UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-4338
EAGLE CAPITAL APPRECIATION FUND
(Exact name of Registrant as Specified in Charter)
880 Carillon Parkway
St. Petersburg, FL 33716
(Address of Principal Executive Office) (Zip Code)
Registrant’s Telephone Number, including Area Code: (727) 567-8143
RICHARD J. ROSSI, PRESIDENT
880 Carillon Parkway
St. Petersburg, FL 33716
(Name and Address of Agent for Service)
Copy to:
FRANCINE J. ROSENBERGER, ESQ.
K&L Gates, LLP
1601 K Street, NW
Washington, D.C. 20006
Date of fiscal year end: October 31
Date of Reporting Period: July 1, 2010 to June 30, 2011
Item 1. Proxy Voting Record.
Eagle Capital Appreciation Fund
Name (Eagle Fund Name) | Security ID | Symbol | Desc (Company Name) | Meeting Date | Issue (What Issue was voted on?) | Was this a Shareholder, Mgmt, or Issuer Proposal? | Was the Fund Vote "with" or "against" M recommendation | How "The Fund" cast its vote |
Eagle Capital Appreciation Fund | 654106103 | NKE | Nike, Inc. | 09/20/10 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | Nike, Inc. | 09/20/10 | Amend Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | Nike, Inc. | 09/20/10 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | Nike, Inc. | 09/20/10 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Declassify the Board of Directors | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Reduce Supermajority Vote Requirement | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Amend Board Qualifications | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Amend Stock Ownership Limitations | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Adjourn Meeting | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Approve Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 09/21/10 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Elect Directors | M | Against | Withhold |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Approve Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Amend Omnibus Stock Plan | M | Against | Against |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Establish Board Committee on Sustainability | S | With | Against |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Require a Majority Vote for the Election of Directors | S | Against | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/06/10 | Stock Retention/Holding Period | S | Against | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/12/10 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/12/10 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/12/10 | Provide for Cumulative Voting | S | With | Against |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corporation | 11/16/10 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corporation | 11/16/10 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 594918104 | MSFT | Microsoft Corporation | 11/16/10 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | S | With | Against |
Eagle Capital Appreciation Fund | 17275R102 | CSCO | Cisco Systems, Inc. | 11/18/10 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 17275R102 | CSCO | Cisco Systems, Inc. | 11/18/10 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 17275R102 | CSCO | Cisco Systems, Inc. | 11/18/10 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 17275R102 | CSCO | Cisco Systems, Inc. | 11/18/10 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | S | With | Against |
Eagle Capital Appreciation Fund | 17275R102 | CSCO | Cisco Systems, Inc. | 11/18/10 | Report on Internet Fragmentation | S | Against | For |
Eagle Capital Appreciation Fund | 17275R102 | CSCO | Cisco Systems, Inc. | 11/18/10 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | S | With | Against |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 01/27/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 01/27/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 01/27/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 01/27/11 | Advisory Vote on Say on Pay Frequency | M | Against | Against / One Year |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 02/23/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 02/23/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 02/23/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 02/23/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 02/23/11 | Adopt Policy on Succession Planning | S | Against | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 02/23/11 | Require a Majority Vote for the Election of Directors | S | Against | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Amend Qualified Employee Stock Purchase Plan | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Three Years |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 03/08/11 | Require a Majority Vote for the Election of Directors | S | Against | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Two Years |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Increase Authorized Common Stock | M | With | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Adopt Plurality Voting for Contested Election of Directors | M | With | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Adopt and Approve Financials and Dividends | M | With | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 04/06/11 | Ratify PricewaterhouseCoopers LLP as Auditors | M | With | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 04/19/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 04/19/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 04/19/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 04/19/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 04/26/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 04/26/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 04/26/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 04/26/11 | Amend Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 04/26/11 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 04/26/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Adopt Policy to Restrain Pharmaceutical Price Increases | S | With | Against |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | S | With | Against |
Eagle Capital Appreciation Fund | 478160104 | JNJ | Johnson & Johnson | 04/28/11 | Adopt Animal-Free Training Methods | S | With | Against |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Three Years |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Adopt Majority Voting for Uncontested Election of Directors | M | With | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | With | Against |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 05/04/11 | Report on Political Contributions | S | With | Against |
Eagle Capital Appreciation Fund | 054303102 | AVP | Avon Products, Inc. | 05/05/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 054303102 | AVP | Avon Products, Inc. | 05/05/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 054303102 | AVP | Avon Products, Inc. | 05/05/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 054303102 | AVP | Avon Products, Inc. | 05/05/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 054303102 | AVP | Avon Products, Inc. | 05/05/11 | Reduce Supermajority Vote Requirement | M | With | For |
Eagle Capital Appreciation Fund | 111320107 | BRCM | Broadcom Corporation | 05/05/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 111320107 | BRCM | Broadcom Corporation | 05/05/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 111320107 | BRCM | Broadcom Corporation | 05/05/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Three Years |
Eagle Capital Appreciation Fund | 111320107 | BRCM | Broadcom Corporation | 05/05/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 674599105 | OXY | Occidental Petroleum Corporation | 05/06/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 674599105 | OXY | Occidental Petroleum Corporation | 05/06/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 674599105 | OXY | Occidental Petroleum Corporation | 05/06/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 674599105 | OXY | Occidental Petroleum Corporation | 05/06/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 674599105 | OXY | Occidental Petroleum Corporation | 05/06/11 | Review Political Expenditures and Processes | S | Against | For |
Eagle Capital Appreciation Fund | 674599105 | OXY | Occidental Petroleum Corporation | 05/06/11 | Request Director Nominee with Environmental Qualifications | S | With | Against |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group, Inc. | 05/11/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group, Inc. | 05/11/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group, Inc. | 05/11/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 12497T101 | CBG | CB Richard Ellis Group, Inc. | 05/11/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Three Years |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Amend Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Reduce Supermajority Vote Requirement | M | With | For |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Provide Right to Call Special Meeting | M | With | For |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 375558103 | GILD | Gilead Sciences, Inc. | 05/12/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/12/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/12/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/12/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/12/11 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/12/11 | Declassify the Board of Directors | S | With | For |
Eagle Capital Appreciation Fund | 790849103 | STJ | St. Jude Medical, Inc. | 05/12/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 845467109 | SWN | Southwestern Energy Company | 05/17/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 845467109 | SWN | Southwestern Energy Company | 05/17/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 845467109 | SWN | Southwestern Energy Company | 05/17/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 845467109 | SWN | Southwestern Energy Company | 05/17/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 845467109 | SWN | Southwestern Energy Company | 05/17/11 | Provide Right to Call Special Meeting | M | Against | Against |
Eagle Capital Appreciation Fund | 845467109 | SWN | Southwestern Energy Company | 05/17/11 | Report on Political Contributions | S | With | Against |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Amend Omnibus Stock Plan | M | With | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Report on Political Contributions | S | Against | For |
Eagle Capital Appreciation Fund | 808513105 | SCHW | The Charles Schwab Corporation | 05/17/11 | Declassify the Board of Directors | S | With | For |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 05/18/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 05/18/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 05/18/11 | Reduce Supermajority Vote Requirement | M | With | For |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 05/18/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 05/18/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 05/19/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 05/19/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 05/19/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 05/19/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 05/19/11 | Review and Assess Human Rights Policies | S | Against | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 05/19/11 | Report on Political Contributions | S | With | Against |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/24/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/24/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/24/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/24/11 | Adopt Majority Voting for Uncontested Election of Directors | M | With | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 05/24/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/25/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/25/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/25/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Two Years |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/25/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 883556102 | TMO | Thermo Fisher Scientific Inc. | 05/25/11 | Declassify the Board of Directors | S | Against | For |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Approve Executive Incentive Bonus Plan | M | With | For |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | S | Against | For |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Include Sustainability as a Performance Measure for Senior Executive Compensation | S | With | Against |
Eagle Capital Appreciation Fund | 548661107 | LOW | Lowe's Companies, Inc. | 05/27/11 | Report on Political Contributions | S | With | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Amend Omnibus Stock Plan | M | Against | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Advisory Vote on Say on Pay Frequency | M | With | For / Three Years |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | S | With | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Reduce Supermajority Vote Requirement | S | With | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06/02/11 | Report on Code of Conduct Compliance | S | With | Against |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 06/07/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 06/07/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 06/07/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 06/07/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 855030102 | SPLS | Staples, Inc. | 06/07/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 855030102 | SPLS | Staples, Inc. | 06/07/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 855030102 | SPLS | Staples, Inc. | 06/07/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 855030102 | SPLS | Staples, Inc. | 06/07/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 855030102 | SPLS | Staples, Inc. | 06/07/11 | Provide Right to Act by Written Consent | S | With | Against |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 06/08/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 06/08/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 06/08/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 12572Q105 | CME | CME Group Inc. | 06/08/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Reduce Supermajority Vote Requirement | M | With | For |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Amend Certificate of Incorporation | M | With | For |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 25179M103 | DVN | Devon Energy Corporation | 06/08/11 | Provide Right to Act by Written Consent | S | Against | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Elect Directors | M | With | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Ratify Auditors | M | With | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | With | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Advisory Vote on Say on Pay Frequency | M | With | For / One Year |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | M | With | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | M | With | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 06/09/11 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | M | With | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Eagle Capital Appreciation Fund
By: /s/ Susan L. Walzer
Susan L. Walzer
Principal Executive Officer
Date: August 19, 2011