UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-4338
EAGLE CAPITAL APPRECIATION FUND
(Exact name of Registrant as Specified in Charter)
880 Carillon Parkway
St. Petersburg, FL 33716
(Address of Principal Executive Office) (Zip Code)
Registrant’s Telephone Number, including Area Code: (727) 567-8143
SUSAN L. WALZER, PRINCIPAL EXECUTIVE OFFICER
880 Carillon Parkway
St. Petersburg, FL 33716
(Name and Address of Agent for Service)
Copy to:
FRANCINE J. ROSENBERGER, ESQ.
K&L Gates, LLP
1601 K Street, NW
Washington, D.C. 20006
Item 1. Proxy Voting Record.
Eagle Capital Appreciation Fund
Name (Eagle Fund Name) | Security ID | Symbol | Desc (Company Name) | Meeting Date | Issue (What Issue was voted on?) | Was this a Shareholder, Mgmt, or Issuer Proposal? | Was the Fund Vote "with" or "against" Management recommendation | How "The Fund" cast its vote |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 8/10/2011 | Elect Directors | Management | With | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 8/10/2011 | Amend Qualified Employee Stock Purchase Plan | Management | With | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 8/10/2011 | Amend Omnibus Stock Plan | Management | With | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 8/10/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | With | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 8/10/2011 | Advisory Vote on Say on Pay Frequency | Management | With | For/One Year |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 8/10/2011 | Ratify Auditors | Management | With | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 8/31/2011 | Elect Directors | Management | With | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 8/31/2011 | Amend Omnibus Stock Plan | Management | With | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 8/31/2011 | Amend Qualified Employee Stock Purchase Plan | Management | With | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 8/31/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | With | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 8/31/2011 | Advisory Vote on Say on Pay Frequency | Management | With | For/One Year |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 8/31/2011 | Ratify Auditors | Management | With | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 9/19/2011 | Elect Directors | Management | With | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 9/19/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | With | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 9/19/2011 | Advisory Vote on Say on Pay Frequency | Management | With | For/One Year |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 9/19/2011 | Ratify Auditors | Management | With | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 9/19/2011 | Approve Final Dividend | Management | With | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 9/19/2011 | Elect Directors | Management | With | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 9/19/2011 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | With | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 9/19/2011 | Approve Director/Officer Liability and Indemnification Insurance | Management | With | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 9/19/2011 | Amend Remuneration of Vice Chairman | Management | With | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 9/19/2011 | Approve Reimbursement of Expenses of Board Chairman | Management | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Elect Directors | Management | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Ratify Auditors | Management | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Advisory Vote on Say on Pay Frequency | Management | With | For/One Year |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Amend Articles of Incorporation | Management | With | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Provide for Cumulative Voting | Shareholder | With | Against |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | With | Against |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 10/11/2011 | Report on Political Contributions and Provide Advisory Vote | Shareholder | With | Against |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/12/2011 | Elect Directors | Management | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/12/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/12/2011 | Advisory Vote on Say on Pay Frequency | Management | With | For/One Year |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/12/2011 | Ratify Auditors | Management | With | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 10/12/2011 | Stock Retention/Holding Period | Shareholder | With | Against |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 11/29/2011 | Approve Reorganization Plan | Management | With | For |
Eagle Capital Appreciation Fund | 029912201 | AMT | American Tower Corporation | 11/29/2011 | Adjourn Meeting | Management | With | For |
Eagle Capital Appreciation Fund | 22160K105 | 2701271 | Costco Wholesale Corporation | 1/26/2012 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 22160K105 | 2701271 | Costco Wholesale Corporation | 1/26/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 22160K105 | 2701271 | Costco Wholesale Corporation | 1/26/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 22160K105 | 2701271 | Costco Wholesale Corporation | 1/26/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 291011104 | 2313405 | Emerson Electric Co. | 2/7/2012 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 291011104 | 2313405 | Emerson Electric Co. | 2/7/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 291011104 | 2313405 | Emerson Electric Co. | 2/7/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 291011104 | 2313405 | Emerson Electric Co. | 2/7/2012 | Report on Sustainability | Shareholder | Against | For |
Eagle Capital Appreciation Fund | 291011104 | 2313405 | Emerson Electric Co. | 2/7/2012 | Declassify the Board of Directors | Shareholder | Against | For |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Prepare Conflict of Interest Report | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Advisory Vote to Ratify Directors' Compensation | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Report on Political Contributions | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 037833100 | 2046251 | Apple Inc. | 2/23/2012 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
Eagle Capital Appreciation Fund | 747525103 | 2714923 | QUALCOMM Incorporated | 3/6/2012 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 747525103 | 2714923 | QUALCOMM Incorporated | 3/6/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 747525103 | 2714923 | QUALCOMM Incorporated | 3/6/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 747525103 | 2714923 | QUALCOMM Incorporated | 3/6/2012 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | 2779201 | Schlumberger Limited | 4/11/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | 2779201 | Schlumberger Limited | 4/11/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | 2779201 | Schlumberger Limited | 4/11/2012 | Adopt and Approve Financials and Dividends | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | 2779201 | Schlumberger Limited | 4/11/2012 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | 2779201 | Schlumberger Limited | 4/11/2012 | Amend Non-Employee Director Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | 2648668 | Northern Trust Corporation | 4/17/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | 2648668 | Northern Trust Corporation | 4/17/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | 2648668 | Northern Trust Corporation | 4/17/2012 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | 2648668 | Northern Trust Corporation | 4/17/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | 2648668 | Northern Trust Corporation | 4/17/2012 | Pro-rata Vesting of Equity Plans | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 665859104 | 2648668 | Northern Trust Corporation | 4/17/2012 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 438516106 | 2020459 | Honeywell International Inc. | 4/23/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 438516106 | 2020459 | Honeywell International Inc. | 4/23/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 438516106 | 2020459 | Honeywell International Inc. | 4/23/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 438516106 | 2020459 | Honeywell International Inc. | 4/23/2012 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 438516106 | 2020459 | Honeywell International Inc. | 4/23/2012 | Report on Political Contributions | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 74005P104 | 2699291 | Praxair, Inc. | 4/24/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 74005P104 | 2699291 | Praxair, Inc. | 4/24/2012 | Provide Right to Call Special Meeting | Management | WITH | For |
Eagle Capital Appreciation Fund | 74005P104 | 2699291 | Praxair, Inc. | 4/24/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 74005P104 | 2699291 | Praxair, Inc. | 4/24/2012 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 74005P104 | 2699291 | Praxair, Inc. | 4/24/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Require Shareholder Vote to Approve Political Contributions | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 478160104 | 2475833 | Johnson & Johnson | 4/26/2012 | Adopt Animal-Free Training Methods | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 025816109 | 2026082 | American Express Company | 4/30/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | 2026082 | American Express Company | 4/30/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | 2026082 | American Express Company | 4/30/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | 2026082 | American Express Company | 4/30/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | 2026082 | American Express Company | 4/30/2012 | Provide for Cumulative Voting | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 025816109 | 2026082 | American Express Company | 4/30/2012 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Report on Lobbying Payments and Policy | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Establish Risk Oversight Committee | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 713448108 | 2681511 | PepsiCo, Inc. | 5/2/2012 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 790849103 | 2767381 | St. Jude Medical, Inc. | 5/3/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 790849103 | 2767381 | St. Jude Medical, Inc. | 5/3/2012 | Amend Qualified Employee Stock Purchase Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 790849103 | 2767381 | St. Jude Medical, Inc. | 5/3/2012 | Declassify the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 790849103 | 2767381 | St. Jude Medical, Inc. | 5/3/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 790849103 | 2767381 | St. Jude Medical, Inc. | 5/3/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 054303102 | 2066721 | Avon Products, Inc. | 5/3/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 054303102 | 2066721 | Avon Products, Inc. | 5/3/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 054303102 | 2066721 | Avon Products, Inc. | 5/3/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 571903202 | 2210614 | Marriott International, Inc. | 5/4/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 571903202 | 2210614 | Marriott International, Inc. | 5/4/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 571903202 | 2210614 | Marriott International, Inc. | 5/4/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | B6WVMH3 | CBRE Group, Inc. | 5/8/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | B6WVMH3 | CBRE Group, Inc. | 5/8/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | B6WVMH3 | CBRE Group, Inc. | 5/8/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | B6WVMH3 | CBRE Group, Inc. | 5/8/2012 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 13342B105 | 2222233 | Cameron International Corporation | 5/11/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 13342B105 | 2222233 | Cameron International Corporation | 5/11/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 13342B105 | 2222233 | Cameron International Corporation | 5/11/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 13342B105 | 2222233 | Cameron International Corporation | 5/11/2012 | Declassify the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 13342B105 | 2222233 | Cameron International Corporation | 5/11/2012 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | WITH | For |
Eagle Capital Appreciation Fund | 13342B105 | 2222233 | Cameron International Corporation | 5/11/2012 | Approve Restatement of the Company's Certificate of Incorporation | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | 2405302 | Halliburton Company | 5/16/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | 2405302 | Halliburton Company | 5/16/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | 2405302 | Halliburton Company | 5/16/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | 2405302 | Halliburton Company | 5/16/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 917047102 | 2933438 | Urban Outfitters, Inc. | 5/22/2012 | Add Women and Minorities to the Board | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 917047102 | 2933438 | Urban Outfitters, Inc. | 5/22/2012 | Require a Majority Vote for the Election of Directors | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 917047102 | 2933438 | Urban Outfitters, Inc. | 5/22/2012 | Declassify the Board of Directors | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 917047102 | 2933438 | Urban Outfitters, Inc. | 5/22/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 917047102 | 2933438 | Urban Outfitters, Inc. | 5/22/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 883556102 | 2886907 | Thermo Fisher Scientific Inc. | 5/23/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 883556102 | 2886907 | Thermo Fisher Scientific Inc. | 5/23/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 883556102 | 2886907 | Thermo Fisher Scientific Inc. | 5/23/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 023135106 | 2000019 | Amazon.com, Inc. | 5/24/2012 | Report on Climate Change | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 023135106 | 2000019 | Amazon.com, Inc. | 5/24/2012 | Report on Political Contributions | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 023135106 | 2000019 | Amazon.com, Inc. | 5/24/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 023135106 | 2000019 | Amazon.com, Inc. | 5/24/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 023135106 | 2000019 | Amazon.com, Inc. | 5/24/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | 2285991 | Crown Castle International Corp. | 5/24/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | 2285991 | Crown Castle International Corp. | 5/24/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | 2285991 | Crown Castle International Corp. | 5/24/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Stock Retention/Holding Period | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Amend Qualified Employee Stock Purchase Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 548661107 | 2536763 | Lowe's Companies, Inc. | 6/1/2012 | Report on Political Contributions | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 57636Q104 | B121557 | MasterCard Incorporated | 6/5/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | B121557 | MasterCard Incorporated | 6/5/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | B121557 | MasterCard Incorporated | 6/5/2012 | Amend Non-Employee Director Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | B121557 | MasterCard Incorporated | 6/5/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | B121557 | MasterCard Incorporated | 6/5/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | 2204758 | Equinix, Inc. | 6/5/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | 2204758 | Equinix, Inc. | 6/5/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | 2204758 | Equinix, Inc. | 6/5/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | 2204758 | Equinix, Inc. | 6/5/2012 | Approve Material Terms for Long-Term Incentive Performance Awards | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | 2204758 | Equinix, Inc. | 6/5/2012 | Provide Right to Call Special Meeting | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Provide Right to Call Special Meeting | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Approve Executive Incentive Bonus Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 25179M103 | 2480677 | Devon Energy Corporation | 6/6/2012 | Report on Lobbying Payments and Policy | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Declassify the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Amend Qualified Employee Stock Purchase Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 12572Q105 | 2965839 | CME Group Inc. | 6/13/2012 | Proxy Access | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 03027X100 | B7FBFL2 | American Tower Corporation | 6/19/2012 | Stock Retention/Holding Period | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 03027X100 | B7FBFL2 | American Tower Corporation | 6/19/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 03027X100 | B7FBFL2 | American Tower Corporation | 6/19/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 03027X100 | B7FBFL2 | American Tower Corporation | 6/19/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | B3V9F12 | PVH CORP. | 6/21/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | B3V9F12 | PVH CORP. | 6/21/2012 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | B3V9F12 | PVH CORP. | 6/21/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | B3V9F12 | PVH CORP. | 6/21/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Authorize a New Class of Common Stock | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Increase Authorized Common Stock | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Approve Omnibus Stock Plan | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Elect Directors - bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 38259P508 | B020QX2 | Google Inc. | 6/21/2012 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | WITH | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Eagle Capital Appreciation Fund
By: | /s/ Susan L. Walzer |
Susan L. Walzer | |
Principal Executive Officer | |
Date: | August 28, 2012 |