UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
Washington DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number 811-01028 |
IVY FUNDS |
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(Exact Name as Specified in Charter) |
6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
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(Address of Principal Executive Office) (Zip Code) |
Kristen A. Richards, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
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(Name and Address of Agent for Service) |
Registrant's Telephone Number, including Area Code (913) 236-2000 |
Date of fiscal year end: March 31 |
Date of reporting period: July 1, 2006 to June 30, 2007 |
Vote Summary Report | ||||||||||
Jul 01, 2006 - Sep 30, 2006 | ||||||||||
17 Ivy Balanced | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
09/20/06 - S | Allergan, Inc. *AGN* | 018490102 | 08/14/06 | 13,500 | ||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
07/21/06 - S | AT&T Inc *T* | 00206R102 | 06/01/06 | 38,100 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
09/20/06 - A | Biomet, Inc. *BMET* | 090613100 | 07/13/06 | 27,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
07/18/06 - A | Legg Mason, Inc. *LM* | 524901105 | 05/19/06 | 8,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
08/24/06 - A | Medtronic, Inc. *MDT* | 585055106 | 06/26/06 | 21,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
Vote Summary Report | ||||||||||
Oct 01, 2006 - Dec 31, 2006 | ||||||||||
17 Ivy Balanced | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
11/16/06 - A | Campbell Soup Co. *CPB* | 134429109 | 09/19/06 | 22,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Sustainability Report | Against | Against | ShrHoldr | ||||||
11/15/06 - A | Cisco Systems, Inc. *CSCO* | 17275R102 | 09/18/06 | 59,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
4 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
5 | Report on Internet Fragmentation | Against | Against | ShrHoldr | ||||||
11/02/06 - A | Lam Research Corp. *LRCX* | 512807108 | 09/15/06 | 22,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Approve/Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
11/08/06 - A | Meredith Corp. *MDP* | 589433101 | 09/08/06 | 20,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
11/14/06 - A | Microsoft Corp. *MSFT* | 594918104 | 09/08/06 | 39,758 | ||||||
1 | Elect Director William H. Gates, III | For | For | Mgmt | ||||||
2 | Elect Director Steven A. Ballmer | For | For | Mgmt | ||||||
3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Mgmt | ||||||
4 | Elect Director Dina Dublon | For | For | Mgmt | ||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Mgmt | ||||||
6 | Elect Director David F. Marquardt | For | For | Mgmt | ||||||
7 | Elect Director Charles H. Noski | For | For | Mgmt | ||||||
8 | Elect Director Helmut Panke | For | For | Mgmt | ||||||
9 | Elect Director Jon A. Shirley | For | For | Mgmt | ||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||
11 | Cease Product Sales that Can Be Used to Violate Human Rights | Against | Against | ShrHoldr | ||||||
12 | Amend EEO Statement to Not Reference Sexual Orientation | Against | Against | ShrHoldr | ||||||
13 | Establish Shareholder Advisory Committee | Against | Against | ShrHoldr | ||||||
10/05/06 - A | Paychex, Inc. *PAYX* | 704326107 | 08/07/06 | 26,400 | ||||||
1 | Election of Director: B. Thomas Golisano | For | For | Mgmt | ||||||
2 | Election of Director: David J.S. Flaschen | For | For | Mgmt | ||||||
3 | Election of Director: Phillip Horsley | For | For | Mgmt | ||||||
4 | Election of Director: Grant M. Inman | For | For | Mgmt | ||||||
5 | Election of Director: Pamela A. Joseph | For | For | Mgmt | ||||||
6 | Election of Director: Jonathan J. Judge | For | For | Mgmt | ||||||
7 | Election of Director: Jospeh M. Tucci | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Jan 01, 2007 - Mar 31, 2007 | ||||||||||
17 Ivy Balanced | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
01/25/07 - A | * Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/06 | 14,900 | ||||||
1 | Elect Directors | For | Split | Mgmt | ||||||
1.1 | Elect Director William L. Davis III --- For | |||||||||
1.2 | Elect Director W. Douglas Ford --- For | |||||||||
1.3 | Elect Director Evert Henkes --- For | |||||||||
1.4 | Elect Director Margaret G. Mcglynn --- Withhold | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
02/06/07 - A | * Emerson Electric Co. *EMR* | 291011104 | 11/28/06 | 11,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
03/06/07 - A | Novartis AG | 66987V109 | 01/19/07 | 16,100 | ||||||
Meeting for ADR Holders | ||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006. | For | Mgmt | |||||||
2 | APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS | For | Mgmt | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | For | Mgmt | |||||||
4 | ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM | For | Mgmt | |||||||
5 | ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM | For | Mgmt | |||||||
6 | ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 | For | Mgmt | |||||||
7 | Ratify Auditors | For | Mgmt | |||||||
8 | VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE PROPOS | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
03/13/07 - A | QUALCOMM Inc. *QCOM* | 747525103 | 01/12/07 | 28,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
17 Ivy Balanced | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
05/07/07 - A | AFLAC Incorporated *AFL* | 001055102 | 02/28/07 | 23,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Daniel P. Amos --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director John Shelby Amos, II --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Paul S. Amos, II --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Yoshiro Aoki --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Michael H. Armacost --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Kriss Cloninger, III --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Joe Frank Harris --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Elizabeth J. Hudson --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Kenneth S. Janke, Sr. --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Douglas W. Johnson --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Robert B. Johnson --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Charles B. Knapp --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director E. Stephen Purdom, M.D. --- For | |||||||||
Item 2.6a | ||||||||||
1.14 | Elect Director Barbara K. Rimer, Ph.D. --- For | |||||||||
Item 2.6a | ||||||||||
1.15 | Elect Director Marvin R. Schuster --- For | |||||||||
Item 2.6a | ||||||||||
1.16 | Elect Director David Gary Thompson --- For | |||||||||
Item 2.6a | ||||||||||
1.17 | Elect Director Robert L. Wright --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/01/07 - A | Allergan, Inc. *AGN* | 018490102 | 03/14/07 | 11,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Michael R. Gallagher --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Gavin S. Herbert --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Stephen J. Ryan --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/26/07 - A | Altria Group, Inc. *MO* | 02209S103 | 03/05/07 | 9,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Elizabeth E. Bailey --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Harold Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Mathis Cabiallavetta --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Louis C. Camilleri --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director J. Dudley Fishburn --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Robert E. R. Huntley --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Thomas W. Jones --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director George Munoz --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Lucio A. Noto --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director John S. Reed --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Stephen M. Wolf --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Disclose Information on Secondhand Smoke | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
5 | Cease Add Campaigns Oriented to Prevent Youth Smoking | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
6 | Cease Production, Promotion, and Marketing of Tobacco Products | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
04/23/07 - A | American Express Co. *AXP* | 025816109 | 02/28/07 | 17,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Daniel F. Akerson --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Charlene Barshefsky --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Ursula M. Burns --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Kenneth I. Chenault --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Peter Chernin --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Vernon E. Jordan, Jr. --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Jan Leschly --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Richard C. Levin --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Richard A. McGinn --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Edward D. Miller --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Frank P. Popoff --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Steven S. Reinemund --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Robert D. Walter --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director Ronald A. Williams --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
05/09/07 - A | Amgen, Inc. *AMGN* | 031162100 | 03/12/07 | 13,500 | ||||||
1 | Elect Director Frank J. Biondi, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Jerry D. Choate | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Frank C. Herringer | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Gilbert S. Omenn | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
7 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
8 | Develop an Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
9 | Prepare a Sustainability Report | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
04/25/07 - A | Anheuser-Busch Companies, Inc. *BUD* | 035229103 | 02/28/07 | 15,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director August A. Busch III --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director August A. Busch IV --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Carlos Fernandez G. --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James R. Jones --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Andrew C. Taylor --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Douglas A. Warner III --- For | |||||||||
2.6a | ||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
4.3 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
05/10/07 - A | Apple, Inc. *AAPL* | 037833100 | 03/20/07 | 17,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director William V. Campbell --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Millard S. Drexler --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Albert A. Gore, Jr. --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Steven P. Jobs --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Arthur D. Levinson, Ph.D. --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Eric E. Schmidt, Ph.D. --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Jerome B. York --- For | |||||||||
2.6a | ||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
4 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||
2.8a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Compensation Specific--Option Dating Policy | Against | Against | ShrHoldr | ||||||
99 Per Mike Avery and Gus Zinn | ||||||||||
7 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
8 | Report on Feasibility of Adopting a Toxic Chemical Elimination Policy | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
9 | Stock Retention/Holding Period | Against | Against | ShrHoldr | ||||||
4.4 | ||||||||||
10 | Report on Computer Recycling Policy | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
04/27/07 - A | AT&T Inc *T* | 00206R102 | 02/28/07 | 38,100 | ||||||
1 | Elect Director William F. Aldinger III | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Gilbert F. Amelio | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Reuben V. Anderson | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director James H. Blanchard | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director August A. Busch III | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director James P. Kelly | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Charles F. Knight | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Jon C. Madonna | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Lynn M. Martin | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director John B. McCoy | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Mary S. Metz | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Toni Rembe | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Joyce M. Roche | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Randall L. Stephenson | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Laura D' Andrea Tyson | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Elect Director Patricia P. Upton | For | For | Mgmt | ||||||
2.6a | ||||||||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
19 | Compensation Specific-Severance Payments to Executives | For | For | Mgmt | ||||||
4.2 | ||||||||||
20 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
21 | Amend Articles/Bylaws/Charter - Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
22 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
24 | Establish SERP Policy | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
04/25/07 - A | Bank of America Corp. *BAC* | 060505104 | 03/02/07 | 16,600 | ||||||
1 | Elect Director William Barnet, III | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director John T. Collins | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Gary L. Countryman | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Tommy R. Franks | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Charles K. Gifford | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director W. Steven Jones | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Kenneth D. Lewis | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Monica C. Lozano | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Walter E. Massey | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Thomas J. May | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Patricia E. Mitchell | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Thomas M. Ryan | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Meredith R. Spangler | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Elect Director Robert L. Tillman | For | For | Mgmt | ||||||
2.6a | ||||||||||
17 | Elect Director Jackie M. Ward | For | For | Mgmt | ||||||
2.6a | ||||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
20 | Change Size of Board of Directors | Against | Against | ShrHoldr | ||||||
2.1a | ||||||||||
21 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 See Policy | ||||||||||
05/05/07 - A | Berkshire Hathaway Inc. *BRK.A* | 084670207 | 03/06/07 | 300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Warren E. Buffett --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Charles T. Munger --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Howard G. Buffett --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Susan L. Decker --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director William H. Gates III --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director David S. Gottesman --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Charlotte Guyman --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Donald R. Keough --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Thomas S. Murphy --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Ronald L. Olson --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Walter Scott, Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Prohibit Investments in Foreign Corporations Operating in Markets Embargoed by the United States Government | Against | Against | ShrHoldr | ||||||
6.3 | ||||||||||
06/27/07 - A | Best Buy Co., Inc. *BBY* | 086516101 | 04/30/07 | 14,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ronald James --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Elliot S. Kaplan --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Matthew H. Paul --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James E. Press --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Richard M. Schulze --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Mary A. Tolan --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Hatim A. Tyabji --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Rogelio M. Rebolledo --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
04/12/07 - A | BP plc | 055622104 | 02/09/07 | 19,000 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | For | Mgmt | ||||||
2.8 | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect Director Dr D C Allen --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director Lord Browne --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director Mr A Burgmans --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director Sir William Castell --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director Mr I C Conn --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director Mr E B Davis, Jr --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director Mr D J Flint --- For | |||||||||
2.6a | ||||||||||
3.8 | Elect Director Dr B E Grote --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director Dr A B Hayward --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director Mr A G Inglis --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director Dr D S Julius --- For | |||||||||
2.6a | ||||||||||
3.12 | Elect Director Sir Tom Mckillop --- For | |||||||||
2.6a | ||||||||||
3.13 | Elect Director Mr J A Manzoni --- For | |||||||||
2.6a | ||||||||||
3.14 | Elect Director Dr W E Massey --- For | |||||||||
2.6a | ||||||||||
3.15 | Elect Director Sir Ian Prosser --- For | |||||||||
2.6a | ||||||||||
3.16 | Elect Director Mr P D Sutherland --- For | |||||||||
2.6a | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | For | For | Mgmt | ||||||
7.2a | ||||||||||
6 | TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS | For | For | Mgmt | ||||||
99 | ||||||||||
7 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | ||||||
3.21a | ||||||||||
8 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | Against | Mgmt | ||||||
3.9a | ||||||||||
9 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||
3.9b | ||||||||||
04/25/07 - A | Chevron Corporation *CVX* | 166764100 | 03/12/07 | 13,500 | ||||||
1 | Elect Director Samuel H. Armacost | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Linnet F. Deily | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Robert E. Denham | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Robert J. Eaton | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Sam Ginn | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Franklyn G. Jenifer | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Sam Nunn | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director David J. O'Reilly | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Donald B. Rice | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Peter J. Robertson | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Kevin W. Sharer | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Charles R. Shoemate | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Ronald D. Sugar | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Carl Ware | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
16 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||
3.4b | ||||||||||
17 | Adopt Human Rights Policy | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
18 | Adopt Greenhouse Gas Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
19 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
20 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
21 | Approve/Amend Terms of Existing Poison Pill | Against | Against | ShrHoldr | ||||||
3.12a | ||||||||||
22 | Report on Market Specific Environmental Laws | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
04/04/07 - S | * Chicago Mercantile Exchange Holdings, Inc. *CME* | 167760107 | 02/09/07 | 1,500 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
3.5 per MLA | ||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||
7.4 | ||||||||||
04/25/07 - A | Chicago Mercantile Exchange Holdings, Inc. *CME* | 167760107 | 03/01/07 | 1,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Craig S. Donohue --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Terrence A. Duffy --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Daniel R. Glickman --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director William P. Miller, II --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director James E. Oliff --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director John F. Sandner --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Terry L. Savage --- For | |||||||||
2.6a | ||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/03/07 - A | Colgate-Palmolive Co. | 194162103 | 03/07/07 | 26,300 | ||||||
1 | Elect Director John T. Cahill | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Jill K. Conway | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Ellen M. Hancock | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director David W. Johnson | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Richard J. Kogan | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Delano E. Lewis | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Reuben Mark | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director J. Pedro Reinhard | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
11 | Pay for Superior Performance | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
05/22/07 - A | Community Health Systems, Inc. *CYH* | 203668108 | 03/30/07 | 31,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director W. Larry Cash --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Harvey Klein, M.D. --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director H. Mitchell Watson, Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Pay for Superior Performance | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
05/15/07 - A | Dentsply International, Inc. *XRAY* | 249030107 | 03/27/07 | 35,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Paula H. Cholmondeley --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Michael J. Coleman --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director John C. Miles II --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director W. Keith Smith --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
04/25/07 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | 03/02/07 | 23,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Richard H. Brown --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Robert A. Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Bertrand P. Collomb --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Curtis J. Crawford --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director John T. Dillon --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Eleuthere I. du Pont --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Charles O. Holliday, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Lois D. Juliber --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Masahisa Naitoh --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Sean O'Keefe --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William K. Reilly --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Report on Genetically Modified Organisms | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
5 | Evaluate Community Impact of Plant Closures or Layoffs | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
6 | Report on PFOA Compounds in DuPont Products | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
7 | Report on Lobbying Expenditures related to Environmental Pollution | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
8 | Prepare a Global Warming Report | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
9 | Report on Security of Chemical Facilities | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/08/07 - A | Exelon Corp. *EXC* | 30161N101 | 03/19/07 | 19,700 | ||||||
1 | Elect Director Nicholas DeBenedictis | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Sue L. Gin | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director William C. Richardson, Ph.D. | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Thomas J. Ridge | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Don Thompson | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Stephen D. Steinour | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
9 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | ||||||
4.2 | ||||||||||
05/02/07 - A | Expeditors International of Washington, Inc. *EXPD* | 302130109 | 03/09/07 | 16,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Peter J. Rose --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director James L.K. Wang --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director R. Jordan Gates --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James J. Casey --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Dan P. Kourkoumelis --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Michael J. Malone --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director John W. Meisenbach --- For | |||||||||
2.6a | ||||||||||
2 | Approve Stock Option Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
4.3 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Amend EEO Policy to Reference Discrimination based on Sexual Orientation | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
05/30/07 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/05/07 | 32,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Michael J. Boskin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director William W. George --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director James R. Houghton --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director William R. Howell --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Reatha Clark King --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Philip E. Lippincott --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Marilyn Carlson Nelson --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Samuel J. Palmisano --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven S Reinemund --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Walter V. Shipley --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director J. Stephen Simon --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Rex W. Tillerson --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 not in compliance | ||||||||||
6 | Initiate Payment of Cash Dividend | Against | Against | ShrHoldr | ||||||
3.18 NOT against policy | ||||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
8 | Company-Specific- Amend Article IX of the Corporation's by-laws | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
9 | Review Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
10 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
11 | Claw-back of Payments under Restatements | Against | For | ShrHoldr | ||||||
4.5 | ||||||||||
12 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
14 | Report on Environmental Accountability | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
15 | Report on Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
16 | Report on Carbon Dioxide Emissions Information at Gas Stations | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
17 | Adopt Policy to Increase Renewable Energy Portfolio | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/02/07 - A | Fluor Corp. *FLR* | 343412102 | 03/07/07 | 16,100 | ||||||
1 | Elect Director James T. Hackett | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director Kent Kresa | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director Lord Robin W. Renwick | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Peter S. Watson | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/02/07 - A | General Dynamics Corp. *GD* | 369550108 | 03/09/07 | 30,200 | ||||||
1 | Elect Director Nicholas D. Chabraja | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director James S. Crown | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director William P. Fricks | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Charles H. Goodman | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Jay L. Johnson | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director George A. Joulwan | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Paul G. Kaminski | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director John M. Keane | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Deborah J. Lucas | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Lester L. Lyles | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Carl E. Mundy, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Robert Walmsley | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
14 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
15 | Performance-Based and/or Equity Based Awards | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
04/25/07 - A | General Electric Co. *GE* | 369604103 | 02/26/07 | 63,680 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director James I. Cash, Jr. --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director William M. Castell --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Ann M. Fudge --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Claudio X. Gonzalez --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Susan Hockfield --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Jerry R. Immelt --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Andrea Jung --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Alan G. Lafley --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Robert W. Lane --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Ralph S. Larsen --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Rochelle B. Lazarus --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Sam Nunn --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Roger S. Penske --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director Robert J. Swieringa --- For | |||||||||
2.6a | ||||||||||
1.15 | Elect Director Douglas A. Warner III --- For | |||||||||
2.6a | ||||||||||
1.16 | Elect Director Robert C. Wright --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Adopt Majority Vote Standard in Director Elections | For | For | Mgmt | ||||||
2.5 NOT Against Policy | ||||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
5 | Company-Specific-Approve Material Terms of Senior Officer Performance Goals | For | For | Mgmt | ||||||
4.1 | ||||||||||
6 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
7 | Company-Specific -- Adopt Policy on Overboarded Directors | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
8 | Company-Specific -- One Director from the Ranks of Retirees | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
9 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
10 | Limit Dividend and Dividend Equivalent Payments to Executives | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
11 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
12 | Report on Global Warming | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
13 | Adopt Ethical Criteria for Military Contracts | Against | Against | ShrHoldr | ||||||
6.3 | ||||||||||
14 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
05/09/07 - A | Gilead Sciences, Inc. *GILD* | 375558103 | 03/22/07 | 15,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Paul Berg --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director John F. Cogan --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Etienne F. Davignon --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James M. Denny --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Carla A. Hills --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director John W. Madigan --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director John C. Martin --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Gordon E. Moore --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Nicholas Moore --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Gayle E. Wilson --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
04/26/07 - A | Johnson & Johnson *JNJ* | 478160104 | 02/27/07 | 26,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Mary Sue Coleman --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director James G. Cullen --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Michael M.E. Johns --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Arnold G. Langbo --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Susan L. Lindquist --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Leo F. Mullin --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Christine A. Poon --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Charles Prince --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven S Reinemund --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director David Satcher --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William C. Weldon --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a | ||||||||||
4 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
05/15/07 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/16/07 | 26,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Crandall C. Bowles --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Stephen B. Burke --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director James S. Crown --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James Dimon --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Ellen V. Futter --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director William H. Gray, III --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Laban P. Jackson, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Robert I. Lipp --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director David C. Novak --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Lee R. Raymond --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William C. Weldon --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
7 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6 | ||||||||||
9 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
10 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
06/07/07 - A | LAS VEGAS SANDS CORP *LVS* | 517834107 | 04/20/07 | 11,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Sheldon G. Adelson --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Irwin Chafetz --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director James L. Purcell --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/17/07 - A | Northern Trust Corp. *NTRS* | 665859104 | 02/26/07 | 22,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Linda Walker Bynoe --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Nicholas D. Chabraja --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Susan Crown --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Dipak C. Jain --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Arthur L. Kelly --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Robert C. Mccormack --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Edward J. Mooney --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director William A. Osborn --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director John W. Rowe --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Harold B. Smith --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William D. Smithburg --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Enrique J. Sosa --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Charles A. Tribbett III --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director Frederick H. Waddell --- For | |||||||||
2.6a | ||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||
4.1 Total # of shares available for grant is greater than 10% of outstanding shares. | ||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/02/07 - A | PepsiCo, Inc. *PEP* | 713448108 | 03/09/07 | 24,000 | ||||||
1 | Elect Director Dina Dublon | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Victor J. Dzau, M.D. | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Ray L. Hunt | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Alberto Ibarguen | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Arthur C. Martinez | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Indra K. Nooyi | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Sharon Percy Rockefeller | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director James J. Schiro | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Daniel Vasella | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Michael D. White | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
13 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
04/26/07 - A | Pfizer Inc. *PFE* | 717081103 | 03/01/07 | 47,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Dennis A. Ausiello --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Michael S. Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director M. Anthony Burns --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Robert N. Burt --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director W. Don Cornwell --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director William H. Gray, III --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Constance J. Horner --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director William R. Howell --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Jeffrey B. Kindler --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director George A. Lorch --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Dana G. Mead --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director William C. Steere, Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Report on Animal Testing Policies | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
5 | Amend Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
05/14/07 - A | Pitney Bowes Inc. *PBI* | 724479100 | 03/09/07 | 21,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Linda G. Alvarado --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ernie Green --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director John S. McFarlane --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Eduardo R. Menasce --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Require Majority Vote to Elect Directors in an Uncontested Election | For | For | Mgmt | ||||||
7.6a | ||||||||||
04/11/07 - A | Schlumberger Ltd. *SLB* | 806857108 | 02/21/07 | 23,700 | ||||||
Meeting for ADR Holders | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director P. Camus --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director J.S. Gorelick --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director A. Gould --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director T. Isaac --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director N. Kudryavtsev --- For | �� | ||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director A. Lajous --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director M.E. Marks --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director D. Primat --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director L.R. Reif --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director T.I. Sandvold --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director N. Seydoux --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director L.G. Stuntz --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director R. Talwar --- For | |||||||||
Item 2.6a | ||||||||||
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
3 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/16/07 - A | Southwest Airlines Co. *LUV* | 844741108 | 03/21/07 | 55,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Colleen C. Barrett --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director David W. Biegler --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Louis E. Caldera --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director C. Webb Crockett --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director William H. Cunningham, Ph.D. --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Travis C. Johnson --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Herbert D. Kelleher --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Gary C. Kelly --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Nancy B. Loeffler --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director John T. Montford --- For | |||||||||
2.6a | ||||||||||
2 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||
3.4b | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Company Specific-Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||
3.4b | ||||||||||
05/24/07 - A | Target Corporation *TGT* | 87612E106 | 03/26/07 | 15,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Calvin Darden --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Anne M. Mulcahy --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Stephen W. Sanger --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Gregg W. Steinhafel --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Company Specific- Require Majority Vote for the Election of Directors | For | For | Mgmt | ||||||
7.6a | ||||||||||
5 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
04/19/07 - A | Texas Instruments Inc. *TXN* | 882508104 | 02/20/07 | 36,500 | ||||||
1 | Elect Director James R. Adams | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director David L. Boren | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director Daniel A. Carp | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Carrie S. Cox | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Elect Director Thomas J. Engibous | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | Elect Director David R. Goode | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | Elect Director Pamela H. Patsley | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | Elect Director Wayne R. Sanders | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
9 | Elect Director Ruth J. Simmons | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
10 | Elect Director Richard K. Templeton | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
11 | Elect Director Christine Todd Whitman | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
12 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/30/07 - A | The Boeing Co. *BA* | 097023105 | 03/01/07 | 16,600 | ||||||
1 | Elect Director John H. Biggs | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director John E. Bryson | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Linda Z. Cook | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director William M. Daley | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Kenneth M. Duberstein | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director John F. McDonnell | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director W. James McNerney, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Richard D. Nanula | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Rozanne L. Ridgway | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Mike S. Zafirovski | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Report on Foreign Arms Sales | Against | Against | ShrHoldr | ||||||
6.3 | ||||||||||
14 | Adopt Human Rights Policy | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
15 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
16 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
17 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
18 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | ||||||
3.12b | ||||||||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
20 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
21 | Claw-back of Payments under Restatements | Against | For | ShrHoldr | ||||||
4.5 | ||||||||||
05/18/07 - A | Time Warner Inc *TWX* | 887317105 | 03/30/07 | 47,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director James L. Barksdale --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Jeffrey L. Bewkes --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Stephen F. Bollenbach --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Frank J. Caufield --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Robert C. Clark --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Mathias Dopfner --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Jessica P. Einhorn --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Reuben Mark --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Michael A. Miles --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Kenneth J. Novack --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Richard D. Parsons --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Francis T. Vincent, Jr. --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Deborah C. Wright --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||
3.4b | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers'Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
6 | Company Specific- Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||
3.4b | ||||||||||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
8 | Company-Specific- Stockholder Ratification of Director Compensation, When a Stockholder Rights Plan Has Been Adopted | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
04/18/07 - A | UBS AG | H89231338 | 03/16/07 | 26,000 | ||||||
Meeting for ADR Holders | ||||||||||
1 | ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR FINANCIAL YEAR 2006 | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
4 | RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | RE-ELECTION OF BOARD MEMBER: HELMUT PANKE | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | RE-ELECTION OF BOARD MEMBER: PETER SPUHLER | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | ELECTION OF THE GROUP AND STATUTORY AUDITORS | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
9 | CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||
Item 3.22a | ||||||||||
10 | CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK PROGRAM FOR 2007-2010 | For | For | Mgmt | ||||||
Item 1.3a | ||||||||||
11 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | For | Against | Mgmt | ||||||
Item 7.7a | ||||||||||
06/01/07 - A | Wal-Mart Stores, Inc. *WMT* | 931142103 | 04/05/07 | 21,900 | ||||||
1 | Elect Director Aida M. Alvarez | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director James W. Breyer | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director M. Michele Burns | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director James I. Cash, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Roger C. Corbett | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Douglas N. Daft | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director David D. Glass | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Roland A. Hernandez | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Allen I. Questrom | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Jack C. Shewmaker | For | Against | Mgmt | ||||||
2.6b | ||||||||||
12 | Elect Director Jim C. Walton | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director S. Robson Walton | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Christopher J. Williams | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Linda S. Wolf | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
17 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
18 | Report on Healthcare Policies | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
19 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
20 | Report on Equity Compensation by Race and Gender | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
21 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
22 | Prepare Business Social Responsibility Report | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
24 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
25 | Report on Social and Reputation Impact of Failure to Comply with ILO Conventions | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
26 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
27 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
04/24/07 - A | Wells Fargo & Company *WFC* | 949746101 | 03/06/07 | 29,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director John S. Chen --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Lloyd H. Dean --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Susan E. Engel --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Enrique Hernandez, Jr. --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Robert L. Joss --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Richard M. Kovacevich --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Richard D. McCormick --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Cynthia H. Milligan --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Nicholas G. Moore --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Philip J. Quigley --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Donald B. Rice --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Judith M. Runstad --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Stephen W. Sanger --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director Susan G. Swenson --- For | |||||||||
2.6a | ||||||||||
1.15 | Elect Director John G. Stumpf --- For | |||||||||
2.6a | ||||||||||
1.16 | Elect Director Michael W. Wright --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 not in compliance | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
5 | Establish SERP Policy | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
6 | Report on Racial and Ethnic Disparities in Loan Pricing | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
7 | Report on Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/07/07 - A | Zimmer Holdings Inc *ZMH* | 98956P102 | 03/08/07 | 10,900 | ||||||
1 | Elect Director Larry C. Glasscock | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director John L. McGoldrick | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
4 | Declassify the Board of Directors | For | For | Mgmt | ||||||
Item 2.4b | ||||||||||
5 | Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||
Item 3.4 | ||||||||||
IVY CUNDILL GLOBAL VALUE FUND - PROXY VOTING SUMMARY (JULY 2006 - JUNE 2007) | |||||||||
Issuer | Ticker | CUSIP | Meeting Date | Issue Voted On | Proposed by? | Did the fund vote? | How did the fund vote? | For / Against Management | Comments |
Acom Co. Ltd. | 8572 JP | 6049784 JP | 27-Jun-07 | Approve profit appropriation | Management | Yes | For | For | None |
Election of Directors | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Approve Retirement Allowances for Retiring Officers | Management | Yes | For | For | |||||
Aiful | 8515 JP | 6019419 JP | 27-Jun-07 | Amendment to Articles of Incorporation | Management | Yes | For | For | None |
Election of Directors | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Appoint Supplementary Auditors | Management | Yes | For | For | |||||
Approve Retirement Allowances for Directors / Officers | Management | Yes | For | For | |||||
Amend Compensation received by Corp. Officers | Management | Yes | For | For | |||||
Arab Malaysia Corp BHD | AMC MK | 6884048 MY | 29-Sep-06 | Approve Audited Accounts | Management | Yes | For | For | AGM |
Election of Directors | Management | Yes | For | For | |||||
Election of Auditor | Management | Yes | For | For | |||||
Approve Director Remuneration | Management | Yes | For | For | |||||
Authorize issuance of extra shares | Management | Yes | For | For | |||||
Authorize buy-back of shares | Management | Yes | For | For | |||||
Asatsu | 9747 JP | 6056052 JP | 28-Mar-07 | Election of Directors | Management | Yes | For | For | None |
Election of Auditors | Management | Yes | For | For | |||||
Approve Retirement Allowances for Directors | Management | Yes | For | For | |||||
Approve Retirement Allowances for Auditors | Management | Yes | For | For | |||||
Approve Cut-off paments for retirement benefits | Management | Yes | For | For | |||||
Coca Cola West | 2579 JP | 6163286 JP | 23-Mar-07 | Approve profit appropriation and Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Election of Corporate auditors. | Management | Yes | For | For | |||||
Fairfax Financial Holdings | FFH/SV CN | 2566351 CA | 18-Apr-07 | Election of Directors | Management | Yes | For | For | AGM |
Election of Auditor | Management | Yes | For | For | |||||
Amend Articles of Association | Management | Yes | For | For | |||||
First Pacific Co Ltd. | 142 HK | 6339872 HK | 28-Feb-07 | Approve acquisition of PTIC | Management | Yes | For | For | SGM |
First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. | 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK | 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK | 1-Jun-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 | Approve 2006 Financials | Management | Yes | For | For | None |
Approve Dividend | Management | Yes | For | For | |||||
Re-appoint Auditors | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve Director Remuneration | Management | Yes | For | For | |||||
Approve Re-appointment of Directors | Management | Yes | For | For | |||||
Authorize additional share issue | Management | Yes | For | For | |||||
Authorize share repurchase | Management | Yes | For | For | |||||
Approve Share capital allotment | Management | Yes | For | For | |||||
Approve stock option plan of MPIC | Management | Yes | For | For | |||||
First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. First Pacific Co Ltd. | 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK 142 HK | 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK 6339872 HK | 20-Jun-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 28-Feb-07 | Approve technical services agreement | Management | Yes | For | For | SGM |
Approve 3yr renewal of sale and supply agreement | Management | Yes | For | For | |||||
Approve 3yr renewal of sale and supply agreement (2) | Management | Yes | For | For | |||||
Approve annual cap agreement | Management | Yes | For | For | |||||
Approve 3yr renewal of sale and supply agreement (3) | Management | Yes | For | For | |||||
Approve 3yr renewal of sale and supply agreement (4) | Management | Yes | For | For | |||||
Approve annual cap agreement (2) | Management | Yes | For | For | |||||
Approve technical services agreement (2) | Management | Yes | For | For | |||||
Approve supply and Services agreement | Management | Yes | For | For | |||||
Kirin | 2503 JP | 6493745 JP | 28-Mar-07 | Payment of Dividend | Management | Yes | For | For | None |
Approve Corporate Split Agreements | Management | Yes | For | For | |||||
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Appoint Corporate Auditors | Management | Yes | For | For | |||||
Approve Retirement allowances for Corp. Officers | Management | Yes | For | For | |||||
Bonus payment to Corporate Officers | Management | Yes | For | For | |||||
Korea Electric Power Corp | 015760 KS | 6495730 KR | 9-Aug-06 | Election of Corporate Officers | Management | Yes | For | For | EGM |
Korea Electric Power Corp | 015760 KS 015760 KS | 6495730 KR 6495730 KR | 26-Mar-07 9-Aug-06 | Approve 2006 Financials | Management | Yes | For | For | None |
Elect President | Management | Yes | For | For | |||||
KTG | 033780 KS | 6175076 KR | 14-Mar-07 | Approve 2006 Financials | Management | Yes | For | For | None |
Elect CEO | Management | Yes | For | For | |||||
Appoint 3 Outside Directors | Management | Yes | For | For | |||||
Appoint 1 Audit Committee Director | Management | Yes | For | For | |||||
Approve Director Remuneration | Management | Yes | For | For | |||||
Amend Director Retirement Benefit Plan | Management | Yes | For | For | |||||
Amend Executive Retirement Benefit Plan | Management | Yes | For | For | |||||
Mabuchi Motor | 6592 JP | 6551030 JP | 29-Mar-07 | Payment of Dividend | Management | Yes | For | For | None |
Amend Articles of Association | Management | Yes | For | For | |||||
Appoint Directors | Management | Yes | Abstain | Against | |||||
Approve Retirement Allowances for Directors | Management | Yes | Against | Against | |||||
Approve Director / Corp. Officer Bonuses | Management | Yes | Against | Against | |||||
Approve Corp. Officer Compensation | Management | Yes | For | For | |||||
Millea Holdings, Inc. | 8766 JP | 6513126 JP | 25-Jun-07 | Payment of Dividend | Management | Yes | For | For | None |
Election of Directors | Management | Yes | For | For | |||||
Election of Corporate Auditors | Management | Yes | For | For | |||||
Election of Accounting Auditors | Management | Yes | For | For | |||||
Nikko Cordial | 8603 JP | 6640284 JP | 22-Jun-07 | Amendment to Articles of Incorporation | Management | Yes | For | For | Didn't own at time of voting |
Election of Directors | Management | Yes | For | For | |||||
Nippon TV | 9404 JP | 6644080 JP | 28-Jun-07 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Approve Adoption of Anti Takeover Measures | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Election of Corporate Auditors | Management | Yes | For | For | |||||
Appoint a Supplementary Auditor | Management | Yes | For | For | |||||
Approve Retirement Allowances for Directors | Management | Yes | For | For | |||||
Approve Director bonuses | Management | Yes | For | For | |||||
Takefuji Corp | 8564 JP | 6876067 JP | 28-Jun-07 | Payment of Dividend | Management | Yes | For | For | None |
Election of Directors | Management | Yes | For | For | |||||
Election of Corporate Auditors | Management | Yes | For | For | |||||
Appoint a Supplementary Auditor | Management | Yes | For | For | |||||
Appoint Accounting Auditors | Management | Yes | For | For | |||||
Approve Director / Corp. Auditor retirement allowances | Management | Yes | For | For | |||||
Approve retirement benefits to Auditors | Management | Yes | For | For | |||||
Approve Adoption of Anti Takeover Measures | Management | Yes | Against | Against | |||||
TV Asahi Tokyo Broadcasting | 9409 9401 JP | 6287410 JP 6894166 JP | 27-Jun-07 29-Jun-04 | Payment of Dividend | Management | Yes | For | For | None |
Amendment to Articles of Incorporation | Management | Yes | For | For | |||||
Approve Adoption of Anti Takeover Measures | Management | Yes | For | For | |||||
Election of Directors | Management | Yes | For | For | |||||
Approve Final retirement allowance payments | Management | Yes | For | For | |||||
Approve Director / Corp. Auditor Bonuses | Management | Yes | For | For | |||||
Amend Director / Corp. Auditor compensation | Management | Yes | For | For |
Vote Summary Report | ||||||||||
Jul 01, 2006 - Sep 30, 2006 | ||||||||||
16 Ivy Dividend Income | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
07/21/06 - S | BellSouth Corp. *BLS* | 079860102 | 06/01/06 | 22,050 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
07/18/06 - A | Legg Mason, Inc. *LM* | 524901105 | 05/19/06 | 4,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
08/03/06 - S | Loews Corp. | 540424207 | 06/22/06 | 20,550 | ||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
2 | Adjust Par Value of Common Stock | For | For | Mgmt | ||||||
08/24/06 - A | Medtronic, Inc. *MDT* | 585055106 | 06/26/06 | 17,750 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
08/18/06 - A | Microchip Technology, Inc. *MCHP* | 595017104 | 06/22/06 | 15,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
07/12/06 - A | PATTERSON-UTI ENERGY INC. *PTEN* | 703481101 | 06/08/06 | 44,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Oct 01, 2006 - Dec 31, 2006 | ||||||||||
16 Ivy Dividend Income | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
11/16/06 - A | Campbell Soup Co. *CPB* | 134429109 | 09/19/06 | 23,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Sustainability Report | Against | Against | ShrHoldr | ||||||
10/17/06 - A | Diageo Plc (Formerly Guinness Plc) | 25243Q205 | 08/31/06 | 21,500 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | REPORTS AND ACCOUNTS 2006 | For | For | Mgmt | ||||||
2 | DIRECTORS REMUNERATION REPORT 2006 | For | For | Mgmt | ||||||
3 | DECLARATION OF FINAL DIVIDEND | For | For | Mgmt | ||||||
4 | RE-ELECTION OF LORD HOLLICK OF NOTTING HILL (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE AND CHAIRMAN OF BOARD) | For | For | Mgmt | ||||||
5 | RE-ELECTION OF MR HT STITZER (MEMBER OF AUDIT, NOMINATION, AND REMUNERATION COMMITTEE) | For | For | Mgmt | ||||||
6 | RE-ELECTION OF MR PS WALSH (MEMBER OF EXECUTIVE COMMITTEE AND CHAIRMAN OF BOARD) | For | For | Mgmt | ||||||
7 | ELECTION OF MS LM DANON (MEMBER OF AUDIT, NOMINATION, AND REMUNERATION COMMITTEE) | For | For | Mgmt | ||||||
8 | Ratify Auditors | For | For | Mgmt | ||||||
9 | AUTHORITY TO ALLOT RELEVANT SECURITIES | For | Against | Mgmt | ||||||
10 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||
11 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | For | For | Mgmt | ||||||
12 | AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE | For | For | Mgmt | ||||||
13 | ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT SHARING SCHEME | For | For | Mgmt | ||||||
14 | AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION PLAN | For | Against | Mgmt | ||||||
12/19/06 - S | Kinder Morgan, Inc. *KMI* | 49455P101 | 11/08/06 | 15,200 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||
10/10/06 - A | The Procter & Gamble Company *PG* | 742718109 | 08/11/06 | 15,650 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Approve Decrease in Size of Board | For | For | Mgmt | ||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
5 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | ||||||
Vote Summary Report | ||||||||||
Jan 01, 2007 - Mar 31, 2007 | ||||||||||
16 Ivy Dividend Income | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
01/25/07 - A | * Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/06 | 27,350 | ||||||
1 | Elect Directors | For | Split | Mgmt | ||||||
1.1 | Elect Director William L. Davis III --- For | |||||||||
1.2 | Elect Director W. Douglas Ford --- For | |||||||||
1.3 | Elect Director Evert Henkes --- For | |||||||||
1.4 | Elect Director Margaret G. Mcglynn --- Withhold | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
01/30/07 - A | * BJ Services Company *BJS* | 055482103 | 12/08/06 | 33,350 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
02/28/07 - A | * Deere & Co. *DE* | 244199105 | 12/31/06 | 39,250 | ||||||
1 | Elect Director Robert W. Lane | For | For | Mgmt | ||||||
2 | Elect Director Antonio Madero B. | For | For | Mgmt | ||||||
3 | Elect Director Aulana L. Peters | For | For | Mgmt | ||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
02/06/07 - A | * Emerson Electric Co. *EMR* | 291011104 | 11/28/06 | 6,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
01/17/07 - A | * Monsanto Co. *MON* | 61166W101 | 11/20/06 | 11,750 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||
03/06/07 - A | Novartis AG | 66987V109 | 01/19/07 | 9,700 | ||||||
Meeting for ADR Holders | ||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006. | For | Mgmt | |||||||
2 | APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS | For | Mgmt | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | For | Mgmt | |||||||
4 | ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM | For | Mgmt | |||||||
5 | ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM | For | Mgmt | |||||||
6 | ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 | For | Mgmt | |||||||
7 | Ratify Auditors | For | Mgmt | |||||||
8 | VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE PROPOS | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
03/14/07 - S | * Phelps Dodge Corp. | 717265102 | 02/12/07 | 6,500 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
16 Ivy Dividend Income | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
04/27/07 - A | Abbott Laboratories *ABT* | 002824100 | 02/28/07 | 24,850 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director R.S. Austin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director W.M. Daley --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director W.J. Farrell --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director H.L. Fuller --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director R.A. Gonzalez --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director D.A.L. Owen --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director B. Powell Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director W.A. Reynolds --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director R.S. Roberts --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director S.C. Scott III --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director W.D. Smithburg --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director G.F. Tilton --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director M.D. White --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 Not in compliance | ||||||||||
05/17/07 - A | Ace Ltd. *ACE* | G0070K103 | 03/30/07 | 20,350 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | ELECTION OF DIRECTOR: PETER MENIKOFF | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | ELECTION OF DIRECTOR: ROBERT RIPP | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/07/07 - A | AFLAC Incorporated *AFL* | 001055102 | 02/28/07 | 27,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Daniel P. Amos --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director John Shelby Amos, II --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Paul S. Amos, II --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Yoshiro Aoki --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Michael H. Armacost --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Kriss Cloninger, III --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Joe Frank Harris --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Elizabeth J. Hudson --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Kenneth S. Janke, Sr. --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Douglas W. Johnson --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Robert B. Johnson --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Charles B. Knapp --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director E. Stephen Purdom, M.D. --- For | |||||||||
Item 2.6a | ||||||||||
1.14 | Elect Director Barbara K. Rimer, Ph.D. --- For | |||||||||
Item 2.6a | ||||||||||
1.15 | Elect Director Marvin R. Schuster --- For | |||||||||
Item 2.6a | ||||||||||
1.16 | Elect Director David Gary Thompson --- For | |||||||||
Item 2.6a | ||||||||||
1.17 | Elect Director Robert L. Wright --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/26/07 - A | Altria Group, Inc. *MO* | 02209S103 | 03/05/07 | 39,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Elizabeth E. Bailey --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Harold Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Mathis Cabiallavetta --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Louis C. Camilleri --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director J. Dudley Fishburn --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Robert E. R. Huntley --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Thomas W. Jones --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director George Munoz --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Lucio A. Noto --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director John S. Reed --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Stephen M. Wolf --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Disclose Information on Secondhand Smoke | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
5 | Cease Add Campaigns Oriented to Prevent Youth Smoking | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
6 | Cease Production, Promotion, and Marketing of Tobacco Products | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
05/16/07 - A | Anadarko Petroleum Corp. *APC* | 032511107 | 03/21/07 | 40,750 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Larry Barcus --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director James L. Bryan --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director H. Paulett Eberhart --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director James T. Hackett --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/02/07 - A | Apache Corp. *APA* | 037411105 | 03/13/07 | 18,800 | ||||||
1 | Elect Director Eugene C. Fiedorek | For | Against | Mgmt | ||||||
2.6b Attendance less than 75% | ||||||||||
2 | Elect Director Patricia Albjerg Graham | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director F. H. Merelli | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Raymond Plank | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
6 | Company-Specific --Reimbursement of Proxy Expenses | Against | Against | ShrHoldr | ||||||
4.6 | ||||||||||
04/27/07 - A | AT&T Inc *T* | 00206R102 | 02/28/07 | 49,573 | ||||||
1 | Elect Director William F. Aldinger III | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Gilbert F. Amelio | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Reuben V. Anderson | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director James H. Blanchard | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director August A. Busch III | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director James P. Kelly | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Charles F. Knight | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Jon C. Madonna | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Lynn M. Martin | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director John B. McCoy | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Mary S. Metz | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Toni Rembe | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Joyce M. Roche | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Randall L. Stephenson | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Laura D' Andrea Tyson | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Elect Director Patricia P. Upton | For | For | Mgmt | ||||||
2.6a | ||||||||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
19 | Compensation Specific-Severance Payments to Executives | For | For | Mgmt | ||||||
4.2 | ||||||||||
20 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
21 | Amend Articles/Bylaws/Charter - Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
22 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
24 | Establish SERP Policy | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
04/26/07 - A | Baker Hughes Incorporated *BHI* | 057224107 | 03/01/07 | 37,950 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Larry D. Brady --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Clarence P. Cazalot, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Chad C. Deaton --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Edward P. Djerejian --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Anthony G. Fernandes --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Claire W. Gargalli --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Pierre H. Jungels --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director James A. Lash --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director James F. McCall --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director J. Larry Nichols --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director H. John Riley, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Charles L. Watson --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
3 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||
Item 3.4b | ||||||||||
04/25/07 - A | Bank of America Corp. *BAC* | 060505104 | 03/02/07 | 54,350 | ||||||
1 | Elect Director William Barnet, III | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director John T. Collins | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Gary L. Countryman | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Tommy R. Franks | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Charles K. Gifford | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director W. Steven Jones | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Kenneth D. Lewis | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Monica C. Lozano | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Walter E. Massey | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Thomas J. May | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Patricia E. Mitchell | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Thomas M. Ryan | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Meredith R. Spangler | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Elect Director Robert L. Tillman | For | For | Mgmt | ||||||
2.6a | ||||||||||
17 | Elect Director Jackie M. Ward | For | For | Mgmt | ||||||
2.6a | ||||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
20 | Change Size of Board of Directors | Against | Against | ShrHoldr | ||||||
2.1a | ||||||||||
21 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 See Policy | ||||||||||
04/12/07 - A | BP plc | 055622104 | 02/09/07 | 12,550 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | For | Mgmt | ||||||
2.8 | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect Director Dr D C Allen --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director Lord Browne --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director Mr A Burgmans --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director Sir William Castell --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director Mr I C Conn --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director Mr E B Davis, Jr --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director Mr D J Flint --- For | |||||||||
2.6a | ||||||||||
3.8 | Elect Director Dr B E Grote --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director Dr A B Hayward --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director Mr A G Inglis --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director Dr D S Julius --- For | |||||||||
2.6a | ||||||||||
3.12 | Elect Director Sir Tom Mckillop --- For | |||||||||
2.6a | ||||||||||
3.13 | Elect Director Mr J A Manzoni --- For | |||||||||
2.6a | ||||||||||
3.14 | Elect Director Dr W E Massey --- For | |||||||||
2.6a | ||||||||||
3.15 | Elect Director Sir Ian Prosser --- For | |||||||||
2.6a | ||||||||||
3.16 | Elect Director Mr P D Sutherland --- For | |||||||||
2.6a | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | For | For | Mgmt | ||||||
7.2a | ||||||||||
6 | TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS | For | For | Mgmt | ||||||
99 | ||||||||||
7 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | ||||||
3.21a | ||||||||||
8 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | Against | Mgmt | ||||||
3.9a | ||||||||||
9 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||
3.9b | ||||||||||
04/19/07 - A | Burlington Northern Santa Fe Corp. *BNI* | 12189T104 | 02/28/07 | 16,150 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Alan L. Boeckmann --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Donald G. Cook --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Vilma S. Martinez --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Marc F. Racicot --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Roy S. Roberts --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Matthew K. Rose --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Marc J. Shapiro --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director J.C. Watts, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Robert H. West --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director J. Steven Whisler --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Edward E. Whitacre, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
06/13/07 - A | Caterpillar Inc. *CAT* | 149123101 | 04/16/07 | 18,150 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director John T. Dillon --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Juan Gallardo --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director William A. Osborn --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Edward B. Rust, Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 See Policy | ||||||||||
4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a See Policy | ||||||||||
04/04/07 - S | * Chicago Mercantile Exchange Holdings, Inc. *CME* | 167760107 | 02/09/07 | 7,250 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
3.5 per MLA | ||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||
7.4 | ||||||||||
04/25/07 - A | Chicago Mercantile Exchange Holdings, Inc. *CME* | 167760107 | 03/01/07 | 7,250 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Craig S. Donohue --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Terrence A. Duffy --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Daniel R. Glickman --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director William P. Miller, II --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director James E. Oliff --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director John F. Sandner --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Terry L. Savage --- For | |||||||||
2.6a | ||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/03/07 - A | Colgate-Palmolive Co. | 194162103 | 03/07/07 | 39,000 | ||||||
1 | Elect Director John T. Cahill | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Jill K. Conway | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Ellen M. Hancock | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director David W. Johnson | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Richard J. Kogan | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Delano E. Lewis | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Reuben Mark | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director J. Pedro Reinhard | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
11 | Pay for Superior Performance | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
04/27/07 - A | Dominion Resources, Inc. *D* | 25746U109 | 02/23/07 | 20,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Peter W. Brown --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director George A. Davidson, Jr. --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Thomas F. Farrell, II --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director John W. Harris --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Robert S. Jepson, Jr. --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Mark J. Kington --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Benjamin J. Lambert, III --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Margaret A. McKenna --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Frank S. Royal, M.D. --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director David A. Wollard --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Report on Greenhouse Gas Emissions | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
4 | Report on Impact of Utilizing National Interest Electric Transmission Corridor | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
05/31/07 - A | DOUGLAS EMMETT INC *DEI* | 25960P109 | 04/02/07 | 71,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Dan A. Emmett --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Jordan L. Kaplan --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Kenneth M. Panzer --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Leslie E. Bider --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Victor J. Coleman --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director G. Selassie Mehreteab --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Thomas E. O'Hern --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Dr. Andrea Rich --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director William Wilson III --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/25/07 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | 03/02/07 | 44,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Richard H. Brown --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Robert A. Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Bertrand P. Collomb --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Curtis J. Crawford --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director John T. Dillon --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Eleuthere I. du Pont --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Charles O. Holliday, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Lois D. Juliber --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Masahisa Naitoh --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Sean O'Keefe --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William K. Reilly --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Report on Genetically Modified Organisms | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
5 | Evaluate Community Impact of Plant Closures or Layoffs | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
6 | Report on PFOA Compounds in DuPont Products | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
7 | Report on Lobbying Expenditures related to Environmental Pollution | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
8 | Prepare a Global Warming Report | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
9 | Report on Security of Chemical Facilities | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/02/07 - A/S | Enbridge Inc. *ENB* | 29250N105 | 03/15/07 | 33,250 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director David A. Arledge --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director James J. Blanchard --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director J. Lorne Braithwaite --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Patrick D. Daniel --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director J. Herb England --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director E. Susan Evans --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director David A. Leslie --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Robert W. Martin --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director George K. Petty --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Charles E. Shultz --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Dan. C. Tutcher --- For | |||||||||
2.6a | ||||||||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Incentive Stock Option and Performance Stock Option Plans | For | For | Mgmt | ||||||
4.1 | ||||||||||
05/23/07 - A | Everest Re Group LTD *RE* | G3223R108 | 03/27/07 | 13,950 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Kenneth J. Duffy --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Joseph V. Taranto --- For | |||||||||
Item 2.6a | ||||||||||
2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOU | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/30/07 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/05/07 | 49,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Michael J. Boskin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director William W. George --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director James R. Houghton --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director William R. Howell --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Reatha Clark King --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Philip E. Lippincott --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Marilyn Carlson Nelson --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Samuel J. Palmisano --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven S Reinemund --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Walter V. Shipley --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director J. Stephen Simon --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Rex W. Tillerson --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 not in compliance | ||||||||||
6 | Initiate Payment of Cash Dividend | Against | Against | ShrHoldr | ||||||
3.18 NOT against policy | ||||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
8 | Company-Specific- Amend Article IX of the Corporation's by-laws | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
9 | Review Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
10 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
11 | Claw-back of Payments under Restatements | Against | For | ShrHoldr | ||||||
4.5 | ||||||||||
12 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
14 | Report on Environmental Accountability | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
15 | Report on Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
16 | Report on Carbon Dioxide Emissions Information at Gas Stations | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
17 | Adopt Policy to Increase Renewable Energy Portfolio | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/02/07 - A | Fluor Corp. *FLR* | 343412102 | 03/07/07 | 31,900 | ||||||
1 | Elect Director James T. Hackett | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director Kent Kresa | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director Lord Robin W. Renwick | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Peter S. Watson | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/24/07 - A | Fortune Brands, Inc. *FO* | 349631101 | 02/23/07 | 15,250 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Anne M. Tatlock --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Norman H. Wesley --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Peter M. Wilson --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
5 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||
2.4b | ||||||||||
6 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
04/25/07 - A | General Electric Co. *GE* | 369604103 | 02/26/07 | 99,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director James I. Cash, Jr. --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director William M. Castell --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Ann M. Fudge --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Claudio X. Gonzalez --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Susan Hockfield --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Jerry R. Immelt --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Andrea Jung --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Alan G. Lafley --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Robert W. Lane --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Ralph S. Larsen --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Rochelle B. Lazarus --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Sam Nunn --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Roger S. Penske --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director Robert J. Swieringa --- For | |||||||||
2.6a | ||||||||||
1.15 | Elect Director Douglas A. Warner III --- For | |||||||||
2.6a | ||||||||||
1.16 | Elect Director Robert C. Wright --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Adopt Majority Vote Standard in Director Elections | For | For | Mgmt | ||||||
2.5 NOT Against Policy | ||||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
5 | Company-Specific-Approve Material Terms of Senior Officer Performance Goals | For | For | Mgmt | ||||||
4.1 | ||||||||||
6 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
7 | Company-Specific -- Adopt Policy on Overboarded Directors | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
8 | Company-Specific -- One Director from the Ranks of Retirees | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
9 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
10 | Limit Dividend and Dividend Equivalent Payments to Executives | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
11 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
12 | Report on Global Warming | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
13 | Adopt Ethical Criteria for Military Contracts | Against | Against | ShrHoldr | ||||||
6.3 | ||||||||||
14 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
04/24/07 - A | Goodrich Corporation *GR* | 382388106 | 03/05/07 | 29,450 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Diane C. Creel --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director George A. Davidson, Jr. --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Harris E. DeLoach, Jr. --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James W. Griffith --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director William R. Holland --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director John P. Jumper --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Marshall O. Larsen --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Lloyd W. Newton --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Douglas E. Olesen --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Alfred M. Rankin, Jr. --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director A. Thomas Young --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
05/17/07 - A | Grant Prideco Inc *GRP* | 38821G101 | 03/28/07 | 30,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director David J. Butters --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Eliot M. Fried --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Dennis R. Hendrix --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Harold E. Layman --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Michael McShane --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Robert K. Moses, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Joseph E. Reid --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director David A. Trice --- For | |||||||||
Item 2.6a | ||||||||||
04/05/07 - S | Harrah's Entertainment, Inc. *HET* | 413619107 | 03/08/07 | 17,900 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
3.5 Per David Ginther | ||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||
7.4 | ||||||||||
04/26/07 - A | Harrah's Entertainment, Inc. *HET* | 413619107 | 02/28/07 | 17,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Stephen F. Bollenbach --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Ralph Horn --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Gary W. Loveman --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Boake A. Sells --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/17/07 - A | Host Hotels & Resorts, Inc. *HST* | 44107P104 | 03/29/07 | 40,171 | ||||||
1 | Elect Director Roberts M. Baylis | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director Terence C. Golden | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director Ann M. Korologos | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Richard E. Marriott | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Elect Director Judith A. Mchale | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | Elect Director John B. Morse Jr | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | Elect Director Christopher J. Nassetta | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
06/14/07 - A | Iowa Telecommunications Services, Inc. *IWA* | 462594201 | 04/23/07 | 76,950 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Craig A. Lang --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director H. Lynn Horak --- For | |||||||||
2.6a | ||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
4.3a | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
04/26/07 - A | Johnson & Johnson *JNJ* | 478160104 | 02/27/07 | 19,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Mary Sue Coleman --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director James G. Cullen --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Michael M.E. Johns --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Arnold G. Langbo --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Susan L. Lindquist --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Leo F. Mullin --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Christine A. Poon --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Charles Prince --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven S Reinemund --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director David Satcher --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William C. Weldon --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a | ||||||||||
4 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
05/15/07 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/16/07 | 64,802 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Crandall C. Bowles --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Stephen B. Burke --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director James S. Crown --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James Dimon --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Ellen V. Futter --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director William H. Gray, III --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Laban P. Jackson, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Robert I. Lipp --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director David C. Novak --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Lee R. Raymond --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William C. Weldon --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
7 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6 | ||||||||||
9 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
10 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
05/08/07 - A | Loews Corp. | 540424207 | 03/15/07 | 23,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ann E. Berman --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Joseph L. Bower --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Charles M. Diker --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Paul J. Fribourg --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Walter L. Harris --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Philip A. Laskawy --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Gloria R. Scott --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Andrew H. Tisch --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director James S. Tisch --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Jonathan M. Tisch --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
5 | Social Proposal | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
04/25/07 - A | Marathon Oil Corp *MRO* | 565849106 | 02/26/07 | 6,950 | ||||||
1 | Elect Director Charles F. Bolden, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Charles R. Lee | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Dennis H. Reilley | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director John W. Snow | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Thomas J. Usher | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
8 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||
3.4b | ||||||||||
9 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
3.6 | ||||||||||
05/24/07 - A | McDonald's Corp. *MCD* | 580135101 | 03/26/07 | 28,850 | ||||||
1 | Elect Director Edward A. Brennan | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Walter E. Massey | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director John W. Rogers, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Roger W. Stone | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Label Genetically Modified Organisms | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
7 | Adopt and Implement ILO Based Code of Conduct | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
04/17/07 - A | Mellon Financial Corp. | 58551A108 | 02/09/07 | 15,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Jared L. Cohon --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ira J. Gumberg --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Robert P. Kelly --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director David S. Shapira --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director John P. Surma --- For | |||||||||
2.6a | ||||||||||
2 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/24/07 - S | Mellon Financial Corp. | 58551A108 | 04/12/07 | 15,400 | ||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||
3.5 per DPG | ||||||||||
2 | Adopt Supermajority Vote Requirement for Mergers | For | Against | Mgmt | ||||||
3.4a see policy | ||||||||||
3 | Increase Authorized Preferred and Common Stock | For | For | Mgmt | ||||||
1.3 | ||||||||||
4 | Adjourn Meeting | For | For | Mgmt | ||||||
7.4 | ||||||||||
06/05/07 - A | National Oilwell Varco, Inc. *NOV* | 637071101 | 04/13/07 | 20,700 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ben A. Guill --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Roger L. Jarvis --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Eric L. Mattson --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/25/07 - A | NRG Energy Inc *NRG* | 629377508 | 03/12/07 | 29,050 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director David Crane --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Stephen L. Cropper --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Maureen Miskovic --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Thomas H. Weidemeyer --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/26/07 - A | Nustar GP Holdings LLC *NSH* | 91914G108 | 03/07/07 | 51,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director William E. Greehey --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Stan L. Mclelland --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/10/07 - A | Nymex Holdings Inc. *NMX* | 62948N104 | 03/21/07 | 10,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director James Newsome --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Dennis Suskind --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director William Ford --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Harvey Gralla --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director William Maxwell --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Stephen Ardizzone --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director A. George Gero --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Richard Schaeffer --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Robert Halper --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Melvyn Falis --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Robert Steele --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Thomas Gordon --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director Daniel Rappaport --- For | |||||||||
Item 2.6a | ||||||||||
1.14 | Elect Director Neil Citrone --- For | |||||||||
Item 2.6a | ||||||||||
1.15 | Elect Director Frank Siciliano --- For | |||||||||
Item 2.6a | ||||||||||
05/02/07 - A | PepsiCo, Inc. *PEP* | 713448108 | 03/09/07 | 20,900 | ||||||
1 | Elect Director Dina Dublon | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Victor J. Dzau, M.D. | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Ray L. Hunt | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Alberto Ibarguen | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Arthur C. Martinez | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Indra K. Nooyi | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Sharon Percy Rockefeller | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director James J. Schiro | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Daniel Vasella | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Michael D. White | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
13 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
04/26/07 - A | Pfizer Inc. *PFE* | 717081103 | 03/01/07 | 56,250 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Dennis A. Ausiello --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Michael S. Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director M. Anthony Burns --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Robert N. Burt --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director W. Don Cornwell --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director William H. Gray, III --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Constance J. Horner --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director William R. Howell --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Jeffrey B. Kindler --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director George A. Lorch --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Dana G. Mead --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director William C. Steere, Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Report on Animal Testing Policies | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
5 | Amend Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
05/15/07 - A | ProLogis *PLD* | 743410102 | 03/12/07 | 20,750 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director K. Dane Brooksher --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Stephen L. Feinberg --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director George L. Fotiades --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Christine N. Garvey --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Donald P. Jacobs --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Walter C. Rakowich --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Nelson C. Rising --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Jeffrey H. Schwartz --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director D. Michael Steuert --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director J. Andre Teixeira --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director William D. Zollars --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Andrea M. Zulberti --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/02/07 - A | Raytheon Co. *RTN* | 755111507 | 03/08/07 | 36,850 | ||||||
1 | Elect Director Barbara M. Barrett | For | For | Mgmt | ||||||
2 | Elect Director Vernon E. Clark | For | For | Mgmt | ||||||
3 | Elect Director John M. Deutch | For | For | Mgmt | ||||||
4 | Elect Director Frederic M. Poses | For | For | Mgmt | ||||||
5 | Elect Director Michael C. Ruettgers | For | For | Mgmt | ||||||
6 | Elect Director Ronald L. Skates | For | For | Mgmt | ||||||
7 | Elect Director William R. Spivey | For | For | Mgmt | ||||||
8 | Elect Director Linda G. Stuntz | For | For | Mgmt | ||||||
9 | Elect Director William H. Swanson | For | For | Mgmt | ||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||
11 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
12 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
13 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | ||||||
05/11/07 - A | Reynolds American Inc *RAI* | 761713106 | 03/14/07 | 24,700 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Martin D. Feinstein --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Susan M. Ivey --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Neil R. Withington --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director John T. Chain, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
Item 3.6 | ||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/13/07 - A | Rio Tinto plc | 767204100 | 03/01/07 | 2,950 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
2 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||
3.9b | ||||||||||
3 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | For | For | Mgmt | ||||||
3.21a | ||||||||||
4 | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED | For | For | Mgmt | ||||||
3.23b | ||||||||||
5 | ELECTION OF MICHAEL FITZPATRICK | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | RE-ELECTION OF ASHTON CALVERT | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | RE-ELECTION OF GUY ELLIOTT | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | RE-ELECTION OF LORD KERR | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | RE-ELECTION OF SIR RICHARD SYKES | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | APPROVAL OF THE REMUNERATION REPORT | For | For | Mgmt | ||||||
2.8a | ||||||||||
12 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2006 | For | For | Mgmt | ||||||
3.24 | ||||||||||
04/11/07 - A | Schlumberger Ltd. *SLB* | 806857108 | 02/21/07 | 58,800 | ||||||
Meeting for ADR Holders | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director P. Camus --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director J.S. Gorelick --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director A. Gould --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director T. Isaac --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director N. Kudryavtsev --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director A. Lajous --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director M.E. Marks --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director D. Primat --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director L.R. Reif --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director T.I. Sandvold --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director N. Seydoux --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director L.G. Stuntz --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director R. Talwar --- For | |||||||||
Item 2.6a | ||||||||||
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
3 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/10/07 - A | Simon Property Group, Inc. *SPG* | 828806109 | 03/09/07 | 20,050 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Birch Bayh --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Melvyn E. Bergstein --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Linda Walker Bynoe --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Karen N. Horn, Ph.D. --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Reuben S. Leibowitz --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director J. Albert Smith, Jr. --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Pieter S. van den Berg --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Pay for Superior Performance | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
5 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | ||||||
4.2 | ||||||||||
05/24/07 - A | Starwood Hotels & Resorts Worldwide, Inc. *HOT* | 85590A401 | 03/21/07 | 37,600 | ||||||
1 | Elect Directors | For | Split | Mgmt | ||||||
1.1 | Elect Director Bruce W. Duncan --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Adam Aron --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Charlene Barshefsky --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Jean-Marc Chapus --- Withhold | |||||||||
2.6b | ||||||||||
1.5 | Elect Director Lizanne Galbreath --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Eric Hippeau --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Stephen R. Quazzo --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Thomas O. Ryder --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Kneeland C. Youngblood --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend and Restatement of Charter | For | For | Mgmt | ||||||
3.23c | ||||||||||
04/30/07 - A | The Boeing Co. *BA* | 097023105 | 03/01/07 | 37,500 | ||||||
1 | Elect Director John H. Biggs | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director John E. Bryson | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Linda Z. Cook | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director William M. Daley | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Kenneth M. Duberstein | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director John F. McDonnell | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director W. James McNerney, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Richard D. Nanula | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Rozanne L. Ridgway | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Mike S. Zafirovski | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Report on Foreign Arms Sales | Against | Against | ShrHoldr | ||||||
6.3 | ||||||||||
14 | Adopt Human Rights Policy | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
15 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
16 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
17 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
18 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | ||||||
3.12b | ||||||||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
20 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
21 | Claw-back of Payments under Restatements | Against | For | ShrHoldr | ||||||
4.5 | ||||||||||
05/01/07 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | 03/05/07 | 27,550 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Alan L. Beller --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director John H. Dasburg --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Janet M. Dolan --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Kenneth M. Duberstein --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Jay S. Fishman --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Lawrence G. Graev --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Patricia L. Higgins --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Thomas R. Hodgson --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Cleve L. Killingsworth, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Robert I. Lipp --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Blythe J. McGarvie --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Glen D. Nelson, M.D. --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director Laurie J. Thomsen --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
3 | Company Specific- Majority Vote for the Election of Directors | For | For | Mgmt | ||||||
05/10/07 - A | Transocean Inc. *RIG* | G90078109 | 03/19/07 | 16,100 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | ELECTION OF DIRECTOR: ROBERT L. LONG | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | ELECTION OF DIRECTOR: MARTIN B. MCNAMARA | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | ELECTION OF DIRECTOR: ROBERT M. SPRAGUE | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | ELECTION OF DIRECTOR: J. MICHAEL TALBERT | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/18/07 - A | UBS AG | H89231338 | 03/16/07 | 31,100 | ||||||
Meeting for ADR Holders | ||||||||||
1 | ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR FINANCIAL YEAR 2006 | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
4 | RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | RE-ELECTION OF BOARD MEMBER: HELMUT PANKE | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | RE-ELECTION OF BOARD MEMBER: PETER SPUHLER | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | ELECTION OF THE GROUP AND STATUTORY AUDITORS | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
9 | CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||
Item 3.22a | ||||||||||
10 | CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK PROGRAM FOR 2007-2010 | For | For | Mgmt | ||||||
Item 1.3a | ||||||||||
11 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | For | Against | Mgmt | ||||||
Item 7.7a | ||||||||||
05/03/07 - A | Union Pacific Corp. *UNP* | 907818108 | 02/22/07 | 19,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Andrew H. Card, Jr. --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Erroll B. Davis, Jr. --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Thomas J. Donohue --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Archie W. Dunham --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Judith Richards Hope --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Charles C. Krulak --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Michael W. McConnell --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Thomas F. McLarty III --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven R. Rogel --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director James R. Young --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a | ||||||||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
05/10/07 - A | United Parcel Service, Inc. *UPS* | 911312106 | 03/12/07 | 25,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Michael J. Burns --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director D. Scott Davis --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Stuart E. Eizenstat --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Michael L. Eskew --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director James P. Kelly --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Ann M. Livermore --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Victor A. Pelson --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director John W. Thompson --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Carol B. Tome --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Ben Verwaayen --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/22/07 - A | Vornado Realty Trust *VNO* | 929042109 | 04/12/07 | 10,700 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Robert P. Kogod --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director David Mandelbaum --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Richard R. West --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a | ||||||||||
05/30/07 - A | Weatherford International Ltd *WFT* | G95089101 | 04/09/07 | 33,100 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | ELECTION AS DIRECTOR: NICHOLAS F. BRADY | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | ELECTION AS DIRECTOR: WILLIAM E. MACAULAY | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | ELECTION AS DIRECTOR: DAVID J. BUTTERS | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | ELECTION AS DIRECTOR: ROBERT B. MILLARD | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | ELECTION AS DIRECTOR: SHELDON B. LUBAR | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | ELECTION AS DIRECTOR: ROBERT A. RAYNE | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/09/07 - A | Windstream Corp. *WIN* | 97381W104 | 03/16/07 | 110,550 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Samuel E. Beall, III --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Dennis E. Foster --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Francis X. Frantz --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Jeffery R. Gardner --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Jeffrey T. Hinson --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Judy K. Jones --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director William A. Montgomery --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Frank E. Reed --- For | |||||||||
2.6a | ||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Stock Retention/Holding Period | Against | Against | ShrHoldr | ||||||
4.4 | ||||||||||
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-01028
Reporting Period: 07/01/2006 - 06/30/2007
Ivy Funds
==================== IEONPE IVY EUROPEAN OPPORTUNITIES FUND ====================
AALBERTS INDUSTRIES
Ticker: Security ID: 5139620
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Receive Report of Management Board None Did Not Management
Vote
3 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
4 Receive Explanation on Company's Reserves None Did Not Management
and Dividend Policy Vote
5 Approve Dividends of EUR 1.10 Per Share For Did Not Management
Vote
6 Approve Discharge of Management Board For Did Not Management
Vote
7 Approve Discharge of Supervisory Board For Did Not Management
Vote
8 Approve Remuneration of Supervisory Board For Did Not Management
Vote
9 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
10 Grant Board Authority to Issue Shares and For Did Not Management
Restricting/Excluding Preemptive Rights Vote
11 Approve Reduction in Share Capital by For Did Not Management
Cancelling Issued Preference Shares Vote
12 Amend Articles For Did Not Management
Vote
13 Authorize Management Board to Request a For Did Not Management
Declaration of No Objection Related to Vote
the Amendment of Articles (Item 12)
14a Reelect C.J. Brakel to Supervisory Board For Did Not Management
Vote
14b Reelect A.B. van Luyk to Supervisory For Did Not Management
Board Vote
14c Elect H. Scheffers to Supervisory Board For Did Not Management
Vote
14d Elect W. van de Vijver to Supervisory For Did Not Management
Board Vote
15 Ratify PricewaterhouseCoopers Accountants For Did Not Management
NV as Auditors Vote
16 Announcements and Other Business None Did Not Management
(Non-Voting) Vote
17 Close Meeting None Did Not Management
Vote
--------------------------------------------------------------------------------
ADMIRAL GROUP PLC
Ticker: Security ID: B02J639
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 24.0 Pence Per For For Management
Ordinary Share
4 Elect Kevin Chidwick as Director For For Management
5 Re-elect Martin Jackson as Director For For Management
6 Re-elect Keith James as Director For For Management
7 Elect Margaret Johnson as Director For For Management
8 Elect Lucy Kellaway as Director For For Management
9 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 86,000
12 Subject to the Passing of Resolution 11, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,000
13 Authorise 13,000,000 Ordinary Shares for For For Management
Market Purchase
14 Authorise the Company to Use Electronic For For Management
Communications
--------------------------------------------------------------------------------
AGRANA BETEILIGUNGS AG
Ticker: Security ID: 7443738
Meeting Date: JUL 14, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Discharge of Management and For Did Not Management
Supervisory Board Vote
4 Approve Remuneration of Supervisory Board For Did Not Management
Members Vote
5 Elect Supervisory Board Members For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
--------------------------------------------------------------------------------
AKZO NOBEL N.V.
Ticker: AKZOF Security ID: 5458314
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Receive Report of Management Board None Did Not Management
Vote
3a Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3b Receive Explanation on Company's Reserves None Did Not Management
and Dividend Policy Vote
3c Approve Dividends For Did Not Management
Vote
4a Approve Discharge of Management Board For Did Not Management
Vote
4b Approve Discharge of Supervisory Board For Did Not Management
Vote
5i Elect Bruzelius to Supervisory Board For Did Not Management
Vote
5ii Elect Bufe to Supervisory Board For Did Not Management
Vote
6 Approve Decrease in Size of Management For Did Not Management
Board Vote
7 Approve Decrease in Size of Supervisory For Did Not Management
Board Vote
8a Grant Board Authority to Issue Shares Up For Did Not Management
To 10 Percent of Issued Capital Plus Vote
Additional 10 Percent in Case of
Takeover/Merger
8b Authorize Board to Exclude Preemptive For Did Not Management
Rights from Issuance Under Item 8b Vote
9 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
10 Approve Cancellation of Common Shares For Did Not Management
Vote
11 Amend Articles For Did Not Management
Vote
12 Other Business (Non-Voting) None Did Not Management
Vote
--------------------------------------------------------------------------------
ALPHA BANK AE (FORMERLY ALPHA CREDIT BANK )
Ticker: Security ID: 4235864
Meeting Date: APR 3, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Auditors For For Management
3 Approve Auditors and Fix Their For Against Management
Remuneration
4 Elect Directors For For Management
5 Authorize Share Repurchase Program For For Management
6 Amend Articles to Reflect Changes in For For Management
Capital
7 Amend Articles For Against Management
8 Approve Board Remuneration For For Management
9 Grant Permission to Board Members to For For Management
Participate in Board of Other Companies
With Similar Interests
--------------------------------------------------------------------------------
ALTADIS S.A. (FORMERLY TABACALERA, S.A.)
Ticker: ALT Security ID: 5444012
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-06,
Approve Allocation of Income and
Distribution of Dividend, and Discharge
Directors
2 Reelect Jean-Pierre Tirouflet as Board For For Management
Member
3 Elect/Reelect Auditors for Company and For For Management
Consolidated Group
4 Approve .Reduction in Capital Via For For Management
Amortization of Treasury Shares
5 Amend Articles 8 (Calling of Meeting), 14 For For Management
(Delegation and Representation), and 22
(Voting on Resolutions) of General
Meeting Guidelines to Conform with
Unified Code's Recommendations
6 Authorize Repurchase of Shares For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMBOISE INVESTISSEMENT
Ticker: Security ID: B11HKL7
Meeting Date: JUN 4, 2007 Meeting Type: Annual/Special
Record Date: MAY 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Manegement and Supervisory
Boards
2 Approve Treatment of Losses For For Management
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 38,000
5 Approve Reports of the Management and the For For Management
Auditor Regarding the Issuance of
Warrants
6 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Approve Merger by Absortion of Iena For For Management
2 Authorize New Class of Preference B For For Management
Shares and Amend Articles 9, 10, 12, 25
and 26 Accordingly
3 Issue 9,959 Preference B Shares in For For Management
Connection with Merger by Absorption of
Iena
4 Amend Articles 1 and 6: Form, Capital For For Management
5 Amend Articles of Association Re: For For Management
Managing Partner
6 Acknowledge Completion of the Merger with For For Management
Iena
7 Delegation of Powers to Management to For For Management
Complete the Merger with Iena
8 Amend Terms of Warrants For For Management
9 Change Date of Exercise of Warrants A and For For Management
B
10 Approve Merger by Absortion of Amboise For For Management
Investissement by Altamir and Cie
11 Approve Dissolution of Amboise For For Management
Investissement without Liquidation
12 Delegation of Powers to Management to For For Management
Complete the Merger with Altamir and Cie
13 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AURORA RUSSIA LIMITED, GUERNSEY
Ticker: Security ID: B0Z52Y7
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports (Voting)
2 Approve Investment Strategy For For Management
3 Elect Sir Trevorr Chinn as a Director For For Management
4 Elect Steve Coe as a Director For For Management
5 Elect John McRoberts as a Director For For Management
6 Elect James Cook as a Director For For Management
7 Elect Benedict Morgan as a Director For For Management
8 Elect Christopher Cowan as a Director For For Management
9 Elect Grant Cameron as a Director For For Management
10 Ratify Deloitte & Touche as Auditors For For Management
11 Authorize Board to Fix Remuneration of For For Management
the Auditors
12 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
AZIMUT HOLDING SPA
Ticker: Security ID: B019M65
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements; Consolidated For Did Not Management
Financial Statements and Statutory Vote
Reports for Fiscal Year 2006
2 Fix Number of Directors on the Board; For Did Not Management
Elect Directors; Determine Directors' Vote
Term and Remuneration; Appoint Chairman
of the Board of Directors
3 Appoint Internal Statutory Auditors for For Did Not Management
the Three-Year Term 2007-2009; Approve Vote
Remuneration of Auditors
4 Extend External Auditors' Mandate For Did Not Management
Vote
5 Approve Incentive Plan for Financial For Did Not Management
Promoters and Project to Support the Vote
Development of AZ Investimenti SIM Spa
for the Three-Year Term 2007-2009
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: Security ID: 5501906
Meeting Date: MAR 16, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements for Fiscal Year
Ended 12-31-06, Allocation of Income and
Distribution of Dividend, and Discharge
Directors
2.1 Nominate Rafael Bermejo Blanco to Board For For Management
of Directors
2.2 Ratify Richard C. Breeden as Board Member For For Management
2.3 Ratify Ramon Bustamante y de la Mora as For For Management
Board Member
2.4 Ratify Jose Antonio Fernandez Rivero as For For Management
Board Member
2.5 Ratify Ignacio Ferrero Jordi as Board For For Management
Member
2.6 Ratify Roman Knorr Borras as Board Member For For Management
2.7 Ratify Enrique Medina Fernandez as Board For For Management
Member
3 Authorize Increase in Authority Granted For For Management
to the Board at the AGM Held on 3-18-06
by up to EUR 30 Billion Via Issuance of
Non-convertible and Exchangeable
Securities
4 Authorize Repurchase of Shares; Grant For For Management
Authority to Reduce Capital Via
Amortization of Treasury Shares
5 Reelect Auditors for Fiscal Year 2007 For For Management
6 Amend Article 36 of Bylaws Re: Length of For For Management
Term and Reelection of Directors
7 Approve Creation of a Foundation for the For For Management
Cooperation and Development of
Social-Economic Projects through
Micro-Financing Activities
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: Security ID: 5501906
Meeting Date: JUN 20, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of 196 Million Shares For For Management
without Preemptive Rights Re:
Acquisition of Compass Bancshares Inc.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: Security ID: 5705946
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-06
2 Approve Allocation of Income For For Management
3.1 Ratify Isabel Tocino Biscarolasaga as For For Management
Board Member
3.2 Reelect Azzicurazioni Generali SpA as For For Management
Board Member
3.3 Reelect Antonio Basagoiti Garcia-Tunon as For For Management
Board Member
3.4 Reelect Antonio Escamez Torres as Board For For Management
Member
3.5 Reelect Francisco Luzon Lopez as Board For For Management
Member
4 Reelect Deloitte SL as Auditors For For Management
5 Authorize Repurchase of Shares For For Management
6.1 Amend Pragraph 1 of Article 1 of Bylaws For For Management
Re: Company's Name
6.2 Amend Article 28 Re: Powers of the For For Management
General Meeting
6.3 Amend Article 36 Re: Board Meetings For For Management
6.4 Amend Article 37 Re: Power of the Board For For Management
of Directors
6.5 Amend Paragraph 1 of Article 40 Re: Audit For For Management
and Compliance Committee
7.1 Amend Preamble of General Meeting For For Management
Guidelines
7.2 Amend Article 2 Re: Powers of the General For For Management
Meeting
7.3 Amend Articles 21 (Voting on Resolutions) For For Management
and 22.1 (Adoption of Agreements)
7.4 Include New Article 22 and Remuneration For For Management
of Current Article 22 Subsequent Articles
8 Authorize the Board to Increase Capital For For Management
in Accordance with Article 153.1.A of
Spanish Company Law
9 Authorize Issuance of Non-Convertible For For Management
Fixed Income Securities
10 Approve Delivery of Free Shares (100 For For Management
Shares) to Employees of the Bank,
Including Executive Directors and Senior
Managers
11 Amend Incentive Plan for Managers of For For Management
Abbey National Bank Approved at the AGM
Held on 6-17-06
12 Approve Incentive Long-Term Plan For For Management
Consisting on the Delivery of Santander
Shares and Linked to Pre-Determined
Requirements or Total Return Results, and
EPS
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BERGESEN WORLDWIDE OFFSHORE LTD
Ticker: Security ID: B13V1Q9
Meeting Date: DEC 29, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Acknowledge Proper Convening of Meeting For For Management
3 Change Company Name to BW Offshore Ltd. For For Management
--------------------------------------------------------------------------------
BW OFFSHORE LIMITED (FORMERLY BERGESEN WORLDWIDE OFFSHORE LTD)
Ticker: Security ID: B13V1Q9
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports (Voting)
2 Elect Dr. H. Sohmen, A. Sohmen-Pao, K. For Against Management
Child-Villiers, D. Gairns, R. Huck and C.
Pettenati-Auziere as Directors, and Elect
M. Smyth as Alternate Director to Sohmen
and Sohmen-Pao
3 Approve Remuneration of Directors For For Management
4 Ratify PricewaterhouseCoopers as Auditors For For Management
5 Approve Reduction of Share Premium For For Management
Account by USD 81,042,832
--------------------------------------------------------------------------------
C&C GROUP PLC
Ticker: GCC Security ID: B011Y09
Meeting Date: JUL 7, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Dividends For For Management
3 Re-elect John Burgess as Director For For Management
4 Re-elect Richard Holroyd as Directors For For Management
5 Re-elect Breege O'Donoghue as Director For For Management
6 Re-elect Maurice Pratt as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Auditors
8 Approve Remuneration of Directors up to a For For Management
Maximum of EUR 700,000
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to a Maximum of EUR 1,084,000
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to a Maximum of EUR
162,744
11 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
COCA-COLA HELLENIC BOTTLING CO.
Ticker: Security ID: 4420723
Meeting Date: JUN 20, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports of the Board of Directors For Did Not Management
and of the Auditor Vote
2 Accept Annual and Consolidated Financial For Did Not Management
Statements and Statutory Reports Vote
3 Approve Discharge of Board and Auditors For Did Not Management
Vote
4 Approve Director Remuneration for 2006 For Did Not Management
and Preapprove Their Remuneration for Vote
2007
5 Approve Auditors and Fix Their For Did Not Management
Remuneration Vote
6 Approve Dividends For Did Not Management
Vote
7 Elect Directors For Did Not Management
Vote
8 Amend Stock Option Plan For Did Not Management
Vote
--------------------------------------------------------------------------------
COMMERZBANK AG
Ticker: CBK Security ID: 4325538
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2007
6 Elect Friedrich Luerssen to the For For Management
Supervisory Board
7 Authorize Repurchase of Up to 5 Percent For For Management
of Issued Share Capital for Trading
Purposes
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communication
10 Approve Increase of Remuneration of For For Management
Supervisory Board
11 Approve Affiliation Agreement with For For Management
Subsidiary Commerz
Grundbesitzgesellschaft mbH
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: 4598589
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: APR 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.0 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
7 Approve Cancellation of 2002 AGM Pool of For For Management
Capital
8 Approve Creation of EUR 187.5 Million For For Management
Pool of Capital without Preemptive Rights
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
10 Approve Remuneration of Supervisory Board For For Management
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRHCF Security ID: 4182249
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Dividends For For Management
3.1 Elect D.M. Kennedy as a Director For For Management
3.2 Elect T.V. Neill as a Director For For Management
3.3 Elect W.I. O'Mahoney as a Director For For Management
3.4 Elect W.P. Egan as a Director For For Management
3.5 Elect D.N. O'Connor as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to an Aggregate
Nominal value of EUR 9,228,000
6 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
7 Fix Re-Issue Price of Treasury Shares For For Management
8 Amend Articles Articles of Association of For For Management
the Company
9 Re-Issuance of Treasury Shares For For Management
--------------------------------------------------------------------------------
DAIMLERCHRYSLER AG
Ticker: DCX Security ID: 5529027
Meeting Date: APR 4, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
7 Elect Clemens Boersig to the Supervisory For For Management
Board
8 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
9a Amend Articles Re: Change Name of Company Against Against Shareholder
to Daimler-Benz AG
9b Authorize Management Board to Delay Against Against Shareholder
Registration of Name Change until
Disposal of Chrysler Group But Not Beyond
March 31, 2008
10 Amend Articles Re: Location of General Against Against Shareholder
Meetings
11 Amend Articles Re: Chairmanship of Against Against Shareholder
General Meetings
12 Establish Mandatory Retirement Age for Against Against Shareholder
Directors
13 Amend Articles Re: Outside Boards of Against Against Shareholder
Supervisory Board Members
14 Amend Articles Re: Shareholder Right to Against Against Shareholder
Speak at General Meetings
15 Amend Articles Re: Separate Counting of Against Against Shareholder
Proxy Votes at General Meetings
16 Amend Articles Re: Written Protocol for Against Against Shareholder
General Meetings
17a Instruct Management Board to Prepare Against Against Shareholder
Shareholder Vote on Conversion of
Corporate Structure to European Company
(Societas Europea) at 2008 AGM
17b Authorize Management Board to Enter Against Against Shareholder
Negotiations with Employee
Representatives to Reduce Size of
Supervisory Board to 12 Members
18 Authorize Special Audit of Conversion Against Against Shareholder
Ratio for Merger Between Daimler-Benz AG
and Chrysler Corporation; Appoint Nicola
Monissen as Special Auditor
19 Authorize Special Audit of Spring 2003 Against Against Shareholder
Stock Option Grants; Appoint Nicola
Monissen as Special Auditor
20 Authorize Special Audit of Statements Against Against Shareholder
Made by Former CEO Juergen Schrempp in
Connection with US Class Action Lawsuit;
Appoint Nicola Monissen as Special
Auditor
21 Authorize Special Audit Re: Knowledge of Against Against Shareholder
Management and Supervisory Boards Re: US
Secutities and Exchange Commission and
Department of Justice Investigations;
Appoint Nicola Monissen as Special
Auditor
22 Authorize Special Audit Re: Alleged Against Against Shareholder
Connections Between Management and
Supervisory Boards and Prison Sentence of
Gerhard Schweinle; Appoint Nicola
Monissen as Special Auditor
23 Authorize Special Audit Re: Supervisory Against Against Shareholder
Board Monitoring of Former CEO Juergen
Schrempp; Appoint Nicola Monissen as
Special Auditor
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: 4617859
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2007
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
7 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion; Approve
Creation of EUR 56 Million Pool of
Capital to Guarantee Conversion Rights
8 Elect Ingrid Matthaeus-Maier to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: EONAF Security ID: 4942904
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.35 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
Fiscal 2006
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares -
Authorize Use of Financial Derivatives
When Repurchasing
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2007
--------------------------------------------------------------------------------
EITZEN CHEMICAL ASA
Ticker: Security ID: B1FRCZ1
Meeting Date: OCT 27, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Registration of None Did Not Management
Attending Shareholders and Proxies Vote
2 Elect Chairman of Meeting; Designate For Did Not Management
Inspector or Shareholder Vote
Representative(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Management
Vote
4 Approve Issuance of up to 4.7 Million For Did Not Management
Shares to Applicants of Company's Public Vote
Offering and Eitzen Chemical ASA
Employees
5 Approve Creation of NOK 17 Million Pool For Did Not Management
of Capital without Preemptive Rights Vote
6 Authorize Repurchase of NOK 17 Million of For Did Not Management
Issued Share Capital Vote
--------------------------------------------------------------------------------
EITZEN CHEMICAL ASA
Ticker: Security ID: B1FRCZ1
Meeting Date: DEC 5, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Register List of None Did Not Management
Shareholders Vote
2 Elect Chairman of Meeting; Designate For Did Not Management
Inspector or Shareholder Vote
Representative(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Management
Vote
4 Elect John G. Bernard as New Director For Did Not Management
Vote
5 Elect Axel C. Eitzen as Chairman of the For Did Not Management
Board; Approve Withdrawal of Joergen Lund Vote
from the Board
6 Approve Remuneration of Directors For Did Not Management
Vote
--------------------------------------------------------------------------------
EITZEN CHEMICAL ASA
Ticker: Security ID: B1FRCZ1
Meeting Date: JUN 8, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of Attending None None Management
Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector or Shareholder
Representative(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Receive President's Report None None Management
5 Approve Financial Statements and For For Management
Statutory Reports
6 Approve Remuneration of Auditors For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
9 Approve Creation of NOK 34.4 Million Pool For For Management
of Capital without Preemptive Rights
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Approve NOK 4.8 Billion Transfer from For For Management
Share Premium Account to Unrestricted
Shareholders' Equity
12 Elect Siv Staubo as New Director For For Management
13 Amend Articles Re: Stipulate Who Has the For For Management
Right to Sign for the Company
14 Change Location of Registered Office to For For Management
Municipality of Oslo
15 Elect Members of Nominating Committee For For Management
--------------------------------------------------------------------------------
ENAGAS SA
Ticker: Security ID: 7383072
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year 2006
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
Corresponding to Fiscal Year 2006
4 Approve Deloitte S.L. as Auditors For For Management
5 Elect Directors to the Board For Against Management
6 Amend Articles 44 and 45 of Bylaws Re: For For Management
Audit, Remuneration and Nominations
Committee
7 Amend Articles 4 and 13.3 of General For For Management
Meeting Guidelines Re: General Meeting
Competencies; Voting; Unified Code of
Corporate Governance
8 Present Information on Changes Made to For For Management
Board Guidelines in Compliance with
Unified Code of Corporate Governance
9 Approve Remuneration of Directors For For Management
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Issuance of Convertible Bonds For For Management
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENI SPA
Ticker: Security ID: 7145056
Meeting Date: MAY 22, 2007 Meeting Type: Special
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 6.2, 13, 17, 24, 28 of the For Did Not Management
Bylaws Vote
--------------------------------------------------------------------------------
ENI SPA
Ticker: Security ID: 7145056
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAY 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Statutory For Did Not Management
Reports, and Allocation of Income for the Vote
Fiscal Year 2006 of Finanziaria ENI -
Enifin SpA, incorporated in ENI on Dec.
13, 2006
2 Accept Financial Statements, Statutory For Did Not Management
Reports, and Allocation of Income for the Vote
Fiscal Year 2006 of ENI Portugal
Investment SpA, incorporated in ENI on
Dec. 13, 2006
3 Accept Financial Statements, Consolidated For Did Not Management
Financial Statements, and Statutory Vote
Reports for the Fiscal Year 2006
4 Approve Allocation of Income For Did Not Management
Vote
5 Authorize Share Repurchase Program; For Did Not Management
Revoke Previously Granted Authorization Vote
to Repurchase Shares
6 Extend Mandate of the External Auditors For Did Not Management
PriceWaterhouseCoopers for the Three-Year Vote
Term 2007-2009
--------------------------------------------------------------------------------
ENTERPRISE INNS PLC
Ticker: Security ID: 3387227
Meeting Date: JAN 16, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 18 Pence Per For For Management
Ordinary Share
4 Re-elect David Harding as Director For For Management
5 Re-elect Simon Townsend as Director For For Management
6 Reappoint Ernst & Young LLP as Auditors For For Management
of the Company
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 4,982,879
9 Conditional Upon Admission of the New For For Management
Ord. Shares of 2.5p Each to the Official
List of the UKLA and to Trading on LSE,
Approve Sub-Division of Each of the
Company's Issued and Unissued Existing
Ord. Shares of 5p Each Into 2 New Ord.
Shares of 2.5p Each
10 Subject to the Passing of Resolution 8, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 810,006
11 If Resolution 9 is Passed, Authorise For For Management
89,641,002 Ordinary Shares of 2 1/2 Pence
Each for Market Purchase; If Resolution 9
is Not Passed, Authorise 44,820,501
Ordinary Shares of 5 Pence Each for
Market Purchase
--------------------------------------------------------------------------------
EVOLUTION GROUP PLC (THE) (FORMERLY EVC CHRISTOWS PLC)
Ticker: Security ID: 3022186
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 1.00 Pence Per For For Management
Ordinary Share
4 Elect Mark Nicholls as Director For For Management
5 Elect Andrew Umbers as Director For For Management
6 Re-elect Nicholas Irens as Director For For Management
7 Re-elect Graeme Dell as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 1,267,862.24
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 110,690.84
11 Authorise 33,000,000 Ordinary Shares for For For Management
Market Purchase
--------------------------------------------------------------------------------
FOMENTO DE CONSTRUCCIONES Y CONTRATAS, S.A.
Ticker: Security ID: 5787115
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements for 2006 Fiscal
Year; Approve Discharge Directors
2 Approve Allocation of Income For For Management
3.1 Amend Articles 18 and 23 Re: General For For Management
Meeting Attendance and Rights to Receive
Information
3.2 Amend Articles 26, 27, 28, 29, 35, 36, For For Management
and 37 Re: Board of Directors,
Composition, Nomination and
Classification, Requirements and Office
Term, Executive Committee and CEO,
Executive Committee's Functions, and
Remuneration
3.3 Amend Section3 of Title III and Article For For Management
38 Re: Audit and Control Committee and
Competencies
4.1 Amend Articles 5, 6, and 8 of General For For Management
Meeting Guidelines Re: Meeting Calls,
Availability of Information, and
Delegations
4.2 Amend Articles 9 and 15 of Meeting For For Management
Guidelines Re: Rights and Obligations to
Attend the Meeting, and Voting on
Resolutions
5.1 Fix Number of Directors at 21 For For Management
5.2 Reelect B 1998 SL as Non-Independent For For Management
Non-Executive Member of the Board
5.3 Reelect Francisco Mas-Sarda Casanelles as For For Management
an Independent Member of the Board
5.4 Nominate Cesar Ortega Gomez as an For For Management
Independent Member of the Board
5.5 Nominate Luis Manuel Portillo as For For Management
Non-Independent Non-Executive Member of
the Board
5.6 Nominate Mariano Miguel Velasco as For For Management
Non-Independent Non-Executive Member of
the Board
6 Inform Shareholders on Modifications Made For For Management
to the Board Guidelines to Conform with
Unified Code Recommendations and Provide
Greater Clarification
7 Authorize Repurchase of Shares by Company For For Management
and Subsidiaries
8 Reelect Auditors for Company and For For Management
Consolidated Group
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
10 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FRANCE TELECOM SA
Ticker: FNCTF Security ID: 5176177
Meeting Date: MAY 21, 2007 Meeting Type: Annual/Special
Record Date: MAY 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to 10 Percent For Against Management
of Issued Share Capital
6 Elect Claudie Haignere as Director For Against Management
7 Amend Article 21 of Association Re: For For Management
Record Date
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 4 Billion
10 Authorize Board to Set Issue Price for 10 For Against Management
Percent of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
11 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
12 Authorize Capital Increase of Up to EUR 4 For Against Management
Billion for Future Exchange Offers
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Authorize Issuance of Equity upon For Against Management
Conversion of a Subsidiary's
Equity-Linked Securities Up to 4 Billion
15 Authorize Capital Increase of up to EUR For For Management
200 Million to Participants of Orange SA
Stock Option Plan in Connection with
France Telecom Liquidity Agreement
16 Approve Restricted Stock Plan for Orange For Against Management
SA Option Holders
17 Set Global Limit for Capital Increase to For For Management
Result from All Issuance Requests at EUR
8 Billion
18 Approve Issuance of Securities For For Management
Convertible into Debt
19 Authorize Capitalization of Reserves of For For Management
Up to EUR 2 Billion for Bonus Issue or
Increase in Par Value
20 Approve Stock Option Plans Grants For For Management
21 Approve Employee Savings-Related Share For Against Management
Purchase Plan
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GAZ DE FRANCE
Ticker: Security ID: B0C2CQ3
Meeting Date: MAY 23, 2007 Meeting Type: Annual/Special
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 250,000
6 Authorize Repurchase of Up to 5 Percent For Against Management
of Issued Share Capital
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 150 Million
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 150 Million
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
11 Authorize Capital Increase of Up to 10 For For Management
Percent for Future Exchange Offers
12 Set Global Limit for Capital Increase to For For Management
Result Pursuant to Items 7 to 11, 13 and
15 at EUR 150 Million
13 Authorize Capitalization of Reserves of For For Management
Up to EUR 150 Million for Bonus Issue or
Increase in Par Value
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Approve Employee Savings-Related Share For For Management
Purchase Plan
16 Authorize up to 0.2 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
17 Amend Articles of Association Re: Record For For Management
Date
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GEOX SPA
Ticker: Security ID: B044JP5
Meeting Date: MAR 8, 2007 Meeting Type: Special
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Arcticles of the Company's Bylaws For Did Not Management
to Comply with the Italian Law 262/2005 Vote
and with the Legislative Decree 303/2006
2 Amend Article 21 of the Company's Bylaws For Did Not Management
Vote
3 Other Business For Did Not Management
Vote
--------------------------------------------------------------------------------
GEOX SPA
Ticker: Security ID: B044JP5
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Relative Vote
to Fiscal Year 2006
2 Fix Number of Directors on the Board; For Did Not Management
Elect Directors; Determine Directors' Vote
Term
3 Approve Remuneration of Directors For Did Not Management
Vote
4 Appoint Internal Statutory Auditors; For Did Not Management
Approve Remuneration of Auditors Vote
5 Elect External Auditors For Did Not Management
Vote
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GLAXF Security ID: 0925288
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Daniel Podolsky as Director For For Management
4 Elect Stephanie Burns as Director For For Management
5 Re-elect Julian Heslop as Director For For Management
6 Re-elect Sir Deryck Maughan as Director For For Management
7 Re-elect Ronaldo Schmitz as Director For For Management
8 Re-elect Sir Robert Wilson as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Authorise the Company to Make EU For For Management
Political Organisations Donations up to
GBP 50,000 and to Incur EU Political
Expenditures up to GBP 50,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 479,400,814
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 71,910,122
14 Authorise 575,280,977 Ordinary Shares for For For Management
Market Purchase
15 Amend Articles of Association Re: For For Management
Electronic Communication
--------------------------------------------------------------------------------
HALFORDS GROUP PLC
Ticker: Security ID: B012TP2
Meeting Date: AUG 2, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 8.75 Pence Per For For Management
Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect Richard Pym as Director For For Management
5 Re-elect Nick Carter as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 676,350
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 113,682
10 Authorise 22,736,499 Ordinary Shares for For For Management
Market Purchase
11 Amend Articles of Association Re: For For Management
Indemnification
--------------------------------------------------------------------------------
HYPO REAL ESTATE HOLDING AG
Ticker: Security ID: 7681248
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAY 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5a Elect Frank Heintzeler to the Supervisory For For Management
Board
5b Elect Thomas Quinn to the Supervisory For For Management
Board
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
7 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
--------------------------------------------------------------------------------
INMARSAT PLC
Ticker: Security ID: B09LSH6
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 16 Cents (USD) For For Management
Per Ordinary Share
4 Elect Kathleen Flaherty as Director For For Management
5 Re-elect Rick Medlock as Director For For Management
6 Re-elect John Rennocks as Director For For Management
7 Appoint Deloitte & Touche LLP as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
EUR 76,000
9 Subject to the Passing of Resolution 8, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 11,400
10 Authorise 43,430,000 Ordinary Shares for For For Management
Market Purchase
--------------------------------------------------------------------------------
INVESTEC PLC
Ticker: Security ID: 3177310
Meeting Date: AUG 10, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Bernard Kantor as Director of For For Management
Investec Plc and Investec Ltd.
2 Re-elect Donn Jowell as Director of For For Management
Investec Plc and Investec Ltd.
3 Re-elect Hugh Herman as Director of For For Management
Investec Plc and Investec Ltd.
4 Re-elect Ian Kantor as Director of For For Management
Investec Plc and Investec Ltd.
5 Re-elect Peter Thomas as Director of For For Management
Investec Plc and Investec Ltd.
6 Re-elect Sam Abrahams as Director of For For Management
Investec Plc and Investec Ltd.
7 Re-elect Stephen Koseff as Director of For For Management
Investec Plc and Investec Ltd.
8 Re-elect Sir David Prosser as Director of For For Management
Investec Plc and Investec Ltd.
9 Accept Financial Statements and Statutory For For Management
Reports of Investec Ltd.
10 Approve Remuneration Report of Investec For For Management
Ltd.
11 Sanction the Interim Dividend on Ordinary For For Management
Shares Paid by Investec Ltd.
12 Sanction the Interim Dividend on the For For Management
Dividend Access (South African Resident)
(SA DAS) Redeemable Preference Share Paid
by Investec Ltd.
13 Approve Final Dividend of 627 Cents Per For For Management
Ordinary Share by Investec Ltd.
14 Approve Final Dividend on the SA DAS For For Management
Redeemable Preference Share of an Amount
Equal to That Recommended by the
Directors of Investec Ltd.
15 Reappoint Ernst & Young CA (SA) as For For Management
Auditors of Investec Ltd. and Authorise
the Board to Determine Their Remuneration
16 Reappoint KPMG Inc. as Auditors of For For Management
Investec Ltd. and Authorise the Board to
Determine Their Remuneration
17 Authorise 1,150,047 Ordinary Shares of For For Management
the Unissued Shares in the Authorised
Share Capital of Investec Ltd. be Placed
Under the Control of Directors Until Such
Date that Special Resolution 2 Becomes
Effective; Otherwise up to 5,750,235
Ordinary Shares
18 Authorise 800,000 Class A Variable Rate For For Management
Compulsorily Convertible Non-Cumulative
Preference Shares to be Placed Under the
Control of Directors Until Such Date that
Special Resolution 2 Becomes Effective;
Otherwise up to 4,000,000 Class A
Preference Shares
19 Approve that All Unissued Shares in the For For Management
Authorised Share Capital of Investec Ltd.
be Placed Under the Control of the
Directors
20 Authorise Issue of 1,150,047 Ordinary For For Management
Shares of ZAR 0.001 Each Until Such Date
That Special Resolution 2 Becomes
Effective; Otherwise up to 5,750,235
Ordinary Shares of ZAR 0.0002 Each
21 Authorise Issue of 800,000 Class A For For Management
Variable Rate Compulsorily Convertible
Non-Cumulative Preference Shares Until
Such Date that Special Resolution 2
Becomes Effective; Otherwise up to
4,000,000 Class A Preference Shares
22 Amend Investec Ltd. Security Purchase For For Management
Scheme 2003 Trust Deed Clause 4 of
Appendix 1
23 Amend Investec Ltd. Security Purchase For For Management
Scheme 2003 Trust Deed Clause 6.3 of
Appendix 1
24 Amend Investec Ltd. Security Purchase For For Management
Scheme 2003 Trust Deed Clause 1.19
25 Authorise Acquisition of 20 Percent of For For Management
Investec Ltd. Ordinary Issued Shares or
Investec Ltd. Issued Perpetual Preference
Shares
26 Approve Share Sub-Division of 55,500,000 For For Management
Ordinary Shares of ZAR 0.001 Each into
277,500,000 Ordinary Shares of ZAR 0.0002
Each Pursuant to the Passing of Special
Resolutions 2, 3, 4 and 5
27 Approve Share Sub-Division of 8M Class A For For Management
Variable Rate Compulsorily Convertible
Non-Cumulative Preference Shares of ZAR
0.001 Each into 40M Class A Preference
Shares of ZAR 0.0002 Each Pursuant to the
Passing of Special Resolutions 2, 3, 4
and 5
28 Approve Share Sub-Division of 112M For For Management
Special Convertible Redeemable Preference
Shares of ZAR 0.001 Each into 560M
Special Convertible Redeemable Preference
Shares of ZAR 0.0002 Each Pursuant to the
Passing of Special Resolutions 2, 3, 4
and 5
29 Amend Investec Ltd. Memorandum of For For Management
Association Pursuant to the Passing of
Special Resolutions 2, 3, 4 and 5
30 Authorise Directors or the Company For For Management
Secretary to Do All Things Necessary to
Carry into Effect the Aforesaid
Resolutions
31 Accept Financial Statements and Statutory For For Management
Reports of Investec Plc
32 Approve Remuneration Report of Investec For For Management
Plc
33 Sanction the Interim Dividend on Ordinary For For Management
Shares Paid by Investec Plc
34 Approve Final Dividend of 53 Pence Per For For Management
Ordinary Share by Investec Plc
35 Reappoint Ernst & Young LLP as Auditors For For Management
of Investec Plc and Authorise the Board
to Determine Their Remuneration
36 Authorise Issue of Equity or For For Management
Equity-Linked Securities of Investec Plc
with Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,036,377
37 Authorise Issue of Equity or For For Management
Equity-Linked Securities of Investec Plc
without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 5,931.66
38 Authorise 7,463,375 Ordinary Shares of For For Management
Investec Plc for Market Purchase Until
Such Date That Special Resolution 8
Becomes Effective; Otherwise up to
37,316,875 Ordinary Shares
39 Approve Share Sub-Division of Each For For Management
Ordinary Share of 0.001 Pence Each into 5
Ordinary Shares of 0.0002 Pence Each;
Approve Share Sub-Division of Each
Special Converting Share of 0.001 Pence
Each into 5 Special Converting Shares of
0.0002 Pence Each
40 Adopt New Articles of Association For For Management
41 Authorise Directors or the Company For For Management
Secretary to Do All Things Necessary to
Carry into Effect the Aforesaid
Resolutions
--------------------------------------------------------------------------------
INVESTOR AB
Ticker: INVE Security ID: 5679591
Meeting Date: MAR 27, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jacob Wallenberg as Chairman of For Did Not Management
Meeting Vote
2 Prepare and Approve List of Shareholders For Did Not Management
Vote
3 Approve Agenda of Meeting For Did Not Management
Vote
4 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
5 Acknowledge Proper Convening of Meeting For Did Not Management
Vote
6 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
7 Receive President's Report None Did Not Management
Vote
8 Receive Report on the Work of the Board None Did Not Management
and Its Committees Vote
9 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
10 Approve Discharge of Board and President For Did Not Management
Vote
11 Approve Allocation of Income and For Did Not Management
Dividends of SEK 4.50 per Share Vote
12 Determine Number of Members (10) and For Did Not Management
Deputy Members (0) of Board; Determine Vote
Number of Auditors (1)
13 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of SEK 6.9 Million; Vote
Approve Remuneration of Auditors
14 Reelect Grace Skaugen, Peter Wallenberg For Did Not Management
Jr, Boerje Ekholm, Sune Carlsson, Sirkka Vote
Haemaelaeinen, Haakon Mogren, Anders
Scharp, Griffith Sexton, and Jacob
Wallenberg (Chairman) as Directors; Elect
Lena Torell as New Director
15 Appoint Auditors (KPMG Bohlins AB) and For Did Not Management
Deputy Auditors Vote
16A Approve Remuneration Policy And Other For Did Not Management
Terms of Employment For Executive Vote
Management
16B Approve Long-Term Incentive Programs For Did Not Management
(Stock Matching Plan and Vote
Performance-Based Share Program)
17A Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares for General Purposes
or for Long-Term Incentive Program
17B Authorize Reissuance of up to 700,000 For Did Not Management
Repurchased Class B Shares for Use in Vote
Connection With Long-Term Incentive
Program
18 Approve Transfer of Shares in Subsidiary For Did Not Management
(EQT Partners AB) to Companies Where Vote
Employees in EQT Partners AB have a
Controlling Influence
19 Authorize Chairman of Board and For Did Not Management
Representatives of Four of Company's Vote
Largest Shareholders to Serve on
Nominating Committee
20 Close Meeting None Did Not Management
Vote
--------------------------------------------------------------------------------
IP GROUP PLC
Ticker: Security ID: B128J45
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Reappoint BDO Stoy Hayward as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
4 Elect Michael Townend as Director For For Management
5 Re-elect Roger Brooke as Director For For Management
6 Re-elect Alan Aubrey as Director For For Management
7 Approve IP Group Long Term Incentive Plan For For Management
8 Approve IP Group Employee Share Ownership For For Management
Trust
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 493,111
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,000 (Rights
Issue); Otherwise up to Aggregate Nominal
Amount of GBP 246,554
--------------------------------------------------------------------------------
LLOYDS TSB GROUP PLC (FORMERLY TSB GROUP)
Ticker: LLDTF Security ID: 0870612
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Wolfgang Berndt as Director For For Management
3(b) Re-elect Ewan Brown as Director For For Management
3(c) Re-elect Eric Daniels as Director For For Management
3(d) Re-elect Helen Weir as Director For For Management
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
5 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
6 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 361,722,975, USD 39,750,000, EUD
40,000,000 and JPY 1,250,000,000
7 Subject to the Passing of Resolution 6, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 71,468,846
8 Authorise 571,750,770 Ordinary Shares for For For Management
Market Purchase
9 Approve Lloyds TSB Group Sharesave Scheme For For Management
2007
10 Authorise the Company to Use Electronic For For Management
Communications
11 Subject to the Passing of Resolution 10, For For Management
Amend Articles of Association Re:
Electronic Communications
--------------------------------------------------------------------------------
MAN GROUP PLC (FORMERLY ED & F MAN GROUP PLC)
Ticker: Security ID: 0294405
Meeting Date: JUL 11, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 54.6 Cents Per For For Management
Ordinary Share
4 Re-elect Jon Aisbitt as Director For For Management
5 Re-elect Peter Clarke as Director For For Management
6 Re-elect Kevin Davis as Director For For Management
7 Re-elect Glen Moreno as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve Share Sub-Division of Each For For Management
450,000,000 Ordinary Shares of 18 US
Cents Each Into 6 Ordinary Shares of 3 US
Cents Each
11 Amend Articles of Association Re: For For Management
Sub-division of Ordinary Shares
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 18,459,386
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 2,768,907.96
14 Authorise 30,765,644 Ordinary Shares for For For Management
Market Purchase
15 Approve Man Group 2006 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
NATIONAL BANK OF GREECE
Ticker: Security ID: 4625959
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration For For Management
5 Grant Permission to Board Members and For For Management
Management to Participate in Boards and
Management of Similar Companies
6 Authorize Share Repurchase Program For For Management
7 Amend Articles Re: Capital Increase For For Management
Pursuant to Stock Options
8 Approve Stock Option Plan Grants For For Management
9 Approve Restricted Stock Plan For For Management
10 Approve Spin-Off Agreement For For Management
11 Ratify Appointment of Directors in For For Management
Replacement of Outgoing Members
12 Elect New Board and Determine Independent For For Management
Members
13 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
14 Other Business For Against Management
--------------------------------------------------------------------------------
NATIONAL BANK OF GREECE
Ticker: Security ID: 4625959
Meeting Date: JUN 28, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
OLD MUTUAL PLC
Ticker: Security ID: 0738992
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 4.15 Pence Per For For Management
Ordinary Share
3i Elect Jonathan Nicholls as Director For For Management
3ii Elect Bongani Nqwababa as Director For For Management
3iii Elect Lars Otterbeck as Director For For Management
3iv Re-elect Christopher Collins as Director For For Management
3v Re-elect Julian Roberts as Director For For Management
4 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
5 Authorise the Group Audit and Risk For For Management
Committee to Fix Remuneration of Auditors
6 Approve Remuneration Report For For Management
7 Approve the Proposals Arising from the For For Management
Closure of the Unclaimed Shares Trusts
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 55,009,000
9 Subject to the Passing of Resolution 8, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 27,504,000
10 Authorise 550,090,000 Ordinary Shares for For For Management
Market Purchase
11 Approve the Contingent Purchase Contracts For For Management
Relating to Purchases of Shares on the
JSE Limited and on the Malawi, Namibian,
Stockholm and Zimbabwe Stock Exchanges up
to 550,090,000 Ordinary Shares
--------------------------------------------------------------------------------
OMEGA INTERNATIONAL GROUP PLC
Ticker: Security ID: B00J0S4
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 1.8 Pence Per For For Management
Share
3 Elect Kevin McDonald as Director For For Management
4 Elect Prudence Leith as Director For For Management
5 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
6 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 925,371
7 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 138,805
--------------------------------------------------------------------------------
OMV AG
Ticker: Security ID: 4651459
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Discharge of Management and For Did Not Management
Supervisory Board Vote
4 Approve Remuneration of Supervisory Board For Did Not Management
Members Vote
5 Approve Issuance of Convertible Bonds For Did Not Management
and/or Bonds with Warrants Attached Vote
without Preemptive Rights; Approve
Creation of EUR 36.4 Million Pool of
Capital to Guarantee Conversion Rights
6 Amend Articles Re: Participation of For Did Not Management
Supervisory Board Members at Annual Vote
Meeting; Distribution of Company
Communications
7 Approve 2007 Stock Option Plan For Did Not Management
Vote
8 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
9 Ratify Auditors For Did Not Management
Vote
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: Security ID: 0682538
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 32.7 Pence Per For For Management
Share
3 Re-elect Michael Farley as Director For For Management
4 Re-elect David Bryant as Director For For Management
5 Re-elect Hamish Melville as Director For For Management
6 Re-elect Neil Davidson as Director For For Management
7 Reappoint KPMG Audit Plc as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
8 Approve Remuneration Report For For Management
9 Approve Persimmon Plc Long-Term Incentive For For Management
Plan 2007
10 Authorise 29,926,110 Ordinary Shares for For For Management
Market Purchase
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 6,573,889
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,496.305
--------------------------------------------------------------------------------
PEUGEOT S.A.
Ticker: Security ID: 7103526
Meeting Date: MAY 23, 2007 Meeting Type: Annual/Special
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Jean-Philippe Peugeot as For Against Management
Supervisory Board Member
6 Ratify Appointment and Reelect Robert For Against Management
Peugeot as Supervisory Board Member
7 Elect Henri Philippe Reichstul as For Against Management
Supervisory Board Member
8 Elect Geoffroy Roux de Bezieux as For Against Management
Supervisory Board Member
9 Authorize Repurchase of Up to 16 Million For For Management
Peugeot Shares
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 165 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 165 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
13 Approve Employee Savings-Related Share For For Management
Purchase Plan
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Allow Board to Issue Shares under Items For Against Management
9-14 in the Event of a Public Tender
Offer or Share Exchange Offer
16 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer or Share Exchange
17 Approve Stock Option Plans Grants For For Management
--------------------------------------------------------------------------------
PFLEIDERER AG
Ticker: Security ID: 5240157
Meeting Date: JUN 19, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.25 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5a Elect Ernst-Herbert Pfleiderer to the For For Management
Supervisory Board
5b Elect Hanno Fiedler to the Supervisory For For Management
Board
5c Elect Wolfgang Haupt to the Supervisory For For Management
Board
5d Elect Robert Koehler to the Supervisory For For Management
Board
5e Elect Friedhelm Paefgen to the For For Management
Supervisory Board
5f Elect Klaus Bukenberger to the For For Management
Supervisory Board
5g Elect Hans Pfleiderer as Alternate For For Management
Supervisory Board Member
5h Elect Michael Martell as Alternate For For Management
Supervisory Board Member
6 Amend Articles Re: Remuneration of For For Management
Supervisory Board
7 Approve Creation of EUR 68.3 Million Pool For For Management
of Capital without Preemptive Rights
8 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million;
Approve Creation of EUR 25.6 Million Pool
of Capital to Guarantee Conversion Rights
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
10 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
11 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
--------------------------------------------------------------------------------
PREMIER FOODS PLC
Ticker: Security ID: B01QLV4
Meeting Date: AUG 14, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Subject to and Conditional Upon the For For Management
Underwriting Agreement Having Become
Unconditional, Approve Increase in
Authorised Capital to GBP 10,000,000;
Issue Equity with Rights up to GBP
2,600,000 (Rights Issue); Otherwise up to
GBP 826,179
2 Approve Acquisition of Campbell Grocery For For Management
Products Limited, Campbell Soup Ireland
Limited and Certain Intellectual Property
Rights; Authorise the Directors to Do All
Things Necessary in Connection with the
Acquisition
--------------------------------------------------------------------------------
PREMIER FOODS PLC
Ticker: Security ID: B01QLV4
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 2.55 Pence Per For For Management
Ordinary Share
3 Approve Remuneration Report For For Management
4 Elect Louise Makin as Director For For Management
5 Re-elect David Felwick as Director For For Management
6 Re-elect Ian McHoul as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 2,813,418
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 422,013
--------------------------------------------------------------------------------
PROSAFE ASA
Ticker: Security ID: 5241893
Meeting Date: DEC 22, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Management
Vote
2 Approve Notice of Meeting and Agenda For Did Not Management
Vote
3 Designate Inspector or Shareholder For Did Not Management
Representative(s) of Minutes of Meeting Vote
4 Approve Special Dividends of NOK 20 Per For Did Not Management
Share Vote
5 Approve 5:1 Stock Split For Did Not Management
Vote
6 Approve Conversion of Company To a For Did Not Management
Societas Europaea (SA) Company; Amend Vote
Articles to Reflect This Change
--------------------------------------------------------------------------------
PROSAFE ASA
Ticker: Security ID: B1L9DW5
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation of
Income and Dividends of NOK 1.25 per
Share
5 Approve Remuneration of Auditors For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Nominating For For Management
Committee
8 Reelect Reidar Lund and Anne Grethe For For Management
Dalane as Directors
9 Elect Members of Nominating Committee For For Management
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12 Approve Creation of NOK 46.0 Million Pool For For Management
of Capital without Preemptive Rights
13 Change Location of Registered Office to For For Management
Cyprus
--------------------------------------------------------------------------------
REGAL PETROLEUM PLC
Ticker: Security ID: 3177581
Meeting Date: AUG 2, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Paul Morgan as Director For For Management
3 Elect Francesco Scolaro as Director For For Management
4 Re-elect Roger Phillips as Director For For Management
5 Appoint UHY Hacker Young as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
6 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 2,141,800
7 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 642,540
8 Amend Articles of Association Re: For For Management
Indemnification
--------------------------------------------------------------------------------
REGAL PETROLEUM PLC
Ticker: Security ID: 3177581
Meeting Date: SEP 6, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Conditional Upon the Passing of Items 2 For For Management
and 3 and the Subscription and Services
Agreement Becoming Unconditional, Approve
Increase in Auth. Capital to GBP 15M;
Issue of Equity with Rights up to GBP
8,255,339.95 (Purchase); Otherwise up to
GBP 2,461,053
2 Conditional Upon the Passing of Items 1 For For Management
and 3 and the Subscription and Services
Agreement Becoming Unconditional,
Authorise Issue of Equity without Rights
up to Aggregate Nominal Amount of GBP
8,255,339.95 (Purchase); Otherwise up to
GBP 321,270
3 Conditional Upon the Subscription and For For Management
Services Agreement Becoming
Unconditional, Approve the Proposed
Subscription by Alberry Ltd for New Ord.
Shares in the Cap. of Regal Petroleum
Corp. Ltd; Auth. Directors to Take All
Steps to Complete the Transaction
--------------------------------------------------------------------------------
REGAL PETROLEUM PLC
Ticker: Security ID: 3177581
Meeting Date: MAY 25, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Terms of the Deed of For For Management
Amendment; Amend the Terms of the
Subscription and Services Agreement
Between the Company, Regal Petroleum Corp
Ltd and Alberry Ltd; Authorise the Board
to Take All Steps Necessary to Effect the
Amendment and the Purchase
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC (THE)
Ticker: Security ID: 0754783
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 66.4 Pence Per For For Management
Ordinary Share
4 Re-elect Lawrence Fish as Director For For Management
5 Re-elect Sir Fred Goodwin as Director For For Management
6 Re-elect Archie Hunter as Director For For Management
7 Re-elect Charles Koch as Director For For Management
8 Re-elect Joe MacHale as Director For For Management
9 Re-elect Gordon Pell as Director For For Management
10 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
11 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Bonus Issue For For Management
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 260,052,320
14 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 39,401,867
15 Authorise 315,214,934 Ordinary Shares for For For Management
Market Purchase
16 Approve The Royal Bank of Scotland Group For For Management
Plc 2007 Executive Share Option Plan
17 Approve The Royal Bank of Scotland Group For For Management
Plc 2007 Sharesave Plan
18 Authorise the Company to Use Electronic For For Management
Communication
--------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO)
Ticker: Security ID: 5671735
Meeting Date: MAY 31, 2007 Meeting Type: Annual/Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Reelect Gerard Van Kemmel as Director For For Management
6 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1.4 Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 800 Million
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
11 Amend Employee Savings-Related Share For For Management
Purchase Plan
12 Approve Stock Option Plans Grants For For Management
13 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Allow Board to Use Authorizations and For Against Management
Delegations Granted in Items 6 to 14
Above in the Event of a Public Tender
Offer
16 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
Videoconference and Telecommunication
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAP AG
Ticker: SAPGF Security ID: 4846288
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.46 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
6a Elect Pekka Ala-Pietilae to the For For Management
Supervisory Board
6b Elect Wilhelm Haarmann to the Supervisory For Against Management
Board
6c Elect Hartmut Mehdorn to the Supervisory For For Management
Board
6d Elect Joachim Milberg to the Supervisory For For Management
Board
6e Elect Hasso Plattner to the Supervisory For Against Management
Board
6f Elect August-Wilhelm Scheer to the For Against Management
Supervisory Board
6g Elect Erhard Schipporeit to the For For Management
Supervisory Board
6h Elect Klaus Wucherer to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
8 Authorize Use of Financial Derivatives For Against Management
When Repurchasing Shares
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: Security ID: B09RMQ1
Meeting Date: DEC 1, 2006 Meeting Type: Annual
Record Date: NOV 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Frederiksen as Director For Did Not Management
Vote
2 Elect Tor Olav Troim as Director For Did Not Management
Vote
3 Elect Paal Nordgreen as Director For Did Not Management
Vote
4 Elect Kate Blankenship as Director For Did Not Management
Vote
5 Approve PricewaterhouseCoopers as For Did Not Management
Auditors and Authorize Board to Fix Their Vote
Remuneration
6 Amend Bylaw 110 For Did Not Management
Vote
7 Increase Authorized Common Stock by US For Did Not Management
800 M represented by 400,000,000 shares Vote
of par value US $ 2.00 each
8 Change Company Name to Seadrill Limited For Did Not Management
Vote
9 Approve Remuneration of Directors For Did Not Management
Vote
10 Transact Other Business (Voting) For Did Not Management
Vote
--------------------------------------------------------------------------------
SES GLOBAL
Ticker: SESG Security ID: B00ZQQ2
Meeting Date: DEC 14, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Review Attendance List, Establish Quorum, None Did Not Management
and Adopt Agenda Vote
2 Nominate Secretary and Two Scrutineers None Did Not Management
Vote
3 Change Company Name; Approve Reduction in For Did Not Management
Share Capital; Delete References to Vote
Ordinary Shares and Preferred C-Shares;
Harmonize Articles with the Law of Aug.
25, 2006
4 Approve Share Repurchase Program For Did Not Management
Vote
5 Transact Other Business (Non-Voting) None Did Not Management
Vote
--------------------------------------------------------------------------------
SES GLOBAL
Ticker: SESG Security ID: B00ZQQ2
Meeting Date: MAR 15, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Review Attendance List, Establish Quorum For For Management
and Adopt Agenda
2 Nominate Secretary and Two Scrutineers For For Management
3 Authorize Repurchase of 25 percent FDRs For For Management
and / or A-, B- or C shares
4 Approve Cancellation of C shares, by For For Management
respecting the 2:1 Ratio, Reduce Share
Capital by Repurchase of 25 percent of B
and C Shares for Cancellation
5 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SES SA (FORMERLY SES GLOBAL)
Ticker: SESG Security ID: B00ZQQ2
Meeting Date: APR 5, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Review Attendance List, Establish Quorum, None None Management
and Adopt Agenda
2 Nominate Secretary and Two Scrutineers None None Management
3 Presentation by Chairman of Board of 2006 None None Management
Activities Report of Board
4 Presentation by President and CEO on Main None None Management
Developments During 2006 and Perspectives
5 Presentation by CFO, Member of Executive None None Management
Committee, of 2006 Financial Results
6 Presentation of Audit Report None None Management
7 Approval of Balance Sheet as of Dec. 31, For For Management
2006, and of 2006 Profit and Loss
Accounts
8 Approve Allocation of 2006 Profits For For Management
9 Approve Transfers Between Reserve For For Management
Accounts
10 Approve Discharge of Directors For For Management
11 Approve Discharge of Auditors For For Management
12 Approve Auditors for 2007 and Authorize For For Management
Board to Fix Its Remuneration
13 Approve Remuneration of Directors For For Management
14 Transact Other Business (Non Voting) None None Management
--------------------------------------------------------------------------------
SES SA (FORMERLY SES GLOBAL)
Ticker: SESG Security ID: B00ZQQ2
Meeting Date: JUN 28, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Review Attendance List, Establish Quorum For Did Not Management
and Adopt Agenda Vote
2 Nominate Secretary and Two Scrutineers For Did Not Management
Vote
3 Elect Two Directors For Did Not Management
Vote
4 Adapt the Articles of Incorporation to For Did Not Management
the New Concession Agreement Signed Vote
between SES Astra and the Luxembourg
Governmernt (Art. 5)
5 Deletion of All Reference to the For Did Not Management
Existence of C-shares in the Company's Vote
Articles of Incorporation (Art. 4, 5, 7,
9, 10, 12, and 25)
6 Amend Articles to Adapt Them to the For Did Not Management
Decisions Taken Under Items 4 and 5 Vote
7 Transact Other Business None Did Not Management
Vote
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: Security ID: 7133608
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For For Management
4 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
5 Approve Notice of Meeting and Agenda For For Management
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation of
Income and Dividends of NOK 4 per Share
and a Special Dividend of NOK 5.12 per
Share
7 Approve Remuneration of Auditors For For Management
8 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
9 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
10 Approve Purchase of Company's Own Shares For For Management
for Employee Share Savings Plan
--------------------------------------------------------------------------------
TESCO PLC
Ticker: Security ID: 0884709
Meeting Date: JUL 7, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.10 Pence Per For For Management
Ordinary Share
4 Re-elect Charles Allen as Director For For Management
5 Re-elect Richard Brasher as Director For For Management
6 Re-elect Philip Clarke as Director For For Management
7 Re-elect Andrew Higginson as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve Increase in Authorised Capital For For Management
from GBP 535,000,000 to GBP 542,900,000
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 131,700,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19,760,000
13 Authorise 790,500,000 Ordinary Shares for For For Management
Market Purchase
14 Authorise Directors to Use Treasury For For Management
Shares for the Purposes of or Pursuant to
Any of the Employee Share Schemes
Operated by the Company
15 Authorise the Company to make Donations For For Management
to EU Political Organisations and Incur
EU Political Expenditure up to GBP
100,000
16 Authorise Tesco Stores Limited to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 100,000
17 Authorise Tesco Ireland Limited to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
18 Authorise Tesco Vin Plus S.A. to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
19 Authorise Tesco Stores CR a.s. to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
20 Authorise Tesco Stores SR a.s. to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
21 Authorise Tesco Global Rt to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
22 Authorise Tesco Polska Sp z.o.o. to Make For For Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
--------------------------------------------------------------------------------
TITAN CEMENT CO
Ticker: Security ID: B01NXT7
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statement and Directors For Did Not Management
and Auditors Reports Thereon; Allocation Vote
of Income and Dividends
2 Approve Discharge of Board and Auditors For Did Not Management
Vote
3 Elect Directors and Designate Independent For Did Not Management
Board Members Vote
4 Approve Auditors, Alternate Auditors and For Did Not Management
Fix Their Remuneration Vote
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Approve Service Agreements with Board For Did Not Management
Member Vote
7 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
8 Authorize Capitalization of Reserves for For Did Not Management
Bonus Issue Vote
9 Amend Articles to Reflect Changes in For Did Not Management
Capital Following Decision Above Vote
10 Authorize Share Repurchase Program For Did Not Management
Vote
11 Approve Stock Option Plan For Did Not Management
Vote
--------------------------------------------------------------------------------
TITAN CEMENT CO
Ticker: Security ID: B01NXT7
Meeting Date: MAY 29, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan Grants For Did Not Management
Vote
--------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TTFNF Security ID: B15C557
Meeting Date: MAY 11, 2007 Meeting Type: Annual/Special
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.87 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Reelect Thierry Desmarest as Director For Against Management
7 Reelect Thierry De Rudder as Director For Against Management
8 Reelect Serge Tchuruk as Director For Against Management
9 Reelect Daniel Boeuf as Director For Against Management
10 Elect Philippe Marchandise as Director Against Against Management
11 Elect Mohammed Zaki as Director Against Against Management
12 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1.1 million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 bn
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1.8 bn
15 Approve Employee Savings-Related Share For For Management
Purchase Plan
16 Approve Stock Option Plans Grants For For Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Amend Articles of Association Re: Attend For For Management
Board Meetings Through Videoconference
and Telecommunication
19 Amend Articles of Association Re: Record For For Management
Date
20 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
Videoconference and Telecommunication
A Amend Articles of Association Re: Against For Shareholder
Appointment of Employee Shareholder
Representative
B Authorize up to 0.2 Percent of Issued Against For Shareholder
Capital for Use in Restricted Stock Plan
to the Benefit of All Company Employees
C Amend Article 18 al. 7 of Bylaws Re: Against For Shareholder
Remove Voting Rights Limitation
--------------------------------------------------------------------------------
TRADER MEDIA EAST LTD
Ticker: Security ID: B0WH826
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date: JUN 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 REELECT PIETER EDUARD HAMMING AS DIRECTOR For For Management
AND CHAIRMAN OF THE COMPANY
2 REELECT PIERRE-FRANCOIS CATTE AS DIRECTOR For For Management
AND CHEIF EXECUTIVE OFFICER OF THE
COMPANY
3 REELECT ANATOLY KARACHINSKY AS DIRECTOR For For Management
OF THE COMPANY
4 REELECT PAUL F.E. TESSELAAR AS DIRECTOR For For Management
OF THE COMPANY
5 REELECT ANTHONY C. VAN KEMPEN AS DIRECTOR For For Management
OF THE COMPANY
6 REELECT RUUD WAALS AS DIRECTOR OF THE For For Management
COMPANY
7 REDUCE NUMBER OF DIRECTORS FROM 6 TO 7 For For Management
UNLESS AT THE AGM A RESOLUTION IS PASSED
THAT THE COMPANY ELECTS SOME PERSON
PROPOSED BY A MEMBER IN ACCORDANCE WITH
THE ARTICLES OF ASSOCIATION OF THE
COMPANY TO REPLACE DIDIER BRETON, WHO
RETIRES AT THE AGM
8 APPROVE PRICEWATERHOUSECOOPERS AS For For Management
AUDITORS AND AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
9 APPROVE SHARE REPURCHASE OF 2.5 MILLION For For Management
(REPRESENTING 5 PERCENT) OF THE COMPANY'S
ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: Security ID: 0773960
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 25.3 Pence Per For For Management
Ordinary Share
3 Elect Stephen Carter as Director For For Management
4 Re-elect John Carter as Director For For Management
5 Re-elect John Coleman as Director For For Management
6 Re-elect Michael Dearden as Director For For Management
7 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
8 Approve Remuneration Report For For Management
9 Amend Travis Perkins Share Matching For For Management
Scheme
10 Approve Travis Perkins 2007 Performance For For Management
Share Plan
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 1,288,449.20
12 Subject to the Passing of Resolution 11, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 610,557.54
13 Amend Articles of Association For For Management
14 Authorise 12,211,550 Ordinary Shares for For For Management
Market Purchase
--------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: B18YFJ4
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS Vote
OF THE GROUP AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2006 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: STEPHAN For Did Not Management
HAERINGER Vote
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE For Did Not Management
Vote
6 RE-ELECTION OF BOARD MEMBER: PETER For Did Not Management
SPUHLER Vote
7 ELECTION OF NEW BOARD MEMBER: SERGIO For Did Not Management
MARCHIONNE Vote
8 ELECTION OF THE GROUP AND STATUTORY For Did Not Management
AUDITORS Vote
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For Did Not Management
REPURCHASED UNDER THE 2006/2007 SHARE Vote
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 PARA 1 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For Did Not Management
SHARE BUYBACK PROGRAM FOR 2007-2010 Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO ACT IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: Security ID: 4232445
Meeting Date: MAY 10, 2007 Meeting Type: Annual/Special
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Extend Mandate of the External Auditing For Did Not Management
Company KPMG SpA Vote
2 Accept Financial Statements, Consolidated For Did Not Management
Financial Statements, and Statutory Vote
Reports for the Fiscal Year 2007
3 Approve Allocation of Income For Did Not Management
Vote
4 Fix Number of Directors on the Board For Did Not Management
Vote
5.1 Appoint Internal Statutory Auditors and For Did Not Management
their Chairman - Slate 1 Vote
5.2 Appoint Internal Statutory Auditors and For Did Not Management
their Chairman - Slate 2 Vote
6 Approve Remuneration of Board Committees For Did Not Management
Vote
7 Approve Remuneration of Internal For Did Not Management
Statutory Auditors Vote
8 Approve Group Personnel Long-Term For Did Not Management
Incentive Plan 2007 Vote
1 Authorize Board of Directors to Increase For Did Not Management
Capital up to EUR 525 Million with Vote
Preemptive Rights, Through the Issuance
of up to 1.05 Billion Shares with Par
Value EUR 0.50, within a Five-Year term;
Amend Bylaws Accordingly
2 Authorize Board of Directors to Increase For Did Not Management
Capital up to EUR 23.7 Million Through Vote
the Issuance of up to 47.35 Million
Shares, without Preemptive Rights, to Be
Reserved to Managers and Directors of the
Group Unicredito; Amend Bylaws
Accordingly
3 Authorize Board of Directors to Increase For Did Not Management
Capital up to EUR 23.7 Million Through Vote
the Issuance of New Class of Shares to Be
Reserved to Managers and Directors of the
Group Unicredito; Amend Bylaws
Accordingly
4 Amend Article 6, 11, 12, 14, 17, 20, 21, For Did Not Management
23, 27, 36 of the Bylaws; Introduce New Vote
Title XII and New Article 40
--------------------------------------------------------------------------------
UNIVAR NV
Ticker: Security ID: 7389650
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAY 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Receive Report of Management Board None Did Not Management
Vote
3 Receive Announcements from Supervisory None Did Not Management
Board Vote
4 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
5 Receive Explanation on Company's Reserves None Did Not Management
and Dividend Policy Vote
6 Approve Dividends For Did Not Management
Vote
7 Ratify Auditors For Did Not Management
Vote
8 Approve Discharge of Management Board For Did Not Management
Vote
9 Approve Discharge of Supervisory Board For Did Not Management
Vote
10 Reelect Member to Supervisory Board For Did Not Management
Vote
11 Elect Member to Supervisory Board For Did Not Management
Vote
12 Approve Remuneration of Supervisory Board For Did Not Management
Vote
13 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
14 Amend Stock Option Plan For Did Not Management
Vote
15 Allow Questions None Did Not Management
Vote
16 Close Meeting None Did Not Management
Vote
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VODPF Security ID: 0719210
Meeting Date: JUL 25, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect Arun Sarin as Director For For Management
4 Re-elect Thomas Geitner as Director For For Management
5 Re-elect Michael Boskin as Director For For Management
6 Re-elect Lord Broers as Director For For Management
7 Re-elect John Buchanan as Director For For Management
8 Re-elect Andy Halford as Director For For Management
9 Re-elect Jurgen Schrempp as Director For For Management
10 Re-elect Luc Vandevelde as Director For For Management
11 Elect Philip Yea as Director For For Management
12 Elect Anne Lauvergeon as Director For For Management
13 Elect Anthony Watson as Director For For Management
14 Approve Final Dividend of 3.87 Pence Per For For Management
Ordinary Share
15 Approve Remuneration Report For Against Management
16 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Adopt New Articles of Association For For Management
19 Authorise the Company and Any Company For For Management
Which is or Becomes a Subsidiary of the
Company to Make EU Political Organisation
Donations up to GBP 50,000 and Incur EU
Political Expenditure up to GBP 50,000
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
21 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 260,000,000
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase Should the Special
Resolution at the Extraordinary General
Meeting on 25 July 2006 be Passed;
Otherwise up to 6,000,000,000 Ordinary
Shares
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VODPF Security ID: 0719210
Meeting Date: JUL 25, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorised Capital to For For Management
GBP 9,900,050,000 and USD 7,800,000,000;
Authorise Capitalisation up GBP
9,990,000,000; Issue Equity with Rights
up to 66,600,000,000 B Shares; Capital
Reorganisation; Amend Articles of
Association
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 0719210
Meeting Date: JUL 25, 2006 Meeting Type: Special
Record Date: JUN 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE RETURN OF CAPITAL BY WAY For For Management
OF A B SHARE SCHEME AND SHARE
CONSOLIDATION AND THE CONSEQUENTIAL
AMENDMENT TO THE ARTICLES OF ASSOCIATION
2 TO RECEIVE THE REPORT OF THE DIRECTORS For For Management
AND FINANCIAL STATEMENTS
3.1 Elect Director Sir John Bond For For Management
3.2 Elect Director Arun Sarin For For Management
3.3 Elect Director Thomas Geitner For For Management
3.4 Elect Director Dr Michael Boskin For For Management
3.5 Elect Director Lord Broers For For Management
3.6 Elect Director John Buchanan For For Management
3.7 Elect Director Andrew Halford For For Management
3.8 Elect Director Prof J. Schrempp For For Management
3.9 Elect Director Luc Vandevelde For For Management
3.10 Elect Director Philip Yea For For Management
3.11 Elect Director Anne Lauvergeon For For Management
3.12 Elect Director Anthony Watson For For Management
4 TO APPROVE A FINAL DIVIDEND OF 3.87P PER For For Management
ORDINARY SHARE
5 TO APPROVE THE REMUNERATION REPORT For For Management
6 Ratify Auditors For For Management
7 TO AUTHORISE THE AUDIT COMMITTEE TO For For Management
DETERMINE THE REMUNERATION OF THE
AUDITORS
8 TO ADOPT NEW ARTICLES OF ASSOCIATION + For For Management
9 TO AUTHORISE DONATIONS UNDER THE For For Management
POLITICAL PARTIES, ELECTIONS AND
REFERENDUMS ACT 2000
10 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Management
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF
ASSOCIATION
11 TO RENEW AUTHORITY TO DISAPPLY For For Management
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY S ARTICLES OF ASSOCIATION +
12 TO AUTHORISE THE COMPANY S PURCHASE OF For For Management
ITS OWN SHARES (SECTION 166, COMPANIES
ACT 1985) +
Investment Company Report | ||||||||||||
PATTERSON-UTI ENERGY, INC. | ||||||||||||
Security | 703481101 | Meeting Type | Annual | |||||||||
Ticker Symbol | PTEN | Meeting Date | 12-Jul-2006 | |||||||||
ISIN | Agenda | 932555571 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MARK S. SIEGEL | For | For | |||||||||
2 | CLOYCE A. TALBOTT | For | For | |||||||||
3 | KENNETH N. BERNS | For | For | |||||||||
4 | ROBERT C. GIST | For | For | |||||||||
5 | CURTIS W. HUFF | For | For | |||||||||
6 | TERRY H. HUNT | For | For | |||||||||
7 | KENNETH R. PEAK | For | For | |||||||||
8 | NADINE C. SMITH | For | For | |||||||||
HORIZON OFFSHORE, INC. | ||||||||||||
Security | 44043J204 | Meeting Type | Annual | |||||||||
Ticker Symbol | HOFF | Meeting Date | 02-Aug-2006 | |||||||||
ISIN | Agenda | 932566396 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JOHN T. MILLS | For | For | |||||||||
2 | CHARLES O. BUCKNER | For | For | |||||||||
3 | KEN R. LESUER | For | For | |||||||||
4 | RAYMOND L. STEELE | For | For | |||||||||
5 | DAVID W. SHARP | For | For | |||||||||
02 | APPROVAL OF THE COMPANY'S 2006 DIRECTOR STOCK PLAN. | Management | For | For | ||||||||
03 | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. | Management | For | For | ||||||||
BRISTOW GROUP INC. | ||||||||||||
Security | 110394103 | Meeting Type | Annual | |||||||||
Ticker Symbol | BRS | Meeting Date | 03-Aug-2006 | |||||||||
ISIN | Agenda | 932565255 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | THOMAS N. AMONETT | For | For | |||||||||
2 | CHARLES F. BOLDEN, JR. | For | For | |||||||||
3 | PETER N. BUCKLEY | For | For | |||||||||
4 | STEPHEN J. CANNON | For | For | |||||||||
5 | JONATHAN H. CARTWRIGHT | For | For | |||||||||
6 | WILLIAM E. CHILES | For | For | |||||||||
7 | MICHAEL A. FLICK | For | For | |||||||||
8 | THOMAS C. KNUDSON | For | For | |||||||||
9 | KEN C. TAMBLYN | For | For | |||||||||
10 | ROBERT W. WALDRUP | For | For | |||||||||
02 | APPROVAL AND RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Management | For | For | ||||||||
CELANESE CORPORATION | ||||||||||||
Security | 150870103 | Meeting Type | Special | |||||||||
Ticker Symbol | CE | Meeting Date | 14-Aug-2006 | |||||||||
ISIN | Agenda | 932568390 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MARTIN G. MCGUINN | For | For | |||||||||
2 | JOHN K. WULFF | For | For | |||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||
Security | 151290889 | Meeting Type | Special | |||||||||
Ticker Symbol | CX | Meeting Date | 31-Aug-2006 | |||||||||
ISIN | Agenda | 932578012 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | PRESENTATION, DISCUSSION AND APPROVAL OF THE PROJECT THAT MODIFIES THE ISSUANCE DEED OF THE ORDINARY PARTICIPATION CERTIFICATES DENOMINATED "CEMEX.CPO", AS WELL AS THE TRUST AGREEMENT NUMBER 111033-9 EXECUTED BY "BANCO NACIONAL DE MEXICO, S.A." AS "CEMEX.CPO" TRUSTEE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||
VALIANT ENERGY INC. | ||||||||||||
Security | 91915V104 | Meeting Type | Special | |||||||||
Ticker Symbol | VLEGF | Meeting Date | 14-Sep-2006 | |||||||||
ISIN | Agenda | 932577604 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX "C" TO THE INFORMATION CIRCULAR AND PROXY STATEMENT OF VALIANT DATED AUGUST 14, 2006 (THE "INFORMATION CIRCULAR"), APPROVING AN ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA) INVOLVING VALIANT, THE VALIANT SHAREHOLDERS AND PEERLESS ENERGY INC., ALL AS MORE PARTICULARLY SET FORTH AND DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR. | Management | ||||||||||
MEMC ELECTRONIC MATERIALS, INC. | ||||||||||||
Security | 552715104 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFR | Meeting Date | 25-Oct-2006 | |||||||||
ISIN | Agenda | 932587922 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | ROBERT J. BOEHLKE | For | For | |||||||||
2 | C. DOUGLAS MARSH | For | For | |||||||||
COMPANIA DE MINAS BUENAVENTURA S.A.A | ||||||||||||
Security | 204448104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BVN | Meeting Date | 02-Nov-2006 | |||||||||
ISIN | Agenda | 932599078 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | THE APPROVAL TO MERGE INVERSIONES MINERAS DE SUR S.A. (INMINSUR) INTO COMPANIA DE MINAS BUENAVENTURA S.A.A. (BUENAVENTURA) BY THE ABSORPTION OF THE FIRST BY THE SECOND. | Management | For | |||||||||
GOLD FIELDS LIMITED | ||||||||||||
Security | 38059T106 | Meeting Type | Annual | |||||||||
Ticker Symbol | GFI | Meeting Date | 10-Nov-2006 | |||||||||
ISIN | Agenda | 932594523 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
O1 | ADOPTION OF FINANCIAL STATEMENTS | Management | For | For | ||||||||
O2 | RE-ELECTION OF MR J G HOPWOOD AS A DIRECTOR | Management | For | For | ||||||||
O3 | RE-ELECTION OF MR D M J NCUBE AS A DIRECTOR | Management | For | For | ||||||||
O4 | RE-ELECTION OF MR I D COCKERILL AS A DIRECTOR | Management | For | For | ||||||||
O5 | RE-ELECTION OF PROFESSOR G J GERWEL AS A DIRECTOR | Management | Against | Against | ||||||||
O6 | RE-ELECTION OF MR N J HOLLAND AS A DIRECTOR | Management | For | For | ||||||||
O7 | RE-ELECTION OF MR R L PENNANT-REA AS A DIRECTOR | Management | For | For | ||||||||
O8 | PLACEMENT OF SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | For | For | ||||||||
O9 | ISSUING EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||
O10 | REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED SHARES FOR THE PURPOSE OF THE GOLD FIELDS LIMITED 2005 SHARE PLAN. | Management | For | For | ||||||||
O11 | REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED SHARES FOR THE PURPOSE OF THE GF MANAGEMENT INCENTIVE SCHEME. | Management | For | For | ||||||||
O12 | AWARD OF RIGHTS TO NON-EXECUTIVE DIRECTORS UNDER THE GOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE PLAN | Management | For | For | ||||||||
O13 | INCREASE OF DIRECTORS' FEES | Management | For | For | ||||||||
S01 | ACQUISITION OF COMPANY'S OWN SHARES | Management | For | For | ||||||||
COMPANIA DE MINAS BUENAVENTURA S.A.A | ||||||||||||
Security | 204448104 | Meeting Type | Special | |||||||||
Ticker Symbol | BVN | Meeting Date | 04-Dec-2006 | |||||||||
ISIN | Agenda | 932607445 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | APPROVAL OF THE MERGER OF MINAS PORACOTA S.A. INTO COMPANIA DE MINAS BUENAVENTURA S.A.A. BY THE ABSORPTION OF THE FIRST BY THE SECOND. | Management | For | |||||||||
02 | A VOLUNTARY CONTRIBUTION HAS BEEN UNDER NEGOTIATION WITH THE PERUVIAN GOVERNMENT AND WILL BE THE EQUIVALENT TO 3.75% OF THE NET INCOME TAKING AWAY THE 64.4% OF THE MINING ROYALTIES PAID. THIS CONTRIBUTION WILL BE ADMINISTERED BY THE MINING COMPANIES. APPROVAL OF THE GRANTING OF A VOLUNTARY CONTRIBUTION FOR EXPENSES IN SOCIAL LIABILITY TO BE PRIVATELY ADMINISTERED. | Management | For | |||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||
Security | 151290889 | Meeting Type | Annual | |||||||||
Ticker Symbol | CX | Meeting Date | 07-Dec-2006 | |||||||||
ISIN | Agenda | 932606570 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | CONSIDERATION AND, IF APPLICABLE, AUTHORIZATION OF A TRANSACTION, AFTER HEARING A REPORT BY THE CHIEF EXECUTIVE OFFICER AND THE OPINION OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||
CPFL ENERGIA S.A. | ||||||||||||
Security | 126153105 | Meeting Type | Special | |||||||||
Ticker Symbol | CPL | Meeting Date | 18-Dec-2006 | |||||||||
ISIN | Agenda | 932612294 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
A | ELECTION OF STATUTORY MEMBERS AND ALTERNATES TO THE BOARD OF DIRECTORS FOR THE REMAINING TERM OF OFFICE, UNTIL THE ORDINARY GENERAL SHAREHOLDERS' MEETING THAT WILL BE HELD IN APRIL 2007, AS ARRANGED IN ARTICLE 17 OF THE COMPANY BYLAWS, AND PURSUANT TO PARAGRAPH 4 OF ARTICLE 140 OF LAW 6,404/76. | Management | For | |||||||||
B | ELECTION OF EFFECTIVE MEMBER TO THE FISCAL COUNCIL FOR THE REMAINING TERM OF OFFICE, UNTIL THE ORDINARY GENERAL SHAREHOLDERS' MEETING THAT WILL BE HELD IN APRIL 2007. | Management | For | |||||||||
COMPANHIA VALE DO RIO DOCE | ||||||||||||
Security | 204412209 | Meeting Type | Special | |||||||||
Ticker Symbol | RIO | Meeting Date | 28-Dec-2006 | |||||||||
ISIN | Agenda | 932615593 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | THE APPROVAL AND JUSTIFICATION FOR CONSOLIDATION OF CAEMI MINERACAO E METALURGIA S.A. ("CAEMI"), A WHOLLY OWNED SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW | Management | For | For | ||||||||
02 | TO RATIFY THE APPOINTMENT OF THE EXPERTS TO APPRAISE THE VALUE OF THE COMPANY TO BE CONSOLIDATED | Management | For | For | ||||||||
03 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERT APPRAISERS | Management | For | For | ||||||||
04 | THE APPROVAL FOR THE CONSOLIDATION OF CAEMI, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW SHARES BY THIS COMPANY | Management | For | For | ||||||||
05 | TO RATIFY THE ACQUISITION OF THE CONTROL OF INCO LTD., PURSUANT TO SECTION 1 OF ARTICLE 256 OF THE BRAZILIAN CORPORATE LAW | Management | For | For | ||||||||
06 | TO RATIFY THE APPOINTMENT OF A BOARD MEMBER, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETING HELD ON JUNE 21, 2006, IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF THE COMPANY'S BY-LAWS | Management | For | For | ||||||||
COMPANHIA DE SANEAMENTO BASICO DO ES | ||||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||||
Ticker Symbol | SBS | Meeting Date | 16-Jan-2007 | |||||||||
ISIN | Agenda | 932619224 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
I | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||||||
II | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL, MEMBERS AND ALTERNATES. | Management | For | |||||||||
III | TO ESTABLISH THE COMPENSATION OF THE MANAGEMENT AND FISCAL COUNCIL MEMBERS. | Management | For | |||||||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||
Security | 009158106 | Meeting Type | Annual | |||||||||
Ticker Symbol | APD | Meeting Date | 25-Jan-2007 | |||||||||
ISIN | Agenda | 932615365 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | WILLIAM L. DAVIS III | For | For | |||||||||
2 | W. DOUGLAS FORD | For | For | |||||||||
3 | EVERT HENKES | For | For | |||||||||
4 | MARGARET G. MCGLYNN | For | For | |||||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007. | Management | For | For | ||||||||
ATWOOD OCEANICS, INC. | ||||||||||||
Security | 050095108 | Meeting Type | Annual | |||||||||
Ticker Symbol | ATW | Meeting Date | 08-Feb-2007 | |||||||||
ISIN | Agenda | 932623538 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | DEBORAH A. BECK | For | For | |||||||||
2 | GEORGE S. DOTSON | For | For | |||||||||
3 | JOHN R. IRWIN | For | For | |||||||||
4 | ROBERT W. BURGESS | For | For | |||||||||
5 | HANS HELMERICH | For | For | |||||||||
6 | JAMES R. MONTAGUE | For | For | |||||||||
7 | WILLIAM J. MORRISSEY | For | For | |||||||||
02 | TO APPROVE THE ADOPTION OF THE ATWOOD OCEANICS, INC. 2007 LONG-TERM INCENTIVE PLAN AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||
Security | 71654V408 | Meeting Type | Special | |||||||||
Ticker Symbol | PBR | Meeting Date | 02-Apr-2007 | |||||||||
ISIN | Agenda | 932641992 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
O1 | MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE'S OPINION FOR THE FISCAL YEAR 2006 | Management | For | For | ||||||||
O2 | CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2007 | Management | For | For | ||||||||
O3 | DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2006 | Management | For | For | ||||||||
O4 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
O5 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
O6 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES | Management | For | For | ||||||||
O7 | ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY'S BYLAWS, AS WELL AS OF MEMBERS OF THE FISCAL COUNCIL | Management | For | For | ||||||||
E1 | INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 4.380 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 48.264 MILLION TO R$ 52.644 MILLION WITHOUT ANY CHANGE TO THE NUMBER OF ISSUED SHARES PURSUANT TO ARTICLE 40, ITEM III, OF THE COMPANY'S BYLAWS | Management | For | For | ||||||||
CPFL ENERGIA S.A. | ||||||||||||
Security | 126153105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CPL | Meeting Date | 10-Apr-2007 | |||||||||
ISIN | Agenda | 932644239 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | PRESENTATION OF THE MANAGEMENT REPORT, EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL STATEMENTS, THE REPORT OF THE INDEPENDENT AUDITORS AND THE REPORT OF THE FISCAL COUNCIL FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | |||||||||
02 | APPROVE THE PROPOSAL FOR THE APPROPRIATION OF THE NET INCOME FOR THE FISCAL YEAR 2006 AND THE DIVIDEND DISTRIBUTION. | Management | For | |||||||||
03 | ELECTION OF STATUTORY MEMBERS AND ALTERNATES TO THE BOARD OF DIRECTORS AND FIX THE GLOBAL REMUNERATION OF THE BOARD MEMBERS. | Management | For | |||||||||
04 | ELECTION OF EFFECTIVE MEMBERS AND ALTERNATES TO THE FISCAL COUNCIL AND FIX ITS FEES. | Management | For | |||||||||
CYTEC INDUSTRIES INC. | ||||||||||||
Security | 232820100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CYT | Meeting Date | 19-Apr-2007 | |||||||||
ISIN | Agenda | 932640142 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | CHRIS A. DAVIS | For | For | |||||||||
2 | LOUIS L. HOYNES, JR. | For | For | |||||||||
3 | WILLIAM P. POWELL | For | For | |||||||||
02 | RATIFICATION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2007 | Management | For | For | ||||||||
BURLINGTON NORTHERN SANTA FE CORPORA | ||||||||||||
Security | 12189T104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BNI | Meeting Date | 19-Apr-2007 | |||||||||
ISIN | Agenda | 932641067 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | A.L. BOECKMANN | For | For | |||||||||
2 | D.G. COOK | For | For | |||||||||
3 | V.S. MARTINEZ | For | For | |||||||||
4 | M.F. RACICOT | For | For | |||||||||
5 | R.S. ROBERTS | For | For | |||||||||
6 | M.K. ROSE | For | For | |||||||||
7 | M.J. SHAPIRO | For | For | |||||||||
8 | J.C. WATTS, JR. | For | For | |||||||||
9 | R.H. WEST | For | For | |||||||||
10 | J.S. WHISLER | For | For | |||||||||
11 | E.E. WHITACRE, JR. | For | For | |||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2007 (ADVISORY VOTE). | Management | For | For | ||||||||
PRAXAIR, INC. | ||||||||||||
Security | 74005P104 | Meeting Type | Annual | |||||||||
Ticker Symbol | PX | Meeting Date | 24-Apr-2007 | |||||||||
ISIN | Agenda | 932641079 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JOSE P. ALVES | For | For | |||||||||
2 | RONALD L. KUEHN, JR. | For | For | |||||||||
3 | H. MITCHELL WATSON, JR. | For | For | |||||||||
4 | ROBERT L. WOOD | For | For | |||||||||
02 | SHAREHOLDER PROPOSAL REGARDING DIRECTOR ELECTION PROCESS. | Shareholder | Against | For | ||||||||
03 | SHAREHOLDER PROPOSAL REGARDING STOCKHOLDER RIGHTS PLAN VOTE. | Shareholder | Against | For | ||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | ||||||||
SMITH INTERNATIONAL, INC. | ||||||||||||
Security | 832110100 | Meeting Type | Annual | |||||||||
Ticker Symbol | SII | Meeting Date | 24-Apr-2007 | |||||||||
ISIN | Agenda | 932650054 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JAMES R. GIBBS | For | For | |||||||||
2 | JOHN YEARWOOD | For | For | |||||||||
02 | APPROVAL OF SECOND AMENDED AND RESTATED 1989 LONG-TERM INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||||
03 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||
GENERAL ELECTRIC COMPANY | ||||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GE | Meeting Date | 25-Apr-2007 | |||||||||
ISIN | Agenda | 932635862 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
A | DIRECTOR | Management | ||||||||||
1 | JAMES I. CASH, JR. | For | For | |||||||||
2 | SIR WILLIAM M. CASTELL | For | For | |||||||||
3 | ANN M. FUDGE | For | For | |||||||||
4 | CLAUDIO X. GONZALEZ | For | For | |||||||||
5 | SUSAN HOCKFIELD | For | For | |||||||||
6 | JEFFREY R. IMMELT | For | For | |||||||||
7 | ANDREA JUNG | For | For | |||||||||
8 | ALAN G.(A.G.) LAFLEY | For | For | |||||||||
9 | ROBERT W. LANE | For | For | |||||||||
10 | RALPH S. LARSEN | For | For | |||||||||
11 | ROCHELLE B. LAZARUS | For | For | |||||||||
12 | SAM NUNN | For | For | |||||||||
13 | ROGER S. PENSKE | For | For | |||||||||
14 | ROBERT J. SWIERINGA | For | For | |||||||||
15 | DOUGLAS A. WARNER III | For | For | |||||||||
16 | ROBERT C. WRIGHT | For | For | |||||||||
B | RATIFICATION OF KPMG | Management | For | For | ||||||||
C | ADOPTION OF MAJORITY VOTING FOR DIRECTORS | Management | For | For | ||||||||
D | APPROVAL OF 2007 LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||
E | APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Management | For | For | ||||||||
01 | CUMULATIVE VOTING | Shareholder | Abstain | Against | ||||||||
02 | CURB OVER-EXTENDED DIRECTORS | Shareholder | Abstain | Against | ||||||||
03 | ONE DIRECTOR FROM THE RANKS OF RETIREES | Shareholder | Abstain | Against | ||||||||
04 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Abstain | Against | ||||||||
05 | ELIMINATE DIVIDEND EQUIVALENTS | Shareholder | Abstain | Against | ||||||||
06 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Abstain | Against | ||||||||
07 | GLOBAL WARMING REPORT | Shareholder | Abstain | Against | ||||||||
08 | ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Abstain | Against | ||||||||
09 | REPORT ON PAY DIFFERENTIAL | Shareholder | Abstain | Against | ||||||||
MEMC ELECTRONIC MATERIALS, INC. | ||||||||||||
Security | 552715104 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFR | Meeting Date | 25-Apr-2007 | |||||||||
ISIN | Agenda | 932643910 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JOHN MARREN | For | For | |||||||||
2 | WILLIAM E. STEVENS | For | For | |||||||||
3 | JAMES B. WILLIAMS | For | For | |||||||||
02 | APPROVAL OF AMENDMENT TO 2001 PLAN. | Management | For | For | ||||||||
XTREME COIL DRILLING CORP. | ||||||||||||
Security | 98417D102 | Meeting Type | Annual | |||||||||
Ticker Symbol | XTMCF | Meeting Date | 25-Apr-2007 | |||||||||
ISIN | Agenda | 932671630 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT SEVEN (7); | Management | For | For | ||||||||
02 | THE ELECTION OF DIRECTORS AS SPECIFIED IN THE ACCOMPANYING INFORMATION CIRCULAR - PROXY STATEMENT OF THE CORPORATION (THE "INFORMATION CIRCULAR"); | Management | Withheld | Against | ||||||||
03 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | Management | For | For | ||||||||
BAKER HUGHES INCORPORATED | ||||||||||||
Security | 057224107 | Meeting Type | Annual | |||||||||
Ticker Symbol | BHI | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932643845 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | LARRY D. BRADY | |||||||||||
2 | C.P. CAZALOT, JR. | |||||||||||
3 | CHAD C. DEATON | |||||||||||
4 | EDWARD P. DJEREJIAN | |||||||||||
5 | ANTHONY G. FERNANDES | |||||||||||
6 | CLAIRE W. GARGALLI | |||||||||||
7 | PIERRE H. JUNGELS | |||||||||||
8 | JAMES A. LASH | |||||||||||
9 | JAMES F. MCCALL | |||||||||||
10 | J. LARRY NICHOLS | |||||||||||
11 | H. JOHN RILEY, JR. | |||||||||||
12 | CHARLES L. WATSON | |||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2007 | Management | ||||||||||
03 | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION | Management | ||||||||||
AVERY DENNISON CORPORATION | ||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||
Ticker Symbol | AVY | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932646194 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | ROLF BORJESSON | For | For | |||||||||
2 | PETER W. MULLIN | For | For | |||||||||
3 | PATRICK T. SIEWERT | For | For | |||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON DECEMBER 29, 2007 | Management | For | For | ||||||||
NOBLE CORPORATION | ||||||||||||
Security | G65422100 | Meeting Type | Annual | |||||||||
Ticker Symbol | NE | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932648681 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MICHAEL A. CAWLEY | For | For | |||||||||
2 | LUKE R. CORBETT | For | For | |||||||||
3 | JACK E. LITTLE | For | For | |||||||||
02 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2007. | Management | For | For | ||||||||
ARCH COAL, INC. | ||||||||||||
Security | 039380100 | Meeting Type | Annual | |||||||||
Ticker Symbol | ACI | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932653682 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | BRIAN J. JENNINGS | For | For | |||||||||
2 | STEVEN F. LEER | For | For | |||||||||
3 | ROBERT G. POTTER | For | For | |||||||||
4 | THEODORE D. SANDS | For | For | |||||||||
VALERO ENERGY CORPORATION | ||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||
Ticker Symbol | VLO | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932653810 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | RUBEN M. ESCOBEDO | For | For | |||||||||
2 | BOB MARBUT | For | For | |||||||||
3 | ROBERT A. PROFUSEK | For | For | |||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Management | For | For | ||||||||
03 | VOTE ON A SHAREHOLDER PROPOSAL ENTITLED, "DIRECTOR ELECTION MAJORITY VOTE PROPOSAL." | Shareholder | Against | For | ||||||||
04 | VOTE ON A SHAREHOLDER PROPOSAL ENTITLED, "SHAREHOLDER RATIFICATION OF EXECUTIVE COMPENSATION PROPOSAL." | Shareholder | Against | For | ||||||||
05 | VOTE ON A SHAREHOLDER PROPOSAL ENTITLED, "SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN POLICY PROPOSAL." | Shareholder | Against | For | ||||||||
PROGRESS ENERGY TRUST | ||||||||||||
Security | 74326T108 | Meeting Type | Annual and Special Meeting | |||||||||
Ticker Symbol | PGXFF | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932654963 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | A RESOLUTION FIXING THE NUMBER OF DIRECTORS OF THE CORPORATION TO BE ELECTED AT THE MEETING AT SEVEN; | Management | For | For | ||||||||
02 | THE ELECTION OF DIRECTORS, AS DESCRIBED IN THE INFORMATION CIRCULAR - PROXY STATEMENT OF THE TRUST DATED FEBRUARY 26, 2007 (THE "INFORMATION CIRCULAR"); | Management | For | For | ||||||||
03 | THE APPOINTMENT OF KPMG LLP, AS AUDITORS OF THE TRUST FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION; | Management | For | For | ||||||||
04 | THE RE-APPOINTMENT OF COMPUTERSHARE TRUST COMPANY OF CANADA, AS THE TRUSTEE OF THE TRUST FOR A TERM OF 3 YEARS; | Management | For | For | ||||||||
05 | AMENDING THE TERMS OF THE LONG TERM INCENTIVE AND RETENTION PROGRAM - PERFORMANCE UNIT INCENTIVE PLAN AS SET OUT IN THE INFORMATION CIRCULAR. | Management | For | For | ||||||||
CELANESE CORPORATION | ||||||||||||
Security | 150870103 | Meeting Type | Annual | |||||||||
Ticker Symbol | CE | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932655383 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | CHINH E. CHU | For | For | |||||||||
2 | MARK C. ROHR | For | For | |||||||||
3 | DAVID N. WEIDMAN | For | For | |||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||
Security | 151290889 | Meeting Type | Annual | |||||||||
Ticker Symbol | CX | Meeting Date | 26-Apr-2007 | |||||||||
ISIN | Agenda | 932673874 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, REPORT OF VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||
02 | PROPOSAL FOR: (I) THE ALLOCATION OF PROFITS AND (II) THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | Management | For | For | ||||||||
03 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION CHARGED AGAINST RETAINED EARNINGS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||
04 | APPOINTMENT OF DIRECTORS, AND MEMBERS AND PRESIDENT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION AT THE MEETING. | Management | For | For | ||||||||
05 | COMPENSATION OF DIRECTORS AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION AT THE MEETING. | Management | For | For | ||||||||
06 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | For | ||||||||
OPTI CANADA INC. | ||||||||||||
Security | 68383K109 | Meeting Type | Annual and Special Meeting | |||||||||
Ticker Symbol | OPCDF | Meeting Date | 27-Apr-2007 | |||||||||
ISIN | Agenda | 932649710 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | ON FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT NINE (9): | Management | For | For | ||||||||
02 | DIRECTOR | Management | ||||||||||
1 | RANDALL GOLDSTEIN | For | For | |||||||||
2 | YORAM BRONICKI | For | For | |||||||||
3 | SID W. DYKSTRA | For | For | |||||||||
4 | ROBERT G. PUCHNIAK | For | For | |||||||||
5 | JAMES M. STANFORD | For | For | |||||||||
6 | GEOFFREY A. CUMMING | For | For | |||||||||
7 | IAN W. DELANEY | For | For | |||||||||
8 | CHARLES L. DUNLAP | For | For | |||||||||
9 | CHRISTOPHER P. SLUBICKI | For | For | |||||||||
03 | ON THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION: | Management | For | For | ||||||||
04 | ON THE ORDINARY RESOLUTION TO AMEND THE STOCK OPTION PLAN OF THE CORPORATION. | Management | For | For | ||||||||
COMPANHIA VALE DO RIO DOCE | ||||||||||||
Security | 204412209 | Meeting Type | Special | |||||||||
Ticker Symbol | RIO | Meeting Date | 27-Apr-2007 | |||||||||
ISIN | Agenda | 932676313 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
O1 | APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||||
O2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET OF THE COMPANY. | Management | For | For | ||||||||
O3 | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||
O4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. | Management | For | For | ||||||||
O5 | ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE OFFICERS AND THE FISCAL COUNCIL. | Management | For | For | ||||||||
E1 | PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE 5 OF THE COMPANY'S BY-LAWS. | Management | For | For | ||||||||
RANDGOLD RESOURCES LIMITED | ||||||||||||
Security | 752344309 | Meeting Type | Annual | |||||||||
Ticker Symbol | GOLD | Meeting Date | 30-Apr-2007 | |||||||||
ISIN | Agenda | 932666158 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | ADOPTION OF THE DIRECTORS' REPORT AND ACCOUNTS. | Management | For | |||||||||
02 | ELECTION OF DIRECTORS NORBORNE P. COLE (MEMBER OF THE REMUNERATION COMMITTEE). | Management | For | |||||||||
03 | ELECTION OF DIRECTORS DR. KARL VOLTAIRE (MEMBER OF THE AUDIT COMMITTEE). | Management | For | |||||||||
04 | RE-ELECTION OF DIRECTORS PHILIPPE LIETARD (NON- EXECUTIVE CHAIRMAN). | Management | For | |||||||||
05 | RE-ELECTION OF DIRECTORS ROBERT I. ISRAEL (CHAIRMAN OF THE REMUNERATION COMMITTEE). | Management | For | |||||||||
06 | ADOPTION OF THE REPORT OF THE REMUNERATION COMMITTEE. | Management | For | |||||||||
07 | APPROVE THE FEES PAYABLE TO DIRECTORS. | Management | For | |||||||||
08 | APPOINT BDO STOY HAYWARD LLP AS AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2007. | Management | For | |||||||||
COMPANHIA DE SANEAMENTO BASICO DO ES | ||||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||||
Ticker Symbol | SBS | Meeting Date | 30-Apr-2007 | |||||||||
ISIN | Agenda | 932686617 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
A1 | ANALYSIS OF THE MANAGEMENT'S ACCOUNTS AND FINANCIAL STATEMENTS, SUPPORTED BY THE REPORTS OF THE FISCAL COUNCIL AND EXTERNAL AUDITORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||
A2 | ALLOCATION OF THE INCOME OF THE PERIOD AND TRANSFER OF THE BALANCE OF RETAINED EARNINGS TO THE INVESTMENTS RESERVE ACCOUNT. | Management | For | |||||||||
A3 | ELECTION OF THE BOARD OF DIRECTORS AND FISCAL COUNCIL SITTING AND ALTERNATE MEMBERS. | Management | For | |||||||||
A4 | DEFINITION OF THE COMPENSATION OF THE BOARD OF DIRECTORS, AUDIT COMMITTEE, FISCAL COUNCIL AND EXECUTIVE OFFICE MEMBERS. | Management | For | |||||||||
E1 | ANALYSIS OF THE BOARD OF DIRECTORS' REVERSE STOCK SPLIT PROPOSAL, AT THE RATIO OF 125:1, I.E., EACH ONE HUNDRED TWENTY FIVE (125) COMMON SHARES WILL CORRESPOND TO ONE (01) COMMON SHARE AFTER THE REVERSE SPLIT. | Management | For | |||||||||
E2 | AMENDMENT TO THE COMPANY'S BYLAWS: ARTICLE 2, PURSUANT TO FEDERAL LAW 11,445/07, ARTICLE 5, RESULTING FROM THE AFOREMENTIONED RESOLUTION AND ARTICLE 28, COMPANY'S ORGANIZATIONAL ADEQUACY. | Management | For | |||||||||
MULLEN GROUP INCOME FUND | ||||||||||||
Security | 625281100 | Meeting Type | Annual | |||||||||
Ticker Symbol | MTLJF | Meeting Date | 01-May-2007 | |||||||||
ISIN | Agenda | 932654557 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | FIXING THE NUMBER OF DIRECTORS OF THE ADMINISTRATOR AT EIGHT (8) AND PASSING AN ORDINARY RESOLUTION TO ELECT THE NOMINEES DESCRIBED IN THE INFORMATION CIRCULAR AS DIRECTORS OF THE ADMINISTRATOR; | Management | For | For | ||||||||
02 | PASSING AN ORDINARY RESOLUTION TO APPOINT KPMG LLP AS AUDITORS OF THE FUND AND TO AUTHORIZE THE DIRECTORS OF THE ADMINISTRATOR TO FIX KPMG LLP'S REMUNERATION IN THAT CAPACITY; | Management | For | For | ||||||||
03 | AT THE DISCRETION OF THE SAID PROXYHOLDERS, UPON ANY AMENDMENT OR VARIATION OF THE ABOVE MATTERS OR ANY OTHER MATTER THAT MAY BE PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF IN SUCH MANNER AS SUCH PROXY, IN SUCH PROXYHOLDER'S SOLE JUDGMENT, MAY DETERMINE. | Management | For | For | ||||||||
CONSOL ENERGY INC. | ||||||||||||
Security | 20854P109 | Meeting Type | Annual | |||||||||
Ticker Symbol | CNX | Meeting Date | 01-May-2007 | |||||||||
ISIN | Agenda | 932659848 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JOHN WHITMIRE | For | For | |||||||||
2 | J. BRETT HARVEY | For | For | |||||||||
3 | JAMES E. ALTMEYER, SR. | For | For | |||||||||
4 | WILLIAM E. DAVIS | For | For | |||||||||
5 | RAJ K. GUPTA | For | For | |||||||||
6 | PATRICIA A. HAMMICK | For | For | |||||||||
7 | DAVID C. HARDESTY, JR. | For | For | |||||||||
8 | JOHN T. MILLS | For | For | |||||||||
9 | WILLIAM A. POWELL | For | For | |||||||||
10 | JOSEPH T. WILLIAMS | For | For | |||||||||
02 | RATIFICATION OF INDEPENDENT ACCOUNTANTS: PRICEWATERHOUSECOOPERS LLP. | Management | For | For | ||||||||
03 | AMENDMENT TO CONSOL ENERGY INC. EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||
04 | SHAREHOLDER PROPOSAL REGARDING CLIMATE CHANGE. | Shareholder | Against | For | ||||||||
PEABODY ENERGY CORPORATION | ||||||||||||
Security | 704549104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BTU | Meeting Date | 01-May-2007 | |||||||||
ISIN | Agenda | 932661413 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | WILLIAM A. COLEY | For | For | |||||||||
2 | IRL F. ENGELHARDT | For | For | |||||||||
3 | WILLIAM C. RUSNACK | For | For | |||||||||
4 | JOHN F. TURNER | For | For | |||||||||
5 | ALAN H. WASHKOWITZ | For | For | |||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||
03 | SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION | Shareholder | Against | For | ||||||||
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||||||
Security | 01741R102 | Meeting Type | Annual | |||||||||
Ticker Symbol | ATI | Meeting Date | 02-May-2007 | |||||||||
ISIN | Agenda | 932646485 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
A | DIRECTOR | Management | ||||||||||
1 | H. KENT BOWEN | For | For | |||||||||
2 | L. PATRICK HASSEY | For | For | |||||||||
3 | JOHN D. TURNER | For | For | |||||||||
B | APPROVAL OF 2007 INCENTIVE PLAN. | Management | For | For | ||||||||
C | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||
D | STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. | Shareholder | Against | For | ||||||||
NALCO HOLDING COMPANY | ||||||||||||
Security | 62985Q101 | Meeting Type | Annual | |||||||||
Ticker Symbol | NLC | Meeting Date | 03-May-2007 | |||||||||
ISIN | Agenda | 932676438 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | DR. WILLIAM H. JOYCE | For | For | |||||||||
2 | MR. RODNEY F. CHASE | For | For | |||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | ||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED NALCO HOLDING COMPANY 2004 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||
Ticker Symbol | OII | Meeting Date | 04-May-2007 | |||||||||
ISIN | Agenda | 932659672 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | DAVID S. HOOKER | For | For | |||||||||
2 | HARRIS J. PAPPAS | For | For | |||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007 | Management | For | For | ||||||||
MCDERMOTT INTERNATIONAL, INC. | ||||||||||||
Security | 580037109 | Meeting Type | Annual | |||||||||
Ticker Symbol | MDR | Meeting Date | 04-May-2007 | |||||||||
ISIN | Agenda | 932660295 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JOHN F. BOOKOUT III | For | For | |||||||||
2 | RONALD C. CAMBRE | For | For | |||||||||
3 | BRUCE DEMARS | For | For | |||||||||
4 | ROBERT W. GOLDMAN | For | For | |||||||||
02 | APPROVE AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY BOARD OF DIRECTORS. | Management | For | For | ||||||||
03 | APPROVE AMENDMENT TO ARTICLES OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||||
04 | RATIFICATION OF APPOINTMENT OF MCDERMOTT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | For | For | ||||||||
CAMERON INTERNATIONAL CORPORATION | ||||||||||||
Security | 13342B105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CAM | Meeting Date | 09-May-2007 | |||||||||
ISIN | Agenda | 932648946 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MICHAEL E. PATRICK | For | For | |||||||||
2 | BRUCE W. WILKINSON | For | For | |||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2007. | Management | For | For | ||||||||
TRICAN WELL SERVICE LTD. | ||||||||||||
Security | 895945103 | Meeting Type | Annual and Special Meeting | |||||||||
Ticker Symbol | TOLWF | Meeting Date | 09-May-2007 | |||||||||
ISIN | Agenda | 932653074 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | TO SET THE NUMBER OF DIRECTORS OF THE COMPANY AT SIX (6). | Management | For | For | ||||||||
02 | DIRECTOR | Management | ||||||||||
1 | KENNETH M. BAGAN | For | For | |||||||||
2 | GARY R. BUGEAUD | For | For | |||||||||
3 | MURRAY L. COBBE | For | For | |||||||||
4 | DONALD R. LUFT | For | For | |||||||||
5 | DOUGLAS F. ROBINSON | For | For | |||||||||
6 | VICTOR J. STOBBE | For | For | |||||||||
03 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | Management | For | For | ||||||||
04 | THE APPROVAL OF THE STOCK OPTION PLAN RESOLUTION AS DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | ||||||||
HIGHPINE OIL & GAS LIMITED | ||||||||||||
Security | 43113R104 | Meeting Type | Annual | |||||||||
Ticker Symbol | HPNOF | Meeting Date | 09-May-2007 | |||||||||
ISIN | Agenda | 932660524 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | A RESOLUTION FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT SEVEN (7) MEMBERS; | Management | ||||||||||
02 | THE ELECTION OF DIRECTORS FOR THE ENSUING YEAR OF THE SEVEN (7) NOMINEES PROPOSED BY MANAGEMENT IN THE INFORMATION CIRCULAR - PROXY STATEMENT OF THE COMPANY DATED MARCH 16, 2007; | Management | ||||||||||
03 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | Management | ||||||||||
CONOCOPHILLIPS | ||||||||||||
Security | 20825C104 | Meeting Type | Annual | |||||||||
Ticker Symbol | COP | Meeting Date | 09-May-2007 | |||||||||
ISIN | Agenda | 932664988 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A | ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||||||
1B | ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||||||
1C | ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN | Management | For | For | ||||||||
1D | ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES | Management | For | For | ||||||||
1E | ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY | Management | For | For | ||||||||
1F | ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | ||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Management | For | For | ||||||||
03 | CORPORATE POLITICAL CONTRIBUTIONS | Shareholder | Against | For | ||||||||
04 | GLOBAL WARMING-RENEWABLES | Shareholder | Against | For | ||||||||
05 | QUALIFICATION FOR DIRECTOR NOMINEES | Shareholder | Against | For | ||||||||
06 | DRILLING IN SENSITIVE/PROTECTED AREAS | Shareholder | Against | For | ||||||||
07 | REPORT ON RECOGNITION OF INDIGENOUS RIGHTS | Shareholder | Against | For | ||||||||
08 | COMMUNITY ACCOUNTABILITY | Shareholder | Against | For | ||||||||
AVENTINE RENEWABLE ENERGY HDGS, INC | ||||||||||||
Security | 05356X403 | Meeting Type | Annual | |||||||||
Ticker Symbol | AVR | Meeting Date | 09-May-2007 | |||||||||
ISIN | Agenda | 932671933 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A | ELECTION OF DIRECTOR: RICHARD A. DERBES | Management | For | For | ||||||||
1B | ELECTION OF DIRECTOR: MICHAEL C. HOFFMAN | Management | For | For | ||||||||
1C | ELECTION OF DIRECTOR: ARNOLD M. NEMIROW | Management | For | For | ||||||||
02 | TO RATIFY THE COMPANY'S 2003 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | Against | Against | ||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | ||||||||
AVENTINE RENEWABLE ENERGY HDGS, INC | ||||||||||||
Security | 05356X205 | Meeting Type | Annual | |||||||||
Ticker Symbol | AENEY | Meeting Date | 09-May-2007 | |||||||||
ISIN | Agenda | 932671933 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A | ELECTION OF DIRECTOR: RICHARD A. DERBES | Management | For | For | ||||||||
1B | ELECTION OF DIRECTOR: MICHAEL C. HOFFMAN | Management | For | For | ||||||||
1C | ELECTION OF DIRECTOR: ARNOLD M. NEMIROW | Management | For | For | ||||||||
02 | TO RATIFY THE COMPANY'S 2003 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | Against | Against | ||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | ||||||||
TRANSOCEAN INC. | ||||||||||||
Security | G90078109 | Meeting Type | Annual | |||||||||
Ticker Symbol | RIG | Meeting Date | 10-May-2007 | |||||||||
ISIN | Agenda | 932654064 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A | ELECTION OF DIRECTOR: ROBERT L. LONG | Management | For | For | ||||||||
1B | ELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | For | ||||||||
1C | ELECTION OF DIRECTOR: ROBERT M. SPRAGUE | Management | For | For | ||||||||
1D | ELECTION OF DIRECTOR: J. MICHAEL TALBERT | Management | For | For | ||||||||
02 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Management | For | For | ||||||||
HEXCEL CORPORATION | ||||||||||||
Security | 428291108 | Meeting Type | Annual | |||||||||
Ticker Symbol | HXL | Meeting Date | 10-May-2007 | |||||||||
ISIN | Agenda | 932671349 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JOEL S. BECKMAN | For | For | |||||||||
2 | H. ARTHUR BELLOWS, JR. | For | For | |||||||||
3 | DAVID E. BERGES | For | For | |||||||||
4 | LYNN BRUBAKER | For | For | |||||||||
5 | JEFFREY C. CAMPBELL | For | For | |||||||||
6 | SANDRA L. DERICKSON | For | For | |||||||||
7 | W. KIM FOSTER | For | For | |||||||||
8 | DAVID C. HURLEY | For | For | |||||||||
9 | DAVID L. PUGH | For | For | |||||||||
02 | PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
PASON SYSTEMS INC. | ||||||||||||
Security | 702925108 | Meeting Type | Annual | |||||||||
Ticker Symbol | PSYTF | Meeting Date | 14-May-2007 | |||||||||
ISIN | Agenda | 932667996 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | THE FIXING OF THE NUMBER OF DIRECTORS AT SIX; | Management | For | For | ||||||||
02 | IN RESPECT OF THE ELECTION OF THE NOMINEES FOR DIRECTORS, AS SPECIFIED IN THE ACCOMPANYING INFORMATION CIRCULAR; | Management | For | For | ||||||||
03 | IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||
DIAMOND OFFSHORE DRILLING, INC. | ||||||||||||
Security | 25271C102 | Meeting Type | Annual | |||||||||
Ticker Symbol | DO | Meeting Date | 15-May-2007 | |||||||||
ISIN | Agenda | 932672834 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | JAMES S. TISCH | For | For | |||||||||
2 | LAWRENCE R. DICKERSON | For | For | |||||||||
3 | ALAN R. BATKIN | For | For | |||||||||
4 | JOHN R. BOLTON | For | For | |||||||||
5 | CHARLES L. FABRIKANT | For | For | |||||||||
6 | PAUL G. GAFFNEY II | For | For | |||||||||
7 | HERBERT C. HOFMANN | For | For | |||||||||
8 | ARTHUR L. REBELL | For | For | |||||||||
9 | RAYMOND S. TROUBH | For | For | |||||||||
02 | TO APPROVE OUR AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN FOR EXECUTIVE OFFICERS. | Management | For | For | ||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2007. | Management | For | For | ||||||||
VERASUN ENERGY GROUP | ||||||||||||
Security | 92336G106 | Meeting Type | Annual | |||||||||
Ticker Symbol | VSE | Meeting Date | 16-May-2007 | |||||||||
ISIN | Agenda | 932674799 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | DONALD L. ENDRES | For | For | |||||||||
2 | D. DUANE GILLIAM | For | For | |||||||||
3 | PAUL A. SCHOCK | For | For | |||||||||
02 | TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2007. | Management | For | For | ||||||||
PEERLESS ENERGY INC. | ||||||||||||
Security | 705497105 | Meeting Type | Annual and Special Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-May-2007 | ||||||||||
ISIN | Agenda | 932684081 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT SIX. | Management | For | For | ||||||||
02 | THE ELECTION OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE NOMINEES PROPOSED BY MANAGEMENT IN THE MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") DATED MARCH 27, 2007 ACCOMPANYING THIS VOTING INSTRUCTION FORM. | Management | For | For | ||||||||
03 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION AND THE GRANTING OF THE AUTHORITY TO THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||
04 | AN ORDINARY RESOLUTION, AS SET OUT IN THE CIRCULAR, APPROVING THE AMENDMENTS TO THE INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, PARTICULARS OF WHICH AMENDMENTS ARE AS SET FORTH IN THE CIRCULAR. | Management | For | For | ||||||||
GRANT PRIDECO, INC. | ||||||||||||
Security | 38821G101 | Meeting Type | Annual | |||||||||
Ticker Symbol | GRP | Meeting Date | 17-May-2007 | |||||||||
ISIN | Agenda | 932665120 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | DAVID J. BUTTERS | For | For | |||||||||
2 | ELIOT M. FRIED | For | For | |||||||||
3 | DENNIS R. HENDRIX | For | For | |||||||||
4 | HAROLD E. LAYMAN | For | For | |||||||||
5 | MICHAEL MCSHANE | For | For | |||||||||
6 | ROBERT K. MOSES, JR. | For | For | |||||||||
7 | JOSEPH E. REID | For | For | |||||||||
8 | DAVID A. TRICE | For | For | |||||||||
ALPHA NATURAL RESOURCES, INC. | ||||||||||||
Security | 02076X102 | Meeting Type | Annual | |||||||||
Ticker Symbol | ANR | Meeting Date | 22-May-2007 | |||||||||
ISIN | Agenda | 932671983 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MARY ELLEN BOWERS | For | For | |||||||||
2 | JOHN S. BRINZO | For | For | |||||||||
3 | E. LINN DRAPER, JR. | For | For | |||||||||
4 | GLENN A. EISENBERG | For | For | |||||||||
5 | JOHN W. FOX, JR. | For | For | |||||||||
6 | MICHAEL J. QUILLEN | For | For | |||||||||
7 | TED G. WOOD | For | For | |||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | ||||||||
SAVANNA ENERGY SERVICES CORP. | ||||||||||||
Security | 804694107 | Meeting Type | Annual | |||||||||
Ticker Symbol | SVGYF | Meeting Date | 22-May-2007 | |||||||||
ISIN | Agenda | 932693698 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | TO SET THE NUMBER OF DIRECTORS OF THE CORPORATION FOR THE ENSUING YEAR AT SEVEN (7). | Management | For | For | ||||||||
02 | DIRECTOR | Management | ||||||||||
1 | ELSON MCDOUGALD | For | For | |||||||||
2 | KEN MULLEN | For | For | |||||||||
3 | VICTOR S. BUFFALO | For | For | |||||||||
4 | JOHN HOOKS | For | For | |||||||||
5 | JAMES SAUNDERS | For | For | |||||||||
6 | TOR WILSON | For | For | |||||||||
7 | KEVIN NUGENT | For | For | |||||||||
03 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||
RANGE RESOURCES CORPORATION | ||||||||||||
Security | 75281A109 | Meeting Type | Annual | |||||||||
Ticker Symbol | RRC | Meeting Date | 23-May-2007 | |||||||||
ISIN | Agenda | 932693042 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | CHARLES L. BLACKBURN | |||||||||||
2 | ANTHONY V. DUB | |||||||||||
3 | V. RICHARD EALES | |||||||||||
4 | ALLEN FINKELSON | |||||||||||
5 | JONATHAN S. LINKER | |||||||||||
6 | KEVIN S. MCCARTHY | |||||||||||
7 | JOHN H. PINKERTON | |||||||||||
8 | JEFFREY L. VENTURA | |||||||||||
02 | TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND THE 2005 EQUITY- BASED COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY 950,000 SHARES. | Management | ||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | ||||||||||
BUNGE LIMITED | ||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||
Ticker Symbol | BG | Meeting Date | 25-May-2007 | |||||||||
ISIN | Agenda | 932685401 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A | TO ELECT AS CLASS I DIRECTOR: JORGE BORN, JR. | Management | For | For | ||||||||
1B | TO ELECT AS CLASS I DIRECTOR: BERNARD DE LA TOUR D'AUVERGNE LAURAGUAIS | Management | For | For | ||||||||
1C | TO ELECT AS CLASS I DIRECTOR: WILLIAM ENGELS | Management | For | For | ||||||||
1D | TO ELECT AS CLASS I DIRECTOR: L. PATRICK LUPO | Management | For | For | ||||||||
1E | TO ELECT AS CLASS II DIRECTOR: OCTAVIO CARABALLO | Management | For | For | ||||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | For | For | ||||||||
03 | TO APPROVE THE BUNGE LIMITED 2007 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN AS SET FORTH IN THE PROXY STATEMENT. | Management | Against | Against | ||||||||
PURE ENERGY SERVICES LTD. | ||||||||||||
Security | 74623J100 | Meeting Type | Annual and Special Meeting | |||||||||
Ticker Symbol | PUEYF | Meeting Date | 25-May-2007 | |||||||||
ISIN | Agenda | 932692519 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | ELECTION OF DIRECTORS OF THE CORPORATION, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR. | Management | For | For | ||||||||
02 | THE RE-APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION, AT A REMUNERATION TO BE FIXED BY THE DIRECTORS OF THE CORPORATION. | Management | For | For | ||||||||
03 | THE RESOLUTION IN THE FORM SET FORTH IN APPENDIX "A" TO THE ACCOMPANYING INFORMATION CIRCULAR, AUTHORIZING AMENDMENTS TO THE CORPORATION'S STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR. | Management | For | For | ||||||||
04 | THE RESOLUTION IN THE FORM SET FORTH IN APPENDIX "B" TO THE ACCOMPANYING INFORMATION CIRCULAR, AUTHORIZING AN AMENDMENT TO THE CORPORATION'S BY-LAWS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR. | Management | For | For | ||||||||
FIRST SOLAR, INC. | ||||||||||||
Security | 336433107 | Meeting Type | Annual | |||||||||
Ticker Symbol | FSLR | Meeting Date | 25-May-2007 | |||||||||
ISIN | Agenda | 932699436 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MICHAEL J. AHEARN | For | For | |||||||||
2 | JAMES F. NOLAN | For | For | |||||||||
3 | J. THOMAS PRESBY | For | For | |||||||||
4 | BRUCE SOHN | For | For | |||||||||
5 | PAUL H. STEBBINS | For | For | |||||||||
6 | MICHAEL SWEENEY | For | For | |||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Management | For | For | ||||||||
EXXON MOBIL CORPORATION | ||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||
Ticker Symbol | XOM | Meeting Date | 30-May-2007 | |||||||||
ISIN | Agenda | 932676844 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | M.J. BOSKIN | |||||||||||
2 | W.W. GEORGE | |||||||||||
3 | J.R. HOUGHTON | |||||||||||
4 | W.R. HOWELL | |||||||||||
5 | R.C. KING | |||||||||||
6 | P.E. LIPPINCOTT | |||||||||||
7 | M.C. NELSON | |||||||||||
8 | S.J. PALMISANO | |||||||||||
9 | S.S. REINEMUND | |||||||||||
10 | W.V. SHIPLEY | |||||||||||
11 | J.S. SIMON | |||||||||||
12 | R.W. TILLERSON | |||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) | Management | ||||||||||
03 | CUMULATIVE VOTING (PAGE 45) | Shareholder | ||||||||||
04 | SPECIAL SHAREHOLDER MEETINGS (PAGE 47) | Shareholder | ||||||||||
05 | BOARD CHAIRMAN AND CEO (PAGE 47) | Shareholder | ||||||||||
06 | DIVIDEND STRATEGY (PAGE 48) | Shareholder | ||||||||||
07 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 50) | Shareholder | ||||||||||
08 | CEO COMPENSATION DECISIONS (PAGE 51) | Shareholder | ||||||||||
09 | EXECUTIVE COMPENSATION REPORT (PAGE 52) | Shareholder | ||||||||||
10 | EXECUTIVE COMPENSATION LIMIT (PAGE 53) | Shareholder | ||||||||||
11 | INCENTIVE PAY RECOUPMENT (PAGE 54) | Shareholder | ||||||||||
12 | POLITICAL CONTRIBUTIONS REPORT (PAGE 55) | Shareholder | ||||||||||
13 | AMENDMENT OF EEO POLICY (PAGE 57) | Shareholder | ||||||||||
14 | COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) | Shareholder | ||||||||||
15 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) | Shareholder | ||||||||||
16 | CO2 INFORMATION AT THE PUMP (PAGE 61) | Shareholder | ||||||||||
17 | RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) | Shareholder | ||||||||||
WEATHERFORD INTERNATIONAL LTD. | ||||||||||||
Security | G95089101 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFT | Meeting Date | 30-May-2007 | |||||||||
ISIN | Agenda | 932705683 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A | ELECTION AS DIRECTOR: NICHOLAS F. BRADY | Management | For | For | ||||||||
1B | ELECTION AS DIRECTOR: WILLIAM E. MACAULAY | Management | For | For | ||||||||
1C | ELECTION AS DIRECTOR: DAVID J. BUTTERS | Management | For | For | ||||||||
1D | ELECTION AS DIRECTOR: ROBERT B. MILLARD | Management | For | For | ||||||||
1E | ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER | Management | For | For | ||||||||
1F | ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For | ||||||||
1G | ELECTION AS DIRECTOR: SHELDON B. LUBAR | Management | For | For | ||||||||
1H | ELECTION AS DIRECTOR: ROBERT A. RAYNE | Management | For | For | ||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP'S REMUNERATION. | Management | For | For | ||||||||
TENARIS, S.A. | ||||||||||||
Security | 88031M109 | Meeting Type | Annual | |||||||||
Ticker Symbol | TS | Meeting Date | 06-Jun-2007 | |||||||||
ISIN | Agenda | 932724380 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
A1 | CONSIDERATION OF THE BOARD'S AND INDEPENDENT AUDITOR'S REPORTS. APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||||
A2 | CONSIDERATION OF THE BOARD OF DIRECTORS' AND INDEPENDENT AUDITORS' REPORTS ON THE COMPANY'S ANNUAL ACCOUNTS. APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2006. | Management | For | For | ||||||||
A3 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT. | Management | For | For | ||||||||
A4 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||
A5 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||
A6 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||
A7 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS. | Management | For | For | ||||||||
A8 | APPOINTMENT OF THE INDEPENDENT AUDITORS AND APPROVAL OF THEIR FEES. | Management | For | For | ||||||||
E1 | THE RENEWAL OF THE VALIDITY PERIOD OF THE COMPANY'S AUTHORIZED SHARE CAPITAL TO ISSUE SHARES FROM TIME TO TIME WITHIN THE LIMITS. THE WAIVER OF ANY PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS PROVIDED FOR BY LAW AND THE AUTHORIZATION TO THE BOARD TO SUPPRESS ANY PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS. | Management | For | For | ||||||||
GLOBALSANTAFE CORPORATION | ||||||||||||
Security | G3930E101 | Meeting Type | Annual | |||||||||
Ticker Symbol | GSF | Meeting Date | 07-Jun-2007 | |||||||||
ISIN | Agenda | 932705912 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | EDWARD R. MULLER | For | For | |||||||||
2 | JOHN L. WHITMIRE | For | For | |||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | For | For | ||||||||
ULTRA PETROLEUM CORP. | ||||||||||||
Security | 903914109 | Meeting Type | Annual | |||||||||
Ticker Symbol | UPL | Meeting Date | 14-Jun-2007 | |||||||||
ISIN | Agenda | 932724986 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | MICHAEL D. WATFORD | For | For | |||||||||
2 | DR. W. CHARLES HELTON | For | For | |||||||||
3 | STEPHEN J. MCDANIEL | For | For | |||||||||
4 | ROBERT E. RIGNEY | For | For | |||||||||
5 | JAMES C. ROE | For | For | |||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For | ||||||||
03 | STOCKHOLDER PROPOSAL - CLIMATE CHANGE. | Shareholder | Against | For | ||||||||
OIL CO LUKOIL | ||||||||||||
Security | 677862104 | Meeting Type | Annual | |||||||||
Ticker Symbol | LUKOY | Meeting Date | 28-Jun-2007 | |||||||||
ISIN | Agenda | 932734189 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | TO APPROVE THE ANNUAL REPORT OF OAO "LUKOIL" FOR 2006, INCLUDING: THE NET PROFIT OF OAO "LUKOIL" FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 ROUBLES; TO DISTRIBUTE 32,321,404,000 ROUBLES TO THE PAYMENT OF DIVIDENDS FOR 2006. TO PAY DIVIDENDS FOR THE 2006 FINANCIAL YEAR IN THE AMOUNT OF 38 ROUBLES PER ORDINARY SHARE. TO SET THE TERM OF PAYMENT OF DIVIDENDS AS JULY TO DECEMBER 2007. PAYMENT OF DIVIDENDS SHALL BE MADE IN CASH FROM THE ACCOUNT OF OAO "LUKOIL". | Management | For | |||||||||
3A | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO "LUKOIL" ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, LYUDMILA MIKHAILOVNA | Management | For | |||||||||
3B | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO "LUKOIL" ON 3 FEBRUARY 2007 (MINUTES NO.4): KONDRATIEV, PAVEL GENNADIEVICH | Management | For | |||||||||
3C | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO "LUKOIL" ON 3 FEBRUARY 2007 (MINUTES NO.4): NIKITENKO, VLADIMIR NIKOLAEVICH | Management | For | |||||||||
4A | TO PAY REMUNERATION AND REIMBURSE EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO "LUKOIL" ACCORDING TO APPENDIX 1. | Management | For | |||||||||
4B | TO ESTABLISH REMUNERATION FOR NEWLY ELECTED MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO "LUKOIL" ACCORDING TO APPENDIX 2. TO INVALIDATE THE AMOUNTS OF REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO "LUKOIL" ESTABLISHED BY DECISION OF THE ANNUAL GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL" OF 24 JUNE 2004 (MINUTES NO. I) ON THE COMPLETION OF PAYMENTS OF REMUNERATION TO MEMBERS OF THE BOARD OF DIRECTORS AND AUDIT COMMISSION ELECTED AT THE ANNUAL GENERAL SHAREHOLDERS MEETING ON 28 JUNE 2006. | Management | For | |||||||||
05 | TO APPROVE THE INDEPENDENT AUDITOR OF OAO "LUKOIL" - CLOSED JOINT STOCK COMPANY KPMG. | Management | For | |||||||||
06 | TO DETERMINE THE NUMBER OF AUTHORISED SHARES OF OAO "LUKOIL" AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF (2.5) KOPECKS EACH, AND THE RIGHTS DEFINED BY THE COMPANY CHARTER FOR THIS TYPE OF SHARES. | Management | For | |||||||||
07 | TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER OF OPEN JOINT STOCK COMPANY "OIL COMPANY "LUKOIL", PURSUANT TO THE APPENDIX. | Management | For | |||||||||
08 | TO APPROVE AMENDMENTS TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL", PURSUANT TO THE APPENDIX. | Management | For | |||||||||
9A | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT NO. 0610016 OF 10 JANUARY 2006 BETWEEN OAO "LUKOIL" AND OOO LUKOIL- VOLGOGRADNEFTEPERERABOTKA. | Management | For | |||||||||
9B | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO OIL SUPPLY CONTRACT NO. 801/2006/0610579 OF 29 JUNE 2006 BETWEEN OAO "LUKOIL" AND OOO LUKOIL-VOLGOGRADNEFTEPERERABOTKA. | Management | For | |||||||||
9C | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO "LUKOIL" AND OOO NARYANMARNEFTEGAZ. | Management | For | |||||||||
9D | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO "LUKOIL" AND OOO NARYANMARNEFTEGAZ. | Management | For | |||||||||
9E | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE LIABILITY OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN OAO "LUKOIL" AND OAO KAPITAL STRAKHOVANIE. | Management | For | |||||||||
10 | TO APPROVE MEMBERSHIP OF OAO "LUKOIL" IN THE RUSSIAN NATIONAL ASSOCIATION SWIFT. | Management | For | |||||||||
OIL CO LUKOIL | ||||||||||||
Security | 677862104 | Meeting Type | Annual | |||||||||
Ticker Symbol | LUKOY | Meeting Date | 28-Jun-2007 | |||||||||
ISIN | Agenda | 932736195 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
2A | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": ALEKPEROV, VAGIT YUSUFOVICH | Management | For | |||||||||
2B | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": BELIKOV, IGOR VYACHESLAVOVICH | Management | For | |||||||||
2C | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": BEREZHNOI, MIKHAIL PAVLOVICH | Management | For | |||||||||
2D | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": WALLETTE (JR.), DONALD EVERT | Management | For | |||||||||
2E | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": GRAYFER, VALERY ISAAKOVICH | Management | For | |||||||||
2F | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": KUTAFIN, OLEG EMELYANOVICH | Management | For | |||||||||
2G | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": MAGANOV, RAVIL ULFATOVICH | Management | For | |||||||||
2H | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": MATZKE, RICHARD HERMAN | Management | For | |||||||||
2I | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": MIKHAILOV, SERGEI ANATOLIEVICH | Management | For | |||||||||
2J | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": TSVETKOV, NIKOLAI ALEXANDROVICH | Management | For | |||||||||
2K | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": SHERKUNOV, IGOR VLADIMIROVICH | Management | For | |||||||||
2L | TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF OAO "LUKOIL": SHOKHIN, ALEXANDER NIKOLAEVICH | Management | For |
Name | Ticker | Security ID | Country | Meeting Date | Record Date | Meeting Type | Ballot Item Number | M or S | Item Desc | Mgt Rec Vote | Vote Cast |
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 1 | M | Approve Merger Agreement with Alliance Unichem Plc; Increase Authorised Capital from GBP 299,999,279 to GBP 479,148,237; Issue Equity with Rights up to GBP 179,148,254 Pursuant with the Merger | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 2 | M | Elect Stefano Pessina as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 3 | M | Elect George Fairweather as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 4 | M | Elect Ornella Barra as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 5 | M | Elect Steve Duncan as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 6 | M | Elect Adrian Loader as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 7 | M | Elect Patrick Ponsolle as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 8 | M | Elect Manfred Stach as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 9 | M | Elect Scott Wheway as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 10 | M | Amend Articles of Association | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/4/2006 | Special | 11 | M | Change Company Name to Alliance Boots Plc | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 3 | M | Approve Final Dividend of 6.10 Pence Per Ordinary Share | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 4 | M | Re-elect Charles Allen as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 5 | M | Re-elect Richard Brasher as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 6 | M | Re-elect Philip Clarke as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 7 | M | Re-elect Andrew Higginson as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 8 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 9 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 10 | M | Approve Increase in Authorised Capital from GBP 535,000,000 to GBP 542,900,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 131,700,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 12 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,760,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 13 | M | Authorise 790,500,000 Ordinary Shares for Market Purchase | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 14 | M | Authorise Directors to Use Treasury Shares for the Purposes of or Pursuant to Any of the Employee Share Schemes Operated by the Company | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 15 | M | Authorise the Company to make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 16 | M | Authorise Tesco Stores Limited to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 17 | M | Authorise Tesco Ireland Limited to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 18 | M | Authorise Tesco Vin Plus S.A. to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 19 | M | Authorise Tesco Stores CR a.s. to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 20 | M | Authorise Tesco Stores SR a.s. to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 21 | M | Authorise Tesco Global Rt to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 7/7/2006 | Annual | 22 | M | Authorise Tesco Polska Sp z.o.o. to Make Donations to EU Political Organisations and Incur EU Political Expenditure up to GBP 25,000 | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 3 | M | Approve Final Dividend of 21 Pence Per Share | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 4 | M | Re-elect Sir Nigel Rudd as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 5 | M | Elect Jim Smart as Director | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 6 | M | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 7 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 8 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 119,900,000 if the Proposed Merger with Alliance Unichem Plc becomes Effective; Otherwise up to GBP 60,100,000 | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 9 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,900,000 if the Proposed Merger with Alliance Unichem Plc becomes Effective; Otherwise up to GBP 9,000,000 | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 10 | M | Authorise 96,756,000 Ordinary Shares if the Proposed Merger with Alliance Unichem Plc becomes Effective; Otherwise up to 48,571,000 Ordinary Shares for Market Purchase | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 11 | M | Amend Articles of Association | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 12 | M | Authorise the Company to Make Donations to EU Political Organisations up to GBP 37,500 and to Incur EU Political Expenditure up to GBP 37,500 | For | For | ||
Alliance Boots plc | G12517119 | United Kingdom | 7/20/2006 | Annual | 13 | M | Amend Boots Performance Share Plan | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Special | 1 | M | Approve Increase in Authorised Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 2 | M | Re-elect Sir John Bond as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 3 | M | Re-elect Arun Sarin as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 4 | M | Re-elect Thomas Geitner as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 5 | M | Re-elect Michael Boskin as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 6 | M | Re-elect Lord Broers as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 7 | M | Re-elect John Buchanan as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 8 | M | Re-elect Andy Halford as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 9 | M | Re-elect Jurgen Schrempp as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 10 | M | Re-elect Luc Vandevelde as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 11 | M | Elect Philip Yea as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 12 | M | Elect Anne Lauvergeon as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 13 | M | Elect Anthony Watson as Director | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 14 | M | Approve Final Dividend of 3.87 Pence Per Ordinary Share | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 15 | M | Approve Remuneration Report | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 16 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 17 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 18 | M | Adopt New Articles of Association | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 19 | M | Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 20 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 21 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000 | For | For | ||
Vodafone Group plc | G93882101 | United Kingdom | 7/25/2006 | Annual | 22 | M | Authorise 5,200,000,000 Ordinary Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares | For | For | ||
Akzo Nobel N.V. | N01803100 | Netherlands | 9/7/2006 | 8/31/2006 | Special | 1 | M | Open Meeting | None | Did Not Vote | |
Akzo Nobel N.V. | N01803100 | Netherlands | 9/7/2006 | 8/31/2006 | Special | 2 | M | Approve Spin-Off Agreement | For | Did Not Vote | |
Akzo Nobel N.V. | N01803100 | Netherlands | 9/7/2006 | 8/31/2006 | Special | 3 | M | Close Meeting | None | Did Not Vote | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 1 | M | Open Meeting | None | None | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 2 | M | Elect Chairman of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 3 | M | Prepare and Approve List of Shareholders | For | For | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 4 | M | Approve Agenda of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 5 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 6 | M | Acknowledge Proper Convening of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 7 | M | Approve Distribution of Shares in Wholly-Owned Subsidiaries (Securitas Direct Aktiebolag and Securitas Systems AB) to Shareholders | For | For | |
Securitas AB | W7912C118 | Sweden | 9/25/2006 | 9/19/2006 | Special | 8 | M | Close Meeting | None | None | |
BAE Systems plc | G06940103 | United Kingdom | 10/4/2006 | Special | 1 | M | Approve the Disposal of the Company's Twenty Per Cent Shareholding in Airbus S.A.S. to European Aeronautic Defence and Space Company EADS N.V.; Authorise the Directors to Take All Steps Necessary to Implement the Disposal | For | For | ||
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 1 | M | Receive Financial Statements and Statutory Reports for the Year Ended June 30, 2006 | None | None |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 2 | M | Questions and Comments | None | None |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 3.1 | M | Elect Peter Gregg as Director | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 3.2 | M | Elect Patricia Cross as Director | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 3.3 | M | Elect James Packer as Director | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 3.4 | M | Elect James Strong as Director | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 4 | M | Approve the Qantas Deferred Share Plan | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 5.1 | M | Approve the Participation of 900,000 Shares by Geoff Dixon, Pursuant to Qantas Deferred Share Plan | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 5.2 | M | Approve the Participation of 300,000 Shares by Peter Gregg, Pursuant to Qantas Deferred Share Plan | For | For |
Qantas Airways Limited | QAN | Q77974105 | Australia | 10/19/2006 | 10/17/2006 | Annual | 6 | M | Approve Remuneration Report for the Year Ended June 30, 2006 | For | For |
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 10/20/2006 | Special | 1 | M | Approve Acquisition of All the Issued Ordinary Shares in the Capital of GES International Ltd. (GES) for a Cash Consideration of SGD 1.25 for Each GES Share | For | For | ||
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 10/25/2006 | 9/25/2006 | Special | 1 | M | Approve Engineering Framework Agreements | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 10/25/2006 | 9/25/2006 | Special | 2 | M | Approve Interconnection Agreement | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 10/25/2006 | 9/25/2006 | Special | 3 | M | Approve Proposed Annual Caps for the Engineering Framework Agreements for the Years Ending Dec. 31, 2007 and Dec. 31, 2008 | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 10/25/2006 | 9/25/2006 | Special | 4 | M | Approve Proposed No Annual Cap for the Interconnection Agreement for the Years Ending Dec. 31, 2007 and Dec. 31, 2008 | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 10/25/2006 | 9/25/2006 | Special | 5 | M | Approve Strategic Aggreement | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 10/25/2006 | 10/18/2006 | Special | 1 | M | Cancel Company Treasury Shares | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 10/25/2006 | 10/18/2006 | Special | 2 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 10/25/2006 | 10/18/2006 | Special | 3 | M | Cancel Additional Company Treasury Shares | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 10/25/2006 | 10/18/2006 | Special | 4 | M | Authorize Additional Share Repurchase Program | For | For | |
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 2 | M | Approve Final Dividend of 6.7 Pence Per Ordinary Share | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 3 | M | Re-elect Chase Carey as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 4 | M | Re-elect Nicholas Ferguson as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 5 | M | Re-elect James Murdoch as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 6 | M | Re-elect Jacques Nasser as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 7 | M | Re-elect David DeVoe as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 8 | M | Re-elect Rupert Murdoch as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 9 | M | Re-elect Arthur Siskind as Director | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 10 | M | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 11 | M | Approve Remuneration Report | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 12 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 13 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 295,000,000 | For | For | ||
British Sky Broadcasting Group Plc | G15632105 | United Kingdom | 11/3/2006 | Annual | 14 | M | Subject to the Passing of Item 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 44,000,000 | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 1 | M | Conditional Upon Completion of the Demerger of the Company's Fiberweb Nonwovens Business, Change Company Name to BBA Aviation Plc | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 1 | M | Approve Demerger of the Fiberweb Business | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 2 | M | Approve Declaration of Dividend In Specie of Fiberweb Shares; Authorise Directors to Pay Such Dividend and To Sell Fiberweb Shares as a Result of Fractional Entitlements | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 3 | M | Sub-division of Every 1 Issued and Every Auth. but Unissued Ord. Shares of 25 Pence Each Into 21 Ord. Shares of 1 4/21 Pence Each; Consolidation for Every 25 of such Sub-Divided Shares of 1 4/21p Each Into 1 Consolidated BBA Share of 29 16/21p Each | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 4 | M | Authorise the Directors to Do All Acts Necessary to Effect the Demerger and the Share Consolidation of the BBA Shares | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 5 | M | Authorise 61,703,112 Consolidated BBA Shares for Market Purchase | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 6 | M | Approve BBA 2006 Deferred Bonus Plan | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 7 | M | Approve BBA 2006 Long-Term Incentive Plan | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 8 | M | Approve BBA 2006 Executive Share Option Plan | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 9 | M | Approve Fiberweb Deferred Share Matching Plan | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 10 | M | Approve Fiberweb Long-Term Incentive Plan | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 11 | M | Approve Fiberweb Executive Share Option Plan | For | For | ||
BBA Aviation plc | G08932116 | United Kingdom | 11/16/2006 | Special | 12 | M | Approve Fiberweb Share Incentive Plan; Approve Fiberweb Savings-Related Share Option Scheme | For | For | ||
Lite-On Technology Corp. | 536759202 | Taiwan | 1/11/2007 | 12/12/2006 | Special | 1 | M | Approve Reduction in Stated Capital | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 1/11/2007 | 12/12/2006 | Special | 2 | M | Approve Acquisition of Li Shin International Enterprise Corp. Through Share Swap Agreement | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 1/11/2007 | 12/12/2006 | Special | 3 | M | Other Business | None | None | |
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 1 | M | Receive Supervisory Board Report, Corporate Governance Report, and Remuneration Report | None | None | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 2 | M | Receive Financial Statements and Statutory Reports | None | None | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 3 | M | Approve Allocation of Income and Dividends of EUR 1.45 per Share | For | For | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 4 | M | Approve Discharge of Management Board for Fiscal 2005/2006 | For | For | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 5 | M | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | For | For | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 6 | M | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2006/2007 | For | For | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 7 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 8 | M | Amend Articles Re: Supervisory Board Meetings and Decisionmaking | For | For | ||
Siemens AG | D69671218 | Germany | 1/25/2007 | Annual | 9 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | ||
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 1 | M | Presentations by the Chairman and the Group Chief Executive Officer | None | None |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 2 | M | Receive Financial Statements and Statutory Reports for the Year Ended Sept. 30, 2006 | None | None |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 3a | M | Elect Michael Chaney as Director | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 3b | M | Elect Ahmed Fahour as Director | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 3c | M | Elect Paul Rizzo as Director | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 3d | M | Elect Michael Ulmer as Director | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 4 | M | Approve Remuneration Report for the Year Ended Sept. 30, 2006 | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 5 | M | Approve Non-Executive Director Share Plan | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 6 | M | Approve Issuance of 37,260 National Shares at A$39.52 Each to John Stewart, Group Chief Executive Officer, Under Short Term Incentive Plan | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 7 | M | Approve Grants of 42,587 Shares, 284,250 Performance Options and 71,063 Performance Rights, Under the Company's Short Term and Long Term Incentive Plans, to Ahmed Fahour, Chief Executive Officer, Australia | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 8a | M | Approve Grants of 19,661 Shares, 152,514 Performance Options, and 38,129 Performance Rights, Under the Company's Short Term and Long Term Incentive Plans, to Michael Ullmer,Group Chief Financial Officer | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 8b | M | Approve Grant of Shares to the Value of A$1 Million to Michael Ullmer, Group Chief Financial Officer | For | For |
National Australia Bank Limited | NAB | Q65336119 | Australia | 1/31/2007 | 1/29/2007 | Annual | 9 | M | Approve Selective Buy-Back Scheme Relating to 20 Million Preference Shares Associated with the National Income Securities | For | For |
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 3 | M | Approve Final Dividend of 6.7 Pence Per Ordinary Share | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 4 | M | Elect Richard Cousins as Director | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 5 | M | Elect Sir Ian Robinson as Director | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 6 | M | Elect Gary Green as Director | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 7 | M | Re-elect Andrew Martin as Director | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 8 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 9 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 10 | M | Authorise the Company and Any Company which is or Becomes a Subsidiary of the Company to Make EU Political Organisations Donations and Incur EU Political Expenditure up to GBP 125,000 | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 68,700,000 | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 12 | M | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,300,000 | For | For | ||
Compass Group plc | G23296182 | United Kingdom | 2/16/2007 | Annual | 13 | M | Authorise 206,000,000 Ordinary Shares for Market Purchase | For | For | ||
Domtar Corp. | UFS | 257561100 | Canada | 2/26/2007 | 1/27/2007 | Special | 1 | M | Approve Business Combination Arrangement with Weyerhaeuser | For | For |
Domtar Corp. | UFS | 257561100 | Canada | 2/26/2007 | 1/27/2007 | Special | 1 | M | Approve Business Combination Arrangement with Weyerhaeuser | For | For |
Samsung Electronics Co. Ltd. | 796050888 | South Korea | 2/28/2007 | 12/29/2006 | Annual | 1 | M | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | For | For | |
Samsung Electronics Co. Ltd. | 796050888 | South Korea | 2/28/2007 | 12/29/2006 | Annual | 2 | M | Elect Independent Non-Executive Directors | For | For | |
Samsung Electronics Co. Ltd. | 796050888 | South Korea | 2/28/2007 | 12/29/2006 | Annual | 3 | M | Elect Executive Director | For | For | |
Samsung Electronics Co. Ltd. | 796050888 | South Korea | 2/28/2007 | 12/29/2006 | Annual | 4 | M | Elect Members of Audit Committee | For | For | |
Samsung Electronics Co. Ltd. | 796050888 | South Korea | 2/28/2007 | 12/29/2006 | Annual | 5 | M | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | |
Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 2/28/2007 | 12/31/2006 | Annual | 1 | M | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | For | For | |
Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 2/28/2007 | 12/31/2006 | Annual | 2.1 | M | Elect Independent Non-Executive Directors | For | For | |
Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 2/28/2007 | 12/31/2006 | Annual | 2.2 | M | Elect Executive Director | For | For | |
Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 2/28/2007 | 12/31/2006 | Annual | 2.3 | M | Elect Member of Audit Committee | For | For | |
Samsung Electronics Co. Ltd. | Y74718100 | South Korea | 2/28/2007 | 12/31/2006 | Annual | 3 | M | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.1 | M | Receive Financial Statements and Statutory Reports | None | None | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.2 | M | Receive Auditor's Report | None | None | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.3 | M | Accept Financial Statements and Statutory Reports | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.4 | M | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.5 | M | Approve Discharge of Board and President | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.6 | M | Approve Remuneration of Directors and Auditors | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.7 | M | Fix Number of Directors at 11 | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.8 | M | Reelect Michael Bottenheim, Berndt Brunow, Karl Grotenfeld, Georg Holzhey, Wendy Lane, Jorma Ollila, Ursula Ranin, Francoise Sampermans, and Vesa Vainio as Directors; Elect Veli-Matti Reinikkala and Jussi Pesonen as New Directors | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 1.9 | M | Appoint PricewaterhouseCoopers as Auditors;Appoint Deputy Auditors | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 2 | M | Amend Articles Re: Delete References to Minimum and Maximum Share Capital; Delete Provision on Directors' Retirement Age; Other Amendments | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 3 | M | Authorize Repurchase of up to 10 Percent of Issued Share Capital | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 4 | M | Approve Creation of Pool of Capital without Preemptive Rights | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 5 | M | Amend March 19, 2002 and March 31, 2005, Option Programs Re: Record Subscription Prices in Invested Non-restricted Equity Fund | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 6 | M | Approve Reduction in Share Premium Reserve and Legal Reserve | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | X9518S108 | Finland | 3/27/2007 | 3/16/2007 | Annual | 7 | M | Approve Stock Option Plan for Key Employees and Company Subsidiaries; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | For | For | |
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 1 | M | Share Re-registration Consent | For | For | ||
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 1 | M | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | ||
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 2 | M | Accept Financial Statements and Statutory Reports | For | Did Not Vote | ||
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 3 | M | Approve Allocation of Income and Dividends of CHF 1.50 per Share | For | Did Not Vote | ||
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 4 | M | Approve Discharge of Board and Senior Management | For | Did Not Vote | ||
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 5 | M | Reelect Julia Higgins, Peter Kalantzis, Gerhard Mayr, Rolf Soiron, Richard Sykes, and Peter Wilden as Directors | For | Did Not Vote | ||
Lonza Group Ltd. | H50524133 | Switzerland | 3/28/2007 | Annual | 6 | M | Ratify KPMG Fides Peat as Auditors | For | Did Not Vote | ||
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 1 | M | Speech President | None | None | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 2a | M | Approve Financial Statements and Statutory Reports | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 2b | M | Receive Explanation on Company's Reserves and Dividend Policy | None | None | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 2c | M | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 2d | M | Approve Discharge of Management Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 2e | M | Approve Discharge of Supervisory Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 3a | M | Reelect G.J. Kleisterlee to Management Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 3b | M | Reelect G.H.A. Dutine to Management Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 3c | M | Elect S.H. Ruschowski to Management Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 4a | M | Reelect J-M. Hessels to Supervisory Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 4b | M | Reelect C.J.A. van Lede to Supervisory Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 4c | M | Reelect J.M. Thompson to Supervisory Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 4d | M | Elect H. von Prondzynski to Supervisory Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 5 | M | Proposal to Amend the Long-Term Incentive Plan | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 6 | M | Proposal to Amend the Remuneration Policy of Management Board | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 7a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 7b | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 7a | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 8 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Philips Electronics Nv | N6817P109 | Netherlands | 3/29/2007 | 3/7/2007 | Annual | 9 | M | Other Business (Non-Voting) | None | None | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.1 | M | Receive Financial Statements and Statutory Reports | None | None | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.2 | M | Receive Auditors' Report | None | None | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.3 | M | Accept Financial Statements and Statutory Reports | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.4 | M | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.5 | M | Approve Discharge of Board and Managing Director | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.6 | M | Fix Number of Directors at Nine | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.7 | M | Fix Number of Auditors at One | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.8 | M | Approve Remuneration of Directors | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.9 | M | Approve Remuneration of Auditors | For | Against | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.1 | M | Reelect Gunnar Brock, Lee A. Chaden, Claes Dahlback, Dominique Heriard Dubreuil, Brigitta Kantola, Ilkka Niemi, Jan Sjoqvist, Matti Vuoria, and Marcus Wallenberg as Directors | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 1.11 | M | Ratify PricewaterhouseCoopers Oy as Auditors | For | For | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 2 | M | Elect Members of Nominating Committee | For | Against | |
Stora Enso Oyj (Formerly Enso Oy) | X21349117 | Finland | 3/29/2007 | 3/19/2007 | Annual | 3 | S | Shareholder Proposal: Wood Procurement Policy | None | Against | |
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 1 | M | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 2 | M | Declare Final Dividend of SGD 0.20 Per Share and Special Dividend of SGD 0.05 Per Share | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 3 | M | Approve Directors' Fees of SGD 1.5 Million (2005: SGD 1.1 Million) | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 4 | M | Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 5a | M | Reelect Jackson Tai as Director | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 5b | M | Reelect Ang Kong Hua as Director | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 5c | M | Reelect Leung Chun Ying as Director | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 5d | M | Reelect Peter Ong Boon Kwee as Director | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 6a | M | Approve Issuance of Shares and Grant Options Pursuant to the DBSH Share Option Plan | For | Against | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 6b | M | Approve Issuance of Shares and Grant of Options and/or Awards Pursuant to the DBSH Share Plan | For | Against | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Annual | 6c | M | Approve Issuance of Shares without Preemptive Rights | For | For | ||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | Singapore | 4/4/2007 | Special | 1 | M | Authorize Share Repurchase Program | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 1 | M | Receive Statutory Reports on Annual Financial Statements and Consolidated Financial Statements on the Year 2006 | None | None | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 2 | M | Receive Auditors Reports on Annual Financial Statements and Consolidated Financial Statements on the Year 2006 | None | None | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 3 | M | Receive Information Given by Joint Comittee | None | None | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 4 | M | Receive Consolidated Financial Statements on the Year 2006 | None | None | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 5 | M | Approve Financial Statements, and Allocation of Income | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 6 | M | Approve Discharge of Directors | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 7 | M | Approve Special Discharge of Directors J. Cornillie, D.De Buyst and N.Van Broekhoven | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 8 | M | Approve Discharge of Auditors | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 9 | M | Elect C.Doutrelepont, G. Jacobs, M. Lippen, O.G. Shaffer, and G.Demuynck as Directors, and Determine Their Remuneration | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Annual | 10 | M | Transact Other Business | None | None | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 1 | M | Amend Article 13, Second Paragraph of Bylaws Regarding Authorization To Repurchase Own Shares | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 1 | M | Amend Article 13, Second Paragraph of Bylaws Regarding Authorization To Repurchase Own Shares | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 2 | M | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 2 | M | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 3 | M | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 3 | M | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 4 | M | Cancel Company Treasury Shares | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 4 | M | Cancel Company Treasury Shares | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 5 | M | Amend Article 10, First Paragraph of Bylaws in Relation to Elimination of Bearer Shares | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 5 | M | Amend Article 10, First Paragraph of Bylaws in Relation to Elimination of Bearer Shares | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 6 | M | Amend Article 16, First Paragraph Regarding Composition of Board of Directors | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 6 | M | Amend Article 16, First Paragraph Regarding Composition of Board of Directors | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 7 | M | Amend Article 33, First and Seconf Paragraph Regarding Convocation of Annual Meeting | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 7 | M | Amend Article 33, First and Seconf Paragraph Regarding Convocation of Annual Meeting | For | For | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 8 | M | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Did Not Vote | ||
Groupe Belgacom(frmly BELGACOM SA DE DROIT PUBLIC) | B10414116 | Belgium | 4/11/2007 | Special | 8 | M | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Did Not Vote | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 3 | M | Re-elect David Allen as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 4 | M | Re-elect The Lord Browne of Madingley as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 5 | M | Re-elect Antony Burgmans as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 6 | M | Elect Sir William Castell as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 7 | M | Re-elect Iain Conn as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 8 | M | Re-elect Errol Davis Jr as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 9 | M | Re-elect Douglas Flint as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 10 | M | Re-elect Byron Grote as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 11 | M | Re-elect Anthony Hayward as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 12 | M | Elect Andy Inglis as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 13 | M | Re-elect DeAnne Julius as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 14 | M | Re-elect Sir Tom McKillop as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 15 | M | Re-elect John Manzoni as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 16 | M | Re-elect Walter Massey as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 17 | M | Re-elect Sir Ian Prosser as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 18 | M | Re-elect Peter Sutherland as Director | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 19 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 20 | M | Authorise the Company and BP International Ltd to Make EU Political Organisation Donations and Incur EU Political Expenditure up to GBP 0.1M; Authorise Each of the Company and BP International Ltd to Make Donations and Incur Expenditure up to GBP 0.4M | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 21 | M | Authorise the Company to Use Electronic Communications | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 22 | M | Authorise 1,950,000,000 Ordinary Shares for Market Purchase | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 23 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,626,000,000 | For | For | ||
BP plc | G12793108 | United Kingdom | 4/12/2007 | Annual | 24 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 244,000,000 | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 1 | M | Approve Financial Statements and Statutory Reports | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 2 | M | Approve Treatment of Net Loss and Allocation of Dividends of NOK 5.50 per Share | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 3 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 4 | M | Approve NOK 7 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 5 | M | Approve Demerger of Norske Skogindustrier ASA; Approve Various Share Capital Increases/Decreases in Connection With Demerger | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 6 | M | Declassify the Board of Directors | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 7 | M | Approve Remuneration of Members of Corporate Assembly | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 8 | M | Approve Remuneration of Auditors | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 9 | M | Reelect Idar Kreutzer, Helge Evju, Ann Kristin Brautaset, Kirsten C. Ideboeen, and Turid Fluge Svenneby as Members of Corporate Assembly; Elect Oeyvind Birkeland as New Member of Corporate Assembly; Elect Deputy Members | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 10 | M | Reelect Ole H Bakke and Gunn Waersted as Members of Nominating Committee, Elect Idar Kreutzer as New Member of Nominating Committee | For | For | ||
Norske Skogindustrier ASA | R80036115 | Norway | 4/12/2007 | Annual | 11 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 1 | M | Elect Clas Beyer as Chairman of Meeting | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 2 | M | Prepare and Approve List of Shareholders | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 3 | M | Approve Agenda of Meeting | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 4 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 5 | M | Acknowledge Proper Convening of Meeting | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 6 | M | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive President's Report | None | None | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 7 | M | Approve Financial Statements and Statutory Reports | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 8 | M | Approve Allocation of Income and Dividends of EUR 0.49 per Share | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 9 | M | Approve Discharge of Board and President | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 10 | M | Determine Number of Members (11) and Deputy Members (0) of Board | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 11 | M | Determine Number of Auditors (1) | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 12 | M | Approve Remuneration of Directors; Approve Remuneration of Auditors | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 13 | M | Reelect Kjell Aamot, Harald Arnkvaern, Hans Dalborg, Birgitta Kantola, Claus Hoeg Madsen, Lars Nordstroem, Timo Peltola, and Bjoern Saven as Directors; Elect Marie Ehrling, Tom Knutzen, and Ursula Ranin as New Directors; Elect New Chairman | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 14 | M | Ratify KPMG Bohlin AB as Auditors | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 15 | M | Elect Members of Nominating Committee | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 16a | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 16b | M | Authorize Reissuance of Repurchased Shares | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 17 | M | Authorize Repurchase of Up to One Percent of Issued Share Capital For Equity Trading Purposes | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 18 | M | Authorization to Raise Loans Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Dividend Paid to Shareholders, the Company's Results or Financial Position | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 19 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 20a | M | Approve Share Matching Plan | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 20b | M | Approve Creation and Issuance Up to 3.12 Million Redeemable C-Share in Connection with Share Matching Plan (Item 20a) | For | For | |
Nordea Bank AB (formerly Nordea AB) | W57996121 | Sweden | 4/13/2007 | 4/5/2007 | Annual | 21 | S | Approve Allocation of SEK 100 Million for "The Institute for Integration and Growth in Landskrona" | Against | Against | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 1 | M | Open Meeting | None | None | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 2 | M | Elect Chairman of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 3 | M | Prepare and Approve List of Shareholders | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 4 | M | Approve Agenda of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 5 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 6 | M | Acknowledge Proper Convening of Meeting | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 7 | M | Receive President's Report | None | None | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 8 | M | Receive Financial Statements and Statutory Reports | None | None | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 9a | M | Approve Financial Statements and Statutory Reports | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 9b | M | Approve Allocation of Income and Dividends of SEK 3,10 per Share | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 9c | M | Approve Record Date for Dividend (April 20, 2007) | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 9d | M | Approve Discharge of Board and President | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 10 | M | Determine Number of Members (10) and Deputy Members (0) of Board | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 11 | M | Approve Remuneration of Directors in the Aggregate Amount of 4,8 Million for Board and Committee Work | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 12 | M | Reelect Carl Douglas, Gustaf Douglas, Marie Ehrling, Annika Falkengren, Stuart Graham, Berthold Lindqvist, Fredrik Palmstierna, Melker Schoerling (Chairman) and Sofia Schoerling Hoegberg as Directors, Elect Alf Goeransson as New Director | For | Against | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 13 | M | Elect Members of Nominating Committee | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 14 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | |
Securitas AB | W7912C118 | Sweden | 4/17/2007 | 4/11/2007 | Annual | 15 | M | Close Meeting | None | None | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 1 | M | Open Meeting | None | None | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 2 | M | Receive Report of Management Board | None | None | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 3 | M | Approve Financial Statements and Statutory Reports | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 4.a | M | Approve Discharge of Management Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 4.b | M | Approve Discharge of Supervisory Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 5 | M | Approve Allocation of Income and Dividends | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 6 | M | Ratify Deloitte as Auditors | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 7.a | M | Elect J.H.M. Hommen to Supervisory Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 7.b | M | Elect Lord Sharman to Supervisory Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 7.c | M | Elect R.W.H. Stomberg to Supervisory Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 7.d | M | Elect R.B. Polet to Supervisory Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 8.a | M | Elect M.H. Armour to Management Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 8.b | M | Elect E.N. Engstrom to Management Board | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 9 | M | Amend Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 10 | M | Amend Articles | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 11 | M | Amend Articles | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 12 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 13.a | M | Grant Board Authority to Issue Shares | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 13.b | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13.a | For | For | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 14 | M | Allow Questions | None | None | |
Reed Elsevier NV (Formerly Elsevier Nv) | N73430105 | Netherlands | 4/18/2007 | 4/11/2007 | Annual | 15 | M | Close Meeting | None | None | |
Nestle SA | H57312466 | Switzerland | 4/19/2007 | Annual | 1 | M | Share Re-registration Consent | For | For | ||
Mediaset Spa | T6688Q107 | Italy | 4/19/2007 | 4/17/2007 | Annual | a.1 | M | Accept Financial Statements and Statutory Reports | For | For | |
Mediaset Spa | T6688Q107 | Italy | 4/19/2007 | 4/17/2007 | Annual | a.2 | M | Approve Allocation of Income | For | For | |
Mediaset Spa | T6688Q107 | Italy | 4/19/2007 | 4/17/2007 | Annual | b.1 | M | Accept Consolidated Financial Statements | For | For | |
Mediaset Spa | T6688Q107 | Italy | 4/19/2007 | 4/17/2007 | Annual | c.1 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | |
Nestle SA | H57312466 | Switzerland | 4/19/2007 | Annual | S | Did Not Vote | |||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 4/20/2007 | Annual | 1 | M | Share Re-registration Consent | For | For | ||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | Switzerland | 4/20/2007 | Annual | S | Did Not Vote | |||||
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 1 | M | Open Meeting and Announcements | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 2a | M | Receive Report of Management Board | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 2b | M | Receive Report of Supervisory Board | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 2c | M | Approve Financial Statements and Statutory Reports | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 3a | M | Receive Explanation on Company's Retention and Distribution Policy | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 3b | M | Approve Dividends of EUR 1.32 Per Share | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 4a | M | Discuss Remuneration Report | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 4b | M | Approve Stock Option Plan | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 5a | M | Receive Explanation on Company's Corporate Governance Policy | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 5b | M | Amend Articles | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 6 | M | Corporate Responsiblity | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 7a | M | Approve Discharge of Management Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 7b | M | Approve Discharge of Supervisory Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 8 | M | Discuss Proposed Change of Audit Structure | None | None | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 9ai | M | Elect John Hele to Management Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 9aii | M | Elect Hans van Kempen to Management Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 9bi | M | Elect Koos Timmermans to Management Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 9bii | M | Elect Hugo Smid to Management Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10ai | M | Elect Claus Dieter Hoffmann to Supervisory Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10aii | M | Elect Gerrit Broekers to Supervisory Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10bi | M | Elect Wim Kok to Supervisory Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10bii | M | Elect Cas Jansen to Supervisory Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10ci | M | Elect Henk Breukink to Supervisory Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10cii | M | Elect Peter Kuys to Supervisory Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10di | M | Elect Peter Elverding to Supervisory Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10dii | M | Elect Willem Dutilh to Supervisory Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10ei | M | Elect Piet Hoogendoorn to Supervisory Board | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 10eii | M | Elect Jan Kuijper to Supervisory Board | Against | Against | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 11a | M | Grant Board Authority to Issue 220,000,000 Ordinary Shares Up Plus Additional 220,000,000 Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 11b | M | Grant Board Authority to Issue 10,000,000 Preference B Shares and Restricting/Excluding Preemptive Rights | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 12a | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 12b | M | Authorize Repurchase Preference A Shares or Depositary Receipts for Preference A Shares | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 13 | M | Approve Cancellation of Preference A shares Held by ING Groep NV | For | For | |
ING Groep NV | N4578E413 | Netherlands | 4/24/2007 | 3/26/2007 | Annual | 14 | M | Other Business and Conclusion | None | None | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 1 | M | Open Meeting | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 2 | M | Approve Minutes of Previous EGM | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 3 | M | Accept 2006 Operating Results | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 4 | M | Accept Financial Statements and Statutory Reports | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 5 | M | Approve PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 6 | M | Approve Allocation of Income and Payment of Final Dividend of THB 3.3 Per Share | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 7.1 | M | Reelect Surasak Vajasit as Director | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 7.2 | M | Reelect Suphadej Poonpipat as Director | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 7.3 | M | Reelect Allen Lew Yoong Keong as Director | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 7.4 | M | Reelect Koh Kah Sek as Director | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 8 | M | Approve Remuneration of Directors | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 9 | M | Approve Loan Procurement Plan | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 10 | M | Approve Allotment of Additional 1.245 Million Ordinary Shares Reserved for the Conversion of the Warrants under the Employee Stock Option Plan | For | For | |
Advanced Info Service PCL | Y0014U183 | Thailand | 4/25/2007 | 4/4/2007 | Annual | 11 | M | Other Business | For | Against | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 1 | M | Open Meeting | None | None | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 2 | M | Receive Report of Management Board | None | None | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 3a | M | Approve Financial Statements and Statutory Reports | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 3b | M | Receive Explanation on Company's Reserves and Dividend Policy | None | None | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 3c | M | Approve Dividends | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 4a | M | Approve Discharge of Management Board | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 4b | M | Approve Discharge of Supervisory Board | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 5i | M | Elect Bruzelius to Supervisory Board | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 5ii | M | Elect Bufe to Supervisory Board | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 6 | M | Approve Decrease in Size of Management Board | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 7 | M | Approve Decrease in Size of Supervisory Board | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 8a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 8b | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 8b | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 9 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 10 | M | Approve Cancellation of Common Shares | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 11 | M | Amend Articles | For | For | |
Akzo Nobel N.V. | N01803100 | Netherlands | 4/25/2007 | 3/26/2007 | Annual | 12 | M | Other Business (Non-Voting) | None | None | |
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 3 | M | Approve Final Dividend of 66.4 Pence Per Ordinary Share | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 4 | M | Re-elect Lawrence Fish as Director | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 5 | M | Re-elect Sir Fred Goodwin as Director | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 6 | M | Re-elect Archie Hunter as Director | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 7 | M | Re-elect Charles Koch as Director | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 8 | M | Re-elect Joe MacHale as Director | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 9 | M | Re-elect Gordon Pell as Director | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 10 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 11 | M | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 12 | M | Authorise Bonus Issue | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 13 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 260,052,320 | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 14 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,401,867 | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 15 | M | Authorise 315,214,934 Ordinary Shares for Market Purchase | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 16 | M | Approve The Royal Bank of Scotland Group Plc 2007 Executive Share Option Plan | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 17 | M | Approve The Royal Bank of Scotland Group Plc 2007 Sharesave Plan | For | For | ||
Royal Bank of Scotland Group plc | G76891111 | United Kingdom | 4/25/2007 | Annual | 18 | M | Authorise the Company to Use Electronic Communication | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 2 | M | Approve Allocation of Income and Dividends of EUR 4.50 per Share | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 3 | M | Approve Discharge of Management Board for Fiscal 2006 | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 4 | M | Approve Discharge of Supervisory Board Fiscal 2006 | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 5 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 6 | M | Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 7 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 8 | M | Amend Articles Re: Chairman of General Meeting | For | For | ||
Muenchener Rueckversicherungs-Gesellschaft AG | D55535104 | Germany | 4/26/2007 | Annual | 9 | M | Approve Affiliation Agreement with Subsidiary DKV International Health Holding AG | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 2 | M | Approve Final Dividend of 19.18 Pence Per Ordinary Share | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 3 | M | Re-elect Guillermo de la Dehesa as Director | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 4 | M | Re-elect Wim Dik as Director | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 5 | M | Re-elect Richard Goeltz as Director | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 6 | M | Re-elect Russell Walls as Director | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 7 | M | Reappoint Ernst & Young LLP as Auditors of the Company | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 8 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 9 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,000,000 | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 10 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 32,000,000 | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 11 | M | Approve Remuneration Report | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 12 | M | Approve Aviva Plc Savings Related Share Option Scheme 2007 | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 13 | M | Amend Articles of Association Re: Electronic Communications | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 14 | M | Authorise 256,000,000 Ordinary Shares for Market Purchase | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 15 | M | Authorise 100,000,000 8 3/4 Percent Preference Shares for Market Purchase | For | For | ||
Aviva plc | G0683Q109 | United Kingdom | 4/26/2007 | Annual | 16 | M | Authorise 100,000,000 8 3/8 Percent Preference Shares for Market Purchase | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 1 | M | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 2 | M | Declare Final Dividend of SGD 0.25 Per Share and Bonus Dividend of SGD 0.25 Per Share | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 3 | M | Reelect Goh Geok Ling as Director | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 4 | M | Reelect Goon Kok Loon as Director | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 5 | M | Reelect Cecil Vivian Richard Wong as Director | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 6 | M | Approve Directors' Fees of SGD 264,000 for the Year Ended Dec. 31, 2006 (2005: SGD 127,000) | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 7 | M | Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 8 | M | Approve Issuance of Shares without Preemptive Rights | For | For | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 9 | M | Approve Issuance of Shares Pursuant to the Venture Manufacturing (Singapore) Ltd Executives' Share Option Scheme | For | Against | ||
Venture Corporation Ltd (frmly Venture Manufacturing) | Y9360Y103 | Singapore | 4/26/2007 | Annual | 10 | M | Approve Issuance of Shares and Grant Options Pursuant to the Venture Corporation Executives' Share Option Scheme | For | Against | ||
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 1 | M | Receive Report of Board | None | None | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 2 | M | Approve Financial Statements and Statutory Reports | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 3 | M | Approve Allocation of Income and Omission of Dividends | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 4 | M | Approve Discharge of Management and Board | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 5 | M | Reelect Bent Erik Carlsen (Chairman), Torsten Erik Rasmussen (Vice Chairman), Arne Pedersen, Freddy Frandsen, Joergen Huno Rasmussen, Joern Ankaer Thomsen, and Kurt Anker Nielsen as Directors | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 6 | M | Reapprove PricewaterhouseCoopers and KPMG C. Jespersen as Auditors | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 7.1 | M | Amend Articles Re: Remove Decision to Discharge Management and Board from Liability as Routine AGM Agenda Resolution | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 7.2 | M | Amend Articles Re: Editorial Change to Amend Term 'Executive Manager' to 'member of the Executive Management' in Article 8 and 9 | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 7.3 | M | Amend Articles Re: Editorial Change to Amend Term 'Executive Manager' to 'member of the Executive Management' in Article 10; Stipulate Who Has the Right to Sign for the Company | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 7.4 | M | Amend Articles Re: Stipulate that One or Two Auditors May Audit Company's Annual Report | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 7.5 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Vestas Wind System AS | K9773J128 | Denmark | 4/26/2007 | 3/27/2007 | Annual | 8 | M | Other Business (Non-Voting) | None | None | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 1 | M | Open Meeting | None | None | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 2a | M | Receive Report of Management Board | None | None | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 2b | M | Receive Report of Foundation for Ordinary Vedior Shares | None | None | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 2c | M | Approve Financial Statements and Statutory Reports | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 2d | M | Receive Explanation on Company's Reserves and Dividend Policy | None | None | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 2e | M | Approve Dividends of EUR 0.30 Per Share | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 3 | M | Discussion and Approval of Company's Corporate Governance Structure | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 4 | M | Amend Articles | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 5a | M | Approve Discharge of Management Board | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 5b | M | Approve Discharge of Supervisory Board | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 6 | M | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 7a | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 7b | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 7a | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 8 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 9 | M | Elect W.C.J. Angenent to Supervisory Board | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 10a | M | Reelect C.K.Z. Miles to Management Board | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 10b | M | Reelect P. Valks to Management Board | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 10c | M | Elect G.A. Netland to Management Board | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 11 | M | Ratify Deloitte Accountants as Auditors | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 12 | M | Amend Employee Stock Purchase Plan | For | For | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 13 | M | Other Business (Non-Voting) | None | None | |
Vedior NV | N9202Y107 | Netherlands | 4/27/2007 | 4/20/2007 | Annual | 14 | M | Close Meeting | None | None | |
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 2 | M | Approve Final Dividend of 18.8 Pence Per Ordinary Share | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 3 | M | Re-elect Patrick Cescau as Director | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 4 | M | Re-elect Rona Fairhead as Director | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 5 | M | Re-elect Susah Fuhrman as Director | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 6 | M | Re-elect John Makinson as Director | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 7 | M | Elect Robin Freestone as Director | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 8 | M | Approve Remuneration Report | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 9 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 10 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 67,212,339 | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 12 | M | Approve Increase in Authorised Capital from GBP 297,500,000 to GBP 298,500,000 | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 13 | M | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,080,000 | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 14 | M | Authorise 80,000,000 Ordinary Shares for Market Purchase | For | For | ||
Pearson plc | G69651100 | United Kingdom | 4/27/2007 | Annual | 15 | M | Authorise the Company to Send Documents Electronically | For | For | ||
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.1 | M | Elect Director H. L. Beck | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.2 | M | Elect Director C. W. D. Birchall | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.3 | M | Elect Director D. J. Carty | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.4 | M | Elect Director G. Cisneros | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.5 | M | Elect Director M. A. Cohen | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.6 | M | Elect Director P. A. Crossgrove | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.7 | M | Elect Director J. W. Crow | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.8 | M | Elect Director R. M. Franklin | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.9 | M | Elect Director P. C. Godsoe | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.1 | M | Elect Director J. B. Harvey | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.11 | M | Elect Director B. Mulroney | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.12 | M | Elect Director A. Munk | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.13 | M | Elect Director P. Munk | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.14 | M | Elect Director S. J. Shapiro | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 1.15 | M | Elect Director G. C. Wilkins | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 2 | M | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For |
Barrick Gold Corp. | ABX | 67901108 | Canada | 5/2/2007 | 3/14/2007 | Annual/ Special | 3 | M | Amend Stock Option Plan | For | For |
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 3 | M | Approve Final Dividend of 3.95 Pence Per Ordinary Share | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 4 | M | Elect Simon Bowles as Director | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 5 | M | Elect Malcolm Coster as Director | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 6 | M | Elect Daniel Dayan as Director | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 7 | M | Elect Peter Hickman as Director | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 8 | M | Elect Richard Stillwell as Director | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 9 | M | Elect Brian Taylorson as Director | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 10 | M | Appoint Deloitte & Touche LLP as Auditors of the Company | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 11 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 12 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,038,622 | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 13 | M | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 306,100 | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 14 | M | Authorise 12,244,038 Ordinary Shares for Market Purchase | For | For | ||
Fiberweb plc | G3443A109 | United Kingdom | 5/2/2007 | Annual | 15 | M | Authorise the Company to Communicate with Shareholders by Making Documents and Information Available on a Website | For | For | ||
E.ON AG (formerly Veba AG) | D24909109 | Germany | 5/3/2007 | 4/12/2007 | Annual | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | |
E.ON AG (formerly Veba AG) | D24909109 | Germany | 5/3/2007 | 4/12/2007 | Annual | 2 | M | Approve Allocation of Income and Dividends of EUR 3.35 per Share | For | For | |
E.ON AG (formerly Veba AG) | D24909109 | Germany | 5/3/2007 | 4/12/2007 | Annual | 3 | M | Approve Discharge of Management Board for Fiscal 2006 | For | For | |
E.ON AG (formerly Veba AG) | D24909109 | Germany | 5/3/2007 | 4/12/2007 | Annual | 4 | M | Approve Discharge of Supervisory Board Fiscal 2006 | For | For | |
E.ON AG (formerly Veba AG) | D24909109 | Germany | 5/3/2007 | 4/12/2007 | Annual | 5 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares - Authorize Use of Financial Derivatives When Repurchasing | For | For | |
E.ON AG (formerly Veba AG) | D24909109 | Germany | 5/3/2007 | 4/12/2007 | Annual | 6 | M | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | For | For | |
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 3 | M | Approve Final Dividend of 5.25 Pence Per Ordinary Share | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 4 | M | Re-elect Brian McGowan as Director | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 5 | M | Re-elect Ian Harley as Director | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 6 | M | Elect Peter Bamford as Director | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 7 | M | Elect Alan Giles as Director | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 8 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 9 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 10 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,048,109 | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 11 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 907,216 | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 12 | M | Authorise 90,721,600 Ordinary Shares for Market Purchase | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 13 | M | Authorise the Company to Make EU Political Organisation Donations up to EUD 200,000 and to Incur EU Political Expenditures up to EUD 50,000 | For | For | ||
Rentokil Initial plc | G7494G105 | United Kingdom | 5/3/2007 | Annual | 14 | M | Authorise the Company to Communicate with Shareholders Electronically | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 2 | M | Approve Allocation of Income and Dividends of EUR 0.75 per Share | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 3 | M | Approve Discharge of Management Board for Fiscal 2006 | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 4 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 5 | M | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 6 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 7 | M | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 56 Million Pool of Capital to Guarantee Conversion Rights | For | For | ||
Deutsche Post AG | D19225107 | Germany | 5/8/2007 | Annual | 8 | M | Elect Ingrid Matthaeus-Maier to the Supervisory Board | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 1 | M | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-06, Allocation of Income, and Discharge Directors | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 2 | M | Amend Articles of Bylaws Re: Changes to Share Capital; Preemptive Rights; Calling of Shareholder Meetings; Right of Attendance and Voting; Chairman of Meeting; Secretary and Vice-Secretary; Director Terms; Company Web Page; Financial Statements | For | Abstain | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 3 | M | Amend Articles of General Meeting Guidelines Re: Calling of Shareholder Meetings; Right of Attendance and Voting; Meeting Chairman; Voting on Agenda Items | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.1 | M | Fix Number of Directors | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.2 | M | Elect Juan Abello Gallo as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.3 | M | Elect Luis Fernando del Rivero Asensio as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.4 | M | Elect Manuel Raventos Negra as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.5 | M | Elect Jose Manuel Loureda Mantinan as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.6 | M | Elect Antonio Brufau Niubo as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.7 | M | Elect Carmelo de las Morenas Lopez as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.8 | M | Elect Luis Carlos Coissier Batista as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 4.9 | M | Elect Angel Durandez Adeva as Director | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 5 | M | Approve Auditors | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 6 | M | Authorize Repurchase of Shares | For | For | ||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | Spain | 5/8/2007 | Annual | 7 | M | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 3 | M | Approve Final Dividend of 6.9 Pence Per Ordinary Share | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 4 | M | Re-elect Ulrich Cartellieri as Director | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 5 | M | Re-elect Michael Hartnall as Director | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 6 | M | Re-elect George Rose as Director | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 7 | M | Elect Walter Havenstein as Director | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 8 | M | Elect Ian King as Director | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 9 | M | Elect Sir Nigel Rudd as Director | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 10 | M | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 11 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 12 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 13 | M | Authorise BAE Systems Marine Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 14 | M | Authorise BAE Systems (Operations) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 15 | M | Authorise BAE Systems Land Systems (Munitions & Ordnance) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 16 | M | Authorise BAE Systems Land Systems (Weapons & Vehicles) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 17 | M | Authorise BAE Systems Hagglunds AB to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 18 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,664,742 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 19 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,000,111 | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 20 | M | Authorise 320,008,915 Ordinary Shares for Market Purchase | For | For | ||
BAE Systems plc | G06940103 | United Kingdom | 5/9/2007 | Annual | 21 | M | Authorise the Company to Use Electronic Communications | For | For | ||
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 1 | M | Open Meeting | None | None | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 2 | M | Elect Chairman of Meeting | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 3 | M | Prepare and Approve List of Shareholders | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 4 | M | Approve Agenda of Meeting | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 5 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 6 | M | Acknowledge Proper Convening of Meeting | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 7 | M | Receive President's Report | None | None | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 8 | M | Receive Financial Statements and Statutory Reports | None | None | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 9a | M | Approve Financial Statements and Statutory Reports | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 9b | M | Approve Allocation of Income and Dividends of SEK 0.40 per Share; Set May 14, 2007, as Record Date | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 9c | M | Approve Discharge of Board and President | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 10 | M | Determine Number of Members (7) and Deputy Members (0) of Board | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 11 | M | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.4 Million; Approve Remuneration of Auditors | For | Against | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 12 | M | Reelect Carl Douglas, Tomas Franzen, Eva Lindqvist, Melker Schoerling and Juan Vallejo as Directors; Elect Ulrik Svensson and Anders Boos as New Directors | For | Against | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 13 | M | Elect Gustaf Douglas, Melker Schoerling Marianne Nilsson and Mats Tuner as Members of Nominating Committee | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 14 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 15a | M | Approve Stock Option Plan for Key Employees | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 15b | M | Approve Issuance of up to 5 Million Warrants with Right to Subscribe for New B Shares in Connection with Stock Option Plan (Item 15a) | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 16 | M | Amend Articles Re: Stipulate that Notice of Meeting Be Published in Svenska Dagbladet and Dagens Industri | For | For | |
SECURITAS SYSTEMS | W8180P104 | Sweden | 5/9/2007 | 5/3/2007 | Annual | 17 | M | Close Meeting | None | None | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 3 | M | Approve Allocation of Income and Dividends of EUR 1.87 per Share | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 4 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 5 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 6 | M | Reelect Thierry Desmarest as Director | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 7 | M | Reelect Thierry De Rudder as Director | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 8 | M | Reelect Serge Tchuruk as Director | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 9 | M | Reelect Daniel Boeuf as Director | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 10 | M | Elect Philippe Marchandise as Director | Against | Against | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 11 | M | Elect Mohammed Zaki as Director | Against | Against | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 12 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 13 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 14 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 15 | M | Approve Employee Savings-Related Share Purchase Plan | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 16 | M | Approve Stock Option Plans Grants | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 17 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 18 | M | Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 19 | M | Amend Articles of Association Re: Record Date | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | 20 | M | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | For | For | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | A | S | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | Against | Against | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | B | S | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees | Against | Abstain | |
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | France | 5/11/2007 | 5/7/2007 | Annual/ Special | C | S | Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation | Against | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 3 | M | Approve Allocation of Income and Dividends of EUR 1.06 per Share | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 4 | M | Approve Transaction with Groupe Schneider | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 5 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 6 | M | Reelect Jean-Rene Fourtou as Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 7 | M | Reelect Leo Apotheker as as Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 8 | M | Reelect Gerard Mestrallet as Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 9 | M | Reelect Ezra Suleiman as Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 10 | M | Elect Henri Jean-Martin Folz as Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 11 | M | Elect Giuseppe Mussari as Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 12 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 13 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Against | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 14 | M | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 15 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 16 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 17 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 18 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 19 | M | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | For | Against | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 20 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 21 | M | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities | For | Against | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 22 | M | Approve Issuance of Securities Convertible into Debt | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 23 | M | Approve Employee Savings-Related Share Purchase Plan | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 24 | M | Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 25 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 26 | M | Amend Articles of Association Re: Record Date | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 27 | M | Amend Articles of Association Re: Shareholding Employee Representative Supervisory Board Member | For | For | |
Axa SA (Formerly Axa-Uap) | F06106102 | France | 5/14/2007 | 5/9/2007 | Annual/ Special | 28 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 1 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 2 | M | Approve Allocation of Income and Dividends of EUR 0.70 per Common Share and EUR 0.72 per Preference Share | For | For | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 3 | M | Approve Discharge of Management Board for Fiscal 2006 | For | For | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 4 | M | Approve Discharge of Supervisory Board Fiscal 2006 | For | For | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 5 | M | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors Fiscal 2007 | For | For | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 6 | M | Authorize Electronic Distribution of Company Communications | For | For | |
Bayerische Motoren Werke AG (BMW) | D12096109 | Germany | 5/15/2007 | 4/24/2007 | Annual | 7 | M | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | For | |
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 3 | M | Elect Rijkman Groenink as Director | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 4 | M | Re-elect Malcolm Brinded as Director | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 5 | M | Re-elect Linda Cook as Director | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 6 | M | Re-elect Maarten van den Bergh as Director | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 7 | M | Re-elect Nina Henderson as Director | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 8 | M | Re-elect Christine Morin-Postel as Director | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 9 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 10 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 11 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 12 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 13 | M | Authorise 644,000,000 Ordinary Shares for Market Purchase | For | For | ||
Royal Dutch Shell plc | G7690A118 | United Kingdom | 5/15/2007 | Annual | 14 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 1 | M | Approve Notice of Meeting | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 2 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 3 | M | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 4 | M | Approve Remuneration of Auditors | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 5 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 6 | M | Approve NOK 5 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 7 | M | Authorize Repurchase of Up to 9.80 Percent of Issued Share Capital for Acquisition of Businesses; Authorize Repurchase of Up to 0.15 Percent of Issued Share Capital in Connection With the Company's Existing Share Incentive Plans | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 8 | M | Elect Members and Deputy Members of Corporate Assembly | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 9 | M | Approve Remuneration of Corporate Assembly | For | For | ||
Telenor ASA | R21882106 | Norway | 5/15/2007 | Annual | 10 | M | Elect Members of Nominating Committee | For | For | ||
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 1 | M | Approve Financial Statements and Statutory Reports | For | Abstain | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | Abstain | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 3 | M | Approve Net Losses and Dividends of EUR 0.33 per Share | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 4 | M | Reelect Eric Bourdais de Charbonniere as Director | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 5 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 6 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 7 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 8 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 9 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 10 | M | Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 11 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Votes Above | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 12 | M | Amend Employee Savings-Related Share Purchase Plan | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 13 | M | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | |
THOMSON (formerly Thomson Multimedia) | F91823108 | France | 5/15/2007 | 5/10/2007 | Annual/ Special | 14 | M | Amend Articles 13, and 19 of Bylaws Re: Record Date, and Attend Board Meetings by Way of Videoconference and Telecommunication | For | For | |
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 3 | M | Approve Final Dividend of 32.04 Pence Per Ordinary Share | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 4 | M | Re-elect Patrick Cescau as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 5 | M | Re-elect Kees van der Graaf as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 6 | M | Re-elect Ralph Kugler as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 7 | M | Re-elect Lord Brittan of Spennithorne as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 8 | M | Re-elect Wim Dik as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 9 | M | Re-elect Charles Golden as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 10 | M | Re-elect Byron Grote as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 11 | M | Re-elect Lord Simon of Highbury as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 12 | M | Re-elect Jean-Cyril Spinetta as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 13 | M | Re-elect Kornelis Storm as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 14 | M | Re-elect Jeroen van der Veer as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 15 | M | Elect Genevieve Berger as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 16 | M | Elect Narayana Murthy as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 17 | M | Elect Hixonia Nyasulu as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 18 | M | Elect Michael Treschow as Director | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 19 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 20 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 21 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,450,000 | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 22 | M | Subject to the Passing of Resolution 21, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 23 | M | Authorise 131,000,000 Ordinay Shares for Market Purchase | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 24 | M | Amend Articles of Association Re: E-Communications and Voting Rights | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 25 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 2,000,000 | For | For | ||
Unilever plc | G92087165 | United Kingdom | 5/16/2007 | Annual | 26 | M | Approve Unilever Global Share Incentive Plan 2007 | For | For | ||
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 2 | M | Approve Final Dividend | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 3a | M | Reelect Li Ka-Shing as Director | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 3b | M | ReelectFrank John Sixt as Director | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 3c | M | Reelect Michael David Kadoorie as Director | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 3d | M | Reelect George Colin Magnus as Director | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 4 | M | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 5a | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 5b | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 5c | M | Authorize Reissuance of Repurchased Shares | For | Against | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 5d | M | Approve Employee Share Option Plan of Hutchison Telecommunications (Australia) Ltd. | For | Against | |
Hutchison Whampoa Limited | Y38024108 | Hong Kong | 5/17/2007 | 5/9/2007 | Annual | 5e | M | Amend Articles of Association | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 1 | M | Approve Financial Statements and Discharge Directors | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 3 | M | Approve Allocation of Income and Dividends of EUR 1.20 per Share | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 4 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Abstain | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 5 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 6 | M | Elect Claudie Haignere as Director | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 7 | M | Amend Article 21 of Association Re: Record Date | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 8 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 9 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | Against | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 10 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 11 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 12 | M | Authorize Capital Increase of Up to EUR 4 Billion for Future Exchange Offers | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 13 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 14 | M | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities Up to 4 Billion | For | Against | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 15 | M | Authorize Capital Increase of up to EUR 200 Million to Participants of Orange SA Stock Option Plan in Connection with France Telecom Liquidity Agreement | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 16 | M | Approve Restricted Stock Plan for Orange SA Option Holders | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 17 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 8 Billion | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 18 | M | Approve Issuance of Securities Convertible into Debt | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 19 | M | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 20 | M | Approve Stock Option Plans Grants | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 21 | M | Approve Employee Savings-Related Share Purchase Plan | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 22 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
France Telecom SA | F4113C103 | France | 5/21/2007 | 5/16/2007 | Annual/ Special | 23 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Eni Spa | T3643A145 | Italy | 5/22/2007 | 5/18/2007 | Special | 1 | M | Amend Articles 6.2, 13, 17, 24, 28 of the Bylaws | For | For | |
Eni Spa | T3643A145 | Italy | 5/23/2007 | 5/21/2007 | Annual | 1 | M | Accept Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 of Finanziaria ENI - Enifin SpA, incorporated in ENI on Dec. 13, 2006 | For | For | |
Eni Spa | T3643A145 | Italy | 5/23/2007 | 5/21/2007 | Annual | 2 | M | Accept Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 of ENI Portugal Investment SpA, incorporated in ENI on Dec. 13, 2006 | For | For | |
Eni Spa | T3643A145 | Italy | 5/23/2007 | 5/21/2007 | Annual | 3 | M | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2006 | For | For | |
Eni Spa | T3643A145 | Italy | 5/23/2007 | 5/21/2007 | Annual | 4 | M | Approve Allocation of Income | For | For | |
Eni Spa | T3643A145 | Italy | 5/23/2007 | 5/21/2007 | Annual | 5 | M | Authorize Share Repurchase Program; Revoke Previously Granted Authorization to Repurchase Shares | For | For | |
Eni Spa | T3643A145 | Italy | 5/23/2007 | 5/21/2007 | Annual | 6 | M | Extend Mandate of the External Auditors PriceWaterhouseCoopers for the Three-Year Term 2007-2009 | For | For | |
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 3 | M | Approve Final Dividend of USD 0.104 Per Ordinary Share | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 4 | M | Re-elect Joseph Canion as Director | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 5 | M | Re-elect Edward Lawrence as Director | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 6 | M | Re-elect James Robertson as Director | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 7 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 8 | M | Change Company Name to Invesco Plc | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 9 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,240,000 | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 10 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 4,180,000 | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 11 | M | Authorise 82,900,000 Ordinary Shares for Market Purchase | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 12 | M | Authorise the Company to Use Electronic Communications; Amend Articles of Association Re: Electronic Communications | For | For | ||
INVESCO PLC (formerly Amvescap plc) | G4917N106 | United Kingdom | 5/23/2007 | Annual | 13 | M | Amend Articles of Association Re: Directors' Fees | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 3 | M | Elect Daniel Podolsky as Director | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 4 | M | Elect Stephanie Burns as Director | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 5 | M | Re-elect Julian Heslop as Director | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 6 | M | Re-elect Sir Deryck Maughan as Director | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 7 | M | Re-elect Ronaldo Schmitz as Director | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 8 | M | Re-elect Sir Robert Wilson as Director | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 9 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 10 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 11 | M | Authorise the Company to Make EU Political Organisations Donations up to GBP 50,000 and to Incur EU Political Expenditures up to GBP 50,000 | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 12 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 479,400,814 | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 13 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,910,122 | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 14 | M | Authorise 575,280,977 Ordinary Shares for Market Purchase | For | For | ||
GlaxoSmithKline plc | G3910J112 | United Kingdom | 5/23/2007 | Annual | 15 | M | Amend Articles of Association Re: Electronic Communication | For | For | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 1 | M | Approve Individual and Consolidated Financial Statements, and Allocation of Income | For | For | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 2 | M | Amend Articles 10, 11, 13, 13 bis, 15, 16, 17, 18 bis, 18 ter, and 18 quater of Bylaws to Adhere to the Unified Code of Corporate Governance | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 3 | M | Amend Articles 3, 4, 5, 6, 7, 8, 9, 10, 11, 13, 14, 16, 17, 18, 19, 19 bis, 20, 23, 24, and Final Disposition of the General Meeting Guidelines to Comply with the Unified Code of Corporate Governance | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.1 | M | Re-elect Guillermo Ulacia Arnaiz as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.2 | M | Re-elect Carlos Rodriguez-Quiroga Menendez as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.3 | M | Re-elect Santiago Bergareche Busquet as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.4 | M | Re-elect Jorge Calvet Spinatsch as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.5 | M | Re-elect Juan Luis Arregui Ciarsolo as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.6 | M | Re-elect Corporacion IBV, Servicios y Tecnologias S.A. as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.7 | M | Elect Jose Maria Vazquez Eguskiza as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.8 | M | Elect Pascual Fernandez Martinez as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.9 | M | Elect Juan Carvajal Arguelles as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 4.1 | M | Elect Rafael del Valle-Iturriaga Miranda as a Board Member | For | Against | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 5 | M | Nomination of Auditor | For | For | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 6 | M | Authorize Repurchase of Shares | For | For | ||
Gamesa Corporacion Technologica S.A | E54667113 | Spain | 5/24/2007 | Annual | 7 | M | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 2 | M | Approve Final Dividend of 4.15 Pence Per Ordinary Share | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 3i | M | Elect Jonathan Nicholls as Director | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 3ii | M | Elect Bongani Nqwababa as Director | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 3iii | M | Elect Lars Otterbeck as Director | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 3iv | M | Re-elect Christopher Collins as Director | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 3v | M | Re-elect Julian Roberts as Director | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 4 | M | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 5 | M | Authorise the Group Audit and Risk Committee to Fix Remuneration of Auditors | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 6 | M | Approve Remuneration Report | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 7 | M | Approve the Proposals Arising from the Closure of the Unclaimed Shares Trusts | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 8 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 55,009,000 | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 9 | M | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 27,504,000 | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 10 | M | Authorise 550,090,000 Ordinary Shares for Market Purchase | For | For | ||
Old Mutual Plc | G67395106 | United Kingdom | 5/24/2007 | Annual | 11 | M | Approve the Contingent Purchase Contracts Relating to Purchases of Shares on the JSE Limited and on the Malawi, Namibian, Stockholm and Zimbabwe Stock Exchanges up to 550,090,000 Ordinary Shares | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 3(a) | M | Re-elect Lord Butler as Director | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 3(b) | M | Re-elect Baroness Lydia Dunn as Director | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 3(c) | M | Re-elect Rona Fairhead as Director | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 3(d) | M | Re-elect William Fung as Director | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 3(e) | M | Re-elect Sir Brian Moffat as Director | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 3(f) | M | Elect Gwyn Morgan as Director | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 4 | M | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 5 | M | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,158,660,000 | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 6 | M | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 289,665,000 | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 7 | M | Authorise 1,158,660,000 Ordinary Shares for Market Purchase | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 8 | M | Approve Scrip Dividend Program | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 9 | M | Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 250,000 | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 10 | M | Authorise HSBC Bank Plc to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 50,000 | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 11 | M | Authorise the Company to Use Electronic Communications | For | For | ||
HSBC Holdings plc | G4634U169 | United Kingdom | 5/25/2007 | Annual | 12 | M | Amend Articles of Association Re: Use of Electronic Communications | For | For | ||
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 2 | M | Approve Profit Distribution Proposal and Final Dividend | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 3 | M | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 4 | M | Approve Resignation of Zhang Xiuqin as Supervisor | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 5 | M | Approve Resignation of Li Jian as Supervisor | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 6 | M | Appoint Xiao Jinxue as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 7 | M | Appoint Wang Haiyun as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 8 | M | Amend Articles of Association | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 9a | M | Approve Issuance of Debentures with a Maximum Outstanding Repayment Amount of RMB 40 Bilion (the Issue) | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 9b | M | Authorize Board to Determine Specific Terms, Conditions and Other Matters, Do All Such Acts and Take All Step Necessary to Implement the Issue | For | For | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 10 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |
China Telecom Corporation Ltd | Y1505D102 | Hong Kong | 5/29/2007 | 4/27/2007 | Annual | 11 | M | Approve Increase in Registered Capital | For | Against | |
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 1 | M | Receive Financial Statements and Statutory Reports | None | None | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 2 | M | Approve Allocation of Income | For | For | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 3 | M | Approve Discharge of Management and Supervisory Boards | For | For | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 4 | M | Approve Remuneration of Supervisory Board Members | For | For | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 5 | M | Ratify Auditors | For | For | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 6 | M | Receive Report on Share Repurchase Program (Non-Voting) | None | None | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 7 | M | Authorize Share Repurchase Program; Authorize Use of Repurchased Shares for Stock Option Plan, Settlement of Convertible Bonds, Acquisitions, and Other Purposes; Approve EUR 100 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 8 | M | Approve Spin-Off of Fixed Line Business to Telekom Austria FixNet AG | For | For | ||
Telekom Austria AG | A8502A102 | Austria | 5/30/2007 | Annual | 9 | M | Adopt New Articles of Association | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 3 | M | Approve Final Dividend of 6.8 Pence Per Ordinary Share | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 4 | M | Elect Daniel Bernard as Director | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 5 | M | Elect Janis Kong as Director | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 6 | M | Re-elect Phil Bentley as Director | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 7 | M | Re-elect John Nelson as Director | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 8 | M | Re-elect Michael Hepher as Director | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 9 | M | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 10 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 104,267,996 | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 11 | M | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 75,000 | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 12 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company | For | For | ||
Kingfisher plc | G5256E441 | United Kingdom | 5/31/2007 | Annual | 13 | M | Authorise 235,920,341 Ordinary Shares for Market Purchase | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 3 | M | Approve Final Dividend of 2.52 Pence or DKK 0.277 Per Share | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 4 | M | Elect Mark Elliott as Director | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 5a | M | Re-elect Nick Buckles as Director | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 5b | M | Re-elect Lord Condon as Director | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 5c | M | Re-elect Alf Duch-Pedersen as Director | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 6 | M | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 7 | M | Amend Group 4 Securicor Performance Share Plan | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 8 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 105,500,000 | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 9 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,995,000 | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 10 | M | Authorise 128,000,000 Ordinary Shares for Market Purchase | For | For | ||
G4S plc (formerly Group 4 Securicor plc) | G4194K106 | United Kingdom | 5/31/2007 | Annual | 11 | M | Change Company Name to G4S Plc | For | For | ||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 1 | M | Approve Financial Statements and Statutory Reports | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 2 | M | Accept Consolidated Financial Statements and Statutory Reports | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 3 | M | Approve Allocation of Income and Dividends of EUR 1.75 per Share | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 4 | M | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 5 | M | Reelect Gerard Van Kemmel as Director | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 6 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 7 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.4 Billion | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 8 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | For | Against | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 9 | M | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 10 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 11 | M | Amend Employee Savings-Related Share Purchase Plan | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 12 | M | Approve Stock Option Plans Grants | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 13 | M | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 14 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 15 | M | Allow Board to Use Authorizations and Delegations Granted in Items 6 to 14 Above in the Event of a Public Tender Offer | For | Against | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 16 | M | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | For | For | |
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | France | 5/31/2007 | 5/28/2007 | Annual/ Special | 17 | M | Authorize Filing of Required Documents/Other Formalities | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 1 | M | Accept 2006 Financial Statements | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 2 | M | Approve 2006 Profit Distribution Plan | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 3 | M | Approve Capitalization of 2006 Dividends, Reserves for Bonus Issue, and Employee Profit Sharing | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 4 | M | Amend Articles of Association | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 5 | M | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 6 | M | Elect Wong Chung-Pin as Director with Shareholder No. 1357 | For | For | |
Compal Electronics Inc. | 20440Y200 | Taiwan | 6/15/2007 | 4/17/2007 | Annual | 7 | M | Approve Release of Restrictions of Competitive Activities of Directors | For | For | |
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 6/15/2007 | 4/16/2007 | Annual | 1 | M | Accept 2006 Operating Results, Financial Statements, and Consolidated Financial Statements | For | For | |
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 6/15/2007 | 4/16/2007 | Annual | 2 | M | Approve 2006 Profit Distribution Plan | For | For | |
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 6/15/2007 | 4/16/2007 | Annual | 3 | M | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | |
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 6/15/2007 | 4/16/2007 | Annual | 4 | M | Approve Release of Restrictions of Competitive Activities of Directors | For | For | |
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | Y1822Y102 | Taiwan | 6/15/2007 | 4/16/2007 | Annual | 5 | M | Other Business | None | None | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 1 | M | Accept 2006 Financial Statements | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 2 | M | Approve 2006 Profit Distribution Plan | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 3 | M | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 4 | M | Amend Articles of Association | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 5 | M | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 6 | M | Amend Election Rules of Directors and Supervisors | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 7 | M | Amend Operating Procedures for Loan of Funds to Other Parties, and Endorsement and Guarantee | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.1 | M | Elect Raymond Soong as Director with Shareholder No. 1 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.2 | M | Elect David Lin, a Representative of Lite-On Capital Inc., as Director with Shareholder No. 28383 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.3 | M | Elect Warren Chen, a Representative of Lite-On Capital Inc., as Director with Shareholder No. 28383 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.4 | M | Elect Chung-Yao Lin, a Representative of Dorcas Investment Co. Ltd., as Director with Shareholder No. 617 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.5 | M | Elect Keh-Shew Lu, a Representative of Da-Song Investment Co. Ltd., as Director with Shareholder No. 59285 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.6 | M | Elect Rick Wu, a Representative of Da-Song Investment Co. Ltd., as Director with Shareholder No. 59285 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.7 | M | Elect CH Chen, a Representative of Yuan Pao Investment Co. Ltd., as Director with Shareholder No. 103603 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.8 | M | Elect David Lee, a Representative of Yuan Pao Investment Co. Ltd., as Director with Shareholder No. 103603 | For | Against | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.9 | M | Elect Kuo-Feng Wu as Independent Director with Shareholder No. 435271 | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.1 | M | Elect Hsiao-Wei Chang as Independent Director with Shareholder No. 441272 | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 8.11 | M | Elect Yao-Wu Yang as Independent Director with Shareholder No. 435270 | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 9 | M | Approve Release of Restrictions of Competitive Activities of Directors | For | For | |
Lite-On Technology Corp. | 536759202 | Taiwan | 6/21/2007 | 4/22/2007 | Annual | 10 | M | Other Business | None | None | |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.1 | M | Elect Director Fumio Iwai | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.2 | M | Elect Director Yoshikatsu Ota | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.3 | M | Elect Director Hisashi Nakayama | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.4 | M | Elect Director Tadao Namiki | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.5 | M | Elect Director Tadaaki Jagawa | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.6 | M | Elect Director Takeo Higuchi | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.7 | M | Elect Director Masanori Hondo | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.8 | M | Elect Director Yoshihiko Someya | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.9 | M | Elect Director Hiroshi Ishiko | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.1 | M | Elect Director Shoei Yamana | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.11 | M | Elect Director Akio Kitani | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.12 | M | Elect Director Yasuo Matsumoto | For | For |
Konica Minolta Holdings Inc. (formerly Konica Corp.) | 4902 | J36060119 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.13 | M | Elect Director Masatoshi Matsuzaki | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.1 | M | Elect Director Howard Stringer | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.2 | M | Elect Director Ryoji Chubachi | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.3 | M | Elect Director Katsumi Ihara | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.4 | M | Elect Director Akishige Okada | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.5 | M | Elect Director Hirobumi Kawano | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.6 | M | Elect Director Yotaro Kobayashi | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.7 | M | Elect Director Sakie Tachibana Fukushima | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.8 | M | Elect Director Yoshihiko Miyauchi | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.9 | M | Elect Director Yoshiaki Yamauchi | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.1 | M | Elect Director Peter Bonfield | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.11 | M | Elect Director Fueo Sumita | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.12 | M | Elect Director Fujio Cho | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.13 | M | Elect Director Ned Lautenbach | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 1.14 | M | Elect Director Ryuji Yasuda | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 2 | M | Appoint External Audit Firm | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 3 | M | Approve Executive Stock Option Plan | For | For |
Sony Corp. | 6758 | J76379106 | Japan | 6/21/2007 | 3/31/2007 | Annual | 4 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 1 | M | Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 6000 | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 2 | M | Amend Articles to: Increase Authorized Capital to Reflect Stock Split - Delete References to Two Classes of Preferred Shares to Reflect Cancellation - Limit Rights of Odd-lot Holders | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.1 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.2 | M | Elect Director | For | Against |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.3 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.4 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.5 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.6 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.7 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.8 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.9 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.1 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.11 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.12 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.13 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.14 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.15 | M | Elect Director | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 4 | M | Appoint Internal Statutory Auditor | For | For |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 5 | M | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against |
Mitsubishi UFJ Financial Group | 8306 | J44497105 | Japan | 6/28/2007 | 3/31/2007 | Annual | 6 | M | Approve Adjustment to Aggregate Compensation Ceilings and Deep Discount Stock Option Plan for Directors and Statutory Auditors | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 1 | M | Approve Allocation of Income, with a Final Dividend of JY 68 | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 2 | M | Amend Articles to: Limit Directors' Legal Liability - Limit Liability of Statutory Auditors - Reduce Directors' Term in Office | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.1 | M | Elect Director | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.2 | M | Elect Director | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.3 | M | Elect Director | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 3.4 | M | Elect Director | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 4 | M | Appoint Internal Statutory Auditor | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 5 | M | Approve Appointment of External Audit Firm | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 6 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For |
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | Japan | 6/28/2007 | 3/31/2007 | Annual | 7 | M | Approve Retirement Bonuses for Director and Statutory Auditor | For | For |
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 1 | M | Accept Financial Statements and Statutory Reports | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 2 | M | Approve Remuneration Report | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 3 | M | Approve Final Dividend of 6.83 Pence Per Ordinary Share | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 4 | M | Re-elect Mervyn Davies as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 5 | M | Re-elect Harald Einsmann as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 6 | M | Re-elect Ken Hydon as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 7 | M | Re-elect David Potts as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 8 | M | Re-elect David Reid as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 9 | M | Elect Lucy Neville-Rolfe as Director | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 10 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 11 | M | Authorise Board to Fix Remuneration of Auditors | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 12 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130.8 Million | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 13 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.8 Million | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 14 | M | Authorise 793.4 Million Ordinary Shares for Market Purchase | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 15 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 16 | M | Authorise Tesco Stores Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 17 | M | Adopt New Articles of Association | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 18 | M | Approve Tesco Plc Group New Business Incentive Plan 2007 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 19 | M | Approve Tesco Plc US Long-Term Incentive Plan 2007 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 20 | M | Amend Tesco Plc Performance Share Plan 2004 | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 21 | M | Approve Executive Incentive Plan 2004 for US Participants | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 22 | M | Approve International Bonus Plan for US Participants | For | For | ||
Tesco plc | G87621101 | United Kingdom | 6/29/2007 | Annual | 23 | S | Resolves that the Company Takes Appropriate Measures to be Independently Audited; Resolves that the Company Ensures a Workplace Human Rights Policy | Against | Against |
Vote Summary Report | ||||||||||
Jul 01, 2006 - Sep 30, 2006 | ||||||||||
961 Ivy International Value | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
09/19/06 - S | CERMAQ ASA | R1536Z104 | None | 81,600 | ||||||
1 | Open Meeting and Registration of Shareholders | None | Mgmt | |||||||
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Mgmt | |||||||
3 | Approve Notice of Meeting and Agenda | For | Mgmt | |||||||
4 | Approve NOK 750 Million Transfer from Share Premium Account to Other Equity | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
09/06/06 - A | HIMAX TECHNOLOGIES INC *HIMX* | 43289P106 | 07/26/06 | 195,150 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | TO ADOPT THE 2005 AUDITED ACCOUNTS AND FINANCIAL REPORTS | For | For | Mgmt | ||||||
2 | TO RE-ELECT JORDAN WU AS A DIRECTOR PURSUANT TO ARTICLE 87 | For | For | Mgmt | ||||||
08/31/06 - A | Metcash Limited *MTS* | Q6014C106 | 08/29/06 | 396,660 | ||||||
1 | Receive Financial Statements and Statutory Reports for the year ended April 30, 2006 | None | None | Mgmt | ||||||
2a | Elect Michael Jablonski as Director | For | For | Mgmt | ||||||
2b | Elect Lou Jardin as Director | For | For | Mgmt | ||||||
2c | Elect Richard Longes as Director | For | For | Mgmt | ||||||
2d | Elect Bruce Hogan, AM as Director | For | For | Mgmt | ||||||
3 | Approve Remuneration Report for the year ended April 30, 2006 | For | For | Mgmt | ||||||
09/29/06 - S | TNT N.V. | N86672107 | 09/22/06 | 35,120 | ||||||
1 | Open Meeting | None | Mgmt | |||||||
2 | Approve Sale of the Logistics Division | For | Mgmt | |||||||
3 | Cancel Company Treasury Shares | For | Mgmt | |||||||
4 | Allow Questions | None | Mgmt | |||||||
5 | Close Meeting | None | Mgmt | |||||||
07/25/06 - A | Vodafone Group PLC | G93882101 | None | 729,130 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Re-elect Sir John Bond as Director | For | For | Mgmt | ||||||
3 | Re-elect Arun Sarin as Director | For | For | Mgmt | ||||||
4 | Re-elect Thomas Geitner as Director | For | For | Mgmt | ||||||
5 | Re-elect Michael Boskin as Director | For | For | Mgmt | ||||||
6 | Re-elect Lord Broers as Director | For | For | Mgmt | ||||||
7 | Re-elect John Buchanan as Director | For | For | Mgmt | ||||||
8 | Re-elect Andy Halford as Director | For | For | Mgmt | ||||||
9 | Re-elect Jurgen Schrempp as Director | For | For | Mgmt | ||||||
10 | Re-elect Luc Vandevelde as Director | For | For | Mgmt | ||||||
11 | Elect Philip Yea as Director | For | For | Mgmt | ||||||
12 | Elect Anne Lauvergeon as Director | For | For | Mgmt | ||||||
13 | Elect Anthony Watson as Director | For | For | Mgmt | ||||||
14 | Approve Final Dividend of 3.87 Pence Per Ordinary Share | For | For | Mgmt | ||||||
15 | Approve Remuneration Report | For | For | Mgmt | ||||||
16 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | ||||||
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
18 | Adopt New Articles of Association | For | For | Mgmt | ||||||
19 | Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | For | For | Mgmt | ||||||
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | Against | Mgmt | ||||||
21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000 | For | For | Mgmt | ||||||
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares | For | For | Mgmt | ||||||
07/25/06 - S | Vodafone Group PLC | G93882101 | None | 729,130 | ||||||
1 | Approve Increase in Authorised Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association | For | For | Mgmt | ||||||
08/14/06 - S | XSTRATA PLC | G9826T102 | None | 30,560 | ||||||
1 | Approve Acquisition by Xstrata Canada Inc. of Any and All of the Issued, to be Issued and Outstanding Falconbridge Shares Other Than Any Falconbridge Shares Owned Directly or Indirectly by Xstrata Canada Inc. or Its Affiliates | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Oct 01, 2006 - Dec 31, 2006 | ||||||||||
961 Ivy International Value | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
10/27/06 - A | ALMANCORA CVA | B0205Y106 | None | 12,250 | ||||||
1 | Receive Directors' Report | None | Mgmt | |||||||
2 | Receive Auditors' Report | None | Mgmt | |||||||
3 | Allow Questions | None | Mgmt | |||||||
4 | Approve Annual Accounts, Allocation of Income and Dividends | For | Mgmt | |||||||
5 | Approve Discharge of Directors and Auditors | For | Mgmt | |||||||
6 | Transact Other Business | None | Mgmt | |||||||
10/04/06 - S | BAE Systems PLC (frm.British Aerospace Plc ) | G06940103 | None | 228,920 | ||||||
1 | Approve the Disposal of the Company's Twenty Per Cent Shareholding in Airbus S.A.S. to European Aeronautic Defence and Space Company EADS N.V.; Authorise the Directors to Take All Steps Necessary to Implement the Disposal | For | For | Mgmt | ||||||
12/01/06 - S | Banca Intesa SPA (Formerly IntesaBci Spa ) | T17074104 | 11/30/06 | 225,490 | ||||||
Special Business | ||||||||||
1 | Revoke Deliberations Assumed in the Special Meeting Held on Dec. 17, 2002 Regarding the Stock Option Plan | For | Mgmt | |||||||
2 | Approve Plan of Merger by Incorporation of Sanpaolo IMI SpA in Banca Intesa SpA; Amend Bylaws Accordingly | For | Mgmt | |||||||
Ordinary Business | ||||||||||
1 | Elect Supervisory Board Member | For | Mgmt | |||||||
2 | Authorize Share Repurchase Program Pursuant to Share Option Scheme in Favor of Company Employees | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
10/17/06 - A | Diageo Plc (Formerly Guinness Plc) | G42089113 | None | 39,250 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
3 | Approve Final Dividend of 19.15 Pence Per Ordinary Share | For | For | Mgmt | ||||||
4 | Re-elect Lord Hollick of Notting Hill as Director | For | For | Mgmt | ||||||
5 | Re-elect Todd Stitzer as Director | For | For | Mgmt | ||||||
6 | Re-elect Paul Walsh as Director | For | For | Mgmt | ||||||
7 | Elect Laurence Danon as Director | For | For | Mgmt | ||||||
8 | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | ||||||
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 268,684,000 | For | Against | Mgmt | ||||||
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 44,140,000 | For | For | Mgmt | ||||||
11 | Authorise 278,571,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
12 | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and Incur EU Political Expenditure up to GBP 200,000 | For | For | Mgmt | ||||||
13 | Approve Diageo Plc 2006 Irish Profit Sharing Scheme | For | For | Mgmt | ||||||
14 | Amend Diageo Executive Share Option Plan | For | Against | Mgmt | ||||||
11/14/06 - A | Fletcher Building Ltd. (frmrly. Fletcher Challenge Building) | Q3915B105 | 11/12/06 | 237,830 | ||||||
1 | Elect Hugh Alasdair Fletcher as Director | For | For | Mgmt | ||||||
2 | Elect Jonathan Peter Ling as Director | For | For | Mgmt | ||||||
3 | Elect Geoffrey James McGrath as Director | For | For | Mgmt | ||||||
4 | Elect Ralph Graham Waters as Director | For | For | Mgmt | ||||||
5 | Authorize Board to Fix Remuneration of the Auditors | For | For | Mgmt | ||||||
6 | Approve Grants of Up to One Million Options to Jonathan Peter Ling, Chief Executive Officer and Managing Director, Pursuant to the 2006 Share Options Plan | For | For | Mgmt | ||||||
7 | Approve Participation of Jonathan Peter Ling, Chief Executive Officer and Managing Director, in the Executive Performance Share Scheme | For | For | Mgmt | ||||||
8 | Approve the Increase in Non-Executive Directors' Remuneration from NZ$900,000 to NZ$1.5 Million Per Annum | For | For | Mgmt | ||||||
10/04/06 - S | Fortis SA/NV | B4399L102 | None | 50,000 | ||||||
1 | Open Meeting | None | Mgmt | |||||||
2.1 | Receive Special Report on Authorized Capital | None | Mgmt | |||||||
2.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Mgmt | |||||||
2.3 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Mgmt | |||||||
3 | Amend Articles Regarding Voting Formalities | For | Mgmt | |||||||
4 | Close Meeting | None | Mgmt | |||||||
10/23/06 - A | Foster's Group Ltd (Formerly Foster's Brewing Group Ltd) *FGL* | Q3944W187 | 10/21/06 | 300,000 | ||||||
1 | Elect M. L. Cattermole as Director | For | For | Mgmt | ||||||
2 | Elect M.G. Ould as Director | For | For | Mgmt | ||||||
3 | Approve Renewal of Employee Share Plans | For | For | Mgmt | ||||||
4 | Approve Foster's Group Ltd. Employee Share Acquisition Plan | For | For | Mgmt | ||||||
5 | Approve Issuance of up to 454,200 Shares to Trevor L. O'Hoy, Chief Executive Officer, in the Foster Group Ltd.'s Long Term Incentive Plan | For | For | Mgmt | ||||||
6 | Approve Remuneration Report for the Fiscal Year Ended June 30, 2006 | For | For | Mgmt | ||||||
11/17/06 - S | Natixis | F6777D103 | None | 5,000 | ||||||
Meeting for Holders of Long-Term Registered Shareholders (Only Registered Shareholders of Two Years or More Are Eligible to Vote at This Meeting) | ||||||||||
1 | Approve Removal Double-Voting Rights for Long-Term Registered Shareholders | For | Mgmt | |||||||
2 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | |||||||
11/17/06 - S | Natixis | F6777D103 | None | 5,000 | ||||||
Special Business | ||||||||||
1 | Approve Tranfer of Securities from Caisse Nationale des Caisses d'Epargne | For | Mgmt | |||||||
2 | Approve Contribution from S.N.C. Champion | For | Mgmt | |||||||
3 | Issue 70,600,163 Shares in Connection with Transfers Above | For | Mgmt | |||||||
4 | Acknowledge Completion of the Contributions Above Submitted to Realizations of Conditions | For | Mgmt | |||||||
5 | Approve Contribution from Caisse Nationale des Caisses d'Epargne | For | Mgmt | |||||||
6 | Approve Contribution from S.N.C Champion | For | Mgmt | |||||||
7 | Issue 2,531,313 Shares in Connection with Transfer Above | For | Mgmt | |||||||
8 | Acknowledge Completion of the Contributions Above Submitted to Realizations of Conditions | For | Mgmt | |||||||
9 | Approve 1 for 10 Stock Split | For | Mgmt | |||||||
10 | Amend Articles to Reflect Changes in Capital Under Items 3,6, and 7 | For | Mgmt | |||||||
11 | Change Company Name to Natixis | For | Mgmt | |||||||
12 | Adopt Two-Tiered Board Structure | For | Mgmt | |||||||
13 | Remove Double-Voting Rights for Long-Term Registered Shareholders | For | Mgmt | |||||||
14 | Adopt New Articles of Association | For | Mgmt | |||||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | For | Mgmt | |||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | For | Mgmt | |||||||
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above | For | Mgmt | |||||||
18 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Acquisitions | For | Mgmt | |||||||
19 | Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value | For | Mgmt | |||||||
20 | Approve Stock Option Plans Grants | For | Mgmt | |||||||
21 | Authorize Granting of Up to 6,000,000 Shares for Use in Restricted Stock Plan | For | Mgmt | |||||||
22 | Amend Employee Savings-Related Share Purchase Plan | For | Mgmt | |||||||
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
Ordinary Business | ||||||||||
24 | Elect Chales Milhaud as Supervisory Board Member | For | Mgmt | |||||||
25 | Elect Banque Federale des Banques Populaires, Represented by Michel Goudard as Supervisory Board Member | For | Mgmt | |||||||
26 | Elect Caisse Nationale des Caisse d'Epargne, Represented by Nicolas Merindol as Supervisory Board Member | For | Mgmt | |||||||
27 | Elect Vincent Bollore as Supervisory Board Member | For | Mgmt | |||||||
28 | Elect Jean-Francois as Supervisory Board Member | For | Mgmt | |||||||
29 | Elect Bernard Comolet as Supervisory Board Member | For | Mgmt | |||||||
30 | Elect Claude Cordel as Supervisory Board Member | For | Mgmt | |||||||
31 | Elect Jean-Claude Crequit as Supervisory Board Member | For | Mgmt | |||||||
32 | Elect Steve Gentili as Supervisory Board Member | For | Mgmt | |||||||
33 | Elect Francis Henry as Supervisory Board Member | For | Mgmt | |||||||
34 | Elect Yvan de la Porte du Theil as Supervisory Board Member | For | Mgmt | |||||||
35 | Elect Bruno Mettling as Supervisory Board Member | For | Mgmt | |||||||
36 | Elect Jean-Charles Naouri as Supervisory Board Member | For | Mgmt | |||||||
37 | Elect Didier Pault as Supervisory Board Member | For | Mgmt | |||||||
38 | Elect Henri Proglio as Supervisory Board Member | For | Mgmt | |||||||
39 | Elect Philippe Sueur as Supervisory Board Member | For | Mgmt | |||||||
40 | Elect Jean-Louis Tourret as Supervisory Board Member | For | Mgmt | |||||||
41 | Elect Robert Zolade as Supervisory Board Member | For | Mgmt | |||||||
42 | Appoint Ulrich Brixner as Censor | For | Mgmt | |||||||
43 | Appoint Alfonso Lozzo as Censor | For | Mgmt | |||||||
44 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | For | Mgmt | |||||||
45 | Ratify Mazars & Guerard as Auditor | For | Mgmt | |||||||
46 | Ratify Patrik de Cambourg as Alternate Auditor | For | Mgmt | |||||||
47 | Approve Related-Party Transaction with Caisse Nationale des Caisses d'Epargne and Banque Federale des Banques Populaires | For | Mgmt | |||||||
48 | Approve Related-Party Transactions with Caisse Nationale des Caisses d'Epargne and Banque Federale des Banques Populaires | For | Mgmt | |||||||
49 | Approve Related-Party Transactions with Banques Polpulaires and Banque Federale des Banques Populaires | For | Mgmt | |||||||
50 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Mgmt | |||||||
51 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | |||||||
10/25/06 - S | Philips Electronics Nv | N6817P109 | 10/18/06 | 36,600 | ||||||
1 | Cancel Company Treasury Shares | For | Mgmt | |||||||
2 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | |||||||
3 | Cancel Additional Company Treasury Shares | For | Mgmt | |||||||
4 | Authorize Additional Share Repurchase Program | For | Mgmt | |||||||
11/29/06 - A | Shimachu Co. Ltd. *8184* | J72122104 | 08/31/06 | 45,000 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 8, Special JY 0 | For | For | Mgmt | ||||||
2 | Amend Articles to: Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors | For | Against | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
11/21/06 - A | Smiths Group Plc (Formerly Smiths Industries PLC) | G82401103 | None | 86,210 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
3 | Approve Final Dividend of 21.5 Pence Per Ordinary Share | For | For | Mgmt | ||||||
4 | Re-elect Keith Butler-Wheelhouse as Director | For | For | Mgmt | ||||||
5 | Re-elect John Ferrie as Director | For | For | Mgmt | ||||||
6 | Elect Sir Kevin Tebbit as Director | For | For | Mgmt | ||||||
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | ||||||
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 47,297,545 | For | Against | Mgmt | ||||||
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,094,632 | For | For | Mgmt | ||||||
11 | Authorise 56,757,054 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
12 | Adopt New Articles of Association | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Jan 01, 2006 - Mar 31, 2006 | ||||||||||
961 Ivy International Value | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
03/30/06 - A | Asatsu-DK Inc. *9747* | J03014107 | 12/31/05 | 25,000 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 21, Special JY 5 | For | For | Mgmt | ||||||
2 | Amend Articles to: Authorize Board to Determine Income Allocation - Delete Requirement to Reduce Authorized Capital in Proportion to Share Cancellation - Authorize Public Announcements in Electronic Format | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
5 | Approve Retirement Bonus for Statutory Auditor | For | Against | Mgmt | ||||||
03/16/06 - S | CHINA LIFE INSURANCE CO LTD | Y1477R204 | 02/14/06 | 1,000,000 | ||||||
1 | Elect Ma Yongwei as Director | For | For | Mgmt | ||||||
2 | Elect Xia Zhihua as Supervisor | For | For | Mgmt | ||||||
3 | Amend Articles Re: Board Composition | For | For | Mgmt | ||||||
03/31/06 - S | Companhia Vale Do Rio Doce | 204412209 | 03/15/06 | 21,090 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | TO APPROVE THE TERMS, CONDITIONS AND REASONS (THE PROTOCOLO E JUSTIFICACAO ) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED | For | For | Mgmt | ||||||
2 | TO RATIFY THE APPOINTMENT OF THE EXPERTS WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. | For | For | Mgmt | ||||||
3 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERTS. | For | For | Mgmt | ||||||
4 | TO APPROVE THE MERGER OF ALL OF THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD. | For | For | Mgmt | ||||||
5 | TO APPROVE CVRD CAPITAL INCREASE WITHIN THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS. | For | For | Mgmt | ||||||
03/28/06 - A | Hynix Semiconductor Inc. (frmrly. Hyundai Electronic Ind.) | Y3817W109 | 12/31/05 | 50,000 | ||||||
1 | Approve Financial Statements and Appropriation of Income | For | For | Mgmt | ||||||
2 | Amend Articles of Incorporation to Allow Employee Stock Option Plan | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4 | Elect Members of Audit Committee | For | For | Mgmt | ||||||
5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | ||||||
03/17/06 - A | Kyeryong Construction Industrial Co. Ltd. | Y5074U106 | 12/31/05 | 20,000 | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 800 Per Share | For | For | Mgmt | ||||||
2 | Amend Articles of Incorporation to Expand Business Objectives | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4 | Appoint Auditor | For | For | Mgmt | ||||||
5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | ||||||
6 | Approve Limit on Remuneration of Auditor | For | For | Mgmt | ||||||
03/30/06 - A | Philips Electronics Nv | N6817P109 | 03/23/06 | 30,000 | ||||||
1 | Speech President | None | Mgmt | |||||||
2a | Approve Financial Statements and Statutory Reports | For | Mgmt | |||||||
2b | Explanation of Policy on Additions To Reserves and Dividends | None | Mgmt | |||||||
2c | Approve Dividend of EUR 0.44 ($0.52) per Share | For | Mgmt | |||||||
2d | Approve Discharge of Management Board | For | Mgmt | |||||||
2e | Approve Discharge of Supervisory Board | For | Mgmt | |||||||
3a | Elect T.W.H. van Deursen to Management Board | For | Mgmt | |||||||
3b | Elect F.A. van Houten to Management Board | For | Mgmt | |||||||
3c | Elect J.A. Karvinen to Management Board | For | Mgmt | |||||||
3d | Elect R.S. Provoost to Management Board | For | Mgmt | |||||||
3e | Elect A. Ragnetti to Management Board | For | Mgmt | |||||||
4a | Reelect W. de Kleuver to Supervisory Board | For | Mgmt | |||||||
4b | Reelect Richard Greenbury to Supervisory Board | For | Mgmt | |||||||
5a | Proposal to Amend the Remuneration Policy for Management Board | For | Mgmt | |||||||
5b | Proposal to Amend the Maximum Percentage of The Annual LTIP Pool-size To Be Allocated To Members of Management Board | For | Mgmt | |||||||
6a | Cancellation of Shares Held by the Company | For | Mgmt | |||||||
6b | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||
7 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Restricting/Excluding Preemptive Rights | For | Mgmt | |||||||
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | |||||||
9 | Other Business (Non-Voting) | None | Mgmt | |||||||
02/28/06 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/05 | 2,200 | ||||||
1 | Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.3 | Elect Members of Audit Committee | For | For | Mgmt | ||||||
3 | Approve Limit on Remuneration of Directors | For | For | Mgmt | ||||||
02/27/06 - S | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 11,000 | ||||||
1 | Receive Board and Management Presentation on Swiss Re's Acquisition of GE Insurance Solutions Corporation (Non-Voting) | None | None | Mgmt | ||||||
2.1 | Approve Issuance of Shares up to Aggregate Nominal Value of CHF 6.0 Million to General Electric | For | For | Mgmt | ||||||
2.2 | Approve Issuance of Shares with Preemptive Rights up to Aggregate Nominal Value of CHF 3.0 Million | For | For | Mgmt | ||||||
2.3 | Approve Issuance of Convertible Bonds to General Electric; Approve Creation of EUR 900,000 Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | ||||||
2.4 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve EUR 1.1 Million Increase in Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.2 | Appoint OBT AG as Special Auditors to Examine Capital Increase and Contribution in Kind of GE Insurance | For | For | Mgmt | ||||||
03/30/06 - A | TRYGVESTA A/S | K9640A102 | 03/09/06 | 15,000 | ||||||
1 | Receive Report of Board | None | None | Mgmt | ||||||
2 | Receive and Approve Financial Statements and Statutory Reports; Approve Remuneration of Directors; Discharge Directors and Management | For | For | Mgmt | ||||||
3 | Approve Allocation of Income | For | For | Mgmt | ||||||
4a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
4b | Amend Articles Re: Authorize Board to Allocate Special Dividends until Next AGM; Editorial Changes Concerning Decrease in Number of Auditors from Two to One | For | For | Mgmt | ||||||
5 | Elect Mikael Olufsen, Per Skov, Joern Andersen, John Frederiksen, Bodil Andersen, Paul Bergqvist, Rune Bjerke, and Niels Christiansen as Directors | For | For | Mgmt | ||||||
6 | Ratify Auditors | For | For | Mgmt | ||||||
7 | Other Business (Non-Voting) | None | None | Mgmt | ||||||
03/27/06 - S | VEDANTA RESOURCES PLC | G9328D100 | None | 25,200 | ||||||
1 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 3,275,956 | For | Against | Mgmt | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
961 Ivy International Core Equity | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
06/07/07 - A | AGILE PROPERTY HOLDINGS LTD | G01198103 | 06/01/07 | 1,458,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Chan Cheuk Hung as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Chan Cheuk Nam as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Cheung Wing Yui as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Authorize the Remuneration Committee to Fix the Remuneration of Executive Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Remuneration of HK$262,500 for Each Independent Non-Executive Director for the Year Ending 2007 | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Amend Articles Re: Appointment, Removal and Retirement by Rotation of Directors | For | For | Mgmt | ||||||
3.23c | ||||||||||
05/09/07 - A/S | Agrium Inc. *AGU* | 008916108 | 03/13/07 | 56,440 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Neil Carragher --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ralph S. Cunningham --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director D. Grant Devine --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Germaine Gibara --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Russell K. Girling --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Susan A. Henry --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Russell J. Horner --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Anne McLellan --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Frank W. Proto --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Michael M. Wilson --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Victor J. Zaleschuk --- For | |||||||||
2.6a | ||||||||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Stock Option Plan Re Amendment Provisions | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Amend Stock Option Plan Re Increase Size | For | For | Mgmt | ||||||
4.1 | ||||||||||
5 | Amend Shareholder Rights Plan | For | Against | Mgmt | ||||||
3.12a | ||||||||||
05/09/07 - A | Allied Irish Banks Plc | G02072117 | None | 74,120 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare the Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Reelect Adrian Burke as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Reelect Kieran Crowley as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Reelect Colm Doherty as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Reelect Donal Forde as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3e | Reelect Dermot Gleeson as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3f | Reelect Don Godson as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3g | Reelect Anne Maher as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3h | Reelect Daniel OConnor as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3i | Reelect John ODonnell as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3j | Reelect Sean ODriscoll as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3k | Reelect Jim OLeary as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3l | Reelect Eugene J Sheehy as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3m | Reelect Bernard Somers as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3n | Reelect Michael J Sullivan as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3o | Reelect Robert G Wilmers as a Director | For | Against | Mgmt | ||||||
2.6b attendance less than 75% | ||||||||||
3p | Reelect Jennifer Winter as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorize Share Repurchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Against | Mgmt | ||||||
3.9a | ||||||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
9 | Amend the rules of the AIB Group Performance Share Plan 2005 | For | For | Mgmt | ||||||
4.1 | ||||||||||
10 | Remove KPMG as Auditors | Against | Against | ShrHoldr | ||||||
3.1a NOT against policy | ||||||||||
11 | Elect Niall Murphy, a Shareholder-Nominee, as a Director | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
06/26/07 - A/S | Alstom | F0259M475 | 06/21/07 | 16,380 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
5 | Reelect Patrick Kron as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Candace Beinecke as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect James W. Leng as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Jean-Martin Folz as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Klaus Mangold as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Alan Thomson as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 650,000 | For | For | Mgmt | ||||||
2.8a | ||||||||||
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Authorize Issuance of Non-Convertible Bonds and other Debt Instruments in the Aggregate Value of EUR 2 Billion | For | For | Mgmt | ||||||
99 per JCM | ||||||||||
17 | Amend Restricted Stock Plan Authorized on May 16, 2006 | For | For | Mgmt | ||||||
4.3b | ||||||||||
18 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
19 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
20 | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of Subsidiaries | For | For | Mgmt | ||||||
4.3b | ||||||||||
21 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
23 | Amend Article 9 of Company Bylaws: Board Functioning | For | For | Mgmt | ||||||
3.23b | ||||||||||
24 | Amend Articles Re: Attend Board Meetings Through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23b | ||||||||||
25 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
26 | Amend Articles of Association Re: Ordinary General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
27 | Amend Articles of Association Re: Special General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
28 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
05/09/07 - A | BAE Systems plc | G06940103 | None | 564,540 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 6.9 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Re-elect Ulrich Cartellieri as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Michael Hartnall as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect George Rose as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Walter Havenstein as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Ian King as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Sir Nigel Rudd as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
13 | Authorise BAE Systems Marine Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
14 | Authorise BAE Systems (Operations) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
15 | Authorise BAE Systems Land Systems (Munitions & Ordnance) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
16 | Authorise BAE Systems Land Systems (Weapons & Vehicles) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
17 | Authorise BAE Systems Hagglunds AB to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
18 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,664,742 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
19 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,000,111 | For | For | Mgmt | ||||||
3.9b | ||||||||||
20 | Authorise 320,008,915 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
21 | Authorise the Company to Use Electronic Communications | For | For | Mgmt | ||||||
99 | ||||||||||
04/26/07 - A | Barclays plc | G08036124 | None | 200,250 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Elect Marcus Agius as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Frederik Seegers as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Christopher Lucas as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Stephen Russell as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Richard Clifford as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Sir Andrew Likierman as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect John Varley as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Re-elect Sir Nigel Rudd as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Authorise Barclays Bank Plc to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
14 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 544,913,279 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
15 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,736,992 | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Authorise 980,840,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
17 | Adopt New Articles of Association | For | For | Mgmt | ||||||
1.3a | ||||||||||
04/26/07 - A | Beiersdorf AG | D08792109 | 04/05/07 | 41,840 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify Ernst & Young AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
7 | Elect Stefan Pfander to the Supervisory Board; Elect Andreas Rittstieg as Alternate Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23 | ||||||||||
9 | Approve Affiliation Agreement with Florena Cosmetic GmbH | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
05/15/07 - A/S | BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/10/07 | 27,260 | ||||||
Ordinary Business | ||||||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Ratify Appointment of Suzanne Berger Keniston as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect Louis Schweitzer as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
Special Business | ||||||||||
9 | Amend Resolution 15 Adopted by General Meeting on May 18, 2005: Restricted Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
10 | Amend Resolution 22 Adopted by General Meeting on May 23, 2006: Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
12 | Approve Merger by Absorption of BNL by BNP Paribas | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
13 | Approve Merger by Absorption of the Compagnie Immobiliere de France by BNP Paribas | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
14 | Approve Merger by Absorption of Societe Immobiliere du 36 avenue de l'Opera by BNP Paribas | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
15 | Approve Merger by Absorption of CAPEFI by BNP Paribas | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
16 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
04/26/07 - A | British American Tobacco plc | G1510J102 | None | 86,180 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 40.2 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Re-elect Paul Adams as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Re-elect Robert Lerwill as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6c | Re-elect Sir Nicholas Scheele as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6d | Re-elect Thys Visser as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 171,871,064 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
8 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,780,659 | For | For | Mgmt | ||||||
3.9b | ||||||||||
9 | Approve Waiver on Tender-Bid Requirement | For | For | Mgmt | ||||||
3.5 per Thomas | ||||||||||
10 | Authorise 206,200,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
11 | Approve British American Tobacco 2007 Long Term Incentive Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
12 | Approve Extension of British American Tobacco Sharesave Scheme | For | For | Mgmt | ||||||
4.3a | ||||||||||
13 | Approve Interim Dividend of 15.7 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
14 | Adopt New Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/27/07 - S | Capitalia SPA (frmrly. Banca Di Roma ) | T2432A100 | 06/25/07 | 261,020 | ||||||
Special Meeting Agenda | ||||||||||
1 | Amend Articles 6, 7, 8, 9, 12, 15, 17, 18, 20, 21 and 22 of the Company's Bylaws, Introduction of New Article 19-bis | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
05/08/07 - A | Cellcom Israel Ltd *CEL* | M2196U109 | 04/09/07 | 118,280 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | ELECTION OF DIRECTOR: AMI EREL | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | ELECTION OF DIRECTOR: SHAY LIVNAT | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | ELECTION OF DIRECTOR: RAANAN COHEN | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | ELECTION OF DIRECTOR: OREN LIEDER | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | ELECTION OF DIRECTOR: AVRAHAM BIGGER | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | ELECTION OF DIRECTOR: RAFI BISKER | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | ELECTION OF DIRECTOR: SHLOMO WAXE | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | ELECTION OF EXTERNAL DIRECTOR: RONIT BAYTEL | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | ELECTION OF EXTERNAL DIRECTOR: JOSEPH BARNEA | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | APPROVAL OF FEES TO BE PAID TO EXTERNAL DIRECTORS. | For | For | Mgmt | ||||||
2.8a | ||||||||||
11 | APPROVAL OF LIABILITY INSURANCE COVERING DIRECTORS. | For | For | Mgmt | ||||||
2.9c | ||||||||||
12 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | IF SHAREHOLDER MARKS YES OR DOES NOT CHECK OFF A BOX IN AGENDA ITEM #6 ENTIRE PROXY IS NOT COUNTED. PLEASE MARK THE YES BOX IF YOU VOTE FOR AND THE NO BOX FOR AGAINST . | None | Against | Mgmt | ||||||
7.7a Non-voting item that ADP viewed as a voting item so no choice but to vote against | ||||||||||
05/17/07 - A | Cheung Kong (Holdings) Limited | Y13213106 | 05/09/07 | 188,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Elect Ip Tak Chuen, Edmond as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Elect Woo Chia Ching, Grace as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Elect Chiu Kwok Hung, Justin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Elect Chow Kun Chee, Roland as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3e | Elect Yeh Yuan Chang, Anthony as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3f | Elect Chow Nin Mow, Albert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3g | Elect Wong Yick-ming, Rosanna as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3h | Elect Kwan Chiu Yin, Robert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Amend Articles Re: Appointment of Directors | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/06/07 - A | CHINA OILFIELD SERVICES LTD | Y15002101 | 06/06/07 | 1,610,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Annual Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Budget for Fiscal Year 2007 | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Accept Report of the Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
5 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
6 | Reelect Non-Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reappoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Adopt Procedural Rules of the Shareholders' General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
9 | Adopt Procedural Rules of the Board Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
10 | Adopt Procedural Rules of the Supervisory Committee | For | For | Mgmt | ||||||
3.23b | ||||||||||
11 | Adopt Decision-Making Procedures on Connected Transactions | For | For | Mgmt | ||||||
3.23b | ||||||||||
12a | Approve Issuance of A Shares (A Share Issue) | For | For | Mgmt | ||||||
3.9b | ||||||||||
12b | Approve Issuance of Not More Than 820.0 Million A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12c | Approve Nominal Value of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12d | Approve Target Subscribers of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12e | Approve Issue Price of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12f | Approve Shanghai Stock Exchange as Place of Listing of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12g | Approve Use of Proceeds from the A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
12h | Approve Accumulated Retained Earnings Entitlement | For | For | Mgmt | ||||||
3.18 | ||||||||||
12i | Approve Effective Date and Duration of the A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
12j | Authorize Board to Determine and Deal with Matters in Relation to the A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
12k | Authorize Board to Sign or Execute All Necessary Documents in Relation to the A Share Issue and Handle Registration Requirements after the Completion of the A Share Issue | For | For | Mgmt | ||||||
2.14b | ||||||||||
13 | Amend Articles Re: A Share Issue | For | For | Mgmt | ||||||
3.23b | ||||||||||
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Amend Articles Re: Legal Representative of the Company | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/06/07 - S | CHINA OILFIELD SERVICES LTD | Y15002101 | 05/04/07 | 1,610,000 | ||||||
Special Business | ||||||||||
1 | Approve Issuance of Up to 820.0 Million A Shares and Authorize Board to Deal with Specific Matters Such as Specific Timing, Exact Number, Offering and Pricing Mechanism, Issue Price, Target Subscribers and Number and Proportion of A Shares to be Issued | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
06/27/07 - A | Chubu Electric Power Co. Inc. *9502* | J06510101 | 03/31/07 | 119,400 | ||||||
Management Proposals | ||||||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles To: Limit Liability of Statutory Auditors - Limit Directors Legal Liability | For | Against | Mgmt | ||||||
1.3a | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.14 | Elect Director --- For | |||||||||
2.6a | ||||||||||
4.1 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b | ||||||||||
4.2 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b | ||||||||||
4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Appoint External Audit Firm | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve Payment of Annual Bonuses to Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
Shareholder Proposals | ||||||||||
8 | Approve Alternate Income Allocation Proposal | Against | Against | ShrHoldr | ||||||
3.18 | ||||||||||
9 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
10 | Amend Articles to Require Aggressive Investment in "New Energy" | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
11 | Amend Articles to Create Committee on Inspection of Nuclear Power Facilities | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
12 | Amend Articles to Ban Emissions of Radioactive Waste Whose Permanent Disposition Sites Are Not Yet Determined | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
13 | Amend Articles to Abandon Use of Plutonium-Uranium MOX Fuel at Hamaoka Nuclear Power Station | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
14 | Amend Articles to Require the Company to Submit Earthquake Risk Data for Review by Local Communities | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
15 | Amend Articles to Require the Company to Hold Shareholder Meetings Frequently to Discuss Business Risk and Important Business Changes | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
05/16/07 - A | Commerzbank AG | D15642107 | 04/25/07 | 66,490 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Elect Friedrich Luerssen to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital for Trading Purposes | For | For | Mgmt | ||||||
3.21a | ||||||||||
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communication | For | For | Mgmt | ||||||
3.23c | ||||||||||
10 | Approve Increase of Remuneration of Supervisory Board | For | For | Mgmt | ||||||
2.8a | ||||||||||
11 | Approve Affiliation Agreement with Subsidiary Commerz Grundbesitzgesellschaft mbH | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
05/04/07 - A | Credit Suisse Group (formerly CS Holding) | H3698D419 | None | 39,240 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve CHF 26.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
4.1 | Approve Allocation of Income and Dividends of CHF 2.24 per Registered Share | For | Mgmt | |||||||
4.2 | Approve CHF 534 Million Reduction in Share Capital; Approve Capital Repayment of CHF 0.46 per Share | For | Mgmt | |||||||
5 | Authorize Share Repurchase Program | For | Mgmt | |||||||
6.1 | Renew Existing CHF 22.7 Million Pool of Capital | For | Mgmt | |||||||
6.2 | Amend Articles Re: Capital Holding Requirement for Submitting Shareholder Proposals | For | Mgmt | |||||||
6.3 | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||
7.1a | Reelect Noreen Doyle as Director | For | Mgmt | |||||||
7.1b | Reelect Aziz Syriani as Director | For | Mgmt | |||||||
7.1c | Reelect David Syz as Director | For | Mgmt | |||||||
7.1d | Reelect Peter Weibel as Director | For | Mgmt | |||||||
7.2 | Ratify KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | Mgmt | |||||||
7.3 | Ratify BDO Visura as Special Auditors | For | Mgmt | |||||||
06/23/07 - A | Daiwa Securities Group Co. Ltd. *8601* | J11718111 | 03/31/07 | 252,000 | ||||||
1 | Amend Articles To: Expand Business Lines - Update Terminology to Match that of New Financial Instruments and Exchange Law | For | For | Mgmt | ||||||
3.19 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director Yoshinori Hara --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director Akira Kiyota --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director Shigeharu Suzuki --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director Shin Yoshidome --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director Tetsuo Mae --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director Takashi Hibino --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director Nobuyuki Iwamoto --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director Kenji Hayashibe --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director Tetsuro Kawakami --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director Ryuji Yasuda --- For | |||||||||
2.6a | ||||||||||
2.11 | Elect Director Keisuke Kitajima --- For | |||||||||
2.6a | ||||||||||
2.12 | Elect Director Koichi Uno --- For | |||||||||
2.6a | ||||||||||
2.13 | Elect Director Ikuo Mori --- For | |||||||||
2.6a | ||||||||||
3 | Approve Deep Discount Stock Option Plan and Premium-Priced Option Plan for Directors and Employees | For | For | Mgmt | ||||||
1.3a Per Thomas Mengel | ||||||||||
05/24/07 - A | Deutsche Bank AG | D18190898 | None | 21,480 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 4 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify KPMG AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | For | For | Mgmt | ||||||
3.21a | ||||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
8 | Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | ||||||
99 Per John Maxwell | ||||||||||
9 | Elect Theo Siegert to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Confirm 2006 AGM Election of Clemens Boersig as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Approve Remuneration of Supervisory Board | For | For | Mgmt | ||||||
2.8a | ||||||||||
12 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23b | ||||||||||
13 | Amend Articles Re: Regional Advisory Councils | For | For | Mgmt | ||||||
3.23c | ||||||||||
14 | Approve Creation of EUR 85 Million Pool of Capital without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
05/11/07 - A | * Deutsche Boerse AG | D1882G119 | None | 15,560 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 3.40 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Approve EUR 100 Million Capitalization of Reserves; Approve 2:1 Stock Split | For | For | Mgmt | ||||||
3.6 | ||||||||||
6 | Approve Creation of EUR 14 Million Pool of Capital without Preemptive Rights (Authorized Capital III) | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Approve Stock Bonus Plan for Key Employees; Approve Creation of EUR 6 Million Pool of Capital for Stock Bonus Plan | For | For | Mgmt | ||||||
4.3a | ||||||||||
8 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
99 | ||||||||||
10 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/08/07 - A | Deutsche Post AG | D19225107 | None | 79,910 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 56 Million Pool of Capital to Guarantee Conversion Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
8 | Elect Ingrid Matthaeus-Maier to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
06/22/07 - A | East Japan Railway Co *9020* | J1257M109 | 03/31/07 | 300 | ||||||
Management Proposals | ||||||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4500, Final JY 4500, Special JY 0 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.1 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b not independent/conflict of interest | ||||||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
Shareholder Proposals | ||||||||||
5 | Amend Articles to Allow Company's Labor Policies to Be Put to a Vote at Shareholder Meetings | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
6 | Adopt Reforms to Company's Labor Policies | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
7 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
8 | Amend Articles to Require Appointment of at Least Three Outside Directors | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
9 | Amend Articles to Replace Senior Advisors with a Special Committee of the Board of Directors | Against | Against | ShrHoldr | ||||||
3.23c | ||||||||||
10.1 | Remove Director from Office | Against | Against | ShrHoldr | ||||||
2.10c | ||||||||||
10.2 | Remove Director from Office | Against | Against | ShrHoldr | ||||||
2.10c | ||||||||||
10.3 | Remove Director from Office | Against | Against | ShrHoldr | ||||||
2.10c | ||||||||||
10.4 | Remove Director from Office | Against | Against | ShrHoldr | ||||||
2.10c | ||||||||||
10.5 | Remove Director from Office | Against | Against | ShrHoldr | ||||||
2.10c | ||||||||||
11.1 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
11.2 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
11.3 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
11.4 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
11.5 | Appoint Shareholder Nominee to the Board | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
12 | Approve Alternate Income Allocation Proposal, with No Dividend | Against | Against | ShrHoldr | ||||||
3.18 Not Against policy - not in shareholders best interest | ||||||||||
06/28/07 - S | Ericsson (Telefonaktiebolaget L M Ericsson) | W26049119 | 06/21/07 | 701,680 | ||||||
1 | Elect Chairman of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
2 | Prepare and Approve List of Shareholders | For | For | Mgmt | ||||||
2.14a | ||||||||||
3 | Approve Agenda of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
4 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
6.1.a | Approve Share Matching Plan for All Employees ('Stock Purchase Plan') | For | For | Mgmt | ||||||
4.3a | ||||||||||
6.1.b | Authorize Reissuance of 17.4 Million Repurchased Class B Shares for 2007 All Employee Share Matching Plan | For | For | Mgmt | ||||||
99 | ||||||||||
6.1.c | Approve Reissuance of 3.4 Million B Shares to Cover Social Costs in Relation to All Employee Share Matching Plan | For | For | Mgmt | ||||||
99 | ||||||||||
6.1.d | Approve Swap Agreement with Third Party as Alternative to Item 6.1.B | For | Against | Mgmt | ||||||
99 This is an alternative to 6.1B-6.1C which were less costly | ||||||||||
6.2.a | Approve Share Matching Plan for Key Contributors ('Key Contributor Retention Plan') | For | For | Mgmt | ||||||
4.1 | ||||||||||
6.2.b | Authorize Reissuance of 11.8 Million Repurchased Class B Shares for 2007 Key Contributor Share Matching Plan | For | For | Mgmt | ||||||
99 | ||||||||||
6.2.c | Approve Reissuance of 2.4 Million B Shares to Cover Social Costs in Relation to Key Contributor Share Matching Plan | For | For | Mgmt | ||||||
99 | ||||||||||
6.2.d | Approve Swap Agreement with Third Party as Alternative to Item 6.2.B | For | Against | Mgmt | ||||||
99 This is an alternative to 6.2B-6.2C which were less costly | ||||||||||
6.3.a | Approve Share Matching Plan for Executive Directors ('Executive Performance Stock Plan') | For | For | Mgmt | ||||||
4.1 | ||||||||||
6.3.b | Authorize Reissuance of 5.9 Million Repurchased Class B Shares for 2007 Executive Director Share Matching Plan | For | For | Mgmt | ||||||
99 | ||||||||||
6.3.c | Approve Reissuance of 1.5 Million B Shares to Cover Social Costs in Relation to Key Contributor Share Matching Plan | For | For | Mgmt | ||||||
99 | ||||||||||
6.3.d | Approve Swap Agreement with Third Party as Alternative to Item 6.3.B | For | Against | Mgmt | ||||||
99 This is an alternative to 6.3B-6.3C which were less costly | ||||||||||
7 | Close Meeting | None | None | Mgmt | ||||||
05/02/07 - A/S | Goldcorp Inc. *G* | 380956409 | 03/26/07 | 115,930 | ||||||
1 | Fix Number of Directors at Ten | For | For | Mgmt | ||||||
2.1b | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director Ian W. Telfer --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director Douglas M. Holtby --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director C. Kevin McArthur --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director John P. Bell --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director Lawrence I. Bell --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director Beverley Briscoe --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director Peter Dey --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director P. Randy Reifel --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director A. Dan Rovig --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director Kenneth F. Williamson --- For | |||||||||
2.6a | ||||||||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Amend Stock Option Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
04/19/07 - A | Heineken Nv | N39427211 | 04/12/07 | 78,290 | ||||||
1a | Approve Financial Statements and Statutory Reports | For | Mgmt | |||||||
1b | Approve Company's Reserves and Dividend Policy | For | Mgmt | |||||||
1c | Approve Allocation of Income | For | Mgmt | |||||||
1d | Approve Discharge of Management Board | For | Mgmt | |||||||
1e | Approve Discharge of Supervisory Board | For | Mgmt | |||||||
2 | Amend Articles | For | Mgmt | |||||||
3a | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | Mgmt | |||||||
3b | Approve Stock Option Plan | For | Mgmt | |||||||
4 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | |||||||
5 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | For | Mgmt | |||||||
6 | Elect M.R. de Carvalho to Supervisory Board | For | Mgmt | |||||||
05/04/07 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 21,770 | ||||||
1 | Share Re-registration Consent | For | For | Mgmt | ||||||
05/04/07 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 21,770 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve Discharge of Board and Senior Management | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
4 | Elect Directors | For | For | Mgmt | ||||||
4.1.1 | Reelect Markus Akermann as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.1.2 | Reelect Peter Kuepfer as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.1.3 | Reelect H. Onno Ruding as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.1.4 | Reelect Rolf Soiron as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.2 | Ratify Ernst & Young AG as Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
06/19/07 - A | Hoya Corp. *7741* | J22848105 | 03/31/07 | 69,700 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
05/15/07 - A | Informa plc | G4771A117 | None | 200,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 8.9 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Re-elect Peter Rigby as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Re-elect David Gilbertson as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Tony Foye as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Derek Mapp as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Sean Watson as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Pamela Kirby as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect John Davis as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
11 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Authorise the Company to Use Electronic Communications | For | For | Mgmt | ||||||
99 | ||||||||||
14 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,135,588 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
15 | Subject to the Passing of Resolution 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,120,338 | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Amend Articles of Association Re: Retirement of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
17 | Authorise 42,406,766 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
05/11/07 - A | Intertek Group plc | G4911B108 | None | 144,980 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 10.2 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Re-elect Bill Spencer as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect David Allvey as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 521,448 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
9 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 78,217 | For | For | Mgmt | ||||||
3.9b | ||||||||||
10 | Authorise 15,643,427 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
11 | Authorise the Company to Communicate with Members by Electronic Communication | For | For | Mgmt | ||||||
99 | ||||||||||
12 | Amend Articles of Association Re: Electronic Communication | For | For | Mgmt | ||||||
3.23c | ||||||||||
05/18/07 - A | Irish Life and Permanent Plc (frm. Irish Permanent) | G4945H105 | None | 72,120 | ||||||
Ordinary Business | ||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Dividends | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Elect Denis Casey as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Elect Peter Fitzpatrick as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Elect Roy Keenan as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Elect Finbar Sheehan as a Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
Special Business | ||||||||||
5 | Authorize Share Repurchase and Reissuance of Shares | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Approve the Long Term Incentive Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
06/21/07 - A | Konica Minolta Holdings Inc. (formerly Konica Corp.) *4902* | J36060119 | 03/31/07 | 148,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Fumio Iwai --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Yoshikatsu Ota --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Hisashi Nakayama --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Tadao Namiki --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Tadaaki Jagawa --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Takeo Higuchi --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Masanori Hondo --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Yoshihiko Someya --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Hiroshi Ishiko --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Shoei Yamana --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Akio Kitani --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Yasuo Matsumoto --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Masatoshi Matsuzaki --- For | |||||||||
2.6a | ||||||||||
06/28/07 - A | Kurita Water Industries Ltd. *6370* | J37221116 | 03/31/07 | 86,800 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 15 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b Not Indep. | ||||||||||
4 | Appoint Alternate Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Retirement Bonuses for Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
04/24/07 - A/S | L'Oreal | F58149133 | 04/19/07 | 29,520 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.18 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 per TAM | ||||||||||
5 | Reelect Liliane Bettencourt as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Annette Roux as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 59.77 Million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
9 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
10 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | Mgmt | ||||||
4.1 total # of shares available to grant is greater than 10% of the outstanding shares | ||||||||||
11 | Approve/Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
12 | Amend Articles of Association Re: Record Date and Attendance of General Meetings through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23b | ||||||||||
13 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
05/10/07 - A/S | Lvmh Moet Hennessy Louis Vuitton | F58485115 | 05/04/07 | 19,890 | ||||||
Ordinary Business | ||||||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Financial Statements and Discharge Directors | For | For | Mgmt | ||||||
1.3a | ||||||||||
3 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
4 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reelect Bernard Arnault as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Delphine Arnault-Gancia as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect Jean Arnault as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reelect Nicholas Clive-Worms as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reelect Patrick Houel as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reelect Felix G. Rohatyn as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reelect Hubert Vedrine as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Reappoint Kilian Hennessy as Censor | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 million | For | For | Mgmt | ||||||
3.9b | ||||||||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions or Share Exchange Offers | For | For | Mgmt | ||||||
3.9b | ||||||||||
18 | Approve Issuance of Shares Up to EUR 30 Million for the Benefit of Credit and Insurance Institutions | For | For | Mgmt | ||||||
3.9b | ||||||||||
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Mgmt | ||||||
3.6 | ||||||||||
20 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
21 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/28/07 - A | Mitsubishi Estate Co. Ltd. *8802* | J43916113 | 03/31/07 | 90,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 8 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles to: Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format | For | For | Mgmt | ||||||
1.3a | ||||||||||
3 | Elect Directors | For | Split | Mgmt | ||||||
3.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director --- Against | |||||||||
2.6b per MLA | ||||||||||
3.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director --- Against | |||||||||
2.6b per MLA | ||||||||||
3.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
4 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b conflict of interest | ||||||||||
5 | Adopt Shareholder Rights Plan (Poison Pill) | For | Against | Mgmt | ||||||
3.12a | ||||||||||
04/19/07 - A | * Nestle SA | H57312466 | None | 11,450 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
7.5 | ||||||||||
04/19/07 - A | Nestle SA | H57312466 | None | 11,450 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of CHF 10.40 per Share | For | Mgmt | |||||||
4 | Approve CHF 7.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
5 | Elect Directors | For | Mgmt | |||||||
06/15/07 - A | Nissin Kogyo *7230* | J58074105 | 03/31/07 | 78,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
2.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
2.3 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b Not indep./conflict of interest/no info | ||||||||||
3 | Appoint Alternate Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b Not indep./conflict of interest/no info | ||||||||||
4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Mgmt | ||||||
2.8a | ||||||||||
04/25/07 - A | Numico N.V.(Formerly Nutricia N.V.) | N56369239 | 04/05/07 | 44,200 | ||||||
1 | Open Meeting | None | None | Mgmt | ||||||
2 | Receive Report of Management Board | None | None | Mgmt | ||||||
3a | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3b | Receive Explanation on Company's Reserves and Dividend Policy | None | None | Mgmt | ||||||
3c | Approve Dividends of EUR 0.20 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3d | Approve Discharge of Management Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
3e | Approve Discharge of Supervisory Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Ratify PricewaterhouseCoopers Accountants NV as Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Amend Articles | For | For | Mgmt | ||||||
3.23b | ||||||||||
5b | Amend Articles Re: Change Language of the Annual Report and Annual Accounts to English | For | For | Mgmt | ||||||
3.23c | ||||||||||
6a | Reelect J.H.M. Lindenbergh to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Reelect Per Wold-Olsen to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | Mgmt | ||||||
3.9b | ||||||||||
7b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 7a | For | For | Mgmt | ||||||
3.9b | ||||||||||
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
9 | Other Business (Non-Voting) | None | None | Mgmt | ||||||
10 | Close Meeting | None | None | Mgmt | ||||||
06/22/07 - A | Orix Corp. *8591* | J61933123 | 03/31/07 | 7,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Yoshihiko Miyauchi --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Yasuhiko Fujiki --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Hiroaki Nishina --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Kenji Kajiwara --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Yukio Yanase --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Haruyuki Urata --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Yoshinori Yokoyama --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Paul Sheard --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Hirotaka Takeuchi --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Takeshi Sasaki --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Teruo Ozaki --- For | |||||||||
2.6a | ||||||||||
2 | Approve Executive Stock Option Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
04/19/07 - A | Orkla A/S | R67787102 | None | 39,450 | ||||||
1 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10 per Share | For | Mgmt | |||||||
2 | Amend Articles Re: Specify that Nomination Committee Consists of Two to Five Members Including the Chairman; Specify that General Meeting Determines Nominating Committee's Remuneration | For | Mgmt | |||||||
3 | Approve 5: 1 Stock Split | For | Mgmt | |||||||
4 | Approve NOK 6.25 Million Reduction in Share Capital via Share Cancellation | For | Mgmt | |||||||
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | |||||||
6 | Approve Creation of NOK 90 Million Pool of Capital with or without Preemptive Rights | For | Mgmt | |||||||
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Mgmt | |||||||
8 | Reelect Elisabeth Grieg, Johan Andresen, Idar Kreutzer, Peter Ruzicka as Members of Corporate Assembly; Elect Knut Brundtland, Rune Bjerke, and Knut Houg ; Reelect Teje Venold, Anne Fossum, and Scilla Hokholt as Deputies, Elect Andreas Enger as Deputy | For | Mgmt | |||||||
9 | Elect Knut Brundtland as Chairman of Nominating Committee | For | Mgmt | |||||||
10 | Approve Remuneration of Corporate Assembly Chairman in the Amount NOK 120,000; Approve Remuneration of Deputy Chairman of Corporate Assembly in the Amount NOK 30,000; Approve Remuneration of Members of the Corporate Assembly in the Amount NOK 6,000 | For | Mgmt | |||||||
11 | Approve Remuneration of the Chairman of the Nomination Committee in the Amount NOK 6,000 Per Meeting; Approve Remuneration of Members of the Nomination Committee in the Amount of NOK 4,000 Per Meeting | For | Mgmt | |||||||
12 | Approve Remuneration of Auditors | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
04/24/07 - A | Petro-Canada *PCA* | 71644E102 | 02/27/07 | 55,570 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ron A. Brenneman --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Gail Cook-Bennett --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Richard J. Currie --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Claude Fontaine --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Paul Haseldonckx --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Thomas E. Kierans --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Brian F. MacNeill --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Maureen McCaw --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Paul D. Melnuk --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Guylaine Saucier --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director James W. Simpson --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/02/07 - A/S | Petroleo Brasileiro | 71654V408 | 03/08/07 | 27,600 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE S OPINION FOR THE FISCAL YEAR 2006 | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2007 | For | For | Mgmt | ||||||
2.14b | ||||||||||
3 | DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2006 | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS | For | Against | Mgmt | ||||||
2.6b NO INFORMATION | ||||||||||
5 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS | For | Against | Mgmt | ||||||
2.6b NO INFORMATION | ||||||||||
6 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES | For | Against | Mgmt | ||||||
2.6b NO INFORMATION | ||||||||||
7 | ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL AS OF MEMBERS OF THE FISCAL COUNCIL | For | For | Mgmt | ||||||
2.8a | ||||||||||
8 | INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 4.380 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 48.264 MILLION TO R$ 52.644 MILLION WITHOUT ANY CHANGE TO THE | For | For | Mgmt | ||||||
99 | ||||||||||
05/17/07 - A | Prudential plc | G72899100 | None | 229,370 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Re-elect Philip Broadley as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Re-elect Michael Garrett as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Bridget Macaskill as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Clark Manning as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Barry Stowe as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Approve Final Dividend of 11.72 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
11 | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
12 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,740,000 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,110,000 | For | For | Mgmt | ||||||
3.9b | ||||||||||
14 | Authorise 244,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
15 | Approve Scrip Dividend Program | For | For | Mgmt | ||||||
3.18 | ||||||||||
16 | Amend Articles of Association Re: Electronic Communications | For | For | Mgmt | ||||||
3.23c | ||||||||||
17 | Amend Articles of Association Re: Evergreen Scrip Dividend Scheme | For | For | Mgmt | ||||||
3.23c | ||||||||||
18 | Amend Articles of Association Re: Indemnification | For | For | Mgmt | ||||||
3.23b | ||||||||||
19 | Amend Articles of Association Re: Jurisdiction of English Court | For | For | Mgmt | ||||||
3.23c | ||||||||||
05/04/07 - A | * REZIDOR HOTEL GROUP AB | W75528104 | 04/27/07 | 249,600 | ||||||
1 | Open Meeting | None | None | Mgmt | ||||||
2 | Elect Chairman of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
4 | Prepare and Approve List of Shareholders | For | For | Mgmt | ||||||
2.14a | ||||||||||
5 | Approve Agenda of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
6 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
7 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | ||||||
8 | Receive President's Report | None | None | Mgmt | ||||||
9 | Receive Report from the Chairman of the Board on the Work of the Board and Its Committees | None | None | Mgmt | ||||||
10A | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
10B | Approve Allocation of Income and Dividends of EUR 0.06 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
10C | Approve Discharge of Board and President | For | For | Mgmt | ||||||
3.25 | ||||||||||
11 | Determine Number of Members (9) and Deputy Members (0) of Board | For | For | Mgmt | ||||||
2.1b | ||||||||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 361,000; Approve Remuneration of Auditors | For | For | Mgmt | ||||||
2.8a | ||||||||||
13 | Reelect Urban Jansson (Chairman), Marilyn Nelson, Harald Einsmann, Ulla Litzen, Trudy Rautio, Jay Witzel, and Benny Zakrisson as Directors; Elect Barry Wilson and Goete Dahlin as New Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Approve Principles of Instruction for Nominating Committee; Authorize Representatives of Company's Largest Shareholders to Serve on Nominating Committee | For | For | Mgmt | ||||||
2.2b | ||||||||||
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Mgmt | ||||||
2.8a | ||||||||||
16 | Set Ranges for Minimum (EUR 5 Million) and Maximum (EUR 20 Million) Size of Issued Share Capital; Approve Capitalization of Reserves of EUR 9.9 Million for Bonus Issuance | For | For | Mgmt | ||||||
3.6 | ||||||||||
17 | Approve Long-Term Share Incentive Plan for Members of Group Management | For | For | Mgmt | ||||||
4.1 | ||||||||||
18 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
19 | Other Business (Non-Voting) | None | None | Mgmt | ||||||
20 | Close Meeting | None | None | Mgmt | ||||||
04/27/07 - A | Rio Tinto Ltd. (Formerly Cra Ltd.) *RIO* | Q81437107 | 04/25/07 | 38,370 | ||||||
1 | Approve Renewal of Off-market and On-market Share Buyback Authorities | For | For | Mgmt | ||||||
3.21a | ||||||||||
2 | Approve Renewal of Authorities to Buy Back Shares Held by Rio Tinto plc | For | For | Mgmt | ||||||
3.21a | ||||||||||
3 | Approve Amendments to the Constitution and Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
4 | Elect Michael Fitzpatrick as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Ashton Calvert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Guy Elliott as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Lord Kerr as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Richard Sykes as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Approve PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Approve Remuneration Report for the Year Ended Dec 31, 2006 | For | For | Mgmt | ||||||
2.8a | ||||||||||
11 | Accept Reports and Financial Statements for the Year Ended Dec 31, 2006 | For | For | Mgmt | ||||||
3.24 | ||||||||||
04/25/07 - A | Royal Bank of Scotland Group plc | G76891111 | None | 66,840 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 66.4 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Re-elect Lawrence Fish as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Sir Fred Goodwin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Archie Hunter as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Charles Koch as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Joe MacHale as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect Gordon Pell as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Bonus Issue | For | For | Mgmt | ||||||
3.6 | ||||||||||
13 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 260,052,320 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,401,867 | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Authorise 315,214,934 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
16 | Approve The Royal Bank of Scotland Group Plc 2007 Executive Share Option Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
17 | Approve The Royal Bank of Scotland Group Plc 2007 Sharesave Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
18 | Authorise the Company to Use Electronic Communication | For | For | Mgmt | ||||||
99 | ||||||||||
05/10/07 - A | * SAP AG | D66992104 | 04/19/07 | 43,690 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Elect Pekka Ala-Pietilae to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Elect Wilhelm Haarmann to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6c | Elect Hartmut Mehdorn to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6d | Elect Joachim Milberg to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6e | Elect Hasso Plattner to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6f | Elect August-Wilhelm Scheer to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6g | Elect Erhard Schipporeit to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6h | Elect Klaus Wucherer to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
8 | Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | ||||||
3.21 per MLA | ||||||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23c | ||||||||||
06/29/07 - A | SINA Corp. (formerly SINA.com) *SINA* | G81477104 | 05/14/07 | 84,750 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Hurst Lin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ter Fung Tsao --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Song-Yi Zhang --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | APPROVAL OF THE 2007 SHARE INCENTIVE PLAN | For | For | Mgmt | ||||||
4.1 per FJ | ||||||||||
06/11/07 - S | Smiths Group plc (Formerly Smiths Industries PLC) | G82401103 | None | 101,190 | ||||||
1 | Increase Authorised Capital to GBP 206,000,000; Issue Equity with Rights to GBP 6,000,000; Approve Share Subdivision and Consolidation; Approve the Terms of the Proposed Contract Between JPMorgan Cazenove and the Company; Adopt New Articles of Association | For | For | Mgmt | ||||||
1.3a Per John Maxwell | ||||||||||
2 | Subject to the Passing of Resolution 1, Authorise 38,426,886 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
3 | Authorise the Company to Send Documents to Members by Electronic Means | For | For | Mgmt | ||||||
3.23b | ||||||||||
05/03/07 - A | Standard Chartered plc | G84228157 | None | 84,410 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 50.21 US Cents Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Re-elect Sir CK Chow Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Jamie Dundas as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Ruth Markland as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Richard Meddings as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Kai Nargolwala as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect Paul Skinner as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Lord Adair Turner as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 230,794,344 (Relevant Securities and Scrip Dividend Scheme); Otherwise up to USD 138,476,606 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company's Share Capital Repurchased by the Company Pursuant to Resolution 16 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
15 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 34,619,151 | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Authorise 138,476,606 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
17 | Authorise 7,500 Dollar Preference Shares and 195,285,000 Sterling Preference Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
18 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
19 | Authorise Standard Chartered Bank to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
20 | Approve the Waiver in Respect of the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek Holdings (Private) Limited that the Company has not been Able to Identify | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
21 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-Term Written Agreements with Temasek Holdings (Private) Limited and its Associates in Respect of Ongoing Banking Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
22a | Approve the Ratification of Past Ongoing Banking Transactions with Temasek Holdings (Private) Limited and its Associates | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
22b | Approve Future Ongoing Banking Transactions with Temasek Holdings (Private) Limited and its Associates, Including the Waiver in Respect of the Requirement to Set an Annual Cap | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
05/04/07 - A/S | Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 04/30/07 | 44,060 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Against | Mgmt | ||||||
3.5 Per John Maxwell because non-exec. director provides consulting services | ||||||||||
5 | Reelect Jacques Lagarde as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Anne Lauvergeon as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Acknowledge Change of Auditor's Name to Ernst and Young et Autres | For | For | Mgmt | ||||||
99 | ||||||||||
8 | Ratify Ernst and Young et Autres as Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Ratify Auditex as Alternate Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
11 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | For | Against | Mgmt | ||||||
3.9a | ||||||||||
12 | Authorize Board to Issue up to 15 Million Shares Reserved to Share Purchase Plan for Employees of International Subsidiaries | For | For | Mgmt | ||||||
4.3b | ||||||||||
13 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | ||||||
4.3 | ||||||||||
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
16 | Amend Articles 22, 23, and 24 of Bylaws Re: Record Date, General Meetings, and Voting Right | For | For | Mgmt | ||||||
3.23c | ||||||||||
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
06/28/07 - A | Suzuki Motor Corp. *7269* | J78529138 | 03/31/07 | 78,600 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 8 | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
3 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
05/11/07 - A | Swatch Group AG | H83949141 | None | 9,420 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Discharge of Board and Senior Management | For | For | Mgmt | ||||||
3.25 | ||||||||||
3 | Approve Allocation of Income and Dividends of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Reelect Esther Grether, Nayla Hayek, Peter Gross, Nicolas Hayek, Claude Nicollier, Johann Schneider-Ammann and Ernst Tanner as Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
04/20/07 - A | * Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 26,040 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
7.5 | ||||||||||
04/20/07 - A | Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | None | 26,040 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Allocation of Income and Dividends of CHF 3.40 per Share | For | Mgmt | |||||||
3 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
4.1 | Approve CHF 450,535 Reduction in Share Capital | For | Mgmt | |||||||
4.2 | Approve Cancellation of Unused CHF 900,000 Pool of Capital | For | Mgmt | |||||||
4.3 | Approve CHF 496,072 Reduction in Existing Pool of Capital Reserved for Issuance Upon Conversion of Convertible Bonds | For | Mgmt | |||||||
4.4 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Mgmt | |||||||
5 | Elect Directors | For | Mgmt | |||||||
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | For | Mgmt | |||||||
04/27/07 - A/S | Technip (Formerly Technip-Coflexip) | F90676101 | 04/24/07 | 31,220 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Allocation of Income and Dividends of EUR 3.15 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Against | Mgmt | ||||||
3.5 No Information | ||||||||||
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 375,000 | For | For | Mgmt | ||||||
2.8 | ||||||||||
6 | Elect Thierry Pilenko as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
7 | Elect Pascal Colombani as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
8 | Elect John C.G. O'Leary as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
9 | Elect Germaine Gibara as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
10 | Reelect Olivier Appert as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
11 | Reelect Jacques Deyirmendjian as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
12 | Reelect Jean-Pierre Lamoure as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
13 | Reelect Daniel Lebegue as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
14 | Reelect Roger M. Milgram as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
15 | Reelect Rolf Erik Rolfsen as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
16 | Reelect Bruno Weymuller as Director | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
17 | Ratify Auditex as Alternate Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
19 | Amend Articles of Association Re: Directors' Tenure, Board Meetings Through Videoconference and Telecommunication, and Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | For | For | Mgmt | ||||||
3.9b | ||||||||||
22 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
23 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | ||||||
3.6 | ||||||||||
24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
25 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
26 | Approve Employee Purchase Plan for International Employees | For | For | Mgmt | ||||||
4.3a | ||||||||||
27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
28 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
29 | Authorize Board to Use All the Above Capital Increase Authorizations During a Takeover | For | Against | Mgmt | ||||||
3.14 | ||||||||||
Ordinary and Special Business | ||||||||||
30 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
04/20/07 - A | TNT N.V. | N86672107 | 03/21/07 | 42,210 | ||||||
1 | Open Meeting | None | None | Mgmt | ||||||
2 | Presentation by M.P. Bakker, CEO | None | None | Mgmt | ||||||
3 | Receive Annual Report | None | None | Mgmt | ||||||
4 | Discussion of the Company's Corporate Governance Chapter in the Annual Report, Chapter 7 | None | None | Mgmt | ||||||
5 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
6a | Receive Explanation on Company's Reserves and Dividend Policy | None | None | Mgmt | ||||||
6b | Approve Dividends of EUR 0.73 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
7 | Approve Discharge of Management Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
8 | Approve Discharge of Supervisory Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Mgmt | ||||||
2.8a | ||||||||||
10a | Announce Vacancies on Supervisory Board | None | None | Mgmt | ||||||
10b | Opportunity to Make Recommendations for the Appointment of Members of the Supervisory Board | None | None | Mgmt | ||||||
10c | Announcement by the Supervisory Board of the Persons Nominated for Appointment | None | None | Mgmt | ||||||
11 | Elect R. Dahan to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect V. Halberstadt to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect W. Kok to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect M. Harris to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Announce Vacancies on Supervisory Board Expected in 2008 | None | None | Mgmt | ||||||
16a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | Mgmt | ||||||
3.9b | ||||||||||
16b | Grant Board Authority to Issue All Unissued Preference Shares B | For | Against | Mgmt | ||||||
3.7 | ||||||||||
17 | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 16a | For | For | Mgmt | ||||||
3.9b | ||||||||||
18 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
19 | Reduction of the Issued Capital by Cancellation of Own Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
20a | Amend Articles Re: Conversion of the Special Share | For | For | Mgmt | ||||||
3.23b | ||||||||||
20b | Amend Articles | For | For | Mgmt | ||||||
3.23b | ||||||||||
21 | Receive Announcements on the Functioning of the External Auditor | None | None | Mgmt | ||||||
22 | Allow Questions | None | None | Mgmt | ||||||
23 | Close Meeting | None | None | Mgmt | ||||||
06/28/07 - A | Toda Corp. *1860* | J84377100 | 03/31/07 | 587,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 7 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles to: Increase Number of Statutory Auditors | For | For | Mgmt | ||||||
3.23c | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/11/07 - A/S | Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/07/07 | 70,020 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Reelect Thierry Desmarest as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect Thierry De Rudder as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reelect Serge Tchuruk as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reelect Daniel Boeuf as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Philippe Marchandise as Director | Against | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Mohammed Zaki as Director | Against | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million | For | For | Mgmt | ||||||
2.8a | ||||||||||
Special Business | ||||||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Approve Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3a | ||||||||||
16 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
18 | Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23b | ||||||||||
19 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
20 | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23c | ||||||||||
A | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | Against | For | ShrHoldr | ||||||
2.13 | ||||||||||
B | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees | Against | For | ShrHoldr | ||||||
4.3 | ||||||||||
C | Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation | Against | For | ShrHoldr | ||||||
3.23c | ||||||||||
06/22/07 - A | Toyota Motor Corp. *7203* | J92676113 | 03/31/07 | 67,100 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 70 | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
4 | Approve Appointment of External Audit Firm | For | For | Mgmt | ||||||
5 | Approve Executive Stock Option Plan | For | For | Mgmt | ||||||
6 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
7 | Approve Retirement Bonuses for Statutory Auditors | For | Against | Mgmt | ||||||
8 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
04/18/07 - A | * UBS AG | H89231338 | None | 37,110 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
7.5 | ||||||||||
04/18/07 - A | UBS AG | H89231338 | None | 37,110 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | For | Mgmt | |||||||
3 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
4 | Elect Directors | For | Mgmt | |||||||
4.3 | Ratify Ernst & Young AG as Auditors | For | Mgmt | |||||||
5.1 | Approve CHF 33 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
5.2 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Mgmt | |||||||
06/28/07 - A | Ushio Inc. *6925* | J94456118 | 03/31/07 | 105,200 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 24 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.2 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b Not Indep. | ||||||||||
4 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
06/06/07 - S | Vallourec | F95922104 | 06/01/07 | 9,440 | ||||||
Special Business | ||||||||||
1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | For | For | Mgmt | ||||||
3.9b | ||||||||||
3 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
4 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | ||||||
99 | ||||||||||
5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Mgmt | ||||||
3.6 | ||||||||||
6 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
7 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
8 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | ||||||
3.6 per MLA | ||||||||||
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
10 | Amend Articles of Association | For | Against | Mgmt | ||||||
3.23c | ||||||||||
06/06/07 - A | Vallourec | F95922104 | 06/01/07 | 9,440 | ||||||
Ordinary Business | ||||||||||
1 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Against | Mgmt | ||||||
3.5 per TAM | ||||||||||
2 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Allocation of Income and Dividends of EUR 6 | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Ratify Appointment of Edward G. Krubasik as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Jean-Claure Verdiere as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
8 | Change Location of Registered Office | For | For | Mgmt | ||||||
3.16a | ||||||||||
05/10/07 - A/S | Vinci (Formerly Societe Generale d'Entreprises) | F5879X108 | 05/07/07 | 18,450 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Ratify Appointment and Reelect Pascale Sourisse as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify Appointment and Reelect Robert Castaigne as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Ratify Appointment and Reelect Jean-Bernard Levy as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Ratify Deloitte and Associes as Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Ratify KPMG SA as Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Ratify BEAS Sarl as Alternate Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Ratify Philippe Mathis as Alternate Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
12 | Approve Shareholders Agreement Between Vinci and ASF Holding | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
13 | Approve Transaction with Societe Gastronomique de l'Etoile | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
14 | Approve Additional Pension Scheme Benefiting to the Chairman | For | For | Mgmt | ||||||
2.8a | ||||||||||
Special Business | ||||||||||
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | Against | Mgmt | ||||||
3.9s | ||||||||||
17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Mgmt | ||||||
3.6 | ||||||||||
18 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE | For | For | Mgmt | ||||||
3.9b | ||||||||||
19 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE | For | For | Mgmt | ||||||
3.9b | ||||||||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes in Items 16, 18, and 19 Above | For | For | Mgmt | ||||||
3.6 | ||||||||||
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
22 | Approve Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
23 | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of International Subsidiaries | For | For | Mgmt | ||||||
4.3a | ||||||||||
24 | Approve Issuance of Securities Convertible into Debt | For | For | Mgmt | ||||||
99 Per Thomas Mengel | ||||||||||
25 | Authorize Issuance of Bonds with Warrants Attached without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
26 | Approve 1 for 2 Stock Split | For | For | Mgmt | ||||||
3.6 | ||||||||||
27 | Amend Article 11 of Bylaws Re: Appointment of Employee Shareholder Representative | For | For | Mgmt | ||||||
3.23b | ||||||||||
28 | Amend Article 17 of Bylaws Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
29 | Amend Article 10 bis of Bylaws Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
30 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
04/19/07 - A/S | Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/16/07 | 101,140 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Against | Mgmt | ||||||
3.5 per JCM | ||||||||||
4 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Ratify Appointment of Mehdi Dazi as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | Against | Mgmt | ||||||
3.9a | ||||||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | For | For | Mgmt | ||||||
3.9b | ||||||||||
9 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | ||||||
3.6 | ||||||||||
10 | Approve Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3a | ||||||||||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
12 | Amend Articles Board Related: Election of Employee Representative to the Supervisory Board | For | For | Mgmt | ||||||
3.23b | ||||||||||
13 | Amend Articles Board Related: Attend Supervisory Board and Management Board Meetings Through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23b | ||||||||||
14 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
15 | M0126 Amend Articles of Association Re: Disclosure Threshold Requirements | For | Against | Mgmt | ||||||
3.23c per DLH | ||||||||||
16 | Amend Articles of Association Re: Voting Rights | For | For | Mgmt | ||||||
3.23c per DLH | ||||||||||
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
06/26/07 - A | WPP Group plc | G9787H105 | None | 167,640 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Final Dividend of 7.61 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3 | Re-elect Philip Lader as Director | For | For | Mgmt | ||||||
4 | Re-elect Esther Dyson as Director | For | For | Mgmt | ||||||
5 | Re-elect Stanley Morten as Director | For | For | Mgmt | ||||||
6 | Re-elect John Quelch as Director | For | For | Mgmt | ||||||
7 | Re-elect Paul Richardson as Director | For | For | Mgmt | ||||||
8 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | ||||||
9 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,971,683.97 | For | Against | Mgmt | ||||||
10 | Authorise 122,579,509 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
11 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,128,975.44 | For | For | Mgmt | ||||||
12 | Approve Remuneration Report | For | For | Mgmt | ||||||
13 | Approve Electronic Communications | For | For | Mgmt | ||||||
04/03/07 - A | Zurich Financial Services AG | H9870Y105 | None | 7,340 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
7.5 | ||||||||||
04/03/07 - A | Zurich Financial Services AG | H9870Y105 | None | 7,340 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Allocation of Income and Dividends of CHF 11 per Share | For | Mgmt | |||||||
3 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
4 | Approve CHF 324,244 Increase in Pool of Capital Reserved for Stock Option Plan | For | Mgmt | |||||||
5 | Elect Directors | For | Mgmt | |||||||
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | For | Mgmt | |||||||
Vote Summary Report | ||||||||||
Jul 01, 2006 - Sep 30, 2006 | ||||||||||
958 Ivy International | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
08/31/06 - S | CEMEX S.A.B. de C.V. | 151290889 | 08/10/06 | 35,000 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | PRESENTATION, DISCUSSION AND APPROVAL OF THE PROJECT THAT MODIFIES THE ISSUANCE DEED OF THE ORDINARY PARTICIPATION CERTIFICATES DENOMINATED CEMEX.CPO , AS WELL AS THE TRUST AGREEMENT NUMBER 111033-9 EXECUTED BY BANCO NACIONAL DE MEXICO, S.A. AS CEMEX | For | For | Mgmt | ||||||
09/14/06 - A | Compagnie Financiere Richemont SA | H25662141 | None | 30,100 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Allocation of Income and Dividends of EUR 0.05 per 'A' Bearer Share and EUR 0.005 per 'B' Registered Share | For | Mgmt | |||||||
3 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
4 | Change Location of Registered Office/Headquarters to Geneva | For | Mgmt | |||||||
5 | Reelect Johann Rupert, Jean Aeschimann, Franco Cologni, Lord Douro, Yves Istel, Richard Lepeu, Simon Murray, Alain Perrin, Norbert Platt, Alan Quasha, Lord Clifton, Juergen Schrempp, and Martha Wikstrom; Elect Ruggero Magnoni and Jan Rupert as Directors | For | Mgmt | |||||||
6 | Ratify PricewaterhouseCoopers as Auditors | For | Mgmt | |||||||
07/25/06 - A | Vodafone Group PLC | G93882101 | None | 1,035,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Re-elect Sir John Bond as Director | For | For | Mgmt | ||||||
3 | Re-elect Arun Sarin as Director | For | For | Mgmt | ||||||
4 | Re-elect Thomas Geitner as Director | For | For | Mgmt | ||||||
5 | Re-elect Michael Boskin as Director | For | For | Mgmt | ||||||
6 | Re-elect Lord Broers as Director | For | For | Mgmt | ||||||
7 | Re-elect John Buchanan as Director | For | For | Mgmt | ||||||
8 | Re-elect Andy Halford as Director | For | For | Mgmt | ||||||
9 | Re-elect Jurgen Schrempp as Director | For | For | Mgmt | ||||||
10 | Re-elect Luc Vandevelde as Director | For | For | Mgmt | ||||||
11 | Elect Philip Yea as Director | For | For | Mgmt | ||||||
12 | Elect Anne Lauvergeon as Director | For | For | Mgmt | ||||||
13 | Elect Anthony Watson as Director | For | For | Mgmt | ||||||
14 | Approve Final Dividend of 3.87 Pence Per Ordinary Share | For | For | Mgmt | ||||||
15 | Approve Remuneration Report | For | For | Mgmt | ||||||
16 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | ||||||
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
18 | Adopt New Articles of Association | For | For | Mgmt | ||||||
19 | Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | For | For | Mgmt | ||||||
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | Against | Mgmt | ||||||
21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000 | For | For | Mgmt | ||||||
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares | For | For | Mgmt | ||||||
07/25/06 - S | Vodafone Group PLC | G93882101 | None | 1,035,000 | ||||||
1 | Approve Increase in Authorised Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association | For | For | Mgmt | ||||||
08/14/06 - S | XSTRATA PLC | G9826T102 | None | 43,500 | ||||||
1 | Approve Acquisition by Xstrata Canada Inc. of Any and All of the Issued, to be Issued and Outstanding Falconbridge Shares Other Than Any Falconbridge Shares Owned Directly or Indirectly by Xstrata Canada Inc. or Its Affiliates | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Oct 01, 2006 - Dec 31, 2006 | ||||||||||
958 Ivy International | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
10/19/06 - S | Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | L00306107 | 09/18/06 | 87,000 | ||||||
Special Meeting Agenda | ||||||||||
1 | Increase the Number of the Members of the Board of Directors From Six to Seven | For | For | Mgmt | ||||||
2 | Elect Peter Mason as Director | For | For | Mgmt | ||||||
10/04/06 - S | BAE Systems PLC(frm.British Aerospace Plc ) | G06940103 | None | 285,000 | ||||||
1 | Approve the Disposal of the Company's Twenty Per Cent Shareholding in Airbus S.A.S. to European Aeronautic Defence and Space Company EADS N.V.; Authorise the Directors to Take All Steps Necessary to Implement the Disposal | For | For | Mgmt | ||||||
12/01/06 - S | Banca Intesa SPA (Formerly IntesaBci Spa) | T17074104 | 11/30/06 | 564,000 | ||||||
Special Business | ||||||||||
1 | Revoke Deliberations Assumed in the Special Meeting Held on Dec. 17, 2002 Regarding the Stock Option Plan | For | Mgmt | |||||||
2 | Approve Plan of Merger by Incorporation of Sanpaolo IMI SpA in Banca Intesa SpA; Amend Bylaws Accordingly | For | Mgmt | |||||||
Ordinary Business | ||||||||||
1 | Elect Supervisory Board Member | For | Mgmt | |||||||
2 | Authorize Share Repurchase Program Pursuant to Share Option Scheme in Favor of Company Employees | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
11/09/06 - S | Banca Italease S.p.A. | T11845103 | 11/07/06 | 29,300 | ||||||
Special Meeting Agenda | ||||||||||
Ordinary Business | ||||||||||
1 | Approve Stock Option Plan | For | Mgmt | |||||||
Special Business | ||||||||||
1 | Approve Plan of Merger by Incorporation of Leasimpresa SpA in Banca Italease SpA; Approve Capital Increase of up to Maximum EUR 37.8 Million, Through the Issuance of n. 7,325,500 Million Shares with Par Value EUR 5.16 | For | Mgmt | |||||||
2 | Authorize Capital Increase in the Maximum Amount of EUR 300 Million With Preemptive Rights, Within a One Year Term | For | Mgmt | |||||||
3 | Authorize Board of Directors to Increase Capital up to EUR 2.58 Million Through the Issuance of up to 500,000 Ordinary Shares Without Preemptive Rights and Within a Five-Year Term, to Be Reserved to Managers and/or Employees and/or Collaborators of the Co | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
10/26/06 - A | BHP Billiton Plc (Formerly Billiton Plc) | G10877101 | None | 129,200 | ||||||
1 | Accept Financial Statements and Statutory Reports for BHP Billiton Plc | For | For | Mgmt | ||||||
2 | Accept Financial Statements and Statutory Reports for BHP Billiton Ltd. | For | For | Mgmt | ||||||
3 | Elect Paul Anderson as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
4 | Elect Paul Anderson as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
5 | Elect Marius Kloppers as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
6 | Elect Marius Kloppers as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
7 | Elect Chris Lynch as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
8 | Elect Chris Lynch as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
9 | Elect Jacques Nasser as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
10 | Elect Jacques Nasser as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
11 | Re-elect David Crawford as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
12 | Re-elect David Crawford as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
13 | Re-elect Don Argus as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
14 | Re-elect Don Argus as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
15 | Re-elect David Brink as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
16 | Re-elect David Brink as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
17 | Re-elect John Buchanan as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
18 | Re-elect John Buchanan as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
19 | Re-elect John Schubert as Director of BHP Billiton Plc | For | For | Mgmt | ||||||
20 | Re-elect John Schubert as Director of BHP Billiton Ltd. | For | For | Mgmt | ||||||
21 | Reappoint KPMG Audit Plc as Auditors of BHP Billiton Plc and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | ||||||
22 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 276,686,499 | For | Against | Mgmt | ||||||
23 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 61,703,675 | For | For | Mgmt | ||||||
24 | Authorise 246,814,700 BHP Billiton Plc Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
25i | Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 31 December 2006 | For | For | Mgmt | ||||||
25ii | Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 31 March 2007 | For | For | Mgmt | ||||||
25iii | Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 15 May 2007 | For | For | Mgmt | ||||||
25iv | Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 30 June 2007 | For | For | Mgmt | ||||||
25v | Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 30 September 2007 | For | For | Mgmt | ||||||
25vi | Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 15 November 2007 | For | For | Mgmt | ||||||
26 | Approve Remuneration Report | For | For | Mgmt | ||||||
27 | Approve Grant of Deferred Shares and Options under the BHP Billiton Ltd. Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Ltd. Long Term Incentive Plan to Charles Goodyear | For | For | Mgmt | ||||||
28 | Approve Grant of Deferred Shares and Options under the BHP Billiton Plc Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Plc Long Term Incentive Plan to Marius Kloppers | For | For | Mgmt | ||||||
29 | Approve Grant of Deferred Shares and Options under the BHP Billiton Ltd. Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Ltd. Long Term Incentive Plan to Chris Lynch | For | For | Mgmt | ||||||
30 | Approve BHP Billiton Ltd. Global Employee Share Plan; Approve BHP Billiton Plc Global Employee Share Plan | For | For | Mgmt | ||||||
31 | Approve Increase in Remuneration of Non-Executive Directors of BHP Billiton Plc to USD 3,000,000 | For | For | Mgmt | ||||||
32 | Approve Increase in Remuneration of Non-Executive Directors of BHP Billiton Ltd. to USD 3,000,000 | For | For | Mgmt | ||||||
10/17/06 - A | Diageo Plc (Formerly Guinness Plc) | G42089113 | None | 56,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
3 | Approve Final Dividend of 19.15 Pence Per Ordinary Share | For | For | Mgmt | ||||||
4 | Re-elect Lord Hollick of Notting Hill as Director | For | For | Mgmt | ||||||
5 | Re-elect Todd Stitzer as Director | For | For | Mgmt | ||||||
6 | Re-elect Paul Walsh as Director | For | For | Mgmt | ||||||
7 | Elect Laurence Danon as Director | For | For | Mgmt | ||||||
8 | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Mgmt | ||||||
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 268,684,000 | For | Against | Mgmt | ||||||
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 44,140,000 | For | For | Mgmt | ||||||
11 | Authorise 278,571,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
12 | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and Incur EU Political Expenditure up to GBP 200,000 | For | For | Mgmt | ||||||
13 | Approve Diageo Plc 2006 Irish Profit Sharing Scheme | For | For | Mgmt | ||||||
14 | Amend Diageo Executive Share Option Plan | For | Against | Mgmt | ||||||
12/19/06 - S | EURONEXT | N3113K363 | 12/12/06 | 29,610 | ||||||
1 | Open Meeting | None | Mgmt | |||||||
2 | Designate Secretary of the Meeting | For | Mgmt | |||||||
3 | Approve Merger Agreement with NYSE Group Inc. and Jefferson Merger Sub, Inc. | For | Mgmt | |||||||
4.a.1 | Elect Rijnhard Beaufort to Supervisory Board | For | Mgmt | |||||||
4.a.2 | Elect Rene Barbier to Supervisory Board | For | Mgmt | |||||||
4.b | Designate The Two New Supervisory Board Members as Representatives of the Company | For | Mgmt | |||||||
5 | Close Meeting | None | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
10/02/06 - A | IG GROUP HOLDINGS PLC | G4753Q106 | None | 272,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Elect Sir Alan Budd as Director | For | For | Mgmt | ||||||
3 | Elect Martin Jackson as Director | For | For | Mgmt | ||||||
4 | Elect Roger Yates as Director | For | For | Mgmt | ||||||
5 | Approve Final Dividend of 4 Pence Per Share | For | For | Mgmt | ||||||
6 | Reappoint Ernst & Young as Auditors of the Company | For | For | Mgmt | ||||||
7 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
8 | Approve Remuneration Report | For | For | Mgmt | ||||||
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,458 | For | Against | Mgmt | ||||||
10 | Authorise 32,750,095 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 807 | For | For | Mgmt | ||||||
10/27/06 - A | Novogen Limited | Q69941203 | 10/25/06 | 474,580 | ||||||
1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | ||||||
2 | Approve Remuneration Report | For | Against | Mgmt | ||||||
3 | Elect Directors | For | Split | Mgmt | ||||||
3.1 | Elect Philip A. Johnston as Director --- Against | |||||||||
3.2 | Elect Paul J. Nestel as Director --- For | |||||||||
3.3 | Elect Peter B. Simpson as Director --- For | |||||||||
3.4 | Elect Alan J. Husband as Director --- For | |||||||||
11/07/06 - A | Pernod Ricard | F72027109 | None | 11,650 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of EUR 2.52 per Share | For | Mgmt | |||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Mgmt | |||||||
5 | Reelect Francois Gerard as Director | For | Mgmt | |||||||
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | For | Mgmt | |||||||
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Mgmt | |||||||
Special Business | ||||||||||
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
9 | Approve Stock Option Plans Grants | For | Mgmt | |||||||
10 | Allow Board to Grant Free Warrants in the Event of a Public Tender Offer or Share Exchange Offer | For | Mgmt | |||||||
11 | Approve Employee Savings-Related Share Purchase Plan | For | Mgmt | |||||||
12 | Approve Reduction in Share Capital via Cancellation of Shares Held by a Wholly-Owned Subsidiary | For | Mgmt | |||||||
13 | Amend Articles of Association Re: Voting Right Ceiling | For | Mgmt | |||||||
14 | Authorize Filling of Required Documents/ Other Formalities | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
Vote Summary Report | ||||||||||
Jan 01, 2007 - Mar 31, 2007 | ||||||||||
958 Ivy International | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
02/02/07 - A | * Anglo Irish Bank Corporation Plc | G03815118 | None | 360,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends | For | For | Mgmt | ||||||
3a | Elect Tom Browne as Director | For | For | Mgmt | ||||||
3b | Elect David Drumm as Director | For | For | Mgmt | ||||||
3c | Elect Gary McGann as Director | For | For | Mgmt | ||||||
3d | Elect Anne Heraty as Director | For | For | Mgmt | ||||||
3e | Elect Declan Quilligan as Director | For | For | Mgmt | ||||||
3f | Elect Pat Whellan as Director | For | For | Mgmt | ||||||
4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
5 | Approve Increase in Authorized Capital | For | For | Mgmt | ||||||
6 | Authorize Share Repurchase Program and Reissue Price of Treasury Shares | For | For | Mgmt | ||||||
7 | Authorize Issuance of Equity or Equity- Linked Securities with Preemptive Rights | For | Against | Mgmt | ||||||
8 | Authorize Issuance of Equity or Equity- Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
9 | Approve Scrip Dividend Program | For | For | Mgmt | ||||||
02/12/07 - S | Bank of Piraeus S.A. | X06397107 | None | 62,500 | ||||||
1 | Issue Shares in Connection with an Acquisition | For | Mgmt | |||||||
2 | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||
3 | Provide Relevant Authorizations to the Board | For | Mgmt | |||||||
03/29/07 - A | * Canon Inc. *7751* | J05124144 | 12/31/06 | 79,200 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 50, Special JY 0 | For | For | Mgmt | ||||||
2 | Amend Articles to: Expand Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
5 | Approve Retirement Bonuses for Directors | For | For | Mgmt | ||||||
6 | Approve Payment of Annual Bonuses to Directors | For | For | Mgmt | ||||||
03/30/07 - A | Greek Postal Savings Bank SA | X6898E105 | None | 150,000 | ||||||
1 | Approve Stock Option Plan | For | Mgmt | |||||||
2 | Elect Director in Replacement of Resigned One | For | Mgmt | |||||||
3 | Other Business | For | Mgmt | |||||||
03/06/07 - A | * Novartis AG | H5820Q150 | None | 143,500 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
03/06/07 - A | Novartis AG | H5820Q150 | None | 143,500 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of CHF 1.35 per Share | For | Mgmt | |||||||
4.1 | Retirement of Birgit Breuel (Non-Voting) | None | Mgmt | |||||||
4 | Elect Directors | For | Mgmt | |||||||
5 | Ratify PricewaterhouseCoopers AG as Auditors | For | Mgmt | |||||||
03/05/07 - A | Roche Holding AG | H69293217 | None | 28,500 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of CHF 3.40 per Share | For | Mgmt | |||||||
4 | Elect Directors | For | Mgmt | |||||||
5 | KPMG Klynveld Peat Marwick Goerdeler SA | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
02/28/07 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/06 | 3,200 | ||||||
1 | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.3 | Elect Member of Audit Committee | For | For | Mgmt | ||||||
3 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/19/07 - A | SGS SA (Societe Generale de Surveillance Holding SA) | H7484G106 | None | 2,000 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
03/19/07 - A | SGS SA (Societe Generale de Surveillance Holding SA) | H7484G106 | None | 2,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of CHF 20 per Share | For | Mgmt | |||||||
4 | Ratify Deloitte SA as Auditors | For | Mgmt | |||||||
5 | Approve CHF 100,000 Increase in Pool of Capital Reserved for Stock Option Plan | For | Mgmt | |||||||
6 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | For | Mgmt | |||||||
01/25/07 - A | * Siemens AG | D69671218 | None | 37,500 | ||||||
1 | Receive Supervisory Board Report, Corporate Governance Report, and Remuneration Report | None | None | Mgmt | ||||||
2 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | ||||||
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | For | For | Mgmt | ||||||
4 | Approve Discharge of Management Board for Fiscal 2005/2006 | For | Against | Mgmt | ||||||
5 | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | For | Against | Mgmt | ||||||
6 | Ratify KPMG Deutsche Treuhand- Gesellschaft AG as Auditors for Fiscal 2006/2007 | For | For | Mgmt | ||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
8 | Amend Articles Re: Supervisory Board Meetings and Decisionmaking | For | For | Mgmt | ||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
958 Ivy International | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
04/26/07 - A | Abn Amro Holding Nv | N0030P459 | 04/04/07 | 40,000 | ||||||
1 | Open Meeting and Announcements | None | None | Mgmt | ||||||
2 | Approve Minutes of the AGM Held in 2006 | For | For | Mgmt | ||||||
2.14a | ||||||||||
3 | Receive Report of Management Board | None | None | Mgmt | ||||||
4a | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4b | Approve Dividends of EUR 1.15 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
5a | Approve Discharge of Management Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
5b | Approve Discharge of Supervisory Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
6 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Mgmt | ||||||
2.8a | ||||||||||
7a | Elect A.M. Llopis Rivas to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7b | Reelect D.R.J. Baron de Rothschild to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7c | Reelect P. Scaroni to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7d | Reelect Lord C. Sharman of Redlynch to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7e | Reelect M.V. Pratini de Moraes to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
9a | Grant Board Authority to Issue Ordinary Shares, Covertible Preference Shares and Preference Financing Shares Up To 10 Percent of Issued Capital | For | For | Mgmt | ||||||
3.9b | ||||||||||
9b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 9a | For | For | Mgmt | ||||||
3.9b | ||||||||||
10 | Report of the Management Board With Respect to the ABN AMRO Strategy and Recent Events | None | None | Mgmt | ||||||
Shareholder Proposals | ||||||||||
11.1 | Pursue Any Possibilities to Sell, Spin-off or Merge Some or All of the Major Businesses of the Company to Maximise Shareholder Value | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
11.2 | Return the Cash Proceeds of Any Major Business Disposals to All Shareholders by Way of a Share Buyback or Special Dividend | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
11.3 | Pursue Any Possibilities to Sell or Merge the Whole Company to Maximize Shareholder Value | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
11.4 | Report to Shareholders Upon the Outcome of Such Active Investigations Referred to in the Above Items Within Six Months From the Date of the AGM | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
11.5 | Cease to pursuit, For a Period of Six Months From the Date of the AGM, of Any Major Business Acquisitions, Including the Rumoured Acquisition Capitalia SpA | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
12 | Other Business (Non-Voting) | None | None | Mgmt | ||||||
06/07/07 - A | AGILE PROPERTY HOLDINGS LTD | G01198103 | 06/01/07 | 2,600,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Chan Cheuk Hung as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Chan Cheuk Nam as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Cheung Wing Yui as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Authorize the Remuneration Committee to Fix the Remuneration of Executive Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Remuneration of HK$262,500 for Each Independent Non-Executive Director for the Year Ending 2007 | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6b | Approve Issuance of Equity or Equity- Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Amend Articles Re: Appointment, Removal and Retirement by Rotation of Directors | For | For | Mgmt | ||||||
3.23c | ||||||||||
06/26/07 - A/S | Alstom | F0259M475 | 06/21/07 | 8,300 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
5 | Reelect Patrick Kron as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Candace Beinecke as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect James W. Leng as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Jean-Martin Folz as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Klaus Mangold as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Alan Thomson as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 650,000 | For | For | Mgmt | ||||||
2.8a | ||||||||||
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Authorize Issuance of Non-Convertible Bonds and other Debt Instruments in the Aggregate Value of EUR 2 Billion | For | For | Mgmt | ||||||
99 per JCM | ||||||||||
17 | Amend Restricted Stock Plan Authorized on May 16, 2006 | For | For | Mgmt | ||||||
4.3b | ||||||||||
18 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
19 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
20 | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of Subsidiaries | For | For | Mgmt | ||||||
4.3b | ||||||||||
21 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
23 | Amend Article 9 of Company Bylaws: Board Functioning | For | For | Mgmt | ||||||
3.23b | ||||||||||
24 | Amend Articles Re: Attend Board Meetings Through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23b | ||||||||||
25 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
26 | Amend Articles of Association Re: Ordinary General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
27 | Amend Articles of Association Re: Special General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
28 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
06/26/07 - A | Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.) *4503* | J03393105 | 03/31/07 | 58,000 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 40, Final JY 40, Special JY 0 | For | For | Mgmt | ||||||
2 | Amend Articles to Provide that Appointments of Alternate Statutory Auditors Shall Be Effective for Four Years | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
5 | Appoint Alternate Internal Statutory Auditor | For | For | Mgmt | ||||||
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
7 | Approve Deep Discount Stock Option Plan for Directors | For | For | Mgmt | ||||||
05/09/07 - A | BAE Systems plc | G06940103 | None | 285,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 6.9 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Re-elect Ulrich Cartellieri as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Michael Hartnall as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect George Rose as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Walter Havenstein as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Ian King as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Sir Nigel Rudd as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
13 | Authorise BAE Systems Marine Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
14 | Authorise BAE Systems (Operations) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
15 | Authorise BAE Systems Land Systems (Munitions & Ordnance) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
16 | Authorise BAE Systems Land Systems (Weapons & Vehicles) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
17 | Authorise BAE Systems Hagglunds AB to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
18 | Authorise Issue of Equity or Equity- Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,664,742 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
19 | Authorise Issue of Equity or Equity- Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,000,111 | For | For | Mgmt | ||||||
3.9b | ||||||||||
20 | Authorise 320,008,915 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
21 | Authorise the Company to Use Electronic Communications | For | For | Mgmt | ||||||
99 | ||||||||||
04/16/07 - A/S | Banca Italease S.p.A. | T11845103 | 04/12/07 | 30,900 | ||||||
Annual Meeting Agenda | ||||||||||
Ordinary Business | ||||||||||
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports Relative to the Fiscal Year 2006 | For | Mgmt | |||||||
2 | Elect Directors | For | Mgmt | |||||||
3 | Extend External Auditors' Mandate | For | Mgmt | |||||||
Special Business | ||||||||||
1 | Amend Articles 7, 8, 10, 14, 16, 19, 21, 28 of the Bylaws | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
06/22/07 - A | Banco Santander Central Hispano (frmly banco Santander) | E19790109 | None | 70,000 | ||||||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06 | For | For | Mgmt | ||||||
2 | Approve Allocation of Income | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4 | Reelect Deloitte SL as Auditors | For | For | Mgmt | ||||||
5 | Authorize Repurchase of Shares | For | For | Mgmt | ||||||
6.1 | Amend Pragraph 1 of Article 1 of Bylaws Re: Company's Name | For | For | Mgmt | ||||||
6.2 | Amend Article 28 Re: Powers of the General Meeting | For | For | Mgmt | ||||||
6.3 | Amend Article 36 Re: Board Meetings | For | For | Mgmt | ||||||
6.4 | Amend Article 37 Re: Power of the Board of Directors | For | For | Mgmt | ||||||
6.5 | Amend Paragraph 1 of Article 40 Re: Audit and Compliance Committee | For | For | Mgmt | ||||||
7.1 | Amend Preamble of General Meeting Guidelines | For | For | Mgmt | ||||||
7.2 | Amend Article 2 Re: Powers of the General Meeting | For | For | Mgmt | ||||||
7.3 | Amend Articles 21 (Voting on Resolutions) and 22.1 (Adoption of Agreements) | For | For | Mgmt | ||||||
7.4 | Include New Article 22 and Remuneration of Current Article 22 Subsequent Articles | For | For | Mgmt | ||||||
8 | Authorize the Board to Increase Capital in Accordance with Article 153.1.A of Spanish Company Law | For | For | Mgmt | ||||||
9 | Authorize Issuance of Non-Convertible Fixed Income Securities | For | For | Mgmt | ||||||
10 | Approve Delivery of Free Shares (100 Shares) to Employees of the Bank, Including Executive Directors and Senior Managers | For | For | Mgmt | ||||||
11 | Amend Incentive Plan for Managers of Abbey National Bank Approved at the AGM Held on 6-17-06 | For | For | Mgmt | ||||||
12 | Approve Incentive Long-Term Plan Consisting on the Delivery of Santander Shares and Linked to Pre-Determined Requirements or Total Return Results, and EPS | For | Against | Mgmt | ||||||
13 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Mgmt | ||||||
06/06/07 - A | Bank of Cyprus Public Co. (frmly Bank of Cyprus Ltd.) | M1637D106 | 05/30/07 | 200,000 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Distribution of Dividends | For | For | Mgmt | ||||||
1.3a | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Approve Directors Remuneration | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
Special Business | ||||||||||
Shareholder Resolution | ||||||||||
1 | Instructions and Authorizations of the Board of Directors to Elaborate and Discuss with Marfin Popular Bank Public Co Ltd the Terms and Sectors for a Strategic Cooperation Between the Two Banks | Against | Against | ShrHoldr | ||||||
3.5 per TAM | ||||||||||
05/03/07 - A | Bank of Piraeus S.A. | X06397107 | None | 187,500 | ||||||
1 | Authorize Share Capital Increase | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
06/27/07 - A | Bank Of Yokohama Ltd. *8332* | J04242103 | 03/31/07 | 150,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3 | Appoint Alternate Internal Statutory Auditor | For | For | Mgmt | ||||||
4 | Approve Retirement Bonus for Statutory Auditor | For | For | Mgmt | ||||||
5 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
04/27/07 - A | Bayer AG | D07112119 | 04/06/07 | 34,300 | ||||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1 per Share for Fiscal 2006 | For | For | Mgmt | ||||||
1.3a | ||||||||||
2 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
3 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4a | Elect Paul Achleitner to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4b | Elect Clemens Boersig to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4c | Elect Hans-Olaf Henkel to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4d | Elect Klaus Kleinfeld to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4e | Elect Helmut Panke to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4f | Elect Manfred Schneider to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4g | Elect Ekkehard Schulz to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4h | Elect Klaus Sturany to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4i | Elect Juergen Weber to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
4j | Elect Ernst-Ludwig Winnacker to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Approve Creation of 195 Million Pool of Capital with Preemptive Rights (Authorized Capital II) | For | Against | Mgmt | ||||||
3.9a | ||||||||||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
7 | Approve Affiliation Agreement with Subsidiary Bayer Schering GmbH | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
8 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
04/26/07 - A | British American Tobacco plc | G1510J102 | None | 141,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 40.2 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Re-elect Paul Adams as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Re-elect Robert Lerwill as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6c | Re-elect Sir Nicholas Scheele as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6d | Re-elect Thys Visser as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 171,871,064 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,780,659 | For | For | Mgmt | ||||||
3.9b | ||||||||||
9 | Approve Waiver on Tender-Bid Requirement | For | For | Mgmt | ||||||
3.5 per Thomas | ||||||||||
10 | Authorise 206,200,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
11 | Approve British American Tobacco 2007 Long Term Incentive Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
12 | Approve Extension of British American Tobacco Sharesave Scheme | For | For | Mgmt | ||||||
4.3a | ||||||||||
13 | Approve Interim Dividend of 15.7 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
14 | Adopt New Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/22/07 - A | Central Japan Railway Co. *9022* | J05523105 | 03/31/07 | 110 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 4000 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Elect Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.5 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
05/17/07 - A | Cheung Kong (Holdings) Limited | Y13213106 | 05/09/07 | 200,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Elect Ip Tak Chuen, Edmond as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Elect Woo Chia Ching, Grace as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Elect Chiu Kwok Hung, Justin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Elect Chow Kun Chee, Roland as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3e | Elect Yeh Yuan Chang, Anthony as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3f | Elect Chow Nin Mow, Albert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3g | Elect Wong Yick-ming, Rosanna as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3h | Elect Kwan Chiu Yin, Robert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Approve Issuance of Equity or Equity- Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Amend Articles Re: Appointment of Directors | For | For | Mgmt | ||||||
3.23b | ||||||||||
05/16/07 - A | China Mobile (Hong Kong) Limited | Y14965100 | 05/11/07 | 170,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2a | Approve Final Dividend | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
2b | Approve Special Dividend | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3a | Reelect Wang Jianzhou as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3b | Reelect Li Yue as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3c | Reelect Zhang Chenshuang as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3d | Reelect Frank Wong Kwong Shing as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3e | Reelect Paul Michael Donovan as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
Item 3.21a | ||||||||||
6 | Approve Issuance of Equity or Equity- Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
06/23/07 - A | Credit Saison Co. Ltd. *8253* | J7007M109 | 03/31/07 | 35,000 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 28, Special JY 0 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.14 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.15 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.16 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.5 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Appoint External Audit Firm | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Retirement Bonuses to Directors and Statutory Auditor and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | ||||||
2.8b | ||||||||||
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
7 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
05/04/07 - A | Credit Suisse Group (formerly CS Holding) | H3698D419 | None | 56,800 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve CHF 26.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
4.1 | Approve Allocation of Income and Dividends of CHF 2.24 per Registered Share | For | Mgmt | |||||||
4.2 | Approve CHF 534 Million Reduction in Share Capital; Approve Capital Repayment of CHF 0.46 per Share | For | Mgmt | |||||||
5 | Authorize Share Repurchase Program | For | Mgmt | |||||||
6.1 | Renew Existing CHF 22.7 Million Pool of Capital | For | Mgmt | |||||||
6.2 | Amend Articles Re: Capital Holding Requirement for Submitting Shareholder Proposals | For | Mgmt | |||||||
6.3 | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||
7.1a | Reelect Noreen Doyle as Director | For | Mgmt | |||||||
7.1b | Reelect Aziz Syriani as Director | For | Mgmt | |||||||
7.1c | Reelect David Syz as Director | For | Mgmt | |||||||
7.1d | Reelect Peter Weibel as Director | For | Mgmt | |||||||
7.2 | Ratify KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | Mgmt | |||||||
7.3 | Ratify BDO Visura as Special Auditors | For | Mgmt | |||||||
05/09/07 - A | CRH Plc | G25508105 | None | 64,700 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Dividends | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect D.M. Kennedy as a Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect T.V. Neill as a Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect W.I. O'Mahoney as a Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect W.P. Egan as a Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect D.N. O'Connor as a Director --- For | |||||||||
2.6a | ||||||||||
4 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Nominal value of EUR 9,228,000 | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
7 | Fix Re-Issue Price of Treasury Shares | For | For | Mgmt | ||||||
3.6 | ||||||||||
8 | Amend Articles Articles of Association of the Company | For | For | Mgmt | ||||||
3.23b | ||||||||||
9 | Re-Issuance of Treasury Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
06/23/07 - A | Daiwa Securities Group Co. Ltd. *8601* | J11718111 | 03/31/07 | 145,000 | ||||||
1 | Amend Articles To: Expand Business Lines - Update Terminology to Match that of New Financial Instruments and Exchange Law | For | For | Mgmt | ||||||
3.19 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director Yoshinori Hara --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director Akira Kiyota --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director Shigeharu Suzuki --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director Shin Yoshidome --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director Tetsuo Mae --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director Takashi Hibino --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director Nobuyuki Iwamoto --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director Kenji Hayashibe --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director Tetsuro Kawakami --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director Ryuji Yasuda --- For | |||||||||
2.6a | ||||||||||
2.11 | Elect Director Keisuke Kitajima --- For | |||||||||
2.6a | ||||||||||
2.12 | Elect Director Koichi Uno --- For | |||||||||
2.6a | ||||||||||
2.13 | Elect Director Ikuo Mori --- For | |||||||||
2.6a | ||||||||||
3 | Approve Deep Discount Stock Option Plan and Premium-Priced Option Plan for Directors and Employees | For | For | Mgmt | ||||||
1.3a Per Thomas Mengel | ||||||||||
06/26/07 - A | Denso Corp. *6902* | J12075107 | 03/31/07 | 28,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 24 | For | For | Mgmt | ||||||
2 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
4.1 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
5 | Approve Executive Stock Option Plan | For | For | Mgmt | ||||||
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
7 | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | For | Mgmt | ||||||
8 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | ||||||
05/11/07 - A | * Deutsche Boerse AG | D1882G119 | None | 17,150 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 3.40 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Approve EUR 100 Million Capitalization of Reserves; Approve 2:1 Stock Split | For | For | Mgmt | ||||||
3.6 | ||||||||||
6 | Approve Creation of EUR 14 Million Pool of Capital without Preemptive Rights (Authorized Capital III) | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Approve Stock Bonus Plan for Key Employees; Approve Creation of EUR 6 Million Pool of Capital for Stock Bonus Plan | For | For | Mgmt | ||||||
4.3a | ||||||||||
8 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
99 | ||||||||||
10 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/16/07 - A | Elexis AG | D2457W109 | 04/25/07 | 48,000 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Elect Supervisory Board Member | For | For | Mgmt | ||||||
6.1 | Elect Dirk Wolfertz to the Supervisory Board --- For | |||||||||
2.6a | ||||||||||
6.2 | Elect Karl Gorgas to the Supervisory Board --- For | |||||||||
2.6a | ||||||||||
6.3 | Elect Willi Loose to the Supervisory Board --- For | |||||||||
2.6a | ||||||||||
6.4 | Elect Dieter Schulze to the Supervisory Board --- For | |||||||||
2.6a | ||||||||||
6.5 | Elect Klaus Schulze to the Supervisory Board --- For | |||||||||
2.6a | ||||||||||
6.6 | Elect Michael Wackenhuth to the Supervisory Board --- For | |||||||||
2.6a | ||||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
8 | Approve Clarification of Existing Affiliation Agreement with Subsidiary Elexis Beteiligungsgesellschaft mbH | For | For | Mgmt | ||||||
3.5 per TAM | ||||||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23c | ||||||||||
05/31/07 - A | Erste Bank der Oesterreichischen Sparkassen AG | A19494102 | None | 22,450 | ||||||
1 | Receive Financial Statements and Statutory Reports | None | Mgmt | |||||||
2 | Approve Allocation of Income | For | Mgmt | |||||||
3 | Approve Discharge of Management and Supervisory Boards | For | Mgmt | |||||||
4 | Approve Remuneration of Supervisory Board Members | For | Mgmt | |||||||
5 | Elect Supervisory Board Members | For | Mgmt | |||||||
6 | Ratify Auditors | For | Mgmt | |||||||
7 | Authorize Repurchase of Issued Share Capital for Trading Purposes | For | Mgmt | |||||||
8 | Authorize Repurchase of Issued Share Capital for Purposes Other than Trading | For | Mgmt | |||||||
9 | Adopt New Articles of Association | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
06/27/07 - A | Fanuc Ltd. *6954* | J13440102 | 03/31/07 | 14,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 77.5 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
2.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
3.3 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b | ||||||||||
3.4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Retirement Bonuses for Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
05/02/07 - A/S | Goldcorp Inc. *G* | 380956409 | 03/26/07 | 43,000 | ||||||
1 | Fix Number of Directors at Ten | For | For | Mgmt | ||||||
2.1b | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.1 | Elect Director Ian W. Telfer --- For | |||||||||
2.6a | ||||||||||
2.2 | Elect Director Douglas M. Holtby --- For | |||||||||
2.6a | ||||||||||
2.3 | Elect Director C. Kevin McArthur --- For | |||||||||
2.6a | ||||||||||
2.4 | Elect Director John P. Bell --- For | |||||||||
2.6a | ||||||||||
2.5 | Elect Director Lawrence I. Bell --- For | |||||||||
2.6a | ||||||||||
2.6 | Elect Director Beverley Briscoe --- For | |||||||||
2.6a | ||||||||||
2.7 | Elect Director Peter Dey --- For | |||||||||
2.6a | ||||||||||
2.8 | Elect Director P. Randy Reifel --- For | |||||||||
2.6a | ||||||||||
2.9 | Elect Director A. Dan Rovig --- For | |||||||||
2.6a | ||||||||||
2.10 | Elect Director Kenneth F. Williamson --- For | |||||||||
2.6a | ||||||||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Amend Stock Option Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
04/18/07 - S | Greek Postal Savings Bank SA | X6898E105 | None | 150,000 | ||||||
1 | Approve Stock Option Plan | For | Mgmt | |||||||
2 | Elect Director in Replacement of Resigned One | For | Mgmt | |||||||
3 | Other Business | For | Mgmt | |||||||
05/09/07 - A | Hellenic Exchanges Holding SA | X3247C104 | None | 150,000 | ||||||
Annual Meeting Agenda | ||||||||||
1 | Approve Reports of the Board of Directors and of the Auditor on Financial Statements | For | Mgmt | |||||||
2 | Accept Financial Statements | For | Mgmt | |||||||
3 | Approve Allocation of Income | For | Mgmt | |||||||
4 | Approve Discharge of Board and Auditors | For | Mgmt | |||||||
5 | Approve Director Remuneration for Fiscal Year 2006 | For | Mgmt | |||||||
6 | Preapprove Director Remuneration for Fiscal Year 2007 | For | Mgmt | |||||||
7 | Approve Auditors and Fix Their Remuneration | For | Mgmt | |||||||
8 | Approve Reduction in Share Capital through Reduction in Par Value | For | Mgmt | |||||||
9 | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||
10 | Approve Stock Option Plan | For | Mgmt | |||||||
11 | Other Business | For | Mgmt | |||||||
Not voted per client instruction. | ||||||||||
05/24/07 - S | Hellenic Exchanges Holding SA | X3247C104 | None | 150,000 | ||||||
Annual Meeting Agenda | ||||||||||
1 | Approve Reduction in Share Capital through Decrease in Par Value | For | Mgmt | |||||||
2 | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||
3 | Approve Stock Option Plan Grants | For | Mgmt | |||||||
Not voted per client instruction. | ||||||||||
05/03/07 - A | Hennes & Mauritz AB | W41422101 | 04/26/07 | 42,900 | ||||||
1 | Open Meeting | None | None | Mgmt | ||||||
2 | Elect Chairman of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
3 | Receive President's Report; Allow for Questions | None | None | Mgmt | ||||||
4 | Prepare and Approve List of Shareholders | For | For | Mgmt | ||||||
2.14a | ||||||||||
5 | Approve Agenda of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
6 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
7 | Acknowledge Proper Convening of Meeting | For | For | Mgmt | ||||||
2.14a | ||||||||||
8 | Receive Financial Statements and Statutory Reports; Receive Auditor's and Auditing Committee's Reports; Receive Board's Report; Receive Nominating Committee's Report | None | None | Mgmt | ||||||
9a | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
9b | Approve Allocation of Income and Dividends of SEK 11.50 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
9c | Approve Discharge of Board and President | For | For | Mgmt | ||||||
3.25 | ||||||||||
10 | Determine Number of Members (8) and Deputy Members (0) of Board | For | For | Mgmt | ||||||
2.1b | ||||||||||
11 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.9 Million; Approve Remuneration of Auditors | For | Against | Mgmt | ||||||
1.3b No information on auditor remuneration | ||||||||||
12 | Reelect Fred Andersson, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stig Nordfelt, Karl-Johan Persson, Stefan Persson (Chair), and Melker Schoerling as Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | For | Against | Mgmt | ||||||
2.2b NOT against policy | ||||||||||
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Mgmt | ||||||
99 | ||||||||||
15 | Amend Corporate Purpose | For | For | Mgmt | ||||||
3.19 | ||||||||||
16 | Allocate SEK 60 Million to Foundation to Improve Quality of Life in Regions Where H&M Products are Manufactured | For | For | Mgmt | ||||||
7.3 NOT against policy | ||||||||||
17 | Close Meeting | None | None | Mgmt | ||||||
05/09/07 - A | * Hochtief AG | D33134103 | 04/18/07 | 11,000 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing | For | For | Mgmt | ||||||
3.21 per MLA | ||||||||||
7 | Approve Affiliation Agreement with Subsidiary HOCHTIEF ViCon GmbH | For | For | Mgmt | ||||||
3.5 per TAM | ||||||||||
8 | Amend Corporate Purpose | For | For | Mgmt | ||||||
3.19 | ||||||||||
9 | Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
99 | ||||||||||
05/04/07 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 32,700 | ||||||
1 | Share Re-registration Consent | For | For | Mgmt | ||||||
05/04/07 - A | Holcim Ltd. (formerly Holderbank Financiere Glarus) | H36940130 | None | 32,700 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve Discharge of Board and Senior Management | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
4 | Elect Directors | For | For | Mgmt | ||||||
4.1.1 | Reelect Markus Akermann as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.1.2 | Reelect Peter Kuepfer as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.1.3 | Reelect H. Onno Ruding as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.1.4 | Reelect Rolf Soiron as Director --- For | |||||||||
Item 2.6a | ||||||||||
4.2 | Ratify Ernst & Young AG as Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
06/19/07 - A | Hoya Corp. *7741* | J22848105 | 03/31/07 | 86,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
05/15/07 - A | Informa plc | G4771A117 | None | 100,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 8.9 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Re-elect Peter Rigby as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Re-elect David Gilbertson as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Tony Foye as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Derek Mapp as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Sean Watson as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Pamela Kirby as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect John Davis as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
11 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Authorise the Company to Use Electronic Communications | For | For | Mgmt | ||||||
99 | ||||||||||
14 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,135,588 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
15 | Subject to the Passing of Resolution 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,120,338 | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Amend Articles of Association Re: Retirement of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
17 | Authorise 42,406,766 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
05/11/07 - A | Intertek Group plc | G4911B108 | None | 187,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 10.2 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Re-elect Bill Spencer as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect David Allvey as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 521,448 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 78,217 | For | For | Mgmt | ||||||
3.9b | ||||||||||
10 | Authorise 15,643,427 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
11 | Authorise the Company to Communicate with Members by Electronic Communication | For | For | Mgmt | ||||||
99 | ||||||||||
12 | Amend Articles of Association Re: Electronic Communication | For | For | Mgmt | ||||||
3.23c | ||||||||||
04/30/07 - A/S | Intesa Sanpaolo SPA (Formerly Banca Intesa SPA) | T55067101 | 04/26/07 | 500,000 | ||||||
Annual Meeting Agenda | ||||||||||
Ordinary Business | ||||||||||
1 | Approve Allocation of Income and Dividend Distribution | For | Mgmt | |||||||
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares Pursuant to Share Option Scheme in Favor of Company Employees | For | Mgmt | |||||||
3 | Elect Supervisory Board Members | For | Mgmt | |||||||
4 | Approve Director Indemnification/Liability Provisions | For | Mgmt | |||||||
5 | Remuneration of External Auditing Company Reconta Ernst & Young | For | Mgmt | |||||||
Special Business | ||||||||||
1 | Amend Articles 7, 17, 18, 20, 22, 23, 25, and 30 of the Bylaws in Compliance with the Italian Law n. 262/2005 and the Legislative Decree n. 303/2006 | For | Mgmt | |||||||
06/22/07 - A | Japan Tobacco Inc *2914* | J27869106 | 03/31/07 | 550 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 1800, Final JY 2200, Special JY 0 | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Mgmt | ||||||
6 | Approve Deep Discount Stock Option Plan for Directors | For | Against | Mgmt | ||||||
7 | Approve Retirement Bonuses for Director and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | Against | Mgmt | ||||||
06/28/07 - A | Lukoil Oao | 677862104 | 05/11/07 | 240,000 | ||||||
Meeting for ADR Holders | ||||||||||
1 | TO APPROVE THE ANNUAL REPORT OF OAO LUKOIL FOR 2006, INCLUDING: THE NET PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 | For | For | Mgmt | ||||||
Elect 11 Directors by Cumulative Voting | ||||||||||
2 | Elect Directors | None | Split | Mgmt | ||||||
2.1 | Elect Vagit Alekperov as Director --- Against | |||||||||
2.2 | Elect Igor Belikov as Director --- For | |||||||||
2.3 | Elect Mikhail Berezhnoy as Director --- Against | |||||||||
2.4 | Elect Donald Wallette (Jr.) as Director --- Against | |||||||||
2.5 | Elect Valery Grayfer as Director --- Against | |||||||||
2.6 | Elect Oleg Kutafin as Director --- For | |||||||||
2.7 | Elect Ravil Maganov as Director --- Against | |||||||||
2.8 | Elect Richard Matzke as Director --- For | |||||||||
2.9 | Elect Sergey Mikhailov as Director --- For | |||||||||
2.10 | Elect Nikolay Tsvetkov as Director --- Against | |||||||||
2.11 | Elect Igor Sherkunov as Director --- Against | |||||||||
2.12 | Elect Alexander Shokhin as Director --- For | |||||||||
Elect Three Members of Audit Commission | ||||||||||
3 | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, | For | For | Mgmt | ||||||
4 | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): KONDRATIEV, | For | For | Mgmt | ||||||
5 | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): NIKITENKO, | For | For | Mgmt | ||||||
6 | TO PAY REMUNERATION AND REIMBURSE EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 1. | For | For | Mgmt | ||||||
7 | TO ESTABLISH REMUNERATION FOR NEWLY ELECTED MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 2. TO INVALIDATE | For | For | Mgmt | ||||||
8 | TO APPROVE THE INDEPENDENT AUDITOR OF OAO LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. | For | For | Mgmt | ||||||
9 | TO DETERMINE THE NUMBER OF AUTHORISED SHARES OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF | For | For | Mgmt | ||||||
10 | TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL , PURSUANT TO THE APPENDIX. | For | For | Mgmt | ||||||
11 | TO APPROVE AMENDMENTS TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL , PURSUANT TO THE | For | For | Mgmt | ||||||
12 | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT | For | For | Mgmt | ||||||
13 | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO OIL SUPPLY | For | For | Mgmt | ||||||
14 | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO | For | For | Mgmt | ||||||
15 | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO | For | For | Mgmt | ||||||
16 | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE | For | For | Mgmt | ||||||
17 | TO APPROVE MEMBERSHIP OF OAO LUKOIL IN THE RUSSIAN NATIONAL ASSOCIATION SWIFT. | For | For | Mgmt | ||||||
05/10/07 - A/S | Lvmh Moet Hennessy Louis Vuitton | F58485115 | 05/04/07 | 17,000 | ||||||
Ordinary Business | ||||||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Financial Statements and Discharge Directors | For | For | Mgmt | ||||||
1.3a | ||||||||||
3 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
4 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reelect Bernard Arnault as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Delphine Arnault-Gancia as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect Jean Arnault as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reelect Nicholas Clive-Worms as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reelect Patrick Houel as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reelect Felix G. Rohatyn as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reelect Hubert Vedrine as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Reappoint Kilian Hennessy as Censor | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 million | For | For | Mgmt | ||||||
3.9b | ||||||||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions or Share Exchange Offers | For | For | Mgmt | ||||||
3.9b | ||||||||||
18 | Approve Issuance of Shares Up to EUR 30 Million for the Benefit of Credit and Insurance Institutions | For | For | Mgmt | ||||||
3.9b | ||||||||||
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Mgmt | ||||||
3.6 | ||||||||||
20 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
21 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
04/27/07 - A | Merck KGaA | D5357W103 | 04/06/07 | 11,400 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Accept Financial Statements and Statutory Reports for Fiscal 2006 | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share and a Bonus Dividend of EUR 0.15 per Share | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
4 | Approve Discharge of Personally Liable Partners for Fiscal 2006 | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
5 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
6 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
7 | Approve Creation of EUR 84 Million Pool of Capital without Preemptive Rights | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
05/23/07 - A | Michael Page International plc | G68694119 | None | 130,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 4.2 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Re-elect Charles-Henri Dumon as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Re-elect Sir Adrian Montague as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Stephen Box as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
7 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,099,699 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,621 | For | For | Mgmt | ||||||
3.9b | ||||||||||
10 | Authorise 33,324,208 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
06/28/07 - A | Mitsubishi Estate Co. Ltd. *8802* | J43916113 | 03/31/07 | 145,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 8 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles to: Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format | For | For | Mgmt | ||||||
1.3a | ||||||||||
3 | Elect Directors | For | Split | Mgmt | ||||||
3.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director --- Against | |||||||||
2.6b per MLA | ||||||||||
3.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director --- Against | |||||||||
2.6b per MLA | ||||||||||
3.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
4 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b conflict of interest | ||||||||||
5 | Adopt Shareholder Rights Plan (Poison Pill) | For | Against | Mgmt | ||||||
3.12a | ||||||||||
05/25/07 - A | National Bank of Greece | X56533114 | None | 30,000 | ||||||
Annual Meeting Agenda | ||||||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Allocation of Income and Dividends | For | Mgmt | |||||||
3 | Approve Discharge of Board and Auditors | For | Mgmt | |||||||
4 | Approve Director Remuneration | For | Mgmt | |||||||
5 | Grant Permission to Board Members and Management to Participate in Boards and Management of Similar Companies | For | Mgmt | |||||||
6 | Authorize Share Repurchase Program | For | Mgmt | |||||||
7 | Amend Articles Re: Capital Increase Pursuant to Stock Options | For | Mgmt | |||||||
8 | Approve Stock Option Plan Grants | For | Mgmt | |||||||
9 | Approve Restricted Stock Plan | For | Mgmt | |||||||
10 | Approve Spin-Off Agreement | For | Mgmt | |||||||
11 | Ratify Appointment of Directors in Replacement of Outgoing Members | For | Mgmt | |||||||
12 | Elect New Board and Determine Independent Members | For | Mgmt | |||||||
13 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Mgmt | |||||||
14 | Other Business | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
06/28/07 - S | National Bank of Greece | X56533114 | None | 80,000 | ||||||
Repeat Annual Meeting Agenda | ||||||||||
1 | Approve Stock Option Plan | For | Mgmt | |||||||
Not voted per client instruction. | ||||||||||
04/19/07 - A | * Nestle SA | H57312466 | None | 13,000 | ||||||
1 | Share Re-registration Consent | For | Against | Mgmt | ||||||
7.5 | ||||||||||
04/19/07 - A | Nestle SA | H57312466 | None | 13,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of CHF 10.40 per Share | For | Mgmt | |||||||
4 | Approve CHF 7.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Mgmt | |||||||
5 | Elect Directors | For | Mgmt | |||||||
06/28/07 - A | Nintendo Co. Ltd. *7974* | J51699106 | 03/31/07 | 6,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 620 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles to: Amend Business Lines - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Authorize Internet Disclosure of Shareholder Meeting Materials | For | For | Mgmt | ||||||
1.3a per MLA | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.12 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.13 | Elect Director --- For | |||||||||
2.6a | ||||||||||
4.1 | Appoint Internal Statutory Auditor | For | Against | Mgmt | ||||||
3.1b No information per MLA | ||||||||||
4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Appointment of External Audit Firm | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
04/26/07 - A | Nobel Biocare Holding AG | H5783Q106 | None | 4,500 | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | Mgmt | |||||||
2 | Accept Financial Statements and Statutory Reports | For | Mgmt | |||||||
3 | Approve Allocation of Income and Dividends of CHF 4.25 per Share | For | Mgmt | |||||||
4 | Approve Discharge of Board and Senior Management | For | Mgmt | |||||||
5 | Reelect Stig Eriksson, Antoine Firmenich, Robert Lilja, Jane Royston, Domenico Scala, Rolf Soiron, and Ernst Zaengerle as Directors | For | Mgmt | |||||||
6 | Elect Rolf Watter as Director | For | Mgmt | |||||||
7 | Ratify KPMG AG as Auditors | For | Mgmt | |||||||
04/25/07 - A | Numico N.V.(Formerly Nutricia N.V.) | N56369239 | 04/05/07 | 28,600 | ||||||
1 | Open Meeting | None | None | Mgmt | ||||||
2 | Receive Report of Management Board | None | None | Mgmt | ||||||
3a | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3b | Receive Explanation on Company's Reserves and Dividend Policy | None | None | Mgmt | ||||||
3c | Approve Dividends of EUR 0.20 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3d | Approve Discharge of Management Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
3e | Approve Discharge of Supervisory Board | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Ratify PricewaterhouseCoopers Accountants NV as Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Amend Articles | For | For | Mgmt | ||||||
3.23b | ||||||||||
5b | Amend Articles Re: Change Language of the Annual Report and Annual Accounts to English | For | For | Mgmt | ||||||
3.23c | ||||||||||
6a | Reelect J.H.M. Lindenbergh to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Reelect Per Wold-Olsen to Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | Mgmt | ||||||
3.9b | ||||||||||
7b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 7a | For | For | Mgmt | ||||||
3.9b | ||||||||||
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
9 | Other Business (Non-Voting) | None | None | Mgmt | ||||||
10 | Close Meeting | None | None | Mgmt | ||||||
05/17/07 - A | Prudential plc | G72899100 | None | 85,500 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Re-elect Philip Broadley as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Re-elect Michael Garrett as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Bridget Macaskill as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Clark Manning as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Barry Stowe as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Approve Final Dividend of 11.72 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
11 | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,740,000 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,110,000 | For | For | Mgmt | ||||||
3.9b | ||||||||||
14 | Authorise 244,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
15 | Approve Scrip Dividend Program | For | For | Mgmt | ||||||
3.18 | ||||||||||
16 | Amend Articles of Association Re: Electronic Communications | For | For | Mgmt | ||||||
3.23c | ||||||||||
17 | Amend Articles of Association Re: Evergreen Scrip Dividend Scheme | For | For | Mgmt | ||||||
3.23c | ||||||||||
18 | Amend Articles of Association Re: Indemnification | For | For | Mgmt | ||||||
3.23b | ||||||||||
19 | Amend Articles of Association Re: Jurisdiction of English Court | For | For | Mgmt | ||||||
3.23c | ||||||||||
04/04/07 - A | QBE Insurance Group Ltd. *QBE* | Q78063114 | 04/02/07 | 113,000 | ||||||
1 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006 | None | None | Mgmt | ||||||
2 | Approve Remuneration Report for the Year Ended Dec. 31, 2006 | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve the Increase in Maximum Aggregate Fees Payable to Non-Executive Directors from A$2.2 million to A$2.7 million | None | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Approve Grant of Conditional Rights of 30,000 Ordinary Shares and Options to Subscribe for a Maximum of 60,000 Shares to Francis M. O'Halloran, Chief Executive Officer, Under the Deferred Compensation Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
5 | Elect Len F. Bleasel, AM as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Duncan M. Boyle as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
05/03/07 - A | Reckitt Benckiser plc | G7420A107 | None | 87,500 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 25 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Re-elect Colin Day as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Judith Sprieser as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Kenneth Hydon as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Peter White as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect David Tyler as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,160,000 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,700,000 | For | For | Mgmt | ||||||
3.9b | ||||||||||
13 | Authorise 72,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
04/25/07 - A | Royal Bank of Scotland Group plc | G76891111 | None | 85,300 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Final Dividend of 66.4 Pence Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Re-elect Lawrence Fish as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Sir Fred Goodwin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Archie Hunter as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Charles Koch as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Joe MacHale as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect Gordon Pell as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Bonus Issue | For | For | Mgmt | ||||||
3.6 | ||||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 260,052,320 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,401,867 | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Authorise 315,214,934 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
16 | Approve The Royal Bank of Scotland Group Plc 2007 Executive Share Option Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
17 | Approve The Royal Bank of Scotland Group Plc 2007 Sharesave Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
18 | Authorise the Company to Use Electronic Communication | For | For | Mgmt | ||||||
99 | ||||||||||
04/28/07 - A/S | Saipem | T82000117 | 04/26/07 | 78,300 | ||||||
Annual Meeting Agenda | ||||||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 | For | Mgmt | |||||||
2 | Approve Stock Option Plan | For | Mgmt | |||||||
3 | Authorize Share Repurchase Program of up to 2,500,000 Shares | For | Mgmt | |||||||
4 | Authorize Share Reissuance of up to 2,500,000 Repurchased Shares to Implement the Stock Option Plan | For | Mgmt | |||||||
5 | Extend Mandate of External Auditors PriceWtarehouseCoopers for the Six-Year Term 2007-2012 | For | Mgmt | |||||||
6 | Approve Director and/or Internal Auditors' Indemnification/Liability Provisions | For | Mgmt | |||||||
Ordinary Business | ||||||||||
1 | Amend Articles 13, 19, 20, 21, 27 of the Bylaws | For | Mgmt | |||||||
05/10/07 - A | * SAP AG | D66992104 | 04/19/07 | 74,700 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Elect Pekka Ala-Pietilae to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Elect Wilhelm Haarmann to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6c | Elect Hartmut Mehdorn to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6d | Elect Joachim Milberg to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6e | Elect Hasso Plattner to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6f | Elect August-Wilhelm Scheer to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6g | Elect Erhard Schipporeit to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
6h | Elect Klaus Wucherer to the Supervisory Board | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
8 | Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Mgmt | ||||||
3.21 per MLA | ||||||||||
9 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23c | ||||||||||
06/28/07 - A | Shin-Etsu Chemical Co. Ltd. *4063* | J72810120 | 03/31/07 | 42,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 45 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles to: Increase Maximum Board Size | For | For | Mgmt | ||||||
2.1b | ||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.2 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.3 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.4 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.5 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.6 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.7 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.8 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.9 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.10 | Elect Director --- For | |||||||||
2.6a | ||||||||||
3.11 | Elect Director --- For | |||||||||
2.6a | ||||||||||
4.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
4.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Appointment of External Audit Firm | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve Retirement Bonus for Statutory Auditor | For | Against | Mgmt | ||||||
2.8b | ||||||||||
7 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
8 | Approve Executive Stock Option Plan | For | Against | Mgmt | ||||||
4.1 greater than 10% of issued capital | ||||||||||
9 | Adopt Shareholder Rights Plan (Poison Pill) | For | Against | Mgmt | ||||||
3.12a | ||||||||||
05/03/07 - A/S | Shoppers Drug Mart Corp. *SC* | 82509W202 | 03/12/07 | 48,450 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Shan Atkins --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Krystyna Hoeg --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Holger Kluge --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Gaetan Lussier --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director David Peterson --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Martha Piper --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Derek Ridout --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Jurgen Schreiber --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Leslee J. Thompson --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director David M. Williams --- For | |||||||||
2.6a | ||||||||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Stock Option Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
06/29/07 - A | SINA Corp. (formerly SINA.com) *SINA* | G81477104 | 05/14/07 | 70,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Hurst Lin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ter Fung Tsao --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Song-Yi Zhang --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | APPROVAL OF THE 2007 SHARE INCENTIVE PLAN | For | For | Mgmt | ||||||
4.1 per FJ | ||||||||||
05/02/07 - S | Singapore Exchange Ltd. | Y79946102 | None | 285,000 | ||||||
1 | Approve Disposal by Singapore Exchange Securities Trading Ltd., Singapore Exchange Derivatives Trading Ltd. and The Central Depository (Pte) Ltd. of the SGX Premises to United Overseas Bank Ltd. for an Aggregate Purchase Price of SGD 271.0 Million | For | For | Mgmt | ||||||
3.5 per RFC | ||||||||||
05/03/07 - A | Standard Chartered plc | G84228157 | None | 42,500 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 50.21 US Cents Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Re-elect Sir CK Chow Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Jamie Dundas as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Ruth Markland as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Richard Meddings as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Kai Nargolwala as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect Paul Skinner as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Lord Adair Turner as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 230,794,344 (Relevant Securities and Scrip Dividend Scheme); Otherwise up to USD 138,476,606 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company's Share Capital Repurchased by the Company Pursuant to Resolution 16 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
15 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 34,619,151 | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Authorise 138,476,606 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
17 | Authorise 7,500 Dollar Preference Shares and 195,285,000 Sterling Preference Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
18 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
19 | Authorise Standard Chartered Bank to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
20 | Approve the Waiver in Respect of the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek Holdings (Private) Limited that the Company has not been Able to Identify | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
21 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-Term Written Agreements with Temasek Holdings (Private) Limited and its Associates in Respect of Ongoing Banking Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
22a | Approve the Ratification of Past Ongoing Banking Transactions with Temasek Holdings (Private) Limited and its Associates | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
22b | Approve Future Ongoing Banking Transactions with Temasek Holdings (Private) Limited and its Associates, Including the Waiver in Respect of the Requirement to Set an Annual Cap | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
05/15/07 - A | STATOIL ASA | R8412T102 | None | 79,000 | ||||||
1 | Open Meeting | None | Mgmt | |||||||
2 | Registration of Attending Shareholders and Proxies | None | Mgmt | |||||||
3 | Elect Chairman of Meeting | For | Mgmt | |||||||
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Mgmt | |||||||
5 | Approve Notice of Meeting and Agenda | For | Mgmt | |||||||
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share and a Special Dividend of NOK 5.12 per Share | For | Mgmt | |||||||
7 | Approve Remuneration of Auditors | For | Mgmt | |||||||
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Mgmt | |||||||
9 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Mgmt | |||||||
10 | Approve Purchase of Company's Own Shares for Employee Share Savings Plan | For | Mgmt | |||||||
04/26/07 - A | SUMCO CORP. *3436* | J76896109 | 01/31/07 | 30,000 | ||||||
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 25, Final JY 25, Special JY 0 | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Articles To: Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors - Authorize Public Announcements in Electronic Format | For | Against | Mgmt | ||||||
3.23c We never limit liability for auditors | ||||||||||
3 | Elect Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Approve Payment of Annual Bonuses to Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
05/11/07 - A | Swatch Group AG | H83949141 | None | 4,300 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Discharge of Board and Senior Management | For | For | Mgmt | ||||||
3.25 | ||||||||||
3 | Approve Allocation of Income and Dividends of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Reelect Esther Grether, Nayla Hayek, Peter Gross, Nicolas Hayek, Claude Nicollier, Johann Schneider-Ammann and Ernst Tanner as Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
06/01/07 - A/S | Teleperformance | F9120F106 | 05/29/07 | 46,666 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Discharge Management Board and Auditors | For | For | Mgmt | ||||||
1.3a | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Transaction with Grizelle SA and GN Research France | For | For | Mgmt | ||||||
3.5 per Thomas Mengel | ||||||||||
4 | Approve Related-Party Transaction | For | For | Mgmt | ||||||
3.5 per Thomas Mengel | ||||||||||
5 | Approve Transaction with IBM | For | For | Mgmt | ||||||
3.5 per Thomas Mengel | ||||||||||
6 | Approve Transaction with Michel Peschard | For | For | Mgmt | ||||||
3.5 per Thomas Mengel | ||||||||||
7 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 140,000 | For | For | Mgmt | ||||||
2.8a | ||||||||||
9 | Reelect Philippe Ginestie as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
Special Business | ||||||||||
11 | Amend Article 33 of Bylaws Re: Convening of General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
12 | Amend Article 35 of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
14 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
05/11/07 - A/S | Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/07/07 | 51,000 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Reelect Thierry Desmarest as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect Thierry De Rudder as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reelect Serge Tchuruk as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reelect Daniel Boeuf as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Philippe Marchandise as Director | Against | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Mohammed Zaki as Director | Against | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million | For | For | Mgmt | ||||||
2.8a | ||||||||||
Special Business | ||||||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Approve Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3a | ||||||||||
16 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
18 | Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23b | ||||||||||
19 | Amend Articles of Association Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
20 | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | For | For | Mgmt | ||||||
3.23c | ||||||||||
A | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | Against | For | ShrHoldr | ||||||
2.13 | ||||||||||
B | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees | Against | For | ShrHoldr | ||||||
4.3 | ||||||||||
C | Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation | Against | For | ShrHoldr | ||||||
3.23c | ||||||||||
06/22/07 - A | Toyota Motor Corp. *7203* | J92676113 | 03/31/07 | 80,000 | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JY 70 | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
3.1 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.2 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.3 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
3.4 | Appoint Internal Statutory Auditor | For | For | Mgmt | ||||||
4 | Approve Appointment of External Audit Firm | For | For | Mgmt | ||||||
5 | Approve Executive Stock Option Plan | For | For | Mgmt | ||||||
6 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
7 | Approve Retirement Bonuses for Statutory Auditors | For | Against | Mgmt | ||||||
8 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Mgmt | ||||||
05/16/07 - A | TUI AG (formerly Preussag AG) | D8484K166 | None | 43,000 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Omission of Dividends | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve Change in Remuneration of Supervisory Board | For | For | Mgmt | ||||||
2.8a | ||||||||||
7 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23b | ||||||||||
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
05/10/07 - A/S | Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/08/07 | 450,001 | ||||||
Annual Meeting Agenda | ||||||||||
Ordinary Business | ||||||||||
1 | Extend Mandate of the External Auditing Company KPMG SpA | For | Mgmt | |||||||
2 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2007 | For | Mgmt | |||||||
3 | Approve Allocation of Income | For | Mgmt | |||||||
4 | Fix Number of Directors on the Board | For | Mgmt | |||||||
5.1 | Appoint Internal Statutory Auditors and their Chairman - Slate 1 | For | Mgmt | |||||||
5.2 | Appoint Internal Statutory Auditors and their Chairman - Slate 2 | For | Mgmt | |||||||
6 | Approve Remuneration of Board Committees | For | Mgmt | |||||||
7 | Approve Remuneration of Internal Statutory Auditors | For | Mgmt | |||||||
8 | Approve Group Personnel Long-Term Incentive Plan 2007 | For | Mgmt | |||||||
Special Business | ||||||||||
1 | Authorize Board of Directors to Increase Capital up to EUR 525 Million with Preemptive Rights, Through the Issuance of up to 1.05 Billion Shares with Par Value EUR 0.50, within a Five-Year term; Amend Bylaws Accordingly | For | Mgmt | |||||||
2 | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of up to 47.35 Million Shares, without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | For | Mgmt | |||||||
3 | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | For | Mgmt | |||||||
4 | Amend Article 6, 11, 12, 14, 17, 20, 21, 23, 27, 36 of the Bylaws; Introduce New Title XII and New Article 40 | For | Mgmt | |||||||
06/06/07 - S | Vallourec | F95922104 | 06/01/07 | 4,550 | ||||||
Special Business | ||||||||||
1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | For | Against | Mgmt | ||||||
3.9a | ||||||||||
2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | For | For | Mgmt | ||||||
3.9b | ||||||||||
3 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
4 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | For | For | Mgmt | ||||||
99 | ||||||||||
5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Mgmt | ||||||
3.6 | ||||||||||
6 | Amend Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
7 | Approve Stock Option Plans Grants | For | For | Mgmt | ||||||
4.1 | ||||||||||
8 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Mgmt | ||||||
3.6 per MLA | ||||||||||
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
10 | Amend Articles of Association | For | Against | Mgmt | ||||||
3.23c | ||||||||||
06/06/07 - A | Vallourec | F95922104 | 06/01/07 | 4,550 | ||||||
Ordinary Business | ||||||||||
1 | Approve Special Auditors' Report Regarding Related-Party Transactions | For | Against | Mgmt | ||||||
3.5 per TAM | ||||||||||
2 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Allocation of Income and Dividends of EUR 6 | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Ratify Appointment of Edward G. Krubasik as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Jean-Claure Verdiere as Supervisory Board Member | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
8 | Change Location of Registered Office | For | For | Mgmt | ||||||
3.16a | ||||||||||
05/10/07 - A/S | Vinci (Formerly Societe Generale d'Entreprises) | F5879X108 | 05/07/07 | 50,000 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Ratify Appointment and Reelect Pascale Sourisse as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify Appointment and Reelect Robert Castaigne as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Ratify Appointment and Reelect Jean-Bernard Levy as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Ratify Deloitte and Associes as Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Ratify KPMG SA as Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Ratify BEAS Sarl as Alternate Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Ratify Philippe Mathis as Alternate Auditor | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
12 | Approve Shareholders Agreement Between Vinci and ASF Holding | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
13 | Approve Transaction with Societe Gastronomique de l'Etoile | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
14 | Approve Additional Pension Scheme Benefiting to the Chairman | For | For | Mgmt | ||||||
2.8a | ||||||||||
Special Business | ||||||||||
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
3.22a | ||||||||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | Against | Mgmt | ||||||
3.9s | ||||||||||
17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Mgmt | ||||||
3.6 | ||||||||||
18 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE | For | For | Mgmt | ||||||
3.9b | ||||||||||
19 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE | For | For | Mgmt | ||||||
3.9b | ||||||||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes in Items 16, 18, and 19 Above | For | For | Mgmt | ||||||
3.6 | ||||||||||
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Mgmt | ||||||
3.9b | ||||||||||
22 | Approve Employee Savings-Related Share Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
23 | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of International Subsidiaries | For | For | Mgmt | ||||||
4.3a | ||||||||||
24 | Approve Issuance of Securities Convertible into Debt | For | For | Mgmt | ||||||
99 Per Thomas Mengel | ||||||||||
25 | Authorize Issuance of Bonds with Warrants Attached without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
26 | Approve 1 for 2 Stock Split | For | For | Mgmt | ||||||
3.6 | ||||||||||
27 | Amend Article 11 of Bylaws Re: Appointment of Employee Shareholder Representative | For | For | Mgmt | ||||||
3.23b | ||||||||||
28 | Amend Article 17 of Bylaws Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
29 | Amend Article 10 bis of Bylaws Re: Record Date | For | For | Mgmt | ||||||
3.23b | ||||||||||
30 | Authorize Filing of Required Documents/Other Formalities | For | For | Mgmt | ||||||
2.14b | ||||||||||
05/31/07 - A | * Vossloh AG | D9494V101 | 05/10/07 | 21,450 | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | None | None | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Discharge of Management Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
4 | Approve Discharge of Supervisory Board for Fiscal 2006 | For | For | Mgmt | ||||||
3.25 | ||||||||||
5 | Ratify BDO Deutsche Warentreuhand AG as Auditors for Fiscal 2007 | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Mgmt | ||||||
3.23b | ||||||||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Mgmt | ||||||
1.3a | ||||||||||
Vote Summary Report | ||||||||||
Jul 01, 2006 - Sep 30, 2006 | ||||||||||
5 Ivy International Growth | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
08/01/06 - S | Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | L00306107 | 03/24/06 | 87,000 | ||||||
1 | Amend Articles Re: Bearer Shares, Issuance of Bonds/Debentures, Procedures for Shareholder Meetings | For | Mgmt | |||||||
Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | ||||||||||
Vote Summary Report | ||||||||||
Jan 01, 2007 - Mar 31, 2007 | ||||||||||
5 Ivy International Growth | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
02/28/07 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/06 | 1,000 | ||||||
1 | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.3 | Elect Member of Audit Committee | For | For | Mgmt | ||||||
3 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
5 Ivy International Growth | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
06/06/07 - A | Bank of Cyprus Public Co. (frmly Bank of Cyprus Ltd.) | M1637D106 | 05/30/07 | 50,000 | ||||||
Ordinary Business | ||||||||||
1 | Approve Financial Statements and Distribution of Dividends | For | For | Mgmt | ||||||
1.3a | ||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Approve Directors Remuneration | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
Special Business | ||||||||||
Shareholder Resolution | ||||||||||
1 | Instructions and Authorizations of the Board of Directors to Elaborate and Discuss with Marfin Popular Bank Public Co Ltd the Terms and Sectors for a Strategic Cooperation Between the Two Banks | Against | Against | ShrHoldr | ||||||
3.5 per TAM | ||||||||||
Vote Summary Report | ||||||||||
Jul 01, 2006 - Sep 30, 2006 | ||||||||||
963 Ivy Pacific Opportunities | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
08/09/06 - A | AMINVESTMENT GROUP BHD | Y01254104 | None | 4 | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended March 31, 2006 | For | For | Mgmt | ||||||
2 | Approve Final Dividend of 8.5 Percent Less Tax for the Financial Year Ended March 31, 2006 | For | For | Mgmt | ||||||
3 | Approve Remuneration of Directors for the Financial Year Ended March 31, 2006 | For | For | Mgmt | ||||||
4 | Elect Azman Hashim as Director | For | For | Mgmt | ||||||
5 | Elect Izham Mahmud as Director | For | For | Mgmt | ||||||
6 | Elect Cheah Tek Kuang as Director | For | For | Mgmt | ||||||
7 | Elect Larry Gan Nyap Liou @ Gan Nyap Liow as Director | For | For | Mgmt | ||||||
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
08/09/06 - S | AMINVESTMENT GROUP BHD | Y01254104 | None | 4 | ||||||
1 | Approve Implementation of Shareholders' Ratification for Recurrent Related Party Transactions with AmcorpGroup Bhd. Group | For | For | Mgmt | ||||||
2 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with AmcorpGroup Bhd. Group | For | For | Mgmt | ||||||
3 | Approve Implementation of Shareholders' Ratification for Recurrent Related Party Transactions with AMDB Bhd. Group | For | For | Mgmt | ||||||
4 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with AMDB Bhd. Group | For | For | Mgmt | ||||||
5 | Approve Implementation of Shareholders' Ratification for Recurrent Related Party Transactions with AMMB Holdings Bhd. Group | For | For | Mgmt | ||||||
6 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with AMMB Holdings Bhd. Group | For | For | Mgmt | ||||||
7 | Approve Implementation of Shareholders' Ratification for Recurrent Related Party Transactions with Computer Systems Advisers (M) Bhd. Group | For | For | Mgmt | ||||||
8 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Computer Systems Advisers (M) Bhd. Group | For | For | Mgmt | ||||||
09/15/06 - A | Bharat Heavy Electricals Ltd. | Y0882L117 | 09/05/06 | 84,570 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Dividend of INR 2 Per Share | For | For | Mgmt | ||||||
3 | Reappoint V. Nayyar as Director | For | For | Mgmt | ||||||
4 | Reappoint N. Chaturvedi as Director | For | For | Mgmt | ||||||
5 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
6 | Appoint S.M. Dadlika as Director | For | For | Mgmt | ||||||
7 | Appoint A.K. Aggarwal as Director | For | For | Mgmt | ||||||
8 | Appoint M. Gupta as Director | For | For | Mgmt | ||||||
9 | Appoint S. Datta as Director | For | For | Mgmt | ||||||
10 | Appoint R.S. Sidhu as Director | For | For | Mgmt | ||||||
11 | Appoint Madhukar as Director | For | For | Mgmt | ||||||
12 | Appoint C.P. Singh as Director | For | For | Mgmt | ||||||
13 | Amend Articles of Association Re: Delegated Powers to the Board of Navratna Public Sector Enterprises | For | For | Mgmt | ||||||
08/21/06 - A | Bharti Airtel Ltd(frmly BHARTI TELE-VENTURES LTD) | Y0885K108 | None | 36,600 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Reappoint B. Currimjee as Director | For | For | Mgmt | ||||||
3 | Reappoint C.S. Koong as Director | For | For | Mgmt | ||||||
4 | Reappoint D. Cameron as Director | For | For | Mgmt | ||||||
5 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
6 | Appoint A. Lal as Director | For | For | Mgmt | ||||||
7 | Appoint G.J. Darby as Director | For | For | Mgmt | ||||||
8 | Appoint P. Donovan as Director | For | For | Mgmt | ||||||
9 | Appoint S.B. Imam as Director | For | For | Mgmt | ||||||
10 | Appoint A.B. Ram as Director | For | For | Mgmt | ||||||
11 | Appoint Y.C. Chang as Director | For | For | Mgmt | ||||||
09/04/06 - S | CHINA RESOURCES POWER HOLDINGS CO LTD | Y1503A100 | None | 1,600,000 | ||||||
1 | Approve Acquisition by China Resources Power Hldgs. Co. Ltd. (the Company) of 55.0 Percent Effective Interest in Fuyang China Resources Power Co., Ltd. from China Resources (Hldgs) Co. Ltd. (CRH) (Fuyang Acquisition) | For | For | Mgmt | ||||||
2 | Approve Acquisition by the company of 65.0 Percent Effective Interest in Yunnan China Resources Power (Honghe) Co., Ltd. from CRH (Yunpeng Acquisition) | For | For | Mgmt | ||||||
08/07/06 - S | HENG TAI CONSUMABLES GROUP LTD | G44035106 | None | 18,000,000 | ||||||
1 | Approve Acquisition by Fiorfie Trading Ltd. of 600,000 Ordinary Shares of $1 Each in the Issued Share Capital of Sunnning State Group Ltd. from Li Jun Yi | For | For | Mgmt | ||||||
2 | Approve Grant of Options to Lam Kwok Hing; Chu Ki; Fong Yiu Ming, Anson; and Lee Choi Lin, Joecy to Subscribe for 28.5 Million Shares, 28.5 Million Shares, 14.3 Million Shares, and 14.3 Million Shares, Respectively, in the Capital of the Company | For | Against | Mgmt | ||||||
09/06/06 - A | HIMAX TECHNOLOGIES INC *HIMX* | 43289P106 | 07/26/06 | 500,000 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | TO ADOPT THE 2005 AUDITED ACCOUNTS AND FINANCIAL REPORTS | For | For | Mgmt | ||||||
2 | TO RE-ELECT JORDAN WU AS A DIRECTOR PURSUANT TO ARTICLE 87 | For | For | Mgmt | ||||||
08/15/06 - A | LEE & MAN PAPER MANUFACTURING LTD | G5427W106 | None | 1,658,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2a | Approve Final Dividend | For | For | Mgmt | ||||||
2b | Reelect Lee Man Chun Raymond as Executive Director | For | For | Mgmt | ||||||
2c | Reelect Tan Siak Him Alexander as Executive Director | For | For | Mgmt | ||||||
2d | Reelect Li King Wai Ross as Executive Director | For | For | Mgmt | ||||||
2e | Authorize Board to Fix the Remuneration of Directors Not Exceeding HK$6 Million for the Year Ending Mar. 31, 2007 | For | For | Mgmt | ||||||
2f | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | ||||||
3b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Convertible Bonds | For | For | Mgmt | ||||||
07/20/06 - A | Macquarie Bank Ltd *MBL* | Q56993167 | 07/18/06 | 35,000 | ||||||
1 | Receive Financial Statements and Statutory Reports | None | None | Mgmt | ||||||
2 | Approve Remuneration Report | For | For | Mgmt | ||||||
3 | Elect HK McCann as Director | For | For | Mgmt | ||||||
4 | Elect LG Cox as Director | For | For | Mgmt | ||||||
5 | Elect SD Mayne as Director | Against | Against | ShrHoldr | ||||||
6 | Approve the Participation of AE Moss in the Macquarie Bank Employee Share Option Plan | For | For | Mgmt | ||||||
7 | Approve the Participation of MRG Johnson in the Macquarie Bank Employee Share Option Plan | For | For | Mgmt | ||||||
8 | Approve the Participation of LG Cox in the Macquarie Bank Employee Share Option Plan | For | For | Mgmt | ||||||
9 | Adopt New Constitution | For | For | Mgmt | ||||||
09/07/06 - A | NETEASE COM INC *NTES* | 64110W102 | 07/21/06 | 91,280 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | RE-ELECT WILLIAM DING AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
2 | RE-ELECT DONGHUA DING AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
3 | RE-ELECT LUN FENG AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
4 | RE-ELECT DENNY LEE AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
5 | RE-ELECT MICHAEL LEUNG AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
6 | RE-ELECT JOSEPH TONG AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
7 | RE-ELECT MICHAEL TONG AS A DIRECTOR TO SERVE FOR THE ENSUING YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND DULY QUALIFIED. | For | For | Mgmt | ||||||
8 | Ratify Auditors | For | For | Mgmt | ||||||
09/19/06 - A | Oil & Natural Gas Corporation Ltd. | Y64606117 | 09/14/06 | 200,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Dividends of INR 45 Per Share | For | For | Mgmt | ||||||
3 | Reappoint R.S. Sharma as Director | For | For | Mgmt | ||||||
4 | Reappoint A.K. Balyan as Director | For | For | Mgmt | ||||||
5 | Reappoint U.N. Bose as Director | For | For | Mgmt | ||||||
6 | Reappoint A. Chawla as Director | For | For | Mgmt | ||||||
7 | Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
8 | Authorize Capitalization of Reserves for Bonus Issue of Up to 713 Million New Equity Shares in the Proportion of One New Equity Share for Every Two Existing Equity Shares Held | For | For | Mgmt | ||||||
9 | Appoint R.K. Pachauri as Director | For | For | Mgmt | ||||||
10 | Appoint V.P. Singh as Director | For | For | Mgmt | ||||||
11 | Appoint P.K. Choudhury as Director | For | For | Mgmt | ||||||
12 | Appoint B.H. Dholakia as Director | For | For | Mgmt | ||||||
09/08/06 - S | REXCAPITAL FINANCIAL HOLDINGS LTD | G75549124 | None | 37,575,000 | ||||||
1 | Approve Issuance of 240 Million New Shares at a Price of HK$0.37 per Share for Settlement of the Consideration Payable by Genius Nation Ltd to Gain Silver Intl. Ltd in Relation to the Acquisition of the Entire Issued Capital of Happy Sun Technologies Ltd | For | For | Mgmt | ||||||
07/07/06 - S | Sembcorp Industries Limited | Y79711159 | None | 1,000,000 | ||||||
Special Business | ||||||||||
1 | Approve Capital Reduction of Up to SGD 270 Million to be Effected by a Cash Distribution to Shareholders of SGD 0.15 Per Ordinary Share Held | For | For | Mgmt | ||||||
07/28/06 - S | Singapore Telecommunications Ltd. | Y79985175 | None | 1,273,000 | ||||||
Special Business | ||||||||||
1 | Approve Reduction of Paid-Up Share Capital | For | For | Mgmt | ||||||
07/28/06 - S | Singapore Telecommunications Ltd. | Y79985175 | None | 1,273,000 | ||||||
1 | Amend Articles of Association | For | For | Mgmt | ||||||
2 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
3 | Approve SingTel Performance Share Plan | For | For | Mgmt | ||||||
4 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | For | For | Mgmt | ||||||
07/28/06 - A | Singapore Telecommunications Ltd. | Y79985175 | None | 1,273,000 | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports for the Financial Year Ended Mar. 31, 2006 | For | For | Mgmt | ||||||
2 | Declare First and Final Dividend of SGD 0.10 Per Share for the Financial Year Ended Mar. 31, 2006 | For | For | Mgmt | ||||||
3 | Reelect Graham John Bradley as Director | For | For | Mgmt | ||||||
4 | Reelect Chumpol NaLamlieng as Director | For | For | Mgmt | ||||||
5 | Reelect Lee Hsien Yang as Director | For | For | Mgmt | ||||||
6 | Approve Directors' Fees of SGD 1.5 Million for the Financial Year Ended Mar. 31, 2006 (2005: SGD 1.2 Million) | For | For | Mgmt | ||||||
7 | Appoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
8 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | ||||||
9 | Approve Issuance of Shares and Grant of Options Pursuant to the Singapore Telecom Share Option Scheme 1999 | For | For | Mgmt | ||||||
10 | Approve Issuance of Shares and Grant of Options Pursuant to the SingTel Performance Share Plan | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Oct 01, 2006 - Dec 31, 2006 | ||||||||||
963 Ivy Pacific Opportunities | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
10/16/06 - S | CHINA LIFE INSURANCE CO LTD | Y1477R204 | 09/15/06 | 1,000,000 | ||||||
Special Business | ||||||||||
1a | Approve Issuance of A Shares | For | For | Mgmt | ||||||
1b | Approve Issuance of Not More Than 1.5 Billion A Shares | For | For | Mgmt | ||||||
1c | Approve Nominal Value of Each A Share at RMB 1.0 Each | For | For | Mgmt | ||||||
1d | Approve Target Subscribers of A Shares | For | For | Mgmt | ||||||
1e | Approve Issue Price of A Shares | For | For | Mgmt | ||||||
1f | Approve Shanghai Stock Exchange as lace of Listing of A Shares | For | For | Mgmt | ||||||
1g | Approve Use of Proceeds from the A Share Issue | For | For | Mgmt | ||||||
1h | Approve Entitlement to Accumulated Retained Earnings of the Company of Existing and New Shareholders Whose Names Appear on the Register of Members of the Company after Completion of A Share Issue | For | For | Mgmt | ||||||
1i | Approve Effectivity of A Share Issue for a Period of 12 Months from the Date of Approval | For | For | Mgmt | ||||||
1j | Authorize Board to Determine and Deal with, at Their Discretion and Full Authority, Matters in Relation to the A Share Issue | For | Against | Mgmt | ||||||
1k | Authorize Board to Determine Matters in Relation to Strategic Investors | For | Against | Mgmt | ||||||
1l | Authorize Board to Execute All Documents and Do All Acts Necessary to Give Effect to A Share Issue | For | Against | Mgmt | ||||||
2 | Amend Articles Re: A Share Issuance | For | Against | Mgmt | ||||||
Ordinary Business | ||||||||||
3 | Adopt Procedural Rules of the Shareholders' General Meetings | For | For | Mgmt | ||||||
4 | Adopt Procedural Rules of the Board Meetings | For | For | Mgmt | ||||||
5 | Adopt Procedural Rules of the Supervisory Committee Meetings | For | For | Mgmt | ||||||
6 | Approve Establishment of the China Life Charity Fund | For | For | Mgmt | ||||||
12/29/06 - S | CHINA LIFE INSURANCE CO LTD | Y1477R204 | 11/29/06 | 1,000,000 | ||||||
1 | Approve Employee Share Incentive Plan | For | For | Mgmt | ||||||
2 | Elect Ngai Wai Fung as Independent Non-Executive Director | For | For | Mgmt | ||||||
11/22/06 - S | CHINA OILFIELD SERVICES LTD | Y15002101 | 10/23/06 | 5,800,000 | ||||||
Ordinary Business | ||||||||||
1 | Approve Stock Appreciation Rights Scheme | For | Against | Mgmt | ||||||
Special Business | ||||||||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | ||||||
2 | Amend Articles of Association | For | For | Mgmt | ||||||
12/11/06 - S | CHINA YURUN FOOD GROUP LTD | G21159101 | None | 5,000,000 | ||||||
1 | Approve Equity Interest Transfer Agreements for the Acquisitions of Guangyuan Furun, Handan Furun, Kaifeng Furun, Kaiyan Furun, Sichuan Furun, and Suzhou Furun | For | For | Mgmt | ||||||
12/20/06 - A | Comtech Group, Inc. *COGO* | 205821200 | 10/26/06 | 100,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
12/15/06 - A | HENG TAI CONSUMABLES GROUP LTD | G44035106 | 12/12/06 | 18,000,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2a | Reelect Chan Yuk, Foebe as Director | For | For | Mgmt | ||||||
2b | Reelect John Handley as Director | For | For | Mgmt | ||||||
2c | Reelect Poon Yiu Cheung, Newman as Director | For | For | Mgmt | ||||||
2d | Reelect Mak Yun Chu as Director | For | For | Mgmt | ||||||
2e | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
4 | Amend Articles Re: Removal of Directors | For | For | Mgmt | ||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | ||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
8 | Approve Issuance of Shares Pursuant to Share Option Scheme | For | Against | Mgmt | ||||||
12/15/06 - S | HENG TAI CONSUMABLES GROUP LTD | G44035106 | 12/12/06 | 18,000,000 | ||||||
1 | Approve Acquisition by Hurdle Ltd. of the Entire Equity Interest of Senox Co., Ltd. from Super Smart Resources Co., Ltd. and Pacific Link International Group Ltd. | For | For | Mgmt | ||||||
11/07/06 - S | Infosys Technologies Ltd | Y4082C133 | 11/03/06 | 90,000 | ||||||
1 | Approve Issuance of American Depositary Receipts with an Overseas Depositary Against Existing Equity Shares Held by Shareholders | For | For | Mgmt | ||||||
10/30/06 - A | IOI Corporation Berhad | Y41763106 | None | 535,700 | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2006 | For | For | Mgmt | ||||||
2 | Elect Lee Cheng Leang as Director | For | For | Mgmt | ||||||
3 | Elect Mohd Khalil b Dato' Hj Mohd Noor as Director | For | For | Mgmt | ||||||
4 | Elect Chan Fong Ann as Director | For | For | Mgmt | ||||||
5 | Approve Remuneration of Directors in the Amount of MYR 350,000 for the Financial Year Ended June 30, 2006 | For | For | Mgmt | ||||||
6 | Approve BDO Binder as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
9 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | ||||||
11/24/06 - S | IOI Corporation Berhad | Y41763106 | None | 700,700 | ||||||
1 | Authorize Issuance of $500 Million Nominal Value Five-Year Unsecured Guaranteed Exchangeable Bonds | For | For | Mgmt | ||||||
10/12/06 - A | KONGZHONG CORP *KONG* | 50047P104 | 08/23/06 | 300,000 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | APPROVAL TO RE-ELECT INDEPENDENT DIRECTOR HANHUI SUN, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
2 | APPROVAL TO ADOPT THE 2006 KONGZHONG EQUITY INCENTIVE PLAN, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
10/06/06 - S | LEE & MAN PAPER MANUFACTURING LTD | G5427W106 | None | 1,658,000 | ||||||
1 | Approve Connected Transactions and Relevant Annual Caps | For | For | Mgmt | ||||||
10/31/06 - S | Lion Diversified Hldgs Bhd (formerly Chocolate Products) | Y5306A118 | None | 2,000,000 | ||||||
1 | Approve Disposal by PRG Corp. Ltd., a Wholly-Owned Subsidiary of Lion Diversified Holdings Bhd., of 55.2 Million Shares in Parkson Retail Group Ltd. (Parkson) Via a Placement to Investors at a Price of HK$24.20 Per Parkson Share | For | For | Mgmt | ||||||
11/30/06 - A | Lion Diversified Hldgs Bhd (formerly Chocolate Products) | Y5306A118 | None | 2,000,000 | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2006 | For | For | Mgmt | ||||||
2 | Approve Final Dividend of MYR 0.05 Per Share Tax Exempt for the Financial Year Ended June 30, 2006 | For | For | Mgmt | ||||||
3 | Approve Remuneration of Directors in the Amount of MYR 188,000 for the Financial Year Ended June 30, 2006 | For | For | Mgmt | ||||||
4 | Elect William H.J. Cheng as Director | For | For | Mgmt | ||||||
5 | Elect George Leong Chee Fook as Director | For | For | Mgmt | ||||||
6 | Elect Murad Mohamed Hashim as Director | For | For | Mgmt | ||||||
7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
9 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | For | For | Mgmt | ||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
11/27/06 - A | Macquarie Infrastructure Group (Infrastructure Trust Of Austral *MIG* | Q5701N102 | 11/25/06 | 600,000 | ||||||
Agenda for Macquarie Infrastructure Trust (I) | ||||||||||
1 | Amend Constitution Re: Base Fee | For | For | Mgmt | ||||||
2 | Approve Issuance of Securities to the Responsible Entity and Macquarie Investment Management (UK) Ltd. | For | For | Mgmt | ||||||
3 | Approve Sale of the 50 Percent Interest of Macquarie Infrastructure Group in the US Tollroads to Macquarie Infrastructure Partners | For | For | Mgmt | ||||||
4 | Authorize Buyback of Up to 17.5 Percent of Macquarie Infrastructure Group Securities | For | For | Mgmt | ||||||
Agenda for Macquarie Infrastructure Trust (II) | ||||||||||
1 | Amend Constitution Re: Base Fee | For | For | Mgmt | ||||||
2 | Approve Issuance of Securities to the Responsible Entity and Macquarie Investment Management (UK) Ltd. | For | For | Mgmt | ||||||
3 | Approve Sale of the 50 Percent Interest of Macquarie Infrastructure Group in the US Tollroads to Macquarie Infrastructure Partners | For | For | Mgmt | ||||||
4 | Authorize Buyback of Up to 17.5 Percent of Macquarie Infrastructure Group Securities | For | For | Mgmt | ||||||
Agenda for Macquarie Infrastructure Group International Ltd. | ||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3 | Elect Jeffrey Conyers as Director | For | For | Mgmt | ||||||
4 | Approve Issuance of Securities to the Responsible Entity and Macquarie Investment Management (UK) Ltd. | For | For | Mgmt | ||||||
5 | Approve Sale of the 50 Percent Interest of Macquarie Infrastructure Group in the US Tollroads to Macquarie Infrastructure Partners | For | For | Mgmt | ||||||
11/01/06 - S | Petrochina Company Limited | Y6883Q104 | 10/03/06 | 5,026,000 | ||||||
1 | Approve Continuing Connected Transactions Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement | For | For | Mgmt | ||||||
2 | Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc. | For | For | Mgmt | ||||||
3 | Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd. | For | For | Mgmt | ||||||
4 | Approve Revision of Existing Annual Caps in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp. | For | For | Mgmt | ||||||
5 | Amend Articles Re: Scope of Business | For | For | Mgmt | ||||||
10/25/06 - A | Shanda Interactive Entertainment Limited *SNDA* | 81941Q203 | 09/14/06 | 100,000 | ||||||
1 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: CHEN TIANQIAO | For | For | Mgmt | ||||||
2 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: TANG JUN | For | For | Mgmt | ||||||
3 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: CHEN DANIAN | For | For | Mgmt | ||||||
4 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: LUO QIANQIAN | For | For | Mgmt | ||||||
5 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: XIONG CHENGYU | For | For | Mgmt | ||||||
6 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: HUANG JINGSHENG | For | For | Mgmt | ||||||
7 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: BRUNO WU | For | For | Mgmt | ||||||
8 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: TAN QUNZHAO | For | For | Mgmt | ||||||
9 | ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR: ZHANG YONG | For | For | Mgmt | ||||||
12/07/06 - A | Sun Hung Kai Properties Ltd. | Y82594121 | 11/29/06 | 283,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3a1 | Reelect Sze-yuen Chung as Director | For | For | Mgmt | ||||||
3a2 | Reelect Po-shing Woo as Director | For | For | Mgmt | ||||||
3a3 | Reelect Kwan Cheuk-yin, William as Director | For | For | Mgmt | ||||||
3a4 | Reelect Lo Chiu-chun, Clement as Director | For | For | Mgmt | ||||||
3a5 | Reelect Kwok Ping-kwong, Thomas as Director | For | For | Mgmt | ||||||
3b | Approve Remuneration of HK$100,000 to Each Director, HK$110,000 to Each Vice-Chairman and HK$120,000 to the Chairman for the Year Ending June 30, 2007 | For | For | Mgmt | ||||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | ||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
10/30/06 - S | TAIWAN FERTILIZER | Y84171100 | 09/30/06 | 1,500,000 | ||||||
Elect Directors by Cumulative Voting | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||
1.1 | Elect Ching-Lung Lee, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 --- Against | |||||||||
1.2 | Elect Chen-Yao Tai, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 --- Against | |||||||||
1.3 | Elect Wan-Hsiang Hsu, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 --- Against | |||||||||
1.4 | Elect Chi-Chang Chen, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 --- Against | |||||||||
1.5 | Elect Shue-Cheng Lin, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 --- Against | |||||||||
1.6 | Elect Lung-Chu Chang, a Representative of Yuxing Investment Co. Ltd., as Director with Shareholder No. 72524 --- | |||||||||
Elect Supervisors by Cumulative Voting | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||
1.7 | Elect Dun-Hou Tsai, a Representative of the Council of Agriculture, as Supervisor with Shareholder No. 173116 --- Against | |||||||||
1.8 | Elect Alice Huang, a Representative of the Council of Agriculture, as Supervisor with Shareholder No. 173116 --- | |||||||||
12/14/06 - A | VIMICRO INTERNATIONAL CORPORATION *VIMC* | 92718N109 | 11/13/06 | 168,700 | ||||||
Meeting for ADR Holders | ||||||||||
1 | RESOLUTION AS SET OUT IN PARAGRAPH 1 OF THE NOTICE OF ANNUAL GENERAL MEETING. | For | For | Mgmt | ||||||
12/28/06 - S | Yuanta Core Pacific Securities Co. | Y98639100 | 11/28/06 | 4,000,000 | ||||||
1 | Approve Merger with Fuhwa Financial Holding Co. Ltd. | For | For | Mgmt | ||||||
2 | Other Business | For | For | Mgmt | ||||||
12/28/06 - S | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | Y0004F105 | 11/27/06 | 1,200,000 | ||||||
1 | Approve Connected Transaction Framework Agreement for 2007 | For | For | Mgmt | ||||||
2 | Approve Renewal of Continuing Connected Transactions for 2007 to 2009 | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Jan 01, 2007 - Mar 31, 2007 | ||||||||||
963 Ivy Pacific Opportunities | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
03/28/07 - A | Banpu Public Company Ltd. | Y0697Z111 | 03/08/07 | 650,000 | ||||||
1 | Approve Minutes of Previous AGM | For | For | Mgmt | ||||||
2 | Acknowledge 2006 Performance Results | For | For | Mgmt | ||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
4 | Approve Allocation of Income and Payment of Dividend | For | For | Mgmt | ||||||
5 | Elect Directors | For | For | Mgmt | ||||||
5.2 | Approve Remuneration of Directors | For | For | Mgmt | ||||||
6 | Approve PricewaterhouseCoopers ABAS Ltd. as Auditors and Fix Their Remuneration | For | For | Mgmt | ||||||
7 | Other Business | None | Abstain | Mgmt | ||||||
01/31/07 - S | * CHINA OILFIELD SERVICES LTD | Y15002101 | 01/01/07 | 5,800,000 | ||||||
Special Business | ||||||||||
1 | Authorize Issuance of Bonds Not Exceeding the Aggregate Amount of RMB 2.0 Billion | For | For | Mgmt | ||||||
01/22/07 - S | * China Petroleum & Chemical Corp. | Y15010104 | 12/22/06 | 6,000,000 | ||||||
Special Business | ||||||||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
2 | Approve Issuance of Up to $1.5 Billion Convertible Bonds within 12 Months from the Date of Approval | For | For | Mgmt | ||||||
3 | Authorize Board to Deal with All Matters in Connection with the Issuance of Convertible Bonds | For | For | Mgmt | ||||||
4 | Approve Issuance of Up to RMB 10 Billion Domestic Corporate Bonds within 12 Months from the Date of Approval | For | For | Mgmt | ||||||
5 | Authorize Board to Deal with All Matters in Connection with the Issuance of Domestic Corporate Bonds | For | For | Mgmt | ||||||
03/15/07 - A | Daegu Bank | Y1859G115 | 12/31/06 | 280,000 | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 565 Per Share | For | For | Mgmt | ||||||
2 | Amend Articles of Incorporation to Increase Number of Independent Non-Executive Directors and to Set Audit Committee Member's Term | For | For | Mgmt | ||||||
3 | Elect Three Independent Non-Executive Directors | For | For | Mgmt | ||||||
4 | Elect Members of Audit Committee | For | For | Mgmt | ||||||
5 | Approve Stock Option Grants | For | For | Mgmt | ||||||
03/09/07 - A | Daelim Industrial Co. | Y1860N109 | 12/31/06 | 50,000 | ||||||
1 | Approve Appropriation of Income and Dividends of KRW 1350 Per Common Share | For | For | Mgmt | ||||||
2 | Amend Articles of Incorporation to Reduce the Maximum Number of Directors on Board and to Require Quarterly Board Meetings | For | For | Mgmt | ||||||
3 | Elect Seven Directors | For | For | Mgmt | ||||||
4 | Elect Three Members of Audit Committee | For | For | Mgmt | ||||||
5 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
02/28/07 - S | DVN (HLDGS) LTD | G2885N124 | 02/27/07 | 8,770,000 | ||||||
1 | Approve Allotment and Issuance of 50.0 Million Shares at HK$2.85 Pursuant to a Subscription Agreement with Ko Chun Shun, Johnson or His Nominee | For | For | Mgmt | ||||||
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
02/15/07 - S | * ENERCHINA HOLDINGS LTD | G30392131 | None | 56,718,000 | ||||||
1 | Approve Acquisition by Panva Gas Hldgs Ltd of the Entire Issued Share Capital of Each of Hong Kong & China Gas (Qingdao) Ltd, Hong Kong & China Gas (Zibo) Ltd, Hong Kong & China Gas (Yantai) Ltd, and Five Other Companies | For | For | Mgmt | ||||||
03/21/07 - S | Genting Berhad | Y26926116 | None | 360,000 | ||||||
Ordinary Business | ||||||||||
1 | Approve Share Split Involving the Subdivision of Every One Existing Share of MYR 0.50 Each into Five Shares of MYR 0.10 Each | For | For | Mgmt | ||||||
Special Business | ||||||||||
1 | Amend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital | For | For | Mgmt | ||||||
03/26/07 - A | Gujarat Ambuja Cements Ltd. | Y2943F147 | None | 1,397,994 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
2 | Approve Dividends of INR 3.30 Per Share | For | For | Mgmt | ||||||
3 | Reappoint R. Chitale as Director | For | For | Mgmt | ||||||
4 | Reappoint M.L. Bhakta as Director | For | For | Mgmt | ||||||
5 | Reappoint N. Munjee as Director | For | For | Mgmt | ||||||
6 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
7 | Appoint M. Akermann as Director | For | For | Mgmt | ||||||
8 | Appoint P. Hugentobler as Director | For | For | Mgmt | ||||||
9 | Appoint N. Kumar as Director | For | For | Mgmt | ||||||
10 | Appoint S. Haribhakti as Director | For | For | Mgmt | ||||||
11 | Appoint O. Goswami as Director | For | For | Mgmt | ||||||
12 | Change Company Name to Ambuja Cements Limited | For | For | Mgmt | ||||||
13 | Approve Employee Stock Option Scheme 2007 (ESOP 2007) | For | For | Mgmt | ||||||
14 | Approve Stock Option Plan Grants to Employees of Subsidiaries Under the ESOP 2007 | For | For | Mgmt | ||||||
15 | Amend Stock Option Schemes Re: Unexercised Stock Options | For | For | Mgmt | ||||||
16 | Approve Appointment and Remuneration of A. Singhvi, Managing Director | For | For | Mgmt | ||||||
03/23/07 - A | * Hana Financial Group Inc. | Y29975102 | 12/31/06 | 230,000 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | ||||||
2 | Approve Appropriation of Income and Dividend of KRW 450 Per Share | For | For | Mgmt | ||||||
3 | Amend Articles of Incorporation | For | For | Mgmt | ||||||
4 | Elect Directors | For | Against | Mgmt | ||||||
4.2 | Elect Three Members of Audit Committee | For | For | Mgmt | ||||||
5 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
6 | Approve Stock Option Grants | For | For | Mgmt | ||||||
03/29/07 - A | Hynix Semiconductor Inc. (frmrly. Hyundai Electronic Ind.) | Y3817W109 | 12/31/06 | 140,000 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | ||||||
2 | Elect Six Directors | For | For | Mgmt | ||||||
3 | Elect Four Members of Audit Committee | For | For | Mgmt | ||||||
4 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/09/07 - A | Hyundai Mobis | Y3849A109 | 12/31/06 | 40,000 | ||||||
1 | Approve Appropriation of Income and Dividends of KRW 1250 Per Common Share | For | For | Mgmt | ||||||
2 | Amend Articles of Incorporation to Reduce Business Objectives, to Require Shareholder Approval on Share Issuances, to Reduce Board Maximum Size, and to Increase Staggered Board | For | Against | Mgmt | ||||||
3 | Elect Directors | For | Against | Mgmt | ||||||
4 | Elect Members of Audit Committee | For | For | Mgmt | ||||||
5 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/09/07 - A | Hyundai Motor Co. | Y38472109 | 12/31/06 | 36,700 | ||||||
1 | Approve Appropriation of Income and Dividends of KRW 1000 Per Common Share | For | For | Mgmt | ||||||
2 | Amend Articles of Incorporation to Shorten Share Registry Cancellation Period and to Allow Sub-Committees | For | For | Mgmt | ||||||
3 | Elect Three Directors | For | For | Mgmt | ||||||
4 | Elect Three Members of Audit Committee | For | For | Mgmt | ||||||
5 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/26/07 - C | IDEA CELLULAR LTD | Y3857E100 | None | 567,707 | ||||||
Court-Ordered Meeting for Shareholders | ||||||||||
1 | Approve Scheme of Amalgamation of Bhagalaxmi Investments Pvt Ltd, Sapte Investments Pvt Ltd, Asian Telephone Services Ltd, Vsapte Investments Pvt Ltd, BTA Cellcom Ltd, Idea Mobile Communications Ltd, and Idea Telecommunications Ltd with Idea Cellular Ltd | For | For | Mgmt | ||||||
03/23/07 - A | * Kookmin Bank | Y4822W100 | 12/31/06 | 143,000 | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 3650 Per Share | For | For | Mgmt | ||||||
2 | Elect Jacques P.M. Kemp as Independent Non-Executive Director | For | For | Mgmt | ||||||
3 | Elect Four Members of Audit Committee | For | For | Mgmt | ||||||
4 | Approve Stock Options Previous Granted by Board | For | For | Mgmt | ||||||
5 | Approve Stock Option Grants | For | For | Mgmt | ||||||
03/16/07 - A | * Kyeryong Construction Industrial Co. Ltd. | Y5074U106 | 12/31/06 | 90,000 | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 850 Per Share | For | For | Mgmt | ||||||
2 | Elect Three Directors | For | For | Mgmt | ||||||
3 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
4 | Approve Limit on Remuneration of Auditor | For | For | Mgmt | ||||||
03/16/07 - A | LG Chem Ltd. | Y52758102 | 12/31/06 | 44,900 | ||||||
1 | Approve Appropriation of Income and Dividends of KRW 1000 Per Common Share | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
3 | Elect Members of Audit Committee | For | For | Mgmt | ||||||
4 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/09/07 - A | Lotte Shopping Co. | 54569T106 | 12/29/06 | 160,000 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | APPROVAL OF NON-CONSOLIDATED BALANCE SHEET, NON-CONSOLIDATED INCOME STATEMENT AND NON-CONSOLIDATED STATEMENT OF APPROPRIATIONS OF RETAINED EARNINGS FOR FISCAL YEAR 2006, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | Against | Mgmt | ||||||
2 | APPROVAL OF THE APPOINTMENT OF A DIRECTOR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | Against | Mgmt | ||||||
3 | APPROVAL OF THE REMUNERATION LIMIT FOR DIRECTORS FOR FISCAL YEAR 2007, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | Against | Mgmt | ||||||
02/15/07 - S | * PANVA GAS HOLDINGS LTD | G6890L106 | None | 3,694,000 | ||||||
1 | Approve Sale and Purchase Agreement between the Company, The Hong Kong and China Gas Company Ltd and Hong Kong & China Gas (China) Ltd (HK&CG(China)) in Relation to the Acquisition of the Entire Issued Share Capital of Eight Companies from HK&CG(China) | For | For | Mgmt | ||||||
2 | Waive Requirement for Mandatory Offer to All Shareholders | For | For | Mgmt | ||||||
3 | Reelect Zhang Ke as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | ||||||
01/26/07 - S | * PT Telekomunikasi Indonesia Tbk | Y71474137 | None | 3,450,000 | ||||||
1 | Amend Employeee and Management Stock Option Plan to Use Treasury Shares | For | For | Mgmt | ||||||
02/28/07 - S | PT Telekomunikasi Indonesia Tbk | Y71474137 | 02/12/07 | 3,450,000 | ||||||
1 | Amend Retirement Plan | For | Against | Mgmt | ||||||
2 | Amend Utilization of Repurchased Shares | For | For | Mgmt | ||||||
3 | Approve Stock Option Plan | For | For | Mgmt | ||||||
4 | Elect Commissioners | For | For | Mgmt | ||||||
5 | Elect Directors | For | For | Mgmt | ||||||
02/28/07 - A | Samsung Electronics Co. Ltd. | Y74718100 | 12/31/06 | 19,450 | ||||||
1 | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
2.3 | Elect Member of Audit Committee | For | For | Mgmt | ||||||
3 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/09/07 - A | Shinsegae Co. (Formerly Shinsegae Department Store) | Y77538109 | 12/31/06 | 5,000 | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 1250 Per Share | For | For | Mgmt | ||||||
2 | Elect Directors | For | For | Mgmt | ||||||
3 | Elect Members of Audit Committee | For | For | Mgmt | ||||||
4 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
03/09/07 - A | SK Telecom | Y4935N104 | 12/31/06 | 15,000 | ||||||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 7000 Per Share | For | For | Mgmt | ||||||
2 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
3 | Elect Directors | For | For | Mgmt | ||||||
3.2 | Elect Member of Audit Committee | For | For | Mgmt | ||||||
03/19/07 - S | * Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) | Y9586L109 | None | 2,050,000 | ||||||
1 | Approve Acquisition of All the Issued Ordinary Shares in PBB Oil Palms Bhd not Owned by the Company and Allotment and Issuance of Up to 1.0 Billion Ordinary Shares in the Capital of the Company as Consideration | For | For | Mgmt | ||||||
03/13/07 - S | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | Y0004F105 | 11/27/06 | 800,000 | ||||||
1 | Approve Connected Transaction Framework Agreement for 2007 and Annual Caps | For | For | Mgmt | ||||||
2 | Approve Renewal of Continuing Connected Transactions for 2007 to 2009 and Annual Caps | For | For | Mgmt | ||||||
3 | Approve Adoption of the Phase I of the Share Incentive Scheme | For | For | Mgmt | ||||||
4a | Approve Grant and Issue of 10,000 Subject Shares to Each of Xie Weiliang and Dong Lianbo, Respectively, Pursuant to the Phase I of the Share Incentive Scheme | For | For | Mgmt | ||||||
4b | Approve Grant and Issue of 10,000 Subject Shares to Zhang Junchao Pursuant to the Phase I of the Share Incentive Scheme | For | For | Mgmt | ||||||
4c | Approve Grant and Issue of Subject Shares to Directors and Senior Management Other than Xie Weiliang, Dong Lianbo, and Zhang Junchao Pursuant to the Phase I of the Share Incentive Scheme | For | For | Mgmt | ||||||
5 | Authorize Board to Deal with Certain Matters Regarding the Phase I of the Share Incentive Scheme | For | For | Mgmt | ||||||
03/30/07 - S | * ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | Y0004F105 | 02/27/07 | 800,000 | ||||||
1a | Elect Hou Weigui as Non-Independent Director | For | Against | Mgmt | ||||||
1b | Elect Wang Zongyin as Non-Independent Director | For | For | Mgmt | ||||||
1c | Elect Xie Weiliang as Non-Independent Director | For | For | Mgmt | ||||||
1d | Elect Zhang Junchao as Non-Independent Director | For | For | Mgmt | ||||||
1e | Elect Li Juping as Non-Independent Director | For | For | Mgmt | ||||||
1f | Elect Dong Lianbo as Non-Independent Director | For | For | Mgmt | ||||||
1g | Elect Yin Yimin as Non-Independent Director | For | For | Mgmt | ||||||
1h | Elect Shi Lirong as Non-Independent Director | For | For | Mgmt | ||||||
1i | Elect He Shiyou as Non-Independent Director | For | For | Mgmt | ||||||
1j | Elect Zhu Wuxiang as Independent Director | For | For | Mgmt | ||||||
1k | Elect Chen Shaohua as Independent Director | For | For | Mgmt | ||||||
1l | Elect Qiao Wenjun as Independent Director | For | For | Mgmt | ||||||
1m | Elect Mi Zhengkun as Independent Director | For | For | Mgmt | ||||||
1n | Elect Li Jin as Independent Director | For | For | Mgmt | ||||||
2a | Elect Qu Deqian as Supervisor Representing Shareholders | For | For | Mgmt | ||||||
2b | Elect Wang Yan as Supervisor Representing Shareholders | For | For | Mgmt | ||||||
3 | Approve Adjustment of Directors' Allowances | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
963 Ivy Pacific Opportunities | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
05/11/07 - A | Actions Semiconductor Company Ltd *ACTS* | 00507E107 | 04/13/07 | 220,800 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | RE-ELECTION OF CLASS I DIRECTORS. | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | ADOPTION OF A SHARE- BASED INCENTIVE PLAN. | For | Against | Mgmt | ||||||
4.1 Board can increase # of shares available without shareholder approval. | ||||||||||
06/07/07 - A | AGILE PROPERTY HOLDINGS LTD | G01198103 | 06/01/07 | 2,380,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Chan Cheuk Hung as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Chan Cheuk Nam as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Cheung Wing Yui as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Authorize the Remuneration Committee to Fix the Remuneration of Executive Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Approve Remuneration of HK$262,500 for Each Independent Non-Executive Director for the Year Ending 2007 | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Amend Articles Re: Appointment, Removal and Retirement by Rotation of Directors | For | For | Mgmt | ||||||
3.23c | ||||||||||
06/08/07 - A | Anhui Conch Cement Company Ltd | Y01373102 | 05/08/07 | 54,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reappoint KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as PRC and Hong Kong Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Elect Guo Wensan as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Elect Yu Biao as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6c | Elect Guo Jingbin as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6d | Elect Li Shunan as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6e | Elect Ren Yong as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6f | Elect Kang Huan as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6g | Elect Chan Yuk Tong as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6h | Elect Ding Meicai as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6i | Elect Wang Jun as Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
6j | Elect Wang Yanmou as Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Approve Provision of Bank Loan Guarantee by the Company for its Subsidiaries | For | Against | Mgmt | ||||||
3.5 Per Frederick Jiang. The company did not provide sufficient information with respect to the use of proceeds for the subsidiaries' bank loans. | ||||||||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
06/13/07 - A | Asustek Computer Inc. | Y04327105 | 04/14/07 | 653,500 | ||||||
1 | Amend Rules and Procedures Regarding Shareholder Meeting | For | Against | Mgmt | ||||||
3.23c No Information | ||||||||||
2 | Accept 2006 Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
1.3a | ||||||||||
5 | Amend Articles of Association | For | Against | Mgmt | ||||||
3.23c No Information | ||||||||||
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
7 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipts | For | For | Mgmt | ||||||
1.3a | ||||||||||
8 | Other Business | For | Against | Mgmt | ||||||
7.7a See Policy | ||||||||||
06/13/07 - A | AU Optronics Corp | 002255107 | 04/13/07 | 436,580 | ||||||
Meeting for Holders of ADR's | ||||||||||
1 | ACCEPTANCE OF THE 2006 BUSINESS REPORT AND FINANCIAL STATEMENTS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | ACCEPTANCE OF THE PROPOSAL FOR DISTRIBUTION OF 2006 PROFITS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | APPROVAL OF THE CAPITALIZATION OF 2006 STOCK DIVIDENDS AND EMPLOYEE STOCK BONUS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | APPROVAL OF THE REVISIONS TO ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
3.23b | ||||||||||
5 | APPROVAL OF THE REVISIONS TO THE GUIDELINES FOR ACQUISITION OR DISPOSITION OF ASSETS , OPERATING GUIDELINES FOR ENDORSEMENTS AND GUARANTEES , AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
3.23b | ||||||||||
6 | ELECTION OF DIRECTOR: VIVIEN HUEY-JUAN HSIEH, INDEPENDENT DIRECTOR. | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | ELECTION OF DIRECTOR: CHIEH-CHIEN CHAO, INDEPENDENT DIRECTOR. | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | ELECTION OF DIRECTOR: TZE-KAING YANG, INDEPENDENT DIRECTOR. | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | ELECTION OF DIRECTOR: KUEN-YAO (KY) LEE. | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | ELECTION OF DIRECTOR: HSUAN BIN (HB) CHEN. | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | ELECTION OF DIRECTOR: HUI HSIUNG. | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | ELECTION OF DIRECTOR: CHENG-CHU FAN - REPRESENTATIVE OF BENQ CORPORATION. | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | ELECTION OF DIRECTOR: LAI-JUH CHEN - REPRESENTATIVE OF BENQ CORPORATION. | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | ELECTION OF DIRECTOR: CHING-SHIH HAN - REPRESENTATIVE OF CHINA DEVELOPMENT INDUSTRIAL BANK. | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | APPROVAL TO RELEASE THE DIRECTORS FROM NON-COMPETITION RESTRICTIONS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||
99 | ||||||||||
04/12/07 - A | Bangkok Bank Public Co. Ltd | Y0606R119 | 03/23/07 | 552,200 | ||||||
1 | Approve Minutes of Previous AGM | For | For | Mgmt | ||||||
2.14a | ||||||||||
2 | Acknowledge 2006 Operating Results | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Acknowledge Audit Committee Report | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
5 | Approve Allocation of Income and Payment of Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
6 | Elect Directors | For | For | Mgmt | ||||||
6.1 | Reelect Chatri Sophonpanich as Director --- For | |||||||||
2.6a | ||||||||||
6.2 | Reelect Piti Sithi-Amnuai as Director --- For | |||||||||
2.6a | ||||||||||
6.3 | Reelect Amorn Chandarasomboon as Director --- For | |||||||||
2.6a | ||||||||||
6.4 | Reelect Thamnoon Laukaikul as Director --- For | |||||||||
2.6a | ||||||||||
6.5 | Reelect Prasong Uthaisangchai as Director --- For | |||||||||
2.6a | ||||||||||
6.6 | Reelect Singh Tangtatswas as Director --- For | |||||||||
2.6a | ||||||||||
7 | Elect Directors | For | For | Mgmt | ||||||
7.1 | Elect Phornthep Phornprapha as New Director --- For | |||||||||
2.6a | ||||||||||
7.2 | Elect Gasinee Witoonchart as New Director --- For | |||||||||
2.6a | ||||||||||
8 | Acknowledge Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
9 | Approve Deloitte Touche Tohmatsu Jaiyos as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Authorize Issuance of Bonds not exceeding THB 150 Billion or its Equivalent in Other Currency | For | For | Mgmt | ||||||
99 | ||||||||||
11 | Other Business | For | Against | Mgmt | ||||||
7.7a | ||||||||||
05/17/07 - S | Beijing Enterprises Holdings | Y07702106 | None | 1,200,000 | ||||||
1 | Approve Acquisition of the Entire Issued Share Capital of Beijing Gas Group (BVI) Co., Ltd. from Beijing Enterprises Group (BVI) Co. Ltd. and Issuance of 411.3 Million Ordinary Shares of HK$0.10 Each as Part of the Consideration for the Acquisition | For | For | Mgmt | ||||||
3.5 per FJ | ||||||||||
06/21/07 - A | Beijing Enterprises Holdings | Y07702106 | 06/14/07 | 1,538,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Reelect Li Fu Cheng as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Reelect Liu Kai as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Reelect Lei Zhen Gang as Director | For | For | Mgmt | ||||||
2.6a Appointed June 27, 2006 | ||||||||||
3d | Reelect Jiang Xin Hao as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3e | Reelect Tam Chun Fai as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3f | Reelect Lau Hon Chuen, Ambrose as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3g | Reelect Wu Jiesi as Director | For | Against | Mgmt | ||||||
2.6b Attendance less than 75% | ||||||||||
3h | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
04/30/07 - S | Bharat Heavy Electricals Ltd. | Y0882L117 | None | 100,000 | ||||||
1 | Approve Increase in Authorized Capital to INR 20 Billion Divided into 2 Billion Equity Shares of INR 10 Each | For | For | Mgmt | ||||||
3.6 | ||||||||||
2 | Amend Article 4-A of the Articles of Association to Reflect Increase in Authorized Capital | For | For | Mgmt | ||||||
3.23c | ||||||||||
3 | Amend Article 86A of the Articles of Association Re: Capitalization of Reserves | For | For | Mgmt | ||||||
3.23c | ||||||||||
4 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One Bonus Share for Every One Existing Equity Share Held | For | For | Mgmt | ||||||
3.6 | ||||||||||
06/29/07 - A | Canadian Solar Inc. *CSIQ* | 136635109 | 06/06/07 | 250,000 | ||||||
1 | Elect Shawn Qu, Bing Zhu, Arthur Chien, Lars-Eric Johansson, Robert McDermott as Directors | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
06/15/07 - A | CATHAY FINANCIAL HOLDING CO., LTD. | Y11654103 | 04/16/07 | 2,145,662 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Amend Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
5 | Amend Election Rules of Directors and Supervisors | For | For | Mgmt | ||||||
3.23b | ||||||||||
6 | Elect Directors | For | Against | Mgmt | ||||||
2.6b No Information | ||||||||||
7 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Mgmt | ||||||
99 | ||||||||||
05/17/07 - A | Cheung Kong (Holdings) Limited | Y13213106 | 05/09/07 | 450,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Elect Ip Tak Chuen, Edmond as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Elect Woo Chia Ching, Grace as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Elect Chiu Kwok Hung, Justin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Elect Chow Kun Chee, Roland as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3e | Elect Yeh Yuan Chang, Anthony as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3f | Elect Chow Nin Mow, Albert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3g | Elect Wong Yick-ming, Rosanna as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3h | Elect Kwan Chiu Yin, Robert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Amend Articles Re: Appointment of Directors | For | For | Mgmt | ||||||
3.23b | ||||||||||
05/22/07 - A | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | None | 1,505,000 | ||||||
1 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Ning Gaoning as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Yu Xubo as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Lu Jun as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Reelect Yue Guojun as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2e | Reelect Chi Jingtao as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2f | Reelect Ma Wangjun as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2g | Reelect Lam Wai Hon, Ambrose as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2h | Reelect Shi Yuanchun as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2i | Reelect Victor Yang as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2j | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
4c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
06/15/07 - A | CHINA BLUECHEMICAL LTD | Y14251105 | 06/15/07 | 7,604,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Proposal for Distribution of Profit and Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reappoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve Budget Proposals for the Year 2007 | For | For | Mgmt | ||||||
3.24 | ||||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
8 | Other Business (Voting) | For | Against | Mgmt | ||||||
7.7a See Policy | ||||||||||
06/15/07 - A | * CHINA MERCHANTS BANK CO LTD | Y14896115 | 05/15/07 | 2,000,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Board of Supervisors | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Audited Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Accept Final Financial Report | For | For | Mgmt | ||||||
3.24 | ||||||||||
5 | Approve Profit Appropriations Plan Including the Distribution of Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
7a | Reelect Qin Xiao as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7b | Reelect Fu Yuning as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7c | Reelect Li Yinquan as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7d | Reelect Huang Dazhan as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7e | Elect Ding An Hua, Edward as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7f | Reelect Wei Jiafu as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7g | Reelect Sun Yueying as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7h | Reelect Wang Daxiong as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7i | Reelect Fu Junyuan as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7j | Reelect Ma Weihua as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7k | Elect Zhang Guanghua as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7l | Elect Li Hao as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7m | Reelect Wu Jiesi as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7n | Elect Yan Lan as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7o | Elect Song Lin as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7p | Reelect Chow Kwong Fai, Edward as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7q | Reelect Liu Yongzhang as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7r | Reelect Liu Hongxia as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7s | Elect Hong Xiaoyuan as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8a | Reelect Zhu Genlin as Shareholder Representative Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
8b | Reelect Chen Haoming as Shareholder Representative Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
8c | Elect Dong Xiande as Shareholder Representative Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
8d | Elect Li Jiangning as Shareholder Representative Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
8e | Reelect Shi Jiliang as External Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
8f | Reelect Shao Ruiqing as External Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Accept Duty Performance and Cross-Evaluation Reports of Independent Non-Executive Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
10 | Accept Assessment Report on the Duty Performance of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
11 | Accept Duty Performance and Cross-Evaluation Reports of External Supervisors | For | For | Mgmt | ||||||
3.24 | ||||||||||
12 | Accept Related Party Transaction Report | For | For | Mgmt | ||||||
3.24 | ||||||||||
05/16/07 - A | China Mobile (Hong Kong) Limited | Y14965100 | 05/11/07 | 700,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2a | Approve Final Dividend | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
2b | Approve Special Dividend | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3a | Reelect Wang Jianzhou as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3b | Reelect Li Yue as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3c | Reelect Zhang Chenshuang as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3d | Reelect Frank Wong Kwong Shing as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3e | Reelect Paul Michael Donovan as Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
Item 3.21a | ||||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
06/06/07 - A | CHINA OILFIELD SERVICES LTD | Y15002101 | 06/06/07 | 7,300,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Annual Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Budget for Fiscal Year 2007 | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Accept Report of the Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
5 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
6 | Reelect Non-Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reappoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Adopt Procedural Rules of the Shareholders' General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
9 | Adopt Procedural Rules of the Board Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
10 | Adopt Procedural Rules of the Supervisory Committee | For | For | Mgmt | ||||||
3.23b | ||||||||||
11 | Adopt Decision-Making Procedures on Connected Transactions | For | For | Mgmt | ||||||
3.23b | ||||||||||
12a | Approve Issuance of A Shares (A Share Issue) | For | For | Mgmt | ||||||
3.9b | ||||||||||
12b | Approve Issuance of Not More Than 820.0 Million A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12c | Approve Nominal Value of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12d | Approve Target Subscribers of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12e | Approve Issue Price of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12f | Approve Shanghai Stock Exchange as Place of Listing of A Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
12g | Approve Use of Proceeds from the A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
12h | Approve Accumulated Retained Earnings Entitlement | For | For | Mgmt | ||||||
3.18 | ||||||||||
12i | Approve Effective Date and Duration of the A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
12j | Authorize Board to Determine and Deal with Matters in Relation to the A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
12k | Authorize Board to Sign or Execute All Necessary Documents in Relation to the A Share Issue and Handle Registration Requirements after the Completion of the A Share Issue | For | For | Mgmt | ||||||
2.14b | ||||||||||
13 | Amend Articles Re: A Share Issue | For | For | Mgmt | ||||||
3.23b | ||||||||||
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
15 | Amend Articles Re: Legal Representative of the Company | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/06/07 - S | CHINA OILFIELD SERVICES LTD | Y15002101 | 05/04/07 | 7,300,000 | ||||||
Special Business | ||||||||||
1 | Approve Issuance of Up to 820.0 Million A Shares and Authorize Board to Deal with Specific Matters Such as Specific Timing, Exact Number, Offering and Pricing Mechanism, Issue Price, Target Subscribers and Number and Proportion of A Shares to be Issued | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
05/29/07 - A | China Petroleum & Chemical Corp. | Y15010104 | 04/30/07 | 7,106,000 | ||||||
1 | Accept the Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept the Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Profit Distribution Plan and Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Approve KPMG Huazhen and KPMG as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Approve Sichuan-to-East China Gas Project | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
8 | Approve Issuance of Corporate Bonds | For | For | Mgmt | ||||||
99 Per Mike Avery | ||||||||||
9 | Authorize Board to Deal with All Matters in Connection with the Issuance of Corporate Bonds and Formulation and Execution of All Necessary Legal Documents for Such Purpose | For | For | Mgmt | ||||||
99 Per Mike Avery | ||||||||||
05/15/07 - A | CHINA SHENHUA ENERGY CO LTD | Y1504C113 | 04/14/07 | 2,088,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Board of Supervisors | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Approve Remuneration of Directors and Supervisors | For | For | Mgmt | ||||||
2.8a | ||||||||||
6 | Reappoint KPMG Hauzhen and KPMG as the PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Approve Renewal of Certain Connected Transactions for 2008 to 2010 and Relevant Annual Caps | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
8 | Approve Adjustments to the Annual Caps for Certain Connected Transactions in 2007 | For | For | Mgmt | ||||||
3.5 Per Mike Avery | ||||||||||
9 | Elect Yun Gongmin as Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
05/16/07 - A | CHINA YURUN FOOD GROUP LTD | G21159101 | 05/08/07 | 5,000,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve Final Dividend of HK$0.042 Per Share | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3a | Reelect Zhu Yiliang as Executive Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3b | Reelect Zhang Yuanfei as Executive Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3c | Reelect Feng Kuandei as Executive Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3d | Reelect Jiao Shuge (alias Jiao Zhen) as Non-Executive Director | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3e | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
Item 3.21a | ||||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
06/15/07 - A | Chunghwa Telecom Co. Ltd. | 17133Q205 | 04/13/07 | 228,310 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | THE COMPANY S OPERATION REPORT FOR 2006. | None | For | Mgmt | ||||||
3.24 | ||||||||||
2 | THE SUPERVISORS AUDIT REPORT ON THE COMPANY FOR 2006. | None | For | Mgmt | ||||||
3.24 | ||||||||||
3 | THE AMENDMENT TO THE COMPANY S RULES OF ORDER OF BOARD OF DIRECTORS MEETING. | None | For | Mgmt | ||||||
3.24 | ||||||||||
4 | THE COMPANY S OPERATION REPORT AND FINANCIAL STATEMENTS FOR 2006. | For | For | Mgmt | ||||||
3.24 | ||||||||||
5 | THE COMPANY S DISTRIBUTION OF EARNINGS FOR 2006. | For | For | Mgmt | ||||||
3.18 | ||||||||||
6 | AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION. | For | For | Mgmt | ||||||
3.23b | ||||||||||
7 | PROPOSED CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES. | For | For | Mgmt | ||||||
3.18 | ||||||||||
8 | PROPOSED CAPITAL DECREASE IN CASH OF THE COMPANY. | For | For | Mgmt | ||||||
3.18 | ||||||||||
9 | AMENDMENT TO THE COMPANY S PROCESS FOR ACQUISITIONS AND DISPOSAL OF ASSETS. | For | For | Mgmt | ||||||
3.23b | ||||||||||
10 | AMENDMENT TO THE COMPANY S PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. | For | For | Mgmt | ||||||
3.23b | ||||||||||
11 | FORMULATION OF THE COMPANY S PROCEDURES FOR LENDING OF CAPITAL TO OTHERS. | For | For | Mgmt | ||||||
3.23b | ||||||||||
12 | AMENDMENT TO THE COMPANY S REGULATIONS OF ELECTION OF DIRECTORS AND SUPERVISORS. | For | For | Mgmt | ||||||
3.23b | ||||||||||
13 | ELECTION OF THE COMPANY S 5TH TERM DIRECTORS AND SUPERVISORS. | For | For | Mgmt | ||||||
2.6a | ||||||||||
04/04/07 - S | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | 266,000 | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
Item 3.21 | ||||||||||
04/04/07 - A | DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | None | 266,000 | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | ||||||
3.25 | ||||||||||
2 | Declare Final Dividend of SGD 0.20 Per Share and Special Dividend of SGD 0.05 Per Share | For | For | Mgmt | ||||||
3.18a | ||||||||||
3 | Approve Directors' Fees of SGD 1.5 Million (2005: SGD 1.1 Million) | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Reelect Jackson Tai as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5b | Reelect Ang Kong Hua as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5c | Reelect Leung Chun Ying as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5d | Reelect Peter Ong Boon Kwee as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6a | Approve Issuance of Shares and Grant Options Pursuant to the DBSH Share Option Plan | For | Against | Mgmt | ||||||
3.9a see policy | ||||||||||
6b | Approve Issuance of Shares and Grant of Options and/or Awards Pursuant to the DBSH Share Plan | For | Against | Mgmt | ||||||
3.9a see policy | ||||||||||
6c | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
06/15/07 - A | E.SUN FINANCIAL HOLDING CO LTD | Y23469102 | 04/16/07 | 5,100,000 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Allocation of Income and Dividends | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | Against | Mgmt | ||||||
3.23c No Information | ||||||||||
4 | Amend Operating Procedures for Loan of Funds to Other Parties | For | Against | Mgmt | ||||||
3.23c No Information | ||||||||||
5 | Elect One Independent Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Other Business | None | Against | Mgmt | ||||||
7.7a No Information | ||||||||||
05/23/07 - A | ENERCHINA HOLDINGS LTD | G30392131 | None | 56,718,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Tang Yui Man, Francis as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Xiang Ya Bo as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect David A. Mackenzie as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
4a | Approve Cancellation of Contributed Surplus Account in the Amount of HK$370.0 Million (Reduction) and Transfer of Credit Arising from the Reduction to the Retained Earnings Account | For | For | Mgmt | ||||||
3.22 | ||||||||||
4b | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
4c | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
4d | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
06/21/07 - A | Far Eastern Textile Ltd. | Y24374103 | 04/22/07 | 3,816,000 | ||||||
1 | Accept 2006 Financial Statements | For | For | Mgmt | ||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
5 | Amend Endorsement and Guarantee Operating Guidelines | For | For | Mgmt | ||||||
6 | Other Business | None | None | Mgmt | ||||||
05/25/07 - A | Filinvest Land, Inc. | Y24916101 | 04/16/07 | 30,000,000 | ||||||
1 | Call to Order | None | None | Mgmt | ||||||
2 | Certification of Notice and Determination of Quorum | None | None | Mgmt | ||||||
3 | Approve Minutes of Previous Shareholder Meeting Held on May 26, 2006 | For | For | Mgmt | ||||||
Item 2.14a | ||||||||||
4 | Approve Minutes of the Special Stockholders' Meeting Held on Oct. 27, 2006 | For | For | Mgmt | ||||||
Item 2.14a | ||||||||||
5 | Presentation and Approval of the President's Report and Audited Financial Statements for the Year Ended 2006 | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
6 | Ratification of the Acts of the Board of Directors and Corporate Officers for the Year 2006 | For | For | Mgmt | ||||||
Item 3.25 | ||||||||||
7 | Elect Directors | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | Appoint Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
06/12/07 - A | FOXCONN INTERNATIONAL HOLDINGS LTD | G36550104 | 06/06/07 | 1,557,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Dai Feng Shuh as Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Lee Jin Ming as Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Lu Fang Ming as Director and Authorize Board to Fix His Remuneration | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Approve Issuance of Shares Pursuant to Share Scheme | For | For | Mgmt | ||||||
4.3a | ||||||||||
06/08/07 - A | Foxconn Technology Co. Ltd (Frmly Q-RUN TECHNOLOGY CO LTD) | Y3002R105 | 04/09/07 | 335,900 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Allocation of Income and Dividends | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
1.3a | ||||||||||
4 | Amend Articles of Association | For | Against | Mgmt | ||||||
3.23c no information | ||||||||||
5 | Amend Election Rules of Directors and Supervisors | For | Against | Mgmt | ||||||
3.23c no information | ||||||||||
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
7 | Elect Directors and Supervisors | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Mgmt | ||||||
99 | ||||||||||
9 | Other Business | None | None | Mgmt | ||||||
06/15/07 - A | Fubon Financial Holding Co. Ltd. | Y26528102 | 04/16/07 | 5,573,000 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
4 | Other Business | None | Against | Mgmt | ||||||
7.7a See Policy | ||||||||||
06/29/07 - A | Fuhwa Financial Holding Co. Ltd. | Y2652W109 | 04/30/07 | 6,460,000 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Compensation of the Accumulated Losses of the Company | For | For | Mgmt | ||||||
99 | ||||||||||
3 | Approve New Rules and Procedures Regarding Shareholder Meeting | For | For | Mgmt | ||||||
3.23b | ||||||||||
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
5 | Amend Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
Elect Directors by Cumulative Voting | ||||||||||
6 | Elect Directors | For | For | Mgmt | ||||||
6.1 | Elect Ching-Chang Yen, a Representative of Tsun Chuen Investment Co. Ltd., as Director with Shareholder No. 366956 --- For | |||||||||
2.6a | ||||||||||
6.2 | Elect Chau-Lin Yang as Independent Director with ID No. Q100320341 --- For | |||||||||
2.6a | ||||||||||
6.3 | Elect Dah Hsian Seetoo as Independent Director with ID No. A100862681 --- For | |||||||||
2.6a | ||||||||||
7 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Mgmt | ||||||
99 | ||||||||||
8 | Other Business | For | Against | Mgmt | ||||||
7.7a See Policy | ||||||||||
06/21/07 - A | Genting Berhad | Y26926116 | None | 2,067,900 | ||||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006 | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of MYR 0.20 Per Share Less 27 Percent Tax for the Financial Year Ended Dec. 31, 2006 | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Remuneration of Directors in the Amount of MYR 736,850 for the Financial Year Ended Dec. 31, 2006 | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Elect Lim Kok Thay as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Quah Chek Tin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Mohd Amin bin Osman as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Gunn Chit Tuan as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.9b | ||||||||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
06/20/07 - A | HIGH TECH COMPUTER CORP | Y3194T109 | 04/21/07 | 330,000 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
4 | Amend Rules and Procedures Regarding Shareholder Meeting | For | For | Mgmt | ||||||
5 | Amend Articles of Association | For | For | Mgmt | ||||||
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
7 | Amend Trading Procedures Governing Derivative Financial Instruments | For | For | Mgmt | ||||||
8 | Amend Election Rules of Directors and Supervisors | For | For | Mgmt | ||||||
9 | Approve Acquisition of Assets from Dopod International | For | For | Mgmt | ||||||
Elect Directors by Cumulative Voting | ||||||||||
10 | Elect Directors | For | For | Mgmt | ||||||
Elect Supervisors by Cumulative Voting | ||||||||||
10 | Elect Directors | For | For | Mgmt | ||||||
11 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Mgmt | ||||||
12 | Other Business | None | None | Mgmt | ||||||
06/08/07 - A | Hon Hai Precision Industry Co. Ltd. | Y36861105 | 04/09/07 | 744,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve Allocation of Income and Dividends | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
4 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | For | For | Mgmt | ||||||
Item 1.3a | ||||||||||
5 | Amend Articles of Association | For | Against | Mgmt | ||||||
6 | Amend Election Rules of Directors and Supervisors | For | Against | Mgmt | ||||||
7 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
Elect Directors by Cumulative Voting | ||||||||||
8 | Elect Directors | For | For | Mgmt | ||||||
9 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Mgmt | ||||||
10 | Other Business | None | None | Mgmt | ||||||
06/12/07 - A | HUNAN NONFERROUS METALS CORP LTD | Y3767E109 | 05/11/07 | 3,516,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Appoint International and Domestic Auditors of the Company and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Approve Allotment and Issuance of New Shares Including Terms on the Class and Number of Shares, Issue Price of New Shares, Starting and Closing Date for the Issue | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6b | Authorize Board During the Relevant Period to Make or Grant Offers, Agreements and Options | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6c | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6d | Compliance with the Company Law of the People's Republic of China (PRC) and Other Applicable Laws and Regulations and Obtain Approval from the China Securities Regulatory Commission and Other Relevant PRC Government Departments | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6e | Description of Relevant Period | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6f | Approve Increase in Authorized Share Capital | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6g | Authorize Board to Sign the Necessary Documents, Complete the Necessary Formalities and Take Other Necessary Steps to COmplete the Allotment and Issuance and Listing of New Shares | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
6h | Amend Articles Re: Share Capital Structure and Registered Capital | For | Against | Mgmt | ||||||
1.3b Per Frederick Jiang | ||||||||||
7 | Other Business (Voting) | For | Against | Mgmt | ||||||
7.7a See Policy | ||||||||||
05/17/07 - A | Hutchison Whampoa Limited | Y38024108 | 05/09/07 | 370,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Reelect Li Ka-Shing as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | ReelectFrank John Sixt as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Reelect Michael David Kadoorie as Director | For | Against | Mgmt | ||||||
2.6a attendance less than 75% NOT AGAINST POLICY | ||||||||||
3d | Reelect George Colin Magnus as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
5d | Approve Employee Share Option Plan of Hutchison Telecommunications (Australia) Ltd. | For | For | Mgmt | ||||||
4.3a | ||||||||||
5e | Amend Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
06/12/07 - A | Industrial and Commercial Bank of China Limited | ADPV10024 | 05/11/07 | 8,858,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Board of Supervisors | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Profit Distribution Plan and Dividend Recommendation | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6a | Elect Xu Shanda as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6b | Elect Chen Xiaoyue as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Approve 2007 Fixed Assets Investment Budget | For | For | Mgmt | ||||||
3.24 | ||||||||||
06/22/07 - A | Infosys Technologies Ltd | Y4082C133 | 06/08/07 | 120,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of INR 6.50 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Reappoint D.M. Satwalekar as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Reappoint M.G. Subrahmanyam as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Reappoint S. Gopalakrishnan as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reappoint S.D. Shibulal as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reappoint T.V.M. Pai as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Appoint N.R.N. Murthy as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Approve Reappointment and Remuneration of N.M. Nilekani, Executive Director | For | For | Mgmt | ||||||
1.3a | ||||||||||
11 | Approve Appointment and Remuneration of S. Gopalakrishnan, Chief Executive Officer and Managing Director | For | For | Mgmt | ||||||
1.3a | ||||||||||
12 | Approve Reappointment and Remuneration of K. Dinesh, Executive Director | For | For | Mgmt | ||||||
1.3a | ||||||||||
13 | Approve Reappointment and Remuneration of S.D. Shibulal, Executive Director | For | For | Mgmt | ||||||
1.3a | ||||||||||
14 | Approve Commission Remuneration for Non-Executive Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
05/15/07 - S | IOI Corporation Berhad | Y41763106 | None | 368,200 | ||||||
Special Business | ||||||||||
1 | Approve Capital Repayment of up to MYR 1.375 Billion on the Basis of a Cash Distribution of MYR 21 for Each Cancelled Share with the Remaining Balance to be Set-Off Against the Share Premium Account | For | For | Mgmt | ||||||
3.18 | ||||||||||
2 | Amend Memorandum and Articles of Association to Reflect Changes in Capital | For | For | Mgmt | ||||||
3.23c | ||||||||||
Ordinary Business | ||||||||||
1 | Approve Share Spilt Involving the Subdivision of Every One Existing Ordinary Share of MYR 0.50 Each Held into Five Ordinary Shares of MYR 0.10 Each | For | For | Mgmt | ||||||
3.6 | ||||||||||
04/27/07 - A | KEPPEL CORPORATION LTD | V53838112 | None | 362,540 | ||||||
1 | Adopt Financial Statements and Directors' Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare Final Dividend of SGD 0.16 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Reelect Lim Hock San as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Reelect Oon Kum Loon as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Reelect Tow Heng Tan as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Sven Bang Ullring as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Approve Directors' Fees of SGD 610,000 for the Year Ended Dec. 31, 2006 (2005: SGD 564,170) | For | For | Mgmt | ||||||
2.8a | ||||||||||
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
04/27/07 - S | KEPPEL CORPORATION LTD | V53838112 | None | 362,540 | ||||||
1 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
3.21a | ||||||||||
2 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | ||||||
3.5 per FJ | ||||||||||
3 | Approve Award of 8,000 Existing Shares to Tony Chew Leong-Chee, Lim Hock San, Sven Bang Ullring, Lee Soo Ann, Leung Chun Ying, Oon Kum Loon, Tow Heng Tan, and Yeo Wee Kiong as Payment in Part of Their Respective Remuneration | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Amend Articles Re: Remuneration of Directors | For | For | Mgmt | ||||||
3.23c | ||||||||||
5 | Approve Sub-division of Each Ordinary Share into Two Shares | For | For | Mgmt | ||||||
3.6 | ||||||||||
6 | Approve Reduction of Share Capital of Up to SGD 226.1 Million and Distribution to Shareholders of SGD 0.28 or SGD 0.14 in Cash for Each Issued and Fully Paid-Up Ordinary Shares Held | For | For | Mgmt | ||||||
1.3 | ||||||||||
04/27/07 - A | Keppel Land Ltd. (formerly Straits Steamship Land) | V87778102 | None | 1,000,000 | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Reelect Kevin Wong Kingcheung as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Reelect Khor Poh Hwa as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Reelect Niam Chiang Meng as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Edward Lee Kwong Foo as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Approve Directors' Fees of SGD 637,000 for the Year Ended Dec. 31, 2006 (2005: SGD 610,000) | For | For | Mgmt | ||||||
2.8a | ||||||||||
8 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
9 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
10 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
3.21a | ||||||||||
11 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | ||||||
3.5 per FJ | ||||||||||
05/25/07 - A | Korea Investment Holdings Co. (frmly Dongwon Financial Holding) | Y4862P106 | 03/31/07 | 125,000 | ||||||
1 | Approve Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Appropriation of Income and Dividends of KRW 700 Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Elect Four Directors | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Two Members of Audit Committee Who Are Independent | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Approve Limit on Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
06/11/07 - A | * MediaTek Inc. | Y5945U103 | 04/12/07 | 380,000 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
1.3a | ||||||||||
4 | Amend Articles of Association | For | For | Mgmt | ||||||
3.23c | ||||||||||
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
6 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | For | For | Mgmt | ||||||
1.3a | ||||||||||
7 | Other Business | None | None | Mgmt | ||||||
05/10/07 - A | Melco International Development Ltd | Y59683188 | 05/03/07 | 2,000,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a1 | Reelect Tsui Che Yin, Frank as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3a2 | Reelect Chung Yuk Man, Clarence as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3a3 | Reelect Lo Ka Shui as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3a4 | Reelect Sham Sui Leung, Daniel as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6b | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Approve Increase in Authorized Capital from HK$700.0 Million to HK$1.0 Billion by the Creation of Additional 600.0 Million Shares of HK$0.5 Each | For | For | Mgmt | ||||||
3.6 | ||||||||||
05/10/07 - S | Melco International Development Ltd | Y59683188 | None | 2,000,000 | ||||||
1 | Approve Sale by Bright Ally Investments Ltd. of 73.7 Million Shares in the Issued Share Capital of PAL Development Ltd. to LottVision Ltd. | For | For | Mgmt | ||||||
3.5 Per John Maxwell | ||||||||||
06/22/07 - A | Nan Ya Plastics Corp | Y62061109 | 04/23/07 | 2,214,000 | ||||||
1 | Accept 2006 Financial Statements | For | For | Mgmt | ||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3 | Amend Articles of Association and Related Rules | For | For | Mgmt | ||||||
Elect Directors by Cumulative Voting | ||||||||||
4 | Elect Directors | For | Split | Mgmt | ||||||
4.1 | Elect William Wong as Director with Shareholder No. 273986 --- Against | |||||||||
4.2 | Elect Wilfred Wang as Director with Shareholder No. 273985 --- Against | |||||||||
4.3 | Elect Sandy Wang as Director with Shareholder No. 073127 --- Against | |||||||||
4.4 | Elect Yang Chau-Lin as Director with Shareholder No. 062151 --- Against | |||||||||
4.5 | Elect Wu C. T. as Director with Shareholder No. 007883 --- Against | |||||||||
4.6 | Elect Lin Hsin-Yi as Independent Director with ID No. D100805018 --- For | |||||||||
4.7 | Elect Chiu Cheng-Hsiung as Independent Director with ID No. A101558337 --- For | |||||||||
4.8 | Elect Li Young-San as Independent Director with ID No. A110312189 --- For | |||||||||
06/21/07 - A | Nan Ya Printed Circuit Board Corp. | Y6205K108 | 04/22/07 | 260,000 | ||||||
1 | Accept 2006 Financial Statements | For | For | Mgmt | ||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
4 | Amend Articles of Association | For | For | Mgmt | ||||||
5 | Other Business | For | Against | Mgmt | ||||||
05/07/07 - A | NEO-NEON HOLDINGS LTD, GEORGE TOWN | G64257101 | 05/02/07 | 1,834,500 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Ben Fan as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Michelle Wong as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Fan Pong Yang as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Reelect Jang Jann Huan as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2e | Reelect Leong Ka Cheong Christopher as Non- Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2f | Reelect Wu Tak Lung as Independent Non- Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2g | Reelect Fung Siu Wan Stella as Independent Non- Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2h | Reelect Lam Yin Ming as Independent Non- Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2i | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
4c | Authorize Reissuance of Repurchased Shares | For | Against | Mgmt | ||||||
3.9b No terms spelled out | ||||||||||
05/23/07 - A | PANVA GAS HOLDINGS LTD | G6890L106 | None | 3,694,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Chan Kin Wing, Alfred as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Wong Wai Yee, Peter as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Ho Hon Ming, John as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2d | Reelect Kwan Yuk Choi, James as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2e | Reelect Chen Wei as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2f | Reelect Shen Lian Jin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2g | Reelect Cheung Hon Kit as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2h | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Approve Issuance of Shares Pursuant to the Company's Share Option Scheme | For | For | Mgmt | ||||||
4.1 | ||||||||||
8 | Approve Increase in Authorized Share Capital to HK$300 Million by the Creation of an Additional 1.0 Billion Shares of HK$0.10 Each | For | For | Mgmt | ||||||
3.6 | ||||||||||
9 | Change Company Name to Towngas China Company Limited | For | For | Mgmt | ||||||
3.17 | ||||||||||
05/16/07 - A | Petrochina Company Limited | Y6883Q104 | 04/13/07 | 5,826,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2007 | For | For | Mgmt | ||||||
3.18 | ||||||||||
6 | Reappoint PricewaterhouseCoopers, CPA and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPA as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Reelect Jiang Jiemin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reelect Zhou Jiping as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reelect Duan Wende as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reelect Sun Xianfeng as Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reelect Zhang Jinzhu as Supervisor | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
13 | Approve Disposal of 70 Percent Equity Interest in China National United Oil Corporation to China National Petroleum Corporation | For | For | Mgmt | ||||||
3.5 per JCM | ||||||||||
14 | Other Business (Voting) | For | Against | Mgmt | ||||||
7.7a | ||||||||||
05/22/07 - A | PT Bank Rakyat Indonesia (Persero) Tbk | Y0697U104 | 05/07/07 | 4,000,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Allocation of Income | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
4 | Approve Remuneration of Directors and Commissioners | For | For | Mgmt | ||||||
2.8a | ||||||||||
5 | Approve Write-off of Non-Performing Loans | For | Against | Mgmt | ||||||
99 No Information | ||||||||||
6 | Amend Articles of Association | For | Against | Mgmt | ||||||
3.23c No Information | ||||||||||
7 | Elect Commissioners | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Amend Retirement Plan | For | Against | Mgmt | ||||||
2.8b | ||||||||||
05/31/07 - A | PT Perusahaan Gas Negara Tbk | Y7136Y100 | 05/15/07 | 1,500,000 | ||||||
1 | Accept Annual Report | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Financial Statements and Discharge of Directors and Commissioners | For | For | Mgmt | ||||||
1.3a | ||||||||||
3 | Approve Allocation of Income | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Remuneration of Directors and Commissioners | For | For | Mgmt | ||||||
2.8a | ||||||||||
6 | Elect Directors and Commissioners | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Directors and Commissioners of Subsidiary | For | For | Mgmt | ||||||
2.6a | ||||||||||
04/30/07 - A | PTT PUBLIC COMPANY | Y6883U113 | 04/09/07 | 315,000 | ||||||
1 | Approve Minutes of Previous AGM | For | For | Mgmt | ||||||
2.14a | ||||||||||
2 | Accept 2006 Operating Results, Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Approve Allocation of Income and Payment of Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
4 | Elect Directors | For | For | Mgmt | ||||||
4.1 | Reelect Chakramon Phasukavanich as Director --- For | |||||||||
2.6a | ||||||||||
4.2 | Reelect Pannee Sathavarodom as Director --- For | |||||||||
2.6a | ||||||||||
4.3 | Reelect Metta Banturngsuk as Director --- For | |||||||||
2.6a | ||||||||||
4.4 | Elect Pornthip Jala as Director to Replace the Retiring Director, Cherdpong Siriwit --- For | |||||||||
2.6a | ||||||||||
4.5 | Elect Jada Wattanasiritham as Director to Replace the Retiring Director, Pisanu Sunthraraks --- For | |||||||||
2.6a | ||||||||||
5 | Approve Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
6 | Approve Office of the Auditor General as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Approve 5-Year Financing Plan | For | For | Mgmt | ||||||
99 | ||||||||||
8 | Other Business | For | Against | Mgmt | ||||||
7.7a see policy | ||||||||||
05/31/07 - A | REXCAPITAL FINANCIAL HOLDINGS LTD | G75549124 | None | 49,575,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2a | Reelect Boo Chun Lon as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2b | Reelect Chow Siu Ngor as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
2c | Reelect Lee Ka Lun as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
04/27/07 - A | Rio Tinto Ltd. (Formerly Cra Ltd.) *RIO* | Q81437107 | 04/25/07 | 90,000 | ||||||
1 | Approve Renewal of Off-market and On-market Share Buyback Authorities | For | For | Mgmt | ||||||
3.21a | ||||||||||
2 | Approve Renewal of Authorities to Buy Back Shares Held by Rio Tinto plc | For | For | Mgmt | ||||||
3.21a | ||||||||||
3 | Approve Amendments to the Constitution and Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
4 | Elect Michael Fitzpatrick as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Ashton Calvert as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Guy Elliott as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Lord Kerr as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Richard Sykes as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Approve PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
10 | Approve Remuneration Report for the Year Ended Dec 31, 2006 | For | For | Mgmt | ||||||
2.8a | ||||||||||
11 | Accept Reports and Financial Statements f or the Year Ended Dec 31, 2006 | For | For | Mgmt | ||||||
3.24 | ||||||||||
04/23/07 - A | Sembcorp Industries Limited | Y79711159 | None | 1,424,000 | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Declare Gross Final Dividends of SGD 0.289 Per Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Reelect Peter Seah Lim Huat as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Reelect Evert Henkes as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Reelect Yong Ying-I as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Approve Directors' Fees of SGD 895,332 for the Year Ended Dec. 31, 2006 (2005: SGD 643,083) | For | For | Mgmt | ||||||
2.8a | ||||||||||
7 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
9 | Approve Issuance of Shares and Grant Options and/or Awards Pursuant to the SembCorp Industries Share Option Plan, SembCorp Industries Performance Share Plan and the SembCorp Industries Restricted Stock Plan | For | Against | Mgmt | ||||||
4.1 Total # of shares avail. for grant is greater than 10% of outstanding shares. | ||||||||||
04/23/07 - S | Sembcorp Industries Limited | Y79711159 | None | 1,424,000 | ||||||
1 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | ||||||
3.5 Per MLA | ||||||||||
2 | Authorize Share Repurchase Program | For | For | Mgmt | ||||||
3.21a | ||||||||||
04/27/07 - S | SHANGHAI FORTE LAND CO LTD | Y7683C105 | 03/27/07 | 5,000,000 | ||||||
Meeting for H Shareholders | ||||||||||
Special Business | ||||||||||
1 | Approve Share Consolidation of Every Five Issued Ordinary Shares of RMB 0.2 Each into One Share of RMB 1.0 Each | For | For | Mgmt | ||||||
99 per MLA | ||||||||||
2a | Approve Proposed A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
2b | Approve Use of Proceeds from the Proposed A Share Issue | For | For | Mgmt | ||||||
99 per MLA | ||||||||||
2c | Authorize Board to Take All Necessary Actions and/or Sign Any Documents in Connection with the Proposed A Share Issue | For | For | Mgmt | ||||||
2.14b | ||||||||||
2d | Approve Effectivity of the Propsed A Share Issue for a Period of One Year from Date of Approval | For | For | Mgmt | ||||||
3.9b | ||||||||||
04/27/07 - S | SHANGHAI FORTE LAND CO LTD | Y7683C105 | 03/27/07 | 5,000,000 | ||||||
Special Business | ||||||||||
1 | Approve Share Consolidation of Every Five Issued Ordinary Shares of RMB 0.2 Each into One Share of RMB 1.0 Each | For | For | Mgmt | ||||||
99 per MLA | ||||||||||
2a | Approve Proposed A Share Issue | For | For | Mgmt | ||||||
3.9b | ||||||||||
2b | Approve Use of Proceeds from the Proposed A Share Issue | For | For | Mgmt | ||||||
99 per MLA | ||||||||||
2c | Authorize Board to Take All Necessary Actions and/or Sign Any Documents in Connection with the Proposed A Share Issue | For | For | Mgmt | ||||||
2.14b | ||||||||||
2d | Approve Effectivity of the Proposed A Share Issue for a Period of One Year from Date of Approval | For | For | Mgmt | ||||||
3.9b | ||||||||||
3 | Amend Articles of Association | For | For | Mgmt | ||||||
3.23b | ||||||||||
Ordinary Business | ||||||||||
4 | Approve and Adopt the Rules and Procedures of Shareholders' General Meetings | For | For | Mgmt | ||||||
3.23b | ||||||||||
5 | Approve and Adopt the Rules and Procedures of the Board | For | For | Mgmt | ||||||
3.23b | ||||||||||
6 | Approve and Adopt the Rules and Procedures of the Supervisory Committee | For | For | Mgmt | ||||||
3.23b | ||||||||||
7 | Approve and Adopt the Independent Directors Rules | For | For | Mgmt | ||||||
3.23b | ||||||||||
8 | Elect Wang Zhe as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
06/28/07 - A | SHANGHAI FORTE LAND CO LTD | Y7683C105 | 05/28/07 | 5,000,000 | ||||||
1 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
2 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
4 | Approve Profit Distribution Proposal and Final Dividend of RMB 0.04 Per Share | For | For | Mgmt | ||||||
5 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and PRC Auditors Respectively, and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
6 | Authorize Board to Decide on Matters Relating to the Payment of Interim Dividend for the Six Months Ending June 30, 2007 | For | For | Mgmt | ||||||
7 | Approve Adoption of the Principal Identification of Related Party Transaction, Accounting Standard for Enterprises No. 36 - Related Party Disclosure, and Procedures on the Administration of Information Disclosure of Listed Companies | For | Against | Mgmt | ||||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
04/26/07 - A | SHIMAO PROPERTY HOLDINGS LIMITED | G81043104 | 04/20/07 | 2,429,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Reelect Hui Wing Mau as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Reelect Hui Sai Tan, Jason as Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Reelect Lu Hong Bing as Independent Non-Executive Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
06/29/07 - A | SINA Corp. (formerly SINA.com) *SINA* | G81477104 | 05/14/07 | 144,570 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Hurst Lin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ter Fung Tsao --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Song-Yi Zhang --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | APPROVAL OF THE 2007 SHARE INCENTIVE PLAN | For | For | Mgmt | ||||||
4.1 per FJ | ||||||||||
05/23/07 - A | SINOLINK WORLDWIDE HOLDINGS LTD | G8165B102 | 05/17/07 | 15,000,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a | Reelect Ou Yaping as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Reelect Tang Yui Man Francis as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3c | Reelect Davin A. Mackenzie as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3d | Authorize Board to Fix the Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
5c | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
5d | Approve Issuance of Shares Pursuant to the Share Option Scheme of the Company | For | For | Mgmt | ||||||
4.1 | ||||||||||
5e | Authorize Capitalization of HK$35.9 Million Standing to the Creit of the Share Premium Account and Application of Such Amount for Payment in Full of 359.2 Million New Shares on the Basis of One Share for Every Eight Existing Shares Held | For | For | Mgmt | ||||||
3.6 | ||||||||||
06/19/07 - A | Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petrochemical Co Ltd) | Y80373106 | 05/18/07 | 7,000,000 | ||||||
1 | Accept Report of Directors | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Accept Report of Supervisor Committee | For | For | Mgmt | ||||||
3.24 | ||||||||||
3 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
4 | Approve Profit Appropriation Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
5 | Appoint KPMG Huazhen and KPMG as Domestic and International Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Amend Articles Re: Scope of Business of the Company | For | For | Mgmt | ||||||
3.23c | ||||||||||
05/03/07 - A | Standard Chartered plc | G84228157 | None | 180,350 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend of 50.21 US Cents Per Ordinary Share | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Approve Remuneration Report | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Re-elect Sir CK Chow Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Re-elect Jamie Dundas as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Re-elect Ruth Markland as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Re-elect Richard Meddings as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Re-elect Kai Nargolwala as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Re-elect Paul Skinner as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Lord Adair Turner as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 230,794,344 (Relevant Securities and Scrip Dividend Scheme); Otherwise up to USD 138,476,606 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
14 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company's Share Capital Repurchased by the Company Pursuant to Resolution 16 | For | Against | Mgmt | ||||||
3.9a | ||||||||||
15 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 34,619,151 | For | For | Mgmt | ||||||
3.9b | ||||||||||
16 | Authorise 138,476,606 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
17 | Authorise 7,500 Dollar Preference Shares and 195,285,000 Sterling Preference Shares for Market Purchase | For | For | Mgmt | ||||||
3.21a | ||||||||||
18 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
19 | Authorise Standard Chartered Bank to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Mgmt | ||||||
7.2a | ||||||||||
20 | Approve the Waiver in Respect of the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek Holdings (Private) Limited that the Company has not been Able to Identify | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
21 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-Term Written Agreements with Temasek Holdings (Private) Limited and its Associates in Respect of Ongoing Banking Transactions | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
22a | Approve the Ratification of Past Ongoing Banking Transactions with Temasek Holdings (Private) Limited and its Associates | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
22b | Approve Future Ongoing Banking Transactions with Temasek Holdings (Private) Limited and its Associates, Including the Waiver in Respect of the Requirement to Set an Annual Cap | For | For | Mgmt | ||||||
3.5 Per Thomas Mengel | ||||||||||
06/13/07 - A | TAIWAN FERTILIZER CO LTD | Y84171100 | 04/14/07 | 2,220,000 | ||||||
1 | Accept 2006 Financial Statements | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3 | Amend Articles of Association | For | Against | Mgmt | ||||||
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | Against | Mgmt | ||||||
5 | Other Business | None | None | Mgmt | ||||||
05/07/07 - A | Taiwan Semiconductor Manufacturing Co. | Y84629107 | 03/08/07 | 3,077,366 | ||||||
1 | Accept 2006 Business Report and Financial Statements | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Approve 2006 Profit Distribution | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
3 | Approve Capitalization of 2006 Dividends, Employee Profit Sharing, and Capitalization of Capital Surplus | For | For | Mgmt | ||||||
4 | Amend Articles of Association | For | For | Mgmt | ||||||
5 | Amend Internal Rules and Policies | For | For | Mgmt | ||||||
6 | Other Business | None | Abstain | Mgmt | ||||||
05/16/07 - A | TENCENT HOLDINGS LIMITED | G87572106 | 05/10/07 | 1,600,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Final Dividend | For | For | Mgmt | ||||||
3.18 | ||||||||||
3a1 | Reelect Zhang Zhidong as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3a2 | Reelect Charles St Leger Searle as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3a3 | Reelect Lau Chi Ping Martin as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
3b | Authorize Board to Fix Remuneration of Directors | For | For | Mgmt | ||||||
2.8a | ||||||||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt | ||||||
3.21a | ||||||||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Mgmt | ||||||
3.9b | ||||||||||
8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | For | For | Mgmt | ||||||
4.1 | ||||||||||
06/07/07 - A | TSRC Corp. (frmly TAIWAN SYNTHETIC RUBBER) | Y84690109 | 04/08/07 | 3,195,000 | ||||||
1 | Accept 2006 Operating Results and Financial Statements | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3.18 | ||||||||||
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
3.23b | ||||||||||
4 | Other Business | None | Against | Mgmt | ||||||
7.7a See Policy | ||||||||||
04/26/07 - S | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) | Y9586L109 | None | 2,050,000 | ||||||
1 | Approve KOG Acquisition and Proposed Issue of KOG Consideration Shares | For | For | Mgmt | ||||||
3.5 per FJ | ||||||||||
2 | Approve PGEO Acquisition and Proposed Issue of PGEO Consideration Shares | For | For | Mgmt | ||||||
3.5 per FJ | ||||||||||
04/26/07 - A | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) | Y9586L109 | None | 2,050,000 | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Mgmt | ||||||
3.24 | ||||||||||
2 | Approve Directors' Fees of SGD 150,000 for the Year Ended Dec. 31, 2006 | For | For | Mgmt | ||||||
2.8a | ||||||||||
3 | Reelect Leong Horn Kee as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Reelect Martua Sitorus as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Reelect Teo Kim Yong as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Reelect Yeo Teng Yang as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Reelect Tay Kah Chye as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Reelect Kwah Thiam Hock as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Reelect William Henry Camp as Director | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
3.1a | ||||||||||
11 | Approve Mandate for Transactions with Related Parties | For | For | Mgmt | ||||||
3.5 per MLA | ||||||||||
12 | Approve Issuance of Shares without Preemptive Rights | For | For | Mgmt | ||||||
3.9b | ||||||||||
13 | Approve Issuance of Shares and Grant Options Pursuant to the Executives' Share Option Scheme of the Company | For | Against | Mgmt | ||||||
4.1 Total # of shares available is greater than 10% of the outstanding shares | ||||||||||
06/22/07 - S | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) | Y9586L109 | None | 2,356,000 | ||||||
1 | Approve IPT Acquisitions and Allotment and Issuance of Approximately 1.4 Billion New Shares in the Capital of the Company as Consideration | For | For | Mgmt | ||||||
06/21/07 - A | WISTRON CORP | Y96738102 | 04/22/07 | 4,634,470 | ||||||
1 | Accept 2006 Financial Statements and Operating Results | For | For | Mgmt | ||||||
2 | Approve 2006 Profit Distribution Plan | For | For | Mgmt | ||||||
3 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | For | For | Mgmt | ||||||
4 | Amend Articles of Association | For | For | Mgmt | ||||||
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Mgmt | ||||||
6 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Mgmt | ||||||
7 | Approve 5-Year Income Tax Exemption Under Statute for Upgrading Industry | For | For | Mgmt | ||||||
06/15/07 - A | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | Y0004F105 | 05/15/07 | 485,000 | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
2 | Accept Report of the Board of Directors | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
3 | Accept Report of the Supervisory Committee | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
4 | Accept Report of the President | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
5 | Accept Final Financial Accounts | For | For | Mgmt | ||||||
Item 3.24 | ||||||||||
6 | Approve Profit Distribution Plan | For | For | Mgmt | ||||||
Item 3.18 | ||||||||||
7a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
7b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Mgmt | ||||||
Item 3.9b | ||||||||||
Company Name | Ticker | CUSIP | Meeting Date | Record Date | Meeting Type | Holdings as of Record Date | Proposal Number | Proposal Category | Management Recommendation | Proponent | Advantus Vote |
United Dominion Realty Trust, Inc. | UDR | 910197102 | 5/8/07 | 3/13/07 | Annual | 319542 | 1 | Directors | For | Management | For |
United Dominion Realty Trust, Inc. | UDR | 910197102 | 5/8/07 | 3/13/07 | Annual | 319542 | 2 | Ratify Auditors | For | Management | For |
CBL & Associates Properties, Inc | CBL | 124830100 | 5/7/07 | 3/12/07 | Annual | 71200 | 1 | Directors | For | Management | For |
CBL & Associates Properties, Inc | CBL | 124830100 | 5/7/07 | 3/12/07 | Annual | 71200 | 2 | Ratify Auditors | For | Management | For |
Kite Realty Group Trust | KRG | 49803T102 | 5/7/07 | 3/23/07 | Annual | 271200 | 1 | Directors | For | Management | For |
Kite Realty Group Trust | KRG | 49803T102 | 5/7/07 | 3/23/07 | Annual | 271200 | 2 | Ratify Auditors | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 1 | Directors | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 1 | Directors | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 2 | Pay Increase Proposal for Superior Performance | Against | Shareholder | Against |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 2 | Pay Increase Proposal for Superior Performance | Against | Shareholder | Against |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 3 | Ratify Auditors | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 3 | Ratify Auditors | For | Management | For |
Forest City Enterprises, Inc. | FCE/A | 345550107 | 6/21/07 | 4/23/07 | Annual | 150978 | 1 | Directors | For | Management | For |
Forest City Enterprises, Inc. | FCE/A | 345550107 | 6/21/07 | 4/23/07 | Annual | 150978 | 2 | Ratify Auditors | For | Management | For |
Maguire Properties Inc. | MPG | 559775101 | 6/5/07 | 4/27/07 | Annual | 280800 | 1 | Directors | For | Management | For |
Maguire Properties Inc. | MPG | 559775101 | 6/5/07 | 4/27/07 | Annual | 280800 | 2 | Ratify Auditors | For | Management | For |
Maguire Properties Inc. | MPG | 559775101 | 6/5/07 | 4/27/07 | Annual | 280800 | 3 | Approval of 2003 Incentive Award Plan | For | Management | For |
Brookdale Senior Living, Inc. | BKD | 112463104 | 6/5/07 | 4/23/07 | Annual | 50700 | 1 | Directors | For | Management | For |
Brookdale Senior Living, Inc. | BKD | 112463104 | 6/5/07 | 4/23/07 | Annual | 50700 | 2 | Ratify Auditors | For | Management | For |
CB Richard Ellis Group, Inc. | CBG | 12497T101 | 6/1/07 | 4/4/07 | Annual | 72400 | 1 | Directors | For | Management | For |
CB Richard Ellis Group, Inc. | CBG | 12497T101 | 6/1/07 | 4/4/07 | Annual | 72400 | 2 | Ratify Auditor | For | Management | For |
CB Richard Ellis Group, Inc. | CBG | 12497T101 | 6/1/07 | 4/4/07 | Annual | 72400 | 3 | Approval of Compensation Policies, Plans & Program | For | Management | For |
SL Green Realty Corp. | SLG | 78440X101 | 5/24/07 | 3/20/07 | Annual | 146800 | 1 | Directors | For | Management | For |
SL Green Realty Corp. | SLG | 78440X101 | 5/24/07 | 3/20/07 | Annual | 146800 | 2 | Ratify Audit | For | Management | For |
SL Green Realty Corp. | SLG | 78440X101 | 5/24/07 | 3/20/07 | Annual | 146800 | 3 | Amend Stock Options and Incentive Plans | For | Management | Against |
SL Green Realty Corp. | SLG | 78440X101 | 5/24/07 | 3/20/07 | Annual | 146800 | 4 | Approve/Reinstate Articles of Incorporation | For | Management | For |
Starwood Hotels and Resorts Worldwide, Inc. | HOT | 85590A401 | 5/24/07 | 3/21/07 | Annual | 149900 | 1 | Directors | For | Management | For |
Starwood Hotels and Resorts Worldwide, Inc. | HOT | 85590A401 | 5/24/07 | 3/21/07 | Annual | 149900 | 2 | Ratify Audit | For | Management | For |
Starwood Hotels and Resorts Worldwide, Inc. | HOT | 85590A401 | 5/24/07 | 3/21/07 | Annual | 149900 | 3 | Approval of Company Charter Amendment | For | Management | For |
Crown Castle International Corp. | CCI | 228227104 | 5/24/07 | 3/26/07 | Annual | 70300 | 1 | Directors | For | Management | For |
Crown Castle International Corp. | CCI | 228227104 | 5/24/07 | 3/26/07 | Annual | 70300 | 2 | Approval to Amend Stock Incentive Plan | For | Management | For |
Crown Castle International Corp. | CCI | 228227104 | 5/24/07 | 3/26/07 | Annual | 70300 | 3 | Approval to Amend and Restate Charter | For | Management | For |
Crown Castle International Corp. | CCI | 228227104 | 5/24/07 | 3/26/07 | Annual | 70300 | 4 | Ratify Auditors | For | Management | For |
Northstar Realty Finance Corp. | NRF | 66704R100 | 5/24/07 | 4/24/07 | Annual | 135000 | 1 | Directors | For | Management | For |
Northstar Realty Finance Corp. | NRF | 66704R100 | 5/24/07 | 4/24/07 | Annual | 135000 | 2 | Ratify Auditors | For | Management | For |
Northstar Realty Finance Corp. | NRF | 66704R100 | 5/24/07 | 4/24/07 | Annual | 135000 | 3 | Approval to Amend Stock Incentive Plan | For | Management | For |
The Macerich Company | MAC | 554382101 | 5/30/07 | 3/13/07 | Annual | 124600 | 1 | Directors | For | Management | For |
The Macerich Company | MAC | 554382101 | 5/30/07 | 3/13/07 | Annual | 124600 | 2 | Ratify Auditors | For | Management | For |
The Macerich Company | MAC | 554382101 | 5/30/07 | 3/13/07 | Annual | 124600 | 3 | Approval to Declassify Board of Directors | Against | Management | For |
Hilton Hotels Corporation | HLT | 432848109 | 5/24/07 | 3/29/07 | Annual | 252700 | 1 | Directors | For | Management | For |
Hilton Hotels Corporation | HLT | 432848109 | 5/24/07 | 3/29/07 | Annual | 252700 | 2 | Ratify Auditors | For | Management | For |
Hilton Hotels Corporation | HLT | 432848109 | 5/24/07 | 3/29/07 | Annual | 252700 | 3 | Vote for Independent Chairman of the Board | Against | Management | For |
Hersha Hospitality Trust | HT | 427825104 | 5/24/07 | 3/30/07 | Annual | 113700 | 1 | Directors | For | Management | For |
Hersha Hospitality Trust | HT | 427825104 | 5/24/07 | 3/30/07 | Annual | 113700 | 2 | Ratify Auditors | For | Management | For |
Equity Residential | EQR | 29476L107 | 5/24/07 | 3/30/07 | Annual | 495000 | 1 | Directors | For | Management | For |
Equity Residential | EQR | 29476L107 | 5/24/07 | 3/30/07 | Annual | 495000 | 2 | Ratify Auditor | For | Management | For |
Equity Residential | EQR | 29476L107 | 5/24/07 | 3/30/07 | Annual | 495000 | 3 | To Adopt Majority Voting in Election of Trustees | Against | Management | Against |
AMB Property Corporation | AMB | 00163T109 | 5/10/07 | 3/6/07 | Annual | 193800 | 1 | Directors | For | Management | For |
AMB Property Corporation | AMB | 00163T109 | 5/10/07 | 3/6/07 | Annual | 193800 | 2 | Ratify Auditors | For | Management | For |
AMB Property Corporation | AMB | 00163T109 | 5/10/07 | 3/6/07 | Annual | 193800 | 3 | Amend Stock Option and Incentive Plan | For | Management | For |
Boston Properties, Inc. | BXP | 101121101 | 5/15/07 | 3/26/07 | Annual | 253100 | 1 | Directors | For | Management | For |
Boston Properties, Inc. | BXP | 101121101 | 5/15/07 | 3/26/07 | Annual | 253100 | 2 | Approval to Amend 1997 Stock Option/Incentive Plan | For | Management | For |
Boston Properties, Inc. | BXP | 101121101 | 5/15/07 | 3/26/07 | Annual | 253100 | 3 | Ratify Auditors | For | Management | For |
Boston Properties, Inc. | BXP | 101121101 | 5/15/07 | 3/26/07 | Annual | 253100 | 4 | To Act Upon Stockholder Proposal | Against | Management | For |
Boston Properties, Inc. | BXP | 101121101 | 5/15/07 | 3/26/07 | Annual | 253100 | 5 | To Act Upon Stockholder Proposal | Against | Management | Against |
Hospitality Properties Trust | HPT | 44106M102 | 5/15/07 | 3/20/07 | Annual | 57800 | 1 | Directors | For | Management | For |
Hospitality Properties Trust | HPT | 44106M102 | 5/15/07 | 3/20/07 | Annual | 57800 | 2 | Approve Amendment to Declaration of Trust 1 | For | Management | Against |
Hospitality Properties Trust | HPT | 44106M102 | 5/15/07 | 3/20/07 | Annual | 57800 | 3 | Approve Amendment to Declaration of Trust 2 | For | Management | Against |
Hospitality Properties Trust | HPT | 44106M102 | 5/15/07 | 3/20/07 | Annual | 57800 | 4 | Approve Amendment to Declaration of Trust 3 | For | Management | For |
Hospitality Properties Trust | HPT | 44106M102 | 5/15/07 | 3/20/07 | Annual | 57800 | 5 | Approve Amendment to Declaration of Trust 4 | For | Management | Abstain |
Hospitality Properties Trust | HPT | 44106M102 | 5/15/07 | 3/20/07 | Annual | 57800 | 6 | Approval of Adjournment/Postponement to Meeting | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 1 | Approval of Merger | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 1 | Approval of Merger | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 2 | Approvement of any adjournments/Additional Proxies | For | Management | For |
Archstone-Smith Trust | ASN | 039583109 | 5/16/07 | 3/26/07 | Annual | 493700 | 2 | Approvement of any adjournments/Additional Proxies | For | Management | For |
American Financial Realty Trust | AFR | 02607p305 | 6/6/07 | 4/5/07 | Annual | 260100 | 1 | Directors | For | Management | For |
Digital Realty Trust | DLR | 253868103 | 5/2/07 | 3/5/07 | Annual | 91000 | 1 | Directors | For | Management | For |
Digital Realty Trust | DLR | 253868103 | 5/2/07 | 3/5/07 | Annual | 91000 | 2 | Ratify Auditors | For | Management | For |
Digital Realty Trust | DLR | 253868103 | 5/2/07 | 3/5/07 | Annual | 91000 | 3 | Approval of 2004 Incentive Award Plan | For | Management | For |
Ventas, Inc. | VTR | 92276f100 | 5/16/07 | 3/19/07 | Annual | 192900 | 1 | Directos | For | Management | For |
Ventas, Inc. | VTR | 92276f100 | 5/16/07 | 3/19/07 | Annual | 192900 | 2 | Ratify Auditors | For | Management | For |
Ventas, Inc. | VTR | 92276f100 | 5/16/07 | 3/19/07 | Annual | 192900 | 3 | Approval to Increase Authorized Common Stock | For | Management | For |
Ventas, Inc. | VTR | 92276f100 | 5/16/07 | 3/19/07 | Annual | 192900 | 4 | Approve Amendment To Certificate of Incorporation | For | Management | For |
AMB Property Corporation | AMB | 00163T109 | 5/10/07 | 3/6/07 | Annual | 193800 | 4 | Pay Increase Proposal for Superior Performance | Against | Management | Against |
Mack-Cali Realty Corporation | CLI | 554489104 | 5/23/07 | 4/5/07 | Annual | 32800 | 1 | Directors | For | Management | For |
Mack-Cali Realty Corporation | CLI | 554489104 | 5/23/07 | 4/5/07 | Annual | 32800 | 2 | Ratify Auditors | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/22/07 | 3/12/07 | Annual | 166900 | 1 | Directors | For | Management | For |
First Potomac Realty Trust | FPO | 33610F109 | 5/22/07 | 3/12/07 | Annual | 166900 | 2 | Amend Stock Compensation Plan | For | Management | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 5/23/07 | 3/30/07 | Annual | 81400 | 1 | Directors | For | Management | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 5/23/07 | 3/30/07 | Annual | 81400 | 2 | Ratify Auditors | For | Management | For |
Extra Space Storage, Inc | EXR | 30225T102 | 5/23/07 | 3/30/07 | Annual | 124000 | 1 | Directors | For | Management | For |
Extra Space Storage, Inc | EXR | 30225T102 | 5/23/07 | 3/30/07 | Annual | 124000 | 2 | Ratify Auditors | For | Management | For |
Mid-America Apt. Comm, INC. | MAA | 59522J103 | 5/22/07 | 3/16/07 | Annual | 71000 | 1 | Directors | For | Management | For |
Mid-America Apt. Comm, INC. | MAA | 59522J103 | 5/22/07 | 3/16/07 | Annual | 71000 | 2 | Ratify Auditors | For | Management | For |
Rait Financial Trust | RAS | 749227104 | 5/22/07 | 3/23/07 | Annual | 30700 | 1 | Directors | For | Management | For |
Rait Financial Trust | RAS | 749227104 | 5/22/07 | 3/23/07 | Annual | 30700 | 2 | Ratify Auditors | For | Management | For |
Tanger Factory Outlet Centers, INC. | SKT | 875465106 | 5/18/07 | 3/29/07 | Annual | 88000 | 1 | Directors | For | Management | For |
Tanger Factory Outlet Centers, INC. | SKT | 875465106 | 5/18/07 | 3/29/07 | Annual | 88000 | 2 | Ratify Auditors | For | Management | For |
Tanger Factory Outlet Centers, INC. | SKT | 875465106 | 5/18/07 | 3/29/07 | Annual | 88000 | 3 | Amend Articles of Incorporation | For | Management | For |
Public Storage, Inc. | PSA | 74460D106 | 8/22/06 | 6/23/06 | Annual | 163300 | 1 | Approval of Merger | For | Management | For |
Public Storage, Inc. | PSA | 74460D106 | 8/22/06 | 6/23/06 | Annual | 163300 | 2 | Directors | For | Management | For |
Public Storage, Inc. | PSA | 74460D106 | 8/22/06 | 6/23/06 | Annual | 163300 | 3 | Ratification of Auditors | For | Management | For |
Trizec Properties, Inc. | TRZ | 89687P107 | 9/12/06 | 8/3/06 | Special | 61400 | 1 | Approval of Plan of Merger and Arrangements | For | Management | For |
Pan Pacific Retail | PNP | 69806L104 | 9/25/06 | 8/18/06 | Special | 8000 | 1 | Approval of Merger | For | Management | For |
Pan Pacific Retail | PNP | 69806L104 | 9/25/06 | 8/18/06 | Special | 8000 | 2 | Approval for Additional Proxys If Lack Of Votes | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/19/07 | 2/9/07 | Annual | 61400 | 1 | Directors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/19/07 | 2/9/07 | Annual | 61400 | 1 | Directors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/19/07 | 2/9/07 | Annual | 61400 | 2 | Ratification of Auditors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/19/07 | 2/9/07 | Annual | 61400 | 2 | Ratification of Auditors | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/19/07 | 2/9/07 | Annual | 61400 | 3 | Amend and Restate delcaration of the Trust | For | Management | For |
LaSalle Hotel Properties | LHO | 517942108 | 4/19/07 | 2/9/07 | Annual | 61400 | 3 | Amend and Restate delcaration of the Trust | For | Management | For |
Trizec Properties, Inc. | TRZ | 89687P107 | 9/12/06 | 8/3/06 | Special | 61400 | 2 | Approvement of any adjournments/Additional Proxies | For | Management | For |
Tanger Factory Outlet Centers, INC. | SKT | 875465106 | 5/18/07 | 3/29/07 | Annual | 88000 | 4 | Amend Articles of Incorporation | For | Management | Against |
Liberty Property Trust | LRY | 531172104 | 5/17/07 | 3/20/07 | Annual | 187200 | 1 | Directors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/17/07 | 3/20/07 | Annual | 187200 | 2 | Ratify Auditors | For | Management | For |
Liberty Property Trust | LRY | 531172104 | 5/17/07 | 3/20/07 | Annual | 187200 | 3 | Amend Share Incentive Plan | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/17/07 | 4/12/07 | Annual | 271300 | 1 | Directors | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/17/07 | 4/12/07 | Annual | 271300 | 2 | Ratify Auditors | For | Management | For |
Vornado Realty Trust | VNO | 929042109 | 5/17/07 | 4/12/07 | Annual | 271300 | 3 | Amend Majority Vote Policy | Against | Management | Against |
Kimco Realty Corporation | KIM | 49446R109 | 5/17/07 | 3/23/07 | Annual | 447600 | 1 | Directors | For | Management | For |
Kimco Realty Corporation | KIM | 49446R109 | 5/17/07 | 3/23/07 | Annual | 447600 | 2 | Amendment to Company Charter | For | Management | For |
Kimco Realty Corporation | KIM | 49446R109 | 5/17/07 | 3/23/07 | Annual | 447600 | 3 | Ratify Auditors | For | Management | For |
Host Hotels & Resorts, INC. | HST | 44107P104 | 5/17/07 | 3/29/07 | Annual | 1167747 | 1 | Directors | For | Management | For |
Host Hotels & Resorts, INC. | HST | 44107P104 | 5/17/07 | 3/29/07 | Annual | 1167747 | 2 | Ratify Auditors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/17/07 | 3/15/07 | Annual | 185000 | 1 | Directors | For | Management | For |
Corporate Office Properties Trust | OFC | 22002T108 | 5/17/07 | 3/15/07 | Annual | 185000 | 2 | Amend Incentive Plan | For | Management | Against |
Newcastle Investment Corp. | NCT | 65105M108 | 5/17/07 | 4/16/07 | Annual | 124900 | 1 | Directors | For | Management | For |
Newcastle Investment Corp. | NCT | 65105M108 | 5/17/07 | 4/16/07 | Annual | 124900 | 2 | Ratify Auditors | For | Management | For |
Kilroy Realty Corporation | KRC | 49427F108 | 5/17/07 | 3/12/07 | Annual | 60900 | 1 | Directors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/16/07 | 2/28/07 | Annual | 164300 | 1 | Directors | For | Management | For |
Avalonbay Communities, Inc. | AVB | 053484101 | 5/16/07 | 2/28/07 | Annual | 164300 | 2 | Ratify Auditors | For | Management | For |
Biomed Realty Trust, Inc. | BMR | 09063H107 | 5/16/07 | 3/30/07 | Annual | 455812 | 1 | Directors | For | Management | For |
Biomed Realty Trust, Inc. | BMR | 09063H107 | 5/16/07 | 3/30/07 | Annual | 455812 | 2 | Ratify Auditors | For | Management | For |
Equity Lifestyle Properties, Inc. | ELS | 29472R108 | 5/15/07 | 3/9/07 | Annual | 100000 | 1 | Directors | For | Management | For |
Equity Lifestyle Properties, Inc. | ELS | 29472R108 | 5/15/07 | 3/9/07 | Annual | 100000 | 2 | Ratify Auditors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/15/07 | 3/30/07 | Annual | 121800 | 1 | Directors | For | Management | For |
Acadia Realty Trust | AKR | 004239109 | 5/15/07 | 3/30/07 | Annual | 121800 | 2 | Ratify Auditors | For | Management | For |
Prologis | PLD | 743410102 | 5/15/07 | 3/12/07 | Annual | 666965 | 1 | Directors | For | Management | For |
Prologis | PLD | 743410102 | 5/15/07 | 3/12/07 | Annual | 666965 | 2 | Ratify Auditors | For | Management | For |
Simon Property Group, Inc. | SPG | 828806109 | 5/10/07 | 3/9/07 | Annual | 463400 | 1 | Directors | For | Management | For |
Simon Property Group, Inc. | SPG | 828806109 | 5/10/07 | 3/9/07 | Annual | 463400 | 2 | Ratify Auditors | For | Management | For |
Simon Property Group, Inc. | SPG | 828806109 | 5/10/07 | 3/9/07 | Annual | 463400 | 3 | Stockholder Proposal to Link Pay to Performance | Against | Management | Against |
Simon Property Group, Inc. | SPG | 828806109 | 5/10/07 | 3/9/07 | Annual | 463400 | 4 | Stockholder Proposal To Vote On Executive Comp. | Against | Management | Against |
Simon Property Group, Inc. | SPG | 828806109 | 5/10/07 | 3/9/07 | Annual | 463400 | 5 | Stockholder Proposal to Approve Severence Agrmts | Against | Management | Against |
U-Store-It Trust | YSI | 91274f104 | 5/8/07 | 3/26/07 | Annual | 196500 | 1 | Directors | For | Management | For |
U-Store-It Trust | YSI | 91274f104 | 5/8/07 | 3/26/07 | Annual | 196500 | 2 | Incentive Plan Approval | For | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 1 | Directors | For | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 2 | Amend Articles of Incorporation | For | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 3 | Directors (2) | For | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 4 | Amend Code of Regulations | For | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 5 | Amend Code of Regulations | Pick One: | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 6 | Amend Code of Regulations | For | Management | For |
Developers Diversified Realty Corp. | DDR | 251591103 | 5/8/07 | 3/19/07 | Annual | 266300 | 7 | Ratify Auditors | For | Management | For |
Public Storage, Inc. | PSA | 74460D109 | 5/3/07 | 3/23/07 | Annual | 289200 | 1 | Directors | For | Management | For |
Public Storage, Inc. | PSA | 74460D109 | 5/3/07 | 3/23/07 | Annual | 289200 | 2 | Ratify Auditors | For | Management | For |
Public Storage, Inc. | PSA | 74460D109 | 5/3/07 | 3/23/07 | Annual | 289200 | 3 | Approve Equity and Performance Compensation Plan | For | Management | For |
Public Storage, Inc. | PSA | 74460D109 | 5/3/07 | 3/23/07 | Annual | 289200 | 4 | Approve Company Reorganization to a REIT | For | Management | For |
Public Storage, Inc. | PSA | 74460D109 | 5/3/07 | 3/23/07 | Annual | 289200 | 5 | Approval of Meeting Adjournments and Postponements | For | Management | For |
American Campus Communities, Inc. | ACC | 024835100 | 5/3/07 | 3/16/07 | Annual | 324600 | 1 | Directors | For | Management | For |
Equity Inns, Inc. | ENN | 294703103 | 5/10/07 | 3/15/07 | Annual | 136400 | 1 | Directors | For | Management | For |
Equity Inns, Inc. | ENN | 294703103 | 5/10/07 | 3/15/07 | Annual | 136400 | 2 | Approval of Stock Incentive Plan for 2007 | For | Management | For |
Taubman Centers, Inc. | TCO | 876664103 | 5/9/07 | 3/22/07 | Annual | 154800 | 1 | Directors | For | Management | For |
Taubman Centers, Inc. | TCO | 876664103 | 5/9/07 | 3/22/07 | Annual | 154800 | 2 | Ratify Auditors | For | Management | For |
Taubman Centers, Inc. | TCO | 876664103 | 5/9/07 | 3/22/07 | Annual | 154800 | 3 | Shareholder Proposal | Against | Management | For |
Brandywine Realty Trust | BDN | 105368203 | 5/9/07 | 3/23/07 | Annual | 423200 | 1 | Directors | For | Management | For |
Brandywine Realty Trust | BDN | 105368203 | 5/9/07 | 3/23/07 | Annual | 423200 | 2 | Ratify Auditors | For | Management | For |
Brandywine Realty Trust | BDN | 105368203 | 5/9/07 | 3/23/07 | Annual | 423200 | 3 | Restatement of Long Term Incentive Plan | For | Management | Against |
Brandywine Realty Trust | BDN | 105368203 | 5/9/07 | 3/23/07 | Annual | 423200 | 4 | Proposal for Stock Purchase by Payroll Deduction | For | Management | For |
Essex Property Trust | ESS | 297178105 | 5/8/07 | 2/28/07 | Annual | 14400 | 1 | Directors | For | Management | For |
Essex Property Trust | ESS | 297178105 | 5/8/07 | 2/28/07 | Annual | 14400 | 2 | Ratify Auditors | For | Management | For |
American Campus Communities, Inc. | ACC | 024835100 | 5/3/07 | 3/16/07 | Annual | 324600 | 2 | Ratify Auditors | For | Management | For |
DCT Industrial Trust | DCT | 233153105 | 5/3/07 | 3/21/07 | Annual | 537800 | 1 | Directors | For | Management | For |
DCT Industrial Trust | DCT | 233153105 | 5/3/07 | 3/21/07 | Annual | 537800 | 2 | Ratify Auditors | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 4/30/07 | 2/23/07 | Annual | 36700 | 1 | Director | For | Management | For |
PS Business Parks, Inc. | PSB | 69360J107 | 4/30/07 | 2/23/07 | Annual | 36700 | 2 | Ratify Auditors | For | Management | For |
Marriot International, Inc. | MAR | 571903202 | 4/27/07 | 3/6/07 | Annual | 63000 | 1 | Directors | For | Management | For |
Marriot International, Inc. | MAR | 571903202 | 4/27/07 | 3/6/07 | Annual | 63000 | 2 | Ratify Auditors | For | Management | For |
Sunstone Hotel Investors, Inc. | SHO | 867892101 | 5/1/07 | 3/19/07 | Annual | 295400 | 1 | Directors | For | Management | For |
Sunstone Hotel Investors, Inc. | SHO | 867892101 | 5/1/07 | 3/19/07 | Annual | 295400 | 2 | Ratify Auditors | For | Management | For |
Sunstone Hotel Investors, Inc. | SHO | 867892101 | 5/1/07 | 3/19/07 | Annual | 295400 | 3 | Amend Incentive Plan | For | Management | For |
Associated Estates Realty Corporation | AEC | 045604105 | 5/2/07 | 3/16/07 | Annual | 136700 | 1 | Directors | For | Management | For |
Associated Estates Realty Corporation | AEC | 045604105 | 5/2/07 | 3/16/07 | Annual | 136700 | 2 | Ratify Auditors | For | Management | For |
Innkeepers USA Trust | KPA | 4576J0104 | 5/2/07 | 3/1/07 | Annual | 122000 | 1 | Directors | For | Management | For |
Innkeepers USA Trust | KPA | 4576J0104 | 5/2/07 | 3/1/07 | Annual | 122000 | 2 | Ratify Auditors | For | Management | For |
Weingarten Realty Investors | WRI | 948741103 | 5/3/07 | 3/15/07 | Annual | 123300 | 1 | Directors | For | Management | For |
Weingarten Realty Investors | WRI | 948741103 | 5/3/07 | 3/15/07 | Annual | 123300 | 2 | Ratify Auditors | For | Management | For |
General Growth Properties, Inc. | GGP | 370021107 | 5/15/07 | 3/16/07 | Annual | 335332 | 1 | Directors | For | Management | For |
General Growth Properties, Inc. | GGP | 370021107 | 5/15/07 | 3/16/07 | Annual | 335332 | 2 | Amend Employee Stock Plan | For | Management | For |
General Growth Properties, Inc. | GGP | 370021107 | 5/15/07 | 3/16/07 | Annual | 335332 | 3 | Ratify Auditors | For | Management | For |
General Growth Properties, Inc. | GGP | 370021107 | 5/15/07 | 3/16/07 | Annual | 335332 | 4 | Declassify Board of Directors | Against | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/2/07 | 3/13/07 | Annual | 74700 | 1 | Directors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/2/07 | 3/13/07 | Annual | 74700 | 2 | Ratify Auditors | For | Management | For |
Federal Realty Investment Trust | FRT | 313747206 | 5/2/07 | 3/13/07 | Annual | 74700 | 3 | Amend Incentive Plan | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/1/07 | 3/8/07 | Annual | 92300 | 1 | Directors | For | Management | For |
Home Properties, Inc. | HME | 437306103 | 5/1/07 | 3/8/07 | Annual | 92300 | 2 | Ratify Auditors | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/1/07 | 3/7/07 | Annual | 142000 | 1 | Directors | For | Management | For |
Regency Centers Corporation | REG | 758849103 | 5/1/07 | 3/7/07 | Annual | 142000 | 2 | Ratify Auditors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/1/07 | 3/21/07 | Annual | 210000 | 1 | Directors | For | Management | For |
Camden Property Trust | CPT | 133131102 | 5/1/07 | 3/21/07 | Annual | 210000 | 2 | Ratify Auditors | For | Management | For |
Apartment Investment and Management Co. | AIV | 03748R101 | 4/30/07 | 3/2/07 | Annual | 128800 | 1 | Directors | For | Management | For |
Apartment Investment and Management Co. | AIV | 03748R101 | 4/30/07 | 3/2/07 | Annual | 128800 | 2 | Ratify Auditors | For | Management | For |
Apartment Investment and Management Co. | AIV | 03748R101 | 4/30/07 | 3/2/07 | Annual | 128800 | 3 | Approve Stock Award & Incentive Plan | For | Management | For |
Apartment Investment and Management Co. | AIV | 03748R101 | 4/30/07 | 3/2/07 | Annual | 128800 | 4 | Approve Employee Stock Purchase Plan | For | Management | For |
Brookfield Properties Corporation | BPO | 112900105 | 4/26/07 | 3/15/07 | Annual | 642700 | 1 | Directors | For | Management | For |
Brookfield Properties Corporation | BPO | 112900105 | 4/26/07 | 3/15/07 | Annual | 642700 | 2 | Ratify Auditors | For | Management | For |
Brookfield Properties Corporation | BPO | 112900105 | 4/26/07 | 3/15/07 | Annual | 642700 | 3 | Amend Share Option Plan | For | Management | For |
Brookfield Properties Corporation | BPO | 112900105 | 4/26/07 | 3/15/07 | Annual | 642700 | 4 | Approve Share Subdivision | For | Management | For |
Duke Realty Corporation | DRE | 264411505 | 4/25/07 | 2/26/07 | Annual | 204100 | 1 | Directors | For | Management | For |
Duke Realty Corporation | DRE | 264411505 | 4/25/07 | 2/26/07 | Annual | 204100 | 2 | Ratify Auditors | For | Management | For |
Highland Hospitality Corp. | HIH | 430141101 | 7/12/07 | 5/25/07 | Special | 3300 | 1 | Merger Approval | For | Management | For |
Name | Ticker | Security ID | Meeting Date | Record Date | Meeting Type | Ballot Shares | Ballot Item Number | M or S | Item Desc | Mgt Rec Vote | Vote Cast | Note |
Actuant Corp | ATU | 00508X203 | 07/07/06 | 05/15/06 | Special | 14700 | 1 | M | Increase Authorized Common Stock | For | For | |
Actuant Corp | ATU | 00508X203 | 07/07/06 | 05/15/06 | Special | 14700 | 2 | M | Approve Executive Incentive Bonus Plan | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/20/06 | 05/26/06 | Annual | 47500 | 1.1 | M | Elect Director Larry J. Sablosky | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/20/06 | 05/26/06 | Annual | 47500 | 1.2 | M | Elect Director Bill Kirkendall | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/20/06 | 05/26/06 | Annual | 47500 | 1.3 | M | Elect Director William P. Carmichael | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/20/06 | 05/26/06 | Annual | 47500 | 2 | M | Ratify Auditors | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 1 | M | Approve Merger Agreement | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.1 | M | Elect Director Stephen P. Adik | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.2 | M | Elect Director E. Linn Draper, Jr. | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.3 | M | Elect Director Jon S. Fossel | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.4 | M | Elect Director Michael J. Hanson | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.5 | M | Elect Director Julia L. Johnson | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.6 | M | Elect Director Philip L. Maslowe | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 2.7 | M | Elect Director D. Louis Peoples | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 3 | M | Ratify Auditors | For | For | |
Northwestern Corp. | NWEC | 668074305 | 08/02/06 | 06/05/06 | Annual | 26100 | 4 | M | Adjourn Meeting | For | For | |
Polymedica Corp. | PLMD | 731738100 | 09/19/06 | 07/24/06 | Annual | 21500 | 1.1 | M | Elect Director Walter R. Maupay, Jr. | For | For | |
Polymedica Corp. | PLMD | 731738100 | 09/19/06 | 07/24/06 | Annual | 21500 | 1.2 | M | Elect Director Patrick T. Ryan | For | For | |
Polymedica Corp. | PLMD | 731738100 | 09/19/06 | 07/24/06 | Annual | 21500 | 1.3 | M | Elect Director William C. Vanfaasen | For | For | |
Polymedica Corp. | PLMD | 731738100 | 09/19/06 | 07/24/06 | Annual | 21500 | 2 | M | Ratify Auditors | For | For | |
Jackson Hewitt Tax Service, Inc. | JTX | 468202106 | 09/20/06 | 08/01/06 | Annual | 28200 | 1 | M | Elect Director James C. Spira | For | For | |
Jackson Hewitt Tax Service, Inc. | JTX | 468202106 | 09/20/06 | 08/01/06 | Annual | 28200 | 2 | M | Amend Omnibus Stock Plan | For | For | |
Jackson Hewitt Tax Service, Inc. | JTX | 468202106 | 09/20/06 | 08/01/06 | Annual | 28200 | 3 | M | Ratify Auditors | For | For | |
Texas Industries, Inc. | TXI | 882491103 | 010/17/06 | 08/21/06 | Annual | 23500 | 1.1 | M | Elect Director Gordon E. Forward | For | For | |
Texas Industries, Inc. | TXI | 882491103 | 010/17/06 | 08/21/06 | Annual | 23500 | 1.2 | M | Elect Director Keith W. Hughes | For | For | |
Texas Industries, Inc. | TXI | 882491103 | 010/17/06 | 08/21/06 | Annual | 23500 | 1.3 | M | Elect Director Henry H. Mauz, Jr. | For | For | |
Texas Industries, Inc. | TXI | 882491103 | 010/17/06 | 08/21/06 | Annual | 23500 | 2 | M | Approve Executive Incentive Bonus Plan | For | For | |
Texas Industries, Inc. | TXI | 882491103 | 010/17/06 | 08/21/06 | Annual | 23500 | 3 | M | Ratify Auditors | For | For | |
Texas Industries, Inc. | TXI | 882491103 | 010/17/06 | 08/21/06 | Annual | 23500 | 4 | M | Other Business | For | Against | As we cannot know the content of these issues, we do not recommend that shareholders approve this request. |
Scholastic Corp. | SCHL | 807066105 | 09/20/06 | 07/26/06 | Annual | 31700 | 1.1 | M | Elect Director John L. Davies | For | For | |
Scholastic Corp. | SCHL | 807066105 | 09/20/06 | 07/26/06 | Annual | 31700 | 1.2 | M | Elect Director John G. Mcdonald | For | For | |
FileNet Corp. | 316869106 | 010/03/06 | 08/23/06 | Special | 49200 | 1 | M | Approve Merger Agreement | For | For | ||
FileNet Corp. | 316869106 | 010/03/06 | 08/23/06 | Special | 49200 | 2 | M | Adjourn Meeting | For | For | ||
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.1 | M | Elect Director Rolf F. Bjelland | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.2 | M | Elect Director Paul D. Finkelstein | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.3 | M | Elect Director Thomas L. Gregory | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.4 | M | Elect Director Van Zandt Hawn | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.5 | M | Elect Director Susan Hoyt | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.6 | M | Elect Director David B. Kunin | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 1.7 | M | Elect Director Myron Kunin | For | For | |
Regis Corp. | RGS | 758932107 | 010/26/06 | 09/15/06 | Annual | 29465 | 2 | M | Ratify Auditors | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.1 | M | Elect Director Herbert W. Anderson | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.2 | M | Elect Director Paul M. Cofoni | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.3 | M | Elect Director Peter A. Derow | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.4 | M | Elect Director Gregory G. Johnson | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.5 | M | Elect Director Richard L. Leatherwood | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.6 | M | Elect Director J. Phillip London | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.7 | M | Elect Director Barbara A. McNamara | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.8 | M | Elect Director Warren R. Phillips | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 1.9 | M | Elect Director Charles P. Revoile | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 2 | M | Approve Omnibus Stock Plan | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 3 | M | Amend Executive Incentive Bonus Plan | For | For | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 4 | M | Adjourn Meeting | For | Against | |
CACI International, Inc. | CAI | 127190304 | 11/16/06 | 09/20/06 | Annual | 19100 | 5 | M | Ratify Auditors | For | For | |
Hyperion Solutions Corp. | 44914M104 | 11/15/06 | 09/21/06 | Annual | 37600 | 1.1 | M | Elect Director Nanci Caldwell | For | For | ||
Hyperion Solutions Corp. | 44914M104 | 11/15/06 | 09/21/06 | Annual | 37600 | 1.2 | M | Elect Director Jeffrey Rodek | For | For | ||
Hyperion Solutions Corp. | 44914M104 | 11/15/06 | 09/21/06 | Annual | 37600 | 1.3 | M | Elect Director Maynard Webb | For | For | ||
Hyperion Solutions Corp. | 44914M104 | 11/15/06 | 09/21/06 | Annual | 37600 | 2 | M | Amend Omnibus Stock Plan | For | For | ||
Hyperion Solutions Corp. | 44914M104 | 11/15/06 | 09/21/06 | Annual | 37600 | 3 | M | Ratify Auditors | For | For | ||
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 1 | M | Declassify the Board of Directors | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.1 | M | Elect Director John J. Gabarro* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.2 | M | Elect Director John J. Haley* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.3 | M | Elect Director R. Michael Mccullough* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.4 | M | Elect Director Brendan R. O'Neill* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.5 | M | Elect Director Linda D. Rabbitt* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.6 | M | Elect Director C. Ramamurthy* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.7 | M | Elect Director Gilbert T. Ray* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.8 | M | Elect Director Roger C. Urwin* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.9 | M | Elect Director Gene H. Wickes* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.10 | M | Elect Director John C. Wright* | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.11 | M | Elect Director C. Ramamurthy** | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.12 | M | Elect Director Gene H. Wickes** | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.13 | M | Elect Director John J. Haley*** | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.14 | M | Elect Director R.M. Mccullough*** | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 2.15 | M | Elect Director Gilbert T. Ray*** | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 3 | M | Eliminate Class of Common Stock | For | For | |
Watson Wyatt Worldwide INC | WW | 942712100 | 11/17/06 | 010/02/06 | Annual | 43800 | 4 | M | Approve/Amend Deferred Compensation Plan | For | For | |
Dycom Industries, Inc. | DY | 267475101 | 11/21/06 | 010/02/06 | Annual | 46800 | 1.1 | M | Elect Director Stephen C. Coley | For | For | |
Dycom Industries, Inc. | DY | 267475101 | 11/21/06 | 010/02/06 | Annual | 46800 | 1.2 | M | Elect Director Steven E. Nielsen | For | For | |
Dycom Industries, Inc. | DY | 267475101 | 11/21/06 | 010/02/06 | Annual | 46800 | 1.3 | M | Elect Director Jack H. Smith | For | For | |
Dycom Industries, Inc. | DY | 267475101 | 11/21/06 | 010/02/06 | Annual | 46800 | 2 | M | Amend Omnibus Stock Plan | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.1 | M | Elect Director Fred B. Cox | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.2 | M | Elect Director Michael P. Downey | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.3 | M | Elect Director Bruce C. Edwards | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.4 | M | Elect Director Paul F. Folino | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.5 | M | Elect Director Robert H. Goon | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.6 | M | Elect Director Don M. Lyle | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.7 | M | Elect Director James M. Mccluney | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 1.8 | M | Elect Director Dean A. Yoost | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 2 | M | Amend Omnibus Stock Plan | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 3 | M | Amend Non-Employee Director Stock Option Plan | For | For | |
Emulex Corp. | ELX | 292475209 | 11/30/06 | 010/09/06 | Annual | 38700 | 4 | M | Ratify Auditors | For | For | |
PIKE ELECTRIC CORP | PEC | 721283109 | 12/06/06 | 010/10/06 | Annual | 77400 | 1.1 | M | Elect Director J. Eric Pike | For | For | |
PIKE ELECTRIC CORP | PEC | 721283109 | 12/06/06 | 010/10/06 | Annual | 77400 | 1.2 | M | Elect Director Charles E. Bayless | For | For | |
PIKE ELECTRIC CORP | PEC | 721283109 | 12/06/06 | 010/10/06 | Annual | 77400 | 1.3 | M | Elect Director James R. Helvey III | For | For | |
PIKE ELECTRIC CORP | PEC | 721283109 | 12/06/06 | 010/10/06 | Annual | 77400 | 1.4 | M | Elect Director Robert D. Lindsay | For | For | |
PIKE ELECTRIC CORP | PEC | 721283109 | 12/06/06 | 010/10/06 | Annual | 77400 | 1.5 | M | Elect Director Louis F. Terhar | For | For | |
PIKE ELECTRIC CORP | PEC | 721283109 | 12/06/06 | 010/10/06 | Annual | 77400 | 2 | M | Ratify Auditors | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.1 | M | Elect Director Irwin D. Simon | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.2 | M | Elect Director Barry J. Alperin | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.3 | M | Elect Director Beth L. Bronner | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.4 | M | Elect Director Jack Futterman | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.5 | M | Elect Director Daniel R. Glickman | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.6 | M | Elect Director Marina Hahn | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.7 | M | Elect Director Andrew R. Heyer | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.8 | M | Elect Director Roger Meltzer | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.9 | M | Elect Director Mitchell A. Ring | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.10 | M | Elect Director Lewis D. Schiliro | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 1.11 | M | Elect Director Larry S. Zilavy | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 2 | M | Amend Omnibus Stock Plan | For | For | |
The Hain Celestial Group, Inc. | HAIN | 405217100 | 11/30/06 | 010/23/06 | Annual | 81300 | 3 | M | Ratify Auditors | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.1 | M | Elect Director John J. Hannan | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.2 | M | Elect Director Roland A. Hernandez | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.3 | M | Elect Director Thomas D. Hyde | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.4 | M | Elect Director Robert A. Katz | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.5 | M | Elect Director Richard D. Kincaid | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.6 | M | Elect Director Joe R. Micheletto | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.7 | M | Elect Director John F. Sorte | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 1.8 | M | Elect Director William P. Stiritz | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 2 | M | Amend Omnibus Stock Plan | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 3 | M | Ratify Auditors | For | For | |
Vail Resorts, Inc. | MTN | 91879Q109 | 01/04/07 | 11/06/06 | Annual | 24287 | 4 | M | Other Business | For | Against | As we cannot know the content of these issues, we do not recommend that shareholders approve this request. |
Wintrust Financial Corp. | WTFC | 97650W108 | 01/09/07 | 11/16/06 | Special | 25700 | 1 | M | Approve Omnibus Stock Plan | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.1 | M | Elect Director Willis J. Johnson | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.2 | M | Elect Director A. Jayson Adair | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.3 | M | Elect Director Harold Blumenste | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.4 | M | Elect Director James Grosfield | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.5 | M | Elect Director James E. Meeks | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.6 | M | Elect Director Steven D. Cohan | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 1.7 | M | Elect Director Daniel Englander | For | For | |
Copart, Inc. | CPRT | 217204106 | 12/18/06 | 11/07/06 | Annual | 44600 | 2 | M | Ratify Auditors | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.1 | M | Elect Director Mitchell Jacobson | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.2 | M | Elect Director David Sandler | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.3 | M | Elect Director Charles Boehlke | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.4 | M | Elect Director Roger Fradin | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.5 | M | Elect Director Denis Kelly | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.6 | M | Elect Director Raymond Langton | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 1.7 | M | Elect Director Philip Peller | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 2 | M | Amend Stock Option Plan | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 3 | M | Amend Stock Option Plan | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 4 | M | Amend Stock Option Plan | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 5 | M | Ratify Auditors | For | For | |
MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/02/07 | 11/24/06 | Annual | 18600 | 6 | M | Other Business | For | Against | As we cannot know the content of these issues, we do not recommend that shareholders approve this request. |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.1 | M | Elect Director Robert C. Arzbaecher | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.2 | M | Elect Director Gustav H.P. Boel | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.3 | M | Elect Director Thomas J. Fischer | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.4 | M | Elect Director William K. Hall | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.5 | M | Elect Director Kathleen J. Hempel | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.6 | M | Elect Director Robert A. Peterson | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.7 | M | Elect Director William P. Sovey | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.8 | M | Elect Director Dennis K. Williams | For | For | |
Actuant Corp | ATU | 00508X203 | 01/16/07 | 11/17/06 | Annual | 20300 | 1.9 | M | Elect Director Larry D. Yost | For | For | |
Ralcorp Holdings, Inc. | RAH | 751028101 | 02/08/07 | 12/01/06 | Annual | 38700 | 1.1 | M | Elect Director Bill G. Armstrong | For | For | |
Ralcorp Holdings, Inc. | RAH | 751028101 | 02/08/07 | 12/01/06 | Annual | 38700 | 1.2 | M | Elect Director Richard A. Liddy | For | For | |
Ralcorp Holdings, Inc. | RAH | 751028101 | 02/08/07 | 12/01/06 | Annual | 38700 | 1.3 | M | Elect Director William P. Stiritz | For | For | |
Ralcorp Holdings, Inc. | RAH | 751028101 | 02/08/07 | 12/01/06 | Annual | 38700 | 2 | M | Approve Omnibus Stock Plan | For | For | We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 13 percent is above the allowable cap for this company of 11 percent. |
Ralcorp Holdings, Inc. | RAH | 751028101 | 02/08/07 | 12/01/06 | Annual | 38700 | 3 | M | Ratify Auditors | For | For | |
Per-Se Technologies, Inc. | 713569309 | 01/24/07 | 12/15/06 | Special | 77400 | 1 | M | Approve Merger Agreement | For | For | ||
Per-Se Technologies, Inc. | 713569309 | 01/24/07 | 12/15/06 | Special | 77400 | 2 | M | Adjourn Meeting | For | For | ||
Per-Se Technologies, Inc. | 713569309 | 01/24/07 | 12/15/06 | Special | 77400 | 3 | M | Other Business | For | Against | ||
Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 02/05/07 | 12/15/06 | Annual | 17100 | 1.1 | M | Elect Director Xun Chen | For | For | |
Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 02/05/07 | 12/15/06 | Annual | 17100 | 1.2 | M | Elect Director Dennis G. Schmal | For | For | |
Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 02/05/07 | 12/15/06 | Annual | 17100 | 2 | M | Ratify Auditors | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.1 | M | Elect E. Rolland Dickson as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.1 | M | Elect E. Rolland Dickson as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.2 | M | Elect Jacques Gauthier as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.2 | M | Elect Jacques Gauthier as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.3 | M | Elect Leon F. Gosselin as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.3 | M | Elect Leon F. Gosselin as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.4 | M | Elect Louis Lacasse as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.4 | M | Elect Louis Lacasse as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.5 | M | Elect Colin R. Mallet as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.5 | M | Elect Colin R. Mallet as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.6 | M | Elect Francois Painchaud as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.6 | M | Elect Francois Painchaud as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.7 | M | Elect Mary C. Ritchie as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.7 | M | Elect Mary C. Ritchie as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.8 | M | Elect Claude Sauriol as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.8 | M | Elect Claude Sauriol as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.9 | M | Elect Michael M. Tarnow as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.9 | M | Elect Michael M. Tarnow as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.10 | M | Elect Frank Verwiel as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 1.10 | M | Elect Frank Verwiel as Director | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 2 | M | Ratify Raymond Chabot Grant Thornton as Auditors | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 2 | M | Ratify Raymond Chabot Grant Thornton as Auditors | For | For | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 3 | M | Adopt General By-Law No 1-2006 | For | Against | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 3 | M | Adopt General By-Law No 1-2006 | For | Against | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 4 | M | Amend 2006 Stock Option Plan | For | Against | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 4 | M | Amend 2006 Stock Option Plan | For | Against | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 5 | M | Amend 2002 Stock Option Plan | For | Against | |
Axcan Pharma Inc | AXP | 054923107 | 02/28/07 | 01/23/07 | Annual/Special | 118654 | 5 | M | Amend 2002 Stock Option Plan | For | Against | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.1 | M | Elect Director Lonnie Pilgrim | For | Withhold | We recommend that shareholders WITHHOLD votes from Lonnie "Bo" Pilgrim and Lonnie Ken Pilgrim for standing as insiders on the Compensation Committee and for failure to establish an independent nominating committee. We also recommend that shareholders WITHHOLD votes from Clifford E. Butler, O.B. Goolsby, Jr. and Richard A. Cogdill for failure to establish an independent nominating committee. |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.2 | M | Elect Director Clifford E. Butler | For | Withhold | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.3 | M | Elect Director O.B. Goolsby, Jr. | For | Withhold | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.4 | M | Elect Director Richard A. Cogdill | For | Withhold | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.5 | M | Elect Director Lonnie Ken Pilgrim | For | Withhold | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.6 | M | Elect Director James G. Vetter, Jr. | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.7 | M | Elect Director S. Key Coker | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.8 | M | Elect Director Vance C. Miller, Sr. | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.9 | M | Elect Director Donald L. Wass, Ph.D. | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.10 | M | Elect Director Charles L. Black | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.11 | M | Elect Director Blake D. Lovette | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.12 | M | Elect Director Linda Chavez | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 1.13 | M | Elect Director Keith W. Hughes | For | For | |
Pilgrim's Pride Corp | PPC | 721467108 | 01/31/07 | 12/05/06 | Annual | 30800 | 2 | M | Ratify Auditors | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 02/21/07 | 01/12/07 | Special | 38548 | 1 | M | Approve Merger Agreement | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 02/21/07 | 01/12/07 | Special | 38548 | 2 | M | Adjourn Meeting | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.1 | M | Elect Director John W. Cumming | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.2 | M | Elect Director Laurie L. Fajardo | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.3 | M | Elect Director Irwin Jacobs | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.4 | M | Elect Director David R. Lavance, Jr. | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.5 | M | Elect Director Nancy L. Leaming | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.6 | M | Elect Director Arthur G. Lerner | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.7 | M | Elect Director Lawrence M. Levy | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.8 | M | Elect Director Glenn P. Muir | For | For | |
Hologic, Inc. | HOLX | 436440101 | 03/06/07 | 01/12/07 | Annual | 24375 | 1.9 | M | Elect Director Jay A. Stein | For | For | |
Shuffle Master, Inc. | SHFL | 825549108 | 03/14/07 | 01/31/07 | Annual | 29600 | 1.1 | M | Elect Director Mark L. Yoseloff | For | For | |
Shuffle Master, Inc. | SHFL | 825549108 | 03/14/07 | 01/31/07 | Annual | 29600 | 1.2 | M | Elect Director Garry W. Saunders | For | For | |
Shuffle Master, Inc. | SHFL | 825549108 | 03/14/07 | 01/31/07 | Annual | 29600 | 1.3 | M | Elect Director Louis Castle | For | For | |
Shuffle Master, Inc. | SHFL | 825549108 | 03/14/07 | 01/31/07 | Annual | 29600 | 1.4 | M | Elect Director Todd Jordan | For | For | |
Shuffle Master, Inc. | SHFL | 825549108 | 03/14/07 | 01/31/07 | Annual | 29600 | 2 | M | Ratify Auditors | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.1 | M | Elect Director Ronald F. Angell | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.2 | M | Elect Director Scott D. Chambers | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.3 | M | Elect Director Raymond P. Davis | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.4 | M | Elect Director Allyn C. Ford | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.5 | M | Elect Director David B. Frohnmayer | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.6 | M | Elect Director Stephen M. Gambee | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.7 | M | Elect Director Dan Giustina | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.8 | M | Elect Director William A. Lansing | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.9 | M | Elect Director Theodore S. Mason | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.10 | M | Elect Director Diane D. Miller | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 1.11 | M | Elect Director Bryan L. Timm | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 2 | M | Ratify Auditors | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 3 | M | Amend Omnibus Stock Plan | For | For | |
Umpqua Holdings Corp. | UMPQ | 904214103 | 04/17/07 | 02/09/07 | Annual | 62574 | 4 | M | Approve Executive Incentive Bonus Plan | For | For | |
Boston Private Financial Holdings, Inc. | BPFH | 101119105 | 04/25/07 | 03/05/07 | Annual | 85500 | 1.1 | M | Elect Director Eugene S. Colangelo | For | For | |
Boston Private Financial Holdings, Inc. | BPFH | 101119105 | 04/25/07 | 03/05/07 | Annual | 85500 | 1.2 | M | Elect Director Allen L. Sinai | For | For | |
Boston Private Financial Holdings, Inc. | BPFH | 101119105 | 04/25/07 | 03/05/07 | Annual | 85500 | 1.3 | M | Elect Director Timothy L. Vaill | For | For | |
Boston Private Financial Holdings, Inc. | BPFH | 101119105 | 04/25/07 | 03/05/07 | Annual | 85500 | 1.4 | M | Elect Director Stephen M. Waters | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 1.1 | M | Elect Director James P. Fugate | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 1.2 | M | Elect Director James B. Keegan, Jr. | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 1.3 | M | Elect Director Robert D. Larrabee | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 1.4 | M | Elect Director Michael F. Reuling | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 2 | M | Increase Authorized Common Stock | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 3 | M | Approve Omnibus Stock Plan | For | For | |
Sterling Financial Corp. | STSA | 859319105 | 04/24/07 | 03/05/07 | Annual | 62548 | 4 | M | Ratify Auditors | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 1.1 | M | Elect Director Vivek Y. Ranadive | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 1.2 | M | Elect Director Bernard J. Bourigeaud | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 1.3 | M | Elect Director Eric C.W. Dunn | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 1.4 | M | Elect Director Narendra K. Gupta | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 1.5 | M | Elect Director Peter J. Job | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 1.6 | M | Elect Director Philip K. Wood | For | For | |
TIBCO Software, Inc. | TIBX | 88632Q103 | 04/18/07 | 02/20/07 | Annual | 87200 | 2 | M | Ratify Auditors | For | For | |
Piper Jaffray Cos | PJC | 724078100 | 05/02/07 | 03/05/07 | Annual | 44500 | 1.1 | M | Elect Director Andrew S. Duff | For | For | |
Piper Jaffray Cos | PJC | 724078100 | 05/02/07 | 03/05/07 | Annual | 44500 | 1.2 | M | Elect Director Samuel L. Kaplan | For | For | |
Piper Jaffray Cos | PJC | 724078100 | 05/02/07 | 03/05/07 | Annual | 44500 | 1.3 | M | Elect Director Frank L. Sims | For | For | |
Piper Jaffray Cos | PJC | 724078100 | 05/02/07 | 03/05/07 | Annual | 44500 | 2 | M | Ratify Auditors | For | For | |
Piper Jaffray Cos | PJC | 724078100 | 05/02/07 | 03/05/07 | Annual | 44500 | 3 | M | Declassify the Board of Directors | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.1 | M | Elect Director Melanie J. Dressel | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.2 | M | Elect Director John P. Folsom | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.3 | M | Elect Director Frederick M. Goldberg | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.4 | M | Elect Director Thomas M. Hulbert | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.5 | M | Elect Director Thomas L. Matson | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.6 | M | Elect Director Daniel C. Regis | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.7 | M | Elect Director Donald H. Rodman | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.8 | M | Elect Director William T. Weyerhaeuser | For | For | |
Columbia Banking System, Inc. | COLB | 197236102 | 04/25/07 | 03/01/07 | Annual | 27500 | 1.9 | M | Elect Director James M. Will | For | For | |
Orbital Sciences Corp. | ORB | 685564106 | 04/26/07 | 03/08/07 | Annual | 85100 | 1.1 | M | Elect Director Edward F. Crawley | For | For | |
Orbital Sciences Corp. | ORB | 685564106 | 04/26/07 | 03/08/07 | Annual | 85100 | 1.2 | M | Elect Director Lennard A. Fisk | For | For | |
Orbital Sciences Corp. | ORB | 685564106 | 04/26/07 | 03/08/07 | Annual | 85100 | 1.3 | M | Elect Director Ronald T. Kadish | For | For | |
Orbital Sciences Corp. | ORB | 685564106 | 04/26/07 | 03/08/07 | Annual | 85100 | 1.4 | M | Elect Director Garrett E. Pierce | For | For | |
Orbital Sciences Corp. | ORB | 685564106 | 04/26/07 | 03/08/07 | Annual | 85100 | 1.5 | M | Elect Director David W. Thompson | For | For | |
Orbital Sciences Corp. | ORB | 685564106 | 04/26/07 | 03/08/07 | Annual | 85100 | 2 | M | Ratify Auditors | For | For | |
South Jersey Industries, Inc. | SJI | 838518108 | 04/20/07 | 02/23/07 | Annual | 59500 | 1.1 | M | Elect Director Helen R. Bosley, Cfa | For | For | |
South Jersey Industries, Inc. | SJI | 838518108 | 04/20/07 | 02/23/07 | Annual | 59500 | 1.2 | M | Elect Director Edward J. Graham | For | For | |
South Jersey Industries, Inc. | SJI | 838518108 | 04/20/07 | 02/23/07 | Annual | 59500 | 1.3 | M | Elect Director Ambassador W.J. Hughes | For | For | |
South Jersey Industries, Inc. | SJI | 838518108 | 04/20/07 | 02/23/07 | Annual | 59500 | 1.4 | M | Elect Director Herman D. James, Ph.D. | For | For | |
South Jersey Industries, Inc. | SJI | 838518108 | 04/20/07 | 02/23/07 | Annual | 59500 | 2 | M | Ratify Auditors | For | For | |
Kirby Corp. | KEX | 497266106 | 04/24/07 | 03/01/07 | Annual | 56300 | 1.1 | M | Elect Director C. Sean Day | For | For | |
Kirby Corp. | KEX | 497266106 | 04/24/07 | 03/01/07 | Annual | 56300 | 1.2 | M | Elect Director William M. Lamont, Jr. | For | For | |
Kirby Corp. | KEX | 497266106 | 04/24/07 | 03/01/07 | Annual | 56300 | 1.3 | M | Elect Director C. Berdon Lawrence | For | For | |
Kirby Corp. | KEX | 497266106 | 04/24/07 | 03/01/07 | Annual | 56300 | 2 | M | Ratify Auditors | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/02/07 | 03/08/07 | Annual | 10007 | 1.1 | M | Elect Director Alain Chevassus | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/02/07 | 03/08/07 | Annual | 10007 | 1.2 | M | Elect Director Stephen J. Hagge | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/02/07 | 03/08/07 | Annual | 10007 | 1.3 | M | Elect Director Carl A. Siebel | For | For | |
Gardner Denver, Inc. | GDI | 365558105 | 05/01/07 | 03/02/07 | Annual | 24902 | 1.1 | M | Elect Director Frank J. Hansen | For | For | |
Gardner Denver, Inc. | GDI | 365558105 | 05/01/07 | 03/02/07 | Annual | 24902 | 1.2 | M | Elect Director Thomas M. McKenna | For | For | |
Gardner Denver, Inc. | GDI | 365558105 | 05/01/07 | 03/02/07 | Annual | 24902 | 1.3 | M | Elect Director Diane K. Schumacher | For | For | |
Gardner Denver, Inc. | GDI | 365558105 | 05/01/07 | 03/02/07 | Annual | 24902 | 1.4 | M | Elect Director Charles L. Szews | For | For | |
Gardner Denver, Inc. | GDI | 365558105 | 05/01/07 | 03/02/07 | Annual | 24902 | 2 | M | Amend Omnibus Stock Plan | For | For | |
Imation Corp. | IMN | 45245A107 | 05/02/07 | 03/12/07 | Annual | 57200 | 1.1 | M | Elect Director Charles A. Haggerty | For | For | |
Imation Corp. | IMN | 45245A107 | 05/02/07 | 03/12/07 | Annual | 57200 | 1.2 | M | Elect Director Glen A. Taylor | For | For | We recommend that shareholders WITHHOLD votes from Glen A. Taylor for poor attendance. |
Imation Corp. | IMN | 45245A107 | 05/02/07 | 03/12/07 | Annual | 57200 | 1.3 | M | Elect Director Daryl J. White | For | For | |
Imation Corp. | IMN | 45245A107 | 05/02/07 | 03/12/07 | Annual | 57200 | 2 | M | Ratify Auditors | For | For | |
Astec Industries, Inc. | ASTE | 046224101 | 05/01/07 | 02/23/07 | Annual | 37300 | 1.1 | M | Elect Director J. Don Brock | For | For | |
Astec Industries, Inc. | ASTE | 046224101 | 05/01/07 | 02/23/07 | Annual | 37300 | 1.2 | M | Elect Director W. Norman Smith | For | For | |
Astec Industries, Inc. | ASTE | 046224101 | 05/01/07 | 02/23/07 | Annual | 37300 | 1.3 | M | Elect Director William B. Sansom | For | For | |
Astec Industries, Inc. | ASTE | 046224101 | 05/01/07 | 02/23/07 | Annual | 37300 | 1.4 | M | Elect Director J. Neal Ferry | For | For | |
Astec Industries, Inc. | ASTE | 046224101 | 05/01/07 | 02/23/07 | Annual | 37300 | 2 | M | Other Business | For | Against | Blackrock does not support proposals that seek authority to act on other business. |
The Brinks Company | BCO | 109696104 | 05/04/07 | 03/15/07 | Annual | 40600 | 1.1 | M | Elect Director James R. Barker | For | For | |
The Brinks Company | BCO | 109696104 | 05/04/07 | 03/15/07 | Annual | 40600 | 1.2 | M | Elect Director Thomas R. Hudson Jr. | For | For | |
The Brinks Company | BCO | 109696104 | 05/04/07 | 03/15/07 | Annual | 40600 | 1.3 | M | Elect Director Murray D. Martin | For | For | |
The Brinks Company | BCO | 109696104 | 05/04/07 | 03/15/07 | Annual | 40600 | 1.4 | M | Elect Director Timothy Smart | For | For | |
The Brinks Company | BCO | 109696104 | 05/04/07 | 03/15/07 | Annual | 40600 | 1.5 | M | Elect Director Ronald L. Turner | For | For | |
The Brinks Company | BCO | 109696104 | 05/04/07 | 03/15/07 | Annual | 40600 | 2 | M | Ratify Auditors | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.1 | M | Elect Director G. Bailar | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.2 | M | Elect Director J. Baily | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.3 | M | Elect Director N. Barham | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.4 | M | Elect Director G. Barnes | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.5 | M | Elect Director W. Raver | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.6 | M | Elect Director T. Vaughan | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.7 | M | Elect Director G. Bailar | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.8 | M | Elect Director J. Baily | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.9 | M | Elect Director N. Barham | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.10 | M | Elect Director G. Barnes | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.11 | M | Elect Director W. Bolinder | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.12 | M | Elect Director S. Carlsen | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.13 | M | Elect Director K. LeStrange | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.14 | M | Elect Director B. O'Neill | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.15 | M | Elect Director R. Perry | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.16 | M | Elect Director W. Raver | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.17 | M | Elect Director R. Spass | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.18 | M | Elect Director T. Vaughan | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.19 | M | Elect Director R. Williamson | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.20 | M | Elect Director W. Bolinder | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.21 | M | Elect Director S. Carlsen | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.22 | M | Elect Director J. Godfray | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.23 | M | Elect Director D. Izard | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.24 | M | Elect Director K. LeStrange | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.25 | M | Elect Director S. Minshall | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.26 | M | Elect Director B. O'Neill | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.27 | M | Elect Director W. Bolinder | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.28 | M | Elect Director S. Carlsen | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.29 | M | Elect Director J. Godfray | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.30 | M | Elect Director D. Izard | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.31 | M | Elect Director K. LeStrange | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.32 | M | Elect Director S. Minshall | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 1.33 | M | Elect Director B. O'Neill | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 2 | M | Ratify Auditors | For | For | |
ENDURANCE SPECIALTY HOLDINGS | ENH | G30397106 | 05/09/07 | 03/05/07 | Annual | 47561 | 3 | M | TO ADOPT THE PROPOSED 2007 EQUITY INCENTIVE PLAN. | For | For | |
WSFS Financial Corp. | WSFS | 929328102 | 04/26/07 | 03/07/07 | Annual | 13492 | 1.1 | M | Elect Director John F. Downey | For | For | |
WSFS Financial Corp. | WSFS | 929328102 | 04/26/07 | 03/07/07 | Annual | 13492 | 1.2 | M | Elect Director Thomas P. Preston | For | For | |
WSFS Financial Corp. | WSFS | 929328102 | 04/26/07 | 03/07/07 | Annual | 13492 | 1.3 | M | Elect Director Marvin N. Schoenhals | For | For | |
WSFS Financial Corp. | WSFS | 929328102 | 04/26/07 | 03/07/07 | Annual | 13492 | 2 | M | Ratify Auditors | For | For | |
WSFS Financial Corp. | WSFS | 929328102 | 04/26/07 | 03/07/07 | Annual | 13492 | 3 | M | Amend Omnibus Stock Plan | For | For | The estimated shareholder value transfer of the company's plans of 10 percent is above the allowable cap for this company of 7 percent. |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.1 | M | Elect Director H. Furlong Baldwin | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.2 | M | Elect Director Jonathan F. Bank | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.3 | M | Elect Director Dan R. Carmichael | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.4 | M | Elect Director Robert V. Deutsch | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.5 | M | Elect Director A. John Hass | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.6 | M | Elect Director Edmund R. Megna | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.7 | M | Elect Director Steven H. Newman | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.8 | M | Elect Director Michael D. Price | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 1.9 | M | Elect Director Peter T. Pruitt | For | For | |
PLATINUM UNDERWRITERS HOLDINGS LTD | PTP | G7127P100 | 04/25/07 | 03/09/07 | Annual | 61891 | 2 | M | TO CONSIDER AND TAKE ACTION UPON A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.1 | M | Elect Director Steven B. Fink | For | Withhold | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.2 | M | Elect Director Jeffrey G. Katz | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.3 | M | Elect Director Thomas J. Kalinske | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.4 | M | Elect Director Stanley E. Maron | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.5 | M | Elect Director E. Stanton McKee, Jr. | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.6 | M | Elect Director David C. Nagel | For | Withhold | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.7 | M | Elect Director Ralph R. Smith | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 1.8 | M | Elect Director Caden Wang | For | For | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 2 | M | Amend Omnibus Stock Plan | For | Against | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 3 | S | Seek Sale of Company/Assets | Against | Against | |
LeapFrog Enterprises, Inc. | LF | 52186N106 | 05/01/07 | 03/14/07 | Annual | 56238 | 4 | M | Ratify Auditors | For | For | |
Administaff, Inc. | ASF | 007094105 | 05/02/07 | 03/05/07 | Annual | 23200 | 1.1 | M | Elect Director Jack M. Fields, Jr. | For | For | |
Administaff, Inc. | ASF | 007094105 | 05/02/07 | 03/05/07 | Annual | 23200 | 1.2 | M | Elect Director Paul S. Lattanzio | For | For | |
Administaff, Inc. | ASF | 007094105 | 05/02/07 | 03/05/07 | Annual | 23200 | 1.3 | M | Elect Director Richard G. Rawson | For | For | |
Administaff, Inc. | ASF | 007094105 | 05/02/07 | 03/05/07 | Annual | 23200 | 2 | M | Ratify Auditors | For | For | |
Oceaneering International, Inc. | OII | 675232102 | 05/04/07 | 03/12/07 | Annual | 25100 | 1.1 | M | Elect Director David S. Hooker | For | For | |
Oceaneering International, Inc. | OII | 675232102 | 05/04/07 | 03/12/07 | Annual | 25100 | 1.2 | M | Elect Director Harris J. Pappas | For | For | |
Oceaneering International, Inc. | OII | 675232102 | 05/04/07 | 03/12/07 | Annual | 25100 | 2 | M | Ratify Auditors | For | For | |
Innkeepers USA Trust | KPA.PC | 4576J0104 | 05/02/07 | 03/01/07 | Annual | 81900 | 1.1 | M | Elect Director Randall L. Churchey | For | For | |
Innkeepers USA Trust | KPA.PC | 4576J0104 | 05/02/07 | 03/01/07 | Annual | 81900 | 1.2 | M | Elect Director Jack P. Deboer | For | For | |
Innkeepers USA Trust | KPA.PC | 4576J0104 | 05/02/07 | 03/01/07 | Annual | 81900 | 1.3 | M | Elect Director Joel F. Zemans | For | For | |
Innkeepers USA Trust | KPA.PC | 4576J0104 | 05/02/07 | 03/01/07 | Annual | 81900 | 2 | M | Ratify Auditors | For | For | |
Jarden Corp. | JAH | 471109108 | 05/17/07 | 03/28/07 | Annual | 31950 | 1.1 | M | Elect Director Ian G.H. Ashken | For | For | |
Jarden Corp. | JAH | 471109108 | 05/17/07 | 03/28/07 | Annual | 31950 | 1.2 | M | Elect Director Richard L. Molen | For | For | |
Jarden Corp. | JAH | 471109108 | 05/17/07 | 03/28/07 | Annual | 31950 | 1.3 | M | Elect Director Charles R. Kaye | For | For | |
Jarden Corp. | JAH | 471109108 | 05/17/07 | 03/28/07 | Annual | 31950 | 2 | M | Ratify Auditors | For | For | |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 05/16/07 | 03/19/07 | Annual | 52400 | 1 | M | Elect Director Vernon A. Brunner | For | For | |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 05/16/07 | 03/19/07 | Annual | 52400 | 2 | M | Elect Director Brother James Gaffney | For | For | |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 05/16/07 | 03/19/07 | Annual | 52400 | 3 | M | Elect Director John L. Sterling | For | For | |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 05/16/07 | 03/19/07 | Annual | 52400 | 4 | M | Elect Director J. Stephen Vanderwoude | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 1.1 | M | Elect Director Clint Arnoldus | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 1.2 | M | Elect Director Christine H.H. Camp Friedman | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 1.3 | M | Elect Director Dennis I. Hirota | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 1.4 | M | Elect Director Ronald K. Migita | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 1.5 | M | Elect Director Maurice H. Yamasato | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 2 | M | Ratify Auditors | For | For | |
Central Pacific Financial Corp. | CPF | 154760102 | 05/22/07 | 03/15/07 | Annual | 13141 | 3 | M | Amend Omnibus Stock Plan | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.1 | M | Elect Director I. Cormack | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.2 | M | Elect Director P. Melwani | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.3 | M | Elect Director K. Salame | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.4 | M | Elect Director S. Sinclair | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.5 | M | Elect Director P. Myners | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.6 | M | Elect Director C. O'Kane | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.7 | M | Elect Director I. Cormack | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.8 | M | Elect Director M. Gumienny | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.9 | M | Elect Director G. Jones | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.10 | M | Elect Director O. Peterken | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.11 | M | Elect Director S. Sinclair | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.12 | M | Elect Director Ms. H. Hutter | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.13 | M | Elect Director C. O'Kane | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.14 | M | Elect Director J. Cusack | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.15 | M | Elect Director I. Campbell | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.16 | M | Elect Director C. O'Kane | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.17 | M | Elect Director J. Cusack | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.18 | M | Elect Director I. Campbell | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.19 | M | Elect Director I. Campbell | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.20 | M | Elect Director D. Curtin | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.21 | M | Elect Director R. Mankiewitz | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.22 | M | Elect Director C. Woodman | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.23 | M | Elect Director C. O'Kane | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.24 | M | Elect Director J. Cusack | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.25 | M | Elect Director J. Few | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.26 | M | Elect Director O. Peterken | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.27 | M | Elect Director S. Sinclair | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.28 | M | Elect Director D. Skinner | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.29 | M | Elect Director Ms. K. Green | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 1.30 | M | Elect Director Ms. K. Vacher | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 2 | M | TO RE-ELECT MR. JOHN CAVOORES AS A CLASS I DIRECTOR. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 3 | M | TO RE-ELECT MR. GLYN JONES AS A CLASS II DIRECTOR. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 4 | M | TO AMEND THE COMPANY S 2006 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN. | For | Against | Since the company does not meet all of the above qualitative features of director compensation, and the plan fails the compensation model, a vote against this item is recommended. |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 5 | M | TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, TO ACT AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 6 | M | TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK LIMITED TO ALLOT SHARES. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 7 | M | Ratify Auditors | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 8 | M | TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK SERVICES LIMITED TO ALLOT SHARES. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 9 | M | Ratify Auditors | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 10 | M | TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) HOLDINGS LIMITED TO ALLOT SHARES. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 11 | M | Ratify Auditors | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 12 | M | TO AUTHORIZE THE DIRECTORS OF AIUK TRUSTEES LIMITED TO ALLOT SHARES. | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 13 | M | Ratify Auditors | For | For | |
Aspen Insurance Holdings, Ltd. | AHL | G05384105 | 05/02/07 | 03/08/07 | Annual | 53900 | 14 | M | Ratify Auditors | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.1 | M | Elect Director Robert E. Dods | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.2 | M | Elect Director Boyd L. Meyer | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.3 | M | Elect Director Peter K.K. Chung | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.4 | M | Elect Director Curtis W. Stoelting | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.5 | M | Elect Director John S. Bakalar | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.6 | M | Elect Director John J. Vosicky | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.7 | M | Elect Director Paul E. Purcell | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.8 | M | Elect Director Daniel M. Wright | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.9 | M | Elect Director Thomas M. Collinger | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.10 | M | Elect Director Linda A. Huett | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.11 | M | Elect Director M.J. Merriman, Jr. | For | For | |
RC2 CORP | RCRC | 749388104 | 05/04/07 | 03/19/07 | Annual | 25000 | 1.12 | M | Elect Director Peter J. Henseler | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.1 | M | Elect Director Thomas G. Wattles | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.2 | M | Elect Director Philip L. Hawkins | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.3 | M | Elect Director Phillip R. Altinger | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.4 | M | Elect Director Thomas F. August | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.5 | M | Elect Director John S. Gates, Jr. | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.6 | M | Elect Director Tripp H. Hardin | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.7 | M | Elect Director James R. Mulvihill | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.8 | M | Elect Director John C. O'Keefe | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 1.9 | M | Elect Director Bruce L. Warwick | For | For | |
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 03/21/07 | Annual | 91600 | 2 | M | Ratify Auditors | For | For | |
Corporate Office Properties Trust, Inc. | OFC | 22002T108 | 05/17/07 | 03/15/07 | Annual | 31200 | 1.1 | M | Elect Trustee Douglas M. Firstenberg | For | For | |
Corporate Office Properties Trust, Inc. | OFC | 22002T108 | 05/17/07 | 03/15/07 | Annual | 31200 | 1.2 | M | Elect Trustee Clay W. Hamlin, III | For | For | |
Corporate Office Properties Trust, Inc. | OFC | 22002T108 | 05/17/07 | 03/15/07 | Annual | 31200 | 1.3 | M | Elect Trustee Jay H. Shidler | For | For | |
Corporate Office Properties Trust, Inc. | OFC | 22002T108 | 05/17/07 | 03/15/07 | Annual | 31200 | 1.4 | M | Elect Trustee Kenneth S. Sweet, Jr. | For | For | |
Corporate Office Properties Trust, Inc. | OFC | 22002T108 | 05/17/07 | 03/15/07 | Annual | 31200 | 2 | M | Approve Omnibus Stock Plan | For | Against | The estimated shareholder value transfer of the company's plans of 23 percent is above the allowable cap for this company of 6 percent. Additionally, the plan allows repricing of underwater stock options via cancellation and regrant of awards without shareholder approval, which we believe reduces the incentive value of the plan. |
Waste Connections, Inc. | WCN | 941053100 | 05/16/07 | 03/20/07 | Annual | 84450 | 1.1 | M | Elect Director Ronald J. Mittelstaedt | For | For | |
Waste Connections, Inc. | WCN | 941053100 | 05/16/07 | 03/20/07 | Annual | 84450 | 1.2 | M | Elect Director Edward E. 'Ned' Guillet | For | For | |
Waste Connections, Inc. | WCN | 941053100 | 05/16/07 | 03/20/07 | Annual | 84450 | 2 | M | Increase Authorized Common Stock | For | For | |
Waste Connections, Inc. | WCN | 941053100 | 05/16/07 | 03/20/07 | Annual | 84450 | 3 | M | Ratify Auditors | For | For | |
K&F Industries Holdings, Inc. | 482241106 | 05/03/07 | 04/05/07 | Special | 20800 | 1 | M | Approve Merger Agreement | For | For | ||
K&F Industries Holdings, Inc. | 482241106 | 05/03/07 | 04/05/07 | Special | 20800 | 2 | M | Adjourn Meeting | For | For | ||
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.1 | M | Elect Director Stephanie Abramson | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.2 | M | Elect Director Arthur Ainsberg | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.3 | M | Elect Director Jessica Bibliowicz | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.4 | M | Elect Director R. Bruce Callahan | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.5 | M | Elect Director John Elliott | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.6 | M | Elect Director Shari Loessberg | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 1.7 | M | Elect Director Kenneth Mlekush | For | For | |
National Financial Partners Corp. | NFP | 63607P208 | 05/16/07 | 03/22/07 | Annual | 13803 | 2 | M | Ratify Auditors | For | For | |
Black Hills Corp. | BKH | 092113109 | 05/22/07 | 04/03/07 | Annual | 56900 | 1.1 | M | Elect Director Jack W. Eugster | For | For | |
Black Hills Corp. | BKH | 092113109 | 05/22/07 | 04/03/07 | Annual | 56900 | 1.2 | M | Elect Director Gary L. Pechota | For | For | |
Black Hills Corp. | BKH | 092113109 | 05/22/07 | 04/03/07 | Annual | 56900 | 1.3 | M | Elect Director Thomas J. Zeller | For | For | |
Black Hills Corp. | BKH | 092113109 | 05/22/07 | 04/03/07 | Annual | 56900 | 2 | M | Ratify Auditors | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.1 | M | Elect Director Rory J. Cowan | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.2 | M | Elect Director John H. Mackinnon | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.3 | M | Elect Director Robert J. Murray | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.4 | M | Elect Director Robert L. Rewey | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.5 | M | Elect Director Richard T. Riley | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.6 | M | Elect Director Harvey Rosenthal | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.7 | M | Elect Director Maria Renna Sharpe | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 1.8 | M | Elect Director Ronald V. Waters III | For | For | |
Lojack Corp. | LOJN | 539451104 | 05/17/07 | 03/20/07 | Annual | 47487 | 2 | M | Ratify Auditors | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.1 | M | Elect Director Daniel R. Lee | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.2 | M | Elect Director John V. Giovenco | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.3 | M | Elect Director Richard J. Goeglein | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.4 | M | Elect Director Ellis Landau | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.5 | M | Elect Director Bruce A. Leslie | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.6 | M | Elect Director James L. Martineau | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.7 | M | Elect Director Michael Ornest | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 1.8 | M | Elect Director Lynn P. Reitnouer | For | For | |
Pinnacle Entertainment, Inc. | PNK | 723456109 | 05/08/07 | 03/12/07 | Annual | 55100 | 2 | M | Ratify Auditors | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.1 | M | Elect Director Edward L. Kuntz | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.2 | M | Elect Director Ann C. Berzin | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.3 | M | Elect Director Thomas P. Cooper, M.D. | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.4 | M | Elect Director Paul J. Diaz | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.5 | M | Elect Director Michael J. Embler | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.6 | M | Elect Director Garry N. Garrison | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.7 | M | Elect Director Isaac Kaufman | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.8 | M | Elect Director John H. Klein | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 1.9 | M | Elect Director Eddy J. Rogers, Jr. | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 2 | M | Amend Non-Employee Director Omnibus Stock Plan | For | For | |
Kindred Healthcare, Inc. | KND | 494580103 | 05/31/07 | 04/03/07 | Annual | 67700 | 3 | M | Ratify Auditors | For | For | |
Cal Dive International, Inc. | DVR | 12802T101 | 05/07/07 | 03/30/07 | Annual | 74600 | 1.1 | M | Elect Director Owen E. Kratz | For | For | |
Cal Dive International, Inc. | DVR | 12802T101 | 05/07/07 | 03/30/07 | Annual | 74600 | 1.2 | M | Elect Director David E. Preng | For | For | |
Cal Dive International, Inc. | DVR | 12802T101 | 05/07/07 | 03/30/07 | Annual | 74600 | 2 | M | Amend Omnibus Stock Plan | For | For | |
Magellan Health Services, Inc. | MGLN | 559079207 | 05/15/07 | 03/26/07 | Annual | 57000 | 1.1 | M | Elect Director Nancy L. Johnson | For | For | |
Magellan Health Services, Inc. | MGLN | 559079207 | 05/15/07 | 03/26/07 | Annual | 57000 | 1.2 | M | Elect Director Steven J. Shulman | For | For | |
Magellan Health Services, Inc. | MGLN | 559079207 | 05/15/07 | 03/26/07 | Annual | 57000 | 1.3 | M | Elect Director Michael P. Ressner | For | For | |
Magellan Health Services, Inc. | MGLN | 559079207 | 05/15/07 | 03/26/07 | Annual | 57000 | 1.4 | M | Elect Director Michael Diament | For | For | |
Magellan Health Services, Inc. | MGLN | 559079207 | 05/15/07 | 03/26/07 | Annual | 57000 | 2 | M | Ratify Auditors | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.1 | M | Elect Director Richard M. Adams | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.2 | M | Elect Director Robert G. Astorg | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.3 | M | Elect Director Thomas J. Blair, III | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.4 | M | Elect Director W. Gaston Caperton, III | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.5 | M | Elect Director Lawrence K. Doll | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.6 | M | Elect Director Theodore J. Georgelas | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.7 | M | Elect Director F.T. Graff, Jr. | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.8 | M | Elect Director Russell L. Isaacs | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.9 | M | Elect Director John M. McMahon | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.10 | M | Elect Director J. Paul McNamara | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.11 | M | Elect Director G. Ogden Nutting | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.12 | M | Elect Director William C. Pitt, III | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.13 | M | Elect Director I.N. Smith, Jr. | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.14 | M | Elect Director Mary K. Weddle | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 1.15 | M | Elect Director P. Clinton Winter, Jr. | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 2 | M | Ratify Auditors | For | For | |
United Bankshares, Inc. | UBSI | 909907107 | 05/21/07 | 04/02/07 | Annual | 30600 | 3 | M | Other Business | For | Against | Blackrock does not support proposals that seek authority to act on other business. |
Lennox International, Inc. | LII | 526107107 | 05/17/07 | 03/26/07 | Annual | 40016 | 1.1 | M | Elect Director Todd M. Bluedorn | For | For | |
Lennox International, Inc. | LII | 526107107 | 05/17/07 | 03/26/07 | Annual | 40016 | 1.2 | M | Elect Director Janet K. Cooper | For | For | |
Lennox International, Inc. | LII | 526107107 | 05/17/07 | 03/26/07 | Annual | 40016 | 1.3 | M | Elect Director C.L. (Jerry) Henry | For | For | |
Lennox International, Inc. | LII | 526107107 | 05/17/07 | 03/26/07 | Annual | 40016 | 1.4 | M | Elect Director Terry D. Stinson | For | For | |
Lennox International, Inc. | LII | 526107107 | 05/17/07 | 03/26/07 | Annual | 40016 | 1.5 | M | Elect Director Richard L. Thompson | For | For | |
Lennox International, Inc. | LII | 526107107 | 05/17/07 | 03/26/07 | Annual | 40016 | 2 | M | Organization Related- Issuance of Shares pursuant to an Agreement and Plan of Reorganization | For | For | |
Regal Entertainment Group | RGC | 758766109 | 05/09/07 | 04/09/07 | Annual | 90000 | 1.1 | M | Elect Director Thomas D. Bell, Jr. | For | For | |
Regal Entertainment Group | RGC | 758766109 | 05/09/07 | 04/09/07 | Annual | 90000 | 1.2 | M | Elect Director David H. Keyte | For | For | |
Regal Entertainment Group | RGC | 758766109 | 05/09/07 | 04/09/07 | Annual | 90000 | 1.3 | M | Elect Director Lee M. Thomas | For | For | |
Regal Entertainment Group | RGC | 758766109 | 05/09/07 | 04/09/07 | Annual | 90000 | 2 | M | Ratify Auditors | For | For | |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 05/15/07 | 03/19/07 | Annual | 155300 | 1.1 | M | Elect Director Thomas E. Baker | For | For | |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 05/15/07 | 03/19/07 | Annual | 155300 | 1.2 | M | Elect Director Daniel W. Judge | For | For | |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 05/15/07 | 03/19/07 | Annual | 155300 | 1.3 | M | Elect Director John R. Koelmel | For | For | |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 05/15/07 | 03/19/07 | Annual | 155300 | 1.4 | M | Elect Director George M. Philip | For | For | |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 05/15/07 | 03/19/07 | Annual | 155300 | 1.5 | M | Elect Director Louise Woerner | For | For | |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 05/15/07 | 03/19/07 | Annual | 155300 | 2 | M | Ratify Auditors | For | For | |
Perini Corp. | PCR | 713839108 | 05/17/07 | 03/30/07 | Annual | 31300 | 1.1 | M | Elect Director Willard W. Brittain, Jr. | For | For | |
Perini Corp. | PCR | 713839108 | 05/17/07 | 03/30/07 | Annual | 31300 | 1.2 | M | Elect Director Robert A. Kennedy | For | For | |
Perini Corp. | PCR | 713839108 | 05/17/07 | 03/30/07 | Annual | 31300 | 1.3 | M | Elect Director Ronald N. Tutor | For | For | |
Perini Corp. | PCR | 713839108 | 05/17/07 | 03/30/07 | Annual | 31300 | 2 | M | Ratify Auditors | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.1 | M | Elect Director Molly Shi Boren | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.2 | M | Elect Director Thomas P. Capo | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.3 | M | Elect Director Maryann N. Keller | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.4 | M | Elect Director Hon. Edward C. Lumley | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.5 | M | Elect Director Richard W. Neu | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.6 | M | Elect Director Gary L. Paxton | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.7 | M | Elect Director John C. Pope | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 1.8 | M | Elect Director Edward L. Wax | For | For | |
Dollar Thrifty Automotive Group, Inc. | DTG | 256743105 | 05/17/07 | 03/23/07 | Annual | 1043 | 2 | M | Ratify Auditors | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.1 | M | Elect Director Blake M. Roney | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.2 | M | Elect Director M. Truman Hunt | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.3 | M | Elect Director Sandra N. Tillotson | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.4 | M | Elect Director E.J. Garn | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.5 | M | Elect Director Daniel W. Campbell | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.6 | M | Elect Director Andrew D. Lipman | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.7 | M | Elect Director Patricia Negron | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.8 | M | Elect Director Christine M. Day | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 1.9 | M | Elect Director Desmond C. Wong | For | For | |
Nu Skin Enterprises Inc. | NUS | 67018T105 | 05/14/07 | 03/30/07 | Annual | 94263 | 2 | M | Ratify Auditors | For | Against | |
Knight Transportation, Inc. | KNX | 499064103 | 05/24/07 | 03/30/07 | Annual | 84300 | 1.1 | M | Elect Director Kevin P. Knight | For | For | |
Knight Transportation, Inc. | KNX | 499064103 | 05/24/07 | 03/30/07 | Annual | 84300 | 1.2 | M | Elect Director Randy Knight | For | For | |
Knight Transportation, Inc. | KNX | 499064103 | 05/24/07 | 03/30/07 | Annual | 84300 | 1.3 | M | Elect Director Michael Garnreiter | For | For | |
Knight Transportation, Inc. | KNX | 499064103 | 05/24/07 | 03/30/07 | Annual | 84300 | 2 | M | Increase Authorized Common Stock | For | Against | The proposed increase is excessive. |
Knight Transportation, Inc. | KNX | 499064103 | 05/24/07 | 03/30/07 | Annual | 84300 | 3 | M | Ratify Auditors | For | For | |
Gramercy Capital Corp | GKK | 384871109 | 05/24/07 | 03/20/07 | Annual | 26219 | 1.1 | M | Elect Director Marc Holliday | For | For | |
Gramercy Capital Corp | GKK | 384871109 | 05/24/07 | 03/20/07 | Annual | 26219 | 1.2 | M | Elect Director Paul J. Konigsberg | For | For | |
Gramercy Capital Corp | GKK | 384871109 | 05/24/07 | 03/20/07 | Annual | 26219 | 1.3 | M | Elect Director Charles S. Laven | For | For | |
Gramercy Capital Corp | GKK | 384871109 | 05/24/07 | 03/20/07 | Annual | 26219 | 2 | M | Ratify Auditors | For | For | |
Goodrich Petroleum Corp. | GDP | 382410405 | 05/17/07 | 04/05/07 | Annual | 36876 | 1.1 | M | Elect Director Walter G. Goodrich | For | Withhold | We recommend that shareholders WITHHOLD votes from Walter G. Goodrich and Robert C. Turnham Jr for failure to establish an independent nominating committee. |
Goodrich Petroleum Corp. | GDP | 382410405 | 05/17/07 | 04/05/07 | Annual | 36876 | 1.2 | M | Elect Director John T. Callaghan | For | For | |
Goodrich Petroleum Corp. | GDP | 382410405 | 05/17/07 | 04/05/07 | Annual | 36876 | 1.3 | M | Elect Director Arthur A. Seeligson | For | For | |
Goodrich Petroleum Corp. | GDP | 382410405 | 05/17/07 | 04/05/07 | Annual | 36876 | 1.4 | M | Elect Director Robert C. Turnham, Jr. | For | Withhold | |
Goodrich Petroleum Corp. | GDP | 382410405 | 05/17/07 | 04/05/07 | Annual | 36876 | 2 | M | Ratify Auditors | For | For | |
Goodrich Petroleum Corp. | GDP | 382410405 | 05/17/07 | 04/05/07 | Annual | 36876 | 3 | M | Increase Authorized Common Stock | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.1 | M | Elect Director Donald G. Campbell | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.2 | M | Elect Director Joel J. Cohen | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.3 | M | Elect Director George L. Jones | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.4 | M | Elect Director Amy B. Lane | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.5 | M | Elect Director Brian T. Light | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.6 | M | Elect Director Victor L. Lund | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.7 | M | Elect Director Edna Greene Medford | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.8 | M | Elect Director Lawrence I. Pollock | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 1.9 | M | Elect Director Michael Weiss | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 2 | M | Company Specific- Adopt Majority Voting | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 3 | M | Ratify Auditors | For | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 4 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | |
Borders Group, Inc. | BGP | 099709107 | 05/24/07 | 03/27/07 | Annual | 99300 | 5 | S | Separate Chairman and CEO Positions | Against | Against | |
Cathay General Bancorp | CATY | 149150104 | 05/21/07 | 04/02/07 | Annual | 57300 | 1.1 | M | Elect Director Kelly L. Chan | For | For | |
Cathay General Bancorp | CATY | 149150104 | 05/21/07 | 04/02/07 | Annual | 57300 | 1.2 | M | Elect Director Dunson K. Cheng | For | For | |
Cathay General Bancorp | CATY | 149150104 | 05/21/07 | 04/02/07 | Annual | 57300 | 1.3 | M | Elect Director Thomas C.T. Chiu | For | For | |
Cathay General Bancorp | CATY | 149150104 | 05/21/07 | 04/02/07 | Annual | 57300 | 1.4 | M | Elect Director Joseph C.H. Poon | For | For | |
Chart Industries, Inc. | GTLS | 16115Q308 | 05/23/07 | 03/30/07 | Annual | 14455 | 1.1 | M | Elect Director Samuel F. Thomas | For | For | |
Chart Industries, Inc. | GTLS | 16115Q308 | 05/23/07 | 03/30/07 | Annual | 14455 | 1.2 | M | Elect Director Timothy H. Day | For | For | |
Chart Industries, Inc. | GTLS | 16115Q308 | 05/23/07 | 03/30/07 | Annual | 14455 | 1.3 | M | Elect Director Richard E. Goodrich | For | For | |
Chart Industries, Inc. | GTLS | 16115Q308 | 05/23/07 | 03/30/07 | Annual | 14455 | 1.4 | M | Elect Director Steven W. Krablin | For | For | |
Chart Industries, Inc. | GTLS | 16115Q308 | 05/23/07 | 03/30/07 | Annual | 14455 | 1.5 | M | Elect Director Kenneth W. Moore | For | For | |
Chart Industries, Inc. | GTLS | 16115Q308 | 05/23/07 | 03/30/07 | Annual | 14455 | 1.6 | M | Elect Director Michael W. Press | For | For | |
Education Realty Trust, Inc. | EDR | 28140H104 | 05/22/07 | 04/10/07 | Annual | 82700 | 1.1 | M | Elect Director Paul O. Bower | For | For | |
Education Realty Trust, Inc. | EDR | 28140H104 | 05/22/07 | 04/10/07 | Annual | 82700 | 1.2 | M | Elect Director Monte J. Barrow | For | For | |
Education Realty Trust, Inc. | EDR | 28140H104 | 05/22/07 | 04/10/07 | Annual | 82700 | 1.3 | M | Elect Director William J. Cahill, III | For | For | |
Education Realty Trust, Inc. | EDR | 28140H104 | 05/22/07 | 04/10/07 | Annual | 82700 | 1.4 | M | Elect Director John L. Ford | For | For | |
Education Realty Trust, Inc. | EDR | 28140H104 | 05/22/07 | 04/10/07 | Annual | 82700 | 1.5 | M | Elect Director Wendell W. Weakley | For | For | |
Education Realty Trust, Inc. | EDR | 28140H104 | 05/22/07 | 04/10/07 | Annual | 82700 | 2 | M | Ratify Auditors | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.1 | M | Elect Director Alan D. Gold | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.2 | M | Elect Director Barbara R. Cambon | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.3 | M | Elect Director Edward A. Dennis | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.4 | M | Elect Director Gary A. Kreitzer | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.5 | M | Elect Director Mark J. Riedy | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.6 | M | Elect Director Theodore D. Roth | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 1.7 | M | Elect Director M. Faye Wilson | For | For | |
BIOMED REALTY TRUST INC | BMR | 09063H107 | 05/16/07 | 03/30/07 | Annual | 47400 | 2 | M | Ratify Auditors | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.1 | M | Elect Director Adelmo E. Archuleta | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.2 | M | Elect Director Julie A. Dobson | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.3 | M | Elect Director Woody L. Hunt | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.4 | M | Elect Director Charles E. McMahen | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.5 | M | Elect Director Manuel T. Pacheco | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.6 | M | Elect Director Robert M. Price | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.7 | M | Elect Director Bonnie S. Reitz | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.8 | M | Elect Director Jeffry E. Sterba | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 1.9 | M | Elect Director Joan B. Woodard | For | For | |
PNM Resources Inc | PNM | 69349H107 | 05/22/07 | 04/02/07 | Annual | 68100 | 2 | M | Ratify Auditors | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.1 | M | Elect Director John R. Alm | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.2 | M | Elect Director David H. Batchelder | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.3 | M | Elect Director Michael R. D'Appolonia | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.4 | M | Elect Director C. Scott Greer | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.5 | M | Elect Director Gail E. Hamilton | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.6 | M | Elect Director Stephen G. Hanks | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.7 | M | Elect Director William H. Mallender | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.8 | M | Elect Director Michael P. Monaco | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.9 | M | Elect Director Cordell Reed | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.10 | M | Elect Director Dennis R. Washington | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 1.11 | M | Elect Director Dennis K. Williams | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 2 | M | Ratify Auditors | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 3 | M | Company Specific--Adopt Majority Voting | For | For | |
Washington Group International Inc | WNG | 938862208 | 05/18/07 | 03/21/07 | Annual | 36100 | 4 | S | Provide for Cumulative Voting | Against | Against | |
BJ Wholesale Club, Inc | BJ | 05548J106 | 05/24/07 | 04/09/07 | Annual | 134100 | 1.1 | M | Elect Director S. James Coppersmith | For | For | |
BJ Wholesale Club, Inc | BJ | 05548J106 | 05/24/07 | 04/09/07 | Annual | 134100 | 1.2 | M | Elect Director Thomas J. Shields | For | For | |
BJ Wholesale Club, Inc | BJ | 05548J106 | 05/24/07 | 04/09/07 | Annual | 134100 | 1.3 | M | Elect Director Herbert J Zarkin | For | For | |
BJ Wholesale Club, Inc | BJ | 05548J106 | 05/24/07 | 04/09/07 | Annual | 134100 | 2 | M | Approve Omnibus Stock Plan | For | For | |
BJ Wholesale Club, Inc | BJ | 05548J106 | 05/24/07 | 04/09/07 | Annual | 134100 | 3 | M | Ratify Auditors | For | For | |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 1.1 | M | Elect Director William J. Museler | For | For | |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 1.2 | M | Elect Director Gordon Bennett Stewart, III | For | For | |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 1.3 | M | Elect Director Lee C. Stewart | For | For | |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 1.4 | M | Elect Director Edward G. Jepsen | For | For | |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 1.5 | M | Elect Director Joseph L. Welch | For | For | |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 2 | M | Classify the Board of Directors | For | Against | The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. |
ITC Holdings Corp | ITC | 465685105 | 06/08/07 | 04/16/07 | Annual | 33200 | 3 | M | Ratify Auditors | For | For | |
DJO INC. | DJO | 23325G104 | 06/04/07 | 04/18/07 | Annual | 110397 | 1.1 | M | Elect Director Jack R. Blair | For | For | |
DJO INC. | DJO | 23325G104 | 06/04/07 | 04/18/07 | Annual | 110397 | 1.2 | M | Elect Director Mitchell J. Blutt | For | For | |
DJO INC. | DJO | 23325G104 | 06/04/07 | 04/18/07 | Annual | 110397 | 1.3 | M | Elect Director W. Thomas Mitchell | For | For | |
DJO INC. | DJO | 23325G104 | 06/04/07 | 04/18/07 | Annual | 110397 | 2 | M | Increase Authorized Common Stock | For | For | |
DJO INC. | DJO | 23325G104 | 06/04/07 | 04/18/07 | Annual | 110397 | 3 | M | Ratify Auditors | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.1 | M | Elect Director Arnold B. Zetcher | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.2 | M | Elect Director John W. Gleeson | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.3 | M | Elect Director Tsutomu Kajita | For | Withhold | We recommend that shareholders WITHHOLD votes from Motoya Okada for poor attendance, for standing as an insider on the Nominating Committee, from Tsutomu Kajita for standing as an insider on the Compensation Committee. |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.4 | M | Elect Director Motoya Okada | For | Withhold | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.5 | M | Elect Director Gary M. Pfeiffer | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.6 | M | Elect Director Yoshihiro Sano | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.7 | M | Elect Director Susan M. Swain | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 1.8 | M | Elect Director Isao Tsuruta | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 2 | M | Ratify Auditors | For | For | |
The Talbots, Inc. | TLB | 874161102 | 05/24/07 | 04/05/07 | Annual | 24600 | 3 | M | Amend Omnibus Stock Plan | For | Against | The estimated shareholder value transfer of the company's plans of 18 percent is above the allowable cap for this company of 10 percent. |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.1 | M | Elect Director Allan E. Bulley, Jr. | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.2 | M | Elect Director Bruce K. Crowther | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.3 | M | Elect Director Bert A. Getz, Jr. | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.4 | M | Elect Director James B. Mccarthy | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.5 | M | Elect Director Albin F. Moschner | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.6 | M | Elect Director Thomas J. Neis | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.7 | M | Elect Director Ingrid S. Stafford | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 1.8 | M | Elect Director Edward J. Wehmer | For | For | |
Wintrust Financial Corp. | WTFC | 97650W108 | 05/24/07 | 04/20/07 | Annual | 30000 | 2 | M | Ratify Auditors | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.1 | M | Elect Director Ralph L. Cruz | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.2 | M | Elect Director William R. Cruz | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.3 | M | Elect Director Denise Dickins | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.4 | M | Elect Director Michael W. Fipps | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.5 | M | Elect Director Stephen C. Richards | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.6 | M | Elect Director Salomon Sredni | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 1.7 | M | Elect Director Charles F. Wright | For | For | |
Tradestation Group, Inc. | TRAD | 89267P105 | 06/01/07 | 04/12/07 | Annual | 65800 | 2 | M | Ratify Auditors | For | For | |
Arbor Realty Trust, Inc. | ABR | 038923108 | 05/30/07 | 04/13/07 | Annual | 56400 | 1.1 | M | Elect Director John J. Bishar, Jr. | For | For | |
Arbor Realty Trust, Inc. | ABR | 038923108 | 05/30/07 | 04/13/07 | Annual | 56400 | 1.2 | M | Elect Director Archie R. Dykes | For | For | |
Arbor Realty Trust, Inc. | ABR | 038923108 | 05/30/07 | 04/13/07 | Annual | 56400 | 1.3 | M | Elect Director Joseph Martello | For | For | |
Arbor Realty Trust, Inc. | ABR | 038923108 | 05/30/07 | 04/13/07 | Annual | 56400 | 1.4 | M | Elect Director Kyle A. Permut | For | For | |
Arbor Realty Trust, Inc. | ABR | 038923108 | 05/30/07 | 04/13/07 | Annual | 56400 | 2 | M | Ratify Auditors | For | For | |
Arbor Realty Trust, Inc. | ABR | 038923108 | 05/30/07 | 04/13/07 | Annual | 56400 | 3 | M | Approve Stock Ownership Limitations | For | For | |
GFI Group Inc | GFIG | 361652209 | 06/13/07 | 04/16/07 | Annual | 7200 | 1.1 | M | Elect Director Colin Heffron | For | For | |
GFI Group Inc | GFIG | 361652209 | 06/13/07 | 04/16/07 | Annual | 7200 | 1.2 | M | Elect Director John Ward | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.1 | M | Elect Director Lance Armstrong | For | Withhold | We recommend that shareholders WITHHOLD votes from Edwin L. Knetzger, III and Lance Armstrong for poor attendance. |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.2 | M | Elect Director Robert Friedman | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.3 | M | Elect Director David T. Hamamoto | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.4 | M | Elect Director Thomas L. Harrison | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.5 | M | Elect Director Fred J. Kleisner | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.6 | M | Elect Director Edwin L. Knetzger, III | For | Withhold | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 1.7 | M | Elect Director W. Edward Scheetz | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 2 | M | Ratify Auditors | For | For | |
Morgans Hotel Group Company | MHGC | 61748W108 | 05/22/07 | 04/12/07 | Annual | 59516 | 3 | M | Approve Omnibus Stock Plan | For | For | |
KBW, Inc. | KBW | 482423100 | 06/06/07 | 04/16/07 | Annual | 53300 | 1.1 | M | Elect Director Thomas B. Michaud | For | For | |
KBW, Inc. | KBW | 482423100 | 06/06/07 | 04/16/07 | Annual | 53300 | 2 | M | Ratify Auditors | For | For | |
Silgan Holdings Inc. | SLGN | 827048109 | 05/31/07 | 04/11/07 | Annual | 71651 | 1.1 | M | Elect Director R. Philip Silver | For | For | |
Silgan Holdings Inc. | SLGN | 827048109 | 05/31/07 | 04/11/07 | Annual | 71651 | 1.2 | M | Elect Director William C. Jennings | For | For | |
Silgan Holdings Inc. | SLGN | 827048109 | 05/31/07 | 04/11/07 | Annual | 71651 | 2 | M | Ratify Auditors | For | For | |
First State Bancorporation | FSNM | 336453105 | 06/01/07 | 04/25/07 | Annual | 38900 | 1.1 | M | Elect Director Leonard J. Delayo, Jr. | For | For | |
First State Bancorporation | FSNM | 336453105 | 06/01/07 | 04/25/07 | Annual | 38900 | 1.2 | M | Elect Director H. Patrick Dee | For | For | |
First State Bancorporation | FSNM | 336453105 | 06/01/07 | 04/25/07 | Annual | 38900 | 1.3 | M | Elect Director Kathleen L. Avila | For | For | |
First State Bancorporation | FSNM | 336453105 | 06/01/07 | 04/25/07 | Annual | 38900 | 2 | M | Ratify Auditors | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.1 | M | Elect Director Alan J. Barocas | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.2 | M | Elect Director Michael L. Glazer | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.3 | M | Elect Director Michael E. McCreery | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.4 | M | Elect Director John T. Mentzer | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.5 | M | Elect Director Margaret T. Monaco | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.6 | M | Elect Director William J. Montgoris | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.7 | M | Elect Director Sharon B. Mosse | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 1.8 | M | Elect Director James R. Scarborough | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 2 | M | Ratify Auditors | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 3 | M | Increase Authorized Common Stock | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 4 | M | Company Specific-Specify Authorized Preferred Stock | For | Against | |
Stage Stores, Inc. | SSI | 85254C305 | 06/07/07 | 04/16/07 | Annual | 22900 | 5 | M | Amend Articles/Bylaws/Charter General Matters --Eliminate Bankruptcy related language | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 1.1 | M | Elect Director Nancy H. Handel | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 1.1 | M | Elect Director Nancy H. Handel | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 1.2 | M | Elect Director Thomas B. Johnson | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 1.2 | M | Elect Director Thomas B. Johnson | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 1.3 | M | Elect Director L. William Krause | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 1.3 | M | Elect Director L. William Krause | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 2 | M | Ratify Auditors | For | For | |
The TriZetto Group, Inc. | TZIX | 896882107 | 05/25/07 | 04/05/07 | Annual | 71000 | 2 | M | Ratify Auditors | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.1 | M | Elect Director Roger A. Parker | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.2 | M | Elect Director Aleron H. Larson, Jr. | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.3 | M | Elect Director Jerrie F. Eckelberger | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.4 | M | Elect Director James B. Wallace | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.5 | M | Elect Director Russell S. Lewis | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.6 | M | Elect Director Kevin R. Collins | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.7 | M | Elect Director Jordan R. Smith | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 1.8 | M | Elect Director Neal A. Stanley | For | For | |
Delta Petroleum Corp. | DPTR | 247907207 | 05/30/07 | 04/18/07 | Annual | 54000 | 2 | M | Ratify Auditors | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.1 | M | Elect Director Gary W. Bagley | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.2 | M | Elect Director John M. Engquist | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.3 | M | Elect Director Keith E. Alessi | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.4 | M | Elect Director Paul N. Arnold | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.5 | M | Elect Director Bruce C. Bruckmann | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.6 | M | Elect Director Lawrence C. Karlson | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 1.7 | M | Elect Director John T. Sawyer | For | For | |
H & E EQUIPMENT SERVICES INC | HEES | 404030108 | 06/05/07 | 04/24/07 | Annual | 68600 | 2 | M | Ratify Auditors | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.1 | M | Elect Director Mark D. Dalton | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.2 | M | Elect Director Frederick M. Goltz | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.3 | M | Elect Director James H. Greene, Jr. | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.4 | M | Elect Director Donald T. Johnson, Jr. | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.5 | M | Elect Director Terrence J. Keating | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.6 | M | Elect Director Charles E. Mitchell Rentschler | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 1.7 | M | Elect Director Donald C. Roof | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 2 | M | Ratify Auditors | For | For | |
Accuride Corporation | ACW | 004398103 | 06/14/07 | 04/20/07 | Annual | 17879 | 3 | M | Amend Omnibus Stock Plan | For | For | |
Outdoor Channel Holdings, Inc. | OUTD | 690027206 | 06/06/07 | 04/25/07 | Annual | 55700 | 1.1 | M | Elect Director Perry T. Massie | For | For | |
Outdoor Channel Holdings, Inc. | OUTD | 690027206 | 06/06/07 | 04/25/07 | Annual | 55700 | 1.2 | M | Elect Director Thomas Bahnson Stanley | For | For | |
Kaiser Aluminum Corp. | KALU | 483007704 | 06/06/07 | 04/12/07 | Annual | 21100 | 1.1 | M | Elect Director Alfred E. Osborne, Jr. | For | For | |
Kaiser Aluminum Corp. | KALU | 483007704 | 06/06/07 | 04/12/07 | Annual | 21100 | 1.2 | M | Elect Director Jack Quinn | For | For | |
Kaiser Aluminum Corp. | KALU | 483007704 | 06/06/07 | 04/12/07 | Annual | 21100 | 1.3 | M | Elect Director Thomas M. Van Leeuwen | For | For | |
Kaiser Aluminum Corp. | KALU | 483007704 | 06/06/07 | 04/12/07 | Annual | 21100 | 2 | M | Ratify Auditors | For | For | |
Big 5 Sporting Goods Corp. | BGFV | 08915P101 | 06/19/07 | 04/24/07 | Annual | 40600 | 1.1 | M | Elect Director Sandra N. Bane | For | For | |
Big 5 Sporting Goods Corp. | BGFV | 08915P101 | 06/19/07 | 04/24/07 | Annual | 40600 | 1.2 | M | Elect Director Michael D. Miller | For | For | |
Big 5 Sporting Goods Corp. | BGFV | 08915P101 | 06/19/07 | 04/24/07 | Annual | 40600 | 2 | M | Approve Omnibus Stock Plan | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 1.1 | M | Elect Director John D. Campbell | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 1.2 | M | Elect Director James B. Hurlock | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 1.3 | M | Elect Director Prudence M. Leith | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 1.4 | M | Elect Director J. Robert Lovejoy | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 1.5 | M | Elect Director Georg R. Rafael | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 1.6 | M | Elect Director James B. Sherwood | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 2 | M | Ratify Auditors | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 3 | M | APPROVAL OF AMENDMENTS TO THE COMPANY S 2004 STOCK OPTION PLAN | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 4 | M | APPROVAL OF THE COMPANY S 2007 PERFORMANCE SHARE PLAN | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 5 | M | APPROVAL OF AMENDMENTS TO THE COMPANY S MEMORANDUM OF ASSOCIATION CONFERRING UNRESTRICTED COMPANY S OBJECTS AND POWERS | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 6 | M | CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYLAWS TO DELETE ALL REFERENCES IN THE BYE-LAWS TO SEA CONTAINERS LTD | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 7 | M | CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYLAWS TO PERMIT ELECTRONIC DELIVERY OF SHAREHOLDER COMMUNICATIONS | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 8 | M | CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYLAWS NOT TO REQUIRE TWO OFFICERS ALSO SERVE AS DIRECTORS | For | For | |
Orient Express Hotels, Inc. | OEH | G67743107 | 06/15/07 | 05/04/07 | Annual | 62500 | 9 | M | CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYLAWS TO ALLOW EXECUTION OF DOCUMENTS WITHOUT THE COMPANY S SEAL | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 1.1 | M | Elect Director Cynthia Cohen | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 1.2 | M | Elect Director Corrado Federico | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 1.3 | M | Elect Director W. Scott Hedrick | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 1.4 | M | Elect Director Elizabeth Mclaughlin | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 1.5 | M | Elect Director Bruce Quinnell | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 1.6 | M | Elect Director Andrew Schuon | For | For | |
Hot Topic, Inc. | HOTT | 441339108 | 06/14/07 | 04/19/07 | Annual | 88867 | 2 | M | Ratify Auditors | For | For | |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 06/27/07 | 04/19/07 | Annual | 51595 | 1.1 | M | Elect Director W. Steven Jones | For | For | |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 06/27/07 | 04/19/07 | Annual | 51595 | 1.2 | M | Elect Director J. Walker Smith, Jr. | For | For | |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 06/27/07 | 04/19/07 | Annual | 51595 | 2 | M | Declassify the Board of Directors | For | For | |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 06/27/07 | 04/19/07 | Annual | 51595 | 3 | M | Adjourn Meeting | For | Against | |
Jos. A. Bank Clothiers, Inc. | JOSB | 480838101 | 06/22/07 | 05/08/07 | Annual | 17700 | 1.1 | M | Elect Director Gary S. Gladstein | For | For | |
Jos. A. Bank Clothiers, Inc. | JOSB | 480838101 | 06/22/07 | 05/08/07 | Annual | 17700 | 1.2 | M | Elect Director Sidney H. Ritman | For | For | |
Jos. A. Bank Clothiers, Inc. | JOSB | 480838101 | 06/22/07 | 05/08/07 | Annual | 17700 | 2 | M | Ratify Auditors | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.1 | M | Elect Director James S. Beard | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.2 | M | Elect Director Leonard L. Berry | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.3 | M | Elect Director William F. Blaufuss, Jr. | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.4 | M | Elect Director James W. Bradford | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.5 | M | Elect Director Robert V. Dale | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.6 | M | Elect Director Robert J. Dennis | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.7 | M | Elect Director Matthew C. Diamond | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.8 | M | Elect Director Marty G. Dickens | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.9 | M | Elect Director Ben T. Harris | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.10 | M | Elect Director Kathleen Mason | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.11 | M | Elect Director Hal N. Pennington | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 1.12 | M | Elect Director William A. Williamson, Jr. | For | For | |
Genesco Inc. | GCO | 371532102 | 06/27/07 | 04/24/07 | Annual | 15300 | 2 | M | Ratify Auditors | For | For |
Vote Summary Report | ||||||||||
Oct 01, 2006 - Dec 31, 2006 | ||||||||||
66 Ivy Value | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
11/15/06 - A | Cisco Systems, Inc. *CSCO* | 17275R102 | 09/18/06 | 30,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
4 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
5 | Report on Internet Fragmentation | Against | Against | ShrHoldr | ||||||
10/17/06 - A | Diageo Plc (Formerly Guinness Plc) | 25243Q205 | 08/31/06 | 14,050 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | REPORTS AND ACCOUNTS 2006 | For | For | Mgmt | ||||||
2 | DIRECTORS REMUNERATION REPORT 2006 | For | For | Mgmt | ||||||
3 | DECLARATION OF FINAL DIVIDEND | For | For | Mgmt | ||||||
4 | RE-ELECTION OF LORD HOLLICK OF NOTTING HILL (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE AND CHAIRMAN OF BOARD) | For | For | Mgmt | ||||||
5 | RE-ELECTION OF MR HT STITZER (MEMBER OF AUDIT, NOMINATION, AND REMUNERATION COMMITTEE) | For | For | Mgmt | ||||||
6 | RE-ELECTION OF MR PS WALSH (MEMBER OF EXECUTIVE COMMITTEE AND CHAIRMAN OF BOARD) | For | For | Mgmt | ||||||
7 | ELECTION OF MS LM DANON (MEMBER OF AUDIT, NOMINATION, AND REMUNERATION COMMITTEE) | For | For | Mgmt | ||||||
8 | Ratify Auditors | For | For | Mgmt | ||||||
9 | AUTHORITY TO ALLOT RELEVANT SECURITIES | For | Against | Mgmt | ||||||
10 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||
11 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | For | For | Mgmt | ||||||
12 | AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE | For | For | Mgmt | ||||||
13 | ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT SHARING SCHEME | For | For | Mgmt | ||||||
14 | AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION PLAN | For | Against | Mgmt | ||||||
10/30/06 - S | Mittal Steel Company NV (frmely Ispat International Nv) | 60684P101 | 09/29/06 | 12,200 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | TO APPOINT MR. L.N. MITTAL AND MRS. V.M. BHATIA AS DIRECTORS A AND MESSRS. L.B. KADEN, W.L. ROSS, JR., N. VAGHUL, F.H. PINAULT, J. KINSCH, J.R.A. RENDUELES, S.S.D. FREITAS, G. SCHMIT, E. PACHURA, M.A. MARTI, M.F. LOPEZ, J.P. HANSEN, J.O. CASTEGNARO, A. | For | For | Mgmt | ||||||
Vote Summary Report | ||||||||||
Jan 01, 2007 - Mar 31, 2007 | ||||||||||
66 Ivy Value | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
01/25/07 - A | * Air Products & Chemicals, Inc. *APD* | 009158106 | 11/30/06 | 8,000 | ||||||
1 | Elect Directors | For | Split | Mgmt | ||||||
1.1 | Elect Director William L. Davis III --- For | |||||||||
1.2 | Elect Director W. Douglas Ford --- For | |||||||||
1.3 | Elect Director Evert Henkes --- For | |||||||||
1.4 | Elect Director Margaret G. Mcglynn --- Withhold | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
03/14/07 - A | * Hewlett-Packard Co. *HPQ* | 428236103 | 01/16/07 | 84,200 | ||||||
1 | Elect Director L.T. Babbio, Jr. | For | For | Mgmt | ||||||
2 | Elect Director S.M. Baldauf | For | For | Mgmt | ||||||
3 | Elect Director R.A. Hackborn | For | For | Mgmt | ||||||
4 | Elect Director J.H. Hammergren | For | For | Mgmt | ||||||
5 | Elect Director M.V. Hurd | For | For | Mgmt | ||||||
6 | Elect Director R.L. Ryan | For | For | Mgmt | ||||||
7 | Elect Director L.S. Salhany | For | For | Mgmt | ||||||
8 | Elect Director G.K.Thompson | For | For | Mgmt | ||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||
10 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
11 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
12 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | ||||||
13 | Performance-Based Equity Awards | Against | Against | ShrHoldr | ||||||
Vote Summary Report | ||||||||||
Apr 01, 2007 - Jun 30, 2007 | ||||||||||
66 Ivy Value | ||||||||||
Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
04/05/07 - A | * Adobe Systems Inc. *ADBE* | 00724F101 | 02/12/07 | 18,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Robert K. Burgess --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Carol Mills --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Colleen M. Pouliot --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Robert Sedgewick --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director John E. Warnock --- For | |||||||||
2.6a | ||||||||||
2 | Amend Stock Option Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Stock Retention/Holding Period | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
04/27/07 - A | Aetna Inc. *AET* | 00817Y108 | 02/23/07 | 22,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Frank M. Clark --- For | |||||||||
2.6 | ||||||||||
1.2 | Elect Director Betsy Z. Cohen --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Molly J. Coye, M.D. --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Barbara Hackman Franklin --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Jeffrey E. Garten --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Earl G. Graves, Sr. --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Gerald Greenwald --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Ellen M. Hancock --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Edward J. Ludwig --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Joseph P. Newhouse --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Ronald A. Williams --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election | For | For | Mgmt | ||||||
7.6a | ||||||||||
4 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
5 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
04/26/07 - A | Altria Group, Inc. *MO* | 02209S103 | 03/05/07 | 31,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Elizabeth E. Bailey --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Harold Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Mathis Cabiallavetta --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Louis C. Camilleri --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director J. Dudley Fishburn --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Robert E. R. Huntley --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Thomas W. Jones --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director George Munoz --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Lucio A. Noto --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director John S. Reed --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Stephen M. Wolf --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Disclose Information on Secondhand Smoke | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
5 | Cease Add Campaigns Oriented to Prevent Youth Smoking | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
6 | Cease Production, Promotion, and Marketing of Tobacco Products | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
05/16/07 - A | Anadarko Petroleum Corp. *APC* | 032511107 | 03/21/07 | 24,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Larry Barcus --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director James L. Bryan --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director H. Paulett Eberhart --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director James T. Hackett --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/17/07 - A | Assurant Inc *AIZ* | 04621X108 | 03/30/07 | 14,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Michel Baise --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Howard L. Carver --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Juan N. Cento --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Allen R. Freedman --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/27/07 - A | AT&T Inc *T* | 00206R102 | 02/28/07 | 46,000 | ||||||
1 | Elect Director William F. Aldinger III | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Gilbert F. Amelio | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Reuben V. Anderson | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director James H. Blanchard | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director August A. Busch III | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director James P. Kelly | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Charles F. Knight | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Jon C. Madonna | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Lynn M. Martin | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director John B. McCoy | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Mary S. Metz | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Toni Rembe | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Joyce M. Roche | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Randall L. Stephenson | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Laura D' Andrea Tyson | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Elect Director Patricia P. Upton | For | For | Mgmt | ||||||
2.6a | ||||||||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
19 | Compensation Specific-Severance Payments to Executives | For | For | Mgmt | ||||||
4.2 | ||||||||||
20 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
21 | Amend Articles/Bylaws/Charter - Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
22 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
24 | Establish SERP Policy | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
04/25/07 - A | Bank of America Corp. *BAC* | 060505104 | 03/02/07 | 70,856 | ||||||
1 | Elect Director William Barnet, III | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director John T. Collins | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Gary L. Countryman | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Tommy R. Franks | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Charles K. Gifford | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director W. Steven Jones | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Kenneth D. Lewis | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Monica C. Lozano | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Walter E. Massey | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Thomas J. May | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Patricia E. Mitchell | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Thomas M. Ryan | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Meredith R. Spangler | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Elect Director Robert L. Tillman | For | For | Mgmt | ||||||
2.6a | ||||||||||
17 | Elect Director Jackie M. Ward | For | For | Mgmt | ||||||
2.6a | ||||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
20 | Change Size of Board of Directors | Against | Against | ShrHoldr | ||||||
2.1a | ||||||||||
21 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 See Policy | ||||||||||
05/08/07 - A | Boston Scientific Corp. *BSX* | 101137107 | 03/09/07 | 43,900 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ursula M. Burns --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Marye Anne Fox --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director N.J. Nicholas, Jr. --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director John E. Pepper --- For | |||||||||
2.6a | ||||||||||
2 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
3 | Approve Increase in Size of Board | For | For | Mgmt | ||||||
2.1b | ||||||||||
4 | Approve Repricing of Options | For | For | Mgmt | ||||||
4.3b | ||||||||||
5 | Stock Retention/Holding Period | Against | Against | ShrHoldr | ||||||
4.4 | ||||||||||
6 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Other Business | For | Against | Mgmt | ||||||
7.7a | ||||||||||
04/26/07 - A | Capital One Financial Corp. *COF* | 14040H105 | 02/28/07 | 16,800 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director W. Ronald Dietz --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Lewis Hay, III --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Mayo A. Shattuck, III --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Articles of Incorporation - Remove Provision of Plurality Voting for the Election of Directors | For | For | Mgmt | ||||||
7.6a | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
04/25/07 - A | Chevron Corporation *CVX* | 166764100 | 03/12/07 | 37,300 | ||||||
1 | Elect Director Samuel H. Armacost | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Linnet F. Deily | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Robert E. Denham | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Robert J. Eaton | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Sam Ginn | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Franklyn G. Jenifer | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Sam Nunn | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director David J. O'Reilly | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Donald B. Rice | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Peter J. Robertson | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Kevin W. Sharer | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Charles R. Shoemate | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Ronald D. Sugar | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Carl Ware | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
16 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||
3.4b | ||||||||||
17 | Adopt Human Rights Policy | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
18 | Adopt Greenhouse Gas Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
19 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
20 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
21 | Approve/Amend Terms of Existing Poison Pill | Against | Against | ShrHoldr | ||||||
3.12a | ||||||||||
22 | Report on Market Specific Environmental Laws | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/08/07 - A | CIT Group Inc *CIT* | 125581108 | 03/19/07 | 18,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Jeffrey M. Peek --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Gary C. Butler --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director William M. Freeman --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Susan Lyne --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Marianne Miller Parrs --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Timothy M. Ring --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director John R. Ryan --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Seymour Sternberg --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Peter J. Tobin --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Lois M. Van Deusen --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/17/07 - A | Citigroup Inc. *C* | 172967101 | 02/21/07 | 40,613 | ||||||
1 | Elect Director C. Michael Armstrong | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Alain J.P. Belda | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director George David | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Kenneth T. Derr | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director John M. Deutch | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Klaus Kleinfeld | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Andrew N. Liveris | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Anne Mulcahy | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Richard D. Parsons | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Charles Prince | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Judith Rodin | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Robert E. Rubin | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director Franklin A. Thomas | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
16 | Report on Government Service of Employees | Against | Against | ShrHoldr | ||||||
5.2 | ||||||||||
17 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
18 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
19 | Approve Report of the Compensation Committee | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
20 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
21 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 See Policy | ||||||||||
22 | Stock Retention/Holding Period | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
23 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
24 | Amend Bylaws to Permit Shareholders to Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b See Policy | ||||||||||
05/09/07 - A | ConocoPhillips *COP* | 20825C104 | 03/12/07 | 13,700 | ||||||
1 | Elect Director James E. Copeland, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Kenneth M. Duberstein | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Ruth R. Harkin | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director William R. Rhodes | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director J. Stapleton Roy | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director William E. Wade, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
9 | Report on Renewable Energy Sources | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
10 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
11 | Report on Environmental Damage from Drilling in the National Petroleum Reserve | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
12 | Report on Indigenous Peoples Rights Policies | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
13 | Report on Community Impact of Operations | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/17/07 - A | Coventry Health Care Inc. *CVH* | 222862104 | 03/19/07 | 26,700 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director L. Dale Crandall --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Elizabeth E. Tallett --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Allen F. Wise --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/29/07 - A | DaVita Inc. *DVA* | 23918K108 | 04/13/07 | 17,500 | ||||||
1 | Elect Director Charles G. Berg | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Willard W. Brittain, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Nancy-Ann DeParle | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Peter T. Grauer | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director John M. Nehra | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director William L. Roper, M.D. | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Kent J. Thiry | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Roger J. Valine | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Richard C. Vaughan | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
3.6 | ||||||||||
11 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||
4.3b | ||||||||||
12 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
13 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
06/06/07 - A | Devon Energy Corp. *DVN* | 25179M103 | 04/09/07 | 16,500 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Thomas F. Ferguson --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director David M. Gavrin --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director John Richels --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/25/07 - A | Duke Realty Corporation *DRE* | 264411505 | 02/26/07 | 20,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Barrington H. Branch --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Geoffrey Button --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director William Cavanaugh III --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Ngaire E. Cuneo --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Charles R. Eitel --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director R. Glenn Hubbard --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Martin C. Jischke --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director L. Ben Lytle --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director William O. Mccoy --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Dennis D. Oklak --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Jack R. Shaw --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Robert J. Woodward, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/25/07 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | 03/02/07 | 16,850 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Richard H. Brown --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Robert A. Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Bertrand P. Collomb --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Curtis J. Crawford --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director John T. Dillon --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Eleuthere I. du Pont --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Charles O. Holliday, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Lois D. Juliber --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Masahisa Naitoh --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Sean O'Keefe --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William K. Reilly --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Report on Genetically Modified Organisms | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
5 | Evaluate Community Impact of Plant Closures or Layoffs | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
6 | Report on PFOA Compounds in DuPont Products | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
7 | Report on Lobbying Expenditures related to Environmental Pollution | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
8 | Prepare a Global Warming Report | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
9 | Report on Security of Chemical Facilities | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/30/07 - A | Endo Pharmaceuticals Holdings Inc *ENDP* | 29264F205 | 04/18/07 | 12,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director John J. Delucca --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Michel De Rosen --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director George F. Horner, III --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Michael Hyatt --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Roger H. Kimmel --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Peter A. Lankau --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director C.A. Meanwell --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
06/14/07 - A | Energy East Corporation *EAS* | 29266M109 | 04/23/07 | 12,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director James H. Brandi --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director John T. Cardis --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Thomas B. Hogan, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director G. Jean Howard --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director David M. Jagger --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Seth A. Kaplan --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Ben E. Lynch --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Peter J. Moynihan --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Patricia M. Nazemetz --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Walter G. Rich --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Wesley W. Von Schack --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/23/07 - A | Everest Re Group LTD *RE* | G3223R108 | 03/27/07 | 10,400 | ||||||
Meeting for Holders of ADRs | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Kenneth J. Duffy --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Joseph V. Taranto --- For | |||||||||
Item 2.6a | ||||||||||
2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOU | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/08/07 - A | Exelon Corp. *EXC* | 30161N101 | 03/19/07 | 7,600 | ||||||
1 | Elect Director Nicholas DeBenedictis | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Sue L. Gin | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director William C. Richardson, Ph.D. | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Thomas J. Ridge | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Don Thompson | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Stephen D. Steinour | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
8 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
9 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | Against | ShrHoldr | ||||||
4.2 | ||||||||||
05/30/07 - A | Exxon Mobil Corp. *XOM* | 30231G102 | 04/05/07 | 61,006 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Michael J. Boskin --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director William W. George --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director James R. Houghton --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director William R. Howell --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Reatha Clark King --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Philip E. Lippincott --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Marilyn Carlson Nelson --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Samuel J. Palmisano --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven S Reinemund --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Walter V. Shipley --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director J. Stephen Simon --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Rex W. Tillerson --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ShrHoldr | ||||||
3.2b | ||||||||||
5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 not in compliance | ||||||||||
6 | Initiate Payment of Cash Dividend | Against | Against | ShrHoldr | ||||||
3.18 NOT against policy | ||||||||||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
8 | Company-Specific- Amend Article IX of the Corporation's by-laws | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
9 | Review Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
10 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
11 | Claw-back of Payments under Restatements | Against | For | ShrHoldr | ||||||
4.5 | ||||||||||
12 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Against | Against | ShrHoldr | ||||||
6.1 | ||||||||||
14 | Report on Environmental Accountability | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
15 | Report on Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
16 | Report on Carbon Dioxide Emissions Information at Gas Stations | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
17 | Adopt Policy to Increase Renewable Energy Portfolio | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
06/19/07 - A | Family Dollar Stores, Inc. *FDO* | 307000109 | 04/25/07 | 27,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Mark R. Bernstein --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Sharon Allred Decker --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Edward C. Dolby --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Glenn A. Eisenberg --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Howard R. Levine --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director George R. Mahoney, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director James G. Martin --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Dale C. Pond --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/15/07 - A | FirstEnergy Corporation *FE* | 337932107 | 03/21/07 | 23,300 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Paul T. Addison --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Anthony J. Alexander --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Michael J. Anderson --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Carol A. Cartwright --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director William T. Cottle --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Robert B. Heisler, Jr. --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Ernest J. Novak, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Catherine A. Rein --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director George M. Smart --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Wes M. Taylor --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Jesse T. Williams, Sr. --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Reincorporate in Another State [Ohio to Delaware ] | Against | Against | ShrHoldr | ||||||
3.16a | ||||||||||
5 | Adopt a Policy Establishing an Engagement Process to Shareholder Proposals | Against | Against | ShrHoldr | ||||||
2.6b | ||||||||||
6 | Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||
3.4 | ||||||||||
06/08/07 - A | Freddie Mac *FRE* | 313400301 | 03/30/07 | 23,100 | ||||||
1 | Elect Director Barbara T. Alexander | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Geoffrey T. Boisi | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Michelle Engler | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Robert R. Glauber | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Richard Karl Goeltz | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Thomas S. Johnson | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director William M. Lewis, Jr | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Eugene M. McQuade | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Shaud F. O Malley | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Jeffrey M. Peek | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Nicolas P. Retsinas | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Stephen A. Ross | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director Richard F. Syron | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
15 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
2.8a | ||||||||||
05/02/07 - A | General Dynamics Corp. *GD* | 369550108 | 03/09/07 | 12,700 | ||||||
1 | Elect Director Nicholas D. Chabraja | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director James S. Crown | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director William P. Fricks | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Charles H. Goodman | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Jay L. Johnson | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director George A. Joulwan | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Paul G. Kaminski | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director John M. Keane | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Deborah J. Lucas | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Lester L. Lyles | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Carl E. Mundy, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Robert Walmsley | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
14 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
15 | Performance-Based and/or Equity Based Awards | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
05/24/07 - A | Home Depot, Inc. *HD* | 437076102 | 03/26/07 | 3,400 | ||||||
1 | Elect Director David H. Batchelder | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Francis S. Blake | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Gregory D. Brenneman | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director John L. Clendenin | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Claudio X. Gonzalez | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Milledge A. Hart, III | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Bonnie G. Hill | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Helen Johnson-Leipold | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Lawrence R. Johnston | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Kenneth G. Langone | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
13 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | ||||||
3.12b See Policy | ||||||||||
14 | Prepare Employment Diversity Report | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
16 | Claw-back of Payments under Restatements | Against | For | ShrHoldr | ||||||
4.5 See Policy | ||||||||||
17 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
18 | Performance-Based Equity Awards | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
19 | Pay for Superior Performance | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
20 | Affirm Political Non-partisanship | Against | Against | ShrHoldr | ||||||
7.2 | ||||||||||
21 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 See Policy | ||||||||||
04/26/07 - A | Humana Inc. *HUM* | 444859102 | 03/05/07 | 19,600 | ||||||
1 | Elect Director David A. Jones, Jr. | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director Frank A. D'Amelio | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director W. Roy Dunbar | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Kurt J. Hilzinger | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Elect Director Michael B. McCallister | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | Elect Director James J. O'Brien | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | Elect Director W. Ann Reynolds | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | Elect Director James O. Robbins | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/04/07 - A | Illinois Tool Works Inc. *ITW* | 452308109 | 03/06/07 | 15,380 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director William F. Aldinger --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Michael J. Birck --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Marvin D. Brailsford --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Susan Crown --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Don H. Davis, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Robert C. McCormack --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Robert S. Morrison --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director James A. Skinner --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Harold B. Smith --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director David B. Speer --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/15/07 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/16/07 | 73,902 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Crandall C. Bowles --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Stephen B. Burke --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director James S. Crown --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James Dimon --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Ellen V. Futter --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director William H. Gray, III --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Laban P. Jackson, Jr. --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Robert I. Lipp --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director David C. Novak --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Lee R. Raymond --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director William C. Weldon --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 | ||||||||||
7 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6 | ||||||||||
9 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
10 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
04/26/07 - A | Lockheed Martin Corp. *LMT* | 539830109 | 03/01/07 | 9,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director E. C. Aldridge, Jr. --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Nolan D. Archibald --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Marcus C. Bennett --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director James O. Ellis, Jr. --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Gwendolyn S. King --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director James M. Loy --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Douglas H. McCorkindale --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Eugene F. Murphy --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Joseph W. Ralston --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Frank Savage --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director James M. Schneider --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Anne Stevens --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Robert J. Stevens --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director James R. Ukropina --- For | |||||||||
2.6a | ||||||||||
1.15 | Elect Director Douglas C. Yearley --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Increase Disclosure of Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
5 | Report on Nuclear Weapons | Against | Against | ShrHoldr | ||||||
6.3 | ||||||||||
05/08/07 - A | Loews Corp. | 540424207 | 03/15/07 | 26,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ann E. Berman --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Joseph L. Bower --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Charles M. Diker --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Paul J. Fribourg --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Walter L. Harris --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Philip A. Laskawy --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Gloria R. Scott --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Andrew H. Tisch --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director James S. Tisch --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Jonathan M. Tisch --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
5 | Social Proposal | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/08/07 - A | Masco Corporation *MAS* | 574599106 | 03/15/07 | 19,700 | ||||||
1 | Elect Director Dennis W. Archer | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director Anthony F. Earley, Jr. | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director Lisa A. Payne | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Peter A. Dow | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/03/07 - A | MBIA Inc. *MBI* | 55262C100 | 03/09/07 | 12,200 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director David C. Clapp --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Gary C. Dunton --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Claire L. Gaudiani --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Daniel P. Kearney --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Laurence H. Meyer --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director David M. Moffett --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Debra J. Perry --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director John A. Rolls --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Richard H. Walker --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Jeffery W. Yabuki --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/24/07 - A | McDonald's Corp. *MCD* | 580135101 | 03/26/07 | 20,108 | ||||||
1 | Elect Director Edward A. Brennan | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Walter E. Massey | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director John W. Rogers, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Roger W. Stone | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
6 | Label Genetically Modified Organisms | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
7 | Adopt and Implement ILO Based Code of Conduct | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
05/08/07 - A | Mirant Corp *MIR.XA* | 60467R100 | 03/16/07 | 25,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Thomas W. Cason --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director A.D. (Pete) Correll --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Terry G. Dallas --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Thomas H. Johnson --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director John T. Miller --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Edward R. Muller --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Robert C. Murray --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director John M. Quain --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director William L. Thacker --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/10/07 - A | Morgan Stanley | 617446448 | 02/09/07 | 21,600 | ||||||
1 | Elect Director Roy J. Bostock | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Erskine B. Bowles | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Howard J. Davies | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director C. Robert Kidder | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director John J. Mack | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Donald T. Nicolaisen | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Charles H. Noski | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Hutham S. Olayan | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Charles E. Phillips, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Griffith Sexton | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Laura D. Tyson | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Klaus Zumwinkel | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
14 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||
4.1 see policy-Total # of shares available to grant is greater than 10% of the outstanding shares | ||||||||||
15 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | ShrHoldr | ||||||
3.4b | ||||||||||
16 | Approve Report of the Compensation Committee | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
05/07/07 - PC | Motorola, Inc. *MOT* | 620076109 | 03/08/07 | 19,000 | ||||||
Management Proxy (White Card) | ||||||||||
1 | Elect Directors | For | DoNotVote | Mgmt | ||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | DoNotVote | Mgmt | ||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | DoNotVote | ShrHoldr | ||||||
4 | Claw-back of Payments under Restatements | Against | DoNotVote | ShrHoldr | ||||||
Dissident Proxy (Gold Card) | ||||||||||
1 | Elect Directors (Opposition Slate) | For | For | Mgmt | ||||||
2 | Amend Qualified Employee Stock Purchase Plan | None | For | Mgmt | ||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | ShrHoldr | ||||||
4 | Claw-back of Payments under Restatements | None | For | ShrHoldr | ||||||
04/25/07 - A | NRG Energy Inc *NRG* | 629377508 | 03/12/07 | 16,700 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director David Crane --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director Stephen L. Cropper --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Maureen Miskovic --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Thomas H. Weidemeyer --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/26/07 - A | Pfizer Inc. *PFE* | 717081103 | 03/01/07 | 52,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Dennis A. Ausiello --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Michael S. Brown --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director M. Anthony Burns --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Robert N. Burt --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director W. Don Cornwell --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director William H. Gray, III --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Constance J. Horner --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director William R. Howell --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Jeffrey B. Kindler --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director George A. Lorch --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Dana G. Mead --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director William C. Steere, Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
2.5 | ||||||||||
4 | Report on Animal Testing Policies | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
5 | Amend Animal Welfare Policy | Against | Against | ShrHoldr | ||||||
6.4 | ||||||||||
6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
05/02/07 - A | Raytheon Co. *RTN* | 755111507 | 03/08/07 | 25,900 | ||||||
1 | Elect Director Barbara M. Barrett | For | For | Mgmt | ||||||
2 | Elect Director Vernon E. Clark | For | For | Mgmt | ||||||
3 | Elect Director John M. Deutch | For | For | Mgmt | ||||||
4 | Elect Director Frederic M. Poses | For | For | Mgmt | ||||||
5 | Elect Director Michael C. Ruettgers | For | For | Mgmt | ||||||
6 | Elect Director Ronald L. Skates | For | For | Mgmt | ||||||
7 | Elect Director William R. Spivey | For | For | Mgmt | ||||||
8 | Elect Director Linda G. Stuntz | For | For | Mgmt | ||||||
9 | Elect Director William H. Swanson | For | For | Mgmt | ||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||
11 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
12 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
13 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | ShrHoldr | ||||||
05/09/07 - A | Regal Entertainment Group *RGC* | 758766109 | 04/09/07 | 5,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Thomas D. Bell, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director David H. Keyte --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Lee M. Thomas --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
05/08/07 - A | Sprint Nextel Corp *S* | 852061100 | 03/20/07 | 22,400 | ||||||
1 | Elect Director Keith J. Bane | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Robert R. Bennett | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director Gordon M. Bethune | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Frank M. Drendel | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Gary D. Forsee | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director James H. Hance, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director V. Janet Hill | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Irvine O. Hockaday, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Linda Koch Lorimer | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director William H. Swanson | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
12 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
04/18/07 - A | The Bear Stearns Companies Inc. *BSC* | 073902108 | 02/20/07 | 6,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director James E. Cayne --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Henry S. Bienen --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Carl D. Glickman --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Michael Goldstein --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Alan C. Greenberg --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Donald J. Harrington --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Frank T. Nickell --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Paul A. Novelly --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Frederic V. Salerno --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Alan D. Schwartz --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Warren J. Spector --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Vincent Tese --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Wesley S. Williams Jr. --- For | |||||||||
2.6a | ||||||||||
2 | Amend Stock Option Plan | For | Against | Mgmt | ||||||
4.1 total # of shares available to grant is greater than 10% of the outstanding shares | ||||||||||
3 | Amend Restricted Stock Plan | For | Against | Mgmt | ||||||
4.1 total # of shares available to grant is greater than 10% of the outstanding shares | ||||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
6 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
7 | Pay For Superior Performance | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
05/01/07 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | 03/05/07 | 41,652 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Alan L. Beller --- For | |||||||||
Item 2.6a | ||||||||||
1.2 | Elect Director John H. Dasburg --- For | |||||||||
Item 2.6a | ||||||||||
1.3 | Elect Director Janet M. Dolan --- For | |||||||||
Item 2.6a | ||||||||||
1.4 | Elect Director Kenneth M. Duberstein --- For | |||||||||
Item 2.6a | ||||||||||
1.5 | Elect Director Jay S. Fishman --- For | |||||||||
Item 2.6a | ||||||||||
1.6 | Elect Director Lawrence G. Graev --- For | |||||||||
Item 2.6a | ||||||||||
1.7 | Elect Director Patricia L. Higgins --- For | |||||||||
Item 2.6a | ||||||||||
1.8 | Elect Director Thomas R. Hodgson --- For | |||||||||
Item 2.6a | ||||||||||
1.9 | Elect Director Cleve L. Killingsworth, Jr. --- For | |||||||||
Item 2.6a | ||||||||||
1.10 | Elect Director Robert I. Lipp --- For | |||||||||
Item 2.6a | ||||||||||
1.11 | Elect Director Blythe J. McGarvie --- For | |||||||||
Item 2.6a | ||||||||||
1.12 | Elect Director Glen D. Nelson, M.D. --- For | |||||||||
Item 2.6a | ||||||||||
1.13 | Elect Director Laurie J. Thomsen --- For | |||||||||
Item 2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
3 | Company Specific- Majority Vote for the Election of Directors | For | For | Mgmt | ||||||
05/03/07 - A | Union Pacific Corp. *UNP* | 907818108 | 02/22/07 | 15,100 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Andrew H. Card, Jr. --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Erroll B. Davis, Jr. --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Thomas J. Donohue --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Archie W. Dunham --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Judith Richards Hope --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Charles C. Krulak --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Michael W. McConnell --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Thomas F. McLarty III --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Steven R. Rogel --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director James R. Young --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a | ||||||||||
4 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
05/18/07 - A | Unum Group *UNM* | 91529Y106 | 03/19/07 | 137,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director E. Michael Caulfield --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ronald E. Goldsberry --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Michael J. Passarella --- For | |||||||||
2.6a | ||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
05/03/07 - A | Verizon Communications *VZ* | 92343V104 | 03/05/07 | 26,300 | ||||||
1 | Elect Director James R. Barker | For | For | Mgmt | ||||||
2.6a | ||||||||||
2 | Elect Director Richard L. Carrion | For | For | Mgmt | ||||||
2.6a | ||||||||||
3 | Elect Director M. Frances Keeth | For | For | Mgmt | ||||||
2.6a | ||||||||||
4 | Elect Director Robert W. Lane | For | For | Mgmt | ||||||
2.6a | ||||||||||
5 | Elect Director Sandra O. Moose | For | For | Mgmt | ||||||
2.6a | ||||||||||
6 | Elect Director Joseph Neubauer | For | For | Mgmt | ||||||
2.6a | ||||||||||
7 | Elect Director Donald T. Nicolaisen | For | For | Mgmt | ||||||
2.6a | ||||||||||
8 | Elect Director Thomas H. O'Brien | For | For | Mgmt | ||||||
2.6a | ||||||||||
9 | Elect Director Clarence Otis, Jr. | For | For | Mgmt | ||||||
2.6a | ||||||||||
10 | Elect Director Hugh B. Price | For | For | Mgmt | ||||||
2.6a | ||||||||||
11 | Elect Director Ivan G. Seidenberg | For | For | Mgmt | ||||||
2.6a | ||||||||||
12 | Elect Director Walter V. Shipley | For | For | Mgmt | ||||||
2.6a | ||||||||||
13 | Elect Director John W. Snow | For | For | Mgmt | ||||||
2.6a | ||||||||||
14 | Elect Director John R. Stafford | For | For | Mgmt | ||||||
2.6a | ||||||||||
15 | Elect Director Robert D. Storey | For | For | Mgmt | ||||||
2.6a | ||||||||||
16 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
17 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
5.1c | ||||||||||
18 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Against | Against | ShrHoldr | ||||||
4.2 | ||||||||||
19 | Disclose Information on Compensation Consultant | Against | Against | ShrHoldr | ||||||
5.3 | ||||||||||
20 | Advisory Vote to Ratify Named Executive Officer's Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
21 | Adopt Policy on Overboarded Director | Against | Against | ShrHoldr | ||||||
99 | ||||||||||
22 | Approve Terms of Existing Poison Pill | Against | Against | ShrHoldr | ||||||
3.12a | ||||||||||
23 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||
7.3 | ||||||||||
05/22/07 - A | Vornado Realty Trust *VNO* | 929042109 | 04/12/07 | 8,400 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Robert P. Kogod --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director David Mandelbaum --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Richard R. West --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||
7.6a | ||||||||||
04/17/07 - A | Wachovia Corp. *WB* | 929903102 | 02/12/07 | 18,750 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Ernest S. Rady --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Jerry Gitt --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director John T. Casteen, III --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Maryellen C. Herringer --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Joseph Neubauer --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Timothy D. Proctor --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Van L. Richey --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Dona Davis Young --- For | |||||||||
2.6a | ||||||||||
2 | Declassify the Board of Directors | For | For | Mgmt | ||||||
2.4b | ||||||||||
3 | Company Specific--Provide for Majority Voting | For | For | Mgmt | ||||||
7.6a | ||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
5 | Approve Report of the Compensation Committee | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||
2.11 | ||||||||||
7 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
7.2b | ||||||||||
8 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 not in compliance | ||||||||||
05/04/07 - A | Waste Management, Inc. *WMI* | 94106L109 | 03/09/07 | 22,200 | ||||||
1 | Elect Director Pastora San Juan Cafferty | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
2 | Elect Director Frank M. Clark, Jr. | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
3 | Elect Director Patrick W. Gross | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
4 | Elect Director Thomas I. Morgan | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
5 | Elect Director John C. Pope | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
6 | Elect Director W. Robert Reum | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
7 | Elect Director Steven G. Rothmeier | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
8 | Elect Director David P. Steiner | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
9 | Elect Director Thomas H. Weidemeyer | For | For | Mgmt | ||||||
Item 2.6a | ||||||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||
Item 3.1a | ||||||||||
04/24/07 - A | Wells Fargo & Company *WFC* | 949746101 | 03/06/07 | 25,000 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director John S. Chen --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Lloyd H. Dean --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Susan E. Engel --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director Enrique Hernandez, Jr. --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Robert L. Joss --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Richard M. Kovacevich --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Richard D. McCormick --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Cynthia H. Milligan --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director Nicholas G. Moore --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Philip J. Quigley --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Donald B. Rice --- For | |||||||||
2.6a | ||||||||||
1.12 | Elect Director Judith M. Runstad --- For | |||||||||
2.6a | ||||||||||
1.13 | Elect Director Stephen W. Sanger --- For | |||||||||
2.6a | ||||||||||
1.14 | Elect Director Susan G. Swenson --- For | |||||||||
2.6a | ||||||||||
1.15 | Elect Director John G. Stumpf --- For | |||||||||
2.6a | ||||||||||
1.16 | Elect Director Michael W. Wright --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
2.12 not in compliance | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Against | ShrHoldr | ||||||
5.1b | ||||||||||
5 | Establish SERP Policy | Against | Against | ShrHoldr | ||||||
4.1 | ||||||||||
6 | Report on Racial and Ethnic Disparities in Loan Pricing | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
7 | Report on Emission Reduction Goals | Against | Against | ShrHoldr | ||||||
6.2 | ||||||||||
05/24/07 - A | Xerox Corp. *XRX* | 984121103 | 03/26/07 | 57,600 | ||||||
1 | Elect Directors | For | For | Mgmt | ||||||
1.1 | Elect Director Glenn A. Britt --- For | |||||||||
2.6a | ||||||||||
1.2 | Elect Director Ursula M. Burns --- For | |||||||||
2.6a | ||||||||||
1.3 | Elect Director Richard J. Harrington --- For | |||||||||
2.6a | ||||||||||
1.4 | Elect Director William Curt Hunter --- For | |||||||||
2.6a | ||||||||||
1.5 | Elect Director Vernon E. Jordan, Jr. --- For | |||||||||
2.6a | ||||||||||
1.6 | Elect Director Ralph S. Larsen --- For | |||||||||
2.6a | ||||||||||
1.7 | Elect Director Robert A. McDonald --- For | |||||||||
2.6a | ||||||||||
1.8 | Elect Director Anne M. Mulcahy --- For | |||||||||
2.6a | ||||||||||
1.9 | Elect Director N. J. Nicholas, Jr. --- For | |||||||||
2.6a | ||||||||||
1.10 | Elect Director Ann N. Reese --- For | |||||||||
2.6a | ||||||||||
1.11 | Elect Director Mary Agnes Wilderotter --- For | |||||||||
2.6a | ||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||
3.1a | ||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
4.1 | ||||||||||
4 | Adopt ILO Based Vendor Standards | Against | Against | ShrHoldr | ||||||
5.4 | ||||||||||
By: | /s/Kristen A. Richards |