UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3578
AQUILA FUNDS TRUST
(formerly, Aquila Three Peaks High Income Fund)
(Exact name of registrant as specified in charter)
120 West 45th Street Suite 3600
New York, NY 10036
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
120 West 45th Street, Suite 3600
New York, NY 10036
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31, 2022
Date of reporting period: June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
a.) Aquila High Income Fund (“AHIF”), a series of the Registrant
During the twevle month reporting period ended June 30, 2023, AHIF did not hold any portfolio securities for which the series was entitled to participate in proxy voting.
b.) Aquila Opportunity Growth Fund (“AOGF”), a series of the Registrant
During the twevle month reporting period ended June 30, 2023, AOGF did hold portfolio securities for which the series was entitled to participate in proxy voting as follows:
******************************************FORM N-PX REPORT******************************************
ICA File Number: | 811-03578 |
Reporting Period: | 07/01/2022 - 06/30/2023 |
Aquila Funds Trust |
=================================Aquila Opportunity Growth Fund=================================
AEROVIRONMENT, INC. |
| | | |
Ticker: | AVAV | Security ID: | 008073108 |
Meeting Date: | SEP 23, 2022 | Meeting Type: | Annual |
Record Date: | AUG 02, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charles Thomas Burbage | | For | | For | | Management |
1b | | Elect Director Edward R. Muller | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
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ALBEMARLE CORPORATION |
| | | |
Ticker: | ALB | Security ID: | 012653101 |
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director M. Lauren Brlas | | For | | For | | Management |
1b | | Elect Director Ralf H. Cramer | | For | | For | | Management |
1c | | Elect Director J. Kent Masters, Jr. | | For | | For | | Management |
1d | | Elect Director Glenda J. Minor | | For | | For | | Management |
1e | | Elect Director James J. O’Brien | | For | | For | | Management |
1f | | Elect Director Diarmuid B. O’Connell | | For | | For | | Management |
1g | | Elect Director Dean L. Seavers | | For | | For | | Management |
1h | | Elect Director Gerald A. Steiner | | For | | For | | Management |
1i | | Elect Director Holly A. Van Deursen | | For | | For | | Management |
1j | | Elect Director Alejandro D. Wolff | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
5 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
| | | | | | | | |
ALBERTSONS COMPANIES, INC. |
| | | |
Ticker: | ACI | Security ID: | 013091103 |
Meeting Date: | AUG 04, 2022 | Meeting Type: | Annual |
Record Date: | JUN 07, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vivek Sankaran | | For | | Against | | Management |
1b | | Elect Director James Donald | | For | | Against | | Management |
1c | | Elect Director Chan Galbato | | For | | Against | | Management |
1d | | Elect Director Sharon Allen | | For | | Against | | Management |
1e | | Elect Director Shant Babikian | | For | | Against | | Management |
1f | | Elect Director Steven Davis *Withdrawn Resolution* | | None | | None | | Management |
1g | | Elect Director Kim Fennebresque | | For | | For | | Management |
1h | | Elect Director Allen Gibson | | For | | Against | | Management |
1i | | Elect Director Hersch Klaff | | For | | Against | | Management |
1j | | Elect Director Jay Schottenstein | | For | | Against | | Management |
1k | | Elect Director Alan Schumacher | | For | | Against | | Management |
1l | | Elect Director Brian Kevin Turner | | For | | Against | | Management |
1m | | Elect Director Mary Elizabeth West | | For | | Against | | Management |
1n | | Elect Director Scott Wille | | For | | Against | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
ALEXANDRIA REAL ESTATE EQUITIES, INC. |
| | | |
Ticker: | ARE | Security ID: | 015271109 |
Meeting Date: | MAY 16, 2023 | Meeting Type: | Annual |
Record Date: | MAR 31, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Joel S. Marcus | | For | | For | | Management |
1b | | Elect Director Steven R. Hash | | For | | For | | Management |
1c | | Elect Director James P. Cain | | For | | Against | | Management |
1d | | Elect Director Cynthia L. Feldmann | | For | | For | | Management |
1e | | Elect Director Maria C. Freire | | For | | Against | | Management |
1f | | Elect Director Richard H. Klein | | For | | For | | Management |
1g | | Elect Director Michael A. Woronoff | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
ALLISON TRANSMISSION HOLDINGS, INC. |
| | | |
Ticker: | ALSN | Security ID: | 01973R10 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 06, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Judy L. Altmaier | | For | | For | | Management |
1b | | Elect Director D. Scott Barbour | | For | | For | | Management |
1c | | Elect Director Philip J. Christman | | For | | For | | Management |
1d | | Elect Director David C. Everitt | | For | | For | | Management |
1e | | Elect Director David S. Graziosi | | For | | For | | Management |
1f | | Elect Director Carolann I. Haznedar | | For | | For | | Management |
1g | | Elect Director Richard P. Lavin | | For | | For | | Management |
1h | | Elect Director Sasha Ostojic | | For | | For | | Management |
1i | | Elect Director Gustave F. Perna | | For | | For | | Management |
1j | | Elect Director Krishna Shivram | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
ALNYLAM PHARMACEUTICALS, INC. |
| | | |
Ticker: | ALNY | Security ID: | 02043Q107 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 24, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael W. Bonney | | For | | For | | Management |
1b | | Elect Director Yvonne L. Greenstreet | | For | | For | | Management |
1c | | Elect Director Phillip A. Sharp | | For | | For | | Management |
1d | | Elect Director Elliott Sigal | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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AMBARELLA, INC. |
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Ticker: | AMBA | Security ID: | G037AX101 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | APR 14, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leslie Kohn | | For | | For | | Management |
1.2 | | Elect Director D. Jeffrey Richardson | | For | | For | | Management |
1.3 | | Elect Director Elizabeth M. Schwarting | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
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ARISTA NETWORKS, INC. |
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Ticker: | ANET | Security ID: | 040413106 |
Meeting Date: | JUN 14, 2023 | Meeting Type: | Annual |
Record Date: | APR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Lewis Chew | | For | | Withhold | | Management |
1.2 | | Elect Director Douglas Merritt *Withdrawn Resolution* | | None | | None | | Management |
1.3 | | Elect Director Mark B. Templeton | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
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AVALONBAY COMMUNITIES, INC. |
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Ticker: | AVB | Security ID: | 053484101 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 27, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Glyn F. Aeppel | | For | | For | | Management |
1b | | Elect Director Terry S. Brown | | For | | For | | Management |
1c | | Elect Director Ronald L. Havner, Jr. | | For | | For | | Management |
1d | | Elect Director Stephen P. Hills | | For | | For | | Management |
1e | | Elect Director Christopher B. Howard | | For | | For | | Management |
1f | | Elect Director Richard J. Lieb | | For | | For | | Management |
1g | | Elect Director Nnenna Lynch | | For | | For | | Management |
1h | | Elect Director Charles E. Mueller, Jr. | | For | | For | | Management |
1i | | Elect Director Timothy J. Naughton | | For | | For | | Management |
1j | | Elect Director Benjamin W. Schall | | For | | For | | Management |
1k | | Elect Director Susan Swanezy | | For | | For | | Management |
1l | | Elect Director W. Edward Walter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
AVANTOR, INC. |
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Ticker: | AVTR | Security ID: | 05352A100 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Juan Andres | | For | | For | | Management |
1b | | Elect Director John Carethers | | For | | For | | Management |
1c | | Elect Director Lan Kang | | For | | For | | Management |
1d | | Elect Director Joseph Massaro | | For | | For | | Management |
1e | | Elect Director Mala Murthy | | For | | For | | Management |
1f | | Elect Director Jonathan Peacock | | For | | For | | Management |
1g | | Elect Director Michael Severino | | For | | For | | Management |
1h | | Elect Director Christi Shaw | | For | | For | | Management |
1i | | Elect Director Michael Stubblefield | | For | | For | | Management |
1j | | Elect Director Gregory Summe | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
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BALL CORPORATION |
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Ticker: | BALL | Security ID: | 058498106 |
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual |
Record Date: | MAR 01, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cathy D. Ross | | For | | For | | Management |
1.2 | | Elect Director Betty J. Sapp | | For | | For | | Management |
1.3 | | Elect Director Stuart A. Taylor, II | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
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BARRICK GOLD CORPORATION |
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Ticker: | ABX | Security ID: | 067901108 |
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual |
Record Date: | MAR 03, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark Bristow | | For | | For | | Management |
1.2 | | Elect Director Helen Cai | | For | | For | | Management |
1.3 | | Elect Director Gustavo A. Cisneros | | For | | For | | Management |
1.4 | | Elect Director Christopher L. Coleman | | For | | For | | Management |
1.5 | | Elect Director Isela Costantini | | For | | For | | Management |
1.6 | | Elect Director J. Michael Evans | | For | | For | | Management |
1.7 | | Elect Director Brian L. Greenspun | | For | | For | | Management |
1.8 | | Elect Director J. Brett Harvey | | For | | For | | Management |
1.9 | | Elect Director Anne Kabagambe | | For | | For | | Management |
1.10 | | Elect Director Andrew J. Quinn | | For | | For | | Management |
1.11 | | Elect Director Loreto Silva | | For | | For | | Management |
1.12 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
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BIOGEN INC. |
| | | |
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 26, 2023 | Meeting Type: | Annual |
Record Date: | APR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Alexander J. Denner - Withdrawn | | None | | None | | Management |
1b | | Elect Director Caroline D. Dorsa | | For | | For | | Management |
1c | | Elect Director Maria C. Freire | | For | | Against | | Management |
1d | | Elect Director William A. Hawkins | | For | | Against | | Management |
1e | | Elect Director William D. Jones - Withdrawn | | None | | None | | Management |
1f | | Elect Director Jesus B. Mantas | | For | | For | | Management |
1g | | Elect Director Richard C. Mulligan - Withdrawn | | None | | None | | Management |
1h | | Elect Director Eric K. Rowinsky | | For | | For | | Management |
1i | | Elect Director Stephen A. Sherwin | | For | | For | | Management |
1j | | Elect Director Christopher A. Viehbacher | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Elect Director Susan K. Langer | | For | | For | | Management |
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BIOMARIN PHARMACEUTICAL INC. |
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Ticker: | BMRN | Security ID: | 09061G101 |
Meeting Date: | MAY 23, 2023 | Meeting Type: | Annual |
Record Date: | MAR 27, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark J. Alles | | For | | For | | Management |
1.2 | | Elect Director Elizabeth McKee Anderson | | For | | For | | Management |
1.3 | | Elect Director Jean-Jacques Bienaime | | For | | For | | Management |
1.4 | | Elect Director Willard Dere | | For | | For | | Management |
1.5 | | Elect Director Elaine J. Heron | | For | | For | | Management |
1.6 | | Elect Director Maykin Ho | | For | | For | | Management |
1.7 | | Elect Director Robert J. Hombach | | For | | For | | Management |
1.8 | | Elect Director V. Bryan Lawlis | | For | | For | | Management |
1.9 | | Elect Director Richard A. Meier | | For | | For | | Management |
1.10 | | Elect Director David E.I. Pyott | | For | | For | | Management |
1.11 | | Elect Director Dennis J. Slamon | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
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CADENCE DESIGN SYSTEMS, INC. |
| | | |
Ticker: | CDNS | Security ID: | 127387108 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 06, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark W. Adams | | For | | For | | Management |
1.2 | | Elect Director Ita Brennan | | For | | For | | Management |
1.3 | | Elect Director Lewis Chew | | For | | For | | Management |
1.4 | | Elect Director Anirudh Devgan | | For | | For | | Management |
1.5 | | Elect Director Mary Louise Krakauer | | For | | For | | Management |
1.6 | | Elect Director Julia Liuson | | For | | For | | Management |
1.7 | | Elect Director James D. Plummer | | For | | For | | Management |
1.8 | | Elect Director Alberto Sangiovanni-Vincentelli | | For | | For | | Management |
1.9 | | Elect Director John B. Shoven | | For | | For | | Management |
1.10 | | Elect Director Young K. Sohn | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
6 | | Remove One-Year Holding Period Requirement to Call Special Meeting | | Against | | Against | | Shareholder |
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CAESARS ENTERTAINMENT, INC. |
| | | |
Ticker: | CZR | Security ID: | 12769G100 |
Meeting Date: | JUN 13, 2023 | Meeting Type: | Annual |
Record Date: | APR 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gary L. Carano | | For | | For | | Management |
1.2 | | Elect Director Bonnie S. Biumi | | For | | For | | Management |
1.3 | | Elect Director Jan Jones Blackhurst | | For | | For | | Management |
1.4 | | Elect Director Frank J. Fahrenkopf | | For | | Withhold | | Management |
1.5 | | Elect Director Don R. Kornstein | | For | | For | | Management |
1.6 | | Elect Director Courtney R. Mather | | For | | For | | Management |
1.7 | | Elect Director Michael E. Pegram | | For | | For | | Management |
1.8 | | Elect Director Thomas R. Reeg | | For | | For | | Management |
1.9 | | Elect Director David P. Tomic | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | | For | | For | | Management |
5 | | Report on Political Contributions and Expenditures | | Against | | Against | | Shareholder |
6 | | Disclose Board Skills and Diversity Matrix | | Against | | Against | | Shareholder |
| | | | | | | | |
CAMPBELL SOUP COMPANY |
| | | |
Ticker: | CPB | Security ID: | 134429109 |
Meeting Date: | NOV 30, 2022 | Meeting Type: | Annual |
Record Date: | OCT 03, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Fabiola R. Arredondo | | For | | For | | Management |
1.2 | | Elect Director Howard M. Averill | | For | | For | | Management |
1.3 | | Elect Director John P. (JP) Bilbrey | | For | | For | | Management |
1.4 | | Elect Director Mark A. Clouse | | For | | For | | Management |
1.5 | | Elect Director Bennett Dorrance, Jr. | | For | | For | | Management |
1.6 | | Elect Director Maria Teresa (Tessa) Hilado | | For | | For | | Management |
1.7 | | Elect Director Grant H. Hill | | For | | For | | Management |
1.8 | | Elect Director Sarah Hofstetter | | For | | For | | Management |
1.9 | | Elect Director Marc B. Lautenbach | | For | | For | | Management |
1.10 | | Elect Director Mary Alice Dorrance Malone | | For | | For | | Management |
1.11 | | Elect Director Keith R. McLoughlin | | For | | For | | Management |
1.12 | | Elect Director Kurt T. Schmidt | | For | | For | | Management |
1.13 | | Elect Director Archbold D. van Beuren | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Report on Supply Chain Practices | | Against | | Against | | Shareholder |
6 | | Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk | | Against | | Against | | Shareholder |
| | | | | | | | |
CATALENT, INC. |
| | | |
Ticker: | CTLT | Security ID: | 148806102 |
Meeting Date: | OCT 27, 2022 | Meeting Type: | Annual |
Record Date: | SEP 06, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Madhavan “Madhu” Balachandran | | For | | For | | Management |
1b | | Elect Director Michael J. Barber | | For | | For | | Management |
1c | | Elect Director J. Martin Carroll | | For | | For | | Management |
1d | | Elect Director John Chiminski | | For | | For | | Management |
1e | | Elect Director Rolf Classon | | For | | For | | Management |
1f | | Elect Director Rosemary A. Crane | | For | | For | | Management |
1g | | Elect Director Karen Flynn | | For | | For | | Management |
1h | | Elect Director John J. Greisch | | For | | For | | Management |
1i | | Elect Director Christa Kreuzburg | | For | | For | | Management |
1j | | Elect Director Gregory T. Lucier | | For | | For | | Management |
1k | | Elect Director Donald E. Morel, Jr. | | For | | For | | Management |
1l | | Elect Director Alessandro Maselli | | For | | For | | Management |
1m | | Elect Director Jack Stahl | | For | | For | | Management |
1n | | Elect Director Peter Zippelius | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
CELANESE CORPORATION |
| | | |
Ticker: | CE | Security ID: | 150870103 |
Meeting Date: | APR 20, 2023 | Meeting Type: | Annual |
Record Date: | FEB 22, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jean S. Blackwell | | For | | For | | Management |
1b | | Elect Director William M. Brown | | For | | For | | Management |
1c | | Elect Director Edward G. Galante | | For | | For | | Management |
1d | | Elect Director Kathryn M. Hill | | For | | For | | Management |
1e | | Elect Director David F. Hoffmeister | | For | | For | | Management |
1f | | Elect Director Jay V. Ihlenfeld | | For | | For | | Management |
1g | | Elect Director Deborah J. Kissire | | For | | For | | Management |
1h | | Elect Director Michael Koenig | | For | | For | | Management |
1i | | Elect Director Kim K.W. Rucker | | For | | For | | Management |
1j | | Elect Director Lori J. Ryerkerk | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
| | | | | | | | |
CENTENE CORPORATION |
| | | |
Ticker: | CNC | Security ID: | 15135B101 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jessica L. Blume | | For | | For | | Management |
1b | | Elect Director Kenneth A. Burdick | | For | | For | | Management |
1c | | Elect Director Christopher J. Coughlin | | For | | For | | Management |
1d | | Elect Director H. James Dallas | | For | | For | | Management |
1e | | Elect Director Wayne S. DeVeydt | | For | | For | | Management |
1f | | Elect Director Frederick H. Eppinger | | For | | For | | Management |
1g | | Elect Director Monte E. Ford | | For | | For | | Management |
1h | | Elect Director Sarah M. London | | For | | For | | Management |
1i | | Elect Director Lori J. Robinson | | For | | For | | Management |
1j | | Elect Director Theodore R. Samuels | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
5 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | Against | | Shareholder |
6 | | Report on Maternal Morbidity Reduction Metrics in Executive Compensation | | Against | | Against | | Shareholder |
| | | | | | | | |
CHENIERE ENERGY, INC. |
| | | |
Ticker: | LNG | Security ID: | 16411R208 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 27, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director G. Andrea Botta | | For | | For | | Management |
1b | | Elect Director Jack A. Fusco | | For | | For | | Management |
1c | | Elect Director Patricia K. Collawn | | For | | For | | Management |
1d | | Elect Director Brian E. Edwards | | For | | For | | Management |
1e | | Elect Director Denise Gray | | For | | For | | Management |
1f | | Elect Director Lorraine Mitchelmore | | For | | For | | Management |
1g | | Elect Director Donald F. Robillard, Jr. | | For | | For | | Management |
1h | | Elect Director Matthew Runkle | | For | | For | | Management |
1i | | Elect Director Neal A. Shear | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
5 | | Report on Stranded Carbon Asset Risk | | Against | | Against | | Shareholder |
| | | | | | | | |
CHURCH & DWIGHT CO., INC. |
| | | |
Ticker: | CHD | Security ID: | 171340102 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 01, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bradlen S. Cashaw | | For | | For | | Management |
1b | | Elect Director Matthew T. Farrell | | For | | For | | Management |
1c | | Elect Director Bradley C. Irwin | | For | | For | | Management |
1d | | Elect Director Penry W. Price | | For | | For | | Management |
1e | | Elect Director Susan G. Saideman | | For | | For | | Management |
1f | | Elect Director Ravichandra K. Saligram | | For | | For | | Management |
1g | | Elect Director Robert K. Shearer | | For | | For | | Management |
1h | | Elect Director Janet S. Vergis | | For | | For | | Management |
1i | | Elect Director Arthur B. Winkleblack | | For | | For | | Management |
1j | | Elect Director Laurie J. Yoler | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
5 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
| | | | | | | | |
CMS ENERGY CORPORATION |
| | | |
Ticker: | CMS | Security ID: | 125896100 |
Meeting Date: | MAY 05, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jon E. Barfield | | For | | For | | Management |
1b | | Elect Director Deborah H. Butler | | For | | For | | Management |
1c | | Elect Director Kurt L. Darrow | | For | | For | | Management |
1d | | Elect Director William D. Harvey | | For | | For | | Management |
1e | | Elect Director Garrick J. Rochow | | For | | For | | Management |
1f | | Elect Director John G. Russell | | For | | For | | Management |
1g | | Elect Director Suzanne F. Shank | | For | | For | | Management |
1h | | Elect Director Myrna M. Soto | | For | | For | | Management |
1i | | Elect Director John G. Sznewajs | | For | | For | | Management |
1j | | Elect Director Ronald J. Tanski | | For | | For | | Management |
1k | | Elect Director Laura H. Wright | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
COMMVAULT SYSTEMS, INC. |
| | | |
Ticker: | CVLT | Security ID: | 204166102 |
Meeting Date: | AUG 24, 2022 | Meeting Type: | Annual |
Record Date: | JUN 30, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Nicholas Adamo | | For | | For | | Management |
1.2 | | Elect Director Martha H. Bejar | | For | | For | | Management |
1.3 | | Elect Director David F. Walker | | For | | For | | Management |
1.4 | | Elect Director Keith Geeslin | | For | | For | | Management |
1.5 | | Elect Director Vivie “YY” Lee | | For | | For | | Management |
1.6 | | Elect Director Sanjay Mirchandani | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
| | | | | | | | |
CORTEVA, INC. |
| | | |
Ticker: | CTVA | Security ID: | 22052L104 |
Meeting Date: | APR 21, 2023 | Meeting Type: | Annual |
Record Date: | FEB 27, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lamberto Andreotti | | For | | For | | Management |
1b | | Elect Director Klaus A. Engel | | For | | For | | Management |
1c | | Elect Director David C. Everitt | | For | | For | | Management |
1d | | Elect Director Janet P. Giesselman | | For | | For | | Management |
1e | | Elect Director Karen H. Grimes | | For | | For | | Management |
1f | | Elect Director Michael O. Johanns | | For | | For | | Management |
1g | | Elect Director Rebecca B. Liebert | | For | | For | | Management |
1h | | Elect Director Marcos M. Lutz | | For | | For | | Management |
1i | | Elect Director Charles V. Magro | | For | | For | | Management |
1j | | Elect Director Nayaki R. Nayyar | | For | | For | | Management |
1k | | Elect Director Gregory R. Page | | For | | For | | Management |
1l | | Elect Director Kerry J. Preete | | For | | For | | Management |
1m | | Elect Director Patrick J. Ward | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CROWN CASTLE INC. |
| | | |
Ticker: | CCI | Security ID: | 22822V101 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director P. Robert Bartolo | | For | | For | | Management |
1b | | Elect Director Jay A. Brown | | For | | For | | Management |
1c | | Elect Director Cindy Christy | | For | | For | | Management |
1d | | Elect Director Ari Q. Fitzgerald | | For | | For | | Management |
1e | | Elect Director Andrea J. Goldsmith | | For | | For | | Management |
1f | | Elect Director Tammy K. Jones | | For | | For | | Management |
1g | | Elect Director Anthony J. Melone | | For | | For | | Management |
1h | | Elect Director W. Benjamin Moreland | | For | | For | | Management |
1i | | Elect Director Kevin A. Stephens | | For | | For | | Management |
1j | | Elect Director Matthew Thornton, III | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Charter to Allow Exculpation of Certain Officers | | For | | For | | Management |
| | | | | | | | |
CULLEN/FROST BANKERS, INC. |
| | | |
Ticker: | CFR | Security ID: | 229899109 |
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual |
Record Date: | MAR 02, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Carlos Alvarez | | For | | For | | Management |
1.2 | | Elect Director Chris M. Avery | | For | | For | | Management |
1.3 | | Elect Director Anthony R. ‘Tony’ Chase | | For | | For | | Management |
1.4 | | Elect Director Cynthia J. Comparin | | For | | For | | Management |
1.5 | | Elect Director Samuel G. Dawson | | For | | For | | Management |
1.6 | | Elect Director Crawford H. Edwards | | For | | For | | Management |
1.7 | | Elect Director Patrick B. Frost | | For | | For | | Management |
1.8 | | Elect Director Phillip D. Green | | For | | For | | Management |
1.9 | | Elect Director David J. Haemisegger | | For | | For | | Management |
1.10 | | Elect Director Charles W. Matthews | | For | | For | | Management |
1.11 | | Elect Director Joseph A. Pierce | | For | | For | | Management |
1.12 | | Elect Director Linda B. Rutherford | | For | | For | | Management |
1.13 | | Elect Director Jack Willome | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CUSHMAN & WAKEFIELD PLC |
| | | |
Ticker: | CWK | Security ID: | G2717B108 |
Meeting Date: | SEP 21, 2022 | Meeting Type: | Special |
Record Date: | AUG 10, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve the Repurchase Authorization, Form of Share Repurchase Contracts and Repurchase Counterparties | | For | | For | | Management |
| | | | | | | | |
DICK’S SPORTING GOODS, INC. |
| | | |
Ticker: | DKS | Security ID: | 253393102 |
Meeting Date: | JUN 14, 2023 | Meeting Type: | Annual |
Record Date: | APR 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mark J. Barrenechea | | For | | For | | Management |
1b | | Elect Director Emanuel Chirico | | For | | For | | Management |
1c | | Elect Director William J. Colombo | | For | | Withhold | | Management |
1d | | Elect Director Anne Fink | | For | | For | | Management |
1e | | Elect Director Larry Fitzgerald, Jr. | | For | | Withhold | | Management |
1f | | Elect Director Lauren R. Hobart | | For | | For | | Management |
1g | | Elect Director Sandeep Mathrani | | For | | For | | Management |
1h | | Elect Director Desiree Ralls-Morrison | | For | | Withhold | | Management |
1i | | Elect Director Lawrence J. Schorr | | For | | Withhold | | Management |
1j | | Elect Director Edward W. Stack | | For | | For | | Management |
1k | | Elect Director Larry D. Stone | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
5 | | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | | For | | Against | | Management |
| | | | | | | | |
ELASTIC N.V. |
| | | |
Ticker: | ESTC | Security ID: | N14506104 |
Meeting Date: | OCT 06, 2022 | Meeting Type: | Annual |
Record Date: | SEP 08, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Sohaib Abbasi | | For | | For | | Management |
1b | | Elect Director Caryn Maroone | | For | | Against | | Management |
1c | | Elect Director Chetan Puttagunta | | For | | Against | | Management |
1f | | Elect Director Steven Schuurman | | For | | For | | Management |
2 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Appoint PricewaterhouseCoopers Accountants N.V. as External Auditor | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Management |
5 | | Approve Discharge of Executive Directors | | For | | For | | Management |
6 | | Approve Discharge of Non-Executive Directors | | For | | For | | Management |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
ENPHASE ENERGY, INC. |
| | | |
Ticker: | ENPH | Security ID: | 29355A107 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jamie Haenggi | | For | | For | | Management |
1.2 | | Elect Director Benjamin Kortlang | | For | | For | | Management |
1.3 | | Elect Director Richard Mora | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche as Auditors | | For | | For | | Management |
| | | | | | | | |
ENTERGY CORPORATION |
| | | |
Ticker: | ETR | Security ID: | 29364G103 |
Meeting Date: | MAY 05, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gina F. Adams | | For | | For | | Management |
1b | | Elect Director John H. Black | | For | | For | | Management |
1c | | Elect Director John R. Burbank | | For | | For | | Management |
1d | | Elect Director Patrick J. Condon | | For | | For | | Management |
1e | | Elect Director Kirkland H. Donald | | For | | For | | Management |
1f | | Elect Director Brian W. Ellis | | For | | For | | Management |
1g | | Elect Director Philip L. Frederickson | | For | | For | | Management |
1h | | Elect Director M. Elise Hyland | | For | | For | | Management |
1i | | Elect Director Stuart L. Levenick | | For | | For | | Management |
1j | | Elect Director Blanche Lambert Lincoln | | For | | For | | Management |
1k | | Elect Director Andrew S. Marsh | | For | | For | | Management |
1l | | Elect Director Karen A. Puckett | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Amend Certificate of Incorporation to Allow Exculpation of Officers | | For | | For | | Management |
| | | | | | | | |
EXPEDIA GROUP, INC. |
| | | |
Ticker: | EXPE | Security ID: | 30212P303 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Annual |
Record Date: | APR 03, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel Altman | | For | | For | | Management |
1b | | Elect Director Beverly Anderson | | For | | Withhold | | Management |
1c | | Elect Director M. Moina Banerjee | | For | | For | | Management |
1d | | Elect Director Chelsea Clinton | | For | | Withhold | | Management |
1e | | Elect Director Barry Diller | | For | | Withhold | | Management |
1f | | Elect Director Henrique Dubugras | | For | | For | | Management |
1g | | Elect Director Craig Jacobson | | For | | Withhold | | Management |
1h | | Elect Director Peter Kern | | For | | For | | Management |
1i | | Elect Director Dara Khosrowshahi | | For | | Withhold | | Management |
1j | | Elect Director Patricia Menendez Cambo | | For | | For | | Management |
1k | | Elect Director Alex von Furstenberg | | For | | For | | Management |
1l | | Elect Director Julie Whalen | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
FIRSTENERGY CORPORATION |
| | | |
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 27, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jana T. Croom | | For | | For | | Management |
1.2 | | Elect Director Steven J. Demetriou | | For | | For | | Management |
1.3 | | Elect Director Lisa Winston Hicks | | For | | For | | Management |
1.4 | | Elect Director Paul Kaleta | | For | | For | | Management |
1.5 | | Elect Director Sean T. Klimczak | | For | | For | | Management |
1.6 | | Elect Director Jesse A. Lynn | | For | | For | | Management |
1.7 | | Elect Director James F. O’Neil, III | | For | | For | | Management |
1.8 | | Elect Director John W. Somerhalder, II | | For | | For | | Management |
1.9 | | Elect Director Andrew Teno | | For | | For | | Management |
1.10 | | Elect Director Leslie M. Turner | | For | | For | | Management |
1.11 | | Elect Director Melvin Williams | | For | | For | | Management |
2 | | Ratify PricewaterhouseCooper LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20% | | For | | For | | Management |
6 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | Against | | Shareholder |
7 | | Establish a New Board Committee on Decarbonization Risk | | Against | | Against | | Shareholder |
| | | | | | | | |
FORD MOTOR COMPANY |
| | | |
Ticker: | F | Security ID: | 345370860 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1b | | Elect Director Alexandra Ford English | | For | | For | | Management |
1c | | Elect Director James D. Farley, Jr. | | For | | For | | Management |
1d | | Elect Director Henry Ford, III | | For | | For | | Management |
1e | | Elect Director William Clay Ford, Jr. | | For | | Against | | Management |
1f | | Elect Director William W. Helman, IV | | For | | For | | Management |
1g | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1h | | Elect Director William E. Kennard | | For | | Against | | Management |
1i | | Elect Director John C. May | | For | | For | | Management |
1j | | Elect Director Beth E. Mooney | | For | | For | | Management |
1k | | Elect Director Lynn Vojvodich Radakovich | | For | | For | | Management |
1l | | Elect Director John L. Thornton | | For | | For | | Management |
1m | | Elect Director John B. Veihmeyer | | For | | For | | Management |
1n | | Elect Director John S. Weinberg | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
6 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
7 | | Report on Reliance on Child Labor in Supply Chain | | Against | | Against | | Shareholder |
8 | | Report on Animal Testing Practices | | Against | | Against | | Shareholder |
| | | | | | | | |
GUARDANT HEALTH, INC. |
| | | |
Ticker: | GH | Security ID: | 40131M109 |
Meeting Date: | JUN 14, 2023 | Meeting Type: | Annual |
Record Date: | APR 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ian Clark | | For | | Withhold | | Management |
1b | | Elect Director Meghan Joyce | | For | | Withhold | | Management |
1c | | Elect Director Samir Kaul | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
HALLIBURTON COMPANY |
| | | |
Ticker: | HAL | Security ID: | 406216101 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Abdulaziz F. Al Khayyal | | For | | For | | Management |
1b | | Elect Director William E. Albrecht | | For | | For | | Management |
1c | | Elect Director M. Katherine Banks | | For | | For | | Management |
1d | | Elect Director Alan M. Bennett | | For | | For | | Management |
1e | | Elect Director Milton Carroll | | For | | For | | Management |
1f | | Elect Director Earl M. Cummings | | For | | For | | Management |
1g | | Elect Director Murry S. Gerber | | For | | For | | Management |
1h | | Elect Director Robert A. Malone | | For | | For | | Management |
1i | | Elect Director Jeffrey A. Miller | | For | | For | | Management |
1j | | Elect Director Bhavesh V. (Bob) Patel | | For | | For | | Management |
1k | | Elect Director Maurice S. Smith | | For | | For | | Management |
1l | | Elect Director Janet L. Weiss | | For | | For | | Management |
1m | | Elect Director Tobi M. Edwards Young | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | | For | | For | | Management |
6 | | Amend Certificate of Incorporation | | For | | For | | Management |
| | | | | | | | |
HESS CORPORATION |
| | | |
Ticker: | HES | Security ID: | 42809H107 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 23, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Terrence J. Checki | | For | | For | | Management |
1b | | Elect Director Leonard S. Coleman, Jr. | | For | | For | | Management |
1c | | Elect Director Lisa Glatch | | For | | For | | Management |
1d | | Elect Director John B. Hess | | For | | For | | Management |
1e | | Elect Director Edith E. Holiday | | For | | For | | Management |
1f | | Elect Director Marc S. Lipschultz | | For | | For | | Management |
1g | | Elect Director Raymond J. McGuire | | For | | For | | Management |
1h | | Elect Director David McManus | | For | | For | | Management |
1i | | Elect Director Kevin O. Meyers | | For | | For | | Management |
1j | | Elect Director Karyn F. Ovelmen | | For | | For | | Management |
1k | | Elect Director James H. Quigley | | For | | For | | Management |
1l | | Elect Director William G. Schrader | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
HUBSPOT, INC. |
| | | |
Ticker: | HUBS | Security ID: | 443573100 |
Meeting Date: | JUN 06, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Nick Caldwell | | For | | For | | Management |
1b | | Elect Director Claire Hughes Johnson | | For | | Against | | Management |
1c | | Elect Director Jay Simons | | For | | For | | Management |
1d | | Elect Director Yamini Rangan | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
HUNTINGTON BANCSHARES INCORPORATED |
| | | |
Ticker: | HBAN | Security ID: | 446150104 |
Meeting Date: | APR 19, 2023 | Meeting Type: | Annual |
Record Date: | FEB 15, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alanna Y. Cotton | | For | | For | | Management |
1.2 | | Elect Director Ann B. (Tanny) Crane | | For | | For | | Management |
1.3 | | Elect Director Gina D. France | | For | | For | | Management |
1.4 | | Elect Director J. Michael Hochschwender | | For | | For | | Management |
1.5 | | Elect Director Richard H. King | | For | | For | | Management |
1.6 | | Elect Director Katherine M. A. (Allie) Kline | | For | | For | | Management |
1.7 | | Elect Director Richard W. Neu | | For | | For | | Management |
1.8 | | Elect Director Kenneth J. Phelan | | For | | For | | Management |
1.9 | | Elect Director David L. Porteous | | For | | For | | Management |
1.10 | | Elect Director Roger J. Sit | | For | | For | | Management |
1.11 | | Elect Director Stephen D. Steinour | | For | | For | | Management |
1.12 | | Elect Director Jeffrey L. Tate | | For | | For | | Management |
1.13 | | Elect Director Gary Torgow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
IDEXX LABORATORIES, INC. |
| | | |
Ticker: | IDXX | Security ID: | 45168D104 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Daniel M. Junius | | For | | For | | Management |
1b | | Elect Director Lawrence D. Kingsley | | For | | For | | Management |
1c | | Elect Director Sophie V. Vandebroek | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
ILLUMINA, INC. |
| | | |
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Proxy Contest |
Record Date: | APR 03, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| | Management Universal Proxy (White Proxy Card) | | | | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | From the Combined List of Management & Dissident Nominees - Elect 9 Directors | | | | | | |
1A | | Elect Management Nominee Director Frances Arnold | | For | | Did Not Vote | | Management |
1B | | Elect Management Nominee Director Francis A. deSouza | | For | | Did Not Vote | | Management |
1C | | Elect Management Nominee Director Caroline D. Dorsa | | For | | Did Not Vote | | Management |
1D | | Elect Management Nominee Director Robert S. Epstein | | For | | Did Not Vote | | Management |
1E | | Elect Management Nominee Director Scott Gottlieb | | For | | Did Not Vote | | Management |
1F | | Elect Management Nominee Director Gary S. Guthart | | For | | Did Not Vote | | Management |
1G | | Elect Management Nominee Director Philip W. Schiller | | For | | Did Not Vote | | Management |
1H | | Elect Management Nominee Director Susan E. Siegel | | For | | Did Not Vote | | Management |
1I | | Elect Management Nominee Director John W. Thompson | | For | | Did Not Vote | | Management |
1J | | Elect Dissident Nominee Director Vincent J. Intrieri | | Against | | Did Not Vote | | Shareholder |
1K | | Elect Dissident Nominee Director Jesse A. Lynn | | Against | | Did Not Vote | | Shareholder |
1L | | Elect Dissident Nominee Director Andrew J. Teno | | Against | | Did Not Vote | | Shareholder |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | Did Not Vote | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Did Not Vote | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | Did Not Vote | | Management |
5 | | Amend Omnibus Stock Plan | | For | | Did Not Vote | | Management |
| | | | | | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | Dissident Universal Proxy (Gold Proxy Card) | | | | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | From the Combined List of Management & Dissident Nominees - Elect 9 Directors | | | | | | |
1.1 | | Elect Dissident Nominee Director Vincent J. Intrieri | | For | | Withhold | | Shareholder |
1.2 | | Elect Dissident Nominee Director Jesse A. Lynn | | For | | Withhold | | Shareholder |
1.3 | | Elect Dissident Nominee Director Andrew J. Teno | | For | | For | | Shareholder |
1.4 | | Elect Management Nominee Director Frances Arnold | | None | | For | | Management |
1.5 | | Elect Management Nominee Director Caroline D. Dorsa | | None | | For | | Management |
1.6 | | Elect Management Nominee Director Scott Gottlieb | | None | | For | | Management |
1.7 | | Elect Management Nominee Director Gary S. Guthart | | None | | For | | Management |
1.8 | | Elect Management Nominee Director Philip W. Schiller | | None | | For | | Management |
1.9 | | Elect Management Nominee Director Susan E. Siegel | | None | | For | | Management |
1.10 | | Elect Management Nominee Director Francis A. deSouza | | Against | | For | | Management |
1.11 | | Elect Management Nominee Director Robert S. Epstein | | Against | | For | | Management |
1.12 | | Elect Management Nominee Director John W. Thompson | | Against | | Withhold | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Against | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Amend Omnibus Stock Plan | | None | | For | | Management |
| | | | | | | | |
IQVIA HOLDINGS INC. |
| | | |
Ticker: | IQV | Security ID: | 46266C105 |
Meeting Date: | APR 18, 2023 | Meeting Type: | Annual |
Record Date: | FEB 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol J. Burt | | For | | For | | Management |
1b | | Elect Director Colleen A. Goggins | | For | | For | | Management |
1c | | Elect Director Sheila A. Stamps | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold | | For | | For | | Management |
4 | | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | | Against | | For | | Shareholder |
5 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
JACOBS SOLUTIONS, INC. |
| | | |
Ticker: | J | Security ID: | 46982L108 |
Meeting Date: | JAN 24, 2023 | Meeting Type: | Annual |
Record Date: | NOV 30, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven J. Demetriou | | For | | For | | Management |
1b | | Elect Director Christopher M.T. Thompson | | For | | For | | Management |
1c | | Elect Director Priya Abani | | For | | For | | Management |
1d | | Elect Director Vincent K. Brooks | | For | | For | | Management |
1e | | Elect Director Ralph E. (“Ed”) Eberhart | | For | | For | | Management |
1f | | Elect Director Manny Fernandez | | For | | For | | Management |
1g | | Elect Director Georgette D. Kiser | | For | | For | | Management |
1h | | Elect Director Barbara L. Loughran | | For | | For | | Management |
1i | | Elect Director Robert A. McNamara | | For | | For | | Management |
1j | | Elect Director Robert V. Pragada | | For | | For | | Management |
1k | | Elect Director Peter J. Robertson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
KELLOGG COMPANY |
| | | |
Ticker: | K | Security ID: | 487836108 |
Meeting Date: | APR 28, 2023 | Meeting Type: | Annual |
Record Date: | FEB 28, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephanie A. Burns | | For | | For | | Management |
1b | | Elect Director Steve Cahillane | | For | | For | | Management |
1c | | Elect Director La June Montgomery Tabron | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
5 | | Report on Civil Rights, Non-Discrimination and Returns to Merit Audit | | Against | | Against | | Shareholder |
6 | | Report on Median Gender/Racial Pay Gap | | Against | | For | | Shareholder |
| | | | | | | | |
LPL FINANCIAL HOLDINGS INC. |
| | | |
Ticker: | LPLA | Security ID: | 50212V100 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Dan H. Arnold | | For | | For | | Management |
1b | | Elect Director Edward C. Bernard | | For | | For | | Management |
1c | | Elect Director H. Paulett Eberhart | | For | | For | | Management |
1d | | Elect Director William F. Glavin, Jr. | | For | | For | | Management |
1e | | Elect Director Albert J. Ko | | For | | For | | Management |
1f | | Elect Director Allison H. Mnookin | | For | | For | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1h | | Elect Director James S. Putnam | | For | | For | | Management |
1i | | Elect Director Richard P. Schifter | | For | | For | | Management |
1j | | Elect Director Corey E. Thomas | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
MARTIN MARIETTA MATERIALS, INC. |
| | | |
Ticker: | MLM | Security ID: | 573284106 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 06, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dorothy M. Ables | | For | | For | | Management |
1.2 | | Elect Director Sue W. Cole | | For | | For | | Management |
1.3 | | Elect Director Anthony R. Foxx | | For | | For | | Management |
1.4 | | Elect Director John J. Koraleski | | For | | For | | Management |
1.5 | | Elect Director C. Howard Nye | | For | | For | | Management |
1.6 | | Elect Director Laree E. Perez | | For | | For | | Management |
1.7 | | Elect Director Thomas H. Pike | | For | | For | | Management |
1.8 | | Elect Director Michael J. Quillen | | For | | For | | Management |
1.9 | | Elect Director Donald W. Slager | | For | | For | | Management |
1.10 | | Elect Director David C. Wajsgras | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | | Against | | Against | | Shareholder |
| | | | | | | | |
MATTEL, INC. |
| | | |
Ticker: | MAT | Security ID: | 577081102 |
Meeting Date: | MAY 15, 2023 | Meeting Type: | Annual |
Record Date: | MAR 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director R. Todd Bradley | | For | | For | | Management |
1b | | Elect Director Adriana Cisneros | | For | | For | | Management |
1c | | Elect Director Michael Dolan | | For | | For | | Management |
1d | | Elect Director Diana Ferguson | | For | | For | | Management |
1e | | Elect Director Noreena Hertz | | For | | For | | Management |
1f | | Elect Director Ynon Kreiz | | For | | For | | Management |
1g | | Elect Director Soren Laursen | | For | | For | | Management |
1h | | Elect Director Ann Lewnes | | For | | For | | Management |
1i | | Elect Director Roger Lynch | | For | | For | | Management |
1j | | Elect Director Dominic Ng | | For | | For | | Management |
1k | | Elect Director Judy Olian | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
| | | | | | | | |
MCKESSON CORPORATION |
| | | |
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 22, 2022 | Meeting Type: | Annual |
Record Date: | MAY 27, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Carmona | | For | | For | | Management |
1b | | Elect Director Dominic J. Caruso | | For | | For | | Management |
1c | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1d | | Elect Director James H. Hinton | | For | | For | | Management |
1e | | Elect Director Donald R. Knauss | | For | | For | | Management |
1f | | Elect Director Bradley E. Lerman | | For | | For | | Management |
1g | | Elect Director Linda P. Mantia | | For | | For | | Management |
1h | | Elect Director Maria Martinez | | For | | For | | Management |
1i | | Elect Director Susan R. Salka | | For | | For | | Management |
1j | | Elect Director Brian S. Tyler | | For | | For | | Management |
1k | | Elect Director Kathleen Wilson-Thompson | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
7 | | Adopt Policy on 10b5-1 Plans | | Against | | For | | Shareholder |
| | | | | | | | |
METLIFE, INC. |
| | | |
Ticker: | MET | Security ID: | 59156R108 |
Meeting Date: | JUN 20, 2023 | Meeting Type: | Annual |
Record Date: | APR 21, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Cheryl W. Grise | | For | | For | | Management |
1b | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1c | | Elect Director Carla A. Harris | | For | | For | | Management |
1d | | Elect Director Gerald L. Hassell | | For | | For | | Management |
1e | | Elect Director David L. Herzog | | For | | For | | Management |
1f | | Elect Director R. Glenn Hubbard | | For | | For | | Management |
1g | | Elect Director Jeh C. Johnson | | For | | For | | Management |
1h | | Elect Director Edward J. Kelly, III | | For | | For | | Management |
1i | | Elect Director William E. Kennard | | For | | For | | Management |
1j | | Elect Director Michel A. Khalaf | | For | | For | | Management |
1k | | Elect Director Catherine R. Kinney | | For | | For | | Management |
1l | | Elect Director Diana L. McKenzie | | For | | For | | Management |
1m | | Elect Director Denise M. Morrison | | For | | For | | Management |
1n | | Elect Director Mark A. Weinberger | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
MICRON TECHNOLOGY, INC. |
| | | |
Ticker: | MU | Security ID: | 595112103 |
Meeting Date: | JAN 12, 2023 | Meeting Type: | Annual |
Record Date: | NOV 14, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard M. Beyer | | For | | For | | Management |
1b | | Elect Director Lynn A. Dugle | | For | | For | | Management |
1c | | Elect Director Steven J. Gomo | | For | | For | | Management |
1d | | Elect Director Linnie Haynesworth | | For | | For | | Management |
1e | | Elect Director Mary Pat McCarthy | | For | | For | | Management |
1f | | Elect Director Sanjay Mehrotra | | For | | For | | Management |
1g | | Elect Director Robert E. Switz | | For | | For | | Management |
1h | | Elect Director MaryAnn Wright | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
NORDSON CORPORATION |
| | | |
Ticker: | NDSN | Security ID: | 655663102 |
Meeting Date: | FEB 28, 2023 | Meeting Type: | Annual |
Record Date: | DEC 30, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sundaram Nagarajan | | For | | For | | Management |
1.2 | | Elect Director Michael J. Merriman, Jr. | | For | | For | | Management |
1.3 | | Elect Director Milton M. Morris | | For | | For | | Management |
1.4 | | Elect Director Mary G. Puma | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
6 | | Reduce Supermajority Vote Requirement for Matters Requiring Shareholder Approval under the Ohio Revised Code | | For | | For | | Management |
7 | | Reduce Supermajority Vote Requirement for Certain Amendments to Regulations as set forth in Article IX | | For | | For | | Management |
8 | | Amend Regulations to the Extent Permitted by Ohio law | | For | | For | | Management |
| | | | | | | | |
NORTHROP GRUMMAN CORPORATION |
| | | |
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kathy J. Warden | | For | | For | | Management |
1.2 | | Elect Director David P. Abney | | For | | For | | Management |
1.3 | | Elect Director Marianne C. Brown | | For | | For | | Management |
1.4 | | Elect Director Ann M. Fudge | | For | | For | | Management |
1.5 | | Elect Director Madeleine A. Kleiner | | For | | For | | Management |
1.6 | | Elect Director Arvind Krishna | | For | | For | | Management |
1.7 | | Elect Director Graham N. Robinson | | For | | For | | Management |
1.8 | | Elect Director Kimberly A. Ross | | For | | For | | Management |
1.9 | | Elect Director Gary Roughead | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1.11 | | Elect Director James S. Turley | | For | | For | | Management |
1.12 | | Elect Director Mark A. Welsh, III | | For | | For | | Management |
1.13 | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | For | | For | | Management |
6 | | Report on Congruency of Political Spending with Company Stated Values on Human Rights | | Against | | Against | | Shareholder |
7 | | Require Independent Board Chair | | Against | | Against | | Shareholder |
| | | | | | | | |
OCCIDENTAL PETROLEUM CORPORATION |
| | | |
Ticker: | OXY | Security ID: | 674599105 |
Meeting Date: | MAY 05, 2023 | Meeting Type: | Annual |
Record Date: | MAR 10, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vicky A. Bailey | | For | | For | | Management |
1b | | Elect Director Andrew Gould | | For | | For | | Management |
1c | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1d | | Elect Director Vicki Hollub | | For | | For | | Management |
1e | | Elect Director William R. Klesse | | For | | For | | Management |
1f | | Elect Director Jack B. Moore | | For | | For | | Management |
1g | | Elect Director Claire O’Neill | | For | | For | | Management |
1h | | Elect Director Avedick B. Poladian | | For | | For | | Management |
| | Elect Director Ken Robinson | | For | | For | | Management |
1i | | Elect Director Robert M. Shearer | | For | | For | | Management |
2 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
5 | | Require Independent Board Chair | | Against | | For | | Shareholder |
| | | | | | | | |
ON SEMICONDUCTOR CORPORATION |
| | | |
Ticker: | ON | Security ID: | 682189105 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Atsushi Abe | | For | | For | | Management |
1b | | Elect Director Alan Campbell | | For | | For | | Management |
1c | | Elect Director Susan K. Carter | | For | | For | | Management |
1d | | Elect Director Thomas L. Deitrich | | For | | For | | Management |
1e | | Elect Director Hassane S. El-Khoury | | For | | For | | Management |
1f | | Elect Director Bruce E. Kiddoo | | For | | For | | Management |
1g | | Elect Director Paul A. Mascarenas | | For | | For | | Management |
1h | | Elect Director Gregory L. Waters | | For | | For | | Management |
1i | | Elect Director Christine Y. Yan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
PALO ALTO NETWORKS, INC. |
| | | |
Ticker: | PANW | Security ID: | 697435105 |
Meeting Date: | DEC 13, 2022 | Meeting Type: | Annual |
Record Date: | OCT 14, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Helene D. Gayle | | For | | For | | Management |
1b | | Elect Director James J. Goetz | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
| | | | | | | | |
PDF SOLUTIONS, INC. |
| | | |
Ticker: | PDFS | Security ID: | 693282105 |
Meeting Date: | JUN 13, 2023 | Meeting Type: | Annual |
Record Date: | APR 14, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph R. Bronson | | For | | For | | Management |
1.2 | | Elect Director Ye Jane Li | | For | | For | | Management |
2 | | Ratify BPM LLP as Auditors | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
PHILLIPS 66 |
| | | |
Ticker: | PSX | Security ID: | 718546104 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gregory J. Hayes | | For | | For | | Management |
1b | | Elect Director Charles M. Holley | | For | | For | | Management |
1c | | Elect Director Denise R. Singleton | | For | | For | | Management |
1d | | Elect Director Glenn F. Tilton | | For | | For | | Management |
1e | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
5 | | Publish Audited Report on Impacts of a Significant Reduction in Virgin Plastic Demand | | Against | | Against | | Shareholder |
| | | | | | | | |
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PIONEER NATURAL RESOURCES COMPANY |
| | | |
Ticker: | PXD | Security ID: | 723787107 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director A.R. Alameddine | | For | | For | | Management |
1b | | Elect Director Lori G. Billingsley | | For | | For | | Management |
1c | | Elect Director Edison C. Buchanan | | For | | For | | Management |
1d | | Elect Director Richard P. Dealy | | For | | For | | Management |
1e | | Elect Director Maria S. Dreyfus | | For | | For | | Management |
1f | | Elect Director Matthew M. Gallagher | | For | | For | | Management |
1g | | Elect Director Phillip A. Gobe | | For | | For | | Management |
1h | | Elect Director Stacy P. Methvin | | For | | For | | Management |
1i | | Elect Director Royce W. Mitchell | | For | | For | | Management |
1j | | Elect Director Scott D. Sheffield | | For | | For | | Management |
1k | | Elect Director J. Kenneth Thompson | | For | | For | | Management |
1l | | Elect Director Phoebe A. Wood | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
QUEST DIAGNOSTICS INCORPORATED |
| | | |
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James E. Davis | | For | | For | | Management |
1.2 | | Elect Director Luis A. Diaz, Jr. | | For | | For | | Management |
1.3 | | Elect Director Tracey C. Doi | | For | | For | | Management |
1.4 | | Elect Director Vicky B. Gregg | | For | | For | | Management |
1.5 | | Elect Director Wright L. Lassiter, III | | For | | For | | Management |
1.6 | | Elect Director Timothy L. Main | | For | | For | | Management |
1.7 | | Elect Director Denise M. Morrison | | For | | For | | Management |
1.8 | | Elect Director Gary M. Pfeiffer | | For | | For | | Management |
1.9 | | Elect Director Timothy M. Ring | | For | | For | | Management |
1.10 | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | | Against | | Against | | Shareholder |
| | | | | | | | |
REPUBLIC SERVICES, INC. |
| | | |
Ticker: | RSG | Security ID: | 760759100 |
Meeting Date: | MAY 12, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Manuel Kadre | | For | | For | | Management |
1b | | Elect Director Tomago Collins | | For | | For | | Management |
1c | | Elect Director Michael A. Duffy | | For | | For | | Management |
1d | | Elect Director Thomas W. Handley | | For | | For | | Management |
1e | | Elect Director Jennifer M. Kirk | | For | | For | | Management |
1f | | Elect Director Michael Larson | | For | | For | | Management |
1g | | Elect Director James P. Snee | | For | | For | | Management |
1h | | Elect Director Brian S. Tyler | | For | | For | | Management |
1i | | Elect Director Jon Vander Ark | | For | | For | | Management |
1j | | Elect Director Sandra M. Volpe | | For | | For | | Management |
1k | | Elect Director Katharine B. Weymouth | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
ROCKWELL AUTOMATION, INC. |
| | | |
Ticker: | ROK | Security ID: | 773903109 |
Meeting Date: | FEB 07, 2023 | Meeting Type: | Annual |
Record Date: | DEC 12, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
A1 | | Elect Director William P. Gipson | | For | | For | | Management |
A2 | | Elect Director Pam Murphy | | For | | For | | Management |
A3 | | Elect Director Donald R. Parfet | | For | | For | | Management |
A4 | | Elect Director Robert W. Soderbery | | For | | For | | Management |
B | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
C | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
D | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
ROGERS CORPORATION |
| | | |
Ticker: | ROG | Security ID: | 775133101 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 03, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Keith L. Barnes | | For | | For | | Management |
1.2 | | Elect Director Larry L. Berger | | For | | For | | Management |
1.3 | | Elect Director Megan Faust | | For | | For | | Management |
1.4 | | Elect Director R. Colin Gouveia | | For | | For | | Management |
1.5 | | Elect Director Armand F. Lauzon, Jr. | | For | | For | | Management |
1.6 | | Elect Director Ganesh Moorthy | | For | | For | | Management |
1.7 | | Elect Director Jeffrey J. Owens | | For | | For | | Management |
1.8 | | Elect Director Anne K. Roby | | For | | For | | Management |
1.9 | | Elect Director Peter C. Wallace | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
SAREPTA THERAPEUTICS, INC. |
| | | |
Ticker: | SRPT | Security ID: | 803607100 |
Meeting Date: | JUN 08, 2023 | Meeting Type: | Annual |
Record Date: | APR 14, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard J. Barry | | For | | For | | Management |
1.2 | | Elect Director M. Kathleen Behrens | | For | | For | | Management |
1.3 | | Elect Director Stephen L. Mayo | | For | | For | | Management |
1.4 | | Elect Director Claude Nicaise | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
6 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
SEAGEN INC. |
| | | |
Ticker: | SGEN | Security ID: | 81181C104 |
Meeting Date: | MAY 30, 2023 | Meeting Type: | Special |
Record Date: | APR 17, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Advisory Vote on Golden Parachutes | | For | | Against | | Management |
| | | | | | | | |
SEAGEN INC. |
| | | |
Ticker: | SGEN | Security ID: | 81181C104 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Annual |
Record Date: | APR 03, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Gryska | | For | | For | | Management |
1b | | Elect Director John A. Orwin | | For | | For | | Management |
1c | | Elect Director Alpna H. Seth | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
SHOALS TECHNOLOGIES GROUP, INC. |
| | | |
Ticker: | SHLS | Security ID: | 82489W107 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeannette Mills | | For | | For | | Management |
1.2 | | Elect Director Lori Sundberg | | For | | Withhold | | Management |
2 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify BDO USA, LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
SPLUNK INC. |
| | | |
Ticker: | SPLK | Security ID: | 848637104 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | MAY 02, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Patricia Morrison | | For | | For | | Management |
1b | | Elect Director David Tunnell | | For | | For | | Management |
1c | | Elect Director Dennis L. Via | | For | | For | | Management |
1d | | Elect Director Luis Visoso | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
| | | | | | | | |
STATE STREET CORPORATION |
| | | |
Ticker: | STT | Security ID: | 857477103 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Patrick de Saint-Aignan | | For | | For | | Management |
1b | | Elect Director Marie A. Chandoha | | For | | For | | Management |
1c | | Elect Director DonnaLee DeMaio | | For | | For | | Management |
1d | | Elect Director Amelia C. Fawcett | | For | | For | | Management |
1e | | Elect Director William C. Freda | | For | | For | | Management |
1f | | Elect Director Sara Mathew | | For | | For | | Management |
1g | | Elect Director William L. Meaney | | For | | For | | Management |
1h | | Elect Director Ronald P. O’Hanley | | For | | For | | Management |
1i | | Elect Director Sean O’Sullivan | | For | | For | | Management |
1j | | Elect Director Julio A. Portalatin | | For | | For | | Management |
1k | | Elect Director John B. Rhea | | For | | For | | Management |
1l | | Elect Director Gregory L. Summe | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
6 | | Report on Asset Management Policies and Diversified Investors | | Against | | Against | | Shareholder |
| | | | | | | | |
STEEL DYNAMICS, INC. |
| | | |
Ticker: | STLD | Security ID: | 858119100 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark D. Millett | | For | | For | | Management |
1.2 | | Elect Director Sheree L. Bargabos | | For | | For | | Management |
1.3 | | Elect Director Kenneth W. Cornew | | For | | For | | Management |
1.4 | | Elect Director Traci M. Dolan | | For | | For | | Management |
1.5 | | Elect Director James C. Marcuccilli | | For | | For | | Management |
1.6 | | Elect Director Bradley S. Seaman | | For | | For | | Management |
1.7 | | Elect Director Gabriel L. Shaheen | | For | | For | | Management |
1.8 | | Elect Director Luis M. Sierra | | For | | For | | Management |
1.9 | | Elect Director Steven A. Sonnenberg | | For | | For | | Management |
1.10 | | Elect Director Richard P. Teets, Jr. | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Approve Omnibus Stock Plan | | For | | For | | Management |
6 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
| | | | | | | | |
SYNOPSYS, INC. |
| | | |
Ticker: | SNPS | Security ID: | 871607107 |
Meeting Date: | APR 12, 2023 | Meeting Type: | Annual |
Record Date: | FEB 13, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Aart J. de Geus | | For | | For | | Management |
1b | | Elect Director Luis Borgen | | For | | For | | Management |
1c | | Elect Director Marc N. Casper | | For | | For | | Management |
1d | | Elect Director Janice D. Chaffin | | For | | For | | Management |
1e | | Elect Director Bruce R. Chizen | | For | | For | | Management |
1f | | Elect Director Mercedes Johnson | | For | | For | | Management |
1g | | Elect Director Jeannine P. Sargent | | For | | For | | Management |
1h | | Elect Director John G. Schwarz | | For | | For | | Management |
1i | | Elect Director Roy Vallee | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
| | | | | | | | |
T. ROWE PRICE GROUP, INC. |
| | | |
Ticker: | TROW | Security ID: | 74144T108 |
Meeting Date: | MAY 09, 2023 | Meeting Type: | Annual |
Record Date: | MAR 01, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Glenn R. August | | For | | For | | Management |
1b | | Elect Director Mark S. Bartlett | | For | | For | | Management |
1c | | Elect Director Dina Dublon | | For | | For | | Management |
1d | | Elect Director Freeman A. Hrabowski, III | | For | | For | | Management |
1e | | Elect Director Robert F. MacLellan | | For | | For | | Management |
1f | | Elect Director Eileen P. Rominger | | For | | For | | Management |
1g | | Elect Director Robert W. Sharps | | For | | For | | Management |
1h | | Elect Director Robert J. Stevens | | For | | For | | Management |
1i | | Elect Director William J. Stromberg | | For | | For | | Management |
1j | | Elect Director Sandra S. Wijnberg | | For | | For | | Management |
1k | | Elect Director Alan D. Wilson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| | | |
Ticker: | TTWO | Security ID: | 874054109 |
Meeting Date: | SEP 16, 2022 | Meeting Type: | Annual |
Record Date: | JUL 25, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Strauss Zelnick | | For | | For | | Management |
1b | | Elect Director Michael Dornemann | | For | | For | | Management |
1c | | Elect Director J Moses | | For | | For | | Management |
1d | | Elect Director Michael Sheresky | | For | | For | | Management |
1e | | Elect Director LaVerne Srinivasan | | For | | For | | Management |
1f | | Elect Director Susan Tolson | | For | | For | | Management |
1g | | Elect Director Paul Viera | | For | | For | | Management |
1h | | Elect Director Roland Hernandez | | For | | For | | Management |
1i | | Elect Director William “Bing” Gordon | | For | | For | | Management |
1j | | Elect Director Ellen Siminoff | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
THE KRAFT HEINZ COMPANY |
| | | |
Ticker: | KHC | Security ID: | 500754106 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 06, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gregory E. Abel | | For | | For | | Management |
1b | | Elect Director Humberto P. Alfonso | | For | | For | | Management |
1c | | Elect Director John T. Cahill | | For | | For | | Management |
1d | | Elect Director Lori Dickerson Fouche | | For | | For | | Management |
1e | | Elect Director Diane Gherson | | For | | For | | Management |
1f | | Elect Director Timothy Kenesey | | For | | For | | Management |
1g | | Elect Director Alicia Knapp | | For | | For | | Management |
1h | | Elect Director Elio Leoni Sceti | | For | | For | | Management |
1i | | Elect Director Susan Mulder | | For | | For | | Management |
1j | | Elect Director James Park | | For | | For | | Management |
1k | | Elect Director Miguel Patricio | | For | | For | | Management |
1l | | Elect Director John C. Pope | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Adopt Simple Majority Vote | | Against | | Against | | Shareholder |
5 | | Report on Supply Chain Water Risk Exposure | | Against | | Against | | Shareholder |
6 | | Commission a Civil Rights and Non-Discrimination Audit | | Against | | Against | | Shareholder |
| | | | | | | | |
THE KROGER CO. |
| | | |
Ticker: | KR | Security ID: | 501044101 |
Meeting Date: | JUN 22, 2023 | Meeting Type: | Annual |
Record Date: | APR 24, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Nora A. Aufreiter | | For | | For | | Management |
1b | | Elect Director Kevin M. Brown | | For | | For | | Management |
1c | | Elect Director Elaine L. Chao | | For | | For | | Management |
1d | | Elect Director Anne Gates | | For | | For | | Management |
1e | | Elect Director Karen M. Hoguet | | For | | For | | Management |
1f | | Elect Director W. Rodney McMullen | | For | | For | | Management |
1g | | Elect Director Clyde R. Moore | | For | | For | | Management |
1h | | Elect Director Ronald L. Sargent | | For | | For | | Management |
1i | | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | | For | | For | | Management |
1j | | Elect Director Mark S. Sutton | | For | | For | | Management |
1k | | Elect Director Ashok Vemuri | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
5 | | Report on Public Health Costs Due to Tobacco Product Sales and the Impact on Overall Market | | Against | | Against | | Shareholder |
6 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
7 | | Report on Efforts to Reduce Plastic Use | | Against | | For | | Shareholder |
8 | | Report on Gender/Racial Pay Gap | | Against | | For | | Shareholder |
9 | | Report on Risks of Omitting Viewpoint and Ideological Diversity from EEO Policy | | Against | | Against | | Shareholder |
| | | | | | | | |
TWITTER, INC. |
| | | |
Ticker: | TWTR | Security ID: | 90184L102 |
Meeting Date: | SEP 13, 2022 | Meeting Type: | Special |
Record Date: | JUL 22, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Advisory Vote on Golden Parachutes | | For | | For | | Management |
3 | | Adjourn Meetin | | For | | For | | Management |
| | | | | | | | |
UNUM GROUP |
| | | |
Ticker: | UNM | Security ID: | 91529Y106 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual |
Record Date: | MAR 27, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Theodore H. Bunting, Jr. | | For | | For | | Management |
1b | | Elect Director Susan L. Cross | | For | | For | | Management |
1c | | Elect Director Susan D. DeVore | | For | | For | | Management |
1d | | Elect Director Joseph J. Echevarria | | For | | For | | Management |
1e | | Elect Director Cynthia L. Egan | | For | | For | | Management |
1f | | Elect Director Kevin T. Kabat | | For | | For | | Management |
1g | | Elect Director Timothy F. Keaney | | For | | For | | Management |
1h | | Elect Director Gale V. King | | For | | For | | Management |
1i | | Elect Director Gloria C. Larson | | For | | For | | Management |
1j | | Elect Director Richard P. McKenney | | For | | For | | Management |
1k | | Elect Director Ronald P. O’Hanley | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
VALERO ENERGY CORPORATION |
| | | |
Ticker: | VLO | Security ID: | 91913Y100 |
Meeting Date: | MAY 09, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Fred M. Diaz | | For | | For | | Management |
1b | | Elect Director H. Paulett Eberhart | | For | | For | | Management |
1c | | Elect Director Marie A. Ffolkes | | For | | For | | Management |
1d | | Elect Director Joseph W. Gorder | | For | | For | | Management |
1e | | Elect Director Kimberly S. Greene | | For | | For | | Management |
1f | | Elect Director Deborah P. Majoras | | For | | For | | Management |
1g | | Elect Director Eric D. Mullins | | For | | For | | Management |
1h | | Elect Director Donald L. Nickles | | For | | For | | Management |
1i | | Elect Director Robert A. Profusek | | For | | For | | Management |
1j | | Elect Director Randall J. Weisenburger | | For | | For | | Management |
1k | | Elect Director Rayford Wilkins, Jr. | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Report on Climate Transition Plan and GHG Emissions Reduction Targets | | Against | | For | | Shareholder |
6 | | Oversee and Report a Racial Equity Audit | | Against | | Against | | Shareholder |
| | | | | | | | |
VERISK ANALYTICS, INC. |
| | | |
Ticker: | VRSK | Security ID: | 92345Y106 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent K. Brooks | | For | | For | | Management |
1b | | Elect Director Jeffrey Dailey | | For | | For | | Management |
1c | | Elect Director Wendy Lane | | For | | For | | Management |
1d | | Elect Director Lee M. Shavel | | For | | For | | Management |
1e | | Elect Director Kimberly S. Stevenson | | For | | For | | Management |
1f | | Elect Director Olumide Soroye | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
VICI PROPERTIES INC. |
| | | |
Ticker: | VICI | Security ID: | 925652109 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 01, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James R. Abrahamson | | For | | For | | Management |
1b | | Elect Director Diana F. Cantor | | For | | For | | Management |
1c | | Elect Director Monica H. Douglas | | For | | For | | Management |
1d | | Elect DirectorElizabeth I. Holland | | For | | For | | Management |
1e | | Elect Director Craig Macnab | | For | | For | | Management |
1f | | Elect Director Edward B. Pitoniak | | For | | For | | Management |
1g | | Elect Director Michael D. Rumbolz | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
WEC ENERGY GROUP, INC. |
| | | |
Ticker: | WEC | Security ID: | 92939U106 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | FEB 23, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ave M. Bie | | For | | For | | Management |
1.2 | | Elect Director Curt S. Culver | | For | | For | | Management |
1.3 | | Elect Director Danny L. Cunningham | | For | | For | | Management |
1.4 | | Elect Director William M. Farrow, III | | For | | For | | Management |
1.5 | | Elect Director Cristina A. Garcia-Thomas | | For | | For | | Management |
1.6 | | Elect Director Maria C. Green | | For | | For | | Management |
1.7 | | Elect Director Gale E. Klappa | | For | | For | | Management |
1.8 | | Elect Director Thomas K. Lane | | For | | For | | Management |
1.9 | | Elect Director Scott J. Lauber | | For | | For | | Management |
1.10 | | Elect Director Ulice Payne, Jr. | | For | | For | | Management |
1.11 | | Elect Director Mary Ellen Stanek | | For | | For | | Management |
1.12 | | Elect Director Glen E. Tellock | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
WESCO INTERNATIONAL, INC. |
| | | |
Ticker: | WCC | Security ID: | 95082P105 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John J. Engel | | For | | For | | Management |
1.2 | | Elect Director Anne M. Cooney | | For | | For | | Management |
1.3 | | Elect Director Matthew J. Espe | | For | | For | | Management |
1.4 | | Elect Director Bobby J. Griffin | | For | | For | | Management |
1.5 | | Elect Director Sundaram “Naga” Nagarajan | | For | | For | | Management |
1.6 | | Elect Director Steven A. Raymund | | For | | For | | Management |
1.7 | | Elect Director James L. Singleton | | For | | For | | Management |
1.8 | | Elect Director Easwaran Sundaram | | For | | For | | Management |
1.9 | | Elect Director Laura K. Thompson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
WOLFSPEED, INC. |
| | | |
Ticker: | WOLF | Security ID: | 977852102 |
Meeting Date: | OCT 24, 2022 | Meeting Type: | Annual |
Record Date: | SEP 02, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenda M. Dorchak | | For | | For | | Management |
1.2 | | Elect Director John C. Hodge | | For | | For | | Management |
1.3 | | Elect Director Clyde R. Hosein | | For | | For | | Management |
1.4 | | Elect Director Darren R. Jackson | | For | | For | | Management |
1.5 | | Elect Director Duy-Loan T. Le | | For | | For | | Management |
1.6 | | Elect Director Gregg A. Lowe | | For | | For | | Management |
1.7 | | Elect Director John B. Replogle | | For | | For | | Management |
1.8 | | Elect Director Marvin A. Riley | | For | | For | | Management |
1.9 | | Elect Director Thomas H. Werner | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
WORKDAY, INC. |
| | | |
Ticker: | WDAY | Security ID: | 98138H101 |
Meeting Date: | JUN 22, 2023 | Meeting Type: | Annual |
Record Date: | APR 25, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Christa Davies | | For | | Against | | Management |
1b | | Elect Director Wayne A.I. Frederick | | For | | For | | Management |
1c | | Elect Director Mark J. Hawkins | | For | | For | | Management |
1d | | Elect Director George J. Still, Jr | | For | | Against | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | | Against | | Against | | Shareholder |
| | | | | | | | |
XYLEM INC. |
| | | |
Ticker: | XYL | Security ID: | 98419M100 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Special |
Record Date: | APR 05, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | For | | Management |
| | | | | | | | |
XYLEM INC. |
| | | |
Ticker: | XYL | Security ID: | 98419M100 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jeanne Beliveau-Dunn | | For | | For | | Management |
1b | | Elect Director Patrick K. Decker | | For | | For | | Management |
1c | | Elect Director Earl R. Ellis | | For | | For | | Management |
1d | | Elect Director Robert F. Friel | | For | | For | | Management |
1e | | Elect Director Victoria D. Harker | | For | | For | | Management |
1f | | Elect Director Steven R. Loranger | | For | | For | | Management |
1g | | Elect Director Mark D. Morelli | | For | | For | | Management |
1h | | Elect Director Jerome A. Peribere | | For | | For | | Management |
1i | | Elect Director Lila Tretikov | | For | | For | | Management |
1j | | Elect Director Uday Yadav | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chair | | Against | | For | | Shareholder |
| | | | | | | | |
ZIMMER BIOMET HOLDINGS, INC. |
| | | |
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 12, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Christopher B. Begley | | For | | For | | Management |
1b | | Elect Director Betsy J. Bernard | | For | | For | | Management |
1c | | Elect Director Michael J. Farrell | | For | | For | | Management |
1d | | Elect Director Robert A. Hagemann | | For | | For | | Management |
1e | | Elect Director Bryan C. Hanson | | For | | For | | Management |
1f | | Elect Director Arthur J. Higgins | | For | | For | | Management |
1g | | Elect Director Maria Teresa Hilado | | For | | For | | Management |
1h | | Elect Director Syed Jafry | | For | | For | | Management |
1i | | Elect Director Sreelakshmi Kolli | | For | | For | | Management |
1j | | Elect Director Michael W. Michelson | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
ZOOMINFO TECHNOLOGIES INC. |
| | | |
Ticker: | ZI | Security ID: | 98980F104 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Todd Crockett | | For | | Withhold | | Management |
1.2 | | Elect Director Patrick McCarter | | For | | Withhold | | Management |
1.3 | | Elect Director D. Randall Winn | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | | | | | |
ZSCALER, INC. |
| | | |
Ticker: | ZS | Security ID: | 98980G102 |
Meeting Date: | JAN 13, 2023 | Meeting Type: | Annual |
Record Date: | NOV 14, 2022 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew Brown | | For | | Withhold | | Management |
1.2 | | Elect Director Scott Darling | | For | | Withhold | | Management |
1.3 | | Elect Director David Schneider | | For | | Withhold | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
| | | | | | | | |
===== END NPX REPORT =====
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AQUILA FUNDS TRUST
/s/ Diana P. Herrmann
Diana P. Herrmann
Vice Chair, Trustee and President
August 1, 2023
/s/ Joseph P. DiMaggio
Joseph P. DiMaggio
Chief Financial Officer and Treasurer
August 1, 2023