UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3578
AQUILA FUNDS TRUST
(Exact name of registrant as specified in charter)
120 West 45th Street Suite 3600
New York, NY 10036
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
120 West 45th Street, Suite 3600
New York, NY 10036
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31, 2019
Date of reporting period: June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX/A in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX/A unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
a.) Aquila Three Peaks High Income Fund ("ATPHIF"), a series of the Registrant
During the twevle month reporting period ended June 30, 2020, ATPHIF did not hold any portfolio securities for which the series was entitled to participate in proxy voting.
b.) Aquila Three Peaks Opportunity Growth Fund ("ATPOGF"), a series of the Registrant
During the twevle month reporting period ended June 30, 2020, ATPOGF did hold portfolio securities for which the series was entitled to participate in proxy voting as follows:
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08168
Reporting Period: 07/01/2019 - 06/30/2020
Aquila Three Peaks Opportunity Growth Fund
================== Aquila Three Peaks Opportunity Growth Fund ==================
ACI WORLDWIDE, INC.
| |
Ticker: ACIW | Security ID: 004498101 |
Meeting Date: JUN 09, 2020 | Meeting Type: Annual |
Record Date: APR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Odilon Almeida | For | For | Management |
1.2 | Elect Director Janet O. Estep | For | For | Management |
1.3 | Elect Director James C. Hale | For | For | Management |
1.4 | Elect Director Pamela H. Patsley | For | For | Management |
1.5 | Elect Director Charles E. Peters, Jr. | For | For | Management |
1.6 | Elect Director David A. Poe | For | For | Management |
1.7 | Elect Director Adalio T. Sanchez | For | For | Management |
1.8 | Elect Director Thomas W. Warsop, III | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
AECOM
| |
Ticker: ACM | Security ID: 00766T100 |
Meeting Date: MAR 10, 2020 | Meeting Type: Annual |
Record Date: JAN 14, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert G. Card | For | For | Management |
1.2 | Elect Director Peter A. Feld | For | For | Management |
1.3 | Elect Director William H. Frist | For | For | Management |
1.4 | Elect Director Jacqueline C. Hinman | For | For | Management |
1.5 | Elect Director Steven A. Kandarian | For | For | Management |
1.6 | Elect Director Robert J. Routs | For | For | Management |
1.7 | Elect Director Clarence T. Schmitz | For | For | Management |
1.8 | Elect Director Douglas W. Stotlar | For | For | Management |
1.9 | Elect Director Daniel R. Tishman | For | For | Management |
1.10 | Elect Director Janet C. Wolfenbarger | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
ALLY FINANCIAL INC.
| |
Ticker: ALLY | Security ID: 02005N100 |
Meeting Date: APR 28, 2020 | Meeting Type: Annual |
Record Date: MAR 04, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Franklin W. Hobbs | For | For | Management |
1.2 | Elect Director Kenneth J. Bacon | For | For | Management |
1.3 | Elect Director Katryn (Trynka) Shineman Blake | For | For | Management |
1.4 | Elect Director Maureen A. Breakiron-Evans | For | For | Management |
1.5 | Elect Director William H. Cary | For | For | Management |
1.6 | Elect Director Mayree C. Clark | For | For | Management |
1.7 | Elect Director Kim S. Fennebresque | For | For | Management |
1.8 | Elect Director Marjorie Magner | For | For | Management |
1.9 | Elect Director Brian H. Sharples | For | For | Management |
1.10 | Elect Director John J. Stack | For | For | Management |
1.11 | Elect Director Michael F. Steib | For | For | Management |
1.12 | Elect Director Jeffrey J. Brown | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
AMERICAN WATER WORKS COMPANY, INC.
| |
Ticker: AWK | Security ID: 030420103 |
Meeting Date: MAY 13, 2020 | Meeting Type: Annual |
Record Date: MAR 17, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey N. Edwards | For | For | Management |
1b | Elect Director Martha Clark Goss | For | For | Management |
1c | Elect Director Veronica M. Hagen | For | For | Management |
1d | Elect Director Kimberly J. Harris | For | For | Management |
1e | Elect Director Julia L. Johnson | For | For | Management |
1f | Elect Director Patricia L. Kampling | For | For | Management |
1g | Elect Director Karl F. Kurz | For | For | Management |
1h | Elect Director Walter J. Lynch | For | For | Management |
1i | Elect Director George MacKenzie | For | For | Management |
1j | Elect Director James G. Stavridis | For | For | Management |
1k | Elect Director Lloyd M. Yates | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
AMERICOLD REALTY TRUST
| |
Ticker: COLD | Security ID: 03064D108 |
Meeting Date: MAY 27, 2020 | Meeting Type: Annual |
Record Date: APR 01, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Fred W. Boehler | For | For | Management |
1b | Elect Director George J. Alburger, Jr. | For | For | Management |
1c | Elect Director Kelly H. Barrett | For | For | Management |
1d | Elect Director Antonio F. Fernandez | For | For | Management |
1e | Elect Director James R. Heistand | For | For | Management |
1f | Elect Director Michelle M. MacKay | For | For | Management |
1g | Elect Director David J. Neithercut | For | For | Management |
1h | Elect Director Mark R. Patterson | For | For | Management |
1i | Elect Director Andrew P. Power | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
AMETEK, INC.
| |
Ticker: AME | Security ID: 031100100 |
Meeting Date: MAY 06, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Thomas A. Amato | For | For | Management |
1b | Elect Director Anthony J. Conti | For | For | Management |
1c | Elect Director Gretchen W. McClain | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ARAMARK
| |
Ticker: ARMK | Security ID: 03852U106 |
Meeting Date: JAN 29, 2020 | Meeting Type: Annual |
Record Date: DEC 09, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Susan M. Cameron | For | For | Management |
1b | Elect Director Greg Creed | For | For | Management |
1c | Elect Director Calvin Darden | For | For | Management |
1d | Elect Director Richard W. Dreiling | For | For | Management |
1e | Elect Director Irene M. Esteves | For | For | Management |
1f | Elect Director Daniel J. Heinrich | For | For | Management |
1g | Elect Director Paul C. Hilal | For | For | Management |
1h | Elect Director Karen M. King | For | For | Management |
1i | Elect Director Stephen I. Sadove | For | For | Management |
1j | Elect Director Arthur B. Winkleblack | For | For | Management |
1k | Elect Director John J. Zillmer | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Permit Shareholders to Call a Special Meeting of Shareholders and Delete Certain Obsolete Provisions | For | For | Management |
ARTHUR J. GALLAGHER & CO.
| |
Ticker: AJG | Security ID: 363576109 |
Meeting Date: MAY 12, 2020 | Meeting Type: Annual |
Record Date: MAR 20, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sherry S. Barrat | For | For | Management |
1b | Elect Director William L. Bax | For | For | Management |
1c | Elect Director D. John Coldman | For | For | Management |
1d | Elect Director Frank E. English, Jr. | For | For | Management |
1e | Elect Director J. Patrick Gallagher, Jr. | For | For | Management |
1f | Elect Director David S. Johnson | For | For | Management |
1g | Elect Director Kay W. McCurdy | For | For | Management |
1h | Elect Director Christopher C. Miskel | For | For | Management |
1i | Elect Director Ralph J. Nicoletti | For | For | Management |
1j | Elect Director Norman L. Rosenthal | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Adopt a Policy on Board Diversity | Against | Against | Shareholder |
AVANTOR, INC.
| |
Ticker: AVTR | Security ID: 05352A100 |
Meeting Date: MAY 07, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Juan Andres | For | For | Management |
1.2 | Elect Director Andre Moura | For | Withhold | Management |
1.3 | Elect Director Jonathan Peacock | For | Withhold | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BALL CORPORATION
| |
Ticker: BLL | Security ID: 058498106 |
Meeting Date: APR 29, 2020 | Meeting Type: Annual |
Record Date: MAR 05, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Hayes | For | Withhold | Management |
1.2 | Elect Director Cathy D. Ross | For | Withhold | Management |
1.3 | Elect Director Betty Sapp | For | For | Management |
1.4 | Elect Director Stuart A. Taylor, II | For | Withhold | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
BAUSCH HEALTH COMPANIES INC.
| |
Ticker: BHC | Security ID: 071734107 |
Meeting Date: APR 28, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard U. De Schutter | For | For | Management |
1b | Elect Director D. Robert Hale | For | For | Management |
1c | Elect Director Argeris (Jerry) N. Karabelas | For | For | Management |
1d | Elect Director Sarah B. Kavanagh | For | For | Management |
1e | Elect Director Joseph C. Papa | For | For | Management |
1f | Elect Director John A. Paulson | For | For | Management |
1g | Elect Director Robert N. Power | For | For | Management |
1h | Elect Director Russel C. Robertson | For | For | Management |
1i | Elect Director Thomas W. Ross, Sr. | For | For | Management |
1j | Elect Director Andrew C. von Eschenbach | For | For | Management |
1k | Elect Director Amy B. Wechsler | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
BERRY GLOBAL GROUP, INC.
| |
Ticker: BERY | Security ID: 08579W103 |
Meeting Date: MAR 04, 2020 | Meeting Type: Annual |
Record Date: JAN 10, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director B. Evan Bayh | For | For | Management |
1.2 | Elect Director Jonathan F. Foster | For | For | Management |
1.3 | Elect Director Idalene F. Kesner | For | For | Management |
1.4 | Elect Director Carl J. (Rick) Rickertsen | For | For | Management |
1.5 | Elect Director Ronald S. Rolfe | For | For | Management |
1.6 | Elect Director Thomas E. Salmon | For | For | Management |
1.7 | Elect Director Paula A. Sneed | For | For | Management |
1.8 | Elect Director Robert A. Steele | For | For | Management |
1.9 | Elect Director Stephen E. Sterrett | For | For | Management |
1.10 | Elect Director Scott B. Ullem | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
BIO-RAD LABORATORIES, INC.
| |
Ticker: BIO | Security ID: 090572207 |
Meeting Date: APR 28, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arnold A. Pinkston | For | For | Management |
1.2 | Elect Director Melinda Litherland | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
BOOZ ALLEN HAMILTON HOLDING CORPORATION
| |
Ticker: BAH | Security ID: 099502106 |
Meeting Date: JUL 25, 2019 | Meeting Type: Annual |
Record Date: JUN 03, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Melody C. Barnes | For | For | Management |
1b | Elect Director Ellen Jewett | For | For | Management |
1c | Elect Director Arthur E. Johnson | For | For | Management |
1d | Elect Director Charles O. Rossotti | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Eliminate Classes of Common Stock | For | For | Management |
BOYD GAMING CORPORATION
| |
Ticker: BYD | Security ID: 103304101 |
Meeting Date: APR 09, 2020 | Meeting Type: Annual |
Record Date: FEB 28, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Bailey | For | For | Management |
1.2 | Elect Director Robert L. Boughner | For | For | Management |
1.3 | Elect Director William R. Boyd | For | For | Management |
1.4 | Elect Director William S. Boyd | For | For | Management |
1.5 | Elect Director Marianne Boyd Johnson | For | For | Management |
1.6 | Elect Director Keith E. Smith | For | For | Management |
1.7 | Elect Director Christine J. Spadafor | For | For | Management |
1.8 | Elect Director A. Randall Thoman | For | For | Management |
1.9 | Elect Director Peter M. Thomas | For | For | Management |
1.10 | Elect Director Paul W. Whetsell | For | For | Management |
1.11 | Elect Director Veronica J. Wilson | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
| |
Ticker: BR | Security ID: 11133T103 |
Meeting Date: NOV 14, 2019 | Meeting Type: Annual |
Record Date: SEP 19, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Leslie A. Brun | For | For | Management |
1b | Elect Director Pamela L. Carter | For | For | Management |
1c | Elect Director Richard J. Daly | For | For | Management |
1d | Elect Director Robert N. Duelks | For | For | Management |
1e | Elect Director Timothy C. Gokey | For | For | Management |
1f | Elect Director Brett A. Keller | For | For | Management |
1g | Elect Director Maura A. Markus | For | For | Management |
1h | Elect Director Thomas J. Perna | For | For | Management |
1i | Elect Director Alan J. Weber | For | For | Management |
1j | Elect Director Amit K. Zavery | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
BROWN & BROWN, INC.
| |
Ticker: BRO | Security ID: 115236101 |
Meeting Date: MAY 06, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Hyatt Brown | For | For | Management |
1.2 | Elect Director Samuel P. Bell, III | For | For | Management |
1.3 | Elect Director Hugh M. Brown | For | For | Management |
1.4 | Elect Director J. Powell Brown | For | For | Management |
1.5 | Elect Director Lawrence L. Gellerstedt, III | For | For | Management |
1.6 | Elect Director James C. Hays | For | For | Management |
1.7 | Elect Director Theodore J. Hoepner | For | For | Management |
1.8 | Elect Director James S. Hunt | For | For | Management |
1.9 | Elect Director Toni Jennings | For | For | Management |
1.10 | Elect Director Timothy R.M. Main | For | For | Management |
1.11 | Elect Director H. Palmer Proctor, Jr. | For | For | Management |
1.12 | Elect Director Wendell S. Reilly | For | For | Management |
1.13 | Elect Director Chilton D. Varner | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CACI INTERNATIONAL INC
| |
Ticker: CACI | Security ID: 127190304 |
Meeting Date: NOV 14, 2019 | Meeting Type: Annual |
Record Date: SEP 18, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Michael A. Daniels | For | For | Management |
1B | Elect Director William L. Jews | For | For | Management |
1C | Elect Director Gregory G. Johnson | For | For | Management |
1D | Elect Director J. Phillip London | For | For | Management |
1E | Elect Director John S. Mengucci | For | For | Management |
1F | Elect Director James L. Pavitt | For | For | Management |
1G | Elect Director Warren R. Phillips | For | For | Management |
1H | Elect Director Debora A. Plunkett | For | For | Management |
1I | Elect Director Charles P. Revoile | For | For | Management |
1J | Elect Director William S. Wallace | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CBRE GROUP, INC.
| |
Ticker: CBRE | Security ID: 12504L109 |
Meeting Date: MAY 14, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Brandon B. Boze | For | For | Management |
1b | Elect Director Beth F. Cobert | For | For | Management |
1c | Elect Director Curtis F. Feeny | For | For | Management |
1d | Elect Director Reginald H. Gilyard | For | For | Management |
1e | Elect Director Shira D. Goodman | For | For | Management |
1f | Elect Director Christopher T. Jenny | For | For | Management |
1g | Elect Director Gerardo I. Lopez | For | For | Management |
1h | Elect Director Robert E. Sulentic | For | For | Management |
1i | Elect Director Laura D. Tyson | For | For | Management |
1j | Elect Director Ray Wirta | For | For | Management |
1k | Elect Director Sanjiv Yajnik | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
CDK GLOBAL, INC.
| |
Ticker: CDK | Security ID: 12508E101 |
Meeting Date: NOV 21, 2019 | Meeting Type: Annual |
Record Date: SEP 23, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Leslie A. Brun | For | For | Management |
1b | Elect Director Willie A. Deese | For | For | Management |
1c | Elect Director Amy J. Hillman | For | For | Management |
1d | Elect Director Brian M. Krzanich | For | For | Management |
1e | Elect Director Stephen A. Miles | For | For | Management |
1f | Elect Director Robert E. Radway | For | For | Management |
1g | Elect Director Stephen F. Schuckenbrock | For | For | Management |
1h | Elect Director Frank S. Sowinski | For | For | Management |
1i | Elect Director Eileen J. Voynick | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
CDW CORPORATION
| |
Ticker: CDW | Security ID: 12514G108 |
Meeting Date: MAY 21, 2020 | Meeting Type: Annual |
Record Date: MAR 25, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven W. Alesio | For | For | Management |
1b | Elect Director Barry K. Allen | For | For | Management |
1c | Elect Director Lynda M. Clarizio | For | For | Management |
1d | Elect Director Christine A. Leahy | For | For | Management |
1e | Elect Director David W. Nelms | For | For | Management |
1f | Elect Director Joseph R. Swedish | For | For | Management |
1g | Elect Director Donna F. Zarcone | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
CHARTER COMMUNICATIONS, INC.
| |
Ticker: CHTR | Security ID: 16119P108 |
Meeting Date: APR 28, 2020 | Meeting Type: Annual |
Record Date: FEB 28, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director W. Lance Conn | For | For | Management |
1b | Elect Director Kim C. Goodman | For | For | Management |
1c | Elect Director Craig A. Jacobson | For | For | Management |
1d | Elect Director Gregory B. Maffei | For | For | Management |
1e | Elect Director John D. Markley, Jr. | For | For | Management |
1f | Elect Director David C. Merritt | For | For | Management |
1g | Elect Director James E. Meyer | For | For | Management |
1h | Elect Director Steven A. Miron | For | For | Management |
1i | Elect Director Balan Nair | For | For | Management |
1j | Elect Director Michael A. Newhouse | For | For | Management |
1k | Elect Director Mauricio Ramos | For | For | Management |
1l | Elect Director Thomas M. Rutledge | For | For | Management |
1m | Elect Director Eric L. Zinterhofer | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Require Independent Board Chairman | Against | Against | Shareholder |
CHURCHILL DOWNS INCORPORATED
| |
Ticker: CHDN | Security ID: 171484108 |
Meeting Date: APR 21, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Fealy | For | For | Management |
1.2 | Elect Director Douglas C. Grissom | For | For | Management |
1.3 | Elect Director Daniel P. Harrington | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CONSTELLATION BRANDS, INC.
| |
Ticker: STZ | Security ID: 21036P108 |
Meeting Date: JUL 16, 2019 | Meeting Type: Annual |
Record Date: MAY 17, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jennifer M. Daniels | For | For | Management |
1.2 | Elect Director Jerry Fowden | For | For | Management |
1.3 | Elect Director Ernesto M. Hernandez | For | For | Management |
1.4 | Elect Director Susan Somersille Johnson | For | For | Management |
1.5 | Elect Director James A. Locke, III | For | Withhold | Management |
1.6 | Elect Director Daniel J. McCarthy | For | Withhold | Management |
1.7 | Elect Director William A. Newlands | For | For | Management |
1.8 | Elect Director Richard Sands | For | For | Management |
1.9 | Elect Director Robert Sands | For | For | Management |
1.10 | Elect Director Judy A. Schmeling | For | Withhold | Management |
2 | Ratify KPMG LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CROWN CASTLE INTERNATIONAL CORP.
| |
Ticker: CCI | Security ID: 22822V101 |
Meeting Date: MAY 14, 2020 | Meeting Type: Annual |
Record Date: MAR 20, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director P. Robert Bartolo | For | For | Management |
1b | Elect Director Jay A. Brown | For | For | Management |
1c | Elect Director Cindy Christy | For | For | Management |
1d | Elect Director Ari Q. Fitzgerald | For | For | Management |
1e | Elect Director Robert E. Garrison, II | For | For | Management |
1f | Elect Director Andrea J. Goldsmith | For | For | Management |
1g | Elect Director Lee W. Hogan | For | For | Management |
1h | Elect Director Edward C. Hutcheson, Jr. | For | For | Management |
1i | Elect Director J. Landis Martin | For | For | Management |
1j | Elect Director Robert F. McKenzie | For | For | Management |
1k | Elect Director Anthony J. Melone | For | For | Management |
1l | Elect Director W. Benjamin Moreland | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CROWN HOLDINGS, INC.
| |
Ticker: CCK | Security ID: 228368106 |
Meeting Date: APR 23, 2020 | Meeting Type: Annual |
Record Date: MAR 03, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Conway | For | For | Management |
1.2 | Elect Director Timothy J. Donahue | For | For | Management |
1.3 | Elect Director Richard H. Fearon | For | For | Management |
1.4 | Elect Director Andrea J. Funk | For | For | Management |
1.5 | Elect Director Stephen J. Hagge | For | For | Management |
1.6 | Elect Director Rose Lee | For | For | Management |
1.7 | Elect Director James H. Miller | For | For | Management |
1.8 | Elect Director Josef M. Muller | For | For | Management |
1.9 | Elect Director B. Craig Owens | For | For | Management |
1.10 | Elect Director Caesar F. Sweitzer | For | For | Management |
1.11 | Elect Director Jim L. Turner | For | For | Management |
1.12 | Elect Director William S. Urkiel | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Require Independent Board Chair | Against | For | Shareholder |
DELL TECHNOLOGIES INC.
| |
Ticker: DELL | Security ID: 24703L202 |
Meeting Date: JUL 09, 2019 | Meeting Type: Annual |
Record Date: MAY 13, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael S. Dell | For | Withhold | Management |
1.2 | Elect Director David W. Dorman | For | Withhold | Management |
1.3 | Elect Director Egon Durban | For | Withhold | Management |
1.4 | Elect Director William D. Green | For | Withhold | Management |
1.5 | Elect Director Ellen J. Kullman | For | Withhold | Management |
1.6 | Elect Director Simon Patterson | For | Withhold | Management |
1.7 | Elect Director Lynn M. Vojvodich | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
DELL TECHNOLOGIES INC.
| |
Ticker: DELL | Security ID: 24703L202 |
Meeting Date: JUN 29, 2020 | Meeting Type: Annual |
Record Date: MAY 04, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael S. Dell | For | Withhold | Management |
1.2 | Elect Director David W. Dorman | For | Withhold | Management |
1.3 | Elect Director Egon Durban | For | Withhold | Management |
1.4 | Elect Director William D. Green | For | Withhold | Management |
1.5 | Elect Director Simon Patterson | For | Withhold | Management |
1.6 | Elect Director Lynn M. Vojvodich | For | Withhold | Management |
1.7 | Elect Director Ellen J. Kullman | For | Withhold | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DOMINO’S PIZZA, INC.
| |
Ticker: DPZ | Security ID: 25754A201 |
Meeting Date: APR 21, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Brandon | For | For | Management |
1.2 | Elect Director Richard E. Allison, Jr. | For | For | Management |
1.3 | Elect Director C. Andrew Ballard | For | For | Management |
1.4 | Elect Director Andrew B. Balson | For | For | Management |
1.5 | Elect Director Corie S. Barry | For | For | Management |
1.6 | Elect Director Diana F. Cantor | For | For | Management |
1.7 | Elect Director Richard L. Federico | For | For | Management |
1.8 | Elect Director James A. Goldman | For | For | Management |
1.9 | Elect Director Patricia E. Lopez | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ECOLAB INC.
| |
Ticker: ECL | Security ID: 278865100 |
Meeting Date: MAY 07, 2020 | Meeting Type: Annual |
Record Date: MAR 09, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Management |
1b | Elect Director Shari L. Ballard | For | For | Management |
1c | Elect Director Barbara J. Beck | For | For | Management |
1d | Elect Director Jeffrey M. Ettinger | For | For | Management |
1e | Elect Director Arthur J. Higgins | For | For | Management |
1f | Elect Director Michael Larson | For | For | Management |
1g | Elect Director David W. MacLennan | For | For | Management |
1h | Elect Director Tracy B. McKibben | For | For | Management |
1i | Elect Director Lionel L. Nowell, III | For | For | Management |
1j | Elect Director Victoria J. Reich | For | For | Management |
1k | Elect Director Suzanne M. Vautrinot | For | For | Management |
1l | Elect Director John J. Zillmer | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Proxy Access Right | Against | For | Shareholder |
ELANCO ANIMAL HEALTH INCORPORATED
| |
Ticker: ELAN | Security ID: 28414H103 |
Meeting Date: MAY 21, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael J. Harrington | For | Against | Management |
1b | Elect Director Deborah T. Kochevar | For | Against | Management |
1c | Elect Director Kirk P. McDonald | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ELDORADO RESORTS, INC.
| |
Ticker: ERI | Security ID: 28470R102 |
Meeting Date: NOV 15, 2019 | Meeting Type: Special |
Record Date: OCT 04, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with Merger | For | For | Management |
2 | Change State of Incorporation from Nevada to Delaware | For | For | Management |
3 | Approve the ERI A&R Nevada Charter | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
ENTEGRIS, INC.
| |
Ticker: ENTG | Security ID: 29362U104 |
Meeting Date: APR 29, 2020 | Meeting Type: Annual |
Record Date: MAR 06, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael A. Bradley | For | For | Management |
1b | Elect Director R. Nicholas Burns | For | For | Management |
1c | Elect Director James F. Gentilcore | For | For | Management |
1d | Elect Director James P. Lederer | For | For | Management |
1e | Elect Director Bertrand Loy | For | For | Management |
1f | Elect Director Paul L. H. Olson | For | For | Management |
1g | Elect Director Azita Saleki-Gerhardt | For | For | Management |
1h | Elect Director Brian F. Sullivan | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Shareholder |
EQUINIX, INC.
| |
Ticker: EQIX | Security ID: 29444U700 |
Meeting Date: JUN 18, 2020 | Meeting Type: Annual |
Record Date: APR 20, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas Bartlett | For | For | Management |
1.2 | Elect Director Nanci Caldwell | For | For | Management |
1.3 | Elect Director Adaire Fox-Martin | For | For | Management |
1.4 | Elect Director Gary Hromadko | For | For | Management |
1.5 | Elect Director William Luby | For | For | Management |
1.6 | Elect Director Irving Lyons, III | For | For | Management |
1.7 | Elect Director Charles Meyers | For | For | Management |
1.8 | Elect Director Christopher Paisley | For | For | Management |
1.9 | Elect Director Sandra Rivera | For | For | Management |
1.10 | Elect Director Peter Van Camp | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Report on Political Contributions | Against | For | Shareholder |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
| |
Ticker: FIS | Security ID: 31620M106 |
Meeting Date: JUL 24, 2019 | Meeting Type: Special |
Record Date: JUN 03, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with Merger | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
| |
Ticker: FIS | Security ID: 31620M106 |
Meeting Date: MAY 28, 2020 | Meeting Type: Annual |
Record Date: APR 01, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lee Adrean | For | For | Management |
1b | Elect Director Ellen R. Alemany | For | For | Management |
1c | Elect Director Lisa A. Hook | For | For | Management |
1d | Elect Director Keith W. Hughes | For | For | Management |
1e | Elect Director Gary L. Lauer | For | For | Management |
1f | Elect Director Gary A. Norcross | For | For | Management |
1g | Elect Director Louise M. Parent | For | For | Management |
1h | Elect Director Brian T. Shea | For | For | Management |
1i | Elect Director James B. Stallings, Jr. | For | For | Management |
1j | Elect Director Jeffrey E. Stiefler | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
3 | Executive Officers’ Compensation Ratify KPMG LLP as Auditors | For | For | Management |
FISERV, INC.
| |
Ticker: FISV | Security ID: 337738108 |
Meeting Date: MAY 14, 2020 | Meeting Type: Annual |
Record Date: MAR 18, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Bisignano | For | For | Management |
1.2 | Elect Director Alison Davis | For | For | Management |
1.3 | Elect Director Henrique de Castro | For | For | Management |
1.4 | Elect Director Harry F. DiSimone | For | For | Management |
1.5 | Elect Director Dennis F. Lynch | For | For | Management |
1.6 | Elect Director Heidi G. Miller | For | For | Management |
1.7 | Elect Director Scott C. Nuttall | For | For | Management |
1.8 | Elect Director Denis J. O’Leary | For | For | Management |
1.9 | Elect Director Doyle R. Simons | For | For | Management |
1.10 | Elect Director Jeffery W. Yabuki | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Report on Political Contributions | Against | For | Shareholder |
FLEETCOR TECHNOLOGIES INC.
| |
Ticker: FLT | Security ID: 339041105 |
Meeting Date: JUN 11, 2020 | Meeting Type: Annual |
Record Date: APR 17, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven T. Stull | For | For | Management |
1.2 | Elect Director Michael Buckman | For | For | Management |
1.3 | Elect Director Thomas M. Hagerty | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Provide Right to Call Special Meeting | Against | For | Shareholder |
5 | Adopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers | Against | For | Shareholder |
FLIR SYSTEMS, INC.
| |
Ticker: FLIR | Security ID: 302445101 |
Meeting Date: APR 16, 2020 | Meeting Type: Annual |
Record Date: FEB 28, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James J. Cannon | For | For | Management |
1b | Elect Director John D. Carter | For | For | Management |
1c | Elect Director William W. Crouch | For | For | Management |
1d | Elect Director Catherine A. Halligan | For | For | Management |
1e | Elect Director Earl R. Lewis | For | For | Management |
1f | Elect Director Angus L. Macdonald | For | For | Management |
1g | Elect Director Michael T. Smith | For | For | Management |
1h | Elect Director Cathy A. Stauffer | For | For | Management |
1i | Elect Director Robert S. Tyrer | For | For | Management |
1j | Elect Director John W. Wood, Jr. | For | For | Management |
1k | Elect Director Steven E. Wynne | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Change State of Incorporation Oregon to Delaware | For | For | Management |
FLOOR & DECOR HOLDINGS, INC.
| |
Ticker: FND | Security ID: 339750101 |
Meeting Date: MAY 13, 2020 | Meeting Type: Annual |
Record Date: MAR 17, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David B. Kaplan | For | Against | Management |
1b | Elect Director Peter M. Starrett | For | Against | Management |
1c | Elect Director George Vincent West | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
FORTIVE CORPORATION
| |
Ticker: FTV | Security ID: 34959J108 |
Meeting Date: JUN 02, 2020 | Meeting Type: Annual |
Record Date: APR 06, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Kate D. Mitchell | For | For | Management |
1B | Elect Director Mitchell P. Rales | For | For | Management |
1C | Elect Director Steven M. Rales | For | For | Management |
1D | Elect Director Jeannine Sargent | For | For | Management |
1E | Elect Director Alan G. Spoon | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Eliminate Supermajority Vote Requirement | For | For | Management |
GLOBAL PAYMENTS INC.
| |
Ticker: GPN | Security ID: 37940X102 |
Meeting Date: AUG 29, 2019 | Meeting Type: Special |
Record Date: JUL 22, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with Merger | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
GLOBAL PAYMENTS INC.
| |
Ticker: GPN | Security ID: 37940X102 |
Meeting Date: APR 29, 2020 | Meeting Type: Annual |
Record Date: MAR 06, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Thaddeus Arroyo | For | For | Management |
1b | Elect Director Robert H.B. Baldwin, Jr. | For | Against | Management |
1c | Elect Director John G. Bruno | For | For | Management |
1d | Elect Director Kriss Cloninger, III | For | For | Management |
1e | Elect Director William I. Jacobs | For | For | Management |
1f | Elect Director Joia M. Johnson | For | For | Management |
1g | Elect Director Ruth Ann Marshall | For | For | Management |
1h | Elect Director Connie D. McDaniel | For | For | Management |
1i | Elect Director William B. Plummer | For | For | Management |
1j | Elect Director Jeffrey S. Sloan | For | For | Management |
1k | Elect Director John T. Turner | For | For | Management |
1l | Elect Director M. Troy Woods | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Eliminate Supermajority Vote Requirement | For | For | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
GODADDY INC.
| |
Ticker: GDDY | Security ID: 380237107 |
Meeting Date: JUN 03, 2020 | Meeting Type: Annual |
Record Date: APR 13, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark Garrett | For | Withhold | Management |
1.2 | Elect Director Ryan Roslansky | For | Withhold | Management |
1.3 | Elect Director Lee E. Wittlinger | For | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
GRAPHIC PACKAGING HOLDING COMPANY
| |
Ticker: GPK | Security ID: 388689101 |
Meeting Date: MAY 20, 2020 | Meeting Type: Annual |
Record Date: MAR 26, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael P. Doss | For | For | Management |
1.2 | Elect Director Dean A. Scarborough | For | For | Management |
1.3 | Elect Director Larry M. Venturelli | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GROCERY OUTLET HOLDING CORP.
| |
Ticker: GO | Security ID: 39874R101 |
Meeting Date: JUN 08, 2020 | Meeting Type: Annual |
Record Date: APR 13, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth W. Alterman | For | Withhold | Management |
1.2 | Elect Director John E. Bachman | For | For | Management |
1.3 | Elect Director Thomas F. Herman | For | Withhold | Management |
1.4 | Elect Director Erik D. Ragatz | For | Withhold | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HCA HEALTHCARE, INC.
| |
Ticker: HCA | Security ID: 40412C101 |
Meeting Date: MAY 01, 2020 | Meeting Type: Annual |
Record Date: MAR 09, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Thomas F. Frist, III | For | For | Management |
1b | Elect Director Samuel N. Hazen | For | For | Management |
1c | Elect Director Meg G. Crofton | For | For | Management |
1d | Elect Director Robert J. Dennis | For | For | Management |
1e | Elect Director Nancy-Ann DeParle | For | For | Management |
1f | Elect Director William R. Frist | For | For | Management |
1g | Elect Director Charles O. Holliday, Jr. | For | For | Management |
1h | Elect Director Michael W. Michelson | For | For | Management |
1i | Elect Director Wayne J. Riley | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Provide Right to Call Special Meeting | For | For | Management |
6 | Provide Right to Act by Written Consent | Against | For | Shareholder |
HD SUPPLY HOLDINGS, INC.
| |
Ticker: HDS | Security ID: 40416M105 |
Meeting Date: MAY 19, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kathleen J. Affeldt | For | For | Management |
1.2 | Elect Director Joseph J. DeAngelo | For | For | Management |
1.3 | Elect Director Peter A. Dorsman | For | For | Management |
1.4 | Elect Director Stephen J. Konenkamp | For | For | Management |
1.5 | Elect Director Patrick R. McNamee | For | For | Management |
1.6 | Elect Director Scott D. Ostfeld | For | For | Management |
1.7 | Elect Director Charles W. Peffer | For | For | Management |
1.8 | Elect Director James A. Rubright | For | For | Management |
1.9 | Elect Director Lauren Taylor Wolfe | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HILL-ROM HOLDINGS, INC.
| |
Ticker: HRC | Security ID: 431475102 |
Meeting Date: FEB 25, 2020 | Meeting Type: Annual |
Record Date: JAN 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William G. Dempsey | For | For | Management |
1.2 | Elect Director Gary L. Ellis | For | For | Management |
1.3 | Elect Director Stacy Enxing Seng | For | For | Management |
1.4 | Elect Director Mary Garrett | For | For | Management |
1.5 | Elect Director James R. Giertz | For | For | Management |
1.6 | Elect Director John P. Groetelaars | For | For | Management |
1.7 | Elect Director William H. Kucheman | For | For | Management |
1.8 | Elect Director Ronald A. Malone | For | For | Management |
1.9 | Elect Director Gregory J. Moore | For | For | Management |
1.10 | Elect Director Felicia F. Norwood | For | For | Management |
1.11 | Elect Director Nancy M. Schlichting | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
IHS MARKIT LTD.
| |
Ticker: INFO | Security ID: G47567105 |
Meeting Date: APR 16, 2020 | Meeting Type: Annual |
Record Date: FEB 20, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lance Uggla | For | For | Management |
1b | Elect Director John Browne | For | For | Management |
1c | Elect Director Ruann F. Ernst | For | For | Management |
1d | Elect Director William E. Ford | For | For | Management |
1e | Elect Director Jean-Paul L. Montupet | For | For | Management |
1f | Elect Director Deborah K. Orida | For | For | Management |
1g | Elect Director James A. Rosenthal | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
IQVIA HOLDINGS INC.
| |
Ticker: IQV | Security ID: 46266C105 |
Meeting Date: APR 06, 2020 | Meeting Type: Annual |
Record Date: FEB 12, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carol J. Burt | For | For | Management |
1.2 | Elect Director Colleen A. Goggins | For | For | Management |
1.3 | Elect Director Ronald A. Rittenmeyer | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
KEYSIGHT TECHNOLOGIES, INC.
| |
Ticker: KEYS | Security ID: 49338L103 |
Meeting Date: MAR 19, 2020 | Meeting Type: Annual |
Record Date: JAN 21, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul N. Clark | For | For | Management |
1.2 | Elect Director Richard P. Hamada | For | For | Management |
1.3 | Elect Director Paul A. Lacouture | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
L3HARRIS TECHNOLOGIES, INC.
| |
Ticker: LHX | Security ID: 502431109 |
Meeting Date: OCT 25, 2019 | Meeting Type: Annual |
Record Date: AUG 30, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sallie B. Bailey | For | For | Management |
1b | Elect Director William M. Brown | For | For | Management |
1c | Elect Director Peter W. Chiarelli | For | For | Management |
1d | Elect Director Thomas A. Corcoran | For | For | Management |
1e | Elect Director Thomas A. Dattilo | For | For | Management |
1f | Elect Director Roger B. Fradin | For | For | Management |
1g | Elect Director Lewis Hay, III | For | For | Management |
1h | Elect Director Lewis Kramer | For | For | Management |
1i | Elect Director Christopher E. Kubasik | For | For | Management |
1j | Elect Director Rita S. Lane | For | For | Management |
1k | Elect Director Robert B. Millard | For | For | Management |
1l | Elect Director Lloyd W. Newton | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
L3HARRIS TECHNOLOGIES, INC.
| |
Ticker: LHX | Security ID: 502431109 |
Meeting Date: APR 24, 2020 | Meeting Type: Annual |
Record Date: FEB 28, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sallie B. Bailey | For | For | Management |
1b | Elect Director William M. Brown | For | For | Management |
1c | Elect Director Peter W. Chiarelli | For | For | Management |
1d | Elect Director Thomas A. Corcoran | For | For | Management |
1e | Elect Director Thomas A. Dattilo | For | For | Management |
1f | Elect Director Roger B. Fradin | For | For | Management |
1g | Elect Director Lewis Hay, III | For | For | Management |
1h | Elect Director Lewis Kramer | For | For | Management |
1i | Elect Director Christopher E. Kubasik | For | For | Management |
1j | Elect Director Rita S. Lane | For | For | Management |
1k | Elect Director Robert B. Millard | For | For | Management |
1l | Elect Director Lloyd W. Newton | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | For | For | Management |
5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | For | For | Management |
6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | For | For | Management |
7 | Provide Right to Act by Written Consent | Against | For | Shareholder |
LKQ CORPORATION
| |
Ticker: LKQ | Security ID: 501889208 |
Meeting Date: MAY 12, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Patrick Berard | For | For | Management |
1b | Elect Director Meg A. Divitto | For | For | Management |
1c | Elect Director Robert M. Hanser | For | For | Management |
1d | Elect Director Joseph M. Holsten | For | For | Management |
1e | Elect Director Blythe J. McGarvie | For | For | Management |
1f | Elect Director John W. Mendel | For | For | Management |
1g | Elect Director Jody G. Miller | For | For | Management |
1h | Elect Director John F. O’Brien | For | For | Management |
1i | Elect Director Guhan Subramanian | For | For | Management |
1j | Elect Director Xavier Urbain | For | For | Management |
1k | Elect Director Dominick Zarcone | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
LPL FINANCIAL HOLDINGS INC.
| |
Ticker: LPLA | Security ID: 50212V100 |
Meeting Date: MAY 06, 2020 | Meeting Type: Annual |
Record Date: MAR 09, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Dan H. Arnold | For | For | Management |
1b | Elect Director Edward C. Bernard | For | For | Management |
1c | Elect Director H. Paulett Eberhart | For | For | Management |
1d | Elect Director William F. Glavin, Jr. | For | For | Management |
1e | Elect Director Allison H. Mnookin | For | For | Management |
1f | Elect Director Anne M. Mulcahy | For | For | Management |
1g | Elect Director James S. Putnam | For | For | Management |
1h | Elect Director Richard P. Schifter | For | For | Management |
1i | Elect Director Corey E. Thomas | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MASCO CORPORATION
| |
Ticker: MAS | Security ID: 574599106 |
Meeting Date: MAY 12, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Keith J. Allman | For | For | Management |
1b | Elect Director J. Michael Losh | For | For | Management |
1c | Elect Director Christopher A. O’Herlihy | For | For | Management |
1d | Elect Director Charles K. Stevens, III | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
MOTOROLA SOLUTIONS, INC.
| |
Ticker: MSI | Security ID: 620076307 |
Meeting Date: MAY 11, 2020 | Meeting Type: Annual |
Record Date: MAR 13, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gregory Q. Brown | For | For | Management |
1b | Elect Director Kenneth D. Denman | For | For | Management |
1c | Elect Director Egon P. Durban | For | Against | Management |
1d | Elect Director Clayton M. Jones | For | For | Management |
1e | Elect Director Judy C. Lewent | For | For | Management |
1f | Elect Director Gregory K. Mondre | For | Against | Management |
1g | Elect Director Anne R. Pramaggiore | For | For | Management |
1h | Elect Director Joseph M. Tucci | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Report on Political Contributions | Against | For | Shareholder |
NASDAQ, INC.
| |
Ticker: NDAQ | Security ID: 631103108 |
Meeting Date: MAY 19, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Melissa M. Arnoldi | For | For | Management |
1b | Elect Director Charlene T. Begley | For | For | Management |
1c | Elect Director Steven D. Black | For | For | Management |
1d | Elect Director Adena T. Friedman | For | For | Management |
1e | Elect Director Essa Kazim | For | For | Management |
1f | Elect Director Thomas A. Kloet | For | For | Management |
1g | Elect Director John D. Rainey | For | For | Management |
1h | Elect Director Michael R. Splinter | For | For | Management |
1i | Elect Director Jacob Wallenberg | For | For | Management |
1j | Elect Director Alfred W. Zollar | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
ON SEMICONDUCTOR CORPORATION
| |
Ticker: ON | Security ID: 682189105 |
Meeting Date: MAY 20, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Atsushi Abe | For | For | Management |
1b | Elect Director Alan Campbell | For | For | Management |
1c | Elect Director Gilles Delfassy | For | For | Management |
1d | Elect Director Emmanuel T. Hernandez | For | For | Management |
1e | Elect Director Keith D. Jackson | For | For | Management |
1f | Elect Director Paul A. Mascarenas | For | For | Management |
1g | Elect Director Christine Y. Yan | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PALO ALTO NETWORKS, INC.
| |
Ticker: PANW | Security ID: 697435105 |
Meeting Date: DEC 09, 2019 | Meeting Type: Annual |
Record Date: OCT 15, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Asheem Chandna | For | Withhold | Management |
1b | Elect Director James J. Goetz | For | Withhold | Management |
1c | Elect Director Mark D. McLaughlin | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
PERFORMANCE FOOD GROUP COMPANY
| |
Ticker: PFGC | Security ID: 71377A103 |
Meeting Date: NOV 13, 2019 | Meeting Type: Annual |
Record Date: SEP 24, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director George L. Holm | For | For | Management |
1b | Elect Director Arthur B. Winkleblack - Withdrawn | None | None | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Eliminate Supermajority Vote Requirement for Amending Government Documents and Removing Directors | For | For | Management |
7 | Provide Right to Call Special Meeting | For | For | Management |
PLANET FITNESS, INC.
| |
Ticker: PLNT | Security ID: 72703H101 |
Meeting Date: APR 30, 2020 | Meeting Type: Annual |
Record Date: MAR 03, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen Spinelli, Jr. | For | Withhold | Management |
1.2 | Elect Director Enshalla Anderson | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PRA HEALTH SCIENCES, INC.
| |
Ticker: PRAH | Security ID: 69354M108 |
Meeting Date: MAY 18, 2020 | Meeting Type: Annual |
Record Date: MAR 20, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Colin Shannon | For | For | Management |
1.2 | Elect Director James C. Momtazee | For | For | Management |
1.3 | Elect Director Alexander G. Dickinson | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
REPUBLIC SERVICES, INC.
| |
Ticker: RSG | Security ID: 760759100 |
Meeting Date: MAY 08, 2020 | Meeting Type: Annual |
Record Date: MAR 11, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Manuel Kadre | For | For | Management |
1b | Elect Director Tomago Collins | For | For | Management |
1c | Elect Director Thomas W. Handley | For | For | Management |
1d | Elect Director Jennifer M. Kirk | For | For | Management |
1e | Elect Director Michael Larson | For | For | Management |
1f | Elect Director Kim S. Pegula | For | For | Management |
1g | Elect Director Donald W. Slager | For | For | Management |
1h | Elect Director James P. Snee | For | For | Management |
1i | Elect Director Sandra M. Volpe | For | For | Management |
1j | Elect Director Katharine B. Weymouth | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
ROPER TECHNOLOGIES, INC.
| |
Ticker: ROP | Security ID: 776696106 |
Meeting Date: JUN 08, 2020 | Meeting Type: Annual |
Record Date: APR 13, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Shellye L. Archambeau | For | For | Management |
1.2 | Elect Director Amy Woods Brinkley | For | For | Management |
1.3 | Elect Director John F. Fort, III | For | For | Management |
1.4 | Elect Director L. Neil Hunn | For | For | Management |
1.5 | Elect Director Robert D. Johnson | For | For | Management |
1.6 | Elect Director Robert E. Knowling, Jr. | For | For | Management |
1.7 | Elect Director Wilbur J. Prezzano | For | For | Management |
1.8 | Elect Director Laura G. Thatcher | For | For | Management |
1.9 | Elect Director Richard F. Wallman | For | For | Management |
1.10 | Elect Director Christopher Wright | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Approve Non-Employee Director Compensation Plan | For | For | Management |
SERVICE CORPORATION INTERNATIONAL
| |
Ticker: SCI | Security ID: 817565104 |
Meeting Date: MAY 13, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Alan R. Buckwalter | For | For | Management |
1b | Elect Director Jakki L. Haussler | For | For | Management |
1c | Elect Director Victor L. Lund | For | For | Management |
1d | Elect Director Clifton H. Morris, Jr. | For | For | Management |
1e | Elect Director Ellen Ochoa | For | For | Management |
1f | Elect Director Thomas L. Ryan | For | For | Management |
1g | Elect Director W. Blair Waltrip | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SERVICEMASTER GLOBAL HOLDINGS, INC.
| |
Ticker: SERV | Security ID: 81761R109 |
Meeting Date: MAY 26, 2020 | Meeting Type: Annual |
Record Date: APR 09, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Deborah H. Caplan | For | For | Management |
1B | Elect Director Naren K. Gursahaney | For | For | Management |
1C | Elect Director Mark E. Tomkins | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management |
SS&C TECHNOLOGIES HOLDINGS, INC.
| |
Ticker: SSNC | Security ID: 78467J100 |
Meeting Date: MAY 20, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Normand A. Boulanger | For | Withhold | Management |
1.2 | Elect Director David A. Varsano | For | Withhold | Management |
1.3 | Elect Director Michael J. Zamkow | For | Withhold | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
T-MOBILE US, INC.
| |
Ticker: TMUS | Security ID: 872590104 |
Meeting Date: JUN 04, 2020 | Meeting Type: Annual |
Record Date: APR 07, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marcelo Claure | For | Withhold | Management |
1.2 | Elect Director Srikant M. Datar | For | For | Management |
1.3 | Elect Director Ronald D. Fisher | For | Withhold | Management |
1.4 | Elect Director Srini Gopalan | For | Withhold | Management |
1.5 | Elect Director Lawrence H. Guffey | For | For | Management |
1.6 | Elect Director Timotheus Hottges | For | Withhold | Management |
1.7 | Elect Director Christian P. Illek | For | Withhold | Management |
1.8 | Elect Director Stephen Kappes | For | For | Management |
1.9 | Elect Director Raphael Kubler | For | Withhold | Management |
1.10 | Elect Director Thorsten Langheim | For | Withhold | Management |
1.11 | Elect Director G. Michael (Mike) Sievert | For | Withhold | Management |
1.12 | Elect Director Teresa A. Taylor | For | For | Management |
1.13 | Elect Director Kelvin R. Westbrook | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Against | For | Shareholder |
TELEDYNE TECHNOLOGIES INCORPORATED
| |
Ticker: TDY | Security ID: 879360105 |
Meeting Date: APR 22, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roxanne S. Austin | For | For | Management |
1.2 | Elect Director Kenneth C. Dahlberg | For | For | Management |
1.3 | Elect Director Robert A. Malone | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
TELEFLEX INCORPORATED
| |
Ticker: TFX | Security ID: 879369106 |
Meeting Date: MAY 01, 2020 | Meeting Type: Annual |
Record Date: MAR 02, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director George Babich, Jr. | For | For | Management |
1b | Elect Director Gretchen R. Haggerty | For | For | Management |
1c | Elect Director Liam J. Kelly | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
THE CHARLES SCHWAB CORPORATION
| |
Ticker: SCHW | Security ID: 808513105 |
Meeting Date: JUN 04, 2020 | Meeting Type: Special |
Record Date: APR 27, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with Merger | For | For | Management |
2 | Amend Charter | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
THE COOPER COMPANIES, INC.
| |
Ticker: COO | Security ID: 216648402 |
Meeting Date: MAR 18, 2020 | Meeting Type: Annual |
Record Date: JAN 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Thomas Bender | For | For | Management |
1.2 | Elect Director Colleen E. Jay | For | For | Management |
1.3 | Elect Director William A. Kozy | For | For | Management |
1.4 | Elect Director Jody S. Lindell | For | For | Management |
1.5 | Elect Director Gary S. Petersmeyer | For | For | Management |
1.6 | Elect Director Allan E. Rubenstein | For | For | Management |
1.7 | Elect Director Robert S. Weiss | For | For | Management |
1.8 | Elect Director Albert G. White, III | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE KROGER CO.
| |
Ticker: KR | Security ID: 501044101 |
Meeting Date: JUN 25, 2020 | Meeting Type: Annual |
Record Date: APR 27, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nora A. Aufreiter | For | For | Management |
1b | Elect Director Anne Gates | For | For | Management |
1c | Elect Director Karen M. Hoguet | For | For | Management |
1d | Elect Director Susan J. Kropf | For | For | Management |
1e | Elect Director W. Rodney McMullen | For | For | Management |
1f | Elect Director Clyde R. Moore | For | For | Management |
1g | Elect Director Ronald L. Sargent | For | For | Management |
1h | Elect Director Bobby S. Shackouls | For | For | Management |
1i | Elect Director Mark S. Sutton | For | For | Management |
1j | Elect Director Ashok Vemuri | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | For | For | Management |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Against | For | Shareholder |
5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Against | For | Shareholder |
TRANSUNION
| |
Ticker: TRU | Security ID: 89400J107 |
Meeting Date: MAY 12, 2020 | Meeting Type: Annual |
Record Date: MAR 13, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Declassify the Board of Directors | For | For | Management |
2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | For | For | Management |
2b | Eliminate Supermajority Vote Requirement to Remove Directors | For | For | Management |
3 | Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver | For | For | Management |
4 | Amend Articles of Association | For | For | Management |
5a | Elect Director Suzanne P. Clark | For | For | Management |
5b | Elect Director Kermit R. Crawford | For | For | Management |
5c | Elect Director Thomas L. Monahan, III | For | For | Management |
6 | Amend Omnibus Stock Plan | For | For | Management |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
US FOODS HOLDING CORP.
| |
Ticker: USFD | Security ID: 912008109 |
Meeting Date: MAY 13, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Court D. Carruthers | For | For | Management |
1b | Elect Director David M. Tehle | For | For | Management |
1c | Elect Director Ann E. Ziegler | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management |
VAIL RESORTS, INC.
| |
Ticker: MTN | Security ID: 91879Q109 |
Meeting Date: DEC 05, 2019 | Meeting Type: Annual |
Record Date: OCT 08, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Susan L. Decker | For | For | Management |
1b | Elect Director Robert A. Katz | For | For | Management |
1c | Elect Director John T. Redmond | For | For | Management |
1d | Elect Director Michele Romanow | For | For | Management |
1e | Elect Director Hilary A. Schneider | For | For | Management |
1f | Elect Director D. Bruce Sewell | For | For | Management |
1g | Elect Director John F. Sorte | For | For | Management |
1h | Elect Director Peter A. Vaughn | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
VERISK ANALYTICS, INC.
| |
Ticker: VRSK | Security ID: 92345Y106 |
Meeting Date: MAY 20, 2020 | Meeting Type: Annual |
Record Date: MAR 23, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher M. Foskett | For | For | Management |
1b | Elect Director David B. Wright | For | For | Management |
1c | Elect Director Annell R. Bay | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
WESTROCK COMPANY
| |
Ticker: WRK | Security ID: 96145D105 |
Meeting Date: JAN 31, 2020 | Meeting Type: Annual |
Record Date: DEC 06, 2019 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Colleen F. Arnold | For | For | Management |
1b | Elect Director Timothy J. Bernlohr | For | For | Management |
1c | Elect Director J. Powell Brown | For | For | Management |
1d | Elect Director Terrell K. Crews | For | For | Management |
1e | Elect Director Russell M. Currey | For | For | Management |
1f | Elect Director Suzan F. Harrison | For | For | Management |
1g | Elect Director John A. Luke, Jr. | For | For | Management |
1h | Elect Director Gracia C. Martore | For | For | Management |
1i | Elect Director James E. Nevels | For | For | Management |
1j | Elect Director Timothy H. Powers | For | For | Management |
1k | Elect Director Steven C. Voorhees | For | For | Management |
1l | Elect Director Bettina M. Whyte | For | For | Management |
1m | Elect Director Alan D. Wilson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
WYNDHAM HOTELS & RESORTS, INC.
| |
Ticker: WH | Security ID: 98311A105 |
Meeting Date: MAY 12, 2020 | Meeting Type: Annual |
Record Date: MAR 17, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Myra J. Biblowit | For | For | Management |
1.2 | Elect Director Bruce B. Churchill | For | For | Management |
1.3 | Elect Director Pauline D.E. Richards | For | For | Management |
2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | For | For | Management |
2b | Eliminate Supermajority Vote Requirement to Remove Directors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
XPO LOGISTICS, INC.
| |
Ticker: XPO | Security ID: 983793100 |
Meeting Date: MAY 14, 2020 | Meeting Type: Annual |
Record Date: APR 09, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bradley S. Jacobs | For | For | Management |
1.2 | Elect Director Gena L. Ashe | For | For | Management |
1.3 | Elect Director Marlene M. Colucci | For | For | Management |
1.4 | Elect Director AnnaMaria DeSalva | For | For | Management |
1.5 | Elect Director Michael G. Jesselson | For | For | Management |
1.6 | Elect Director Adrian P. Kingshott | For | For | Management |
1.7 | Elect Director Jason D. Papastavrou | For | For | Management |
1.8 | Elect Director Oren G. Shaffer | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Report on Integrating ESG Metrics Into Executive Compensation Program | Against | For | Shareholder |
6 | Require Independent Board Chair | Against | For | Shareholder |
7 | Report on Sexual Harassment | Against | For | Shareholder |
8 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Against | For | Shareholder |
XYLEM INC.
| |
Ticker: XYL | Security ID: 98419M100 |
Meeting Date: MAY 13, 2020 | Meeting Type: Annual |
Record Date: MAR 16, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeanne Beliveau-Dunn | For | For | Management |
1b | Elect Director Patrick K. Decker | For | For | Management |
1c | Elect Director Robert F. Friel | For | For | Management |
1d | Elect Director Jorge M. Gomez | For | For | Management |
1e | Elect Director Victoria D. Harker | For | For | Management |
1f | Elect Director Sten E. Jakobsson | For | For | Management |
1g | Elect Director Steven R. Loranger | For | For | Management |
1h | Elect Director Surya N. Mohapatra | For | For | Management |
1i | Elect Director Jerome A. Peribere | For | For | Management |
1j | Elect Director Markos I. Tambakeras | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
ZEBRA TECHNOLOGIES CORPORATION
| |
Ticker: ZBRA | Security ID: 989207105 |
Meeting Date: MAY 14, 2020 | Meeting Type: Annual |
Record Date: MAR 20, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anders Gustafsson | For | For | Management |
1.2 | Elect Director Janice M. Roberts | For | For | Management |
1.3 | Elect Director Linda M. Connly | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
ZIMMER BIOMET HOLDINGS, INC.
| |
Ticker: ZBH | Security ID: 98956P102 |
Meeting Date: MAY 08, 2020 | Meeting Type: Annual |
Record Date: MAR 09, 2020 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher B. Begley | For | For | Management |
1b | Elect Director Betsy J. Bernard | For | For | Management |
1c | Elect Director Gail K. Boudreaux | For | For | Management |
1d | Elect Director Michael J. Farrell | For | For | Management |
1e | Elect Director Larry C. Glasscock | For | For | Management |
1f | Elect Director Robert A. Hagemann | For | For | Management |
1g | Elect Director Bryan C. Hanson | For | For | Management |
1h | Elect Director Arthur J. Higgins | For | For | Management |
1i | Elect Director Maria Teresa Hilado | For | For | Management |
1j | Elect Director Syed Jafry | For | For | Management |
1k | Elect Director Michael W. Michelson | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AQUILA FUNDS TRUST
/s/ Diana P. Herrmann
Diana P. Herrmann
Vice Chair, Trustee and President
August 4, 2020
/s/ Joseph P. DiMaggio
Joseph P. DiMaggio
Chief Financial Officer and Treasurer
August 4, 2020
