | 806857108 | 03/01/06 | 6,900 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | For | Mgmt | |||||||
| 3 | ADOPTION OF AMENDMENT TO THE ARTICLES OF INCORPORATION | For | For | Mgmt | |||||||
| 4 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER 2005 STOCK OPTION PLAN | For | For | Mgmt | |||||||
| 5 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Mgmt | |||||||
| 06/20/06 - A | SEGA SAMMY HOLDINGS INC. *6460* | J7028D104 | 03/31/06 | 102,300 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 30, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Amend Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-executive Statutory Auditors and Audit Firm | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Alternate Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 6 | Approve Employee Stock Option Plan | For | For | Mgmt | |||||||
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | |||||||
| 06/29/06 - A | SMC Corp. *6273* | J75734103 | 03/31/06 | 17,400 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 19, Special JY 31 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Retirement Bonuses for Directors | For | For | Mgmt | |||||||
| 06/01/06 - A/S | Sr Teleperformance (Formerly Rochefortaise Communication) | F8991G110 | None | 50,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Discharge Directors | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Transaction With a Related Party | For | Mgmt | ||||||||
| 4 | Approve Transaction With a Related Party | For | Mgmt | ||||||||
| 5 | Approve Transaction With a Related Party | For | Mgmt | ||||||||
| 6 | Approve Transaction With a Related Party | For | Mgmt | ||||||||
| 7 | Approve Transaction With a Related Party | For | Mgmt | ||||||||
| 8 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | For | Mgmt | ||||||||
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 11 | Amend Article 7 of the Company's Bylaws Regarding the Powers Given to the Managing Board to Change the Capital | For | Mgmt | ||||||||
| 12 | Amend Article 9 of the Company's Bylaws Concerning Capital Reduction | For | Mgmt | ||||||||
| 13 | Amend Article 13 of the Company's Bylaws Concerning Shareholders Disclosure Threshold | For | Mgmt | ||||||||
| 14 | Amend Article 13 of the Company's Bylaws Regarding the Participation of the Family Members of the Directors in the Company | For | Mgmt | ||||||||
| 15 | Amend Article 18 of the Company's Bylaws Regarding the Powers of the Managing Board | For | Mgmt | ||||||||
| 16 | Amend Article 23 of the Company's Bylaws Regarding the Particpation of the Members of the Supervisory Board in the Company | For | Mgmt | ||||||||
| 17 | Amend Article 27 of the Company's Bylaws Concerning the Participation of the Directors at the General Meetings by Videoconference | For | Mgmt | ||||||||
| 18 | Amend Article 31 of the Company's Bylaws Regarding the Relations Between a Director and/or a Memeber of the Supervisory Board and the Company | For | Mgmt | ||||||||
| 19 | Amend Article 37 of the Company's Bylaws Concerning Ordinary General Meeting Quorum | For | Mgmt | ||||||||
| 20 | Amend Article 38 of the Company's Bylaws Concerning Extraordinary General Meeting Quorum | For | Mgmt | ||||||||
| 21 | Change Company Name to Teleperformance | For | Mgmt | ||||||||
| 22 | Amend Article 24 of the Company's Bylaws Concerning the Lenght of the Mandate of the Supervisory Board | For | Mgmt | ||||||||
| 23 | Amend the Terms of the Outstanding Option's Plans | For | Mgmt | ||||||||
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | Mgmt | ||||||||
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | Mgmt | ||||||||
| 26 | Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above Up to 15 Percent of the Initial Issuance | For | Mgmt | ||||||||
| 27 | Authorize Capital Increase of Up to Ten Percent of Issued Capital for Future Acquisitions | For | Mgmt | ||||||||
| 28 | Authorize Capitalization of Reserves of Up to EUR 140 Million for Bonus Issue or Increase in Par Value | For | Mgmt | ||||||||
| 29 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
| 30 | Authorize up to 2.30 Percent of Issued Capital for Use in Restricted Stock Plan | For | Mgmt | ||||||||
| 31 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 32 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 05/10/06 - A | STATOIL ASA | R8412T102 | None | 63,700 | |||||||
| 1 | Open Meeting | None | Mgmt | ||||||||
| 2 | Registration of Attending Shareholders and Proxies | For | Mgmt | ||||||||
| 3 | Elect Chairman of Meeting | For | Mgmt | ||||||||
| 4 | Designate Representative to Co-Sign Minutes of Meeting Together With Chairman of Meeting | For | Mgmt | ||||||||
| 5 | Approve Notice of Meeting and Agenda | For | Mgmt | ||||||||
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.20 per Share | For | Mgmt | ||||||||
| 7 | Approve Remuneration of Auditors | For | Mgmt | ||||||||
| 8 | Elect Members (8) and Deputy Members (3) of Corporate Assembly | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Members of Corporate Assembly | For | Mgmt | ||||||||
| 10 | Amend Articles Re: Update Instructions and Define Election Procedures for Nominating Committee to Reflect Norwegian Corporate Governance Code | For | Mgmt | ||||||||
| 11 | Elect Members of Nominating Committee | For | Mgmt | ||||||||
| 12 | Approve Remuneration of Members of Nominating Committee | For | Mgmt | ||||||||
| 13 | Approve NOK 58.6 Million Reduction in Share Capital via Share Cancellation | For | Mgmt | ||||||||
| 14 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 15 | Authorize Repurchase of Issued Shares up to NOK 10 Million Nominal Value for Employee Share Investment Plan | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/29/06 - A | SUMITOMO MITSUI FINANCIAL GROUP INC. *8316* | J7771X109 | 03/31/06 | 88 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Approve Reduction in Legal Reserves | For | For | Mgmt | |||||||
| 3 | Authorize Share Repurchase Program for Ordinary and Preferred Shares | For | For | Mgmt | |||||||
| 4 | Amend Articles to: Decrease Authorized Preferred Share Capital - Limit Liability of Non-Executive Directors and Statutory Auditors - Update Terminology to Match That of New Corporate Law | For | Against | Mgmt | |||||||
| 5 | Elect Directors | For | For | Mgmt | |||||||
| 6 | Appoint Internal Statutory Auditor | For | Against | Mgmt | |||||||
| 7 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Mgmt | |||||||
| 05/09/06 - A | Swiss Life Holding | H7354Q135 | None | 11,700 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2.1 | Approve Allocation of Income and Omission of Dividends | For | Mgmt | ||||||||
| 2.2 | Approve CHF 176.4 Million Reduction in Share Capital; Approve Capital Repayment of CHF 5 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 4 | Reelect Bruno Gehrig and Pierfranco Riva as Directors; Elect Henry Peter as Directors | For | Mgmt | ||||||||
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | For | Mgmt | ||||||||
| 06/27/06 - A | Taisei Corp. *1801* | J79561130 | 03/31/06 | 220,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Decrease Maximum Board Size - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-executive Statutory Auditors and Audit Firm | For | Against | Mgmt | |||||||
| 3 | Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||||
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | |||||||
| 06/07/06 - A | TENARIS SA, LUXEMBOURG | 88031M109 | 04/27/06 | 50,500 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | CONSIDERATION OF THE BOARD OF DIRECTORS AND INDEPENDENT AUDITOR S REPORTS ON THE CONSOLIDATED FINANCIAL STATEMENTS. | For | Mgmt | ||||||||
| 2 | CONSIDERATION OF THE BOARD OF DIRECTORS AND INDEPENDENT AUDITOR S REPORTS ON THE UNCONSOLIDATED ANNUAL ACCOUNTS. | For | Mgmt | ||||||||
| 3 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT. | For | Mgmt | ||||||||
| 4 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. | For | Mgmt | ||||||||
| 5 | ELECTION OF THE BOARD OF DIRECTORS MEMBERS. | For | Mgmt | ||||||||
| 6 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO DELEGATE THE DAY-TO-DAY MANAGEMENT OF THE COMPANY S BUSINESS AND THE POWER TO REPRESENT THE COMPANY AS ADMINISTRATEUR DELEGUE (CHIEF EXECUTIVE OFFICER) TO MR. PAOLO ROCCA. | For | Mgmt | ||||||||
| 7 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO APPOINT ANY OR ALL OF ITS MEMBERS AS THE COMPANY S ATTORNEYS-IN-FACT. | For | Mgmt | ||||||||
| 8 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS. | For | Mgmt | ||||||||
| 9 | BOARD OF DIRECTORS COMPENSATION. | For | Mgmt | ||||||||
| 10 | Ratify Auditors | For | Mgmt | ||||||||
| 11 | AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION. | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/23/06 - A | Toyota Motor Corp. *7203* | J92676113 | 03/31/06 | 89,600 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 35, Final JY 55, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 7 | Approve Retirement Bonuses for Statutory Auditors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | For | Mgmt | |||||||
| 8 | Approve Increase in Aggregate Compensation Ceiling for Directors | For | For | Mgmt | |||||||
| 06/27/06 - A | Toyota Tsusho Corp. *8015* | J92719111 | 03/31/06 | 28,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 9, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 5 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 6 | Approve Retirement Bonus for Director | For | For | Mgmt | |||||||
| 04/19/06 - A | UBS AG | H8920M855 | None | 10,400 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 4 | Elect Directors | For | Mgmt | ||||||||
| 4.3 | Ratify Ernst & Young Ltd. as Auditors | For | Mgmt | ||||||||
| 4.4 | Ratify BDO Visura as Special Auditors | For | Mgmt | ||||||||
| 5.1 | Approve CHF 29.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 5.2 | Authorize Repurchase of Issued Share Capital | For | Mgmt | ||||||||
| 5.3 | Approve Reduction in Share Capital via Capital Repayment of CHF 0.60 per Share | For | Mgmt | ||||||||
| 5.4 | Approve 2:1 Stock Split | For | Mgmt | ||||||||
| 5.5.1 | Amend Articles to Reflect Changes in Capital | For | Mgmt | ||||||||
| 5.5.2 | Amend Articles Re: Capital Holding Requirement for Submitting Shareholder Proposals | For | Mgmt | ||||||||
| 6 | Approve Creation of CHF 15 Million Pool of Capital without Preemptive Rights to Service Existing Stock Option Plan | For | Mgmt | ||||||||
| 05/12/06 - A/S | Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/06 | 1,268,100 | |||||||
Ordinary Business | |||||||||||
| 1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports at Dec. 31, 2005; Presentation of the Social and Environmental Report | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income | For | Mgmt | ||||||||
| 3 | Approve Group Personnel Long-Term Incentive Plan 2006 | For | Mgmt | ||||||||
Special Business | |||||||||||
| 1 | Authorize Board of Directors to Increase Capital up to EUR 21 Million Through the Issuance of up to 42 Million Shares Without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | For | Mgmt | ||||||||
| 2 | Authorize Board of Directors to Increase Capital up to EUR 6.5 Million (Corresponding to 13 Million Shares) Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | For | Mgmt | ||||||||
| 06/29/06 - A | Ushio Inc. *6925* | J94456118 | 03/31/06 | 145,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Decrease Maximum Board Size - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 05/16/06 - A/S | Vinci (Formerly Societe Generale d'Entreprises) | F5879X108 | None | 50,900 | |||||||
Ordinary Business | |||||||||||
| 1 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Ratify Appointment and Reelect Xavier Huillard as Director | For | Mgmt | ||||||||
| 6 | Reelect Dominique Ferrero as Director | For | Mgmt | ||||||||
| 7 | Reelect Alain Minc as Director | For | Mgmt | ||||||||
| 8 | Reelect Yves-Thibault de Silguy as Director | For | Mgmt | ||||||||
| 9 | Reelect Willy Stricker as Director | For | Mgmt | ||||||||
| 10 | Elect Henri Saint Olive as Director | For | Mgmt | ||||||||
| 11 | Elect Bernard Val as Director | For | Mgmt | ||||||||
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 14 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
| 15 | Authorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plan | For | Mgmt | ||||||||
| 16 | Amend Articles of Association Re: Shareholding Disclosure Threshold | For | Mgmt | ||||||||
| 17 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/09/06 - A | XSTRATA PLC | G9826T102 | None | 43,500 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of 25 US Cents Per Ordinary Share | For | For | Mgmt | |||||||
| 3 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 4 | Re-elect Ivan Glasenberg as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Robert MacDonnell as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Frederik Roux as Director | For | For | Mgmt | |||||||
| 7 | Re-elect Santiago Zaldumbide as Director | For | For | Mgmt | |||||||
| 8 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | |||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 108,477,815 | For | Against | Mgmt | |||||||
| 10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 16,271,672 | For | For | Mgmt | |||||||
| 06/30/06 - S | XSTRATA PLC | G9826T102 | None | 43,500 | |||||||
| 1 | Approve Acquisition by Xstrata Canada Inc. of any and all of the Issued, to be Issued and Outstanding Falconbridge Shares | For | For | Mgmt | |||||||
| 2 | Approve Increase in Authorised Capital from USD 437,500,000.50 to USD 7,554,974,199 | For | For | Mgmt | |||||||
| 3 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,000,000,000 (Equity Bridge Facility); Otherwise up to USD 117,474,198.50 | For | For | Mgmt | |||||||
| 4 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 17,621,129 | For | For | Mgmt | |||||||
| 04/20/06 - A | Zurich Financial Services AG | H9870Y105 | None | 10,800 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of CHF 4.60 per Share | For | Mgmt | ||||||||
| 3 | Approve CHF 345.6 Million Reduction in Share Capital; Approve Capital Repayment of CHF 2.40 per Share | For | Mgmt | ||||||||
| 4 | Renew Existing Pool of Capital for Further Two Years | For | Mgmt | ||||||||
| 5 | Amend Articles Re: Board Responsibilities and Board Committees | For | Mgmt | ||||||||
| 6 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 7 | Elect Directors | For | Mgmt | ||||||||
| 7.2 | Ratify PricewaterhouseCoopers Ltd. as Auditors | For | Mgmt | ||||||||
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| NEXT PLC, LEICESTER |
| EGM Meeting Date: 07/15/2005 | ||||
Issuer: G6500M106 |
| ISIN: GB0032089863 | ||||
SEDOL: 3208986, B02SZZ1 | ||||||
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Vote Group: GLOBAL | ||||||
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
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| VODAFONE GROUP PLC NEW |
| AGM Meeting Date: 07/26/2005 | ||||
Issuer: G93882101 |
| ISIN: GB0007192106 | ||||
SEDOL: 0719210, 2615101, 5476190 | ||||||
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Vote Group: GLOBAL | ||||||
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
5. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
6. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
7. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
8. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
9. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
10. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
11. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
12. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
13. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
14. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
15. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
16. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
17. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
18. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
19. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
20. | MANAGEMENT PROPOSAL | Management |
| Against | *Management Position Unknown | |
21. | MANAGEMENT PROPOSAL | Management |
| Against | *Management Position Unknown | |
S.22 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.23 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.24 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
25. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
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| NESTLE SA, CHAM UND VEVEY | OGM Meeting Date: 08/26/2005 | |||||
Issuer: H57312466 | ISIN: CH0012056047 | |||||
SEDOL: 3056044, 7123870, 7125274, 7126578, B01F348 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management |
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* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
1. | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
1.1 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
1.2 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
1.3 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
2. | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
2.1 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
2.2 | MANAGEMENT PROPOSAL | Management |
| Against | *Management Position Unknown | |
2.3 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
3. | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
3.1 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
3.2 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
3.3 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
4.1 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
4.2 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
4.3 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
5. | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
5.1 | MANAGEMENT PROPOSAL | Management |
|
| *Management Position Unknown | |
5.2 | MANAGEMENT PROPOSAL | Management |
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| *Management Position Unknown | |
5.3 | MANAGEMENT PROPOSAL | Management |
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| *Management Position Unknown | |
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| OPEN JOINT STOCK CO VIMPEL-COMMUNICA | VIP |
| Contested Special Meeting Date: 09/14/2005 | |||
Issuer: 68370R109 |
| ISIN: |
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SEDOL: | ||||||
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Vote Group: GLOBAL | ||||||
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
01 | ACQUISITION AGREEMENT | Management |
| For | *Management Position Unknown | |
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| COMPAGNIE FINANCIERE RICHEMONT AG | AGM Meeting Date: 09/15/2005 | |||||
Issuer: H25662141 | BLOCKING | ISIN: CH0012731458 | ||||
SEDOL: 7151116, B02V8V7 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
1. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
5. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
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| TURKIYE GARANTI BANKASI A S | EGM Meeting Date: 09/26/2005 | |||||
Issuer: M4752S106 | BLOCKING | ISIN: TRAGARAN91N1 | ||||
SEDOL: 4361617, B032YF5, B03MYP5, B03N2W1, B04KF33 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
5. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
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| IG GROUP HOLDINGS PLC, LONDON | AGM Meeting Date: 09/29/2005 | |||||
Issuer: G4753Q106 | ISIN: GB00B06QFB75 | |||||
SEDOL: B06QFB7 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
5. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
6. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
7. | MANAGEMENT PROPOSAL | Management |
| Against | *Management Position Unknown | |
S.8 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.9 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
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| BHP BILLITON PLC | AGM Meeting Date: 10/20/2005 | |||||
Issuer: G10877101 | ISIN: GB0000566504 | |||||
SEDOL: 0056650, 4878333, 5359730, 6016777, B02S6G9 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
5. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
6. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
7. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
8. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
9. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
10. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
11. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
12. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
13. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
14. | MANAGEMENT PROPOSAL | Management |
| Against | *Management Position Unknown | |
S.15 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.16 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
17. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
18. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
19. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.20 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.21 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
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| NOVOGEN LIMITED | AGM Meeting Date: 10/28/2005 | |||||
Issuer: Q69941203 | ISIN: AU000000NRT0 | |||||
SEDOL: 5876057, 6648244, B02P400 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
3.1 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
3.2 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
* | NON-VOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
|
| *Management Position Unknown | |
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| SMITHS GROUP PLC |
| AGM Meeting Date: 11/15/2005 | ||||
Issuer: G82401103 | ISIN: GB0008182700 | |||||
SEDOL: 0818270, 5848056, B01DQZ4 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
5. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
6. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
7. | MANAGEMENT PROPOSAL | Management |
| Against | *Management Position Unknown | |
S.8 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.9 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
10. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
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| SES GLOBAL SA, LUXEMBOURG |
| EGM Meeting Date: 12/08/2005 | ||||
Issuer: L8300G135 | BLOCKING | ISIN: LU0088087324 | ||||
SEDOL: 5493434, 5532070, B00ZQQ2, B03BMG9 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
5. | OTHER BUSINESS | Other |
| Take No Action | *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
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| UNICREDITO ITALIANO SPA, MILANO |
| OGM Meeting Date: 12/15/2005 | ||||
Issuer: T95132105 | BLOCKING | ISIN: IT0000064854 | ||||
SEDOL: 0711670, 4232445, 5179712, B020SH0 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
* | ADP NONVOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
1. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
2. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
3. | MANAGEMENT PROPOSAL | Management |
| Take No Action | *Management Position Unknown | |
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| WESTPAC BANKING CORP |
| AGM Meeting Date: 12/15/2005 | ||||
Issuer: Q97417101 |
| ISIN: AU000000WBC1 | ||||
SEDOL: 0957258, 5412183, 6076146, 6956527, 6957393, B01D654 |
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Vote Group: GLOBAL |
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Proposal | Proposal | Proposal Type |
| Vote | For or Against Management | |
1. | NON-VOTING PROPOSAL NOTE | Non-Voting |
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| *Management Position Unknown | |
2.a | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
2.b | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
S.3 | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
4. | MANAGEMENT PROPOSAL | Management |
| For | *Management Position Unknown | |
Vote Summary Report | |||||||||||
Jan 01, 2006 - Mar 31, 2006 | |||||||||||
5 Ivy International Growth | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 02/08/06 - S | Allianz AG (formerly Allianz Holding AG) | D03080112 | None | 4,800 | |||||||
| 1 | Approve Merger by Absorption of Riunione Adriatica di Sicurta SpA; Approve Change of Corporate Form to Societas Europea (SE) | For | For | Mgmt | |||||||
| 2 | Issue 25.1 Million Shares in Connection with Merger by Merger by Absorption of RIUNIONE ADRIATICA DI SICURTA Societa per Azioni | For | For | Mgmt | |||||||
| 3 | Approve Creation of EUR 450 Million Pool of Conditional Capital with Preemptive Rights | For | Against | Mgmt | |||||||
| 4 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 5 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 10 Billion with Preemptive Rights; Approve Creation of EUR 250 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Against | Mgmt | |||||||
| 6 | Authorize Repurchase of up to Five Percent of Issued Share Capital for Trading Purposes | For | For | Mgmt | |||||||
| 7 | Authorize Repurchase of up to 10 Percent of Issued Share Capital for Purposes other than Trading | For | For | Mgmt | |||||||
| 01/27/06 - A | Anglo Irish Bank Corporation Plc | G03815118 | 01/25/06 | 80,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Dividends | For | For | Mgmt | |||||||
| 3a | Reelect F. Drury as Director | For | For | Mgmt | |||||||
| 3b | Reelect S. FitzPatrick as Director | For | For | Mgmt | |||||||
| 3c | Reelect M. Jacob as Director | For | For | Mgmt | |||||||
| 4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 5 | Approve Remuneration of Non-executive Directors | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Against | Mgmt | |||||||
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||||
| 03/23/06 - A | * ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/16/06 | 37,600 | |||||||
| 1 | Open Meeting | None | None | Mgmt | |||||||
| 2 | Overview of Company's Business and Financial Situation | None | None | Mgmt | |||||||
| 3 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Management Board | For | For | Mgmt | |||||||
| 5 | Approve Discharge of Supervisory Board | For | For | Mgmt | |||||||
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | None | None | Mgmt | |||||||
| 7 | Amend Articles Re: Cancel Priority Shares; Extend Term for Record Date | For | For | Mgmt | |||||||
| 8 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Mgmt | |||||||
| 9A | Approve Performance Stock Arrangement for Management Board | For | For | Mgmt | |||||||
| 9B | Approve Performance Stock Option Arrangement for Management Board | For | For | Mgmt | |||||||
| 9C | Approve Number of Stock Options Available for ASML Employee Stock Option Arrangements and Authorize Management Board to Issue Stock Options Pursuant to These Arrangements | For | For | Mgmt | |||||||
| 9D | Authorize Management Board to Issue 22,000 Sign-on Stock and 22,000 Sign-on Stock Options to K.P. Fuchs | For | For | Mgmt | |||||||
| 10 | Receive Notification of Appointment of K.P. Fuchs to Management Board | None | None | Mgmt | |||||||
| 11 | Reelect J.A. Dekker to Supervisory Board | For | For | Mgmt | |||||||
| 12 | Receive Announcement That H. Bodt will Retire by Rotation in 2007 | None | None | Mgmt | |||||||
| 13A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital without Preemptive Rights | For | For | Mgmt | |||||||
| 13B | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13A | For | For | Mgmt | |||||||
| 13C | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | For | Mgmt | |||||||
| 13D | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13C | For | For | Mgmt | |||||||
| 14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 15 | Other Business (Non-Voting) | None | None | Mgmt | |||||||
| 16 | Close Meeting | None | None | Mgmt | |||||||
| 03/30/06 - A | Canon Inc. *7751* | J05124144 | 12/31/05 | 16,730 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 32.5, Final JY 67.5, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Increase Number of Internal Auditors | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | Against | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | Against | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Mgmt | |||||||
| 03/31/06 - S | Companhia Vale Do Rio Doce | 204412209 | 03/15/06 | 19,200 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO APPROVE THE TERMS, CONDITIONS AND REASONS (THE PROTOCOLO E JUSTIFICACAO ) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED | For | For | Mgmt | |||||||
| 2 | TO RATIFY THE APPOINTMENT OF THE EXPERTS WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. | For | For | Mgmt | |||||||
| 3 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERTS. | For | For | Mgmt | |||||||
| 4 | TO APPROVE THE MERGER OF ALL OF THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD. | For | For | Mgmt | |||||||
| 5 | TO APPROVE CVRD CAPITAL INCREASE WITHIN THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS. | For | For | Mgmt | |||||||
| 03/28/06 - A | Hynix Semiconductor Inc. (frmrly. Hyundai Electronic Ind.) | Y3817W109 | 12/31/05 | 29,000 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Allow Employee Stock Option Plan | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 02/28/06 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/05 | 2,100 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 2.3 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 01/26/06 - A | * Siemens AG | D69671218 | None | 16,600 | |||||||
| 1 | Receive Supervisory Board Report, Corporate Governance Report, and Compensation Report | None | None | Mgmt | |||||||
| 2 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Management Board for Fiscal 2004/2005 | For | For | Mgmt | |||||||
| 5 | Approve Discharge of Supervisory Board for Fiscal 2004/2005 | For | For | Mgmt | |||||||
| 6 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2005/2006 | For | For | Mgmt | |||||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||||
| 8 | Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights under Stock Option Plans | For | For | Mgmt | |||||||
| 9 | Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 02/27/06 - S | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 9,500 | |||||||
| 1 | Receive Board and Management Presentation on Swiss Re's Acquisition of GE Insurance Solutions Corporation (Non-Voting) | None | None | Mgmt | |||||||
| 2.1 | Approve Issuance of Shares up to Aggregate Nominal Value of CHF 6.0 Million to General Electric | For | For | Mgmt | |||||||
| 2.2 | Approve Issuance of Shares with Preemptive Rights up to Aggregate Nominal Value of CHF 3.0 Million | For | For | Mgmt | |||||||
| 2.3 | Approve Issuance of Convertible Bonds to General Electric; Approve Creation of EUR 900,000 Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||||
| 2.4 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve EUR 1.1 Million Increase in Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 3.2 | Appoint OBT AG as Special Auditors to Examine Capital Increase and Contribution in Kind of GE Insurance | For | For | Mgmt | |||||||
| 02/21/06 - S | Toyota Tsusho Corp. *8015* | J92719111 | 12/26/05 | 28,000 | |||||||
| 1 | Approve Merger Agreement with Tomen Corp. | For | For | Mgmt | |||||||
| 2 | Amend Stock Option Plans Approved at 2001-05 AGMs in Connection With Introduction of Executive Officer System | For | For | Mgmt | |||||||
| 3 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
5 Ivy International Growth | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 04/03/06 - S | Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | L8873E103 | 01/19/06 | 174,000 | |||||||
| 1 | Change Company Name to Acergy S.A. | For | For | Mgmt | |||||||
| 05/15/06 - A | Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | L8873E103 | 03/24/06 | 87,000 | |||||||
| 1 | Approve the Holding of the AGM on May 15, 2006 in Variation From the Date Set Forth in Article 25 of the Articles of Incorporation | For | Mgmt | ||||||||
| 2 | Approve Reports of the Board of Directors and of the Auditor | For | Mgmt | ||||||||
| 3 | Approve the Unconsolidated Balance Sheet and Statements of Profit and Loss of the Company for the Fiscal Year Ended Nov. 30, 2005 | For | Mgmt | ||||||||
| 4 | Approve the Consolidated Balance Sheet and Statements of Operations of the Company for the Fiscal Year Ended Nov. 30, 2005 | For | Mgmt | ||||||||
| 5 | Approve Discharge of Directors and Auditors | For | Mgmt | ||||||||
| 6 | Approve Share Repurchase Program | For | Mgmt | ||||||||
| 7a | Elect Mark Woolveridge as Director | For | Mgmt | ||||||||
| 7b | Elect James B. Hurlock as Director | For | Mgmt | ||||||||
| 7c | Elect Trond O. Westlie as Director | For | Mgmt | ||||||||
| 7d | Elect J. Frithjof Skouveroe as Director | For | Mgmt | ||||||||
| 7e | Elect George H. Doremus as Director | For | Mgmt | ||||||||
| 7f | Elect Tom Ehret as Director | For | Mgmt | ||||||||
| 8 | Ratify Auditors | For | Mgmt | ||||||||
| 9 | Amend Articles Re: Bearer Shares, Issuance of Bonds/Debentures, Board of Directors | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/30/06 - A | Bank of Cyprus Public Co. (frmly Bank of Cyprus Ltd.) | M1637D106 | None | 50,000 | |||||||
| 1 | Approve Financial Statements and Allocation of Income | For | Mgmt | ||||||||
| 2 | Elect Directors | For | Mgmt | ||||||||
| 3 | Approve Remuneration of Directors | For | Mgmt | ||||||||
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/27/06 - S | Cemex S.A. | 151290889 | 03/23/06 | 7,500 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | PROPOSAL TO SPLIT EACH OF THE COMPANY S ORDINARY COMMON SHARES SERIES A AND SERIES B SHARES AND AMEND ARTICLE 6 OF THE COMPANY S BY-LAWS. | For | For | Mgmt | |||||||
| 2 | PROPOSAL TO CHANGE THE COMPANY S BY-LAWS. | For | For | Mgmt | |||||||
| 3 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING AND THE CHANGES IN THE COMPANY S BY-LAWS OR ESTATUTOS SOCIALES, IF APPLICABLE. | For | For | Mgmt | |||||||
| 4 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005. | For | For | Mgmt | |||||||
| 5 | ALLOCATION OF PROFITS AND THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | For | For | Mgmt | |||||||
| 6 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION. | For | For | Mgmt | |||||||
| 7 | APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS, AND PRESIDENT OF THE AUDIT COMMITTEE AND SOCIETAL PRACTICES. | For | For | Mgmt | |||||||
| 8 | COMPENSATION OF DIRECTORS, STATUTORY AUDITORS AND AUDIT AND SOCIETAL PRACTICES COMMITTEE. | For | For | Mgmt | |||||||
| 9 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | For | For | Mgmt | |||||||
| 04/26/06 - A | EnCana Corporation *ECA.* | 292505104 | 03/06/06 | 27,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 04/20/06 - A | Inco Limited *N.* | 453258402 | 03/06/06 | 5,800 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Glen A. Barton --- For | ||||||||||
| 1.2 | Elect Director Angus A. Bruneau --- Withhold | ||||||||||
| 1.3 | Elect Director Ronald C. Cambre --- For | ||||||||||
| 1.4 | Elect Director Scott M. Hand --- For | ||||||||||
| 1.5 | Elect Director Janice K. Henry --- For | ||||||||||
| 1.6 | Elect Director Chaviva M. Hosek --- For | ||||||||||
| 1.7 | Elect Director Peter C. Jones --- For | ||||||||||
| 1.8 | Elect Director John T. Mayberry --- For | ||||||||||
| 1.9 | Elect Director Francis Mer --- Withhold | ||||||||||
| 1.10 | Elect Director David P. O'Brien --- For | ||||||||||
| 1.11 | Elect Director Roger Phillips --- For | ||||||||||
| 1.12 | Elect Director Richard E. Waugh --- For | ||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 04/06/06 - A | Nestle SA | H57312466 | None | 4,400 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 9 per Share | For | Mgmt | ||||||||
| 4 | Approve CHF 2.8 Million Reduction in Share Capital | For | Mgmt | ||||||||
| 5 | Elect Directors | For | Mgmt | ||||||||
| 6 | Amend Articles Re: Mandate Board to Draft Revised Articles; Waive Quorum Requirement and Reduce Supermajority Requirement for Adoption of Revised Articles at 2007 AGM or Later | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/03/06 - A | Petroleo Brasileiro | 71654V408 | 03/03/06 | 3,300 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPROVAL OF THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE S OPINION FOR THE FISCAL YEAR 2005. | For | For | Mgmt | |||||||
| 2 | APPROVAL OF THE CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2006. | For | For | Mgmt | |||||||
| 3 | APPROVAL OF THE DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2005. | For | For | Mgmt | |||||||
| 4 | APPROVAL OF THE ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | For | For | Mgmt | |||||||
| 5 | APPROVAL OF THE ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS. | For | For | Mgmt | |||||||
| 6 | APPROVAL OF THE ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. | For | For | Mgmt | |||||||
| 7 | APPROVAL OF THE ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL OF MEMBERS OF THE FISCAL COUNCIL. | For | Against | Mgmt | |||||||
| 8 | APPROVAL OF THE INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 15.352 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 32,896 MILLION TO R$ 48.248 MILLION WITHOUT | For | For | Mgmt | |||||||
| 04/13/06 - A | RWE AG | D6629K109 | 03/23/06 | 5,700 | |||||||
| 1 | Receive Financial Statements, Statutory Reports and Supervisory Board Report | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 6 | Elect Supervisory Board Member | For | For | Mgmt | |||||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||||
| 04/12/06 - A | Schlumberger Ltd. *SLB* | 806857108 | 03/01/06 | 3,300 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | For | Mgmt | |||||||
| 3 | ADOPTION OF AMENDMENT TO THE ARTICLES OF INCORPORATION | For | For | Mgmt | |||||||
| 4 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER 2005 STOCK OPTION PLAN | For | For | Mgmt | |||||||
| 5 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Mgmt | |||||||
| 06/26/06 - S | TURKIYE VAKIFLAR BANKASI TAO | M9037B109 | None | 130,000 | |||||||
| 1 | Open Meeting and Elect Presiding Council of Meeting | None | Mgmt | ||||||||
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | For | Mgmt | ||||||||
| 3 | Approve Legal Action Against Former Managers | For | Mgmt | ||||||||
| 4 | Approve Donations Made in Financial Year 2005 | For | Mgmt | ||||||||
| 5 | Ratify Independent External Auditors | For | Mgmt | ||||||||
| 6 | Close Meeting | None | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
IVY INTERNATIONAL BALANCED FUND |
Proxy Voting Record |
| Name | Ticker | SecurityID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Ballot Item Number | M or S | Item Desc | Mgt Rec Vote | Vote Cast |
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 1 | M | Receive Financial Statements and Statutory Reports | None | None | ||
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 2 | M | Approve Allocation of Income and Dividends of EUR 3.10 per Share | For | For | ||
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 3 | M | Approve Discharge of Management Board for Fiscal 2006 | For | For | ||
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | ||
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 5 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | ||
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 6 | M | Approve Employee Stock Purchase Plan; Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan | For | For | ||
| Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 04/19/06 | Annual | 8830 | 7 | M | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 2 | M | Re-elect Lord MacLaurin of Knebworth as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 3 | M | Re-elect Paul Hazen as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 4 | M | Re-elect Arun Sarin as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 5 | M | Re-elect Sir Julian Horn-Smith as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 6 | M | Re-elect Peter Bamford as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 7 | M | Re-elect Thomas Geitner as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 8 | M | Re-elect Michael Boskin as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 9 | M | Re-elect Lord Broers as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 10 | M | Re-elect John Buchanan as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 11 | M | Re-elect Penny Hughes as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 12 | M | Re-elect Jurgen Schrempp as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 13 | M | Re-elect Luc Vandevelde as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 14 | M | Elect Sir John Bond as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 15 | M | Elect Andrew Halford as Director | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 16 | M | Approve Final Dividend of 2.16 Pence Per Ordinary Share | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 17 | M | Approve Remuneration Report | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 18 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 19 | M | Authorise the Audit Committee to Fix Remuneration of the Auditors | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 20 | M | Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 21 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 22 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 320,000,000 | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 23 | M | Authorise 6,400,000,000 Ordinary Shares for Market Purchase | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 24 | M | Amend Memorandum of Association and Articles of Association Re: Indemnification of Directors | For | For | ||
| Vodafone Group PLC | G93882101 | United Kingdom | 07/26/05 | Annual | 437630 | 25 | M | Approve the Vodafone Global Incentive Plan | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 2 | M | Approve Remuneration Report | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 3 | M | Approve Final Dividend of 21 Pence Per Share | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 4 | M | Re-elect Paul Bateman as Director | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 5 | M | Reappoint KMPG Audit Plc as Auditors of the Company | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 6 | M | Authorise Board to Fix Remuneration of the Auditors | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 7 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 60,190,000 | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 8 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,020,000 | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 9 | M | Authorise 72,200,000 Ordinary Shares for Market Purchase | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 10 | M | Approve Boots Bonus Co-investment Plan | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 11 | M | Approve Boots Performance Share Plan | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 07/21/05 | Annual | 64600 | 12 | M | Approve Establishment of Overseas Bonus Co-investment and Performance Share Plans | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 07/27/05 | Special | 44000 | 1 | M | Approve Acquisition of Transkaryotic Therapies, Inc. | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | None | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 2 | M | Approve Allocation of Income and Dividends of EUR 0.70 per Share | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 3 | M | Approve Discharge of Management Board for Fiscal 2005 | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 5 | M | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 6 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7a | M | Elect Willem van Agtmael to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7b | M | Elect Hero Brahms to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7c | M | Elect Werner Gatzer to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7d | M | Elect Hubertus von Gruenberg to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7e | M | Elect Harry Roels to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7f | M | Elect Elmar Toime to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 7g | M | Elect Ralf Krueger to the Supervisory Board | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8a | M | Amend Articles Re: Calling of Supervisory Board Meetings | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8b | M | Amend Articles Re: Conducting of Supervisory Board Meetings | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8c | M | Amend Articles Re: Editorial Changes to Participation at Supervisory Board Meetings | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8d | M | Amend Articles Re: Editorial Change to Supervisory Board Quorum Requirements | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8e | M | Amend Articles Re: Calling of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8f | M | Amend Articles Re: Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8g | M | Amend Articles Re: Appointment of Proxies | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8h | M | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | ||
| Deutsche Post AG | D19225107 | Germany | 05/10/06 | Annual | 63460 | 8i | M | Amend Articles Re: Editorial Changes | For | For | ||
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1a | M | Reelect Wang Xiaochu as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1b | M | Reelect Leng Rongquan as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1c | M | Reelect Wu Andi as Director and Authorize Board to Fix Her Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1d | M | Reelect Zhang Jiping as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1e | M | Reelect Huang Wenlin as Director and Authorize Board to Fix Her Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1f | M | Reelect Li Ping as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1g | M | Reelect Wei Leping as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1h | M | Reelect Yang Jie as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1i | M | Reelect Sun Kangmin as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1j | M | Reelect Li Jinming as Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1k | M | Reelect Zhang Youcai as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1l | M | Reelect Vincent Lo Hong Sui as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1m | M | Reelect Shi Wanpeng as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1n | M | Elect Xu Erming as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 1o | M | Elect Tse Hau Yin, Aloysius as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 2a | M | Reelect Zhang Xiuqin as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 2b | M | Reelect Zhu Lihao as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 2c | M | Elect Li Jian as Supervisor and Authorize the Supervisory Committee to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 2d | M | Elect Xu Cailiao as Supervisor and Authorize the Supervisory Committee to Fix His Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 3a | M | Amend Articles Re: Capital Structure | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 09/09/05 | 08/09/05 | Special | 3060000 | 3b | M | Amend Articles Re: Number of Independent Directors | For | For | |
| Wolters Kluwer Nv | N9643A114 | Netherlands | 08/15/05 | 08/09/05 | Special | 34000 | 1 | M | Open Meeting | None | ||
| Wolters Kluwer Nv | N9643A114 | Netherlands | 08/15/05 | 08/09/05 | Special | 34000 | 2 | M | Elect L.P. Forman to Supervisory Board | For | ||
| Wolters Kluwer Nv | N9643A114 | Netherlands | 08/15/05 | 08/09/05 | Special | 34000 | 3 | M | Other Business (Non-Voting) | None | ||
| Wolters Kluwer Nv | N9643A114 | Netherlands | 08/15/05 | 08/09/05 | Special | 34000 | 4 | M | Close Meeting | None | ||
| Nestle SA | H57312466 | Switzerland | 08/26/05 | 07/26/05 | Annual | 4100 | 1 | M | SHARE CAPITAL - SHARES - RESTRICTIONS. ABOLISH THIS 3% VOTING LIMIT? FOR=NO CHANGE//AGAINST=NO OPINION//WITHHOLD=ABOLISH THE ARTICLE | None | ||
| Nestle SA | H57312466 | Switzerland | 08/26/05 | 07/26/05 | Annual | 4100 | 2 | M | ORGANISATION OF THE COMPANY - SPECIAL QUORUM. ABOLISH THE NEED FOR SPECIAL QUORUMS? FOR=NO CHANGE//AGAINST=NO OPINION//WITHHOLD=ABOLISH THE ARTICLE | None | ||
| Nestle SA | H57312466 | Switzerland | 08/26/05 | 07/26/05 | Annual | 4100 | 3 | M | ORGANISATION OF THE COMPANY - QUALIFIED MAJORITIES. ABOLISH NEED FOR QUALIFIED MAJORITIES OF PRESENT SHAREHOLDERS? FOR=NO CHANGE//AGAINST=NO OPINION//WITHHOLD=ABOLISH THE ARTICLE | None | ||
| Nestle SA | H57312466 | Switzerland | 08/26/05 | 07/26/05 | Annual | 4100 | 4 | M | BOARD OF DIRECTORS - TERM OF OFFICE. IN VIEW OF THE COMPLEXITY OF THE GROUP, MY PREFERENCE IS A TERM OF OFFICE DIRECTORS. FOR=5 YEARS//AGAINST=4 YEARS//WITHHOLD=3 YEARS | None | ||
| Nestle SA | H57312466 | Switzerland | 08/26/05 | 07/26/05 | Annual | 4100 | 5 | M | AUDITOR - TERM OF OFFICE. IN VIEW OF THE COMPLEXITY OF THE GROUP, MY PREFERENCE IS A TERM OF OFFICE FOR AUDITORS. FOR=3 YEARS//AGAINST=2 YEARS//WITHHOLD=1 YEAR | None | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 1 | M | Open Meeting | None | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 2 | M | Receive Report of Management Board | None | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 3a | M | Approve Financial Statements and Statutory Reports | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 3b | M | Approve Dividends of EUR 1.20 Per Share | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 4a | M | Approve Discharge of Management Board | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 4b | M | Approve Discharge of Supervisory Board | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 5 | M | Elect L.R. Hughes and A. Burgmans as Director; Reelect K. Vuursteen and A. Merieux to Supervisory Board | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 6 | M | Approve Remuneration of Supervisory Board | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 7 | M | Amend Remuneration Policy for Management Board Members | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 8 | M | Determination of Maximum Number of Shares Available for Long-Term Incentive Plans | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 9a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 9b | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 9a | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 10 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | ||
| Akzo-Nobel Nv | N01803100 | Netherlands | 04/25/06 | 04/18/06 | Annual | 16030 | 11 | M | Other Business (Non-Voting) | None | ||
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 1 | M | Opening and Approval of the Webcasting of This Present Meeting and Subsequent Shareholders' Meetings | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 2a | M | Receive Report of Executive and Supervisory Board | None | None | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 2b | M | Discussion on Profit Retention and Distribution Policy | None | None | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 3a | M | Approve Financial Statements and Statutory Reports | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 3b | M | Approve Allocation of Income and Dividends of EUR 1.18 per Share | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 4a | M | Approve Discharge of Executive Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 4b | M | Approve Discharge of Supervisory Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 5 | M | Discussion on Company's Corporate Governance Structure | None | None | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 6a | M | Elect Dick Harryvan to Management Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 6b | M | Elect Tom McInerney to Management Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 6c | M | Elect Hans van der Noordaa to Management Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 6d | M | Elect Jacques de Vaucleroy to Management Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 7a | M | Reelect Cor Herkstroter to Supervisory Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 7b | M | Reelect Karel Vuursteen to Supervisory Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 7c | M | Elect Piet Klaver to Supervisory Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 8 | M | Approve Stock Option Grants and Performance Shares for the Members of Executive Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 9 | M | Approve Amendment Pension Scheme of the Executive Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 10 | M | Approve Remuneration of Supervisory Board | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 11a | M | Grant Board Authority to Issue 220 Million Ordinary Shares Restricting/Excluding Preemptive Rights (Plus 220 Million Ordinary Shares in Connection with Merger) | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 11b | M | Grant Board Authority to Issue 10 Million Preference B Shares in Connection with Conversion of ING Perpetuals III | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 12a | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 12b | M | Authorize Repurchase of 24,051,039 Depositary Receipts for Preference A Shares | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 12c | M | Authorize Repurchase Preference A Shares or Depositary Receipts for Preference A Shares | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 13 | M | Approve Cancellation of Preference A shares Which are Held by ING Groep N.V. | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 14a | M | Approval of the English language as the Official Language of the Annual Report with Effect From the 2006 Report | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 14b | M | Approval of the English Language as the Official Language as of the 2007 Shareholders' Meeting | For | For | |
| ING Groep NV | N4578E413 | Netherlands | 04/25/06 | 04/18/06 | Annual | 42520 | 15 | M | Other Business (Non-Voting) | None | None | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 1 | M | Speech President | None | None | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 2a | M | Approve Financial Statements and Statutory Reports | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 2b | M | Explanation of Policy on Additions To Reserves and Dividends | None | None | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 2c | M | Approve Dividend of EUR 0.44 ($0.52)per Share | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 2d | M | Approve Discharge of Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 2e | M | Approve Discharge of Supervisory Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 3a | M | Elect T.W.H. van Deursen to Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 3b | M | Elect F.A. van Houten to Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 3c | M | Elect J.A. Karvinen to Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 3d | M | Elect R.S. Provoost to Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 3e | M | Elect A. Ragnetti to Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 4a | M | Reelect W. de Kleuver to Supervisory Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 4b | M | Reelect Richard Greenbury to Supervisory Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 5a | M | Proposal to Amend the Remuneration Policy for Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 5b | M | Proposal to Amend the Maximum Percentage of The Annual LTIP Pool-size To Be Allocated To Members of Management Board | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 6a | M | Cancellation of Shares Held by the Company | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 6b | M | Amend Articles to Reflect Changes in Capital | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 7 | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Restricting/Excluding Preemptive Rights | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 8 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
| Philips Electronics Nv | N6817P109 | Netherlands | 03/30/06 | 03/23/06 | Annual | 40460 | 9 | M | Other Business (Non-Voting) | None | None | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 010/18/05 | 09/16/05 | Special | 3060000 | 1 | M | Authorize Issue of Short Term Commercial Paper in One or More Tranches with a Maximum Outstanding Repayment Amount of RMB30 Billion and the First Tranche of Issue Expected Not to Exceed RMB10 Billion | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 010/18/05 | 09/16/05 | Special | 3060000 | 2 | M | Authorize Board to Determine Specific Terms, Conditions and Other Matters Relating to the Issuance of the Short Term Commercial Paper and Do Acts and Take Steps Necessary for the Issuance of the Short Term Commercial Paper | For | For | |
| Norske Skogindustrier ASA | R80036115 | Norway | 09/22/05 | Special | 39165 | 1 | M | Issue Between 22.2 Million and 100 Million Shares in Connection with Acquisition of PanAsia Paper Company Pte Ltd to Raise NOK 4 Billion | For | For | ||
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 1 | M | Receive Financial Statements and Statutory Reports | None | None |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 2 | M | Allow Questions and Comments on the Management and Audit of the Company | None | None |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 3.1 | M | Elect Paul Anderson as Director | For | For |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 3.2 | M | Elect John Schubert as Director | For | For |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 3.3 | M | Elect Garry Hounsell as Director | For | For |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 3.4 | M | Elect Peter Cosgrove as Director | For | For |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 4 | M | Approve Remuneration Report | For | For |
| Qantas Airways Limited | QAN | Q77974105 | Australia | 010/13/05 | 010/11/05 | Annual | 211528 | 5 | M | Amend Articles Re: Constitution of Qantas Airways Limited | For | For |
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 2 | M | Approve Remuneration Report | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 3 | M | Approve Final Dividend of 6.3 Pence Per Ordinary Share | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 4 | M | Re-elect Susan Birley as Director | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 5 | M | Re-elect Christopher Geoghegan as Director | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 6 | M | Re-elect Michael Lester as Director | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 7 | M | Elect Philip Carroll as Director | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 8 | M | Elect Roberto Quarta as Director | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 9 | M | Elect Peter Weinberg as Director | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 10 | M | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 11 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 12 | M | Approve Bae Systems Performance Share Plan 2006 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 13 | M | Approve Bae Systems Share Matching Plan | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 14 | M | Authorise the Company to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 15 | M | Authorise BAE Systems Marine Limited to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 16 | M | Authorise BAE Systems (Operations) Limited to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 17 | M | Authorise BAE Systems Land Systems (Munitions and Ordnance) Ltd. to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 18 | M | Authorise BAE Systems Land Systems (Weapons and Vehicles) Ltd. to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 19 | M | Authorise Land Systems Hagglunds AB to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 20 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,829,626 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 21 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,024,846 | For | For | ||
| BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | United Kingdom | 05/04/06 | Annual | 93350 | 22 | M | Authorise 321,987,720 Ordinary Shares for Market Purchase | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Court | 44000 | 1 | M | Approve Scheme of Arrangement | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 2 | M | Approve Final Dividend of 5 Pence Per Share | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 3 | M | Re-elect David Evans as Director | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 4 | M | Re-elect Allan Leighton as Director | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 5 | M | Re-elect Lord Wilson of Dinton as Director | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 6 | M | Re-elect Rupert Murdoch as Director | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 7 | M | Re-elect David DeVoe as Director | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 8 | M | Re-elect Arthur Siskind as Director | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 9 | M | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 10 | M | Approve Remuneration Report | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 11 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 12 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 304,000,000 | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 13 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 46,000,000 | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 14 | M | Authorise 92,000,000 Ordinary Shares for Market Purchase | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 15 | M | Approve Waiver on Tender-Bid Requirement | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 16 | M | Amend Articles of Association Re: Indemnification | For | For | ||
| British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/04/05 | Annual | 134780 | 17 | M | Amend Memorandum of Association; and Amend Articles of Association Re: Broadcasting Legislation | For | For | ||
| Compal Electronics Inc. | 20440Y200 | Taiwan | 09/30/05 | 08/31/05 | Special | 51200 | 1 | M | COMPAL ELECTRONICS INC.(CEI) WILL SPIN OFF ITS PERSONAL MOBILE COMPUTING & COMMUNICATIONS BUSINESS UNIT (PMCC) AND PMCC WILL MERGE WITH COMPAL COMMUNICATIONS INC.(CCI). CCI WILL ISSUE NEW SHARES TO EXHANGE FOR CEIS PMCC NET ASSET. | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 09/30/05 | 08/31/05 | Special | 51200 | 2 | M | OTHER BUSINESS | For | Against | |
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 1 | M | Approve Scheme of Arrangement; Reduction in Cap. by Cancelling the Ord. Shares and Subsequent Increase in Cap. by Creating the New SPG Ord. Shares; Issue of Equity with Pre-emp. Rights up to 750,000,000 New SPG Ord. Shares; Amend Articles of Assoc. | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 2 | M | Approve Part A of the Shire Pharmaceuticals Group plc Portfolio Share Plan | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 3 | M | Approve Part B of the Shire Pharmaceuticals Group plc Portfolio Share Plan | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 4 | M | Approve Adoption by Shire plc of the Shire plc Sharesave Scheme | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 5 | M | Approve Adoption by Shire plc of Part A of the Shire plc Portfolio Share Plan | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 6 | M | Approve Adoption by Shire plc of Part B of the Shire plc Portfolio Share Plan | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G81083100 | United Kingdom | 010/28/05 | Special | 44000 | 7 | M | Approve Assumption by Shire plc of the Shire Pharmaceuticals Group plc Employee Stock Purchase Plan | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 11/01/05 | Special | 26400 | 1 | M | Increase Cap. by Creating Redeemable Pref. Shares; Decrease Capital by Cancelling Ordinary Shares; Increase Cap. by Creating New Ordinary Shares; Issue Equity with and without Pre-emptive Rights; Approve Market Purchase of Shares; Amend Articles of Assoc. | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 11/01/05 | Special | 26400 | 1 | M | Consent to the Passing of the Resolution Set Out in the EGM Convened for 1 November 2005; and Consent to Every Alteration of the Special Rights Attached to the Ordinary Shares | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 2 | M | Approve Remuneration Report | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 3 | M | Approve Final Dividend of 19.75 Pence Per Ordinary Share | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 4 | M | Re-elect Robert O'Leary as Director | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 5 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 6 | M | Authorise Board to Fix Remuneration of the Auditors | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 7 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 47,010,371 | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 8 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,051,555 | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 9 | M | Authorise 56,412,445 Ordinary Shares for Market Purchase | For | For | ||
| Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | United Kingdom | 11/15/05 | Annual | 39780 | 10 | M | Amend the Smiths Industries 1982 SAYE Share Option Scheme | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 1 | M | Approve Merger by Absorption of Finaxa and Capital Increase in Connection with the Merger | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 2 | M | Approve Accounting Treatment of Merger | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 3 | M | Approve Reduction in Share Capital | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 4 | M | Assume Obligations of 2.75% 1997/2006 Convertible Bonds Issued by Finaxa | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 5 | M | Assume Obligations of Stock Options Granted by Finaxa | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 6 | M | Approve Dissolution of Finaxa without Liquidation | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 7 | M | Amend Articles to Reflect Changes in Capital | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 8 | M | Authorize Issuance of Convertible Bonds to Holders of Finaxa 3% 1998/2007 Bonds Convertible Into Axa Shares | None | None | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 9 | M | Reserve Convertible Bonds Issuance to Holders of Finaxa 3% 1998/2007 Bonds | None | None | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 10 | M | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | Against | Against | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 12/16/05 | Special | 28400 | 11 | M | Authorize Filing of Required Documents/Other Formalities | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 11/24/05 | Special | 64600 | 1 | M | Approve Sale of the Boots Healthcare International Division | For | For | ||
| BOOTS GROUP PLC(formerly Boots Co. Plc) | G12517101 | United Kingdom | 11/24/05 | Special | 64600 | 2 | M | Conditional Upon the Passing of Resolution 1, Approve Capital Reorganisation; and Authorise Directors to Sell All the Fractional Entitlement Shares and to Distribute the Proceeds in Due Proportion Among the Relevant Members Entitled thereto | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 1 | M | Share Re-registration Consent | For | Against | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 2 | M | Approve Discharge of Board and Senior Management | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 3 | M | Approve Allocation of Income and Dividends of CHF 2.50 per Share | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 4.1.1 | M | Reelect Peter Forstmoser as Director | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 4.1.2 | M | Reelect Walter Kielholz as Director | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 4.1.3 | M | Reelect Robert Scott as Director | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 04/21/06 | Annual | 11950 | 4.2 | M | Ratify PricewaterhouseCoopers AG as Auditors | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 3 | M | Approve Allocation of Income and Dividends of CHF 1.30 per Share | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 4 | M | Approve Discharge of Board and Senior Management | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 5 | M | Amend Articles Re: Reduce Capital Holding Requirement to Call a Shareholder Meeting and to Submit Shareholder Proposals; Amend Articles to Allow Voting via Electronic Means | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 6 | M | Reelect Peter Kalantzis, Rolf Soiron, Richard Sykes, and Peter Wilden as Directors; Elect Julia Higgins and Gerhard Mayr as Directors | For | For | ||
| Lonza Group Ltd. | H50524133 | Switzerland | 03/22/06 | Annual | 5800 | 7 | M | Ratify KPMG Fides Peat as Auditors | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 1 | M | Approve Financial Statements and Discharge Directors | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 3 | M | Approve Allocation of Income and Dividends of EUR 1 per Share | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 4 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 5 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 6 | M | Amend Articles of Association Re: Attend Board Meetings by Way of Videoconference and of Telecommunication | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 7 | M | Amend Articles of Association Re: General Meeting Quorums | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 8 | M | Authorize Capital Increase of up to EUR 200 Million to Participants of Orange S.A. Stock Option Plan in Connection with France Telecom Liquidity Agreement | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 9 | M | Approve Restricted Stock Plan for Orange S.A. Option Holders | For | Against | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 10 | M | Approve Employee Savings-Related Share Purchase Plan | For | Against | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 11 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 12 | M | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | ||
| France Telecom SA | F4113C103 | France | 04/21/06 | Annual/Special | 79764 | 13 | M | Authorize Filling of Required Documents/Other Formalities | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 2 | M | Approve Remuneration Report | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 3 | M | Elect Jorma Ollila as Director | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 4 | M | Elect Nick Land as Director | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 5 | M | Re-elect Lord Kerr of Kinlochard as Director | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 6 | M | Re-elect Jeroen van der Veer as Director | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 7 | M | Re-elect Rob Routs as Director | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 8 | M | Re-elect Wim Kok as Director | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 9 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 10 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUD 155,000,000 | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 12 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUD 23,000,000 | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 13 | M | Authorise 667,000,000 Ordinary Shares for Market Purchase | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 14 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and Incur EU Political Expenditure up to GBP 200,000 | For | For | ||
| Royal Dutch Shell PLC | G7690A118 | United Kingdom | 05/16/06 | Annual | 27641 | 15 | S | Report on Social and Environment Impact Assessment | Against | Against | ||
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 1 | M | Chairman's Address and a Presentation by the Managing Director and Group CEO | None | None |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 2 | M | Accept Financial Statements and Statutory Reports | None | None |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 3.1a | M | Elect Peter Duncan as Director | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 3.1b | M | Elect John Thorn as Director | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 3.1c | M | Elect Geoff Tomlinson as Director | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 3.1d | M | Elect Malcolm Williamson as Director | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 3.2a | M | Elect Patricia Cross as Director | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 3.2b | M | Elect Kerry McDonald as Director | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 4 | M | Approve Remuneration Report | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 5 | M | Approve Employee Equity Plans | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 6 | M | Approve the Grant of Shares, Performance Options and Performance Rights to the Managing Director and Group Chief Executive | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 7 | M | Approve the Grant of Shares, Performance Options and Performance Rights to the Executive Director & Chief Executive Officer, Australia | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 8 | M | Approve the Grant of Shares, Performance Options and Performance Rights - Director, Finance & Risk (an Executive Director) | For | For |
| National Australia Bank Limited | NAB | Q65336119 | Australia | 01/30/06 | 01/28/06 | Annual | 54242 | 9 | M | Approve the Selective Buy-Back Scheme Relating to Preference Shares Associated with the National Income Securities | For | For |
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 3 | M | Approve Allocation of Income and Dividends of EUR 0.88 per Share | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 4 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 5 | M | Election of Norbert Dentressangle as Supervisory Board Member | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 6 | M | Ratify PricewaterhouseCoopers Audit as Auditor | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 7 | M | Ratify Patrick Frotiee as Alternate Auditor | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 8 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 9 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||
| Axa (Formerly Axa-Uap) | F06106102 | France | 05/04/06 | Annual/Special | 28400 | 10 | M | Authorize Filling of Required Documents/Other Formalities | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 1 | M | Reelect Klaas de Kluis as Director Appointed During the Year | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 2 | M | Reelect John Leonard Job as Director Appointed During the Year | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 3 | M | Reelect Deenadayalen (Len) Konar as Director Appointed During the Year Appointed During the Year | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 4 | M | Reelect Eugene van As as Director Appointed During the Year | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 5 | M | Reelect Donald Gert Wilson as Director Appointed During the Year | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 6 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 7 | M | Place Authorized But Unissued Shares and/or Treasury Shares under Control of Directors | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 8 | M | Approve Remuneration of Directors | For | For | ||
| Sappi Ltd. | S73544108 | South Africa | 03/06/06 | Annual | 69000 | 9 | M | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 3 | M | Approve Allocation of Income and Omission of Dividends | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 4 | M | Approve Dividends of EUR 0.30 per Share | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 5 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 6 | M | Ratify Appointment of Remy Sautter as Director | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 7 | M | Reelect Paul Murray as Director | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 8 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 9 | M | Appoint KPMG as Auditor | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 10 | M | Appoint Cabinet Jean Claude Andre et Autres as Alternate Auditor | For | For | ||
| THOMSON (formerly Thomson Multimedia) | F91823108 | France | 05/12/06 | Annual | 33500 | 11 | M | Authorize Filling of Required Documents/Other Formalities | For | For | ||
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 1 | M | Receive Directors' and Auditors' Reports on the Fiscal Year Ended on Dec. 31, 2005 | None | None | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 2 | M | Accept Financial Statements of the Fiscal Year Ended on Dec. 31, 2005 | For | For | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 3 | M | Approve Allocation of Income | For | For | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 4 | M | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 5 | M | Approve Discharge of Directors and Auditors | For | For | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 6 | M | Elect Buttrick, Leysen and De Wilde as Directors | For | Against | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 7 | M | Approve Remuneration of Directors | For | For | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 8 | M | Discussion on Company's Corporate Governance Structure | None | None | |
| Agfa Gevaert Nv | B0302M104 | Belgium | 04/25/06 | 04/18/06 | Annual | 53270 | 9 | M | Transact Other Business | None | None | |
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 2 | M | Approve Remuneration Report | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 3 | M | Approve Final Dividend of 6.5 Pence Per Ordinary Share | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 4 | M | Elect Sir Roy Gardner as Director | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 5 | M | Re-elect Peter Cawdron as Director | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 6 | M | Re-elect Peter Blackburn as Director | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 7 | M | Re-elect Sven Kado as Director | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 8 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 9 | M | Authorise Board to Fix Remuneration of the Auditors | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 10 | M | Approve EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 125,000 | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 11 | M | Amend Compass Group Long-Term Incentive Plan | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 12 | M | Amend Compass Group Management Share Option Plan | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 13 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,700,000 | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 02/10/06 | Annual | 690420 | 14 | M | Authorise 215,566,113 Ordinary Shares for Market Purchase | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 2 | M | Approve Remuneration Report | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 3 | M | Re-elect David Allen as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 4 | M | Re-elect Lord Browne of Madingley as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 5 | M | Re-elect John Bryan as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 6 | M | Re-elect Antony Burgmans as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 7 | M | Re-elect Iain Conn as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 8 | M | Re-elect Errol Davis Jr. as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 9 | M | Re-elect Douglas Flint as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 10 | M | Re-elect Byron Grote as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 11 | M | Re-elect Anthony Hayward as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 12 | M | Re-elect DeAnne Julius as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 13 | M | Re-elect Sir Tom McKillop as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 14 | M | Re-elect John Manzoni as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 15 | M | Re-elect Walter Massey as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 16 | M | Re-elect Sir Ian Prosser as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 17 | M | Re-elect Michael Wilson as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 18 | M | Re-elect Peter Sutherland as Director | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 19 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 20 | M | Authorise 2,000,000,000 Ordinary Shares for Market Purchase | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 21 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,690,000,000 | For | For | ||
| BP PLC (Form. Bp Amoco Plc ) | G12793181 | United Kingdom | 04/20/06 | Annual | 82800 | 22 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 253,000,000 | For | For | ||
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.1 | M | Elect Director Jack C. Bingleman | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.2 | M | Elect Director Raymond Chretien | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.3 | M | Elect Director Louis P. Gignac | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.4 | M | Elect Director Claude R. Lamoureux | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.5 | M | Elect Director Jacques Laurent | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.6 | M | Elect Director Brian M. Levitt | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.7 | M | Elect Director Gilles Quimet | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.8 | M | Elect Director Louise Roy | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.9 | M | Elect Director Raymond Royer | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.10 | M | Elect Director Robert J. Steacy | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 1.11 | M | Elect Director Gene R. Tyndall | For | For |
| Domtar Inc. | DTC. | 257561100 | Canada | 04/27/06 | 03/14/06 | Annual | 122610 | 2 | M | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 1 | M | Receive Report of Board | None | None | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 2 | M | Receive and Approve Financial Statements and Statutory Reports | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 3 | M | Approve Treatment of Net Loss and Omission of Dividends | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 4 | M | Approve Discharge of Management and Board | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 5 | M | Reelect Bent Carlsen, Arne Pedersen, Joergen Rasmussen, Torsten Rasmussen, Joern Thomsen, and Freddy Frandsen as Directors; Elect Kurt Nielsen as New Director | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 6 | M | Reappoint PricewaterhouseCoopers and KPMG C. Jespersen as Auditors | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 7.1 | M | Extend Authorization to Create DKK 18.5 Million Pool of Capital without Preemptive Rights Until January 1, 2011 | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 7.2 | M | Extend Authorization to Issue 1.8 Million Shares for Employee Share Issuance Plan Until January 1, 2011 | For | Against | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 7.3 | M | Extend Authorization to Issue Warrants to Key Employees and/or Board Members without Preemptive Rights up to Nominal Amount of DKK 368,000 until January 1, 2011 | For | Against | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 7.4 | M | Amend Articles Re: Allow Company to Hold General Meetings in Central Jutland or in the Greater Copenhagen Area | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 7.5 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
| Vestas Wind System AS | K9773J128 | Denmark | 04/25/06 | 04/03/06 | Annual | 89660 | 8 | M | Other Business (Non-Voting) | None | None | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.1 | M | Receive Financial Statements and Statutory Reports | None | None | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.2 | M | Receive Auditors' Report | None | None | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.3 | M | Accept Financial Statements and Statutory Reports | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.4 | M | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.5 | M | Approve Discharge of Board and President | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.6 | M | Approve Remuneration of Directors and Auditors | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.7 | M | Fix Number of Directors | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.8 | M | Elect Directors | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.9 | M | Reelect PricewaterhouseCoopers Oy as Auditor | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 1.10 | M | Other Business (Non-Voting) | None | None | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 2 | M | Approve EUR 42.5 Million Reduction in Share Capital via Share Cancellation | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 3 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 4 | M | Authorize Reissuance of Repurchased Shares | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 5 | M | Approve Creation of EUR 169.4 Million Pool of Conditional Capital without Preemptive Rights | For | For | |
| Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 03/22/06 | 03/10/06 | Annual | 66310 | 6 | M | Approve Establishment of Cultural Foundation; Approve Donation to Cultural Foundation | For | For | |
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 1 | M | Receive Board and Management Presentation on Swiss Re's Acquisition of GE Insurance Solutions Corporation (Non-Voting) | None | None | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 2.1 | M | Approve Issuance of Shares up to Aggregate Nominal Value of CHF 6.0 Million to General Electric | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 2.2 | M | Approve Issuance of Shares with Preemptive Rights up to Aggregate Nominal Value of CHF 3.0 Million | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 2.3 | M | Approve Issuance of Convertible Bonds to General Electric; Approve Creation of EUR 900,000 Pool of Capital to Guarantee Conversion Rights | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 2.4 | M | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve EUR 1.1 Million Increase in Pool of Capital to Guarantee Conversion Rights | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 3.1.1 | M | Elect John Coomber as Director | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 3.1.2 | M | Elect Dennis Dammerman as Director | For | For | ||
| Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 02/27/06 | Special | 11950 | 3.2 | M | Appoint OBT AG as Special Auditors to Examine Capital Increase and Contribution in Kind of GE Insurance | For | For | ||
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 1 | M | Receive Financial Statements and Statutory Reports | None | None | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 2 | M | Approve Allocation of Income and an Ordinary Dividends of EUR 2.75 per Share and Bonus Dividend of EUR 4.25 per Share | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 3 | M | Approve Discharge of Management Board for Fiscal 2005 | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 5 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 6 | M | Approve Affiliation Agreements with Subsidiary E.ON Zwoelfte Verwaltungs GmbH | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 7 | M | Approve Affiliation Agreements with Subsidiary E.ON Dreizehnte Verwaltungs GmbH | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 8 | M | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | |
| E.ON AG (formerly Veba Ag) | D24909109 | Germany | 05/04/06 | 04/13/06 | Annual | 5810 | 9 | M | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | For | |
| Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 02/28/06 | 12/31/05 | Annual | 530 | 1 | M | Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share | For | For | |
| Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 02/28/06 | 12/31/05 | Annual | 530 | 2.1 | M | Elect Independent Non-Executive Directors | For | For | |
| Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 02/28/06 | 12/31/05 | Annual | 530 | 2.2 | M | Elect Executive Directors | For | For | |
| Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 02/28/06 | 12/31/05 | Annual | 530 | 2.3 | M | Elect Members of Audit Committee | For | For | |
| Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 02/28/06 | 12/31/05 | Annual | 530 | 3 | M | Approve Limit on Remuneration of Directors | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.1 | M | Receive Financial Statements and Statutory Reports | None | None | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.2 | M | Receive Auditor's Report | None | None | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.3 | M | Accept Financial Statements and Statutory Reports | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.4 | M | Approve Allocation of Income and Dividends of EUR 0.45 per Share | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.5 | M | Approve Discharge of Board and President | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.6 | M | Fix Number of Directors at 10 | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.7 | M | Fix number of Auditors at 1 | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.8 | M | Approve Remuneration of Directors and Auditors | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.9 | M | Reelect Gunnar Brock, Lee A. Chaden, Claes Dahlback, Jukka Harmala, Birgitta Kantola, Ilkka Niemi, Jan Sjoqvist, Matti Vuoria, and Marcus Wallenberg as Directors; Elect Dominique Huriard Dubreuil as New Director | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 1.10 | M | Reelect PricewaterhouseCoopers as Auditor | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 2 | M | Approve Composition of Nominating Committee | For | Against | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 3 | M | Approve EUR 39.8 Million Reduction in Share Capital via Share Cancellation | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 4 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 5 | M | Authorize Reissuance of Repurchased Shares | For | For | |
| Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 03/21/06 | 03/10/06 | Annual | 103390 | 6 | S | Shareholder Proposal: Wood Procurement Policy | None | Against | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 1 | M | Open Meeting | None | None | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 2 | M | Elect Melker Schoerling as Chairman of Meeting | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 3 | M | Prepare and Approve List of Shareholders | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 4 | M | Approve Agenda of Meeting | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 5 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 6 | M | Acknowledge Proper Convening of Meeting | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 7 | M | Receive President's Report Including Summary of Board's Proposal to Issue Dividends and List Three Specialized Security Companies | None | None | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 8 | M | Receive Financial Statements and Statutory Reports; Receive Board's Report on Activities of the Board, Including Activities of Remuneration and Audit Committees and Remuneration Policy | None | None | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 9.1 | M | Approve Financial Statements and Statutory Reports | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 9.2 | M | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 9.3 | M | Approve April 6, 2006 as Record Date for Dividends | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 9.4 | M | Approve Discharge of Board and President | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 10 | M | Determine Number of Members (10) and Deputy Members (0) of Board | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 11 | M | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.7 Million for Board and Committee Work | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 12 | M | Reelect Thomas Berglund, Annika Falkengren, Carl Douglas, Gustaf Douglas, Berthold Lindqvist, Fredrik Palmstierna, Melker Schoerling (Chairman), Stuart Graham, and Sofia Schoerling as Directors; Elect Marie Ehrling as New Director | For | Against | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 13 | M | Reelect Gustaf Douglas (Chairman), Melker Schoerling, Marianne Nilsson, and Annika Andersson as Members of Nominating Committee | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 14 | M | Amend Articles Re: Various Changes to Comply with New Swedish Companies Act | For | For | |
| Securitas AB | W7912C118 | Sweden | 04/03/06 | 03/28/06 | Annual | 29890 | 15 | M | Close Meeting | None | None | |
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 1 | M | Elect General Meeting Co-chairman in Light of Resignation | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 2 | M | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2005 | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 3 | M | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2005 | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 4 | M | Approve Allocation of Income | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 5 | M | Ratify the Appointment of One Board Member for the Completion of the 2003-2005 Term | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 6 | M | Approve Discharge of Management and Supervisory Board | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 7 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 8 | M | Approve up to EUR 33.865 Million Reduction in Capital through the Cancellation of 33.865 Million Shares and Consequent Amendment to Article 4 | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 9 | M | Amend Article 13, Section 5 | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 10 | M | Approve Increase in Capital by EUR 338.656 Million through the Incorporation of EUR 91.7 Million of Issuance Premiums, Legal Reserve of EUR 121.5 Million, and Special Reserve of EUR 125.4 Million; Increase the Nominal Value to EUR 1.30 and Amend Bylaws | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 11 | M | Approve Reduction in Capital to EUR 395 Million through the Reduction in Nominal Value of EUR 0.35 and Amend Bylaws Accordingly | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 12 | M | Approve Terms and Conditions of a Possible Convertible Debenture Issuance | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 13 | M | Approve Elimination of Preemptive Rights Pursuant to the Possible Convertible Debenture Issuance | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 14 | M | Authorize Issuance of Bonds and Other Securities | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 15 | M | Approve Bond Repurchase and Reissuance | For | |||
| Portugal Telecom, SGPS, S.A. | X6769Q104 | Portugal | 04/21/06 | Annual | 92240 | 16 | S | Elect Corporate Bodies for the 2006-2008 Term | None | |||
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.1 | M | Elect Director H.L. Beck | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.2 | M | Elect Director C.W.D. Birchall | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.3 | M | Elect Director D.J. Carty | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.4 | M | Elect Director G. Cisneros | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.5 | M | Elect Director M.A. Cohen | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.6 | M | Elect Director P.A. Crossgrove | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.7 | M | Elect Director J.W. Crow | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.8 | M | Elect Director R.M. Franklin | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.9 | M | Elect Director P.C. Godsoe | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.10 | M | Elect Director J.B. Harvey | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.11 | M | Elect Director B. Mulroney | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.12 | M | Elect Director A. Munk | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.13 | M | Elect Director P. Munk | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.14 | M | Elect Director J.L. Rotman | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.15 | M | Elect Director S.J. Shapiro | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 1.16 | M | Elect Director G.C. Wilkins | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 2 | M | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For |
| Barrick Gold Corp. | ABX. | 067901108 | Canada | 05/04/06 | 03/16/06 | Annual/Special | 17500 | 3 | M | Approve Continuance and Arrangement of the Corporation | For | For |
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 2 | M | Approve Discharge of Board and Senior Management | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 3 | M | Approve Allocation of Income and Dividends of CHF 9 per Share | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 4 | M | Approve CHF 2.8 Million Reduction in Share Capital | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 5.1 | M | Reelect Jean-Pierre Meyers as Director | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 5.2 | M | Reelect Andre Kudelski as Director | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 5.3 | M | Elect Naina Kidwai as Director | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 5.4 | M | Elect Jean-Rene Fourtou as Director | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 5.5 | M | Elect Steven Hoch as Director | For | For | ||
| Nestle SA | H57312466 | Switzerland | 04/06/06 | Annual | 4100 | 6 | M | Amend Articles Re: Mandate Board to Draft Revised Articles; Waive Quorum Requirement and Reduce Supermajority Requirement for Adoption of Revised Articles at 2007 AGM or Later | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 2 | M | Approve Treatment of Net Loss and Dividends of NOK 5.50 per Share | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 3 | M | Approve Remuneration of Members of Corporate Assembly in the Amount of NOK 140,000 for Chairman and NOK 5,400 per Meeting for Other Members | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 4 | M | Approve Remuneration of Auditors | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 5 | M | Elect Emil Aubert, Ole Bakke, Halvard Saether, Christian Ramberg, Helge Evju, Tom Ruud, and Birgitta Naess as Members of Corporate Assembly; Elect Svein Haare, Hege Huse, Kjersti Narum, and Siv Christensen as Deputy Members of Corporate Assembly | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 6 | M | Reelect Helge Evju and Gunn Waersted as Members of Nominating Committee; Elect Ole Bakke as New Member of Nominating Committee | For | For | ||
| Norske Skogindustrier ASA | R80036115 | Norway | 04/20/06 | Annual | 62671 | 7 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 1 | M | Open Meeting | None | None | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 2 | M | Receive Report of Management Board | None | None | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 3 | M | Approve Financial Statements and Statutory Reports | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 4a | M | Approve Discharge of Management Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 4b | M | Approve Discharge of Supervisory Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 5 | M | Approve Dividends of EUR 0.359 Per Share | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 6 | M | Ratify Deloitte Accountants BV as Auditors | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 7 | M | Approve Changes to Long Term Incentive Stock Option Scheme 2003 | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 8a | M | Elect L. Hook to Supervisory Board Members | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 8b | M | Reelect G. de Boer-Kruyt to Supervisory Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 8c | M | Reelect M. Elliott to Supervisory Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 8d | M | Reelect C. van Lede to Supervisory Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 8e | M | Reelect D. Reid to Supervisory Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 9a | M | Reelect Gerard van de Aast to Management Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 9b | M | Reelect Patrick Tierney to Management Board | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 10 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 11a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued and Outstanding Share Capital | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 11b | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 11a | For | For | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 12 | M | Other Business (Non-Voting) | None | None | |
| Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 04/19/06 | 04/12/06 | Annual | 98450 | 13 | M | Close Meeting | None | None | |
| Quebecor World Inc. | IQW. | 748203106 | Canada | 05/10/06 | 03/13/06 | Annual/Special | 50200 | 1 | M | Elect Directors Andre Caille, Reginald K. Brack, Robert Coallier, Monique F. Leroux, Brian Mulroney, Jean Neveu, Robert Normand, Erik Peladeau, Pierre Karl Peladeau and Alain Rheaume | For | For |
| Quebecor World Inc. | IQW. | 748203106 | Canada | 05/10/06 | 03/13/06 | Annual/Special | 50200 | 2 | M | Approve KPMG LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For |
| Quebecor World Inc. | IQW. | 748203106 | Canada | 05/10/06 | 03/13/06 | Annual/Special | 50200 | 3 | S | Submit Dual Class Capital Structure to Shareholder Vote Every Three Years | None | For |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 1 | M | Elect Chairman of Meeting | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 2 | M | Prepare and Approve List of Shareholders | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 3 | M | Approve Agenda of Meeting | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 4 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 5 | M | Acknowledge Proper Convening of Meeting | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 6 | M | Receive Financial Statements and Statutory Reports | None | None | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 7 | M | Approve Financial Statements and Statutory Reports | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 8 | M | Approve Allocation of Income and Dividends of SEK 0.35 per Share | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 9 | M | Approve Discharge of Board and President | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 10 | M | Determine Number of Members and Deputy Members of Board | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 11 | M | Approve Remuneration of Directors; Approve Remuneration of Auditors | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 12 | M | Reelect Kjell Aamot, Harald Arnkvaern, Hans Dalborg, Gunnel Duveblad, Birgitta Kantola, Anne Birgitte Lundholt, Claus Hoeg Madsen, Lars Nordstroem, Timo Peltola, and Maija Torkko; Elect Bjoern Saven as New Director | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 13 | M | Approve Composition of Nominating Committee | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 14A | M | Amend Articles: Participation in General Meeting; Publication of Meeting Notice | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 14B | M | Adopt New Article to Allow Board to Gather Proxies in Accordance with Companies Act | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 14C | M | Amend Articles Re: Various Changes to Comply with New Swedish Companies Act; Other Changes | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 15 | M | Approve SEK 44.5 Million Reduction In Share Capital via Share Cancellation | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 16 | M | Approve Capitalization of Reserves of SEK 1.6 Billion for a Bonus Issue | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 17 | M | Approve SEX 2.7 Billion Million Transfer from Statutory Reserves to Unrestricted Shareholders' Equity | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 18 | M | Authorize Repurchase of up to 5 Percent of Issued Share Capital for Purposes Other Than Equity Trading | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 19 | M | Authorize Repurchase of up to 1 Percent of Issued Share Capital for Equity Trading Purposes | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 20 | M | Authorization to Raise Loans Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position | For | For | |
| Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 04/05/06 | 03/30/06 | Annual | 113190 | 21 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | |
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 2 | M | Approve Remuneration Report | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (a) | M | Re-elect Baroness Lydia Dunn as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (b) | M | Re-elect Michael Geoghegan as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (c) | M | Re-elect Stephen Green as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (d) | M | Re-elect Sir Mark Moody-Stuart as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (e) | M | Elect Simon Robertson as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (f) | M | Re-elect Helmut Sohmen as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 3 (g) | M | Re-elect Sir Brian Williamson as Director | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 4 | M | Reappoint KPMG Audit plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 5 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,137,200,000 | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 6 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 284,300,000 | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 7 | M | Authorise 10 Percent of Ordinary Shares for Market Purchase | For | For | ||
| HSBC Holdings Plc | G4634U169 | United Kingdom | 05/26/06 | Annual | 75570 | 8 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 65,000 | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 1.1 | M | Accept Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-05 | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 1.2 | M | Accept Statutory Reports for Fiscal Year Ended December 31, 2005; Approve Discharge Directors | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 2 | M | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2005 | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 3.1 | M | Amend Article 19 of the By-laws Re: Increase Notice Period and Include Provisions that Allow Shareholders with 5 Percent of Stake to Include Resolutions to the General Meeting Agenda | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 3.2 | M | Amend Articles 22 of the By-laws and Articles 8 and 10 of the General Meeting Guidelines Re: Eliminate Shareholding Restrictions for Participation in the General Meeting | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 4 | M | Approve Increase in Capital Through the Issuance of Securities without Preemptive Rights; Ammend Article 5 of the By-laws | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 5 | M | Authorize Issuance of Bonds/Debentures/Other Debt Securities up to Aggregate Nominal Amount of EUR 9 Billion and Promissory Notes Up to the Amount of EUR 4 Billion | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 6 | M | Authorize Repurchase of Shares and Subsequent Capital Reduction; Modify Article 5 of the Bylaws | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 7 | M | Approve Listing and Delisting of Shares on Secondary Exchanges in Spain and Overseas | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 8 | M | Approve Creation of Foundation | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 9 | M | Approve Auditors | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 10.1 | M | Ratify Appointment of Xabier de Irala Estevez to the Board of Directors | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 10.2 | M | Ratify the Appointment of Jesus Maria Cadenato Matia to Management Board | For | For | ||
| Iberdrola S.A. | E6164R104 | Spain | 03/29/06 | Annual | 17743 | 11 | M | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 1 | M | Approve Financial Statements and Statutory Reports | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 3 | M | Approve Allocation of Income and Dividends of EUR 1.52 per Share | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 4 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 5 | M | Reelect Lord Douro as Director | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 6 | M | Elect Gerard Le Fur as Director | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 7 | M | Ratify Ernst & Young Audit as Auditor | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 8 | M | Ratify Auditex as Alternate Auditor | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 9 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 10 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 11 | M | Approve Merger by Absorption of Rhone Cooper by Sanofi-Aventis, Approve its Remuneration, and Approve Capital Increase in Connection with the Merger | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 12 | M | Allocation of Merger Premium | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 13 | M | Acknowledge Definitive Realisation of Merger on May 31, 2006, and Capital Increase in Connection with the Merger | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 14 | M | Amend Articles of Association Re: Change in Capital Pursuant to Items Above | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 15 | M | Amend Articles of Association Board Related Re: Term of Mandate of Chairman | For | |||
| Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | France | 05/31/06 | Annual/Special | 14398 | 16 | M | Authorize Filling of Required Documents/Other Formalities | For | |||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 2 | M | Approve Remuneration Report | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 3 | M | Elect Moncef Slaoui as Director | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 4 | M | Elect Tom de Swaan as Director | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 5 | M | Re-elect Lawrence Culp as Director | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 6 | M | Re-elect Sir Crispin Davis as Director | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 7 | M | Re-elect Ronaldo Schmitz as Director | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 8 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 9 | M | Authorize Audit Committee to Fix Remuneration of Auditors | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 10 | M | Approve the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 485,201,557 | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 12 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 72,780,233 | For | For | ||
| GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) | G3910J112 | United Kingdom | 05/17/06 | Annual | 42970 | 13 | M | Authorise 582,241,869 Ordinary Shares for Market Purchase | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 1 | M | Approve Notice of Meeting | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 2 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 3 | M | Approve Financial Statements and Statutory Reports: Approve Allocation of Income and Dividends of NOK 2 per Share | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 4 | M | Approve Remuneration of Auditors | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 5 | M | Receive Information Regarding Guidelines for Remuneration of Executive Management Including Option Program | None | None | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 6 | M | Approve NOK 157.8 Million Reduction in Share Capital via Cancellation of 12.1 Million Treasury Shares and Redemption of 14.2 Million Shares Held by Norwegian State | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 7 | M | Approve NOK 5 Billion Transfer from Share Premium Account to Other Equity | For | For | ||
| Telenor ASA | R21882106 | Norway | 05/23/06 | Annual | 163300 | 8 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 2 | M | Approve Remuneration Report | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 3 | M | Approve Final Dividend of 13.54 Pence Per Ordinary Share | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 4 | M | Re-elect Patrick Cescau as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 5 | M | Re-elect Kees van der Graaf as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 6 | M | Re-elect Ralph Kugler as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 7 | M | Re-elect Rudy Markham as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 8 | M | Re-elect Antony Burgmans as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 9 | M | Re-elect Lord Brittan of Spennithorne as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 10 | M | Re-elect Baroness Chalker of Wallasey as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 11 | M | Re-elect Wim Dik as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 12 | M | Re-elect Lord Simon of Highbury as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 13 | M | Re-elect Jeroen van der Veer as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 14 | M | Elect Charles Golden as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 15 | M | Elect Byron Grote as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 16 | M | Elect Jean-Cyril Spinetta as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 17 | M | Elect Kornelis Storm as Director | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 18 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 19 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 20 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,450,000 | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 21 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 22 | M | Authorise 290,000,000 Ordinary Shares for Market Purchase | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 23 | M | Alignment of Dividend Generating Capacity and Dividend Entitlements | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 24 | M | Approve the Amendment of the Deed of Mutual Covenants | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 25 | M | Sub-Div. of Ord. Shares Into Intermediate Ord. Shares; Consolidation of Unissued Intermediate Ord. Shares Into Unissued New Ord. Shares and of the Issued Intermediate Ord. Shares into New Ord. Shares; Amend Art. of Association; Amend The Deposit Agreement | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 26 | M | Amend Articles of Association Re: Board Nomination Procedures | For | For | ||
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Annual | 115760 | 27 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000 | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 1 | M | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 2 | M | Declare Final Dividend of SGD 0.17 Per Share | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 3 | M | Approve Directors' Fees of SGD 1.1 Million for 2005 (2004: SGD 976,689) | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 4 | M | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 5a1 | M | Reelect Frank Wong as Director | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 5a2 | M | Reelect Goh Geok Ling as Director | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 5a3 | M | Reelect Kwa Chong Seng as Director | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 5a4 | M | Reelect Narayana Murthy as Director | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 5b1 | M | Reelect Koh Boon Hwee as Director | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 5b2 | M | Reelect Andrew Buxton as Director | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 6a | M | Approve Issuance of Shares and Grant of Options Pursuant to the DBSH Share Option Plan | For | Against | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 6b | M | Approve Issuance of Shares and Grant of Awards Pursuant to the DBSH Performance Share Plan | For | Against | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Annual | 33000 | 6c | M | Approve Issuance of Shares without Preemptive Rights | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Special | 33000 | 1 | M | Amend Articles of Association | For | For | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Special | 33000 | 2 | M | Amend DBSH Performance Share Plan | For | Against | ||
| DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 03/30/06 | Special | 33000 | 3 | M | Authorize Share Repurchase Program | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 2 | M | Approve Remuneration Report | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 3 | M | Approve Final Dividend of 53.1 Pence Per Ordinary Share | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 4 | M | Re-elect Bob Scott as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 5 | M | Re-elect Peter Sutherland as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 6 | M | Re-elect Colin Buchan as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 7 | M | Elect Sir Tom McKillop as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 8 | M | Elect Janis Kong as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 9 | M | Elect Guy Whittaker as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 10 | M | Elect Johnny Cameron as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 11 | M | Elect Mark Fisher as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 12 | M | Elect Bill Friedrich as Director | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 13 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 14 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 15 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,482,100 | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 16 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,972,315 | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 17 | M | Authorise 319,778,520 Ordinary Shares for Market Purchase | For | For | ||
| Royal Bank Of Scotland Group Plc (The) | G76891111 | United Kingdom | 04/28/06 | Annual | 58100 | 18 | M | Approve EU Political Donations up to GBP 250,000 and Incur EU Political Expenditure up to GBP 250,000 | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 2 | M | Approve Remuneration Report | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 3 | M | Confirm and Approve Final Dividend of 2.24 Pence or DKK 0.2435 Per Ordinary Share | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 4 | M | Elect Mark Seligman as Director | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 5a | M | Re-elect Trevor Dighton as Director | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 5b | M | Re-elect Thorleif Krarup as Director | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 5c | M | Re-elect Bo Lerenius as Director | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 6 | M | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 7 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 105,000,000 | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 8 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,880,000 | For | For | ||
| GROUP 4 SECURICOR PLC | G4194K106 | United Kingdom | 06/29/06 | Annual | 343900 | 9 | M | Authorise 127,000,000 Ordinary Shares for Market Purchase | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 2 | M | Approve Remuneration Report | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 3 | M | Approve Final Dividend of 5.5 Pence Per Ordinary Share | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 4 | M | Elect Martin Flanagan as Director | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 5 | M | Elect Thomas Presby as Director | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 6 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 7 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 22,990,000 | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 8 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 4,100,000 | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 9 | M | Authorise 82,000,000 Ordinary Shares for Market Purchase | For | For | ||
| Amvescap Plc | G4917N106 | United Kingdom | 04/27/06 | Annual | 26400 | 10 | M | Amend Articles of Association Re: Dividend Payments | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 2 | M | Approve Final Dividend of 17 Pence Per Share | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 3 | M | Re-elect David Bell as Director | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 4 | M | Re-elect Terry Burns as Director | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 5 | M | Re-elect Rana Talwar as Director | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 6 | M | Elect Glen Moreno as Director | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 7 | M | Elect David Arculus as Director | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 8 | M | Elect Ken Hydon as Director | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 9 | M | Approve Remuneration Report | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 10 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 11 | M | Authorize Board to Fix Remuneration of Auditors | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 12 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 67,028,171 | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 13 | M | Approve Increase in Authorized Capital from GBP 296,500,000 to GBP 297,500,000 | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 14 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,040,000 | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 15 | M | Authorise 80,000,000 Ordinary Shares for Market Purchase | For | For | ||
| Pearson Plc | G69651100 | United Kingdom | 04/21/06 | Annual | 86110 | 16 | M | Approve Pearson Long-Term Incentive Plan | For | For | ||
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 1 | M | Accept 2005 Financial Statements | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 2 | M | Approve Allocation of Income and Dividends | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 3 | M | Approve Capitalization of 2005 Dividends, Employee Profit Sharing, and Capitalization of Reserves for Bonus Issue | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 4 | M | Amend Articles of Association | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 5 | M | Amend Endorsement and Guarantee Operating Guidelines | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 6 | M | Amend Trading Procedures Governing Derivative Products | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.1 | M | Elect Hsu Sheng-Hsiung as Director with Shareholder No. 23 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.2 | M | Elect Chen Jui-Tsung as Director with Shareholder No. 83 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.3 | M | Elect Hsu Wen-Being as Director with Shareholder No. 15 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.4 | M | Elect a Representative of Kinpo Electronics Inc. as Director with Shareholder No. 85 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.5 | M | Elect Shen Wen-Chung as Director with Shareholder No. 19173 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.6 | M | Elect Lin Kuang-Nan as Director with Shareholder No. 57 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.7 | M | Elect Wang Ping-Hsien as Director with Shareholder No. 62674 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.8 | M | Elect Chang Yung-Ching as Director with Shareholder No. 2024 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.9 | M | Elect Kung Shao-Tsu as Director with Shareholder No. 2028 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.10 | M | Elect Hsu Chiung-Chi as Director with Shareholder No. 91 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.11 | M | Elect a Representative of China Development Industrial Bank as Director with Shareholder No. 1782 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.12 | M | Elect Ko Charng-Chyi as Supervisor with Shareholder No. 55 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.13 | M | Elect Chou Yen-Chia as Supervisor with Shareholder No. 60 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 7.14 | M | Elect Hsu Sheng-Chieh as Supervisor with Shareholder No. 3 | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 8 | M | Approve Release of Restrictions of Competitive Activities of Directors | For | For | |
| Compal Electronics Inc. | 20440Y200 | Taiwan | 06/09/06 | 04/10/06 | Annual | 53235 | 9 | M | Other Business | None | None | |
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 3 | M | Approve Allocation of Income and Dividends of EUR 6.48 per Share | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 4 | M | Approve Accounting Transfer from Special Long-Term Capital Gains Reserve Account to Other Reserves Account | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 5 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 6 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 7 | M | Reelect Anne Lauvergeon as Director | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 8 | M | Reelect Daniel Bouton as Director | For | Against | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 9 | M | Reelect Bertrand Collomb as Director | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 10 | M | Reelect Antoine Jeancourt-Galignani as Director | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 11 | M | Reelect Michel Pebereau as Director | For | Against | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 12 | M | Reelect Pierre Vaillaud as Director | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 13 | M | Elect Christophe de Margerie as Director | For | Against | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 14 | M | Approve Partial Spin-Off Agreement to Arkema | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 15 | M | Approve 1-for-4 Stock Split | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | 16 | M | Amend Article 11 Regarding the Number of Shares to Be Held By Directors | For | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | A | S | Amend Article 11 to Require a Majority of Independent Directors on Board | Against | For | ||
| Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 05/12/06 | Annual/Special | 2280 | B | S | Grant a Second Board Mandate to an Employee Shareholder Representative | Against | Against | ||
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 1 | M | Accept Financial Statements and Statutory Reports and Authorize Board to Prepare the Budget for 2006 | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 2 | M | Approve Final Dividend and Profit Distribution Proposal | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 3 | M | Reappoint KPMG and KPMG Huazen as International and Domestic Auditors Respectively, and Authorize Board to Fix Their Remuneration | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 4 | M | Approve Resignation of Wei Leping as Executive Director | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 5a | M | Authorize Issuance of Short-Term Commercial Papers with a Maximum Outstanding Repayment Amount of RMB 30.0 Billion and RMB 40.0 Billion (Issue) | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 5b | M | Authorize Board to Determine the Specific Terms, Conditions and Other Matters of the Issue and Do All Acts and Steps Necessary to Execute the Issue | For | For | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 6 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
| China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 05/23/06 | 04/21/06 | Annual | 3060000 | 7 | M | Approve Increase in Registered Capital to Reflect the Issue of Shares under the General Mandate and Amend the Articles to Reflect Such Increase | For | Against | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 2 | M | Approve Final Dividend | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3a | M | Reelect Kam Hing Lam as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3b | M | Reelect Chung Sun Keung, Davy as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3c | M | Reelect Fok Kin-ning, Canning as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3d | M | Reelect Frank John Sixt as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3e | M | Reelect George Colin Magnus as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3f | M | Reelect Kwok Tun-li, Stanley as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 3g | M | Reelect Hung Siu-lin, Katherine as Director | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 4 | M | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 5a | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 5b | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
| Cheung Kong Holdings | Y13213106 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 61000 | 5c | M | Authorize Reissuance of Repurchased Shares | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 2 | M | Approve Final Dividend | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 3a | M | Elect CHOW WOO Mo Fong, Susan as Director | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 3b | M | Elect LAI Kai Ming, Dominic as Director | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 3c | M | Elect Simon MURRAY as Director | For | Against | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 3d | M | Elect OR Ching Fai, Raymond as Director | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 3e | M | Elect William SHURNIAK as Director | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 4 | M | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 5a | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 5b | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 5c | M | Authorize Reissuance of Repurchased Shares | For | For | |
| Hutchison Whampoa Limited | Y38024108 | Hong Kong | 05/18/06 | 05/10/06 | Annual | 194000 | 5d | M | Approve Share Option Scheme of Hutchison China MediTech Limited | For | For | |
| Unilever Plc | G92087124 | United Kingdom | 05/09/06 | Special | 115760 | 1 | M | Amend the Equalisation Agreement | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 2 | M | Approve Final Dividend of 3.075 Pence Per Ordinary Share | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 3 | M | Re-elect Mark Gunter as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 4 | M | Re-elect Robert Stott as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 5 | M | Elect Richard Pennycook as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 6 | M | Elect Brian Flanagan as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 7 | M | Elect Paul Manduca as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 8 | M | Elect Susan Murray as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 9 | M | Elect Nigel Robertson as Director | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 10 | M | Approve Remuneration Report | For | Abstain | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 11 | M | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 12 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,000,000 | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 13 | M | Authorise 151,900,000 Ordinary Shares and 42,061 Convertible Preference Shares for Market Purchase | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 14 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80,200,000 | For | For | ||
| Wm Morrison Supermarkets PLC | G62748119 | United Kingdom | 05/25/06 | Annual | 304810 | 15 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,366,452 | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 2 | M | Approve Final Dividend of 9 Pence Per Ordinary Share | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 3 | M | Approve Remuneration Report | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 4 | M | Re-elect Roger Carr as Director | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 5 | M | Re-elect Ken Hanna as Director | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 6 | M | Re-elect Todd Stitzer as Director | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 7 | M | Elect Lord Patten as Director | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 8 | M | Re-elect Baroness Wilcox as Director | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 9 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 10 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 11 | M | Approve Cadbury Schweppes International Share Award Plan | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 12 | M | Amend Cadbury Schweppes 2004 Long-Term Incentive Plan | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 13 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,090,000 | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 14 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,040,000 | For | For | ||
| Cadbury Schweppes Plc | G17444152 | United Kingdom | 05/18/06 | Annual | 72900 | 15 | M | Authorise up to GBP 26,090,000 for Market Purchase | For | For | ||
| Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 06/23/06 | 04/24/06 | Annual | 2124000 | S | For | ||||
| Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 06/23/06 | 04/24/06 | Annual | 2124000 | 1 | M | Accept 2005 Operating Results, Financial Statements, and Consolidated Financial Statements | For | For | |
| Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 06/23/06 | 04/24/06 | Annual | 2124000 | 2 | M | Approve Allocation of Income and Dividends | For | For | |
| Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 06/23/06 | 04/24/06 | Annual | 2124000 | 4 | M | Amend Articles of Association | For | For | |
| Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 06/23/06 | 04/24/06 | Annual | 2124000 | 5 | M | Approve Release of Restrictions of Competitive Activities of Directors | For | For | |
| Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 06/23/06 | 04/24/06 | Annual | 2124000 | 6 | M | Other Business | None | None | |
| Eni Spa | T3643A145 | Italy | 05/25/06 | 05/23/06 | Annual | 38786 | 1 | M | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2005 | For | For | |
| Eni Spa | T3643A145 | Italy | 05/25/06 | 05/23/06 | Annual | 38786 | 2 | M | Approve Allocation of Income | For | For | |
| Eni Spa | T3643A145 | Italy | 05/25/06 | 05/23/06 | Annual | 38786 | 3 | M | Authorize Share Repurchase Program; Revoke Previously Granted Authorization to Repurchase Shares | For | For | |
| Eni Spa | T3643A145 | Italy | 05/25/06 | 05/23/06 | Annual | 38786 | 4 | M | Approve Stock Option Plan 2006-2008; Authorize Reissuance of Repurchased Shares to Service the Stock Option Plan | For | For | |
| Eni Spa | T3643A145 | Italy | 05/25/06 | 05/23/06 | Annual | 38786 | 5 | M | Approve Director and/or Internal Auditors' Indemnification/Liability Provisions | For | For | |
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 1 | M | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 2 | M | Declare Final Dividend of SGD 0.25 Per Share and Bonus Tax-Exempt Dividend of SGD 0.25 Per Share | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 3 | M | Reelect Tan Choon Huat as Director | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 4 | M | Reelect Soo Eng Hiong as Director | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 5 | M | Reelect Cecil Vivian Richard Wong as Director | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 6 | M | Approve Directors' Fees of SGD 127,000 (2004: SGD 127,000) | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 7 | M | Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 8 | M | Approve Issuance of Shares without Preemptive Rights | For | For | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 9 | M | Approve Issuance of Shares and Grant of Options Pursuant to the Venture Manufacturing (Singapore) Ltd Executives Share Option Scheme | For | Against | ||
| Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 04/26/06 | Annual | 135000 | 10 | M | Approve Issuance of Shares and Grant of Options Pursuant to the Venture Corporation Executives' Share Option Scheme | For | Against | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 2 | M | Approve Remuneration Report | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 3 | M | Approve Final Dividend of 5.25 Pence Per Share | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 4i | M | Re-elect Douglas Flynn as Director | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 4ii | M | Re-elect Peter Long as Director | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 5i | M | Elect Andrew Macfarlane as Director | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 5ii | M | Elect Duncan Tatton-Brown as Director | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 6 | M | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 7 | M | Approve Rentokil Initial plc Performance Share Plan | For | For | ||
| Rentokil Initial Plc(Formerly Rentokil Group Plc ) | G7494G105 | United Kingdom | 05/18/06 | Annual | 376520 | 8 | M | Authorise 90,692,862 Ordinary Shares for Market Purchase | For | For | ||
| Eni Spa | T3643A145 | Italy | 05/25/06 | 05/23/06 | Special | 38786 | 1 | M | Amend Articles Re: 13 (sub-paragraph 1), 17 (sub-paragraph 3), 24 (sub-paragraph 1), and 28 (sub-paragraphs 2 and 4) | For | For | |
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 1 | M | Approve Individual and Group Financial Statements, Allocation of Income and Discharge Directors | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 2 | M | Approve Dividend | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 3 | M | Amend Articles 10, 11 and 13 of the Company's By-Laws Re: Compliance with Law 19/2005 | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 4 | M | Amend Articles 5 and 7 of the General Meeting Guidelines Re: Compliance with Law 19/2005 | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 5.1 | M | Ratify Nomination of Jorge Calvet Spinatsch as Director | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 5.2 | M | Ratify Nomination of Santiago Bergareche Busquet as Director | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 5.3 | M | Ratify Nomination of Guillermo Ulacia Aarnaiz as Director | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 6 | M | Approve Auditors | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 7 | M | Authorize Repurchase of Shares | For | For | ||
| Gamesa Corp Technologia (frmely Grupo Auxiliar Metalurgico) | E54667113 | Spain | 05/24/06 | Annual | 53110 | 8 | M | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||
| Compass Group Plc | G23296182 | United Kingdom | 05/09/06 | Special | 740110 | 1 | M | Approve the Disposal of Select Service Partner | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 2 | M | Re-elect James Cavanaugh as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 3 | M | Re-elect Robin Buchanan as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 4 | M | Re-elect Matthew Emmens as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 5 | M | Re-elect James Grant as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 6 | M | Re-elect David Kappler as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 7 | M | Elect Patrick Langlois as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 8 | M | Re-elect Ronald Nordmann as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 9 | M | Re-elect Barry Price as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 10 | M | Re-elect Angus Russell as Director | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 11 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 12 | M | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 13 | M | Approve Remuneration Report | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 14 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,311,281 | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 15 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,246,816 | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 16 | M | Authorise 49,872,676 Ordinary Shares for Market Purchase | For | For | ||
| Shire Plc (formerly Shire Pharmaceuticals Group Plc) | G8125A103 | United Kingdom | 06/21/06 | Annual | 44000 | 17 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 1 | M | Amend Articles to: Limit Rights of Odd-Lot Holders - Update Terminology to Match that of New Corporate Law | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.1 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.2 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.3 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.4 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.5 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.6 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.7 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.8 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.9 | M | Elect Director | For | Against |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.10 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.11 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.12 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.13 | M | Elect Director | For | For |
| Hitachi Ltd. | 6501 | J20454112 | Japan | 06/27/06 | 03/31/06 | Annual | 88000 | 2.14 | M | Elect Director | For | For |
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 1 | M | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-05, Allocation of Income, and Discharge Directors | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 2 | M | Amend Articles 19 and 20 of Bylaws Re: Convocation of General Meetings and Power and Obligation to Convene General Meetings | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 3 | M | Amend Article 5 of General Meeting Guidelines Re: Convocation of General Meetings | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 4.1 | M | Ratify Paulina Beato Blanco as Director | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 4.2 | M | Ratify Henri Philippe Reichstul as Director | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 4.3 | M | Elect Other Board Members | For | Against | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 5 | M | Elect Auditors | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 6 | M | Authorize Repurchase of Shares; Void Previous Authorization Granted at AGM Held on 5-31-05 | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 7 | M | Grant Authorization to the Board to Issue Convertible Fixed Rate Securities and Warrants with Powers of Excluding Preemptive Rights; Void Authorization Granted at the AGM Held on 4-21-02 | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 8 | M | Present Report Re: Amendments to General Meeting Guidelines | For | For | ||
| Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 06/15/06 | Annual | 49625 | 9 | M | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 1 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 3500, Final JY 4500, Special JY 0 | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 2 | M | Amend Articles to: Update Terminology to Match that of New Corporate Law | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.1 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.2 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.3 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.4 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.5 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.6 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.7 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.8 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.9 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.10 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 3.11 | M | Elect Director | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 4.1 | M | Appoint Internal Statutory Auditor | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 4.2 | M | Appoint Internal Statutory Auditor | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 5 | M | Approve Director Stock Option Plan | For | For |
| KDDI Corporation (frm. DDI Corp.) | 9433 | J31843105 | Japan | 06/15/06 | 03/31/06 | Annual | 196 | 6 | M | Approve Executive Stock Option Plan | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 1 | M | Amend Articles to: Change Location of Head Office - Eliminate References to Tracking Stock - Update Terminology to Match that of New Corporate Law | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.1 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.2 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.3 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.4 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.5 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.6 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.7 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.8 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.9 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.10 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.11 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.12 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.13 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 2.14 | M | Elect Director | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 3 | M | Approve Executive Stock Option Plan | For | For |
| Sony Corp. | 6758 | J76379106 | Japan | 06/22/06 | 03/31/06 | Annual | 25900 | 4 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 1 | M | Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.1 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.2 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.3 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.4 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.5 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.6 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.7 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.8 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.9 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.10 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.11 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.12 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 2.13 | M | Elect Director | For | For |
| Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 06/23/06 | 03/31/06 | Annual | 55500 | 3 | M | Appoint External Audit Firm | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 1 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 3000, Final JY 3000, Special JY 0 | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 2 | M | Amend Articles to: Limit Directors' Legal Liability - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors - Authorize Share Repurchases at Board's Discretion | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.1 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.2 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.3 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.4 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.5 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.6 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.7 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.8 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.9 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.10 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 3.11 | M | Elect Director | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 4.1 | M | Appoint Internal Statutory Auditor | For | For |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 4.2 | M | Appoint Internal Statutory Auditor | For | Against |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 5 | M | Appoint External Audit Firm | For | Against |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 6 | M | Approve Retirement Bonuses for Director and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against |
| Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | Japan | 06/28/06 | 03/31/06 | Annual | 194 | 7 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | For |
| Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 06/29/06 | 03/31/06 | Annual | 16900 | 1 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 53, Final JY 53, Special JY 0 | For | For |
| Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 06/29/06 | 03/31/06 | Annual | 16900 | 2 | M | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law | For | For |
| Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 06/29/06 | 03/31/06 | Annual | 16900 | 3.1 | M | Elect Director | For | For |
| Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 06/29/06 | 03/31/06 | Annual | 16900 | 3.2 | M | Elect Director | For | For |
| Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 06/29/06 | 03/31/06 | Annual | 16900 | 3.3 | M | Elect Director | For | For |
| Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 06/29/06 | 03/31/06 | Annual | 16900 | 4 | M | Approve Retirement Bonus for Director | For | For |
IVY INTERNATIONAL VALUE FUND |
Proxy Voting Record |
ALSTOM, PARIS | MIX Meeting Date: | |||||
Issuer: F02594103 | ISIN: FR0000120198 | BLOCKING | 07/05/2005 | |||
SEDOL: 0438775, 5474978, 5487448, 7163906, B032X70 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.14 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.15 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.16 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
IRELAND BK | CRT Meeting Date: | |||||
Issuer: G49374146 | ISIN: IE0030606259 | 07/06/2005 | ||||
SEDOL: 3060625, 3070732, B01ZKW5 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2.A | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2.B | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2.C | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2.D | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2.E | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.7 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.8 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
VODAFONE GROUP PLC NEW | AGM Meeting Date: | |||||
Issuer: G93882101 | ISIN: GB0007192106 | 07/26/2005 | ||||
SEDOL: 0719210, 2615101, 5476190 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 20. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 21. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.22 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.23 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.24 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 25. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
VEDANTA RESOURCES PLC, LONDON | AGM Meeting Date: | |||||
Issuer: G9328D100 | ISIN: GB0033277061 | 08/03/2005 | ||||
SEDOL: 3327706, B01Z5N1, B08KSL8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
ISHARES TRUST | EFA | Special Meeting Date: | ||||
Issuer: 464287465 | ISIN: | 08/12/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEE T. KRANEFUSS | Management | For | For | |||
| JOHN E. MARTINEZ | Management | For | For | |||
| RICHARD K. LYONS | Management | For | For | |||
| GEORGE G.C. PARKER | Management | For | For | |||
| W. ALLEN REED | Management | For | For | |||
| CECILIA H. HERBERT | Management | For | For | |||
| CHARLES A. HURTY | Management | For | For | |||
| JOHN E. KERRIGAN | Management | For | For | |||
| 2A | AMEND INVESTMENT POLICY | Management | For | For | ||
| 2B | AMEND INVESTMENT POLICY | Management | For | For | ||
| 3 | AMEND INVESTMENT POLICY | Management | For | For | ||
| 5 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
ISHARES, INC. | EWJ | Special Meeting Date: | ||||
Issuer: 464286731 | ISIN: | 08/12/2005 | ||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEE T. KRANEFUSS | Management | For | For | |||
| JOHN E. MARTINEZ | Management | For | For | |||
| RICHARD K. LYONS | Management | For | For | |||
| GEORGE G.C. PARKER | Management | For | For | |||
| W. ALLEN REED | Management | For | For | |||
| CECILIA H. HERBERT | Management | For | For | |||
| CHARLES A. HURTY | Management | For | For | |||
| JOHN E. KERRIGAN | Management | For | For | |||
| 2A | AMEND INVESTMENT POLICY | Management | For | For | ||
| 2B | AMEND INVESTMENT POLICY | Management | For | For | ||
| 3 | AMEND INVESTMENT POLICY | Management | For | For | ||
| 5 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEE T. KRANEFUSS | Management | For | For | |||
| JOHN E. MARTINEZ | Management | For | For | |||
| RICHARD K. LYONS | Management | For | For | |||
| GEORGE G.C. PARKER | Management | For | For | |||
| W. ALLEN REED | Management | For | For | |||
| CECILIA H. HERBERT | Management | For | For | |||
| CHARLES A. HURTY | Management | For | For | |||
| JOHN E. KERRIGAN | Management | For | For | |||
| 2A | AMEND INVESTMENT POLICY | Management | For | For | ||
| 2B | AMEND INVESTMENT POLICY | Management | For | For | ||
| 3 | AMEND INVESTMENT POLICY | Management | For | For | ||
| 5 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
WOLTERS KLUWER NV | AGM Meeting Date: | |||||
Issuer: N9643A114 | ISIN: NL0000395887 | BLOCKING | 08/15/2005 | |||
SEDOL: 5671519, 5671917, 5677238, B018RP6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 4. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
DSM N V | OGM Meeting Date: | |||||
Issuer: N65297199 | ISIN: NL0000009769 | BLOCKING | 08/22/2005 | |||
SEDOL: 5773987, 5776834, 5778539, B01DGC1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
BEIJING CAPITAL LAND LTD | EGM Meeting Date: | |||||
Issuer: Y0771C103 | ISIN: CN0003458402 | 09/12/2005 | ||||
SEDOL: 6623360, B01W4G8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| B. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
MISYS PLC | AGM Meeting Date: | |||||
Issuer: G61572148 | ISIN: GB0003857850 | 09/13/2005 | ||||
SEDOL: 0385785, 5655698, B02SZ40 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
BHP BILLITON PLC | AGM Meeting Date: | |||||
Issuer: G10877101 | ISIN: GB0000566504 | 10/20/2005 | ||||
SEDOL: 0056650, 4878333, 5359730, 6016777, B02S6G9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.16 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.20 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.21 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
BEIJING CAPITAL LAND LTD | EGM Meeting Date: | |||||
Issuer: Y0771C103 | ISIN: CN0003458402 | 12/02/2005 | ||||
SEDOL: 6623360, B01W4G8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
UNICREDITO ITALIANO SPA, MILANO | OGM Meeting Date: | |||||
Issuer: T95132105 | ISIN: IT0000064854 | BLOCKING | 12/15/2005 | |||
SEDOL: 0711670, 4232445, 5179712, B020SH0 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
WESTPAC BANKING CORP | AGM Meeting Date: | |||||
Issuer: Q97417101 | ISIN: AU000000WBC1 | 12/15/2005 | ||||
SEDOL: 0957258, 5412183, 6076146, 6956527, 6957393, B01D654 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2.a | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.b | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
Vote Summary Report | |||||||||||
Jan 01, 2006 - Mar 31, 2006 | |||||||||||
961 Ivy International Value | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 03/30/06 - A | Asatsu-DK Inc. *9747* | J03014107 | 12/31/05 | 25,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 21, Special JY 5 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Delete Requirement to Reduce Authorized Capital in Proportion to Share Cancellation - Authorize Public Announcements in Electronic Format | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonus for Statutory Auditor | For | Against | Mgmt | |||||||
| 03/16/06 - S | CHINA LIFE INSURANCE CO LTD | Y1477R204 | 02/14/06 | 1,000,000 | |||||||
| 1 | Elect Ma Yongwei as Director | For | For | Mgmt | |||||||
| 2 | Elect Xia Zhihua as Supervisor | For | For | Mgmt | |||||||
| 3 | Amend Articles Re: Board Composition | For | For | Mgmt | |||||||
| 03/31/06 - S | Companhia Vale Do Rio Doce | 204412209 | 03/15/06 | 21,090 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO APPROVE THE TERMS, CONDITIONS AND REASONS (THE PROTOCOLO E JUSTIFICACAO ) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED | For | For | Mgmt | |||||||
| 2 | TO RATIFY THE APPOINTMENT OF THE EXPERTS WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. | For | For | Mgmt | |||||||
| 3 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERTS. | For | For | Mgmt | |||||||
| 4 | TO APPROVE THE MERGER OF ALL OF THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD. | For | For | Mgmt | |||||||
| 5 | TO APPROVE CVRD CAPITAL INCREASE WITHIN THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS. | For | For | Mgmt | |||||||
| 03/28/06 - A | Hynix Semiconductor Inc. (frmrly. Hyundai Electronic Ind.) | Y3817W109 | 12/31/05 | 50,000 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Allow Employee Stock Option Plan | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/17/06 - A | Kyeryong Construction Industrial Co. Ltd. | Y5074U106 | 12/31/05 | 20,000 | |||||||
| 1 | Approve Appropriation of Income and Dividend of KRW 800 Per Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Expand Business Objectives | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Auditor | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 6 | Approve Limit on Remuneration of Auditor | For | For | Mgmt | |||||||
| 03/30/06 - A | Philips Electronics Nv | N6817P109 | 03/23/06 | 30,000 | |||||||
| 1 | Speech President | None | Mgmt | ||||||||
| 2a | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2b | Explanation of Policy on Additions To Reserves and Dividends | None | Mgmt | ||||||||
| 2c | Approve Dividend of EUR 0.44 ($0.52)per Share | For | Mgmt | ||||||||
| 2d | Approve Discharge of Management Board | For | Mgmt | ||||||||
| 2e | Approve Discharge of Supervisory Board | For | Mgmt | ||||||||
| 3a | Elect T.W.H. van Deursen to Management Board | For | Mgmt | ||||||||
| 3b | Elect F.A. van Houten to Management Board | For | Mgmt | ||||||||
| 3c | Elect J.A. Karvinen to Management Board | For | Mgmt | ||||||||
| 3d | Elect R.S. Provoost to Management Board | For | Mgmt | ||||||||
| 3e | Elect A. Ragnetti to Management Board | For | Mgmt | ||||||||
| 4a | Reelect W. de Kleuver to Supervisory Board | For | Mgmt | ||||||||
| 4b | Reelect Richard Greenbury to Supervisory Board | For | Mgmt | ||||||||
| 5a | Proposal to Amend the Remuneration Policy for Management Board | For | Mgmt | ||||||||
| 5b | Proposal to Amend the Maximum Percentage of The Annual LTIP Pool-size To Be Allocated To Members of Management Board | For | Mgmt | ||||||||
| 6a | Cancellation of Shares Held by the Company | For | Mgmt | ||||||||
| 6b | Amend Articles to Reflect Changes in Capital | For | Mgmt | ||||||||
| 7 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Restricting/Excluding Preemptive Rights | For | Mgmt | ||||||||
| 8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 9 | Other Business (Non-Voting) | None | Mgmt | ||||||||
| 02/28/06 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/05 | 2,200 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 2.3 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 02/27/06 - S | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 11,000 | |||||||
| 1 | Receive Board and Management Presentation on Swiss Re's Acquisition of GE Insurance Solutions Corporation (Non-Voting) | None | None | Mgmt | |||||||
| 2.1 | Approve Issuance of Shares up to Aggregate Nominal Value of CHF 6.0 Million to General Electric | For | For | Mgmt | |||||||
| 2.2 | Approve Issuance of Shares with Preemptive Rights up to Aggregate Nominal Value of CHF 3.0 Million | For | For | Mgmt | |||||||
| 2.3 | Approve Issuance of Convertible Bonds to General Electric; Approve Creation of EUR 900,000 Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||||
| 2.4 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve EUR 1.1 Million Increase in Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 3.2 | Appoint OBT AG as Special Auditors to Examine Capital Increase and Contribution in Kind of GE Insurance | For | For | Mgmt | |||||||
| 03/30/06 - A | TRYGVESTA A/S | K9640A102 | 03/09/06 | 15,000 | |||||||
| 1 | Receive Report of Board | None | None | Mgmt | |||||||
| 2 | Receive and Approve Financial Statements and Statutory Reports; Approve Remuneration of Directors; Discharge Directors and Management | For | For | Mgmt | |||||||
| 3 | Approve Allocation of Income | For | For | Mgmt | |||||||
| 4a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 4b | Amend Articles Re: Authorize Board to Allocate Special Dividends until Next AGM; Editorial Changes Concerning Decrease in Number of Auditors from Two to One | For | For | Mgmt | |||||||
| 5 | Elect Mikael Olufsen, Per Skov, Joern Andersen, John Frederiksen, Bodil Andersen, Paul Bergqvist, Rune Bjerke, and Niels Christiansen as Directors | For | For | Mgmt | |||||||
| 6 | Ratify Auditors | For | For | Mgmt | |||||||
| 7 | Other Business (Non-Voting) | None | None | Mgmt | |||||||
| 03/27/06 - S | VEDANTA RESOURCES PLC | G9328D100 | None | 25,200 | |||||||
| 1 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 3,275,956 | For | Against | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
961 Ivy International Value | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 04/03/06 - S | Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | L8873E103 | 01/19/06 | 150,000 | |||||||
| 1 | Change Company Name to Acergy S.A. | For | For | Mgmt | |||||||
| 05/18/06 - A | AGILE PROPERTY HOLDINGS LTD | G01198103 | 05/12/06 | 730,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2a | Reelect Chen Zhuo Lin as Director | For | For | Mgmt | |||||||
| 2b | Reelect Chan Cheuk Yin as Director | For | For | Mgmt | |||||||
| 2c | Reelect Luk Sin Fong, Fion as Director | For | For | Mgmt | |||||||
| 2d | Reelect Chan Cheuk Hung as Director | For | For | Mgmt | |||||||
| 2e | Reelect Chan Cheuk Hei as Director | For | For | Mgmt | |||||||
| 2f | Reelect Chan Cheuk Nam as Director | For | For | Mgmt | |||||||
| 2g | Reelect Cheng Hon Kwan as Director | For | For | Mgmt | |||||||
| 2h | Reelect Kwong Che Keung, Gordon as Director | For | For | Mgmt | |||||||
| 2i | Reelect Cheung Wing Yui as Director | For | For | Mgmt | |||||||
| 2j | Authorize Remuneration Committee to Fix the Remuneration of the Executive Directors | For | For | Mgmt | |||||||
| 3 | Approve Remuneration of HK$250,000 to Each of the Independent Non-Executive Directors for the Year Ending Dec. 31, 2006 That Will Be Paid in Proportion to the Period of Service | For | For | Mgmt | |||||||
| 4 | Approve Final Dividend | For | For | Mgmt | |||||||
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 6c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 06/28/06 - A | Alstom | F0259M475 | None | 12,270 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Omission of Dividends | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Reelect Georges Chodron de Courcel as Director | For | Mgmt | ||||||||
| 6 | Reelect Jales B. Cronin as Director | For | Mgmt | ||||||||
| 7 | Elect Olivier Bouygues as Director | For | Mgmt | ||||||||
| 8 | Elect Olivier Poupart-Lafarge as Director | For | Mgmt | ||||||||
| 9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 10 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/27/06 - A | Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.) *4503* | J03393105 | 03/31/06 | 23,300 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 40, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Non-Executive Directors' and Statutory Auditors' Legal Liability - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-Lot Holders - Update Terminoloy to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Amendment to Director Compensation Ceiling and Deep Discount Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 05/04/06 - A | BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | None | 121,750 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 6.3 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Re-elect Susan Birley as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Christopher Geoghegan as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Michael Lester as Director | For | For | Mgmt | |||||||
| 7 | Elect Philip Carroll as Director | For | For | Mgmt | |||||||
| 8 | Elect Roberto Quarta as Director | For | For | Mgmt | |||||||
| 9 | Elect Peter Weinberg as Director | For | For | Mgmt | |||||||
| 10 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | |||||||
| 11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 12 | Approve Bae Systems Performance Share Plan 2006 | For | For | Mgmt | |||||||
| 13 | Approve Bae Systems Share Matching Plan | For | For | Mgmt | |||||||
| 14 | Authorise the Company to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 15 | Authorise BAE Systems Marine Limited to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 16 | Authorise BAE Systems (Operations) Limited to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 17 | Authorise BAE Systems Land Systems (Munitions and Ordnance) Ltd. to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 18 | Authorise BAE Systems Land Systems (Weapons and Vehicles) Ltd. to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 19 | Authorise Land Systems Hagglunds AB to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,829,626 | For | Against | Mgmt | |||||||
| 21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,024,846 | For | For | Mgmt | |||||||
| 22 | Authorise 321,987,720 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 04/27/06 - A | Barclays Plc | G08036124 | None | 156,220 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Elect Fulvio Conti as Director | For | For | Mgmt | |||||||
| 4 | Elect Danie Cronje as Director | For | For | Mgmt | |||||||
| 5 | Elect Robert Diamond Jr. as Director | For | For | Mgmt | |||||||
| 6 | Elect Robert Steel as Director | For | For | Mgmt | |||||||
| 7 | Elect John Sunderland as Director | For | For | Mgmt | |||||||
| 8 | Re-elect Dame Dawson as Director | For | For | Mgmt | |||||||
| 9 | Re-elect Sir Richard Broadbent as Director | For | For | Mgmt | |||||||
| 10 | Re-elect Gary Hoffman as Director | For | For | Mgmt | |||||||
| 11 | Re-elect Naguib Kheraj as Director | For | For | Mgmt | |||||||
| 12 | Re-elect Sir Nigel Rudd as Director Nigel Rudd as Director | For | For | Mgmt | |||||||
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 14 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 15 | Authorise the Company to make EU Political Organisation Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Mgmt | |||||||
| 16 | Authorise Barclays Bank plc to make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||||
| 17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 541,215,604 | For | Against | Mgmt | |||||||
| 18 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,182,340 | For | For | Mgmt | |||||||
| 19 | Authorise 968,600,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 04/20/06 - A | Beni Stabili | T19807139 | 04/18/06 | 300,000 | |||||||
Annual Meeting Agenda | |||||||||||
| 1 | Accept Financial Statements and Statutory Reports for the Fiscal year 2005; Approve Dividend Distribution | For | Mgmt | ||||||||
| 2 | Ratify the Board of Directors' Approval of the Proposal Presented by the External Audit Company Concerning Additional Specific Services | For | Mgmt | ||||||||
| 3 | Give Mandate to External Auditors for Additional Specific Services | For | Mgmt | ||||||||
| 4 | Fix Number of Directors on the Board; Elect Directors; Determine Directors' Term and Remuneration | For | Mgmt | ||||||||
| 5 | Appoint Internal Statutory Auditors for the Three-Year Term 2006-2008; Approve Remuneration of Auditors | For | Mgmt | ||||||||
| 05/23/06 - A/S | BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | None | 23,680 | |||||||
Ordinary Business | |||||||||||
| 1 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 6 | Elect Laurence Parisot as Director | For | Mgmt | ||||||||
| 7 | Reelect Claude Bebear as Director | For | Mgmt | ||||||||
| 8 | Reelect Jean-Louis Beffa as Director | For | Mgmt | ||||||||
| 9 | Reelect Alain Joly as Director | For | Mgmt | ||||||||
| 10 | Reelect Denis Kessler as Director | For | Mgmt | ||||||||
| 11 | Reelect Michel Pebereau as Director | For | Mgmt | ||||||||
| 12 | Ratify Deloitte & Associes as Auditor and BEAS as Alternate Auditor | For | Mgmt | ||||||||
| 13 | Ratify Mazars & Guerard as Auditor and Michel Barbet-Massin as Alternate Auditor | For | Mgmt | ||||||||
| 14 | Ratify PricewaterhouseCoopers Audit as Auditor and Pierre Coll as Alternate Auditor | For | Mgmt | ||||||||
| 15 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Special Business | |||||||||||
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | Mgmt | ||||||||
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 320 Million | For | Mgmt | ||||||||
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | Mgmt | ||||||||
| 19 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | Mgmt | ||||||||
| 20 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 1 Billion | For | Mgmt | ||||||||
| 21 | Amend Resolution 14 Adopted by General Meeting on May 18, 2005: Set Global Limit for Capital Increase Resulting from Granting of Options and Free Shares | For | Mgmt | ||||||||
| 22 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 24 | Approve Merger by Absorption of Societe Centrale d'Investissements by BNP Paribas | For | Mgmt | ||||||||
| 25 | Amend Articles Board Related Re: Elections of Employee Representative | For | Mgmt | ||||||||
| 26 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 04/27/06 - A | British American Tobacco Plc | G1510J102 | None | 70,970 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 33.0 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 6a | Re-elect Ana Llopis as Director | For | For | Mgmt | |||||||
| 6b | Re-elect Antonio Monteiro de Castro as Director | For | For | Mgmt | |||||||
| 6c | Re-elect Rupert Pennant-Rea as Director | For | For | Mgmt | |||||||
| 6d | Re-elect Jan du Plessis as Director | For | For | Mgmt | |||||||
| 7 | Elect Anthony Ruys as Director | For | For | Mgmt | |||||||
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 174,737,186 | For | Against | Mgmt | |||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,210,577 | For | For | Mgmt | |||||||
| 10 | Authorise 209,600,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 05/11/06 - A | Buzzi Unicem Spa (Formerly Unicem) | T2320M109 | 05/09/06 | 30,000 | |||||||
| 1 | Accept Financial Statements at Dec. 31, 2006 and Statutory Reports | For | Mgmt | ||||||||
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/18/06 - A | Cadbury Schweppes Plc | G17444152 | None | 114,220 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of 9 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 3 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 4 | Re-elect Roger Carr as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Ken Hanna as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Todd Stitzer as Director | For | For | Mgmt | |||||||
| 7 | Elect Lord Patten as Director | For | For | Mgmt | |||||||
| 8 | Re-elect Baroness Wilcox as Director | For | For | Mgmt | |||||||
| 9 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 10 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 11 | Approve Cadbury Schweppes International Share Award Plan | For | For | Mgmt | |||||||
| 12 | Amend Cadbury Schweppes 2004 Long-Term Incentive Plan | For | For | Mgmt | |||||||
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,090,000 | For | Against | Mgmt | |||||||
| 14 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,040,000 | For | For | Mgmt | |||||||
| 15 | Authorise up to GBP 26,090,000 for Market Purchase | For | For | Mgmt | |||||||
| 06/23/06 - A | Central Japan Railway Co. *9022* | J05523105 | 03/31/06 | 57 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3000, Final JY 3500, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 05/03/06 - A | CERMAQ ASA | R1536Z104 | None | 81,600 | |||||||
| 1 | Open Meeting | None | Mgmt | ||||||||
| 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Mgmt | ||||||||
| 3 | Approve Notice of Meeting and Agenda | For | Mgmt | ||||||||
| 4 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.85 per Share | For | Mgmt | ||||||||
| 5 | Approve Creation of NOK 50 Million Pool of Capital without Preemptive Rights | For | Mgmt | ||||||||
| 6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Mgmt | ||||||||
| 7 | Approve NOK 750 Million Transfer from Share Premium Account to Other Equity | For | Mgmt | ||||||||
| 8 | Approve Creation of NOK 1.1 Million Pool of Capital for Employee Stock Purchase Plan | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Auditors in the Amount of NOK 524,000 for 2005 | For | Mgmt | ||||||||
| 10 | Approve Remuneration of Directors in the Amount of NOK 300,000 for Chairman, NOK 170,000 for Deputy Chairman, NOK 150,000 for Other Directors, and NOK 2,000 per Meeting for Substitute Representatives | For | Mgmt | ||||||||
| 11 | Receive Announcement That No Directors Will Be Elected at This Meeting | None | Mgmt | ||||||||
| 12 | Elect Reier Soeberg (Chair), Jarl Ulvin, and Gunnar Bjoerkavaag as Members of Nominating Committee | For | Mgmt | ||||||||
Shareholder Proposals | |||||||||||
| 13 | Shareholder Proposal: Instruct Board to Undertake the Necessary Steps to Adopt Salmon Production Techniques to Eliminate Disease Transfer, Waste Pollution and Escapes, and To Assure that Fish Food Is Only from Sustainable Fisheries | None | ShrHoldr | ||||||||
| 06/28/06 - A | Chubu Electric Power Co. Inc. *9502* | J06510101 | 03/31/06 | 20,000 | |||||||
Management Proposals | |||||||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||||
| 5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Mgmt | |||||||
Shareholder Proposals | |||||||||||
| 6 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | Against | ShrHoldr | |||||||
| 7 | Amend Articles to Require Creation of Information Disclosure Evaluation Committee | Against | Against | ShrHoldr | |||||||
| 8 | Amend Articles to Require Halt in Operations of Hamaoka Nuclear Power Station Reactors 3-5 | Against | Against | ShrHoldr | |||||||
| 9 | Amend Articles to Require Use of Hamaoka Nuclear Power Station Reactor 2 as Test Site for Earthquake Resistance | Against | Against | ShrHoldr | |||||||
| 10 | Amend Articles to Forbid Use of Term 'Recycle' to Describe Nuclear Fuel Reprocessing | Against | Against | ShrHoldr | |||||||
| 11 | Amend Articles to Forbid Generation of Waste Whose Final Disposal is Uncertain | Against | Against | ShrHoldr | |||||||
| 12 | Amend Articles to Require Promotion of 'Best Mix' of Power Sources from Customers' Perspective | Against | Against | ShrHoldr | |||||||
| 05/17/06 - A | Commerzbank AG | D15642107 | 04/26/06 | 38,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Elect Ulrich Middelmann to the Supervisory Board | For | Mgmt | ||||||||
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2005 | For | Mgmt | ||||||||
| 7 | Amend Articles Re: Allow for Individual Supervisory Board Elections | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | Mgmt | ||||||||
| 9 | Authorize Repurchase of up to Five Percent of Issued Share Capital for Trading Purposes | For | Mgmt | ||||||||
| 10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 11 | Approve Creation of EUR 170 Million Pool of Capital with Preemptive Rights (Authorized Capital 2006/I) | For | Mgmt | ||||||||
| 12 | Approve Creation of EUR 200 Million Pool of Capital without Preemptive Rights (Authorized Capital 2006/II) | For | Mgmt | ||||||||
| 13 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 12 Million Pool of Capital for Employee Stock Purchase Plan (Authorized Capital 2006/III) | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/08/06 - A/S | Compagnie De Saint Gobain | F80343100 | None | 14,470 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.36 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 6 | Ratify Appointment of Pierre-Andre de Chalendar as Director | For | Mgmt | ||||||||
| 7 | Ratify KPMG Audit as Auditor | For | Mgmt | ||||||||
| 8 | Ratify Jean-Paul Vellutini as Alternate Auditor | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | For | Mgmt | ||||||||
Special Business | |||||||||||
| 10 | Approve Issuance of Free Warrants up to an Aggregate Nominal Amount of EUR 680 Million During a Takeover | For | Mgmt | ||||||||
| 11 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 04/27/06 - S | Companhia Vale Do Rio Doce | 204412209 | 04/11/06 | 21,090 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | APPRECIATION OF THE MANAGEMENTS REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 | For | For | Mgmt | |||||||
| 2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Mgmt | |||||||
| 3 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | For | For | Mgmt | |||||||
| 4 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | For | For | Mgmt | |||||||
| 5 | PROPOSAL FOR A FORWARD SPLIT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Mgmt | |||||||
| 6 | PROPOSAL TO MODIFY THE COMPANY S BY-LAWS, RELATED TO SECTION II AND SUBSECTION IV OF CHAPTER IV, IN RELATION TO THE ADVISORY COMMITTEES, IN THE FOLLOWING TERMS: A) CHANGE OF THE HEADING OF ARTICLE 15; B) AMENDMENT TO ARTICLE 16; C) ADD ITEM IV TO ARTICLE | For | For | Mgmt | |||||||
| 7 | CONSOLIDATION OF THE AMENDMENTS TO CVRD S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Mgmt | |||||||
| 05/05/06 - A | Continental AG | D16212140 | 04/14/06 | 8,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify KPMG Deutsche Treuhand-Gesellschaft Aktiengesellschaft as Auditors | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Elect Christian Streiff to the Supervisory Board; Elect Walter Flecken and Dirk Dreiskaemper as Alternate Supervisory Board Members | For | For | Mgmt | |||||||
| 8 | Approve Creation of EUR 186.17 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Mgmt | |||||||
| 9 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 6 Billion with Preemptive Rights; Approve Creation of EUR 149 Million Pool of Capital to Guarantee Conversion Rights | For | Against | Mgmt | |||||||
| 10 | Amend Articles Re: Calling of and Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 11 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 12 | Amend Articles Re: Elimination of Paper Deeds | For | For | Mgmt | |||||||
| 04/28/06 - A | * Credit Suisse Group (Formerly Cs Holding) | H3698D419 | None | 25,000 | |||||||
| 1 | Share Re-registration Consent | For | Against | Mgmt | |||||||
| 04/12/06 - A | Daimlerchrysler AG | D1668R123 | None | 15,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Ratify KPMG Treuhand-Gesellschaft Aktiengesellschaft as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Elect Manfred Bischoff to the Supervisory Board | For | For | Mgmt | |||||||
| 8 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 9 | Authorize Special Audit of Smart Brand Business; Appoint Michael Wahlscheidt as Special Auditor | Against | Against | ShrHoldr | |||||||
| 10 | Authorize Special Audit of Maybach Brand Business; Appoint Michael Wahlscheidt as Special Auditor | Against | Against | ShrHoldr | |||||||
| 06/27/06 - A | Denso Corp. *6902* | J12075107 | 03/31/06 | 24,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 18, Final JY 20, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Authorize Board to Determine Income Allocation - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 6 | Approve Retirement Bonuses for Directors | For | For | Mgmt | |||||||
| 05/04/06 - A | E.ON AG (formerly Veba Ag) | D24909109 | 04/13/06 | 10,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||||
| 2 | Approve Allocation of Income and an Ordinary Dividends of EUR 2.75 per Share and Bonus Dividend of EUR 4.25 per Share | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | For | Mgmt | |||||||
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 6 | Approve Affiliation Agreements with Subsidiary E.ON Zwoelfte Verwaltungs GmbH | For | For | Mgmt | |||||||
| 7 | Approve Affiliation Agreements with Subsidiary E.ON Dreizehnte Verwaltungs GmbH | For | For | Mgmt | |||||||
| 8 | Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | For | Mgmt | |||||||
| 9 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | For | Mgmt | |||||||
| 06/23/06 - A | East Japan Railway Co *9020* | J1257M109 | 03/31/06 | 60 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4000, Final JY 4000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Decrease Maximum Board Size - Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 06/28/06 - A | Electric Power Development Co. (J-Power) *9513* | J12915104 | 03/31/06 | 36,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Increase Number of Internal Auditors - Reduce Directors Term in Office - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System | For | For | Mgmt | |||||||
| 6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | For | Mgmt | |||||||
| 05/24/06 - A | Elexis AG | D2457W109 | 05/03/06 | 30,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2006 | For | Mgmt | ||||||||
| 6 | Elect Heinzpeter Greven to the Supervisory Board | For | Mgmt | ||||||||
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/21/06 - A | ENAGAS SA | E41759106 | None | 70,000 | |||||||
| 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Tear 2005 | For | For | Mgmt | |||||||
| 2 | Approve Allocation of Income for Fiscal Year 2005 | For | For | Mgmt | |||||||
| 3 | Approve Discharge of Management Board Corresponding to Fiscal Year 2005 | For | For | Mgmt | |||||||
| 4 | Elect Directors to the Board | For | For | Mgmt | |||||||
| 5 | Amend Articles 20 and 22 of the Company's By-Laws Re: Convocation and Celebration of Shareholder Meetings | For | For | Mgmt | |||||||
| 6 | Amend Articles 3.1 and 5.2.1 of the Company's General Meeting Guidelines Re: Convocation and Celebration of Shareholder Meetings | For | For | Mgmt | |||||||
| 7 | Approve Remuneration of Directors | For | For | Mgmt | |||||||
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Mgmt | |||||||
| 04/26/06 - A | EnCana Corporation *ECA.* | 292505104 | 03/06/06 | 23,550 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A/S | Fondiaria SAI Spa (Formerly SAI) | T4689Q101 | 04/24/06 | 20,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Accept Financial Statements and Statutory Reports for the Fiscal Year 2005 | For | Mgmt | ||||||||
| 2 | Fix Number of Directors on the Board; Elect Directors; | For | Mgmt | ||||||||
| 3 | Approve Remuneration of Board of Directors | For | Mgmt | ||||||||
| 4 | Appoint Internal Statutory Auditors for the Three-Year Term 2006-2008; Approve Remuneration of Auditors | For | Mgmt | ||||||||
| 5 | Elect External Auditors for the Six-Year Term 2006-2011; Fix Auditors' Remuneration | For | Mgmt | ||||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 7 | Authorize Purchase Shares of in 'Premafin Finanziaria SpA - Holding di Partecipazioni', Fondiaria-SAI's Major Shareholder with a 34.24 Percent Stake | For | Mgmt | ||||||||
Special Business | |||||||||||
| 1 | Amend Article 5 of Company's Bylaws, Relative to the Part of Share Capital Reserved to the Carrying on of the Damage and Life Insurance Business | For | Mgmt | ||||||||
| 2 | Amend Article 5 of Company's Bylaws in Accordance to Article 2441(4) of Italian Civil Code | For | Mgmt | ||||||||
| 3 | Approve Stock Option Plan for Executive Directors and Managers of Fondiaria SAI SpA and its Subsidiaries; Approve Issue of up to 15 Million Shares to Implement the Scheme; Amend Article 5 of Company's Bylaws Accordingly | For | Mgmt | ||||||||
| 05/11/06 - S | Fortis SA/NV | B4399L102 | None | 50,000 | |||||||
| 1 | Open Meeting | None | Mgmt | ||||||||
| 2.1 | Receive Special Report on Authorized Capital | None | Mgmt | ||||||||
| 2.2 | Approve the Creation of a New Authorized Capital with Exclusion of Preemptive Rights and the Possibility of Using during a Takeover | For | Mgmt | ||||||||
| 3.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 3.2 | Authorize Alienation of the Repurchased Shares | For | Mgmt | ||||||||
| 4 | Close Meeting | None | Mgmt | ||||||||
| 05/31/06 - A/S | Fortis SA/NV | B4399L102 | None | 50,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Open Meeting | None | Mgmt | ||||||||
| 2.1.1 | Receive Directors' Report | None | Mgmt | ||||||||
| 2.1.2 | Receive Consolidated Financial Statements | None | Mgmt | ||||||||
| 2.1.3 | Accept Financial Statements | For | Mgmt | ||||||||
| 2.1.4 | Approve Allocation of Income | For | Mgmt | ||||||||
| 2.2.1 | Receive Explanation on Company's Dividend Policy | None | Mgmt | ||||||||
| 2.2.2 | Approve Dividends of EUR 1.16 per Fortis Unit | For | Mgmt | ||||||||
| 2.3.1 | Approve Discharge of Directors | For | Mgmt | ||||||||
| 2.3.2 | Approve Discharge of Auditors | For | Mgmt | ||||||||
| 3 | Discussion on Company's Corporate Governance Structure | None | Mgmt | ||||||||
| 4 | Elect Directors | For | Mgmt | ||||||||
| 4.3 | Ratify PricewaterhouseCoopers as Auditors | For | Mgmt | ||||||||
Special Business | |||||||||||
| 5.1 | Receive Directors' Special Report on Authorized Capital | None | Mgmt | ||||||||
| 5.2 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Mgmt | ||||||||
| 6.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 6.2 | Authorize Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 7 | Close Meeting | None | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/21/06 - A/S | France Telecom SA | F4113C103 | None | 50,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Discharge Directors | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 6 | Amend Articles of Association Re: Attend Board Meetings by Way of Videoconference and of Telecommunication | For | Mgmt | ||||||||
| 7 | Amend Articles of Association Re: General Meeting Quorums | For | Mgmt | ||||||||
| 8 | Authorize Capital Increase of up to EUR 200 Million to Participants of Orange S.A. Stock Option Plan in Connection with France Telecom Liquidity Agreement | For | Mgmt | ||||||||
| 9 | Approve Restricted Stock Plan for Orange S.A. Option Holders | For | Mgmt | ||||||||
| 10 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 12 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | For | Mgmt | ||||||||
| 13 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 06/27/06 - A | Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) *8377* | J21903109 | 03/31/06 | 124,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends for Ordinary Shares: Interim JY 0, Final JY 1.5, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Directors' Legal Liability - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Alternate Internal Statutory Auditor | For | For | Mgmt | |||||||
| 05/12/06 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 7,750 | |||||||
| 1 | Share Re-registration Consent | For | For | Mgmt | |||||||
| 05/12/06 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 7,750 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 1.65 per Share | For | Mgmt | ||||||||
| 4 | Approve Creation of CHF 41.8 Million Pool of Capital with Preemptive Rights | For | Mgmt | ||||||||
| 5 | Elect Directors | For | Mgmt | ||||||||
| 5.3 | Ratify Ernst & Young AG as Auditors | For | Mgmt | ||||||||
| 06/23/06 - A | Honda Motor Co. Ltd. *7267* | J22302111 | 03/31/06 | 15,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 40, Final JY 60, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Decrease Authorized Capital to Reflect Share Repurchase - Update Terminology to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonus for Director | For | For | Mgmt | |||||||
| 05/26/06 - A | HSBC Holdings Plc | G4634U169 | None | 120,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 (a) | Re-elect Baroness Lydia Dunn as Director | For | For | Mgmt | |||||||
| 3 (b) | Re-elect Michael Geoghegan as Director | For | For | Mgmt | |||||||
| 3 (c) | Re-elect Stephen Green as Director | For | For | Mgmt | |||||||
| 3 (d) | Re-elect Sir Mark Moody-Stuart as Director | For | For | Mgmt | |||||||
| 3 (e) | Elect Simon Robertson as Director | For | For | Mgmt | |||||||
| 3 (f) | Re-elect Helmut Sohmen as Director | For | For | Mgmt | |||||||
| 3 (g) | Re-elect Sir Brian Williamson as Director | For | For | Mgmt | |||||||
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,137,200,000 | For | Against | Mgmt | |||||||
| 6 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 284,300,000 | For | For | Mgmt | |||||||
| 7 | Authorise 10 Percent of Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 8 | Approve Increase in Remuneration of Non-Executive Directors to GBP 65,000 | For | For | Mgmt | |||||||
| 05/08/06 - A | Hypo Real Estate Holding AG | D3449E108 | 04/17/06 | 20,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Approve Creation of EUR 201.1 Million Pool of Capital without Preemptive Rights | For | Mgmt | ||||||||
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 7 | Amend Articles Re: Compensation of Supervisory Board Members | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Appointment of Proxies | For | Mgmt | ||||||||
| 9 | Ratify KPMG Deutsche Treuhand-Gesellschaft Aktiengesellschaft as Auditors for Fiscal 2006 | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/20/06 - A | Inco Limited *N.* | 453258402 | 03/06/06 | 5,700 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Glen A. Barton --- For | ||||||||||
| 1.2 | Elect Director Angus A. Bruneau --- Withhold | ||||||||||
| 1.3 | Elect Director Ronald C. Cambre --- For | ||||||||||
| 1.4 | Elect Director Scott M. Hand --- For | ||||||||||
| 1.5 | Elect Director Janice K. Henry --- For | ||||||||||
| 1.6 | Elect Director Chaviva M. Hosek --- For | ||||||||||
| 1.7 | Elect Director Peter C. Jones --- For | ||||||||||
| 1.8 | Elect Director John T. Mayberry --- For | ||||||||||
| 1.9 | Elect Director Francis Mer --- Withhold | ||||||||||
| 1.10 | Elect Director David P. O'Brien --- For | ||||||||||
| 1.11 | Elect Director Roger Phillips --- For | ||||||||||
| 1.12 | Elect Director Richard E. Waugh --- For | ||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 05/26/06 - A | Irish Life and Permanent Plc (frm. Irish Permanent) | G4945H105 | None | 40,760 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Dividends | For | For | Mgmt | |||||||
| 3a | Elect Gillian Bowler as a Director | For | For | Mgmt | |||||||
| 3b | Elect Kieran McGowan as a Director | For | For | Mgmt | |||||||
| 3c | Elect Kevin Murphy as a Director | For | For | Mgmt | |||||||
| 4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 5 | Amend the Article of Association | For | For | Mgmt | |||||||
| 6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||||
| 8 | Approve the Long Term Incentive Plan | For | For | Mgmt | |||||||
| 05/30/06 - A | IVG Immobilien AG(frmly IVG Holding AG) | D36953103 | 05/08/06 | 25,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2005 | None | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.38 per Share | For | Mgmt | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2005 | For | Mgmt | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2005 | For | Mgmt | ||||||||
| 5 | Amend Articles Re: Fix Number of Supervisory Board Members to Nine; Conducting of Supervisory Board Meetings | For | Mgmt | ||||||||
| 6a | Elect Eckart von Freyend to the Supervisory Board | For | Mgmt | ||||||||
| 6b | Elect Paul Marcuse to the Supervisory Board | For | Mgmt | ||||||||
| 6c | Elect Friedrich Merz to the Supervisory Board | For | Mgmt | ||||||||
| 7 | Amend Articles Re: Remuneration of Supervisory Board Members | For | Mgmt | ||||||||
| 8 | Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | For | Mgmt | ||||||||
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Mgmt | ||||||||
| 10 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | For | Mgmt | ||||||||
| 04/27/06 - A | KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | None | 4,300 | |||||||
| 1 | Receive Company and Consolidated Financial Statements and Statutory Reports of the Board of Directors(Non-Voting) | None | Mgmt | ||||||||
| 2 | Receive Company and Consolidated Financial Statements and Statutory Reports of the Auditor(Non-Voting) | None | Mgmt | ||||||||
| 3 | Receive Consolidated Financial Statements for the Fiscal Year Ended on Dec. 31, 2005 (Non-Voting) | None | Mgmt | ||||||||
| 4 | Accept Financial Statements of the Fiscal Year Ended on Dec. 31, 2005 | For | Mgmt | ||||||||
| 5 | Approve Allocation of Income and Dividends of EUR 2.51 per Share | For | Mgmt | ||||||||
| 6 | Approve Discharge of Directors | For | Mgmt | ||||||||
| 7 | Approve Discharge of Directors of Almanij NV for the Period of January 1, 2005 until March 5, 2005 | For | Mgmt | ||||||||
| 8 | Approve Discharge of Auditors | For | Mgmt | ||||||||
| 9 | Approve Discharge of Auditorsof Almanij NV for the Period of January 1, 2005 until March 5, 2005 | For | Mgmt | ||||||||
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 11 | Approve Remuneration of Directors | For | Mgmt | ||||||||
| 12 | Possibility for Company to Keep the List of Registered Shares through Electronic Support | For | Mgmt | ||||||||
| 13 | Allow Questions | None | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/27/06 - S | KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | None | 4,300 | |||||||
| 1 | Receive and Discuss Proposal for Merger between KBC Group and Gevaert NV | None | Mgmt | ||||||||
| 2 | Approve Merger Agreement | For | Mgmt | ||||||||
| 3 | Approve Merger by Absorption | For | Mgmt | ||||||||
| 4 | Cancel Company Treasury Shares | For | Mgmt | ||||||||
| 5 | Amend Articles Regarding the Installation of a Record Date | For | Mgmt | ||||||||
| 6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Mgmt | ||||||||
| 06/15/06 - A | KDDI Corporation (frm. DDI Corp.) *9433* | J31843105 | 03/31/06 | 180 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3500, Final JY 4500, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Director Stock Option Plan | For | For | Mgmt | |||||||
| 6 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 06/23/06 - A | Kubota Corp. *6326* | J36662138 | 03/31/06 | 100,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Decrease Authorized Capital to Reflect Share Repurchase - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Authorize Board to Determine Income Allocation | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 06/27/06 - A | Mitsubishi Corp. *8058* | J43830116 | 03/31/06 | 40,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 13, Final JY 22, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Outside Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Stock Option Plan and Deep Discount Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonus for Director | For | For | Mgmt | |||||||
| 6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | For | Mgmt | |||||||
| 06/29/06 - A | Mitsubishi Estate Co. Ltd. *8802* | J43916113 | 03/31/06 | 62,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 5, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-executive Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | Split | Mgmt | |||||||
| 3.1 | Elect Director --- For | ||||||||||
| 3.2 | Elect Director --- For | ||||||||||
| 3.3 | Elect Director --- Against | ||||||||||
| 3.4 | Elect Director --- For | ||||||||||
| 3.5 | Elect Director --- For | ||||||||||
| 3.6 | Elect Director --- Against | ||||||||||
| 3.7 | Elect Director --- For | ||||||||||
| 4 | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Statutory Auditors and Special Payments to Continuing Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||||
| 6 | Approve Deep Discount Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Mgmt | |||||||
| 06/29/06 - A | Mitsubishi UFJ Financial Group *8306* | J44497105 | 03/31/06 | 90 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 3000, Final JY 4000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Approve Reduction in Legal Reserves | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Share Repurchase - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Mgmt | |||||||
| 06/23/06 - A | Mitsui & Co. *8031* | J44690139 | 03/31/06 | 66,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 14, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Limit Outside Statutory Auditors' Legal Liability - Update Terminology to Match that of New Corporate Law | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 06/29/06 - A | MITSUI TRUST HOLDINGS INC *8309* | J6150N104 | 03/31/06 | 25,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 4, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Director and Statutory Auditors | For | Against | Mgmt | |||||||
| 06/27/06 - A | MIZUHO FINANCIAL GROUP INC. *8411* | J4599L102 | 03/31/06 | 110 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends for Ordinary Shares: Interim JY 0, Final JY 4000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Authorize Share Repurchase Program for Preferred Shares | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Authorize Share Buybacks at Board's Discretion - Decrease Authorized Capital - Limit Liability of Directors and Internal Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 6 | Approve Retirement Bonus for Statutory Auditor | For | Against | Mgmt | |||||||
| 04/06/06 - A | Nestle SA | H57312466 | None | 3,050 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Discharge of Board and Senior Management | For | For | Mgmt | |||||||
| 3 | Approve Allocation of Income and Dividends of CHF 9 per Share | For | For | Mgmt | |||||||
| 4 | Approve CHF 2.8 Million Reduction in Share Capital | For | For | Mgmt | |||||||
| 5 | Elect Directors | For | For | Mgmt | |||||||
| 6 | Amend Articles Re: Mandate Board to Draft Revised Articles; Waive Quorum Requirement and Reduce Supermajority Requirement for Adoption of Revised Articles at 2007 AGM or Later | For | For | Mgmt | |||||||
| 05/24/06 - A/S | NEXITY | F6527B126 | None | 10,000 | |||||||
Special Business | |||||||||||
| 1 | Approve Merger by Absorption Nexity Initiale by Nexity | For | Mgmt | ||||||||
| 2 | Acknowledge the Merger by Absorption of Nexity Initiale by Nexity | For | Mgmt | ||||||||
| 3 | Amend Articles of Association Regarding Change in Capital Accordingly to Items Above | For | Mgmt | ||||||||
| 4 | Authorize Alain Dinin and Herve Denize to Fill Required Documents/Other Formalities | For | Mgmt | ||||||||
| 5 | Authorize Nexity to Continue Nexity Initiale's Stock Option Plan and Reevaluate the Exercice Price | For | Mgmt | ||||||||
| 6 | Approve Reduction in Share Ownership Disclosure Threshold | For | Mgmt | ||||||||
| 7 | Amend Article 10 of the Company Bylaws According Item Above | For | Mgmt | ||||||||
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million. | For | Mgmt | ||||||||
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million | For | Mgmt | ||||||||
| 10 | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 15 Million for Qualified Investors | For | Mgmt | ||||||||
| 11 | Approve Employee Savings-Related Share Purchase Plan up to Aggregate Nominal Amount of EUR 2 Million | For | Mgmt | ||||||||
| 12 | Authorize Capitalization of Reserves of Up to EUR 45 Million for Capital Increase | For | Mgmt | ||||||||
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Relating to Delegation Submitted to Shareholder Vote Above | For | Mgmt | ||||||||
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
Ordinary Business | |||||||||||
| 15 | Approve Financial Statements and Discharge Directors | For | Mgmt | ||||||||
| 16 | Approve Allocation of Income and Dividends of EUR 1.6 per Share | For | Mgmt | ||||||||
| 17 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 18 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 19 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 20 | Approve Accounting Treatment of Merger by Absorption | For | Mgmt | ||||||||
| 21 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 06/29/06 - A | Nintendo Co. Ltd. *7974* | J51699106 | 03/31/06 | 6,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 320, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Expand Business Lines | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | |||||||
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Mgmt | |||||||
| 06/29/06 - A | Nishi-Nippon City Bank Ltd. (Formerly Nishi-Nippon Bank Ltd.) *8327* | J56773104 | 03/31/06 | 72,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends for Ordinary Shares: Interim JY 0 Final JY 4, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Authorize Preferred Share Repurchase Program | For | For | Mgmt | |||||||
| 3 | Amend Articles to: Limit Directors' Legal Liability - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | For | Against | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Approve Retirement Bonuses for Directors | For | For | Mgmt | |||||||
| 05/10/06 - A | Old Mutual Plc | G67395106 | None | 288,250 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of 3.65 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 3i | Elect Reuel Khoza as Director | For | For | Mgmt | |||||||
| 3ii | Re-elect Nigel Andrews as Director | For | For | Mgmt | |||||||
| 3iii | Re-elect Rudy Bogni as Director | For | For | Mgmt | |||||||
| 3iv | Re-elect Norman Broadhurst as Director | For | For | Mgmt | |||||||
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | |||||||
| 5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 6 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 53,563,000 | For | Against | Mgmt | |||||||
| 8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,781,000 | For | For | Mgmt | |||||||
| 9 | Authorise 535,630,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 10 | Approve the Contingent Purchase Contracts Relating to Purchases on the JSE Limited and on the Malawi, Namibian, Stockholm and Zimbabwe Stock Exchanges up to 535,630,000 Ordinary Shares | For | For | Mgmt | |||||||
| 05/18/06 - A | Prudential Plc (frm.Prudential Corporation Plc ) | G72899100 | None | 88,550 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Re-elect Sir David Clementi as Director | For | For | Mgmt | |||||||
| 4 | Re-elect Michael McLintock as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Mark Norbom as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Kathleen O'Donovan as Director | For | For | Mgmt | |||||||
| 7 | Elect Mark Tucker as Director | For | For | Mgmt | |||||||
| 8 | Elect Nick Prettejohn as Director | For | For | Mgmt | |||||||
| 9 | Elect Lord Turnbull as Director | For | For | Mgmt | |||||||
| 10 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | |||||||
| 11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 12 | Approve Final Dividend of 11.02 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 13 | Approve Group Performance Share Plan | For | For | Mgmt | |||||||
| 14 | Approve Business Unit Performance Plan | For | For | Mgmt | |||||||
| 15 | Approve Increase in Authorised Capital from GBP 150,000,000 to GBP 200,000,000 | For | For | Mgmt | |||||||
| 16 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,360,000 | For | Against | Mgmt | |||||||
| 17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,050,000 | For | For | Mgmt | |||||||
| 18 | Authorise 242,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 06/15/06 - A | Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | None | 25,000 | |||||||
| 1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-05, Allocation of Income, and Discharge Directors | For | For | Mgmt | |||||||
| 2 | Amend Articles 19 and 20 of Bylaws Re: Convocation of General Meetings and Power and Obligation to Convene General Meetings | For | For | Mgmt | |||||||
| 3 | Amend Article 5 of General Meeting Guidelines Re: Convocation of General Meetings | For | For | Mgmt | |||||||
| 4 | Elect Directors | For | Split | Mgmt | |||||||
| 4.1 | Ratify Paulina Beato Blanco as Director --- For | ||||||||||
| 4.2 | Ratify Henri Philippe Reichstul as Director --- For | ||||||||||
| 4.3 | Elect Other Board Members --- Against | ||||||||||
| 5 | Elect Auditors | For | For | Mgmt | |||||||
| 6 | Authorize Repurchase of Shares; Void Previous Authorization Granted at AGM Held on 5-31-05 | For | For | Mgmt | |||||||
| 7 | Grant Authorization to the Board to Issue Convertible Fixed Rate Securities and Warrants with Powers of Excluding Preemptive Rights; Void Authorization Granted at the AGM Held on 4-21-02 | For | For | Mgmt | |||||||
| 8 | Present Report Re: Amendments to General Meeting Guidelines | For | For | Mgmt | |||||||
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Mgmt | |||||||
| 04/28/06 - A | Royal Bank Of Scotland Group Plc (The) | G76891111 | None | 64,620 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Approve Final Dividend of 53.1 Pence Per Ordinary Share | For | For | Mgmt | |||||||
| 4 | Re-elect Bob Scott as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Peter Sutherland as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Colin Buchan as Director | For | For | Mgmt | |||||||
| 7 | Elect Sir Tom McKillop as Director | For | For | Mgmt | |||||||
| 8 | Elect Janis Kong as Director | For | For | Mgmt | |||||||
| 9 | Elect Guy Whittaker as Director | For | For | Mgmt | |||||||
| 10 | Elect Johnny Cameron as Director | For | For | Mgmt | |||||||
| 11 | Elect Mark Fisher as Director | For | For | Mgmt | |||||||
| 12 | Elect Bill Friedrich as Director | For | For | Mgmt | |||||||
| 13 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,482,100 | For | Against | Mgmt | |||||||
| 16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,972,315 | For | For | Mgmt | |||||||
| 17 | Authorise 319,778,520 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 18 | Approve EU Political Donations up to GBP 250,000 and Incur EU Political Expenditure up to GBP 250,000 | For | For | Mgmt | |||||||
| 05/16/06 - A | Royal Dutch Shell PLC | G7690A100 | None | 70,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 3 | Elect Jorma Ollila as Director | For | For | Mgmt | |||||||
| 4 | Elect Nick Land as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Lord Kerr of Kinlochard as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Jeroen van der Veer as Director | For | For | Mgmt | |||||||
| 7 | Re-elect Rob Routs as Director | For | For | Mgmt | |||||||
| 8 | Re-elect Wim Kok as Director | For | For | Mgmt | |||||||
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||||
| 10 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUD 155,000,000 | For | Against | Mgmt | |||||||
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUD 23,000,000 | For | For | Mgmt | |||||||
| 13 | Authorise 667,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 14 | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and Incur EU Political Expenditure up to GBP 200,000 | For | For | Mgmt | |||||||
Shareholder Proposals | |||||||||||
| 15 | Report on Social and Environment Impact Assessment | Against | Against | ShrHoldr | |||||||
| 05/31/06 - A/S | Sanofi-Aventis (Formerly Sanofi-Synthelabo ) | F5548N101 | None | 9,742 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.52 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Reelect Lord Douro as Director | For | Mgmt | ||||||||
| 6 | Elect Gerard Le Fur as Director | For | Mgmt | ||||||||
| 7 | Ratify Ernst & Young Audit as Auditor | For | Mgmt | ||||||||
| 8 | Ratify Auditex as Alternate Auditor | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | For | Mgmt | ||||||||
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 11 | Approve Merger by Absorption of Rhone Cooper by Sanofi-Aventis, Approve its Remuneration, and Approve Capital Increase in Connection with the Merger | For | Mgmt | ||||||||
| 12 | Allocation of Merger Premium | For | Mgmt | ||||||||
| 13 | Acknowledge Definitive Realisation of Merger on May 31, 2006, and Capital Increase in Connection with the Merger | For | Mgmt | ||||||||
| 14 | Amend Articles of Association Re: Change in Capital Pursuant to Items Above | For | Mgmt | ||||||||
| 15 | Amend Articles of Association Board Related Re: Term of Mandate of Chairman | For | Mgmt | ||||||||
| 16 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 06/27/06 - A | Secom Co. Ltd. *9735* | J69972107 | 03/31/06 | 15,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 60, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Reduce Share Trading Unit | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 06/20/06 - A | SEGA SAMMY HOLDINGS INC. *6460* | J7028D104 | 03/31/06 | 28,900 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 30, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Authorize Board to Determine Income Allocation - Amend Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Non-executive Statutory Auditors and Audit Firm | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Alternate Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Stock Option Plan for Directors | For | For | Mgmt | |||||||
| 6 | Approve Employee Stock Option Plan | For | For | Mgmt | |||||||
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | |||||||
| 05/10/06 - A | STATOIL ASA | R8412T102 | None | 50,000 | |||||||
| 1 | Open Meeting | None | Mgmt | ||||||||
| 2 | Registration of Attending Shareholders and Proxies | For | Mgmt | ||||||||
| 3 | Elect Chairman of Meeting | For | Mgmt | ||||||||
| 4 | Designate Representative to Co-Sign Minutes of Meeting Together With Chairman of Meeting | For | Mgmt | ||||||||
| 5 | Approve Notice of Meeting and Agenda | For | Mgmt | ||||||||
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.20 per Share | For | Mgmt | ||||||||
| 7 | Approve Remuneration of Auditors | For | Mgmt | ||||||||
| 8 | Elect Members (8) and Deputy Members (3) of Corporate Assembly | For | Mgmt | ||||||||
| 9 | Approve Remuneration of Members of Corporate Assembly | For | Mgmt | ||||||||
| 10 | Amend Articles Re: Update Instructions and Define Election Procedures for Nominating Committee to Reflect Norwegian Corporate Governance Code | For | Mgmt | ||||||||
| 11 | Elect Members of Nominating Committee | For | Mgmt | ||||||||
| 12 | Approve Remuneration of Members of Nominating Committee | For | Mgmt | ||||||||
| 13 | Approve NOK 58.6 Million Reduction in Share Capital via Share Cancellation | For | Mgmt | ||||||||
| 14 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 15 | Authorize Repurchase of Issued Shares up to NOK 10 Million Nominal Value for Employee Share Investment Plan | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/05/06 - A/S | Suez SA(Formerly Suez Lyonnaise Des Eaux) | F90131115 | None | 25,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Reelect Jean-Jacque Salane as Director | For | Mgmt | ||||||||
| 6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | For | Mgmt | ||||||||
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | For | Mgmt | ||||||||
| 9 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | Mgmt | ||||||||
| 10 | Approve Issuance of Free Warrants up to an Aggregate Nominal Amount of EUR 2.7 Billion During a Takeover | For | Mgmt | ||||||||
| 11 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billions | For | Mgmt | ||||||||
| 12 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
| 13 | Approve Issuance of up to 15 Million Shares to Spring Multiple 2006 SCA in Connection with Share Purchase Plan for Employees of International Subsidiaries | For | Mgmt | ||||||||
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 15 | Amend Articles of Association Re: Shareholding Disclosure Threshold | For | Mgmt | ||||||||
| 16 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/29/06 - A | SUMITOMO MITSUI FINANCIAL GROUP INC. *8316* | J7771X109 | 03/31/06 | 89 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Approve Reduction in Legal Reserves | For | For | Mgmt | |||||||
| 3 | Authorize Share Repurchase Program for Ordinary and Preferred Shares | For | For | Mgmt | |||||||
| 4 | Amend Articles to: Decrease Authorized Preferred Share Capital - Limit Liability of Non-Executive Directors and Statutory Auditors - Update Terminology to Match That of New Corporate Law | For | Against | Mgmt | |||||||
| 5 | Elect Directors | For | For | Mgmt | |||||||
| 6 | Appoint Internal Statutory Auditor | For | Against | Mgmt | |||||||
| 7 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Mgmt | |||||||
| 04/21/06 - A | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 13,890 | |||||||
| 1 | Share Re-registration Consent | For | For | Mgmt | |||||||
| 04/21/06 - A | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 13,890 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | For | Mgmt | ||||||||
| 4 | Elect Directors | For | Mgmt | ||||||||
| 4.2 | Ratify PricewaterhouseCoopers AG as Auditors | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/28/06 - A/S | Technip (Formerly Technip-Coflexip) | F90676101 | None | 16,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.92 per Share | For | Mgmt | ||||||||
| 3 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Approve Discharge of Board and President | For | Mgmt | ||||||||
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | For | Mgmt | ||||||||
| 7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15,000,000 | For | Mgmt | ||||||||
| 9 | Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above or Approved by Shareholders in Item 2 of General Meeting Held on April 29, 2005 | For | Mgmt | ||||||||
| 10 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | For | Mgmt | ||||||||
| 11 | Approve/Amend Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
Ordinary Business and Special Business | |||||||||||
| 12 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
| 04/20/06 - A | TNT N.V. | N86672107 | 04/13/06 | 27,710 | |||||||
| 1 | Open Meeting | None | Mgmt | ||||||||
| 2 | Presentation by M.P. Bakker, Chief Executive Officer | None | Mgmt | ||||||||
| 3 | Receive Annual Report | None | Mgmt | ||||||||
| 4 | Discussion on Corporate Governance Chapter in the Annual Report, Chapter 7 | None | Mgmt | ||||||||
| 5 | Approve Financial Statements | For | Mgmt | ||||||||
| 6a | Consideration of the Reserves and Dividend Guidelines | None | Mgmt | ||||||||
| 6b | Approve Dividends of EUR 0.63 Per Share | For | Mgmt | ||||||||
| 7 | Approve Discharge of Management Board | For | Mgmt | ||||||||
| 8 | Approve Discharge of Supervisory Board | For | Mgmt | ||||||||
| 9 | Notification of Intention Re-Appointment of C.H. van Dalen as a Member of the Board of Management and Re-Appointment Schedule | None | Mgmt | ||||||||
| 10 | Approve Amendments to Remuneration Policy for Management Board Members | For | Mgmt | ||||||||
| 11a | Announce Vacancies on Supervisory Board | None | Mgmt | ||||||||
| 11b | Opportunity to Make a Recommendation by the General Meeting of Shareholders | None | Mgmt | ||||||||
| 11c | Announcement by the Supervisory Board of Persons Nominated for Appointment | None | Mgmt | ||||||||
| 11d | Elect Members to Supervisory Board | For | Mgmt | ||||||||
| 11e | Announce Vacancies on Supervisory Board Following the 2007 AGM | None | Mgmt | ||||||||
| 12 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Grant Authority to Issue All Preference Shares B | For | Mgmt | ||||||||
| 13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
| 14 | Reduction of Issued Capital by Cancellation of Shares | For | Mgmt | ||||||||
| 15 | Allow Questions | None | Mgmt | ||||||||
| 16 | Close Meeting | None | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/28/06 - A | Tokyo Electric Power Co. Ltd. *9501* | J86914108 | 03/31/06 | 34,500 | |||||||
Management Proposals | |||||||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | Against | Mgmt | |||||||
| 2 | Amend Articles to: Expand Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
Shareholder Proposals | |||||||||||
| 5 | Approve Alternate Income Allocation Proposal | Against | For | ShrHoldr | |||||||
| 6 | Amend Articles to Halt Plutonium Thermal Project | Against | Against | ShrHoldr | |||||||
| 7 | Amend Articles to Require Increased Use of Natural Energy to Reduce Carbon Dioxide Emissions | Against | Against | ShrHoldr | |||||||
| 8 | Amend Articles to Require Phase-Out of Aged Nuclear Reactors | Against | Against | ShrHoldr | |||||||
| 9 | Amend Articles to Add Engineering and Consulting on Energy Conservation to Business Objectives Clause | Against | Against | ShrHoldr | |||||||
| 10 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | Against | ShrHoldr | |||||||
| 06/23/06 - A | Toyota Motor Corp. *7203* | J92676113 | 03/31/06 | 33,000 | |||||||
| 1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 35, Final JY 55, Special JY 0 | For | For | Mgmt | |||||||
| 2 | Amend Articles to: Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Statutory Auditors | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | |||||||
| 5 | Approve Executive Stock Option Plan | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 7 | Approve Retirement Bonuses for Statutory Auditors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | For | Mgmt | |||||||
| 8 | Approve Increase in Aggregate Compensation Ceiling for Directors | For | For | Mgmt | |||||||
| 05/12/06 - A/S | Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/06 | 291,860 | |||||||
Ordinary Business | |||||||||||
| 1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports at Dec. 31, 2005; Presentation of the Social and Environmental Report | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income | For | Mgmt | ||||||||
| 3 | Approve Group Personnel Long-Term Incentive Plan 2006 | For | Mgmt | ||||||||
Special Business | |||||||||||
| 1 | Authorize Board of Directors to Increase Capital up to EUR 21 Million Through the Issuance of up to 42 Million Shares Without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | For | Mgmt | ||||||||
| 2 | Authorize Board of Directors to Increase Capital up to EUR 6.5 Million (Corresponding to 13 Million Shares) Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | For | Mgmt | ||||||||
| 05/16/06 - A/S | Vinci (Formerly Societe Generale d'Entreprises) | F5879X108 | None | 10,000 | |||||||
Ordinary Business | |||||||||||
| 1 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Ratify Appointment and Reelect Xavier Huillard as Director | For | Mgmt | ||||||||
| 6 | Reelect Dominique Ferrero as Director | For | Mgmt | ||||||||
| 7 | Reelect Alain Minc as Director | For | Mgmt | ||||||||
| 8 | Reelect Yves-Thibault de Silguy as Director | For | Mgmt | ||||||||
| 9 | Reelect Willy Stricker as Director | For | Mgmt | ||||||||
| 10 | Elect Henri Saint Olive as Director | For | Mgmt | ||||||||
| 11 | Elect Bernard Val as Director | For | Mgmt | ||||||||
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 14 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | ||||||||
| 15 | Authorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plan | For | Mgmt | ||||||||
| 16 | Amend Articles of Association Re: Shareholding Disclosure Threshold | For | Mgmt | ||||||||
| 17 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 04/20/06 - A/S | Vivendi SA (Formerly Vivendi Universal) | F7063C114 | None | 58,480 | |||||||
Special Business | |||||||||||
| 1 | Change Company Name to Vivendi and Amend Bylaws Accordingly | For | Mgmt | ||||||||
Ordinary Business | |||||||||||
| 2 | Approve Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 3 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | ||||||||
| 5 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | Mgmt | ||||||||
| 6 | Reelect Fernando Falco y Fernandez de Cordova as Supervisory Board Member | For | Mgmt | ||||||||
| 7 | Reelect Gabriel Hawawini as Supervisory Board Member | For | Mgmt | ||||||||
| 8 | Ratify Barbier Frinault & Autres as Auditor | For | Mgmt | ||||||||
| 9 | Ratify Auditex as Alternate Auditor | For | Mgmt | ||||||||
| 10 | Authorize Share Repurchase Program of Up to Ten Percent of Issued Share Capital | For | Mgmt | ||||||||
Special Business | |||||||||||
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | ||||||||
| 12 | Authorize Filling of Required Documents/Other Formalities | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 05/30/06 - A | Wiener Stadtische Allgemeine Versicherung | A9T907104 | None | 20,000 | |||||||
| 1 | Receive Financial Statements and Statutory Reports | None | Mgmt | ||||||||
| 2 | Approve Discharge of Management and Supervisory Board | For | Mgmt | ||||||||
| 3 | Ratify Auditors | For | Mgmt | ||||||||
| 4 | Change Company Name to WIENER STAEDTISCHE Allgemeine Versicherung Aktiengesellschaft | For | Mgmt | ||||||||
| 5 | Amend Articles Re: Paragraph 15 | For | Mgmt | ||||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |||||||||||
| 06/30/06 - S | XSTRATA PLC | G9826T102 | None | 30,560 | |||||||
| 1 | Approve Acquisition by Xstrata Canada Inc. of any and all of the Issued, to be Issued and Outstanding Falconbridge Shares | For | For | Mgmt | |||||||
| 2 | Approve Increase in Authorised Capital from USD 437,500,000.50 to USD 7,554,974,199 | For | For | Mgmt | |||||||
| 3 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,000,000,000 (Equity Bridge Facility); Otherwise up to USD 117,474,198.50 | For | For | Mgmt | |||||||
| 4 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 17,621,129 | For | For | Mgmt | |||||||
| 04/20/06 - A | Zurich Financial Services AG | H9870Y105 | None | 3,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | Mgmt | ||||||||
| 2 | Approve Allocation of Income and Dividends of CHF 4.60 per Share | For | Mgmt | ||||||||
| 3 | Approve CHF 345.6 Million Reduction in Share Capital; Approve Capital Repayment of CHF 2.40 per Share | For | Mgmt | ||||||||
| 4 | Renew Existing Pool of Capital for Further Two Years | For | Mgmt | ||||||||
| 5 | Amend Articles Re: Board Responsibilities and Board Committees | For | Mgmt | ||||||||
| 6 | Approve Discharge of Board and Senior Management | For | Mgmt | ||||||||
| 7 | Elect Directors | For | Mgmt | ||||||||
| 7.2 | Ratify PricewaterhouseCoopers Ltd. as Auditors | For | Mgmt | ||||||||
IVY MORTGAGE SECURITIES FUND |
Proxy Voting Record |
There was no proxy voting for Ivy Mortgage Securities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder. |
IVY PACIFIC OPPORTUNITIES FUND |
Proxy Voting Record |
TATA CONSULTANCY SERVICES LTD | AGM Meeting Date: | ||||
Issuer: Y85279100 | ISIN: INE467B01029 | 07/19/2005 | |||
SEDOL: B01NPJ1, B03BH86 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.11 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
BENQ CORP | EGM Meeting Date: | ||||
Issuer: Y07988101 | ISIN: TW0002352002 | 07/28/2005 | |||
SEDOL: 6054465 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 1.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 1.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | OTHER BUSINESS | Other | Against | *Management Position Unknown | |
PTT PUBLIC COMPANY LIMITED | EGM Meeting Date: | ||||
Issuer: Y6883U113 | ISIN: TH0646010015 | 08/10/2005 | |||
SEDOL: 6420390, 7664379 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | ||
ISHARES, INC. | EWJ | Special Meeting Date: | |||
Issuer: 464286 | ISIN: | 08/12/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| LEE T. KRANEFUSS | Management | For | For | ||
| JOHN E. MARTINEZ | Management | For | For | ||
| RICHARD K. LYONS | Management | For | For | ||
| GEORGE G.C. PARKER | Management | For | For | ||
| W. ALLEN REED | Management | For | For | ||
| CECILIA H. HERBERT | Management | For | For | ||
| CHARLES A. HURTY | Management | For | For | ||
| JOHN E. KERRIGAN | Management | For | For | ||
| 2A | AMEND INVESTMENT POLICY | Management | For | For | |
| 2B | AMEND INVESTMENT POLICY | Management | For | For | |
| 3 | AMEND INVESTMENT POLICY | Management | For | For | |
| 5 | TRANSACT OTHER BUSINESS | Management | Against | Against | |
LEE & MAN PAPER MANUFACTURING LTD | AGM Meeting Date: | ||||
Issuer: G5427W106 | ISIN: KYG5427W1069 | 08/12/2005 | |||
SEDOL: 6693772, B02V8Q2 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.i | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.ii | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.iii | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.iv | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.v | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.vi | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.vii | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.i | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 3.ii | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.iii | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
MALAYSIA INTERNATIONAL SHIPPING CORPORATION BHD MISC | AGM Meeting Date: | ||||
Issuer: Y5625T111 | ISIN: MYF3816O1005 | 08/18/2005 | |||
SEDOL: 6557759, 6558031, B02GTB9 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | OTHER BUSINESS | Other | Against | *Management Position Unknown | |
MALAYSIA INTERNATIONAL SHIPPING CORPORATION BHD MISC | EGM Meeting Date: | ||||
Issuer: Y5625T111 | ISIN: MYF3816O1005 | 08/18/2005 | |||
SEDOL: 6557759, 6558031, B02GTB9 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| s.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
KT CORP MEDIUM TERM NTS BOOK ENTRY REG S | EGM Meeting Date: | ||||
Issuer: Y49915104 | ISIN: KR7030200000 | 08/19/2005 | |||
SEDOL: 6505316 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
CHINA PETE & CHEM CORP | EGM Meeting Date: | ||||
Issuer: Y15010104 | ISIN: CN0005789556 | 09/19/2005 | |||
SEDOL: 6291819, 7027756, B01XKR4 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
OIL & NATURAL GAS CORPORATION LTD | AGM Meeting Date: | ||||
Issuer: Y64606117 | ISIN: INE213A01011 | 09/21/2005 | |||
SEDOL: 6139362 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 10. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
JET AIRWAYS (INDIA) LTD | AGM Meeting Date: | ||||
Issuer: Y4440B116 | ISIN: INE802G01018 | 09/27/2005 | |||
SEDOL: B05NYN4 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.16 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 17. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.19 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
ARAB MALAYSIAN CORP BHD | AGM Meeting Date: | ||||
Issuer: Y01933103 | ISIN: MYL2585OO007 | 09/29/2005 | |||
SEDOL: 6884048, B02GDV7 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
KEPPEL LAND LTD | EGM Meeting Date: | ||||
Issuer: V87778102 | ISIN: SG1R31002210 | 10/06/2005 | |||
SEDOL: 6853468, B03NNP1 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
MALAYAN BKG BERHAD | AGM Meeting Date: | ||||
Issuer: Y54671105 | ISIN: MYL1155OO000 | 10/08/2005 | |||
SEDOL: 5347218, 6556325, B02GT19 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
MALAYAN BKG BERHAD | EGM Meeting Date: | ||||
Issuer: Y54671105 | ISIN: MYL1155OO000 | 10/08/2005 | |||
SEDOL: 5347218, 6556325, B02GT19 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
ALUMINUM CORP CHINA LTD | SGM Meeting Date: | ||||
Issuer: Y0094N109 | ISIN: CN0007659070 | 10/14/2005 | |||
SEDOL: 6425395, B05PCN6, B06KK36 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
NEWS CORP | AGM Meeting Date: | ||||
Issuer: U6525C103 | ISIN: AU000000NWS2 | 10/21/2005 | |||
SEDOL: B03Q907, B03VWD6 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | ||
| 1.1 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 1.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 1.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 1.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
CHINA NETCOM GROUP CORP HONG KONG LTD | EGM Meeting Date: | ||||
Issuer: Y1505N100 | ISIN: HK0906028292 | 10/25/2005 | |||
SEDOL: B03PGR0, B043TW9, B05HB13 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
IOI CORPORATION BHD | AGM Meeting Date: | ||||
Issuer: Y41763106 | ISIN: MYL1961OO001 | 10/28/2005 | |||
SEDOL: 6463492, 6464514, B02GRL5 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.A | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2.B | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | OTHER BUSINESS | Other | Against | *Management Position Unknown | |
| 6.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
IOI CORPORATION BHD | EGM Meeting Date: | ||||
Issuer: Y41763106 | ISIN: MYL1961OO001 | 10/28/2005 | |||
SEDOL: 6463492, 6464514, B02GRL5 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
NOVOGEN LIMITED | AGM Meeting Date: | ||||
Issuer: Q69941203 | ISIN: AU000000NRT0 | 10/28/2005 | |||
SEDOL: 5876057, 6648244, B02P400 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | ||
PETROCHINA CO LTD | EGM Meeting Date: | ||||
Issuer: Y6883Q104 | ISIN: CN0009365379 | 11/08/2005 | |||
SEDOL: 5939507, 6226576, B01DNL9 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
MALAYAN BKG BERHAD | EGM Meeting Date: | ||||
Issuer: Y54671105 | ISIN: MYL1155OO000 | 11/14/2005 | |||
SEDOL: 5347218, 6556325, B02GT19 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
HENG TAI CONSUMABLES GROUP LTD | AGM Meeting Date: | ||||
Issuer: G44035106 | ISIN: KYG440351065 | 11/18/2005 | |||
SEDOL: 6423441, B05PCL4, B0MWC74 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.7 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
BHP BILLITON LTD | AGM Meeting Date: | ||||
Issuer: Q1498M100 | ISIN: AU000000BHP4 | 11/25/2005 | |||
SEDOL: 0144403, 0144414, 5709506, 6144690, 6144764, 6146760, B02KCV2 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.16 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.21 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| S.20 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
PANVA GAS HOLDINGS LTD | EGM Meeting Date: | ||||
Issuer: G6890L106 | ISIN: KYG6890L1068 | 11/28/2005 | |||
SEDOL: 6345460, B06P0J7 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| s.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
SINOLINK WORLDWIDE HOLDINGS LTD | SGM Meeting Date: | ||||
Issuer: G8165B102 | ISIN: BMG8165B1028 | 11/28/2005 | |||
SEDOL: 6117391 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
WEICHAI POWER CO LTD | EGM Meeting Date: | ||||
Issuer: Y9531A109 | ISIN: CN000A0B9CD4 | 12/05/2005 | |||
SEDOL: 6743956, B05PM47, B066RG6 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 20. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 21. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 22. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 23. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 24. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 25. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 26. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 27. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
SUN HUNG KAI PROPERTIES LTD | AGM Meeting Date: | ||||
Issuer: Y82594121 | ISIN: HK0016000132 | 12/08/2005 | |||
SEDOL: 5724394, 6859927, B01Y6N5 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.A | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.B | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.C | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.D | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.E | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.F | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.G | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.1.H | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 3.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
| 6. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | |
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
IOI CORPORATION BHD | EGM Meeting Date: | ||||
Issuer: Y41763106 | ISIN: MYL1961OO001 | 12/13/2005 | |||
SEDOL: 6463492, 6464514, B02GRL5 | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | |
ELONG, INC. | Annual Meeting Date: | ||||
Issuer: 290138 | ISIN: | 12/14/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| JUSTIN TANG | Management | For | For | ||
| MARTIN POMPADUR | Management | For | For | ||
| DAVID GOLDHILL | Management | For | For | ||
| THOMAS GURNEE | Management | For | For | ||
| XIAOJIAN ZHONG | Management | For | For | ||
| BARNEY HARFORD | Management | For | For | ||
| MICHAEL DOYLE | Management | For | For | ||
| DERMOT HALPIN | Management | For | For | ||
| CAMERON JONES | Management | For | For | ||
| ARTHUR HOFFMAN | Management | For | For | ||
| H. VILHELM KJELLBERG | Management | For | For | ||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
Vote Summary Report | |||||||||||
Jan 01, 2006 - Mar 31, 2006 | |||||||||||
963 Ivy Pacific Opportunities | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 02/28/06 - A | Cheil Industries | Y1296J102 | 12/31/05 | 57,230 | |||||||
| 1 | Approve Appropriation of Income and Dividends of KRW 750 Per Share | For | For | Mgmt | |||||||
| 2 | Elect Two Independent Non-Executive Directors | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Approve Limit on Remuneration of Auditors | For | For | Mgmt | |||||||
| 03/16/06 - S | CHINA LIFE INSURANCE CO LTD | Y1477R204 | 02/14/06 | 2,579,000 | |||||||
| 1 | Elect Ma Yongwei as Director | For | For | Mgmt | |||||||
| 2 | Elect Xia Zhihua as Supervisor | For | For | Mgmt | |||||||
| 3 | Amend Articles Re: Board Composition | For | For | Mgmt | |||||||
| 03/17/06 - A | Daelim Industrial | Y1860N109 | 12/31/05 | 17,060 | |||||||
| 1 | Approve Appropriation of Income and Dividends of KRW 2000 Per Common Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Add Newspaper for Meeting Notices, and to Allow Sub-Committees | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/30/06 - A | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | 266,000 | |||||||
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||||
| 2 | Declare Final Dividend of SGD 0.17 Per Share | For | For | Mgmt | |||||||
| 3 | Approve Directors' Fees of SGD 1.1 Million for 2005 (2004: SGD 976,689) | For | For | Mgmt | |||||||
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5a1 | Reelect Frank Wong as Director | For | For | Mgmt | |||||||
| 5a2 | Reelect Goh Geok Ling as Director | For | For | Mgmt | |||||||
| 5a3 | Reelect Kwa Chong Seng as Director | For | For | Mgmt | |||||||
| 5a4 | Reelect Narayana Murthy as Director | For | For | Mgmt | |||||||
| 5b1 | Reelect Koh Boon Hwee as Director | For | For | Mgmt | |||||||
| 5b2 | Reelect Andrew Buxton as Director | For | For | Mgmt | |||||||
| 6a | Approve Issuance of Shares and Grant of Options Pursuant to the DBSH Share Option Plan | For | For | Mgmt | |||||||
| 6b | Approve Issuance of Shares and Grant of Awards Pursuant to the DBSH Performance Share Plan | For | For | Mgmt | |||||||
| 6c | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||||
| 03/30/06 - S | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | 266,000 | |||||||
| 1 | Amend Articles of Association | For | For | Mgmt | |||||||
| 2 | Amend DBSH Performance Share Plan | For | For | Mgmt | |||||||
| 3 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 01/24/06 - S | Digi.com Berhad (formerly Digi Swisscom) | Y2070F100 | None | 400,000 | |||||||
| 1 | Approve the Following: Proposed Capital Repayment of MYR 0.75 Per Ordinary Share of MYR 1.00 Each to Shareholders Via a Share Capital Reduction and; Proposed Amendments to the Memorandum and Articles of Association of the Company | For | For | Mgmt | |||||||
| 03/24/06 - A | Hana Financial Group Inc. | Y29975102 | 12/31/05 | 100,000 | |||||||
| 1 | Approve Financial Statements | For | For | Mgmt | |||||||
| 2 | Approve Appropriation of Income and Dividend of KRW 50 Per Share | For | For | Mgmt | |||||||
| 3 | Amend Articles of Incorporation to Require Shareholder Approval on Stock Option Issuance to Directors | For | For | Mgmt | |||||||
| 4 | Elect Independent Non-Executive Director | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | Against | Mgmt | |||||||
| 6 | Approve Stock Option Grants | For | For | Mgmt | |||||||
| 03/24/06 - A | Honam Petrochemical Corporation | Y3280U101 | 12/31/05 | 24,200 | |||||||
| 1 | Approve Appropriation of Income and Dividend of KRW 1000 Per Share | For | For | Mgmt | |||||||
| 2 | Elect Executive Director | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Amend Terms of Severance Payments to Executives | For | For | Mgmt | |||||||
| 03/28/06 - A | Hynix Semiconductor Inc. (frmrly. Hyundai Electronic Ind.) | Y3817W109 | 12/31/05 | 100,000 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Allow Employee Stock Option Plan | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/17/06 - A | Hyundai Mipo Dockyard | Y3844T103 | 12/31/05 | 27,000 | |||||||
| 1 | Approve Appropriation of Income and Dividends of KRW 1500 Per Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Set Minimum Board Size, to Require Majority Independent NEDs, and to Set Director's Term | For | For | Mgmt | |||||||
| 3 | Elect Two Executive Directors | For | For | Mgmt | |||||||
| 4 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/10/06 - A | Hyundai Motor Co. | Y38472109 | 12/31/05 | 30,000 | |||||||
| 1 | Approve Appropriation of Income and Dividend of KRW 1250 Per Common Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Expand Business Objectives, to Require Shareholder Approval on Stock Option Issuance, and to Lower Minimum Number of Directors on Board | For | For | Mgmt | |||||||
| 3 | Elect Executive Director | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/24/06 - A | Kookmin Bank | Y4822W100 | 12/31/05 | 63,000 | |||||||
| 1 | Approve Appropriation of Income and Dividend of KRW 550 Per Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Require Shareholder Approval on Stock Option Issuances, to Require Minimum Five Independent Non-Executive Directors, to Set Terms of Directors, to Create Sub-Committee, and to Allow Quarterly Dividends | For | Against | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 5 | Approve Previous Stock Option Grants | For | For | Mgmt | |||||||
| 6 | Approve Stock Option Grants | For | For | Mgmt | |||||||
| 03/17/06 - A | Kyeryong Construction Industrial Co. Ltd. | Y5074U106 | 12/31/05 | 46,000 | |||||||
| 1 | Approve Appropriation of Income and Dividend of KRW 800 Per Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Expand Business Objectives | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Appoint Auditor | For | For | Mgmt | |||||||
| 5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 6 | Approve Limit on Remuneration of Auditor | For | For | Mgmt | |||||||
| 01/26/06 - S | Land & Houses Public Co. Ltd. | Y5172C198 | 01/05/06 | 3,405,700 | |||||||
| 1 | Approve Minutes of Previous Meeting | For | For | Mgmt | |||||||
| 2 | Approve Grant of Warrants to Directors and Employees | For | For | Mgmt | |||||||
| 3 | Other Business | For | Against | Mgmt | |||||||
| 03/09/06 - A | LG Chem Ltd. | Y52758102 | 12/31/05 | 14,900 | |||||||
| 1 | Approve Appropriation of Income and Dividends of KRW 1250 Per Common Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to expand business objectives | For | For | Mgmt | |||||||
| 3 | Elect Directors | For | For | Mgmt | |||||||
| 4 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 02/28/06 - A | LG.Philips LCD Co. | 50186V102 | 12/30/05 | 73,000 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO APPROVE NON-CONSOLIDATED BALANCE SHEET, NON-CONSOLIDATED INCOME STATEMENT AND NON-CONSOLIDATED STATEMENT OF APPROPRIATIONS OF RETAINED EARNINGS OF FISCAL YEAR 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | |||||||
| 2 | TO APPROVE APPOINTMENT OF A DIRECTOR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | |||||||
| 3 | TO APPROVE REMUNERATION LIMIT FOR DIRECTORS IN 2006, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | |||||||
| 02/28/06 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/05 | 11,210 | |||||||
| 1 | Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 2.3 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 02/28/06 - A | Samsung SDI Co. | Y74866107 | 12/31/05 | 9,450 | |||||||
| 1 | Approve Appropriation of Income and Dividends of KRW 1500 Per Common Share | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/10/06 - A | SK Corporation (FormerlyYukong Ltd ) | Y80662102 | 12/31/05 | 35,000 | |||||||
| 1 | Approve Appropriation of Income and Dividends of KRW 1850 Per Common Share | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 03/10/06 - A | SK Telecom | Y4935N104 | 12/31/05 | 6,000 | |||||||
| 1 | Approve Appropriation of Income and Year-End Dividend of KRW 8000 Per Share | For | For | Mgmt | |||||||
| 2 | Amend Articles of Incorporation to Expand Business Objectives | For | For | Mgmt | |||||||
| 3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Elect Members of Audit Committee | For | For | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
963 Ivy Pacific Opportunities | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 05/18/06 - A | AGILE PROPERTY HOLDINGS LTD | G01198103 | 05/12/06 | 3,000,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2a | Reelect Chen Zhuo Lin as Director | For | For | Mgmt | |||||||
| 2b | Reelect Chan Cheuk Yin as Director | For | For | Mgmt | |||||||
| 2c | Reelect Luk Sin Fong, Fion as Director | For | For | Mgmt | |||||||
| 2d | Reelect Chan Cheuk Hung as Director | For | For | Mgmt | |||||||
| 2e | Reelect Chan Cheuk Hei as Director | For | For | Mgmt | |||||||
| 2f | Reelect Chan Cheuk Nam as Director | For | For | Mgmt | |||||||
| 2g | Reelect Cheng Hon Kwan as Director | For | For | Mgmt | |||||||
| 2h | Reelect Kwong Che Keung, Gordon as Director | For | For | Mgmt | |||||||
| 2i | Reelect Cheung Wing Yui as Director | For | For | Mgmt | |||||||
| 2j | Authorize Remuneration Committee to Fix the Remuneration of the Executive Directors | For | For | Mgmt | |||||||
| 3 | Approve Remuneration of HK$250,000 to Each of the Independent Non-Executive Directors for the Year Ending Dec. 31, 2006 That Will Be Paid in Proportion to the Period of Service | For | For | Mgmt | |||||||
| 4 | Approve Final Dividend | For | For | Mgmt | |||||||
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 6c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 06/29/06 - A | Ase Test Ltd *ASTSF* | Y02516105 | 04/28/06 | 300,000 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO ADOPT THE 2005 ACCOUNTS AND REPORTS. | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | AUTHORITY TO ISSUE SHARES. | For | Against | Mgmt | |||||||
| 4 | AUTHORITY TO ISSUE SECURITIES. | For | For | Mgmt | |||||||
| 5 | TO APPROVE THE CONTINUED ADOPTION OF THE DIVIDEND POLICY OF THE COMPANY. | For | For | Mgmt | |||||||
| 6 | TO APPROVE THE CAPITAL REDUCTION BY WAY OF THE CANCELLATION OF 6,528 ORDINARY SHARES IN THE CAPITAL OF THE COMPANY HELD BY HAGERMAN & CO. | For | Against | Mgmt | |||||||
| 04/12/06 - A | Bangkok Bank Public Co. Ltd | Y0606R119 | 03/23/06 | 824,000 | |||||||
| 1 | Approve Minutes of Previous AGM | For | For | Mgmt | |||||||
| 2 | Accept 2005 Operating Results | For | For | Mgmt | |||||||
| 3 | Accept Audit Committee Report | For | For | Mgmt | |||||||
| 4 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 5 | Approve Allocation of Income and Payment of Dividend | For | For | Mgmt | |||||||
| 6 | Elect Staporn Kavitanon, Kosit Panpiemras, Chartsiri Sophonpanich, Deja Tulananda, M.C. Mongkolchaleam Yugala, and Charn Sophonpanich as Directors | For | For | Mgmt | |||||||
| 7 | Approve Remuneration of Directors | For | For | Mgmt | |||||||
| 8 | Approve Deloitte Touche Tohmatsu Jaiyos as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 9 | Amend Clause 4 of the Memorandum of Association to Conform with the Conversion of Preferred Shares of the Company | For | For | Mgmt | |||||||
| 10 | Other Business | For | Against | Mgmt | |||||||
| 06/27/06 - A | Beijing Enterprises Holdings | Y07702106 | 06/21/06 | 1,168,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Reelect Bai Jin Rong as Director | For | For | Mgmt | |||||||
| 3b | Reelect Guo Ying Ming as Director | For | For | Mgmt | |||||||
| 3c | Reelect Guo Pu Jin as Director | For | For | Mgmt | |||||||
| 3d | Reelect Zhou Si as Director | For | For | Mgmt | |||||||
| 3e | Reelect E Meng as Director | For | For | Mgmt | |||||||
| 3f | Reelect Lee Tung Hai, Leo as Director | For | For | Mgmt | |||||||
| 3g | Reelect Wang Xian Zhang as Director | For | For | Mgmt | |||||||
| 3h | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 8 | Amend Articles of Association | For | For | Mgmt | |||||||
| 06/29/06 - S | Beijing Enterprises Holdings | Y07702106 | None | 1,168,000 | |||||||
| 1 | Approve Sale of a 49.52 Percent and 0.61 Percent Equity Interest in Beijing Wangfujing Dept. Store (Group) Co. Ltd. to Beijing Beikong Commercial Investment Ltd. Co. | For | For | Mgmt | |||||||
| 05/18/06 - A | Cheung Kong Holdings | Y13213106 | 05/10/06 | 450,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Reelect Kam Hing Lam as Director | For | For | Mgmt | |||||||
| 3b | Reelect Chung Sun Keung, Davy as Director | For | For | Mgmt | |||||||
| 3c | Reelect Fok Kin-ning, Canning as Director | For | For | Mgmt | |||||||
| 3d | Reelect Frank John Sixt as Director | For | For | Mgmt | |||||||
| 3e | Reelect George Colin Magnus as Director | For | For | Mgmt | |||||||
| 3f | Reelect Kwok Tun-li, Stanley as Director | For | For | Mgmt | |||||||
| 3g | Reelect Hung Siu-lin, Katherine as Director | For | For | Mgmt | |||||||
| 4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 06/16/06 - A | CHINA LIFE INSURANCE CO LTD | Y1477R204 | 05/17/06 | 2,200,000 | |||||||
| 1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||||
| 2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||||
| 3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 4 | Approve Final Dividend | For | For | Mgmt | |||||||
| 5a | Reelect Yang Chao as Director | For | For | Mgmt | |||||||
| 5b | Reelect Wu Yan as Directors | For | For | Mgmt | |||||||
| 5c | Reelect Shi Guoqing as Director | For | For | Mgmt | |||||||
| 5d | Reelect Long Yongtu as Director | For | For | Mgmt | |||||||
| 5e | Reelect Chau Tak Hay as Director | For | For | Mgmt | |||||||
| 5f | Reelect Sun Shuyi as Director | For | For | Mgmt | |||||||
| 5g | Reelect Cai Rang as Director | For | For | Mgmt | |||||||
| 5h | Reelect Ma Yongwei as Director | For | For | Mgmt | |||||||
| 5i | Elect Wan Feng as Director | For | For | Mgmt | |||||||
| 5j | Elect Zhuang Zuojin as Director | For | For | Mgmt | |||||||
| 6a | Reelect Xia Zhihua as Supervisor | For | For | Mgmt | |||||||
| 6b | Reelect Wu Weimin as Supervisor | For | For | Mgmt | |||||||
| 6c | Reelect Tian Hui as Supervisor | For | For | Mgmt | |||||||
| 7 | Authorize Board to Fix the Remuneration of Directors and Supervisors | For | For | Mgmt | |||||||
| 8 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPAs and PricewaterhouseCoopers, CPAs as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 9 | Amend Articles of Association | For | For | Mgmt | |||||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 05/18/06 - A | China Mobile (Hong Kong) Limited | Y14965100 | 05/15/06 | 600,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of HK$ 0.57 Per Share | For | For | Mgmt | |||||||
| 3a | Reelect Lu Xiangdong as Director | For | For | Mgmt | |||||||
| 3b | Reelect Xue Taohai as Director | For | For | Mgmt | |||||||
| 3c | Reelect Sha Yuejia as Director | For | For | Mgmt | |||||||
| 3d | Reelect Liu Aili as Director | For | For | Mgmt | |||||||
| 3e | Reelect Xin Fanfei as Director | For | For | Mgmt | |||||||
| 3f | Reelect Xu Long as Director | For | For | Mgmt | |||||||
| 3g | Reelect Lo Ka Shui as Director | For | For | Mgmt | |||||||
| 3h | Reelect Moses Cheng Mo Chi as Director | For | For | Mgmt | |||||||
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 8 | Change Company Name from China Mobile (Hong Kong) Limited to China Mobile Limited | For | For | Mgmt | |||||||
| 05/16/06 - A | CHINA NETCOM GROUP CORP HONGKONG LTD | Y1505N100 | 05/10/06 | 1,083,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of HK$0.466 Per Share | For | For | Mgmt | |||||||
| 3a | Reelect Jose Maria Alvarez-Pallete as a Director | For | For | Mgmt | |||||||
| 3b | Reelect Zhang Xiaotie as a Director | For | For | Mgmt | |||||||
| 3c | Reelect Miao Jianhua as a Director | For | For | Mgmt | |||||||
| 3d | Reelect John Lawson Thornton as a Director | For | For | Mgmt | |||||||
| 3e | Reelect Victor Cha Mou Zing as a Director | For | For | Mgmt | |||||||
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||||
| 7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 05/16/06 - S | CHINA NETCOM GROUP CORP HONGKONG LTD | Y1505N100 | None | 1,083,000 | |||||||
| 1 | Amend Rules of the Share Option Scheme | For | For | Mgmt | |||||||
| 2 | Amend Terms of Options Granted Under the Share Option Scheme | For | For | Mgmt | |||||||
| 05/25/06 - A | CHINA OILFIELD SERVICES LTD | Y15002101 | 05/25/06 | 4,000,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Annual Dividend | For | For | Mgmt | |||||||
| 3 | Approve Budget for Fiscal Year 2006 | For | For | Mgmt | |||||||
| 4 | Accept Report of the Board of Directors and Corporate Governance Report | For | For | Mgmt | |||||||
| 5 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||||
| 6 | Elect Li Yong as Director and Reelect Zhang Dunjie as Independent Supervisor | For | For | Mgmt | |||||||
| 7 | Approve Remuneration of Independent Non-Executive Directors and Independent Supervisor | For | For | Mgmt | |||||||
| 8 | Reappoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 05/26/06 - A | CHINA RESOURCES POWER HOLDINGS CO LTD | Y1503A100 | 05/19/06 | 1,600,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend and Special Dividend | For | For | Mgmt | |||||||
| 3 | Reelect WANG Shuai Ting, SHEN Zhong Min, WU Jing Ru, WANG Xiao Bin, and CHEN Ji Min as Directors and Fix Their Remuneration | For | For | Mgmt | |||||||
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 8 | Amend Articles Re: Appointment of Directors | For | For | Mgmt | |||||||
| 05/12/06 - A | CHINA SHENHUA ENERGY CO LTD | Y1504C113 | 04/11/06 | 1,200,000 | |||||||
| 1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||||
| 2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||||
| 3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 4 | Approve Allocation of Income and Final Dividend of RMB 0.125 Per Share | For | For | Mgmt | |||||||
| 5 | Approve Remuneration of Directors and Supervisors | For | For | Mgmt | |||||||
| 6 | Approve Status List of the Initial Long Term Incentives Plan and Share Appreciation Rights Scheme | For | Against | Mgmt | |||||||
| 7 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize Committee Comprising Chen Biting, Wu Yuan, and Ling Wen to Fix Their Remuneration | For | For | Mgmt | |||||||
| 8 | Approve Revised Annual Caps of Connected Transactions | For | For | Mgmt | |||||||
Special Business | |||||||||||
| 1 | Amend Articles Re: Reflect Relevant Laws and Reulations of the Company Law and the Securities Law of the PRC | For | For | Mgmt | |||||||
| 2 | Amend Rules Governing the Proceedings of Shareholders Meetings, Directors Meetings, and for the Board of Supervisors; and Procedures for Considering Connected Transactions | For | For | Mgmt | |||||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 05/23/06 - A | CHINA YURUN FOOD GROUP LTD | G21159101 | 05/17/06 | 2,000,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of HK$0.065 Per Share | For | For | Mgmt | |||||||
| 3a | Reelect Liu Yi Lan, Katherine as Director | For | For | Mgmt | |||||||
| 3b | Reelect Zhu Yicai as Director | For | For | Mgmt | |||||||
| 3c | Reelect Zheng Xueyi as Director | For | For | Mgmt | |||||||
| 3d | Reelect Kang Woon as Director | For | For | Mgmt | |||||||
| 3e | Reelect Gao Hui as Director | For | For | Mgmt | |||||||
| 3f | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 05/30/06 - A | Chunghwa Telecom Co. Ltd. | 17133Q205 | 04/21/06 | 137,000 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | THE COMPANY S OPERATION REPORTS FOR 2005. | None | Abstain | Mgmt | |||||||
| 2 | THE SUPERVISORS AUDIT REPORTS ON THE COMPANY S FINANCIAL STATEMENTS FOR 2005. | None | Abstain | Mgmt | |||||||
| 3 | THE COMPANY S FINANCIAL STATEMENTS FOR 2004 APPROVED BY THE MINISTRY OF AUDIT OF THE REPUBLIC OF CHINA. | None | Abstain | Mgmt | |||||||
| 4 | THE COMPANY S IMPLEMENTATION OF ITS SHARE REPURCHASE PROGRAM. | None | Abstain | Mgmt | |||||||
| 5 | THE COMPANY S AMENDMENT TO ITS CODE OF ETHICS. | None | Abstain | Mgmt | |||||||
| 6 | THE COMPANY S ISSUANCE OF PREFERRED SHARES BASED ON ARTICLE 12 OF THE TELECOMMUNICATIONS ACT. | None | Abstain | Mgmt | |||||||
| 7 | THE COMPANY S OPERATION REPORTS AND FINANCIAL STATEMENTS FOR YEAR 2005. | For | For | Mgmt | |||||||
| 8 | THE COMPANY S DISTRIBUTION OF EARNINGS FOR YEAR 2005. | For | For | Mgmt | |||||||
| 9 | AMENDMENT TO THE ORDINANCE OF THE COMPANY S ANNUAL GENERAL MEETING. | For | Against | Mgmt | |||||||
| 10 | PROPOSAL TO INCREASE THE COMPANY S CAPITAL THROUGH EARNINGS. | For | For | Mgmt | |||||||
| 11 | AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION. | For | Against | Mgmt | |||||||
| 12 | AMENDMENT TO THE COMPANY S PROCEDURES FOR ACQUISITIONS OR DISPOSITION OF ASSETS. | For | Against | Mgmt | |||||||
| 13 | PROPOSAL TO DISBURSE REMUNERATIONS TO THE COMPANY S DIRECTORS AND SUPERVISORS. | For | For | Mgmt | |||||||
| 14 | Other Business | None | Abstain | Mgmt | |||||||
| 05/19/06 - A | Dah Sing Financial Holdings Ltd. | Y19182107 | 05/12/06 | 261,210 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Elect Chung-Kai Chow as Director | For | For | Mgmt | |||||||
| 3b | Elect Robert Tsai-To Sze as Director | For | For | Mgmt | |||||||
| 3c | Elect John Wai-Wai Chow as Director | For | For | Mgmt | |||||||
| 3d | Elect Yiu-Ming Ng as Director | For | For | Mgmt | |||||||
| 4 | Approve Remuneration of Directors | For | For | Mgmt | |||||||
| 5 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 8 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 05/29/06 - A | ENERCHINA HOLDINGS LTD | G30392131 | 05/24/06 | 5,000,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Reelect Ou Yaping as Director | For | For | Mgmt | |||||||
| 3b | Reelect Sun Qiang Chang as Director | For | For | Mgmt | |||||||
| 3c | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Mgmt | |||||||
| 5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 5c | Authorize Reissuance of Repurchased Shares | For | Against | Mgmt | |||||||
| 5d | Approve Issuance of Shares Pursuant to Share Option Scheme | For | For | Mgmt | |||||||
| 5e | Approve Issuance of Shares Pursuant to the Share Option Scheme of Panva Gas Hldgs. Ltd. | For | For | Mgmt | |||||||
| 5f | Amend Bylaws Re: Voting by Poll and Appointment of Directors | For | For | Mgmt | |||||||
| 06/21/06 - A | Genting Berhad | Y26926116 | None | 200,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2005 | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of MYR 0.19 Per Share for the Financial Year Ended Dec. 31, 2005 | For | For | Mgmt | |||||||
| 3 | Approve Remuneration of Directors in the Amount of MYR 595,000 for the Financial Year Ended Dec. 31, 2005 | For | For | Mgmt | |||||||
| 4 | Elect Mohammed Hanif bin Omar as Director | For | For | Mgmt | |||||||
| 5 | Elect R. Thillainathan as Director | For | For | Mgmt | |||||||
| 6 | Elect Mohd Amin bin Osman as Director | For | For | Mgmt | |||||||
| 7 | Elect Gunn Chit Tuan as Director | For | For | Mgmt | |||||||
| 8 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 06/14/06 - A | Hongkong Land Holdings Ltd. | G4587L109 | None | 848,300 | |||||||
| 1 | Adopt Financial Statements and Auditors' Reports and Approve Final Dividend | For | For | Mgmt | |||||||
| 2a | Reelect R C Kwok as Director | For | For | Mgmt | |||||||
| 2b | Reelect A J L Nightingale as Director | For | For | Mgmt | |||||||
| 2c | Reelect Percy Weatherall as Director | For | For | Mgmt | |||||||
| 3 | Approve Directors' Fees | For | For | Mgmt | |||||||
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||||
| 6 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 05/18/06 - A | Hutchison Whampoa Limited | Y38024108 | 05/10/06 | 333,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Elect CHOW WOO Mo Fong, Susan as Director | For | For | Mgmt | |||||||
| 3b | Elect LAI Kai Ming, Dominic as Director | For | For | Mgmt | |||||||
| 3c | Elect Simon MURRAY as Director | For | For | Mgmt | |||||||
| 3d | Elect OR Ching Fai, Raymond as Director | For | For | Mgmt | |||||||
| 3e | Elect William SHURNIAK as Director | For | For | Mgmt | |||||||
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 5d | Approve Share Option Scheme of Hutchison China MediTech Limited | For | For | Mgmt | |||||||
| 04/28/06 - A | KEPPEL CORPORATION LTD | V53838112 | None | 362,540 | |||||||
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||||
| 2 | Declare Final Dividend of SGD 0.13 Per Share | For | For | Mgmt | |||||||
| 3 | Reelect Tsao Yuan Lee Soo Ann as Director | For | For | Mgmt | |||||||
| 4 | Reelect Leung Chun Ying as Director | For | For | Mgmt | |||||||
| 5 | Reelect Choo Chiau Beng as Director | For | For | Mgmt | |||||||
| 6 | Reelect Yeo Wee Kiong as Director | For | For | Mgmt | |||||||
| 7 | Reelect Sven Bang Ullring as Director | For | For | Mgmt | |||||||
| 8 | Approve Directors' Fees of SGD 564,170 (2004: SGD 467,000) | For | For | Mgmt | |||||||
| 9 | Appoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 10 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||||
| 04/28/06 - S | KEPPEL CORPORATION LTD | V53838112 | None | 362,540 | |||||||
| 1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 2 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | |||||||
| 3 | Amend Memorandum and Articles of Association | For | For | Mgmt | |||||||
| 4 | Approve Reduction in Capital by Up to SGD 184.2 Million and Distribution of SGD 0.23 in Cash for Each Issued Share Held in the Capital of the Company | For | For | Mgmt | |||||||
| 04/11/06 - S | Keppel Land Ltd. (formerly Straits Steamship Land) | V87778102 | None | 800,000 | |||||||
| 1 | Approve Distribution in Specie of Up to 144.4 Million Units in K-REIT Asia (Units) on the Basis of One Unit for Every Five Shares in the Company | For | For | Mgmt | |||||||
| 2 | Approve Trust Deed, Put and Call Option Agreements, Property Management Agreement, Bridging Loan Agreement, and Leasing of Office Premises | For | For | Mgmt | |||||||
| 04/28/06 - A | Keppel Land Ltd. (formerly Straits Steamship Land) | V87778102 | None | 800,000 | |||||||
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||||
| 2 | Declare First and Final Dividend of SGD 0.05 Per Share | For | For | Mgmt | |||||||
| 3 | Reelect Lee Ai Ming as Director | For | For | Mgmt | |||||||
| 4 | Reelect Choo Chiau Beng as Director | For | For | Mgmt | |||||||
| 5 | Reelect Teo Soon Hoe as Director | For | For | Mgmt | |||||||
| 6 | Approve Directors' Fees of SGD 610,000 (2004: SGD 573,000) | For | For | Mgmt | |||||||
| 7 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 8 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||||
| 04/28/06 - S | Keppel Land Ltd. (formerly Straits Steamship Land) | V87778102 | None | 800,000 | |||||||
| 1 | Amend Memorandum and Articles of Association | For | For | Mgmt | |||||||
| 2 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 3 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | |||||||
| 04/27/06 - A | Land & Houses Public Co. Ltd. | Y5172C198 | 04/11/06 | 3,405,700 | |||||||
| 1 | Approve Minutes of Previous EGM | For | For | Mgmt | |||||||
| 2 | Accept 2005 Operating Results | For | For | Mgmt | |||||||
| 3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 4 | Approve Allocation of Income and Payment of Dividend of Baht 0.5 Per Share | For | For | Mgmt | |||||||
| 5 | Reelect Anant Asavabhokhin, Naporn Soonthornchitcharoen, Adisorn Thananan-narapool, and Siri Ganjarerndee as Directors and Fix Their Remuneration | For | For | Mgmt | |||||||
| 6 | Approve Ernst & Young Office Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 7 | Amend Clause 3 of the Articles of Association Re: Company Objectives | For | For | Mgmt | |||||||
| 8 | Other Business | For | Against | Mgmt | |||||||
| 05/29/06 - A | PANVA GAS HOLDINGS LTD | G6890L106 | None | 5,000,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2a | Reelect Ou Yaping as Director | For | For | Mgmt | |||||||
| 2b | Reelect Fok Kin-ning, Canning as Director | For | For | Mgmt | |||||||
| 2c | Reelect Zhang Keyu as Director | For | For | Mgmt | |||||||
| 2d | Reelect Li Xiao Ru as Director | For | For | Mgmt | |||||||
| 2e | Authorize Board to Fix their Remuneration | For | For | Mgmt | |||||||
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 7 | Approve Issuance of Shares Pursuant to Share Option Scheme | For | Against | Mgmt | |||||||
| 8 | Amend Articles of Association | For | For | Mgmt | |||||||
| 06/21/06 - A | Patni Computer Systems Ltd. | 703248203 | 05/25/06 | 25,000 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED BALANCE SHEET AS AT 31 DECEMBER 2005 AND THE PROFIT & LOSS ACCOUNT AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON. | For | For | Mgmt | |||||||
| 2 | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE YEAR ENDED 31 DECEMBER 2005. | For | For | Mgmt | |||||||
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. PRADIP SHAH, WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR REAPPOINTMENT. | For | For | Mgmt | |||||||
| 4 | TO APPOINT A DIRECTOR IN PLACE OF MR. RAMESH VENKATESWARAN WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR REAPPOINTMENT. | For | For | Mgmt | |||||||
| 5 | Ratify Auditors | For | For | Mgmt | |||||||
| 6 | Ratify Auditors | For | For | Mgmt | |||||||
| 7 | APPOINTMENT OF MR. ARUN MAIRA AS A DIRECTOR. | For | For | Mgmt | |||||||
| 8 | RE-APPOINTMENT OF MR. G K PATNI AS AN EXECUTIVE DIRECTOR. | For | For | Mgmt | |||||||
| 9 | RE-APPOINTMENT OF MR. A K PATNI AS AN EXECUTIVE DIRECTOR. | For | For | Mgmt | |||||||
| 10 | APPOINTMENT UNDER SECTION 314 OF THE COMPANIES ACT, 1956. | For | For | Mgmt | |||||||
| 11 | AMENDMENT TO THE PATNI ESOP 2003 (FOR THE COMPANY). | For | For | Mgmt | |||||||
| 12 | AMENDMENT TO THE PATNI ESOP 2003 (FOR SUBSIDIARIES OF THE COMPANY). | For | For | Mgmt | |||||||
| 05/26/06 - A | Petrochina Company Limited | Y6883Q104 | 04/25/06 | 4,360,000 | |||||||
| 1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||||
| 2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||||
| 3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 4 | Approve Final Dividend | For | For | Mgmt | |||||||
| 5 | Authorize Board to Distribute Interim Dividend | For | For | Mgmt | |||||||
| 6 | Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 7 | Reelect Zheng Hu as Director | For | For | Mgmt | |||||||
| 8 | Reelect Franco Bernabe as Independent Non-Executive Director | For | For | Mgmt | |||||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 10 | Other Business | For | Against | Mgmt | |||||||
| 06/30/06 - A | PT Telekomunikasi Indonesia Tbk | Y71474137 | 06/07/06 | 2,982,000 | |||||||
| 1 | Accept Annual Report | For | For | Mgmt | |||||||
| 2 | Approve Financial Statements and Discharge of Directors and Commissioners | For | For | Mgmt | |||||||
| 3 | Approve Allocation of Income and Dividends of IDR 152 Per Share | For | For | Mgmt | |||||||
| 4 | Approve Siddharta Siddharta & Widjaja as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5 | Elect Commissioners | For | For | Mgmt | |||||||
| 6 | Approve Remuneration of Directors and Commissioners | For | For | Mgmt | |||||||
| 7 | Elect Directors | For | For | Mgmt | |||||||
| 04/11/06 - A | PTT PUBLIC COMPANY | Y6883U113 | 03/20/06 | 239,000 | |||||||
| 1 | Approve Minutes of Previous EGM | For | For | Mgmt | |||||||
| 2 | Accept 2005 Operating Results, Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 3 | Approve Allocation of Income and Payment of Dividend of Baht 9.25 Per Share | For | For | Mgmt | |||||||
| 4 | Elect Directors | For | For | Mgmt | |||||||
| 5 | Approve Remuneration of Directors | For | For | Mgmt | |||||||
| 6 | Approve Office of the Auditor General as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 7 | Approve 5-Year Financing Plan | For | For | Mgmt | |||||||
| 8 | Approve Issuance of 20 Million Warrants to the President, Executives, Employees of the Company and Employees of the Company's Affiliates Under the Employee Stock Option Plan Scheme (PTT-W2) | For | For | Mgmt | |||||||
| 9 | Approve Increase in Registered Capital to Baht 28.57 Billion and Amend Clause 4 of the Memorandum of Association to Conform with the Increase in Registered Capital | For | For | Mgmt | |||||||
| 10 | Approve Allocation of 20 Million New Ordinary Shares Pursuant to the PTT-W2 | For | For | Mgmt | |||||||
| 11 | Other Business | For | Against | Mgmt | |||||||
| 05/04/06 - A | Rio Tinto Ltd. (Formerly Cra Ltd.) *RIO* | Q81437107 | 05/02/06 | 48,620 | |||||||
| 1 | Approve Buy Backs by the Company of Its Fully Paid Ordinary Shares Under Off-Market Buy Back Tenders and On-market Over the 12 Months, Provided That the Number Bought Back Under This Authority Does Not Exceed 28.5 Million Shares | For | For | Mgmt | |||||||
| 2 | Approve the Renewal of the Company's Authority to Buy Back Up to All the Ordinary Shares Held by Tinto Holdings Australia Pty Ltd | For | For | Mgmt | |||||||
| 3 | Approve Proposed Amendments Related to the 'Change of Control' Provisions in the Company's Constitution and in the Rio Tinto Plc Articles of Association, and to the 'Borrowing Powers' Provision in the Rio Tinto Plc Articles of Association | For | For | Mgmt | |||||||
| 4 | Elect Tom Albanese as Director | For | For | Mgmt | |||||||
| 5 | Elect Rod Eddington as Director | For | For | Mgmt | |||||||
| 6 | Elect David Clementi as Director | For | For | Mgmt | |||||||
| 7 | Elect Leigh Clifford as Director | For | For | Mgmt | |||||||
| 8 | Elect Andrew Gould as Director | For | For | Mgmt | |||||||
| 9 | Elect David Mayhew as Director | For | For | Mgmt | |||||||
| 10 | Approve the Appointment of PricewaterhouseCoopers LLP as Auditors and Authorize the Audit Committee to Determine the Auditors' Remuneration | For | For | Mgmt | |||||||
| 11 | Approve the Remuneration Report for the Year Ended Dec. 31, 2005 | For | For | Mgmt | |||||||
| 12 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 04/27/06 - A | Sembcorp Industries Limited | Y79711159 | None | 1,000,000 | |||||||
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||||
| 2 | Declare Final Dividend of SGD 0.065 Per Share | For | For | Mgmt | |||||||
| 3 | Reelect K Shanmugam as Director | For | For | Mgmt | |||||||
| 4 | Reelect Goh Geok Ling as Director | For | For | Mgmt | |||||||
| 5 | Reelect Richard Hale OBE as Director | For | For | Mgmt | |||||||
| 6 | Reelect Tang Kin Fei as Director | For | For | Mgmt | |||||||
| 7 | Reelect Lee Suet Fern as Director | For | For | Mgmt | |||||||
| 8 | Approve Directors' Fees of SGD 643,083 for the Year Ended Dec. 31, 2005 (2004: SGD 635,166) | For | For | Mgmt | |||||||
| 9 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 10 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||||
| 11 | Approve Issuance of Shares and Grant of Options and/or Awards Pursuant to the SembCorp Industries Share Option Plan, SembCorp Industries Performance Share Plan, and SembCorp Industries Restricted Stock Plan | For | Against | Mgmt | |||||||
| 04/27/06 - S | Sembcorp Industries Limited | Y79711159 | None | 1,000,000 | |||||||
| 1 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | |||||||
| 2 | Amend Articles of Association | For | For | Mgmt | |||||||
| 3 | Authorize Share Repurchase Program | For | For | Mgmt | |||||||
| 05/18/06 - A | Singamas Container Holdings Ltd | Y79929108 | 05/12/06 | 3,500,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Reelect Chang Yun Chung as Executive Director | For | For | Mgmt | |||||||
| 3b | Reelect Teo Siong Seng as Executive Director | For | For | Mgmt | |||||||
| 3c | Reelect Hsueh Chao En as Executive Director | For | For | Mgmt | |||||||
| 3d | Reelect Jin Xu Chu as Executive Director | For | For | Mgmt | |||||||
| 3e | Reelect Teo Tiou Seng as Executive Director | For | For | Mgmt | |||||||
| 3f | Reelect Kuan Kim Kin as Non-Executive Director | For | For | Mgmt | |||||||
| 3g | Reelect Ngan Man Kit, Alexander as Independent Non-Executive Director | For | For | Mgmt | |||||||
| 3h | Reelect Ong Ka Thai as Independent Non-Executive Director | For | For | Mgmt | |||||||
| 3i | Reelect Soh Kim Soon as Independent Non-Executive Director | For | For | Mgmt | |||||||
| 4 | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||||
| 5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 8 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 9 | Amend Articles of Association | For | For | Mgmt | |||||||
| 05/18/06 - S | Singamas Container Holdings Ltd | Y79929108 | 05/12/06 | 3,500,000 | |||||||
| 1 | Approve Connected Transactions and Annual Caps | For | For | Mgmt | |||||||
| 04/10/06 - S | SINOLINK WORLDWIDE HOLDINGS LTD | G8165B102 | None | 10,000,000 | |||||||
| 1 | Approve New Mandate for the Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 05/29/06 - A | SINOLINK WORLDWIDE HOLDINGS LTD | G8165B102 | 05/24/06 | 10,000,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend | For | For | Mgmt | |||||||
| 3a | Reelect Chen Wei as Director | For | For | Mgmt | |||||||
| 3b | Reelect Law Sze Lai as Director | For | For | Mgmt | |||||||
| 3c | Reelect Tian Jin as Director | For | For | Mgmt | |||||||
| 3d | Reelect Xin Luo Lin as Director | For | Against | Mgmt | |||||||
| 3e | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||||
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||||
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||||
| 5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||||
| 5d | Approve Issuance of Shares Pursuant to Share Option Scheme | For | For | Mgmt | |||||||
| 5e | Amend Bylaws of the Company | For | For | Mgmt | |||||||
| 05/04/06 - A | Standard Chartered PLC | G84228157 | None | 75,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Approve Final Dividend of 45.06 US Cents Per Ordinary Share | For | For | Mgmt | |||||||
| 3 | Approve Remuneration Report | For | For | Mgmt | |||||||
| 4 | Re-elect Mervyn Davies as Director | For | For | Mgmt | |||||||
| 5 | Re-elect Mike DeNoma as Director | For | For | Mgmt | |||||||
| 6 | Re-elect Peter Sands as Director | For | For | Mgmt | |||||||
| 7 | Re-elect Sir CK Chow as Director | For | For | Mgmt | |||||||
| 8 | Re-elect Rudy Markham as Director | For | For | Mgmt | |||||||
| 9 | Re-elect Hugh Norton as Director | For | For | Mgmt | |||||||
| 10 | Re-elect Bryan Sanderson as Director | For | For | Mgmt | |||||||
| 11 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | |||||||
| 12 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 219,978,312 (Relevant Securities, Scrip Dividend Schemes and Exchangeable Securities); and Otherwise up to USD 131,986,987 | For | Against | Mgmt | |||||||
| 14 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company's Share Capital Repurchased by the Company Pursuant to Resolution 16 | For | Against | Mgmt | |||||||
| 15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 32,996,746 | For | For | Mgmt | |||||||
| 16 | Authorise the Company 131,986,987 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||||
| 17 | Authorise 328,388 Dollar Preference Shares and 195,285,000 Sterling Preference Shares for Market Purchase | For | For | Mgmt | |||||||
| 18 | Authorise the Company to Make Donations to EU Political Organization Donation up to GBP 100,000 and to Incur EU Political Ependiture up to GBP 100,000 | For | For | Mgmt | |||||||
| 19 | Authorise Standard Chartered Bank to Make EU Political Organization Donations up to GBP 100,000 and to Incur EU Political Ependiture up to GBP 100,000 | For | For | Mgmt | |||||||
| 20 | Amend Standard Chartered 2001 Performance Share Plan | For | For | Mgmt | |||||||
| 21 | Approve Standard Chartered 2006 Resticted Share Scheme | For | For | Mgmt | |||||||
| 04/20/06 - A | THAI OIL PUBLIC CO LTD | Y8620B119 | 03/30/06 | 1,350,000 | |||||||
| 1 | Approve Minutes of Previous AGM | For | For | Mgmt | |||||||
| 2 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 3 | Approve Allocation of Income and Payment of Dividend of Baht 3.5 Per Share | For | For | Mgmt | |||||||
| 4 | Reelect Chakramon Phasukavanich, Nibhat Bhukkanasut, Prajya Phinyawat, and Nit Chantramonklasri as Directors, and Elect Pichai Chunhavajira as a New Director | For | For | Mgmt | |||||||
| 5 | Approve Remuneration of Directors | For | For | Mgmt | |||||||
| 6 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 7 | Other Business | For | Against | Mgmt | |||||||
| 05/18/06 - A | TONG REN TANG TECH | Y8884M108 | 04/13/06 | 700,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Accept Report of Supervisory Committee | For | For | Mgmt | |||||||
| 3 | Approve Profit Distribution Proposal | For | For | Mgmt | |||||||
| 4a | Elect Yin Shun Hai as an Executive Director | For | For | Mgmt | |||||||
| 4b | Elect Mei Qun as an Executive Director | For | For | Mgmt | |||||||
| 4c | Elect Wang Quan as an Executive Director | For | For | Mgmt | |||||||
| 4d | Elect Ding Yong Ling as an Executive Director | For | For | Mgmt | |||||||
| 4e | Elect Kuang Gui Shen as an Executive Director | For | For | Mgmt | |||||||
| 4f | Elect Zhang Sheng Yu as an Executive Director | For | For | Mgmt | |||||||
| 4g | Elect Tam Wai Chu, Maria as an Indedendent Non-executive Director | For | For | Mgmt | |||||||
| 4h | Elect Ting Leung Huel, Stephen as an Indedendent Non-executive Director | For | For | Mgmt | |||||||
| 4i | Elect Jin Shi Yuan as an Indedendent Non-executive Director | For | For | Mgmt | |||||||
| 5a | Elect Zhang Xi Jie as Supervisor | For | For | Mgmt | |||||||
| 5b | Elect Wu Yi Gang as Supervisor | For | For | Mgmt | |||||||
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 7 | Amend Articles Re: Change in Company Address and Meeting Notifications | For | For | Mgmt | |||||||
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 06/14/06 - A | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | Y0004F105 | 05/12/06 | 800,000 | |||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||||
| 2 | Accept Report of the Board of Directors | For | For | Mgmt | |||||||
| 3 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||||
| 4 | Accept Report of the President | For | For | Mgmt | |||||||
| 5 | Accept Final Financial Accounts | For | For | Mgmt | |||||||
| 6 | Approve Profit Distribution Plan | For | For | Mgmt | |||||||
| 7a | Approve 2006 Framework Purchase Agreement Between ZTE Kangxun Telecom Company, Limited and Shenzhen Zhongxingxin Telecommunications Equipment Company Limited | For | For | Mgmt | |||||||
| 7b | Approve 2006 Framework Purchase Agreement Between ZTE Kangxun Telecom Company, Limited and Xi'an Microelectronics Technology Research Institute | For | For | Mgmt | |||||||
| 7c | Approve 2006 Framework Sales Agreement Between the Company and Xi'an Microelectronics Technology Research Institute | For | For | Mgmt | |||||||
| 7d | Approve 2006 Framework Purchase Agreement Between ZTE Kangxun Telecom Company, Limited and Chung Hing (Hong Kong) Development Limited | For | For | Mgmt | |||||||
| 7e | Approve 2006 Framework Purchase Agreement Between Shenzhen Lead Communications Company, Limited and Shenzhen Zhongxing Xinyu FPC Company, Limited | For | For | Mgmt | |||||||
| 7f | Approve 2006 Framework Purchase Agreement Between ZTE Kangxun Telecom Company, Limited and Shenzhen Zhongxing WXT Equipment Company, Limited | For | For | Mgmt | |||||||
| 7g | Approve 2006 Framework Sales Agreement Between ZTE Kangxun Telecom Company, Limited and Shenzhen Zhongxing WXT Equipment Company, Limited | For | For | Mgmt | |||||||
| 7h | Approve 2006 Framework Purchase Agreement Between ZTE Kangxun Telecom Company, Limited and Shenzhen Zhongxing Information Technology Company, Limited | For | For | Mgmt | |||||||
| 7i | Approve 2006 Framework Sales Agreement Between the Company and ZTE Kangxun Telecom Company, Limited on One Hand and Shenzhen Zhongxing Information Technology Company, Limited | For | For | Mgmt | |||||||
| 8a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 8b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | |||||||
| 10a | Amend Articles Re: Reflect Changes to Relevant PRC Laws and Regulations | For | For | Mgmt | |||||||
| 10b | Amend Articles Re: Additional Requirements for Chairman | For | For | Mgmt | |||||||
| 10c | Amend Articles Re: Restrictions on Board Composition | For | For | Mgmt | |||||||
| 11 | Approve Amendments to the Rules of Procedure for Shareholders' General Meetings | For | For | Mgmt | |||||||
| 12 | Approve Amendments to the Rules of Procedure for Board of Directors' Meetings | For | For | Mgmt | |||||||
| 13 | Approve Amendments to the Rules of Procedure for Supervisory Committee Meetings | For | For | Mgmt | |||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
121706.12 | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 06/05/06 - A | * Sino-Forest Corporation *TRE.* | 2810702 | 05/05/06 | 217,000 | |||||||
| 1 | Elect Allen T. Y. Chan, Kai Kit Poon, Edmund Mak, Kee Y. Wong, Simon Murray, James M. E. Hyde, Judson Martin as Directors | For | Against | Mgmt | |||||||
| 2 | Approve BDO McCabe Lo Limited as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||||
IVY REAL ESTATE SECURITIES FUND |
Proxy Voting Record |
Security | Ticker | CUSIP | Record Date | Meeting Date | Meeting Type | Proposal No. | Proposal Category | Management Recom- mendation | Proponent | Advantus Vote | WR63 Holdings (as of Record Date) |
| Catellus Development | CDX | 149113102 | 08/08/05 | 09/14/05 | Special | 1 | Special | For | Management | For | 144,000 |
| Prologis | PLD | 743410102 | 08/08/05 | 09/14/05 | Special | 1 | Special | For | Management | For | 531,762 |
| Prentiss Properties | PP | 740706106 | 11/15/05 | 12/21/05 | Special | 1 | Special | For | Management | For | 108,100 |
| Brandywine | BDN | 105368203 | 11/15/05 | 12/21/05 | Special | 1 | Special | For | Management | For | 331,800 |
| Toll Brothers, Inc. | TOL | 889478103 | 01/13/06 | 03/14/06 | Annual | 1 | Elect Directors | For | Management | For | 23,200 |
| Toll Brothers, Inc. | TOL | 889478103 | 01/13/06 | 03/14/06 | Annual | 2 | Ratify Auditors | For | Management | For | 23,200 |
| Lennar Corporation | LEN | 526057104 | 02/06/06 | 03/30/06 | Annual | 1 | Elect Directors | For | Management | For | 14,400 |
| Lennar Corporation | LEN | 526057104 | 02/06/06 | 03/30/06 | Annual | 2 | Stockholder Proposal | Against | Stockholder | For | 14,400 |
| Lennar Corporation | LEN | 526057104 | 02/06/06 | 03/30/06 | Annual | 3 | Stockholder Proposal | Against | Stockholder | Against | 14,400 |
| Host Marriott Corporation | HMT | 44107P104 | 02/22/06 | 04/05/06 | Special | 1 | Special | For | Management | For | 369,000 |
| Duke Realty | DRE | 264411505 | 02/27/06 | 04/26/06 | Annual | 1 | Directors | For | Management | For | 146,100 |
| Duke Realty | DRE | 264411505 | 02/27/06 | 04/26/06 | Annual | 2 | Ratify Auditors | For | Management | For | 146,100 |
| Home Properties | HME | 437306103 | 03/08/06 | 05/04/06 | Annual | 1 | Directors | For | Management | For | 81,600 |
| Home Properties | HME | 437306103 | 03/08/06 | 05/04/06 | Annual | 2 | Ratify Auditors | For | Management | For | 81,600 |
| Winston Hotels | WXH | 97563A102 | 03/10/06 | 05/05/06 | Annual | 1 | Directors | For | Management | For | 170,500 |
| Winston Hotels | WXH | 97563A102 | 03/10/06 | 05/05/06 | Annual | 2 | Ratify Auditors | For | Management | For | 170,500 |
| Spirit Finance Corporation | SFC | 848568309 | 03/07/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 274,000 |
| Spirit Finance Corporation | SFC | 848568309 | 03/07/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 274,000 |
| Spirit Finance Corporation | SPFNL | 848568101 | 03/07/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 274,000 |
| Spirit Finance Corporation | SPFNL | 848568101 | 03/07/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 70,700 |
| Pan Pacific Retail Properties | PNP | 69806L104 | 02/16/06 | 04/28/06 | Annual | 1 | Directors | For | Management | For | 32,900 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 1 | Directors | For | Management | For | 80,400 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 2 | Ratify Auditors | For | Management | For | 80,400 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 3 | Approval of Amendments | For | Management | For | 80,400 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 4 | Shareholder Proposal | For | Management | For | 80,400 |
| Brookfield Properties Corp | BPO | 112900105 | 03/15/06 | 04/26/06 | Annual | 1 | Directors | For | Management | For | 537,200 |
| Brookfield Properties Corp | BPO | 112900105 | 03/15/06 | 04/26/06 | Annual | 2 | Ratify Auditors | For | Management | For | 537,200 |
| AMB Property Corporation | AMB | 00163T109 | 03/07/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 48,800 |
| AMB Property Corporation | AMB | 00163T109 | 03/07/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 48,800 |
| Boston Properties, Inc. | BXP | 101121101 | 03/15/06 | 05/03/06 | Annual | 1 | Directors | For | Management | For | 121,000 |
| Boston Properties, Inc. | BXP | 101121101 | 03/15/06 | 05/03/06 | Annual | 2 | Stockholder Proposal | against | Stockholder | For | 121,000 |
| Boston Properties, Inc. | BXP | 101121101 | 03/15/06 | 05/03/06 | Annual | 3 | Stockholder Proposal | against | Stockholder | For | 121,000 |
| Brandywine Realty Trust | BDN | 105368203 | 03/23/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 388,300 |
| Brandywine Realty Trust | BDN | 105368203 | 03/23/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 388,300 |
| CBL & Associates Properties, Inc. | CBL | 124830100 | 03/13/06 | 05/08/06 | Annual | 1 | Directors | For | Management | For | 133,500 |
| CBL & Associates Properties, Inc. | CBL | 124830100 | 03/13/06 | 05/08/06 | Annual | 2 | Ratify Auditors | For | Management | For | 133,500 |
| Equity Lifestyle Properties, Inc. | ELS | 29472R108 | 03/10/06 | 05/03/06 | Annual | 1 | Directors | For | Management | For | 52,700 |
| Equity Lifestyle Properties, Inc. | ELS | 29472R108 | 03/10/06 | 05/03/06 | Annual | 2 | Ratify Auditors | For | Management | For | 52,700 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 1 | Directors | For | Management | For | 610,665 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 2 | Long Term Incentive Plan | For | Management | For | 610,665 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 3 | Ratify Auditors | For | Management | For | 610,665 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 4 | Other Matter | For | Management | Against | 610,665 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 1 | Directors | For | Management | For | 96,400 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 2 | Share Incentive Plan | For | Management | For | 96,400 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 3 | Approve deletion of Article XII | For | Management | For | 96,400 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 4 | Ratify Auditors | For | Management | For | 96,400 |
| Camden Properties Trust | CPT | 133131102 | 03/15/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 199,200 |
| Camden Properties Trust | CPT | 133131102 | 03/15/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 199,200 |
| United Dominion Realty Trust | UDR | 910197102 | 03/17/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 369,242 |
| United Dominion Realty Trust | UDR | 910197102 | 03/17/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 369,242 |
| United Dominion Realty Trust | UDR | 910197102 | 03/17/06 | 05/02/06 | Annual | 3 | Long Term Incentive Plan | For | Management | For | 369,242 |
| DiamondRock Hospitality | DRH | 252784301 | 03/24/06 | 04/27/06 | Annual | 1 | Directors | For | Management | For | 264,200 |
| DiamondRock Hospitality | DRH | 252784301 | 03/24/06 | 04/27/06 | Annual | 2 | Ratify Auditors | For | Management | For | 264,200 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 336,200 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 2 | Stock Incentive Plan | For | Management | For | 336,200 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 3 | Ratify Auditors | For | Management | For | 336,200 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 4 | Stockholder Proposal | Against | Stockholder | For | 336,200 |
| Developers Diversified Realty Corp | DDR | 251591103 | 03/20/06 | 05/09/06 | Annual | 1 | Directors | For | Management | For | 288,500 |
| Developers Diversified Realty Corp | DDR | 251591103 | 03/20/06 | 05/09/06 | Annual | 2 | Ratify Auditors | For | Management | For | 288,500 |
| Sunstone Hotel Investors | SHO | 867892101 | 03/20/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 240,100 |
| Sunstone Hotel Investors | SHO | 867892101 | 03/20/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 240,100 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 1 | Directors | For | Management | For | 42,100 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 2 | Ratify Auditors | For | Management | For | 42,100 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 3 | Long Term Incentive Plan | For | Management | For | 42,100 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 4 | Shareholder Proposal | Against | Management | For | 42,100 |
| Regency Centers Corporation | REG | 758849103 | 03/17/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 84,300 |
| Regency Centers Corporation | REG | 758849103 | 03/17/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 84,300 |
| Avalonbay Communities, Inc. | AVB | 053484101 | 03/08/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 100,900 |
| Avalonbay Communities, Inc. | AVB | 053484101 | 03/08/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 100,900 |
| Cousins Properties, Inc. | CUZ | 222795106 | 03/24/06 | 05/09/06 | Annual | 1 | Directors | For | Management | For | 109,000 |
| Cousins Properties, Inc. | CUZ | 222795106 | 03/24/06 | 05/09/06 | Annual | 2 | Amend 1999 Incentive Stock Plan | For | Management | For | 109,000 |
| Cousins Properties, Inc. | CUZ | 222795106 | 03/24/06 | 05/09/06 | Annual | 3 | Ratify Auditors | For | Management | For | 109,000 |
| Archstone-Smith Trust | ASN | 039583109 | 03/27/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 170,100 |
| Archstone-Smith Trust | ASN | 039583109 | 03/27/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 170,100 |
| American Campus Communities | ACC | 024835100 | 03/24/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 218,800 |
| American Campus Communities | ACC | 024835100 | 03/24/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 218,800 |
| First Industrial Realty Trust | FR | 32054K103 | 03/21/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 174,400 |
| First Industrial Realty Trust | FR | 32054K103 | 03/21/06 | 05/17/06 | Annual | 2 | Approval of Amendment #1 to the 2001 Stock Incentive Plan | For | Management | For | 174,400 |
| First Industrial Realty Trust | FR | 32054K103 | 03/21/06 | 05/17/06 | Annual | 3 | Ratify Auditors | For | Management | For | 174,400 |
| General Growth Properties | GGP | 370021107 | 04/03/06 | 05/16/06 | Annual | 1 | Directors | For | Management | For | 344,140 |
| General Growth Properties | GGP | 370021107 | 04/03/06 | 05/16/06 | Annual | 2 | Amendment of the 2003 Incentive Stock Plan | For | Management | For | 344,140 |
| General Growth Properties | GGP | 370021107 | 04/03/06 | 05/16/06 | Annual | 3 | Ratify Auditors | For | Management | For | 344,140 |
| Essex Property Trust, Inc. | ESS | 297178105 | 02/28/06 | 05/09/06 | Annual | 1 | Directors | For | Management | For | 29,900 |
| Essex Property Trust, Inc. | ESS | 297178105 | 02/28/06 | 05/09/06 | Annual | 2 | Ratify Auditors | For | Management | For | 29,900 |
| Trizec Properties, Inc. | TRZ | 89687P107 | 03/20/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 534,400 |
| Trizec Properties, Inc. | TRZ | 89687P107 | 03/20/06 | 05/18/06 | Annual | 2 | Employee Stock purchase plan | For | Management | For | 534,400 |
| Trizec Properties, Inc. | TRZ | 89687P107 | 03/20/06 | 05/18/06 | Annual | 3 | Ratify Auditors | For | Management | For | 534,400 |
| First Potomac Realty Trust | FPO | 33610F109 | 03/13/06 | 05/26/06 | Annual | 1 | Directors | For | Management | For | 64,200 |
| Biomed Realty Trust | BMR | 09063H107 | 03/31/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 366,412 |
| Biomed Realty Trust | BMR | 09063H107 | 03/31/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 366,412 |
| Kilroy Realty Corporation | KRC | 49427F108 | 03/03/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 27,800 |
| Kilroy Realty Corporation | KRC | 49427F108 | 03/03/06 | 05/18/06 | Annual | 2 | Incentive Award Plan | For | Management | Against | 27,800 |
| Strategic Hotels & Resorts | BEE | 86272T106 | 03/31/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 257,300 |
| Strategic Hotels & Resorts | BEE | 86272T106 | 03/31/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 257,300 |
| SL Green Realty Corp | SLG | 78440X101 | 03/15/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 28,500 |
| SL Green Realty Corp | SLG | 78440X101 | 03/15/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 28,500 |
| Mack-Cali | CLI | 554489104 | 04/07/06 | 05/24/06 | Annual | 1 | Directors | For | Management | For | 95,400 |
| Mack-Cali | CLI | 554489104 | 04/07/06 | 05/24/06 | Annual | 2 | Ratify Auditors | For | Management | For | 95,400 |
| Mack-Cali | CLI | 554489104 | 04/07/06 | 05/24/06 | Annual | 3 | Shareholder Proposal | Against | Management | Against | 95,400 |
| Alexandria Real Estate Equities | ARE | 015271109 | 03/31/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 51,700 |
| Alexandria Real Estate Equities | ARE | 015271109 | 03/31/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 51,700 |
| Gramercy Capital Corp | GKK | 384871109 | 03/15/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 107,200 |
| Gramercy Capital Corp | GKK | 384871109 | 03/15/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 107,200 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 435,200 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 2 | Recommendation by the Executive Compensation Committee | For | Management | For | 435,200 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 3 | Ratify Auditors | For | Management | For | 435,200 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 4 | Stockholder Proposal | Against | Stockholder | Against | 435,200 |
| Liberty Property Trust | LRY | 531172104 | 03/14/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 127,500 |
| Liberty Property Trust | LRY | 531172104 | 03/14/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 127,500 |
| Liberty Property Trust | LRY | 531172104 | 03/14/06 | 05/18/06 | Annual | 3 | Proposal to amend the Trust's amended and restated share incentive plan | For | Management | For | 127,500 |
| Host Hotels and Resorts | HST | 44107P104 | 03/29/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 402,000 |
| Host Hotels and Resorts | HST | 44107P104 | 03/29/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 402,000 |
| Host Hotels and Resorts | HST | 44107P104 | 03/29/06 | 05/18/06 | Annual | 3 | Stockholder Proposal | For | Stockholder | For | 402,000 |
| The Macerich Company | MAC | 554382101 | 03/14/06 | 06/01/06 | Annual | 1 | Directors | For | Management | For | 116,800 |
| The Macerich Company | MAC | 554382101 | 03/14/06 | 06/01/06 | Annual | 2 | Ratify Auditors | For | Management | For | 116,800 |
| The Macerich Company | MAC | 554382101 | 03/14/06 | 06/01/06 | Annual | 3 | Stockholder Proposal | Against | Stockholder | Against | 116,800 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 1 | Directors | For | Management | For | 446,600 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 2 | Ratify Auditors | For | Management | For | 446,600 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 3 | Stockholder Proposal | Against | Stockholder | For | 446,600 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 4 | Stockholder Proposal | Against | Stockholder | For | 446,600 |
| Equity Residential | EQR | 29476L107 | 03/31/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 461,100 |
| Equity Residential | EQR | 29476L107 | 03/31/06 | 05/25/06 | Annual | 2 | Ratify Auditors | For | Management | For | 461,100 |
| Newcastle Investment Corporation | NCT | 65105M108 | 04/11/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 114,900 |
| Newcastle Investment Corporation | NCT | 65105M108 | 04/11/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 114,900 |
| Reckson Associates Realty Corp | RA | 75621K106 | 03/21/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 93,400 |
| Reckson Associates Realty Corp | RA | 75621K106 | 03/21/06 | 05/25/06 | Annual | 2 | Ratify Auditors | For | Management | For | 93,400 |
| Columbia Equity Trust, Inc. | COE | 197627102 | 03/31/06 | 05/12/06 | Annual | 1 | Directors | For | Management | For | 125,000 |
| Kite Realty Group Trust | KRG | 49803T102 | 03/09/06 | 05/04/06 | Annual | 1 | Directors | For | Management | For | 526,900 |
| Kite Realty Group Trust | KRG | 49803T102 | 03/09/06 | 05/04/06 | Annual | 2 | Ratify Auditors | For | Management | For | 526,900 |
| Starwood Hotels & Resorts | HOT | 85590A203 | 03/14/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 346,700 |
| Starwood Hotels & Resorts | HOT | 85590A203 | 03/14/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 346,700 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 159,800 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 159,800 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 3 | Approve Incentive Plan | For | Management | For | 159,800 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 4 | Stock Plan for Directors | For | Management | For | 159,800 |
| Equity One, Inc. | EQY | 294752100 | 03/24/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 282,600 |
| Equity One, Inc. | EQY | 294752100 | 03/24/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 282,600 |
| U-Store-It Trust | YSI | 91274F104 | 04/03/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 206,300 |
| Republic Property Trust | RPB | 760737106 | 04/18/06 | 06/14/06 | Annual | 1 | Directors | For | Management | For | 137,800 |
| Republic Property Trust | RPB | 760737106 | 04/18/06 | 06/14/06 | Annual | 2 | Ratify Auditors | For | Management | For | 137,800 |
| Hersha Hospitality Trust | HT | 427825104 | 03/31/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 58,700 |
| Hersha Hospitality Trust | HT | 427825104 | 03/31/06 | 05/25/06 | Annual | 2 | Ratify Auditors | For | Management | For | 58,700 |
| Vornado Realty Trust | VNO | 929042109 | 04/13/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 170,600 |
| Vornado Realty Trust | VNO | 929042109 | 04/13/06 | 05/18/06 | Annual | 2 | 2002 Omnibus Share Plan | For | Management | For | 170,600 |
| Vornado Realty Trust | VNO | 929042109 | 04/13/06 | 05/18/06 | Annual | 3 | Ratify Auditors | For | Management | For | 170,600 |
| Northstar Realty Finance Corp | NRF | 66704R100 | 04/24/06 | 05/23/06 | Annual | 1 | Directors | For | Management | For all except Frank V. Sica | 146,600 |
| Northstar Realty Finance Corp | NRF | 66704R100 | 04/24/06 | 05/23/06 | Annual | 2 | Ratify Auditors | For | Management | For | 146,600 |
| Northstar Realty Finance Corp | NRF | 66704R100 | 04/24/06 | 05/23/06 | Annual | 3 | 2004 Omnibus Stock Incentive Plan | For | Management | Against | 146,600 |
| Maguire Properties, Inc. | MPG | 559775101 | 04/21/06 | 06/06/06 | Annual | 1 | Directors | For | Management | For | 189,900 |
| Maguire Properties, Inc. | MPG | 559775101 | 04/21/06 | 06/06/06 | Annual | 2 | Ratify Auditors | For | Management | For | 189,900 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 1 | Directors | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 2 | Authorized Shares of Class A Common Stock | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 3 | Authorized Shares of Class B Common Stock | For | Management | Against | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 4 | To eliminate certain class voting rights | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 5 | To eliminate reference to Class A common stock preference dividend | For | Management | Against | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 6 | To increase the number of authorized shares of preferred stock | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 7 | Amendment of the amended Articles of Incorporation | For | Management | Against | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 8 | To modernize the regulations in light of changes to the Ohio General Corporation Law | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 9 | To establish the size of the board of directors by the shareholders | For | Management | Against | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 10 | Amendment of the code of regulations regarding nomination proceedures for directors | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 11 | Amendment of the code of regulations regarding the offices and officers of the company | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 12 | Amendment of the Code of Regulations regarding indemenification provisions | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 13 | Amendment of the Code of Regulations regarding issuance of uncertification shares | For | Management | For | 116,878 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 14 | Ratify Auditors | For | Management | For | 116,878 |
Security Description | Ticker | CUSIP | Record Date | Meeting Date | Meeting Type | Proposal No. | Proposal Category | Management Recom- mendation | Proponent | Advantus Vote | WR79 Holdings (as of record date) |
| Catellus Development | CDX | 149113102 | 08/08/05 | 09/14/05 | Special | 1 | Special | For | Management | For | 11,800 |
| Prologis | PLD | 743410102 | 08/08/05 | 09/14/05 | Special | 1 | Special | For | Management | For | 46,300 |
| Prentiss Properties | PP | 740706106 | 11/15/05 | 12/21/05 | Special | 1 | Special | For | Management | For | 7,800 |
| Brandywine | BDN | 105368203 | 11/15/05 | 12/21/05 | Special | 1 | Special | For | Management | For | 24,000 |
| Toll Brothers, Inc. | TOL | 889478103 | 01/13/06 | 03/14/06 | Annual | 1 | Elect Directors | For | Management | For | 1,800 |
| Toll Brothers, Inc. | TOL | 889478103 | 01/13/06 | 03/14/06 | Annual | 2 | Ratify Auditors | For | Management | For | 1,800 |
| Lennar Corporation | LEN | 526057104 | 02/06/06 | 03/30/06 | Annual | 1 | Elect Directors | For | Management | For | 1,100 |
| Lennar Corporation | LEN | 526057104 | 02/06/06 | 03/30/06 | Annual | 2 | Stockholder Proposal | Against | Stockholder | For | 1,100 |
| Lennar Corporation | LEN | 526057104 | 02/06/06 | 03/30/06 | Annual | 3 | Stockholder Proposal | Against | Stockholder | Against | 1,100 |
| Host Marriott Corporation | HMT | 44107P104 | 02/22/06 | 04/05/06 | Special | 1 | Special | For | Management | For | 28,100 |
| Duke Realty | DRE | 264411505 | 02/27/06 | 04/26/06 | Annual | 1 | Directors | For | Management | For | 11,100 |
| Duke Realty | DRE | 264411505 | 02/27/06 | 04/26/06 | Annual | 2 | Ratify Auditors | For | Management | For | 11,100 |
| Home Properties | HME | 437306103 | 03/08/06 | 05/04/06 | Annual | 1 | Directors | For | Management | For | 6,200 |
| Home Properties | HME | 437306103 | 03/08/06 | 05/04/06 | Annual | 2 | Ratify Auditors | For | Management | For | 6,200 |
| Winston Hotels | WXH | 97563A102 | 03/10/06 | 05/05/06 | Annual | 1 | Directors | For | Management | For | 13,000 |
| Winston Hotels | WXH | 97563A102 | 03/10/06 | 05/05/06 | Annual | 2 | Ratify Auditors | For | Management | For | 13,000 |
| Spirit Finance Corporation | SFC | 848568309 | 03/07/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 26,300 |
| Spirit Finance Corporation | SFC | 848568309 | 03/07/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 26,300 |
| Spirit Finance Corporation | SPFNL | 848568101 | 03/07/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 26,300 |
| Spirit Finance Corporation | SPFNL | 848568101 | 03/07/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 26,300 |
| Pan Pacific Retail Properties | PNP | 69806L104 | 02/16/06 | 04/28/06 | Annual | 1 | Directors | For | Management | For | 2,600 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 1 | Directors | For | Management | For | 6,200 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 2 | Ratify Auditors | For | Management | For | 6,200 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 3 | Approval of Amendments | For | Management | For | 6,200 |
| Marriott International | MAR | 571903202 | 03/07/06 | 04/28/06 | Annual | 4 | Shareholder Proposal | For | Management | For | 6,200 |
| Brookfield Properties Corp | BPO | 112900105 | 03/15/06 | 04/26/06 | Annual | 1 | Directors | For | Management | For | 40,750 |
| Brookfield Properties Corp | BPO | 112900105 | 03/15/06 | 04/26/06 | Annual | 2 | Ratify Auditors | For | Management | For | 40,750 |
| AMB Property Corporation | AMB | 00163T109 | 03/07/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 3,700 |
| AMB Property Corporation | AMB | 00163T109 | 03/07/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 3,700 |
| Boston Properties, Inc. | BXP | 101121101 | 03/15/06 | 05/03/06 | Annual | 1 | Directors | For | Management | For | 9,200 |
| Boston Properties, Inc. | BXP | 101121101 | 03/15/06 | 05/03/06 | Annual | 2 | Stockholder Proposal | against | Stockholder | For | 9,200 |
| Boston Properties, Inc. | BXP | 101121101 | 03/15/06 | 05/03/06 | Annual | 3 | Stockholder Proposal | against | Stockholder | For | 9,200 |
| Brandywine Realty Trust | BDN | 105368203 | 03/23/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 29,300 |
| Brandywine Realty Trust | BDN | 105368203 | 03/23/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 29,300 |
| CBL & Associates Properties, Inc. | CBL | 124830100 | 03/13/06 | 05/08/06 | Annual | 1 | Directors | For | Management | For | 10,100 |
| CBL & Associates Properties, Inc. | CBL | 124830100 | 03/13/06 | 05/08/06 | Annual | 2 | Ratify Auditors | For | Management | For | 10,100 |
| Equity Lifestyle Properties, Inc. | ELS | 29472R108 | 03/10/06 | 05/03/06 | Annual | 1 | Directors | For | Management | For | 3,900 |
| Equity Lifestyle Properties, Inc. | ELS | 29472R108 | 03/10/06 | 05/03/06 | Annual | 2 | Ratify Auditors | For | Management | For | 3,900 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 1 | Directors | For | Management | For | 46,302 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 2 | Long Term Incentive Plan | For | Management | For | 46,302 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 3 | Ratify Auditors | For | Management | For | 46,302 |
| Prologis | PLD | 743410102 | 03/16/06 | 05/26/06 | Annual | 4 | Other Matter | For | Management | Against | 46,302 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 1 | Directors | For | Management | For | 7,200 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 2 | Share Incentive Plan | For | Management | For | 7,200 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 3 | Approve deletion of Article XII | For | Management | For | 7,200 |
| Innkeepers USA Trust | KPA | 4576J0104 | 03/01/06 | 05/03/06 | Annual | 4 | Ratify Auditors | For | Management | For | 7,200 |
| Camden Properties Trust | CPT | 133131102 | 03/15/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 15,100 |
| Camden Properties Trust | CPT | 133131102 | 03/15/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 15,100 |
| United Dominion Realty Trust | UDR | 910197102 | 03/17/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 28,000 |
| United Dominion Realty Trust | UDR | 910197102 | 03/17/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 28,000 |
| United Dominion Realty Trust | UDR | 910197102 | 03/17/06 | 05/02/06 | Annual | 3 | Long Term Incentive Plan | For | Management | For | 28,000 |
| DiamondRock Hospitality | DRH | 252784301 | 03/24/06 | 04/27/06 | Annual | 1 | Directors | For | Management | For | 20,000 |
| DiamondRock Hospitality | DRH | 252784301 | 03/24/06 | 04/27/06 | Annual | 2 | Ratify Auditors | For | Management | For | 20,000 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 25,400 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 2 | Stock Incentive Plan | For | Management | For | 25,400 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 3 | Ratify Auditors | For | Management | For | 25,400 |
| Simon Property Group | SPG | 828806109 | 03/09/06 | 05/11/06 | Annual | 4 | Stockholder Proposal | Against | Stockholder | For | 25,400 |
| Developers Diversified Realty Corp | DDR | 251591103 | 03/20/06 | 05/09/06 | Annual | 1 | Directors | For | Management | For | 21,800 |
| Developers Diversified Realty Corp | DDR | 251591103 | 03/20/06 | 05/09/06 | Annual | 2 | Ratify Auditors | For | Management | For | 21,800 |
| Sunstone Hotel Investors | SHO | 867892101 | 03/20/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 18,100 |
| Sunstone Hotel Investors | SHO | 867892101 | 03/20/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 18,100 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 1 | Directors | For | Management | For | 3,200 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 2 | Ratify Auditors | For | Management | For | 3,200 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 3 | Long Term Incentive Plan | For | Management | For | 3,200 |
| Weingarten Realty Investors | WRI | 948741103 | 03/14/06 | 05/01/06 | Annual | 4 | Shareholder Proposal | Against | Management | For | 3,200 |
| Regency Centers Corporation | REG | 758849103 | 03/17/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 6,300 |
| Regency Centers Corporation | REG | 758849103 | 03/17/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 6,300 |
| Avalonbay Communities, Inc. | AVB | 053484101 | 03/08/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 7,700 |
| Avalonbay Communities, Inc. | AVB | 053484101 | 03/08/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 7,700 |
| Cousins Properties, Inc. | CUZ | 222795106 | 03/24/06 | 05/09/06 | Annual | 1 | Directors | For | Management | For | 8,600 |
| Cousins Properties, Inc. | CUZ | 222795106 | 03/24/06 | 05/09/06 | Annual | 2 | Amend 1999 Incentive Stock Plan | For | Management | For | 8,600 |
| Cousins Properties, Inc. | CUZ | 222795106 | 03/24/06 | 05/09/06 | Annual | 3 | Ratify Auditors | For | Management | For | 8,600 |
| Archstone-Smith Trust | ASN | 039583109 | 03/27/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 12,900 |
| Archstone-Smith Trust | ASN | 039583109 | 03/27/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 12,900 |
| American Campus Communities | ACC | 024835100 | 03/24/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 16,500 |
| American Campus Communities | ACC | 024835100 | 03/24/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 16,500 |
| First Industrial Realty Trust | FR | 32054K103 | 03/21/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 13,100 |
| First Industrial Realty Trust | FR | 32054K103 | 03/21/06 | 05/17/06 | Annual | 2 | Approval of Amendment #1 to the 2001 Stock Incentive Plan | For | Management | For | 13,100 |
| First Industrial Realty Trust | FR | 32054K103 | 03/21/06 | 05/17/06 | Annual | 3 | Ratify Auditors | For | Management | For | 13,100 |
| General Growth Properties | GGP | 370021107 | 04/03/06 | 05/16/06 | Annual | 1 | Directors | For | Management | For | 25,980 |
| General Growth Properties | GGP | 370021107 | 04/03/06 | 05/16/06 | Annual | 2 | Amendment of the 2003 Incentive Stock Plan | For | Management | For | 25,980 |
| General Growth Properties | GGP | 370021107 | 04/03/06 | 05/16/06 | Annual | 3 | Ratify Auditors | For | Management | For | 25,980 |
| Essex Property Trust, Inc. | ESS | 297178105 | 02/28/06 | 05/09/06 | Annual | 1 | Directors | For | Management | For | 2,300 |
| Essex Property Trust, Inc. | ESS | 297178105 | 02/28/06 | 05/09/06 | Annual | 2 | Ratify Auditors | For | Management | For | 2,300 |
| Trizec Properties, Inc. | TRZ | 89687P107 | 03/20/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 40,300 |
| Trizec Properties, Inc. | TRZ | 89687P107 | 03/20/06 | 05/18/06 | Annual | 2 | Employee Stock purchase plan | For | Management | For | 40,300 |
| Trizec Properties, Inc. | TRZ | 89687P107 | 03/20/06 | 05/18/06 | Annual | 3 | Ratify Auditors | For | Management | For | 40,300 |
| First Potomac Realty Trust | FPO | 33610F109 | 03/13/06 | 05/26/06 | Annual | 1 | Directors | For | Management | For | 4,900 |
| Biomed Realty Trust | BMR | 09063H107 | 03/31/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 27,643 |
| Biomed Realty Trust | BMR | 09063H107 | 03/31/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 27,643 |
| Kilroy Realty Corporation | KRC | 49427F108 | 03/03/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 2,200 |
| Kilroy Realty Corporation | KRC | 49427F108 | 03/03/06 | 05/18/06 | Annual | 2 | Incentive Award Plan | For | Management | Against | 2,200 |
| Strategic Hotels & Resorts | BEE | 86272T106 | 03/31/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 19,600 |
| Strategic Hotels & Resorts | BEE | 86272T106 | 03/31/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 19,600 |
| SL Green Realty Corp | SLG | 78440X101 | 03/15/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 2,100 |
| SL Green Realty Corp | SLG | 78440X101 | 03/15/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 2,100 |
| Mack-Cali | CLI | 554489104 | 04/07/06 | 05/24/06 | Annual | 1 | Directors | For | Management | For | 7,300 |
| Mack-Cali | CLI | 554489104 | 04/07/06 | 05/24/06 | Annual | 2 | Ratify Auditors | For | Management | For | 7,300 |
| Mack-Cali | CLI | 554489104 | 04/07/06 | 05/24/06 | Annual | 3 | Shareholder Proposal | Against | Management | Against | 7,300 |
| Alexandria Real Estate Equities | ARE | 015271109 | 03/31/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 4,000 |
| Alexandria Real Estate Equities | ARE | 015271109 | 03/31/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 4,000 |
| Gramercy Capital Corp | GKK | 384871109 | 03/15/06 | 05/17/06 | Annual | 1 | Directors | For | Management | For | 8,200 |
| Gramercy Capital Corp | GKK | 384871109 | 03/15/06 | 05/17/06 | Annual | 2 | Ratify Auditors | For | Management | For | 8,200 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 32,800 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 2 | Recommendation by the Executive Compensation Committee | For | Management | For | 32,800 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 3 | Ratify Auditors | For | Management | For | 32,800 |
| Kimco Realty Corporation | KIM | 49446R109 | 03/24/06 | 05/18/06 | Annual | 4 | Stockholder Proposal | Against | Stockholder | Against | 32,800 |
| Liberty Property Trust | LRY | 531172104 | 03/14/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 9,700 |
| Liberty Property Trust | LRY | 531172104 | 03/14/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 9,700 |
| Liberty Property Trust | LRY | 531172104 | 03/14/06 | 05/18/06 | Annual | 3 | Proposal to amend the Trust's amended and restated share incentive plan | For | Management | For | 9,700 |
| Host Hotels and Resorts | HST | 44107P104 | 03/29/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 30,300 |
| Host Hotels and Resorts | HST | 44107P104 | 03/29/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 30,300 |
| Host Hotels and Resorts | HST | 44107P104 | 03/29/06 | 05/18/06 | Annual | 3 | Stockholder Proposal | For | Stockholder | For | 30,300 |
| The Macerich Company | MAC | 554382101 | 03/14/06 | 06/01/06 | Annual | 1 | Directors | For | Management | For | 8,800 |
| The Macerich Company | MAC | 554382101 | 03/14/06 | 06/01/06 | Annual | 2 | Ratify Auditors | For | Management | For | 8,800 |
| The Macerich Company | MAC | 554382101 | 03/14/06 | 06/01/06 | Annual | 3 | Stockholder Proposal | Against | Stockholder | Against | 8,800 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 1 | Directors | For | Management | For | 34,000 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 2 | Ratify Auditors | For | Management | For | 34,000 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 3 | Stockholder Proposal | Against | Stockholder | For | 34,000 |
| Hilton Hotels Corporation | HLT | 432848109 | 03/29/06 | 05/24/06 | Annual | 4 | Stockholder Proposal | Against | Stockholder | For | 34,000 |
| Equity Residential | EQR | 29476L107 | 03/31/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 34,700 |
| Equity Residential | EQR | 29476L107 | 03/31/06 | 05/25/06 | Annual | 2 | Ratify Auditors | For | Management | For | 34,700 |
| Newcastle Investment Corporation | NCT | 65105M108 | 04/11/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 8,700 |
| Newcastle Investment Corporation | NCT | 65105M108 | 04/11/06 | 05/18/06 | Annual | 2 | Ratify Auditors | For | Management | For | 8,700 |
| Reckson Associates Realty Corp | RA | 75621K106 | 03/21/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 7,000 |
| Reckson Associates Realty Corp | RA | 75621K106 | 03/21/06 | 05/25/06 | Annual | 2 | Ratify Auditors | For | Management | For | 7,000 |
| Columbia Equity Trust, Inc. | COE | 197627102 | 03/31/06 | 05/12/06 | Annual | 1 | Directors | For | Management | For | 9,400 |
| Kite Realty Group Trust | KRG | 49803T102 | 03/09/06 | 05/04/06 | Annual | 1 | Directors | For | Management | For | 40,200 |
| Kite Realty Group Trust | KRG | 49803T102 | 03/09/06 | 05/04/06 | Annual | 2 | Ratify Auditors | For | Management | For | 40,200 |
| Starwood Hotels & Resorts | HOT | 85590A203 | 03/14/06 | 05/02/06 | Annual | 1 | Directors | For | Management | For | 26,200 |
| Starwood Hotels & Resorts | HOT | 85590A203 | 03/14/06 | 05/02/06 | Annual | 2 | Ratify Auditors | For | Management | For | 26,200 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 1 | Directors | For | Management | For | 12,100 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 2 | Ratify Auditors | For | Management | For | 12,100 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 3 | Approve Incentive Plan | For | Management | For | 12,100 |
| Ventas, Inc. | VTR | 92276f100 | 03/20/06 | 05/19/06 | Annual | 4 | Stock Plan for Directors | For | Management | For | 12,100 |
| Equity One, Inc. | EQY | 294752100 | 03/24/06 | 05/11/06 | Annual | 1 | Directors | For | Management | For | 21,400 |
| Equity One, Inc. | EQY | 294752100 | 03/24/06 | 05/11/06 | Annual | 2 | Ratify Auditors | For | Management | For | 21,400 |
| U-Store-It Trust | YSI | 91274F104 | 04/03/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 15,600 |
| Republic Property Trust | RPB | 760737106 | 04/18/06 | 06/14/06 | Annual | 1 | Directors | For | Management | For | 10,400 |
| Republic Property Trust | RPB | 760737106 | 04/18/06 | 06/14/06 | Annual | 2 | Ratify Auditors | For | Management | For | 10,400 |
| Hersha Hospitality Trust | HT | 427825104 | 03/31/06 | 05/25/06 | Annual | 1 | Directors | For | Management | For | 4,700 |
| Hersha Hospitality Trust | HT | 427825104 | 03/31/06 | 05/25/06 | Annual | 2 | Ratify Auditors | For | Management | For | 4,700 |
| Vornado Realty Trust | VNO | 929042109 | 04/13/06 | 05/18/06 | Annual | 1 | Directors | For | Management | For | 12,900 |
| Vornado Realty Trust | VNO | 929042109 | 04/13/06 | 05/18/06 | Annual | 2 | 2002 Omnibus Share Plan | For | Management | For | 12,900 |
| Vornado Realty Trust | VNO | 929042109 | 04/13/06 | 05/18/06 | Annual | 3 | Ratify Auditors | For | Management | For | 12,900 |
| Northstar Realty Finance Corp | NRF | 66704R100 | 04/24/06 | 05/23/06 | Annual | 1 | Directors | For | Management | For all except Frank V. Sica | 11,100 |
| Northstar Realty Finance Corp | NRF | 66704R100 | 04/24/06 | 05/23/06 | Annual | 2 | Ratify Auditors | For | Management | For | 11,100 |
| Northstar Realty Finance Corp | NRF | 66704R100 | 04/24/06 | 05/23/06 | Annual | 3 | 2004 Omnibus Stock Incentive Plan | For | Management | Against | 11,100 |
| Maguire Properties, Inc. | MPG | 559775101 | 04/21/06 | 06/06/06 | Annual | 1 | Directors | For | Management | For | 14,400 |
| Maguire Properties, Inc. | MPG | 559775101 | 04/21/06 | 06/06/06 | Annual | 2 | Ratify Auditors | For | Management | For | 14,400 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 1 | Directors | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 2 | Authorized Shares of Class A Common Stock | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 3 | Authorized Shares of Class B Common Stock | For | Management | Against | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 4 | To eliminate certain class voting rights | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 5 | To eliminate reference to Class A common stock preference dividend | For | Management | Against | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 6 | To increase the number of authorized shares of preferred stock | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 7 | Amendment of the amended Articles of Incorporation | For | Management | Against | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 8 | To modernize the regulations in light of changes to the Ohio General Corporation Law | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 9 | To establish the size of the board of directors by the shareholders | For | Management | Against | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 10 | Amendment of the code of regulations regarding nomination proceedures for directors | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 11 | Amendment of the code of regulations regarding the offices and officers of the company | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 12 | Amendment of the Code of Regulations regarding indemenification provisions | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 13 | Amendment of the Code of Regulations regarding issuance of uncertification shares | For | Management | For | 8,726 |
| Forest City Enterprises | FCE/A | 345550107 | 04/17/06 | 06/15/06 | Annual | 14 | Ratify Auditors | For | Management | For | 8,726 |
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IVY SMALL CAP VALUE FUND |
Proxy Voting Record |
Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Ballot Item Number | M or S | Category | Item Desc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | Note |
| LifePoint Hospitals, Inc. | LPNT | 53219L109 | USA | 06/30/05 | 05/16/05 | Annual | 46846 | 1.1 | M | Directors Related | Elect Director Kenneth C. Donahey | For | For | For | For | |
| LifePoint Hospitals, Inc. | LPNT | 53219L109 | USA | 06/30/05 | 05/16/05 | Annual | 46846 | 1.2 | M | Directors Related | Elect Director Richard H. Evans | For | For | For | For | |
| LifePoint Hospitals, Inc. | LPNT | 53219L109 | USA | 06/30/05 | 05/16/05 | Annual | 46846 | 1.3 | M | Directors Related | Elect Director Michael P. Haley | For | For | For | For | |
| LifePoint Hospitals, Inc. | LPNT | 53219L109 | USA | 06/30/05 | 05/16/05 | Annual | 46846 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| LifePoint Hospitals, Inc. | LPNT | 53219L109 | USA | 06/30/05 | 05/16/05 | Annual | 46846 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 1.1 | M | Directors Related | Elect Director Stephen P. Adik | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 1.2 | M | Directors Related | Elect Director E. Linn Draper, Jr. | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 1.3 | M | Directors Related | Elect Director Jon S. Fossel | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 1.4 | M | Directors Related | Elect Director Michael J. Hanson | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 1.5 | M | Directors Related | Elect Director Julia L. Johnson | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 1.6 | M | Directors Related | Elect Director Philip L. Maslowe | For | For | For | For | |
| Northwestern Corp. | NWEC | 668074305 | USA | 07/14/05 | 05/16/05 | Annual | 37500 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.1 | M | Directors Related | Elect Director Solomon Kerzner | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.2 | M | Directors Related | Elect Director Butch Kerzner | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.3 | M | Directors Related | Elect Director Peter N. Buckley | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.4 | M | Directors Related | Elect Director Hamed Kazim | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.5 | M | Directors Related | Elect Director Howard S. Marks | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.6 | M | Directors Related | Elect Director Eric B. Siegel | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.7 | M | Directors Related | Elect Director Stephen M. Ross | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 1.8 | M | Directors Related | Elect Director Heinrich Von Rantzau | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 2 | M | Routine/ Business | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. | For | For | For | For | |
| KERZNER INTERNATIONAL LTD | KZL | P6065Y107 | Bahamas | 07/19/05 | 06/03/05 | Annual | 16500 | 3 | M | Non-Salary Comp. | PROPOSAL TO APPROVE THE COMPANY S 2005 INCENTIVE STOCK PLAN. | Against | For | For | For | |
| Novatel Wireless, Inc. | NVTL | 66987M604 | USA | 07/28/05 | 06/08/05 | Annual | 48300 | 1.1 | M | Directors Related | Elect Director Mark Rossi | For | For | For | For | |
| Novatel Wireless, Inc. | NVTL | 66987M604 | USA | 07/28/05 | 06/08/05 | Annual | 48300 | 1.2 | M | Directors Related | Elect Director David A. Werner | For | For | For | For | |
| Novatel Wireless, Inc. | NVTL | 66987M604 | USA | 07/28/05 | 06/08/05 | Annual | 48300 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Novatel Wireless, Inc. | NVTL | 66987M604 | USA | 07/28/05 | 06/08/05 | Annual | 48300 | 3 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | Against | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.1 | M | Directors Related | Elect Director Peter C. Mann | For | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.2 | M | Directors Related | Elect Director L. Dick Buell | Withhold | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.3 | M | Directors Related | Elect Director Gary E. Costley, Phd. | Withhold | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.4 | M | Directors Related | Elect Director David A. Donnini | For | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.5 | M | Directors Related | Elect Director Ronald Gordon | For | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.6 | M | Directors Related | Elect Director Vincent J. Hemmer | Withhold | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 1.7 | M | Directors Related | Elect Director Patrick Lonergan | For | For | For | For | |
| Prestige Brands Holdings Inc | PBH | 74112D101 | USA | 07/29/05 | 06/15/05 | Annual | 76300 | 2 | M | Routine/ Business | Ratify Auditors | Against | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.1 | M | Directors Related | Elect Director Frances D. Cook | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.2 | M | Directors Related | Elect Director Gilbert F. Decker | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.3 | M | Directors Related | Elect Director General Ronald R. Fogleman | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.4 | M | Directors Related | Elect Director Admiral David E. Jeremiah | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.5 | M | Directors Related | Elect Director Roman Martinez, IV | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.6 | M | Directors Related | Elect Director Daniel J. Murphy | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.7 | M | Directors Related | Elect Director General Robert W. RisCassi | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.8 | M | Directors Related | Elect Director Michael T. Smith | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 1.9 | M | Directors Related | Elect Director William G. Van Dyke | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 08/02/05 | 06/06/05 | Annual | 7700 | 4 | S | SH-Health/Environ. | Adopt Ethical Criteria for Military Contracts | Against | Against | Against | Against | |
| Handleman Co. | HDL | 410252100 | USA | 09/07/05 | 07/11/05 | Annual | 28900 | 1.1 | M | Directors Related | Elect Director Thomas S. Wilson | For | For | For | For | |
| Handleman Co. | HDL | 410252100 | USA | 09/07/05 | 07/11/05 | Annual | 28900 | 1.2 | M | Directors Related | Elect Director Eugene A. Miller | For | For | For | For | |
| Handleman Co. | HDL | 410252100 | USA | 09/07/05 | 07/11/05 | Annual | 28900 | 1.3 | M | Directors Related | Elect Director P. Daniel Miller | For | For | For | For | |
| Handleman Co. | HDL | 410252100 | USA | 09/07/05 | 07/11/05 | Annual | 28900 | 1.4 | M | Directors Related | Elect Director Sandra E. Peterson | For | For | For | For | |
| Handleman Co. | HDL | 410252100 | USA | 09/07/05 | 07/11/05 | Annual | 28900 | 1.5 | M | Directors Related | Elect Director Irvin D. Reid | For | For | For | For | |
| Fleetwood Enterprises, Inc. | FLE | 339099103 | USA | 09/13/05 | 07/25/05 | Annual | 99700 | 1.1 | M | Directors Related | Elect Director Loren K. Carroll | For | For | For | For | |
| Fleetwood Enterprises, Inc. | FLE | 339099103 | USA | 09/13/05 | 07/25/05 | Annual | 99700 | 1.2 | M | Directors Related | Elect Director J. Michael Hagan | For | For | For | For | |
| Fleetwood Enterprises, Inc. | FLE | 339099103 | USA | 09/13/05 | 07/25/05 | Annual | 99700 | 1.3 | M | Directors Related | Elect Director Dr. Douglas M. Lawson | For | For | For | For | |
| Fleetwood Enterprises, Inc. | FLE | 339099103 | USA | 09/13/05 | 07/25/05 | Annual | 99700 | 1.4 | M | Directors Related | Elect Director John T. Montford | For | For | For | For | |
| Fleetwood Enterprises, Inc. | FLE | 339099103 | USA | 09/13/05 | 07/25/05 | Annual | 99700 | 2 | M | Non-Salary Comp. | Approve Executive Incentive Bonus Plan | For | For | For | For | |
| Fleetwood Enterprises, Inc. | FLE | 339099103 | USA | 09/13/05 | 07/25/05 | Annual | 99700 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 07/27/05 | Annual | 47000 | 1.1 | M | Directors Related | Elect Director Ken Kannappan | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 07/27/05 | Annual | 47000 | 1.2 | M | Directors Related | Elect Director John Schofield | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 07/27/05 | Annual | 47000 | 1.3 | M | Directors Related | Elect Director Ron Smith | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 07/27/05 | Annual | 47000 | 2 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 07/27/05 | Annual | 47000 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 08/08/05 | Special | 47000 | 1 | M | Reorg. and Mergers | Issue Shares in Connection with an Acquisition | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 08/08/05 | Special | 47000 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 08/08/05 | Special | 47000 | 3 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |
| Integrated Device Technology, Inc. | IDTI | 458118106 | USA | 09/15/05 | 08/08/05 | Special | 47000 | 4 | M | Routine/ Business | Other Business | Against | None | For | For | |
| Polymedica Corp. | PLMD | 731738100 | USA | 09/23/05 | 07/27/05 | Annual | 20900 | 1.1 | M | Directors Related | Elect Director Thomas O. Pyle | For | For | For | For | |
| Polymedica Corp. | PLMD | 731738100 | USA | 09/23/05 | 07/27/05 | Annual | 20900 | 1.2 | M | Directors Related | Elect Director Samuel L. Shanaman | For | For | For | For | |
| Polymedica Corp. | PLMD | 731738100 | USA | 09/23/05 | 07/27/05 | Annual | 20900 | 1.3 | M | Directors Related | Elect Director Alan D. Solomont | For | For | For | For | |
| Polymedica Corp. | PLMD | 731738100 | USA | 09/23/05 | 07/27/05 | Annual | 20900 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Polymedica Corp. | PLMD | 731738100 | USA | 09/23/05 | 07/27/05 | Annual | 20900 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Briggs & Stratton Corp. | BGG | 109043109 | USA | 010/19/05 | 08/17/05 | Annual | 27000 | 1.1 | M | Directors Related | Elect Director Jay H. Baker | For | For | For | For | |
| Briggs & Stratton Corp. | BGG | 109043109 | USA | 010/19/05 | 08/17/05 | Annual | 27000 | 1.2 | M | Directors Related | Elect Director Michael E. Batten | For | For | For | For | |
| Briggs & Stratton Corp. | BGG | 109043109 | USA | 010/19/05 | 08/17/05 | Annual | 27000 | 1.3 | M | Directors Related | Elect Director Brian C. Walker | For | For | For | For | |
| Briggs & Stratton Corp. | BGG | 109043109 | USA | 010/19/05 | 08/17/05 | Annual | 27000 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | USA | 010/25/05 | 09/02/05 | Annual | 17900 | 1.1 | M | Directors Related | Elect Director Governor Jim Edgar | For | For | For | Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | USA | 010/25/05 | 09/02/05 | Annual | 17900 | 1.2 | M | Directors Related | Elect Director Daniel M. Wright | For | For | For | Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | USA | 010/25/05 | 09/02/05 | Annual | 17900 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |
| Brooks Automation, Inc. | BRKS | 114340102 | USA | 010/26/05 | 09/21/05 | Special | 32900 | 1 | M | Reorg. and Mergers | Issue Shares in Connection with an Acquisition | For | For | For | For | |
| Brooks Automation, Inc. | BRKS | 114340102 | USA | 010/26/05 | 09/21/05 | Special | 32900 | 2 | M | Capitalization | Increase Authorized Common Stock | For | For | For | For | |
| Brooks Automation, Inc. | BRKS | 114340102 | USA | 010/26/05 | 09/21/05 | Special | 32900 | 3 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |
| Hyperion Solutions Corp. | HYSL | 44914M104 | USA | 11/16/05 | 09/21/05 | Annual | 18700 | 1.1 | M | Directors Related | Elect Director Godfrey Sullivan | For | For | For | For | |
| Hyperion Solutions Corp. | HYSL | 44914M104 | USA | 11/16/05 | 09/21/05 | Annual | 18700 | 1.2 | M | Directors Related | Elect Director John Riccitiello | Withhold | For | For | For | |
| Hyperion Solutions Corp. | HYSL | 44914M104 | USA | 11/16/05 | 09/21/05 | Annual | 18700 | 1.3 | M | Directors Related | Elect Director Gary Greenfield | For | For | For | For | |
| Hyperion Solutions Corp. | HYSL | 44914M104 | USA | 11/16/05 | 09/21/05 | Annual | 18700 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Hyperion Solutions Corp. | HYSL | 44914M104 | USA | 11/16/05 | 09/21/05 | Annual | 18700 | 3 | M | Non-Salary Comp. | Approve Qualified Employee Stock Purchase Plan | For | For | For | For | |
| Hyperion Solutions Corp. | HYSL | 44914M104 | USA | 11/16/05 | 09/21/05 | Annual | 18700 | 4 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Dycom Industries, Inc. | DY | 267475101 | USA | 11/22/05 | 010/03/05 | Annual | 55100 | 1.1 | M | Directors Related | Elect Director Thomas G. Baxter | For | For | For | For | |
| Dycom Industries, Inc. | DY | 267475101 | USA | 11/22/05 | 010/03/05 | Annual | 55100 | 1.2 | M | Directors Related | Elect Director Charles B. Coe | For | For | For | For | |
| Dycom Industries, Inc. | DY | 267475101 | USA | 11/22/05 | 010/03/05 | Annual | 55100 | 1.3 | M | Directors Related | Elect Director Jack H. Smith | For | For | For | For | |
| Dycom Industries, Inc. | DY | 267475101 | USA | 11/22/05 | 010/03/05 | Annual | 55100 | 1.4 | M | Directors Related | Elect Director Tony G. Werner | Withhold | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.1 | M | Directors Related | Elect Director Irwin D. Simon | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.2 | M | Directors Related | Elect Director Barry J. Alperin | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.3 | M | Directors Related | Elect Director Beth L. Bronner | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.4 | M | Directors Related | Elect Director Jack Futterman | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.5 | M | Directors Related | Elect Director Daniel R. Glickman | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.6 | M | Directors Related | Elect Director Marina Hahn | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.7 | M | Directors Related | Elect Director Andrew R. Heyer | Withhold | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.8 | M | Directors Related | Elect Director Roger Meltzer | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.9 | M | Directors Related | Elect Director Mitchell A. Ring | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.10 | M | Directors Related | Elect Director Lewis D. Schiliro | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.11 | M | Directors Related | Elect Director D. Edward I. Smyth | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 1.12 | M | Directors Related | Elect Director Larry S. Zilavy | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 12/01/05 | 010/20/05 | Annual | 38900 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 1.1 | M | Directors Related | Elect Director Michael S. Gross | Withhold | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 1.2 | M | Directors Related | Elect Director Nora P. McAniff | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 1.3 | M | Directors Related | Elect Director Stephen I. Sadove | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 3 | M | Antitakeover Related | Eliminate Supermajority Vote Requirement | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 4 | S | SH-Dirs' Related | Declassify the Board of Directors | For | Against | Against | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 5 | S | SH-Dirs' Related | Provide for Cumulative Voting | For | Against | Against | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 12/08/05 | 010/07/05 | Annual | 18100 | 6 | S | SH-Dirs' Related | Require a Majority Vote for the Election of Directors | For | Against | Against | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 01/05/06 | 11/30/05 | Special | 35600 | 1 | M | Reorg. and Mergers | Issue Shares in Connection with an Acquisition | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 01/05/06 | 11/30/05 | Special | 35600 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | |
| Winnebago Industries, Inc. | WGO | 974637100 | USA | 01/10/06 | 11/01/05 | Annual | 29600 | 1.1 | M | Directors Related | Elect Director John V. Hanson | For | For | For | For | |
| Winnebago Industries, Inc. | WGO | 974637100 | USA | 01/10/06 | 11/01/05 | Annual | 29600 | 1.2 | M | Directors Related | Elect Director Bruce D. Hertzke | For | For | For | For | |
| Winnebago Industries, Inc. | WGO | 974637100 | USA | 01/10/06 | 11/01/05 | Annual | 29600 | 1.3 | M | Directors Related | Elect Director Gerald C. Kitch | For | For | For | For | |
| Diamond Foods, Inc. | DMND | 252603105 | USA | 01/10/06 | 11/15/05 | Annual | 42300 | 1.1 | M | Directors Related | Elect Director Joseph P. Silveira | For | For | For | For | |
| Diamond Foods, Inc. | DMND | 252603105 | USA | 01/10/06 | 11/15/05 | Annual | 42300 | 1.2 | M | Directors Related | Elect Director Laurence M. Baer | For | For | For | For | |
| Diamond Foods, Inc. | DMND | 252603105 | USA | 01/10/06 | 11/15/05 | Annual | 42300 | 1.3 | M | Directors Related | Elect Director Michael J. Mendes | For | For | For | For | |
| Diamond Foods, Inc. | DMND | 252603105 | USA | 01/10/06 | 11/15/05 | Annual | 42300 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.1 | M | Directors Related | Elect Director Robert C. Arzbaecher | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.2 | M | Directors Related | Elect Director Gustav H.P. Boel | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.3 | M | Directors Related | Elect Director Thomas J. Fischer | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.4 | M | Directors Related | Elect Director William K. Hall | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.5 | M | Directors Related | Elect Director Kathleen J. Hempel | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.6 | M | Directors Related | Elect Director Robert A. Peterson | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.7 | M | Directors Related | Elect Director William P. Sovey | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 1.8 | M | Directors Related | Elect Director Larry D. Yost | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 2 | M | Non-Salary Comp. | Amend Non-Employee Director Omnibus Stock Plan | For | For | For | For | |
| Actuant Corp | ATU | 00508X203 | USA | 01/13/06 | 11/18/05 | Annual | 17600 | 3 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Gold Banc Corporation, Inc. | 379907108 | USA | 01/25/06 | 12/14/05 | Special | 119800 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | ||
| Linens 'N' Things, Inc | 535679104 | USA | 01/30/06 | 12/15/05 | Special | 74500 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | ||
| Linens 'N' Things, Inc | 535679104 | USA | 01/30/06 | 12/15/05 | Special | 74500 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For | ||
| Laidlaw International, Inc. | LI | 50730R102 | USA | 02/02/06 | 12/06/05 | Annual | 103500 | 1.1 | M | Directors Related | Elect Director Kevin E. Benson | For | For | For | For | |
| Laidlaw International, Inc. | LI | 50730R102 | USA | 02/02/06 | 12/06/05 | Annual | 103500 | 1.2 | M | Directors Related | Elect Director Lawrence M. Nagin | For | For | For | For | |
| Laidlaw International, Inc. | LI | 50730R102 | USA | 02/02/06 | 12/06/05 | Annual | 103500 | 1.3 | M | Directors Related | Elect Director Peter E. Stangl | For | For | For | For | |
| Sybron Dental Specialties, Inc. | 871142105 | USA | 02/08/06 | 12/16/05 | Annual | 51300 | 1.1 | M | Directors Related | Elect Director Donald N. Ecker | For | For | For | For | ||
| Sybron Dental Specialties, Inc. | 871142105 | USA | 02/08/06 | 12/16/05 | Annual | 51300 | 1.2 | M | Directors Related | Elect Director Robert W. Klemme | For | For | For | For | ||
| Sybron Dental Specialties, Inc. | 871142105 | USA | 02/08/06 | 12/16/05 | Annual | 51300 | 2 | M | Non-Salary Comp. | Approve Executive Incentive Bonus Plan | For | For | For | For | ||
| Sybron Dental Specialties, Inc. | 871142105 | USA | 02/08/06 | 12/16/05 | Annual | 51300 | 3 | M | Non-Salary Comp. | Approve Restricted Stock Plan | For | For | For | For | ||
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 1.1 | M | Directors Related | Elect Director Vivek Y. Ranadive | For | For | For | For | |
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 1.2 | M | Directors Related | Elect Director Bernard J. Bourigeaud | Withhold | For | For | For | |
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 1.3 | M | Directors Related | Elect Director Eric C.W. Dunn | For | For | For | For | |
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 1.4 | M | Directors Related | Elect Director Narendra K. Gupta | For | For | For | For | |
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 1.5 | M | Directors Related | Elect Director Peter J. Job | For | For | For | For | |
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 1.6 | M | Directors Related | Elect Director Philip K. Wood | For | For | For | For | |
| TIBCO Software, Inc. | TIBX | 88632Q103 | USA | 04/06/06 | 02/08/06 | Annual | 53829 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Cathay General Bancorp | CATY | 149150104 | USA | 04/17/06 | 03/01/06 | Annual | 29300 | 1.1 | M | Directors Related | Elect Director Michael M.Y. Chang | For | For | For | For | |
| Cathay General Bancorp | CATY | 149150104 | USA | 04/17/06 | 03/01/06 | Annual | 29300 | 1.2 | M | Directors Related | Elect Director Anthony M. Tang | For | For | For | For | |
| Cathay General Bancorp | CATY | 149150104 | USA | 04/17/06 | 03/01/06 | Annual | 29300 | 1.3 | M | Directors Related | Elect Director Thomas G. Tartaglia | For | For | For | For | |
| Cathay General Bancorp | CATY | 149150104 | USA | 04/17/06 | 03/01/06 | Annual | 29300 | 1.4 | M | Directors Related | Elect Director Peter Wu | For | For | For | For | |
| Officemax Inc | OMX | 67622P101 | USA | 04/20/06 | 03/03/06 | Annual | 64800 | 1.1 | M | Directors Related | Elect Director Brian C. Cornell | For | For | For | For | |
| Officemax Inc | OMX | 67622P101 | USA | 04/20/06 | 03/03/06 | Annual | 64800 | 1.2 | M | Directors Related | Elect Director Monte R. Haymon | For | For | For | For | |
| Officemax Inc | OMX | 67622P101 | USA | 04/20/06 | 03/03/06 | Annual | 64800 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Officemax Inc | OMX | 67622P101 | USA | 04/20/06 | 03/03/06 | Annual | 64800 | 3 | M | Directors Related | Declassify the Board of Directors | For | For | Against | Against | |
| Officemax Inc | OMX | 67622P101 | USA | 04/20/06 | 03/03/06 | Annual | 64800 | 4 | S | SH-Other/ misc. | Act on Shareholder Resolutions that Receive Majority Support | For | Against | Against | Against | |
| Lennox International, Inc. | LII | 526107107 | USA | 04/20/06 | 02/27/06 | Annual | 69000 | 1.1 | M | Directors Related | Elect Director Linda G. Alvarado | For | For | For | For | |
| Lennox International, Inc. | LII | 526107107 | USA | 04/20/06 | 02/27/06 | Annual | 69000 | 1.2 | M | Directors Related | Elect Director Steven R. Booth | For | For | For | For | |
| Lennox International, Inc. | LII | 526107107 | USA | 04/20/06 | 02/27/06 | Annual | 69000 | 1.3 | M | Directors Related | Elect Director John E. Major | For | For | For | For | |
| Lennox International, Inc. | LII | 526107107 | USA | 04/20/06 | 02/27/06 | Annual | 69000 | 1.4 | M | Directors Related | Elect Director Jeffrey D. Storey | For | For | For | For | |
| Lone Star Technologies, Inc. | LSS | 542312103 | USA | 04/24/06 | 03/06/06 | Annual | 17000 | 1.1 | M | Directors Related | Elect Director Rhys J Best | For | For | For | For | |
| Lone Star Technologies, Inc. | LSS | 542312103 | USA | 04/24/06 | 03/06/06 | Annual | 17000 | 1.2 | M | Directors Related | Elect Director Frederick B. Hegi. Jr | For | For | For | For | |
| Lone Star Technologies, Inc. | LSS | 542312103 | USA | 04/24/06 | 03/06/06 | Annual | 17000 | 1.3 | M | Directors Related | Elect Director M Joseph Mchugh | For | For | For | For | |
| Lone Star Technologies, Inc. | LSS | 542312103 | USA | 04/24/06 | 03/06/06 | Annual | 17000 | 1.4 | M | Directors Related | Elect Director Dan O. Dinges | For | For | For | For | |
| Lone Star Technologies, Inc. | LSS | 542312103 | USA | 04/24/06 | 03/06/06 | Annual | 17000 | 1.5 | M | Directors Related | Elect Director David A Reed | For | For | For | For | |
| Lone Star Technologies, Inc. | LSS | 542312103 | USA | 04/24/06 | 03/06/06 | Annual | 17000 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Central Pacific Financial Corp. | CPF | 154760102 | USA | 04/25/06 | 02/28/06 | Annual | 30600 | 1.1 | M | Directors Related | Elect Director Richard J. Blangiardi | For | For | For | For | |
| Central Pacific Financial Corp. | CPF | 154760102 | USA | 04/25/06 | 02/28/06 | Annual | 30600 | 1.2 | M | Directors Related | Elect Director Clayton K. Honbo, M.D. | For | For | For | For | |
| Central Pacific Financial Corp. | CPF | 154760102 | USA | 04/25/06 | 02/28/06 | Annual | 30600 | 1.3 | M | Directors Related | Elect Director Paul J. Kosasa | Withhold | For | Withhold | Withhold | |
| Central Pacific Financial Corp. | CPF | 154760102 | USA | 04/25/06 | 02/28/06 | Annual | 30600 | 1.4 | M | Directors Related | Elect Director Mike K. Sayama | For | For | For | For | |
| Central Pacific Financial Corp. | CPF | 154760102 | USA | 04/25/06 | 02/28/06 | Annual | 30600 | 1.5 | M | Directors Related | Elect Director Dwight L. Yoshimura | For | For | For | For | |
| Central Pacific Financial Corp. | CPF | 154760102 | USA | 04/25/06 | 02/28/06 | Annual | 30600 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.1 | M | Directors Related | Elect Director Jameson A. Baxter | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.2 | M | Directors Related | Elect Director John F. Bergstrom | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.3 | M | Directors Related | Elect Director Henry T. DeNero | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.4 | M | Directors Related | Elect Director David T. Gibbons | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.5 | M | Directors Related | Elect Director Janel S. Haugarth | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.6 | M | Directors Related | Elect Director Pamela J. Moret | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.7 | M | Directors Related | Elect Director Paul C. Reyelts | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.8 | M | Directors Related | Elect Director Ray C. Richelsen | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.9 | M | Directors Related | Elect Director Stephanie A. Streeter | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 1.10 | M | Directors Related | Elect Director Michael J. Winkler | For | For | For | For | |
| Banta Corp. | BN | 066821109 | USA | 04/25/06 | 03/03/06 | Annual | 30100 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Sterling Financial Corp. | STSA | 859319105 | USA | 04/25/06 | 03/01/06 | Annual | 66000 | 1.1 | M | Directors Related | Elect Director Rodney W. Barnett | For | For | For | For | |
| Sterling Financial Corp. | STSA | 859319105 | USA | 04/25/06 | 03/01/06 | Annual | 66000 | 1.2 | M | Directors Related | Elect Director W. (ike) L. Eisenhart | For | For | For | For | |
| Sterling Financial Corp. | STSA | 859319105 | USA | 04/25/06 | 03/01/06 | Annual | 66000 | 1.3 | M | Directors Related | Elect Director Donald J. Lukes | For | For | For | For | |
| Sterling Financial Corp. | STSA | 859319105 | USA | 04/25/06 | 03/01/06 | Annual | 66000 | 1.4 | M | Directors Related | Elect Director William W. Zuppe | For | For | For | For | |
| Sterling Financial Corp. | STSA | 859319105 | USA | 04/25/06 | 03/01/06 | Annual | 66000 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.1 | M | Directors Related | Elect Director H. Furlong Baldwin | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.2 | M | Directors Related | Elect Director Jonathan F. Bank | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.3 | M | Directors Related | Elect Director Dan R. Carmichael | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.4 | M | Directors Related | Elect Director Robert V. Deutsch | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.5 | M | Directors Related | Elect Director Steven H. Newman | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.6 | M | Directors Related | Elect Director Michael D. Price | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 1.7 | M | Directors Related | Elect Director Peter T. Pruitt | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 2 | M | Routine/ Business | TO CONSIDER AND TAKE ACTION ON A PROPOSAL TO AMEND THE BYE-LAWS OF THE COMPANY BY REMOVING BYE-LAW 51(4), WHICH WOULD LIMIT THE VOTING RIGHTS OF THE COMPANY S 6% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES. | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 3 | M | Non-Salary Comp. | TO CONSIDER AND TAKE ACTION ON A PROPOSAL TO APPROVE THE 2006 SHARE INCENTIVE PLAN. | For | For | For | For | |
| PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | Bermuda | 04/25/06 | 03/10/06 | Annual | 40100 | 4 | M | Routine/ Business | TO CONSIDER AND TAKE ACTION UPON A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR. | For | For | For | For | |
| Boston Private Financial Holdings, Inc. | BPFH | 101119105 | USA | 04/26/06 | 03/06/06 | Annual | 28900 | 1.1 | M | Directors Related | Elect Director Herbert S. Alexander | For | For | For | For | |
| Boston Private Financial Holdings, Inc. | BPFH | 101119105 | USA | 04/26/06 | 03/06/06 | Annual | 28900 | 1.2 | M | Directors Related | Elect Director Lynn Thompson Hoffman | For | For | For | For | |
| Boston Private Financial Holdings, Inc. | BPFH | 101119105 | USA | 04/26/06 | 03/06/06 | Annual | 28900 | 1.3 | M | Directors Related | Elect Director Richard I. Morris, Jr. | For | For | For | For | |
| Boston Private Financial Holdings, Inc. | BPFH | 101119105 | USA | 04/26/06 | 03/06/06 | Annual | 28900 | 1.4 | M | Directors Related | Elect Director John A. Straus | For | For | For | For | |
| Boston Private Financial Holdings, Inc. | BPFH | 101119105 | USA | 04/26/06 | 03/06/06 | Annual | 28900 | 2 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |
| Boston Private Financial Holdings, Inc. | BPFH | 101119105 | USA | 04/26/06 | 03/06/06 | Annual | 28900 | 3 | M | Non-Salary Comp. | Approve Nonqualified Employee Stock Purchase Plan | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.1 | M | Directors Related | Elect Director Howard L. Clark, Jr. | Withhold | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.2 | M | Directors Related | Elect Director Gregory E. Hyland | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.3 | M | Directors Related | Elect Director Jerry W. Kolb | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.4 | M | Directors Related | Elect Director Patrick A. Kriegshauser | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.5 | M | Directors Related | Elect Director Joseph B. Leonard | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.6 | M | Directors Related | Elect Director Mark J. O'Brien | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.7 | M | Directors Related | Elect Director Bernard G. Rethore | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 1.8 | M | Directors Related | Elect Director Michael T. Tokarz | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Walter Industries, Inc. | WLT | 93317Q105 | USA | 04/26/06 | 03/03/06 | Annual | 50500 | 3 | M | Non-Salary Comp. | Approve Executive Incentive Bonus Plan | Against | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.1 | M | Directors Related | Elect Director E. Allen | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.2 | M | Directors Related | Elect Director L. Bartolini | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.3 | M | Directors Related | Elect Director E.J. Bowler | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.4 | M | Directors Related | Elect Director A. Latno, Jr. | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.5 | M | Directors Related | Elect Director P. Lynch | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.6 | M | Directors Related | Elect Director C. Macmillan | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.7 | M | Directors Related | Elect Director R. Nelson | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.8 | M | Directors Related | Elect Director C. Otto | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.9 | M | Directors Related | Elect Director D. Payne | For | For | For | For | |
| Westamerica Bancorporation | WABC | 957090103 | USA | 04/27/06 | 02/27/06 | Annual | 16400 | 1.10 | M | Directors Related | Elect Director E. Sylvester | For | For | For | For | |
| Orbital Sciences Corp. | ORB | 685564106 | USA | 04/27/06 | 03/08/06 | Annual | 51000 | 1.1 | M | Directors Related | Elect Director Robert M. Hanisee | For | For | For | For | |
| Orbital Sciences Corp. | ORB | 685564106 | USA | 04/27/06 | 03/08/06 | Annual | 51000 | 1.2 | M | Directors Related | Elect Director James G. Roche | For | For | For | For | |
| Orbital Sciences Corp. | ORB | 685564106 | USA | 04/27/06 | 03/08/06 | Annual | 51000 | 1.3 | M | Directors Related | Elect Director Harrison H. Schmitt | For | For | For | For | |
| Orbital Sciences Corp. | ORB | 685564106 | USA | 04/27/06 | 03/08/06 | Annual | 51000 | 1.4 | M | Directors Related | Elect Director James R. Thompson | For | For | For | For | |
| Orbital Sciences Corp. | ORB | 685564106 | USA | 04/27/06 | 03/08/06 | Annual | 51000 | 1.5 | M | Directors Related | Elect Director Scott L. Webster | For | For | For | For | |
| Orbital Sciences Corp. | ORB | 685564106 | USA | 04/27/06 | 03/08/06 | Annual | 51000 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.1 | M | Directors Related | Elect Director Robert B. Catell | Withhold | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.2 | M | Directors Related | Elect Director John U. Clarke | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.3 | M | Directors Related | Elect Director David G. Elkins | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.4 | M | Directors Related | Elect Director William G. Hargett | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.5 | M | Directors Related | Elect Director Harold R. Logan, Jr. | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.6 | M | Directors Related | Elect Director Thomas A. Mckeever | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.7 | M | Directors Related | Elect Director Stephen W. Mckessy | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 1.8 | M | Directors Related | Elect Director Donald C. Vaughn | For | For | For | For | |
| The Houston Exploration Co. | THX | 442120101 | USA | 04/28/06 | 03/09/06 | Annual | 22600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Piper Jaffray Cos | PJC | 724078100 | USA | 05/02/06 | 03/06/06 | Annual | 51800 | 1.1 | M | Directors Related | Elect Director B. Kristine Johnson | Withhold | For | For | For | |
| Piper Jaffray Cos | PJC | 724078100 | USA | 05/02/06 | 03/06/06 | Annual | 51800 | 1.2 | M | Directors Related | Elect Director Jean M. Taylor | For | For | For | For | |
| Piper Jaffray Cos | PJC | 724078100 | USA | 05/02/06 | 03/06/06 | Annual | 51800 | 1.3 | M | Directors Related | Elect Director Richard A. Zona | For | For | For | For | |
| Piper Jaffray Cos | PJC | 724078100 | USA | 05/02/06 | 03/06/06 | Annual | 51800 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Piper Jaffray Cos | PJC | 724078100 | USA | 05/02/06 | 03/06/06 | Annual | 51800 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Piper Jaffray Cos | PJC | 724078100 | USA | 05/02/06 | 03/06/06 | Annual | 51800 | 4 | S | SH-Dirs' Related | Declassify the Board of Directors | For | Against | Against | Against | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.1 | M | Directors Related | Elect Director E.H. Drew | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.2 | M | Directors Related | Elect Director J.K. Hauswald | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.3 | M | Directors Related | Elect Director D. Jernigan | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.4 | M | Directors Related | Elect Director R.B. Kalich Sr. | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.5 | M | Directors Related | Elect Director K.R. Masterson | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.6 | M | Directors Related | Elect Director D.J. Pileggi | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.7 | M | Directors Related | Elect Director J.P. Richard | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.8 | M | Directors Related | Elect Director D.D. Stevens | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 1.9 | M | Directors Related | Elect Director W.H. Waltrip | For | For | For | For | |
| Thomas & Betts Corp. | TNB | 884315102 | USA | 05/03/06 | 03/06/06 | Annual | 58500 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Imation Corp. | IMN | 45245A107 | USA | 05/03/06 | 03/13/06 | Annual | 40100 | 1.1 | M | Directors Related | Elect Director Michael S. Fields | For | For | For | For | |
| Imation Corp. | IMN | 45245A107 | USA | 05/03/06 | 03/13/06 | Annual | 40100 | 1.2 | M | Directors Related | Elect Director L. White Mathews, III | For | For | For | For | |
| Imation Corp. | IMN | 45245A107 | USA | 05/03/06 | 03/13/06 | Annual | 40100 | 1.3 | M | Directors Related | Elect Director Ronald T. Lemay | For | For | For | For | |
| Imation Corp. | IMN | 45245A107 | USA | 05/03/06 | 03/13/06 | Annual | 40100 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| AptarGroup, Inc. | ATR | 038336103 | USA | 05/03/06 | 03/09/06 | Annual | 17200 | 1.1 | M | Directors Related | Elect Director Stefan A. Baustert | For | For | For | For | |
| AptarGroup, Inc. | ATR | 038336103 | USA | 05/03/06 | 03/09/06 | Annual | 17200 | 1.2 | M | Directors Related | Elect Director Rodney L. Goldstein | For | For | For | For | |
| AptarGroup, Inc. | ATR | 038336103 | USA | 05/03/06 | 03/09/06 | Annual | 17200 | 1.3 | M | Directors Related | Elect Director Ralph Gruska | For | For | For | For | |
| AptarGroup, Inc. | ATR | 038336103 | USA | 05/03/06 | 03/09/06 | Annual | 17200 | 1.4 | M | Directors Related | Elect Director Leo A. Guthart | For | For | For | For | |
| El Paso Electric Co. | EE | 283677854 | USA | 05/03/06 | 03/06/06 | Annual | 52000 | 1.1 | M | Directors Related | Elect Director Ramiro Guzman | For | For | For | For | |
| El Paso Electric Co. | EE | 283677854 | USA | 05/03/06 | 03/06/06 | Annual | 52000 | 1.2 | M | Directors Related | Elect Director James W. Harris | For | For | For | For | |
| El Paso Electric Co. | EE | 283677854 | USA | 05/03/06 | 03/06/06 | Annual | 52000 | 1.3 | M | Directors Related | Elect Director Stephen N. Wertheimer | For | For | For | For | |
| El Paso Electric Co. | EE | 283677854 | USA | 05/03/06 | 03/06/06 | Annual | 52000 | 1.4 | M | Directors Related | Elect Director Charles A. Yamarone | For | For | For | For | |
| El Paso Electric Co. | EE | 283677854 | USA | 05/03/06 | 03/06/06 | Annual | 52000 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | Against | For | For | For | |
| El Paso Electric Co. | EE | 283677854 | USA | 05/03/06 | 03/06/06 | Annual | 52000 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Axcelis Technologies Inc | ACLS | 054540109 | USA | 05/03/06 | 03/15/06 | Annual | 133900 | 1.1 | M | Directors Related | Elect Director Mary G. Puma | For | For | For | For | |
| Axcelis Technologies Inc | ACLS | 054540109 | USA | 05/03/06 | 03/15/06 | Annual | 133900 | 1.2 | M | Directors Related | Elect Director William C. Jennings | For | For | For | For | |
| Axcelis Technologies Inc | ACLS | 054540109 | USA | 05/03/06 | 03/15/06 | Annual | 133900 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Marvel Entertainment, Inc. | MVL | 57383T103 | USA | 05/04/06 | 03/13/06 | Annual | 48600 | 1.1 | M | Directors Related | Elect Director Avi Arad | For | For | For | For | |
| Marvel Entertainment, Inc. | MVL | 57383T103 | USA | 05/04/06 | 03/13/06 | Annual | 48600 | 1.2 | M | Directors Related | Elect Director Richard L. Solar | For | For | For | For | |
| Marvel Entertainment, Inc. | MVL | 57383T103 | USA | 05/04/06 | 03/13/06 | Annual | 48600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.1 | M | Directors Related | Elect Director E.K. Gaylord Ii | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.2 | M | Directors Related | Elect Director E. Gordon Gee | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.3 | M | Directors Related | Elect Director Ellen Levine | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.4 | M | Directors Related | Elect Director Robert P. Bowen | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.5 | M | Directors Related | Elect Director Ralph Horn | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.6 | M | Directors Related | Elect Director Michael J. Bender | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.7 | M | Directors Related | Elect Director Laurence S. Geller | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.8 | M | Directors Related | Elect Director Michael D. Rose | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.9 | M | Directors Related | Elect Director Colin V. Reed | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 1.10 | M | Directors Related | Elect Director Michael I. Roth | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| Gaylord Entertainment Co. | GET | 367905106 | USA | 05/04/06 | 03/14/06 | Annual | 54300 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| The Brinks Company | BCO | 109696104 | USA | 05/05/06 | 03/15/06 | Annual | 79400 | 1.1 | M | Directors Related | Elect Director Murray D. Martin | For | For | For | For | |
| The Brinks Company | BCO | 109696104 | USA | 05/05/06 | 03/15/06 | Annual | 79400 | 1.2 | M | Directors Related | Elect Director Lawrence J. Mosner | For | For | For | For | |
| The Brinks Company | BCO | 109696104 | USA | 05/05/06 | 03/15/06 | Annual | 79400 | 1.3 | M | Directors Related | Elect Director Roger G. Ackerman | For | For | For | For | |
| The Brinks Company | BCO | 109696104 | USA | 05/05/06 | 03/15/06 | Annual | 79400 | 1.4 | M | Directors Related | Elect Director Betty C. Alewine | For | For | For | For | |
| The Brinks Company | BCO | 109696104 | USA | 05/05/06 | 03/15/06 | Annual | 79400 | 1.5 | M | Directors Related | Elect Director Carl S. Sloane | For | For | For | For | |
| The Brinks Company | BCO | 109696104 | USA | 05/05/06 | 03/15/06 | Annual | 79400 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.1 | M | Directors Related | Elect Director Robert E. Dods | Withhold | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.2 | M | Directors Related | Elect Director Boyd L. Meyer | Withhold | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.3 | M | Directors Related | Elect Director Peter K.K. Chung | Withhold | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.4 | M | Directors Related | Elect Director Curtis W. Stoelting | Withhold | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.5 | M | Directors Related | Elect Director John S. Bakalar | For | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.6 | M | Directors Related | Elect Director John J. Vosicky | For | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.7 | M | Directors Related | Elect Director Paul E. Purcell | Withhold | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.8 | M | Directors Related | Elect Director Daniel M. Wright | For | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.9 | M | Directors Related | Elect Director Thomas M. Collinger | For | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.10 | M | Directors Related | Elect Director Richard E. Rothkopf | Withhold | For | For | For | |
| RC2 CORP | RCRC | 749388104 | USA | 05/05/06 | 03/20/06 | Annual | 31100 | 1.11 | M | Directors Related | Elect Director M.J. Merriman, Jr. | For | For | For | For | |
| Whiting Petroleum Corp. | WLL | 966387102 | USA | 05/09/06 | 03/15/06 | Annual | 29878 | 1.1 | M | Directors Related | Elect Director James J. Volker | For | For | For | For | |
| Whiting Petroleum Corp. | WLL | 966387102 | USA | 05/09/06 | 03/15/06 | Annual | 29878 | 1.2 | M | Directors Related | Elect Director Graydon D. Hubbard | For | For | For | For | |
| Whiting Petroleum Corp. | WLL | 966387102 | USA | 05/09/06 | 03/15/06 | Annual | 29878 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.1 | M | Directors Related | Elect Director Charles W. Cramb | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.2 | M | Directors Related | Elect Director Timothy R. Donovan | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.3 | M | Directors Related | Elect Director M.K. Eickhoff-Smith | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.4 | M | Directors Related | Elect Director Mark P. Frissora | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.5 | M | Directors Related | Elect Director Frank E. Macher | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.6 | M | Directors Related | Elect Director Roger B. Porter | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.7 | M | Directors Related | Elect Director David B. Price, Jr. | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.8 | M | Directors Related | Elect Director Dennis G. Severance | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.9 | M | Directors Related | Elect Director Paul T. Stecko | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.10 | M | Directors Related | Elect Director Mitsunobu Takeuchi | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 1.11 | M | Directors Related | Elect Director Jane L. Warner | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| TENNECO INC | TEN | 880349105 | USA | 05/09/06 | 03/14/06 | Annual | 29300 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | Against | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.1 | M | Directors Related | Elect Director J. Kelly Allgood | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.2 | M | Directors Related | Elect Director Reuben V. Anderson | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.3 | M | Directors Related | Elect Director William C. Deviney, Jr. | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.4 | M | Directors Related | Elect Director C. Gerald Garnett | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.5 | M | Directors Related | Elect Director Richard G. Hickson | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.6 | M | Directors Related | Elect Director Matthew L. Holleman, III | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.7 | M | Directors Related | Elect Director John M. Mccullouch | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.8 | M | Directors Related | Elect Director Richard H. Puckett | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.9 | M | Directors Related | Elect Director R. Michael Summerford | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.10 | M | Directors Related | Elect Director Kenneth W. Williams | For | For | For | For | |
| Trustmark Corp. | TRMK | 898402102 | USA | 05/09/06 | 03/13/06 | Annual | 37300 | 1.11 | M | Directors Related | Elect Director William G. Yates, Jr. | For | For | For | For | |
| Comstock Resources, Inc. | CRK | 205768203 | USA | 05/10/06 | 04/12/06 | Annual | 44600 | 1.1 | M | Directors Related | Elect Director Roland O. Burns | For | For | For | For | |
| Comstock Resources, Inc. | CRK | 205768203 | USA | 05/10/06 | 04/12/06 | Annual | 44600 | 1.2 | M | Directors Related | Elect Director David K. Lockett | For | For | For | For | |
| Comstock Resources, Inc. | CRK | 205768203 | USA | 05/10/06 | 04/12/06 | Annual | 44600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Regal Entertainment Group | RGC | 758766109 | USA | 05/10/06 | 03/31/06 | Annual | 51600 | 1.1 | M | Directors Related | Elect Director Michael L. Campbell | For | For | For | For | |
| Regal Entertainment Group | RGC | 758766109 | USA | 05/10/06 | 03/31/06 | Annual | 51600 | 1.2 | M | Directors Related | Elect Director Alex Yemenidjian | For | For | For | For | |
| Regal Entertainment Group | RGC | 758766109 | USA | 05/10/06 | 03/31/06 | Annual | 51600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.1 | M | Directors Related | Elect Director Joel S. Beckman | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.2 | M | Directors Related | Elect Director H. Arthur Bellows, Jr. | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.3 | M | Directors Related | Elect Director David E. Berges | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.4 | M | Directors Related | Elect Director Lynn Brubaker | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.5 | M | Directors Related | Elect Director Jeffrey C. Campbell | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.6 | M | Directors Related | Elect Director Sandra L. Derickson | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.7 | M | Directors Related | Elect Director David C. Hurley | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 1.8 | M | Directors Related | Elect Director Martin L. Solomon | For | For | For | For | |
| Hexcel Corp. | HXL | 428291108 | USA | 05/11/06 | 03/24/06 | Annual | 27171 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Tronox, Inc | TRX | 897051108 | USA | 05/11/06 | 03/13/06 | Annual | 55900 | 1 | M | Directors Related | Elect Director Jerome Adams | For | For | For | For | |
| Tronox, Inc | TRX | 897051108 | USA | 05/11/06 | 03/13/06 | Annual | 55900 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| K2 Inc. | KTO | 482732104 | USA | 05/11/06 | 03/24/06 | Annual | 28900 | 1.1 | M | Directors Related | Elect Director Richard J. Heckmann | For | For | For | For | |
| K2 Inc. | KTO | 482732104 | USA | 05/11/06 | 03/24/06 | Annual | 28900 | 1.2 | M | Directors Related | Elect Director Robin E. Hernreich | For | For | For | For | |
| K2 Inc. | KTO | 482732104 | USA | 05/11/06 | 03/24/06 | Annual | 28900 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| K2 Inc. | KTO | 482732104 | USA | 05/11/06 | 03/24/06 | Annual | 28900 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 1.1 | M | Directors Related | Elect Director Frederick H. Eppinger | For | For | For | For | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 1.2 | M | Directors Related | Elect Director Gail L. Harrison | For | For | For | Withhold | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 1.3 | M | Directors Related | Elect Director Joseph R. Ramrath | For | For | For | For | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 1.4 | M | Directors Related | Elect Director David J. Gallitano | For | For | For | For | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 1.5 | M | Directors Related | Elect Director Neal F. Finnegan | For | For | For | For | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Hanover Insurance Group Inc | THG | 410867105 | USA | 05/16/06 | 03/24/06 | Annual | 52300 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | Against | For | For | Against | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.1 | M | Directors Related | Elect Director Adelmo E. Archuleta | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.2 | M | Directors Related | Elect Director Julie A. Dobson | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.3 | M | Directors Related | Elect Director Woody L. Hunt | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.4 | M | Directors Related | Elect Director Charles E. McMahen | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.5 | M | Directors Related | Elect Director Manuel T. Pacheco, Ph.D. | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.6 | M | Directors Related | Elect Director Robert M. Price | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.7 | M | Directors Related | Elect Director Bonnie S. Reitz | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.8 | M | Directors Related | Elect Director Jeffry E. Sterba | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 1.9 | M | Directors Related | Elect Director Joan B. Woodard | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| PNM Resources Inc | PNM | 69349H107 | USA | 05/16/06 | 03/27/06 | Annual | 52300 | 3 | M | Directors Related | Declassify the Board of Directors | For | For | Against | Against | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.1 | M | Directors Related | Elect Director Clayton K. Yeutter | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.2 | M | Directors Related | Elect Director Eugene I. Davis | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.3 | M | Directors Related | Elect Director Mark R. Holden | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.4 | M | Directors Related | Elect Director Richard L. Huber | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.5 | M | Directors Related | Elect Director Nils E. Larsen | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.6 | M | Directors Related | Elect Director Emanuel L. Rouvelas | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 1.7 | M | Directors Related | Elect Director R. Christopher Weber | For | For | For | For | |
| American Commercial Lines, Inc. | ACLI | 025195207 | USA | 05/16/06 | 03/28/06 | Annual | 60700 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 1.1 | M | Directors Related | Elect Director John C. Baldwin | Do Not Vote | For | Refer | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 1.2 | M | Directors Related | Elect Director James B. Crawford | Do Not Vote | For | Refer | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 1.3 | M | Directors Related | Elect Director Gordon Gee | Do Not Vote | For | Refer | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 2 | M | Routine/ Business | Ratify Auditors | Do Not Vote | For | Refer | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | Do Not Vote | For | Refer | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 4 | M | Routine/ Business | Amend Articles/Bylaws/Charter-Non-Routine | Do Not Vote | For | Refer | For | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 1.1 | M | Directors Related | Elect Director Daniel S. Loeb | For | For | Refer | Do Not Vote | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 1.2 | M | Directors Related | Elect Director Todd Q. Swanson | Withhold | For | Refer | Do Not Vote | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 2 | M | Routine/ Business | Ratify Auditors | For | For | Refer | Do Not Vote | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | Against | Refer | Do Not Vote | |
| Massey Energy Company | MEE | 576206106 | USA | 05/16/06 | 03/20/06 | Proxy Contest | 32800 | 4 | M | Routine/ Business | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Refer | Do Not Vote | |
| First Midwest Bancorp, Inc. | FMBI | 320867104 | USA | 05/17/06 | 03/24/06 | Annual | 41600 | 1.1 | M | Directors Related | Elect Director Bruce S. Chelberg | For | For | For | For | |
| First Midwest Bancorp, Inc. | FMBI | 320867104 | USA | 05/17/06 | 03/24/06 | Annual | 41600 | 1.2 | M | Directors Related | Elect Director Joseph W. England | For | For | For | For | |
| First Midwest Bancorp, Inc. | FMBI | 320867104 | USA | 05/17/06 | 03/24/06 | Annual | 41600 | 1.3 | M | Directors Related | Elect Director Patrick J. McDonnell | For | For | For | For | |
| First Midwest Bancorp, Inc. | FMBI | 320867104 | USA | 05/17/06 | 03/24/06 | Annual | 41600 | 1.4 | M | Directors Related | Elect Director Robert P. O'Meara | For | For | For | For | |
| First Midwest Bancorp, Inc. | FMBI | 320867104 | USA | 05/17/06 | 03/24/06 | Annual | 41600 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| ITC Holdings Corp | ITC | 465685105 | USA | 05/17/06 | 04/03/06 | Annual | 38700 | 1.1 | M | Directors Related | Elect Director Lewis M. Eisenberg | Withhold | For | For | For | |
| ITC Holdings Corp | ITC | 465685105 | USA | 05/17/06 | 04/03/06 | Annual | 38700 | 1.2 | M | Directors Related | Elect Director Joseph L. Welch | Withhold | For | For | For | |
| ITC Holdings Corp | ITC | 465685105 | USA | 05/17/06 | 04/03/06 | Annual | 38700 | 1.3 | M | Directors Related | Elect Director Edward G. Jepsen | For | For | For | For | |
| ITC Holdings Corp | ITC | 465685105 | USA | 05/17/06 | 04/03/06 | Annual | 38700 | 1.4 | M | Directors Related | Elect Director Lee C. Stewart | For | For | For | For | |
| ITC Holdings Corp | ITC | 465685105 | USA | 05/17/06 | 04/03/06 | Annual | 38700 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | Against | For | For | For | |
| ITC Holdings Corp | ITC | 465685105 | USA | 05/17/06 | 04/03/06 | Annual | 38700 | 3 | M | Non-Salary Comp. | Approve Qualified Employee Stock Purchase Plan | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.1 | M | Directors Related | Elect Director Stephanie Abramson | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.2 | M | Directors Related | Elect Director Arthur Ainsberg | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.3 | M | Directors Related | Elect Director Marc Becker | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.4 | M | Directors Related | Elect Director Jessica Bibliowicz | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.5 | M | Directors Related | Elect Director John Elliott | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.6 | M | Directors Related | Elect Director Shari Loessberg | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 1.7 | M | Directors Related | Elect Director Kenneth Mlekush | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 2 | M | Non-Salary Comp. | Approve Qualified Employee Stock Purchase Plan | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 3 | M | Capitalization | Increase Authorized Common Stock | For | For | For | For | |
| National Financial Partners Corp. | NFP | 63607P208 | USA | 05/17/06 | 03/23/06 | Annual | 35400 | 4 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 1.1 | M | Directors Related | Elect Director Henry Goodrich | Withhold | For | For | For | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 1.2 | M | Directors Related | Elect Director Patrick E. Malloy, III | Withhold | For | For | For | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 1.3 | M | Directors Related | Elect Director Michael J. Perdue | For | For | For | For | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 1.4 | M | Directors Related | Elect Director Steven A. Webster | Withhold | For | Withhold | Withhold | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| Goodrich Petroleum Corp. | GDP | 382410405 | USA | 05/18/06 | 04/07/06 | Annual | 24176 | 4 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.1 | M | Directors Related | Elect Director John R. Alm | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.2 | M | Directors Related | Elect Director David H. Batchelder | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.3 | M | Directors Related | Elect Director Michael R. D'Appolonia | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.4 | M | Directors Related | Elect Director C. Scott Greer | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.5 | M | Directors Related | Elect Director Gail E. Hamilton | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.6 | M | Directors Related | Elect Director Stephen G. Hanks | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.7 | M | Directors Related | Elect Director William H. Mallender | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.8 | M | Directors Related | Elect Director Michael P. Monaco | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.9 | M | Directors Related | Elect Director Cordell Reed | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.10 | M | Directors Related | Elect Director Dennis R. Washington | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 1.11 | M | Directors Related | Elect Director Dennis K. Williams | For | For | For | For | |
| Washington Group International Inc | WGII | 938862208 | USA | 05/19/06 | 03/31/06 | Annual | 48500 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Jarden Corp. | JAH | 471109108 | USA | 05/19/06 | 04/19/06 | Annual | 77750 | 1.1 | M | Directors Related | Elect Director Martin E. Franklin | For | For | For | For | |
| Jarden Corp. | JAH | 471109108 | USA | 05/19/06 | 04/19/06 | Annual | 77750 | 1.2 | M | Directors Related | Elect Director Rene-Pierre Azria | For | For | For | For | |
| Jarden Corp. | JAH | 471109108 | USA | 05/19/06 | 04/19/06 | Annual | 77750 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Rudolph Technologies, Inc. | RTEC | 781270103 | USA | 05/23/06 | 03/31/06 | Annual | 42500 | 1.1 | M | Directors Related | Elect Director Paul Craig | For | For | For | For | |
| Rudolph Technologies, Inc. | RTEC | 781270103 | USA | 05/23/06 | 03/31/06 | Annual | 42500 | 1.2 | M | Directors Related | Elect Director Paul F. McLaughlin | For | For | For | For | |
| Rudolph Technologies, Inc. | RTEC | 781270103 | USA | 05/23/06 | 03/31/06 | Annual | 42500 | 1.3 | M | Directors Related | Elect Director Carl E. Ring, Jr. | For | For | For | For | |
| Rudolph Technologies, Inc. | RTEC | 781270103 | USA | 05/23/06 | 03/31/06 | Annual | 42500 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Valeant Pharmaceuticals Intl. | VRX | 91911X104 | USA | 05/23/06 | 04/11/06 | Annual | 24600 | 1.1 | M | Directors Related | Elect Director Robert A. Ingram | For | For | For | For | |
| Valeant Pharmaceuticals Intl. | VRX | 91911X104 | USA | 05/23/06 | 04/11/06 | Annual | 24600 | 1.2 | M | Directors Related | Elect Director Lawrence N. Kugelman | For | For | For | For | |
| Valeant Pharmaceuticals Intl. | VRX | 91911X104 | USA | 05/23/06 | 04/11/06 | Annual | 24600 | 1.3 | M | Directors Related | Elect Director Theo Melas-Kyriazi | For | For | For | For | |
| Valeant Pharmaceuticals Intl. | VRX | 91911X104 | USA | 05/23/06 | 04/11/06 | Annual | 24600 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| Valeant Pharmaceuticals Intl. | VRX | 91911X104 | USA | 05/23/06 | 04/11/06 | Annual | 24600 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.1 | M | Directors Related | Elect Director Max M. Kampelman | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.2 | M | Directors Related | Elect Director Robert J. Miller | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.3 | M | Directors Related | Elect Director Leon E. Panetta | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.4 | M | Directors Related | Elect Director Catherine B. Reynolds | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.5 | M | Directors Related | Elect Director Alan I. Rothenberg | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.6 | M | Directors Related | Elect Director William S. Sessions | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.7 | M | Directors Related | Elect Director Gerald Tsai, Jr. | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.8 | M | Directors Related | Elect Director Michael Wm. Zavis | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 1.9 | M | Directors Related | Elect Director Stanley R. Zax | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 2 | M | Non-Salary Comp. | Amend Restricted Stock Plan | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 3 | M | Capitalization | Increase Authorized Common Stock | For | For | For | For | |
| Zenith National Insurance Corp. | ZNT | 989390109 | USA | 05/24/06 | 03/27/06 | Annual | 17300 | 4 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Black Hills Corp. | BKH | 092113109 | USA | 05/24/06 | 04/05/06 | Annual | 34300 | 1.1 | M | Directors Related | Elect Director David C. Ebertz | For | For | For | For | |
| Black Hills Corp. | BKH | 092113109 | USA | 05/24/06 | 04/05/06 | Annual | 34300 | 1.2 | M | Directors Related | Elect Director John R. Howard | For | For | For | For | |
| Black Hills Corp. | BKH | 092113109 | USA | 05/24/06 | 04/05/06 | Annual | 34300 | 1.3 | M | Directors Related | Elect Director Stephen D. Newlin | For | For | For | For | |
| Black Hills Corp. | BKH | 092113109 | USA | 05/24/06 | 04/05/06 | Annual | 34300 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Waste Connections, Inc. | WCN | 941053100 | USA | 05/25/06 | 03/28/06 | Annual | 21800 | 1.1 | M | Directors Related | Elect Director Michael W. Harlan | For | For | For | For | |
| Waste Connections, Inc. | WCN | 941053100 | USA | 05/25/06 | 03/28/06 | Annual | 21800 | 1.2 | M | Directors Related | Elect Director William J. Razzouk | For | For | For | For | |
| Waste Connections, Inc. | WCN | 941053100 | USA | 05/25/06 | 03/28/06 | Annual | 21800 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Waste Connections, Inc. | WCN | 941053100 | USA | 05/25/06 | 03/28/06 | Annual | 21800 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.1 | M | Directors Related | Elect Director Robert C. Hagerty | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.2 | M | Directors Related | Elect Director Michael R. Kourey | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.3 | M | Directors Related | Elect Director Betsy S. Atkins | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.4 | M | Directors Related | Elect Director John Seely Brown | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.5 | M | Directors Related | Elect Director David G. DeWalt | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.6 | M | Directors Related | Elect Director Durk I. Jager | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.7 | M | Directors Related | Elect Director John A. Kelley, Jr. | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.8 | M | Directors Related | Elect Director Stanley J. Meresman | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.9 | M | Directors Related | Elect Director William A. Owens | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.10 | M | Directors Related | Elect Director Kevin T. Parker | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 1.11 | M | Directors Related | Elect Director Thomas G. Stemberg | For | For | For | For | |
| Polycom, Inc. | PLCM | 73172K104 | USA | 05/25/06 | 04/05/06 | Annual | 56700 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.1 | M | Directors Related | Elect Director Patrick S. Flood | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.2 | M | Directors Related | Elect Director Kevin D. Race | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.3 | M | Directors Related | Elect Director Glenn T. Austin, Jr. | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.4 | M | Directors Related | Elect Director Lawrence W. Hamilton | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.5 | M | Directors Related | Elect Director Warren Y. Jobe | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.6 | M | Directors Related | Elect Director Joel K. Manby | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.7 | M | Directors Related | Elect Director Robert C. Patton | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.8 | M | Directors Related | Elect Director Bonnie L. Phipps | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.9 | M | Directors Related | Elect Director John W. Spiegel | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 1.10 | M | Directors Related | Elect Director James B. Witherow | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Homebanc Corp. | HMB | 43738R109 | USA | 05/25/06 | 04/05/06 | Annual | 116300 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.1 | M | Directors Related | Elect Director John W. Clay, Jr. | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.2 | M | Directors Related | Elect Director John W. Danaher, M.D | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.3 | M | Directors Related | Elect Director Craig Macnab | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.4 | M | Directors Related | Elect Director David E. McDowell | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.5 | M | Directors Related | Elect Director Philip M. Pead | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.6 | M | Directors Related | Elect Director C. Christopher Trower | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 1.7 | M | Directors Related | Elect Director Jeffrey W. Ubben | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Per-Se Technologies, Inc. | PSTI | 713569309 | USA | 05/25/06 | 03/28/06 | Annual | 72600 | 3 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| BJ Wholesale Club, Inc | BJ | 05548J106 | USA | 05/25/06 | 04/10/06 | Annual | 43500 | 1.1 | M | Directors Related | Elect Director Bert N. Mitchell | For | For | For | For | |
| BJ Wholesale Club, Inc | BJ | 05548J106 | USA | 05/25/06 | 04/10/06 | Annual | 43500 | 1.2 | M | Directors Related | Elect Director Helen Frame Peters, Ph.D. | For | For | For | For | |
| BJ Wholesale Club, Inc | BJ | 05548J106 | USA | 05/25/06 | 04/10/06 | Annual | 43500 | 1.3 | M | Directors Related | Elect Director Michael T. Wedge | For | For | For | For | |
| BJ Wholesale Club, Inc | BJ | 05548J106 | USA | 05/25/06 | 04/10/06 | Annual | 43500 | 2 | S | SH-Dirs' Related | Require a Majority Vote for the Election of Directors | For | Against | Against | Against | |
| BJ Wholesale Club, Inc | BJ | 05548J106 | USA | 05/25/06 | 04/10/06 | Annual | 43500 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.1 | M | Directors Related | Elect Director P. Myners-Cl Ii | Withhold | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.2 | M | Directors Related | Elect Director J. Cusack-Cl Ii | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.3 | M | Directors Related | Elect Director Dr. N. Rosenthal-Cl Ii | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.4 | M | Directors Related | Elect Director P. Myners-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.5 | M | Directors Related | Elect Director C. O'Kane-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.6 | M | Directors Related | Elect Director I. Cdampbell-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.7 | M | Directors Related | Elect Director I. Cormack-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.8 | M | Directors Related | Elect Director M. Gumlenny-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.9 | M | Directors Related | Elect Director R. Keeling-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.10 | M | Directors Related | Elect Director D. May-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.11 | M | Directors Related | Elect Director Ms.S. Davies-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.12 | M | Directors Related | Elect Director Ms.H. Hutter-Uk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.13 | M | Directors Related | Elect Director C. O'Kane-Uk Svc Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.14 | M | Directors Related | Elect Director J. Cusack-Uk Svc Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.15 | M | Directors Related | Elect Director I. Campbell-Uk Svc Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.16 | M | Directors Related | Elect Director D. May-Uk Svc Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.17 | M | Directors Related | Elect Director Ms.S. Davies-Uk Svc Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.18 | M | Directors Related | Elect Director C. O'Kane-Uk Hld Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.19 | M | Directors Related | Elect Director J. Cusack-Uk Hld Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.20 | M | Directors Related | Elect Director I. Campell-Uk Hld Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.21 | M | Directors Related | Elect Director Ms.S. Davies-Uk Hld Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.22 | M | Directors Related | Elect Director I. Campbell-Aiuk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.23 | M | Directors Related | Elect Director D. Curtin-Aiuk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.24 | M | Directors Related | Elect Director D. May-Aiuk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.25 | M | Directors Related | Elect Director R. Mankiewitz-Aiuk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.26 | M | Directors Related | Elect Director C. Woodman-Aiuk Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.27 | M | Directors Related | Elect Director C. O'Kane-Ins Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.28 | M | Directors Related | Elect Director J. Cusack-Ins Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.29 | M | Directors Related | Elect Director J. Few-Ins Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.30 | M | Directors Related | Elect Director D. Skinner-Ins Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.31 | M | Directors Related | Elect Director Ms.S. Davies-Ins Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 1.32 | M | Directors Related | Elect Director Ms.K. Vacher-Ins Ltd | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 2 | M | Routine/ Business | TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, TO ACT AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO SET REMUNERATION FOR THE | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 3 | M | Directors Related | TO AMEND BYE-LAW87. | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 4 | M | Non-Salary Comp. | TO APPROVE THE ADOPTION OF THE ASPEN INSURANCE HOLDINGS LIMITED 2006 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS. | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 5 | M | Capitalization | TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK LIMITED TO ALLOT SHARES PURSUANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. | Against | For | Against | Against | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 6 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 7 | M | Capitalization | TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK SERVICES LIMITED TO ALLOT SHARES PURSUANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. | Against | For | Against | Against | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 8 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 9 | M | Capitalization | TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) HOLDINGS LIMITED TO ALL ALLOT SHARES PURUSANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. | Against | For | Against | Against | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 10 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 11 | M | Capitalization | TO AUTHORIZE THE DIRECTORS OF AIUK TRUSTEES LIMITED TO ALLOT SHARES PURUSANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. | Against | For | Against | Against | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 12 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 13 | M | Routine/ Business | TO AUTHORIZE THE AMENDMENT AND REPLACEMENT OF AIUK TRUSTEES LIMITED S ARTICLES OF ASSOCIATION SO THEY ARE CONSISTENT WITH THE COMPANY S BYE-LAWS. | For | For | For | For | |
| Aspen Insurance Holdings, Ltd. | AHL | G05384105 | Bermuda | 05/25/06 | 03/28/06 | Annual | 80400 | 14 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| K&F Industries Holdings, Inc. | KFI | 482241106 | USA | 05/25/06 | 04/05/06 | Annual | 38500 | 1.1 | M | Directors Related | Elect Director Lawrence A. Bossidy | Withhold | For | For | For | |
| K&F Industries Holdings, Inc. | KFI | 482241106 | USA | 05/25/06 | 04/05/06 | Annual | 38500 | 1.2 | M | Directors Related | Elect Director Gerald L. Parsky | Withhold | For | For | For | |
| K&F Industries Holdings, Inc. | KFI | 482241106 | USA | 05/25/06 | 04/05/06 | Annual | 38500 | 1.3 | M | Directors Related | Elect Director J. Thomas Zusi | For | For | For | For | |
| K&F Industries Holdings, Inc. | KFI | 482241106 | USA | 05/25/06 | 04/05/06 | Annual | 38500 | 2 | M | Routine/Business | Ratify Auditors | For | For | For | For | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 1.1 | M | Directors Related | Elect Director James B. McCarthy | For | For | For | For | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 1.2 | M | Directors Related | Elect Director Thomas J. Neis | For | For | For | For | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 1.3 | M | Directors Related | Elect Director J. Christopher Reyes | For | For | For | For | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 1.4 | M | Directors Related | Elect Director Edward J. Wehmer | For | For | For | For | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 1.5 | M | Directors Related | Elect Director Allan E. Bulley, Jr. | For | For | For | For | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 2 | M | Directors Related | Declassify the Board of Directors | For | For | Against | Against | |
| Wintrust Financial Corp. | WTFC | 97650W108 | USA | 05/25/06 | 04/06/06 | Annual | 30400 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 1 | M | Reorg. and Mergers | Approve Reorganization Plan | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 2 | M | Directors Related | Declassify the Board of Directors | For | For | Against | Against | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.1 | M | Directors Related | Elect Director Ronald F. Angell | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.2 | M | Directors Related | Elect Director Scott D. Chambers | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.3 | M | Directors Related | Elect Director Raymond P. Davis | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.4 | M | Directors Related | Elect Director Allyn C. Ford | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.5 | M | Directors Related | Elect Director David B. Frohnmayer | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.6 | M | Directors Related | Elect Director Stephen M. Gambee | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.7 | M | Directors Related | Elect Director Dan Giustina | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.8 | M | Directors Related | Elect Director Diana E. Goldschmidt | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.9 | M | Directors Related | Elect Director Lynn K. Herbert | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.10 | M | Directors Related | Elect Director William A. Lansing | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.11 | M | Directors Related | Elect Director Theodore S. Mason | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.12 | M | Directors Related | Elect Director Diane D. Miller | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.13 | M | Directors Related | Elect Director Bryan L. Timm | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 3.14 | M | Directors Related | Elect Director Thomas W. Weborg | For | For | For | For | |
| Umpqua Holdings Corp. | UMPQ | 904214103 | USA | 05/30/06 | 04/07/06 | Annual | 40900 | 4 | M | Antitakeover Related | Adjourn Meeting | Against | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.1 | M | Directors Related | Elect Director Robert Bailey | For | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.2 | M | Directors Related | Elect Director Richard Belluzzo | For | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.3 | M | Directors Related | Elect Director James Diller, Dr. | Withhold | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.4 | M | Directors Related | Elect Director Michael Farese | For | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.5 | M | Directors Related | Elect Director Jonathan Judge | For | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.6 | M | Directors Related | Elect Director William Kurtz | For | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 1.7 | M | Directors Related | Elect Director Frank Marshall | For | For | For | For | |
| PMC-Sierra, Inc. | PMCS | 69344F106 | USA | 06/01/06 | 04/03/06 | Annual | 79600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.1 | M | Directors Related | Elect Director Scott Davido | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.2 | M | Directors Related | Elect Director Michael Glazer | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.3 | M | Directors Related | Elect Director Michael Mccreery | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.4 | M | Directors Related | Elect Director John Mentzer | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.5 | M | Directors Related | Elect Director Margaret Monaco | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.6 | M | Directors Related | Elect Director William Montgoris | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.7 | M | Directors Related | Elect Director Sharon Mosse | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 1.8 | M | Directors Related | Elect Director James Scarborough | For | For | For | For | |
| Stage Stores, Inc. | SSI | 85254C305 | USA | 06/01/06 | 04/05/06 | Annual | 35950 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 1.1 | M | Directors Related | Elect Director Tilman J. Fertitta | For | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 1.2 | M | Directors Related | Elect Director Steven L. Scheinthal | For | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 1.3 | M | Directors Related | Elect Director Michael S. Chadwick | For | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 1.4 | M | Directors Related | Elect Director Michael Richmond | For | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 1.5 | M | Directors Related | Elect Director Joe Max Taylor | For | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 1.6 | M | Directors Related | Elect Director Kenneth Brimmer | Withhold | For | For | For | |
| Landrys Restaurants, Inc | LNY | 51508L103 | USA | 06/01/06 | 04/19/06 | Annual | 60500 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | Against | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.1 | M | Directors Related | Elect Director John D. Campbell | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.2 | M | Directors Related | Elect Director James B. Hurlock | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.3 | M | Directors Related | Elect Director Prudence M. Leith | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.4 | M | Directors Related | Elect Director J. Robert Lovejoy | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.5 | M | Directors Related | Elect Director Georg R. Rafael | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.6 | M | Directors Related | Elect Director James B. Sherwood | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 1.7 | M | Directors Related | Elect Director Simon M.C. Sherwood | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 2 | M | Routine/ Business | AMENDMENTS TO THE COMPANY S BYE-LAWS TO PERMIT DELIVERY OF NOTICES AND OTHER DOCUMENTS BY POSTING THEM ON THE COMPANY S WEBSITE AND NOTICES OF ITS GENERAL MEETINGS TO BE GIVEN THROUGH THE COMPANY S WEBSITE OR BY MAIL. | For | For | For | For | |
| Orient Express Hotels, Inc. | OEH | G67743107 | Bermuda | 06/05/06 | 04/26/06 | Annual | 22600 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 1.1 | M | Directors Related | Elect Director Gary W Bagley | Withhold | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 1.2 | M | Directors Related | Elect Director John M. Engquist | Withhold | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 1.3 | M | Directors Related | Elect Director Keith E. Alessi | For | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 1.4 | M | Directors Related | Elect Director Bruce C. Bruckmann | Withhold | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 1.5 | M | Directors Related | Elect Director Lawrence C. Karlson | For | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 1.6 | M | Directors Related | Elect Director John T. Sawyer | Withhold | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 2 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| H & E EQUIPMENT SERVICES INC | HEES | 404030108 | USA | 06/06/06 | 04/24/06 | Annual | 47000 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| DJO INC. | DJO | 23325G104 | USA | 06/07/06 | 04/21/06 | Annual | 58100 | 1.1 | M | Directors Related | Elect Director Charles T. Orsatti | For | For | For | For | |
| DJO INC. | DJO | 23325G104 | USA | 06/07/06 | 04/21/06 | Annual | 58100 | 1.2 | M | Directors Related | Elect Director Lewis Parker | For | For | For | For | |
| DJO INC. | DJO | 23325G104 | USA | 06/07/06 | 04/21/06 | Annual | 58100 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 1.1 | M | Directors Related | Elect Director Ronald de Waal | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 1.2 | M | Directors Related | Elect Director R. Brad Martin | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 1.3 | M | Directors Related | Elect Director C. Warren Neel | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 1.4 | M | Directors Related | Elect Director Marguerite W. Sallee | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 1.5 | M | Directors Related | Elect Director Christopher J. Stadler | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Saks Incorporated | SKS | 79377W108 | USA | 06/07/06 | 04/03/06 | Annual | 24900 | 3 | S | SH-Dirs' Related | Provide for Cumulative Voting | For | Against | Against | Against | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.1 | M | Directors Related | Elect Director Gill Cogan | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.2 | M | Directors Related | Elect Director Jean-Louis Gassee | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.3 | M | Directors Related | Elect Director Guy Gecht | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.4 | M | Directors Related | Elect Director James S. Greene | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.5 | M | Directors Related | Elect Director Dan Maydan | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.6 | M | Directors Related | Elect Director Fred Rosenzweig | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.7 | M | Directors Related | Elect Director Thomas I. Unterberg | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 1.8 | M | Directors Related | Elect Director Christopher B. Paisley | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| Electronics For Imaging, Inc. | EFII | 286082102 | USA | 06/07/06 | 04/17/06 | Annual | 32600 | 3 | M | Non-Salary Comp. | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.1 | M | Directors Related | Elect Director Carl C. Icahn | Withhold | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.2 | M | Directors Related | Elect Director James J. Unger | Withhold | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.3 | M | Directors Related | Elect Director Vincent J. Intrieri | Withhold | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.4 | M | Directors Related | Elect Director Keith Meister | Withhold | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.5 | M | Directors Related | Elect Director Jon F. Weber | Withhold | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.6 | M | Directors Related | Elect Director James M. Laisure | For | For | For | For | |
| American Rail Car Industries Inc | ARII | 02916P103 | USA | 06/08/06 | 04/26/06 | Annual | 41300 | 1.7 | M | Directors Related | Elect Director James C. Pontious | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.1 | M | Directors Related | Elect Director Emanuel Chirico | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.2 | M | Directors Related | Elect Director Edward H. Cohen | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.3 | M | Directors Related | Elect Director Joseph B. Fuller | Withhold | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.4 | M | Directors Related | Elect Director Joel H. Goldberg | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.5 | M | Directors Related | Elect Director Marc Grosman | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.6 | M | Directors Related | Elect Director Bruce J. Klatsky | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.7 | M | Directors Related | Elect Director Bruce Maggin | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.8 | M | Directors Related | Elect Director Henry Nasella | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 1.9 | M | Directors Related | Elect Director Rita M. Rodriguez | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 2 | M | Directors Related | Company Specific --Provides the Holders of our Series B Preferred Stock with the Right to Elect up to Three Directors | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 3 | M | Capitalization | Increase Authorized Common Stock | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 4 | M | Non-Salary Comp. | Approve Omnibus Stock Plan | For | For | For | For | |
| Phillips-Van Heusen Corp. | PVH | 718592108 | USA | 06/13/06 | 04/19/06 | Annual | 35400 | 5 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.1 | M | Directors Related | Elect Director Robert J. Casale | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.2 | M | Directors Related | Elect Director Denis A. Bovin | Withhold | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.3 | M | Directors Related | Elect Director Thomas A. Cooper | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.4 | M | Directors Related | Elect Director Doni L. Fordyce | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.5 | M | Directors Related | Elect Director Russell P. Fradin | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.6 | M | Directors Related | Elect Director Richard J. Haviland | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 1.7 | M | Directors Related | Elect Director Joseph J. Melone | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 2 | M | Non-Salary Comp. | Approve Qualified Employee Stock Purchase Plan | For | For | For | For | |
| The Bisys Group, Inc. | BSG | 055472104 | USA | 06/13/06 | 05/04/06 | Annual | 76300 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| FileNet Corp. | FILE | 316869106 | USA | 06/15/06 | 04/19/06 | Annual | 29600 | 1.1 | M | Directors Related | Elect Director Lee D. Roberts | For | For | For | For | |
| FileNet Corp. | FILE | 316869106 | USA | 06/15/06 | 04/19/06 | Annual | 29600 | 1.2 | M | Directors Related | Elect Director John C. Savage | For | For | For | For | |
| FileNet Corp. | FILE | 316869106 | USA | 06/15/06 | 04/19/06 | Annual | 29600 | 1.3 | M | Directors Related | Elect Director Roger S. Siboni | For | For | For | For | |
| FileNet Corp. | FILE | 316869106 | USA | 06/15/06 | 04/19/06 | Annual | 29600 | 1.4 | M | Directors Related | Elect Director Theodore J. Smith | For | For | For | For | |
| FileNet Corp. | FILE | 316869106 | USA | 06/15/06 | 04/19/06 | Annual | 29600 | 2 | M | Non-Salary Comp. | Amend Omnibus Stock Plan | For | For | For | For | |
| FileNet Corp. | FILE | 316869106 | USA | 06/15/06 | 04/19/06 | Annual | 29600 | 3 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.1 | M | Directors Related | Elect Director Jeffrey W. Taylor | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.2 | M | Directors Related | Elect Director Bruce W. Taylor | Withhold | For | Withhold | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.3 | M | Directors Related | Elect Director Ronald Bliwas | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.4 | M | Directors Related | Elect Director Ronald D. Emanuel | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.5 | M | Directors Related | Elect Director Edward Mcgowan | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.6 | M | Directors Related | Elect Director Louise O'Sullivan | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.7 | M | Directors Related | Elect Director Melvin E. Pearl | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.8 | M | Directors Related | Elect Director Shepherd G. Pryor, Iv | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.9 | M | Directors Related | Elect Director Richard W. Tinberg | For | For | For | For | |
| Taylor Capital Group, Inc. | TAYC | 876851106 | USA | 06/15/06 | 04/27/06 | Annual | 40700 | 1.10 | M | Directors Related | Elect Director Mark L. Yeager | For | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.1 | M | Directors Related | Elect Director Robert A. Bourne | For | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.2 | M | Directors Related | Elect Director G. Steven Dawson | For | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.3 | M | Directors Related | Elect Director G. Richard Hostetter | For | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.4 | M | Directors Related | Elect Director Richard C. Huseman | Withhold | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.5 | M | Directors Related | Elect Director James H. Kropp | Withhold | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.6 | M | Directors Related | Elect Director J. Joseph Kruse | Withhold | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.7 | M | Directors Related | Elect Director Curtis B. McWilliams | For | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 1.8 | M | Directors Related | Elect Director James M. Seneff, Jr. | For | For | For | For | |
| Trustreet Properties Inc | TSY | 898404108 | USA | 06/22/06 | 04/03/06 | Annual | 48000 | 2 | M | Routine/ Business | Ratify Auditors | Against | For | For | For | |
| Children's Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 06/22/06 | 05/09/06 | Annual | 9600 | 1.1 | M | Directors Related | Elect Director Malcolm Elvey | For | For | For | For | |
| Children's Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 06/22/06 | 05/09/06 | Annual | 9600 | 1.2 | M | Directors Related | Elect Director Sally Frame Kasaks | For | For | For | For | |
| Children's Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 06/22/06 | 05/09/06 | Annual | 9600 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Children's Place Retail Stores, Inc. (The) | PLCE | 168905107 | USA | 06/22/06 | 05/09/06 | Annual | 9600 | 3 | M | Non-Salary Comp. | Approve Executive Incentive Bonus Plan | For | For | For | For | |
| Progressive Gaming International Inc | PGIC | 74332S102 | USA | 06/22/06 | 05/09/06 | Annual | 68100 | 1.1 | M | Directors Related | Elect Director Douglas M. Todoroff | For | For | For | For | |
| Progressive Gaming International Inc | PGIC | 74332S102 | USA | 06/22/06 | 05/09/06 | Annual | 68100 | 1.2 | M | Routine/ Business | Elect Director Maj. Gen. Paul A. Harvey | For | For | For | For | |
| Progressive Gaming International Inc | PGIC | 74332S102 | USA | 06/22/06 | 05/09/06 | Annual | 68100 | 2 | M | Routine/ Business | Ratify Auditors | For | For | For | For | |
| Andrx Corp. | ADRX | 034553107 | USA | 06/28/06 | 05/10/06 | Special | 72500 | 1 | M | Reorg. and Mergers | Approve Merger Agreement | For | For | For | For | |
| Andrx Corp. | ADRX | 034553107 | USA | 06/28/06 | 05/10/06 | Special | 72500 | 2 | M | Antitakeover Related | Adjourn Meeting | For | For | For | For |
IVY VALUE FUND |
Proxy Voting Record |
SPRINT CORPORATION | FON | Annual Meeting Date: | |||
Issuer: 852061 | ISIN: | 07/13/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | |
| 02 | AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED | Management | For | For | |
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | |
| 04 | APPROVE ISSUANCE OF COMMON AND PREFERRED STOCK | Management | For | For | |
| 05 | APPROVE MOTION TO ADJOURN MEETING | Management | For | For | |
| 06 | ELECTION OF DIRECTORS | Management | For | ||
| GORDON M. BETHUNE | Management | For | For | ||
| DR. E. LINN DRAPER, JR. | Management | For | For | ||
| JAMES H. HANCE, JR. | Management | For | For | ||
| DEBORAH A. HENRETTA | Management | For | For | ||
| IRVINE O. HOCKADAY, JR. | Management | For | For | ||
| LINDA KOCH LORIMER | Management | For | For | ||
| GERALD L. STORCH | Management | For | For | ||
| WILLIAM H. SWANSON | Management | For | For | ||
| 07 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
| 08 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | |
FEDERAL HOME LOAN MORTGAGE CORPORATI | FRE | Annual Meeting Date: | |||
Issuer: 313400 | ISIN: | 07/15/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| BARBARA T. ALEXANDER | Management | For | For | ||
| GEOFFREY T. BOISI | Management | For | For | ||
| JOAN E. DONOGHUE | Management | For | For | ||
| MICHELLE ENGLER | Management | For | For | ||
| RICHARD KARL GOELTZ | Management | For | For | ||
| THOMAS S. JOHNSON | Management | For | For | ||
| WILLIAM M. LEWIS, JR. | Management | For | For | ||
| EUGENE M. MCQUADE | Management | For | For | ||
| SHAUN F. O'MALLEY | Management | For | For | ||
| RONALD F. POE | Management | For | For | ||
| STEPHEN A. ROSS | Management | For | For | ||
| RICHARD F. SYRON | Management | For | For | ||
| WILLIAM J. TURNER | Management | For | For | ||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
EXELON CORPORATION | EXC | Annual Meeting Date: | |||
Issuer: 30161N | ISIN: | 07/22/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | STOCK ISSUANCE | Management | For | For | |
| 02 | ELECTION OF DIRECTORS | Management | For | ||
| E.A. BRENNAN | Management | For | For | ||
| B. DEMARS | Management | For | For | ||
| N.A. DIAZ | Management | For | For | ||
| J.W. ROWE | Management | For | For | ||
| R. RUBIN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | |
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
| 05 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | |
| 06 | ADOPT STOCK PURCHASE PLAN | Management | For | For | |
| 07 | APPROVE MOTION TO ADJOURN MEETING | Management | Against | Against | |
VODAFONE GROUP PLC | VOD | Annual Meeting Date: | |||
Issuer: 92857W | ISIN: | 07/26/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| O1 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| O2 | ELECTION OF DIRECTORS | Management | For | ||
| LORD MACLAURIN | Management | For | For | ||
| PAUL HAZEN | Management | For | For | ||
| ARUN SARIN | Management | For | For | ||
| SIR JULIAN HORN-SMITH | Management | For | For | ||
| PETER BAMFORD | Management | For | For | ||
| THOMAS GEITNER | Management | For | For | ||
| DR MICHAEL BOSKIN | Management | For | For | ||
| LORD BROERS | Management | For | For | ||
| JOHN BUCHANAN | Management | For | For | ||
| PENNY HUGHES | Management | For | For | ||
| PROF. JURGEN SCHREMPP | Management | For | For | ||
| LUC VANDEVELDE | Management | For | For | ||
| SIR JOHN BOND | Management | For | For | ||
| ANDREW HALFORD | Management | For | For | ||
| O16 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| O17 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| O18 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| O19 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| O20 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | |
| O21 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | |
| S22 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| S23 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| S24 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
| O25 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | |
THE J. M. SMUCKER COMPANY | SJM | Annual Meeting Date: | |||
Issuer: 832696 | ISIN: | 08/19/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| VINCENT C. BYRD | Management | For | For | ||
| R. DOUGLAS COWAN | Management | For | For | ||
| ELIZABETH VALK LONG | Management | For | For | ||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
| 03 | APPROVE MOTION TO ADJOURN MEETING | Management | Against | Against | |
RENAL CARE GROUP, INC. | RCI | Special Meeting Date: | |||
Issuer: 759930 | ISIN: | 08/24/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | |
| 02 | APPROVE MOTION TO ADJOURN MEETING | Management | For | For | |
SYMANTEC CORPORATION | SYMC | Annual Meeting Date: | |||
Issuer: 871503 | ISIN: | 09/16/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| GARY L. BLOOM | Management | For | For | ||
| MICHAEL BROWN | Management | For | For | ||
| WILLIAM T. COLEMAN | Management | For | For | ||
| DAVID L. MAHONEY | Management | For | For | ||
| ROBERT S. MILLER | Management | For | For | ||
| GEORGE REYES | Management | For | For | ||
| DAVID ROUX | Management | For | For | ||
| DANIEL H. SCHULMAN | Management | For | For | ||
| JOHN W. THOMPSON | Management | For | For | ||
| V. PAUL UNRUH | Management | For | For | ||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
ORACLE CORPORATION | ORCL | Annual Meeting Date: | |||
Issuer: 68389X | ISIN: | 10/10/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| JEFFREY O. HENLEY | Management | For | For | ||
| LAWRENCE J. ELLISON | Management | For | For | ||
| DONALD L. LUCAS | Management | For | For | ||
| MICHAEL J. BOSKIN | Management | For | For | ||
| JACK F. KEMP | Management | For | For | ||
| JEFFREY S. BERG | Management | For | For | ||
| SAFRA A. CATZ | Management | For | For | ||
| HECTOR GARCIA-MOLINA | Management | For | For | ||
| JOSEPH A. GRUNDFEST | Management | For | For | ||
| H. RAYMOND BINGHAM | Management | For | For | ||
| CHARLES E. PHILLIPS, JR | Management | For | For | ||
| 02 | APPROVE EXECUTIVE BONUS PLAN | Management | For | For | |
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
DIAGEO PLC | DEO | Annual Meeting Date: | |||
Issuer: 25243Q | ISIN: | 10/18/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | |
| 02 | RECEIVE DIRECTORS' REPORT | Management | For | For | |
| 03 | DIVIDEND | Management | For | For | |
| 04 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | |
| 05 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | |
| 06 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | |
| 07 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | |
| 08 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | |
| 09 | APPROVE ALLOTMENT OF RELEVANT SECURITIES | Management | Against | Against | |
| 10 | ELIMINATE PREEMPTIVE RIGHTS | Management | For | For | |
| 11 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | |
| 12 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | Against | Against | |
| 13 | ARTICLES OF ASSOCIATION | Management | For | For | |
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: | |||
Issuer: 594918 | ISIN: | 11/09/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| WILLIAM H. GATES III | Management | For | For | ||
| STEVEN A. BALLMER | Management | For | For | ||
| JAMES I. CASH JR. | Management | For | For | ||
| DINA DUBLON | Management | For | For | ||
| RAYMOND V. GILMARTIN | Management | For | For | ||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | ||
| DAVID F. MARQUARDT | Management | For | For | ||
| CHARLES H. NOSKI | Management | For | For | ||
| HELMUT PANKE | Management | For | For | ||
| JON A. SHIRLEY | Management | For | For | ||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
CISCO SYSTEMS, INC. | CSCO | Annual Meeting Date: | |||
Issuer: 17275R | ISIN: | 11/15/2005 | |||
SEDOL: | |||||
Vote Group: GLOBAL | |||||
| Proposal | Proposal | Vote | For or Against | ||
| Number | Proposal | Type | Cast | Mgmt. | |
| 01 | ELECTION OF DIRECTORS | Management | For | ||
| CAROL A. BARTZ | Management | For | For | ||
| M. MICHELE BURNS | Management | For | For | ||
| LARRY R. CARTER | Management | For | For | ||
| JOHN T. CHAMBERS | Management | For | For | ||
| DR. JOHN L. HENNESSY | Management | For | For | ||
| RICHARD M. KOVACEVICH | Management | For | For | ||
| RODERICK C. MCGEARY | Management | For | For | ||
| JAMES C. MORGAN | Management | For | For | ||
| JOHN P. MORGRIDGE | Management | For | For | ||
| STEVEN M. WEST | Management | For | For | ||
| JERRY YANG | Management | For | For | ||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | |
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |
| 04 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | For | |
| 05 | S/H PROPOSAL - INCREASE DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | For | |
| 06 | S/H PROPOSAL - HUMAN RIGHTS RELATED | Shareholder | Against | For | |
Vote Summary Report | ||||||||||
Jan 01, 2006 - Mar 31, 2006 | ||||||||||
66 Ivy Value | ||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
| 03/28/06 - A | Adobe Systems Inc. *ADBE* | 00724F101 | 02/13/06 | 15,300 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||
| 01/26/06 - A | Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/05 | 6,600 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 02/07/06 - A | ARAMARK Corp *RMK* | 038521100 | 12/12/05 | 44,100 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 03/31/06 - S | Boston Scientific Corp. *BSX* | 101137107 | 02/22/06 | 17,700 | ||||||
| 1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
| 2 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||
| 01/19/06 - A | Family Dollar Stores, Inc. *FDO* | 307000109 | 11/22/05 | 48,600 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||
| 03/15/06 - A | Hewlett-Packard Co. *HPQ* | 428236103 | 01/17/06 | 31,400 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | Against | ShrHoldr | ||||||
| 5 | Claw-Back of Payments under Restatement | Against | Against | ShrHoldr | ||||||
| 02/10/06 - A | NBTY, Inc. *NTY* | 628782104 | 01/06/06 | 27,800 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 01/26/06 - A | The Scotts Miracle-Gro Co. *SMG* | 810186106 | 12/01/05 | 15,800 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Amend Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 5 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||
Vote Summary Report | |||||||||||
Apr 01, 2006 - Jun 30, 2006 | |||||||||||
66 Ivy Value | |||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | ||||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | ||||
| 04/28/06 - A | Aetna Inc. *AET* | 00817Y108 | 02/24/06 | 19,400 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 04/21/06 - A | Alcoa Inc. *AA* | 013817101 | 01/23/06 | 15,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Altria Group, Inc. *MO* | 02209S103 | 03/06/06 | 21,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 4 | Adopt ILO Standards | Against | Against | ShrHoldr | |||||||
| 5 | Inform African Americans of Health Risks Associated with Menthol Cigarettes | Against | Against | ShrHoldr | |||||||
| 6 | Establish Fire Safety Standards for Cigarettes | Against | Against | ShrHoldr | |||||||
| 7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 8 | Support Legislation to Reduce Smoking | Against | Against | ShrHoldr | |||||||
| 9 | Provide Information on Second Hand Smoke | Against | Against | ShrHoldr | |||||||
| 04/27/06 - A | American Axle & Manufacturing Holdings, Inc. *AXL* | 024061103 | 03/01/06 | 14,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 05/17/06 - A | American International Group, Inc. *AIG* | 026874107 | 03/24/06 | 15,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 05/11/06 - A | Anadarko Petroleum Corp. *APC* | 032511107 | 03/13/06 | 3,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/18/06 - A | Assurant Inc *AIZ* | 04621X108 | 03/31/06 | 27,400 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/28/06 - A | AT&T Inc *T* | 00206R102 | 03/01/06 | 59,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Mgmt | |||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 7 | Report on Pay Disparity | Against | Against | ShrHoldr | |||||||
| 8 | Non-Employee Director Compensation | Against | Against | ShrHoldr | |||||||
| 9 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 10 | Adopt Simple Majority Vote Requirement | Against | For | ShrHoldr | |||||||
| 04/26/06 - A | Bank of America Corp. *BAC* | 060505104 | 03/03/06 | 75,656 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Publish Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 6 | Provide for an Independent Chairman | Against | For | ShrHoldr | |||||||
| 7 | Exclude Reference to Sexual Orientation from the Company's EEO Statement | Against | Against | ShrHoldr | |||||||
| 05/09/06 - A | Boston Scientific Corp. *BSX* | 101137107 | 03/17/06 | 17,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Elect Directors | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 04/26/06 - A | Chevron Corporation *CVX* | 166764100 | 03/06/06 | 43,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Company-Specific-Reimbursement of Stockholder Proposal | Against | Against | ShrHoldr | |||||||
| 4 | Report on Environmental Impact of Drilling in Sensitive Areas | Against | Against | ShrHoldr | |||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 6 | Adopt an Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 7 | Adopt a Human Rights Policy | Against | Against | ShrHoldr | |||||||
| 8 | Report on Remediation Expenses in Ecuador | Against | Against | ShrHoldr | |||||||
| 05/09/06 - A | CIT Group Inc *CIT* | 125581108 | 03/23/06 | 11,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 04/18/06 - A | Citigroup Inc. *C* | 172967101 | 02/24/06 | 48,113 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 4 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 5 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 6 | End Issuance of Options and Prohibit Repricing | Against | Against | ShrHoldr | |||||||
| 7 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 8 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 9 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 10 | Reimbursement of Expenses Incurred by Shareholder(s) | Against | Against | ShrHoldr | |||||||
| 11 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | |||||||
| 12 | Clawback of Payments Under Restatement | Against | Against | ShrHoldr | |||||||
| 05/16/06 - A | Comerica Inc. *CMA* | 200340107 | 03/17/06 | 5,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/10/06 - A | ConocoPhillips *COP* | 20825C104 | 03/10/06 | 25,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Report Damage Resulting From Drilling Inside the National Petroleum Reserve | Against | Against | ShrHoldr | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | |||||||
| 6 | Report Accountability for Company's Environmental Impacts due to Operation | Against | Against | ShrHoldr | |||||||
| 7 | Non-Employee Director Compensation | Against | Against | ShrHoldr | |||||||
| 05/11/06 - A | CVS Corporation *CVS* | 126650100 | 03/15/06 | 15,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 6 | Report on Feasibility of Product Reformulation | Against | Against | ShrHoldr | |||||||
| 05/15/06 - A | DaVita Inc. *DVA* | 23918K108 | 03/23/06 | 21,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 06/07/06 - A | Devon Energy Corp. *DVN* | 25179M103 | 04/10/06 | 20,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 05/31/06 - A | Dollar General Corp. *DG* | 256669102 | 03/27/06 | 44,750 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/26/06 - A | Duke Realty Corporation *DRE* | 264411505 | 02/27/06 | 4,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/26/06 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | 03/06/06 | 14,150 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 4 | Report on Genetically Modified Organisms | Against | Against | ShrHoldr | |||||||
| 5 | Performance-Based | Against | Against | ShrHoldr | |||||||
| 6 | Report on Feasibility of Phasing out PFOA | Against | Against | ShrHoldr | |||||||
| 7 | Report on Security of Chemical Facilities | Against | Against | ShrHoldr | |||||||
| 06/08/06 - A | Energy East Corporation *EAS* | 29266M109 | 04/17/06 | 33,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/23/06 - A | Everest Re Group LTD *RE* | G3223R108 | 03/27/06 | 9,100 | |||||||
Meeting for Holders of ADRs | |||||||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | TO APPROVE AN AMENDMENT TO THE EVEREST RE GROUP, LTD. 2002 STOCK INCENTIVE PLAN. | For | For | Mgmt | |||||||
| 06/27/06 - A | Exelon Corp. *EXC* | 30161N101 | 05/12/06 | 15,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 05/31/06 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/06/06 | 71,506 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Company-Specific-Nominate Independent Director with Industry Experience | Against | Against | ShrHoldr | |||||||
| 6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | |||||||
| 7 | Non-Employee Director Compensation | Against | Against | ShrHoldr | |||||||
| 8 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 9 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 10 | Link Executive Compensation to Social Issues | Against | Against | ShrHoldr | |||||||
| 11 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 12 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||||
| 13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Against | Against | ShrHoldr | |||||||
| 14 | Report on Damage Resulting from Drilling for Oil and gas in Protected Areas | Against | Against | ShrHoldr | |||||||
| 15 | Report Accountability for Company's Environmental Impacts due to Operation | Against | Against | ShrHoldr | |||||||
| 04/18/06 - A | Gannett Co., Inc. *GCI* | 364730101 | 02/24/06 | 7,350 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Declassify the Board of Directors | Against | For | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 04/26/06 - A | General Electric Co. *GE* | 369604103 | 02/27/06 | 47,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Adopt Policy on Overboarded Directors | Against | Against | ShrHoldr | |||||||
| 5 | Company-Specific -- One Director from the Ranks of the Retirees | Against | Against | ShrHoldr | |||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 7 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 8 | Report on Environmental Policies | Against | Against | ShrHoldr | |||||||
| 05/17/06 - A | Genworth Financial, Inc. *GNW* | 37247D106 | 03/24/06 | 28,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/05/06 - A | Illinois Tool Works Inc. *ITW* | 452308109 | 03/07/06 | 10,440 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | Against | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 5 | Adopt/ Implement China Principles | Against | Against | ShrHoldr | |||||||
| 6 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/25/06 - A | International Business Machines Corp. *IBM* | 459200101 | 02/24/06 | 7,650 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director Cathleen Black --- For | ||||||||||
| 1.2 | Elect Director Kenneth I. Chenault --- For | ||||||||||
| 1.3 | Elect Director Juergen Dormann --- For | ||||||||||
| 1.4 | Elect Director Michael L. Eskew --- For | ||||||||||
| 1.5 | Elect Director Shirley Ann Jackson --- For | ||||||||||
| 1.6 | Elect Director Minoru Makihara --- For | ||||||||||
| 1.7 | Elect Director Lucio A. Noto --- For | ||||||||||
| 1.8 | Elect Director James W. Owens --- For | ||||||||||
| 1.9 | Elect Director Samuel J. Palmisano --- For | ||||||||||
| 1.10 | Elect Director Joan E. Spero --- For | ||||||||||
| 1.11 | Elect Director Sidney Taurel --- For | ||||||||||
| 1.12 | Elect Director Charles M. Vest --- For | ||||||||||
| 1.13 | Elect Director Lorenzo H. Zambrano --- Withhold | ||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Evaluate Age Discrimination in Retirement Plans | Against | Against | ShrHoldr | |||||||
| 5 | Time-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 6 | Increase Disclosure of Executive Compensation | Against | Against | ShrHoldr | |||||||
| 7 | Report on Outsourcing | Against | Against | ShrHoldr | |||||||
| 8 | Implement/ Increase Activity on the China Principles | Against | Against | ShrHoldr | |||||||
| 9 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 10 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 11 | Adopt Simple Majority Vote | Against | For | ShrHoldr | |||||||
| 06/15/06 - A | Iowa Telecommunications Services, Inc. *IWA* | 462594201 | 04/25/06 | 45,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/19/06 - A | J. C. Penney Co., Inc (HLDG CO) *JCP* | 708160106 | 03/20/06 | 4,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | |||||||
| 4 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 05/16/06 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/17/06 | 61,102 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | |||||||
| 4 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | |||||||
| 6 | Remove Reference to Sexual Orientation from EEO Statement | Against | Against | ShrHoldr | |||||||
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||||
| 8 | Report on Lobbying Activities | Against | Against | ShrHoldr | |||||||
| 9 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 10 | Approve Terms of Existing Poison Pill | Against | For | ShrHoldr | |||||||
| 11 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 12 | Claw-back of Payments under Restatements | Against | Against | ShrHoldr | |||||||
| 13 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | |||||||
| 05/18/06 - A | Kimco Realty Corp. *KIM* | 49446R109 | 03/24/06 | 7,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Company-Specific -- Require Annual Disclosure of Related Party Transactions between the Company and its Senior Executive Officers or the Company and its Directors | Against | Against | ShrHoldr | |||||||
| 04/27/06 - A | Lockheed Martin Corp. *LMT* | 539830109 | 03/01/06 | 10,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 4 | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Mgmt | |||||||
| 5 | Increase Disclosure of Executive Compensation | Against | Against | ShrHoldr | |||||||
| 6 | Adopt Simple Majority Vote Requirement | Against | For | ShrHoldr | |||||||
| 7 | Report Equal Employment Opportunity Information | Against | Against | ShrHoldr | |||||||
| 8 | Report on Depleted Uranium Weapons Components | Against | Against | ShrHoldr | |||||||
| 05/18/06 - A | Marsh & McLennan Companies, Inc. *MMC* | 571748102 | 03/20/06 | 26,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 05/09/06 - A | Masco Corp. *MAS* | 574599106 | 03/15/06 | 26,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/18/06 - A | Mellon Financial Corp. *MEL* | 58551A108 | 02/10/06 | 47,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Approve Non-Employee Director Restricted Stock Plan | For | For | Mgmt | |||||||
| 3 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | ShrHoldr | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/28/06 - A | Merrill Lynch & Co., Inc. *MER* | 590188108 | 02/27/06 | 17,800 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Compensation- Director Compensation | Against | Against | ShrHoldr | |||||||
| 5 | Review Executive Compensation | Against | Against | ShrHoldr | |||||||
| 05/09/06 - A | Mirant Corp *MIR.XA* | 60467R100 | 03/24/06 | 39,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/17/06 - A | Molson Coors Brewing Co *TAP* | 60871R209 | 03/31/06 | 12,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 04/04/06 - A | Morgan Stanley *MS* | 617446448 | 02/03/06 | 11,140 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | |||||||
| 4 | Amend Articles/Bylaws/Remove plurality voting for directors | For | For | Mgmt | |||||||
| 5 | Amend Articles/Bylaws/Eliminate supermajority voting requirements | For | For | Mgmt | |||||||
| 6 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | ShrHoldr | |||||||
| 8 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 04/25/06 - A | National City Corp. *NCC* | 635405103 | 03/03/06 | 10,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/25/06 - A | Nelnet Inc *NNI* | 64031N108 | 03/27/06 | 14,700 | |||||||
| 1 | Elect Directors | For | Split | Mgmt | |||||||
| 1.1 | Elect Director James P. Abel --- For | ||||||||||
| 1.2 | Elect Director Don R. Bouc --- For | ||||||||||
| 1.3 | Elect Director Stephen E. Butterfield --- For | ||||||||||
| 1.4 | Elect Director Michael S. Dunlap --- For | ||||||||||
| 1.5 | Elect Director Thomas E. Henning --- For | ||||||||||
| 1.6 | Elect Director Arturo R. Moreno --- Withhold | ||||||||||
| 1.7 | Elect Director Brian J. O'Connor --- For | ||||||||||
| 1.8 | Elect Director Michael D. Reardon --- For | ||||||||||
| 1.9 | Elect Director James H. Van Horn --- For | ||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approval of Employee Stock Purchase Loan Plan | For | For | Mgmt | |||||||
| 4 | Increase Authorized Common Stock | For | For | Mgmt | |||||||
| 04/28/06 - A | NRG Energy Inc *NRG* | 629377508 | 03/13/06 | 21,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Revise Board's Authority to Issue and Designate Preferred Stock | For | Against | Mgmt | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/27/06 - A | Pfizer Inc. *PFE* | 717081103 | 03/01/06 | 61,000 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||||
| 4 | Establish Term Limits for Directors | Against | Against | ShrHoldr | |||||||
| 5 | Social Proposal | Against | Against | ShrHoldr | |||||||
| 6 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 7 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 8 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 9 | Report on Animal Welfare Policy | Against | Against | ShrHoldr | |||||||
| 10 | Reort on Animal-based Testing | Against | Against | ShrHoldr | |||||||
| 04/28/06 - A | PPL Corp. *PPL* | 69351T106 | 02/28/06 | 30,900 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 4 | Adopt Simple Majority Vote | Against | For | ShrHoldr | |||||||
| 04/18/06 - A | Sprint Nextel Corp *S* | 852061100 | 02/28/06 | 20,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 04/11/06 - A | The Bear Stearns Companies Inc. *BSC* | 073902108 | 02/13/06 | 3,100 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Amend Deferred Compensation Plan | For | For | Mgmt | |||||||
| 3 | Ratify Auditors | For | For | Mgmt | |||||||
| 05/03/06 - A | The St. Paul Travelers Companies, Inc. *STA* | 792860108 | 03/08/06 | 35,852 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 05/19/06 - A | Time Warner Inc *TWX* | 887317105 | 03/24/06 | 33,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Adopt Simple Majority Vote Requirement | Against | For | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 6 | Develop a Code Vendor of Conduct | Against | Against | ShrHoldr | |||||||
| 05/04/06 - A | Union Pacific Corp. *UNP* | 907818108 | 02/23/06 | 18,200 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Provide for an Independent Chairman | Against | Against | ShrHoldr | |||||||
| 05/17/06 - A | UnumProvident Corporation *UNM* | 91529Y106 | 03/20/06 | 40,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Against | Against | ShrHoldr | |||||||
| 05/04/06 - A | Verizon Communications *VZ* | 92343V104 | 03/06/06 | 23,500 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 5 | Require Majority of Independent Directors on Board | Against | Against | ShrHoldr | |||||||
| 6 | Company-Specific-Directors on Common Boards | Against | Against | ShrHoldr | |||||||
| 7 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 8 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | |||||||
| 9 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 05/24/06 - A | Viacom Inc. *VIA.B* | 92553P201 | 03/31/06 | 16,550 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 04/18/06 - A | Wachovia Corp. *WB* | 929903102 | 02/22/06 | 14,550 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | |||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 6 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 05/05/06 - A | Waste Management, Inc. *WMI* | 94106L109 | 03/10/06 | 29,700 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 04/25/06 - A | Wells Fargo & Company *WFC* | 949746101 | 03/07/06 | 13,300 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | Against | ShrHoldr | |||||||
| 4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 5 | Compensation- Director Compensation | Against | Against | ShrHoldr | |||||||
| 6 | Report on Discrimination in Lending | Against | Against | ShrHoldr | |||||||
| 04/27/06 - A | Wyeth *WYE* | 983024100 | 03/03/06 | 11,600 | |||||||
| 1 | Elect Directors | For | For | Mgmt | |||||||
| 2 | Ratify Auditors | For | For | Mgmt | |||||||
| 3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | |||||||
| 4 | Report on Product Availability in Canada | Against | Against | ShrHoldr | |||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||||
| 6 | Report on Animal welfare Policy | Against | Against | ShrHoldr | |||||||
| 7 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||||
| 8 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | |||||||
| 9 | Adopt Simple Majority Vote Requirement | Against | For | ShrHoldr | |||||||
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
IVY FUNDS |
(Registrant) |
By: /s/Kristen A. Richards |
Kristen A. Richards, Vice President and Secretary |
Date: August 31, 2006 |
By: /s/Henry J. Herrmann |
Henry J. Herrmann, President and Principal Executive Officer |
Date: August 31, 2006 |
