UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-01028
| IVY FUNDS |
| (Exact Name as Specified in Charter) |
| 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
| (Address of Principal Executive Office) (Zip Code) |
| Kristen A. Richards, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
| (Name and Address of Agent for Service) |
Registrant's Telephone Number, including Area Code (913) 236-2000
Date of fiscal year end: March 31
Date of reporting period: July 1, 2008 to June 30, 2009
IVY BALANCED FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
17 Ivy Balanced | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
04/24/09 - A | Abbott Laboratories *ABT* | 002824100 | 02/25/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director R.J. Alpern --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director R.S. Austin --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director W.M. Daley --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director W.J. Farrell --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director H.L. Fuller --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director W.A. Osborn --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director D.A.L. Owen --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director W.A. Reynolds --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director R.S. Roberts --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director S.C. Scott, III --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director W.D. Smithburg --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director G.F. Tilton --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director M.D. White --- For | ||||||||
2.6a | |||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | |||||
4.1 Total # of shares available for grant is > 10% (14.98%) of outstanding shares | |||||||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Report on Animal Testing | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
99 | |||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
01/22/09 - A | Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mario L. Baeza --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Edward E. Hagenlocker --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director John E. McGlade --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Charles H. Noski --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/30/09 - A | Allergan, Inc. *AGN* | 018490102 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Herbert W. Boyer --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Robert A. Ingram --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David E.I. Pyott --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Russell T. Ray --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Report on Animal Testing | Against | Against | ShrHoldr | |||||
6.4 | |||||||||
11/12/08 - S | Anheuser-Busch Companies, Inc. | 035229103 | 10/03/08 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | |||||
3.5 Per Cynthia Prince-Fox | |||||||||
2 | Adjourn Meeting | For | For | Mgmt | |||||
7.7b | |||||||||
02/25/09 - A | Apple Inc. *AAPL* | 037833100 | 12/29/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director William V. Campbell --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Millard S. Drexler --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Albert A. Gore, Jr. --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Steven P. Jobs --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Andrea Jung --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director A.D. Levinson --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Eric E. Schmidt --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Jerome B. York --- For | ||||||||
2.6a | |||||||||
2 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
3 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
99 | |||||||||
4 | Prepare Sustainability Report | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
04/24/09 - A | AT&T Inc *T* | 00206R102 | 02/25/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Randall L. Stephenson --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director William F. Aldinger III --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Gilbert F. Amelio --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Reuben V. Anderson --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James H. Blanchard --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director August A. Busch III --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Jaime Chico Pardo --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director James P. Kelly --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Jon C. Madonna --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Lynn M. Martin --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director John B. McCoy --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Mary S. Metz --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Joyce M. Roch --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director Laura D Andrea Tyson --- For | ||||||||
2.6a | |||||||||
1.15 | Elect Director Patricia P. Upton --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | |||||
3.6 | |||||||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
6 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
7 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
9 | Exclude Pension Credits ftom Earnings Performance Measure | Against | For | ShrHoldr | |||||
99 Per Matt Norris | |||||||||
12/05/08 - S | Bank of America Corp. *BAC* | 060505104 | 10/10/08 | ||||||
1 | Issue Shares in Connection with Acquisition | For | Against | Mgmt | |||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | |||||
3 | Increase Authorized Common Stock | For | Against | Mgmt | |||||
4 | Adjourn Meeting | For | Against | Mgmt | |||||
05/02/09 - A | Berkshire Hathaway Inc. *BRK.A* | 084670207 | 03/04/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Warren E. Buffett --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Charles T. Munger --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Howard G. Buffett --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Susan L. Decker --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director William H. Gates III --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director David S. Gottesman --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Charlotte Guyman --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Donald R. Keough --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Thomas S. Murphy --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Ronald L. Olson --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Walter Scott, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Prepare Sustainability Report | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
04/16/09 - A | BP plc | 055622104 | 02/20/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | For | For | Mgmt | |||||
3.24 | |||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | Against | Mgmt | |||||
2.8a Per David Ginther | |||||||||
3 | DIRECTOR MR A BURGMANS | For | For | Mgmt | |||||
2.6a | |||||||||
4 | DIRECTOR MRS C B CARROLL | For | For | Mgmt | |||||
2.6a | |||||||||
5 | DIRECTOR SIR WILLIAM CASTELL | For | For | Mgmt | |||||
2.6a | |||||||||
6 | DIRECTOR MR I C CONN | For | For | Mgmt | |||||
2.6a | |||||||||
7 | DIRECTOR MR G DAVID | For | For | Mgmt | |||||
2.6a | |||||||||
8 | DIRECTOR MR E B DAVIS, JR | For | For | Mgmt | |||||
2.6a | |||||||||
9 | DIRECTOR MR R DUDLEY | For | For | Mgmt | |||||
2.6a | |||||||||
10 | DIRECTOR MR D J FLINT | For | For | Mgmt | |||||
2.6a | |||||||||
11 | DIRECTOR DR B E GROTE | For | For | Mgmt | |||||
2.6a | |||||||||
12 | DIRECTOR DR A B HAYWARD | For | For | Mgmt | |||||
2.6a | |||||||||
13 | DIRECTOR MR A G INGLIS | For | For | Mgmt | |||||
2.6a | |||||||||
14 | DIRECTOR DR D S JULIUS | For | For | Mgmt | |||||
2.6a | |||||||||
15 | DIRECTOR SIR TOM MCKILLOP | For | For | Mgmt | |||||
2.6a | |||||||||
16 | DIRECTOR SIR IAN PROSSER | For | For | Mgmt | |||||
2.6a | |||||||||
17 | DIRECTOR MR P D SUTHERLAND | For | For | Mgmt | |||||
2.6a | |||||||||
18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION | For | For | Mgmt | |||||
3.1a | |||||||||
19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | |||||
3.21a | |||||||||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT | For | Against | Mgmt | |||||
3.9a | |||||||||
21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | For | Mgmt | |||||
3.9a | |||||||||
22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS | For | For | Mgmt | |||||
3.2b | |||||||||
05/05/09 - A | Bristol-Myers Squibb Co. *BMY* | 110122108 | 03/12/09 | ||||||
1 | Elect Director L. Andreotti | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director L. B. Campbell | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director J. M. Cornelius | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director L. J. Freeh | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director L. H. Glimcher | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director M. Grobstein | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director L. Johansson | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director A. J. Lacy | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director V. L. Sato | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director T. D. West, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director R. S. Williams | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
13 | Increase Disclosure of Executive Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
14 | Reduce Supermajority Vote Requirement | Against | For | ShrHoldr | |||||
3.4b | |||||||||
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/27/09 - A | Chevron Corporation *CVX* | 166764100 | 04/01/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director S. H. Armacost --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director L. F. Deily --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director R. E. Denham --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director R. J. Eaton --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director E. Hernandez --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director F. G. Jenifer --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director S. Nunn --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director D. J. O'Reilly --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director D. B. Rice --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director K. W. Sharer --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director C. R. Shoemate --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director R. D. Sugar --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director C. Ware --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director J. S. Watson --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
8 | Adopt Guidelines for Country Selection | Against | Against | ShrHoldr | |||||
5.4 per Barry Ogden | |||||||||
9 | Adopt Human Rights Policy | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
10 | Report on Market Specific Environmental Laws | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
11/13/08 - A | Cisco Systems, Inc. *CSCO* | 17275R102 | 09/15/08 | ||||||
1 | Elect Director Carol A. Bartz | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director M. Michele Burns | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Michael D. Capellas | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Larry R. Carter | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director John T. Chambers | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Brian L. Halla | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director John L. Hennessy | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Richard M. Kovacevich | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Roderick C. McGeary | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director Michael K. Powell | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Steven M. West | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director Jerry Yang | For | Against | Mgmt | |||||
2.6b attendance less than 75% with no explanation | |||||||||
13 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Report on Internet Fragmentation | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
05/08/09 - A | Colgate-Palmolive Co. *CL* | 194162103 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John T. Cahill --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Jill K. Conway --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Ian Cook --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Ellen M. Hancock --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director David W. Johnson --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Richard J. Kogan --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Delano E. Lewis --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director J. Pedro Reinhard --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Stephen I. Sadove --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/12/09 - A | Dentsply International, Inc. *XRAY* | 249030107 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Wendy L Dixon --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Leslie A. Jones --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Bret W. Wise --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/29/09 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | 03/04/09 | ||||||
1 | Elect Director Samuel W. Bodman | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Richard H. Brown | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Robert A. Brown | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Bertrand P. Collomb | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Curtis J. Crawford | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Alexander M. Cutler | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director John T. Dillon | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Eleuthere I. Du Pont | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Marillyn Hewson | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director Charles O. Holliday, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Lois D. Juliber | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director Ellen J. Kullman | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director William K. Reily | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
02/03/09 - A | Emerson Electric Co. *EMR* | 291011104 | 11/25/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director A.A. Busch III --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director A.F. Golden --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director H. Green --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director W.R. Johnson --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director J.B. Menzer --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director V.R. Loucks, Jr. --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/28/09 - A | Exelon Corporation *EXC* | 30161N101 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John A. Canning, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director M. Walter D'Alessio --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Bruce DeMars --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Nelson A. Diaz --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Rosemarie B. Greco --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Paul L. Joskow --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director John M. Palms --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director John W. Rogers, Jr. --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director John W. Rowe --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Stephen D. Steinour --- For | ||||||||
2.6a | |||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Report on Global Warming | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
05/06/09 - A | Expeditors International of Washington, Inc. *EXPD* | 302130109 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mark A. Emmert --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director R. Jordan Gates --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Dan P. Kourkoumelis --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Michael J. Malone --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director John W. Meisenbach --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Peter J. Rose --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director James L.K. Wang --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Robert R. Wright --- For | ||||||||
2.6a | |||||||||
2 | Approve Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/27/09 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director M.J. Boskin --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director L.R. Faulkner --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director K.C. Frazier --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director .W. George --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director R.C. King --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director M.C. Nelson --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director S.J. Palmisano --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director S.S Reinemund --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director R.W. Tillerson --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director E.E. Whitacre, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Against | Against | ShrHoldr | |||||
3.16a | |||||||||
6 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
8 | Compare CEO Compensation to Average U.S. per Capita Income | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
11 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | ShrHoldr | |||||
6.2 Per Erik Becker | |||||||||
12 | Report on Climate Change Impacts on Emerging Countries | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
13 | Adopt Policy to Increase Renewable Energy | Against | Against | ShrHoldr | |||||
6.2 Per Erik Becker | |||||||||
05/06/09 - A | General Dynamics Corp. *GD* | 369550108 | 03/09/09 | ||||||
1 | Elect Director Nicholas D. Chabraja | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director James S. Crown | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director William P. Fricks | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Jay L. Johnson | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director George A. Joulwan | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Paul G. Kaminski | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director John M. Keane | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Deborah J. Lucas | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Lester L. Lyles | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director J. Christopher Reyes | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Robert Walmsley | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
13 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
14 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Report on Space-based Weapons Program | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | ShrHoldr | |||||
99 | |||||||||
05/06/09 - A | Gilead Sciences, Inc. *GILD* | 375558103 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Paul Berg --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director John F. Cogan --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Etienne F. Davignon --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director James M. Denny --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Carla A. Hills --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director John W. Madigan --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director John C. Martin --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Gordon E. Moore --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Nicholas G. Moore --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Richard J. Whitley --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Gayle E. Wilson --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
03/18/09 - A | Hewlett-Packard Company *HPQ* | 428236103 | 01/20/09 | ||||||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Sari M. Baldauf | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director Rajiv L. Gupta | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director John H. Hammergren | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director Mark V. Hurd | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Joel Z. Hyatt | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director John R. Joyce | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Robert L. Ryan | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director Lucille S. Salhany | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director G. Kennedy Thompson | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/28/09 - A | Home Depot, Inc. *HD* | 437076102 | 03/30/09 | ||||||
1 | Elect Director F. Duane Ackerman | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director David H. Batchelder | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Francis S. Blake | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Ari Bousbib | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Gregory D. Brenneman | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Albert P. Carey | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Armando Codina | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Bonnie G. Hill | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Karen L. Katen | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Approve Right to Call Special Meetings | For | Against | Mgmt | |||||
3.2a | |||||||||
12 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
13 | Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
14 | Prepare Employment Diversity Report | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
16 | Assess Energy Use and Establish Reduction Targets | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
04/23/09 - A | Johnson & Johnson *JNJ* | 478160104 | 02/24/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mary Sue Coleman --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director James G. Cullen --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Michael M.E. Johns --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Arnold G. Langbo --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Susan L. Lindquist --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Leo F. Mullin --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Wiliam D. Perez --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Charles Prince --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David Satcher --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director William C. Weldon --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/19/09 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Crandall C. Bowles --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Stephen B. Burke --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David M. Cote --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director James S. Crown --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James Dimon --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Ellen V. Futter --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director William H. Gray, III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Laban P. Jackson, Jr. --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David C. Novak --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Lee R. Raymond --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director William C. Weldon --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Disclose Prior Government Service | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
5 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
7 | Report on Predatory Lending Policies | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
8 | Amend Key Executive Performance Plan | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
9 | Stock Retention/Holding Period | Against | Against | ShrHoldr | |||||
4.4 | |||||||||
10 | Prepare Carbon Principles Report | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
05/14/09 - A | Kohl's Corp. *KSS* | 500255104 | 03/11/09 | ||||||
1 | Elect Director Peter Boneparth | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Steven A. Burd | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director John F. Herma | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Dale E. Jones | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director William S. Kellogg | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Kevin Mansell | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director R. Lawrence Montgomery | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Frank V. Sica | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Peter M. Sommerhauser | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director Stephanie A. Streeter | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Stephen E. Watson | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
13 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||
7.6a | |||||||||
08/21/08 - A | Medtronic, Inc. *MDT* | 585055106 | 06/23/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Victor J. Dzau --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director William A. Hawkins --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Shirley A. Jackson --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Denise M. O'Leary --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Jean-Pierre Rosso --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Jack W. Schuler --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
11/05/08 - A | Meredith Corp. *MDP* | 589433101 | 09/11/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Alfred H. Drewes --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director David J. Londoner --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Philip A. Marineau --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Elizabeth E. Tallett --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
4 | Report on Sustainable Paper Purchasing | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
08/15/08 - A | Microchip Technology Incorporated *MCHP* | 595017104 | 06/19/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Steve Sanghi --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Albert J. Hugo-Martinez --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director L.B. Day --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Matthew W. Chapman --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Wade F. Meyercord --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
11/19/08 - A | Microsoft Corp. *MSFT* | 594918104 | 09/05/08 | ||||||
1 | Elect Director Steven A. Ballmer | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director James I. Cash, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Dina Dublon | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director William H. Gates, III | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Reed Hastings | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director David F. Marquardt | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Charles H. Noski | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Helmut Panke | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
11 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Mgmt | |||||
2.8a total number of shares available to grant is greater than 10% of outstanding shares | |||||||||
12 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
13 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||
7.3 | |||||||||
04/23/09 - A | Nokia Corp. | 654902204 | 02/17/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Calling the Meeting to Order | None | None | Mgmt | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | None | None | Mgmt | |||||
4 | Acknowledge Proper Convening of Meeting | None | None | Mgmt | |||||
5 | Prepare and Approve List of Shareholders | None | None | Mgmt | |||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | None | None | Mgmt | |||||
7 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9 | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Fix Number of Directors at 11 | For | For | Mgmt | |||||
2.1b | |||||||||
12 | Elect Directors | For | For | Mgmt | |||||
12.1 | Reelect Georg Ehrnrooth as Director --- For | ||||||||
2.6a | |||||||||
12.2 | Reelect Lalita D. Gupte as Director --- For | ||||||||
2.6a | |||||||||
12.3 | Reelect Bengt Holmstrom as Director --- For | ||||||||
2.6a | |||||||||
12.4 | Reelect Henning Kagermann as Director --- For | ||||||||
2.6a | |||||||||
12.5 | Reelect Olli-Pekka Kallasvuo as Director --- For | ||||||||
2.6a | |||||||||
12.6 | Reelect Per Karlsson as Director --- For | ||||||||
2.6a | |||||||||
12.7 | Reelect Jorma Ollila as Director --- For | ||||||||
2.6a | |||||||||
12.8 | Reelect Marjorie Scardino as Director --- For | ||||||||
2.6a | |||||||||
12.9 | Reelect Risto Siilasmaa as Director --- For | ||||||||
2.6a | |||||||||
12.10 | Reelect Keijo Suila as Directors as Director --- For | ||||||||
2.6a | |||||||||
12.11 | Elect Isabel Marey-Semper as New Director --- For | ||||||||
2.6a | |||||||||
13 | Approve Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Close Meeting | None | None | Mgmt | |||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | None | Against | Mgmt | |||||
7.7a | |||||||||
04/21/09 - A | Northern Trust Corp. *NTRS* | 665859104 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Linda Walker Bynoe --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Nicholas D. Chabraja --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Susan Crown --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Dipak C. Jain --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Arthur L. Kelly --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Robert C. McCormack --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Edward J. Mooney --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director William A. Osborn --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director John W. Rowe --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Harold B. Smith --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director William D. Smithburg --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Enrique J. Sosa --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Charles A. Tribbett III --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director Frederick H. Waddell --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
10/07/08 - A | Paychex, Inc. *PAYX* | 704326107 | 08/11/08 | ||||||
1 | Elect Director B. Thomas Golisano | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director David J. S. Flaschen | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director Phillip Horsley | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Grant M. Inman | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director Pamela A. Joseph | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Jonathan J. Judge | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director Joseph M. Tucci | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Joseph M. Velli | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/06/09 - A | PepsiCo, Inc. *PEP* | 713448108 | 03/06/09 | ||||||
1 | Elect Director S.L. Brown | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director I.M. Cook | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director D. Dublon | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director V.J. Dzau | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director R.L. Hunt | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director A. Ibarguen | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director A.C. Martinez | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director I.K. Nooyi | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director S.P. Rockefeller | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director J.J. Schiro | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director L.G. Trotter | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director D.Vasella | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director M.D. White | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
16 | Report on Recycling | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
17 | Report on Genetically Engineered Products | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
18 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||
7.3 | |||||||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/05/09 - A | Philip Morris International Inc. *PM* | 718172109 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Harold Brown --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Mathis Cabiallavetta --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Louis C. Camilleri --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director J. Dudley Fishburn --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Graham Mackay --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Sergio Marchionne --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Lucio A. Noto --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Carlos Slim Hel --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Stephen M. Wolf --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
03/03/09 - A | QUALCOMM Inc *QCOM* | 747525103 | 01/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Barbara T. Alexander --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Stephen M. Bennett --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Donald G. Cruickshank --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Raymond V. Dittamore --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Thomas W. Horton --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Irwin Mark Jacobs --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Paul E. Jacobs --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Robert E. Kahn --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Sherry Lansing --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Duane A. Nelles --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Director Marc I. Stern --- For | ||||||||
Item 2.6a | |||||||||
1.12 | Elect Director Brent Scowcroft --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/08/09 - A | Schlumberger Ltd. *SLB* | 806857108 | 02/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect P. Camus as Director --- For | ||||||||
2.6a | |||||||||
1.2 | Elect J.S. Gorelick as Director --- For | ||||||||
2.6a | |||||||||
1.3 | Elect A. Gould as Director --- For | ||||||||
2.6a | |||||||||
1.4 | Elect T. Issac as Director --- For | ||||||||
2.6a | |||||||||
1.5 | Elect N. Kudryavtsev as Director --- For | ||||||||
2.6a | |||||||||
1.6 | Elect A. Lajous as Director --- For | ||||||||
2.6a | |||||||||
1.7 | Elect M.E. Marks as Director --- For | ||||||||
2.6a | |||||||||
1.8 | Elect L.R. Reif as Director --- For | ||||||||
2.6a | |||||||||
1.9 | Elect T.I. Sandvold as Director --- For | ||||||||
2.6a | |||||||||
1.10 | Elect H. Seydoux as Director --- For | ||||||||
2.6a | |||||||||
1.11 | Elect L.G. Stuntz as Director --- For | ||||||||
2.6a | |||||||||
2 | Adopt and Approve Financials and Dividends | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
4 | Approval of Independent Registered Public Accounting Firm | For | For | Mgmt | |||||
3.1a | |||||||||
04/22/09 - A | The Coca-Cola Company *KO* | 191216100 | 02/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Herbert A. Allen --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Ronald W. Allen --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Cathleen P. Black --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Barry Diller --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Alexis M. Herman --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Muhtar Kent --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Donald R. Keough --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Maria Elena Lagomsino --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Donald F. McHenry --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Sam Nunn --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director James D. Robinson III --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Peter V. Ueberroth --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Jacob Wallenberg --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director James B. Williams --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b "Say On Pay" | |||||||||
4 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
6 | Performance-Based Awards | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
04/30/09 - A | The Hershey Co *HSY* | 427866108 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director R.F. Cavanaugh --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director C.A. Davis --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director A.G. Langbo --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director J.E. Nevels --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director T.J. Ridge --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director D.L. Shedlarz --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director C.B. Strauss --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director D.J. West --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director L.S. Zimmerman --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/05/09 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
06/05/09 - A | Wal-Mart Stores, Inc. *WMT* | 931142103 | 04/09/09 | ||||||
1 | Elect Director Aida M. Alvarez | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director James W. Breyer | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director M. Michele Burns | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director James I. Cash, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Roger C. Corbett | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Douglas N. Daft | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Michael T. Duke | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Gregory B. Penner | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Allen I. Questrom | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Arne M. Sorenson | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director Jim C. Walton | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director S. Robson Walton | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Elect Director Christopher J. Williams | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Elect Director Linda S. Wolf | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | ShrHoldr | |||||
6.1a | |||||||||
18 | Pay For Superior Performance | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
20 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
22 | Stock Retention/Holding Period | Against | Against | ShrHoldr | |||||
4.4 | |||||||||
04/28/09 - A | Wells Fargo and Company *WFC* | 949746101 | 02/27/09 | ||||||
1 | Elect Director John D. Baker II | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director John S. Chen | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Lloyd H. Dean | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Susan E. Engel | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Donald M. James | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Robert L. Joss | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Richard M. Kovacevich | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Richard D. McCormick | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director Mackey J. McDonald | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Cynthia H. Milligan | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director Nicholas G. Moore | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director Philip J. Quigley | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Elect Director Donald B. Rice | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Elect Director Judith M. Runstad | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Elect Director Stephen W. Sanger | For | For | Mgmt | |||||
2.6a | |||||||||
17 | Elect Director Robert K. Steel | For | For | Mgmt | |||||
2.6a | |||||||||
18 | Elect Director John G. Stumpf | For | For | Mgmt | |||||
2.6a | |||||||||
19 | Elect Director Susan G. Swenson | For | For | Mgmt | |||||
2.6a | |||||||||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 TARP regs | |||||||||
21 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
22 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
23 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
24 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
05/19/09 - A | XTO Energy Inc *XTO* | 98385X106 | 03/31/09 | ||||||
1 | Declassify the Board of Directors | For | For | Mgmt | |||||
2.4b | |||||||||
2 | Elect Directors | For | For | Mgmt | |||||
2.1 | Elect Director Phillip R. Kevil --- For | ||||||||
2.6a | |||||||||
2.2 | Elect Director Herbert D. Simons --- For | ||||||||
2.6a | |||||||||
2.3 | Elect Director Vaughn O. Vennerberg II --- For | ||||||||
2.6a | |||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | ShrHoldr | |||||
99 per Matt Norris | |||||||||
05/04/09 - A | Zimmer Holdings Inc *ZMH* | 98956P102 | 03/05/09 | ||||||
1 | Elect Director Betsy J. Bernard | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Marc N. Casper | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director David C. Dvorak | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Robert A. Hagemann | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Arthur J. Higgins | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Cecil B. Pickett | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Augustus A. White, III | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
10 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Amend Deferred Compensation Plan | For | For | Mgmt | |||||
2.8a | |||||||||
IVY BOND FUND
Proxy Voting Record
There was no proxy voting for Ivy Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY CUNDILL GLOBAL VALUE FUND
Proxy Voting Record
IVY CUNDILL GLOBAL VALUE FUND - PROXY VOTING SUMMARY (JULY 2008 - JUNE 2009) | |||||||||
Issuer | Ticker | CUSIP | Meeting Date | Issue Voted On | Proposed by? | Did the fund vote? | How did the fund vote? | For / Against Management | Comments |
Dell Inc | DELL US | 2261526 US | 18-Jul-08 | Election of Directors | Management | Yes | For | For | None |
Ratify Auditors | Management | Yes | For | For | |||||
Amend Officer compensation | Management | Yes | For | For | |||||
Reimburse proxy expenses | Shareholders | Yes | Against | For | |||||
Vote on Executive compensation | Shareholders | Yes | Against | For | |||||
Microsoft Corporation | MSFT US | 2588173 US | 19-Nov-08 | Election of Directors | Management | Yes | For | For | None |
Executive Officer Incentive plan | Management | Yes | For | For | |||||
Amend Stock Plan for non employee directors | Management | Yes | For | For | |||||
Ratify Auditor | Management | Yes | For | For | |||||
Adoption of policy on Internet censorship | Shareholders | Yes | Against | For | |||||
Establishment of committee on Human Rights | Shareholders | Yes | Against | For | |||||
Disclosure of Charitable contributions | Shareholders | Yes | Against | For | |||||
Coca Cola West | 2579 JP | 6163286 JP | 27-Nov-08 | Approve merger | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Ifil | IFL IM | 5733130 | 1-Dec-08 | Approve the merger | Management | Yes | For | For | EGM |
Coca Cola West | 2579 JP | 6163286 JP | 24-Mar-09 | Approve profit appropriation and Dividend | Management | Yes | For | For | None |
Amend articles of incorporation | Management | Yes | For | For | |||||
Appoint Directors | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Amend compensation of Directors | Management | Yes | For | For | |||||
Amend compensation of Corporare auditors | Management | Yes | For | For | |||||
Kirin | 2503 JP | 6493745 JP | 26-Mar-09 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve payment of bonuses to Corporate officers | Management | Yes | For | For | |||||
Asatsu | 9747 JP | 6056052 JP | 27-Mar-09 | Amend articles of incorporation | Management | Yes | For | For | None |
Appoint Directors | Management | Yes | For | For | |||||
Appoint a Corporate Auditor | Management | Yes | For | For | |||||
Approve Retirement Allowances for Directors | Management | Yes | Against | Against | |||||
Mabuchi Motor | 6592 JP | 6551030 JP | 27-Mar-09 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Appoint Directors | Management | Yes | For | For | |||||
Parmalat | PLT IM | B09RG69 | 8-Apr-09 | Approve Financial statements | Management | Yes | For | For | None |
Approve Audit firm Compensation | Management | Yes | For | For | |||||
Fairfax Financial | FFH CN | 2566351 | 15-Apr-09 | Election of Directors | Management | Yes | For | For | None |
Ratification of Auditors | Management | Yes | For | For | |||||
Mediaset | MS IM | 5077946 | 21-Apr-09 | Approve Financial statements | Management | Yes | For | For | None |
Payment of Dividend | Management | Yes | For | For | |||||
Approve B.O.D Members Numbers | Management | Yes | For | For | |||||
Approve Directors terms of office | Management | Yes | For | For | |||||
Approve to state Directors emolument | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Authorize stock option plan | Management | Yes | For | For | |||||
Authorize B.O.D to buy /sell own shares | Management | Yes | For | For | |||||
Munich Re | MUV2 GR | 5294121 | 22-Apr-09 | Approve Financial statements | Management | N/A | N/A | N/A | Items 1A & 1B were non voting items |
Payment of Dividend | Management | Yes | For | For | |||||
Approve actions of Board | Management | Yes | For | For | |||||
Approve actions of Supervisory Board | Management | Yes | For | For | |||||
Authorize share buy back | Management | Yes | For | For | |||||
Authorize share buy back using derivatives | Management | Yes | For | For | |||||
Elections to the Supervisory Board | Management | Yes | For | For | |||||
Resolution to cancel Contingent Capital 2003 | Management | Yes | For | For | |||||
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
PfizerNippon Tv | PFE US 9404 JP | 2684703 | 23-Apr-09 29-Jun-04 | Election of Directors | Management | Yes | Abstain | n/a | None |
Ratification of Auditors | Management | Yes | For | For | |||||
Approve stock option plan | Management | Yes | For | For | |||||
No new stock options | Shareholders | Yes | Against | For | |||||
Advisory vote on Exec. Comp | Shareholders | Yes | For | Against | |||||
Cumulative voting | Shareholders | Yes | Against | For | |||||
Special shareholder meetings | Shareholders | Yes | Against | For | |||||
Sekisui House | 1928 JP | 6793906 | 23-Apr-09 | Approve profit appropriation | Management | Yes | For | For | None |
Amend articles of incorporation | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Approve payment of bonuses to Corporate officers | Management | Yes | For | For | |||||
Exor | EXO IM | 4455394 | 28-Apr-09 | Approve Financial statements | Management | Yes | For | For | None |
Approve b/s of IFIL | Management | Yes | For | For | |||||
Appoint Board of Directors | Management | Yes | For | For | |||||
Appoint Auditors and Chairman | Management | Yes | For | For | |||||
Thai Beverage Public CoFirst Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd. | THBEV SP 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK | B15F664 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK | 29-Apr-09 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 | Adopt minutes of shareholder meeting | Management | Yes | For | For | None |
Approve the acknowledgement of the business operations 08 | Management | Yes | For | For | |||||
Approve the balance sheet | Management | Yes | For | For | |||||
Approve the dividend payment | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve directors remuneration | Management | Yes | For | For | |||||
Election of Auditor | Management | Yes | For | For | |||||
Approve the D & O insurance for the Directors and Senior Execs | Management | Yes | For | For | |||||
Approve renewal of shareholder mandate | Management | Yes | For | For | |||||
Amend articles of incorporation | Management | Yes | For | For | |||||
Other business if any | Management | Yes | Abstain | For | |||||
Deutsche Telecom | DTE GR | 5842359 | 30-Apr-09 | Presentation of Financial Statements | Management | N/A | N/A | N/A | Item 1 is a non voting item |
Payment of Dividend | Management | Yes | For | For | |||||
Ratify actions of Board of Directors | Management | Yes | For | For | |||||
Postpone Ratification of act of Supervisory Bd under KZ | Management | Yes | For | For | |||||
Ratify actions of Supervisory Board except under KZ | Management | Yes | For | For | |||||
Appointment of Auditors | Management | Yes | For | For | |||||
Authorize share buy back | Management | Yes | For | For | |||||
Election of supervisory board member | Management | Yes | For | For | |||||
Election of supervisory board member | Management | Yes | For | For | |||||
Control and Profit Transfer agreement transfer | Management | Yes | For | For | |||||
Revoke authorized capital 2004 | Management | Yes | For | For | |||||
Revoke authorized capital 2006 | Management | Yes | For | For | |||||
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Loblaws | L CN | 2521800 | 6-May-09 | Election of Directors | Management | Yes | For | For | None |
Election of Auditor | Management | Yes | For | For | |||||
BCE IncNippon Tv | BCE CN 9404 JP | B188TH2 | 7-May-09 29-Jun-04 | Election of Directors | Management | Yes | For | For | None |
Ratification of Auditors | Management | Yes | For | For | |||||
Stop Buybacks | Shareholders | Yes | Against | For | |||||
Special Dividend | Shareholders | Yes | For | Against | |||||
Special Dividend 2 | Shareholders | Yes | For | Against | |||||
Cut compensation | Shareholders | Yes | Against | For | |||||
Independence Committee | Shareholders | Yes | Against | For | |||||
Advisory vote on Exec. Comp | Shareholders | Yes | For | Against | |||||
50/50 split on board | Shareholders | Yes | Against | For | |||||
limitation of number of boards | Shareholders | Yes | Against | For | |||||
Louisianna Pacific | LPX US | 2535243 | 7-May-09 | Election of Directors | Management | Yes | For | For | None |
Approve incentive stock award plan | Management | Yes | For | For | |||||
Approval of modified performance goals | Management | Yes | For | For | |||||
Ratification of Auditors | Management | Yes | For | For | |||||
Montpellier Re | MRH US | 2956888 | 20-May-09 | Election of Directors | Management | Yes | For | For | None |
election of Mont. Re Directors | Management | Yes | For | For | |||||
Appoint Accounting Auditors | Management | Yes | For | For | |||||
Seven & I Holdings Co. Ltd. | 3382 JP | B0FS5D6 JP | 28-May-09 | Payment of Dividend | Management | Yes | For | For | AGM |
Amend articles of incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Determination of subscription requirements | Management | Yes | For | For | |||||
First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd.First Pacific Co Ltd. | 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK | 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK | 3-Jun-09 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 | Approve 2008 Financials | Management | Yes | For | For | None |
Approve Dividend | Management | Yes | For | For | |||||
Re-appoint Auditors | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve Director Remuneration | Management | Yes | For | For | |||||
Authorize board to appoint additional members | Management | Yes | For | For | |||||
Authorize additional share issue | Management | Yes | Against | Against | |||||
Authorize share repurchase | Management | Yes | For | For | |||||
Approve Share capital allotment | Management | Yes | Against | Against | |||||
Approve the existing limit on the grant of options | Management | Yes | For | For | |||||
Sega Sammy Holdings | 6460 JP | B02RK08 | 18-Jun-09 | Amend articles of incorporation | Management | Yes | For | For | AGM |
Election of Directors | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Approve Retirement Allowances for Corporate Auditors | Management | Yes | Against | Against | |||||
Nipponkoa Insurance Co | 8754 JP | 6643380 | 25-Jun-09 | Approve appropriation of Retained Earnings | Management | Yes | For | For | AGM |
Amend articles of incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | Abstain | Against | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Secom Co | 9735 JP | 6791591 | 25-Jun-09 | Payment of Dividend | Management | Yes | For | For | None |
Amend articles of incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve Retirement Allowances for Corporate Auditors | Management | Yes | For | For | |||||
Liberty Media | LMDIA US | B2Q4TJ1 | 25-Jun-09 | Election of Directors | Management | Yes | For | For | None |
Change of name | Management | Yes | For | For | |||||
Reverse stock split | Management | Yes | For | For | |||||
Election of Auditor | Management | Yes | For | For | |||||
IVY DIVIDEND OPPORTUNITIES FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
16 Ivy Dividend Opportunities Fund | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
04/24/09 - A | Abbott Laboratories *ABT* | 002824100 | 02/25/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director R.J. Alpern --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director R.S. Austin --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director W.M. Daley --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director W.J. Farrell --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director H.L. Fuller --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director W.A. Osborn --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director D.A.L. Owen --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director W.A. Reynolds --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director R.S. Roberts --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director S.C. Scott, III --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director W.D. Smithburg --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director G.F. Tilton --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director M.D. White --- For | ||||||||
2.6a | |||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | |||||
4.1 Total # of shares available for grant is > 10% (14.98%) of outstanding shares | |||||||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Report on Animal Testing | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
99 | |||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
07/14/08 - A | ACE Ltd. *ACE* | G0070K103 | 05/27/08 | ||||||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||||
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | For | For | Mgmt | |||||
2.6a | |||||||||
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | For | For | Mgmt | |||||
2.6a | |||||||||
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | For | For | Mgmt | |||||
2.6a | |||||||||
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | For | For | Mgmt | |||||
2.6a | |||||||||
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | For | For | Mgmt | |||||
2.6a | |||||||||
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | For | For | Mgmt | |||||
2.6a | |||||||||
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | For | For | Mgmt | |||||
2.6a | |||||||||
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | For | For | Mgmt | |||||
2.6a | |||||||||
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | For | For | Mgmt | |||||
2.6a | |||||||||
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | For | For | Mgmt | |||||
2.6a | |||||||||
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | For | For | Mgmt | |||||
2.6a | |||||||||
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | For | For | Mgmt | |||||
2.6a | |||||||||
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | For | For | Mgmt | |||||
2.6a | |||||||||
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | For | For | Mgmt | |||||
3.23c | |||||||||
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | For | For | Mgmt | |||||
3.23c | |||||||||
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | For | For | Mgmt | |||||
3.23c | |||||||||
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | For | For | Mgmt | |||||
3.16a | |||||||||
18 | APPROVAL OF THE NAME OF THE COMPANY | For | For | Mgmt | |||||
3.17 | |||||||||
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | For | For | Mgmt | |||||
3.19 | |||||||||
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | For | For | Mgmt | |||||
3.23c | |||||||||
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | For | For | Mgmt | |||||
3.23c | |||||||||
22 | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | For | For | Mgmt | |||||
3.23c | |||||||||
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | For | For | Mgmt | |||||
3.23c | |||||||||
24 | RATIFY AUDITORS | For | For | Mgmt | |||||
3.1a | |||||||||
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | For | For | Mgmt | |||||
4.1 | |||||||||
26 | RATIFY AUDITORS | For | For | Mgmt | |||||
3.1a | |||||||||
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | For | For | Mgmt | |||||
3.18 | |||||||||
01/22/09 - A | Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mario L. Baeza --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Edward E. Hagenlocker --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director John E. McGlade --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Charles H. Noski --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/19/09 - A | Altria Group, Inc. *MO* | 02209S103 | 03/30/09 | ||||||
1 | Elect Director Elizabeth E. Bailey | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Gerald L. Baliles | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Dinyar S. Devitre | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Thomas F. Farrell | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Robert E. R. Huntley | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Thomas W. Jones | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director George Mu oz | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Nabil Y. Sakkab | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Michael E. Szymanczyk | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Reduce Tobacco Harm to Health | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
12 | Report on Marketing Practices on the Poor | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
13 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
14 | Adopt Human Rights Protocols for Company and Suppliers | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
16 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
05/07/09 - A | Apache Corp. *APA* | 037411105 | 03/18/09 | ||||||
1 | Elect Director Frederick M. Bohen | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director George D. Lawrence | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director Rodman D. Patton | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Charles J. Pitman | For | For | Mgmt | |||||
Item 2.6a | |||||||||
12/05/08 - S | Bank of America Corp. *BAC* | 060505104 | 10/10/08 | ||||||
1 | Issue Shares in Connection with Acquisition | For | Against | Mgmt | |||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | |||||
3 | Increase Authorized Common Stock | For | Against | Mgmt | |||||
4 | Adjourn Meeting | For | Against | Mgmt | |||||
05/05/09 - A | Baxter International Inc. *BAX* | 071813109 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Walter E. Boomer --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director James R. Gavin III --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Peter S. Hellman --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director K. J. Storm --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Report on Animal Testing | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
04/16/09 - A | BP plc | 055622104 | 02/20/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | For | For | Mgmt | |||||
3.24 | |||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | Against | Mgmt | |||||
2.8a Per David Ginther | |||||||||
3 | DIRECTOR MR A BURGMANS | For | For | Mgmt | |||||
2.6a | |||||||||
4 | DIRECTOR MRS C B CARROLL | For | For | Mgmt | |||||
2.6a | |||||||||
5 | DIRECTOR SIR WILLIAM CASTELL | For | For | Mgmt | |||||
2.6a | |||||||||
6 | DIRECTOR MR I C CONN | For | For | Mgmt | |||||
2.6a | |||||||||
7 | DIRECTOR MR G DAVID | For | For | Mgmt | |||||
2.6a | |||||||||
8 | DIRECTOR MR E B DAVIS, JR | For | For | Mgmt | |||||
2.6a | |||||||||
9 | DIRECTOR MR R DUDLEY | For | For | Mgmt | |||||
2.6a | |||||||||
10 | DIRECTOR MR D J FLINT | For | For | Mgmt | |||||
2.6a | |||||||||
11 | DIRECTOR DR B E GROTE | For | For | Mgmt | |||||
2.6a | |||||||||
12 | DIRECTOR DR A B HAYWARD | For | For | Mgmt | |||||
2.6a | |||||||||
13 | DIRECTOR MR A G INGLIS | For | For | Mgmt | |||||
2.6a | |||||||||
14 | DIRECTOR DR D S JULIUS | For | For | Mgmt | |||||
2.6a | |||||||||
15 | DIRECTOR SIR TOM MCKILLOP | For | For | Mgmt | |||||
2.6a | |||||||||
16 | DIRECTOR SIR IAN PROSSER | For | For | Mgmt | |||||
2.6a | |||||||||
17 | DIRECTOR MR P D SUTHERLAND | For | For | Mgmt | |||||
2.6a | |||||||||
18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION | For | For | Mgmt | |||||
3.1a | |||||||||
19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | |||||
3.21a | |||||||||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT | For | Against | Mgmt | |||||
3.9a | |||||||||
21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | For | Mgmt | |||||
3.9a | |||||||||
22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS | For | For | Mgmt | |||||
3.2b | |||||||||
04/23/09 - A | Burlington Northern Santa Fe Corp. *BNI* | 12189T104 | 02/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Alan L. Boeckmann --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Donald G. Cook --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Vilma S. Martinez --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Marc F. Racicot --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Roy S. Roberts --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Matthew K. Rose --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Marc J. Shapiro --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director J.C. Watts, Jr. --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Robert H. West --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director J. Steven Whisler --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Edward E. Whitacre, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
4 | Amend Bylaws-- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
5 | Report on Political Contributions | Against | For | ShrHoldr | |||||
7.2b | |||||||||
08/18/08 - S | CME Group Inc. *CME* | 12572Q105 | 07/18/08 | ||||||
1 | Approve Increase in Size of Board | For | For | Mgmt | |||||
2.1b per Barry Ogden | |||||||||
2 | Issue Shares in Connection with Acquisition | For | For | Mgmt | |||||
3.5 per Barry Ogden | |||||||||
3 | Adjourn Meeting | For | For | Mgmt | |||||
7.7b per Barry Ogden | |||||||||
05/13/09 - A | CME Group Inc. *CME* | 12572Q105 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Dennis H. Chookaszian --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Robert F. Corvino --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Larry G. Gerdes --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Daniel R. Glickman --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James E. Oliff --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director John L. Pietrzak --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Alex J. Pollock --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director William R. Shepard --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/08/09 - A | Colgate-Palmolive Co. *CL* | 194162103 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John T. Cahill --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Jill K. Conway --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Ian Cook --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Ellen M. Hancock --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director David W. Johnson --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Richard J. Kogan --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Delano E. Lewis --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director J. Pedro Reinhard --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Stephen I. Sadove --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/05/09 - A | Consolidated Communications Holdings, Inc. *CNSL* | 209034107 | 03/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director RICHARD A. LUMPKIN --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
02/25/09 - A | Deere & Co. *DE* | 244199105 | 12/31/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Crandall C. Bowles --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Vance D. Coffman --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Clayton M. Jones --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Thomas H. Patrick --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Declassify the Board of Directors | For | For | ShrHoldr | |||||
2.4b | |||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
5 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
10/15/08 - A | Diageo plc | 25243Q205 | 09/08/08 | ||||||
Meeting for ADR Holders | |||||||||
1 | REPORT AND ACCOUNTS 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | DIRECTORS REMUNERATION REPORT 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
3 | DECLARATION OF FINAL DIVIDEND | For | For | Mgmt | |||||
3.18 | |||||||||
4 | TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
5 | TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
6 | TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
7 | TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
8 | ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
9 | RATIFY AUDITORS | For | For | Mgmt | |||||
3.1a | |||||||||
10 | AUTHORITY TO ALLOT RELEVANT SECURITIES | For | Against | Mgmt | |||||
3.9a | |||||||||
11 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | For | Mgmt | |||||
3.9b | |||||||||
12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | For | For | Mgmt | |||||
3.21a | |||||||||
13 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | For | For | Mgmt | |||||
7.2a | |||||||||
14 | ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN | For | For | Mgmt | |||||
4.1 | |||||||||
15 | ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN | For | For | Mgmt | |||||
4.1 | |||||||||
16 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | For | For | Mgmt | |||||
4.1 | |||||||||
17 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | For | Mgmt | |||||
3.23b | |||||||||
05/05/09 - A | Dominion Resources, Inc. *D* | 25746U109 | 02/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Peter W. Brown --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director George A. Davidson, Jr. --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Thomas F. Farrell, II --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director John W. Harris --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Robert S. Jepson, Jr. --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Mark J. Kington --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Benjamin J. Lambert, III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Margaret A. McKenna --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Frank S. Royal --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director David A. Wollard --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Establish Fossil-Fuel-Free Energy Goal | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
6 | Submit SERP to Shareholder Vote | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
02/03/09 - A | Emerson Electric Co. *EMR* | 291011104 | 11/25/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director A.A. Busch III --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director A.F. Golden --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director H. Green --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director W.R. Johnson --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director J.B. Menzer --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director V.R. Loucks, Jr. --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/06/09 - A | Enbridge Inc. *ENB* | 29250N105 | 03/19/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director David A. Arledge --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director James J. Blanchard --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director J. Lorne Braithwaite --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Patrick D. Daniel --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director J. Herb England --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director David A. Leslie --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director George K. Petty --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Charles E. Shultz --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Dan C. Tutcher --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Catherine L. Williams --- For | ||||||||
2.6a | |||||||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Report on Environmental Liabilities Relating to Gateway Project Pipeline | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
4 | Report on Costs and Benefits of Policy on Free Prior and Informed Consent of Aboriginal Communities | Against | For | ShrHoldr | |||||
5.4 per David Ginther | |||||||||
05/27/09 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director M.J. Boskin --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director L.R. Faulkner --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director K.C. Frazier --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director .W. George --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director R.C. King --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director M.C. Nelson --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director S.J. Palmisano --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director S.S Reinemund --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director R.W. Tillerson --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director E.E. Whitacre, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Against | Against | ShrHoldr | |||||
3.16a | |||||||||
6 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
8 | Compare CEO Compensation to Average U.S. per Capita Income | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
11 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | ShrHoldr | |||||
6.2 Per Erik Becker | |||||||||
12 | Report on Climate Change Impacts on Emerging Countries | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
13 | Adopt Policy to Increase Renewable Energy | Against | Against | ShrHoldr | |||||
6.2 Per Erik Becker | |||||||||
05/06/09 - A | Fluor Corp. *FLR* | 343412102 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Peter K. Barker --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Alan L. Boeckmann --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Vilma S. Martinez --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Dean R. O'Hare --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/20/09 - A | Halliburton Co. *HAL* | 406216101 | 03/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Alan M. Bennett --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director James R. Boyd --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Milton Carroll --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director S. Malcolm Gillis --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James T. Hackett --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director David J. Lesar --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Robert A. Malone --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director J. Landis Martin --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Jay A. Precourt --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Debra L. Reed --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
5 | Review and Assess Human Rights Policies | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
6 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
7 | Adopt Low Carbon Energy Policy | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
8 | Disclose Information on Compensation Consultant | Against | For | ShrHoldr | |||||
5.4 Per David Ginther | |||||||||
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
03/18/09 - A | Hewlett-Packard Company *HPQ* | 428236103 | 01/20/09 | ||||||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Sari M. Baldauf | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director Rajiv L. Gupta | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director John H. Hammergren | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director Mark V. Hurd | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Joel Z. Hyatt | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director John R. Joyce | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Robert L. Ryan | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director Lucille S. Salhany | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director G. Kennedy Thompson | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/08/09 - A | Illinois Tool Works Inc. *ITW* | 452308109 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director William F. Aldinger --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Marvin D. Brailsford --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Susan Crown --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Don H. Davis, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Robert C. McCormack --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Robert S. Morrison --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director James A. Skinner --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Harold B. Smith --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David B. Speer --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Pamela B. Strobel --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Submit SERP to Shareholder Vote | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
06/11/09 - A | Iowa Telecommunications Services, Inc. *IWA* | 462594201 | 04/28/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Kenneth R. Cole --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Norman C. Frost --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Kendrik E. Packer --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/19/09 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Crandall C. Bowles --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Stephen B. Burke --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David M. Cote --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director James S. Crown --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James Dimon --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Ellen V. Futter --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director William H. Gray, III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Laban P. Jackson, Jr. --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David C. Novak --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Lee R. Raymond --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director William C. Weldon --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Disclose Prior Government Service | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
5 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
7 | Report on Predatory Lending Policies | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
8 | Amend Key Executive Performance Plan | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
9 | Stock Retention/Holding Period | Against | Against | ShrHoldr | |||||
4.4 | |||||||||
10 | Prepare Carbon Principles Report | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
04/23/09 - A | Lockheed Martin Corp. *LMT* | 539830109 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Nolan D. Archibald --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David B. Burritt --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director James O. Ellis, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Gwendolyn S. King --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director James M. Loy --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Douglas H. McCorkindale --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Joseph W. Ralston --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Frank Savage --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director James Schneider --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Anne Stevens --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Robert J. Stevens --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director James R. Ukropina --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||
3.4b | |||||||||
4 | Report on Space-based Weapons Program | Against | Against | ShrHoldr | |||||
6.3 | |||||||||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | ShrHoldr | |||||
99 per Matt Norris | |||||||||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/21/09 - A | Lorillard, Inc. *LO* | 544147101 | 03/30/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert C. Almon --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Kit D. Dietz --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Nigel Travis --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/27/09 - A | McDonald's Corp. *MCD* | 580135101 | 03/30/09 | ||||||
1 | Elect Director Robert A. Eckert | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Jeanne P. Jackson | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Andrew J. McKenna | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
7 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1a | |||||||||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
9 | Phase out Sales of Eggs from Battery Cage Hens | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
08/21/08 - A | Medtronic, Inc. *MDT* | 585055106 | 06/23/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Victor J. Dzau --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director William A. Hawkins --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Shirley A. Jackson --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Denise M. O'Leary --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Jean-Pierre Rosso --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Jack W. Schuler --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
08/15/08 - A | Microchip Technology Incorporated *MCHP* | 595017104 | 06/19/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Steve Sanghi --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Albert J. Hugo-Martinez --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director L.B. Day --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Matthew W. Chapman --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Wade F. Meyercord --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
11/19/08 - A | Microsoft Corp. *MSFT* | 594918104 | 09/05/08 | ||||||
1 | Elect Director Steven A. Ballmer | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director James I. Cash, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Dina Dublon | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director William H. Gates, III | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Reed Hastings | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director David F. Marquardt | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Charles H. Noski | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Helmut Panke | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
11 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Mgmt | |||||
2.8a total number of shares available to grant is greater than 10% of outstanding shares | |||||||||
12 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
13 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||
7.3 | |||||||||
05/13/09 - A | Molson Coors Brewing Co *TAP* | 60871R209 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John E. Cleghorn --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Charles M. Herington --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director David P. O'Brien --- For | ||||||||
Item 2.6a | |||||||||
01/14/09 - A | Monsanto Co. *MON* | 61166W101 | 11/17/08 | ||||||
1 | Elect Director Janice L. Fields | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Hugh Grant | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director C. Steven McMillan | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Robert J. Stevens | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/13/09 - A | National Oilwell Varco, Inc. *NOV* | 637071101 | 03/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Merrill A. Miller, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Greg L. Armstrong --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David D. Harrison --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
04/23/09 - A | Nokia Corp. | 654902204 | 02/17/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Calling the Meeting to Order | None | None | Mgmt | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | None | None | Mgmt | |||||
4 | Acknowledge Proper Convening of Meeting | None | None | Mgmt | |||||
5 | Prepare and Approve List of Shareholders | None | None | Mgmt | |||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | None | None | Mgmt | |||||
7 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9 | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Fix Number of Directors at 11 | For | For | Mgmt | |||||
2.1b | |||||||||
12 | Elect Directors | For | For | Mgmt | |||||
12.1 | Reelect Georg Ehrnrooth as Director --- For | ||||||||
2.6a | |||||||||
12.2 | Reelect Lalita D. Gupte as Director --- For | ||||||||
2.6a | |||||||||
12.3 | Reelect Bengt Holmstrom as Director --- For | ||||||||
2.6a | |||||||||
12.4 | Reelect Henning Kagermann as Director --- For | ||||||||
2.6a | |||||||||
12.5 | Reelect Olli-Pekka Kallasvuo as Director --- For | ||||||||
2.6a | |||||||||
12.6 | Reelect Per Karlsson as Director --- For | ||||||||
2.6a | |||||||||
12.7 | Reelect Jorma Ollila as Director --- For | ||||||||
2.6a | |||||||||
12.8 | Reelect Marjorie Scardino as Director --- For | ||||||||
2.6a | |||||||||
12.9 | Reelect Risto Siilasmaa as Director --- For | ||||||||
2.6a | |||||||||
12.10 | Reelect Keijo Suila as Directors as Director --- For | ||||||||
2.6a | |||||||||
12.11 | Elect Isabel Marey-Semper as New Director --- For | ||||||||
2.6a | |||||||||
13 | Approve Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Close Meeting | None | None | Mgmt | |||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | None | Against | Mgmt | |||||
7.7a | |||||||||
05/19/09 - A | Nordstrom, Inc. *JWN* | 655664100 | 03/11/09 | ||||||
1 | Elect Director Phyllis J. Campbell | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Robert G. Miller | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Blake W. Nordstrom | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Erik B. Nordstrom | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Peter E. Nordstrom | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Philip G. Satre | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Robert D. Walter | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Alison A. Winter | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
05/14/09 - A | Nucor Corp. *NUE* | 670346105 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Clayton C. Daley, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Harvey B. Gantt --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Bernard L. Kasriel --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Christopher J. Kearney --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||
7.6a | |||||||||
4 | Declassify the Board of Directors | Against | For | ShrHoldr | |||||
2.4b | |||||||||
5 | Review and Assess Human Rights Policies | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
99 | |||||||||
04/30/09 - A | Nustar GP Holdings LLC *NSH* | 67059L102 | 03/06/09 | ||||||
1 | Elect Director James F. Clingman, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/06/09 - A | PepsiCo, Inc. *PEP* | 713448108 | 03/06/09 | ||||||
1 | Elect Director S.L. Brown | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director I.M. Cook | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director D. Dublon | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director V.J. Dzau | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director R.L. Hunt | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director A. Ibarguen | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director A.C. Martinez | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director I.K. Nooyi | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director S.P. Rockefeller | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director J.J. Schiro | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director L.G. Trotter | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director D.Vasella | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director M.D. White | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
16 | Report on Recycling | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
17 | Report on Genetically Engineered Products | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
18 | Report on Charitable Contributions | Against | Against | ShrHoldr | |||||
7.3 | |||||||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/05/09 - A | Philip Morris International Inc. *PM* | 718172109 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Harold Brown --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Mathis Cabiallavetta --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Louis C. Camilleri --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director J. Dudley Fishburn --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Graham Mackay --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Sergio Marchionne --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Lucio A. Noto --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Carlos Slim Hel --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Stephen M. Wolf --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
03/03/09 - A | QUALCOMM Inc *QCOM* | 747525103 | 01/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Barbara T. Alexander --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Stephen M. Bennett --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Donald G. Cruickshank --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Raymond V. Dittamore --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Thomas W. Horton --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Irwin Mark Jacobs --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Paul E. Jacobs --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Robert E. Kahn --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Sherry Lansing --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Duane A. Nelles --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Director Marc I. Stern --- For | ||||||||
Item 2.6a | |||||||||
1.12 | Elect Director Brent Scowcroft --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/28/09 - A | Raytheon Co. *RTN* | 755111507 | 04/03/09 | ||||||
1 | Elect Director Vernon E. Clark | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director John M. Deutch | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Frederic M. Poses | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Michael C. Ruettgers | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Ronald L. Skates | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director William R. Spivey | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Linda G. Stuntz | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director William H. Swanson | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
12 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
13 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
99 | |||||||||
14 | Submit SERP to Shareholder Vote | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
04/15/09 - A | Rio Tinto plc | 767204100 | 03/11/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THEDIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | APPROVAL OF THE REMUNERATION REPORT | For | For | Mgmt | |||||
2.8a | |||||||||
3 | TO ELECT JAN DU PLESSIS AS A DIRECTOR | For | Against | Mgmt | |||||
<75% Attendence | |||||||||
4 | TO RE-ELECT SIR DAVID CLEMENTI AS A DIRECTOR | For | Against | Mgmt | |||||
<75% Attendence | |||||||||
5 | TO RE-ELECT SIR ROD EDDINGTON AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
6 | TO RE-ELECT ANDREW GOULD AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
7 | TO RE-ELECT DAVID MAYHEW AS A DIRECTOR | For | For | Mgmt | |||||
2.6a | |||||||||
8 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TOAUTHORISE THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION | For | For | Mgmt | |||||
3.1a | |||||||||
9 | NON EXECUTIVE DIRECTORS FEES | For | For | Mgmt | |||||
2.8a | |||||||||
10 | TO INCREASE THE AUTHORISED SHARE CAPITAL AND AUTHORITY TO ALLOTRELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | For | Against | Mgmt | |||||
3.9a | |||||||||
11 | AUTHORITY TO ALLOT RELEVANT SECURITIES FOR CASH UNDER SECTION 89OF THE COMPANIES ACT 1985 | For | For | Mgmt | |||||
3.9b | |||||||||
12 | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERALMEETINGS | For | For | Mgmt | |||||
99 | |||||||||
13 | AUTHORITY TO PAY SCRIP DIVIDENDS | For | For | Mgmt | |||||
3.18 | |||||||||
14 | ADOPTION AND AMENDMENT OF NEW ARTICLES OF ASSOCIATION OF THECOMPANY | For | For | Mgmt | |||||
3.23b | |||||||||
04/08/09 - A | Schlumberger Ltd. *SLB* | 806857108 | 02/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect P. Camus as Director --- For | ||||||||
2.6a | |||||||||
1.2 | Elect J.S. Gorelick as Director --- For | ||||||||
2.6a | |||||||||
1.3 | Elect A. Gould as Director --- For | ||||||||
2.6a | |||||||||
1.4 | Elect T. Issac as Director --- For | ||||||||
2.6a | |||||||||
1.5 | Elect N. Kudryavtsev as Director --- For | ||||||||
2.6a | |||||||||
1.6 | Elect A. Lajous as Director --- For | ||||||||
2.6a | |||||||||
1.7 | Elect M.E. Marks as Director --- For | ||||||||
2.6a | |||||||||
1.8 | Elect L.R. Reif as Director --- For | ||||||||
2.6a | |||||||||
1.9 | Elect T.I. Sandvold as Director --- For | ||||||||
2.6a | |||||||||
1.10 | Elect H. Seydoux as Director --- For | ||||||||
2.6a | |||||||||
1.11 | Elect L.G. Stuntz as Director --- For | ||||||||
2.6a | |||||||||
2 | Adopt and Approve Financials and Dividends | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
4 | Approval of Independent Registered Public Accounting Firm | For | For | Mgmt | |||||
3.1a | |||||||||
05/12/09 - A | Smith International, Inc. *SII* | 832110100 | 03/13/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert Kelley --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Luiz Rodolfo Landim Machado --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Doug Rock --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/06/09 - A | Starwood Hotels & Resorts Worldwide, Inc. *HOT* | 85590A401 | 03/12/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Adam M. Aron --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Charlene Barshefsky --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Thomas E. Clarke --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Clayton C. Daley, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Bruce W. Duncan --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Lizanne Galbreath --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Eric Hippeau --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Stephen R. Quazzo --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Thomas O. Ryder --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Frits van Paasschen --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Director Kneeland C. Youngblood --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/29/09 - A | Stryker Corp. *SYK* | 863667101 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John W. Brown --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Howard E. Cox. Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Donald M. Engelman --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Louise L. Francesconi --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Howard L. Lance --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Stephen P. MacMillan --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director William U. Parfet --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Ronda E. Stryker --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/22/09 - A | The Coca-Cola Company *KO* | 191216100 | 02/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Herbert A. Allen --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Ronald W. Allen --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Cathleen P. Black --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Barry Diller --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Alexis M. Herman --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Muhtar Kent --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Donald R. Keough --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Maria Elena Lagomsino --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Donald F. McHenry --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Sam Nunn --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director James D. Robinson III --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Peter V. Ueberroth --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Jacob Wallenberg --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director James B. Williams --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b "Say On Pay" | |||||||||
4 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
6 | Performance-Based Awards | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
10/14/08 - A | The Procter & Gamble Company *PG* | 742718109 | 08/15/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Kenneth I. Chenault --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Scott D. Cook --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Rajat K. Gupta --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director A.G. Lafley --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Charles R. Lee --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Lynn M. Martin --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director W. James McNerney, Jr. --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Johnathan A. Rodgers --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Ralph Snyderman --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Margaret C. Whitman --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Patricia A. Woertz --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Ernesto Zedillo --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Mgmt | |||||
7.6a | |||||||||
4 | Rotate Annual Meeting Location | Against | Against | ShrHoldr | |||||
7.1 | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/05/09 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
12/08/08 - S | Transocean Ltd. *RIG* | G90073100 | 10/27/08 | ||||||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||||
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | For | For | Mgmt | |||||
3.5 per Barry Ogden | |||||||||
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | For | For | Mgmt | |||||
7.7b per Barry Ogden | |||||||||
04/21/09 - A | U.S. Bancorp *USB* | 902973304 | 02/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Douglas M. Baker, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Y. Marc Belton --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Richard K. Davis --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Joel W. Johnson --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director David O'Maley --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director O'dell M. Owens --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Craig D. Schnuck --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Patrick T. Stokes --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
05/14/09 - A | Union Pacific Corp. *UNP* | 907818108 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Andrew H. Card, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Erroll B. Davis, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Thomas J. Donohue --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Archie W. Dunham --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Judith Richards Hope --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Charles C. Krulak --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Michael R. McCarthy --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Michael W. McConnell --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Thomas F. McLarty III --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Steven R. Rogel --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Director Jose H. Villarreal --- For | ||||||||
Item 2.6a | |||||||||
1.12 | Elect Director James R. Young --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
3 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
Item 7.2b | |||||||||
10/14/08 - S | Visa Inc. *V* | 92826C839 | 08/27/08 | ||||||
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | For | For | Mgmt | |||||
1.3a | |||||||||
12/16/08 - S | Visa Inc. *V* | 92826C839 | 11/12/08 | ||||||
1 | Amend Certificate of Incorporation | For | For | Mgmt | |||||
3.23c | |||||||||
04/21/09 - A | Visa Inc. *V* | 92826C839 | 02/26/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Hani Al-Qadi --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Charles T. Doyle --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Peter Hawkins --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director David I. McKay --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Charles W. Scharf --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Segismundo Schulin-Zeuthen --- For | ||||||||
Item 2.6a | |||||||||
2 | Elect Directors | For | For | Mgmt | |||||
2.1 | Elect Director Thomas J. Campbell --- For | ||||||||
Item 2.6a | |||||||||
2.2 | Elect Director Gary P. Coughlan --- For | ||||||||
Item 2.6a | |||||||||
2.3 | Elect Director Mary B. Cranston --- For | ||||||||
Item 2.6a | |||||||||
2.4 | Elect Director Francisco Javier Fernandez-Carbajal --- For | ||||||||
Item 2.6a | |||||||||
2.5 | Elect Director Suzanne Nora Johnson --- For | ||||||||
Item 2.6a | |||||||||
2.6 | Elect Director Joseph. W. Saunders --- For | ||||||||
Item 2.6a | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
06/05/09 - A | Wal-Mart Stores, Inc. *WMT* | 931142103 | 04/09/09 | ||||||
1 | Elect Director Aida M. Alvarez | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director James W. Breyer | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director M. Michele Burns | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director James I. Cash, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Roger C. Corbett | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Douglas N. Daft | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Michael T. Duke | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Gregory B. Penner | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Allen I. Questrom | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Arne M. Sorenson | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director Jim C. Walton | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director S. Robson Walton | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Elect Director Christopher J. Williams | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Elect Director Linda S. Wolf | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | ShrHoldr | |||||
6.1a | |||||||||
18 | Pay For Superior Performance | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
20 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
22 | Stock Retention/Holding Period | Against | Against | ShrHoldr | |||||
4.4 | |||||||||
02/17/09 - C | Weatherford International Ltd *WFT* | G95089101 | 12/15/08 | ||||||
Court-Ordered Meeting for Shareholders | |||||||||
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | For | For | Mgmt | |||||
3.5 Per Erik Becker | |||||||||
2 | Adjourn Meeting | For | For | Mgmt | |||||
7.7b Per Erik Becker | |||||||||
3 | Transact Other Business (Non-Voting) | None | None | Mgmt | |||||
04/28/09 - A | Wells Fargo and Company *WFC* | 949746101 | 02/27/09 | ||||||
1 | Elect Director John D. Baker II | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director John S. Chen | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Lloyd H. Dean | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Susan E. Engel | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Donald M. James | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Robert L. Joss | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Richard M. Kovacevich | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Richard D. McCormick | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Director Mackey J. McDonald | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Director Cynthia H. Milligan | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Director Nicholas G. Moore | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect Director Philip J. Quigley | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Elect Director Donald B. Rice | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Elect Director Judith M. Runstad | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Elect Director Stephen W. Sanger | For | For | Mgmt | |||||
2.6a | |||||||||
17 | Elect Director Robert K. Steel | For | For | Mgmt | |||||
2.6a | |||||||||
18 | Elect Director John G. Stumpf | For | For | Mgmt | |||||
2.6a | |||||||||
19 | Elect Director Susan G. Swenson | For | For | Mgmt | |||||
2.6a | |||||||||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 TARP regs | |||||||||
21 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
22 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
23 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
24 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
09/25/08 - S | Wm. Wrigley Jr. Co. | 982526105 | 07/28/08 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | |||||
3.5 Per Erik Becker | |||||||||
2 | Adjourn Meeting | For | For | Mgmt | |||||
7.7b | |||||||||
05/19/09 - A | XTO Energy Inc *XTO* | 98385X106 | 03/31/09 | ||||||
1 | Declassify the Board of Directors | For | For | Mgmt | |||||
2.4b | |||||||||
2 | Elect Directors | For | For | Mgmt | |||||
2.1 | Elect Director Phillip R. Kevil --- For | ||||||||
2.6a | |||||||||
2.2 | Elect Director Herbert D. Simons --- For | ||||||||
2.6a | |||||||||
2.3 | Elect Director Vaughn O. Vennerberg II --- For | ||||||||
2.6a | |||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | ShrHoldr | |||||
99 per Matt Norris | |||||||||
IVY EUROPEAN OPPORTUNITIES FUND
Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-01028
Reporting Period: 07/01/2008 - 06/30/2009
Ivy Funds
================== IEONPE - IVY EUROPEAN OPPORTUNUITIES FUND ===================
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
Ticker: SCSWF Security ID: 5258246
Meeting Date: DEC 18, 2008 Meeting Type: Special
Record Date: NOV 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend 2003 Stock Option Plan For Did Not Vote Management
2 Approve 2008 Restricted Stock Plan For Did Not Vote Management
- --------------------------------------------------------------------------------
ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.)
Ticker: Security ID: 5258246
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Directors' and For Did Not Vote Management
Auditors' Reports
2 Accept Financial Statements For Did Not Vote Management
3 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
4 Approve Discharge of Directors For Did Not Vote Management
5 Approve Share Repurchase Program For Did Not Vote Management
6 Reelect Jean Cahuzac, Tom Ehret, Sir For Did Not Vote Management
Peter Mason, J. Frithjof Skouveroe, and
Trond Westlie, and Elect Thorleif Enger
as Directors (Bundled)
7 Ratify Auditors For Did Not Vote Management
8 Approve Dividends For Did Not Vote Management
9 Continuation of Authorized Capital/ For Did Not Vote Management
Suppression of Preemptive Rights
10 Authorize Cancellation of Repurchased For Did Not Vote Management
Shares or Shares to Be Repurchased
- --------------------------------------------------------------------------------
ADECCO SA
Ticker: ADEN Security ID: 7110720
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.50 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4.1 Reelect Jakob Baer as Director For Did Not Vote Management
4.2 Reelect Rolf Doerig as Director For Did Not Vote Management
4.3 Reelect Andreas Jacobs as Director For Did Not Vote Management
4.4 Reelect Francis Mer as Director For Did Not Vote Management
4.5 Reelect Thomas O'Neill as Director For Did Not Vote Management
4.6 Reelect David Prince as Director For Did Not Vote Management
4.7 Reelect Wanda Rapaczynski as Director For Did Not Vote Management
4.8 Reelect Judith Sprieser as Director For Did Not Vote Management
5 Ratify Ernst & Young Ltd as Auditors For Did Not Vote Management
6 Amend Articles Re: Transfer of Shares; For Did Not Vote Management
Special Quorum for AGM Vote on
Dissolution of Company; Shareholding
Requirements for Board of Directors;
Auditors; Financial Statements and
Statutory Reports
7 Authorize Repurchase of up to Ten For Did Not Vote Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
ADIDAS AG (FRMLY ADIDAS-SALOMON AG)
Ticker: ADS Security ID: 4031976
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: APR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5.1 Reelect Stefan Jentzsch to the For For Management
Supervisory Board
5.2 Reelect Igor Landau to the Supervisory For For Management
Board
5.3 Reelect Willi Schwerdtle to the For For Management
Supervisory Board
5.4 Reelect Christian Tourres to the For For Management
Supervisory Board
5.5 Elect Herbert Kauffmann to the For For Management
Supervisory Board
5.6 Elect Alexander Popow to the For For Management
Supervisory Board
6 Amend Articles Re: Voting Rights For For Management
Representation at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
7 Amend Articles Re: Conducting of For For Management
Shareholder Meeting due to New German
Legislation (Law on Company Integrity
and Modernization of the Right of
Avoidance)
8 Approve Creation of EUR 50 Million Pool For For Management
of Capital with Preemptive Rights
9 Approve Creation of EUR 25 Million Pool For For Management
of Capital without Preemptive Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
12.2 Ratify KPMG AG as Auditors for the For For Management
Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal
2009
- --------------------------------------------------------------------------------
ALLIANZ SE (FORMERLY ALLIANZ AG)
Ticker: ALV Security ID: 5231485
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Elect Karl Grimm to the Supervisory For For Management
Board
6 Authorize Repurchase of up to 5 Percent For For Management
of Issued Share Capital for Trading
Purposes
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
of up to 5 Percent of Issued Share
Capital When Repurchasing Shares
9 Amend Articles Re: Entry of Nominees in For For Management
the Shareholders' Register
10 Amend Articles Re: First Supervisory For For Management
Board of Allianz SE, Electronic
Participation in the Annual Meeting,
and Audio and Video Transmission of
Annual Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
11 Approve Affiliation Agreement with For For Management
Subsidiary Allianz Shared
Infrastructure Services SE
- --------------------------------------------------------------------------------
ALPHA BANK AE (FORMERLY ALPHA CREDIT BANK )
Ticker: ALPHA Security ID: 4235864
Meeting Date: JAN 12, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
2 Increase Size of the Board; Amend Art. For Did Not Vote Management
7 of Company Bylaws
3 Elect Director For Did Not Vote Management
- --------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: LOR Security ID: B03XPL1
Meeting Date: JUN 17, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights Within Limits of
Authorized Capital and Amend Article
5.5 Accordingly
- --------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: 0053673
Meeting Date: AUG 7, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise 25,703,094 Ordinary Shares For For Management
for Market Purchase
- --------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: 0053673
Meeting Date: SEP 23, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of 1.675 Pence For For Management
Per Ordinary Share
3 Re-elect Chris Cole as Director For For Management
4 Re-elect Geoff Drabble as Director For For Management
5 Re-elect Ian Robson as Director For For Management
6 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
7 Approve Remuneration Report For For Management
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,434,534
9 Amend Ashtead Group Performance Share For Against Management
Plan 2004
10 Adopt New Articles of Association For For Management
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,615,180
12 Authorise 52,303,603 Ordinary Shares For For Management
for Market Purchase
- --------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: 5949368
Meeting Date: MAR 26, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Receive Announcements None Did Not Vote Management
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
4 Approve Discharge of Management Board For Did Not Vote Management
5 Approve Discharge of Supervisory Board For Did Not Vote Management
6 Receive Explanation on Company's None Did Not Vote Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.20 Per Share For Did Not Vote Management
8a Approve Performance Stock Grant for For Did Not Vote Management
Management Board
8b Approve Sign-on Stock Grant for For Did Not Vote Management
Management Board
9a Approve Performance Stock Grant for For Did Not Vote Management
Management Board
9b Approve Sign-on Stock Grant for For Did Not Vote Management
Management Board
9c Approve Share Grants for Employees For Did Not Vote Management
10 Notification of the Intended Reelection None Did Not Vote Management
of F.J. van Hout to the Management
Board
11a Reelect H.C.J. Van Den Burg to For Did Not Vote Management
Supervisory Board
11b Reelect O. Bilous to Supervisory Board For Did Not Vote Management
11c Reelect J.W.B. Westerburgen to For Did Not Vote Management
Supervisory Board
11d Elect P.F.M. Van Der Meer Mohr to For Did Not Vote Management
Supervisory Board
11e Elect W. Ziebart to Supervisory Board For Did Not Vote Management
12a Grant Board Authority to Issue Shares For Did Not Vote Management
Up To 5 Percent of Issued Capital
12b Authorize Board to Exclude Preemptive For Did Not Vote Management
Rights from Issuance under Item 12a
12c Grant Board Authority to Issue For Did Not Vote Management
Additional Shares of up to 5 Percent in
Case of Takeover/Merger
12d Authorize Board to Exclude Preemptive For Did Not Vote Management
Rights from Issuance under Item 12d
13 Authorize Repurchase of Up to 10 For Did Not Vote Management
Percent of Issued Share Capital
14 Authorize Cancellation of Repurchased For Did Not Vote Management
Shares
15 Authorize Additionnal Cancellation of For Did Not Vote Management
Repurchased Shares
16 Other Business (Non-Voting) None Did Not Vote Management
17 Close Meeting None Did Not Vote Management
- --------------------------------------------------------------------------------
AURORA RUSSIA LIMITED, GUERNSEY
Ticker: Security ID: B0Z52Y7
Meeting Date: SEP 8, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Investment Strategy For For Management
3 Reelect John Whittle as a Director For For Management
4 Reelect Dan Koch as a Director For For Management
5 Ratify KPMG as Auditors For For Management
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Approve Remuneration of Directors For For Management
8 Approve Share Repurchase Program For For Management
9 Amend Articles Re: Allow Electronic For For Management
Communications and Allow Proxy to be
Deposited at Address Other than
Registered Office of Company
- --------------------------------------------------------------------------------
BANK OF IRELAND GROUP
Ticker: IRLBF Security ID: 3060625
Meeting Date: JUL 8, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3(a) Reelect Richard Burrows as Director For For Management
3(b) Reelect David Dilger as Director For For Management
3(c) Reelect George Magan as Director For For Management
3(d) Reelect Declan McCourt as Director For For Management
3(e) Reelect John O'Donovan as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Share Repurchase Program For For Management
6 Approve Reissuance of Repurchased For For Management
Shares
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Other Than Cash
9 Amend By-Laws Re: Use of Electronic For For Management
Means
- --------------------------------------------------------------------------------
BAYER AG
Ticker: BAYZF Security ID: 5069211
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 1.40 per
Share for Fiscal 2008
2 Approve Discharge of Management Board For For Management
for Fiscal 2008
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
4 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
5 Approve Conversion of Bearer Shares For For Management
into Registered Shares
6 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
- --------------------------------------------------------------------------------
BNP PARIBAS
Ticker: BNP Security ID: 7309681
Meeting Date: DEC 19, 2008 Meeting Type: Special
Record Date: DEC 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Contribution in Kind of For For Management
98,529,695 Fortis Banque Shares by SFPI
2 Approve Contribution in Kind of For For Management
263,586,083 Fortis Banque Luxembourg
Shares by Grand Duchy of Luxembourg
3 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
4 Authorize Filing of Required For For Management
Documents/Other Formalities
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BNP PARIBAS
Ticker: BNP Security ID: 7309681
Meeting Date: MAR 27, 2009 Meeting Type: Special
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize New Class of Preferred Stock For For Management
(Class B) and Amend Bylaws Accordingly,
Subject to Approval of Item 2
2 Authorize Issuance of Preferred Stock For For Management
(Class B) in Favor of Societe de Prise
de Participation de l'Etat (SPPE) for
up to Aggregate Nominal Amount of EUR
608,064,070, Subject to Approval of
Item 1
3 Approve Employee Stock Purchase Plan For For Management
4 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value, Subject to
Approval of Items 1 and 2
5 Authorize Filing of Required For For Management
Documents/Other Formalities
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BNP PARIBAS
Ticker: BNP Security ID: 7309681
Meeting Date: MAY 13, 2009 Meeting Type: Annual/Special
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Ordinary Share
Capital
6 Reelect Claude Bebear as Director For For Management
7 Reelect Jean-Louis Beffa as Director For For Management
8 Reelect Denis Kessler as Director For For Management
9 Reelect Laurence Parisot as Director For For Management
10 Reelect Michel Pebereau as Director For For Management
11 Approve Contribution in Kind of For For Management
98,529,695 Fortis Banque Shares by
Societe Federale de Participations et
d'Investissement (SFPI)
12 Approve Contribution in Kind of For For Management
4,540,798 BGL SA Shares by Grand Duchy
of Luxembourg
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Amend Bylaws to Reflect Amendment to For For Management
Terms and Conditions of Class B Shares
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
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BP PLC
Ticker: BP/ Security ID: 0798059
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Antony Burgmans as Director For For Management
4 Re-elect Cynthia Carroll as Director For For Management
5 Re-elect Sir William Castell as For For Management
Director
6 Re-elect Iain Conn as Director For For Management
7 Re-elect George David as Director For For Management
8 Re-elect Erroll Davis, Jr as Director For For Management
9 Elect Robert Dudley as Director For For Management
10 Re-elect Douglas Flint as Director For For Management
11 Re-elect Dr Byron Grote as Director For For Management
12 Re-elect Dr Tony Hayward as Director For For Management
13 Re-elect Andy Inglis as Director For For Management
14 Re-elect Dr DeAnne Julius as Director For For Management
15 Re-elect Sir Tom McKillop as Director For For Management
16 Re-elect Sir Ian Prosser as Director For For Management
17 Re-elect Peter Sutherland as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Board to Fix Their
Remuneration
19 Authorise 1,800,000,000 Ordinary Shares For For Management
for Market Purchase
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,561,000,000
21 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 234,000,000
22 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
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BRITISH SKY BROADCASTING GROUP PLC
Ticker: BSYBF Security ID: 0141192
Meeting Date: SEP 26, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of 9.6 Pence Per For For Management
Ordinary Share
3 Elect Andrew Griffith as Director For For Management
4 Elect Daniel Rimer as Director For For Management
5 Re-elect David Evans as Director For For Management
6 Re-elect Allan Leighton as Director For For Management
7 Re-elect James Murdoch as Director For For Management
8 Re-elect Lord Wilson of Dinton as For For Management
Director
9 Re-elect David DeVoe as Director For For Management
10 Re-elect Arthur Siskind as Director For For Management
11 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
12 Approve Remuneration Report For For Management
13 Auth. Company and its Subsidiaries to For For Management
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 0.1M, to
Political Org. Other Than Political
Parties up to GBP 0.1M and Incur EU
Political Expenditure up to GBP 0.1M
14 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 289,000,000
15 Subject to the Passing of Resolution For For Management
14, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 43,500,000
16 Approve Increase in Remuneration of For For Management
Non-Executive Directors to GBP
1,500,000
17 Adopt New Articles of Association For For Management
18 Approve British Sky Broadcasting Group For For Management
2008 Long-Term Incentive Plan
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CARLSBERG
Ticker: CARL Security ID: 4169219
Meeting Date: MAR 12, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None Did Not Vote Management
2 Approve Financial Statements and For Did Not Vote Management
Statutory Report; Approve Discharge of
Directors
3 Approve Allocation of Income For Did Not Vote Management
4 Authorize Repurchase of Up to 10 For Did Not Vote Management
Percent of Issued Share Capital
5a Extend Authorization to Issue DKK 10 For Did Not Vote Management
Million Class B Shares to Employees;
Extend Authorization to Issue
Convertible Bonds Up to DKK 639
Million; Extend Authorization to Take
Loan up to the Amount of DKK 200
Million
5b Amend Articles Re: Change Address of For Did Not Vote Management
Share Registrar
6 Reelect Povl Krogsgaard-Larsen and For Did Not Vote Management
Niels kaergaard as Directors; Elect
Richard Burrows and Kees van der Graaf
as New Directors
7 Ratify KPMG as Auditor For Did Not Vote Management
8 Authorize Board of Directors to Make For Did Not Vote Management
Editorial Changes to Adopted
Resolutions in Connection with
Registration
- --------------------------------------------------------------------------------
CARPHONE WAREHOUSE GROUP PLC
Ticker: CPW Security ID: 0878702
Meeting Date: JUL 31, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 3.00 Pence For For Management
Per Ordinary Share
4 Re-elect Charles Dunstone as Director For For Management
5 Re-elect Roger Taylor as Director For For Management
6 Re-elect John Gildersleeve as Director For For Management
7 Re-elect David Goldie as Director For For Management
8 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Audit
Committee to Determine Their
Remuneration
9 Adopt New Articles of Association For For Management
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 304,698
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 45,705
12 Authorise 91,409,295 Ordinary Shares For For Management
for Market Purchase
- --------------------------------------------------------------------------------
CARREFOUR
Ticker: CA Security ID: 5641567
Meeting Date: APR 28, 2009 Meeting Type: Annual/Special
Record Date: APR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transaction with Jose-Luis For For Management
Duran Re: Severance Payments
4 Approve Transaction with Lars Olofsson For For Management
Re: Severance Payments
5 Approve Treatment of Losses and For For Management
Dividends of EUR 1.08 per Share
6 Elect Lars Olofsson as Director For For Management
7 Reelect Rene Abate as Director For For Management
8 Reelect Nicolas Bazire as Director For For Management
9 Reelect Jean-Martin Folz as Director For For Management
10 Reappoint Deloitte & Associes as Audito For For Management
and BEAS as Alternate Auditor
11 Reappoint KPMG as Auditor For For Management
12 Ratify Bernard Perot as Alternate For For Management
Auditor
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 350 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue
or Increase in Par Value
19 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Stock Option Plan
20 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
21 Approve Employee Stock Purchase Plan For For Management
22 Approve Employee Stock Purchase Plan For For Management
for International Employees
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COCA-COLA HELLENIC BOTTLING CO.
Ticker: EEEK Security ID: 4420723
Meeting Date: APR 27, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For Did Not Vote Management
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CRH PLC
Ticker: CRHCF Security ID: 4182249
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3a Reelect W.P. Egan as Director For For Management
3b Reelect J.M. de Jong as Director For For Management
3c Reelect M. Lee as Director For For Management
3d Reelect G.A. Culpepper as Director For For Management
3e Reelect A. Manifold as Director For For Management
3f Reelect W.I. O'Mahony as Director For For Management
3g Reelect M.S. Towe as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Increase in Authorized Share Capital For For Management
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase For For Management
9 Amend Articles of Association Re: For For Management
Treasury Shares
10 Authorize Reissuance of Treasury Shares For For Management
11 Approve Scrip Dividend Program For For Management
12 Approve Notice of Period for For For Management
Extraordinary General Meetings
13 Amend Articles of Association For For Management
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DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: 7021963
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5a Elect Richard Berliand to the For For Management
Supervisory Board
5b Elect Joachim Faber to the Supervisory For For Management
Board
5c Elect Manfred Gentz to the Supervisory For For Management
Board
5d Elect Richard Hayden to the Supervisory For For Management
Board
5e Elect Craig Heimark to the Supervisory For For Management
Board
5f Elect Konrad Hummler to the Supervisory For For Management
Board
5g Elect David Krell to the Supervisory For For Management
Board
5h Elect Hermann-Josef Lamberti to the For For Management
Supervisory Board
5i Elect Friedrich Merz to the Supervisory For For Management
Board
5j Elect Thomas Neisse to the Supervisory For For Management
Board
5k Elect Gerhard Roggemann to the For For Management
Supervisory Board
5l Elect Erhard Schipporeit to the For For Management
Supervisory Board
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares; Authorize Use of
Financial Derivatives When Repurchasing
Shares
7a Amend Articles Re: Terms of Convocation For For Management
of Annual Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
7b Amend Articles Re: Voting Rights For For Management
Representation at the Annual Meeting
due to New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
7c Amend Articles Re: Audio and Video For For Management
Transmission of Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
8 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
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DEUTSCHE TELEKOM AG
Ticker: DTLSF Security ID: 5842359
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.78 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Postponement of Discharge for For For Management
Former Supervisory Board Member Klaus
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board For For Management
Members, Excluding Klaus Zumwinkel, for
Fiscal 2008
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Elect Joerg Asmussen to the Supervisory For For Management
Board
9 Elect Ulrich Schroeder to the For For Management
Supervisory Board
10 Approve Affiliation Agreements with For For Management
Subsidiary Interactive Media CCSP GmbH
11 Approve Creation of EUR 2.2 Billion For For Management
Pool of Capital without Preemptive
Rights
12 Approve Creation of EUR 38.4 Million For For Management
Pool of Capital without Preemptive
Rights
13 Amend Articles Re: Audio/Video For For Management
Transmission of Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
14 Amend Articles Re: Attestation of For For Management
Shareholding and Voting Rights
Representation at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
- --------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: 7145056
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, For Did Not Vote Management
Consolidated Financial Statements, and
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
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FRANCE TELECOM
Ticker: FTE Security ID: 5176177
Meeting Date: MAY 26, 2009 Meeting Type: Annual/Special
Record Date: MAY 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
4 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
5 Renew Appointment of Ernst and Young For For Management
Audit as Auditor
6 Renew Appointment of Auditex as For For Management
Alternate Auditor
7 Renew Appointment of Deloitte and For For Management
Associes as Auditor
8 Renew Appointment of BEAS as Alternate For For Management
Auditor
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Amend Article 13 of Bylaws Re: For For Management
Shareholding Requirements for Directors
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights, with the Possibility
Not to Offer them to the Public, up to
Aggregate Nominal Amount of EUR 1.5
Billion
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
14 Authorize Capital Increase of Up to EUR For For Management
1.5 Billion for Future Exchange Offers
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capital Increase of up to EUR For For Management
70 Million Reserved for Holders of
Orange SA Stock Options or Shares in
Connection with France Telecom
Liquidity Agreement
17 Authorize up to EUR 1 Million for For For Management
Issuance of Free Option-Based Liquidity
Instruments Reserved for Holders of
Orange SA Stock Options Benefitting
from a Liquidity Agreement
18 Set Global Limit for Capital Increase For For Management
to Result from All Issuance Requests at
EUR 3.5 Billion
19 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of For For Management
Up to EUR 2 Billion for Bonus Issue or
Increase in Par Value
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
22 Approve Employee Stock Purchase Plan For For Management
23 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GLAXF Security ID: 0925288
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect James Murdoch as Director For For Management
4 Re-elect Larry Culp as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Moncef Slaoui as Director For For Management
7 Re-elect Tom de Swaan as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
10 Authorise the Company and its For For Management
Subsidiaries to Make EU Political
Donations to Political Organisations
Other than Political Parties up to GBP
50,000 and to Incur EU Political
Expenditure up to GBP 50,000
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights Under a General
Authority up to GBP 432,359,137 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 864,692,333 After
Deducting Any Securities Issued Under
the General Authority
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 64,854,519
13 Authorise 518,836,153 Ordinary Shares For For Management
for Market Purchase
14 Approve the Exemption from Statement of For For Management
the Name of the Senior Statutory
Auditor in Published Copies of the
Auditor's Reports
15 Approve That a General Meeting of the For For Management
Company Other Than an Annual General
Meeting May Be Called on Not Less Than
14 Clear Days' Notice
16 Approve GlaxoSmithKline 2009 For For Management
Performance Share Plan
17 Approve GlaxoSmithKline 2009 Share For For Management
Option Plan
18 Approve GlaxoSmithKline 2009 Deferred For For Management
Annual Bonus Plan
- --------------------------------------------------------------------------------
GRAFTON GROUP PLC
Ticker: Security ID: B00NKF3
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Anthony E. Collins as Director For For Management
2b Reelect Gillian Bowler as Director For Against Management
2c Reelect Richard W. Jewson as Director For For Management
2d Reelect Roderick Ryan as Director For For Management
2e Reelect Leo J. Martin as Director For For Management
2f Reelect Fergus Malone as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Share Repurchase up to Ten For For Management
Percent of Issued Share Capital
6 Fix Reissue Price for Treasury Shares For For Management
7 Authorize the Proposed Contingent For For Management
Purchase Contract Relating to A
Ordinary Shares
- --------------------------------------------------------------------------------
HEINEKEN NV
Ticker: HEIA Security ID: 7792559
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: APR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Financial Statements For Did Not Vote Management
1b Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.62 per Share
1c Approve Discharge of Management Board For Did Not Vote Management
1d Approve Discharge of Supervisory Board For Did Not Vote Management
2 Amend Articles For Did Not Vote Management
3a Authorize Repurchase of Shares For Did Not Vote Management
3b Grant Board Authority to Issue Shares For Did Not Vote Management
Up To Ten Percent of Issued Capital
3c Authorize Board to Exclude Preemptive For Did Not Vote Management
Rights from Issuance under Item 3b
4a Withdrawn Item: Approve Remuneration None Did Not Vote Management
Report Containing Remuneration Policy
for Management Board Members
4b Withdrawn Item: Approve Long-Term None Did Not Vote Management
Incentive Plan for Management Board
Members
5a Reelect M. Das to Supervisory Board For Did Not Vote Management
5b Reelect J.M. Hessels to Supervisory For Did Not Vote Management
Board
5c Elect Ch. Navarre to Supervisory Board For Did Not Vote Management
- --------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION
Ticker: HLTOF Security ID: 5051605
Meeting Date: FEB 6, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles: Board Related For Did Not Vote Management
2 Elect Directors For Did Not Vote Management
3 Appoint Audit Committee Members For Did Not Vote Management
4 Authorize Share Repurchase Program For Did Not Vote Management
5 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HLTOF Security ID: 5051605
Meeting Date: APR 7, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Articles For Did Not Vote Management
2 Elect Members of Audit Committee For Did Not Vote Management
3 Authorize Share Repurchase Program For Did Not Vote Management
4 Receive Information on Director None Did Not Vote Management
Appointments
- --------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HLTOF Security ID: 5051605
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and Income For Did Not Vote Management
Allocation
2 Approve Discharge of Board and Auditors For Did Not Vote Management
3 Approve Auditors and Fix Their For Did Not Vote Management
Remuneration
4 Approve Director Remuneration For Did Not Vote Management
5 Approve Chairman and CEO Remuneration For Did Not Vote Management
6 Approve Related Party Transactions For Did Not Vote Management
7 Approve Director Liability Agreements For Did Not Vote Management
8 Amend Stock Option Plan For Did Not Vote Management
9 Elect Directors For Did Not Vote Management
10 Elect Members of Audit Committee For Did Not Vote Management
11 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: 0540528
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Safra Catz as Director For For Management
3b Re-elect Vincent Cheng as Director For For Management
3c Elect Marvin Cheung as Director For For Management
3d Re-elect John Coombe as Director For For Management
3e Re-elect Jose Duran as Director For For Management
3f Re-elect Rona Fairhead as Director For For Management
3g Re-elect Douglas Flint as Director For For Management
3h Re-elect Alexander Flockhart as For For Management
Director
3i Re-elect Lun Fung as Director For For Management
3j Re-elect Michael Geoghegan as Director For For Management
3k Re-elect Stephen Green as Director For For Management
3l Re-elect Stuart Gulliver as Director For For Management
3m Re-elect James Hughes-Hallett as For For Management
Director
3n Re-elect William Laidlaw as Director For For Management
3o Elect Rachel Lomax as Director For For Management
3p Re-elect Sir Mark Moody-Stuart as For For Management
Director
3q Re-elect Gwyn Morgan as Director For For Management
3r Re-elect Nagavara Murthy as Director For For Management
3s Re-elect Simon Robertson as Director For For Management
3t Elect John Thornton as Director For For Management
3u Re-elect Sir Brian Williamson as For For Management
Director
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Group Audit Committee
to Determine Their Remuneration
5 Auth. Issuance of Non-Cumulative Pref. For For Management
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP
100,000, EUR 100,000 and USD 85,500;
and Auth. Issuance of Ord. Shares with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,720,481,200
6 Subject to the Passing of Resolution 5, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 430,120,300
7 Authorise 1,720,481,200 Ordinary Shares For For Management
for Market Purchase
8 Adopt New Articles of Association For For Management
9 Approve General Meetings Other Than an For For Management
Annual General Meetings to be Called on
14 Clear Days' Notice
- --------------------------------------------------------------------------------
IAWS GROUP PLC
Ticker: Security ID: 4511155
Meeting Date: JUL 24, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
- --------------------------------------------------------------------------------
IAWS GROUP PLC
Ticker: Security ID: 4511155
Meeting Date: JUL 24, 2008 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
- --------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: IMT Security ID: 0454492
Meeting Date: FEB 3, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 42.2 Pence For For Management
Per Ordinary Share
4 Re-elect Graham Blashill as Director For For Management
5 Re-elect Dr Pierre Jungels as Director For For Management
6 Elect Jean-Dominique Comolli as For For Management
Director
7 Elect Bruno Bich as Director For For Management
8 Elect Berge Setrakian as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Company and its Subsidiaries For For Management
to Make EU Political Donations to
Political Organisations or Independent
Election Candidates up to GBP 100,000
and Incur EU Political Expenditure up
to GBP 100,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 35,500,000
13 Subject to the Passing of Resolution For For Management
12, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,330,000
14 Authorise 106,794,000 Ordinary Shares For For Management
for Market Purchase
- --------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker: ITX Security ID: 7111314
Meeting Date: JUL 15, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial Statements For For Management
and Statutory Reports and Discharge
Directors for Fiscal Year Ended January
31, 2008
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports and
Discharge Directors for Fiscal Year
Ended January 31, 2008
3 Approve Allocation of Income and For For Management
Dividends
4 Reelect Antonio Abril Abadin as a For For Management
Director
5 Reelect Auditors For For Management
6 Authorize Repurchase of Shares For For Management
7 Approve Remuneration of Directors and For For Management
of Supervison and Control Committee
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Receive Report on Board of Directors' None None Management
Guidelines
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INMARSAT PLC
Ticker: ISAT Security ID: B09LSH6
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 18.20 Cents For For Management
(USD) Per Ordinary Share
4 Reappoint Deloitte LLP as Auditors of For For Management
the Company
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect James Ellis Jr as Director For For Management
7 Re-elect Kathleen Flaherty as Director For For Management
8 Re-elect Rick Medlock as Director For For Management
9 Auth. Company and its Subsidiaries to For For Management
Make EU Political Donations to
Political Parties and/or Independent
Election Candidates up to GBP 0.1M,to
Political Org. Other Than Political
Parties up to GBP 0.1M and to Incur EU
Political Expenditure up to GBP 0.1M
10 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights Under a General
Authority up to EUR 76,000 and an
Additional Amount Pursuant to a Rights
Issue of up to EUR 153,000 After
Deducting Any Securities Issued Under
the General Authority
12 Subject to the Passing of Resolution For For Management
11, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 11,400
13 Authorise 43,650,000 Ordinary Shares For For Management
for Market Purchase
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KONINKLIJKE KPN N.V.
Ticker: KPN Security ID: 5956078
Meeting Date: APR 7, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None Did Not Vote Management
2 Receive Report of Management Board None Did Not Vote Management
(Non-Voting)
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
4 Receive Explanation on Company's None Did Not Vote Management
Reserves and Dividend Policy
5 Approve Dividends of EUR 0.40 Per Share For Did Not Vote Management
6 Approve Discharge of Management Board For Did Not Vote Management
7 Approve Discharge of Supervisory Board For Did Not Vote Management
8 Ratify PricewaterhouseCoopers For Did Not Vote Management
Accountants as Auditors
9 Opportunity to Nominate Supervisory None Did Not Vote Management
Board Members
10 Elect A.H.J. Risseeuw to Supervisory For Did Not Vote Management
Board
11 Elect M.E. van Lier Lels to Supervisory For Did Not Vote Management
Board
12 Elect R.J. Routs to Supervisory Board For Did Not Vote Management
13 Elect D.J. Haank to Supervisory Board For Did Not Vote Management
14 Announce Vacancies on Supervisory Board None Did Not Vote Management
Arising in 2010
15 Authorize Repurchase of Shares For Did Not Vote Management
16 Approve Reduction in Issued Share For Did Not Vote Management
Capital by Cancellation of Shares
17 Allow Questions and Close Meeting None Did Not Vote Management
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LLOYDS TSB GROUP PLC
Ticker: LLDTF Security ID: 0870612
Meeting Date: NOV 19, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company (or For Against Management
One or More of Its Subsidiaries) of
HBOS plc
2 Approve Waiver on Tender-Bid For Against Management
Requirement
3 Increase Authorised Ordinary and For Against Management
Preferred Share Capital to GBP
5,675,477,055, USD 40,000,000, EUR
40,000,000 and JPY 1,250,000,000; Issue
Equity with Pre-emptive Rights up to
GBP 3,884,227,055, USD 39,750,000, EUR
40,000,000 and JPY 1,250,000,000
4 Upon Board's Recommendation,Capitalise For Against Management
an Amount Out of Sums Standing to
Credit of Any of Company's Share
Premium Account,Cap. Redemption Reserve
or Other Undistributable Reserve up to
Amount Standing to Credit of Such
Reserves(Paying up New Ord. Shares)
5 Approve Increase in the Ordinary For Against Management
Remuneration of the Lloyds TSB
Directors, to be Divisible Among them,
to a Sum Not Exceeding GBP 1,000,000 in
Any Year
6 Authorise 4,000,000 Preference Shares For Against Management
for Market Purchase
7 Authorise Issue of Equity or For Against Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 205,577,100 if
Resolution 3 is Passed, or GBP
75,647,511 if Resolution 3 is Rejected
8 Approve Change of Company Name to For Against Management
Lloyds Banking Group plc
- --------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: EMG Security ID: B28KQ18
Meeting Date: JUL 10, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 24.8 US Cents For For Management
Per Ordinary Share
4 Elect Philip Colebatch as Director For For Management
5 Elect Patrick O'Sullivan as Director For For Management
6 Re-elect Dugald Eadie as Director For For Management
7 Re-elect Glen Moreno as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 19,627,924
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 2,940,474.83
12 Authorise 171,744,343 Ordinary Shares For For Management
for Market Purchase
13 Adopt New Articles of Association For For Management
14 Approve Increase in Preference Share For For Management
Capital from USD 147,775,058.29209 and
GBP 50,000 to USD 747,775,058.29209 and
GBP 50,000; Authorise Issue of Equity
with Pre-emptive Rights up to 600,000
Preference Shares; Adopt New Articles
of Association
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors to GBP
1,500,000
- --------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: EMG Security ID: B28KQ18
Meeting Date: JUL 10, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Sanction and Consent to the Passing and For For Management
Implementation of Resolution 14 Set Out
in the Notice Dated 29 May 2008
Convening an AGM of the Company for 10
July 2008; Sanction and Consent to Each
and Every Abrogation of Rights Attached
to the Ordinary Shares
- --------------------------------------------------------------------------------
NATIONAL BANK OF GREECE
Ticker: ETE Security ID: 4625959
Meeting Date: JAN 22, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
2 Amend Company Articles For Did Not Vote Management
3 Provision of Relevant Authorizations For Did Not Vote Management
4 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 7103065
Meeting Date: FEB 24, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2 per Share
4 Approve CHF 3 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Amend Articles Re: Require Annual Against Did Not Vote Shareholder
Advisory Vote on Remuneration Report,
incl. Disclosure of Compensation Amount
Paid to Board of Directors and
Executive Management
5.2 Amend Corporate Purpose Re: For Did Not Vote Management
Sustainability
5.3 Amend Articles Re: Auditors For Did Not Vote Management
6.1 Retirement of Peter Burckhardt and None Did Not Vote Management
William George as Directors
(Non-Voting)
6.2.1 Reelect Srikant Datar as Director For Did Not Vote Management
6.2.2 Reelect Andreas von Planta as Director For Did Not Vote Management
6.2.3 Reelect Wendelin Wiedeking as Director For Did Not Vote Management
6.2.4 Reelect Rolf Zinkernagel as Director For Did Not Vote Management
6.3 Elect William Brody as Director For Did Not Vote Management
7 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
- --------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: OPAP Security ID: 7107250
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Statutory Reports For Did Not Vote Management
2 Accept Financial Statements For Did Not Vote Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends
4 Approve Discharge of Board and Auditors For Did Not Vote Management
5 Approve Director Remuneration for 2008 For Did Not Vote Management
6 Preapprove Director Remuneration for For Did Not Vote Management
2009
7 Approve Auditors and Fix Their For Did Not Vote Management
Remuneration
8 Ratify Director Appointments and Audit For Did Not Vote Management
Committee Members
9 Acknowledge Director Resignations For Did Not Vote Management
10 Authorize Board to Participate in For Did Not Vote Management
Companies with Similiar Business
Interests
11 Authorize Filing of Required Documents For Did Not Vote Management
and Other Formalities
12 Other Business For Did Not Vote Management
- --------------------------------------------------------------------------------
PADDY POWER (FRMRLY. POWER LEISURE)
Ticker: PAP Security ID: 4828974
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Elect Padraig O Riordain as a Director For Against Management
4a Reelect Fintan Drury as a Director For For Management
4b Reelect Tom Grace as a Director For For Management
4c Reelect Jack Massey as a Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Authorize Reissuance of Repurchased For For Management
Shares
9 Amend Articles Re: Electronic For For Management
Shareholder Communications and
Appointment of Multiple Proxies
10 Amend Rules of Paddy Power PLC 2004 For Against Management
Long Term Incentive Plan
- --------------------------------------------------------------------------------
PROSAFE PRODUCTION PLC.
Ticker: Security ID: B2R8044
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approval of Meeting Notice and Agenda For For Management
3 Accept Board of Director Report For For Management
4 Accept Financial Statements For For Management
5 Accept Audit Report For For Management
6 Approve Director Remuneration For For Management
7a Elect Rolf Johan Ringdal to Nomination For For Management
Committee
7b Elect Thomas Raaschou to Nomination For For Management
Committee
7c Elect Ole Lund to Nomination Committee For For Management
8 Approve Nomination Committee Member For For Management
Remuneration
9 Ratify External Auditors For For Management
10 Approve Remuneration of External Audit For For Management
Firm
11 Amend Articles: Equity-Related For For Management
12 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
PROSAFE SE (FORMERLY PROSAFE ASA)
Ticker: Security ID: B1L9DW5
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Acknowledge Proper Convening of Meeting For Did Not Vote Management
3 Approve Board Report For Did Not Vote Management
4 Approve Financial Statements For Did Not Vote Management
5 Approve Audit Report For Did Not Vote Management
6a Elect Reidar Lund as Director For Did Not Vote Management
6b Elect Michael Parker as Director For Did Not Vote Management
6c Elect Christakis Pavlou as Director For Did Not Vote Management
6d Elect Roger Cornish as Director For Did Not Vote Management
7 Approve Director Remuneration For Did Not Vote Management
8a Elect Hans Thrane Nielsen as Member of For Did Not Vote Management
Nominating Committee
8b Elect Jorgen Lund as Member of For Did Not Vote Management
Nominating Committee
8c Elect Nils Bastiansen as Alternate For Did Not Vote Management
Member of Nominating Committee
9 Approve Remuneration for Members of For Did Not Vote Management
Nominating Committee
10 Ratify Auditors For Did Not Vote Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12 Amend Articles: Dividends For Did Not Vote Management
13 Amend Articles: Share Repurchases For Did Not Vote Management
14 Authorize Share Repurchase Program For Did Not Vote Management
15 Approve General Capital Issuance For Did Not Vote Management
- --------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC, THE
Ticker: RBS Security ID: 0754783
Meeting Date: NOV 20, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorised Ordinary For For Management
Share Capital by the Creation of an
Additional 22,909,776,276 Ordinary
Shares of 25 Pence Each; Authorise
Issue of Equity with Pre-emptive Rights
up to GBP 8,092,121,756 (Placing and
Open Offer)
2 Subject to the Placing and Open Offer For For Management
of 22,909,776,276 New Shares in the
Company Becoming Unconditional, Approve
Waiver on Tender-Bid Requirement
- --------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: 4768962
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
6 Ratify PricewaterhouseCoopers AG for For For Management
the Inspection of the 2009 Mid-Yearl
Report
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 144
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 144
Million Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Participation in the For For Management
Annual Meeting; Chair of the Annual
Meeting
12 Amend Articles Re: Designation of Proxy For For Management
- --------------------------------------------------------------------------------
SANOFI AVENTIS
Ticker: SAN Security ID: 5671735
Meeting Date: APR 17, 2009 Meeting Type: Annual/Special
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.20 per Share
4 Ratify Appointment of Chris Viehbacher For For Management
as Director
5 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
6 Approve Transaction with Chris For Against Management
Viehbacher Re: Severance Payments
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
11 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
12 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue
or Increase in Par Value
13 Approve Employee Stock Purchase Plan For For Management
14 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Stock Option Plan
15 Authorize up to 1.0 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Amend Article 15 of the Bylaws Re: For For Management
Audit Committee
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: B09RMQ1
Meeting Date: SEP 19, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For Against Management
2 Reelect Tor Olav Troim as Director For Against Management
3 Reelect Jan Tore Stromme as Director For For Management
4 Reelect Kate Blankenship as Director For Against Management
5 Reelect Kjell E. Jacobsen as Director For Against Management
6 Elect Kathrine Fredriksen as Director For Against Management
7 Approve PricewaterhouseCoopers AS as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve Remuneration of Directors For For Management
9 Approve Reduction of Share Premium For For Management
Account
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: 5966516
Meeting Date: MAY 19, 2009 Meeting Type: Annual/Special
Record Date: MAY 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Losses and For For Management
Dividends of EUR 1.20 per Share
3 Approve Stock Dividend Program For For Management
4 Accept Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Special Auditors' Report For For Management
Presenting Ongoing Related-Party
Transactions
6 Approve Ongoing Transactions with For For Management
Daniel Bouton, Phlippe Citerne, and
Didier Alix Re: Pension Benefits
7 Approve Transaction with Severin For For Management
Cabannes and Frederic Oudea Re: Pension
Benefits
8 Approve Transaction with Frederic Oudea For For Management
Re: Severance Payment and Non-Compete
Agreement
9 Reelect Jean Azema as Director For For Management
10 Reelect Elisabeth Lulin as Director For For Management
11 Ratify Appointment of Robert Castaigne For For Management
as Director
12 Elect Jean-Bernard Levy as Director For For Management
13 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
14 Add Article 20 to the Bylaws Re: Court For Against Management
Jurisdiction
15 Authorize Issuance of Preferred Stock For For Management
(Class B) without Preemptive Rights ,
and without Voting Rights Attached, in
Favor of Societe de Prise de
Participation de l'Etat (SPPE) for up
to Aggregate Nominal Amount of EUR
241.9 Million
16 Amend Bylaws to Integrate Preferred For For Management
Stock (Class B) in Capital, Subject to
Approval of Item 15
17 Approve Employee Stock Purchase Plan For For Management
18 Amend Limit Set Under Item 10 of the For For Management
May 27, 2008 General Meeting for
Issuance With Preemptive Rights
19 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
STATOILHYDRO ASA (FORMERLY STATOIL ASA)
Ticker: STL Security ID: 7133608
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Elect Olaug Svarva as Chairman of For Did Not Vote Management
Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Registration of Attending Shareholders None Did Not Vote Management
and Proxies
5 Designate Inspectors of Minutes of For Did Not Vote Management
Meeting
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.25 per
Share (NOK 4.40 as Ordinary Dividend
and NOK 2.85 as Special Dividend)
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Elect One Deputy Member of Corporate For Did Not Vote Management
Assembly
9 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
10 Authorize Repurchase and Reissuance of For Did Not Vote Management
Shares up to NOK 15 Million Aggregate
Par Value for Share Saving Scheme for
Employees
11 Change Company Name to Statoil ASA; For Did Not Vote Management
Amend Corporate Purpose: Include Other
Forms of Energy
12 Withdraw Company From Tar Sands Against Did Not Vote Shareholder
Activities in Canada
- --------------------------------------------------------------------------------
SUBSEA 7 INC.
Ticker: Security ID: 7448971
Meeting Date: JUL 8, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Elect Allen Stevens and Mel Fitzgerald For Against Management
as Directors
5 Approve Remuneration of Directors For For Management
6 Approve and Ratify the Actions of the For For Management
Directors and Officers of the Company
7 Amend Articles Re: Statutory References For For Management
8 Amend Articles Re: Restatement of For For Management
Amendments
9 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
SUBSEA 7 INC.
Ticker: Security ID: 7448971
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company?s Financial For For Management
statements for the Financial Year Ended
31 December 2008.
2 Re-appoint PricewaterhouseCoopers LLP For For Management
as the Company?s Auditors for Financial
Year 2009
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Re-elect Kristian Siem, Arild Schultz For For Management
and Michael Delouche as Directors.
5 Approve Remuneration of Directors For For Management
6 Approve and Ratify the Actions of the For For Management
Company?s Directors and Officers during
2008.
7 Approve and Ratify the Establishment of For Against Management
a New Company Restricted Stock Award
Plan.
8 Approve and Ratify the Granting of For Against Management
Awards of Restricted Shares under the
New Company Restricted Stock Award Plan
set out in Proposal 7
9 Increase Authorized Common Stock For For Management
10 Approve the Amendment and Restatement For For Management
of the Company?s Memorandum and
Articles of Association in their
Entirety
- --------------------------------------------------------------------------------
SYNTHES INC
Ticker: SYST Security ID: B014635
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: MAR 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Receive The Report on Dividend Approved For For Management
by The Board of Directors
3 Elect Directors David Helfet, Andre For For Management
Muller, Felix Pardo and Dr.h. c. mult.
Hansjorg Wyss
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TLFNF Security ID: 5732524
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2 Approve Dividend Charged to For For Management
Unrestricted Reserves
3 Approve Employee Stock Purchase Plan For For Management
4 Authorize Share Repurchase Program For For Management
5 Approve Reduction in Capital via the For For Management
Cancellation of Treasury Shares; Amend
Articles Accordingly
6 Ratify Auditors for Fiscal Year 2009 For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TNT N.V.
Ticker: TNT Security ID: 5481558
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None Did Not Vote Management
2 Presentation by M.P. Bakker, CEO None Did Not Vote Management
3 Receive Report of Management Board None Did Not Vote Management
(Non-Voting)
4 Discussion on Company's Corporate None Did Not Vote Management
Governance Structure
5 Discuss Remuneration of the Management None Did Not Vote Management
Board
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
7a Receive Explanation on Company's None Did Not Vote Management
Reserves and Dividend Policy
7b Approve Dividends of EUR 0.37 Per Share For Did Not Vote Management
7c Approve Allocation of Income For Did Not Vote Management
8 Approve Discharge of Management Board For Did Not Vote Management
9 Approve Discharge of Supervisory Board For Did Not Vote Management
10a Announce Vacancies on Supervisory Board None Did Not Vote Management
10b Opportunity to Nominate Supervisory None Did Not Vote Management
Board Members
10c Announcement by the Supervisory Board None Did Not Vote Management
of the Persons Nominated for
Appointment
10d Amendments to Supervisory Board Profile None Did Not Vote Management
11 Reelect S. Levy to Supervisory Board For Did Not Vote Management
12 Elect P.M. Altenburg to Supervisory For Did Not Vote Management
Board
13 Announce Vacancies on Supervisory Board None Did Not Vote Management
Arising in 2010
14 Announce Intention of the Supervisory None Did Not Vote Management
Board to Reelect H.M. Koorstra to the
Management Board
15 Grant Board Authority to Issue Shares For Did Not Vote Management
Up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
16 Authorize Board to Exclude Preemptive For Did Not Vote Management
Rights from Issuance under Item 15
17 Authorize Repurchase of Up to Ten For Did Not Vote Management
Percent of Issued Share Capital
18 Approve Reduction of Issued Capital by For Did Not Vote Management
Cancelling Treasury Shares
19 Allow Questions None Did Not Vote Management
20 Close Meeting None Did Not Vote Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: B16GWD5
Meeting Date: JUL 29, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Andy Halford as Director For For Management
6 Re-elect Alan Jebson as Director For For Management
7 Re-elect Nick Land as Director For For Management
8 Re-elect Anne Lauvergeon as Director For For Management
9 Re-elect Simon Murray as Director For For Management
10 Re-elect Luc Vandevelde as Director For For Management
11 Re-elect Anthony Watson as Director For For Management
12 Re-elect Philip Yea as Director For For Management
13 Approve Final Dividend of 5.02 Pence For For Management
Per Ordinary Share
14 Approve Remuneration Report For For Management
15 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,100,000,000
18 Subject to the Passing of Resolution For For Management
17, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 300,000,000
19 Authorise 5,300,000,000 Ordinary Shares For For Management
for Market Purchase
20 Authorise the Company and its For For Management
Subsidiaries to Make EU Political
Donations to Political Parties, and/or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP 100,000
21 Amend Articles of Association For For Management
22 Approve Vodafone Group 2008 Sharesave For For Management
Plan
- --------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: WMH Security ID: 3169889
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect David Edmonds as Director For For Management
4 Re-elect Simon Lane as Director For For Management
5 Elect Ashley Highfield as Director For For Management
6 Reappoint Deloitte LLP as Auditors of For For Management
the Company
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 23,195,162
9 Authorise Company and its Subsidiaries For For Management
to Make EU Political Donations to
Political Organisations up to GBP
50,000 and to Incur EU Political
Expenditure up to GBP 50,000
10 Subject to the Passing of Resolution 8, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,479,274
11 Authorise 69,585,488 Ordinary Shares For For Management
for Market Purchase
12 Adopt New Articles of Association For For Management
13 Approve That a General Meeting of the For For Management
Company, Other Than an Annual General
Meeting, May Be Called on Not Less Than
14 Clear Days' Notice
========== END NPX REPORT
IVY GLOBAL BOND FUND
Proxy Voting Record
There was no proxy voting for Ivy Global Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY GLOBAL NATURAL RESOURCES FUND
Proxy Voting Record
N-PX Proxy Report - Ivy Global Natural Resources Fund | ||||||||||||||||
Vote Summary | ||||||||||||||||
KAZMUNAIGAS EXPL & PRODTN JSC | ||||||||||||||||
Security | 48666V204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 18-Jul-2008 | ||||||||||||||
ISIN | US48666V2043 | Agenda | 701653671 - Management | |||||||||||||
City | TBA | Holding Recon Date | 10-Jun-2008 | |||||||||||||
Country | Kazakhstan | Vote Deadline Date | 09-Jul-2008 | |||||||||||||
SEDOL(s) | B1FKV75 - B1FSCP4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Appoint Ernst & Young as the Company Auditor to conduct external audit for 2008 | Management | For | For | ||||||||||||
2. | Approve, to introduce the amendments in the Company Charter as specified; and authorize Mr. A. Balzhanov, the Company CEO [Chairman of the Management Board], in the prescribed manner to ensure registration of the attached amendments in the law enforcement agencies of the Republic of Kazakhstan | Management | Against | Against | ||||||||||||
CIA SANEAMENTO MINAS GERAIS SA | ||||||||||||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 21-Jul-2008 | ||||||||||||||
ISIN | BRCSMGACNOR5 | Agenda | 701655980 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 17-Jul-2008 | |||||||||||||
Country | Brazil | Vote Deadline Date | 17-Jul-2008 | |||||||||||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
I. | Elect a Member of the Board of Directors and a Member of the Finance Committee of the Company, by appointment of the majority shareholder | Management | For | For | ||||||||||||
II. | Approve the donation, in return, of the real property in reference to the land where the elevated reservoir of 15 cubic meters was located, with 140 square meters, located at Rua Oito, no street number, Bairro Jardim Nova Espera NCA, in Areado, state of Minas Gerias, since the same was originally donated to Copasa MG by said municipality, in accordance with the recommendation of the Board of Directors | Management | For | For | ||||||||||||
III. | Approve the donation, in return, of real properties in reference to the pieces of land on which were located the water towers for treated water and the points at which water was drawn from the Streams Manoel Jose, with 1655 square meters, Jose Junq Ueira with 72 square meters, and Campestre, with 492 square meters, situated in Campestre, State of Minas Gerais, since the same were originally donated to Copasa MG by said municipality , in accordance with the recommendation of the Board of Directors | Management | For | For | ||||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||||||||||||
Security | P8228H104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Jul-2008 | ||||||||||||||
ISIN | BRSBSPACNOR5 | Agenda | 701652047 - Management | |||||||||||||
City | SAO PAULO | Holding Recon Date | 24-Jul-2008 | |||||||||||||
Country | Brazil | Vote Deadline Date | 24-Jul-2008 | |||||||||||||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
1. | Amend the Corporate Bylaws that will amend and renumber the Chapters and the Articles in the following manner: Chapter I Articles 1 and 2, Chapter II Articles 3 and 4, Chapter III Article 5, Chapter IV Article 6, Chapter V Articles 7, 8, 9, 10, 11, 12, 13 and 14, Chapter VI Articles 15, 16, 17, 18 and 19, Chapter VII Articles 20, 21 and 22, Chapter VIII Articles 23, 24, 25, 26 and 27, Chapter IX Articles 28 and 29, Chapter X, Articles 30, Chapter XI Article 31, Chapter XII Articles 32, 33, 34, 35, 36 and 37, Chapter XIII Article 38, Chapter XIV Articles 39, 40, 41, 42 and 43, Chapter XV Article 44 and Chapter XVI Articles 45 and 46 | Management | For | For | ||||||||||||
2. | Elect a Member of the Board of Directors | Management | For | For | ||||||||||||
RANDGOLD RESOURCES LIMITED | ||||||||||||||||
Security | 752344309 | Meeting Type | Special | |||||||||||||
Ticker Symbol | GOLD | Meeting Date | 28-Jul-2008 | |||||||||||||
ISIN | US7523443098 | Agenda | 932933030 - Management | |||||||||||||
City | Holding Recon Date | 24-Jun-2008 | ||||||||||||||
Country | South Africa | Vote Deadline Date | 25-Jul-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
S1 | APPROVE RESTRICTED SHARE SCHEME. | Management | For | |||||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||||||||
Ticker Symbol | SBS | Meeting Date | 28-Jul-2008 | |||||||||||||
ISIN | US20441A1025 | Agenda | 932935767 - Management | |||||||||||||
City | Holding Recon Date | 07-Jul-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 22-Jul-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
I | PROPOSAL OF AMENDMENT TO THE BYLAWS, WHICH WILL AMEND AND RENUMBER THE CHAPTERS AND ARTICLES AS FOLLOWS: CHAPTER I, ARTICLES 1 AND 2, CHAPTER II, ARTICLES 3 AND 4, CHAPTER III, ARTICLE 5, CHAPTER IV, ARTICLE 6, CHAPTER V, ARTICLES 7, 8, 9, 10, 11, 12, 13 AND 14, CHAPTER VI, ARTICLES 15, 16, 17, 18 AND 19, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||
II | ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||
YINGLI GREEN ENERGY HOLD. CO. LTD. | ||||||||||||||||
Security | 98584B103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | YGE | Meeting Date | 04-Aug-2008 | |||||||||||||
ISIN | US98584B1035 | Agenda | 932937280 - Management | |||||||||||||
City | Holding Recon Date | 01-Jul-2008 | ||||||||||||||
Country | China | Vote Deadline Date | 29-Jul-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | TO CONSIDER AND ADOPT THE COMPANY'S ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007. | Management | For | For | ||||||||||||
02 | TO ADOPT THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007. | Management | For | For | ||||||||||||
3A | TO RE-ELECT MR. GEORGE JIAN CHUANG AS A DIRECTOR OF THE COMPANY. | Management | For | For | ||||||||||||
3B | TO ELECT MR. MING HUANG AS A DIRECTOR OF THE COMPANY. | Management | For | For | ||||||||||||
3C | TO ELECT MR. JUNMIN LIU AS A DIRECTOR OF THE COMPANY. | Management | For | For | ||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG AS THE COMPANY'S INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||
SILVER WHEATON CORP | ||||||||||||||||
Security | 828336107 | Meeting Type | Special General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 07-Aug-2008 | ||||||||||||||
ISIN | CA8283361076 | Agenda | 701669523 - Management | |||||||||||||
City | VANCOUVER | Holding Recon Date | 07-Jul-2008 | |||||||||||||
Country | Canada | Vote Deadline Date | 01-Aug-2008 | |||||||||||||
SEDOL(s) | B058ZX6 - B059001 - B05DVK0 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
E.1 | Approve the amendments to the indentures governing the terms of each of such series of warrants [the Warrant Amendments], whereby [i] each common share purchase warrant, exercisable to acquire 0.2 of a common share of the Company at an exercise price of CAD 0.80 until 05 AUG 2009 exercised during a 20 business day early exercise period, commencing on the day that the approval of the holders of the first warrants is obtained at the meeting, such 20 business day period being extendable in the sale discretion of the Company [the Early Exercise period], will entitle the holder thereof to acquire 0.0148 of a new common share purchase Warrant [each whole new common share purchase warrant, a new warrant and collectively, the New Warrants] in addition to the 0.2 of a common share of the Company otherwise issuable upon the exercise of each first warrant each new warrant will entitle the holder thereof to purchase 1 common share of the Company [each a Warrant Share and c ollectively, the Warrant Shares] at a price of USD 20.00 at any time prior to 5:00 p.m. [Vancouver time] on the date which is 5 years the expiry of the early exercise period, subject to adjustment in certain events; each common share purchase warrant, exercisable to acquire 0.2 of a common share of the Company at an exercise price of CAD 1.10 until 30 NOV 2009 exercised during the early exercise period, will entitle the holder thereof to acquire 0.0340 of a new warrant in addition to the 0.2 of a common share of the Company otherwise issuable upon the exercise of each series A warrant, in accordance with the terms of the Extraordinary Resolutions as specified | Management | For | For | ||||||||||||
Transact any other business | Non-Voting | |||||||||||||||
URALKALI JSC | ||||||||||||||||
Security | 91688E206 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 18-Sep-2008 | ||||||||||||||
ISIN | US91688E2063 | Agenda | 701690251 - Management | |||||||||||||
City | TBA | Holding Recon Date | 13-Aug-2008 | |||||||||||||
Country | Russian Federation | Vote Deadline Date | 05-Sep-2008 | |||||||||||||
SEDOL(s) | B1FLM08 - B28RV47 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve the dividend payment for the first half of the year 2008 | Management | For | For | ||||||||||||
SEADRILL LIMITED | ||||||||||||||||
Security | G7945E105 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 19-Sep-2008 | ||||||||||||||
ISIN | BMG7945E1057 | Agenda | 701699160 - Management | |||||||||||||
City | HAMILTON | Holding Recon Date | 11-Jul-2008 | |||||||||||||
Country | Bermuda | Vote Deadline Date | 10-Sep-2008 | |||||||||||||
SEDOL(s) | B09RMQ1 - B0HWHV8 - B0TBDS2 - B28ZVN0 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Re-elect Mr. John Fredriksen as a Director of the Company | Management | Against | Against | ||||||||||||
2. | Re-elect Mr. Tor Olav Troim as a Director of the Company | Management | Against | Against | ||||||||||||
3. | Re-elect Mr. Jan Tore Stromme as a Director of the Company | Management | For | For | ||||||||||||
4. | Re-elect Ms. Kate Blankenship as a Director of the Company | Management | Against | Against | ||||||||||||
5. | Re-elect Mr. Kjell E. Jacobsen as a Director of the Company | Management | Against | Against | ||||||||||||
6. | Elect Ms. Kathrine Fredriksen as Director of the Company to fill one of the two casual vacancies existing on the Board | Management | Against | Against | ||||||||||||
7. | Appoint PricewaterhouseCoopers as the Auditor and authorize the Directors to determine their remuneration | Management | For | For | ||||||||||||
8. | Approve the remuneration of the Company's Board of Directors of a total amount of fees not to exceed USD 600,000.00 for the year ending 31 DEC 2008 | Management | For | For | ||||||||||||
9. | Approve to reduce the share premium account of the Company from USD 1,955,452,000 to nil, and to credit the amount resulting from the reduction to the Company's contributed surplus account with immediate effect | Management | For | For | ||||||||||||
10. | Transact other such business | Non-Voting | ||||||||||||||
KAZMUNAIGAS EXPL & PRODTN JSC | ||||||||||||||||
Security | 48666V204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 24-Sep-2008 | ||||||||||||||
ISIN | US48666V2043 | Agenda | 701704365 - Management | |||||||||||||
City | ASTANA | Holding Recon Date | 07-Aug-2008 | |||||||||||||
Country | Kazakhstan | Vote Deadline Date | 15-Sep-2008 | |||||||||||||
SEDOL(s) | B1FKV75 - B1FSCP4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 499879 DUE TO RECEIPT OF A-DDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISR-EGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SE-COND CALL ON 25 SEP 2008 AT 10:30 AM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS W-ILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||||||||
1. | Appoint Ernst & Young as the Company Auditor to conduct external audit for 2008 | Management | For | For | ||||||||||||
2. | Approve to introduce the amendments in the Company Charter as specified; and authorize Mr. A. Balzhanov, the Company CEO [Chairman of the Management Board], in the prescribed manner to ensure registration of the attached amendments in the law enforcement agencies of the Republic of Kazakhstan | Management | For | For | ||||||||||||
3. | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: approve to recall Messrs. Uzakbai Karabalin and Zhannat Satubaldina from Board of Directors | Shareholder | For | Against | ||||||||||||
4. | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: elect Messrs. Kairgeldy Kabyldin and Tolegen Bozzhanov as new Directors | Shareholder | For | Against | ||||||||||||
DONGFANG ELECTRIC CORPORATION LTD | ||||||||||||||||
Security | Y20958107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 09-Oct-2008 | ||||||||||||||
ISIN | CNE100000304 | Agenda | 701687420 - Management | |||||||||||||
City | CHENGDU | Holding Recon Date | 08-Sep-2008 | |||||||||||||
Country | China | Vote Deadline Date | 24-Sep-2008 | |||||||||||||
SEDOL(s) | 6278566 - B01XKY1 - B1G93S6 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Elect Mr. Zhu Yuanchao as the Director of the Company | Management | For | For | ||||||||||||
THE MOSAIC COMPANY | ||||||||||||||||
Security | 61945A107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MOS | Meeting Date | 09-Oct-2008 | |||||||||||||
ISIN | US61945A1079 | Agenda | 932948966 - Management | |||||||||||||
City | Holding Recon Date | 11-Aug-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 08-Oct-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | DAVID B. MATHIS | For | For | |||||||||||||
2 | JAMES L. POPOWICH | For | For | |||||||||||||
3 | JAMES T. PROKOPANKO | For | For | |||||||||||||
4 | STEVEN M. SEIBERT | For | For | |||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
IMPALA PLATINUM HLDGS LTD | ||||||||||||||||
Security | S37840113 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 23-Oct-2008 | ||||||||||||||
ISIN | ZAE000083648 | Agenda | 701696835 - Management | |||||||||||||
City | JOHANNESBURG | Holding Recon Date | 21-Oct-2008 | |||||||||||||
Country | South Africa | Vote Deadline Date | 15-Oct-2008 | |||||||||||||
SEDOL(s) | B1DH4F7 - B1FFT76 - B1GH8B8 - B1GK3Z6 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
O.1 | Receive and approve the financial statements for the YE 30 JUN 2008 | Management | For | For | ||||||||||||
O.2.1 | Re-elect Ms. M.V. Mennell as a Director | Management | For | For | ||||||||||||
O.2.2 | Re-elect Mr. D.H. Brown as a Director | Management | For | For | ||||||||||||
O.2.3 | Re-elect Mr. T.V. Mokgallha as a Director | Management | For | For | ||||||||||||
O.2.4 | Re-elect Mr. L.J. Paton as a Director | Management | For | For | ||||||||||||
O.2.5 | Re-elect Mr. L.C. Van Vught as a Director | Management | For | For | ||||||||||||
O.3 | Approve to determine the remuneration of the Non-Executive Directors | Management | For | For | ||||||||||||
S.1 | Authorize the Director of the Company, in terms of the Company's Articles of Association, by way of a general authority to repurchase issued shares in the Company or to permit a subsidiary of the Company to purchase shares in the Company, as and when deemed appropriate, subject to the following initiatives: that any such repurchase be effected through the order book operated by the JSE Limited [JSE] trading system and done without any prior understanding or agreement between the Company and the counterparty; that a paid announcement giving such details as may be required in terms of JSE Listings Requirements be published when the Company or its subsidiaries have repurchased in aggregate 3% of the initial number of shares in issue, as at the time that the general authority was granted and for each 3% in aggregate of the initial number of shares which are acquired thereafter; that a general repurchase may not in the aggregate in any 1 FY exceed 10% of the number of shares in the Company issued share capital at the time this authority is given, provided that a subsidiary of the Company may not hold at any one time more than 10% of the number of issued shares of the Company; no purchase will be effected during a prohibited period [as specified by the JSE Listings Requirements] unless a repurchase programme is in place, where dates and quantities of shares to be traded during the prohibited period are fixed and full details of the programme have been disclosed in an announcement over SENS prior to the commencement of the prohibited period; at any one point in time, the Company may only appoint one agent to effect repurchases on the Company's behalf, the Company may only undertake a repurchase of securities if, after such repurchase, the spread requirements of the Company comply with JSE Listings Requirements; in determining the price at which shares may be repurchased in terms of this authority, the maximum premium p ermitted is 10% above the weighted average traded price of the shares as determined over the 5 days prior to the date of repurchase; and may such repurchase shall be subject to the Companies Act and the applicable provisions of the JSE Listings Requirements, the Board of Directors as at the date of this notice, has stated its intention to examine methods of | Management | For | For | ||||||||||||
returning capital to the shareholders in terms of the general authority granted at the last AGM; the Board believes it to be in the best interest of implants that shareholders pass a special resolution granting the Company and/or its subsidiaries with the flexibility, subject to the requirements of the Companies Act and the JSE, to purchase shares should it be in the interest of implants and/or subsidiaries at any time while the general authority subsists; the Directors undertake that they will not implement any repurchase during the period of this general authority unless: the Company and the Group will be able, in the ordinary course of business to pay their debts for a period of 12 months after the date of the AGM; the assets of the Company and the Group will be in excess of the combined liabilities of the Company and the Group for a period of 12 months after the date of the notice of the AGM, the assets and liabilities have been recognized and measured for thi s purpose in accordance with the accounting policies used in the latest audited annual group financial statements; the Company's and the Group's ordinary share capital and reserves will, after such payment, be sufficient to meet their needs fro a period of 12 months following the date of the AGM; the Company and the Group will, after such payment, have sufficient working capital to meet their needs for a period of 12 months following the date of the AGM; and the sponsor of the Company provides a letter to the JSE on the adequacy of the working capital in terms of Section 2.12 of the JSE Listings Requirements; [Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months] | ||||||||||||||||
PASON SYS INC | ||||||||||||||||
Security | 702925108 | Meeting Type | Ordinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 23-Oct-2008 | ||||||||||||||
ISIN | CA7029251088 | Agenda | 701721880 - Management | |||||||||||||
City | TBA | Holding Recon Date | 23-Sep-2008 | |||||||||||||
Country | Canada | Vote Deadline Date | 17-Oct-2008 | |||||||||||||
SEDOL(s) | 2569565 - B1YZNB9 - B243224 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FOR' OR "AGANIST" ONLY F-OR RESOLUTION 1. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT THIS IS AN SGM. THANK YOU. | Non-Voting | |||||||||||||||
1. | Approve the termination and restatement of the Corporation's Stock Option Plan, as specified | Management | Against | Against | ||||||||||||
PASON SYSTEMS INC. | ||||||||||||||||
Security | 702925108 | Meeting Type | Special | |||||||||||||
Ticker Symbol | PSYTF | Meeting Date | 23-Oct-2008 | |||||||||||||
ISIN | CA7029251088 | Agenda | 932959731 - Management | |||||||||||||
City | Holding Recon Date | 23-Sep-2008 | ||||||||||||||
Country | Canada | Vote Deadline Date | 20-Oct-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | THE TERMINATION AND RESTATEMENT OF THE CORPORATION'S STOCK OPTION PLAN, AS SET OUT IN THE INFORMATION CIRCULAR. | Management | Against | Against | ||||||||||||
GUANGDONG INVT LTD | ||||||||||||||||
Security | Y2929L100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 24-Oct-2008 | ||||||||||||||
ISIN | HK0270001396 | Agenda | 701726753 - Management | |||||||||||||
City | HONG KONG | Holding Recon Date | 22-Oct-2008 | |||||||||||||
Country | Hong Kong | Vote Deadline Date | 14-Oct-2008 | |||||||||||||
SEDOL(s) | 5545119 - 6913168 - B01XXJ7 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve, subject to and conditional upon the Listing Committee of The Stock Exchange of Hong Kong Limited [the Stock Exchange] granting approval of the listing of, and permission to deal in ordinary shares of the Company [the Shares] which may fall to be issued pursuant to the exercise of options [Options] granted under the share option scheme [the New Share Option Scheme] of the Company, the terms of which are contained in the document marked A and produced to the meeting and for the purpose of identification signed by a Director of the Company and a summary of which is set out in a circular dated 08 OCT 2008 and dispatched to the shareholders of the Company of which the notice convening this meeting forms part [the Condition], the New Share Option Scheme be and authorize the Board of Directors of the Company [the Board] to grant Options and to allot and issue Shares pursuant to the exercise of any Option and to do all such acts and to enter into all such transac tions and arrangements as may be necessary or desirable in order to give effect to the New Share Option Scheme and, to the extent permissible under the Articles of Association of the Company, the Rules governing the Listing of Securities on the Stock Exchange and the rules of the New Share Option Scheme, the Directors of the Company may vote in respect of any resolution(s) under or affecting the New Share Option Scheme [including, without limitation, approving any amendments to the rules of the New Share Option Scheme as may be acceptable or not objected to by the Stock Exchange, the granting of Options there under or approving the allotment and issue of Shares upon exercise of Options there under notwithstanding any interest(s) of any Director(s)], for the avoidance of doubt, the total number of Shares which may be issued upon the exercise of the Options to be granted under the New Share Option Scheme shall not exceed 10% of the Shares in issue as at the date of the passing of this resolution, for the purpose of calculating the 10% limit, all options previously granted under the existing share option scheme [the Existing Share Option Scheme] of the Company which was adopted by the Company on 31 MAY 2002 or any other schemes of the Company [including those outstanding, cancelled, lapsed in accordance with the relevant scheme or exercised] will not be counted; the Existing Share Option Scheme is hereby terminated on the same date as the New Share Option Scheme comes into effect upon approval of the New Share Option Scheme in accordance with (a) above and fulfillment of the Condition, provided that any options granted under the Existing Share Option Scheme prior to the passing of this resolution shall not, in any way, be affected or prejudiced and all such options shall continue to be valid and exercisable in accordance with the Existing Share Option Scheme | Management | Against | Against | ||||||||||||
2. | Re-elect Mr. Huang Xiaofeng as a Director of the Company | Management | Against | Against | ||||||||||||
TMK OAO | ||||||||||||||||
Security | 87260R201 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 07-Nov-2008 | ||||||||||||||
ISIN | US87260R2013 | Agenda | 701734231 - Management | |||||||||||||
City | TBA | Holding Recon Date | 03-Oct-2008 | |||||||||||||
Country | Russian Federation | Vote Deadline Date | 27-Oct-2008 | |||||||||||||
SEDOL(s) | B1FY0V4 - B1GH0H8 - B39TMW4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve, on or prior to 05 JAN 2009, to pay out the dividends to the shareholders for 9 months of the year 2008 at the rate of 1.75 roubles per 1 ordinary share of the Company [with the normal value of 10 roubles each], 1,527,751,750 roubles in total | Management | For | For | ||||||||||||
ISRAEL CHEMICALS LTD | ||||||||||||||||
Security | M5920A109 | Meeting Type | Special General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 10-Nov-2008 | ||||||||||||||
ISIN | IL0002810146 | Agenda | 701715231 - Management | |||||||||||||
City | TBA | Holding Recon Date | 24-Oct-2008 | |||||||||||||
Country | Israel | Vote Deadline Date | 27-Oct-2008 | |||||||||||||
SEDOL(s) | 6455530 - 6460211 - B020267 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD E-ITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT W-E MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non-Voting | |||||||||||||||
1. | Approve to update the framework resolution of the Company relating to the purchase of D&O insurance cover so as to increase the amount of separate cover that the Company is authorized to purchase up to an amount not to exceed ILS 200 million, the amount in respect of the year commencing 01 SEP 2008 will be ILS 185 million and the premium ILS 300,000 | Management | For | For | ||||||||||||
USINAS SIDERURGICAS DE MINAS GERAIS S A -USIMINAS | ||||||||||||||||
Security | P9632E125 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 17-Nov-2008 | ||||||||||||||
ISIN | BRUSIMACNOR3 | Agenda | 701757758 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 13-Nov-2008 | |||||||||||||
Country | Brazil | Vote Deadline Date | 13-Nov-2008 | |||||||||||||
SEDOL(s) | 2193696 - B1WSXV0 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
1. | Approve the 'I' of the 5 issue of the debentures of the Company issue, in the amount of up to BRL 1,000,000,000.00, through the issuance of one simple debenture, of the unsecured type, in a single series, not convertible into shares, with a face value of up to BRL 1,000,000,000.00 and a period of 12 years, for public distribution in a single and indivisible lot, and 'II' of the general characteristics of the issue | Management | For | For | ||||||||||||
2. | Approve the delegation to the Board of Directors of the Company of the authority that is dealt with in Article 59, 1 of law 6404 of 15 DEC 1976, to decide about certain conditions of the debenture | Management | For | For | ||||||||||||
3. | Ratify the decisions made by the Board of Directors regarding the issuance | Management | For | For | ||||||||||||
4. | Authorize the Board of Directors o f the Company to hire financial institutions that are part of the system for the distribution of securities to make the public offer of the debentures | Management | For | For | ||||||||||||
CIA SANEAMENTO MINAS GERAIS SA | ||||||||||||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 24-Nov-2008 | ||||||||||||||
ISIN | BRCSMGACNOR5 | Agenda | 701763371 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 20-Nov-2008 | |||||||||||||
Country | Brazil | Vote Deadline Date | 20-Nov-2008 | |||||||||||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WI LL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
I. | Elect the full and alternate Member of the Board of Directors of the Company, by indication of the majority shareholder | Management | For | For | ||||||||||||
II. | Ratify the public tender administrative process Dvli number 1020080124, construction and services for the implementation of the connecting water main Rio Das Velhas and Paraopeba, Taquaril, Ceu Azul Leg, with a supply of all materials, amount approved of BRL 118,955,781.63 and a deadline of 720 days | Management | For | For | ||||||||||||
III. | Ratify the bid processes authorized by general meeting | Management | For | For | ||||||||||||
IV. | Amend the Article 5 of the Corporate Bylaws of the Company, in regard to the share capital of the business, which will come to have the following wording Article 5 the share capital of the Company is BRL 2,632,265,201.68, totally subscribed for and paid in, represented by 115,165,700 common shares, all of which are nominative and have no par value | Management | For | For | ||||||||||||
PALADIN ENERGY LTD, SUBIACO WA | ||||||||||||||||
Security | Q7264T104 | Meeting Type | Ordinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 26-Nov-2008 | ||||||||||||||
ISIN | AU000000PDN8 | Agenda | 701740727 - Management | |||||||||||||
City | CRAWLEY | Holding Recon Date | 24-Nov-2008 | |||||||||||||
Country | Australia | Vote Deadline Date | 18-Nov-2008 | |||||||||||||
SEDOL(s) | 6668468 - B00MXD9 - B02P9R2 - B081NC7 - B2PNP79 - B2Q8Z28 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. | Non-Voting | |||||||||||||||
To receive the financial report for the YE 30 JUN 2008, and the Directors' and-the Auditors' reports thereon | Non-Voting | |||||||||||||||
1. | Adopt the remuneration report for the YE 30 JUN 2008 | Management | For | For | ||||||||||||
2. | Re-elect Mr. Sean Reveille Llewelyn as a Director | Management | For | For | ||||||||||||
3. | Approve, for the purposes of Listing Rule 10.17 and for all other purposes, to increase the maximum aggregate Directors' fees payable to the Non-Executive Directors from AUD 900,000 per annum to AUD 1.2 million per annum | Management | For | For | ||||||||||||
Any other business | Non-Voting | |||||||||||||||
PALADIN ENERGY LTD. | ||||||||||||||||
Security | Q7264T104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PALAF | Meeting Date | 26-Nov-2008 | |||||||||||||
ISIN | AU000000PDN8 | Agenda | 932967649 - Management | |||||||||||||
City | Holding Recon Date | 26-Sep-2008 | ||||||||||||||
Country | French Polynesia | Vote Deadline Date | 21-Nov-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | REMUNERATION REPORT | Management | For | For | ||||||||||||
02 | RE-ELECTION OF DIRECTOR - S. LLEWELYN | Management | For | For | ||||||||||||
03 | DIRECTORS' FEES. | Management | For | For | ||||||||||||
BHP BILLITON LIMITED | ||||||||||||||||
Security | 088606108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BHP | Meeting Date | 27-Nov-2008 | |||||||||||||
ISIN | US0886061086 | Agenda | 932960950 - Management | |||||||||||||
City | Holding Recon Date | 19-Sep-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 19-Nov-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON PLC. | Management | For | For | ||||||||||||
02 | TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LTD. | Management | For | For | ||||||||||||
03 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
04 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
05 | TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
06 | TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
07 | TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
08 | TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
09 | TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
10 | TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
11 | TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
12 | TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
13 | TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
14 | TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
15 | TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
16 | TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
17 | TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON PLC. | Shareholder | Against | For | ||||||||||||
18 | TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON LTD. | Shareholder | Against | For | ||||||||||||
19 | TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
20 | TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
21 | TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
22 | TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
23 | TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
24 | TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES IN BHP BILLITON PLC. | Management | For | For | ||||||||||||
25 | TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC. | Management | For | For | ||||||||||||
26 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC. | Management | For | For | ||||||||||||
27A | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 APRIL 2009. | Management | For | For | ||||||||||||
27B | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 29 MAY 2009. | Management | For | For | ||||||||||||
27C | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 JUNE 2009. | Management | For | For | ||||||||||||
27D | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 JULY 2009. | Management | For | For | ||||||||||||
27E | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 SEPTEMBER 2009. | Management | For | For | ||||||||||||
27F | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 NOVEMBER 2009. | Management | For | For | ||||||||||||
28 | TO APPROVE THE 2008 REMUNERATION REPORT. | Management | For | For | ||||||||||||
29 | TO APPROVE THE AMENDMENTS TO RULES OF THE GROUP INCENTIVE SCHEME. | Management | For | For | ||||||||||||
30 | TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS UNDER THE GIS AND THE LTIP. | Management | For | For | ||||||||||||
31 | TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE REMUNERATION PAID BY BHP BILLITON PLC TO NON- EXECUTIVE DIRECTORS IN ANY YEAR. | Management | For | For | ||||||||||||
32 | TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE REMUNERATION PAID BY BHP BILLITON LTD TO NON- EXECUTIVE DIRECTORS IN ANY YEAR. | Management | For | For | ||||||||||||
33 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC. | Management | For | For | ||||||||||||
34 | TO APPROVE THE AMENDMENTS TO THE CONSTITUTION OF BHP BILLITON LTD. | Management | For | For | ||||||||||||
TRANSOCEAN INC | ||||||||||||||||
Security | G90073100 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RIG | Meeting Date | 08-Dec-2008 | |||||||||||||
ISIN | KYG900731004 | Agenda | 932973173 - Management | |||||||||||||
City | Holding Recon Date | 27-Oct-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 05-Dec-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For | ||||||||||||
02 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For | ||||||||||||
KAZMUNAIGAS EXPL & PRODTN JSC | ||||||||||||||||
Security | 48666V204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 09-Dec-2008 | ||||||||||||||
ISIN | US48666V2043 | Agenda | 701761290 - Management | |||||||||||||
City | TBA | Holding Recon Date | 21-Oct-2008 | |||||||||||||
Country | Kazakhstan | Vote Deadline Date | 28-Nov-2008 | |||||||||||||
SEDOL(s) | B1FKV75 - B1FSCP4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Amend the Sections 3, 10, 12, 13, 17 of the Charter of the KazMunaiGas EP JSC as specified | Management | For | For | ||||||||||||
PANGEA DIAMONDFIELDS PLC, ISLE OF MAN | ||||||||||||||||
Security | G6900B106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 15-Dec-2008 | ||||||||||||||
ISIN | GB00B197TQ75 | Agenda | 701773322 - Management | |||||||||||||
City | DOUGLAS | Holding Recon Date | 09-Dec-2008 | |||||||||||||
Country | Isle of Man | Vote Deadline Date | 05-Dec-2008 | |||||||||||||
SEDOL(s) | B197TQ7 - B1GHLM0 - B2Q7B27 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve to increase the authorized share capital of the Company from USD 1,000,000 divided into 200,000,000 ordinary shares of USD 0.005 each to USD 15,000,000 divided into 3,000,000,000 ordinary shares of USD 0.005 each | Management | For | For | ||||||||||||
2. | Approve, subject to the passing of Resolution 1, in accordance with Article 5 of the Company's Articles of Association, all unissued shares in the Company shall be under the control of the Board who may allot, issue, grant options over or otherwise deal with or dispose of them as it sees fit; authorize the Board to allot all or any of the ordinary shares in pursuance of the Open Offer for cash pursuant to the authority conferred by Article 5 of the Company's Articles of Association and of this resolution as if Article 6 of the Company's Articles of Association did not apply to such allotment, and approve the allotment of all or any ordinary shares in pursuance of the Open Offer without the Board having made a pre-emptive offer complying with Article 6.1, and the exemptions to Article 6.1 set out in Articles 6.2.1 to 6.2.4 of the Articles of Association shall apply in the event of a fresh issue of ordinary shares in the capital of the Company following any allotments pursuant to the Open Offer as if such allotments pursuant to the Open Offer had not taken place | Management | For | For | ||||||||||||
ENERGY TRANSFER PARTNERS, L.P. | ||||||||||||||||
Security | 29273R109 | Meeting Type | Special | |||||||||||||
Ticker Symbol | ETP | Meeting Date | 16-Dec-2008 | |||||||||||||
ISIN | US29273R1095 | Agenda | 932979668 - Management | |||||||||||||
City | Holding Recon Date | 21-Nov-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 15-Dec-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | APPROVAL OF THE TERMS OF THE ENERGY TRANSFER PARTNERS, L.P. 2008 LONG-TERM INCENTIVE PLAN, WHICH PROVIDES FOR AWARDS OF OPTIONS TO PURCHASE THE PARTNERSHIP'S COMMON UNITS, AWARDS OF THE PARTNERSHIP'S RESTRICTED UNITS, AWARDS OF THE PARTNERSHIP'S PHANTOM UNITS, AWARDS OF THE PARTNERSHIP'S COMMON UNITS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||
COMPANHIA VALE DO RIO DOCE | ||||||||||||||||
Security | 204412100 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RIOPR | Meeting Date | 29-Dec-2008 | |||||||||||||
ISIN | US2044121000 | Agenda | 932983869 - Management | |||||||||||||
City | Holding Recon Date | 05-Dec-2008 | ||||||||||||||
Country | Brazil | Vote Deadline Date | 19-Dec-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | THE APPROVAL FOR THE PROTOCOL AND JUSTIFICATION OF THE CONSOLIDARION OF MINERACAO ONCA PUMA S.A. INTO VALE PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW. | Management | For | For | ||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ACAL CONSULTORIA E AUDITOR S/S, THE EXPERTS HIRED TO APPRAISE THE VALUE OF MINERACAO ONCA PUMA S.A. | Management | For | For | ||||||||||||
03 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERT APPRAISERS. | Management | For | For | ||||||||||||
04 | THE APPROVAL FOR THE CONSOLIDATION OF MINERACAO ONCA PUMA S.A. INTO VALE, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE SHARES. | Management | For | For | ||||||||||||
05 | TO AMEND ARTICLE 1 OF VALE'S BY-LAWS IN ORDER TO REPLACE THE ACRONYM "CVRD" FOR "VALE" IN ACCORDANCE WITH THE NEW GLOBAL BRAND UNIFICATION. | Management | For | For | ||||||||||||
06 | TO ADJUST ARTICLES 5 AND 6 OF VALE'S BY-LAWS TO REFLECT THE CAPITAL INCREASE RESOLVED IN THE BOARD OF DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND AUGUST 05, 2008. | Management | For | For | ||||||||||||
COMPANHIA VALE DO RIO DOCE | ||||||||||||||||
Security | 204412209 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RIO | Meeting Date | 29-Dec-2008 | |||||||||||||
ISIN | US2044122099 | Agenda | 932983871 - Management | |||||||||||||
City | Holding Recon Date | 05-Dec-2008 | ||||||||||||||
Country | Brazil | Vote Deadline Date | 19-Dec-2008 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | THE APPROVAL FOR THE PROTOCOL AND JUSTIFICATION OF THE CONSOLIDARION OF MINERACAO ONCA PUMA S.A. INTO VALE PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW. | Management | For | For | ||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ACAL CONSULTORIA E AUDITOR S/S, THE EXPERTS HIRED TO APPRAISE THE VALUE OF MINERACAO ONCA PUMA S.A. | Management | For | For | ||||||||||||
03 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERT APPRAISERS. | Management | For | For | ||||||||||||
04 | THE APPROVAL FOR THE CONSOLIDATION OF MINERACAO ONCA PUMA S.A. INTO VALE, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE SHARES. | Management | For | For | ||||||||||||
05 | TO RATIFY THE APPOINTMENT OF A MEMBER AND AN ALTERNATE OF THE BOARD OF DIRECTORS, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS HELD ON APRIL 17, 2008 AND MAY 21, 2008 IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE'S BY-LAWS. | Management | For | For | ||||||||||||
06 | AMEND ARTICLE 1 OF VALE'S BY-LAWS TO REPLACE THE ACRONYM "CVRD" FOR "VALE" IN ACCORDANCE WITH THE NEW GLOBAL BRAND UNIFICATION. | Management | For | For | ||||||||||||
07 | TO ADJUST ARTICLES 5 AND 6 OF VALE'S BY-LAWS TO REFLECT THE CAPITAL INCREASE RESOLVED IN THE BOARD OF DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND AUGUST 05, 2008. | Management | For | For | ||||||||||||
MONSANTO COMPANY | ||||||||||||||||
Security | 61166W101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MON | Meeting Date | 14-Jan-2009 | |||||||||||||
ISIN | US61166W1018 | Agenda | 932980534 - Management | |||||||||||||
City | Holding Recon Date | 17-Nov-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 13-Jan-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN | Management | For | For | ||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Management | For | For | ||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR. | Management | For | For | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||||
Security | 009158106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | APD | Meeting Date | 22-Jan-2009 | |||||||||||||
ISIN | US0091581068 | Agenda | 932982918 - Management | |||||||||||||
City | Holding Recon Date | 28-Nov-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 21-Jan-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | MARIO L. BAEZA | For | For | |||||||||||||
2 | EDWARD E. HAGENLOCKER | For | For | |||||||||||||
3 | JOHN E. MCGLADE | For | For | |||||||||||||
4 | CHARLES H. NOSKI | For | For | |||||||||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2009. | Management | For | For | ||||||||||||
FOSTER WHEELER LTD. | ||||||||||||||||
Security | G36535139 | Meeting Type | Special | |||||||||||||
Ticker Symbol | FWLT | Meeting Date | 27-Jan-2009 | |||||||||||||
ISIN | BMG365351391 | Agenda | 932986788 - Management | |||||||||||||
City | Holding Recon Date | 15-Dec-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 26-Jan-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A. | Management | For | For | ||||||||||||
02 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE SCHEME OF ARRANGEMENT. | Management | For | For | ||||||||||||
THE SHAW GROUP INC. | ||||||||||||||||
Security | 820280105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SGR | Meeting Date | 28-Jan-2009 | |||||||||||||
ISIN | US8202801051 | Agenda | 932987336 - Management | |||||||||||||
City | Holding Recon Date | 05-Dec-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 27-Jan-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | J.M. BERNHARD, JR. | For | For | |||||||||||||
2 | JAMES F. BARKER | Withheld | Against | |||||||||||||
3 | THOS. E. CAPPS | Withheld | Against | |||||||||||||
4 | DANIEL A. HOFFLER | Withheld | Against | |||||||||||||
5 | DAVID W. HOYLE | Withheld | Against | |||||||||||||
6 | MICHAEL J. MANCUSO | Withheld | Against | |||||||||||||
7 | ALBERT D. MCALISTER | Withheld | Against | |||||||||||||
02 | PROPOSAL TO APPROVE THE ADOPTION THE SHAW GROUP INC. 2008 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||
03 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009. | Management | For | For | ||||||||||||
04 | IF IT IS PROPERLY PRESENTED AT THE ANNUAL MEETING, THE SHAREHOLDER PROPOSAL REGARDING CERTAIN EXECUTIVE AGREEMENTS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | For | Against | ||||||||||||
05 | TRANSACT SUCH OTHER BUSINESS, INCLUDING ACTION ON SHAREHOLDER PROPOSALS, AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING AND ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Management | Against | Against | ||||||||||||
CORE LABORATORIES N.V. | ||||||||||||||||
Security | N22717107 | Meeting Type | Special | |||||||||||||
Ticker Symbol | CLB | Meeting Date | 29-Jan-2009 | |||||||||||||
ISIN | NL0000200384 | Agenda | 932989049 - Management | |||||||||||||
City | Holding Recon Date | 24-Dec-2008 | ||||||||||||||
Country | United States | Vote Deadline Date | 28-Jan-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | AUTHORIZATION OF MANAGEMENT BOARD TO REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE CAPITAL UNTIL JULY 29, 2010. | Management | For | For | ||||||||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||||||||||||
Security | P2577R110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 05-Mar-2009 | ||||||||||||||
ISIN | BRCMIGACNPR3 | Agenda | 701817439 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 03-Mar-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 03-Mar-2009 | |||||||||||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - B1YCCV3 - B1YCS26 - B2QHFV4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN ARE ALLO-WED. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 1 ONLY. THANK YOU. | Non-Voting | |||||||||||||||
1. | Approve to change the composition of the Board of Directors as a result of the resignations, in accordance with the correspondence filed at the Company | Management | Against | Against | ||||||||||||
2. | Orientation of the vote for the representative of Companhia Energetica De Mina-s Gerais in the EGM of shareholders of Cemig Distribuicao S.A., and Cemig Gera-cao E Transmissao S.A., to be held on 05 MAR 2009 | Non-Voting | ||||||||||||||
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MANILA WATER COMPANY INC | ||||||||||||||||
Security | Y56999108 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2009 | ||||||||||||||
ISIN | PHY569991086 | Agenda | 701809569 - Management | |||||||||||||
City | MAKATI CITY | Holding Recon Date | 20-Feb-2009 | |||||||||||||
Country | Philippines | Vote Deadline Date | 13-Mar-2009 | |||||||||||||
SEDOL(s) | B0684C7 - B085VM5 - B085WF5 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve to determine the quorum | Management | For | For | ||||||||||||
2. | Approve the minutes of the meeting of stockholders on 31 MAR 2008 | Management | For | For | ||||||||||||
3. | Receive the annual report and approve the audited financial statements as of 31 DEC 2008 | Management | For | For | ||||||||||||
4. | Ratify all acts and resolutions during the preceding year of the Board of Directors, Executive Committee, Management Committees and officers | Management | For | For | ||||||||||||
5. | Elect the Directors, including Independent Directors | Management | For | For | ||||||||||||
6. | Elect the External Auditor and approve to fix its remuneration | Management | For | For | ||||||||||||
7. | Other business | Non-Voting | ||||||||||||||
8. | Adjournment | Management | For | For | ||||||||||||
AKER SOLUTIONS ASA | ||||||||||||||||
Security | R0180X100 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2009 | ||||||||||||||
ISIN | NO0010215684 | Agenda | 701849828 - Management | |||||||||||||
City | OSLO | Holding Recon Date | 31-Mar-2009 | |||||||||||||
Country | Norway | Vote Deadline Date | 23-Mar-2009 | |||||||||||||
SEDOL(s) | B00K980 - B00NKM0 - B05H7G0 - B1VLVW7 - B1VN2H5 - B1VVJ90 - B28DZW1 - B64SSQ3 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540561 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||
1. | Opening of the AGM, including appointment of a person to Companies Act-sign the minutes together with the Chairman | Management | For | For | ||||||||||||
2. | Approve the information regarding the business | Management | For | For | ||||||||||||
3. | Approve Aker Solutions ASA and the group consolidated annual accounts for 2008 and the annual report, the Board of Director's proposes that a dividend on NOK 1.60 per share is paid for the FY 2008 | Management | For | For | ||||||||||||
4. | Approve the declaration regarding stipulation of salary and other remuneration to the executive Management of the Company | Management | For | For | ||||||||||||
5. | Approve to stipulate the remuneration of the Board of Director's for 2008 | Management | For | For | ||||||||||||
6. | Approve to stipulate the remuneration to the Members of the Nomination Committee for 2008 | Management | For | For | ||||||||||||
7. | Approve remuneration to the Auditor's for 2008 | Management | For | For | ||||||||||||
8. | Elect Members to the Board of Director's | Management | For | For | ||||||||||||
9. | Elect members to the Nomination Committee | Management | For | For | ||||||||||||
10. | Approve to change the Articles of Association with regards to publication of notice of General Meeting | Management | For | For | ||||||||||||
11. | Authorize the Board of Directors to purchase own shares | Management | For | For | ||||||||||||
BANPU PUBLIC CO LTD | ||||||||||||||||
Security | Y0697Z111 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 03-Apr-2009 | ||||||||||||||
ISIN | TH0148010018 | Agenda | 701852445 - Management | |||||||||||||
City | BANGKOK | Holding Recon Date | 16-Mar-2009 | |||||||||||||
Country | Thailand | Vote Deadline Date | 31-Mar-2009 | |||||||||||||
SEDOL(s) | 5271500 - 6075864 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538876 DUE TO DUE TO RECEI-PT OF NAMES OF THE DIRECTORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||||||||
1. | Approve the minutes of previous AGM | Management | For | For | ||||||||||||
2. | Approve to accept Company's 2008 performance result | Management | For | For | ||||||||||||
3. | Approve to accept financial statements and statutory reports | Management | For | For | ||||||||||||
4. | Approve to allocate the income and payment of dividend of THB 12 per share | Management | For | For | ||||||||||||
5.1.1 | Elect Mr. Soonthorn Vongkusolkit as a Director | Management | For | For | ||||||||||||
5.1.2 | Elect Mr. Vitoon Vongkusolkit as a Director | Management | For | For | ||||||||||||
5.1.3 | Elect Mr. Anothai Techamontrikul as a Director | Management | For | For | ||||||||||||
5.1.4 | Elect Mr. Ongart Auapinyakul asDirector | Management | For | For | ||||||||||||
5.2 | Approve the remuneration of the Directors | Management | For | For | ||||||||||||
6. | Approve the PricewaterhouseCoopers ABAS as the Auditors and authorize the Board to fix their remuneration | Management | For | For | ||||||||||||
7. | Other businesses [if any] | Management | For | Against | ||||||||||||
COMPANHIA VALE DO RIO DOCE | ||||||||||||||||
Security | 204412100 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RIOPR | Meeting Date | 16-Apr-2009 | |||||||||||||
ISIN | US2044121000 | Agenda | 933027941 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | Brazil | Vote Deadline Date | 07-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
O1A | APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 | Management | For | For | ||||||||||||
O1B | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR VALE | Management | For | For | ||||||||||||
O1C | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS V | Management | For | For | ||||||||||||
O1D | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For | ||||||||||||
O1E | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | Management | For | For | ||||||||||||
E2A | TO CHANGE THE LEGAL NAME OF THE COMPANY TO "VALE S.A.", WITH THE CONSEQUENT AMENDMENT OF ARTICLE 1 OF VALE'S BY-LAWS IN ACCORDANCE WITH THE NEW GLOBAL BRAND UNIFICATION | Management | For | For | ||||||||||||
E2B | TO ADJUST ARTICLE 5 OF VALE'S BY-LAWS TO REFLECT THE CAPITAL INCREASE RESOLVED IN THE BOARD OF DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND AUGUST 05, 2008 | Management | For | For | ||||||||||||
MAGELLAN MIDSTREAM HOLDINGS L.P. | ||||||||||||||||
Security | 55907R108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MGG | Meeting Date | 23-Apr-2009 | |||||||||||||
ISIN | US55907R1086 | Agenda | 933006492 - Management | |||||||||||||
City | Holding Recon Date | 24-Feb-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | PATRICK C. EILERS | For | For | |||||||||||||
CELANESE CORPORATION | ||||||||||||||||
Security | 150870103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CE | Meeting Date | 23-Apr-2009 | |||||||||||||
ISIN | US1508701034 | Agenda | 933008775 - Management | |||||||||||||
City | Holding Recon Date | 02-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: MR. JAMES E. BARLETT | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: MR. DAVID F. HOFFMEISTER | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: MR. PAUL H. O'NEILL | Management | For | For | ||||||||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP ("KPMG") AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
03 | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE 2009 GLOBAL INCENTIVE PLAN. | Management | For | For | ||||||||||||
04 | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE 2009 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||
CROWN HOLDINGS, INC. | ||||||||||||||||
Security | 228368106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CCK | Meeting Date | 23-Apr-2009 | |||||||||||||
ISIN | US2283681060 | Agenda | 933017180 - Management | |||||||||||||
City | Holding Recon Date | 10-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | JENNE K. BRITELL | For | For | |||||||||||||
2 | JOHN W. CONWAY | For | For | |||||||||||||
3 | ARNOLD W. DONALD | For | For | |||||||||||||
4 | WILLIAM G. LITTLE | For | For | |||||||||||||
5 | HANS J. LOLIGER | For | For | |||||||||||||
6 | THOMAS A. RALPH | For | For | |||||||||||||
7 | HUGUES DU ROURET | For | For | |||||||||||||
8 | ALAN W. RUTHERFORD | For | For | |||||||||||||
9 | JIM L. TURNER | For | For | |||||||||||||
10 | WILLIAM S. URKIEL | For | For | |||||||||||||
02 | TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS. | Management | For | For | ||||||||||||
ROCKWOOD HOLDINGS, INC. | ||||||||||||||||
Security | 774415103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ROC | Meeting Date | 23-Apr-2009 | |||||||||||||
ISIN | US7744151033 | Agenda | 933020098 - Management | |||||||||||||
City | Holding Recon Date | 04-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | NANCE DICCIANI | For | For | |||||||||||||
2 | J. KENT MASTERS | For | For | |||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
03 | TO APPROVE THE 2009 ROCKWOOD HOLDINGS, INC. STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||
04 | TO APPROVE THE 2009 ROCKWOOD HOLDINGS, INC. SHORT-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||
OWENS-ILLINOIS, INC. | ||||||||||||||||
Security | 690768403 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OI | Meeting Date | 23-Apr-2009 | |||||||||||||
ISIN | US6907684038 | Agenda | 933028361 - Management | |||||||||||||
City | Holding Recon Date | 24-Feb-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | GARY F. COLTER | For | For | |||||||||||||
2 | DAVID H.Y. HO | For | For | |||||||||||||
3 | CORBIN A. MCNEILL, JR. | Withheld | Against | |||||||||||||
4 | HELGE H. WEHMEIER | For | For | |||||||||||||
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | For | For | ||||||||||||
03 | APPROVE THE SECOND RESTATED CERTIFICATE OF INCORPORATION INCREASING THE MAXIMUM AUTHORIZED NUMBER OF DIRECTORS FROM ELEVEN TO TWELVE. | Management | For | For | ||||||||||||
04 | APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2005 INCENTIVE AWARD PLAN WHICH, AMONG OTHER THINGS, INCREASES THE NUMBER OF SHARES AVAILABLE UNDER SUCH PLAN BY 9,000,000, EXTENDS THE TERM OF THE PLAN UNTIL MARCH 2019 AND CONTINUES TO ALLOW GRANTS UNDER THE PLAN TO QUALIFY AS PERFORMANCE BASED FOR PURPOSES OF IRC SECTION 162(M). | Management | For | For | ||||||||||||
CIA SANEAMENTO MINAS GERAIS SA | ||||||||||||||||
Security | P28269101 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2009 | ||||||||||||||
ISIN | BRCSMGACNOR5 | Agenda | 701900474 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 24-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 21-Apr-2009 | |||||||||||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST" IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
I. | Approve to take knowledge of the Directors' accounts, to examine, discuss and the financial statements for the FYE 31 DEC 2008 | Management | For | For | ||||||||||||
II. | Approve the allocation of the net profit for the FYE on 31 DEC 2008, with the retention of part of the net profit for reinvestment, payment of interest over own capital, to be imputed to the amount of the minimum mandatory dividend | Management | Against | Against | ||||||||||||
III. | Approve the investment plan of Copasa MG, under the terms of Article 196 2 of Federal Law 6404 76 | Management | For | For | ||||||||||||
IV. | Elect the Members of the Board of Directors and Finance Committee | Management | For | For | ||||||||||||
CIA SANEAMENTO MINAS GERAIS SA | ||||||||||||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2009 | ||||||||||||||
ISIN | BRCSMGACNOR5 | Agenda | 701900525 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 24-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 21-Apr-2009 | |||||||||||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST" IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU. | Non-Voting | |||||||||||||||
I. | Amend the Corporate Bylaws of the Company, in accordance with, 1) Article 1 to Article 4, to adapt to the provisions of State Law Number 17945 of 22 DEC 2008, 2) Article 5, of the share capital of the Company, arising from the conversion of the debentures, second issuance, into common shares, and 3) Article 21, Line 'R' so that it now reads with the following wording Article 21 the Board of Directors has the power to Line 'R' propose for discussion by the general meeting the distribution of dividends and/or interest on own capital and the allocation to be given to the remaining balance of the profits from each FY, this including the share of the employees in the profits | Management | For | For | ||||||||||||
II. | Approve the COPASA MG Dividends Policy | Management | Against | Against | ||||||||||||
III. | Approve to set the total annual remuneration for the Members of the Board of Directors, Finance Committee, and for the Executive Committee | Management | For | For | ||||||||||||
IV. | Approve the instatement of the bid process for the contracting of the expansion and improvement works of Estacao De Tratamento De Esgotos Da Bacia Do Ribeirao Arrudes ,Ete Arrudas, for the average, secondary treatment capacity of 3.375m3/s, in the amount of up to BRL 162,300,000.00 | Management | For | For | ||||||||||||
V. | Approve the negotiation and contracting of finance from the German Bank KFW, relating to the implementation of projects and services to treat the pollution at BACIA Do Rio Paraopeba, in the amount of EUR 100,000,000.00, which, added to the counter payment of the Company in the amount of EUR 20,000,000.00, constitute the amount of EUR 120,000,000.00 | Management | For | For | ||||||||||||
VI. | Approve the donation, by return, of the following real estate improperly donated to the Company lot 1 of block 3, in the neighborhood of Veredas Da Serra, in Gouveia, in the state of Minas Gerais | Management | For | For | ||||||||||||
VII. | Approve the donation, by return, to the municipality of Augusto De Lima, of the following real estate area of well c 02, easement strips for well c 02 at highway BR 135, in Augusto De Lima, state of Minas Gerais | Management | For | For | ||||||||||||
FMC CORPORATION | ||||||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FMC | Meeting Date | 28-Apr-2009 | |||||||||||||
ISIN | US3024913036 | Agenda | 933016049 - Management | |||||||||||||
City | Holding Recon Date | 03-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF CLASS II DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2012: PATRICIA A. BUFFLER | Management | For | For | ||||||||||||
1B | ELECTION OF CLASS II DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2012: G. PETER D'ALOIA | Management | For | For | ||||||||||||
1C | ELECTION OF CLASS II DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2012: C. SCOTT GREER | Management | For | For | ||||||||||||
1D | ELECTION OF CLASS II DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2012: PAUL J. NORRIS | Management | For | For | ||||||||||||
1E | ELECTION OF CLASS III DIRECTOR FOR A ONE-YEAR TERM EXPIRING IN 2010: DIRK A. KEMPTHORNE | Management | For | For | ||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
CONSOL ENERGY INC. | ||||||||||||||||
Security | 20854P109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CNX | Meeting Date | 28-Apr-2009 | |||||||||||||
ISIN | US20854P1093 | Agenda | 933021367 - Management | |||||||||||||
City | Holding Recon Date | 05-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | JOHN WHITMIRE | For | For | |||||||||||||
2 | J. BRETT HARVEY | For | For | |||||||||||||
3 | JAMES E. ALTMEYER, SR. | For | For | |||||||||||||
4 | PHILIP W. BAXTER | For | For | |||||||||||||
5 | WILLIAM E. DAVIS | For | For | |||||||||||||
6 | RAJ K. GUPTA | For | For | |||||||||||||
7 | PATRICIA A. HAMMICK | For | For | |||||||||||||
8 | DAVID C. HARDESTY, JR. | For | For | |||||||||||||
9 | JOHN T. MILLS | For | For | |||||||||||||
10 | WILLIAM P. POWELL | For | For | |||||||||||||
11 | JOSEPH T. WILLIAMS | For | For | |||||||||||||
02 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | Management | For | For | ||||||||||||
03 | CONSOL ENERGY INC. AMENDMENT AND RESTATEMENT OF EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||
04 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING. | Shareholder | For | Against | ||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING EARLY DISCLOSURE OF VOTING RESULTS OF SHAREHOLDER PROPOSALS. | Shareholder | For | Against | ||||||||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||||||||||||
Security | P2577R110 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2009 | ||||||||||||||
ISIN | BRCMIGACNPR3 | Agenda | 701857128 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 21-Apr-2009 | |||||||||||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - B1YCCV3 - B1YCS26 - B2QHFV4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN ARE AL-LOWED. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS 4 AND 5 | Non-Voting | |||||||||||||||
1. | To examine, discuss and approve the Board of Directors report and financial st-atements for the FYE 31 DEC 2008 as well as the respective complementary docum-ents | Non-Voting | ||||||||||||||
2. | Allocation of the net profit from the 2008 FY, in the amount of BRL 1.887.035,-and from the balance of the heading of accumulated profit, in the amount of B-RL 17,877,000 in accordance wit h that which is provided for in Article 192 of-Law 6404 of 15 DEC 1975, as amended | Non-Voting | ||||||||||||||
3. | To set the manner and date for payment of interest on own capital and dividend-s of BRL 943.518 | Non-Voting | ||||||||||||||
4. | Elect the Members and Substitute Members of the Finance Committee and approve to set their remuneration | Management | For | For | ||||||||||||
5. | Elect the Members and Substitute Members of the Board of Directors | Management | For | For | ||||||||||||
SGL CARBON SE, WIESBADEN | ||||||||||||||||
Security | D6949M108 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2009 | ||||||||||||||
ISIN | DE0007235301 | Agenda | 701858788 - Management | |||||||||||||
City | WIESBADEN | Holding Recon Date | 07-Apr-2009 | |||||||||||||
Country | Germany | Vote Deadline Date | 15-Apr-2009 | |||||||||||||
SEDOL(s) | 4818351 - B02NW11 - B28MFV7 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 08 APR 2009 , WHEREA-S THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. TH-IS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE G-ERMAN LAW. THANK YOU. | Non-Voting | |||||||||||||||
1. | Presentation of the financial statements and annual report for the 2008 FY wit-h the report of the Supervisor Board, the group financial statements and annua-l report, and the report pursuant to Sections 289(4) and 315(4) of the German-Commercial Code | Non-Voting | ||||||||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 90,775,000 as follows: EUR 45,387,500 shall be allocated to the revenue reserve EUR 45,387,500 shall be carried forward | Management | Against | Against | ||||||||||||
3. | Ratify the acts of the Board of Managing Director | Management | For | For | ||||||||||||
4. | Ratification of the acts of the Supervisor Board | Management | For | For | ||||||||||||
5. | Appoint the Auditors for the 2009 FY: Ernst + Young AG, Frankfurt | Management | For | For | ||||||||||||
6. | Elect Messer: Helmut Jodl, Michael Pfeiffer, Marek Plata, Josef Scherer, Stuart Skinner, Heinz Will as the Supervisor Board the representatives and elect Messer: Markus Stettenberger, Juergen Kerner, Malgorzata Pasikowska, Josef Jung, Bob McClymont, Franz Mehle as the Supervisor Board of their substitutes | Management | For | For | ||||||||||||
7 | Authorized the capital I, and the correspondent amendments to the Articles of Association The existing authorized capital I shall be revoked, the Board of MDs shall be authorized, with the consent of the Supervisor Board, to increase the share capital by up to EUR 52,736,000 through the issue of up to 20,600,000 new bearer shares against payment in cash and/or kind, on or before 28 APR 2014 Shareholders shall be granted subscription rights, except for residual amounts, for the issue of up to 350,000 shares within the scope of the company’s Matching Share Plan, and for the issue of shares for acquisition purposes | Management | Against | Against | ||||||||||||
8. | Approve the resolution on the reduction of the contingent capital, and the correspondent amendment to the Articles of Association The current contingent capital shall be reduced to EUR 16,640,000 | Management | For | For | ||||||||||||
9. | Authorize the issue conversion and/or warrant bonds, creation of further contingent capital, and the correspondent amendments to the Articles of Association The Board of MDs shall be authorized, with the consent of the Supervisor Board to issue bonds of up to EUR 800,000,000, conferring a conversion or option right for new shares of the company, on or before 28 APR 2014 Shareholders shall be granted subscription rights, except for the issue of bonds at a price not materially below their theoretical market value, for residual amounts, and for the granting of such rights to other bondholders the share capital shall be increased accordingly by up to EUR 51,200,000 through the issue of up to 20,000,000 new shares, insofar as conversion or option rights are exercised | Management | Against | Against | ||||||||||||
10. | Authorize to grant Stock Appreciation Rights, the creation of contingent capital, and the correspondent amendments to the Articles of Association the share capital shall be increased by up to EUR 5,376,000 through the issue of up to 2,100,000 new shares, insofar as Stock Appreciation Rights are issued and exercised The company shall be authorized to issue the above mentioned SARs to its own and its affiliates executives and top managers, between 01 JAN 2010 and 31 DEC 2014 entitled to vote are those shareholders of record on 08 APR 2009, who provide written evidence of such holding and who register with the company on or before 22 APR 2009 If you wish us to exercise your voting right on your behalf, please send us your instructions by 8 a.m. Frankfurt time on 21 APR 2009 | Management | Against | Against | ||||||||||||
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS MEETING. A LINK TO THE COUNTER P-ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIO-N. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEN-D AND VOTE YOUR SHARES AT THE COMPANYS MEETING. | Non-Voting | |||||||||||||||
SUZANO PAPEL E CELULOSE S A | ||||||||||||||||
Security | P06768165 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2009 | ||||||||||||||
ISIN | BRSUZBACNPA3 | Agenda | 701906197 - Management | |||||||||||||
City | BRAZIL | Holding Recon Date | 27-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | B02GKF0 - B02GR59 - B069FD8 - B06V932 - B1VSYR4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELE CTED. IF INXS TO VOTE ON THIS ITEM IS REC-EIVED WITHOUT A CANDIDATE'S N AME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGA-INST OF THE DEFAULT CO MPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AG AINST AND/ OR ABSTAIN ARE AL-LOWED. THANK YOU. | Non-Voting | |||||||||||||||
1. | Approve the Board of Directors' report, the Company's consolidated financial s-tatements and of the Finance Committee opinion report for the FYE 31 DEC 2008 | Non-Voting | ||||||||||||||
2. | Destination of the YE results of 2008 | Non-Voting | ||||||||||||||
PLEASE NOTE THAT PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 3 ONLY. THANK YOU. | Non-Voting | |||||||||||||||
3. | Elect the Members of the Finance Committee and approve to set their remuneration | Management | Against | Against | ||||||||||||
4. | To set the Directors and Board of Directors remuneration | Non-Voting | ||||||||||||||
BRADESPAR SA | ||||||||||||||||
Security | P1808W104 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2009 | ||||||||||||||
ISIN | BRBRAPACNPR2 | Agenda | 701921000 - Management | |||||||||||||
City | TBA | Holding Recon Date | 27-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | 2571634 - 7168547 - B01SCS4 - B01SDG9 - B04S8V6 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN ARE ALLO-WED. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 5 AND 6 ONLY. THANK Y-OU. | Non-Voting | |||||||||||||||
1. | Amend the Articles | Non-Voting | ||||||||||||||
2. | Transfer funds from one reserve account to another annual meeting agenda | Non-Voting | ||||||||||||||
3. | Accept financial statements and statutory reports for FYE 31 DEC 2008 | Non-Voting | ||||||||||||||
4. | Approve allocation of income and dividends | Non-Voting | ||||||||||||||
5. | Elect the Directors | Management | Against | Against | ||||||||||||
6. | Elect the Fiscal Council Members and approve their remuneration | Management | Against | Against | ||||||||||||
7. | Approve remuneration of Executive Officers and Non-Executive Directors | Non-Voting | ||||||||||||||
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | ||||||||||||||||
Security | 833635105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SQM | Meeting Date | 29-Apr-2009 | |||||||||||||
ISIN | US8336351056 | Agenda | 933054811 - Management | |||||||||||||
City | Holding Recon Date | 09-Apr-2009 | ||||||||||||||
Country | Cote D'ivoire | Vote Deadline Date | 24-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, ANNUAL REPORT, REPORT OF THE ACCOUNTING INSPECTORS AND REPORT OF THE EXTERNAL AUDITORS FOR THE BUSINESS YEAR ENDED DECEMBER 31, 2008. | Management | For | |||||||||||||
02 | APPOINTMENT OF THE EXTERNAL AUDITORS AND ACCOUNTING INSPECTORS OF THE COMPANY FOR THE 2009 BUSINESS YEAR. | Management | For | |||||||||||||
03 | OPERATIONS REFERRED TO IN ARTICLE 44 OF LAW NO 18,046 ("LAW OF CORPORATIONS" OF CHILE). | Management | For | |||||||||||||
04 | INVESTMENT AND FINANCING POLICIES. | Management | For | |||||||||||||
05 | NET INCOME FOR THE YEAR 2008, FINAL DIVIDEND DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS. | Management | For | |||||||||||||
06 | EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2008 BUSINESS YEAR. | Management | For | |||||||||||||
07 | COMPENSATION FOR THE MEMBERS OF THE BOARD. | Management | For | |||||||||||||
08 | ISSUES RELATED TO THE AUDIT AND DIRECTORS' COMMITTEES. | Management | Against | |||||||||||||
09 | OTHER MATTERS THAT MAY CORRESPOND IN ACCORDANCE WITH THE LAW. | Management | Against | |||||||||||||
STRAITS ASIA RESOURCES LTD | ||||||||||||||||
Security | Y81705108 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2009 | ||||||||||||||
ISIN | SG1U11932563 | Agenda | 701884202 - Management | |||||||||||||
City | SINGAPORE | Holding Recon Date | 28-Apr-2009 | |||||||||||||
Country | Singapore | Vote Deadline Date | 22-Apr-2009 | |||||||||||||
SEDOL(s) | B1FT4X9 - B1N93W3 - B1TRYV7 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Receive and adopt the Directors report and the audited accounts of the Company for the YE 31 DEC 2008 together with the Auditors report thereon | Management | For | For | ||||||||||||
2. | Declare a final dividend of 2.18 US cents per share [equivalent to approximately Singapore 3.30 cents per share], tax exempt for the YE 31 DEC 2008 | Management | For | For | ||||||||||||
3. | Re-elect Mr. Milan Jerkovic as a Director of the Company, who retires pursuant to Articles 94 and 100 of the Company's Articles of Association | Management | For | For | ||||||||||||
4. | Re-elect Dr Chua Yong Hai as a Director of the Company, who retires pursuant to Articles 94 and 100 of the Company's Articles of Association | Management | For | For | ||||||||||||
5. | Approve the payment of Directors fees of up to SGD 400,000 payable by the Company for the YE 31 DEC 2009 | Management | For | For | ||||||||||||
6. | Re-appoint Messrs PricewaterhouseCoopers as the Company's Auditors and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||
Transact any other business | Non-Voting | |||||||||||||||
7. | Authorize the Directors of the Company, pursuant to Section 161 of the Companies Act, Chapter 50 [''CA''] and the rule guidelines and measures issued by the Singapore Exchange Securities Trading Limited [the SGX-ST]: (i) issue shares in the capital of the Company [''shares'']; or (ii) convertible securities; or (iii) additional convertible securities issued pursuant to adjustments; or (iv) shares arising from the conversion of the securities in (ii) and (iii) above, [whether by way of rights, bonus or otherwise or in pursuance of any offer, agreement or option made or granted by the Directors during the continuance of this authority or thereafter] at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit [notwithstanding the authority conferred by this resolution may have ceased to be in force], provided that: the aggregate number of shares to be issued pursuant to this resolution [including shares to be issued in pursuance of convertible securities made or granted pursuant to this resolution does not (i) in the case of a renounceable rights issue, exceed 100% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with sub-paragraph (2) below] [''Issued Shares'']; and (ii) in all other cases, exceed 50% of the total number of Issued shares provided that the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company [including shares to be issued in pursuance of convertible securities made or granted pursuant to this resolution] does not exceed 20% of the total number of issued shares; [subject to such manner of calculation as may be prescribed by the SGX-ST] for the purpose of determining the aggregate number of shares that may be issued under sub-paragraph (1) above, the | Management | For | For | ||||||||||||
percentage of Issued Shares shall be based on the total number of issued shares [excluding treasury shares]in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new shares arising from the conversion or exercise of any convertible securities; (ii) [where applicable] new shares arising from exercising share options or vesting of share awards outstanding or subsisting at the time of the passing of this Resolution, provided the options or awards were granted in compliance with the Listing Manual; and (iii) any subsequent bonus issue, consolidation or subdivision of shares; 3) in exercising the authority conferred by this Resolution, the Company shall comply with the rules, guidelines and measures issued by the SGX-ST for the time being in force [unless such compliance has been waived by the SGX-ST] and the Articles of Association for the time being of the Company; [Authority expires whichever is earlier of the next AGM of the C ompany or the date by which the next AGM of the Company is required by law to be held] | ||||||||||||||||
8. | Authorize the Directors of the Company, pursuant to the share issue mandate in Resolution 7 above being obtained to issue new shares in the capital of the Company other than on a pro-rata basis to shareholders of the Company at an issue price per new share which shall be determined by the Directors in their absolute discretion provided that such price shall not represent more than a 20% discount to the weighted average price per share determined in accordance with the requirements of the SGX-ST | Management | For | For | ||||||||||||
9. | Authorize the Directors of the Company, pursuant to Section 161 of the CA, to offer and grant option under the rules of the straits employee share option plan [''Option Plan''] and to issue from time to time such number of shares in the capital of the Company as may be required to be issued pursuant to the exercise of the options granted under the Option Plan, and that such shares may be issued notwithstanding this authority has ceased to be in force so long as the shares are issued pursuant to an offer or grant of options made while this authority was in force, provided always that the aggregate number of shares to be issued under this Option Plan and all other share option, share incentive, performance share or restricted share plans implemented | Management | For | For | ||||||||||||
10. | Authorize the Directors, pursuant to Section 161 of the CA, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be issued pursuant to the Straits Executive Shares Acquisition Plan, provided always that the aggregate number of shares to be issued pursuant to the Acquisition Plan and all other share option, share incentive, performance share or restricted share plans implemented by the Company shall not 15% of the issued shares in the capital of the Company excluding treasury shares for the time being | Management | For | For | ||||||||||||
11. | Approve, for the purposes of Chapter 9 of the Listing Manual, to renew the mandate for the Company and its subsidiaries, or any of them to enter into any of the transactions falling within the types of Interested Person Transactions as specified in the Company's addendum to shareholders dated 06 APR 2009 being an addendum to the Annual Report of the Company for the FYE 31 DEC 2008 [the ''Addendum''] with any party who falls within the class of Interested Persons described in the Addendum, provided that such transactions are carried out in the normal course of business, at arms length and on commercial terms and in accordance with the guidelines of the Company for Interested Person Transactions as specified in the Addendum [the | Management | For | For | ||||||||||||
Shareholders Mandate]; and authorize the Directors to complete and do all such acts and things [including executing all such documents as may be required] they may consider necessary, desirable or expedient to give effect to the Shareholder's Mandate; [Authority expires the earlier of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held] | ||||||||||||||||
12. | Authorize the Directors to allot and issue up to 500,000 ordinary shares in the capital of the Company to Mr. Richard Ong Chui Chat [the Chief Executive Officer and an Executive Director of the Company] in accordance with the terms specified in the Addendum; and to do all things necessary or appropriate to give effect to this Resolution as he may deem fit | Management | For | For | ||||||||||||
USINAS SIDERURGICAS DE MINAS GERAIS S A -USIMINAS | ||||||||||||||||
Security | P9632E125 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2009 | ||||||||||||||
ISIN | BRUSIMACNOR3 | Agenda | 701902961 - Management | |||||||||||||
City | BELO HORIZONTE | Holding Recon Date | 28-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 23-Apr-2009 | |||||||||||||
SEDOL(s) | 2193696 - B1WSXV0 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND "AGAINST" IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTION TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR O-R AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
1. | Approve the protocol and justification instrument protocol for the merger of Companhia Siderurgica Paul Ista Cosipa, with its headquarters in the state Sao Paulo, into the assets of the Company | Management | For | For | ||||||||||||
2. | Approve the choice of the Company PricewaterhouseCoopers Auditores Independentes as being responsible for the valuations of the net worth of the Companies to be merged into Usiminas and the valuation reports prepared by that Auditing Company | Management | For | For | ||||||||||||
3. | Approve the merger of the Companies referred to, by the Board of Directors of the Company, in a meeting on 18 FEB 2009, with the consequent extinction of the Companies being merged | Management | For | For | ||||||||||||
4. | Authorize the Executive Committee to do the Administrative Acts resulting from the decisions of the general meeting called here | Management | For | For | ||||||||||||
5. | Ratify the appointment of a Full and Alternate Member of the Board of Directors of Usiminas to serve out the term in office until the 2010 AGM, in accordance with a resolution approved at the meeting of the Board of Directors held on 13 APR 2009 | Management | For | For | ||||||||||||
COMPANHIA ENERGETICA DE SAO PAULO | ||||||||||||||||
Security | P25784193 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2009 | ||||||||||||||
ISIN | BRCESPACNPB4 | Agenda | 701905993 - Management | |||||||||||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 23-Apr-2009 | |||||||||||||
SEDOL(s) | B17MHG0 - B1NPCX5 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT THE VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN ARE-ALLOWED. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS 4 AND 5 ONLY. THANK-YOU. | Non-Voting | |||||||||||||||
1. | To take the accounts of the Director's and financial statements relating to FY-E 31 DEC 2008 | Non-Voting | ||||||||||||||
2. | No distribution of dividends to the shareholders for the 2008 FY in light of t-he loss | Non-Voting | ||||||||||||||
3. | The use of part of the capital reserves to absorb the balance of the accumulat-ed losses account, in accordance with Article 200, Line I of Law 6404/76 | Non-Voting | ||||||||||||||
4. | Elect the Members of the Board of Directors | Management | Against | Against | ||||||||||||
5. | Elect the Members of the Finance Committee and your respective substitute | Management | Against | Against | ||||||||||||
VOTORANTIM CELULOSE E PAPEL SA, SAO PAULO | ||||||||||||||||
Security | P9806R118 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2009 | ||||||||||||||
ISIN | BRVCPAACNPR2 | Agenda | 701906490 - Management | |||||||||||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2009 | |||||||||||||
Country | Brazil | Vote Deadline Date | 23-Apr-2009 | |||||||||||||
SEDOL(s) | 2682257 - B04M7M2 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
PLEASE NOTE THAT THE VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA ITEM AREN-OT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE-ALLOWED. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS C AND D ONLY. THANK-YOU. | Non-Voting | |||||||||||||||
A. | To take knowledge of the Directors accounts, to examine, discuss and approve t-he Company's consolidated financial statements for the FYE 31 DEC 2008 | Non-Voting | ||||||||||||||
B. | Destination of the YE results of 2008 | Non-Voting | ||||||||||||||
C. | Elect the Members of the Board of Directors | Management | Against | Against | ||||||||||||
D. | Elect the Members of the Finance Committee | Management | Against | Against | ||||||||||||
E. | To set the total annual remuneration for the Members of the Board of Directors-elected, and for the Executive Committee | Non-Voting | ||||||||||||||
RANDGOLD RESOURCES LIMITED | ||||||||||||||||
Security | 752344309 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GOLD | Meeting Date | 05-May-2009 | |||||||||||||
ISIN | US7523443098 | Agenda | 933034415 - Management | |||||||||||||
City | Holding Recon Date | 20-Mar-2009 | ||||||||||||||
Country | South Africa | Vote Deadline Date | 28-Apr-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
O1 | ADOPTION OF THE DIRECTORS' REPORT AND ACCOUNTS | Management | For | |||||||||||||
O2 | ELECTION OF DIRECTORS CHRISTOPHER L COLEMAN (MEMBER OF THE NOMINATION AND GOVERNANCE COMMITTEE) | Management | For | |||||||||||||
O3 | ELECTION OF DIRECTORS JON WALDEN (MEMBER OF THE AUDIT COMMITTEE) | Management | For | |||||||||||||
O4 | ADOPTION OF THE REPORT OF THE REMUNERATION COMMITTEE | Management | For | |||||||||||||
O5 | APPROVE THE FEES PAYABLE TO DIRECTORS | Management | For | |||||||||||||
O6 | RE-APPOINT BDO STOY HAYWARD LLP AS AUDITORS OF THE COMPANY | Management | For | |||||||||||||
FOSTER WHEELER AG | ||||||||||||||||
Security | H27178104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FWLT | Meeting Date | 05-May-2009 | |||||||||||||
ISIN | CH0018666781 | Agenda | 933035114 - Management | |||||||||||||
City | Holding Recon Date | 09-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT C. FLEXON | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: MAUREEN B. TART-BEZER | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: JAMES D. WOODS | Management | For | For | ||||||||||||
02 | RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND, AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE") FOR 2009 | Management | For | For | ||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 (CONSULTATIVE VOTE) | Management | For | For | ||||||||||||
04 | IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | For | ||||||||||||
EL PASO CORPORATION | ||||||||||||||||
Security | 28336L109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EP | Meeting Date | 06-May-2009 | |||||||||||||
ISIN | US28336L1098 | Agenda | 933017510 - Management | |||||||||||||
City | Holding Recon Date | 11-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: JAMES L. DUNLAP | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE | Management | For | For | ||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | Management | For | For | ||||||||||||
1E | ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. | Management | For | For | ||||||||||||
1F | ELECTION OF DIRECTOR: THOMAS R. HIX | Management | For | For | ||||||||||||
1G | ELECTION OF DIRECTOR: FERRELL P. MCCLEAN | Management | For | For | ||||||||||||
1H | ELECTION OF DIRECTOR: STEVEN J. SHAPIRO | Management | For | For | ||||||||||||
1I | ELECTION OF DIRECTOR: J. MICHAEL TALBERT | Management | For | For | ||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT F. VAGT | Management | For | For | ||||||||||||
1K | ELECTION OF DIRECTOR: JOHN L. WHITMIRE | Management | For | For | ||||||||||||
02 | APPROVAL OF THE EL PASO CORPORATION 2005 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||
03 | APPROVAL OF THE EL PASO CORPORATION EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
CANADIAN NAT RES LTD MED TERM NTS CDS- | ||||||||||||||||
Security | 136385101 | Meeting Type | Ordinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 07-May-2009 | ||||||||||||||
ISIN | CA1363851017 | Agenda | 701862496 - Management | |||||||||||||
City | ALBERTA | Holding Recon Date | 18-Mar-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 01-May-2009 | |||||||||||||
SEDOL(s) | 2125202 - 2171573 - 5313673 - B1SNWG7 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' RESO-LUTIONS 1.1 to 1.12 AND 2. THANK YOU. | Non-Voting | |||||||||||||||
To receive the annual report of the Corporation to the shareholders, the conso-lidated financial statements, and the report of the Auditors, for the FYE 31 D-EC 2008 | Non-Voting | |||||||||||||||
1.1 | Elect Ms. Catherine M. Best as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.2 | Elect Mr. N. Murray Edwards as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.3 | Elect Hon. Gary A. Filmon as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.4 | Elect Ambassador Gordon D. Giffin as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.5 | Elect Mr. John G. Langille as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.6 | Elect Mr. Steve W. Laut as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.7 | Elect Mr. Keith A. J. MacPhail as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.8 | Elect Mr. Allan P. Markin as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.9 | Elect Hon. Frank J. McKenna as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.10 | Elect Mr. James S. Palmer as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.11 | Elect Mr. Eldon R. Smith as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
1.12 | Elect Mr. David A. Tuer as a Director of the Corporation for the ensuing year, as specified | Management | For | For | ||||||||||||
2. | Appoint PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta as the Auditors of the Corporation for the ensuing year and authorize the Audit Committee of the Board of Directors of the Corporation to fix their remuneration | Management | For | For | ||||||||||||
3. | Transact any other business | Non-Voting | ||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||
Security | 73755L107 | Meeting Type | Annual and Special Meeting | |||||||||||||
Ticker Symbol | POT | Meeting Date | 07-May-2009 | |||||||||||||
ISIN | CA73755L1076 | Agenda | 933013156 - Management | |||||||||||||
City | Holding Recon Date | 12-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 06-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | C.M. BURLEY | For | For | |||||||||||||
2 | W.J. DOYLE | For | For | |||||||||||||
3 | J.W. ESTEY | For | For | |||||||||||||
4 | C.S. HOFFMAN | For | For | |||||||||||||
5 | D.J. HOWE | For | For | |||||||||||||
6 | A.D. LABERGE | For | For | |||||||||||||
7 | K.G. MARTELL | For | For | |||||||||||||
8 | J.J. MCCAIG | For | For | |||||||||||||
9 | M. MOGFORD | For | For | |||||||||||||
10 | P.J. SCHOENHALS | For | For | |||||||||||||
11 | E.R. STROMBERG | For | For | |||||||||||||
12 | E. VIYELLA DE PALIZA | For | For | |||||||||||||
02 | THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||||||||||
03 | THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | ||||||||||||
04 | THE SHAREHOLDER PROPOSAL (ATTACHED AS APPENDIX D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR). | Shareholder | Against | For | ||||||||||||
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||||||||||
Security | 01741R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ATI | Meeting Date | 07-May-2009 | |||||||||||||
ISIN | US01741R1023 | Agenda | 933019742 - Management | |||||||||||||
City | Holding Recon Date | 11-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
A | DIRECTOR | Management | ||||||||||||||
1 | DIANE C. CREEL* | For | For | |||||||||||||
2 | JAMES E. ROHR* | For | For | |||||||||||||
3 | LOUIS J. THOMAS* | For | For | |||||||||||||
4 | BARBARA S. JEREMIAH** | For | For | |||||||||||||
B | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||
PEABODY ENERGY CORPORATION | ||||||||||||||||
Security | 704549104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BTU | Meeting Date | 07-May-2009 | |||||||||||||
ISIN | US7045491047 | Agenda | 933021064 - Management | |||||||||||||
City | Holding Recon Date | 13-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTORS | Management | ||||||||||||||
1 | GREGORY H. BOYCE | For | For | |||||||||||||
2 | WILLIAM E. JAMES | For | For | |||||||||||||
3 | ROBERT B. KARN III | For | For | |||||||||||||
4 | M. FRANCES KEETH | For | For | |||||||||||||
5 | HENRY E. LENTZ | For | For | |||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
03 | REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE COMPANY'S 2004 LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||
SUBSEA 7 INC. | ||||||||||||||||
Security | G8549P108 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 08-May-2009 | ||||||||||||||
ISIN | KYG8549P1081 | Agenda | 701919271 - Management | |||||||||||||
City | CAYMAN ISLANDS | Holding Recon Date | 30-Apr-2009 | |||||||||||||
Country | Cayman Islands | Vote Deadline Date | 28-Apr-2009 | |||||||||||||
SEDOL(s) | 2027580 - 7448971 - B0LMBJ0 - B16FRV5 - B290112 - B64SV08 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve the Company's financial statements for the FYE 31 DEC 2008 | Management | For | For | ||||||||||||
2. | Re-appoint PricewaterhouseCoopers as the Company's Auditors for FY 2009 | Management | For | For | ||||||||||||
3. | Authorize the Board of Directors to fix the remuneration to the Company's Auditors for 2008 | Management | For | For | ||||||||||||
4.1 | Re-elect Mr. Kristian Siem as a Director of the Company | Management | Against | Against | ||||||||||||
4.2 | Re-elect Mr. Arild Schultz as a Director of the Company | Management | Against | Against | ||||||||||||
4.3 | Re-elect Mr. Michael Delouche as a Director of the Company | Management | Against | Against | ||||||||||||
5. | Authorize the Board of Directors to fix the remuneration to the Company's Directors | Management | For | For | ||||||||||||
6. | Approve and ratify the actions of the Directors and Officers of the Company | Management | For | For | ||||||||||||
7. | Approve and ratify the establishment of a new Company Restricted Stock Award Plan | Management | Against | Against | ||||||||||||
8. | Approve and ratify, subject to the Resolution 7, the granting of awards of restricted shares under the new Company Restricted Stock Award Plan | Management | Against | Against | ||||||||||||
9. | Approve to increase the authorized share capital of the Company from USD 2,000,000.00 divided into 200,000,000 Common Shares of a nominal or par value of USD 0.01 each to USD 3,000,000.00 divided into 300,000,000 Common Shares of a nominal or par value of USD 0.01 each by the creation of an additional 100,000,000 shares of a nominal or par value of USD 0.01 each | Management | For | For | ||||||||||||
10. | Amend and restate, subject to the approval of Resolution 9, the Company's Memorandum and Articles of Association in their entirety in order to have one composite set of constitutive documents that are available to the Company and that reflect the changes effected by the adoption of Resolution 9 | Management | For | For | ||||||||||||
11. | Transact such other business | Non-Voting | ||||||||||||||
MCDERMOTT INTERNATIONAL, INC. | ||||||||||||||||
Security | 580037109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MDR | Meeting Date | 08-May-2009 | |||||||||||||
ISIN | PA5800371096 | Agenda | 933024262 - Management | |||||||||||||
City | Holding Recon Date | 09-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | ROGER A. BROWN** | For | For | |||||||||||||
2 | JOHN A. FEES** | For | For | |||||||||||||
3 | O.D. KINGSLEY, JR.** | For | For | |||||||||||||
4 | D. BRADLEY MCWILLIAMS* | For | For | |||||||||||||
5 | RICHARD W. MIES* | For | For | |||||||||||||
6 | THOMAS C. SCHIEVELBEIN* | For | For | |||||||||||||
02 | APPROVE THE 2009 MCDERMOTT INTERNATIONAL, INC. LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||
03 | RATIFICATION OF APPOINTMENT OF MCDERMOTT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OII | Meeting Date | 08-May-2009 | |||||||||||||
ISIN | US6752321025 | Agenda | 933030253 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | JOHN R. HUFF | For | For | |||||||||||||
2 | JEROLD J. DESROCHE | For | For | |||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
BUNGE LIMITED | ||||||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BG | Meeting Date | 08-May-2009 | |||||||||||||
ISIN | BMG169621056 | Agenda | 933042892 - Management | |||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: OCTAVIO CARABALLO | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: FRANCIS COPPINGER | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: LARRY G. PILLARD | Management | For | For | ||||||||||||
1D | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | For | For | ||||||||||||
03 | TO APPROVE THE BUNGE LIMITED 2009 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||
PASON SYS INC | ||||||||||||||||
Security | 702925108 | Meeting Type | Ordinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 11-May-2009 | ||||||||||||||
ISIN | CA7029251088 | Agenda | 701865391 - Management | |||||||||||||
City | ALBERTA | Holding Recon Date | 23-Mar-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 05-May-2009 | |||||||||||||
SEDOL(s) | 2569565 - B1YZNB9 - B243224 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR AGAINST" ONLY-FOR RESOLUTION "1" AND "IN FAVOR" OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2"-AND "3". THANK YOU. | Non-Voting | |||||||||||||||
Receive the consolidated audited financial statements of the Corporation for t-he YE 31 DEC 2008 and together with the report of the Auditors' thereon | Non-Voting | |||||||||||||||
1. | Approve to fix the number of Directors at 6 | Management | For | For | ||||||||||||
2. | Elect the Directors for the ensuing year | Management | For | For | ||||||||||||
3. | Appoint the Deloitte & Touche LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||
4. | Transact other business | Non-Voting | ||||||||||||||
MGM ENERGY CORP | ||||||||||||||||
Security | 59318A100 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 11-May-2009 | ||||||||||||||
ISIN | CA59318A1003 | Agenda | 701887614 - Management | |||||||||||||
City | ALBERTA | Holding Recon Date | 24-Mar-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 05-May-2009 | |||||||||||||
SEDOL(s) | B1NHQS4 - B1RZBS9 - B2B3PK6 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR-RESOLUTIONS 1 AND 2 AND 'IN FAVOR' OR 'AGAINST' FOR RESOLUTIONS 3 AND 4. THANK-YOU. | Non-Voting | |||||||||||||||
To receive the financial statements of MGM Energy for the YE 31 DEC 2008 and t-he Auditors' report thereon | Non-Voting | |||||||||||||||
1. | Elect the Directors for the ensuing year, as specified | Management | For | For | ||||||||||||
2. | Appoint Ernst & Young LLP, Chartered Accountants, to serve as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||
3. | Approve the unallocated entitlements under the Stock Option Plan of the Corporation, as specified | Management | For | For | ||||||||||||
4. | Amend the Articles of the Corporation to create a new class of non-voting common shares in the capital of the Corporation, as specified | Management | For | For | ||||||||||||
Transact other business | Non-Voting | |||||||||||||||
PASON SYSTEMS INC. | ||||||||||||||||
Security | 702925108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PSYTF | Meeting Date | 11-May-2009 | |||||||||||||
ISIN | CA7029251088 | Agenda | 933027662 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 06-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | THE FIXING OF THE NUMBER OF DIRECTORS AT SIX; | Management | For | For | ||||||||||||
02 | IN RESPECT OF THE ELECTION OF THE NOMINEES FOR DIRECTORS, AS SPECIFIED IN THE ACCOMPANYING INFORMATION CIRCULAR; | Management | For | For | ||||||||||||
03 | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||||||
MGM ENERGY CORP. | ||||||||||||||||
Security | 59318A100 | Meeting Type | Annual and Special Meeting | |||||||||||||
Ticker Symbol | MGMCF | Meeting Date | 11-May-2009 | |||||||||||||
ISIN | CA59318A1003 | Agenda | 933041890 - Management | |||||||||||||
City | Holding Recon Date | 24-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 06-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | ||||||||||||
02 | TO APPOINT ERNST & YOUNG LLP, CHARTERED ACCOUNTANTS, TO SERVE AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||||||
03 | TO APPROVE THE UNALLOCATED ENTITLEMENTS UNDER THE STOCK OPTION PLAN OF THE CORPORATION, THE DETAILS OF WHICH ARE MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR OF THE CORPORATION DATED APRIL 2, 2009. | Management | For | For | ||||||||||||
04 | TO AMEND THE ARTICLES OF THE CORPORATION TO CREATE A NEW CLASS OF NON-VOTING COMMON SHARES IN THE CAPITAL OF THE CORPORATION, THE DETAILS OF WHICH ARE MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR OF THE CORPORATION DATED APRIL 2, 2009. | Management | For | For | ||||||||||||
ARISE TECHNOLOGIES CORP | ||||||||||||||||
Security | 04040Q106 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 12-May-2009 | ||||||||||||||
ISIN | CA04040Q1063 | Agenda | 701900905 - Management | |||||||||||||
City | TBA | Holding Recon Date | 31-Mar-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 06-May-2009 | |||||||||||||
SEDOL(s) | 2922726 - B0LP2Y1 - B1L8786 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR-RESOLUTIONS 1.1 TO 1.8 AND 2 AND 'IN FAVOR' OR 'AGAINST' FOR RESOLUTIONS 3, 4-AND 5. THANK YOU. | Non-Voting | |||||||||||||||
1.1 | Elect Mr. Harold Alexander as a Director | Management | For | For | ||||||||||||
1.2 | Elect Mr. Peter Harder as a Director | Management | For | For | ||||||||||||
1.3 | Elect Mr. Vern Heinrichs as a Director | Management | For | For | ||||||||||||
1.4 | Elect Mr. David Johnston as a Director | Management | For | For | ||||||||||||
1.5 | Elect Mr. Ian Maclellan as a Director | Management | For | For | ||||||||||||
1.6 | Elect Mr. Hal Merwald as a Director | Management | For | For | ||||||||||||
1.7 | Elect Mr. Garry West as a Director | Management | For | For | ||||||||||||
1.8 | Elect Mr. Peter Currie as a Director | Management | For | For | ||||||||||||
2. | Appoint Deloitte & Touche LLP as the Auditors of the Company and authorize the Directors to fix the Auditors remuneration | Management | For | For | ||||||||||||
3. | Adopt the Company's Shareholders Rights Plan, as specified | Management | For | For | ||||||||||||
4. | Approve the specification of the rights, privileges, restrictions and conditions attaching of the common shares of the Company, as specified | Management | For | For | ||||||||||||
5. | Approve the creation of a new class of preferred shares to be called the Class A Preferred Shares, as specified | Management | Against | Against | ||||||||||||
ARISE TECHNOLOGIES CORPORATION | ||||||||||||||||
Security | 04040Q106 | Meeting Type | Annual and Special Meeting | |||||||||||||
Ticker Symbol | APVNF | Meeting Date | 12-May-2009 | |||||||||||||
ISIN | CA04040Q1063 | Agenda | 933044050 - Management | |||||||||||||
City | Holding Recon Date | 31-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 07-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | HAROLD ALEXANDER | For | For | |||||||||||||
2 | PETER HARDER | For | For | |||||||||||||
3 | VERN HEINRICHS | For | For | |||||||||||||
4 | DAVID JOHNSTON | For | For | |||||||||||||
5 | IAN MACLELLAN | For | For | |||||||||||||
6 | HAL MERWALD | For | For | |||||||||||||
7 | GARRY WEST | For | For | |||||||||||||
8 | PETER CURRIE | For | For | |||||||||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION. | Management | For | For | ||||||||||||
03 | THE ADOPTION OF THE COMPANY'S SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | ||||||||||||
04 | THE SPECIFICATION OF THE RIGHTS, PRIVILEGES, RESTRICTIONS AND CONDITIONS ATTACHING TO THE COMMON SHARES OF THE COMPANY, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | ||||||||||||
05 | THE CREATION OF A NEW CLASS OF PREFERRED SHARES TO BE CALLED THE "CLASS A PREFERRED SHARES", AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | Against | Against | ||||||||||||
SMITH INTERNATIONAL, INC. | ||||||||||||||||
Security | 832110100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SII | Meeting Date | 12-May-2009 | |||||||||||||
ISIN | US8321101003 | Agenda | 933061436 - Management | |||||||||||||
City | Holding Recon Date | 13-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 11-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | ROBERT KELLEY | For | For | |||||||||||||
2 | L.R. LANDIM MACHADO | For | For | |||||||||||||
3 | DOUG ROCK | For | For | |||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
AMG ADVANCED METALLURGICAL GROUP NV, AMSTERDAM | ||||||||||||||||
Security | N04897109 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 13-May-2009 | ||||||||||||||
ISIN | NL0000888691 | Agenda | 701906084 - Management | |||||||||||||
City | AMSTERDAM | Holding Recon Date | 22-Apr-2009 | |||||||||||||
Country | Netherlands | Vote Deadline Date | 30-Apr-2009 | |||||||||||||
SEDOL(s) | B1Z95S1 - B2362V3 - B2902F3 - B3F4D75 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RE-LAXED AS THERE IS A REGISTRATION DEADLINE / RECORD DATE ASSOCIATED WITH THIS M-EETING. THANK YOU. | Non-Voting | |||||||||||||||
1. | Opening | Non-Voting | ||||||||||||||
2. | Report of the Management Board for the 2008 FY | Non-Voting | ||||||||||||||
3. | Adopt the 2008 financial statements | Management | For | For | ||||||||||||
4. | Allocation of the 2008 results | Non-Voting | ||||||||||||||
5. | Grant discharge of liability of the Members of the Management Board for the 2008 FY | Management | For | For | ||||||||||||
6. | Grant discharge of liability to the Members of the Supervisory Board for the 2008 FY | Management | For | For | ||||||||||||
7. | Approve the composition of the Management Board | Management | For | For | ||||||||||||
8. | Approve the Composition of the Supervisory Board | Management | For | For | ||||||||||||
9. | Approve the remuneration of the Members of the Supervisory Board | Management | Against | Against | ||||||||||||
10. | Approve the remuneration policy for the Management Board | Management | Against | Against | ||||||||||||
11. | Grant AMG Stock options to the Members of the Management Board as part of their base salary in 2009 | Management | Against | Against | ||||||||||||
12. | Re-appoint Ernst & Young Accountants as an External Auditor of the Company | Management | For | For | ||||||||||||
13.i | Approve to renew the authorization to issue shares and/or grant options | Management | For | For | ||||||||||||
13.ii | Approve to renew the authorization to restrict or exclude pre- emptive rights | Management | For | For | ||||||||||||
14. | Approve to renew the authorization to acquire shares | Management | For | For | ||||||||||||
15. | Any other business | Non-Voting | ||||||||||||||
16. | Closing | Non-Voting | ||||||||||||||
CAMERON INTERNATIONAL CORPORATION | ||||||||||||||||
Security | 13342B105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CAM | Meeting Date | 13-May-2009 | |||||||||||||
ISIN | US13342B1052 | Agenda | 933029894 - Management | |||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 12-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTORS | Management | ||||||||||||||
1 | C. BAKER CUNNINGHAM | For | For | |||||||||||||
2 | SHELDON R. ERIKSON | For | For | |||||||||||||
3 | DOUGLAS L. FOSHEE | For | For | |||||||||||||
2 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN. | Management | For | For | ||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009. | Management | For | For | ||||||||||||
NATIONAL OILWELL VARCO, INC. | ||||||||||||||||
Security | 637071101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NOV | Meeting Date | 13-May-2009 | |||||||||||||
ISIN | US6370711011 | Agenda | 933034100 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 12-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | ||||||||||||
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||||||||||
3 | APPROVAL OF AMENDMENT TO NATIONAL OILWELL VARCO LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||||||||
AGRIUM INC. | ||||||||||||||||
Security | 008916108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AGU | Meeting Date | 13-May-2009 | |||||||||||||
ISIN | CA0089161081 | Agenda | 933036229 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 08-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | RALPH S. CUNNINGHAM | For | For | |||||||||||||
2 | GERMAINE GIBARA | For | For | |||||||||||||
3 | RUSSELL K. GIRLING | For | For | |||||||||||||
4 | SUSAN A. HENRY | For | For | |||||||||||||
5 | RUSSELL J. HORNER | For | For | |||||||||||||
6 | A. ANNE MCLELLAN | For | For | |||||||||||||
7 | DEREK G. PANNELL | For | For | |||||||||||||
8 | FRANK W. PROTO | For | For | |||||||||||||
9 | MICHAEL M. WILSON | For | For | |||||||||||||
10 | VICTOR J. ZALESCHUK | For | For | |||||||||||||
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||||||||||
TRISTAR OIL & GAS LTD NEW | ||||||||||||||||
Security | 89677E104 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 14-May-2009 | ||||||||||||||
ISIN | CA89677E1043 | Agenda | 701907151 - Management | |||||||||||||
City | ALBERTA | Holding Recon Date | 25-Mar-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 08-May-2009 | |||||||||||||
SEDOL(s) | 2593586 - B0QRN61 - B23WXT6 - B247ZS3 - B24DPT2 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" FOR-RESOLUTION 1 AND "IN FAVOR" OR ''ABSTAIN" FOR RESOLUTIONS 2 AND 3. THANK YOU. | Non-Voting | |||||||||||||||
1. | Approve to fix the Board of Directors at 9 Members | Management | For | For | ||||||||||||
2. | Elect the Directors for the ensuing year, as specified | Management | For | For | ||||||||||||
3. | Appoint KPMG LLP, Chartered Accountants, Calgary, Alberta, as the Auditors of the Corporation and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||
4. | Transact such other business | Non-Voting | ||||||||||||||
FIRST QUANTUM MINERALS LTD | ||||||||||||||||
Security | 335934105 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 14-May-2009 | ||||||||||||||
ISIN | CA3359341052 | Agenda | 701916718 - Management | |||||||||||||
City | VANCOUVER | Holding Recon Date | 07-Apr-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 07-May-2009 | |||||||||||||
SEDOL(s) | 2347608 - 3023521 - B01DH62 - B06F3W1 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' FOR RESOLUTIONS 2.1 TO 2.8 AND-3. THANK YOU. | Non-Voting | |||||||||||||||
To receive the audited consolidated financial statements of the Company for th-e FYE 31 DEC 2008 together with the Company's Auditors report thereon | Non-Voting | |||||||||||||||
1. | Approve to determine the number of Directors at 8 | Management | For | For | ||||||||||||
2.1 | Elect Mr. Philip K. R. Pascall as a Director | Management | For | For | ||||||||||||
2.2 | Elect Mr. G. Clive Newall as a Director | Management | For | For | ||||||||||||
2.3 | Elect Mr. Martin Rowley as a Director | Management | For | For | ||||||||||||
2.4 | Elect Mr. Michael Martineau as a Director | Management | For | For | ||||||||||||
2.5 | Elect Mr. Rupert Pennant-Rea as a Director | Management | For | For | ||||||||||||
2.6 | Elect Mr. Andrew Adams as a Director | Management | For | For | ||||||||||||
2.7 | Elect Mr. Peter St. George as a Director | Management | For | For | ||||||||||||
2.8 | Elect Mr. Paul Brunner as a Director | Management | For | For | ||||||||||||
3. | Appoint PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors for the Company to hold office until the next AGM and to authorize the Directors of the Company to fix their remuneration | Management | For | For | ||||||||||||
4. | Approve the Long Term Incentive [Treasury] Plan, as specified | Management | For | For | ||||||||||||
Transact any other business | Non-Voting | |||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF DAT-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||
COPANO ENERGY, L.L.C. | ||||||||||||||||
Security | 217202100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CPNO | Meeting Date | 14-May-2009 | |||||||||||||
ISIN | US2172021006 | Agenda | 933038158 - Management | |||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | JAMES G. CRUMP | For | For | |||||||||||||
2 | ERNIE L. DANNER | For | For | |||||||||||||
3 | JOHN R. ECKEL, JR. | For | For | |||||||||||||
4 | SCOTT A. GRIFFITHS | For | For | |||||||||||||
5 | MICHAEL L. JOHNSON | For | For | |||||||||||||
6 | T. WILLIAM PORTER | For | For | |||||||||||||
7 | WILLIAM L. THACKER | For | For | |||||||||||||
02 | APPROVAL OF AN AMENDMENT TO COPANO'S AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||
03 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | For | For | ||||||||||||
DRIL-QUIP, INC. | ||||||||||||||||
Security | 262037104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DRQ | Meeting Date | 14-May-2009 | |||||||||||||
ISIN | US2620371045 | Agenda | 933055976 - Management | |||||||||||||
City | Holding Recon Date | 24-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | LARRY E. REIMERT | For | For | |||||||||||||
2 | GARY D. SMITH | For | For | |||||||||||||
3 | L.H. DICK ROBERTSON | For | For | |||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF BDO SEIDMAN LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
03 | RE-APPROVAL OF PERFORMANCE CRITERIA FOR AWARDS UNDER THE 2004 INCENTIVE PLAN. | Management | For | For | ||||||||||||
TRISTAR OIL & GAS LTD. | ||||||||||||||||
Security | 89677E104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TOGSF | Meeting Date | 14-May-2009 | |||||||||||||
ISIN | CA89677E1043 | Agenda | 933064583 - Management | |||||||||||||
City | Holding Recon Date | 25-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 11-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT NINE (9); | Management | For | For | ||||||||||||
02 | THE ELECTION AS DIRECTORS OF THE NOMINEES PROPOSED BY MANAGEMENT IN THE MANAGEMENT INFORMATION CIRCULAR DATED APRIL 3, 2009 (THE "CIRCULAR") ACCOMPANYING THIS VOTING INSTRUCTION FORM; | Management | For | For | ||||||||||||
03 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION AND THE GRANTING OF THE AUTHORITY TO THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||||||
FMC TECHNOLOGIES, INC. | ||||||||||||||||
Security | 30249U101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FTI | Meeting Date | 15-May-2009 | |||||||||||||
ISIN | US30249U1016 | Agenda | 933031003 - Management | |||||||||||||
City | Holding Recon Date | 19-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 14-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | MIKE R. BOWLIN | For | For | |||||||||||||
2 | PHILIP J. BURGUIERES | For | For | |||||||||||||
3 | PETER D. KINNEAR | For | For | |||||||||||||
4 | EDWARD J. MOONEY | For | For | |||||||||||||
5 | JAMES M. RINGLER | For | For | |||||||||||||
02 | APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||
�� | ||||||||||||||||
TRANSOCEAN, LTD. | ||||||||||||||||
Security | H8817H100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RIG | Meeting Date | 15-May-2009 | |||||||||||||
ISIN | CH0048265513 | Agenda | 933083759 - Management | |||||||||||||
City | Holding Recon Date | 24-Apr-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 14-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | For | ||||||||||||
02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | For | ||||||||||||
03 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENT OF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASE OF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | For | ||||||||||||
04 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||
05 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. IN THE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | For | ||||||||||||
6A | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: W. RICHARD ANDERSON | Management | For | For | ||||||||||||
6B | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: RICHARD L. GEORGE | Management | For | For | ||||||||||||
6C | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: ROBERT L. LONG | Management | For | For | ||||||||||||
6D | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: EDWARD R. MULLER | Management | For | For | ||||||||||||
6E | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM: VICTOR E. GRIJALVA | Management | For | For | ||||||||||||
07 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEAN LTD.'S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR A FURTHER ONE-YEAR TERM | Management | For | For | ||||||||||||
RENEWABLE ENERGY CORPORATION AS, HOVIK | ||||||||||||||||
Security | R7199U100 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 19-May-2009 | ||||||||||||||
ISIN | NO0010112675 | Agenda | 701935631 - Management | |||||||||||||
City | OSLO | Holding Recon Date | 14-May-2009 | |||||||||||||
Country | Norway | Vote Deadline Date | 11-May-2009 | |||||||||||||
SEDOL(s) | B01VHW2 - B14TB62 - B16P094 - B28LK20 - B64STR1 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 543236 DUE TO SPLITTING OF-RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||
1. | Opening of the meeting by the Chairman of the Board and registration of attending Shareholders | Management | For | For | ||||||||||||
2. | Elect Mr. Thomas Aanmoen as the Chairman of the meeting, Mr. Reidar Lund is elected to co-sign the minutes with the Chairman | Management | For | For | ||||||||||||
3. | Approve the notice of the meeting and the agenda | Management | For | For | ||||||||||||
4. | Approve the remuneration for the period between 19 MAY 2008 to 19 MAY 2009 for the Chairman of the Board, Board Members, Members of the Board Committees and Members of the Nomination Committee is [all amounts in NOK] as specified | Management | For | For | ||||||||||||
5. | Approve the Auditor's remuneration of NOK 2,240,000 for the audit work with the annual accounts of Renewable Energy Corporation ASA for the accounting year of 2008 | Management | For | For | ||||||||||||
6. | Approve the annual financial statements and the annual report from the Board for 2008 and the profit for 2008 shall be distributed to other equity and that dividend will not be paid for the FY | Management | For | For | ||||||||||||
7.1 | Approve the statement of the Board regarding compensation to leading employees | Management | For | For | ||||||||||||
7.2 | Approve the statement of the Board regarding the stock option program | Management | For | For | ||||||||||||
8. | Amend the last sentence of Section 5 of the Articles of Association as follows: "The Board Members are elected for a period of one year at the time" | Management | For | For | ||||||||||||
9. | Authorize the Board to increase the share capital by up to NOK 49,000,000 in one or more share issues for the purpose of ensuring that the Company has sufficient financial flexibility with respect to capital expenditure and related working capital requirements and acquisitions; the authority also includes capital increases in connection with mergers; and to increase the share capital by maximum NOK 100,000,000 in one or more share issues for the purpose of fulfilling the obligations of the Company under the Share Purchase Program for the employees; the subscription price and subscription terms shall be decided by the Board in connection with each share issue, taking into consideration the Company's requirements and the shares' market value at the relevant time shares may be issued for contribution in form of cash or by transfer of other assets [contribution in kind]; existing shareholder's pre-emptive rights to subscribe for Shares may be waived by the Board upon exercise of these authorities; these authorities replace all previous authorities to issue Shares; [Authority expires at the AGM in 2010, but in any case not later than 15 months from the date of this General Meeting]; and to make necessary changes to the Articles of Association upon exercise of these authorities | Management | Against | Against | ||||||||||||
10. | Authorize the Board to acquire shares in Renewable Energy Corporation ASA, on behalf of the Company, for one or more of the following purposes: in order to maximize the return for the shareholders; fulfillment of the Company's obligations under the Share Purchase Program for the employees; in connection with the Long Term Incentive Plan of the Company [LTIP 2007]; the authority covers purchase of up to 10% of the face value of the share capital of the Company, refer the Act Sections 9-2 and 9-3; shares may be acquired at minimum NOK 10 per share and maximum NOK 500 per share; the shares shall be acquired and disposed of through ordinary purchase and sale; [Authority is valid until the AGM in 2010 or until it is revoked by a general meeting resolution passed with simple majority], the decision shall be notified to and registered by the Norwegian Registry of Business Entities prior to acquiring any shares pursuant to the authority | Management | For | For | ||||||||||||
11. | Authorize the Board to raise one or more loans where the Creditor is entitled to require issue of shares in order to ensure that the Company has sufficient financial flexibility with respect to capital expenditures and related working capital requirements and/or mergers and acquisitions; the loans shall not exceed a total amount of NOK 49,000,000, and the share capital increase shall not exceed NOK 49,000,000; the conditions for the loans shall be determined by the Board at each subscription with regard to the need of the Company and the market price of the shares at that time, existing shareholders' pre-emptive rights to subscribe for Shares may be waived by the Board upon exercise of the authority; [Authority shall expire at the AGM in 2010 but in any event not later than 15 months from the date of this general meeting]; and to make necessary changes to the Articles of Association in relation to execution of the authority | Management | For | For | ||||||||||||
12.1 | Elect Mr. Dag Opedal as a new Director | Management | For | For | ||||||||||||
12.2 | Elect Ms. Grace Skaugen as a new Director | Management | For | For | ||||||||||||
12.3 | Elect Mr. Hilde Myrberg as a new Director | Management | For | For | ||||||||||||
12.4 | Elect Mr. Odd Hansen as a new Director | Management | For | For | ||||||||||||
13.1 | Elect Mr. Torkild Nordberg [Committee Chair] as a Member of Nominating Committee | Management | For | For | ||||||||||||
13.2 | Elect Mr. Christian Berg as a Member of Nominating Committee | Management | For | For | ||||||||||||
GRAFTECH INTERNATIONAL LTD. | ||||||||||||||||
Security | 384313102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GTI | Meeting Date | 19-May-2009 | |||||||||||||
ISIN | US3843131026 | Agenda | 933054001 - Management | |||||||||||||
City | Holding Recon Date | 25-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 18-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | RANDY W. CARSON | For | For | |||||||||||||
2 | MARY B. CRANSTON | For | For | |||||||||||||
3 | HAROLD E. LAYMAN | For | For | |||||||||||||
4 | FERRELL P. MCCLEAN | For | For | |||||||||||||
5 | MICHAEL C. NAHL | For | For | |||||||||||||
6 | FRANK A. RIDDICK III | For | For | |||||||||||||
7 | CRAIG S. SHULAR | For | For | |||||||||||||
02 | AMEND THE 2005 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR AWARDS BY 4,000,000 SHARES. | Management | For | For | ||||||||||||
03 | AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE BY 75,000,000 SHARES. | Management | For | For | ||||||||||||
04 | APPROVE THE GRAFTECH EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||
HALLIBURTON COMPANY | ||||||||||||||||
Security | 406216101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HAL | Meeting Date | 20-May-2009 | |||||||||||||
ISIN | US4062161017 | Agenda | 933038487 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | ||||||||||||
1D | ELECTION OF DIRECTOR: S.M. GILLIS | Management | For | For | ||||||||||||
1E | ELECTION OF DIRECTOR: J.T. HACKETT | Management | For | For | ||||||||||||
1F | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | ||||||||||||
1G | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | ||||||||||||
1H | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | ||||||||||||
1I | ELECTION OF DIRECTOR: J.A. PRECOURT | Management | For | For | ||||||||||||
1J | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | ||||||||||||
02 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | ||||||||||||
03 | PROPOSAL TO AMEND AND RESTATE THE 1993 STOCK AND INCENTIVE PLAN. | Management | For | For | ||||||||||||
04 | PROPOSAL TO AMEND AND RESTATE THE 2002 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||
05 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For | ||||||||||||
06 | PROPOSAL ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||
07 | PROPOSAL ON LOW CARBON ENERGY REPORT. | Shareholder | Against | For | ||||||||||||
08 | PROPOSAL ON ADDITIONAL COMPENSATION DISCUSSION AND ANALYSIS DISCLOSURE. | Shareholder | Against | For | ||||||||||||
09 | PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | For | ||||||||||||
10 | PROPOSAL ON IRAQ OPERATIONS. | Shareholder | Against | For | ||||||||||||
ALPHA NATURAL RESOURCES, INC. | ||||||||||||||||
Security | 02076X102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ANR | Meeting Date | 20-May-2009 | |||||||||||||
ISIN | US02076X1028 | Agenda | 933040216 - Management | |||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | MARY ELLEN BOWERS | For | For | |||||||||||||
2 | JOHN S. BRINZO | For | For | |||||||||||||
3 | HERMANN BUERGER | For | For | |||||||||||||
4 | KEVIN S. CRUTCHFIELD | For | For | |||||||||||||
5 | E. LINN DRAPER, JR. | For | For | |||||||||||||
6 | GLENN A. EISENBERG | For | For | |||||||||||||
7 | JOHN W. FOX, JR. | For | For | |||||||||||||
8 | MICHAEL J. QUILLEN | For | For | |||||||||||||
9 | TED G. WOOD | For | For | |||||||||||||
02 | TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||
03 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
RANGE RESOURCES CORPORATION | ||||||||||||||||
Security | 75281A109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RRC | Meeting Date | 20-May-2009 | |||||||||||||
ISIN | US75281A1097 | Agenda | 933042727 - Management | |||||||||||||
City | Holding Recon Date | 27-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES L. BLACKBURN | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: ANTHONY V. DUB | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: V. RICHARD EALES | Management | For | For | ||||||||||||
1D | ELECTION OF DIRECTOR: ALLEN FINKELSON | Management | For | For | ||||||||||||
1E | ELECTION OF DIRECTOR: JAMES M. FUNK | Management | For | For | ||||||||||||
1F | ELECTION OF DIRECTOR: JONATHAN S. LINKER | Management | For | For | ||||||||||||
1G | ELECTION OF DIRECTOR: KEVIN S. MCCARTHY | Management | For | For | ||||||||||||
1H | ELECTION OF DIRECTOR: JOHN H. PINKERTON | Management | For | For | ||||||||||||
1I | ELECTION OF DIRECTOR: JEFFREY L. VENTURA | Management | For | For | ||||||||||||
02 | TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND OUR 2005 EQUITY-BASED COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY 900,000 SHARES. | Management | For | For | ||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
04 | TO TRANSACT SUCH OTHER BUSINESS AS MAY ARISE THAT CAN PROPERLY BE CONDUCTED AT THE MEETING OR ANY ADJOURNMENT. | Management | For | For | ||||||||||||
SILVER WHEATON CORP | ||||||||||||||||
Security | 828336107 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 21-May-2009 | ||||||||||||||
ISIN | CA8283361076 | Agenda | 701897223 - Management | |||||||||||||
City | VANCOUVER | Holding Recon Date | 31-Mar-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 15-May-2009 | |||||||||||||
SEDOL(s) | B058ZX6 - B059001 - B05DVK0 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 558728 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR-RESOLUTIONS "A.1 TO A.7 AND B" AND 'IN FAVOR' OR 'AGAINST' FOR RESOLUTIONS "C-AND D". THANK YOU. | Non-Voting | |||||||||||||||
Receive and consider the audited consolidated financial statements of the Comp-any for the YE 31 DEC 2008 and the reports of the Auditors thereon | Non-Voting | |||||||||||||||
A.1 | Elect Mr. Eduardo Luna as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
A.2 | Elect Mr. Peter Barnes as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
A.3 | Elect Mr. Lawrence I. Bell as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
A.4 | Elect Mr. John A. Brough as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
A.5 | Elect Mr. R. Peter Gillin as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
A.6 | Elect Mr. Douglas M. Holtby as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
A.7 | Elect Mr. Wade Nesmith as a Director of the Company for the ensuing year | Management | For | For | ||||||||||||
B. | Appoint Deloitte & Touche LLP, Independent Registered Chartered Accountants as the Auditors of the Company for the ensuring year and authorize the Directors to fix the Auditors' remuneration | Management | For | For | ||||||||||||
C. | Approve the Company' Shareholders Rights Plan, as specified | Management | For | For | ||||||||||||
D. | Amend the Company's Share Option Plan, as specified | Management | For | For | ||||||||||||
E. | Transact such other business | Non-Voting | ||||||||||||||
SILVER WHEATON CORP. | ||||||||||||||||
Security | 828336107 | Meeting Type | Annual and Special Meeting | |||||||||||||
Ticker Symbol | SLW | Meeting Date | 21-May-2009 | |||||||||||||
ISIN | CA8283361076 | Agenda | 933048173 - Management | |||||||||||||
City | Holding Recon Date | 31-Mar-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 18-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
A | DIRECTOR | Management | ||||||||||||||
1 | EDUARDO LUNA | For | For | |||||||||||||
2 | PETER D. BARNES | For | For | |||||||||||||
3 | LAWRENCE I. BELL | For | For | |||||||||||||
4 | JOHN A. BROUGH | For | For | |||||||||||||
5 | R. PETER GILLIN | For | For | |||||||||||||
6 | DOUGLAS M. HOLTBY | For | For | |||||||||||||
7 | WADE D. NESMITH | For | For | |||||||||||||
B | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; | Management | For | For | ||||||||||||
C | A RESOLUTION CONFIRMING THE COMPANY'S SHAREHOLDER RIGHTS PLAN DATED DECEMBER 8, 2008, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR; | Management | For | For | ||||||||||||
D | A RESOLUTION APPROVING AMENDMENTS TO THE COMPANY'S SHARE OPTION PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | ||||||||||||
THE WILLIAMS COMPANIES, INC. | ||||||||||||||||
Security | 969457100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WMB | Meeting Date | 21-May-2009 | |||||||||||||
ISIN | US9694571004 | Agenda | 933072148 - Management | |||||||||||||
City | Holding Recon Date | 30-Mar-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 20-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1A | ELECTION OF DIRECTOR: IRL F. ENGELHARDT | Management | For | For | ||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM E. GREEN | Management | For | For | ||||||||||||
1C | ELECTION OF DIRECTOR: W.R. HOWELL | Management | For | For | ||||||||||||
1D | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | ||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR 2009. | Management | For | For | ||||||||||||
03 | STOCKHOLDER PROPOSAL RELATING TO THE ELECTION OF DIRECTORS ANNUALLY. | Shareholder | Against | For | ||||||||||||
SINO FST CORP | ||||||||||||||||
Security | 82934H101 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 25-May-2009 | ||||||||||||||
ISIN | CA82934H1010 | Agenda | 701937356 - Management | |||||||||||||
City | ONTARIO | Holding Recon Date | 24-Apr-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 11-May-2009 | |||||||||||||
SEDOL(s) | 2810702 - 5678059 - B01DR39 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN FAVOR" OR ''ABSTAIN" ONL-Y FOR RESOLUTION NUMBERS 1 AND 2. THANK YOU. | Non-Voting | |||||||||||||||
To receive the audited consolidated financial statements of the Corporation fo-r the FYE 31 DEC 2008, together with the report of the Auditor thereon | Non-Voting | |||||||||||||||
1. | Elect the Directors of the Corporation as specified | Management | For | For | ||||||||||||
2. | Appoint Ernst & Young LLP as the Auditor of the Corporation for the ensuing year and authorize the Directors of the Corporation to fix the remuneration to be paid to the Auditor | Management | For | For | ||||||||||||
3. | Transact any other business | Non-Voting | ||||||||||||||
CAMECO CORPORATION | ||||||||||||||||
Security | 13321L108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CCJ | Meeting Date | 27-May-2009 | |||||||||||||
ISIN | CA13321L1085 | Agenda | 933027787 - Management | |||||||||||||
City | Holding Recon Date | 03-Apr-2009 | ||||||||||||||
Country | Canada | Vote Deadline Date | 26-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | THE UNDERSIGNED HEREBY DECLARES THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED ON THE VOTING INSTRUCTION FORM. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, I HEREBY DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. | Management | For | Against | ||||||||||||
02 | DIRECTOR | Management | ||||||||||||||
1 | JOHN H. CLAPPISON | For | For | |||||||||||||
2 | JOE F. COLVIN | For | For | |||||||||||||
3 | JAMES R. CURTISS | For | For | |||||||||||||
4 | GEORGE S. DEMBROSKI | For | For | |||||||||||||
5 | DONALD H.F. DERANGER | For | For | |||||||||||||
6 | JAMES K. GOWANS | For | For | |||||||||||||
7 | GERALD W. GRANDEY | For | For | |||||||||||||
8 | NANCY E. HOPKINS | For | For | |||||||||||||
9 | OYVIND HUSHOVD | For | For | |||||||||||||
10 | J.W. GEORGE IVANY | For | For | |||||||||||||
11 | A. ANNE MCLELLAN | For | For | |||||||||||||
12 | A. NEIL MCMILLAN | For | For | |||||||||||||
13 | ROBERT W. PETERSON | For | For | |||||||||||||
14 | VICTOR J. ZALESCHUK | For | For | |||||||||||||
03 | APPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||
GAMESA CORPORACION TECHNOLOGICA S A | ||||||||||||||||
Security | E54667113 | Meeting Type | Ordinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-May-2009 | ||||||||||||||
ISIN | ES0143416115 | Agenda | 701921656 - Management | |||||||||||||
City | VITORIA | Holding Recon Date | 21-May-2009 | |||||||||||||
Country | Spain | Vote Deadline Date | 14-May-2009 | |||||||||||||
SEDOL(s) | B01CP21 - B01D7H3 - B01QLN6 - B0ZYQK8 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SE-COND CALL ON 29 MAY 2009. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||||||||
1. | Approve the individual and consolidated annual accounts of the exercise 2008 | Management | For | For | ||||||||||||
2. | Approve the application of the result and the distribution of the dividend | Management | For | For | ||||||||||||
3. | Approve the management report of the company and consolidated group | Management | For | For | ||||||||||||
4. | Approve the management of the Board of Directors | Management | For | For | ||||||||||||
5. | Ratify the Board Member of Iberdrola with the Calification of dominical External Member | Management | For | For | ||||||||||||
6. | Ratify the appointment of Mr. Carles Fernandez-Lerga with Calification of other External Board Members | Management | For | For | ||||||||||||
7. | Re-elect the Auditors | Management | For | For | ||||||||||||
8. | Authorize the Board of Directors for the derivated acquisition of own shares until max of 5% leaving without effect the previous agreements approved in the OGM of 2008 | Management | For | For | ||||||||||||
9. | Approve the Incentive Plan to long-term through the deliver of shares of the Company included in the strategic plan 2009-2011, delegation of the faculties for the execution of this retribution system | Management | For | For | ||||||||||||
10. | Approve the delegation of the faculties for the execution of the agreements in the OGM | Management | For | For | ||||||||||||
KAZMUNAIGAS EXPL & PRODTN JSC | ||||||||||||||||
Security | 48666V204 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-May-2009 | ||||||||||||||
ISIN | US48666V2043 | Agenda | 701923016 - Management | |||||||||||||
City | TBA | Holding Recon Date | 17-Apr-2009 | |||||||||||||
Country | Kazakhstan | Vote Deadline Date | 19-May-2009 | |||||||||||||
SEDOL(s) | B1FKV75 - B1FSCP4 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve to terminate the powers of current counting Commission Members of the Company Aigul Mukanova and Gulnara Ayaganova before the expiry of their terms of powers and appoint new Members: Chairman of the counting Commission Rustam Terekhov and a Member of the counting Commission Gabiden Nurgaliyev with terms of powers that do not exceed terms of powers of existing composition of the counting Commission of the Company | Management | For | For | ||||||||||||
2. | Approve the annual consolidated financial statements of the Company for 2008 | Management | For | For | ||||||||||||
3. | Approve the procedure of distribution of the net profit of the Company, Full title: KazMunaiGas Exploration production Joint Stock Company; Location: Republic of Kaszakhstan, Zip code 010000, Astana, Tauelsizdik, 2; Bank details: TRN 620100210124, IIC 027467201, BIC 1953101603, Kazakhstan Halyk Bank JSC, Astana regional branch; And the amount of dividend for the year 2008 per ordinary share and preferred share of the Company; 1] the amount of dividend for the year 2008 per preferred share of the Company - 656,00 tenge [including amount of tax payable in the manner prescribed by the legislation of the republic of Kazakhstan]; 2] the amount of dividend for the year 2008 per ordinary share of the Company - 656,00 tenge [including amount of tax payable in the manner prescribed by the legislation of the republic of Kazakhstan]; 3] the procedure of distribution of the net profit of the Company reported for financial year in the amount of 241 289 369 ths. Tenge in compli ance with audited consolidated financial statement for the year 2008; for the dividend payment - amount, equal to product of the dividend amount for the year 2008 per ordinary and per preferred share and the quantity of corresponding outstanding shares as for the record date of a list of shareholders entitled to receive dividends; leaving the rest at the disposal of the Company; 4] the record date and time of a list of shareholders entitled to receive dividends - 08 JUN 2009 at 00:00 hours; 5] the date for the commencement of dividend payments - 13 JUL 2009; 6] the procedure and form of dividend payments - according to a list of shareholders entitled to receive dividends by wire transfer to ank accounts of shareholders; 2] Mr. A. Balzhanov, CEO [Chairman of the Executive Board] of the Company in the prescribed manner is to take necessary measures for implementing this resolution subject to the legislation of the republic of Kazakhstan | Management | For | For | ||||||||||||
4. | Approve the Company's 2008 annual report | Management | For | For | ||||||||||||
5. | Receive the shareholders' applications as to the activities of the Company and its officers and the results of their review for 2008 | Management | For | For | ||||||||||||
6. | Receive the information on the remuneration package for the Members of the Board of Directors and Management Board of KMG EP in 2008 | Management | For | For | ||||||||||||
7. | Approve the report on the performance of the Company's Board of Directors and the Management Board in 2008 | Management | For | For | ||||||||||||
8. | Appoint Ernst & Young as the Company Auditor to review interim financial statements over the 06 months of 2009 and Audit the Company's financial statements and reporting package for NC KMG JSC consolidation for the YE 31 DEC 2009 | Management | For | For | ||||||||||||
PT TAMBANG BATUBARA BUKIT ASAM (PERSERO) TBK | ||||||||||||||||
Security | Y8520P101 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-May-2009 | ||||||||||||||
ISIN | ID1000094006 | Agenda | 701955114 - Management | |||||||||||||
City | TBA | Holding Recon Date | 12-May-2009 | |||||||||||||
Country | Indonesia | Vote Deadline Date | 19-May-2009 | |||||||||||||
SEDOL(s) | 6565127 - B01ZJG2 - B0302P5 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve the Board of Directors report for book year 2008 and the partnership and community development program report for book year 2008 | Management | For | For | ||||||||||||
2. | Ratify the financial report for book year 2008 and the partnership and community development program report for book year 2008 and Acquit Et De charge to the Board of Commissioner and the Board of Directors as reflected in annual report | Management | For | For | ||||||||||||
3. | Approve to determine the utilization of net Company's profit including cash dividend distribution for book year 2008 | Management | For | For | ||||||||||||
4. | Approve to determine on Tantiem for the Board of Directors and the Board of Commissioners for book year 2008 and salary/honorarium including facility and other allowance for book year 2009 | Management | For | For | ||||||||||||
5. | Authorize the Board of Directors to appoint of Independent Public Accountant to audit Company's books for book year 2009 and the partnership and community development program for book year 2009 | Management | For | For | ||||||||||||
6. | Approve the buy back of Company shares | Management | Against | Against | ||||||||||||
7. | Approve to implement on regulation of the ministry of state owned enterprises No. Per 05/MBU/2008 on 03 SEP 2008 regarding the general guidelines supplying goods and services of the state owned enterprises | Management | For | For | ||||||||||||
NOBLE CORPORATION | ||||||||||||||||
Security | H5833N103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NE | Meeting Date | 28-May-2009 | |||||||||||||
ISIN | CH0033347318 | Agenda | 933090691 - Management | |||||||||||||
City | Holding Recon Date | 12-May-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 27-May-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | APPROVAL OF THE PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.25 | Management | For | For | ||||||||||||
02 | DIRECTOR | Management | ||||||||||||||
1 | JULIE H. EDWARDS | For | For | |||||||||||||
2 | MARC E. LELAND | For | For | |||||||||||||
3 | DAVID W. WILLIAMS | For | For | |||||||||||||
03 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NOBLE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Management | For | For | ||||||||||||
04 | APPROVAL OF AN AMENDMENT OF ARTICLE 21 PARAGRAPH 1(D) OF THE ARTICLES OF ASSOCIATION IN ORDER TO LIMIT THE CHANGES TO AUTHORIZED AND CONDITIONAL CAPITAL THAT REQUIRE APPROVAL OF AT LEAST TWO-THIRDS OF THE SHARES REPRESENTED AT A GENERAL MEETING TO AN INCREASE IN THE AMOUNT OF THE AUTHORIZED OR CONDITIONAL SHARE CAPITAL | Management | For | For | ||||||||||||
MARKWEST ENERGY PARTNERS, L.P. | ||||||||||||||||
Security | 570759100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MWE | Meeting Date | 02-Jun-2009 | |||||||||||||
ISIN | US5707591005 | Agenda | 933071348 - Management | |||||||||||||
City | Holding Recon Date | 07-Apr-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 01-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | FRANK M. SEMPLE | For | For | |||||||||||||
2 | JOHN M. FOX | For | For | |||||||||||||
3 | KEITH E. BAILEY | For | For | |||||||||||||
4 | MICHAEL L. BEATTY | For | For | |||||||||||||
5 | CHARLES K. DEMPSTER | For | For | |||||||||||||
6 | DONALD C. HEPPERMANN | For | For | |||||||||||||
7 | WILLIAM A. KELLSTROM | For | For | |||||||||||||
8 | ANNE E. FOX MOUNSEY | For | For | |||||||||||||
9 | WILLIAM P. NICOLETTI | For | For | |||||||||||||
10 | DONALD D. WOLF | For | For | |||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
GUANGDONG INVT LTD | ||||||||||||||||
Security | Y2929L100 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2009 | ||||||||||||||
ISIN | HK0270001396 | Agenda | 701932279 - Management | |||||||||||||
City | HONGKONG | Holding Recon Date | 29-May-2009 | |||||||||||||
Country | Hong Kong | Vote Deadline Date | 22-May-2009 | |||||||||||||
SEDOL(s) | 5545119 - 6913168 - B01XXJ7 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||
1. | Receive and consider the audited consolidated financial statements and the reports of the Directors of the Company [the "Directors"] and the Auditors of the Company [the "Auditors"] for the YE 31 DEC 2008 | Management | For | For | ||||||||||||
2. | Declare a final dividend for the YE 31 DEC 2008 | Management | For | For | ||||||||||||
3.1 | Re-elect Mr. Li Wenyue as a Director of the Company | Management | For | For | ||||||||||||
3.2 | Re-elect Mr. Cheng Mo Chi, Moses as a Director of the Company [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2012 or 30 JUN 2012 in accordance with the Articles of Association of the Company and/or any applicable laws and regulations] | Management | For | For | ||||||||||||
3.3 | Re-elect Mr. Zhai Zhiming as a Director of the Company [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2012 or 30 JUN 2012 in accordance with the Articles of Association of the Company and/or any applicable laws and regulations] | Management | Against | Against | ||||||||||||
3.4 | Re-elect Mr. Sun Yingming as a Director of the Company [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2012 or 30 JUN 2012 in accordance with the Articles of Association of the Company and/or any applicable laws and regulations] | Management | For | For | ||||||||||||
3.5 | Authorize the Board to fix the remuneration of Directors | Management | For | For | ||||||||||||
4. | Re-appoint Ernst & Young as the Auditors and authorize the Board to fix their remuneration | Management | For | For | ||||||||||||
5. | Authorize the Directors, subject to the other provisions of this resolution and pursuant to Section 57B of the Companies Ordinance [Chapter 32 of the Laws of Hong Kong], to allot, issue and deal with ordinary shares of HKD 0.50 in the capital of the Company and make or grant offers, agreements and options or warrants which would or might require the exercise of such powers be and is hereby generally and unconditionally approved; during and after the relevant period, not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company, otherwise than pursuant to i) a Rights Issue or ii) the exercise of the subscription or conversion rights attaching to any warrants, preference shares, convertible bonds or other securities issued by the Company which are convertible into ordinary Shares or iii) the exercise of options granted by the Company under any option scheme or similar arrangement for the time being adopted for the grant to Directors, o fficers and/or employees of the Company and/or any of its subsidiaries and/or other eligible person [if any] of rights to acquire ordinary Shares or iv) any scrip dividend or similar arrangement providing for the allotment of | Management | Against | Against | ||||||||||||
Ordinary Shares in lieu of the whole or part of a dividend on the ordinary Shares; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles or any applicable laws of the Hong Kong Special Administrative Region of the People's Republic of China [Hong Kong] to be held] | ||||||||||||||||
6. | Authorize the Directors during the Relevant Period of all the powers of the Company to repurchase Ordinary Shares on The Stock Exchange of Hong Kong Limited [the "Hong Kong Stock Exchange"] or on any other stock exchange on which the securities of the Company may be listed and authorized by the Securities and Futures Commission and the Hong Kong Stock Exchange under the Hong Kong Code on Share Repurchases for this purpose, subject to and in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on the Hong Kong Stock Exchange or any other stock exchange as amended from time to time, be and is hereby generally and unconditionally approved; the aggregate nominal amount of the Ordinary Shares which the Company is authorized to repurchase pursuant to the approval in paragraph (a) of this resolution shall not exceed 10% of the aggregate nominal amount of the Ordinary Shares in issue as at the date of the pass ing of this resolution; [Authority expires the earlier of the conclusion of the AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws of Hong Kong to be held] | Management | For | For | ||||||||||||
7. | Authorize the Directors, conditional upon the passing of Resolutions 05 and 06 set out in the notice convening this meeting, the aggregate nominal amount of the number of Ordinary Shares which are repurchased by the Company under the authority granted to the Directors as mentioned in the said Resolution 06 shall be added to the aggregate nominal amount of share capital that may be allotted, issued or dealt with or agreed conditionally or unconditionally to be allotted, issued or dealt with by the Directors pursuant to the approval in the said Resolution 05 | Management | Against | Against | ||||||||||||
S.8 | Amend the Articles of Association of the Company as follows: Article 66A; 69A; 77; 78A; 134A as specified | Management | For | For | ||||||||||||
FIRST SOLAR, INC. | ||||||||||||||||
Security | 336433107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FSLR | Meeting Date | 04-Jun-2009 | |||||||||||||
ISIN | US3364331070 | Agenda | 933067349 - Management | |||||||||||||
City | Holding Recon Date | 14-Apr-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 03-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | MICHAEL J. AHEARN | For | For | |||||||||||||
2 | CRAIG KENNEDY | For | For | |||||||||||||
3 | JAMES F. NOLAN | For | For | |||||||||||||
4 | J. THOMAS PRESBY | For | For | |||||||||||||
5 | PAUL H. STEBBINS | Withheld | Against | |||||||||||||
6 | MICHAEL SWEENEY | Withheld | Against | |||||||||||||
7 | JOSE H. VILLARREAL | Withheld | Against | |||||||||||||
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 26, 2009 | Management | For | For | ||||||||||||
ATACAMA MINERALS CORP | ||||||||||||||||
Security | 045921103 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 05-Jun-2009 | ||||||||||||||
ISIN | CA0459211037 | Agenda | 701940997 - Management | |||||||||||||
City | VANCOUVER | Holding Recon Date | 27-Apr-2009 | |||||||||||||
Country | Canada | Vote Deadline Date | 26-May-2009 | |||||||||||||
SEDOL(s) | 2869083 - B01DC78 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" ONL-Y FOR RESOLUTIONS "1, 4 AND 5" AND "IN FAVOR" OR ''ABSTAIN" ONLY FOR RESOLUTIO-N NUMBERS "2.1 to 2.7 AND 3". THANK YOU | Non-Voting | |||||||||||||||
To receive the annual report of management to the shareholders and the consoli-dated audited financial statements of the Corporation for the YE 31 DEC 2008,-together with the report of the Auditors thereon | Non-Voting | |||||||||||||||
1. | Approve to fix the number of Directors at 7 | Management | For | For | ||||||||||||
2.1 | Elect Mr. Richard P. Clark as a Director for the ensuing year | Management | For | For | ||||||||||||
2.2 | Elect Mr. Paul K. Conibear as a Director for the ensuing year | Management | For | For | ||||||||||||
2.3 | Elect Mr. John H. Craig as a Director for the ensuing year | Management | For | For | ||||||||||||
2.4 | Elect Mr. Ron F. Hochstein as a Director for the ensuing year | Management | For | For | ||||||||||||
2.5 | Elect Mr. Lukas H. Lundin as a Director for the ensuing year | Management | For | For | ||||||||||||
2.6 | Elect Mr. M. B. [Barry] Needham as a Director for the ensuing year | Management | For | For | ||||||||||||
2.7 | Elect Mr. Edward F. Posey as a Director for the ensuing year | Management | For | For | ||||||||||||
3. | Reappoint PricewaterhouseCoopers LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year, at a remuneration to be fixed by the Board of Directors of the Corporation | Management | For | For | ||||||||||||
4. | Transact any other business | Management | Against | Against | ||||||||||||
5. | Approve the grant of 3,700,000 Incentive Stock Options to Insiders as specified | Management | Against | Against | ||||||||||||
EURASIAN NATURAL RESOURCES CORPORATION PLC, LONDON | ||||||||||||||||
Security | G3215M109 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 10-Jun-2009 | ||||||||||||||
ISIN | GB00B29BCK10 | Agenda | 701934449 - Management | |||||||||||||
City | LONDON | Holding Recon Date | 08-Jun-2009 | |||||||||||||
Country | United Kingdom | Vote Deadline Date | 04-Jun-2009 | |||||||||||||
SEDOL(s) | B29BCK1 - B29Z3F5 - B2PL4Y3 - B3DHDM1 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve the report and accounts for the YE 31 DEC 2008 | Management | For | For | ||||||||||||
2. | Declare a final dividend of 19 US cents ordinary Shares | Management | For | For | ||||||||||||
3. | Approve the Directors' remuneration report for the YE 31 DEC 2008 | Management | For | For | ||||||||||||
4. | Re-elect Sir. David Cooksey as a Non-Executive Director | Management | For | For | ||||||||||||
5. | Re-elect Mr. Gerhard Ammann as a Non-Executive Director | Management | For | For | ||||||||||||
6. | Re-elect Sir. Paul Judge as a Non-Executive Director | Management | For | For | ||||||||||||
7. | Re-elect Mr. Kenneth Olisa as a Non-Executive Director | Management | For | For | ||||||||||||
8. | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company | Management | For | For | ||||||||||||
9. | Authorize the Audit Committee of the Board of Directors to set the remuneration of the Auditors | Management | For | For | ||||||||||||
S.10 | Authorize the Company, for the purpose of Section 166 of the Companies Act 1985[the Act], to make market purchases [as specified in Section 163(3) of the Act] of up to 128,775,000 ordinary shares of USD 0.20 each in the capital of the Company[each an ordinary shares] on such terms and in such manner as the Directors may from time to time determine and where such ordinary shares are held as treasury shares, the Company may use them for the purposes set out in Section 162D of the Act, including for the purpose of its Employee Shares Scheme, at a minimum price of USD 0.20[exclusive expenses] and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; [Authority expires the earlier of the conclusion of the next AGM of the Company or 09 SEP 2010]; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry | Management | For | For | ||||||||||||
S.11 | Approve, that a general meeting other than an AGM be called on not less than 14 clear Days' notice | Management | For | For | ||||||||||||
S.12 | Amend the Articles of Association with effect from 01 OCT 2009 as specified | Management | For | For | ||||||||||||
ENERGY RECOVERY INC | ||||||||||||||||
Security | 29270J100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ERII | Meeting Date | 12-Jun-2009 | |||||||||||||
ISIN | US29270J1007 | Agenda | 933079712 - Management | |||||||||||||
City | Holding Recon Date | 15-Apr-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 11-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | PAUL M. COOK | For | For | |||||||||||||
2 | FRED OLAV JOHANNESSEN | For | For | |||||||||||||
3 | M.E. PATE-CORNELL | For | For | |||||||||||||
02 | RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
CHESAPEAKE ENERGY CORPORATION | ||||||||||||||||
Security | 165167107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CHK | Meeting Date | 12-Jun-2009 | |||||||||||||
ISIN | US1651671075 | Agenda | 933087062 - Management | |||||||||||||
City | Holding Recon Date | 15-Apr-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 11-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | RICHARD K. DAVIDSON | Withheld | Against | |||||||||||||
2 | V. BURNS HARGIS | Withheld | Against | |||||||||||||
3 | CHARLES T. MAXWELL | Withheld | Against | |||||||||||||
02 | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||||||||
03 | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | ||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTIONS OF DIRECTORS. | Shareholder | For | Against | ||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS. | Shareholder | For | Against | ||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING THE COMPANY'S NON-DISCRIMINATION POLICY. | Shareholder | Abstain | Against | ||||||||||||
PETROHAWK ENERGY CORPORATION | ||||||||||||||||
Security | 716495106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HK | Meeting Date | 18-Jun-2009 | |||||||||||||
ISIN | US7164951060 | Agenda | 933093700 - Management | |||||||||||||
City | Holding Recon Date | 27-Apr-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 17-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | JAMES W. CHRISTMAS | For | For | |||||||||||||
2 | JAMES L. IRISH III | For | For | |||||||||||||
3 | ROBERT C. STONE, JR. | For | For | |||||||||||||
02 | RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE TO 500 MILLION SHARES. | Management | For | For | ||||||||||||
03 | RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR 2004 EMPLOYEE INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 5.3 MILLION SHARES. | Management | For | For | ||||||||||||
04 | RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR 2004 NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 0.5 MILLION SHARES. | Management | For | For | ||||||||||||
05 | RATIFICATION AND APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ALLOW THE BOARD OF DIRECTORS TO AMEND OUR BYLAWS. | Management | Against | Against | ||||||||||||
06 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009. | Management | For | For | ||||||||||||
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO L | ||||||||||||||||
Security | G2112D105 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2009 | ||||||||||||||
ISIN | KYG2112D1051 | Agenda | 701962575 - Management | |||||||||||||
City | HONG KONG | Holding Recon Date | 12-Jun-2009 | |||||||||||||
Country | Cayman Islands | Vote Deadline Date | 09-Jun-2009 | |||||||||||||
SEDOL(s) | B1YC2B3 - B231MR4 - B244P39 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU. | Non-Voting | |||||||||||||||
1. | Receive and approve the audited consolidated financial statements together with the Directors' report and the Independent Auditor's report of the Company for the YE 31 DEC 2008 | Management | For | For | ||||||||||||
2. | Declare a final dividend in respect of the year 31 DEC 2008 | Management | For | For | ||||||||||||
3.a | Re-elect Mr. Li Shengqiang as an Executive Director | Management | For | For | ||||||||||||
3.b | Re-elect Mr. Liu Jianguo as an Executive Director | Management | Against | Against | ||||||||||||
3.c | Re-elect Mr. Liao Enrong as an Executive Director | Management | For | For | ||||||||||||
3.d | Re-elect Mr. Jiang Xihe as an Independnet Non-Executive Director | Management | For | For | ||||||||||||
3.e | Authorize the Board of Directors of the Company to fix the remuneration of the Directors | Management | Against | Against | ||||||||||||
4. | Re-appoint Deloitte Touche Tohmatsu as the Auditors of the Company and authorize the Board of Directors of the Company to fix their remuneration | Management | For | For | ||||||||||||
5. | Authorize the Directors, pursuant to the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited [the 'Listing Rules'], to allot, issue and deal with any unissued shares in the capital of the Company and to make or grant offers, agreements and options [including but not limited to warrants, bonds and debentures convertible into shares of the Company] which might require the exercise of such powers during and after the end of the relevant period, not exceeding 20% of the total nominal value of the share capital of the Company in issue as at the date of passing of this resolution and the said approval shall be limited accordingly, otherwise than pursuant to i) a rights issue [as specified]; or (ii) an issue of shares upon the exercise of options which may be granted under any Share Option Scheme or under any option scheme or similar arrangement for the time being adopted for the grant or issue to officers and/or employees of the Company and/or any of its subsidiaries or any other person of shares or rights to acquire shares of the Company; or (iii) any scrip dividend schemes or similar arrangements providing for the allotment and issue of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company; or (iv) a specific authority granted by the shareholders of the Company in general meeting; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws of the Cayman Islands to be held] | Management | Against | Against | ||||||||||||
6. | Authorize the Directors, to repurchase shares of the Company on The Stock Exchange of Hong Kong Limited [the 'Stock Exchange'] or on any other stock exchange on which the shares of the Company may be listed and which is recognized by the Securities and Futures Commission of Hong Kong and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and/or the requirements of the Listing Rules or any other Stock Exchange as amended from time to time, not exceeding 10% of the total nominal value of the share capital of the Company in issue as at the date of passing of this resolution, and the authority granted pursuant to this resolution said shall be limited accordingly; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws of the Cayman Islands to be held] | Management | For | For | ||||||||||||
7. | Approve to extend, conditional upon the Ordinary Resolutions as specified in Resolutions 5 and 6 of this meeting being passed, the general mandate granted to the Directors to allot, issue and deal in any unissued shares pursuant to the Resolution 5 as specified in this meeting by the addition to the aggregate nominal value of the share capital of the Company which may be allotted or agreed conditionally or unconditionally to be allotted by the Directors pursuant to such general mandate of an amount representing the aggregate nominal value of the share capital of the Company repurchased by the Company under the authority granted pursuant to the Ordinary Resolution 6 as specified in this meeting, provided that such extended amount shall not exceed 10% of the total nominal value of the share capital of the Company in issue at the date of the passing of this resolution | Management | Against | Against | ||||||||||||
GAZPROM O A O | ||||||||||||||||
Security | 368287207 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | ||||||||||||||
ISIN | US3682872078 | Agenda | 701968995 - Management | |||||||||||||
City | MOSCOW | Holding Recon Date | 08-May-2009 | |||||||||||||
Country | Russian Federation | Vote Deadline Date | 12-Jun-2009 | |||||||||||||
SEDOL(s) | 2016629 - 5140989 - 5259528 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA (136 RESOLUTIONS) FOR THE G-AZPROM OF RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS F-OLLOWS: MEETING IDS 578091 [RESOLUTIONS 1 THROUGH 7.92], 583856 [RESOLUTIONS 7-.93 THROUGH 9.11]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEETING YOU-MUST VOTE ON ALL TWO MEETINGS. | Non-Voting | |||||||||||||||
1. | Approval of the annual report of the Company. | Management | For | For | ||||||||||||
2. | Approval of the annual accounting statements, including the profit and loss reports [profit and loss accounts] of the Company. | Management | For | For | ||||||||||||
3. | Approval of the distribution of profit of the Company based on the results of 2008. | Management | For | For | ||||||||||||
4. | Regarding the amount of, time for and form of payment of dividends based on the results of 2008. | Management | For | For | ||||||||||||
5. | Approval of the External Auditor of the Company. | Management | For | For | ||||||||||||
6. | Regarding the remuneration of Members of the Board of Directors and Audit Commission of the Company. | Management | Against | Against | ||||||||||||
7.1 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding receipt by OAO Gazprom of funds in a maximum sum of 500 million U.S. dollars or its equivalent in rubles or euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 15% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in rubles. | Management | For | For | ||||||||||||
7.2 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Sberbank of Russia OAO regarding receipt by OAO Gazprom of funds in a maximum sum of 1.5 billion U.S. dollars or its equivalent in rubles or euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 15% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in rubles. | Management | For | For | ||||||||||||
7.3 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO VTB Bank regarding receipt by OAO Gazprom of funds in a maximum sum of 1 billion U.S. dollars or its equivalent in rubles or euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 15% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in rubles. | Management | For | For | ||||||||||||
7.4 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and State Corporation Bank for Development and Foreign Economic Affairs [Vnesheconombank] regarding receipt by OAO Gazprom of funds in a maximum sum of 6 billion U.S. dollars or its equivalent in rubles or euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 15% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in rubles. | Management | For | For | ||||||||||||
7.5 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Rosselkhozbank regarding receipt by OAO Gazprom of funds in a maximum sum of 1.5 billion U.S. dollars or its equivalent in rubles or euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 15% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in rubles. | Management | For | For | ||||||||||||
7.6 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company], to be entered into pursuant to a loan facility agreement between OAO Gazprom and the bank, involving receipt by OAO Gazprom of funds in a maximum sum of 25 billion rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the indicative rate based on the offered rates of Russian ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, increased by 2%. | Management | For | For | ||||||||||||
7.7 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Sberbank of Russia OAO, to be entered into pursuant to a loan facility agreement between OAO Gazprom and the bank, involving receipt by OAO Gazprom of funds in a maximum sum of 17 billion rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the indicative rate based on the offered rates of Russian ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, increased by 4%. | Management | For | For | ||||||||||||
7.8 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazenergoprombank, to be entered into pursuant to a loan facility agreement between OAO Gazprom and the bank, involving receipt by OAO Gazprom of funds in a maximum sum of 100 million U.S. dollars, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the London Interbank Offered Rate [LIBOR] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, increased by 4%. | Management | For | For | ||||||||||||
7.9 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO VTB Bank, to be entered into pursuant to a loan facility agreement between OAO Gazprom and the bank, involving receipt by OAO Gazprom of funds in a maximum sum of 5 billion rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the indicative rate based on the offered rates of Russian ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, increased by 4%. | Management | For | For | ||||||||||||
7.10 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which Gazprombank [Open Joint Stock Company] will, upon the terms and conditions announced by it, accept and credit funds transferred to accounts opened by OAO Gazprom and conduct operations through the accounts in accordance with OAO Gazprom's instructions, as well as agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding maintenance in the account of a non-reducible balance in a maximum sum not exceeding 20 billion rubles or its equivalent in a foreign currency for each transaction, with interest to be paid by the bank at a rate not lower than 0.1% per annum in the relevant currency. | Management | For | For | ||||||||||||
7.11 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Sberbank of Russia OAO pursuant to which Sberbank of Russia OAO will, upon the terms and conditions announced by it, accept and credit funds transferred to accounts opened by OAO Gazprom and conduct operations through the accounts in accordance with OAO Gazprom's instructions. | Management | For | For | ||||||||||||
7.12 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazenergoprombank pursuant to which ZAO Gazenergoprombank will, upon the terms and conditions announced by it, accept and credit funds transferred to accounts opened by OAO Gazprom and conduct operations through the accounts in accordance with OAO Gazprom's instructions. | Management | For | For | ||||||||||||
7.13 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO VTB Bank pursuant to which OAO VTB Bank will, upon the terms and conditions announced by it, accept and credit funds transferred to accounts opened by OAO Gazprom and conduct operations through the accounts in accordance with OAO Gazprom's instructions. | Management | For | For | ||||||||||||
7.14 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the bank will provide services to OAO Gazprom making use of the Bank Client electronic payments system, including, without limitation, receipt from OAO Gazprom of electronic payment documents for executing expense operations through accounts, provision of the account electronic statements and conduct of other electronic document processing, and OAO Gazprom will pay for the services provided at such tariffs of the bank as may be in effect at the time the services are provided. | Management | For | For | ||||||||||||
7.15 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Sberbank of Russia OAO pursuant to which Sberbank of Russia OAO will provide services to OAO Gazprom making use of the Client Sberbank electronic payments system, including, without limitation, receipt from OAO Gazprom of electronic payment documents for executing expense operations through accounts, provision of the account electronic statements and conduct of other electronic document processing, and OAO Gazprom will pay for the services provided at such tariffs of Sberbank of Russia OAO as may be in effect at the time the services are provided. | Management | For | For | ||||||||||||
7.16 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazenergoprombank pursuant to which ZAO Gazenergoprombank will provide services to OAO Gazprom making use of the Bank Client electronic payments system, including, without limitation, receipt from OAO Gazprom of electronic payment documents for executing expense operations through accounts, provision of the account electronic statements and conduct of other electronic document processing, and OAO Gazprom will pay for the services provided at such tariffs of ZAO Gazenergoprombank as may be in effect at the time the services are provided. | Management | For | For | ||||||||||||
7.17 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO VTB Bank pursuant to which OAO VTB Bank will provide services to OAO Gazprom making use of the Bank Client electronic payments system, including, without limitation, receipt from OAO Gazprom of electronic payment documents for executing expense operations through accounts, provision of the account electronic statements and conduct of other electronic document processing, and OAO Gazprom will pay for the services provided at such tariffs of OAO VTB Bank as may be in effect at the time the services are provided. | Management | For | For | ||||||||||||
7.18 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, the foreign currency purchase/sale transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company], to be entered into under the General Agreement on the Conduct of Conversion Operations between OAO Gazprom and the bank dated as of September 12, 2006, No. 3446, in a maximum sum of 500 million U.S. dollars or its equivalent in rubles, euros or other currency for each transaction. | Management | For | For | ||||||||||||
7.19 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will grant suretyships to secure performance of OAO Gazprom's subsidiaries' obligations to Gazprombank [Open Joint Stock Company] with respect to the bank's guarantees issued to the Russian Federation's tax authorities in connection with the subsidiaries challenging such tax authorities' claims in court, in an aggregate maximum sum equivalent to 500 million U.S. dollars and for a period of not more than 14 months. | Management | For | For | ||||||||||||
7.20 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Sberbank of Russia OAO pursuant to which OAO Gazprom will grant suretyships to secure performance of OAO Gazprom's subsidiaries' obligations to Sberbank of Russia OAO with respect to the bank's guarantees issued to the Russian Federation's tax authorities in connection with the subsidiary companies challenging such tax authorities' claims in court, in an aggregate maximum sum equivalent to 500 million U.S. dollars and for a period of not more than 14 months. | Management | For | For | ||||||||||||
7.21 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will grant suretyships to secure performance of OAO Gazprom's subsidiaries' obligations to Gazprombank [Open Joint Stock Company] with respect to the bank's guarantees issued to the Russian Federation's tax authorities related to such companies' obligations to pay excise taxes in connection with exports of petroleum products that are subject to excise taxes, and eventual penalties, in a maximum sum of 1.8 billion rubles and for a period of not more than 14 months. | Management | For | For | ||||||||||||
7.22 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Nord Stream AG pursuant to which OAO Gazprom will issue a guarantee [suretyship] to Nord Stream AG to secure performance of OOO Gazprom Export's obligations under a gas transportation agreement between Nord Stream AG and OOO Gazprom Export, including its obligations to pay a tariff for the transportation of gas via the North Stream gas pipeline on the basis of an agreed-upon model for calculating the tariff, in an aggregate maximum sum of 24.035 billion euros. | Management | For | For | ||||||||||||
7.23 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which Gazprombank [Open Joint Stock Company] undertakes under instructions of OAO Gazprom and for a fee not exceeding 0.5% per annum, to open on a monthly basis documentary irrevocable uncovered letters of credit in favor of AK Uztransgaz in connection with payments for its services related to natural gas transportation across the territory of the Republic of Uzbekistan, with the maximum amount under all of the simultaneously outstanding letters of credit being 81 million U.S. dollars. | Management | For | For | ||||||||||||
7.24 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Beltransgaz pursuant to which OAO Gazprom will grant OAO Beltransgaz temporary possession and use of the facilities of the Yamal-Europe trunk gas pipeline system and related service equipment that are situated in the territory of the Republic of Belarus for a period of not more than 12 months and OAO Beltransgaz will make payment for using such property in a maximum sum of 6.33 billion rubles. | Management | For | For | ||||||||||||
7.25 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazpromregiongaz pursuant to which OAO Gazprom will grant OAO Gazpromregiongaz temporary possession and use of the property complex of the gas distribution system, comprised of facilities designed to transport and supply gas directly to consumers [gas off taking pipelines, gas distribution pipelines, inter-township and street gas pipelines, high-, medium- and low- pressure gas pipelines, gas flow control stations and buildings], for a period of not more than 12 months and OAO Gazpromregiongaz will make payment for using such property in a maximum sum of 769.4 million rubles. | Management | For | For | ||||||||||||
7.26 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazprom Neft Orenburg pursuant to which OAO Gazprom will grant ZAO Gazprom Neft Orenburg temporary possession and use of the wells and downhole and above-ground well equipment within the Eastern Segment of the Orenburgskoye oil and gas- condensate field for a period of not more than 12 months and ZAO Gazprom Neft Orenburg will make payment for using such property in a maximum sum of 1.5 billion rubles. | Management | For | For | ||||||||||||
7.27 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazpromtrubinvest pursuant to which OAO Gazprom will grant OAO Gazpromtrubinvest temporary possession and use of the building and equipment of a tubing and casing manufacturing facility with a thermal treatment shop and pipe coating unit, situated in the Kostromskaya Region, town of Volgorechensk, for a period of not more than 12 months and OAO Gazpromtrubinvest will make payment for using such property in a maximum sum of 451 million rubles. | Management | For | For | ||||||||||||
7.28 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Lazurnaya pursuant to which OAO Gazprom will grant OAO Lazurnaya temporary possession and use of the property of the first and second units of the Lazurnaya Peak Hotel complex, situated in the city of Sochi, for a period of not more than 12 months and OAO Lazurnaya will make payment for using such property in a maximum sum of 93.3 million rubles. | Management | For | For | ||||||||||||
7.29 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and DOAO Tsentrenergogaz of OAO Gazprom pursuant to which OAO Gazprom will grant DOAO Tsentrenergogaz of OAO Gazprom temporary possession and use of the building and equipment of the repair and machining shop at the home base of the oil and gas production department for the Zapolyarnoye gas-oil-condensate field, situated in the Yamalo-Nenetskiy Autonomous Area, Tazovskiy District, township of Novozapolyarnyi, as well as of the building and equipment of the repair and machining shop at the Southern Regional Repair Base, situated in the Stavropolskiy Province, town of Izobilnyi, for a period of not more than 12 months and DOAO Tsentrenergogaz of OAO Gazprom will make payment for using such property in a maximum sum of 115.5 million rubles. | Management | For | For | ||||||||||||
7.30 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans temporary possession and use of the infrastructure facilities of the railway stations of the Surgutskiy Condensate Stabilization Plant, of the Sernaya railway station and of the Tvyordaya Sera railway station, the facilities of the railway station situated in the town of Slavyansk-na-Kubani, as well as the facilities of the railway line from the Obskaya station to the Bovanenkovo station, for a period of not more than 12 months and OOO Gazpromtrans will make payment for using such property in a maximum sum of 2.1 billion rubles. | Management | For | For | ||||||||||||
7.31 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans temporary possession and use of methanol tank cars for a period of not more than 5 years and OOO Gazpromtrans will make payment for using such property in a maximum sum of 190 million rubles | Management | For | For | ||||||||||||
7.32 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Tsentrgaz pursuant to which OAO Gazprom will grant OAO Tsentrgaz temporary possession and use of the facilities of a preventative clinic that are situated in the Tulskaya Region, Shchokinskiy District, township of Grumant, for a period of not more than 12 months and OAO Tsentrgaz will make payment for using such property in a maximum sum of 24.1 million rubles. | Management | For | For | ||||||||||||
7.33 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Druzhba pursuant to which OAO Gazprom will grant OAO Druzhba temporary possession and use of the facilities of Druzhba vacation center [hotels, effluent treatment facilities, transformer substations, entrance checkpoints, cottages, utility networks, metal fences, parking area, ponds, roads, pedestrian | Management | For | For | ||||||||||||
crossings, playgrounds, sewage pumping station, sports center, roofed ground-level arcade, servicing station, diesel-generator station, boiler house extension, storage facility, Fisherman's Lodge, garage, as well as service machinery, equipment, furniture and accessories] situated in the Moscow Region, Naro-Fominskiy District, village of Rogozinino, for a period of not more than 12 months and OAO Druzhba will make payment for using such property in a maximum sum of 249.55 million rubles. | ||||||||||||||||
7.34 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom will grant OAO Gazprom Promgaz temporary possession and use of experimental prototypes of gas-using equipment [self-contained modular boiler installation, recuperative air heater, mini-boiler unit, radiant panel heating system, U-shaped radiant tube, modularized compact full-function gas and water treatment installations for coal bed methane extraction wells, well-head equipment, borehole enlargement device, and pressure core sampler] located in the Rostovskaya Region, town of Kamensk-Shakhtinskiy, and the Kemerovskaya Region, city of Novokuznetsk, for a period of not more than 12 months and OAO Gazprom Promgaz will make payment for using such property in a maximum sum of 3.5 million rubles. | Management | For | For | ||||||||||||
7.35 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will grant Gazprombank [Open Joint Stock Company] temporary possession and use of the non-residential premises in a building that are situated at 31 Lenina Street, Yugorsk, Tyumenskaya Region and are used to house a branch of Gazprombank [Open Joint Stock Company], with a total floor space of 810.6 square meters, and the plot of land occupied by the building and required to use that building, with an area of 3,371 square meters, for a period of not more than 12 months and Gazprombank [Open Joint Stock Company] will make payment for using such property in a maximum sum of 2.61 million rubles. | Management | For | For | ||||||||||||
7.36 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Salavatnefteorgsintez pursuant to which OAO Gazprom will grant OAO Salavatnefteorgsintez temporary possession and use of the gas condensate pipeline running from the Karachaganakskoye gas condensate field to the Orenburgskiy Gas Refinery for a period of not more than 12 months and OAO Salavatnefteorgsintez will make payment for using such property in a maximum sum of 347 thousand rubles. | Management | For | For | ||||||||||||
7.37 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Vostokgazprom pursuant to which OAO Gazprom will grant OAO Vostokgazprom temporary possession and use of an M- 468R special-purpose communications installation for a period of not more than 12 months and OAO Vostokgazprom will make payment for using such property in a maximum sum of 109 thousand rubles. | Management | For | For | ||||||||||||
7.38 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Gazprom Export pursuant to which OAO Gazprom will grant OOO Gazprom Export temporary possession and use of an M- 468R special-purpose communications installation for a period of not more than 12 months and OOO Gazprom Export will make payment for using such property in a maximum sum of 129 thousand rubles. | Management | For | For | ||||||||||||
7.39 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will grant OAO Gazprom Neft temporary possession and use of an M-468R special-purpose communications installation for a period of not more than 12 months and OAO Gazprom Neft will make payment for using such property in a maximum sum of 132 thousand rubles. | Management | For | For | ||||||||||||
7.40 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Space Systems pursuant to which OAO Gazprom will grant OAO Gazprom Space Systems temporary possession and use of an ERP software and hardware solution, System for Managing OAO Gazprom's Property and Other Assets at OAO Gazcom Level [ERP], for a period of not more than 12 months and OAO Gazprom Space Systems will make payment for using such property in a maximum sum of 1.15 million rubles. | Management | For | For | ||||||||||||
7.41 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Yamalgazinvest pursuant to which OAO Gazprom will grant ZAO Yamalgazinvest temporary possession and use of an ERP software and hardware solution, System for Managing OAO Gazprom's Property and Other Assets at ZAO Yamalgazinvest Level [ERP], for a period of not more than 12 months and ZAO Yamalgazinvest will make payment for using such property in a maximum sum of 1.74 million rubles. | Management | For | For | ||||||||||||
7.42 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gaztelecom pursuant to which OAO Gazprom will grant ZAO Gaztelecom temporary possession and use of communications facilities within the composition of buildings, communications lines, communications networks, cable duct systems and equipment, which are located in the city of Moscow, the city of Maloyaroslavets, the city of Rostov-on-Don, the city of Kaliningrad, in the Smolenskaya Region of the Russian Federation and in the territory of the Republic of Belarus, for a period of not more than 12 months and ZAO Gaztelecom will make payment for using such property in a maximum sum of 204.8 million rubles. | Management | For | For | ||||||||||||
7.43 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO TsentrCaspneftegaz pursuant to which OAO Gazprom will extend to OOO TsentrCaspneftegaz long-term loans in an aggregate maximum sum of 12.6 billion rubles for the purpose of development by it in 2009-2011 of the Tsentralnaya geological structure. | Management | For | For | ||||||||||||
7.44 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the bank will issue guarantees to the Russian Federation's customs authorities with respect to the obligations of OAO Gazprom as a customs broker to pay customs payments and eventual interest and penalties, in a maximum sum of 50 million rubles, with the bank to be paid a fee at a rate of not more than 1% per annum of the amount of the guarantee. | Management | For | For | ||||||||||||
7.45 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will deliver and OOO Mezhregiongaz will accept [off-take] gas in an amount of not more than 300 billion cubic meters, deliverable monthly, and will pay for gas a maximum sum of 886.9 billion rubles. | Management | For | For | ||||||||||||
7.46 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz undertakes under instructions of OAO Gazprom and for a fee of not more than 200 million rubles, in its own name, but for OAO Gazprom's account, to accept and, through OOO Mezhregiongaz's electronic trading site, sell gas produced by OAO Gazprom and its affiliates, in an amount of not more than 11.25 billion cubic meters for a maximum sum of 20 billion rubles. | Management | For | For | ||||||||||||
7.47 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz will deliver and OAO Gazprom will accept [off-take] gas purchased by OOO Mezhregiongaz from independent entities, in an amount of not more than 21.9 billion cubic meters for a maximum sum of 70 billion rubles. | Management | For | For | ||||||||||||
7.48 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Gazprom Export pursuant to which OOO Gazprom Export undertakes under instructions of OAO Gazprom and for a fee of not more than 55 million rubles, in its own name, but for OAO Gazprom's account, to accept and sell in the market outside the customs territory of the Russian Federation liquid hydrocarbons owned by OAO Gazprom, including crude oil, gas condensate and refined products [gasoline, liquefied gases, etc.], in an amount of not more than 1.25 million tons for a maximum sum of 11 billion rubles. | Management | For | For | ||||||||||||
7.49 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will deliver and OOO Mezhregiongaz will accept [off-take] gas purchased by OAO Gazprom from OAO LUKOIL and stored in underground gas storage facilities, in an amount of not more than 3.39 billion cubic meters, and will pay for gas a maximum sum of 9.1 billion rubles. | Management | For | For | ||||||||||||
7.50 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Northgas pursuant to which ZAO Northgas will deliver and OAO Gazprom will accept [off-take] gas in an amount of not more than 4.8 billion cubic meters, deliverable monthly, and will pay for gas a maximum sum of 4 billion rubles. | Management | For | For | ||||||||||||
7.51 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Severneftegazprom pursuant to which OAO Severneftegazprom will deliver and OAO Gazprom will accept [off- take] gas in an amount of not more than 24.2 billion cubic meters and will pay for gas a maximum sum of 23 billion rubles. | Management | For | For | ||||||||||||
7.52 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazprom Neft Orenburg pursuant to which ZAO Gazprom Neft Orenburg will deliver and OAO Gazprom will accept [off-take] unstable crude oil in an amount of not more than 650 thousand tons and will pay for crude oil a maximum sum of 5.3 billion rubles. | Management | For | For | ||||||||||||
7.53 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SIBUR Holding pursuant to which OAO SIBUR Holding will deliver and OAO Gazprom will accept [off-take] dry stripped gas processed at gas refining complexes in an amount of not more than 4.5 billion cubic meters and will pay for gas a maximum sum of 5.1 billion rubles. | Management | For | For | ||||||||||||
7.54 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SIBUR Holding pursuant to which OAO Gazprom will sell and OAO SIBUR Holding will buy ethane fraction in a total amount of 4.885 million tons for a maximum sum of 33.707 billion rubles. | Management | For | For | ||||||||||||
7.55 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SIBUR Holding pursuant to which OAO SIBUR Holding undertakes under instructions of OAO Gazprom and for a fee of not more than 30 million rubles, to enter into: in OAO Gazprom's name and for OAO Gazprom's account: agreements providing for the processing of ethane fraction in an amount of not more than 275 thousand tons and with the maximum cost of ethane fraction processing services being 2.6 billion rubles; and agreements providing for the sale of ethane fraction processing products [polyethylene] in an amount of not more than 180 thousand tons for a maximum sum of 6.5 billion rubles; and in its own name, but for OAO Gazprom's account: agreements on arranging for the transportation and storage of ethane fraction processing products [polyethylene] owned by OAO Gazprom in a n amount of not more than 36 thousand tons for a maximum sum of 75 million rubles. | Management | For | For | ||||||||||||
7.56 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SIBUR Holding pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount of not more than 1.2 billion cubic meters and OAO SIBUR Holding will pay for the services related to arranging for the transportation of gas via trunk gas pipelines a maximum sum of 1 billion rubles. | Management | For | For | ||||||||||||
7.57 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Tomskgazprom pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount of not more than 3 billion cubic meters and OAO Tomskgazprom will pay for the services related to arranging for the transportation of gas via trunk gas pipelines a maximum sum of 1.2 billion rubles. | Management | For | For | ||||||||||||
7.58 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount of not more than 45 billion cubic meters across the territory of the Russian Federation, CIS countries and Baltic states and OOO Mezhregiongaz will pay for the services related to arranging for the transportation of gas via trunk gas pipelines a maximum sum of 70 billion rubles. | Management | For | For | ||||||||||||
7.59 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount of not more than 3.8 billion cubic meters and OAO Gazprom Neft will pay for the services related to arranging for the transportation of gas via trunk gas pipelines a maximum sum of 2.62 billion rubles. | Management | For | For | ||||||||||||
7.60 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount of not more than 45 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for the transportation of gas via trunk gas pipelines a maximum sum of 60 billion rubles.. | Management | For | For | ||||||||||||
7.61 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arranging for the injection into and storage in underground gas storage facilities of gas owned by OAO NOVATEK in an amount of not more than 1 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for gas injection and storage a maximum sum of 400 million rubles, as well as services related to arranging for the off-taking from underground gas storage facilities of gas owned by OAO NOVATEK in an amount of not more than 1 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for the off-taking of gas a maximum sum of 20 million rubles. | Management | For | For | ||||||||||||
7.62 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and a/s Latvijas Gaze pursuant to which OAO Gazprom will sell and a/s Latvijas Gaze will purchase gas as follows: in an amount of not more than 750 million cubic meters for a maximum sum of 225 million euros in the second half of 2009 and in an amount of not more than 750 million cubic meters for a maximum sum of 225 million euros in the first half of 2010, as well as pursuant to which a/s Latvijas Gaze will provide services related to injection into and storage in the Ineukalna underground gas storage facility of gas owned by OAO Gazprom, and related to its off-taking and transportation across the territory of the Republic of Latvia, as follows: in the second half of 2009-services related to injection of gas in an amount of not more than 1.2 billion cubic meters, services related to storage and off-taking of gas in an amount of not more than 800 million cubic meters and services related to transportation of gas in an amount of not more than 2 billion cubic meters, and OAO Gazprom will pay for such services a maximum | Management | For | For | ||||||||||||
sum of 20 million euros; and in the first half of 2010 – services related to injection of gas in an amount of not more than 800 million cubic meters, services related to storage and off-taking of gas in an amount of not more than 1 billion cubic meters and services related to transportation of gas in an amount of not more than 1.8 billion cubic meters, and OAO Gazprom will pay for such services a maximum sum of 23 million euros. | ||||||||||||||||
7.63 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and AB Lietuvos Dujos pursuant to which OAO Gazprom will sell and AB Lietuvos Dujos will purchase gas as follows: in an amount of not more than 675 million cubic meters for a maximum sum of 180 million euros in the second half of 2009 and in an amount of not more than 790 million cubic meters for a maximum sum of 210 million euros in the first half of 2010, as well as pursuant to which AB Lietuvos Dujos will provide services related to the transportation of gas in transit mode across the territory of the Republic of Lithuania as follows: in the second half of 2009-in an amount of not more than 743 million cubic meters, and OAO Gazprom will pay for such gas transportation services a maximum sum of 3 million euros; and in the first half of 2010-in an amount of not more than 1.25 billion cubic meters, and OAO Gazprom will pay for such gas transportation services a maximum sum of 6.5 million euros. | Management | For | For | ||||||||||||
7.64 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and UAB Kauno termofikacijos elektrin pursuant to which OAO Gazprom will sell and UAB Kauno termofikacijos elektrin will purchase gas as follows: in an amount of not more than 180 million cubic meters for a maximum sum of 48 million euros in the second half of 2009 and in an amount of not more than 225 million cubic meters for a maximum sum of 60 million euros in the first half of 2010. | Management | For | For | ||||||||||||
7.65 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and MoldovaGaz S.A. pursuant to which OAO Gazprom will deliver and MoldovaGaz S.A. will accept [off-take] in 2010 gas in an amount of not more than 3.9 billion cubic meters and will pay for gas a maximum sum of 1.33 billion U.S. dollars. | Management | For | For | ||||||||||||
7.66 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and MoldovaGaz S.A. pursuant to which in 2010 MoldovaGaz S.A. will provide services related to the transportation of gas in transit mode across the territory of the Republic of Moldova in an amount of not more than 22.1 billion cubic meters and OAO Gazprom will pay for the services related to the transportation of gas via trunk gas pipelines a maximum sum of 55.4 million U.S. dollars. | Management | For | For | ||||||||||||
7.67 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and KazRosGaz LLP pursuant to which KazRosGaz LLP will sell and OAO Gazprom will purchase in 2010 gas in an amount of not more than 1.2 billion cubic meters for a maximum sum of 150 million U.S. dollars. | Management | For | For | ||||||||||||
7.68 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and KazRosGaz LLP pursuant to which in 2010 OAO Gazprom will provide services related to the transportation across the territory of the Russian Federation of gas owned by KazRosGaz LLP in an amount of not more than 8.5 billion cubic meters and KazRosGaz LLP will pay for the services related to the transportation of gas via trunk gas pipelines a maximum sum of 35.2 million U.S. dollars. | Management | For | For | ||||||||||||
7.69 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Beltransgaz pursuant to which OAO Gazprom will sell and OAO Beltransgaz will purchase in 2010 gas in an amount of not more than 22.1 billion cubic meters for a maximum sum of 4.42 billion U.S. dollars, as well as pursuant to which in 2010 OAO Beltransgaz will provide services related to the transportation of gas in transit mode across the territory of the Republic of Belarus via the gas transportation system of OAO Beltransgaz and via the Byelorussian segment of Russia's Yamal-Europe gas pipeline in an amount of not more than 48.2 billion cubic meters and OAO Gazprom will pay for the services related to the transportation of gas via trunk gas pipelines a maximum sum of 700 million U.S. dollars. | Management | For | For | ||||||||||||
7.70 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Gazpromtrans pursuant to which OOO Gazpromtrans undertakes, using in-house and/or outside personnel and resources, to perform in accordance with instructions from OAO Gazprom an aggregate of start-up and commissioning work at OAO Gazprom's facilities, with the time periods for performance being from July 2009 to December 2009 and from January 2010 to June 2010, and to deliver the results of such work to OAO Gazprom and OAO Gazprom undertakes to accept the results of such work and to pay for such work a maximum sum of 500 thousand rubles. | Management | For | For | ||||||||||||
7.71 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazprom Invest Yug pursuant to which ZAO Gazprom Invest Yug undertakes, using in-house and/or outside personnel and resources, to perform in accordance with instructions from OAO Gazprom an aggregate of start-up and commissioning work at OAO Gazprom's facilities, with the time periods for performance being from July 2009 to December 2009 and from January 2010 to June 2010, and to deliver the results of such work to OAO Gazprom and OAO Gazprom undertakes to accept the results of such work and to pay for such work a maximum sum of 150 million rubles. | Management | For | For | ||||||||||||
7.72 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Yamalgazinvest pursuant to which ZAO Yamalgazinvest undertakes, using in-house and/or outside personnel and resources, to perform in accordance with instructions from OAO Gazprom an aggregate of start-up and commissioning work at OAO Gazprom's facilities, with the time periods for performance being from July 2009 to December 2009 and from January 2010 to June 2010, and to deliver the results of such work to OAO Gazprom and OAO Gazprom undertakes to accept the results of such work and to pay for such work a maximum sum of 350 million rubles. | Management | For | For | ||||||||||||
7.73 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Space Systems pursuant to which OAO Gazprom Space Systems undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 600 thousand rubles. | Management | For | For | ||||||||||||
7.74 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Yamalgazinvest pursuant to which ZAO Yamalgazinvest undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 3.6 billion rubles. | Management | For | For | ||||||||||||
7.75 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazprom Neft Orenburg pursuant to which ZAO Gazprom Neft Orenburg undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 29.69 million rubles. | Management | For | For | ||||||||||||
7.76 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gazprom Invest Yug pursuant to which ZAO Gazprom Invest Yug undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 3.3 billion rubles. | Management | For | For | ||||||||||||
7.77 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OOO Gazpromtrans pursuant to which OOO Gazpromtrans undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 280 million rubles. | Management | For | For | ||||||||||||
7.78 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Gaztelecom pursuant to which ZAO Gaztelecom undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 6.35 million rubles. | Management | For | For | ||||||||||||
7.79 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and ZAO Federal Research and Production Center NefteGazAeroCosmos pursuant to which ZAO Federal Research and Production Center NefteGazAeroCosmos undertakes, during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, to provide services related to the implementation of OAO Gazprom's investment projects involving the construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services a maximum sum of 6.7 million rubles. | Management | For | For | ||||||||||||
7.80 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of loss or destruction of or damage to, including deformation of the original geometrical dimensions of the structures or individual elements of, machinery or equipment; linear portions, technological equipment or fixtures of trunk gas pipelines, petroleum pipelines or refined product pipelines; property forming part of wells; natural gas held at the facilities of the Unified Gas Supply System in the course of transportation or storage in underground gas storage reservoirs [insured property], as well as in the event of incurrence of losses by OAO Gazprom as a result of an interruption in production operations due to destruction or loss of or damage to insured property [insured events], to make payment of insurance compensatio n to OAO Gazprom or OAO Gazprom's subsidiaries to which the insured property has been leased [beneficiaries], up to the aggregate insurance amount of not more than 10 trillion rubles in respect of all insured events, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount of 5 billion rubles, with each agreement having a term of 1 year. | Management | For | For | ||||||||||||
7.81 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to the life, health or property of other persons or to the environment as a result of an emergency or incident that occurs, amongst other things, because of a terrorist act at a hazardous industrial facility operated by OAO Gazprom [insured events], to make an insurance payment to the physical persons whose life, health or property has been harmed, to the legal entities whose property has been harmed or to the state, acting through those authorized agencies of executive power whose jurisdiction includes overseeing protection of the environment, in the event that harm is caused to the environment [beneficiaries], up to the aggregate insurance amount of not more than 30 million rubles, and OAO Gazprom undert akes to pay an insurance premium in a total maximum amount of 100 thousand rubles, with each agreement having a term of 1 year. | Management | For | For | ||||||||||||
7.82 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to the life or health of OAO Gazprom's employees [insured persons] as a result of an accident that occurs during the period of the insurance coverage on a 24-hour-a-day basis or diseases that are diagnosed during the effective period of | Management | For | For | ||||||||||||
the agreements [insured events], to make an insurance payment to the insured person or the person designated by him as his beneficiary or to the heir of the insured person [beneficiaries], up to the aggregate insurance amount of not more than 150 billion rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount of 40 million rubles, with each agreement having a term of 1 year. | ||||||||||||||||
7.83 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom or members of their families or non-working retired former employees of OAO Gazprom or members of their families [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount of not more than 90 billion rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount of 200 million rubles, with each agreement having a term of 1 year. | Management | For | For | ||||||||||||
7.84 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom Avtopredpriyatie, a branch of OAO Gazprom, or members of their families or non-working retired former employees of OAO Gazprom Avtopredpriyatie, a branch of OAO Gazprom, or members of their families [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount of not more than 52.8 million rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount of 51.1 million rubles, with each agreement having a term of 1 year. | Management | For | For | ||||||||||||
7.85 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that OAO Gazprom, acting in its capacity as customs broker, incurs liability as a result of any harm having been caused to the property of third persons represented by OAO Gazprom in connection with the conduct of customs operations [beneficiaries] and/or any contracts with such persons having been breached [insured events], to make an insurance payment to such persons up to the aggregate insurance amount of not more than 70 million rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount of 1 million rubles, with each agreement having a term of 3 years. | Management | For | For | ||||||||||||
7.86 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever harm [damage or destruction] is caused to a transportation vehicle owned by OAO Gazprom, or it is stolen or hijacked, or an individual component, part, unit, device or supplementary equipment installed on such transportation vehicle is stolen [insured events], to make an insurance payment to OAO Gazprom [beneficiary] up to the aggregate insurance amount of not more than 840 million rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount of 16 million rubles, with each agreement having a term of 1 year. | Management | For | For | ||||||||||||
7.87 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, the following interested-party transactions that may be entered into by OAO Gazprom in the future in the ordinary course of business, agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of: assertion against members of the Board of Directors or the Management Committee of OAO Gazprom who are not persons holding state positions in the Russian Federation or positions in the state civil service [insured persons] by physical or legal persons for whose benefit the agreement will be entered into and to whom harm could be caused, including shareholders of OAO Gazprom, debtors and creditors of OAO Gazprom, employees of OAO Gazprom, as well as the Russian Federation represented by its authorized agencies and representatives [third persons [beneficiaries]], of claims for compensation of losses resulting from unintentional erroneous actions [inaction] by insured persons in the conduct by them of their managerial activities; incurrence by insured persons of judicial or other costs to settle such claims; assertion against OAO Gazprom by third persons [beneficiaries] of claims for compensation of losses resulting from unintentional erroneous actions [inaction] by insured persons in the conduct by them of their managerial activities on the basis of claims asserted with respect to OAO Gazprom's securities, as well as claims originally asserted against insured persons; incurrence by OAO Gazprom of judicial or other costs to settle such claims [insured events], to make an insurance payment to the third persons [beneficiaries] whose interests have been harmed, as well as to insured persons and/or OAO Gazprom in the event of incurrence of judicial or other costs to settle claims for compensation of losses, up to the aggregate insurance amount of not more than the r uble equivalent of 100 million U.S. dollars, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in a total maximum amount equal to the ruble equivalent of 2 million U.S. dollars, such agreement to be for a term of 1 year. | Management | For | For | ||||||||||||
7.88 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Vostokgazprom, OAO Gazprom Promgaz, OAO Gazpromregiongaz, OOO Gazprom Export, OAO Gazprom Space Systems, OOO Gazpromtrans, OOO Gazprom Komplektatsiya, OAO Lazurnaya, ZAO Gazprom Neft Orenburg, ZAO Yamalgazinvest, OAO Salavatnefteorgsintez, DOAO Tsentrenergogaz of OAO Gazprom and OAO Tsentrgaz [the Contractors] pursuant to which the Contractors undertake to perform from 30 AUG 2009 to 31 DEC 2009 in accordance with instructions from OAO Gazprom the services of arranging for and proceeding with a stocktaking of the property, plant and equipment of OAO Gazprom that are to be leased to the Contractors and OAO Gazprom undertakes to pay for such services an aggregate maximum sum of 2.5 million rubles. | Management | For | For | ||||||||||||
7.89 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and DOAO Tsentrenergogaz of OAO Gazprom pursuant to which DOAO Tsentrenergogaz of OAO Gazprom undertakes to perform during the period from 01 JUL 2009 to 30 OCT 2010, in accordance with instructions from OAO Gazprom, research work for OAO Gazprom covering the following subject: Development of regulatory documents in the area of maintenance and repair of equipment and structures , and to deliver the result of such work to OAO Gazprom and OAO Gazprom undertakes to accept the result of such work and to pay for such work a total maximum sum of 31 million rubles. | Management | For | For | ||||||||||||
7.90 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazavtomatika of OAO Gazprom pursuant to which OAO Gazavtomatika of OAO Gazprom undertakes to perform during the period from 01 JUL 2009 to 30 JUN 2011, in accordance with instructions from OAO Gazprom, research work for OAO Gazprom covering the following subjects: Development of key regulations regarding the creation of integrated automatic process control systems for the operating facilities of subsidiary companies by type of activity [production, transportation, underground storage and refining of gas and gas condensate] ; and Development of model technical requirements for designing automation systems for facilities of software and hardware complex by type of activity [production, transportation, storage and refining of gas and gas condensate] , and to deliver the results of such work to OAO Gazprom and OAO Gazprom undertakes to accept the results of such work and to pay for such work a total maximum sum of 26.55 million rubles. | Management | For | For | ||||||||||||
7.91 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform during the period from 01 JUL 2009 to 30 JUL 2010, in accordance with instructions from OAO Gazprom, research work for OAO Gazprom covering the following subjects: Development of recommendations regarding the determination of the amounts of overhead expenses and anticipated profits in the construction of OAO Gazprom's wells ; Development of a technology for remotely updating technological and other schemes directly in a graphical data base ; Recommendations regarding the application and utilization of alternative types of energy resources for the gasification of industrial enterprises, households and transportation vehicles ; and Preparation of a report on the financial and economic feasibility of acqu isition of shares owned by OOO NGK ITERA in OAO Bratskekogaz, the holder of the license for the right to use the subsoil of the Bratskoye gas condensate field , and to deliver the results of such work to OAO Gazprom and OAO Gazprom undertakes to accept the results of such work and to pay for such work a total maximum sum of 49.1 million rubles. | Management | For | For | ||||||||||||
7.92 | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies and Chapter XI of the Charter of OAO Gazprom, to enter into an agreement between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform during the period from 01 JUL 2009 to 31 DEC 2010, in accordance with instructions from OAO Gazprom, research work for OAO Gazprom covering the following subjects: Development of programs for the reconstruction and technological upgrading of the gas facilities of the Gazprom Group for 2010 ; Development of a Master Plan of the Siting of Facilities for the Production and Sale of Liquefied Hydrocarbon Gases [Propane-Butane] ; Organizing the metering of the quantities of gas, condensate and oil extracted from the subsoil in the process of development of gas condensate fields and oil and gas condensate fields ; and Development of cost estimation standards and rules for the construction of trunk gas pipelines with a 12 MPa pressure rating to meet OAO Gazprom's requirements , and to deliver the results of such work to OAO Gazprom and OAO Gazprom undertakes to accept the results of such work and to pay for such work a total maximum sum of 73 million rubles. | Management | For | For | ||||||||||||
PLEASE NOTE THIS AGENDA IS CONTINUED ON MEETING 583856, WHICH WILL CONTAIN RES-OLUTION ITEMS 7.93 - 9.11. THANK YOU. | Non-Voting | |||||||||||||||
OAO GAZPROM | ||||||||||||||||
Security | 368287207 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OGZPY | Meeting Date | 26-Jun-2009 | |||||||||||||
ISIN | US3682872078 | Agenda | 933102662 - Management | |||||||||||||
City | Holding Recon Date | 08-May-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 15-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | APPROVE THE ANNUAL REPORT OF OAO "GAZPROM" FOR 2008. | Management | For | |||||||||||||
02 | APPROVE THE ANNUAL ACCOUNTING STATEMENTS, INCLUDING THE PROFIT AND LOSS REPORT OF THE COMPANY BASED ON THE RESULTS OF 2008. | Management | For | |||||||||||||
03 | APPROVE THE DISTRIBUTION OF PROFIT OF THE COMPANY BASED ON THE RESULTS OF 2008. | Management | For | |||||||||||||
04 | APPROVE THE AMOUNT OF, TIME FOR AND FORM OF PAYMENT OF ANNUAL DIVIDENDS ON THE COMPANY'S SHARES THAT HAVE BEEN PROPOSED BY THE BOARD OF DIRECTORS OF THE COMPANY. | Management | For | |||||||||||||
05 | APPROVE CLOSED JOINT STOCK COMPANY PRICEWATERHOUSECOOPERS AUDIT AS THE COMPANY'S EXTERNAL AUDITOR. | Management | For | |||||||||||||
06 | PAY REMUNERATION TO MEMBERS OF THE BOARD OF DIRECTORS AND AUDIT COMMISSION OF THE COMPANY IN THE AMOUNTS RECOMMENDED BY THE BOARD OF DIRECTORS OF THE COMPANY. | Management | Against | |||||||||||||
G1 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) REGARDING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR EUROS. | Management | For | |||||||||||||
G2 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK OF RUSSIA OAO REGARDING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 1.5 BILLION U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR EUROS. | Management | For | |||||||||||||
G3 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO VTB BANK REGARDING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 1 BILLION U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR EUROS. | Management | For | |||||||||||||
J1 | ELECT ARKHIPOV DMITRY ALEXANDROVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J2 | ELECT BIKULOV VADIM KASYMOVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J3 | ELECT ISHUTIN RAFAEL VLADIMIROVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J4 | ELECT KOBZEV ANDREY NIKOLAEVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J5 | ELECT LOBANOVA NINA VLADISLAVOVNA TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J6 | ELECT MIKHAILOVA SVETLANA SERGEEVNA TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J7 | ELECT NOSOV YURY STANISLAVOVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J8 | ELECT OZEROV SERGEY MIKHAILOVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J9 | ELECT TIKHONOVA MARIYA GENNADIEVNA TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J10 | ELECT TULINOVA OLGA ALEXANDROVNA TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
J11 | ELECT SHUBIN YURY IVANOVICH TO THE AUDIT COMMISSION OF OAO "GAZPROM" | Management | For | |||||||||||||
OAO GAZPROM | ||||||||||||||||
Security | 368287207 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OGZPY | Meeting Date | 26-Jun-2009 | |||||||||||||
ISIN | US3682872078 | Agenda | 933103614 - Management | |||||||||||||
City | Holding Recon Date | 08-May-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 15-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
004 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND STATE CORPORATION "BANK FOR DEVELOPMENT AND FOREIGN ECONOMIC AFFAIRS (VNESHECONOMBANK)" REGARDING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 6 BILLION U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR EUROS. | Management | For | |||||||||||||
005 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO ROSSELKHOZBANK REGARDING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 1.5 BILLION U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR EUROS. | Management | For | |||||||||||||
006 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: TRANSACTIONS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY), TO BE ENTERED INTO PURSUANT TO A LOAN FACILITY AGREEMENT BETWEEN OAO GAZPROM AND THE BANK, INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 25 BILLION RUBLES. | Management | For | |||||||||||||
007 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: TRANSACTIONS BETWEEN OAO GAZPROM AND SBERBANK OF RUSSIA OAO, TO BE ENTERED INTO PURSUANT TO A LOAN FACILITY AGREEMENT BETWEEN OAO GAZPROM AND THE BANK, INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 17 BILLION RUBLES. | Management | For | |||||||||||||
008 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: TRANSACTIONS BETWEEN OAO GAZPROM AND ZAO GAZENERGOPROMBANK, TO BE ENTERED INTO PURSUANT TO A LOAN FACILITY AGREEMENT BETWEEN OAO GAZPROM AND THE BANK, INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 100 MILLION U.S. DOLLARS. | Management | For | |||||||||||||
009 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: TRANSACTIONS BETWEEN OAO GAZPROM AND OAO VTB BANK, TO BE ENTERED INTO PURSUANT TO A LOAN FACILITY AGREEMENT BETWEEN OAO GAZPROM AND THE BANK, INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS IN A MAXIMUM SUM OF 5 BILLION RUBLES. | Management | For | |||||||||||||
010 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH GAZPROMBANK (OPEN JOINT STOCK COMPANY) WILL, UPON THE TERMS AND CONDITIONS ANNOUNCED BY IT, ACCEPT AND CREDIT FUNDS TRANSFERRED TO ACCOUNTS OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS THROUGH THE ACCOUNTS. | Management | For | |||||||||||||
011 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK OF RUSSIA OAO PURSUANT TO WHICH SBERBANK OF RUSSIA OAO WILL, UPON THE TERMS AND CONDITIONS ANNOUNCED BY IT, ACCEPT AND CREDIT FUNDS TRANSFERRED TO ACCOUNTS OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS THROUGH THE ACCOUNTS IN ACCORDANCE WITH OAO GAZPROM'S INSTRUCTIONS. | Management | For | |||||||||||||
012 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZENERGOPROMBANK PURSUANT TO WHICH ZAO GAZENERGOPROMBANK WILL, UPON THE TERMS AND CONDITIONS ANNOUNCED BY IT, ACCEPT AND CREDIT FUNDS TRANSFERRED TO ACCOUNTS OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS THROUGH THE ACCOUNTS IN ACCORDANCE WITH OAO GAZPROM'S INSTRUCTIONS. | Management | For | |||||||||||||
013 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO VTB BANK PURSUANT TO WHICH OAO VTB BANK WILL, UPON THE TERMS AND CONDITIONS ANNOUNCED BY IT, ACCEPT AND CREDIT FUNDS TRANSFERRED TO ACCOUNTS OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS THROUGH THE ACCOUNTS IN ACCORDANCE WITH OAO GAZPROM'S INSTRUCTIONS. | Management | For | |||||||||||||
014 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH THE BANK WILL PROVIDE SERVICES TO OAO GAZPROM MAKING USE OF THE BANK - CLIENT ELECTRONIC PAYMENTS SYSTEM. | Management | For | |||||||||||||
015 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK OF RUSSIA OAO PURSUANT TO WHICH SBERBANK OF RUSSIA OAO WILL PROVIDE SERVICES TO OAO GAZPROM MAKING USE OF THE CLIENT - SBERBANK ELECTRONIC PAYMENTS SYSTEM. | Management | For | |||||||||||||
016 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZENERGOPROMBANK PURSUANT TO WHICH ZAO GAZENERGOPROMBANK WILL PROVIDE SERVICES TO OAO GAZPROM MAKING USE OF THE BANK - CLIENT ELECTRONIC PAYMENTS. | Management | For | |||||||||||||
017 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO VTB BANK PURSUANT TO WHICH OAO VTB BANK WILL PROVIDE SERVICES TO OAO GAZPROM MAKING USE OF THE BANK - CLIENT ELECTRONIC PAYMENTS SYSTEM. | Management | For | |||||||||||||
018 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: FOREIGN CURRENCY PURCHASE / SALE TRANSACTIONS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY), TO BE ENTERED INTO UNDER THE GENERAL AGREEMENT ON THE CONDUCT OF CONVERSION OPERATIONS BETWEEN OAO GAZPROM AND THE BANK DATED AS OF SEPTEMBER 12, 2006, NO. 3446, IN A MAXIMUM SUM OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES, EUROS OR OTHER CURRENCY FOR EACH TRANSACTION. | Management | For | |||||||||||||
019 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH OAO GAZPROM WILL GRANT SURETYSHIPS TO SECURE PERFORMANCE OF OAO GAZPROM'S SUBSIDIARIES' OBLIGATIONS TO GAZPROMBANK (OPEN JOINT STOCK COMPANY). | Management | For | |||||||||||||
020 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK OF RUSSIA OAO PURSUANT TO WHICH OAO GAZPROM WILL GRANT SURETYSHIPS TO SECURE PERFORMANCE OF OAO GAZPROM'S SUBSIDIARIES' OBLIGATIONS TO SBERBANK OF RUSSIA OAO. | Management | For | |||||||||||||
021 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH OAO GAZPROM WILL GRANT SURETYSHIPS TO SECURE PERFORMANCE OF OAO GAZPROM'S SUBSIDIARIES' OBLIGATIONS TO GAZPROMBANK (OPEN JOINT STOCK COMPANY). | Management | For | |||||||||||||
022 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENT BETWEEN OAO GAZPROM AND NORD STREAM AG PURSUANT TO WHICH OAO GAZPROM WILL ISSUE A GUARANTEE (SURETYSHIP) TO NORD STREAM AG TO SECURE PERPORMANCE OF OOO GAZPROM EXPORT'S OBLIGATIONS UNDER A GAS TRANSPORTATION AGREEMENT BETWEEN NORD STREAM AG AND OOO GAZPROM EXPORT. | Management | For | |||||||||||||
023 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENT BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH GAZPROMBANK (OPEN JOINT STOCK COMPANY) UNDERTAKES UNDER INSTRUCTIONS OF OAO GAZPROM. | Management | For | |||||||||||||
024 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO BELTRANSGAZ PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO BELTRANSGAZ TEMPORARY POSSESSION AND USE OF THE FACILITIES OF THE YAMAL - EUROPE TRUNK GAS PIPELINE SYSTEM AND RELATED SERVICE EQUIPMENT. | Management | For | |||||||||||||
025 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROMREGIONGAZ PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO GAZPROMREGIONGAZ TEMPORARY POSSESSION AND USE OF THE PROPERTY COMPLEX OF THE GAS DISTRIBUTION SYSTEM. | Management | For | |||||||||||||
026 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM NEFT ORENBURG PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO GAZPROM NEFT ORENBURG TEMPORARY POSSESSION AND USE OF THE WELLS AND DOWNHOLE AND ABOVE-GROUND WELL EQUIPMENT. | Management | For | |||||||||||||
027 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROMTRUBINVEST PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO GAZPROMTRUBINVEST TEMPORARY POSSESSION AND USE OF THE BUILDING AND EQUIPMENT OF A TUBING AND CASING MANUFACTURING FACILITY. | Management | For | |||||||||||||
028 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO LAZURNAYA PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO LAZURNAYA TEMPORARY POSSESSION AND USE OF THE PROPERTY OF THE FIRST AND SECOND UNITS OF THE LAZURNAYA PEAK HOTEL COMPLEX. | Management | For | |||||||||||||
029 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND DOAO TSENTRENERGOGAZ OF OAO GAZPROM PURSUANT WHICH OAO GAZPROM WILL GRANT DOAO TSENTRENERGOGAZ OF OAO GAZPROM. | Management | For | |||||||||||||
030 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS PURSUANT TO WHICH OAO GAZPROM WILL GRANT OOO GAZPROMTRANS TEMPORARY POSSESSION AND USE OF THE INFRASTRUCTURE FACILITIES OF THE RAILWAY STATIONS OF THE SURGUTSKIY CONDENSATE STABILIZATION PLANT. | Management | For | |||||||||||||
031 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS PURSUANT TO WHICH OAO GAZPROM WILL GRANT OOO GAZPROMTRANS TEMPORARY POSSESSION AND USE OF METHANOL TANK CARS FOR A PERIOD OF NOT MORE THAN 5 YEARS AND OOO GAZPROMTRANS WILL MAKE PAYMENT FOR USING SUCH PROPERTY IN A MAXIMUM SUM OF 190 MILLION RUBLES. | Management | For | |||||||||||||
032 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO TSENTRGAZ PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO TSENTRGAZ TEMPORARY POSSESSION AND USE OF THE FACILITIES OF A PREVENTATIVE CLINIC THAT ARE SITUATED IN THE TULSKAYA REGION, SHCHOKINSKIY DISTRICT, TOWNSHIP OF GRUMANT, FOR A PERIOD OF NOT MORE THAN 12 MONTHS AND OAO TSENTRGAZ WILL MAKE PAYMENT FOR USING SUCH PROPERTY IN A MAXIMUM SUM OF 24.1 MILLION RUBLES. | Management | For | |||||||||||||
033 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO DRUZHBA PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO DRUZHBA TEMPORARY POSSESSION AND USE OF THE FACILITIES OF DRUZHBA VACATION CENTER. | Management | For | |||||||||||||
034 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO GAZPROM PROMGAZ TEMPORARY POSSESSION AND USE OF EXPERIMENTAL PROTOTYPES OF GAS-USING EQUIPMENT. | Management | For | |||||||||||||
035 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH OAO GAZPROM WILL GRANT GAZPROMBANK (OPEN JOINT STOCK COMPANY) TEMPORARY POSSESSION AND USE OF THE NON- RESIDENTIAL PREMISES IN A BUILDING. | Management | For | |||||||||||||
036 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SALAVATNEFTEORGSINTEZ PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO SALAVATNEFTEORGSINTEZ TEMPORARY POSSESSION AND USE OF THE GAS CONDENSATE PIPELINE RUNNING FROM THE KARACHAGANAKSKOYE GAS CONDENSATE FIELD TO THE ORENBURGSKIY GAS REFINERY. | Management | For | |||||||||||||
037 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO VOSTOKGAZPROM PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO VOSTOKGAZPROM TEMPORARY POSSESSION AND USE OF AN M-468R SPECIAL-PURPOSE COMMUNICATIONS INSTALLATION. | Management | For | |||||||||||||
038 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM EXPORT PURSUANT TO WHICH OAO GAZPROM WILL GRANT OOO GAZPROM EXPORT TEMPORARY POSSESSION AND USE OF AN M-468R SPECIAL-PURPOSE COMMUNICATIONS INSTALLATION. | Management | For | |||||||||||||
039 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM NEFT PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO GAZPROM NEFT TEMPORARY POSSESSION AND USE OF AN M-468R SPECIAL-PURPOSE COMMUNICATIONS INSTALLATION. | Management | For | |||||||||||||
040 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM SPACE SYSTEMS PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO GAZPROM SPACE SYSTEMS TEMPORARY POSSESSION AND USE OF AN ERP SOFTWARE AND HARDWARE SOLUTION, SYSTEM FOR MANAGING OAO GAZPROM'S PROPERTY AND OTHER ASSETS AT OAO GAZCOM LEVEL (ERP). | Management | For | |||||||||||||
041 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO YAMALGAZINVEST TEMPORARY POSSESSION AND USE OF AN ERP SOFTWARE AND HARDWARE SOLUTION, SYSTEM FOR MANAGING OAO GAZPROM'S PROPERTY AND OTHER ASSETS AT ZAO YAMALGAZINVEST LEVEL (ERP). | Management | For | |||||||||||||
042 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZTELECOM PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO GAZTELECOM TEMPORARY POSSESSION AND USE OF COMMUNICATIONS FACILITIES WITHIN THE COMPOSITION OF BUILDINGS, COMMUNICATIONS LINES, COMMUNICATIONS NETWORKS, CABLE DUCT SYSTEMS AND EQUIPMENT. | Management | For | |||||||||||||
043 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO TSENTRCASPNEFTEGAZ PURSUANT TO WHICH OAO GAZPROM WILL EXTEND TO OOO TSENTRCASPNEFTEGAZ LONG-TERM LOANS IN AN AGGREGATE MAXIMUM SUM OF 12.6 BILLION RUBLES FOR THE PURPOSE OF DEVELOPMENT BY IT IN 2009-2011 OF THE TSENTRALNAYA GEOLOGICAL STRUCTURE. | Management | For | |||||||||||||
044 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK COMPANY) PURSUANT TO WHICH THE BANK WILL ISSUE GUARANTEES TO THE RUSSIAN FEDERATION'S CUSTOMS AUTHORITIES WITH RESPECT TO THE OBLIGATIONS OF OAO GAZPROM AS A CUSTOMS BROKER TO PAY CUSTOMS PAYMENTS AND EVENTUAL INTEREST AND PENALTIES. | Management | For | |||||||||||||
045 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ PURSUANT TO WHICH OAO GAZPROM WILL DELIVER AND OOO MEZHREGIONGAZ WILL ACCEPT (OFF-TAKE) GAS IN AN AMOUNT OF NOT MORE THAN 300 BILLION CUBIC METERS, DELIVERABLE MONTHLY, AND WILL PAY FOR GAS A MAXIMUM SUM OF 886.9 BILLION RUBLES. | Management | For | |||||||||||||
046 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ PURSUANT TO WHICH OOO MEZHREGIONGAZ UNDERTAKES UNDER INSTRUCTIONS OF OAO GAZPROM AND FOR A FEE OF NOT MORE THAN 200 MILLION RUBLES, IN ITS OWN NAME. | Management | For | |||||||||||||
047 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ PURSUANT TO WHICH OOO MEZHREGIONGAZ WILL DELIVER AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) GAS PURCHASED BY OOO MEZHREGIONGAZ FROM INDEPENDENT ENTITIES, IN AN AMOUNT OF NOT MORE THAN 21.9 BILLION CUBIC METERS FOR A MAXIMUM SUM OF 70 BILLION RUBLES. | Management | For | |||||||||||||
048 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM EXPORT PURSUANT TO WHICH OOO GAZPROM EXPORT UNDERTAKES UNDER INSTRUCTIONS OF OAO GAZPROM AND FOR A FEE OF NOT MORE THAN 55 MILLION RUBLES, IN ITS OWN NAME. | Management | For | |||||||||||||
049 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ PURSUANT TO WHICH OAO GAZPROM WILL DELIVER AND OOO MEZHREGIONGAZ WILL ACCEPT (OFF-TAKE) GAS PURCHASED BY OAO GAZPROM FROM OAO LUKOIL AND STORED IN UNDERGROUND GAS STORAGE FACILITIES. | Management | For | |||||||||||||
050 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO NORTHGAS PURSUANT TO WHICH ZAO NORTHGAS WILL DELIVER AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) GAS IN AN AMOUNT OF NOT MORE THAN 4.8 BILLION CUBIC METERS, DELIVERABLE MONTHLY, AND WILL PAY FOR GAS A MAXIMUM SUM OF 4 BILLION RUBLES. | Management | For | |||||||||||||
051 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SEVERNEFTEGAZPROM PURSUANT TO WHICH OAO SEVERNEFTEGAZPROM WILL DELIVER AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) GAS IN AN AMOUNT OF NOT MORE THAN 24.2 BILLION CUBIC METERS AND WILL PAY FOR GAS A MAXIMUM SUM OF 23 BILLION RUBLES. | Management | For | |||||||||||||
052 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM NEFT ORENBURG PURSUANT TO WHICH ZAO GAZPROM NEFT ORENBURG WILL DELIVER AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) UNSTABLE CRUDE OIL IN AN AMOUNT OF NOT MORE THAN 650 THOUSAND TONS AND WILL PAY FOR CRUDE OIL A MAXIMUM SUM OF 5.3 BILLION RUBLES. | Management | For | |||||||||||||
053 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SIBUR HOLDING PURSUANT TO WHICH OAO SIBUR HOLDING WILL DELIVER AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) DRY STRIPPED GAS PROCESSED AT GAS REFINING COMPLEXES IN AN AMOUNT OF NOT MORE THAN 4.5 BILLION CUBIC METERS AND WILL PAY FOR GAS A MAXIMUM SUM OF 5.1 BILLION RUBLES. | Management | For | |||||||||||||
054 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SIBUR HOLDING PURSUANT TO WHICH OAO GAZPROM WILL SELL AND OAO SIBUR HOLDING WILL BUY ETHANE FRACTION IN A TOTAL AMOUNT OF 4.885 MILLION TONS FOR A MAXIMUM SUM OF 33.707 BILLION RUBLES. | Management | For | |||||||||||||
055 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENT BETWEEN OAO GAZPROM AND OAO SIBUR HOLDING PURSUANT TO WHICH OAO SIBUR HOLDING UNDERTAKES UNDER INSTRUCTIONS OF OAO GAZPROM AND FOR A FEE OF NOT MORE THAN 30 MILLION RUBLES. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
056 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SIBUR HOLDING PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 1.2 BILLION CUBIC METERS AND OAO SIBUR HOLDING WILL PAY FOR THE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES A MAXIMUM SUM OF 1 BILLION RUBLES. | Management | For | |||||||||||||
057 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO TOMSKGAZPROM PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 3 BILLION CUBIC METERS AND OAO SIBUR HOLDING WILL PAY FOR THE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINE A MAXIMUM SUM OF 1.2 BILLION RUBLES. | Management | For | |||||||||||||
058 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 45 BILLION CUBIC METERS ACROSS THE TERRITORY OF THE RUSSIAN FEDERATION, CIS COUNTRIES AND BALTIC STATES AND WILL PAY FOR THE SERVICES RELATEDT TO ARRANGING FOR TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES A MAXIMUM SUM OF 70 BILLION RUBLES. | Management | For | |||||||||||||
059 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM NEFT PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 3.8 BILLION CUBIC METERS AND OAO GAZPROM NEFT WILL PAY FOR THE SERVICES RELATED TO ARRANGING FOR TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES A MAXIMUM SUM OF 2.62 BILLION RUBLES. | Management | For | |||||||||||||
060 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 45 BILLION CUBIC METERS OAO NOVATEK WILL PAY FOR THE SERVICES ARRANGING FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES A MAXIMUM SUM OF 60 BILLION RUBLES. | Management | For | |||||||||||||
061 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE SERVICES RELATED TO ARRANGING FOR THE INJECTION INTO AND STORAGE IN UNDERGROUND GAS STORAGE FACILITIES OF GAS OWNED BY OAO NOVATEK IN AN AMOUNT OF NOT MORE THAN 1 BILLION CUBIC METERS. | Management | For | |||||||||||||
062 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND A/S LATVIJAS GAZE PURSUANT TO WHICH OAO GAZPROM WILL SELL AND A/S LATVIJAS GAZE WILL PURCHASE GAS. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
063 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND AB LIETUVOS DUJOS PURSUANT TO WHICH OAO GAZPROM WILL SELL AND AB LIETUVOS DUJOS WILL PURCHASE GAS. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
064 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND UAB KAUNO TERMOFIKACIJOS ELEKTRINE PURSUANT TO WHICH OAO GAZPROM WILL SELL AND UAB KAUNO TERMOFIKACIJOS ELEKTRINE WILL PURCHASE GAS. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
065 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND MOLDOVAGAZ S.A. PURSUANT TO WHICH OAO GAZPROM WILL DELIVER AND MOLDOVAGAZ S.A. WILL ACCEPT (OFF- TAKE) IN 2010 GAS IN AN AMOUNT OF NOT MORE THAN 3.9 BILLION CUBIC METERS AND WILL PAY FOR GAS A MAXIMUM SUM OF 1.33 BILLION U.S. DOLLARS. | Management | For | |||||||||||||
066 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND MOLDOVAGAZ S.A. PURSUANT TO WHICH IN 2010 MOLDOVAGAZ S.A. WILL PROVIDE SERVICES RELATED TO THE TRANSPORTATION OF GAS IN TRANSIT MODE ACROSS THE TERRITORY OF THE REPUBLIC OF MOLDOVA. | Management | For | |||||||||||||
067 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND KAZROSGAZ LLP PURSUANT TO WHICH KAZROSGAZ LLP WILL SELL AND OAO GAZPROM WILL PURCHASE IN 2010 GAS IN AN AMOUNT OF NOT MORE THAN 1.2 BILLION CUBIC METERS FOR A MAXIMUM SUM OF 150 MILLION U.S. DOLLARS. | Management | For | |||||||||||||
068 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND KAZROSGAZ LLP PURSUANT TO WHICH IN 2010 OAO GAZPROM WILL PROVIDE SERVICES RELATED TO THE TRANSPORTATION ACROSS THE TERRITORY OF THE RUSSIAN FEDERATION OF GAS OWNED BY KAZROSGAZ LLP. | Management | For | |||||||||||||
069 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO BELTRANSGAZ PURSUANT TO WHICH OAO GAZPROM WILL SELL AND OAO BELTRANSGAZ WILL PURCHASE IN 2010 GAS IN AN AMOUNT OF NOT MORE THAN 22.1 BILLION CUBIC METERS FOR A MAXIMUM SUM OF 4.42 BILLION U.S. DOLLARS. | Management | For | |||||||||||||
070 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS PURSUANT TO WHICH OOO GAZPROMTRANS UNDERTAKES, USING IN-HOUSE AND/OR OUTSIDE PERSONNEL AND RESOURCES, TO PERFORM IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
071 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM INVEST YUG PURSUANT TO WHICH ZAO GAZPROM INVEST YUG UNDERTAKES, USING IN-HOUSE AND/OR OUTSIDE PERSONNEL AND RESOURCES, TO PERFORM IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
072 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST PURSUANT TO WHICH ZAO YAMALGAZINVEST UNDERTAKES, USING IN-HOUSE AND/OR OUTSIDE PERSONNEL AND RESOURCES, TO PERFORM IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
073 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM SPACE SYSTEMS PURSUANT TO WHICH OAO GAZPROM SPACE SYSTEMS UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010, IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
074 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST PURSUANT TO WHICH ZAO YAMALGAZINVEST UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010, IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
075 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM NEFT ORENBURG PURSUANT TO WHICH ZAO GAZPROM NEFT ORENBURG UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010, IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
076 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM INVEST YUG PURSUANT TO WHICH ZAO GAZPROM INVEST YUG UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010, IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
077 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS PURSUANT TO WHICH OOO GAZPROMTRANS UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010, IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
078 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZTELECOM PURSUANT TO WHICH ZAO GAZTELECOM UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010, IN ACCORDANCE WITH INSTRUCTIONS FROM OAO GAZPROM. | Management | For | |||||||||||||
079 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO FEDERAL RESEARCH AND PRODUCTION CENTER NEFTEGAZAEROCOSMOS PURSUANT TO WHICH ZAO FEDERAL RESEARCH AND PRODUCTION CENTER NEFTEGAZAEROCOSMOS UNDERTAKES, DURING THE PERIOD FROM JULY 1, 2009 TO DECEMBER 31, 2010. | Management | For | |||||||||||||
080 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
081 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN THE EVENT THAT HARM IS CAUSED TO THE LIFE, HEALTH OR PROPERTY OF OTHER PERSONS OR TO THE ENVIRONMENT AS A RESULT OF AN EMERGENCY OR INCIDENT THAT OCCURS, AMONGST OTHER THINGS. | Management | For | |||||||||||||
082 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN THE EVENT THAT HARM IS CAUSED TO THE LIFE OR HEALTH OF OAO GAZPROM'S EMPLOYEES (INSURED PERSONS). | Management | For | |||||||||||||
083 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, WHENEVER EMPLOYEES OF OAO GAZPROM OR MEMBERS OF THEIR FAMILIES OR NON-WORKING RETIRED FORMER EMPLOYEES OF OAO GAZPROM OR MEMBERS OF THEIR FAMILIES (INSURED PERSONS WHO ARE BENEFICIARIES). | Management | For | |||||||||||||
084 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, WHENEVER EMPLOYEES OF OAO GAZPROM AVTOPREDPRIYATIE, A BRANCH OF OAO GAZPROM, OR MEMBERS OF THEIR FAMILIES OR NON-WORKING RETIRED FORMER EMPLOYEES OF OAO GAZPROM AVTOPREDPRIYATIE. | Management | For | |||||||||||||
085 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN THE EVENT THAT OAO GAZPROM, ACTING IN ITS CAPACITY AS CUSTOMS BROKER, INCURS LIABILITY AS A RESULT OF ANY HARM HAVING BEEN CAUSED TO THE PROPERTY OF THIRD PERSONS. | Management | For | |||||||||||||
086 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, WHENEVER HARM (DAMAGE OR DESTRUCTION) IS CAUSED TO A TRANSPORTATION VEHICLE OWNED BY OAO GAZPROM. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
087 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENT BETWEEN OAO GAZPROM AND OAO SOGAZ PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN THE EVENT. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
088 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO VOSTOKGAZPROM, OAO GAZPROM PROMGAZ, OAO GAZPROMREGIONGAZ, OOO GAZPROM EXPORT, OAO GAZPROM SPACE SYSTEMS, OOO GAZPROMTRANS, OOO GAZPROM KOMPLEKTATSIYA, OAO LAZURNAYA, ZAO GAZPROM NEFT ORENBURG, ZAO YAMALGAZINVEST, OAO SALAVATNEFTEORGSINTEZ, DOAO TSENTRENERGOGAZ OF OAO GAZPROM AND OAO TSENTRGAZ (THE CONTRACTORS). | Management | For | |||||||||||||
089 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND DOAO TSENTRENERGOGAZ OF OAO GAZPROM PURSUANT TO WHICH DOAO TSENTRENERGOGAZ OF OAO GAZPROM UNDERTAKES TO PERFORM DURING THE PERIOD FROM JULY 1, 2009 TO OCTOBER 30, 2010. | Management | For | |||||||||||||
090 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZAVTOMATIKA OF OAO GAZPROM PURSUANT TO WHICH OAO GAZAVTOMATIKA OF OAO GAZPROM UNDERTAKES TO PERFORM DURING THE PERIOD FROM JULY 1, 2009 TO JUNE 30, 2011. | Management | For | |||||||||||||
091 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ PURSUANT TO WHICH OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "DEVELOPMENT OF RECOMMENDATIONS REGARDING THE DETERMINATION OF THE AMOUNTS OF OVERHEAD EXPENSES AND ANTICIPATED PROFITS IN THE CONSTRUCTION OF OAO GAZPROM'S WELLS", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
092 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "DEVELOPMENT OF PROGRAMS FOR THE RECONSTRUCTION AND TECHNOLOGICAL UPGRADING OF THE GAS FACILITIES OF THE GAZPROM GROUP FOR 2010", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
093 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "DEVELOPMENT OF A CONCEPT FOR UTILIZATION OF RENEWABLE ENERGY SOURCES BY OAO GAZPROM ON THE BASIS OF AN ANALYSIS OF THE EXPERIENCE OF GLOBAL ENERGY COMPANIES IN THE AREA OF DEVELOPMENT OF ALTERNATIVE POWER", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
094 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "DEVELOPMENT OF REGULATORY AND TECHNICAL DOCUMENTATION RELATED TO THE ORGANIZATION AND PERFORMANCE OF REPAIRS AT OAO GAZPROM'S FACILITIES", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
095 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "IMPROVING THE REGULATORY AND METHODOLOGICAL FRAMEWORK FOR ENERGY SAVING AT OAO GAZPROM'S FACILITIES", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
096 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ PURSUANT TO WHICH OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "DEVELOPMENT OF REGULATORY DOCUMENTS IN THE AREA OF THE ENERGY INDUSTRY, INCLUDING SEA- BASED FACILITIES", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
097 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ PURSUANT TO WHICH OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "DEVELOPMENT OF A SYSTEM OF MEDICAL, SANITARY AND PSYCHOLOGICAL SUPPORT FOR WORK AT THE SHTOKMAN FIELD MAKING USE OF ROTATIONAL TEAM LABOR", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
098 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ PURSUANT TO WHICH OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "ANALYTICAL STUDIES OF THE COST OF 1 METER OF DRILLING PROGRESS AT OAO GAZPROM'S FIELDS AND SITES", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
099 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM PROMGAZ PURSUANT TO WHICH OAO GAZPROM PROMGAZ UNDERTAKES TO PERFORM RESEARCH WORK FOR "ARRANGING FOR THE MONITORING OF PRICES FOR ALL TYPES OF CAPITAL CONSTRUCTION RESOURCES WITH REFERENCE TO AREAS OF CLUSTERED CONSTRUCTION OF OAO GAZPROM'S FACILITIES", ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
100 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS OF OAO GAZPROM WITH OAO GAZPROM PROMGAZ AND OAO GAZAVTOMATIKA OF OAO GAZPROM (THE CONTRACTORS), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
101 | APPROVE, IN ACCORDANCE WITH CHAPTER XI OF THE FEDERAL LAW "ON JOINT STOCK COMPANIES" AND CHAPTER IX OF THE CHARTER OF OAO GAZPROM: AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM INVEST YUG, OOO GAZPROMTRANS, ZAO GAZPROM ZARUBEZHNEFTEGAZ, OAO GAZPROM PROMGAZ, OOO SEVERNEFTEGAZPROM, ZAO YAMALGAZINVEST, ZAO GAZPROM NEFT ORENBURG, OOO GAZPROM KOMPLEKTATSIYA, OAO VOSTOKGAZPROM, OAO TOMSKGAZPROM, OAO TGK-1, OAO MOSENERGO, OOO GAZPROM TSENTRREMONT, OAO TSENTRGAZ, OOO GAZPROM EXPORT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||
OAO GAZPROM | ||||||||||||||||
Security | 368287207 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OGZPY | Meeting Date | 26-Jun-2009 | |||||||||||||
ISIN | US3682872078 | Agenda | 933103626 - Management | |||||||||||||
City | Holding Recon Date | 08-May-2009 | ||||||||||||||
Country | United States | Vote Deadline Date | 15-Jun-2009 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
8A | ELECTION OF DIRECTOR: AKIMOV ANDREY IGOREVICH | Management | For | |||||||||||||
8B | ELECTION OF DIRECTOR: ANANENKOV ALEXANDER GEORGIEVICH | Management | For | |||||||||||||
8C | ELECTION OF DIRECTOR: BERGMANN BURCKHARD | Management | For | |||||||||||||
8D | ELECTION OF DIRECTOR: GAZIZULLIN FARIT RAFIKOVICH | Management | For | |||||||||||||
8E | ELECTION OF DIRECTOR: GUSAKOV VLADIMIR ANATOLIEVICH | Management | For | |||||||||||||
8F | ELECTION OF DIRECTOR: ZUBKOV VIKTOR ALEXEEVICH | Management | For | |||||||||||||
8G | ELECTION OF DIRECTOR: KARPEL ELENA EVGENIEVNA | Management | For | |||||||||||||
8H | ELECTION OF DIRECTOR: MAKAROV ALEXEY ALEXANDROVICH | Management | For | |||||||||||||
8I | ELECTION OF DIRECTOR: MILLER ALEXEY BORISOVICH | Management | For | |||||||||||||
8J | ELECTION OF DIRECTOR: MUSIN VALERY ABRAMOVICH | Management | For | |||||||||||||
8K | ELECTION OF DIRECTOR: NABIULLINA ELVIRA SAKHIPZADOVNA | Management | For | |||||||||||||
8L | ELECTION OF DIRECTOR: NIKOLAEV VIKTOR VASILIEVICH | Management | For | |||||||||||||
8M | ELECTION OF DIRECTOR: PETROV YURY ALEXANDROVICH | Management | For | |||||||||||||
8N | ELECTION OF DIRECTOR: SEREDA MIKHAIL LEONIDOVICH | Management | For | |||||||||||||
8O | ELECTION OF DIRECTOR: FORESMAN ROBERT MARK | Management | For | |||||||||||||
8P | ELECTION OF DIRECTOR: FORTOV VLADIMIR EVGENIEVICH | Management | For | |||||||||||||
8Q | ELECTION OF DIRECTOR: SHMATKO SERGEY IVANOVICH | Management | For | |||||||||||||
8R | ELECTION OF DIRECTOR: YUSUFOV IGOR KHANUKOVICH | Management | For | |||||||||||||
URALKALI JSC | ||||||||||||||||
Security | 91688E206 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2009 | ||||||||||||||
ISIN | US91688E2063 | Agenda | 702022310 - Management | |||||||||||||
City | TBA | Holding Recon Date | 22-May-2009 | |||||||||||||
Country | Russian Federation | Vote Deadline Date | 18-Jun-2009 | |||||||||||||
SEDOL(s) | B1FLM08 - B28RV47 - B3K5JF3 | Quick Code | ||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
1. | Approve the procedure of the AGM of shareholders of OJSC Uralkali | Management | For | For | ||||||||||||
2. | Approve the annual report of OJSC Uralkali for 2008 | Management | For | For | ||||||||||||
3. | Approve the annual accounting statements of OJSC Uralkali for 2008 | Management | For | For | ||||||||||||
4. | Approve the profit distribution of OJSC Uralkali by results of 2008: 1) not to pay to the Members of the Board of Directors the remuneration by results of OJSC Uralkali's activity for the year of account, provided by the regulations on the Board of Directors of OJSC Uralkali [approved by the decision of the general meeting of shareholders of OJSC Uralkali, MOM No 13 dated 28 JUN 2002]; 2) pursuant to the regulations on the Audit Committee of the Board of Directors of OJSC Uralkali and the regulations on the information disclosure Committee of the Board of Directors of OJSC Uralkali, the regulations on the human resources and remuneration Committee of the Board of Directors of OJSC Uralkali to assign the amount at the rate of RUR 14,464,4 thousand for payment of remuneration to the Board Members who are the Independent Directors, for their activities as Board Committees Members; 3) no to distribute the remaining part of the profit by the results of 2008 at the rate of RUR 20,967,560,2 thousand [the amount excluding the part of the profit distributed as dividends by the results of the first half of 2008] | Management | For | For | ||||||||||||
5.1 | Elect Elena V. Bormaleva as a Member of the Audit Commission of OJSC Uralkali; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
5.2 | Elect Natalya V. Zhuravleva as a Member of the Audit Commission of OJSC Uralkali; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
5.3 | Elect Elena A. Radaeva as a Member of the Audit Commission of OJSC Uralkali; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
5.4 | Elect Irina V. Razumova as a Member of the Audit Commission of OJSC Uralkali; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
5.5 | Elect Alexei M. Yakovlev as a Member of the Audit Commission of OJSC Uralkali; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
6. | Approve the Limited Liability Company Auditing Firm "Buhgalterskie Auditorskie Traditsii audit" [LLC Auditing Firm "BAT-Audit"] as the Auditor of OJSC Uralkali for 2009 | Management | For | For | ||||||||||||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non-Voting | |||||||||||||||
7.1 | Elect Mihail Vyacheslavovich Antonov as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.2 | Elect Anna Aleksandrovna Batarina as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.3 | Elect Vladislav Arturovich Baumgertner as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.4 | Elect Viktor Nikolaevich Belyakov as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.5 | Elect Jury Valeryevich Gavrilov as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.6 | Elect Andrey Rudolfovich Konogorov as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
7.7 | Elect Anatoly Anatolyevich Lebedev as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.8 | Elect Kuzma Valeryevich Marchuk as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.9 | Elect Vladimir Eduardovich Ruga as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
7.10 | Elect Dmitry Yevgenyevich Rybolovlev as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.11 | Elect Hans Jochum Horn as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
7.12 | Elect Marina Vladimirovna Shvetsova as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | Against | Against | ||||||||||||
7.13 | Elect Ilya Arturovich Yuzhanov as a Member of the Board of Directors of OJSC 'Uralkali'; pursuant to the charter of OJSC Uralkali | Management | For | For | ||||||||||||
8.1 | Approve the conclusion between OJSC 'Uralkali' [Customer] and OJSC 'Galurgia' [Contractor, Performer] of work contracts [including the work contracts for design and survey works], contracts for research and development works, contracts for engineering development and process design works as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 900 million | Management | For | For | ||||||||||||
8.2 | Approve the conclusion between OJSC 'Uralkali' [Customer] and the Contractors [Performers]: 1) LLC 'SMT BShSU' and [or] 2) CJSC 'Novaya Nedvizhimost' and [or] 3) LLC 'Vagonoe Depo Balahontsy' and [or] 4) LLC 'Satellit-Service' of work contracts, paid service contracts as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 4,800 million | Management | For | For | ||||||||||||
8.3 | Approve the conclusion between OJSC 'Uralkali' [Customer] and LLC 'Polyclinic Uralkali-Med' [Performer] of paid service contracts as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 35 million | Management | For | For | ||||||||||||
8.4 | Approve the conclusion between OJSC 'Uralkali' [Customer] and the Sellers: 1) LLC 'Mashinostroitelnoe predpriyatie 'Kurs' and [or] 2) LLC 'SMT 'BShSU' and [or] 3) LLC 'Satellit- Service' and [or] 4) CJSC 'Avtotranskali' and [or] 5) LLC 'Vagonoe Depo Balahontsy' and [or] 6) CJSC Novaya Nedvizhimost' of sales contracts as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 1200 million | Management | For | For | ||||||||||||
8.5 | Approve the conclusion between OJSC 'Uralkali' [Seller] and the Customers: 1) LLC 'SMT 'BShSU' and [or] 2) CJSC 'Avtotranskali' and [or] 3) LLC 'Vagonoe Depo Balahontsy' and [or] 4) CJSC Novaya Nedvizhimost' of sales contracts as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 100 million | Management | For | For | ||||||||||||
8.6 | Approve the conclusion between OJSC 'Uralkali' [Lessor] and the Lessees: 1) LLC 'SMT 'BShSU' and [or] 2) LLC 'Vagonoe Depo Balahontsy' and [or] 3) CJSC 'Avtotranskali' and [or] 4) LLC 'Satellit-Service' and [or] 5) LLC 'Polyclinic Uralkali-Med' of lease contracts as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 155 million | Management | For | For | ||||||||||||
8.7 | Approve the conclusion between OJSC 'Uralkali' [Sublicensee] and LLC 'Satellit-Service' [Sublicensor] of sublicense contracts as the interested party transactions; and which may be concluded in the future by OJSC 'Uralkali' in the course of its usual business activity, having determined that the ceiling amount to which the specified transactions may be concluded is RUR 20 million | Management | For | For | ||||||||||||
IVY INTERNATIONAL BALANCED FUND
Proxy Voting Record
Vote Summary Report
Jul 01, 2008 - Jun 30, 2009
Ivy International Balanced Fund
Account Name | Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Shares | Ballot Item Number | Mor S | Item Desc | Mgt Rec Vote | Vote Cast |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 1 | M | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 2 | M | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 3 | M | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 4 | M | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 5 | M | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 6 | M | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 7 | M | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 8 | M | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 9 | M | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 10 | M | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 11 | M | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 12 | M | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 13 | M | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 14 | M | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 15 | M | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 16 | M | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 17 | M | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 18 | M | APPROVAL OF THE NAME OF THE COMPANY | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 19 | M | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 20 | M | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 21 | M | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 22 | M | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 23 | M | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 24 | M | RATIFY AUDITORS | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 25 | M | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 26 | M | RATIFY AUDITORS | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | G0070K103 | Cayman Islands | 7/14/08 | 5/27/08 | Annual | 46490 | 27 | M | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | For | For |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 2 | M | Re-elect Sir John Bond as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 3 | M | Re-elect John Buchanan as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 4 | M | Re-elect Vittorio Colao as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 5 | M | Re-elect Andy Halford as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 6 | M | Re-elect Alan Jebson as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 7 | M | Re-elect Nick Land as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 8 | M | Re-elect Anne Lauvergeon as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 9 | M | Re-elect Simon Murray as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 10 | M | Re-elect Luc Vandevelde as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 11 | M | Re-elect Anthony Watson as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 12 | M | Re-elect Philip Yea as Director | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 13 | M | Approve Final Dividend of 5.02 Pence Per Ordinary Share | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 14 | M | Approve Remuneration Report | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 15 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 16 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 17 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 18 | M | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 19 | M | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 20 | M | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 21 | M | Amend Articles of Association | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | 92857W209 | United Kingdom | 7/29/08 | 6/10/08 | Annual | 6590 | 22 | M | Approve Vodafone Group 2008 Sharesave Plan | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q304 | Taiwan | 8/14/08 | 7/21/08 | Special | 159657 | 1 | M | TO APPROVE THE PROPOSAL FOR CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES. | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q304 | Taiwan | 8/14/08 | 7/21/08 | Special | 159657 | 2 | M | TO APPROVE THE PROPOSAL FOR DECREASE IN CASH OF THE COMPANY. | For | For | |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 1 | M | ELECTION OF DIRECTORS: GIL SHWED, MARIUS NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, TAL SHAVIT NOTE: DIRECTORS ARE ELECTED AS A GROUP, NOT INDIVIDUALLY | For | For |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 2 | M | REELECTION OF OUTSIDE DIRECTOR: IRWIN FEDERMAN | For | For |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 3 | M | REELECTION OF OUTSIDE DIRECTOR: RAY ROTHROCK | For | For |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 4 | M | TO RATIFY THE APPOINTMENT AND COMPENSATION OF CHECK POINT S INDEPENDENT PUBLIC ACCOUNTANTS. | For | For |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 5 | M | TO APPROVE COMPENSATION TO CHECK POINT S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS. | For | For |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 6 | M | I AM A CONTROLLING SHAREHOLDER OF THE COMPANY. MARK FOR = YES OR AGAINST = NO. | None | Against |
Ivy International Balanced Fund | Check Point Software Technologies Ltd. | CHKP | M22465104 | Israel | 9/4/08 | 7/28/08 | Annual | 135710 | 7 | M | I HAVE A PERSONAL INTEREST IN ITEM 5. MARK FOR = YES OR AGAINST = NO. | None | Against |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 50049M109 | South Korea | 8/25/08 | 7/30/08 | Special | 19740 | 1 | M | Approval of Stock Transfer Plan to Establish Financial Holding Company through Comprehensive Stock Transfer | For | For |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 50049M109 | South Korea | 8/25/08 | 7/30/08 | Special | 19740 | 2 | M | Amend Articles Regarding Settlement Method for Outstanding Stock Options | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 1 | M | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF FLEXTRONICS. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 2 | M | RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF FLEXTRONICS. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 3 | M | RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR OF FLEXTRONICS. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 4 | M | RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF FLEXTRONICS. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 5 | M | RATIFY AUDITORS | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 6 | M | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 7 | M | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 8 | M | APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 9 | M | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. | For | For |
Ivy International Balanced Fund | Flextronics International Ltd. | FLEX | Y2573F102 | Singapore | 9/30/08 | 8/22/08 | Annual | 317810 | 10 | M | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. | For | For |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | 796050888 | South Korea | 3/13/09 | 12/31/08 | Annual | 4010 | 1 | M | Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | 796050888 | South Korea | 3/13/09 | 12/31/08 | Annual | 4010 | 2.1 | M | Elect Three Outside Directors (Bundled) | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | 796050888 | South Korea | 3/13/09 | 12/31/08 | Annual | 4010 | 2.2 | M | Elect Four Inside Directors (Bundled) | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | 796050888 | South Korea | 3/13/09 | 12/31/08 | Annual | 4010 | 2.3 | M | Elect Two Members of Audit Committee (Bundled) | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | 796050888 | South Korea | 3/13/09 | 12/31/08 | Annual | 4010 | 3 | M | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 48241A105 | South Korea | 3/27/09 | 12/31/08 | Annual | 19740 | 1 | M | Approve Financial Statements | For | For |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 48241A105 | South Korea | 3/27/09 | 12/31/08 | Annual | 19740 | 2 | M | Amend Articles of Incorporation Regarding Preemptive Right, Stock Option, Public Notice for Shareholder Meeting, Duties of Audit Committee, Share Cancellation, and Interim Dividend | For | For |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 48241A105 | South Korea | 3/27/09 | 12/31/08 | Annual | 19740 | 3 | M | Elect Two Outside Directors | For | For |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 48241A105 | South Korea | 3/27/09 | 12/31/08 | Annual | 19740 | 4 | M | Elect Five Outside Directors who will serve as Members of Audit Committee | For | For |
Ivy International Balanced Fund | KB Financial Group Inc | KOKBFG | 48241A105 | South Korea | 3/27/09 | 12/31/08 | Annual | 19740 | 5 | M | Approve Total Remuneration of Inside Directors and Outside Directors | For | For |
Ivy International Balanced Fund | Embraer, Empresa Brasileira de Aeronautica | 29081M102 | Brazil | 4/29/09 | 3/17/09 | Annual | 46890 | 1 | M | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | For | For | |
Ivy International Balanced Fund | Embraer, Empresa Brasileira de Aeronautica | 29081M102 | Brazil | 4/29/09 | 3/17/09 | Annual | 46890 | 2 | M | Approve Allocation of Income and Dividends | For | For | |
Ivy International Balanced Fund | Embraer, Empresa Brasileira de Aeronautica | 29081M102 | Brazil | 4/29/09 | 3/17/09 | Annual | 46890 | 3 | M | Elect Directors | For | For | |
Ivy International Balanced Fund | Embraer, Empresa Brasileira de Aeronautica | 29081M102 | Brazil | 4/29/09 | 3/17/09 | Annual | 46890 | 4 | M | Elect Fiscal Council Members and Approve their Remuneration | For | For | |
Ivy International Balanced Fund | Embraer, Empresa Brasileira de Aeronautica | 29081M102 | Brazil | 4/29/09 | 3/17/09 | Annual | 46890 | 5 | M | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | |
Ivy International Balanced Fund | Embraer, Empresa Brasileira de Aeronautica | 29081M102 | Brazil | 4/29/09 | 3/17/09 | Annual | 46890 | 6 | M | Elect Fiscal Council Members and Approve their Remuneration | For | For | |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 1 | M | Election Of Director: Michael G. Atieh | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 2 | M | Election Of Director: Mary A. Cirillo | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 3 | M | Election Of Director: Bruce L. Crockett | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 4 | M | Election Of Director: Thomas J. Neff | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 5 | M | Approval Of The Annual Report | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 6 | M | Approval Of The Statutory Financial Statements Of Ace Limited | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 7 | M | Approval Of The Consolidated Financial Statements | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 8 | M | Allocation Of Disposable Profit | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 9 | M | Discharge Of The Board Of Directors | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 10 | M | Amendment Of Articles Of Association Relating To Special Auditor | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 11 | M | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 12 | M | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 13 | M | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | For | For |
Ivy International Balanced Fund | ACE Ltd. | ACE | H0023R105 | Switzerland | 5/20/09 | 3/31/09 | Annual | 46490 | 14 | M | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | For | For |
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | S | Meeting for GDR Holders | ||||
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | 1 | M | Approve 2008 Financial Statements and Statutory Reports | For | ||
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | 2 | M | Approve 2008 Allocation of Income and Dividends | For | ||
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | 3 | M | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | For | ||
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | 4 | M | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | For | ||
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | 5 | M | Approve Release of Restrictions on Competitive Activities of Directors | For | ||
Ivy International Balanced Fund | Lite-On Technology Corp. | 536759301 | Taiwan | 6/22/09 | 4/23/09 | Annual/Special | 230194 | 6 | M | Transact Other Business (Non-Voting) | None | ||
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 1 | M | Acceptance Of 2008 Business Report And Financial Statements | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 2 | M | Approval Of The Proposal For The Distribution Of 2008 Earnings | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 3 | M | Revision Of The Articles Of Incorporation | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 4 | M | Proposed Conversion Of The Capital Surplus Into Capital Stock Ofthe Company And Issuance Of New Shares | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 5 | M | Proposed Capital Deduction And Issuance Of Cash Dividends | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 6 | M | Revision Of The Procedures For Acquisition Or Disposal Of Assets | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 7 | M | Revision Of The Procedures For Lending Of Capital To Others | For | For | |
Ivy International Balanced Fund | Chunghwa Telecom Co. Ltd. | 17133Q403 | Taiwan | 6/19/09 | 4/17/09 | Annual | 139465 | 8 | M | Revision Of The Procedures For Endorsements And Guarantees | For | For | |
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 2 | M | Re-elect Sir John Bond as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 3 | M | Re-elect John Buchanan as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 4 | M | Re-elect Vittorio Colao as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 5 | M | Re-elect Andy Halford as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 6 | M | Re-elect Alan Jebson as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 7 | M | Re-elect Nick Land as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 8 | M | Re-elect Anne Lauvergeon as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 9 | M | Re-elect Simon Murray as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 10 | M | Re-elect Luc Vandevelde as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 11 | M | Re-elect Anthony Watson as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 12 | M | Re-elect Philip Yea as Director | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 13 | M | Approve Final Dividend of 5.02 Pence Per Ordinary Share | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 14 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 15 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 16 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 17 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 18 | M | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 19 | M | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 20 | M | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 21 | M | Amend Articles of Association | For | For | ||
Ivy International Balanced Fund | Vodafone Group plc | G93882135 | United Kingdom | 7/29/08 | Annual | 1678587 | 22 | M | Approve Vodafone Group 2008 Sharesave Plan | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 1 | M | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 2 | M | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 3 | M | Approve Allocation of Income and Dividends of EUR 1.60 per Share | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.1 | M | Postpone Discharge of Former Management Board Member Rudi Lamprecht for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.2 | M | Postpone Discharge of Former Management Board Member Juergen Radomski for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.3 | M | Postpone Discharge of Former Management Board Member Uriel Sharef for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.4 | M | Postpone Discharge of Former Management Board Member Klaus Wucherer for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.5 | M | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.6 | M | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.7 | M | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.8 | M | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.9 | M | Approve Discharge of Former Management Board Member Eduardo Montes for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.1 | M | Approve Discharge of Former Management Board Member Jim Reid-Anderson for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.11 | M | Approve Discharge of Former Management Board Member Erich R. Reinhardt for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.12 | M | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.13 | M | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 4.14 | M | Approve Discharge of Management Board Member Peter Y. Solmssen for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.1 | M | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.2 | M | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.3 | M | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.4 | M | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.5 | M | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.6 | M | Approve Discharge of Former Supervisory Board Member Gerhard Bieletzki for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.7 | M | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.8 | M | Approve Discharge of Former Supervisory Board Member John David Coombe for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.9 | M | Approve Discharge of Former Supervisory Board Member Hildegard Cornudet for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.1 | M | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.11 | M | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.12 | M | Approve Discharge of Former Supervisory Board Member Birgit Grube for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.13 | M | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.14 | M | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.15 | M | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.16 | M | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.17 | M | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.18 | M | Approve Discharge of Former Supervisory Board Member Walter Kroell for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.19 | M | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.2 | M | Approve Discharge of Former Supervisory Board Member Michael Mirow for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.21 | M | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.22 | M | Approve Discharge of Former Supervisory Board Member Roland Motzigemba for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.23 | M | Approve Discharge of Former Supervisory Board Member Thomas Rackow for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.24 | M | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.25 | M | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.26 | M | Approve Discharge of Former Supervisory Board Member Albrecht Schmidt for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.27 | M | Approve Discharge of Supervisory Board Member Henning Schulte-Noelle for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.28 | M | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.29 | M | Approve Discharge of Former Supervisory Board Member Peter von Siemens for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.3 | M | Approve Discharge of Former Supervisory Board Member Jerry I. Speyer for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.31 | M | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 5.32 | M | Approve Discharge of Supervisory Board Member Iain Vallance of Tummel for Fiscal 2007/2008 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 6 | M | Ratify Ernst & Young AG as Auditors for Fiscal 2008/2009 | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 7 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 8 | M | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repurchasing Shares | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 9 | M | Approve Creation of EUR 520.8 Million Pool of Capital without Preemptive Rights | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 10 | M | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 11 | M | Approve Remuneration of Supervisory Board | For | For | ||
Ivy International Balanced Fund | Siemens AG | D69671218 | Germany | 1/27/09 | Annual | 34410 | 12 | M | Amend Articles Re: Decision Making of General Meeting | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 1a | M | Receive Supervisory Board, Corporate Governance, and Remuneration Reports for Fiscal 2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 1b | M | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 2 | M | Approve Allocation of Income and Dividends of EUR 5.50 per Share | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 3 | M | Approve Discharge of Management Board for Fiscal 2008 | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 5 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 6 | M | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.1 | M | Elect Peter Gruss to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.2 | M | Elect Henning Kagermann to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.3 | M | Elect Peter Loescher to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.4 | M | Elect Wolfgang Mayrhuber to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.5 | M | Elect Karel Van Miert to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.6 | M | Elect Bernd Pischetsrieder to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.7 | M | Elect Anton van Rossum to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.8 | M | Elect Hans-Juergen Schinzler to the Supervisory Board | For | Against | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.9 | M | Elect Ron Sommer to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 7.1 | M | Elect Thomas Wellauer to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 8 | M | Approve Creation of EUR 280 Million Pool of Capital without Preemptive Rights | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 9 | M | Amend Articles Re: Entry in the Shareholders Register and Registration for the General Meeting | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 10 | M | Amend Articles Re: Electronic Participation in the General Meeting and Postal Vote due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | ||
Ivy International Balanced Fund | Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/22/09 | Annual | 17210 | 11 | M | Amend Articles Re: Election of Chairman and Deputy Chairman and Decision-Making of Supervisory Board | For | For | ||
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 2 | M | Approve Allocation of Income and Dividends of EUR 0.30 per Share Common Share and EUR 0.32 per Preference Share | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 3 | M | Approve Discharge of Management Board for Fiscal 2008 | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 5 | M | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.1 | M | Reelect Franz Haniel to the Supervisory Board | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.2 | M | Reelect Susanne Klatten to the Supervisory Board | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.3 | M | Elect Robert Lane to the Supervisory Board | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.4 | M | Reelect Wolfgang Mayrhuber to the Supervisory Board | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.5 | M | Reelect Joachim Milberg to the Supervisory Board | For | Against | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.6 | M | Reelect Stefan Quandt to the Supervisory Board | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 6.7 | M | Elect Juergen Strube to the Supervisory Board | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 7 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 8 | M | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 9 | M | Amend Articles Re: Voting Procedures for Supervisory Board Meetings; Adopt D & O Insurance for Supervisory Board Members | For | For | |
Ivy International Balanced Fund | BMW Group Bayerische Motoren Werke AG | D12096109 | Germany | 5/14/09 | 4/23/09 | Annual | 68970 | 10 | M | Approve Creation of EUR 5 Million Pool of Capital without Preemptive Rights | For | For | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 2 | M | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 3 | M | Approve Discharge of Management Board for Fiscal 2008 | For | For | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 5 | M | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 6 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | SAP AG | D66992104 | Germany | 5/19/09 | 4/28/09 | Annual | 73010 | 7 | M | Amend Articles Re: Electronic Proxy Authorization due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | |
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 1 | M | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 2 | M | Declare Final Dividend of SGD 0.069 Per Share | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 3 | M | Reelect Graham John Bradley as Director | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 4 | M | Reelect Chumpol NaLamlieng as Director | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 5 | M | Reelect Nicky Tan Ng Kuang as Director | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 6 | M | Reelect Dominic Chiu Fai Ho as Director | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 7 | M | Approve Directors' Fees of SGD 2.3 Million for the Year Ending March 31, 2009 (2008: SGD 2.3 Million) | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 8 | M | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 9 | M | Approve Issuance of Shares without Preemptive Rights | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 10 | M | Approve Issuance of Shares and Grant Options Pursuant to the Singapore Telecom Share Option Scheme 1999 | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Annual | 931000 | 11 | M | Approve Issuance of Shares and Grant Awards Pursuant to the Singtel Performance Share Plan | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Special | 931000 | 1 | M | Authorize Share Repurchase Program | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Special | 931000 | 2 | M | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | For | For | ||
Ivy International Balanced Fund | Singapore Telecommunications Ltd. | Y79985209 | Singapore | 7/25/08 | Special | 931000 | 3 | M | Amend Articles of Association | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 10/2/08 | Special | 85256 | 1.1 | M | Elect Sally Bott as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 10/2/08 | Special | 85256 | 1.2 | M | Elect Rainer-Marc Frey as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 10/2/08 | Special | 85256 | 1.3 | M | Elect Bruno Gehrig as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 10/2/08 | Special | 85256 | 1.4 | M | Elect William G. Parrett as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 10/2/08 | Special | 85256 | 2 | M | Amend Articles Re: New Governance Structure | For | For | ||
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1a | M | Reelect Wang Xiaochu as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1b | M | Elect Shang Bing as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1c | M | Reelect Wu Andi as Director and Authorize Board to Fix Her Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1d | M | Reelect Zhang Jiping as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1e | M | Reelect Zhang Chenshuang as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1f | M | Elect Yang Xiaowei as Director and Authorize Board to Fix His Remuneration | For | Against | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1g | M | Reelect Yang Jie as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1h | M | Reelect Sun Kangmin as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1i | M | Reelect Li Jinming as Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1j | M | Elect Wu Jichuan as an Independent Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1k | M | Elect Qin Xiao as an Independent Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1l | M | Reelect Tse Hau Yin, Aloysius as an Independent Director and Authorize Board to Fix His Remuneration | For | Against | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1m | M | Elect Cha May Lung, Laura as an Independent Director and Authorize Board to Fix Her Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 1n | M | Reelect Xu Erming as an Independent Director and Authorize Board to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 2a | M | Reelect Xiao Jinxue as Supervisor and Authorize Supervisory Committee to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 2b | M | Reelect Xu Cailiao as Supervisor and Authorize Supervisory Committee to Fix His Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 2c | M | Elect Han Fang as Supervisor and Authorize Supervisory Committee to Fix Her Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 2d | M | Reelect Zhu Lihao as Supervisor and Authorize Supervisory Committee to Fix Her Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 3a | M | Approve Issuance of Debentures Denominated in Local or Foreign Currencies with a Maximum Outstanding Repayment Amount of RMB 80 Billion (General Mandate) | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 3b | M | Authorize Board to Determine the Specific Terms and Conditions of as Well as Do All Such Acts Necessary and Incidental to the Issue of Debentures Under the General Mandate | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 4a | M | Approve Issuance of Company Bonds with an Aggregate Principal Amount of Up to RMB 50 Billion | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/5/08 | 8/5/08 | Special | 2208000 | 4b | M | Authorize Board to Determine the Specific Terms and Conditions of as Well as Do All Such Acts Necessary and Incidental to the Issue of the Company Bonds | For | For | |
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 2 | M | Approve Discharge of Board and Senior Management | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 3 | M | Approve Allocation of Income and Dividends of CHF 2 per Share | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 4 | M | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 5.1 | S | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | Against | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 5.2 | M | Amend Corporate Purpose Re: Sustainability | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 5.3 | M | Amend Articles Re: Auditors | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 6.1 | M | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 6.2.1 | M | Reelect Srikant Datar as Director | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 6.2.2 | M | Reelect Andreas von Planta as Director | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 6.2.3 | M | Reelect Wendelin Wiedeking as Director | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 6.2.4 | M | Reelect Rolf Zinkernagel as Director | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 6.3 | M | Elect William Brody as Director | For | For | ||
Ivy International Balanced Fund | Novartis AG | H5820Q150 | Switzerland | 2/24/09 | Annual | 64530 | 7 | M | Ratify PricewaterhouseCoopers AG as Auditors | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 1.1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 1.2 | M | Approve 2009 Compensation Model | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 2 | M | Approve Carrying Forward of Net Loss | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.1.1 | M | Reelect Peter Voser as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.1.2 | M | Reelect David Sidwell as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.1.3 | M | Reelect Sally Bott as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.1.4 | M | Reelect Rainer-Marc Frey as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.1.5 | M | Reelect Bruno Gehrig as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.1.6 | M | Reelect William Parrett as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.2.1 | M | Elect Kaspar Villiger as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.2.2 | M | Elect Michel Demare as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.2.3 | M | Elect Ann Goodbehere as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.2.4 | M | Elect Axel Lehmann as Director | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.3 | M | Ratify Ernst & Young Ltd. as Auditors | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 3.4 | M | Ratify BDO Visura as Special Auditors | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 4 | M | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 4/15/09 | Annual | 75306 | 5 | M | Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 2 | M | Approve Final Dividend of 9.6 Pence Per Ordinary Share | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 3 | M | Elect Andrew Griffith as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 4 | M | Elect Daniel Rimer as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 5 | M | Re-elect David Evans as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 6 | M | Re-elect Allan Leighton as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 7 | M | Re-elect James Murdoch as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 8 | M | Re-elect Lord Wilson of Dinton as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 9 | M | Re-elect David DeVoe as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 10 | M | Re-elect Arthur Siskind as Director | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 11 | M | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 12 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 13 | M | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 14 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 289,000,000 | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 15 | M | Subject to the Passing of Resolution 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,500,000 | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 16 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000 | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 17 | M | Adopt New Articles of Association | For | For | ||
Ivy International Balanced Fund | British Sky Broadcasting Group plc | G15632105 | United Kingdom | 9/26/08 | Annual | 230870 | 18 | M | Approve British Sky Broadcasting Group 2008 Long-Term Incentive Plan | For | For | ||
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/16/08 | 8/5/08 | Special | 2208000 | 1 | M | Approve Telecom CDMA Lease and Related Annual Caps | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/16/08 | 8/5/08 | Special | 2208000 | 2 | M | Approve Interconnection Settlement Supplemental Agreement | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/16/08 | 8/5/08 | Special | 2208000 | 3 | M | Approve Engineering Framework Supplemental Agreement and Related Annual Cap | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/16/08 | 8/5/08 | Special | 2208000 | 4 | M | Approve Ancillary Telecommunications Services Framework Supplemental Agreement and the Revised Annual Cap and Proposed Annual Cap | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 9/16/08 | 8/5/08 | Special | 2208000 | 5 | M | Amend Articles Re: Business Scope of the Company | For | For | |
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 2 | M | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 3 | M | Approve Discharge of Management Board for Fiscal 2008 | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 5 | M | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 6 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 7 | M | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 8 | M | Approve Creation of EUR 240 Million Pool of Capital without Preemptive Rights | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 9a | M | Elect Ulrich Schroeder to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 9b | M | Elect Henning Kagermann to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 9c | M | Elect Stefan Schulte to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Post AG | D19225107 | Germany | 4/21/09 | Annual | 70260 | 10 | M | Amend Articles Re: Proxy Voting and Location of General Meeting | For | For | ||
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 3 | M | Approve Allocation of Income and Dividends of EUR 0.40 per Share | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 4 | M | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 5 | M | Reelect Jacques de Chateauvieux as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 6 | M | Reelect Anthony Hamilton as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 7 | M | Reelect Michel Pebereau as Supervisory Board Member | For | Against | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 8 | M | Reelect Dominique Reiniche as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 9 | M | Elect Ramon de Oliveira as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 10 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 11 | M | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 12 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 13 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 14 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 15 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Items 12 to 14 and 16 to 18 | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 16 | M | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | For | Against | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 17 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | Against | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 18 | M | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion | For | Against | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 19 | M | Approve Issuance of Securities Convertible into Debt | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 20 | M | Approve Employee Stock Purchase Plan | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 21 | M | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 22 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 23 | M | Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assurances Vie Mutuelle for up to Aggregate Nominal Amount of EUR 1 Billion | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 24 | M | Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 25 | M | Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 26 | M | Adopt New Articles of Association, Pursuant to Items 23 through 25 | For | For | |
Ivy International Balanced Fund | Axa | F06106102 | France | 4/30/09 | 4/27/09 | Annual/Special | 109570 | 27 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 1 | M | Elect Michael Treschow as Chairman of Meeting | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 2 | M | Prepare and Approve List of Shareholders | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 3 | M | Approve Agenda of Meeting | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 4 | M | Acknowledge Proper Convening of Meeting | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 5 | M | Designate Inspector(s) of Minutes of Meeting | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 6 | M | Receive Financial Statements and Statutory Reports; Receive Auditors' Report | None | None | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 7 | M | Receive President's Report; Allow Questions | None | None | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 8a | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 8b | M | Approve Discharge of Board and President | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 8c | M | Approve Allocation of Income and Dividends of SEK 1.85 per Share; Approve April 27, 2009 as Record Date for Dividend | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 9a | M | Determine Number of Members (10) and Deputy Members (0) of Board | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 9b | M | Approve Remuneration of Directors in the Amount of SEK 3.8 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 9c | M | Reelect Michael Treschow (Chairman), Roxanne Austin, Peter Bonfield, Boerje Ekholm, Ulf Johansson, Sverker Martin-Loef, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg as Directors | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 9d | M | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 9e | M | Approve Omission of Remuneration to Nominating Committee Members | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 9f | M | Approve Remuneration of Auditors | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 10 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.1 | M | Approve 2009 Share Matching Plan for All Employees | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.2 | M | Authorize Reissuance of 13.9 Million Repurchased Class B Shares for 2009 Share Matching Plan for All Employees | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.3 | M | Approve Swap Agreement with Third Party as Alternative to Item 11.2 | For | Against | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.4 | M | Approve 2009 Share Matching Plan for Key Contributors | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.5 | M | Authorize Reissuance of 8.5 Million Repurchased Class B Shares for 2009 Share Matching Plan for Key Contributors | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.6 | M | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | For | Against | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.7 | M | Approve 2009 Restricted Stock Plan for Executives | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.8 | M | Authorize Reissuance of 4.6 Million Repurchased Class B Shares for 2009 Restricted Stock Plan for Executives | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 11.9 | M | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | For | Against | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 12 | M | Authorize Reissuance of 11 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2001 Global Stock Incentive Program, and 2005, 2006, 2007, and 2008 Long-Term Incentive and Variable Compensation Plans | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 13 | M | Amend Articles Regarding Publication of Meeting Notice | For | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 14 | S | Authorize the Board of Directors to Explore How to Provide All Shares with Equal Voting Rights | None | For | |
Ivy International Balanced Fund | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | Sweden | 4/22/09 | 4/16/09 | Annual | 324044 | 15 | M | Close Meeting | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 1 | M | Open Meeting and Receive Announcements | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 2a | M | Receive Report of Management Board (Non-Voting) | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 2b | M | Receive Report of Supervisory Board (Non-Voting) | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 2c | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 3a | M | Receive Explanation on Company's Reserves and Dividend Policy | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 3b | M | Approve Dividends of EUR 0.74 Per Share | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 4 | M | Discuss Remuneration Report | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 5 | M | Discussion on Company's Corporate Governance Structure | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 6 | M | Receive Explanation on Company's Corporate Responsibility Performance | None | None | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 7a | M | Approve Discharge of Management Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 7b | M | Approve Discharge of Supervisory Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 8a | M | Elect Jan Hommen to Executive Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 8b | M | Elect Patrick Flynn | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 9a | M | Reelect Godfried van der Lugt to Supervisory Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 9b | M | Elect Tineke Bahlmann to Supervisory Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 9c | M | Elect Jeroen van der Veer to Supervisory Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 9d | M | Elect Lodewijk de Waal to Supervisory Board | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 10 | M | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 11 | M | Authorize Repurchase of Shares | For | For | |
Ivy International Balanced Fund | ING Groep NV | N4578E413 | Netherlands | 4/27/09 | 3/30/09 | Annual | 201320 | 12 | M | Any Other Businesss and Close Meeting | None | None | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 1 | M | President's Speech | None | None | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 2a | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 2b | M | Receive Explanation on Company's Reserves and Dividend Policy | None | None | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 2c | M | Approve Dividends of EUR 0.70 Per Share | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 2d | M | Approve Discharge of Management Board | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 2e | M | Approve Discharge of Supervisory Board | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 3 | M | Reelect P-J. Sivignon to Management Board | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 4a | M | Elect J.J. Schiro to Supervisory Board | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 4b | M | Elect J. van der Veer to Supervisory Board | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 4c | M | Elect C.A. Poon to Supervisory Board | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 5 | M | Amend Long-Term Incentive Plan | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 6a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 6b | M | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 7 | M | Authorize Repurchase of Shares | For | For | |
Ivy International Balanced Fund | Royal Philips Electronics N.V. | N6817P109 | Netherlands | 3/27/09 | 3/5/09 | Annual | 40460 | 8 | M | Other Business (Non-Voting) | None | None | |
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 2 | M | Approve Allocation of Income and Dividends of EUR 2.10 per Share | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 3 | M | Approve Discharge of Management Board for Fiscal 2008 | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5a | M | Elect Richard Berliand to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5b | M | Elect Joachim Faber to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5c | M | Elect Manfred Gentz to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5d | M | Elect Richard Hayden to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5e | M | Elect Craig Heimark to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5f | M | Elect Konrad Hummler to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5g | M | Elect David Krell to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5h | M | Elect Hermann-Josef Lamberti to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5i | M | Elect Friedrich Merz to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5j | M | Elect Thomas Neisse to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5k | M | Elect Gerhard Roggemann to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 5l | M | Elect Erhard Schipporeit to the Supervisory Board | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 6 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 7a | M | Amend Articles Re: Terms of Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 7b | M | Amend Articles Re: Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 7c | M | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | ||
Ivy International Balanced Fund | Deutsche Boerse AG | D1882G119 | Germany | 5/20/09 | Annual | 22370 | 8 | M | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 11/14/08 | 11/12/08 | Special | 506074 | 1 | M | Authorize Capital Increase Through the Issuance of up to 973.08 Million Ordinary Shares Reserved to Ordinary and Saving Shareholders; Amend Bylaws Accordingly | For | For | |
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 11/14/08 | 11/12/08 | Special | 506074 | 1 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 1 | M | Open Meeting | None | None | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 2 | M | Receive Report of Management Board (Non-Voting) | None | None | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 3a | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 3b | M | Receive Explanation on Company's Reserves and Dividend Policy | None | None | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 3c | M | Approve Dividends | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 4a | M | Approve Discharge of Management Board | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 4b | M | Approve Discharge of Supervisory Board | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 5 | M | Reelect A.H.J. Risseeuw to the Stichting Administratiekantoor Preferente Aandelen Randstad Holding | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 6a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 6b | M | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 7 | M | Ratify PricewaterhouseCoopers as Auditors | For | For | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 8 | M | Allow Questions | None | None | |
Ivy International Balanced Fund | Randstad Holding NV | N7291Y137 | Netherlands | 3/31/09 | 3/10/09 | Annual | 66970 | 9 | M | Close Meeting | None | None | |
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 1 | M | Accept Financial Statements and Statutory Reports for Fiscal 2008 | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 2 | M | Approve Allocation of Income and Dividends of CHF 0.10 per Share | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 3 | M | Approve Discharge of Board and Senior Management | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 4.1 | M | Approve Issuance of Convertible Notes without Preemptive Rights; Approve Creation of CHF 16 Million Pool of Capital to Guarantee Conversion Rights | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 4.2 | M | Approve Creation of CHF 18 Million Pool of Capital with Preemptive Rights | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 5.1.1 | M | Reelect Jakob Baer as Director | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 5.1.2 | M | Reelect John Coomber as Director | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 5.1.3 | M | Elect Director | For | |||
Ivy International Balanced Fund | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 3/13/09 | Annual | 40440 | 5.2 | M | Ratify PricewaterhouseCoopers AG as Auditors | For | |||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 1 | M | Open Meeting; Registration of Attending Shareholders and Proxies | None | None | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 2 | M | Designate Inspector(s) of Minutes of Meeting | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 3 | M | Approve Notice of Meeting and Agenda | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 4 | M | Approve Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 5 | M | Approve Treatment of Net Loss | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 6 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 7 | M | Approve Remuneration of Members of Corporate Assembly in the Amounts of NOK 150,000 to the Chairman each Year and NOK 6,000 per Meeting Day for Other Members | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 8 | M | Approve Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 9 | M | Reelect Helge Evju and Ann Brautaset as Members of Corporate Assembly; Elect Torbjoern Skjerve as New Member of Corporate Assembly; Reelect Svein Harre, Ole Bakke, Kjersti Narum, and Uta Stoltenberg as Deputy Members | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 10 | M | Elect Ole Bakke, Henrik Christensen, and Otto Soeberg as Members of Election Committee | For | For | ||
Ivy International Balanced Fund | Norske Skogindustrier ASA | R80036115 | Norway | 4/23/09 | Annual | 144341 | 11 | M | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | For | For | ||
Ivy International Balanced Fund | UBS AG | H89231338 | Switzerland | 11/27/08 | Special | 85256 | 1 | M | Approve Issuance of Mandatory Convertible Notes without Preemptive Rights; Approve Creation of CHF 36.5 Million Pool of Capital to Guarantee Conversion Rights | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 11/20/08 | Special | 920599 | 1 | M | Approve Increase in Authorised Ordinary Share Capital by the Creation of an Additional 22,909,776,276 Ordinary Shares of 25 Pence Each; Authorise Issue of Equity with Pre-emptive Rights up to GBP 8,092,121,756 (Placing and Open Offer) | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 11/20/08 | Special | 920599 | 2 | M | Subject to the Placing and Open Offer of 22,909,776,276 New Shares in the Company Becoming Unconditional, Approve Waiver on Tender-Bid Requirement | For | For | ||
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 2 | M | Approve Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 3 | M | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 4 | M | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 5 | M | Approve Transaction with Thierry Desmarest | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 6 | M | Approve Transaction with Christophe de Margerie | For | Against | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 7 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 8 | M | Reelect Anne Lauvergeon as Director | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 9 | M | Reelect Daniel Bouton as Director | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 10 | M | Reelect Bertrand Collomb as Director | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 11 | M | Reelect Christophe de Margerie as Director | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 12 | M | Reelect Michel Pebereau as Director | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 13 | M | Electe Patrick Artus as Director | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | 14 | M | Amend Article 12 of Bylaws Re: Age Limit for Chairman | For | For | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | A | S | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans | Against | Against | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | B | S | Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors | Against | Against | |
Ivy International Balanced Fund | Total SA | F92124100 | France | 5/15/09 | 5/12/09 | Annual/Special | 90810 | C | S | Approve Restricted Stock Plan to All Employees | Against | Against | |
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | S | Ordinary Business | ||||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 1 | M | Approve Financial Statements and Statutory Reports | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 3 | M | Approve Allocation of Income and Dividends of EUR 1.12 per Share | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 4 | M | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 5 | M | Approve Transaction with Patrick Kron | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 6 | M | Ratify PricewaterhouseCoopers Audit as Auditor | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 7 | M | Ratify Mazars as Auditor | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 8 | M | Ratify Yves Nicolas as Alternate Auditor | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 9 | M | Ratify Patrick de Cambourg as Alternate Auditor | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 10 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | S | Special Business | ||||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 11 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | ||
Ivy International Balanced Fund | Alstom | F0259M475 | France | 6/23/09 | 6/18/09 | Annual/Special | 37250 | 12 | M | Authorize Filing of Required Documents/Other Formalities | For | ||
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 3 | M | Approve Allocation of Income and Dividends of EUR 2.20 per Share | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 4 | M | Ratify Appointment of Chris Viehbacher as Director | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 5 | M | Approve Auditors' Special Report Regarding Related-Party Transactions | For | Against | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 6 | M | Approve Transaction with Chris Viehbacher Re: Severance Payments | For | Against | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 7 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 8 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 9 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 10 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 11 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 12 | M | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 13 | M | Approve Employee Stock Purchase Plan | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 14 | M | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | For | Against | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 15 | M | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 16 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 17 | M | Amend Article 15 of the Bylaws Re: Audit Committee | For | For | |
Ivy International Balanced Fund | Sanofi Aventis | F5548N101 | France | 4/17/09 | 4/14/09 | Annual/Special | 63568 | 18 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | None | None | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 2 | M | Approve Discharge of Management Board for Fiscal 2007/2008 | For | Against | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 3 | M | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | For | Against | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 4 | M | Ratify KPMG AG as Auditors for Fiscal 2008/2009 | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 5 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 6 | M | Reduction and Amendment of Two Pools of Authorize Capital; Cancellation of a Pool of Authorized Capital | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 7 | M | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights | For | Against | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 8 | M | Approve Creation of EUR 450 Million Pool of Capital without Preemptive Rights | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 9 | M | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Against | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 10 | M | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 149.9 Million Pool of Capital to Guarantee Conversion Rights | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 11 | M | Amend Articles Re: Composition of the Supervisory Board; Election of Supervisory Board Members; Announcement of the Annual Meeting; Exercise of Voting Rights | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 12 | M | Approve Affiliation Agreements with Subsidiary Infineon Technologies Mantel 19 GmbH | For | For | ||
Ivy International Balanced Fund | Infineon Technologies AG | D35415104 | Germany | 2/12/09 | Annual | 354580 | 13 | M | Approve Affiliation Agreements with Subsidiary Infineon Technologies Dresden GmbH | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 2 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 3 | M | Re-elect Antony Burgmans as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 4 | M | Re-elect Cynthia Carroll as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 5 | M | Re-elect Sir William Castell as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 6 | M | Re-elect Iain Conn as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 7 | M | Re-elect George David as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 8 | M | Re-elect Erroll Davis, Jr as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 9 | M | Elect Robert Dudley as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 10 | M | Re-elect Douglas Flint as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 11 | M | Re-elect Dr Byron Grote as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 12 | M | Re-elect Dr Tony Hayward as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 13 | M | Re-elect Andy Inglis as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 14 | M | Re-elect Dr DeAnne Julius as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 15 | M | Re-elect Sir Tom McKillop as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 16 | M | Re-elect Sir Ian Prosser as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 17 | M | Re-elect Peter Sutherland as Director | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 18 | M | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 19 | M | Authorise 1,800,000,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 20 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,561,000,000 | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 21 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 234,000,000 | For | For | ||
Ivy International Balanced Fund | BP plc | G12793108 | United Kingdom | 4/16/09 | Annual | 424390 | 22 | M | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 1 | M | Approve Waiver on Tender-Bid Requirement | For | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 2 | M | Increase Share Capital to GBP 7.3B, EUR 3B, USD 5B, AUD 1B, CAD 1B and JPY 100B; Issue Equity with Pre-emptive Rights up to GBP 1.9B in Respect of Ord. Shares (Placing and Open Offer) and GBP 3M in Respect of Preference Shares; Approve the Capital Raising | For | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 3 | M | Approve Reclassification of Shares; Amend Articles of Association; Approve Reduction and Subsequent Increase in Capital; Capitalise Reserves to Lloyds TSB or its Nominee; Authorise Issue of Equity with Rights; Authorise Issue of Equity without Rights | For | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 4 | M | Reclassify Each of the Preference Scheme Shares of Each Reclassified Class as an A Preference Share or a B Preference Share of that Reclassified Class;Amend Art. of Assoc.;Increase Share Capital;Capitalise Reserves to Lloyds TSB;Issue Equity with Rights | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 5 | M | Reduce Share Capital of the Company by Cancelling the HBOS 9 1/4 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 9 1/4 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 6 | M | Reduce Share Capital of the Company by Cancelling the HBOS 9 3/4 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 9 3/4 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 7 | M | Reduce Share Capital by Cancelling the HBOS 6.0884 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that the HBOS 6.0884 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 8 | M | Reduce Share Capital of the Company by Cancelling the HBOS 6.475 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.475 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 9 | M | Reduce Share Capital by Cancelling the HBOS 6.3673 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that the HBOS 6.3673 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 10 | M | Reduce Share Capital of the Company by Cancelling the HBOS 6.413 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.413 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 11 | M | Reduce Share Capital of the Company by Cancelling the HBOS 5.92 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 5.92 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 12 | M | Reduce Share Capital of the Company by Cancelling the HBOS 6.657 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.657 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Special | 160512 | 13 | M | Reduce Share Capital of the Company by Cancelling the HBOS 12 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 12 Percent Preference Shares have been Reclassified into A and B Preference Shares) | None | For | ||
Ivy International Balanced Fund | HBOS plc | G4364D106 | United Kingdom | 12/12/08 | Court | 160512 | 1 | M | Approve Scheme of Arrangement Between the Company and the Scheme Shareholders; Authorise the Directors of the Company to Take All Such Actions as they Consider Necessary or Appropriate for Carrying the Scheme into Effect | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 1.1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 1.2 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 2 | M | Approve Discharge of Board and Senior Management | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 3 | M | Approve Allocation of Income and Dividends of CHF 1.40 per Share | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 4.1.1 | M | Reelect Daniel Borel as Director | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 4.1.2 | M | Reelect Carolina Mueller-Moehl as Director | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 4.2 | M | Ratify KPMG AG as Auditors | For | For | ||
Ivy International Balanced Fund | Nestle SA | H57312649 | Switzerland | 4/23/09 | Annual | 29190 | 5 | M | Approve CHF 180 million Reduction in Share Capital | For | For | ||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 1 | M | Open Meeting; Designate Inspector(s) of Minutes of Meeting | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 2 | M | Receive Information about Company Business | None | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 3 | M | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.60 per Share | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 4 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 5 | M | Approve Remuneration of Directors | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 6 | M | Approve Remuneration of Nominating Committee | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 7 | M | Approve Remuneration of Auditors | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 8 | M | Elect Directors | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 9 | M | Elect Members of Nominating Committee | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 10 | M | Amend Articles Regarding Notification of General meeting | For | |||
Ivy International Balanced Fund | Aker Solutions ASA (formerly Aker Kvaerner) | R0180X100 | Norway | 4/2/09 | Annual | 229510 | 11 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | |||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 2 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 3 | M | Approve Final Dividend of 8.0 Pence Per Ordinary Share | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 4 | M | Elect Tim Parker as Director | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 5 | M | Re-elect Richard Cousins as Director | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 6 | M | Re-elect Andrew Martin as Director | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 7 | M | Reappoint Deloitte LLP as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 8 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 9 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 61,400,000 | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 10 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,200,000 | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 11 | M | Authorise 184,000,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Compass Group plc | G23296182 | United Kingdom | 2/5/09 | Annual | 391960 | 12 | M | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 125,000 | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 2 | M | Approve Final Dividend of 19.91 Pence Per Ordinary Share | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 3 | M | Elect Mark Hodges as Director | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 4 | M | Elect Euleen Goh as Director | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 5 | M | Re-elect Mary Francis as Director | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 6 | M | Re-elect Carole Piwnica as Director | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 7 | M | Re-elect Russell Walls as Director | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 8 | M | Re-elect Richard Goeltz as Director | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 9 | M | Reappoint Ernst & Young LLP as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 10 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 11 | M | Approve Increase in Authorised Ordinary Share Capital from GBP 1,950,000,000 and EUR 700,000,000 to GBP 2,500,000,000 and EUR 700,000,000 | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 12 | M | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 221,475,135 and an Additional Amount Pursuant to a Rights Issue of up to GBP 442,950,270 After Deducting Any Securities Issued Under the General Authority | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 13 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,221,270 | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 14 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 15 | M | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 16 | M | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 17 | M | Approve Scrip Dividend Program | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 18 | M | Authorise 265,000,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 19 | M | Authorise 100,000,000 8 3/4 Percent Cumulative Irredeemable Preference Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Aviva plc | G0683Q109 | United Kingdom | 4/29/09 | Annual | 296630 | 20 | M | Authorise 100,000,000 8 3/8 Percent Cumulative Irredeemable Preference Shares Preference Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Adecco SA | H00392318 | Switzerland | 5/13/09 | Annual | 92830 | 1 | M | Share Re-registration Consent | For | For | ||
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 1 | M | Open Meeting | None | None | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 2 | M | Elect Jorma Halonen as Chairman of Meeting | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 3 | M | Prepare and Approve List of Shareholders | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 4 | M | Approve Agenda of Meeting | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 5 | M | Designate Inspector(s) of Minutes of Meeting | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 6 | M | Acknowledge Proper Convening of Meeting | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 7 | M | Receive President's Report | None | None | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 8 | M | Receive Financial Statements, Statutory Reports, and Auditor's Report | None | None | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 9a | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 9b | M | Approve Allocation of Income and Dividends of SEK 0.30 per Share; Set April 24, 2009 as Record Date for Dividend | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 9c | M | Approve Discharge of Board and President | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 10 | M | Determine Number of Members (7) and Deputy Members (0) of Board | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 11 | M | Approve Remuneration of Directors in the Aggregate Amount of SEK 2 Million; Approve Remuneration of Auditors | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 12 | M | Reelect Jorma Halonen (Chair), Carl Douglas, Tomas Franzen, Eva Lindqvist, Juan Vallejo, Ulrik Svensson, and Anders Boos as Directors | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 13 | M | Ratify PricewaterhouseCoopers as Auditor untill the AGM in 2013 | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 14 | M | Reelect Gustaf Douglas, Mikael Ekdahl, Marianne Nilsson, and Mats Tuner as Members of Nominating Committee; Elect Magnus Landare as New Member of the Nominating Committee | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 15 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 16 | M | Amend Articles Regarding Notification of General Meeting | For | For | |
Ivy International Balanced Fund | Niscayah Group AB (formerly Securitas Systems) | W5736P109 | Sweden | 4/21/09 | 4/15/09 | Annual | 855410 | 17 | M | Close Meeting | None | None | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 3 | M | Treatment of Losses and Allocation of Dividends of EUR 1.40 per Share | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 4 | M | Authorize Payment of Dividends by Shares | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 5 | M | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 6 | M | Approve Transaction with Jean-Bernard Levy Related to Severance Payments | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 7 | M | Elect Maureen Chiquet as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 8 | M | Elect Christophe de Margerie as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 9 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 10 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 11 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 12 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 13 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 and 12 | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 14 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 15 | M | Approve Employee Stock Purchase Plan | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 16 | M | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 17 | M | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | For | For | |
Ivy International Balanced Fund | Vivendi | F97982106 | France | 4/30/09 | 4/27/09 | Annual/Special | 54670 | 18 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 1 | M | Receive Statutory Reports on Statutory and Consolidated Financial Statements | None | None | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 2 | M | Receive Auditors' Reports on Statutory and Consolidated Financial Statements | None | None | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 3 | M | Receive Information by Joint Committee | None | None | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 4 | M | Receive Consolidated Financial Statements on the Year 2007 | None | None | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 5 | M | Approve Financial Statements, Allocation of Income, and Dividend of EUR 2.18 | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 6 | M | Approve Discharge of Directors | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 7 | M | Approve Discharge of Maurice Lippens From Directorship | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 8 | M | Approve Discharge of Auditors | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 9 | M | Elect Jozef Cornu as Director and Approve Remuneration | For | Against | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 10 | M | Approve Ernst & Young as Auditors and Authorize Board to Fix their Remuneration Auditors | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 11 | M | Receive Information on Appointment of Romain Lesage as Member of the College of Auditors | None | None | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Annual | 47430 | 12 | M | Transact Other Business | None | None | ||
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 1 | M | Open Meeting | None | None | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 2 | M | Receive Report of Management Board (Non-Voting) | None | None | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 3 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 4a | M | Approve Discharge of Executive Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 4b | M | Approve Discharge of Supervisory Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 5 | M | Approve Dividends of EUR 0.404 Per Share | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 6 | M | Ratify Deloitte Accountants as Auditors | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 7a | M | Reelect Lord Sharman to Supervisory Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 7b | M | Reelect David Reid to Supervisory Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 7c | M | Reelect Mark Elliott to Supervisory Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 7d | M | Reelect Dien de Boer-Kruyt to Supervisory Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 8 | M | Elect Ian Smith to Executive Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 9 | M | Authorize Repurchase of Shares | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 10a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 10b | M | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 11 | M | Other Business (Non-Voting) | None | None | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 4/22/09 | 3/25/09 | Annual | 140651 | 12 | M | Close Meeting | None | None | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 2 | M | Approve Allocation of Income and Dividends of EUR 1.00 per Share | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 3 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 4 | M | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of Related-Party Transactions | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 5 | M | Reelect Eric Bourdais de Charbonniere as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 6 | M | Reelect Francois Grappotte as Supervisory Board Member | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 7 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 8 | M | Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members | For | For | |
Ivy International Balanced Fund | Compagnie generale des Etablissements Michelin | F61824144 | France | 5/15/09 | 5/12/09 | Annual/Special | 50460 | 9 | M | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 1 | M | Approve Financial Statements and Discharge Directors | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 3 | M | Approve Allocation of Income and Dividends of EUR 1.40 per Share | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 4 | M | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 5 | M | Renew Appointment of Ernst and Young Audit as Auditor | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 6 | M | Renew Appointment of Auditex as Alternate Auditor | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 7 | M | Renew Appointment of Deloitte and Associes as Auditor | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 8 | M | Renew Appointment of BEAS as Alternate Auditor | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 9 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 10 | M | Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 11 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 12 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 13 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 14 | M | Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 15 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 16 | M | Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 17 | M | Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 18 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billion | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 19 | M | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Billion | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 20 | M | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 21 | M | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 22 | M | Approve Employee Stock Purchase Plan | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 23 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | France Telecom | F4113C103 | France | 5/26/09 | 5/21/09 | Annual/Special | 113654 | 24 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 1 | M | Approve Financial Statements and Discharge Directors | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 3 | M | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 4 | M | Approve Allocation of Income and Dividends of EUR 1.00 per Share | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 5 | M | Reelect Daniel Bernard as Director | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 6 | M | Reelect Thierry de Montbrial as Director | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 7 | M | Elect Bernard Liautaud as Director | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 8 | M | Elect Pierre Pringuet as Director | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 9 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 10 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 11 | M | Amend Articles 14 and 15 of Bylaws Re: Age Limits for Chairman and CEO | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 12 | M | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 13 | M | Approve Employee Stock Purchase Plan | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 14 | M | Approve Employee Stock Purchase Plan for International Employees | For | For | |
Ivy International Balanced Fund | Cap Gemini | F13587120 | France | 4/30/09 | 4/27/09 | Annual/Special | 25970 | 15 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 3/12/09 | 2/9/09 | Special | 2208000 | 1 | M | Amend Articles of Association | For | For | |
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 2 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 3 | M | Approve Final Dividend of 40.19 Pence Per Ordinary Share | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 4 | M | Re-elect James Lawrence as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 5 | M | Re-elect Paul Polman as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 6 | M | Re-elect The Lord Brittan of Spennithorne as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 7 | M | Re-elect Wim Dik as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 8 | M | Re-elect Charles Golden as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 9 | M | Re-elect Byron Grote as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 10 | M | Re-elect Narayana Murthy as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 11 | M | Re-elect Hixonia Nyasulu as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 12 | M | Re-elect Kees Storm as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 13 | M | Re-elect Michael Treschow as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 14 | M | Re-elect Jeroen van der Veer as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 15 | M | Elect Louise Fresco as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 16 | M | Elect Ann Fudge as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 17 | M | Elect Paul Walsh as Director | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 18 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 19 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 20 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000 | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 21 | M | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 22 | M | Authorise 131,000,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 23 | M | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 24 | M | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days' Clear Notice | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Annual | 104750 | 25 | M | Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement | For | For | ||
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 1 | M | Appoint Ernst & Young Hua Ming as PRC Auditors | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 2 | M | Approve Profit Distribution Plan and Final Dividend | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3a | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 249.6 Million by the Company for the Loan of Shanghai Heavy Machinery Plant Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3b | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 13.0 Million by the Company for the Loan of Shanghai Electric Nantong Water Processing Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3c | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 85.0 Million by the Company for the Loan of Shanghai Electric Import & Export Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3d | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 100.0 Million by the Company for the Loan of Shanghai Power Transmission Equipment Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3e | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 130.0 Million by Shanghai Mechanical and Electrical Industry Co., Ltd. for the Loan of Shanghai Welding Equipment Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3f | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 74.5 Million by Shanghai Electric Printing & Packaging Machinery Co., Ltd. for the Loan of Shanghai Yawa Printing Machinery Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3g | M | Approve Provision of Two Guarantees with Maximum Limits of RMB 65.0 Million and RMB 189.0 Million by Shanghai Heavy Machinery Plant Co., Ltd and Shanghai Heavy Machinery Forging Plant for the Loan of Shanghai Crane Transport Machinery Plant Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3h | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 5.0 Million by Shanghai Heavy Duty Machine Works Co., Ltd. for the Loan of Shanghai Instrument Tool Works Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3i | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 50.0 Million by Shanghai Turbine Co., Ltd. for the Loan of Shanghai Honggang Power Equipment Casting and Forging Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3j | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 15.0 Million by Shanghai Power Station Auxiliary Equipment Works Co., Ltd. for the Loan of Shanghai Electric Power Generation Equipment Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3k | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 795.0 Million by Shanghai Boiler Works Co., Ltd. for the Loan of Shanghai Electric Wind Power Equipment Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3l | M | Approve Provision of an Integrated Credit Guarantee with a Maximum Limit of RMB 173.31 Million by Shanghai Electric Group Shanghai Electric Machinery Co., Ltd. for Shanghai Boiler Works Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3m | M | Approve Provision of a Guarantee with a Maximum Limit of RMB 45.0 Million by the Company for the Loan of Cooper Shanghai Power Capacitor Co., Ltd. | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3n | M | Approve Provision of Letters of Guarantee with a Maximum Limit of RMB 4.6 Billion to be Issued by SE Finance In Respect of Loans Granted or to be Granted to the Company or its Subsidiaries | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 3o | M | Approve Guarantees Under the Framework Guarantee Agreement and Proposed Annual Cap of RMB 40.0 Million | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 4 | M | Approve Siemens Framework Purchase and Sales Agreement as to the Purchase of Power Generation and Related Equipment, Power Transmission and Distribution Related equipment and Metropolitan Rail Transportation Equipment | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 5 | M | Approve Siemens Framework Purchase and Sales Agreement as to the Sale of Power Generation and Related Components to the Siemens Group | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 3/24/09 | 2/20/09 | Special | 3426276 | 6 | M | Amend Articles Re: Article 17 | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 1 | M | Approve 2008 Business Operations Report and Financial Statements | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 2 | M | Approve 2008 Allocation of Income and Dividends | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 3 | M | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 4 | M | Approve to Amend the Company's Internal Policies | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 4.1 | M | Approve Amendment on the Procedures for Loans to Other Parties | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 4.2 | M | Approve Amendment on the Procedures for Endorsement and Guarantee | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.1 | M | Elect Morris Chang, ID No. 4515 as Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.2 | M | Elect F.C. Tseng, ID No. 104 as Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.3 | M | Elect Rick Tsai, ID No. 7252 as Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.4 | M | Elect Tain-Jy Chen (Representative of NationalDevelopment Fund, Executive Yuan), ID No. 1 as Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.5 | M | Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.6 | M | Elect Stan Shih, ID No. 534770 as Independent Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.7 | M | Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 5.8 | M | Elect Thomas J. Engibous, ID No. 135021464 as Independent Director | For | For | |
Ivy International Balanced Fund | Taiwan Semiconductor Manufacturing Co. | Y84629107 | Taiwan | 6/10/09 | 4/10/09 | Annual | 2025500 | 6 | M | Transact Other Business (Non-Voting) | None | None | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 2 | M | Approve Treatment of Losses and Dividends of EUR 1.20 per Share | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 3 | M | Approve Stock Dividend Program | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 4 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 5 | M | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 6 | M | Approve Ongoing Transactions with Daniel Bouton, Phlippe Citerne, and Didier Alix Re: Pension Benefits | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 7 | M | Approve Transaction with Severin Cabannes and Frederic Oudea Re: Pension Benefits | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 8 | M | Approve Transaction with Frederic Oudea Re: Severance Payment and Non-Compete Agreement | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 9 | M | Reelect Jean Azema as Director | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 10 | M | Reelect Elisabeth Lulin as Director | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 11 | M | Ratify Appointment of Robert Castaigne as Director | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 12 | M | Elect Jean-Bernard Levy as Director | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 13 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 14 | M | Add Article 20 to the Bylaws Re: Court Jurisdiction | For | Against | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 15 | M | Authorize Issuance of Preferred Stock (Class B) without Preemptive Rights , and without Voting Rights Attached, in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 241.9 Million | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 16 | M | Amend Bylaws to Integrate Preferred Stock (Class B) in Capital, Subject to Approval of Item 15 | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 17 | M | Approve Employee Stock Purchase Plan | For | Against | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 18 | M | Amend Limit Set Under Item 10 of the May 27, 2008 General Meeting for Issuance With Preemptive Rights | For | For | |
Ivy International Balanced Fund | Societe generale | F43638141 | France | 5/19/09 | 5/14/09 | Annual/Special | 42390 | 19 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 3/13/09 | 12/31/08 | Annual | 8435 | 1 | M | Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 3/13/09 | 12/31/08 | Annual | 8435 | 2.1 | M | Elect Three Outside Directors (Bundled) | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 3/13/09 | 12/31/08 | Annual | 8435 | 2.2 | M | Elect Four Inside Directors (Bundled) | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 3/13/09 | 12/31/08 | Annual | 8435 | 2.3 | M | Elect Two Members of Audit Committee (Bundled) | For | For | |
Ivy International Balanced Fund | Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 3/13/09 | 12/31/08 | Annual | 8435 | 3 | M | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |
Ivy International Balanced Fund | Kingboard Chemical Holdings Ltd | G52562140 | Hong Kong | 3/23/09 | 3/20/09 | Special | 65500 | 1 | M | Adopt New Share Option Scheme and Terminate Existing Share Option Scheme | For | Against | |
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | S | Ordinary Business | ||||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 1 | M | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 2 | M | Approve Allocation of Income | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | S | Elect Directors - Vote Only One of the Following Slates | ||||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 3.1 | M | Slate 1 - Submitted by Three Foundation | None | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 3.2 | M | Slate 2- Submitted by Institutional Investors | None | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 4 | M | Approve Remuneration of Directors and Committees Members | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 5 | M | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members To Assume Positions In Competing Companies | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 6 | M | Approve Remuneration Policy | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 7 | M | Approve Stock Ownership Plan for the Employees of the Company | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | S | Special Business | ||||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 1 | M | Authorize Capital Increase with Preemptive Rights, Through the Capitalization of Reserves | For | ||
Ivy International Balanced Fund | UniCredit SpA (formerly Unicredito Italiano SpA) | T95132105 | Italy | 4/29/09 | 4/23/09 | Annual/Special | 447026 | 2 | M | Amend Articles 5, 8, 23, and 30 of Company's Bylaws | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 2 | M | Approve Remuneration Report | For | Abstain | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 3 | M | Elect Philip Hampton as Director | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 4 | M | Elect Stephen Hester as Director | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 5 | M | Elect John McFarlane as Director | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 6 | M | Elect Arthur Ryan as Director | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 7 | M | Reappoint Deloitte LLP as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 8 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 9 | M | Approve Increase in Authorised Ordinary Share Capital by GBP 7,500,000,000 | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 10 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,288,000,408 (Rights Issue); Otherwise up to GBP 3,288,000,408 | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 11 | M | Subject to the Passing of the Preceding Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 493,200,061 | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Annual | 813189 | 12 | M | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | Autogrill Spa | T8347V105 | Italy | 4/21/09 | 4/17/09 | Annual | 148801 | 1 | M | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports | For | For | |
Ivy International Balanced Fund | Autogrill Spa | T8347V105 | Italy | 4/21/09 | 4/17/09 | Annual | 148801 | 2 | M | Appoint Internal Statutory Auditors, Elect Chairman, and Approve Auditors' Remuneration | For | Against | |
Ivy International Balanced Fund | Autogrill Spa | T8347V105 | Italy | 4/21/09 | 4/17/09 | Annual | 148801 | 3 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | |
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 3/19/09 | Special | 168390 | 1 | M | Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000 | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 3/19/09 | Special | 168390 | 2 | M | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 3/19/09 | Special | 168390 | 3 | M | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | For | For | ||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 1 | M | Accept Financial Statements and Statutory Reports | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 2 | M | Approve Remuneration Report | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 3 | M | Approve Final Dividend of 3.52 Pence Per Ordinary Share | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 4 | M | Re-elect Kevin Beeston as Director | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 5 | M | Re-elect Andrew Jenner as Director | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 6 | M | Re-elect Margaret Baroness Ford of Cunninghame as Director | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 7 | M | Re-elect David Richardson as Director | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 8 | M | Reappoint Deloitte LLP as Auditors of the Company | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 9 | M | Authorise Board to Fix Remuneration of Auditors | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 10 | M | Authorise 48,681,359 Ordinary Shares for Market Purchase | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 3,212,969 and an Additional Amount Pursuant to a Rights Issue of up to GBP 3,212,969 | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 12 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 486,814 | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 13 | M | Approve Adoption of Serco Group plc Performance Share Plan | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 14 | M | Approve Adoption of Serco Group plc Deferred Bonus Plan | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 15 | M | Amend Articles of Association | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 16 | M | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Org. Other Than Political Parties and Incur EU Political Expenditure up to GBP 130,000 | For | |||
Ivy International Balanced Fund | Serco Group plc | G80400107 | United Kingdom | 5/12/09 | Annual | 286760 | 17 | M | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | |||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 2 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3a | M | Re-elect Safra Catz as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3b | M | Re-elect Vincent Cheng as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3c | M | Elect Marvin Cheung as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3d | M | Re-elect John Coombe as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3e | M | Re-elect Jose Duran as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3f | M | Re-elect Rona Fairhead as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3g | M | Re-elect Douglas Flint as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3h | M | Re-elect Alexander Flockhart as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3i | M | Re-elect Lun Fung as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3j | M | Re-elect Michael Geoghegan as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3k | M | Re-elect Stephen Green as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3l | M | Re-elect Stuart Gulliver as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3m | M | Re-elect James Hughes-Hallett as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3n | M | Re-elect William Laidlaw as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3o | M | Elect Rachel Lomax as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3p | M | Re-elect Sir Mark Moody-Stuart as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3q | M | Re-elect Gwyn Morgan as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3r | M | Re-elect Nagavara Murthy as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3s | M | Re-elect Simon Robertson as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3t | M | Elect John Thornton as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 3u | M | Re-elect Sir Brian Williamson as Director | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 4 | M | Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 5 | M | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, EUR 100,000 and USD 85,500; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,720,481,200 | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 6 | M | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 430,120,300 | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 7 | M | Authorise 1,720,481,200 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 8 | M | Adopt New Articles of Association | For | For | ||
Ivy International Balanced Fund | HSBC Holdings plc | G4634U169 | United Kingdom | 5/22/09 | Annual | 222458 | 9 | M | Approve General Meetings Other Than an Annual General Meetings to be Called on 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | Premier Foods plc | G72186102 | United Kingdom | 3/23/09 | Special | 811850 | 1 | M | Approve Increase in Authorised Ordinary Share Capital from GBP 15,000,000 to GBP 35,000,000; Authorise Issue of Equity with Pre-emptive Rights up to GBP 23,447,639 and without Pre-emptive Rights up to GBP 6,175,618; Approve Issue of Shares at a Discount | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 2i | M | Elect Philip Broadley as Director | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 2ii | M | Re-elect Rudy Bogni as Director | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 2iii | M | Re-elect Reuel Khoza as Director | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 2iv | M | Re-elect Julian Roberts as Director | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 3 | M | Reappoint KPMG Audit plc as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 4 | M | Authorise the Group Audit and Risk Committee to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 5 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 6 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 52,767,000 | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 7 | M | Subject to the Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,383,000 | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 8 | M | Authorise 527,670,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 9 | M | Approve Each Contingent Purchase Contracts and Authorise the Company to Make Off-Market Purchases of its Shares Pursuant to Each Contract for a Period of 12 Months | For | For | ||
Ivy International Balanced Fund | Old Mutual plc | G67395106 | United Kingdom | 5/7/09 | Annual | 1743680 | 10 | M | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Special | 813189 | 1 | M | Approve Increase in Authorised Ordinary Share Capital by 16,909,716,385 New Ordinary Shares of 25 Pence Each; Authorise Issue of Equity with Pre-emptive Rights up to GBP 4,227,429,096.25 (Placing and Open Offer) | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Special | 813189 | 2 | M | Approve the Placing and Open Offer; Approve the Preference Share Redemption | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Special | 813189 | 3 | M | Amend Articles of Association Re: Preference Share Redemption | For | For | ||
Ivy International Balanced Fund | The Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/3/09 | Special | 813189 | 4 | M | Subject to and Conditional Upon the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,227,429,096.25 (Placing and Open Offer) | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 2 | M | Approve Final Dividend of 22 Pence Per Ordinary Share | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 3 | M | Re-elect David Arculus as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 4 | M | Re-elect Terry Burns as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 5 | M | Re-elect Patrick Cescau as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 6 | M | Re-elect Rona Fairhead as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 7 | M | Re-elect Robin Freestone as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 8 | M | Re-elect Susan Fuhrman as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 9 | M | Re-elect Ken Hydon as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 10 | M | Re-elect John Makinson as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 11 | M | Re-elect Glen Moreno as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 12 | M | Re-elect Marjorie Scardino as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 13 | M | Elect Will Ethridge as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 14 | M | Elect CK Prahalad as Director | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 15 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 16 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 17 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 18 | M | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 67,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 135,000,000 After Deducting Any Securities Issued Under the General Authority | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 19 | M | Approve Increase in Authorised Ordinary Share Capital from GBP 299,500,000 to GBP 400,000,000 | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 20 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,123,000 | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 21 | M | Authorise 80,000,000 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 22 | M | Amend Articles of Association by Deleting All Provisions of Company's Memorandum of Association which, by Virtue of Section 28 of Companies Act 2006, would Otherwise be Treated as Provisions of Company's Articles of Association, and by Deleting Article 3 | For | For | ||
Ivy International Balanced Fund | Pearson plc | G69651100 | United Kingdom | 5/1/09 | Annual | 148060 | 23 | M | Authorise the Company to Call General Meetings on 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 1 | M | Amend Article 5 Re: Renewal of Authorized Capital | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 2 | M | Amend Article 8 Re: Increase of Capital by Contribution in Kind | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 3 | M | Authorize Repurchase of Up to 20 Percent of Issued Share Capital and Amend Articles of Association | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 4 | M | Amend Article 16 Re: Appointment and Dismissal of Members of the Executive Committee | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 5 | M | Delete Article 50 Re: Distribution of Income to Employee for Fiscal Year 2003 | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 6 | M | Delete Article 52 Re: Transitory Measure on Proposal Rights | For | For | ||
Ivy International Balanced Fund | Groupe Belgacom | B10414116 | Belgium | 4/8/09 | Special | 47430 | 7 | M | Authorize Implementation of Approved Resolutions | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Special | 106500 | 1 | M | Authorize Share Repurchase Program | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Special | 106500 | 2 | M | Approve Extension and Modification of the DBSH Share Plan | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Special | 106500 | 3 | M | Amend Articles of Association | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Special | 106500 | 4 | M | Approve Issuance of Shares, New NRPS and New RPS Pursuant to the DBSH Scrip Dividend Scheme | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 1 | M | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 2 | M | Declare Final Dividend of SGD 0.14 Per Share | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 3a | M | Approve Directors' Fees of SGD 1.5 Million (2007: SGD 1.7 Million) | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 3b | M | Approve Special Remuneration of SGD 2.0 Million for Koh Boon Hwee | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 4 | M | Reappoint PricewaterhouseCoopers LLC as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 5a | M | Reelect Koh Boon Hwee as Director | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 5b | M | Reelect Christopher Cheng Wai Chee as Director | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 6a | M | Reelect Richard Daniel Stanley as Director | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 6b | M | Reelect Euleen Goh Yiu Kiang as Director | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 6c | M | Reelect Bart Joseph Broadman as Director | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 7 | M | Reelect Andrew Robert Fowell Buxton as Director | For | Against | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 8a | M | Approve Issuance of Shares and/or Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan | For | For | ||
Ivy International Balanced Fund | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/8/09 | Annual | 106500 | 8b | M | Approve Issuance of Shares Under Preemptive Rights | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 2 | M | Approve Remuneration Report | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 3 | M | Re-elect John White as Director | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 4 | M | Re-elect David Thompson as Director | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 5 | M | Re-elect Hamish Melville as Director | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 6 | M | Re-elect Nicholas Wrigley as Director | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 7 | M | Reappoint KPMG Audit plc as Auditors and Authorise Board to Fix Their Remuneration | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 8 | M | Authorise 30,018,769 Ordinary Shares for Market Purchase | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 9 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,240,856 | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 10 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,512,957 | For | For | ||
Ivy International Balanced Fund | Persimmon plc | G70202109 | United Kingdom | 4/23/09 | Annual | 480940 | 11 | M | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | ||
Ivy International Balanced Fund | Unilever plc | G92087165 | United Kingdom | 5/13/09 | Special | 104750 | 1 | M | Amend Unilever plc Equalisation Agreement | For | For | ||
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 2 | M | Approve Final Dividend | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 3a | M | Reelect Li Ka-shing as Director | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 3b | M | Reelect Chow Woo Mo Fong, Susan as Director | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 3c | M | Reelect Lai Kai Ming, Dominic as Director | For | Against | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 3d | M | Reelect William Shurniak as Director | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 4 | M | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 5 | M | Approve Remuneration of Directors | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 6a | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 6b | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 6c | M | Authorize Reissuance of Repurchased Shares | For | Against | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Annual | 398000 | 7 | M | Approve Amendments to the 2004 Partner Share Option Plan | For | Against | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 2 | M | Approve Allocation of Profit and Distirbution of Dividend for the Year Ended Dec. 31, 2008 | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 3 | M | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 4a | M | Approve Issuance of Debentures | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 4b | M | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 5a | M | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 5b | M | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Company Bonds | For | For | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 6 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
Ivy International Balanced Fund | China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/26/09 | 4/24/09 | Annual | 2208000 | 7 | M | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | For | Against | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Special | 398000 | 1 | M | Approve HTHKH Share Option Scheme | For | Against | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Special | 398000 | 2 | M | Approve CKH Master Agreement Between the Company and Cheung Kong (Hldgs.) Ltd. in Relation to the Acquisition of CKH Connected Debt Securities | For | For | |
Ivy International Balanced Fund | Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/21/09 | 5/13/09 | Special | 398000 | 3 | M | Approve HSE Master Agreement Between the Company and Husky Energy Inc. in Relation to the Acquisition of HSE Connected Debt Securities | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 5/26/09 | 5/5/09 | Special | 140651 | 1 | M | Open Meeting | None | None | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 5/26/09 | 5/5/09 | Special | 140651 | 2 | M | Elect Anthony Habgood to Supervisory Board | For | For | |
Ivy International Balanced Fund | Reed Elsevier NV | N73430113 | Netherlands | 5/26/09 | 5/5/09 | Special | 140651 | 3 | M | Close Meeting | None | None | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 1 | M | Accept Annual Report | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 2 | M | Accept Report of the Board of Directors | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 3 | M | Accept Report of the Supervisory Committee | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 4 | M | Accept Financial Statements and Statutory Reports | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 5 | M | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2008 | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 6 | M | Reappoint Ernst & Young Hua Ming and Ernst & Young as the Company's PRC and International Auditors Respectively and Authorize Board to Fix Their Remuneration | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 7 | M | Amend Terms of Reference of the Audit Committee | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 8 | M | Approve Remuneration of Directors and Supervisors | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 9 | M | Approve Compliance of the Private Offering with the PRC Laws and Regulations | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 10 | M | Approve Feasibility of the Proposed Use of Proceeds from the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 11 | M | Approve Use of Proceeds from the Initial A Share Issue | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 12 | M | Amend Articles of Association | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 13 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14a | M | Approve Type and Nominal Value of the Shares to Be Issued under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14b | M | Approve Price Determination Base Date under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14c | M | Approve Number of Shares to Be Issued under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14d | M | Approve Target Placees and Subscription Method under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14e | M | Approve Issue Method under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14f | M | Approve Basis for Determining the Issue Price under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14g | M | Approve Lock-Up Period under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14h | M | Approve Place of Listing of the A Shares to be Issued under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14i | M | Approve Use of Proceeds from the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14j | M | Approve Arrangement to the Undistributed Profits of the Company Accumulated Prior to the Completion of the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 14k | M | Approve Validity Period of the Resolution Regarding the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 15 | M | Approve Authorize Board to Have Discretion and Full Authority in Relation to the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Annual | 3840276 | 16 | M | Approve Private Offering Proposal | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1a | M | Approve Type and Nominal Value of the Shares to Be Issued Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1b | M | Approve Price Determination Base Date Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1c | M | Approve Number of Shares to Be Issued Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1d | M | Approve Target Placees and Subscription Method Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1e | M | Approve Issue Method Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1f | M | Approve Basis for Determining the Issue Price Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1g | M | Approve Lock-Up Period Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1h | M | Approve Place of Listing of the A Shares to be Issued Under the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1i | M | Approve Use of Proceeds from the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1j | M | Approve Arrangement to the Undistributed Profits of the Company Accumulated Prior to the Completion of the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 1k | M | Approve Validity Period of the Resolution Regarding the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 2 | M | Authorize Board to Have Discretion and Full Authority in Relation to the Private Offering | For | For | |
Ivy International Balanced Fund | SHANGHAI ELECTRIC GROUP CO LTD | Y76824104 | Hong Kong | 6/23/09 | 5/22/09 | Special | 3840276 | 3 | M | Approve Private Offering Proposal | For | For | |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 1 | M | Elect Director Douglas J.P. Squires | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 2 | M | Elect Director J. Spencer Lanthier | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 3 | M | Elect Director Serge Gouin | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 4 | M | Elect Director David H. Laidley | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 5 | M | Elect Director Mark Parrish | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 6 | M | Elect Director Laurence E. Paul | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 7 | M | Elect Director Robert N. Power | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 8 | M | Elect Director Lloyd M. Segal | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 9 | M | Elect Director Louis R. Tull | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 10 | M | Elect Director Michael R. Van Every | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 11 | M | Elect Director William M. Wells | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 12 | M | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 13 | M | Amend Bylaw | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 14 | M | Amend 2007 Equity Compensation Plan | For | For |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 15 | S | SP 1: Include a Majority Vote Policy for Election of Directors in By-Law 1 | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 16 | S | SP 2: Amend By-Law 1 to Prohibit Director and Officer Indemnification | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 17 | S | SP 3: Amend Existing Director and Officer Indemnification Agreements | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 18 | S | SP 4: Amend By-Law 1 to Include Provision Regarding Proxy Solicitation Costs | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 19 | S | SP 5: Amend By-Law 1 to Provide for Individual Director Elections vs a Single Slate Election | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 20 | S | SP 6: Amend Articles to Require Shareholder Approval for Any Dilutive Transactions | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 21 | S | SP 7: Amend Board Committee Charter Regarding the Company's Governance Practices | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 22 | S | SP 8: Amend Employee Agreements Regarding Termination Payments | Against | Against |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 1 | S | Elect Director Paul G. Haggis | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 2 | S | Elect Director Frank Potter | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 3 | S | Management Nominee - Douglas J.P. Squires | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 4 | S | Management Nominee - William M. Wells | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 5 | S | Management Nominee - J. Spencer Lanthier | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 6 | S | Management Nominee - David H. Laidley | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 7 | S | Management Nominee - Mark Parrish | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 8 | S | Management Nominee - Louis R. Tull | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 9 | S | Management Nominee - Robert N. Power | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 10 | S | Management Nominee - Lloyd M. Segal | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 11 | S | Management Nominee - Serge Gouin | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 12 | S | Management Nominee - Laurence E. Paul | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 13 | S | Management Nominee - Michael R. Van Every | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 14 | M | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 15 | M | Amend Bylaw | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 16 | M | Amend 2007 Equity Compensation Plan | For | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 17 | S | SP 1: Include a Majority Vote Policy for Election of Directors in By-Law 1 | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 18 | S | SP 2: Amend By-Law 1 to Prohibit Director and Officer Indemnification | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 19 | S | SP 3: Amend Existing Director and Officer Indemnification Agreements | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 20 | S | SP 4: Amend By-Law 1 to Include Provision Regarding Proxy Solicitation Costs | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 21 | S | SP 5: Amend By-Law 1 to Provide for Individual Director Elections vs a Single Slate Election | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 22 | S | SP 6: Amend Articles to Require Shareholder Approval for Any Dilutive Transactions | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 23 | S | SP 7: Amend Board Committee Charter Regarding the Company's Governance Practices | None | Do Not Vote |
Ivy International Balanced Fund | Biovail Corporation | BVF | 09067J109 | Canada | 5/28/09 | 4/20/09 | Annual/Special | 149400 | 24 | S | SP 8: Amend Employee Agreements Regarding Termination Payments | None | Do Not Vote |
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
06/26/09 - A | Mitsubishi UFJ Financial Group *8306* | J44497105 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Directors | For | Split | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.13 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.14 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.15 | Elect Director --- Against | ||||||||
2.6b attendance less than 75% | |||||||||
3.16 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.17 | Elect Director --- Against | ||||||||
2.6b attendance less than 75% | |||||||||
4.1 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.2 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.3 | Appoint Statutory Auditor | For | Against | Mgmt | |||||
3.1b | |||||||||
4.4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
06/26/09 - A | NGK Spark Plug Co. Ltd. *5334* | J49119100 | 03/31/09 | ||||||
1 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
Item 3.23b | |||||||||
2 | Elect Directors | For | For | Mgmt | |||||
2.1 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.2 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.3 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.4 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.5 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.6 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.7 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.8 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.9 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.10 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.11 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.12 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.13 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.14 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.15 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.16 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.17 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.18 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.19 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.20 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
2.21 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
06/26/09 - A | Olympus Corp. (formerly Olympus Optical) *7733* | J61240107 | 03/31/09 | ||||||
1 | Approve Reduction in Capital Reserves | For | For | Mgmt | |||||
3.22a | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.13 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.14 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.15 | Elect Director --- For | ||||||||
2.6a | |||||||||
4 | Appoint Alternate Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Appoint External Audit Firm | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Takeover Defense Plan (Poison Pill) | For | Against | Mgmt | |||||
3.12a | |||||||||
06/24/09 - A | USS Co., Ltd. *4732* | J9446Z105 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 82.5 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Approve Reduction in Capital Reserves | For | Against | Mgmt | |||||
3.22b No Information | |||||||||
3 | Amend Articles To Reflect Digitalization of Share Certificates - Clarify Terms of Alternate Statutory Auditors | For | For | Mgmt | |||||
3.23c | |||||||||
4 | Elect Directors | For | For | Mgmt | |||||
4.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.12 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.13 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.14 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.15 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.16 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.17 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.18 | Elect Director --- For | ||||||||
2.6a | |||||||||
5.1 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5.2 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5.3 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Appoint Alternate Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Approve Takeover Defense Plan (Poison Pill) | For | Against | Mgmt | |||||
3.12a | |||||||||
IVY INTERNATIONAL CORE EQUITY FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
961 Ivy International Core Equity | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
06/23/09 - A/S | Alstom | F0259M475 | 06/18/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Approve Transaction with Patrick Kron | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Ratify PricewaterhouseCoopers Audit as Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Ratify Mazars as Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Ratify Yves Nicolas as Alternate Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Ratify Patrick de Cambourg as Alternate Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
12 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
06/23/09 - A | Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.) *4503* | J03393105 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
4 | Approve Annual Bonus Payment to Directors | For | For | Mgmt | |||||
2.8a | |||||||||
5 | Approve Deep Discount Stock Option Plan | For | For | Mgmt | |||||
2.8a | |||||||||
04/30/09 - A/S | Axa | F06106102 | 04/27/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Reelect Jacques de Chateauvieux as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Anthony Hamilton as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reelect Michel Pebereau as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Reelect Dominique Reiniche as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Ramon de Oliveira as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
11 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
3.6 | |||||||||
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | Against | Mgmt | |||||
3.9a | |||||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Items 12 to 14 and 16 to 18 | For | Against | Mgmt | |||||
1.3b | |||||||||
16 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | For | Against | Mgmt | |||||
3.9b | |||||||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | |||||
3.9b | |||||||||
18 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion | For | For | Mgmt | |||||
3.9b | |||||||||
19 | Approve Issuance of Securities Convertible into Debt | For | For | Mgmt | |||||
99 per John Maxwell | |||||||||
20 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
21 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | Mgmt | |||||
4.3b | |||||||||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
23 | Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assurances Vie Mutuelle for up to Aggregate Nominal Amount of EUR 1 Billion | For | Against | Mgmt | |||||
3.7 per John Maxwell | |||||||||
24 | Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Mgmt | |||||
3.7 per John Maxwell | |||||||||
25 | Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | For | Against | Mgmt | |||||
3.7 per John Maxwell | |||||||||
26 | Adopt New Articles of Association, Pursuant to Items 23 through 25 | For | For | Mgmt | |||||
3.23c Per John Maxwel | |||||||||
27 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
05/06/09 - A | BAE Systems plc | G06940103 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Approve Final Dividend of 8.7 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Re-elect Philip Carroll as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Ian King as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Roberto Quarta as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect George Rose as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Carl Symon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reappoint KPMG Audt plc as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/ or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||
7.2a | |||||||||
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 188,750,001 to GBP 218,750,001 | For | For | Mgmt | |||||
3.6 | |||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 29,396,313 and an Additional Amount Pursuant to a Rights Issue of up to GBP 29,396,313 | For | Against | Mgmt | |||||
3.9a | |||||||||
14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,409,888 | For | For | Mgmt | |||||
3.9b | |||||||||
15 | Authorise 352,791,045 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act of 2006, are to be Treated as Provisions of the Company's Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
17 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
11/24/08 - S | Barclays plc | G08036124 | None | ||||||
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 2,499,000,000 to GBP 3,499,000,000 | For | For | Mgmt | |||||
3.6 | |||||||||
2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,290,000,000, USD 77,500,000, EUR 40,000,000 and JPY 40,000,000 | For | Against | Mgmt | |||||
3.9a | |||||||||
3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000,000 | For | For | Mgmt | |||||
3.9b | |||||||||
4 | Subject to Passing of Resolution 2,Approve Proposed Issue by Company,Upon Conversion of GBP 4,050,000,000 of Mandatorily Convertible Notes to be Issued by Barclays Bank plc,of New Ord. Shares at a Discount of Approximately 25.3 Percent to Mid Market Price | For | For | Mgmt | |||||
99 per Robert Nightingale | |||||||||
04/23/09 - A | Barclays plc | G08036124 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Elect Simon Fraser as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Marcus Agius as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect David Booth as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Sir Richard Broadbent as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect Richard Clifford as Director | For | Against | Mgmt | |||||
2.6b less than 75% attendance | |||||||||
8 | Re-elect Fulvio Conti as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Re-elect Robert Diamond Jr as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Re-elect Sir Andrew Likierman as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Re-elect Christopher Lucas as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Re-elect Sir Michael Rake as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Re-elect Stephen Russell as Director | For | Against | Mgmt | |||||
2.6b less than 75% attendance | |||||||||
14 | Re-elect Frederik Seegers as Director | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Re-elect Sir John Sunderland as Director | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Re-elect John Varley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
17 | Re-elect Patience Wheatcroft as Director | For | For | Mgmt | |||||
2.6a | |||||||||
18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
19 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
20 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Organisations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||
7.2a | |||||||||
21 | Approve Increase in Authorised Ordinary Share Capital from GBP 3,499,000,000 to GBP 5,249,000,000 | For | For | Mgmt | |||||
3.6 | |||||||||
22 | Issue Equity with Pre-emptive Rights Under a General Authority up to GBP 738,016,774, USD 77.5M, EUR 40.0M, JPY 4.0B and an Additional Amt Pursuant to a Rights Issue up to GBP 1,396,033,549 After Deducting Any Securities Issued Under the General Authority | For | Against | Mgmt | |||||
3.9a | |||||||||
23 | Subject to the Passing of Resolution 22, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 104,702,516 | For | For | Mgmt | |||||
3.9b | |||||||||
24 | Authorise 837,620,130 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
25 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
05/12/09 - A | Bayer AG | D07112119 | 04/21/09 | ||||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
4 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.21a | |||||||||
5 | Approve Conversion of Bearer Shares into Registered Shares | For | For | Mgmt | |||||
99 | |||||||||
6 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | |||||
3.23b | |||||||||
7 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
04/30/09 - A | British American Tobacco plc | G1510J102 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Final Dividend of 61.6 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
6 (a) | Re-elect Paul Adams as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 (b) | Re-elect Jan du Plessis as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 (c) | Re-elect Robert Lerwill as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 (d) | Re-elect Sir Nicholas Scheele as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Gerry Murphy as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108 | For | Against | Mgmt | |||||
3.9a | |||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866 | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Authorise 199,600,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000 | For | For | Mgmt | |||||
7.2a | |||||||||
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
99 | |||||||||
13 | Adopt New Articles of Association with Effect from 01 October 2009 | For | For | Mgmt | |||||
3.23b | |||||||||
03/12/09 - A | Carlsberg | K36628137 | 02/26/09 | ||||||
1 | Receive Report of Board | None | None | Mgmt | |||||
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Approve Allocation of Income | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | For | Against | Mgmt | |||||
1.3b NO INFO | |||||||||
5b | Amend Articles Re: Change Address of Share Registrar | For | For | Mgmt | |||||
3.23b | |||||||||
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Ratify KPMG as Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | For | Mgmt | |||||
2.14b | |||||||||
06/23/09 - A | Central Japan Railway Co. *9022* | J05523105 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 4500 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | For | Against | Mgmt | |||||
1.3b | |||||||||
3 | Elect Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
05/21/09 - A | Cheung Kong (Holdings) Limited | Y13213106 | 05/13/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
Item 3.24 | |||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
Item 3.18 | |||||||||
3a | Elect Kam Hing Lam as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3b | Elect Woo Chia Ching, Grace as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3c | Elect Fok Kin-ning, Canning as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3d | Elect Frank John Sixt as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3e | Elect George Colin Magnus as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3f | Elect Kwok Tun-li, Stanley as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3g | Elect Hung Siu-lin, Katherine as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
Item 3.9b | |||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
Item 3.21a | |||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
Item 3.9b | |||||||||
03/26/09 - S | China Construction Bank Corporation | Y1397N101 | 02/23/09 | ||||||
Special Business | |||||||||
1 | Approve Issuance of Subordinated Bonds in the Aggregate Principal Amount Not Exceeding RMB 80 Billion | For | For | Mgmt | |||||
99 per Ryan Caldwell | |||||||||
Ordinary Business | |||||||||
2 | Approve Resolution on Supplying Corporate Communications to the Holders of H Shares By Means of the Bank's Own Website | For | For | Mgmt | |||||
3.23b | |||||||||
06/03/09 - A | China Resources Land Ltd. (frmrly. China Resources Beijing L | G2108Y105 | 05/26/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | �� | ||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Reelect Wang Yin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Reelect Yan Biao as Director | For | Against | Mgmt | |||||
2.6b attendance less than 75% | |||||||||
3c | Reelect Ding Jiemin as Director | For | Against | Mgmt | |||||
2.6b attendance less than 75% | |||||||||
3d | Reelect Ho Hin Ngai as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3e | Reelect Yan Y. Andrew as Director | For | Against | Mgmt | |||||
2.6b attendance less than 75% | |||||||||
3f | Reelect Wan Kam To, Peter as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3g | Authorize the Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
05/27/09 - A | CNOOC LTD | Y1662W117 | 05/19/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Reelect Wu Guangqi as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Reelect Cao Xinghe as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3c | Reelect Wu Zhenfang as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3d | Reelect Edgar W. K. Cheng as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3e | Authorize the Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Amend Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
05/15/09 - A/S | Compagnie generale des Etablissements Michelin | F61824144 | 05/12/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Reelect Eric Bourdais de Charbonniere as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Francois Grappotte as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
8 | Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members | For | For | Mgmt | |||||
3.23b | |||||||||
9 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
04/08/09 - S | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
2 | Approve Extension and Modification of the DBSH Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
4 | Approve Issuance of Shares, New NRPS and New RPS Pursuant to the DBSH Scrip Dividend Scheme | For | For | Mgmt | |||||
3.18 | |||||||||
04/08/09 - A | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.14 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Approve Directors' Fees of SGD 1.5 Million (2007: SGD 1.7 Million) | For | For | Mgmt | |||||
2.8a | |||||||||
3b | Approve Special Remuneration of SGD 2.0 Million for Koh Boon Hwee | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint PricewaterhouseCoopers LLC as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5a | Reelect Koh Boon Hwee as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5b | Reelect Christopher Cheng Wai Chee as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6a | Reelect Richard Daniel Stanley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6b | Reelect Euleen Goh Yiu Kiang as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6c | Reelect Bart Joseph Broadman as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reelect Andrew Robert Fowell Buxton as Director | For | Against | Mgmt | |||||
2.6b attendance < 75% | |||||||||
8a | Approve Issuance of Shares and/or Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
8b | Approve Issuance of Shares Under Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
04/30/09 - A | Deutsche Telekom AG | D2035M136 | None | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Mgmt | |||||
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
4 | Approve Postponement of Discharge for Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
5 | Approve Discharge of Supervisory Board Members, Excluding Klaus Zumwinkel, for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||
1.3a | |||||||||
8 | Elect Joerg Asmussen to the Supervisory Board | For | For | Mgmt | |||||
2.8a | |||||||||
9 | Elect Ulrich Schroeder to the Supervisory Board | For | For | Mgmt | |||||
2.8a | |||||||||
10 | Approve Affiliation Agreements with Subsidiary Interactive Media CCSP GmbH | For | For | Mgmt | |||||
3.5 | |||||||||
11 | Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
12 | Approve Creation of EUR 38.4 Million Pool of Capital without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
13 | Amend Articles Re: Audio/Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | Mgmt | |||||
3.23b | |||||||||
14 | Amend Articles Re: Attestation of Shareholding and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | Mgmt | |||||
3.23b | |||||||||
12/11/08 - A | Esprit Holdings | G3122U145 | 11/27/08 | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of HK$1.15 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Special Dividend of HK$2.10 Per Share | For | For | Mgmt | |||||
4a | Reelect Thomas Johannes Grote as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4b | Reelect Raymond Or Ching Fai as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4c | Reelect Hans-Joachim K rber as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4d | Authorize Directors to Fix Their Remuneration | For | For | Mgmt | |||||
2.8a | |||||||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
06/23/09 - A | Honda Motor Co. Ltd. *7267* | J22302111 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.13 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.14 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.15 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.16 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.17 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.18 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.19 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.20 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.21 | Elect Director --- For | ||||||||
2.6a | |||||||||
4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
05/08/09 - A | Informa plc | G4771A117 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of 3.9 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Re-elect Derek Mapp as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Peter Rigby as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Adam Walker as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Dr Pamela Kirby as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect John Davis as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Re-elect Dr Brendan O'Neill as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
10 | Reappoint Deloitte LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 600,000 to GBP 750,000 | For | For | Mgmt | |||||
3.6 | |||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 141,706 and an Additional Amount Pursuant to a Rights Issue of up to GBP 141,706 | For | Against | Mgmt | |||||
3.9a | |||||||||
14 | Amend Informa 2005 Management Long-Term Incentive Scheme | For | For | Mgmt | |||||
4.1 | |||||||||
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
16 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,256 | For | For | Mgmt | |||||
3.9b | |||||||||
17 | Authorise 42,511,883 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
06/02/09 - S | Informa plc | G4771A117 | None | ||||||
1 | Authorise Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Apply Credit in Paying Up Informa New Ord. Shares; Issue Equity with Pre-emptive Rights; Reclassify Shares; Amend and Adopt Articles of Assoc. | For | For | Mgmt | |||||
1.3a per Robert Nightingale | |||||||||
2 | Approve Reduction of Share Capital of New Informa by Cancelling and Extinguishing Paid Up Capital (26.9 Pence on Each Issued Ordinary Share) and by Reducing the Nominal Value of Each Ordinary Share to 0.1 Pence; Cancel New Informa's Share Premium Account | For | For | Mgmt | |||||
3.22a | |||||||||
3 | Approve Change of Company Name to Informa Group plc | For | For | Mgmt | |||||
3.17 | |||||||||
4 | Approve Delisting of the Informa Shares from the Official List | For | For | Mgmt | |||||
99 per Robert Nightingale | |||||||||
5a | Approve The Informa 2009 Investment Plan | For | For | Mgmt | |||||
4.3b | |||||||||
5b | Approve Informa 2009 US Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
5c | Approve Informa 2009 Management Long Term Incentive Plan | For | For | Mgmt | |||||
4.1 | |||||||||
06/02/09 - C | Informa plc | G4771A117 | None | ||||||
Court Meeting | |||||||||
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | For | For | Mgmt | |||||
3.5 | |||||||||
05/21/09 - A | International Power plc | G4890M109 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Elect Ranald Spiers as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect Anthony (Tony) Isaac as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Mark Williamson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Steve Riley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect John Roberts as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve Final Dividend of 8.59 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
8 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Increase in Authorised Share Capital from GBP 1,133,000,001.21 to GBP 1,500,000,001.21 | For | For | Mgmt | |||||
3.6 | |||||||||
10 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 252,925,273 and an Additional Amount Pursuant to a Rights Issue of up to GBP 505,850,547 After Deducting Any Securities Issued Under the General Authority | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,976,767 | For | For | Mgmt | |||||
3.9b | |||||||||
13 | Authorise 151,907,071 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
14 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
99 | |||||||||
06/23/09 - A | Japan Tobacco Inc *2914* | J27869106 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 2,800 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
06/26/09 - A | Kose Corp. *4922* | J3622S100 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | Mgmt | |||||
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | For | Against | Mgmt | |||||
3 | Elect Directors | For | For | Mgmt | |||||
05/05/09 - A/S | Metropole Television M6 | F6160D108 | 04/29/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Amend Ongoing Transaction with Nicolas de Tavernost Re: Severance Payments | For | For | Mgmt | |||||
4.2 | |||||||||
6 | Amend Ongoing Transaction with Eric d'Hotelans Re: Severance Payments | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Amend Ongoing Transaction with Thomas Valentin Re: Severance Payments | For | For | Mgmt | |||||
4.2 | |||||||||
8 | Amend Ongoing Transaction with Catherine Lenoble Re: Severance Payments | For | For | Mgmt | |||||
4.2 | |||||||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
11 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
3.6 | |||||||||
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | For | Against | Mgmt | |||||
3.9a | |||||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million, with the Possibility Not to Offer Them to the Public | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | |||||
3.6 | |||||||||
15 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
16 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
10/17/08 - A | Mindray Medical International Ltd. *MR* | 602675100 | 08/27/08 | ||||||
1 | Reelect Li Xiting as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Reelect Wu Qiyao as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Lin Jixun as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Establish Range for Board Size | For | For | Mgmt | |||||
2.1b | |||||||||
06/26/09 - A | Mitsubishi Electric Corp. *6503* | J43873116 | 03/31/09 | ||||||
1 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
2 | Elect Directors | For | Split | Mgmt | |||||
2.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.12 | Elect Director --- Against | ||||||||
2.6b attendance less than 75% | |||||||||
12/18/08 - A | National Australia Bank Limited *NAB* | Q65336119 | 12/16/08 | ||||||
Management Proposals | |||||||||
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2008 | None | None | Mgmt | |||||
2a | Elect John Thorn as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Elect Geoff Tomlinson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Approve National Australia Bank ('NAB') Staff Share Allocation Plan, NAB New Zealand Staff Share Allocation Plan, NAB Staff Share Ownership Plan, NAB Executive Share Option Plan No.2, NAB Performance Rights Plan, and NAB Share Incentive Plan (UK) | For | For | Mgmt | |||||
1.3a | |||||||||
4 | Approve Grant of Performance Shares Amounting to A$1.25 Million and Performance Rights Amounting to A$1.25 Million to Cameron Clyne, Group CEO Designate, Under the Company's Long Term Incentive Plan | For | For | Mgmt | |||||
4.1 | |||||||||
5a | Approve Grant of Shares, Performance Options and Performance Rights to Ahmed Fahour, Executive Director, Under the Company's Long Term Incentive Plan | For | For | Mgmt | |||||
2.8a | |||||||||
5b | Approve Grant of Shares, Performance Options and Performance Rights to Michael Ullmer, Executive Director, Under the Company's Long Term Incentive Plan | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Approve Remuneration Report for the Financial Year Ended Sept. 30, 2008 | For | For | Mgmt | |||||
1.3a | |||||||||
Shareholder Proposal | |||||||||
7 | Remove Paul Rizzo as a Director | Against | Against | ShrHoldr | |||||
99 | |||||||||
07/28/08 - A | National Grid plc | G6375K151 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of 21.3 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Elect Bob Catell as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Tom King as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Philip Aiken as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect John Allan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Remuneration Report | For | For | Mgmt | |||||
1.3a | |||||||||
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 94,936,979 | For | For | Mgmt | |||||
3.9a | |||||||||
11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,240,547 | For | For | Mgmt | |||||
3.9b | |||||||||
12 | Authorise 249,936,128 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
13 | Adopt New Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
06/26/09 - A | Nintendo Co. Ltd. *7974* | J51699106 | 03/31/09 | ||||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | For | For | Mgmt | |||||
Item 3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
Item 3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
06/19/09 - A | Nissin Kogyo *7230* | J58074105 | 03/31/09 | ||||||
1 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
2 | Elect Directors | For | For | Mgmt | |||||
2.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
3 | Appoint Alternate Statutory Auditor | For | Against | Mgmt | |||||
3.1b not independent | |||||||||
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | |||||
1.3b | |||||||||
04/23/09 - A | Nokia Corp. | X61873133 | 04/09/09 | ||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Calling the Meeting to Order | None | None | Mgmt | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
4 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
5 | Prepare and Approve List of Shareholders | For | For | Mgmt | |||||
2.14a | |||||||||
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review | None | None | Mgmt | |||||
7 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9 | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Fix Number of Directors at 11 | For | For | Mgmt | |||||
2.1b | |||||||||
12 | Reelect Georg Ehrnrooth, Lalita D. Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors; Elect Isabel Marey-Semper as New Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Close Meeting | None | None | Mgmt | |||||
11/24/08 - S | Petroleo Brasileiro | 71654V408 | 10/30/08 | ||||||
Meeting for ADR Holders | |||||||||
1 | Approve Absorption of 17 de Maio Participacoes SA | For | For | Mgmt | |||||
3.5 Per Ryan Caldwell | |||||||||
2 | Appoint Independent Firm to Appraise Proposed Absorption | For | For | Mgmt | |||||
3.5 Per Ryan Caldwell | |||||||||
04/08/09 - A | Petroleo Brasileiro | 71654V408 | 03/23/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends for Fiscal 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Elect Directors | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Board Chairman | For | For | Mgmt | |||||
2.13 | |||||||||
6 | Elect Fiscal Council Members and Alternates | For | Against | Mgmt | |||||
2.6b No Information | |||||||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Mgmt | |||||
1.3a | |||||||||
05/14/09 - A | Prudential plc | G72899100 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Elect Harvey McGrath as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Mark Tucker as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Michael McLintock as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Nick Prettejohn as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint KPMG Audit plc as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorise Board to Determine Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Final Dividend of 12.91 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 41,611,000 | For | Against | Mgmt | |||||
3.9a | |||||||||
11 | Auth. Issue of Equity Securities with Rights up to a Nominal Amount of GBP 83,223,000 After Deducting From Such Limit Any Relevant Securities Alloted Under Resolution 10 in Connection with an Offer by Way of Rights | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Authorise Issue of Preference Shares with Pre-emptive Rights up to GBP 20,000,000 (Sterling Preference Shares), USD 20,000,000 (Dollar Preference Shares) and EUR 20,000,000 (Euro Preference Shares) | For | Against | Mgmt | |||||
3.9a | |||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,242,000 | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Authorise 249,680,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
15 | Adopt New Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
16 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
04/17/09 - A/S | Sanofi Aventis | F5548N101 | 04/14/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Ratify Appointment of Chris Viehbacher as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | For | Against | Mgmt | |||||
3.5 Per John Maxwell | |||||||||
6 | Approve Transaction with Chris Viehbacher Re: Severance Payments | For | Against | Mgmt | |||||
4.2 Per John Maxwell - lacking reasonable criteria | |||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | For | Against | Mgmt | |||||
3.9a | |||||||||
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
99 not dividends | |||||||||
13 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
14 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | For | Against | Mgmt | |||||
4.1 offered at 80% market value; no independent directors involved in issuing | |||||||||
15 | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
17 | Amend Article 15 of the Bylaws Re: Audit Committee | For | For | Mgmt | |||||
3.23b | |||||||||
18 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
09/19/08 - A | SEADRILL LIMITED | G7945E105 | 07/11/08 | ||||||
1 | Reelect John Fredriksen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Reelect Tor Olav Troim as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Reelect Jan Tore Stromme as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Kate Blankenship as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Kjell E. Jacobsen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Kathrine Fredriksen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
9 | Approve Reduction of Share Premium Account | For | For | Mgmt | |||||
3.18 | |||||||||
10 | Transact Other Business (Voting) | For | Against | Mgmt | |||||
7.7a | |||||||||
05/12/09 - A | Serco Group plc | G80400107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Final Dividend of 3.52 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Re-elect Kevin Beeston as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Andrew Jenner as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Margaret Baroness Ford of Cunninghame as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect David Richardson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Reappoint Deloitte LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Authorise 48,681,359 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 3,212,969 and an Additional Amount Pursuant to a Rights Issue of up to GBP 3,212,969 | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 486,814 | For | For | Mgmt | |||||
3.9b | |||||||||
13 | Approve Adoption of Serco Group plc Performance Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
14 | Approve Adoption of Serco Group plc Deferred Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
15 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
16 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Org. Other Than Political Parties and Incur EU Political Expenditure up to GBP 130,000 | For | For | Mgmt | |||||
7.2a | |||||||||
17 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
05/07/09 - A | Shoppers Drug Mart Corporation *SC* | 82509W103 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director M. Shan Atkins --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director James F. Hankinson --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Krystyna Hoeg --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Holger Kluge --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Gaetan Lussier --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director David Peterson --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Martha Piper --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Derek Ridout --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Jurgen Schreiber --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director David M. Williams --- For | ||||||||
Item 2.6a | |||||||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
07/25/08 - A | Singapore Telecommunications Ltd. | Y79985209 | None | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.069 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reelect Graham John Bradley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Chumpol NaLamlieng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Nicky Tan Ng Kuang as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Dominic Chiu Fai Ho as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve Directors' Fees of SGD 2.3 Million for the Year Ending March 31, 2009 (2008: SGD 2.3 Million) | For | For | Mgmt | |||||
2.8a | |||||||||
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Approve Issuance of Shares and Grant Options Pursuant to the Singapore Telecom Share Option Scheme 1999 | For | For | Mgmt | |||||
4.1 | |||||||||
11 | Approve Issuance of Shares and Grant Awards Pursuant to the Singtel Performance Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
07/25/08 - S | Singapore Telecommunications Ltd. | Y79985209 | None | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
05/19/09 - A/S | Societe generale | F43638141 | 05/14/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Treatment of Losses and Dividends of EUR 1.20 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Stock Dividend Program | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
5 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve Ongoing Transactions with Daniel Bouton, Phlippe Citerne, and Didier Alix Re: Pension Benefits | For | For | Mgmt | |||||
1.3a | |||||||||
7 | Approve Transaction with Severin Cabannes and Frederic Oudea Re: Pension Benefits | For | For | Mgmt | |||||
3.5 | |||||||||
8 | Approve Transaction with Frederic Oudea Re: Severance Payment and Non-Compete Agreement | For | For | Mgmt | |||||
3.5 | |||||||||
9 | Reelect Jean Azema as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Reelect Elisabeth Lulin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Ratify Appointment of Robert Castaigne as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Jean-Bernard Levy as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
14 | Add Article 20 to the Bylaws Re: Court Jurisdiction | For | Against | Mgmt | |||||
3.23c | |||||||||
15 | Authorize Issuance of Preferred Stock (Class B) without Preemptive Rights , and without Voting Rights Attached, in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 241.9 Million | For | For | Mgmt | |||||
3.7 | |||||||||
16 | Amend Bylaws to Integrate Preferred Stock (Class B) in Capital, Subject to Approval of Item 15 | For | For | Mgmt | |||||
3.23c | |||||||||
17 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
18 | Amend Limit Set Under Item 10 of the May 27, 2008 General Meeting for Issuance With Preemptive Rights | For | Against | Mgmt | |||||
3.9a | |||||||||
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
06/19/09 - A | Sohu.com Inc. *SOHU* | 83408W103 | 04/17/09 | ||||||
1 | Elect Directors | For | Split | Mgmt | |||||
1.1 | Elect Director Charles Zhang --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Charles Huang --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Dave Qi --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Shi Wang --- Withhold | ||||||||
2.6b attendance less than 75% | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
06/26/09 - A | SUMITOMO MITSUI FINANCIAL GROUP INC. *8316* | J7771X109 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 for Ordinary Shares | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Clarify Terms of Alternate Statutory Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.1 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.2 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.3 | Appoint Statutory Auditor | For | Against | Mgmt | |||||
3.1b | |||||||||
4.4 | Appoint Statutory Auditor | For | Against | Mgmt | |||||
3.1b | |||||||||
5 | Appoint Alternate Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Retirement Bonus Payment for Directors and Statutory Auditors | For | Against | Mgmt | |||||
2.8b | |||||||||
04/02/09 - A | Svenska Cellulosa Ab (Sca) | W90152120 | 03/27/09 | ||||||
1 | Open Meeting; Elect Sven Unger as Chairman of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
2 | Prepare and Approve List of Shareholders | For | For | Mgmt | |||||
2.14a | |||||||||
3 | Designate Inspector(s) of Minutes of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
4 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
5 | Approve Agenda of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
6 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | |||||
7 | Receive Reports of the Chairman and the President | None | None | Mgmt | |||||
8a | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8b | Approve Allocation of Income and Dividends of SEK 3.50 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
8c | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
9 | Determine Number of Members (8) and Deputy Members (0) of Board | For | For | Mgmt | |||||
2.1b | |||||||||
10 | Approve Remuneration of Directors in the Amount of SEK 1,35Million to the Chaiman, and 450,000 to Other Directors; Remuneration for Committee Work; Approve Remuneration of Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
11 | Reelect Rolf Borjesson, Soren Gyll, Tom Hedelius, Leif johansson, Sverker Martin-Lof (Chair), Anders Nyren, Babara Thoralfsson, and Jan Johansson as Directors | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Authorize Chairman of Board and Representatives of Between Four and Six of Company's Largest Shareholders to Serve on Nominating Committee | For | For | Mgmt | |||||
2.13 | |||||||||
13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Mgmt | |||||
4.1 | |||||||||
14 | Close Meeting | None | None | Mgmt | |||||
09/26/08 - A | Tanfield Group plc | G8668J107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Re-elect Roy Stanley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect Martin Groak as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint Baker Tilly UK Audit LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,234,620 | For | Against | Mgmt | |||||
3.9a | |||||||||
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 370,386 | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Authorise 55,557,913 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
9 | Authorise the Company to Use Electronic Communications | For | For | Mgmt | |||||
3.23b | |||||||||
06/18/09 - A | Tanfield Group plc | G8668J107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Re-elect Brendan Campbell as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect Charles Brooks as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Geoffrey Allison as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint Baker Tilly UK Audit LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Consolidation of the Existing Issued and Authorised but Unissued Ordinary Shares of 1 Pence Each Into New Ordinary Shares of 5 Pence Each on the Basis that Every Five Existing Ordinary Shares Shall Be Consolidated Into One New Ordinary Share | For | For | Mgmt | |||||
99 Per Robert Nightingale | |||||||||
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,234,536 | For | Against | Mgmt | |||||
3.9a | |||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 370,361 | For | For | Mgmt | |||||
3.9b | |||||||||
9 | Authorise 11,110,832 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
10 | Approve Cancellation of the Share Premium Account of the Company | For | For | Mgmt | |||||
99 Per Robert Nightingale | |||||||||
06/12/09 - S | Tata Consultancy Services Ltd. | Y85279100 | 05/01/09 | ||||||
Postal Ballot | |||||||||
1 | Approve Increase in Authorized Share Capital to INR 3.25 Billion Divided into 2.25 Billion Equity Shares of INR 1.00 Each and 1 Billion Redeemable Preference Shares of INR 1.00 Each by the Creation of 1.05 Billion Equity Shares of INR 1.00 Each | For | For | Mgmt | |||||
3.6 | |||||||||
2 | Amend Article 3 of the Articles of Association to Reflect Increase in Authorized Share Capital | For | For | Mgmt | |||||
3.23c | |||||||||
3 | Authorize Capitalization of up to INR 979 Million from the Securities Premium Account for Bonus Issue in the Proportion of One New Equity Share for Every One Equity Share Held | For | For | Mgmt | |||||
99 | |||||||||
06/30/09 - A | Tata Consultancy Services Ltd. | Y85279100 | 06/17/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Confirm Interim Dividends of INR 9.00 Per Share and Approve Final Dividend of INR 5.00 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Dividend of INR 0.70 Per Redeemable Preference Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Reappoint C.M. Christensen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint A. Mehta as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve Vacancy on the Board of Directors Resulting from the Retirement of N. Chandra | For | For | Mgmt | |||||
2.1b | |||||||||
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Reappointment and Remuneration of S. Ramadorai, CEO and Managing Director | For | For | Mgmt | |||||
1.3a | |||||||||
9 | Approve Commission Remuneration for Non-Executive Directors | For | For | Mgmt | |||||
2.8a | |||||||||
10 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
04/30/09 - A/S | Technip | F90676101 | 04/27/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Receive Auditors' Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2009 | For | Against | Mgmt | |||||
Per John Maxwell 4.2 | |||||||||
5 | Receive Auditors' Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2008 | For | For | Mgmt | |||||
3.5 | |||||||||
6 | Receive Auditors' Special Report Regarding Related-Party Transactions and Approve Ongoing Transactions Concluded before Fiscal Year 2008 | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Reelect Jean-Pierre Lamoure as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Reelect Daniel Lebegue as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reelect Bruno Weymuller as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Gerard Hauser as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Marwan Lahoud as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Joseph Rinaldi as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000 | For | For | Mgmt | |||||
2.8a | |||||||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million | For | Against | Mgmt | |||||
3.9a | |||||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million | For | For | Mgmt | |||||
3.9b | |||||||||
17 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
18 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
19 | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 18 | For | For | Mgmt | |||||
1.3a | |||||||||
20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 20 | For | For | Mgmt | |||||
4.1 | |||||||||
22 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
05/15/09 - A/S | Total SA | F92124100 | 05/12/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Approve Transaction with Thierry Desmarest | For | For | Mgmt | |||||
4.2 | |||||||||
6 | Approve Transaction with Christophe de Margerie | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
8 | Reelect Anne Lauvergeon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reelect Daniel Bouton as Director | For | Against | Mgmt | |||||
2.6b <75% attendance | |||||||||
10 | Reelect Bertrand Collomb as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Reelect Christophe de Margerie as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Reelect Michel Pebereau as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Electe Patrick Artus as Director | For | For | Mgmt | |||||
2.6a | |||||||||
Special Business | |||||||||
14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | For | For | Mgmt | |||||
3.23c | |||||||||
Shareholder Proposals | |||||||||
A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
B | Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
C | Approve Restricted Stock Plan to All Employees | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
10/28/08 - S | Unilever plc | G92087165 | None | ||||||
1 | Elect Paul Polman as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
05/13/09 - A | Unilever plc | G92087165 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
3 | Approve Final Dividend of 40.19 Pence Per Ordinary Share | For | For | Mgmt | |||||
4 | Re-elect James Lawrence as Director | For | For | Mgmt | |||||
5 | Re-elect Paul Polman as Director | For | For | Mgmt | |||||
6 | Re-elect The Lord Brittan of Spennithorne as Director | For | For | Mgmt | |||||
7 | Re-elect Wim Dik as Director | For | For | Mgmt | |||||
8 | Re-elect Charles Golden as Director | For | For | Mgmt | |||||
9 | Re-elect Byron Grote as Director | For | For | Mgmt | |||||
10 | Re-elect Narayana Murthy as Director | For | For | Mgmt | |||||
11 | Re-elect Hixonia Nyasulu as Director | For | For | Mgmt | |||||
12 | Re-elect Kees Storm as Director | For | For | Mgmt | |||||
13 | Re-elect Michael Treschow as Director | For | For | Mgmt | |||||
14 | Re-elect Jeroen van der Veer as Director | For | For | Mgmt | |||||
15 | Elect Louise Fresco as Director | For | For | Mgmt | |||||
16 | Elect Ann Fudge as Director | For | For | Mgmt | |||||
17 | Elect Paul Walsh as Director | For | For | Mgmt | |||||
18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
19 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000 | For | Against | Mgmt | |||||
21 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | For | For | Mgmt | |||||
22 | Authorise 131,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
23 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M | For | For | Mgmt | |||||
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days' Clear Notice | For | For | Mgmt | |||||
25 | Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement | For | For | Mgmt | |||||
05/13/09 - S | Unilever plc | G92087165 | None | ||||||
1 | Amend Unilever plc Equalisation Agreement | For | For | Mgmt | |||||
04/30/09 - A/S | Vivendi | F97982106 | 04/27/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Treatment of Losses and Allocation of Dividends of EUR 1.40 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Authorize Payment of Dividends by Shares | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
6 | Approve Transaction with Jean-Bernard Levy Related to Severance Payments | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Elect Maureen Chiquet as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Christophe de Margerie as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | For | For | Mgmt | |||||
3.9b | |||||||||
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 and 12 | For | Against | Mgmt | |||||
3.9a | |||||||||
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | |||||
3.6 | |||||||||
15 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
16 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | Mgmt | |||||
4.3b | |||||||||
17 | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
3.6 | |||||||||
18 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
07/29/08 - A | Vodafone Group plc | G93882135 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Re-elect Sir John Bond as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect John Buchanan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Vittorio Colao as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Andy Halford as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Alan Jebson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect Nick Land as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Re-elect Anne Lauvergeon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Re-elect Simon Murray as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Re-elect Luc Vandevelde as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Re-elect Anthony Watson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Re-elect Philip Yea as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
14 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | For | Against | Mgmt | |||||
3.9a | |||||||||
18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | For | For | Mgmt | |||||
3.9b | |||||||||
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||
7.2a | |||||||||
21 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
22 | Approve Vodafone Group 2008 Sharesave Plan | For | For | Mgmt | |||||
4.3b | |||||||||
IVY INTERNATIONAL GROWTH FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
958 Ivy International Growth | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
06/23/09 - A/S | Alstom | F0259M475 | 06/18/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Approve Transaction with Patrick Kron | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Ratify PricewaterhouseCoopers Audit as Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Ratify Mazars as Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Ratify Yves Nicolas as Alternate Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Ratify Patrick de Cambourg as Alternate Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
12 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
05/06/09 - A | BAE Systems plc | G06940103 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Approve Final Dividend of 8.7 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Re-elect Philip Carroll as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Ian King as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Roberto Quarta as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect George Rose as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Carl Symon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reappoint KPMG Audt plc as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/ or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||
7.2a | |||||||||
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 188,750,001 to GBP 218,750,001 | For | For | Mgmt | |||||
3.6 | |||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 29,396,313 and an Additional Amount Pursuant to a Rights Issue of up to GBP 29,396,313 | For | Against | Mgmt | |||||
3.9a | |||||||||
14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,409,888 | For | For | Mgmt | |||||
3.9b | |||||||||
15 | Authorise 352,791,045 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act of 2006, are to be Treated as Provisions of the Company's Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
17 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
05/12/09 - A | Bayer AG | D07112119 | 04/21/09 | ||||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
4 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.21a | |||||||||
5 | Approve Conversion of Bearer Shares into Registered Shares | For | For | Mgmt | |||||
99 | |||||||||
6 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | |||||
3.23b | |||||||||
7 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
10/23/08 - A | BHP Billiton plc | G10877101 | None | ||||||
1 | Accept Financial Statements and Statutory Reports for BHP Billiton plc | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Re-elect Paul Anderson as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Paul Anderson as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Don Argus as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Don Argus as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect Dr John Buchanan as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Re-elect Dr John Buchanan as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Re-elect David Crawford as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Re-elect David Crawford as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Re-elect Jacques Nasser as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Re-elect Jacques Nasser as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Re-elect Dr John Schubert as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Re-elect Dr John Schubert as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Elect Alan Boeckmann as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Elect Alan Boeckmann as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
Shareholder Proposal | |||||||||
17 | Elect Stephen Mayne as Director of BHP Billiton plc | Against | Against | ShrHoldr | |||||
2.6b | |||||||||
18 | Elect Stephen Mayne as Director of BHP Billiton Limited | Against | Against | ShrHoldr | |||||
2.6b | |||||||||
Continuation of Management Proposals | |||||||||
19 | Elect Dr David Morgan as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
20 | Elect Dr David Morgan as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
21 | Elect Keith Rumble as Director of BHP Billiton plc | For | For | Mgmt | |||||
2.6a | |||||||||
22 | Elect Keith Rumble as Director of BHP Billiton Limited | For | For | Mgmt | |||||
2.6a | |||||||||
23 | Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
24 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | For | Against | Mgmt | |||||
3.9a | |||||||||
25 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | For | For | Mgmt | |||||
3.9b | |||||||||
26 | Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
27i | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27ii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27iii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27iv | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27v | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27vi | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
28 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
29 | Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme | For | For | Mgmt | |||||
4.1 | |||||||||
30 | Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers | For | For | Mgmt | |||||
4.1 | |||||||||
31 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes | For | For | Mgmt | |||||
2.8a | |||||||||
32 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes | For | For | Mgmt | |||||
2.8a | |||||||||
33 | Amend the Articles of Association of of BHP Billiton plc | For | For | Mgmt | |||||
3.23b | |||||||||
34 | Amend the Constitution of BHP Billiton Limited | For | For | Mgmt | |||||
3.23b | |||||||||
04/30/09 - A | British American Tobacco plc | G1510J102 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Final Dividend of 61.6 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
6 (a) | Re-elect Paul Adams as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 (b) | Re-elect Jan du Plessis as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 (c) | Re-elect Robert Lerwill as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 (d) | Re-elect Sir Nicholas Scheele as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Gerry Murphy as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108 | For | Against | Mgmt | |||||
3.9a | |||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866 | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Authorise 199,600,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000 | For | For | Mgmt | |||||
7.2a | |||||||||
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
99 | |||||||||
13 | Adopt New Articles of Association with Effect from 01 October 2009 | For | For | Mgmt | |||||
3.23b | |||||||||
03/27/09 - A | Canon Inc. *7751* | J05124144 | 12/31/08 | ||||||
1 | Approve Allocation of Income, With a Final Dividend of JY 55 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles to Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.13 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.14 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.15 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.16 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.17 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.18 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.19 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.20 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.21 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.22 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.23 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.24 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.25 | Elect Director --- For | ||||||||
2.6a | |||||||||
4 | Approve Retirement Bonus for Director | For | For | Mgmt | |||||
2.8a Shunichi Uzawa is EVP of Canon USA inc | |||||||||
5 | Approve Payment of Annual Bonuses to Directors | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Approve Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
03/12/09 - A | Carlsberg | K36628137 | 02/26/09 | ||||||
1 | Receive Report of Board | None | None | Mgmt | |||||
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Approve Allocation of Income | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | For | Against | Mgmt | |||||
1.3b NO INFO | |||||||||
5b | Amend Articles Re: Change Address of Share Registrar | For | For | Mgmt | |||||
3.23b | |||||||||
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Ratify KPMG as Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | For | Mgmt | |||||
2.14b | |||||||||
06/23/09 - A | Central Japan Railway Co. *9022* | J05523105 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 4500 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | For | Against | Mgmt | |||||
1.3b | |||||||||
3 | Elect Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
05/21/09 - A | Cheung Kong (Holdings) Limited | Y13213106 | 05/13/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
Item 3.24 | |||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
Item 3.18 | |||||||||
3a | Elect Kam Hing Lam as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3b | Elect Woo Chia Ching, Grace as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3c | Elect Fok Kin-ning, Canning as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3d | Elect Frank John Sixt as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3e | Elect George Colin Magnus as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3f | Elect Kwok Tun-li, Stanley as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3g | Elect Hung Siu-lin, Katherine as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
Item 3.9b | |||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
Item 3.21a | |||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
Item 3.9b | |||||||||
03/26/09 - S | China Construction Bank Corporation | Y1397N101 | 02/23/09 | ||||||
Special Business | |||||||||
1 | Approve Issuance of Subordinated Bonds in the Aggregate Principal Amount Not Exceeding RMB 80 Billion | For | For | Mgmt | |||||
99 per Ryan Caldwell | |||||||||
Ordinary Business | |||||||||
2 | Approve Resolution on Supplying Corporate Communications to the Holders of H Shares By Means of the Bank's Own Website | For | For | Mgmt | |||||
3.23b | |||||||||
06/11/09 - A | China Construction Bank Corporation | Y1397N101 | 05/11/09 | ||||||
1 | Accept 2008 Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept 2008 Report of the Board of Supervisors | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept 2008 Final Financial Accounts | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve 2009 Fixed Assets Investment Budget | For | For | Mgmt | |||||
99 | |||||||||
5 | Approve Profit Distribution Plan for the Second Half of 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
6 | Approve 2008 Final Emoluments Distribution Plan for Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
7 | Appoint Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Elect Chen Zuofu as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
05/25/09 - A | China Life Insurance Co. Limited | 16939P106 | 04/27/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Approve Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Profit Distribution and Cash Dividend Distribution Plan for the Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Remuneration of Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectfully, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Elect Directors | For | For | Mgmt | |||||
7.1 | Elect Yang Chao as Executive Director --- For | ||||||||
2.6a | |||||||||
7.2 | Elect Wan Feng as Executive Director --- For | ||||||||
2.6a | |||||||||
7.3 | Elect Lin Dairen as Executive Director --- For | ||||||||
2.6a | |||||||||
7.4 | Elect Liu Yingqi as Executive Director --- For | ||||||||
2.6a | |||||||||
7.5 | Elect Miao Jianmin as Non-Executive Director --- For | ||||||||
2.6a | |||||||||
7.6 | Elect Shi Guoqing as Non-Executive Director --- For | ||||||||
2.6a | |||||||||
7.7 | Elect Zhuang Zuojin as Non-Executive Director --- For | ||||||||
2.6a | |||||||||
7.8 | Elect Sun Shuyi as Independent Non-Executive Director --- For | ||||||||
2.6a | |||||||||
7.9 | Elect Ma Yongwei as Independent Non-Executive Director --- For | ||||||||
2.6a | |||||||||
7.10 | Elect Sun Changji as Independent Non-Executive Director --- For | ||||||||
2.6a | |||||||||
7.11 | Elect Bruce Douglas Moore as Independent Non-Executive Director --- For | ||||||||
2.6a | |||||||||
8.1 | Elect Xia Zhihua as Non-Employee Representative Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
8.2 | Elect Shi Xiangming as Non-Employee Representative Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
8.3 | Elect Tian Hui as Non-Employee Representative Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve Renewal of Liability Insurance for Directors and Senior Management Officers | For | Against | Mgmt | |||||
2.9c not enough information | |||||||||
10 | Review Duty Report of Independent Directors for the Year 2008 | None | None | Mgmt | |||||
11 | Review Status of Connected Transactions and Execution of Connected Transaction Management System of the Company for the Year 2008 | None | None | Mgmt | |||||
12 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
13 | Amend Procedural Rules for Shareholders' General Meetings | For | For | Mgmt | |||||
3.23b | |||||||||
14 | Amend Procedural Rules for Board of Directors Meetings | For | For | Mgmt | |||||
3.23b | |||||||||
15 | Amend Procedural Rules for the Supervisory Committee Meetings | For | For | Mgmt | |||||
3.23b | |||||||||
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
11/14/08 - S | CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION | Y1516V109 | 11/06/08 | ||||||
1 | Approve Usage of A Shares Accumulated Funds of RMB 2.6 Billion to Temporarily Supplement Floating Capital | For | For | Mgmt | |||||
99 Per Frederick Jiang | |||||||||
2 | Approve Adjustment of A Shares Project Funds | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
06/15/09 - A | CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION | Y1516V109 | 05/15/09 | ||||||
1 | Accept Working Report of Board | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Working Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Proposal Regarding the 2008 Final Accounts | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Profit Distribution Plan | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Resolution in Relation to the Expected Total Amount of the A Share Connected Transactions for 2009 | For | For | Mgmt | |||||
3.5 | |||||||||
6 | Approve Resolution in Relation to the External Guarantees of the Company and Its Subsidiaries | For | For | Mgmt | |||||
99 | |||||||||
7 | Reappoint Auditors and the Bases for Determination of Their Audit Fees | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Resolution in Relation to the Remuneration and Welfare of Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
9 | Amend Articles Re: Distribution of Corporate Communications by Electronic Means and Cash Dividend Policy; and Amend Rules of Procedures for General Meetings | For | For | Mgmt | |||||
3.23c | |||||||||
05/15/09 - A/S | Compagnie generale des Etablissements Michelin | F61824144 | 05/12/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Reelect Eric Bourdais de Charbonniere as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Francois Grappotte as Supervisory Board Member | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
8 | Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members | For | For | Mgmt | |||||
3.23b | |||||||||
9 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
05/06/09 - A | E.ON AG (formerly Veba AG) | D24914133 | None | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Mgmt | |||||
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
5 | Elect Jens Heyerdahl to the Supervisory Board | For | For | Mgmt | |||||
2.6a | |||||||||
6a | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
6b | Ratify PricewaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | |||||
1.3a | |||||||||
8 | Approve Creation of EUR 460 Million Pool of Capital without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
9a | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||
3.9b | |||||||||
9b | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Amend Corporate Purpose | For | For | Mgmt | |||||
3.19 | |||||||||
11a | Amend Articles Re: Audio and Video Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | Mgmt | |||||
3.23b | |||||||||
11b | Amend Articles Re: Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | Mgmt | |||||
3.23b | |||||||||
11c | Amend Articles Re: Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | Mgmt | |||||
3.23b | |||||||||
12 | Approve Affiliation Agreement with E.ON Einundzwanzigste Verwaltungs GmbH | For | For | Mgmt | |||||
3.5 | |||||||||
13 | Approve Affiliation Agreement with E.ON Zweiundzwanzigste Verwaltungs GmbH | For | For | Mgmt | |||||
3.5 | |||||||||
06/23/09 - A | East Japan Railway Co *9020* | J1257M109 | 03/31/09 | ||||||
Management Proposals | |||||||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 55 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.1 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.2 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
Shareholder Proposals | |||||||||
6 | Amend Articles to Allow Shareholder Meeting Agenda to Include Compliance Related Resolutions | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
7 | Amend Articles to Form Committee on Compliance | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
8 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
9 | Amend Articles to Require At Least 20% Non-Executive Board of Directors | Against | For | ShrHoldr | |||||
2.2a | |||||||||
10 | mend Articles to Clarify Roles of Advisors and to Create Board Committees on Labor Relations and on Safety | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
11.1 | Remove Chairman Mutsutake Ohtsuka from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.2 | Remove President Satoshi Seino from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.3 | Remove Vice President Masaki Ogata from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.4 | Remove Director Hiroyuki Nakamura from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.5 | Remove Director Tohru Owada from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.6 | Remove Director Seiichiro Oi from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.7 | Remove Director Yuji Fukazawa from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
11.8 | Remove Director Yuji Morimoto from Board | Against | Against | ShrHoldr | |||||
2.10c | |||||||||
12.1 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | |||||
99 | |||||||||
12.2 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | |||||
99 | |||||||||
12.3 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | |||||
99 | |||||||||
12.4 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | |||||
99 | |||||||||
12.5 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | |||||
99 | |||||||||
13 | Cut Director Compensation by 20 Percent | Against | Against | ShrHoldr | |||||
2.8a | |||||||||
14 | Approve Alternate Income Allocation to Establish Reserve for Reemployment of Former JNR Employees | Against | Against | ShrHoldr | |||||
99 | |||||||||
15 | Approve Alternate Income Allocation to Establish Reserve for Consolidation of Local Rail Lines | Against | Against | ShrHoldr | |||||
99 | |||||||||
05/20/09 - A/S | Electricite de France | F2940H113 | 05/15/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.28 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
A | Approve Dividends of EUR 0.64 per Share | Against | Against | ShrHoldr | |||||
99 | |||||||||
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Approve aditional Remuneration of Directors of EUR 32,000 for Fiscal Year 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
B | Approve No Additional Remuneration for Directors for Fiscal Year 2008 | Against | Against | ShrHoldr | |||||
99 | |||||||||
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 Starting for Fiscal Year 2009 | For | For | Mgmt | |||||
2.8a | |||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | For | Against | Mgmt | |||||
3.9a | |||||||||
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Mgmt | |||||
3.9a | |||||||||
11 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
3.6 | |||||||||
12 | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | For | For | Mgmt | |||||
3.9b | |||||||||
13 | Authorize Capital Increase of up to EUR 45 Million for Future Acquisitions | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
16 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
04/07/09 - A | Fortum Oyj | X2978Z118 | 03/27/09 | ||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Calling the Meeting to Order | None | None | Mgmt | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
4 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
5 | Prepare and Approve List of Shareholders | For | For | Mgmt | |||||
2.14a | |||||||||
6 | Receive Financial Statements and Statutory Reports; Receive Supervisory Board's Report; Receive Auditor's Report | None | None | Mgmt | |||||
7 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Allocation of Income and Dividends of EUR 1.00 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9 | Approve Discharge of Board of Directors, Supervisory Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Approve Remuneration of Members of Supervisory Board | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Fix Number of Supervisory Board Members | For | For | Mgmt | |||||
2.1b | |||||||||
12 | Elect Supervisory Board Members | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Remuneration of Directors in the Amount of EUR 66,000 for Chair, EUR 49,200 for Vice-chair and EUR 35,400 for Other Directors; Approve Additional Compensation for Attendance | For | For | Mgmt | |||||
2.8a | |||||||||
14 | Fix Number of Directors at 7 | For | For | Mgmt | |||||
2.1a | |||||||||
15 | Reelect Peter Fagernaes (Chair), Matti Lehti (Vice-chair), Esko Aho, Ilona Ervasti-Vaintola, Birgitta Johansson-Hedberg and Christian Ramm-Schmidt as Directors; Elect Sari Baldauf as New Director | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Approve Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
17 | Ratify Deloitte & Touche Ltd as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
Shareholder Proposals | |||||||||
18 | Shareholder Proposal: Appoint Nominating Committee | None | Against | ShrHoldr | |||||
99 | |||||||||
05/04/09 - A | H & M Hennes & Mauritz | W41422101 | 04/27/09 | ||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Elect Sven Unger as Chairman of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
3 | Receive President's Report; Allow for Questions | None | None | Mgmt | |||||
4 | Prepare and Approve List of Shareholders | For | For | Mgmt | |||||
2.14a | |||||||||
5 | Approve Agenda of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
6 | Designate Inspector(s) of Minutes of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
7 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
8a | Receive Financial Statements and Statutory Reports; Receive Information About Remuneration Guidelines | None | None | Mgmt | |||||
8b | Receive Auditor's and Auditing Committee's Reports | None | None | Mgmt | |||||
8c | Receive Chairman's Report About Board Work | None | None | Mgmt | |||||
8d | Receive Report of the Chairman of the Nominating Committee | None | None | Mgmt | |||||
9a | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
9b | Approve Allocation of Income and Dividends of SEK 15.50 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9c | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Determine Number of Members (7) and Deputy Members (0) of Board | For | For | Mgmt | |||||
2.1b | |||||||||
11 | Approve Remuneration of Directors in the Amount of SEK 1.4 Million to the Chairman and 375,000 to Other Directors; Approve Remuneration to Committee Members; Approve Remuneration of Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
12 | Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stig Nordfelt, Stefan Persson (Chair), and Melker Schoerling as Directors | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Ratify Ernst & Young as Auditor for a Four Year Period | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Elect Stefan Persson, Lottie Tham, Staffan Grefbaeck, Jan Andersson, and Peter Lindell as Members of Nominating Committee | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Mgmt | |||||
4.1 | |||||||||
16 | Close Meeting | None | None | Mgmt | |||||
10/07/08 - A | IG Group Holdings plc | G4753Q106 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Re-elect Jonathan Davie as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect Nat le Roux as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Approve Final Dividend of 9 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Reappoint Ernst & Young LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,492 | For | Against | Mgmt | |||||
3.9a | |||||||||
9 | Authorise 32,954,617 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 823 | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
05/08/09 - A | Informa plc | G4771A117 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of 3.9 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Re-elect Derek Mapp as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Peter Rigby as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Adam Walker as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Dr Pamela Kirby as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect John Davis as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Re-elect Dr Brendan O'Neill as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
10 | Reappoint Deloitte LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 600,000 to GBP 750,000 | For | For | Mgmt | |||||
3.6 | |||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 141,706 and an Additional Amount Pursuant to a Rights Issue of up to GBP 141,706 | For | Against | Mgmt | |||||
3.9a | |||||||||
14 | Amend Informa 2005 Management Long-Term Incentive Scheme | For | For | Mgmt | |||||
4.1 | |||||||||
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
16 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,256 | For | For | Mgmt | |||||
3.9b | |||||||||
17 | Authorise 42,511,883 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
06/02/09 - S | Informa plc | G4771A117 | None | ||||||
1 | Authorise Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Apply Credit in Paying Up Informa New Ord. Shares; Issue Equity with Pre-emptive Rights; Reclassify Shares; Amend and Adopt Articles of Assoc. | For | For | Mgmt | |||||
1.3a per Robert Nightingale | |||||||||
2 | Approve Reduction of Share Capital of New Informa by Cancelling and Extinguishing Paid Up Capital (26.9 Pence on Each Issued Ordinary Share) and by Reducing the Nominal Value of Each Ordinary Share to 0.1 Pence; Cancel New Informa's Share Premium Account | For | For | Mgmt | |||||
3.22a | |||||||||
3 | Approve Change of Company Name to Informa Group plc | For | For | Mgmt | |||||
3.17 | |||||||||
4 | Approve Delisting of the Informa Shares from the Official List | For | For | Mgmt | |||||
99 per Robert Nightingale | |||||||||
5a | Approve The Informa 2009 Investment Plan | For | For | Mgmt | |||||
4.3b | |||||||||
5b | Approve Informa 2009 US Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
5c | Approve Informa 2009 Management Long Term Incentive Plan | For | For | Mgmt | |||||
4.1 | |||||||||
06/02/09 - C | Informa plc | G4771A117 | None | ||||||
Court Meeting | |||||||||
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | For | For | Mgmt | |||||
3.5 | |||||||||
06/23/09 - A | Japan Tobacco Inc *2914* | J27869106 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 2,800 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
3 | Elect Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
06/26/09 - A | Mitsubishi Electric Corp. *6503* | J43873116 | 03/31/09 | ||||||
1 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
3.23b | |||||||||
2 | Elect Directors | For | Split | Mgmt | |||||
2.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
2.12 | Elect Director --- Against | ||||||||
2.6b attendance less than 75% | |||||||||
07/28/08 - A | National Grid plc | G6375K151 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of 21.3 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Elect Bob Catell as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Tom King as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Philip Aiken as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect John Allan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Remuneration Report | For | For | Mgmt | |||||
1.3a | |||||||||
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 94,936,979 | For | For | Mgmt | |||||
3.9a | |||||||||
11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,240,547 | For | For | Mgmt | |||||
3.9b | |||||||||
12 | Authorise 249,936,128 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
13 | Adopt New Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
06/26/09 - A | Nintendo Co. Ltd. *7974* | J51699106 | 03/31/09 | ||||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | For | For | Mgmt | |||||
Item 3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates | For | For | Mgmt | |||||
Item 3.23b | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
Item 2.6a | |||||||||
04/23/09 - A | Nokia Corp. | X61873133 | 04/09/09 | ||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Calling the Meeting to Order | None | None | Mgmt | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
4 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | |||||
2.14a | |||||||||
5 | Prepare and Approve List of Shareholders | For | For | Mgmt | |||||
2.14a | |||||||||
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review | None | None | Mgmt | |||||
7 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9 | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Fix Number of Directors at 11 | For | For | Mgmt | |||||
2.1b | |||||||||
12 | Reelect Georg Ehrnrooth, Lalita D. Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors; Elect Isabel Marey-Semper as New Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Close Meeting | None | None | Mgmt | |||||
10/31/08 - A | Novogen Ltd. | Q69941203 | 10/29/08 | ||||||
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | None | None | Mgmt | |||||
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Elect Peter B. Simpson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Alan J. Husband as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Grant of Up to 218,664 Options at an Exercise Price of A$1.06 Each to Christopher Naughton, Executive Director, under the Novogen Ltd Employee Share Option Plan | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Approve Grant of Up to 126,928 Options at an Exercise Price of A$1.06 Each to Alan J. Husband, Executive Director, under the Novogen Ltd Employee Share Option Plan | For | For | Mgmt | |||||
2.8a | |||||||||
7 | Approve Appointment of BDO Kendalls Audit and Assurance (NSW-VIC) Pty Ltd as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Ratify Past Issuance of 4.53 Million Shares at an Issue Price of A$1.22 Each to El Coronado Holdings LLC Made on July 31, 2008 | For | For | Mgmt | |||||
3.5 Per Thomas Mengel | |||||||||
11/24/08 - S | Petroleo Brasileiro | 71654V408 | 10/30/08 | ||||||
Meeting for ADR Holders | |||||||||
1 | Approve Absorption of 17 de Maio Participacoes SA | For | For | Mgmt | |||||
3.5 Per Ryan Caldwell | |||||||||
2 | Appoint Independent Firm to Appraise Proposed Absorption | For | For | Mgmt | |||||
3.5 Per Ryan Caldwell | |||||||||
04/08/09 - A | Petroleo Brasileiro | 71654V408 | 03/23/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends for Fiscal 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Elect Directors | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Board Chairman | For | For | Mgmt | |||||
2.13 | |||||||||
6 | Elect Fiscal Council Members and Alternates | For | Against | Mgmt | |||||
2.6b No Information | |||||||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Mgmt | |||||
1.3a | |||||||||
05/07/09 - A/S | PPR | F7440G127 | 05/04/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 660,000 | For | For | Mgmt | |||||
2.8a | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | Against | Mgmt | |||||
3.9a | |||||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million, with the Possibility Not to Offer them to the Public for up to EUR 100 Million | For | For | Mgmt | |||||
3.9b | |||||||||
9 | Authorize Capitalization of Reserves of up to EUR 200 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
3.6 | |||||||||
10 | Authorize Board to Set Issue Price for 10 Percent per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Above | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 8, and 10 | For | For | Mgmt | |||||
3.6 | |||||||||
12 | Set Global Limit for Capital Increase to Result from Issuance Requests Under Items 7 to 11 at EUR 200 Million | For | For | Mgmt | |||||
99 | |||||||||
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3a | |||||||||
15 | Amend Article 10 of Bylaws Re: Staggered Election of Board Members | For | For | Mgmt | |||||
3.23b | |||||||||
Special Business | |||||||||
16 | Subject to Approval of Item 15, Reelect Pierre Bellon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
17 | Subject to Approval of Item 15, Reelect Allan Chapin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
18 | Subject to Approval of Item 15, Reelect Luca Cordero Di Montezemolo as Director | For | For | Mgmt | |||||
2.6a | |||||||||
19 | Subject to Approval of Item 15, Reelect Philippe Lagayette as Director | For | For | Mgmt | |||||
2.6a | |||||||||
20 | Reelect Francois-Henri Pinault as Director | For | For | Mgmt | |||||
2.6a | |||||||||
21 | Reelect Patricia Barbizet as Director | For | For | Mgmt | |||||
2.6a | |||||||||
22 | Reelect Baudouin Prot as Director | For | For | Mgmt | |||||
2.6a | |||||||||
23 | Reelect Jean-Philippe Thierry as Director | For | For | Mgmt | |||||
2.6a | |||||||||
24 | Elect Aditya Mittal as Director | For | For | Mgmt | |||||
2.6a | |||||||||
25 | Elect Jean-Francois Palus as Director | For | For | Mgmt | |||||
2.6a | |||||||||
26 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
05/14/09 - A | Prudential plc | G72899100 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Elect Harvey McGrath as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Mark Tucker as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Michael McLintock as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Nick Prettejohn as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint KPMG Audit plc as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorise Board to Determine Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Final Dividend of 12.91 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 41,611,000 | For | Against | Mgmt | |||||
3.9a | |||||||||
11 | Auth. Issue of Equity Securities with Rights up to a Nominal Amount of GBP 83,223,000 After Deducting From Such Limit Any Relevant Securities Alloted Under Resolution 10 in Connection with an Offer by Way of Rights | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Authorise Issue of Preference Shares with Pre-emptive Rights up to GBP 20,000,000 (Sterling Preference Shares), USD 20,000,000 (Dollar Preference Shares) and EUR 20,000,000 (Euro Preference Shares) | For | Against | Mgmt | |||||
3.9a | |||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,242,000 | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Authorise 249,680,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
15 | Adopt New Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
16 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
05/07/09 - A | Reckitt Benckiser Group plc | G74079107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Final Dividend of 48 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Re-elect Adrian Bellamy as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Dr Peter Harf as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Andre Lacroix as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,662,000 | For | Against | Mgmt | |||||
3.9a | |||||||||
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,611,000 | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorise 72,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
07/15/08 - A | Research In Motion Ltd *RIM* | 760975102 | 05/27/08 | ||||||
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/19/09 - A | SAP AG | D66992104 | 04/28/09 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Mgmt | |||||
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Mgmt | |||||
3.25 | |||||||||
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | |||||
1.3a | |||||||||
7 | Amend Articles Re: Electronic Proxy Authorization due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | For | For | Mgmt | |||||
3.23b | |||||||||
09/19/08 - A | SEADRILL LIMITED | G7945E105 | 07/11/08 | ||||||
1 | Reelect John Fredriksen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Reelect Tor Olav Troim as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Reelect Jan Tore Stromme as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Kate Blankenship as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Kjell E. Jacobsen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Kathrine Fredriksen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
9 | Approve Reduction of Share Premium Account | For | For | Mgmt | |||||
3.18 | |||||||||
10 | Transact Other Business (Voting) | For | Against | Mgmt | |||||
7.7a | |||||||||
05/12/09 - A | Serco Group plc | G80400107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Final Dividend of 3.52 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Re-elect Kevin Beeston as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Andrew Jenner as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Margaret Baroness Ford of Cunninghame as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect David Richardson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Reappoint Deloitte LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Authorise 48,681,359 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 3,212,969 and an Additional Amount Pursuant to a Rights Issue of up to GBP 3,212,969 | For | Against | Mgmt | |||||
3.9a | |||||||||
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 486,814 | For | For | Mgmt | |||||
3.9b | |||||||||
13 | Approve Adoption of Serco Group plc Performance Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
14 | Approve Adoption of Serco Group plc Deferred Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
15 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
16 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Org. Other Than Political Parties and Incur EU Political Expenditure up to GBP 130,000 | For | For | Mgmt | |||||
7.2a | |||||||||
17 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
06/26/09 - A | Shin-Etsu Chemical Co. Ltd. *4063* | J72810120 | 03/31/09 | ||||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 50 | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates - Increase Maximum Board Size | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Elect Directors | For | Split | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- Against | ||||||||
2.6b attendance is less than 75% | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.7 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.8 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.9 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.10 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.11 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.12 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.13 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.14 | Elect Director --- For | ||||||||
2.6a | |||||||||
4 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Approve Takeover Defense Plan (Poison Pill) | For | Against | Mgmt | |||||
3.12a | |||||||||
05/07/09 - A | Shoppers Drug Mart Corporation *SC* | 82509W103 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director M. Shan Atkins --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director James F. Hankinson --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Krystyna Hoeg --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Holger Kluge --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Gaetan Lussier --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director David Peterson --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Martha Piper --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Derek Ridout --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Jurgen Schreiber --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director David M. Williams --- For | ||||||||
Item 2.6a | |||||||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/07/09 - A | Shoppers Drug Mart Corporation *SC* | 82509W202 | 03/10/09 | ||||||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | DIRECTOR M. SHAN ATKINS --- For | ||||||||
Item 2.6a | |||||||||
1.2 | DIRECTOR JAMES F. HANKINSON --- For | ||||||||
Item 2.6a | |||||||||
1.3 | DIRECTOR KRYSTYNA HOEG --- For | ||||||||
Item 2.6a | |||||||||
1.4 | DIRECTOR HOLGER KLUGE --- For | ||||||||
Item 2.6a | |||||||||
1.5 | DIRECTOR GAETAN LUSSIER --- For | ||||||||
Item 2.6a | |||||||||
1.6 | DIRECTOR HON. DAVID PETERSON --- For | ||||||||
Item 2.6a | |||||||||
1.7 | DIRECTOR DR. MARTHA PIPER --- For | ||||||||
Item 2.6a | |||||||||
1.8 | DIRECTOR DEREK RIDOUT --- For | ||||||||
Item 2.6a | |||||||||
1.9 | DIRECTOR JURGEN SCHREIBER --- For | ||||||||
Item 2.6a | |||||||||
1.10 | DIRECTOR DAVID M. WILLIAMS --- For | ||||||||
Item 2.6a | |||||||||
2 | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ASAUDITORS FOR THE ENSUING YEAR AND AUTHORIZATION FOR THEDIRECTORS TO FIX THEIR REMUNERATION. | For | For | Mgmt | |||||
Item 3.1a | |||||||||
09/08/08 - A | SINA Corporation *SINA* | G81477104 | 07/11/08 | ||||||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | ELECT DIRECTOR PEHONG CHEN --- For | ||||||||
2.6a | |||||||||
1.2 | ELECT DIRECTOR LIP-BU TAN --- For | ||||||||
2.6a | |||||||||
1.3 | ELECT DIRECTOR YICHEN ZHANG --- For | ||||||||
2.6a | |||||||||
2 | RATIFY AUDITORS | For | For | Mgmt | |||||
3.1a | |||||||||
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF AMENDED AND RESTATED ARTICLES OF ASSOCIATION. | For | Against | Mgmt | |||||
1.3b | |||||||||
07/08/08 - A | Subsea 7 Inc. | G8549P108 | None | ||||||
1 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Ratify PricewaterhouseCoopers as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Elect Allen Stevens and Mel Fitzgerald as Directors | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Approve and Ratify the Actions of the Directors and Officers of the Company | For | For | Mgmt | |||||
2.9c | |||||||||
7 | Amend Articles Re: Statutory References | For | For | Mgmt | |||||
3.23b | |||||||||
8 | Amend Articles Re: Restatement of Amendments | For | For | Mgmt | |||||
3.23b | |||||||||
9 | Transact Other Business (Non-Voting) | None | None | Mgmt | |||||
06/26/09 - A | SUMITOMO MITSUI FINANCIAL GROUP INC. *8316* | J7771X109 | 03/31/09 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 for Ordinary Shares | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Clarify Terms of Alternate Statutory Auditors | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Elect Directors | For | For | Mgmt | |||||
3.1 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.2 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.3 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.4 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.5 | Elect Director --- For | ||||||||
2.6a | |||||||||
3.6 | Elect Director --- For | ||||||||
2.6a | |||||||||
4.1 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.2 | Appoint Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
4.3 | Appoint Statutory Auditor | For | Against | Mgmt | |||||
3.1b | |||||||||
4.4 | Appoint Statutory Auditor | For | Against | Mgmt | |||||
3.1b | |||||||||
5 | Appoint Alternate Statutory Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Retirement Bonus Payment for Directors and Statutory Auditors | For | Against | Mgmt | |||||
2.8b | |||||||||
09/26/08 - A | Tanfield Group plc | G8668J107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Re-elect Roy Stanley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect Martin Groak as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint Baker Tilly UK Audit LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,234,620 | For | Against | Mgmt | |||||
3.9a | |||||||||
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 370,386 | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Authorise 55,557,913 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
9 | Authorise the Company to Use Electronic Communications | For | For | Mgmt | |||||
3.23b | |||||||||
04/30/09 - A/S | Technip | F90676101 | 04/27/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Receive Auditors' Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2009 | For | Against | Mgmt | |||||
Per John Maxwell 4.2 | |||||||||
5 | Receive Auditors' Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2008 | For | For | Mgmt | |||||
3.5 | |||||||||
6 | Receive Auditors' Special Report Regarding Related-Party Transactions and Approve Ongoing Transactions Concluded before Fiscal Year 2008 | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Reelect Jean-Pierre Lamoure as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Reelect Daniel Lebegue as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reelect Bruno Weymuller as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Gerard Hauser as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Marwan Lahoud as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Joseph Rinaldi as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000 | For | For | Mgmt | |||||
2.8a | |||||||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
Special Business | |||||||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million | For | Against | Mgmt | |||||
3.9a | |||||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million | For | For | Mgmt | |||||
3.9b | |||||||||
17 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
18 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
19 | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 18 | For | For | Mgmt | |||||
1.3a | |||||||||
20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 20 | For | For | Mgmt | |||||
4.1 | |||||||||
22 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
06/22/09 - A | Telefonica S.A. | 879382109 | None | ||||||
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | For | For | Mgmt | |||||
1.3a | |||||||||
2 | Approve Dividend Charged to Unrestricted Reserves | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
4 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
5 | Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly | For | For | Mgmt | |||||
3.22a | |||||||||
6 | Ratify Auditors for Fiscal Year 2009 | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Mgmt | |||||
2.14b | |||||||||
11/21/08 - A | Telstra Corporation Limited. *TLS* | Q8975N105 | 11/19/08 | ||||||
1 | Other Business | None | None | Mgmt | |||||
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Discuss the Company's Financial Statements and Reports for the Year Ended June 30, 2008 | None | None | Mgmt | |||||
4 | Approve Adoption of a New Constitution | For | For | Mgmt | |||||
for 3.23c | |||||||||
5a | Elect John Mullen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5b | Elect Catherine Livingstone as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5c | Elect Donald McGauchie as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5d | Elect John Stewart as Director | For | For | Mgmt | |||||
2.6a | |||||||||
05/13/09 - A | TENCENT HOLDINGS LIMITED | G87572122 | 05/07/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
2b | Approve Special Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3a1 | Reelect Iain Ferguson Bruce as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3a2 | Reelect Ian Charles Stone as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
05/13/09 - S | TENCENT HOLDINGS LIMITED | G87572122 | 05/07/09 | ||||||
1 | Adopt 2009 Share Option Scheme | For | For | Mgmt | |||||
4.1 | |||||||||
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | For | For | Mgmt | |||||
4.1 | |||||||||
05/06/09 - A | The Capita Group plc | G1846J115 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Final Dividend of 9.6 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Re-elect Eric Walters as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Gordon Hurst as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Maggi Bell as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint Ernst & Young LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,240,389 | For | Against | Mgmt | |||||
3.9a | |||||||||
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 642,483 | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorise 62,174,799 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
12 | Amend Articles of Association by Deleting All the Provisions in the Company's Memorandum of Association; Adopt New Articles of Association | For | For | Mgmt | |||||
1.3a | |||||||||
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
99 | |||||||||
14 | Approve Change of Company Name to Capita plc | For | For | Mgmt | |||||
3.17 | |||||||||
05/15/09 - A/S | Total SA | F92124100 | 05/12/09 | ||||||
Ordinary Business | |||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
5 | Approve Transaction with Thierry Desmarest | For | For | Mgmt | |||||
4.2 | |||||||||
6 | Approve Transaction with Christophe de Margerie | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
8 | Reelect Anne Lauvergeon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reelect Daniel Bouton as Director | For | Against | Mgmt | |||||
2.6b <75% attendance | |||||||||
10 | Reelect Bertrand Collomb as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Reelect Christophe de Margerie as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Reelect Michel Pebereau as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Electe Patrick Artus as Director | For | For | Mgmt | |||||
2.6a | |||||||||
Special Business | |||||||||
14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | For | For | Mgmt | |||||
3.23c | |||||||||
Shareholder Proposals | |||||||||
A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
B | Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors | Against | Against | ShrHoldr | |||||
3.23c | |||||||||
C | Approve Restricted Stock Plan to All Employees | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
05/14/09 - A/S | Vinci | F5879X108 | 05/11/09 | ||||||
Ordinary Business | |||||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.62 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Authorize Payment of Dividends by Shares | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Ratify Appointment of Jean-Pierre Lamoure as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Francois David as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reelect Patrick Faure as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Michael Pragnell as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
10 | Approve Transaction between Vinci et Vinci Concessions Re: Financing of Prado Sud Railway Concession | For | For | Mgmt | |||||
3.5 | |||||||||
11 | Approve Transaction between Vinci et Vinci Concessions Re: Financing of Stade du Mans Concession | For | For | Mgmt | |||||
3.5 | |||||||||
12 | Approve Transaction between Vinci et Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway | For | For | Mgmt | |||||
3.5 | |||||||||
13 | Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concession of Its Participation to Aegean Motorway SA | For | For | Mgmt | |||||
3.5 | |||||||||
14 | Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concession of Its Participation to Olympia Odos | For | For | Mgmt | |||||
3.5 | |||||||||
15 | Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concession of Its Participation to Olympia Odos Operation | For | For | Mgmt | |||||
3.5 | |||||||||
16 | Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concession of Its Participation to Vinci Airports Holding | For | For | Mgmt | |||||
3.5 | |||||||||
Special Business | |||||||||
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | |||||
3.22a | |||||||||
18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Mgmt | |||||
3.6 | |||||||||
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | For | Against | Mgmt | |||||
3.9a | |||||||||
20 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE | For | For | Mgmt | |||||
3.9b | |||||||||
21 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE | For | For | Mgmt | |||||
3.9b | |||||||||
22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Mgmt | |||||
3.6 | |||||||||
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | |||||
3.9b | |||||||||
24 | Approve Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
25 | Approve Stock Purchase Plan Reserved for International Employees | For | For | Mgmt | |||||
4.3b | |||||||||
26 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | For | For | Mgmt | |||||
4.1 | |||||||||
27 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | |||||
2.14b | |||||||||
07/29/08 - A | Vodafone Group plc | G93882135 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Re-elect Sir John Bond as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Re-elect John Buchanan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Re-elect Vittorio Colao as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Andy Halford as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Alan Jebson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect Nick Land as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Re-elect Anne Lauvergeon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Re-elect Simon Murray as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Re-elect Luc Vandevelde as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Re-elect Anthony Watson as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Re-elect Philip Yea as Director | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
14 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | For | Against | Mgmt | |||||
3.9a | |||||||||
18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | For | For | Mgmt | |||||
3.9b | |||||||||
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||
7.2a | |||||||||
21 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
22 | Approve Vodafone Group 2008 Sharesave Plan | For | For | Mgmt | |||||
4.3b | |||||||||
IVY MANAGED EUROPEAN/PACIFIC FUND
Proxy Voting Record
There was no proxy voting for Ivy Managed European/Pacific Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY MANAGED INTERNATIONAL OPPORTUNITIES FUND
Proxy Voting Record
There was no proxy voting for Ivy Managed International Opportunities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY MICRO CAP GROWTH FUND
Proxy Voting Record
N-PX Proxy Report | |||||||||||||||||||
AccountName | Cust Bank AcctNbr | Client AccountNbr | Name | Ticker | SecurityID | Country | MeetingDate | RecordDate | Cutoffdate | Meeting Type | Ballot Shares | Ballot Item Number | Mor S | ItemDesc | ISS Rec Vote | Mgt Rec Vote | Policy Vote Rec | Vote Cast | Voted Date |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | Netezza Corporation | NZ | 64111N101 | USA | 06/05/09 | 04/13/09 | 06/02/09 | Annual | 5300 | 1.1 | M | Elect Director Francis A. Dramis, Jr. | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | Netezza Corporation | NZ | 64111N101 | USA | 06/05/09 | 04/13/09 | 06/02/09 | Annual | 5300 | 1.2 | M | Elect Director Jitendra S. Saxena | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | Netezza Corporation | NZ | 64111N101 | USA | 06/05/09 | 04/13/09 | 06/02/09 | Annual | 5300 | 2 | M | Amend Omnibus Stock Plan | Against | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | Netezza Corporation | NZ | 64111N101 | USA | 06/05/09 | 04/13/09 | 06/02/09 | Annual | 5300 | 3 | M | Ratify Auditors | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.1 | M | Elect Director Gerald W. Deitchle | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.2 | M | Elect Director James A. Dal Pozzo | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.3 | M | Elect Director J. Roger King | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.4 | M | Elect Director Shann M. Brassfield | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.5 | M | Elect Director Larry D. Bouts | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.6 | M | Elect Director John F. Grundhofer | Withhold | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 1.7 | M | Elect Director Peter A. Bassi | For | For | For | For | 05/18/09 |
Ivy Micro Cap Growth Fund #456 | 133866.1 | 456 | BJS Restaurants Inc | BJRI | 09180C106 | USA | 06/03/09 | 04/20/09 | 05/29/09 | Annual | 3400 | 2 | M | Ratify Auditors | For | For | For | For | 05/18/09 |
IVY MORTGAGE SECURITIES FUND
Proxy Voting Record
There was no proxy voting for Ivy Mortgage Securities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY PACIFIC OPPORTUNITIES FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
963 Ivy Pacific Opportunities | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
06/19/09 - A | Acer Inc. | Y0004E108 | 04/20/09 | ||||||
1 | Approve 2008 Business Operations Reports and Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Capitalization of 2008 Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Stock Option Grants to Employees | For | For | Mgmt | |||||
4.3b | |||||||||
5 | Approve Amendment on the Procedures for Loans to Other Parties | For | For | Mgmt | |||||
3.23b | |||||||||
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | For | For | Mgmt | |||||
3.23b | |||||||||
04/08/09 - A | Advanced Info Service PCL | Y0014U183 | 03/17/09 | ||||||
1 | Open Meeting | For | For | Mgmt | |||||
2.14 | |||||||||
2 | Approve Minutes of Previous AGM | For | For | Mgmt | |||||
2.14 | |||||||||
3 | Approve 2008 Operating Results | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
5 | Approve Dividend of THB 6.30 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
6 | Authorize Issuance of Debentures Not Exceeding THB 15 Billion | For | For | Mgmt | |||||
99 per Frederick Jiang | |||||||||
7 | Amend Corporate Purpose | For | For | Mgmt | |||||
3.19 | |||||||||
8 | Elect Directors | For | For | Mgmt | |||||
8.1 | Elect Somprasong Boonyachai as Director --- For | ||||||||
2.6a | |||||||||
8.2 | Elect Aviruth Wongbuddhapitak as Director --- For | ||||||||
2.6a | |||||||||
8.3 | Elect Tasanee Manorot as Director --- For | ||||||||
2.6a | |||||||||
8.4 | Elect Allen Lew Yoong Keong as Director --- For | ||||||||
2.6a | |||||||||
9 | Approve Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
10 | Approve KPMG Phoomchai Audit Ltd as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Approve Allotment of 1.15 Million Additional Ordinary Shares at THB 1.00 Each to be Reserved for the Exercise of Rights Pursuant to the ESOP Warrants | For | For | Mgmt | |||||
4.3b per Frederick Jiang | |||||||||
12 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
06/03/09 - A | AGILE PROPERTY HOLDINGS LTD | G01198103 | 05/27/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Reelect Chen Zhou Lin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Reelect Luk Sin Fong, Fion as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2c | Reelect Cheng Hon Kwan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2d | Authorize Remuneration Committee to Fix Remuneration of Executive Directors | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Approve Remuneration of Independent Non-Executive Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
6c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
06/16/09 - A | Asustek Computer Inc. | Y04327105 | 04/17/09 | ||||||
1 | Approve 2008 Financial Statements and Statutory Reports | For | For | Mgmt | |||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | For | For | Mgmt | |||||
4 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | For | For | Mgmt | |||||
06/03/09 - A | Beijing Enterprises Holdings | Y07702122 | 05/27/09 | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
2 | Approve Final Dividend and Special Dividend | For | For | Mgmt | |||||
3a | Reelect Yi Xiqun as Director | For | For | Mgmt | |||||
3b | Reelect Zhang Honghai as Director | For | For | Mgmt | |||||
3c | Reelect Li Fucheng as Director | For | For | Mgmt | |||||
3d | Reelect Liu Kai as Director | For | For | Mgmt | |||||
3e | Reelect Guo Pujin as Director | For | For | Mgmt | |||||
3f | Reelect Fu Tingmei as Director | For | For | Mgmt | |||||
3g | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
09/17/08 - A | Bharat Heavy Electricals Ltd. | Y0882L117 | 09/03/08 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of INR 6.25 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reappoint A.K. Aggarwal as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint M. Gupta as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint S. Datta as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Appoint S. Ravi as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Appoint B.S. Meena as Director | For | For | Mgmt | |||||
2.6a | |||||||||
08/01/08 - A | Bharti Airtel Ltd(frmly BHARTI TELE-VENTURES LTD) | Y0885K108 | 07/26/08 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Reappoint B. Currimjee as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Reappoint Chua Sock Koong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint Rajan B. Mittal as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint Rakesh B. Mittal as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Appoint M. Sentinelli as Director | For | For | Mgmt | |||||
2.6a | |||||||||
09/24/08 - S | Bharti Airtel Ltd(frmly BHARTI TELE-VENTURES LTD) | Y0885K108 | 08/08/08 | ||||||
Postal Ballot | |||||||||
1 | Approve Appointment and Remuneration of M. Kohli, Managing Director | For | For | Mgmt | |||||
1.3a | |||||||||
11/27/08 - A | BHP Billiton Limited (Formerly BHP Ltd.) *BHP* | Q1498M100 | 11/25/08 | ||||||
Management Proposals | |||||||||
1 | Receive and Consider BHP Billiton Plc's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Receive and Consider BHP Billiton Ltd's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Elect Paul Anderson as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Paul Anderson as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Don Argus as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Don Argus as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect John Buchanan as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect John Buchanan as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect David Crawford as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect David Crawford as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Elect Jacques Nasser as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
13 | Elect John Schubert as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
14 | Elect John Schubert as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
Shareholder Proposal | |||||||||
17 | Elect Stephen Mayne as Director of BHP Billiton Plc | Against | Against | ShrHoldr | |||||
2.6b | |||||||||
18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | Against | Against | ShrHoldr | |||||
2.6b | |||||||||
Continuation of Management Proposals | |||||||||
19 | Elect David Morgan as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
20 | Elect David Morgan as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
21 | Elect Keith Rumble as Director of BHP Billiton Plc | For | For | Mgmt | |||||
2.6a | |||||||||
22 | Elect Keith Rumble as Director of BHP Billiton Ltd | For | For | Mgmt | |||||
2.6a | |||||||||
23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | For | For | Mgmt | |||||
3.1a | |||||||||
24 | Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | For | For | Mgmt | |||||
1.3a | |||||||||
25 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | For | For | Mgmt | |||||
3.9b | |||||||||
26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | For | For | Mgmt | |||||
3.21a | |||||||||
27i | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27ii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27iii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27iv | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27v | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
27vi | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 | For | For | Mgmt | |||||
3.22a | |||||||||
28 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
29 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | For | For | Mgmt | |||||
4.1 | |||||||||
30 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | For | For | Mgmt | |||||
4.1 | |||||||||
31 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | For | For | Mgmt | |||||
2.8a | |||||||||
32 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million | For | For | Mgmt | |||||
2.8a | |||||||||
33 | Approve Amendments to the Articles of Association of BHP Billiton Plc | For | For | Mgmt | |||||
3.23b | |||||||||
34 | Approve Amendments to the Constitution of BHP Billiton Ltd | For | For | Mgmt | |||||
3.23b | |||||||||
03/23/09 - S | Binhai Investment Co Ltd | G9419C128 | None | ||||||
Ordinary Business | |||||||||
1a | Reelect Wang Gang as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
1b | Reelect Guan Xue Bin as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
1c | Reelect Dai Yan as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
1d | Reelect Lam Man Lim as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Accept Financial Statements and Statutory Reports for Each of the Five Years Ended March 31, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Appoint PricewaterhouseCoopers as Auditors for Each of the Five Years Ended March 31, 2008 and the Financial Year Ending March 31, 2009, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Approve Restructuring Proposal | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
Special Business | |||||||||
5a | Approve Increase in Authorized Share Capital of the Company from HK$50 Million to HK$750 Million by the Creation of 10.0 Billion New Ordinary Shares, 170.0 Million Convertible Preference Shares, and 8.6 Million Redeemable Preference Shares | For | For | Mgmt | |||||
3.6 | |||||||||
5b | Amend Bylaws Re: Authorized Share Capital, Convertible Preference Shares, and Redeemable Preference Shares | For | For | Mgmt | |||||
3.23b | |||||||||
5c | Amend Bylaws Re: Director Appointment and Retirement; and Director's Eligibility for Election and Voting Restriction | For | For | Mgmt | |||||
3.23b | |||||||||
5d | Change Company Name to Binhai Investment Company Limited and Adopt Secondary Chinese Name | For | For | Mgmt | |||||
3.17 | |||||||||
Ordinary Business | |||||||||
6a | Elect Liu Hui Wen as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
6b | Elect Zhou Li as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
6c | Elect Zhang Jun as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
6d | Elect Ip Shing Hing as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
6e | Elect Japhet Sebastian Law as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
6f | Elect Tse Tak Yin as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
6g | Elect Lau Siu Ki Kevin as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
2.6a | |||||||||
07/11/08 - S | Bumiputra-Commerce Holdings Bhd (Formerly Commerce Asset-Hol | Y1002C102 | None | ||||||
1 | Approve Merger Between PT Bank Niaga Tbk, an Indirect Subsidiary of the Company, and PT Bank Lippo Tbk, an Indirect Subsidiary of Khazanah Nasional Bhd | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
07/30/08 - A | Cesc Ltd. | Y12652189 | 07/21/08 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Dividend of INR 4.00 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reappoint A. Saraf as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint S. Banerjee as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Lovelock & Lewes as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Pledging of Assets for Debt | For | For | Mgmt | |||||
3.5 Per Matt Norris | |||||||||
7 | Approve Commission Remuneration of Non-Executive Directors | For | For | Mgmt | |||||
2.8a | |||||||||
8 | Approve Remuneration Payable for the Period of April 1, 2008 to July 31, 2008 and Reappointment and Remuneration Payable for the Period from Aug. 1, 2008 to July 31, 2013 of S. Banerjee, Managing Director | For | For | Mgmt | |||||
2.8a | |||||||||
05/21/09 - A | Cheung Kong (Holdings) Limited | Y13213106 | 05/13/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
Item 3.24 | |||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
Item 3.18 | |||||||||
3a | Elect Kam Hing Lam as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3b | Elect Woo Chia Ching, Grace as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3c | Elect Fok Kin-ning, Canning as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3d | Elect Frank John Sixt as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3e | Elect George Colin Magnus as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3f | Elect Kwok Tun-li, Stanley as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3g | Elect Hung Siu-lin, Katherine as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
Item 3.9b | |||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
Item 3.21a | |||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
Item 3.9b | |||||||||
12/30/08 - S | China Bluechemical Ltd | Y14251105 | 11/28/08 | ||||||
1a | Approve Supplemental Agreement in Relation to the COSL Transportation Agreement Between the Company and China Oilfield Services Ltd. | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
1b | Authorize Board to Implement the Transactions under the COSL Transportation Agreement and its Supplemental Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
2a | Approve Proposed Annual Caps for the Transactions under the COSL Transportation Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
2b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
3a | Approve Annual Caps Under the Dongfang 1-1 Offshore Gasfields Natural Gas Sale and Purchase Agreement Dated July 28, 2003 and March 10, 2005, Respectively and a Natural Gas Sale and Purchase Framework Agreement Dated Sept. 1, 2006 | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
3b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
4a | Approve the Supplemental Agreement in Relation to the Comprehensive Services and Product Sales Framework Agreement dated Sept. 1, 2006 | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
4b | Authorize Board to Implement the Transactions under the Comprehensive Services and Product Sales Framework Agreement and its Supplemental Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
5a | Approve Proposed Caps for the Transactions under Category A4(a) of the Comprehensive Services and Product Sales Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
5b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
6a | Approve Proposed Caps for the Transactions under Category A4(b) of the Comprehensive Services and Product Sales Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
6b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
7a | Approve Proposed Caps for the Transactions under Category A4(c) of the Comprehensive Services and Product Sales Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
7b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
8a | Approve the Supplemental Agreement in Relation to the Financial Services Framework Agreement dated Sept. 1, 2006 | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
8b | Authorize Board to Implement the Transactions under the the Financial Services Framework Agreement and its Supplemental Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
9a | Approve Proposed Caps for the Transactions Under Category A5(a) of the Financial Services Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
9b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
10a | Approve Proposed Caps for the Transactions Under Category A5(b) of the Financial Services Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
10b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
11a | Approve the Supplemental Agreement in Relation to the Kingboard Product Sales and Services Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
11b | Authorize Board to Implement the Transactions under the Kingboard Product Sales and Services Agreement and its Supplemental Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
12a | Approve Proposed Caps for the Transactions Under the Kingboard Product Sales and Services Agreement | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
12b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
02/16/09 - S | China Bluechemical Ltd | Y14251105 | 01/16/09 | ||||||
1a | Approve Acquisition of 83.2 Percent Equity Interest in Hubei Dayukou Chemical and 100 Percent Equity Interest in ZHJ Mining Co. Ltd. From China National Offshore Oil Corp. at a Consideration of RMB 1.3 Billion | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
1b | Authorize Board to Do Such Matters and Take Such Actions to Effect the Acquisition | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
2a | Approve Proposed Caps Under Category 2(a) of the Comprehensive Services and Product Sales Agreement | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
2b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Caps | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
3a | Approve Proposed Caps Under Category 2(b) of the Comprehensive Services and Product Sales Agreement | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
3b | Authorize Board to Take Such Actions Necessary to Implement the Proposed Caps | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
06/12/09 - A | China Bluechemical Ltd | Y14251105 | 05/12/09 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Proposed Distribution of Profit and Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Reappoint Ernst & Young Hua Ming and Ernst & Young as the Domestic and International Auditors, Respectively and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Budget Proposal for the Year 2009 | For | For | Mgmt | |||||
99 | |||||||||
7 | Reelect Yang Yexin as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
8 | Reelect Fang Yong as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
9 | Reelect Chen Kai as Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
10 | Reelect Wu Mengfei as Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
11 | Reelect Tsui Yiu Wah, Alec as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
12 | Reelect Zhang Xinzhi as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
13 | Elect Li Yongwu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
14 | Reelect Yin Jihong as Supervisor and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
15 | Reelect Huang Jinggui as Supervisor and Authorize Board to Fix His Remuneration | For | For | Mgmt | |||||
1.3a | |||||||||
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
12/29/08 - S | China CITIC Bank Corporation Ltd. | Y1434M116 | 11/28/08 | ||||||
1 | Elect Li Zheping as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Approve Connected Transaction with a Related Party and Related Annual Caps | For | For | Mgmt | |||||
3.5 | |||||||||
06/29/09 - A | China CITIC Bank Corporation Ltd. | Y1434M116 | 05/29/09 | ||||||
Ordinary Business | |||||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Report of the Board of Supervisors | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Annual Report | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
5 | Approve Profit Distribution Plan | For | For | Mgmt | |||||
3.18 | |||||||||
6 | Approve Financial Budget Plan for the Year 2009 | For | For | Mgmt | |||||
3.24 | |||||||||
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8a | Reelect Kong Dan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8b | Reelect Chang Zhenming as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8c | Reelect Chen Xiaoxian as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8d | Reelect Dou Jianzhong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8e | Reelect Ju Weimin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8f | Reelect Zhang Jijing as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8g | Reelect Wu Beiying as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8h | Reelect Chan Hui Dor Lam Doreen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8i | Reelect Guo Ketong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8j | Reelect Jos Ignacio Goirigolzarri as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8k | Elect Jose Andr s Barreiro Hernandez as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8l | Reelect Bai Chong-En as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8m | Reelect Ai Hongde as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8n | Reelect Xie Rong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8o | Reelect Wang Xiangfei as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8p | Reelect Li Zheping as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9a | Reelect Wang Chuan as Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
9b | Reelect Wang Shuanlin as Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
9c | Reelect Zhuang Yumin as Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
9d | Reelect Luo Xiaoyuan as Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
9e | Reelect Zheng Xuexue as Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Approve Acquisition of a 70.32 Percent Interest in CITIC International Financial Hldgs. Ltd. from Gloryshare Investments Ltd. | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
Special Business | |||||||||
1 | Amend Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
03/26/09 - S | China Construction Bank Corporation | Y1397N101 | 02/23/09 | ||||||
Special Business | |||||||||
1 | Approve Issuance of Subordinated Bonds in the Aggregate Principal Amount Not Exceeding RMB 80 Billion | For | For | Mgmt | |||||
99 per Ryan Caldwell | |||||||||
Ordinary Business | |||||||||
2 | Approve Resolution on Supplying Corporate Communications to the Holders of H Shares By Means of the Bank's Own Website | For | For | Mgmt | |||||
3.23b | |||||||||
04/16/09 - A | China Distance Education Holdings Ltd. *DL* | 16944W104 | 03/09/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Re-elect Hongfeng Sun as Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors and Authorize Audit Committee to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
3 | Other Business (Voting) | For | Against | Mgmt | |||||
Item 7.7a | |||||||||
05/25/09 - A | China Life Insurance Co. Limited | Y1477R204 | 04/24/09 | ||||||
1 | Approve Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Profit Distribution and Cash Dividend Distribution Plan for the Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Remuneration of Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectfully, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7a | Elect Yang Chao as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7b | Elect Wan Feng as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7c | Elect Lin Dairen as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7d | Elect Liu Yingqi as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7e | Elect Miao Jianmin as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7f | Elect Shi Guoqing as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7g | Elect Zhuang Zuojin as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7h | Elect Sun Shuyi as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7i | Elect Ma Yongwei as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7j | Elect Sun Changji as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7k | Elect Bruce Douglas Moore as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
8a | Elect Xia Zhihua as Non-Employee Representative Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
8b | Elect Shi Xiangming as Non-Employee Representative Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
8c | Elect Tian Hui as Non-Employee Representative Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve Renewal of Liability Insurance for Directors and Senior Management Officers | For | Against | Mgmt | |||||
2.9c No Information | |||||||||
10 | Review Duty Report of Independent Directors for the Year 2008 | None | None | Mgmt | |||||
11 | Review Status of Connected Transactions and Execution of Connected Transaction Management System of the Company for the Year 2008 | None | None | Mgmt | |||||
12 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
13 | Amend Procedural Rules for Shareholders' General Meetings | For | For | Mgmt | |||||
3.23b | |||||||||
14 | Amend Procedural Rules for Board of Directors Meetings | For | For | Mgmt | |||||
3.23b | |||||||||
15 | Amend Procedural Rules for the Supervisory Committee Meetings | For | For | Mgmt | |||||
3.23b | |||||||||
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
02/27/09 - S | China Merchants Bank Co Ltd | Y14896115 | 01/23/09 | ||||||
1 | Approve Proposal Allowing the Company to Send or Supply Corporate Communication to the Holders of H Shares Through the Company's Website | For | For | Mgmt | |||||
5.4 | |||||||||
06/19/09 - A | China Merchants Bank Co Ltd | Y14896115 | 05/19/09 | ||||||
1 | Accept Work Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Work Report of the Board of Supervisors | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Work Plan Report of the Board of Supervisors for the Year 2009 | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Accept Audited Financial Report | For | For | Mgmt | |||||
3.24 | |||||||||
5 | Accept Final Financial Report | For | For | Mgmt | |||||
3.24 | |||||||||
6 | Approve Duty Performance and Cross-Evaluation Reports of Independent Non-Executive Directors | For | For | Mgmt | |||||
3.24 | |||||||||
7 | Approve Assessment Report on the Duty Performance of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Duty Performance and Cross-Evaluation Reports of External Supervisors | For | For | Mgmt | |||||
3.24 | |||||||||
9 | Approve Related Party Transaction Report | For | For | Mgmt | |||||
3.24 | |||||||||
10 | Approve Profit Appropriation Plan | For | For | Mgmt | |||||
3.18 | |||||||||
11 | Approve Issuance of Financial Bonds | For | For | Mgmt | |||||
99 per Frederick Jiang | |||||||||
12 | Approve Issuance of Capital Bonds | For | For | Mgmt | |||||
99 per Frederick Jiang | |||||||||
13 | Amend Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
06/26/09 - A | China National Building Material Co Ltd | Y15045100 | 05/26/09 | ||||||
1 | Accept Report of Board of Directors | For | For | Mgmt | |||||
Item 3.24 | |||||||||
2 | Accept Report of Supervisory Committee | For | For | Mgmt | |||||
Item 3.24 | |||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
Item 3.24 | |||||||||
4 | Approve Proposed Profit Distribution Plan and Final Dividend Distribution Plan | For | For | Mgmt | |||||
Item 3.18 | |||||||||
5 | Authorize Board to Deal with All Matters in Relation to the Company's Distribution of Interim Dividend | For | For | Mgmt | |||||
Item 3.18 | |||||||||
6 | Reappoint Vocation International Certified Public Accountants Co., Ltd. and UHY Vocation HK CPA Limited as the PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
Item 3.9b | |||||||||
8 | Amend Articles of Association | For | For | Mgmt | |||||
Item 3.23b | |||||||||
08/26/08 - S | CHINA OILFIELD SERVICES LTD | Y15002101 | 08/05/08 | ||||||
Special Business | |||||||||
1a | Approve Tender Offer by COSL Norwegian AS to Acquire All Issued and Outstanding Shares in Awilco Offshore ASA | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
1b | Authorize Board to Do All Such Acts and Things and Execute All Such Documents Necessary to Give Effect to the Tender Offer | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
1c | Approve Validity Period of Twelve Months from the Date of Passing for the Resolutions Passed at this Meeting | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
12/29/08 - S | CHINA OILFIELD SERVICES LTD | Y15002101 | 12/08/08 | ||||||
Special Business | |||||||||
1 | Approve Issuance of Domestic Corporate Bonds | For | For | Mgmt | |||||
99 Per Frederick Jiang | |||||||||
02/13/09 - S | CHINA OILFIELD SERVICES LTD | Y15002101 | 01/23/09 | ||||||
1 | Approve Agreement Between the Company and Offshore Oil Engineering Co., LTD. (CNOOC Engineering) in Respect of the Building of the Jack-Up Rigs to be Named COSL 922, COSL 923 and COSL 924 by CNOOC Engineering for the Company | For | For | Mgmt | |||||
3.5 per FJ | |||||||||
2 | Approve Grant of Share Appreciation Rights to the Grantees Under the Stock Appreciation Rights Scheme | For | For | Mgmt | |||||
4.1 per FJ | |||||||||
06/03/09 - A | CHINA OILFIELD SERVICES LTD | Y15002101 | 05/13/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approved Proposed Profit Distribution and Annual Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Accept Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
5 | Reappoint Ernst and Young Hua Ming and Ernst and Young as Domestic and International Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6a | Elect Fu Chengyu as a Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
6b | Elect Liu Jian as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
6c | Elect Li Yong as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
6d | Elect Tsui Yiu Wa as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
Shareholder Proposals | |||||||||
7a | Elect Zhu Liebing as Supervisor | None | For | ShrHoldr | |||||
2.6a | |||||||||
7b | Elect Wang Zhile as Independent Supervisor | None | For | ShrHoldr | |||||
2.6a | |||||||||
Management Proposals | |||||||||
8a | Approve Electronic Distribution of Corporate Communications With the Condition That Each H Shareholder Has Been Asked Individually to Agree That the Company May Send or Supply Corporate Communications to Him Through Its Website | For | For | Mgmt | |||||
5.4 | |||||||||
8b | Approve Electronic Distribution of Corporate Communications With the Condition That the Company Has Not Received Any Objection From Such H Shareholder Within a 28-Day Period Beginning With the Date on Which the Company's Request Was Sent | For | For | Mgmt | |||||
5.4 | |||||||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Amend Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
01/13/09 - S | CHINA RAILWAY CONSTRUCTION CORPORATION LTD | Y1508P110 | 12/12/08 | ||||||
Special Business | |||||||||
1 | Approve Issuance of Medium-Term Notes in an Aggregate Principal Amount of No More Than RMB 15 Billion in the PRC | For | For | Mgmt | |||||
99 Per Frederick Jiang | |||||||||
06/19/09 - A | CHINA RAILWAY CONSTRUCTION CORPORATION LTD | Y1508P110 | 05/19/09 | ||||||
1 | Accept Report of Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Report of Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Proposal for the Profits Distribution | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Accept Annual Report and Its Summary | For | For | Mgmt | |||||
3.24 | |||||||||
6 | Approve Changes to the Use of H Share Proceeds | For | For | Mgmt | |||||
99 | |||||||||
7 | Reappoint Ernst & Young and Ernst & Young Hua Ming as External Auditors and Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
Elect Two Directors by Cumulative Voting | |||||||||
8a | Elect Zhao Guangfa as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
8b | Elect Zhu Mingxian as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve Remuneration Policy of Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
10 | Approve New Annual Basic Salaries for Independent Directors | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Approve Remuneration Packages for Directors | For | For | Mgmt | |||||
2.8a | |||||||||
Special Business | |||||||||
1 | Amend Articles Re: Delivery of Corporate Communications Through the Company's Website and Changes in Cash Dividend Policy | For | For | Mgmt | |||||
3.23b | |||||||||
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
07/02/08 - S | CHINA RESOURCES POWER HOLDINGS CO LTD | Y1503A100 | None | ||||||
1 | Approve Acquisition by China Resources Power Project Service Company Ltd. of 60 Percent Equity Interest of China Resources Power (Jiangsu) Investment Co. Ltd. From China Resuorces Co. Ltd. at a Consideration of RMB 1.43 Billion | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
06/08/09 - A | CHINA RESOURCES POWER HOLDINGS CO LTD | Y1503A100 | 06/01/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Reelect Wang Shuai Ting as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Reelect Tang Cheng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3c | Reelect Zhang Shen Wen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3d | Reelect Jiang Wei as Director | For | Against | Mgmt | |||||
2.6b <75% attendance | |||||||||
3e | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
11/14/08 - S | CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION | Y1516V109 | 11/06/08 | ||||||
1 | Approve Usage of A Shares Accumulated Funds of RMB 2.6 Billion to Temporarily Supplement Floating Capital | For | For | Mgmt | |||||
99 Per Frederick Jiang | |||||||||
2 | Approve Adjustment of A Shares Project Funds | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
06/15/09 - A | CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION | Y1516V109 | 05/15/09 | ||||||
1 | Accept Working Report of Board | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Working Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve Proposal Regarding the 2008 Final Accounts | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Profit Distribution Plan | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Resolution in Relation to the Expected Total Amount of the A Share Connected Transactions for 2009 | For | For | Mgmt | |||||
3.5 | |||||||||
6 | Approve Resolution in Relation to the External Guarantees of the Company and Its Subsidiaries | For | For | Mgmt | |||||
99 | |||||||||
7 | Reappoint Auditors and the Bases for Determination of Their Audit Fees | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Resolution in Relation to the Remuneration and Welfare of Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
9 | Amend Articles Re: Distribution of Corporate Communications by Electronic Means and Cash Dividend Policy; and Amend Rules of Procedures for General Meetings | For | For | Mgmt | |||||
3.23c | |||||||||
01/14/09 - S | China Unicom (Hong Kong) Ltd | Y1519S111 | 01/09/09 | ||||||
1 | Approve Transfer Agreement Between China United Network Communications Corp. Ltd. and China United Telecommunications Corp. Ltd. | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
09/24/08 - A | ChinaEdu Corporation *CEDU* | 16945L107 | 08/15/08 | ||||||
1 | Reelect Shawn Ding as a Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Reelect Tianwen Liu as a Director | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Mgmt | |||||
Item 3.24 | |||||||||
4 | Approve Deloitte Touche Tohmatsu Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
03/06/09 - S | ChinaEdu Corporation *CEDU* | 16945L107 | 01/28/09 | ||||||
1 | Amend the Company's Equity Incentive Plan | For | Against | Mgmt | |||||
4.1 Shareholder authority would be revoked; repricing of options an issue as well | |||||||||
12/18/08 - A | CNinsure Inc. *CISG* | 18976M103 | 11/20/08 | ||||||
Meeting for ADR Holders | |||||||||
1 | THE RESOLUTION AS SET OUT IN PARAGRAPH 1 OF THE NOTICE OF ANNUAL GENERAL MEETING REGARDING THE COMPANY S REPURCHASE OF ITS OWN SHARES. | For | For | Mgmt | |||||
3.21a | |||||||||
2 | THE RESOLUTION AS SET OUT IN PARAGRAPH 2 OF THE NOTICE OF ANNUAL GENERAL MEETING REGARDING THE AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION. | For | For | Mgmt | |||||
3.23c | |||||||||
3 | THE RESOLUTION AS SET OUT IN PARAGRAPH 3 OF THE NOTICE OF ANNUAL GENERAL MEETING REGARDING THE AMENDMENTS OF THE COMPANY S 2007 SHARE INCENTIVE PLAN. | For | Against | Mgmt | |||||
4.1 Total number of shares for grant is > 10% of outstanding shares (11.24%) | |||||||||
09/30/08 - A | Ctrip.com International Ltd. *CTRP* | 22943F100 | 08/22/08 | ||||||
Meeting for ADR Holders | |||||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
Item 3.21a | |||||||||
04/08/09 - S | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
2 | Approve Extension and Modification of the DBSH Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
4 | Approve Issuance of Shares, New NRPS and New RPS Pursuant to the DBSH Scrip Dividend Scheme | For | For | Mgmt | |||||
3.18 | |||||||||
04/08/09 - A | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.14 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Approve Directors' Fees of SGD 1.5 Million (2007: SGD 1.7 Million) | For | For | Mgmt | |||||
2.8a | |||||||||
3b | Approve Special Remuneration of SGD 2.0 Million for Koh Boon Hwee | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint PricewaterhouseCoopers LLC as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5a | Reelect Koh Boon Hwee as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5b | Reelect Christopher Cheng Wai Chee as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6a | Reelect Richard Daniel Stanley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6b | Reelect Euleen Goh Yiu Kiang as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6c | Reelect Bart Joseph Broadman as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reelect Andrew Robert Fowell Buxton as Director | For | Against | Mgmt | |||||
2.6b attendance < 75% | |||||||||
8a | Approve Issuance of Shares and/or Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
8b | Approve Issuance of Shares Under Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
06/02/09 - A | ENERCHINA HOLDINGS LTD | G30392131 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Reelect Ou Yaping as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Reelect Tang Yui Man Francis as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2c | Reelect Xiang Bing as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2d | Reelect Xiang Ya Bo as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2e | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
4c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
12/11/08 - A | Esprit Holdings | G3122U145 | 11/27/08 | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of HK$1.15 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Special Dividend of HK$2.10 Per Share | For | For | Mgmt | |||||
4a | Reelect Thomas Johannes Grote as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4b | Reelect Raymond Or Ching Fai as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4c | Reelect Hans-Joachim K rber as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4d | Authorize Directors to Fix Their Remuneration | For | For | Mgmt | |||||
2.8a | |||||||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
05/22/09 - A | First Financial Holding Co. Ltd. | Y2518F100 | 03/23/09 | ||||||
1 | Approve 2008 Business Operations Report and Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve 2008 Capitalization of Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Elect Directors and Supervisors (Bundled) | For | Against | Mgmt | |||||
2.6a | |||||||||
5 | Transact Other Business (Non-Voting) | None | None | Mgmt | |||||
03/20/09 - A | Forhuman Co. Ltd | Y4223T102 | 12/31/08 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Amend Articles of Incorporation | For | Against | Mgmt | |||||
1.3b | |||||||||
3 | Elect Park Ji-Yong as Inside Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Approve Total Remuneration of Inside Directors and Outside Director | For | Against | Mgmt | |||||
2.8b we are against retirement payments to directors | |||||||||
5 | Authorize Board to Fix Remuneration of Internal Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
06/19/09 - A | Fosun International Ltd | Y2618Y108 | 06/15/09 | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Reelect Liang Xinjun as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Reelect Wang Qunbin as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3c | Reelect Fan Wei as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3d | Reelect Chen Kaixian as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3e | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
12/05/08 - S | Fubon Financial Holding Co. Ltd. | Y26528102 | 11/05/08 | ||||||
1 | Approve Acquisition of ING Life Insurance Co., Ltd. | For | For | Mgmt | |||||
Per Frederick Jiang 3.5 | |||||||||
06/19/09 - A | Fubon Financial Holding Co. Ltd. | Y26528102 | 04/20/09 | ||||||
1 | Approve 2008 Business Operations Report and Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve the Company's Long-term Capital Fund Raising Plans and Authorize the Board of Directors to Take Appropriate Measures at the Appropriate Time to Proceed | For | For | Mgmt | |||||
99 | |||||||||
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | |||||
3.23b | |||||||||
5 | Elect Chen, Kok-Choo, ID No. A210358712 as an Independent Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve Release of Restrictions on Competitive Activities of Directors | For | For | Mgmt | |||||
99 | |||||||||
12/16/08 - A | Gamuda Bhd. | Y2679X106 | None | ||||||
1 | Approve Remuneration of Directors in the Amount of MYR 334,000 for the Financial Year Ended July 31, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
2 | Elect Goon Heng Wah as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Ir Ha Tiing Tai as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Wong Chin Yen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Ir Talha bin Haji Mohd Hashim as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Mohd Ramli bin Kushairi as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Ir Kamarul Zaman bin Mohd Ali as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Abdul Aziz bin Raja Salim as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
06/17/09 - A | Genting Bhd | Y26926116 | None | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of MYR 0.04 Per Share for the Financial Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Remuneration of Directors in the Amount of MYR 826,900 for the Financial Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Elect Lim Kok Thay as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Quah Chek Tin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Mohd Amin Bin Osman as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Hashim Bin Nik Yusoff as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Mohammed Hanif Bin Omar as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
12 | Approve Exemption to Kien Huat Realty Sdn Bhd (KHR) and Persons Acting in Concert with KHR from the Obligation to Undertake Mandatory Offer on the Remaining Shares in the Company Not Already Held by Them After the Share Repurchase Program | For | For | Mgmt | |||||
3.5 | |||||||||
13 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
06/25/09 - A | Guangshen Railway Co | Y2930P108 | 05/25/09 | ||||||
Management Proposals | |||||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Profit Distribution Proposal | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Financial Budget of the Company for 2009 | For | For | Mgmt | |||||
99 | |||||||||
6 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as PRC Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Reappoint PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
Shareholder Proposals | |||||||||
8 | Approve Removal of Liu Hai as Director | None | For | ShrHoldr | |||||
2.10b | |||||||||
9 | Approve Removal of Wu Houhui | None | For | ShrHoldr | |||||
2.10b | |||||||||
Elect Two Non-Independent Directors by Cumulative Voting | |||||||||
10a | Elect Luo Qing as Non-Independent Director | None | For | ShrHoldr | |||||
2.6a | |||||||||
10b | Elect Li Liang as Non-Independent Director | None | For | ShrHoldr | |||||
2.6a | |||||||||
Management Proposals | |||||||||
10 | Approve Proposed Amendments to the Rules of Procedures of Meetings of the Board of Directors | For | For | Mgmt | |||||
3.23c | |||||||||
11 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
12 | Approve Issuance of Medium-Term Notes in the PRC | For | For | Mgmt | |||||
99 | |||||||||
12/22/08 - A | HENG TAI CONSUMABLES GROUP LTD | G44035106 | None | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Reelect Chu Ki as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Reelect Chan Yuk, Foebe as Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2c | Reelect John Handley as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2d | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | For | For | Mgmt | |||||
4.1 | |||||||||
04/16/09 - A | Hon Hai Precision Industry Co. Ltd. | Y36861105 | 02/13/09 | ||||||
1 | Accept 2008 Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Capitalization of Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | For | For | Mgmt | |||||
3.6 | |||||||||
5 | Approve Amendment on the Procedures for Loans to Other Parties | For | For | Mgmt | |||||
3.23b | |||||||||
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | For | For | Mgmt | |||||
3.23b | |||||||||
7 | Approve Rules and Procedures of Shareholder's General Meeting | For | For | Mgmt | |||||
2.23b | |||||||||
8 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
9 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
10/08/08 - S | HONGHUA GROUP LTD | G4584R109 | None | ||||||
1 | Approve Sales Framework Agreement and Related Annual Caps | For | For | Mgmt | |||||
3.5 per Matt Norris | |||||||||
2 | Approve Purchases Framework Agreement and Related Annual Caps | For | For | Mgmt | |||||
3.5 per Matt Norris | |||||||||
06/03/09 - A | HONGHUA GROUP LTD | G4584R109 | 05/27/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
2 | Approve Final Dividend of HK$0.06 Per Share | For | For | Mgmt | |||||
3a1 | Reelect Zhang Mi as Director | For | For | Mgmt | |||||
3a2 | Reelect He Sean Xing as Director | For | For | Mgmt | |||||
3a3 | Reelect Qi Daqing as Director | For | For | Mgmt | |||||
3a4 | Reelect Chen Guoming as Director | For | For | Mgmt | |||||
3a5 | Reelect Shi Xingquan as Director | For | For | Mgmt | |||||
3b | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
4 | Reappoint KPMG as Independent Auditors and Authorize the Board to Fix Their Remuneration | For | For | Mgmt | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
8 | Amend Articles of Association | For | For | Mgmt | |||||
10/27/08 - S | Industrial and Commercial Bank of China Limited | ADPV10686 | 09/26/08 | ||||||
1 | Elect Jiang Jianqing as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Yang Kaisheng as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Zhang Furong as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Niu Ximing as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Leung Kam Chung, Antony as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect John L. Thornton as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Qian Yingyi as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Huan Huiwu as Non-Executive Director | For | For | ShrHoldr | |||||
2.6a | |||||||||
10 | Elect Gao Jianhong as Non-Executive Director | For | For | ShrHoldr | |||||
2.6a | |||||||||
11 | Elect Li Chunxiang as Non-Executive Director | For | For | ShrHoldr | |||||
2.6a | |||||||||
12 | Elect Li Jun as Non-Executive Director | For | For | ShrHoldr | |||||
2.6a | |||||||||
13 | Elect Li Xiwen as Non-Executive Director | For | For | ShrHoldr | |||||
2.6a | |||||||||
14 | Elect Wei Fusheng as Non-Executive Director | For | For | ShrHoldr | |||||
2.6a | |||||||||
15 | Elect Wang Chixi as Shareholder Supervisor | For | For | Mgmt | |||||
2.6a | |||||||||
16 | Approve Issuance of Subordinated Bonds | For | For | Mgmt | |||||
99 Per Ryan Caldwell | |||||||||
10/22/08 - A | IOI Corporation Berhad | Y41763106 | None | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Elect Mohd Khalil b Dato' Hj Mohd Noor as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Quah Poh Keat as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Lee Yeow Seng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Chan Fong Ann as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve Increase in Remuneration of Directors to MYR 440,000 | For | For | Mgmt | |||||
2.8a | |||||||||
7 | Approve BDO Binder as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
08/27/08 - A | Jaiprakash Associates Ltd. | Y42539117 | 08/21/08 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Confirm Interim Dividends of INR 0.60 Per Share and Approve Final Dividend of INR 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reappoint B.K. Taparia as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint S.C. Bhargava as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint P. Gaur as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reappoint B.K. Goswami as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reappoint S.D. Nailwal as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Approve M.P. Singh & Associates as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Appoint J. Gaur as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Appoint R.K. Singh as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Approve Pledging of Assets for Debt of up to INR 5.9 Billion | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
12 | Approve Pledging of Assets for Debt of up to INR 3.2 Billion | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
03/27/09 - A | KB Financial Group Inc *KOKBFG* | Y46007103 | 12/31/08 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Amend Articles of Incorporation Regarding Preemptive Right, Stock Option, Public Notice for Shareholder Meeting, Duties of Audit Committee, Share Cancellation, and Quarterly Dividend | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Elect Two Outside Directors | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Five Outside Directors who will Serve as Members of Audit Committee | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Mgmt | |||||
2.8a | |||||||||
02/27/09 - A | KCC Corp. (formerly Kumgang Korea Chemical Co. ) | Y45945105 | 12/31/08 | ||||||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 6,000 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles of Incorporation regarding Pre-emptive Rights, Issuance of Convertible Bonds and Bonds with Warrants | For | Against | Mgmt | |||||
1.3b per Frederick Jiang | |||||||||
3 | Elect Two Inside Directors and Three Outside Directors | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Two Members of Audit Committee | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Mgmt | |||||
2.8a | |||||||||
04/24/09 - A | KEPPEL CORPORATION LTD | Y4722Z120 | None | ||||||
1 | Adopt Financial Statements and Directors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.21 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reelect Yeo Wee Kiong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Choo Chiau Beng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Sven Bang Ullring as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve Non-Executive Directors' Fees of SGD 570,000 in Cash (2007: SGD 600,625) and Award of an Aggregate Number of 14,000 Existing Ordinary Shares in the Capital of the Company as Payment in Part of Their Remuneration for the Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Mgmt | |||||
3.9a | |||||||||
9 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
10 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | |||||
3.5 | |||||||||
04/24/09 - A | Keppel Land Ltd. | V87778102 | None | ||||||
1 | Adopt Financial Statements and Directors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.08 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reelect Khor Poh Hwa as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Lee Ai Ming as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Choo Chiau Beng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Teo Soon Hoe as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve Directors' Fees of SGD 685,000 for the Year Ended Dec. 31, 2008 (2007: SGD 679,000) | For | For | Mgmt | |||||
2.8a | |||||||||
8 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Mgmt | |||||
3.9a | |||||||||
10 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Approve Issuance of Shares Pursuant to the Dividend Reinvestment Scheme | For | For | Mgmt | |||||
3.18 | |||||||||
12 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
13 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | |||||
3.5 | |||||||||
04/24/09 - S | Keppel Land Ltd. | V87778102 | None | ||||||
Special Business | |||||||||
1 | Amend Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
05/29/09 - A | Korea Investment Holdings Co. (frmly Dongwon Financial Holding) | Y4862P106 | 03/31/09 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | |||||
2 | Approve Disposition of Loss and Dividends of KRW 100 per Common Share | For | For | Mgmt | |||||
3 | Amend Articles of Incorporation Regarding Preemptive Rights, Public Offerings, Stock Option, Convertible Bonds, Bonds with Warrants, Public Notice for Shareholder Meetings, Audit Committee, and Stock Cancellation | For | For | Mgmt | |||||
4 | Elect Four Outside Directors (Bundled) | For | For | Mgmt | |||||
5 | Elect Three Members of Audit Committee | For | For | Mgmt | |||||
6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Mgmt | |||||
06/12/09 - A | KWG Property Holding Ltd | G53224104 | 06/05/09 | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of RMB 0.03 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3a | Reelect Kong Jian Min as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Reelect Kong Jian Tao as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3c | Reelect He Wei Zhi as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
3d | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
03/13/09 - A | Kyeryong Construction Industrial Co. Ltd. | Y5074U106 | 12/31/08 | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 550 per Share | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Amend Articles of Incorporation Regarding Business Objectives, Preferred Stocks, Preemptive Rights, Convertible Bonds, Bond with Warrants, Public Notice for Shareholder Meeting, Share Cancellation, and Interim Dividend | For | Against | Mgmt | |||||
1.3b per Frederick Jiang | |||||||||
3 | Elect Two Directors | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Appoint Internal Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Authorize Board to Fix Remuneration of Internal Auditor | For | For | Mgmt | |||||
3.1a | |||||||||
09/01/08 - A | Lee & Man Paper Manufacturing Ltd. | G5427W122 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
2b | Reelect Poon Chung Kwong as Non-Executive Director | For | Against | Mgmt | |||||
2.6b <75% attendance | |||||||||
2c | Reelect Law Kar Shui Elizabeth as Independent Non-Executive Director | For | Against | Mgmt | |||||
2.6b <75% attendance | |||||||||
2d | Reelect Peter A Davies as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2e | Authorize Board to Renew Directors' Service Contract for Li King Wai Ross and Fix the Remuneration of Directors | For | Against | Mgmt | |||||
2.6b <75% attendance | |||||||||
2f | Reappoint Deloitte Touche Tohmatsu Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
3a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
3b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
3c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
09/26/08 - S | Lee & Man Paper Manufacturing Ltd. | G5427W122 | None | ||||||
1 | Approve Grant of Options to Lee Man Chun Raymond to Subscribe for 30 Million Shares Pursuant to the Share Option Scheme | For | For | Mgmt | |||||
2.8a | |||||||||
2 | Approve Grant of Options to Lee Man Bun to Subscribe for 20 Million Shares Pursuant to the Share Option Scheme | For | For | Mgmt | |||||
2.8a | |||||||||
11/06/08 - S | Lion Diversified Holdings Bhd (formerly Chocolate Products) | Y5306A118 | None | ||||||
1 | Approve Renounceable Rights Issue of up to MYR 591.9 Million Worth of Five-Year 4 Percent Irredeemable Convertible Unsecured Loan Stocks (ICULS) on the Basis of Four ICULS For Every Five Existing Shares Held | For | For | Mgmt | |||||
99 Per Frederick Jiang | |||||||||
11/20/08 - A | Lion Diversified Holdings Bhd (formerly Chocolate Products) | Y5306A118 | None | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve First and Final Tax Exempt Dividend of MYR 0.01 Per Share for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Remuneration of Directors in the Amount of MYR 215,500 for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Elect George Leong Chee Fook as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Aseh bin Che Mat as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
10 | Amend Object Clause 3 of the Memorandum of Association | For | For | Mgmt | |||||
3.19 | |||||||||
11 | Amend Articles of Association as Set Out in Appendix II of the Circular to Shareholders Dated Oct. 29, 2008 | For | For | Mgmt | |||||
3.23b | |||||||||
01/23/09 - S | Lion Diversified Holdings Bhd (formerly Chocolate Products) | Y5306A118 | None | ||||||
1 | Approve the Ff: Acquisition of Redeemable Secured Class B(b) Bonds of Lion Corp Bhd.; Subscription of Redeemable Cumulative Convertible Preference Shares of Megasteel Sdn Bhd; Acquisition of Megasteel Shares; and Disposal of Mahkota Cheras Project | For | For | Mgmt | |||||
3.5 per John Maxwell | |||||||||
2 | Approve Variation of Utilization of Part of the Proceeds from the Renounceable Rights Issue of MYR 327.46 Million Nominal Value of 5-Year 4 Percent Irredeemable Convertible Unsecured Loan Stocks | For | For | Mgmt | |||||
3.5 per John Maxwell | |||||||||
12/22/08 - S | Melco International Development Ltd | Y59683188 | None | ||||||
1 | Approve Service Agreement and Related Transactions | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
2 | Approve Master Agreement and Related Annual Caps | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
07/31/08 - A | Nagarjuna Construction Co Ltd | Y6198W135 | 07/19/08 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Dividend of 65 Percent Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reappoint I.V.S. Raju as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reappoint P. Abraham as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint A.V.N. Raju as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reappoint R.N. Raju as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve Bhaskara Rao & Co. and Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Appoint A. Gupta as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11/14/08 - S | NHN Corp. | Y6347M103 | 10/18/08 | ||||||
1 | Approve Delisting of Shares from Stock Exchange | For | For | Mgmt | |||||
99 | |||||||||
2 | Elect Hwang In-Joon as Inside Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Member of Audit Committee Who Will Also Be Outside Director | For | For | Mgmt | |||||
2.6a | |||||||||
03/30/09 - A | NHN Corp. | Y6347M103 | 12/31/08 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Amend Articles of Incorporation | For | For | Mgmt | |||||
3.23c | |||||||||
3 | Elect One Inside Director and Two Outside Directors (Bundled) | For | Against | Mgmt | |||||
2.6b attendance < 75% | |||||||||
4 | Elect Two Members of Audit Committee | For | Against | Mgmt | |||||
3.1b attendance < 75% & the law requires 2/3 independent auditors | |||||||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | Against | Mgmt | |||||
2.8a Per Frederick Jiang | |||||||||
6 | Amend Terms of Severance Payments to Executives | For | For | Mgmt | |||||
4.2 | |||||||||
7 | Approve Spin-Off Agreement | For | For | Mgmt | |||||
99 Per Frederick Jiang | |||||||||
06/04/09 - A | Pan Asia Environmental Protection Group Ltd | G6883P106 | 06/01/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Reelect Jiang Lei as Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Reelect Leung Shu Sun, Sunny as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2c | Reelect Wang Guozhen as Independent Non-Executive Director | For | For | Mgmt | |||||
2.6a | |||||||||
2d | Authorize the Board to Fix Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Reappoint CCIF CPA Ltd. as Auditors and Authorize the Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
11/19/08 - A | Parkson Holdings Bhd | Y6706L100 | None | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Tax Exempt Dividend of MYR 0.05 Per Share for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Remuneration of Directors in the Amount of MYR 207,000 for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
2.8a Per Frederick Jiang | |||||||||
4 | Elect Lim Poon Thoo as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
9 | Amend Articles of Association as Set Out in Appendix I of the Circular to Shareholders Dated Oct. 28, 2008 | For | For | Mgmt | |||||
3.23b | |||||||||
07/31/08 - S | Petrochina Company Limited | Y6883Q104 | 06/30/08 | ||||||
Special Business | |||||||||
1 | Approve Issuance of Domestic Corporate Bonds in Principal Amount Not Exceeding RMB 60.0 Billion | For | For | Mgmt | |||||
99 per Thomas Mengel | |||||||||
10/21/08 - S | Petrochina Company Limited | Y6883Q104 | 09/19/08 | ||||||
1 | Approve New Comprehensive Agreement and Revised Non-Exempt Annual Caps | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
2 | Approve Supplemental Agreement to the CRMSC Products and Services Agreement and Related Annual Caps | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
05/12/09 - A | Petrochina Company Limited | Y6883Q104 | 04/30/09 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Final Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Distribution of Interim Dividends for the Year 2009 | For | For | Mgmt | |||||
3.18 | |||||||||
6 | Reappoint PricewaterhouseCoopers, Certified Public Accountants, andPricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., Certified Public Accountants, as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of Up to RMB 100 Billion | For | For | Mgmt | |||||
99 per Frederick Jiang | |||||||||
Shareholder Proposal | |||||||||
9 | Elect Wang Daocheng as Independent Supervisor | None | For | ShrHoldr | |||||
2.6a | |||||||||
07/17/08 - S | PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | Y69790106 | 06/16/08 | ||||||
Special Business | |||||||||
1 | Amend Articles Re: Business Scope of the Company | For | For | Mgmt | |||||
3.19 | |||||||||
02/27/09 - A | POU SHENG INTERNATIONAL HOLDINGS LTD | G7208D109 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a1 | Reelect Tsai David, Nai Fung as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a2 | Reelect Huang Tsung Jen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a3 | Reelect Lee Chung Wen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a4 | Reelect Huang Chun Hua as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a5 | Reelect Tsai Patty, Pei Chun as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a6 | Reelect Chen Huan-Chung as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a7 | Reelect Hu Sheng-Yih as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a8 | Reelect Mak Kin Kwong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a9 | Reelect Cheng Ming Fun Paul as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a10 | Reelect Lu Ning as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2a11 | Reelect Chang Karen Yi-Fen as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
4c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
02/27/09 - S | POU SHENG INTERNATIONAL HOLDINGS LTD | G7208D109 | None | ||||||
1 | Approve Yue Yuen Subscription Agreement | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
05/19/09 - A | PT Bank Rakyat Indonesia (Persero) Tbk | Y0697U104 | 05/01/09 | ||||||
1 | Accept Annual Report, Financial Statements, and Commissioners' Report of the Company and Report of the Partnership and Community Development Program for the Year 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Allocation of Income | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Remuneration of Directors and Commissioners | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Appoint Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Increase in Capital | For | For | Mgmt | |||||
3.6 | |||||||||
6 | Elect Commissioners | For | Against | Mgmt | |||||
2.6b | |||||||||
7 | Approve Implementation of the Ministry Regulation No. 5/2008 Re: General Procurement of Goods and Services | For | For | Mgmt | |||||
3.23b | |||||||||
8 | Approve Increase in the Company's Placement in Bank Syariah BRI | For | Against | Mgmt | |||||
99 per Frederick Jiang | |||||||||
9 | Approve Implementation of the Ministry of State Owned Company Letter No. S-1996/MBU/2009 Re: Funding Charge for the Activities of Institutions, Organizations, and/or Associations | For | Against | Mgmt | |||||
99 per Frederick Jiang | |||||||||
09/19/08 - S | PT Telekomunikasi Indonesia Tbk | 715684106 | 09/02/08 | ||||||
Meeting for ADR Holders | |||||||||
1 | Elect a Commissioner to Fill in the Vacancy Caused by the Resignation of Anggito Abimanyu | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Extend the Terms of Duty of Members of the Board of Commissioners Who were Elected in the EGM dated March 10, 2004 for a Period of Five Years, Until the Closing of the AGM in 2009 | For | For | Mgmt | |||||
2.6a | |||||||||
04/10/09 - A | PTT Public Co Ltd | Y6883U113 | 03/09/09 | ||||||
1 | Approve Minutes of Previous AGM | For | For | Mgmt | |||||
2.14 | |||||||||
2 | Accept 2008 Operating Results, Financial Statements, and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Approve 2008 Net Profit Allocation Plan and 2008 Dividend Policy | For | For | Mgmt | |||||
3.18 | |||||||||
4 | Approve Office of the Auditor General as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
6a | Elect Norkun Sitthiphong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6b | Elect Prasert Bunsumpun as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6c | Elect Watcharakiti Watcharothai as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6d | Elect Suraphol Nitikraipot as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6e | Elect Surachai Phuprasert as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Amend Articles of Association Re: Repurchase Clause, Powers of Directors, and Connected Transactions | For | For | Mgmt | |||||
1.3a | |||||||||
8 | Approve Five-Year External Fund Raising Plan of up to THB 65 Billion | For | Against | Mgmt | |||||
99 No information | |||||||||
9 | Report Company's Related Supreme Administrative Court's Decisions Compliances | For | For | Mgmt | |||||
99 | |||||||||
10 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
06/09/09 - C | Reliance Infrastructure Limited | Y09789127 | None | ||||||
Court-Ordered Meeting for Shareholders | |||||||||
1 | Approve Scheme of Arrangement among Reliance Infrastructure Ltd, Reliance Energy Generation Ltd, Reliance Goa and Samalkot Power Ltd, Reliance Power Transmission Ltd, Reliance Energy Ltd, Reliance Infraventures Ltd, and Reliance Property Developers Ltd | For | For | Mgmt | |||||
3.5 per Frederick Jiang | |||||||||
06/24/09 - S | Reliance Infrastructure Limited | Y09789127 | 05/22/09 | ||||||
Postal Ballot | |||||||||
1 | Approve Issuance of 42.9 Million Convertible Warrants to AAA Project Ventures Pvt Ltd or Any Other Promoter Group Entity/Person | For | For | Mgmt | |||||
99 per Frederick Jiang | |||||||||
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 25 Percent of the Company's Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
01/30/09 - S | REXLot Holdings. Ltd. | G75549124 | None | ||||||
Special Business | |||||||||
1 | Change Company Name to REXLot Hldgs. Ltd. and Adopt Secondary Chinese Name | For | For | Mgmt | |||||
Item 3.17 | |||||||||
05/27/09 - A | REXLot Holdings. Ltd. | G7541U107 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Reelect Boo Chun Lon as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2b | Reelect Lee Ka Lun as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
03/13/09 - A | Samsung C&T Corp. (formerly Samsung Corp) | Y7470R109 | 12/31/08 | ||||||
1 | Approve Appropriation of Income and Dividends of KRW 500 per Common Share | For | For | Mgmt | |||||
3.18 | |||||||||
2 | Elect Seven Directors | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Three Members of Audit Committee | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Mgmt | |||||
2.8a | |||||||||
03/13/09 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/08 | ||||||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share | For | For | Mgmt | |||||
3.18 | |||||||||
2.1 | Elect Three Outside Directors (Bundled) | For | For | Mgmt | |||||
2.6a | |||||||||
2.2 | Elect Four Inside Directors (Bundled) | For | For | Mgmt | |||||
2.6a | |||||||||
2.3 | Elect Two Members of Audit Committee (Bundled) | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | Against | Mgmt | |||||
2.8b | |||||||||
04/20/09 - A | Sembcorp Industries Limited | Y79711159 | None | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.11 Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reelect Peter Seah Lim Huat as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Lee Suet Fern as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Bobby Chin Yoke Choong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Richard Hale as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve Directors' Fees of SGD 801,250 for the Year Ended Dec. 31, 2008 (2007: SGD 777,000) | For | For | Mgmt | |||||
2.8a | |||||||||
8 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Issuance of Equity or Equity-Linked Securities With or Without Preemptive Rights | For | Against | Mgmt | |||||
3.9a | |||||||||
10 | Approve Issuance of Shares and/or Awards Pursuant to the Sembcorp Industries Performance Share Plan, the Sembcorp Industries Restricted Stock Plan and/or the Sembcorp Industries Share Option Plan | For | Against | Mgmt | |||||
4.1 shares available to grant are greater than 10% of outstanding shares | |||||||||
04/20/09 - S | Sembcorp Industries Limited | Y79711159 | None | ||||||
1 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | |||||
3.5 | |||||||||
2 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
08/11/08 - S | SHIMAO PROPERTY HOLDINGS LIMITED | G81043104 | 08/06/08 | ||||||
1 | Approve Continuing Connected Transaction with a Related Party and Related Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
07/31/08 - A | Simcere Pharmaceutical Group Co., Ltd. *SCR* | 82859P104 | 06/24/08 | ||||||
1 | Approve 2008 Share Incentive Plan | For | Against | Mgmt | |||||
4.1 - The NSO's are less than 85% of fair market value. | |||||||||
11/12/08 - A | Sime Darby Bhd. | Y7962G108 | None | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of MYR 0.34 Per Share Less Malaysian Income at 25 Percent and Special Dividends of MYR 0.04 Per Share Less Malaysian Income at 25 Percent and MYR 0.06 Per Share Malaysian Tax Exempt for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Remuneration of Non-Executive Directors in the Amount of MYR 3 Million for the Financial Year Ended June 30, 2008 | For | For | Mgmt | |||||
2.8a Per Frederick Jiang | |||||||||
4 | Elect Musa Hitam as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Ahmad Sarji Abdul Hamid as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Arifin Mohamad Siregar as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Mohamed Sulaiman as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Mohd Zahid Mohd Noordin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Ahmad Tajuddin Ali as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect Sheng Len Tao as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
12 | Amend Articles of Association Re: Board Size | For | For | Mgmt | |||||
2.1b | |||||||||
13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.9b | |||||||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
15 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | |||||
3.5 | |||||||||
09/08/08 - A | SINA Corporation *SINA* | G81477104 | 07/11/08 | ||||||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | ELECT DIRECTOR PEHONG CHEN --- For | ||||||||
2.6a | |||||||||
1.2 | ELECT DIRECTOR LIP-BU TAN --- For | ||||||||
2.6a | |||||||||
1.3 | ELECT DIRECTOR YICHEN ZHANG --- For | ||||||||
2.6a | |||||||||
2 | RATIFY AUDITORS | For | For | Mgmt | |||||
3.1a | |||||||||
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF AMENDED AND RESTATED ARTICLES OF ASSOCIATION. | For | Against | Mgmt | |||||
1.3b | |||||||||
07/25/08 - A | Singapore Telecommunications Ltd. | Y79985209 | None | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.069 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Reelect Graham John Bradley as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Chumpol NaLamlieng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reelect Nicky Tan Ng Kuang as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Reelect Dominic Chiu Fai Ho as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Approve Directors' Fees of SGD 2.3 Million for the Year Ending March 31, 2009 (2008: SGD 2.3 Million) | For | For | Mgmt | |||||
2.8a | |||||||||
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
9 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
10 | Approve Issuance of Shares and Grant Options Pursuant to the Singapore Telecom Share Option Scheme 1999 | For | For | Mgmt | |||||
4.1 | |||||||||
11 | Approve Issuance of Shares and Grant Awards Pursuant to the Singtel Performance Share Plan | For | For | Mgmt | |||||
4.1 | |||||||||
07/25/08 - S | Singapore Telecommunications Ltd. | Y79985209 | None | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Amend Articles of Association | For | For | Mgmt | |||||
3.23b | |||||||||
03/13/09 - A | SK Holdings Co. (ex SK Corp. (Frmly Yukong )) | Y80662102 | 12/31/08 | ||||||
1 | Approve Appropriation of Income and Dividends of KRW 1,950 per Common Share | For | For | Mgmt | |||||
2 | Elect Directors | For | For | Mgmt | |||||
2.2 | Elect Kang Chan-Soo and Kwon O-Ryong as Outside Directors | For | For | Mgmt | |||||
3 | Elect Kang Chan-Soo as Member of Audit Committee | For | For | Mgmt | |||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Mgmt | |||||
05/07/09 - A | Standard Chartered plc | G84228157 | None | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Final Dividend of 42.32 US Cents Per Ordinary Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Remuneration Report | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Re-elect Jamie Dundas as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Re-elect Rudolph Markham as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Re-elect Ruth Markland as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Re-elect Richard Meddings as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Re-elect John Peace as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Steve Bertamini as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Elect John Paynter as Director | For | For | Mgmt | |||||
2.6a | |||||||||
11 | Reappoint KPMG Audit plc as Auditors of the Company | For | For | Mgmt | |||||
3.1a | |||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
13 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | |||||
7.2a | |||||||||
14 | Increase Auth. Share Capital from USD 2,816,000,000, GBP 500,000,000 and EUR 1,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000 | For | For | Mgmt | |||||
3.6 | |||||||||
15 | Issue Equity with Rights up to USD 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme | For | Against | Mgmt | |||||
3.9a | |||||||||
16 | Extend Directors' Authority to Issue Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Resolution 18 | For | Against | Mgmt | |||||
3.9a | |||||||||
17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50 | For | For | Mgmt | |||||
3.9b | |||||||||
18 | Authorise 189,697,263 Ordinary Shares for Market Purchase | For | For | Mgmt | |||||
3.21a | |||||||||
19 | Authorise Market Purchase of 477,500 Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00 | For | For | Mgmt | |||||
3.21a | |||||||||
20 | Adopt New Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
21 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | For | For | Mgmt | |||||
3.2b | |||||||||
06/19/09 - A | Taiwan Cement Corp. | Y8415D106 | 04/20/09 | ||||||
1 | Approve 2008 Business Operations Reports and Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Amendment on the Procedures for Endorsement and Guarantee | For | For | Mgmt | |||||
3.23b | |||||||||
4 | Approve Amendment on the Procedures for Loans to Other Parties | For | For | Mgmt | |||||
3.23b | |||||||||
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | |||||
3.23b | |||||||||
ELECT 15 OUT OF 15 DIRECTORS VIA CUMULATIVE VOTING | |||||||||
6.1 | Elect Koo Cheng-Yun, Representative of Heng Qiang Investment Co., Ltd., Shareholder No. 20420700 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.2 | Elect Chang An Ping, Representative of Fu Pin Investment Co., Ltd., Shareholder No. 20420701 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.3 | Elect Yeh Ming-Hsun, Representative of Chinatrust Investment Co., Ltd., Shareholder No. 20083257 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.4 | Elect Kenneth C.M. Lo, Representative of China Synthetic Rubber Corp, Shareholder No. 20055830 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.5 | Elect Hsieh Chi-Chia, Representative of Heng Qiang Investment Co. Ltd., Shareholder No. 20420700 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.6 | Elect Lin Ming-Sheng, Representative of Goldsun Development & Construction Co., Ltd., Shareholder No. 20011612 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.7 | Elect Chen Chien-Tong, Representative of Ching Yuan Investment Co., Ltd., Shareholder No. 20052240 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.8 | Elect Chang Yong, Representative of Xin Hope Investment Co., Ltd., Shareholder No. 20074832 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.9 | Elect Chen Teh-Jen, Representative of Daw Yuan Investment Corporation, Shareholder No. 20058191 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.10 | Elect Wang Paul P., Representative of Hope Enterprises Co., Ltd., Shareholder No. 20053196 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.11 | Elect Wu Eric T., Representative of Shinkong Synthetic Fiber Corporation, Shareholder No. 20042730 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.12 | Elect John T. Yu (Tzun-Yen, Yu), Representative of Heng Qiang Investment Co., Ltd., Shareholder No. 20420700 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.13 | Elect Jennifer Lin, Esq., Representative of Fu Pin Investment Co., Ltd., Shareholder No.20420701 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.14 | Elect Shan Weijian, Representative of Fu Pin Investment Co., Ltd., Shareholder No. 20420701 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
6.15 | Elect Lin Nan-Chou, Representative of Sishan Investment Co., Ltd. Shareholder No. 20391964 as Director | For | For | Mgmt | |||||
2.6a | |||||||||
ELECT 3 OUT OF 3 SUPERVISORS VIA CUMULATIVE VOTING | |||||||||
6 | Elect Supervisory Board Member | For | Split | Mgmt | |||||
6.16 | Elect Chang Yung Ping, Representative of Tong Yang Chia Hsin International Corporation, Shareholder No. 20457108 as Supervisor --- | ||||||||
6.17 | Elect Chen Chi-Te, Representative of Chien Kuo Construction Co., Ltd., Shareholder No.20037719 as Supervisor --- For | ||||||||
2.6a | |||||||||
6.18 | Elect Chao Koo Hwai-Chen, Representative of Koo Foundation, Shareholder No. 20178935 as Supervisor --- For | ||||||||
2.6a | |||||||||
7 | Approve Release of Restrictions on Competitive Activities of Directors | For | For | Mgmt | |||||
99 | |||||||||
8 | Transact Other Business (Non-Voting) | None | None | Mgmt | |||||
06/10/09 - A | Taiwan Semiconductor Manufacturing Co. | Y84629107 | 04/10/09 | ||||||
1 | Approve 2008 Business Operations Report and Financial Statements | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | For | For | Mgmt | |||||
1.3a | |||||||||
4 | Approve to Amend the Company's Internal Policies | For | For | Mgmt | |||||
3.23b | |||||||||
4.1 | Approve Amendment on the Procedures for Loans to Other Parties | For | For | Mgmt | |||||
3.23b | |||||||||
4.2 | Approve Amendment on the Procedures for Endorsement and Guarantee | For | For | Mgmt | |||||
3.23b | |||||||||
ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | |||||||||
5 | Elect Directors | For | For | Mgmt | |||||
5.1 | Elect Morris Chang, ID No. 4515 as Director --- For | ||||||||
2.6a | |||||||||
5.2 | Elect F.C. Tseng, ID No. 104 as Director --- For | ||||||||
2.6a | |||||||||
5.3 | Elect Rick Tsai, ID No. 7252 as Director --- For | ||||||||
2.6a | |||||||||
5.4 | Elect Tain-Jy Chen (Representative of NationalDevelopment Fund, Executive Yuan), ID No. 1 as Director --- For | ||||||||
2.6a | |||||||||
5.5 | Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director --- For | ||||||||
2.6a | |||||||||
5.6 | Elect Stan Shih, ID No. 534770 as Independent Director --- For | ||||||||
2.6a | |||||||||
5.7 | Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director --- For | ||||||||
2.6a | |||||||||
5.8 | Elect Thomas J. Engibous, ID No. 135021464 as Independent Director --- For | ||||||||
2.6a | |||||||||
6 | Transact Other Business (Non-Voting) | None | None | Mgmt | |||||
09/10/08 - A | Tata Power Company Ltd. | Y85481128 | 08/21/08 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Approve Dividend of INR 10.50 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Vacancy on the Board of Directors Resulting from Retirement of S. Gupta | For | For | Mgmt | |||||
2.1b | |||||||||
4 | Reappoint R. Gopalakrishnan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Appoint D.M. Satwalekar as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Appoint R.H. Patil as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Appoint P.G. Mankad as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Appoint S. Padmanabhan as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Approve Appointment and Remuneration of S. Padmanabhan, Executive Director | For | For | Mgmt | |||||
1.3a | |||||||||
11 | Appoint B. Agrawala as Director | For | For | Mgmt | |||||
2.6a | |||||||||
12 | Approve Appointment and Remuneration of B. Agrawala, Executive Director | For | For | Mgmt | |||||
1.3a | |||||||||
13 | Approve Commission Remuneration of Non-Executive Directors | For | For | Mgmt | |||||
2.8a | |||||||||
14 | Approve Revision in Remuneration of P.R. Menon, Managing Director | For | For | Mgmt | |||||
2.8a | |||||||||
15 | Approve Revision in Remuneration of S. Ramakrishnan, Executive Director | For | For | Mgmt | |||||
2.8a | |||||||||
16 | Approve Hoda Vasi Chowdhury & Co. as Branch Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
05/13/09 - A | TENCENT HOLDINGS LIMITED | G87572122 | 05/07/09 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2a | Approve Final Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
2b | Approve Special Dividend | For | For | Mgmt | |||||
3.18 | |||||||||
3a1 | Reelect Iain Ferguson Bruce as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3a2 | Reelect Ian Charles Stone as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3b | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | |||||
3.9b | |||||||||
05/13/09 - S | TENCENT HOLDINGS LIMITED | G87572122 | 05/07/09 | ||||||
1 | Adopt 2009 Share Option Scheme | For | For | Mgmt | |||||
4.1 | |||||||||
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | For | For | Mgmt | |||||
4.1 | |||||||||
09/17/08 - S | United Breweries (Holdings) Ltd. | Y9181L108 | 08/01/08 | ||||||
Postal Ballot | |||||||||
1a | Confirm the Corporate Guarantees/Loans Provided to Kingfisher Airlines Ltd (Kingfisher) prior to the Scheme of Arrangement among Deccan Aviation Ltd (Deccan), Deccan Charters Ltd, and Kingfisher (Scheme) to Continue in Force on behalf of Deccan | For | For | Mgmt | |||||
3.5 Per FJ | |||||||||
1b | Approve Corporate Guarantees of up to INR 75 Billion to Deccan | For | For | Mgmt | |||||
3.5 Per FJ | |||||||||
1c | Approve Corporate Loans of up to INR 15 Billion to Deccan | For | For | Mgmt | |||||
3.5 Per FJ | |||||||||
1d | Authorize the Board to Do All Acts Necessary to Implement Items 1a to 1c | For | For | Mgmt | |||||
3.5 Per FJ | |||||||||
2a | Approve Corporate Guarantees of up to INR 20 Billion to Subsidiary and Associate Companies Other Than Kingfisher | For | For | Mgmt | |||||
3.5 Per FJ | |||||||||
2b | Approve Corporate Loans of up to INR 20 Billion to Subsidiary and Associate Companies Other Than Kingfisher | For | For | Mgmt | |||||
3.5 Per FJ | |||||||||
04/29/09 - S | United Overseas Bank Limited | V96194127 | None | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
Item 3.21a | |||||||||
04/29/09 - A | United Overseas Bank Limited | V96194127 | None | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Declare Final Dividend of SGD 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
3 | Approve Directors' Fees of SGD 912,500 for 2008 (2007: SGD 912,500) | For | For | Mgmt | |||||
2.8a | |||||||||
4 | Approve Payment SGD 2.5 Million as Fee to Wee Cho Yaw, Chairman of the Bank, for the Period from January 2008 to December 2008 | For | For | Mgmt | |||||
2.8a | |||||||||
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Reelect Wee Ee Cheong as Director | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Reelect Wee Cho Yaw as Director | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Reelect Lim Pin as Director | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Reelect Ngiam Tong Dow as Director | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Approve Allotment and Issuance of Preference Shares | For | For | Mgmt | |||||
3.9b | |||||||||
06/26/09 - A | Yanzhou Coal Mining Company Limited | Y97417102 | 05/26/09 | ||||||
1 | Accept Working Report of the Board of Directors | For | For | Mgmt | |||||
3.24 | |||||||||
2 | Accept Working Report of the Supervisory Committee | For | For | Mgmt | |||||
3.24 | |||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
4 | Approve Profit Distribution Plan and Distribution of Dividends | For | For | Mgmt | |||||
3.18 | |||||||||
5 | Approve Remuneration of Directors and Supervisors | For | For | Mgmt | |||||
2.8a | |||||||||
6 | Reappoint Appoint Grant Thornton and Shine Wing Certified Public Accountants Ltd. as International and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Approve Renewal of Liability Insurance for Directors, Supervisors and Senior Officers | For | Against | Mgmt | |||||
2.9c No information | |||||||||
8 | Allow Electronic Distribution of Company Communications | For | For | Mgmt | |||||
3.23b | |||||||||
9 | Amend Articles of Association | For | For | Mgmt | |||||
3.23c | |||||||||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
3.21a | |||||||||
06/26/09 - S | Yanzhou Coal Mining Company Limited | Y97417102 | 05/26/09 | ||||||
Class Meeting for Holders of H Shares | |||||||||
Special Business | |||||||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | |||||
Item 3.21a | |||||||||
08/04/08 - A | Yingli Green Energy Holding Company Ltd. *YGE* | 98584B103 | 07/01/08 | ||||||
1 | TO CONSIDER AND ADOPT THE COMPANY S ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007. | For | For | Mgmt | |||||
Item 3.24 | |||||||||
2 | TO ADOPT THE COMPANY S AUDITED CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007. | For | For | Mgmt | |||||
Item 3.24 | |||||||||
3 | TO RE-ELECT MR. GEORGE JIAN CHUANG AS A DIRECTOR OF THE COMPANY. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | TO ELECT MR. MING HUANG AS A DIRECTOR OF THE COMPANY. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | TO ELECT MR. JUNMIN LIU AS A DIRECTOR OF THE COMPANY. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
06/26/09 - A | Yuanta Financial Holding Co. Ltd | Y2652W109 | 04/27/09 | ||||||
1 | Approve 2008 Business Operations Reports and Financial Statements | For | For | Mgmt | |||||
Item 3.24 | |||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Mgmt | |||||
Item 3.18 | |||||||||
3 | Approve Allocation of Cash Dividend | For | For | Mgmt | |||||
Item 3.18 | |||||||||
4 | Transact Other Business (Non-Voting) | None | None | Mgmt | |||||
10/13/08 - S | Zhuzhou CSR Times Electric Co Ltd | Y9892N104 | 09/12/08 | ||||||
1 | Approve Connected Transaction with a Related Party and Revised Annual Caps | For | For | Mgmt | |||||
3.5 Per Frederick Jiang | |||||||||
06/23/09 - A | Zhuzhou CSR Times Electric Co Ltd | Y9892N104 | 05/22/09 | ||||||
1 | Accept Report of Directors | For | For | Mgmt | |||||
2 | Accept Report of Supervisory Committee | For | For | Mgmt | |||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | |||||
4 | Approve Profits Distribution Proposal and Final Dividend for the Year Ended Dec. 31, 2008 | For | For | Mgmt | |||||
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
6 | Amend Procedural Rules of the Board | For | For | Mgmt | |||||
7 | Amend Articles Re: Change Corporate Name of a Promoter | For | For | Mgmt | |||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | |||||
06/23/09 - S | Zhuzhou CSR Times Electric Co Ltd | Y9892N104 | 05/22/09 | ||||||
1 | Approve ZELRI Mutual Supply Agreement and the CSRG Mutual Supply Agreement and the Exceeding of the 2008 Approved ZELRI Cap and the 2008 Approved CSRG Cap | For | For | Mgmt | |||||
3.5 | |||||||||
2 | Approve CSRG Supplemental Mutual Supply Agreement and the New CSRG Caps | For | For | Mgmt | |||||
3.5 | |||||||||
3 | Approve KCR Second Supplemental Mutual Supply Agreement and the New KCR Caps | For | For | Mgmt | |||||
3.5 | |||||||||
4 | Approve CRGL Mutual Supply Agreement and the CRGL Caps | For | For | Mgmt | |||||
3.5 | |||||||||
IVY REAL ESTATE SECURITIES FUND
Proxy Voting Record
N-PX Proxy Report | |||||||||||
Company Name | Ticker | CUSIP | Meeting Date | Record Date | Meeting Type | Ivy Real Estate Securities Fund Shares | Proposal Number | Proposal Category | Management Recommendation | Proponent | Ivy Real Estate Securities Fund Vote |
Kite Realty Group Trust | KRG | 49803T102 | 5/5/2009 | 3/20/2009 | Annual | 75,600.00 | 1 | Directors | For | Management | For |
Kite Realty Group Trust | KRG | 49803T102 | 5/5/2009 | 3/20/2009 | Annual | 75,600.00 | 2 | Ratify Auditors | For | Management | For |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 1 | Directors | For | Management | For |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 2 | Ratify Auditor | For | Management | For |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 3 | Approval of Compensation Policies, Plans & Program | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 1 | Directors | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 2 | Ratify Audit | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 3 | Amend Stock Options and Incentive Plans | For | Management | Against |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 4 | Approve/Reinstate Articles of Incorporation | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 1 | Directors | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 2 | Ratify Auditor | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 3 | To Adopt Majority Voting in Election of Trustees | Against | Management | Against |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 1 | Directors | For | Management | For |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 2 | Ratify Auditors | For | Management | For |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 3 | Amend Stock Option and Incentive Plan | For | Management | For |
Cogdell Spencer Inc. | CSA | 19238U107 | 5/5/2009 | 3/6/2009 | Annual | 82,800.00 | 1 | Directors | For | Management | For |
Cogdell Spencer Inc. | CSA | 19238U107 | 5/5/2009 | 3/6/2009 | Annual | 82,800.00 | 2 | Ratify Auditor | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 1 | Directors | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 2 | Ratify Auditors | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 1 | Directors | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 2 | Ratify Auditor | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 1 | Directors | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 2 | Ratify Auditor | For | Management | For |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 1 | Directors | For | Management | For |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 2 | Ratify Auditor | For | Management | For |
American Tower Corp. | AMT | 029912201 | 5/6/2009 | 3/10/2009 | Annual | 17,000.00 | 1 | Directors | For | Management | For |
American Tower Corp. | AMT | 029912201 | 5/6/2009 | 3/10/2009 | Annual | 17,000.00 | 2 | Ratify Auditor | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 1 | Directors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 2 | Ratify Auditor | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 3 | Approve Incentive Plan | For | Management | For |
HCP, Inc. | HCP | 40414L109 | 4/23/2009 | 3/3/2009 | Annual | 388,300.00 | 1 | Directors | For | Management | For |
HCP, Inc. | HCP | 40414L109 | 4/23/2009 | 3/3/2009 | Annual | 388,300.00 | 1 | Directors | For | Management | For |
HCP, Inc. | HCP | 40414L109 | 4/23/2009 | 3/3/2009 | Annual | 388,300.00 | 2 | Ratify Auditors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 1 | Director | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 2 | Ratify Accountants | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 3 | Approvement of any adjournments/Additional Proxies | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 1 | Directors | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 2 | Reapprove Performance Goals | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 3 | Ratify Auditors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/6/2009 | 3/16/2009 | Annual | 86,600.00 | 1 | Directors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/6/2009 | 3/16/2009 | Annual | 86,600.00 | 2 | Ratify Auditors | For | Management | For |
Essex Property Trust, Inc. | ESS | 297178105 | 5/5/2009 | 2/27/2008 | Annual | 103,600.00 | 1 | Directors | For | Management | For |
Essex Property Trust, Inc. | ESS | 297178105 | 5/5/2009 | 2/27/2008 | Annual | 103,600.00 | 2 | Ratify Auditors | For | Management | For |
Nationwide Health Properties, Inc. | NHP | 638620104 | 5/5/2009 | 3/6/2009 | Annual | 163,300.00 | 1 | Directors | For | Management | For |
Nationwide Health Properties, Inc. | NHP | 638620104 | 5/5/2009 | 3/6/2009 | Annual | 163,300.00 | 2 | Ratify Auditors | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 5/4/2009 | 3/6/2009 | Annual | 80,500.00 | 1 | Directors | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 5/4/2009 | 3/6/2009 | Annual | 80,500.00 | 2 | Ratify Auditors | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 1 | Directors | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 2 | Approve Stock Benefit Plan | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 3 | Approve Company's Bonus Plan | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 4 | Ratify Auditors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 1 | Directors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 2 | Ratify Auditors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 3 | Approval to Declassify Board of Directors | Against | Shareholder | For |
Healthcare Realty Trust Incorporated | HR | 421946104 | 5/19/2009 | 3/19/2009 | Annual | 82,300.00 | 1 | Directors | For | Management | For |
Healthcare Realty Trust Incorporated | HR | 421946104 | 5/19/2009 | 3/19/2009 | Annual | 82,300.00 | 2 | Ratify Auditors | For | Management | For |
Prologics | PLD | 743410102 | 5/20/2009 | 3/23/2009 | Annual | 480,765.00 | 1 | Directors | For | Management | For |
Prologics | PLD | 743410102 | 5/20/2009 | 3/23/2009 | Annual | 480,765.00 | 2 | Raitfy Auditors | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 1 | Directors | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 2 | Ratify Auditors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 1 | Directors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 2 | Ratify Auditors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 3 | Amend Stock Options and Incentive Plan | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 4 | Pay increase Proposal for Superior Performance | Against | Shareholder | Against |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 1 | Directors | For | Management | For |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 2 | Ratify Auditors | For | Management | For |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 1 | Directors | For | Management | For |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 2 | Ratify Auditors | For | Management | For |
Cousins Properties Inc. | CUZ | 222795106 | 5/12/2009 | 3/13/2009 | Annual | 156,400.00 | 1 | Directors | For | Management | For |
Cousins Properties Inc. | CUZ | 222795106 | 5/12/2009 | 3/13/2009 | Annual | 156,400.00 | 2 | Amend Stock Options and Incentive Plan | For | Management | For |
Cousins Properties Inc. | CUZ | 222795106 | 5/12/2009 | 3/13/2009 | Annual | 156,400.00 | 3 | Ratify Auditors | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 1 | Directors | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 2 | Ratify Auditor | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 3 | Change Voting Standard | Against | Management | Against |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 1 | Directors | For | Management | For |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 2 | Ratify Auditors | For | Management | For |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 3 | Approval of 2004 Incentive Award Plan | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 1 | Directos | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 2 | Ratify Auditors | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 3 | Approval to Increase Authorized Common Stock | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 4 | Approve Amendment To Certificate of Incorporation | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 1 | Directors | For | Management | For |
HCP, Inc. | HCP | 40414L109 | 4/23/2009 | 3/3/2009 | Annual | 388,300.00 | 2 | Approve Incentive Plan | For | Management | For |
HCP, Inc. | HCP | 40414L109 | 4/23/2009 | 3/3/2009 | Annual | 388,300.00 | 3 | Ratify Auditor | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 1 | Directors | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 2 | Ratify Auditor | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 1 | Approve Ammendements | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 2 | Directors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 3 | Authorize Management to Adjust Meeting | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 4 | Ratify Auditor | For | Management | For |
Nationwide Health Properties, Inc. | NHP | 638620104 | 5/5/2009 | 3/6/2009 | Annual | 163,300.00 | 1 | Directors | For | Management | For |
Nationwide Health Properties, Inc. | NHP | 638620104 | 5/5/2009 | 3/6/2009 | Annual | 163,300.00 | 2 | Ratify Auditor | For | Management | For |
Healthcare Realty Trust Incorporated | HR | 421946104 | 5/19/2009 | 3/19/2009 | Annual | 82,300.00 | 1 | Directors | For | Management | For |
Healthcare Realty Trust Incorporated | HR | 421946104 | 5/19/2009 | 3/19/2009 | Annual | 82,300.00 | 2 | Ratify Auditor | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 1 | Directors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 2 | Approve Incentive Plan | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 3 | Ratify Auditor | For | Management | For |
National Retail Properties, Inc. | NNN | 637417106 | 5/15/2009 | 3/17/2009 | Annual | 166,900.00 | 1 | Directors | For | Management | For |
AMB Property Corp. | AMB | 00163T109 | 5/7/2009 | 3/3/2009 | Annual | 96,400.00 | 4 | Pay Increase Proposal for Superior Performance | Against | Management | Against |
First Potomac Realty Trust | FPO | 33610F109 | 5/21/2009 | 3/16/2009 | Annual | 56,500.00 | 1 | Directors | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/21/2009 | 3/16/2009 | Annual | 56,500.00 | 2 | Amend Stock Compensation Plan | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 1 | Directors | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 2 | Ratify Auditors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 1 | Directors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 2 | Ratification of Auditors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/23/2009 | 2/10/2009 | Annual | 109,500.00 | 3 | Amend and Restate delcaration of the Trust | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 1 | Directors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 2 | Ratify Auditors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 3 | Amend Share Incentive Plan | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 1 | Directors | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 2 | Ratify Auditors | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 3 | Amend Majority Vote Policy | Against | Management | Against |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 1 | Directors | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 2 | Amendment to Company Charter | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 3 | Ratify Auditors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 1 | Directors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 2 | Amend Incentive Plan | For | Management | Against |
Kilroy Realty Corp. | KRC | 49427F108 | 5/27/2009 | 3/25/2009 | Annual | 119,700.00 | 1 | Directors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 1 | Directors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 2 | Ratify Auditors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/13/2009 | 3/31/2009 | Annual | 204,702.00 | 1 | Directors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/13/2009 | 3/31/2009 | Annual | 204,702.00 | 2 | Ratify Auditors | For | Management | For |
Prologics | PLD | 743410102 | 5/20/2009 | 3/23/2009 | Annual | 480,765.00 | 1 | Directors | For | Management | For |
Prologics | PLD | 743410102 | 5/20/2009 | 3/23/2009 | Annual | 480,765.00 | 2 | Ratify Auditors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 1 | Directors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 2 | Ratify Auditors | For | Management | For |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 3 | Stockholder Proposal to Link Pay to Performance | Against | Management | Against |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 4 | Stockholder Proposal To Vote On Executive Comp. | Against | Management | Against |
Simon Property Group, Inc. | 828806109 | 828806109 | 5/8/2009 | 3/9/2009 | Annual | 319,250.00 | 5 | Stockholder Proposal to Approve Severence Agrmts | Against | Management | Against |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 1 | Directors | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 2 | Ratify Auditors | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 3 | Approve Equity and Performance Compensation Plan | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 4 | Approve Company Reorganization to a REIT | For | Management | For |
Public Storage Inc. | PSA | 74460D109 | 5/7/2009 | 3/9/2009 | Annual | 193,700.00 | 5 | Approval of Meeting Adjournments and Postponements | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 2 | Ratify Auditors | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 3 | Shareholder Proposal | Against | Shareholder | Against |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 1 | Directors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 2 | Ratify Auditors | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 1 | Amend Charter | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 2 | Directors | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 3 | Ratify Auditors | For | Management | For |
Kilroy Realty Corp. | KRC | 49427F108 | 5/27/2009 | 3/25/2009 | Annual | 119,700.00 | 1 | Directors | For | Management | For |
Kilroy Realty Corp. | KRC | 49427F108 | 5/27/2009 | 3/25/2009 | Annual | 119,700.00 | 2 | Stockholder Proposal | Against | Shareholder | For |
BRE Properties Inc. | BRE | 05564E106 | 5/21/2009 | 3/20/2009 | Annual | 133,500.00 | 1 | Directors | For | Management | For |
BRE Properties Inc. | BRE | 05564E106 | 5/21/2009 | 3/20/2009 | Annual | 133,500.00 | 2 | Approve Amendment | For | Management | For |
BRE Properties Inc. | BRE | 05564E106 | 5/21/2009 | 3/20/2009 | Annual | 133,500.00 | 3 | Ratify Auditors | For | Management | For |
Washington Real Estate Investment Trust | WRE | 939653101 | 5/18/2009 | 3/16/2009 | Annual | 192,100.00 | 1 | Directors | For | Management | For |
Washington Real Estate Investment Trust | WRE | 939653101 | 5/18/2009 | 3/16/2009 | Annual | 192,100.00 | 2 | Ratify Auditors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/13/2009 | 3/31/2009 | Annual | 204,702.00 | 1 | Directors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/13/2009 | 3/31/2009 | Annual | 204,702.00 | 2 | Ratify Auditors | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 1 | Directors | For | Management | For |
Ventas Inc. | VTR | 92276F100 | 5/7/2009 | 3/16/2009 | Annual | 254,995.00 | 2 | Ratify Auditors | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 1 | Directors | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 2 | Approve Stock Option and Incentive Plan | For | Management | For |
KIMCO Realty Corporation | KIM | 49446R109 | 5/12/2009 | 3/18/2009 | Annual | 318,600.00 | 3 | Ratify Auditors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 1 | Directors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 2 | Elimination of the Classification of Board | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 3 | Approve Stock Option and Incentive Plan | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 4 | Ratify Auditors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 1 | Directors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/21/2009 | 3/6/2009 | Annual | 124,807.00 | 2 | Ratify Auditors | For | Management | For |
Douglas Emmett Inc. | DEI | 25960P109 | 6/11/2009 | 4/13/2009 | Annual | 359,797.00 | 1 | Directors | For | Management | For |
Douglas Emmett Inc. | DEI | 25960P109 | 6/11/2009 | 4/13/2009 | Annual | 359,797.00 | 2 | Ratify Auditors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 1 | Directors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 2 | Ratify Auditors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 3 | Approval of Incentive Plan | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 4 | Declassify Board of Directors | Against | Shareholder | For |
National Retail Properties, Inc. | NNN | 637417106 | 5/15/2009 | 3/17/2009 | Annual | 166,900.00 | 1 | Directors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 1 | Directors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 2 | Ratify Auditors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 3 | Shareholder Proposal | Against | Management | For |
Essex Property Trust, Inc. | ESS | 297178105 | 5/5/2009 | 2/27/2008 | Annual | 103,600.00 | 1 | Directors | For | Management | For |
Essex Property Trust, Inc. | ESS | 297178105 | 5/5/2009 | 2/27/2008 | Annual | 103,600.00 | 2 | Ratify Auditors | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 5/4/2009 | 3/6/2009 | Annual | 80,500.00 | 1 | Director | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 5/4/2009 | 3/6/2009 | Annual | 80,500.00 | 2 | Ratify Auditors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 1 | Directors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 2 | Ratify Auditors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 3 | Amend Incentive Plan | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 1 | Directors | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 2 | Ratify Auditors | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 1 | Directors | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/5/2009 | 2/24/2009 | Annual | 126,800.00 | 2 | Ratify Auditors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/6/2009 | 3/16/2009 | Annual | 86,600.00 | 1 | Directors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/6/2009 | 3/16/2009 | Annual | 86,600.00 | 2 | Ratify Auditors | For | Management | For |
Duke Realty Corp. | DRE | 264411505 | 7/22/2009 | 5/29/2009 | Annual | 115,300.00 | 1 | Directors | For | Management | For |
Duke Realty Corp. | DRE | 264411505 | 7/22/2009 | 5/29/2009 | Annual | 115,300.00 | 2 | Ratify Auditors | For | Management | For |
National Retail Properties, Inc. | NNN | 637417106 | 5/15/2009 | 3/17/2009 | Annual | 166,900.00 | 2 | Ratify Auditors | For | Management | For |
Cogdell Spencer Inc. | CSA | 19238U107 | 5/5/2009 | 3/6/2009 | Annual | 82,800.00 | 1 | Directors | For | Management | For |
Cogdell Spencer Inc. | CSA | 19238U107 | 5/5/2009 | 3/6/2009 | Annual | 82,800.00 | 2 | Ratify Auditors | For | Management | For |
Cogdell Spencer Inc. | CSA | 19238U107 | 5/5/2009 | 3/6/2009 | Annual | 82,800.00 | 3 | Approval of Exchange Feature | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 1 | Directors | For | Management | For |
Equity Residential | EQR | 29476L107 | 6/11/2009 | 3/31/2009 | Annual | 390,900.00 | 2 | Ratify Auditors | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 1 | Directors | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 2 | Ratify Auditors | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 3 | Approve Employee Stock Purchase Plan | For | Management | For |
National Retail Properties, Inc. | NNN | 637417106 | 5/15/2009 | 3/17/2009 | Annual | 166,900.00 | 2 | Ratify Auditor | For | Management | For |
National Retail Properties, Inc. | NNN | 637417106 | 5/15/2009 | 3/17/2009 | Annual | 166,900.00 | 3 | Transact Other Business | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 1 | Directors | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/5/2009 | 3/9/2009 | Annual | 68,100.00 | 2 | Ratify Auditor | For | Management | For |
Boston Properties, Inc. | BXP | BXP | 5/19/2009 | 3/24/2009 | Annual | 180,200.00 | 1 | Directors | For | Management | For |
Boston Properties, Inc. | BXP | BXP | 5/19/2009 | 3/24/2009 | Annual | 180,200.00 | 2 | Ratify Auditor | For | Management | For |
Boston Properties, Inc. | BXP | BXP | 5/19/2009 | 3/24/2009 | Annual | 180,200.00 | 3 | Consider Stockholder Proposal | Against | Management | For |
Boston Properties, Inc. | BXP | BXP | 5/19/2009 | 3/24/2009 | Annual | 180,200.00 | 4 | Consider Stockholder Proposal | Against | Management | Against |
Boston Properties, Inc. | BXP | BXP | 5/19/2009 | 3/24/2009 | Annual | 180,200.00 | 5 | Consider Stockholder Proposal | Against | Management | Against |
Boston Properties, Inc. | BXP | BXP | 5/19/2009 | 3/24/2009 | Annual | 180,200.00 | 6 | Consider Stockholder Proposal | Against | Management | Against |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 1 | Directors | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 2 | Ratify Auditor | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 3 | Consider Stockholder Proposal | Against | Management | Against |
Vornado Realty Trust | VNO | 929042109 | 5/14/2009 | 3/13/2009 | Annual | 238,957.00 | 4 | Consider Stockholder Proposal | Against | Management | Against |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 1 | Directors | For | Management | For |
Digital Realty Trust, Inc. | DLR | 253868103 | 4/28/2009 | 3/3/2009 | Annual | 201,600.00 | 2 | Ratify Auditor | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 1 | Directors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 2 | Ratify Auditor | For | ||
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 3 | Propsal to eliminate classified board | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/6/2009 | 3/19/2009 | Annual | 100,600.00 | 4 | Proposal to amend shareholder rights plan | For | Management | Against |
Entertainment Properties Trust | EPR | 29380T105 | 5/13/2009 | 2/18/2009 | Annual | 29,500.00 | 1 | Directors | For | Management | For |
Entertainment Properties Trust | EPR | 29380T105 | 5/13/2009 | 2/18/2009 | Annual | 29,500.00 | 2 | Proposal to Amend Equity Incentive Plan | For | Management | For |
Entertainment Properties Trust | EPR | 29380T105 | 5/13/2009 | 2/18/2009 | Annual | 29,500.00 | 3 | Ratify Auditor | For | Management | For |
Essex Property Trust, Inc. | ESS | 297178105 | 5/5/2009 | 2/27/2008 | Annual | 103,600.00 | 1 | Director | For | Management | For |
Essex Property Trust, Inc. | ESS | 297178105 | 5/5/2009 | 2/27/2008 | Annual | 103,600.00 | 2 | Ratify Auditor | For | Management | For |
Cousins Properties Inc. | CUZ | 222795106 | 5/12/2009 | 3/13/2009 | Annual | 156,400.00 | 1 | Directors | For | Management | For |
Cousins Properties Inc. | CUZ | 222795106 | 5/12/2009 | 3/13/2009 | Annual | 156,400.00 | 2 | Proposal to Approve Incentive Stock Plan | For | Management | For |
Cousins Properties Inc. | CUZ | 222795106 | 5/12/2009 | 3/13/2009 | Annual | 156,400.00 | 3 | Ratify Auditor | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/6/2009 | 3/16/2009 | Annual | 86,600.00 | 1 | Directors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/6/2009 | 3/16/2009 | Annual | 86,600.00 | 2 | Ratify Auditor | For | Management | For |
Kite Realty Group Trust | KRG | 49803T102 | 5/5/2009 | 3/20/2009 | Annual | 75,600.00 | 1 | Directors | For | Management | For |
Kite Realty Group Trust | KRG | 49803T102 | 5/5/2009 | 3/20/2009 | Annual | 75,600.00 | 2 | Ratify Auditor | For | ||
Kite Realty Group Trust | KRG | 49803T102 | 5/5/2009 | 3/20/2009 | Annual | 75,600.00 | 3 | Proposal to Amend Equity Incentive Plan | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 5/4/2009 | 3/6/2009 | Annual | 80,500.00 | 1 | Directors | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 5/4/2009 | 3/6/2009 | Annual | 80,500.00 | 2 | Ratify Auditor | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/21/2009 | 3/16/2009 | Annual | 56,500.00 | 1 | Directors | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/21/2009 | 3/16/2009 | Annual | 56,500.00 | 2 | Proposal to Compensation Plan | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/21/2009 | 3/16/2009 | Annual | 56,500.00 | 3 | Proposal to Amend Employee Share Purchase Plan | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/21/2009 | 3/16/2009 | Annual | 56,500.00 | 4 | Ratify Auditor | For | Management | For |
BRE Properties Inc. | BRE | 05564E106 | 5/21/2009 | 3/20/2009 | Annual | 133,500.00 | 1 | Directors | For | Management | For |
BRE Properties Inc. | BRE | 05564E106 | 5/21/2009 | 3/20/2009 | Annual | 133,500.00 | 2 | Ratify Auditor | For | Management | For |
Prologics | PLD | 743410102 | 5/20/2009 | 3/23/2009 | Annual | 480,765.00 | 1 | Directors | For | Management | For |
Prologics | PLD | 743410102 | 5/20/2009 | 3/23/2009 | Annual | 480,765.00 | 2 | Ratify Auditors | For | Management | For |
Washington Real Estate Investment Trust | WRE | 939653101 | 5/18/2009 | 3/16/2009 | Annual | 192,100.00 | 1 | Directors | For | Management | For |
Washington Real Estate Investment Trust | WRE | 939653101 | 5/18/2009 | 3/16/2009 | Annual | 192,100.00 | 2 | Ratify Auditor | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 1 | Directors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/14/2009 | 3/16/2009 | Annual | 188,087.00 | 2 | Ratify Auditor | For | Management | For |
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/13/2009 | 3/20/2009 | Annual | 70,200.00 | 1 | Directors | For | Management | For |
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/13/2009 | 3/20/2009 | Annual | 70,200.00 | 2 | Approval of Incentive Plan | For | Management | For |
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/13/2009 | 3/20/2009 | Annual | 70,200.00 | 3 | Ratify Auditor | For | Management | For |
Highwoods Properties, Inc. | HIW | 431284108 | 5/13/2009 | 3/2/2009 | Annual | 80,200.00 | 1 | Directors | For | Management | For |
Highwoods Properties, Inc. | HIW | 431284108 | 5/13/2009 | 3/2/2009 | Annual | 80,200.00 | 2 | Ratify Auditor | For | Management | For |
Highwoods Properties, Inc. | HIW | 431284108 | 5/13/2009 | 3/2/2009 | Annual | 80,200.00 | 3 | Approve of Incentive Plan | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/13/2009 | 3/31/2009 | Annual | 204,702.00 | 1 | Directors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/13/2009 | 3/31/2009 | Annual | 204,702.00 | 2 | Ratify Auditor | For | Management | For |
Saul Centers Inc. | BFS | 804395101 | 4/24/2009 | 3/12/2009 | Annual | 60,500.00 | 1 | Directors | For | Management | For |
Saul Centers Inc. | BFS | 804395101 | 4/24/2009 | 3/12/2009 | Annual | 60,500.00 | 2 | Ratify Auditors | For | Management | For |
Saul Centers Inc. | BFS | 804395101 | 4/24/2009 | 3/12/2009 | Annual | 60,500.00 | 3 | Proposal to Transact Other Business | For | Management | Abstain |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 1 | Directors | For | Management | For |
S.L. Green Realty Corp. | SLG | 78440X101 | 6/11/2009 | 3/30/2009 | Annual | 63,700.00 | 2 | Ratify Auditors | For | Management | For |
Kilroy Realty Corp. | KRC | 49427F108 | 5/27/2009 | 3/25/2009 | Annual | 119,700.00 | 1 | Charter Ammendment | For | Management | For |
Kilroy Realty Corp. | KRC | 49427F108 | 5/27/2009 | 3/25/2009 | Annual | 119,700.00 | 2 | Directors | For | Management | For |
Kilroy Realty Corp. | KRC | 49427F108 | 5/27/2009 | 3/25/2009 | Annual | 119,700.00 | 3 | Amendment to Incentive Award Plan | For | Management | Against |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 1 | Director | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 2 | Ratify Auditor | For | Management | For |
Mid-America Apartment Communities | MAA | 59522J103 | 5/28/2009 | 3/20/2009 | Annual | 90,300.00 | 3 | Other Business | For | Management | For |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 1 | Directors | For | Management | |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 2 | Ratify Auditors | For | Management | For |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 3 | Approval of the Option Exchange Program | For | Management | For |
CB Richards Ellis Group | CBG | 12497T101 | 6/2/2009 | 4/9/2009 | Annual | 92,000.00 | 4 | Approval of the Increase in Authorized Shares | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 1 | Directors | For | Management | For |
Taubman Centers | TCO | 876664103 | 5/29/2009 | 3/31/2009 | Annual | 93,500.00 | 2 | Ratify Auditors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 1 | Directors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 2 | Ratify Auditors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/21/2009 | 3/20/2009 | Annual | 96,000.00 | 3 | Approval of Proposal | For | Management | For |
Duke Realty Corp. | DRE | 264411505 | 7/22/2009 | 5/29/2009 | Annual | 115,300.00 | 1 | Proposal to Increase Outstanding Shares | For | Management | For |
Duke Realty Corp. | DRE | 264411505 | 7/22/2009 | 5/29/2009 | Annual | 115,300.00 | 2 | Proposal to Increase Preferred Shares | For | Management | For |
Douglas Emmett Inc. | DEI | 25960P109 | 6/11/2009 | 4/13/2009 | Annual | 359,797.00 | 1 | Directors | For | Management | For |
Douglas Emmett Inc. | DEI | 25960P109 | 6/11/2009 | 4/13/2009 | Annual | 359,797.00 | 2 | Ratify Auditor | For | Management | For |
Douglas Emmett Inc. | DEI | 25960P109 | 6/11/2009 | 4/13/2009 | Annual | 359,797.00 | 3 | Approve Stock Incentive Plan | For | Management | Against |
IVY SMALL CAP VALUE FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
Ivy Small Cap Value Fund | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
05/19/09 - A | AFC Enterprises, Inc. *AFCE* | 00104Q107 | 04/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Victor Arias, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Cheryl A. Bachelder --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Carolyn Hogan Byrd --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director John M. Cranor, III --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director John F. Hoffner --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director R. William Ide, III --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Kelvin J. Pennington --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
06/09/09 - A | Affiliated Managers Group, Inc. *AMG* | 008252108 | 04/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Richard E. Floor --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Sean M. Healey --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Harold J. Meyerman --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director William J. Nutt --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Rita M. Rodriguez --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Patrick T. Ryan --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Jide J. Zeitlin --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/07/09 - A | American Campus Communities, Inc. *ACC* | 024835100 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director William C. Bayless, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director R.D. Burck --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director G. Steven Dawson --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Cydney C. Donnell --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Edward Lowenthal --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Joseph M. Macchione --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Brian B. Nickel --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Winston W. Walker --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/07/09 - A | AmeriGroup Corp. *AGP* | 03073T102 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Thomas E. Capps --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Emerson U. Fullwood --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director William J. McBride --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
06/03/09 - A | Ameristar Casinos, Inc. *ASCA* | 03070Q101 | 05/01/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Leslie Nathanson Juris --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Thomas M. Steinbauer --- For | ||||||||
2.6a | |||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
05/21/09 - A | Amsurg Corp. *AMSG* | 03232P405 | 04/03/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Thomas G. Cigarran --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Debora A. Guthrie --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/12/09 - A | Anixter International Inc. *AXE* | 035290105 | 03/20/09 | ||||||
1 | Elect Directors | For | Split | Mgmt | |||||
1.1 | Elect Director Lord James Blyth --- Withhold | ||||||||
2.6b meeting attendance < 75% | |||||||||
1.2 | Elect Director Frederic F. Brace --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Linda Walker Bynoe --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Robert L. Crandall --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Robert J. Eck --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Robert W. Grubbs, Jr. --- Withhold | ||||||||
2.6b meeting attendance < 75% | |||||||||
1.7 | Elect Director F. Philip Handy --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Melvyn N. Klein --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director George Mu oz --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Stuart M. Sloan --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Thomas C. Theobald --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Matthew Zell --- Withhold | ||||||||
2.6b meeting attendance < 75% | |||||||||
1.13 | Elect Director Samuel Zell --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/01/09 - A | Arrow Electronics, Inc. *ARW* | 042735100 | 03/12/09 | ||||||
1 | Elect Directors | For | Split | Mgmt | |||||
1.1 | Elect Director Daniel W. Duval --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Gail E. Hamilton --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director John N. Hanson --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Richard S. Hill --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director M.F. (Fran) Keeth --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Roger King --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Michael J. Long --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director William E. Mitchell --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Stephen C. Patrick --- Withhold | ||||||||
2.6b meeting attendance < 75% | |||||||||
1.10 | Elect Director Barry W. Perry --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director John C. Waddell --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/20/09 - A | Atmel Corporation *ATML* | 049513104 | 04/08/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Steven Laub --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Tsung-Ching Wu --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David Sugishita --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Papken Der Torossian --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Jack L. Saltich --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Charles Carinalli --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Edward Ross --- For | ||||||||
2.6a | |||||||||
2 | Approve Repricing of Options | For | For | Mgmt | |||||
99 per Matt Norris | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
06/11/09 - A | Avocent Corporation *AVCT* | 053893103 | 04/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Francis A. Dramis, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | |||||
1.3a Total # of shares available for grant is > 10% of the outstanding shares | |||||||||
04/21/09 - A | Bank of The Ozarks, Inc. *OZRK* | 063904106 | 02/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director George Gleason --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Mark Ross --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Jean Arehart --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Steven Arnold --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Richard Cisne --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Robert East --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Linda Gleason --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Henry Mariani --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director James Matthews --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director R. L. Qualls --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Kennith Smith --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Restricted Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Advisory Vote on Executive Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
05/21/09 - A | BJ Wholesale Club, Inc *BJ* | 05548J106 | 04/06/09 | ||||||
1 | Elect Director Christine M. Cournoyer | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Edmond J. English | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Helen Frame Peters, Ph.D. | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
7 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
04/28/09 - A | Cabot Oil & Gas Corp. *COG* | 127097103 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Rhys J. Best --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Robert Kelley --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director P. Dexter Peacock --- For | ||||||||
2.6a | |||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | |||||
3.6 | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
04/24/09 - A | Cleco Corporation *CNL* | 12561W105 | 02/24/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director J. Patrick Garrett --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Elton R. King --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Logan W. Kruger --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
05/19/09 - A | Comstock Resources, Inc. *CRK* | 205768203 | 04/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Roland O. Burns --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director David K. Lockett --- For | ||||||||
2.6a | |||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | |||||
3.6 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/14/09 - A | Corrections Corporation of America *CXW* | 22025Y407 | 03/17/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Directors William F. Andrews --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Directors John D. Ferguson --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Directors Donna M. Alvarado --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Directors Lucius E. Burch, III --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Directors John D. Correnti --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Directors Dennis W. Deconcini --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Directors John R. Horne --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Directors C. Michael Jacobi --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Directors Thurgood Marshall, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Directors Charles L. Overby --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Directors John R. Prann, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.12 | Elect Directors Joseph V. Russell --- For | ||||||||
Item 2.6a | |||||||||
1.13 | Elect Directors Henri L. Wedell --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
3 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
Item 7.2b | |||||||||
05/21/09 - A | Coventry Health Care Inc. *CVH* | 222862104 | 03/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Daniel N. Mendelson --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Rodman W. Moorhead --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Timothy T. Weglicki --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/22/09 - A | Cypress Semiconductor Corp. *CY* | 232806109 | 03/24/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director T.J. Rodgers --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director W. Steve Albrecht --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Eric A. Benhamou --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Lloyd Carney --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James R. Long --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director J. Daniel McCranie --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Evert van de Ven --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Repricing of Options | For | Against | Mgmt | |||||
99 Per Matt Norris | |||||||||
06/22/09 - A | Delta Air Lines, Inc. *DAL* | 247361702 | 04/24/09 | ||||||
1 | Elect Director Richard H. Anderson | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Roy J. Bostock | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director John S. Brinzo | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Daniel A. Carp | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director John M. Engler | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Mickey P. Foret | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director David R. Goode | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Paula Rosput Reynolds | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director Kenneth C. Rogers | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director Rodney E. Slater | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Elect Director Douglas M. Steenland | For | For | Mgmt | |||||
Item 2.6a | |||||||||
12 | Elect Director Kenneth B. Woodrow | For | For | Mgmt | |||||
Item 2.6a | |||||||||
13 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
14 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
Item 2.5 | |||||||||
04/28/09 - A | Digital Realty Trust Inc. *DLR* | 253868103 | 03/03/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Richard A. Magnuson --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Michael F. Foust --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Laurence A. Chapman --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Kathleen Earley --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Ruann F. Ernst --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Dennis E. Singleton --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/30/09 - A | DUFF & PHELPS CORP *DUF* | 26433B107 | 03/05/09 | ||||||
1 | Elect Directors | For | Split | Mgmt | |||||
1.1 | Elect Director Noah Gottdiener --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Gerard Creagh --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Robert M. Belke --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Peter W. Calamari --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director William R. Carapezzi --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director William J. Hannigan --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Harvey M. Krueger --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Sander M. Levy --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Jeffrey D. Lovell --- Withhold | ||||||||
2.6b meeting attendance < 75% | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/13/09 - A | Entertainment Properties Trust *EPR* | 29380T105 | 02/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Jack A. Newman, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director James A. Olson --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
04/21/09 - A | First Horizon National Corp *FHN* | 320517105 | 02/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mark A. Emkes --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director D. Bryan Jordan --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director R. Brad Martin --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Vicki R. Palmer --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director William B. Sansom --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
04/28/09 - A | First Niagara Financial Group, Inc. *FNFG* | 33582V108 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Carl A. Florio --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director David M. Zebro --- For | ||||||||
2.6a | |||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
5.1 TARP requirement | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/12/09 - A | Forrester Research Inc. *FORR* | 346563109 | 04/01/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert M. Galford --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Gretchen G. Teichgraeber --- For | ||||||||
2.6a | |||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
06/17/09 - A | Freds, Inc. *FRED* | 356108100 | 05/01/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Michael J. Hayes --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director John R. Eisenman --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Roger T. Knox --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Thomas H. Tashjian --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director B. Mary McNabb --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Michael T. McMillan --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Bruce A. Efird --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||
7.6a | |||||||||
04/29/09 - A | Glacier Bancorp, Inc. *GBCI* | 37637Q105 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Michael J. Blodnick --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director James M. English --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Allen J. Fetscher --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Dallas I. Herron --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Jon W. Hippler --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Craig A. Langel --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director L. Peter Larson --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Douglas J. McBride --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director John W. Murdoch --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Everit A. Sliter --- For | ||||||||
Item 2.6a | |||||||||
04/23/09 - A | Home BancShares, Inc. *HOMB* | 436893200 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John W. Allison --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Ron W. Strother --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director C. Randall Sims --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Robert H. Adcock, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Richard H. Ashley --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Dale A. Bruns --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Richard A. Buckheim --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director S. Gene Cauley --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Jack E. Engelkes --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director James G. Hinkle --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Alex R. Lieblong --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director William G. Thompson --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
05/06/09 - A | IBERIABANK Corp. *IBKC* | 450828108 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Ernest P. Breaux, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Daryl G. Byrd --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director John N. Casbon --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Jefferson G. Parker --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
06/12/09 - PC | Ipc Holdings Ltd *IPCR* | G4933P101 | 04/28/09 | ||||||
Management Proxy - WHITE PROXY CARD | |||||||||
1 | Approve Increase in IPC's Board from Nine to Twelve Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
2 | Amend Bylaws to Modify the Indemnity Provisions Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
3 | Amend Bylaws to Add Provisions Regarding Advance Notice of Shareholder Nominees for Director and Other Shareholder Proposals Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
4 | Amend Bylaws to Remove Provisions for Alternate Directors and to Remove the Cumulative Voting Provision in the Election of Directors Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
5 | Amend Bylaws to Add Certain Conditions to the Conduct of Director Meetings Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
6 | Increase Authorized Common Stock Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
7 | Change Company Name to Max Capital Group Ltd. Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Pursuant to the Amalgamation Agreement | For | Against | Mgmt | |||||
3.5 per Tim Miller | |||||||||
Election of Six Directors of IPC to Hold Office From the Close of the IPC Meeting until IPC's Next AGM or Until the Election or Appointment of Successors or Until the Office is Vacated | |||||||||
9.1 | Elect Kenneth L. Hammond as Director | For | For | Mgmt | |||||
2.6a per Tim Miller | |||||||||
9.2 | Elect Mark R. Bridges as Director | For | For | Mgmt | |||||
2.6a per Tim Miller | |||||||||
9.3 | Elect Michael J. Cascio as Director | For | For | Mgmt | |||||
2.6a per Tim Miller | |||||||||
9.4 | Elect Peter S. Christie as Director | For | For | Mgmt | |||||
2.6a per Tim Miller | |||||||||
9.5 | Elect L. Anthony Joaquin as Director | For | For | Mgmt | |||||
2.6a per Tim Miller | |||||||||
9.6 | Elect Anthony P. D. Lancaster as Director | For | For | Mgmt | |||||
2.6a per Tim Miller | |||||||||
To Elect Six of the 12 Directors Effective as of the Effective Time of the Amalgamation | |||||||||
9.7 | Elect W. Marston Becker as Director | For | Abstain | Mgmt | |||||
2.6b per Tim Miller | |||||||||
9.8 | Elect Gordon F. Cheesbrough as Director | For | Abstain | Mgmt | |||||
2.6b per Tim Miller | |||||||||
9.9 | Elect K. Bruce Connell as Director | For | Abstain | Mgmt | |||||
2.6b per Tim Miller | |||||||||
9.10 | Elect Willis T. King Jr. as Director | For | Abstain | Mgmt | |||||
2.6b per Tim Miller | |||||||||
9.11 | Elect Mario P. Torsiello as Director | For | Abstain | Mgmt | |||||
2.6b per Tim Miller | |||||||||
9.12 | Elect James L. Zech as Director | For | Abstain | Mgmt | |||||
2.6b per Tim Miller | |||||||||
10 | Approve Remuneration of Directors As of Effective Time of the Amalgamation | For | Against | Mgmt | |||||
2.8a per Tim Miller | |||||||||
11 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a per Tim Miller | |||||||||
12 | Adjourn Meeting | For | Against | Mgmt | |||||
7.7a per Tim Miller | |||||||||
Dissident Proxy - GOLD PROXY CARD | |||||||||
1 | Approve Increase in IPC's Board from Nine to Twelve Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
2 | Amend Bylaws to Modify the Indemnity Provisions Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
3 | Amend Bylaws to Add Provisions Regarding Advance Notice of Shareholder Nominees for Director and Other Shareholder Proposals Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
4 | Amend Bylaws to Remove Provisions for Alternate Directors and to Remove the Cumulative Voting Provision in the Election of Directors Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
5 | Amend Bylaws to Add Certain Conditions to the Conduct of Director Meetings Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
6 | Increase Authorized Common Stock Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
7 | Change Company Name to Max Capital Group Ltd. Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Pursuant to the Amalgamation Agreement | Against | None | Mgmt | |||||
Election of Six Directors of IPC to Hold Office From the Close of the IPC Meeting until IPC's Next AGM or Until the Election or Appointment of Successors or Until the Office is Vacated | |||||||||
9.1 | Elect Kenneth L. Hammond as Director | None | None | ShrHoldr | |||||
9.2 | Elect Mark R. Bridges as Director | None | None | ShrHoldr | |||||
9.3 | Elect Michael J. Cascio as Director | None | None | ShrHoldr | |||||
9.4 | Elect Peter S. Christie as Director | None | None | ShrHoldr | |||||
9.5 | Elect L. Anthony Joaquin as Director | None | None | ShrHoldr | |||||
9.6 | Elect Anthony P.D. Lancaster as Director | None | None | ShrHoldr | |||||
To Elect Six of the 12 Directors Effective as of the Effective Time of the Amalgamation | |||||||||
9.7 | Elect W. Marston Becker as Director | None | None | ShrHoldr | |||||
9.8 | Elect Gordon F. Cheesbrough as Director | None | None | ShrHoldr | |||||
9.9 | Elect K. Bruce Connell as Director | None | None | ShrHoldr | |||||
9.10 | Elect Willis T. King Jr. as Director | None | None | ShrHoldr | |||||
9.11 | Elect Mario P. Torsiello as Director | None | None | ShrHoldr | |||||
9.12 | Elect James L. Zech as Director | None | None | ShrHoldr | |||||
10 | Approve Remuneration of Directors As of Effective Time of the Amalgamation | Against | None | Mgmt | |||||
11 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | None | None | Mgmt | |||||
12 | Adjourn Meeting | Against | None | Mgmt | |||||
06/09/09 - A | KBW, Inc. *KBW* | 482423100 | 04/13/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John G. Duffy --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Daniel M. Healy --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Michael J. Zimmerman --- For | ||||||||
2.6a | |||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | |||||
4.1 total # of shares avaiable to grant is greater than 10% of outstanding shares | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
06/25/09 - A | Liberty Media Corporation *LINTA* | 53071M302 | 04/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Donne F. Fisher --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Gregory B. Maffei --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director M. Lavoy Robison --- For | ||||||||
2.6a | |||||||||
2 | Change Company Name | For | For | Mgmt | |||||
3.17 | |||||||||
3 | Approve Reverse Stock Split | For | For | Mgmt | |||||
99 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
04/30/09 - A | LINCOLN EDUCATIONAL SERVICES CORP *LINC* | 533535100 | 03/17/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Peter S. Burgess --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director David F. Carney --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Paul E. Glaske --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Shaun E. McAlmont --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director J. Barry Morrow --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director James J. Burke, Jr. --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Celia H. Currin --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Charles F. Kalmbach --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Alexis P. Michas --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Jerry G. Rubenstein --- For | ||||||||
2.6a | |||||||||
2 | Amend Non-Employee Director Restricted Stock Plan | For | For | Mgmt | |||||
2.8a | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
04/27/09 - A | M.D.C. Holdings, Inc. *MDC* | 552676108 | 02/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director David E. Blackford --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Steven J. Borick --- For | ||||||||
2.6a | |||||||||
2 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/05/09 - A | Marten Transport, Ltd. *MRTN* | 573075108 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Randolph L. Marten --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Larry B. Hagness --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Thomas J. Winkel --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Jerry M. Bauer --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Robert L. Demorest --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director G. Larry Owens --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/30/09 - A | NV Energy Inc *NVE* | 67073Y106 | 03/06/09 | ||||||
1 | Elect Directors | For | Split | Mgmt | |||||
1.1 | Elect Director Susan F. Clark --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Theodore J. Day --- Withhold | ||||||||
2.6b attendance less than 75% | |||||||||
1.3 | Elect Director Stephen E. Frank --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Maureen T. Mullarkey --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Donald D. Snyder --- For | ||||||||
2.6a | |||||||||
2 | Declassify the Board of Directors | For | For | Mgmt | |||||
2.4b | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/20/09 - A | Nvidia Corporation *NVDA* | 67066G104 | 03/30/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Tench Coxe --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Mark L. Perry --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Mark A. Stevens --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/30/09 - A | Orbital Sciences Corp. *ORB* | 685564106 | 03/03/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert M. Hanisee --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director James G. Roche --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Harrison H. Schmitt --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director James R. Thompson --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Scott L. Webster --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/20/09 - A | Pacific Continental Corp. *PCBK* | 69412V108 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert Ballin --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Hal Brown --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Cathi Hatch --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Michael E. Heijer --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Michael Holcomb --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Michael Holzgang --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Donald Krahmer, Jr. --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Donald Montgomery --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director John Rickman --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director R. Jay Tejera --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
05/12/09 - A | PacWest Bancorp *PACW* | 695263103 | 03/25/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mark N. Baker --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Stephen M. Dunn --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director John M. Eggemeyer --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Barry C. Fitzpatrick --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director George E. Langley --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Susan E. Lester --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Timothy B. Matz --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Arnold W. Messer --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Daniel B. Platt --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director John W. Rose --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Robert A. Stine --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Matthew P. Wagner --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
3 | Adjourn Meeting | For | For | Mgmt | |||||
7.4 | |||||||||
4 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
05/05/09 - A | Pinnacle Entertainment, Inc. *PNK* | 723456109 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Daniel R. Lee --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Stephen C. Comer --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director John V. Giovenco --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Richard J. Goeglein --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Ellis Landau --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Bruce A. Leslie --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director James L. Martineau --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Michael Ornest --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Lynn P. Reitnouer --- For | ||||||||
2.6a | |||||||||
2 | Approve Stock Option Exchange Program | For | Against | Mgmt | |||||
4.1 Per Tim Miller | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/07/09 - A | Piper Jaffray Cos *PJC* | 724078100 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Michael R. Francis --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director B. Kristine Johnson --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Addison L. Piper --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Lisa K. Polsky --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Jean M. Taylor --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | |||||
4.1 Total # of shares available to grant is greater than 10% of the outstanding shares | |||||||||
04/29/09 - A | PLATINUM UNDERWRITERS HOLDINGS LTD *PTP* | G7127P100 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect H. Furlong Baldwin as Director --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Dan R. Carmichael as Director --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect A. John Hass as Director --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Edmund R. Megna as Director --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Michael D. Price as Director --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Peter T. Pruitt as Director --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect James P. Slattery as Director --- For | ||||||||
Item 2.6a | |||||||||
2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/29/09 - A | PMC-Sierra, Inc. *PMCS* | 69344F106 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert L. Bailey --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Richard E. Belluzzo --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director James V. Diller, Sr. --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Michael R. Farese --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Jonathan J. Judge --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director William H. Kurtz --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Gregory S. Lang --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Frank J. Marshall --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
05/14/09 - A | Pulte Homes Inc. *PHM* | 745867101 | 03/17/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Debra J. Kelly-Ennis --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Bernard W. Reznicek --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Richard G. Wolford --- For | ||||||||
2.6a | |||||||||
2 | Amend Stock Ownership Limitations | For | For | Mgmt | |||||
3.23c per Tim Miller | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||
7.6a | |||||||||
6 | Declassify the Board of Directors | Against | For | ShrHoldr | |||||
2.4b | |||||||||
7 | Require Independent Board Chairman | Against | Against | ShrHoldr | |||||
2.12 | |||||||||
8 | Performance-Based Equity Awards | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
10 | Report on Pay Disparity | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/06/09 - A | Regal Entertainment Group *RGC* | 758766109 | 03/11/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Charles E. Brymer --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Michael L. Campbell --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Alex Yemenidjian --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/21/09 - A | RenaissanceRe Holdings Ltd. *RNR* | G7496G103 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Thomas A. Cooper as Director --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Neill A. Currie as Director --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect W. James MacGinnitie as Director --- For | ||||||||
Item 2.6a | |||||||||
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/23/09 - A | Sensient Technologies Corp. *SXT* | 81725T100 | 02/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Hank Brown --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Fergus M. Clydesdale --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director James A. D. Croft --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director William V. Hickey --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Kenneth P. Manning --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Peter M. Salmon --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Elaine R. Wedral --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Essie Whitelaw --- For | ||||||||
2.6a | |||||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
06/23/09 - A | Sierra Bancorp *BSRR* | 82620P102 | 03/30/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Albert L. Berra --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Vincent L. Jurkovich --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Robert H. Tienken --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Gordon T. Woods --- For | ||||||||
2.6a | |||||||||
2 | Authorize New Class of Preferred Stock | For | Against | Mgmt | |||||
3.7 Blank Check | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/26/09 - A | Silgan Holdings Inc. *SLGN* | 827048109 | 04/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Anthony J. Allott --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Jeffrey C. Crowe --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Edward A. Lapekas --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
04/22/09 - A | Solutia Inc. *SOA* | 834376501 | 02/24/09 | ||||||
1 | Elect Director Robert K. deVeer, Jr. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Gregory C. Smith | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/07/09 - A | Southwest Gas Corporation *SWX* | 844895102 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director George C. Biehl --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Robert L. Boughner --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Thomas E. Chestnut --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Stephen C. Comer --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Richard M. Gardner --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director LeRoy C. Hanneman, Jr. --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director James J. Kropid --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Michael O. Maffie --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Anne L. Mariucci --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Michael J. Melarkey --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Jeffrey W. Shaw --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Thomas A. Thomas --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Terrence L. Wright --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
06/03/09 - A | Stifel Financial Corp. *SF* | 860630102 | 04/08/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Charles A. Dill --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Richard F. Ford --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Richard J. Himelfarb --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director James M. Zemlyak --- For | ||||||||
Item 2.6a | |||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | |||||
Item 3.6 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/13/09 - A | Surewest Communications *SURW* | 868733106 | 03/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Kirk C. Doyle --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Steven C. Oldham --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director John R. Roberts III --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Timothy D. Taron --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Guy R. Gibson --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Roger J. Valine --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Robert D. Kittredge --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/14/09 - A | Sybase, Inc. *SY* | 871130100 | 02/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John S. Chen --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Richard C. Alberding --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Michael A. Daniels --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Alan B. Salisbury --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Jack E. Sum --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
05/01/09 - A | Tellabs, Inc. *TLAB* | 879664100 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Bo Hedfors --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Michael E. Lavin --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Jan H. Suwinski --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/19/09 - A | Texas Capital Bancshares Inc *TCBI* | 88224Q107 | 03/31/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Directors George F. Jones, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Directors Peter B. Bartholow --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Directors Joseph M. (Jody) Grant --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Directors Frederick B. Hegi, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Directors Larry L. Helm --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Directors James R. Holland, Jr. --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Directors W. W. McAllister III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Directors Lee Roy Mitchell --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Directors Steven P. Rosenberg --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Directors Robert W. Stallings --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Directors Ian J. Turpin --- For | ||||||||
2.6a | |||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt | |||||
4.1 per Matt Norris | |||||||||
05/01/09 - A | The Brinks Company *BCO* | 109696104 | 03/12/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Roger G. Ackerman --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Betty C. Alewine --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Michael J. Herling --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Thomas C. Schievelbein --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Robert J. Strang --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/29/09 - A | The GEO Group, Inc. *GEO* | 36159R103 | 03/03/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Wayne H. Calabrese --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Norman A. Carlson --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Anne N. Foreman --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Richard H. Glanton --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director John M. Palms --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director John M. Perzel --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director George C. Zoley --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
04/29/09 - A | The Ryland Group, Inc. *RYL* | 783764103 | 02/17/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director R. Chad Dreier --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Leslie M. Fr con --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Roland A. Hernandez --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director William L. Jews --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Ned Mansour --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Robert E. Mellor --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Norman J. Metcalfe --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Charlotte St. Martin --- For | ||||||||
2.6a | |||||||||
2 | Approve Stock Ownership Limitations | For | For | Mgmt | |||||
3.23c per Tim Miller | |||||||||
3 | Approve Shareholder Rights Plan (Poison Pill) | For | For | Mgmt | |||||
3.12b per Tim Miller | |||||||||
4 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
6 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | For | ShrHoldr | |||||
4.2 | |||||||||
7 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/13/09 - A | The Warnaco Group, Inc. *WRC* | 934390402 | 03/19/09 | ||||||
1 | Elect Director David A. Bell | For | For | Mgmt | |||||
2 | Elect Director Robert A. Bowman | For | For | Mgmt | |||||
3 | Elect Director Richard Karl Goeltz | For | For | Mgmt | |||||
4 | Elect Director Joseph R. Gromek | For | For | Mgmt | |||||
5 | Elect Director Sheila A. Hopkins | For | For | Mgmt | |||||
6 | Elect Director Charles R. Perrin | For | For | Mgmt | |||||
7 | Elect Director Nancy A. Reardon | For | For | Mgmt | |||||
8 | Elect Director Donald L. Seeley | For | For | Mgmt | |||||
9 | Elect Director Cheryl Nido Turpin | For | For | Mgmt | |||||
10 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
11 | Ratify Auditors | For | For | Mgmt | |||||
04/08/09 - A | TIBCO Software, Inc. *TIBX* | 88632Q103 | 02/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Vivek Y. Ranadive --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Eric C.W. Dunn --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Narendra K. Gupta --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Peter J. Job --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Philip K. Wood --- For | ||||||||
Item 2.6a | |||||||||
2. | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
06/04/09 - A | TW Telecom, Inc. *TWTC* | 87311L104 | 04/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Gregory J. Attorri --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Spencer B. Hays --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Larissa L. Herda --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Kevin W. Mooney --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Kirby G. Pickle --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Roscoe C. Young, II --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
4 | Adopt Shareholder Rights Plan (Poison Pill) | For | Against | Mgmt | |||||
3.12a | |||||||||
5 | Advisory Vote to Ratify Director's and Officer's Compensation | Against | Against | ShrHoldr | |||||
1.3a | |||||||||
05/13/09 - A | UIL Holdings Corporation *UIL* | 902748102 | 03/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Thelma R. Albright --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Marc C. Breslawsky --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Arnold L. Chase --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Betsy Henley-Cohn --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director John L. Lahey --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director F. Patrick McFadden, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Daniel J. Miglio --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director William F. Murdy --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Donald R. Shassian --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director James A. Thomas --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Director James P. Torgerson --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/18/09 - A | United Bankshares, Inc. *UBSI* | 909907107 | 03/30/09 | ||||||
1 | Elect Directors | For | Split | Mgmt | |||||
1.1 | Elect Director Richard M. Adams --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Robert G. Astorg --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director W. Gaston Caperton, III --- Withhold | ||||||||
2.6b <75% attendance | |||||||||
1.4 | Elect Director Lawrence K. Doll --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Theodore J. Georgelas --- Withhold | ||||||||
2.6b <75% attendence | |||||||||
1.6 | Elect Director F. T. Graff, Jr. --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director John M. McMahon --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director J. Paul McNamara --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director G. Ogden Nutting --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director William C. Pitt, III --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Donald L. Unger --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Mary K. Weddle --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Gary G. White --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director P. Clinton Winter, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Other Business | For | Against | Mgmt | |||||
7.7a | |||||||||
04/16/09 - A | Unitil Corp. *UTL* | 913259107 | 02/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Robert G. Schoenberger --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Charles H. Tenney, III --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Sarah P. Voll --- For | ||||||||
Item 2.6a | |||||||||
04/14/09 - A | Verigy Limited *VRGY* | Y93691106 | 04/14/09 | ||||||
1 | Reelect Edward Grady as Director | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Reelect Ernest Godshalk as Director | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Reelect Bobby Cheng as Director | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Reelect Keith Barnes as Director | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3.1a | |||||||||
6 | Approve Cash Compensation to Non-Employee Directors; Pro Rated Cash Compensation to New Non-Employee Directors; and Additional Cash Compensation to the Lead Independent Director and Chairperson of the Audit Committee for Services Rendered | For | For | Mgmt | |||||
2.8a | |||||||||
7 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | |||||
3.9b | |||||||||
8 | Authorize Share Repurchase Program | For | For | Mgmt | |||||
3.21a | |||||||||
05/12/09 - A | Werner Enterprises, Inc. *WERN* | 950755108 | 03/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Clarence L. Werner --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Patrick J. Jung --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Duane K. Sather --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/28/09 - A | Wintrust Financial Corp. *WTFC* | 97650W108 | 04/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Peter D. Crist --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Bruce K. Crowther --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Joseph F. Damico --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Bert A. Getz, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director H. Patrick Hackett, Jr. --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Scott K. Heitmann --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Charles H. James III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Albin F. Moschner --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Thomas J. Neis --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Christopher J. Perry --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Hollis W. Rademacher --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Ingrid S. Stafford --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Edward J. Wehmer --- For | ||||||||
2.6a | |||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
IVY VALUE FUND
Proxy Voting Record
Vote Summary Report | |||||||||
Jul 01, 2008 - Jun 30, 2009 | |||||||||
66 Ivy Value | |||||||||
Mtg | Company/ | Mgmt | Vote | Record | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | |||
05/19/09 - A | Altria Group, Inc. *MO* | 02209S103 | 03/30/09 | ||||||
1 | Elect Director Elizabeth E. Bailey | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Gerald L. Baliles | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Dinyar S. Devitre | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Thomas F. Farrell | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Robert E. R. Huntley | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Thomas W. Jones | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director George Mu oz | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Nabil Y. Sakkab | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Michael E. Szymanczyk | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Reduce Tobacco Harm to Health | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
12 | Report on Marketing Practices on the Poor | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
13 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
14 | Adopt Human Rights Protocols for Company and Suppliers | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
16 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
02/19/09 - A | AmerisourceBergen Corp *ABC* | 03073E105 | 12/22/08 | ||||||
1 | Elect Director Richard C. Gozon | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Michael J. Long | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director J. Lawrence Wilson | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
5 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | |||||
3.12b per Matt Norris | |||||||||
05/29/09 - A | Annaly Capital Management Inc. *NLY* | 035710409 | 03/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director W. Denahan-Norris --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Michael Haylon --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Donnell A. Segalas --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
12/05/08 - S | Bank of America Corp. *BAC* | 060505104 | 10/10/08 | ||||||
1 | Issue Shares in Connection with Acquisition | For | Against | Mgmt | |||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | |||||
3 | Increase Authorized Common Stock | For | Against | Mgmt | |||||
4 | Adjourn Meeting | For | Against | Mgmt | |||||
04/29/09 - A | Bank of America Corp. *BAC* | 060505104 | 03/04/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director William Barnet, III --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Frank P. Bramble, Sr. --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Virgis W. Colbert --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director John T. Collins --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Gary L. Countryman --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Tommy R. Franks --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Charles K. Gifford --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Kenneth D. Lewis --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Monica C. Lozano --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Walter E. Massey --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Thomas J. May --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Patricia E. Mitchell --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Joseph W. Prueher --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director Charles O. Rossotti --- For | ||||||||
2.6a | |||||||||
1.15 | Elect Director Thomas M. Ryan --- For | ||||||||
2.6a | |||||||||
1.16 | Elect Director O. Temple Sloan, Jr. --- For | ||||||||
2.6a | |||||||||
1.17 | Elect Director Robert L. Tillman --- For | ||||||||
2.6a | |||||||||
1.18 | Elect Director Jackie M. Ward --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt | |||||
5.1b Per Matt Norris | |||||||||
4 | Report on Government Service of Employees | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b Per Matt Norris | |||||||||
6 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
8 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
9 | Report on Predatory Lending Policies | Against | Against | ShrHoldr | |||||
5.4 Per Matt Norris | |||||||||
10 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
11 | TARP Related Compensation | Against | Against | ShrHoldr | |||||
5.1c Per Matt Norris | |||||||||
04/23/09 - A | Capital One Financial Corp. *COF* | 14040H105 | 02/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Richard D. Fairbank --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director E.R. Campbell --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Bradford H. Warner --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Stanley Westreich --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Advisory Vote on Executive Compensation | For | For | Mgmt | |||||
4.1 due to SEC regs for TARP participants | |||||||||
05/27/09 - A | Chevron Corporation *CVX* | 166764100 | 04/01/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director S. H. Armacost --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director L. F. Deily --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director R. E. Denham --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director R. J. Eaton --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director E. Hernandez --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director F. G. Jenifer --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director S. Nunn --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director D. J. O'Reilly --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director D. B. Rice --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director K. W. Sharer --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director C. R. Shoemate --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director R. D. Sugar --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director C. Ware --- For | ||||||||
2.6a | |||||||||
1.14 | Elect Director J. S. Watson --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
8 | Adopt Guidelines for Country Selection | Against | Against | ShrHoldr | |||||
5.4 per Barry Ogden | |||||||||
9 | Adopt Human Rights Policy | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
10 | Report on Market Specific Environmental Laws | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
05/14/09 - A | Copano Energy LLC *CPNO* | 217202100 | 03/16/09 | ||||||
1.1 | Elect Director James G. Crump | For | For | Mgmt | |||||
2.6a | |||||||||
1.2 | Elect Director Ernie L. Danner | For | For | Mgmt | |||||
2.6a | |||||||||
1.3 | Elect Director John R. Eckel, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
1.4 | Elect Director Scott A. Griffiths | For | For | Mgmt | |||||
2.6a | |||||||||
1.5 | Elect Director Michael L. Johnson | For | For | Mgmt | |||||
2.6a | |||||||||
1.6 | Elect Director T. William Porter | For | For | Mgmt | |||||
2.6a | |||||||||
1.7 | Elect Director William L. Thacker | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/21/09 - A | Coventry Health Care Inc. *CVH* | 222862104 | 03/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Daniel N. Mendelson --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Rodman W. Moorhead --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Timothy T. Weglicki --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
05/06/09 - A | CVS Caremark Corp *CVS* | 126650100 | 03/12/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Edwin M. Banks --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director C. David Brown II --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David W. Dorman --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Kristen E. Gibney Williams --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Marian L. Heard --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director William H. Joyce --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Jean-Pierre Million --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Terrence Murray --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director C.A. Lance Piccolo --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Sheli Z. Rosenberg --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Thomas M. Ryan --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Richard J. Swift --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
4 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
06/22/09 - A | Delta Air Lines, Inc. *DAL* | 247361702 | 04/24/09 | ||||||
1 | Elect Director Richard H. Anderson | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Roy J. Bostock | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director John S. Brinzo | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Daniel A. Carp | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director John M. Engler | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Mickey P. Foret | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director David R. Goode | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Paula Rosput Reynolds | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director Kenneth C. Rogers | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director Rodney E. Slater | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Elect Director Douglas M. Steenland | For | For | Mgmt | |||||
Item 2.6a | |||||||||
12 | Elect Director Kenneth B. Woodrow | For | For | Mgmt | |||||
Item 2.6a | |||||||||
13 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
14 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
Item 2.5 | |||||||||
06/03/09 - A | Devon Energy Corp. *DVN* | 25179M103 | 04/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
2 | Elect Director Robert A. Mosbacher, Jr. | For | For | Mgmt | |||||
3 | Ratify Auditors | For | For | Mgmt | |||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
5 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | |||||
05/07/09 - A | Duke Energy Corp. *DUK* | 26441C105 | 03/12/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director William Barnet, III --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director G. Alex Bernhardt, Sr. --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Michael G. Browning --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Daniel R. DiMicco --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Ann Maynard Gray --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director James H. Hance, Jr --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director James T. Rhodes --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director James E. Rogers --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Philip R. Sharp --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Dudley S. Taft --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
12/16/08 - A | Energy Transfer Partners L P *ETP* | 29273R109 | 11/21/08 | ||||||
1 | APPROVAL OF THE TERMS OF THE ENERGY TRANSFER PARTNERS, L.P. 2008 LONG-TERM INCENTIVE PLAN | For | For | Mgmt | |||||
4.1 Per Matt Norris | |||||||||
05/13/09 - A | Everest Re Group LTD *RE* | G3223R108 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
05/27/09 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director M.J. Boskin --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director L.R. Faulkner --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director K.C. Frazier --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director .W. George --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director R.C. King --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director M.C. Nelson --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director S.J. Palmisano --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director S.S Reinemund --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director R.W. Tillerson --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director E.E. Whitacre, Jr. --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Against | Against | ShrHoldr | |||||
3.16a | |||||||||
6 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
8 | Compare CEO Compensation to Average U.S. per Capita Income | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
11 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | ShrHoldr | |||||
6.2 Per Erik Becker | |||||||||
12 | Report on Climate Change Impacts on Emerging Countries | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
13 | Adopt Policy to Increase Renewable Energy | Against | Against | ShrHoldr | |||||
6.2 Per Erik Becker | |||||||||
09/22/08 - A | General Mills, Inc. *GIS* | 370334104 | 07/24/08 | ||||||
1 | Elect Director Bradbury H. Anderson | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Paul Danos | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director William T. Esrey | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Raymond V. Gilmartin | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director Judith Richards Hope | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Heidi G. Miller | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director Hilda Ochoa-Brillembourg | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Steve Odland | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director Kendall J. Powell | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director Lois E. Quam | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Elect Director Michael D. Rose | For | For | Mgmt | |||||
Item 2.6a | |||||||||
12 | Elect Director Robert L. Ryan | For | For | Mgmt | |||||
Item 2.6a | |||||||||
13 | Elect Director Dorothy A. Terrell | For | For | Mgmt | |||||
Item 2.6a | |||||||||
14 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
03/18/09 - A | Hewlett-Packard Company *HPQ* | 428236103 | 01/20/09 | ||||||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Sari M. Baldauf | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director Rajiv L. Gupta | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director John H. Hammergren | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director Mark V. Hurd | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Joel Z. Hyatt | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director John R. Joyce | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Robert L. Ryan | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director Lucille S. Salhany | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director G. Kennedy Thompson | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/28/09 - A | Home Depot, Inc. *HD* | 437076102 | 03/30/09 | ||||||
1 | Elect Director F. Duane Ackerman | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director David H. Batchelder | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Francis S. Blake | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Ari Bousbib | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Gregory D. Brenneman | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Albert P. Carey | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Armando Codina | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Bonnie G. Hill | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Karen L. Katen | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Approve Right to Call Special Meetings | For | Against | Mgmt | |||||
3.2a | |||||||||
12 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
13 | Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
14 | Prepare Employment Diversity Report | Against | Against | ShrHoldr | |||||
6.1 | |||||||||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
16 | Assess Energy Use and Establish Reduction Targets | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
05/08/09 - A | Illinois Tool Works Inc. *ITW* | 452308109 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director William F. Aldinger --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Marvin D. Brailsford --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Susan Crown --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Don H. Davis, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Robert C. McCormack --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Robert S. Morrison --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director James A. Skinner --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Harold B. Smith --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David B. Speer --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Pamela B. Strobel --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Submit SERP to Shareholder Vote | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
04/28/09 - A | International Business Machines Corp. *IBM* | 459200101 | 02/27/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director A. J. P. Belda --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director C. Black --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director W. R. Brody --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director K. I. Chenault --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director M. L. Eskew --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director S. A. Jackson --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director T. Nishimuro --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director J. W. Owens --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director S. J. Palmisano --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director J. E. Spero --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director S. Taurel --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director L. H. Zambrano --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
5 | Review Executive Compensation | Against | For | ShrHoldr | |||||
99 per Matt Norris | |||||||||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
02/13/09 - A | Jack In the Box Inc. *JACK* | 466367109 | 12/19/08 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Michael E. Alpert --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director David L. Goebel --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Anne B. Gust --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Murray H. Hutchison --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Linda A. Lang --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Michael W. Murphy --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director David M. Tehle --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Winifred M. Webb --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/23/09 - A | Johnson & Johnson *JNJ* | 478160104 | 02/24/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Mary Sue Coleman --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director James G. Cullen --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Michael M.E. Johns --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Arnold G. Langbo --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Susan L. Lindquist --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Leo F. Mullin --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Wiliam D. Perez --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Charles Prince --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David Satcher --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director William C. Weldon --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/19/09 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Crandall C. Bowles --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Stephen B. Burke --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David M. Cote --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director James S. Crown --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director James Dimon --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Ellen V. Futter --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director William H. Gray, III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Laban P. Jackson, Jr. --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director David C. Novak --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Lee R. Raymond --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director William C. Weldon --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Disclose Prior Government Service | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
5 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
7 | Report on Predatory Lending Policies | Against | Against | ShrHoldr | |||||
5.4 | |||||||||
8 | Amend Key Executive Performance Plan | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
9 | Stock Retention/Holding Period | Against | Against | ShrHoldr | |||||
4.4 | |||||||||
10 | Prepare Carbon Principles Report | Against | Against | ShrHoldr | |||||
6.2 | |||||||||
05/20/09 - A | Kraft Foods Inc *KFT* | 50075N104 | 03/12/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Ajay Banga --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Myra M. Hart --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Lois D. Juliber --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Mark D. Ketchum --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Richard A. Lerner --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director John C. Pope --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Fredric G. Reynolds --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Irene B. Rosenfeld --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Deborah C. Wright --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Frank G. Zarb --- For | ||||||||
2.6a | |||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
04/23/09 - A | Lockheed Martin Corp. *LMT* | 539830109 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Nolan D. Archibald --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David B. Burritt --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director James O. Ellis, Jr. --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Gwendolyn S. King --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director James M. Loy --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Douglas H. McCorkindale --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Joseph W. Ralston --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Frank Savage --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director James Schneider --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Anne Stevens --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Robert J. Stevens --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director James R. Ukropina --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | |||||
3.4b | |||||||||
4 | Report on Space-based Weapons Program | Against | Against | ShrHoldr | |||||
6.3 | |||||||||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | ShrHoldr | |||||
99 per Matt Norris | |||||||||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/15/09 - A | Macy's Inc *M* | 55616P104 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Stephen F. Bollenbach --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Deirdre P. Connelly --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Meyer Feldberg --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Sara Levinson --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Terry J. Lundgren --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Joseph Neubauer --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Joseph A. Pichler --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Joyce M. Roch --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Karl M. von der Heyden --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Craig E. Weatherup --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Marna C. Whittington --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | Against | Mgmt | |||||
4.1 # of shares available for grant is greater than 10% of outstanding shares | |||||||||
4 | Reduce Supermajority Vote Requirement | Against | For | ShrHoldr | |||||
3.4b | |||||||||
5 | Stock Retention/Holding Period | Against | Against | ShrHoldr | |||||
2.11 | |||||||||
04/29/09 - A | Marathon Oil Corp. *MRO* | 565849106 | 03/02/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Charles F. Bolden, Jr. --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Gregory H. Boyce --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Clarence P. Cazalot, Jr. --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director David A. Daberko --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director William L. Davis --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Shirley Ann Jackson --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Philip Lader --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Charles R. Lee --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Michael E. J. Phelps --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Dennis H. Reilley --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Seth E. Schofield --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director John W. Snow --- For | ||||||||
2.6a | |||||||||
1.13 | Elect Director Thomas J. Usher --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Bylaws-- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
06/02/09 - A | MarkWest Energy Partners L.P. *MWE* | 570759100 | 04/07/09 | ||||||
1.1 | Elect Director Frank M. Semple | For | For | Mgmt | |||||
2.6a | |||||||||
1.2 | Elect Director John M. Fox | For | For | Mgmt | |||||
2.6a | |||||||||
1.3 | Elect Director Keith E. Bailey | For | For | Mgmt | |||||
2.6a | |||||||||
1.4 | Elect Director Michael L. Beatty | For | For | Mgmt | |||||
2.6a | |||||||||
1.5 | Elect Director Charles K. Dempster | For | For | Mgmt | |||||
2.6a | |||||||||
1.6 | Elect Director Donald C. Heppermann | For | For | Mgmt | |||||
2.6a | |||||||||
1.7 | Elect Director William A. Kellstrom | For | For | Mgmt | |||||
2.6a | |||||||||
1.8 | Elect Director Anne E. Fox Mounsey | For | For | Mgmt | |||||
2.6a | |||||||||
1.9 | Elect Director William P. Nicoletti | For | For | Mgmt | |||||
2.6a | |||||||||
1.10 | Elect Director Donald D. Wolf | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
07/23/08 - A | McKesson Corporation *MCK* | 58155Q103 | 05/30/08 | ||||||
1 | Elect Director Andy D. Bryant | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Wayne A. Budd | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Elect Director John H. Hammergren | For | For | Mgmt | |||||
Item 2.6a | |||||||||
4 | Elect Director Alton F. Irby III | For | For | Mgmt | |||||
Item 2.6a | |||||||||
5 | Elect Director M. Christine Jacobs | For | For | Mgmt | |||||
Item 2.6a | |||||||||
6 | Elect Director Marie L. Knowles | For | For | Mgmt | |||||
Item 2.6a | |||||||||
7 | Elect Director David M. Lawrence | For | For | Mgmt | |||||
Item 2.6a | |||||||||
8 | Elect Director Edward A. Mueller | For | For | Mgmt | |||||
Item 2.6a | |||||||||
9 | Elect Director James V. Napier | For | For | Mgmt | |||||
Item 2.6a | |||||||||
10 | Elect Director Jane E. Shaw | For | For | Mgmt | |||||
Item 2.6a | |||||||||
11 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/13/09 - A | Molson Coors Brewing Co *TAP* | 60871R209 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director John E. Cleghorn --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Charles M. Herington --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director David P. O'Brien --- For | ||||||||
Item 2.6a | |||||||||
04/23/09 - A | Nokia Corp. | 654902204 | 02/17/09 | ||||||
Meeting for ADR Holders | |||||||||
1 | Open Meeting | None | None | Mgmt | |||||
2 | Calling the Meeting to Order | None | None | Mgmt | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | None | None | Mgmt | |||||
4 | Acknowledge Proper Convening of Meeting | None | None | Mgmt | |||||
5 | Prepare and Approve List of Shareholders | None | None | Mgmt | |||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | None | None | Mgmt | |||||
7 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | |||||
3.24 | |||||||||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | For | For | Mgmt | |||||
3.18 | |||||||||
9 | Approve Discharge of Board and President | For | For | Mgmt | |||||
3.25 | |||||||||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Mgmt | |||||
2.8a | |||||||||
11 | Fix Number of Directors at 11 | For | For | Mgmt | |||||
2.1b | |||||||||
12 | Elect Directors | For | For | Mgmt | |||||
12.1 | Reelect Georg Ehrnrooth as Director --- For | ||||||||
2.6a | |||||||||
12.2 | Reelect Lalita D. Gupte as Director --- For | ||||||||
2.6a | |||||||||
12.3 | Reelect Bengt Holmstrom as Director --- For | ||||||||
2.6a | |||||||||
12.4 | Reelect Henning Kagermann as Director --- For | ||||||||
2.6a | |||||||||
12.5 | Reelect Olli-Pekka Kallasvuo as Director --- For | ||||||||
2.6a | |||||||||
12.6 | Reelect Per Karlsson as Director --- For | ||||||||
2.6a | |||||||||
12.7 | Reelect Jorma Ollila as Director --- For | ||||||||
2.6a | |||||||||
12.8 | Reelect Marjorie Scardino as Director --- For | ||||||||
2.6a | |||||||||
12.9 | Reelect Risto Siilasmaa as Director --- For | ||||||||
2.6a | |||||||||
12.10 | Reelect Keijo Suila as Directors as Director --- For | ||||||||
2.6a | |||||||||
12.11 | Elect Isabel Marey-Semper as New Director --- For | ||||||||
2.6a | |||||||||
13 | Approve Remuneration of Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | For | For | Mgmt | |||||
3.21a | |||||||||
16 | Close Meeting | None | None | Mgmt | |||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | None | Against | Mgmt | |||||
7.7a | |||||||||
05/01/09 - A | Occidental Petroleum Corp. *OXY* | 674599105 | 03/11/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Spencer Abraham --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Ronald W. Burkle --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director John S. Chalsty --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Edward P. Djerejian --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director John E. Feick --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Ray R. Irani --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Irvin W. Maloney --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Avedick B. Poladian --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Rodolfo Segovia --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Aziz D. Syriani --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Rosemary Tomich --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director Walter L. Weisman --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Provide Right to Call Special Meeting | For | For | Mgmt | |||||
3.2b | |||||||||
4 | Report on Host Country Social and Environmental Laws | Against | Against | ShrHoldr | |||||
1.3a | |||||||||
04/22/09 - A | Office Depot, Inc. *ODP* | 676220106 | 03/03/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Lee A. Ault III --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Neil R. Austrian --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director David W. Bernauer --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Marsha J. Evans --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director David I. Fuente --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Brenda J. Gaines --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Myra M. Hart --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director W. Scott Hedrick --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Kathleen Mason --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Michael J. Myers --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director Steve Odland --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Bylaws -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
4 | Reimburse Proxy Contest Expenses | Against | Against | ShrHoldr | |||||
99 | |||||||||
5 | Require Independent Board Chairman | Against | For | ShrHoldr | |||||
2.12 | |||||||||
05/15/09 - A | Pactiv Corp. *PTV* | 695257105 | 03/16/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Larry D. Brady --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director K. Dane Brooksher --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Robert J. Darnall --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Mary R. (Nina) Henderson --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director N. Thomas Linebarger --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Roger B. Porter --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Richard L. Wambold --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Norman H. Wesley --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/05/09 - A | Philip Morris International Inc. *PM* | 718172109 | 03/10/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Harold Brown --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Mathis Cabiallavetta --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Louis C. Camilleri --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director J. Dudley Fishburn --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Graham Mackay --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Sergio Marchionne --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Lucio A. Noto --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Carlos Slim Hel --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Stephen M. Wolf --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
05/28/09 - A | Raytheon Co. *RTN* | 755111507 | 04/03/09 | ||||||
1 | Elect Director Vernon E. Clark | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director John M. Deutch | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Frederic M. Poses | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Michael C. Ruettgers | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Ronald L. Skates | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director William R. Spivey | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Linda G. Stuntz | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director William H. Swanson | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
12 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
13 | Adopt Principles for Health Care Reform | Against | Against | ShrHoldr | |||||
99 | |||||||||
14 | Submit SERP to Shareholder Vote | Against | Against | ShrHoldr | |||||
5.1c | |||||||||
05/21/09 - A | RenaissanceRe Holdings Ltd. *RNR* | G7496G103 | 03/20/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Thomas A. Cooper as Director --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Neill A. Currie as Director --- For | ||||||||
Item 2.6a | �� | ||||||||
1.3 | Elect W. James MacGinnitie as Director --- For | ||||||||
Item 2.6a | |||||||||
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/22/09 - A | Solutia Inc. *SOA* | 834376501 | 02/24/09 | ||||||
1 | Elect Director Robert K. deVeer, Jr. | For | For | Mgmt | |||||
Item 2.6a | |||||||||
2 | Elect Director Gregory C. Smith | For | For | Mgmt | |||||
Item 2.6a | |||||||||
3 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
04/28/09 - A | SunTrust Banks, Inc. *STI* | 867914103 | 02/18/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Alston D. Correll --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Patricia C. Frist --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Blake P. Garrett, Jr. --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director David H. Hughes --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director M. Douglas Ivester --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director G. Gilmer Minor, III --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director James M. Wells III --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Karen Hastie Williams --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
4 | Advisory Vote on Executive Compensation | For | For | Mgmt | |||||
4.1 TARP Regs | |||||||||
05/05/09 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
06/11/09 - A | UAL Corporation *UAUA* | 902549807 | 04/13/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Richard J. Almeida --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Mary K. Bush --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director W. James Farrell --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Walter Isaacson --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Robert D. Krebs --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Robert S. Miller --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director James J. O?Connor --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Glenn F. Tilton --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director David J. Vitale --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director John H. Walker --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
05/14/09 - A | Union Pacific Corp. *UNP* | 907818108 | 03/06/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Andrew H. Card, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Erroll B. Davis, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Thomas J. Donohue --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director Archie W. Dunham --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Judith Richards Hope --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Charles C. Krulak --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director Michael R. McCarthy --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Michael W. McConnell --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Thomas F. McLarty III --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Steven R. Rogel --- For | ||||||||
Item 2.6a | |||||||||
1.11 | Elect Director Jose H. Villarreal --- For | ||||||||
Item 2.6a | |||||||||
1.12 | Elect Director James R. Young --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
3 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
Item 7.2b | |||||||||
06/02/09 - A | UnitedHealth Group Incorporated *UNH* | 91324P102 | 04/03/09 | ||||||
1 | Elect Director William C. Ballard, Jr. | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Richard T. Burke | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Robert J. Darretta | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Stephen J. Hemsley | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Michele J. Hooper | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Elect Director Douglas W. Leatherdale | For | For | Mgmt | |||||
2.6a | |||||||||
7 | Elect Director Glenn M. Renwick | For | For | Mgmt | |||||
2.6a | |||||||||
8 | Elect Director Kenneth I. Shine, M.D. | For | For | Mgmt | |||||
2.6a | |||||||||
9 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Mgmt | |||||
2.6a | |||||||||
10 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/07/09 - A | Verizon Communications *VZ* | 92343V104 | 03/09/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Richard L. Carrion --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director M. Frances Keeth --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Robert W. Lane --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director Sandra O. Moose --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director Joseph Neubauer --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Donald T. Nicolaisen --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director Thomas H. O'Brien --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Clarence Otis, Jr. --- For | ||||||||
2.6a | |||||||||
1.9 | Elect Director Hugh B. Price --- For | ||||||||
2.6a | |||||||||
1.10 | Elect Director Ivan G. Seidenberg --- For | ||||||||
2.6a | |||||||||
1.11 | Elect Director John W. Snow --- For | ||||||||
2.6a | |||||||||
1.12 | Elect Director John R. Stafford --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Prohibit Executive Stock-Based Awards | Against | Against | ShrHoldr | |||||
4.1 | |||||||||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | |||||
3.2b | |||||||||
8 | Require Independent Board Chairman | Against | Against | ShrHoldr | |||||
2.12 | |||||||||
9 | Provide for Cumulative Voting | Against | Against | ShrHoldr | |||||
2.5 | |||||||||
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | ShrHoldr | |||||
99 | |||||||||
05/08/09 - A | Waste Management, Inc. *WMI* | 94106L109 | 03/11/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Pastora San Juan Cafferty --- For | ||||||||
2.6a | |||||||||
1.2 | Elect Director Frank M. Clark, Jr. --- For | ||||||||
2.6a | |||||||||
1.3 | Elect Director Patrick W. Gross --- For | ||||||||
2.6a | |||||||||
1.4 | Elect Director John C. Pope --- For | ||||||||
2.6a | |||||||||
1.5 | Elect Director W. Robert Reum --- For | ||||||||
2.6a | |||||||||
1.6 | Elect Director Steven G. Rothmeier --- For | ||||||||
2.6a | |||||||||
1.7 | Elect Director David P. Steiner --- For | ||||||||
2.6a | |||||||||
1.8 | Elect Director Thomas H. Weidemeyer --- For | ||||||||
2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.1 | |||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
5 | Report on Political Contributions | Against | Against | ShrHoldr | |||||
7.2b | |||||||||
6 | Reduce Supermajority Vote Requirement | Against | For | ShrHoldr | |||||
3.4b | |||||||||
05/20/09 - A | Wellpoint, Inc. *WLP* | 94973V107 | 03/18/09 | ||||||
1 | Elect Director Lenox D. Baker, Jr., M.D. | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Susan B. Bayh | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director Larry C. Glasscock | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Julie A. Hill | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Elect Director Ramiro G. Peru | For | For | Mgmt | |||||
2.6a | |||||||||
6 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
7 | Approve Omnibus Stock Plan | For | For | Mgmt | |||||
1.3a | |||||||||
8 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | |||||
4.3b | |||||||||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b | |||||||||
05/21/09 - A | Xerox Corporation *XRX* | 984121103 | 03/23/09 | ||||||
1 | Elect Directors | For | For | Mgmt | |||||
1.1 | Elect Director Glenn A. Britt --- For | ||||||||
Item 2.6a | |||||||||
1.2 | Elect Director Ursula M. Burns --- For | ||||||||
Item 2.6a | |||||||||
1.3 | Elect Director Richard J. Harrington --- For | ||||||||
Item 2.6a | |||||||||
1.4 | Elect Director William Curt Hunter --- For | ||||||||
Item 2.6a | |||||||||
1.5 | Elect Director Robert A. McDonald --- For | ||||||||
Item 2.6a | |||||||||
1.6 | Elect Director Anne M. Mulcahy --- For | ||||||||
Item 2.6a | |||||||||
1.7 | Elect Director N. J. Nicholas, Jr. --- For | ||||||||
Item 2.6a | |||||||||
1.8 | Elect Director Charles Prince --- For | ||||||||
Item 2.6a | |||||||||
1.9 | Elect Director Ann N. Reese --- For | ||||||||
Item 2.6a | |||||||||
1.10 | Elect Director Mary Agnes Wilderotter --- For | ||||||||
Item 2.6a | |||||||||
2 | Ratify Auditors | For | For | Mgmt | |||||
Item 3.1a | |||||||||
06/02/09 - A | Zions Bancorporation *ZION* | 989701107 | 03/31/09 | ||||||
1 | Elect Director R. D. Cash | For | For | Mgmt | |||||
2.6a | |||||||||
2 | Elect Director Patricia Frobes | For | For | Mgmt | |||||
2.6a | |||||||||
3 | Elect Director J. David Heaney | For | For | Mgmt | |||||
2.6a | |||||||||
4 | Elect Director Harris H. Simmons | For | For | Mgmt | |||||
2.6a | |||||||||
5 | Amend Omnibus Stock Plan | For | For | Mgmt | |||||
4.1 | |||||||||
6 | Declassify the Board of Directors | For | For | Mgmt | |||||
2.4b | |||||||||
7 | Ratify Auditors | For | For | Mgmt | |||||
3.1a | |||||||||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt | |||||
4.1 Per Kim Scott | |||||||||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | |||||
5.1b Per Kim Scott | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IVY FUNDS | |
(Registrant) | |
By: | /s/Kristen A. Richards |
Kristen A. Richards, Vice President and Assistant Secretary | |
Date: August 26, 2009 | |
By: | /s/Henry J. Herrmann |
Henry J. Herrmann, President and Principal Executive Officer | |
Date: August 26, 2009 | |