UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3578
AQUILA FUNDS TRUST
(Exact name of registrant as specified in charter)
120 West 45th Street Suite 3600
New York, NY 10036
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
120 West 45th Street, Suite 3600
New York, NY 10036
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31, 2020
Date of reporting period: June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX/A in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX/A unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
a.) Aquila Three Peaks High Income Fund ("ATPHIF"), a series of the Registrant
During the twevle month reporting period ended June 30, 2021, ATPHIF did not hold any portfolio securities for which the series was entitled to participate in proxy voting.
b.) Aquila Three Peaks Opportunity Growth Fund ("ATPOGF"), a series of the Registrant
During the twevle month reporting period ended June 30, 2021, ATPOGF did hold portfolio securities for which the series was entitled to participate in proxy voting as follows:
************FORM N-PX REPORT************
ICA File Number: | 811-08168 |
Reporting Period: | 07/01/2020 - 06/30/2021 |
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Aquila Three Peaks Opportunity Growth Fund |
==========Aquila Three Peaks Opportunity Growth Fund==========
ADVANCED ENERGY INDUSTRIES, INC. |
| | | |
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Grant H. Beard | | For | | For | | Management |
1.2 | | Elect Director Frederick A. Ball | | For | | For | | Management |
1.3 | | Elect Director Anne T. DelSanto | | For | | For | | Management |
1.4 | | Elect Director Tina M. Donikowski | | For | | For | | Management |
1.5 | | Elect Director Ronald C. Foster | | For | | For | | Management |
1.6 | | Elect Director Edward C. Grady | | For | | For | | Management |
1.7 | | Elect Director Stephen D. Kelley | | For | | For | | Management |
1.8 | | Elect Director Lanesha T. Minnix | | For | | For | | Management |
1.9 | | Elect Director Thomas M. Rohrs | | For | | For | | Management |
1.10 | | Elect Director John A. Roush | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
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ALLY FINANCIAL INC. |
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Ticker: | ALLY | Security ID: | 02005N100 |
Meeting Date: | MAY 04, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Franklin W. Hobbs | | For | | For | | Management |
1b | | Elect Director Kenneth J. Bacon | | For | | For | | Management |
1c | | Elect Director Katryn (Trynka) Shineman Blake | | For | | For | | Management |
1d | | Elect Director Maureen A. Breakiron-Evans | | For | | For | | Management |
1e | | Elect Director William H. Cary | | For | | For | | Management |
1f | | Elect Director Mayree C. Clark | | For | | For | | Management |
1g | | Elect Director Kim S. Fennebresque | | For | | For | | Management |
1h | | Elect Director Marjorie Magner | | For | | For | | Management |
1i | | Elect Director Brian H. Sharples | | For | | For | | Management |
1j | | Elect Director John J. Stack | | For | | For | | Management |
1k | | Elect Director Michael F. Steib | | For | | For | | Management |
1l | | Elect Director Jeffrey J. Brown | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
6 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
7 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
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AMERESCO, INC. |
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Ticker: | AMRC | Security ID: | 02361E108 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 30, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David J. Corrsin | | For | | For | | Management |
1.2 | | Elect Director George P. Sakellaris | | For | | For | | Management |
1.3 | | Elect Director Joseph W. Sutton | | For | | For | | Management |
2 | | Ratify RSM US LLP as Auditors | | For | | For | | Management |
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AMERICAN WATER WORKS COMPANY, INC. |
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Ticker: | AWK | Security ID: | 030420103 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 17, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jeffrey N. Edwards | | For | | For | | Management |
1b | | Elect Director Martha Clark Goss | | For | | For | | Management |
1c | | Elect Director Veronica M. Hagen | | For | | For | | Management |
1d | | Elect Director Kimberly J. Harris | | For | | For | | Management |
1e | | Elect Director Julia L. Johnson | | For | | For | | Management |
1f | | Elect Director Patricia L. Kampling | | For | | For | | Management |
1g | | Elect Director Karl F. Kurz | | For | | For | | Management |
1h | | Elect Director Walter J. Lynch | | For | | For | | Management |
1i | | Elect Director George MacKenzie | | For | | For | | Management |
1j | | Elect Director James G. Stavridis | | For | | For | | Management |
1k | | Elect Director Lloyd M. Yates | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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AMERIPRISE FINANCIAL, INC. |
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Ticker: | AMP | Security ID: | 03076C106 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James M. Cracchiolo | | For | | For | | Management |
1b | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1c | | Elect Director Amy DiGeso | | For | | For | | Management |
1d | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1e | | Elect Director Jeffrey Noddle | | For | | For | | Management |
1f | | Elect Director Robert F. Sharpe, Jr. | | For | | For | | Management |
1g | | Elect Director Brian T. Shea | | For | | For | | Management |
1h | | Elect Director W. Edward Walter, III | | For | | For | | Management |
1i | | Elect Director Christopher J. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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AMETEK, INC. |
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Ticker: | AME | Security ID: | 031100100 |
Meeting Date: | MAY 06, 2021 | Meeting Type: | Annual |
Record Date: | MAR 11, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Tod E. Carpenter | | For | | For | | Management |
1b | | Elect Director Karleen M. Oberton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
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APTIV PLC |
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Ticker: | APTV | Security ID: | G6095L109 |
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual |
Record Date: | MAR 02, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kevin P. Clark | | For | | For | | Management |
1b | | Elect Director Richard L. Clemmer | | For | | For | | Management |
1c | | Elect Director Nancy E. Cooper | | For | | For | | Management |
1d | | Elect Director Nicholas M. Donofrio | | For | | For | | Management |
1e | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1f | | Elect Director Joseph L. Hooley | | For | | For | | Management |
1g | | Elect Director Merit E. Janow | | For | | For | | Management |
1h | | Elect Director Sean O. Mahoney | | For | | For | | Management |
1i | | Elect Director Paul M. Meister | | For | | For | | Management |
1j | | Elect Director Robert K. Ortberg | | For | | For | | Management |
1k | | Elect Director Colin J. Parris | | For | | For | | Management |
1l | | Elect Director Ana G. Pinczuk | | For | | For | | Management |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
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ARTHUR J. GALLAGHER & CO. |
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Ticker: | AJG | Security ID: | 363576109 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Sherry S. Barrat | | For | | For | | Management |
1b | | Elect Director William L. Bax | | For | | For | | Management |
1c | | Elect Director D. John Coldman | | For | | For | | Management |
1d | | Elect Director J. Patrick Gallagher, Jr. | | For | | For | | Management |
1e | | Elect Director David S. Johnson | | For | | For | | Management |
1f | | Elect Director Kay W. McCurdy | | For | | For | | Management |
1g | | Elect Director Christopher C. Miskel | | For | | For | | Management |
1h | | Elect Director Ralph J. Nicoletti | | For | | For | | Management |
1i | | Elect Director Norman L. Rosenthal | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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AVANTOR, INC. |
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Ticker: | AVTR | Security ID: | 05352A100 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Matthew Holt | | For | | For | | Management |
1b | | Elect Director Christi Shaw | | For | | For | | Management |
1c | | Elect Director Michael Severino | | For | | For | | Management |
1d | | Elect Director Gregory Summe | | For | | For | | Management |
2a | | Provide Right to Call Special Meeting | | For | | For | | Management |
2b | | Eliminate Supermajority Vote Requirements | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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AVAYA HOLDINGS CORP. |
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Ticker: | AVYA | Security ID: | 05351X101 |
Meeting Date: | MAR 03, 2021 | Meeting Type: | Annual |
Record Date: | JAN 04, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James M. Chirico, Jr. | | For | | For | | Management |
1.2 | | Elect Director Stephan Scholl | | For | | For | | Management |
1.3 | | Elect Director Susan L. Spradley | | For | | For | | Management |
1.4 | | Elect Director Stanley J. Sutula, III | | For | | For | | Management |
1.5 | | Elect Director Robert Theis | | For | | For | | Management |
1.6 | | Elect Director Scott D. Vogel | | For | | For | | Management |
1.7 | | Elect Director William D. Watkins | | For | | For | | Management |
1.8 | | Elect Director Jacqueline 'Jackie' E. Yeaney | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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BAKER HUGHES COMPANY |
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Ticker: | BKR | Security ID: | 05722G100 |
Meeting Date: | MAY 14, 2021 | Meeting Type: | Annual |
Record Date: | MAR 18, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
1.2 | | Elect Director Gregory D. Brenneman | | For | | For | | Management |
1.3 | | Elect Director Cynthia B. Carroll | | For | | For | | Management |
1.4 | | Elect Director Clarence P. Cazalot, Jr. | | For | | For | | Management |
1.5 | | Elect Director Nelda J. Connors | | For | | For | | Management |
1.6 | | Elect Director Gregory L. Ebel | | For | | For | | Management |
1.7 | | Elect Director Lynn L. Elsenhans | | For | | For | | Management |
1.8 | | Elect Director John G. Rice | | For | | For | | Management |
1.9 | | Elect Director Lorenzo Simonelli | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Approve Omnibus Stock Plan | | For | | For | | Management |
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BALL CORPORATION |
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Ticker: | BLL | Security ID: | 058498106 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 04, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John A. Bryant | | For | | Withhold | | Management |
1.2 | | Elect Director Michael J. Cave | | For | | Withhold | | Management |
1.3 | | Elect Director Daniel W. Fisher | | For | | For | | Management |
1.4 | | Elect Director Pedro Henrique Mariani | | For | | Withhold | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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BALLY'S CORPORATION |
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Ticker: | BALY | Security ID: | 05875B106 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Terrence Downey | | For | | Against | | Management |
1b | | Elect Director Jaymin B. Patel | | For | | For | | Management |
1c | | Elect Director Wanda Y. Wilson | | For | | Against | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Authorize New Class of Preferred Stock | | For | | Against | | Management |
4 | | Amend Certificate of Incorporation to Include New Jersey Gaming Law Requirements | | For | | For | | Management |
5 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
6 | | Ratify Deloitte and Touche, LLP as Auditors | | For | | For | | Management |
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BALLY'S CORPORATION |
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Ticker: | BALY | Security ID: | 05875B106 |
Meeting Date: | JUN 30, 2021 | Meeting Type: | Special |
Record Date: | MAY 17, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
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BERRY GLOBAL GROUP, INC. |
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Ticker: | BERY | Security ID: | 08579W103 |
Meeting Date: | FEB 24, 2021 | Meeting Type: | Annual |
Record Date: | JAN 11, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director B. Evan Bayh | | For | | For | | Management |
1b | | Elect Director Jonathan F. Foster | | For | | For | | Management |
1c | | Elect Director Idalene F. Kesner | | For | | For | | Management |
1d | | Elect Director Jill A. Rahman | | For | | For | | Management |
1e | | Elect Director Carl J. (Rick) Rickertsen | | For | | For | | Management |
1f | | Elect Director Thomas E. Salmon | | For | | For | | Management |
1g | | Elect Director Paula A. Sneed | | For | | For | | Management |
1h | | Elect Director Robert A. Steele | | For | | For | | Management |
1i | | Elect Director Stephen E. Sterrett | | For | | For | | Management |
1j | | Elect Director Scott B. Ullem | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
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BIO-RAD LABORATORIES, INC. |
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Ticker: | BIO | Security ID: | 090572207 |
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Melinda Litherland | | For | | For | | Management |
1.2 | | Elect Director Arnold A. Pinkston | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
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BROADRIDGE FINANCIAL SOLUTIONS, INC. |
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Ticker: | BR | Security ID: | 11133T103 |
Meeting Date: | NOV 19, 2020 | Meeting Type: | Annual |
Record Date: | SEP 24, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Pamela L. Carter | | For | | For | | Management |
1c | | Elect Director Richard J. Daly | | For | | For | | Management |
1d | | Elect Director Robert N. Duelks | | For | | For | | Management |
1e | | Elect Director Timothy C. Gokey | | For | | For | | Management |
1f | | Elect Director Brett A. Keller | | For | | For | | Management |
1g | | Elect Director Maura A. Markus | | For | | For | | Management |
1h | | Elect Director Thomas J. Perna | | For | | For | | Management |
1i | | Elect Director Alan J. Weber | | For | | For | | Management |
1j | | Elect Director Amit K. Zavery | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Report on Political Contributions Disclosure | | Against | | Against | | Management |
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BROWN & BROWN, INC. |
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Ticker: | BRO | Security ID: | 115236101 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director J. Hyatt Brown | | For | | For | | Management |
1.2 | | Elect Director Hugh M. Brown | | For | | For | | Management |
1.3 | | Elect Director J. Powell Brown | | For | | For | | Management |
1.4 | | Elect Director Lawrence L. Gellerstedt, III | | For | | For | | Management |
1.5 | | Elect Director James C. Hays | | For | | For | | Management |
1.6 | | Elect Director Theodore J. Hoepner | | For | | For | | Management |
1.7 | | Elect Director James S. Hunt | | For | | For | | Management |
1.8 | | Elect Director Toni Jennings | | For | | For | | Management |
1.9 | | Elect Director Timothy R.M. Main | | For | | For | | Management |
1.10 | | Elect Director H. Palmer Proctor, Jr. | | For | | For | | Management |
1.11 | | Elect Director Wendell S. Reilly | | For | | For | | Management |
1.12 | | Elect Director Chilton D. Varner | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
BUILDERS FIRSTSOURCE, INC. |
| | | |
Ticker: | BLDR | Security ID: | 12008R107 |
Meeting Date: | DEC 22, 2020 | Meeting Type: | Special |
Record Date: | NOV 13, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Merger | | For | | For | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
| | | | | | | | |
BUILDERS FIRSTSOURCE, INC. |
| | | |
Ticker: | BLDR | Security ID: | 12008R107 |
Meeting Date: | JUN 15, 2021 | Meeting Type: | Annual |
Record Date: | APR 23, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cleveland A. Christophe | | For | | For | | Management |
1.2 | | Elect Director David E. Flitman | | For | | For | | Management |
1.3 | | Elect Director W. Bradley Hayes | | For | | For | | Management |
1.4 | | Elect Director Brett N. Milgrim | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CACI INTERNATIONAL INC |
| | | |
Ticker: | CACI | Security ID: | 127190304 |
Meeting Date: | NOV 12, 2020 | Meeting Type: | Annual |
Record Date: | SEP 16, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael A. Daniels | | For | | For | | Management |
1b | | Elect Director Susan M. Gordon | | For | | For | | Management |
1c | | Elect Director William L. Jews | | For | | For | | Management |
1d | | Elect Director Gregory G. Johnson | | For | | For | | Management |
1e | | Elect Director J. Phillip London | | For | | For | | Management |
1f | | Elect Director John S. Mengucci | | For | | For | | Management |
1g | | Elect Director James L. Pavitt | | For | | For | | Management |
1h | | Elect Director Warren R. Phillips | | For | | For | | Management |
1i | | Elect Director Debora A. Plunkett | | For | | For | | Management |
1j | | Elect Director Charles P. Revoile | | For | | For | | Management |
1k | | Elect Director William S. Wallace | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
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CADENCE DESIGN SYSTEMS, INC. |
| | | |
Ticker: | CDNS | Security ID: | 127387108 |
Meeting Date: | MAY 06, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark W. Adams | | For | | For | | Management |
1.2 | | Elect Director Ita Brennan | | For | | For | | Management |
1.3 | | Elect Director Lewis Chew | | For | | For | | Management |
1.4 | | Elect Director Julia Liuson | | For | | For | | Management |
1.5 | | Elect Director James D. Plummer | | For | | For | | Management |
1.6 | | Elect Director Alberto Sangiovanni-Vincentelli | | For | | For | | Management |
1.7 | | Elect Director John B. Shoven | | For | | For | | Management |
1.8 | | Elect Director Young K. Sohn | | For | | For | | Management |
1.9 | | Elect Director Lip-Bu Tan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | Against | | For | | Shareholder |
| | | | | | | | |
CARMAX, INC. |
| | | |
Ticker: | KMX | Security ID: | 143130102 |
Meeting Date: | JUN 29, 2021 | Meeting Type: | Annual |
Record Date: | APR 23, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Peter J. Bensen | | For | | For | | Management |
1b | | Elect Director Ronald E. Blaylock | | For | | For | | Management |
1c | | Elect Director Sona Chawla | | For | | For | | Management |
1d | | Elect Director Thomas J. Folliard | | For | | For | | Management |
1e | | Elect Director Shira Goodman | | For | | For | | Management |
1f | | Elect Director Robert J. Hombach | | For | | For | | Management |
1g | | Elect Director David W. McCreight | | For | | For | | Management |
1h | | Elect Director William D. Nash | | For | | For | | Management |
1i | | Elect Director Mark F. O'Neil | | For | | For | | Management |
1j | | Elect Director Pietro Satriano | | For | | For | | Management |
1k | | Elect Director Marcella Shinder | | For | | For | | Management |
1l | | Elect Director Mitchell D. Steenrod | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Report on Political Contributions and Expenditures | | Against | | For | | Shareholder |
| | | | | | | | |
CATALENT, INC. |
| | | |
Ticker: | CTLT | Security ID: | 148806102 |
Meeting Date: | OCT 29, 2020 | Meeting Type: | Annual |
Record Date: | SEP 02, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Madhavan "Madhu" Balachandran | | For | | Against | | Management |
1b | | Elect Director J. Martin Carroll | | For | | Against | | Management |
1c | | Elect Director Rolf Classon | | For | | For | | Management |
1d | | Elect Director John J. Greisch | | For | | For | | Management |
1e | | Elect Director Christa Kreuzburg | | For | | Against | | Management |
1f | | Elect Director Gregory T. Lucier | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
CDK GLOBAL, INC. |
| | | |
Ticker: | CDK | Security ID: | 12508E101 |
Meeting Date: | NOV 12, 2020 | Meeting Type: | Annual |
Record Date: | SEP 18, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Willie A. Deese | | For | | For | | Management |
1c | | Elect Director Amy J. Hillman | | For | | For | | Management |
1d | | Elect Director Brian M. Krzanich | | For | | For | | Management |
1e | | Elect Director Stephen A. Miles | | For | | For | | Management |
1f | | Elect Director Robert E. Radway | | For | | For | | Management |
1g | | Elect Director Stephen F. Schuckenbrock | | For | | For | | Management |
1h | | Elect Director Frank S. Sowinski | | For | | For | | Management |
1i | | Elect Director Eileen J. Voynick | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CDW CORPORATION |
| | | |
Ticker: | CDW | Security ID: | 12514G108 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 24, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Virginia C. Addicott | | For | | For | | Management |
1b | | Elect Director James A. Bell | | For | | For | | Management |
1c | | Elect Director Lynda M. Clarizio | | For | | For | | Management |
1d | | Elect Director Paul J. Finnegan | | For | | For | | Management |
1e | | Elect Director Anthony R. Foxx | | For | | For | | Management |
1f | | Elect Director Christine A. Leahy | | For | | For | | Management |
1g | | Elect Director Sanjay Mehrotra | | For | | For | | Management |
1h | | Elect Director David W. Nelms | | For | | For | | Management |
1i | | Elect Director Joseph R. Swedish | | For | | For | | Management |
1j | | Elect Director Donna F. Zarcone | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditor | | For | | For | | Management |
4 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
5 | | Amend Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | | For | | For | | Management |
6 | | Approve Omnibus Stock Plan | | For | | For | | Management |
7 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
| | | | | | | | |
CENTENE CORPORATION |
| | | |
Ticker: | CNC | Security ID: | 15135B101 |
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual |
Record Date: | FEB 26, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jessica L. Blume | | For | | For | | Management |
1b | | Elect Director Frederick H. Eppinger | | For | | For | | Management |
1c | | Elect Director David L. Steward | | For | | For | | Management |
1d | | Elect Director William L. Trubeck | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Shareholder |
| | | | | | | | |
CHAMPIONX CORP. |
| | | |
Ticker: | CHX | Security ID: | 15872M104 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sivasankaran (Soma) Somasundaram | | For | | For | | Management |
1.2 | | Elect Director Stephen K. Wagner | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
| | | | | | | | |
CHANGE HEALTHCARE, INC. |
| | | |
Ticker: | CHNG | Security ID: | 15912K100 |
Meeting Date: | SEP 02, 2020 | Meeting Type: | Annual |
Record Date: | JUL 07, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil E. de Crescenzo | | For | | For | | Management |
1b | | Elect Director Howard L. Lance | | For | | For | | Management |
1c | | Elect Director Nella Domenici | | For | | For | | Management |
1d | | Elect Director Nicholas L. Kuhar | | For | | Withhold | | Management |
1e | | Elect Director Diana McKenzie | | For | | For | | Management |
1f | | Elect Director Bansi Nagji | | For | | Withhold | | Management |
1g | | Elect Director Philip M. Pead | | For | | For | | Management |
1h | | Elect Director Phillip W. Roe | | For | | For | | Management |
1i | | Elect Director Neil P. Simpkins | | For | | Withhold | | Management |
1j | | Elect Director Robert J. Zollars | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CHEGG, INC. |
| | | |
Ticker: | CHGG | Security ID: | 163092109 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marne Levine | | For | | For | | Management |
1.2 | | Elect Director Richard Sarnoff | | For | | For | | Management |
1.3 | | Elect Director Paul LeBlanc | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CHURCHILL CAPITAL CORP III |
| | | |
Ticker: | CCXX | Security ID: | 17144C104 |
Meeting Date: | OCT 07, 2020 | Meeting Type: | Special |
Record Date: | SEP 14, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve SPAC Transaction | | For | | For | | Management |
2 | | Amend Charter | | For | | For | | Management |
3A | | Adopt Supermajority Vote Requirement for Amendments | | For | | For | | Management |
3B | | Opt Out of Section 203 of the DGCL | | For | | For | | Management |
3C | | Increase Authorized Preferred and Common Stock | | For | | For | | Management |
3D | | Remove the Provision Renouncing the Corporate Opportunity Doctrine | | For | | For | | Management |
3E | | Provide Right to Act by Written Consent | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5.1 | | Elect Director Paul Emery | | For | | For | | Management |
5.2 | | Elect Director Mark Tabak | | For | | For | | Management |
5.3 | | Elect Director Bill Veghte | | For | | For | | Management |
5.4 | | Elect Director Glenn R. August | | For | | For | | Management |
5.5 | | Elect Director Richard Clarke | | For | | For | | Management |
5.6 | | Elect Director Hunter Philbrick | | For | | For | | Management |
5.7 | | Elect Director Anthony Colaluca | | For | | For | | Management |
5.8 | | Elect Director Michael Klein | | For | | For | | Management |
5.9 | | Elect Director Allen Thorpe | | For | | For | | Management |
6 | | Approve Issuance of Shares for a Private Placement | | For | | For | | Management |
7 | | Adjourn Meeting | | For | | For | | Management |
| | | | | | | | |
CHURCHILL DOWNS INCORPORATED |
| | | |
Ticker: | CHDN | Security ID: | 171484108 |
Meeting Date: | APR 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William C. Carstanjen | | For | | For | | Management |
1.2 | | Elect Director Karole F. Lloyd | | For | | For | | Management |
1.3 | | Elect Director Paul C. Varga | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
| | | | | | | | |
CLARIVATE PLC |
| | | |
Ticker: | CLVT | Security ID: | G21810109 |
Meeting Date: | MAY 06, 2021 | Meeting Type: | Annual |
Record Date: | MAR 04, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Valeria Alberola | | For | | For | | Management |
1b | | Elect Director Usama N. Cortas | | For | | For | | Management |
1c | | Elect Director Adam T. Levyn | | For | | For | | Management |
1d | | Elect Director Charles J. Neral | | For | | For | | Management |
1e | | Elect Director Roxane White | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Amend Articles of Association to Permit Removal of Directors With or Without Cause | | For | | For | | Management |
4 | | Amend Articles of Association to Eliminate Inapplicable Provisions | | For | | For | | Management |
5 | | Authorise Market Purchase of Ordinary Shares from CPA Global Investors | | For | | Against | | Management |
6 | | Authorise Market Purchase of Ordinary Shares from Any Wholly Owned Subsidiary | | For | | Against | | Management |
7 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
9 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
CONSTELLATION BRANDS, INC. |
| | | |
Ticker: | STZ | Security ID: | 21036P108 |
Meeting Date: | JUL 21, 2020 | Meeting Type: | Annual |
Record Date: | MAY 22, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christy Clark | | For | | For | | Management |
1.2 | | Elect Director Jennifer M. Daniels | | For | | For | | Management |
1.3 | | Elect Director Jerry Fowden | | For | | Withhold | | Management |
1.4 | | Elect Director Ernesto M. Hernandez | | For | | For | | Management |
1.5 | | Elect Director Susan Somersille Johnson | | For | | For | | Management |
1.6 | | Elect Director James A. Locke, III | | For | | Withhold | | Management |
1.7 | | Elect Director Jose Manuel Madero Garza | | For | | For | | Management |
1.8 | | Elect Director Daniel J. McCarthy | | For | | For | | Management |
1.9 | | Elect Director William A. Newlands | | For | | For | | Management |
1.10 | | Elect Director Richard Sands | | For | | For | | Management |
1.11 | | Elect Director Robert Sands | | For | | For | | Management |
1.12 | | Elect Director Judy A. Schmeling | | For | | Withhold | | Management |
2 | | Ratify KPMG LLP as Auditor | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
CROWN HOLDINGS, INC. |
| | | |
Ticker: | CCK | Security ID: | 228368106 |
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual |
Record Date: | MAR 02, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John W. Conway | | For | | For | | Management |
1.2 | | Elect Director Timothy J. Donahue | | For | | For | | Management |
1.3 | | Elect Director Richard H. Fearon | | For | | For | | Management |
1.4 | | Elect Director Andrea J. Funk | | For | | For | | Management |
1.5 | | Elect Director Stephen J. Hagge | | For | | For | | Management |
1.6 | | Elect Director Rose Lee | | For | | For | | Management |
1.7 | | Elect Director James H. Miller | | For | | For | | Management |
1.8 | | Elect Director Josef M. Muller | | For | | For | | Management |
1.9 | | Elect Director B. Craig Owens | | For | | For | | Management |
1.10 | | Elect Director Caesar F. Sweitzer | | For | | For | | Management |
1.11 | | Elect Director Jim L. Turner | | For | | For | | Management |
1.12 | | Elect Director William S. Urkiel | | For | | For | | Management |
1.13 | | Elect Director Dwayne A. Wilson | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
DELL TECHNOLOGIES INC. |
| | | |
Ticker: | DELL | Security ID: | 24703L202 |
Meeting Date: | JUN 22, 2021 | Meeting Type: | Annual |
Record Date: | APR 26, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael S. Dell | | For | | Withhold | | Management |
1.2 | | Elect Director David W. Dorman | | For | | Withhold | | Management |
1.3 | | Elect Director Egon Durban | | For | | Withhold | | Management |
1.4 | | Elect Director William D. Green | | For | | Withhold | | Management |
1.5 | | Elect Director Simon Patterson | | For | | Withhold | | Management |
1.6 | | Elect Director Lynn M. Vojvodich | | For | | Withhold | | Management |
1.7 | | Elect Director Ellen J. Kullman | | For | | Withhold | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
DINE BRANDS GLOBAL, INC. |
| | | |
Ticker: | DIN | Security ID: | 254423106 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual |
Record Date: | MAR 17, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Howard M. Berk | | For | | For | | Management |
1.2 | | Elect Director Daniel J. Brestle | | For | | For | | Management |
1.3 | | Elect Director Susan M. Collyns | | For | | For | | Management |
1.4 | | Elect Director Richard J. Dahl | | For | | For | | Management |
1.5 | | Elect Director Michael C. Hyter | | For | | For | | Management |
1.6 | | Elect Director Larry A. Kay | | For | | For | | Management |
1.7 | | Elect Director Caroline W. Nahas | | For | | For | | Management |
1.8 | | Elect Director Douglas M. Pasquale | | For | | For | | Management |
1.9 | | Elect Director John W. Peyton | | For | | For | | Management |
1.10 | | Elect Director Lilian C. Tomovich | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
DISCOVER FINANCIAL SERVICES |
| | | |
Ticker: | DFS | Security ID: | 254709108 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Aronin | | For | | For | | Management |
1.2 | | Elect Director Mary K. Bush | | For | | For | | Management |
1.3 | | Elect Director Gregory C. Case | | For | | For | | Management |
1.4 | | Elect Director Candace H. Duncan | | For | | For | | Management |
1.5 | | Elect Director Joseph F. Eazor | | For | | For | | Management |
1.6 | | Elect Director Cynthia A. Glassman | | For | | For | | Management |
1.7 | | Elect Director Roger C. Hochschild | | For | | For | | Management |
1.8 | | Elect Director Thomas G. Maheras | | For | | For | | Management |
1.9 | | Elect Director Michael H. Moskow | | For | | For | | Management |
1.10 | | Elect Director David L. Rawlinson, II | | For | | For | | Management |
1.11 | | Elect Director Mark A. Thierer | | For | | For | | Management |
1.12 | | Elect Director Jennifer L. Wong | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
DOLLAR TREE, INC. |
| | | |
Ticker: | DLTR | Security ID: | 256746108 |
Meeting Date: | JUN 10, 2021 | Meeting Type: | Annual |
Record Date: | APR 09, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Arnold S. Barron | | For | | For | | Management |
1b | | Elect Director Gregory M. Bridgeford | | For | | For | | Management |
1c | | Elect Director Thomas W. Dickson | | For | | For | | Management |
1d | | Elect Director Lemuel E. Lewis | | For | | For | | Management |
1e | | Elect Director Jeffrey G. Naylor | | For | | For | | Management |
1f | | Elect Director Winnie Y. Park | | For | | For | | Management |
1g | | Elect Director Bob Sasser | | For | | For | | Management |
1h | | Elect Director Stephanie P. Stahl | | For | | For | | Management |
1i | | Elect Director Carrie A. Wheeler | | For | | For | | Management |
1j | | Elect Director Thomas E. Whiddon | | For | | For | | Management |
1k | | Elect Director Michael A. Witynski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
| | | | | | | | |
DOMINO'S PIZZA, INC. |
| | | |
Ticker: | DPZ | Security ID: | 25754A201 |
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual |
Record Date: | MAR 03, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David A. Brandon | | For | | For | | Management |
1.2 | | Elect Director Richard E. Allison, Jr. | | For | | For | | Management |
1.3 | | Elect Director C. Andrew Ballard | | For | | For | | Management |
1.4 | | Elect Director Andrew B. Balson | | For | | For | | Management |
1.5 | | Elect Director Corie S. Barry | | For | | For | | Management |
1.6 | | Elect Director Diana F. Cantor | | For | | For | | Management |
1.7 | | Elect Director Richard L. Federico | | For | | For | | Management |
1.8 | | Elect Director James A. Goldman | | For | | For | | Management |
1.9 | | Elect Director Patricia E. Lopez | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
ECOLAB INC. |
| | | |
Ticker: | ECL | Security ID: | 278865100 |
Meeting Date: | MAY 06, 2021 | Meeting Type: | Annual |
Record Date: | MAR 09, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Douglas M. Baker, Jr. | | For | | For | | Management |
1b | | Elect Director Shari L. Ballard | | For | | For | | Management |
1c | | Elect Director Barbara J. Beck | | For | | For | | Management |
1d | | Elect Director Christophe Beck | | For | | For | | Management |
1e | | Elect Director Jeffrey M. Ettinger | | For | | For | | Management |
1f | | Elect Director Arthur J. Higgins | | For | | For | | Management |
1g | | Elect Director Michael Larson | | For | | For | | Management |
1h | | Elect Director David W. MacLennan | | For | | For | | Management |
1i | | Elect Director Tracy B. McKibben | | For | | For | | Management |
1j | | Elect Director Lionel L. Nowell, III | | For | | For | | Management |
1k | | Elect Director Victoria J. Reich | | For | | For | | Management |
1l | | Elect Director Suzanne M. Vautrinot | | For | | For | | Management |
1m | | Elect Director John J. Zillmer | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Proxy Access Right | | Against | | For | | Shareholder |
| | | | | | | | |
ELANCO ANIMAL HEALTH INCORPORATED |
| | | |
Ticker: | ELAN | Security ID: | 28414H103 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William F. Doyle | | For | | For | | Management |
1b | | Elect Director Art A. Garcia | | For | | Against | | Management |
1c | | Elect Director Denise Scots-Knight | | For | | Against | | Management |
1d | | Elect Director Jeffrey N. Simmons | | For | | Against | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | �� | Management |
| | | | | | | | |
ENTEGRIS, INC. |
| | | |
Ticker: | ENTG | Security ID: | 29362U104 |
Meeting Date: | APR 29, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael A. Bradley | | For | | For | | Management |
1b | | Elect Director R. Nicholas Burns | | For | | For | | Management |
1c | | Elect Director Rodney Clark | | For | | For | | Management |
1d | | Elect Director James F. Gentilcore | | For | | For | | Management |
1e | | Elect Director Yvette Kanouff | | For | | For | | Management |
1f | | Elect Director James P. Lederer | | For | | For | | Management |
1g | | Elect Director Bertrand Loy | | For | | For | | Management |
1h | | Elect Director Paul L.H. Olson | | For | | For | | Management |
1i | | Elect Director Azita Saleki-Gerhardt | | For | | For | | Management |
1j | | Elect Director Brian F. Sullivan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | | | For | | For | | Management |
| | | | | | | | |
FLEETCOR TECHNOLOGIES, INC. |
| | | |
Ticker: | FLT | Security ID: | 339041105 |
Meeting Date: | JUN 10, 2021 | Meeting Type: | Annual |
Record Date: | APR 16, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven T. Stull | | For | | For | | Management |
1b | | Elect Director Michael Buckman | | For | | For | | Management |
1c | | Elect Director Thomas M. Hagerty | | For | | For | | Management |
1d | | Elect Director Mark A. Johnson | | For | | For | | Management |
1e | | Elect Director Archie L. Jones, Jr. | | For | | For | | Management |
1f | | Elect Director Hala G. Moddelmog | | For | | For | | Management |
1g | | Elect Director Jeffrey S. Sloan | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent Against | | For | | For | | Shareholder |
| | | | | | | | |
FMC CORPORATION |
| | | |
Ticker: | FMC | Security ID: | 302491303 |
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual |
Record Date: | MAR 03, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Pierre Brondeau | | For | | For | | Management |
1b | | Elect Director Eduardo E. Cordeiro | | For | | For | | Management |
1c | | Elect Director Carol Anthony (John) Davidson | | For | | For | | Management |
1d | | Elect Director Mark Douglas | | For | | For | | Management |
1e | | Elect Director C. Scott Greer | | For | | For | | Management |
1f | | Elect Director K'Lynne Johnson | | For | | For | | Management |
1g | | Elect Director Dirk A. Kempthorne | | For | | For | | Management |
1h | | Elect Director Paul J. Norris | | For | | For | | Management |
1i | | Elect Director Margareth Ovrum | | For | | For | | Management |
1j | | Elect Director Robert C. Pallash | | For | | For | | Management |
1k | | Elect Director Vincent R. Volpe, Jr. | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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GARTNER, INC. |
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Ticker: | IT | Security ID: | 366651107 |
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual |
Record Date: | APR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Peter E. Bisson | | For | | For | | Management |
1b | | Elect Director Richard J. Bressler | | For | | For | | Management |
1c | | Elect Director Raul E. Cesan | | For | | For | | Management |
1d | | Elect Director Karen E. Dykstra | | For | | For | | Management |
1e | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1f | | Elect Director William O. Grabe | | For | | For | | Management |
1g | | Elect Director Eugene A. Hall | | For | | For | | Management |
1h | | Elect Director Stephen G. Pagliuca | | For | | For | | Management |
1i | | Elect Director Eileen M. Serra | | For | | For | | Management |
1j | | Elect Director James C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
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GFL ENVIRONMENTAL INC. |
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Ticker: | GFL | Security ID: | 36168Q104 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Patrick Dovigi | | For | | For | | Management |
1.2 | | Elect Director Dino Chiesa | | For | | For | | Management |
1.3 | | Elect Director Violet Konkle | | For | | For | | Management |
1.4 | | Elect Director Arun Nayar | | For | | For | | Management |
1.5 | | Elect Director Paolo Notarnicola | | For | | For | | Management |
1.6 | | Elect Director Ven Poole | | For | | For | | Management |
1.7 | | Elect Director Blake Sumler | | For | | For | | Management |
1.8 | | Elect Director Raymond Svider | | For | | For | | Management |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | Against | | Management |
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GLOBAL PAYMENTS INC. |
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Ticker: | GPN | Security ID: | 37940X102 |
Meeting Date: | APR 29, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director F. Thaddeus Arroyo | | For | | For | | Management |
1b | | Elect Director Robert H.B. Baldwin, Jr. | | For | | For | | Management |
1c | | Elect Director John G. Bruno | | For | | For | | Management |
1d | | Elect Director Kriss Cloninger, III | | For | | For | | Management |
1e | | Elect Director William I Jacobs | | For | | For | | Management |
1f | | Elect Director Joia M. Johnson | | For | | For | | Management |
1g | | Elect Director Ruth Ann Marshall | | For | | For | | Management |
1h | | Elect Director Connie D. McDaniel | | For | | For | | Management |
1i | | Elect Director William B. Plummer | | For | | For | | Management |
1j | | Elect Director Jeffrey S. Sloan | | For | | For | | Management |
1k | | Elect Director John T. Turner | | For | | For | | Management |
1l | | Elect Director M. Troy Woods | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
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GODADDY INC. |
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Ticker: | GDDY | Security ID: | 380237107 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 12, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Herald Y. Chen | | For | | Withhold | | Management |
1.2 | | Elect Director Brian H. Sharples | | For | | Withhold | | Management |
1.3 | | Elect Director Leah Sweet | | For | | Withhold | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
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HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. |
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Ticker: | HASI | Security ID: | 41068X100 |
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual |
Record Date: | APR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey W. Eckel | | For | | For | | Management |
1.2 | | Elect Director Clarence D. Armbrister | | For | | For | | Management |
1.3 | | Elect Director Teresa M. Brenner | | For | | Against | | Management |
1.4 | | Elect Director Michael T. Eckhart | | For | | Against | | Management |
1.5 | | Elect Director Nancy C. Floyd | | For | | For | | Management |
1.6 | | Elect Director Simone F. Lagomarsino | | For | | For | | Management |
1.7 | | Elect Director Charles M. O'Neil | | For | | Against | | Management |
1.8 | | Elect Director Richard J. Osborne | | For | | For | | Management |
1.9 | | Elect Director Steven G. Osgood | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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HCA HEALTHCARE, INC. |
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Ticker: | HCA | Security ID: | 40412C101 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Thomas F. Frist, III | | For | | For | | Management |
1b | | Elect Director Samuel N. Hazen | | For | | For | | Management |
1c | | Elect Director Meg G. Crofton | | For | | For | | Management |
1d | | Elect Director Robert J. Dennis | | For | | For | | Management |
1e | | Elect Director Nancy-Ann DeParle | | For | | For | | Management |
1f | | Elect Director William R. Frist | | For | | For | | Management |
1g | | Elect Director Charles O. Holliday, Jr. | | For | | For | | Management |
1h | | Elect Director Michael W. Michelson | | For | | For | | Management |
1i | | Elect Director Wayne J. Riley | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
5 | | Assess Feasibility of Increasing the Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation | | Against | | Against | | Shareholder |
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HOLOGIC INC. |
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Ticker: | HOLX | Security ID: | 436440101 |
Meeting Date: | MAR 11, 2021 | Meeting Type: | Annual |
Record Date: | JAN 12, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen P. MacMillan | | For | | For | | Management |
1b | | Elect Director Sally W. Crawford | | For | | For | | Management |
1c | | Elect Director Charles J. Dockendorff | | For | | For | | Management |
1d | | Elect Director Scott T. Garrett | | For | | For | | Management |
1e | | Elect Director Ludwig N. Hantson | | For | | For | | Management |
1f | | Elect Director Namal Nawana | | For | | For | | Management |
1g | | Elect Director Christiana Stamoulis | | For | | For | | Management |
1h | | Elect Director Amy M. Wendell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
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IQVIA HOLDINGS INC. |
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Ticker: | IQV | Security ID: | 46266C105 |
Meeting Date: | APR 13, 2021 | Meeting Type: | Annual |
Record Date: | FEB 12, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ari Bousbib | | For | | For | | Management |
1.2 | | Elect Director John M. Leonard | | For | | For | | Management |
1.3 | | Elect Director Todd B. Sisitsky | | For | | Withhold | | Management |
2 | | Advisory Vote on Say on Pay Frequency | | None | | One Year | | Management |
3a | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | For | | For | | Management |
3b | | Eliminate Supermajority Vote Requirement for Removal of Directors | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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KEYSIGHT TECHNOLOGIES, INC. |
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Ticker: | KEYS | Security ID: | 49338L103 |
Meeting Date: | MAR 18, 2021 | Meeting Type: | Annual |
Record Date: | JAN 19, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ronald S. Nersesian | | For | | For | | Management |
1.2 | | Elect Director Charles J. Dockendorff | | For | | For | | Management |
1.3 | | Elect Director Robert A. Rango | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
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L3HARRIS TECHNOLOGIES, INC. |
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Ticker: | LHX | Security ID: | 502431109 |
Meeting Date: | APR 23, 2021 | Meeting Type: | Annual |
Record Date: | FEB 26, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Sallie B. Bailey | | For | | For | | Management |
1b | | Elect Director William M. Brown | | For | | For | | Management |
1c | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1d | | Elect Director Thomas A. Corcoran | | For | | For | | Management |
1e | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1f | | Elect Director Roger B. Fradin | | For | | For | | Management |
1g | | Elect Director Lewis Hay, III | | For | | For | | Management |
1h | | Elect Director Lewis Kramer | | For | | For | | Management |
1i | | Elect Director Christopher E. Kubasik | | For | | For | | Management |
1j | | Elect Director Rita S. Lane | | For | | For | | Management |
1k | | Elect Director Robert B. Millard | | For | | For | | Management |
1l | | Elect Director Lloyd W. Newton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
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LAMB WESTON HOLDINGS, INC. |
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Ticker: | LW | Security ID: | 513272104 |
Meeting Date: | SEP 24, 2020 | Meeting Type: | Annual |
Record Date: | JUL 27, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Peter J. Bensen | | For | | For | | Management |
1b | | Elect Director Charles A. Blixt | | For | | For | | Management |
1c | | Elect Director Robert J. Coviello | | For | | For | | Management |
1d | | Elect Director Andre J. Hawaux | | For | | For | | Management |
1e | | Elect Director W.G. Jurgensen | | For | | For | | Management |
1f | | Elect Director Thomas P. Maurer | | For | | For | | Management |
1g | | Elect Director Robert A. Niblock | | For | | For | | Management |
1h | | Elect Director Hala G. Moddelmog | | For | | For | | Management |
1i | | Elect Director Maria Renna Sharpe | | For | | For | | Management |
1j | | Elect Director Thomas P. Werner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
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LEAR CORPORATION |
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Ticker: | LEA | Security ID: | 521865204 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 26, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mei-Wei Cheng | | For | | For | | Management |
1b | | Elect Director Jonathan F. Foster | | For | | For | | Management |
1c | | Elect Director Bradley M. Halverson | | For | | For | | Management |
1d | | Elect Director Mary Lou Jepsen | | For | | For | | Management |
1e | | Elect Director Roger A. Krone | | For | | For | | Management |
1f | | Elect Director Patricia L. Lewis | | For | | For | | Management |
1g | | Elect Director Kathleen A. Ligocki | | For | | For | | Management |
1h | | Elect Director Conrad L. Mallett, Jr. | | For | | For | | Management |
1i | | Elect Director Raymond E. Scott | | For | | For | | Management |
1j | | Elect Director Gregory C. Smith | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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LEIDOS HOLDINGS, INC. |
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Ticker: | LDOS | Security ID: | 525327102 |
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual |
Record Date: | MAR 10, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gregory R. Dahlberg | | For | | For | | Management |
1b | | Elect Director David G. Fubini | | For | | For | | Management |
1c | | Elect Director Miriam E. John | | For | | For | | Management |
1d | | Elect Director Frank Kendall, III | | For | | For | | Management |
1e | | Elect Director Robert C. Kovarik, Jr. | | For | | For | | Management |
1f | | Elect Director Harry M. J. Kraemer, Jr. | | For | | For | | Management |
1g | | Elect Director Roger A. Krone | | For | | For | | Management |
1h | | Elect Director Gary S. May | | For | | For | | Management |
1i | | Elect Director Surya N. Mohapatra | | For | | For | | Management |
1j | | Elect Director Robert S. Shapard | | For | | For | | Management |
1k | | Elect Director Susan M. Stalnecker | | For | | For | | Management |
1l | | Elect Director Noel B. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
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LKQ CORPORATION |
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Ticker: | LKQ | Security ID: | 501889208 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Patrick Berard | | For | | For | | Management |
1b | | Elect Director Meg A. Divitto | | For | | For | | Management |
1c | | Elect Director Robert M. Hanser | | For | | For | | Management |
1d | | Elect Director Joseph M. Holsten | | For | | For | | Management |
1e | | Elect Director Blythe J. McGarvie | | For | | For | | Management |
1f | | Elect Director John W. Mendel | | For | | For | | Management |
1g | | Elect Director Jody G. Miller | | For | | For | | Management |
1h | | Elect Director Guhan Subramanian | | For | | For | | Management |
1i | | Elect Director Xavier Urbain | | For | | For | | Management |
1j | | Elect Director Jacob H. Welch | | For | | For | | Management |
1k | | Elect Director Dominick Zarcone | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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LPL FINANCIAL HOLDINGS INC. |
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Ticker: | LPLA | Security ID: | 50212V100 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Dan H. Arnold | | For | | For | | Management |
1b | | Elect Director Edward C. Bernard | | For | | For | | Management |
1c | | Elect Director H. Paulett Eberhart | | For | | For | | Management |
1d | | Elect Director William F. Glavin, Jr. | | For | | For | | Management |
1e | | Elect Director Allison H. Mnookin | | For | | For | | Management |
1f | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1g | | Elect Director James S. Putnam | | For | | For | | Management |
1h | | Elect Director Richard P. Schifter | | For | | For | | Management |
1i | | Elect Director Corey E. Thomas | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
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MARKETAXESS HOLDINGS INC. |
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Ticker: | MKTX | Security ID: | 57060D108 |
Meeting Date: | JUN 09, 2021 | Meeting Type: | Annual |
Record Date: | APR 12, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard M. McVey | | For | | For | | Management |
1b | | Elect Director Nancy Altobello | | For | | For | | Management |
1c | | Elect Director Steven L. Begleiter | | For | | For | | Management |
1d | | Elect Director Stephen P. Casper | | For | | For | | Management |
1e | | Elect Director Jane Chwick | | For | | For | | Management |
1f | | Elect Director Christopher R. Concannon | | For | | For | | Management |
1g | | Elect Director William F. Cruger | | For | | For | | Management |
1h | | Elect Director Kourtney Gibson | | For | | For | | Management |
1i | | Elect Director Justin G. Gmelich | | For | | For | | Management |
1j | | Elect Director Richard G. Ketchum | | For | | For | | Management |
1k | | Elect Director Emily H. Portney | | For | | For | | Management |
1l | | Elect Director Richard L. Prager | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
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MARVELL TECHNOLOGY GROUP LTD. |
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Ticker: | MRVL | Security ID: | G5876H105 |
Meeting Date: | JUL 23, 2020 | Meeting Type: | Annual |
Record Date: | MAY 15, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Tudor Brown | | For | | For | | Management |
1B | | Elect Director Brad Buss | | For | | For | | Management |
1C | | Elect Director Edward Frank | | For | | For | | Management |
1D | | Elect Director Richard S. Hill | | For | | For | | Management |
1E | | Elect Director Bethany Mayer | | For | | For | | Management |
1F | | Elect Director Matthew J. Murphy | | For | | For | | Management |
1G | | Elect Director Michael Strachan | | For | | For | | Management |
1H | | Elect Director Robert E. Switz | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
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MARVELL TECHNOLOGY GROUP LTD. |
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Ticker: | MRVL | Security ID: | G5876H105 |
Meeting Date: | APR 15, 2021 | Meeting Type: | Special |
Record Date: | FEB 25, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Reduce Supermajority Vote Requirement to Approve Merger | | For | | For | | Management |
2 | | Approve Merger Agreement | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
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MASCO CORPORATION |
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Ticker: | MAS | Security ID: | 574599106 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mark R. Alexander | | For | | For | | Management |
1b | | Elect Director Marie A. Ffolkes | | For | | For | | Management |
1c | | Elect Director John C. Plant | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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MATTEL, INC. |
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Ticker: | MAT | Security ID: | 577081102 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director R. Todd Bradley | | For | | For | | Management |
1b | | Elect Director Adriana Cisneros | | For | | For | | Management |
1c | | Elect Director Michael Dolan | | For | | For | | Management |
1d | | Elect Director Diana Ferguson | | For | | For | | Management |
1e | | Elect Director Ynon Kreiz | | For | | For | | Management |
1f | | Elect Director Soren Laursen | | For | | For | | Management |
1g | | Elect Director Ann Lewnes | | For | | For | | Management |
1h | | Elect Director Roger Lynch | | For | | For | | Management |
1i | | Elect Director Dominic Ng | | For | | For | | Management |
1j | | Elect Director Judy Olian | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
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MOTOROLA SOLUTIONS, INC. |
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Ticker: | MSI | Security ID: | 620076307 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gregory Q. Brown | | For | | For | | Management |
1b | | Elect Director Kenneth D. Denman | | For | | For | | Management |
1c | | Elect Director Egon P. Durban | | For | | Against | | Management |
1d | | Elect Director Clayton M. Jones | | For | | For | | Management |
1e | | Elect Director Judy C. Lewent | | For | | For | | Management |
1f | | Elect Director Gregory K. Mondre | | For | | Against | | Management |
1g | | Elect Director Joseph M. Tucci | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
MSCI INC. |
| | | |
Ticker: | MSCI | Security ID: | 55354G100 |
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual |
Record Date: | MAR 02, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Henry A. Fernandez | | For | | For | | Management |
1b | | Elect Director Robert G. Ashe | | For | | For | | Management |
1c | | Elect Director Wayne Edmunds | | For | | For | | Management |
1d | | Elect Director Catherine R. Kinney | | For | | For | | Management |
1e | | Elect Director Jacques P. Perold | | For | | For | | Management |
1f | | Elect Director Sandy C. Rattray | | For | | For | | Management |
1g | | Elect Director Linda H. Riefler | | For | | For | | Management |
1h | | Elect Director Marcus L. Smith | | For | | For | | Management |
1i | | Elect Director Paula Volent | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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NASDAQ, INC. |
| | | |
Ticker: | NDAQ | Security ID: | 631103108 |
Meeting Date: | JUN 15, 2021 | Meeting Type: | Annual |
Record Date: | APR 19, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Melissa M. Arnoldi | | For | | For | | Management |
1b | | Elect Director Charlene T. Begley | | For | | For | | Management |
1c | | Elect Director Steven D. Black | | For | | For | | Management |
1d | | Elect Director Adena T. Friedman | | For | | For | | Management |
1e | | Elect Director Essa Kazim | | For | | For | | Management |
1f | | Elect Director Thomas A. Kloet | | For | | For | | Management |
1g | | Elect Director John D. Rainey | | For | | For | | Management |
1h | | Elect Director Michael R. Splinter | | For | | For | | Management |
1i | | Elect Director Jacob Wallenberg | | For | | For | | Management |
1j | | Elect Director Alfred W. Zollar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
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NORTONLIFELOCK INC. |
| | | |
Ticker: | NLOK | Security ID: | 668771108 |
Meeting Date: | SEP 08, 2020 | Meeting Type: | Annual |
Record Date: | JUL 13, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Sue Barsamian | | For | | For | | Management |
1b | | Elect Director Eric K. Brandt | | For | | For | | Management |
1c | | Elect Director Frank E. Dangeard | | For | | For | | Management |
1d | | Elect Director Nora M. Denzel | | For | | For | | Management |
1e | | Elect Director Peter A. Feld | | For | | For | | Management |
1f | | Elect Director Kenneth Y. Hao | | For | | For | | Management |
1g | | Elect Director David W. Humphrey | | For | | For | | Management |
1h | | Elect Director Vincent Pilette | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Report on Political Contributions and Expenditures | | Against | | Against | | Shareholder |
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ON SEMICONDUCTOR CORPORATION |
| | | |
Ticker: | ON | Security ID: | 682189105 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 23, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Atsushi Abe | | For | | For | | Management |
1b | | Elect Director Alan Campbell | | For | | For | | Management |
1c | | Elect Director Susan K. Carter | | For | | For | | Management |
1d | | Elect Director Thomas L. Deitrich | | For | | For | | Management |
1e | | Elect Director Gilles Delfassy | | For | | For | | Management |
1f | | Elect Director Hassane S. El-Khoury | | For | | For | | Management |
1g | | Elect Director Bruce E. Kiddoo | | For | | For | | Management |
1h | | Elect Director Paul A. Mascarenas | | For | | For | | Management |
1i | | Elect Director Gregory L. Waters | | For | | For | | Management |
1j | | Elect Director Christine Y. Yan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
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PERFORMANCE FOOD GROUP COMPANY |
| | | |
Ticker: | PFGC | Security ID: | 71377A103 |
Meeting Date: | NOV 19, 2020 | Meeting Type: | Annual |
Record Date: | SEP 30, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director George L. Holm | | For | | For | | Management |
1b | | Elect Director Barbara J. Beck | | For | | For | | Management |
1c | | Elect Director Matthew C. Flanigan | | For | | For | | Management |
1d | | Elect Director David V. Singer | | For | | For | | Management |
1e | | Elect Director Meredith Adler | | For | | For | | Management |
1f | | Elect Director Jeffrey M. Overly | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
QORVO, INC. |
| | | |
Ticker: | QRVO | Security ID: | 74736K101 |
Meeting Date: | AUG 04, 2020 | Meeting Type: | Annual |
Record Date: | JUN 11, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ralph G. Quinsey | | For | | For | | Management |
1.2 | | Elect Director Robert A. Bruggeworth | | For | | For | | Management |
1.3 | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1.4 | | Elect Director John R. Harding | | For | | For | | Management |
1.5 | | Elect Director David H. Y. Ho | | For | | For | | Management |
1.6 | | Elect Director Roderick D. Nelson | | For | | For | | Management |
1.7 | | Elect Director Walden C. Rhines | | For | | For | | Management |
1.8 | | Elect Director Susan L. Spradley | | For | | For | | Management |
1.9 | | Elect Director Walter H. Wilkinson, Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
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RACKSPACE TECHNOLOGY, INC. |
| | | |
Ticker: | RXT | Security ID: | 750102105 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Susan Arthur | | For | | Withhold | | Management |
1.2 | | Elect Director Jeffrey Benjamin | | For | | Withhold | | Management |
1.3 | | Elect Director Aaron Sobel | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
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REALOGY HOLDINGS CORP. |
| | | |
Ticker: | RLGY | Security ID: | 75605Y106 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 10, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Fiona P. Dias | | For | | For | | Management |
1b | | Elect Director Matthew J. Espe | | For | | For | | Management |
1c | | Elect Director V. Ann Hailey | | For | | For | | Management |
1d | | Elect Director Bryson R. Koehler | | For | | For | | Management |
1e | | Elect Director Duncan L. Niederauer | | For | | For | | Management |
1f | | Elect Director Ryan M. Schneider | | For | | For | | Management |
1g | | Elect Director Enrique Silva | | For | | For | | Management |
1h | | Elect Director Sherry M. Smith | | For | | For | | Management |
1i | | Elect Director Christopher S. Terrill | | For | | For | | Management |
1j | | Elect Director Felicia Williams | | For | | For | | Management |
1k | | Elect Director Michael J. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Amend Certificate of Incorporation to Clarify Board's Ability to Amend the Bylaws | | For | | For | | Management |
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REPUBLIC SERVICES, INC. |
| | | |
Ticker: | RSG | Security ID: | 760759100 |
Meeting Date: | MAY 21, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Manuel Kadre | | For | | For | | Management |
1b | | Elect Director Tomago Collins | | For | | For | | Management |
1c | | Elect Director Michael A. Duffy | | For | | For | | Management |
1d | | Elect Director Thomas W. Handley | | For | | For | | Management |
1e | | Elect Director Jennifer M. Kirk | | For | | For | | Management |
1f | | Elect Director Michael Larson | | For | | For | | Management |
1g | | Elect Director Kim S. Pegula | | For | | For | | Management |
1h | | Elect Director James P. Snee | | For | | For | | Management |
1i | | Elect Director Brian S. Tyler | | For | | For | | Management |
1j | | Elect Director Sandra M. Volpe | | For | | For | | Management |
1k | | Elect Director Katharine B. Weymouth | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
4 | | Report on Integrating ESG Metrics Into Executive Compensation Program | | Against | | Against | | Shareholder |
| | | | | | | | |
RESIDEO TECHNOLOGIES, INC. |
| | | |
Ticker: | REZI | Security ID: | 76118Y104 |
Meeting Date: | JUN 09, 2021 | Meeting Type: | Annual |
Record Date: | APR 14, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Roger Fradin | | For | | For | | Management |
1b | | Elect Director Nina Richardson | | For | | For | | Management |
1c | | Elect Director Andrew Teich | | For | | For | | Management |
1d | | Elect Director Kareem Yusuf | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
| | | | | | | | |
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION |
| | | |
Ticker: | SAIC | Security ID: | 808625107 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert A. Bedingfield | | For | | For | | Management |
1b | | Elect Director Carol A. Goode | | For | | For | | Management |
1c | | Elect Director Garth N. Graham | | For | | For | | Management |
1d | | Elect Director John J. Hamre | | For | | For | | Management |
1e | | Elect Director Yvette M. Kanouff | | For | | For | | Management |
1f | | Elect Director Nazzic S. Keene | | For | | For | | Management |
1g | | Elect Director Timothy J. Mayopoulos | | For | | For | | Management |
1h | | Elect Director Katharina G. McFarland | | For | | For | | Management |
1i | | Elect Director Donna S. Morea | | For | | For | | Management |
1j | | Elect Director Steven R. Shane | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
SERVICE CORPORATION INTERNATIONAL |
| | | |
Ticker: | SCI | Security ID: | 817565104 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan R. Buckwalter | | For | | For | | Management |
1.2 | | Elect Director Anthony L. Coelho | | For | | For | | Management |
1.3 | | Elect Director Jakki L. Haussler | | For | | For | | Management |
1.4 | | Elect Director Victor L. Lund | | For | | For | | Management |
1.5 | | Elect Director Clifton H. Morris, Jr. | | For | | For | | Management |
1.6 | | Elect Director Ellen Ochoa | | For | | For | | Management |
1.7 | | Elect Director Thomas L. Ryan | | For | | For | | Management |
1.8 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.9 | | Elect Director W. Blair Waltrip | | For | | For | | Management |
1.10 | | Elect Director Marcus A. Watts | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
SERVICE PROPERTIES TRUST |
| | | |
Ticker: | SVC | Security ID: | 81761L102 |
Meeting Date: | JUN 16, 2021 | Meeting Type: | Annual |
Record Date: | MAR 24, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Laurie B. Burns | | For | | Against | | Management |
1.2 | | Elect Director William A. Lamkin | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
SHIFT4 PAYMENTS, INC. |
| | | |
Ticker: | FOUR | Security ID: | 82452J109 |
Meeting Date: | JUN 10, 2021 | Meeting Type: | Annual |
Record Date: | APR 16, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jared Isaacman | | For | | Withhold | | Management |
1.2 | | Elect Director Andrew Frey | | For | | Withhold | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
SS&C TECHNOLOGIES HOLDINGS, INC. |
| | | |
Ticker: | SSNC | Security ID: | 78467J100 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Jonathan E. Michael | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
STORE CAPITAL CORPORATION |
| | | |
Ticker: | STOR | Security ID: | 862121100 |
Meeting Date: | MAY 27, 2021 | Meeting Type: | Annual |
Record Date: | MAR 31, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph M. Donovan | | For | | For | | Management |
1.2 | | Elect Director Mary B. Fedewa | | For | | For | | Management |
1.3 | | Elect Director Morton H. Fleischer | | For | | For | | Management |
1.4 | | Elect Director William F. Hipp | | For | | For | | Management |
1.5 | | Elect Director Tawn Kelley | | For | | For | | Management |
1.6 | | Elect Director Catherine D. Rice | | For | | For | | Management |
1.7 | | Elect Director Einar A. Seadler | | For | | For | | Management |
1.8 | | Elect Director Quentin P. Smith, Jr. | | For | | For | | Management |
1.9 | | Elect Director Christopher H. Volk | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation Ratify Ernst & Young LLP as Auditors | | For | | Against | | Management |
3 | | | | For | | For | | Management |
| | | | | | | | |
TELEDYNE TECHNOLOGIES INCORPORATED |
| | | |
Ticker: | TDY | Security ID: | 879360105 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 03, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Denise R. Cade | | For | | For | | Management |
1.2 | | Elect Director Simon M. Lorne | | For | | For | | Management |
1.3 | | Elect Director Wesley W. von Schack | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
TELEDYNE TECHNOLOGIES INCORPORATED |
| | | |
Ticker: | TDY | Security ID: | 879360105 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Special |
Record Date: | APR 09, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Merger | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | For | | Management |
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TELEFLEX INCORPORATED |
| | | |
Ticker: | TFX | Security ID: | 879369106 |
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Candace H. Duncan | | For | | For | | Management |
1b | | Elect Director Stephen K. Klasko | | For | | For | | Management |
1c | | Elect Director Stuart A. Randle | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Declassify the Board of Directors | | None | | For | | Shareholder |
| | | | | | | | |
TERADYNE, INC. |
| | | |
Ticker: | TER | Security ID: | 880770102 |
Meeting Date: | MAY 07, 2021 | Meeting Type: | Annual |
Record Date: | MAR 11, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael A. Bradley | | For | | For | | Management |
1b | | Elect Director Edwin J. Gillis | | For | | For | | Management |
1c | | Elect Director Timothy E. Guertin | | For | | For | | Management |
1d | | Elect Director Peter Herweck | | For | | For | | Management |
1e | | Elect Director Mark E. Jagiela | | For | | For | | Management |
1f | | Elect Director Mercedes Johnson | | For | | For | | Management |
1g | | Elect Director Marilyn Matz | | For | | For | | Management |
1h | | Elect Director Paul J. Tufano | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Amend Omnibus Stock Plan | | For | | For | | Management |
7 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
TETRA TECH, INC. |
| | | |
Ticker: | TTEK | Security ID: | 88162G103 |
Meeting Date: | FEB 24, 2021 | Meeting Type: | Annual |
Record Date: | DEC 30, 2020 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Dan L. Batrack | | For | | For | | Management |
1B | | Elect Director Gary R. Birkenbeuel | | For | | For | | Management |
1C | | Elect Director Patrick C. Haden | | For | | For | | Management |
1D | | Elect Director J. Christopher Lewis | | For | | For | | Management |
1E | | Elect Director Joanne M. Maguire | | For | | For | | Management |
1F | | Elect Director Kimberly E. Ritrievi | | For | | For | | Management |
1G | | Elect Director J. Kenneth Thompson | | For | | For | | Management |
1H | | Elect Director Kirsten M. Volpi | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
THE AZEK COMPANY INC. |
| | | |
Ticker: | AZEK | Security ID: | 05478C105 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 25, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sallie B. Bailey | | For | | Withhold | | Management |
1.2 | | Elect Director Ashfaq Qadri | | For | | Withhold | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
THE GOODYEAR TIRE & RUBBER COMPANY |
| | | |
Ticker: | GT | Security ID: | 382550101 |
Meeting Date: | APR 12, 2021 | Meeting Type: | Annual |
Record Date: | FEB 16, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James A. Firestone | | For | | For | | Management |
1b | | Elect Director Werner Geissler | | For | | For | | Management |
1c | | Elect Director Peter S. Hellman | | For | | For | | Management |
1d | | Elect Director Laurette T. Koellner | | For | | For | | Management |
1e | | Elect Director Richard J. Kramer | | For | | For | | Management |
1f | | Elect Director Karla R. Lewis | | For | | For | | Management |
1g | | Elect Director W. Alan McCollough | | For | | For | | Management |
1h | | Elect Director John E. McGlade | | For | | For | | Management |
1i | | Elect Director Roderick A. Palmore | | For | | For | | Management |
1j | | Elect Director Hera K. Siu | | For | | For | | Management |
1k | | Elect Director Stephanie A. Streeter | | For | | For | | Management |
1l | | Elect Director Michael R. Wessel | | For | | For | | Management |
1m | | Elect Director Thomas L. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For | | Shareholder |
| | | | | | | | |
THE HOWARD HUGHES CORPORATION |
| | | |
Ticker: | HHC | Security ID: | 44267D107 |
Meeting Date: | MAY 27, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William A. Ackman | | For | | For | | Management |
1b | | Elect Director Adam Flatto | | For | | For | | Management |
1c | | Elect Director Jeffrey Furber | | For | | For | | Management |
1d | | Elect Director Beth Kaplan | | For | | For | | Management |
1e | | Elect Director Allen Model | | For | | For | | Management |
1f | | Elect Director David O'Reilly | | For | | For | | Management |
1g | | Elect Director R. Scot Sellers | | For | | For | | Management |
1h | | Elect Director Steven Shepsman | | For | | For | | Management |
1i | | Elect Director Mary Ann Tighe | | For | | For | | Management |
1j | | Elect Director Anthony Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
TRANSUNION |
| | | |
Ticker: | TRU | Security ID: | 89400J107 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William P. (Billy) Bosworth | | For | | For | | Management |
1b | | Elect Director Suzanne P. Clark | | For | | For | | Management |
1c | | Elect Director Kermit R. Crawford | | For | | For | | Management |
1d | | Elect Director Russell P. Fradin | | For | | For | | Management |
1e | | Elect Director Pamela A. Joseph | | For | | For | | Management |
1f | | Elect Director Thomas L. Monahan, III | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
UNDER ARMOUR, INC. |
| | | |
Ticker: | UAA | Security ID: | 904311107 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | FEB 26, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kevin A. Plank | | For | | For | | Management |
1.2 | | Elect Director Douglas E. Coltharp | | For | | For | | Management |
1.3 | | Elect Director Jerri L. DeVard | | For | | For | | Management |
1.4 | | Elect Director Mohamed A. El-Erian | | For | | For | | Management |
1.5 | | Elect Director Patrik Frisk | | For | | For | | Management |
1.6 | | Elect Director Karen W. Katz | | For | | For | | Management |
1.7 | | Elect Director Westley Moore | | For | | For | | Management |
1.8 | | Elect Director Eric T. Olson | | For | | For | | Management |
1.9 | | Elect Director Harvey L. Sanders | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
US FOODS HOLDING CORP. |
| | | |
Ticker: | USFD | Security ID: | 912008109 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Cheryl A. Bachelder | | For | | For | | Management |
1b | | Elect Director Court D. Carruthers | | For | | For | | Management |
1c | | Elect Director John A. Lederer | | For | | For | | Management |
1d | | Elect Director Carl Andrew Pforzheimer | | For | | For | | Management |
1e | | Elect Director David M. Tehle | | For | | For | | Management |
1f | | Elect Director Ann E. Ziegler | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
VERISK ANALYTICS, INC. |
| | | |
Ticker: | VRSK | Security ID: | 92345Y106 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel G. Liss | | For | | For | | Management |
1b | | Elect Director Bruce E. Hansen | | For | | For | | Management |
1c | | Elect Director Therese M. Vaughan | | For | | For | | Management |
1d | | Elect Director Kathleen A. Hogenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
VERTIV HOLDINGS CO. |
| | | |
Ticker: | VRT | Security ID: | 92537N108 |
Meeting Date: | JUN 15, 2021 | Meeting Type: | Annual |
Record Date: | APR 20, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David M. Cote | | For | | For | | Management |
1b | | Elect Director Rob Johnson | | For | | For | | Management |
1c | | Elect Director Joseph van Dokkum | | For | | Against | | Management |
1d | | Elect Director Roger Fradin | | For | | Against | | Management |
1e | | Elect Director Jacob Kotzubei | | For | | For | | Management |
1f | | Elect Director Matthew Louie | | For | | For | | Management |
1g | | Elect Director Edward L. Monser | | For | | Against | | Management |
1h | | Elect Director Steven S. Reinemund | | For | | For | | Management |
1i | | Elect Director Robin L. Washington | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
5 | | Amend Certificate of Incorporation | | For | | For | | Management |
| | | | | | | | |
VIVINT SMART HOME, INC. |
| | | |
Ticker: | VVNT | Security ID: | 928542109 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Peter F. Wallace | | For | | Withhold | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| | | | | | | | |
VONTIER CORPORATION |
| | | |
Ticker: | VNT | Security ID: | 928881101 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 24, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Karen C. Francis | | For | | For | | Management |
1b | | Elect Director Mark D. Morelli | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
| | | | | | | | |
WESCO INTERNATIONAL, INC. |
| | | |
Ticker: | WCC | Security ID: | 95082P105 |
Meeting Date: | MAY 27, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John J. Engel | | For | | For | | Management |
1.2 | | Elect Director Matthew J. Espe | | For | | For | | Management |
1.3 | | Elect Director Bobby J. Griffin | | For | | For | | Management |
1.4 | | Elect Director John K. Morgan | | For | | For | | Management |
1.5 | | Elect Director Steven A. Raymund | | For | | For | | Management |
1.6 | | Elect Director James L. Singleton | | For | | For | | Management |
1.7 | | Elect Director Easwaran Sundaram | | For | | For | | Management |
1.8 | | Elect Director Laura K. Thompson | | For | | For | | Management |
1.9 | | Elect Director Lynn M. Utter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
WESTLAKE CHEMICAL CORPORATION |
| | | |
Ticker: | WLK | Security ID: | 960413102 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James Y. Chao | | For | | Withhold | | Management |
1.2 | | Elect Director John T. Chao | | For | | Withhold | | Management |
1.3 | | Elect Director Mark A. McCollum | | For | | Withhold | | Management |
1.4 | | Elect Director R. Bruce Northcutt | | For | | Withhold | | Management |
2 | | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | | For | | For | | Management |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | For | | For | | Management |
| | | | | | | | |
WILLIAMS-SONOMA, INC. |
| | | |
Ticker: | WSM | Security ID: | 969904101 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Laura Alber | | For | | For | | Management |
1.2 | | Elect Director Esi Eggleston Bracey | | For | | For | | Management |
1.3 | | Elect Director Scott Dahnke | | For | | For | | Management |
1.4 | | Elect Director Anne Mulcahy | | For | | For | | Management |
1.5 | | Elect Director William Ready | | For | | For | | Management |
1.6 | | Elect Director Sabrina Simmons | | For | | For | | Management |
1.7 | | Elect Director Frits van Paasschen | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
| | | | | | | | |
XPO LOGISTICS, INC. |
| | | |
Ticker: | XPO | Security ID: | 983793100 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual |
Record Date: | APR 08, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Brad Jacobs | | For | | For | | Management |
1.2 | | Elect Director Gena Ashe | | For | | For | | Management |
1.3 | | Elect Director Marlene Colucci | | For | | For | | Management |
1.4 | | Elect Director AnnaMaria DeSalva | | For | | For | | Management |
1.5 | | Elect Director Michael Jesselson | | For | | For | | Management |
1.6 | | Elect Director Adrian Kingshott | | For | | For | | Management |
1.7 | | Elect Director Jason Papastavrou | | For | | For | | Management |
1.8 | | Elect Director Oren Shaffer | | For | | For | | Management |
2 | | Ratify KPMG LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Require Independent Board Chair | | Against | | For | | Shareholder |
6 | | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | | Against | | For | | Shareholder |
| | | | | | | | |
XYLEM INC. |
| | | |
Ticker: | XYL | Security ID: | 98419M100 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jeanne Beliveau-Dunn | | For | | For | | Management |
1b | | Elect Director Patrick K. Decker | | For | | For | | Management |
1c | | Elect Director Robert F. Friel | | For | | For | | Management |
1d | | Elect Director Jorge M. Gomez | | For | | For | | Management |
1e | | Elect Director Victoria D. Harker | | For | | For | | Management |
1f | | Elect Director Steven R. Loranger | | For | | For | | Management |
1g | | Elect Director Surya N. Mohapatra | | For | | For | | Management |
1h | | Elect Director Jerome A. Peribere | | For | | For | | Management |
1i | | Elect Director Markos I. Tambakeras | | For | | For | | Management |
1j | | Elect Director Lila Tretikov | | For | | For | | Management |
1k | | Elect Director Uday Yadav | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Proxy Access Right | | Against | | For | | Shareholder |
| | | | | | | | |
ZEBRA TECHNOLOGIES CORPORATION |
| | | |
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | MAY 14, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Chirantan "CJ" Desai | | For | | For | | Management |
1.2 | | Elect Director Richard L. Keyser | | For | | For | | Management |
1.3 | | Elect Director Ross W. Manire | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
3 | | Ratify Ernst & Young LLP as Auditor | | For | | For | | Management |
| | | | | | | | |
ZIMMER BIOMET HOLDINGS, INC. |
| | | |
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 14, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Christopher B. Begley | | For | | For | | Management |
1b | | Elect Director Betsy J. Bernard | | For | | For | | Management |
1c | | Elect Director Michael J. Farrell | | For | | For | | Management |
1d | | Elect Director Robert A. Hagemann | | For | | For | | Management |
1e | | Elect Director Bryan C. Hanson | | For | | For | | Management |
1f | | Elect Director Arthur J. Higgins | | For | | For | | Management |
1g | | Elect Director Maria Teresa Hilado | | For | | For | | Management |
1h | | Elect Director Syed Jafry | | For | | For | | Management |
1i | | Elect Director Sreelakshmi Kolli | | For | | For | | Management |
1j | | Elect Director Michael W. Michelson | | For | | For | | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
6 | | Amend Deferred Compensation Plan | | For | | For | | Management |
7 | | Provide Right to Call Special Meeting | | For | | For | | Management |
| | | | | | | | |
===== END NPX REPORT =====
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AQUILA FUNDS TRUST
/s/ Diana P. Herrmann
Diana P. Herrmann
Vice Chair, Trustee and President
August 11, 2021
/s/ Joseph P. DiMaggio
Joseph P. DiMaggio
Chief Financial Officer and Treasurer
August 11, 2021