UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-04338
EAGLE CAPITAL APPRECIATION FUND
(Exact name of Registrant as Specified in Charter)
880 Carillon Parkway
St. Petersburg, FL 33716
(Address of Principal Executive Office) (Zip Code)
Registrant’s Telephone Number, including Area Code: (727) 567-8143
SUSAN L. WALZER, PRINCIPAL EXECUTIVE OFFICER
880 Carillon Parkway
St. Petersburg, FL 33716
(Name and Address of Agent for Service)
Copy to:
KATHY KRESCH INGBER, ESQ.
K&L Gates, LLP
1601 K Street, NW
Washington, D.C. 20006
Item 1. Proxy Voting Record.
Eagle Capital Appreciation Fund
Name (Eagle Fund Name) | Cusip | Symbol | Desc (Company Name) | Meeting Date | Issue (What Issue was voted on?) | Was this a Shareholder, Mgmt, or Issuer Proposal? | Was the Fund Vote "with" or "against" Management recommendation | How "The Fund" cast its vote |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 08-Aug-12 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 08-Aug-12 | Amend Qualified Employee Stock Purchase Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 08-Aug-12 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 08-Aug-12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 983919101 | XLNX | Xilinx, Inc. | 08-Aug-12 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 31-Aug-12 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 31-Aug-12 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 31-Aug-12 | Amend Qualified Employee Stock Purchase Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 31-Aug-12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 31-Aug-12 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 64110D104 | NTAP | NetApp, Inc. | 31-Aug-12 | Reduce Supermajority Vote Requirement | Shareholder | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Management | WITH | Non Voting Item |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Approve Certain Amendments to Articles of Association | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Approve Indemnification and Release Agreements for Directors of the Company | Management | WITH | For |
Eagle Capital Appreciation Fund | M8769Q102 | TEVA | Teva Pharmaceutical Industries Ltd. | 12-Sep-12 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 20-Sep-12 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 20-Sep-12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 20-Sep-12 | Increase Authorized Common Stock | Management | WITH | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 20-Sep-12 | Amend Executive Incentive Bonus Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 20-Sep-12 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 654106103 | NKE | NIKE, Inc. | 20-Sep-12 | Report on Political Contributions | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 09-Oct-12 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 09-Oct-12 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 09-Oct-12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 09-Oct-12 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 09-Oct-12 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 742718109 | PG | The Procter & Gamble Company | 09-Oct-12 | Reduce Supermajority Vote Requirement | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Amend Non-Employee Director Stock Option Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Adopt Retention Ratio for Executives/Directors | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 68389X105 | ORCL | Oracle Corporation | 07-Nov-12 | Pro-rata Vesting of Equity Awards | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 24-Jan-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 24-Jan-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 24-Jan-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 22160K105 | COST | Costco Wholesale Corporation | 24-Jan-13 | Declassify the Board of Directors | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 27-Feb-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 27-Feb-13 | Amend Articles of Incorporation | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 27-Feb-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 27-Feb-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 27-Feb-13 | Stock Retention/Holding Period | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 037833100 | AAPL | Apple Inc. | 27-Feb-13 | Establish Board Committee on Human Rights | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 05-Mar-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 05-Mar-13 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 05-Mar-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 747525103 | QCOM | QUALCOMM Incorporated | 05-Mar-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 79466L302 | CRM | salesforce.com, inc. | 20-Mar-13 | Increase Authorized Common Stock | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 10-Apr-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 10-Apr-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 10-Apr-13 | Adopt and Approve Financials and Dividends | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 10-Apr-13 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 10-Apr-13 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 806857108 | SLB | Schlumberger Limited | 10-Apr-13 | Amend Employee Stock Purchase Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 16-Apr-13 | Elect Director Linda Walker Bynoe | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 16-Apr-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 16-Apr-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 16-Apr-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 665859104 | NTRS | Northern Trust Corporation | 16-Apr-13 | Report on Political Contributions and Lobbying Expenditures | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 438516106 | HON | Honeywell International Inc. | 22-Apr-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 438516106 | HON | Honeywell International Inc. | 22-Apr-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 438516106 | HON | Honeywell International Inc. | 22-Apr-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 438516106 | HON | Honeywell International Inc. | 22-Apr-13 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 438516106 | HON | Honeywell International Inc. | 22-Apr-13 | Provide Right to Act by Written Consent | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 438516106 | HON | Honeywell International Inc. | 22-Apr-13 | Pro-rata Vesting of Equity Awards | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 23-Apr-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 23-Apr-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 23-Apr-13 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 74005P104 | PX | Praxair, Inc. | 23-Apr-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Label and Eliminate GMO Ingredients in Products | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Report on Lobbying Payments and Policy | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Stock Retention/Holding Period | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Cease Compliance Adjustments to Performance Criteria | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 002824100 | ABT | Abbott Laboratories | 26-Apr-13 | Pro-rata Vesting of Equity Awards | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 025816109 | AXP | American Express Company | 29-Apr-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | AXP | American Express Company | 29-Apr-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | AXP | American Express Company | 29-Apr-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 025816109 | AXP | American Express Company | 29-Apr-13 | Require Independent Board Chairman | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 01-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 01-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 713448108 | PEP | PepsiCo, Inc. | 01-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 750086100 | RAX | Rackspace Hosting, Inc. | 02-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 750086100 | RAX | Rackspace Hosting, Inc. | 02-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 00287Y109 | ABBV | AbbVie Inc. | 06-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 00287Y109 | ABBV | AbbVie Inc. | 06-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 00287Y109 | ABBV | AbbVie Inc. | 06-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 00287Y109 | ABBV | AbbVie Inc. | 06-May-13 | Advisory Vote on Say on Pay Frequency | Management | WITH | For |
Eagle Capital Appreciation Fund | 00287Y109 | ABBV | AbbVie Inc. | 06-May-13 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 92532F100 | VRTX | Vertex Pharmaceuticals Incorporated | 08-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 92532F100 | VRTX | Vertex Pharmaceuticals Incorporated | 08-May-13 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 92532F100 | VRTX | Vertex Pharmaceuticals Incorporated | 08-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 92532F100 | VRTX | Vertex Pharmaceuticals Incorporated | 08-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | CBG | CBRE Group, Inc. | 09-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | CBG | CBRE Group, Inc. | 09-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 12504L109 | CBG | CBRE Group, Inc. | 09-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International, Inc. | 10-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International, Inc. | 10-May-13 | Elect Director | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International, Inc. | 10-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 571903202 | MAR | Marriott International, Inc. | 10-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 15-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 15-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 15-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 15-May-13 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 406216101 | HAL | Halliburton Company | 15-May-13 | Report on Human Rights Risk Assessment Process | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 169656105 | CMG | Chipotle Mexican Grill, Inc. | 17-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 169656105 | CMG | Chipotle Mexican Grill, Inc. | 17-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 169656105 | CMG | Chipotle Mexican Grill, Inc. | 17-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 169656105 | CMG | Chipotle Mexican Grill, Inc. | 17-May-13 | Approve Executive Incentive Bonus Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 169656105 | CMG | Chipotle Mexican Grill, Inc. | 17-May-13 | Declassify the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 169656105 | CMG | Chipotle Mexican Grill, Inc. | 17-May-13 | Pro-rata Vesting of Equity Plan | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 17-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 17-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 17-May-13 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 17-May-13 | Approve Non-Employee Director Stock Option Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 17-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 03027X100 | AMT | American Tower Corporation | 21-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 03027X100 | AMT | American Tower Corporation | 21-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 03027X100 | AMT | American Tower Corporation | 21-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 03027X100 | AMT | American Tower Corporation | 21-May-13 | Amend Right to Call Special Meeting | Management | WITH | For |
Eagle Capital Appreciation Fund | 023135106 | AMZN | Amazon.com, Inc. | 23-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 023135106 | AMZN | Amazon.com, Inc. | 23-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 023135106 | AMZN | Amazon.com, Inc. | 23-May-13 | Report on Political Contributions | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 23-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 23-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 23-May-13 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 23-May-13 | Declassify the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 228227104 | CCI | Crown Castle International Corp. | 23-May-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 256677105 | DG | Dollar General Corporation | 29-May-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 256677105 | DG | Dollar General Corporation | 29-May-13 | Adopt Majority Voting for the Election of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 256677105 | DG | Dollar General Corporation | 29-May-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Approve Merger Agreement | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Increase Authorized Preferred and Common Stock | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Approve Stock Ownership Limitations | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Provisions Related to Considerations of the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Amend ICE Group Certificate of Incorporation | Management | WITH | For |
Eagle Capital Appreciation Fund | 45865V100 | ICE | IntercontinentalExchange, Inc. | 03-Jun-13 | Adjourn Meeting | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 05-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 05-Jun-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 05-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 29444U502 | EQIX | Equinix, Inc. | 05-Jun-13 | Provide Right to Act by Written Consent | Management | WITH | For |
Eagle Capital Appreciation Fund | 517834107 | LVS | Las Vegas Sands Corp. | 05-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 517834107 | LVS | Las Vegas Sands Corp. | 05-Jun-13 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 517834107 | LVS | Las Vegas Sands Corp. | 05-Jun-13 | Amend Executive Incentive Bonus Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 517834107 | LVS | Las Vegas Sands Corp. | 05-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06-Jun-13 | Elect Directors - Bundled | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | AGAINST | Against |
Eagle Capital Appreciation Fund | 00507V109 | ATVI | Activision Blizzard, Inc. | 06-Jun-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06-Jun-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06-Jun-13 | Report on Reducing Lead Battery Health Hazards | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06-Jun-13 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06-Jun-13 | Stock Retention/Holding Period | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 38259P508 | GOOG | Google Inc. | 06-Jun-13 | Adopt Policy on Succession Planning | Shareholder | AGAINST | For |
Eagle Capital Appreciation Fund | 741503403 | PCLN | priceline.com Incorporated | 06-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 741503403 | PCLN | priceline.com Incorporated | 06-Jun-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 741503403 | PCLN | priceline.com Incorporated | 06-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 741503403 | PCLN | priceline.com Incorporated | 06-Jun-13 | Amend Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 741503403 | PCLN | priceline.com Incorporated | 06-Jun-13 | Pro-rata Vesting of Equity Awards | Shareholder | WITH | Against |
Eagle Capital Appreciation Fund | 79466L302 | CRM | salesforce.com, inc. | 06-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 79466L302 | CRM | salesforce.com, inc. | 06-Jun-13 | Declassify the Board of Directors | Management | WITH | For |
Eagle Capital Appreciation Fund | 79466L302 | CRM | salesforce.com, inc. | 06-Jun-13 | Approve Omnibus Stock Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 79466L302 | CRM | salesforce.com, inc. | 06-Jun-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 79466L302 | CRM | salesforce.com, inc. | 06-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 18-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 18-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 57636Q104 | MA | MasterCard Incorporated | 18-Jun-13 | Ratify Auditors | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | PVH | PVH CORP. | 20-Jun-13 | Elect Directors - Bundled | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | PVH | PVH CORP. | 20-Jun-13 | Approve Executive Incentive Bonus Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | PVH | PVH CORP. | 20-Jun-13 | Approve Executive Incentive Bonus Plan | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | PVH | PVH CORP. | 20-Jun-13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | WITH | For |
Eagle Capital Appreciation Fund | 693656100 | PVH | PVH CORP. | 20-Jun-13 | Ratify Auditors | Management | WITH | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Eagle Capital Appreciation Fund
By: /s/ Susan L. Walzer
Susan L. Walzer
Principal Executive Officer
Date: August 29, 2013