UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-4338
EAGLE CAPITAL APPRECIATION FUND
(Formerly: Heritage Capital Appreciation Trust)
(Exact name of Registrant as Specified in Charter)
880 Carillon Parkway
St. Petersburg, FL 33716
(Address of Principal Executive Office) (Zip Code)
Registrant’s Telephone Number, including Area Code: (727) 567-8143
STEPHEN G. HILL, PRESIDENT
880 Carillon Parkway
St. Petersburg, FL 33716
(Name and Address of Agent for Service)
Copy to:
FRANCINE J. ROSENBERGER, ESQ.
K&L Gates, LLP
1601 K Street, NW
Washington, D.C. 20006
Date of fiscal year end: | |
Date of Reporting Period: | July 1, 2008 to June 30, 2009 |
Item 1. Proxy Voting Record.
Eagle Capital Appreciation Fund
Name (Fund Name) | Cusip | Symbol | Desc (Company Name) | Meeting Date | Issue (What Issue was voted on?) | Was this a Shareholder (S), Mgmt (M), or Issuer (I) Proposal? | Was the Fund Vote "with" or "against" Management recommendation | How "The Fund" cast its vote |
Prior to November 3, 2008 the "Eagle Capital Appreciation Fund" was named the "Heritage Capital Appreciation Trust" | ||||||||
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Approve Merger Agreement | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Change Company Name | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Increase Authorized Common Stock | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Eliminate Class of Preferred Stock | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Amend Quorum Requirements | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Adopt Supermajority Vote Requirement for Amendments | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Prohibit Board to Amend Bylaws Without Shareholder Consent | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Permit Directors Designated by Vivendi Certain Voting Powers | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Amend Certificate of Incorporation to Limit Certain Business Activities | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Amend Certificate of Incorporation to Restrict Business Combination Provision | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Prohibit Board to Amend Bylaws Without Shareholder Consent | M | With | For |
Eagle Capital Appreciation Fund | 004930202 | ATVI | Activision Blizzard, Inc. | 07/08/08 | Adjourn Meeting | M | With | For |
Eagle Capital Appreciation Fund | 760975102 | RIM | Research In Motion Ltd | 07/15/08 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | M | With | For |
Eagle Capital Appreciation Fund | 760975102 | RIM | Research In Motion Ltd | 07/15/08 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | M | With | For |
Eagle Capital Appreciation Fund | 285512109 | ERTS | Electronic Arts Inc. | 07/31/08 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 285512109 | ERTS | Electronic Arts Inc. | 07/31/08 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 285512109 | ERTS | Electronic Arts Inc. | 07/31/08 | Amend Qualified Employee Stock Purchase Plan | M | With | For |
Eagle Capital Appreciation Fund | 285512109 | ERTS | Electronic Arts Inc. | 07/31/08 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 08/18/08 | Approve Increase in Size of Board | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 08/18/08 | Issue Shares in Connection with Acquisition | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 08/18/08 | Adjourn Meeting | M | With | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 09/24/08 | Elect Directors (Bundled) | M | Against | Withhold |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 09/24/08 | Approve Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 09/24/08 | Adopt Policy and Report on Board Diversity | S | With | Against |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 09/24/08 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Against | For |
Eagle Capital Appreciation Fund | 881624209 | TEVA | Teva Pharmaceutical Industries Ltd. | 09/25/08 | Elect Director | M | With | For |
Eagle Capital Appreciation Fund | 92826C839 | V | Visa Inc. | 10/14/08 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | M | With | For |
Eagle Capital Appreciation Fund | 189754104 | COH | Coach, Inc. | 10/30/08 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 189754104 | COH | Coach, Inc. | 10/30/08 | Amend Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Approve Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Amend Non-Employee Director Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Adopt Policies to Protect Freedom of Access to the Internet | S | With | Against |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Amend Bylaws to Establish a Board Committee on Human Rights | S | With | Against |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corp. | 11/19/08 | Report on Charitable Contributions | S | With | Against |
Eagle Capital Appreciation Fund | 92826C839 | V | Visa Inc. | 12/16/08 | Amend Certificate of Incorporation | M | With | For |
Eagle Capital Appreciation Fund | G95089101 | WFT | Weatherford International Ltd | 02/17/09 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | M | With | For |
Eagle Capital Appreciation Fund | G95089101 | WFT | Weatherford International Ltd | 02/17/09 | Adjourn Meeting | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Inc. | 03/03/09 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Inc. | 03/03/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | '806857108 | SLB | Schlumberger Ltd. | 04/08/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | '806857108 | SLB | Schlumberger Ltd. | 04/08/09 | Adopt and Approve Financials and Dividends | M | With | For |
Eagle Capital Appreciation Fund | '806857108 | SLB | Schlumberger Ltd. | 04/08/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Against | For |
Eagle Capital Appreciation Fund | '806857108 | SLB | Schlumberger Ltd. | 04/08/09 | Approval of Independent Registered Public Accounting Firm | M | With | For |
Eagle Capital Appreciation Fund | 92826C839 | V | Visa Inc. | 04/21/09 | Elect Director | M | Against | Against |
Eagle Capital Appreciation Fund | 92826C839 | V | Visa Inc. | 04/21/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 92826C839 | V | Visa Inc. | 04/21/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/23/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/23/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/23/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Against | For |
Eagle Capital Appreciation Fund | 589331107 | MRK | Merck & Co., Inc. | 04/28/09 | Require Independent Lead Director | S | With | Against |
Eagle Capital Appreciation Fund | 589331107 | MRK | Merck & Co., Inc. | 04/28/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 589331107 | MRK | Merck & Co., Inc. | 04/28/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 589331107 | MRK | Merck & Co., Inc. | 04/28/09 | Fix Number of Directors | M | With | For |
Eagle Capital Appreciation Fund | 589331107 | MRK | Merck & Co., Inc. | 04/28/09 | Amend Bylaws-- Call Special Meetings | S | Against | For |
Eagle Capital Appreciation Fund | 589331107 | MRK | Merck & Co., Inc. | 04/28/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Against | For |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International Inc. | 05/01/09 | Amend Omnibus Stock Plan | M | Against | Against |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International Inc. | 05/01/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International Inc. | 05/01/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 98956P102 | ZMH | Zimmer Holdings Inc | 05/04/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 98956P102 | ZMH | Zimmer Holdings Inc | 05/04/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 98956P102 | ZMH | Zimmer Holdings Inc | 05/04/09 | Approve Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 98956P102 | ZMH | Zimmer Holdings Inc | 05/04/09 | Amend Non-Employee Director Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 98956P102 | ZMH | Zimmer Holdings Inc | 05/04/09 | Amend Deferred Compensation Plan | M | With | For |
Eagle Capital Appreciation Fund | 71813109 | BAX | Baxter International Inc. | 05/05/09 | Report on Animal Testing | S | With | Against |
Eagle Capital Appreciation Fund | 71813109 | BAX | Baxter International Inc. | 05/05/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 71813109 | BAX | Baxter International Inc. | 05/05/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Report on Recycling | S | With | Against |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Report on Genetically Engineered Products | S | With | Against |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Report on Charitable Contributions | S | With | Against |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Amend Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/06/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Against | For |
Eagle Capital Appreciation Fund | 29912201 | AMT | American Tower Corp. | 05/06/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 29912201 | AMT | American Tower Corp. | 05/06/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 42809H107 | HES | Hess Corporation | 05/06/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 42809H107 | HES | Hess Corporation | 05/06/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | H27013103 | WFT | Weatherford International Ltd | 05/07/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | H27013103 | WFT | Weatherford International Ltd | 05/07/09 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | M | With | For |
Eagle Capital Appreciation Fund | H27013103 | WFT | Weatherford International Ltd | 05/07/09 | Transact Other Business (Non-Voting) | M | DNV | DNV |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc | 05/07/09 | Amend Omnibus Stock Plan | M | Against | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc | 05/07/09 | Adopt Policies to Protect Freedom of Access to the Internet | S | With | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc | 05/07/09 | Adopt Principles for Health Care Reform | S | With | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc | 05/07/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc | 05/07/09 | Report on Political Contributions | S | With | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc | 05/07/09 | Elect Directors (Bundled) | M | Against | Withhold |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/08/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/08/09 | Approve Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/08/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 959802109 | WU | The Western Union Company | 05/13/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 959802109 | WU | The Western Union Company | 05/13/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 05/13/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 05/13/09 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 05/13/09 | Amend Non-Employee Director Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 05/13/09 | Amend Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 05/13/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corp. | 05/14/09 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | S | With | Against |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corp. | 05/14/09 | Amend Corporate Executive Bonus Plan | S | With | Against |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corp. | 05/14/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corp. | 05/14/09 | Report on Political Contributions | S | Against | For |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/20/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/20/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/21/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/21/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | '617446448 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Management Proxy (Blue Card) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Elect Directors (Bundled) | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Approve Omnibus Stock Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Amend Qualified Employee Stock Purchase Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Ratify Auditors | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Reincorporate in Another State [Delaware to North Dakota] | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Dissident Proxy (White Card - Eastbourne) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Elect Directors (Bundled) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Carl C. Icahn Dissident Nominee (Bundled) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Elect Management Nominee (Bundled) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Approve Omnibus Stock Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Amend Qualified Employee Stock Purchase Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Ratify Auditors | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Reincorporate in Another State [Delaware to North Dakota] | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Dissident Proxy (Gold Card - Carl C. Icahn) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Eastbourne Dissident Nominee (Bundled) | S | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Approve Omnibus Stock Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Amend Qualified Employee Stock Purchase Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Ratify Auditors | M | DNV | DNV |
Eagle Capital Appreciation Fund | 32346108 | AMLN | Amylin Pharmaceuticals, Inc. | 05/27/09 | Reincorporate in Another State [Delaware to North Dakota] | S | DNV | DNV |
Eagle Capital Appreciation Fund | 512815101 | LAMR | Lamar Advertising Company | 05/28/09 | Amend Omnibus Stock Plan | M | Against | Against |
Eagle Capital Appreciation Fund | 512815101 | LAMR | Lamar Advertising Company | 05/28/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 512815101 | LAMR | Lamar Advertising Company | 05/28/09 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 512815101 | LAMR | Lamar Advertising Company | 05/28/09 | Approve Qualified Employee Stock Purchase Plan | M | With | For |
Eagle Capital Appreciation Fund | 512815101 | LAMR | Lamar Advertising Company | 05/28/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Fix Number of Directors at 12 | M | With | Against |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Elect Director Ronald J. Gilson | S | Against | Against |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Elect Director | S | With | For |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Against | For |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Fix Number of Directors at 12 | M | DNV | DNV |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Elect Directors (Bundled) | M | DNV | DNV |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Ratify Auditors | M | DNV | DNV |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Amend Omnibus Stock Plan | M | DNV | DNV |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | DNV | DNV |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Elect Director Michael L. Ashner | S | Against | Withhold |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Elect Director James L. Donald | S | Against | Withhold |
Eagle Capital Appreciation Fund | 87612E106 | TGT | Target Corporation | 05/28/09 | Elect Director Richard W. Vague | S | Against | Withhold |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group Inc | 06/02/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group Inc | 06/02/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group Inc | 06/02/09 | Approve Stock Option Exchange Program | M | With | For |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group Inc | 06/02/09 | Increase Authorized Common Stock | M | With | For |
Eagle Capital Appreciation Fund | 867229106 | SU | Suncor Energy Inc | 06/04/09 | Approve Plan of Arrangement - Merger with Petro-Canada | M | With | For |
Eagle Capital Appreciation Fund | 867229106 | SU | Suncor Energy Inc | 06/04/09 | Amend Stock Option Plan | M | With | For |
Eagle Capital Appreciation Fund | 867229106 | SU | Suncor Energy Inc | 06/04/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 867229106 | SU | Suncor Energy Inc | 06/04/09 | Ratify PricewaterhouseCoopers LLP as Auditors | M | With | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06/05/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06/05/09 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06/05/09 | Elect Directors (Bundled) | M | Against | Withhold |
Eagle Capital Appreciation Fund | 00507V109 | EQIX | Equinix, Inc. | 06/09/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 00507V109 | EQIX | Equinix, Inc. | 06/09/09 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 881624209 | NULL | Teva Pharmaceutical Industries Ltd. | 06/22/09 | Approve Final Dividend | M | With | For |
Eagle Capital Appreciation Fund | 881624209 | NULL | Teva Pharmaceutical Industries Ltd. | 06/22/09 | Elect Directors (Bundled) | M | With | For |
Eagle Capital Appreciation Fund | 881624209 | NULL | Teva Pharmaceutical Industries Ltd. | 06/22/09 | Approve Auditors and Authorize Board to Fix Their Remuneration | M | With | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Eagle Capital Appreciation Fund |
|
By: /s/ Mathew J. Calabro |
Mathew J. Calabro |
Principal Executive Officer |
|
Date: August 26, 2009 |